As filed with the Securities and Exchange Commission on August 29, 2013
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-21715
NEUBERGER BERMAN ALTERNATIVE FUNDS
(Exact Name of the Registrant as Specified in Charter)
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti
Chief Executive Officer and President
Neuberger Berman Alternative Funds
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: October 31
Date of reporting period: July 1, 2012 to June 30, 2013
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31, of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended, June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden of the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Neuberger Berman Flexible Select Fund
There were no matters relating To a portfolio security considered at any shareholder meeting held from July 1, 2012 To June 30, 2013 with respect To which the Fund was entitled To vote.
Neuberger Berman Risk Balanced Commodity Strategy Fund
There were no matters relating To a portfolio security considered at any shareholder meeting held from July 1, 2012 To June 30, 2013 with respect To which the Fund was entitled To vote.
| NPX Proxy Voting Record | |||||||
| Registrant : Neuberger Berman Alternative Funds | |||||||
| Fund Name : Absolute Return Multi-Manager Fund | |||||||
| 07/01/2012 - 06/30/2013 | |||||||
| Capstone Turbine Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CPST | CUSIP 14067D102 | 08/30/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | USA | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Gary D. Simon | Mgmt | For | For | For | ||
| 1.2 | Elect Director Richard K. Atkinson | Mgmt | For | For | For | ||
| 1.3 | Elect Director John V. Jaggers | Mgmt | For | For | For | ||
| 1.4 | Elect Director Darren R. Jamison | Mgmt | For | For | For | ||
| 1.5 | Elect Director Noam Lotan | Mgmt | For | For | For | ||
| 1.6 | Elect Director Gary J. Mayo | Mgmt | For | For | For | ||
| 1.7 | Elect Director Eliot G. Protsch | Mgmt | For | For | For | ||
| 1.8 | Elect Director Holly A. Van Deursen | Mgmt | For | For | For | ||
| 1.9 | Elect Director Darrell J. Wilk | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 5 | Ratify Auditors | Mgmt | For | For | For | ||
| Evercore Partners Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EVR | CUSIP 29977A105 | 06/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | USA | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Roger C. Altman | Mgmt | For | For | For | ||
| 1.2 | Elect Director Pedro Aspe | Mgmt | For | For | For | ||
| 1.3 | Elect Director Richard I. Beattie | Mgmt | For | For | For | ||
| 1.4 | Elect Director Francois de Saint Phalle | Mgmt | For | For | For | ||
| 1.5 | Elect Director Gail B. Harris | Mgmt | For | For | For | ||
| 1.6 | Elect Director Curt Hessler | Mgmt | For | For | For | ||
| 1.7 | Elect Director Robert B. Millard | Mgmt | For | For | For | ||
| 1.8 | Elect Director Anthony N. Pritzker | Mgmt | For | For | For | ||
| 1.9 | Elect Director Ralph L. Schlosstein | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| Macquarie Infrastructure | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MIC | CUSIP 55608B105 | 05/20/2013 | VOTED | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | US | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Board of Directors - Normal H. Brown, Jr. | Mgmt | For | For | For | ||
| 1.2 | Board of Directors - George W. Carmany III | Mgmt | For | For | For | ||
| 1.3 | Board of Directors - H.E. (Jack) Lentz | Mgmt | For | For | For | ||
| 1.4 | Board of Directors - Ouma Sananikone | Mgmt | For | For | For | ||
| 1.5 | Board of Directors - William H. Webb | Mgmt | For | For | For | ||
| 2 | Approve Auditors | Mgmt | For | For | For | ||
| 3 | Executive Compensation | Mgmt | For | For | For | ||
| Nexstar Broadcasting Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXST | CUSIP 65336K103 | 06/11/2013 | VOTED | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | US | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Board of Directors - Brent Stone | Mgmt | For | For | For | ||
| 1.2 | Board of Directors - Royce Yudkoff | Mgmt | For | For | For | ||
| 1.3 | Board of Directors - Lisbeth Mcnabb | Mgmt | For | For | For | ||
| 2 | Approve Auditors | Mgmt | For | For | For | ||
| 3 | Executive Compensation | Mgmt | For | For | For | ||
| Xerium Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| XRM | CUSIP 98416J118 | 06/13/2013 | VOTED | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | US | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Board of Directors - Roger A. Bailey | Mgmt | For | For | For | ||
| 1.2 | Board of Directors - Harold C. Bevis | Mgmt | For | For | For | ||
| 1.3 | Board of Directors - David A. Bloss, Sr. | Mgmt | For | For | For | ||
| 1.4 | Board of Directors - Ambassador A.H. Foley | Mgmt | For | For | For | ||
| 1.5 | Board of Directors - Jay J. Gurandiano | Mgmt | For | For | For | ||
| 1.6 | Board of Directors - John F. McGovern | Mgmt | For | For | For | ||
| 1.7 | Board of Directors - James F. Wilson | Mgmt | For | For | For | ||
| 2 | Amend Equity Incentive Plan | Mgmt | For | For | For | ||
| 3 | Approve Auditors | Mgmt | For | For | For | ||
| Air Methods Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIRM | CUSIP 009128307 | 05/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director George W. Belsey | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director C. David Kikumoto | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Carl H. McNair, Jr. | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Air Methods Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIRM | CUSIP 009128307 | 12/03/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Increase Authorized Preferred and Common Stock | Mgmt | For | Against | Against | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| Akamai Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AKAM | CUSIP 00971T101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Pamela J. Craig | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director F. Thomson Leighton | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director Paul Sagan | Mgmt | For | Against | Against | ||
| 1.4 | Elect Director Naomi O. Seligman | Mgmt | For | Against | Against | ||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3.1 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 3.2 | Amend Certificate of Incorporation To Provide Directors May be Removed With or Without Cause | Mgmt | For | For | For | ||
| 3.3 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 5 | Ratify Auditors | Mgmt | For | For | For | ||
| Alnylam Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALNY | CUSIP 02043Q107 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Victor J. Dzau | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Steven M. Paul | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Kevin P. Starr | Mgmt | For | Withhold | Against | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| AmerisourceBergen Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABC | CUSIP 03073E105 | 02/28/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Steven H. Collis | Mgmt | For | For | For | ||
| 1.2 | Elect Director Douglas R. Conant | Mgmt | For | For | For | ||
| 1.3 | Elect Director Richard W. Gochnauer | Mgmt | For | For | For | ||
| 1.4 | Elect Director Richard C. Gozon | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director Edward E. Hagenlocker | Mgmt | For | Against | Against | ||
| 1.6 | Elect Director Kathleen W. Hyle | Mgmt | For | For | For | ||
| 1.7 | Elect Director Michael J. Long | Mgmt | For | Against | Against | ||
| 1.8 | Elect Director Henry W. McGee | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Analogic Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALOG | CUSIP 032657207 | 01/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Bernard C. Bailey | Mgmt | For | For | For | ||
| 1.2 | Elect Director Jeffrey P. Black | Mgmt | For | For | For | ||
| 1.3 | Elect Director James W. Green | Mgmt | For | For | For | ||
| 1.4 | Elect Director James J. Judge | Mgmt | For | For | For | ||
| 1.5 | Elect Director Kevin C. Melia | Mgmt | For | For | For | ||
| 1.6 | Elect Director Michael T. Modic | Mgmt | For | For | For | ||
| 1.7 | Elect Director Fred B. Parks | Mgmt | For | For | For | ||
| 1.8 | Elect Director Sophie V. Vandebroek | Mgmt | For | For | For | ||
| 1.9 | Elect Director Edward F. Voboril | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| Aruba Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARUN | CUSIP 043176106 | 11/29/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Dominic P. Orr | Mgmt | For | For | For | ||
| 1.2 | Elect Director Keerti Melkote | Mgmt | For | For | For | ||
| 1.3 | Elect Director Bernard Guidon | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director Emmanuel Hernandez | Mgmt | For | For | For | ||
| 1.5 | Elect Director Michael R. Kourey | Mgmt | For | For | For | ||
| 1.6 | Elect Director Willem P. Roelandts | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Director Juergen Rottler | Mgmt | For | For | For | ||
| 1.8 | Elect Director Daniel Warmenhoven | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Boulder Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BDBD | CUSIP 101405108 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Stephen B. Hughes | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director James E. Lewis | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| Brightcove Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BCOV | CUSIP 10921T101 | 05/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Deborah Besemer | Mgmt | For | For | For | ||
| 1.2 | Elect Director Scott Kurnit | Mgmt | For | For | For | ||
| 1.3 | Elect Director David Orfao | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| Cameron International Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CAM | CUSIP 13342B105 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director James T. Hackett | Mgmt | For | For | For | ||
| 1.2 | Elect Director Michael E. Patrick | Mgmt | For | For | For | ||
| 1.3 | Elect Director Jon Erik Reinhardsen | Mgmt | For | For | For | ||
| 1.4 | Elect Director Bruce W. Wilkinson | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| Catamaran Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCT | CUSIP 148887102 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual/Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Mark A. Thierer | Mgmt | For | For | For | ||
| 1.2 | Elect Director Peter J. Bensen | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Steven Cosler | Mgmt | For | For | For | ||
| 1.4 | Elect Director William J. Davis | Mgmt | For | For | For | ||
| 1.5 | Elect Director Steven B. Epstein | Mgmt | For | For | For | ||
| 1.6 | Elect Director Betsy D. Holden | Mgmt | For | For | For | ||
| 1.7 | Elect Director Karen L. Katen | Mgmt | For | For | For | ||
| 1.8 | Elect Director Harry M. Kraemer | Mgmt | For | For | For | ||
| 1.9 | Elect Director Anthony Masso | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 3 | Approve KPMG LLP as Auditors and Authorize Board To Fix Their Remuneration | Mgmt | For | For | For | ||
| Centene Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNC | CUSIP 15135B101 | 04/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Orlando Ayala | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Pamela A. Joseph | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Tommy G. Thompson | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Citrix Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CTXS | CUSIP 177376100 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Mark B. Templeton | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director Stephen M. Dow | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director Godfrey R. Sullivan | Mgmt | For | Against | Against | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| 5 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Concho Resources Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CXO | CUSIP 20605P101 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Gary A. Merriman | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Ray M. Poage | Mgmt | For | For | For | ||
| 1.3 | Elect Director A. Wellford Tabor | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Cubist Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Michael Bonney | Mgmt | For | For | For | ||
| 1.2 | Elect Director Mark Corrigan | Mgmt | For | For | For | ||
| 1.3 | Elect Director Alison Lawton | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | For | ||
| 4 | Amend Bylaws To Make Changes Related To Cubist's Recent Separation of the Roles of Chief Executive Officer and President | Mgmt | For | For | For | ||
| 5 | Amend Bylaws Regarding the Conduct of Stockholder Meetings | Mgmt | For | For | For | ||
| 6 | Amend the Charter To Give the CEO Authority To Call Special Meetings | Mgmt | For | For | For | ||
| 7 | Ratify Auditors | Mgmt | For | For | For | ||
| DreamWorks Animation SKG, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DWA | CUSIP 26153C103 | 05/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Jeffrey Katzenberg | Mgmt | For | For | For | ||
| 1.2 | Elect Director Lewis W. Coleman | Mgmt | For | For | For | ||
| 1.3 | Elect Director Harry Brittenham | Mgmt | For | For | For | ||
| 1.4 | Elect Director Thomas E. Freston | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director Lucian Grainge | Mgmt | For | For | For | ||
| 1.6 | Elect Director Mellody Hobson | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Director Jason Kilar | Mgmt | For | For | For | ||
| 1.8 | Elect Director Michael Montgomery | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Approve Executive Incentive Bonus Plan | Mgmt | For | For | For | ||
| 5 | Approve Recapitalization Plan for all Stock To Have One-vote per Share | ShrHldr | Against | For | Against | ||
| Entegris, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ENTG | CUSIP 29362U104 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Michael A. Bradley | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director Marvin D. Burkett | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director R. Nicholas Burns | Mgmt | For | Against | Against | ||
| 1.4 | Elect Director Daniel W. Christian | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director Bertrand Loy | Mgmt | For | For | For | ||
| 1.6 | Elect Director Roger D. McDaniel | Mgmt | For | Against | Against | ||
| 1.7 | Elect Director Paul L.H. Olson | Mgmt | For | Against | Against | ||
| 1.8 | Elect Director Brian F. Sullivan | Mgmt | For | Against | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Exterran Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EXH | CUSIP 30225X103 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director D. Bradley Childers | Mgmt | For | For | For | ||
| 1.2 | Elect Director William M. Goodyear | Mgmt | For | For | For | ||
| 1.3 | Elect Director Gordon T. Hall | Mgmt | For | For | For | ||
| 1.4 | Elect Director J.W.G. 'Will' Honeybourne | Mgmt | For | For | For | ||
| 1.5 | Elect Director Mark A. McCollum | Mgmt | For | For | For | ||
| 1.6 | Elect Director John P. Ryan | Mgmt | For | For | For | ||
| 1.7 | Elect Director Stephen M. Pazuk | Mgmt | For | For | For | ||
| 1.8 | Elect Director Christopher T. Seaver | Mgmt | For | For | For | ||
| 1.9 | Elect Director Mark R. Sotir | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| F5 Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FFIV | CUSIP 315616102 | 03/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Michael Dreyer | Mgmt | For | For | For | ||
| 1.2 | Elect Director Sandra Bergeron | Mgmt | For | For | For | ||
| 1.3 | Elect Director Deborah L. Bevier | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director Alan J. Higginson | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director John McAdam | Mgmt | For | For | For | ||
| 1.6 | Elect Director Stephen Smith | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| Fidelity National Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FNF | CUSIP 31620R105 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Daniel D. (Ron) Lane | Mgmt | For | For | For | ||
| 1.2 | Elect Director Richard N. Massey | Mgmt | For | For | For | ||
| 1.3 | Elect Director John D. Rood | Mgmt | For | For | For | ||
| 1.4 | Elect Director Cary H. Thompson | Mgmt | For | For | For | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 4 | Provide Right To Act by Written Consent | Mgmt | For | For | For | ||
| 5 | Reduce Supermajority Vote Requirement | Mgmt | For | For | For | ||
| 6 | Ratify Auditors | Mgmt | For | For | For | ||
| Flotek Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FTK | CUSIP 343389102 | 05/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director John W. Chisholm | Mgmt | For | For | For | ||
| 1.2 | Elect Director L. Melvin Cooper | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Kenneth T. Hern | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director L.V.'Bud' McGuire | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director John S. Reiland | Mgmt | For | Withhold | Against | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Ratify Auditors | Mgmt | For | For | For | ||
| Foster Wheeler AG | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FWLT | CUSIP H27178104 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Steven J. Demetriou as Director | Mgmt | For | For | For | ||
| 1.2 | Elect John M. Malcolm as Director | Mgmt | For | For | For | ||
| 1.3 | Elect Stephanie S. Newby as Director | Mgmt | For | For | For | ||
| 2 | Ratify PricewaterhouseCoopers AG as Auditors | Mgmt | For | For | For | ||
| 3 | Ratify BDO AG as Special Auditor | Mgmt | For | For | For | ||
| 4 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Mgmt | For | For | For | ||
| 5 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 6 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
| 7 | Approve Discharge of Board and Senior Mgmt | Mgmt | For | For | For | ||
| 8 | Approve CHF 1.56 Million Ordinary Capital Increase | Mgmt | For | For | For | ||
| 9 | Approve CHF 12,778,287 Reduction in Share Capital via Cancellation of Repurchased Shares | Mgmt | For | For | For | ||
| 10 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 11 | Broadridge note: IN THE EVENT COUNTERPROPOSALS, ALTERATIONS OR AMENDMENTS OF THE AGENDA ITEMS OR OTHER MATTERS ARE RAISED AT THE EXTRAORDINARY GENERAL MEETING, I INSTRUCT THE APPOINTED PROXIES TO VOTE AS FOLLOWS | Mgmt | For | Abstain | Against | ||
| GNC Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GNC | CUSIP 36191G107 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Philip E. Mallott | Mgmt | For | For | For | ||
| 1.2 | Elect Director C. Scott O'Hara | Mgmt | For | For | For | ||
| 1.3 | Elect Director Richard J. Wallace | Mgmt | For | For | For | ||
| 2 | Eliminate Class of Common Stock | Mgmt | For | For | For | ||
| 3 | Establish Range For Board Size | Mgmt | For | For | For | ||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 5 | Amendment To Delete Various Provisions Related To the Company's Former 'Sponsors' which are Now Inapplicable | Mgmt | For | For | For | ||
| 6 | Provide Right To Act by Written Consent | Mgmt | For | For | For | ||
| 7 | Ratify Auditors | Mgmt | For | For | For | ||
| 8 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| Hologic, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HOLX | CUSIP 436440101 | 03/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director David R. LaVance, Jr. | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Robert A. Cascella | Mgmt | For | For | For | ||
| 1.3 | Elect Director Glenn P. Muir | Mgmt | For | For | For | ||
| 1.4 | Elect Director Sally W. Crawford | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director Nancy L. Leaming | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Director Lawrence M. Levy | Mgmt | For | For | For | ||
| 1.7 | Elect Director Christiana Stamoulis | Mgmt | For | For | For | ||
| 1.8 | Elect Director Elaine S. Ullian | Mgmt | For | Withhold | Against | ||
| 1.9 | Elect Director Wayne Wilson | Mgmt | For | Withhold | Against | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| InnerWorkings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| INWK | CUSIP 45773Y105 | 06/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Eric D. Belcher | Mgmt | For | For | For | ||
| 1.2 | Elect Director Jack M. Greenberg | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Linda S. Wolf | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director Charles K. Bobrinskoy | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director J. Patrick Gallagher, Jr. | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Director David Fisher | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Director Julie M. Howard | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| Insulet Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PODD | CUSIP 45784P101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Duane DeSisto | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Steven Sobieski | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director W. Mark Lortz | Mgmt | For | For | For | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| Jacobs Engineering Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JEC | CUSIP 469814107 | 01/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Robert C. Davidson, Jr. | Mgmt | For | For | For | ||
| 1.2 | Elect Director Ralph E. Eberhart | Mgmt | For | For | For | ||
| 1.3 | Elect Director Edward V. Fritzky | Mgmt | For | For | For | ||
| 1.4 | Elect Director Christopher M.T. Thompson | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 5 | Declassify the Board of Directors | ShrHldr | Against | For | Against | ||
| Jive Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JIVE | CUSIP 47760A108 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director James J. Goetz | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director William A. Lanfri | Mgmt | For | For | For | ||
| 1.3 | Elect Director Ted E. Schlein | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Juniper Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JNPR | CUSIP 48203R104 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Pradeep Sindhu | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Robert M. Calderoni | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director William F. Meehan | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Lions Gate Entertainment Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LGF | CUSIP 535919203 | 09/11/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual/Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Norman Bacal | Mgmt | For | For | For | ||
| 1.2 | Elect Director Michael Burns | Mgmt | For | For | For | ||
| 1.3 | Elect Director Arthur Evrensel | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director Jon Feltheimer | Mgmt | For | For | For | ||
| 1.5 | Elect Director Frank Giustra | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Director Morley Koffman | Mgmt | For | For | For | ||
| 1.7 | Elect Director Harald Ludwig | Mgmt | For | For | For | ||
| 1.8 | Elect Director G. Scott Paterson | Mgmt | For | For | For | ||
| 1.9 | Elect Director Mark H. Rachesky | Mgmt | For | Withhold | Against | ||
| 1.10 | Elect Director Daryl Simm | Mgmt | For | For | For | ||
| 1.11 | Elect Director Hardwick Simmons | Mgmt | For | For | For | ||
| 1.12 | Elect Director Phyllis Yaffe | Mgmt | For | For | For | ||
| 2 | Ratify Ernst & Young LLP as Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 5 | Approve transaction of Other Business If Properly Presented | Mgmt | For | Against | Against | ||
| Maximus, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMS | CUSIP 577933104 | 03/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Paul R. Lederer | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director Peter B. Pond | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director James R. Thompson, Jr. | Mgmt | For | For | For | ||
| 2 | Increase Authorized Common Stock | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| Millennial Media, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MM | CUSIP 60040N105 | 06/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Paul J. Palmieri | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Wenda Harris Millard | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| Netgear, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NTGR | CUSIP 64111Q104 | 05/31/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Patrick C.S. Lo | Mgmt | For | For | For | ||
| 1.2 | Elect Director Jocelyn E. Carter-Miller | Mgmt | For | For | For | ||
| 1.3 | Elect Director Ralph E. Faison | Mgmt | For | For | For | ||
| 1.4 | Elect Director A. Timothy Godwin | Mgmt | For | For | For | ||
| 1.5 | Elect Director Jef Graham | Mgmt | For | For | For | ||
| 1.6 | Elect Director Linwood A. Lacy, Jr. | Mgmt | For | For | For | ||
| 1.7 | Elect Director Gregory J. Rossmann | Mgmt | For | For | For | ||
| 1.8 | Elect Director Barbara V. Scherer | Mgmt | For | For | For | ||
| 1.9 | Elect Director Julie A. Shimer | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 4 | Amend Executive Incentive Bonus Plan | Mgmt | For | For | For | ||
| Nuance Communications, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NUAN | CUSIP 67020Y100 | 01/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Paul A. Ricci | Mgmt | For | For | For | ||
| 1.2 | Elect Director Robert G. Teresi | Mgmt | For | For | For | ||
| 1.3 | Elect Director Robert J. Frankenberg | Mgmt | For | For | For | ||
| 1.4 | Elect Director Katharine A. Martin | Mgmt | For | For | For | ||
| 1.5 | Elect Director Patrick T. Hackett | Mgmt | For | For | For | ||
| 1.6 | Elect Director William H. Janeway | Mgmt | For | For | For | ||
| 1.7 | Elect Director Mark B. Myers | Mgmt | For | For | For | ||
| 1.8 | Elect Director Philip J. Quigley | Mgmt | For | For | For | ||
| 1.9 | Elect Director Mark R. Laret | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| Oritani Financial Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ORIT | CUSIP 68633D103 | 11/20/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Michael A. DeBernardi | Mgmt | For | For | For | ||
| 1.2 | Elect Director Robert S. Hekemian, Jr. | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Pharmacyclics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCYC | CUSIP 716933106 | 11/09/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Robert F. Booth | Mgmt | For | For | For | ||
| 1.2 | Elect Director Kenneth A. Clark | Mgmt | For | For | For | ||
| 1.3 | Elect Director Robert W. Duggan | Mgmt | For | For | For | ||
| 1.4 | Elect Director Eric H. Halvorson | Mgmt | For | For | For | ||
| 1.5 | Elect Director Minesh P. Mehta | Mgmt | For | For | For | ||
| 1.6 | Elect Director David D. Smith | Mgmt | For | For | For | ||
| 1.7 | Elect Director Richard A. van den Broek | Mgmt | For | For | For | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| PrivateBancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PVTB | CUSIP 742962103 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 2.1 | Elect Director Robert F. Coleman | Mgmt | For | For | For | ||
| 2.2 | Elect Director James M. Guyette | Mgmt | For | For | For | ||
| 2.3 | Elect Director Collin E. Roche | Mgmt | For | Withhold | Against | ||
| 2.4 | Elect Director William R. Rybak | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 5 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | ||
| Prosperity Bancshares, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PB | CUSIP 743606105 | 04/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Leah Henderson | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director Ned S. Holmes | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director David Zalman | Mgmt | For | For | For | ||
| 1.4 | Elect Director W.R. Collier | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| QEP Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QEP | CUSIP 74733V100 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Julie A. Dill | Mgmt | For | For | For | ||
| 1.2 | Elect Director L. Richard Flury | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director M.W. Scoggins | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director Robert E. McKee, III | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 5 | Require Independent Board Chairman | ShrHldr | Against | Against | For | ||
| Rackspace Hosting, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAX | CUSIP 750086100 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director A. Lanham Napier | Mgmt | For | For | For | ||
| 1.2 | Elect Director George J. Still, Jr. | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director Michael Sam Gilliland | Mgmt | For | Against | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| Radware Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDWR | CUSIP M81873107 | 03/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Israel | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Authorize 2:1 Stock Split from 30 Million Ordinary Shares, Par Value NIS 0.10, To 60 Million Ordinary Shares, Par Value NIS 0.05; Amend Articles Accordingly | Mgmt | For | For | For | ||
| 2 | Vote FOR if you plan To attend the meeting; otherwise, vote AGAINST. | Mgmt | None | Against | N/A | ||
| Radware Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RDWR | CUSIP M81873107 | 11/08/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Israel | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Reelect Yehuda Zisapel as Director Until 2015 Annual General Meeting | Mgmt | For | For | For | ||
| 1.2 | Reelect Avraham Asheri as Director Until 2015 Annual General Meeting | Mgmt | For | For | For | ||
| 2 | Reelect David Rubner as External Director for Three Years | Mgmt | For | For | For | ||
| 3 | Increase Compensation of President-CEO | Mgmt | For | For | For | ||
| 4 | Purchase Director and Officer Liability Insurance Policy and Authorize Mgmt To Renew, Extend, and Purchase in the Future Without Shareholder Approval | Mgmt | For | For | For | ||
| 5 | Reappoint Auditors and Authorize Board To Fix Their Remuneration | Mgmt | For | For | For | ||
| 6 | Review Financial Statements and Director Reports for 2011 | Mgmt | N/A | N/A | N/A | ||
| 7 | Transact Other Business | Mgmt | N/A | N/A | N/A | ||
| Roper Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ROP | CUSIP 776696106 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director David W. Devonshire | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director John F. Fort, III | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Brian D. Jellison | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| 3 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| SHFL entertainment, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHFL | CUSIP 78423R105 | 03/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Garry W. Saunders | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director John R. Bailey | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director Daniel M. Wade | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director Eileen F. Raney | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director A. Randall Thoman | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Director Michael Gavin Isaacs | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | Against | Against | ||
| Silicon Image, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIMG | CUSIP 82705T102 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Masood Jabbar | Mgmt | For | For | For | ||
| 1.2 | Elect Director John Hodge | Mgmt | For | For | For | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| Synopsys, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SNPS | CUSIP 871607107 | 04/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Aart J. de Geus | Mgmt | For | For | For | ||
| 1.2 | Elect Director Chi-Foon Chan | Mgmt | For | For | For | ||
| 1.3 | Elect Director Alfred Castino | Mgmt | For | For | For | ||
| 1.4 | Elect Director Bruce R. Chizen | Mgmt | For | For | For | ||
| 1.5 | Elect Director Deborah A. Coleman | Mgmt | For | For | For | ||
| 1.6 | Elect Director Chrysostomos L. 'Max' Nikias | Mgmt | For | For | For | ||
| 1.7 | Elect Director John G. Schwarz | Mgmt | For | For | For | ||
| 1.8 | Elect Director Roy Vallee | Mgmt | For | For | For | ||
| 1.9 | Elect Director Steven C. Walske | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| The Corporate Executive Board Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CEB | CUSIP 21988R102 | 06/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Thomas L. Monahan, III | Mgmt | For | For | For | ||
| 1.2 | Elect Director Gregor S. Bailar | Mgmt | For | For | For | ||
| 1.3 | Elect Director Stephen M. Carter | Mgmt | For | For | For | ||
| 1.4 | Elect Director Gordon J. Coburn | Mgmt | For | For | For | ||
| 1.5 | Elect Director L. Kevin Cox | Mgmt | For | For | For | ||
| 1.6 | Elect Director Nancy J. Karch | Mgmt | For | For | For | ||
| 1.7 | Elect Director Daniel O. Leemon | Mgmt | For | For | For | ||
| 1.8 | Elect Director Jeffrey R. Tarr | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| Total System Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TSS | CUSIP 891906109 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director James H. Blanchard | Mgmt | For | For | For | ||
| 1.2 | Elect Director Richard Y. Bradley | Mgmt | For | For | For | ||
| 1.3 | Elect Director Kriss Cloninger III | Mgmt | For | For | For | ||
| 1.4 | Elect Director Walter W. Driver, Jr. | Mgmt | For | For | For | ||
| 1.5 | Elect Director Gardiner W. Garrard, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect Director Sidney E. Harris | Mgmt | For | For | For | ||
| 1.7 | Elect Director Mason H. Lampton | Mgmt | For | For | For | ||
| 1.8 | Elect Director H. Lynn Page | Mgmt | For | For | For | ||
| 1.9 | Elect Director Philip W. Tomlinson | Mgmt | For | For | For | ||
| 1.10 | Elect Director John T. Turner | Mgmt | For | For | For | ||
| 1.11 | Elect Director Richard W. Ussery | Mgmt | For | For | For | ||
| 1.12 | Elect Director M. Troy Woods | Mgmt | For | For | For | ||
| 1.13 | Elect Director James D. Yancey | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| TrueBlue, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TBI | CUSIP 89785X101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Steven C. Cooper | Mgmt | For | For | For | ||
| 1.2 | Elect Director Thomas E. McChesney | Mgmt | For | For | For | ||
| 1.3 | Elect Director Gates McKibbin | Mgmt | For | For | For | ||
| 1.4 | Elect Director Jeffrey B. Sakaguchi | Mgmt | For | For | For | ||
| 1.5 | Elect Director Joseph P. Sambataro, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect Director Bonnie W. Soodik | Mgmt | For | For | For | ||
| 1.7 | Elect Director William W. Steele | Mgmt | For | For | For | ||
| 1.8 | Elect Director Craig E. Tall | Mgmt | For | For | For | ||
| 2 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| United Natural Foods, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UNFI | CUSIP 911163103 | 12/12/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Peter A. Roy | Mgmt | For | For | For | ||
| 1.2 | Elect Director Richard J. Schnieders | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | For | For | ||
| 5 | Declassify the Board of Directors | ShrHldr | Against | For | Against | ||
| WellCare Health Plans, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WCG | CUSIP 94946T106 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director Carol J. Burt | Mgmt | For | For | For | ||
| 1.2 | Elect Director Roel C. Campos | Mgmt | For | For | For | ||
| 1.3 | Elect Director Alec Cunningham | Mgmt | For | For | For | ||
| 1.4 | Elect Director David J. Gallitano | Mgmt | For | For | For | ||
| 1.5 | Elect Director D. Robert Graham | Mgmt | For | For | For | ||
| 1.6 | Elect Director Kevin F. Hickey | Mgmt | For | For | For | ||
| 1.7 | Elect Director Christian P. Michalik | Mgmt | For | For | For | ||
| 1.8 | Elect Director Glenn D. Steele, Jr. | Mgmt | For | For | For | ||
| 1.9 | Elect Director William L. Trubeck | Mgmt | For | For | For | ||
| 1.10 | Elect Director Paul E. Weaver | Mgmt | For | For | For | ||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| 4 | Advisory Vote To Ratify Named Executive Officers' Compensation | Mgmt | For | For | For | ||
| 3sbio Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SSRX | CUSIP 88575Y105 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | As a Special Resolution that the Agreement and Plan of Merger Dated February 8, 2013 (the "Original Merger Agreement"), As Amended By Amendment No. 1 to the Agreement and Plan of Merger, Dated As of April 24, 2013, Among Parent, Merger Sub and the Company, and the Transactions Contemplated by the Merger Agreement, and Are Hereby, Authorized and Approved. | Mgmt | For | For | For | ||
| 2 | As a Special Resolution that the Directors of the Company Be, and Are Hereby, Authorized To Do All Things Necessary To Give Effect to the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | That the Chairman of the Extraordinary General Meeting Be Instructed To Adjourn or Postpone the Extraordinary General Meeting in Order To Allow the Company To Solicit Additional Proxies in the Event that There Are Insufficient Votes At the Time of the Extraordinary General Meeting To Pass the Special Resolutions To Be Proposed at the Extraordinary General Meeting. | Mgmt | For | For | For | ||
| 7 Days Group Holdings Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SVN | CUSIP 81783J101 | 06/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | As a Special Resolution, the Agreement and Plan of Merger Dated February 28, 2013 (the "Merger Agreement") By and Among Keystone Lodging Holdings Limited ("Holdco"), Keystone Lodging Company Limited ("Parent"), Keystone Lodging Acquisition Limited, ("Merger Sub") and the Company, All As More Fully Described in the Proxy Statement. | Mgmt | For | For | For | ||
| 2 | As a Special Resolution, Each of the Members of the Special Committee of the Board of Directors of the Company and the Chief Financial Officer of the Company Be Authorized To Do All Things Necessary To Give Effect to the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | As An Ordinary Resolution, the Chairman of the Meeting Be Instructed To Adjourn or Postpone Extraordinary General Meeting in Order To Allow Company To Solicit Additional Proxies in the Event that There Are Insufficient Proxies Received At the Time of the Extraordinary General Meeting To Pass the Special Resolutions To Be Proposed At the Extraordinary General Meeting. | Mgmt | For | For | For | ||
| Acme Packet, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| APKT | CUSIP 004764106 | 03/28/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Adopt the Agreement and Plan of Merger Among Acme Packet, Inc., ("Acme Packet"), Oc Acquisition LLC ("Parent"), a Delaware Limited Liability Company and Wholly Owned Subsidiary of Oracle Corporation ("Oracle"), Andes Acquisition Corporation, and Oracle, Solely With Respect To Certain Obligations Set Forth Therein, As It May Be Amended From Time To Time. | Mgmt | For | For | For | ||
| 2 | A Proposal To Approve, on a Non-Binding, Advisory Basis, the Compensation that May Become Payable To Acme Packet's Named Executive Officers in Connection With the Completion of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | A Proposal To Approve One or More Adjournments or Postponements of the Special Meeting, If Necessary, To Solicit Additional Proxies If Acme Packet Has Not Obtained Sufficient Affirmative Stockholder Votes To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Amerigroup Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGP | CUSIP 03073T102 | 10/23/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of July 9, 2012, By and Among Wellpoint, Inc., the Company and Wellpoint Merger Sub, Inc., An Indirect Wholly-Owned Subsidiary of Wellpoint (As It May Be Amended From Time To Time, the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2 | To Approve An Adjournment of the Special Meeting, If Necessary or Appropriate in the View of the Board of Directors, To Solicit Additional Proxies in Favor of the Proposal To Adopt the Merger Agreement If There Are Not Sufficient Votes At the Time of Such Adjournment To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | To Approve, on a Non-Binding, Advisory Basis, Certain Compensation that Will or May Become Payable By the Company To Its Named Executive Officers that Is Based on or Otherwise Relates to the Merger. | Mgmt | For | Abstain | Against | ||
| Ameristar Casinos, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASCA | CUSIP 03070Q101 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal To Approve the Agreement and Plan of Merger, Dated As of December 20, 2012, As Amended By a First and Second Amendment To Agreement and Plan of Merger ("Merger Agreement"), By and Among Pinnacle Entertainment, Inc., Pnk Holdings, Inc., Pnk Development 32, Inc., and Ameristar Casinos, Inc. | Mgmt | For | For | For | ||
| 2 | Proposal To Consider and Vote on a Nonbinding, Advisory Proposal To Approve the Compensation that May Become Payable to the Company's Named Executive Officers in Connection With the Completion of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | Proposal To Approve the Adjournment or Postponement of the Special Meeting, If Necessary or Appropriate, For, Among Other Reasons, the Solicitation of Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Approve the Merger Agreement. | Mgmt | For | For | For | ||
| Ameristar Casinos, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASCA | CUSIP 03070Q101 | 06/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 4 | Elect Carl Brooks | Mgmt | For | For | For | ||
| 5 | Elect Gordon R. Kanofsky | Mgmt | For | For | For | ||
| 6 | Elect J. William Richardson | Mgmt | For | For | For | ||
| 7 | Proposal To Ratify the Selection of the Company's Independent Registered Public Accounting Firm For 2013. | Mgmt | For | For | For | ||
| 8 | Proposal To Approve, on An Advisory Basis, the Compensation of the Company's Named Executive Officers As Disclosed in the Proxy Statement. | Mgmt | For | Abstain | Against | ||
| Ancestry.com Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACOM | CUSIP 032803108 | 12/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Consider and Vote on a Proposal To Adopt the Agreement and Plan of Merger (As It May Be Amended From Time To Time, the "Merger Agreement"), Dated As of October 21, 2012, By and Among the Company, Global Generations International Inc., a Delaware Corporation ("Parent"), and Global Generations Merger Sub Inc., a Delaware Corporation and Wholly Owned Subsidiary of Parent. | Mgmt | For | For | For | ||
| 2 | To Approve, on An Advisory (Non-Binding) Basis, Specified Compensation that May Become Payable to the Named Executive Officers of the Company in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting, If Necessary, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| 4 | To Act Upon Other Business As May Properly Come Before the Special Meeting (Provided the Company Does Not Know, At a Reasonable Time Before the Special Meeting, that Such Matters Are To Be Presented At the Meeting) or Any Adjournment or Postponement Thereof. | Mgmt | For | For | For | ||
| Arbitron Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARB | CUSIP 03875Q108 | 04/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Adoption of the Agreement and Plan of Merger, Dated As of December 17, 2012, By and Among Arbitron Inc., Nielsen Holdings N.V. and Tnc Sub I Corporation, As Amended By Amendment No. 1 to the Agreement and Plan of Merger, Dated As of January 25, 2013, As Such Agreement May Be Further Amended From Time To Time. | Mgmt | For | For | For | ||
| 2 | Approval of the Adjournment of the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | Approval, on An Advisory (Non-Binding) Basis of the "Golden Parachute" Compensation Arrangements that May Be Paid or Become Payable To Our Named Executive Officers in Connection With the Merger and the Agreements and Understandings Pursuant To Which Such Compensation May Be Paid or Become Payable. | Mgmt | For | Abstain | Against | ||
| Arbitron Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARB | CUSIP 03875Q108 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Shellye L. Archambeau | Mgmt | For | For | For | ||
| 2 | Elect Sean R. Creamer | Mgmt | For | For | For | ||
| 3 | Elect David W. Devonshire | Mgmt | For | For | For | ||
| 4 | Elect John A, Dimling | Mgmt | For | For | For | ||
| 5 | Elect Erica Farber | Mgmt | For | For | For | ||
| 6 | Elect Ronald G. Garriques | Mgmt | For | For | For | ||
| 7 | Elect Philip Guarascio | Mgmt | For | For | For | ||
| 8 | Elect William T. Kerr | Mgmt | For | For | For | ||
| 9 | Elect Larry E. Kittelberger | Mgmt | For | For | For | ||
| 10 | Elect Luis G. Nogales | Mgmt | For | For | For | ||
| 11 | Elect Richard A. Post | Mgmt | For | For | For | ||
| 12 | To Approve, on An Advisory Basis, the Company's Executive Compensation. | Mgmt | For | Abstain | Against | ||
| 13 | To Ratify the Appointment By the Audit Committee of Kpmg LLP As the Company's Independent Registered Public Accounting Firm For the Current Fiscal Year. | Mgmt | For | For | For | ||
| Arbor Memorial Services Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AROAF | CUSIP 038916102 | 11/16/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Consider, Pursuant To An Interim Order of the Ontario Superior Court of Justice Dated October 5, 2012 (the "Interim Order") And, If Thought Advisable, To Pass, With or Without Variation, a Special Resolution (the "Arrangement Resolution"), the Full Text of Which Is Set Out in Exhibit B to the Accompanying Mgmt Information Circular (the "Circular"), Approving a Statutory Arrangement (the "Arrangement"). Please Refer to the Voting Instruction Form For a Complete Description of This Resolution. | Mgmt | For | For | For | ||
| Ariba, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARBA | CUSIP 04033V203 | 08/29/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of May 22, 2012, By and Among Sap America, Inc., a Delaware Corporation (Sap), Angel Expansion Corporation, a Delaware Corporation and Wholly-Owned Subsidiary of Sap, and Ariba, As Such Agreement May Be Amended From Time To Time. | Mgmt | For | For | For | ||
| 2 | To Approve, on a Non-Binding Advisory Basis, the Compensation To Be Paid To Ariba's Named Executive Officers that Is Based on or Otherwise Relates to the Merger, Including the Agreements and Understandings With Ariba Pursuant To Which Such Compensation May Be Paid or Become Payable. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting To a Later Date, If the Chairman of the Special Meeting Determines that It Is Necessary or Appropriate and Is Permitted By the Merger Agreement, To Solicit Additional Proxies If There Is Not a Quorum Present or There Are Not Sufficient Votes in Favor of Adoption of the Merger Agreement At the Time of the Meeting. | Mgmt | For | For | For | ||
| Assisted Living Concepts Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ALC | CUSIP 04544X300 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger, ("Merger Agreement"), By and Among the Company, Aid Holdings, LLC, ("Parent"), and Aid Merger Sub, LLC, ("Merger Sub"), Providing For the Merger of Merger Sub With and Into the Company (the "Merger"), With the Company Surviving the Merger As a Wholly-Owned Subsidiary of Parent. | Mgmt | For | For | For | ||
| 2 | To Consider and Vote on a Non-Binding, Advisory Proposal To Approve the Compensation that May Be Paid or Become Payable to the Company's Named Executive Officers in Connection With, or Following, the Consummation of the Merger, As Specified and Disclosed in the Proxy Statement. | Mgmt | For | Abstain | Against | ||
| Aurico Gold Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AUQ | CUSIP 05155C105 | 05/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual and Special Meeting | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Colin K. Benner | Mgmt | For | For | For | ||
| 2 | Elect Luis M. Chavez | Mgmt | For | For | For | ||
| 3 | Elect Richard M. Colterjohn | Mgmt | For | For | For | ||
| 4 | Elect Mark J. Daniel | Mgmt | For | For | For | ||
| 5 | Elect Patrick D. Downey | Mgmt | For | For | For | ||
| 6 | Elect Alan R. Edwards | Mgmt | For | For | For | ||
| 7 | Elect Scott G. Perry | Mgmt | For | For | For | ||
| 8 | Elect Ronald E. Smith | Mgmt | For | For | For | ||
| 9 | Elect Joseph G. Spiteri | Mgmt | For | For | For | ||
| 10 | Appoint Kpmg LLP, Chartered Accountants, As Auditors For the Company, and To Authorize the Directors of the Company To Set the Auditors' Remuneration. | Mgmt | For | For | For | ||
| 11 | Consider And, If Deemed Advisable, Pass An Ordinary Resolution To Approve and Ratify the Amended and Restated Shareholder Rights Plan of the Company, the Text of Which Resolution Is Set Forth in the Company's Mgmt Proxy Circular Dated April 10, 2013 (the "Proxy Circular"). | Mgmt | For | Against | Against | ||
| 12 | Consider And, If Deemed Advisable, Pass An Ordinary Resolution To Approve the Omnibus Long-Term Incentive Plan of the Company, the Text of Which Resolution Is Set Forth in the Proxy Circular. | Mgmt | For | For | For | ||
| 13 | Consider And, If Deemed Advisable, Pass a Non-Binding Advisory Resolution Accepting the Company's Approach To Executive Compensation As Described in the Proxy Circular, the Text of Which Resolution Is Set Forth in the Proxy Circular. | Mgmt | For | For | For | ||
| Aurizon Mines Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AZK | CUSIP 05155P106 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve An Arrangement Under the Provisions of Division 5 of Part 9 of the Business Corporations Act (British Columbia) Involving the Company, Its Securityholders, 0963708 B.C. Ltd. and Hecla Mining Company, As More Fully Set Out in Appendix a of the Accompanying Mgmt Information Proxy Circular of the Company Dated April 10, 2013. | Mgmt | For | For | For | ||
| Brightpoint, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CELL | CUSIP 109473405 | 09/19/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger, Dated As of June 29, 2012 (the "Merger Agreement"), By and Among the Company, Ingram Micro, Inc., a Delaware Corporation ("Parent") and Merger Sub, Inc., and Indiana Corporation and Wholly-Owned Subsidiary of Parent ("Merger Sub"), All As More Fully Described in the Proxy Statement. | Mgmt | For | For | For | ||
| 2 | To Approve, on a Non-Binding, Advisory Basis, the Compensation that May Be Paid or Become Payable to the Company's Named Executive Officers that Is Based on or Otherwise Relates to the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Approve the Merger Agreement. | Mgmt | For | For | For | ||
| Celtic Exploration Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CEXJF | CUSIP 15118Q109 | 12/14/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | The Special Resolution, the Full Text of Which Is Set Forth in Appendix a to the Accompanying Information Circular and Proxy Statement Dated November 16, 2012 (the "Information Circular"), To Approve a Plan of Arrangement Under Section 193 of the Business Corporations Act (Alberta), All As More Particularly Described in the Information Circular; | Mgmt | For | For | For | ||
| 2 | The Ordinary Resolution, the Full Text of Which Is Set Forth Under the Heading "Other Matters of Special Business Relating To Kelt - Kelt Option Plan" in the Information Circular, To Approve a Stock Option Plan For Kelt Exploration Ltd. ("Kelt"), All As More Particularly Described in the Information Circular; | Mgmt | For | For | For | ||
| 3 | The Ordinary Resolution, the Full Text of Which Is Set Forth Under the Heading "Other Matters of Special Business Relating To Kelt - Kelt Rsu Plan" in the Information Circular, To Approve a Restricted Share Unit Plan For Kelt, All As More Particularly Described in the Information Circular; | Mgmt | For | For | For | ||
| 4 | The Ordinary Resolution, the Full Text of Which Is Set Forth Under the Heading "Other Matters of Special Business Relating To Kelt - Private Placement" in the Information Circular, To Approve a Private Placement of Up To 6,000,000 Common Shares of Kelt For Gross Proceeds of Approximately $13.9 Million At a Price of $2.32 Per Share, All As More Particularly Described in the Information Circular. | Mgmt | For | For | For | ||
| China Kanghui Holdings | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KH | CUSIP 16890v100 | 10/31/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve, By Special Resolution, the Merger and Adopt the Agreement and Plan of Merger Dated As of September 27, 2012 By and Among the Company, Medtronic, Inc., and Kerry Merger Corp., As It May Be Amended From Time To Time, and Any and All Transactions Contemplated Thereby (Including, But Not Limited To, the Plan of Merger Referred To in Section 233(3) of the Companies Law of the Cayman Islands (2011 Revision), and the Amendment and Restatement of the Company's Memorandum and Articles of Association). | Mgmt | For | For | For | ||
| 2 | To Consider Such Other Business As May Properly Come Before the Meeting, Including Any Proposal To Adjourn the Meeting, If Necessary or Appropriate, To Solicit Additional Proxies in Favor of the Approval of the Merger and the Approval and Adoption of the Merger Agreement in the Event that There Are Insufficient Proxies Received To Pass the Special Resolutions During the Meeting. | Mgmt | For | For | For | ||
| 3 | Mark Box At Right If You Wish To Give a Discretionary Proxy To a Person Designated By the Company. (Mark "For" = Yes and "Against" = No) | Mgmt | For | For | For | ||
| Collective Brands, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSS | CUSIP 19421W100 | 08/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of May 1, 2012, As It May Be Amended From Time To Time, Among Collective Brands, Inc., Wbg-Pss Holdings LLC, Wbg-Pss Merger Sub Inc. and Wolverine World Wide, Inc. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Approve the Proposal To Adopt the Agreement and Plan of Merger. | Mgmt | For | For | For | ||
| 3 | To Approve, By Non-Binding, Advisory Vote, Certain Compensation Arrangements For Collective Brands, Inc.’s Named Executive Officers in Connection With the Merger Contemplated By the Agreement and Plan of Merger. | Mgmt | For | Abstain | Against | ||
| Cooper Industries Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBE | CUSIP G24140111 | 10/26/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approval of the Scheme of Arrangement. | Mgmt | For | For | For | ||
| 2 | Cancellation of Cooper Shares Pursuant to the Scheme of Arrangement. | Mgmt | For | For | For | ||
| 3 | Directors' Authority To Allot Securities and Application of Reserves. | Mgmt | For | For | For | ||
| 4 | Amendment To Articles of Association. | Mgmt | For | For | For | ||
| 5 | Creation of Distributable Reserves of New Eaton. | Mgmt | For | For | For | ||
| 6 | Approval on An Advisory Basis of Specified Compensatory Arrangements Between Cooper and Its Named Executives. | Mgmt | For | Against | Against | ||
| 7 | Adjournment of the Extraordinary General Meeting. | Mgmt | For | For | For | ||
| Cooper Industries Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBE | CUSIP G24140108 | 10/26/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 8 | To Approve the Scheme of Arrangement. | Mgmt | For | For | For | ||
| Copano Energy, L.L.C. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CPNO | CUSIP 217202100 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of January 29, 2013 (As It May Be Amended From Time To Time) By and Among Copano Energy, L.L.C. (the "Company"), Kinder Morgan Energy Partners, L.P., Kinder Morgan G.P., Inc. and Javelina Merger Sub LLC, a Wholly-Owned Subsidiary of Kinder Morgan Energy Partners, L.P. (the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2 | To Approve the Adjournment of the Company's Special Meeting, If Necessary To Solicit Additional Proxies If There Are Not Sufficient Votes To Adopt the Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| 3 | To Approve, on An Advisory (Non-Binding) Basis, the Related Compensation Payments that Will or May Be Paid By the Company To Its Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| Coventry Health Care, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVH | CUSIP 222862104 | 11/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal To Adopt the Agreement and Plan of Merger, Dated As of August 19, 2012, As Amended, and As May Be Further Amended, Among Aetna Inc., Jaguar Merger Subsidiary, Inc. and Coventry Health Care, Inc. | Mgmt | For | For | For | ||
| 2 | Proposal To Approve the Adjournment of the Coventry Special Meeting, If Necessary, To Solicit Additional Proxies If There Are Not Sufficient Votes To Adopt the Merger Agreement At the Time of the Coventry Special Meeting. | Mgmt | For | For | For | ||
| 3 | Proposal To Approve on An Advisory, (Non-Binding) Basis, the "Golden Parachute" Compensation Payments that Will or May Be Paid By Coventry To Its Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| Duff & Phelps Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DUF | CUSIP 26433B107 | 04/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger Dated As of December 30, 2012 Among Duff & Phelps Corporation, Duff & Phelps Acquisitions, LLC, Dakota Holding Corporation, Dakota Acquisitions I, Inc and Dakota Acquisitions Ii, LLC. | Mgmt | For | For | For | ||
| 2 | To Cast An Advisory (Non-Binding) Vote To Approve Certain Agreements or Understandings With, and Items of Compensation Payable To Certain Duff & Phelps Named Executive Officers that Are Based on or Otherwise Related to the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Adjourn the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Elan Corporation, Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ELN | CUSIP 284131208 | 06/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Contested-Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Authorize the Company To Enter Into the Theravance Transaction As Set Out in the Circular To Elan Shareholders Dated 24 May 2013. | Mgmt | For | Against | Against | ||
| 2 | To Authorize the Company To Enter Into the Aop Transaction As Set Out in the Circular To Elan Shareholders Dated 24 May 2013. | Mgmt | For | Against | Against | ||
| 3 | To Authorize the Company To Enter Into the Elnd005 Transaction As Set Out in the Circular To Elan Shareholders Dated 24 May 2013. | Mgmt | For | Against | Against | ||
| 4 | To Authorize the Company To Enter Into the Share Repurchase Program As Set Out in the Circular To Elan Shareholders Dated 24 May 2013. | Mgmt | For | Against | Against | ||
| Eloqua, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ELOQ | CUSIP 290139104 | 02/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Adopt the Agreement and Plan of Merger, Dated As of December 19, 2012, Among Eloqua, Inc., ("Eloqua"), Oc Acquisition LLC ("Parent"), a Delaware Limited Liability Company and Wholly Owned Subsidiary of Oracle Corporation ("Oracle"), Esperanza Acquisition Corporation, a Delaware Corporation and Wholly Owned Subsidiary of Parent, and Oracle. | Mgmt | For | For | For | ||
| 2 | A Proposal To Approve One or More Adjournments or Postponements of the Special Meeting, If Necessary, To Solicit Additional Proxies If Eloqua Has Not Obtained Sufficient Affirmative Stockholder Votes To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Epoch Holding Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EPHC | CUSIP 29428R103 | 03/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Adopt the Agreement and Plan of Merger (the "Merger Agreement"), By and Between Epoch Holding Corporation ("Epoch"), the Toronto-Dominion Bank ("Td") and Empire Merger Sub, Inc. ("Merger Sub"), Which Provides For the Merger of Merger Sub, a Wholly Owned Subsidiary of Td, With and Into Epoch, With Epoch Continuing As the Surviving Corporation ("Merger"). | Mgmt | For | For | For | ||
| 2 | To Approve, in a Non-Binding Advisory Vote, Certain Compensation that May Be Paid or Become Payable To Epoch's Named Executive Officers in Connection With the Consummation of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting, If Necessary or Appropriate in the View of the Epoch Board of Directors, To Permit Further Solicitation of Proxies If There Are Not Sufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Epocrates Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EPOC | CUSIP 29429D103 | 03/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of January 7, 2013, By and Among Athenahealth, Inc., Echo Merger Sub, Inc., a Direct Wholly-Owned Subsidiary of Athenahealth, Inc., and Epocrates, Inc. (the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2 | To Approve, on An Advisory Basis, the Merger-Related Compensation For Epocrates' Named Executive Officers. | Mgmt | For | Abstain | Against | ||
| 3 | To Vote To Adjourn the Special Meeting, If Necessary, For the Purpose of Soliciting Additional Proxies To Vote in Favor of Adoption of the Merger Agreement. | Mgmt | For | For | For | ||
| Flagstone Reinsurance Holdings S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FSR | CUSIP L3466T104 | 11/28/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Luxembourg | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger, Dated As of August 30, 2012, Among Flagstone Reinsurance Holdings, S.A. ("Flagstone"), Flagstone Reinsurance Holdings (Bermuda) Limited ("Flagstone Bermuda"), Validus Holdings, Ltd. ("Validus") and Validus Ups, Ltd. ("Merger Sub"), All As More Fully Described in the Proxy Statement. | Mgmt | For | For | For | ||
| 2 | To Approve a Non-Binding, Advisory Proposal Required Under the Dodd-Frank Wall Street Reform and Consumer Protection Act and Section 14a of the Securities Exchange Act of 1934, and the Rules Thereunder To Approve the Compensation that May Be Paid or Become Payable To Flagstone's Named Executive Officers, All As More Fully Described in the Proxy Statement. | Mgmt | For | Abstain | Against | ||
| Garda World Security Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GWDAF | CUSIP 36485M109 | 10/24/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approval of the Arrangement. | Mgmt | For | For | For | ||
| H.J. Heinz Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HNZ | CUSIP 423074103 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve and Adopt the Merger Agreement Dated As of February 13, 2013, As Amended By the Amendment To Agreement and Plan of Merger, Dated As of March 4, 2013, and As May Be Further Amended From Time To Time, Among H.J. Heinz Company, Hawk Acquisition Holding Corporation and Hawk Acquisition Sub, Inc. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting, If Necessary, To Solicit Additional Proxies in Favor of the Proposal To Approve and Adopt the Merger Agreement If There Are Not Sufficient Votes At the Time of Such Adjournment To Approve and Adopt Proposal 1. | Mgmt | For | For | For | ||
| 3 | To Approve, on a Non-Binding, Advisory Basis, Certain Compensation that Will or May Be Paid By H.J. Heinz Company To Its Named Executive Officers that Is Based on or Otherwise Relates to the Merger. | Mgmt | For | Abstain | Against | ||
| Hot Topic, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HOTT | CUSIP 441339108 | 05/31/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger (the "Merger Agreement"), Dated As of March 6, 2013, Among 212f Holdings LLC, Ht Merger Sub Inc. and Hot Topic, Inc., Under Which Ht Merger Sub Inc. Will Merge With and Into Hot Topic, Inc., Which Will Survive the Merger and Become An Affiliate of 212f Holdings LLC (the "Merger"), and To Approve the Principal Terms of Merger. | Mgmt | For | For | For | ||
| 2 | To Approve, on An Advisory Basis, the Merger-Related Compensation of the Company's Named Executive Officers. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve a Proposal To Adjourn the Special Meeting, If Necessary, For the Purpose of Soliciting Additional Proxies To Vote in Favor of the Approval of the Merger Agreement and the Principal Terms of the Merger. | Mgmt | For | For | For | ||
| Hudson City Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCBK | CUSIP 443683107 | 04/18/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | The Adoption of the Agreement and Plan of Merger, Dated As of August 27, 2012 (the "Merger Agreement"), By and Among M&T Bank Corporation, Hudson City Bancorp, Inc. and Wilmington Trust Corporation (the "Merger" Proposal). | Mgmt | For | For | For | ||
| 2 | The Approval, on a Non-Binding, Advisory Basis, of the Compensation To Be Paid To Hudson City Bancorp Inc.’s Named Executive Officers that Is Based on or Otherwise Relates To the Merger Pursuant To the Merger Agreement (the "Merger-Related Named Executive Officer Compensation" Proposal). | Mgmt | For | Abstain | Against | ||
| 3 | The Approval of One or More Adjournments of the Hudson City Bancorp, Inc. Special Meeting, If Necessary or Appropriate, Including Adjournments To Permit Further Solicitation of Proxies in Favor of the Adoption of the Merger Agreement (the "Hudson City Adjournment" Proposal). | Mgmt | For | For | For | ||
| Intermec, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| IN | CUSIP 458786100 | 03/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Consider and Vote Upon a Proposal To Adopt the Agreement and Plan of Merger, Dated As of December 9, 2012 (As It May Be Amended From Time To Time, the "Merger Agreement"), By and Among Intermec, Inc., Honeywell International Inc., and Hawkeye Merger Sub Corp., a Wholly Owned Subsidiary of Honeywell International Inc. | Mgmt | For | For | For | ||
| 2 | To Consider and Vote Upon Any Proposal To Adjourn the Special Meeting, If Determined Necessary By Intermec, Inc., To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | To Consider and Vote on a Proposal To Approve, on An Advisory (Non-Binding) Basis, the "Golden Parachute" Compensation Payments that Will or May Be Paid By Intermec, Inc. To Its Named Executive Officers in Connection With the Merger. | Mgmt | For | For | For | ||
| Jefferies Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| JEF | CUSIP 472319102 | 02/28/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Agreement & Plan of Merger, (As It May Be Amended From Time To Time, Referred To As "First Merger Agreement"), By and Among Jefferies Group, Inc. ("Jefferies"), Jsp Holdings, Inc. ("New Jefferies") & Jasper Merger Sub, Inc. ("Merger Sub One") and To Approve Transactions Contemplated By the First Merger Agreement, Including a Merger of Merger Sub One With & Into Jefferies. | Mgmt | For | For | For | ||
| 2 | To Approve on An Advisory (Non-Binding) Basis the Compensation that May Be Paid or Become Payable To Jefferies' Named Executive Officers that Is Based on or Otherwise Related To the Proposed Transactions. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve Any Adjournment of the Special Meeting, If Necessary, To Solicit Additional Proxies If There Are Not Sufficient Votes To Adopt the First Merger Agreement and Approve the Transactions Contemplated By the First Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| Kenexa Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KNXA | CUSIP 488879107 | 12/03/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | The Proposal To Adopt the Agreement and Plan of Merger, Dated As of August 25, 2012, By and Among International Business Machines Corporation, a New York Corporation ("Ibm"), Jasmine Acquisition Corp., a Pennsylvania Corporation and Wholly-Owned Subsidiary of Ibm, and Kenexa Corporation, As Such Agreement May Be Amended From Time To Time. | Mgmt | For | For | For | ||
| 2 | The Proposal To Adjourn the Special Meeting To a Later Date, If Necessary and Appropriate, To Solicit Additional Proxies in the Event There Are Not Sufficient Votes in Favor of the Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| 3 | The Proposal To Approve, on An Advisory (Non-Binding) Basis, Certain "Golden Parachute" Compensation that May Be Paid or Become Payable To Kenexa Corporation's Named Executive Officers in Connection With the Merger, Including the Agreements and Understandings With Kenexa Corporation Pursuant To Which Such Compensation May Be Paid or Become Payable. | Mgmt | For | Abstain | Against | ||
| Lufkin Industries, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LUFK | CUSIP 549764108 | 06/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger, Dated As of April 5, 2013, By and Among General Electric Company, Red Acquisition, Inc., and Lufkin Industries, Inc., As Such Agreement May Be Amended From Time To Time | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting, If Necessary, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Meeting To Approve the Merger Agreement | Mgmt | For | For | For | ||
| 3 | To Approve, on a Non-Binding, Advisory Basis, the Compensation that May Be Paid or Become Payable To Lufkin Industries, Inc.’s Named Executive Officers in Connection With the Merger | Mgmt | For | For | For | ||
| McMoran Exploration Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMR | CUSIP 582411104 | 06/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Proposed Amendment To Article X Section (K) of the Amended and Restated Certificate of Incorporation of McMoran Exploration Co. To Exclude Freeport-McMoran Copper & Gold Inc. From the Definition of "Interested Stockholder" Solely For the Purposes of the Transactions Contemplated By the Merger Agreement (As Defined in Item 2 Below). | Mgmt | For | For | For | ||
| 2 | To Approve the Adoption of the Agreement and Plan of Merger, Dated As of December 5, 2012, By and Among Mcmoran Exploration Co., Freeport-Mcmoran Copper & Gold Inc., and Inavn Corp., All As More Fully Described in the Proxy Statement. | Mgmt | For | For | For | ||
| 3 | To Approve the Adjournment of the Mcmoran Exploration Co. Special Meeting, If Necessary or Appropriate, in the View of the Mcmoran Exploration Co. Board of Directors, To Solicit Additional Proxies in Favor of the Charter Amendment Proposal or the Merger Proposal If There Are Not Sufficient Votes At the Time of Such Adjournment To Approve Either Proposal. | Mgmt | For | For | For | ||
| Medicis Pharmaceutical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRX | CUSIP 584690309 | 12/07/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of September 2, 2012, By and Among Valeant Pharmaceuticals International, Inc., Valeant Pharmaceuticals International, Merlin Merger Sub, Inc. and Medicis Pharmaceutical Corporation, As It May Be Amended From Time To Time. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting, If Necessary or Appropriate, Including To Solicit Additional Votes in Favor of the Proposal To Adopt the Merger Agreement If There Are Insufficient Votes To Adopt the Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| 3 | To Approve a Non-Binding Advisory Proposal To Approve the Golden Parachute Compensation Payable To Medicis' Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| Metals USA Holdings Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MUSA | CUSIP 59132A104 | 04/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of February 6, 2013, By and Among Reliance Steel & Aluminum Co. ("Reliance"), Metals USA Holdings Corp. ("Metals USA") and RSAC Acquisition Corp., a Wholly-Owned Subsidiary of Reliance (As It May Be Amended From Time To Time, the "Merger Agreement"), All As More Fully Described in the Proxy Statement. | Mgmt | For | For | For | ||
| 2 | To Approve An Advisory, Non-Binding Proposal Regarding the Compensation that May Be Paid or Become Payable To Metals USA's Named Executive Officers that Is Based on or Otherwise Relates To the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve One or More Adjournments or Postponements of the Special Meeting To a Later Date or Time, If Necessary or Appropriate, Including Adjournments To Permit Further Solicitation of Proxies in Favor of the Proposal To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Metropcs Communications, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCS | CUSIP 591708102 | 03/01/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Stock Issuance Proposal | Mgmt | For | Against | Against | ||
| 2 | To Approve the Recapitalization Proposal | Mgmt | For | Against | Against | ||
| 3 | To Approve the Declassification Proposal | Mgmt | For | Against | Against | ||
| 4 | To Approve the Deutsche Telekom Director Designation Proposal | Mgmt | For | Against | Against | ||
| 5 | To Approve the Director Removal Proposal | Mgmt | For | Against | Against | ||
| 6 | To Approve the Deutsche Telekom Approvals Proposal | Mgmt | For | Against | Against | ||
| 7 | To Approve the Calling of Stockholder Meeting Proposal | Mgmt | For | Against | Against | ||
| 8 | To Approve the Action By Written Consent Proposal | Mgmt | For | Against | Against | ||
| 9 | To Approve the Bylaw Amendments Proposal | Mgmt | For | Against | Against | ||
| 10 | To Approve the Governing Law and Exclusive Forum Proposal | Mgmt | For | Against | Against | ||
| 11 | To Approve the Change in Control Payments Proposal | Mgmt | For | Against | Against | ||
| 12 | To Approve the Adjournment Proposal | Mgmt | For | Against | Against | ||
| Metropcs Communications, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCS | CUSIP 591708102 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Contested-Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Stock Issuance Proposal | Mgmt | For | For | For | ||
| 2 | To Approve the Recapitalization Proposal | Mgmt | For | For | For | ||
| 3 | To Approve the Declassification Proposal | Mgmt | For | For | For | ||
| 4 | To Approve the Deutsche Telekom Director Designation Proposal | Mgmt | For | For | For | ||
| 5 | To Approve the Director Removal Proposal | Mgmt | For | For | For | ||
| 6 | To Approve the Deutsche Telekom Approvals Proposal | Mgmt | For | For | For | ||
| 7 | To Approve the Calling of Stockholder Meeting Proposal | Mgmt | For | For | For | ||
| 8 | To Approve the Action By Written Consent Proposal | Mgmt | For | For | For | ||
| 9 | To Approve the Bylaw Amendments Proposal | Mgmt | For | For | For | ||
| 10 | To Approve the Governing Law and Exclusive Forum Proposal | Mgmt | For | For | For | ||
| 11 | To Approve the Change in Control Payments Proposal | Mgmt | For | Abstain | Against | ||
| 12 | To Approve the Adjournment Proposal | Mgmt | For | For | For | ||
| Metropolitan Health Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDF | CUSIP 592142103 | 12/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt and Approve the Agreement and Plan of Merger, Among Humana Inc. Miner Acquisition Subsidiary, Inc., a Wholly-Owned Subsidiary of Humana, Inc., and Metropolitan Health Networks, Inc., Pursuant To Which Metropolitan Health Networks, Inc., Will Become a Wholly-Owned Subsidiary of Humana, Inc. Which Is Referred To As the Merger, and To Approve the Merger. | Mgmt | For | For | For | ||
| 2 | A Proposal To Approve An Adjournment of the Metropolitan Special Meeting, If Necessary, To Solicit Additional Proxies in Favor of the Foregoing Proposal. | Mgmt | For | For | For | ||
| 3 | A Proposal To Approve, on An Advisory (Non-Binding) Basis, the "Golden Parachute" Compensation Payments that Will or May Be Paid By Metropolitan To Its Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| National Financial Partners Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFP | CUSIP 63607P208 | 06/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | The Proposal To Adopt the Agreement and Plan of Merger (the "Merger Agreement"), Dated As of April 14, 2013, By and Among National Financial Partners Corp. ("Nfp"), Patriot Parent Corp. and Patriot Merger Corp. | Mgmt | For | For | For | ||
| 2 | the Proposal To Approve, By a Non-Binding Advisory Vote, the Specified Compensation Arrangements Disclosed in the Proxy Statement that May Be Payable To Nfp's Named Executive Officers in Connection With the Consummation of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | The Proposal To Approve the Adjournment of the Special Meeting, If Necessary or Appropriate in the View of the NFP Board of Directors, To Solicit Additional Proxies If There Are Not Sufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Netspend Holdings, Inc. (NTSP) | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NTSP | CUSIP 64118V106 | 06/18/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of February 19, 2013, By and Among Total System Services, Inc., General Merger Sub, Inc. and Netspend Holdings, Inc., As It May Be Amended From Time To Time. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting, If Necessary or Appropriate, Including To Solicit Additional Votes in Favor of the Proposal To Adopt the Agreement and Plan of Merger, If There Are Insufficient Votes To Adopt the Agreement and Plan of Merger At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| 3 | To Approve a Non-Binding Advisory Proposal To Approve Certain Agreements With, and Items of Compensation that May Be Paid or Become Payable To, Netspend Holdings, Inc.’s Named Executive Officers in Connection With the Merger Contemplated By the Agreement and Plan of Merger. | Mgmt | For | Abstain | Against | ||
| Nexen Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NXY | CUSIP 65334H102 | 09/20/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | A Special Resolution, the Full Text of Which Is Set Forth in Appendix a To the Accompanying Information Circular and Proxy Statement of the Company Dated August 16, 2012 (the "Information Circular"), To Approve a Plan of Arrangement Under Section 192 of the Canada Business Corporations Act, All As More Particularly Described in the Information Circular. | Mgmt | For | For | For | ||
| Orient-Express Hotels Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OEH | CUSIP G67743107 | 06/28/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Harsha V. Agadi | Mgmt | For | Withheld | Against | ||
| 2 | Elect John D. Campbell | Mgmt | For | Withheld | Against | ||
| 3 | Elect Roland A. Hernandez | Mgmt | For | For | For | ||
| 4 | Elect Mitchell C. Hochberg | Mgmt | For | Withheld | Against | ||
| 5 | Elect Ruth A. Kennedy | Mgmt | For | Withheld | Against | ||
| 6 | Elect Prudence M. Leith | Mgmt | For | Withheld | Against | ||
| 7 | Elect Georg R. Rafael | Mgmt | For | Withheld | Against | ||
| 8 | Elect John M. Scott III | Mgmt | For | For | For | ||
| 9 | Appointment of Deloitte LLP As the Company's Independent Registered Public Accounting Firm, and Authorization of the Audit Committee To Fix Accounting Firm's Remuneration. | Mgmt | For | For | For | ||
| Palomar Medical Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PMTI | CUSIP 697529303 | 06/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt Merger With Cynosure, Inc. | Mgmt | For | For | For | ||
| 2 | To Approve, on An Advisory (Non-Binding) Basis, the Compensation that May Be Paid or Become Payable To Palomar's Named Executive Officers in Connection With the Merger | Mgmt | For | Abstain | Against | ||
| 3 | To Adjourn the Palomar Special Meeting | Mgmt | For | For | For | ||
| PAR Pharmaceutical Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRX | CUSIP 69888P106 | 09/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of July 14, 2012 (the "Merger Agreement"), By and Among PAR Pharmaceutical Companies, Inc. (the "Company"), Sky Growth Holdings Corporation, a Delaware Corporation ("Parent") and Sky Growth Acquisition Corporation, a Delaware Corporation and a Wholly Owned Subsidiary of Parent ("Merger Sub"). | Mgmt | For | For | For | ||
| 2 | To Consider and Vote on a Non-Binding, Advisory Proposal To Approve the Compensation that May Become Payable To the Company's Named Executive Officers in Connection With the Consummation of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Establish a Quorum or Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Peet's Coffee & Tea, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEET | CUSIP 705560100 | 10/26/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Adopt and Approve the Agreement and Plan of Merger, Dated As of July 21, 2012, Among JAB Holdings BV, Panther Merger Co. and Peet's Coffee & Tea, Inc. (the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2 | Approve, on An Advisory Basis, the Merger-Related Compensation of the Named Executive Officers. | Mgmt | For | Abstain | Against | ||
| 3 | Approve a Proposal To Adjourn the Special Meeting, If Necessary, For the Purpose of Soliciting Additional Proxies To Vote in the Favor of the Adoption and Approval of the Merger Agreement. | Mgmt | For | For | For | ||
| Plains Exploration & Production Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXP | CUSIP 726505100 | 05/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Agreement and Plan of Merger, By and Among the Company, Freeport-Mcmoran Copper & Gold Inc. ("Fcx") and Imonc LLC, a Wholly Owned Subsidiary of Fcx, As Such Agreement May Be Amended From Time To Time, Which Provides For, Among Other Things, the Merger of the Company With and Into Imonc LLC, With Imonc LLC Surviving the Merger As a Wholly Owned Subsidiary of Fcx. | Mgmt | For | For | For | ||
| 2 | Approval, on An Advisory (Non-Binding) Basis, of the Specified Compensation that May Be Received By the Company's Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | Approval of Any Adjournment of the Special Meeting, If Necessary, To Solicit Additional Proxies in Favor of the Proposal To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Polyone Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| POL | CUSIP 73179P106 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Sandra Beach Lin | Mgmt | For | For | For | ||
| 2 | Elect Dr. Carol A. Cartwright | Mgmt | For | For | For | ||
| 3 | Elect Richard H. Fearon | Mgmt | For | For | For | ||
| 4 | Elect Gregory J. Goff | Mgmt | For | For | For | ||
| 5 | Elect Gordon D. Harnett | Mgmt | For | For | For | ||
| 6 | Elect Richard A. Lorraine | Mgmt | For | For | For | ||
| 7 | Elect Stephen D. Newlin | Mgmt | For | For | For | ||
| 8 | Elect William H. Powell | Mgmt | For | For | For | ||
| 9 | Elect Farah M. Walters | Mgmt | For | For | For | ||
| 10 | Elect William A. Wulfsohn | Mgmt | For | For | For | ||
| 11 | Proposal To Approve the Advisory Resolution on Named Executive Officer Compensation. | Mgmt | For | Abstain | Against | ||
| 12 | Proposal To Ratify the Appointment of Ernst & Young LLP As Independent Registered Public Accounting Firm For the Year Ending December 31, 2013. | Mgmt | For | For | For | ||
| Presidential Life Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PLFE | CUSIP 740884101 | 12/20/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of July 12, 2012, By and Among Athene Annuity & Life Assurance Company ("Athene"), Eagle Acquisition Corp., a Wholly Owned Subsidiary of Athene ("Merger Sub"), and the Company, As It May Be Amended From Time To Time (the "Merger Agreement"), Pursuant To Which Merger Sub Will Merge With and Into the Company. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting To a Later Date or Time, If Necessary or Appropriate, To Solicit Additional Proxies in the Event There Are Insufficient Votes At the Time of Such Adjournment To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | Approval, By Non-Binding Advisory Vote, of Certain Compensation Arrangements For Presidential's Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| PSS World Medical, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSSI | CUSIP 69366A100 | 02/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger, Dated As of October 24, 2012, By and Among McKesson Corporation, Palm Merger Sub, Inc., and PSS World Medical, Inc. | Mgmt | For | For | For | ||
| 2 | To Approve, on a Non-Binding Advisory Basis, the Compensation that May Become Payable to the Company's Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies in Support of Proposal 1 If There Are Insufficient Votes At the Time of the Meeting To Approve the Agreement and Plan of Merger. | Mgmt | For | For | For | ||
| Pure Energy Services Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PUEYF | CUSIP 74623J100 | 09/28/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | The Special Resolution, the Full Text of Which Is Set Forth in Appendix a of the Accompanying Mgmt Information Circular of the Corporation, Dated August 31, 2012 (the "Information Circular") To Approve An Arrangement Under Section 193 of the Business Corporations Act (Alberta), As All More Properly Described Therein. | Mgmt | For | For | For | ||
| Quest Software, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QSFT | CUSIP 74834T103 | 09/25/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement & Plan of Merger (the "Merger Agreement") Among the Company, Dell Inc., a Delaware Corporation ("Parent") & Diamond Merger Sub Inc. a Delaware Corporation & Wholly Owned Subsidiary of Parent ("Merger Sub") Providing For the Merger of Merger Sub With & Into the Company ("Merger"), With the Company Surviving the Merger As a Wholly Owned Subsidiary of Parent. | Mgmt | For | For | For | ||
| 2 | To Consider and Vote on a Non-Binding, Advisory Proposal To Approve the Compensation that May Become Payable to the Company's Named Executive Officers in Connection With the Completion of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Ralcorp Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAH | CUSIP 751028101 | 01/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Agreement and Plan of Merger, Dated As of November 26, 2012, Among Ralcorp Holdings, Inc., Conagra Foods, Inc. and Phoenix Acquisition Sub Inc., a Wholly Owned Subsidiary of Conagra Foods, Inc., As It May Be Amended From Time To Time, Pursuant To Which Phoenix Acquisition Sub Inc. Will Merge With and Into Ralcorp Holdings, Inc. | Mgmt | For | For | For | ||
| 2 | To Approve, on An Advisory (Non-Binding) Basis, the Compensation that May Be Paid or Become Payable To Ralcorp Holdings, Inc.’s Named Executive Officers that Is Based on or Otherwise Relates to the Merger of Phoenix Acquisition Sub Inc. With and Into Ralcorp Holdings, Inc. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment of the Special Meeting To a Later Date or Time, If Necessary or Appropriate, To Solicit Additional Proxies in the Event There Are Insufficient Votes At the Time of the Special Meeting or Any Adjournment or Postponement Thereof To Approve Proposal 1. | Mgmt | For | For | For | ||
| Retalix Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RTLX | CUSIP M8215W109 | 01/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Israel | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approval of the Merger of the Company With Merger Sub, An Indirect, Wholly owned Subsidiary of NCR, Including Approval Of: (i) the Merger; (ii) the Merger Agreement; (iii) the Merger Consideration, Without Any Interest Thereon; (iv) the Conversion of Each Outstanding Option, and Each Warrant, To Purchase One Ordinary Share; (v) All Other Transactions and Arrangements Contemplated By the Merger Agreement.(All Capitalized Terms Are Defined in the Accompanying Proxy Statement.) | Mgmt | For | For | For | ||
| 2 | To Act Upon Such Other Matters As May Properly Come Before the Meeting or Any Adjournment or Adjournments Thereof. | Mgmt | For | For | For | ||
| Robbins & Myers, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RBN | CUSIP 770196103 | 12/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Adopt the Agreement and Plan of Merger, Dated August 8, 2012, By and Among National Oilwell Varco, Inc., Raven Process Corp., and Robbins & Myers, Inc. and Approve the Transactions Contemplated By that Agreement. | Mgmt | For | For | For | ||
| 2 | Approval in An Advisory (Non-Binding) Vote of the Compensation Paid to the Company's Named Executive Officers in Connection With the Merger. | Mgmt | For | For | For | ||
| 3 | Any Adjournment of the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies in the Event There Are Not Sufficient Votes At the Time of the Special Meeting or Any Adjournment To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Seabright Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SBX | CUSIP 811656107 | 11/19/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal To Adopt the Agreement and Plan of Merger, Dated As of August 27, 2012, As It May Be Amended From Time To Time, Among Enstar Group Limited, a Bermuda Exempted Company, AML Acquisition, Corp., a Delaware Corporation and An Indirect Wholly Owned Subsidiary of Enstar, and Seabright Holdings, Inc. (the "Company"). | Mgmt | For | For | For | ||
| 2 | Proposal To Adjourn the Special Meeting, If Necessary or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At the Time of the Special Meeting To Approve the Proposal To Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| 3 | Proposal To Approve, By Non-Binding, Advisory Vote, Certain Compensation Arrangements For the Company's Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| Seacube Container Leasing Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BOX | CUSIP G79978105 | 04/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve and Adopt the Agreement and Plan of Amalgamation, Dated As of January 18, 2013, By and Among 2357575 Ontario Limited, the Company and Sc Acquisitionco Ltd., a Subsidiary of 2357575 Ontario Limited and To Approve the Amalgamation of the Company and Sc Acquisition Co Ltd. (the "Amalgamation"). | Mgmt | For | For | For | ||
| 2 | To Approve An Adjournment of Meeting, If Necessary or Appropriate in the View of Board, To Solicit Additional Proxies in Favor of the Proposal To Approve and Adopt Amalgamation Agreement and To Approve Amalgamation If There Are Not Sufficient Votes At the Time of Such Adjournment To Approve and Adopt Amalgamation Agreement and To Approve Amalgamation. | Mgmt | For | For | For | ||
| 3 | To Approve, on a Non-Binding, Advisory Basis, Certain Compensation that Will or May Become Payable to the Company's Named Executive Officers that Is Based on or Otherwise Relates to the Amalgamation. | Mgmt | For | Abstain | Against | ||
| Softchoice Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SFCJF | CUSIP 83401X108 | 06/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | A Special Resolution, the Full Text of Which Is Set Forth in Appendix a to the Mgmt Information Circular of Softchoice Corporation Dated May 10, 2013 (the "Information Circular"), Approving An Arrangement Under Section 192 of the Canada Business Corporations Act, All As More Particularly Described in the Information Circular. | Mgmt | For | For | For | ||
| Spartech Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SEH | CUSIP 847220209 | 03/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal To Adopt the Agreement and Plan of Merger, Dated As of October 23, 2012, As It May Be Amended From Time To Time, By and Among Polyone Corporation, Spartech Corporation, 2012 Redhawk, Inc., and 2012 Redhawk, LLC. | Mgmt | For | For | For | ||
| 2 | Proposal To Approve, on An Advisory (Non-Binding) Basis, the Merger-Related Executive Officer Compensation Payments that Will or May Be Paid By Spartech Corporation To Its Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | Proposal To Approve the Adjournment of the Special Meeting, If Necessary To Solicit Additional Proxies If There Are Not Sufficient Votes To Adopt the Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| Sunoco, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SUN | CUSIP 86764P109 | 10/04/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve and Adopt Agreement & Plan of Merger, Dated As of April 29, 2012, As Amended By Amendment No. 1 Thereto, Dated As of June 15, 2012, By and Among Sunoco, Inc. ("Sunoco"), Energy Transfer Partners, L.P. ("ETP"), Energy Transfer Partners GP, L.P., Sam Acquisition Corporation, And, For Limited Purposes Set Forth Therein, Energy Transfer Equity, L.P. | Mgmt | For | For | For | ||
| 2 | To Approve, on An Advisory (Non-Binding) Basis, Specified Compensation that May Be Received By Sunoco's Named Executive Officers in Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve Any Adjournments of the Special Meeting, If Necessary, To Solicit Additional Proxies in Favor of the Proposal To Approve and Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Sunrise Senior Living, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRZ | CUSIP 86768K106 | 01/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated As of August 21, 2012, By and Among Sunrise Senior Living, Inc. ("Sunrise"), Health Care Reit, Inc., Brewer Holdco, Inc., Brewer Holdco Sub, Inc. and Red Fox, Inc., All As More Fully Described in the Proxy Statement. | Mgmt | For | For | For | ||
| 2 | To Approve An Advisory, Nonbinding Vote Regarding the Compensation that May Be Paid or Become Payable To Sunrise Named Executive Officers that Is Based on or Otherwise Relates to the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | To Approve the Adjournment or Postponement of the Special Meeting To a Later Date or Time, If Necessary or Appropriate in the View of the Sunrise Board of Directors, To Solicit Additional Proxies in Favor of the Proposal To Adopt the Merger Agreement If There Are Insufficient Votes At the Time of the Special Meeting or Any Adjournment or Postponement Thereof. | Mgmt | For | For | For | ||
| T-Mobile US, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMUS | CUSIP 872590104 | 06/04/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect W. Michael Barnes | Mgmt | For | For | For | ||
| 2 | Elect Srikant Datar | Mgmt | For | For | For | ||
| 3 | Elect Lawrence H. Guffey | Mgmt | For | For | For | ||
| 4 | Elect Timotheus Hottges | Mgmt | For | For | For | ||
| 5 | Elect Raphael Kubler | Mgmt | For | For | For | ||
| 6 | Elect Thorsten Langheim | Mgmt | For | For | For | ||
| 7 | Elect John J. Legere | Mgmt | For | For | For | ||
| 8 | Elect Rene Obermann | Mgmt | For | For | For | ||
| 9 | Elect James N. Perry, Jr. | Mgmt | For | For | For | ||
| 10 | Elect Teresa A. Taylor | Mgmt | For | For | For | ||
| 11 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | ||
| 12 | Ratification of Appointment of Pricewaterhousecoopers LLP as our Independent Registered Public Accounting Firm for Fiscal Year 2013. | Mgmt | For | For | For | ||
| 13 | Approval of the T-Mobile US, Inc. 2013 Omnibus Incentive Plan. | Mgmt | For | Against | Against | ||
| Taro Pharmaceutical Industries Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TARO | CUSIP M8737E108 | 12/30/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Election of Subramanian Kalyanasundaram (Known In Industry Circles as Kal Sundaram) as Director to Serve Until the Close of the Next Annual General Meeting. | Mgmt | For | For | For | ||
| 2 | Elect Sudhir Valia | Mgmt | For | For | For | ||
| 3 | Elect Aalok Shanghvi | Mgmt | For | For | For | ||
| 4 | Elect James Kedrowski | Mgmt | For | For | For | ||
| 5 | Elect Dov Pekelman | Mgmt | For | For | For | ||
| 6 | Appointment of Ziv Haft, Certified Public Accountants (Israel), a Bdo Member Firm, as the Company's Independent Auditors Until the Close of the Next Annual General Meeting of the Shareholders of the Company and Authorize their Remuneration to Be Fixed, In Accordance With the Volume and Nature of their Services, by the Audit Committee and the Board of Directors. | Mgmt | For | For | For | ||
| 7 | Approval of An Amendment to the Company's Articles of Association, So as to Confirm and Ratify the Change of the Company's Fiscal Year End From December 31 to March 31. | Mgmt | For | For | For | ||
| The Shaw Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHAW | CUSIP 820280105 | 12/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal to Approve the Transaction Agreement (as Such Agreement May Be Amended From Time to Time, the "Transaction Agreement"), Dated as of July 30, 2012, Between Shaw, Chicago Bridge & Iron Company N.V. ("CB&I") and Crystal Acquisition Subsidiary Inc., a Wholly Owned Subsidiary of CB&I ("Acquisition Sub"), Pursuant to Which Acquisition Sub Will Merge With and Into Shaw. | Mgmt | For | For | For | ||
| 2 | Proposal, On An Advisory (Non-Binding) Basis, to Approve the Compensation That May Be Paid or Become Payable to Shaw's Named Executive officers In Connection With the Transaction. | Mgmt | For | Abstain | Against | ||
| 3 | Proposal to Approve the Adjournment of the Special Meeting, If Necessary, to Enable the Board of Directors of Shaw to Solicit Additional Proxies to Approve the Transaction Agreement. | Mgmt | For | For | For | ||
| The Warnaco Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WRC | CUSIP 934390402 | 02/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal to Adopt the Agreement and Plan of Merger, Dated as of October 29, 2012, Among the Warnaco Group, Inc., PVH Corp., and Wand Acquisition Corp., a Wholly Owned Subsidiary of PVH Corp., as Such Agreement May Be Amended From Time to Time (the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2 | Proposal to Approve the (Non-Binding) Advisory Resolution On Merger-Related Compensation for Named Executive officers. | Mgmt | For | Abstain | Against | ||
| 3 | Proposal to Adjourn the Special Meeting, If Necessary or Appropriate, to Solicit Additional Proxies If There are Insufficient Votes At the Time of the Special Meeting to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| TNS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TNS | CUSIP 872960109 | 02/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated as of December 11, 2012, as It May Be Amended From Time to Time, Among TNS, Inc., Trident Private Holdings I, LLC and Trident Private Acquisition Corp. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting, If Necessary or Appropriate, to Solicit Additional Proxies If There are Insufficient Votes At the Time of the Special Meeting to Adopt the Agreement and Plan of Merger or If a Quorum Is Not Present At the Special Meeting. | Mgmt | For | For | For | ||
| 3 | To Approve, by Non-Binding, Advisory Vote, Certain Compensation Arrangements for TNS, Inc.’s Named Executive officers In Connection With the Merger Contemplated by the Agreement and Plan of Merger. | Mgmt | For | Abstain | Against | ||
| TPC Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TPCG | CUSIP 89236Y104 | 12/05/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated August 24, 2012, Among TPC Group Inc., Sawgrass Holdings Inc. and Sawgrass Merger Sub Inc., as It May Be Amended From Time to Time. | Mgmt | For | For | For | ||
| 2 | To Adjourn the Special Meeting to a Later Date or Dates, If Necessary or Appropriate, to Solicit Additional Proxies If There are Insufficient Votes to Adopt the Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| 3 | To Approve, by Non-Binding, Advisory Vote, Certain Compensation Arrangements for TPC Group's Named Executive officers In Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| Uranium One Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SXRZF | CUSIP 91701P105 | 03/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Resolution Attached as Appendix a to the Mgmt Information Circular of Uranium One Inc. Dated February 8, 2013, to Approve a Plan of Arrangement Pursuant to Section 192 of the Canada Business Corporations Act, Involving Uranium One Inc., JSC Atomredmetzoloto and Effective Energy N.V. and the Securityholders, All as More Particularly Described In Said Mgmt Information Circular. | Mgmt | For | For | For | ||
| Uranium One Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SXRZF | CUSIP 91701P105 | 06/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ian Telfer | Mgmt | For | For | For | ||
| 2 | Elect andrew Adams | Mgmt | For | For | For | ||
| 3 | Elect Peter Bowie | Mgmt | For | For | For | ||
| 4 | Elect Vadim Jivov | Mgmt | For | For | For | ||
| 5 | Elect D. Jean Nortier | Mgmt | For | For | For | ||
| 6 | Elect Christopher Sattler | Mgmt | For | For | For | ||
| 7 | Elect Phillip Shirvington | Mgmt | For | For | For | ||
| 8 | Elect Kenneth Williamson | Mgmt | For | For | For | ||
| 9 | Elect Ilya Yampolskiy | Mgmt | For | For | For | ||
| 10 | Appointment of KPMG LLP, Chartered Accountants as Auditors of the Corporation for the Ensuing Year, and to Authorize the Directors to Fix their Remuneration. | Mgmt | For | For | For | ||
| Virgin Media Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VMED | CUSIP 92769L101 | 06/04/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal to Adopt the Merger Agreement, Dated as of February 5, 2013, as Amended From Time to Time, With Liberty Global, Inc. and Certain Affiliates. | Mgmt | For | For | For | ||
| 2 | Proposal to Approve, On An Advisory Non-Binding Basis, the Compensation That May Be Paid or Become Payable to Virgin Media's Named Executive officers In Connection With the Virgin Media Mergers Provided for In the Merger Agreement. | Mgmt | For | Abstain | Against | ||
| 3 | Proposal to Adjourn the Special Meeting to a Later Date If There are Insufficient Votes to Approve Proposal 1 At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| WMS Industries Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WMS | CUSIP 929297109 | 05/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Merger With Scientific Games Corporation. | Mgmt | For | For | For | ||
| 2 | The Proposal to Approve, by a Non-Binding Advisory Vote, the Specified Compensation Disclosed In the Proxy Statement That May Be Payable to WMS’ named Executive officers In Connection With the Consummation of the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | The Proposal to Approve the Adjournment of the Special Meeting, If Necessary or Appropriate In the View of the WMS Board of Directors, to Solicit Additional Proxies If There are Not Sufficient Votes At the Time of the Special Meeting to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| YM Biosciences Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YMI | CUSIP 984238105 | 01/31/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | The Special Resolution (the "Arrangement Resolution"), the Full Text of Which Is Attached as Schedule B to the Mgmt Proxy Circular Dated December 31, 2012, With or Without Variation, Approving An Arrangement Under Section 130 of the Companies Act (Nova Scotia) Between the Company, Its Shareholders, Gilead Sciences, Inc. and 3268218 Nova Scotia Limited (the "Purchaser") Pursuant to Which, Among Other Things, the Purchaser Will Acquire All of the Issued and Outstanding Common Shares of the Company At a Price of U.S.$2.95 Per Common Share In Cash. | Mgmt | For | For | For | ||
| Young Innovations, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YDNT | CUSIP 987520103 | 01/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Adopt the Agreement and Plan of Merger, Dated as of December 3, 2012, by and Among Young Innovations Holdings LLC, Yi Acquisition Corp. and Young Innovations, Inc. | Mgmt | For | For | For | ||
| 2 | To Approve, On An Advisory (Non-Binding) Basis, the "Golden Parachute" Compensation. | Mgmt | For | Abstain | Against | ||
| 3 | To Adjourn the Special Meeting, If Necessary or Appropriate, to Solicit Additional Proxies. | Mgmt | For | For | For | ||
| Zipcar, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ZIP | CUSIP 98974X103 | 03/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Proposal to Adopt the Agreement and Plan of Merger, Dated as of December 31, 2012, by and Among Avis Budget Group, Inc., Millennium Acquisition Sub, Inc. and Zipcar, Inc. (the "Company"), as Such Agreement May Be Amended From Time to Time. | Mgmt | For | For | For | ||
| 2 | Proposal to Approve, On a Non-Binding, Advisory Basis, Certain Compensation That May Be Paid or Become Payable to the Company's Named Executive officers In Connection With the Merger. | Mgmt | For | Abstain | Against | ||
| 3 | Proposal to Approve the Adjournment of the Special Meeting, If Necessary, to Solicit Additional Proxies If There are Insufficient Votes At the Time of the Meeting to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| American Realty Capital Trust | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARCT | CUSIP 02917L101 | 01/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Approve the Merger of the Company With and Into Tau acquisition LLC ("Merger Sub") Pursuant to the Merger Agreement, Dated September 6, 2012, Among Realty Income Corporation, Merger Sub and the Company and the Other Transactions Contemplated by The merger Agreement. | Mgmt | For | For | For | ||
| 2. | To Approve, On a Non-Binding, Advisory Basis, the Compensation that May Be Paid or Become Payable to the Company's Named Executive officers In Connection With the Merger. | Mgmt | For | For | For | ||
| 3. | To Adjourn the Special Meeting, If Necessary and Appropriate, To another Time and Place, to Solicit Additional Proxies In Favor of Proposal 1. | Mgmt | For | For | For | ||
| Ameristar Casinos, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASCA | CUSIP 03070Q101 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | Proposal to Approve the Agreement and Plan of Merger, Dated as of December 20, 2012, as Amended by a First and Second Amendment To agreement and Plan of Merger ("Merger Agreement"), by and Among Pinnacle Entertainment, Inc., PNK Holdings, Inc., PNK Development 32, Inc., and Ameristar Casinos, Inc. | Mgmt | For | For | For | ||
| 2. | Proposal to Consider and Vote On a Nonbinding, Advisory Proposal To approve the Compensation That May Become Payable to the Company's named Executive officers In Connection With the Completion of the Merger. | Mgmt | For | For | For | ||
| 3. | Proposal to Approve the Adjournment or Postponement of the Special Meeting, If Necessary or Appropriate, For, Among Other reasons, the Solicitation of Additional Proxies If There are insufficient Votes At the Time of the Special Meeting to Approve The merger Agreement. | Mgmt | For | For | For | ||
| Bre Properties, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRE | CUSIP 05564E106 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Irving F. Lyons, III | Mgmt | For | For | For | ||
| 1.2 | Paula F. Downey | Mgmt | For | For | For | ||
| 1.3 | Christopher J. Mcgurk | Mgmt | For | For | For | ||
| 1.4 | Matthew T. Medeiros | Mgmt | For | For | For | ||
| 1.5 | Constance B. Moore | Mgmt | For | For | For | ||
| 1.6 | Jeanne R. Myerson | Mgmt | For | For | For | ||
| 1.7 | Jeffrey T. Pero | Mgmt | For | For | For | ||
| 1.8 | Thomas E. Robinson | Mgmt | For | For | For | ||
| 1.9 | Dennis E. Singleton | Mgmt | For | For | For | ||
| 1.10 | Thomas P. Sullivan | Mgmt | For | For | For | ||
| 2. | To Ratify the Appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm of the Company. | Mgmt | For | For | For | ||
| 3. | To Approve, by Non-Binding Advisory Vote, the Compensation of the Named Executive officers of the Company. | Mgmt | For | For | For | ||
| 4. | To Reapprove the Performance Criteria Under the Amended and Restated 1999 Bre Stock Incentive Plan, as Amended (Referred to as the "1999 Incentive Plan"). | Mgmt | For | For | For | ||
| H.J. Heinz Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HNZ | CUSIP 423074103 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Approve and Adopt the Merger Agreement Dated as of February 13,2013, as Amended by the Amendment to Agreement and Plan of Merger, Dated as of March 4, 2013, and as May Be Further Amended From Time to Time, Among H.J. Heinz Company, Hawk Acquisition Holding Corporation and Hawk Acquisition Sub, Inc. | Mgmt | For | For | For | ||
| 2. | To Adjourn the Special Meeting, If Necessary, to Solicit Additional proxies In Favor of the Proposal to Approve and Adopt the Merger Agreement If There are Not Sufficient Votes At the Time of Such adjournment to Approve and Adopt Proposal 1. | Mgmt | For | For | For | ||
| 3. | To Approve, On a Non-Binding, Advisory Basis, Certain Compensation that Will or May Be Paid by H.J. Heinz Company to Its Named Executive officers That Is Based On or Otherwise Relates to the Merger. | Mgmt | For | For | For | ||
| Hess Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | J. Krenicki | Mgmt | For | TNA | N/A | ||
| 1.2 | K. Meyers | Mgmt | For | TNA | N/A | ||
| 1.3 | F.G. Reynolds | Mgmt | For | TNA | N/A | ||
| 1.4 | W.G. Schrader | Mgmt | For | TNA | N/A | ||
| 1.5 | M. Williams | Mgmt | For | TNA | N/A | ||
| 2. | Ratification of the Selection of Ernst & Young LLP as Independent auditors for Fiscal Year Ending December 31, 2013. | Mgmt | For | TNA | N/A | ||
| 3. | Advisory Approval of the Compensation of our Named Executive officers. | Mgmt | For | TNA | N/A | ||
| 4. | Approval of An Amendment to the Restated Certificate of incorporation and By-Laws to Declassify the Board. | Mgmt | For | TNA | N/A | ||
| 5. | Stockholder Proposal Recommending That the Board of directors Adopt a Policy That Requires An Independent Chairman. | ShrHldr | Against | TNA | N/A | ||
| 6. | Stockholder Proposal Recommending That the Board of directors Take Action to Implement a Simple Majority Vote Standard. | ShrHldr | Against | TNA | N/A | ||
| 7. | Stockholder Proposal Recommending That the Company provide a Report Regarding Political Contributions. | ShrHldr | Against | TNA | N/A | ||
| 8. | Stockholder Proposal Submitted by Elliott Associates, L.P. and Elliott International, L.P. Recommending That the Company Repeal Any Provision or Amendment of the By-Laws Adopted Without Stockholder Approval After February 2, 2011 and Prior to the Annual Meeting. | ShrHldr | Against | TNA | N/A | ||
| Hess Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HES | CUSIP 42809H107 | 05/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Rodney F. Chase | Mgmt | For | For | For | ||
| 1.2 | Harvey Golub | Mgmt | For | For | For | ||
| 1.3 | Karl F. Kurz | Mgmt | For | For | For | ||
| 1.4 | David Mcmanus | Mgmt | For | For | For | ||
| 1.5 | Marshall D. Smith | Mgmt | For | For | For | ||
| 2 | To Approve the Company's Proposal to Ratify the Selection by the Audit Committee of the Firm of Ernst & Young LLP as the Company’s independent Registered Public Accounting Firm for the Year Ending December 31, 2013. | Mgmt | For | For | For | ||
| 3 | To Approve, On An Advisory Basis, the Compensation of the Company’s named Executive officers, as Described Further In the Company's Proxy Statement. | Mgmt | Against | Against | For | ||
| 4 | To Approve An Amendment to the Company's Certificate of incorporation and By-Laws to Declassify the Board. | Mgmt | For | For | For | ||
| 5 | To Approve the Stockholder Proposal Recommending That The Board Adopt a Policy That Requires An Independent Chairman. | Mgmt | For | For | For | ||
| 6 | To Approve the Stockholder Proposal Recommending That The Board Take Action to Implement a Simple Majority Vote Standard. | Mgmt | For | For | For | ||
| 7 | To Approve the Stockholder Proposal Recommending That The Company Provide a Report Regarding Political Contributions. | Mgmt | For | For | For | ||
| 8 | To Approve the Repeal of Any Provisions of or Amendment to The By-Laws Adopted by the Board Without the Approval of The Stockholders After February 2, 2011 and Before the 2013 Annual Meeting. | Mgmt | For | For | For | ||
| Hudson City Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCBK | CUSIP 443683107 | 04/18/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | The Adoption of the Agreement and Plan of Merger, Dated as of August 27, 2012 (the "Merger Agreement"), by and Among M&T Bank Corporation, Hudson City Bancorp, Inc. and Wilmington Trust Corporation (the "Merger" Proposal). | Mgmt | For | For | For | ||
| 2. | The Approval, On a Non-Binding, Advisory Basis, of the Compensation to Be Paid to Hudson City Bancorp Inc.’s Named Executive officers That is Based On or Otherwise Relates to the Merger Pursuant to the Merger Agreement (the "Merger-Related Named Executive officer Compensation" Proposal). | Mgmt | For | For | For | ||
| 3. | The Approval of One or More Adjournments of the Hudson City Bancorp, Inc. Special Meeting, If Necessary or Appropriate, Including Adjournments to Permit Further Solicitation of Proxies In Favor of the Adoption of the Merger Agreement (the "Hudson City Adjournment" Proposal). | Mgmt | For | For | For | ||
| Life Technologies Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LIFE | CUSIP 53217V109 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Election of Director: George F. Adam, Jr. | Mgmt | For | For | For | ||
| 1.2 | Election of Director: Raymond V. Dittamore | Mgmt | For | For | For | ||
| 1.3 | Election of Director: Donald W. Grimm | Mgmt | For | For | For | ||
| 1.4 | Election of Director: Craig J. Mundie | Mgmt | For | For | For | ||
| 1.5 | Election of Director: Ora H. Pescovitz, M.D. | Mgmt | For | For | For | ||
| 1.6 | Election of Director: Per A. Peterson, Ph.D. | Mgmt | For | For | For | ||
| 2. | Ratification of Appointment of Ernst & Young LLP as the Independent registered Public Accounting Firm for the Company for the Fiscal Year Ending December 31, 2013. | Mgmt | For | For | For | ||
| 3. | Approval of a Non-Binding Advisory Resolution Regarding the Compensation of the Company's Named Executive officers for the Fiscal Year Ended December 31, 2012. | Mgmt | For | For | For | ||
| 4. | Approval of the Company's 2013 Equity Incentive Plan. | Mgmt | For | For | For | ||
| McMoran Exploration Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MMR | CUSIP 582411104 | 06/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | To Approve the Proposed Amendment to Article X Section (K) of the Amended and Restated Certificate of Incorporation of McMoran Exploration Co. to Exclude Freeport-McMoran Copper & Gold Inc. From the Definition of "Interested Stockholder" Solely for the Purposes of the Transactions Contemplated by the Merger Agreement (as Defined In Item 2 below). | Mgmt | For | For | For | ||
| 2 | To Approve the Adoption of the Agreement and Plan of Merger, Dated as of December 5, 2012, by and Among McMoran Exploration Co., Freeport-McMoran Copper & Gold Inc., and Inavn Corp., All as More Fully Described In the Proxy Statement. | Mgmt | For | For | For | ||
| 3 | To Approve the Adjournment of the McMoran Exploration Co. Special Meeting, If Necessary or Appropriate, In the View of the McMoran Exploration Co. Board of Directors, to Solicit Additional Proxies In Favor of the Charter Amendment Proposal or the Merger Proposal If There are Not Sufficient Votes At the Time of Such Adjournment to Approve Either Proposal. | Mgmt | For | For | For | ||
| Medicis Pharmaceutical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MRX | CUSIP 584690309 | 12/07/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Adopt the Agreement and Plan of Merger, Dated as of September 2, 2012, by and Among Valeant Pharmaceuticals International, Inc., Valeant Pharmaceuticals International, Merlin Merger Sub, Inc. and Medicis Pharmaceutical Corporation, as It May Be Amended From Time to Time. | Mgmt | For | For | For | ||
| 2. | To Adjourn the Special Meeting, If Necessary or Appropriate, Including to Solicit Additional Votes In Favor of the Proposal to Adopt the Merger Agreement If There are Insufficient Votes to Adopt the Merger Agreement At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| 3. | To Approve a Non-Binding Advisory Proposal to Approve the Golden parachute Compensation Payable to Medicis' Named Executive officers In Connection With the Merger. | Mgmt | For | For | For | ||
| Metals USA Holdings Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MUSA | CUSIP 59132A104 | 04/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Adopt the Agreement and Plan of Merger, Dated as of February 6, 2013, by and Among Reliance Steel & Aluminum Co. ("Reliance"), Metals USA Holdings Corp. ("Metals USA") and RSAC Acquisition Corp., a Wholly-Owned Subsidiary of Reliance (as It May Be Amended From Time to Time, the "Merger Agreement"), All as More Fully Described In the Proxy Statement. | Mgmt | For | For | For | ||
| 2. | To Approve An Advisory, Non-Binding Proposal Regarding the Compensation That May Be Paid or Become Payable to Metals USA's Named Executive officers That Is Based On or Otherwise Relates to the Merger. | Mgmt | For | For | For | ||
| 3. | To Approve One or More Adjournments or Postponements of the Special Meeting to a Later Date or Time, If Necessary or Appropriate, Including Adjournments to Permit Further Solicitation of Proxies In Favor of the Proposal to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| National Financial Partners Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NFP | CUSIP 63607P208 | 06/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | The Proposal to Adopt the Agreement and Plan of Merger (the "Merger Agreement"), Dated as of April 14, 2013, by and Among National Financial Partners Corp. ("NFP"), Patriot Parent Corp. and Patriot Merger Corp. | Mgmt | For | For | For | ||
| 2. | The Proposal to Approve, by a Non-Binding Advisory Vote, the Specified Compensation Arrangements Disclosed In the Proxy Statement That May Be Payable to NFP's Named Executive officers In Connection with the Consummation of the Merger. | Mgmt | For | For | For | ||
| 3. | The Proposal to Approve the Adjournment of the Special Meeting, If Necessary or Appropriate In the View of the NFP Board of Directors, to Solicit Additional Proxies If There are Not Sufficient Votes At the Time of the Special Meeting to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| Newcastle Investment Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NCT | CUSIP 65105M108 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Kevin J. Finnerty | Mgmt | For | For | For | ||
| 1.2 | Kenneth M. Riis | Mgmt | For | For | For | ||
| 2. | To Amend the Charter of Newcastle Investment Corp. to Increase The number of Authorized Shares of Capital Stock to 1,100,000,000 Shares. | Mgmt | For | For | For | ||
| 3. | To Ratify the Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Newcastle Investment Corp. for Fiscal Year 2013. | Mgmt | For | For | For | ||
| NYSE Euronext | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NYX | CUSIP 629491101 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Election of Director: Andre Bergen | Mgmt | For | For | For | ||
| 1.2 | Election of Director: Ellyn L. Brown | Mgmt | For | For | For | ||
| 1.3 | Election of Director: Marshall N. Carter | Mgmt | For | For | For | ||
| 1.4 | Election of Director: Dominique Cerutti | Mgmt | For | For | For | ||
| 1.5 | Election of Director: Sir George Cox | Mgmt | For | For | For | ||
| 1.6 | Election of Director: Sylvain Hefes | Mgmt | For | For | For | ||
| 1.7 | Election of Director: Jan-Michiel Hessels | Mgmt | For | For | For | ||
| 1.8 | Election of Director: Lawrence E. Leibowitz | Mgmt | For | For | For | ||
| 1.9 | Election of Director: Duncan M. Mcfarland | Mgmt | For | For | For | ||
| 1.10 | Election of Director: James J. Mcnulty | Mgmt | For | For | For | ||
| 1.11 | Election of Director: Duncan L. Niederauer | Mgmt | For | For | For | ||
| 1.12 | Election of Director: Luis Maria Viana Palha Da Silva | Mgmt | For | For | For | ||
| 1.13 | Election of Director: Robert G. Scott | Mgmt | For | For | For | ||
| 1.14 | Election of Director: Jackson P. Tai | Mgmt | For | For | For | ||
| 1.15 | Election of Director: Rijnhard Van Tets | Mgmt | For | For | For | ||
| 1.16 | Election of Director: Sir Brian Williamson | Mgmt | For | For | For | ||
| 2. | To Ratify the Selection of Pricewaterhousecoopers LLP as our Independent Auditors for our Fiscal Year Ending December 31, 2013. | Mgmt | For | For | For | ||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say-On-Pay" Proposal). | Mgmt | For | For | For | ||
| 4. | To Approve the Amended and Restated NYSE Euronext Omnibus Incentive Plan. | Mgmt | For | For | For | ||
| 5. | To Reapprove the Performance Goals Under the NYSE Euronext Omnibus Incentive Plan. | Mgmt | For | For | For | ||
| 6. | To Amend Certain Provisions In our Charter to Allow Stockholders to Call Special Meetings. | Mgmt | For | For | For | ||
| 7. | To Amend Certain Provisions In our Charter to Allow Stockholders to Act by Written Consent. | Mgmt | For | For | For | ||
| NYSE Euronext | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NYX | CUSIP 629491101 | 06/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Adopt the Amended and Restated Agreement and Plan of Merger, Dated as of March 19, 2013, by and Among Intercontinental Exchange, Inc., Intercontinental Exchange Group, Inc., NYSE Euronext, Braves Merger Sub, Inc. and Baseball Merger Sub, LLC. Approval of This Proposal Is Required to Complete the Merger. | Mgmt | For | For | For | ||
| 2. | To Approve, On a Non-Binding Advisory Basis, the Compensation to Be Paid to NYSE Euronext's Named Executive officers That Is Based On or Otherwise Relates to the Merger. | Mgmt | For | For | For | ||
| 3. | To Approve One or More Adjournments of the NYSE Euronext special Meeting, If Necessary or Appropriate, Including Adjournments to Permit Further Solicitation of Proxies In Favor of Proposal No. 1. | Mgmt | For | For | For | ||
| Peet's Coffee & Tea, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PEET | CUSIP 705560100 | 10/26/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | Adopt and Approve the Agreement and Plan of Merger, Dated as of July 21, 2012, Among JAB Holdings BV, Panther Merger Co. and Peet's Coffee & Tea, Inc. (the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2. | Approve, On An Advisory Basis, the Merger-Related Compensation of the Named Executive officers. | Mgmt | For | For | For | ||
| 3. | Approve a Proposal to Adjourn the Special Meeting, If Necessary, for the Purpose of Soliciting Additional Proxies to Vote In the Favor of the Adoption and Approval of the Merger Agreement. | Mgmt | For | For | For | ||
| Plains Exploration & Production Co. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PXP | CUSIP 726505100 | 05/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | Agreement and Plan of Merger, by and Among the Company, Freeport-McMoran Copper & Gold Inc. ("FCX") and Imonc LLC, a Wholly Owned subsidiary of FCX, as Such Agreement May Be Amended From Time to Time, Which Provides For, Among Other Things, the Merger of the Company With and Into Imonc LLC, With Imonc LLC Surviving the Merger as a Wholly Owned Subsidiary of FCX. | Mgmt | For | For | For | ||
| 2. | Approval, On An Advisory (Non-Binding) Basis, of the Specified Compensation That May Be Received by the Company's Named Executive officers In Connection With the Merger. | Mgmt | For | For | For | ||
| 3. | Approval of Any Adjournment of the Special Meeting, If Necessary, To solicit Additional Proxies In Favor of the Proposal to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| PSS World Medical, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSSI | CUSIP 69366A100 | 02/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Approve the Agreement and Plan of Merger, Dated as of October 24, 2012, by and Among Mckesson Corporation, Palm Merger Sub, Inc., and PSS World Medical, Inc. | Mgmt | For | For | For | ||
| 2. | To Approve, On a Non-Binding Advisory Basis, the Compensation That May Become Payable to the Company's Named Executive officers In Connection With the Merger. | Mgmt | For | For | For | ||
| 3. | To Approve the Adjournment of the Special Meeting, If Necessary Or appropriate, to Solicit Additional Proxies In Support of Proposal 1 If there are Insufficient Votes At the Time of the Meeting to Approve The agreement and Plan of Merger. | Mgmt | For | For | For | ||
| Qep Resources, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QEP | CUSIP 74733V100 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Julie A. Dill* | Mgmt | For | For | For | ||
| 1.2 | L. Richard Flury* | Mgmt | For | For | For | ||
| 1.3 | M.W. Scoggins* | Mgmt | For | For | For | ||
| 1.4 | Robert E. Mckee III# | Mgmt | For | For | For | ||
| 2. | To Approve, by Non-Binding Advisory Vote, the Company's Executive Compensation Program. | Mgmt | For | For | For | ||
| 3. | To Ratify the Appointment of Pricewaterhousecoopers LLP for Fiscal Year 2013. | Mgmt | For | For | For | ||
| 4. | To Approve a Proposal Regarding Declassification of the Board. | Mgmt | For | For | For | ||
| 5. | If Presented, to Support by Advisory Vote, a Shareholder Proposal To separate the Roles of Chair and CEO. | ShrHldr | Against | Against | For | ||
| Ralcorp Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RAH | CUSIP 751028101 | 01/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Approve the Agreement and Plan of Merger, Dated as of November 26, 2012, Among Ralcorp Holdings, Inc., Conagra Foods, Inc. and Phoenix Acquisition Sub Inc., a Wholly Owned Subsidiary of Conagra Foods, Inc., as It May Be Amended From Time to Time, Pursuant to Which Phoenix Acquisition Sub Inc. Will Merge With and Into Ralcorp Holdings, Inc. | Mgmt | For | For | For | ||
| 2. | To Approve, On An Advisory (Non-Binding) Basis, the Compensation That may Be Paid or Become Payable to Ralcorp Holdings, Inc.’s Named executive officers That Is Based On or Otherwise Relates to the Merger of Phoenix Acquisition Sub Inc. With and Into Ralcorp Holdings, Inc. | Mgmt | For | For | For | ||
| 3. | To Approve the Adjournment of the Special Meeting to a Later Date or Time, If Necessary or Appropriate, to Solicit Additional Proxies In The Event There are Insufficient Votes At the Time of the Special Meeting or Any Adjournment or Postponement Thereof to Approve Proposal 1. | Mgmt | For | For | For | ||
| Ryman Hospitality Properties, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RHP | CUSIP 78377T107 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Election of Director: Michael J. Bender | Mgmt | For | For | For | ||
| 1.2 | Election of Director: E.K. Gaylord II | Mgmt | For | For | For | ||
| 1.3 | Election of Director: Ralph Horn | Mgmt | For | For | For | ||
| 1.4 | Election of Director: Ellen Levine | Mgmt | For | For | For | ||
| 1.5 | Election of Director: Robert S. Prather, Jr. | Mgmt | For | For | For | ||
| 1.6 | Election of Director: Colin V. Reed | Mgmt | For | For | For | ||
| 1.7 | Election of Director: Michael D. Rose | Mgmt | For | For | For | ||
| 1.8 | Election of Director: Michael I. Roth | Mgmt | For | For | For | ||
| 2. | To Ratify the Appointment of Ernst & Young LLP as the Company’s independent Registered Public Accounting Firm for Fiscal Year 2013. | Mgmt | For | For | For | ||
| 3. | To Approve, On An Advisory Basis, the Company's Executive Compensation. | Mgmt | For | For | For | ||
| The Geo Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GEO | CUSIP 36159R103 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Clarence E. Anthony | Mgmt | For | For | For | ||
| 1.2 | Norman A. Carlson | Mgmt | For | For | For | ||
| 1.3 | Anne N. Foreman | Mgmt | For | For | For | ||
| 1.4 | Richard H. Glanton | Mgmt | For | For | For | ||
| 1.5 | Christopher C. Wheeler | Mgmt | For | For | For | ||
| 1.6 | George C. Zoley | Mgmt | For | For | For | ||
| 2. | To Ratify the Appointment of Grant Thornton LLP as the Company’s independent Registered Public Accountants for the 2013 Fiscal Year. | Mgmt | For | For | For | ||
| 3. | Advisory Vote to Approve Named Executive officer Compensation. | Mgmt | For | For | For | ||
| 4. | Adoption of Shareholder Proposal Requesting the Annual Disclosure of Lobbying Information. | ShrHldr | Against | Against | For | ||
| 5. | In their Discretion, the Proxies are Authorized to Vote Upon Such Other Business as May Properly Come Before the Meeting. | Mgmt | For | For | For | ||
| The Warnaco Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WRC | CUSIP 934390402 | 02/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | Proposal to Adopt the Agreement and Plan of Merger, Dated as of October 29, 2012, Among the Warnaco Group, Inc., PVH Corp., and Wand acquisition Corp., a Wholly Owned Subsidiary of PVH Corp., as Such Agreement May Be Amended From Time to Time (the "Merger Agreement"). | Mgmt | For | For | For | ||
| 2. | Proposal to Approve the (Non-Binding) Advisory Resolution on Merger-Related Compensation for Named Executive officers. | Mgmt | For | For | For | ||
| 3. | Proposal to Adjourn the Special Meeting, If Necessary or Appropriate, to Solicit Additional Proxies If There are Insufficient Votes At the Time of the Special Meeting to Adopt the Merger Agreement. | Mgmt | For | For | For | ||
| TNS, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TNS | CUSIP 872960109 | 02/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | To Adopt the Agreement and Plan of Merger, Dated as of December 11, 2012, as It May Be Amended From Time to Time, Among TNS, Inc., Trident private Holdings I, LLC, and Trident Private Acquisition Corp. | Mgmt | For | For | For | ||
| 2. | To Adjourn the Special Meeting, If Necessary or Appropriate, to Solicit Additional Proxies If There are Insufficient Votes At the Time of the Special Meeting to Adopt the Agreement and Plan of Merger or If a Quorum Is Not Present At the Special Meeting. | Mgmt | For | For | For | ||
| 3. | To Approve, by Non-Binding, Advisory Vote, Certain Compensation Arrangements for TNS, Inc.’s Named Executive officers In Connection With the Merger Contemplated by the Agreement and Plan of Merger. | Mgmt | For | For | For | ||
| Transocean Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIG | CINS H8817H100 | 05/17/2013 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approval of the 2012 Annual Report, Including the Consolidated Financial Statement of Transocean Ltd. for Fiscal Year 2012 and the Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2012. | Mgmt | For | TNA | N/A | ||
| 2 | Appropriation of the Available Earnings for Fiscal Year 2012. | Mgmt | For | TNA | N/A | ||
| 3.1 | Approval of the Company's Payment of a Dividend In Principle. | Mgmt | For | TNA | N/A | ||
| 3.2 | Company Distribution Proposal, In An Amount of Usd 2.24 Per Share. Mark Either 3b1 or 3b2 But Not Both (If You Vote for Both 3b1 and 3b2 Your Vote Will Be Invalid and Will Not Be counted). | Mgmt | For | TNA | N/A | ||
| 3.3 | Icahn Group Distribution Proposal, In An Amount of Usd 4.00 Per Share. Mark Either 3b1 or 3b2 But Not Both (If You Vote for Both 3b1 and 3b2 Your Vote Will Be Invalid and Will Not Be Counted). | Mgmt | Against | TNA | N/A | ||
| 4 | Readoption of Authorized Share Capital, Allowing the Board of Directors to Issue Up to a Maximum of 74,728,750 Shares of the Company. | Mgmt | For | TNA | N/A | ||
| 5 | Repeal of Staggered Board. | Mgmt | For | TNA | N/A | ||
| 6.1 | Election of Company Nominee: Frederico F. Curado Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You may Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | TNA | N/A | ||
| 6.2 | Election of Company Nominee: Steven L. Newman Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | TNA | N/A | ||
| 6.3 | Election of Company Nominee: Thomas W. Cason Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining three Candidates) | Mgmt | For | TNA | N/A | ||
| 6.4 | Election of Company Nominee: Robert M. Sprague Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | TNA | N/A | ||
| 6.5 | Election of Company Nominee: J. Michael Talbert Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | TNA | N/A | ||
| 6.6 | Election of Icahn Group Nominee: John J. Lipinski Company Management Recommends a Vote "Against" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | ShrHldr | Against | TNA | N/A | ||
| 6.7 | Election of Icahn Group Nominee: Jose Maria Alapont Company Management Recommends a Vote "Against" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | ShrHldr | Against | TNA | N/A | ||
| 6.8 | Election of Icahn Group Nominee: Samuel Merksamer Company Management Recommends a Vote "Against" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | ShrHldr | Against | TNA | N/A | ||
| 7 | Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd., Zurich, as the Company's Auditor for a Further One-Year Term. | ShrHldr | For | TNA | N/A | ||
| 8 | Advisory Vote to Approve Named Executive officer Compensation. | ShrHldr | For | TNA | N/A | ||
| Transocean Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| RIG | CINS H8817H100 | 05/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approval of the 2012 Annual Report, Including the Consolidated Financial Statement of Transocean Ltd. for Fiscal Year 2012 and the Statutory Financial Statements of Transocean Ltd. for Fiscal Year 2012. | Mgmt | N/A | For | N/A | ||
| 2 | Appropriation of the Available Earnings for Fiscal Year 2012. | Mgmt | N/A | For | N/A | ||
| 3.1 | Approval of the Company's Payment of a Dividend In Principle. | Mgmt | For | For | For | ||
| 3.2 | Company Distribution Proposal, In An Amount of Usd 2.24 Per Share. Mark Either 3b1 or 3b2 But Not Both (If You Vote for Both 3b1 and 3b2 Your Vote Will Be Invalid and Will Not Becounted). | ShrHldr | Against | Against | For | ||
| 3.3 | Icahn Group Distribution Proposal, In An Amount of Usd 4.00 Per Share. Mark Either 3b1 or 3b2 But Not Both (If You Vote for Both 3b1 and 3b2 Your Vote Will Be Invalid and Will Not Be Counted). | Mgmt | For | For | For | ||
| 4 | Readoption of Authorized Share Capital, Allowing the Board of Directors to Issue Up to a Maximum of 74,728,750 Shares of the Company. | ShrHldr | Against | Against | For | ||
| 5 | Repeal of Staggered Board. | Mgmt | For | For | For | ||
| 6.1 | Election of Company Nominee: Frederico F. Curado Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You may Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | For | For | ||
| 6.2 | Election of Company Nominee: Steven L. Newman Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | For | For | ||
| 6.3 | Election of Company Nominee: Thomas W. Cason Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining three Candidates) | ShrHldr | Against | Against | For | ||
| 6.4 | Election of Company Nominee: Robert M. Sprague Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Onlyvote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | ShrHldr | Against | Against | For | ||
| 6.5 | Election of Company Nominee: J. Michael Talbert Company Management Recommends a Vote "For" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | ShrHldr | Against | Against | For | ||
| 6.6 | Election of Icahn Group Nominee: John J. Lipinski Company Management Recommends a Vote "Against" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | For | For | ||
| 6.7 | Election of Icahn Group Nominee: Jose Maria Alapont Company Management Recommends a Vote "Against" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | For | For | ||
| 6.8 | Election of Icahn Group Nominee: Samuel Merksamer Company Management Recommends a Vote "Against" This Nominee; Please Note: You Can Only Vote "For" On 5 of the 8 Nominees Listed In Proposals 6a - 6h. (If You Vote for More Than Five Nominees, All of Your Votes On Proposal 6 Will Be Invalid and Will Not Be Counted; You May Also Vote Against or Abstain From Voting for Any of the Remaining Three Candidates) | Mgmt | For | For | For | ||
| 7 | Appointment of Ernst & Young LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2013 and Reelection of Ernst & Young Ltd., Zurich, as the Company's Auditor for a Further One-Year Term. | Mgmt | For | For | For | ||
| 8 | Advisory Vote to Approve Named Executive officer Compensation. | Mgmt | N/A | For | N/A | ||
| Virgin Media Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VMED | CUSIP 92769L101 | 06/04/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1. | Proposal to Adopt the Merger Agreement, Dated as of February 5,2013, as Amended From Time to Time, With Liberty Global, Inc. and Certain affiliates. | Mgmt | For | For | For | ||
| 2. | Proposal to Approve, On An Advisory Non-Binding Basis, the Compensation That May Be Paid or Become Payable to Virgin Media's Named Executive officers In Connection With the Virgin Media Mergers Provided for In the Merger Agreement. | Mgmt | For | For | For | ||
| 3. | Proposal to Adjourn the Special Meeting to a Later Date If There are Insufficient Votes to Approve Proposal 1 At the Time of the Special Meeting. | Mgmt | For | For | For | ||
| Abbott Laboratories | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ABT | CUSIP 002824100 | 04/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | For | For | ||
| 1.10 | Elect Director | Mgmt | For | For | For | ||
| 1.11 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 4 | Genetically Modified Organisms (GMO) | ShrHldr | Against | Against | For | ||
| 5 | Political Lobbying Disclosure | ShrHldr | Against | For | Against | ||
| 6 | Require Independent Board Chairman | ShrHldr | Against | For | Against | ||
| 7 | Stock Retention/Holding Period | ShrHldr | Against | For | Against | ||
| 8 | Company-Specific--Compensation-Related | ShrHldr | Against | For | Against | ||
| 9 | Limit/Prohibit Accelerated Vesting of Awards | ShrHldr | Against | For | Against | ||
| ACADIA Pharmaceuticals Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACAD | CUSIP 004225108 | 06/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | ||
| 5 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Actavis, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACT | CUSIP 00507K103 | 05/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director | Mgmt | For | Against | Against | ||
| 1.4 | Elect Director | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | Against | Against | ||
| 1.7 | Elect Director | Mgmt | For | Against | Against | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 4 | Stock Retention/Holding Period | ShrHldr | Against | For | Against | ||
| Aegerion Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEGR | CUSIP 00767E102 | 06/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| Agilent Technologies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| A | CUSIP 00846U101 | 03/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 4 | Declassify the Board of Directors | ShrHldr | Against | For | Against | ||
| Air Methods Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIRM | CUSIP 009128307 | 05/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Air Methods Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIRM | CUSIP 009128307 | 12/03/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Increase Authorized Preferred and Common Stock | Mgmt | For | Against | Against | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| ArthroCare Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ARTC | CUSIP 043136100 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.8 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Auxilium Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AUXL | CUSIP 05334D107 | 05/01/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Baxter International Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BAX | CUSIP 071813109 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 4 | Declassify the Board of Directors | Mgmt | For | For | For | ||
| 5 | Provide Right to Call Special Meeting | Mgmt | For | For | For | ||
| BioMarin Pharmaceutical Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BMRN | CUSIP 09061G101 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Bristol-Myers Squibb Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BMY | CUSIP 110122108 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director | Mgmt | For | Against | Against | ||
| 1.4 | Elect Director | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | Against | Against | ||
| 1.9 | Elect Director | Mgmt | For | For | For | ||
| 1.10 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Cadence Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CADX | CUSIP 12738T100 | 06/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Catamaran Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CCT | CUSIP 148887102 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual/Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 3 | Approve Auditors and their Remuneration | Mgmt | For | For | For | ||
| Cepheid | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CPHD | CUSIP 15670R107 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director | Mgmt | For | Against | Against | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Charles River Laboratories International, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRL | CUSIP 159864107 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 5 | Animal Welfare | Mgmt | Against | For | Against | ||
| Community Health Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CYH | CUSIP 203668108 | 05/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | Against | Against | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | For | For | ||
| Covidien plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COV | CINS G2554F113 | 03/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | For | For | ||
| 1.10 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Auditors and their Remuneration | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 5 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
| 6 | Authorize Reissuance of Repurchased Shares | Mgmt | For | For | For | ||
| 7 | Amend Articles/Bylaws/Charter -- Non-Routine | Mgmt | For | For | For | ||
| 8 | Approve Reduction/Cancellation of Share Premium Account | Mgmt | For | For | For | ||
| Cubist Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CBST | CUSIP 229678107 | 06/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Mgmt | For | For | For | ||
| 4 | Amend Articles/Bylaws/Charter -- Non-Routine | Mgmt | For | For | For | ||
| 5 | Amend Articles/Bylaws/Charter -- Non-Routine | Mgmt | For | For | For | ||
| 6 | Amend Articles/Bylaws/Charter -- Non-Routine | Mgmt | For | For | For | ||
| 7 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Cyberonics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CYBX | CUSIP 23251P102 | 09/19/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 5 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Cynosure, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CYNO | CUSIP 232577205 | 06/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Issuance of Shares in Connection with Merger | Mgmt | For | For | For | ||
| 2.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2.2 | Elect Director | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 5 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 6 | Adjourn Meeting | Mgmt | For | Against | Against | ||
| Elan Corporation plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DRX | CUSIP 284131208 | 04/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Acquisition of Common Shares by the Company | Mgmt | For | For | For | ||
| Elan Corporation plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DRX | CUSIP 284131208 | 05/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 3.1 | Elect Director | Mgmt | For | For | For | ||
| 3.2 | Elect Director | Mgmt | For | For | For | ||
| 3.3 | Elect Director | Mgmt | For | For | For | ||
| 3.4 | Elect Director | Mgmt | For | For | For | ||
| 3.5 | Elect Director | Mgmt | For | Against | Against | ||
| 3.6 | Elect Director | Mgmt | For | Against | Against | ||
| 3.7 | Elect Director | Mgmt | For | For | For | ||
| 3.8 | Elect Director | Mgmt | For | For | For | ||
| 3.9 | Elect Director | Mgmt | For | For | For | ||
| 4 | Authorize Board to Fix Remuneration of External Auditor(s) | Mgmt | For | Against | Against | ||
| 5 | Authorize Issuance of Equity with Preemptive Rights | Mgmt | For | For | For | ||
| 6 | Approve Issuance of Equity without Preemptive Rights | Mgmt | For | For | For | ||
| 7 | Approve Reduction in Share Capital | Mgmt | For | For | For | ||
| 8 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
| 9 | Authorize Reissuance of Repurchased Shares | Mgmt | For | For | For | ||
| 10 | Authorize the Company to Call EGM with Two Weeks Notice | Mgmt | For | For | For | ||
| Elan Corporation plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DRX | CUSIP 284131208 | 06/17/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Transaction with a Related Party | Mgmt | For | Against | Against | ||
| 2 | Approve Restructuring Transactions | Mgmt | For | Against | Against | ||
| 3 | Approve Issuance of Shares in Connection with Merger | Mgmt | For | Against | Against | ||
| 4 | Authorize Share Repurchase Program | Mgmt | For | Against | Against | ||
| Elan Corporation plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DRX | CUSIP 284131208 | 06/17/2013 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Proxy Contest | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Transaction with a Related Party | ShrHldr | Against | TNA | N/A | ||
| 2 | Approve Issuance of Shares in Connection with Merger | ShrHldr | Against | TNA | N/A | ||
| 3 | Approve Restructuring Transactions | ShrHldr | Against | TNA | N/A | ||
| 4 | Authorize Share Repurchase Program | ShrHldr | Against | TNA | N/A | ||
| Elan Corporation plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DRX | CUSIP 284131208 | 12/12/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Distribution of Prothena Corp plc Shares to Company Shareholders | Mgmt | For | For | For | ||
| Emeritus Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESC | CUSIP 291005106 | 05/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Express Scripts Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ESRX | CUSIP 30219G108 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director | Mgmt | For | Against | Against | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | Against | Against | ||
| 1.9 | Elect Director | Mgmt | For | Against | Against | ||
| 1.10 | Elect Director | Mgmt | For | For | For | ||
| 1.11 | Elect Director | Mgmt | For | For | For | ||
| 1.12 | Elect Director | Mgmt | For | Against | Against | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| HCA Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HCA | CUSIP 40412C101 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | For | For | ||
| 1.10 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.11 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.12 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.13 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Health Net, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HNT | CUSIP 42222G108 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | Against | Against | ||
| 1.5 | Elect Director | Mgmt | For | Against | Against | ||
| 1.6 | Elect Director | Mgmt | For | Against | Against | ||
| 1.7 | Elect Director | Mgmt | For | Against | Against | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | Against | Against | ||
| 1.10 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Intermune, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ITMN | CUSIP 45884X103 | 05/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Increase Authorized Common Stock | Mgmt | For | For | For | ||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 5 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Metropolitan Health Networks, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MDF | CUSIP 592142103 | 12/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Merger Agreement with Humana Inc. | Mgmt | For | For | For | ||
| 2 | Adjourn Meeting | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| Momenta Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MNTA | CUSIP 60877T100 | 06/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 4 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| Neurocrine Biosciences, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NBIX | CUSIP 64125C109 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Onyx Pharmaceuticals, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ONXX | CUSIP 683399109 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 2 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | ||
| 4 | Amend Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 6 | Ratify Auditors | Mgmt | For | Against | Against | ||
| OSI Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| OSIS | CUSIP 671044105 | 12/12/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| 4 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Par Pharmaceutical Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRX | CUSIP 69888P106 | 09/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve Transaction of Other Business if Properly Presented | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Adjourn Meeting | Mgmt | For | For | For | ||
| PAREXEL International Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRXL | CUSIP 699462107 | 12/06/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Increase Authorized Common Stock | Mgmt | For | Against | Against | ||
| 5 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Perrigo Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PRGO | CUSIP 714290103 | 11/06/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| Pfizer Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PFE | CUSIP 717081103 | 04/25/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director | Mgmt | For | Against | Against | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | Against | Against | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | Against | Against | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 1.9 | Elect Director | Mgmt | For | Against | Against | ||
| 1.10 | Elect Director | Mgmt | For | For | For | ||
| 1.11 | Elect Director | Mgmt | For | Against | Against | ||
| 1.12 | Elect Director | Mgmt | For | For | For | ||
| 1.13 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 4 | Stock Retention/Holding Period | ShrHldr | Against | For | Against | ||
| 5 | Provide Right to Act by Written Consent | ShrHldr | Against | For | Against | ||
| PSS World Medical, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PSSI | CUSIP 69366A100 | 08/16/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Director | Mgmt | For | For | For | ||
| 2 | Elect Director | Mgmt | For | For | For | ||
| 3 | Elect Director | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 5 | Approve Remuneration Report | Mgmt | For | For | For | ||
| QLT Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QLT | CUSIP 746927102 | 06/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual/Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Reduction in Share Capital | Mgmt | For | For | For | ||
| 3 | Approve Auditors and their Remuneration | Mgmt | For | Withhold | Against | ||
| 4 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 5 | Amend Omnibus Stock Plan | Mgmt | For | For | For | ||
| Sanofi | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SAN | CUSIP 80105N105 | 05/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual/Special | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
| 2 | Accept Consolidated Financial Statements/Statutory Reports | Mgmt | For | For | For | ||
| 3 | Approve Allocation of Income and Dividends | Mgmt | For | For | For | ||
| 4 | Elect Director | Mgmt | For | For | For | ||
| 5 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
| 6 | Authorize Issuance of Equity with Preemptive Rights | Mgmt | For | For | For | ||
| 7 | Approve Issuance of Equity without Preemptive Rights | Mgmt | For | Against | Against | ||
| 8 | Authorize Capital Increase of up to 10 Percent | Mgmt | For | Against | Against | ||
| 9 | Authorize Board to Increase Capital | Mgmt | For | Against | Against | ||
| 10 | Capitalize Reserves for Bonus Issue/Increase in Par Value | Mgmt | For | For | For | ||
| 11 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 12 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 13 | Approve Executive Share Option Plan | Mgmt | For | For | For | ||
| 14 | Approve Reduction in Share Capital | Mgmt | For | For | For | ||
| 15 | Authorize Filing of Required Documents/Other Formalities | Mgmt | For | For | For | ||
| Sarepta Therapeutics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SRPT | CUSIP 803607100 | 06/04/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Change Jurisdiction of Incorporation | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Approve Qualified Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 5 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 6 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Shire plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SHP | CUSIP 82481R106 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accept Financial Statements and Statutory Reports | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Director | Mgmt | For | For | For | ||
| 4 | Elect Director | Mgmt | For | For | For | ||
| 5 | Elect Director | Mgmt | For | For | For | ||
| 6 | Elect Director | Mgmt | For | For | For | ||
| 7 | Elect Director | Mgmt | For | For | For | ||
| 8 | Elect Director | Mgmt | For | For | For | ||
| 9 | Elect Director | Mgmt | For | For | For | ||
| 10 | Elect Director | Mgmt | For | For | For | ||
| 11 | Elect Director | Mgmt | For | For | For | ||
| 12 | Elect Director | Mgmt | For | For | For | ||
| 13 | Ratify Auditors | Mgmt | For | For | For | ||
| 14 | Authorize Board to Fix Remuneration of External Auditor(s) | Mgmt | For | For | For | ||
| 15 | Authorize Issuance of Equity with Preemptive Rights | Mgmt | For | Against | Against | ||
| 16 | Approve Issuance of Equity without Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authorize Share Repurchase Program | Mgmt | For | For | For | ||
| 18 | Authorize the Company to Call EGM with Two Weeks Notice | Mgmt | For | For | For | ||
| Sirona Dental Systems, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SIRO | CUSIP 82966C103 | 02/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 4 | Declassify the Board of Directors | ShrHldr | Against | For | Against | ||
| Synageva BioPharma Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GEVA | CUSIP 87159A103 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | For | For | ||
| 1.6 | Elect Director | Mgmt | For | For | For | ||
| 1.7 | Elect Director | Mgmt | For | For | For | ||
| 1.8 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| 3 | Advisory Vote on Say on Pay Frequency | Mgmt | 1 Year | 1 Year | For | ||
| 4 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 5 | Ratify Auditors | Mgmt | For | For | For | ||
| Team Health Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TMH | CUSIP 87817A107 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | For | For | ||
| 3 | Amend Omnibus Stock Plan | Mgmt | For | Against | Against | ||
| 4 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | ||
| Teleflex Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TFX | CUSIP 879369106 | 05/03/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 3 | Ratify Auditors | Mgmt | For | For | For | ||
| Teva Pharmaceutical Industries Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TEVA | CUSIP 881624209 | 09/12/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Israel | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Receive Consolidated Financial Statements/Statutory Reports | Mgmt | N/A | N/A | N/A | ||
| 2 | Approve Dividends | Mgmt | For | For | For | ||
| 3.1 | Elect Director | Mgmt | For | Against | Against | ||
| 3.2 | Elect Director | Mgmt | For | For | For | ||
| 3.3 | Elect Director | Mgmt | For | For | For | ||
| 3.4 | Elect Director | Mgmt | For | For | For | ||
| 3.5 | Elect Director | Mgmt | For | For | For | ||
| 4 | Approve Remuneration of Directors and/or Committee Members | Mgmt | For | For | For | ||
| 5 | Approve Remuneration of Directors and/or Committee Members | Mgmt | For | For | For | ||
| 6 | Approve Remuneration of Directors and/or Committee Members | Mgmt | For | For | For | ||
| 7 | Amend Articles Board-Related | Mgmt | For | For | For | ||
| 8 | Approve Director/officer Liability and Indemnification | Mgmt | For | For | For | ||
| 9 | Approve Auditors and their Remuneration | Mgmt | For | For | For | ||
| The Cooper Companies, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| COO | CUSIP 216648402 | 03/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Against | Against | ||
| 1.2 | Elect Director | Mgmt | For | Against | Against | ||
| 1.3 | Elect Director | Mgmt | For | For | For | ||
| 1.4 | Elect Director | Mgmt | For | For | For | ||
| 1.5 | Elect Director | Mgmt | For | Against | Against | ||
| 1.6 | Elect Director | Mgmt | For | Against | Against | ||
| 1.7 | Elect Director | Mgmt | For | Against | Against | ||
| 1.8 | Elect Director | Mgmt | For | Against | Against | ||
| 1.9 | Elect Director | Mgmt | For | Against | Against | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| Universal Health Services, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| UHS | CUSIP 913903100 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| ViroPharma Incorporated | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| VPHM | CUSIP 928241108 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 2 | Approve/Amend Executive Incentive Bonus Plan | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | For | For | ||
| 4 | Ratify Auditors | Mgmt | For | Against | Against | ||
| Warner Chilcott Public Limited Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WCRX | CINS G94368100 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Ireland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Director | Mgmt | For | For | For | ||
| 1.2 | Elect Director | Mgmt | For | For | For | ||
| 2 | Ratify Auditors | Mgmt | For | Against | Against | ||
| 3 | Approve Remuneration Report | Mgmt | For | Against | Against | ||
| YM Biosciences Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| YM | CUSIP 984238105 | 11/20/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Fix Number of Directors and/or Auditors | Mgmt | For | For | For | ||
| 2.1 | Elect Director | Mgmt | For | Withhold | Against | ||
| 2.2 | Elect Director | Mgmt | For | For | For | ||
| 2.3 | Elect Director | Mgmt | For | For | For | ||
| 2.4 | Elect Director | Mgmt | For | For | For | ||
| 2.5 | Elect Director | Mgmt | For | For | For | ||
| 2.6 | Elect Director | Mgmt | For | For | For | ||
| 2.7 | Elect Director | Mgmt | For | For | For | ||
| 2.8 | Elect Director | Mgmt | For | For | For | ||
| 2.9 | Elect Director | Mgmt | For | For | For | ||
| 3 | Approve Auditors and their Remuneration | Mgmt | For | For | For | ||
| NPX Proxy Voting Record | ||||||||
| Registrant : Neuberger Berman Alternative Funds | ||||||||
| Fund Name : Dynamic Real Return Fund | ||||||||
| 07/01/2012 - 06/30/2013 | ||||||||
| Alcoa Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AA | CUSIP 013817101 | 05/03/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Michael G. Morris | Mgmt | For | For | For | |||
| 3 | Elect E. Stanley O'Neal | Mgmt | For | Against | Against | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | 2013 Stock Incentive Plan | Mgmt | For | For | For | |||
| 7 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
| Allegheny Technologies Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ATI | CUSIP 01741R102 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard J. Harshman | Mgmt | For | For | For | |||
| 1.2 | Elect Carolyn Corvi | Mgmt | For | For | For | |||
| 1.3 | Elect Barbara S. Jeremiah | Mgmt | For | For | For | |||
| 1.4 | Elect John D. Turner | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| American Campus Communities, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ACC | CUSIP 024835100 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect William Bayless, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect R.D. Burck | Mgmt | For | For | For | |||
| 1.3 | Elect G. Steven Dawson | Mgmt | For | For | For | |||
| 1.4 | Elect Cydney Donnell | Mgmt | For | For | For | |||
| 1.5 | Elect Edward Lowenthal | Mgmt | For | For | For | |||
| 1.6 | Elect Oliver Luck | Mgmt | For | For | For | |||
| 1.7 | Elect Winston Walker | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| American Tower Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AMT | CUSIP 03027X100 | 05/21/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Raymond P. Dolan | Mgmt | For | For | For | |||
| 2 | Elect Ronald M. Dykes | Mgmt | For | For | For | |||
| 3 | Elect Carolyn Katz | Mgmt | For | For | For | |||
| 4 | Elect Gustavo Lara Cantu | Mgmt | For | For | For | |||
| 5 | Elect JoAnn A. Reed | Mgmt | For | For | For | |||
| 6 | Elect Pamela D.A. Reeve | Mgmt | For | For | For | |||
| 7 | Elect David E. Sharbutt | Mgmt | For | For | For | |||
| 8 | Elect James D. Taiclet, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Samme L. Thompson | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Right to Call a Special Meeting | Mgmt | For | For | For | |||
| Anadarko Petroleum Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APC | CUSIP 032511107 | 05/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Kevin P. Chilton | Mgmt | For | For | For | |||
| 2 | Elect Luke R. Corbett | Mgmt | For | For | For | |||
| 3 | Elect H. Paulett Eberhart | Mgmt | For | For | For | |||
| 4 | Elect Peter J. Fluor | Mgmt | For | For | For | |||
| 5 | Elect Richard L. George | Mgmt | For | For | For | |||
| 6 | Elect Preston M. Geren, III | Mgmt | For | For | For | |||
| 7 | Elect Charles W. Goodyear | Mgmt | For | For | For | |||
| 8 | Elect John R. Gordon | Mgmt | For | For | For | |||
| 9 | Elect Eric D. Mullins | Mgmt | For | For | For | |||
| 10 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||
| 11 | Elect R. A. Walker | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | Against | For | |||
| Apache Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| APA | CUSIP 037411105 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Eugene C. Fiedorek | Mgmt | For | For | For | |||
| 2 | Elect Chansoo Joung | Mgmt | For | For | For | |||
| 3 | Elect William C. Montgomery | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Amendment to the 2011 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||
| AvalonBay Communities, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| AVB | CUSIP 053484101 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | |||
| 1.2 | Elect Alan B. Buckelew | Mgmt | For | For | For | |||
| 1.3 | Elect Bruce A. Choate | Mgmt | For | For | For | |||
| 1.4 | Elect John J. Healy, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Timothy J. Naughton | Mgmt | For | For | For | |||
| 1.6 | Elect Lance R. Primis | Mgmt | For | For | For | |||
| 1.7 | Elect Peter S. Rummell | Mgmt | For | For | For | |||
| 1.8 | Elect H. Jay Sarles | Mgmt | For | For | For | |||
| 1.9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | |||
| Baker Hughes Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BHI | CUSIP 057224107 | 04/25/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Larry D. Brady | Mgmt | For | For | For | |||
| 1.2 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
| 1.3 | Elect Martin S. Craighead | Mgmt | For | For | For | |||
| 1.4 | Elect Lynn L. Elsenhans | Mgmt | For | For | For | |||
| 1.5 | Elect Anthony G. Fernandes | Mgmt | For | For | For | |||
| 1.6 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
| 1.7 | Elect Pierre J. Jungels | Mgmt | For | For | For | |||
| 1.8 | Elect James A. Lash | Mgmt | For | For | For | |||
| 1.9 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
| 1.10 | Elect James W. Stewart | Mgmt | For | For | For | |||
| 1.11 | Elect Charles L. Watson | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 5 | Amendment to the 2002 Director and Officer Long-Term Incentive Plan | Mgmt | For | For | For | |||
| Ball Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BLL | CUSIP 058498106 | 04/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Hanno C. Fiedler | Mgmt | For | For | For | |||
| 1.2 | Elect John F. Lehman, Jr. | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Georgia R. Nelson | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | Against | Against | |||
| 3 | 2013 Stock and Cash Incentive Plan | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| Bemis Company, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BMS | CUSIP 081437105 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect David S. Haffner | Mgmt | For | For | For | |||
| 1.2 | Elect Holly A. Van Deursen | Mgmt | For | For | For | |||
| 1.3 | Elect David T. Szczupak | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| Boston Properties, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BXP | CUSIP 101121101 | 05/21/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Zoe Baird Budinger | Mgmt | For | Against | Against | |||
| 2 | Elect Carol B. Einiger | Mgmt | For | For | For | |||
| 3 | Elect Jacob A. Frenkel | Mgmt | For | For | For | |||
| 4 | Elect Joel I. Klein | Mgmt | For | For | For | |||
| 5 | Elect Douglas T. Linde | Mgmt | For | For | For | |||
| 6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
| 7 | Elect Alan J. Patricof | Mgmt | For | For | For | |||
| 8 | Elect Owen D. Thomas | Mgmt | For | For | For | |||
| 9 | Elect Martin Turchin | Mgmt | For | Against | Against | |||
| 10 | Elect David A. Twardock | Mgmt | For | For | For | |||
| 11 | Elect Mortimer B. Zuckerman | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| Brookfield Asset Management Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BAM.A | CUSIP 112585104 | 05/09/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Marcel R. Coutu | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||
| 1.3 | Elect Lance Liebman | Mgmt | For | For | For | |||
| 1.4 | Elect Frank J. McKenna | Mgmt | For | For | For | |||
| 1.5 | Elect Youssef A. Nasr | Mgmt | For | For | For | |||
| 1.6 | Elect James A. Pattison | Mgmt | For | For | For | |||
| 1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | |||
| 1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | |||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Cabot Oil & Gas Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||
| 2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| Camden Property Trust | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CPT | CUSIP 133131102 | 05/10/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard J. Campo | Mgmt | For | For | For | |||
| 1.2 | Elect Scott S. Ingraham | Mgmt | For | For | For | |||
| 1.3 | Elect Lewis A. Levey | Mgmt | For | For | For | |||
| 1.4 | Elect William B. McGuire, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect William F. Paulsen | Mgmt | For | For | For | |||
| 1.6 | Elect D. Keith Oden | Mgmt | For | For | For | |||
| 1.7 | Elect F. Gardner Parker | Mgmt | For | For | For | |||
| 1.8 | Elect Frances Aldrich Sevilla-Sacasa | Mgmt | For | For | For | |||
| 1.9 | Elect Steven A. Webster | Mgmt | For | For | For | |||
| 1.10 | Elect Kelvin R. Westbrook | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Cameron International Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CAM | CUSIP 13342B105 | 05/08/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James T. Hackett | Mgmt | For | For | For | |||
| 2 | Elect Michael E. Patrick | Mgmt | For | For | For | |||
| 3 | Elect Jon Erik Reinhardsen | Mgmt | For | For | For | |||
| 4 | Elect Bruce W. Wilkinson | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||
| Cedar Fair, L.P. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FUN | CUSIP 150185106 | 06/06/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Eric L. Affeldt | Mgmt | For | For | For | |||
| 1.2 | Elect John M. Scott, III | Mgmt | For | For | For | |||
| 1.3 | Elect D. Scott Olivet | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| CF Industries Holdings, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CF | CUSIP 125269100 | 05/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Robert C. Arzbaecher | Mgmt | For | For | For | |||
| 2 | Elect Stephen J. Hagge | Mgmt | For | For | For | |||
| 3 | Elect Edward A. Schmitt | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| 8 | Shareholder Proposal Regarding Board Diversity | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | For | Against | |||
| 10 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | For | Against | |||
| Chesapeake Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CHK | CUSIP 165167107 | 06/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Bob G. Alexander | Mgmt | For | For | For | |||
| 2 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | |||
| 4 | Elect Vincent J. Intrieri | Mgmt | For | For | For | |||
| 5 | Elect Frederic M. Poses | Mgmt | For | For | For | |||
| 6 | Elect Archie W. Dunham | Mgmt | For | For | For | |||
| 7 | Elect R. Brad Martin | Mgmt | For | For | For | |||
| 8 | Elect Louis A. Raspino | Mgmt | For | For | For | |||
| 9 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 10 | Amendment to Bylaws to Permit Shareholder Proxy Access | Mgmt | For | For | For | |||
| 11 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
| 12 | Amendment to the 2003 Stock Award Plan for Non-Employee Directors | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Amendment to the Long Term Incentive Plan | Mgmt | For | For | For | |||
| 15 | 2013 Annual Incentive Plan | Mgmt | For | For | For | |||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Risk Oversight Committee | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Reincorporation | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | |||
| Chevron Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CVX | CUSIP 166764100 | 05/29/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Linnet F. Deily | Mgmt | For | For | For | |||
| 2 | Elect Robert E. Denham | Mgmt | For | For | For | |||
| 3 | Elect Alice P. Gast | Mgmt | For | For | For | |||
| 4 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||
| 5 | Elect George L. Kirkland | Mgmt | For | For | For | |||
| 6 | Elect Charles W. Moorman, IV | Mgmt | For | For | For | |||
| 7 | Elect Kevin W. Sharer | Mgmt | For | For | For | |||
| 8 | Elect John G. Stumpf | Mgmt | For | For | For | |||
| 9 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||
| 10 | Elect Carl Ware | Mgmt | For | For | For | |||
| 11 | Elect John S. Watson | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
| 16 | Shareholder Proposal Regarding Offshore Drilling Report | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 19 | Shareholder Proposal Regarding Prohibition on Political Spending | ShrHoldr | Against | Against | For | |||
| 20 | Shareholder Proposal Regarding Cumulative Voting | ShrHoldr | Against | Against | For | |||
| 21 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||
| 22 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
| 23 | Shareholder Proposal Regarding Country Selection Guidelines | ShrHoldr | Against | Against | For | |||
| Cliffs Natural Resources Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CLF | CUSIP 18683K101 | 05/07/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
| 2 | Elect Susan M. Cunningham | Mgmt | For | For | For | |||
| 3 | Elect Barry J. Eldridge | Mgmt | For | For | For | |||
| 4 | Elect Andres R. Gluski | Mgmt | For | For | For | |||
| 5 | Elect Susan M. Green | Mgmt | For | For | For | |||
| 6 | Elect Janice K. Henry | Mgmt | For | For | For | |||
| 7 | Elect James Kirsch | Mgmt | For | For | For | |||
| 8 | Elect Francis R. McAllister | Mgmt | For | For | For | |||
| 9 | Elect Richard K. Riederer | Mgmt | For | For | For | |||
| 10 | Elect Timothy W. Sullivan | Mgmt | For | For | For | |||
| 11 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 12 | Elimination of Cumulative Voting | Mgmt | For | For | For | |||
| 13 | Amend the Regulations Without Shareholder Approval | Mgmt | For | Against | Against | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| ConocoPhillips | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| COP | CUSIP 20825C104 | 05/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Richard L. Armitage | Mgmt | For | For | For | |||
| 2 | Elect Richard H. Auchinleck | Mgmt | For | For | For | |||
| 3 | Elect James E. Copeland, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Jody L Freeman | Mgmt | For | For | For | |||
| 5 | Elect Gay Huey Evans | Mgmt | For | For | For | |||
| 6 | Elect Ryan M. Lance | Mgmt | For | For | For | |||
| 7 | Elect Mohd H. Marican | Mgmt | For | For | For | |||
| 8 | Elect Robert A. Niblock | Mgmt | For | For | For | |||
| 9 | Elect Harald J. Norvik | Mgmt | For | For | For | |||
| 10 | Elect William E. Wade, Jr. | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | Against | Against | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 13 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 14 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | ShrHoldr | Against | For | Against | |||
| CONSOL Energy Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| CNX | CUSIP 20854P109 | 05/08/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect J. Brett Harvey | Mgmt | For | For | For | |||
| 1.2 | Elect Philip W. Baxter | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect James E. Altmeyer, Sr. | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect William E. Davis | Mgmt | For | For | For | |||
| 1.5 | Elect Raj K. Gupta | Mgmt | For | For | For | |||
| 1.6 | Elect David C. Hardesty, Jr. | Mgmt | For | Withhold | Against | |||
| 1.7 | Elect John T. Mills | Mgmt | For | Withhold | Against | |||
| 1.8 | Elect William P. Powell | Mgmt | For | Withhold | Against | |||
| 1.9 | Elect Joseph T. Williams | Mgmt | For | Withhold | Against | |||
| 2 | Amendment to the Executive Annual Incentive Plan | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 5 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Climate Change Report | ShrHoldr | Against | Against | For | |||
| Corporate Office Properties Trust | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OFC | CUSIP 22002T108 | 05/09/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jay H. Shidler | Mgmt | For | For | For | |||
| 2 | Elect Clay W. Hamlin, III | Mgmt | For | For | For | |||
| 3 | Elect Thomas F. Brady | Mgmt | For | For | For | |||
| 4 | Elect Robert L. Denton | Mgmt | For | For | For | |||
| 5 | Elect Elizabeth A. Hight | Mgmt | For | For | For | |||
| 6 | Elect David M. Jacobstein | Mgmt | For | For | For | |||
| 7 | Elect Steven D. Kesler | Mgmt | For | For | For | |||
| 8 | Elect Richard Szafranski | Mgmt | For | For | For | |||
| 9 | Elect Roger A. Waesche, Jr. | Mgmt | For | For | For | |||
| 10 | Elect Kenneth D. Wethe | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Denbury Resources Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DNR | CUSIP 247916208 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Wieland F. Wettstein | Mgmt | For | For | For | |||
| 1.2 | Elect Michael L. Beatty | Mgmt | For | For | For | |||
| 1.3 | Elect Michael B. Decker | Mgmt | For | For | For | |||
| 1.4 | Elect Ronald G. Greene | Mgmt | For | For | For | |||
| 1.5 | Elect Gregory L. McMichael | Mgmt | For | For | For | |||
| 1.6 | Elect Kevin O. Meyers | Mgmt | For | For | For | |||
| 1.7 | Elect Phil Rykhoek | Mgmt | For | For | For | |||
| 1.8 | Elect Randy Stein | Mgmt | For | For | For | |||
| 1.9 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 4 | Amendment to the 2004 Omnibus Stock and Incentive Plan | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| Devon Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DVN | CUSIP 25179M103 | 06/05/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert H. Henry | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect John A. Hill | Mgmt | For | For | For | |||
| 1.3 | Elect Michael M. Kanovsky | Mgmt | For | For | For | |||
| 1.4 | Elect Robert A. Mosbacher, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect J. Larry Nichols | Mgmt | For | For | For | |||
| 1.6 | Elect Duane C. Radtke | Mgmt | For | For | For | |||
| 1.7 | Elect Mary P. Ricciardello | Mgmt | For | For | For | |||
| 1.8 | Elect John Richels | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
| 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
| Diamond Offshore Drilling, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DO | CUSIP 25271C102 | 05/15/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James S. Tisch | Mgmt | For | For | For | |||
| 2 | Elect Lawrence R. Dickerson | Mgmt | For | For | For | |||
| 3 | Elect John R. Bolton | Mgmt | For | For | For | |||
| 4 | Elect Charles L. Fabrikant | Mgmt | For | For | For | |||
| 5 | Elect Paul G. Gaffney II | Mgmt | For | For | For | |||
| 6 | Elect Edward Grebow | Mgmt | For | For | For | |||
| 7 | Elect Herbert C. Hofmann | Mgmt | For | For | For | |||
| 8 | Elect Clifford M Sobel | Mgmt | For | For | For | |||
| 9 | Elect Andrew H. Tisch | Mgmt | For | For | For | |||
| 10 | Elect Raymond S. Troubh | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Digital Realty Trust, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DLR | CUSIP 253868103 | 05/01/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Dennis E. Singleton | Mgmt | For | For | For | |||
| 2 | Elect Michael F. Foust | Mgmt | For | For | For | |||
| 3 | Elect Laurence A. Chapman | Mgmt | For | For | For | |||
| 4 | Elect Kathleen Earley | Mgmt | For | For | For | |||
| 5 | Elect Ruann F. Ernst | Mgmt | For | For | For | |||
| 6 | Elect Kevin J. Kennedy | Mgmt | For | For | For | |||
| 7 | Elect William G. LaPerch | Mgmt | For | For | For | |||
| 8 | Elect Robert H. Zerbst | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Douglas Emmett, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DEI | CUSIP 25960P109 | 06/04/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Dan A. Emmett | Mgmt | For | For | For | |||
| 1.2 | Elect Jordan L. Kaplan | Mgmt | For | For | For | |||
| 1.3 | Elect Kenneth M. Panzer | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Christopher H. Anderson | Mgmt | For | For | For | |||
| 1.5 | Elect Leslie E. Bider | Mgmt | For | For | For | |||
| 1.6 | Elect David T. Feinberg | Mgmt | For | For | For | |||
| 1.7 | Elect Thomas E. O'Hern | Mgmt | For | For | For | |||
| 1.8 | Elect William E. Simon, Jr. | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| DuPont Fabros Technology, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DFT | CUSIP 26613Q106 | 05/30/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael A. Coke | Mgmt | For | For | For | |||
| 1.2 | Elect Lammot J. du Pont | Mgmt | For | For | For | |||
| 1.3 | Elect Thomas D. Eckert | Mgmt | For | For | For | |||
| 1.4 | Elect Hossein Fateh | Mgmt | For | For | For | |||
| 1.5 | Elect Jonathan G. Heiliger | Mgmt | For | For | For | |||
| 1.6 | Elect Frederic V. Malek | Mgmt | For | For | For | |||
| 1.7 | Elect John T. Roberts, Jr. | Mgmt | For | For | For | |||
| 1.8 | Elect John H. Toole | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| E.I. du Pont de Nemours and Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DD | CUSIP 263534109 | 04/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||
| 2 | Elect Richard H. Brown | Mgmt | For | For | For | |||
| 3 | Elect Robert A. Brown | Mgmt | For | For | For | |||
| 4 | Elect Bertrand P. Collomb | Mgmt | For | For | For | |||
| 5 | Elect Curtis J. Crawford | Mgmt | For | For | For | |||
| 6 | Elect Alexander M. Cutler | Mgmt | For | For | For | |||
| 7 | Elect Eleuthere I. Du Pont | Mgmt | For | For | For | |||
| 8 | Elect Marillyn A. Hewson | Mgmt | For | For | For | |||
| 9 | Elect Lois D. Juliber | Mgmt | For | For | For | |||
| 10 | Elect Ellen J. Kullman | Mgmt | For | For | For | |||
| 11 | Elect Lee M. Thomas | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
| 16 | Shareholder Proposal Regarding Genetically Modified Organisms | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Report on Executive Compensation | ShrHoldr | Against | Against | For | |||
| EastGroup Properties Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EGP | CUSIP 277276101 | 05/29/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect D. Pike Aloian | Mgmt | For | For | For | |||
| 1.2 | Elect H.C. Bailey, Jr. | Mgmt | For | For | For | |||
| 1.3 | Elect Hayden C. Eaves, III | Mgmt | For | For | For | |||
| 1.4 | Elect Fredric H. Gould | Mgmt | For | For | For | |||
| 1.5 | Elect David H. Hoster II | Mgmt | For | For | For | |||
| 1.6 | Elect Mary E. McCormick | Mgmt | For | For | For | |||
| 1.7 | Elect David M. Osnos | Mgmt | For | For | For | |||
| 1.8 | Elect Leland R. Speed | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | 2013 Equity Incentive Plan | Mgmt | For | Against | Against | |||
| Eastman Chemical Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EMN | CUSIP 277432100 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gary E. Anderson | Mgmt | For | For | For | |||
| 2 | Elect Brett D. Begemann | Mgmt | For | For | For | |||
| 3 | Elect Stephen R. Demeritt | Mgmt | For | Against | Against | |||
| 4 | Elect Robert M. Hernandez | Mgmt | For | For | For | |||
| 5 | Elect Julie F. Holder | Mgmt | For | For | For | |||
| 6 | Elect Renee J. Hornbaker | Mgmt | For | For | For | |||
| 7 | Elect Lewis M. Kling | Mgmt | For | Against | Against | |||
| 8 | Elect David W. Raisbeck | Mgmt | For | Against | Against | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
| Ecolab Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ECL | CUSIP 278865100 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Barbara J. Beck | Mgmt | For | For | For | |||
| 3 | Elect Leslie S. Biller | Mgmt | For | For | For | |||
| 4 | Elect Stephen I. Chazen | Mgmt | For | For | For | |||
| 5 | Elect Jerry A. Grundhofer | Mgmt | For | For | For | |||
| 6 | Elect Arthur J. Higgins | Mgmt | For | For | For | |||
| 7 | Elect Joel W. Johnson | Mgmt | For | For | For | |||
| 8 | Elect Michael Larson | Mgmt | For | For | For | |||
| 9 | Elect Jerry W. Levin | Mgmt | For | For | For | |||
| 10 | Elect Robert L. Lumpkins | Mgmt | For | For | For | |||
| 11 | Elect Victoria J. Reich | Mgmt | For | For | For | |||
| 12 | Elect Mary M. VanDeWeghe | Mgmt | For | For | For | |||
| 13 | Elect John J. Zillmer | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
| 18 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | |||
| Ensco plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ESV | CUSIP G3157S106 | 05/20/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Francis S Kalman | Mgmt | For | For | For | |||
| 2 | Elect Roxanne J. Decyk | Mgmt | For | For | For | |||
| 3 | Elect Mary Francis | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
| 6 | Authority to Set Auditor's Fees | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Directors' Remuneration Report | Mgmt | For | For | For | |||
| 9 | Accounts and Reports | Mgmt | For | For | For | |||
| 10 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 11 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| EOG Resources, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EOG | CUSIP 26875P101 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Charles Crisp | Mgmt | For | For | For | |||
| 2 | Elect James Day | Mgmt | For | For | For | |||
| 3 | Elect Mark Papa | Mgmt | For | For | For | |||
| 4 | Elect H. Leighton Steward | Mgmt | For | For | For | |||
| 5 | Elect Donald Textor | Mgmt | For | For | For | |||
| 6 | Elect William Thomas | Mgmt | For | For | For | |||
| 7 | Elect Frank Wisner | Mgmt | For | For | For | |||
| 8 | Ratification of Auditor | Mgmt | For | For | For | |||
| 9 | Amendment to the 2008 Omnibus Equity Compensation Plan | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| EQT Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EQT | CUSIP 26884L109 | 04/17/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Vicky A. Bailey | Mgmt | For | For | For | |||
| 2 | Elect Kenneth M. Burke | Mgmt | For | For | For | |||
| 3 | Elect George L. Miles, Jr. | Mgmt | For | Against | Against | |||
| 4 | Elect Stephen A. Thorington | Mgmt | For | For | For | |||
| 5 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHoldr | Against | Against | For | |||
| Equity Residential | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| EQR | CUSIP 29476L107 | 06/13/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John W. Alexander | Mgmt | For | For | For | |||
| 1.2 | Elect Charles L. Atwood | Mgmt | For | For | For | |||
| 1.3 | Elect Linda Walker Bynoe | Mgmt | For | For | For | |||
| 1.4 | Elect Mary Kay Haben | Mgmt | For | For | For | |||
| 1.5 | Elect Bradley A. Keywell | Mgmt | For | For | For | |||
| 1.6 | Elect John E. Neal | Mgmt | For | For | For | |||
| 1.7 | Elect David J. Neithercut | Mgmt | For | For | For | |||
| 1.8 | Elect Mark S. Shapiro | Mgmt | For | For | For | |||
| 1.9 | Elect Gerald A. Spector | Mgmt | For | For | For | |||
| 1.10 | Elect B. Joseph White | Mgmt | For | For | For | |||
| 1.11 | Elect Samuel Zell | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Sustainability Report | ShrHoldr | Against | Against | For | |||
| Essex Property Trust, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| ESS | CUSIP 297178105 | 05/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Keith R. Guericke | Mgmt | For | For | For | |||
| 1.2 | Elect Issie N. Rabinovitch | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect Thomas E. Randlett | Mgmt | For | For | For | |||
| 2 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 3 | 2013 Stock Award and Incentive Compensation Plan | Mgmt | For | For | For | |||
| 4 | 2013 Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Exxon Mobil Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| XOM | CUSIP 30231G102 | 05/29/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael J. Boskin | Mgmt | For | For | For | |||
| 1.2 | Elect Peter Brabeck-Letmathe | Mgmt | For | For | For | |||
| 1.3 | Elect Ursula M. Burns | Mgmt | For | For | For | |||
| 1.4 | Elect Larry R. Faulkner | Mgmt | For | For | For | |||
| 1.5 | Elect Jay S. Fishman | Mgmt | For | For | For | |||
| 1.6 | Elect Henrietta H. Fore | Mgmt | For | For | For | |||
| 1.7 | Elect Kenneth C. Frazier | Mgmt | For | For | For | |||
| 1.8 | Elect William W. George | Mgmt | For | For | For | |||
| 1.9 | Elect Samuel J. Palmisano | Mgmt | For | For | For | |||
| 1.10 | Elect Steven S. Reinemund | Mgmt | For | For | For | |||
| 1.11 | Elect Rex W. Tillerson | Mgmt | For | For | For | |||
| 1.12 | Elect William C. Weldon | Mgmt | For | For | For | |||
| 1.13 | Elect Edward E. Whitacre, Jr. | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 5 | Shareholder Proposal Regarding Majority Vote in the Election of Directors | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Multiple Board Service | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||
| 8 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | ShrHoldr | Against | For | Against | |||
| 10 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
| 11 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | ShrHoldr | Against | Against | For | |||
| Federal Realty Investment Trust | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FRT | CUSIP 313747206 | 05/01/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect David W. Faeder | Mgmt | For | For | For | |||
| 1.2 | Elect Donald C. Wood | Mgmt | For | For | For | |||
| 1.3 | Elect David W. Faeder | Mgmt | For | For | For | |||
| 1.4 | Elect Donald C. Wood | Mgmt | For | For | For | |||
| 1.5 | Elect David W. Faeder | Mgmt | For | For | For | |||
| 1.6 | Elect Donald C. Wood | Mgmt | For | For | For | |||
| 1.7 | Elect David W. Faeder | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| FMC Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FMC | CUSIP 302491303 | 04/23/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
| 2 | Elect Dirk A. Kempthorne | Mgmt | For | For | For | |||
| 3 | Elect Robert C. Pallash | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Repeal of Classified Board | Mgmt | For | For | For | |||
| FMC Technologies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FTI | CUSIP 30249U101 | 05/03/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Eleazar de Carvalho Filho | Mgmt | For | For | For | |||
| 2 | Elect Claire S. Farley | Mgmt | For | For | For | |||
| 3 | Elect Joseph H. Netherland | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | Against | Against | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Amendment to the Incentive Compensation and Stock Plan | Mgmt | For | For | For | |||
| 7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | |||
| Forest City Enterprises, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| FCE.A | CUSIP 345550107 | 06/13/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
| 1.2 | Elect Scott S. Cowen | Mgmt | For | For | For | |||
| 1.3 | Elect Michael P. Esposito, Jr. | Mgmt | For | For | For | |||
| 1.4 | Elect Stan Ross | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||
| 4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 5 | Amendment to the 1994 Stock Plan | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| General Growth Properties, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GGP | CUSIP 370023103 | 05/10/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard Clark | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||
| 1.3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||
| 1.4 | Elect John Haley | Mgmt | For | For | For | |||
| 1.5 | Elect Cyrus Madon | Mgmt | For | For | For | |||
| 1.6 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||
| 1.7 | Elect David Neithercut | Mgmt | For | For | For | |||
| 1.8 | Elect Mark Patterson | Mgmt | For | For | For | |||
| 1.9 | Elect John Schreiber | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| Glimcher Realty Trust | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| GRT | CUSIP 379302102 | 05/09/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Timothy J. O'Brien | Mgmt | For | For | For | |||
| 1.2 | Elect Niles C. Overly | Mgmt | For | For | For | |||
| 1.3 | Elect William S. Williams | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Halliburton Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HAL | CUSIP 406216101 | 05/15/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alan M. Bennett | Mgmt | For | For | For | |||
| 2 | Elect James Boyd | Mgmt | For | For | For | |||
| 3 | Elect Milton Carroll | Mgmt | For | For | For | |||
| 4 | Elect Nance Dicciani | Mgmt | For | For | For | |||
| 5 | Elect Murry Gerber | Mgmt | For | For | For | |||
| 6 | Elect Jose Grubisich | Mgmt | For | For | For | |||
| 7 | Elect Abdallah Jum'ah | Mgmt | For | For | For | |||
| 8 | Elect David Lesar | Mgmt | For | For | For | |||
| 9 | Elect Robert Malone | Mgmt | For | For | For | |||
| 10 | Elect Landis Martin | Mgmt | For | Against | Against | |||
| 11 | Elect Debra Reed | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Amendment to Company Stock and Incentive Plan | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||
| HCP, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HCP | CUSIP 40414L109 | 04/25/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James F. Flaherty III | Mgmt | For | For | For | |||
| 2 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
| 3 | Elect David B. Henry | Mgmt | For | For | For | |||
| 4 | Elect Lauralee E. Martin | Mgmt | For | For | For | |||
| 5 | Elect Michael D. McKee | Mgmt | For | For | For | |||
| 6 | Elect Peter L. Rhein | Mgmt | For | For | For | |||
| 7 | Elect Kenneth B. Roath | Mgmt | For | For | For | |||
| 8 | Elect Joseph P. Sullivan | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Health Care Reit, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HCN | CUSIP 42217K106 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William C. Ballard, Jr. | Mgmt | For | For | For | |||
| 2 | Elect George L. Chapman | Mgmt | For | For | For | |||
| 3 | Elect Thomas J. DeRosa | Mgmt | For | For | For | |||
| 4 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | |||
| 5 | Elect Peter J. Grua | Mgmt | For | For | For | |||
| 6 | Elect Fred S. Klipsch | Mgmt | For | For | For | |||
| 7 | Elect Sharon M. Oster | Mgmt | For | For | For | |||
| 8 | Elect Jeffrey R. Otten | Mgmt | For | For | For | |||
| 9 | Elect Judith C. Pelham | Mgmt | For | For | For | |||
| 10 | Elect R. Scott Trumbull | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| Healthcare Realty Trust Incorporated | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HR | CUSIP 421946104 | 05/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Edwin B. Morris, III | Mgmt | For | For | For | |||
| 1.2 | Elect John K. Singleton | Mgmt | For | For | For | |||
| 1.3 | Elect Roger O. West | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Helmerich & Payne, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HP | CUSIP 423452101 | 03/06/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Hans Helmerich | Mgmt | For | For | For | |||
| 1.2 | Elect John W. Lindsay | Mgmt | For | For | For | |||
| 1.3 | Elect Paula Marshall | Mgmt | For | For | For | |||
| 1.4 | Elect Randy A. Foutch | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | N/A | For | N/A | |||
| Hess Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HES | CUSIP 42809H107 | 05/16/2013 | Take No Action | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John Krenicki, Jr. | Mgmt | For | TNA | N/A | |||
| 1.2 | Elect Kevin Meyers | Mgmt | For | TNA | N/A | |||
| 1.3 | Elect Frederic Reynolds | Mgmt | For | TNA | N/A | |||
| 1.4 | Elect William Schrader | Mgmt | For | TNA | N/A | |||
| 1.5 | Elect Mark Williams | Mgmt | For | TNA | N/A | |||
| 2 | Ratification of Auditor | Mgmt | For | TNA | N/A | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | |||
| 4 | Repeal of Classified Board | Mgmt | For | TNA | N/A | |||
| 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | TNA | N/A | |||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | TNA | N/A | |||
| 7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | TNA | N/A | |||
| 8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHoldr | Against | TNA | N/A | |||
| Hess Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HES | CUSIP 42809H107 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Rodney Chase | ShrHoldr | Against | For | Against | |||
| 1.2 | Elect Harvey Golub | ShrHoldr | Against | For | Against | |||
| 1.3 | Elect Karl Kurz | ShrHoldr | Against | For | Against | |||
| 1.4 | Elect David McManus | ShrHoldr | Against | For | Against | |||
| 1.5 | Elect Marshall Smith | ShrHoldr | Against | For | Against | |||
| 2 | Ratification of Auditor | ShrHoldr | Against | For | Against | |||
| 3 | Advisory Vote on Executive Compensation | ShrHoldr | Against | For | Against | |||
| 4 | Repeal of Classified Board | ShrHoldr | Against | For | Against | |||
| 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| 7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | For | Against | |||
| 8 | Shareholder Proposal Regarding Bylaw Amendments | ShrHoldr | Against | For | Against | |||
| Host Hotels & Resorts, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| HST | CUSIP 44107P104 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Sheila C. Bair | Mgmt | For | For | For | |||
| 2 | Elect Robert M. Baylis | Mgmt | For | For | For | |||
| 3 | Elect Terence C. Golden | Mgmt | For | For | For | |||
| 4 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | |||
| 5 | Elect Richard E. Marriott | Mgmt | For | For | For | |||
| 6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | |||
| 7 | Elect Walt Rakowich | Mgmt | For | For | For | |||
| 8 | Elect Gordon H. Smith | Mgmt | For | For | For | |||
| 9 | Elect W. Edward Walter | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| International Flavors & Fragrances Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IFF | CUSIP 459506101 | 04/30/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Marcello V. Bottoli | Mgmt | For | For | For | |||
| 2 | Elect Linda B. Buck | Mgmt | For | For | For | |||
| 3 | Elect J. Michael Cook | Mgmt | For | For | For | |||
| 4 | Elect Roger W. Ferguson, Jr. | Mgmt | For | For | For | |||
| 5 | Elect Andreas Fibig | Mgmt | For | For | For | |||
| 6 | Elect Christina A. Gold | Mgmt | For | For | For | |||
| 7 | Elect Alexandra A. Herzan | Mgmt | For | For | For | |||
| 8 | Elect Henry W. Howell, Jr. | Mgmt | For | For | For | |||
| 9 | Elect Katherine M. Hudson | Mgmt | For | For | For | |||
| 10 | Elect Arthur C. Martinez | Mgmt | For | For | For | |||
| 11 | Elect Dale Morrison | Mgmt | For | For | For | |||
| 12 | Elect Douglas D. Tough | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| International Paper Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| IP | CUSIP 460146103 | 05/13/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect David J. Bronczek | Mgmt | For | For | For | |||
| 2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||
| 3 | Elect John V. Faraci | Mgmt | For | For | For | |||
| 4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||
| 5 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||
| 6 | Elect Joan E. Spero | Mgmt | For | For | For | |||
| 7 | Elect John L. Townsend, III | Mgmt | For | For | For | |||
| 8 | Elect John F. Turner | Mgmt | For | For | For | |||
| 9 | Elect William G. Walter | Mgmt | For | For | For | |||
| 10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Right to Act by Written Consent | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| Kilroy Realty Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KRC | CUSIP 49427F108 | 05/23/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect John B. Kilroy, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Edward F. Brennan | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect William P. Dickey | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Scott S. Ingraham | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Dale F. Kinsella | Mgmt | For | Withhold | Against | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Amendment to the 2006 Incentive Award Plan | Mgmt | For | Against | Against | |||
| Kinder Morgan, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| KMI | CUSIP 49456B101 | 05/07/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||
| 1.2 | Elect C. Park Shaper | Mgmt | For | For | For | |||
| 1.3 | Elect Steven J. Kean | Mgmt | For | For | For | |||
| 1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||
| 1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||
| 1.6 | Elect Michael Miller | Mgmt | For | For | For | |||
| 1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | |||
| 1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||
| 1.9 | Elect Joel V. Staff | Mgmt | For | For | For | |||
| 1.10 | Elect John Stokes | Mgmt | For | For | For | |||
| 1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| LyondellBasell Industries NV | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| LYB | CUSIP N53745100 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jacques Aigrain | Mgmt | For | For | For | |||
| 1.2 | Elect Scott M. Kleinman | Mgmt | For | For | For | |||
| 1.3 | Elect Bruce A. Smith | Mgmt | For | For | For | |||
| 2 | ADOPTION OF ANNUAL ACCOUNTS FOR 2012 | Mgmt | For | For | For | |||
| 3 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE MANAGEMENT BOARD | Mgmt | For | For | For | |||
| 4 | Discharge From Liability Of Members Of The Supervisory Board | Mgmt | For | For | For | |||
| 5 | Appointment of Auditor | Mgmt | For | For | For | |||
| 6 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Mgmt | For | For | For | |||
| 7 | Approval of Compensation of the Members of the Supervisory Board | Mgmt | For | For | For | |||
| 8 | Ratification and Approval of Dividends in Respect of the 2012 Fiscal Year | Mgmt | For | For | For | |||
| 9 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | Mgmt | For | For | For | |||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | |||
| 11 | APPROVAL TO CANCEL UP TO 10% OF SHARE CAPITAL HELD IN TREASURY | Mgmt | For | For | For | |||
| 12 | Amend Articles of Association to Set Maximum Director Fees and Make Technical Changes | Mgmt | For | Against | Against | |||
| Macerich Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MAC | CUSIP 554382101 | 05/30/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Douglas D. Abbey | Mgmt | For | For | For | |||
| 2 | Elect Dana K. Anderson | Mgmt | For | For | For | |||
| 3 | Elect Arthur M. Coppola | Mgmt | For | For | For | |||
| 4 | Elect Edward C. Coppola | Mgmt | For | For | For | |||
| 5 | Elect Fred S. Hubbell | Mgmt | For | For | For | |||
| 6 | Elect Diana M. Laing | Mgmt | For | For | For | |||
| 7 | Elect Stanley A. Moore | Mgmt | For | For | For | |||
| 8 | Elect Mason G. Ross | Mgmt | For | For | For | |||
| 9 | Elect William P. Sexton | Mgmt | For | For | For | |||
| 10 | Elect Andrea M. Stephen | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | |||
| Marathon Oil Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MRO | CUSIP 565849106 | 04/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
| 2 | Elect Pierre R. Brondeau | Mgmt | For | For | For | |||
| 3 | Elect Clarence P. Cazalot, Jr. | Mgmt | For | For | For | |||
| 4 | Elect Linda Z. Cook | Mgmt | For | For | For | |||
| 5 | Elect Shirley A. Jackson | Mgmt | For | For | For | |||
| 6 | Elect Philip Lader | Mgmt | For | For | For | |||
| 7 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
| 8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 11 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
| Marathon Petroleum Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MPC | CUSIP 56585A102 | 04/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect B. Evan Bayh III | Mgmt | For | For | For | |||
| 1.2 | Elect William L. Davis, III | Mgmt | For | For | For | |||
| 1.3 | Elect Thomas J. Usher | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| MeadWestvaco Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MWV | CUSIP 583334107 | 04/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Michael E. Campbell | Mgmt | For | For | For | |||
| 2 | Elect James G. Kaiser | Mgmt | For | For | For | |||
| 3 | Elect Richard B. Kelson | Mgmt | For | For | For | |||
| 4 | Elect James M. Kilts | Mgmt | For | For | For | |||
| 5 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
| 6 | Elect Douglas S. Luke | Mgmt | For | For | For | |||
| 7 | Elect John A. Luke, Jr. | Mgmt | For | For | For | |||
| 8 | Elect Gracia C. Martore | Mgmt | For | For | For | |||
| 9 | Elect Timothy H. Powers | Mgmt | For | For | For | |||
| 10 | Elect Jane L. Warner | Mgmt | For | For | For | |||
| 11 | Elect Alan D. Wilson | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 14 | Amendment to the 2005 Performance Incentive Plan | Mgmt | For | For | For | |||
| Murphy Oil Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| MUR | CUSIP 626717102 | 05/08/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Frank W. Blue | Mgmt | For | For | For | |||
| 2 | Elect Steven A. Cosse | Mgmt | For | For | For | |||
| 3 | Elect Claiborne P. Deming | Mgmt | For | For | For | |||
| 4 | Elect Robert A. Hermes | Mgmt | For | Against | Against | |||
| 5 | Elect James V. Kelley | Mgmt | For | For | For | |||
| 6 | Elect Walentin Mirosh | Mgmt | For | For | For | |||
| 7 | Elect R. Madison Murphy | Mgmt | For | For | For | |||
| 8 | Elect Jeffrey W. Nolan | Mgmt | For | For | For | |||
| 9 | Elect Neal E. Schmale | Mgmt | For | For | For | |||
| 10 | Elect David J. H. Smith | Mgmt | For | For | For | |||
| 11 | Elect Caroline G. Theus | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | 2013 Stock Plan for Non-Employee Directors | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Nabors Industries Ltd. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NBR | CUSIP G6359F103 | 06/04/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect James R. Crane | Mgmt | For | For | For | |||
| 1.2 | Elect Michael C. Linn | Mgmt | For | For | For | |||
| 1.3 | Elect John V. Lombardi | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Howard Wolf | Mgmt | For | For | For | |||
| 1.5 | Elect John Yearwood | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||
| 3 | 2013 Incentive Bonus Plan | Mgmt | For | For | For | |||
| 4 | 2013 Stock Plan | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 6 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | ShrHoldr | Against | Against | For | |||
| 7 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 8 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | |||
| 9 | Shareholder Proposal Regarding Approval of Severance Agreements | ShrHoldr | Against | For | Against | |||
| 10 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||
| National Oilwell Varco, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NOV | CUSIP 637071101 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Merrill A. Miller, Jr. | Mgmt | For | For | For | |||
| 2 | Elect Greg L. Armstrong | Mgmt | For | For | For | |||
| 3 | Elect Ben A. Guill | Mgmt | For | For | For | |||
| 4 | Elect David D. Harrison | Mgmt | For | For | For | |||
| 5 | Elect Roger L. Jarvis | Mgmt | For | For | For | |||
| 6 | Elect Eric L. Mattson | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 9 | Amendment to the Long-Term Incentive Plan | Mgmt | For | For | For | |||
| 10 | Approval of the Annual Cash Incentive Plan | Mgmt | For | For | For | |||
| Newfield Exploration Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NFX | CUSIP 651290108 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Lee K. Boothby | Mgmt | For | For | For | |||
| 2 | Elect Pamela J. Gardner | Mgmt | For | For | For | |||
| 3 | Elect John R. Kemp III | Mgmt | For | For | For | |||
| 4 | Elect Joseph H. Netherland | Mgmt | For | For | For | |||
| 5 | Elect Howard H. Newman | Mgmt | For | For | For | |||
| 6 | Elect Thomas G. Ricks | Mgmt | For | For | For | |||
| 7 | Elect Juanita F. Romans | Mgmt | For | For | For | |||
| 8 | Elect Charles E. Shultz | Mgmt | For | For | For | |||
| 9 | Elect Richard K. Stoneburner | Mgmt | For | For | For | |||
| 10 | Elect J. Terry Strange | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the 2011 Omnibus Stock Plan | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Environmental Expertise on Board | ShrHoldr | Against | Against | For | |||
| Newmont Mining Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NEM | CUSIP 651639106 | 04/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Bruce R. Brook | Mgmt | For | For | For | |||
| 2 | Elect J. Kofi Bucknor | Mgmt | For | For | For | |||
| 3 | Elect Vincent A. Calarco | Mgmt | For | For | For | |||
| 4 | Elect Joseph A. Carrabba | Mgmt | For | For | For | |||
| 5 | Elect Noreen Doyle | Mgmt | For | For | For | |||
| 6 | Elect Gary J. Goldberg | Mgmt | For | For | For | |||
| 7 | Elect Veronica M. Hagen | Mgmt | For | For | For | |||
| 8 | Elect Jane Nelson | Mgmt | For | For | For | |||
| 9 | Elect Donald C. Roth | Mgmt | For | For | For | |||
| 10 | Elect Simon R. Thompson | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | 2013 Stock Incentive Plan | Mgmt | For | Against | Against | |||
| 14 | Performance Pay Plan | Mgmt | For | For | For | |||
| Noble Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NE | CUSIP H5833N103 | 04/26/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
| 1.2 | Elect Gordon T. Hall | Mgmt | For | For | For | |||
| 1.3 | Elect Ashley Almanza | Mgmt | For | For | For | |||
| 2 | Accounts and Reports | Mgmt | For | For | For | |||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||
| 4 | Appointment of Auditor | Mgmt | For | For | For | |||
| 5 | Discharge of Directors & Officers for Fiscal Year 2012 | Mgmt | For | For | For | |||
| 6 | Advisory Vote On Executive Compensation | Mgmt | For | For | For | |||
| 7 | Authority to Issue Shares | Mgmt | For | For | For | |||
| Noble Energy, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NBL | CUSIP 655044105 | 04/23/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jeffrey L. Berenson | Mgmt | For | For | For | |||
| 2 | Elect Michael A. Cawley | Mgmt | For | For | For | |||
| 3 | Elect Edward F. Cox | Mgmt | For | For | For | |||
| 4 | Elect Charles D. Davidson | Mgmt | For | For | For | |||
| 5 | Elect Thomas J. Edelman | Mgmt | For | For | For | |||
| 6 | Elect Eric P. Grubman | Mgmt | For | For | For | |||
| 7 | Elect Kirby L. Hedrick | Mgmt | For | For | For | |||
| 8 | Elect Scott D. Urban | Mgmt | For | For | For | |||
| 9 | Elect William T. Van Kleef | Mgmt | For | For | For | |||
| 10 | Elect Molly K. Williamson | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Amendment to the 1992 Stock Option and Restricted Stock Plan | Mgmt | For | For | For | |||
| 14 | Adoption of Exclusive Forum Provisions | Mgmt | For | Against | Against | |||
| 15 | Bundled Technical Amendments to Bylaws | Mgmt | For | For | For | |||
| Nucor Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NUE | CUSIP 670346105 | 05/09/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Peter C. Browning | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Clayton C. Daley, Jr. | Mgmt | For | For | For | |||
| 1.3 | Elect Daniel R. DiMicco | Mgmt | For | For | For | |||
| 1.4 | Elect John J. Ferriola | Mgmt | For | For | For | |||
| 1.5 | Elect Harvey B. Gantt | Mgmt | For | For | For | |||
| 1.6 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
| 1.7 | Elect Bernard L. Kasriel | Mgmt | For | For | For | |||
| 1.8 | Elect Christopher J. Kearney | Mgmt | For | For | For | |||
| 1.9 | Elect Raymond J. Milchovich | Mgmt | For | For | For | |||
| 1.10 | Elect John H. Walker | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Amendment to the Senior Officers Annual and Long-Term Incentive Plans | Mgmt | For | For | For | |||
| 4 | Amendment to the Restated Certificate of Incorporation to Reduce Supermajority Voting Thresholds | Mgmt | For | For | For | |||
| 5 | Amendment to Bylaws to Reduce Supermajority Voting Threshold | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| 7 | Shareholder Proposal Regarding Report on Political Spending | ShrHoldr | Against | For | Against | |||
| NuStar GP Holdings, LLC | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| NSH | CUSIP 67059L102 | 04/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect William E. Greehey | Mgmt | For | For | For | |||
| 1.2 | Elect Jelynne LeBlanc-Burley | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| Occidental Petroleum Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OXY | CUSIP 674599105 | 05/03/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect E. Spencer Abraham | Mgmt | For | Against | Against | |||
| 2 | Elect Howard Atkins | Mgmt | For | Against | Against | |||
| 3 | Elect Stephen Chazen | Mgmt | For | For | For | |||
| 4 | Elect Edward Djerejian | Mgmt | For | Against | Against | |||
| 5 | Elect John Feick | Mgmt | For | For | For | |||
| 6 | Elect Margaret Foran | Mgmt | For | Against | Against | |||
| 7 | Elect Carlos Gutierrez | Mgmt | For | For | For | |||
| 8 | Elect Ray Irani | Mgmt | For | Against | Against | |||
| 9 | Elect Avedick Poladian | Mgmt | For | For | For | |||
| 10 | Elect Aziz Syriani | Mgmt | For | Against | Against | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||
| ONEOK, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OKE | CUSIP 682680103 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect James C. Day | Mgmt | For | For | For | |||
| 2 | Elect Julie H. Edwards | Mgmt | For | For | For | |||
| 3 | Elect William L. Ford | Mgmt | For | For | For | |||
| 4 | Elect John W. Gibson | Mgmt | For | For | For | |||
| 5 | Elect Bert H. Mackie | Mgmt | For | For | For | |||
| 6 | Elect Steven J. Malcolm | Mgmt | For | For | For | |||
| 7 | Elect Jim W. Mogg | Mgmt | For | For | For | |||
| 8 | Elect Pattye L. Moore | Mgmt | For | For | For | |||
| 9 | Elect Gary D. Parker | Mgmt | For | For | For | |||
| 10 | Elect Eduardo A. Rodriguez | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Amendment to the Equity Compensation Plan | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | |||
| Owens-Illinois, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| OI | CUSIP 690768403 | 05/17/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jay L. Geldmacher | Mgmt | For | For | For | |||
| 1.2 | Elect Albert P.L. Stroucken | Mgmt | For | For | For | |||
| 1.3 | Elect Dennis K. Williams | Mgmt | For | For | For | |||
| 1.4 | Elect Thomas L. Young | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Peabody Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| BTU | CUSIP 704549104 | 04/29/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||
| 1.2 | Elect William A. Coley | Mgmt | For | For | For | |||
| 1.3 | Elect William E. James | Mgmt | For | For | For | |||
| 1.4 | Elect Robert B. Karn III | Mgmt | For | For | For | |||
| 1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | |||
| 1.6 | Elect Robert A. Malone | Mgmt | For | For | For | |||
| 1.7 | Elect William C. Rusnack | Mgmt | For | For | For | |||
| 1.8 | Elect John F. Turner | Mgmt | For | For | For | |||
| 1.9 | Elect Sandra A. Van Trease | Mgmt | For | For | For | |||
| 1.10 | Elect Alan H. Washkowitz | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 4 | Approval of Material Terms of 2008 Management Annual Incentive Compensation Plan | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| Phillips 66 | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PSX | CUSIP 718546104 | 05/08/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Greg C. Garland | Mgmt | For | For | For | |||
| 2 | Elect John E. Lowe | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | Against | Against | |||
| 4 | 2013 Omnibus Stock and Performance Incentive Plan | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| Pioneer Natural Resources Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PXD | CUSIP 723787107 | 05/23/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Timothy L. Dove | Mgmt | For | For | For | |||
| 2 | Elect Charles E. Ramsey, Jr. | Mgmt | For | For | For | |||
| 3 | Elect Frank A. Risch | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||
| PPG Industries, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PPG | CUSIP 693506107 | 04/18/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect James G. Berges | Mgmt | For | For | For | |||
| 1.2 | Elect John V. Faraci | Mgmt | For | For | For | |||
| 1.3 | Elect Victoria F. Haynes | Mgmt | For | For | For | |||
| 1.4 | Elect Martin H. Richenhagen | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | |||
| Praxair, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PX | CUSIP 74005P104 | 04/23/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Stephen F. Angel | Mgmt | For | For | For | |||
| 2 | Elect Oscar Bernardes | Mgmt | For | For | For | |||
| 3 | Elect Bret K. Clayton | Mgmt | For | For | For | |||
| 4 | Elect Nance K. Dicciani | Mgmt | For | For | For | |||
| 5 | Elect Edward G. Galante | Mgmt | For | For | For | |||
| 6 | Elect Claire W. Gargalli | Mgmt | For | For | For | |||
| 7 | Elect Ira D. Hall | Mgmt | For | For | For | |||
| 8 | Elect Raymond W. LeBoeuf | Mgmt | For | For | For | |||
| 9 | Elect Larry D. McVay | Mgmt | For | For | For | |||
| 10 | Elect Wayne T. Smith | Mgmt | For | For | For | |||
| 11 | Elect Robert L. Wood | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| Prologis | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PLD | CUSIP 74340W103 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Hamid R. Moghadam | Mgmt | For | For | For | |||
| 2 | Elect George L. Fotiades | Mgmt | For | For | For | |||
| 3 | Elect Christine N. Garvey | Mgmt | For | For | For | |||
| 4 | Elect Lydia H. Kennard | Mgmt | For | For | For | |||
| 5 | Elect J. Michael Losh | Mgmt | For | Against | Against | |||
| 6 | Elect Irving F. Lyons III | Mgmt | For | For | For | |||
| 7 | Elect Jeffrey L. Skelton | Mgmt | For | For | For | |||
| 8 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
| 9 | Elect Carl B. Webb | Mgmt | For | For | For | |||
| 10 | Elect William D. Zollars | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| PS Business Parks, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PSB | CUSIP 69360J107 | 05/06/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Joseph D. Russell, Jr. | Mgmt | For | For | For | |||
| 1.3 | Elect Jennifer H. Dunbar | Mgmt | For | For | For | |||
| 1.4 | Elect James H. Kropp | Mgmt | For | For | For | |||
| 1.5 | Elect Sara Grootwassink Lewis | Mgmt | For | For | For | |||
| 1.6 | Elect Michael V. McGee | Mgmt | For | For | For | |||
| 1.7 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
| 1.8 | Elect Peter Schultz | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Public Storage | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PSA | CUSIP 74460D109 | 05/09/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | |||
| 1.2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | |||
| 1.3 | Elect Uri P. Harkham | Mgmt | For | For | For | |||
| 1.4 | Elect B. Wayne Hughes, Jr. | Mgmt | For | Withhold | Against | |||
| 1.5 | Elect Avedick B. Poladian | Mgmt | For | For | For | |||
| 1.6 | Elect Gary E. Pruitt | Mgmt | For | For | For | |||
| 1.7 | Elect Ronald P. Spogli | Mgmt | For | For | For | |||
| 1.8 | Elect Daniel C. Staton | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| PVR Partners, L.P. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| PVR | CUSIP 693665101 | 06/05/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Hall | Mgmt | For | For | For | |||
| 1.2 | Elect Marsha R. Perelman | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| QEP Resources Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| QEP | CUSIP 74733V100 | 05/24/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Julie A. Dill | Mgmt | For | For | For | |||
| 1.2 | Elect L. Richard Flury | Mgmt | For | For | For | |||
| 1.3 | Elect M.W. Scoggins | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Robert E. McKee III | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||
| 4 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| Range Resources Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RRC | CUSIP 75281A109 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Anthony V. Dub | Mgmt | For | For | For | |||
| 2 | Elect V. Richard Eales | Mgmt | For | For | For | |||
| 3 | Elect Allen Finkelson | Mgmt | For | For | For | |||
| 4 | Elect James M. Funk | Mgmt | For | For | For | |||
| 5 | Elect Jonathan S. Linker | Mgmt | For | For | For | |||
| 6 | Elect Mary Ralph Lowe | Mgmt | For | For | For | |||
| 7 | Elect Kevin S. McCarthy | Mgmt | For | For | For | |||
| 8 | Elect John H. Pinkerton | Mgmt | For | For | For | |||
| 9 | Elect Jeffrey L. Ventura | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | |||
| Rayonier Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RYN | CUSIP 754907103 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect C. David Brown II | Mgmt | For | For | For | |||
| 2 | Elect John E. Bush | Mgmt | For | For | For | |||
| 3 | Elect Thomas I. Morgan | Mgmt | For | For | For | |||
| 4 | Re-Approval of the Material Terms under the Non-Equity Incentive Plan | Mgmt | For | For | For | |||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| Rowan Companies plc | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| RDC | CUSIP G7665A101 | 04/26/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William T. Fox III | Mgmt | For | For | For | |||
| 2 | Elect Sir Graham Hearne | Mgmt | For | For | For | |||
| 3 | Elect Henry E. Lentz | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| 5 | Ratification of Statutory Auditor | Mgmt | For | For | For | |||
| 6 | Ratification of Statutory Auditors' Fees | Mgmt | For | For | For | |||
| 7 | 2013 Incentive Plan | Mgmt | For | For | For | |||
| 8 | U.K. Remuneration Report | Mgmt | For | For | For | |||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Schlumberger N.V. (Schlumberger Limited) | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||
| 2 | Elect Anthony Isaac | Mgmt | For | Against | Against | |||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | |||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||
| 6 | Elect Adrian Lajous | Mgmt | For | For | For | |||
| 7 | Elect Michael E. Marks | Mgmt | For | For | For | |||
| 8 | Elect Lubna Olayan | Mgmt | For | For | For | |||
| 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||
| 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||
| 11 | Elect Henri Seydoux | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| 15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||
| 16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||
| Sealed Air Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SEE | CUSIP 81211K100 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Hank Brown | Mgmt | For | For | For | |||
| 2 | Elect Michael Chu | Mgmt | For | For | For | |||
| 3 | Elect Lawrence R. Codey | Mgmt | For | For | For | |||
| 4 | Elect Patrick Duff | Mgmt | For | For | For | |||
| 5 | Elect William V. Hickey | Mgmt | For | For | For | |||
| 6 | Elect Jacqueline B. Kosecoff | Mgmt | For | For | For | |||
| 7 | Elect Kenneth P. Manning | Mgmt | For | Against | Against | |||
| 8 | Elect William J. Marino | Mgmt | For | For | For | |||
| 9 | Elect Jerome A. Peribere | Mgmt | For | For | For | |||
| 10 | Elect Richard L. Wambold | Mgmt | For | For | For | |||
| 11 | Elect Jerry R. Whitaker | Mgmt | For | For | For | |||
| 12 | Amendment to the 2005 Contingent Stock Plan | Mgmt | For | For | For | |||
| 13 | Amendment to the Performance-Based Compensation Program | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||
| Sherwin-Williams Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SHW | CUSIP 824348106 | 04/17/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||
| 1.2 | Elect Christopher M. Connor | Mgmt | For | For | For | |||
| 1.3 | Elect David F. Hodnik | Mgmt | For | For | For | |||
| 1.4 | Elect Thomas G. Kadien | Mgmt | For | For | For | |||
| 1.5 | Elect Richard J. Kramer | Mgmt | For | For | For | |||
| 1.6 | Elect Susan J. Kropf | Mgmt | For | For | For | |||
| 1.7 | Elect Richard K. Smucker | Mgmt | For | For | For | |||
| 1.8 | Elect John M. Stropki, Jr. | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 3 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Sigma-Aldrich Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SIAL | CUSIP 826552101 | 05/07/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Rebecca M. Bergman | Mgmt | For | For | For | |||
| 2 | Elect George M. Church | Mgmt | For | For | For | |||
| 3 | Elect Michael L Marberry | Mgmt | For | For | For | |||
| 4 | Elect W. Lee McCollum | Mgmt | For | For | For | |||
| 5 | Elect Avi M. Nash | Mgmt | For | For | For | |||
| 6 | Elect Steven M. Paul | Mgmt | For | For | For | |||
| 7 | Elect J. Pedro Reinhard | Mgmt | For | For | For | |||
| 8 | Elect Rakesh Sachdev | Mgmt | For | For | For | |||
| 9 | Elect D. Dean Spatz | Mgmt | For | For | For | |||
| 10 | Elect Barrett A. Toan | Mgmt | For | For | For | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Simon Property Group, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SPG | CUSIP 828806109 | 05/14/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Melvyn E. Bergstein | Mgmt | For | For | For | |||
| 2 | Elect Larry C. Glasscock | Mgmt | For | For | For | |||
| 3 | Elect Karen N. Horn | Mgmt | For | Against | Against | |||
| 4 | Elect Allan B. Hubbard | Mgmt | For | For | For | |||
| 5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | |||
| 6 | Elect Daniel C. Smith | Mgmt | For | For | For | |||
| 7 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | |||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| SL Green Realty Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SLG | CUSIP 78440X101 | 06/13/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Edwin Thomas Burton III | Mgmt | For | For | For | |||
| 1.2 | Elect Craig M. Hatkoff | Mgmt | For | For | For | |||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||
| 3 | Amendment to the 2005 Stock Option and Incentive Plan | Mgmt | For | Against | Against | |||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||
| Southwestern Energy Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SWN | CUSIP 845467109 | 05/21/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John D. Gass | Mgmt | For | For | For | |||
| 2 | Elect Catherine A. Kehr | Mgmt | For | For | For | |||
| 3 | Elect Greg D. Kerley | Mgmt | For | For | For | |||
| 4 | Elect Harold M. Korell | Mgmt | For | For | For | |||
| 5 | Elect Vello A. Kuuskraa | Mgmt | For | For | For | |||
| 6 | Elect Kenneth R. Mourton | Mgmt | For | For | For | |||
| 7 | Elect Steven L. Mueller | Mgmt | For | For | For | |||
| 8 | Elect Elliott Pew | Mgmt | For | For | For | |||
| 9 | Elect Alan H. Stevens | Mgmt | For | For | For | |||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | 2013 Incentive Plan | Mgmt | For | For | For | |||
| Sovran Self Storage, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SSS | CUSIP 84610H108 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Robert J. Attea | Mgmt | For | For | For | |||
| 1.2 | Elect Kenneth F. Myszka | Mgmt | For | For | For | |||
| 1.3 | Elect Anthony P. Gammie | Mgmt | For | For | For | |||
| 1.4 | Elect Charles E. Lannon | Mgmt | For | For | For | |||
| 1.5 | Elect James R. Boldt | Mgmt | For | For | For | |||
| 1.6 | Elect Stephen R. Rusmisel | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Spectra Energy Corp. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SE | CUSIP 847560109 | 04/30/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect William T. Esrey | Mgmt | For | For | For | |||
| 2 | Elect Gregory L. Ebel | Mgmt | For | For | For | |||
| 3 | Elect Austin A. Adams | Mgmt | For | For | For | |||
| 4 | Elect Joseph Alvarado | Mgmt | For | For | For | |||
| 5 | Elect Pamela L. Carter | Mgmt | For | For | For | |||
| 6 | Elect F. Anthony Comper | Mgmt | For | For | For | |||
| 7 | Elect Peter B. Hamilton | Mgmt | For | For | For | |||
| 8 | Elect Dennis R. Hendrix | Mgmt | For | For | For | |||
| 9 | Elect Michael McShane | Mgmt | For | For | For | |||
| 10 | Elect Michael G. Morris | Mgmt | For | For | For | |||
| 11 | Elect Michael E.J. Phelps | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Political Spending Report | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Fugitive Methane Emissions | ShrHoldr | Against | Against | For | |||
| Tanger Factory Outlet Centers, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| SKT | CUSIP 875465106 | 05/17/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jack Africk | Mgmt | For | For | For | |||
| 2 | Elect William G. Benton | Mgmt | For | For | For | |||
| 3 | Elect Bridget Ryan Berman | Mgmt | For | For | For | |||
| 4 | Elect Donald G. Drapkin | Mgmt | For | For | For | |||
| 5 | Elect Thomas J. Reddin | Mgmt | For | For | For | |||
| 6 | Elect Thomas E. Robinson | Mgmt | For | For | For | |||
| 7 | Elect Allan L. Schuman | Mgmt | For | For | For | |||
| 8 | Elect Steven B. Tanger | Mgmt | For | For | For | |||
| 9 | Ratification of Auditor | Mgmt | For | For | For | |||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Taubman Centers, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TCO | CUSIP 876664103 | 05/29/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Jerome A. Chazen | Mgmt | For | For | For | |||
| 1.2 | Elect Craig M. Hatkoff | Mgmt | For | For | For | |||
| 1.3 | Elect Ronald W. Tysoe | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| Tesoro Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| TSO | CUSIP 881609101 | 05/01/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Rodney F. Chase | Mgmt | For | For | For | |||
| 2 | Elect Gregory J. Goff | Mgmt | For | For | For | |||
| 3 | Elect Robert W. Goldman | Mgmt | For | For | For | |||
| 4 | Elect Steven H. Grapstein | Mgmt | For | For | For | |||
| 5 | Elect David Lilley | Mgmt | For | For | For | |||
| 6 | Elect Mary Pat McCarthy | Mgmt | For | For | For | |||
| 7 | Elect Jim W. Nokes | Mgmt | For | For | For | |||
| 8 | Elect Susan Tomasky | Mgmt | For | For | For | |||
| 9 | Elect Michael E. Wiley | Mgmt | For | For | For | |||
| 10 | Elect Patrick Y. Yang | Mgmt | For | For | For | |||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 12 | Amendment to the 2011 Long-Term Incentive Plan | Mgmt | For | Against | Against | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| The Dow Chemical Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| DOW | CUSIP 260543103 | 05/09/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Arnold A. Allemang | Mgmt | For | For | For | |||
| 2 | Elect Ajay S. Banga | Mgmt | For | For | For | |||
| 3 | Elect Jacqueline K. Barton | Mgmt | For | For | For | |||
| 4 | Elect James A. Bell | Mgmt | For | For | For | |||
| 5 | Elect Jeff M. Fettig | Mgmt | For | For | For | |||
| 6 | Elect Andrew N. Liveris | Mgmt | For | For | For | |||
| 7 | Elect Paul Polman | Mgmt | For | For | For | |||
| 8 | Elect Dennis H. Reilley | Mgmt | For | For | For | |||
| 9 | Elect James M. Ringler | Mgmt | For | For | For | |||
| 10 | Elect Ruth G. Shaw | Mgmt | For | Against | Against | |||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||
| The Williams Companies, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WMB | CUSIP 969457100 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Alan S. Armstrong | Mgmt | For | For | For | |||
| 2 | Elect Joseph R. Cleveland | Mgmt | For | For | For | |||
| 3 | Elect Kathleen B. Cooper | Mgmt | For | For | For | |||
| 4 | Elect John A. Hagg | Mgmt | For | For | For | |||
| 5 | Elect Juanita H. Hinshaw | Mgmt | For | For | For | |||
| 6 | Elect Ralph Izzo | Mgmt | For | For | For | |||
| 7 | Elect Frank T. MacInnis | Mgmt | For | For | For | |||
| 8 | Elect Steven W. Nance | Mgmt | For | For | For | |||
| 9 | Elect Murray D. Smith | Mgmt | For | For | For | |||
| 10 | Elect Janice D. Stoney | Mgmt | For | For | For | |||
| 11 | Elect Laura A. Sugg | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| United States Steel Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| X | CUSIP 912909108 | 04/30/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Dan O. Dinges | Mgmt | For | Against | Against | |||
| 2 | Elect John G. Drosdick | Mgmt | For | Against | Against | |||
| 3 | Elect John J. Engel | Mgmt | For | Against | Against | |||
| 4 | Elect Charles R. Lee | Mgmt | For | Against | Against | |||
| 5 | Elect Thomas W. LaSorda | Mgmt | For | For | For | |||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
| Urstadt Biddle Properties Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| UBA | CUSIP 917286106 | 03/21/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Catherine U. Biddle | Mgmt | For | For | For | |||
| 1.2 | Elect Willing L. Biddle | Mgmt | For | For | For | |||
| 1.3 | Elect E. Virgil Conway | Mgmt | For | For | For | |||
| 1.4 | Elect Robert J. Mueller | Mgmt | For | For | For | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Increase of Authorized Common Stock | Mgmt | For | Against | Against | |||
| 4 | Amendment to the Charter to Permit Board to Set Number of Authorized Shares | Mgmt | For | Against | Against | |||
| 5 | Amendment to Charter to Remove Supermajority Requirement | Mgmt | For | For | For | |||
| 6 | Amendment to the Restricted Stock Award Plan | Mgmt | For | For | For | |||
| Valero Energy Corporation | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VLO | CUSIP 91913Y100 | 05/02/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Jerry D. Choate | Mgmt | For | For | For | |||
| 2 | Elect Ruben M. Escobedo | Mgmt | For | Against | Against | |||
| 3 | Elect William R. Klesse | Mgmt | For | For | For | |||
| 4 | Elect Deborah P. Majoras | Mgmt | For | For | For | |||
| 5 | Elect Bob Marbut | Mgmt | For | For | For | |||
| 6 | Elect Donald L. Nickles | Mgmt | For | For | For | |||
| 7 | Elect Phillip J. Pfeiffer | Mgmt | For | For | For | |||
| 8 | Elect Robert A. Profusek | Mgmt | For | For | For | |||
| 9 | Elect Susan K. Purcell | Mgmt | For | For | For | |||
| 10 | Elect Stephen M. Waters | Mgmt | For | For | For | |||
| 11 | Elect Randall J. Weisenburger | Mgmt | For | For | For | |||
| 12 | Elect Rayford Wilkins Jr. | Mgmt | For | For | For | |||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 15 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | ShrHoldr | Against | Against | For | |||
| Ventas, Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VTR | CUSIP 92276F100 | 05/16/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Debra A. Cafaro | Mgmt | For | For | For | |||
| 2 | Elect Douglas Crocker, II | Mgmt | For | For | For | |||
| 3 | Elect Ronald G. Geary | Mgmt | For | For | For | |||
| 4 | Elect Jay M. Gellert | Mgmt | For | For | For | |||
| 5 | Elect Richard I. Gilchrist | Mgmt | For | For | For | |||
| 6 | Elect Matthew J. Lustig | Mgmt | For | For | For | |||
| 7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | |||
| 8 | Elect Robert D. Reed | Mgmt | For | For | For | |||
| 9 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | |||
| 10 | Elect Glenn J. Rufrano | Mgmt | For | For | For | |||
| 11 | Elect James D. Shelton | Mgmt | For | For | For | |||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | |||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||
| 17 | Shareholder Proposal Regarding Tax Gross-Up Payments | ShrHoldr | Against | For | Against | |||
| Vornado Realty Trust | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VNO | CUSIP 929042109 | 05/23/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1.1 | Elect Candace K. Beinecke | Mgmt | For | Withhold | Against | |||
| 1.2 | Elect Robert P. Kogod | Mgmt | For | Withhold | Against | |||
| 1.3 | Elect David Mandelbaum | Mgmt | For | Withhold | Against | |||
| 1.4 | Elect Richard R. West | Mgmt | For | Withhold | Against | |||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHoldr | Against | For | Against | |||
| 5 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||
| Vulcan Materials Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| VMC | CUSIP 929160109 | 05/10/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Douglas J. McGregor | Mgmt | For | For | For | |||
| 2 | Elect Lee J. Styslinger III | Mgmt | For | For | For | |||
| 3 | Elect Vincent J. Trosino | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||
| 6 | Elimination of Supermajority Requirement | Mgmt | For | For | For | |||
| 7 | Repeal of Classified Board | Mgmt | For | For | For | |||
| 8 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||
| Weyerhaeuser Company | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WY | CUSIP 962166104 | 04/11/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect Debra Cafaro | Mgmt | For | For | For | |||
| 2 | Elect Mark Emmert | Mgmt | For | For | For | |||
| 3 | Elect Daniel Fulton | Mgmt | For | For | For | |||
| 4 | Elect John Kieckhefer | Mgmt | For | For | For | |||
| 5 | Elect Wayne Murdy | Mgmt | For | For | For | |||
| 6 | Elect Nicole Piasecki | Mgmt | For | For | For | |||
| 7 | Elect Doyle Simons | Mgmt | For | For | For | |||
| 8 | Elect Richard Sinkfield | Mgmt | For | For | For | |||
| 9 | Elect D. Michael Steuert | Mgmt | For | For | For | |||
| 10 | Elect Kim Williams | Mgmt | For | For | For | |||
| 11 | Elect Charles Williamson | Mgmt | For | For | For | |||
| 12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | |||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||
| WPX Energy Inc. | ||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||
| WPX | CUSIP 98212B103 | 05/22/2013 | Voted | |||||
| Meeting Type | Country of Trade | |||||||
| Annual | United States | |||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||
| 1 | Elect John A. Carrig | Mgmt | For | For | For | |||
| 2 | Elect Henry E. Lentz | Mgmt | For | For | For | |||
| 3 | Elect William G. Lowrie | Mgmt | For | For | For | |||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||
| 6 | 2013 Incentive Plan | Mgmt | For | For | For | |||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||
| NPX Proxy Voting Record | |||||||
| Registrant : Neuberger Berman Alternative Funds | |||||||
| Fund Name : Global Allocation Fund | |||||||
| 07/01/2012 - 06/30/2013 | |||||||
| Ageas NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGS | CINS B0148L138 | 03/28/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Authority to Reduce Capital through the Cancellation of Shares | Mgmt | For | For | For | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Increase in Authorized Capital | Mgmt | For | For | For | ||
| 7 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 8 | Issuance of Treasury Shares | Mgmt | For | For | For | ||
| 9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Ageas NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGS | CINS B0148L138 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits (2011) | Mgmt | For | For | For | ||
| 5 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 6 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 7 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Directors' Fees | Mgmt | For | For | For | ||
| 10 | Elect Jane Murphy | Mgmt | For | For | For | ||
| 11 | Elect Steve Broughton | Mgmt | For | For | For | ||
| 12 | Elect Bart De Smet | Mgmt | For | For | For | ||
| 13 | Elect Shaoliang Jin | Mgmt | For | Against | Against | ||
| 14 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 17 | Authority to Cancel Shares | Mgmt | For | For | For | ||
| Alacer Gold Corp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ASR | CUSIP 010679108 | 06/11/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Timothy J. Haddon | Mgmt | For | For | For | ||
| 1.2 | Elect David F. Quinlivan | Mgmt | For | For | For | ||
| 1.3 | Elect Jan A. Castro | Mgmt | For | For | For | ||
| 1.4 | Elect Stephanie J. Unwin | Mgmt | For | For | For | ||
| 1.5 | Elect Edward C. Dowling, Jr. | Mgmt | For | For | For | ||
| 1.6 | Elect Rohan I. Williams | Mgmt | For | Withhold | Against | ||
| 1.7 | Elect Richard P. Graff | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| American Equity Investment Life Holding Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AEL | CUSIP 025676206 | 06/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alexander M. Clark | Mgmt | For | For | For | ||
| 1.2 | Elect John M. Matovina | Mgmt | For | For | For | ||
| 1.3 | Elect Gerald D. Neugent | Mgmt | For | Withhold | Against | ||
| 2 | 2013 Director Equity and Incentive Plan | Mgmt | For | Against | Against | ||
| 3 | Short-Term Performance Incentive Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| American International Group, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AIG | CUSIP 026874784 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Robert H. Benmosche | Mgmt | For | For | For | ||
| 2 | Elect W. Don Cornwell | Mgmt | For | For | For | ||
| 3 | Elect John Fitzpatrick | Mgmt | For | For | For | ||
| 4 | Elect William G. Jurgensen | Mgmt | For | For | For | ||
| 5 | Elect Christopher S. Lynch | Mgmt | For | For | For | ||
| 6 | Elect Arthur C. Martinez | Mgmt | For | For | For | ||
| 7 | Elect George L. Miles, Jr. | Mgmt | For | Against | Against | ||
| 8 | Elect Henry S. Miller | Mgmt | For | For | For | ||
| 9 | Elect Robert S. Miller | Mgmt | For | For | For | ||
| 10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | ||
| 11 | Elect Ronald A. Rittenmeyer | Mgmt | For | For | For | ||
| 12 | Elect Douglas M. Steenland | Mgmt | For | For | For | ||
| 13 | Elect Theresa M. Stone | Mgmt | For | For | For | ||
| 14 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | ||
| 17 | Ratification of Auditor | Mgmt | For | For | For | ||
| 18 | Shareholder Proposal Regarding Multiple Board Service | ShrHoldr | Against | Against | For | ||
| Arctic Cat Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| ACAT | CUSIP 039670104 | 08/08/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Christopher Twomey | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Assured Guaranty Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AGO | CUSIP G0585R106 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Neil Baron | Mgmt | For | For | For | ||
| 1.2 | Elect Francisco L. Borges | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect G. Lawrence Buhl | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Stephen A. Cozen | Mgmt | For | For | For | ||
| 1.5 | Elect Dominic J. Frederico | Mgmt | For | For | For | ||
| 1.6 | Elect Bonnie L. Howard | Mgmt | For | For | For | ||
| 1.7 | Elect Patrick W. Kenny | Mgmt | For | For | For | ||
| 1.8 | Elect Simon W. Leathes | Mgmt | For | For | For | ||
| 1.9 | Elect Robin Monro-Davies | Mgmt | For | For | For | ||
| 1.10 | Elect Michael T. O'Kane | Mgmt | For | For | For | ||
| 1.11 | Elect Wilbur L. Ross, Jr. | Mgmt | For | Withhold | Against | ||
| 1.12 | Election of Howard W. Albert | Mgmt | For | For | For | ||
| 1.13 | Election of Robert A. Bailenson | Mgmt | For | For | For | ||
| 1.14 | Election of Russell B. Brewer, II | Mgmt | For | For | For | ||
| 1.15 | Election of Gary Burnet | Mgmt | For | For | For | ||
| 1.16 | Election of Stephen Donnarumma | Mgmt | For | For | For | ||
| 1.17 | Election of Dominic J. Frederico | Mgmt | For | For | For | ||
| 1.18 | Election of James M. Michener | Mgmt | For | For | For | ||
| 1.19 | Election of Robert B. Mills | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 3 | Amendment to the Employee Stock Purchase Plan | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor for Company Subsidiary | Mgmt | For | For | For | ||
| Autostrada Torino-Milano S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AT | CINS T06552102 | 01/16/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect Luigi Bomarsi | Mgmt | For | Against | Against | ||
| 3 | Amendments to Articles | Mgmt | For | For | For | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Autostrada Torino-Milano S.p.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| AT | CINS T0510N101 | 06/10/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Revocation of Authority to Issue Shares w/ or w/o Preemptive Rights | Mgmt | For | For | For | ||
| 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | List Presented by Argo Finanziaria S.p.A. Unipersonale | Mgmt | N/A | Against | N/A | ||
| 6 | Directors' Fees | Mgmt | For | Abstain | Against | ||
| 7 | Remuneration Report | Mgmt | For | Against | Against | ||
| 8 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| Boiron SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BOI | CINS F10626103 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | France | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Accounts and Reports | Mgmt | For | For | For | ||
| 6 | Consolidated Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Approve Regulated Agreements and Commitments | Mgmt | For | For | For | ||
| 9 | Elect Christian Boiron | Mgmt | For | For | For | ||
| 10 | Elect Michel Bouissou | Mgmt | For | For | For | ||
| 11 | Elect Virginie Heurtaut | Mgmt | For | Against | Against | ||
| 12 | Directors' Fees | Mgmt | For | For | For | ||
| 13 | Authority to Repurchase Shares | Mgmt | For | Against | Against | ||
| 14 | Authority to Cancel Shares and Reduce Share Capital | Mgmt | For | For | For | ||
| 15 | Amendments to Articles | Mgmt | For | Abstain | Against | ||
| 16 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Bridgepoint Education, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BPI | CUSIP 10807M105 | 05/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ryan Craig | Mgmt | For | For | For | ||
| 1.2 | Elect Robert D. Hartman | Mgmt | For | For | For | ||
| 1.3 | Elect Andrew M. Miller | Mgmt | For | For | For | ||
| 2 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | Against | Against | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Brit Insurance Holdings NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRE | CINS N1649X115 | 09/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 2 | Elect Ipe Jacob | Mgmt | For | For | For | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Brit Insurance Holdings NV | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BRE | CINS N1649X115 | 10/30/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Netherlands | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Approve distribution via Repayment of Share Premium | Mgmt | For | Abstain | Against | ||
| Bumi Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BUMI | CINS G17930101 | 02/21/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Shareholder Proposal Regarding Removal of Samin Tan | ShrHoldr | Against | Against | For | ||
| 2 | Shareholder Proposal Regarding Removal of Nick von Schirnding | ShrHoldr | Against | Against | For | ||
| 3 | Shareholder Proposal Regarding Removal of Scott Andrew Merrillees | ShrHoldr | Against | Against | For | ||
| 4 | Shareholder Proposal Regarding Removal of Alexander Ramlie | ShrHoldr | Against | Against | For | ||
| 5 | Shareholder Proposal Regarding Removal of Nalinkant Rathod | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Removal of Julian Michael Horn-Smith | ShrHoldr | Against | Against | For | ||
| 7 | Shareholder Proposal Regarding Removal of Robin William Renwick | ShrHoldr | Against | For | Against | ||
| 8 | Shareholder Proposal Regarding Removal of Amir Sambodo | ShrHoldr | Against | Against | For | ||
| 9 | Shareholder Proposal Regarding Removal of Philip Yeo | ShrHoldr | Against | Against | For | ||
| 10 | Shareholder Proposal Regarding Removal of Sony Harsono | ShrHoldr | Against | For | Against | ||
| 11 | Shareholder Proposal Regarding Removal of Graham Ian Holdaway | ShrHoldr | Against | Against | For | ||
| 12 | Shareholder Proposal Regarding Removal of Jean-Marc Mizrahi | ShrHoldr | Against | Against | For | ||
| 13 | Shareholder Proposal Regarding Election of Wallace King | ShrHoldr | Against | Against | For | ||
| 14 | Shareholder Proposal Regarding Election of Brock Gill | ShrHoldr | Against | Against | For | ||
| 15 | Shareholder Proposal Regarding Election of Hashim Djojohadikusumo | ShrHoldr | Against | Against | For | ||
| 16 | Shareholder Proposal Regarding Election of Roger Davis | ShrHoldr | Against | Against | For | ||
| 17 | Shareholder Proposal Regarding Election of Honathan Simon Djanogly | ShrHoldr | Against | Against | For | ||
| 18 | Shareholder Proposal Regarding Election of Richard Gozney | ShrHoldr | Against | Against | For | ||
| 19 | Shareholder Proposal Regarding Election of Nathaniel Philip Victor James Rothschild | ShrHoldr | Against | Against | For | ||
| 20 | Shareholder Proposal Regarding Removal and Replacement of CEO | ShrHoldr | Against | Against | For | ||
| 21 | Shareholder Proposal Regarding Removal of CFO | ShrHoldr | Against | Against | For | ||
| 22 | Shareholder Proposal Regarding Appointment of Chairman | ShrHoldr | Against | Against | For | ||
| Bumi Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BUMI | CINS G17930101 | 06/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | Against | Against | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Elect Samin Tan | Mgmt | For | For | For | ||
| 4 | Elect Nick Von Schirnding | Mgmt | For | For | For | ||
| 5 | Elect Julian Horn-Smith | Mgmt | For | For | For | ||
| 6 | Elect Steven J. Shapiro | Mgmt | For | Against | Against | ||
| 7 | Elect Amir Sambodo | Mgmt | For | For | For | ||
| 8 | Elect Graham Holdaway | Mgmt | For | For | For | ||
| 9 | Elect Richard Gozney | Mgmt | For | For | For | ||
| 10 | Elect Alexander Ramlie | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authorisation of Political Donations | Mgmt | For | For | For | ||
| 15 | Amendments to Articles | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||
| Cattolica Assicurazioni S.c.a.r.l. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CASS | CINS T8647K106 | 04/19/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Amendments to Meeting Regulations | Mgmt | For | For | For | ||
| 4 | Accounts and Reports; Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Remuneration Report | Mgmt | For | Against | Against | ||
| 6 | Directors' Fees; Executive Committee Fees | Mgmt | For | For | For | ||
| 7 | Approve Appointment of the Board of Directors | Mgmt | For | For | For | ||
| 8 | Election of Board of Arbitrators | Mgmt | For | For | For | ||
| 9 | Authority to Repurchase and Reissue Shares | Mgmt | For | For | For | ||
| 10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Chiba Kogyo Bank Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8337 | CINS J05712104 | 06/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | ||
| 3 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 4 | Elect Shunichi Aoyagi | Mgmt | For | Against | Against | ||
| 5 | Elect Seiji Umemura | Mgmt | For | For | For | ||
| 6 | Elect Satoshi Hoshino | Mgmt | For | For | For | ||
| 7 | Elect Hiroshi Tanaka | Mgmt | For | For | For | ||
| 8 | Elect Tatsuo Yasuda | Mgmt | For | Against | Against | ||
| 9 | Elect Naoki Tanaka | Mgmt | For | Against | Against | ||
| 10 | Elect Nobuya Suzuki | Mgmt | For | Against | Against | ||
| 11 | Elect Hideyuki Yonekura as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 12 | Retirement Allowance for Statutory Auditor | Mgmt | For | Against | Against | ||
| Citizens Republic Bancorp, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CRBC | CUSIP 174420307 | 04/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Merger | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | ||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | ||
| Clean Harbors, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CLH | CUSIP 184496107 | 05/06/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect John P. DeVillars | Mgmt | For | For | For | ||
| 1.2 | Elect Daniel J. McCarthy | Mgmt | For | For | For | ||
| 1.3 | Elect Andrea Robertson | Mgmt | For | For | For | ||
| 1.4 | Elect James M. Rutledge | Mgmt | For | Withhold | Against | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | 2014 CEO Annual Incentive Plan | Mgmt | For | For | For | ||
| 4 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| CNO Financial Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CNO | CUSIP 12621E103 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Edward J. Bonach | Mgmt | For | For | For | ||
| 2 | Elect Ellyn L. Brown | Mgmt | For | For | For | ||
| 3 | Elect Robert C. Greving | Mgmt | For | For | For | ||
| 4 | Elect Mary R. Henderson | Mgmt | For | For | For | ||
| 5 | Elect R. Keith Long | Mgmt | For | For | For | ||
| 6 | Elect Neal C. Schneider | Mgmt | For | For | For | ||
| 7 | Elect Frederick J. Sievert | Mgmt | For | For | For | ||
| 8 | Elect Michael T. Tokarz | Mgmt | For | For | For | ||
| 9 | Elect John G. Turner | Mgmt | For | For | For | ||
| 10 | Extension of NOL Shareholder Rights Plan | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| CVR Energy, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| CVI | CUSIP 12662P108 | 06/13/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Bob G. Alexander | Mgmt | For | For | For | ||
| 1.2 | Elect SungHwan Cho | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Carl C. Icahn | Mgmt | For | For | For | ||
| 1.4 | Elect Vincent J. Intrieri | Mgmt | For | For | For | ||
| 1.5 | Elect John J. Lipinski | Mgmt | For | For | For | ||
| 1.6 | Elect Samuel J. Merksamer | Mgmt | For | For | For | ||
| 1.7 | Elect Stephen Mongillo | Mgmt | For | For | For | ||
| 1.8 | Elect Daniel A. Ninivaggi | Mgmt | For | Withhold | Against | ||
| 1.9 | Elect James M. Strock | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Delek US Holdings, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DK | CUSIP 246647101 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ezra Uzi Yemin | Mgmt | For | For | For | ||
| 1.2 | Elect Asaf Bartfeld | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Carlos E. Jorda | Mgmt | For | For | For | ||
| 1.4 | Elect Gabriel Last | Mgmt | For | For | For | ||
| 1.5 | Elect Charles H. Leonard | Mgmt | For | For | For | ||
| 1.6 | Elect Philip L. Maslowe | Mgmt | For | For | For | ||
| 1.7 | Elect Shlomo Zohar | Mgmt | For | For | For | ||
| 2 | Elimination of Written Consent | Mgmt | For | Against | Against | ||
| 3 | Adoption of Supermajority Requirement to Remove Directors | Mgmt | For | Against | Against | ||
| 4 | Exclusive Forum Provision | Mgmt | For | Against | Against | ||
| 5 | Adoption of Supermajority Requirement to Amend Bylaws | Mgmt | For | Against | Against | ||
| 6 | Adoption of Supermajority Requirement to Certificate of Incorporation | Mgmt | For | Against | Against | ||
| 7 | Amendments to Certificate of Incorporation | Mgmt | For | Against | Against | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| Delta Air Lines, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| DAL | CUSIP 247361702 | 06/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Richard H. Anderson | Mgmt | For | For | For | ||
| 2 | Elect Edward H. Bastian | Mgmt | For | For | For | ||
| 3 | Elect Roy J. Bostock | Mgmt | For | For | For | ||
| 4 | Elect John S. Brinzo | Mgmt | For | For | For | ||
| 5 | Elect Daniel A. Carp | Mgmt | For | For | For | ||
| 6 | Elect David G. DeWalt | Mgmt | For | For | For | ||
| 7 | Elect William H. Easter III | Mgmt | For | For | For | ||
| 8 | Elect Mickey P. Foret | Mgmt | For | For | For | ||
| 9 | Elect Shirley C. Franklin | Mgmt | For | For | For | ||
| 10 | Elect David R. Goode | Mgmt | For | For | For | ||
| 11 | Elect George N. Mattson | Mgmt | For | For | For | ||
| 12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | ||
| 13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | ||
| 14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | ||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 16 | Ratification of Auditor | Mgmt | For | For | For | ||
| 17 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | ||
| Easyjet plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| EZJ | CINS G3030S109 | 08/13/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | SHP Regarding Removal of Sir Michael Rake as a Director | ShrHoldr | Against | Against | For | ||
| Ferro Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FOE | CUSIP 315405100 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David A. Lorber | Mgmt | For | For | For | ||
| 1.2 | Elect Jeffry N. Quinn | Mgmt | For | For | For | ||
| 1.3 | Elect Ronald P. Vargo | Mgmt | For | For | For | ||
| 2 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 5 | Opting Out of State Takeover Law | Mgmt | For | For | For | ||
| 6 | Shareholder Proposal Regarding Simple Majority Vote | ShrHoldr | Against | For | Against | ||
| First BanCorp. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| FBP | CUSIP 318672706 | 03/18/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Consent | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Preferred Stock Amendment | Mgmt | For | For | For | ||
| Genworth Financial, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| GNW | CUSIP 37247D106 | 05/15/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William H. Bolinder | Mgmt | For | For | For | ||
| 2 | Elect G. Kent Conrad | Mgmt | For | For | For | ||
| 3 | Elect Nancy J. Karch | Mgmt | For | For | For | ||
| 4 | Elect Thomas J. McInerney | Mgmt | For | For | For | ||
| 5 | Elect Christine B. Mead | Mgmt | For | For | For | ||
| 6 | Elect David M. Moffett | Mgmt | For | For | For | ||
| 7 | Elect Thomas E. Moloney | Mgmt | For | For | For | ||
| 8 | Elect James A. Parke | Mgmt | For | For | For | ||
| 9 | Elect James S. Riepe | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Harbinger Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HRG | CUSIP 41146A106 | 04/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Omar M. Asali | Mgmt | For | For | For | ||
| 1.2 | Elect Frank Ianna | Mgmt | For | For | For | ||
| 1.3 | Elect Gerald Luterman | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Harbinger Group Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HRG | CUSIP 41146A106 | 07/30/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Philip Falcone | Mgmt | For | For | For | ||
| 1.2 | Elect David Maura | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Homeserve Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HSV | CINS G4639X101 | 07/20/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Ben Mingay | Mgmt | For | For | For | ||
| 5 | Elect J.M. Barry Gibson | Mgmt | For | For | For | ||
| 6 | Elect Richard Harpin | Mgmt | For | For | For | ||
| 7 | Elect Martin Bennett | Mgmt | For | For | For | ||
| 8 | Elect Jonathan King | Mgmt | For | For | For | ||
| 9 | Elect Ian Chippendale | Mgmt | For | For | For | ||
| 10 | Elect Stella David | Mgmt | For | For | For | ||
| 11 | Elect Mark Morris | Mgmt | For | For | For | ||
| 12 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 15 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 19 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||
| 20 | Adoption of Sharesave Scheme | Mgmt | For | For | For | ||
| Honeys Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 2792 | CINS J21394101 | 08/21/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Isao Tanno as Alternate Statutory Aduditor | Mgmt | For | For | For | ||
| Horace Mann Educators Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HMN | CUSIP 440327104 | 05/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Mary H. Futrell | Mgmt | For | For | For | ||
| 2 | Elect Stephen J. Hasenmiller | Mgmt | For | For | For | ||
| 3 | Elect Peter H. Heckman | Mgmt | For | For | For | ||
| 4 | Elect Ronald J. Helow | Mgmt | For | For | For | ||
| 5 | Elect Beverley McClure | Mgmt | For | For | For | ||
| 6 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | ||
| 7 | Elect Roger J. Steinbecker | Mgmt | For | For | For | ||
| 8 | Elect Robert Stricker | Mgmt | For | For | For | ||
| 9 | Elect Charles R. Wright | Mgmt | For | For | For | ||
| 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 11 | Ratification of Auditor | Mgmt | For | For | For | ||
| Hovnanian Enterprises, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HOV | CUSIP 442487203 | 03/12/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Ara K. Hovnanian | Mgmt | For | For | For | ||
| 2 | Elect Robert B. Coutts | Mgmt | For | For | For | ||
| 3 | Elect Edward A. Kangas | Mgmt | For | For | For | ||
| 4 | Elect Joseph A. Marengi | Mgmt | For | For | For | ||
| 5 | Elect Vincent Pagano, Jr. | Mgmt | For | For | For | ||
| 6 | Elect J. Larry Sorsby | Mgmt | For | Against | Against | ||
| 7 | Elect Stephen D. Weinroth | Mgmt | For | For | For | ||
| 8 | Ratification of Auditor | Mgmt | For | For | For | ||
| 9 | Increase of Authorized Class A Common Stock | Mgmt | For | For | For | ||
| 10 | Increase of Authorized Class B Common Stock | Mgmt | For | Against | Against | ||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Iida Home Max | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8880 | CINS J23436108 | 07/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Elect Kazuhiko Mori | Mgmt | For | Against | Against | ||
| 3 | Elect Masashi Kanei | Mgmt | For | For | For | ||
| 4 | Elect Yujiroh Chiba | Mgmt | For | For | For | ||
| 5 | Elect Shigehiko Tsukiji | Mgmt | For | For | For | ||
| 6 | Elect Motomi Ohhata | Mgmt | For | For | For | ||
| 7 | Elect Takaaki Sonoda as Alternate Statutory Auditor | Mgmt | For | Against | Against | ||
| K. Wah International Holdings Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 0173 | CINS G5321P116 | 06/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Bermuda | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Accounts and Reports | Mgmt | For | For | For | ||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 5 | Elect Moses CHENG Mo Chi | Mgmt | For | Against | Against | ||
| 6 | Elect Robin CHAN Yau Hing | Mgmt | For | For | For | ||
| 7 | Elect POON Chung Kwong | Mgmt | For | For | For | ||
| 8 | Directors' Fees | Mgmt | For | For | For | ||
| 9 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 10 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 12 | Authority to Issue Repurchased Shares | Mgmt | For | Against | Against | ||
| KBC Ancora SCA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KBCA | CINS B0205Y114 | 10/26/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 10 | Ratification of Management Acts | Mgmt | For | For | For | ||
| 11 | Ratification of Statutory Auditor Acts | Mgmt | For | For | For | ||
| 12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| KBC Groupe SA | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| KBC | CINS B5337G162 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Mix | Belgium | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 8 | Remuneration Report | Mgmt | For | For | For | ||
| 9 | Ratification of Board Acts | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor's Acts | Mgmt | For | For | For | ||
| 11 | Appointment of Auditor | Mgmt | For | For | For | ||
| 12 | Elect Alain Tytgadt | Mgmt | For | Against | Against | ||
| 13 | Elect Philippe Vlerick | Mgmt | For | Against | Against | ||
| 14 | Elect Dirk Heremans | Mgmt | For | For | For | ||
| 15 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 17 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 18 | Approval of Terms of Merger by Absorption of KBC Global Services | Mgmt | For | For | For | ||
| 19 | Approval of Merger by Absorption of KBC Global Services | Mgmt | For | For | For | ||
| 20 | Amendments to Article 2 Regarding Merger | Mgmt | For | For | For | ||
| 21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 22 | Amendments to Article 5 | Mgmt | For | For | For | ||
| 23 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | Against | Against | ||
| 24 | Authority to Increase Capital as a Takeover Defense | Mgmt | For | Against | Against | ||
| 25 | Amendments to Article 11bis | Mgmt | For | For | For | ||
| 26 | Amendments to Article 21 | Mgmt | For | For | For | ||
| 27 | Amendments to Article 27 | Mgmt | For | For | For | ||
| 28 | Amendments to Article 42 | Mgmt | For | Against | Against | ||
| 29 | Authorize to Draft, Sign and Submit Articles of Association | Mgmt | For | For | For | ||
| 30 | Authorization of Legal Formalities | Mgmt | For | For | For | ||
| Lincoln National Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| LNC | CUSIP 534187109 | 05/23/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect William J. Avery | Mgmt | For | For | For | ||
| 2 | Elect William H. Cunningham | Mgmt | For | For | For | ||
| 3 | Elect William P. Payne | Mgmt | For | For | For | ||
| 4 | Elect Patrick S. Pittard | Mgmt | For | For | For | ||
| 5 | Ratification of Auditor | Mgmt | For | For | For | ||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Maiden Holdings, Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| MHLD | CUSIP G5753U112 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Barry D. Zyskind | Mgmt | For | For | For | ||
| 1.2 | Elect Simcha Lyons | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Raymond M. Neff | Mgmt | For | For | For | ||
| 1.4 | Elect Yehuda L. Neuberger | Mgmt | For | Withhold | Against | ||
| 1.5 | Elect Steven H. Nigro | Mgmt | For | For | For | ||
| 1.6 | Elect David A. Lamneck | Mgmt | For | For | For | ||
| 1.7 | Elect John Marshaleck | Mgmt | For | For | For | ||
| 1.8 | Elect Lawrence F. Metz | Mgmt | For | For | For | ||
| 1.9 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | ||
| 1.10 | Elect Patrick J. Haveron | Mgmt | For | For | For | ||
| 1.11 | Elect Ronald M. Judd | Mgmt | For | For | For | ||
| 1.12 | Elect John Marshaleck | Mgmt | For | For | For | ||
| 1.13 | Elect Lawrence F. Metz | Mgmt | For | For | For | ||
| 1.14 | Elect Arturo M. Raschbaum | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Marusan Securities Company Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8613 | CINS J40476103 | 06/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Authority to Reduce Capital Reserve | Mgmt | For | For | For | ||
| 4 | Elect Toshihiko Koiwai | Mgmt | For | For | For | ||
| 5 | Elect Shiroh Kutsuma | Mgmt | For | Against | Against | ||
| 6 | Elect Toshiyuki Masaoka | Mgmt | For | Against | Against | ||
| 7 | Elect Tomohiko Masuda | Mgmt | For | Against | Against | ||
| 8 | Elect Isamu Mori as Alternate Statutory Auditor | Mgmt | For | For | For | ||
| 9 | Bonus | Mgmt | For | For | For | ||
| 10 | Equity Compensation Plan | Mgmt | For | For | For | ||
| Nevsun Resources Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| NSU | CUSIP 64156L101 | 05/14/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Board Size | Mgmt | For | For | For | ||
| 2.1 | Elect R. Stuart Angus | Mgmt | For | Withhold | Against | ||
| 2.2 | Elect Clifford T. Davis | Mgmt | For | For | For | ||
| 2.3 | Elect Robert Gayton | Mgmt | For | Withhold | Against | ||
| 2.4 | Elect Gary E. German | Mgmt | For | For | For | ||
| 2.5 | Elect Gerard E. Munera | Mgmt | For | For | For | ||
| 3 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 4 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | ||
| Oita Bank | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8392 | CINS J60256104 | 06/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 2 | Amendments to Articles | Mgmt | For | For | For | ||
| 3 | Elect Shohji Himeno | Mgmt | For | Against | Against | ||
| 4 | Elect Nobuhide Shimizu | Mgmt | For | For | For | ||
| 5 | Elect Yoshito Ogura | Mgmt | For | For | For | ||
| 6 | Elect Hideki Etoh | Mgmt | For | For | For | ||
| 7 | Elect Tomiichiroh Gotoh | Mgmt | For | For | For | ||
| 8 | Elect Masaki Kodama | Mgmt | For | For | For | ||
| 9 | Elect Nobuhiko Iwata as Statutory Auditor | Mgmt | For | For | For | ||
| Okasan Securities Group Incorporated (fka Okasan Holdings) | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 8609 | CINS J60600111 | 06/27/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 3 | Elect Kazuhiko Nonaka | Mgmt | For | Against | Against | ||
| 4 | Elect Kenichi Tanaka | Mgmt | For | Against | Against | ||
| 5 | Renewal of Takeover Defense Plan | Mgmt | For | Against | Against | ||
| OTE Hellenic Telecommunications Organization S.A | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| HTO | CINS X3258B102 | 06/26/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | ||
| 3 | Ratification of Directors' and Auditor's Acts | Mgmt | For | Against | Against | ||
| 4 | Directors' Fees | Mgmt | For | For | For | ||
| 5 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||
| 6 | Indemnification of Directors | Mgmt | For | Abstain | Against | ||
| 7 | CEO Remuneration | Mgmt | For | For | For | ||
| 8 | Amendment to CFO Remuneration | Mgmt | For | For | For | ||
| 9 | Amendment to the Stock Option Plan | Mgmt | For | For | For | ||
| 10 | Use of Reserves | Mgmt | For | For | For | ||
| 11 | Amendments to Articles | Mgmt | For | For | For | ||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 13 | Elect Raphael Kubler | Mgmt | For | For | For | ||
| 14 | Announcements | Mgmt | For | For | For | ||
| 15 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| Pace Plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PIC | CINS G6842C105 | 04/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | Against | Against | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Amanda Mesler | Mgmt | For | For | For | ||
| 5 | Elect Mike Pulli | Mgmt | For | For | For | ||
| 6 | Elect Roddy Murray | Mgmt | For | For | For | ||
| 7 | Elect Pat Chapman-Pincher | Mgmt | For | For | For | ||
| 8 | Elect John Grant | Mgmt | For | For | For | ||
| 9 | Elect Allan L. Leighton | Mgmt | For | Against | Against | ||
| 10 | Appointment of Auditor | Mgmt | For | For | For | ||
| 11 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 12 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 13 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 14 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 15 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||
| Pandora A/S | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PNDORA | CINS K7681L102 | 03/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Denmark | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| 6 | Accounts and Reports | Mgmt | For | For | For | ||
| 7 | Directors' Fees for 2012 | Mgmt | For | For | For | ||
| 8 | Directors' Fees for 2013 | Mgmt | For | For | For | ||
| 9 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 10 | Ratification of Board and Management Acts | Mgmt | For | For | For | ||
| 11 | Elect Allan L. Leighton | Mgmt | For | For | For | ||
| 12 | Elect Marcello V. Bottoli | Mgmt | For | For | For | ||
| 13 | Elect Torben Ballegaard Sorensen | Mgmt | For | For | For | ||
| 14 | Elect Andrea D Alvey | Mgmt | For | For | For | ||
| 15 | Elect Povl Christian L Frigast | Mgmt | For | For | For | ||
| 16 | Elect Nikolaj Vejlsgaard | Mgmt | For | For | For | ||
| 17 | Elect Anders Boyer- Sogaard | Mgmt | For | Against | Against | ||
| 18 | Elect Ronica Wang | Mgmt | For | For | For | ||
| 19 | Appointment of Auditor | Mgmt | For | Against | Against | ||
| 20 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
| Parker Drilling Company | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PKD | CUSIP 701081101 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Jonathan M. Clarkson | Mgmt | For | For | For | ||
| 1.2 | Elect George J. Donnelly | Mgmt | For | For | For | ||
| 1.3 | Elect Gary R. King | Mgmt | For | For | For | ||
| 2 | Amendment to the 2010 Long Term Incentive Plan | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 4 | Ratification of Auditor | Mgmt | For | For | For | ||
| PayPoint plc | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PAY | CINS G6962B101 | 07/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United Kingdom | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Accounts and Reports | Mgmt | For | For | For | ||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | ||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | ||
| 4 | Elect Eric Anstee | Mgmt | For | For | For | ||
| 5 | Elect George Earle | Mgmt | For | For | For | ||
| 6 | Elect David Morrison | Mgmt | For | For | For | ||
| 7 | Elect David Newlands | Mgmt | For | For | For | ||
| 8 | Elect Andrew Robb | Mgmt | For | For | For | ||
| 9 | Elect Stephen Rowley | Mgmt | For | For | For | ||
| 10 | Elect Dominic Taylor | Mgmt | For | For | For | ||
| 11 | Elect Tim Watkin-Rees | Mgmt | For | For | For | ||
| 12 | Elect Nick Wiles | Mgmt | For | For | For | ||
| 13 | Appointment of Auditor | Mgmt | For | For | For | ||
| 14 | Authority to Set Auditor's Fees | Mgmt | For | For | For | ||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | ||
| 16 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | ||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | ||
| 18 | Authority to Set General Meeting Notice Period at 14 Days | Mgmt | For | Against | Against | ||
| Peabody Energy Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| BTU | CUSIP 704549104 | 04/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Gregory H. Boyce | Mgmt | For | For | For | ||
| 1.2 | Elect William A. Coley | Mgmt | For | For | For | ||
| 1.3 | Elect William E. James | Mgmt | For | For | For | ||
| 1.4 | Elect Robert B. Karn III | Mgmt | For | For | For | ||
| 1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | ||
| 1.6 | Elect Robert A. Malone | Mgmt | For | For | For | ||
| 1.7 | Elect William C. Rusnack | Mgmt | For | For | For | ||
| 1.8 | Elect John F. Turner | Mgmt | For | For | For | ||
| 1.9 | Elect Sandra A. Van Trease | Mgmt | For | For | For | ||
| 1.10 | Elect Alan H. Washkowitz | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| 4 | Approval of Material Terms of 2008 Management Annual Incentive Compensation Plan | Mgmt | For | For | For | ||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | ||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | ||
| Petrominerales Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PMG | CUSIP 71673R107 | 05/09/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Canada | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alistair Macdonald | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Kenneth R. McKinnon | Mgmt | For | For | For | ||
| 1.3 | Elect Ernesto Sarpi | Mgmt | For | For | For | ||
| 1.4 | Elect Enrique Umana-Valenzuela | Mgmt | For | For | For | ||
| 1.5 | Elect John D. Wright | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Geir Ytreland | Mgmt | For | For | For | ||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | ||
| 3 | Adoption of Advance Notice Requirement | Mgmt | For | For | For | ||
| 4 | Amendment to Shareholder Rights Plan | Mgmt | For | For | For | ||
| 5 | Share Dividend Program | Mgmt | For | For | For | ||
| Pharmacyclics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PCYC | CUSIP 716933106 | 11/09/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Robert Booth | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Kenneth Clark | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Robert Duggan | Mgmt | For | For | For | ||
| 1.4 | Elect Eric Halvorson | Mgmt | For | For | For | ||
| 1.5 | Elect Minesh Mehta | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect David Smith | Mgmt | For | For | For | ||
| 1.7 | Elect Richard van den Broek | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Piper Jaffray Companies | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PJC | CUSIP 724078100 | 05/08/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Andrew S. Duff | Mgmt | For | For | For | ||
| 1.2 | Elect Michael R. Francis | Mgmt | For | For | For | ||
| 1.3 | Elect B. Kristine Johnson | Mgmt | For | For | For | ||
| 1.4 | Elect Addison L. Piper | Mgmt | For | For | For | ||
| 1.5 | Elect Lisa K. Polsky | Mgmt | For | For | For | ||
| 1.6 | Elect Philip E. Soran | Mgmt | For | For | For | ||
| 1.7 | Elect Michele Volpi | Mgmt | For | For | For | ||
| 1.8 | Elect Hope B. Woodhouse | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Amendment to the 2003 Long-Term Incentive Plan | Mgmt | For | For | For | ||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| Public Power Corp. S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPC | CINS X7023M103 | 03/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 3 | Approval of Construction Contract | Mgmt | For | For | For | ||
| 4 | Election of Directors | Mgmt | For | For | For | ||
| Public Power Corp. S.A. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| PPC | CINS X7023M103 | 06/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Greece | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports | Mgmt | For | For | For | ||
| 3 | Allocation of Profits | Mgmt | For | For | For | ||
| 4 | Ratification of Directors' and Auditor's Acts | Mgmt | For | For | For | ||
| 5 | Directors' Fees | Mgmt | For | For | For | ||
| 6 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Abstain | Against | ||
| 7 | Announcements | Mgmt | For | For | For | ||
| Qantas Airways Limited | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QAN | CINS Q77974105 | 11/02/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Australia | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Elect William Meaney | Mgmt | For | For | For | ||
| 3 | Re-elect Peter Cosgrove | Mgmt | For | For | For | ||
| 4 | Re-elect Garry Hounsell | Mgmt | For | Against | Against | ||
| 5 | Re-elect James Strong | Mgmt | For | For | For | ||
| 6 | Equity Grant (MD/CEO Alan Joyce) | Mgmt | For | For | For | ||
| 7 | Remuneration Report | Mgmt | For | For | For | ||
| Quad/Graphics, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QUAD | CUSIP 747301109 | 05/20/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William J. Abraham, Jr. | Mgmt | For | Withhold | Against | ||
| 1.2 | Elect Douglas P. Buth | Mgmt | For | Withhold | Against | ||
| 1.3 | Elect Christopher B. Harned | Mgmt | For | For | For | ||
| 1.4 | Elect Betty Ewens Quadracci | Mgmt | For | For | For | ||
| 1.5 | Elect J. Joel Quadracci | Mgmt | For | For | For | ||
| 1.6 | Elect Thomas O. Ryder | Mgmt | For | For | For | ||
| 1.7 | Elect John S. Shiely | Mgmt | For | For | For | ||
| 2 | Amendment to the 2010 Omnibus Incentive Plan | Mgmt | For | For | For | ||
| Questcor Pharmaceuticals Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| QCOR | CUSIP 74835Y101 | 05/24/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Don M. Bailey | Mgmt | For | For | For | ||
| 1.2 | Elect Neal C. Bradsher | Mgmt | For | For | For | ||
| 1.3 | Elect Stephen C. Farrell | Mgmt | For | For | For | ||
| 1.4 | Elect Louis Silverman | Mgmt | For | For | For | ||
| 1.5 | Elect Virgil D. Thompson | Mgmt | For | For | For | ||
| 1.6 | Elect Scott M. Whitcup | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Safilo Group | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SFL | CINS T7890K128 | 04/22/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Special | Italy | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
| 2 | Accounts and Reports; Allocation of Losses | Mgmt | For | For | For | ||
| 3 | Remuneration Report | Mgmt | For | For | For | ||
| Select Medical Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SEM | CUSIP 81619Q105 | 04/30/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Russell L. Carson | Mgmt | For | For | For | ||
| 1.2 | Elect James S. Ely III | Mgmt | For | For | For | ||
| 1.3 | Elect William H. Frist | Mgmt | For | For | For | ||
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| 4 | Amendment to the Executive Bonus Plan | Mgmt | For | For | For | ||
| SkyWest, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SKYW | CUSIP 830879102 | 05/07/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Jerry C. Atkin | Mgmt | For | For | For | ||
| 2 | Elect J. Ralph Atkin | Mgmt | For | For | For | ||
| 3 | Elect Margaret S. Billson | Mgmt | For | For | For | ||
| 4 | Elect Henry J. Eyring | Mgmt | For | For | For | ||
| 5 | Elect Robert G. Sarver | Mgmt | For | For | For | ||
| 6 | Elect Steven F. Udvar-Hazy | Mgmt | For | For | For | ||
| 7 | Elect James L. Welch | Mgmt | For | For | For | ||
| 8 | Elect W. Steve Albrecht | Mgmt | For | For | For | ||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 10 | Ratification of Auditor | Mgmt | For | For | For | ||
| Swiss Life Holding | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SLHN | CINS H7354Q135 | 04/23/2013 | Take No Action | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Switzerland | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| 4 | Accounts and Reports | Mgmt | For | TNA | N/A | ||
| 5 | Compensation Report | Mgmt | For | TNA | N/A | ||
| 6 | Allocation of Profits | Mgmt | For | TNA | N/A | ||
| 7 | Dividends from Reserves | Mgmt | For | TNA | N/A | ||
| 8 | Ratification of Board Acts | Mgmt | For | TNA | N/A | ||
| 9 | Increase in Conditional Capital | Mgmt | For | TNA | N/A | ||
| 10 | Elect Peter Quadri | Mgmt | For | TNA | N/A | ||
| 11 | Elect Ueli Dietiker | Mgmt | For | TNA | N/A | ||
| 12 | Elect Frank W. Keuper | Mgmt | For | TNA | N/A | ||
| 13 | Elect Klaus Tschutscher | Mgmt | For | TNA | N/A | ||
| 14 | Appointment of Auditor | Mgmt | For | TNA | N/A | ||
| 15 | Additional and/or Counter Proposals; No additional proposals have been submitted at this time | ShrHoldr | N/A | TNA | N/A | ||
| 16 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
| Symetra Financial Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| SYA | CUSIP 87151Q106 | 05/02/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect David T. Foy | Mgmt | For | For | For | ||
| 1.2 | Elect Lois W. Grady | Mgmt | For | For | For | ||
| 1.3 | Elect Thomas M. Marra | Mgmt | For | For | For | ||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | ||
| 3 | Ratification of Auditor | Mgmt | For | For | For | ||
| Tutor Perini Corporation | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| TPC | CUSIP 901109108 | 05/29/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Ronald N. Tutor | Mgmt | For | For | For | ||
| 1.2 | Elect Marilyn A. Alexander | Mgmt | For | For | For | ||
| 1.3 | Elect Peter Arkley | Mgmt | For | Withhold | Against | ||
| 1.4 | Elect Robert Band | Mgmt | For | For | For | ||
| 1.5 | Elect Michael R. Klein | Mgmt | For | Withhold | Against | ||
| 1.6 | Elect Martin R. Melone | Mgmt | For | For | For | ||
| 1.7 | Elect Robert L. Miller | Mgmt | For | For | For | ||
| 1.8 | Elect Raymond R. Oneglia | Mgmt | For | For | For | ||
| 1.9 | Elect Donald D. Snyder | Mgmt | For | Withhold | Against | ||
| 1.10 | Elect Dickran M. Tevrizian, Jr. | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | ||
| Walker & Dunlop Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WD | CUSIP 93148P102 | 06/05/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect Alan J. Bowers | Mgmt | For | For | For | ||
| 1.2 | Elect Andrew C. Florance | Mgmt | For | For | For | ||
| 1.3 | Elect Mitchell M. Gaynor | Mgmt | For | For | For | ||
| 1.4 | Elect Cynthia A. Hallenbeck | Mgmt | For | For | For | ||
| 1.5 | Elect Michael D. Malone | Mgmt | For | For | For | ||
| 1.6 | Elect John Rice | Mgmt | For | For | For | ||
| 1.7 | Elect Dana L. Schmaltz | Mgmt | For | For | For | ||
| 1.8 | Elect Howard W. Smith | Mgmt | For | For | For | ||
| 1.9 | Elect Edmund F. Taylor | Mgmt | For | For | For | ||
| 1.10 | Elect William Walker | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| Welcia Holdings Co., Ltd. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| 3141 | CINS J9505A108 | 11/27/2012 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | Japan | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1 | Elect Takayuki Suzuki | Mgmt | For | Against | Against | ||
| 2 | Elect Ryusuke Takada | Mgmt | For | For | For | ||
| 3 | Elect Takamitsu Ikeno | Mgmt | For | For | For | ||
| 4 | Elect Norimasa Satoh | Mgmt | For | For | For | ||
| 5 | Elect Tadahisa Matsumoto | Mgmt | For | For | For | ||
| 6 | Elect Shigeyasu Tsuchiya | Mgmt | For | For | For | ||
| 7 | Elect Hideharu Mizuno | Mgmt | For | For | For | ||
| 8 | Elect Kazuo Yamada | Mgmt | For | For | For | ||
| 9 | Elect Tomoko Takada | Mgmt | For | For | For | ||
| 10 | Elect Tetsuo Imoto | Mgmt | For | For | For | ||
| 11 | Elect Kazuyuki Watanabe | Mgmt | For | For | For | ||
| 12 | Elect Hirohisa Kagami | Mgmt | For | For | For | ||
| Western Refining, Inc. | |||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | ||||
| WNR | CUSIP 959319104 | 06/04/2013 | Voted | ||||
| Meeting Type | Country of Trade | ||||||
| Annual | United States | ||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | ||
| 1.1 | Elect William D. Sanders | Mgmt | For | For | For | ||
| 1.2 | Elect Ralph A. Schmidt | Mgmt | For | For | For | ||
| 1.3 | Elect Jeff A. Stevens | Mgmt | For | For | For | ||
| 2 | Ratification of Auditor | Mgmt | For | For | For | ||
| NPX Proxy Voting Record | ||||||||||||
| Registrant : Neuberger Berman Alternative Funds | ||||||||||||
| Fund Name : Long Short Fund | ||||||||||||
| 07/01/2012 - 06/30/2013 | ||||||||||||
| 3M Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| MMM | CUSIP 88579Y101 | 05/14/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Linda G. Alvarado | Mgmt | For | For | For | |||||||
| 2 | Elect Vance D. Coffman | Mgmt | For | For | For | |||||||
| 3 | Elect Michael L. Eskew | Mgmt | For | For | For | |||||||
| 4 | Elect W. James Farrell | Mgmt | For | For | For | |||||||
| 5 | Elect Herbert L. Henkel | Mgmt | For | For | For | |||||||
| 6 | Elect Muhtar Kent | Mgmt | For | For | For | |||||||
| 7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||||||
| 8 | Elect Robert S. Morrison | Mgmt | For | For | For | |||||||
| 9 | Elect Aulana L. Peters | Mgmt | For | Against | Against | |||||||
| 10 | Elect Inge G. Thulin | Mgmt | For | For | For | |||||||
| 11 | Elect Robert J. Ulrich | Mgmt | For | For | For | |||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||||
| 15 | Shareholder Proposal Regarding Feasibility Study on Prohibition of Political Spending | ShrHoldr | Against | Against | For | |||||||
| Abcam plc | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ABC | CINS G0060R118 | 10/22/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United Kingdom | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||||
| 2 | Directors' Remuneration Report | Mgmt | For | For | For | |||||||
| 3 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
| 4 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | Against | Against | |||||||
| 5 | Elect Michael Redmond | Mgmt | For | For | For | |||||||
| 6 | Elect Peter Keen | Mgmt | For | Against | Against | |||||||
| 7 | Elect Murray Hennessy | Mgmt | For | For | For | |||||||
| 8 | Elect Michael Ross | Mgmt | For | For | For | |||||||
| 9 | Amendment to the Share Option Scheme | Mgmt | For | For | For | |||||||
| 10 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
| 11 | Authority to Issue Shares w/o Preemptive Rights | Mgmt | For | For | For | |||||||
| 12 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
| Activision Blizzard, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ATVI | CUSIP 00507V109 | 06/06/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Philippe G. H. Capron | Mgmt | For | For | For | |||||||
| 2 | Elect Jean-Yves Charlier | Mgmt | For | For | For | |||||||
| 3 | Elect Robert J. Corti | Mgmt | For | For | For | |||||||
| 4 | Elect Frederic R. Crepin | Mgmt | For | For | For | |||||||
| 5 | Elect Jean Francois Dubos | Mgmt | For | For | For | |||||||
| 6 | Elect Lucian Grainge | Mgmt | For | For | For | |||||||
| 7 | Elect Brian G. Kelly | Mgmt | For | For | For | |||||||
| 8 | Elect Robert A. Kotick | Mgmt | For | For | For | |||||||
| 9 | Elect Robert J. Morgado | Mgmt | For | For | For | |||||||
| 10 | Elect Richard Sarnoff | Mgmt | For | For | For | |||||||
| 11 | Elect Regis Turrini | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Alpha Natural Resources, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ANR | CUSIP 02076X102 | 05/22/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Kevin S. Crutchfield | Mgmt | For | For | For | |||||||
| 2 | Elect Angelo C. Brisimitzakis | Mgmt | For | For | For | |||||||
| 3 | Elect William J. Crowley, Jr. | Mgmt | For | For | For | |||||||
| 4 | Elect E. Linn Draper Jr. | Mgmt | For | For | For | |||||||
| 5 | Elect Glenn A. Eisenberg | Mgmt | For | For | For | |||||||
| 6 | Elect Deborah M. Fretz | Mgmt | For | For | For | |||||||
| 7 | Elect P. Michael Giftos | Mgmt | For | For | For | |||||||
| 8 | Elect L. Patrick Hassey | Mgmt | For | For | For | |||||||
| 9 | Elect Joel Richards, III | Mgmt | For | For | For | |||||||
| 10 | Amendment to the Annual Incentive Bonus Plan | Mgmt | For | For | For | |||||||
| 11 | Amendment to the 2012 Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Water Management Report | ShrHoldr | Against | Against | For | |||||||
| 15 | Shareholder Proposal Regarding Report on Climate Change | ShrHoldr | Against | Against | For | |||||||
| Altera Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ALTR | CUSIP 021441100 | 05/06/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect John P. Daane | Mgmt | For | For | For | |||||||
| 2 | Elect T. Michael Nevens | Mgmt | For | For | For | |||||||
| 3 | Elect A. Blaine Bowman | Mgmt | For | For | For | |||||||
| 4 | Elect Elisha W. Finney | Mgmt | For | For | For | |||||||
| 5 | Elect Kevin McGarity | Mgmt | For | For | For | |||||||
| 6 | Elect Shane V. Robison | Mgmt | For | For | For | |||||||
| 7 | Elect John Shoemaker | Mgmt | For | For | For | |||||||
| 8 | Elect Thomas H. Waechter | Mgmt | For | For | For | |||||||
| 9 | Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||||
| 10 | Second Amendment to the 2005 Equity Incentive Plan | Mgmt | For | For | For | |||||||
| 11 | Amendment to 1987 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| American Water Works Company, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| AWK | CUSIP 030420103 | 05/13/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Stephen P. Adik | Mgmt | For | For | For | |||||||
| 2 | Elect Martha C. Goss | Mgmt | For | For | For | |||||||
| 3 | Elect Julie A. Dobson | Mgmt | For | For | For | |||||||
| 4 | Elect Paul J. Evanson | Mgmt | For | For | For | |||||||
| 5 | Elect Richard R. Grigg | Mgmt | For | For | For | |||||||
| 6 | Elect Julia L. Johnson | Mgmt | For | For | For | |||||||
| 7 | Elect George MacKenzie | Mgmt | For | For | For | |||||||
| 8 | Elect William J. Marrazzo | Mgmt | For | For | For | |||||||
| 9 | Elect Jeffry E. Sterba | Mgmt | For | For | For | |||||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Amphenol Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| APH | CUSIP 032095101 | 05/22/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Stanley L. Clark | Mgmt | For | For | For | |||||||
| 2 | Elect David P. Falck | Mgmt | For | For | For | |||||||
| 3 | Elect Edward G. Jepsen | Mgmt | For | For | For | |||||||
| 4 | Elect Andrew E. Lietz | Mgmt | For | For | For | |||||||
| 5 | Elect Martin H. Loeffler | Mgmt | For | For | For | |||||||
| 6 | Elect John R. Lord | Mgmt | For | For | For | |||||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 9 | Shareholder Proposal Regarding Right to Call a Special Meeting | ShrHoldr | Against | Against | For | |||||||
| Apple Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| AAPL | CUSIP 037833100 | 02/27/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect William V. Campbell | Mgmt | For | For | For | |||||||
| 1.2 | Elect Timothy D. Cook | Mgmt | For | For | For | |||||||
| 1.3 | Elect Millard S. Drexler | Mgmt | For | For | For | |||||||
| 1.4 | Elect Albert A. Gore, Jr. | Mgmt | For | For | For | |||||||
| 1.5 | Elect Robert A. Iger | Mgmt | For | For | For | |||||||
| 1.6 | Elect Andrea Jung | Mgmt | For | For | For | |||||||
| 1.7 | Elect Arthur D. Levinson | Mgmt | For | For | For | |||||||
| 1.8 | Elect Ronald D. Sugar | Mgmt | For | For | For | |||||||
| 2 | Amendments to Articles of Incorporation | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 6 | Shareholder Proposal Regarding Formation of Human Rights Committee | ShrHoldr | Against | Against | For | |||||||
| Arcos Dorados Holdings Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ARCO | CUSIP G0457F107 | 04/25/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
| 3.1 | Elect Annette Franqui | Mgmt | For | For | For | |||||||
| 3.2 | Elect C. Hernandez-Artigas | Mgmt | For | For | For | |||||||
| 3.3 | Elect A. Ramirez Magana | Mgmt | For | For | For | |||||||
| Asbury Automotive Group, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ABG | CUSIP 043436104 | 04/17/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | |||||||
| 1.2 | Elect Michael S. Kearney | Mgmt | For | For | For | |||||||
| 1.3 | Elect Philip F. Maritz | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Ashland Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ASH | CUSIP 044209104 | 01/31/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Brendan Cummins | Mgmt | For | For | For | |||||||
| 2 | Elect Mark Rohr | Mgmt | For | For | For | |||||||
| 3 | Elect Janice Teal | Mgmt | For | For | For | |||||||
| 4 | Elect Michael Ward | Mgmt | For | For | For | |||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 6 | Amendment to the 2011 Incentive Plan | Mgmt | For | For | For | |||||||
| 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 8 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||||
| ASML Holding N.V. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ASML | CUSIP N07059210 | 04/24/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||||
| 2 | Ratification of Management Acts | Mgmt | For | For | For | |||||||
| 3 | Ratification of Supervisory Board Acts | Mgmt | For | For | For | |||||||
| 4 | Allocation of Profits/Dividends | Mgmt | For | For | For | |||||||
| 5 | Remuneration Policy | Mgmt | For | For | For | |||||||
| 6 | Authority to Grant Performance Shares under 2010-2013 Plan | Mgmt | For | For | For | |||||||
| 7 | Authority to Grant Performance Shares under 2014 Plan | Mgmt | For | For | For | |||||||
| 8 | Stock Option Grant to Employees | Mgmt | For | For | For | |||||||
| 9 | Elect H. C. J. van den Burg | Mgmt | For | For | For | |||||||
| 10 | Elect P.F.M. Van der Meer Mohr | Mgmt | For | For | For | |||||||
| 11 | Elect W. Ziebart | Mgmt | For | For | For | |||||||
| 12 | Elect D.A. Grose | Mgmt | For | For | For | |||||||
| 13 | Elect C.M.S. Smits-Nusteling | Mgmt | For | For | For | |||||||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
| 15 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
| 16 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
| 17 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||||||
| 18 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
| 19 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
| 20 | Authority to Repurchase Additional Shares | Mgmt | For | For | For | |||||||
| 21 | Authority to Cancel Shares | Mgmt | For | For | For | |||||||
| ASML Holding N.V. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ASML | CUSIP N07059186 | 09/07/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Special | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
| 2 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
| 3 | Creation of New Share Class | Mgmt | For | For | For | |||||||
| 4 | Amendment to Par Value | Mgmt | For | For | For | |||||||
| 5 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | |||||||
| 6 | Reverse Stock Split | Mgmt | For | For | For | |||||||
| 7 | Cancellation of Shares | Mgmt | For | For | For | |||||||
| 8 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
| 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
| 10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
| 11 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||||||
| 12 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | For | For | |||||||
| ASML Holding N.V. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ASML | CUSIP N07059186 | 09/07/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Special | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
| 2 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
| 3 | Creation of New Share Class | Mgmt | For | For | For | |||||||
| 4 | Amendment to Par Value | Mgmt | For | For | For | |||||||
| 5 | Authority to Reduce Issued Share Capital | Mgmt | For | For | For | |||||||
| 6 | Reverse Stock Split | Mgmt | For | For | For | |||||||
| 7 | Cancellation of Shares | Mgmt | For | For | For | |||||||
| 8 | Authorization of Legal Formalities | Mgmt | For | For | For | |||||||
| 9 | Authority to Issue Shares w/ Preemptive Rights | Mgmt | For | For | For | |||||||
| 10 | Authority to Suppress Preemptive Rights | Mgmt | For | For | For | |||||||
| 11 | Authority to Issue Shares in Case of Merger/Acquisition | Mgmt | For | For | For | |||||||
| 12 | Authority to Suppress Preemptive Rights in Case of Merger/Acquisition | Mgmt | For | For | For | |||||||
| BlackRock, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| BLK | CUSIP 09247X101 | 05/30/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Abdlatif Yousef Al-Hamad | Mgmt | For | For | For | |||||||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||||
| 3 | Elect Dennis D. Dammerman | Mgmt | For | For | For | |||||||
| 4 | Elect Jessica P. Einhorn | Mgmt | For | For | For | |||||||
| 5 | Elect Fabrizio Freda | Mgmt | For | For | For | |||||||
| 6 | Elect David H. Komansky | Mgmt | For | For | For | |||||||
| 7 | Elect James E. Rohr | Mgmt | For | For | For | |||||||
| 8 | Elect Susan L. Wagner | Mgmt | For | For | For | |||||||
| 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Boeing Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| BA | CUSIP 097023105 | 04/29/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect David L. Calhoun | Mgmt | For | For | For | |||||||
| 2 | Elect Arthur D. Collins, Jr. | Mgmt | For | For | For | |||||||
| 3 | Elect Linda Z. Cook | Mgmt | For | For | For | |||||||
| 4 | Elect Kenneth M. Duberstein | Mgmt | For | For | For | |||||||
| 5 | Elect Edmund P. Giambastiani, Jr. | Mgmt | For | For | For | |||||||
| 6 | Elect Lawrence W. Kellner | Mgmt | For | For | For | |||||||
| 7 | Elect Edward M. Liddy | Mgmt | For | For | For | |||||||
| 8 | Elect W. James McNerney, Jr. | Mgmt | For | For | For | |||||||
| 9 | Elect Susan C. Schwab | Mgmt | For | For | For | |||||||
| 10 | Elect Ronald A. Williams | Mgmt | For | For | For | |||||||
| 11 | Elect Mike S. Zafirovski | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Supplemental Executive Retirement Benefits | ShrHoldr | Against | Against | For | |||||||
| 15 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||||
| 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||||
| BorgWarner Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| BWA | CUSIP 099724106 | 04/24/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Jere A. Drummond | Mgmt | For | For | For | |||||||
| 2 | Elect John R. McKernan, Jr. | Mgmt | For | For | For | |||||||
| 3 | Elect Ernest J. Novak, Jr. | Mgmt | For | For | For | |||||||
| 4 | Elect James R. Verrier | Mgmt | For | For | For | |||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 7 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |||||||
| Bristol-Myers Squibb Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| BMY | CUSIP 110122108 | 05/07/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Lamberto Andreotti | Mgmt | For | For | For | |||||||
| 2 | Elect Lewis B. Campbell | Mgmt | For | Against | Against | |||||||
| 3 | Elect James M. Cornelius | Mgmt | For | For | For | |||||||
| 4 | Elect Laurie H. Glimcher | Mgmt | For | For | For | |||||||
| 5 | Elect Michael Grobstein | Mgmt | For | For | For | |||||||
| 6 | Elect Alan J. Lacy | Mgmt | For | For | For | |||||||
| 7 | Elect Vicki L. Sato | Mgmt | For | For | For | |||||||
| 8 | Elect Elliott Sigal | Mgmt | For | For | For | |||||||
| 9 | Elect Gerald L. Storch | Mgmt | For | For | For | |||||||
| 10 | Elect Togo D. West, Jr. | Mgmt | For | For | For | |||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Brookfield Asset Management Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| BAM.A | CUSIP 112585104 | 05/09/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Marcel R. Coutu | Mgmt | For | Withhold | Against | |||||||
| 1.2 | Elect Maureen Kempston Darkes | Mgmt | For | For | For | |||||||
| 1.3 | Elect Lance Liebman | Mgmt | For | For | For | |||||||
| 1.4 | Elect Frank J. McKenna | Mgmt | For | For | For | |||||||
| 1.5 | Elect Youssef A. Nasr | Mgmt | For | For | For | |||||||
| 1.6 | Elect James A. Pattison | Mgmt | For | For | For | |||||||
| 1.7 | Elect Seek Ngee Huat | Mgmt | For | For | For | |||||||
| 1.8 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||||
| 2 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Cabot Oil & Gas Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| COG | CUSIP 127097103 | 05/02/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Robert L. Keiser | Mgmt | For | For | For | |||||||
| 2 | Elect W. Matt Ralls | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||||
| Canadian Pacific Railway Limited | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| CP | CUSIP 13645T100 | 05/01/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Appointment of Auditor | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3.1 | Elect William A. Ackman | Mgmt | For | For | For | |||||||
| 3.2 | Elect Gary F. Colter | Mgmt | For | For | For | |||||||
| 3.3 | Elect Isabelle Courville | Mgmt | For | For | For | |||||||
| 3.4 | Elect Paul G. Haggis | Mgmt | For | For | For | |||||||
| 3.5 | Elect E. Hunter Harrison | Mgmt | For | For | For | |||||||
| 3.6 | Elect Paul C. Hilal | Mgmt | For | For | For | |||||||
| 3.7 | Elect Krystyna T. Hoeg | Mgmt | For | For | For | |||||||
| 3.8 | Elect Richard C. Kelly | Mgmt | For | For | For | |||||||
| 3.9 | Elect Rebecca MacDonald | Mgmt | For | For | For | |||||||
| 3.10 | Elect Anthony R. Melman | Mgmt | For | For | For | |||||||
| 3.11 | Elect Linda J. Morgan | Mgmt | For | For | For | |||||||
| 3.12 | Elect Andrew F. Reardon | Mgmt | For | For | For | |||||||
| 3.13 | Elect Stephen C. Tobias | Mgmt | For | For | For | |||||||
| Citigroup Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| C | CUSIP 172967424 | 04/24/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Michael L. Corbat | Mgmt | For | For | For | |||||||
| 2 | Elect Franz B. Humer | Mgmt | For | For | For | |||||||
| 3 | Elect Robert L. Joss | Mgmt | For | Against | Against | |||||||
| 4 | Elect Michael E. O'Neill | Mgmt | For | For | For | |||||||
| 5 | Elect Judith Rodin | Mgmt | For | Against | Against | |||||||
| 6 | Elect Robert L. Ryan | Mgmt | For | For | For | |||||||
| 7 | Elect Anthony M. Santomero | Mgmt | For | For | For | |||||||
| 8 | Elect Joan E. Spero | Mgmt | For | For | For | |||||||
| 9 | Elect Diana L. Taylor | Mgmt | For | For | For | |||||||
| 10 | Elect William S. Thompson, Jr. | Mgmt | For | For | For | |||||||
| 11 | Elect Ernesto Zedillo | Mgmt | For | For | For | |||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Amendment to the 2009 Stock Incentive Plan | Mgmt | For | For | For | |||||||
| 15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
| 17 | Shareholder Proposal Regarding Director Indemnification | ShrHoldr | Against | Against | For | |||||||
| CME Group Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| CME | CUSIP 12572Q105 | 05/22/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Terrence A. Duffy | Mgmt | For | For | For | |||||||
| 1.2 | Elect Charles P. Carey | Mgmt | For | For | For | |||||||
| 1.3 | Elect Mark E. Cermak | Mgmt | For | For | For | |||||||
| 1.4 | Elect Martin J. Gepsman | Mgmt | For | For | For | |||||||
| 1.5 | Elect Leo Melamed | Mgmt | For | Withhold | Against | |||||||
| 1.6 | Elect Joseph Niciforo | Mgmt | For | For | For | |||||||
| 1.7 | Elect C.C. Odom II | Mgmt | For | For | For | |||||||
| 1.8 | Elect John F. Sandner | Mgmt | For | Withhold | Against | |||||||
| 1.9 | Elect Dennis A. Suskind | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 4 | Shareholder Proposal Regarding Proxy Access | ShrHoldr | Against | For | Against | |||||||
| Collective Brands, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PSS | CUSIP 19421W100 | 08/21/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Special | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Acquisition | Mgmt | For | For | For | |||||||
| 2 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
| DaVita HealthCare Partners Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| DVA | CUSIP 23918K108 | 06/17/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Pamela M. Arway | Mgmt | For | For | For | |||||||
| 2 | Elect Charles G. Berg | Mgmt | For | For | For | |||||||
| 3 | Elect Carol Anthony Davidson | Mgmt | For | For | For | |||||||
| 4 | Elect Paul J. Diaz | Mgmt | For | For | For | |||||||
| 5 | Elect Peter T. Grauer | Mgmt | For | For | For | |||||||
| 6 | Elect Robert J. Margolis | Mgmt | For | For | For | |||||||
| 7 | Elect John M. Nehra | Mgmt | For | Against | Against | |||||||
| 8 | Elect William L. Roper | Mgmt | For | For | For | |||||||
| 9 | Elect Kent J. Thiry | Mgmt | For | For | For | |||||||
| 10 | Elect Roger J. Valine | Mgmt | For | For | For | |||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 13 | Amendment to 2011 Incentive Award Plan | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||||
| 15 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
| Delta Air Lines, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| DAL | CUSIP 247361702 | 06/27/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Richard H. Anderson | Mgmt | For | For | For | |||||||
| 2 | Elect Edward H. Bastian | Mgmt | For | For | For | |||||||
| 3 | Elect Roy J. Bostock | Mgmt | For | For | For | |||||||
| 4 | Elect John S. Brinzo | Mgmt | For | For | For | |||||||
| 5 | Elect Daniel A. Carp | Mgmt | For | For | For | |||||||
| 6 | Elect David G. DeWalt | Mgmt | For | For | For | |||||||
| 7 | Elect William H. Easter III | Mgmt | For | For | For | |||||||
| 8 | Elect Mickey P. Foret | Mgmt | For | For | For | |||||||
| 9 | Elect Shirley C. Franklin | Mgmt | For | For | For | |||||||
| 10 | Elect David R. Goode | Mgmt | For | For | For | |||||||
| 11 | Elect George N. Mattson | Mgmt | For | For | For | |||||||
| 12 | Elect Paula Rosput Reynolds | Mgmt | For | For | For | |||||||
| 13 | Elect Kenneth C. Rogers | Mgmt | For | For | For | |||||||
| 14 | Elect Kenneth B. Woodrow | Mgmt | For | For | For | |||||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 17 | Shareholder Proposal Regarding Retention of Shares | ShrHoldr | Against | Against | For | |||||||
| Dunkin' Brands Group Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| DNKN | CUSIP 265504100 | 05/14/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Raul Alvarez | Mgmt | For | For | For | |||||||
| 1.2 | Elect Anthony DiNovi | Mgmt | For | For | For | |||||||
| 1.3 | Elect Nigel Travis | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| EBay Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| EBAY | CUSIP 278642103 | 04/18/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect David M. Moffett | Mgmt | For | For | For | |||||||
| 2 | Elect Richard T. Schlosberg, III | Mgmt | For | For | For | |||||||
| 3 | Elect Thomas J. Tierney | Mgmt | For | For | For | |||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
| 6 | Shareholder Proposal Regarding Privacy and Data Security | ShrHoldr | Against | Against | For | |||||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| EMC Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| EMC | CUSIP 268648102 | 05/01/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Michael W. Brown | Mgmt | For | For | For | |||||||
| 2 | Elect Randolph L. Cowen | Mgmt | For | For | For | |||||||
| 3 | Elect Gail Deegan | Mgmt | For | For | For | |||||||
| 4 | Elect James S. DiStasio | Mgmt | For | For | For | |||||||
| 5 | Elect John R. Egan | Mgmt | For | For | For | |||||||
| 6 | Elect Edmund F. Kelly | Mgmt | For | For | For | |||||||
| 7 | Elect Jami Miscik | Mgmt | For | For | For | |||||||
| 8 | Elect Windle B. Priem | Mgmt | For | For | For | |||||||
| 9 | Elect Paul Sagan | Mgmt | For | For | For | |||||||
| 10 | Elect David N. Strohm | Mgmt | For | For | For | |||||||
| 11 | Elect Joseph M. Tucci | Mgmt | For | For | For | |||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 14 | Amendment to the 2003 Stock Plan | Mgmt | For | For | For | |||||||
| 15 | Amendment to the 1989 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
| 16 | Amendments to Articles and Bylaws Regarding Written Consent | Mgmt | For | For | For | |||||||
| 17 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | ShrHoldr | Against | Against | For | |||||||
| Enbridge Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ENB | CUSIP 29250N105 | 05/08/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect David A. Arledge | Mgmt | For | For | For | |||||||
| 1.2 | Elect James J. Blanchard | Mgmt | For | For | For | |||||||
| 1.3 | Elect J. Lorne Braithwaite | Mgmt | For | For | For | |||||||
| 1.4 | Elect J. Herb England | Mgmt | For | For | For | |||||||
| 1.5 | Elect Charles W. Fischer | Mgmt | For | For | For | |||||||
| 1.6 | Elect V. Maureen Kempston Darkes | Mgmt | For | For | For | |||||||
| 1.7 | Elect David A. Leslie | Mgmt | For | For | For | |||||||
| 1.8 | Elect Al Monaco | Mgmt | For | For | For | |||||||
| 1.9 | Elect George K. Petty | Mgmt | For | For | For | |||||||
| 1.10 | Elect Charles E. Shultz | Mgmt | For | For | For | |||||||
| 1.11 | Elect Dan C. Tutcher | Mgmt | For | For | For | |||||||
| 1.12 | Elect Catherine L. Williams | Mgmt | For | For | For | |||||||
| 2 | Appointment of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Facebook, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| FB | CUSIP 30303M102 | 06/11/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Marc L. Andreessen | Mgmt | For | Withhold | Against | |||||||
| 1.2 | Elect Erskine B. Bowles | Mgmt | For | For | For | |||||||
| 1.3 | Elect Susan D. Desmond-Hellmann | Mgmt | For | For | For | |||||||
| 1.4 | Elect Donald E. Graham | Mgmt | For | Withhold | Against | |||||||
| 1.5 | Elect Reed Hastings | Mgmt | For | For | For | |||||||
| 1.6 | Elect Sheryl K. Sandberg | Mgmt | For | For | For | |||||||
| 1.7 | Elect Peter A. Thiel | Mgmt | For | For | For | |||||||
| 1.8 | Elect Mark Zuckerberg | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Fifth Third Bancorp | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| FITB | CUSIP 316773209 | 04/16/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Darryl F. Allen | Mgmt | For | For | For | |||||||
| 2 | Elect Evan Bayh | Mgmt | For | For | For | |||||||
| 3 | Elect Ulysses L. Bridgeman, Jr. | Mgmt | For | For | For | |||||||
| 4 | Elect Emerson L. Brumback | Mgmt | For | For | For | |||||||
| 5 | Elect James P. Hackett | Mgmt | For | For | For | |||||||
| 6 | Elect Gary R. Heminger | Mgmt | For | For | For | |||||||
| 7 | Elect Jewell D. Hoover | Mgmt | For | For | For | |||||||
| 8 | Elect William M. Isaac | Mgmt | For | For | For | |||||||
| 9 | Elect Kevin T. Kabat | Mgmt | For | For | For | |||||||
| 10 | Elect Mitchel D. Livingston | Mgmt | For | For | For | |||||||
| 11 | Elect Michael B. McCallister | Mgmt | For | For | For | |||||||
| 12 | Elect Hendrick G. Meijer | Mgmt | For | For | For | |||||||
| 13 | Elect John J. Schiff, Jr. | Mgmt | For | For | For | |||||||
| 14 | Elect Marsha C. Williams | Mgmt | For | For | For | |||||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 17 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
| Forest City Enterprises, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| FCE.A | CUSIP 345550107 | 06/13/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Arthur F. Anton | Mgmt | For | For | For | |||||||
| 1.2 | Elect Scott S. Cowen | Mgmt | For | For | For | |||||||
| 1.3 | Elect Michael P. Esposito, Jr. | Mgmt | For | For | For | |||||||
| 1.4 | Elect Stan Ross | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||||||
| 4 | Amendment to the Executive Long-Term Incentive Plan | Mgmt | For | For | For | |||||||
| 5 | Amendment to the 1994 Stock Plan | Mgmt | For | For | For | |||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Forest Oil Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| FST | CUSIP 346091705 | 05/07/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Loren K. Carroll | Mgmt | For | For | For | |||||||
| 1.2 | Elect Richard J. Carty | Mgmt | For | For | For | |||||||
| 1.3 | Elect Raymond I. Wilcox | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Amendment to the 1999 Employee Stock Purchase Plan | Mgmt | For | For | For | |||||||
| 4 | Amendment to the 2007 Stock Incentive Plan Regarding Award Limit | Mgmt | For | For | For | |||||||
| 5 | Amendment to the 2007 Stock Incentive Program Regarding Share Reserve | Mgmt | For | For | For | |||||||
| 6 | Amendment to the 2007 Stock Incentive Plan Regarding Definitions | Mgmt | For | For | For | |||||||
| 7 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| General Growth Properties, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| GGP | CUSIP 370023103 | 05/10/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Richard Clark | Mgmt | For | Withhold | Against | |||||||
| 1.2 | Elect Mary Lou Fiala | Mgmt | For | For | For | |||||||
| 1.3 | Elect J. Bruce Flatt | Mgmt | For | For | For | |||||||
| 1.4 | Elect John Haley | Mgmt | For | For | For | |||||||
| 1.5 | Elect Cyrus Madon | Mgmt | For | For | For | |||||||
| 1.6 | Elect Sandeep Mathrani | Mgmt | For | For | For | |||||||
| 1.7 | Elect David Neithercut | Mgmt | For | For | For | |||||||
| 1.8 | Elect Mark Patterson | Mgmt | For | For | For | |||||||
| 1.9 | Elect John Schreiber | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| Genpact Limited | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| G | CUSIP G3922B107 | 05/08/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect N.V. Tyagarajan | Mgmt | For | For | For | |||||||
| 1.2 | Elect Robert G. Scott | Mgmt | For | For | For | |||||||
| 1.3 | Elect John W. Barter | Mgmt | For | For | For | |||||||
| 1.4 | Elect Amit Chandra | Mgmt | For | For | For | |||||||
| 1.5 | Elect Laura Conigliaro | Mgmt | For | For | For | |||||||
| 1.6 | Elect David Humphrey | Mgmt | For | Withhold | Against | |||||||
| 1.7 | Elect Jagdish Khattar | Mgmt | For | For | For | |||||||
| 1.8 | Elect James C. Madden | Mgmt | For | For | For | |||||||
| 1.9 | Elect Mark Nunnelly | Mgmt | For | For | For | |||||||
| 1.10 | Elect Mark Verdi | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Google Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| GOOG | CUSIP 38259P508 | 06/06/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Larry Page | Mgmt | For | For | For | |||||||
| 1.2 | Elect Sergey Brin | Mgmt | For | For | For | |||||||
| 1.3 | Elect Eric E. Schmidt | Mgmt | For | For | For | |||||||
| 1.4 | Elect L. John Doerr | Mgmt | For | For | For | |||||||
| 1.5 | Elect Diane B. Greene | Mgmt | For | For | For | |||||||
| 1.6 | Elect John L. Hennessy | Mgmt | For | Withhold | Against | |||||||
| 1.7 | Elect Ann Mather | Mgmt | For | For | For | |||||||
| 1.8 | Elect Paul S. Otellini | Mgmt | For | For | For | |||||||
| 1.9 | Elect K. Ram Shriram | Mgmt | For | For | For | |||||||
| 1.10 | Elect Shirley M. Tilghman | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Shareholder Proposal Regarding Lead Batteries | ShrHoldr | Against | Against | For | |||||||
| 4 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||||
| 5 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 6 | Shareholder Proposal Regarding CEO Succession Planning | ShrHoldr | Against | Against | For | |||||||
| HealthSouth Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| HLS | CUSIP 421924309 | 05/02/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect John W. Chidsey | Mgmt | For | For | For | |||||||
| 1.2 | Elect Donald L. Correll | Mgmt | For | For | For | |||||||
| 1.3 | Elect Yvonne M. Curl | Mgmt | For | For | For | |||||||
| 1.4 | Elect Charles M. Elson | Mgmt | For | For | For | |||||||
| 1.5 | Elect Jay Grinney | Mgmt | For | For | For | |||||||
| 1.6 | Elect Jon F. Hanson | Mgmt | For | For | For | |||||||
| 1.7 | Elect Joan E. Herman | Mgmt | For | For | For | |||||||
| 1.8 | Elect Leo I. Higdon, Jr. | Mgmt | For | For | For | |||||||
| 1.9 | Elect Leslye G. Katz | Mgmt | For | For | For | |||||||
| 1.10 | Elect John E. Maupin, Jr. | Mgmt | For | For | For | |||||||
| 1.11 | Elect L. Edward Shaw, Jr. | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Ingersoll-Rand Plc | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| IR | CUSIP G47791101 | 06/06/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Ann C. Berzin | Mgmt | For | For | For | |||||||
| 2 | Elect John G. Bruton | Mgmt | For | For | For | |||||||
| 3 | Elect Jared L. Cohon | Mgmt | For | For | For | |||||||
| 4 | Elect Gary D. Forsee | Mgmt | For | For | For | |||||||
| 5 | Elect Edward E. Hagenlocker | Mgmt | For | For | For | |||||||
| 6 | Elect Constance J. Horner | Mgmt | For | For | For | |||||||
| 7 | Elect Michael Lamach | Mgmt | For | For | For | |||||||
| 8 | Elect Theodore E. Martin | Mgmt | For | For | For | |||||||
| 9 | Elect Nelson Peltz | Mgmt | For | For | For | |||||||
| 10 | Elect John P. Surma | Mgmt | For | For | For | |||||||
| 11 | Elect Richard J. Swift | Mgmt | For | For | For | |||||||
| 12 | Elect Tony L. White | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Appointment of Auditor and Authority to Set Fees | Mgmt | For | For | For | |||||||
| 15 | Approval of the Incentive Stock Plan of 2013 | Mgmt | For | For | For | |||||||
| 16 | Amendment to Allow the Board to Declare Non-Cash Dividends | Mgmt | For | For | For | |||||||
| 17 | Capital Reduction and Creation of Distributable Reserves | Mgmt | For | For | For | |||||||
| 18 | Expand Authority to Execute Instruments of Transfer | Mgmt | For | For | For | |||||||
| 19 | Provide Escheatment in Accordance with US Laws | Mgmt | For | For | For | |||||||
| International Paper Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| IP | CUSIP 460146103 | 05/13/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect David J. Bronczek | Mgmt | For | For | For | |||||||
| 2 | Elect Ahmet C. Dorduncu | Mgmt | For | For | For | |||||||
| 3 | Elect John V. Faraci | Mgmt | For | For | For | |||||||
| 4 | Elect Ilene S. Gordon | Mgmt | For | For | For | |||||||
| 5 | Elect Stacey J. Mobley | Mgmt | For | For | For | |||||||
| 6 | Elect Joan E. Spero | Mgmt | For | For | For | |||||||
| 7 | Elect John L. Townsend, III | Mgmt | For | For | For | |||||||
| 8 | Elect John F. Turner | Mgmt | For | For | For | |||||||
| 9 | Elect William G. Walter | Mgmt | For | For | For | |||||||
| 10 | Elect J. Steven Whisler | Mgmt | For | For | For | |||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 12 | Right to Act by Written Consent | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | Against | For | |||||||
| JPMorgan Chase & Co. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| JPM | CUSIP 46625H100 | 05/21/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect James A. Bell | Mgmt | For | For | For | |||||||
| 2 | Elect Crandall C. Bowles | Mgmt | For | For | For | |||||||
| 3 | Elect Stephen B. Burke | Mgmt | For | For | For | |||||||
| 4 | Elect David M. Cote | Mgmt | For | For | For | |||||||
| 5 | Elect James S. Crown | Mgmt | For | For | For | |||||||
| 6 | Elect James Dimon | Mgmt | For | For | For | |||||||
| 7 | Elect Timothy P. Flynn | Mgmt | For | For | For | |||||||
| 8 | Elect Ellen V. Futter | Mgmt | For | For | For | |||||||
| 9 | Elect Laban P. Jackson, Jr. | Mgmt | For | For | For | |||||||
| 10 | Elect Lee R. Raymond | Mgmt | For | For | For | |||||||
| 11 | Elect William C. Weldon | Mgmt | For | For | For | |||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Allow Shareholders to Act by Written Consent | Mgmt | For | For | For | |||||||
| 15 | Key Executive Performance Plan | Mgmt | For | For | For | |||||||
| 16 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | Against | For | |||||||
| 17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 18 | Shareholder Proposal Regarding Genocide-Free Investing | ShrHoldr | Against | Against | For | |||||||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
| Juniper Networks, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| JNPR | CUSIP 48203R104 | 05/21/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Pradeep Sindhu | Mgmt | For | For | For | |||||||
| 2 | Elect Robert M. Calderoni | Mgmt | For | Against | Against | |||||||
| 3 | Elect William F. Meehan | Mgmt | For | For | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| K12 Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| LRN | CUSIP 48273U102 | 11/29/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Craig Barrett | Mgmt | For | Withhold | Against | |||||||
| 1.2 | Elect Guillermo Bron | Mgmt | For | Withhold | Against | |||||||
| 1.3 | Elect Nathaniel Davis | Mgmt | For | For | For | |||||||
| 1.4 | Elect John Engler | Mgmt | For | For | For | |||||||
| 1.5 | Elect Steven Fink | Mgmt | For | For | For | |||||||
| 1.6 | Elect Mary Futrell | Mgmt | For | For | For | |||||||
| 1.7 | Elect Ronald Packard | Mgmt | For | For | For | |||||||
| 1.8 | Elect Jon Reynolds, Jr. | Mgmt | For | For | For | |||||||
| 1.9 | Elect Andrew Tisch | Mgmt | For | Withhold | Against | |||||||
| 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | Against | Against | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Kinder Morgan, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| KMI | CUSIP 49456B101 | 05/07/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Richard D. Kinder | Mgmt | For | For | For | |||||||
| 1.2 | Elect C. Park Shaper | Mgmt | For | For | For | |||||||
| 1.3 | Elect Steven J. Kean | Mgmt | For | For | For | |||||||
| 1.4 | Elect Anthony W. Hall, Jr. | Mgmt | For | For | For | |||||||
| 1.5 | Elect Deborah A. Macdonald | Mgmt | For | For | For | |||||||
| 1.6 | Elect Michael Miller | Mgmt | For | For | For | |||||||
| 1.7 | Elect Michael C. Morgan | Mgmt | For | For | For | |||||||
| 1.8 | Elect Fayez S. Sarofim | Mgmt | For | For | For | |||||||
| 1.9 | Elect Joel V. Staff | Mgmt | For | For | For | |||||||
| 1.10 | Elect John Stokes | Mgmt | For | For | For | |||||||
| 1.11 | Elect Robert F. Vagt | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Lennar Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| LEN | CUSIP 526057302 | 04/10/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Irving Bolotin | Mgmt | For | For | For | |||||||
| 1.2 | Elect Steven L. Gerard | Mgmt | For | For | For | |||||||
| 1.3 | Elect Theron I. Gilliam | Mgmt | For | For | For | |||||||
| 1.4 | Elect Sherrill W. Hudson | Mgmt | For | For | For | |||||||
| 1.5 | Elect R. Kirk Landon | Mgmt | For | For | For | |||||||
| 1.6 | Elect Sidney Lapidus | Mgmt | For | For | For | |||||||
| 1.7 | Elect Stuart A. Miller | Mgmt | For | For | For | |||||||
| 1.8 | Elect Jeffrey A. Sonnenfeld | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Lorillard, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| LO | CUSIP 544147101 | 05/14/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Repeal of Classified Board | Mgmt | For | For | For | |||||||
| 2 | Elect Andrew H. Card, Jr. | Mgmt | For | For | For | |||||||
| 3 | Elect Virgis W. Colbert | Mgmt | For | Against | Against | |||||||
| 4 | Elect Richard W. Roedel | Mgmt | For | For | For | |||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 7 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||||
| MarkWest Energy Partners, L.P. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| MWE | CUSIP 570759100 | 05/29/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Frank M. Semple | Mgmt | For | For | For | |||||||
| 1.2 | Elect Donald D. Wolf | Mgmt | For | For | For | |||||||
| 1.3 | Elect Keith E. Bailey | Mgmt | For | For | For | |||||||
| 1.4 | Elect Michael L. Beatty | Mgmt | For | Withhold | Against | |||||||
| 1.5 | Elect Charles K. Dempster | Mgmt | For | For | For | |||||||
| 1.6 | Elect Donald C. Heppermann | Mgmt | For | For | For | |||||||
| 1.7 | Elect Randall J. Larson | Mgmt | For | For | For | |||||||
| 1.8 | Elect Anne E. Fox Mounsey | Mgmt | For | For | For | |||||||
| 1.9 | Elect William P. Nicoletti | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| McDonald's Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| MCD | CUSIP 580135101 | 05/23/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Walter E. Massey | Mgmt | For | For | For | |||||||
| 2 | Elect John W. Rogers, Jr. | Mgmt | For | For | For | |||||||
| 3 | Elect Roger W. Stone | Mgmt | For | For | For | |||||||
| 4 | Elect Miles D. White | Mgmt | For | For | For | |||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 7 | Shareholder Proposal Regarding Report on Ratio Between CEO and Employee Pay | ShrHoldr | Against | Against | For | |||||||
| 8 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 9 | Shareholder Proposal Regarding Review of Human Rights Policies | ShrHoldr | Against | Against | For | |||||||
| 10 | Shareholder Proposal Regarding Report on Childhood Obesity | ShrHoldr | Against | Against | For | |||||||
| Newell Rubbermaid, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| NWL | CUSIP 651229106 | 05/07/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Scott S. Cowen | Mgmt | For | For | For | |||||||
| 2 | Elect Cynthia A. Montgomery | Mgmt | For | For | For | |||||||
| 3 | Elect Jose Ignacio Perez-Lizaur | Mgmt | For | For | For | |||||||
| 4 | Elect Michael B. Polk | Mgmt | For | For | For | |||||||
| 5 | Elect Michael A. Todman | Mgmt | For | For | For | |||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 7 | 2013 Incentive Plan | Mgmt | For | For | For | |||||||
| 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Nielsen Holdings N.V. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| NLSN | CUSIP N63218106 | 05/07/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Accounts and Reports | Mgmt | For | For | For | |||||||
| 2 | Indemnification of Directors | Mgmt | For | For | For | |||||||
| 3 | Elect David L. Calhoun | Mgmt | For | For | For | |||||||
| 4 | Elect James A. Attwood, Jr. | Mgmt | For | For | For | |||||||
| 5 | Elect Richard J. Bressler | Mgmt | For | For | For | |||||||
| 6 | Elect Patrick Healy | Mgmt | For | For | For | |||||||
| 7 | Elect Karen M. Hoguet | Mgmt | For | For | For | |||||||
| 8 | Elect James M. Kilts | Mgmt | For | For | For | |||||||
| 9 | Elect Alexander Navab | Mgmt | For | For | For | |||||||
| 10 | Elect Robert C. Pozen | Mgmt | For | For | For | |||||||
| 11 | Elect Vivek Y. Ranadive | Mgmt | For | Against | Against | |||||||
| 12 | Elect Robert Reid | Mgmt | For | For | For | |||||||
| 13 | Elect Javier G. Teruel | Mgmt | For | For | For | |||||||
| 14 | Appointment of Auditor | Mgmt | For | For | For | |||||||
| 15 | Appointment of Auditor to Audit the Dutch Annual Accounts | Mgmt | For | For | For | |||||||
| 16 | Amendment to the 2010 Stock Incentive Plan | Mgmt | For | For | For | |||||||
| 17 | Authority to Repurchase Shares | Mgmt | For | For | For | |||||||
| 18 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| NiSource Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| NI | CUSIP 65473P105 | 05/14/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Richard A. Abdoo | Mgmt | For | For | For | |||||||
| 2 | Elect Aristides S. Candris | Mgmt | For | For | For | |||||||
| 3 | Elect Sigmund L. Cornelius | Mgmt | For | For | For | |||||||
| 4 | Elect Michael E. Jesanis | Mgmt | For | For | For | |||||||
| 5 | Elect Marty R. Kittrell | Mgmt | For | For | For | |||||||
| 6 | Elect W. Lee Nutter | Mgmt | For | For | For | |||||||
| 7 | Elect Deborah S. Parker | Mgmt | For | For | For | |||||||
| 8 | Elect Robert C. Skaggs, Jr. | Mgmt | For | For | For | |||||||
| 9 | Elect Teresa A. Taylor | Mgmt | For | For | For | |||||||
| 10 | Elect Richard L. Thompson | Mgmt | For | For | For | |||||||
| 11 | Elect Carolyn Y. Woo | Mgmt | For | For | For | |||||||
| 12 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||||
| 15 | Shareholder Proposal Regarding Compensation Benchmarking | ShrHoldr | Against | Against | For | |||||||
| Northeast Utilities | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| NU | CUSIP 664397106 | 05/01/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Richard H. Booth | Mgmt | For | For | For | |||||||
| 1.2 | Elect John S. Clarkeson | Mgmt | For | For | For | |||||||
| 1.3 | Elect Cotton M. Cleveland | Mgmt | For | For | For | |||||||
| 1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||||||
| 1.5 | Elect James S. DiStasio | Mgmt | For | For | For | |||||||
| 1.6 | Elect Francis A. Doyle | Mgmt | For | For | For | |||||||
| 1.7 | Elect Charles K. Gifford | Mgmt | For | For | For | |||||||
| 1.8 | Elect Paul A. La Camera | Mgmt | For | For | For | |||||||
| 1.9 | Elect Kenneth R. Leibler | Mgmt | For | For | For | |||||||
| 1.10 | Elect Thomas J. May | Mgmt | For | For | For | |||||||
| 1.11 | Elect Charles W. Shivery | Mgmt | For | For | For | |||||||
| 1.12 | Elect William C. Van Faasen | Mgmt | For | For | For | |||||||
| 1.13 | Elect Frederica M. Williams | Mgmt | For | For | For | |||||||
| 1.14 | Elect Dennis R. Wraase | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Northeast Utilities | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| NU | CUSIP 664397106 | 10/31/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Richard Booth | Mgmt | For | For | For | |||||||
| 1.2 | Elect John Clarkeson | Mgmt | For | For | For | |||||||
| 1.3 | Elect Cotton Cleveland | Mgmt | For | For | For | |||||||
| 1.4 | Elect Sanford Cloud, Jr. | Mgmt | For | For | For | |||||||
| 1.5 | Elect James DiStasio | Mgmt | For | For | For | |||||||
| 1.6 | Elect Francis Doyle | Mgmt | For | For | For | |||||||
| 1.7 | Elect Charles Gifford | Mgmt | For | For | For | |||||||
| 1.8 | Elect Paul La Camera | Mgmt | For | For | For | |||||||
| 1.9 | Elect Kenneth Leibler | Mgmt | For | For | For | |||||||
| 1.10 | Elect Thomas May | Mgmt | For | For | For | |||||||
| 1.11 | Elect Charles Shivery | Mgmt | For | For | For | |||||||
| 1.12 | Elect William Van Faasen | Mgmt | For | For | For | |||||||
| 1.13 | Elect Frederica Williams | Mgmt | For | For | For | |||||||
| 1.14 | Elect Dennis Wraase | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Re-approval of Material Terms of Performance Goals under the Incentive Plan | Mgmt | For | For | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Oracle Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| ORCL | CUSIP 68389X105 | 11/07/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Jeffrey Berg | Mgmt | For | For | For | |||||||
| 1.2 | Elect H. Raymond Bingham | Mgmt | For | Withhold | Against | |||||||
| 1.3 | Elect Michael Boskin | Mgmt | For | For | For | |||||||
| 1.4 | Elect Safra Catz | Mgmt | For | Withhold | Against | |||||||
| 1.5 | Elect Bruce Chizen | Mgmt | For | Withhold | Against | |||||||
| 1.6 | Elect George Conrades | Mgmt | For | For | For | |||||||
| 1.7 | Elect Lawrence Ellison | Mgmt | For | For | For | |||||||
| 1.8 | Elect Hector Garcia-Molina | Mgmt | For | For | For | |||||||
| 1.9 | Elect Jeffrey Henley | Mgmt | For | For | For | |||||||
| 1.10 | Elect Mark Hurd | Mgmt | For | For | For | |||||||
| 1.11 | Elect Donald Lucas | Mgmt | For | For | For | |||||||
| 1.12 | Elect Naomi Seligman | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 3 | Amendment to the 1993 Directors' Stock Plan | Mgmt | For | Against | Against | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 5 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | ShrHoldr | Against | For | Against | |||||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||||||
| 7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 8 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | |||||||
| Pandora Media Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| P | CUSIP 698354107 | 06/05/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect James M.P. Feuille | Mgmt | For | For | For | |||||||
| 1.2 | Elect Peter Gotcher | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Peabody Energy Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| BTU | CUSIP 704549104 | 04/29/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Gregory H. Boyce | Mgmt | For | For | For | |||||||
| 1.2 | Elect William A. Coley | Mgmt | For | For | For | |||||||
| 1.3 | Elect William E. James | Mgmt | For | For | For | |||||||
| 1.4 | Elect Robert B. Karn III | Mgmt | For | For | For | |||||||
| 1.5 | Elect Henry E. Lentz | Mgmt | For | For | For | |||||||
| 1.6 | Elect Robert A. Malone | Mgmt | For | For | For | |||||||
| 1.7 | Elect William C. Rusnack | Mgmt | For | For | For | |||||||
| 1.8 | Elect John F. Turner | Mgmt | For | For | For | |||||||
| 1.9 | Elect Sandra A. Van Trease | Mgmt | For | For | For | |||||||
| 1.10 | Elect Alan H. Washkowitz | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 4 | Approval of Material Terms of 2008 Management Annual Incentive Compensation Plan | Mgmt | For | For | For | |||||||
| 5 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||||
| 6 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||||||
| Petsmart, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PETM | CUSIP 716768106 | 06/14/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Angel Cabrera | Mgmt | For | For | For | |||||||
| 2 | Elect Rita V. Foley | Mgmt | For | For | For | |||||||
| 3 | Elect Rakesh Gangwal | Mgmt | For | For | For | |||||||
| 4 | Elect Joseph S. Hardin, Jr. | Mgmt | For | For | For | |||||||
| 5 | Elect Gregory P. Josefowicz | Mgmt | For | For | For | |||||||
| 6 | Elect Richard K. Lochridge | Mgmt | For | For | For | |||||||
| 7 | Elect Robert F. Moran | Mgmt | For | For | For | |||||||
| 8 | Elect Barbara A. Munder | Mgmt | For | For | For | |||||||
| 9 | Elect Thomas G. Stemberg | Mgmt | For | For | For | |||||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 11 | Amendment to the Executive Short-Term Incentive Plan | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Pfizer Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PFE | CUSIP 717081103 | 04/25/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Dennis A. Ausiello | Mgmt | For | For | For | |||||||
| 2 | Elect M. Anthony Burns | Mgmt | For | For | For | |||||||
| 3 | Elect W. Don Cornwell | Mgmt | For | For | For | |||||||
| 4 | Elect Frances D. Fergusson | Mgmt | For | For | For | |||||||
| 5 | Elect William H. Gray, III | Mgmt | For | For | For | |||||||
| 6 | Elect Helen H. Hobbs | Mgmt | For | For | For | |||||||
| 7 | Elect Constance J. Horner | Mgmt | For | For | For | |||||||
| 8 | Elect James M. Kilts | Mgmt | For | For | For | |||||||
| 9 | Elect George A. Lorch | Mgmt | For | For | For | |||||||
| 10 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||||
| 11 | Elect Ian C. Read | Mgmt | For | For | For | |||||||
| 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||||||
| 13 | Elect Marc Tessier-Lavigne | Mgmt | For | For | For | |||||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | ShrHoldr | Against | Against | For | |||||||
| 17 | Shareholder Proposal Regarding Right to Act by Written Consent | ShrHoldr | Against | For | Against | |||||||
| Philip Morris International Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PM | CUSIP 718172109 | 05/08/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Harold Brown | Mgmt | For | For | For | |||||||
| 2 | Elect Mathis Cabiallavetta | Mgmt | For | For | For | |||||||
| 3 | Elect Andre Calantzopoulos | Mgmt | For | For | For | |||||||
| 4 | Elect Louis Camilleri | Mgmt | For | For | For | |||||||
| 5 | Elect J. Dudley Fishburn | Mgmt | For | For | For | |||||||
| 6 | Elect Jennifer Li | Mgmt | For | For | For | |||||||
| 7 | Elect Graham Mackay | Mgmt | For | For | For | |||||||
| 8 | Elect Sergio Marchionne | Mgmt | For | For | For | |||||||
| 9 | Elect Kalpana Morparia | Mgmt | For | For | For | |||||||
| 10 | Elect Lucio Noto | Mgmt | For | For | For | |||||||
| 11 | Elect Robert Polet | Mgmt | For | For | For | |||||||
| 12 | Elect Carlos Slim Helu | Mgmt | For | For | For | |||||||
| 13 | Elect Stephen Wolf | Mgmt | For | For | For | |||||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Pioneer Natural Resources Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PXD | CUSIP 723787107 | 05/23/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Timothy L. Dove | Mgmt | For | For | For | |||||||
| 2 | Elect Charles E. Ramsey, Jr. | Mgmt | For | For | For | |||||||
| 3 | Elect Frank A. Risch | Mgmt | For | For | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 6 | Shareholder Proposal Regarding Hydraulic Fracturing | ShrHoldr | Against | Against | For | |||||||
| Precision Castparts Corp. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PCP | CUSIP 740189105 | 08/14/2012 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Mark Donegan | Mgmt | For | For | For | |||||||
| 1.2 | Elect Vernon Oechsle | Mgmt | For | For | For | |||||||
| 1.3 | Elect Rick Schmidt | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 4 | Amendment to the Executive Performance Incentive Plan | Mgmt | For | For | For | |||||||
| PVR Partners, L.P. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| PVR | CUSIP 693665101 | 06/05/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Robert J. Hall | Mgmt | For | For | For | |||||||
| 1.2 | Elect Marsha R. Perelman | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Regal Entertainment Group | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| RGC | CUSIP 758766109 | 05/08/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Thomas D. Bell, Jr. | Mgmt | For | For | For | |||||||
| 1.2 | Elect David H. Keyte | Mgmt | For | For | For | |||||||
| 1.3 | Elect Amy E. Miles | Mgmt | For | For | For | |||||||
| 1.4 | Elect Lee M. Thomas | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Amendment to the Annual Executive Incentive Program and 2002 Stock Incentive Plan | Mgmt | For | For | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Sally Beauty Holdings, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| SBH | CUSIP 79546E104 | 01/30/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Christian Brickman | Mgmt | For | For | For | |||||||
| 1.2 | Elect Marshall Eisenberg | Mgmt | For | For | For | |||||||
| 1.3 | Elect John Miller | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | Against | For | Against | |||||||
| SanDisk Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| SNDK | CUSIP 80004C101 | 06/12/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Michael E. Marks | Mgmt | For | For | For | |||||||
| 2 | Elect Kevin A. DeNuccio | Mgmt | For | For | For | |||||||
| 3 | Elect Irwin Federman | Mgmt | For | Against | Against | |||||||
| 4 | Elect Steven J. Gomo | Mgmt | For | For | For | |||||||
| 5 | Elect Eddy W. Hartenstein | Mgmt | For | For | For | |||||||
| 6 | Elect Chenming Hu | Mgmt | For | For | For | |||||||
| 7 | Elect Catherine P. Lego | Mgmt | For | For | For | |||||||
| 8 | Elect Sanjay Mehrotra | Mgmt | For | For | For | |||||||
| 9 | 2013 Incentive Plan | Mgmt | For | For | For | |||||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| SBA Communications Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| SBAC | CUSIP 78388J106 | 05/09/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Kevin L. Beebe | Mgmt | For | For | For | |||||||
| 2 | Elect Jack Langer | Mgmt | For | For | For | |||||||
| 3 | Elect Jeffrey A. Stoops | Mgmt | For | For | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Schlumberger N.V. (Schlumberger Limited) | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| SLB | CUSIP 806857108 | 04/10/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Peter L.S. Currie | Mgmt | For | For | For | |||||||
| 2 | Elect Anthony Isaac | Mgmt | For | Against | Against | |||||||
| 3 | Elect K.V. Kamath | Mgmt | For | For | For | |||||||
| 4 | Elect Paal Kibsgaard | Mgmt | For | For | For | |||||||
| 5 | Elect Nikolay Kudryavtsev | Mgmt | For | For | For | |||||||
| 6 | Elect Adrian Lajous | Mgmt | For | For | For | |||||||
| 7 | Elect Michael E. Marks | Mgmt | For | For | For | |||||||
| 8 | Elect Lubna Olayan | Mgmt | For | For | For | |||||||
| 9 | Elect Leo Rafael Reif | Mgmt | For | For | For | |||||||
| 10 | Elect Tore I. Sandvold | Mgmt | For | For | For | |||||||
| 11 | Elect Henri Seydoux | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 13 | Approval of Financial Statements/Dividends | Mgmt | For | For | For | |||||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
| 16 | Amendment to the Discounted Stock Purchase Plan | Mgmt | For | For | For | |||||||
| SLM Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| SLM | CUSIP 78442P106 | 05/30/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Ann Torre Bates | Mgmt | For | For | For | |||||||
| 2 | Elect William M. Diefenderfer III | Mgmt | For | For | For | |||||||
| 3 | Elect Diane Suitt Gilleland | Mgmt | For | For | For | |||||||
| 4 | Elect Earl A. Goode | Mgmt | For | For | For | |||||||
| 5 | Elect Ronald F. Hunt | Mgmt | For | For | For | |||||||
| 6 | Elect Albert L. Lord | Mgmt | For | For | For | |||||||
| 7 | Elect Barry A. Munitz | Mgmt | For | For | For | |||||||
| 8 | Elect Howard H. Newman | Mgmt | For | For | For | |||||||
| 9 | Elect Frank C. Puleo | Mgmt | For | For | For | |||||||
| 10 | Elect Wolfgang Schoellkopf | Mgmt | For | For | For | |||||||
| 11 | Elect Steven L. Shapiro | Mgmt | For | For | For | |||||||
| 12 | Elect Anthony Terracciano | Mgmt | For | For | For | |||||||
| 13 | Elect Barry Lawson Williams | Mgmt | For | For | For | |||||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 16 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | For | Against | |||||||
| Sprint Nextel Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| S | CUSIP 852061100 | 06/25/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Special | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Approve merger with Softbank Corp. | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Golden Parachutes | Mgmt | For | For | For | |||||||
| 3 | Right to Adjourn Meeting | Mgmt | For | For | For | |||||||
| Steel Dynamics, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| STLD | CUSIP 858119100 | 05/16/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Mark D. Millett | Mgmt | For | For | For | |||||||
| 1.2 | Elect Richard P. Teets, Jr. | Mgmt | For | For | For | |||||||
| 1.3 | Elect John C. Bates | Mgmt | For | Withhold | Against | |||||||
| 1.4 | Elect Keith E. Busse | Mgmt | For | For | For | |||||||
| 1.5 | Elect Frank D. Byrne | Mgmt | For | For | For | |||||||
| 1.6 | Elect Traci M. Dolan | Mgmt | For | For | For | |||||||
| 1.7 | Elect Paul B. Edgerley | Mgmt | For | For | For | |||||||
| 1.8 | Elect Jurgen Kolb | Mgmt | For | For | For | |||||||
| 1.9 | Elect James C. Marcuccilli | Mgmt | For | For | For | |||||||
| 1.10 | Elect Gabriel L. Shaheen | Mgmt | For | For | For | |||||||
| 1.11 | Elect James A. Tretheway | Mgmt | For | For | For | |||||||
| 2 | 2013 Executive Incentive Plan | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 5 | Approve transaction of other business if properly presented | Mgmt | For | Against | Against | |||||||
| Target Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| TGT | CUSIP 87612E106 | 06/12/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Roxanne S. Austin | Mgmt | For | For | For | |||||||
| 2 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||||||
| 3 | Elect Henrique de Castro | Mgmt | For | For | For | |||||||
| 4 | Elect Calvin Darden | Mgmt | For | For | For | |||||||
| 5 | Elect Mary N. Dillon | Mgmt | For | For | For | |||||||
| 6 | Elect James A. Johnson | Mgmt | For | Against | Against | |||||||
| 7 | Elect Mary E. Minnick | Mgmt | For | For | For | |||||||
| 8 | Elect Anne M. Mulcahy | Mgmt | For | Against | Against | |||||||
| 9 | Elect Derica W. Rice | Mgmt | For | For | For | |||||||
| 10 | Elect Gregg W. Steinhafel | Mgmt | For | For | For | |||||||
| 11 | Elect John G. Stumpf | Mgmt | For | For | For | |||||||
| 12 | Elect Solomon D. Trujillo | Mgmt | For | For | For | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 15 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||||||
| 16 | Shareholder Proposal Regarding Report on Electronic Waste | ShrHoldr | Against | Against | For | |||||||
| Teekay Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| TK | CUSIP Y8564W103 | 06/12/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Peter S. Janson | Mgmt | For | Withhold | Against | |||||||
| 1.2 | Elect Eileen A. Mercier | Mgmt | For | Withhold | Against | |||||||
| 1.3 | Elect Tore I. Sandvold | Mgmt | For | Withhold | Against | |||||||
| Teradata Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| TDC | CUSIP 88076W103 | 04/30/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Edward P. Boykin | Mgmt | For | For | For | |||||||
| 2 | Elect Cary T. Fu | Mgmt | For | For | For | |||||||
| 3 | Elect Victor L. Lund | Mgmt | For | For | For | |||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 6 | Shareholder Proposal Regarding Declassification of the Board | ShrHoldr | For | For | For | |||||||
| The Home Depot, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| HD | CUSIP 437076102 | 05/23/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | For | For | |||||||
| 2 | Elect Francis S. Blake | Mgmt | For | For | For | |||||||
| 3 | Elect Ari Bousbib | Mgmt | For | For | For | |||||||
| 4 | Elect Gregory D. Brenneman | Mgmt | For | For | For | |||||||
| 5 | Elect J. Frank Brown | Mgmt | For | For | For | |||||||
| 6 | Elect Albert P. Carey | Mgmt | For | For | For | |||||||
| 7 | Elect Armando M. Codina | Mgmt | For | Against | Against | |||||||
| 8 | Elect Bonnie G. Hill | Mgmt | For | For | For | |||||||
| 9 | Elect Karen Katen | Mgmt | For | For | For | |||||||
| 10 | Elect Mark Vadon | Mgmt | For | For | For | |||||||
| 11 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 13 | Approval of the Material Terms under the Management Incentive Plan | Mgmt | For | For | For | |||||||
| 14 | Amendment to the 2005 Omnibus Stock Incentive Plan | Mgmt | For | For | For | |||||||
| 15 | SHAREHOLDER PROPOSAL REGARDING EMPLOYMENT DIVERSITY REPORT | ShrHoldr | Against | Against | For | |||||||
| 16 | SHAREHOLDER PROPOSAL REGARDING STORMWATER MANAGEMENT POLICY | ShrHoldr | Against | Against | For | |||||||
| Tractor Supply Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| TSCO | CUSIP 892356106 | 05/02/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect James F. Wright | Mgmt | For | For | For | |||||||
| 1.2 | Elect Johnston C. Adams | Mgmt | For | For | For | |||||||
| 1.3 | Elect Peter D. Bewley | Mgmt | For | For | For | |||||||
| 1.4 | Elect Jack C. Bingleman | Mgmt | For | For | For | |||||||
| 1.5 | Elect Richard W. Frost | Mgmt | For | For | For | |||||||
| 1.6 | Elect Cynthia T. Jamison | Mgmt | For | For | For | |||||||
| 1.7 | Elect George MacKenzie | Mgmt | For | For | For | |||||||
| 1.8 | Elect Edna K. Morris | Mgmt | For | For | For | |||||||
| 1.9 | Elect Gregory A. Sandfort | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| U.S. Bancorp | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| USB | CUSIP 902973304 | 04/16/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Douglas M. Baker, Jr. | Mgmt | For | For | For | |||||||
| 2 | Elect Y. Marc Belton | Mgmt | For | For | For | |||||||
| 3 | Elect Victoria Buyniski Gluckman | Mgmt | For | For | For | |||||||
| 4 | Elect Arthur D. Collins, Jr. | Mgmt | For | Against | Against | |||||||
| 5 | Elect Richard K. Davis | Mgmt | For | For | For | |||||||
| 6 | Elect Roland A. Hernandez | Mgmt | For | For | For | |||||||
| 7 | Elect Doreen Woo Ho | Mgmt | For | For | For | |||||||
| 8 | Elect Joel W. Johnson | Mgmt | For | For | For | |||||||
| 9 | Elect Olivia F. Kirtley | Mgmt | For | For | For | |||||||
| 10 | Elect Jerry W. Levin | Mgmt | For | For | For | |||||||
| 11 | Elect David B. O'Maley | Mgmt | For | For | For | |||||||
| 12 | Elect O'Dell M. Owens | Mgmt | For | For | For | |||||||
| 13 | Elect Craig D. Schnuck | Mgmt | For | For | For | |||||||
| 14 | Elect Patrick T. Stokes | Mgmt | For | For | For | |||||||
| 15 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 16 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 17 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||||||
| United Parcel Service, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| UPS | CUSIP 911312106 | 05/02/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect F. Duane Ackerman | Mgmt | For | Against | Against | |||||||
| 2 | Elect Michael J. Burns | Mgmt | For | For | For | |||||||
| 3 | Elect D. Scott Davis | Mgmt | For | For | For | |||||||
| 4 | Elect Stuart E. Eizenstat | Mgmt | For | For | For | |||||||
| 5 | Elect Michael L. Eskew | Mgmt | For | For | For | |||||||
| 6 | Elect William R. Johnson | Mgmt | For | For | For | |||||||
| 7 | Elect Candace Kendle | Mgmt | For | For | For | |||||||
| 8 | Elect Ann M. Livermore | Mgmt | For | For | For | |||||||
| 9 | Elect Rudy H.P. Markham | Mgmt | For | For | For | |||||||
| 10 | Elect Clark T. Randt, Jr. | Mgmt | For | For | For | |||||||
| 11 | Elect Carol B. Tome | Mgmt | For | For | For | |||||||
| 12 | Elect Kevin M. Warsh | Mgmt | For | For | For | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
| 15 | Shareholder Proposal Regarding Recapitalization | ShrHoldr | Against | For | Against | |||||||
| Vantiv, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| VNTV | CUSIP 92210H105 | 04/30/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Lee Adrean | Mgmt | For | For | For | |||||||
| 1.2 | Elect Lori A. Beer | Mgmt | For | For | For | |||||||
| 1.3 | Elect Gary L. Lauer | Mgmt | For | For | For | |||||||
| 1.4 | Elect Thomas F. Ryan | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | |||||||
| 4 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Verisk Analytics, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| VRSK | CUSIP 92345Y106 | 05/15/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect John F. Lehman, Jr. | Mgmt | For | For | For | |||||||
| 1.2 | Elect Andrew G. Mills | Mgmt | For | For | For | |||||||
| 1.3 | Elect Constantine P. Iordanou | Mgmt | For | For | For | |||||||
| 1.4 | Elect Scott G. Stephenson | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | 2013 Equity Incentive Plan | Mgmt | For | For | For | |||||||
| 4 | Executive Officer Annual Incentive Plan | Mgmt | For | For | For | |||||||
| 5 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Visa Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| V | CUSIP 92826C839 | 01/30/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Gary Coughlan | Mgmt | For | For | For | |||||||
| 2 | Elect Mary Cranston | Mgmt | For | Against | Against | |||||||
| 3 | Elect Francisco Javier Fernandez Carbajal | Mgmt | For | For | For | |||||||
| 4 | Elect Robert Matschullat | Mgmt | For | For | For | |||||||
| 5 | Elect Cathy Minehan | Mgmt | For | For | For | |||||||
| 6 | Elect Suzanne Nora Johnson | Mgmt | For | For | For | |||||||
| 7 | Elect David Pang | Mgmt | For | For | For | |||||||
| 8 | Elect Joseph Saunders | Mgmt | For | For | For | |||||||
| 9 | Elect Charles Scharf | Mgmt | For | For | For | |||||||
| 10 | Elect William Shanahan | Mgmt | For | For | For | |||||||
| 11 | Elect John Swainson | Mgmt | For | For | For | |||||||
| 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 13 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 14 | Shareholder Proposal Regarding Lobbying Expenditures | ShrHoldr | Against | Against | For | |||||||
| Walgreen Co. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WAG | CUSIP 931422109 | 01/09/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Janice Babiak | Mgmt | For | For | For | |||||||
| 2 | Elect David J. Brailer | Mgmt | For | For | For | |||||||
| 3 | Elect Steven Davis | Mgmt | For | For | For | |||||||
| 4 | Elect William Foote | Mgmt | For | For | For | |||||||
| 5 | Elect Mark Frissora | Mgmt | For | For | For | |||||||
| 6 | Elect Ginger Graham | Mgmt | For | For | For | |||||||
| 7 | Elect Alan McNally | Mgmt | For | For | For | |||||||
| 8 | Elect Dominic Murphy | Mgmt | For | For | For | |||||||
| 9 | Elect Stefano Pessina | Mgmt | For | For | For | |||||||
| 10 | Elect Nancy Schlichting | Mgmt | For | For | For | |||||||
| 11 | Elect Alejandro Silva | Mgmt | For | For | For | |||||||
| 12 | Elect James Skinner | Mgmt | For | For | For | |||||||
| 13 | Elect Gregory Wasson | Mgmt | For | For | For | |||||||
| 14 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 15 | 2013 Omnibus Incentive Plan | Mgmt | For | For | For | |||||||
| 16 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | ShrHoldr | Against | For | Against | |||||||
| Walter Energy, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WLT | CUSIP 93317Q105 | 04/25/2013 | Take No Action | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Proxy Contest | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Edward G. Scholtz | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.2 | Elect Mark H. Lochtenberg | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.3 | Elect Robert H. Stan | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.4 | Elect Lawrence M. Clark, Jr. | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.5 | Elect Julian A. Treger | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.6 | Elect David R. Beatty | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.7 | Elect Mary R. Henderson | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.8 | Elect Patrick A. Kriegshauser | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.9 | Elect Graham Mascall | ShrHoldr | N/A | TNA | N/A | |||||||
| 1.10 | Elect Walter J. Scheller, III | ShrHoldr | N/A | TNA | N/A | |||||||
| 2 | Advisory Vote on Executive Compensation | ShrHoldr | N/A | TNA | N/A | |||||||
| 3 | Ratification of Auditor | ShrHoldr | N/A | TNA | N/A | |||||||
| Walter Energy, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WLT | CUSIP 93317Q105 | 04/25/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Proxy Contest | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect David R. Beatty | Mgmt | For | For | For | |||||||
| 1.2 | Elect Mary R. Henderson | Mgmt | For | For | For | |||||||
| 1.3 | Elect Jerry W. Kolb | Mgmt | For | For | For | |||||||
| 1.4 | Elect Patrick A. Kriegshauser | Mgmt | For | For | For | |||||||
| 1.5 | Elect Joseph B. Leonard | Mgmt | For | For | For | |||||||
| 1.6 | Elect Graham Mascall | Mgmt | For | For | For | |||||||
| 1.7 | Elect Bernard G. Rethore | Mgmt | For | For | For | |||||||
| 1.8 | Elect Walter J. Scheller, III | Mgmt | For | For | For | |||||||
| 1.9 | Elect Michael T. Tokarz | Mgmt | For | For | For | |||||||
| 1.10 | Elect A.J. Wagner | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Wells Fargo & Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WFC | CUSIP 949746101 | 04/23/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect John D. Baker II | Mgmt | For | Against | Against | |||||||
| 2 | Elect Elaine L. Chao | Mgmt | For | For | For | |||||||
| 3 | Elect John S. Chen | Mgmt | For | For | For | |||||||
| 4 | Elect Lloyd H. Dean | Mgmt | For | For | For | |||||||
| 5 | Elect Susan E. Engel | Mgmt | For | For | For | |||||||
| 6 | Elect Enrique Hernandez, Jr. | Mgmt | For | For | For | |||||||
| 7 | Elect Donald M. James | Mgmt | For | Against | Against | |||||||
| 8 | Elect Cynthia H. Milligan | Mgmt | For | Against | Against | |||||||
| 9 | Elect Federico F. Pena | Mgmt | For | For | For | |||||||
| 10 | Elect Howard V. Richardson | Mgmt | For | For | For | |||||||
| 11 | Elect Judith M. Runstad | Mgmt | For | For | For | |||||||
| 12 | Elect Stephen W. Sanger | Mgmt | For | For | For | |||||||
| 13 | Elect John G. Stumpf | Mgmt | For | For | For | |||||||
| 14 | Elect Susan G. Swenson | Mgmt | For | For | For | |||||||
| 15 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 16 | Approve the Company's Amended and Restated Long-Term Incentive Compensation Plan | Mgmt | For | For | For | |||||||
| 17 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 18 | Shareholder Proposal Regarding Independent Board Chairman | ShrHoldr | Against | For | Against | |||||||
| 19 | Shareholder Proposal Regarding Lobbying Report | ShrHoldr | Against | Against | For | |||||||
| 20 | Shareholder Proposal Regarding Discriminitory Mortgage Servicing and Foreclosure Practices | ShrHoldr | Against | Against | For | |||||||
| Weyerhaeuser Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WY | CUSIP 962166104 | 04/11/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Debra Cafaro | Mgmt | For | For | For | |||||||
| 2 | Elect Mark Emmert | Mgmt | For | For | For | |||||||
| 3 | Elect Daniel Fulton | Mgmt | For | For | For | |||||||
| 4 | Elect John Kieckhefer | Mgmt | For | For | For | |||||||
| 5 | Elect Wayne Murdy | Mgmt | For | For | For | |||||||
| 6 | Elect Nicole Piasecki | Mgmt | For | For | For | |||||||
| 7 | Elect Doyle Simons | Mgmt | For | For | For | |||||||
| 8 | Elect Richard Sinkfield | Mgmt | For | For | For | |||||||
| 9 | Elect D. Michael Steuert | Mgmt | For | For | For | |||||||
| 10 | Elect Kim Williams | Mgmt | For | For | For | |||||||
| 11 | Elect Charles Williamson | Mgmt | For | For | For | |||||||
| 12 | 2013 Long Term Incentive Plan | Mgmt | For | For | For | |||||||
| 13 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 14 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Whitewave Foods Company | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WWAV | CUSIP 966244105 | 04/17/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect Stephen L. Green | Mgmt | For | For | For | |||||||
| 2 | Elect Michelle P. Goolsby | Mgmt | For | For | For | |||||||
| 3 | Approval of the 2012 Stock Incentive Plan | Mgmt | For | For | For | |||||||
| 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 5 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | |||||||
| 6 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| Wisconsin Energy Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WEC | CUSIP 976657106 | 05/02/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1 | Elect John F. Bergstrom | Mgmt | For | For | For | |||||||
| 2 | Elect Barbara L. Bowles | Mgmt | For | For | For | |||||||
| 3 | Elect Patricia W. Chadwick | Mgmt | For | For | For | |||||||
| 4 | Elect Curt S. Culver | Mgmt | For | For | For | |||||||
| 5 | Elect Thomas J. Fischer | Mgmt | For | For | For | |||||||
| 6 | Elect Gale E. Klappa | Mgmt | For | For | For | |||||||
| 7 | Elect Henry W. Knueppel | Mgmt | For | For | For | |||||||
| 8 | Elect Ulice Payne, Jr. | Mgmt | For | For | For | |||||||
| 9 | Elect Mary Ellen Stanek | Mgmt | For | Against | Against | |||||||
| 10 | Ratification of Auditor | Mgmt | For | For | For | |||||||
| 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| Wolverine World Wide, Inc. | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WWW | CUSIP 978097103 | 04/18/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Jeffrey M. Boromisa | Mgmt | For | For | For | |||||||
| 1.2 | Elect David T. Kollat | Mgmt | For | For | For | |||||||
| 1.3 | Elect Timothy J. O'Donovan | Mgmt | For | For | For | |||||||
| 2 | Ratification of Auditor | Mgmt | For | Against | Against | |||||||
| 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | |||||||
| 4 | Stock Incentive Plan of 2013 | Mgmt | For | For | For | |||||||
| Wyndham Worldwide Corporation | ||||||||||||
| Ticker | Security ID: | Meeting Date | Meeting Status | |||||||||
| WYN | CUSIP 98310W108 | 05/14/2013 | Voted | |||||||||
| Meeting Type | Country of Trade | |||||||||||
| Annual | United States | |||||||||||
| Issue No. | Description | Proponent | Mgmt Rec | Vote Cast | For/Agnst Mgmt | |||||||
| 1.1 | Elect Brian Mulroney | Mgmt | For | For | For | |||||||
| 1.2 | Elect Michael H. Wargotz | Mgmt | For | For | For | |||||||
| 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | |||||||
| 3 | Ratification of Auditor | Mgmt | For | For | For | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Alternative Funds
| By: | /s/ Robert Conti | |
Robert Conti Chief Executive Officer and President | ||
Date: August 29, 2013