As filed with the Securities and Exchange Commission on August 27, 2014
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
Annual Report of Proxy Voting Record of Registered Management Investment Company
Investment Company Act file number: 811-21715
NEUBERGER BERMAN ALTERNATIVE FUNDS
(Exact Name of the Registrant as Specified in Charter)
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
(Address of Principal Executive Offices – Zip Code)
Registrant's telephone number, including area code: (212) 476-8800
Robert Conti
Chief Executive Officer and President
Neuberger Berman Alternative Funds
c/o Neuberger Berman Management LLC
605 Third Avenue, 2nd Floor
New York, New York 10158-0180
Arthur C. Delibert, Esq.
K&L Gates LLP
1601 K Street, N.W.
Washington, D.C. 20006-1600
(Names and Addresses of agents for service)
Date of fiscal year end: October 31
Date of reporting period: July 1, 2013 to June 30, 2014
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31, of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended, June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained on Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden of the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. Proxy Voting Record.
Neuberger Berman Global Long Short Fund
The fund was not operational during the period from July 1, 2013 to June 30, 2014.
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Absolute Return Multi-Manager Fund | |||||||
07/01/2013 - 06/30/2014 |
AGILENT TECHNOLOGIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
A | CUSIP 00846U101 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Heidi Fields | Management | For | For | For | ||
1.2 | Election Of Director: A. Barry Rand | Management | For | For | For | ||
2 | To Ratify The Audit And Finance Committee's Appointment Of Pricewaterhousecoopers Llp As Agilent's Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | To Re-approve The Performance Goals Under Agilent's 2009 Stock Plan. | Management | For | For | For | ||
4 | To Approve The Compensation Of Agilent's Named Executive Officers. | Management | For | For | For | ||
AIR PRODUCTS AND CHEMICALS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APD | CUSIP 009158106 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Chadwick C. deaton | Management | For | For | For | ||
1.2 | Election Of Director: Edward L. monser | Management | For | For | For | ||
1.3 | Election Of Director: Matthew H. paull | Management | For | For | For | ||
1.4 | Election Of Director: Lawrence S. smith | Management | For | For | For | ||
2 | Appointment Of Independent registered Public Accountants. ratification Of Appointment Of Kpmg llp, As Independent Registered Public accountants For Fiscal Year 2014. | Management | For | For | For | ||
3 | Advisory Vote On Executive Officer compensation. To Approve The compensation Of Named Executive officers. | Management | For | For | For | ||
4 | Approval Of Amendment Of The Company's Certificate Of Incorporation. To Amend The Certificate Of Incorporation To Phase Out And Eliminate The Classified Board. | Management | For | For | For | ||
BURGER KING WORLDWIDE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKW | CUSIP 121220107 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Alexandre Behring | Management | For | Withhold | Against | ||
1.2 | Election Of Director: Martin E. Franklin | Management | For | For | For | ||
1.3 | Election Of Director: Paul J. Fribourg | Management | For | For | For | ||
1.4 | Election Of Director: Bernardo Hees | Management | For | Withhold | Against | ||
1.5 | Election Of Director: Alan Parker | Management | For | For | For | ||
1.6 | Election Of Director: Carlos Alberto Sicupira | Management | For | Withhold | Against | ||
1.7 | Election Of Director: Roberto Thompson Motta | Management | For | Withhold | Against | ||
1.8 | Election Of Director: Alexandre Van Damme | Management | For | For | For | ||
2 | Approval, On An Advisory Basis, Of The Compensation Paid By Burger King Worldwide, Inc. To Its Named Executive Officers. | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Kpmg Llp As The Independent Registered Public Accounting Firm Of Burger King Worldwide, Inc. For 2014. | Management | For | For | For | ||
CAMECO CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCJ | CUSIP 13321L108 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | You Declare That The Shares Represented By This Voting Instruction Form Are Held, Beneficially Owned Or Controlled, Either Directly Or Indirectly, By A Resident Of Canada As Defined On The Form. If The Shares Are Held In The Names Of Two Or More People, Y | Shareholder | Against | Against | For | ||
2.1 | Election Of Director: Ian Bruce | Management | For | For | For | ||
2.2 | Election Of Director: Daniel Camus | Management | For | For | For | ||
2.3 | Election Of Director: John Clappison | Management | For | For | For | ||
2.4 | Election Of Director: Joe Colvin | Management | For | For | For | ||
2.5 | Election Of Director: James Curtiss | Management | For | For | For | ||
2.6 | Election Of Director: Donald Deranger | Management | For | For | For | ||
2.7 | Election Of Director: Catherine Gignac | Management | For | For | For | ||
2.8 | Election Of Director: Tim Gitzel | Management | For | For | For | ||
2.9 | Election Of Director: James Gowans | Management | For | For | For | ||
2.10 | Election Of Director: Nancy Hopkins | Management | For | For | For | ||
2.11 | Election Of Director: Anne Mclellan | Management | For | For | For | ||
2.12 | Election Of Director: Neil Mcmillan | Management | For | For | For | ||
2.13 | Election Of Director: Victor Zaleschuk | Management | For | For | For | ||
3 | Appoint Kpmg Llp As Auditors | Management | For | For | For | ||
4 | Resolved, On An Advisory Basis And Not To Diminish The Role And Responsibilities Of The Board Of Directors, That The Shareholder Accept The Approach To Executive Compensation Disclosed In Cameco's Management Proxy Circular Delivered In Advance Of The 2014 | Management | For | For | For | ||
5 | Resolved, That The Amended And Restated Bylaw No. 7 Of Cameco Corporation, As Approved By The Board On February 7, 2014, As Set Out In Appendix D Of Cameco's Proxy Circular Dated March 10, 2014, Be And Is Confirmed. | Management | For | For | For | ||
CISCO SYSTEMS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Carol A. Bartz | Management | For | For | For | ||
1.2 | Election Of Director: Marc Benioff | Management | For | For | For | ||
1.3 | Election Of Director: Gregory Q. brown | Management | For | For | For | ||
1.4 | Election Of Director: M. Michele burns | Management | For | For | For | ||
1.5 | Election Of Director: Michael D. capellas | Management | For | For | For | ||
1.6 | Election Of Director: John T. chambers | Management | For | For | For | ||
1.7 | Election Of Director: Brian L. Halla | Management | For | For | For | ||
1.8 | Election Of Director: Dr. John L. hennessy | Management | For | For | For | ||
1.9 | Election Of Director: Dr. Kristina M. johnson | Management | For | For | For | ||
1.10 | Election Of Director: Roderick C. mcgeary | Management | For | For | For | ||
1.11 | Election Of Director: Arun Sarin | Management | For | For | For | ||
1.12 | Election Of Director: Steven M. West | Management | For | For | For | ||
2 | Approval Of Amendment And restatement Of The 2005 Stock incentive Plan. | Management | For | For | For | ||
3 | Approval, On An Advisory Basis, Of executive Compensation. | Management | For | For | For | ||
4 | Ratification Of pricewaterhousecoopers Llp As cisco's Independent Registered public Accounting Firm For Fiscal 2014. | Management | For | For | For | ||
5 | Approval To Have Cisco Hold A competition For Giving Public Advice on The Voting Items In The Proxy filing For Cisco's 2014 Annual shareowners Meeting. | Shareholder | Against | For | Against | ||
CITIGROUP INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Michael L. Corbat | Management | For | For | For | ||
1.2 | Election Of Director: Duncan P. Hennes | Management | For | For | For | ||
1.3 | Election Of Director: Franz B. Humer | Management | For | For | For | ||
1.4 | Election Of Director: Eugene M. Mcquade | Management | For | For | For | ||
1.5 | Election Of Director: Michael E. O'neill | Management | For | For | For | ||
1.6 | Election Of Director: Gary M. Reiner | Management | For | For | For | ||
1.7 | Election Of Director: Judith Rodin | Management | For | For | For | ||
1.8 | Election Of Director: Robert L. Ryan | Management | For | For | For | ||
1.9 | Election Of Director: Anthony M. Santomero | Management | For | For | For | ||
1.10 | Election Of Director: Joan E. Spero | Management | For | For | For | ||
1.11 | Election Of Director: Diana L. Taylor | Management | For | For | For | ||
1.12 | Election Of Director: William S. Thompson, Jr. | Management | For | For | For | ||
1.13 | Election Of Director: James S. Turley | Management | For | For | For | ||
1.14 | Election Of Director: Ernesto Zedillo Ponce De Leon | Management | For | For | For | ||
2 | Proposal To Ratify The Selection Of Kpmg Llp As Citi's Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
3 | Advisory Approval Of Citi's 2013 Executive Compensation. | Management | For | For | For | ||
4 | Approval Of The Citigroup 2014 Stock Incentive Plan. | Management | For | For | For | ||
5 | Stockholder Proposal Requesting That Executives Retain A Significant Portion Of Their Stock Until Reaching Normal Retirement Age. | Shareholder | Against | Against | For | ||
6 | Stockholder Proposal Requesting A Report On Lobbying And Grassroots Lobbying Contributions. | Shareholder | Against | Against | For | ||
7 | Stockholder Proposal Requesting That The Board Institute A Policy To Make It More Practical To Deny Indemnification For Directors. | Shareholder | Against | Against | For | ||
8 | Stockholder Proposal Requesting Proxy Access For Shareholders. | Shareholder | Against | Against | For | ||
COOPER TIRE & RUBBER COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTB | CUSIP 216831107 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Roy V. Armes | Management | For | For | For | ||
1.2 | Election Of Director: Thomas P. Capo | Management | For | For | For | ||
1.3 | Election Of Director: Steven M. Chapman | Management | For | For | For | ||
1.4 | Election Of Director: John J. Holland | Management | For | For | For | ||
1.5 | Election Of Director: John F. Meier | Management | For | For | For | ||
1.6 | Election Of Director: John H. Shuey | Management | For | For | For | ||
1.7 | Election Of Director: Richard L. Wambold | Management | For | For | For | ||
1.8 | Election Of Director: Robert D. Welding | Management | For | For | For | ||
2 | To Ratify The Selection Of The Company's Independent Registered Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve The Cooper Tire & Rubber Company 2014 Incentive Compensation Plan. | Management | For | For | For | ||
4 | To Approve, By Non-binding Advisory Vote, Named Executive Officer Compensation. | Management | For | For | For | ||
EATON CORPORATION PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: George S. Barrett | Management | For | For | For | ||
1.2 | Election Of Director: Todd M. Bluedorn | Management | For | For | For | ||
1.3 | Election Of Director: Christopher M. Connor | Management | For | For | For | ||
1.4 | Election Of Director: Michael J. Critelli | Management | For | For | For | ||
1.5 | Election Of Director: Alexander M. Cutler | Management | For | For | For | ||
1.6 | Election Of Director: Charles E. Golden | Management | For | For | For | ||
1.7 | Election Of Director: Linda A. Hill | Management | For | For | For | ||
1.8 | Election Of Director: Arthur E. Johnson | Management | For | For | For | ||
1.9 | Election Of Director: Ned C. Lautenbach | Management | For | For | For | ||
1.10 | Election Of Director: Deborah L. Mccoy | Management | For | For | For | ||
1.11 | Election Of Director: Gregory R. Page | Management | For | For | For | ||
1.12 | Election Of Director: Gerald B. Smith | Management | For | For | For | ||
2 | Approving The Appointment Of Ernst & Young Llp As Independent Auditor For 2014 And Authorizing The Audit Committee Of The Board Of Directors To Set Its Remuneration. | Management | For | For | For | ||
3 | Advisory Approval Of The Company's Executive Compensation. | Management | For | For | For | ||
4 | Authorizing The Company Or Any Subsidiary Of The Company To Make Overseas Market Purchases Of Company Shares. | Management | For | For | For | ||
EXELIS, INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLS | CUSIP 30162A108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Paul J. Kern | Management | For | For | For | ||
1.2 | Election Of Director: Mark L. Reuss | Management | For | For | For | ||
1.3 | Election Of Director: Billie I. Williamson | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Deloitte & Touche Llp As Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
3 | Approval Of A Proposal To Amend The Exelis Amended And Restated Articles Of Incorporation To Declassify The Board Of Directors Starting In 2015. | Management | For | For | For | ||
4 | Approval Of A Proposal To Amend The Exelis Amended And Restated Articles Of Incorporation To Allow Shareholders To Call A Special Meeting. | Management | For | For | For | ||
5 | Approval, In An Advisory Vote, Of The compensation For Our Named executive Officers, As Described In the 2014 Proxy Statement. | Management | For | For | For | ||
FMC CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: K'lynne Johnson | Management | For | For | For | ||
1.2 | Election Of Director: William H. Powell | Management | For | For | For | ||
1.3 | Election Of Director: Vincent R. Volpe, Jr. | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | Approval, By Non-binding Vote, Of Executive Compensation. | Management | For | For | For | ||
GAP INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Domenico De sole | Management | For | For | For | ||
1.2 | Election Of Director: Robert J. Fisher | Management | For | Against | Against | ||
1.3 | Election Of Director: William S. fisher | Management | For | For | For | ||
1.4 | Election Of Director: Isabella D. goren | Management | For | For | For | ||
1.5 | Election Of Director: Bob L. Martin | Management | For | For | For | ||
1.6 | Election Of Director: Jorge P. montoya | Management | For | For | For | ||
1.7 | Election Of Director: Glenn K. murphy | Management | For | For | For | ||
1.8 | Election Of Director: Mayo A. shattuck Iii | Management | For | For | For | ||
1.9 | Election Of Director: Katherine tsang | Management | For | For | For | ||
1.10 | Election Of Director: Padmasree warrior | Management | For | For | For | ||
2 | Ratify The Selection Of Deloitte & touche Llp As Our Independent registered Public Accounting Firm for The Fiscal Year Ending On january 31, 2015. | Management | For | For | For | ||
3 | Hold An Advisory Vote To Approve The overall Compensation Of The Named executive Officers. | Management | For | For | For | ||
GILEAD SCIENCES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: John F. Cogan | Management | For | For | For | ||
1.2 | Election Of Director: Etienne F. davignon | Management | For | For | For | ||
1.3 | Election Of Director: Carla A. Hills | Management | For | For | For | ||
1.4 | Election Of Director: Kevin E. Lofton | Management | For | For | For | ||
1.5 | Election Of Director: John W. Madigan | Management | For | For | For | ||
1.6 | Election Of Director: John C. Martin | Management | For | For | For | ||
1.7 | Election Of Director: Nicholas G. Moore | Management | For | For | For | ||
1.8 | Election Of Director: Richard J. Whitley | Management | For | For | For | ||
1.9 | Election Of Director: Gayle E. Wilson | Management | For | For | For | ||
1.10 | Election Of Director: Per Wold-olsen | Management | For | For | For | ||
2 | To Ratify The Selection Of Ernst & young Llp By The Audit Committee Of the Board Of Directors As The independent Registered Public accounting Firm Of Gilead For The fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Vote On A Proposed Amendment To Gilead's Restated Certificate Of Incorporation To Designate Delaware Chancery Court As The Exclusive Forum For Certain Legal Actions. | Management | For | Against | Against | ||
4 | To Approve, On An Advisory Basis, The Compensation Of Our Named Executive Officers As Presented In The Proxy Statement. | Management | For | For | For | ||
5 | To Vote On A Stockholder Proposal, If Properly Presented At The Meeting, Requesting That The Board Adopt A Policy That The Chairman Of The board Of Directors Be An Independent Director. | Shareholder | Against | Against | For | ||
6 | To Vote On A Stockholder Proposal, If Properly Presented At The Meeting, Requesting That The Board Take Steps To Permit Stockholder Action by Written Consent. | Shareholder | Against | For | Against | ||
7 | To Vote On A Stockholder Proposal, If Properly Presented At The Meeting, Requesting That The Board Adopt A Policy That Incentive Compensation For The Chief Executive Officer Include Non-financial Measures Based On Patient Access To Gilead's Medicines. | Shareholder | Against | Against | For | ||
HUNTSMAN CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Jon M. Huntsman | Management | For | For | For | ||
1.2 | Dr. Patrick T. Harker | Management | For | For | For | ||
1.3 | Dr. Mary C. Beckerle | Management | For | For | For | ||
2 | Advisory Vote To Approve Named executive Officer Compensation. | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Deloitte & Touche Llp As Huntsman corporation's Independent registered Public Accounting Firm for The Year Ending December 31, 2014. | Management | For | For | For | ||
4 | Approval Of The Amendment And restatement Of The Huntsman Stock incentive Plan. | Management | For | For | For | ||
5 | Approval Of The Amendment And restatement Of The Certificate Of incorporation Of Huntsman corporation. | Management | For | For | For | ||
IAC/INTERACTIVECORP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IACI | CUSIP 44919P508 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Edgar Bronfman, Jr. | Management | For | For | For | ||
1.2 | Election Of Director: Chelsea Clinton | Management | For | For | For | ||
1.3 | Election Of Director: Sonali De Rycker | Management | For | For | For | ||
1.4 | Election Of Director: Barry Diller | Management | For | For | For | ||
1.5 | Election Of Director: Michael D. Eisner | Management | For | For | For | ||
1.6 | Election Of Director: Victor A. Kaufman | Management | For | For | For | ||
1.7 | Election Of Director: Donald R. Keough | Management | For | For | For | ||
1.8 | Election Of Director: Bryan Lourd | Management | For | For | For | ||
1.9 | David Rosenblatt | Management | For | For | For | ||
1.10 | Election Of Director: Alan G. Spoon | Management | For | For | For | ||
1.11 | Election Of Director: A. Von Furstenberg | Management | For | For | For | ||
1.12 | Election Of Director: Richard F. Zannino | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Ernst & Young Llp As Iac's Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
3 | To Approve A Non-binding Advisory Resolution On Executive Compensation. | Management | For | For | For | ||
JOHNSON & JOHNSON | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Mary Sue Coleman | Management | For | For | For | ||
1.2 | Election Of Director: James G. Cullen | Management | For | For | For | ||
1.3 | Election Of Director: Ian E.l. Davis | Management | For | For | For | ||
1.4 | Election Of Director: Alex Gorsky | Management | For | For | For | ||
1.5 | Election Of Director: Susan L. Lindquist | Management | For | For | For | ||
1.6 | Election Of Director: Mark B. Mcclellan | Management | For | For | For | ||
1.7 | Election Of Director: Anne M. Mulcahy | Management | For | For | For | ||
1.8 | Election Of Director: Leo F. Mullin | Management | For | For | For | ||
1.9 | Election Of Director: William D. Perez | Management | For | For | For | ||
1.10 | Election Of Director: Charles Prince | Management | For | For | For | ||
1.11 | Election Of Director: A. Eugene Washington | Management | For | For | For | ||
1.12 | Election Of Director: Ronald A. Williams | Management | For | For | For | ||
2 | Advisory Vote To Approve Named Executive Officer Compensation | Management | For | For | For | ||
3 | Ratification Of Appointment Of Independent Registered Public Accounting Firm For 2014 | Management | For | For | For | ||
4 | Shareholder Proposal - Executives To Retain Significant Stock | Shareholder | Against | For | Against | ||
PENTAIR LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNR | CUSIP H6169Q108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Glynis A. Bryan | Management | For | For | For | ||
1.2 | Election Of Director: Jerry W. Burris | Management | For | For | For | ||
1.3 | Election Of Director: Carol Anthony (john) Davidson | Management | For | For | For | ||
1.4 | Election Of Director: T. Michael glenn | Management | For | For | For | ||
1.5 | Election Of Director: David H.y. Ho | Management | For | For | For | ||
1.6 | Election Of Director: Randall J. hogan | Management | For | For | For | ||
1.7 | Election Of Director: David A. Jones | Management | For | For | For | ||
1.8 | Election Of Director: Ronald L. merriman | Management | For | For | For | ||
1.9 | Election Of Director: William T. monahan | Management | For | For | For | ||
1.10 | Election Of Director: Billie I. williamson | Management | For | For | For | ||
2 | To Elect Randall J. Hogan As The chairman Of The Board Of Directors | Management | For | For | For | ||
3.1 | To Elect The Member Of The compensation Committee: David A. jones | Management | For | For | For | ||
3.2 | To Elect The Member Of The compensation Committee: Glynis A. bryan | Management | For | For | For | ||
3.3 | To Elect The Member Of The compensation Committee: T. Michael glenn | Management | For | For | For | ||
3.4 | To Elect The Member Of The compensation Committee: William T. monahan | Management | For | For | For | ||
4 | To Elect Proxy Voting Services Gmbh as The Independent Proxy | Management | For | For | For | ||
5 | To Approve The 2013 Annual Report Of pentair Ltd., The Statutory Financial statements Of Pentair Ltd. For The year Ended December 31, 2013 And The consolidated Financial Statements of Pentair Ltd. For The Year Ended december 31, 2013 | Management | For | For | For | ||
6 | To Discharge The Board Of Directors and Executive Officers Of Pentair ltd. From Liability For The Year Ended december 31, 2013 | Management | For | For | For | ||
7.1 | To Re-elect Deloitte Ag As Statutory auditors Until The Next Annual general Meeting | Management | For | For | For | ||
7.2 | To Ratify Appointment Of Deloitte & touche Llp As Independent registered Public Accounting Firm for The Year Ending December 31, 2014 | Management | For | For | For | ||
7.3 | To Elect Pricewaterhousecoopers ag As Special Auditors Until The Next annual General Meeting | Management | For | For | For | ||
8.1 | To Approve The Appropriation Of results For The Year Ended december 31, 2013 As Proposed By The board Of Directors | Management | For | For | For | ||
8.2 | To Approve The Conversion And appropriation Of Reserves From capital Contributions To Distribute an Ordinary Cash Dividend As proposed By The Board Of Directors | Management | For | For | For | ||
9 | To Approve By Advisory Vote The compensation Of The Named Executive officers As Disclosed In The Proxy statement | Management | For | For | For | ||
10 | To Approve The Renewal Of The authorized Capital Of Pentair Ltd. | Management | For | For | For | ||
11 | To Approve The Merger Agreement By and Between Pentair Ltd. And Pentair plc. | Management | For | For | For | ||
12 | To Approve The Voting Cap Elimination proposal As Described In The Proxy statement. | Management | For | For | For | ||
13 | To Approve The Reserves Proposal As described In The Proxy Statement. | Management | For | For | For | ||
PFIZER INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Dennis A. Ausiello | Management | For | For | For | ||
1.2 | Election Of Director: W. Don Cornwell | Management | For | For | For | ||
1.3 | Election Of Director: Frances D. Fergusson | Management | For | For | For | ||
1.4 | Election Of Director: Helen H. Hobbs | Management | For | For | For | ||
1.5 | Election Of Director: Constance J. Horner | Management | For | For | For | ||
1.6 | Election Of Director: James M. Kilts | Management | For | For | For | ||
1.7 | Election Of Director: George A. Lorch | Management | For | For | For | ||
1.8 | Election Of Director: Shantanu Narayen | Management | For | For | For | ||
1.9 | Election Of Director: Suzanne Nora Johnson | Management | For | For | For | ||
1.10 | Election Of Director: Ian C. Read | Management | For | For | For | ||
1.11 | Election Of Director: Stephen W. Sanger | Management | For | For | For | ||
1.12 | Election Of Director: Marc Tessier-lavigne | Management | For | For | For | ||
2 | Ratify The Selection Of Kpmg Llp As Independent Registered Public Accounting Firm For 2014 | Management | For | For | For | ||
3 | Advisory Approval Of Executive Compensation | Management | For | For | For | ||
4 | Approval Of Pfizer Inc. 2014 Stock Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Lobbying Activities | Shareholder | Against | Against | For | ||
7 | Shareholder Proposal Regarding Action By Written Consent | Shareholder | Against | For | Against | ||
PVH CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVH | CUSIP 693656100 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Mary Baglivo | Management | For | For | For | ||
1.2 | Election Of Director: Brent Callinicos | Management | For | For | For | ||
1.3 | Election Of Director: Emanuel Chirico | Management | For | For | For | ||
1.4 | Election Of Director: Juan R. Figuereo | Management | For | For | For | ||
1.5 | Election Of Director: Joseph B. Fuller | Management | For | For | For | ||
1.6 | Election Of Director: Fred Gehring | Management | For | For | For | ||
1.7 | Election Of Director: Bruce Maggin | Management | For | For | For | ||
1.8 | Election Of Director: V. James Marino | Management | For | For | For | ||
1.9 | Election Of Director: Henry Nasella | Management | For | For | For | ||
1.10 | Election Of Director: Rita M. Rodriguez | Management | For | For | For | ||
1.11 | Election Of Director: Edward R. Rosenfeld | Management | For | For | For | ||
1.12 | Election Of Director: Craig Rydin | Management | For | For | For | ||
2 | Advisory Vote To Approve The Compensation Paid To The Company's Named Executive Officers. | Management | For | For | For | ||
3 | Ratification Of Auditors. | Management | For | For | For | ||
REGIS CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RGS | CUSIP 758932107 | 10/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Daniel G. Beltzman | Management | For | For | For | ||
1.2 | Election Of Director: James P. Fogarty | Management | For | For | For | ||
1.3 | Election Of Director: David J. Grissen | Management | For | For | For | ||
1.4 | Election Of Director: Daniel J. Hanrahan | Management | For | For | For | ||
1.5 | Election Of Director: Mark S. Light | Management | For | For | For | ||
1.6 | Election Of Director: Michael J. Merriman | Management | For | For | For | ||
1.7 | Election Of Director: Stephen E. Watson | Management | For | For | For | ||
1.8 | Election Of Director: David P. Williams | Management | For | For | For | ||
2 | Approval Of The Amendment Of The Company's Restated Articles Of Incorporation To Adopt Majority Voting For The Election Of Directors. | Management | For | For | For | ||
3 | Approval Of An Amendment Of The Company's 2004 Long-term Incentive Plan To Extend Its Term Through May 26, 2024. | Management | For | For | For | ||
4 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm. | Management | For | For | For | ||
5 | Approval Of An Advisory Vote On The Compensation Of The Company's Named Executive Officers (a "say-on-pay Vote"). | Management | For | For | For | ||
SIX FLAGS ENTERTAINMENT CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIX | CUSIP 83001A102 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Kurt M. Cellar | Management | For | For | For | ||
1.2 | Election Of Director: Charles A. Koppelman | Management | For | For | For | ||
1.3 | Election Of Director: Jon L. Luther | Management | For | For | For | ||
1.4 | Election Of Director: Usman Nabi | Management | For | For | For | ||
1.5 | Election Of Director: Stephen D. Owens | Management | For | For | For | ||
1.6 | Election Of Director: James Reid-anderson | Management | For | For | For | ||
1.7 | Election Of Director: Richard W. Roedel | Management | For | For | For | ||
2 | Advisory Vote To Ratify Kpmg Llp As The Company's Independent Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation. | Management | For | For | For | ||
STEVEN MADDEN, LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHOO | CUSIP 556269108 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Edward R Rosenfeld | Management | For | For | For | ||
1.2 | Election Of Director: Rose Peabody Lynch | Management | For | For | For | ||
1.3 | Election Of Director: John L Madden | Management | For | For | For | ||
1.4 | Election Of Director: Peter Migliorini | Management | For | For | For | ||
1.5 | Election Of Director: Richard P Randall | Management | For | For | For | ||
1.6 | Election Of Director: Ravi Sachdev | Management | For | For | For | ||
1.7 | Election Of Director: Thomas H Schwartz | Management | For | For | For | ||
1.8 | Election Of Director: Robert Smith | Management | For | For | For | ||
2 | To Ratify The Appointment Of Eisneramper Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve, By Non-binding Advisory Vote, The Executive Compensation Described In The Steven Madden, Ltd Proxy Statement. | Management | For | For | For | ||
SUNTRUST BANKS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STI | CUSIP 867914103 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Robert M. Beall, Ii | Management | For | For | For | ||
1.2 | Election Of Director: David H. Hughes | Management | For | For | For | ||
1.3 | Election Of Director: M. Douglas Ivester | Management | For | For | For | ||
1.4 | Election Of Director: Kyle Prechtl legg | Management | For | For | For | ||
1.5 | Election Of Director: William A. Linnenbringer | Management | For | For | For | ||
1.6 | Election Of Director: Donna S. Morea | Management | For | For | For | ||
1.7 | Election Of Director: David M. Ratcliffe | Management | For | For | For | ||
1.8 | Election Of Director: William H. Rogers, Jr. | Management | For | For | For | ||
1.9 | Election Of Director: Frank P. Scruggs, Jr. | Management | For | For | For | ||
1.10 | Election Of Director: Thomas R. Watjen | Management | For | For | For | ||
1.11 | Election Of Director: Dr. Phail Wynn, Jr. | Management | For | For | For | ||
2 | To Approve, On An Advisory Basis, The Company's Executive Compensation. | Management | For | For | For | ||
3 | To Approve An Amendment To The Suntrust Banks, Inc. 2009 Stock Plan. | Management | For | For | For | ||
4 | To Approve The Material Terms Of The Suntrust Banks, Inc. 2009 Stock Plan. | Management | For | For | For | ||
5 | To Approve The Material Terms Of The Suntrust Banks, Inc. Annual Incentive Plan. | Management | For | For | For | ||
6 | To Ratify The Appointment Of Ernst & Young Llp As Our Independent Auditor For 2014. | Management | For | For | For | ||
SYMANTEC CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Stephen M. Bennett | Management | For | For | For | ||
1.2 | Election Of Director: Michael A. Brown | Management | For | For | For | ||
1.3 | Election Of Director: Frank E. Dangeard | Management | For | For | For | ||
1.4 | Election Of Director: Geraldine B. Laybourne | Management | For | For | For | ||
1.5 | Election Of Director: David L. Mahoney | Management | For | For | For | ||
1.6 | Election Of Director: Robert S. Miller | Management | For | For | For | ||
1.7 | Election Of Director: Anita M. Sands | Management | For | For | For | ||
1.8 | Election Of Director: Daniel H. Schulman | Management | For | For | For | ||
1.9 | Election Of Director: V. Paul Unruh | Management | For | For | For | ||
1.10 | Election Of Director: Suzanne M. Vautrinot | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Kpmg Llp As Our Independent Registered Public Accounting Firm For The 2014 Fiscal Year | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation | Management | For | For | For | ||
4 | Approval Of Our 2013 Equity Incentive Plan | Management | For | For | For | ||
5 | Approval Of An Amendment To Our 2008 Employee Stock Purchase Plan | Management | For | For | For | ||
6 | Approval Of Our Amended And Restated Senior Executive Incentive Plan | Management | For | For | For | ||
TERADATA CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDC | CUSIP 88076W103 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Nancy E. Cooper | Management | For | For | For | ||
1.2 | Election Of Director: David E. Kepler | Management | For | For | For | ||
1.3 | Election Of Director: William S. Stavropoulos | Management | For | For | For | ||
2 | An Advisory (non-binding) Vote To Approve Executive Compensation. | Management | For | For | For | ||
3 | Approval Of An Amendment Of The Company's Certificate Of Incorporation To Provide For The Declassification Of Our Board Of Directors. | Management | For | For | For | ||
4 | Approval Of The Ratification Of The Appointment Of Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
THE DUN & BRADSTREET CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNB | CUSIP 26483E100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Austin A. Adams | Management | For | For | For | ||
1.2 | Election Of Director: Robert P. Carrigan | Management | For | For | For | ||
1.3 | Election Of Director: Christopher J. Coughlin | Management | For | For | For | ||
1.4 | Election Of Director: James N. Fernandez | Management | For | For | For | ||
1.5 | Election Of Director: Paul R. Garcia | Management | For | For | For | ||
1.6 | Election Of Director: Anastassia Lauterbach | Management | For | For | For | ||
1.7 | Election Of Director: Thomas J. Manning | Management | For | For | For | ||
1.8 | Election Of Director: Sandra E. Peterson | Management | For | For | For | ||
1.9 | Election Of Director: Judith A. Reinsdorf | Management | For | For | For | ||
2 | Ratify The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
3 | Advisory Approval Of The Company's Executive Compensation (say On Pay). | Management | For | For | For | ||
4 | Vote On A Shareholder Proposal Requesting The Board To Adopt A Policy Requiring An Independent Chairman Of The Board. | Shareholder | Against | Against | For | ||
THE ESTEE LAUDER COMPANIES INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Aerin Lauder | Management | For | For | For | ||
1.2 | Election Of Director: William P. lauder | Management | For | For | For | ||
1.3 | Election Of Director: Richard D. parsons | Management | For | For | For | ||
1.4 | Election Of Director: Lynn Forester de Rothschild | Management | For | For | For | ||
1.5 | Election Of Director: Richard F. zannino | Management | For | For | For | ||
2 | Ratification Of Appointment Of Kpmg llp As Independent Auditors For The 2014 Fiscal Year. | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive compensation. | Management | For | For | For | ||
4 | Approve The Estee Lauder Companies inc. Executive Annual Incentive Plan pursuant To Section 162(m) Of The internal Revenue Code. | Management | For | For | For | ||
5 | Vote On Stockholder Proposal concerning Sustainable Palm Oil. | Shareholder | Against | For | Against | ||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Robert B. allardice, Iii | Management | For | For | For | ||
1.2 | Election Of Director: Trevor Fetter | Management | For | For | For | ||
1.3 | Election Of Director: Liam E. Mcgee | Management | For | For | For | ||
1.4 | Election Of Director: Kathryn A. mikells | Management | For | For | For | ||
1.5 | Election Of Director: Michael G. morris | Management | For | For | For | ||
1.6 | Election Of Director: Thomas A. Renyi | Management | For | For | For | ||
1.7 | Election Of Director: Julie G. richardson | Management | For | For | For | ||
1.8 | Election Of Director: Virginia P. ruesterholz | Management | For | For | For | ||
1.9 | Election Of Director: Charles B. Strauss | Management | For | For | For | ||
1.10 | Election Of Director: H. Patrick Swygert | Management | For | For | For | ||
2 | Ratification Of The Appointment Of deloitte & Touche Llp As The independent Registered Public accounting Firm Of The Company For the Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | Management Proposal To Approve, On a Non-binding Advisory Basis, The compensation Of The Company's named Executive Officers As disclosed In The Company's Proxy statement. | Management | For | For | For | ||
4 | Management Proposal To Approve the Company's 2014 Incentive Stock plan. | Management | For | For | For | ||
5 | Management Proposal To Approve the Material Terms Of The Annual executive Bonus Program. | Management | For | For | For | ||
TYCO INTERNATIONAL LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Approve The Annual Report, The parent Company Financial Statements of Tyco International Ltd And The consolidated Financial Statements for The Fiscal Year Ended September 27, 2013 | Management | For | For | For | ||
2 | To Discharge The Board Of Directors from Liability For The Financial Year ended September 27, 2013 | Management | For | For | For | ||
3.1 | Election Of Director: Edward D. breen | Management | For | For | For | ||
3.2 | Election Of Director: Herman E. Bulls | Management | For | For | For | ||
3.3 | Election Of Director: Michael E. daniels | Management | For | For | For | ||
3.4 | Election Of Director: Frank M. drendel | Management | For | For | For | ||
3.5 | Election Of Director: Brian duperreault | Management | For | For | For | ||
3.6 | Election Of Director: Rajiv L. Gupta | Management | For | For | For | ||
3.7 | Election Of Director: George Oliver | Management | For | For | For | ||
3.8 | Election Of Director: Brendan R. o'neill | Management | For | For | For | ||
3.9 | Election Of Director: Jurgen tinggren | Management | For | For | For | ||
3.10 | Election Of Director: Sandra S. wijnberg | Management | For | For | For | ||
3.11 | Election Of Director: R. David Yost | Management | For | For | For | ||
4 | To Elect Edward D. Breen As Chair Of the Board Of Directors | Management | For | For | For | ||
5.1 | To Elect Rajiv L. Gupta As Member Of the Compensation And Human resources Committee | Management | For | For | For | ||
5.2 | To Elect Sandra S. Wijnberg As member Of The Compensation And human Resources Committee | Management | For | For | For | ||
5.3 | To Elect R. David Yost As Member Of the Compensation And Human resources Committee | Management | For | For | For | ||
6.1 | To Elect Deloitte Ag (zurich) As statutory Auditors Until The Next annual General Meeting | Management | For | For | For | ||
6.2 | To Ratify Appointment Of Deloitte & touche Llp As Independent registered Public Accounting Firm for Purposes Of United States securities Law Reporting For The year Ending September 26, 2014 | Management | For | For | For | ||
6.3 | To Elect Pricewaterhousecoopers ag (zurich) As Special Auditors Until the Next Annual General Meeting | Management | For | For | For | ||
7 | To Elect Bratschi, Wiederkehr & Buob as The Independent Proxy | Management | For | For | For | ||
8 | To Approve The Allocation Of Fiscal year 2013 Results | Management | For | For | For | ||
9 | To Approve The Payment Of An ordinary Cash Dividend In An Amount of Up To $0.72 Per Share Out Of Tyco's capital Contribution Reserve In Its statutory Accounts | Management | For | For | For | ||
10 | To Cast A Non-binding Advisory Vote to Approve Executive Compensation | Management | For | For | For | ||
VERA BRADLEY INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRA | CUSIP 92335C106 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Karen Kaplan | Management | For | For | For | ||
1.2 | Election Of Director: John E. Kyees | Management | For | For | For | ||
1.3 | Election Of Director: Matthew Mcevoy | Management | For | For | For | ||
1.4 | Election Of Director: Robert Wallstrom | Management | For | For | For | ||
2 | To Ratify The Audit Committee's Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For Fiscal 2015. | Management | For | For | For | ||
3 | To Approve, On An Advisory Basis, The Compensation Of The Company's Named Executive Officers. | Management | For | For | For | ||
VERINT SYSTEMS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRNT | CUSIP 92343X100 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Dan Bodner | Management | For | For | For | ||
1.2 | Election Of Director: Victor Demarines | Management | For | For | For | ||
1.3 | Election Of Director: John Egan | Management | For | For | For | ||
1.4 | Election Of Director: Larry Myers | Management | For | For | For | ||
1.5 | Election Of Director: Richard Nottenburg | Management | For | For | For | ||
1.6 | Election Of Director: Howard Safir | Management | For | For | For | ||
1.7 | Election Of Director: Earl Shanks | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Deloitte & Touche Llp As Independent Registered Public Accountants For The Year Ending January 31, 2015. | Management | For | For | For | ||
3 | To Approve, On An Advisory Basis, The Compensation Of The Named Executive Officers As Disclosed In The Accompanying Proxy Statement. | Management | For | For | For | ||
VERIZON COMMUNICATIONS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Shellye L. Archambeau | Management | For | For | For | ||
1.2 | Election Of Director: Richard L. Carrion | Management | For | For | For | ||
1.3 | Election Of Director: Melanie L. Healey | Management | For | For | For | ||
1.4 | Election Of Director: M. Frances Keeth | Management | For | For | For | ||
1.5 | Election Of Director: Robert W. Lane | Management | For | For | For | ||
1.6 | Election Of Director: Lowell C. Mcadam | Management | For | For | For | ||
1.7 | Election Of Director: Donald T. Nicolaisen | Management | For | For | For | ||
1.8 | Election Of Director: Clarence Otis, Jr. | Management | For | For | For | ||
1.9 | Election Of Director: Rodney E. Slater | Management | For | For | For | ||
1.10 | Election Of Director: Kathryn A. Tesija | Management | For | For | For | ||
1.11 | Election Of Director: Gregory D. Wasson | Management | For | For | For | ||
2 | Ratification Of Appointment Of Independent Registered Public Accounting Firm | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation | Management | For | For | For | ||
4 | Proposal To Implement Proxy Access | Management | For | For | For | ||
5 | Network Neutrality | Shareholder | Against | For | Against | ||
6 | Lobbying Activities | Shareholder | Against | For | Against | ||
7 | Severance Approval Policy | Shareholder | Against | For | Against | ||
8 | Shareholder Right To Call A Special Meeting | Shareholder | Against | For | Against | ||
9 | Shareholder Right To Act By Written Consent | Shareholder | Against | For | Against | ||
10 | Proxy Voting Authority | Shareholder | Against | Against | For | ||
WORLD WRESTLING ENTERTAINMENT, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWE | CUSIP 98156Q108 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Vincent K. Mcmahon | Management | For | For | For | ||
1.2 | Election Of Director: Stuart U. Goldfarb | Management | For | For | For | ||
1.3 | Election Of Director: Patricia A. Gottesman | Management | For | For | For | ||
1.4 | Election Of Director: David Kenin | Management | For | For | For | ||
1.5 | Election Of Director: Joseph H. Perkins | Management | For | For | For | ||
1.6 | Election Of Director: Frank A. Riddick, Iii | Management | For | For | For | ||
1.7 | Election Of Director: Jeffrey R. Speed | Management | For | For | For | ||
2 | Approval Of Amended And Restated 2007 Omnibus Incentive Plan. | Management | For | For | For | ||
3 | Ratification Of Deloitte & Touche Llp As Our Independent Registered Public Accounting Firm. | Management | For | For | For | ||
4 | Advisory Vote To Approve Executive Compensation. | Management | For | For | For | ||
ZOETIS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Gregory norden | Management | For | For | For | ||
1.2 | Election Of Director: Louise M. parent | Management | For | For | For | ||
1.3 | Election Of Director: Robert W. scully | Management | For | For | For | ||
2 | Say On Pay - An Advisory Vote On The approval Of Executive Compensation. | Management | For | For | For | ||
3 | Frequency Of Say On Pay - An advisory Vote On The Approval Of The frequency Of Shareholder Votes On executive Compensation. | Management | For | For | For | ||
4 | Approval Of The Zoetis Inc. 2013 equity And Incentive Plan. | Management | For | For | For | ||
5 | Proposal To Ratify Kpmg Llp As Our independent Public Accounting Firm for 2014. | Management | For | For | For | ||
AASTRA TECHNOLOGIES LIMITED | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AATSF | CUSIP 002922201 | 01/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Amalgamation Plan | Management | For | For | For | ||
2 | Amalgamation Plan | Management | For | For | For | ||
AINSWORTH LUMBER CO. LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANSBF | CUSIP 008914202 | 10/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
ALVOPETRO ENERGY LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALVOF | CUSIP 02255Q100 | 05/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Approve Remuneration of Directors and Auditors | Management | For | For | For | ||
8 | Adopt Stock Option Plan | Management | For | For | For | ||
AMERICAN GREETINGS CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AM | CUSIP 026375105 | 08/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | Against | Against | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | Against | Against | ||
AMERICAN SAFETY INSURANCE HOLDINGS, LTD | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASI | CUSIP G02995101 | 08/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
ANAREN, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANEN | CUSIP 032744104 | 02/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
ARTHROCARE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
ATMI, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATMI | CUSIP 00207R101 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
ATRIUM INNOVATIONS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATBIF | CUSIP 04963Y102 | 01/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
AUGUSTA RESOURCE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZC | CUSIP 050912203 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Fix Number of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Approve Remuneration of Directors and Auditors | Management | For | For | For | ||
11 | Ratify Shareholder Rights Plan | Management | For | For | For | ||
BEAM INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
BELO CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLC | CUSIP 080555105 | 09/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
BERRY PETROLEUM COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRY | CUSIP 085789105 | 12/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
BLYTH, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BTH | CUSIP 09643P207 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | 14A Executive Compensation | Management | For | Abstain | Against | ||
11 | Approve Stock Compensation Plan | Management | For | For | For | ||
12 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
BMC SOFTWARE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMC | CUSIP 055921100 | 07/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
BUCKEYE TECHNOLOGIES INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKI | CUSIP 118255108 | 08/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | Against | Against | ||
2 | Approve Motion to Adjourn Meeting | Management | For | Against | Against | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
CANADA BREAD COMPANY, LIMITED | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBDLF | CUSIP 134920107 | 04/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
CML HEALTHCARE INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMHIF | CUSIP 12582Q103 | 09/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Amalgamation Plan | Management | For | For | For | ||
COASTAL CONTACTS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COA | CUSIP 19044R207 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Amalgamation Plan | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
10 | 14A Executive Compensation | Management | For | For | For | ||
COASTAL ENERGY COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CENJF | CUSIP G22404118 | 01/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
COLONIAL PROPERTIES TRUST | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLP | CUSIP 195872106 | 09/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
COOPER TIRE & RUBBER COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTB | CUSIP 216831107 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
10 | Approve Stock Compensation Plan | Management | For | For | For | ||
11 | 14A Executive Compensation | Management | For | Abstain | Against | ||
COOPER TIRE & RUBBER COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTB | CUSIP 216831107 | 09/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
CORNERSTONE THERAPEUTICS INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRTX | CUSIP 21924P103 | 02/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
COSTA INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATX | CUSIP 22149T102 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
DELL INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 08/02/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | TNA | N/A | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | TNA | N/A | ||
3 | Approve Motion to Adjourn Meeting | Management | For | TNA | N/A | ||
DELL INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 08/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
DELL INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
DELL INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | Election of Directors (Majority Voting) | Management | For | For | For | ||
6 | Election of Directors (Majority Voting) | Management | For | For | For | ||
7 | Election of Directors (Majority Voting) | Management | For | For | For | ||
8 | Election of Directors (Majority Voting) | Management | For | For | For | ||
9 | Election of Directors (Majority Voting) | Management | For | For | For | ||
10 | Election of Directors (Majority Voting) | Management | For | For | For | ||
11 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
12 | 14A Executive Compensation | Management | For | For | For | ||
13 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | ||
DOLE FOOD COMPANY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOLE | CUSIP 256603101 | 10/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | Against | Against | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | Against | Against | ||
DREYFUS TREASURY PRIME CASH Management | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIRXX | CUSIP 261941108 | 12/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
EBIX, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBIX | CUSIP 278715206 | 12/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
8 | 14A Executive Compensation | Management | For | Abstain | Against | ||
ELAN CORPORATION, PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELN | CUSIP 284131A01 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Authorize Purchase of Assets | Management | For | For | For | ||
ELAN CORPORATION, PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELN | CUSIP 284131208 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
2 | Authorize Purchase of Assets | Management | For | For | For | ||
3 | Miscellaneous Corporate Actions | Management | For | For | For | ||
4 | Allot Relevant Securities | Management | For | For | For | ||
5 | Approve Charter Amendment | Management | For | For | For | ||
6 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | For | ||
7 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
EPL OIL & GAS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EPL | CUSIP 26883D108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
FOREST LABORATORIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRX | CUSIP 345838106 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
FOSTER WHEELER AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FWLT | CUSIP H27178104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | Election of Directors (Majority Voting) | Management | For | For | For | ||
6 | Election of Directors (Majority Voting) | Management | For | For | For | ||
7 | Election of Directors (Majority Voting) | Management | For | For | For | ||
8 | Election of Directors (Majority Voting) | Management | For | For | For | ||
9 | Election of Directors (Majority Voting) | Management | For | For | For | ||
10 | Election of Directors (Majority Voting) | Management | For | For | For | ||
11 | Election of Directors (Majority Voting) | Management | For | For | For | ||
12 | Election of Directors (Majority Voting) | Management | For | For | For | ||
13 | Election of Directors (Majority Voting) | Management | For | For | For | ||
14 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
15 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
16 | 14A Executive Compensation | Management | For | For | For | ||
17 | Election of Directors (Majority Voting) | Management | For | For | For | ||
18 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | ||
19 | Dividends | Management | For | For | For | ||
20 | Approve Financial Statements, Allocation of Income, and Discharge Directors | Management | For | For | For | ||
21 | Miscellaneous Corporate Actions | Management | For | Abstain | Against | ||
GARDNER DENVER, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GDI | CUSIP 365558105 | 07/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | For | For | ||
GENTIUM S.P.A | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GENT | CUSIP 37250B104 | 02/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | Election of Directors (Majority Voting) | Management | For | For | For | ||
6 | Election of Directors (Majority Voting) | Management | For | For | For | ||
7 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
8 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
10 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
11 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
GENTIUM S.P.A | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GENT | CUSIP 37250B104 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
GIVEN IMAGING LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GIVN | CUSIP M52020100 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Israel | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
HARRIS TEETER SUPERMARKETS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTSI | CUSIP 414585109 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
HI-TECH PHARMACAL CO., INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HITK | CUSIP 42840B101 | 12/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Election of Directors | Management | For | For | For | ||
11 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
12 | 14A Executive Compensation | Management | For | Abstain | Against | ||
13 | Transact Other Business | Management | For | For | For | ||
HUDSON CITY BANCORP, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCBK | CUSIP 443683107 | 12/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
5 | 14A Executive Compensation | Management | For | Abstain | Against | ||
INTERNATIONAL MINERALS CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IMZLF | CUSIP 459875100 | 11/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Fix Number of Directors | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | Election of Directors (Majority Voting) | Management | For | For | For | ||
6 | Election of Directors (Majority Voting) | Management | For | For | For | ||
7 | Election of Directors (Majority Voting) | Management | For | For | For | ||
8 | Approve Remuneration of Directors and Auditors | Management | For | For | For | ||
9 | Miscellaneous Corporate Actions | Management | For | For | For | ||
10 | Adopt Stock Option Plan | Management | For | For | For | ||
KEYNOTE SYSTEMS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KEYN | CUSIP 493308100 | 08/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | For | For | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
LEAP WIRELESS INTERNATIONAL, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEAP | CUSIP 521863308 | 10/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
LENDER PROCESSING SERVICES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LPS | CUSIP 52602EAC6 | 12/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
LIBERTY GLOBAL PLC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U104 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Stock Compensation Plan | Management | For | Against | Against | ||
2 | Adopt Non-Employee Director Plan | Management | For | Against | Against | ||
LIBERTY GLOBAL PLC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYK | CUSIP G5480U120 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Stock Compensation Plan | Management | For | Against | Against | ||
2 | Adopt Non-Employee Director Plan | Management | For | Against | Against | ||
LIBERTY GLOBAL PLC. | �� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LBTYA | CUSIP G5480U104 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | 14A Executive Compensation | Management | For | For | For | ||
6 | 14A Executive Compensation | Management | For | Abstain | Against | ||
7 | 14A Executive Compensation Vote Frequency | Management | For | Abstain | Against | ||
8 | Approve Charter Amendment | Management | For | For | For | ||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
10 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
11 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
LIFE TECHNOLOGIES CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LIFE | CUSIP 53217V109 | 08/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
LINNCO, LLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNCO | CUSIP 535782106 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
8 | 14A Executive Compensation | Management | For | Abstain | Against | ||
9 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
LSI CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSI | CUSIP 502161102 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
MAC-GRAY CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TUC | CUSIP 554153106 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
MAIDENFORM BRANDS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MFB | CUSIP 560305104 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
MAKO SURGICAL CORP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAKO | CUSIP 560879108 | 12/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
MARKET LEADER INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEDR | CUSIP 57056R103 | 08/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
MEGA BRANDS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MBLKF | CUSIP 58515N303 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
MITEL NETWORKS CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MITL | CUSIP 60671Q104 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | Election of Directors (Majority Voting) | Management | For | For | For | ||
6 | Election of Directors (Majority Voting) | Management | For | For | For | ||
7 | Election of Directors (Majority Voting) | Management | For | For | For | ||
8 | Election of Directors (Majority Voting) | Management | For | For | For | ||
9 | Election of Directors (Majority Voting) | Management | For | For | For | ||
10 | Approve Remuneration of Directors and Auditors | Management | For | For | For | ||
11 | Approve Stock Compensation Plan | Management | For | Against | Against | ||
MOLEX INCORPORATED | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOLX | CUSIP 608554101 | 11/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
9 | Approve Stock Compensation Plan | Management | For | For | For | ||
NASH-FINCH COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NAFC | CUSIP 631158102 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
NATIONAL TECHNICAL SYSTEMS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NTSC | CUSIP 638104109 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
NORDION INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NDZ | CUSIP 65563C105 | 06/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Acquisition Agreement | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
NV ENERGY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NVE | CUSIP 67073Y106 | 09/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
OMTHERA PHARMACEUTICALS INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OMTH | CUSIP 68217A103 | 07/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
OPTIMER PHARMACEUTICALS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OPTR | CUSIP 68401H104 | 10/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
ORIENT-EXPRESS HOTELS LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OEH | CUSIP G67743107 | 06/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Approve Company Name Change | Management | For | For | For | ||
10 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
OSISKO MINING CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OSKFF | CUSIP 688278100 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
2 | Miscellaneous Corporate Actions | Management | For | Against | Against | ||
3 | Adopt Stock Option Plan | Management | For | For | For | ||
4 | Ratify Shareholder Rights Plan | Management | For | Against | Against | ||
5 | Approve Stock Split | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Election of Directors | Management | For | For | For | ||
11 | Election of Directors | Management | For | For | For | ||
12 | Election of Directors | Management | For | For | For | ||
13 | Election of Directors | Management | For | For | For | ||
14 | Election of Directors | Management | For | For | For | ||
15 | Election of Directors | Management | For | For | For | ||
16 | Election of Directors | Management | For | For | For | ||
17 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
18 | Miscellaneous Corporate Actions | Management | For | For | For | ||
19 | Miscellaneous Corporate Actions | Management | For | For | For | ||
20 | 14A Executive Compensation | Management | For | For | For | ||
PACER INTERNATIONAL, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PACR | CUSIP 69373H106 | 03/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
PATHEON INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNHNF | CUSIP 70319W108 | 03/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Amalgamation Plan | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
PETROMINERALES LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PMGLF | CUSIP 71673R107 | 11/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
2 | Miscellaneous Corporate Actions | Management | For | For | For | ||
POWER-ONE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PWER | CUSIP 73930R102 | 07/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
RDA MICROELECTRONICS INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDA | CUSIP 749394102 | 12/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
RIVERBED TECHNOLOGY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RVBD | CUSIP 768573107 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
4 | Approve Stock Compensation Plan | Management | For | For | For | ||
ROCHESTER MEDICAL CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROCM | CUSIP 771497104 | 11/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | For | For | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
SAKS INCORPORATED | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SKS | CUSIP 79377W108 | 10/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
SHFL ENTERTAINMENT INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHFL | CUSIP 78423R105 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
SHOPPERS DRUG MART CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHDMF | CUSIP 82509W103 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Corporate Actions | Management | For | For | For | ||
SMITHFIELD FOODS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SFD | CUSIP 832248108 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
SOURCEFIRE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FIRE | CUSIP 83616T108 | 10/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | For | For | ||
SPARTAN STORES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPTN | CUSIP 846822104 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Election of Directors | Management | For | For | For | ||
11 | Election of Directors | Management | For | For | For | ||
12 | Approve Company Name Change | Management | For | For | For | ||
13 | 14A Executive Compensation | Management | For | Abstain | Against | ||
14 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
STEC, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STEC | CUSIP 784774101 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | �� | Proponent | Management Rec | Vote Cast | For/Agnst Management | |
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
STERLING BANCORP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STL | CUSIP 85917A100 | 02/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | 14A Executive Compensation | Management | For | Abstain | Against | ||
7 | Approve Stock Compensation Plan | Management | For | For | For | ||
8 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
STERLING BANCORP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STL | CUSIP 859158107 | 09/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Election of Directors | Management | For | For | For | ||
11 | Election of Directors | Management | For | For | For | ||
12 | Election of Directors | Management | For | For | For | ||
13 | Election of Directors | Management | For | For | For | ||
14 | Election of Directors | Management | For | For | For | ||
15 | 14A Executive Compensation | Management | For | For | For | ||
16 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
17 | Approve Stock Compensation Plan | Management | For | For | For | ||
STEWART ENTERPRISES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STEI | CUSIP 860370105 | 08/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | For | For | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
SUPERTEX, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SUPX | CUSIP 868532102 | 04/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
TARO PHARMACEUTICAL INDUSTRIES LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TARO | CUSIP M8737E108 | 03/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | 14A Executive Compensation | Management | For | For | For | ||
2 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
3 | 14A Executive Compensation | Management | For | For | For | ||
4 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
5 | 14A Executive Compensation | Management | For | For | For | ||
6 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
7 | 14A Executive Compensation | Management | For | For | For | ||
8 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
9 | Election of Directors (Majority Voting) | Management | For | For | For | ||
10 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
11 | Election of Directors (Majority Voting) | Management | For | For | For | ||
12 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
13 | Election of Directors (Majority Voting) | Management | N/A | For | N/A | ||
14 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
15 | Election of Directors (Majority Voting) | Management | N/A | For | N/A | ||
16 | Miscellaneous Corporate Actions | Management | N/A | Against | N/A | ||
TARO PHARMACEUTICAL INDUSTRIES LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TARO | CUSIP M8737E108 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Miscellaneous Compensation Plans | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Miscellaneous Corporate Actions | Management | For | For | For | ||
8 | Miscellaneous Corporate Actions | Management | For | For | For | ||
9 | Miscellaneous Corporate Actions | Management | For | For | For | ||
10 | Miscellaneous Corporate Actions | Management | For | For | For | ||
11 | Election of Directors (Majority Voting) | Management | For | For | For | ||
12 | Election of Directors (Majority Voting) | Management | For | For | For | ||
13 | Election of Directors (Majority Voting) | Management | N/A | For | N/A | ||
14 | Election of Directors (Majority Voting) | Management | N/A | For | N/A | ||
15 | Approve Option Grants | Management | For | For | For | ||
16 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
TEXAS INDUSTRIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXI | CUSIP 882491103 | 06/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
THE JONES GROUP INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNY | CUSIP 48020T101 | 04/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
TIME WARNER CABLE INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors (Majority Voting) | Management | For | For | For | ||
2 | Election of Directors (Majority Voting) | Management | For | For | For | ||
3 | Election of Directors (Majority Voting) | Management | For | For | For | ||
4 | Election of Directors (Majority Voting) | Management | For | For | For | ||
5 | Election of Directors (Majority Voting) | Management | For | For | For | ||
6 | Election of Directors (Majority Voting) | Management | For | For | For | ||
7 | Election of Directors (Majority Voting) | Management | For | For | For | ||
8 | Election of Directors (Majority Voting) | Management | For | For | For | ||
9 | Election of Directors (Majority Voting) | Management | For | For | For | ||
10 | Election of Directors (Majority Voting) | Management | For | For | For | ||
11 | Election of Directors (Majority Voting) | Management | For | For | For | ||
12 | Election of Directors (Majority Voting) | Management | For | For | For | ||
13 | Election of Directors (Majority Voting) | Management | For | For | For | ||
14 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
15 | 14A Executive Compensation | Management | For | Abstain | Against | ||
16 | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | ||
17 | S/H Proposal - Executive Compensation | Shareholder | Against | Against | For | ||
UNS ENERGY CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNS | CUSIP 903119105 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | 14A Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
UNS ENERGY CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNS | CUSIP 903119105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Election of Directors | Management | For | For | For | ||
5 | Election of Directors | Management | For | For | For | ||
6 | Election of Directors | Management | For | For | For | ||
7 | Election of Directors | Management | For | For | For | ||
8 | Election of Directors | Management | For | For | For | ||
9 | Election of Directors | Management | For | For | For | ||
10 | Election of Directors | Management | For | For | For | ||
11 | Election of Directors | Management | For | For | For | ||
12 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
13 | 14A Executive Compensation | Management | For | Abstain | Against | ||
XPO LOGISTICS INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XPO | CUSIP 983793100 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Election of Directors | Management | For | For | For | ||
4 | Ratify Appointment of Independent Auditors | Management | For | For | For | ||
5 | 14A Executive Compensation | Management | For | Abstain | Against | ||
XYRATEX LTD | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XRTX | CUSIP G98268108 | 02/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
ZALE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZLC | CUSIP 988858106 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | Abstain | Against | ||
2 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
3 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
ZOLTEK COMPANIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZOLT | CUSIP 98975W104 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Executive Compensation | Management | For | Abstain | Against | ||
ZYGO CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZIGO | CUSIP 989855101 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Motion to Adjourn Meeting | Management | For | For | For | ||
3 | 14A Extraordinary Transaction Executive Compensation | Management | For | Abstain | Against | ||
Alliance Global Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGI | ISIN Y00334105 | 09/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Minutes of the Annual General Meeting of Stockolders Held on Sept. 18, 2012 | Management | For | For | For | ||
2 | Appoint Independent Auditors | Management | For | For | For | ||
3 | Ratify Acts of the Board of Directors, Board Committees, and Officers for the Year 2012 | Management | For | For | For | ||
4 | Elect Andrew L. Tan as Director | Management | For | For | For | ||
5 | Elect Sergio R. Ortiz-Luis Jr. as Director | Management | For | For | For | ||
6 | Elect Kingson U. Sian as Director | Management | For | For | For | ||
7 | Elect Katherine L. Tan as Director | Management | For | For | For | ||
8 | Elect Winston S. Co as Director | Management | For | For | For | ||
9 | Elect Kevin Andrew L. Tan as Director | Management | For | For | For | ||
10 | Elect Alejo L. Villanueva Jr. as Director | Management | For | For | For | ||
AMBEV SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABEV3 | ISIN P0273U106 | 01/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Agreement to Absorb Companhia de Bebidas das Americas - Ambev | Management | For | For | For | ||
2 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For | For | ||
3 | Approve Independent Firm's Appraisal | Management | For | For | For | ||
4 | Approve Absorption of Companhia de Bebidas das Americas - Ambev | Management | For | For | For | ||
5 | Approve Acquisition Agreement between the Company and Ambev Brasil Bebidas S.A. (Ambev Brasil) | Management | For | For | For | ||
6 | Appoint Independent Firm to Appraise Proposed Transaction | Management | For | For | For | ||
7 | Approve Independent Firm's Appraisal | Management | For | For | For | ||
8 | Approve Acquisition of Ambev Brasil and Issuance of Shares in Connection with Acquisition | Management | For | For | For | ||
9 | Amend Article 5 to Reflect Changes in Capital | Management | For | For | For | ||
10 | Amend Corporate Purpose | Management | For | For | For | ||
11 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | For | For | ||
12 | Elect Victorio Carlos de Marchi as Director | Management | For | For | For | ||
13 | Elect Carlos Alves de Brito as Director | Management | For | For | For | ||
14 | Elect Marcel Hermann Telles as Director | Management | For | For | For | ||
15 | Elect Jose Heitor Attilio Gracioso as Director | Management | For | For | For | ||
16 | Elect Vicente Falconi Campos as Director | Management | For | For | For | ||
17 | Elect Luis Felipe Pedreira Dutra Leite as Director | Management | For | For | For | ||
18 | Elect Roberto Moses Thompson Motta as Director | Management | For | For | For | ||
19 | Elect Alvaro Antonio Cardoso de Sousa as Director | Management | For | For | For | ||
20 | Elect Paulo Alberto Lemann as Director | Management | For | For | For | ||
21 | Elect Antonio Carlos Augusto Ribeiro Bonchristiano as Director | Management | For | For | For | ||
22 | Elect Marcos de Barros Lisboa as Director | Management | For | For | For | ||
23 | Elect Luiz Fernando Ziegler de Saint Edmond as Alternate Director | Management | For | For | For | ||
24 | Consolidate Bylaws | Management | For | For | For | ||
American Airlines Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | ISIN 02376R102 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director James F. Albaugh | Management | For | For | For | ||
2 | Elect Director Jeffrey D. Benjamin | Management | For | For | For | ||
3 | Elect Director John T. Cahill | Management | For | For | For | ||
4 | Elect Director Michael J. Embler | Management | For | For | For | ||
5 | Elect Director Matthew J. Hart | Management | For | For | For | ||
6 | Elect Director Alberto Ibarguen | Management | For | For | For | ||
7 | Elect Director Richard C. Kraemer | Management | For | For | For | ||
8 | Elect Director Denise M. O'Leary | Management | For | For | For | ||
9 | Elect Director W. Douglas Parker | Management | For | For | For | ||
10 | Elect Director Ray M. Robinson | Management | For | For | For | ||
11 | Elect Director Richard P. Schifter | Management | For | For | For | ||
12 | Ratify Auditors | Management | For | For | For | ||
13 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
Anheuser-Busch InBev SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABI | ISIN B6399C107 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Belgium | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For | For | ||
2 | Receive Special Board Report Re: Authorized Capital | Management | N/A | N/A | N/A | ||
3 | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For | For | ||
4 | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For | For | ||
5 | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For | For | ||
6 | Receive Directors' Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
7 | Receive Auditors' Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
8 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
9 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For | For | ||
10 | Approve Discharge of Directors | Management | For | For | For | ||
11 | Approve Discharge of Auditors | Management | For | For | For | ||
12 | Reelect Kees Storm as Independent Director | Management | For | For | For | ||
13 | Reelect Mark Winkelman as Independent Director | Management | For | For | For | ||
14 | Reelect Alexandre Van Damme as Director | Management | For | For | For | ||
15 | Reelect Gregoire de Spoelberch as Director | Management | For | For | For | ||
16 | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | For | For | ||
17 | Reelect Marcel Herrmann Telles as Director | Management | For | For | For | ||
18 | Elect Paulo Lemann as Director | Management | For | For | For | ||
19 | Elect Alexandre Behring as Director | Management | For | For | For | ||
20 | Elect Elio Leoni Sceti as Independent Director | Management | For | For | For | ||
21 | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For | For | ||
22 | Elect Valentin Diez Morodo as Director | Management | For | For | For | ||
23 | Approve Remuneration Report | Management | For | Against | Against | ||
24 | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For | For | ||
25 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For | For | ||
Anhui Conch Cement Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0914 | ISIN Y01373102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Report of the Board of Directors | Management | For | For | For | ||
2 | Accept Report of the Supervisory Committee | Management | For | For | For | ||
3 | Accept Audited Financial Reports and International Financial Reporting Standards | Management | For | For | For | ||
4 | Elect Wang Jianchao as Director | Management | For | For | For | ||
5 | Approve KPMG Huazhen and KPMG as the PRC and International (Financial) Auditors Respectively, Reappoint KPMG Huazhen as the Internal Control Auditor of the Company, and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
6 | Approve Profit Distribution Proposal | Management | For | For | For | ||
7 | Amend Articles of Association | Management | For | For | For | ||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against | Against | ||
Asahi Group Holdings Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
2502 | ISIN J02100113 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 21.5 | Management | For | For | For | ||
2 | Elect Director Izumiya, Naoki | Management | For | For | For | ||
3 | Elect Director Kawatsura, Katsuyuki | Management | For | For | For | ||
4 | Elect Director Ikeda, Shiro | Management | For | For | For | ||
5 | Elect Director Takahashi, Katsutoshi | Management | For | For | For | ||
6 | Elect Director Okuda, Yoshihide | Management | For | For | For | ||
7 | Elect Director Koji, Akiyoshi | Management | For | For | For | ||
8 | Elect Director Bando, Mariko | Management | For | For | For | ||
9 | Elect Director Tanaka, Naoki | Management | For | For | For | ||
10 | Elect Director Ito, Ichiro | Management | For | For | For | ||
11 | Appoint Statutory Auditor Saito, Katsutoshi | Management | For | Against | Against | ||
Asics Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7936 | ISIN J03234150 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For | For | ||
2 | Amend Articles To Change Fiscal Year End | Management | For | For | For | ||
3 | Elect Director Oyama, Motoi | Management | For | For | For | ||
4 | Elect Director Hashimoto, Kosuke | Management | For | For | For | ||
5 | Elect Director Hijikata, Masao | Management | For | For | For | ||
6 | Elect Director Kato, Katsumi | Management | For | For | For | ||
7 | Elect Director Sano, Toshiyuki | Management | For | For | For | ||
8 | Elect Director Matsuo, Kazuhito | Management | For | For | For | ||
9 | Elect Director Kato, Isao | Management | For | For | For | ||
10 | Elect Director Tanaka, Katsuro | Management | For | For | For | ||
11 | Elect Director Miyakawa, Keiji | Management | For | For | For | ||
12 | Elect Director Kajiwara, Kenji | Management | For | For | For | ||
13 | Elect Director Hanai, Takeshi | Management | For | For | For | ||
14 | Appoint Statutory Auditor Mitsuya, Yuko | Management | For | For | For | ||
15 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against | Against | ||
Bayer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAYN | ISIN D0712D163 | 04/29/2014 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | TNA | N/A | ||
2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | TNA | N/A | ||
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | TNA | N/A | ||
4 | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | TNA | N/A | ||
5 | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | TNA | N/A | ||
6 | |||||||
7 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | TNA | N/A | ||
8 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | TNA | N/A | ||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | TNA | N/A | ||
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | TNA | N/A | ||
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | TNA | N/A | ||
12 | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | TNA | N/A | ||
13 | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | TNA | N/A | ||
14 | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | TNA | N/A | ||
15 | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | TNA | N/A | ||
16 | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | TNA | N/A | ||
17 | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | TNA | N/A | ||
18 | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | TNA | N/A | ||
19 | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | TNA | N/A | ||
20 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | TNA | N/A | ||
China Construction Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN Y1397N101 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Report of Board of Directors | Management | For | For | For | ||
2 | Accept Report of Board of Supervisors | Management | For | For | For | ||
3 | Accept Final Financial Accounts | Management | For | For | For | ||
4 | Approve Profit Distribution Plan | Management | For | For | For | ||
5 | Approve Budget of 2014 Fixed Assets Investment | Management | For | For | For | ||
6 | Appoint Accounting Firm for 2014 | Management | For | For | For | ||
7 | Elect Dong Shi as Director | Management | For | For | For | ||
8 | Elect Guo You as Shareholder Representative Supervisor | Management | For | For | For | ||
9 | Approve Plan on Authorisation to the Board of Directors Granted by Shareholders' General Meeting | Management | For | For | For | ||
Chongqing Rural Commercial Bank Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN Y1594G107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Report of the Board of Directors | Management | For | For | For | ||
2 | Accept Report of the Board of Supervisors | Management | For | For | For | ||
3 | Accept Financial Statements | Management | For | For | For | ||
4 | Approve Profit Distribution Plan for 2013 | Management | For | For | For | ||
5 | Accept Annual Report | Management | For | For | For | ||
6 | Approve Financial Budget Proposal | Management | For | For | For | ||
7 | Appoint PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
8 | Elect Xie Wenhui as Director | Management | For | For | For | ||
9 | Elect Li Zuwei as Director | Management | For | For | For | ||
10 | Elect Duan Xiaohua as Director | Management | For | For | For | ||
11 | Elect Sun Lida as Director | Management | For | For | For | ||
12 | Amend Articles of Association | Management | For | For | For | ||
13 | Amend Rules and Procedures of General Meetings | Management | For | For | For | ||
14 | Amend Rules and Procedures of Meetings of the Board of Directors | Management | For | For | For | ||
15 | Amend Rules and Procedures of Meetings of the Board of Supervisors | Management | For | For | For | ||
Companhia de Bebidas Das Americas - AMBEV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABEV3 | ISIN P0273U106 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For | For | ||
2 | Approve Allocation of Income and Dividends | Management | For | For | For | ||
3 | Elect Fiscal Council Members | Management | For | For | For | ||
4 | Ratify Remuneration Paid for Fiscal Year 2013 and Approve Remuneration of Company's Management | Management | For | For | For | ||
Companhia de Bebidas Das Americas - AMBEV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABEV3 | ISIN P0273U106 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Authorize Capitalization of Fiscal Benefits and Issue New Shares | Management | For | For | For | ||
2 | Authorize Capitalization of Fiscal Benefits without Issuing New Shares | Management | For | For | For | ||
3 | Amend Article 5 to Reflect Changes in Capital | Management | For | For | For | ||
Daikin Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN J10038115 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For | For | ||
2 | Authorize Share Repurchase Program | Management | For | For | For | ||
3 | Elect Director Inoue, Noriyuki | Management | For | For | For | ||
4 | Elect Director Togawa, Masanori | Management | For | For | For | ||
5 | Elect Director Terada, Chiyono | Management | For | For | For | ||
6 | Elect Director Ikebuchi, Kosuke | Management | For | For | For | ||
7 | Elect Director Kawamura, Guntaro | Management | For | For | For | ||
8 | Elect Director Tayano, Ken | Management | For | For | For | ||
9 | Elect Director Minaka, Masatsugu | Management | For | For | For | ||
10 | Elect Director Tomita, Jiro | Management | For | For | For | ||
11 | Elect Director Matsuzaki, Takashi | Management | For | For | For | ||
12 | Elect Director Takahashi, Koichi | Management | For | For | For | ||
13 | Elect Director Frans Hoorelbeke | Management | For | For | For | ||
14 | Elect Director David Swift | Management | For | For | For | ||
15 | Appoint Alternate Statutory Auditor Ono, Ichiro | Management | For | For | For | ||
16 | Approve Annual Bonus Payment to Directors | Management | For | For | For | ||
17 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For | For | ||
Daiwa House Industry Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN J11508124 | 06/27/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
18 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For | For | ||
19 | Elect Director Higuchi, Takeo | Management | For | For | For | ||
20 | Elect Director Ono, Naotake | Management | For | For | For | ||
21 | Elect Director Ogawa, Tetsuji | Management | For | For | For | ||
22 | Elect Director Ishibashi, Tamio | Management | For | For | For | ||
23 | Elect Director Nishimura, Tatsushi | Management | For | For | For | ||
24 | Elect Director Kawai, Katsutomo | Management | For | For | For | ||
25 | Elect Director Ishibashi, Takuya | Management | For | For | For | ||
26 | Elect Director Numata, Shigeru | Management | For | For | For | ||
27 | Elect Director Fujitani, Osamu | Management | For | For | For | ||
28 | Elect Director Hama, Takashi | Management | For | For | For | ||
29 | Elect Director Tsuchida, Kazuto | Management | For | For | For | ||
30 | Elect Director Yamamoto, Makoto | Management | For | For | For | ||
31 | Elect Director Hori, Fukujiro | Management | For | For | For | ||
32 | Elect Director Kosokabe, Takeshi | Management | For | For | For | ||
33 | Elect Director Yoshii, Keiichi | Management | For | For | For | ||
34 | Elect Director Kiguchi, Masahiro | Management | For | For | For | ||
35 | Elect Director Kamikawa, Koichi | Management | For | For | For | ||
36 | Elect Director Kimura, Kazuyoshi | Management | For | For | For | ||
37 | Elect Director Shigemori, Yutaka | Management | For | For | For | ||
38 | Appoint Statutory Auditor Matsumoto, Kuniaki | Management | For | For | For | ||
39 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For | For | ||
40 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | For | For | ||
Dreyfus Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN 261941108 | 12/06/2013 | Unvoted | |||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Gordon J. Davis | Management | For | N/A | N/A | ||
2 | Elect Director Whitney I. Gerard | Management | For | N/A | N/A | ||
3 | Elect Director Robin A. Melvin | Management | For | N/A | N/A | ||
4 | Elect Director Nathan Leventhal | Management | For | N/A | N/A | ||
5 | Elect Director Roslyn M. Watson | Management | For | N/A | N/A | ||
Emperor Watch & Jewellery Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN Y2289S109 | 05/08/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Declare Final Dividend | Management | For | For | For | ||
3 | Elect Cindy Yeung as Director | Management | For | For | For | ||
4 | Elect Fan Man Seung, Vanessa as Director | Management | For | For | For | ||
5 | Elect Chan Hon Piu as Director | Management | For | For | For | ||
6 | Authorize Board to Fix Directors' Remuneration | Management | For | For | For | ||
7 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against | Against | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | For | ||
10 | Authorize Reissuance of Repurchased Shares | Management | For | Against | Against | ||
Erste Group Bank AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBS | ISIN A19494102 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Austria | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
2 | Approve Allocation of Income | Management | For | For | For | ||
3 | Approve Discharge of Management Board | Management | For | For | For | ||
4 | Approve Discharge of Supervisory Board | Management | For | For | For | ||
5 | Approve Remuneration of Supervisory Board Members | Management | For | For | For | ||
6 | Approve Increase of Board Size | Management | For | For | For | ||
7 | Elect Bettina Breiteneder as Supervisory Board Member | Management | For | For | For | ||
8 | Elect Jan Homann as Supervisory Board Member | Management | For | For | For | ||
9 | Elect Juan Maria Nin Genova as Supervisory Board Member | Management | For | For | For | ||
10 | Elect Friedrich Roedler as Supervisory Board Member | Management | For | Against | Against | ||
11 | Elect Elisabeth Bleyleben-Koren as Supervisory Board Member | Management | For | For | For | ||
12 | Elect Gunter Griss as Supervisory Board Member | Management | For | For | For | ||
13 | Elect Elisabeth Krainer Senger-Weiss as Supervisory Board Member | Management | For | For | For | ||
14 | Ratify Ernst & Young as Auditors | Management | For | For | For | ||
15 | Approve Creation of EUR 171.8 Million Pool of Capital without Preemptive Rights | Management | For | For | For | ||
16 | Amend Articles | Management | For | For | For | ||
Fresenius SE & Co KGaA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRE | ISIN D27348123 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For | For | ||
3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For | For | ||
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For | For | ||
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For | For | ||
6 | Amend Affiliation Agreements with Subsidiaries | Management | For | For | For | ||
7 | Approve Capitalization of Reserves by Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members | Management | For | For | For | ||
8 | Approve Creation of EUR 121 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For | For | ||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For | For | ||
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For | For | ||
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For | For | ||
Gagfah SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFJ | ISIN L4121J101 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Board's Reports | Management | N/A | N/A | N/A | ||
2 | Presentation on Financial Year 2014 | Management | N/A | N/A | N/A | ||
3 | Receive Auditor's Reports | Management | N/A | N/A | N/A | ||
4 | Approve Financial Statements | Management | For | For | For | ||
5 | Approve Consolidated Financial Statements | Management | For | For | For | ||
6 | Approve Treatment of Net Loss | Management | For | For | For | ||
7 | Approve Discharge of Directors | Management | For | For | For | ||
8 | Elect Gerhard Zeiler as Independent Director | Management | For | For | For | ||
9 | Approve Remuneration of Directors | Management | For | For | For | ||
GT Capital Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTCAP | ISIN Y29045104 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Minutes of Previous Annual Stockholders' Meeting | Management | For | For | For | ||
2 | Approve Annual Report for the Year 2013 | Management | For | For | For | ||
3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Officers | Management | For | For | For | ||
4 | Elect Independent Auditors | Management | For | For | For | ||
5 | Amend Article Sixth of the Articles of Incorporation | Management | For | For | For | ||
6 | Amend Article III, Section 3 of the By-laws | Management | For | For | For | ||
7 | Elect George S.K. Ty as a Director | Management | For | For | For | ||
8 | Elect Arthur V. Ty as a Director | Management | For | For | For | ||
9 | Elect Alfred V. Ty as a Director | Management | For | For | For | ||
10 | Elect Carmelo Maria Luza Bautista as a Director | Management | For | For | For | ||
11 | Elect Roderico V. Puno as a Director | Management | For | For | For | ||
12 | Elect Solomon S. Cua as a Director | Management | For | For | For | ||
13 | Elect Jaime Miguel G. Belmonte as a Director | Management | For | For | For | ||
14 | Elect Christopher P. Beshouri as a Director | Management | For | For | For | ||
15 | Elect Wilfredo A. Paras as a Director | Management | For | For | For | ||
HeidelbergCement AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEI | ISIN D31709104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | N/A | N/A | N/A | ||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For | For | ||
3 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2013 | Management | For | For | For | ||
4 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2013 | Management | For | For | For | ||
5 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2013 | Management | For | For | For | ||
6 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2013 | Management | For | For | For | ||
7 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2013 | Management | For | For | For | ||
8 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2013 | Management | For | For | For | ||
9 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2013 | Management | For | For | For | ||
10 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2013 | Management | For | For | For | ||
11 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2013 | Management | For | For | For | ||
12 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2013 | Management | For | For | For | ||
13 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2013 | Management | For | For | For | ||
14 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2013 | Management | For | For | For | ||
15 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2013 | Management | For | For | For | ||
16 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2013 | Management | For | For | For | ||
17 | Approve Discharge of Supervisory Board Member allan Murray for Fiscal 2013 | Management | For | For | For | ||
18 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2013 | Management | For | For | For | ||
19 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2013 | Management | For | For | For | ||
20 | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eiblfor Fiscal 2013 | Management | For | For | For | ||
21 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014 | Management | For | For | For | ||
22 | Elect Fritz-Juergen Heckmann to the Supervisory Board | Management | For | For | For | ||
23 | Elect Ludwig Merckle to the Supervisory Board | Management | For | For | For | ||
24 | Elect Tobias Merckle to the Supervisory Board | Management | For | For | For | ||
25 | Elect Alan Murray to the Supervisory Board | Management | For | For | For | ||
26 | Elect Dr. Juergen Schneider to the Supervisory Board | Management | For | For | For | ||
27 | Elect Marion Weissenberger-Eibl to the Supervisory Board | Management | For | For | For | ||
28 | Approve Remuneration System for Management Board Members | Management | For | For | For | ||
29 | Amend Affiliation Agreements with Subsidiaries | Management | For | For | For | ||
Japan AirLines Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN J25979121 | 06/18/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 160 | Management | For | For | For | ||
2 | Amend Articles To Update Authorized Capital to Reflect Stock Split | Management | For | For | For | ||
3 | Elect Director Onishi, Masaru | Management | For | For | For | ||
4 | Elect Director Ueki, Yoshiharu | Management | For | For | For | ||
5 | Elect Director Sato, Nobuhiro | Management | For | For | For | ||
6 | Elect Director Kamikawa, Hirohide | Management | For | For | For | ||
7 | Elect Director Okawa, Junko | Management | For | For | For | ||
8 | Elect Director Fujita, Tadashi | Management | For | For | For | ||
9 | Elect Director Saito, Norikazu | Management | For | For | For | ||
10 | Elect Director Kainaka, Tatsuo | Management | For | For | For | ||
11 | Elect Director Iwata, Kimie | Management | For | For | For | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | ISIN 487836108 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director John Bryant | Management | For | For | For | ||
2 | Elect Director Stephanie A. Burns | Management | For | For | For | ||
3 | Elect Director La June Montgomery Tabron | Management | For | For | For | ||
4 | Elect Director Rogelio Rebolledo | Management | For | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
6 | Declassify the Board of Directors | Management | For | For | For | ||
7 | Ratify Auditors | Management | For | For | For | ||
8 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For | Against | ||
9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For | Against | ||
LENTA LTD | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN 52634T200 | 06/04/2014 | Take No Action | |||||
Meeting Type | Country of Trade | ||||||
Annual | Virgin Isl (UK) | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Financial Statements and Statutory Reports | Management | For | TNA | N/A | ||
2 | Approve Annual Report | Management | For | TNA | N/A | ||
3 | Ratify Ernst & Young LLC as Auditor and Authorize Board to Fix Its Remuneration | Management | For | TNA | N/A | ||
Life Healthcare Group Holdings Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LHC | ISIN S4682C100 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 September 2013 | Management | For | For | For | ||
2 | Re-elect Fran du Plessis as Director | Management | For | For | For | ||
3 | Re-elect Joel Netshitenzhe as Director | Management | For | For | For | ||
4 | Elect Marian Jacobs as Director | Management | For | For | For | ||
5 | Elect Royden Vice as Director | Management | For | For | For | ||
6 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with FJ Lombard as the Designated Audit Partner | Management | For | For | For | ||
7 | Re-elect Peter Golesworthy as Chairman of the Audit Committee | Management | For | For | For | ||
8 | Elect Fran du Plessis as Member of the Audit Committee | Management | For | For | For | ||
9 | Re-elect Louisa Mojela as Member of the Audit Committee | Management | For | For | For | ||
10 | Elect Royden Vice as Member of the Audit Committee | Management | For | For | For | ||
11 | Approve Remuneration Policy | Management | For | Against | Against | ||
12 | Authorise Board to Fix Remuneration of Auditors | Management | For | For | For | ||
13 | Place Authorised but Unissued Shares Under Control of Directors | Management | For | Against | Against | ||
14 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For | For | ||
15 | Authorise Repurchase of Up to Five Percent of Issued Share Capital | Management | For | For | For | ||
16 | Approve Remuneration of Non-Executive Directors | Management | For | For | For | ||
17 | Approve Financial Assistance to Related and Inter-related Companies | Management | For | For | For | ||
18 | Adopt New Memorandum of Incorporation | Management | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | ISIN 580135101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Susan E. Arnold | Management | For | For | For | ||
2 | ElectionElect Director Richard H. Lenny | Management | For | For | For | ||
3 | Elect Director Walter E. Massey | Management | For | For | For | ||
4 | Elect Director Cary D. McMillan | Management | For | For | For | ||
5 | Elect Director Sheila A. Penrose | Management | For | For | For | ||
6 | Elect Director John W. Rogers, Jr. | Management | For | For | For | ||
7 | Elect Director Roger W. Stone | Management | For | For | For | ||
8 | Elect Director Miles D. White | Management | For | For | For | ||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
10 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
11 | Ratify Auditors | Management | For | For | For | ||
12 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
13 | Elect Director Susan E. Arnold | Management | For | For | For | ||
14 | ElectionElect Director Richard H. Lenny | Management | For | For | For | ||
15 | Elect Director Walter E. Massey | Management | For | For | For | ||
16 | Elect Director Cary D. McMillan | Management | For | For | For | ||
17 | Elect Director Sheila A. Penrose | Management | For | For | For | ||
18 | Elect Director John W. Rogers, Jr. | Management | For | For | For | ||
19 | Elect Director Roger W. Stone | Management | For | For | For | ||
20 | Elect Director Miles D. White | Management | For | For | For | ||
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
22 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
23 | Ratify Auditors | Management | For | For | For | ||
24 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Mediaset Spa | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MS | ISIN T6688Q107 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Italy | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Slate Submitted by Fininvest Spa | Shareholder | None | N/A | N/A | ||
4 | Slate Submitted by Institutional Investors | Shareholder | None | For | N/A | ||
5 | Approve Internal Auditors' Remuneration | Management | For | For | For | ||
6 | Approve Integration of Auditors' Remuneration | Management | For | For | For | ||
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For | For | ||
Mizuho Financial Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN J4599L102 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | Against | Against | ||
2 | Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors' Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares | Management | For | For | For | ||
3 | Elect Director Sato, Yasuhiro | Management | For | For | For | ||
4 | Elect Director Tsujita, Yasunori | Management | For | For | For | ||
5 | Elect Director Aya, Ryusuke | Management | For | For | For | ||
6 | Elect Director Shimbo, Junichi | Management | For | For | For | ||
7 | Elect Director Fujiwara, Koji | Management | For | For | For | ||
8 | Elect Director Takahashi, Hideyuki | Management | For | For | For | ||
9 | Elect Director Funaki, Nobukatsu | Management | For | For | For | ||
10 | Elect Director Nomiyama, Akihiko | Management | For | For | For | ||
11 | Elect Director Ohashi, Mitsuo | Management | For | For | For | ||
12 | Elect Director Kawamura, Takashi | Management | For | For | For | ||
13 | Elect Director Kainaka, Tatsuo | Management | For | For | For | ||
14 | Elect Director Anraku, Kanemitsu | Management | For | For | For | ||
15 | Elect Director Ota, Hiroko | Management | For | For | For | ||
16 | Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So | Shareholder | Against | Against | For | ||
17 | Approve Alternate Income Allocation, with a Final Dividend of JPY 5 | Shareholder | Against | For | Against | ||
18 | Amend Articles to Put Director Nominees' and Statutory Auditor Nominees' Concurrent Posts at Listed Companies in Proxy Materials | Shareholder | Against | Against | For | ||
19 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | For | Against | ||
20 | Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | Against | For | ||
21 | Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect | Shareholder | Against | Against | For | ||
22 | Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups | Shareholder | Against | Against | For | ||
23 | Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company's Website | Shareholder | Against | Against | For | ||
24 | Amend Articles to Prohibit Mizuho Financial Group's Securities Companies from Manipulating Stock Prices on Green-Sheet Markets | Shareholder | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | ISIN 61166W101 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Gregory H. Boyce | Management | For | For | For | ||
2 | Elect Director Laura K. Ipsen | Management | For | For | For | ||
3 | Elect Director William U. Parfet | Management | For | For | For | ||
4 | Elect Director George H. Poste | Management | For | For | For | ||
5 | Ratify Auditors | Management | For | For | For | ||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
7 | Report on Risk of Genetic Engineering in Order to Work with Regulators | Shareholder | Against | Against | For | ||
8 | Report on Risk of Genetically Engineered Products | Shareholder | Against | Against | For | ||
Nampak Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NPK | ISIN S5326R114 | 02/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Andre de Ruyter as Director | Management | For | For | For | ||
2 | Elect Emmanuel Ikazoboh as Director | Management | For | For | For | ||
3 | Elect Ipeleng Mkhari as Director | Management | For | For | For | ||
4 | Re-elect Roy Andersen as Director | Management | For | For | For | ||
5 | Re-elect Phinda Madi as Director | Management | For | For | For | ||
6 | Reappoint Deloitte & Touche as Auditors of the Company with AF Mackie as the Individual Registered Auditor | Management | For | For | For | ||
7 | Re-elect Roy Smither as Chairman of the Audit Committee | Management | For | For | For | ||
8 | Re-elect Roy Andersen as Member of the Audit Committee | Management | For | For | For | ||
9 | Re-elect Nomfanelo Magwentshu as Member of the Audit Committee | Management | For | For | For | ||
10 | Re-elect Nosipho Molope as Member of the Audit Committee | Management | For | For | For | ||
11 | Approve Remuneration Policy | Management | For | For | For | ||
12 | Approve Non-Executive Directors' Fees | Management | For | For | For | ||
13 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For | For | ||
Naspers Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NPN | ISIN S53435103 | 08/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 31 March 2013 | Management | For | For | For | ||
2 | Approve Dividends for N Ordinary and A Ordinary Shares | Management | For | For | For | ||
3 | Reappoint PricewaterhouseCoopers Inc as Auditors of the Company with Anton Wentzel as Individual Registered Auditor | Management | For | For | For | ||
4 | Re-elect Lourens Jonker as Director | Management | For | For | For | ||
5 | Re-elect Fred Phaswana as Director | Management | For | For | For | ||
6 | Re-elect Ben van der Ross as Director | Management | For | For | For | ||
7 | Re-elect Ton Vosloo as Director | Management | For | For | For | ||
8 | Re-elect Francine-Ann du Plessis as Director | Management | For | For | For | ||
9 | Re-elect Francine-Ann du Plessis as Member of the Audit Committee | Management | For | For | For | ||
10 | Re-elect Ben van der Ross as Member of the Audit Committee | Management | For | For | For | ||
11 | Re-elect Boetie van Zyl as Member of the Audit Committee | Management | For | For | For | ||
12 | Approve Remuneration Policy | Management | For | Against | Against | ||
13 | Place Authorised but Unissued Shares under Control of Directors | Management | For | Against | Against | ||
14 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | Against | Against | ||
15 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For | For | ||
16 | Approve Remuneration of Board Chairman | Management | For | For | For | ||
17 | Approve Remuneration of Board Member (South African Resident) | Management | For | For | For | ||
18 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For | For | ||
19 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | Against | Against | ||
20 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For | For | ||
21 | Approve Remuneration of Audit Committee Chairman | Management | For | For | For | ||
22 | Approve Remuneration of Audit Committee Member | Management | For | For | For | ||
23 | Approve Remuneration of Risk Committee Chairman | Management | For | For | For | ||
24 | Approve Remuneration of Risk Committee Member | Management | For | For | For | ||
25 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For | For | ||
26 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For | For | ||
27 | Approve Remuneration of Nomination Committee Chairman | Management | For | For | For | ||
28 | Approve Remuneration of Nomination Committee Member | Management | For | For | For | ||
29 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For | For | ||
30 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For | For | ||
31 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For | For | ||
32 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For | For | ||
33 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For | For | ||
34 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For | For | ||
35 | Approve Remuneration of Board Chairman | Management | For | For | For | ||
36 | Approve Remuneration of Board Member (South African Resident) | Management | For | For | For | ||
37 | Approve Remuneration of Board Member (Non-South African Resident) | Management | For | For | For | ||
38 | Approve Remuneration of Board Member (Consultation Fee for Non-South African Resident) | Management | For | Against | Against | ||
39 | Approve Remuneration of Board Member (Daily Fee) | Management | For | For | For | ||
40 | Approve Remuneration of Audit Committee Chairman | Management | For | For | For | ||
41 | Approve Remuneration of Audit Committee Member | Management | For | For | For | ||
42 | Approve Remuneration of Risk Committee Chairman | Management | For | For | For | ||
43 | Approve Remuneration of Risk Committee Member | Management | For | For | For | ||
44 | Approve Remuneration of Human Resources and Remuneration Committee Chairman | Management | For | For | For | ||
45 | Approve Remuneration of Human Resources and Remuneration Committee Member | Management | For | For | For | ||
46 | Approve Remuneration of Nomination Committee Chairman | Management | For | For | For | ||
47 | Approve Remuneration of Nomination Committee Member | Management | For | For | For | ||
48 | Approve Remuneration of Social and Ethics Committee Chairman | Management | For | For | For | ||
49 | Approve Remuneration of Social and Ethics Committee Member | Management | For | For | For | ||
50 | Approve Remuneration of Naspers Representatives on Media24 Safety, Health and Environmental Committee | Management | For | For | For | ||
51 | Approve Remuneration of Trustees of Group Share Schemes/Other Personnel Funds | Management | For | For | For | ||
52 | Approve Remuneration of Chairman of Media24 Pension Fund | Management | For | For | For | ||
53 | Approve Remuneration of Trustees of Media24 Pension Fund | Management | For | For | For | ||
54 | Amend Memorandum of Incorporation | Management | For | For | For | ||
55 | Approve Financial Assistance to a Director or Prescribed Officer of the Company or to a Related or Inter-related Company or Corporation | Management | For | Against | Against | ||
56 | Approve Financial Assistance to Related or Inter-related Company or Corporation | Management | For | For | For | ||
57 | Authorise Repurchase of N Ordinary Shares | Management | For | For | For | ||
58 | Authorise Repurchase of A Ordinary Shares | Management | For | Against | Against | ||
Oceana Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OCE | ISIN S57090102 | 02/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Re-elect Peter de Beyer as Director | Management | For | For | For | ||
2 | Re-elect Francois Kuttel as Director | Management | For | For | For | ||
3 | Re-elect Peter Matlare as Director | Management | For | For | For | ||
4 | Re-elect Takula Tapela as Director | Management | For | For | For | ||
5 | Elect Noel Doyle as Director | Management | For | For | For | ||
6 | Elect Imraan Soomra as Director | Management | For | For | For | ||
7 | Reappoint Deloitte & Touche as Auditors of the Company | Management | For | For | For | ||
8 | Re-elect Zarina Bassa as Member of the Audit Committee | Management | For | For | For | ||
9 | Re-elect Peter de Beyer as Member of the Audit Committee | Management | For | For | For | ||
10 | Re-elect Saamsoodein Pather as Member of the Audit Committee | Management | For | For | For | ||
11 | Approve Remuneration Policy | Management | For | For | For | ||
12 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Management | For | For | For | ||
13 | Approve Remuneration of Non-executive Directors | Management | For | For | For | ||
14 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For | For | ||
15 | Approve Share Incentive Plan | Management | For | Against | Against | ||
16 | Approve Issue of Shares or Granting of Options in Terms of the Share Incentive Plan | Management | For | Against | Against | ||
17 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For | For | ||
18 | Approve the Amendments to the Black Economic Empowerment Transaction | Management | For | For | For | ||
19 | Authorise Board to Ratify and Execute Approved Resolution | Management | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | ISIN 713448108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Shona L. Brown | Management | For | For | For | ||
2 | Elect Director George W. Buckley | Management | For | For | For | ||
3 | Elect Director Ian M. Cook | Management | For | For | For | ||
4 | Elect Director Dina Dublon | Management | For | For | For | ||
5 | Elect Director Rona A. Fairhead | Management | For | For | For | ||
6 | Elect Director Ray L. Hunt | Management | For | For | For | ||
7 | Elect Director Alberto Ibarguen | Management | For | For | For | ||
8 | Elect Director Indra K. Nooyi | Management | For | For | For | ||
9 | Elect Director Sharon Percy Rockefeller | Management | For | For | For | ||
10 | Elect Director James J. Schiro | Management | For | For | For | ||
11 | Elect Director Lloyd G. Trotter | Management | For | For | For | ||
12 | Elect Director Daniel Vasella | Management | For | For | For | ||
13 | Elect Director Alberto Weisser | Management | For | For | For | ||
14 | Ratify Auditors | Management | For | For | For | ||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
16 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
17 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against | For | ||
18 | Stock Retention/Holding Period | Shareholder | Against | For | Against | ||
19 | Elect Director Shona L. Brown | Management | For | For | For | ||
20 | Elect Director George W. Buckley | Management | For | For | For | ||
21 | Elect Director Ian M. Cook | Management | For | For | For | ||
22 | Elect Director Dina Dublon | Management | For | For | For | ||
23 | Elect Director Rona A. Fairhead | Management | For | For | For | ||
24 | Elect Director Ray L. Hunt | Management | For | For | For | ||
25 | Elect Director Alberto Ibarguen | Management | For | For | For | ||
26 | Elect Director Indra K. Nooyi | Management | For | For | For | ||
27 | Elect Director Sharon Percy Rockefeller | Management | For | For | For | ||
28 | Elect Director James J. Schiro | Management | For | For | For | ||
29 | Elect Director Lloyd G. Trotter | Management | For | For | For | ||
30 | Elect Director Daniel Vasella | Management | For | For | For | ||
31 | Elect Director Alberto Weisser | Management | For | For | For | ||
32 | Ratify Auditors | Management | For | For | For | ||
33 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
34 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
35 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against | For | ||
36 | Stock Retention/Holding Period | Shareholder | Against | For | Against | ||
Piraeus Bank SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TPEIR | ISIN X06397156 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Authorize Share Capital Increase without Preemptive Rights | Management | For | For | For | ||
2 | Various Announcements | Management | N/A | N/A | N/A | ||
Piraeus Bank SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TPEIR | ISIN X06397156 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Discharge of Board and Auditors | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
4 | Elect Directors | Management | For | For | For | ||
5 | Approve Director Remuneration | Management | For | For | For | ||
6 | Elect Members of Audit Committee | Management | For | For | For | ||
7 | Authorize Board to Participate in Companies with Similar Business Interests | Management | For | For | For | ||
8 | Authorize Board to Determine and Approve the Administration of Assets | Management | For | For | For | ||
9 | Various Announcements | Management | N/A | N/A | N/A | ||
Pruksa Real Estate PCL | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PS | ISIN Y707A3147 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Thailand | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Minutes of Previous Meeting | Management | For | For | For | ||
2 | Acknowledge 2013 Operating Results | Management | N/A | N/A | N/A | ||
3 | Accept Financial Statements | Management | For | For | For | ||
4 | Approve Allocation of Income and Dividend of THB 0.85 Per Share | Management | For | For | For | ||
5 | Elect Adul Chandanachulaka as Director | Management | For | For | For | ||
6 | Elect Weerachai Ngamdeevilaisak as Director | Management | For | For | For | ||
7 | Elect Lersuk Chuladesa as Director | Management | For | For | For | ||
8 | Elect Rattana Promsawad as Director | Management | For | For | For | ||
9 | Approve Remuneration of Directors | Management | For | For | For | ||
10 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
11 | Reduce Registered Capital | Management | For | For | For | ||
12 | Amend Memorandum of Association to Reflect Decrease in Registered Capital | Management | For | For | For | ||
13 | Approve Issuance of Warrants to Directors and Management of the Company and its Subsidiaries | Management | For | Against | Against | ||
14 | Increase Registered Capital and Approve Allocation of the Company's Capital Increase Ordinary Shares | Management | For | Against | Against | ||
15 | Amend Memorandum of Association to Reflect Increase in Registered Capital | Management | For | Against | Against | ||
16 | Authorize Issuance of Debt Instruments | Management | For | For | For | ||
17 | Other Business | Management | For | Against | Against | ||
Sands China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN G7800X107 | 05/30/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Declare Final Dividend | Management | For | For | For | ||
3 | Elect Chiang Yun as Director | Management | For | For | For | ||
4 | Elect Iain Ferguson Bruce as Director | Management | For | Against | Against | ||
5 | Elect Charles Daniel Forman as Director | Management | For | For | For | ||
6 | Elect Robert Glen Goldstein as Director | Management | For | For | For | ||
7 | Authorize Board to Fix Directors' Remuneration | Management | For | For | For | ||
8 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | For | ||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against | Against | ||
11 | Authorize Reissuance of Repurchased Shares | Management | For | Against | Against | ||
Sanrio Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN J68209105 | 06/26/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Tsuji, Shintaro | Management | For | Against | Against | ||
2 | Elect Director Emori, Susumu | Management | For | Against | Against | ||
3 | Elect Director Fukushima, Kazuyoshi | Management | For | Against | Against | ||
4 | Elect Director Hatoyama, Rehito | Management | For | For | For | ||
5 | Elect Director Nakaya, Takahide | Management | For | Against | Against | ||
6 | Elect Director Miyauchi, Saburo | Management | For | Against | Against | ||
7 | Elect Director Sakiyama, Yuuko | Management | For | Against | Against | ||
8 | Elect Director Furuhashi, Yoshio | Management | For | Against | Against | ||
9 | Elect Director Nomura, Kosho | Management | For | Against | Against | ||
10 | Elect Director Shimomura, Yoichiro | Management | For | Against | Against | ||
11 | Elect Director Kishimura, Jiro | Management | For | Against | Against | ||
12 | Elect Director Kitamura, Norio | Management | For | Against | Against | ||
13 | Elect Director Shimaguchi, Mitsuaki | Management | For | Against | Against | ||
14 | Elect Director Hayakawa, Yoshiharu | Management | For | Against | Against | ||
15 | Elect Director Satomi, Haruki | Management | For | Against | Against | ||
16 | Approve Retirement Bonus Payment for Directors | Management | For | Against | Against | ||
The Hartford Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIG | ISIN 416515104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Robert B. Allardice, III | Management | For | For | For | ||
2 | Elect Director Trevor Fetter | Management | For | For | For | ||
3 | Elect Director Liam E. McGee | Management | For | For | For | ||
4 | Elect Director Kathryn A. Mikells | Management | For | For | For | ||
5 | Elect Director Michael G. Morris | Management | For | For | For | ||
6 | Elect Director Thomas A. Renyi | Management | For | For | For | ||
7 | Elect Director Julie G. Richardson | Management | For | For | For | ||
8 | Elect Director Virginia P. Ruesterholz | Management | For | For | For | ||
9 | Elect Director Charles B. Strauss | Management | For | For | For | ||
10 | Elect Director H. Patrick Swygert | Management | For | For | For | ||
11 | Ratify Auditors | Management | For | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
13 | Approve Omnibus Stock Plan | Management | For | For | For | ||
14 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | ISIN N8981F271 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Report of Management Board (Non-Voting) | Management | N/A | N/A | N/A | ||
2 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | N/A | N/A | N/A | ||
3 | Approve Remuneration Policy | Management | For | For | For | ||
4 | Approve Financial Statements and Allocation of Income | Management | For | For | For | ||
5 | Approve Discharge of Executive Board Members | Management | For | For | For | ||
6 | Approve Discharge of Non-Executive Board Members | Management | For | For | For | ||
7 | Reelect P.G.J.M. Polman as an Executive Director | Management | For | For | For | ||
8 | Relect R.J-M.S. Huet as an Executive Director | Management | For | For | For | ||
9 | Reelect L.M. Cha as a Non-Executive Director | Management | For | For | For | ||
10 | Reelect L.O. Fresco as a Non-Executive Director | Management | For | For | For | ||
11 | Reelect A.M. Fudge as a Non-Executive Director | Management | For | For | For | ||
12 | Reelect B.E. Grote as a Non-Executive Director | Management | For | For | For | ||
13 | Reelect M.Ma as a Non-Executive Director | Management | For | For | For | ||
14 | Reelect H. Nyasulu as a Non-Executive Director | Management | For | For | For | ||
15 | Reelect M. Rifkind as a Non-Executive Director | Management | For | For | For | ||
16 | Reelect J. Rishton as a Non-Executive Director | Management | For | For | For | ||
17 | Reelect K.J. Storm as a Non-Executive Director | Management | For | For | For | ||
18 | Reelect M. Treschow as a Non-Executive Director | Management | For | For | For | ||
19 | Reelect P.S. Walsh as a Non-Executive Director | Management | For | For | For | ||
20 | Elect F Sijbesma as a Non-Executive Director | Management | For | For | For | ||
21 | Ratify KPMG as Auditors | Management | For | For | For | ||
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For | For | ||
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | For | ||
24 | Approve Cancellation of Repurchased Shares | Management | For | For | For | ||
25 | Allow Questions and Close Meeting | Management | N/A | N/A | N/A | ||
United Arrows | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN J9426H109 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 47 | Management | For | For | For | ||
2 | Elect Director Takeda, Mitsuhiro | Management | For | For | For | ||
3 | Elect Director Fujisawa, Mitsunori | Management | For | For | For | ||
4 | Elect Director Koizumi, Masami | Management | For | For | For | ||
5 | Elect Director Higashi, Hiroyuki | Management | For | For | For | ||
6 | Elect Director Ishiwata, Gaku | Management | For | For | For | ||
7 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against | Against | ||
Via Varejo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVAR3 | ISIN P9783A153 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Brazil | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2013 | Management | For | For | For | ||
2 | Approve Allocation of Income and Dividends | Management | For | For | For | ||
3 | Elect Fiscal Council Members and Alternates | Management | For | For | For | ||
Via Varejo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVAR3 | ISIN P9783A153 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Investment Plan | Management | For | For | For | ||
2 | Approve Remuneration of Company's Management | Management | For | Against | Against | ||
Via Varejo SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVAR3 | ISIN P9783A153 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Brazil | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Cancel Stock Option Plan | Management | For | For | For | ||
2 | Approve Stock Option Plan | Management | For | Against | Against | ||
3 | Approve Stock Option Compensation Plan | Management | For | Against | Against | ||
Volkswagen AG (VW) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOW3 | ISIN D94523103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights | Management | For | For | For | ||
ACTAVIS PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACT | CUSIP G0083B108 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approving The Issuance Of Ordinary Shares Pursuant To The Agreement And Plan Of Merger, Dated February 17, 2014, Among Actavis Plc (actavis), Forest Laboratories, Inc. (forest), Tango Us Holdings Inc., Tango Merger Sub 1 Llc And Tango Merger Sub 2 Llc (th | Management | For | For | For | ||
2 | Approving Any Motion To Adjourn The Actavis Extraordinary General Meeting (the Actavis Egm), Or Any Adjournments Thereof, To Another Time Or Place If Necessary Or Appropriate To, Among Other Things, Solicit Additional Proxies If There Are Insufficient Vot | Management | For | For | For | ||
AMERICAN AIRLINES GROUP, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: James F. Albaugh | Management | For | For | For | ||
1.2 | Election Of Director: Jeffrey D. Benjamin | Management | For | For | For | ||
1.3 | Election Of Director: John T. Cahill | Management | For | For | For | ||
1.4 | Election Of Director: Michael J. Embler | Management | For | For | For | ||
1.5 | Election Of Director: Matthew J. Hart | Management | For | For | For | ||
1.6 | Election Of Director: Alberto Ibarguen | Management | For | For | For | ||
1.7 | Election Of Director: Richard C. Kraemer | Management | For | For | For | ||
1.8 | Election Of Director: Denise M. O'leary | Management | For | For | For | ||
1.9 | Election Of Director: W. Douglas Parker | Management | For | For | For | ||
1.10 | Election Of Director: Ray M. Robinson | Management | For | For | For | ||
1.11 | Election Of Director: Richard P. Schifter | Management | For | For | For | ||
2 | A Proposal To Ratify The Appointment Of Kpmg Llp As The Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | A Proposal To Consider And Approve, On A Non-binding, Advisory Basis, The Compensation Of American Airlines Group Inc.'s Named Executive Officers As Disclosed In The Proxy Statement. | Management | For | For | For | ||
AMERICAN REALTY CAPITAL PROPERTIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARCP | CUSIP 02917T104 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Nicholas S. Schorsch | Management | For | For | For | ||
1.2 | Edward M. Weil, Jr. | Management | For | For | For | ||
1.3 | William M. Kahane | Management | For | For | For | ||
1.4 | Leslie D. Michelson | Management | For | For | For | ||
1.5 | Edward G. Rendell | Management | For | For | For | ||
1.6 | Scott J. Bowman | Management | For | For | For | ||
1.7 | William G. Stanley | Management | For | For | For | ||
1.8 | Thomas A. Andruskevich | Management | For | For | For | ||
1.9 | Scott P. Sealy, Sr. | Management | For | For | For | ||
2 | To Ratify The Appointment Of Grant Thornton Llp As The Company's Independent Auditor For 2014. | Management | For | For | For | ||
3 | To Adopt A Non-binding Advisory Resolution Approving The Executive Compensation For The Company's Named Executive Officers Described In The Proxy Statement. | Management | For | For | For | ||
4 | To Adopt A Non-binding Advisory Resolution Regarding The Frequency By Which The Company Will Hold A Vote To Ratify The Matter Described In Proposal 3. | Management | 1 Year | 1 Year | For | ||
ANADARKO PETROLEUM CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Anthony R. Chase | Management | For | For | For | ||
1.2 | Election Of Director: Kevin P. Chilton | Management | For | For | For | ||
1.3 | Election Of Director: H. Paulett Eberhart | Management | For | For | For | ||
1.4 | Election Of Director: Peter J. Fluor | Management | For | For | For | ||
1.5 | Election Of Director: Richard L. George | Management | For | For | For | ||
1.6 | Election Of Director: Charles W. Goodyear | Management | For | For | For | ||
1.7 | Election Of Director: John R. Gordon | Management | For | For | For | ||
1.8 | Election Of Director: Eric D. Mullins | Management | For | For | For | ||
1.9 | Election Of Director: R.a. Walker | Management | For | For | For | ||
2 | Ratification Of Appointment Of Kpmg Llp As Independent Auditor. | Management | For | For | For | ||
3 | Advisory Vote To Approve Named Executive Officer Compensation. | Management | For | For | For | ||
4 | Stockholder Proposal - Report On Political Contributions. | Shareholder | Against | Against | For | ||
5 | Stockholder Proposal - Report On Climate Change Risk. | Shareholder | Against | Against | For | ||
AUXILIUM PHARMACEUTICALS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AUXL | CUSIP 05334D107 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Rolf A. Classon | Management | For | For | For | ||
1.2 | Adrian Adams | Management | For | For | For | ||
1.3 | Peter C. Brandt | Management | For | For | For | ||
1.4 | Oliver S. Fetzer, Ph.d. | Management | For | For | For | ||
1.5 | Paul A. Friedman, M.d. | Management | For | For | For | ||
1.6 | Nancy S. Lurker | Management | For | For | For | ||
1.7 | William T. Mckee | Management | For | For | For | ||
2 | To Ratify The Selection By The Auditand Compliance Committee Of The company's Board Of Directors Of pricewaterhousecoopers Llp As Thecompany's Independent Registered public Accounting Firm For The Fiscal year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve, On An Advisory Basis, The compensation Paid To Our Named executive Officers, As Disclosed pursuant To The Compensation disclosure Rules Of The Securities and Exchange Commission, Including the Compensation Discussion And analysis, The Compensa | Management | For | For | For | ||
4 | To Approve An Amendment And restatement Of The Company's certificate Of Incorporation To increase The Authorized Common stock Capital Of The Company From 120,000,000 To 150,000,000 Shares. | Management | For | For | For | ||
5 | To Approve The Amendment And restatement Of The Auxilium pharmaceuticals, Inc. 2004 Equity compensation Plan (the "plan") To increase The Number Of Shares Of company Common Stock Authorized for Issuance Under The Plan By 2,500,000 Shares From 15,800,000 T | Management | For | For | For | ||
BEAM INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | The Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of January 12, 2014 And As Amended From Time To Time (the "merger Agreement"), By And Among Suntory Holdings Limited, A Japanese Corporation ("suntory Holdings"), Sus Merger Sub Limited, A D | Management | For | For | For | ||
2 | The Proposal To Approve, By A Non-binding Advisory Vote, The Compensation That May Be Paid Or Become Payable To Beam's Named Executive Officers That Is Based On Or Otherwise Relates To The Merger Contemplated By The Merger Agreement | Management | For | For | For | ||
3 | The Proposal To Adjourn The Special Meeting To A Later Date Or Time If Necessary Or Appropriate, Including To Solicit Additional Proxies In Favor Of The Proposal To Adopt The Merger Agreement If There Are Insufficient Votes At The Time Of The Special Meet | Management | For | For | For | ||
BELO CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLC | CUSIP 080555105 | 09/25/2013 | Unvoted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Adoption Of The Agreement And Plan Of Merger, Dated As Of June 12, 2013, By And Among The Company, Gannett Co., Inc. And Delta Acquisition Corp. | Management | For | N/A | N/A | ||
2 | Approval, On An Advisory (non-binding) Basis, Of The Compensation That May Be Payable To The Named Executive Officers Of The Company In Connection With The Merger. | Management | For | N/A | N/A | ||
3 | Approval Of The Adjournment Of The Special Meeting To A Later Date, If Necessary Or Appropriate, If There Are Insufficient Votes At The Time Of The Special Meeting To Approve The Proposal To Adopt The Agreement And Plan Of Merger. | Management | For | N/A | N/A | ||
BMC SOFTWARE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMC | CUSIP 055921100 | 07/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Proposal To Consider And Vote On A Proposal To Adopt The Agreement And Plan Of Merger (as It May Be Amended From Time To Time, The "merger Agreement"), Dated As Of May 6, 2013, By And Among Boxer Parent Company Inc., Boxer Merger Sub Inc. And Bmc Software | Management | For | For | For | ||
2 | Proposal To Approve, On An Advisory (non-binding) Basis, Specified Compensation That May Become Payable To The Named Executive Officers Of Bmc Software, Inc. In Connection With The Merger. | Management | For | For | For | ||
3 | Proposal To Approve The Adjournment Of The Special Meeting, If Necessary Or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At The Time Of The Special Meeting To Approve The Proposal To Adopt The Merger Agreement. | Management | For | For | For | ||
BRE PROPERTIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRE | CUSIP 05564E106 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Approve The Merger Of Bre Properties, Inc. (the "company") With And Into A Wholly Owned Subsidiary Of Essex Property Trust Inc., Together With The Other Transactions Contemplated By That Certain Agreement And Plan Of Merger Dated December 19, 2013, By | Management | For | For | For | ||
2 | To Approve, By Non-binding Advisory Vote, Certain Compensation That May Be Paid Or Become Payable To The Named Executive Officers Of The Company In Connection With The Merger. | Management | For | For | For | ||
3 | To Adjourn The Special Meeting, If Necessary Or Appropriate, On One Or More Occasions, To Another Date, Time Or Place, To Solicit Additional Proxies In Favor Of Proposal 1. | Management | For | For | For | ||
CAPLEASE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSE | CUSIP 140288101 | 09/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Proposal To Approve The Merger Of Caplease, Inc. With And Into A Wholly Owned Subsidiary Of American Realty Capital Properties, Inc. And The Other Transactions Contemplated By The Agreement And Plan Of Merger, Dated As Of May 28, 2013, Among Caplease, Inc | Management | For | For | For | ||
2 | Proposal To Cast A Non-binding, Advisory Vote Regarding The Compensation That May Be Paid Or Become Payable To The Named Executive Officers Of Caplease, Inc. That Is Based On Or Otherwise Relates To The Merger | Management | For | For | For | ||
3 | Proposal To Approve Any Adjournments Of The Meeting For The Purpose Of Soliciting Additional Proxies If There Are Not Sufficient Votes At The Meeting To Approve The Merger And The Other Transactions Contemplated By The Agreement & Plan Of Merger, Among Ca | Management | For | For | For | ||
CHATHAM LODGING TRUST | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLDT | CUSIP 16208T102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Miles Berger | Management | For | For | For | ||
1.2 | Jack P. Deboer | Management | For | For | For | ||
1.3 | Glen R. Gilbert | Management | For | For | For | ||
2 | Ratification Of Selection Of Independent Auditors. | Management | For | For | For | ||
3 | Approval, On An Advisory Basis, Of Executive Compensation. | Management | For | For | For | ||
CHENIERE ENERGY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNG | CUSIP 16411R208 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Charif Souki | Management | For | For | For | ||
1.2 | Election Of Director: Vicky A. Bailey | Management | For | For | For | ||
1.3 | Election Of Director: G. Andrea Botta | Management | For | For | For | ||
1.4 | Election Of Director: Keith F. Carney | Management | For | For | For | ||
1.5 | Election Of Director: David I. Foley | Management | For | For | For | ||
1.6 | Election Of Director: Randy A. Foutch | Management | For | For | For | ||
1.7 | Election Of Director: David B. Kilpatrick | Management | For | For | For | ||
1.8 | Election Of Director: Donald F. Robillard, Jr. | Management | For | For | For | ||
1.9 | Election Of Director: Neal A. Shear | Management | For | For | For | ||
1.10 | Election Of Director: Heather R. Zichal | Management | For | For | For | ||
2 | Approve, On An Advisory And Non-binding Basis, The Compensation Of The Company's Named Executive Officers For Fiscal Year 2013 As Disclosed In This Proxy Statement. | Management | For | For | For | ||
3 | Approve The 2014-2018 Long-term Incentive Compensation Program. | Management | For | For | For | ||
4 | Approve Amendment No. 2 To The Cheniere Energy, Inc. 2011 Incentive Plan | Management | For | For | For | ||
5 | Ratification Of The Appointment Of Kpmg Llp As The Independent Registered Public Accounting Firm For The Fiscal Year Endings 2014 | Management | For | For | For | ||
COLE REAL ESTATE INVESTMENTS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COLE | CUSIP 19329V105 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve The Merger And The Other Transactions Described In The Agreement And Plan Of Merger, Dated As Of October 22, 2013, As It May Be Amended From Time To Time, Which We Refer To As The Merger Agreement, By And Among American Realty Capital Properties, | Management | For | For | For | ||
2 | Approve, On An Advisory (non-binding) Basis, Specified Compensation That May Become Payable To Cole's Named Executive Officers In Connection With The Merger | Management | For | For | For | ||
3 | Approve A Proposal To Adjourn The Special Meeting To A Later Date Or Dates, If Necessary Or Appropriate, To Solicit Additional Proxies In Favor Of The Proposal To Approve The Merger And The Other Transactions Contemplated By The Merger Agreement | Management | For | For | For | ||
COMCAST CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Kenneth J. Bacon | Management | For | For | For | ||
1.2 | Sheldon M. Bonovitz | Management | For | For | For | ||
1.3 | Edward D. Breen | Management | For | For | For | ||
1.4 | Joseph J. Collins | Management | For | For | For | ||
1.5 | J. Michael Cook | Management | For | For | For | ||
1.6 | Gerald L. Hassell | Management | For | For | For | ||
1.7 | Jeffrey A. Honickman | Management | For | For | For | ||
1.8 | Eduardo G. Mestre | Management | For | For | For | ||
1.9 | Brian L. Roberts | Management | For | For | For | ||
1.10 | Ralph J. Roberts | Management | For | For | For | ||
1.11 | Johnathan A. Rodgers | Management | For | For | For | ||
1.12 | Dr. Judith Rodin | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Our Independent Auditors | Management | For | For | For | ||
3 | Approval, On An Advisory Basis, Of Our Executive Compensation | Management | For | For | For | ||
4 | To Prepare An Annual Report On Lobbying Activities | Shareholder | Against | Against | For | ||
5 | To Prohibit Accelerated Vesting Upon A Change In Control | Shareholder | Against | Against | For | ||
COMMONWEALTH REIT | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CWH | CUSIP 203233101 | 03/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Consent Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | William A. Lamkin | Management | For | N/A | N/A | ||
1.2 | Joseph L. Morea | Management | For | N/A | N/A | ||
1.3 | Adam D. Portnoy | Management | For | N/A | N/A | ||
1.4 | Barry M. Portnoy | Management | For | N/A | N/A | ||
1.5 | Frederick N Zeytoonjian | Management | For | N/A | N/A | ||
1.6 | Ronald J. Artinian | Management | For | N/A | N/A | ||
1.7 | Ann Logan | Management | For | N/A | N/A | ||
1.8 | Any Other Person | Management | For | N/A | N/A | ||
1.9 | Remove B. Portnoy | Management | For | For | For | ||
1.10 | Remove A. Portnoy | Management | For | For | For | ||
1.11 | Remove J. Morea | Management | For | For | For | ||
1.12 | Remove W. Lamkin | Management | For | For | For | ||
1.13 | Remove F. Zeytoonjian | Management | For | For | For | ||
1.14 | Remove R. Artinian | Management | For | For | For | ||
1.15 | Remove A. Logan | Management | For | For | For | ||
COMPUWARE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPWR | CUSIP 205638109 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Gurminder S. Bedi | Management | For | For | For | ||
1.2 | Election Of Director: Jeffrey J. Clarke | Management | For | For | For | ||
1.3 | Election Of Director: John G. Freeland | Management | For | For | For | ||
1.4 | Election Of Director: David G. Fubini | Management | For | For | For | ||
1.5 | Election Of Director: William O. Grabe | Management | For | For | For | ||
1.6 | Election Of Director: Frederick A. Henderson | Management | For | For | For | ||
1.7 | Election Of Director: Faye Alexander Nelson | Management | For | For | For | ||
1.8 | Election Of Director: Robert C. Paul | Management | For | For | For | ||
1.9 | Election Of Director: Jennifer J. Raab | Management | For | For | For | ||
1.10 | Election Of Director: Lee D. Roberts | Management | For | For | For | ||
1.11 | Election Of Director: Stephen F. Schuckenbrock | Management | For | For | For | ||
2 | A Non-binding Proposal To Ratify The Appointment Of Deloitte & Touche Llp, Our Independent Registered Public Accounting Firm, To Audit Our Consolidated Financial Statements For The Fiscal Year Ending March 31, 2014 | Management | For | For | For | ||
3 | A Non-binding Proposal To Approve The Compensation Of The Company's Named Executive Officers | Management | For | For | For | ||
CONSTELLATION BRANDS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STZ | CUSIP 21036P108 | 07/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Jerry Fowden | Management | For | For | For | ||
1.2 | Barry A. Fromberg | Management | For | For | For | ||
1.3 | Robert L. Hanson | Management | For | For | For | ||
1.4 | Jeananne K. Hauswald | Management | For | For | For | ||
1.5 | James A. Locke Iii | Management | For | For | For | ||
1.6 | Richard Sands | Management | For | For | For | ||
1.7 | Robert Sands | Management | For | For | For | ||
1.8 | Judy A. Schmeling | Management | For | For | For | ||
1.9 | Paul L. Smith | Management | For | For | For | ||
1.10 | Keith E. Wandell | Management | For | For | For | ||
1.11 | Mark Zupan | Management | For | For | For | ||
2 | Proposal To Ratify The Selection Of Kpmg Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending February 28, 2014 | Management | For | For | For | ||
3 | Proposal To Approve, By An Advisory Vote, The Compensation Of The Company's Named Executive Officers As Disclosed In The Proxy Statement | Management | For | For | For | ||
4 | Proposal To Approve The Amendment And Restatement Of The Company's 1989 Employee Stock Purchase Plan | Management | For | For | For | ||
COTT CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COT | CUSIP 22163N106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Mark Benadiba | Management | For | For | For | ||
1.2 | George A. Burnett | Management | For | For | For | ||
1.3 | Jerry Fowden | Management | For | For | For | ||
1.4 | David T. Gibbons | Management | For | For | For | ||
1.5 | Stephen H. Halperin | Management | For | For | For | ||
1.6 | Betty Jane Hess | Management | For | For | For | ||
1.7 | Gregory Monahan | Management | For | For | For | ||
1.8 | Mario Pilozzi | Management | For | For | For | ||
1.9 | Andrew Prozes | Management | For | For | For | ||
1.10 | Eric Rosenfeld | Management | For | For | For | ||
1.11 | Graham Savage | Management | For | For | For | ||
2 | Appointment Of Pricewaterhousecoopers Llp As Independent Registered Certified Public Accounting Firm. | Management | For | For | For | ||
3 | Approval, On A Non-binding Advisory Basis, Of The Compensation Of Cott Corporation's Named Executive Officers. | Management | For | For | For | ||
4 | Approval Of The Amendment To Cott Corporation's Second Amended And Restated By-laws. | Management | For | For | For | ||
DELL INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Speical | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of February 5, 2013, As Amended On August 2, 2013, By And Among Denali Holding Inc., Denali Intermediate Inc., Denali Acquiror Inc. And Dell Inc., As It May Be Further Amended From Time To Time. | Management | For | For | For | ||
2 | Proposal To Approve, On An Advisory (non-binding) Basis, The Compensation That May Become Payable To The Named Executive Officers Of Dell Inc. In Connection With The Merger, All As More Fully Described In The Proxy Statement. | Management | For | For | For | ||
3 | Proposal To Approve The Adjournment Of The Special Meeting, If Necessary Or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At The Time Of The Special Meeting To Approve The Proposal To Adopt The Merger Agreement. | Management | For | For | For | ||
DELL INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Donald J. Carty | Management | For | For | For | ||
1.2 | Election Of Director: Janet F. Clark | Management | For | For | For | ||
1.3 | Election Of Director: Laura Conigliaro | Management | For | For | For | ||
1.4 | Election Of Director: Michael S. Dell | Management | For | For | For | ||
1.5 | Election Of Director: Kenneth M. Duberstein | Management | For | For | For | ||
1.6 | Election Of Director: Gerard J. Kleisterlee | Management | For | For | For | ||
1.7 | Election Of Director: Klaus S. Luft | Management | For | For | For | ||
1.8 | Election Of Director: Alex J. Mandl | Management | For | For | For | ||
1.9 | Election Of Director: Shantanu Narayen | Management | For | For | For | ||
1.10 | Election Of Director: H. Ross Perot, Jr. | Management | For | For | For | ||
2 | Ratification Of Selection Of Pricewaterhousecoopers Llp As Dell Inc.'s Independent Auditor For Fiscal 2014 | Management | For | For | For | ||
3 | Approval, On An Advisory Basis, Of Dell Inc.'s Compensation Of Its Named Executive Officers As Disclosed In The Proxy Statement | Management | For | For | For | ||
4 | Requesting That The Board Of Directors Undertake Such Steps As May Be Necessary To Permit Dell Inc.'s Stockholders To Act By Written Consent Instead Of At A Meeting Of Stockholders | Shareholder | Against | Against | For | ||
DREYFUS TREASURY PRIME CASH Management | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIRXX | CUSIP 261941108 | 12/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Gordon J. Davis | Management | For | For | For | ||
1.2 | Whitney I. Gerard | Management | For | For | For | ||
1.3 | Robin A. Melvin | Management | For | For | For | ||
1.4 | Nathan Leventhal | Management | For | For | For | ||
1.5 | Roslyn M. Watson | Management | For | For | For | ||
ELAN CORPORATION, PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELN | CUSIP 284131A01 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Approve The Scheme Of Arrangement | Management | For | For | For | ||
ELAN CORPORATION, PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ELN | CUSIP 284131208 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Authorise The Scheme Of Arrangement And To Authorise The Directors To Take Such Actions As They Consider Necessary For Carrying The Scheme Into Effect. (ordinary Resolution) | Management | For | For | For | ||
2 | To Authorise The Cancellation Of The Company's Shares. (special Resolution) | Management | For | For | For | ||
3 | To Authorise The Directors To Allot And Issue New, Fully Paid Up, Shares In The Company To New Perrigo In Connection With Effecting The Scheme Of Arrangement. (ordinary Resolution) | Management | For | For | For | ||
4 | To Authorise Amendments To The Company's Memorandum And Articles Of Association. (special Resolution) | Management | For | For | For | ||
5 | To Authorise The Creation Of Distributable Reserves By Reducing Some Or All Of The Share Premium Of New Perrigo. (ordinary Resolution) | Management | For | For | For | ||
6 | To Authorise An Adjournment Of The Egm To Another Time Or Place If Necessary Or Appropriate. (ordinary Resolution) | Management | For | For | For | ||
EMC CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Michael W. Brown | Management | For | For | For | ||
1.2 | Election Of Director: Randolph L. Cowen | Management | For | For | For | ||
1.3 | Election Of Director: Gail Deegan | Management | For | For | For | ||
1.4 | Election Of Director: James S. Distasio | Management | For | For | For | ||
1.5 | Election Of Director: John R. Egan | Management | For | For | For | ||
1.6 | Election Of Director: William D. Green | Management | For | For | For | ||
1.7 | Election Of Director: Edmund F. Kelly | Management | For | For | For | ||
1.8 | Election Of Director: Jami Miscik | Management | For | For | For | ||
1.9 | Election Of Director: Paul Sagan | Management | For | For | For | ||
1.10 | Election Of Director: David N. Strohm | Management | For | For | For | ||
1.11 | Election Of Director: Joseph M. Tucci | Management | For | For | For | ||
2 | Ratification Of The Selection By The Audit Committee Of Pricewaterhousecoopers Llp As Emc's Independent Auditors. | Management | For | For | For | ||
3 | Advisory Approval Of Our Executive Compensation, As Described In Emc's Proxy Statement. | Management | For | For | For | ||
4 | To Act Upon A Shareholder Proposal Relating To An Independent Board Chairman, As Described In Emc's Proxy Statement. | Shareholder | Against | Against | For | ||
5 | To Act Upon A Shareholder Proposal Relating To Political Contributions, As Described In Emc's Proxy Statement. | Shareholder | Against | Against | For | ||
FAMILY DOLLAR STORES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDO | CUSIP 307000109 | 01/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Mark R. Bernstein | Management | For | For | For | ||
1.2 | Pamela L. Davies | Management | For | For | For | ||
1.3 | Sharon Allred Decker | Management | For | For | For | ||
1.4 | Edward C. Dolby | Management | For | For | For | ||
1.5 | Glenn A. Eisenberg | Management | For | For | For | ||
1.6 | Edward P. Garden | Management | For | For | For | ||
1.7 | Howard R. Levine | Management | For | For | For | ||
1.8 | George R. Mahoney, Jr. | Management | For | For | For | ||
1.9 | James G. Martin | Management | For | For | For | ||
1.10 | Harvey Morgan | Management | For | For | For | ||
1.11 | Dale C. Pond | Management | For | For | For | ||
2 | Approval, On An Advisory Basis, Of The Company's Executive Compensation. | Management | For | For | For | ||
3 | Ratification Of The Selection Of Pricewaterhousecoopers Llp As Independent Registered Public Accountants. | Management | For | For | For | ||
GENERAL MOTORS COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Joseph J. Ashton | Management | For | For | For | ||
1.2 | Election Of Director: Mary T. Barra | Management | For | For | For | ||
1.3 | Election Of Director: Erroll B. Davis, Jr. | Management | For | For | For | ||
1.4 | Election Of Director: Stephen J. Girsky | Management | For | For | For | ||
1.5 | Election Of Director: E. Neville Isdell | Management | For | For | For | ||
1.6 | Election Of Director: Kathryn V. Marinello | Management | For | For | For | ||
1.7 | Election Of Director: Michael G. Mullen | Management | For | For | For | ||
1.8 | Election Of Director: James J. Mulva | Management | For | For | For | ||
1.9 | Election Of Director: Patricia F. Russo | Management | For | For | For | ||
1.10 | Election Of Director: Thomas M. Schoewe | Management | For | For | For | ||
1.11 | Election Of Director: Theodore M. Solso | Management | For | For | For | ||
1.12 | Election Of Director: Carol M. Stephenson | Management | For | For | For | ||
2 | Ratification Of The Selection Of Deloitte & Touche Llp As Gm's Independent Registered Public Accounting Firm For 2014 | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation | Management | For | For | For | ||
4 | Advisory Vote To Approve The Frequency Of A Stockholder Advisory Vote On Executive Compensation | Management | 1 Year | 1 Year | For | ||
5 | Approval Of The General Motors Company 2014 Short-term Incentive Plan | Management | For | For | For | ||
6 | Approval Of The General Motors Company 2014 Long-term Incentive Plan | Management | For | For | For | ||
7 | Cumulative Voting | Shareholder | Against | Against | For | ||
8 | Independent Board Chairman | Shareholder | Against | Against | For | ||
HARRIS TEETER SUPERMARKETS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTSI | CUSIP 414585109 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approval Of The Agreement And Plan Of Merger, Dated As Of July 8, 2013, Among Harris Teeter Supermarkets, Inc., The Kroger Co. And Hornet Acquisition, Inc. | Management | For | For | For | ||
2 | Approval, On A Non-binding, Advisory Basis, Of Compensation That Will Or May Be Paid By Harris Teeter Supermarkets, Inc. To Its Named Executive Officers That Is Based On Or Otherwise Relates To The Merger. | Management | For | For | For | ||
3 | Approval Of An Adjournment Of The Special Meeting Of Shareholders Of Harris Teeter Supermarkets, Inc., If Necessary Or Appropriate, For The Purpose Of Soliciting Additional Votes For The Approval Of The Merger Proposal. | Management | For | For | For | ||
HEALTH Management ASSOCIATES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HMA | CUSIP 421933102 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of July 29, 2013, As It May Be Amended From Time To Time, By And Among Health Management Associates, Inc., Community Health Systems, Inc. And Fwct-2 Acquisition Corporation. | Management | For | For | For | ||
2 | Proposal To Approve, On A Non-binding, Advisory Basis, Compensation That May Be Paid Or Become Payable To Health Management Associates, Inc.'s Named Executive Officers That Is Based On Or Otherwise Relates To The Merger. | Management | For | For | For | ||
3 | Proposal To Approve The Adjournment Of The Hma Special Meeting, If Necessary, To Solicit Additional Proxies If There Are Not Sufficient Votes To Adopt The Merger Agreement At The Time Of The Hma Special Meeting. | Management | For | For | For | ||
HEALTH NET, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HNT | CUSIP 42222G108 | 06/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Mary Anne Citrino | Management | For | For | For | ||
1.2 | Election Of Director: Theodore F. Craver, Jr. | Management | For | For | For | ||
1.3 | Election Of Director: Vicki B. Escarra | Management | For | For | For | ||
1.4 | Election Of Director: Gale S. Fitzgerald | Management | For | For | For | ||
1.5 | Election Of Director: Patrick Foley | Management | For | For | For | ||
1.6 | Election Of Director: Jay M. Gellert | Management | For | For | For | ||
1.7 | Election Of Director: Roger F. Greaves | Management | For | For | For | ||
1.8 | Election Of Director: Douglas M. Mancino | Management | For | For | For | ||
1.9 | Election Of Director: Bruce G. Willison | Management | For | For | For | ||
1.10 | Election Of Director: Frederick C. Yeager | Management | For | For | For | ||
2 | To Ratify The Selection Of Deloitte & Touche Llp As Health Net's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve, On An Advisory Basis, The Compensation Of Health Net's Named Executive Officers. | Management | For | For | For | ||
HERTZ GLOBAL HOLDINGS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTZ | CUSIP 42805T105 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Michael J. Durham | Management | For | For | For | ||
1.2 | Election Of Director: Mark P. Frissora | Management | For | For | For | ||
1.3 | Election Of Director: Henry C. Wolf | Management | For | For | For | ||
2 | Approval, By A Non-binding Advisory Vote, Of The Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Approval Of An Amendment To Our Amended And Restated Certificate Of Incorporation To Provide For The Annual Election Of Directors | Management | For | For | For | ||
4 | Approval Of A Potential Amendment To Our Amended And Restated Certificate Of Incorporation To Effect A Reverse Stock Split And Authorize Our Board Of Directors To Select The Ratio Of The Reverse Stock Split As Set Forth In The Amendment | Management | For | For | For | ||
5 | Ratification Of The Selection Of Pricewaterhousecoopers Llp As The Corporation's Independent Registered Public Accounting Firm For The Year 2014 | Management | For | For | For | ||
HESS CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HES | CUSIP 42809H107 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: T.j. Checki | Management | For | For | For | ||
1.2 | Election Of Director: E.e. Holiday | Management | For | For | For | ||
1.3 | Election Of Director: J.h. Mullin | Management | For | For | For | ||
1.4 | Election Of Director: J.h. Quigley | Management | For | For | For | ||
1.5 | Election Of Director: R.n. Wilson | Management | For | For | For | ||
2 | Advisory Approval Of The Compensation Of Our Named Executive Officers. | Management | For | For | For | ||
3 | Ratification Of The Selection Of Ernst & Young Llp As Independent Auditors For Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
4 | Elimination Of 80% Supermajority Voting Requirement In The Company's Restated Certificate Of Incorporation And By-laws. | Management | For | For | For | ||
5 | Elimination Of Two-thirds Supermajority Voting Requirement In The Company's Restated Certificate Of Incorporation. | Management | For | For | For | ||
6 | Elimination Of Provisions In The Company's Restated Certificate Of Incorporation Concerning $3.50 Cumulative Convertible Preferred Stock. | Management | For | For | For | ||
7 | Stockholder Proposal Recommending A Report Regarding Carbon Asset Risk. | Shareholder | Against | Against | For | ||
HOLOGIC, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOLX | CUSIP 436440101 | 03/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Jonathan Christodoro | Management | For | For | For | ||
1.2 | Sally W. Crawford | Management | For | For | For | ||
1.3 | Scott T. Garrett | Management | For | For | For | ||
1.4 | David R. Lavance, Jr. | Management | For | For | For | ||
1.5 | Nancy L. Leaming | Management | For | For | For | ||
1.6 | Lawrence M. Levy | Management | For | For | For | ||
1.7 | Stephen P. Macmillan | Management | For | For | For | ||
1.8 | Samuel Merksamer | Management | For | For | For | ||
1.9 | Christiana Stamoulis | Management | For | For | For | ||
1.10 | Elaine S. Ullian | Management | For | For | For | ||
1.11 | Wayne Wilson | Management | For | For | For | ||
2 | A Non-binding Advisory Resolution To Approve Executive Compensation. | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For Fiscal 2014. | Management | For | For | For | ||
JUNIPER NETWORKS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Pradeep Sindhu | Management | For | For | For | ||
1.2 | Election Of Director: Robert M. Calderoni | Management | For | For | For | ||
1.3 | Election Of Director: Mary B. Cranston | Management | For | For | For | ||
1.4 | Election Of Director: J. Michael Lawrie | Management | For | For | For | ||
1.5 | Election Of Director: David Schlotterbeck | Management | For | For | For | ||
1.6 | Election Of Director: Shaygan Kheradpir | Management | For | For | For | ||
1.7 | Election Of Director: Kevin Denuccio | Management | For | For | For | ||
1.8 | Election Of Director: Gary Daichendt | Management | For | For | For | ||
2 | Ratification Of Ernst & Young Llp, An Independent Registered Public Accounting Firm, As Auditors. | Management | For | For | For | ||
3 | Approval Of A Non-binding Advisory Resolution On Executive Compensation. | Management | For | For | For | ||
KBR, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBR | CUSIP 48242W106 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | W. Frank Blount | Management | For | For | For | ||
1.2 | Loren K. Carroll | Management | For | For | For | ||
1.3 | Linda Z. Cook | Management | For | For | For | ||
1.4 | Jeffrey E. Curtiss | Management | For | For | For | ||
1.5 | Lester L. Lyles | Management | For | For | For | ||
1.6 | Jack B. Moore | Management | For | For | For | ||
1.7 | Richard J. Slater | Management | For | For | For | ||
2 | Ratify The Appointment Of Kpmg Llp As The Independent Registered Public Accounting Firm To Audit The Consolidated Financial Statements For Kbr, Inc. As Of And For The Year Ending December 31, 2014. | Management | For | For | For | ||
3 | Advisory Vote To Approve Kbr's Named Executive Officers' Compensation. | Management | For | For | For | ||
LAMAR ADVERTISING COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LAMR | CUSIP 512815101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | John Maxwell Hamilton | Management | For | For | For | ||
1.2 | John E. Koerner, Iii | Management | For | For | For | ||
1.3 | Stephen P. Mumblow | Management | For | For | For | ||
1.4 | Thomas V. Reifenheiser | Management | For | For | For | ||
1.5 | Anna Reilly | Management | For | For | For | ||
1.6 | Kevin P. Reilly, Jr. | Management | For | For | For | ||
1.7 | Wendell Reilly | Management | For | For | For | ||
2 | Approval, On An Advisory And Non-binding Basis, Of The Compensation Paid To The Company's Named Executive Officers. | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Kpmg Llp As The Company's Independent Registered Public Accounting Firm For The 2014 Fiscal Year. | Management | For | For | For | ||
LIFE TECHNOLOGIES CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LIFE | CUSIP 53217V109 | 08/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Consider And Vote On A Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of April 14, 2013 (the "merger Agreement"), By And Among Life Technologies Corporation (the "company"), Thermo Fisher Scientific Inc., And Polpis Merger Sub Co. | Management | For | For | For | ||
2 | To Consider And Vote On A Non-binding, Advisory Proposal To Approve The Compensation That May Be Paid Or Become Payable To The Company's Named Executive Officers In Connection With, Or Following, The Consummation Of The Merger. | Management | For | For | For | ||
3 | To Approve The Adjournment Of The Special Meeting, If Necessary Or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At The Time Of The Special Meeting To Adopt The Merger Agreement. | Management | For | For | For | ||
MORGANS HOTEL GROUP CO. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHGC | CUSIP 61748W108 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Jason T. Kalisman | Management | For | For | For | ||
1.2 | John J. Dougherty | Management | For | For | For | ||
1.3 | Martin L. Edelman | Management | For | For | For | ||
1.4 | Mahmood J. Khimji | Management | For | For | For | ||
1.5 | Jonathan A. Langer | Management | For | For | For | ||
1.6 | Andrea L. Olshan | Management | For | For | For | ||
1.7 | Michael E. Olshan | Management | For | For | For | ||
1.8 | Michelle S. Russo | Management | For | For | For | ||
1.9 | Derex Walker | Management | For | For | For | ||
2 | Ratification Of Appointment Of Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation. | Management | For | For | For | ||
4 | Recommend To Board That (1) It Be Prohibited From Amending Its Stockholder Protection Rights Agreement, (2) It Redeems The Existing Plan And (3) Adoption Of Any Other Stockholder Rights Plan Or Other Form Of "poison Pill" Requires The Approval By A Majori | Shareholder | Against | For | Against | ||
MORGANS HOTEL GROUP CO. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHGC | CUSIP 61748W108 | 05/14/2014 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Sahm Adrangi | Management | For | TNA | N/A | ||
1.2 | John Brecker | Management | For | TNA | N/A | ||
1.3 | Andrew Broad | Management | For | TNA | N/A | ||
1.4 | Alan Carr | Management | For | TNA | N/A | ||
1.5 | Jordon Giancoli | Management | For | TNA | N/A | ||
1.6 | Navi Hehar | Management | For | TNA | N/A | ||
1.7 | L. Spencer Wells | Management | For | TNA | N/A | ||
2 | Company's Proposal To Ratify The Appointment Of Bdo Usa, Llp As The Independent Registered Public Accounting Firm For The Company For The Fiscal Year Ending December 31, 2014. | Management | For | TNA | N/A | ||
3 | Company's Proposal To Approve, By Advisory Vote, The Compensation Of The Company's Named Executive Officers. | Management | Abstain | TNA | N/A | ||
4 | A Stockholder Proposal, If Presented, Regarding The Company's Stockholder Rights Plan. | Management | For | TNA | N/A | ||
MOVE,INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOVE | CUSIP 62458M207 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Joe F. Hanauer | Management | For | For | For | ||
1.2 | Steven H. Berkowitz | Management | For | For | For | ||
1.3 | Jennifer Dulski | Management | For | For | For | ||
1.4 | Kenneth K. Klein | Management | For | For | For | ||
1.5 | V. Paul Unruh | Management | For | For | For | ||
1.6 | Bruce G. Willison | Management | For | For | For | ||
2 | To Ratify The Appointment Of Ernst & Young Llp As Move, Inc.'s Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve, On An Advisory Basis, The Compensation Paid To Move, Inc.'s Named Executive Officers. | Management | For | For | For | ||
NEWCASTLE INVESTMENT CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NCT | CUSIP 65105M108 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Wesley R. Edens | Management | For | For | For | ||
1.2 | David K. Mckown | Management | For | For | For | ||
2 | To Ratify The Appointment Of Ernst & Young Llp As Independent Registered Public Accounting Firm For Newcastle Investment Corp. For Fiscal Year 2014. | Management | For | For | For | ||
3 | To Approve The 2014 Newcastle Investment Corp, Non-qualifed Stock Option And Incentive Award Plan. | Management | For | For | For | ||
NOBLE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NE | CUSIP G65431101 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Scott D. Josey Be Elected As A Director Of The Company For A Three-year Term That Will Expire At The Annual General Meeting In 2017 (or If Resolution 11 Is Approved By The Shareholders, To A One-year Term That Will Expire At The Annual General Meeting In | Management | For | For | For | ||
2 | Jon A. Marshall Be Re-elected As A Director Of The Company For A Three-year Term That Will Expire At The Annual General Meeting In 2017 (or If Resolution 11 Is Approved By The Shareholders, To A One-year Term That Will Expire At The Annual General Meeting | Management | For | For | For | ||
3 | Mary P. Ricciardello Be Re-elected As A Director Of The Company For A Three-year Term That Will Expire At The Annual General Meeting In 2017 (or If Resolution 11 Is Approved By The Shareholders, To A One-year Term That Will Expire At The Annual General Me | Management | For | For | For | ||
4 | Ratification Of Appointment Of Pricewaterhousecoopers Llp As Independent Registered Public Accounting Firm For Fiscal Year 2014 | Management | For | For | For | ||
5 | Re-appointment Of Pricewaterhousecoopers Llp As The Company's Uk Statutory Auditor | Management | For | For | For | ||
6 | Authorization Of Audit Committee To Determine Uk Statutory Auditors' Compensation | Management | For | For | For | ||
7 | An Advisory Vote On The Company's Executive Compensation | Management | For | For | For | ||
8 | An Advisory Vote On The Company's Directors' Compensation Report For The Year Ended December 31, 2013 | Management | For | For | For | ||
9 | Approval Of The Company's Directors' Compensation Policy | Management | For | For | For | ||
10 | Amendment To The Company's Articles Of Association To Permit Dividends In Specie Of Shares Of Paragon Offshore Limited | Management | For | For | For | ||
11 | Amendment To The Company's Articles Of Association To Declassify The Board Of Directors | Management | For | For | For | ||
NOBLE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NE | CUSIP H5833N103 | 10/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Switzerland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approval Of The Merger Agreement, A Copy Of Which Is Attached To The Accompanying Proxy Statement/prospectus As Annex A. | Management | For | For | For | ||
NUANCE COMMUNICATIONS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUAN | CUSIP 67020Y100 | 02/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Paul A. Ricci | Management | For | For | For | ||
1.2 | Election Of Director: Robert J. Frankenberg | Management | For | For | For | ||
1.3 | Election Of Director: Patrick T. Hackett | Management | For | For | For | ||
1.4 | Election Of Director: Brett Icahn | Management | For | For | For | ||
1.5 | Election Of Director: William H. Janeway | Management | For | For | For | ||
1.6 | Election Of Director: Mark R. Laret | Management | For | For | For | ||
1.7 | Election Of Director: Katharine A. Martin | Management | For | For | For | ||
1.8 | Election Of Director: Mark B. Myers | Management | For | For | For | ||
1.9 | Election Of Director: Philip J. Quigley | Management | For | For | For | ||
1.10 | Election Of Director: David S. Schechter | Management | For | For | For | ||
2 | To Approve The Amended And Restated 2000 Stock Plan. | Management | For | For | For | ||
3 | To Approve Non-binding Advisory Resolution Regarding Executive Compensation. | Management | For | For | For | ||
4 | To Ratify The Appointment Of Bdo Usa, Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending September 30, 2014. | Management | For | For | For | ||
OCCIDENTAL PETROLEUM CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Spencer Abraham | Management | For | For | For | ||
1.2 | Election Of Director: Howard I. Atkins | Management | For | For | For | ||
1.3 | Election Of Director: Eugene L. Batchelder | Management | For | For | For | ||
1.4 | Election Of Director: Stephen I. Chazen | Management | For | For | For | ||
1.5 | Election Of Director: Edward P. Djerejian | Management | For | For | For | ||
1.6 | Election Of Director: John E. Feick | Management | For | For | For | ||
1.7 | Election Of Director: Margaret M. Foran | Management | For | For | For | ||
1.8 | Election Of Director: Carlos M. Gutierrez | Management | For | For | For | ||
1.9 | Election Of Director: William R. Klesse | Management | For | For | For | ||
1.10 | Election Of Director: Avedick B. Poladian | Management | For | For | For | ||
1.11 | Election Of Director: Elisse B. Walter | Management | For | For | For | ||
2 | One-year Waiver Of Director Age Restriction For Edward P.djerejian, An Independent Director. | Management | For | For | For | ||
3 | Advisory Vote Approving Executive Compensation. | Management | For | For | For | ||
4 | Ability Of Stockholders To Act By Written Consent. | Management | For | For | For | ||
5 | Separation Of The Roles Of The Chairman Of The Board And The Chief Executive Officer. | Management | For | For | For | ||
6 | Ratification Of Independent Auditors. | Management | For | For | For | ||
7 | Executives To Retain Significant Stock. | Shareholder | Against | Against | For | ||
8 | Review Lobbying At Federal, State, Local Levels. | Shareholder | Against | Against | For | ||
9 | Quantitative Risk Management Reporting For Hydraulic Fracturing Operations. | Shareholder | Against | Against | For | ||
10 | Fugitive Methane Emissions And Flaring Report. | Shareholder | Against | Against | For | ||
PINNACLE FOODS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PF | CUSIP 72348P104 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Jane Nielsen | Management | For | For | For | ||
1.2 | Jeff Overly | Management | For | For | For | ||
1.3 | Raymond P. Silcock | Management | For | For | For | ||
2 | To Ratify The Appointment Of Deloitte & Touche Llp As Our Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
3 | To Approve, In A Non-binding Advisory Vote, The Compensation Paid To The Named Executive Officers. | Management | For | For | For | ||
4 | To Determine, In A Non-binding Advisory Vote, Whether A Non-binding Stockholder Vote To Approve The Compensation Paid To Our Named Executive Officers Should Occur Every One, Two, Or Three Years. | Management | 1 Year | 1 Year | For | ||
QUANTUM CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QTM | CUSIP 747906204 | 08/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Paul R. Auvil Iii | Management | For | For | For | ||
1.2 | Philip Black | Management | For | For | For | ||
1.3 | Michael A. Brown | Management | For | For | For | ||
1.4 | Louis Dinardo | Management | For | For | For | ||
1.5 | Jon W. Gacek | Management | For | For | For | ||
1.6 | David A. Krall | Management | For | For | For | ||
1.7 | Gregg J. Powers | Management | For | For | For | ||
1.8 | David E. Roberson | Management | For | For | For | ||
1.9 | Jeffrey C. Smith | Management | For | For | For | ||
2 | Proposal To Ratify The Appointment Of Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm Of The Company For The Fiscal Year Ending March 31, 2014. | Management | For | For | For | ||
3 | Proposal To Adopt A Resolution Approving, On An Advisory Basis, The Compensation Of The Company's Named Executive Officers. | Management | For | For | For | ||
SIGNET JEWELERS LIMITED | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIG | CUSIP G81276100 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: H. Todd Stitzer | Management | For | For | For | ||
1.2 | Election Of Director: Virginia Drosos | Management | For | For | For | ||
1.3 | Election Of Director: Dale W. Hilpert | Management | For | For | For | ||
1.4 | Election Of Director: Marianne Miller Parrs | Management | For | For | For | ||
1.5 | Election Of Director: Thomas G. Plaskett | Management | For | For | For | ||
1.6 | Election Of Director: Russell Walls | Management | For | For | For | ||
1.7 | Election Of Director: Helen Mcculesky | Management | For | For | For | ||
1.8 | Election Of Director: Robert Stack | Management | For | For | For | ||
1.9 | Election Of Director: Eugenia Ulasewicz | Management | For | For | For | ||
1.10 | Election Of Director: Michael W. Barnes | Management | For | For | For | ||
2 | Appoinmtnet Of Kpmg Llp As Independent Auditor Of The Company. | Management | For | For | For | ||
3 | Approval, On A Non-binding Advisory Basis, Of The Compensation Of Our Named Executive Officers As Disclosed In Proxy Statement | Management | For | For | For | ||
4 | Re-approval Of The Material Terms Of The Performance Goals Under The Signet Jewelers Limited Omnibus Incentive Plan 2009. | Management | For | For | For | ||
5 | Approval Of The Amendments To The Signet Jewelers Limited Bye-laws. | Management | For | For | For | ||
SIRIUS XM HOLDINGS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIRI | CUSIP 82968B103 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Joan L. Amble | Management | For | For | For | ||
1.2 | Anthony J. Bates | Management | For | For | For | ||
1.3 | George W. Bodenheimer | Management | For | For | For | ||
1.4 | David J.a. Flowers | Management | For | For | For | ||
1.5 | Eddy W. Hartenstein | Management | For | For | For | ||
1.6 | James P. Holden | Management | For | For | For | ||
1.7 | Gregory B. Maffei | Management | For | For | For | ||
1.8 | Evan D. Malone | Management | For | For | For | ||
1.9 | James E. Meyer | Management | For | For | For | ||
1.10 | James F. Mooney | Management | For | For | For | ||
1.11 | Carl E. Vogel | Management | For | For | For | ||
1.12 | Vanessa A. Wittman | Management | For | For | For | ||
1.13 | David M. Zaslav | Management | For | For | For | ||
2 | Advisory Vote To Approve The Named Executive Officers' Compensation. | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Kpmg Llp As Our Independent Registered Public Accountants For 2014. | Management | For | For | For | ||
SMITHFIELD FOODS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SFD | CUSIP 832248108 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Proposal To Approve The Agreement And Plan Of Merger, Dated As Of May 28, 2013, Among Smithfield Foods, Inc., Shuanghui International Holdings Limited And Sun Merger Sub, Inc., The Related Plan Of Merger And The Merger. | Management | For | For | For | ||
2 | Proposal To Approve, On A Non-binding, Advisory Basis, Certain Compensation That Will Or May Be Paid By Smithfield Foods, Inc. To Its Named Executive Officers That Is Based On Or Otherwise Relates To The Merger. | Management | For | For | For | ||
3 | Proposal To Approve An Adjournment Of The Special Meeting Of Shareholders Of Smithfield Foods, Inc., If Necessary Or Appropriate, For The Purpose Of Soliciting Additional Votes For The Approval Of The Merger Agreement, The Related Plan Of Merger And The M | Management | For | For | For | ||
THE MEN'S WEARHOUSE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MW | CUSIP 587118100 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | David H. Edwab | Management | For | For | For | ||
1.2 | Douglas S. Ewert | Management | For | For | For | ||
1.3 | Rinaldo S. Brutoco | Management | For | For | For | ||
1.4 | Sheldon I. Stein | Management | For | For | For | ||
1.5 | William B. Sechrest | Management | For | For | For | ||
1.6 | Grace Nichols | Management | For | For | For | ||
1.7 | Allen I. Questrom | Management | For | For | For | ||
1.8 | B. Michael Becker | Management | For | For | For | ||
2 | To Approve, On An Advisory Basis, The Company's Named Executive Officer Compensation. | Management | For | For | For | ||
3 | To Ratify The Appointment Of The Firm Of Deloitte & Touche Llp As Independent Registered Public Accounting Firm For The Company For Fiscal 2014. | Management | For | For | For | ||
THE WHITEWAVE FOODS COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWAVB | CUSIP 966244204 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Proposal To Approve The Conversion, On A One-for-one Basis, Of All Issued And Outstanding Shares Of Whitewave Class B Common Stock Into Shares Of Whitewave Class A Common Stock. | Management | For | For | For | ||
2 | Proposal To Adjourn The Special Meeting If Necessary Or Appropriate To Permit Further Solicitation Of Proxies If There Are Not Sufficient Votes At The Time Of The Special Meeting To Approve Proposal 1. | Management | For | For | For | ||
TIME WARNER CABLE INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Carole Black | Management | For | For | For | ||
1.2 | Election Of Director: Glenn A. Britt | Management | For | For | For | ||
1.3 | Election Of Director: Thomas H. Castro | Management | For | For | For | ||
1.4 | Election Of Director: David C. Chang | Management | For | For | For | ||
1.5 | Election Of Director: James E. Copeland, Jr. | Management | For | For | For | ||
1.6 | Election Of Director: Peter R. Haje | Management | For | For | For | ||
1.7 | Election Of Director: Donna A. James | Management | For | For | For | ||
1.8 | Election Of Director: Don Logan | Management | For | For | For | ||
1.9 | Election Of Director: Robert D. Marcus | Management | For | For | For | ||
1.10 | Election Of Director: N.j. Nicholas, Jr. | Management | For | For | For | ||
1.11 | Election Of Director: Wayne H. Pace | Management | For | For | For | ||
1.12 | Election Of Director: Edward D. Shirley | Management | For | For | For | ||
1.13 | Election Of Director: John E. Sununu | Management | For | For | For | ||
2 | Ratification Of Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | Advisory Vote To Approve Named Executive Officer Compensation. | Management | For | For | For | ||
4 | Stockholder Proposal On Disclosure Of Lobbying Activities. | Shareholder | Against | Against | For | ||
5 | Stockholder Proposal On Accelerated Vesting Of Equity Awards In A Change In Control. | Shareholder | Against | Against | For | ||
VERIZON COMMUNICATIONS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: Shellye L. Archambeau | Management | For | For | For | ||
1.2 | Election Of Director: Richard L. Carrion | Management | For | For | For | ||
1.3 | Election Of Director: Melanie L. Healey | Management | For | For | For | ||
1.4 | Election Of Director: M. Frances Keeth | Management | For | For | For | ||
1.5 | Election Of Director: Robert W. Lane | Management | For | For | For | ||
1.6 | Election Of Director: Lowell C. Mcadam | Management | For | For | For | ||
1.7 | Election Of Director: Donald T. Nicolaisen | Management | For | For | For | ||
1.8 | Election Of Director: Clarence Otis, Jr. | Management | For | For | For | ||
1.9 | Election Of Director: Rodney E. Slater | Management | For | For | For | ||
1.10 | Election Of Director: Kathryn A. Tesija | Management | For | For | For | ||
1.11 | Election Of Director: Gregory D. Wasson | Management | For | For | For | ||
2 | Ratification Of Appointment Of Independent Registered Public Accounting Firm | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation | Management | For | For | For | ||
4 | Proposal To Implement Proxy Access | Management | For | For | For | ||
5 | Network Neutrality | Shareholder | Against | Against | For | ||
6 | Lobbying Activities | Shareholder | Against | Against | For | ||
7 | Severance Approval Policy | Shareholder | Against | Against | For | ||
8 | Shareholder Right To Call A Special Meeting | Shareholder | Against | Against | For | ||
9 | Shareholder Right To Act By Written Consent | Shareholder | Against | For | Against | ||
10 | Proxy Voting Authority | Shareholder | Against | Against | For | ||
VODAFONE GROUP PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOD | CUSIP 92857W209 | 07/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Receive The Company's Accounts And Reports Of The Directors And The Auditor For The Year Ended 31 March 2013 | Management | For | For | For | ||
2 | To Re-elect Gerard Kleisterlee As A Director (member Of The Nominations And Governance Committee) | Management | For | For | For | ||
3 | To Re-elect Vittorio Colao As A Director | Management | For | For | For | ||
4 | To Re-elect Andy Halford As A Director | Management | For | For | For | ||
5 | To Re-elect Stephen Pusey As A Director | Management | For | For | For | ||
6 | To Re-elect Renee James As A Director (member Of The Remuneration Committee) | Management | For | For | For | ||
7 | To Re-elect Alan Jebson As A Director (member Of The Audit And Risk Committee) | Management | For | For | For | ||
8 | To Re-elect Samuel Jonah As A Director (member Of The Remuneration Committee) | Management | For | For | For | ||
9 | To Elect Omid Kordestani As A Director | Management | For | For | For | ||
10 | To Re-elect Nick Land As A Director (member Of The Audit And Risk Committee) | Management | For | For | For | ||
11 | To Re-elect Anne Lauvergeon As A Director (member Of The Audit And Risk Committee) | Management | For | For | For | ||
12 | To Re-elect Luc Vandevelde As A Director (member Of The Nominations And Governance Committee And Member Of The Remuneration Committee) | Management | For | For | For | ||
13 | To Re-elect Anthony Watson As A Director (member Of The Audit And Risk Committee And Member Of The Nominations And Governance Committee) | Management | For | For | For | ||
14 | To Re-elect Philip Yea As A Director (member Of The Nominations And Governance Committee And Member Of The Remuneration Committee) | Management | For | For | For | ||
15 | To Approve A Final Dividend Of 6.92 Pence Per Ordinary Share | Management | For | For | For | ||
16 | To Approve The Remuneration Report Of The Board For The Year Ended 31 March 2013 | Management | For | For | For | ||
17 | To Re-appoint Deloitte Llp As Auditor | Management | For | For | For | ||
18 | To Authorise The Audit And Risk Committee To Determine The Remuneration Of The Auditor | Management | For | For | For | ||
19 | To Authorise The Directors To Allot Shares | Management | For | For | For | ||
20 | To Authorise The Directors To Dis-apply Pre-emption Rights | Management | For | For | For | ||
21 | To Authorise The Company To Purchase Its Own Shares (section 701, Companies Act 2006) | Management | For | For | For | ||
22 | To Authorise Political Donations And Expenditure | Management | For | For | For | ||
23 | To Authorise The Calling Of A General Meeting Other Than An Annual General Meeting On Not Less Than 14 Clear Days' Notice | Management | For | For | For | ||
YAHOO INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
YHOO | CUSIP 984332106 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Election Of Director: David Filo | Management | For | For | For | ||
1.2 | Election Of Director: Susan M. James | Management | For | For | For | ||
1.3 | Election Of Director: Max R. Levchin | Management | For | For | For | ||
1.4 | Election Of Director: Marissa A. Mayer | Management | For | For | For | ||
1.5 | Election Of Director: Thomas J. Mcinerney | Management | For | For | For | ||
1.6 | Election Of Director: Charles R. Schwab | Management | For | For | For | ||
1.7 | Election Of Director: H. Lee Scott, Jr. | Management | For | For | For | ||
1.8 | Election Of Director: Jane E. Shaw, Ph.d | Management | For | For | For | ||
1.9 | Election Of Director: Maynard G. Webb, Jr | Management | For | For | For | ||
2 | Approval, On An Advisory Basis, Of The Company's Executive Compensation. | Management | For | For | For | ||
3 | Approval Of Amendment And Restatement Of The Company's 1995 Stock Plan, Including An Increase In The Number Of Shares Available For Grant Under The Plan. | Management | For | For | For | ||
4 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm. | Management | For | For | For | ||
5 | Approval Of An Amendment To The Company's Bylaws To Provide Shareholders With The Right To Call Special Meetings | Management | For | For | For | ||
6 | Shareholder Proposal Regarding A Board Committee On Human Rights, If Properly Presented At The Annual Meeting. | Shareholder | Against | Against | For | ||
7 | Shareholder Proposal Regarding Lobbying Disclosure, If Properly Presented At The Annual Meeting. | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Political Contribution Disclosure, If Properly Presented At The Annual Meeting. | Shareholder | Against | Against | For | ||
Ambac Financial Group, Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Ambc | Cusip 023139884 | 12/18/2013 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Diana N. Adams | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Eugene M. Bullis | Management | For | Abstain | Against | ||
1.3 | Election Of Director: Victor Mandel | Management | For | Abstain | Against | ||
1.4 | Election Of Director: Jeffrey S. Stein | Management | For | Abstain | Against | ||
1.5 | Election Of Director: Nader Tavakoli | Management | For | Abstain | Against | ||
2 | To Ratify The Appointment Of Kpmg Llp As Ambac's independent Registered Public Accounting Firm for The Fiscal Year Ending December 31, 2013. | Management | For | Abstain | Against | ||
3 | To Approve, On An Advisory Basis, Our Executive compensation. | Management | For | Abstain | Against | ||
4 | To Vote, On An Advisory Basis, On Whether executive Compensation Should Be Submitted To stockholders For An Advisory Vote Every One, two Or Three Years. | Management | For | Abstain | Against | ||
5 | To Approve Ambac's 2013 Incentive Compensation plan. | Management | For | Abstain | Against | ||
Anadarko Petroleum Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Apc | Cusip 032511107 | 05/13/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Anthony R. Chase | Management | For | For | For | ||
1.2 | Election Of Director: Kevin P. Chilton | Management | For | For | For | ||
1.3 | Election Of Director: H. Paulett Eberhart | Management | For | For | For | ||
1.4 | Election Of Director: Peter J. Fluor | Management | For | For | For | ||
1.5 | Election Of Director: Richard L. George | Management | For | For | For | ||
1.6 | Election Of Director: Charles W. Goodyear | Management | For | For | For | ||
1.7 | Election Of Director: John R. Gordon | Management | For | For | For | ||
1.8 | Election Of Director: Eric D. Mullins | Management | For | For | For | ||
1.9 | Election Of Director: R.a. Walker | Management | For | For | For | ||
2 | Ratification Of Appointment Of Kpmg Llp As Independent Auditor. | Management | For | For | For | ||
3 | Advisory Vote To Approve Named Executive Officer Compensation. | Management | For | For | For | ||
4 | Stockholder Proposal - Report On Political Contributions. | Management | Against | Against | For | ||
5 | Stockholder Proposal - Report On Climate Change Risk. | Management | Against | Against | For | ||
Arthrocare Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Artc | Cusip 043136100 | 05/08/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Adopt The Agreement And Plan Of Merger, Dated As Of February 2, 2014, By And Among The Arthrocare Corporation, Smith & Nephew, Inc., A delaware Corporation, Rosebud Acquisition Corporation, A Delaware Corporation And Wholly Owned Subsidiary Of Smith & | Management | For | For | For | ||
2 | To Adjourn The Special Meeting, If Necessary Or Appropriate, Including To Solicit Additional Votes In Favor Of The Proposal To Adopt The Merger Agreement If There Are Insufficient Votes To Adopt The Merger Agreement At The Time Of The Special Meeting. | Management | For | For | For | ||
3 | To Approve A Non-binding Advisory Proposal To Approve The Golden Parachute Compensation Payable To Arthrocare's Named Executive officers In Connection With The Merger. | Management | For | For | For | ||
Augusta Resource Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Azc Cn | Cusip 050912203 | 05/02/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | To Set The Number Of Directors At Eight. | Management | For | For | For | ||
1.2 | Election Of Director: Timothy C. Baker | Management | For | For | For | ||
1.3 | Election Of Director: Lenard F. Boggio | Management | For | For | For | ||
1.4 | Election Of Director: Gilmour Clausen | Management | For | For | For | ||
1.5 | Election Of Director: W. Durand Eppler | Management | For | For | For | ||
1.6 | Election Of Director: Christopher Jennings | Management | For | For | For | ||
1.7 | Election Of Director: Robert P. Pirooz | Management | For | For | For | ||
1.8 | Election Of Director: Robert P. Wares | Management | For | For | For | ||
1.9 | Election Of Director: Richard W. Warke | Management | For | For | For | ||
2 | Appointment Of Ernst & Young Llp As Auditors Of The Corporation until The Next Annual Meeting Of Shareholers And Authorizing The directors To Fix Their Remuneration. | Management | For | For | For | ||
3 | Approving The Continuance Of The Corporation's Shareholder Rights plan, As More Particularly Described In The Accompanying Management Information Circular. | Management | Against | Against | For | ||
Bcg Partners, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Bcgp | Cusip 05541T101 | 06/03/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Howard W. Lutnick | Management | For | For | For | ||
1.2 | Election Of Director: John H. Dalton | Management | For | For | For | ||
1.3 | Election Of Director: Stephen T. Curwood | Management | For | For | For | ||
1.4 | Election Of Director: Albert M. Weis | Management | For | For | For | ||
1.5 | Election Of Director: William J. Moran | Management | For | For | For | ||
1.6 | Election Of Director: Linda A. Bell | Management | For | For | For | ||
2 | Approval, On An Advisory Basis, Of Executive Compensation | Management | For | For | For | ||
3 | Approval Of The Fifth Amended And Restated Bgc Partners, Inc. Long Term Incentive Plan | Management | For | For | For | ||
Beam Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Beam | Cusip 073730103 | 03/25/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | The Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of January 12, 2014 And As Amended From Time To Time (the "merger Agreement"), By And Among Suntory Holdings Limited, A Japanese Sus Merger Sub Limited, A Delaware Corporation And Wholly-ow | Management | For | For | For | ||
2 | The Proposal To Approve, By A Non-binding Advisory Vote, The Compensation That May Be Paid Or Become Payable To Beam's Named Executive Officers That Is Based On Or Otherwise Relates To The Merger Contemplated By The Merger Agreement | Management | For | For | For | ||
3 | The Proposal To Adjourn The Special Meeting To A Later Date Or Time If Necessary Or Appropriate, Including To Solicit Additional Proxies In Favor Of The Proposal To Adopt The Merger Agreement If There Are Insufficient Votes At The Time Of The Special Meet | Management | For | For | For | ||
Blackhawk Network Holdings, Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Hawk | Cusip 09238E104 | 05/21/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Douglas J. Mackenzie | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Lawrence F. Probst Iii | Management | For | Abstain | Against | ||
2 | To Ratify The Appointment Of Deloitte & Touche Llp As Our Independent Registered Public Accounting Firm For Fiscal Year Ending January 3, 2015 | Management | For | Abstain | Against | ||
3 | To Approve, On A Non-binding, Advisory Basis, The Compensation Of Our Named Executive Officers (the "say-on-pay" Vote) As Disclosed In The Proxy Statement Pursuant To Compensation Disclosure Rules Under The Securities Exchange Act Of 1934, As Amended | Management | For | Abstain | Against | ||
4 | To Cast A Non-binding, Advisory Vote On The Frequency Of Future Say-on-pay Votes | Management | For | Abstain | Against | ||
5 | To Approve Our 2013 Equity Incentive Award Plan | Management | For | Abstain | Against | ||
Cangene Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Cnj Cn | Cusip 13758B102 | 02/12/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | The Special Resolution Of The Shareholders Of The Company (the "arrangement Resolution"), The Full Text Of Which Is Attached As Appendix A To The Accompanying Management Information Circular (the "circular"), To Approve An Arrangement Under Section 182 Of | Management | For | For | For | ||
Capmark Financial Group Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Cpmk | Cusip 140661109 | 05/01/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Consent | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Theamendmentand Restatement Ofthe Company's Articles Of Incorporation In The Form Set Forth In Annex A To The Statement. | Management | For | For | For | ||
Catamaran Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Ctrx | Cusip 148887102 | 05/13/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Mark Thierer | Management | For | For | For | ||
1.2 | Election Of Director: Peter Bensen | Management | For | For | For | ||
1.3 | Election Of Director: Steven Cosler | Management | For | For | For | ||
1.4 | Election Of Director: William Davis | Management | For | For | For | ||
1.5 | Election Of Director: Steven Epstein | Management | For | For | For | ||
1.6 | Election Of Director: Betsy Holden | Management | For | For | For | ||
1.7 | Election Of Director: Karen Katen | Management | For | For | For | ||
1.8 | Election Of Director: Harry Kraemer | Management | For | For | For | ||
1.9 | Election Of Director: Anthony Masso | Management | For | For | For | ||
2 | To Consider And Approve The Amendment And Restatement Of The Catamaran Corporation Incentive Plan. | Management | For | For | For | ||
3 | To Consider And Approve The Material Terms Of The Performance Measures Under The Catamaran Corporation Third Amended And Restated Long-term Incentive Plan. | Management | For | For | For | ||
4 | Advisory Vote To Approve Named Executive Officer Compensation, As Disclosed In The Company's Proxy Circular And Proxy Statement. | Management | For | For | For | ||
5 | To Appoint Kpmg Llp As Auditors Of The Company And To Authorize The Board Of Directors To Fix The Auditor's Remuneration And Terms Of Engagement. | Management | For | For | For | ||
Centene Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Cnc | Cusip 15135B101 | 04/22/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Michab. F. Neidorff | Management | For | For | For | ||
1.2 | Election Of Director: Richard A Gephardt | Management | For | For | For | ||
1.3 | Election Of Director: John R Roberts | Management | For | For | For | ||
2 | Approval Of Amendment To The Company's Certificate Of Incorporation To Provide For The Annual Election Of Directors | Management | For | For | For | ||
3 | Approval Ofamendment To The Company's Certificate Of Incorporation To Increase The Number Of Authorized Shares Of Common Stock | Management | For | For | For | ||
4 | Advisory Resolution To Approve Executive Compensation | Management | For | For | For | ||
5 | Approval Ofamendment To The 2012 Stock Incentive Plan | Management | For | For | For | ||
6 | Ratircation Ofappointment Of Kpmg Llp As Our Independent Registered public Accountingrrm For The Fiscal Year Endlng December 31,2014 | Management | For | For | For | ||
Chindex International, Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Chdx | Cusip 169467107 | 05/28/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Holli Harris | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Carol R. Kaufman | Management | For | Abstain | Against | ||
1.3 | Election Of Director: Roberta Lipson | Management | For | Abstain | Against | ||
1.4 | Election Of Director: Kenneth A. Nilsson | Management | For | Abstain | Against | ||
1.5 | Election Of Director: Julius Y. Oestreicher | Management | For | Abstain | Against | ||
1.6 | Election Of Director: Lawrence Pemble | Management | For | Abstain | Against | ||
1.7 | Election Of Director: Elyse Beth Silverberg | Management | For | Abstain | Against | ||
2 | Advisory Vote To Approve The Company's Executive Compensation. | Management | For | Abstain | Against | ||
3 | Ratification Of The Selection Of Bdo Usa, Llp As The Company's Independent Registered Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | Abstain | Against | ||
Coastal Contacts Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Coa Cn | Cusip 19044R207 | 04/16/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | The Approval Of A Statutory Plan Of Arrangement Under Section 192 Of The Canada Business Corporations Act By Way Of A Special Resolution Of The Holders Of Common Shares, The Full Text Of Which Is Set Forth In Appendix C To The Management Information Circu | Management | For | For | For | ||
2.1 | Election Of Director: Roger V. Hardy | Management | For | For | For | ||
2.2 | Election Of Director: Murray Mcbride | Management | For | For | For | ||
2.3 | Election Of Director: Michaela Tokarski | Management | For | For | For | ||
2.4 | Election Of Director: Jeffrey Mason | Management | For | For | For | ||
2.5 | Election Of Director: John Currie | Management | For | For | For | ||
2.6 | Election Of Director: Jeff Booth | Management | For | For | For | ||
2.7 | Election Of Director: Neel Grover | Management | For | For | For | ||
3 | The Appointment Of Kpmg Llp, Chartered Accountants, As Auditor Of Coastal Contacts Inc. For The Ensuing Year. | Management | For | For | For | ||
4 | The Approval, On An Advisory Basis (and Not To Diminish The Role And responsibilities Of The Board Of Directors Of Coastal), Of Coastal's Approach To Executive Compensation. | Management | For | For | For | ||
Community Health Systems, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Cyh | Cusip 203668108 | 05/20/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: W. Larry Cash | Management | For | For | For | ||
1.2 | Election Of Director: John A. Clerico | Management | For | For | For | ||
1.3 | Election Of Director: James S. Ely Iii | Management | For | For | For | ||
1.4 | Election Of Director: John A. Fry | Management | For | For | For | ||
1.5 | Election Of Director: William Norris Jennings | Management | For | For | For | ||
1.6 | Election Of Director: Julia B. North | Management | For | For | For | ||
1.7 | Election Of Director: Wayne T. Smith | Management | For | For | For | ||
1.8 | Election Of Director: H. Mitchell Watson, Jr. | Management | For | For | For | ||
2 | Proposal To Approve The Compensation Of The Company's Named Executive Officers. | Management | For | For | For | ||
3 | Proposal To Approve The Community Health Systems, Inc. 2004 Employee Performance Incentive Plan As Amended And Restated February 26, 2014. | Management | For | For | For | ||
4 | Proposal To Approve The Community Health Systems, Inc. 2009 Stock Option & Award Plan, As Amended & Restated March 19, 2014. | Management | For | For | For | ||
5 | Proposal To Approve An Amendment Of The Amended And Restated By-laws Of Community Health Systems, Inc. | Management | For | For | For | ||
6 | Proposal To Ratify The Selection Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
Compania De Minas Buenaventura S.a. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Bvn | Cusip 204448104 | 03/27/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | Peru | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Approve The Annual Report As Of December, 31, 2013. A Preliminary Spanish Version Of The Annual Report Will Be Available In The Company's web Site Http://www.buenaventura.com/ir/. | Management | For | Abstain | Against | ||
2 | To Approve The Financial Statements As Of December, 31, 2013, Which Were Publicly Reported And Are In Our Web Site Http://www.buenaventura.com/ir/. | Management | For | Abstain | Against | ||
3 | To Appoint Ernst And Young (medina, Zaldivar, Paredes Y Asociados) As External Auditors For Fiscal Year 2014. | Management | For | Abstain | Against | ||
4 | Ratification Of The Dividend Policy Amendment, Which Has Been Approved By The Board Of Directors. | Management | For | Abstain | Against | ||
5 | To Approve The Payment Of A Cash Dividend Of 1.1 Cents (us$) Per Share Or Ads According To The Company's Dividend Policy. | Management | For | Abstain | Against | ||
6 | Election Of The Members Of The Board For The Period 2014-2016: Mr. Roque Benavides, Mr Carlosdel- Solar, Mr. Igor Gonzales, Mr. Jose Miguel Morales, Mr. Felipe Ortiz-de-zevallos, Mr. Timothy Snider, Mr. German Suarez | Management | For | Abstain | Against | ||
Dell Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Dell | Cusip 24702R101 | 10/17/2013 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Donald J. Carty | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Janet F. Clark | Management | For | Abstain | Against | ||
1.3 | Election Of Director: Laura Conigliaro | Management | For | Abstain | Against | ||
1.4 | Election Of Director: Michael S. Dell | Management | For | Abstain | Against | ||
1.5 | Election Of Director: Kenneth M. Duberstein | Management | For | Abstain | Against | ||
1.6 | Election Of Director: Gerard J. Kleisterlee | Management | For | Abstain | Against | ||
1.7 | Election Of Director: Klaus S. Luft | Management | For | Abstain | Against | ||
1.8 | Election Of Director: Alex J. Mandl | Management | For | Abstain | Against | ||
1.9 | Election Of Director: Shantanu Narayen | Management | For | Abstain | Against | ||
1.10 | Election Of Director: H. Ross Perot, Jr. | Management | For | Abstain | Against | ||
2 | Ratification Of Selection Of Pricewaterhousecoopers Llp As Dell Inc.'s Independent Auditor For Fiscal 2014 | Management | For | Abstain | Against | ||
3 | Approval, On An Advisory Basis, Of Dell Inc.'s Compensation Of Its Named Executive Officers As Disclosed In The Proxy Statement | Management | For | Abstain | Against | ||
4 | Requesting That The Board Of Directors Undertake Such Steps As May Be Necessary To Permit Dell Inc.'s Stockholders To Act By Written Consent Instead Of At A Meeting Of Stockholders | Management | Against | Abstain | Against | ||
Emergent Biosolutions Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Ebs | Cusip 29089Q105 | 05/22/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Zsolt Harsanyi, Ph.d. | Management | For | For | For | ||
1.2 | Election Of Director: General George Joulwan | Management | For | For | For | ||
1.3 | Election Of Director: Louis W. Sullivan, M.d. | Management | For | For | For | ||
1.4 | Election Of Director: Marvin L. White | Management | For | For | For | ||
2 | To Ratify The Appointment By The Audit Committee Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For Fiscal Year 2014. | Management | For | For | For | ||
3 | To Approve The Amendment Of Our Stock Incentive Plan. | Management | For | For | For | ||
4 | To Approve, On An Advisory Basis, The Compensation Of Our Named Executive Officers. | Management | For | For | For | ||
Exelixis, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Exel | Cusip 30161Q104 | 05/28/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Michael M. Morrissey, Ph.d. | Management | For | For | For | ||
1.2 | Election Of Director: Stelios Papadopoulos, Ph.d. | Management | For | For | For | ||
1.3 | Election Of Director: George A. Scangos, Ph.d. | Management | For | For | For | ||
1.4 | Election Of Director: Lance Willsey, M.d. | Management | For | For | For | ||
2 | To Ratify The Selection Of Ernst & Young Llp As Exelixis' Independent Registered Public Accounting Firm For The Fiscal Year Ending January 2, 2015. | Management | For | For | For | ||
3 | To Approve The Exelixis, Inc. 2014 Equity Incentive Plan. | Management | For | For | For | ||
4 | To Approve, On An Advisory Basis, The Compensation Of Exelixis' Named Executive Officers. | Management | For | Against | Against | ||
Forest Laboratories, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Frx | Cusip 345838106 | 06/17/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Adopt The Agreement And Plan Of Merger, Dated As Of February 17, 2014, By And Among Actavis Plc, Tango Us Holdings Inc., Tango Merger Sub 1 Llc, Tango Merger Sub 2 Llc And Forest Laboratories, Inc. Approval Of This Proposal Is Required To Complete The | Management | For | For | For | ||
2 | To Approve, On A Non-binding Basis, The Compensation To Be Paid To Forest Laboratories, Inc.'s Named Executive Officers That Is Based On Or Otherwise Relates To The Merger. | Management | For | For | For | ||
Fred's, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Fred | Cusip 356108100 | 06/18/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Michael J. Hayes | Management | For | For | For | ||
1.2 | Election Of Director: John R. Eisenman | Management | For | For | For | ||
1.3 | Election Of Director: Thomas H. Tashjian | Management | For | For | For | ||
1.4 | Election Of Director: B. Mary Mcnabb | Management | For | For | For | ||
1.5 | Election Of Director: Michael T. Mcmillan | Management | For | For | For | ||
1.6 | Election Of Director: Bruce A. Efird | Management | For | For | For | ||
1.7 | Election Of Director: Steven R. Fitzpatrick | Management | For | For | For | ||
2 | Approval Of Bdo Usa, Llp As Independent Registered Public Accounting Firm Of The Company, As Described In The Proxy Statement. | Management | For | For | For | ||
3 | Advisory Vote On Executive Compensation. | Management | For | For | For | ||
Furiex Pharmaceuticals, Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Furx | Cusip 36106P101 | 05/22/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: June S. Almenoff Md Phd | Management | For | For | For | ||
1.2 | Election Of Director: Peter B. Corr, Ph.d. | Management | For | For | For | ||
1.3 | Election Of Director: Stephen R. Davis | Management | For | For | For | ||
1.4 | Election Of Director: Wendy L. Dixon, Ph.d. | Management | For | For | For | ||
1.5 | Election Of Director: F.n. Eshelman, Pharm.d. | Management | For | For | For | ||
1.6 | Election Of Director: Stephen W. Kaldor, Phd | Management | For | For | For | ||
2 | The Ratification Of Deloitte & Touche Llp As The Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | The Approval Of The Compensation Of The Named Executive Officers. | Management | For | For | For | ||
Goodrich Petroleum Corp | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Gdp | Cusip 382410405 | 05/20/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Josiah T. Austin | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Peter D. Goodson | Management | For | Abstain | Against | ||
1.3 | Election Of Director: Gene Washington | Management | For | Abstain | Against | ||
2 | Ratify The Selection Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ended December 31, 2014. | Management | For | Abstain | Against | ||
3 | Approve, On An Advisory Basis, The Compensation Of Our Named Executive Officers. | Management | For | Abstain | Against | ||
4 | Approve The Second Amendment To The Company's Amended 2006 Long-term Incentive Plan (the "2006 Plan"). | Management | For | Abstain | Against | ||
5 | Reapprove The Material Terms Of The 2006 Plan For Purposes Of Complying With Section 162(m) Of The Internal Revenue Code. | Management | For | Abstain | Against | ||
HCA Holdings,inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Hca | Cusip 40412C101 | 04/23/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Richard M. Bracken | Management | For | For | For | ||
1.2 | Election Of Director: R. Milton Johnson | Management | For | For | For | ||
1.3 | Election Of Director: Robert J. Dennis | Management | For | For | For | ||
1.4 | Election Of Director: Nancy-ann Deparle | Management | For | For | For | ||
1.5 | Election Of Director: Thomas F. Frist Iii | Management | For | For | For | ||
1.6 | Election Of Director: William R. Frist | Management | For | For | For | ||
1.7 | Election Of Director: Ann H. Lamont | Management | For | For | For | ||
1.8 | Election Of Director: Jay O. Light | Management | For | For | For | ||
1.9 | Election Of Director: Geoffrey G. Meyers | Management | For | For | For | ||
1.10 | Election Of Director: Michael W. Michelson | Management | For | For | For | ||
1.11 | Election Of Director: Stephen G. Pagliuca | Management | For | For | For | ||
1.12 | Election Of Director: Wayne J. Riley, M.d. | Management | For | For | For | ||
1.13 | Election Of Director: John W. Rowe, M.d. | Management | For | For | For | ||
2 | To Ratify The Appointment Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For The Year Ending December 31, 2014 | Management | For | For | For | ||
3 | To Approve The Hca Holdings, Inc. Employee Stock Purchase Plan | Management | For | For | For | ||
4 | Advisory Vote To Approve Named Executive Officer Compensation | Management | For | For | For | ||
Home Federal Bancorp, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Home | Cusip 43710G105 | 05/16/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Approve The Agreement And Plan Of Merger, Dated As Of October 23, 2013, By And Between Cascade Bancorp And The Company, As Such Agreement May Be Amended From Time To Time, And The Merger And Other Transactions Contemplated By The Merger Agreement. | Management | For | For | For | ||
2 | To Approve, On An Advisory (non-binding) Basis, Specified Executive Compensation, As Disclosed In The Proxy Statement. | Management | For | For | For | ||
3 | To Approve One Or More Adjournments Of The Special Meeting, If Necessary Or Appropriate, Including Adjournments To Permit Further Solicitation Of Proxies In Favor Of The Merger Proposal. | Management | For | For | For | ||
Intermune, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Itmn | Cusip 45884X103 | 05/29/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: James I. Healy M.d. Phd | Management | For | For | For | ||
1.2 | Election Of Director: Louis Drapeau | Management | For | For | For | ||
1.3 | Election Of Director: Frank Verwiel, M.d. | Management | For | For | For | ||
2 | To Ratify The Selection, By The Audit Committee Of The Board Of Directors, Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve, On A Non-binding Advisory Basis, The Compensation Of The Company's Named Executive Officers. | Management | For | For | For | ||
Lsi Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Lsi | Cusip 502161102 | 04/09/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Adopt The Agreement And Plan Of Merger, Dated As Of December 15, 2013, As It May Be Amended From Time To Time, By And Among Lsi Corporation, Avago Technologies Limited, Avago Technologies Wireless (u.s.a.) Manufacturing Inc. And Leopold Merger Sub, I | Management | For | For | For | ||
2 | To Approve The Adjournment Of The Special Meeting, If Necessary Or Appropriate, To Solicit Additional Proxies If There Are Insufficient Votes At The Time Of The Special Meeting To Approve The Proposal To Adopt The Agreement And Plan Of Merger. | Management | For | For | For | ||
3 | To Approve, On An Advisory (non-binding) Basis, Specified Compensation That May Become Payable To The Named Executive Officers Of Lsi Corporation In Connection With The Merger. | Management | For | For | For | ||
Martin Marietta Materials, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Mlm | Cusip 573284106 | 05/22/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Sue W. Cole | Management | For | For | For | ||
1.2 | Election Of Director: Michael J. quillen | Management | For | For | For | ||
1.3 | Election Of Director: Stephen P. zelnak, Jr. | Management | For | For | For | ||
2 | Ratification Of Selection Of Ernst & young Llp As Independent Auditors. | Management | For | For | For | ||
3 | Approval, By A Non-binding Advisory Vote, Of The Compensation Of Martin marietta Materials, Inc.'s Named Executive Officers. | Management | For | For | For | ||
MGM Resort International | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Mgm | Cusip 552953101 | 06/05/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Robert H. Baldwin | Management | For | Abstain | Against | ||
1.2 | Election Of Director: William A. Bible | Management | For | Abstain | Against | ||
1.3 | Election Of Director: Burton M. Cohen | Management | For | Abstain | Against | ||
1.4 | Election Of Director: Mary Chris Gay | Management | For | Abstain | Against | ||
1.5 | Election Of Director: William W. Grounds | Management | For | Abstain | Against | ||
1.6 | Election Of Director: Alexis M. Herman | Management | For | Abstain | Against | ||
1.7 | Election Of Director: Roland Hernandez | Management | For | Abstain | Against | ||
1.8 | Election Of Director: Anthony Mandekic | Management | For | Abstain | Against | ||
1.9 | Election Of Director: Rose Mckinney James | Management | For | Abstain | Against | ||
1.10 | Election Of Director: James J. Murren | Management | For | Abstain | Against | ||
1.11 | Election Of Director: Gregory M. Spierkel | Management | For | Abstain | Against | ||
1.12 | Election Of Director: Daniel J. Taylor | Management | For | Abstain | Against | ||
2 | To Ratify The Selection Of The Independent Registered Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | Abstain | Against | ||
3 | To Approve, On An Advisory Basis, The Compensation Of Our Named Executive Officers. | Management | For | Abstain | Against | ||
4 | To Approve Amendments To The Amended And Restated 2005 Omnibus Incentive Plan. | Management | For | Abstain | Against | ||
Morgans Hotel Group Co. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Mhgc | Cusip 61748W108 | 05/14/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Sahm Adrangi | Shareholder | Against | For | Against | ||
1.2 | Election Of Director: John Brecker | Shareholder | Against | For | Against | ||
1.3 | Election Of Director: Andrew Broad | Shareholder | Against | For | Against | ||
1.4 | Election Of Director: Alan Carr | Shareholder | Against | For | Against | ||
1.5 | Election Of Director: Jordon Giancoli | Shareholder | Against | For | Against | ||
1.6 | Election Of Director: Navi Hehar | Shareholder | Against | For | Against | ||
1.7 | Election Of Director: L. Spencer Wells | Shareholder | Against | For | Against | ||
2 | Company's Proposal To Ratify The Appointment Of Bdo Usa, Llp As The Independent Registered Public Accounting Firm For The Company For The Fiscal Year Ending December 31, 2014. | Shareholder | Against | For | Against | ||
3 | Company's Proposal To Approve, By Advisory Vote, The Compensation Of The Company's Named Executive Officers. | Shareholder | Against | For | Against | ||
4 | A Stockholder Proposal, If Presented, Regarding The Company's Stockholder Rights Plan. | Shareholder | Against | For | Against | ||
Morgans Hotel Group Co. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Mhgc | Cusip 61748W108 | 05/14/2014 | Take No Action | ||||
Meeting Type | Country Of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Jason T. Kalisman | Management | For | TNA | N/A | ||
1.2 | Election Of Director: John J. Dougherty | Management | For | TNA | N/A | ||
1.3 | Election Of Director: Martin L. Edelman | Management | For | TNA | N/A | ||
1.4 | Election Of Director: Mahmood J. Khimji | Management | For | TNA | N/A | ||
1.5 | Election Of Director: Jonathan A. Langer | Management | For | TNA | N/A | ||
1.6 | Election Of Director: Andrea L. Olshan | Management | For | TNA | N/A | ||
1.7 | Election Of Director: Michael E. Olshan | Management | For | TNA | N/A | ||
1.8 | Election Of Director: Michelle S. Russo | Management | For | TNA | N/A | ||
1.9 | Election Of Director: Derex Walker | Management | For | TNA | N/A | ||
2 | Ratification Of Appointment Of Independent Registered Public Accounting Firm. | Management | For | TNA | N/A | ||
3 | Advisory Vote To Approve Executive Compensation. | Management | For | TNA | N/A | ||
4 | Recommend To Board That (1) It Be Prohibited From Amending Its Stockholder Protection Rights Agreement, (2) It Redeems The Existing Plan And (3) Adoption Of Any Other Stockholder Rights Plan Or Other Form Of "poison Pill" Requires The Approval By A Majori | Management | Against | TNA | N/A | ||
Mylan Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Myl | Cusip 628530107 | 04/11/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Heather Bresch | Management | For | For | For | ||
1.2 | Election Of Director: Wendy Cameron | Management | For | For | For | ||
1.3 | Election Of Director: Hon. Robert J. Cindrich | Management | For | For | For | ||
1.4 | Election Of Director: Robert J. Coury | Management | For | For | For | ||
1.5 | Election Of Director: Joellen Lyons Dillon | Management | For | For | For | ||
1.6 | Election Of Director: Neil Dimick, C.p.a. | Management | For | For | For | ||
1.7 | Election Of Director: Melina Higgins | Management | For | For | For | ||
1.8 | Election Of Director: Douglas J. Leech, C.p.a. | Management | For | For | For | ||
1.9 | Election Of Director: Rajiv Malik | Management | For | For | For | ||
1.10 | Election Of Director: Joseph C. Maroon, M.d. | Management | For | For | For | ||
1.11 | Election Of Director: Mark W. Parrish | Management | For | For | For | ||
1.12 | Election Of Director: Rodney L. Piatt, | Management | For | For | For | ||
1.13 | Election Of Director: Randall L. (pete) Vanderveen, Ph.d., R.ph | Management | For | For | For | ||
2 | Ratify The Selection Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For The Year Ending December 31, 2014 | Management | For | For | For | ||
3 | Approve, On An Advisory Basis, The Compensation Of The Named Executive Officers Of The Company | Management | For | For | For | ||
4 | Consider A Shareholder Proposal To Adopt A Policy That The Chairman Of The Board Of Directors Be An Independent Director | Management | Against | Against | For | ||
Nordion Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Ndz | Cusip 65563C105 | 05/27/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | The Special Resolution (the "arrangement Resolution"), The Full Text Of Which Is Set Forth In Appendix "b" To The Circular, Approving An Arrangement Pursuant To Section 192 Of The Canada Business Corporations Act To Effect, Among Other Things, The Effecti | Management | For | For | For | ||
2.1 | Election Of Director: W. D. Anderson | Management | For | For | For | ||
2.2 | Election Of Director: J. Brown | Management | For | For | For | ||
2.3 | Election Of Director: W. G. Dempsey | Management | For | For | For | ||
2.4 | Election Of Director: S. Murphy | Management | For | For | For | ||
2.5 | Election Of Director: K. Newport | Management | For | For | For | ||
2.6 | Election Of Director: A. Olukotun | Management | For | For | For | ||
2.7 | Election Of Director: S. M. West | Management | For | For | For | ||
2.8 | Election Of Director: J. Woodruff | Management | For | For | For | ||
3 | Appointment Of Ernst & Young Llp As Auditors, And Authorizing The Directors To Fix Their Remuneration. | Management | For | For | For | ||
Nuveen Investments | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Jnc | Cusip 67090F106 | 11/26/2013 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Election Of Director: Judith M. Stockdale | Management | For | Abstain | Against | ||
2 | Election Of Director: Carole E. Stone | Management | For | Abstain | Against | ||
3 | Election Of Director: Virginia L. Stringer | Management | For | Abstain | Against | ||
Osisko Mining Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Osk Cn | Cusip 688278100 | 05/30/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Special Resolution To Approve The Arrangement Under Section 192 Of The Canada Business Corporations Act Involving The Company, Agnico Eagle Mines Limited And Yamana Gold Inc. The Full Text Of The Special Resolution Is Set Out In Schedule "a" To The Circ | Management | For | For | For | ||
2 | Resolution Approving The Payment Of The Out-of-the-money Option Consideration Amount, As More Fully Described In The Circular | Management | For | For | For | ||
3 | Resolution Approving The New Osisko Stock Option Plan, As More Fully Described In The Circular | Management | For | For | For | ||
4 | Resolution Approving The New Osisko Shareholder Rights Plan, As More Fully Described In The Circular | Management | For | For | For | ||
5 | Special Resolution Approving The New Osisko Share Consolidation, On The Basis Of One Post-consolidated New Osisko Share For Each 10 Pre- Consolidation New Osisko Shares, As More Fully Described In The Circular Director | Management | For | For | For | ||
6.1 | Election Of Director: Victor H. Bradley | Management | For | For | For | ||
6.2 | Election Of Director: John F. Burzynski | Management | For | For | For | ||
6.3 | Election Of Director: Marcel Côté | Management | For | For | For | ||
6.4 | Election Of Director: Michèle Darling | Management | For | For | For | ||
6.5 | Election Of Director: Joanne Ferstman | Management | For | For | For | ||
6.6 | Election Of Director: S. Leavenworth Bakali | Management | For | For | For | ||
6.7 | Election Of Director: William A. Mackinnon | Management | For | For | For | ||
6.8 | Election Of Director: Charles E. Page | Management | For | For | For | ||
6.9 | Election Of Director: Sean Roosen | Management | For | For | For | ||
6.10 | Election Of Director: Gary A. Sugar | Management | For | For | For | ||
6.11 | Election Of Director: Serge Vézina | Management | For | For | For | ||
7 | Resolution Appointing Pricewaterhousecoopers Llp As Auditors Of The Company And Authorizing The Directors Of The Company To Fix Their Remuneration | Management | For | For | For | ||
8 | Resolution Approving Unallocated Rights And Entitlements Under The Osisko Employee Share Purchase Plan, As More Fully Described In The Circular | Management | For | For | For | ||
9 | Resolution Approving Unallocated Options Under The Osisko Stock Option Plan, As More Fully Described In The Circular | Management | For | For | For | ||
10 | Resolution - Advisory Vote On Executive Compensation Approach, As More Fully Described In The Circular. | Management | For | For | For | ||
Pacer International, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Pacr | Cusip 69373H106 | 03/27/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Approve The Agreement And Plan Of Merger Dated As Of January 5, 2014 By And Among Pacer International, Inc. ("pacer"), Xpo Logistics, Inc. And Acquisition Sub, Inc. ("merger Sub"), Pursuant To Which Merger Sub Will Merge With And Into Pacer. | Management | For | For | For | ||
2 | To Approve, On An Advisory Basis, The Merger-related Compensation Of Named Executive Officers. | Management | For | For | For | ||
3 | To Approve A Proposal To Adjourn The Special Meeting To Solicit Additional Proxies For Approval Of The Merger Agreement. | Management | For | For | For | ||
Pacific Drilling S.a. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Pacd | Cusip L7257P106 | 05/12/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Approval Of The Stand Alone Audited And Unconsolidated Annual Accounts Of The Company For The Financial Period From 1 January 2013 To 31 December 2013 Prepared In Accordance With Luxembourg Generally Accepted Accounting Principles And The Laws And Regulat | Management | For | Abstain | Against | ||
2 | Approval Of The Consolidated Financial Statements Of The Company For The Financial Period From 1 January 2013 To 31 December 2013 Prepared In Accordance With United States Generally Accepted Accounting Principles (the "consolidated Financial Statements") | Management | For | Abstain | Against | ||
3 | Allocation Of The Net Result Shown In The Annual Accounts For The Financial Period From 1 January 2013 To 31 December 2013 | Management | For | Abstain | Against | ||
4 | Discharge For The Directors Of The Company In Relation To The Financial Period From 1 January 2013 To 31 December 2013 | Management | For | Abstain | Against | ||
5.1 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Ron Moskovitz | Management | For | Abstain | Against | ||
5.2 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Christian J. Beckett | Management | For | Abstain | Against | ||
5.3 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Laurence N. Charney | Management | For | Abstain | Against | ||
5.4 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Jeremy Asher | Management | For | Abstain | Against | ||
5.5 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Paul Wolff | Management | For | Abstain | Against | ||
5.6 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Elias Sakellis | Management | For | Abstain | Against | ||
5.7 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Cyril Ducau | Management | For | Abstain | Against | ||
5.8 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Robert A. Schwed | Management | For | Abstain | Against | ||
5.9 | Re-appointment Of The Member Of The Board Of Directors For A Term Ending At The Annual General Meeting Of The Company To Be Held In 2015: Sami Iskander | Management | For | Abstain | Against | ||
6 | Approval Of Compensation Of The Members Of The Board Of Directors | Management | For | Abstain | Against | ||
7 | Approval Of The Payment Of Cash Distributions To Shareholders Of Up To $152 Million In The Aggregate To Be Paid In 2015, The Timing, Amount And Form Of Such Distributions To Be Subject To The Discretion Of The Board Of Directors | Management | For | Abstain | Against | ||
8 | Re-appointment Of Kpmg Luxembourg, Reviseur D'entreprises Agree, As Independent Auditor Of The Company Until The Annual General Meeting Of The Shareholders Of The Company To Be Held In 2015. | Management | For | Abstain | Against | ||
Pactera Technology Int'l Ltd. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Pact | Cusip 695255109 | 03/06/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | That The Agreement And Plan Of Merger, Dated As Of October 17, 2013 (the "merger Agreement"), Among The Company, Bcp (singapore) Vi Cayman Acquisition Co. Ltd. ("parent"), Bcp (singapore) Vi Cayman Financing Co. Ltd. ("midco") And Bcp (singapore) Vi Cayma | Management | For | For | For | ||
2 | That The Directors And Officers Of The Company Be And Are Hereby Authorized To Do All Things Necessary To Give Effect To The Merger Agreement | Management | For | For | For | ||
3 | That The Chairman Of The Extraordinary General Meeting Be Instructed To Adjourn The Extraordinary General Meeting In Order To Allow The Company To Solicit Additional Proxies In The Event That There Are Insufficient Proxies Received At The Time Of The Extr | Management | For | For | For | ||
Patheon Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Pti Cn | Cusip 70319W108 | 03/06/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | The Special Resolution, The Full Text Of Which Is Set Forth In Annex G To The Proxy Statement And Management Information Circular (the "circular") Of Patheon Inc. (the "corporation") Dated February 4, 2014 Accompanying The Notice Of This Meeting, To Appr | Management | For | For | For | ||
2 | Resolution To Approve, On An Advisory And Non-binding Basis, And Not To Diminish The Role And Responsibilities Of The Board Of Directors Of The Corporation, Specified Compensation That May Become Payable To The Named Executive Officers Of The Corporation | Management | For | For | For | ||
Pfizer Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Pfe | Cusip 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Dennis A. Ausiello | Management | For | For | For | ||
1.2 | Election Of Director: W. Don Cornwell | Management | For | For | For | ||
1.3 | Election Of Director: Frances D. Fergusson | Management | For | For | For | ||
1.4 | Election Of Director: Helen H. Hobbs | Management | For | For | For | ||
1.5 | Election Of Director: Constance J. Horner | Management | For | For | For | ||
1.6 | Election Of Director: James M. Kilts | Management | For | For | For | ||
1.7 | Election Of Director: George A. Lorch | Management | For | For | For | ||
1.8 | Election Of Director: Shantanu Narayen | Management | For | For | For | ||
1.9 | Election Of Director: Suzanne Nora Johnson | Management | For | For | For | ||
1.10 | Election Of Director: Ian C. Read | Management | For | For | For | ||
1.11 | Election Of Director: Stephen W. Sanger | Management | For | For | For | ||
1.12 | Election Of Director: Marc Tessier-lavigne | Management | For | For | For | ||
2 | Independent Registered Public Accounting Firm For 2014 | Management | For | For | For | ||
3 | Advisory Approval Of Executive Compensation | Management | For | For | For | ||
4 | Approval Of Pfizer Inc. 2014 Stock Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Approval Of Political Contributions Policy | Management | Against | Against | For | ||
6 | Shareholder Proposal Regarding Lobbying Activities | Management | Against | Against | For | ||
7 | Shareholder Proposal Regarding Action By Written Consent | Management | Against | Against | For | ||
Pharmacyclics, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Pcyc | Cusip 716933106 | 05/08/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Robert F. Booth, Ph.d. | Management | For | For | For | ||
1.2 | Election Of Director: Kenneth A. Clark | Management | For | For | For | ||
1.3 | Election Of Director: Robert W. Duggan | Management | For | For | For | ||
1.4 | Election Of Director: Eric H. Halvorson | Management | For | For | For | ||
1.5 | Election Of Director: Minesh P. Mehta, M.d. | Management | For | For | For | ||
1.6 | Election Of Director: David D. Smith, Ph.d. | Management | For | For | For | ||
1.7 | Election Of Director: Richard Van Den Broek | Management | For | For | For | ||
2 | To Approve The Company's 2014 Equity Incentive Award Plan. | Management | For | For | For | ||
3 | To Approve An Advisory Resolution Regarding The Compensation Of The Company's Named Executive Officers | Management | For | For | For | ||
4 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
Premier Exhibitions, Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Prxi | Cusip 74051E102 | 08/29/2013 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: William M. Adams Ii | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Douglas Banker | Management | For | Abstain | Against | ||
1.3 | Election Of Director: Ronald C. Bernard | Management | For | Abstain | Against | ||
1.4 | Election Of Director: Stephen W. Palley | Management | For | Abstain | Against | ||
1.5 | Election Of Director: Mark A. Sellers | Management | For | Abstain | Against | ||
1.6 | Election Of Director: Bruce D. Steinberg | Management | For | Abstain | Against | ||
1.7 | Election Of Director: Samuel S. Weiser | Management | For | Abstain | Against | ||
2 | Proposal To Ratify The Selection Of Cherry, Bekaert & Holland, L.l.p., As Our Independent Registered Public Accounting Firm For The Fiscal year Ending February 28, 2014. | Management | For | Abstain | Against | ||
3 | Proposal To Approve, By Non-binding Vote, Executive Compensation As Disclosed In The Proxy Statement For The 2013 Annual Meeting Of Shareholders. | Management | For | Abstain | Against | ||
4 | Proposal To Recommend, By Non-binding Vote, The Frequency Of Executive Compensation Votes. | Management | For | Abstain | Against | ||
Receptos Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Rcpt | Cusip 756207106 | 06/03/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Faheem Hasnain | Management | For | For | For | ||
1.2 | Election Of Director: Erle T. Mast | Management | For | For | For | ||
1.3 | Election Of Director: Mary Lynne Hedley, Ph.d | Management | For | For | For | ||
2 | To Ratify The Appointment Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm For Our Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
Saks Incorporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Sks | Cusip 79377W108 | 10/30/2013 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Proposal To Approve The Agreement And Plan Of Merger (as It May Be Amended From Time To Time, The "merger Agreement"), Dated As Of July 28, 2013, By And Among Hudson's Bay Company, Harry Acquisition Inc. And Saks Incorporated. | Management | For | Abstain | Against | ||
2 | Proposal To Approve, On An Advisory (nonbinding) Basis, Specified Compensation That May Become Payable To The Company's Principal executive Officer, Principal Financial Officer And Three Most Highly Compensated Executive Officers Other Than The Principal | Management | For | Abstain | Against | ||
3 | Proposal To Approve The Adjournment Of The Special Meeting, If Necessary Or Appropriate To Solicit Additional Proxies If There Are Insufficient Votes At The Time Of The Special Meeting To Approve The Proposal To Approve The Merger Agreement. | Management | For | Abstain | Against | ||
Sotheby's | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Bid | Cusip 835898107 | 05/06/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Daniel S. Loeb | Shareholder | Against | For | Against | ||
1.2 | Election Of Director: Harry J. Wilson | Shareholder | Against | For | Against | ||
1.3 | Election Of Director: Olivier Reza | Shareholder | Against | For | Against | ||
2 | Approval Of The Company's Proposal To Ratify The Selection Of Deloitte & touche Llp As The Company's Registered Public Accounting Firm. | Shareholder | Against | For | Against | ||
3 | Approval Of The Company's Proposal To Approve. On An Advisory Basis, The Compensation Of The Company's Named Executive Officers. | Shareholder | Against | For | Against | ||
Sotheby's | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Bid | Cusip 835898107 | 05/06/2014 | Take No Action | ||||
Meeting Type | Country Of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: John M. Angelo | Management | For | TNA | N/A | ||
1.2 | Election Of Director: Jessica M. Bibliowicz | Management | For | TNA | N/A | ||
1.3 | Election Of Director: Kevin C. Conroy | Management | For | TNA | N/A | ||
1.4 | Election Of Director: Domenico De Sole | Management | For | TNA | N/A | ||
1.5 | Election Of Director: The Duke Of Devonshire | Management | For | TNA | N/A | ||
1.6 | Election Of Director: Daniel Meyer | Management | For | TNA | N/A | ||
1.7 | Election Of Director: Allen Questrom | Management | For | TNA | N/A | ||
1.8 | Election Of Director: William F. Ruprecht | Management | For | TNA | N/A | ||
1.9 | Election Of Director: Marsha E. Simms | Management | For | TNA | N/A | ||
1.10 | Election Of Director: Robert S. Taubman | Management | For | TNA | N/A | ||
1.11 | Election Of Director: Diana L. Taylor | Management | For | TNA | N/A | ||
1.12 | Election Of Director: Dennis M. Weibling | Management | For | TNA | N/A | ||
2 | Ratification Of The Appointment Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For 2014. | Management | For | TNA | N/A | ||
3 | Approval, On An Advisory Basis, Of The 2013 Compensation Of The Company's Named Executive Officers. | Management | For | TNA | N/A | ||
Strategic Hotels & Resorts, Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Bee | Cusip 86272T106 | 05/22/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Robert P. Bowen | Management | For | Abstain | Against | ||
1.2 | Election Of Director: Raymond L. Gellein, Jr. | Management | For | Abstain | Against | ||
1.3 | Election Of Director: James A. Jeffs | Management | For | Abstain | Against | ||
1.4 | Election Of Director: David W. Johnson | Management | For | Abstain | Against | ||
1.5 | Election Of Director: Richard D. Kincaid | Management | For | Abstain | Against | ||
1.6 | Election Of Director: Sir David M.c. Michels | Management | For | Abstain | Against | ||
1.7 | Election Of Director: William A. Prezant | Management | For | Abstain | Against | ||
1.8 | Election Of Director: Eugene F. Reilly | Management | For | Abstain | Against | ||
1.9 | Election Of Director: Sheli Z. Rosenberg | Management | For | Abstain | Against | ||
2 | Approval On An Advisory Basis Of The Compensation Of Our Named Executive Officers As Described In Our Proxy Statement For The 2014 Annual Meeting Of Stockholders. | Management | For | Abstain | Against | ||
3 | Ratification Of Deloitte & Touche Llp As Our Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | Abstain | Against | ||
Supertex, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Supx | Cusip 868532102 | 04/01/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Consider And Vote Upon A Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of February 9, 2014, By And Among Microchip Technology Incorporated, Orchid Acquisition Corporation And Supertex, Inc. (the "merger Agreement"), And Approve The Princ | Management | For | For | For | ||
2 | To Consider And Vote Upon A Proposal To Approve, By An Advisory (non-binding) Vote, Certain Of The Compensation That May Be Paid Or Become Payable To Our Named Executive Officers That Is Based On Or Otherwise Relates To The Merger, As Well As The Agreemen | Management | For | For | For | ||
3 | To Consider And Vote Upon A Proposal To Approve The Grant Of Authority To Vote Your Shares To Adjourn The Special Meeting To A Later Time And Date, If Necessary, For The Purpose Of Soliciting Additional Proxies To Vote In Favor Of The Approval Of The Prin | Management | For | For | For | ||
Tesaro Inc | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Tsro | Cusip 881569107 | 05/16/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: Leon O. Moulder, Jr. | Management | For | For | For | ||
1.2 | Election Of Director: Mary Lynne Hedley, Phd | Management | For | For | For | ||
1.3 | Election Of Director: David M. Mott | Management | For | For | For | ||
1.4 | Election Of Director: Lawrence M. Alleva | Management | For | For | For | ||
1.5 | Election Of Director: James O. Armitage, M.d. | Management | For | For | For | ||
1.6 | Election Of Director: E.m. (duke) Collier, Jr | Management | For | For | For | ||
1.7 | Election Of Director: Arnold L. Oronsky, Phd | Management | For | For | For | ||
1.8 | Election Of Director: Beth Seidenberg, M.d. | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Ernst & Young, Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year ending December 31, 2014 | Management | For | For | For | ||
Unitedhealth Group Incorporated | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Unh | Cusip 91324P102 | 06/02/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1.1 | Election Of Director: William C. Ballard, Jr. | Management | For | For | For | ||
1.2 | Election Of Director: Edson Bueno, m.d. | Management | For | For | For | ||
1.3 | Election Of Director: Richard T. burke | Management | For | For | For | ||
1.4 | Election Of Director: Robert J. darretta | Management | For | For | For | ||
1.5 | Election Of Director: Stephen J. hemsley | Management | For | For | For | ||
1.6 | Election Of Director: Michele J. hooper | Management | For | For | For | ||
1.7 | Election Of Director: Rodger A. lawson | Management | For | For | For | ||
1.8 | Election Of Director: Douglas W. leatherdale | Management | For | For | For | ||
1.9 | Election Of Director: Glenn M. renwick | Management | For | For | For | ||
1.10 | Election Of Director: Kenneth I. shine, M.d. | Management | For | For | For | ||
1.11 | Election Of Director: Gail R. wilensky, Ph.d. | Management | For | For | For | ||
2 | Advisory Approval Of Thecompany's Executive Compensation | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Deloitte & Touche Llp As The independent Registered Public Accounting Firm For The Companyfor The Year Ending December 31, 2014. | Management | For | For | For | ||
4 | The Shareholder Proposal Set Forth In The Proxy Statement Requesting Cumulative Voting, If Properly Presented At The 2014 Annual Meeting Of Shareholders. | Management | Against | For | Against | ||
5 | The Shareholder Proposal Set Forth In The Proxy Statement Requesting Additional Lobbying Disclosure, If Properly Presented At The 2014 Annual Meeting Of Shareholders. | Management | Against | Against | For | ||
Universal Health Services, Inc. | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Uhs | Cusip 913903100 | 05/21/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Election Of Director: Lawrence S. Gibbs | Management | For | For | For | ||
2 | Advisory (non-binding) Vote To Approve Executive Officer Compensation. | Management | For | For | For | ||
3 | To Ratify The Selection Of Pricewaterhousecoopers Llp, As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
Uns Energy Corp | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Uns | Cusip 903119105 | 03/26/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | To Approve And Adopt The Agreement And Plan Of Merger, Dated As Of December 11, 2013, By And Among Fortisus Inc., Color Acquisition Sub Inc., A Wholly Owned Subsidiary Of Fortisus Inc., Fortis Inc. (solely For Purposes Of Certain Provisions Thereof), An | Management | For | For | For | ||
2 | To Approve, On An Advisory, Non-binding Basis, The Compensation That May Be Paid Or Become Payable To Named Executive Officers Of Uns Energy Corporation That Is Based On Or Otherwise Relates To The Merger. | Management | For | For | For | ||
3 | To Adjourn The Special Meeting To A Later Date Or Time, If Necessary Or Appropriate, To Solicit Additional Proxies In The Event There Are Insufficient Votes At The Time Of The Special Meeting Or Any Adjournment Or Postponement Thereof To Adopt The Merger | Management | For | For | For | ||
Yadkin Financial Corporation | |||||||
Ticker | Security Id: | Meeting Date | Meeting Status | ||||
Ydkn | Cusip 984305102 | 06/19/2014 | Voted | ||||
Meeting Type | Country Of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/agnst Management | ||
1 | Proposal To Approve The Agreement And Plan Of Merger, Dated As Of January 27, 2014, As Amended, By And Among Yadkin Financial Corporation, Vantagesouth Bancshares, Inc., And Piedmont Community Bank Holdings, Inc. Pursuant To Which Vantagesouth Bancshares | Management | For | For | For | ||
2 | Proposal To Amend The Articles Of Incorporation Of Yadkin Financial Corporation To Increase The Number Of Authorized Shares Of Common Stock To 75,000,000 Shares. | Management | For | For | For | ||
3.1 | Election Of Director: Nolan G. Brown | Management | For | For | For | ||
3.2 | Election Of Director: Harry M. Davis | Management | For | For | For | ||
3.3 | Election Of Director: Thomas J. Hall | Management | For | For | For | ||
3.4 | Election Of Director: James A. Harrell, Jr. | Management | For | For | For | ||
3.5 | Election Of Director: Larry S. Helms | Management | For | For | For | ||
3.6 | Election Of Director: Dan W. Hill, Iii | Management | For | For | For | ||
3.7 | Election Of Director: Alison J. Smith | Management | For | For | For | ||
3.8 | Election Of Director: Harry C. Spell | Management | For | For | For | ||
3.9 | Election Of Director: Joseph H. Towell | Management | For | For | For | ||
4 | Proposal To Ratify The Appointment Of Dixon Hughes Goodman Llp, As Yadkin Financial Corporation's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
5 | Proposal To Adjourn The Yadkin Financial Corporation Annual Meeting, If Necessary Or Appropriate, To Solicit Additional Proxies In Favor Of Proposal #1 And/or Proposal #2 Herein. | Management | For | For | For | ||
6 | Proposal To Approve, On An Advisory (non-binding) Basis, The Compensation Of Certain Executive Officers Of Yadkin Financial Corporation. | Management | For | For | For | ||
7 | Proposal To Approve, On An Advisory (non-binding) Basis, The Compensation That Certain Executive Officers Of Yadkin Financial Corporation May Receive In Connection With The Mergers Pursuant To Existing Agreements Or Arrangements With Yadkin Financial Corp | Management | For | For | For | ||
ACCOR SA, COURCOURONNES | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AC | ISIN FR0000120404 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
MIX | France | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Please Note In The French Market That The Only Valid Vote Options Are For" And "against" A Vote Of "abstain" Will Be Treated As An "against" Vote. " | Management | N/A | N/A | N/A | ||
2 | The Following Applies To Shareholders That Do Not Hold Shares Directly With A French Custodian: Proxy Cards: Voting Instructions Will Be Forwarded To The Global Custodians On The Vote Deadline Date. In Capacity As Registered Intermediary, The Global Custodians Will Sign The Proxy Cards And Forward Them To The Local Custodian. If You Request More Information, Please Contact Your Client Representative. | Management | N/A | N/A | N/A | ||
3 | 09 Apr 2014: Please Note That Important Additional Meeting Information Is Available By Clicking On The Material Url Link: Https://balo.journal-officiel.gouv.fr/pdf/2014/0324/201403241400762.pdf. Please Note That This Is A Revision Due To Receipt Of Additional Url: Http://www.journal-officiel.gouv.fr//pdf/2014/0409/201404091401005.pdf. If You Have Already Sent In Your Votes, Please Do Not Return This Proxy Form Unless You Decide To Amend Your Original Instructions. Thank You | Management | N/A | N/A | N/A | ||
4 | Approval Of The Annual Corporate Financial Statements For The Financial Year Ended On December 31, 2013 | Management | For | For | For | ||
5 | Approval Of The Consolidated Financial Statements For The Financial Year Ended On December 31, 2013 | Management | For | For | For | ||
6 | Allocation Of Income And Dividend Distribution Eur 0.80 Per Share | Management | For | For | For | ||
7 | Option For Payment Of The Dividend In Shares | Management | For | For | For | ||
8 | Approval Of Regulated Commitments Benefiting Mr. Sebastien Bazin | Management | For | For | For | ||
9 | Approval Of Regulated Agreements And Commitments Benefiting Mr. Sven Boinet | Management | For | For | For | ||
10 | Approval Of A Regulated Commitment Benefiting Mr. Denis Hennequin | Management | For | For | For | ||
11 | Approval Of A Regulated Agreement Benefiting Mr. Yann Caillere | Management | For | For | For | ||
12 | Approval Of A Regulated Agreement Benefiting Institut Paul Bocuse | Management | For | For | For | ||
13 | Renewal Of Term Of Mr. Sebastien Bazin As Board Member | Management | For | For | For | ||
14 | Renewal Of Term Of Mrs. Iris Knobloch As Board Member | Management | For | For | For | ||
15 | Renewal Of Term Of Mrs. Virginie Morgon As Board Member | Management | For | For | For | ||
16 | Appointment Of Mr. Jonathan Grunzweig As Board Member | Management | For | For | For | ||
17 | Authorization To Be Granted To The Board Of Directors To Trade In Company's Shares | Management | For | For | For | ||
18 | Authorization To The Board Of Directors To Reduce Share Capital By Cancellation Of Shares | Management | For | For | For | ||
19 | Amendment To Article 12 Of The Bylaws To Determine The Terms Of Appointment Of Board Members Representing Employees And To Increase The Minimum Number Of Shares To Be Held By The Board Members | Management | For | For | For | ||
20 | Notice On The Compensation Owed Or Paid To Mr. Denis Hennequin For The Financial Year Ended On December 31, 2013 | Management | For | For | For | ||
21 | Notice On The Compensation Owed Or Paid To Mr. Yann Caillere For The Financial Year Ended On December 31, 2013 | Management | For | For | For | ||
22 | Notice On The Compensation Owed Or Paid To Mr. Sebastien Bazin For The Financial Year Ended On December 31, 2013 | Management | For | For | For | ||
23 | Notice On The Compensation Owed Or Paid To Mr. Sven Boinet For The Financial Year Ended On December 31, 2013 | Management | For | For | For | ||
24 | Powers To Carry Out All Legal Formalities | Management | For | For | For | ||
AVON PRODUCTS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | ISIN US0543031027 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Director | Management | For | For | For | ||
2 | Director | Management | For | For | For | ||
3 | Director | Management | For | For | For | ||
4 | Director | Management | For | For | For | ||
5 | Director | Management | For | For | For | ||
6 | Director | Management | For | For | For | ||
7 | Director | Management | For | For | For | ||
8 | Director | Management | For | For | For | ||
9 | Director | Management | For | For | For | ||
10 | Director | Management | For | For | For | ||
11 | Advisory Vote To Approve Executive Compensation. | Management | For | For | For | ||
12 | Ratification Of The Appointment Of Independent Registered Public Accounting Firm. | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Prohibition Of Accelerated Vesting Of Equity Awards Upon A Change Of Control. | Management | Against | Against | For | ||
14 | Shareholder Proposal Requesting A Report On Substituting Safer Alternatives In Personal Care Products. | Management | Against | Against | For | ||
BEAM INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAM | ISIN US0737301038 | 03/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | The Proposal To Adopt The Agreement And Plan Of Merger, Dated As Of January 12, 2014 And As Amended From Time To Time (the Merger Agreement"), By And Among Suntory Holdings Limited, A Japanese Corporation ("suntory Holdings"), Sus Merger Sub Limited, A Delaware Corporation And Wholly-owned Subsidiary Of Suntory Holdings, And Beam Inc., A Delaware Corporation ("beam") " | Management | For | For | For | ||
2 | The Proposal To Approve, By A Non-binding Advisory Vote, The Compensation That May Be Paid Or Become Payable To Beam's Named Executive Officers That Is Based On Or Otherwise Relates To The Merger Contemplated By The Merger Agreement | Management | For | For | For | ||
3 | The Proposal To Adjourn The Special Meeting To A Later Date Or Time If Necessary Or Appropriate, Including To Solicit Additional Proxies In Favor Of The Proposal To Adopt The Merger Agreement If There Are Insufficient Votes At The Time Of The Special Meeting To Adopt The Merger Agreement | Management | For | For | For | ||
COASTAL ENERGY COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CEN | ISIN KYG224041189 | 01/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Consider And, If Thought Fit, Approve (with Or Without Modification) A Special Resolution, The Full Text Of Which Is Set Forth In Appendix A" To The Management Information Circular Dated December 3, 2013, Authorizing The Merger Of Coastal Energy Company With Condor (cayman) Limited, A Wholly Owned-subsidiary Of Condor Acquisition (cayman) Limited, Pursuant To A Plan Of Merger Under Section 233 Of The Companies Law (2013 Revision) Of The Cayman Islands. " | Management | For | For | For | ||
COMVERSE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNSI | ISIN US20585P1057 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Susan D. Bowick | Management | For | For | For | ||
2 | Election Of Director: James Budge | Management | For | For | For | ||
3 | Election Of Director: Matthew A. Drapkin | Management | For | For | For | ||
4 | Election Of Director: Doron Inbar | Management | For | For | For | ||
5 | Election Of Director: Neil Montefiore | Management | For | For | For | ||
6 | Election Of Director: Henry R. Nothhaft | Management | For | For | For | ||
7 | Election Of Director: Philippe Tartavull | Management | For | For | For | ||
8 | Election Of Director: Mark C. Terrell | Management | For | For | For | ||
9 | To Ratify The Appointment Of Pricewaterhousecoopers Llp To Serve As Comverse, Inc.'s Independent Registered Public Accounting Firm For The Fiscal Year Ending January 31, 2015. | Management | For | For | For | ||
FIAT SPA, TORINO | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
F | ISIN IT0001976403 | 03/31/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Italy | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Please Note That The Italian Language Agenda Is Available By Clicking On The Url Link: Https://materials.proxyvote.com/approved/99999z/19840101/nps_194470.pdf | Management | N/A | N/A | N/A | ||
2 | Proposal to approve the balance sheet as of 31 December 2013 and to allocate the net income | Management | For | For | For | ||
3 | Rewarding policy and own shares: Rewarding policy as per article 123 ter of the legislative decree 58/98 | Management | For | For | For | ||
4 | Rewarding policy and own shares: Authorization to buy and dispose of own shares | Management | For | For | For | ||
GENERAL MOTORS COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | ISIN US37045V1008 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Joseph J. Ashton | Management | For | For | For | ||
2 | Election Of Director: Mary T. Barra | Management | For | For | For | ||
3 | Election Of Director: Erroll B. Davis, Jr. | Management | For | For | For | ||
4 | Election Of Director: Stephen J. Girsky | Management | For | For | For | ||
5 | Election Of Director: E. Neville Isdell | Management | For | For | For | ||
6 | Election Of Director: Kathryn V. Marinello | Management | For | For | For | ||
7 | Election Of Director: Michael G. Mullen | Management | For | For | For | ||
8 | Election Of Director: James J. Mulva | Management | For | For | For | ||
9 | Election Of Director: Patricia F. Russo | Management | For | For | For | ||
10 | Election Of Director: Thomas M. Schoewe | Management | For | For | For | ||
11 | Election Of Director: Theodore M. Solso | Management | For | For | For | ||
12 | Election Of Director: Carol M. Stephenson | Management | For | For | For | ||
13 | Ratification Of The Selection Of Deloitte & Touche Llp As Gm's Independent Registered Public Accounting Firm For 2014 | Management | For | For | For | ||
14 | Advisory Vote To Approve Executive Compensation | Management | For | For | For | ||
15 | Advisory Vote To Approve The Frequency Of A Stockholder Advisory Vote On Executive Compensation | Management | For | For | For | ||
16 | Approval Of The General Motors Company 2014 Short-term Incentive Plan | Management | For | For | For | ||
17 | Approval Of The General Motors Company 2014 Long-term Incentive Plan | Management | For | For | For | ||
18 | Cumulative Voting | Management | Against | Against | For | ||
19 | Independent Board Chairman | Management | Against | Against | For | ||
MBIA INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MBI | ISIN US55262C1009 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Joseph W. Brown | Management | For | For | For | ||
2 | Election Of Director: Maryann Bruce | Management | For | For | For | ||
3 | Election Of Director: Sean D. Carney | Management | For | For | For | ||
4 | Election Of Director: David A. Coulter | Management | For | For | For | ||
5 | Election Of Director: Steven J. Gilbert | Management | For | For | For | ||
6 | Election Of Director: Daniel P. Kearney | Management | For | For | For | ||
7 | Election Of Director: Charles R. Rinehart | Management | For | For | For | ||
8 | Election Of Director: Theodore Shasta | Management | For | For | For | ||
9 | Election Of Director: Richard C. Vaughan | Management | For | For | For | ||
10 | To Approve, On An Advisory Basis, Executive Compensation. | Management | For | For | For | ||
11 | To Ratify The Selection Of Pricewaterhousecoopers Llp, Certified Public Accountants, As Independent Auditors For The Company For The Year 2014. | Management | For | For | For | ||
MORGAN STANLEY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MS | ISIN US6174464486 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Erskine B. Bowles | Management | For | For | For | ||
2 | Election Of Director: Howard J. Davies | Management | For | For | For | ||
3 | Election Of Director: Thomas H. Glocer | Management | For | For | For | ||
4 | Election Of Director: James P. Gorman | Management | For | For | For | ||
5 | Election Of Director: Robert H. Herz | Management | For | For | For | ||
6 | Election Of Director: C. Robert Kidder | Management | For | For | For | ||
7 | Election Of Director: Klaus Kleinfeld | Management | For | For | For | ||
8 | Election Of Director: Donald T. Nicolaisen | Management | For | For | For | ||
9 | Election Of Director: Hutham S. Olayan | Management | For | For | For | ||
10 | Election Of Director: James W. Owens | Management | For | For | For | ||
11 | Election Of Director: O. Griffith Sexton | Management | For | For | For | ||
12 | Election Of Director: Ryosuke Tamakoshi | Management | For | For | For | ||
13 | Election Of Director: Masaaki Tanaka | Management | For | For | For | ||
14 | Election Of Director: Laura D. Tyson | Management | For | For | For | ||
15 | Election Of Director: Rayford Wilkins, Jr. | Management | For | For | For | ||
16 | To Ratify The Appointment Of Deloitte & Touche Llp As Independent Auditor | Management | For | For | For | ||
17 | To Approve The Compensation Of Executives As Disclosed In The Proxy Statement (non-binding Advisory Resolution) | Management | For | For | For | ||
18 | Shareholder Proposal Regarding A Report On Lobbying | Management | Against | Against | For | ||
NOBLE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NE | ISIN GB00BFG3KF26 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Scott D. Josey Be Elected As A Director Of The Company For A Three-year Term That Will Expire At The Annual General Meeting In 2017 (or If Resolution 11 Is Approved By The Shareholders, To A One-year Term That Will Expire At The Annual General Meeting In 2015) | Management | For | For | For | ||
2 | Jon A. Marshall Be Re-elected As A Director Of The Company For A Three-year Term That Will Expire At The Annual General Meeting In 2017 (or If Resolution 11 Is Approved By The Shareholders, To A One-year Term That Will Expire At The Annual General Meeting In 2015) | Management | For | For | For | ||
3 | Mary P. Ricciardello Be Re-elected As A Director Of The Company For A Three-year Term That Will Expire At The Annual General Meeting In 2017 (or If Resolution 11 Is Approved By The Shareholders, To A One-year Term That Will Expire At The Annual General Meeting In 2015) | Management | For | For | For | ||
4 | Ratification Of Appointment Of Pricewaterhousecoopers Llp As Independent Registered Public Accounting Firm For Fiscal Year 2014 | Management | For | For | For | ||
5 | Re-appointment Of Pricewaterhousecoopers Llp As The Company's Uk Statutory Auditor | Management | For | For | For | ||
6 | Authorization Of Audit Committee To Determine Uk Statutory Auditors' Compensation | Management | For | For | For | ||
7 | An Advisory Vote On The Company's Executive Compensation | Management | For | For | For | ||
8 | An Advisory Vote On The Company's Directors' Compensation Report For The Year Ended December 31, 2013 | Management | For | For | For | ||
9 | Approval Of The Company's Directors' Compensation Policy | Management | For | For | For | ||
10 | Amendment To The Company's Articles Of Association To Permit Dividends In Specie Of Shares Of Paragon Offshore Limited | Management | For | For | For | ||
11 | Amendment To The Company's Articles Of Association To Declassify The Board Of Directors | Management | For | For | For | ||
PARKERVISION, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRKR | ISIN US7013541021 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Director | Management | For | For | For | ||
2 | Director | Management | For | For | For | ||
3 | To Approve Amendments To The Parkervision 2011 Long-term Incentive Equity Plan. | Management | For | For | For | ||
4 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As Parkervision's Independent Registered Certified Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | For | For | ||
PEPSICO, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | ISIN US7134481081 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Shona L. Brown | Management | For | For | For | ||
2 | Election Of Director: George W. Buckley | Management | For | For | For | ||
3 | Election Of Director: Ian M. Cook | Management | For | For | For | ||
4 | Election Of Director: Dina Dublon | Management | For | For | For | ||
5 | Election Of Director: Rona A. Fairhead | Management | For | For | For | ||
6 | Election Of Director: Ray L. Hunt | Management | For | For | For | ||
7 | Election Of Director: Alberto Ibarguen | Management | For | For | For | ||
8 | Election Of Director: Indra K. Nooyi | Management | For | For | For | ||
9 | Election Of Director: Sharon Percy Rockefeller | Management | For | For | For | ||
10 | Election Of Director: James J. Schiro | Management | For | For | For | ||
11 | Election Of Director: Lloyd G. Trotter | Management | For | For | For | ||
12 | Election Of Director: Daniel Vasella | Management | For | For | For | ||
13 | Election Of Director: Alberto Weisser | Management | For | For | For | ||
14 | Ratification Of The Appointment Of Kpmg Llp As The Company's Independent Registered Public Accountants For Fiscal Year 2014. | Management | For | For | For | ||
15 | Advisory Approval Of The Company's Executive Compensation. | Management | For | For | For | ||
16 | Approval Of The Material Terms Of The Performance Goals Of The Pepsico, Inc. Executive Incentive Compensation Plan. | Management | For | For | For | ||
17 | Policy Regarding Approval Of Political Contributions. | Management | Against | Against | For | ||
18 | Policy Regarding Executive Retention Of Stock. | Management | Against | Against | For | ||
UTI WORLDWIDE INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTIW | ISIN VGG872101032 | 06/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Eric W. Kirchner | Management | For | For | For | ||
2 | Election Of Director: Leon J. Level | Management | For | For | For | ||
3 | To Approve, On An Advisory Basis, The Company's Executive Compensation. | Management | For | For | For | ||
4 | To Ratify The Appointment Of Deloitte & Touche Llp As Independent Registered Public Accountants Of The Company. | Management | For | For | For | ||
5 | To Approve The Flexible Settlement Feature In Connection With The Potential Conversion Of The Company's 4.50% Convertible Senior Notes Due 2019. | Management | For | For | For | ||
VERINT SYSTEMS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRNT | ISIN US92343X1000 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Director | Management | For | For | For | ||
2 | Director | Management | For | For | For | ||
3 | Director | Management | For | For | For | ||
4 | Director | Management | For | For | For | ||
5 | Director | Management | For | For | For | ||
6 | Director | Management | For | For | For | ||
7 | Director | Management | For | For | For | ||
8 | Ratification Of The Appointment Of Deloitte & Touche Llp As Independent Registered Public Accountants For The Year Ending January 31, 2015. | Management | For | For | For | ||
9 | To Approve, On An Advisory Basis, The Compensation Of The Named Executive Officers As Disclosed In The Accompanying Proxy Statement. | Management | For | For | For | ||
VISTEON CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VC | ISIN US92839U2069 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election Of Director: Duncan H. Cocroft | Management | For | For | For | ||
2 | Election Of Director: Jeffrey D. Jones | Management | For | For | For | ||
3 | Election Of Director: Timothy D. Leuliette | Management | For | For | For | ||
4 | Election Of Director: Robert J. Manzo | Management | For | For | For | ||
5 | Election Of Director: Francis M. Scricco | Management | For | For | For | ||
6 | Election Of Director: David L. Treadwell | Management | For | For | For | ||
7 | Election Of Director: Harry J. Wilson | Management | For | For | For | ||
8 | Election Of Director: Kam Ho George Yuen | Management | For | For | For | ||
9 | Ratify The Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For Fiscal Year 2014. | Management | For | For | For | ||
10 | Provide Advisory Approval Of The Company's Executive Compensation. | Management | For | For | For | ||
VIVENDI SA, PARIS | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN FR0000127771 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
MIX | France | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Please Note In The French Market That The Only Valid Vote Options Are For" And "against" A Vote Of "abstain" Will Be Treated As An "against" Vote. " | Management | N/A | N/A | N/A | ||
2 | The Following Applies To Shareholders That Do Not Hold Shares Directly With A French Custodian: Proxy Cards: Voting Instructions Will Be Forwarded To The Global Custodians On The Vote Deadline Date. In Capacity As Registered Intermediary, The Global Custodians Will Sign The Proxy Cards And Forward Them To The Local Custodian. If You Request More Information, Please Contact Your Client Representative. | Management | N/A | N/A | N/A | ||
3 | 30 May 2014: Please Note That Important Additional Meeting Information Is Available By Clicking On The Material Url Link: Https://balo.journal-officiel.gouv.fr/pdf/2014/0505/201405051401583.pdf. Please Note That This Is A Revision Due To Modification To Text Of Resolution O.7 And Receipt Of Additional Url: Http://www.journal-officiel.gouv.fr//pdf/2014/0530/201405301402624.pdf.if You Have Already Sent In Your Votes, Please Do Not Vote Again Unless You Decide To Amend Your Original Instructions. Thank You | Management | N/A | N/A | N/A | ||
4 | Approval Of The Reports And Annual Corporate Financial Statements For The 2013 Financial Year | Management | For | For | For | ||
5 | Approval Of The Reports And Consolidated Financial Statements For The 2013 Financial Year | Management | For | For | For | ||
6 | Approval Of The Special Report Of The Statutory Auditors On The Regulated Agreements And Commitments | Management | For | For | For | ||
7 | Allocation Of Income For The 2013 Financial Year, Distribution Of The Dividend At Eur 1 Per Share By Allocating Share Premiums, And Setting The Payment Date | Management | For | For | For | ||
8 | Advisory Review On The Compensation Owed Or Paid To Mr. Jean-francois Dubos, Chairman Of The Executive Board For The 2013 Financial Year | Management | For | For | For | ||
9 | Advisory Review On The Compensation Owed Or Paid To Mr. Philippe Capron, Executive Board Member (until December 31st, 2013) For The 2013 Financial Year | Management | For | For | For | ||
10 | Renewal Of Term Of Mrs. Aliza Jabes As Supervisory Board Member | Management | For | For | For | ||
11 | Renewal Of Term Of Mr. Daniel Camus As Supervisory Board Member | Management | For | For | For | ||
12 | Appointment Of Mrs. Katie Jacobs Stanton As Supervisory Board Member | Management | For | For | For | ||
13 | Appointment Of Mrs. Virginie Morgon As Supervisory Board Member | Management | For | For | For | ||
14 | Appointment Of Mr. Philippe Benacin As Supervisory Board Member | Management | For | For | For | ||
15 | Authorization Granted To The Executive Board To Allow The Company To Purchase Its Own Shares | Management | For | For | For | ||
16 | Authorization Granted To The Executive Board To Reduce Share Capital By Cancellation Of Shares | Management | For | For | For | ||
17 | Authorization Granted To The Executive Board To Carry Out The Allotment Of Free Shares Existing Or To Be Issued, Conditional Or Not, To Employees Of The Company And Affiliated Companies And Corporate Officers Without Shareholders' Preferential Subscription Rights In Case Of Allotment Of New Shares | Management | For | For | For | ||
18 | Delegation Granted To The Executive Board To Decide To Increase Share Capital In Favor Of Employees And Retired Employees Who Are Participating In A Group Savings Plan With Cancellation Of Shareholders' Preferential Subscription Rights | Management | For | For | For | ||
19 | Delegation Granted To The Executive Board To Decide To Increase Share Capital In Favor Of Employees Of Foreign Subsidiaries Of Vivendi Who Are Participating In A Group Savings Plan And To Implement Any Similar Plan With Cancellation Of Shareholders' Preferential Subscription Rights | Management | For | For | For | ||
20 | Establishing The Terms And Conditions For Appointing Supervisory Board Members Representing Employees In Compliance With The Provisions Of Act Of June 14th, 2013 Relating To Employment Security And Consequential Amendment To Article 8 Of The Bylaws Supervisory Board Members Elected By Employees " | Management | For | For | For | ||
21 | Powers To Carry Out All Formalities | Management | For | For | For | ||
CABLEVISION SYSTEMS CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVC | CUSIP 12686C109 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Lhota | Management | For | For | For | ||
1.2 | Director - Reifenheiser | Management | For | For | For | ||
1.3 | Director - Ryan | Management | For | For | For | ||
1.4 | Director - Tese | Management | For | For | For | ||
1.5 | Director - Tow | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | Approval Of Cablevision Systems Corporation Amended And Restated 2006 Employee Stock Plan. | Management | For | For | For | ||
4 | Non-binding Advisory Vote To Approve Executive Compensation. | Management | For | For | For | ||
5 | Stockholder Proposal For A Political Contributions Report. | ShrHldr | Against | Against | For | ||
6 | Stockholder Proposal To Adopt A Recapitalization Plan. | ShrHldr | Against | Against | For | ||
CIT Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIT | CUSIP 125581801 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Thain | Management | For | For | For | ||
1.2 | Director - Alemany | Management | For | For | For | ||
1.3 | Director - Embler | Management | For | For | For | ||
1.4 | Director - Freeman | Management | For | For | For | ||
1.5 | Director - Moffett | Management | For | For | For | ||
1.6 | Director - Oates | Management | For | For | For | ||
1.7 | Director - Parrs | Management | For | For | For | ||
1.8 | Director - Rosenfeld | Management | For | For | For | ||
1.9 | Director - Ryan | Management | For | For | For | ||
1.10 | Director - Stamps | Management | For | For | For | ||
1.11 | Director - Sternberg | Management | For | For | For | ||
1.12 | Director - Tobin | Management | For | For | For | ||
1.13 | Director - Unger | Management | For | For | For | ||
2 | To Ratify The Appointment Of Pricewaterhousecoopers Llp As Cit's Independent Registered Public Accounting Firm And External Auditors For 2014. | Management | For | For | For | ||
3 | To Recommend, By Non-binding Vote, The Compensation Of Cit's Named Executive Officers. | Management | For | For | For | ||
Clear Channel Outdoor Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCO | CUSIP 18451C109 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Shepherd | Management | For | For | For | ||
1.2 | Director - Temple | Management | For | For | For | ||
1.3 | Director - Wells | Management | For | For | For | ||
2 | Approval Of The Advisory (non-binding) Resolution On Executive Compensation. | Management | For | For | For | ||
3 | Ratification Of The Selection Of Ernst & Young Llp As The Independent Registered Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | For | For | ||
Fairpoint Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRP | CUSIP 305560302 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Aquino | Management | For | For | For | ||
1.2 | Director - Austin | Management | For | For | For | ||
1.3 | Director - Gingold | Management | For | For | For | ||
1.4 | Director - Horowitz | Management | For | For | For | ||
1.5 | Director - Mahoney | Management | For | For | For | ||
1.6 | Director - Robinson | Management | For | For | For | ||
1.7 | Director - Sunu | Management | For | For | For | ||
1.8 | Director - Treadwell | Management | For | For | For | ||
1.9 | Director - Wilson | Management | For | For | For | ||
2 | Approval Of The Fairpoint Communications, Inc. Amended And Restated 2010 Long Term Incentive Plan. | Management | For | For | For | ||
3 | Approval On An Advisory Basis Of Our Named Executive Officer Compensation. | Management | For | For | For | ||
4 | Ratification Of Ernst & Young Llp As Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
GLOBALSTAR, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GSAT | CUSIP 378973408 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Kneuer | Management | For | For | For | ||
1.2 | Director - Lynch | Management | For | For | For | ||
2 | To Ratify The Selection Of Crowe Horwath Llp As Independent Registered Public Accounting Firm For The 2014 Fiscal Year. | Management | For | For | For | ||
3 | Say On Pay - An Advisory Vote On The Approval Of Executive Compensation. | Management | For | For | For | ||
GRAY TELEVISION, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTN | CUSIP 389375106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Howell | Management | For | For | For | ||
1.2 | Director - Mayher | Management | For | For | For | ||
1.3 | Director - Boger | Management | For | For | For | ||
1.4 | Director - Elder | Management | For | For | For | ||
1.5 | Director - Howell | Management | For | For | For | ||
1.6 | Director - Newton | Management | For | For | For | ||
1.7 | Director - Norton | Management | For | For | For | ||
1.8 | Director - Robinson | Management | For | For | For | ||
2 | The Approval, On An Advisory Basis, Of The Compensation Of Gray Television, Inc.'s Named Executive Officers. | Management | For | For | For | ||
3 | The Ratification Of The Appointment Of Mcgladrey Llp As Gray Television, Inc.'s Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
Journal Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JRN | CUSIP 481130102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Smith | Management | For | For | For | ||
1.2 | Director - Stanek | Management | For | For | For | ||
1.3 | Director - Sullivan | Management | For | For | For | ||
2 | Non-binding Resolution To Approve The Compensation Of The Company's Named Executive Officers As Disclosed In The Accompanying Proxy Statement | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 28, 2014 | Management | For | For | For | ||
Lin Media LLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LIN | CUSIP 532771102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Brodsky | Management | For | For | For | ||
1.2 | Director - Mccormick | Management | For | For | For | ||
1.3 | Director - Pausic | Management | For | For | For | ||
2 | To Ratify The Selection Of Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm Of Lin Media Llc For The Year Ending December 31, 2014. | Management | For | For | For | ||
3 | Advisory Vote On Executive Compensation. | Management | For | For | For | ||
Loral Space & Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LORL | CUSIP 543881106 | 12/09/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Simon | Management | For | For | For | ||
1.2 | Director - Stenbit | Management | For | For | For | ||
2 | Acting Upon A Proposal To Ratify The Appointment Of Deloitte & Touche Llp As The Company's Independent Registered Public Accounting Firm For The Year Ending December 31, 2013. | Management | For | For | For | ||
3 | Acting Upon A Proposal To Approve, On A Non-binding, Advisory Basis, Compensation Of The Company's Named Executive Officers As Described In The Company's Proxy Statement. | Management | For | For | For | ||
LyondellBasell Industries N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Board Of Directors | Management | For | For | For | ||
2 | Approve Auditors | Management | For | For | For | ||
3 | Adoption Of Annual Accounts | Management | For | For | For | ||
4 | Discharge From Liability Of Sole Members Of Management Board | Management | For | For | For | ||
5 | Discharge From Liability Of Members Of Supervisory Board | Management | For | For | For | ||
6 | Ratification Of Pricewaterhousecoopers Llp | Management | For | For | For | ||
7 | Appointment Of Pricewaterhousecoopers Accountants N.v. As Our Auditor For The Dutch Annual Accounts | Management | For | For | For | ||
8 | Ratification And Approval Of Dividends In Respect Of The 2013 Fiscal Year | Management | For | For | For | ||
9 | Executive Compensation | Management | For | For | For | ||
10 | Approval To Repurchase Up To 10% Of Issued Share Capital | Management | For | For | For | ||
11 | Approval To Cancel Up To 10% Of Issued Share Capital Held In Treasury | Management | For | For | For | ||
Macquarie Infrastructure Co. LLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MIC | CUSIP 55608B105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Brown | Management | For | For | For | ||
1.2 | Director - Carmany | Management | For | For | For | ||
1.3 | Director - Lentz | Management | For | For | For | ||
1.4 | Director - Sanankone | Management | For | For | For | ||
1.5 | Director - Webb | Management | For | For | For | ||
2 | The Ratification Of The Selection Of Kpmg Llp As Our Independent Auditor For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | The Approval, On An Advisory Basis, Of Executive Compensation. | Management | For | For | For | ||
4 | The Approval Of The 2014 Independent Directors Equity Plan. | Management | For | For | For | ||
MTR Gaming Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MNTG | CUSIP 553769AL4 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Consent | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | To Amend The Indenture To Permit The Formation Of A New Holding Company As A Result Of The Transactions Contemplated By The Merger Agreement. | Management | For | For | For | ||
Nexstar Broadcasting Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NXST | CS 65336K103 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Pompadur | Management | For | For | For | ||
1.2 | Director - Miller | Management | For | For | For | ||
2 | To Ratify The Selection Of Pricewaterhousecoopers Llp As The Company's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
OCWEN FINANCIAL CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OCN | CUSIP 675746309 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Erbey | Management | For | For | For | ||
1.2 | Director - Faris | Management | For | For | For | ||
1.3 | Director - Korn | Management | For | For | For | ||
1.4 | Director - Lacy | Management | For | For | For | ||
1.5 | Director - Ross | Management | For | For | For | ||
1.6 | Director - Salcetti | Management | For | For | For | ||
1.7 | Director - Wish | Management | For | For | For | ||
2 | Re-approval Of Our 1998 Annual Incentive Plan | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Deloitte & Touche Llp As Ocwen Financial Corporation's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014 | Management | For | For | For | ||
4 | Approval, On An Advisory Basis, Of The Compensation Of The Named Executive Officers, As Disclosed In The Accompanying Proxy Statement | Management | For | For | For | ||
Pinnacle Entertainment, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNK | CUSIP 723456109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Comer | Management | For | For | For | ||
1.2 | Director - Goeglein | Management | For | For | For | ||
1.3 | Director - Leslie | Management | For | For | For | ||
1.4 | Director - Martineau | Management | For | For | For | ||
1.5 | Director - Rogers | Management | For | For | For | ||
1.6 | Director - Sanfilippo | Management | For | For | For | ||
1.7 | Director - Studenmund | Management | For | For | For | ||
2 | Advisory Approval Of The Company's Executive Compensation. | Management | For | For | For | ||
3 | Ratification Of The Appointment Of Ernst & Young Llp As The Company's Independent Registered Public Accounting Firm For 2014. | Management | For | For | For | ||
Rockwood Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROC | CUSIP 774415103 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Maine | Management | For | For | For | ||
1.2 | Director - Wolff | Management | For | For | For | ||
2 | To Ratify The Appointment Of Deloitte & Touche Llp As Rockwood's Independent Registered Public Accounting Firm For The Fiscal Year Ending December 31, 2014. | Management | For | For | For | ||
3 | To Approve, In A Non-binding, Advisory Vote, The Compensation Paid To Our Named Executive Officers. | Management | For | For | For | ||
4 | To Approve The Amended And Restated 2009 Rockwood Holdings, Inc. Stock Incentive Plan. | Management | For | For | For | ||
5 | To Approve The Amended And Restated 2009 Rockwood Holdings, Inc. Short-term Incentive Plan. | Management | For | For | For | ||
SINCLAIR BROADCASTING GROUP, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBGI | CUSIP 829226109 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Smith | Management | For | For | For | ||
1.2 | Director - Smith | Management | For | For | For | ||
1.3 | Director - Smith | Management | For | For | For | ||
1.4 | Director - Smith | Management | For | For | For | ||
1.5 | Director - Mccanna | Management | For | For | For | ||
1.6 | Director - Keith | Management | For | For | For | ||
1.7 | Director - Leader | Management | For | For | For | ||
2 | Ratification Of The Appointment Of Pricewaterhousecoopers Llp As The Independent Registered Public Accounting Firm For The Year Ending December 31, 2014. | Management | For | For | For | ||
3 | Non-binding Advisory Vote On Our Executive Compensation. | Management | For | For | For | ||
Syncora Holdings, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYCRF | CUSIP G8649T109 | 07/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Fitzgerald | Management | For | For | For | ||
1.2 | Director - Hennes | Management | For | For | For | ||
1.3 | Director - Lichten | Management | For | For | For | ||
2 | To Appoint Pricewaterhousecoopers Llp, New York, As The Company's Independent Registered Public Accounting Firm For The Year 2013. | Management | For | For | For | ||
3 | To Refer The Determination Of The Remuneration Of Pricewaterhousecoopers Llp, New York To The Audit Committee Of The Board Of Directors. | Management | For | For | For | ||
Walter Investment Management Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAC | CUSIP 93317W102 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Meurer | Management | For | For | N/A | ||
1.2 | Director - Pappas | Management | For | For | For | ||
1.3 | Director - Tokarz | Management | For | For | For | ||
2 | Advisory Vote On Executive Compensation For Named Executive Officers | Management | For | For | For | ||
3 | Approval And Ratification Of Registered Certified Public Accounting Firm. Proposal To Ratify The Appointment Of Ernst & Young Llp As The Companys Registered Certified Public Accounting Firm For The 2014 Fiscal Year. | Management | For | For | For | ||
XERIUM TECHNOLOGIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XRM | CUSIP 98416J118 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Director - Bailey | Management | For | For | For | ||
1.2 | Director - Bevis | Management | For | For | For | ||
1.3 | Director - Bloss | Management | For | For | For | ||
1.4 | Director - Foley | Management | For | For | For | ||
1.5 | Director - Gurandiano | Management | For | For | For | ||
1.6 | Director - Mcgovern | Management | For | For | For | ||
1.7 | Director - Wilson | Management | For | For | For | ||
2 | Ratification Of Ernst & Young Llp As Our Independent Registered Public Accounting Firm. | Management | For | For | For | ||
3 | Advisory Vote To Approve Executive Compensation. | Management | For | For | For | ||
American Airlines Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director James F. Albaugh | Management | For | For | For | ||
1.2 | Elect Director Jeffrey D. Benjamin | Management | For | For | For | ||
1.3 | Elect Director John T. Cahill | Management | For | For | For | ||
1.4 | Elect Director Michael J. Embler | Management | For | For | For | ||
1.5 | Elect Director Matthew J. Hart | Management | For | For | For | ||
1.6 | Elect Director Alberto Ibarguen | Management | For | For | For | ||
1.7 | Elect Director Richard C. Kraemer | Management | For | For | For | ||
1.8 | Elect Director Denise M. O'Leary | Management | For | For | For | ||
1.9 | Elect Director W. Douglas Parker | Management | For | For | For | ||
1.10 | Elect Director Ray M. Robinson | Management | For | For | For | ||
1.11 | Elect Director Richard P. Schifter | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
ArthroCare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
Ashland Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASH | CUSIP 044209104 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Stephen F. Kirk | Management | For | For | For | ||
1.2 | Elect Director James J. O'Brien | Management | For | For | For | ||
1.3 | Elect Director Barry W. Perry | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Declassify the Board of Directors | Management | For | For | For | ||
AsiaInfo-Linkage, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASIA | CUSIP 04518A104 | 12/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | Against | Against | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
3 | Adjourn Meeting | Management | For | Against | Against | ||
ATMI, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATMI | CUSIP 00207R101 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
Beam Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
BRE Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRE | CUSIP 05564E106 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
CapitalSource Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSE | CUSIP 14055X102 | 01/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Cole Real Estate Investments Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COLE | CUSIP 19329V105 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Colonial Properties Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLP | CUSIP 195872106 | 09/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Compuware Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPWR | CUSIP 205638109 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Gurminder S. Bedi | Management | For | For | For | ||
1.2 | Elect Director Jeffrey J. Clarke | Management | For | For | For | ||
1.3 | Elect Director John G. Freeland | Management | For | For | For | ||
1.4 | Elect Director David G. Fubini | Management | For | For | For | ||
1.5 | Elect Director William O. Grabe | Management | For | For | For | ||
1.6 | Elect Director Frederick A. Henderson | Management | For | For | For | ||
1.7 | Elect Director Faye Alexander Nelson | Management | For | For | For | ||
1.8 | Elect Director Robert C. Paul | Management | For | For | For | ||
1.9 | Elect Director Jennifer J. Raab | Management | For | For | For | ||
1.10 | Elect Director Lee D. Roberts | Management | For | For | For | ||
1.11 | Elect Director Stephen F. Schuckenbrock | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
Cott Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COT | CUSIP 22163N106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Mark Benadiba | Management | For | For | For | ||
1.2 | Elect Director George A. Burnett | Management | For | For | For | ||
1.3 | Elect Director Jerry Fowden | Management | For | For | For | ||
1.4 | Elect Director David T. Gibbons | Management | For | For | For | ||
1.5 | Elect Director Stephen H. Halperin | Management | For | For | For | ||
1.6 | Elect Director Betty Jane (BJ) Hess | Management | For | For | For | ||
1.7 | Elect Director Gregory Monahan | Management | For | For | For | ||
1.8 | Elect Director Mario Pilozzi | Management | For | For | For | ||
1.9 | Elect Director Andrew Prozes | Management | For | For | For | ||
1.10 | Elect Director Eric Rosenfeld | Management | For | For | For | ||
1.11 | Elect Director Graham Savage | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Approve Advance Notice Policy | Management | For | For | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Donald J. Carty | Management | For | For | For | ||
1.2 | Elect Director Janet F. Clark | Management | For | For | For | ||
1.3 | Elect Director Laura Conigliaro | Management | For | For | For | ||
1.4 | Elect Director Michael S. Dell | Management | For | For | For | ||
1.5 | Elect Director Kenneth M. Duberstein | Management | For | For | For | ||
1.6 | Elect Director Gerard J. Kleisterlee | Management | For | For | For | ||
1.7 | Elect Director Klaus S. Luft | Management | For | For | For | ||
1.8 | Elect Director Alex J. Mandl | Management | For | For | For | ||
1.9 | Elect Director Shantanu Narayen | Management | For | For | For | ||
1.10 | Elect Director H. Ross Perot, Jr. | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
DFC Global Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLLR | CUSIP 23324T107 | 06/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | Against | Against | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | Against | Against | ||
Dreyfus Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CUSIP 26188J206 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Gordon J. Davis | Management | For | For | For | ||
1.2 | Elect Director Whitney I. Gerard | Management | For | For | For | ||
1.3 | Elect Director Robin A. Melvin | Management | For | For | For | ||
1.4 | Elect Director Nathan Leventhal | Management | For | For | For | ||
1.5 | Elect Director Roslyn M. Watson | Management | For | For | For | ||
Elan Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRX | CUSIP G29539106 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Approve Cancellation of Elan Shares Pursuant to the Scheme | Management | For | For | For | ||
3 | Approve Issuance of Shares to New Perrigo Pursuant to the Scheme | Management | For | For | For | ||
4 | Amend Memorandum and Articles of Association | Management | For | For | For | ||
5 | Approve Creation of Distributable Reserves of New Perrigo Pursuant to the Scheme | Management | For | For | For | ||
6 | Adjourn Meeting | Management | For | For | For | ||
Elan Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRX | CUSIP G29539106 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Court | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Scheme of Arrangement | Management | For | For | For | ||
EPL Oil & Gas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EPL | CUSIP 26883D108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Forest Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRX | CUSIP 345838106 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
Foster Wheeler AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FWLT | CUSIP H27178104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Clayton C. Daley, Jr. | Management | For | For | For | ||
1.2 | Elect Director Steven J. Demetriou | Management | For | For | For | ||
1.3 | Elect Director Edward G. Galante | Management | For | For | For | ||
1.4 | Elect Director John M. Malcolm | Management | For | For | For | ||
1.5 | Elect Director J. Kent Masters | Management | For | For | For | ||
1.6 | Elect Director Stephanie S. Newby | Management | For | For | For | ||
1.7 | Elect Director Henri Philippe Reichstul | Management | For | For | For | ||
1.8 | Elect Director Maureen B. Tart-Bezer | Management | For | For | For | ||
2 | Elect Steven J. Demetriou as Board Chairman | Management | For | For | For | ||
3.1 | Elect Clayton C. Daley, Jr. to Compensation and Executive Development Committee | Management | For | For | For | ||
3.2 | Elect Edward G. Galante to Compensation and Executive Development Committee | Management | For | For | For | ||
3.3 | Elect Henri Philippe Reichstul to Compensation and Executive Development Committee | Management | For | For | For | ||
3.4 | Elect Maureen B. Tart-Bezer to Compensation and Executive Development Committee | Management | For | For | For | ||
4 | Ratify PricewaterhouseCoopers AG, Zurich, Switzerland as Auditors | Management | For | For | For | ||
5 | Ratify PricewaterhouseCoopers LLP as Independent Registered Public Accounting Firm | Management | For | For | For | ||
6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||
7 | Designate Sandro Tobler as Independent Proxy | Management | For | For | For | ||
8 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
9 | Approve Dividends of CHF .40 per Share | Management | For | For | For | ||
10 | Approve Discharge of Board and Senior Management | Management | For | For | For | ||
11 | By Marking the Box to the Right, I Instruct the Independent Proxy to Vote FOR or AGAINST the Voting Recommendations of the Board of Directors in Case of New or Amended Proposals, or to ABSTAIN from such New or Amended Proposals or New Agenda Items | Management | For | Against | Against | ||
Gold Fields Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFI | CUSIP S31755101 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Reappoint KPMG Inc as Auditors of the Company | Management | For | For | For | ||
2 | Re-elect Kofi Ansah as Director | Management | For | For | For | ||
3 | Re-elect Nick Holland as Director | Management | For | For | For | ||
4 | Re-elect Paul Schmidt as Director | Management | For | For | For | ||
5 | Re-elect Gayle Wilson as Member of the Audit Committee | Management | For | For | For | ||
6 | Re-elect Richard Menell as Member of the Audit Committee | Management | For | For | For | ||
7 | Re-elect Donald Ncube as Member of the Audit Committee | Management | For | For | For | ||
8 | Place Authorised but Unissued Shares under Control of Directors | Management | For | For | For | ||
Gold Fields Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFI | CUSIP S31755101 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Remuneration Policy | Management | For | For | For | ||
Gold Fields Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFI | CUSIP S31755101 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Authorise Board to Issue Shares for Cash up to a Maximum of Five Percent of Issued Share Capital | Management | For | For | For | ||
2 | Approve Remuneration of Non-Executive Directors | Management | For | For | For | ||
3 | Approve Financial Assistance to Related or Inter-related Company | Management | For | For | For | ||
4 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For | For | ||
Harris Teeter Supermarkets, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTSI | CUSIP 414585109 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Hertz Global Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTZ | CUSIP 42805T105 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Michael J. Durham | Management | For | For | For | ||
1.2 | Elect Director Mark P. Frissora | Management | For | For | For | ||
1.3 | Elect Director Henry C. Wolf | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Declassify the Board of Directors | Management | For | For | For | ||
4 | Approve Reverse Stock Split | Management | For | Against | Against | ||
5 | Ratify Auditors | Management | For | For | For | ||
Hess Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HES | CUSIP 42809H107 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Terrence J. Checki | Management | For | For | For | ||
1.2 | Elect Director Edith E. Holiday | Management | For | For | For | ||
1.3 | Elect Director John H. Mullin, III | Management | For | For | For | ||
1.4 | Elect Director James H. Quigley | Management | For | For | For | ||
1.5 | Elect Director Robert N. Wilson | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
4.1 | Eliminate Supermajority Vote Requirement in Certificate of Incorporation and Bylaws | Management | For | For | For | ||
4.2 | Eliminate Supermajority Vote Requirement in Certificate of Incorporation | Management | For | For | For | ||
5 | Amend Certificate of Incorporation Removing Provisions of $3.50 Cumulative Convertible Preferred Stock | Management | For | For | For | ||
6 | Report on Financial Risks of Climate Change | Shareholder | Against | Against | For | ||
Iron Mountain Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IRM | CUSIP 462846106 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Ted R. Antenucci | Management | For | For | For | ||
1.2 | Elect Director Pamela M. Arway | Management | For | For | For | ||
1.3 | Elect Director Clarke H. Bailey | Management | For | For | For | ||
1.4 | Elect Director Kent P. Dauten | Management | For | For | For | ||
1.5 | Elect Director Paul F. Deninger | Management | For | For | For | ||
1.6 | Elect Director Per-Kristian Halvorsen | Management | For | For | For | ||
1.7 | Elect Director Michael W. Lamach | Management | For | For | For | ||
1.8 | Elect Director William L. Meaney | Management | For | For | For | ||
1.9 | Elect Director Walter C. Rakowich | Management | For | For | For | ||
1.10 | Elect Director Vincent J. Ryan | Management | For | Against | Against | ||
1.11 | Elect Director Alfred J. Verrecchia | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
Juniper Networks, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNPR | CUSIP 48203R104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Pradeep Sindhu | Management | For | For | For | ||
1.2 | Elect Director Robert M. Calderoni | Management | For | For | For | ||
1.3 | Elect Director Mary B. Cranston | Management | For | For | For | ||
1.4 | Elect Director J. Michael Lawrie | Management | For | For | For | ||
1.5 | Elect Director David Schlotterbeck | Management | For | For | For | ||
1.6 | Elect Director Shaygan Kheradpir | Management | For | For | For | ||
1.7 | Elect Director Kevin DeNuccio | Management | For | For | For | ||
1.8 | Elect Director Gary Daichendt | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
Lamar Advertising Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LAMR | CUSIP 512815101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director John Maxwell Hamilton | Management | For | For | For | ||
1.2 | Elect Director John E. Koerner, III | Management | For | For | For | ||
1.3 | Elect Director Stephen P. Mumblow | Management | For | For | For | ||
1.4 | Elect Director Thomas V. Reifenheiser | Management | For | For | For | ||
1.5 | Elect Director Anna Reilly | Management | For | For | For | ||
1.6 | Elect Director Kevin P. Reilly, Jr. | Management | For | For | For | ||
1.7 | Elect Director Wendell Reilly | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
Leap Wireless International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEAP | CUSIP 521863308 | 10/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
3 | Adjourn Meeting | Management | For | For | For | ||
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Lender Processing Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LPS | CUSIP 5.26E+106 | 12/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Lennar Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEN | CUSIP 526057104 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Irving Bolotin | Management | For | For | For | ||
1.2 | Elect Director Steven L. Gerard | Management | For | For | For | ||
1.3 | Elect Director Theron I. 'Tig' Gilliam | Management | For | For | For | ||
1.4 | Elect Director Sherrill W. Hudson | Management | For | For | For | ||
1.5 | Elect Director R. Kirk Landon | Management | For | For | For | ||
1.6 | Elect Director Sidney Lapidus | Management | For | For | For | ||
1.7 | Elect Director Stuart A. Miller | Management | For | For | For | ||
1.8 | Elect Director Teri P. McClure | Management | For | For | For | ||
1.9 | Elect Director Jeffrey Sonnenfeld | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
LSI Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LSI | CUSIP 502161102 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
MAKO Surgical Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAKO | CUSIP 560879108 | 12/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Molex Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOLX | CUSIP 608554101 | 11/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
4.1 | Elect Director Michael J. Birck | Management | For | For | For | ||
4.2 | Elect Director Anirudh Dhebar | Management | For | For | For | ||
4.3 | Elect Director Frederick A. Krehbiel | Management | For | For | For | ||
4.4 | Elect Director Martin P. Slark | Management | For | For | For | ||
5 | Ratify Auditors | Management | For | For | For | ||
6 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
Nash-Finch Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NAFC | CUSIP 631158102 | 11/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
3 | Adjourn Meeting | Management | For | For | For | ||
New Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NGD | CUSIP 644535106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director David Emerson | Management | For | For | For | ||
1.2 | Elect Director James Estey | Management | For | For | For | ||
1.3 | Elect Director Robert Gallagher | Management | For | For | For | ||
1.4 | Elect Director Vahan Kololian | Management | For | For | For | ||
1.5 | Elect Director Martyn Konig | Management | For | For | For | ||
1.6 | Elect Director Pierre Lassonde | Management | For | For | For | ||
1.7 | Elect Director Randall Oliphant | Management | For | For | For | ||
1.8 | Elect Director Raymond Threlkeld | Management | For | For | For | ||
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
3 | Re-approve Stock Option Plan | Management | For | For | For | ||
4 | Approve Long Term Incentive Plan | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation Approach | Management | For | For | For | ||
Newcastle Investment Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NCT | CUSIP 65105M108 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Wesley R. Edens | Management | For | Withhold | Against | ||
1.2 | Elect Director David K. McKown | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
Nuance Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUAN | CUSIP 67020Y100 | 02/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Paul A. Ricci | Management | For | For | For | ||
1.2 | Elect Director Robert J. Frankenberg | Management | For | For | For | ||
1.3 | Elect Director Patrick T. Hackett | Management | For | For | For | ||
1.4 | Elect Director Brett Icahn | Management | For | For | For | ||
1.5 | Elect Director William H. Janeway | Management | For | For | For | ||
1.6 | Elect Director Mark R. Laret | Management | For | For | For | ||
1.7 | Elect Director Katharine A. Martin | Management | For | For | For | ||
1.8 | Elect Director Mark B. Myers | Management | For | For | For | ||
1.9 | Elect Director Philip J. Quigley | Management | For | For | For | ||
1.10 | Elect Director David S. Schechter | Management | For | For | For | ||
2 | Amend Omnibus Stock Plan | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Ratify Auditors | Management | For | For | For | ||
NV Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NVE | CUSIP 67073Y106 | 09/25/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
3 | Adjourn Meeting | Management | For | For | For | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Spencer Abraham | Management | For | For | For | ||
1.2 | Elect Director Howard I. Atkins | Management | For | For | For | ||
1.3 | Elect Director Eugene L. Batchelder | Management | For | For | For | ||
1.4 | Elect Director Stephen I. Chazen | Management | For | For | For | ||
1.5 | Elect Director Edward P. Djerejian | Management | For | For | For | ||
1.6 | Elect Director John E. Feick | Management | For | For | For | ||
1.7 | Elect Director Margaret M. Foran | Management | For | For | For | ||
1.8 | Elect Director Carlos M. Gutierrez | Management | For | For | For | ||
1.9 | Elect Director William R. Klesse | Management | For | For | For | ||
1.10 | Elect Director Avedick B. Poladian | Management | For | For | For | ||
1.11 | Elect Director Elisse B. Walter | Management | For | For | For | ||
2 | Remove Age Restriction for Directors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Provide Right to Act by Written Consent | Management | For | For | For | ||
5 | Separate the Roles of the Chairman of the Board and the Chief Executive Officer | Management | For | For | For | ||
6 | Ratify Auditors | Management | For | For | For | ||
7 | Stock Retention/Holding Period | Shareholder | Against | For | Against | ||
8 | Review and Assess Membership of Lobbying Organizations | Shareholder | Against | For | Against | ||
9 | Report on Management of Hydraulic Fracturing Risks and Opportunities | Shareholder | Against | For | Against | ||
10 | Report on Methane Emissions Management and Reduction Targets | Shareholder | Against | For | Against | ||
Office Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Roland C. Smith | Management | For | For | For | ||
1.2 | Elect Director Warren F. Bryant | Management | For | For | For | ||
1.3 | Elect Director Rakesh Gangwal | Management | For | For | For | ||
1.4 | Elect Director Cynthia T. Jamison | Management | For | For | For | ||
1.5 | Elect Director V. James Marino | Management | For | For | For | ||
1.6 | Elect Director Francesca Ruiz de Luzuriaga | Management | For | For | For | ||
1.7 | Elect Director Michael J. Massey | Management | For | For | For | ||
1.8 | Elect Director Jeffrey C. Smith | Management | For | For | For | ||
1.9 | Elect Director David M. Szymanski | Management | For | For | For | ||
1.10 | Elect Director Nigel Travis | Management | For | For | For | ||
1.11 | Elect Director Joseph Vassalluzzo | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||
Office Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 08/21/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Neil R. Austrian | Management | For | TNA | N/A | ||
1.2 | Elect Director Justin Bateman | Management | For | TNA | N/A | ||
1.3 | Elect Director Thomas J. Colligan | Management | For | TNA | N/A | ||
1.4 | Elect Director Marsha J. Evans | Management | For | TNA | N/A | ||
1.5 | Elect Director Eugene V. Fife | Management | For | TNA | N/A | ||
1.6 | Elect Director W. Scott Hedrick | Management | For | TNA | N/A | ||
1.7 | Elect Director Kathleen Mason | Management | For | TNA | N/A | ||
1.8 | Elect Director Michael J. Massey | Management | For | TNA | N/A | ||
1.9 | Elect Director Raymond Svider | Management | For | TNA | N/A | ||
1.10 | Elect Director Nigel Travis | Management | For | TNA | N/A | ||
2 | Ratify Auditors | Management | For | TNA | N/A | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | TNA | N/A | ||
Office Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 08/21/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Cynthia T. Jamison | Shareholder | For | For | For | ||
1.2 | Elect Director Robert L. Nardelli | Shareholder | For | Withhold | Against | ||
1.3 | Elect Director Jeffrey C. Smith | Shareholder | For | For | For | ||
1.4 | Elect Director Joseph S. Vassalluzzo | Shareholder | For | For | For | ||
1.5 | Management Nominee - Neil R. Austrian | Shareholder | For | For | For | ||
1.6 | Management Nominee - Justin Bateman | Shareholder | For | For | For | ||
1.7 | Management Nominee - Kathleen Mason | Shareholder | For | For | For | ||
1.8 | Management Nominee - Michael J. Massey | Shareholder | For | For | For | ||
1.9 | Management Nominee - Raymond Svider | Shareholder | For | For | For | ||
1.10 | Management Nominee - Nigel Travis | Shareholder | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||
Osisko Mining Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OSK | CUSIP 688278100 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Acquisition by Agnico Eagle Mines Limited and Yamana Gold Inc. | Management | For | For | For | ||
2 | Approve Out-of-the-Money Consideration Resolution | Management | For | Against | Against | ||
3 | Approve Stock Option Plan | Management | For | For | For | ||
4 | Approve Shareholder Rights Plan | Management | For | For | For | ||
5 | Approve Stock Consolidation | Management | For | For | For | ||
6.1 | Elect Director Victor H. Bradley | Management | For | For | For | ||
6.2 | Elect Director John F. Burzynski | Management | For | For | For | ||
6.3 | Elect Director Marcel Cote | Management | For | For | For | ||
6.4 | Elect Director Michele Darling | Management | For | For | For | ||
6.5 | Elect Director Joanne Ferstman | Management | For | For | For | ||
6.6 | Elect Director Staph Leavenworth Bakali | Management | For | For | For | ||
6.7 | Elect Director William A. MacKinnon | Management | For | For | For | ||
6.8 | Elect Director Charles E. Page | Management | For | For | For | ||
6.9 | Elect Director Sean Roosen | Management | For | For | For | ||
6.10 | Elect Director Gary A. Sugar | Management | For | For | For | ||
6.11 | Elect Director Serge Vezina | Management | For | For | For | ||
7 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
8 | Re-approve Employee Share Purchase Plan | Management | For | For | For | ||
9 | Re-approve Stock Option Plan | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation Approach | Management | For | For | For | ||
RDA Microelectronics Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDA | CUSIP 749394102 | 12/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Cayman Islands | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
Riverbed Technology, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RVBD | CUSIP 768573107 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Mark S. Lewis | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||
4 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
Royal Dutch Shell plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSA | CUSIP G7690A118 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Remuneration Policy | Management | For | For | For | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
4 | Elect Euleen Goh as Director | Management | For | For | For | ||
5 | Elect Patricia Woertz as Director | Management | For | For | For | ||
6 | Elect Ben van Beurden as Director | Management | For | For | For | ||
7 | Re-elect Guy Elliott as Director | Management | For | For | For | ||
8 | Re-elect Simon Henry as Director | Management | For | For | For | ||
9 | Re-elect Charles Holliday as Director | Management | For | For | For | ||
10 | Re-elect Gerard Kleisterlee as Director | Management | For | For | For | ||
11 | Re-elect Jorma Ollila as Director | Management | For | For | For | ||
12 | Re-elect Sir Nigel Sheinwald as Director | Management | For | For | For | ||
13 | Re-elect Linda Stuntz as Director | Management | For | For | For | ||
14 | Re-elect Hans Wijers as Director | Management | For | For | For | ||
15 | Re-elect Gerrit Zalm as Director | Management | For | For | For | ||
16 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | For | For | ||
17 | Authorise Board to Fix Remuneration of Auditors | Management | For | For | For | ||
18 | Authorise Issue of Equity with Pre-emptive Rights | Management | For | For | For | ||
19 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | For | For | ||
20 | Authorise Market Purchase of Ordinary Shares | Management | For | For | For | ||
21 | Approve Long Term Incentive Plan | Management | For | For | For | ||
22 | Approve Deferred Bonus Plan | Management | For | For | For | ||
23 | Approve Restricted Share Plan | Management | For | For | For | ||
24 | Approve EU Political Donations and Expenditure | Management | For | For | For | ||
Shoppers Drug Mart Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SC | CUSIP 82509W103 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
Sibanye Gold Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SGL | ISIN ZAE000173951 | 11/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Issuance of the Consideration Shares to Gold One International Limited | Management | For | For | For | ||
2 | Elect Robert Chan as Director | Management | For | For | For | ||
3 | Elect Christopher Chadwick as Director | Management | For | For | For | ||
Sirius XM Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIRI | CUSIP 82968B103 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Joan L. Amble | Management | For | For | For | ||
1.2 | Elect Director Anthony J. Bates | Management | For | For | For | ||
1.3 | Elect Director George W. Bodenheimer | Management | For | For | For | ||
1.4 | Elect Director David J.A. Flowers | Management | For | Withhold | Against | ||
1.5 | Elect Director Eddy W. Hartenstein | Management | For | For | For | ||
1.6 | Elect Director James P. Holden | Management | For | For | For | ||
1.7 | Elect Director Gregory B. Maffei | Management | For | Withhold | Against | ||
1.8 | Elect Director Evan D. Malone | Management | For | For | For | ||
1.9 | Elect Director James E. Meyer | Management | For | For | For | ||
1.10 | Elect Director James F. Mooney | Management | For | For | For | ||
1.11 | Elect Director Carl E. Vogel | Management | For | For | For | ||
1.12 | Elect Director Vanessa A. Wittman | Management | For | For | For | ||
1.13 | Elect Director David M. Zaslav | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||
3 | Ratify Auditors | Management | For | For | For | ||
SLM Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLM | CUSIP 78442P106 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Paul G. Child | Management | For | For | For | ||
1.2 | Elect Director Joseph A. DePaulo | Management | For | For | For | ||
1.3 | Elect Director Carter Warren Franke | Management | For | For | For | ||
1.4 | Elect Director Earl A. Goode | Management | For | For | For | ||
1.5 | Elect Director Ronald F. Hunt | Management | For | For | For | ||
1.6 | Elect Director Marianne Keler | Management | For | For | For | ||
1.7 | Elect Director Jed H. Pitcher | Management | For | For | For | ||
1.8 | Elect Director Frank C. Puleo | Management | For | For | For | ||
1.9 | Elect Director Raymond J. Quinlan | Management | For | For | For | ||
1.10 | Elect Director William N. Shiebler | Management | For | For | For | ||
1.11 | Elect Director Robert S. Strong | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
4 | Approve an Amendment to the LLC Agreement of Navient, LLC | Management | For | For | For | ||
5 | Eliminate Cumulative Voting | Management | For | Against | Against | ||
6 | Adopt Proxy Access Right | Shareholder | N/A | For | N/A | ||
7 | Report on Lobbying Payments and Policy | Shareholder | Against | For | Against | ||
Starwood Property Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STWD | CUSIP 85571B105 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Richard D. Bronson | Management | For | For | For | ||
1.2 | Elect Director Jeffrey F. DiModica | Management | For | For | For | ||
1.3 | Elect Director Jeffrey G. Dishner | Management | For | For | For | ||
1.4 | Elect Director Camille J. Douglas | Management | For | For | For | ||
1.5 | Elect Director Boyd W. Fellows | Management | For | For | For | ||
1.6 | Elect Director Barry S. Sternlicht | Management | For | For | For | ||
1.7 | Elect Director Strauss Zelnick | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
4 | Require Independent Board Chairman | Shareholder | Against | For | Against | ||
Sterling Financial Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STSA | CUSIP 859319303 | 02/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
3 | Adjourn Meeting | Management | For | For | For | ||
SunCoke Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SXC | CUSIP 86722A103 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Robert J. Darnall | Management | For | For | For | ||
1.2 | Elect Director James E. Sweetnam | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
T-Mobile US, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMUS | CUSIP 872590104 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director W. Michael Barnes | Management | For | For | For | ||
1.2 | Elect Director Thomas Dannenfeldt | Management | For | Withhold | Against | ||
1.3 | Elect Director Srikant M. Datar | Management | For | For | For | ||
1.4 | Elect Director Lawrence H. Guffey | Management | For | For | For | ||
1.5 | Elect Director Timotheus Hottges | Management | For | Withhold | Against | ||
1.6 | Elect Director Bruno Jacobfeuerborn | Management | For | Withhold | Against | ||
1.7 | Elect Director Raphael Kubler | Management | For | Withhold | Against | ||
1.8 | Elect Director Thorsten Langheim | Management | For | Withhold | Against | ||
1.9 | Elect Director John J. Legere | Management | For | Withhold | Against | ||
1.10 | Elect Director Teresa A. Taylor | Management | For | For | For | ||
1.11 | Elect Director Kelvin R. Westbrook | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For | Against | ||
Texas Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXI | CUSIP 882491103 | 06/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
The Hartford Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Robert B. Allardice, III | Management | For | For | For | ||
1.2 | Elect Director Trevor Fetter | Management | For | For | For | ||
1.3 | Elect Director Liam E. McGee | Management | For | For | For | ||
1.4 | Elect Director Kathryn A. Mikells | Management | For | For | For | ||
1.5 | Elect Director Michael G. Morris | Management | For | For | For | ||
1.6 | Elect Director Thomas A. Renyi | Management | For | For | For | ||
1.7 | Elect Director Julie G. Richardson | Management | For | For | For | ||
1.8 | Elect Director Virginia P. Ruesterholz | Management | For | For | For | ||
1.9 | Elect Director Charles B. Strauss | Management | For | For | For | ||
1.10 | Elect Director H. Patrick Swygert | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Approve Omnibus Stock Plan | Management | For | For | For | ||
5 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
The Men's Wearhouse, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MW | CUSIP 587118100 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director David H. Edwab | Management | For | For | For | ||
1.2 | Elect Director Douglas S. Ewert | Management | For | For | For | ||
1.3 | Elect Director Rinaldo S. Brutoco | Management | For | For | For | ||
1.4 | Elect Director Sheldon I. Stein | Management | For | For | For | ||
1.5 | Elect Director William B. Sechrest | Management | For | For | For | ||
1.6 | Elect Director Grace Nichols | Management | For | For | For | ||
1.7 | Elect Director Allen I. Questrom | Management | For | For | For | ||
1.8 | Elect Director B. Michael Becker | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
The Timken Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TKR | CUSIP 887389104 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Phillip R. Cox | Management | For | For | For | ||
1.2 | Elect Director Diane C. Creel | Management | For | For | For | ||
1.3 | Elect Director Richard G. Kyle | Management | For | For | For | ||
1.4 | Elect Director John A. Luke, Jr. | Management | For | For | For | ||
1.5 | Elect Director Christopher L. Mapes | Management | For | For | For | ||
1.6 | Elect Director Joseph W. Ralston | Management | For | For | For | ||
1.7 | Elect Director John P. Reilly | Management | For | For | For | ||
1.8 | Elect Director Frank C. Sullivan | Management | For | For | For | ||
1.9 | Elect Director John M. Timken, Jr. | Management | For | For | For | ||
1.10 | Elect Director Ward J. Timken, Jr. | Management | For | For | For | ||
1.11 | Elect Director Jacqueline F. Woods | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Require Independent Board Chairman | Shareholder | Against | For | Against | ||
Theravance, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
THRX | CUSIP 88338T104 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Rick E Winningham | Management | For | For | For | ||
1.2 | Elect Director Henrietta H. Fore | Management | For | For | For | ||
1.3 | Elect Director Robert V. Gunderson, Jr. | Management | For | For | For | ||
1.4 | Elect Director Burton G. Malkiel | Management | For | For | For | ||
1.5 | Elect Director Peter S. Ringrose | Management | For | For | For | ||
1.6 | Elect Director William H. Waltrip | Management | For | For | For | ||
1.7 | Elect Director George M. Whitesides | Management | For | For | For | ||
1.8 | Elect Director William D. Young | Management | For | For | For | ||
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
Time Warner Cable Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWC | CUSIP 88732J207 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Carole Black | Management | For | For | For | ||
1.2 | Elect Director Glenn A. Britt | Management | For | For | For | ||
1.3 | Elect Director Thomas H. Castro | Management | For | For | For | ||
1.4 | Elect Director David C. Chang | Management | For | For | For | ||
1.5 | Elect Director James E. Copeland, Jr. | Management | For | For | For | ||
1.6 | Elect Director Peter R. Haje | Management | For | Against | Against | ||
1.7 | Elect Director Donna A. James | Management | For | For | For | ||
1.8 | Elect Director Don Logan | Management | For | For | For | ||
1.9 | Elect Director Robert D. Marcus | Management | For | For | For | ||
1.10 | Elect Director N.J. Nicholas, Jr. | Management | For | For | For | ||
1.11 | Elect Director Wayne H. Pace | Management | For | For | For | ||
1.12 | Elect Director Edward D. Shirley | Management | For | For | For | ||
1.13 | Elect Director John E. Sununu | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against | Against | ||
4 | Report on Lobbying Payments and Policy | Shareholder | Against | For | Against | ||
5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For | Against | ||
UNS Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNS | CUSIP 903119105 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Adjourn Meeting | Management | For | For | For | ||
UNS Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNS | CUSIP 903119105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Paul J. Bonavia | Management | For | For | For | ||
1.2 | Elect Director Lawrence J. Aldrich | Management | For | For | For | ||
1.3 | Elect Director Barbara M. Baumann | Management | For | For | For | ||
1.4 | Elect Director Larry W. Bickle | Management | For | For | For | ||
1.5 | Elect Director Robert A. Elliott | Management | For | For | For | ||
1.6 | Elect Director Daniel W.L. Fessler | Management | For | For | For | ||
1.7 | Elect Director Louise L. Francesconi | Management | For | For | For | ||
1.8 | Elect Director David G. Hutchens | Management | For | For | For | ||
1.9 | Elect Director Ramiro G. Peru | Management | For | For | For | ||
1.10 | Elect Director Gregory A. Pivirotto | Management | For | For | For | ||
1.11 | Elect Director Joaquin Ruiz | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
Verizon Communications Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director Shellye L. Archambeau | Management | For | For | For | ||
1.2 | Elect Director Richard L. Carrion | Management | For | For | For | ||
1.3 | Elect Director Melanie L. Healey | Management | For | For | For | ||
1.4 | Elect Director M. Frances Keeth | Management | For | For | For | ||
1.5 | Elect Director Robert W. Lane | Management | For | For | For | ||
1.6 | Elect Director Lowell C. McAdam | Management | For | For | For | ||
1.7 | Elect Director Donald T. Nicolaisen | Management | For | For | For | ||
1.8 | Elect Director Clarence Otis, Jr. | Management | For | For | For | ||
1.9 | Elect Director Rodney E. Slater | Management | For | For | For | ||
1.10 | Elect Director Kathryn A. Tesija | Management | For | For | For | ||
1.11 | Elect Director Gregory D. Wasson | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
4 | Provide Proxy Access Right | Management | For | For | For | ||
5 | Report on Net Neutrality | Shareholder | Against | For | Against | ||
6 | Report on Lobbying Payments and Policy | Shareholder | Against | For | Against | ||
7 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For | Against | ||
8 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Shareholder | Against | For | Against | ||
9 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
10 | Approve Proxy Voting Authority | Shareholder | Against | Against | For | ||
Warner Chilcott Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCRX | CUSIP G94368100 | 09/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Scheme of Arrangement | Management | For | For | For | ||
Warner Chilcott Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WCRX | CUSIP G94368100 | 09/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Scheme of Arrangement | Management | For | For | For | ||
2 | Approve Cancellation of Capital Authorization | Management | For | For | For | ||
3 | Authority to Allot Securities and Application of Reserves | Management | For | For | For | ||
4 | Amend Articles of Association | Management | For | For | For | ||
5 | Approve Creation of Distributable Reserves | Management | For | For | For | ||
6 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
7 | Adjourn Meeting | Management | For | Against | Against | ||
WhiteWave Foods Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWAV | CUSIP 966244105 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Conversion of Securities | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
Actavis plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director | Management | For | Against | Against | ||
2 | Elect Director | Management | For | For | For | ||
3 | Elect Director | Management | For | For | For | ||
4 | Elect Director | Management | For | For | For | ||
5 | Elect Director | Management | For | For | For | ||
6 | Elect Director | Management | For | For | For | ||
7 | Elect Director | Management | For | For | For | ||
8 | Elect Director | Management | For | Against | Against | ||
9 | Elect Director | Management | For | For | For | ||
10 | Elect Director | Management | For | Against | Against | ||
11 | Elect Director | Management | For | Against | Against | ||
12 | Elect Director | Management | For | Against | Against | ||
13 | Approve Remuneration Report | Management | For | For | For | ||
14 | Ratify Auditors | Management | For | Against | Against | ||
15 | Sustainability Report | Shareholder | Against | For | Against | ||
Akorn, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AKRX | CUSIP 009728106 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | Withhold | Against | ||
1.3 | Elect Director | Management | For | Withhold | Against | ||
1.4 | Elect Director | Management | For | Withhold | Against | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Approve Remuneration Report | Management | For | For | For | ||
Allergan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director | Management | For | Against | Against | ||
2 | Elect Director | Management | For | Against | Against | ||
3 | Elect Director | Management | For | For | For | ||
4 | Elect Director | Management | For | Against | Against | ||
5 | Elect Director | Management | For | For | For | ||
6 | Elect Director | Management | For | Against | Against | ||
7 | Elect Director | Management | For | For | For | ||
8 | Elect Director | Management | For | Against | Against | ||
9 | Elect Director | Management | For | For | For | ||
10 | Ratify Auditors | Management | For | Against | Against | ||
11 | Approve Remuneration Report | Management | For | Against | Against | ||
12 | Provide Right to Act by Written Consent | Management | For | For | For | ||
13 | Require Independent Board Chairman | Shareholder | Against | For | Against | ||
ArthroCare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
AstraZeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Dividends | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
4 | Authorize Board to Fix Remuneration of External Auditor(s) | Management | For | For | For | ||
5 | Elect Director | Management | For | For | For | ||
6 | Elect Director | Management | For | For | For | ||
7 | Elect Director | Management | For | For | For | ||
8 | Elect Director | Management | For | For | For | ||
9 | Elect Director | Management | For | For | For | ||
10 | Elect Director | Management | For | For | For | ||
11 | Elect Director | Management | For | For | For | ||
12 | Elect Director | Management | For | Against | Against | ||
13 | Elect Director | Management | For | For | For | ||
14 | Elect Director | Management | For | For | For | ||
15 | Elect Director | Management | For | For | For | ||
16 | Elect Director | Management | For | For | For | ||
17 | Elect Director | Management | For | Against | Against | ||
18 | Approve Remuneration Report | Management | For | Against | Against | ||
19 | Approve Remuneration Policy | Management | For | Withhold | Against | ||
20 | Approve Political Donations | Management | For | For | For | ||
21 | Authorize Issuance of Equity with Preemptive Rights | Management | For | Against | Against | ||
22 | Approve Issuance of Equity without Preemptive Rights | Management | For | For | For | ||
23 | Authorize Share Repurchase Program | Management | For | For | For | ||
24 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For | For | ||
25 | Approve Restricted Stock Plan | Management | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director | Management | For | Against | Against | ||
2 | Elect Director | Management | For | Against | Against | ||
3 | Elect Director | Management | For | Against | Against | ||
4 | Elect Director | Management | For | Against | Against | ||
5 | Elect Director | Management | For | For | For | ||
6 | Elect Director | Management | For | For | For | ||
7 | Elect Director | Management | For | For | For | ||
8 | Elect Director | Management | For | For | For | ||
9 | Elect Director | Management | For | For | For | ||
10 | Elect Director | Management | For | For | For | ||
11 | Elect Director | Management | For | For | For | ||
12 | Ratify Auditors | Management | For | Against | Against | ||
13 | Approve Remuneration Report | Management | For | For | For | ||
14 | Reduce Supermajority Vote Requirement | Shareholder | None | For | N/A | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | Against | Against | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | For | For | ||
1.11 | Elect Director | Management | For | For | For | ||
1.12 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
4 | Political Contributions and Lobbying | Shareholder | Against | For | Against | ||
Cepheid | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPHD | CUSIP 15670R107 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
2 | Increase Authorized Common Stock | Management | For | For | For | ||
3 | Amend Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Ratify Auditors | Management | For | Against | Against | ||
5 | Approve Remuneration Report | Management | For | For | For | ||
Charles River Laboratories International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRL | CUSIP 159864107 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | Withhold | Against | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Withhold | Against | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | Against | Against | ||
Covance Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVD | CUSIP 222816100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Ratify Auditors | Management | For | Against | Against | ||
Covidien plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | For | For | ||
2 | Approve Auditors and their Remuneration | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
4 | Authorize Share Repurchase Program | Management | For | For | For | ||
5 | Authorize Reissuance of Repurchased Shares | Management | For | For | For | ||
6 | Authorize Issuance of Equity with Preemptive Rights | Management | For | Against | Against | ||
7 | Approve Issuance of Equity without Preemptive Rights | Management | For | Against | Against | ||
Cyberonics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CYBX | CUSIP 23251P102 | 09/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
2 | Approve/Amend Executive Incentive Bonus Plan | Management | For | Against | Against | ||
3 | Ratify Auditors | Management | For | Against | Against | ||
4 | Approve Remuneration Report | Management | For | For | For | ||
Dr. Reddy's Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
500124 | CUSIP 256135203 | 07/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | India | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Dividends | Management | For | For | For | ||
3 | Elect Director | Management | For | For | For | ||
4 | Elect Director | Management | For | For | For | ||
5 | Elect Director | Management | For | For | For | ||
6 | Approve Auditors and their Remuneration | Management | For | For | For | ||
7 | Approve/Amend Employment Agreements | Management | For | For | For | ||
8 | Approve/Amend Employment Agreements | Management | For | For | For | ||
Dreyfus Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CUSIP 261941108 | 12/06/2013 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | Withhold | Against | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Withhold | Against | ||
Enanta Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENTA | CUSIP 29251M106 | 02/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | Withhold | Against | ||
2 | Ratify Auditors | Management | For | For | For | ||
EXPRESS SCRIPTS HOLDING COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | Against | Against | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | Against | Against | ||
1.10 | Elect Director | Management | For | For | For | ||
1.11 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
HCA Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCA | CUSIP 40412C101 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | Withhold | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Withhold | Against | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | Withhold | Against | ||
1.11 | Elect Director | Management | For | Withhold | Against | ||
1.12 | Elect Director | Management | For | For | For | ||
1.13 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Non-Qualified Employee Stock Purchase Plan | Management | For | For | For | ||
4 | Approve Remuneration Report | Management | For | Against | Against | ||
Health Management Associates, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HMA | CUSIP 421933102 | 08/15/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Company-Specific--Governance-Related | Shareholder | N/A | TNA | N/A | ||
2 | Company-Specific--Governance-Related | Shareholder | N/A | TNA | N/A | ||
3 | Amend Articles/Bylaws/Charter - Filling Vacancies | Shareholder | N/A | TNA | N/A | ||
4 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
5 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
6 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
7 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
8 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
9 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
10 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
11 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
12 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
13 | Removal of Existing Board Directors | Shareholder | N/A | TNA | N/A | ||
14 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
15 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
16 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
17 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
18 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
19 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
20 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
21 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
22 | Company-Specific Board-Related | Shareholder | N/A | TNA | N/A | ||
Health Management Associates, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HMA | CUSIP 421933102 | 08/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Company-Specific--Governance-Related | Shareholder | Against | For | Against | ||
2 | Company-Specific--Governance-Related | Shareholder | Against | For | Against | ||
3 | Amend Articles/Bylaws/Charter - Filling Vacancies | Shareholder | Against | For | Against | ||
4 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
5 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
6 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
7 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
8 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
9 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
10 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
11 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
12 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
13 | Removal of Existing Board Directors | Shareholder | Against | For | Against | ||
14 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
15 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
16 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
17 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
18 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
19 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
20 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
21 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
22 | Company-Specific Board-Related | Shareholder | Against | For | Against | ||
Lannett Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LCI | CUSIP 516012101 | 01/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | Withhold | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Increase Authorized Common Stock | Management | For | Against | Against | ||
McKesson Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCK | CUSIP 58155Q103 | 07/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | Against | Against | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | Against | Against | ||
1.6 | Elect Director | Management | For | Against | Against | ||
1.7 | Elect Director | Management | For | Against | Against | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | Against | Against | ||
4 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For | For | ||
6 | Provide Right to Call Special Meeting | Management | For | For | For | ||
7 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
8 | Political Contributions and Lobbying | Shareholder | Against | For | Against | ||
9 | Stock Retention/Holding Period | Shareholder | Against | For | Against | ||
10 | Claw-back Compensation in Specified Circumstances | Shareholder | Against | For | Against | ||
Mylan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MYL | CUSIP 628530107 | 04/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | Against | Against | ||
1.10 | Elect Director | Management | For | Against | Against | ||
1.11 | Elect Director | Management | For | Against | Against | ||
1.12 | Elect Director | Management | For | Against | Against | ||
1.13 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | Against | Against | ||
4 | Require Independent Board Chairman | Shareholder | Against | For | Against | ||
Prestige Brands Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBH | CUSIP 74112D101 | 07/29/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Amend Omnibus Stock Plan | Management | For | For | For | ||
4 | Approve Remuneration Report | Management | For | For | For | ||
Prothena Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRTA | CUSIP G72800108 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director | Management | For | For | For | ||
2 | Elect Director | Management | For | For | For | ||
3 | Elect Director | Management | For | For | For | ||
4 | Approve Auditors and their Remuneration | Management | For | For | For | ||
5 | Amend Omnibus Stock Plan | Management | For | Against | Against | ||
ResMed Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RMD | CUSIP 761152107 | 11/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director | Management | For | For | For | ||
2 | Elect Director | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | Against | Against | ||
4 | Approve Remuneration Report | Management | For | For | For | ||
5 | Amend Omnibus Stock Plan | Management | For | Against | Against | ||
Teleflex Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TFX | CUSIP 879369106 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director | Management | For | For | For | ||
2 | Elect Director | Management | For | Against | Against | ||
3 | Elect Director | Management | For | For | For | ||
4 | Elect Director | Management | For | Against | Against | ||
5 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
6 | Approve Remuneration Report | Management | For | For | For | ||
7 | Ratify Auditors | Management | For | For | For | ||
The Cooper Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COO | CUSIP 216648402 | 03/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Against | Against | ||
1.6 | Elect Director | Management | For | Against | Against | ||
1.7 | Elect Director | Management | For | Against | Against | ||
1.8 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
VIVUS, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVUS | CUSIP 928551100 | 07/18/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
2 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
3 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
4 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
5 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
6 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
7 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
8 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
9 | Elect Directors (Management Slate) | Management | For | TNA | N/A | ||
10 | Approve Remuneration Report | Management | For | TNA | N/A | ||
11 | Ratify Auditors | Management | For | TNA | N/A | ||
12 | Company-Specific--Governance-Related | Shareholder | Against | TNA | N/A | ||
VIVUS, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVUS | CUSIP 928551100 | 07/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Directors (Opposition Slate) | Shareholder | For | For | For | ||
2 | Elect Directors (Opposition Slate) | Shareholder | For | Withhold | Against | ||
3 | Elect Directors (Opposition Slate) | Shareholder | For | Withhold | Against | ||
4 | Elect Directors (Opposition Slate) | Shareholder | For | Withhold | Against | ||
5 | Elect Directors (Opposition Slate) | Shareholder | For | For | For | ||
6 | Elect Directors (Opposition Slate) | Shareholder | For | Withhold | Against | ||
7 | Elect Directors (Opposition Slate) | Shareholder | For | Withhold | Against | ||
8 | Elect Directors (Opposition Slate) | Shareholder | For | For | For | ||
9 | Elect Directors (Opposition Slate) | Shareholder | For | Withhold | Against | ||
10 | Approve Remuneration Report | Management | Against | For | Against | ||
11 | Ratify Auditors | Management | For | Against | Against | ||
12 | Company-Specific--Governance-Related | Shareholder | For | For | For | ||
VIVUS, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVUS | CUSIP 928551100 | 08/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | For | For | ||
1.11 | Elect Director | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | Against | Against | ||
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Flexible Select Fund | |||||||
07/01/2013 - 06/30/2014 | |||||||
3M Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMM | CUSIP 88579Y101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linda G. Alvarado | Management | For | For | For | ||
2 | Elect Thomas K. Brown | Management | For | For | For | ||
3 | Elect Vance D. Coffman | Management | For | For | For | ||
4 | Elect Michael L. Eskew | Management | For | For | For | ||
5 | Elect Herbert L. Henkel | Management | For | For | For | ||
6 | Elect Muhtar Kent | Management | For | For | For | ||
7 | Elect Edward M. Liddy | Management | For | For | For | ||
8 | Elect Inge G. Thulin | Management | For | For | For | ||
9 | Elect Robert J. Ulrich | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
ABB Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBN | CUSIP 000375204 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Report | Management | For | For | For | ||
3 | Ratification of Board and Management Acts | Management | For | For | For | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Increase in Conditional Capital for Employee Incentive Plans | Management | For | Against | Against | ||
6 | Amendments to Articles | Management | For | For | For | ||
7 | Elect Roger Agnelli | Management | For | For | For | ||
8 | Elect Matti Alahuhta | Management | For | For | For | ||
9 | Elect Louis R. Hughes | Management | For | For | For | ||
10 | Elect Michel de Rosen | Management | For | For | For | ||
11 | Elect Michael Treschow | Management | For | For | For | ||
12 | Elect Jacob Wallenberg | Management | For | For | For | ||
13 | Elect Ying Yeh | Management | For | For | For | ||
14 | Elect Hubertus von Grunberg as Chairman | Management | For | For | For | ||
15 | Elect Michel de Rosen | Management | For | For | For | ||
16 | Elect Michael Treschow | Management | For | For | For | ||
17 | Elect Ying Yeh | Management | For | For | For | ||
18 | Appointment of Independent Proxy | Management | For | For | For | ||
19 | Appointment of Auditor | Management | For | For | For | ||
Abbott Laboratories | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABT | CUSIP 002824100 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert J. Alpern | Management | For | For | For | ||
1.2 | Elect Roxanne S. Austin | Management | For | For | For | ||
1.3 | Elect Sally E. Blount | Management | For | For | For | ||
1.4 | Elect W. James Farrell | Management | For | For | For | ||
1.5 | Elect Edward M. Liddy | Management | For | For | For | ||
1.6 | Elect Nancy McKinstry | Management | For | For | For | ||
1.7 | Elect Phebe N. Novakovic | Management | For | For | For | ||
1.8 | Elect William A. Osborn | Management | For | For | For | ||
1.9 | Elect Samuel C. Scott III | Management | For | For | For | ||
1.10 | Elect Glenn F. Tilton | Management | For | For | For | ||
1.11 | Elect Miles D. White | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Labeling of Genetically Modified Organisms | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Excluding Compliance Costs for the Purposes of Executive Compensation | Shareholder | Against | Abstain | N/A | ||
AbbVie Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABBV | CUSIP 00287Y109 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert J. Alpern | Management | For | For | For | ||
1.2 | Elect Edward M. Liddy | Management | For | For | For | ||
1.3 | Elect Frederick H. Waddell | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Accenture plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACN | CUSIP G1151C101 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Elect Jaime Ardila | Management | For | For | For | ||
3 | Elect Charles H. Giancarlo | Management | For | For | For | ||
4 | Elect William L. Kimsey | Management | For | For | For | ||
5 | Elect Blythe J. McGarvie | Management | For | For | For | ||
6 | Elect Mark Moody-Stuart | Management | For | For | For | ||
7 | Elect Pierre Nanterme | Management | For | For | For | ||
8 | Elect Gilles Pelisson | Management | For | For | For | ||
9 | Elect Wulf von Schimmelmann | Management | For | Against | Against | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
13 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
14 | Reduction of Share Capital | Management | For | For | For | ||
15 | Authority to Hold Annual Meeting Outside of Ireland | Management | For | For | For | ||
16 | Authority to Repurchase Shares | Management | For | For | For | ||
17 | Price Range for the Re-Issuance of Treasury Shares | Management | For | For | For | ||
Activision Blizzard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATVI | CUSIP 00507V109 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert J. Corti | Management | For | For | For | ||
2 | Elect Brian G. Kelly | Management | For | For | For | ||
3 | Elect Robert A. Kotick | Management | For | For | For | ||
4 | Elect Barry Meyer | Management | For | For | For | ||
5 | Elect Robert J. Morgado | Management | For | For | For | ||
6 | Elect Peter Nolan | Management | For | For | For | ||
7 | Elect Richard Sarnoff | Management | For | For | For | ||
8 | Elect Elaine P. Wynn | Management | For | For | For | ||
9 | 2014 Incentive Plan | Management | For | For | For | ||
10 | Amendment of Provisions Related to Company's Relationship with Vivendi, S.A. | Management | For | For | For | ||
11 | Reduction of Supermajority Vote Requirements for Amending Certain Articles | Management | For | For | For | ||
12 | Amendment of Provisions Related to the Abilities of the Board and Shareholders to Amend Bylaws | Management | For | Abstain | Against | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
AES Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AES | CUSIP 00130H105 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Andres R. Gluski | Management | For | For | For | ||
2 | Elect Guo Bao Zhang | Management | For | For | For | ||
3 | Elect Charles Harrington | Management | For | For | For | ||
4 | Elect Kristina M. Johnson | Management | For | For | For | ||
5 | Elect Tarun Khanna | Management | For | For | For | ||
6 | Elect Philip Lader | Management | For | For | For | ||
7 | Elect James H. Miller | Management | For | For | For | ||
8 | Elect Sandra O. Moose | Management | For | For | For | ||
9 | Elect John B. Morse, Jr. | Management | For | For | For | ||
10 | Elect Moises Naim | Management | For | For | For | ||
11 | Elect Charles O. Rossotti | Management | For | Against | Against | ||
12 | Elect Sven Sandstrom | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Aetna Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AET | CUSIP 00817Y108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Fernando Aguirre | Management | For | For | For | ||
2 | Elect Mark T. Bertolini | Management | For | For | For | ||
3 | Elect Frank M. Clark, Jr. | Management | For | For | For | ||
4 | Elect Betsy Z. Cohen | Management | For | For | For | ||
5 | Elect Molly J. Coye | Management | For | Against | Against | ||
6 | Elect Roger N. Farah | Management | For | For | For | ||
7 | Elect Barbara H. Franklin | Management | For | For | For | ||
8 | Elect Jeffrey E. Garten | Management | For | For | For | ||
9 | Elect Ellen M. Hancock | Management | For | For | For | ||
10 | Elect Richard J. Harrington | Management | For | For | For | ||
11 | Elect Edward J. Ludwig | Management | For | For | For | ||
12 | Elect Joseph P. Newhouse | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Elimination of Supermajority Requirements | Management | For | For | For | ||
15 | Right to Call a Special Meeting | Management | For | For | For | ||
16 | Amendment to the 2010 Stock Incentive Plan | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
19 | Shareholder Proposal Regarding Board Oversight of Political Spending | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Indirect Political Spending Report | Shareholder | Against | Against | For | ||
Allegheny Technologies Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATI | CUSIP 01741R102 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James C. Diggs | Management | For | For | For | ||
1.2 | Elect J. Brett Harvey | Management | For | For | For | ||
1.3 | Elect Louis J. Thomas | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Repeal of Classified Board | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Allergan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David E.I. Pyott | Management | For | For | For | ||
2 | Elect Michael R. Gallagher | Management | For | Against | Against | ||
3 | Elect Deborah Dunsire | Management | For | For | For | ||
4 | Elect Trevor M. Jones | Management | For | Against | Against | ||
5 | Elect Louis J. Lavigne, Jr. | Management | For | For | For | ||
6 | Elect Peter J. McDonnell | Management | For | Against | Against | ||
7 | Elect Timothy D. Proctor | Management | For | For | For | ||
8 | Elect Russell T. Ray | Management | For | For | For | ||
9 | Elect Henri A. Termeer | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Amendment to Certificate of Incorporation Allowing Action by Written Consent | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Allete, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALE | CUSIP 018522300 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Kathryn W. Dindo | Management | For | For | For | ||
2 | Elect Sidney W. Emery, Jr. | Management | For | For | For | ||
3 | Elect George G. Goldfarb | Management | For | For | For | ||
4 | Elect James S. Haines, Jr. | Management | For | For | For | ||
5 | Elect Alan R. Hodnik | Management | For | For | For | ||
6 | Elect James J. Hoolihan | Management | For | For | For | ||
7 | Elect Heidi E. Jimmerson | Management | For | For | For | ||
8 | Elect Madeleine W. Ludlow | Management | For | For | For | ||
9 | Elect Douglas C. Neve | Management | For | For | For | ||
10 | Elect Leonard C. Rodman | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Alliant Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNT | CUSIP 018802108 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Patrick E. Allen | Management | For | For | For | ||
1.2 | Elect Patricia L. Kampling | Management | For | For | For | ||
1.3 | Elect Singleton B. McAllister | Management | For | For | For | ||
1.4 | Elect Susan D. Whiting | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Allstate Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALL | CUSIP 020002101 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect F. Duane Ackerman | Management | For | For | For | ||
2 | Elect Robert D. Beyer | Management | For | For | For | ||
3 | Elect Kermit R. Crawford | Management | For | For | For | ||
4 | Elect Jack M. Greenberg | Management | For | For | For | ||
5 | Elect Herbert L. Henkel | Management | For | For | For | ||
6 | Elect Siddarth N. Mehta | Management | For | For | For | ||
7 | Elect Andrea Redmond | Management | For | For | For | ||
8 | Elect John W. Rowe | Management | For | For | For | ||
9 | Elect Judith A. Sprieser | Management | For | For | For | ||
10 | Elect Mary Alice Taylor | Management | For | For | For | ||
11 | Elect Thomas J. Wilson | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Approval of Material Terms of the Annual Incentive Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Altera Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALTR | CUSIP 021441100 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John P. Daane | Management | For | For | For | ||
2 | Elect T. Michael Nevens | Management | For | For | For | ||
3 | Elect A. Blaine Bowman | Management | For | For | For | ||
4 | Elect Elisha W. Finney | Management | For | For | For | ||
5 | Elect Kevin McGarity | Management | For | For | For | ||
6 | Elect Krish A. Prabhu | Management | For | For | For | ||
7 | Elect Shane V. Robison | Management | For | For | For | ||
8 | Elect John Shoemaker | Management | For | For | For | ||
9 | Elect Thomas H. Waechter | Management | For | For | For | ||
10 | Amendment to the the 2005 Equity Incentive Plan | Management | For | For | For | ||
11 | Amendment to the 1987 Employee Stock Purchase Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jeffrey P. Bezos | Management | For | For | For | ||
2 | Elect Tom A. Alberg | Management | For | For | For | ||
3 | Elect John Seely Brown | Management | For | For | For | ||
4 | Elect William B. Gordon | Management | For | For | For | ||
5 | Elect Jamie S. Gorelick | Management | For | For | For | ||
6 | Elect Alain Monie | Management | For | For | For | ||
7 | Elect Jonathan Rubinstein | Management | For | For | For | ||
8 | Elect Thomas O. Ryder | Management | For | Against | Against | ||
9 | Elect Patricia Q. Stonesifer | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For | Against | ||
Amdocs Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOX | CUSIP G02602103 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert A. Minicucci | Management | For | For | For | ||
2 | Elect Adrian Gardner | Management | For | For | For | ||
3 | Elect John T. McLennan | Management | For | For | For | ||
4 | Elect Simon Olswang | Management | For | For | For | ||
5 | Elect Zohar Zisapel | Management | For | For | For | ||
6 | Elect Julian A. Brodsky | Management | For | For | For | ||
7 | Elect Eli Gelman | Management | For | For | For | ||
8 | Elect James S. Kahan | Management | For | For | For | ||
9 | Elect Richard T.C. LeFave | Management | For | For | For | ||
10 | Elect Giora Yaron | Management | For | For | For | ||
11 | Increase of Dividends | Management | For | For | For | ||
12 | Amendments to Articles Regarding Declaration of Dividends | Management | For | For | For | ||
13 | Authority to Issue Shares | Management | For | Against | Against | ||
14 | Accounts and Reports | Management | For | For | For | ||
15 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
Ameren Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEE | CUSIP 023608102 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Warner L. Baxter | Management | For | For | For | ||
1.2 | Elect Catherine S. Brune | Management | For | For | For | ||
1.3 | Elect Ellen M. Fitzsimmons | Management | For | For | For | ||
1.4 | Elect Walter J. Galvin | Management | For | For | For | ||
1.5 | Elect Richard J. Harshman | Management | For | For | For | ||
1.6 | Elect Gayle P.W. Jackson | Management | For | For | For | ||
1.7 | Elect James C. Johnson | Management | For | For | For | ||
1.8 | Elect Steven H. Lipstein | Management | For | For | For | ||
1.9 | Elect Patrick T. Stokes | Management | For | For | For | ||
1.10 | Elect Thomas R. Voss | Management | For | For | For | ||
1.11 | Elect Stephen R. Wilson | Management | For | For | For | ||
1.12 | Elect Jack D. Woodard | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | 2014 Omnibus Incentive Compensation Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
7 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
American Airlines Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | CUSIP 02376R102 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James F. Albaugh | Management | For | For | For | ||
2 | Elect Jeffrey D. Benjamin | Management | For | For | For | ||
3 | Elect John T. Cahill | Management | For | For | For | ||
4 | Elect Michael J. Embler | Management | For | For | For | ||
5 | Elect Matthew J. Hart | Management | For | For | For | ||
6 | Elect Alberto Ibarguen | Management | For | For | For | ||
7 | Elect Richard C. Kraemer | Management | For | For | For | ||
8 | Elect Denise M. O'Leary | Management | For | For | For | ||
9 | Elect W. Douglas Parker | Management | For | For | For | ||
10 | Elect Ray M. Robinson | Management | For | For | For | ||
11 | Elect Richard P. Schifter | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
American Express Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AXP | CUSIP 025816109 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Charlene Barshefsky | Management | For | Against | Against | ||
2 | Elect Ursula M. Burns | Management | For | For | For | ||
3 | Elect Kenneth I. Chenault | Management | For | For | For | ||
4 | Elect Peter Chernin | Management | For | For | For | ||
5 | Elect Anne Lauvergeon | Management | For | For | For | ||
6 | Elect Theodore J. Leonsis | Management | For | For | For | ||
7 | Elect Richard C. Levin | Management | For | For | For | ||
8 | Elect Richard A. McGinn | Management | For | For | For | ||
9 | Elect Samuel J. Palmisano | Management | For | For | For | ||
10 | Elect Steven S. Reinemund | Management | For | For | For | ||
11 | Elect Daniel L. Vasella | Management | For | For | For | ||
12 | Elect Robert D. Walter | Management | For | For | For | ||
13 | Elect Ronald A. Williams | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Privacy and Data Security | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
19 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
American International Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIG | CUSIP 026874784 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert H. Benmosche | Management | For | For | For | ||
2 | Elect W. Don Cornwell | Management | For | For | For | ||
3 | Elect Peter R. Fisher | Management | For | For | For | ||
4 | Elect John Fitzpatrick | Management | For | For | For | ||
5 | Elect William G. Jurgensen | Management | For | For | For | ||
6 | Elect Christopher S. Lynch | Management | For | For | For | ||
7 | Elect Arthur C. Martinez | Management | For | For | For | ||
8 | Elect George L. Miles, Jr. | Management | For | Against | Against | ||
9 | Elect Henry S. Miller | Management | For | For | For | ||
10 | Elect Robert S. Miller | Management | For | For | For | ||
11 | Elect Suzanne Nora Johnson | Management | For | For | For | ||
12 | Elect Ronald A. Rittenmeyer | Management | For | For | For | ||
13 | Elect Douglas M. Steenland | Management | For | For | For | ||
14 | Elect Theresa M. Stone | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Restatement of Protective Amendment to the Certificate of Incorporation | Management | For | For | For | ||
17 | Ratification of the Tax Asset Protection Plan | Management | For | For | For | ||
18 | Ratification of Auditor | Management | For | For | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Raymond P. Dolan | Management | For | For | For | ||
2 | Elect Ronald M. Dykes | Management | For | For | For | ||
3 | Elect Carolyn Katz | Management | For | For | For | ||
4 | Elect Gustavo Lara Cantu | Management | For | For | For | ||
5 | Elect JoAnn A. Reed | Management | For | For | For | ||
6 | Elect Pamela D.A. Reeve | Management | For | For | For | ||
7 | Elect David E. Sharbutt | Management | For | For | For | ||
8 | Elect James D. Taiclet, Jr. | Management | For | For | For | ||
9 | Elect Samme L. Thompson | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
American Water Works Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AWK | CUSIP 030420103 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Julie A. Dobson | Management | For | For | For | ||
2 | Elect Paul J. Evanson | Management | For | For | For | ||
3 | Elect Martha C. Goss | Management | For | For | For | ||
4 | Elect Richard R. Grigg | Management | For | For | For | ||
5 | Elect Julia L. Johnson | Management | For | For | For | ||
6 | Elect George MacKenzie | Management | For | For | For | ||
7 | Elect William J. Marrazzo | Management | For | For | For | ||
8 | Elect Susan N. Story | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
AMGEN Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMGN | CUSIP 031162100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David Baltimore | Management | For | For | For | ||
2 | Elect Frank J. Biondi, Jr. | Management | For | For | For | ||
3 | Elect Robert A. Bradway | Management | For | For | For | ||
4 | Elect Francois de Carbonnel | Management | For | For | For | ||
5 | Elect Vance D. Coffman | Management | For | Against | Against | ||
6 | Elect Robert A. Eckert | Management | For | For | For | ||
7 | Elect Greg C. Garland | Management | For | For | For | ||
8 | Elect Rebecca M. Henderson | Management | For | For | For | ||
9 | Elect Frank C. Herringer | Management | For | For | For | ||
10 | Elect Tyler Jacks | Management | For | For | For | ||
11 | Elect Judith C. Pelham | Management | For | For | For | ||
12 | Elect Ronald D. Sugar | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ronald P. Badie | Management | For | For | For | ||
2 | Elect Stanley L. Clark | Management | For | For | For | ||
3 | Elect David P. Falck | Management | For | For | For | ||
4 | Elect Edward G. Jepsen | Management | For | For | For | ||
5 | Elect Andrew E. Lietz | Management | For | For | For | ||
6 | Elect Martin H. Loeffler | Management | For | For | For | ||
7 | Elect John R. Lord | Management | For | For | For | ||
8 | Elect R. Adam Norwitt | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | 2014 Executive Incentive Plan | Management | For | For | For | ||
11 | Amendment to the 2009 Stock Purchase and Option Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Anadarko Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Anthony R. Chase | Management | For | For | For | ||
2 | Elect Kevin P. Chilton | Management | For | For | For | ||
3 | Elect H. Paulett Eberhart | Management | For | For | For | ||
4 | Elect Peter J. Fluor | Management | For | For | For | ||
5 | Elect Richard L. George | Management | For | For | For | ||
6 | Elect Charles W. Goodyear | Management | For | For | For | ||
7 | Elect John R. Gordon | Management | For | For | For | ||
8 | Elect Eric D. Mullins | Management | For | For | For | ||
9 | Elect R. A. Walker | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
12 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against | For | ||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
Anheuser-Busch Inbev SA/NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABI | CUSIP 03524A108 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Amendment to the Subscription Rights Granted to Directors and Executives | Management | For | For | For | ||
2 | Increase in Authorized Capital | Management | For | For | For | ||
3 | Authority to Repurchase Shares | Management | For | For | For | ||
4 | Amendments to Articles 10 | Management | For | For | For | ||
5 | Accounts and Reports; Allocation of Profits/Dividends | Management | For | For | For | ||
6 | Ratification of Board Acts | Management | For | For | For | ||
7 | Ratification of Auditor Acts | Management | For | For | For | ||
8 | Elect Kees J. Storm | Management | For | For | For | ||
9 | Elect Mark Winkelman | Management | For | For | For | ||
10 | Elect Alexandre van Damme | Management | For | For | For | ||
11 | Elect Gregoire de Spoelberch | Management | For | For | For | ||
12 | Elect Carlos A. de Veiga Sicupira | Management | For | For | For | ||
13 | Elect Marcel Herrmann Telles | Management | For | Against | Against | ||
14 | Elect Paulo Alberto Lemann | Management | For | For | For | ||
15 | Elect Alexandre Behring | Management | For | For | For | ||
16 | Elect Elio Leoni Sceti | Management | For | For | For | ||
17 | Elect Maria Asuncion Aramburuzabala Larregui | Management | For | For | For | ||
18 | Elect Valentin Diez Morodo | Management | For | For | For | ||
19 | Remuneration Report | Management | For | Against | Against | ||
20 | STOCK OPTIONS FOR DIRECTORS | Management | For | For | For | ||
21 | Coordinate Articles of Association | Management | For | For | For | ||
ANSYS, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANSS | CUSIP 03662Q105 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James E. Cashman III | Management | For | For | For | ||
2 | Elect Ajei S. Gopal | Management | For | For | For | ||
3 | Elect William R. McDermott | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
Antero Resources Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AR | CUSIP 03674X106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Paul M. Rady | Management | For | For | For | ||
1.2 | Elect Glen C. Warren, Jr. | Management | For | For | For | ||
1.3 | Elect James R. Levy | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Amendment to the Long-Term Incentive Plan | Management | For | For | For | ||
Aon plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AON | CUSIP G0408V102 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lester B. Knight | Management | For | For | For | ||
2 | Elect Gregory C. Case | Management | For | For | For | ||
3 | Elect Fulvio Conti | Management | For | For | For | ||
4 | Elect Cheryl A. Francis | Management | For | For | For | ||
5 | Elect Edgar D. Jannotta | Management | For | For | For | ||
6 | Elect James W. Leng | Management | For | For | For | ||
7 | Elect J. Michael Losh | Management | For | For | For | ||
8 | Elect Robert S. Morrison | Management | For | For | For | ||
9 | Elect Richard B. Myers | Management | For | For | For | ||
10 | Elect Richard C. Notebaert | Management | For | For | For | ||
11 | Elect Gloria Santona | Management | For | For | For | ||
12 | Elect Carolyn Y. Woo | Management | For | For | For | ||
13 | Accounts and Reports | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Ratification of Statutory Auditor | Management | For | For | For | ||
16 | Authority to Set Auditor's Fees | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
18 | Remuneration Report (Binding) | Management | For | For | For | ||
19 | Remuneration Report (Advisory) | Management | For | For | For | ||
20 | Amendment to the 2011 Incentive Compensation Plan | Management | For | For | For | ||
21 | Approval of Share Repurchase Contract and Repurchase Counterparties | Management | For | For | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect G. Steven Farris | Management | For | For | For | ||
2 | Elect A. D. Frazier, Jr. | Management | For | For | For | ||
3 | Elect Amy H. Nelson | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Repeal of Classified Board | Management | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William V. Campbell | Management | For | For | For | ||
1.2 | Elect Timothy D. Cook | Management | For | For | For | ||
1.3 | Elect Millard S. Drexler | Management | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Management | For | For | For | ||
1.5 | Elect Robert A. Iger | Management | For | For | For | ||
1.6 | Elect Andrea Jung | Management | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Management | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Management | For | For | For | ||
2 | Technical Amendment to Articles | Management | For | For | For | ||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Management | For | For | For | ||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | 2014 Employee Stock Plan | Management | For | For | For | ||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | Shareholder | Against | Against | For | ||
10 | Shareholder Proposal Regarding Share Buybacks | Shareholder | N/A | Abstain | N/A | ||
11 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against | For | ||
Arcos Dorados Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARCO | CUSIP G0457F107 | 04/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3.1 | Elect Sergio Alonso | Management | For | For | For | ||
3.2 | Elect Michael Chu | Management | For | Withhold | Against | ||
3.3 | Elect Jose Alberto Velez Cadavid | Management | For | Withhold | Against | ||
3.4 | Elect Jose Fernandez | Management | For | For | For | ||
Ares Commercial Real Estate Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACRE | CUSIP 04013V108 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Caroline E. Blakely | Management | For | For | For | ||
1.2 | Elect John Hope Bryant | Management | For | For | For | ||
1.3 | Elect Robert L. Rosen | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
Arris Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARRS | CUSIP 04270V106 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Alex B. Best | Management | For | For | For | ||
2 | Elect Harry L. Bosco | Management | For | For | For | ||
3 | Elect James A. Chiddix | Management | For | For | For | ||
4 | Elect Andrew T. Heller | Management | For | For | For | ||
5 | Elect Matthew B. Kearney | Management | For | For | For | ||
6 | Elect Robert J. Stanzione | Management | For | For | For | ||
7 | Elect Doreen A. Toben | Management | For | For | For | ||
8 | Elect Debora J. Wilson | Management | For | For | For | ||
9 | Elect David A. Woodle | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Asbury Automotive Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABG | CUSIP 043436104 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Juanita T. James | Management | For | For | For | ||
1.2 | Elect Craig T. Monaghan | Management | For | For | For | ||
2 | Adoption of Exclusive Forum Provision | Management | For | Against | Against | ||
3 | Approve Key Executive Incentive Compensation Plan | Management | For | For | For | ||
4 | Advisory Approval on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
Ashland Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASH | CUSIP 044209104 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen F. Kirk | Management | For | For | For | ||
2 | Elect James J. O'Brien | Management | For | For | For | ||
3 | Elect Barry W. Perry | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Repeal of Classified Board | Management | For | For | For | ||
ASML Holding N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASML | CUSIP N07059210 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Ratification of Management Acts | Management | For | For | For | ||
3 | Ratification of Supervisory Board Acts | Management | For | For | For | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Amendment to Remuneration Policy | Management | For | For | For | ||
6 | Performance Share Plan Grant | Management | For | For | For | ||
7 | Authority to Issue Shares under Employee Incentive Plans | Management | For | For | For | ||
8 | Elect Fritz W. Frohlich | Management | For | For | For | ||
9 | Elect J.M.C. Stork | Management | For | For | For | ||
10 | Supervisory Board Fees | Management | For | For | For | ||
11 | Appointment of Auditor | Management | For | For | For | ||
12 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
13 | Authority to Suppress Preemptive Rights | Management | For | For | For | ||
14 | Authority to Issue Shares for Mergers/Acquisitions | Management | For | For | For | ||
15 | Authority to Suppress Preemptive Rights | Management | For | For | For | ||
16 | Authority to Repurchase Shares | Management | For | For | For | ||
17 | Authority to Repurchase Additional Shares | Management | For | For | For | ||
18 | Authority to Cancel Shares | Management | For | For | For | ||
Assurant, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AIZ | CUSIP 04621X108 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Elaine D. Rosen | Management | For | For | For | ||
2 | Elect Howard L. Carver | Management | For | For | For | ||
3 | Elect Juan N. Cento | Management | For | For | For | ||
4 | Elect Elyse Douglas | Management | For | For | For | ||
5 | Elect Lawrence V. Jackson | Management | For | For | For | ||
6 | Elect David B. Kelso | Management | For | For | For | ||
7 | Elect Charles J. Koch | Management | For | For | For | ||
8 | Elect Jean-Paul L. Montupet | Management | For | For | For | ||
9 | Elect Robert B. Pollock | Management | For | For | For | ||
10 | Elect Paul J. Reilly | Management | For | For | For | ||
11 | Elect Robert W. Stein | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Astrazeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Appointment of Auditor | Management | For | For | For | ||
4 | Authority to Set Auditor's Fees | Management | For | For | For | ||
5 | Elect Leif Johansson | Management | For | For | For | ||
6 | Elect Pascal Soriot | Management | For | For | For | ||
7 | Elect Marc Dunoyer | Management | For | For | For | ||
8 | Elect Genevieve B. Berger | Management | For | For | For | ||
9 | Elect D. Bruce Burlington | Management | For | For | For | ||
10 | Elect Ann Cairns | Management | For | For | For | ||
11 | Elect Graham Chipchase | Management | For | For | For | ||
12 | Elect Jean-Philippe Courtois | Management | For | Against | Against | ||
13 | Elect Rudy H.P. Markham | Management | For | For | For | ||
14 | Elect Nancy Rothwell | Management | For | For | For | ||
15 | Elect Shriti Vadera | Management | For | For | For | ||
16 | Elect John S. Varley | Management | For | For | For | ||
17 | Elect Marcus Wallenberg | Management | For | Against | Against | ||
18 | Remuneration Report (Advisory) | Management | For | For | For | ||
19 | Remuneration Policy (Binding) | Management | For | For | For | ||
20 | Authorisation of Political Donations | Management | For | For | For | ||
21 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
22 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
23 | Authority to Repurchase Shares | Management | For | For | For | ||
24 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
25 | Performance Share Plan | Management | For | For | For | ||
Automatic Data Processing, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ADP | CUSIP 053015103 | 11/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Ellen R. Alemany | Management | For | For | For | ||
1.2 | Elect Gregory D. Brenneman | Management | For | For | For | ||
1.3 | Elect Leslie A. Brun | Management | For | For | For | ||
1.4 | Elect Richard T. Clark | Management | For | For | For | ||
1.5 | Elect Eric C. Fast | Management | For | For | For | ||
1.6 | Elect Linda R. Gooden | Management | For | For | For | ||
1.7 | Elect R. Glenn Hubbard | Management | For | For | For | ||
1.8 | Elect John P. Jones | Management | For | For | For | ||
1.9 | Elect Carlos A. Rodriguez | Management | For | For | For | ||
1.10 | Elect Gregory L. Summe | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Approval of Performance Criteria Under the Omnibus Award Plan | Management | For | For | For | ||
Avis Budget Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAR | CUSIP 053774105 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ronald L. Nelson | Management | For | For | For | ||
2 | Elect Alun Cathcart | Management | For | For | For | ||
3 | Elect Mary C. Choksi | Management | For | For | For | ||
4 | Elect Leonard S. Coleman, Jr. | Management | For | For | For | ||
5 | Elect Jeffrey H. Fox | Management | For | For | For | ||
6 | Elect John D. Hardy, Jr. | Management | For | For | For | ||
7 | Elect Lynn Krominga | Management | For | For | For | ||
8 | Elect Eduardo G. Mestre | Management | For | For | For | ||
9 | Elect F. Robert Salerno | Management | For | For | For | ||
10 | Elect Stender E. Sweeney | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2007 Equity and Incentive Plan | Management | For | For | For | ||
BankUnited Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKU | CUSIP 06652K103 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Tere Blanca | Management | For | For | For | ||
1.2 | Elect Sue M. Cobb | Management | For | For | For | ||
1.3 | Elect Eugene F. DeMark | Management | For | For | For | ||
1.4 | Elect Michael J. Dowling | Management | For | For | For | ||
1.5 | Elect John A. Kanas | Management | For | For | For | ||
1.6 | Elect Douglas J. Pauls | Management | For | For | For | ||
1.7 | Elect Rajinder P. Singh | Management | For | For | For | ||
1.8 | Elect Sanjiv Sobti | Management | For | For | For | ||
1.9 | Elect A. Robert Towbin | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | 2014 Omnibus Equity Incentive Plan | Management | For | Against | Against | ||
BCE Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCE | CUSIP 05534B760 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Barry K. Allen | Management | For | For | For | ||
1.2 | Elect Andre Berard | Management | For | For | For | ||
1.3 | Elect Ronald A. Brenneman | Management | For | For | For | ||
1.4 | Elect Sophie Brochu | Management | For | For | For | ||
1.5 | Elect Robert E. Brown | Management | For | For | For | ||
1.6 | Elect George A. Cope | Management | For | For | For | ||
1.7 | Elect David F. Denison | Management | For | For | For | ||
1.8 | Ian Greenberg | Management | For | For | For | ||
1.9 | Elect Thomas C. O'Neill | Management | For | For | For | ||
1.10 | Elect James Prentice | Management | For | For | For | ||
1.11 | Elect Robert C. Simmonds | Management | For | For | For | ||
1.12 | Elect Carole Taylor | Management | For | For | For | ||
1.13 | Elect Paul R. Weiss | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Formation of a Separate Risk Management Committee | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Restricting Executive Compensation | Shareholder | Against | Against | For | ||
Beam Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAM | CUSIP 073730103 | 03/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Merger | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Right to Adjourn Meeting | Management | For | For | For | ||
Becton, Dickinson and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BDX | CUSIP 075887109 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Basil L. Anderson | Management | For | For | For | ||
2 | Elect Henry P. Becton, Jr. | Management | For | For | For | ||
3 | Elect Catherine M. Burzik | Management | For | For | For | ||
4 | Elect Edward F. DeGraan | Management | For | For | For | ||
5 | Elect Vincent A. Forlenza | Management | For | For | For | ||
6 | Elect Claire M. Fraser | Management | For | For | For | ||
7 | Elect Christopher Jones | Management | For | For | For | ||
8 | Elect Marshall O. Larsen | Management | For | For | For | ||
9 | Elect Gary A. Mecklenburg | Management | For | For | For | ||
10 | Elect James F. Orr | Management | For | For | For | ||
11 | Elect Willard J. Overlock, Jr. | Management | For | For | For | ||
12 | Elect Rebecca W. Rimel | Management | For | For | For | ||
13 | Elect Bertram L. Scott | Management | For | For | For | ||
14 | Elect Alfred Sommer | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Approval of Performance Goals Under 2004 Employee and Director Equity-Based Compensation Plan | Management | For | For | For | ||
18 | Approval of Performance Goals Under Performance Incentive Plan | Management | For | For | For | ||
19 | Shareholder Proposal Regarding Independent Chairman | Shareholder | Against | For | Against | ||
Berkshire Hathaway Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BRK.A | CUSIP 084670702 | 05/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Warren E. Buffett | Management | For | For | For | ||
1.2 | Elect Charles T. Munger | Management | For | For | For | ||
1.3 | Elect Howard G. Buffett | Management | For | For | For | ||
1.4 | Elect Stephen B. Burke | Management | For | For | For | ||
1.5 | Elect Susan L. Decker | Management | For | For | For | ||
1.6 | Elect William H. Gates III | Management | For | For | For | ||
1.7 | Elect David S. Gottesman | Management | For | For | For | ||
1.8 | Elect Charlotte Guyman | Management | For | For | For | ||
1.9 | Elect Donald R. Keough | Management | For | For | For | ||
1.10 | Elect Thomas S. Murphy | Management | For | Withhold | Against | ||
1.11 | Elect Ronald L. Olson | Management | For | For | For | ||
1.12 | Elect Walter Scott, Jr. | Management | For | For | For | ||
1.13 | Elect Meryl B. Witmer | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 3 Years | For | ||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Dividends | Shareholder | Against | Against | For | ||
Best Buy Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BBY | CUSIP 086516101 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lisa M. Caputo | Management | For | For | For | ||
2 | Elect Russell P. Fradin | Management | For | For | For | ||
3 | Elect Kathy J. Higgins Victor | Management | For | For | For | ||
4 | Elect Hubert Joly | Management | For | For | For | ||
5 | Elect David W. Kenny | Management | For | For | For | ||
6 | Elect Thomas L. Millner | Management | For | For | For | ||
7 | Elect Gerard R. Vittecoq | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
10 | Amendment to the 2014 Omnibus Incentive Plan | Management | For | For | For | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Abdlatif Yousef Al-Hamad | Management | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Management | For | For | For | ||
3 | Elect Pamela Daley | Management | For | For | For | ||
4 | Elect Jessica P. Einhorn | Management | For | For | For | ||
5 | Elect Fabrizio Freda | Management | For | For | For | ||
6 | Elect Murry S. Gerber | Management | For | For | For | ||
7 | Elect James Grosfeld | Management | For | For | For | ||
8 | Elect David H. Komansky | Management | For | For | For | ||
9 | Elect Sir Deryck C. Maughan | Management | For | For | For | ||
10 | Elect Cheryl D. Mills | Management | For | For | For | ||
11 | Elect Carlos Slim Domit | Management | For | For | For | ||
12 | Elect John S. Varley | Management | For | For | For | ||
13 | Elect Susan L. Wagner | Management | For | For | For | ||
14 | Amendment to the 1999 Stock Award and Incentive Plan | Management | For | For | For | ||
15 | Reapproval of the Performance Goals under the 1999 Annual Incentive Performance Plan | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Ratification of Auditor | Management | For | For | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David L. Calhoun | Management | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Management | For | For | For | ||
3 | Elect Linda Z. Cook | Management | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Management | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For | For | ||
6 | Elect Lawrence W. Kellner | Management | For | For | For | ||
7 | Elect Edward M. Liddy | Management | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Management | For | For | For | ||
9 | Elect Susan C. Schwab | Management | For | For | For | ||
10 | Elect Ronald A. Williams | Management | For | For | For | ||
11 | Elect Mike S. Zafirovski | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2003 Incentive Stock Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
BorgWarner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BWA | CUSIP 099724106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jan Carlson | Management | For | For | For | ||
2 | Elect Dennis C. Cuneo | Management | For | For | For | ||
3 | Elect Vicki L. Sato | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | 2014 Stock Incentive Plan | Management | For | For | For | ||
7 | Repeal of Classified Board | Management | For | For | For | ||
8 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lamberto Andreotti | Management | For | For | For | ||
2 | Elect Lewis B. Campbell | Management | For | Against | Against | ||
3 | Elect James M. Cornelius | Management | For | For | For | ||
4 | Elect Laurie H. Glimcher | Management | For | For | For | ||
5 | Elect Michael Grobstein | Management | For | For | For | ||
6 | Elect Alan J. Lacy | Management | For | For | For | ||
7 | Elect Thomas J. Lynch | Management | For | For | For | ||
8 | Elect Dinesh Paliwal | Management | For | For | For | ||
9 | Elect Vicki L. Sato | Management | For | For | For | ||
10 | Elect Gerald L. Storch | Management | For | For | For | ||
11 | Elect Togo D. West, Jr. | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM | CUSIP 112585104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Marcel R. Coutu | Management | For | For | For | ||
1.2 | Elect V. Maureen Kempston Darkes | Management | For | For | For | ||
1.3 | Elect Lance Liebman | Management | For | For | For | ||
1.4 | Elect Frank J. McKenna | Management | For | For | For | ||
1.5 | YOUSSEF A. NASR | Management | For | Withhold | Against | ||
1.6 | Elect James A. Pattison | Management | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Management | For | For | For | ||
1.8 | Elect Diana L. Taylor | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Advisory vote on executive compensation | Management | For | For | For | ||
Bunge Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BG | CUSIP G16962105 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ernest G. Bachrach | Management | For | For | For | ||
2 | Elect Enrique H. Boilini | Management | For | For | For | ||
3 | Elect Carol M. Browner | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Amendment to the 2009 Equity Incentive Plan | Management | For | For | For | ||
C.R. Bard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCR | CUSIP 067383109 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David M. Barrett | Management | For | For | For | ||
2 | Elect John C. Kelly | Management | For | For | For | ||
3 | Elect David F. Melcher | Management | For | For | For | ||
4 | Elect Gail K. Naughton | Management | For | For | For | ||
5 | Elect John H. Weiland | Management | For | For | For | ||
6 | Elect Anthony Welters | Management | For | For | For | ||
7 | Elect Tony L. White | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Amendment to the 2012 Long Term Incentive Plan | Management | For | For | For | ||
10 | Amendment to the Executive Bonus Plan | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against | For | ||
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Dan O. Dinges | Management | For | For | For | ||
2 | Elect James R. Gibbs | Management | For | For | For | ||
3 | Elect Robert L. Keiser | Management | For | For | For | ||
4 | Elect W. Matt Ralls | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Increase of Authorized Common Stock | Management | For | For | For | ||
8 | 2014 Incentive Plan | Management | For | For | For | ||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Calpine Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Frank Cassidy | Management | For | For | For | ||
1.2 | Elect Jack A. Fusco | Management | For | For | For | ||
1.3 | Elect John B. (Thad) Hill | Management | For | For | For | ||
1.4 | Elect Robert C. Hinckley | Management | For | For | For | ||
1.5 | Elect Michael W. Hofmann | Management | For | For | For | ||
1.6 | Elect David C. Merritt | Management | For | For | For | ||
1.7 | Elect W. Benjamin Moreland | Management | For | For | For | ||
1.8 | Elect Robert A. Mosbacher, Jr. | Management | For | For | For | ||
1.9 | Elect Denise M. O'Leary | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Canadian National Railway Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNR | CUSIP 36375102 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect A. Charles Baillie | Management | For | For | For | ||
1.2 | Elect Donald J. Carty | Management | For | For | For | ||
1.3 | Elect Gordon D. Giffin | Management | For | For | For | ||
1.4 | Elect Edith E. Holiday | Management | For | For | For | ||
1.5 | Elect V. Maureen Kempston Darkes | Management | For | For | For | ||
1.6 | Elect Denis Losier | Management | For | For | For | ||
1.7 | Elect Edward C. Lumley | Management | For | For | For | ||
1.8 | Elect Kevin G. Lynch | Management | For | For | For | ||
1.9 | Elect Claude Mongeau | Management | For | For | For | ||
1.10 | Elect James E. O'Connor | Management | For | For | For | ||
1.11 | Elect Robert Pace | Management | For | For | For | ||
1.12 | Elect Robert L. Phillips | Management | For | For | For | ||
1.13 | Elect Laura Stein | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Canadian Pacific Railway Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CP | CUSIP 13645T100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Appointment of Auditor | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3.1 | Elect William A. Ackman | Management | For | For | For | ||
3.2 | Elect Gary F. Colter | Management | For | For | For | ||
3.3 | Elect Isabelle Courville | Management | For | For | For | ||
3.4 | Elect Paul G. Haggis | Management | For | For | For | ||
3.5 | Elect E. Hunter Harrison | Management | For | For | For | ||
3.6 | Elect Paul C. Hilal | Management | For | For | For | ||
3.7 | Elect Krystyna T. Hoeg | Management | For | For | For | ||
3.8 | Elect Rebecca MacDonald | Management | For | For | For | ||
3.9 | Elect Anthony R. Melman | Management | For | For | For | ||
3.10 | Elect Linda J. Morgan | Management | For | For | For | ||
3.11 | Elect Jim Prentice | Management | For | For | For | ||
3.12 | Elect Andrew F. Reardon | Management | For | For | For | ||
3.13 | Elect Stephen C. Tobias | Management | For | For | For | ||
Cardinal Health, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAH | CUSIP 14149Y108 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Colleen F. Arnold | Management | For | For | For | ||
2 | Elect George S. Barrett | Management | For | For | For | ||
3 | Elect Glenn A. Britt | Management | For | For | For | ||
4 | Elect Carrie S. Cox | Management | For | For | For | ||
5 | Elect Calvin Darden | Management | For | For | For | ||
6 | Elect Bruce L. Downey | Management | For | For | For | ||
7 | Elect John F. Finn | Management | For | For | For | ||
8 | Elect Patricia A. Hemingway Hall | Management | For | For | For | ||
9 | Elect Clayton M. Jones | Management | For | For | For | ||
10 | Elect Gregory B. Kenny | Management | For | For | For | ||
11 | Elect David P. King | Management | For | For | For | ||
12 | Elect Richard C. Notebaert | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Political Contributions and Expenditures | Shareholder | Against | For | Against | ||
Carpenter Technology Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRS | CUSIP 144285103 | 10/15/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect I. Martin Inglis | Management | For | For | For | ||
1.2 | Elect Peter N. Stephans | Management | For | For | For | ||
1.3 | Elect Kathryn C. Turner | Management | For | For | For | ||
1.4 | Elect Stephen M. Ward, Jr. | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Celgene Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CELG | CUSIP 151020104 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert J. Hugin | Management | For | For | For | ||
1.2 | Elect Richard W. Barker | Management | For | For | For | ||
1.3 | Elect Michael D. Casey | Management | For | For | For | ||
1.4 | Elect Carrie S. Cox | Management | For | For | For | ||
1.5 | Elect Rodman L. Drake | Management | For | For | For | ||
1.6 | Elect Michael A. Friedman | Management | For | For | For | ||
1.7 | Elect Gilla Kaplan | Management | For | For | For | ||
1.8 | Elect James J. Loughlin | Management | For | For | For | ||
1.9 | Elect Ernest Mario | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Increase of Authorized Common Stock | Management | For | For | For | ||
4 | Amendment to the 2008 Stock Incentive Plan | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
Cenovus Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVE | CUSIP 15135U109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Ralph S. Cunningham | Management | For | For | For | ||
1.2 | Elect Patrick D. Daniel | Management | For | For | For | ||
1.3 | Elect Ian W. Delaney | Management | For | For | For | ||
1.4 | Elect Brian C. Ferguson | Management | For | For | For | ||
1.5 | Elect Michael A. Grandin | Management | For | For | For | ||
1.6 | Elect Valerie A.A. Nielsen | Management | For | For | For | ||
1.7 | Elect Charles M. Rampacek | Management | For | For | For | ||
1.8 | Elect Colin Taylor | Management | For | For | For | ||
1.9 | Elect Wayne G. Thomson | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
CenterPoint Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNP | CUSIP 15189T107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Milton Carroll | Management | For | For | For | ||
2 | Elect Michael P. Johnson | Management | For | For | For | ||
3 | Elect Janiece M. Longoria | Management | For | For | For | ||
4 | Elect Scott J. McLean | Management | For | For | For | ||
5 | Elect Scott M. Prochazka | Management | For | For | For | ||
6 | Elect Susan O. Rheney | Management | For | For | For | ||
7 | Elect Phillip R. Smith | Management | For | For | For | ||
8 | Elect R. A. Walker | Management | For | For | For | ||
9 | Elect Peter S. Wareing | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Charles River Laboratories International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRL | CUSIP 159864107 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James C. Foster | Management | For | For | For | ||
1.2 | Elect Robert J. Bertolini | Management | For | For | For | ||
1.3 | Elect Stephen D. Chubb | Management | For | For | For | ||
1.4 | Elect Deborah T. Kochevar | Management | For | Withhold | Against | ||
1.5 | Elect George E. Massaro | Management | For | For | For | ||
1.6 | Elect George M. Milne, Jr. | Management | For | For | For | ||
1.7 | Elect C. Richard Reese | Management | For | For | For | ||
1.8 | Elect Craig B. Thompson | Management | For | For | For | ||
1.9 | Elect Richard F. Wallman | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Check Point Software Technologies Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHKP | CUSIP M22465104 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Election of Directors | Management | For | For | For | ||
2 | Election of External Directors (Slate) | Management | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
4 | Approval of Compensation to the Chairman and CEO | Management | For | For | For | ||
5 | THE UNDERSIGNED IS A CONTROLLING Shareholder OR HAS A PERSONAL INTEREST IN ITEM 2. MARK FOR = YES OR AGAINST = NO | Management | N/A | Against | N/A | ||
6 | THE UNDERSIGNED IS A CONTROLLING Shareholder OR HAS A PERSONAL INTEREST IN ITEM 4. MARK FOR = YES OR AGAINST = NO | Management | N/A | Against | N/A | ||
Cheniere Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHEX | CUSIP 16411R208 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Charif Souki | Management | For | For | For | ||
2 | Elect Vicky A. Bailey | Management | For | For | For | ||
3 | Elect G. Andrea Botta | Management | For | For | For | ||
4 | Elect Keith F. Carney | Management | For | For | For | ||
5 | Elect David I. Foley | Management | For | For | For | ||
6 | Elect Randy A. Foutch | Management | For | For | For | ||
7 | Elect David B. Kilpatrick | Management | For | For | For | ||
8 | Elect Donald F. Robillard, Jr. | Management | For | For | For | ||
9 | Elect Neal A. Shear | Management | For | For | For | ||
10 | Elect Heather R. Zichal | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
12 | 2014 - 2018 Long Term Incentive Plan | Management | For | Against | Against | ||
13 | Amendment to the 2011 Incentive Plan | Management | For | Against | Against | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linnet F. Deily | Management | For | For | For | ||
2 | Elect Robert E. Denham | Management | For | For | For | ||
3 | Elect Alice P. Gast | Management | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Management | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Management | For | For | For | ||
6 | Elect George L. Kirkland | Management | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Management | For | For | For | ||
8 | Elect Kevin W. Sharer | Management | For | For | For | ||
9 | Elect John G. Stumpf | Management | For | For | For | ||
10 | Elect Ronald D. Sugar | Management | For | For | For | ||
11 | Elect Carl Ware | Management | For | For | For | ||
12 | Elect John S. Watson | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against | For | ||
Chicago Bridge & Iron Company N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBI | CUSIP 167250109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James. H. Miller | Management | For | For | For | ||
2 | Elect James R. Bolch | Management | For | For | For | ||
3 | Elect Larry D. McVay | Management | For | For | For | ||
4 | Elect Marsha C. Williams | Management | For | For | For | ||
5 | Elect Chicago Bridge & Iron Company | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Accounts and Reports | Management | For | For | For | ||
8 | Allocation of Profits/Dividends | Management | For | For | For | ||
9 | Ratification of Management Board Acts | Management | For | For | For | ||
10 | Ratification of Supervisory Board Acts | Management | For | For | For | ||
11 | Appointment of Auditor | Management | For | For | For | ||
12 | Amendment to the 2008 Long-Term Incentive Plan | Management | For | For | For | ||
13 | Authority to Repurchase Shares | Management | For | For | For | ||
14 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | Against | Against | ||
15 | Directors' Fees | Management | For | For | For | ||
Church & Dwight Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHD | CUSIP 171340102 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James R. Craigie | Management | For | For | For | ||
2 | Elect Robert D. LeBlanc | Management | For | For | For | ||
3 | Elect Janet S. Vergis | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Carol A. Bartz | Management | For | For | For | ||
2 | Elect Marc Benioff | Management | For | For | For | ||
3 | Elect Gregory Q. Brown | Management | For | For | For | ||
4 | Elect M. Michele Burns | Management | For | For | For | ||
5 | Elect Michael D. Capellas | Management | For | For | For | ||
6 | Elect John T. Chambers | Management | For | For | For | ||
7 | Elect Brian L. Halla | Management | For | For | For | ||
8 | Elect John L. Hennessy | Management | For | Against | Against | ||
9 | Elect Kristina M. Johnson | Management | For | For | For | ||
10 | Elect Roderick C. McGeary | Management | For | For | For | ||
11 | Elect Arun Sarin | Management | For | For | For | ||
12 | Elect Steven M. West | Management | For | For | For | ||
13 | Amendment to the 2005 Stock Incentive Plan | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Advice Contest | Shareholder | Against | Against | For | ||
CIT Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CIT | CUSIP 125581801 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John A. Thain | Management | For | For | For | ||
2 | Elect Ellen R. Alemany | Management | For | For | For | ||
3 | Elect Michael J. Embler | Management | For | For | For | ||
4 | Elect William M. Freeman | Management | For | For | For | ||
5 | Elect David M. Moffett | Management | For | For | For | ||
6 | Elect R. Brad Oates | Management | For | For | For | ||
7 | Elect Marianne M. Parrs | Management | For | For | For | ||
8 | Elect Gerald Rosenfeld | Management | For | For | For | ||
9 | Elect John R. Ryan | Management | For | For | For | ||
10 | Elect Sheila A. Stamps | Management | For | For | For | ||
11 | Elect Seymour Sternberg | Management | For | For | For | ||
12 | Elect Peter J. Tobin | Management | For | For | For | ||
13 | Elect Laura S. Unger | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael L. Corbat | Management | For | For | For | ||
2 | Elect Duncan P. Hennes | Management | For | For | For | ||
3 | Elect Franz B. Humer | Management | For | For | For | ||
4 | Elect Eugene M. McQuade | Management | For | For | For | ||
5 | Elect Michael E. O'Neill | Management | For | For | For | ||
6 | Elect Gary M. Reiner | Management | For | For | For | ||
7 | Elect Judith Rodin | Management | For | Against | Against | ||
8 | Elect Robert L. Ryan | Management | For | For | For | ||
9 | Elect Anthony M. Santomero | Management | For | For | For | ||
10 | Elect Joan E. Spero | Management | For | For | For | ||
11 | Elect Diana L. Taylor | Management | For | For | For | ||
12 | Elect William S. Thompson, Jr. | Management | For | For | For | ||
13 | Elect James S. Turley | Management | For | For | For | ||
14 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
17 | Approval of the 2014 Stock Incentive Plan | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Director Indemnification | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Terrence A. Duffy | Management | For | For | For | ||
2 | Elect Phupinder S. Gill | Management | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Management | For | For | For | ||
4 | Elect Charles P. Carey | Management | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Management | For | For | For | ||
6 | Elect Martin J. Gepsman | Management | For | For | For | ||
7 | Elect Larry G. Gerdes | Management | For | For | For | ||
8 | Elect Daniel R. Glickman | Management | For | For | For | ||
9 | Elect J. Dennis Hastert | Management | For | For | For | ||
10 | Elect Leo Melamed | Management | For | Against | Against | ||
11 | Elect William P. Miller II | Management | For | For | For | ||
12 | Elect James E. Oliff | Management | For | For | For | ||
13 | Elect Edemir Pinto | Management | For | For | For | ||
14 | Elect Alex J. Pollock | Management | For | For | For | ||
15 | Elect John F. Sandner | Management | For | For | For | ||
16 | Elect Terry L. Savage | Management | For | For | For | ||
17 | Elect William R. Shepard | Management | For | Against | Against | ||
18 | Elect Dennis A. Suskind | Management | For | For | For | ||
19 | Ratification of Auditor | Management | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
21 | Amendment to the 2005 Director Stock Plan | Management | For | For | For | ||
22 | Amendment to the Incentive Plan for Named Executive Officers | Management | For | For | For | ||
23 | Modification to Director Election Rights of Class B Shareholders | Management | For | For | For | ||
Coca-Cola Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KO | CUSIP 191216100 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Herbert A. Allen | Management | For | For | For | ||
2 | Elect Ronald W. Allen | Management | For | For | For | ||
3 | Elect Ana Botin | Management | For | For | For | ||
4 | Elect Howard G. Buffett | Management | For | For | For | ||
5 | Elect Richard M. Daley | Management | For | For | For | ||
6 | Elect Barry Diller | Management | For | Against | Against | ||
7 | Elect Helene D. Gayle | Management | For | For | For | ||
8 | Elect Evan G. Greenberg | Management | For | For | For | ||
9 | Elect Alexis M. Herman | Management | For | For | For | ||
10 | Elect Muhtar Kent | Management | For | For | For | ||
11 | Elect Robert A. Kotick | Management | For | For | For | ||
12 | Elect Maria Elena Lagomasino | Management | For | For | For | ||
13 | Elect Sam Nunn | Management | For | For | For | ||
14 | Elect James D. Robinson III | Management | For | For | For | ||
15 | Elect Peter V. Ueberroth | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | 2014 Equity Plan | Management | For | For | For | ||
18 | Ratification of Auditor | Management | For | For | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Columbia Sportswear Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COLM | CUSIP 198516106 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gertrude Boyle | Management | For | For | For | ||
1.2 | Elect Timothy P. Boyle | Management | For | For | For | ||
1.3 | Elect Sarah A. Bany | Management | For | For | For | ||
1.4 | Elect Murrey R. Albers | Management | For | For | For | ||
1.5 | Elect Stephen E. Babson | Management | For | For | For | ||
1.6 | Elect Andy D. Bryant | Management | For | For | For | ||
1.7 | Elect Edward S. George | Management | For | For | For | ||
1.8 | Elect Walter T. Klenz | Management | For | For | For | ||
1.9 | Elect Ronald E. Nelson | Management | For | For | For | ||
1.10 | Elect John W. Stanton | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Comcast Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMCSA | CUSIP 20030N200 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Kenneth J. Bacon | Management | For | For | For | ||
1.2 | Elect Sheldon M. Bonovitz | Management | For | For | For | ||
1.3 | Elect Edward D. Breen | Management | For | For | For | ||
1.4 | Elect Joseph J. Collins | Management | For | Withhold | Against | ||
1.5 | Elect J. Michael Cook | Management | For | For | For | ||
1.6 | Elect Gerald L. Hassell | Management | For | Withhold | Against | ||
1.7 | Elect Jeffrey A. Honickman | Management | For | For | For | ||
1.8 | Elect Eduardo G. Mestre | Management | For | For | For | ||
1.9 | Elect Brian L. Roberts | Management | For | For | For | ||
1.10 | Elect Ralph J. Roberts | Management | For | For | For | ||
1.11 | Elect Johnathan A. Rodgers | Management | For | For | For | ||
1.12 | Elect Judith Rodin | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
4 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against | ||
Conagra Foods, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAG | CUSIP 205887102 | 09/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mogens C. Bay | Management | For | For | For | ||
1.2 | Elect Stephen G. Butler | Management | For | For | For | ||
1.3 | Elect Steven F. Goldstone | Management | For | For | For | ||
1.4 | Elect Joie A. Gregor | Management | For | For | For | ||
1.5 | Elect Rajive Johri | Management | For | For | For | ||
1.6 | Elect William G. Jurgensen | Management | For | For | For | ||
1.7 | Elect Richard H. Lenny | Management | For | For | For | ||
1.8 | Elect Ruth Ann Marshall | Management | For | For | For | ||
1.9 | Elect Gary M. Rodkin | Management | For | For | For | ||
1.10 | Elect Andrew J. Schindler | Management | For | For | For | ||
1.11 | Elect Kenneth E. Stinson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard L. Armitage | Management | For | For | For | ||
2 | Elect Richard H. Auchinleck | Management | For | Against | Against | ||
3 | Elect Charles E. Bunch | Management | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Management | For | For | For | ||
5 | Elect Jody L Freeman | Management | For | For | For | ||
6 | Elect Gay Huey Evans | Management | For | For | For | ||
7 | Elect Ryan M. Lance | Management | For | For | For | ||
8 | Elect Robert A. Niblock | Management | For | For | For | ||
9 | Elect Harald J. Norvik | Management | For | For | For | ||
10 | Elect William E. Wade, Jr. | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
Continental Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CLR | CUSIP 212015101 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David L. Boren | Management | For | For | For | ||
1.2 | Elect William B. Berry | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Cooper Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COO | CUSIP 216648402 | 03/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect A.Thomas Bender | Management | For | For | For | ||
2 | Elect Michael H. Kalkstein | Management | For | For | For | ||
3 | Elect Jody S. Lindell | Management | For | For | For | ||
4 | Elect Gary S. Petersmeyer | Management | For | For | For | ||
5 | Elect Steven Rosenberg | Management | For | For | For | ||
6 | Elect Allan E. Rubenstein | Management | For | For | For | ||
7 | Elect Robert S. Weiss | Management | For | For | For | ||
8 | Elect Stanley Zinberg | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Corning Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLW | CUSIP 219350105 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephanie A. Burns | Management | For | For | For | ||
2 | Elect John A. Canning Jr. | Management | For | For | For | ||
3 | Elect Richard T. Clark | Management | For | For | For | ||
4 | Elect Robert F. Cummings, Jr. | Management | For | Against | Against | ||
5 | Elect James B. Flaws | Management | For | Against | Against | ||
6 | Elect Deborah A. Henretta | Management | For | For | For | ||
7 | Elect Kurt M. Landgraf | Management | For | For | For | ||
8 | Elect Kevin J. Martin | Management | For | For | For | ||
9 | Elect Deborah D. Rieman | Management | For | For | For | ||
10 | Elect Hansel E. Tookes II | Management | For | For | For | ||
11 | Elect Wendell P. Weeks | Management | For | For | For | ||
12 | Elect Mark S. Wrighton | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | 2014 Variable Compensation Plan | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
Corrections Corporation Of America | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CXW | CUSIP 22025Y407 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John D. Ferguson | Management | For | For | For | ||
2 | Elect Damon T. Hininger | Management | For | For | For | ||
3 | Elect Donna M. Alvarado | Management | For | For | For | ||
4 | Elect John D. Correnti | Management | For | For | For | ||
5 | Elect Robert J. Dennis | Management | For | For | For | ||
6 | Elect C. Michael Jacobi | Management | For | For | For | ||
7 | Elect Anne L Mariucci | Management | For | For | For | ||
8 | Elect Thurgood Marshall, Jr. | Management | For | For | For | ||
9 | Elect Charles L. Overby | Management | For | For | For | ||
10 | Elect John R. Prann, Jr. | Management | For | For | For | ||
11 | Elect Joseph V. Russell | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Costco Wholesale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COST | CUSIP 22160K105 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Susan L. Decker | Management | For | For | For | ||
1.2 | Elect Richard M. Libenson | Management | For | Withhold | Against | ||
1.3 | Elect John W. Meisenbach | Management | For | Withhold | Against | ||
1.4 | Elect Charles T. Munger | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against | ||
5 | Repeal of Classified Board | Management | Abstain | For | Against | ||
Covanta Holding Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVA | CUSIP 22282E102 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David M. Barse | Management | For | For | For | ||
1.2 | Elect Ronald J. Broglio | Management | For | For | For | ||
1.3 | Elect Peter C. B. Bynoe | Management | For | For | For | ||
1.4 | Elect Linda J. Fisher | Management | For | For | For | ||
1.5 | Elect Joseph M. Holsten | Management | For | For | For | ||
1.6 | Elect Anthony J. Orlando | Management | For | For | For | ||
1.7 | Elect William C. Pate | Management | For | For | For | ||
1.8 | Elect Robert S. Silberman | Management | For | For | For | ||
1.9 | Elect Jean Smith | Management | For | For | For | ||
1.10 | Elect Samuel Zell | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | 2014 Equity Award Plan | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Covidien Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COV | CUSIP G2554F113 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jose E. Almeida | Management | For | For | For | ||
2 | Elect Joy A. Amundson | Management | For | For | For | ||
3 | Elect Craig Arnold | Management | For | For | For | ||
4 | Elect Robert H. Brust | Management | For | For | For | ||
5 | Elect Christopher J. Coughlin | Management | For | For | For | ||
6 | Elect Randall J. Hogan, III | Management | For | For | For | ||
7 | Elect Martin D. Madaus | Management | For | For | For | ||
8 | Elect Dennis H. Reilley | Management | For | For | For | ||
9 | Elect Stephen H. Rusckowski | Management | For | For | For | ||
10 | Elect Joseph A. Zaccagnino | Management | For | For | For | ||
11 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Authority to Repurchase Shares | Management | For | For | For | ||
14 | Authority to Reissue Treasury Shares | Management | For | For | For | ||
15 | Authority to Issue Shares with Preemptive Rights | Management | For | For | For | ||
16 | Authority to Issue Shares without Preemptive Rights | Management | For | For | For | ||
CSX Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSX | CUSIP 126408103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Donna M. Alvarado | Management | For | For | For | ||
2 | Elect John B. Breaux | Management | For | For | For | ||
3 | Elect Pamela L. Carter | Management | For | For | For | ||
4 | Elect Steven T. Halverson | Management | For | For | For | ||
5 | Elect Edward J. Kelly, III | Management | For | For | For | ||
6 | Elect Gilbert H. Lamphere | Management | For | For | For | ||
7 | Elect John D. McPherson | Management | For | For | For | ||
8 | Elect Timothy T. O'Toole | Management | For | For | For | ||
9 | Elect David M. Ratcliffe | Management | For | For | For | ||
10 | Elect Donald J. Shepard | Management | For | For | For | ||
11 | Elect Michael J. Ward | Management | For | For | For | ||
12 | Elect J.C. Watts, Jr. | Management | For | For | For | ||
13 | Elect J. Steven Whisler | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Cumulus Media Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMLS | CUSIP 231082108 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Lewis W. Dickey, Jr. | Management | For | For | For | ||
1.2 | Elect Brian Cassidy | Management | For | For | For | ||
1.3 | Elect Ralph B. Everett | Management | For | For | For | ||
1.4 | Elect Alexis Glick | Management | For | For | For | ||
1.5 | Elect Jeffrey A. Marcus | Management | For | For | For | ||
1.6 | Elect Robert H. Sheridan, III | Management | For | For | For | ||
1.7 | Elect David M. Tolley | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
CVS Caremark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVS | CUSIP 126650100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect C. David Brown II | Management | For | For | For | ||
2 | Elect Nancy-Ann M. Deparle | Management | For | For | For | ||
3 | Elect David W. Dorman | Management | For | For | For | ||
4 | Elect Anne M. Finucane | Management | For | For | For | ||
5 | Elect Larry J. Merlo | Management | For | For | For | ||
6 | Elect Jean-Pierre Millon | Management | For | For | For | ||
7 | Elect Richard J. Swift | Management | For | For | For | ||
8 | Elect William C. Weldon | Management | For | For | For | ||
9 | Elect Tony L. White | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Danaher Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DHR | CUSIP 235851102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect H. Lawrence Culp | Management | For | For | For | ||
2 | Elect Donald J. Ehrlich | Management | For | For | For | ||
3 | Elect Linda P. Hefner Filler | Management | For | For | For | ||
4 | Elect Teri List-Stoll | Management | For | For | For | ||
5 | Elect Walter G. Lohr, Jr. | Management | For | Against | Against | ||
6 | Elect Mitchell P. Rales | Management | For | For | For | ||
7 | Elect Steven M. Rales | Management | For | For | For | ||
8 | Elect John T. Schwieters | Management | For | For | For | ||
9 | Elect Alan G. Spoon | Management | For | For | For | ||
10 | Elect Elias A. Zerhouni | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Political Spending Report | Shareholder | Against | For | Against | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against | For | ||
Darden Restaurants, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRI | CUSIP 237194105 | 09/18/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael W. Barnes | Management | For | For | For | ||
1.2 | Elect Leonard L. Berry | Management | For | For | For | ||
1.3 | Elect Christopher J. Fraleigh | Management | For | For | For | ||
1.4 | Elect Victoria D. Harker | Management | For | For | For | ||
1.5 | Elect David H. Hughes | Management | For | For | For | ||
1.6 | Elect Charles A. Ledsinger, Jr. | Management | For | For | For | ||
1.7 | Elect William M. Lewis, Jr. | Management | For | For | For | ||
1.8 | Elect Connie Mack III | Management | For | For | For | ||
1.9 | Elect Andrew H. Madsen | Management | For | For | For | ||
1.10 | Elect Clarence Otis, Jr. | Management | For | For | For | ||
1.11 | Elect Michael D. Rose | Management | For | For | For | ||
1.12 | Elect Maria A. Sastre | Management | For | For | For | ||
1.13 | Elect William S. Simon | Management | For | For | For | ||
2 | Amendment to the 2002 Stock Incentive Plan | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
9 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against | For | ||
DaVita HealthCare Partners Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVA | CUSIP 23918K108 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Pamela M. Arway | Management | For | For | For | ||
2 | Elect Charles G. Berg | Management | For | For | For | ||
3 | Elect Carol Anthony Davidson | Management | For | For | For | ||
4 | Elect Paul J. Diaz | Management | For | For | For | ||
5 | Elect Peter T. Grauer | Management | For | For | For | ||
6 | Elect Robert J. Margolis | Management | For | For | For | ||
7 | Elect John M. Nehra | Management | For | For | For | ||
8 | Elect William L. Roper | Management | For | For | For | ||
9 | Elect Kent J. Thiry | Management | For | For | For | ||
10 | Elect Roger J. Valine | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2011 Incentive Award Plan | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Deere & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DE | CUSIP 244199105 | 02/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Samuel R. Allen | Management | For | For | For | ||
2 | Elect Crandall C. Bowles | Management | For | For | For | ||
3 | Elect Vance D. Coffman | Management | For | For | For | ||
4 | Elect Charles O. Holliday, Jr. | Management | For | For | For | ||
5 | Elect Dipak C. Jain | Management | For | For | For | ||
6 | Elect Clayton M. Jones | Management | For | For | For | ||
7 | Elect Joachim Milberg | Management | For | For | For | ||
8 | Elect Richard B. Myers | Management | For | For | For | ||
9 | Elect Gregory R. Page | Management | For | For | For | ||
10 | Elect Thomas H. Patrick | Management | For | For | For | ||
11 | Elect Sherry M. Smith | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Delphi Automotive PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLPH | CUSIP G27823106 | 04/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gary L. Cowger | Management | For | For | For | ||
2 | Elect Nicholas M. Donofrio | Management | For | For | For | ||
3 | Elect Mark P. Frissora | Management | For | For | For | ||
4 | Elect Rajiv L. Gupta | Management | For | For | For | ||
5 | Elect John A. Krol | Management | For | For | For | ||
6 | Elect J. Randall MacDonald | Management | For | For | For | ||
7 | Elect Sean O. Mahoney | Management | For | For | For | ||
8 | Elect Rodney O'Neal | Management | For | For | For | ||
9 | Elect Thomas W. Sidlik | Management | For | For | For | ||
10 | Elect Bernd Wiedemann | Management | For | For | For | ||
11 | Elect Lawrence A. Zimmerman | Management | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard H. Anderson | Management | For | For | For | ||
2 | Elect Edward H. Bastian | Management | For | For | For | ||
3 | Elect Roy J. Bostock | Management | For | For | For | ||
4 | Elect John S. Brinzo | Management | For | For | For | ||
5 | Elect Daniel A. Carp | Management | For | For | For | ||
6 | Elect David G. DeWalt | Management | For | For | For | ||
7 | Elect William H. Easter III | Management | For | For | For | ||
8 | Elect Mickey P. Foret | Management | For | For | For | ||
9 | Elect Shirley C. Franklin | Management | For | For | For | ||
10 | Elect David R. Goode | Management | For | For | For | ||
11 | Elect George N. Mattson | Management | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Management | For | For | For | ||
13 | Elect Kenneth C. Rogers | Management | For | For | For | ||
14 | Elect Kenneth B. Woodrow | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Change in Board Size | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
Denbury Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNR | CUSIP 247916208 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Wieland F. Wettstein | Management | For | For | For | ||
1.2 | Elect Michael L. Beatty | Management | For | For | For | ||
1.3 | Elect Michael B. Decker | Management | For | For | For | ||
1.4 | Elect John P. Dielwart | Management | For | For | For | ||
1.5 | Elect Ronald G. Greene | Management | For | For | For | ||
1.6 | Elect Gregory L. McMichael | Management | For | For | For | ||
1.7 | Elect Kevin O. Meyers | Management | For | For | For | ||
1.8 | Elect Phil Rykhoek | Management | For | For | For | ||
1.9 | Elect Randy Stein | Management | For | For | For | ||
1.10 | Elect Laura A. Sugg | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Barbara M. Baumann | Management | For | For | For | ||
1.2 | Elect John E. Bethancourt | Management | For | For | For | ||
1.3 | Elect Robert H. Henry | Management | For | Withhold | Against | ||
1.4 | Elect John A. Hill | Management | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Management | For | For | For | ||
1.6 | Elect Robert A. Mosbacher, Jr. | Management | For | For | For | ||
1.7 | Elect J. Larry Nichols | Management | For | For | For | ||
1.8 | Elect Duane C. Radtke | Management | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Management | For | For | For | ||
1.10 | Elect John Richels | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | Shareholder | Against | Against | For | ||
Discover Financial Services | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DFS | CUSIP 254709108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jeffrey S. Aronin | Management | For | For | For | ||
2 | Elect Mary K. Bush | Management | For | For | For | ||
3 | Elect Gregory C. Case | Management | For | For | For | ||
4 | Elect Candace H. Duncan | Management | For | For | For | ||
5 | Elect Cynthia A. Glassman | Management | For | For | For | ||
6 | Elect Richard H. Lenny | Management | For | For | For | ||
7 | Elect Thomas G. Maheras | Management | For | For | For | ||
8 | Elect Michael H. Moskow | Management | For | For | For | ||
9 | Elect David W. Nelms | Management | For | For | For | ||
10 | Elect Mark A. Thierer | Management | For | For | For | ||
11 | Elect Lawrence A. Weinbach | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | 2014 Omnibus Incentive Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Dolby Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DLB | CUSIP 25659T107 | 02/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Kevin Yeaman | Management | For | For | For | ||
1.2 | Elect Peter Gotcher | Management | For | For | For | ||
1.3 | Elect Micheline Chau | Management | For | For | For | ||
1.4 | Elect David Dolby | Management | For | Withhold | Against | ||
1.5 | Elect Nicholas Donatiello, Jr. | Management | For | For | For | ||
1.6 | Elect Bill Jasper | Management | For | For | For | ||
1.7 | Elect Sanford R. Robertson | Management | For | For | For | ||
1.8 | Elect Roger S. Siboni | Management | For | For | For | ||
1.9 | Elect Avadis Tevanian, Jr. | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Dover Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOV | CUSIP 260003108 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert W. Cremin | Management | For | For | For | ||
2 | Elect Jean-Pierre M. Ergas | Management | For | For | For | ||
3 | Elect Peter T. Francis | Management | For | For | For | ||
4 | Elect Kristiane C. Graham | Management | For | For | For | ||
5 | Elect Michael F. Johnston | Management | For | For | For | ||
6 | Elect Robert A. Livingston | Management | For | For | For | ||
7 | Elect Richard K. Lochridge | Management | For | For | For | ||
8 | Elect Bernard G. Rethore | Management | For | For | For | ||
9 | Elect Michael B. Stubbs | Management | For | For | For | ||
10 | Elect Stephen M. Todd | Management | For | For | For | ||
11 | Elect Stephen K. Wagner | Management | For | For | For | ||
12 | Elect Mary A. Winston | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Amendment to the Annual Incentive Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Eliminate Article 14 Supermajority Requirement | Management | For | For | For | ||
17 | Eliminate Article 15 Supermajority Requirement | Management | For | For | For | ||
18 | Eliminate Article 16 Supermajority Requirement | Management | For | For | For | ||
19 | Amendments to Bylaws Regarding Right to Call Special Meetings | Management | For | For | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Arnold A. Allemang | Management | For | For | For | ||
2 | Elect Ajay S. Banga | Management | For | For | For | ||
3 | Elect Jacqueline K. Barton | Management | For | For | For | ||
4 | Elect James A. Bell | Management | For | For | For | ||
5 | Elect Jeff M. Fettig | Management | For | For | For | ||
6 | Elect Andrew N. Liveris | Management | For | For | For | ||
7 | Elect Paul Polman | Management | For | For | For | ||
8 | Elect Dennis H. Reilley | Management | For | For | For | ||
9 | Elect James M. Ringler | Management | For | For | For | ||
10 | Elect Ruth G. Shaw | Management | For | Against | Against | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2012 Stock Incentive Plan | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
Dr Pepper Snapple Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DPS | CUSIP 26138E109 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John L. Adams | Management | For | For | For | ||
2 | Elect Joyce M. Roche | Management | For | For | For | ||
3 | Elect Ronald G. Rogers | Management | For | For | For | ||
4 | Elect Wayne R. Sanders | Management | For | For | For | ||
5 | Elect Jack L. Stahl | Management | For | For | For | ||
6 | Elect Larry D. Young | Management | For | For | For | ||
7 | Ratification of Auditor | Management | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
9 | Shareholder Proposal Regarding Recycling Strategy for Beverage Containers | Shareholder | Against | Against | For | ||
10 | Amendment to the Omnibus Stock Incentive Plan of 2009 | Management | For | For | For | ||
Dresser-Rand Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DRC | CUSIP 261608103 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect William E. Macaulay | Management | For | For | For | ||
2 | Elect Vincent R. Volpe Jr. | Management | For | For | For | ||
3 | Elect Rita V. Foley | Management | For | For | For | ||
4 | Elect Louis A. Raspino | Management | For | For | For | ||
5 | Elect Philip R. Roth | Management | For | Against | Against | ||
6 | Elect Stephen A. Snider | Management | For | For | For | ||
7 | Elect Michael L. Underwood | Management | For | For | For | ||
8 | Elect Joseph C. Winkler III | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Dunkin' Brands Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNKN | CUSIP 265504100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael F. Hines | Management | For | For | For | ||
1.2 | Elect Joseph Uva | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Annual Management Incentive Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Nanomaterials | Shareholder | Against | Against | For | ||
E.I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lamberto Andreotti | Management | For | For | For | ||
2 | Elect Richard H. Brown | Management | For | For | For | ||
3 | Elect Robert A. Brown | Management | For | For | For | ||
4 | Elect Bertrand P. Collomb | Management | For | For | For | ||
5 | Elect Curtis J. Crawford | Management | For | For | For | ||
6 | Elect Alexander M. Cutler | Management | For | Against | Against | ||
7 | Elect Eleuthere I. du Pont | Management | For | For | For | ||
8 | Elect Marillyn A. Hewson | Management | For | For | For | ||
9 | Elect Lois D. Juliber | Management | For | For | For | ||
10 | Elect Ellen J. Kullman | Management | For | For | For | ||
11 | Elect Lee M. Thomas | Management | For | For | For | ||
12 | Elect Patrick J. Ward | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Herbicide Use | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
Eastman Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMN | CUSIP 277432100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Humberto P. Alfonso | Management | For | For | For | ||
2 | Elect Gary E. Anderson | Management | For | For | For | ||
3 | Elect Brett D. Begemann | Management | For | For | For | ||
4 | Elect Michael P. Connors | Management | For | For | For | ||
5 | Elect Mark J. Costa | Management | For | For | For | ||
6 | Elect Stephen R. Demeritt | Management | For | For | For | ||
7 | Elect Robert M. Hernandez | Management | For | For | For | ||
8 | Elect Julie F. Holder | Management | For | For | For | ||
9 | Elect Renee J. Hornbaker | Management | For | For | For | ||
10 | Elect Lewis M. Kling | Management | For | For | For | ||
11 | Elect David W. Raisbeck | Management | For | For | For | ||
12 | Elect James P. Rogers | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Eaton Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect George S. Barrett | Management | For | For | For | ||
2 | Elect Todd M. Bluedorn | Management | For | For | For | ||
3 | Elect Christopher M. Connor | Management | For | For | For | ||
4 | Elect Michael J. Critelli | Management | For | For | For | ||
5 | Elect Alexander M. Cutler | Management | For | For | For | ||
6 | Elect Charles E. Golden | Management | For | For | For | ||
7 | Elect Linda A. Hill | Management | For | For | For | ||
8 | Elect Arthur E. Johnson | Management | For | For | For | ||
9 | Elect Ned C. Lautenbach | Management | For | For | For | ||
10 | Elect Deborah L. McCoy | Management | For | For | For | ||
11 | Elect Gregory R. Page | Management | For | For | For | ||
12 | Elect Gerald B. Smith | Management | For | For | For | ||
13 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Authority to Repurchase Shares | Management | For | For | For | ||
EBay Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Fred D. Anderson | Management | For | For | For | ||
1.2 | Elect Edward W. Barnholt | Management | For | For | For | ||
1.3 | Elect Scott D. Cook | Management | For | For | For | ||
1.4 | Elect John J. Donahoe | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Amendment to 2008 Equity Incentive Plan | Management | For | Against | Against | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding PayPal Spin-Off | Shareholder | Against | Abstain | N/A | ||
Ecolab Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ECL | CUSIP 278865100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Douglas M. Baker, Jr. | Management | For | For | For | ||
2 | Elect Barbara J. Beck | Management | For | For | For | ||
3 | Elect Leslie S. Biller | Management | For | For | For | ||
4 | Elect Carl M. Casale | Management | For | For | For | ||
5 | Elect Stephen I. Chazen | Management | For | For | For | ||
6 | Elect Jerry A. Grundhofer | Management | For | For | For | ||
7 | Elect Arthur J. Higgins | Management | For | For | For | ||
8 | Elect Joel W. Johnson | Management | For | For | For | ||
9 | Elect Michael Larson | Management | For | For | For | ||
10 | Elect Jerry W. Levin | Management | For | For | For | ||
11 | Elect Robert L. Lumpkins | Management | For | For | For | ||
12 | Elect Victoria J. Reich | Management | For | For | For | ||
13 | Elect Suzanne M. Vautrinot | Management | For | For | For | ||
14 | Elect John J. Zillmer | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Reapproval of the Management Performance Incentive Plan | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
El Paso Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EE | CUSIP 283677854 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Catherine A. Allen | Management | For | For | For | ||
1.2 | Elect Edward Escudero | Management | For | For | For | ||
1.3 | Elect Michael K. Parks | Management | For | For | For | ||
1.4 | Elect Eric B. Siegel | Management | For | For | For | ||
2 | Amendment to the 2007 Long Term Incentive Plan | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
EMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMC | CUSIP 268648102 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael W. Brown | Management | For | For | For | ||
2 | Elect Randolph L. Cowen | Management | For | For | For | ||
3 | Elect Gail Deegan | Management | For | For | For | ||
4 | Elect James S. DiStasio | Management | For | For | For | ||
5 | Elect John R. Egan | Management | For | For | For | ||
6 | Elect William D. Green | Management | For | For | For | ||
7 | Elect Edmund F. Kelly | Management | For | For | For | ||
8 | Elect Jami Miscik | Management | For | For | For | ||
9 | Elect Paul Sagan | Management | For | For | For | ||
10 | Elect David N. Strohm | Management | For | For | For | ||
11 | Elect Joseph M. Tucci | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David A. Arledge | Management | For | For | For | ||
1.2 | Elect James J. Blanchard | Management | For | For | For | ||
1.3 | Elect J. Lorne Braithwaite | Management | For | For | For | ||
1.4 | Elect J. Herb England | Management | For | For | For | ||
1.5 | Elect Charles W. Fischer | Management | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Management | For | For | For | ||
1.7 | Elect David A. Leslie | Management | For | For | For | ||
1.8 | Elect Al Monaco | Management | For | For | For | ||
1.9 | Elect George K. Petty | Management | For | For | For | ||
1.10 | Elect Charles E. Shultz | Management | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Management | For | For | For | ||
1.12 | Elect Catherine L. Williams | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Amendment to Option Plans | Management | For | For | For | ||
4 | Continuation of Shareholder Rights Plan | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Ensco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESV | CUSIP G3157S106 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect J. Roderick Clark | Management | For | For | For | ||
2 | Elect Roxanne J. Decyk | Management | For | For | For | ||
3 | Elect Mary Francis | Management | For | For | For | ||
4 | Elect C. Christopher Gaut | Management | For | For | For | ||
5 | Elect Gerald W. Haddock | Management | For | For | For | ||
6 | Elect Francis S Kalman | Management | For | For | For | ||
7 | Elect Daniel W. Rabun | Management | For | For | For | ||
8 | Elect Keith O. Rattie | Management | For | For | For | ||
9 | Elect Paul E. Rowsey III | Management | For | For | For | ||
10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Ratification of Statutory Auditor | Management | For | For | For | ||
13 | Authority to Set Auditor's Fees | Management | For | For | For | ||
14 | Remuneration Policy (Binding) | Management | For | For | For | ||
15 | Remuneration Report (Advisory) | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Accounts and Reports | Management | For | For | For | ||
18 | Approval of Capital Reorganisation | Management | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Janet F. Clark | Management | For | For | For | ||
2 | Elect Charles R. Crisp | Management | For | For | For | ||
3 | Elect James C. Day | Management | For | For | For | ||
4 | Elect Mark G. Papa | Management | For | For | For | ||
5 | Elect H. Leighton Steward | Management | For | For | For | ||
6 | Elect Donald F. Textor | Management | For | For | For | ||
7 | Elect William R. Thomas | Management | For | For | For | ||
8 | Elect Frank G. Wisner | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Reduction Targets | Shareholder | Against | Against | For | ||
Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Aerin Lauder | Management | For | For | For | ||
2 | Elect William P. Lauder | Management | For | For | For | ||
3 | Elect Richard D. Parsons | Management | For | For | For | ||
4 | Elect Lynn Forester de Rothschild | Management | For | For | For | ||
5 | Elect Richard F. Zannino | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
8 | Executive Annual Incentive Plan | Management | For | For | For | ||
9 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | Shareholder | Against | Against | For | ||
Express Scripts Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gary G. Benanav | Management | For | For | For | ||
2 | Election of Directors | Management | For | For | For | ||
3 | Elect William J. DeLaney | Management | For | For | For | ||
4 | Elect Nicholas J. LaHowchic | Management | For | For | For | ||
5 | Elect Thomas P. Mac Mahon | Management | For | For | For | ||
6 | Elect Frank Mergenthaler | Management | For | For | For | ||
7 | Elect Woodrow A. Myers, Jr. | Management | For | For | For | ||
8 | Elect John O. Parker, Jr. | Management | For | For | For | ||
9 | Elect George Paz | Management | For | For | For | ||
10 | Elect William L. Roper | Management | For | For | For | ||
11 | Elect Seymour Sternberg | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael J. Boskin | Management | For | For | For | ||
1.2 | Elect Peter Brabeck-Letmathe | Management | For | For | For | ||
1.3 | Elect Ursula M. Burns | Management | For | For | For | ||
1.4 | Elect Larry R. Faulkner | Management | For | For | For | ||
1.5 | Elect Jay S. Fishman | Management | For | For | For | ||
1.6 | Elect Henrietta H. Fore | Management | For | For | For | ||
1.7 | Elect Kenneth C. Frazier | Management | For | For | For | ||
1.8 | Elect William W. George | Management | For | For | For | ||
1.9 | Elect Samuel J. Palmisano | Management | For | For | For | ||
1.10 | Elect Steven S. Reinemund | Management | For | For | For | ||
1.11 | Elect Rex W. Tillerson | Management | For | For | For | ||
1.12 | Elect William C. Weldon | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
FedEx Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FDX | CUSIP 31428X106 | 09/23/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James L. Barksdale | Management | For | For | For | ||
2 | Elect John A. Edwardson | Management | For | For | For | ||
3 | Elect Shirley A. Jackson | Management | For | For | For | ||
4 | Elect Steven R. Loranger | Management | For | For | For | ||
5 | Elect Gary W. Loveman | Management | For | For | For | ||
6 | Elect R. Brad Martin | Management | For | For | For | ||
7 | Elect Joshua C. Ramo | Management | For | For | For | ||
8 | Elect Susan C. Schwab | Management | For | For | For | ||
9 | Elect Frederick W. Smith | Management | For | For | For | ||
10 | Elect David P. Steiner | Management | For | For | For | ||
11 | Elect Paul S. Walsh | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2010 Omnibus Stock Incentive Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against | ||
18 | Shareholder Proposal Regarding Hedging and Pledging Company Stock | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For | Against | ||
20 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against | For | ||
Fiserv, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FISV | CUSIP 337738108 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Christopher M. Flink | Management | For | For | For | ||
1.2 | Elect Dennis F. Lynch | Management | For | For | For | ||
1.3 | Elect Denis J. O'Leary | Management | For | For | For | ||
1.4 | Elect Glenn M. Renwick | Management | For | For | For | ||
1.5 | Elect Kim M. Robak | Management | For | For | For | ||
1.6 | Elect Doyle R. Simons | Management | For | For | For | ||
1.7 | Elect Thomas C. Wertheimer | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against | For | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Clarence P. Cazalot, Jr. | Management | For | For | For | ||
2 | Elect Eleazar de Carvalho Filho | Management | For | For | For | ||
3 | Elect C. Maury Devine | Management | For | For | For | ||
4 | Elect Claire S. Farley | Management | For | For | For | ||
5 | Elect John T. Gremp | Management | For | For | For | ||
6 | Elect Thomas Hamilton | Management | For | For | For | ||
7 | Elect Peter Mellbye | Management | For | For | For | ||
8 | Elect Joseph H. Netherland | Management | For | For | For | ||
9 | Elect Richard A. Pattarozzi | Management | For | Against | Against | ||
10 | Ratification of Auditor | Management | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Foot Locker, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FL | CUSIP 344849104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Nicholas DiPaolo | Management | For | For | For | ||
2 | Elect Matthew M. McKenna | Management | For | For | For | ||
3 | Elect Steven Oakland | Management | For | For | For | ||
4 | Elect Cheryl N. Turpin | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Repeal of Classified Board | Management | For | For | For | ||
7 | Amendment to the 2007 Stock Incentive Plan | Management | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Franklin Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEN | CUSIP 354613101 | 03/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Samuel H. Armacost | Management | For | For | For | ||
2 | Elect Peter K. Barker | Management | For | For | For | ||
3 | Elect Charles E. Johnson | Management | For | For | For | ||
4 | Elect Gregory E. Johnson | Management | For | For | For | ||
5 | Elect Rupert H. Johnson, Jr. | Management | For | For | For | ||
6 | Elect Mark C. Pigott | Management | For | For | For | ||
7 | Elect Chutta Ratnathicam | Management | For | For | For | ||
8 | Elect Laura Stein | Management | For | For | For | ||
9 | Elect Anne M. Tatlock | Management | For | For | For | ||
10 | Elect Geoffrey Y. Yang | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Approval of 2014 Key Executive Incentive Compensation Plan | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Genocide-Free Investing | Shareholder | Against | Against | For | ||
Gap Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Domenico De Sole | Management | For | For | For | ||
2 | Elect Robert J. Fisher | Management | For | For | For | ||
3 | Elect William S. Fisher | Management | For | For | For | ||
4 | Elect Isabella D. Goren | Management | For | For | For | ||
5 | Elect Bob L. Martin | Management | For | Against | Against | ||
6 | Elect Jorge P. Montoya | Management | For | For | For | ||
7 | Elect Glenn K. Murphy | Management | For | For | For | ||
8 | Elect Mayo A. Shattuck III | Management | For | For | For | ||
9 | Elect Katherine Tsang | Management | For | For | For | ||
10 | Elect Padmasree Warrior | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
GasLog Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLOG | CUSIP G37585109 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Peter G. Livanos | Management | For | For | For | ||
2 | Elect Philip Radziwill | Management | For | For | For | ||
3 | Elect Bruce L. Blythe | Management | For | For | For | ||
4 | Elect Paul J. Collins | Management | For | For | For | ||
5 | Elect William M. Friedrich | Management | For | For | For | ||
6 | Elect Dennis M. Houston | Management | For | For | For | ||
7 | Elect Julian Metherell | Management | For | For | For | ||
8 | Elect Anthony S. Papadimitriou | Management | For | For | For | ||
9 | Elect Robert D. Somerville | Management | For | For | For | ||
10 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
Generac Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GNRC | CUSIP 368736104 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Bennett Morgan | Management | For | For | For | ||
1.2 | Elect Todd A. Adams | Management | For | For | For | ||
1.3 | Elect Ralph W. Castner | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Employee Stock Purchase Plan | Management | For | For | For | ||
General Dynamics Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GD | CUSIP 369550108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary T. Barra | Management | For | For | For | ||
2 | Elect Nicholas D. Chabraja | Management | For | For | For | ||
3 | Elect James S. Crown | Management | For | Against | Against | ||
4 | Elect William P. Fricks | Management | For | For | For | ||
5 | Elect Paul G. Kaminski | Management | For | For | For | ||
6 | Elect John M. Keane | Management | For | For | For | ||
7 | Elect Lester L. Lyles | Management | For | For | For | ||
8 | Elect James N. Mattis | Management | For | For | For | ||
9 | Elect Phebe N. Novakovic | Management | For | For | For | ||
10 | Elect William A. Osborn | Management | For | For | For | ||
11 | Elect Laura J Schumacher | Management | For | For | For | ||
12 | Elect Sir Robert Walmsley | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
General Electric Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GE | CUSIP 369604103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect W. Geoffrey Beattie | Management | For | For | For | ||
2 | Elect John J. Brennan | Management | For | For | For | ||
3 | Elect James I. Cash, Jr. | Management | For | For | For | ||
4 | Elect Francisco D'Souza | Management | For | For | For | ||
5 | Elect Marijn E. Dekkers | Management | For | For | For | ||
6 | Elect Ann M. Fudge | Management | For | For | For | ||
7 | Elect Susan Hockfield | Management | For | For | For | ||
8 | Elect Jeffrey R. Immelt | Management | For | For | For | ||
9 | Elect Andrea Jung | Management | For | For | For | ||
10 | Elect Robert W. Lane | Management | For | For | For | ||
11 | Elect Rochelle B. Lazarus | Management | For | For | For | ||
12 | Elect James J. Mulva | Management | For | For | For | ||
13 | Elect James E. Rohr | Management | For | For | For | ||
14 | Elect Mary L. Schapiro | Management | For | For | For | ||
15 | Elect Robert J. Swieringa | Management | For | For | For | ||
16 | Elect James S. Tisch | Management | For | For | For | ||
17 | Elect Douglas A. Warner III | Management | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
19 | Ratification of Auditor | Management | For | For | For | ||
20 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against | For | ||
22 | Shareholder Proposal Regarding Double Board Nominees | Shareholder | Against | Against | For | ||
23 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
24 | Shareholder Proposal Regarding Cessation of All Stock Options and Bonuses | Shareholder | Against | Against | For | ||
25 | Shareholder Proposal Regarding Sale of Company | Shareholder | Against | Against | For | ||
General Motors Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Joseph J. Ashton | Management | For | For | For | ||
2 | Elect Mary T. Barra | Management | For | For | For | ||
3 | Elect Erroll B. Davis, Jr. | Management | For | Against | Against | ||
4 | Elect Stephen J. Girsky | Management | For | Against | Against | ||
5 | Elect E. Neville Isdell | Management | For | Against | Against | ||
6 | Elect Kathryn V. Marinello | Management | For | Against | Against | ||
7 | Elect Michael G. Mullen | Management | For | For | For | ||
8 | Elect James J. Mulva | Management | For | Against | Against | ||
9 | Elect Patricia F. Russo | Management | For | Against | Against | ||
10 | Elect Thomas M. Schoewe | Management | For | For | For | ||
11 | Elect Theodore M. Solso | Management | For | For | For | ||
12 | Elect Carol M. Stephenson | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
16 | 2014 Short-Term Incentive Plan | Management | For | For | For | ||
17 | 2014 Long-Term Incentive Plan | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against | For | ||
Genpact Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
G | CUSIP G3922B107 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect N.V. Tyagarajan | Management | For | For | For | ||
1.2 | Elect Robert G. Scott | Management | For | For | For | ||
1.3 | Elect Amit Chandra | Management | For | For | For | ||
1.4 | Elect Laura Conigliaro | Management | For | For | For | ||
1.5 | Elect David Humphrey | Management | For | For | For | ||
1.6 | Elect Jagdish Khattar | Management | For | For | For | ||
1.7 | Elect James C. Madden | Management | For | For | For | ||
1.8 | Elect Alex Mandl | Management | For | For | For | ||
1.9 | Elect Mark Nunnelly | Management | For | For | For | ||
1.10 | Elect Hanspeter Spek | Management | For | For | For | ||
1.11 | Elect Mark Verdi | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Goldcorp Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
G | CUSIP 380956409 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John P. Bell | Management | For | For | For | ||
1.2 | Elect Beverley A. Briscoe | Management | For | For | For | ||
1.3 | Elect Peter J. Dey | Management | For | For | For | ||
1.4 | Elect Douglas M. Holtby | Management | For | For | For | ||
1.5 | Elect Charles A. Jeannes | Management | For | For | For | ||
1.6 | Elect Clement A. Pelletier | Management | For | For | For | ||
1.7 | Elect P. Randy Reifel | Management | For | For | For | ||
1.8 | Elect Ian W. Telfer | Management | For | For | For | ||
1.9 | Elect Blanca Triveno de Vega | Management | For | For | For | ||
1.10 | Elect Kenneth F. Williamson | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Amendment to the Restricted Share Plan | Management | For | For | For | ||
4 | Amendment to the Stock Option Plan | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Goldman Sachs Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GS | CUSIP 38141G104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lloyd C. Blankfein | Management | For | For | For | ||
2 | Elect M. Michele Burns | Management | For | For | For | ||
3 | Elect Gary D. Cohn | Management | For | For | For | ||
4 | Elect Claes Dahlback | Management | For | For | For | ||
5 | Elect William W. George | Management | For | For | For | ||
6 | Elect James A. Johnson | Management | For | Against | Against | ||
7 | Elect Lakshmi N. Mittal | Management | For | For | For | ||
8 | Elect Adebayo O. Ogunlesi | Management | For | For | For | ||
9 | Elect Peter Oppenheimer | Management | For | For | For | ||
10 | Elect James J. Schiro | Management | For | For | For | ||
11 | Elect Debora L. Spar | Management | For | For | For | ||
12 | Elect Mark E. Tucker | Management | For | For | For | ||
13 | Elect David A. Viniar | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against | For | ||
Golub Capital BDC Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GBDC | CUSIP 38173M102 | 02/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David Golub | Management | For | For | For | ||
2 | Elect Anita P. Rosenberg | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Larry Page | Management | For | For | For | ||
1.2 | Elect Sergey Brin | Management | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Management | For | For | For | ||
1.4 | Elect L. John Doerr | Management | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Management | For | For | For | ||
1.6 | Elect John L. Hennessy | Management | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Management | For | For | For | ||
1.8 | Elect Paul S. Otellini | Management | For | For | For | ||
1.9 | Elect K. Ram Shriram | Management | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Tax Policy Principles | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Great Plains Energy Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GXP | CUSIP 391164100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Terry Bassham | Management | For | For | For | ||
1.2 | Elect David L. Bodde | Management | For | For | For | ||
1.3 | Elect Randall C. Ferguson, Jr. | Management | For | For | For | ||
1.4 | Elect Gary D. Forsee | Management | For | For | For | ||
1.5 | Elect Thomas D. Hyde | Management | For | For | For | ||
1.6 | Elect James A. Mitchell | Management | For | For | For | ||
1.7 | Elect Ann D. Murtlow | Management | For | For | For | ||
1.8 | Elect John J. Sherman | Management | For | For | For | ||
1.9 | Elect Linda H. Talbott | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Amendment to Articles to Provide for Director Indemnification | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Hanesbrands Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HBI | CUSIP 410345102 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Bobby J. Griffin | Management | For | For | For | ||
1.2 | Elect James C. Johnson | Management | For | For | For | ||
1.3 | Elect Jessica T. Mathews | Management | For | For | For | ||
1.4 | Elect Robert F. Moran | Management | For | For | For | ||
1.5 | Elect J. Patrick Mulcahy | Management | For | For | For | ||
1.6 | Elect Ronald L. Nelson | Management | For | For | For | ||
1.7 | Elect Richard A. Noll | Management | For | For | For | ||
1.8 | Elect Andrew J. Schindler | Management | For | For | For | ||
1.9 | Elect Ann E. Ziegler | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Hannon Armstrong Sustainable Infrastructure Capital, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HASI | CUSIP 41068X100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Jeffrey W. Eckel | Management | For | For | For | ||
1.2 | Elect Mark J. Cirilli | Management | For | For | For | ||
1.3 | Elect Charles M. O'Neil | Management | For | For | For | ||
1.4 | Elect Richard J. Osborne | Management | For | For | For | ||
1.5 | Elect Jackalyne Pfannenstiel | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
HCA Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCA | CUSIP 40412C101 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard M. Bracken | Management | For | For | For | ||
1.2 | Elect R. Milton Johnson | Management | For | For | For | ||
1.3 | Elect Robert J. Dennis | Management | For | For | For | ||
1.4 | Elect Nancy-Ann DeParle | Management | For | For | For | ||
1.5 | Elect Thomas F. Frist III | Management | For | For | For | ||
1.6 | Elect William R. Frist | Management | For | For | For | ||
1.7 | Elect Ann H. Lamont | Management | For | For | For | ||
1.8 | Elect Jay O. Light | Management | For | For | For | ||
1.9 | Elect Geoffrey G. Meyers | Management | For | For | For | ||
1.10 | Elect Michael W. Michelson | Management | For | For | For | ||
1.11 | Elect Stephen G. Pagliuca | Management | For | For | For | ||
1.12 | Elect Wayne J. Riley | Management | For | For | For | ||
1.13 | Elect John W. Rowe | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Employee Stock Purchase Plan | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Healthcare Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCSG | CUSIP 421906108 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Daniel P. McCartney | Management | For | Withhold | Against | ||
1.2 | Elect Robert L. Frome | Management | For | Withhold | Against | ||
1.3 | Elect Robert J. Moss | Management | For | Withhold | Against | ||
1.4 | Elect John M. Briggs | Management | For | Withhold | Against | ||
1.5 | Elect Dino D. Ottaviano | Management | For | Withhold | Against | ||
1.6 | Elect Theodore Wahl | Management | For | Withhold | Against | ||
1.7 | Elect Michael E. McBryan | Management | For | Withhold | Against | ||
1.8 | Elect Diane S. Casey | Management | For | Withhold | Against | ||
1.9 | Elect John J. McFadden | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Henry Schein, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSIC | CUSIP 806407102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Stanley M. Bergman | Management | For | For | For | ||
1.2 | Elect Gerald A. Benjamin | Management | For | For | For | ||
1.3 | Elect James P. Breslawski | Management | For | For | For | ||
1.4 | Elect Mark E. Mlotek | Management | For | For | For | ||
1.5 | Elect Steven Paladino | Management | For | Withhold | Against | ||
1.6 | Elect Barry J. Alperin | Management | For | For | For | ||
1.7 | Elect Paul Brons | Management | For | For | For | ||
1.8 | Elect Donald J. Kabat | Management | For | For | For | ||
1.9 | Elect Philip A. Laskawy | Management | For | For | For | ||
1.10 | Elect Karyn Mashima | Management | For | For | For | ||
1.11 | Elect Norman S. Matthews | Management | For | For | For | ||
1.12 | Elect Carol Raphael | Management | For | For | For | ||
1.13 | Elect E. Dianne Rekow | Management | For | For | For | ||
1.14 | Elect Bradley T. Sheares | Management | For | For | For | ||
1.15 | Elect Louis W. Sullivan | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Hertz Global Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTZ | CUSIP 42805T105 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael J. Durham | Management | For | Against | Against | ||
2 | Elect Mark P. Frissora | Management | For | For | For | ||
3 | Elect Henry C. Wolf | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Repeal of Classified Board | Management | For | For | For | ||
6 | Reverse Stock Split | Management | For | Against | Against | ||
7 | Ratification of Auditor | Management | For | For | For | ||
Hill-Rom Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HRC | CUSIP 431475102 | 03/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Rolf A. Classon | Management | For | For | For | ||
1.2 | Elect William G. Dempsey | Management | For | For | For | ||
1.3 | Elect James R. Giertz | Management | For | For | For | ||
1.4 | Elect Charles E. Golden | Management | For | For | For | ||
1.5 | Elect John J. Greisch | Management | For | For | For | ||
1.6 | Elect William H. Kucheman | Management | For | For | For | ||
1.7 | Elect Ronald A. Malone | Management | For | For | For | ||
1.8 | Elect Eduardo R. Menasce | Management | For | For | For | ||
1.9 | Elect Joanne C. Smith | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect F. Duane Ackerman | Management | For | For | For | ||
2 | Elect Francis S. Blake | Management | For | For | For | ||
3 | Elect Ari Bousbib | Management | For | For | For | ||
4 | Elect Gregory D. Brenneman | Management | For | For | For | ||
5 | Elect J. Frank Brown | Management | For | For | For | ||
6 | Elect Albert P. Carey | Management | For | For | For | ||
7 | Elect Armando M. Codina | Management | For | Against | Against | ||
8 | Elect Helena B. Foulkes | Management | For | For | For | ||
9 | Elect Wayne M. Hewett | Management | For | For | For | ||
10 | Elect Karen Katen | Management | For | For | For | ||
11 | Elect Mark Vadon | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against | For | ||
Honeywell International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HON | CUSIP 438516106 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gordon M. Bethune | Management | For | For | For | ||
2 | Elect Kevin Burke | Management | For | For | For | ||
3 | Elect Jaime Chico Pardo | Management | For | For | For | ||
4 | Elect David M. Cote | Management | For | For | For | ||
5 | Elect D. Scott Davis | Management | For | For | For | ||
6 | Elect Linnet F. Deily | Management | For | Against | Against | ||
7 | Elect Judd Gregg | Management | For | For | For | ||
8 | Elect Clive Hollick | Management | For | For | For | ||
9 | Elect Grace D. Lieblein | Management | For | For | For | ||
10 | Elect George Paz | Management | For | For | For | ||
11 | Elect Bradley T. Sheares | Management | For | For | For | ||
12 | Elect Robin L. Washington | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
17 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
Hyatt Hotels Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
H | CUSIP 448579102 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Thomas J. Pritzker | Management | For | For | For | ||
1.2 | Elect Pamela M. Nicholson | Management | For | For | For | ||
1.3 | Elect Richard C. Tuttle | Management | For | For | For | ||
1.4 | Elect James H. Wooten, Jr. | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Idexx Laboratories, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IDXX | CUSIP 45168D104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Thomas Craig | Management | For | For | For | ||
1.2 | Elect Rebecca M. Henderson | Management | For | For | For | ||
1.3 | Elect Sophie V. Vandebroek | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | 2014 Incentive Compensation Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
IHS Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IHS | CUSIP 451734107 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Brian H. Hall | Management | For | For | For | ||
2 | Elect Balakrishnan S. Iyer | Management | For | Against | Against | ||
3 | Elect Jerre L. Stead | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | Against | Against | ||
5 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Ingersoll-Rand Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ann C. Berzin | Management | For | For | For | ||
2 | Elect John G. Bruton | Management | For | For | For | ||
3 | Elect Jared L. Cohon | Management | For | For | For | ||
4 | Elect Gary D. Forsee | Management | For | For | For | ||
5 | Elect Edward E. Hagenlocker | Management | For | For | For | ||
6 | Elect Constance J. Horner | Management | For | For | For | ||
7 | Elect Michael Lamach | Management | For | For | For | ||
8 | Elect Theodore E. Martin | Management | For | For | For | ||
9 | Elect John P. Surma | Management | For | For | For | ||
10 | Elect Richard J. Swift | Management | For | For | For | ||
11 | Elect Tony L. White | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Authority to Issue Shares with Preemptive Rights | Management | For | For | For | ||
15 | Authority to Issue Shares without Preemptive Rights | Management | For | For | For | ||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Management | For | For | For | ||
Intel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTC | CUSIP 458140100 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Charlene Barshefsky | Management | For | For | For | ||
2 | Elect Andy D. Bryant | Management | For | For | For | ||
3 | Elect Susan L. Decker | Management | For | For | For | ||
4 | Elect John J. Donahoe | Management | For | For | For | ||
5 | Elect Reed E. Hundt | Management | For | For | For | ||
6 | Elect Brian M. Krzanich | Management | For | For | For | ||
7 | Elect James D. Plummer | Management | For | For | For | ||
8 | Elect David S. Pottruck | Management | For | For | For | ||
9 | Elect Frank D. Yeary | Management | For | For | For | ||
10 | Elect David B. Yoffie | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
IntercontinentalExchange, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ICE | CUSIP 45866F104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Charles R. Crisp | Management | For | For | For | ||
2 | Elect Jean-Marc Forneri | Management | For | For | For | ||
3 | Elect Fred W. Hatfield | Management | For | For | For | ||
4 | Elect Sylvian Hefes | Management | For | For | For | ||
5 | Elect Jan-Michiel Hessels | Management | For | For | For | ||
6 | Elect Terrence F. Martell | Management | For | For | For | ||
7 | Elect Callum McCarthy | Management | For | For | For | ||
8 | Elect James J. McNulty | Management | For | For | For | ||
9 | Elect Robert Reid | Management | For | For | For | ||
10 | Elect Frederic V. Salerno | Management | For | Against | Against | ||
11 | Elect Robert G. Scott | Management | For | For | For | ||
12 | Elect Jeffrey C. Sprecher | Management | For | For | For | ||
13 | Elect Judith A. Sprieser | Management | For | For | For | ||
14 | Elect Vincent Tese | Management | For | Against | Against | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Company Name Change | Management | For | For | For | ||
International Business Machines Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IBM | CUSIP 459200101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Alain J. P. Belda | Management | For | For | For | ||
2 | Elect William R. Brody | Management | For | For | For | ||
3 | Elect Kenneth I. Chenault | Management | For | For | For | ||
4 | Elect Michael L. Eskew | Management | For | For | For | ||
5 | Elect David N. Farr | Management | For | For | For | ||
6 | Elect Shirley A. Jackson | Management | For | For | For | ||
7 | Elect Andrew N. Liveris | Management | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Management | For | For | For | ||
9 | Elect James W. Owens | Management | For | For | For | ||
10 | Elect Virginia M. Rometty | Management | For | For | For | ||
11 | Elect Joan E. Spero | Management | For | For | For | ||
12 | Elect Sidney Taurel | Management | For | For | For | ||
13 | Elect Lorenzo H. Zambrano Trevino | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Re-approve Performance Goals of the Company's Long-Term Incentive Awards | Management | For | For | For | ||
17 | 2014 Employees Stock Purchase Plan | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Marcello V. Bottoli | Management | For | For | For | ||
2 | Elect Linda B. Buck | Management | For | For | For | ||
3 | Elect J. Michael Cook | Management | For | For | For | ||
4 | Elect Roger W. Ferguson, Jr. | Management | For | For | For | ||
5 | Elect Andreas Fibig | Management | For | For | For | ||
6 | Elect Christina A. Gold | Management | For | For | For | ||
7 | Elect Alexandra A. Herzan | Management | For | For | For | ||
8 | Elect Henry W. Howell, Jr. | Management | For | For | For | ||
9 | Elect Katherine M. Hudson | Management | For | For | For | ||
10 | Elect Arthur C. Martinez | Management | For | For | For | ||
11 | Elect Dale Morrison | Management | For | For | For | ||
12 | Elect Douglas D. Tough | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
International Paper Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David J. Bronczek | Management | For | For | For | ||
2 | Elect Ahmet C. Dorduncu | Management | For | For | For | ||
3 | Elect John V. Faraci | Management | For | For | For | ||
4 | Elect Ilene S. Gordon | Management | For | For | For | ||
5 | Elect Jay L. Johnson | Management | For | For | For | ||
6 | Elect Stacey J. Mobley | Management | For | For | For | ||
7 | Elect Joan E. Spero | Management | For | For | For | ||
8 | Elect John L. Townsend, III | Management | For | For | For | ||
9 | Elect John F. Turner | Management | For | For | For | ||
10 | Elect William G. Walter | Management | For | For | For | ||
11 | Elect J. Steven Whisler | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Intuit Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
INTU | CUSIP 461202103 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Christopher W. Brody | Management | For | For | For | ||
2 | Elect William V. Campbell | Management | For | For | For | ||
3 | Elect Scott D. Cook | Management | For | For | For | ||
4 | Elect Diane B. Greene | Management | For | For | For | ||
5 | Elect Edward A. Kangas | Management | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Management | For | For | For | ||
7 | Elect Dennis D. Powell | Management | For | For | For | ||
8 | Elect Brad D. Smith | Management | For | For | For | ||
9 | Elect Jeff Weiner | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Amendment to the 2005 Equity Compensation Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Invesco Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IVZ | CUSIP G491BT108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Repeal of Classified Board | Management | For | For | For | ||
2 | Elect Denis Kessler | Management | For | For | For | ||
3 | Elect G. Richard Wagoner Jr. | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
ITC Holdings Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITC | CUSIP 465685105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Christopher H. Franklin | Management | For | For | For | ||
1.2 | Elect Edward G. Jepsen | Management | For | For | For | ||
1.3 | Elect William J. Museler | Management | For | For | For | ||
1.4 | Elect Hazel R. O'Leary | Management | For | For | For | ||
1.5 | Elect Thomas G. Stephens | Management | For | Withhold | Against | ||
1.6 | Elect Gordon Bennett Stewart, III | Management | For | For | For | ||
1.7 | Elect Lee C. Stewart | Management | For | For | For | ||
1.8 | Elect Joseph L. Welch | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Amendment to Employee Stock Purchase Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
J.B. Hunt Transport Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JBHT | CUSIP 445658107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Douglas G. Duncan | Management | For | For | For | ||
2 | Elect Francesca M. Edwardson | Management | For | For | For | ||
3 | Elect Wayne Garrison | Management | For | For | For | ||
4 | Elect Sharilyn S. Gasaway | Management | For | For | For | ||
5 | Elect Gary C. George | Management | For | For | For | ||
6 | Elect Bryan Hunt | Management | For | Against | Against | ||
7 | Elect Coleman H. Peterson | Management | For | For | For | ||
8 | Elect John N. Roberts III | Management | For | For | For | ||
9 | Elect James L. Robo | Management | For | For | For | ||
10 | Elect Kirk Thompson | Management | For | For | For | ||
11 | Elect John A. White | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Jarden Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JAH | CUSIP 471109108 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard J. Heckmann | Management | For | For | For | ||
1.2 | Elect Irwin D. Simon | Management | For | For | For | ||
1.3 | Elect William J. Grant | Management | For | For | For | ||
2 | Repeal of Classified Board | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Johnson & Johnson | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary Sue Coleman | Management | For | For | For | ||
2 | Elect James G. Cullen | Management | For | For | For | ||
3 | Elect Ian E.L. Davis | Management | For | For | For | ||
4 | Elect Alex Gorsky | Management | For | For | For | ||
5 | Elect Susan L. Lindquist | Management | For | For | For | ||
6 | Elect Mark B. McClellan | Management | For | For | For | ||
7 | Elect Anne M. Mulcahy | Management | For | Against | Against | ||
8 | Elect Leo F. Mullin | Management | For | For | For | ||
9 | Elect William D. Perez | Management | For | For | For | ||
10 | Elect Charles Prince | Management | For | Against | Against | ||
11 | Elect A. Eugene Washington | Management | For | For | For | ||
12 | Elect Ronald A. Williams | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linda B. Bammann | Management | For | For | For | ||
2 | Elect James A. Bell | Management | For | For | For | ||
3 | Elect Crandall C. Bowles | Management | For | For | For | ||
4 | Elect Stephen B. Burke | Management | For | For | For | ||
5 | Elect James S. Crown | Management | For | For | For | ||
6 | Elect James Dimon | Management | For | For | For | ||
7 | Elect Timothy P. Flynn | Management | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Management | For | For | For | ||
9 | Elect Michael A. Neal | Management | For | For | For | ||
10 | Elect Lee R. Raymond | Management | For | For | For | ||
11 | Elect William C. Weldon | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For | ||
Kansas City Southern | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KSU | CUSIP 485170302 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Henry R. Davis | Management | For | For | For | ||
1.2 | Elect Robert J. Druten | Management | For | For | For | ||
1.3 | Elect Rodney E. Slater | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Repeal of Classified Board | Management | For | For | For | ||
5 | Right to Call a Special Meeting | Management | For | For | For | ||
Kimberly-Clark Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMB | CUSIP 494368103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John R. Alm | Management | For | For | For | ||
2 | Elect John F. Bergstrom | Management | For | For | For | ||
3 | Elect Abelardo E. Bru | Management | For | For | For | ||
4 | Elect Robert W. Decherd | Management | For | For | For | ||
5 | Elect Thomas J. Falk | Management | For | For | For | ||
6 | Elect Fabian T. Garcia | Management | For | For | For | ||
7 | Elect Mae C. Jemison | Management | For | For | For | ||
8 | Elect James M. Jenness | Management | For | For | For | ||
9 | Elect Nancy J. Karch | Management | For | For | For | ||
10 | Elect Ian C. Read | Management | For | For | For | ||
11 | Elect Linda Johnson Rice | Management | For | For | For | ||
12 | Elect Marc J. Shapiro | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Kohl's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KSS | CUSIP 500255104 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Peter Boneparth | Management | For | For | For | ||
2 | Elect Steven A. Burd | Management | For | For | For | ||
3 | Elect Dale E. Jones | Management | For | For | For | ||
4 | Elect Kevin Mansell | Management | For | For | For | ||
5 | Elect John E Schlifske | Management | For | For | For | ||
6 | Elect Frank Sica | Management | For | For | For | ||
7 | Elect Peter M. Sommerhauser | Management | For | Against | Against | ||
8 | Elect Stephanie A. Streeter | Management | For | For | For | ||
9 | Elect Nina G. Vaca | Management | For | For | For | ||
10 | Elect Stephen E. Watson | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
14 | Shareholder Proposal Regarding Annual Reporting on Environmental Goals and Sustainability Policy | Shareholder | Against | Against | For | ||
Koninklijke Philips Electronics N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PHIA | CUSIP 500472303 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Ratification of Management Board Acts | Management | For | For | For | ||
4 | Ratification of Supervisory Board Acts | Management | For | For | For | ||
5 | Elect Orit Gadiesh to the Supervisory Board | Management | For | For | For | ||
6 | Appointment of Auditor | Management | For | For | For | ||
7 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
8 | Authority to Suppress Preemptive Rights | Management | For | For | For | ||
9 | Authority to Repurchase Shares | Management | For | For | For | ||
10 | Authority to Cancel Shares | Management | For | For | For | ||
Kraft Foods Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KRFT | CUSIP 50076Q106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect L. Kevin Cox | Management | For | For | For | ||
2 | Elect Myra M. Hart | Management | For | For | For | ||
3 | Elect Peter B. Henry | Management | For | For | For | ||
4 | Elect Terry J. Lundgren | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Prohibition of Political Spending | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Incorporation of Values in Political Spending | Shareholder | Against | Against | For | ||
9 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against | For | ||
10 | Shareholder Proposal Regarding Sustainable Forestry Report | Shareholder | Against | Against | For | ||
11 | Shareholder Proposal Regarding Cow Dehorning | Shareholder | Against | Against | For | ||
12 | Shareholder Proposal Regarding Gestation Crates | Shareholder | For | For | For | ||
L-3 Communications Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLL | CUSIP 502424104 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ann E. Dunwoody | Management | For | For | For | ||
2 | Elect Vincent Pagano, Jr. | Management | For | For | For | ||
3 | Elect Henry Hugh Shelton | Management | For | For | For | ||
4 | Elect Michael T. Strianese | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
Laboratory Corporation of America Holdings | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LH | CUSIP 50540R409 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Kerrii B. Anderson | Management | For | For | For | ||
2 | Elect Jean-Luc Belingard | Management | For | For | For | ||
3 | Elect Gary Gilliland | Management | For | For | For | ||
4 | Elect David P. King | Management | For | For | For | ||
5 | Elect Garheng Kong | Management | For | For | For | ||
6 | Elect Robert E. Mittelstaedt, Jr. | Management | For | For | For | ||
7 | Elect Peter M. Neupert | Management | For | For | For | ||
8 | Elect Adam H. Schechter | Management | For | For | For | ||
9 | Elect R. Sanders Williams | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Las Vegas Sands Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LVS | CUSIP 517834107 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Charles D. Forman | Management | For | For | For | ||
1.2 | Elect George Jamieson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Amendment to the 2004 Equity Award Plan | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Lennar Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEN | CUSIP 526057302 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Irving Bolotin | Management | For | For | For | ||
1.2 | Elect Steven L. Gerard | Management | For | For | For | ||
1.3 | Elect Theron I. Gilliam | Management | For | For | For | ||
1.4 | Elect Sherrill W. Hudson | Management | For | For | For | ||
1.5 | Elect R. Kirk Landon | Management | For | For | For | ||
1.6 | Elect Sidney Lapidus | Management | For | For | For | ||
1.7 | Elect Stuart A. Miller | Management | For | For | For | ||
1.8 | Elect Teri P. McClure | Management | For | For | For | ||
1.9 | Elect Jeffrey A. Sonnenfeld | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Lincoln Electric Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LECO | CUSIP 533900106 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David H. Gunning | Management | For | For | For | ||
1.2 | Elect G. Russell Lincoln | Management | For | For | For | ||
1.3 | Elect Christopher L. Mapes | Management | For | For | For | ||
1.4 | Elect Phillip J. Mason | Management | For | For | For | ||
1.5 | Elect Hellene S. Runtagh | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Repeal of Classified Board | Management | For | For | For | ||
Lincoln National Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNC | CUSIP 534187109 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Dennis R. Glass | Management | For | For | For | ||
2 | Elect Gary C. Kelly | Management | For | For | For | ||
3 | Elect Michael F. Mee | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | 2014 Incentive Compensation Plan | Management | For | For | For | ||
Lions Gate Entertainment Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LGF | CUSIP 535919203 | 09/10/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael Burns | Management | For | For | For | ||
1.2 | Elect Gordon Crawford | Management | For | For | For | ||
1.3 | Elect Arthur Evrensel | Management | For | Withhold | Against | ||
1.4 | Elect Jon Feltheimer | Management | For | For | For | ||
1.5 | Elect Frank Giustra | Management | For | For | For | ||
1.6 | Elect Morley Koffman | Management | For | Withhold | Against | ||
1.7 | Elect Harald H. Ludwig | Management | For | For | For | ||
1.8 | Elect G. Scott Paterson | Management | For | Withhold | Against | ||
1.9 | Elect Mark H. Rachesky | Management | For | For | For | ||
1.10 | Elect Daryl Simm | Management | For | For | For | ||
1.11 | Elect Hardwick Simmons | Management | For | For | For | ||
1.12 | Elect Phyllis Yaffe | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Transaction of Other Business | Management | For | Against | Against | ||
Lockheed Martin Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LMT | CUSIP 539830109 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Daniel F. Akerson | Management | For | For | For | ||
2 | Elect Nolan D. Archibald | Management | For | For | For | ||
3 | Elect Rosalind G. Brewer | Management | For | For | For | ||
4 | Elect David B. Burritt | Management | For | For | For | ||
5 | Elect James O. Ellis, Jr. | Management | For | For | For | ||
6 | Elect Thomas J. Falk | Management | For | For | For | ||
7 | Elect Marillyn A. Hewson | Management | For | For | For | ||
8 | Elect Gwendolyn S. King | Management | For | For | For | ||
9 | Elect James M. Loy | Management | For | Against | Against | ||
10 | Elect Douglas H. McCorkindale | Management | For | For | For | ||
11 | Elect Joseph W. Ralston | Management | For | Against | Against | ||
12 | Elect Anne L. Stevens | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Amendment to the 2011 Incentive Performance Award Plan | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Shareholder | Against | Against | For | ||
M&T Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTB | CUSIP 55261F104 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Brent D. Baird | Management | For | For | For | ||
1.2 | Elect C. Angela Bontempo | Management | For | For | For | ||
1.3 | Elect Robert T. Brady | Management | For | For | For | ||
1.4 | Elect T. Jefferson Cunningham, III | Management | For | For | For | ||
1.5 | Elect Mark J. Czarnecki | Management | For | For | For | ||
1.6 | Elect Gary N. Geisel | Management | For | For | For | ||
1.7 | Elect John D. Hawke | Management | For | For | For | ||
1.8 | Elect Patrick W. E. Hodgson | Management | For | For | For | ||
1.9 | Elect Richard G. King | Management | For | Withhold | Against | ||
1.10 | Elect Jorge G. Pereira | Management | For | For | For | ||
1.11 | Elect Melinda R. Rich | Management | For | For | For | ||
1.12 | Elect Robert E. Sadler, Jr. | Management | For | For | For | ||
1.13 | Elect Herbert L. Washington | Management | For | For | For | ||
1.14 | Elect Robert G. Wilmers | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Macy's Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
M | CUSIP 55616P104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen F. Bollenbach | Management | For | For | For | ||
2 | Elect Deirdre P. Connelly | Management | For | For | For | ||
3 | Elect Meyer Feldberg | Management | For | For | For | ||
4 | Elect Sara L. Levinson | Management | For | For | For | ||
5 | Elect Terry J. Lundgren | Management | For | For | For | ||
6 | Elect Joseph Neubauer | Management | For | Against | Against | ||
7 | Elect Joyce M. Roche | Management | For | For | For | ||
8 | Elect Paul C. Varga | Management | For | For | For | ||
9 | Elect Craig E. Weatherup | Management | For | For | For | ||
10 | Elect Marna C. Whittington | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the Omnibus Incentive Compensation Plan | Management | For | For | For | ||
Marsh & McLennan Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MMC | CUSIP 571748102 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Oscar Fanjul Martin | Management | For | For | For | ||
2 | Elect Daniel S. Glaser | Management | For | For | For | ||
3 | Elect H. Edward Hanway | Management | For | For | For | ||
4 | Elect Ian Lang | Management | For | For | For | ||
5 | Elect Elaine La Roche | Management | For | For | For | ||
6 | Elect Steven A. Mills | Management | For | For | For | ||
7 | Elect Bruce P. Nolop | Management | For | For | For | ||
8 | Elect Marc D. Oken | Management | For | For | For | ||
9 | Elect Morton O. Schapiro | Management | For | For | For | ||
10 | Elect Adele S. Simmons | Management | For | For | For | ||
11 | Elect Lloyd M. Yates | Management | For | For | For | ||
12 | Elect R. David Yost | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
MasterCard Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MA | CUSIP 57636Q104 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard Haythornthwaite | Management | For | For | For | ||
2 | Elect Ajay S. Banga | Management | For | For | For | ||
3 | Elect Silvio Barzi | Management | For | For | For | ||
4 | Elect David R. Carlucci | Management | For | For | For | ||
5 | Elect Steven J. Freiberg | Management | For | For | For | ||
6 | Elect Julius Genachowski | Management | For | For | For | ||
7 | Elect Merit E. Janow | Management | For | For | For | ||
8 | Elect Nancy J. Karch | Management | For | For | For | ||
9 | Elect Marc Olivie | Management | For | For | For | ||
10 | Elect Rima Qureshi | Management | For | For | For | ||
11 | Elect Jose Octavio Reyes Lagunes | Management | For | For | For | ||
12 | Elect Jackson P. Tai | Management | For | Against | Against | ||
13 | Elect Edward Suning Tian | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
Mattel, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAT | CUSIP 577081102 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael J. Dolan | Management | For | For | For | ||
2 | Elect Trevor A. Edwards | Management | For | For | For | ||
3 | Elect Frances D. Fergusson | Management | For | For | For | ||
4 | Elect Dominic Ng | Management | For | For | For | ||
5 | Elect Vasant M. Prabhu | Management | For | For | For | ||
6 | Elect Andrea L. Rich | Management | For | For | For | ||
7 | Elect Dean A. Scarborough | Management | For | For | For | ||
8 | Elect Christopher A. Sinclair | Management | For | For | For | ||
9 | Elect Bryan G. Stockton | Management | For | For | For | ||
10 | Elect Dirk Van de Put | Management | For | For | For | ||
11 | Elect Kathy White Loyd | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
McDermott International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDR | CUSIP 580037109 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John F. Bookout III | Management | For | Withhold | Against | ||
1.2 | Elect Roger A. Brown | Management | For | Withhold | Against | ||
1.3 | Elect David Dickson | Management | For | For | For | ||
1.4 | Elect Stephen G. Hanks | Management | For | Withhold | Against | ||
1.5 | Elect Gary P. Luquette | Management | For | For | For | ||
1.6 | Elect William H. Schumann III | Management | For | For | For | ||
1.7 | Elect Mary Shafer-Malicki | Management | For | Withhold | Against | ||
1.8 | Elect David A. Trice | Management | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | 2014 Long-Term Incentive Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Susan E. Arnold | Management | For | For | For | ||
2 | Elect Richard H. Lenny | Management | For | For | For | ||
3 | Elect Walter E. Massey | Management | For | For | For | ||
4 | Elect Cary D. McMillan | Management | For | For | For | ||
5 | Elect Sheila A. Penrose | Management | For | For | For | ||
6 | Elect John W. Rogers, Jr. | Management | For | For | For | ||
7 | Elect Roger W. Stone | Management | For | For | For | ||
8 | Elect Miles D. White | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
McGraw Hill Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHFI | CUSIP 580645109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Sir Winfried Bischoff | Management | For | For | For | ||
2 | Elect William D. Green | Management | For | For | For | ||
3 | Elect Charles E. Haldeman, Jr. | Management | For | For | For | ||
4 | Elect Harold W. McGraw III | Management | For | For | For | ||
5 | Elect Robert P. McGraw | Management | For | For | For | ||
6 | Elect Hilda Ochoa-Brillembourg | Management | For | For | For | ||
7 | Elect Douglas L. Peterson | Management | For | For | For | ||
8 | Elect Sir Michael Rake | Management | For | For | For | ||
9 | Elect Edward B. Rust, Jr. | Management | For | For | For | ||
10 | Elect Kurt L. Schmoke | Management | For | For | For | ||
11 | Elect Sidney Taurel | Management | For | For | For | ||
12 | Elect Richard E. Thornburgh | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Mead Johnson Nutrition Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MJN | CUSIP 582839106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Steven M. Altschuler | Management | For | For | For | ||
2 | Elect Howard B. Bernick | Management | For | For | For | ||
3 | Elect Kimberly A. Casiano | Management | For | For | For | ||
4 | Elect Anna C. Catalano | Management | For | For | For | ||
5 | Elect Celeste A. Clark | Management | For | For | For | ||
6 | Elect James M. Cornelius | Management | For | For | For | ||
7 | Elect Stephen W. Golsby | Management | For | For | For | ||
8 | Elect Michael Grobstein | Management | For | For | For | ||
9 | Elect Peter K. Jakobsen | Management | For | For | For | ||
10 | Elect Peter G. Ratcliffe | Management | For | For | For | ||
11 | Elect Elliott Sigal | Management | For | For | For | ||
12 | Elect Robert S. Singer | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Medtronic, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDT | CUSIP 585055106 | 08/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard H. Anderson | Management | For | For | For | ||
1.2 | Elect Scott C. Donnelly | Management | For | For | For | ||
1.3 | Elect Victor J. Dzau | Management | For | Withhold | Against | ||
1.4 | Elect Omar Ishrak | Management | For | For | For | ||
1.5 | Elect Shirley A. Jackson | Management | For | For | For | ||
1.6 | Elect Michael O. Leavitt | Management | For | For | For | ||
1.7 | Elect James T. Lenehan | Management | For | For | For | ||
1.8 | Elect Denise M. O'Leary | Management | For | For | For | ||
1.9 | Elect Kendall J. Powell | Management | For | For | For | ||
1.10 | Elect Robert C. Pozen | Management | For | For | For | ||
1.11 | Elect Preetha Reddy | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | 2013 Stock Award and Incentive Plan | Management | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Management | For | For | For | ||
6 | Elimination of Supermajority Requirement for Changes to Board Size | Management | For | For | For | ||
7 | Elimination of Supermajority Requirement for Removal of Directors | Management | For | For | For | ||
8 | Elimination of Conforming Language Regarding Supermajority Requirements | Management | For | For | For | ||
9 | Repeal of Fair Price Provision | Management | For | For | For | ||
Merck & Co., Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRK | CUSIP 58933Y105 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Leslie A. Brun | Management | For | For | For | ||
2 | Elect Thomas R. Cech | Management | For | For | For | ||
3 | Elect Kenneth C. Frazier | Management | For | For | For | ||
4 | Elect Thomas H. Glocer | Management | For | For | For | ||
5 | Elect William B. Harrison, Jr. | Management | For | For | For | ||
6 | Elect C. Robert Kidder | Management | For | For | For | ||
7 | Elect Rochelle B. Lazarus | Management | For | For | For | ||
8 | Elect Carlos E. Represas | Management | For | For | For | ||
9 | Elect Patricia F. Russo | Management | For | For | For | ||
10 | Elect Craig B. Thompson | Management | For | For | For | ||
11 | Elect Wendell P. Weeks | Management | For | For | For | ||
12 | Elect Peter C. Wendell | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
16 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
Methanex Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MX | CUSIP 59151K108 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Bruce Aitken | Management | For | For | For | ||
1.2 | Elect Howard Balloch | Management | For | For | For | ||
1.3 | Elect Phillip Cook | Management | For | For | For | ||
1.4 | Elect John Floren | Management | For | For | For | ||
1.5 | Elect Thomas Hamilton | Management | For | For | For | ||
1.6 | Elect Robert J. Kostelnik | Management | For | For | For | ||
1.7 | Elect Douglas Mahaffy | Management | For | For | For | ||
1.8 | Elect A. Terence Poole | Management | For | For | For | ||
1.9 | Elect John Reid | Management | For | For | For | ||
1.10 | Elect Janice G. Rennie | Management | For | Withhold | Against | ||
1.11 | Elect Monica Sloan | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
MetLife, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MET | CUSIP 59156R108 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Cheryl W. Grise | Management | For | For | For | ||
2 | Elect Carlos M. Gutierrez | Management | For | For | For | ||
3 | Elect R. Glenn Hubbard | Management | For | For | For | ||
4 | Elect Steven A. Kandarian | Management | For | For | For | ||
5 | Elect John M. Keane | Management | For | For | For | ||
6 | Elect Alfred F. Kelly, Jr. | Management | For | For | For | ||
7 | Elect William E. Kennard | Management | For | For | For | ||
8 | Elect James M. Kilts | Management | For | For | For | ||
9 | Elect Catherine R. Kinney | Management | For | For | For | ||
10 | Elect Denise M. Morrison | Management | For | For | For | ||
11 | Elect Kenton J. Sicchitano | Management | For | For | For | ||
12 | Elect Lulu C. Wang | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | 2015 Stock and Incentive Compensation Plan | Management | For | For | For | ||
16 | Non-Management Director Stock Compensation Plan | Management | For | For | For | ||
Microsoft Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSFT | CUSIP 594918104 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Steven A. Ballmer | Management | For | For | For | ||
2 | Elect Dina Dublon | Management | For | For | For | ||
3 | Elect William H. Gates III | Management | For | For | For | ||
4 | Elect Maria Klawe | Management | For | For | For | ||
5 | Elect Stephen J. Luczo | Management | For | For | For | ||
6 | Elect David F. Marquardt | Management | For | For | For | ||
7 | Elect Charles H. Noski | Management | For | For | For | ||
8 | Elect Helmut G. W. Panke | Management | For | For | For | ||
9 | Elect John W. Thompson | Management | For | Against | Against | ||
10 | Approval of the Material Terms of the Executive Officer Incentive Plan | Management | For | For | For | ||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Minerals Technologies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTX | CUSIP 603158106 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Duane R. Dunham | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Mondelez International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDLZ | CUSIP 50075N104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen F. Bollenbach | Management | For | For | For | ||
2 | Elect Lewis W.K. Booth | Management | For | For | For | ||
3 | Elect Lois D. Juliber | Management | For | For | For | ||
4 | Elect Mark D. Ketchum | Management | For | For | For | ||
5 | Elect Jorge S. Mesquita | Management | For | For | For | ||
6 | Elect Nelson Peltz | Management | For | For | For | ||
7 | Elect Fredric G. Reynolds | Management | For | For | For | ||
8 | Elect Irene B. Rosenfeld | Management | For | For | For | ||
9 | Elect Patrick T. Siewert | Management | For | For | For | ||
10 | Elect Ruth J. Simmons | Management | For | For | For | ||
11 | Elect Ratan N. Tata | Management | For | For | For | ||
12 | Elect Jean-Francois M. L. van Boxmeer | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Amendment to the 2005 Performance Incentive Plan | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Reporting on the Use of Non-Recyclable Packaging | Shareholder | Against | Against | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gregory H. Boyce | Management | For | For | For | ||
2 | Elect Laura K. Ipsen | Management | For | For | For | ||
3 | Elect William U. Parfet | Management | For | For | For | ||
4 | Elect George H. Poste | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against | For | ||
Moody's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCO | CUSIP 615369105 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jorge A. Bermudez | Management | For | For | For | ||
2 | Elect Kathryn M. Hill | Management | For | For | For | ||
3 | Elect Leslie F. Seidman | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Repeal of Classified Board | Management | For | For | For | ||
2 | Elect Denise C. Johnson | Management | For | For | For | ||
3 | Elect Nancy E. Cooper | Management | For | For | For | ||
4 | Elect James L. Popowich | Management | For | For | For | ||
5 | Elect James T. Prokopanko | Management | For | For | For | ||
6 | Elect Steven M. Seibert | Management | For | For | For | ||
7 | 2014 Stock and Incentive Plan | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Timothy S. Gitzel | Management | For | For | For | ||
2 | Elect William R. Graber | Management | For | For | For | ||
3 | Elect Emery N. Koenig | Management | For | For | For | ||
4 | Elect David T. Seaton | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
MSCI Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MSCI | CUSIP 55354G100 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Henry A. Fernandez | Management | For | For | For | ||
2 | Elect Robert G. Ashe | Management | For | For | For | ||
3 | Elect Benjamin F. duPont | Management | For | For | For | ||
4 | Elect Alice W. Handy | Management | For | For | For | ||
5 | Elect Catherine R. Kinney | Management | For | For | For | ||
6 | Elect Linda H. Riefler | Management | For | For | For | ||
7 | Elect George W. Siguler | Management | For | For | For | ||
8 | Elect Patrick Tierney | Management | For | For | For | ||
9 | Elect Rodolphe M. Vallee | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Mueller Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MLI | CUSIP 624756102 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gregory L. Christopher | Management | For | For | For | ||
1.2 | Elect Paul J. Flaherty | Management | For | For | For | ||
1.3 | Elect Gennaro J. Fulvio | Management | For | For | For | ||
1.4 | Elect Gary S. Gladstein | Management | For | For | For | ||
1.5 | Elect Scott J. Goldman | Management | For | Withhold | Against | ||
1.6 | Elect Terry Hermanson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | 2014 Incentive Plan | Management | For | For | For | ||
National Fuel Gas Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NFG | CUSIP 636180101 | 03/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Ronald W. Jibson | Management | For | For | For | ||
1.2 | Elect Jeffrey W. Shaw | Management | For | For | For | ||
1.3 | Elect Ronald J. Tanski | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Adopting Gender Identity and Expression Anti-Bias Policy | Shareholder | Against | For | Against | ||
National Oilwell Varco, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOV | CUSIP 637071101 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Merrill A. Miller, Jr. | Management | For | For | For | ||
2 | Elect Clay C. Williams | Management | For | For | For | ||
3 | Elect Greg L. Armstrong | Management | For | For | For | ||
4 | Elect Robert E. Beauchamp | Management | For | For | For | ||
5 | Elect Marcela E. Donadio | Management | For | For | For | ||
6 | Elect Ben A. Guill | Management | For | For | For | ||
7 | Elect David D. Harrison | Management | For | For | For | ||
8 | Elect Roger L. Jarvis | Management | For | For | For | ||
9 | Elect Eric L. Mattson | Management | For | For | For | ||
10 | Elect Jeffery A. Smisek | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Nestle S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NESN | CUSIP 641069406 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Compensation Report | Management | For | For | For | ||
3 | Ratification of Board and Management Acts | Management | For | For | For | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Amendments to Articles | Management | For | Against | Against | ||
6 | Elect Peter Brabeck-Letmathe | Management | For | For | For | ||
7 | Elect Paul Bulcke | Management | For | For | For | ||
8 | Elect Andreas Koopmann | Management | For | For | For | ||
9 | Elect Rolf Hanggi | Management | For | For | For | ||
10 | Elect Beat Hess | Management | For | For | For | ||
11 | Elect Daniel Borel | Management | For | For | For | ||
12 | Elect Steven G. Hoch | Management | For | For | For | ||
13 | Elect Naina Lal Kidwai | Management | For | For | For | ||
14 | Elect Titia de Lange | Management | For | For | For | ||
15 | Elect Jean-Pierre Roth | Management | For | For | For | ||
16 | Elect Ann Veneman | Management | For | For | For | ||
17 | Elect Henri de Castries | Management | For | For | For | ||
18 | Elect Eva Cheng | Management | For | For | For | ||
19 | Election of Chairman | Management | For | For | For | ||
20 | Elect Beat Hess as Compensation Committee Member | Management | For | For | For | ||
21 | Elect Daniel Borel as Compensation Committee Member | Management | For | For | For | ||
22 | Elect Andreas Koopmann as Compensation Committee Member | Management | For | For | For | ||
23 | Elect Jean-Pierre Roth as Compensation Committee Member | Management | For | For | For | ||
24 | Appointment of Auditor | Management | For | For | For | ||
25 | Appointment of Independent Proxy | Management | For | For | For | ||
26 | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A Shareholder DURING THE GENERAL MEETING, I INSTRUCT THE INDEPENDENT REPRESENTATIVE TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION: FOR = VOTE IN ACCORDANCE WITH THE PROPOSAL OF THE BOARD OF DIRECTORS; AGAINST = VOTE AGAINST THE PROPOSAL OF THE BOARD OF DIRECTORS; ABSTAIN = ABSTAIN | Shareholder | N/A | Abstain | N/A | ||
NeuStar, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSR | CUSIP 64126X201 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James G. Cullen | Management | For | For | For | ||
2 | Elect Joel P. Friedman | Management | For | For | For | ||
3 | Elect Mark N. Greene | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Amendment to the Corporate Bonus Plan | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against | ||
New Mountain Finance Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NMFC | CUSIP 647551100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Steven B. Klinsky | Management | For | Withhold | Against | ||
1.2 | Elect David R. Malpass | Management | For | For | For | ||
1.3 | Elect Kurt J. Wolfgruber | Management | For | Withhold | Against | ||
2 | Reorganization | Management | For | For | For | ||
3 | Approval of a New Investment Advisory Agreement | Management | For | For | For | ||
Newell Rubbermaid, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Kevin C. Conroy | Management | For | For | For | ||
2 | Elect Scott S. Cowen | Management | For | For | For | ||
3 | Elect Michael T. Cowhig | Management | For | For | For | ||
4 | Elect Cynthia A. Montgomery | Management | For | For | For | ||
5 | Elect Jose Ignacio Perez-Lizaur | Management | For | For | For | ||
6 | Elect Michael B. Polk | Management | For | For | For | ||
7 | Elect Michael A. Todman | Management | For | For | For | ||
8 | Elect Raymond G. Viault | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
NextEra Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEE | CUSIP 65339F101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Sherry S. Barrat | Management | For | For | For | ||
2 | Elect Robert M. Beall II | Management | For | For | For | ||
3 | Elect James L. Camaren | Management | For | For | For | ||
4 | Elect Kenneth B. Dunn | Management | For | For | For | ||
5 | Elect Kirk S. Hachigian | Management | For | For | For | ||
6 | Elect Toni Jennings | Management | For | For | For | ||
7 | Elect James L. Robo | Management | For | For | For | ||
8 | Elect Rudy E. Schupp | Management | For | For | For | ||
9 | Elect John L. Skolds | Management | For | For | For | ||
10 | Elect William H. Swanson | Management | For | For | For | ||
11 | Elect Hansel E. Tookes II | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against | ||
NICE-Systems Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NICE | CUSIP 653656108 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David Kostman | Management | For | For | For | ||
2 | Elect Joseph Atsmon | Management | For | For | For | ||
3 | Elect Rimon Ben-Shaoul | Management | For | Against | Against | ||
4 | Elect Yehoshua Ehrlich | Management | For | For | For | ||
5 | Elect Leo Apotheker | Management | For | For | For | ||
6 | Elect Joseph L. Cowan | Management | For | For | For | ||
7 | Option Grants of Directors | Management | For | For | For | ||
8 | Compensation of CEO | Management | For | For | For | ||
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
NICE-Systems Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NICE | CUSIP 653656108 | 08/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David Kostman | Management | For | For | For | ||
2 | Elect Joseph Atsmon | Management | For | For | For | ||
3 | Elect Rimon Ben-Shaoul | Management | For | For | For | ||
4 | Elect Yehoshua Ehrlich | Management | For | For | For | ||
5 | Elect Zeev Bregman | Management | For | For | For | ||
6 | Elect Leo Apotheker | Management | For | For | For | ||
7 | Elect Joseph L. Cowan | Management | For | For | For | ||
8 | Elect Dan Falk | Management | For | Against | Against | ||
9 | Elect Yocheved Dvir | Management | For | For | For | ||
10 | Approval of Chairman's Special Annual Fee | Management | For | For | For | ||
11 | Grant of Options to Directors | Management | For | For | For | ||
12 | Approve Certain Components of CEO's Compensation | Management | For | For | For | ||
13 | Approve Separation Bonus For Former Chairman | Management | For | For | For | ||
14 | Approval of Compensation Policy | Management | For | For | For | ||
15 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
Nielsen Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Indemnification of Directors | Management | For | For | For | ||
3 | Elect James A. Attwood, Jr. | Management | For | For | For | ||
4 | Elect David L. Calhoun | Management | For | For | For | ||
5 | Elect Karen M. Hoguet | Management | For | For | For | ||
6 | Elect James M. Kilts | Management | For | For | For | ||
7 | Elect Alexander Navab | Management | For | For | For | ||
8 | Elect Robert C. Pozen | Management | For | For | For | ||
9 | Elect Vivek Y. Ranadive | Management | For | For | For | ||
10 | Elect Ganesh B. Rao | Management | For | For | For | ||
11 | Elect Javier G. Teruel | Management | For | For | For | ||
12 | Appointment of Auditor | Management | For | For | For | ||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Management | For | For | For | ||
14 | Executive Annual Incentive Plan | Management | For | For | For | ||
15 | Authority to Repurchase Shares | Management | For | For | For | ||
16 | Company Name Change | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Nike Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NKE | CUSIP 654106103 | 09/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Alan B. Graf, Jr. | Management | For | For | For | ||
1.2 | Elect John C. Lechleiter | Management | For | For | For | ||
1.3 | Elect Phyllis M. Wise | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jeffrey L. Berenson | Management | For | For | For | ||
2 | Elect Michael A. Cawley | Management | For | For | For | ||
3 | Elect Edward F. Cox | Management | For | For | For | ||
4 | Elect Charles D. Davidson | Management | For | For | For | ||
5 | Elect Thomas J. Edelman | Management | For | For | For | ||
6 | Elect Eric P. Grubman | Management | For | For | For | ||
7 | Elect Kirby L. Hedrick | Management | For | For | For | ||
8 | Elect Scott D. Urban | Management | For | For | For | ||
9 | Elect William T. Van Kleef | Management | For | For | For | ||
10 | Elect Molly K. Williamson | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Nordstrom, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JWN | CUSIP 655664100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Phyllis J. Campbell | Management | For | For | For | ||
2 | Elect Michelle M. Ebanks | Management | For | For | For | ||
3 | Elect Enrique Hernandez, Jr. | Management | For | For | For | ||
4 | Elect Robert G. Miller | Management | For | For | For | ||
5 | Elect Blake W. Nordstrom | Management | For | For | For | ||
6 | Elect Erik B. Nordstrom | Management | For | For | For | ||
7 | Elect Peter E. Nordstrom | Management | For | For | For | ||
8 | Elect Philip G. Satre | Management | For | For | For | ||
9 | Elect Brad D. Smith | Management | For | For | For | ||
10 | Elect B. Kevin Turner | Management | For | For | For | ||
11 | Elect Robert D. Walter | Management | For | For | For | ||
12 | Elect Alison A. Winter | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Norfolk Southern Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSC | CUSIP 655844108 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Thomas D. Bell, Jr. | Management | For | For | For | ||
2 | Elect Erskine B. Bowles | Management | For | For | For | ||
3 | Elect Robert A. Bradway | Management | For | For | For | ||
4 | Elect Wesley G. Bush | Management | For | For | For | ||
5 | Elect Daniel A. Carp | Management | For | For | For | ||
6 | Elect Karen N. Horn | Management | For | Against | Against | ||
7 | Elect Steven F. Leer | Management | For | For | For | ||
8 | Elect Michael D. Lockhart | Management | For | For | For | ||
9 | Elect Amy E. Miles | Management | For | For | For | ||
10 | Elect Charles W. Moorman, IV | Management | For | For | For | ||
11 | Elect Martin H. Nesbitt | Management | For | For | For | ||
12 | Elect James A Squires | Management | For | For | For | ||
13 | Elect John R. Thompson | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Northeast Utilities | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NU | CUSIP 664397106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard H. Booth | Management | For | For | For | ||
1.2 | Elect John S. Clarkeson | Management | For | For | For | ||
1.3 | Elect Cotton M. Cleveland | Management | For | For | For | ||
1.4 | Elect Sanford Cloud, Jr. | Management | For | For | For | ||
1.5 | Elect James S. DiStasio | Management | For | For | For | ||
1.6 | Elect Francis A. Doyle | Management | For | For | For | ||
1.7 | Elect Charles K. Gifford | Management | For | For | For | ||
1.8 | Elect Paul A. La Camera | Management | For | For | For | ||
1.9 | Elect Kenneth R. Leibler | Management | For | For | For | ||
1.10 | Elect Thomas J. May | Management | For | For | For | ||
1.11 | Elect William C. Van Faasen | Management | For | For | For | ||
1.12 | Elect Frederica M. Williams | Management | For | For | For | ||
1.13 | Elect Dennis R. Wraase | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Novartis AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOVN | CUSIP 66987V109 | 02/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Ratification of Board and Management Acts | Management | For | For | For | ||
3 | Allocation of Profits/Dividends | Management | For | For | For | ||
4 | Board Compensation | Management | For | For | For | ||
5 | Executive Compensation | Management | For | For | For | ||
6 | Elect Jorg Reinhardt | Management | For | For | For | ||
7 | Elect Dimitri Azar | Management | For | For | For | ||
8 | Elect Verena A. Briner | Management | For | For | For | ||
9 | Elect Srikant Datar | Management | For | For | For | ||
10 | Elect Ann M. Fudge | Management | For | For | For | ||
11 | Elect Pierre Landolt | Management | For | For | For | ||
12 | Elect Ulrich Lehner | Management | For | For | For | ||
13 | Elect Andreas von Planta | Management | For | For | For | ||
14 | Elect Charles L. Sawyers | Management | For | For | For | ||
15 | Elect Enrico Vanni | Management | For | For | For | ||
16 | Elect William T. Winters | Management | For | For | For | ||
17 | Elect Compensation Committee Member (Srikant Datar) | Management | For | For | For | ||
18 | Elect Compensation Committee Member (Ann Fudge) | Management | For | For | For | ||
19 | Elect Compensation Committee Member (Ulrich Lehner) | Management | For | For | For | ||
20 | Elect Compensation Committee Member (Enrico Vanni) | Management | For | For | For | ||
21 | Appointment of Auditor | Management | For | For | For | ||
22 | Appointment of Independent Proxy | Management | For | For | For | ||
23 | In the case of ad-hoc/Miscellaneous Shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors | Shareholder | N/A | Abstain | N/A | ||
NRG Yield, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NYLD | CUSIP 62942X108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David Crane | Management | For | For | For | ||
1.2 | Elect John F. Chlebowski, Jr. | Management | For | For | For | ||
1.3 | Elect Kirkland B. Andrews | Management | For | For | For | ||
1.4 | Elect Brian R. Ford | Management | For | For | For | ||
1.5 | Elect Mauricio Gutierrez | Management | For | For | For | ||
1.6 | Elect Ferrell P. McClean | Management | For | For | For | ||
1.7 | Elect Christopher S. Sotos | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
Nuance Communications, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUAN | CUSIP 67020Y100 | 02/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Paul A. Ricci | Management | For | For | For | ||
2 | Elect Robert J. Frankenberg | Management | For | Against | Against | ||
3 | Elect Patrick T. Hackett | Management | For | For | For | ||
4 | Elect Brett Icahn | Management | For | For | For | ||
5 | Elect William H. Janeway | Management | For | For | For | ||
6 | Elect Mark R. Laret | Management | For | Against | Against | ||
7 | Elect Katharine A. Martin | Management | For | Against | Against | ||
8 | Elect Mark B. Myers | Management | For | For | For | ||
9 | Elect Philip J. Quigley | Management | For | For | For | ||
10 | Elect David Schechter | Management | For | For | For | ||
11 | Amendment to the Equity Compensation Plan | Management | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Peter C. Browning | Management | For | Withhold | Against | ||
1.2 | Elect John J. Ferriola | Management | For | For | For | ||
1.3 | Elect Harvey B. Gantt | Management | For | For | For | ||
1.4 | Elect Gregory J. Hayes | Management | For | For | For | ||
1.5 | Elect Victoria F. Haynes | Management | For | For | For | ||
1.6 | Elect Bernard L. Kasriel | Management | For | For | For | ||
1.7 | Elect Christopher J. Kearney | Management | For | For | For | ||
1.8 | Elect Raymond J. Milchovich | Management | For | For | For | ||
1.9 | Elect John H. Walker | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | 2014 Omnibus Incentive Compensation Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Spencer Abraham | Management | For | Against | Against | ||
2 | Elect Howard I. Atkins | Management | For | Against | Against | ||
3 | Elect Eugene L. Batchelder | Management | For | For | For | ||
4 | Elect Stephen I. Chazen | Management | For | For | For | ||
5 | Elect Edward P. Djerejian | Management | For | For | For | ||
6 | Elect John E. Feick | Management | For | For | For | ||
7 | Elect Margaret M. Foran | Management | For | Against | Against | ||
8 | Elect Carlos M. Gutierrez | Management | For | Against | Against | ||
9 | Elect William R. Klesse | Management | For | For | For | ||
10 | Elect Avedick B. Poladian | Management | For | For | For | ||
11 | Elect Elisse B. Walter | Management | For | For | For | ||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Amend Certificate to Permit Action by Written Consent | Management | For | For | For | ||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Office Depot Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ODP | CUSIP 676220106 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Roland C. Smith | Management | For | For | For | ||
2 | Elect Warren F. Bryant | Management | For | For | For | ||
3 | Elect Rakesh Gangwal | Management | For | For | For | ||
4 | Elect Cynthia T. Jamison | Management | For | For | For | ||
5 | Elect V. James Marino | Management | For | For | For | ||
6 | Elect Francesca Ruiz De Luzuriaga | Management | For | For | For | ||
7 | Elect Michael J. Massey | Management | For | For | For | ||
8 | Elect Jeffrey C. Smith | Management | For | For | For | ||
9 | Elect David M. Szymanski | Management | For | For | For | ||
10 | Elect Nigel Travis | Management | For | For | For | ||
11 | Elect Joseph Vassalluzzo | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Oge Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OGE | CUSIP 670837103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James H. Brandi | Management | For | For | For | ||
1.2 | Elect Wayne H. Brunetti | Management | For | For | For | ||
1.3 | Elect Luke R. Corbett | Management | For | For | For | ||
1.4 | Elect Peter B. Delaney | Management | For | For | For | ||
1.5 | Elect John D. Groendyke | Management | For | For | For | ||
1.6 | Elect Kirk Humphreys | Management | For | For | For | ||
1.7 | Elect Robert Kelley | Management | For | For | For | ||
1.8 | Elect Robert O. Lorenz | Management | For | For | For | ||
1.9 | Elect Judy R. McReynolds | Management | For | For | For | ||
1.10 | Elect Sheila G. Talton | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Omnicom Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OMC | CUSIP 681919106 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John D. Wren | Management | For | For | For | ||
2 | Elect Bruce Crawford | Management | For | For | For | ||
3 | Elect Alan R. Batkin | Management | For | For | For | ||
4 | Elect Mary C. Choksi | Management | For | For | For | ||
5 | Elect Robert C. Clark | Management | For | For | For | ||
6 | Elect Leonard S. Coleman, Jr. | Management | For | For | For | ||
7 | Elect Errol M. Cook | Management | For | For | For | ||
8 | Elect Susan S. Denison | Management | For | For | For | ||
9 | Elect Michael A. Henning | Management | For | For | For | ||
10 | Elect John R. Murphy | Management | For | For | For | ||
11 | Elect John R. Purcell | Management | For | For | For | ||
12 | Elect Linda Johnson Rice | Management | For | For | For | ||
13 | Elect Gary L. Roubos | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Oracle Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ORCL | CUSIP 68389X105 | 10/31/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Jeffrey S. Berg | Management | For | For | For | ||
1.2 | Elect Raymond Bingham | Management | For | Withhold | Against | ||
1.3 | Elect Michael J. Boskin | Management | For | For | For | ||
1.4 | Elect Safra A. Catz | Management | For | Withhold | Against | ||
1.5 | Elect Bruce R. Chizen | Management | For | Withhold | Against | ||
1.6 | Elect George H. Conrades | Management | For | Withhold | Against | ||
1.7 | Elect Lawrence J. Ellison | Management | For | For | For | ||
1.8 | Elect Hector Garcia-Molina | Management | For | For | For | ||
1.9 | Elect Jeffrey O. Henley | Management | For | For | For | ||
1.10 | Elect Mark V. Hurd | Management | For | For | For | ||
1.11 | Elect Naomi O. Seligman | Management | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Amendment to the 2000 Long-Term Incentive Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Human Rights Committee | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Counting Abstentions | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding the Use of Multiple Metrics for Executive Performance Measures | Shareholder | Against | For | Against | ||
9 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against | For | ||
Pacira Pharmaceuticals Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCRX | CUSIP 695127100 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Yvonne Greenstreet | Management | For | For | For | ||
1.2 | Elect Gary Pace | Management | For | For | For | ||
1.3 | Elect David M. Stack | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Amendment to the 2011 Stock Incentive Plan | Management | For | Against | Against | ||
5 | 2014 Employee Stock Purchase Plan | Management | For | For | For | ||
Packaging Corporation of America | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PKG | CUSIP 695156109 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Cheryl K. Beebe | Management | For | For | For | ||
2 | Elect Hasan Jameel | Management | For | For | For | ||
3 | Elect Mark W. Kowlzan | Management | For | For | For | ||
4 | Elect Robert C. Lyons | Management | For | For | For | ||
5 | Elect Thomas P. Maurer | Management | For | For | For | ||
6 | Elect Samuel Mencoff | Management | For | For | For | ||
7 | Elect Roger B. Porter | Management | For | For | For | ||
8 | Elect Thomas S. Souleles | Management | For | For | For | ||
9 | Elect Paul T. Stecko | Management | For | For | For | ||
10 | Elect James D. Woodrum | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Pall Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLL | CUSIP 696429307 | 12/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Amy E. Alving | Management | For | For | For | ||
2 | Elect Robert B. Coutts | Management | For | For | For | ||
3 | Elect Mark E. Goldstein | Management | For | For | For | ||
4 | Elect Cheryl W. Grise | Management | For | For | For | ||
5 | Elect Ronald L. Hoffman | Management | For | For | For | ||
6 | Elect Lawrence D. Kingsley | Management | For | For | For | ||
7 | Elect Dennis N. Longstreet | Management | For | For | For | ||
8 | Elect Craig Owens | Management | For | For | For | ||
9 | Elect Katharine L. Plourde | Management | For | For | For | ||
10 | Elect Edward Travaglianti | Management | For | For | For | ||
11 | Elect Bret W. Wise | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Pearson plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSON | CUSIP 705015105 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Elect David Arculus | Management | For | For | For | ||
4 | Elect Vivienne Cox | Management | For | For | For | ||
5 | Elect John Fallon | Management | For | For | For | ||
6 | Elect Robin Freestone | Management | For | For | For | ||
7 | Elect Kenneth Hydon | Management | For | For | For | ||
8 | Elect S. Joshua Lewis | Management | For | For | For | ||
9 | Elect Glen R. Moreno | Management | For | For | For | ||
10 | Elect Linda Koch Lorimer | Management | For | For | For | ||
11 | Elect Harish M. Manwani | Management | For | For | For | ||
12 | Remuneration Policy (Binding) | Management | For | For | For | ||
13 | Remuneration Report (Advisory) | Management | For | For | For | ||
14 | Appointment of Auditor | Management | For | For | For | ||
15 | Authority to Set Auditor's Fees | Management | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
18 | Authority to Repurchase Shares | Management | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
20 | Renew Worldwide Save for Shares Plan | Management | For | For | For | ||
Pearson plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSON | CINS G69651100 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Elect David Arculus | Management | For | For | For | ||
4 | Elect Vivienne Cox | Management | For | For | For | ||
5 | Elect John Fallon | Management | For | For | For | ||
6 | Elect Robin Freestone | Management | For | For | For | ||
7 | Elect Kenneth Hydon | Management | For | For | For | ||
8 | Elect S. Joshua Lewis | Management | For | For | For | ||
9 | Elect Glen R. Moreno | Management | For | For | For | ||
10 | Elect Linda Koch Lorimer | Management | For | For | For | ||
11 | Elect Harish M. Manwani | Management | For | For | For | ||
12 | Remuneration Policy (Binding) | Management | For | For | For | ||
13 | Remuneration Report (Advisory) | Management | For | For | For | ||
14 | Appointment of Auditor | Management | For | For | For | ||
15 | Authority to Set Auditor's Fees | Management | For | For | For | ||
16 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
17 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
18 | Authority to Repurchase Shares | Management | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
20 | Renew Worldwide Save for Shares Plan | Management | For | For | For | ||
21 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Pentair Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNR | CUSIP H6169Q108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Glynis A. Bryan | Management | For | For | For | ||
2 | Elect Jerry W. Burris | Management | For | For | For | ||
3 | Elect Carol Anthony Davidson | Management | For | For | For | ||
4 | Elect T. Michael Glenn | Management | For | For | For | ||
5 | Elect David H. Y. Ho | Management | For | For | For | ||
6 | Elect Randall J. Hogan | Management | For | For | For | ||
7 | Elect David A. Jones | Management | For | For | For | ||
8 | Elect Ronald L. Merriman | Management | For | For | For | ||
9 | Elect William T. Monahan | Management | For | For | For | ||
10 | Elect Billie Ida Williamson | Management | For | For | For | ||
11 | Elect Randall J. Hogan as Chairman of the Board of Directors | Management | For | For | For | ||
12 | Elect David A. Jones | Management | For | For | For | ||
13 | Elect Glynis A. Bryan | Management | For | For | For | ||
14 | Elect T. Michael Glenn | Management | For | For | For | ||
15 | Elect William T. Monahan | Management | For | For | For | ||
16 | Elect Proxy Voting Services Gmbh as the Independent Proxy | Management | For | For | For | ||
17 | Accounts and Reports | Management | For | For | For | ||
18 | Indemnification of Directors and Officers | Management | For | For | For | ||
19 | Appointment of Statutory Auditor | Management | For | For | For | ||
20 | Appointment of Independent Auditor | Management | For | For | For | ||
21 | Appointment of Special Auditor | Management | For | For | For | ||
22 | Allocation of Available Earnings | Management | For | For | For | ||
23 | Dividend from Capital Reserves | Management | For | For | For | ||
24 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
25 | Renewal of Authorized Capital | Management | For | For | For | ||
Pentair Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNR | CUSIP H6169Q111 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Redomestication from Switzerland to Ireland | Management | For | For | For | ||
2 | Elimination of Voting Restrictions on 20% Holders | Management | For | For | For | ||
3 | Reduction in Share Premium Account | Management | For | For | For | ||
People's United Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBCT | CUSIP 712704105 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John P. Barnes | Management | For | For | For | ||
1.2 | Elect Collin P. Baron | Management | For | Withhold | Against | ||
1.3 | Elect Kevin T. Bottomley | Management | For | For | For | ||
1.4 | Elect John K. Dwight | Management | For | For | For | ||
1.5 | Elect Janet M. Hansen | Management | For | For | For | ||
1.6 | Elect Richard M. Hoyt | Management | For | For | For | ||
1.7 | Elect Nancy McAllister | Management | For | For | For | ||
1.8 | Elect Mark W. Richards | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | 2014 Long-Term Incentive Plan | Management | For | Against | Against | ||
4 | Amendment to the Directors' Equity Compensation Plan | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Shona L. Brown | Management | For | For | For | ||
2 | Elect George W. Buckley | Management | For | For | For | ||
3 | Elect Ian M. Cook | Management | For | For | For | ||
4 | Elect Dina Dublon | Management | For | For | For | ||
5 | Elect Rona A. Fairhead | Management | For | For | For | ||
6 | Elect Ray L. Hunt | Management | For | For | For | ||
7 | Elect Alberto Ibarguen | Management | For | For | For | ||
8 | Elect Indra K. Nooyi | Management | For | For | For | ||
9 | Elect Sharon Percy Rockefeller | Management | For | For | For | ||
10 | Elect James J. Schiro | Management | For | For | For | ||
11 | Elect Lloyd G. Trotter | Management | For | For | For | ||
12 | Elect Daniel Vasella | Management | For | For | For | ||
13 | Elect Alberto Weisser | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Approval of Executive Incentive Compensation Plan | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Approval of Political Contributions Policy | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
Petsmart, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETM | CUSIP 716768106 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Angel Cabrera | Management | For | Against | Against | ||
2 | Elect Rita V. Foley | Management | For | Against | Against | ||
3 | Elect Rakesh Gangwal | Management | For | Against | Against | ||
4 | Elect Joseph S. Hardin, Jr. | Management | For | Against | Against | ||
5 | Elect Gregory P. Josefowicz | Management | For | Against | Against | ||
6 | Elect David K. Lenhardt | Management | For | Against | Against | ||
7 | Elect Richard K. Lochridge | Management | For | Against | Against | ||
8 | Elect Barbara A. Munder | Management | For | Against | Against | ||
9 | Elect Elizabeth A. Nickels | Management | For | Against | Against | ||
10 | Elect Thomas G. Stemberg | Management | For | Against | Against | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Dennis A. Ausiello | Management | For | For | For | ||
2 | Elect W. Don Cornwell | Management | For | For | For | ||
3 | Elect Frances D. Fergusson | Management | For | For | For | ||
4 | Elect Helen H. Hobbs | Management | For | For | For | ||
5 | Elect Constance J. Horner | Management | For | For | For | ||
6 | Elect James M. Kilts | Management | For | For | For | ||
7 | Elect George A. Lorch | Management | For | For | For | ||
8 | Elect Shantanu Narayen | Management | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Management | For | For | For | ||
10 | Elect Ian C. Read | Management | For | For | For | ||
11 | Elect Stephen W. Sanger | Management | For | For | For | ||
12 | Elect Marc Tessier-Lavigne | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | 2014 Stock Plan | Management | For | For | For | ||
16 | Shareholder PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Harold Brown | Management | For | For | For | ||
2 | Elect Andre Calantzopoulos | Management | For | For | For | ||
3 | Elect Louis C. Camilleri | Management | For | For | For | ||
4 | Elect Jennifer Li | Management | For | For | For | ||
5 | Elect Sergio Marchionne | Management | For | For | For | ||
6 | Elect Kalpana Morparia | Management | For | For | For | ||
7 | Elect Lucio A. Noto | Management | For | For | For | ||
8 | Elect Robert B. Polet | Management | For | For | For | ||
9 | Elect Carlos Slim Helu | Management | For | For | For | ||
10 | Elect Stephen M. Wolf | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
14 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Against | Against | For | ||
Pinnacle West Capital Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNW | CUSIP 723484101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Donald E. Brandt | Management | For | For | For | ||
1.2 | Elect Susan Clark-Johnson | Management | For | For | For | ||
1.3 | Elect Denis A. Cortese | Management | For | For | For | ||
1.4 | Elect Richard P. Fox | Management | For | For | For | ||
1.5 | Elect Michael L. Gallagher | Management | For | Withhold | Against | ||
1.6 | Elect Roy A. Herberger, Jr. | Management | For | For | For | ||
1.7 | Elect Dale E. Klein | Management | For | For | For | ||
1.8 | Elect Humberto S. Lopez | Management | For | For | For | ||
1.9 | Elect Kathryn L. Munro | Management | For | For | For | ||
1.10 | Elect Bruce J. Nordstrom | Management | For | For | For | ||
1.11 | Elect David Wagener | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Pioneer Natural Resources Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PXD | CUSIP 723787107 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Timothy L. Dove | Management | For | For | For | ||
2 | Elect Stacy P. Methvin | Management | For | For | For | ||
3 | Elect Charles E. Ramsey, Jr. | Management | For | For | For | ||
4 | Elect Frank A. Risch | Management | For | For | For | ||
5 | Elect Edison C. Buchanan | Management | For | For | For | ||
6 | Elect Larry R. Grillot | Management | For | For | For | ||
7 | Elect J. Kenneth Thompson | Management | For | For | For | ||
8 | Elect Jim A. Watson | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Reapproval of Material Terms of the 2006 Long-Term Incentive Plan | Management | For | For | For | ||
Pitney Bowes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PBI | CUSIP 724479100 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linda G. Alvarado | Management | For | For | For | ||
2 | Elect Anne M. Busquet | Management | For | For | For | ||
3 | Elect Roger Fradin | Management | For | For | For | ||
4 | Elect Anne Sutherland Fuchs | Management | For | For | For | ||
5 | Elect S. Douglas Hutcheson | Management | For | For | For | ||
6 | Elect Marc B. Lautenbach | Management | For | For | For | ||
7 | Elect Eduardo R. Menasce | Management | For | For | For | ||
8 | Elect Michael I. Roth | Management | For | For | For | ||
9 | Elect David L. Shedlarz | Management | For | For | For | ||
10 | Elect David B. Snow, Jr. | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Directors' Stock Plan | Management | For | For | For | ||
Plum Creek Timber Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCL | CUSIP 729251108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Rick R. Holley | Management | For | For | For | ||
2 | Elect Robin Josephs | Management | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Management | For | For | For | ||
4 | Elect John G. McDonald | Management | For | For | For | ||
5 | Elect Robert B. McLeod | Management | For | For | For | ||
6 | Elect John F. Morgan, Sr. | Management | For | For | For | ||
7 | Elect Marc F. Racicot | Management | For | For | For | ||
8 | Elect Laurence A. Selzer | Management | For | For | For | ||
9 | Elect Stephen C. Tobias | Management | For | For | For | ||
10 | Elect Martin A. White | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
12 | Ratification of Auditor | Management | For | For | For | ||
PNC Financial Services Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNC | CUSIP 693475105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard O. Berndt | Management | For | For | For | ||
2 | Elect Charles E. Bunch | Management | For | For | For | ||
3 | Elect Paul W. Chellgren | Management | For | For | For | ||
4 | Elect William S. Demchak | Management | For | For | For | ||
5 | Elect Andrew T. Feldstein | Management | For | For | For | ||
6 | Elect Kay Coles James | Management | For | For | For | ||
7 | Elect Richard B. Kelson | Management | For | For | For | ||
8 | Elect Anthony A. Massaro | Management | For | For | For | ||
9 | Elect Jane G. Pepper | Management | For | For | For | ||
10 | Elect Donald J. Shepard | Management | For | For | For | ||
11 | Elect Lorene K. Steffes | Management | For | For | For | ||
12 | Elect Dennis F. Strigl | Management | For | For | For | ||
13 | Elect Thomas J. Usher | Management | For | Against | Against | ||
14 | Elect George H. Walls, Jr. | Management | For | For | For | ||
15 | Elect Helge H. Wehmeier | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
18 | Shareholder Proposal Regarding Lending Portfolio Exposure To Climate Change Risk | Shareholder | Against | Against | For | ||
Polaris Industries Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PII | CUSIP 731068102 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Kevin M. Farr | Management | For | For | For | ||
1.2 | Elect Gary E. Hendrickson | Management | For | For | For | ||
1.3 | Elect Mark Schreck | Management | For | For | For | ||
1.4 | Elect William G. Van Dyke | Management | For | For | For | ||
2 | Amendment to the Senior Executive Annual Incentive Compensation Plan | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen F. Angel | Management | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Management | For | For | For | ||
3 | Elect Nance K. Dicciani | Management | For | For | For | ||
4 | Elect Edward G. Galante | Management | For | For | For | ||
5 | Elect Claire W. Gargalli | Management | For | For | For | ||
6 | Elect Ira D. Hall | Management | For | For | For | ||
7 | Elect Raymond W. LeBoeuf | Management | For | For | For | ||
8 | Elect Larry D. McVay | Management | For | For | For | ||
9 | Elect Denise L. Ramos | Management | For | For | For | ||
10 | Elect Wayne T. Smith | Management | For | For | For | ||
11 | Elect Robert L. Wood | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mark Donegan | Management | For | For | For | ||
1.2 | Elect Daniel J. Murphy | Management | For | For | For | ||
1.3 | Elect Vernon E. Oechsle | Management | For | For | For | ||
1.4 | Elect Rick Schmidt | Management | For | For | For | ||
1.5 | Elect Richard L. Wambold | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Amendment to the 2001 Stock Incentive Plan | Management | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Management | For | For | For | ||
PVH Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVH | CUSIP 693656100 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary Baglivo | Management | For | For | For | ||
2 | Elect Brent Callinicos | Management | For | For | For | ||
3 | Elect Emanuel Chirico | Management | For | For | For | ||
4 | Elect Juan R. Figuereo | Management | For | For | For | ||
5 | Elect Joseph B. Fuller | Management | For | For | For | ||
6 | Elect Fred Gehring | Management | For | For | For | ||
7 | Elect Bruce Maggin | Management | For | For | For | ||
8 | Elect V. James Marino | Management | For | For | For | ||
9 | Elect Henry Nasella | Management | For | For | For | ||
10 | Elect Rita M. Rodriguez | Management | For | For | For | ||
11 | Elect Edward R. Rosenfeld | Management | For | For | For | ||
12 | Elect Craig W. Rydin | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
QEP Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert F. Heinemann | Management | For | For | For | ||
1.2 | Elect Robert E. McKee III | Management | For | For | For | ||
1.3 | Elect David A. Trice | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | Shareholder | For | For | For | ||
Quanta Services, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PWR | CUSIP 74762E102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James R. Ball | Management | For | Against | Against | ||
2 | Elect John Michal Conaway | Management | For | Against | Against | ||
3 | Elect Vincent D. Foster | Management | For | For | For | ||
4 | Elect Bernard Fried | Management | For | For | For | ||
5 | Elect Louis C. Golm | Management | For | For | For | ||
6 | Elect Worthing F. Jackman | Management | For | For | For | ||
7 | Elect James F. O'Neil III | Management | For | For | For | ||
8 | Elect Bruce E. Ranck | Management | For | For | For | ||
9 | Elect Margaret B. Shannon | Management | For | For | For | ||
10 | Elect Pat Wood III | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Range Resources Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRC | CUSIP 75281A109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Anthony V. Dub | Management | For | For | For | ||
2 | Elect V. Richard Eales | Management | For | For | For | ||
3 | Elect Allen Finkelson | Management | For | For | For | ||
4 | Elect James M. Funk | Management | For | For | For | ||
5 | Elect Jonathan S. Linker | Management | For | For | For | ||
6 | Elect Mary Ralph Lowe | Management | For | For | For | ||
7 | Elect Kevin S. McCarthy | Management | For | For | For | ||
8 | Elect John H. Pinkerton | Management | For | For | For | ||
9 | Elect Jeffrey L. Ventura | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Raytheon Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RTN | CUSIP 755111507 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James E. Cartwright | Management | For | For | For | ||
2 | Elect Vernon E. Clark | Management | For | For | For | ||
3 | Elect Stephen J. Hadley | Management | For | For | For | ||
4 | Elect Thomas A. Kennedy | Management | For | For | For | ||
5 | Elect George R. Oliver | Management | For | For | For | ||
6 | Elect Michael C. Ruettgers | Management | For | For | For | ||
7 | Elect Ronald L. Skates | Management | For | For | For | ||
8 | Elect William R. Spivey | Management | For | For | For | ||
9 | Elect Linda G. Stuntz | Management | For | For | For | ||
10 | Elect William H. Swanson | Management | For | For | For | ||
11 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Shareholder Ability to Act by Written Consent | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
Regal Entertainment Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RGC | CUSIP 758766109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Stephen A. Kaplan | Management | For | For | For | ||
1.2 | Elect Jack Tyrrell | Management | For | For | For | ||
1.3 | Elect Nestor R. Weigand, Jr. | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Regeneron Pharmaceuticals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REGN | CUSIP 75886F107 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Alfred G. Gilman | Management | For | Withhold | Against | ||
1.2 | Elect Joseph L. Goldstein | Management | For | For | For | ||
1.3 | Elect Robert A. Ingram | Management | For | For | For | ||
1.4 | Elect Christine A. Poon | Management | For | For | For | ||
1.5 | Elect P. Roy Vagelos | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
4 | Approval of 2014 Long-Term Incentive Plan | Management | For | Against | Against | ||
Reinsurance Group of America, Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RGA | CUSIP 759351604 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Christine R. Detrick | Management | For | For | For | ||
1.2 | Elect Joyce A. Phillips | Management | For | For | For | ||
1.3 | Elect Arnoud W.A. Boot | Management | For | For | For | ||
1.4 | Elect John F. Danahy | Management | For | For | For | ||
1.5 | Elect J. Cliff Eason | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Retailmenot | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SALE | CUSIP 76132B106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect C. Thomas Ball | Management | For | For | For | ||
2 | Elect Jeffrey M. Crowe | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Rockwell Automation, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROK | CUSIP 773903109 | 02/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Steven R. Kalmanson | Management | For | For | For | ||
1.2 | Elect James P. Keane | Management | For | For | For | ||
1.3 | Elect Donald R. Parfet | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | For | For | For | ||
Roper Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ROP | CUSIP 776696106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard F. Wallman | Management | For | For | For | ||
1.2 | Elect Christopher Wright | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Rowan Companies plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Thomas P. Burke | Management | For | For | For | ||
2 | Elect William T. Fox III | Management | For | For | For | ||
3 | Elect Sir Graham Hearne | Management | For | For | For | ||
4 | Elect Lord Moynihan | Management | For | For | For | ||
5 | Elect John J. Quicke | Management | For | For | For | ||
6 | Elect W. Matt Ralls | Management | For | For | For | ||
7 | Elect Tore I. Sandvold | Management | For | Against | Against | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Ratification of Statutory Auditor | Management | For | For | For | ||
10 | Approval of the Statutory Auditors’ Remuneration | Management | For | For | For | ||
11 | Approval of U.K. Directors’ Remuneration Policy | Management | For | For | For | ||
12 | Approval of U.K. Statutory Implementation Report | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Royal Dutch Shell Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDSB | CUSIP 780259206 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Policy (Binding) | Management | For | For | For | ||
3 | Remuneration Report (Advisory) | Management | For | For | For | ||
4 | Elect Euleen Goh | Management | For | For | For | ||
5 | Elect Patricia A. Woertz | Management | For | For | For | ||
6 | Elect Ben Van Beurden | Management | For | For | For | ||
7 | Elect Guy Elliott | Management | For | For | For | ||
8 | Elect Simon Henry | Management | For | For | For | ||
9 | Elect Charles O. Holliday, Jr. | Management | For | For | For | ||
10 | Elect Gerard Kleisterlee | Management | For | For | For | ||
11 | Elect Jorma Ollila | Management | For | For | For | ||
12 | Elect Sir Nigel Sheinwald | Management | For | For | For | ||
13 | Elect Linda G. Stuntz | Management | For | For | For | ||
14 | Elect Hans Wijers | Management | For | For | For | ||
15 | Elect Gerrit Zalm | Management | For | For | For | ||
16 | Appointment of Auditor | Management | For | For | For | ||
17 | Authority to Set Auditor's Fees | Management | For | For | For | ||
18 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
20 | Authority to Repurchase Shares | Management | For | For | For | ||
21 | Long Term Incentive Plan | Management | For | For | For | ||
22 | Deferred Bonus Plan | Management | For | For | For | ||
23 | Restricted Share Plan | Management | For | For | For | ||
24 | Authorisation of Political Donations | Management | For | For | For | ||
SanDisk Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael E. Marks | Management | For | Against | Against | ||
2 | Elect Irwin Federman | Management | For | Against | Against | ||
3 | Elect Steven J. Gomo | Management | For | For | For | ||
4 | Elect Eddy W. Hartenstein | Management | For | For | For | ||
5 | Elect Chenming Hu | Management | For | Against | Against | ||
6 | Elect Catherine P. Lego | Management | For | For | For | ||
7 | Elect Sanjay Mehrotra | Management | For | For | For | ||
8 | Elect D. Scott Mercer | Management | For | For | For | ||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Sanofi | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SAN | CUSIP 80105N105 | 05/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports; Approval of Non-Tax Deductible Expenses | Management | For | For | For | ||
2 | Consolidated Accounts and Reports | Management | For | For | For | ||
3 | Allocation of Profits/Dividends | Management | For | For | For | ||
4 | Related Party Transactions | Management | For | For | For | ||
5 | Elect Christopher Viehbacher | Management | For | For | For | ||
6 | Elect Robert Castaigne | Management | For | For | For | ||
7 | Elect Christian Mulliez | Management | For | For | For | ||
8 | Elect Patrick Kron | Management | For | For | For | ||
9 | Remuneration of Serge Weinberg, Chairman | Management | For | For | For | ||
10 | Remuneration of Christopher Viehbacher, CEO | Management | For | For | For | ||
11 | Authority to Repurchase Shares | Management | For | For | For | ||
12 | Authorization of Legal Formalities | Management | For | For | For | ||
SBA Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBAC | CUSIP 78388J106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Steven E. Bernstein | Management | For | For | For | ||
2 | Elect Duncan H. Cocroft | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Peter L.S. Currie | Management | For | For | For | ||
2 | Elect Tony Isaac | Management | For | For | For | ||
3 | Elect K.V. Kamath | Management | For | For | For | ||
4 | Elect Maureen Kempston Darkes | Management | For | For | For | ||
5 | Elect Paal Kibsgaard | Management | For | For | For | ||
6 | Elect Nikolay Kudryavtsev | Management | For | For | For | ||
7 | Elect Michael E. Marks | Management | For | For | For | ||
8 | Elect Lubna Olayan | Management | For | For | For | ||
9 | Elect Leo Rafael Reif | Management | For | For | For | ||
10 | Elect Tore I. Sandvold | Management | For | For | For | ||
11 | Elect Henri Seydoux | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Management | For | For | For | ||
14 | Appointment of Auditor | Management | For | For | For | ||
Scotts Miracle-Gro Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SMG | CUSIP 810186106 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James Hagedorn | Management | For | For | For | ||
1.2 | Elect James F. McCann | Management | For | For | For | ||
1.3 | Elect Nancy G. Mistretta | Management | For | For | For | ||
1.4 | Elect Stephanie M. Shern | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Amendment to the Executive Incentive Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Scripps Networks Interactive Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNI | CUSIP 811065101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Jarl Mohn | Management | For | For | For | ||
1.2 | Elect Nicholas B. Paumgarten | Management | For | For | For | ||
1.3 | Elect Jeffrey F. Sagansky | Management | For | For | For | ||
1.4 | Elect Ronald W. Tysoe | Management | For | Withhold | Against | ||
Seadrill Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SDRL | CUSIP G7945E105 | 09/20/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John Fredriksen | Management | For | Against | Against | ||
2 | Elect Tor Olav Troim | Management | For | Against | Against | ||
3 | Elect Kate Blankenship | Management | For | Against | Against | ||
4 | Elect Kathrine Fredriksen | Management | For | For | For | ||
5 | Elect Carl Erik Steen | Management | For | For | For | ||
6 | Elect Bert Bekker | Management | For | For | For | ||
7 | Elect Paul Leand, Jr. | Management | For | For | For | ||
8 | Amendments to Articles | Management | For | Against | Against | ||
9 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
10 | Directors' Fees | Management | For | Against | Against | ||
Sealed Air Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Hank Brown | Management | For | For | For | ||
2 | Elect Michael Chu | Management | For | For | For | ||
3 | Elect Lawrence R. Codey | Management | For | For | For | ||
4 | Elect Patrick Duff | Management | For | For | For | ||
5 | Elect Jacqueline B. Kosecoff | Management | For | For | For | ||
6 | Elect Kenneth P. Manning | Management | For | For | For | ||
7 | Elect William J. Marino | Management | For | For | For | ||
8 | Elect Jerome A. Peribere | Management | For | For | For | ||
9 | Elect Richard L. Wambold | Management | For | For | For | ||
10 | Elect Jerry R. Whitaker | Management | For | For | For | ||
11 | 2014 Omnibus Incentive Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Seaspan Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSW | CUSIP Y75638125 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Increase in Authorized Preferred Shares | Management | For | Against | Against | ||
2 | Repeal of Classified Board | Management | For | For | For | ||
Seaspan Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSW | CUSIP Y75638125 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John C. Hsu | Management | For | For | For | ||
1.2 | Elect David Lyall | Management | For | For | For | ||
1.3 | Elect Peter S. Shaerf | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Repeal of Classified Board | Management | For | For | For | ||
4 | Board Size | Management | For | For | For | ||
5 | Amendment to Supermajority Voting Requirement | Management | For | For | For | ||
SeaWorld Entertainment Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEAS | CUSIP 81282V100 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David F. D'Alessandro | Management | For | For | For | ||
1.2 | Elect Judith A. McHale | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
Sensient Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SXT | CUSIP 81725T100 | 04/24/2014 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Hank Brown | Management | For | TNA | N/A | ||
1.2 | Elect Edward H. Cichurski | Management | For | TNA | N/A | ||
1.3 | Elect Fergus M. Clydesdale | Management | For | TNA | N/A | ||
1.4 | Elect James A.D. Croft | Management | For | TNA | N/A | ||
1.5 | Elect William V. Hickey | Management | For | TNA | N/A | ||
1.6 | Elect Kenneth P. Manning | Management | For | TNA | N/A | ||
1.7 | Elect Paul Manning | Management | For | TNA | N/A | ||
1.8 | Elect Elaine R. Wedral | Management | For | TNA | N/A | ||
1.9 | Elect Essie Whitelaw | Management | For | TNA | N/A | ||
2 | Advisory Vote on Executive Compensation | Management | For | TNA | N/A | ||
3 | Reapproval of Incentive Compensation Plan for Elected Corporate Officers | Management | For | TNA | N/A | ||
4 | Ratification of Auditor | Management | For | TNA | N/A | ||
Sensient Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SXT | CUSIP 81725T100 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James R. Henderson | Management | For | For | For | ||
1.2 | Elect James E. Hyman | Management | For | For | For | ||
1.3 | Elect Stephen E. Loukas | Management | For | Withhold | Against | ||
1.4 | Elect William E. Redmond, Jr. | Management | For | For | For | ||
1.5 | Elect Management Nominee Hank Brown | Management | For | Withhold | Against | ||
1.6 | Elect Management Nominee E. H. Cichurski | Management | For | Withhold | Against | ||
1.7 | Elect Management Nominee F. M. Clydesdale | Management | For | Withhold | Against | ||
1.8 | Elect Management Nominee P. Manning | Management | For | For | For | ||
1.9 | Elect Management Nominee E. R. Wedral | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Reapproval of Incentive Compensation Plan for Elected Corporate Officers | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Sherwin-Williams Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHW | CUSIP 824348106 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Arthur F. Anton | Management | For | For | For | ||
2 | Elect Christopher M. Connor | Management | For | For | For | ||
3 | Elect David F. Hodnik | Management | For | For | For | ||
4 | Elect Thomas G. Kadien | Management | For | For | For | ||
5 | Elect Richard J. Kramer | Management | For | For | For | ||
6 | Elect Susan J. Kropf | Management | For | For | For | ||
7 | Elect Christine A. Poon | Management | For | For | For | ||
8 | Elect Richard K. Smucker | Management | For | For | For | ||
9 | Elect John M. Stropki, Jr. | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Sigma-Aldrich Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIAL | CUSIP 826552101 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Rebecca M. Bergman | Management | For | For | For | ||
2 | Elect George M. Church | Management | For | For | For | ||
3 | Elect Michael L. Marberry | Management | For | For | For | ||
4 | Elect W. Lee McCollum | Management | For | For | For | ||
5 | Elect Avi M. Nash | Management | For | For | For | ||
6 | Elect Steven M. Paul | Management | For | For | For | ||
7 | Elect J. Pedro Reinhard | Management | For | For | For | ||
8 | Elect Rakesh Sachdev | Management | For | For | For | ||
9 | Elect D. Dean Spatz | Management | For | For | For | ||
10 | Elect Barrett A. Toan | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Increase of Authorized Common Stock | Management | For | For | For | ||
13 | Authorization to Issue Preferred Stock | Management | For | For | For | ||
14 | 2014 Long-Term Incentive Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Singapore Telecommunications Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
Z74 | CINS Y79985209 | 07/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Singapore | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Elect Simon C. Israel | Management | For | For | For | ||
4 | Elect Peter E. Mason | Management | For | For | For | ||
5 | Elect David M. Gonski | Management | For | For | For | ||
6 | Directors' Fees | Management | For | For | For | ||
7 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
8 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | For | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Authority to Grant Awards and Issue Shares under the SingTel Performance Share Plan | Management | For | For | For | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Singapore Telecommunications Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
Z74 | CINS Y79985209 | 07/26/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Singapore | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Authority to Repurchase Shares | Management | For | For | For | ||
2 | Grant of Shares to Chua Sock Koong | Management | For | For | For | ||
Sirona Dental Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIRO | CUSIP 82966C103 | 02/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William K. Hood | Management | For | For | For | ||
1.2 | Elect Thomas Jetter | Management | For | For | For | ||
1.3 | Elect Harry M.J. Kraemer, Jr. | Management | For | For | For | ||
1.4 | Elect Jeffrey T. Slovin | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Repeal of Classified Board | Management | For | For | For | ||
Skyworks Solutions, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWKS | CUSIP 83088M102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David J. McLachlan | Management | For | For | For | ||
2 | Elect David J. Aldrich | Management | For | For | For | ||
3 | Elect Kevin L. Beebe | Management | For | For | For | ||
4 | Elect Timothy R. Furey | Management | For | For | For | ||
5 | Elect Balakrishnan S. Iyer | Management | For | For | For | ||
6 | Elect Christine King | Management | For | For | For | ||
7 | Elect David P. McGlade | Management | For | For | For | ||
8 | Elect Robert A. Schriesheim | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
SSGA Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSGXX | CUSIP 857492 | 02/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William L. Marshall | Management | For | For | For | ||
1.2 | Elect Patrick J. Riley | Management | For | For | For | ||
1.3 | Elect Richard D. Shirk | Management | For | For | For | ||
1.4 | Elect Bruce D. Taber | Management | For | For | For | ||
1.5 | Elect Scott F. Powers | Management | For | For | For | ||
1.6 | Elect Michael F. Holland | Management | For | Withhold | Against | ||
1.7 | Elect William L. Boyan | Management | For | For | For | ||
1.8 | Elect Rina K. Spence | Management | For | For | For | ||
1.9 | Elect Douglas T. Williams | Management | For | For | For | ||
1.10 | Elect James E. Ross | Management | For | For | For | ||
2 | Amendment to Declaration of Trust (Feeder Trust) | Management | For | Against | Against | ||
3 | Amendment to Declaration of Trust (Master Trust) | Management | For | Against | Against | ||
4 | Industry Concentration | Management | For | For | For | ||
5 | Borrowing Money and Issuing Senior Securities | Management | For | For | For | ||
6 | Making Loans | Management | For | For | For | ||
7 | Investment in Commodities | Management | For | For | For | ||
8 | Investment in Real Estate | Management | For | For | For | ||
9 | Underwriting of Securities | Management | For | For | For | ||
10 | Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For | For | ||
11 | Diversification of Investments | Management | For | For | For | ||
12 | Investment in Illiquid Securities | Management | For | For | For | ||
Stanley Black & Decker, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWK | CUSIP 854502101 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect George W. Buckley | Management | For | For | For | ||
1.2 | Elect Patrick D. Campbell | Management | For | For | For | ||
1.3 | Elect Carlos M. Cardoso | Management | For | For | For | ||
1.4 | Elect Robert B. Coutts | Management | For | For | For | ||
1.5 | Elect Debra A. Crew | Management | For | For | For | ||
1.6 | Elect Benjamin H. Griswold, IV | Management | For | For | For | ||
1.7 | Elect John F. Lundgren | Management | For | For | For | ||
1.8 | Elect Anthony Luiso | Management | For | For | For | ||
1.9 | Elect Marianne M. Parrs | Management | For | For | For | ||
1.10 | Elect Robert L. Ryan | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Starbucks Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBUX | CUSIP 855244109 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Howard Schultz | Management | For | For | For | ||
2 | Elect William W. Bradley | Management | For | For | For | ||
3 | Elect Robert M. Gates | Management | For | For | For | ||
4 | Elect Mellody Hobson | Management | For | For | For | ||
5 | Elect Kevin R. Johnson | Management | For | For | For | ||
6 | Elect Olden Lee | Management | For | For | For | ||
7 | Elect Joshua C. Ramo | Management | For | For | For | ||
8 | Elect James G. Shennan, Jr. | Management | For | For | For | ||
9 | Elect Clara Shih | Management | For | For | For | ||
10 | Elect Javier G. Teruel | Management | For | For | For | ||
11 | Elect Myron E. Ullman III | Management | For | For | For | ||
12 | Elect Craig E. Weatherup | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Starwood Property Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STWD | CUSIP 85571B105 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard D. Bronson | Management | For | For | For | ||
1.2 | Elect Jeffrey F. DiModica | Management | For | For | For | ||
1.3 | Elect Jeffrey G. Dishner | Management | For | For | For | ||
1.4 | Elect Camille J. Douglas | Management | For | For | For | ||
1.5 | Elect Boyd W. Fellows | Management | For | For | For | ||
1.6 | Elect Barry S. Sternlicht | Management | For | For | For | ||
1.7 | Elect Strauss Zelnick | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against | For | ||
Stericycle, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRCL | CUSIP 858912108 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mark C. Miller | Management | For | For | For | ||
2 | Elect Jack W. Schuler | Management | For | For | For | ||
3 | Elect Charles A. Alutto | Management | For | For | For | ||
4 | Elect Thomas D. Brown | Management | For | For | For | ||
5 | Elect Thomas F. Chen | Management | For | For | For | ||
6 | Elect Rod F. Dammeyer | Management | For | For | For | ||
7 | Elect William K. Hall | Management | For | For | For | ||
8 | Elect John Patience | Management | For | For | For | ||
9 | Elect Mike S. Zafirovski | Management | For | For | For | ||
10 | 2014 Incentive Stock Plan | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
14 | Right to Call a Special Meeting | Management | For | For | For | ||
SVB Financial Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIVB | CUSIP 78486Q101 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Greg W. Becker | Management | For | For | For | ||
1.2 | Elect Eric A. Benhamou | Management | For | For | For | ||
1.3 | Elect David M. Clapper | Management | For | For | For | ||
1.4 | Elect Roger F. Dunbar | Management | For | For | For | ||
1.5 | Elect Joel P. Friedman | Management | For | For | For | ||
1.6 | Elect C. Richard Kramlich | Management | For | For | For | ||
1.7 | Elect Lata Krishnan | Management | For | For | For | ||
1.8 | Elect Jeffrey N. Maggioncalda | Management | For | For | For | ||
1.9 | Elect Kate Mitchell | Management | For | For | For | ||
1.10 | Elect John F. Robinson | Management | For | For | For | ||
1.11 | Elect Garen K. Staglin | Management | For | For | For | ||
2 | Amendment to the 2006 Equity Incentive Plan | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Transaction of Other Business | Management | For | Against | Against | ||
Symantec Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SYMC | CUSIP 871503108 | 10/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen M. Bennett | Management | For | For | For | ||
2 | Elect Michael A. Brown | Management | For | For | For | ||
3 | Elect Frank E. Dangeard | Management | For | For | For | ||
4 | Elect Geraldine B. Laybourne | Management | For | For | For | ||
5 | Elect David Mahoney | Management | For | For | For | ||
6 | Elect Robert S. Miller | Management | For | For | For | ||
7 | Elect Anita Sands | Management | For | For | For | ||
8 | Elect Daniel H. Schulman | Management | For | For | For | ||
9 | Elect V. Paul Unruh | Management | For | For | For | ||
10 | Elect Suzanne Vautrinot | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | 2013 Equity Incentive Plan | Management | For | For | For | ||
14 | Amendment to the 2008 Employee Stock Purchase Plan | Management | For | For | For | ||
15 | Amendment to the Senior Executive Incentive Plan | Management | For | For | For | ||
T. Rowe Price Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TROW | CUSIP 74144T108 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mark S. Bartlett | Management | For | For | For | ||
2 | Elect Edward C. Bernard | Management | For | For | For | ||
3 | Elect Mary K. Bush | Management | For | For | For | ||
4 | Elect Donald B. Hebb, Jr. | Management | For | For | For | ||
5 | Elect Freeman A. Hrabowski, III | Management | For | For | For | ||
6 | Elect James A.C. Kennedy | Management | For | For | For | ||
7 | Elect Robert F. MacLellan | Management | For | For | For | ||
8 | Elect Brian C. Rogers | Management | For | For | For | ||
9 | Elect Olympia J. Snowe | Management | For | For | For | ||
10 | Elect Alfred Sommer | Management | For | For | For | ||
11 | Elect Dwight S. Taylor | Management | For | For | For | ||
12 | Elect Anne Marie Whittemore | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Targa Resources Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRGP | CUSIP 87612G101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Charles R. Crisp | Management | For | For | For | ||
1.2 | Elect Laura C. Fulton | Management | For | For | For | ||
1.3 | Elect James W. Whalen | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Target Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TGT | CUSIP 87612E106 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Roxanne S. Austin | Management | For | For | For | ||
2 | Elect Douglas M. Baker, Jr. | Management | For | For | For | ||
3 | Elect Calvin Darden | Management | For | For | For | ||
4 | Elect Henrique de Castro | Management | For | For | For | ||
5 | Elect James A. Johnson | Management | For | Against | Against | ||
6 | Elect Mary E. Minnick | Management | For | For | For | ||
7 | Elect Anne M. Mulcahy | Management | For | Against | Against | ||
8 | Elect Derica W. Rice | Management | For | For | For | ||
9 | Elect Kenneth L. Salazar | Management | For | For | For | ||
10 | Elect John G. Stumpf | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
13 | Shareholder Proposal Regarding Elimination of Perquisites | Shareholder | Against | Against | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Prohibiting Discrimination | Shareholder | Against | Against | For | ||
Teekay Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TK | CUSIP Y8564W103 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Thomas Kuo-Yuen Hsu | Management | For | For | For | ||
1.2 | Elect Axel Karlshoej | Management | For | For | For | ||
1.3 | Elect Bjorn Moller | Management | For | For | For | ||
1.4 | Elect Peter Evensen | Management | For | For | For | ||
Tetra Tech, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TTEK | CUSIP 88162G103 | 02/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Dan L. Batrack | Management | For | For | For | ||
1.2 | Elect Hugh M. Grant | Management | For | Withhold | Against | ||
1.3 | Elect Patrick C. Haden | Management | For | Withhold | Against | ||
1.4 | Elect J. Christopher Lewis | Management | For | For | For | ||
1.5 | Elect Kimberly E. Ritrievi | Management | For | For | For | ||
1.6 | Elect Albert E. Smith | Management | For | For | For | ||
1.7 | Elect J. Kenneth Thompson | Management | For | For | For | ||
1.8 | Elect Richard H. Truly | Management | For | For | For | ||
1.9 | Elect Kristen M. Volpi | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Amendment to the Executive Compensation Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEVA | CUSIP 881624209 | 02/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | CEO Employment Terms | Management | For | For | For | ||
Teva Pharmaceutical Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TEVA | CUSIP 881624209 | 08/27/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Moshe Many | Management | For | For | For | ||
2 | Elect Arie S. Belldegrun | Management | For | For | For | ||
3 | Elect Amir Elstein | Management | For | For | For | ||
4 | Elect Yitzhak Peterburg | Management | For | For | For | ||
5 | Cash Bonus for President and CEO | Management | For | For | For | ||
6 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | N/A | Against | N/A | ||
7 | Bonus Plan for President and CEO | Management | For | For | For | ||
8 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | N/A | Against | N/A | ||
9 | Approval of Compensation Policy | Management | For | For | For | ||
10 | Vote FOR if you have a personal interest in item; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager. | Management | N/A | Against | N/A | ||
11 | Allocation of Profits/Dividends | Management | For | For | For | ||
12 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
Texas Instruments Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXN | CUSIP 882508104 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ralph W. Babb, Jr. | Management | For | For | For | ||
2 | Elect Mark A. Blinn | Management | For | For | For | ||
3 | Elect Daniel A. Carp | Management | For | For | For | ||
4 | Elect Carrie S. Cox | Management | For | For | For | ||
5 | Elect Ronald Kirk | Management | For | For | For | ||
6 | Elect Pamela H. Patsley | Management | For | For | For | ||
7 | Elect Robert E. Sanchez | Management | For | For | For | ||
8 | Elect Wayne R. Sanders | Management | For | For | For | ||
9 | Elect Ruth J. Simmons | Management | For | For | For | ||
10 | Elect Richard K. Templeton | Management | For | For | For | ||
11 | Elect Christine Todd Whitman | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Approve the 2014 Stock Purchase Plan | Management | For | For | For | ||
15 | Approve Performance Criteria of the 2009 Long-Term Incentive Plan | Management | For | For | For | ||
Textron Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TXT | CUSIP 883203101 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Scott C. Donnelly | Management | For | For | For | ||
2 | Elect Kathleen M. Bader | Management | For | For | For | ||
3 | Elect R. Kerry Clark | Management | For | For | For | ||
4 | Elect James T. Conway | Management | For | For | For | ||
5 | Elect Ivor J. Evans | Management | For | For | For | ||
6 | Elect Lawrence K. Fish | Management | For | For | For | ||
7 | Elect Paul E. Gagne | Management | For | For | For | ||
8 | Elect Dain M. Hancock | Management | For | For | For | ||
9 | Elect Lord Powell of Bayswater KCMG | Management | For | For | For | ||
10 | Elect Lloyd G. Trotter | Management | For | For | For | ||
11 | Elect James L. Ziemer | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
The Hershey Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HSY | CUSIP 427866108 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Pamela M. Arway | Management | For | For | For |
1.2 | Elect John P. Bilbrey | Management | For | For | For | ||
1.3 | Elect Robert F. Cavanaugh | Management | For | For | For | ||
1.4 | Elect Charles A. Davis | Management | For | For | For | ||
1.5 | Elect Mary Kay Haben | Management | For | For | For | ||
1.6 | Elect Robert M. Malcolm | Management | For | For | For | ||
1.7 | Elect James M. Mead | Management | For | Withhold | Against | ||
1.8 | Elect James E. Nevels | Management | For | Withhold | Against | ||
1.9 | Elect Anthony J. Palmer | Management | For | For | For | ||
1.10 | Elect Thomas J. Ridge | Management | For | For | For | ||
1.11 | Elect David L. Shedlarz | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Angela F. Braly | Management | For | For | For | ||
2 | Elect Kenneth I. Chenault | Management | For | For | For | ||
3 | Elect Scott D. Cook | Management | For | For | For | ||
4 | Elect Susan D. Desmond-Hellmann | Management | For | For | For | ||
5 | Elect Alan G. Lafley | Management | For | For | For | ||
6 | Elect Terry J. Lundgren | Management | For | For | For | ||
7 | Elect W. James McNerney, Jr. | Management | For | For | For | ||
8 | Elect Margaret C. Whitman | Management | For | For | For | ||
9 | Elect Mary Agnes Wilderotter | Management | For | For | For | ||
10 | Elect Patricia A. Woertz | Management | For | For | For | ||
11 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Elimination of Supermajority Requirement | Management | For | For | For | ||
14 | 2013 Non-Employee Directors' Stock Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
The Progressive Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PGR | CUSIP 743315103 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stuart B. Burgdoerfer | Management | For | For | For | ||
2 | Elect Charles A. Davis | Management | For | For | For | ||
3 | Elect Lawton W. Fitt | Management | For | For | For | ||
4 | Elect Jeffrey D. Kelly | Management | For | For | For | ||
5 | Elect Heidi G. Miller | Management | For | For | For | ||
6 | Elect Patrick H. Nettles | Management | For | For | For | ||
7 | Elect Glenn M. Renwick | Management | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
Thermo Fisher Scientific Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TMO | CUSIP 883556102 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Marc N. Casper | Management | For | For | For | ||
2 | Elect Nelson J. Chai | Management | For | For | For | ||
3 | Elect C. Martin Harris | Management | For | For | For | ||
4 | Elect Tyler Jacks | Management | For | For | For | ||
5 | Elect Judy C. Lewent | Management | For | For | For | ||
6 | Elect Thomas J. Lynch | Management | For | For | For | ||
7 | Elect Jim P. Manzi | Management | For | For | For | ||
8 | Elect William G. Parrett | Management | For | For | For | ||
9 | Elect Lars R. Sorenson | Management | For | For | For | ||
10 | Elect Scott M. Sperling | Management | For | For | For | ||
11 | Elect Elaine S. Ullian | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Thomson Reuters Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRI | CUSIP 884903105 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David K.R. Thomson | Management | For | For | For | ||
1.2 | Elect James C. Smith | Management | For | For | For | ||
1.3 | Elect Sheila C. Bair | Management | For | For | For | ||
1.4 | Elect Manvinder S. Banga | Management | For | For | For | ||
1.5 | Elect David W. Binet | Management | For | For | For | ||
1.6 | Elect Mary A. Cirillo | Management | For | For | For | ||
1.7 | Elect Michael E. Daniels | Management | For | For | For | ||
1.8 | Elect Steven A. Denning | Management | For | For | For | ||
1.9 | Elect P. Thomas Jenkins | Management | For | For | For | ||
1.10 | Elect Kenneth Olisa | Management | For | For | For | ||
1.11 | Elect Vance K. Opperman | Management | For | For | For | ||
1.12 | Elect Peter J. Thomson | Management | For | For | For | ||
1.13 | Elect Wulf von Schimmelmann | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Tiffany & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TIF | CUSIP 886547108 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael J. Kowalski | Management | For | For | For | ||
2 | Elect Rose Marie Bravo | Management | For | Against | Against | ||
3 | Elect Gary E. Costley | Management | For | For | For | ||
4 | Elect Frederic P. Cumenal | Management | For | For | For | ||
5 | Elect Lawrence K. Fish | Management | For | For | For | ||
6 | Elect Abby F. Kohnstamm | Management | For | For | For | ||
7 | Elect Charles K. Marquis | Management | For | For | For | ||
8 | Elect Peter W. May | Management | For | For | For | ||
9 | Elect William A. Shutzer | Management | For | For | For | ||
10 | Elect Robert S. Singer | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | 2014 Employee Incentive Plan | Management | For | Against | Against | ||
Time Warner Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWX | CUSIP 887317303 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James L. Barksdale | Management | For | For | For | ||
2 | Elect William P. Barr | Management | For | For | For | ||
3 | Elect Jeffrey L. Bewkes | Management | For | For | For | ||
4 | Elect Stephen F. Bollenbach | Management | For | For | For | ||
5 | Elect Robert C. Clark | Management | For | For | For | ||
6 | Elect Mathias Dopfner | Management | For | For | For | ||
7 | Elect Jessica P. Einhorn | Management | For | For | For | ||
8 | Elect Carlos M. Gutierrez | Management | For | For | For | ||
9 | Elect Fred Hassan | Management | For | For | For | ||
10 | Elect Kenneth J. Novack | Management | For | For | For | ||
11 | Elect Paul D. Wachter | Management | For | For | For | ||
12 | Elect Deborah C. Wright | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
TJX Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TJX | CUSIP 872540109 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Zein Abdalla | Management | For | For | For | ||
2 | Elect Jose B. Alvarez | Management | For | For | For | ||
3 | Elect Alan M. Bennett | Management | For | For | For | ||
4 | Elect Bernard Cammarata | Management | For | For | For | ||
5 | Elect David T. Ching | Management | For | For | For | ||
6 | Elect Michael F. Hines | Management | For | For | For | ||
7 | Elect Amy B. Lane | Management | For | For | For | ||
8 | Elect Carol Meyrowitz | Management | For | For | For | ||
9 | Elect John F. O'Brien | Management | For | For | For | ||
10 | Elect Willow B. Shire | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Toll Brothers, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TOL | CUSIP 889478103 | 03/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert I. Toll | Management | For | For | For | ||
1.2 | Elect Bruce E. Toll | Management | For | For | For | ||
1.3 | Elect Douglas C. Yearley, Jr. | Management | For | For | For | ||
1.4 | Elect Robert S. Blank | Management | For | For | For | ||
1.5 | Elect Edward G. Boehne | Management | For | For | For | ||
1.6 | Elect Richard J. Braemer | Management | For | For | For | ||
1.7 | Elect Christine N. Garvey | Management | For | For | For | ||
1.8 | Elect Carl B. Marbach | Management | For | For | For | ||
1.9 | Elect Stephen Novick | Management | For | For | For | ||
1.10 | Elect Paul E. Shapiro | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | 2014 Stock Incentive Plan | Management | For | For | For | ||
Travelers Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRV | CUSIP 89417E109 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Alan L. Beller | Management | For | For | For | ||
2 | Elect John H. Dasburg | Management | For | For | For | ||
3 | Elect Janet M. Dolan | Management | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Management | For | For | For | ||
5 | Elect Jay S. Fishman | Management | For | For | For | ||
6 | Elect Patricia L. Higgins | Management | For | For | For | ||
7 | Elect Thomas R. Hodgson | Management | For | For | For | ||
8 | Elect William J. Kane | Management | For | For | For | ||
9 | Elect Cleve L. Killingsworth, Jr. | Management | For | For | For | ||
10 | Elect Philip T. Ruegger III | Management | For | For | For | ||
11 | Elect Donald J. Shepard | Management | For | For | For | ||
12 | Elect Laurie J. Thomsen | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | 2014 Stock Incentive Plan | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Tupperware Brands Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TUP | CUSIP 899896104 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Catherine A. Bertini | Management | For | For | For | ||
2 | Elect Susan M. Cameron | Management | For | For | For | ||
3 | Elect Kriss Cloninger III | Management | For | For | For | ||
4 | Elect E. V. Goings | Management | For | For | For | ||
5 | Elect Joe R. Lee | Management | For | For | For | ||
6 | Elect Angel R. Martinez | Management | For | For | For | ||
7 | Elect Antonio Monteiro de Castro | Management | For | For | For | ||
8 | Elect Robert J. Murray | Management | For | For | For | ||
9 | Elect David R. Parker | Management | For | For | For | ||
10 | Elect Joyce M. Roche | Management | For | For | For | ||
11 | Elect M. Anne Szostak | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
TW Telecom Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TWTC | CUSIP 87311L104 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gregory J. Attorri | Management | For | For | For | ||
1.2 | Elect Irene M. Esteves | Management | For | For | For | ||
1.3 | Elect Spencer B. Hays | Management | For | For | For | ||
1.4 | Elect Larissa L. Herda | Management | For | For | For | ||
1.5 | Elect Kevin W. Mooney | Management | For | For | For | ||
1.6 | Elect Kirby G. Pickle | Management | For | For | For | ||
1.7 | Elect Roscoe C. Young II | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Approval of Material Terms of Performance Goals for the 2000 Employee Stock Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Tyco International Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TYC | CUSIP H89128104 | 03/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Ratification of Board Acts | Management | For | For | For | ||
3 | Elect Edward D. Breen | Management | For | For | For | ||
4 | Elect Herman E. Bulls | Management | For | For | For | ||
5 | Elect Michael E. Daniels | Management | For | For | For | ||
6 | Elect Frank M. Drendel | Management | For | For | For | ||
7 | Elect Brian Duperreault | Management | For | For | For | ||
8 | Elect Rajiv L. Gupta | Management | For | For | For | ||
9 | Elect George R. Oliver | Management | For | For | For | ||
10 | Elect Brendan R. O'Neill | Management | For | For | For | ||
11 | Elect Jurgen Tinggren | Management | For | For | For | ||
12 | Elect Sandra S. Wijnberg | Management | For | For | For | ||
13 | Elect R. David Yost | Management | For | For | For | ||
14 | Election of Chairman of the Board | Management | For | For | For | ||
15 | Elect Rajiv L. Gupta | Management | For | For | For | ||
16 | Elect Sandra S. Wijnberg | Management | For | For | For | ||
17 | Elect R. David Yost | Management | For | For | For | ||
18 | Appointment of Deloitte AG | Management | For | For | For | ||
19 | Appointment of Deloitte and Touche | Management | For | For | For | ||
20 | Appointment of PricewaterhouseCoopers AG as Special Auditor | Management | For | For | For | ||
21 | Election Of Independent Proxy | Management | For | For | For | ||
22 | Allocation of Profits/Dividends | Management | For | For | For | ||
23 | Approval of Ordinary Cash Dividend | Management | For | For | For | ||
24 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Douglas M. Baker, Jr. | Management | For | For | For | ||
2 | Elect Y. Marc Belton | Management | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Management | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Management | For | For | For | ||
5 | Elect Richard K. Davis | Management | For | For | For | ||
6 | Elect Roland A. Hernandez | Management | For | For | For | ||
7 | Elect Doreen Woo Ho | Management | For | For | For | ||
8 | Elect Joel W. Johnson | Management | For | For | For | ||
9 | Elect Olivia F. Kirtley | Management | For | For | For | ||
10 | Elect Jerry W. Levin | Management | For | Against | Against | ||
11 | Elect David B. O'Maley | Management | For | For | For | ||
12 | Elect O'dell M. Owens | Management | For | For | For | ||
13 | Elect Craig D. Schnuck | Management | For | For | For | ||
14 | Elect Patrick T. Stokes | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Unilever N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CUSIP 904784709 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approval of Remuneration Policy | Management | For | For | For | ||
2 | Accounts and Reports | Management | For | For | For | ||
3 | Ratification of Executive Directors' Acts | Management | For | For | For | ||
4 | Ratification of Non-Executive Directors' Acts | Management | For | For | For | ||
5 | Elect Paul Polman | Management | For | For | For | ||
6 | Elect Jean-Marc Huet | Management | For | For | For | ||
7 | Elect Laura M. Cha | Management | For | For | For | ||
8 | Elect Louise O. Fresco | Management | For | For | For | ||
9 | Elect Ann M. Fudge | Management | For | For | For | ||
10 | Elect Byron E. Grote | Management | For | For | For | ||
11 | Elect Mary Ma | Management | For | For | For | ||
12 | Elect Hixonia Nyasulu | Management | For | For | For | ||
13 | Elect Malcolm Rifkind | Management | For | For | For | ||
14 | Elect John Rishton | Management | For | For | For | ||
15 | Elect Kees J. Storm | Management | For | For | For | ||
16 | Elect Michael Treschow | Management | For | For | For | ||
17 | Elect Paul S. Walsh | Management | For | For | For | ||
18 | Elect Feike Sijbesma | Management | For | For | For | ||
19 | Appointment of Auditor | Management | For | For | For | ||
20 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | For | ||
21 | Authority to Repurchase Shares | Management | For | For | For | ||
22 | Authority to Reduce Share Capital | Management | For | For | For | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Andrew H. Card, Jr. | Management | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Management | For | For | For | ||
3 | Elect David B. Dillon | Management | For | For | For | ||
4 | Elect Judith Richards Hope | Management | For | For | For | ||
5 | Elect John J. Koraleski | Management | For | For | For | ||
6 | Elect Charles C. Krulak | Management | For | For | For | ||
7 | Elect Michael R. McCarthy | Management | For | For | For | ||
8 | Elect Michael W. McConnell | Management | For | For | For | ||
9 | Elect Thomas F. McLarty III | Management | For | For | For | ||
10 | Elect Steven R. Rogel | Management | For | For | For | ||
11 | Elect Jose H. Villarreal | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Increase of Authorized Common Stock | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
United Continental Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UAL | CUSIP 910047109 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Carolyn Corvi | Management | For | For | For | ||
2 | Elect Jane C. Garvey | Management | For | For | For | ||
3 | Elect Walter Isaacson | Management | For | For | For | ||
4 | Elect Henry L. Meyer III | Management | For | For | For | ||
5 | Elect Oscar Munoz | Management | For | For | For | ||
6 | Elect William R. Nuti | Management | For | For | For | ||
7 | Elect Laurence E. Simmons | Management | For | For | For | ||
8 | Elect Jeffery A. Smisek | Management | For | For | For | ||
9 | Elect David J. Vitale | Management | For | For | For | ||
10 | Elect John H. Walker | Management | For | For | For | ||
11 | Elect Charles A. Yamarone | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Amendment to the 2006 Director Equity Incentive Plan. | Management | For | For | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect F. Duane Ackerman | Management | For | Against | Against | ||
2 | Elect Rodney C. Adkins | Management | For | For | For | ||
3 | Elect Michael J. Burns | Management | For | For | For | ||
4 | Elect D. Scott Davis | Management | For | For | For | ||
5 | Elect Stuart E. Eizenstat | Management | For | For | For | ||
6 | Elect Michael L. Eskew | Management | For | For | For | ||
7 | Elect William R. Johnson | Management | For | For | For | ||
8 | Elect Candace Kendle | Management | For | For | For | ||
9 | Elect Ann M. Livermore | Management | For | For | For | ||
10 | Elect Rudy H.P. Markham | Management | For | For | For | ||
11 | Elect Clark T. Randt, Jr. | Management | For | For | For | ||
12 | Elect Carol B. Tome | Management | For | For | For | ||
13 | Elect Kevin M. Warsh | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For | Against | ||
United Rentals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
URI | CUSIP 911363109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jenne K. Britell | Management | For | For | For | ||
2 | Elect Jose B. Alvarez | Management | For | For | For | ||
3 | Elect Bobby J. Griffin | Management | For | For | For | ||
4 | Elect Michael J. Kneeland | Management | For | For | For | ||
5 | Elect Pierre E. Leroy | Management | For | For | For | ||
6 | Elect Singleton B. McAllister | Management | For | For | For | ||
7 | Elect Brian D. McAuley | Management | For | For | For | ||
8 | Elect John S. McKinney | Management | For | For | For | ||
9 | Elect James H. Ozanne | Management | For | For | For | ||
10 | Elect Jason D. Papastavrou | Management | For | For | For | ||
11 | Elect Filippo Passerini | Management | For | For | For | ||
12 | Elect Donald C. Roof | Management | For | For | For | ||
13 | Elect Keith Wimbush | Management | For | For | For | ||
14 | 2014 Annual Incentive Compensation Plan | Management | For | For | For | ||
15 | Amendment to the 2010 Long Term Incentive Plan | Management | For | For | For | ||
16 | Approval of Performance Goals of the 2010 Long Term Incentive Plan | Management | For | For | For | ||
17 | Ratification of Auditor | Management | For | For | For | ||
18 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
United Technologies Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTX | CUSIP 913017109 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Louis Chenevert | Management | For | For | For | ||
2 | Elect John V. Faraci | Management | For | For | For | ||
3 | Elect Jean-Pierre Garnier | Management | For | For | For | ||
4 | Elect Jamie S. Gorelick | Management | For | For | For | ||
5 | Elect Edward A. Kangas | Management | For | For | For | ||
6 | Elect Ellen J. Kullman | Management | For | For | For | ||
7 | Elect Marshall O. Larsen | Management | For | For | For | ||
8 | Elect Harold W. McGraw III | Management | For | For | For | ||
9 | Elect Richard B. Myers | Management | For | For | For | ||
10 | Elect H. Patrick Swygert | Management | For | Against | Against | ||
11 | Elect Andre Villeneuve | Management | For | For | For | ||
12 | Elect Christine Todd Whitman | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Amendment to the 2005 Long-Term Incentive Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Universal Display Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OLED | CUSIP 91347P105 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Steven V. Abramson | Management | For | For | For | ||
2 | Elect Leonard Becker | Management | For | For | For | ||
3 | Elect Robert C. Elias | Management | For | For | For | ||
4 | Elect Elizabeth H. Gemmill | Management | For | Against | Against | ||
5 | Elect C. Keith Hartley | Management | For | For | For | ||
6 | Elect Lawrence Lacerte | Management | For | For | For | ||
7 | Elect Sidney D. Rosenblatt | Management | For | Against | Against | ||
8 | Elect Sherwin I. Seligsohn | Management | For | For | For | ||
9 | Amendment to the Equity Compensation Plan | Management | For | Against | Against | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Unum Group | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNM | CUSIP 91529Y106 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Timothy F. Keaney | Management | For | For | For | ||
2 | Elect Gloria C. Larson | Management | For | For | For | ||
3 | Elect William J. Ryan | Management | For | For | For | ||
4 | Elect Thomas R. Watjen | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
Valmont Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMI | CUSIP 920253101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mogens C. Bay | Management | For | For | For | ||
1.2 | Elect Walter Scott, Jr. | Management | For | For | For | ||
1.3 | Elect Clark T. Randt, Jr. | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
VCA Antech, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WOOF | CUSIP 918194101 | 04/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John B. Chickering, Jr. | Management | For | Withhold | Against | ||
1.2 | Elect John Heil | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
4 | Company Name Change | Management | For | For | For | ||
Veresen Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VSN | CUSIP 92340R106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Donald L. Althoff | Management | For | For | For | ||
1.2 | Elect J. Paul Charron | Management | For | For | For | ||
1.3 | Elect Maureen E. Howe | Management | For | For | For | ||
1.4 | Elect Robert J. Iverach | Management | For | For | For | ||
1.5 | Elect Rebecca A. McDonald | Management | For | For | For | ||
1.6 | Elect Stephen W.C. Mulherin | Management | For | For | For | ||
1.7 | Elect Henry W. Sykes | Management | For | Withhold | Against | ||
1.8 | Elect Bertrand A. Valdman | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Amendment to Shareholder Rights Plan | Management | For | For | For | ||
VeriFone Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PAY | CUSIP 92342Y109 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert W. Alspaugh | Management | For | For | For | ||
2 | Elect Paul Galant | Management | For | For | For | ||
3 | Elect Alex W. Hart | Management | For | For | For | ||
4 | Elect Robert B. Henske | Management | For | For | For | ||
5 | Elect Wenda Harris Millard | Management | For | For | For | ||
6 | Elect Eitan Raff | Management | For | For | For | ||
7 | Elect Jonathan I. Schwartz | Management | For | For | For | ||
8 | Elect Jane Thompson | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
10 | Ratification of Auditor | Management | For | For | For | ||
Verisk Analytics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSK | CUSIP 92345Y106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Frank J. Coyne | Management | For | For | For | ||
1.2 | Elect Christopher M. Foskett | Management | For | For | For | ||
1.3 | Elect David B. Wright | Management | For | For | For | ||
1.4 | Elect Thomas F. Motamed | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Vertex Pharmaceuticals Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRTX | CUSIP 92532F100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Margaret G. McGlynn | Management | For | For | For | ||
1.2 | Elect Wayne J. Riley | Management | For | For | For | ||
1.3 | Elect William D. Young | Management | For | For | For | ||
2 | Amendment to the 2013 Stock and Option Plan | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary B. Cranston | Management | For | Against | Against | ||
2 | Elect Francisco Javier Fernandez Carbajal | Management | For | For | For | ||
3 | Elect Alfred F. Kelly, Jr. | Management | For | For | For | ||
4 | Elect Robert W. Matschullat | Management | For | For | For | ||
5 | Elect Cathy E. Minehan | Management | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Management | For | For | For | ||
7 | Elect David J. PANG | Management | For | For | For | ||
8 | Elect Charles W. Scharf | Management | For | For | For | ||
9 | Elect William S. Shanahan | Management | For | For | For | ||
10 | Elect John A.C. Swainson | Management | For | For | For | ||
11 | Elect Maynard G. Webb, Jr. | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
VMware, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMW | CUSIP 928563402 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Pamela J. Craig | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Vornado Realty Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VNO | CUSIP 929042109 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael Lynne | Management | For | Withhold | Against | ||
1.2 | Elect David Mandelbaum | Management | For | Withhold | Against | ||
1.3 | Elect Daniel Tisch | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
W.W. Grainger, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GWW | CUSIP 384802104 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Brian P. Anderson | Management | For | For | For | ||
1.2 | Elect V. Ann Hailey | Management | For | For | For | ||
1.3 | Elect William K. Hall | Management | For | For | For | ||
1.4 | Elect Stuart L. Levenick | Management | For | For | For | ||
1.5 | Elect Neil S. Novich | Management | For | For | For | ||
1.6 | Elect Michael J. Roberts | Management | For | For | For | ||
1.7 | Elect Gary L. Rogers | Management | For | For | For | ||
1.8 | Elect James T. Ryan | Management | For | For | For | ||
1.9 | Elect E. Scott Santi | Management | For | For | For | ||
1.10 | Elect James D. Slavik | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Walgreen Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAG | CUSIP 931422109 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Janice M. Babiak | Management | For | For | For | ||
2 | Elect David J. Brailer | Management | For | For | For | ||
3 | Elect Steven A. Davis | Management | For | For | For | ||
4 | Elect William C. Foote | Management | For | For | For | ||
5 | Elect Mark P. Frissora | Management | For | For | For | ||
6 | Elect Ginger L. Graham | Management | For | For | For | ||
7 | Elect Alan G. McNally | Management | For | For | For | ||
8 | Elect Dominic P. Murphy | Management | For | For | For | ||
9 | Elect Stefano Pessina | Management | For | For | For | ||
10 | Elect Nancy M. Schlichting | Management | For | For | For | ||
11 | Elect Alejandro Silva | Management | For | For | For | ||
12 | Elect James A. Skinner | Management | For | For | For | ||
13 | Elect Gregory D. Wasson | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against | ||
Walt Disney Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DIS | CUSIP 254687106 | 03/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Susan E. Arnold | Management | For | For | For | ||
2 | Elect John S. Chen | Management | For | For | For | ||
3 | Elect Jack Dorsey | Management | For | For | For | ||
4 | Elect Robert A. Iger | Management | For | For | For | ||
5 | Elect Fred H. Langhammer | Management | For | For | For | ||
6 | Elect Aylwin B. Lewis | Management | For | For | For | ||
7 | Elect Monica C. Lozano | Management | For | For | For | ||
8 | Elect Robert W. Matschullat | Management | For | For | For | ||
9 | Elect Sheryl Sandberg | Management | For | For | For | ||
10 | Elect Orin C. Smith | Management | For | Against | Against | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
13 | Right to Call a Special Meeting | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
Wellpoint Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WLP | CUSIP 94973V107 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect R. Kerry Clark | Management | For | For | For | ||
2 | Elect Robert L. Dixon, Jr. | Management | For | For | For | ||
3 | Elect Lewis Hay, III | Management | For | For | For | ||
4 | Elect William J. Ryan | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Prohibiting Political Spending | Shareholder | Against | Against | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John D. Baker II | Management | For | Against | Against | ||
2 | Elect Elaine L. Chao | Management | For | For | For | ||
3 | Elect John S. Chen | Management | For | For | For | ||
4 | Elect Lloyd H. Dean | Management | For | For | For | ||
5 | Elect Susan E. Engel | Management | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Management | For | For | For | ||
7 | Elect Donald M. James | Management | For | Against | Against | ||
8 | Elect Cynthia H. Milligan | Management | For | Against | Against | ||
9 | Elect Federico F. Pena | Management | For | For | For | ||
10 | Elect James H. Quigley | Management | For | For | For | ||
11 | Elect Judith M. Runstad | Management | For | For | For | ||
12 | Elect Stephen W. Sanger | Management | For | For | For | ||
13 | Elect John G. Stumpf | Management | For | For | For | ||
14 | Elect Susan G. Swenson | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Against | For | ||
Wendy's Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WEN | CUSIP 95058W100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Nelson Peltz | Management | For | For | For | ||
1.2 | Elect Peter W. May | Management | For | For | For | ||
1.3 | Elect Emil J. Brolick | Management | For | For | For | ||
1.4 | Elect Edward P. Garden | Management | For | For | For | ||
1.5 | Elect Janet Hill | Management | For | For | For | ||
1.6 | Elect Joseph A. Levato | Management | For | For | For | ||
1.7 | Elect J. Randolph Lewis | Management | For | For | For | ||
1.8 | Elect Peter H. Rothschild | Management | For | For | For | ||
1.9 | Elect David E. Schwab II | Management | For | Withhold | Against | ||
1.10 | Elect Jack G. Wasserman | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
4 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Wesco Aircraft Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAIR | CUSIP 950814103 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Adam J. Palmer | Management | For | Withhold | Against | ||
1.2 | Elect Norton A. Schwartz | Management | For | For | For | ||
1.3 | Elect Randy J. Snyder | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | Against | Against | ||
WEX Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WEX | CUSIP 96208T104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael E. Dubyak | Management | For | For | For | ||
2 | Elect Eric Duprat | Management | For | For | For | ||
3 | Elect Ronald T. Maheu | Management | For | For | For | ||
4 | Elect Rowland T. Moriarty | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Debra A. Cafaro | Management | For | For | For | ||
2 | Elect Mark A. Emmert | Management | For | For | For | ||
3 | Elect John I. Kieckhefer | Management | For | For | For | ||
4 | Elect Wayne Murdy | Management | For | For | For | ||
5 | Elect Nicole W. Piasecki | Management | For | For | For | ||
6 | Elect Doyle R. Simons | Management | For | For | For | ||
7 | Elect Richard H. Sinkfield | Management | For | For | For | ||
8 | Elect D. Michael Steuert | Management | For | For | For | ||
9 | Elect Kim Williams | Management | For | For | For | ||
10 | Elect Charles R. Williamson | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Whitewave Foods Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWAV | CUSIP 966244105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gregg L. Engles | Management | For | For | For | ||
2 | Elect Joseph S. Hardin, Jr. | Management | For | For | For | ||
3 | Technical Amendments to Charter Prompted by Stock Conversion | Management | For | For | For | ||
4 | Technical Amendments to Charter Prompted by Separation from Dean Foods | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
Whitewave Foods Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWAV | CUSIP 966244204 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elimination of Dual Class Stock | Management | For | For | For | ||
2 | Right to Adjourn Meeting | Management | For | For | For | ||
Whiting Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WLL | CUSIP 966387102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect D. Sherwin Artus | Management | For | For | For | ||
1.2 | Elect Philip E. Doty | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Whole Foods Market, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFM | CUSIP 966837106 | 02/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John B. Elstrott | Management | For | For | For | ||
1.2 | Elect Gabrielle E. Greene | Management | For | For | For | ||
1.3 | Elect Hass Hassan | Management | For | For | For | ||
1.4 | Elect Stephanie Kugelman | Management | For | For | For | ||
1.5 | Elect John P. Mackey | Management | For | For | For | ||
1.6 | Elect Walter Robb | Management | For | For | For | ||
1.7 | Elect Jonathan A. Seiffer | Management | For | For | For | ||
1.8 | Elect Morris J. Siegel | Management | For | For | For | ||
1.9 | Elect Jonathan D. Sokoloff | Management | For | For | For | ||
1.10 | Elect Ralph Z. Sorenson | Management | For | For | For | ||
1.11 | Elect William A. Tindell | Management | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Recoupment of Unearned Bonuses | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Voting Disclosure | Shareholder | Against | Against | For | ||
Wisconsin Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WEC | CUSIP 976657106 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John F. Bergstrom | Management | For | For | For | ||
2 | Elect Barbara L. Bowles | Management | For | For | For | ||
3 | Elect Patricia W. Chadwick | Management | For | For | For | ||
4 | Elect Curt S. Culver | Management | For | For | For | ||
5 | Elect Thomas J. Fischer | Management | For | For | For | ||
6 | Elect Gale E. Klappa | Management | For | For | For | ||
7 | Elect Henry W. Knueppel | Management | For | For | For | ||
8 | Elect Ulice Payne, Jr. | Management | For | For | For | ||
9 | Elect Mary Ellen Stanek | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Zale Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZLC | CUSIP 988858106 | 12/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Neale Attenborough | Management | For | For | For | ||
1.2 | Elect Yuval Braverman | Management | For | For | For | ||
1.3 | Elect Terry Burman | Management | For | For | For | ||
1.4 | Elect David F. Dyer | Management | For | For | For | ||
1.5 | Elect Kenneth B. Gilman | Management | For | For | For | ||
1.6 | Elect Theo Killion | Management | For | For | For | ||
1.7 | Elect John B. Lowe, Jr. | Management | For | For | For | ||
1.8 | Elect Joshua Olshanksy | Management | For | For | For | ||
1.9 | Elect Beth M. Pritchard | Management | For | For | For | ||
2 | Amendment to the 2011 Omnibus Incentive Plan | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Zimmer Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZMH | CUSIP 98956P102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Christopher B. Begley | Management | For | For | For | ||
2 | Elect Betsy J. Bernard | Management | For | Against | Against | ||
3 | Elect Paul M. Bisaro | Management | For | For | For | ||
4 | Elect Gail K. Boudreaux | Management | For | For | For | ||
5 | Elect David C. Dvorak | Management | For | For | For | ||
6 | Elect Larry C. Glasscock | Management | For | For | For | ||
7 | Elect Robert A. Hagemann | Management | For | For | For | ||
8 | Elect Arthur J. Higgins | Management | For | For | For | ||
9 | Elect Cecil B. Pickett | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Zoetis Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gregory Norden | Management | For | For | For | ||
2 | Elect Louise M. Parent | Management | For | For | For | ||
3 | Elect Robert W. Scully | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
6 | 2013 Equity and Incentive Plan | Management | For | For | For | ||
7 | Ratification of Auditor | Management | For | For | For |
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Global Allocation Fund | |||||||
07/01/2013 - 06/30/2014 |
A/S Schouw & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SCHO-B | CINS K86111166 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Denmark | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Accounts and Reports; Ratification of Board and Management Acts | Management | For | For | For | ||
6 | Allocation of Profits/Dividends | Management | For | For | For | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Elect Jorn Ankaer Thomsen | Management | For | Abstain | Against | ||
9 | Elect Niels Kristian Agner | Management | For | For | For | ||
10 | Appointment of Auditor | Management | For | Against | Against | ||
11 | Transaction of Other Business | Management | For | Against | Against | ||
American Equity Investment Life Holding Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEL | CUSIP 025676206 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Joyce A. Chapman | Management | For | For | For | ||
1.2 | Elect James M. Gerlach | Management | For | Withhold | Against | ||
1.3 | Elect Robert L. Howe | Management | For | For | For | ||
1.4 | Elect Debra J. Richardson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
American National Insurance Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANAT | CUSIP 028591105 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert L. Moody, Sr. | Management | For | For | For | ||
1.2 | Elect James E Pozzi | Management | For | For | For | ||
1.3 | Elect Frances A. Moody-Dahlberg | Management | For | For | For | ||
1.4 | Elect Russell S. Moody | Management | For | For | For | ||
1.5 | Elect William L. Moody IV | Management | For | For | For | ||
1.6 | Elect James D. Yarbrough | Management | For | For | For | ||
1.7 | Elect Arthur O. Dummer | Management | For | For | For | ||
1.8 | Elect Shelby M. Elliott | Management | For | For | For | ||
1.9 | Elect E.J. "Jere" Pederson | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Assured Guaranty Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGO | CUSIP G0585R106 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Francisco L. Borges | Management | For | Withhold | Against | ||
1.2 | Elect G. Lawrence Buhl | Management | For | Withhold | Against | ||
1.3 | Elect Stephen A. Cozen | Management | For | For | For | ||
1.4 | Elect Dominic J. Frederico | Management | For | For | For | ||
1.5 | Elect Bonnie L. Howard | Management | For | For | For | ||
1.6 | Elect Patrick W. Kenny | Management | For | For | For | ||
1.7 | Elect Simon W. Leathes | Management | For | For | For | ||
1.8 | Elect Robin Monro-Davies | Management | For | For | For | ||
1.9 | Elect Michael T. O'Kane | Management | For | For | For | ||
1.10 | Elect Yukiko Omura | Management | For | For | For | ||
1.11 | Elect Wilbur L. Ross, Jr. | Management | For | Withhold | Against | ||
1.12 | Elect Howard W. Albert | Management | For | For | For | ||
1.13 | Elect Robert A. Bailenson | Management | For | For | For | ||
1.14 | Elect Russell B. Brewer, II | Management | For | For | For | ||
1.15 | Elect Gary Burnet | Management | For | For | For | ||
1.16 | Elect Stephen Donnarumma | Management | For | For | For | ||
1.17 | Elect Dominic J. Frederico | Management | For | For | For | ||
1.18 | Elect James M. Michener | Management | For | For | For | ||
1.19 | Elect Robert B. Mills | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Amendment to the 2004 Long-Term Incentive Plan | Management | For | Against | Against | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Ratification of Auditor for Company Subsidiary | Management | For | For | For | ||
Autoneum Holding AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AUTN | CINS H04165108 | 04/16/2014 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Switzerland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Accounts and Reports | Management | For | TNA | N/A | ||
3 | Remuneration Report | Management | For | TNA | N/A | ||
4 | Allocation of Profits/Dividends | Management | For | TNA | N/A | ||
5 | Ratification of Board and Management Acts | Management | For | TNA | N/A | ||
6 | Elect Hans-Peter Schwald | Management | For | TNA | N/A | ||
7 | Elect Rainer Schmuckle | Management | For | TNA | N/A | ||
8 | Elect Michael Pieper | Management | For | TNA | N/A | ||
9 | Elect This E. Schneider | Management | For | TNA | N/A | ||
10 | Elect Peter Spuhler | Management | For | TNA | N/A | ||
11 | Elect Ferdinand Stutz | Management | For | TNA | N/A | ||
12 | Elect Hans-Peter Schwald as Chairman | Management | For | TNA | N/A | ||
13 | Elect This E. Schneider | Management | For | TNA | N/A | ||
14 | Elect Hans-Peter Schwald | Management | For | TNA | N/A | ||
15 | Elect Ferdinand Stutz | Management | For | TNA | N/A | ||
16 | Appointment of Auditor | Management | For | TNA | N/A | ||
17 | Appointment of Independent Proxy | Management | For | TNA | N/A | ||
18 | Amendments to Articles Relating to VeguV | Management | For | TNA | N/A | ||
19 | Additional and/or counter-proposals; no additional and/or counter-proposals have been submitted at this time | Shareholder | N/A | TNA | N/A | ||
20 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
AVG Technologies N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVG | CUSIP N07831105 | 09/24/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gary Kovacs to the Management Board as CEO | Management | For | For | For | ||
2 | Compensation Package (CEO) | Management | For | Against | Against | ||
3 | Amendment to Compensation Package (COO) | Management | For | Against | Against | ||
4 | Bonus Grant to Supervisory Board Chairman | Management | For | Against | Against | ||
5 | Option Grant to Supervisory Board Member (Frank Esser) | Management | For | Against | Against | ||
BlackBerry Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BB | CUSIP 09228F103 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John Chen | Management | For | For | For | ||
1.2 | Elect Timothy D. Dattels | Management | For | For | For | ||
1.3 | Elect Claudia Kotchka | Management | For | For | For | ||
1.4 | Elect Richard Lynch | Management | For | For | For | ||
1.5 | Elect Barbara G. Stymiest | Management | For | For | For | ||
1.6 | Elect V. Prem Watsa | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Advance Notice Provision | Management | For | For | For | ||
4 | Deferred Share Unit Plan Renewal | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
BlueScope Steel Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BSL | CINS Q1415L102 | 11/14/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Australia | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Remuneration Report | Management | For | For | For | ||
3 | Re-elect Ron J. McNeilly | Management | For | For | For | ||
4 | Elect Ewen Crouch | Management | For | For | For | ||
5 | Elect Lloyd Jones | Management | For | For | For | ||
6 | Equity Grant (MD/CEO Paul O' Malley) | Management | For | For | For | ||
C.A.T. Oil AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
O2C | CINS A1291D106 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Austria | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Ratification of Management Board Acts | Management | For | For | For | ||
4 | Ratification of Supervisory Board Acts | Management | For | For | For | ||
5 | Appointment of Auditor | Management | For | For | For | ||
6 | Supervisory Board Members' Fees | Management | For | For | For | ||
7 | Amendments to Articles | Management | For | For | For | ||
Cementir S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CEM | CINS T27468171 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Italy | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Directors' Report | Management | For | For | For | ||
4 | Financial Statements | Management | For | For | For | ||
5 | Allocation of Losses | Management | For | For | For | ||
6 | Coverage of Loss | Management | For | For | For | ||
7 | Reduction of Revaluation Reserve | Management | For | For | For | ||
8 | Approve Distribution of Dividend | Management | For | For | For | ||
9 | Approve Record Date | Management | For | For | For | ||
10 | Approve ex-Dividend Date | Management | For | For | For | ||
11 | Approve Dividend Payment Date | Management | For | For | For | ||
12 | Approve Remuneration Report | Management | For | Against | Against | ||
13 | Election of Statutory Auditors | Management | For | For | For | ||
14 | Elect Chairman of Board | Management | For | For | For | ||
15 | Statutory Auditors' Fees | Management | For | Abstain | Against | ||
16 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Chudenko Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1941 | CINS J07056104 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Allocation of Profits/Dividends | Management | For | For | For | ||
2 | Amendments to Articles | Management | For | For | For | ||
3 | Elect Kiyohiko Itoh | Management | For | For | For | ||
4 | Elect Yukio Une | Management | For | For | For | ||
5 | Elect Kohichi Enokida | Management | For | For | For | ||
6 | Elect Hidefumi Ogata | Management | For | For | For | ||
7 | Elect Hirofumi Obata | Management | For | For | For | ||
8 | Elect Takayuki Kanayama | Management | For | Against | Against | ||
9 | Elect Tsunehisa Kuniki | Management | For | For | For | ||
10 | Elect Tohru Jinde | Management | For | Against | Against | ||
11 | Elect Takanobu Tsutsumi | Management | For | For | For | ||
12 | Elect Kohichi Nishimura | Management | For | For | For | ||
13 | Elect Toshiaki Norimune | Management | For | For | For | ||
14 | Elect Kenichi Mine | Management | For | For | For | ||
15 | Elect Shigeru Yomota | Management | For | For | For | ||
CNO Financial Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNO | CUSIP 12621E103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Edward J. Bonach | Management | For | For | For | ||
2 | Elect Ellyn L. Brown | Management | For | For | For | ||
3 | Elect Robert C. Greving | Management | For | For | For | ||
4 | Elect Mary R. Henderson | Management | For | For | For | ||
5 | Elect R. Keith Long | Management | For | For | For | ||
6 | Elect Neal C. Schneider | Management | For | For | For | ||
7 | Elect Frederick J. Sievert | Management | For | For | For | ||
8 | Elect Michael T. Tokarz | Management | For | For | For | ||
9 | Elect John G. Turner | Management | For | For | For | ||
10 | Re-Approve the Performance Goals Under the Long Term Incentive Plan | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Cramo Oyj | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAK1V | CINS X1676B118 | 04/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Finland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Accounts and Reports | Management | For | For | For | ||
9 | Allocation of Profits/Dividends | Management | For | For | For | ||
10 | Ratification of Board and Management Acts | Management | For | For | For | ||
11 | Directors' Fees | Management | For | For | For | ||
12 | Board Size | Management | For | For | For | ||
13 | Election of Directors | Management | For | Abstain | Against | ||
14 | Authority to Set Auditor's Fees | Management | For | For | For | ||
15 | Number of Auditors | Management | For | For | For | ||
16 | Appointment of Auditor | Management | For | For | For | ||
17 | Authority to Repurchase Shares | Management | For | For | For | ||
18 | Issuance of Treasury Shares | Management | For | For | For | ||
19 | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | For | For | ||
20 | Charitable Donations | Management | For | For | For | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
DFDS A/S | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DFDS | CINS K29758123 | 12/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Denmark | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Authority to Reduce Share Capital | Management | For | For | For | ||
5 | Authority to Carry Out Formalities | Management | For | For | For | ||
Easyjet plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EZJ | CINS G3030S109 | 07/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Fleet Acquisitions | Management | For | For | For | ||
Eniro AB | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENIRA | CINS W2547B106 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Sweden | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
10 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
11 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
14 | Accounts and Reports | Management | For | For | For | ||
15 | Allocation of Profits/Dividends | Management | For | For | For | ||
16 | Ratification of Board and Management Acts | Management | For | For | For | ||
17 | Board Size | Management | For | For | For | ||
18 | Directors' Fees | Management | For | For | For | ||
19 | Election of Directors | Management | For | For | For | ||
20 | Number of Auditors | Management | For | For | For | ||
21 | Authority to Set Auditor's Fees | Management | For | For | For | ||
22 | Appointment of Auditor | Management | For | For | For | ||
23 | Nomination Committee | Management | For | For | For | ||
24 | Remuneration Guidelines | Management | For | For | For | ||
25 | Long-term Incentive Plan | Management | For | For | For | ||
26 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
Ferrexpo Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FXPO | CINS G3435Y107 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Report (Advisory) | Management | For | For | For | ||
3 | Remuneration Policy (Binding) | Management | For | For | For | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Appointment of Auditor | Management | For | For | For | ||
6 | Authority to Set Auditor's Fees | Management | For | For | For | ||
7 | Elect Michael Abrahams | Management | For | For | For | ||
8 | Elect Oliver Baring | Management | For | For | For | ||
9 | Elect Raffaele Genovese | Management | For | For | For | ||
10 | Elect Wolfram Kuoni | Management | For | For | For | ||
11 | Elect Christopher Mawe | Management | For | For | For | ||
12 | Elect Ihor Mitiukov | Management | For | For | For | ||
13 | Elect Mike Salamon | Management | For | For | For | ||
14 | Elect Kostyantin Zhevago | Management | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
17 | Authority to Repurchase Shares | Management | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
Ferro Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FOE | CUSIP 315405100 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard J. Hipple | Management | For | For | For | ||
1.2 | Elect Gregory E. Hyland | Management | For | For | For | ||
1.3 | Elect William B. Lawrence | Management | For | For | For | ||
2 | Repeal of Classified Board | Management | For | For | For | ||
3 | Approval to Eliminate Cumulative Voting | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | For | For | For | ||
Genworth Financial, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GNW | CUSIP 37247D106 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect William H. Bolinder | Management | For | For | For | ||
2 | Elect G. Kent Conrad | Management | For | For | For | ||
3 | Elect Melina E. Higgins | Management | For | For | For | ||
4 | Elect Nancy J. Karch | Management | For | For | For | ||
5 | Elect Thomas J. McInerney | Management | For | For | For | ||
6 | Elect Christine B. Mead | Management | For | For | For | ||
7 | Elect David M. Moffett | Management | For | For | For | ||
8 | Elect Thomas E. Moloney | Management | For | For | For | ||
9 | Elect James A. Parke | Management | For | For | For | ||
10 | Elect James S. Riepe | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against | For | ||
Greenlight Capital Re, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GLRE | CUSIP G4095J109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Alan Brooks | Management | For | For | For | ||
2 | Elect David Einhorn | Management | For | For | For | ||
3 | Elect Leonard Goldberg | Management | For | Against | Against | ||
4 | Elect Barton Hedges | Management | For | For | For | ||
5 | Elect Ian Isaacs | Management | For | Against | Against | ||
6 | Elect Frank Lackner | Management | For | For | For | ||
7 | Elect Bryan Murphy | Management | For | For | For | ||
8 | Elect Joseph Platt | Management | For | For | For | ||
9 | Elect Alan Brooks | Management | For | For | For | ||
10 | Elect David Einhorn | Management | For | For | For | ||
11 | Elect Leonard Goldberg | Management | For | For | For | ||
12 | Elect Barton Hedges | Management | For | For | For | ||
13 | Elect Ian Isaacs | Management | For | For | For | ||
14 | Elect Frank Lackner | Management | For | For | For | ||
15 | Elect Bryan Murphy | Management | For | For | For | ||
16 | Elect Joseph Platt | Management | For | For | For | ||
17 | Elect Leonard Goldberg | Management | For | For | For | ||
18 | Election Philip Harkin | Management | For | For | For | ||
19 | Election Barton Hedges | Management | For | For | For | ||
20 | Elect Frank Lackner | Management | For | For | For | ||
21 | Election Caryl Traynor | Management | For | For | For | ||
22 | Election Brendan Tuohy | Management | For | For | For | ||
23 | Appointment of Auditor | Management | For | For | For | ||
24 | Appointment of Auditor of Greenlight RE | Management | For | For | For | ||
25 | Appointment of Auditor of GRIL | Management | For | For | For | ||
26 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Health Management Associates, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HMA | CUSIP 421933102 | 01/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Merger | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Right to Adjourn Meeting | Management | For | For | For | ||
Inabata & Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8098 | CINS J23704109 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Elect Katsutaroh Inabata | Management | For | Against | Against | ||
3 | Elect Nobuhiro Ohtsuki | Management | For | For | For | ||
4 | Elect Osamu Nishimura | Management | For | For | For | ||
5 | Elect Toshiyuki Suganuma | Management | For | For | For | ||
6 | Elect Toyohiro Akao | Management | For | For | For | ||
7 | Elect Kenichi Yokota | Management | For | For | For | ||
8 | Elect Tomohiko Satoh | Management | For | For | For | ||
9 | Elect Kenjiroh Fukubayashi | Management | For | Against | Against | ||
10 | Elect Mitsunori Takahagi | Management | For | For | For | ||
11 | Elect Katsuo Inabata | Management | For | For | For | ||
12 | Elect Takashi Uesugi | Management | For | For | For | ||
13 | Elect Shuichi Suzuki | Management | For | For | For | ||
14 | Elect Yoshitaka Takahashi | Management | For | For | For | ||
15 | Elect Tohru Muranaka as Alternate Statutory Auditor | Management | For | For | For | ||
Italmobiliare S.p.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ITM | CINS T62283121 | 05/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | Italy | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Reduction of Revaluation Reserves | Management | For | For | For | ||
4 | Accounts and Reports; Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Remuneration Report | Management | For | For | For | ||
6 | Authority to Repurchase and Reissue Shares | Management | For | For | For | ||
7 | Board Term Length | Management | For | For | For | ||
8 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
9 | List presented by Compagnia Fiduciaria Nazionale S.p.A. | Management | For | For | For | ||
10 | List presented by Serfis S.p.A. | Management | For | N/A | N/A | ||
11 | Directors' Fees | Management | For | Abstain | Against | ||
12 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
13 | List presented by Compagnia Fiduciaria Nazionale S.p.A. | Management | N/A | Abstain | N/A | ||
14 | List Presented by RWC Asset Management LLP | Management | N/A | For | N/A | ||
15 | Statutory Auditors' Fees | Management | For | Abstain | Against | ||
JD Sports Fashion plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JD | CINS G5074C106 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Report (Advisory) | Management | For | Against | Against | ||
3 | Remuneration Policy (Binding) | Management | For | Against | Against | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Elect Peter Cowgill | Management | For | For | For | ||
6 | Elect Barry Bown | Management | For | For | For | ||
7 | Elect Brian Small | Management | For | For | For | ||
8 | Elect Andrew Leslie | Management | For | For | For | ||
9 | Elect Martin Davies | Management | For | For | For | ||
10 | Appointment of Auditor | Management | For | For | For | ||
11 | Authority to Set Auditor's Fees | Management | For | For | For | ||
12 | JD Sports Fashion plc Long Term Incentive Plan 2014 | Management | For | Against | Against | ||
13 | Share Split | Management | For | For | For | ||
14 | Authorisation of Political Donations | Management | For | For | For | ||
15 | Authority to Repurchase Shares | Management | For | For | For | ||
16 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
Jumbo S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BELA | CINS X4114P111 | 11/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Accounts and Reports | Management | For | For | For | ||
3 | Allocation of Profits/Dividends | Management | For | For | For | ||
4 | Ratification of Directors' and Auditor's Acts | Management | For | For | For | ||
5 | Appointment of Auditor and Authority to Set Fees | Management | For | Abstain | Against | ||
6 | 2012/2013 Directors' Fees | Management | For | For | For | ||
7 | Election of Directors | Management | For | Against | Against | ||
8 | Election of Audit Committee Members | Management | For | For | For | ||
9 | 2013/2014 Directors' Fees | Management | For | For | For | ||
10 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Keller Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KLR | CINS G5222K109 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Policy (Binding) | Management | For | For | For | ||
3 | Remuneration Report (Advisory) | Management | For | For | For | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Appointment of Auditor | Management | For | For | For | ||
6 | Authority to Set Auditor's Fees | Management | For | For | For | ||
7 | Elect Roy A. Franklin | Management | For | For | For | ||
8 | Elect Justin Atkinson | Management | For | For | For | ||
9 | Elect Ruth Cairnie | Management | For | For | For | ||
10 | Elect Chris Girling | Management | For | For | For | ||
11 | Elect James Hind | Management | For | For | For | ||
12 | Elect Wolfgang Sondermann | Management | For | For | For | ||
13 | Elect Paul Withers | Management | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
16 | Authority to Repurchase Shares | Management | For | For | For | ||
17 | Authorisation of Political Donations | Management | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
19 | Performance Share Plan | Management | For | For | For | ||
Kindred Healthcare, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KND | CUSIP 494580103 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Joel Ackerman | Management | For | For | For | ||
2 | Elect Jonathan D. Blum | Management | For | For | For | ||
3 | Elect Thomas P. Cooper | Management | For | For | For | ||
4 | Elect Paul J. Diaz | Management | For | For | For | ||
5 | Elect Heyward R. Donigan | Management | For | For | For | ||
6 | Elect Richard A. Goodman | Management | For | For | For | ||
7 | Elect Christopher T. Hjelm | Management | For | For | For | ||
8 | Elect Frederick J. Kleisner | Management | For | For | For | ||
9 | Elect John H. Short | Management | For | For | For | ||
10 | Elect Phyllis R. Yale | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Amendment to the 2011 Stock Incentive Plan | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Approval of Severance Agreements | Shareholder | Against | For | Against | ||
Lightstream Resources Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LTS | CUSIP 53227K101 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Ian S. Brown | Management | For | Withhold | Against | ||
1.2 | Elect Martin Hislop | Management | For | For | For | ||
1.3 | Elect E. Craig Lothian | Management | For | For | For | ||
1.4 | Elect Kenneth R. McKinnon | Management | For | For | For | ||
1.5 | Elect Corey C. Ruttan | Management | For | For | For | ||
1.6 | Elect Dan Themig | Management | For | For | For | ||
1.7 | Elect W. Brett Wilson | Management | For | For | For | ||
1.8 | Elect John D. Wright | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Amendment to By-Laws Regarding Quorum | Management | For | For | For | ||
4 | Adoption of Advance Notice Policy | Management | For | For | For | ||
Maiden Holdings, Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MHLD | CUSIP G5753U112 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Barry D. Zyskind | Management | For | For | For | ||
1.2 | Elect Simcha Lyons | Management | For | Withhold | Against | ||
1.3 | Elect Raymond M. Neff | Management | For | For | For | ||
1.4 | Elect Yehuda L. Neuberger | Management | For | Withhold | Against | ||
1.5 | Elect Steven H. Nigro | Management | For | For | For | ||
1.6 | Elect Patrick J. Haveron | Management | For | For | For | ||
1.7 | Elect David A Lamneck | Management | For | For | For | ||
1.8 | Elect John Mashaleck | Management | For | For | For | ||
1.9 | Elect Lawrence F. Metz | Management | For | For | For | ||
1.10 | Elect Arturo M. Raschbaum | Management | For | For | For | ||
1.11 | Elect Karen L. Schmitt | Management | For | For | For | ||
1.12 | Elect Patrick J. Haveron | Management | For | For | For | ||
1.13 | Elect John Marshaleck | Management | For | For | For | ||
1.14 | Elect Lawrence F. Metz | Management | For | For | For | ||
1.15 | Elect Arturo M. Raschbaum | Management | For | For | For | ||
1.16 | Elect Maxwell Reid | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Company Name Change | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Matador Resources Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MTDR | CUSIP 576485205 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Joseph Wm. Foran | Management | For | For | For | ||
1.2 | Elect David M. Laney | Management | For | For | For | ||
1.3 | Elect Reynald A. Baribault | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
MDC Partners Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MDCA | CUSIP 552697104 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Miles S. Nadal | Management | For | For | For | ||
1.2 | Elect Clare R. Copeland | Management | For | Withhold | Against | ||
1.3 | Elect Scott L. Kauffman | Management | For | Withhold | Against | ||
1.4 | Elect Michael J.L. Kirby | Management | For | Withhold | Against | ||
1.5 | Elect Stephen M. Pustil | Management | For | For | For | ||
1.6 | Elect Irwin D. Simon | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Media General, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MEG | CUSIP 584404107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect J. Stewart Bryan III | Management | For | For | For | ||
1.2 | Elect Diana F. Cantor | Management | For | For | For | ||
1.3 | Elect H.C. Charles Diao | Management | For | For | For | ||
1.4 | Elect Dennis J. FitzSimons | Management | For | For | For | ||
1.5 | Elect Soohyung Kim | Management | For | For | For | ||
1.6 | Elect George L. Mahoney | Management | For | For | For | ||
1.7 | Elect Marshall N. Morton | Management | For | For | For | ||
1.8 | Elect Wyndham Robertson | Management | For | Withhold | Against | ||
1.9 | Elect Howard L. Schrott | Management | For | For | For | ||
1.10 | Elect Kevin T. Shea | Management | For | For | For | ||
1.11 | Elect Thomas J. Sullivan | Management | For | Withhold | Against | ||
2 | Amended 1995 Long-Term Incentive Plan | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Montupet | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CINS F63189108 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Mix | France | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
4 | Accounts and Reports; Ratification of Board Acts | Management | For | For | For | ||
5 | Consolidated Accounts and Reports | Management | For | For | For | ||
6 | Allocation of Profits/Dividends | Management | For | For | For | ||
7 | Related Party Transactions | Management | For | For | For | ||
8 | Elect Lucile Maurel Aubert | Management | For | Against | Against | ||
9 | Remuneration of Stephane Magnan, CEO and Didier Crozet and Marc Majus, Deputy CEOs | Management | For | Against | Against | ||
10 | Directors' Fees | Management | For | For | For | ||
11 | Authority to Repurchase Shares | Management | For | For | For | ||
12 | Authority to Cancel Shares and Reduce Capital | Management | For | For | For | ||
13 | Authority to Issue Shares and Convertible Securities w/ Preemptive Rights | Management | For | For | For | ||
14 | Employee Stock Purchase Plan | Management | Against | Against | For | ||
15 | Authorization of Legal Formalities | Management | For | For | For | ||
National Western Life Insurance Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWLI | CUSIP 638522102 | 06/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Stephen E. Glasgow | Management | For | For | For | ||
1.2 | Elect E. Douglas McLeod | Management | For | For | For | ||
1.3 | Elect Louis E. Pauls, Jr. | Management | For | For | For | ||
1.4 | Elect E.J. Pederson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Nippon Paper Industries Co.Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3863 | CINS J28583169 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Elect Yoshio Haga | Management | For | Against | Against | ||
4 | Elect Fumio Manoshiro | Management | For | For | For | ||
5 | Elect Hironori Iwase | Management | For | For | For | ||
6 | Elect Masaru Motomura | Management | For | For | For | ||
7 | Elect Shuhei Marukawa | Management | For | For | For | ||
8 | Elect Kazufumi Yamasaki | Management | For | For | For | ||
9 | Elect Haruo Fujisawa | Management | For | For | For | ||
10 | Elect Tohru Nozawa | Management | For | For | For | ||
11 | Elect Yoshimitsu Aoyama | Management | For | For | For | ||
12 | Elect Hiroshi Matsuo | Management | For | Against | Against | ||
13 | Elect Mitsuo Nagoshi | Management | For | Against | Against | ||
14 | Elect Akio Ohtsuka as Alternate Statutory Auditor | Management | For | For | For | ||
Nippon Seiki Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7287 | CINS J55483101 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Shohji Nagai | Management | For | Against | Against | ||
2 | Elect Hirotoshi Takada | Management | For | For | For | ||
3 | Elect Makoto Ohkawa | Management | For | For | For | ||
4 | Elect Takeyoshi Igarashi | Management | For | For | For | ||
5 | Elect Junichi Suzuki | Management | For | For | For | ||
6 | Elect Toshiaki Ichihashi | Management | For | For | For | ||
7 | Elect Akira Nakamura | Management | For | For | For | ||
8 | Elect Masaharu Takano | Management | For | For | For | ||
9 | Elect Kohichi Satoh | Management | For | For | For | ||
10 | Elect Morito Satoh | Management | For | For | For | ||
11 | Elect Masami Sakatsume | Management | For | For | For | ||
12 | Elect Katsunori Masuma | Management | For | For | For | ||
13 | Elect Yuji Hirata | Management | For | For | For | ||
14 | Elect Junichi Endoh | Management | For | For | For | ||
15 | Elect Teruyuki Matsui | Management | For | For | For | ||
16 | Elect Mamoru Kowada | Management | For | For | For | ||
17 | Elect Haruhiko Ohtaki | Management | For | For | For | ||
18 | Elect Masao Asano as Statutory Auditor | Management | For | Against | Against | ||
OPAP S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OPAP | CINS X3232T104 | 11/07/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
4 | Election of Directors; Board Size | Management | For | Against | Against | ||
5 | Election of Audit Committee Members | Management | For | For | For | ||
6 | Board Transactions | Management | For | For | For | ||
7 | Approve Remuneration of Kamil Zeigler (Chairman/CEO) | Management | For | For | For | ||
8 | Approve Remuneration of Michel Houst (Executive Director) | Management | For | For | For | ||
OTE Hellenic Telecommunications Organization S.A | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HTO | CINS X3258B102 | 12/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
3 | Announcement of the Appointment of Directors | Management | For | For | For | ||
4 | Election of Audit Committee Members | Management | For | Abstain | Against | ||
5 | Directors' Fees | Management | For | For | For | ||
6 | Related Party Transactions | Management | For | For | For | ||
7 | Amendment to CEO Remuneration | Management | For | For | For | ||
8 | Amendment to Par Value | Management | For | Abstain | Against | ||
9 | Amendments to Articles | Management | For | Abstain | Against | ||
10 | Announcements | Management | For | For | For | ||
11 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
12 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Pace Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PIC | CINS G6842C105 | 01/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Acquisition | Management | For | For | For | ||
Pace Plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PIC | CINS G6842C105 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Report (Advisory) | Management | For | Against | Against | ||
3 | Remuneration Policy (Binding) | Management | For | Against | Against | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Elect Mike Inglis | Management | For | For | For | ||
6 | Elect Mike Pulli | Management | For | For | For | ||
7 | Elect Roddy Murray | Management | For | For | For | ||
8 | Elect Pat Chapman-Pincher | Management | For | For | For | ||
9 | Elect John Grant | Management | For | For | For | ||
10 | Elect Allan L. Leighton | Management | For | Against | Against | ||
11 | Elect Amanda Mesler | Management | For | For | For | ||
12 | Appointment of Auditor | Management | For | For | For | ||
13 | Authority to Set Auditor's Fees | Management | For | For | For | ||
14 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
16 | Authority to Repurchase Shares | Management | For | For | For | ||
17 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
18 | Amendment to the Pace Performance Share Plan ("PSP") | Management | For | For | For | ||
19 | Renew Sharesave Plan | Management | For | For | For | ||
20 | Renew U.S. Sharesave Plan | Management | For | For | For | ||
21 | Authority to Establish Sharesave Plans for Overseas Empolyees | Management | For | For | For | ||
Penn Virginia Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVA | CUSIP 707882106 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John U. Clarke | Management | For | For | For | ||
2 | Elect Edward B. Cloues II | Management | For | For | For | ||
3 | Elect Steven W. Krablin | Management | For | For | For | ||
4 | Elect Marsha R. Perelman | Management | For | For | For | ||
5 | Elect H. Baird Whitehead | Management | For | For | For | ||
6 | Elect Gary K. Wright | Management | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | Against | Against | ||
Pilgrim's Pride Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPC | CUSIP 72147K108 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gilberto Tamazoni | Management | For | For | For | ||
1.2 | Elect Joesley Mendonca Batista | Management | For | Withhold | Against | ||
1.3 | Elect Wesley Mendonca Batista | Management | For | For | For | ||
1.4 | Elect William W. Lovette | Management | For | For | For | ||
1.5 | Elect Marcus Vinicius Pratini de Moraes | Management | For | For | For | ||
1.6 | Elect Wallim Cruz de Vasconcellos Junior | Management | For | For | For | ||
1.7 | Elect David E. Bell | Management | For | For | For | ||
1.8 | Elect Michael L Cooper | Management | For | For | For | ||
1.9 | Elect Charles Macaluso | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Amendment to the Short Term Management Incentive Plan | Management | For | For | For | ||
4 | Amendment to the Long Term Incentive Plan | Management | For | Against | Against | ||
5 | Ratification of Auditor | Management | For | For | For | ||
Public Power Corp. S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPC | CINS X7023M103 | 01/31/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Approval of Actions Undertaken by Company Regarding Aluminium S.A. | Management | For | For | For | ||
3 | Ratification of Board Appointment | Management | For | For | For | ||
4 | Ratification of Konstantinos Zontanos as Audit Committee Member | Management | For | For | For | ||
5 | Announcements | Management | For | For | For | ||
Public Power Corp. S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPC | CINS X7023M103 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Greece | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
2 | Approval of Actions Undertaken by Company Regarding Aluminium S.A. | Management | For | For | For | ||
3 | Non-Voting Meeting Note | N/A | N/A | N/A | N/A | ||
Republic Airways Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RJET | CUSIP 760276105 | 09/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Bryan K. Bedford | Management | For | For | For | ||
1.2 | Elect Lawrence J. Cohen | Management | For | For | For | ||
1.3 | Elect Douglas J. Lambert | Management | For | For | For | ||
1.4 | Elect Mark L. Plaumann | Management | For | For | For | ||
1.5 | Elect Richard P. Schifter | Management | For | For | For | ||
1.6 | Elect Neal S. Cohen | Management | For | For | For | ||
1.7 | Elect David N. Siegel | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Amendment to the Equity Incentive Plan | Management | For | For | For | ||
Rite Aid Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RAD | CUSIP 767754104 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John T. Standley | Management | For | For | For | ||
2 | Elect Joseph B. Anderson, Jr. | Management | For | For | For | ||
3 | Elect Bruce G. Bodaken | Management | For | For | For | ||
4 | Elect David R. Jessick | Management | For | For | For | ||
5 | Elect Kevin E. Lofton | Management | For | For | For | ||
6 | Elect Myrtle S. Potter | Management | For | For | For | ||
7 | Elect Michael N. Regan | Management | For | For | For | ||
8 | Elect Marcy Syms | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | 2014 Omnibus Equity Incentive Plan | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
RPS Group plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RPS | CINS G7701P104 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Allocation of Profits/Dividends | Management | For | For | For | ||
3 | Remuneration Policy (Binding) | Management | For | Against | Against | ||
4 | Remuneration Report (Advisory) | Management | For | For | For | ||
5 | Elect John Bennett | Management | For | For | For | ||
6 | Elect Louise Charlton | Management | For | For | For | ||
7 | Elect Robert Miller-Bakewell | Management | For | For | For | ||
8 | Elect Tracey Graham | Management | For | For | For | ||
9 | Elect Alan Hearne | Management | For | For | For | ||
10 | Elect Brook Land | Management | For | For | For | ||
11 | Elect Phil Williams | Management | For | For | For | ||
12 | Elect Gary Young | Management | For | For | For | ||
13 | Appointment of Auditor | Management | For | For | For | ||
14 | Authority to Set Auditor's Fees | Management | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
17 | Authority to Repurchase Shares | Management | For | For | For | ||
18 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
19 | Performance Share Plan | Management | For | For | For | ||
20 | Share Incentive Plan | Management | For | For | For | ||
21 | International Share Purchase Plan | Management | For | For | For | ||
Sanmina Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SANM | CUSIP 801056102 | 03/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Neil R. Bonke | Management | For | For | For | ||
2 | Elect Michael J. Clarke | Management | For | For | For | ||
3 | Elect Eugene A. Delaney | Management | For | For | For | ||
4 | Elect John P. Goldsberry | Management | For | For | For | ||
5 | Elect Joseph G. Licata, Jr. | Management | For | For | For | ||
6 | Elect Mario M. Rosati | Management | For | Against | Against | ||
7 | Elect Wayne Shortridge | Management | For | For | For | ||
8 | Elect Jure Sola | Management | For | For | For | ||
9 | Elect Jackie M. Ward | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Amendment to the 2009 Incentive Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
SkyWest, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SKYW | CUSIP 830879102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jerry C. Atkin | Management | For | For | For | ||
2 | Elect J. Ralph Atkin | Management | For | For | For | ||
3 | Elect W. Steve Albrecht | Management | For | For | For | ||
4 | Elect Margaret S. Billson | Management | For | For | For | ||
5 | Elect Henry J. Eyring | Management | For | For | For | ||
6 | Elect Ronald J. Mittelstaedt | Management | For | For | For | ||
7 | Elect Robert G. Sarver | Management | For | For | For | ||
8 | Elect Keith E. Smith | Management | For | For | For | ||
9 | Elect Steven F. Udvar-Hazy | Management | For | For | For | ||
10 | Elect James L. Welch | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Amendment to the Long-Term Incentive Plan | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
SSGA Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSGXX | CUSIP 857492 | 02/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William L. Marshall | Management | For | For | For | ||
1.2 | Elect Patrick J. Riley | Management | For | For | For | ||
1.3 | Elect Richard D. Shirk | Management | For | For | For | ||
1.4 | Elect Bruce D. Taber | Management | For | For | For | ||
1.5 | Elect Scott F. Powers | Management | For | For | For | ||
1.6 | Elect Michael F. Holland | Management | For | Withhold | Against | ||
1.7 | Elect William L. Boyan | Management | For | For | For | ||
1.8 | Elect Rina K. Spence | Management | For | For | For | ||
1.9 | Elect Douglas T. Williams | Management | For | For | For | ||
1.10 | Elect James E. Ross | Management | For | For | For | ||
2 | Amendment to Declaration of Trust (Feeder Trust) | Management | For | Against | Against | ||
3 | Amendment to Declaration of Trust (Master Trust) | Management | For | Against | Against | ||
4 | Industry Concentration | Management | For | For | For | ||
5 | Borrowing Money and Issuing Senior Securities | Management | For | For | For | ||
6 | Making Loans | Management | For | For | For | ||
7 | Investment in Commodities | Management | For | For | For | ||
8 | Investment in Real Estate | Management | For | For | For | ||
9 | Underwriting of Securities | Management | For | For | For | ||
10 | Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For | For | ||
11 | Diversification of Investments | Management | For | For | For | ||
12 | Investment in Illiquid Securities | Management | For | For | For | ||
SVG Capital plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SVI | CINS G8600D101 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Policy (Binding) | Management | For | For | For | ||
3 | Remuneration Report (Advisory) | Management | For | For | For | ||
4 | Elect David Robins | Management | For | Against | Against | ||
5 | Elect Andrew Sykes | Management | For | Against | Against | ||
6 | Elect Lynn Fordham | Management | For | For | For | ||
7 | Elect Stephen Duckett | Management | For | Against | Against | ||
8 | Elect Caroline Goodall | Management | For | Against | Against | ||
9 | Appointment of Auditor | Management | For | Against | Against | ||
10 | Authority to Set Auditor's Fees | Management | For | Against | Against | ||
11 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
12 | Tender Offer | Management | For | For | For | ||
13 | Authority to Repurchase Shares | Management | For | For | For | ||
14 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
15 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
Toyo Tire & Rubber Company Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
5105 | CINS J92805118 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Allocation of Profits/Dividends | Management | For | For | For | ||
2 | Reverse Stock Split | Management | For | For | For | ||
3 | Amendments to Articles | Management | For | For | For | ||
4 | Elect Akira Nobuki | Management | For | For | For | ||
5 | Elect Tetsuya Kuze | Management | For | For | For | ||
6 | Elect Takuji Yamamoto | Management | For | For | For | ||
7 | Elect Kazuyuki Itoh | Management | For | For | For | ||
8 | Elect Haruhiro Shinshoh | Management | For | For | For | ||
9 | Elect Toshihiro Kanai | Management | For | For | For | ||
10 | Elect Yuzoh Kawamori | Management | For | For | For | ||
11 | Elect Hiroko Namura | Management | For | For | For | ||
Trinidad Drilling Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDG | CUSIP 896356102 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Board Size | Management | For | For | For | ||
2.1 | Elect Michael E. Heier | Management | For | For | For | ||
2.2 | Elect Brian C. Bentz | Management | For | For | For | ||
2.3 | Elect Brian Burden | Management | For | For | For | ||
2.4 | Elect David Halford | Management | For | For | For | ||
2.5 | Elect Jim Brown | Management | For | For | For | ||
2.6 | Elect Kenneth Stickland | Management | For | For | For | ||
2.7 | Election of Directors | Management | For | For | For | ||
3 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
4 | Incentive Option Plan Renewal | Management | For | For | For | ||
5 | Amendment to the Incentive Option Plan | Management | For | For | For | ||
6 | Amendment to Shareholder Rights Plan | Management | For | For | For | ||
Trinity Mirror plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TNI | CINS G90628101 | 03/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Ordinary | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Reduction in Share Premium Account | Management | For | For | For | ||
Trinity Mirror plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TNI | CINS G90628101 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Remuneration Policy (Binding) | Management | For | For | For | ||
3 | Remuneration Report (Advisory) | Management | For | For | For | ||
4 | Elect Lee Ginsberg | Management | For | For | For | ||
5 | Elect Helen Stevenson | Management | For | For | For | ||
6 | Elect David Grigson | Management | For | For | For | ||
7 | Elect Simon Fox | Management | For | For | For | ||
8 | Elect Mark Hollinshead | Management | For | For | For | ||
9 | Elect Jane Lighting | Management | For | For | For | ||
10 | Elect Donal Smith | Management | For | For | For | ||
11 | Elect Vijay Vaghela | Management | For | For | For | ||
12 | Elect Paul Vickers | Management | For | For | For | ||
13 | Appointment of Auditor | Management | For | For | For | ||
14 | Authority to Set Auditor's Fees | Management | For | For | For | ||
15 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
16 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
17 | Authority to Repurchase Shares | Management | For | For | For | ||
18 | Authorisation of Political Donations | Management | For | For | For | ||
19 | Authority to Set General Meeting Notice Period at 14 Days | Management | For | Against | Against | ||
Tutor Perini Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TPC | CUSIP 901109108 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Ronald N. Tutor | Management | For | For | For | ||
1.2 | Elect Marilyn A. Alexander | Management | For | For | For | ||
1.3 | Elect Peter Arkley | Management | For | For | For | ||
1.4 | Elect Robert Band | Management | For | For | For | ||
1.5 | Elect Sidney J. Feltenstein | Management | For | For | For | ||
1.6 | Elect Michael R. Klein | Management | For | For | For | ||
1.7 | Elect Raymond R. Oneglia | Management | For | For | For | ||
1.8 | Elect Dale Anne Reiss | Management | For | For | For | ||
1.9 | Elect Donald D. Snyder | Management | For | For | For | ||
1.10 | Elect Dickran M. Tevrizian, Jr. | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Vostok Nafta Investment Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VNILSDB | CINS G9391A132 | 10/17/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Special | Bermuda | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
2 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
3 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
4 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
5 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
6 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
7 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
8 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
9 | Board Size | Management | For | TNA | N/A | ||
10 | Directors' Fees | Management | For | TNA | N/A | ||
11 | Election of Directors | Management | For | TNA | N/A | ||
12 | Non-Voting Agenda Item | N/A | N/A | TNA | N/A | ||
13 | Non-Voting Meeting Note | N/A | N/A | TNA | N/A | ||
Xaar plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XAR | CINS G9824Q100 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Authority to Set Auditor's Fees | Management | For | For | For | ||
4 | Allocation of Profits/Dividends | Management | For | For | For | ||
5 | Elect Richard Barham | Management | For | For | For | ||
6 | Elect Alex Bevis | Management | For | For | For | ||
7 | Elect Edmund Creutzmann | Management | For | For | For | ||
8 | Elect David Cheesman | Management | For | For | For | ||
9 | Elect Phil Lawler | Management | For | For | For | ||
10 | Elect Ted Wiggans | Management | For | For | For | ||
11 | Elect Robin Williams | Management | For | For | For | ||
12 | Elect Ian Dinwoodie | Management | For | For | For | ||
13 | Remuneration Report (Advisory) | Management | For | For | For | ||
14 | Remuneration Policy (Binding) | Management | For | For | For | ||
15 | Authority to Repurchase Shares | Management | For | For | For | ||
16 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
17 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
18 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
19 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
20 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
21 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
22 | Non-Voting Agenda Item | N/A | N/A | N/A | N/A | ||
ZELTIQ Aesthetics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZLTQ | CUSIP 98933Q108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mark J. Foley | Management | For | For | For | ||
1.2 | Elect Kevin C. O'Boyle | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Inflation Navigator Fund | |||||||
07/01/2013 - 06/30/2014 |
Air Products and Chemicals, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APD | CUSIP 009158106 | 01/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Chadwick C. Deaton | Management | For | For | For | ||
2 | Elect Edward L. Monser | Management | For | For | For | ||
3 | Elect Matthew H. Paull | Management | For | For | For | ||
4 | Elect Lawrence S. Smith | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Repeal of Classified Board | Management | For | For | For | ||
Airgas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARG | CUSIP 009363102 | 08/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John P. Clancey | Management | For | For | For | ||
1.2 | Elect Richard C. Ill | Management | For | Withhold | Against | ||
1.3 | Elect Ted B. Miller, Jr. | Management | For | For | For | ||
2 | Executive Bonus Plan | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against | ||
Alcoa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AA | CUSIP 013817101 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Klaus Kleinfeld | Management | For | For | For | ||
2 | Elect James W. Owens | Management | For | For | For | ||
3 | Elect Martin S. Sorrell | Management | For | For | For | ||
4 | Elect Ratan N. Tata | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
Alexandria Real Estate Equities, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARE | CUSIP 015271109 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Joel S. Marcus | Management | For | For | For | ||
1.2 | Elect Richard B. Jennings | Management | For | For | For | ||
1.3 | Elect John L. Atkins III | Management | For | For | For | ||
1.4 | Elect Maria C. Freire | Management | For | For | For | ||
1.5 | Elect Steven R. Hash | Management | For | For | For | ||
1.6 | Elect Richard H. Klein | Management | For | For | For | ||
1.7 | Elect James H. Richardson | Management | For | For | For | ||
2 | Amendment to the 1997 Incentive Plan | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Allegheny Technologies Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATI | CUSIP 01741R102 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James C. Diggs | Management | For | For | For | ||
1.2 | Elect J. Brett Harvey | Management | For | For | For | ||
1.3 | Elect Louis J. Thomas | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Repeal of Classified Board | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Altisource Residential Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RESI | CUSIP 02153W100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William C. Erbey | Management | For | Withhold | Against | ||
1.2 | Elect Michael A. Eruzione | Management | For | For | For | ||
1.3 | Elect Robert J. Fitzpatrick | Management | For | For | For | ||
1.4 | Elect James H. Mullen, Jr. | Management | For | For | For | ||
1.5 | Elect David B. Reiner | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
American Homes 4 Rent | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMH | CUSIP 02665T306 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect B. Wayne Hughes | Management | For | For | For | ||
1.2 | Elect David P. Singelyn | Management | For | For | For | ||
1.3 | Elect John Corrigan | Management | For | For | For | ||
1.4 | Elect Dann V. Angeloff | Management | For | For | For | ||
1.5 | Elect Matthew J. Hart | Management | For | For | For | ||
1.6 | Elect James H. Kropp | Management | For | For | For | ||
1.7 | Elect Lynn C. Swann | Management | For | For | For | ||
1.8 | Elect Kenneth M. Woolley | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
American Residential Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARPI | CUSIP 02927E303 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Stephen G. Schmitz | Management | For | For | For | ||
1.2 | Elect Laurie A. Hawkes | Management | For | For | For | ||
1.3 | Elect Douglas N. Benham | Management | For | For | For | ||
1.4 | Elect David M. Brain | Management | For | For | For | ||
1.5 | Elect Keith R. Guericke | Management | For | For | For | ||
1.6 | Elect Todd W. Mansfield | Management | For | For | For | ||
2 | Approval of Certain Issuances of Shares Upon Exchange of the 3.25% Exchangeable Senior Notes | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
American Tower Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMT | CUSIP 03027X100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Raymond P. Dolan | Management | For | For | For | ||
2 | Elect Ronald M. Dykes | Management | For | For | For | ||
3 | Elect Carolyn Katz | Management | For | For | For | ||
4 | Elect Gustavo Lara Cantu | Management | For | For | For | ||
5 | Elect JoAnn A. Reed | Management | For | For | For | ||
6 | Elect Pamela D.A. Reeve | Management | For | For | For | ||
7 | Elect David E. Sharbutt | Management | For | For | For | ||
8 | Elect James D. Taiclet, Jr. | Management | For | For | For | ||
9 | Elect Samme L. Thompson | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Anadarko Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APC | CUSIP 032511107 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Anthony R. Chase | Management | For | For | For | ||
2 | Elect Kevin P. Chilton | Management | For | For | For | ||
3 | Elect H. Paulett Eberhart | Management | For | For | For | ||
4 | Elect Peter J. Fluor | Management | For | For | For | ||
5 | Elect Richard L. George | Management | For | For | For | ||
6 | Elect Charles W. Goodyear | Management | For | For | For | ||
7 | Elect John R. Gordon | Management | For | For | For | ||
8 | Elect Eric D. Mullins | Management | For | For | For | ||
9 | Elect R. A. Walker | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
12 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | Against | For | ||
13 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
Apache Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APA | CUSIP 037411105 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect G. Steven Farris | Management | For | For | For | ||
2 | Elect A. D. Frazier, Jr. | Management | For | For | For | ||
3 | Elect Amy H. Nelson | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Repeal of Classified Board | Management | For | For | For | ||
AvalonBay Communities, Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVB | CUSIP 053484101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Glyn F. Aeppel | Management | For | For | For | ||
1.2 | Elect Alan B. Buckelew | Management | For | For | For | ||
1.3 | Elect Bruce A. Choate | Management | For | For | For | ||
1.4 | Elect John J. Healy, Jr. | Management | For | For | For | ||
1.5 | Elect Timothy J. Naughton | Management | For | For | For | ||
1.6 | Elect Lance R. Primis | Management | For | For | For | ||
1.7 | Elect Peter S. Rummell | Management | For | For | For | ||
1.8 | Elect H. Jay Sarles | Management | For | For | For | ||
1.9 | Elect W. Edward Walter | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Approval of Performance Goals Under the 2009 Stock Option and Incentive Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Baker Hughes Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BHI | CUSIP 057224107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Larry D. Brady | Management | For | For | For | ||
2 | Elect Clarence P. Cazalot, Jr. | Management | For | For | For | ||
3 | Elect Martin S. Craighead | Management | For | For | For | ||
4 | Elect Lynn L. Elsenhans | Management | For | For | For | ||
5 | Elect Anthony G. Fernandes | Management | For | For | For | ||
6 | Elect Claire W. Gargalli | Management | For | For | For | ||
7 | Elect Pierre J. Jungels | Management | For | For | For | ||
8 | Elect James A. Lash | Management | For | For | For | ||
9 | Elect J. Larry Nichols | Management | For | For | For | ||
10 | Elect James W. Stewart | Management | For | Against | Against | ||
11 | Elect Charles L. Watson | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Amendment to the 2002 Director and Officer long-Term Incentive Plan | Management | For | For | For | ||
15 | Amendment to the 2002 Employee Long-Term Incentive Plan | Management | For | For | For | ||
Ball Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLL | CUSIP 058498106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John A. Hayes | Management | For | For | For | ||
1.2 | Elect George M. Smart | Management | For | For | For | ||
1.3 | Elect Theodore M. Solso | Management | For | For | For | ||
1.4 | Elect Stuart A. Taylor II | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
Bemis Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMS | CUSIP 081437105 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Edward N. Perry | Management | For | For | For | ||
1.2 | Elect Timothy M. Manganello | Management | For | For | For | ||
1.3 | Elect Philip G. Weaver | Management | For | For | For | ||
1.4 | Elect Henry J. Theisen | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Amendment to the Executive Officer Performance Plan | Management | For | For | For | ||
5 | 2014 Stock Incentive Plan | Management | For | For | For | ||
Boston Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BXP | CUSIP 101121101 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Carol B. Einiger | Management | For | For | For | ||
2 | Elect Jacob A. Frenkel | Management | For | For | For | ||
3 | Elect Joel I. Klein | Management | For | For | For | ||
4 | Elect Douglas T. Linde | Management | For | For | For | ||
5 | Elect Matthew J. Lustig | Management | For | For | For | ||
6 | Elect Alan J. Patricof | Management | For | For | For | ||
7 | Elect Ivan G. Seidenberg | Management | For | For | For | ||
8 | Elect Owen D. Thomas | Management | For | For | For | ||
9 | Elect Martin Turchin | Management | For | Against | Against | ||
10 | Elect David A. Twardock | Management | For | For | For | ||
11 | Elect Mortimer B. Zuckerman | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against | ||
16 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM | CUSIP 112585104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Marcel R. Coutu | Management | For | For | For | ||
1.2 | Elect V. Maureen Kempston Darkes | Management | For | For | For | ||
1.3 | Elect Lance Liebman | Management | For | For | For | ||
1.4 | Elect Frank J. McKenna | Management | For | For | For | ||
1.5 | YOUSSEF A. NASR | Management | For | Withhold | Against | ||
1.6 | Elect James A. Pattison | Management | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Management | For | For | For | ||
1.8 | Elect Diana L. Taylor | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Advisory vote on executive compensation | Management | For | For | For | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Dan O. Dinges | Management | For | For | For | ||
2 | Elect James R. Gibbs | Management | For | For | For | ||
3 | Elect Robert L. Keiser | Management | For | For | For | ||
4 | Elect W. Matt Ralls | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Increase of Authorized Common Stock | Management | For | For | For | ||
8 | 2014 Incentive Plan | Management | For | For | For | ||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Camden Property Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPT | CUSIP 133131102 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard J. Campo | Management | For | For | For | ||
1.2 | Elect Scott S. Ingraham | Management | For | For | For | ||
1.3 | Elect Lewis A. Levey | Management | For | For | For | ||
1.4 | Elect William B. McGuire, Jr. | Management | For | For | For | ||
1.5 | Elect William F. Paulsen | Management | For | For | For | ||
1.6 | Elect D. Keith Oden | Management | For | For | For | ||
1.7 | Elect F. Gardner Parker | Management | For | For | For | ||
1.8 | Elect Frances Aldrich Sevilla-Sacasa | Management | For | For | For | ||
1.9 | Elect Steven A. Webster | Management | For | For | For | ||
1.10 | Elect Kelvin R. Westbrook | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Cameron International Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CAM | CUSIP 13342B105 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect H. Paulett Eberhart | Management | For | For | For | ||
2 | Elect Peter J. Fluor | Management | For | For | For | ||
3 | Elect James T. Hackett | Management | For | For | For | ||
4 | Elect Jack B. Moore | Management | For | For | For | ||
5 | Elect Michael E. Patrick | Management | For | For | For | ||
6 | Elect Jon Erik Reinhardsen | Management | For | For | For | ||
7 | Elect Bruce W. Wilkinson | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
CBL & Associates Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CBL | CUSIP 124830100 | 05/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Charles B. Lebovitz | Management | For | For | For | ||
1.2 | Elect Stephen D. Lebovitz | Management | For | For | For | ||
1.3 | Elect Gary L. Bryenton | Management | For | For | For | ||
1.4 | Elect A. Larry Chapman | Management | For | For | For | ||
1.5 | Elect Thomas J. DeRosa | Management | For | For | For | ||
1.6 | Elect Matthew S. Dominski | Management | For | For | For | ||
1.7 | Elect Gary J. Nay | Management | For | For | For | ||
1.8 | Elect Kathleen M. Nelson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Cedar Fair, L.P. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FUN | CUSIP 150185106 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gina D. France | Management | For | For | For | ||
1.2 | Elect Matthew A. Ouimet | Management | For | For | For | ||
1.3 | Elect Tom Klein | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
CenterPoint Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNP | CUSIP 15189T107 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Milton Carroll | Management | For | For | For | ||
2 | Elect Michael P. Johnson | Management | For | For | For | ||
3 | Elect Janiece M. Longoria | Management | For | For | For | ||
4 | Elect Scott J. McLean | Management | For | For | For | ||
5 | Elect Scott M. Prochazka | Management | For | For | For | ||
6 | Elect Susan O. Rheney | Management | For | For | For | ||
7 | Elect Phillip R. Smith | Management | For | For | For | ||
8 | Elect R. A. Walker | Management | For | For | For | ||
9 | Elect Peter S. Wareing | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
CF Industries Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CF | CUSIP 125269100 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert C. Arzbaecher | Management | For | For | For | ||
2 | Elect William Davisson | Management | For | For | For | ||
3 | Elect Stephen J. Hagge | Management | For | For | For | ||
4 | Elect Robert G. Kuhbach | Management | For | For | For | ||
5 | Elect Edward A. Schmitt | Management | For | For | For | ||
6 | Elimination of Supermajority Voting Provisions Regarding Removal of Directors | Management | For | For | For | ||
7 | Elimination of Supermajority Voting Provisions Regarding Amendments to Bylaws | Management | For | For | For | ||
8 | Elimination of Supermajority Voting Provisions Regarding Amendments to the Certificate of Incorporation | Management | For | For | For | ||
9 | Right to Call a Special Meeting | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | 2014 Equity and Incentive Plan | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Chesapeake Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CHK | CUSIP 165167107 | 06/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Vincent J. Intrieri | Management | For | For | For | ||
2 | Elect Robert D. Lawler | Management | For | For | For | ||
3 | Elect John J. Lipinski | Management | For | For | For | ||
4 | Elect Frederic M. Poses | Management | For | For | For | ||
5 | Elect Archie W. Dunham | Management | For | For | For | ||
6 | Elect R. Brad Martin | Management | For | For | For | ||
7 | Elect Louis A. Raspino | Management | For | For | For | ||
8 | Elect Merrill A. Miller, Jr. | Management | For | For | For | ||
9 | Elect Thomas L. Ryan | Management | For | For | For | ||
10 | Repeal of Classified Board | Management | For | For | For | ||
11 | Change in Board Size | Management | For | For | For | ||
12 | Proxy Access | Management | For | For | For | ||
13 | Elimination of Supermajority Requirement | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | 2014 Long Term Incentive Plan | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linnet F. Deily | Management | For | For | For | ||
2 | Elect Robert E. Denham | Management | For | For | For | ||
3 | Elect Alice P. Gast | Management | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Management | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Management | For | For | For | ||
6 | Elect George L. Kirkland | Management | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Management | For | For | For | ||
8 | Elect Kevin W. Sharer | Management | For | For | For | ||
9 | Elect John G. Stumpf | Management | For | For | For | ||
10 | Elect Ronald D. Sugar | Management | For | For | For | ||
11 | Elect Carl Ware | Management | For | For | For | ||
12 | Elect John S. Watson | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against | For | ||
ConocoPhillips | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COP | CUSIP 20825C104 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard L. Armitage | Management | For | For | For | ||
2 | Elect Richard H. Auchinleck | Management | For | Against | Against | ||
3 | Elect Charles E. Bunch | Management | For | For | For | ||
4 | Elect James E. Copeland, Jr. | Management | For | For | For | ||
5 | Elect Jody L Freeman | Management | For | For | For | ||
6 | Elect Gay Huey Evans | Management | For | For | For | ||
7 | Elect Ryan M. Lance | Management | For | For | For | ||
8 | Elect Robert A. Niblock | Management | For | For | For | ||
9 | Elect Harald J. Norvik | Management | For | For | For | ||
10 | Elect William E. Wade, Jr. | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | Against | Against | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | 2014 Omnibus Stock and Performance Incentive Plan | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
CONSOL Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNX | CUSIP 20854P109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect J. Brett Harvey | Management | For | For | For | ||
1.2 | Elect Nicholas J. Deiuliis | Management | For | For | For | ||
1.3 | Elect Philip W. Baxter | Management | For | For | For | ||
1.4 | Elect James E. Altmeyer, Sr. | Management | For | Withhold | Against | ||
1.5 | Elect Alvin R. Carpenter | Management | For | For | For | ||
1.6 | Elect William E. Davis | Management | For | For | For | ||
1.7 | Elect Raj K. Gupta | Management | For | For | For | ||
1.8 | Elect David C. Hardesty, Jr. | Management | For | Withhold | Against | ||
1.9 | Elect Maureen Lally-Green | Management | For | For | For | ||
1.10 | Elect John T. Mills | Management | For | For | For | ||
1.11 | Elect William P. Powell | Management | For | For | For | ||
1.12 | Elect Joseph T. Williams | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Corporate Office Properties Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OFC | CUSIP 22002T108 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Thomas F. Brady | Management | For | For | For | ||
2 | Elect Robert L. Denton | Management | For | For | For | ||
3 | Elect Philip L. Hawkins | Management | For | For | For | ||
4 | Elect Elizabeth A. Hight | Management | For | For | For | ||
5 | Elect David M. Jacobstein | Management | For | For | For | ||
6 | Elect Steven D. Kesler | Management | For | For | For | ||
7 | Elect C. Taylor Pickett | Management | For | For | For | ||
8 | Elect Richard Szafranski | Management | For | For | For | ||
9 | Elect Roger A. Waesche, Jr. | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
DDR Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DDR | CUSIP 23317H102 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Terrance R. Ahern | Management | For | For | For | ||
2 | Elect James C. Boland | Management | For | For | For | ||
3 | Elect Thomas Finne | Management | For | For | For | ||
4 | Elect Robert H. Gidel | Management | For | For | For | ||
5 | Elect Daniel B. Hurwitz | Management | For | For | For | ||
6 | Elect Volker Kraft | Management | For | For | For | ||
7 | Elect Rebecca L. Maccardini | Management | For | For | For | ||
8 | Elect Victor B. MacFarlane | Management | For | For | For | ||
9 | Elect Craig Macnab | Management | For | For | For | ||
10 | Elect Scott D. Roulston | Management | For | For | For | ||
11 | Elect Barry A. Sholem | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Denbury Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNR | CUSIP 247916208 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Wieland F. Wettstein | Management | For | For | For | ||
1.2 | Elect Michael L. Beatty | Management | For | For | For | ||
1.3 | Elect Michael B. Decker | Management | For | For | For | ||
1.4 | Elect John P. Dielwart | Management | For | For | For | ||
1.5 | Elect Ronald G. Greene | Management | For | For | For | ||
1.6 | Elect Gregory L. McMichael | Management | For | For | For | ||
1.7 | Elect Kevin O. Meyers | Management | For | For | For | ||
1.8 | Elect Phil Rykhoek | Management | For | For | For | ||
1.9 | Elect Randy Stein | Management | For | For | For | ||
1.10 | Elect Laura A. Sugg | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Devon Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVN | CUSIP 25179M103 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Barbara M. Baumann | Management | For | For | For | ||
1.2 | Elect John E. Bethancourt | Management | For | For | For | ||
1.3 | Elect Robert H. Henry | Management | For | Withhold | Against | ||
1.4 | Elect John A. Hill | Management | For | For | For | ||
1.5 | Elect Michael M. Kanovsky | Management | For | For | For | ||
1.6 | Elect Robert A. Mosbacher, Jr. | Management | For | For | For | ||
1.7 | Elect J. Larry Nichols | Management | For | For | For | ||
1.8 | Elect Duane C. Radtke | Management | For | For | For | ||
1.9 | Elect Mary P. Ricciardello | Management | For | For | For | ||
1.10 | Elect John Richels | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Report on Lobbying Activities Related to Energy Policy and Climate Change | Shareholder | Against | Against | For | ||
Diamond Offshore Drilling, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DO | CUSIP 25271C102 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James S. Tisch | Management | For | For | For | ||
2 | Elect Marc Edwards | Management | For | For | For | ||
3 | Elect John R. Bolton | Management | For | For | For | ||
4 | Elect Charles L. Fabrikant | Management | For | For | For | ||
5 | Elect Paul G. Gaffney II | Management | For | For | For | ||
6 | Elect Edward Grebow | Management | For | For | For | ||
7 | Elect Herbert C. Hofmann | Management | For | For | For | ||
8 | Elect Kenneth I. Siegel | Management | For | For | For | ||
9 | Elect Clifford M Sobel | Management | For | For | For | ||
10 | Elect Andrew H. Tisch | Management | For | For | For | ||
11 | Elect Raymond S. Troubh | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Amendment to the Incentive Compensation Plan for Executive Officers | Management | For | For | For | ||
15 | Equity Incentive Compensation Plan | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | Against | For | ||
Douglas Emmett, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DEI | CUSIP 25960P109 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Dan A. Emmett | Management | For | For | For | ||
1.2 | Elect Jordan L. Kaplan | Management | For | For | For | ||
1.3 | Elect Kenneth M. Panzer | Management | For | Withhold | Against | ||
1.4 | Elect Christopher H. Anderson | Management | For | For | For | ||
1.5 | Elect Leslie E. Bider | Management | For | For | For | ||
1.6 | Elect David T. Feinberg | Management | For | Withhold | Against | ||
1.7 | Elect Thomas E. O'Hern | Management | For | For | For | ||
1.8 | Elect William E. Simon, Jr. | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Dow Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DOW | CUSIP 260543103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Arnold A. Allemang | Management | For | For | For | ||
2 | Elect Ajay S. Banga | Management | For | For | For | ||
3 | Elect Jacqueline K. Barton | Management | For | For | For | ||
4 | Elect James A. Bell | Management | For | For | For | ||
5 | Elect Jeff M. Fettig | Management | For | For | For | ||
6 | Elect Andrew N. Liveris | Management | For | For | For | ||
7 | Elect Paul Polman | Management | For | For | For | ||
8 | Elect Dennis H. Reilley | Management | For | For | For | ||
9 | Elect James M. Ringler | Management | For | For | For | ||
10 | Elect Ruth G. Shaw | Management | For | Against | Against | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2012 Stock Incentive Plan | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
E.I. du Pont de Nemours and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DD | CUSIP 263534109 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lamberto Andreotti | Management | For | For | For | ||
2 | Elect Richard H. Brown | Management | For | For | For | ||
3 | Elect Robert A. Brown | Management | For | For | For | ||
4 | Elect Bertrand P. Collomb | Management | For | For | For | ||
5 | Elect Curtis J. Crawford | Management | For | For | For | ||
6 | Elect Alexander M. Cutler | Management | For | Against | Against | ||
7 | Elect Eleuthere I. du Pont | Management | For | For | For | ||
8 | Elect Marillyn A. Hewson | Management | For | For | For | ||
9 | Elect Lois D. Juliber | Management | For | For | For | ||
10 | Elect Ellen J. Kullman | Management | For | For | For | ||
11 | Elect Lee M. Thomas | Management | For | For | For | ||
12 | Elect Patrick J. Ward | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Prohibition of Political Spending | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Herbicide Use | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Report on Impact of Plant Closures | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
EastGroup Properties Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EGP | CUSIP 277276101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect D. Pike Aloian | Management | For | For | For | ||
1.2 | Elect H.C. Bailey, Jr. | Management | For | For | For | ||
1.3 | Elect Eric H. Bolton, Jr | Management | For | For | For | ||
1.4 | Elect Hayden C. Eaves, III | Management | For | For | For | ||
1.5 | Elect Fredric H. Gould | Management | For | For | For | ||
1.6 | Elect David H. Hoster II | Management | For | For | For | ||
1.7 | Elect Mary E. McCormick | Management | For | For | For | ||
1.8 | Elect David M. Osnos | Management | For | For | For | ||
1.9 | Elect Leland R. Speed | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Eastman Chemical Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EMN | CUSIP 277432100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Humberto P. Alfonso | Management | For | For | For | ||
2 | Elect Gary E. Anderson | Management | For | For | For | ||
3 | Elect Brett D. Begemann | Management | For | For | For | ||
4 | Elect Michael P. Connors | Management | For | For | For | ||
5 | Elect Mark J. Costa | Management | For | For | For | ||
6 | Elect Stephen R. Demeritt | Management | For | For | For | ||
7 | Elect Robert M. Hernandez | Management | For | For | For | ||
8 | Elect Julie F. Holder | Management | For | For | For | ||
9 | Elect Renee J. Hornbaker | Management | For | For | For | ||
10 | Elect Lewis M. Kling | Management | For | For | For | ||
11 | Elect David W. Raisbeck | Management | For | For | For | ||
12 | Elect James P. Rogers | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Ecolab Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ECL | CUSIP 278865100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Douglas M. Baker, Jr. | Management | For | For | For | ||
2 | Elect Barbara J. Beck | Management | For | For | For | ||
3 | Elect Leslie S. Biller | Management | For | For | For | ||
4 | Elect Carl M. Casale | Management | For | For | For | ||
5 | Elect Stephen I. Chazen | Management | For | For | For | ||
6 | Elect Jerry A. Grundhofer | Management | For | For | For | ||
7 | Elect Arthur J. Higgins | Management | For | For | For | ||
8 | Elect Joel W. Johnson | Management | For | For | For | ||
9 | Elect Michael Larson | Management | For | For | For | ||
10 | Elect Jerry W. Levin | Management | For | For | For | ||
11 | Elect Robert L. Lumpkins | Management | For | For | For | ||
12 | Elect Victoria J. Reich | Management | For | For | For | ||
13 | Elect Suzanne M. Vautrinot | Management | For | For | For | ||
14 | Elect John J. Zillmer | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Reapproval of the Management Performance Incentive Plan | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Ensco plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESV | CUSIP G3157S106 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect J. Roderick Clark | Management | For | For | For | ||
2 | Elect Roxanne J. Decyk | Management | For | For | For | ||
3 | Elect Mary Francis | Management | For | For | For | ||
4 | Elect C. Christopher Gaut | Management | For | For | For | ||
5 | Elect Gerald W. Haddock | Management | For | For | For | ||
6 | Elect Francis S Kalman | Management | For | For | For | ||
7 | Elect Daniel W. Rabun | Management | For | For | For | ||
8 | Elect Keith O. Rattie | Management | For | For | For | ||
9 | Elect Paul E. Rowsey III | Management | For | For | For | ||
10 | Authority to Issue Shares w/ Preemptive Rights | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Ratification of Statutory Auditor | Management | For | For | For | ||
13 | Authority to Set Auditor's Fees | Management | For | For | For | ||
14 | Remuneration Policy (Binding) | Management | For | For | For | ||
15 | Remuneration Report (Advisory) | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Accounts and Reports | Management | For | For | For | ||
18 | Approval of Capital Reorganisation | Management | For | For | For | ||
19 | Authority to Issue Shares w/o Preemptive Rights | Management | For | For | For | ||
Enterprise Products Partners LP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EPD | CUSIP 293792107 | 09/30/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Amendment to the Long Term Incentive Plan | Management | For | Against | Against | ||
2 | Amendment to the Unit Purchase Plan | Management | For | For | For | ||
EOG Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EOG | CUSIP 26875P101 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Janet F. Clark | Management | For | For | For | ||
2 | Elect Charles R. Crisp | Management | For | For | For | ||
3 | Elect James C. Day | Management | For | For | For | ||
4 | Elect Mark G. Papa | Management | For | For | For | ||
5 | Elect H. Leighton Steward | Management | For | For | For | ||
6 | Elect Donald F. Textor | Management | For | For | For | ||
7 | Elect William R. Thomas | Management | For | For | For | ||
8 | Elect Frank G. Wisner | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Reduction Targets | Shareholder | Against | Against | For | ||
EQT Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQT | CUSIP 26884L109 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Margaret K. Dorman | Management | For | For | For | ||
2 | Elect David L. Porges | Management | For | For | For | ||
3 | Elect James E. Rohr | Management | For | For | For | ||
4 | Elect David S. Shapira | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Approval of the 2014 Long-Term Incentive Plan | Management | For | Against | Against | ||
7 | Approval of the Performance Goals of the 2014 Long-Term Incentive Plan for Purposes of IRC Section 162(m) | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
Equity Residential Properties Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EQR | CUSIP 29476L107 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect John W. Alexander | Management | For | For | For | ||
1.2 | Elect Charles L. Atwood | Management | For | For | For | ||
1.3 | Elect Linda Walker Bynoe | Management | For | For | For | ||
1.4 | Elect Mary Kay Haben | Management | For | For | For | ||
1.5 | Elect Bradley A. Keywell | Management | For | For | For | ||
1.6 | Elect John E. Neal | Management | For | For | For | ||
1.7 | Elect David J. Neithercut | Management | For | For | For | ||
1.8 | Elect Mark S. Shapiro | Management | For | For | For | ||
1.9 | Elect Gerald A. Spector | Management | For | For | For | ||
1.10 | Elect B. Joseph White | Management | For | For | For | ||
1.11 | Elect Samuel Zell | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael J. Boskin | Management | For | For | For | ||
1.2 | Elect Peter Brabeck-Letmathe | Management | For | For | For | ||
1.3 | Elect Ursula M. Burns | Management | For | For | For | ||
1.4 | Elect Larry R. Faulkner | Management | For | For | For | ||
1.5 | Elect Jay S. Fishman | Management | For | For | For | ||
1.6 | Elect Henrietta H. Fore | Management | For | For | For | ||
1.7 | Elect Kenneth C. Frazier | Management | For | For | For | ||
1.8 | Elect William W. George | Management | For | For | For | ||
1.9 | Elect Samuel J. Palmisano | Management | For | For | For | ||
1.10 | Elect Steven S. Reinemund | Management | For | For | For | ||
1.11 | Elect Rex W. Tillerson | Management | For | For | For | ||
1.12 | Elect William C. Weldon | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
Federal Realty Investment Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRT | CUSIP 313747206 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Jon E. Bortz | Management | For | For | For | ||
1.2 | Elect David W. Faeder | Management | For | For | For | ||
1.3 | Elect Kristin Gamble | Management | For | For | For | ||
1.4 | Elect Gail P. Steinel | Management | For | For | For | ||
1.5 | Elect Warren M. Thompson | Management | For | For | For | ||
1.6 | Elect Joseph S. Vassalluzzo | Management | For | For | For | ||
1.7 | Elect Donald C. Wood | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
FMC Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect K’Lynne Johnson | Management | For | For | For | ||
2 | Elect William H. Powell | Management | For | For | For | ||
3 | Elect Vincent R. Volpe Jr. | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
FMC Technologies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FTI | CUSIP 30249U101 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Clarence P. Cazalot, Jr. | Management | For | For | For | ||
2 | Elect Eleazar de Carvalho Filho | Management | For | For | For | ||
3 | Elect C. Maury Devine | Management | For | For | For | ||
4 | Elect Claire S. Farley | Management | For | For | For | ||
5 | Elect John T. Gremp | Management | For | For | For | ||
6 | Elect Thomas Hamilton | Management | For | For | For | ||
7 | Elect Peter Mellbye | Management | For | For | For | ||
8 | Elect Joseph H. Netherland | Management | For | For | For | ||
9 | Elect Richard A. Pattarozzi | Management | For | Against | Against | ||
10 | Ratification of Auditor | Management | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Forest City Enterprises, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCE.A | CUSIP 345550107 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Arthur F. Anton | Management | For | For | For | ||
1.2 | Elect Scott S. Cowen | Management | For | For | For | ||
1.3 | Elect Michael P. Esposito, Jr. | Management | For | For | For | ||
1.4 | Elect Stan Ross | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Freeport-McMoran Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard C. Adkerson | Management | For | For | For | ||
1.2 | Elect Robert J. Allison, Jr. | Management | For | For | For | ||
1.3 | Elect Alan R. Buckwalter, III | Management | For | For | For | ||
1.4 | Elect Robert A. Day | Management | For | For | For | ||
1.5 | Elect James C. Flores | Management | For | For | For | ||
1.6 | Elect Gerald J. Ford | Management | For | For | For | ||
1.7 | Elect Thomas A. Fry III | Management | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Management | For | For | For | ||
1.9 | Elect Lydia H. Kennard | Management | For | For | For | ||
1.10 | Elect Charles C. Krulak | Management | For | For | For | ||
1.11 | Elect Bobby Lee Lackey | Management | For | For | For | ||
1.12 | Elect Jon C. Madonna | Management | For | For | For | ||
1.13 | Elect Dustan E. McCoy | Management | For | For | For | ||
1.14 | Elect James R. Moffett | Management | For | For | For | ||
1.15 | Elect Stephen H. Siegele | Management | For | For | For | ||
1.16 | Elect Frances Fragos Townsend | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Annual Incentive Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against | For | ||
Freeport-McMoran Copper & Gold Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FCX | CUSIP 35671D857 | 07/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard C. Adkerson | Management | For | For | For | ||
1.2 | Elect Robert J. Allison, Jr. | Management | For | Withhold | Against | ||
1.3 | Elect Alan R. Buckwalter, III | Management | For | For | For | ||
1.4 | Elect Robert A. Day | Management | For | Withhold | Against | ||
1.5 | Elect James C. Flores | Management | For | For | For | ||
1.6 | Elect Gerald J. Ford | Management | For | Withhold | Against | ||
1.7 | Elect Thomas A. Fry III | Management | For | For | For | ||
1.8 | Elect H. Devon Graham, Jr. | Management | For | For | For | ||
1.9 | Elect Charles C. Krulak | Management | For | For | For | ||
1.10 | Elect Bobby Lee Lackey | Management | For | For | For | ||
1.11 | Elect Jon C. Madonna | Management | For | For | For | ||
1.12 | Elect Dustan E. McCoy | Management | For | For | For | ||
1.13 | Elect James R. Moffett | Management | For | For | For | ||
1.14 | Elect B. M. Rankin, Jr. | Management | For | Withhold | Against | ||
1.15 | Elect Stephen H. Siegele | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Board Diversity | Shareholder | Against | Against | For | ||
7 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
General Growth Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GGP | CUSIP 370023103 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard B. Clark | Management | For | Against | Against | ||
2 | Elect Mary Lou Fiala | Management | For | For | For | ||
3 | Elect J. Bruce Flatt | Management | For | For | For | ||
4 | Elect John K. Haley | Management | For | For | For | ||
5 | Elect Daniel B. Hurwitz | Management | For | For | For | ||
6 | Elect Brian W. Kingston | Management | For | For | For | ||
7 | Elect Sandeep Mathrani | Management | For | For | For | ||
8 | Elect David J. Neithercut | Management | For | For | For | ||
9 | Elect Mark R Patterson | Management | For | Against | Against | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Halliburton Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HAL | CUSIP 406216101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Alan M. Bennett | Management | For | For | For | ||
2 | Elect James R. Boyd | Management | For | For | For | ||
3 | Elect Milton Carroll | Management | For | Against | Against | ||
4 | Elect Nance K. Dicciani | Management | For | For | For | ||
5 | Elect Murry S. Gerber | Management | For | For | For | ||
6 | Elect Jose C. Grubisich | Management | For | For | For | ||
7 | Elect Abdallah S. Jum'ah | Management | For | For | For | ||
8 | Elect David J. Lesar | Management | For | For | For | ||
9 | Elect Robert A. Malone | Management | For | For | For | ||
10 | Elect J. Landis Martin | Management | For | For | For | ||
11 | Elect Debra L. Reed | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Review of Human Rights Policies | Shareholder | Against | Against | For | ||
HCP, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCP | CUSIP 40414L109 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Brian G. Cartwright | Management | For | For | For | ||
2 | Elect Christine N. Garvey | Management | For | For | For | ||
3 | Elect David B. Henry | Management | For | For | For | ||
4 | Elect Lauralee E. Martin | Management | For | For | For | ||
5 | Elect Michael D. McKee | Management | For | For | For | ||
6 | Elect Peter L. Rhein | Management | For | For | For | ||
7 | Elect Joseph P. Sullivan | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
10 | 2014 Performance Incentive Plan | Management | For | For | For | ||
Health Care Reit, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCN | CUSIP 42217K106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect William C. Ballard, Jr. | Management | For | For | For | ||
2 | Elect George L. Chapman (resigned April 13, 2014) | Management | For | For | For | ||
3 | Elect Thomas J. DeRosa | Management | For | For | For | ||
4 | Elect Jeffrey H. Donahue | Management | For | For | For | ||
5 | Elect Peter J. Grua | Management | For | For | For | ||
6 | Elect Fred S. Klipsch | Management | For | For | For | ||
7 | Elect Timothy J. Naughton | Management | For | For | For | ||
8 | Elect Sharon M. Oster | Management | For | For | For | ||
9 | Elect Judith C. Pelham | Management | For | For | For | ||
10 | Elect R. Scott Trumbull | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
13 | Increase of Authorized Common Stock | Management | For | For | For | ||
Helmerich & Payne, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HP | CUSIP 423452101 | 03/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Hans Helmerich | Management | For | For | For | ||
2 | Elect John W. Lindsay | Management | For | For | For | ||
3 | Elect Paula Marshall | Management | For | For | For | ||
4 | Elect Randy A. Foutch | Management | For | For | For | ||
5 | Elect John D. Zeglis | Management | For | For | For | ||
6 | Elect William L. Armstrong | Management | For | For | For | ||
7 | Elect Thomas A. Petrie | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Hess Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HES | CUSIP 42809H107 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Terrence J. Checki | Management | For | For | For | ||
2 | Elect Edith E. Holiday | Management | For | For | For | ||
3 | Elect John H. Mullin, III | Management | For | For | For | ||
4 | Elect James H. Quigley | Management | For | For | For | ||
5 | Elect Robert N. Wilson | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Ratification of Auditor | Management | For | For | For | ||
8 | Elimination of 80% Supermajority Requirement | Management | For | For | For | ||
9 | Elimination of Two-Thirds Supermajority Requirement | Management | For | For | For | ||
10 | Eliminate Provisions Concerning Certain Convertible Stock | Management | For | For | For | ||
11 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
Highwoods Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIW | CUSIP 431284108 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Charles A. Anderson | Management | For | For | For | ||
1.2 | Elect Gene H. Anderson | Management | For | For | For | ||
1.3 | Elect Edward J. Fritsch | Management | For | For | For | ||
1.4 | Elect David J. Hartzell | Management | For | For | For | ||
1.5 | Elect Sherry A. Kellett | Management | For | For | For | ||
1.6 | Elect Mark F. Mulhern | Management | For | For | For | ||
1.7 | Elect L. Glenn Orr, Jr. | Management | For | Withhold | Against | ||
1.8 | Elect O. Temple Sloan, Jr. | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||
Host Hotels & Resorts, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HST | CUSIP 44107P104 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary L. Baglivo | Management | For | For | For | ||
2 | Elect Sheila C. Bair | Management | For | For | For | ||
3 | Elect Terence C. Golden | Management | For | For | For | ||
4 | Elect Ann McLaughlin Korologos | Management | For | For | For | ||
5 | Elect Richard E. Marriott | Management | For | For | For | ||
6 | Elect John B. Morse, Jr. | Management | For | For | For | ||
7 | Elect Walt Rakowich | Management | For | For | For | ||
8 | Elect Gordon H. Smith | Management | For | For | For | ||
9 | Elect W. Edward Walter | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
International Flavors & Fragrances Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IFF | CUSIP 459506101 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Marcello V. Bottoli | Management | For | For | For | ||
2 | Elect Linda B. Buck | Management | For | For | For | ||
3 | Elect J. Michael Cook | Management | For | For | For | ||
4 | Elect Roger W. Ferguson, Jr. | Management | For | For | For | ||
5 | Elect Andreas Fibig | Management | For | For | For | ||
6 | Elect Christina A. Gold | Management | For | For | For | ||
7 | Elect Alexandra A. Herzan | Management | For | For | For | ||
8 | Elect Henry W. Howell, Jr. | Management | For | For | For | ||
9 | Elect Katherine M. Hudson | Management | For | For | For | ||
10 | Elect Arthur C. Martinez | Management | For | For | For | ||
11 | Elect Dale Morrison | Management | For | For | For | ||
12 | Elect Douglas D. Tough | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
International Paper Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IP | CUSIP 460146103 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David J. Bronczek | Management | For | For | For | ||
2 | Elect Ahmet C. Dorduncu | Management | For | For | For | ||
3 | Elect John V. Faraci | Management | For | For | For | ||
4 | Elect Ilene S. Gordon | Management | For | For | For | ||
5 | Elect Jay L. Johnson | Management | For | For | For | ||
6 | Elect Stacey J. Mobley | Management | For | For | For | ||
7 | Elect Joan E. Spero | Management | For | For | For | ||
8 | Elect John L. Townsend, III | Management | For | For | For | ||
9 | Elect John F. Turner | Management | For | For | For | ||
10 | Elect William G. Walter | Management | For | For | For | ||
11 | Elect J. Steven Whisler | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Approval of Material Terms of Performance Goals Under the 2009 Incentive Compensation Plan | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Kinder Morgan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KMI | CUSIP 49456B101 | 05/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard D. Kinder | Management | For | For | For | ||
1.2 | Elect Steven J. Kean | Management | For | For | For | ||
1.3 | Elect Anthony W. Hall, Jr. | Management | For | For | For | ||
1.4 | Elect Deborah A. Macdonald | Management | For | For | For | ||
1.5 | Elect Michael Miller | Management | For | For | For | ||
1.6 | Elect Michael C. Morgan | Management | For | For | For | ||
1.7 | Elect Fayez S. Sarofim | Management | For | For | For | ||
1.8 | Elect C. Park Shaper | Management | For | For | For | ||
1.9 | Elect Joel V. Staff | Management | For | For | For | ||
1.10 | Elect John Stokes | Management | For | For | For | ||
1.11 | Elect Robert F. Vagt | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
4 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | For | Against | ||
LaSalle Hotel Properties | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LHO | CUSIP 517942108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael D. Barnello | Management | For | For | For | ||
1.2 | Elect Donald A. Washburn | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Repeal of Classified Board | Management | For | For | For | ||
5 | 2014 Equity Incentive Plan | Management | For | For | For | ||
LyondellBasell Industries N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LYB | CUSIP N53745100 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jagjeet S. Bindra | Management | For | For | For | ||
2 | Elect Milton Carroll | Management | For | For | For | ||
3 | Elect Claire S. Farley | Management | For | For | For | ||
4 | Elect Rudy M.J. van der Meer | Management | For | For | For | ||
5 | Elect Isabella D. Goren | Management | For | For | For | ||
6 | Elect Nance K. Dicciani | Management | For | For | For | ||
7 | Elect Karyn F. Ovelman | Management | For | For | For | ||
8 | Elect Craig B. Glidden | Management | For | For | For | ||
9 | Elect Bhavesh V. Patel | Management | For | For | For | ||
10 | Elect Patrick D. Quarles | Management | For | For | For | ||
11 | Elect Timothy D. Roberts | Management | For | For | For | ||
12 | ADOPTION OF ANNUAL ACCOUNTS FOR 2013 | Management | For | For | For | ||
13 | DISCHARGE FROM LIABILITY OF SOLE MEMBER OF THE Management BOARD | Management | For | For | For | ||
14 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD | Management | For | For | For | ||
15 | Appointment of Auditor | Management | For | For | For | ||
16 | Appointment Of PricewaterhouseCoopers Accountants N.V. as the Auditor for the Dutch Annual Accounts | Management | For | For | For | ||
17 | Allocation of Dividends | Management | For | For | For | ||
18 | Advisory Vote Approving Executive Compensation | Management | For | For | For | ||
19 | Authority to Repurchase Shares | Management | For | For | For | ||
20 | Authority to Cancel up to 10% of Share Capital Held in Treasury | Management | For | For | For | ||
Marathon Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MRO | CUSIP 565849106 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gregory H. Boyce | Management | For | For | For | ||
2 | Elect Pierre R. Brondeau | Management | For | Against | Against | ||
3 | Elect Linda Z. Cook | Management | For | For | For | ||
4 | Elect Chadwick C. Deaton | Management | For | Against | Against | ||
5 | Elect Shirley A. Jackson | Management | For | For | For | ||
6 | Elect Philip Lader | Management | For | For | For | ||
7 | Elect Michael E.J. Phelps | Management | For | For | For | ||
8 | Elect Dennis H. Reilley | Management | For | For | For | ||
9 | Elect Lee M. Tillman | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
13 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Marathon Petroleum Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MPC | CUSIP 56585A102 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Steven A. Davis | Management | For | For | For | ||
1.2 | Elect Gary R. Heminger | Management | For | For | For | ||
1.3 | Elect John W. Snow | Management | For | For | For | ||
1.4 | Elect John P. Surma | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
MeadWestvaco Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MWV | CUSIP 583334107 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael E. Campbell | Management | For | Against | Against | ||
2 | Elect James G. Kaiser | Management | For | For | For | ||
3 | Elect Richard B. Kelson | Management | For | For | For | ||
4 | Elect Susan J. Kropf | Management | For | For | For | ||
5 | Elect John A. Luke, Jr. | Management | For | For | For | ||
6 | Elect Gracia C. Martore | Management | For | For | For | ||
7 | Elect Timothy H. Powers | Management | For | For | For | ||
8 | Elect Jane L. Warner | Management | For | For | For | ||
9 | Elect Alan D. Wilson | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Monsanto Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MON | CUSIP 61166W101 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gregory H. Boyce | Management | For | For | For | ||
2 | Elect Laura K. Ipsen | Management | For | For | For | ||
3 | Elect William U. Parfet | Management | For | For | For | ||
4 | Elect George H. Poste | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Shareholder Proposal Regarding Labeling of Genetically Modified Foods | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Genetically Modified Organisms | Shareholder | Against | Against | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Repeal of Classified Board | Management | For | For | For | ||
2 | Elect Denise C. Johnson | Management | For | For | For | ||
3 | Elect Nancy E. Cooper | Management | For | For | For | ||
4 | Elect James L. Popowich | Management | For | For | For | ||
5 | Elect James T. Prokopanko | Management | For | For | For | ||
6 | Elect Steven M. Seibert | Management | For | For | For | ||
7 | 2014 Stock and Incentive Plan | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Mosaic Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MOS | CUSIP 61945C103 | 10/03/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Timothy S. Gitzel | Management | For | For | For | ||
2 | Elect William R. Graber | Management | For | For | For | ||
3 | Elect Emery N. Koenig | Management | For | For | For | ||
4 | Elect David T. Seaton | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Murphy Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MUR | CUSIP 626717102 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Frank W. Blue | Management | For | For | For | ||
2 | Elect T. Jay Collins | Management | For | For | For | ||
3 | Elect Steven A. Cosse | Management | For | For | For | ||
4 | Elect Claiborne P. Deming | Management | For | For | For | ||
5 | Elect Roger W. Jenkins | Management | For | For | For | ||
6 | Elect James V. Kelley | Management | For | For | For | ||
7 | Elect Walentin Mirosh | Management | For | For | For | ||
8 | Elect R. Madison Murphy | Management | For | For | For | ||
9 | Elect Jeffrey W. Nolan | Management | For | For | For | ||
10 | Elect Neal E. Schmale | Management | For | For | For | ||
11 | Elect Caroline G. Theus | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Murphy USA Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MUSA | CUSIP 626755102 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Claiborne P. Deming | Management | For | For | For | ||
1.2 | Elect Thomas M. Gattle | Management | For | For | For | ||
1.3 | Elect Jack T. Taylor | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
4 | Amendment to the 2013 Long Term Incentive Plan | Management | For | For | For | ||
5 | 2013 Annual Incentive Plan | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
Nabors Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBR | CUSIP G6359F103 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James R. Crane | Management | For | For | For | ||
1.2 | Elect John P. Kotts | Management | For | For | For | ||
1.3 | Elect Michael C. Linn | Management | For | Withhold | Against | ||
1.4 | Elect John V. Lombardi | Management | For | Withhold | Against | ||
1.5 | Elect Anthony G. Petrello | Management | For | For | For | ||
1.6 | Elect Howard Wolf | Management | For | For | For | ||
1.7 | Elect John Yearwood | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Amendment to Shareholder Rights Plan | Management | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
5 | Shareholder Proposal Regarding Shareholder Approval of Specific Performance Metrics in Equity Compensation Plans | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Retention of Shares | Shareholder | Against | Against | For | ||
7 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | For | Against | ||
8 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
9 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | For | Against | ||
10 | Shareholder Proposal Regarding Counting Broker Non-Votes | Shareholder | Against | For | Against | ||
National Oilwell Varco, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NOV | CUSIP 637071101 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Merrill A. Miller, Jr. | Management | For | For | For | ||
2 | Elect Clay C. Williams | Management | For | For | For | ||
3 | Elect Greg L. Armstrong | Management | For | For | For | ||
4 | Elect Robert E. Beauchamp | Management | For | For | For | ||
5 | Elect Marcela E. Donadio | Management | For | For | For | ||
6 | Elect Ben A. Guill | Management | For | For | For | ||
7 | Elect David D. Harrison | Management | For | For | For | ||
8 | Elect Roger L. Jarvis | Management | For | For | For | ||
9 | Elect Eric L. Mattson | Management | For | For | For | ||
10 | Elect Jeffery A. Smisek | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
National Retail Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NNN | CUSIP 637417106 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Don DeFosset | Management | For | For | For | ||
1.2 | Elect David M. Fick | Management | For | For | For | ||
1.3 | Elect Edward J. Fritsch | Management | For | For | For | ||
1.4 | Elect Kevin B. Habicht | Management | For | Withhold | Against | ||
1.5 | Elect Richard B. Jennings | Management | For | For | For | ||
1.6 | Elect Ted B. Lanier | Management | For | For | For | ||
1.7 | Elect Robert C. Legler | Management | For | For | For | ||
1.8 | Elect Craig Macnab | Management | For | For | For | ||
1.9 | Elect Robert Martinez | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Newfield Exploration Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NFX | CUSIP 651290108 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lee K. Boothby | Management | For | For | For | ||
2 | Elect Pamela J. Gardner | Management | For | For | For | ||
3 | Elect John R. Kemp III | Management | For | For | For | ||
4 | Elect Steven Nance | Management | For | For | For | ||
5 | Elect Howard H. Newman | Management | For | For | For | ||
6 | Elect Thomas G. Ricks | Management | For | For | For | ||
7 | Elect Juanita F. Romans | Management | For | For | For | ||
8 | Elect John W. Schank | Management | For | For | For | ||
9 | Elect Charles E. Shultz | Management | For | For | For | ||
10 | Elect Richard K. Stoneburner | Management | For | For | For | ||
11 | Elect J. Terry Strange | Management | For | Against | Against | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Newmont Mining Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NEM | CUSIP 651639106 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Bruce R. Brook | Management | For | For | For | ||
2 | Elect J. Kofi Bucknor | Management | For | For | For | ||
3 | Elect Vincent A. Calarco | Management | For | For | For | ||
4 | Elect Joseph A. Carrabba | Management | For | For | For | ||
5 | Elect Noreen Doyle | Management | For | For | For | ||
6 | Elect Gary J. Goldberg | Management | For | For | For | ||
7 | Elect Veronica M. Hagen | Management | For | For | For | ||
8 | Elect Jane Nelson | Management | For | For | For | ||
9 | Elect Donald C. Roth | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Noble Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NE | CUSIP G65431101 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Scott D. Josey | Management | For | For | For | ||
2 | Elect Jon A. Marshall | Management | For | For | For | ||
3 | Elect Mary P. Ricciardello | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Re-Appointment of Statutory Auditor | Management | For | For | For | ||
6 | Authority to Set Statutory Auditor's Fees | Management | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
8 | Remuneration Report (Advisory) | Management | For | For | For | ||
9 | Remuneration Report (Policy) | Management | For | For | For | ||
10 | Amendment to Articles to Authorize a Dividend of Shares in Paragon Offshore Limited | Management | For | For | For | ||
11 | Repeal of Classified Board | Management | For | For | For | ||
Noble Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NE | CUSIP H5833N103 | 10/11/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Change Jurisdiction of Incorporation from Switzerland to the UK | Management | For | For | For | ||
Noble Energy, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NBL | CUSIP 655044105 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jeffrey L. Berenson | Management | For | For | For | ||
2 | Elect Michael A. Cawley | Management | For | For | For | ||
3 | Elect Edward F. Cox | Management | For | For | For | ||
4 | Elect Charles D. Davidson | Management | For | For | For | ||
5 | Elect Thomas J. Edelman | Management | For | For | For | ||
6 | Elect Eric P. Grubman | Management | For | For | For | ||
7 | Elect Kirby L. Hedrick | Management | For | For | For | ||
8 | Elect Scott D. Urban | Management | For | For | For | ||
9 | Elect William T. Van Kleef | Management | For | For | For | ||
10 | Elect Molly K. Williamson | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Nucor Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NUE | CUSIP 670346105 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Peter C. Browning | Management | For | Withhold | Against | ||
1.2 | Elect John J. Ferriola | Management | For | For | For | ||
1.3 | Elect Harvey B. Gantt | Management | For | For | For | ||
1.4 | Elect Gregory J. Hayes | Management | For | For | For | ||
1.5 | Elect Victoria F. Haynes | Management | For | For | For | ||
1.6 | Elect Bernard L. Kasriel | Management | For | For | For | ||
1.7 | Elect Christopher J. Kearney | Management | For | For | For | ||
1.8 | Elect Raymond J. Milchovich | Management | For | For | For | ||
1.9 | Elect John H. Walker | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | 2014 Omnibus Incentive Compensation Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
NuStar GP Holdings, LLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NSH | CUSIP 67059L102 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Bradley C. Barron | Management | For | For | For | ||
1.2 | Elect William B. Burnett | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Occidental Petroleum Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OXY | CUSIP 674599105 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Spencer Abraham | Management | For | Against | Against | ||
2 | Elect Howard I. Atkins | Management | For | Against | Against | ||
3 | Elect Eugene L. Batchelder | Management | For | For | For | ||
4 | Elect Stephen I. Chazen | Management | For | For | For | ||
5 | Elect Edward P. Djerejian | Management | For | For | For | ||
6 | Elect John E. Feick | Management | For | For | For | ||
7 | Elect Margaret M. Foran | Management | For | Against | Against | ||
8 | Elect Carlos M. Gutierrez | Management | For | Against | Against | ||
9 | Elect William R. Klesse | Management | For | For | For | ||
10 | Elect Avedick B. Poladian | Management | For | For | For | ||
11 | Elect Elisse B. Walter | Management | For | For | For | ||
12 | Waive Director Age Restriction Policy for Edward P. Djerejian | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Amend Certificate to Permit Action by Written Consent | Management | For | For | For | ||
15 | Amend Bylaws to Separate Chairman and CEO Roles | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Report on Membership in Lobbying Organizations | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Methane Emissions and Flaring Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Omega Healthcare Investors, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OHI | CUSIP 681936100 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Barbara B. Hill | Management | For | For | For | ||
1.2 | Elect Harold J. Kloosterman | Management | For | For | For | ||
1.3 | Elect C.Taylor Pickett | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
ONEOK, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OKE | CUSIP 682680103 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James C. Day | Management | For | For | For | ||
2 | Elect Julie H. Edwards | Management | For | For | For | ||
3 | Elect William L. Ford | Management | For | For | For | ||
4 | Elect John W. Gibson | Management | For | For | For | ||
5 | Elect Bert H. Mackie | Management | For | For | For | ||
6 | Elect Steven J. Malcolm | Management | For | For | For | ||
7 | Elect Jim W. Mogg | Management | For | For | For | ||
8 | Elect Pattye L. Moore | Management | For | For | For | ||
9 | Elect Gary D. Parker | Management | For | For | For | ||
10 | Elect Eduardo A. Rodriguez | Management | For | For | For | ||
11 | Elect Terry K. Spencer | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Owens-Illinois, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OI | CUSIP 690768403 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Jay L. Geldmacher | Management | For | For | For | ||
1.2 | Elect Peter S. Hellman | Management | For | For | For | ||
1.3 | Elect Anastasia D. Kelly | Management | For | For | For | ||
1.4 | Elect John J. McMackin, Jr. | Management | For | Withhold | Against | ||
1.5 | Elect Hari N. Nair | Management | For | For | For | ||
1.6 | Elect Hugh H. Roberts | Management | For | For | For | ||
1.7 | Elect Albert P.L. Stroucken | Management | For | For | For | ||
1.8 | Elect Carol A. Williams | Management | For | For | For | ||
1.9 | Elect Dennis K. Williams | Management | For | For | For | ||
1.10 | Elect Thomas L. Young | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Amendment to the 2005 Incentive Award Plan | Management | For | For | For | ||
Peabody Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BTU | CUSIP 704549104 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gregory H. Boyce | Management | For | For | For | ||
1.2 | Elect William A. Coley | Management | For | For | For | ||
1.3 | Elect William E. James | Management | For | For | For | ||
1.4 | Elect Robert B. Karn III | Management | For | For | For | ||
1.5 | Elect Henry E. Lentz | Management | For | Withhold | Against | ||
1.6 | Elect Robert A. Malone | Management | For | For | For | ||
1.7 | Elect William C. Rusnack | Management | For | For | For | ||
1.8 | Elect Michael W. Sutherlin | Management | For | For | For | ||
1.9 | Elect John F. Turner | Management | For | For | For | ||
1.10 | Elect Sandra A. Van Trease | Management | For | For | For | ||
1.11 | Elect Alan H. Washkowitz | Management | For | For | For | ||
1.12 | Elect Heather A. Wilson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Phillips 66 | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSX | CUSIP 718546104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect William R. Loomis, Jr. | Management | For | For | For | ||
2 | Elect Glenn F. Tilton | Management | For | For | For | ||
3 | Elect Marna C. Whittington | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
Pioneer Natural Resources Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PXD | CUSIP 723787107 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Timothy L. Dove | Management | For | For | For | ||
2 | Elect Stacy P. Methvin | Management | For | For | For | ||
3 | Elect Charles E. Ramsey, Jr. | Management | For | For | For | ||
4 | Elect Frank A. Risch | Management | For | For | For | ||
5 | Elect Edison C. Buchanan | Management | For | For | For | ||
6 | Elect Larry R. Grillot | Management | For | For | For | ||
7 | Elect J. Kenneth Thompson | Management | For | For | For | ||
8 | Elect Jim A. Watson | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Reapproval of Material Terms of the 2006 Long-Term Incentive Plan | Management | For | For | For | ||
Plum Creek Timber Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCL | CUSIP 729251108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Rick R. Holley | Management | For | For | For | ||
2 | Elect Robin Josephs | Management | For | For | For | ||
3 | Elect Sara Grootwassink Lewis | Management | For | For | For | ||
4 | Elect John G. McDonald | Management | For | For | For | ||
5 | Elect Robert B. McLeod | Management | For | For | For | ||
6 | Elect John F. Morgan, Sr. | Management | For | For | For | ||
7 | Elect Marc F. Racicot | Management | For | For | For | ||
8 | Elect Laurence A. Selzer | Management | For | For | For | ||
9 | Elect Stephen C. Tobias | Management | For | For | For | ||
10 | Elect Martin A. White | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Post Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPS | CUSIP 737464107 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert C. Goddard III | Management | For | For | For | ||
1.2 | Elect David P. Stockert | Management | For | For | For | ||
1.3 | Elect Herschel M. Bloom | Management | For | For | For | ||
1.4 | Elect Walter M. Deriso, Jr. | Management | For | For | For | ||
1.5 | Elect Russell R. French | Management | For | For | For | ||
1.6 | Elect Toni Jennings | Management | For | For | For | ||
1.7 | Elect Ronald de Waal | Management | For | For | For | ||
1.8 | Elect Donald C. Wood | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | 2015 Employee Stock Purchase Plan | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
PPG Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPG | CUSIP 693506107 | 04/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Stephen F. Angel | Management | For | For | For | ||
1.2 | Elect Hugh Grant | Management | For | For | For | ||
1.3 | Elect Michele J. Hooper | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Elimination of Supermajority Requirement | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Praxair, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PX | CUSIP 74005P104 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen F. Angel | Management | For | For | For | ||
2 | Elect Oscar de Paula Bernardes Neto | Management | For | For | For | ||
3 | Elect Nance K. Dicciani | Management | For | For | For | ||
4 | Elect Edward G. Galante | Management | For | For | For | ||
5 | Elect Claire W. Gargalli | Management | For | For | For | ||
6 | Elect Ira D. Hall | Management | For | For | For | ||
7 | Elect Raymond W. LeBoeuf | Management | For | For | For | ||
8 | Elect Larry D. McVay | Management | For | For | For | ||
9 | Elect Denise L. Ramos | Management | For | For | For | ||
10 | Elect Wayne T. Smith | Management | For | For | For | ||
11 | Elect Robert L. Wood | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment and Restatement of the 2009 Long Term Incentive Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Prologis, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PLD | CUSIP 74340W103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Hamid R. Moghadam | Management | For | For | For | ||
2 | Elect George L. Fotiades | Management | For | Against | Against | ||
3 | Elect Christine N. Garvey | Management | For | For | For | ||
4 | Elect Lydia H. Kennard | Management | For | For | For | ||
5 | Elect J. Michael Losh | Management | For | Against | Against | ||
6 | Elect Irving F. Lyons III | Management | For | For | For | ||
7 | Elect Jeffrey L. Skelton | Management | For | For | For | ||
8 | Elect D. Michael Steuert | Management | For | For | For | ||
9 | Elect Carl B. Webb | Management | For | Against | Against | ||
10 | Elect William D. Zollars | Management | For | Against | Against | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Public Storage | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PSA | CUSIP 74460D109 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ronald L. Havner, Jr. | Management | For | For | For | ||
2 | Elect Tamara Hughes Gustavson | Management | For | For | For | ||
3 | Elect Uri P. Harkham | Management | For | For | For | ||
4 | Elect B. Wayne Hughes, Jr. | Management | For | Against | Against | ||
5 | Elect Avedick B. Poladian | Management | For | For | For | ||
6 | Elect Gary E. Pruitt | Management | For | For | For | ||
7 | Elect Ronald P. Spogli | Management | For | For | For | ||
8 | Elect Daniel C. Staton | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Amendment to the 2007 Equity and Performance-Based Incentive Compensation Plan | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
PVR Partners, L.P. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVR | CUSIP 693665101 | 03/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Acquisition by Regency Energy Partners | Management | For | For | For | ||
2 | Right to Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
QEP Resources Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QEP | CUSIP 74733V100 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert F. Heinemann | Management | For | For | For | ||
1.2 | Elect Robert E. McKee III | Management | For | For | For | ||
1.3 | Elect David A. Trice | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Shareholder Proposal Requesting the Repeal of the Classified Board | Shareholder | For | For | For | ||
QTS Realty Trust, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
QTS | CUSIP 74736A103 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Chad L. Williams | Management | For | For | For | ||
1.2 | Elect Philip P. Trahanas | Management | For | For | For | ||
1.3 | Elect John W. Barter | Management | For | For | For | ||
1.4 | Elect William O. Grabe | Management | For | For | For | ||
1.5 | Elect Catherine R. Kinney | Management | For | For | For | ||
1.6 | Elect Peter A. Marino | Management | For | For | For | ||
1.7 | Elect Scott D. Miller | Management | For | For | For | ||
1.8 | Elect Stephen E. Westhead | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
Range Resources Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RRC | CUSIP 75281A109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Anthony V. Dub | Management | For | For | For | ||
2 | Elect V. Richard Eales | Management | For | For | For | ||
3 | Elect Allen Finkelson | Management | For | For | For | ||
4 | Elect James M. Funk | Management | For | For | For | ||
5 | Elect Jonathan S. Linker | Management | For | For | For | ||
6 | Elect Mary Ralph Lowe | Management | For | For | For | ||
7 | Elect Kevin S. McCarthy | Management | For | For | For | ||
8 | Elect John H. Pinkerton | Management | For | For | For | ||
9 | Elect Jeffrey L. Ventura | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Regency Centers Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REG | CUSIP 758849103 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Martin E. Stein, Jr. | Management | For | For | For | ||
1.2 | Elect Raymond L. Bank | Management | For | For | For | ||
1.3 | Elect C. Ronald Blankenship | Management | For | For | For | ||
1.4 | Elect Alvin R. Carpenter | Management | For | For | For | ||
1.5 | Elect J. Dix Druce, Jr. | Management | For | For | For | ||
1.6 | Elect Mary Lou Fiala | Management | For | For | For | ||
1.7 | Elect Douglas S. Luke | Management | For | For | For | ||
1.8 | Elect David P. O'Connor | Management | For | For | For | ||
1.9 | Elect John C. Schweitzer | Management | For | For | For | ||
1.10 | Elect Brian M. Smith | Management | For | For | For | ||
1.11 | Elect Thomas G. Wattles | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Rex American Resources Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
REX | CUSIP 761624105 | 06/03/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stuart A. Rose | Management | For | For | For | ||
2 | Elect Lawrence Tomchin | Management | For | For | For | ||
3 | Elect Robert Davidoff | Management | For | Against | Against | ||
4 | Elect Edward M. Kress | Management | For | Against | Against | ||
5 | Elect Charles A. Elcan | Management | For | For | For | ||
6 | Elect David S. Harris | Management | For | Against | Against | ||
7 | Elect Mervyn L. Alphonso | Management | For | For | For | ||
8 | Elect Lee Fisher | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Rowan Companies plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RDC | CUSIP G7665A101 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Thomas P. Burke | Management | For | For | For | ||
2 | Elect William T. Fox III | Management | For | For | For | ||
3 | Elect Sir Graham Hearne | Management | For | For | For | ||
4 | Elect Lord Moynihan | Management | For | For | For | ||
5 | Elect John J. Quicke | Management | For | For | For | ||
6 | Elect W. Matt Ralls | Management | For | For | For | ||
7 | Elect Tore I. Sandvold | Management | For | Against | Against | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Ratification of Statutory Auditor | Management | For | For | For | ||
10 | Approval of the Statutory Auditors’ Remuneration | Management | For | For | For | ||
11 | Approval of U.K. Directors’ Remuneration Policy | Management | For | For | For | ||
12 | Approval of U.K. Statutory Implementation Report | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Schlumberger N.V. (Schlumberger Limited) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLB | CUSIP 806857108 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Peter L.S. Currie | Management | For | For | For | ||
2 | Elect Tony Isaac | Management | For | For | For | ||
3 | Elect K.V. Kamath | Management | For | For | For | ||
4 | Elect Maureen Kempston Darkes | Management | For | For | For | ||
5 | Elect Paal Kibsgaard | Management | For | For | For | ||
6 | Elect Nikolay Kudryavtsev | Management | For | For | For | ||
7 | Elect Michael E. Marks | Management | For | For | For | ||
8 | Elect Lubna Olayan | Management | For | For | For | ||
9 | Elect Leo Rafael Reif | Management | For | For | For | ||
10 | Elect Tore I. Sandvold | Management | For | For | For | ||
11 | Elect Henri Seydoux | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Approval of Financial Statements/Dividends | Management | For | For | For | ||
14 | Appointment of Auditor | Management | For | For | For | ||
Sealed Air Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEE | CUSIP 81211K100 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Hank Brown | Management | For | For | For | ||
2 | Elect Michael Chu | Management | For | For | For | ||
3 | Elect Lawrence R. Codey | Management | For | For | For | ||
4 | Elect Patrick Duff | Management | For | For | For | ||
5 | Elect Jacqueline B. Kosecoff | Management | For | For | For | ||
6 | Elect Kenneth P. Manning | Management | For | For | For | ||
7 | Elect William J. Marino | Management | For | For | For | ||
8 | Elect Jerome A. Peribere | Management | For | For | For | ||
9 | Elect Richard L. Wambold | Management | For | For | For | ||
10 | Elect Jerry R. Whitaker | Management | For | For | For | ||
11 | 2014 Omnibus Incentive Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Sherwin-Williams Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHW | CUSIP 824348106 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Arthur F. Anton | Management | For | For | For | ||
2 | Elect Christopher M. Connor | Management | For | For | For | ||
3 | Elect David F. Hodnik | Management | For | For | For | ||
4 | Elect Thomas G. Kadien | Management | For | For | For | ||
5 | Elect Richard J. Kramer | Management | For | For | For | ||
6 | Elect Susan J. Kropf | Management | For | For | For | ||
7 | Elect Christine A. Poon | Management | For | For | For | ||
8 | Elect Richard K. Smucker | Management | For | For | For | ||
9 | Elect John M. Stropki, Jr. | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
Sigma-Aldrich Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIAL | CUSIP 826552101 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Rebecca M. Bergman | Management | For | For | For | ||
2 | Elect George M. Church | Management | For | For | For | ||
3 | Elect Michael L. Marberry | Management | For | For | For | ||
4 | Elect W. Lee McCollum | Management | For | For | For | ||
5 | Elect Avi M. Nash | Management | For | For | For | ||
6 | Elect Steven M. Paul | Management | For | For | For | ||
7 | Elect J. Pedro Reinhard | Management | For | For | For | ||
8 | Elect Rakesh Sachdev | Management | For | For | For | ||
9 | Elect D. Dean Spatz | Management | For | For | For | ||
10 | Elect Barrett A. Toan | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Increase of Authorized Common Stock | Management | For | For | For | ||
13 | Authorization to Issue Preferred Stock | Management | For | For | For | ||
14 | 2014 Long-Term Incentive Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Simon Property Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPG | CUSIP 828806109 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Melvyn E. Bergstein | Management | For | For | For | ||
2 | Elect Larry C. Glasscock | Management | For | For | For | ||
3 | Elect Karen N. Horn | Management | For | Against | Against | ||
4 | Elect Allan B. Hubbard | Management | For | For | For | ||
5 | Elect Reuben S. Leibowitz | Management | For | For | For | ||
6 | Elect Daniel C. Smith | Management | For | For | For | ||
7 | Elect J. Albert Smith, Jr. | Management | For | For | For | ||
8 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
9 | Amendment to the 1998 Stock Incentive Plan | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
SL Green Realty Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SLG | CUSIP 78440X101 | 06/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Marc Holliday | Management | For | For | For | ||
1.2 | Elect John S. Levy | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John D. Gass | Management | For | For | For | ||
2 | Elect Catherine A. Kehr | Management | For | For | For | ||
3 | Elect Greg D. Kerley | Management | For | For | For | ||
4 | Elect Vello A. Kuuskraa | Management | For | For | For | ||
5 | Elect Kenneth R. Mourton | Management | For | For | For | ||
6 | Elect Steven L. Mueller | Management | For | For | For | ||
7 | Elect Elliott Pew | Management | For | For | For | ||
8 | Elect Alan H. Stevens | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
Spectra Energy Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SE | CUSIP 847560109 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Gregory L. Ebel | Management | For | For | For | ||
2 | Elect Austin A. Adams | Management | For | For | For | ||
3 | Elect Joseph Alvarado | Management | For | For | For | ||
4 | Elect Pamela L. Carter | Management | For | For | For | ||
5 | Elect Clarence P. Cazalot, Jr. | Management | For | For | For | ||
6 | Elect F. Anthony Comper | Management | For | For | For | ||
7 | Elect Peter B. Hamilton | Management | For | For | For | ||
8 | Elect Michael McShane | Management | For | For | For | ||
9 | Elect Michael G. Morris | Management | For | For | For | ||
10 | Elect Michael E.J. Phelps | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
14 | Shareholder Proposal Regarding Methane Emissions Reduction Targets | Shareholder | Against | Against | For | ||
SSGA Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSGXX | CUSIP 85749P | 02/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William L. Marshall | Management | For | For | For | ||
1.2 | Elect Patrick J. Riley | Management | For | For | For | ||
1.3 | Elect Richard D. Shirk | Management | For | For | For | ||
1.4 | Elect Bruce D. Taber | Management | For | For | For | ||
1.5 | Elect Scott F. Powers | Management | For | For | For | ||
1.6 | Elect Michael F. Holland | Management | For | Withhold | Against | ||
1.7 | Elect William L. Boyan | Management | For | For | For | ||
1.8 | Elect Rina K. Spence | Management | For | For | For | ||
1.9 | Elect Douglas T. Williams | Management | For | For | For | ||
1.10 | Elect James E. Ross | Management | For | For | For | ||
2 | Amendment to Declaration of Trust (Feeder Trust) | Management | For | Against | Against | ||
3 | Amendment to Declaration of Trust (Master Trust) | Management | For | Against | Against | ||
4 | Industry Concentration | Management | For | For | For | ||
5 | Borrowing Money and Issuing Senior Securities | Management | For | For | For | ||
6 | Making Loans | Management | For | For | For | ||
7 | Investment in Commodities | Management | For | For | For | ||
8 | Investment in Real Estate | Management | For | For | For | ||
9 | Underwriting of Securities | Management | For | For | For | ||
10 | Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For | For | ||
11 | Diversification of Investments | Management | For | For | For | ||
12 | Investment in Illiquid Securities | Management | For | For | For | ||
13 | Purchasing of Interests in Oil, Gas or Other Mineral Exploration or Development Programs | Management | For | For | For | ||
Starwood Hotels & Resorts Worldwide, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HOT | CUSIP 85590A401 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Frits van Paasschen | Management | For | For | For | ||
2 | Elect Bruce W. Duncan | Management | For | For | For | ||
3 | Elect Adam M. Aron | Management | For | For | For | ||
4 | Elect Charlene Barshefsky | Management | For | For | For | ||
5 | Elect Thomas E. Clarke | Management | For | For | For | ||
6 | Elect Clayton C. Daley, Jr. | Management | For | For | For | ||
7 | Elect Lizanne Galbreath | Management | For | For | For | ||
8 | Elect Eric Hippeau | Management | For | For | For | ||
9 | Elect Aylwin B. Lewis | Management | For | For | For | ||
10 | Elect Stephen R. Quazzo | Management | For | For | For | ||
11 | Elect Thomas O. Ryder | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Taubman Centers, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TCO | CUSIP 876664103 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert S. Taubman | Management | For | For | For | ||
1.2 | Elect Lisa A. Payne | Management | For | Withhold | Against | ||
1.3 | Elect William U. Parfet | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Terreno Realty Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRNO | CUSIP 88146M101 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect W. Blake Baird | Management | For | For | For | ||
1.2 | Elect Michael A. Coke | Management | For | For | For | ||
1.3 | Elect LeRoy E. Carlson | Management | For | For | For | ||
1.4 | Elect Peter J. Merlone | Management | For | For | For | ||
1.5 | Elect Douglas M. Pasquale | Management | For | For | For | ||
1.6 | Elect Dennis Polk | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Amendment to the 2010 Equity Incentive Plan | Management | For | Against | Against | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Tesoro Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSO | CUSIP 881609101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Rodney F. Chase | Management | For | For | For | ||
2 | Elect Gregory J. Goff | Management | For | For | For | ||
3 | Elect Robert W. Goldman | Management | For | Against | Against | ||
4 | Elect Steven H. Grapstein | Management | For | For | For | ||
5 | Elect David Lilley | Management | For | For | For | ||
6 | Elect Mary Pat McCarthy | Management | For | For | For | ||
7 | Elect Jim W. Nokes | Management | For | For | For | ||
8 | Elect Susan Tomasky | Management | For | For | For | ||
9 | Elect Michael E. Wiley | Management | For | For | For | ||
10 | Elect Patrick Y. Yang | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Transocean Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
RIG | CUSIP H8817H100 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Ratification of Board and Management Acts | Management | For | For | For | ||
3 | Allocation of Available Earnings | Management | For | For | For | ||
4 | Dividend from Capital Reserves | Management | For | For | For | ||
5 | Authorized Share Capital | Management | For | For | For | ||
6 | Reduce Board Size to 11 | Management | For | For | For | ||
7 | Amendments to Articles (Elections; Assorted Changes) | Management | For | For | For | ||
8 | Amendments to Articles (Ratification of Compensation) | Management | For | For | For | ||
9 | Amendments to Articles (Supplementary Amount) | Management | For | For | For | ||
10 | Amendments to Articles (Principles of Compensation) | Management | For | For | For | ||
11 | Amendments to Articles (Employment Contracts) | Management | For | For | For | ||
12 | Amendments to Articles (External Mandates) | Management | For | For | For | ||
13 | Amendments to Articles (Loans and Retirement Benefits) | Management | For | For | For | ||
14 | Adoption of Majority Vote for Election of Directors | Management | For | For | For | ||
15 | Adoption of Advance Notice Requirement in Order to Conform with German Articles | Management | For | For | For | ||
16 | Elect Ian C. Strachan | Management | For | For | For | ||
17 | Elect Glyn Barker | Management | For | For | For | ||
18 | Elect Vanessa C.L. Chang | Management | For | For | For | ||
19 | Elect Frederico F. Curado | Management | For | For | For | ||
20 | Elect Chad Deaton | Management | For | For | For | ||
21 | Elect Martin B. McNamara | Management | For | For | For | ||
22 | Elect Samuel J. Merksamer | Management | For | For | For | ||
23 | Elect Edward R. Muller | Management | For | For | For | ||
24 | Elect Steven L. Newman | Management | For | For | For | ||
25 | Elect TAN Ek Kia | Management | For | For | For | ||
26 | Elect Vincent J. Intrieri | Management | For | For | For | ||
27 | Election of Chairman | Management | For | For | For | ||
28 | Elect Director Curado to Compensation Committee Member | Management | For | For | For | ||
29 | Elect Director McNamara to Compensation Committee Member | Management | For | For | For | ||
30 | Elect Director Tan Ek Kia to Compensation Committee Member | Management | For | For | For | ||
31 | Elect Vincent Intrieri to Compensation Committee Member | Management | For | For | For | ||
32 | Appointment of Independent Proxy | Management | For | For | For | ||
33 | Appointment of Auditor | Management | For | For | For | ||
34 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
35 | Amendment to the Long-Term Incentive Plan for Purposes of Section 162(m) of the IRC | Management | For | For | For | ||
TRI Pointe Homes Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TPH | CUSIP 87265H109 | 06/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Merger | Management | For | For | For | ||
2 | Amendment to the 2013 Long-Term Incentive Plan | Management | For | Against | Against | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year | Against | ||
5.1 | Elect Barry S. Sternlicht | Management | For | For | For | ||
5.2 | Elect Douglas F. Bauer | Management | For | For | For | ||
5.3 | Elect J. Marc Perrin | Management | For | For | For | ||
5.4 | Elect Richard D. Bronson | Management | For | For | For | ||
5.5 | Elect Wade H. Cable | Management | For | For | For | ||
5.6 | Elect Steven J. Gilbert | Management | For | For | For | ||
5.7 | Elect Thomas B. Rogers | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
7 | Right to Adjourn Meeting | Management | For | For | For | ||
United States Steel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
X | CUSIP 912909108 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard A. Gephardt | Management | For | For | For | ||
2 | Elect Murry S. Gerber | Management | For | For | For | ||
3 | Elect Glenda G. McNeal | Management | For | For | For | ||
4 | Elect Patricia A. Tracey | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Amendment to the 2005 Stock Incentive Plan | Management | For | For | For | ||
8 | Repeal of Classified Board | Management | For | For | For | ||
Urstadt Biddle Properties Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UBA | CUSIP 917286205 | 03/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Kevin J. Bannon | Management | For | For | For | ||
1.2 | Elect Richard Grellier | Management | For | For | For | ||
1.3 | Elect Charles D. Urstadt | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Amendment to the Restricted Stock Award Plan | Management | For | For | For | ||
Valero Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VLO | CUSIP 91913Y100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jerry D. Choate | Management | For | For | For | ||
2 | Elect Joseph W Gorder | Management | For | For | For | ||
3 | Elect William R. Klesse | Management | For | For | For | ||
4 | Elect Deborah P. Majoras | Management | For | For | For | ||
5 | Elect Donald L. Nickles | Management | For | For | For | ||
6 | Elect Phillip J. Pfeiffer | Management | For | For | For | ||
7 | Elect Robert A. Profusek | Management | For | For | For | ||
8 | Elect Susan K. Purcell | Management | For | For | For | ||
9 | Elect Stephen M. Waters | Management | For | For | For | ||
10 | Elect Randall J. Weisenburger | Management | For | For | For | ||
11 | Elect Rayford Wilkins Jr. | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Stockholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | For | Against | ||
15 | Shareholder Proposal Regarding Greenhouse Gas Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
Ventas, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VTR | CUSIP 92276F100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Debra A. Cafaro | Management | For | For | For | ||
2 | Elect Douglas Crocker, II | Management | For | For | For | ||
3 | Elect Ronald G. Geary | Management | For | For | For | ||
4 | Elect Jay M. Gellert | Management | For | For | For | ||
5 | Elect Richard I. Gilchrist | Management | For | For | For | ||
6 | Elect Matthew J. Lustig | Management | For | For | For | ||
7 | Elect Douglas M. Pasquale | Management | For | For | For | ||
8 | Elect Robert D. Reed | Management | For | For | For | ||
9 | Elect Glenn J. Rufrano | Management | For | For | For | ||
10 | Elect James D. Shelton | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Vornado Realty Trust | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VNO | CUSIP 929042109 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael Lynne | Management | For | Withhold | Against | ||
1.2 | Elect David Mandelbaum | Management | For | Withhold | Against | ||
1.3 | Elect Daniel Tisch | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Compensation in the Event of a Change in Control | Shareholder | Against | Against | For | ||
Vulcan Materials Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMC | CUSIP 929160109 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect O.B. Grayson Hall | Management | For | For | For | ||
2 | Elect Donald M. James | Management | For | For | For | ||
3 | Elect James T. Prokopanko | Management | For | For | For | ||
4 | Elect Kathleen Wilson-Thompson | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Reapproval of Executive Incentive Plan | Management | For | For | For | ||
7 | Ratification of Auditor | Management | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Debra A. Cafaro | Management | For | For | For | ||
2 | Elect Mark A. Emmert | Management | For | For | For | ||
3 | Elect John I. Kieckhefer | Management | For | For | For | ||
4 | Elect Wayne Murdy | Management | For | For | For | ||
5 | Elect Nicole W. Piasecki | Management | For | For | For | ||
6 | Elect Doyle R. Simons | Management | For | For | For | ||
7 | Elect Richard H. Sinkfield | Management | For | For | For | ||
8 | Elect D. Michael Steuert | Management | For | For | For | ||
9 | Elect Kim Williams | Management | For | For | For | ||
10 | Elect Charles R. Williamson | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Williams Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMB | CUSIP 969457100 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Alan S. Armstrong | Management | For | For | For | ||
2 | Elect Joseph R. Cleveland | Management | For | For | For | ||
3 | Elect Kathleen B. Cooper | Management | For | For | For | ||
4 | Elect John A. Hagg | Management | For | For | For | ||
5 | Elect Juanita H. Hinshaw | Management | For | For | For | ||
6 | Elect Ralph Izzo | Management | For | For | For | ||
7 | Elect Frank T. MacInnis | Management | For | For | For | ||
8 | Elect Eric W. Mandelblatt | Management | For | For | For | ||
9 | Elect Steven Nance | Management | For | For | For | ||
10 | Elect Murray D. Smith | Management | For | For | For | ||
11 | Elect Janice D. Stoney | Management | For | For | For | ||
12 | Elect Laura A. Sugg | Management | For | For | For | ||
13 | Amendment to the 2007 Incentive Plan | Management | For | For | For | ||
14 | Amendment to the Employee Stock Purchase Plan | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
WPX Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPX | CUSIP 98212B103 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect James J. Bender | Management | For | For | For | ||
2 | Elect Robert K. Herdman | Management | For | For | For | ||
3 | Elect George A. Lorch | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
7 | Shareholder Proposal Regarding Declassification of the Board | Shareholder | Against | For | Against | ||
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Long Short Fund | |||||||
07/01/2013 - 06/30/2014 |
Activision Blizzard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATVI | CUSIP 00507V109 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Robert J. Corti | Management | For | For | For | ||
2 | Elect Brian G. Kelly | Management | For | For | For | ||
3 | Elect Robert A. Kotick | Management | For | For | For | ||
4 | Elect Barry Meyer | Management | For | For | For | ||
5 | Elect Robert J. Morgado | Management | For | For | For | ||
6 | Elect Peter Nolan | Management | For | For | For | ||
7 | Elect Richard Sarnoff | Management | For | For | For | ||
8 | Elect Elaine P. Wynn | Management | For | For | For | ||
9 | 2014 Incentive Plan | Management | For | For | For | ||
10 | Amendment of Provisions Related to Company's Relationship with Vivendi, S.A. | Management | For | For | For | ||
11 | Reduction of Supermajority Vote Requirements for Amending Certain Articles | Management | For | For | For | ||
12 | Amendment of Provisions Related to the Abilities of the Board and Shareholders to Amend Bylaws | Management | For | Abstain | Against | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Alpha Natural Resources, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ANR | CUSIP 02076X102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Kevin S. Crutchfield | Management | For | For | For | ||
2 | Elect Angelo C. Brisimitzakis | Management | For | For | For | ||
3 | Elect William J. Crowley, Jr. | Management | For | For | For | ||
4 | Elect E. Linn Draper Jr. | Management | For | For | For | ||
5 | Elect Glenn A. Eisenberg | Management | For | For | For | ||
6 | Elect Deborah M. Fretz | Management | For | For | For | ||
7 | Elect P. Michael Giftos | Management | For | For | For | ||
8 | Elect L. Patrick Hassey | Management | For | For | For | ||
9 | Elect Joel Richards, III | Management | For | For | For | ||
10 | Amendment to the 2012 Long-Term Incentive Plan | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Coal Mining Report | Shareholder | Against | Against | For | ||
14 | Shareholder Proposal Regarding Carbon Asset Risk Report | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | For | Against | ||
Altera Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ALTR | CUSIP 021441100 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John P. Daane | Management | For | For | For | ||
2 | Elect T. Michael Nevens | Management | For | For | For | ||
3 | Elect A. Blaine Bowman | Management | For | For | For | ||
4 | Elect Elisha W. Finney | Management | For | For | For | ||
5 | Elect Kevin McGarity | Management | For | For | For | ||
6 | Elect Krish A. Prabhu | Management | For | For | For | ||
7 | Elect Shane V. Robison | Management | For | For | For | ||
8 | Elect John Shoemaker | Management | For | For | For | ||
9 | Elect Thomas H. Waechter | Management | For | For | For | ||
10 | Amendment to the the 2005 Equity Incentive Plan | Management | For | For | For | ||
11 | Amendment to the 1987 Employee Stock Purchase Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Amazon.com, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMZN | CUSIP 023135106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Jeffrey P. Bezos | Management | For | For | For | ||
2 | Elect Tom A. Alberg | Management | For | For | For | ||
3 | Elect John Seely Brown | Management | For | For | For | ||
4 | Elect William B. Gordon | Management | For | For | For | ||
5 | Elect Jamie S. Gorelick | Management | For | For | For | ||
6 | Elect Alain Monie | Management | For | For | For | ||
7 | Elect Jonathan Rubinstein | Management | For | For | For | ||
8 | Elect Thomas O. Ryder | Management | For | Against | Against | ||
9 | Elect Patricia Q. Stonesifer | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | For | Against | ||
AMC Entertainment Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AMC | CUSIP 00165C104 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Anthony J. Saich | Management | For | Withhold | Against | ||
1.2 | Elect Jian Wang | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
American Water Works Company, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AWK | CUSIP 030420103 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Julie A. Dobson | Management | For | For | For | ||
2 | Elect Paul J. Evanson | Management | For | For | For | ||
3 | Elect Martha C. Goss | Management | For | For | For | ||
4 | Elect Richard R. Grigg | Management | For | For | For | ||
5 | Elect Julia L. Johnson | Management | For | For | For | ||
6 | Elect George MacKenzie | Management | For | For | For | ||
7 | Elect William J. Marrazzo | Management | For | For | For | ||
8 | Elect Susan N. Story | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Amphenol Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APH | CUSIP 032095101 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ronald P. Badie | Management | For | For | For | ||
2 | Elect Stanley L. Clark | Management | For | For | For | ||
3 | Elect David P. Falck | Management | For | For | For | ||
4 | Elect Edward G. Jepsen | Management | For | For | For | ||
5 | Elect Andrew E. Lietz | Management | For | For | For | ||
6 | Elect Martin H. Loeffler | Management | For | For | For | ||
7 | Elect John R. Lord | Management | For | For | For | ||
8 | Elect R. Adam Norwitt | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | 2014 Executive Incentive Plan | Management | For | For | For | ||
11 | Amendment to the 2009 Stock Purchase and Option Plan | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Antero Resources Corp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AR | CUSIP 03674X106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Paul M. Rady | Management | For | For | For | ||
1.2 | Elect Glen C. Warren, Jr. | Management | For | For | For | ||
1.3 | Elect James R. Levy | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Amendment to the Long-Term Incentive Plan | Management | For | For | For | ||
Apple Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAPL | CUSIP 037833100 | 02/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William V. Campbell | Management | For | For | For | ||
1.2 | Elect Timothy D. Cook | Management | For | For | For | ||
1.3 | Elect Millard S. Drexler | Management | For | For | For | ||
1.4 | Elect Albert A. Gore, Jr. | Management | For | For | For | ||
1.5 | Elect Robert A. Iger | Management | For | For | For | ||
1.6 | Elect Andrea Jung | Management | For | For | For | ||
1.7 | Elect Arthur D. Levinson | Management | For | For | For | ||
1.8 | Elect Ronald D. Sugar | Management | For | For | For | ||
2 | Technical Amendment to Articles | Management | For | For | For | ||
3 | Eliminate Blank Check Authority to Issue Preferred Stock | Management | For | For | For | ||
4 | Establish a Par Value for the Company's Common Stock of $0.00001 Per Share | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | 2014 Employee Stock Plan | Management | For | For | For | ||
8 | Shareholder Proposal Regarding Formation of Human Rights Committee | Shareholder | Against | Against | For | ||
9 | Shareholder Proposal Regarding Sustainability-Related Trade Association Memberships | Shareholder | Against | Against | For | ||
10 | Shareholder Proposal Regarding Share Buybacks | Shareholder | N/A | Abstain | N/A | ||
11 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against | For | ||
ArcelorMittal S.A. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MT | CUSIP 03938L104 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Consolidated Accounts and Reports | Management | For | For | For | ||
2 | Accounts and Reports | Management | For | For | For | ||
3 | Allocation of Profits/Dividends | Management | For | For | For | ||
4 | Directors' Fees | Management | For | For | For | ||
5 | Ratification of Board Acts | Management | For | For | For | ||
6 | Elect Lakshmi N. Mittal | Management | For | For | For | ||
7 | Elect Lewis B. Kaden | Management | For | For | For | ||
8 | Elect Antoine Spillmann | Management | For | For | For | ||
9 | Elect Bruno Lafont | Management | For | For | For | ||
10 | Elect Michel Wurth | Management | For | For | For | ||
�� | 11 | Appointment of Auditor | Management | For | For | For | |
12 | Equity Compensation Plan | Management | For | For | For | ||
Arcos Dorados Holdings Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARCO | CUSIP G0457F107 | 04/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3.1 | Elect Sergio Alonso | Management | For | For | For | ||
3.2 | Elect Michael Chu | Management | For | Withhold | Against | ||
3.3 | Elect Jose Alberto Velez Cadavid | Management | For | Withhold | Against | ||
3.4 | Elect Jose Fernandez | Management | For | For | For | ||
Armstrong World Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AWI | CUSIP 04247X102 | 06/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Stan A. Askren | Management | For | For | For | ||
1.2 | Elect Matthew J. Espe | Management | For | For | For | ||
1.3 | Elect James J. Gaffney | Management | For | For | For | ||
1.4 | Elect Tao Huang | Management | For | For | For | ||
1.5 | Elect Michael F. Johnston | Management | For | For | For | ||
1.6 | Elect Jeffrey Liaw | Management | For | For | For | ||
1.7 | Elect Larry S. McWilliams | Management | For | For | For | ||
1.8 | Elect James C. Melville | Management | For | For | For | ||
1.9 | Elect James J. O'Connor | Management | For | For | For | ||
1.10 | Elect John J. Roberts | Management | For | For | For | ||
1.11 | Elect Richard Wenz | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Asbury Automotive Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABG | CUSIP 043436104 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Juanita T. James | Management | For | For | For | ||
1.2 | Elect Craig T. Monaghan | Management | For | For | For | ||
2 | Adoption of Exclusive Forum Provision | Management | For | Against | Against | ||
3 | Approve Key Executive Incentive Compensation Plan | Management | For | For | For | ||
4 | Advisory Approval on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
Ashland Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ASH | CUSIP 044209104 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Stephen F. Kirk | Management | For | For | For | ||
2 | Elect James J. O'Brien | Management | For | For | For | ||
3 | Elect Barry W. Perry | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Repeal of Classified Board | Management | For | For | For | ||
Athlon Energy Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ATHL | CUSIP 047477104 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Rakesh Wilson | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year | Against | ||
BlackRock, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BLK | CUSIP 09247X101 | 05/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Abdlatif Yousef Al-Hamad | Management | For | For | For | ||
2 | Elect Mathis Cabiallavetta | Management | For | For | For | ||
3 | Elect Pamela Daley | Management | For | For | For | ||
4 | Elect Jessica P. Einhorn | Management | For | For | For | ||
5 | Elect Fabrizio Freda | Management | For | For | For | ||
6 | Elect Murry S. Gerber | Management | For | For | For | ||
7 | Elect James Grosfeld | Management | For | For | For | ||
8 | Elect David H. Komansky | Management | For | For | For | ||
9 | Elect Sir Deryck C. Maughan | Management | For | For | For | ||
10 | Elect Cheryl D. Mills | Management | For | For | For | ||
11 | Elect Carlos Slim Domit | Management | For | For | For | ||
12 | Elect John S. Varley | Management | For | For | For | ||
13 | Elect Susan L. Wagner | Management | For | For | For | ||
14 | Amendment to the 1999 Stock Award and Incentive Plan | Management | For | For | For | ||
15 | Reapproval of the Performance Goals under the 1999 Annual Incentive Performance Plan | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Ratification of Auditor | Management | For | For | For | ||
Boeing Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BA | CUSIP 097023105 | 04/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David L. Calhoun | Management | For | For | For | ||
2 | Elect Arthur D. Collins, Jr. | Management | For | For | For | ||
3 | Elect Linda Z. Cook | Management | For | For | For | ||
4 | Elect Kenneth M. Duberstein | Management | For | For | For | ||
5 | Elect Edmund P. Giambastiani, Jr. | Management | For | For | For | ||
6 | Elect Lawrence W. Kellner | Management | For | For | For | ||
7 | Elect Edward M. Liddy | Management | For | For | For | ||
8 | Elect W. James McNerney, Jr. | Management | For | For | For | ||
9 | Elect Susan C. Schwab | Management | For | For | For | ||
10 | Elect Ronald A. Williams | Management | For | For | For | ||
11 | Elect Mike S. Zafirovski | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2003 Incentive Stock Plan | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Lamberto Andreotti | Management | For | For | For | ||
2 | Elect Lewis B. Campbell | Management | For | Against | Against | ||
3 | Elect James M. Cornelius | Management | For | For | For | ||
4 | Elect Laurie H. Glimcher | Management | For | For | For | ||
5 | Elect Michael Grobstein | Management | For | For | For | ||
6 | Elect Alan J. Lacy | Management | For | For | For | ||
7 | Elect Thomas J. Lynch | Management | For | For | For | ||
8 | Elect Dinesh Paliwal | Management | For | For | For | ||
9 | Elect Vicki L. Sato | Management | For | For | For | ||
10 | Elect Gerald L. Storch | Management | For | For | For | ||
11 | Elect Togo D. West, Jr. | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
14 | Shareholder Proposal Regarding Simple Majority Vote | Shareholder | Against | For | Against | ||
Brookfield Asset Management Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAM | CUSIP 112585104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Marcel R. Coutu | Management | For | For | For | ||
1.2 | Elect V. Maureen Kempston Darkes | Management | For | For | For | ||
1.3 | Elect Lance Liebman | Management | For | For | For | ||
1.4 | Elect Frank J. McKenna | Management | For | For | For | ||
1.5 | YOUSSEF A. NASR | Management | For | Withhold | Against | ||
1.6 | Elect James A. Pattison | Management | For | For | For | ||
1.7 | Elect Seek Ngee Huat | Management | For | For | For | ||
1.8 | Elect Diana L. Taylor | Management | For | For | For | ||
2 | Appointment of Auditor and Authority to Set Fees | Management | For | For | For | ||
3 | Advisory vote on executive compensation | Management | For | For | For | ||
C.R. Bard, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BCR | CUSIP 067383109 | 04/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect David M. Barrett | Management | For | For | For | ||
2 | Elect John C. Kelly | Management | For | For | For | ||
3 | Elect David F. Melcher | Management | For | For | For | ||
4 | Elect Gail K. Naughton | Management | For | For | For | ||
5 | Elect John H. Weiland | Management | For | For | For | ||
6 | Elect Anthony Welters | Management | For | For | For | ||
7 | Elect Tony L. White | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Amendment to the 2012 Long Term Incentive Plan | Management | For | For | For | ||
10 | Amendment to the Executive Bonus Plan | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Sustainability Report | Shareholder | Against | Against | For | ||
13 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Cabot Oil & Gas Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COG | CUSIP 127097103 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Dan O. Dinges | Management | For | For | For | ||
2 | Elect James R. Gibbs | Management | For | For | For | ||
3 | Elect Robert L. Keiser | Management | For | For | For | ||
4 | Elect W. Matt Ralls | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Increase of Authorized Common Stock | Management | For | For | For | ||
8 | 2014 Incentive Plan | Management | For | For | For | ||
9 | Shareholder Proposal Regarding Political Contributions and Expenditures Report | Shareholder | Against | Against | For | ||
Calpine Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPN | CUSIP 131347304 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Frank Cassidy | Management | For | For | For | ||
1.2 | Elect Jack A. Fusco | Management | For | For | For | ||
1.3 | Elect John B. (Thad) Hill | Management | For | For | For | ||
1.4 | Elect Robert C. Hinckley | Management | For | For | For | ||
1.5 | Elect Michael W. Hofmann | Management | For | For | For | ||
1.6 | Elect David C. Merritt | Management | For | For | For | ||
1.7 | Elect W. Benjamin Moreland | Management | For | For | For | ||
1.8 | Elect Robert A. Mosbacher, Jr. | Management | For | For | For | ||
1.9 | Elect Denise M. O'Leary | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Canadian Pacific Railway Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CP | CUSIP 13645T100 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Appointment of Auditor | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3.1 | Elect William A. Ackman | Management | For | For | For | ||
3.2 | Elect Gary F. Colter | Management | For | For | For | ||
3.3 | Elect Isabelle Courville | Management | For | For | For | ||
3.4 | Elect Paul G. Haggis | Management | For | For | For | ||
3.5 | Elect E. Hunter Harrison | Management | For | For | For | ||
3.6 | Elect Paul C. Hilal | Management | For | For | For | ||
3.7 | Elect Krystyna T. Hoeg | Management | For | For | For | ||
3.8 | Elect Rebecca MacDonald | Management | For | For | For | ||
3.9 | Elect Anthony R. Melman | Management | For | For | For | ||
3.10 | Elect Linda J. Morgan | Management | For | For | For | ||
3.11 | Elect Jim Prentice | Management | For | For | For | ||
3.12 | Elect Andrew F. Reardon | Management | For | For | For | ||
3.13 | Elect Stephen C. Tobias | Management | For | For | For | ||
Chevron Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVX | CUSIP 166764100 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linnet F. Deily | Management | For | For | For | ||
2 | Elect Robert E. Denham | Management | For | For | For | ||
3 | Elect Alice P. Gast | Management | For | For | For | ||
4 | Elect Enrique Hernandez, Jr. | Management | For | For | For | ||
5 | Elect Jon M. Huntsman, Jr. | Management | For | For | For | ||
6 | Elect George L. Kirkland | Management | For | For | For | ||
7 | Elect Charles W. Moorman, IV | Management | For | For | For | ||
8 | Elect Kevin W. Sharer | Management | For | For | For | ||
9 | Elect John G. Stumpf | Management | For | For | For | ||
10 | Elect Ronald D. Sugar | Management | For | For | For | ||
11 | Elect Carl Ware | Management | For | For | For | ||
12 | Elect John S. Watson | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Charitable Contributions | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Hydraulic Fracturing | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
19 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Environmental Expertise on Board | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Country Selection Guidelines | Shareholder | Against | Against | For | ||
Cisco Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CSCO | CUSIP 17275R102 | 11/19/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Carol A. Bartz | Management | For | For | For | ||
2 | Elect Marc Benioff | Management | For | For | For | ||
3 | Elect Gregory Q. Brown | Management | For | For | For | ||
4 | Elect M. Michele Burns | Management | For | For | For | ||
5 | Elect Michael D. Capellas | Management | For | For | For | ||
6 | Elect John T. Chambers | Management | For | For | For | ||
7 | Elect Brian L. Halla | Management | For | For | For | ||
8 | Elect John L. Hennessy | Management | For | Against | Against | ||
9 | Elect Kristina M. Johnson | Management | For | For | For | ||
10 | Elect Roderick C. McGeary | Management | For | For | For | ||
11 | Elect Arun Sarin | Management | For | For | For | ||
12 | Elect Steven M. West | Management | For | For | For | ||
13 | Amendment to the 2005 Stock Incentive Plan | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Proxy Advice Contest | Shareholder | Against | Against | For | ||
Citigroup Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael L. Corbat | Management | For | For | For | ||
2 | Elect Duncan P. Hennes | Management | For | For | For | ||
3 | Elect Franz B. Humer | Management | For | For | For | ||
4 | Elect Eugene M. McQuade | Management | For | For | For | ||
5 | Elect Michael E. O'Neill | Management | For | For | For | ||
6 | Elect Gary M. Reiner | Management | For | For | For | ||
7 | Elect Judith Rodin | Management | For | Against | Against | ||
8 | Elect Robert L. Ryan | Management | For | For | For | ||
9 | Elect Anthony M. Santomero | Management | For | For | For | ||
10 | Elect Joan E. Spero | Management | For | For | For | ||
11 | Elect Diana L. Taylor | Management | For | For | For | ||
12 | Elect William S. Thompson, Jr. | Management | For | For | For | ||
13 | Elect James S. Turley | Management | For | For | For | ||
14 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
17 | Approval of the 2014 Stock Incentive Plan | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
20 | Shareholder Proposal Regarding Director Indemnification | Shareholder | Against | Against | For | ||
21 | Shareholder Proposal Regarding Proxy Access | Shareholder | Against | Against | For | ||
CME Group Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CME | CUSIP 12572Q105 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Terrence A. Duffy | Management | For | For | For | ||
2 | Elect Phupinder S. Gill | Management | For | For | For | ||
3 | Elect Timothy S. Bitsberger | Management | For | For | For | ||
4 | Elect Charles P. Carey | Management | For | For | For | ||
5 | Elect Dennis H. Chookaszian | Management | For | For | For | ||
6 | Elect Martin J. Gepsman | Management | For | For | For | ||
7 | Elect Larry G. Gerdes | Management | For | For | For | ||
8 | Elect Daniel R. Glickman | Management | For | For | For | ||
9 | Elect J. Dennis Hastert | Management | For | For | For | ||
10 | Elect Leo Melamed | Management | For | Against | Against | ||
11 | Elect William P. Miller II | Management | For | For | For | ||
12 | Elect James E. Oliff | Management | For | For | For | ||
13 | Elect Edemir Pinto | Management | For | For | For | ||
14 | Elect Alex J. Pollock | Management | For | For | For | ||
15 | Elect John F. Sandner | Management | For | For | For | ||
16 | Elect Terry L. Savage | Management | For | For | For | ||
17 | Elect William R. Shepard | Management | For | Against | Against | ||
18 | Elect Dennis A. Suskind | Management | For | For | For | ||
19 | Ratification of Auditor | Management | For | For | For | ||
20 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
21 | Amendment to the 2005 Director Stock Plan | Management | For | For | For | ||
22 | Amendment to the Incentive Plan for Named Executive Officers | Management | For | For | For | ||
23 | Modification to Director Election Rights of Class B Shareholders | Management | For | For | For | ||
Copart, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPRT | CUSIP 217204106 | 12/16/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Willis J. Johnson | Management | For | For | For | ||
1.2 | Elect A. Jayson Adair | Management | For | For | For | ||
1.3 | Elect Matt Blunt | Management | For | For | For | ||
1.4 | Elect Steven D. Cohan | Management | For | For | For | ||
1.5 | Elect Daniel J. Englander | Management | For | Withhold | Against | ||
1.6 | Elect James E. Meeks | Management | For | For | For | ||
1.7 | Elect Vincent W. Mitz | Management | For | Withhold | Against | ||
1.8 | Elect Thomas N. Tryforos | Management | For | For | For | ||
2 | Amendment to the 2007 Equity Incentive Plan | Management | For | For | For | ||
3 | Approval of Multi-Year Option Awards | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
DaVita HealthCare Partners Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DVA | CUSIP 23918K108 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Pamela M. Arway | Management | For | For | For | ||
2 | Elect Charles G. Berg | Management | For | For | For | ||
3 | Elect Carol Anthony Davidson | Management | For | For | For | ||
4 | Elect Paul J. Diaz | Management | For | For | For | ||
5 | Elect Peter T. Grauer | Management | For | For | For | ||
6 | Elect Robert J. Margolis | Management | For | For | For | ||
7 | Elect John M. Nehra | Management | For | For | For | ||
8 | Elect William L. Roper | Management | For | For | For | ||
9 | Elect Kent J. Thiry | Management | For | For | For | ||
10 | Elect Roger J. Valine | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Amendment to the 2011 Incentive Award Plan | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 08/02/2013 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Acquisition | Management | N/A | TNA | N/A | ||
2 | Advisory Vote on Golden Parachutes | Management | N/A | TNA | N/A | ||
3 | Right to Adjourn Meeting | Management | N/A | TNA | N/A | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 08/02/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Proxy Contest | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Acquisition | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Right to Adjourn Meeting | Management | For | For | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 09/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Acquisition | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Right to Adjourn Meeting | Management | For | For | For | ||
Dell Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DELL | CUSIP 24702R101 | 10/17/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Donald J. Carty | Management | For | For | For | ||
2 | Elect Janet F. Clark | Management | For | For | For | ||
3 | Elect Laura Conigliaro | Management | For | For | For | ||
4 | Elect Michael S. Dell | Management | For | For | For | ||
5 | Elect Kenneth M. Duberstein | Management | For | For | For | ||
6 | Elect Gerard Kleisterlee | Management | For | For | For | ||
7 | Elect Klaus S. Luft | Management | For | For | For | ||
8 | Elect Alex J. Mandl | Management | For | For | For | ||
9 | Elect Shantanu Narayen | Management | For | Against | Against | ||
10 | Elect H. Ross Perot, Jr. | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Delta Air Lines, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DAL | CUSIP 247361702 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard H. Anderson | Management | For | For | For | ||
2 | Elect Edward H. Bastian | Management | For | For | For | ||
3 | Elect Roy J. Bostock | Management | For | For | For | ||
4 | Elect John S. Brinzo | Management | For | For | For | ||
5 | Elect Daniel A. Carp | Management | For | For | For | ||
6 | Elect David G. DeWalt | Management | For | For | For | ||
7 | Elect William H. Easter III | Management | For | For | For | ||
8 | Elect Mickey P. Foret | Management | For | For | For | ||
9 | Elect Shirley C. Franklin | Management | For | For | For | ||
10 | Elect David R. Goode | Management | For | For | For | ||
11 | Elect George N. Mattson | Management | For | For | For | ||
12 | Elect Paula Rosput Reynolds | Management | For | For | For | ||
13 | Elect Kenneth C. Rogers | Management | For | For | For | ||
14 | Elect Kenneth B. Woodrow | �� | Management | For | For | For | |
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Change in Board Size | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
Dunkin' Brands Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNKN | CUSIP 265504100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael F. Hines | Management | For | For | For | ||
1.2 | Elect Joseph Uva | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Annual Management Incentive Plan | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Nanomaterials | Shareholder | Against | Against | For | ||
EBay Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBAY | CUSIP 278642103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Fred D. Anderson | Management | For | For | For | ||
1.2 | Elect Edward W. Barnholt | Management | For | For | For | ||
1.3 | Elect Scott D. Cook | Management | For | For | For | ||
1.4 | Elect John J. Donahoe | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Amendment to 2008 Equity Incentive Plan | Management | For | Against | Against | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding PayPal Spin-Off | Shareholder | Against | Abstain | N/A | ||
Eli Lilly and Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LLY | CUSIP 532457108 | 05/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael L. Eskew | Management | For | For | For | ||
2 | Elect Karen N. Horn | Management | For | Against | Against | ||
3 | Elect William Kaelin | Management | For | For | For | ||
4 | Elect John C. Lechleiter | Management | For | For | For | ||
5 | Elect Marschall S. Runge | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Enbridge Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ENB | CUSIP 29250N105 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David A. Arledge | Management | For | For | For | ||
1.2 | Elect James J. Blanchard | Management | For | For | For | ||
1.3 | Elect J. Lorne Braithwaite | Management | For | For | For | ||
1.4 | Elect J. Herb England | Management | For | For | For | ||
1.5 | Elect Charles W. Fischer | Management | For | For | For | ||
1.6 | Elect V. Maureen Kempston Darkes | Management | For | For | For | ||
1.7 | Elect David A. Leslie | Management | For | For | For | ||
1.8 | Elect Al Monaco | Management | For | For | For | ||
1.9 | Elect George K. Petty | Management | For | For | For | ||
1.10 | Elect Charles E. Shultz | Management | For | For | For | ||
1.11 | Elect Dan C. Tutcher | Management | For | For | For | ||
1.12 | Elect Catherine L. Williams | Management | For | For | For | ||
2 | Appointment of Auditor | Management | For | For | For | ||
3 | Amendment to Option Plans | Management | For | For | For | ||
4 | Continuation of Shareholder Rights Plan | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Estee Lauder Companies Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EL | CUSIP 518439104 | 11/12/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Aerin Lauder | Management | For | For | For | ||
2 | Elect William P. Lauder | Management | For | For | For | ||
3 | Elect Richard D. Parsons | Management | For | For | For | ||
4 | Elect Lynn Forester de Rothschild | Management | For | For | For | ||
5 | Elect Richard F. Zannino | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
7 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
8 | Executive Annual Incentive Plan | Management | For | For | For | ||
9 | Shareholder Proposal Regarding Adopting Sustainable Palm Oil Policy | Shareholder | Against | Against | For | ||
Exxon Mobil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XOM | CUSIP 30231G102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael J. Boskin | Management | For | For | For | ||
1.2 | Elect Peter Brabeck-Letmathe | Management | For | For | For | ||
1.3 | Elect Ursula M. Burns | Management | For | For | For | ||
1.4 | Elect Larry R. Faulkner | Management | For | For | For | ||
1.5 | Elect Jay S. Fishman | Management | For | For | For | ||
1.6 | Elect Henrietta H. Fore | Management | For | For | For | ||
1.7 | Elect Kenneth C. Frazier | Management | For | For | For | ||
1.8 | Elect William W. George | Management | For | For | For | ||
1.9 | Elect Samuel J. Palmisano | Management | For | For | For | ||
1.10 | Elect Steven S. Reinemund | Management | For | For | For | ||
1.11 | Elect Rex W. Tillerson | Management | For | For | For | ||
1.12 | Elect William C. Weldon | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Multiple Board Service | Shareholder | Against | Against | For | ||
6 | Shareholder Proposal Regarding Adopting Sexual Orientation and Gender Identity Anti-Bias Policy | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Reporting and Reducing Greenhouse Gas Emissions | Shareholder | Against | Against | For | ||
Fifth Third Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FITB | CUSIP 316773100 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Nicholas K. Akins | Management | For | For | For | ||
2 | Elect B. Evan Bayh III | Management | For | For | For | ||
3 | Elect Ulysses L. Bridgeman, Jr. | Management | For | For | For | ||
4 | Elect Emerson L. Brumback | Management | For | For | For | ||
5 | Elect James P. Hackett | Management | For | For | For | ||
6 | Elect Gary R. Heminger | Management | For | Against | Against | ||
7 | Elect Jewell D. Hoover | Management | For | For | For | ||
8 | Elect Kevin T. Kabat | Management | For | For | For | ||
9 | Elect Mitchel D. Livingston | Management | For | For | For | ||
10 | Elect Michael B. McCallister | Management | For | For | For | ||
11 | Elect Hendrick G. Meijer | Management | For | For | For | ||
12 | Elect Marsha C. Williams | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | 2014 Incentive Compensation Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
Forest Oil Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FST | CUSIP 346091705 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James H. Lee | Management | For | Withhold | Against | ||
1.2 | Elect Patrick R. McDonald | Management | For | Withhold | Against | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
General Growth Properties, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GGP | CUSIP 370023103 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard B. Clark | Management | For | Against | Against | ||
2 | Elect Mary Lou Fiala | Management | For | For | For | ||
3 | Elect J. Bruce Flatt | Management | For | For | For | ||
4 | Elect John K. Haley | Management | For | For | For | ||
5 | Elect Daniel B. Hurwitz | Management | For | For | For | ||
6 | Elect Brian W. Kingston | Management | For | For | For | ||
7 | Elect Sandeep Mathrani | Management | For | For | For | ||
8 | Elect David J. Neithercut | Management | For | For | For | ||
9 | Elect Mark R Patterson | Management | For | Against | Against | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
General Motors Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | CUSIP 37045V100 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Joseph J. Ashton | Management | For | For | For | ||
2 | Elect Mary T. Barra | Management | For | For | For | ||
3 | Elect Erroll B. Davis, Jr. | Management | For | Against | Against | ||
4 | Elect Stephen J. Girsky | Management | For | Against | Against | ||
5 | Elect E. Neville Isdell | Management | For | Against | Against | ||
6 | Elect Kathryn V. Marinello | Management | For | Against | Against | ||
7 | Elect Michael G. Mullen | Management | For | For | For | ||
8 | Elect James J. Mulva | Management | For | Against | Against | ||
9 | Elect Patricia F. Russo | Management | For | Against | Against | ||
10 | Elect Thomas M. Schoewe | Management | For | For | For | ||
11 | Elect Theodore M. Solso | Management | For | For | For | ||
12 | Elect Carol M. Stephenson | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
16 | 2014 Short-Term Incentive Plan | Management | For | For | For | ||
17 | 2014 Long-Term Incentive Plan | Management | For | For | For | ||
18 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For | ||
19 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | Against | For | ||
Genpact Limited | �� | ||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
G | CUSIP G3922B107 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect N.V. Tyagarajan | Management | For | For | For | ||
1.2 | Elect Robert G. Scott | Management | For | For | For | ||
1.3 | Elect Amit Chandra | Management | For | For | For | ||
1.4 | Elect Laura Conigliaro | Management | For | For | For | ||
1.5 | Elect David Humphrey | Management | For | For | For | ||
1.6 | Elect Jagdish Khattar | Management | For | For | For | ||
1.7 | Elect James C. Madden | Management | For | For | For | ||
1.8 | Elect Alex Mandl | Management | For | For | For | ||
1.9 | Elect Mark Nunnelly | Management | For | For | For | ||
1.10 | Elect Hanspeter Spek | Management | For | For | For | ||
1.11 | Elect Mark Verdi | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Google Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GOOG | CUSIP 38259P508 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Larry Page | Management | For | For | For | ||
1.2 | Elect Sergey Brin | Management | For | For | For | ||
1.3 | Elect Eric E. Schmidt | Management | For | For | For | ||
1.4 | Elect L. John Doerr | Management | For | Withhold | Against | ||
1.5 | Elect Diane B. Greene | Management | For | For | For | ||
1.6 | Elect John L. Hennessy | Management | For | Withhold | Against | ||
1.7 | Elect Ann Mather | Management | For | For | For | ||
1.8 | Elect Paul S. Otellini | Management | For | For | For | ||
1.9 | Elect K. Ram Shriram | Management | For | For | For | ||
1.10 | Elect Shirley M. Tilghman | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
4 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For | Against | ||
5 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
6 | Shareholder Proposal Regarding Majority Vote for Election of Directors | Shareholder | Against | For | Against | ||
7 | Shareholder Proposal Regarding Tax Policy Principles | Shareholder | Against | Against | For | ||
8 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Hilton Worldwide Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HLT | CUSIP 43300A104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Christopher J. Nassetta | Management | For | For | For | ||
1.2 | Elect Jonathan D. Gray | Management | For | For | For | ||
1.3 | Elect Michael S. Chae | Management | For | For | For | ||
1.4 | Elect Tyler S. Henritze | Management | For | For | For | ||
1.5 | Elect Judith A. McHale | Management | For | For | For | ||
1.6 | Elect John G. Schreiber | Management | For | For | For | ||
1.7 | Elect Elizabeth A. Smith | Management | For | For | For | ||
1.8 | Elect Douglas M. Steenland | Management | For | For | For | ||
1.9 | Elect William J. Stein | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
Home Depot, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HD | CUSIP 437076102 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect F. Duane Ackerman | Management | For | For | For | ||
2 | Elect Francis S. Blake | Management | For | For | For | ||
3 | Elect Ari Bousbib | Management | For | For | For | ||
4 | Elect Gregory D. Brenneman | Management | For | For | For | ||
5 | Elect J. Frank Brown | Management | For | For | For | ||
6 | Elect Albert P. Carey | Management | For | For | For | ||
7 | Elect Armando M. Codina | Management | For | Against | Against | ||
8 | Elect Helena B. Foulkes | Management | For | For | For | ||
9 | Elect Wayne M. Hewett | Management | For | For | For | ||
10 | Elect Karen Katen | Management | For | For | For | ||
11 | Elect Mark Vadon | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Employment Diversity Report | Shareholder | Against | Against | For | ||
Ingersoll-Rand Public Limited Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IR | CUSIP G47791101 | 06/05/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Ann C. Berzin | Management | For | For | For | ||
2 | Elect John G. Bruton | Management | For | For | For | ||
3 | Elect Jared L. Cohon | Management | For | For | For | ||
4 | Elect Gary D. Forsee | Management | For | For | For | ||
5 | Elect Edward E. Hagenlocker | Management | For | For | For | ||
6 | Elect Constance J. Horner | Management | For | For | For | ||
7 | Elect Michael Lamach | Management | For | For | For | ||
8 | Elect Theodore E. Martin | Management | For | For | For | ||
9 | Elect John P. Surma | Management | For | For | For | ||
10 | Elect Richard J. Swift | Management | For | For | For | ||
11 | Elect Tony L. White | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Authority to Issue Shares with Preemptive Rights | Management | For | For | For | ||
15 | Authority to Issue Shares without Preemptive Rights | Management | For | For | For | ||
16 | Authority to Set Price Range for the Issuance of Treasury Shares | Management | For | For | For | ||
JPMorgan Chase & Co. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JPM | CUSIP 46625H100 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Linda B. Bammann | Management | For | For | For | ||
2 | Elect James A. Bell | Management | For | For | For | ||
3 | Elect Crandall C. Bowles | Management | For | For | For | ||
4 | Elect Stephen B. Burke | Management | For | For | For | ||
5 | Elect James S. Crown | Management | For | For | For | ||
6 | Elect James Dimon | Management | For | For | For | ||
7 | Elect Timothy P. Flynn | Management | For | For | For | ||
8 | Elect Laban P. Jackson, Jr. | Management | For | For | For | ||
9 | Elect Michael A. Neal | Management | For | For | For | ||
10 | Elect Lee R. Raymond | Management | For | For | For | ||
11 | Elect William C. Weldon | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
15 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
16 | Shareholder Proposal Regarding Cumulative Voting | Shareholder | Against | Against | For | ||
K12 Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LRN | CUSIP 48273U102 | 12/05/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Craig R. Barrett | Management | For | For | For | ||
1.2 | Elect Guillermo Bron | Management | For | Withhold | Against | ||
1.3 | Elect Adam L. Cohn | Management | For | For | For | ||
1.4 | Elect Nathaniel A. Davis | Management | For | For | For | ||
1.5 | Elect John M. Engler | Management | For | For | For | ||
1.6 | Elect Steven B. Fink | Management | For | For | For | ||
1.7 | Elect Mary H. Futrell | Management | For | Withhold | Against | ||
1.8 | Elect Ronald J. Packard | Management | For | For | For | ||
1.9 | Elect Jon Q. Reynolds, Jr. | Management | For | For | For | ||
1.10 | Elect Andrew H. Tisch | Management | For | For | For | ||
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Lennar Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LEN | CUSIP 526057302 | 04/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Irving Bolotin | Management | For | For | For | ||
1.2 | Elect Steven L. Gerard | Management | For | For | For | ||
1.3 | Elect Theron I. Gilliam | Management | For | For | For | ||
1.4 | Elect Sherrill W. Hudson | Management | For | For | For | ||
1.5 | Elect R. Kirk Landon | Management | For | For | For | ||
1.6 | Elect Sidney Lapidus | Management | For | For | For | ||
1.7 | Elect Stuart A. Miller | Management | For | For | For | ||
1.8 | Elect Teri P. McClure | Management | For | For | For | ||
1.9 | Elect Jeffrey A. Sonnenfeld | Management | For | Withhold | Against | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Lululemon Athletica inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LULU | CUSIP 550021109 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Michael Casey | Management | For | For | For | ||
1.2 | Elect RoAnn Costin | Management | For | For | For | ||
1.3 | Elect Laurent Potdevin | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | 2014 Equity Incentive Plan | Management | For | For | For | ||
Lumber Liquidators Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LL | CUSIP 55003T107 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Robert M. Lynch | Management | For | For | For | ||
1.2 | Elect Peter B. Robinson | Management | For | For | For | ||
1.3 | Elect Martin F. Roper | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
MAKO Surgical Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MAKO | CUSIP 560879108 | 12/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Merger | Management | For | For | For | ||
2 | Advisory Vote on Golden Parachutes | Management | For | For | For | ||
3 | Right to Adjourn Meeting | Management | For | For | For | ||
MarkWest Energy Partners, L.P. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MWE | CUSIP 570759100 | 06/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Frank M. Semple | Management | For | For | For | ||
1.2 | Elect Donald D. Wolf | Management | For | For | For | ||
1.3 | Elect William A. Bruckmann | Management | For | For | For | ||
1.4 | Elect Michael L. Beatty | Management | For | Withhold | Against | ||
1.5 | Elect Charles K. Dempster | Management | For | For | For | ||
1.6 | Elect Donald C. Heppermann | Management | For | For | For | ||
1.7 | Elect Randall J. Larson | Management | For | For | For | ||
1.8 | Elect Anne E. Fox Mounsey | Management | For | For | For | ||
1.9 | Elect William P. Nicoletti | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Susan E. Arnold | Management | For | For | For | ||
2 | Elect Richard H. Lenny | Management | For | For | For | ||
3 | Elect Walter E. Massey | Management | For | For | For | ||
4 | Elect Cary D. McMillan | Management | For | For | For | ||
5 | Elect Sheila A. Penrose | Management | For | For | For | ||
6 | Elect John W. Rogers, Jr. | Management | For | For | For | ||
7 | Elect Roger W. Stone | Management | For | For | For | ||
8 | Elect Miles D. White | Management | For | For | For | ||
9 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
10 | Reapproval of Material Terms Under the 2009 Cash Incentive Plan | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Michael Kors Holdings Limited | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KORS | CUSIP G60754101 | 08/01/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael Kors | Management | For | For | For | ||
2 | Elect Judy Gibbons | Management | For | For | For | ||
3 | Elect Lawrence S. Stroll | Management | For | Against | Against | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Frequency of Advisory Vote on Executive Compensation | Management | 1 Year | 1 Year | For | ||
Micros Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCRS | CUSIP 594901100 | 11/22/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect A.L. Giannopoulos | Management | For | For | For | ||
2 | Elect Peter A. Altabef | Management | For | For | For | ||
3 | Elect Louis M. Brown, Jr. | Management | For | For | For | ||
4 | Elect B. Gary Dando | Management | For | For | For | ||
5 | Elect F.Suzanne Jenniches | Management | For | For | For | ||
6 | Elect John G. Puente | Management | For | Against | Against | ||
7 | Elect Dwight S. Taylor | Management | For | For | For | ||
8 | Ratification of Auditor | Management | For | For | For | ||
9 | Amendment to the 1991 Stock Option Plan | Management | For | For | For | ||
10 | Extension of the Term of the 1991 Stock Option Plan | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Monro Muffler Brake, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MNRO | CUSIP 610236101 | 08/06/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Frederick M. Danziger | Management | For | For | For | ||
1.2 | Elect Robert G. Gross | Management | For | For | For | ||
1.3 | Elect Stephen C. McCluski | Management | For | For | For | ||
1.4 | Elect Robert E. Mellor | Management | For | For | For | ||
1.5 | Elect Peter J. Solomon | Management | For | Withhold | Against | ||
2 | Amendment to the 2007 Stock Incentive Plan | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
Newell Rubbermaid, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NWL | CUSIP 651229106 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Kevin C. Conroy | Management | For | For | For | ||
2 | Elect Scott S. Cowen | Management | For | For | For | ||
3 | Elect Michael T. Cowhig | Management | For | For | For | ||
4 | Elect Cynthia A. Montgomery | Management | For | For | For | ||
5 | Elect Jose Ignacio Perez-Lizaur | Management | For | For | For | ||
6 | Elect Michael B. Polk | Management | For | For | For | ||
7 | Elect Michael A. Todman | Management | For | For | For | ||
8 | Elect Raymond G. Viault | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Nielsen Holdings N.V. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NLSN | CUSIP N63218106 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accounts and Reports | Management | For | For | For | ||
2 | Indemnification of Directors | Management | For | For | For | ||
3 | Elect James A. Attwood, Jr. | Management | For | For | For | ||
4 | Elect David L. Calhoun | Management | For | For | For | ||
5 | Elect Karen M. Hoguet | Management | For | For | For | ||
6 | Elect James M. Kilts | Management | For | For | For | ||
7 | Elect Alexander Navab | Management | For | For | For | ||
8 | Elect Robert C. Pozen | Management | For | For | For | ||
9 | Elect Vivek Y. Ranadive | Management | For | For | For | ||
10 | Elect Ganesh B. Rao | Management | For | For | For | ||
11 | Elect Javier G. Teruel | Management | For | For | For | ||
12 | Appointment of Auditor | Management | For | For | For | ||
13 | Appointment of Auditor to Audit the Dutch Annual Accounts | Management | For | For | For | ||
14 | Executive Annual Incentive Plan | Management | For | For | For | ||
15 | Authority to Repurchase Shares | Management | For | For | For | ||
16 | Company Name Change | Management | For | For | For | ||
17 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
NiSource Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NI | CUSIP 65473P105 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard A. Abdoo | Management | For | For | For | ||
2 | Elect Aristides S. Candris | Management | For | For | For | ||
3 | Elect Sigmund L. Cornelius | Management | For | For | For | ||
4 | Elect Michael E. Jesanis | Management | For | For | For | ||
5 | Elect Marty R. Kittrell | Management | For | For | For | ||
6 | Elect W. Lee Nutter | Management | For | For | For | ||
7 | Elect Deborah S. Parker | Management | For | For | For | ||
8 | Elect Robert C. Skaggs, Jr. | Management | For | For | For | ||
9 | Elect Teresa A. Taylor | Management | For | For | For | ||
10 | Elect Richard L. Thompson | Management | For | For | For | ||
11 | Elect Carolyn Y. Woo | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Shareholder Proposal Regarding Report on Political Spending | Shareholder | Against | For | Against | ||
Northeast Utilities | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NU | CUSIP 664397106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Richard H. Booth | Management | For | For | For | ||
1.2 | Elect John S. Clarkeson | Management | For | For | For | ||
1.3 | Elect Cotton M. Cleveland | Management | For | For | For | ||
1.4 | Elect Sanford Cloud, Jr. | Management | For | For | For | ||
1.5 | Elect James S. DiStasio | Management | For | For | For | ||
1.6 | Elect Francis A. Doyle | Management | For | For | For | ||
1.7 | Elect Charles K. Gifford | Management | For | For | For | ||
1.8 | Elect Paul A. La Camera | Management | For | For | For | ||
1.9 | Elect Kenneth R. Leibler | Management | For | For | For | ||
1.10 | Elect Thomas J. May | Management | For | For | For | ||
1.11 | Elect William C. Van Faasen | Management | For | For | For | ||
1.12 | Elect Frederica M. Williams | Management | For | For | For | ||
1.13 | Elect Dennis R. Wraase | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
NRG Yield, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NYLD | CUSIP 62942X108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect David Crane | Management | For | For | For | ||
1.2 | Elect John F. Chlebowski, Jr. | Management | For | For | For | ||
1.3 | Elect Kirkland B. Andrews | Management | For | For | For | ||
1.4 | Elect Brian R. Ford | Management | For | For | For | ||
1.5 | Elect Mauricio Gutierrez | Management | For | For | For | ||
1.6 | Elect Ferrell P. McClean | Management | For | For | For | ||
1.7 | Elect Christopher S. Sotos | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
Peabody Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BTU | CUSIP 704549104 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Gregory H. Boyce | Management | For | For | For | ||
1.2 | Elect William A. Coley | Management | For | For | For | ||
1.3 | Elect William E. James | Management | For | For | For | ||
1.4 | Elect Robert B. Karn III | Management | For | For | For | ||
1.5 | Elect Henry E. Lentz | Management | For | Withhold | Against | ||
1.6 | Elect Robert A. Malone | Management | For | For | For | ||
1.7 | Elect William C. Rusnack | Management | For | For | For | ||
1.8 | Elect Michael W. Sutherlin | Management | For | For | For | ||
1.9 | Elect John F. Turner | Management | For | For | For | ||
1.10 | Elect Sandra A. Van Trease | Management | For | For | For | ||
1.11 | Elect Alan H. Washkowitz | Management | For | For | For | ||
1.12 | Elect Heather A. Wilson | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Petsmart, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PETM | CUSIP 716768106 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Angel Cabrera | Management | For | Against | Against | ||
2 | Elect Rita V. Foley | Management | For | Against | Against | ||
3 | Elect Rakesh Gangwal | Management | For | Against | Against | ||
4 | Elect Joseph S. Hardin, Jr. | Management | For | Against | Against | ||
5 | Elect Gregory P. Josefowicz | Management | For | Against | Against | ||
6 | Elect David K. Lenhardt | Management | For | Against | Against | ||
7 | Elect Richard K. Lochridge | Management | For | Against | Against | ||
8 | Elect Barbara A. Munder | Management | For | Against | Against | ||
9 | Elect Elizabeth A. Nickels | Management | For | Against | Against | ||
10 | Elect Thomas G. Stemberg | Management | For | Against | Against | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Pfizer Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Dennis A. Ausiello | Management | For | For | For | ||
2 | Elect W. Don Cornwell | Management | For | For | For | ||
3 | Elect Frances D. Fergusson | Management | For | For | For | ||
4 | Elect Helen H. Hobbs | Management | For | For | For | ||
5 | Elect Constance J. Horner | Management | For | For | For | ||
6 | Elect James M. Kilts | Management | For | For | For | ||
7 | Elect George A. Lorch | Management | For | For | For | ||
8 | Elect Shantanu Narayen | Management | For | For | For | ||
9 | Elect Suzanne Nora Johnson | Management | For | For | For | ||
10 | Elect Ian C. Read | Management | For | For | For | ||
11 | Elect Stephen W. Sanger | Management | For | For | For | ||
12 | Elect Marc Tessier-Lavigne | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | 2014 Stock Plan | Management | For | For | For | ||
16 | Shareholder PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
18 | Shareholder Proposal Regarding Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Philip Morris International Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PM | CUSIP 718172109 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Harold Brown | Management | For | For | For | ||
2 | Elect Andre Calantzopoulos | Management | For | For | For | ||
3 | Elect Louis C. Camilleri | Management | For | For | For | ||
4 | Elect Jennifer Li | Management | For | For | For | ||
5 | Elect Sergio Marchionne | Management | For | For | For | ||
6 | Elect Kalpana Morparia | Management | For | For | For | ||
7 | Elect Lucio A. Noto | Management | For | For | For | ||
8 | Elect Robert B. Polet | Management | For | For | For | ||
9 | Elect Carlos Slim Helu | Management | For | For | For | ||
10 | Elect Stephen M. Wolf | Management | For | For | For | ||
11 | Ratification of Auditor | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | For | Against | ||
14 | Shareholder Proposal Regarding Animal Welfare | Shareholder | Against | Against | For | ||
Precision Castparts Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PCP | CUSIP 740189105 | 08/13/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mark Donegan | Management | For | For | For | ||
1.2 | Elect Daniel J. Murphy | Management | For | For | For | ||
1.3 | Elect Vernon E. Oechsle | Management | For | For | For | ||
1.4 | Elect Rick Schmidt | Management | For | For | For | ||
1.5 | Elect Richard L. Wambold | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Amendment to the 2001 Stock Incentive Plan | Management | For | For | For | ||
5 | Adoption of Majority Vote for Election of Directors | Management | For | For | For | ||
PVH Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVH | CUSIP 693656100 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary Baglivo | Management | For | For | For | ||
2 | Elect Brent Callinicos | Management | For | For | For | ||
3 | Elect Emanuel Chirico | Management | For | For | For | ||
4 | Elect Juan R. Figuereo | Management | For | For | For | ||
5 | Elect Joseph B. Fuller | Management | For | For | For | ||
6 | Elect Fred Gehring | Management | For | For | For | ||
7 | Elect Bruce Maggin | Management | For | For | For | ||
8 | Elect V. James Marino | Management | For | For | For | ||
9 | Elect Henry Nasella | Management | For | For | For | ||
10 | Elect Rita M. Rodriguez | Management | For | For | For | ||
11 | Elect Edward R. Rosenfeld | Management | For | For | For | ||
12 | Elect Craig W. Rydin | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Ratification of Auditor | Management | For | For | For | ||
Sally Beauty Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBH | CUSIP 79546E104 | 01/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Repeal of Classified Board | Management | For | For | For | ||
2.1 | Elect John R. Golliher | Management | For | For | For | ||
2.2 | Elect Edward J. Rabin | Management | For | For | For | ||
2.3 | Elect Gary G. Winterhalter | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
SanDisk Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SNDK | CUSIP 80004C101 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael E. Marks | Management | For | Against | Against | ||
2 | Elect Irwin Federman | Management | For | Against | Against | ||
3 | Elect Steven J. Gomo | Management | For | For | For | ||
4 | Elect Eddy W. Hartenstein | Management | For | For | For | ||
5 | Elect Chenming Hu | Management | For | Against | Against | ||
6 | Elect Catherine P. Lego | Management | For | For | For | ||
7 | Elect Sanjay Mehrotra | Management | For | For | For | ||
8 | Elect D. Scott Mercer | Management | For | For | For | ||
9 | Amendment to the 2005 Employee Stock Purchase Plan | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
SBA Communications Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SBAC | CUSIP 78388J106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Steven E. Bernstein | Management | For | For | For | ||
2 | Elect Duncan H. Cocroft | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Sirona Dental Systems, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIRO | CUSIP 82966C103 | 02/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William K. Hood | Management | For | For | For | ||
1.2 | Elect Thomas Jetter | Management | For | For | For | ||
1.3 | Elect Harry M.J. Kraemer, Jr. | Management | For | For | For | ||
1.4 | Elect Jeffrey T. Slovin | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
4 | Repeal of Classified Board | Management | For | For | For | ||
Southwestern Energy Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SWN | CUSIP 845467109 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John D. Gass | Management | For | For | For | ||
2 | Elect Catherine A. Kehr | Management | For | For | For | ||
3 | Elect Greg D. Kerley | Management | For | For | For | ||
4 | Elect Vello A. Kuuskraa | Management | For | For | For | ||
5 | Elect Kenneth R. Mourton | Management | For | For | For | ||
6 | Elect Steven L. Mueller | Management | For | For | For | ||
7 | Elect Elliott Pew | Management | For | For | For | ||
8 | Elect Alan H. Stevens | Management | For | For | For | ||
9 | Ratification of Auditor | Management | For | For | For | ||
10 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
11 | Shareholder Proposal Regarding Right to Call a Special Meeting | Shareholder | Against | Against | For | ||
12 | Shareholder Proposal Regarding Methane Emissions Reporting and Reduction Targets | Shareholder | Against | Against | For | ||
SSGA Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSGXX | CUSIP 857492 | 02/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William L. Marshall | Management | For | For | For | ||
1.2 | Elect Patrick J. Riley | Management | For | For | For | ||
1.3 | Elect Richard D. Shirk | Management | For | For | For | ||
1.4 | Elect Bruce D. Taber | Management | For | For | For | ||
1.5 | Elect Scott F. Powers | Management | For | For | For | ||
1.6 | Elect Michael F. Holland | Management | For | Withhold | Against | ||
1.7 | Elect William L. Boyan | Management | For | For | For | ||
1.8 | Elect Rina K. Spence | Management | For | For | For | ||
1.9 | Elect Douglas T. Williams | Management | For | For | For | ||
1.10 | Elect James E. Ross | Management | For | For | For | ||
2 | Amendment to Declaration of Trust (Feeder Trust) | Management | For | Against | Against | ||
3 | Amendment to Declaration of Trust (Master Trust) | Management | For | Against | Against | ||
4 | Industry Concentration | Management | For | For | For | ||
5 | Borrowing Money and Issuing Senior Securities | Management | For | For | For | ||
6 | Making Loans | Management | For | For | For | ||
7 | Investment in Commodities | Management | For | For | For | ||
8 | Investment in Real Estate | Management | For | For | For | ||
9 | Underwriting of Securities | Management | For | For | For | ||
10 | Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For | For | ||
11 | Diversification of Investments | Management | For | For | For | ||
12 | Investment in Illiquid Securities | Management | For | For | For | ||
Standard Pacific Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SPF | CUSIP 85375C101 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Bruce A. Choate | Management | For | For | For | ||
1.2 | Elect Ronald R. Foell | Management | For | For | For | ||
1.3 | Elect Douglas C. Jacobs | Management | For | For | For | ||
1.4 | Elect David J. Matlin | Management | For | For | For | ||
1.5 | Elect John R. Peshkin | Management | For | For | For | ||
1.6 | Elect Peter Schoels | Management | For | For | For | ||
1.7 | Elect Scott D. Stowell | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | 2014 Omnibus Incentive Compensation Plan | Management | For | Against | Against | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
5 | Frequency of Advisory Vote on Executive Compensation | Management | 3 Years | 1 Year | Against | ||
Steel Dynamics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STLD | CUSIP 858119100 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mark D. Millett | Management | For | For | For | ||
1.2 | Elect Richard P. Teets, Jr. | Management | For | For | For | ||
1.3 | Elect John C. Bates | Management | For | Withhold | Against | ||
1.4 | Elect Keith E. Busse | Management | For | For | For | ||
1.5 | Elect Frank D. Byrne | Management | For | For | For | ||
1.6 | Elect Traci M. Dolan | Management | For | For | For | ||
1.7 | Elect Paul B. Edgerley | Management | For | For | For | ||
1.8 | Elect Jurgen Kolb | Management | For | For | For | ||
1.9 | Elect James C. Marcuccilli | Management | For | For | For | ||
1.10 | Elect Bradley S. Seaman | Management | For | For | For | ||
1.11 | Elect Gabriel L. Shaheen | Management | For | For | For | ||
2 | Ratification of Auditor | Management | For | For | For | ||
3 | 2014 Employee Stock Purchase Plan | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Teekay Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TK | CUSIP Y8564W103 | 06/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Thomas Kuo-Yuen Hsu | Management | For | For | For | ||
1.2 | Elect Axel Karlshoej | Management | For | For | For | ||
1.3 | Elect Bjorn Moller | Management | For | For | For | ||
1.4 | Elect Peter Evensen | Management | For | For | For | ||
The Procter & Gamble Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PG | CUSIP 742718109 | 10/08/2013 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Angela F. Braly | Management | For | For | For | ||
2 | Elect Kenneth I. Chenault | Management | For | For | For | ||
3 | Elect Scott D. Cook | Management | For | For | For | ||
4 | Elect Susan D. Desmond-Hellmann | Management | For | For | For | ||
5 | Elect Alan G. Lafley | Management | For | For | For | ||
6 | Elect Terry J. Lundgren | Management | For | For | For | ||
7 | Elect W. James McNerney, Jr. | Management | For | For | For | ||
8 | Elect Margaret C. Whitman | Management | For | For | For | ||
9 | Elect Mary Agnes Wilderotter | Management | For | For | For | ||
10 | Elect Patricia A. Woertz | Management | For | For | For | ||
11 | Elect Ernesto Zedillo Ponce de Leon | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Elimination of Supermajority Requirement | Management | For | For | For | ||
14 | 2013 Non-Employee Directors' Stock Plan | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Tractor Supply Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TSCO | CUSIP 892356106 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Cynthia T. Jamison | Management | For | For | For | ||
1.2 | Elect Johnston C. Adams | Management | For | For | For | ||
1.3 | Elect Peter D. Bewley | Management | For | For | For | ||
1.4 | Elect Jack C. Bingleman | Management | For | For | For | ||
1.5 | Elect Richard W. Frost | Management | For | For | For | ||
1.6 | Elect George MacKenzie | Management | For | For | For | ||
1.7 | Elect Edna K. Morris | Management | For | For | For | ||
1.8 | Elect Gregory A. Sandfort | Management | For | For | For | ||
1.9 | Elect Mark J. Weikel | Management | For | For | For | ||
2 | Increase of Authorized Common Stock | Management | For | For | For | ||
3 | Amendment to the 2009 Stock Incentive Plan for Purposes of 162(m) of the IRC | Management | For | For | For | ||
4 | Ratification of Auditor | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
U.S. Bancorp | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
USB | CUSIP 902973304 | 04/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Douglas M. Baker, Jr. | Management | For | For | For | ||
2 | Elect Y. Marc Belton | Management | For | For | For | ||
3 | Elect Victoria Buyniski Gluckman | Management | For | For | For | ||
4 | Elect Arthur D. Collins, Jr. | Management | For | For | For | ||
5 | Elect Richard K. Davis | Management | For | For | For | ||
6 | Elect Roland A. Hernandez | Management | For | For | For | ||
7 | Elect Doreen Woo Ho | Management | For | For | For | ||
8 | Elect Joel W. Johnson | Management | For | For | For | ||
9 | Elect Olivia F. Kirtley | Management | For | For | For | ||
10 | Elect Jerry W. Levin | Management | For | Against | Against | ||
11 | Elect David B. O'Maley | Management | For | For | For | ||
12 | Elect O'dell M. Owens | Management | For | For | For | ||
13 | Elect Craig D. Schnuck | Management | For | For | For | ||
14 | Elect Patrick T. Stokes | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
Union Pacific Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNP | CUSIP 907818108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Andrew H. Card, Jr. | Management | For | For | For | ||
2 | Elect Erroll B. Davis, Jr. | Management | For | For | For | ||
3 | Elect David B. Dillon | Management | For | For | For | ||
4 | Elect Judith Richards Hope | Management | For | For | For | ||
5 | Elect John J. Koraleski | Management | For | For | For | ||
6 | Elect Charles C. Krulak | Management | For | For | For | ||
7 | Elect Michael R. McCarthy | Management | For | For | For | ||
8 | Elect Michael W. McConnell | Management | For | For | For | ||
9 | Elect Thomas F. McLarty III | Management | For | For | For | ||
10 | Elect Steven R. Rogel | Management | For | For | For | ||
11 | Elect Jose H. Villarreal | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
13 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
14 | Increase of Authorized Common Stock | Management | For | For | For | ||
15 | Shareholder Proposal Regarding Retention of Shares Until Retirement | Shareholder | Against | Against | For | ||
United Parcel Service, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UPS | CUSIP 911312106 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect F. Duane Ackerman | Management | For | Against | Against | ||
2 | Elect Rodney C. Adkins | Management | For | For | For | ||
3 | Elect Michael J. Burns | Management | For | For | For | ||
4 | Elect D. Scott Davis | Management | For | For | For | ||
5 | Elect Stuart E. Eizenstat | Management | For | For | For | ||
6 | Elect Michael L. Eskew | Management | For | For | For | ||
7 | Elect William R. Johnson | Management | For | For | For | ||
8 | Elect Candace Kendle | Management | For | For | For | ||
9 | Elect Ann M. Livermore | Management | For | For | For | ||
10 | Elect Rudy H.P. Markham | Management | For | For | For | ||
11 | Elect Clark T. Randt, Jr. | Management | For | For | For | ||
12 | Elect Carol B. Tome | Management | For | For | For | ||
13 | Elect Kevin M. Warsh | Management | For | For | For | ||
14 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
15 | Ratification of Auditor | Management | For | For | For | ||
16 | Shareholder Proposal Regarding Lobbying Report | Shareholder | Against | Against | For | ||
17 | Shareholder Proposal Regarding Recapitalization | Shareholder | Against | For | Against | ||
United States Steel Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
X | CUSIP 912909108 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Richard A. Gephardt | Management | For | For | For | ||
2 | Elect Murry S. Gerber | Management | For | For | For | ||
3 | Elect Glenda G. McNeal | Management | For | For | For | ||
4 | Elect Patricia A. Tracey | Management | For | For | For | ||
5 | Ratification of Auditor | Management | For | For | For | ||
6 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
7 | Amendment to the 2005 Stock Incentive Plan | Management | For | For | For | ||
8 | Repeal of Classified Board | Management | For | For | For | ||
Valmont Industries, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VMI | CUSIP 920253101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Mogens C. Bay | Management | For | For | For | ||
1.2 | Elect Walter Scott, Jr. | Management | For | For | For | ||
1.3 | Elect Clark T. Randt, Jr. | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Verisk Analytics, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRSK | CUSIP 92345Y106 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Frank J. Coyne | Management | For | For | For | ||
1.2 | Elect Christopher M. Foskett | Management | For | For | For | ||
1.3 | Elect David B. Wright | Management | For | For | For | ||
1.4 | Elect Thomas F. Motamed | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
Visa Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
V | CUSIP 92826C839 | 01/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Mary B. Cranston | Management | For | Against | Against | ||
2 | Elect Francisco Javier Fernandez Carbajal | Management | For | For | For | ||
3 | Elect Alfred F. Kelly, Jr. | Management | For | For | For | ||
4 | Elect Robert W. Matschullat | Management | For | For | For | ||
5 | Elect Cathy E. Minehan | Management | For | For | For | ||
6 | Elect Suzanne Nora Johnson | Management | For | For | For | ||
7 | Elect David J. PANG | Management | For | For | For | ||
8 | Elect Charles W. Scharf | Management | For | For | For | ||
9 | Elect William S. Shanahan | Management | For | For | For | ||
10 | Elect John A.C. Swainson | Management | For | For | For | ||
11 | Elect Maynard G. Webb, Jr. | Management | For | For | For | ||
12 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
13 | Ratification of Auditor | Management | For | For | For | ||
Wells Fargo & Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WFC | CUSIP 949746101 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John D. Baker II | Management | For | Against | Against | ||
2 | Elect Elaine L. Chao | Management | For | For | For | ||
3 | Elect John S. Chen | Management | For | For | For | ||
4 | Elect Lloyd H. Dean | Management | For | For | For | ||
5 | Elect Susan E. Engel | Management | For | For | For | ||
6 | Elect Enrique Hernandez, Jr. | Management | For | For | For | ||
7 | Elect Donald M. James | Management | For | Against | Against | ||
8 | Elect Cynthia H. Milligan | Management | For | Against | Against | ||
9 | Elect Federico F. Pena | Management | For | For | For | ||
10 | Elect James H. Quigley | Management | For | For | For | ||
11 | Elect Judith M. Runstad | Management | For | For | For | ||
12 | Elect Stephen W. Sanger | Management | For | For | For | ||
13 | Elect John G. Stumpf | Management | For | For | For | ||
14 | Elect Susan G. Swenson | Management | For | For | For | ||
15 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
16 | Ratification of Auditor | Management | For | For | For | ||
17 | Shareholder Proposal Regarding Independent Board Chairman | Shareholder | Against | For | Against | ||
18 | Shareholder Proposal Regarding Discriminatory Mortgage Servicing and Foreclosure Practices | Shareholder | Against | Against | For | ||
Wesco Aircraft Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WAIR | CUSIP 950814103 | 01/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Adam J. Palmer | Management | For | Withhold | Against | ||
1.2 | Elect Norton A. Schwartz | Management | For | For | For | ||
1.3 | Elect Randy J. Snyder | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | Against | Against | ||
WEX Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WEX | CUSIP 96208T104 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Michael E. Dubyak | Management | For | For | For | ||
2 | Elect Eric Duprat | Management | For | For | For | ||
3 | Elect Ronald T. Maheu | Management | For | For | For | ||
4 | Elect Rowland T. Moriarty | Management | For | For | For | ||
5 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
6 | Ratification of Auditor | Management | For | For | For | ||
Weyerhaeuser Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WY | CUSIP 962166104 | 04/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Debra A. Cafaro | Management | For | For | For | ||
2 | Elect Mark A. Emmert | Management | For | For | For | ||
3 | Elect John I. Kieckhefer | Management | For | For | For | ||
4 | Elect Wayne Murdy | Management | For | For | For | ||
5 | Elect Nicole W. Piasecki | Management | For | For | For | ||
6 | Elect Doyle R. Simons | Management | For | For | For | ||
7 | Elect Richard H. Sinkfield | Management | For | For | For | ||
8 | Elect D. Michael Steuert | Management | For | For | For | ||
9 | Elect Kim Williams | Management | For | For | For | ||
10 | Elect Charles R. Williamson | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
12 | Ratification of Auditor | Management | For | For | For | ||
Wisconsin Energy Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WEC | CUSIP 976657106 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect John F. Bergstrom | Management | For | For | For | ||
2 | Elect Barbara L. Bowles | Management | For | For | For | ||
3 | Elect Patricia W. Chadwick | Management | For | For | For | ||
4 | Elect Curt S. Culver | Management | For | For | For | ||
5 | Elect Thomas J. Fischer | Management | For | For | For | ||
6 | Elect Gale E. Klappa | Management | For | For | For | ||
7 | Elect Henry W. Knueppel | Management | For | For | For | ||
8 | Elect Ulice Payne, Jr. | Management | For | For | For | ||
9 | Elect Mary Ellen Stanek | Management | For | For | For | ||
10 | Ratification of Auditor | Management | For | For | For | ||
11 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
Wolverine World Wide, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWW | CUSIP 978097103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William K. Gerber | Management | For | For | For | ||
1.2 | Elect Blake W. Krueger | Management | For | For | For | ||
1.3 | Elect Nicholas T. Long | Management | For | For | For | ||
1.4 | Elect Michael A. Volkema | Management | For | For | For | ||
2 | Increase of Authorized Common Stock | Management | For | For | For | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Advisory Vote on Executive Compensation | Management | For | For | For | ||
Wyndham Worldwide Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WYN | CUSIP 98310W108 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect James E. Buckman | Management | For | For | For | ||
1.2 | Elect George Herrera | Management | For | For | For | ||
1.3 | Elect Brian Mulroney | Management | For | Withhold | Against | ||
1.4 | Elect Michael H. Wargotz | Management | For | For | For | ||
2 | Advisory Vote on Executive Compensation | Management | For | Against | Against | ||
3 | Ratification of Auditor | Management | For | For | For | ||
4 | Amendment to the 2006 Equity and Incentive Plan | Management | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Long Short Multi-Manager Fund | |||||||
07/01/2013 - 06/30/2014 |
AGILENT TECHNOLOGIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
A | CUSIP 00846U101 | 03/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: HEIDI FIELDS | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: A. BARRY RAND | Management | For | For | For | ||
2 | TO RATIFY THE AUDIT AND FINANCE COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AGILENT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||
3 | TO RE-APPROVE THE PERFORMANCE GOALS UNDER AGILENT'S 2009 STOCK PLAN. | Management | For | For | For | ||
4 | TO APPROVE THE COMPENSATION OF AGILENT'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
BURGER KING WORLDWIDE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BKW | CUSIP 121220107 | 05/15/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ALEXANDRE BEHRING | Management | For | Withheld | N/A | ||
1.2 | ELECTION OF DIRECTOR: MARTIN E. FRANKLIN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: PAUL J. FRIBOURG | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: BERNARDO HEES | Management | For | Withheld | N/A | ||
1.5 | ELECTION OF DIRECTOR: ALAN PARKER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: CARLOS ALBERTO SICUPIRA | Management | For | Withheld | N/A | ||
1.7 | ELECTION OF DIRECTOR: ROBERTO THOMPSON MOTTA | Management | For | Withheld | N/A | ||
1.8 | ELECTION OF DIRECTOR: ALEXANDRE VAN DAMME | Management | For | For | For | ||
2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID BY BURGER KING WORLDWIDE, INC. TO ITS NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
3 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF BURGER KING WORLDWIDE, INC. FOR 2014. | Management | For | For | For | ||
CAMECO CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CCJ | CUSIP 13321L108 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | Canada | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED ON THE FORM. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, Y | Shareholder | Against | Against | For | ||
2.1 | ELECTION OF DIRECTOR: IAN BRUCE | Management | For | For | For | ||
2.2 | ELECTION OF DIRECTOR: DANIEL CAMUS | Management | For | For | For | ||
2.3 | ELECTION OF DIRECTOR: JOHN CLAPPISON | Management | For | For | For | ||
2.4 | ELECTION OF DIRECTOR: JOE COLVIN | Management | For | For | For | ||
2.5 | ELECTION OF DIRECTOR: JAMES CURTISS | Management | For | For | For | ||
2.6 | ELECTION OF DIRECTOR: DONALD DERANGER | Management | For | For | For | ||
2.7 | ELECTION OF DIRECTOR: CATHERINE GIGNAC | Management | For | For | For | ||
2.8 | ELECTION OF DIRECTOR: TIM GITZEL | Management | For | For | For | ||
2.9 | ELECTION OF DIRECTOR: JAMES GOWANS | Management | For | For | For | ||
2.10 | ELECTION OF DIRECTOR: NANCY HOPKINS | Management | For | For | For | ||
2.11 | ELECTION OF DIRECTOR: ANNE MCLELLAN | Management | For | For | For | ||
2.12 | ELECTION OF DIRECTOR: NEIL MCMILLAN | Management | For | For | For | ||
2.13 | ELECTION OF DIRECTOR: VICTOR ZALESCHUK | Management | For | For | For | ||
3 | APPOINT KPMG LLP AS AUDITORS | Management | For | For | For | ||
4 | RESOLVED, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS, THAT THE Shareholder ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S ManagementPROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2014 | Management | For | For | For | ||
5 | RESOLVED, THAT THE AMENDED AND RESTATED BYLAW NO. 7 OF CAMECO CORPORATION, AS APPROVED BY THE BOARD ON FEBRUARY 7, 2014, AS SET OUT IN APPENDIX D OF CAMECO'S PROXY CIRCULAR DATED MARCH 10, 2014, BE AND IS CONFIRMED. | Management | For | For | For | ||
CITIGROUP INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
C | CUSIP 172967424 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: GARY M. REINER | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | For | For | For | ||
1.13 | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | For | For | For | ||
1.14 | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | For | For | For | ||
2 | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
3 | ADVISORY APPROVAL OF CITI'S 2013 EXECUTIVE COMPENSATION. | Management | For | For | For | ||
4 | APPROVAL OF THE CITIGROUP 2014 STOCK INCENTIVE PLAN. | Management | For | For | For | ||
5 | STOCKHOLDER PROPOSAL REQUESTING THAT EXECUTIVES RETAIN A SIGNIFICANT PORTION OF THEIR STOCK UNTIL REACHING NORMAL RETIREMENT AGE. | Shareholder | Against | Against | For | ||
6 | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | Against | Against | For | ||
7 | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD INSTITUTE A POLICY TO MAKE IT MORE PRACTICAL TO DENY INDEMNIFICATION FOR DIRECTORS. | Shareholder | Against | Against | For | ||
8 | STOCKHOLDER PROPOSAL REQUESTING PROXY ACCESS FOR ShareholderS. | Shareholder | Against | Against | For | ||
COOPER TIRE & RUBBER COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CTB | CUSIP 216831107 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ROY V. ARMES | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: THOMAS P. CAPO | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: STEVEN M. CHAPMAN | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: JOHN J. HOLLAND | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JOHN F. MEIER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JOHN H. SHUEY | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: RICHARD L. WAMBOLD | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ROBERT D. WELDING | Management | For | For | For | ||
2 | TO RATIFY THE SELECTION OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | TO APPROVE THE COOPER TIRE & RUBBER COMPANY 2014 INCENTIVE COMPENSATION PLAN. | Management | For | For | For | ||
4 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||
EATON CORPORATION PLC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ETN | CUSIP G29183103 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: GEORGE S. BARRETT | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: TODD M. BLUEDORN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: CHRISTOPHER M. CONNOR | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: MICHAEL J. CRITELLI | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: ALEXANDER M. CUTLER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: CHARLES E. GOLDEN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: LINDA A. HILL | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ARTHUR E. JOHNSON | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: NED C. LAUTENBACH | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: DEBORAH L. MCCOY | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: GREGORY R. PAGE | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: GERALD B. SMITH | Management | For | For | For | ||
2 | APPROVING THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITOR FOR 2014 AND AUTHORIZING THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO SET ITS REMUNERATION. | Management | For | For | For | ||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||
4 | AUTHORIZING THE COMPANY OR ANY SUBSIDIARY OF THE COMPANY TO MAKE OVERSEAS MARKET PURCHASES OF COMPANY SHARES. | Management | For | For | For | ||
EXELIS, INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XLS | CUSIP 30162A108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: PAUL J. KERN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: MARK L. REUSS | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
3 | APPROVAL OF A PROPOSAL TO AMEND THE EXELIS AMENDED AND RESTATED ARTICLES OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS STARTING IN 2015. | Management | For | For | For | ||
4 | APPROVAL OF A PROPOSAL TO AMEND THE EXELIS AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ALLOW ShareholderS TO CALL A SPECIAL MEETING. | Management | For | For | For | ||
5 | APPROVAL, IN AN ADVISORY VOTE, OF THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE 2014 PROXY STATEMENT. | Management | For | For | For | ||
FMC CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FMC | CUSIP 302491303 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: K'LYNNE JOHNSON | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: WILLIAM H. POWELL | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: VINCENT R. VOLPE, JR. | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||
3 | APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION. | Management | For | For | For | ||
GAP INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GPS | CUSIP 364760108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: DOMENICO DE SOLE | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: ROBERT J. FISHER | Management | For | Against | Against | ||
1.3 | ELECTION OF DIRECTOR: WILLIAM S. FISHER | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: ISABELLA D. GOREN | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: BOB L. MARTIN | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JORGE P. MONTOYA | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: GLENN K. MURPHY | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: MAYO A. SHATTUCK III | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: KATHERINE TSANG | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: PADMASREE WARRIOR | Management | For | For | For | ||
2 | RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING ON JANUARY 31, 2015. | Management | For | For | For | ||
3 | HOLD AN ADVISORY VOTE TO APPROVE THE OVERALL COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
GILEAD SCIENCES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GILD | CUSIP 375558103 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: JOHN F. COGAN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: ETIENNE F. DAVIGNON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: CARLA A. HILLS | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: KEVIN E. LOFTON | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JOHN W. MADIGAN | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JOHN C. MARTIN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: NICHOLAS G. MOORE | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: RICHARD J. WHITLEY | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: GAYLE E. WILSON | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: PER WOLD-OLSEN | Management | For | For | For | ||
2 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF GILEAD FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | TO VOTE ON A PROPOSED AMENDMENT TO GILEAD'S RESTATED CERTIFICATE OF INCORPORATION TO DESIGNATE DELAWARE CHANCERY COURT AS THE EXCLUSIVE FORUM FOR CERTAIN LEGAL ACTIONS. | Management | For | Against | Against | ||
4 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | Management | For | For | For | ||
5 | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR. | Shareholder | Against | Against | For | ||
6 | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT. | Shareholder | Against | For | Against | ||
7 | TO VOTE ON A STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT THE BOARD ADOPT A POLICY THAT INCENTIVE COMPENSATION FOR THE CHIEF EXECUTIVE OFFICER INCLUDE NON-FINANCIAL MEASURES BASED ON PATIENT ACCESS TO GILEAD'S MEDICINES. | Shareholder | Against | Against | For | ||
HUNTSMAN CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HUN | CUSIP 447011107 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | JON M. HUNTSMAN | Management | For | For | For | ||
1.2 | DR. PATRICK T. HARKER | Management | For | For | For | ||
1.3 | DR. MARY C. BECKERLE | Management | For | For | For | ||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||
3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS HUNTSMAN CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
4 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE HUNTSMAN STOCK INCENTIVE PLAN. | Management | For | For | For | ||
5 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CERTIFICATE OF INCORPORATION OF HUNTSMAN CORPORATION. | Management | For | For | For | ||
IAC/INTERACTIVECORP | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
IACI | CUSIP 44919P508 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: EDGAR BRONFMAN, JR. | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: CHELSEA CLINTON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: SONALI DE RYCKER | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: BARRY DILLER | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: MICHAEL D. EISNER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: VICTOR A. KAUFMAN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: DONALD R. KEOUGH | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: BRYAN LOURD | Management | For | For | For | ||
1.9 | DAVID ROSENBLATT | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: ALAN G. SPOON | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: A. VON FURSTENBERG | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: RICHARD F. ZANNINO | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS IAC'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
3 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | Management | For | For | For | ||
JOHNSON & JOHNSON | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
JNJ | CUSIP 478160104 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: MARY SUE COLEMAN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JAMES G. CULLEN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: IAN E.L. DAVIS | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: ALEX GORSKY | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: SUSAN L. LINDQUIST | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: MARK B. MCCLELLAN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: ANNE M. MULCAHY | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: LEO F. MULLIN | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: WILLIAM D. PEREZ | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: CHARLES PRINCE | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: A. EUGENE WASHINGTON | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: RONALD A. WILLIAMS | Management | For | For | For | ||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For | ||
3 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | For | ||
4 | Shareholder PROPOSAL - EXECUTIVES TO RETAIN SIGNIFICANT STOCK | Shareholder | Against | For | Against | ||
PENTAIR LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNR | CUSIP H6169Q108 | 05/20/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: GLYNIS A. BRYAN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JERRY W. BURRIS | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: CAROL ANTHONY (JOHN) DAVIDSON | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: T. MICHAEL GLENN | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: DAVID H.Y. HO | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: RANDALL J. HOGAN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: DAVID A. JONES | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: RONALD L. MERRIMAN | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: WILLIAM T. MONAHAN | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: BILLIE I. WILLIAMSON | Management | For | For | For | ||
2 | TO ELECT RANDALL J. HOGAN AS THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | ||
3.1 | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: DAVID A. JONES | Management | For | For | For | ||
3.2 | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: GLYNIS A. BRYAN | Management | For | For | For | ||
3.3 | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: T. MICHAEL GLENN | Management | For | For | For | ||
3.4 | TO ELECT THE MEMBER OF THE COMPENSATION COMMITTEE: WILLIAM T. MONAHAN | Management | For | For | For | ||
4 | TO ELECT PROXY VOTING SERVICES GMBH AS THE INDEPENDENT PROXY | Management | For | For | For | ||
5 | TO APPROVE THE 2013 ANNUAL REPORT OF PENTAIR LTD., THE STATUTORY FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 AND THE CONSOLIDATED FINANCIAL STATEMENTS OF PENTAIR LTD. FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | For | ||
6 | TO DISCHARGE THE BOARD OF DIRECTORS AND EXECUTIVE OFFICERS OF PENTAIR LTD. FROM LIABILITY FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | For | For | For | ||
7.1 | TO RE-ELECT DELOITTE AG AS STATUTORY AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | ||
7.2 | TO RATIFY APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014 | Management | For | For | For | ||
7.3 | TO ELECT PRICEWATERHOUSECOOPERS AG AS SPECIAL AUDITORS UNTIL THE NEXT ANNUAL GENERAL MEETING | Management | For | For | For | ||
8.1 | TO APPROVE THE APPROPRIATION OF RESULTS FOR THE YEAR ENDED DECEMBER 31, 2013 AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | For | ||
8.2 | TO APPROVE THE CONVERSION AND APPROPRIATION OF RESERVES FROM CAPITAL CONTRIBUTIONS TO DISTRIBUTE AN ORDINARY CASH DIVIDEND AS PROPOSED BY THE BOARD OF DIRECTORS | Management | For | For | For | ||
9 | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT | Management | For | For | For | ||
10 | TO APPROVE THE RENEWAL OF THE AUTHORIZED CAPITAL OF PENTAIR LTD. | Management | For | For | For | ||
11 | TO APPROVE THE MERGER AGREEMENT BY AND BETWEEN PENTAIR LTD. AND PENTAIR PLC. | Management | For | For | For | ||
12 | TO APPROVE THE VOTING CAP ELIMINATION PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | ||
13 | TO APPROVE THE RESERVES PROPOSAL AS DESCRIBED IN THE PROXY STATEMENT. | Management | For | For | For | ||
PFIZER INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PFE | CUSIP 717081103 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: DENNIS A. AUSIELLO | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: FRANCES D. FERGUSSON | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: CONSTANCE J. HORNER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: SHANTANU NARAYEN | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: IAN C. READ | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: STEPHEN W. SANGER | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: MARC TESSIER-LAVIGNE | Management | For | For | For | ||
2 | RATIFY THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | For | ||
3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | Management | For | For | For | ||
4 | APPROVAL OF PFIZER INC. 2014 STOCK PLAN | Management | For | For | For | ||
5 | Shareholder PROPOSAL REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS POLICY | Shareholder | Against | Against | For | ||
6 | Shareholder PROPOSAL REGARDING LOBBYING ACTIVITIES | Shareholder | Against | Against | For | ||
7 | Shareholder PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Against | For | Against | ||
PVH CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PVH | CUSIP 693656100 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: MARY BAGLIVO | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: BRENT CALLINICOS | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: EMANUEL CHIRICO | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: JUAN R. FIGUEREO | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JOSEPH B. FULLER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: FRED GEHRING | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: BRUCE MAGGIN | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: V. JAMES MARINO | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: HENRY NASELLA | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: RITA M. RODRIGUEZ | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: EDWARD R. ROSENFELD | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: CRAIG RYDIN | Management | For | For | For | ||
2 | ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
3 | RATIFICATION OF AUDITORS. | N/A | N/A | N/A | N/A | ||
SIX FLAGS ENTERTAINMENT CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SIX | CUSIP 83001A102 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: KURT M. CELLAR | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: CHARLES A. KOPPELMAN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: JON L. LUTHER | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: USMAN NABI | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: STEPHEN D. OWENS | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JAMES REID-ANDERSON | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: RICHARD W. ROEDEL | Management | For | For | For | ||
2 | ADVISORY VOTE TO RATIFY KPMG LLP AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||
STEVEN MADDEN, LTD. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SHOO | CUSIP 556269108 | 05/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: EDWARD R ROSENFELD | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: ROSE PEABODY LYNCH | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: JOHN L MADDEN | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: PETER MIGLIORINI | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: RICHARD P RANDALL | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: RAVI SACHDEV | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: THOMAS H SCHWARTZ | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ROBERT SMITH | Management | For | For | For | ||
2 | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY STATEMENT. | Management | For | For | For | ||
SUNTRUST BANKS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
STI | CUSIP 867914103 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ROBERT M. BEALL, II | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: DAVID H. HUGHES | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: M. DOUGLAS IVESTER | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: KYLE PRECHTL LEGG | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: WILLIAM A. LINNENBRINGER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: DONNA S. MOREA | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: DAVID M. RATCLIFFE | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: WILLIAM H. ROGERS, JR. | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: FRANK P. SCRUGGS, JR. | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: THOMAS R. WATJEN | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: DR. PHAIL WYNN, JR. | Management | For | For | For | ||
2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||
3 | TO APPROVE AN AMENDMENT TO THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | Management | For | For | For | ||
4 | TO APPROVE THE MATERIAL TERMS OF THE SUNTRUST BANKS, INC. 2009 STOCK PLAN. | Management | For | For | For | ||
5 | TO APPROVE THE MATERIAL TERMS OF THE SUNTRUST BANKS, INC. ANNUAL INCENTIVE PLAN. | Management | For | For | For | ||
6 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR 2014. | Management | For | For | For | ||
TERADATA CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TDC | CUSIP 88076W103 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: NANCY E. COOPER | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: DAVID E. KEPLER | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: WILLIAM S. STAVROPOULOS | Management | For | For | For | ||
2 | AN ADVISORY (NON-BINDING) VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||
3 | APPROVAL OF AN AMENDMENT OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE DECLASSIFICATION OF OUR BOARD OF DIRECTORS. | Management | For | For | For | ||
4 | APPROVAL OF THE RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
THE DUN & BRADSTREET CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
DNB | CUSIP 26483E100 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: AUSTIN A. ADAMS | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: ROBERT P. CARRIGAN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: JAMES N. FERNANDEZ | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: PAUL R. GARCIA | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: ANASTASSIA LAUTERBACH | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: THOMAS J. MANNING | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: SANDRA E. PETERSON | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: JUDITH A. REINSDORF | Management | For | For | For | ||
2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION (SAY ON PAY). | Management | For | For | For | ||
4 | VOTE ON A Shareholder PROPOSAL REQUESTING THE BOARD TO ADOPT A POLICY REQUIRING AN INDEPENDENT CHAIRMAN OF THE BOARD. | Shareholder | Against | Against | For | ||
THE HARTFORD FINANCIAL SVCS GROUP, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ROBERT B. ALLARDICE, III | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: TREVOR FETTER | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: LIAM E. MCGEE | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: KATHRYN A. MIKELLS | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: MICHAEL G. MORRIS | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: THOMAS A. RENYI | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: JULIE G. RICHARDSON | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: VIRGINIA P. RUESTERHOLZ | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: CHARLES B. STRAUSS | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: H. PATRICK SWYGERT | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | ManagementPROPOSAL TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT. | Management | For | For | For | ||
4 | ManagementPROPOSAL TO APPROVE THE COMPANY'S 2014 INCENTIVE STOCK PLAN. | Management | For | For | For | ||
5 | ManagementPROPOSAL TO APPROVE THE MATERIAL TERMS OF THE ANNUAL EXECUTIVE BONUS PROGRAM. | Management | For | For | For | ||
VERA BRADLEY INC | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRA | CUSIP 92335C106 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: KAREN KAPLAN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JOHN E. KYEES | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: MATTHEW MCEVOY | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: ROBERT WALLSTROM | Management | For | For | For | ||
2 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2015. | Management | For | For | For | ||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
VERINT SYSTEMS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRNT | CUSIP 92343X100 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: DAN BODNER | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: VICTOR DEMARINES | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: JOHN EGAN | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: LARRY MYERS | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: RICHARD NOTTENBURG | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: HOWARD SAFIR | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: EARL SHANKS | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING JANUARY 31, 2015. | Management | For | For | For | ||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | For | For | For | ||
VERIZON COMMUNICATIONS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VZ | CUSIP 92343V104 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: SHELLYE L. ARCHAMBEAU | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: RICHARD L. CARRION | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: MELANIE L. HEALEY | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: M. FRANCES KEETH | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: LOWELL C. MCADAM | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: CLARENCE OTIS, JR. | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: RODNEY E. SLATER | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: KATHRYN A. TESIJA | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: GREGORY D. WASSON | Management | For | For | For | ||
2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For | ||
4 | PROPOSAL TO IMPLEMENT PROXY ACCESS | Management | For | For | For | ||
5 | NETWORK NEUTRALITY | Shareholder | Against | For | Against | ||
6 | LOBBYING ACTIVITIES | Shareholder | Against | For | Against | ||
7 | SEVERANCE APPROVAL POLICY | Shareholder | Against | For | Against | ||
8 | Shareholder RIGHT TO CALL A SPECIAL MEETING | Shareholder | Against | For | Against | ||
9 | Shareholder RIGHT TO ACT BY WRITTEN CONSENT | Shareholder | Against | For | Against | ||
10 | PROXY VOTING AUTHORITY | Shareholder | Against | Against | For | ||
WORLD WRESTLING ENTERTAINMENT, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WWE | CUSIP 98156Q108 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: VINCENT K. MCMAHON | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: STUART U. GOLDFARB | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: PATRICIA A. GOTTESMAN | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: DAVID KENIN | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JOSEPH H. PERKINS | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: FRANK A. RIDDICK, III | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: JEFFREY R. SPEED | Management | For | For | For | ||
2 | APPROVAL OF AMENDED AND RESTATED 2007 OMNIBUS INCENTIVE PLAN. | Management | For | For | For | ||
3 | RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||
4 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | For | For | For | ||
ZOETIS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ZTS | CUSIP 98978V103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
ANNUAL | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: GREGORY NORDEN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: LOUISE M. PARENT | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: ROBERT W. SCULLY | Management | For | For | For | ||
2 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | For | ||
3 | FREQUENCY OF SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF Shareholder VOTES ON EXECUTIVE COMPENSATION. | Management | For | For | For | ||
4 | APPROVAL OF THE ZOETIS INC. 2013 EQUITY AND INCENTIVE PLAN. | Management | For | For | For | ||
5 | PROPOSAL TO RATIFY KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
American Airlines Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AAL | ISIN 02376R102 | 06/04/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director James F. Albaugh | Management | For | For | For | ||
1.2 | Elect Director Jeffrey D. Benjamin | Management | For | For | For | ||
1.3 | Elect Director John T. Cahill | Management | For | For | For | ||
1.4 | Elect Director Michael J. Embler | Management | For | For | For | ||
1.5 | Elect Director Matthew J. Hart | Management | For | For | For | ||
1.6 | Elect Director Alberto Ibarguen | Management | For | For | For | ||
1.7 | Elect Director Richard C. Kraemer | Management | For | For | For | ||
1.8 | Elect Director Denise M. O'Leary | Management | For | For | For | ||
1.9 | Elect Director W. Douglas Parker | Management | For | For | For | ||
1.10 | Elect Director Ray M. Robinson | Management | For | For | For | ||
1.11 | Elect Director Richard P. Schifter | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
Anheuser-Busch InBev SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ABI | ISIN B6399C107 | 04/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual/Special | Belgium | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Exchange all Outstanding Warrants under Executive and Senior Manager Incentive Scheme into Stock Options | Management | For | For | For | ||
2 | Receive Special Board Report Re: Authorized Capital | Management | N/A | N/A | N/A | ||
3 | Renew Authorization to Increase Share Capital Up To 3 Percent of Issued Capital | Management | For | For | For | ||
4 | Authorize Repurchase and Reissuance of Up to 20 Percent of Issued Share Capital | Management | For | For | For | ||
5 | Amend Articles to Reflect Changes in Capital Re: Repurchase Authorization under Item B1a | Management | For | For | For | ||
6 | Receive Directors' Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
7 | Receive Auditors' Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
8 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
9 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 2.05 per Share | Management | For | For | For | ||
10 | Approve Discharge of Directors | Management | For | For | For | ||
11 | Approve Discharge of Auditors | Management | For | For | For | ||
12 | Reelect Kees Storm as Independent Director | Management | For | For | For | ||
13 | Reelect Mark Winkelman as Independent Director | Management | For | For | For | ||
14 | Reelect Alexandre Van Damme as Director | Management | For | For | For | ||
15 | Reelect Gregoire de Spoelberch as Director | Management | For | For | For | ||
16 | Reelect Carlos Alberto de Veiga Sicupera as Director | Management | For | For | For | ||
17 | Reelect Marcel Herrmann Telles as Director | Management | For | For | For | ||
18 | Elect Paulo Lemann as Director | Management | For | For | For | ||
19 | Elect Alexandre Behring as Director | Management | For | For | For | ||
20 | Elect Elio Leoni Sceti as Independent Director | Management | For | For | For | ||
21 | Elect Maria Asuncion Aramburuzabala Larregui as Director | Management | For | For | For | ||
22 | Elect Valentin Diez Morodo as Director | Management | For | For | For | ||
23 | Approve Remuneration Report | Management | For | Against | Against | ||
24 | Approve Non-Employee Director Stock Option Plan and According Stock Option Grants to Non-Executive Directors | Management | For | For | For | ||
25 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | For | For | ||
Anhui Conch Cement Company Ltd | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0914 | CINS Y01373102 | 05/28/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Report of the Board of Directors | Management | For | For | For | ||
2 | Accept Report of the Supervisory Committee | Management | For | For | For | ||
3 | Accept Audited Financial Reports and International Financial Reporting Standards | Management | For | For | For | ||
4 | Elect Wang Jianchao as Director | Management | For | For | For | ||
5 | Approve KPMG Huazhen and KPMG as the PRC and International (Financial) Auditors Respectively, Reappoint KPMG Huazhen as the Internal Control Auditor of the Company, and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
6 | Approve Profit Distribution Proposal | Management | For | For | For | ||
7 | Amend Articles of Association | Management | For | For | For | ||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against | Against | ||
Asics Corp. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7936 | CINS J03234150 | 06/19/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 17 | Management | For | For | For | ||
2 | Amend Articles To Change Fiscal Year End | Management | For | For | For | ||
3 | Elect Director Oyama, Motoi | Management | For | For | For | ||
4 | Elect Director Hashimoto, Kosuke | Management | For | For | For | ||
5 | Elect Director Hijikata, Masao | Management | For | For | For | ||
6 | Elect Director Kato, Katsumi | Management | For | For | For | ||
7 | Elect Director Sano, Toshiyuki | Management | For | For | For | ||
8 | Elect Director Matsuo, Kazuhito | Management | For | For | For | ||
9 | Elect Director Kato, Isao | Management | For | For | For | ||
10 | Elect Director Tanaka, Katsuro | Management | For | For | For | ||
11 | Elect Director Miyakawa, Keiji | Management | For | For | For | ||
12 | Elect Director Kajiwara, Kenji | Management | For | For | For | ||
13 | Elect Director Hanai, Takeshi | Management | For | For | For | ||
14 | Appoint Statutory Auditor Mitsuya, Yuko | Management | For | For | For | ||
15 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against | Against | ||
Bayer AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BAYN | CINS D0712D163 | 04/29/2014 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Recive Annual Financial Statements and Statutory Reports for Fiscal 2013 and Approve Allocation of Income and Dividends of EUR 2.10 per Share | Management | For | TNA | N/A | ||
2 | Approve Discharge of Management Board for Fiscal 2013 | Management | For | TNA | N/A | ||
3 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | TNA | N/A | ||
4 | Elect Simone Bagel-Trah to the Supervisory Board | Management | For | TNA | N/A | ||
5 | Elect Ernst-Ludwig Winnacker to the Supervisory Board | Management | For | TNA | N/A | ||
6 | Approve Creation of EUR 530 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | TNA | N/A | ||
7 | Approve Creation of EUR 211.7 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | TNA | N/A | ||
8 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 6 Billion; Approve Creation of EUR 211.7 Million Pool of Capital to Guarantee Conversion Rights | Management | For | TNA | N/A | ||
9 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | TNA | N/A | ||
10 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | TNA | N/A | ||
11 | Approve Affiliation Agreement with Subsidiary Bayer Business Services GmbH | Management | For | TNA | N/A | ||
12 | Approve Affiliation Agreement with Subsidiary Bayer Technology Services GmbH | Management | For | TNA | N/A | ||
13 | Approve Affiliation Agreement with Subsidiary Bayer US IP GmbH | Management | For | TNA | N/A | ||
14 | Approve Affiliation Agreement with Subsidiary Bayer Bitterfeld GmbH | Management | For | TNA | N/A | ||
15 | Approve Affiliation Agreement with Subsidiary Bayer Innovation GmbH | Management | For | TNA | N/A | ||
16 | Approve Affiliation Agreement with Subsidiary Bayer Real Estate GmbH | Management | For | TNA | N/A | ||
17 | Approve Affiliation Agreement with Subsidiary Erste K-W-A Beteiligungsgesellschaft mbH | Management | For | TNA | N/A | ||
18 | Approve Affiliation Agreement with Subsidiary Zweite K-W-A Beteiligungsgesellschaft mbH | Management | For | TNA | N/A | ||
19 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2014 | Management | For | TNA | N/A | ||
China Construction Bank Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0939 | CINS Y1397N101 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Report of Board of Directors | Management | For | For | For | ||
2 | Accept Report of Board of Supervisors | Management | For | For | For | ||
3 | Accept Final Financial Accounts | Management | For | For | For | ||
4 | Approve Profit Distribution Plan | Management | For | For | For | ||
5 | Approve Budget of 2014 Fixed Assets Investment | Management | For | For | For | ||
6 | Appoint Accounting Firm for 2014 | Management | For | For | For | ||
7 | Elect Dong Shi as Director | Management | For | For | For | ||
8 | Elect Guo You as Shareholder Representative Supervisor | Management | For | For | For | ||
9 | Approve Plan on Authorisation to the Board of Directors Granted by Shareholders' General Meeting | Management | For | For | For | ||
Chongqing Rural Commercial Bank Co., Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
3618 | CINS Y1594G107 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Report of the Board of Directors | Management | For | For | For | ||
2 | Accept Report of the Board of Supervisors | Management | For | For | For | ||
3 | Accept Financial Statements | Management | For | For | For | ||
4 | Approve Profit Distribution Plan for 2013 | Management | For | For | For | ||
5 | Accept Annual Report | Management | For | For | For | ||
6 | Approve Financial Budget Proposal | Management | For | For | For | ||
7 | Appoint PricewaterhouseCoopers Zhong Tian LLP and PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
8 | Elect Xie Wenhui as Director | Management | For | For | For | ||
9 | Elect Li Zuwei as Director | Management | For | For | For | ||
10 | Elect Duan Xiaohua as Director | Management | For | For | For | ||
11 | Elect Sun Lida as Director | Management | For | For | For | ||
12 | Amend Articles of Association | Management | For | For | For | ||
13 | Amend Rules and Procedures of General Meetings | Management | For | For | For | ||
14 | Amend Rules and Procedures of Meetings of the Board of Directors | Management | For | For | For | ||
15 | Amend Rules and Procedures of Meetings of the Board of Supervisors | Management | For | For | For | ||
Daikin Industries Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
6367 | CINS J10038115 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 27 | Management | For | For | For | ||
2 | Authorize Share Repurchase Program | Management | For | For | For | ||
3 | Elect Director Inoue, Noriyuki | Management | For | For | For | ||
4 | Elect Director Togawa, Masanori | Management | For | For | For | ||
5 | Elect Director Terada, Chiyono | Management | For | For | For | ||
6 | Elect Director Ikebuchi, Kosuke | Management | For | For | For | ||
7 | Elect Director Kawamura, Guntaro | Management | For | For | For | ||
8 | Elect Director Tayano, Ken | Management | For | For | For | ||
9 | Elect Director Minaka, Masatsugu | Management | For | For | For | ||
10 | Elect Director Tomita, Jiro | Management | For | For | For | ||
11 | Elect Director Matsuzaki, Takashi | Management | For | For | For | ||
12 | Elect Director Takahashi, Koichi | Management | For | For | For | ||
13 | Elect Director Frans Hoorelbeke | Management | For | For | For | ||
14 | Elect Director David Swift | Management | For | For | For | ||
15 | Appoint Alternate Statutory Auditor Ono, Ichiro | Management | For | For | For | ||
16 | Approve Annual Bonus Payment to Directors | Management | For | For | For | ||
17 | Approve Adjustment to Aggregate Compensation Ceilings for Directors and Statutory Auditors | Management | For | For | For | ||
Daiwa House Industry Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1925 | CINS J11508124 | 06/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 30 | Management | For | For | For | ||
2 | Elect Director Higuchi, Takeo | Management | For | For | For | ||
3 | Elect Director Ono, Naotake | Management | For | For | For | ||
4 | Elect Director Ogawa, Tetsuji | Management | For | For | For | ||
5 | Elect Director Ishibashi, Tamio | Management | For | For | For | ||
6 | Elect Director Nishimura, Tatsushi | Management | For | For | For | ||
7 | Elect Director Kawai, Katsutomo | Management | For | For | For | ||
8 | Elect Director Ishibashi, Takuya | Management | For | For | For | ||
9 | Elect Director Numata, Shigeru | Management | For | For | For | ||
10 | Elect Director Fujitani, Osamu | Management | For | For | For | ||
11 | Elect Director Hama, Takashi | Management | For | For | For | ||
12 | Elect Director Tsuchida, Kazuto | Management | For | For | For | ||
13 | Elect Director Yamamoto, Makoto | Management | For | For | For | ||
14 | Elect Director Hori, Fukujiro | Management | For | For | For | ||
15 | Elect Director Kosokabe, Takeshi | Management | For | For | For | ||
16 | Elect Director Yoshii, Keiichi | Management | For | For | For | ||
17 | Elect Director Kiguchi, Masahiro | Management | For | For | For | ||
18 | Elect Director Kamikawa, Koichi | Management | For | For | For | ||
19 | Elect Director Kimura, Kazuyoshi | Management | For | For | For | ||
20 | Elect Director Shigemori, Yutaka | Management | For | For | For | ||
21 | Appoint Statutory Auditor Matsumoto, Kuniaki | Management | For | For | For | ||
22 | Approve Annual Bonus Payment to Directors and Statutory Auditors | Management | For | For | For | ||
23 | Approve Retirement Bonus Payment for Statutory Auditor | Management | For | For | For | ||
Emperor Watch & Jewellery Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
0887 | CINS Y2289S109 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Declare Final Dividend | Management | For | For | For | ||
3 | Elect Cindy Yeung as Director | Management | For | For | For | ||
4 | Elect Fan Man Seung, Vanessa as Director | Management | For | For | For | ||
5 | Elect Chan Hon Piu as Director | Management | For | For | For | ||
6 | Authorize Board to Fix Directors' Remuneration | Management | For | For | For | ||
7 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against | Against | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | For | ||
10 | Authorize Reissuance of Repurchased Shares | Management | For | Against | Against | ||
Erste Group Bank AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EBS | CINS A19494102 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Austria | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | Management | N/A | N/A | N/A | ||
2 | Approve Allocation of Income | Management | For | For | For | ||
3 | Approve Discharge of Management Board | Management | For | For | For | ||
4 | Approve Discharge of Supervisory Board | Management | For | For | For | ||
5 | Approve Remuneration of Supervisory Board Members | Management | For | For | For | ||
6 | Approve Increase of Board Size | Management | For | For | For | ||
7 | Elect Bettina Breiteneder as Supervisory Board Member | Management | For | For | For | ||
8 | Elect Jan Homann as Supervisory Board Member | Management | For | For | For | ||
9 | Elect Juan Maria Nin Genova as Supervisory Board Member | Management | For | For | For | ||
10 | Elect Friedrich Roedler as Supervisory Board Member | Management | For | Against | Against | ||
11 | Elect Elisabeth Bleyleben-Koren as Supervisory Board Member | Management | For | For | For | ||
12 | Elect Gunter Griss as Supervisory Board Member | Management | For | For | For | ||
13 | Elect Elisabeth Krainer Senger-Weiss as Supervisory Board Member | Management | For | For | For | ||
14 | Ratify Ernst & Young as Auditors | Management | For | For | For | ||
15 | Approve Creation of EUR 171.8 Million Pool of Capital without Preemptive Rights | Management | For | For | For | ||
16 | Amend Articles | Management | For | For | For | ||
Fresenius SE & Co KGaA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
FRE | CINS D27348123 | 05/16/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Allocation of Income and Dividends of EUR 1.25 per Share | Management | For | For | For | ||
3 | Approve Discharge of Personally Liable Partner for Fiscal 2013 | Management | For | For | For | ||
4 | Approve Discharge of Supervisory Board for Fiscal 2013 | Management | For | For | For | ||
5 | Ratify KPMG AG as Auditors for Fiscal 2014 | Management | For | For | For | ||
6 | Amend Affiliation Agreements with Subsidiaries | Management | For | For | For | ||
7 | Approve Capitalization of Reserves by Issuing 2 New Shares for Every Existing Share; Approve Connected Stock Option Plan Amendment, Proportionate Increase of Capital Pools, and Adjustment of the Variable Compensation Element for Supervisory Board Members | Management | For | For | For | ||
8 | Approve Creation of EUR 121 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Management | For | For | For | ||
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Million; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | Management | For | For | For | ||
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | For | For | ||
11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | For | For | ||
Gagfah SA | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GFJ | CINS L4121J101 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Luxembourg | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Board's Reports | Management | N/A | N/A | N/A | ||
2 | Presentation on Financial Year 2014 | Management | N/A | N/A | N/A | ||
3 | Receive Auditor's Reports | Management | N/A | N/A | N/A | ||
4 | Approve Financial Statements | Management | For | For | For | ||
5 | Approve Consolidated Financial Statements | Management | For | For | For | ||
6 | Approve Treatment of Net Loss | Management | For | For | For | ||
7 | Approve Discharge of Directors | Management | For | For | For | ||
8 | Elect Gerhard Zeiler as Independent Director | Management | For | For | For | ||
9 | Approve Remuneration of Directors | Management | For | For | For | ||
GT Capital Holdings Inc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GTCAP | CINS Y29045104 | 05/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Philippines | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Minutes of Previous Annual Stockholders' Meeting | Management | For | For | For | ||
2 | Approve Annual Report for the Year 2013 | Management | For | For | For | ||
3 | Ratify All Acts and Resolutions of the Board of Directors and Executive Officers | Management | For | For | For | ||
4 | Elect Independent Auditors | Management | For | For | For | ||
5 | Amend Article Sixth of the Articles of Incorporation | Management | For | For | For | ||
6 | Amend Article III, Section 3 of the By-laws | Management | For | For | For | ||
7 | Elect George S.K. Ty as a Director | Management | For | For | For | ||
8 | Elect Arthur V. Ty as a Director | Management | For | For | For | ||
9 | Elect Alfred V. Ty as a Director | Management | For | For | For | ||
10 | Elect Carmelo Maria Luza Bautista as a Director | Management | For | For | For | ||
11 | Elect Roderico V. Puno as a Director | Management | For | For | For | ||
12 | Elect Solomon S. Cua as a Director | Management | For | For | For | ||
13 | Elect Jaime Miguel G. Belmonte as a Director | Management | For | For | For | ||
14 | Elect Christopher P. Beshouri as a Director | Management | For | For | For | ||
15 | Elect Wilfredo A. Paras as a Director | Management | For | For | For | ||
HeidelbergCement AG | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HEI | CINS D31709104 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2013 (Non-Voting) | Management | N/A | N/A | N/A | ||
2 | Approve Allocation of Income and Dividends of EUR 0.60 per Share | Management | For | For | For | ||
3 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2013 | Management | For | For | For | ||
4 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2013 | Management | For | For | For | ||
5 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2013 | Management | For | For | For | ||
6 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2013 | Management | For | For | For | ||
7 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2013 | Management | For | For | For | ||
8 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2013 | Management | For | For | For | ||
9 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2013 | Management | For | For | For | ||
10 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2013 | Management | For | For | For | ||
11 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2013 | Management | For | For | For | ||
12 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2013 | Management | For | For | For | ||
13 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2013 | Management | For | For | For | ||
14 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2013 | Management | For | For | For | ||
15 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2013 | Management | For | For | For | ||
16 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2013 | Management | For | For | For | ||
17 | Approve Discharge of Supervisory Board Member allan Murray for Fiscal 2013 | Management | For | For | For | ||
18 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2013 | Management | For | For | For | ||
19 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2013 | Management | For | For | For | ||
20 | Approve Discharge of Supervisory Board Member Marion Weissenberger-Eiblfor Fiscal 2013 | Management | For | For | For | ||
21 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2014 | Management | For | For | For | ||
22 | Elect Fritz-Juergen Heckmann to the Supervisory Board | Management | For | For | For | ||
23 | Elect Ludwig Merckle to the Supervisory Board | Management | For | For | For | ||
24 | Elect Tobias Merckle to the Supervisory Board | Management | For | For | For | ||
25 | Elect Alan Murray to the Supervisory Board | Management | For | For | For | ||
26 | Elect Dr. Juergen Schneider to the Supervisory Board | Management | For | For | For | ||
27 | Elect Marion Weissenberger-Eibl to the Supervisory Board | Management | For | For | For | ||
28 | Approve Remuneration System for Management Board Members | Management | For | For | For | ||
29 | Amend Affiliation Agreements with Subsidiaries | Management | For | For | For | ||
Japan AirLines Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
9201 | CINS J25979121 | 06/18/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 160 | Management | For | For | For | ||
2 | Amend Articles To Update Authorized Capital to Reflect Stock Split | Management | For | For | For | ||
3 | Elect Director Onishi, Masaru | Management | For | For | For | ||
4 | Elect Director Ueki, Yoshiharu | Management | For | For | For | ||
5 | Elect Director Sato, Nobuhiro | Management | For | For | For | ||
6 | Elect Director Kamikawa, Hirohide | Management | For | For | For | ||
7 | Elect Director Okawa, Junko | Management | For | For | For | ||
8 | Elect Director Fujita, Tadashi | Management | For | For | For | ||
9 | Elect Director Saito, Norikazu | Management | For | For | For | ||
10 | Elect Director Kainaka, Tatsuo | Management | For | For | For | ||
11 | Elect Director Iwata, Kimie | Management | For | For | For | ||
Kellogg Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
K | CUSIP 487836108 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director John Bryant | Management | For | For | For | ||
2 | Elect Director Stephanie A. Burns | Management | For | For | For | ||
3 | Elect Director La June Montgomery Tabron | Management | For | For | For | ||
4 | Elect Director Rogelio Rebolledo | Management | For | For | For | ||
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
6 | Declassify the Board of Directors | Management | For | For | For | ||
7 | Ratify Auditors | Management | For | For | For | ||
8 | Report on Human Rights Risk Assessment Process | Shareholder | Against | For | Against | ||
9 | Reduce Supermajority Vote Requirement | Shareholder | Against | For | Against | ||
LENTA LTD | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
LNTA | CINS 52634T200 | 06/04/2014 | Take No Action | ||||
Meeting Type | Country of Trade | ||||||
Annual | Virgin Islands | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Financial Statements and Statutory Reports | Management | For | TNA | N/A | ||
2 | Approve Annual Report | Management | For | TNA | N/A | ||
3 | Ratify Ernst & Young LLC as Auditor and Authorize Board to Fix Its Remuneration | Management | For | TNA | N/A | ||
McDonald's Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MCD | CUSIP 580135101 | 05/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Susan E. Arnold | Management | For | For | For | ||
2 | ElectionElect Director Richard H. Lenny | Management | For | For | For | ||
3 | Elect Director Walter E. Massey | Management | For | For | For | ||
4 | Elect Director Cary D. McMillan | Management | For | For | For | ||
5 | Elect Director Sheila A. Penrose | Management | For | For | For | ||
6 | Elect Director John W. Rogers, Jr. | Management | For | For | For | ||
7 | Elect Director Roger W. Stone | Management | For | For | For | ||
8 | Elect Director Miles D. White | Management | For | For | For | ||
9 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
10 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
11 | Ratify Auditors | Management | For | For | For | ||
12 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
13 | Elect Director Susan E. Arnold | Management | For | For | For | ||
14 | ElectionElect Director Richard H. Lenny | Management | For | For | For | ||
15 | Elect Director Walter E. Massey | Management | For | For | For | ||
16 | Elect Director Cary D. McMillan | Management | For | For | For | ||
17 | Elect Director Sheila A. Penrose | Management | For | For | For | ||
18 | Elect Director John W. Rogers, Jr. | Management | For | For | For | ||
19 | Elect Director Roger W. Stone | Management | For | For | For | ||
20 | Elect Director Miles D. White | Management | For | For | For | ||
21 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
22 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
23 | Ratify Auditors | Management | For | For | For | ||
24 | Provide Right to Act by Written Consent | Shareholder | Against | For | Against | ||
Mediaset Spa | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MS | CINS T6688Q107 | 04/29/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Italy | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Financial Statements, Statutory Reports, and Allocation of Income | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Slate Submitted by Fininvest Spa | Shareholder | N/A | N/A | N/A | ||
4 | Slate Submitted by Institutional Investors | Shareholder | Against | For | Against | ||
5 | Approve Internal Auditors' Remuneration | Management | For | For | For | ||
6 | Approve Integration of Auditors' Remuneration | Management | For | For | For | ||
7 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | For | For | ||
Mizuho Financial Group Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8411 | CINS J4599L102 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 3.5 | Management | For | Against | Against | ||
2 | Amend Articles To Adopt U.S.-Style Board Structure - Reduce Directors' Term - Recognize Validity of Board Resolutions in Written or Electronic Format - Authorize Board to Determine Income Allocation – Remove Provisions on Class 13 Preferred Shares | Management | For | For | For | ||
3 | Elect Director Sato, Yasuhiro | Management | For | For | For | ||
4 | Elect Director Tsujita, Yasunori | Management | For | For | For | ||
5 | Elect Director Aya, Ryusuke | Management | For | For | For | ||
6 | Elect Director Shimbo, Junichi | Management | For | For | For | ||
7 | Elect Director Fujiwara, Koji | Management | For | For | For | ||
8 | Elect Director Takahashi, Hideyuki | Management | For | For | For | ||
9 | Elect Director Funaki, Nobukatsu | Management | For | For | For | ||
10 | Elect Director Nomiyama, Akihiko | Management | For | For | For | ||
11 | Elect Director Ohashi, Mitsuo | Management | For | For | For | ||
12 | Elect Director Kawamura, Takashi | Management | For | For | For | ||
13 | Elect Director Kainaka, Tatsuo | Management | For | For | For | ||
14 | Elect Director Anraku, Kanemitsu | Management | For | For | For | ||
15 | Elect Director Ota, Hiroko | Management | For | For | For | ||
16 | Amend Articles to Guide Subsidiaries and Affiliates to Make Appropriate Valuation Reports when Hired to Do So | Shareholder | Against | Against | For | ||
17 | Approve Alternate Income Allocation, with a Final Dividend of JPY 5 | Shareholder | Against | For | Against | ||
18 | Amend Articles to Put Director Nominees' and Statutory Auditor Nominees' Concurrent Posts at Listed Companies in Proxy Materials | Shareholder | Against | Against | For | ||
19 | Amend Articles to Require Company to Urge Subsidiaries Owning Shares in Allied Firms to Vote Shares Appropriately | Shareholder | Against | For | Against | ||
20 | Amend Articles to Prohibit Directors, Employees or Shareholders from Using Defamatory Terms Such as "Vulture" to Characterize Foreign Shareholders | Shareholder | Against | Against | For | ||
21 | Amend Articles to Attach Unique Number to Each Account Created after My Number Act Takes Effect | Shareholder | Against | Against | For | ||
22 | Amend Articles to Refrain from Disrespecting Shareholders and Providing Loans to Anti-Social Groups | Shareholder | Against | Against | For | ||
23 | Amend Articles to Disclose Voting Decisions of Asset Managers Managing Pension Funds on the Company's Website | Shareholder | Against | Against | For | ||
24 | Amend Articles to Prohibit Mizuho Financial Group's Securities Companies from Manipulating Stock Prices on Green-Sheet Markets | Shareholder | Against | Against | For | ||
Oceana Group Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OCE | CINS S57090102 | 02/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | South Africa | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Re-elect Peter de Beyer as Director | Management | For | For | For | ||
2 | Re-elect Francois Kuttel as Director | Management | For | For | For | ||
3 | Re-elect Peter Matlare as Director | Management | For | For | For | ||
4 | Re-elect Takula Tapela as Director | Management | For | For | For | ||
5 | Elect Noel Doyle as Director | Management | For | For | For | ||
6 | Elect Imraan Soomra as Director | Management | For | For | For | ||
7 | Reappoint Deloitte & Touche as Auditors of the Company | Management | For | For | For | ||
8 | Re-elect Zarina Bassa as Member of the Audit Committee | Management | For | For | For | ||
9 | Re-elect Peter de Beyer as Member of the Audit Committee | Management | For | For | For | ||
10 | Re-elect Saamsoodein Pather as Member of the Audit Committee | Management | For | For | For | ||
11 | Approve Remuneration Policy | Management | For | For | For | ||
12 | Approve Financial Assistance to Related or Inter-related Companies or Corporations | Management | For | For | For | ||
13 | Approve Remuneration of Non-executive Directors | Management | For | For | For | ||
14 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | For | For | ||
15 | Approve Share Incentive Plan | Management | For | Against | Against | ||
16 | Approve Issue of Shares or Granting of Options in Terms of the Share Incentive Plan | Management | For | Against | Against | ||
17 | Authorise Board to Ratify and Execute Approved Resolutions | Management | For | For | For | ||
18 | Approve the Amendments to the Black Economic Empowerment Transaction | Management | For | For | For | ||
19 | Authorise Board to Ratify and Execute Approved Resolution | Management | For | For | For | ||
PepsiCo, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | CUSIP 713448108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Shona L. Brown | Management | For | For | For | ||
2 | Elect Director George W. Buckley | Management | For | For | For | ||
3 | Elect Director Ian M. Cook | Management | For | For | For | ||
4 | Elect Director Dina Dublon | Management | For | For | For | ||
5 | Elect Director Rona A. Fairhead | Management | For | For | For | ||
6 | Elect Director Ray L. Hunt | Management | For | For | For | ||
7 | Elect Director Alberto Ibarguen | Management | For | For | For | ||
8 | Elect Director Indra K. Nooyi | Management | For | For | For | ||
9 | Elect Director Sharon Percy Rockefeller | Management | For | For | For | ||
10 | Elect Director James J. Schiro | Management | For | For | For | ||
11 | Elect Director Lloyd G. Trotter | Management | For | For | For | ||
12 | Elect Director Daniel Vasella | Management | For | For | For | ||
13 | Elect Director Alberto Weisser | Management | For | For | For | ||
14 | Ratify Auditors | Management | For | For | For | ||
15 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
16 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
17 | Require Shareholder Vote to Approve Political Contributions Policy | Shareholder | Against | Against | For | ||
18 | Stock Retention/Holding Period | Shareholder | Against | For | Against | ||
Pruksa Real Estate PCL | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PS | CINS Y707A3147 | 04/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Thailand | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Minutes of Previous Meeting | Management | For | For | For | ||
2 | Acknowledge 2013 Operating Results | Management | N/A | N/A | N/A | ||
3 | Accept Financial Statements | Management | For | For | For | ||
4 | Approve Allocation of Income and Dividend of THB 0.85 Per Share | Management | For | For | For | ||
5 | Elect Adul Chandanachulaka as Director | Management | For | For | For | ||
6 | Elect Weerachai Ngamdeevilaisak as Director | Management | For | For | For | ||
7 | Elect Lersuk Chuladesa as Director | Management | For | For | For | ||
8 | Elect Rattana Promsawad as Director | Management | For | For | For | ||
9 | Approve Remuneration of Directors | Management | For | For | For | ||
10 | Approve KPMG Phoomchai Audit Ltd. as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
11 | Reduce Registered Capital | Management | For | For | For | ||
12 | Amend Memorandum of Association to Reflect Decrease in Registered Capital | Management | For | For | For | ||
13 | Approve Issuance of Warrants to Directors and Management of the Company and its Subsidiaries | Management | For | Against | Against | ||
14 | Increase Registered Capital and Approve Allocation of the Company's Capital Increase Ordinary Shares | Management | For | Against | Against | ||
15 | Amend Memorandum of Association to Reflect Increase in Registered Capital | Management | For | Against | Against | ||
16 | Authorize Issuance of Debt Instruments | Management | For | For | For | ||
17 | Other Business | Management | For | Against | Against | ||
Sands China Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
1928 | CINS G7800X107 | 05/30/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Hong Kong | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Declare Final Dividend | Management | For | For | For | ||
3 | Elect Chiang Yun as Director | Management | For | For | For | ||
4 | Elect Iain Ferguson Bruce as Director | Management | For | Against | Against | ||
5 | Elect Charles Daniel Forman as Director | Management | For | For | For | ||
6 | Elect Robert Glen Goldstein as Director | Management | For | For | For | ||
7 | Authorize Board to Fix Directors' Remuneration | Management | For | For | For | ||
8 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For | For | ||
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | For | ||
10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Against | Against | ||
11 | Authorize Reissuance of Repurchased Shares | Management | For | Against | Against | ||
Sanrio Co. Ltd. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
8136 | CINS J68209105 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Tsuji, Shintaro | Management | For | Against | Against | ||
2 | Elect Director Emori, Susumu | Management | For | Against | Against | ||
3 | Elect Director Fukushima, Kazuyoshi | Management | For | Against | Against | ||
4 | Elect Director Hatoyama, Rehito | Management | For | For | For | ||
5 | Elect Director Nakaya, Takahide | Management | For | Against | Against | ||
6 | Elect Director Miyauchi, Saburo | Management | For | Against | Against | ||
7 | Elect Director Sakiyama, Yuuko | Management | For | Against | Against | ||
8 | Elect Director Furuhashi, Yoshio | Management | For | Against | Against | ||
9 | Elect Director Nomura, Kosho | Management | For | Against | Against | ||
10 | Elect Director Shimomura, Yoichiro | Management | For | Against | Against | ||
11 | Elect Director Kishimura, Jiro | Management | For | Against | Against | ||
12 | Elect Director Kitamura, Norio | Management | For | Against | Against | ||
13 | Elect Director Shimaguchi, Mitsuaki | Management | For | Against | Against | ||
14 | Elect Director Hayakawa, Yoshiharu | Management | For | Against | Against | ||
15 | Elect Director Satomi, Haruki | Management | For | Against | Against | ||
16 | Approve Retirement Bonus Payment for Directors | Management | For | Against | Against | ||
The Hartford Financial Services Group, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HIG | CUSIP 416515104 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Elect Director Robert B. Allardice, III | Management | For | For | For | ||
2 | Elect Director Trevor Fetter | Management | For | For | For | ||
3 | Elect Director Liam E. McGee | Management | For | For | For | ||
4 | Elect Director Kathryn A. Mikells | Management | For | For | For | ||
5 | Elect Director Michael G. Morris | Management | For | For | For | ||
6 | Elect Director Thomas A. Renyi | Management | For | For | For | ||
7 | Elect Director Julie G. Richardson | Management | For | For | For | ||
8 | Elect Director Virginia P. Ruesterholz | Management | For | For | For | ||
9 | Elect Director Charles B. Strauss | Management | For | For | For | ||
10 | Elect Director H. Patrick Swygert | Management | For | For | For | ||
11 | Ratify Auditors | Management | For | For | For | ||
12 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For | For | ||
13 | Approve Omnibus Stock Plan | Management | For | For | For | ||
14 | Amend Executive Incentive Bonus Plan | Management | For | For | For | ||
Unilever NV | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UNA | CINS N8981F271 | 05/14/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Netherlands | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Receive Report of Management Board (Non-Voting) | Management | N/A | N/A | N/A | ||
2 | Discuss Remuneration Report Containing Remuneration Policy for Management Board Members | Management | N/A | N/A | N/A | ||
3 | Approve Remuneration Policy | Management | For | For | For | ||
4 | Approve Financial Statements and Allocation of Income | Management | For | For | For | ||
5 | Approve Discharge of Executive Board Members | Management | For | For | For | ||
6 | Approve Discharge of Non-Executive Board Members | Management | For | For | For | ||
7 | Reelect P.G.J.M. Polman as an Executive Director | Management | For | For | For | ||
8 | Relect R.J-M.S. Huet as an Executive Director | Management | For | For | For | ||
9 | Reelect L.M. Cha as a Non-Executive Director | Management | For | For | For | ||
10 | Reelect L.O. Fresco as a Non-Executive Director | Management | For | For | For | ||
11 | Reelect A.M. Fudge as a Non-Executive Director | Management | For | For | For | ||
12 | Reelect B.E. Grote as a Non-Executive Director | Management | For | For | For | ||
13 | Reelect M.Ma as a Non-Executive Director | Management | For | For | For | ||
14 | Reelect H. Nyasulu as a Non-Executive Director | Management | For | For | For | ||
15 | Reelect M. Rifkind as a Non-Executive Director | Management | For | For | For | ||
16 | Reelect J. Rishton as a Non-Executive Director | Management | For | For | For | ||
17 | Reelect K.J. Storm as a Non-Executive Director | Management | For | For | For | ||
18 | Reelect M. Treschow as a Non-Executive Director | Management | For | For | For | ||
19 | Reelect P.S. Walsh as a Non-Executive Director | Management | For | For | For | ||
20 | Elect F Sijbesma as a Non-Executive Director | Management | For | For | For | ||
21 | Ratify KPMG as Auditors | Management | For | For | For | ||
22 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Management | For | For | For | ||
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For | For | ||
24 | Approve Cancellation of Repurchased Shares | Management | For | For | For | ||
25 | Allow Questions and Close Meeting | Management | N/A | N/A | N/A | ||
United Arrows | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
7606 | CINS J9426H109 | 06/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Japan | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Allocation of Income, with a Final Dividend of JPY 47 | Management | For | For | For | ||
2 | Elect Director Takeda, Mitsuhiro | Management | For | For | For | ||
3 | Elect Director Fujisawa, Mitsunori | Management | For | For | For | ||
4 | Elect Director Koizumi, Masami | Management | For | For | For | ||
5 | Elect Director Higashi, Hiroyuki | Management | For | For | For | ||
6 | Elect Director Ishiwata, Gaku | Management | For | For | For | ||
7 | Approve Takeover Defense Plan (Poison Pill) | Management | For | Against | Against | ||
Volkswagen AG (VW) | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VOW3 | CINS D94523103 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | Germany | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 10 Billion; Approve Creation of EUR 119 Million Pool of Preferred Shares to Guarantee Conversion Rights | Management | For | For | For | ||
AMERICAN ELECTRIC POWER COMPANY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AEP | CUSIP 025537101 | 04/22/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: NICHOLAS K. AKINS | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: DAVID J. ANDERSON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: J. BARNIE BEASLEY, JR. | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: RALPH D. CROSBY, JR. | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: LINDA A. GOODSPEED | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: THOMAS E. HOAGLIN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: SANDRA BEACH LIN | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: RICHARD C. NOTEBAERT | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: LIONEL L. NOWELL III | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: STEPHEN S. RASMUSSEN | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: OLIVER G. RICHARD III | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: SARA MARTINEZ TUCKER | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||
ANADARKO PETROLEUM CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
APC | CUSIP 032511107 | 05/13/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ANTHONY R. CHASE | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: H. PAULETT EBERHART | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: RICHARD L. GEORGE | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: CHARLES W. GOODYEAR | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: R.A. WALKER | Management | For | For | For | ||
2 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | Management | For | For | For | ||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||
4 | STOCKHOLDER PROPOSAL - REPORT ON POLITICAL CONTRIBUTIONS. | Shareholder | Against | Against | For | ||
5 | STOCKHOLDER PROPOSAL - REPORT ON CLIMATE CHANGE RISK. | Shareholder | Against | Against | For | ||
CLECO CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNL | CUSIP 12561W105 | 04/25/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: WILLIAM L. MARKS | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: PETER M. SCOTT III | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: WILLIAMS H. WLAKER, JR. | Management | For | For | For | ||
2 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF THE FIRM OF DELOITTE & TOUCHE LLP AS CLECO CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF CLECO CORPORATION'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
4 | Management PROPOSAL TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE CLECO CORPORATION 2010 LONG-TERM INCENTIVE COMPENSATION PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | For | For | For | ||
CMS ENERGY CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CMS | CUSIP 125896100 | 05/16/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: JON E. BARFIELD | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: KURT L. DARROW | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: STEPHEN E. EWING | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: RICHARD M. GABRYS | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: WILLIAM D. HARVEY | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: DAVID W. JOOS | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: PHILIP R. LOCHNER, JR. | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: JOHN G. RUSSELL | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: KENNETH L. WAY | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: LAURA H. WRIGHT | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: JOHN B. YASINSKY | Management | For | For | For | ||
2 | ADVISORY VOTE TO APPROVE THE CORPORATION'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||
3 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). | Management | For | For | For | ||
4 | PROPOSAL TO APPROVE PERFORMANCE INCENTIVE STOCK PLAN. | Management | For | For | For | ||
5 | PROPOSAL TO APPROVE PERFORMANCE MEASURES IN INCENTIVE COMPENSATION PLAN. | Management | For | For | For | ||
COVANTA HOLDING CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVA | CUSIP 22282E102 | 05/08/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: DAVID M. BARSE | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: RONALD J. BROGLIO | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: PETER C.B. BYNOE | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: LINDA J. FISHER | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JOSEPH M. HOLSTEN | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: ANTHONY J. ORLANDO | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: WILLIAM C. PATE | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ROBERT S. SILBERMAN | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: JEAN SMITH | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: SAMUEL ZELL | Management | For | For | For | ||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2014 FISCAL YEAR. | Management | For | For | For | ||
3 | TO APPROVE THE COVANTA HOLDING CORPORATION 2014 EQUITY AWARD PLAN. | Management | For | For | For | ||
4 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF COVANTA HOLDING CORPORATION'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | For | For | For | ||
EDISON INTERNATIONAL | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
EIX | CUSIP 281020107 | 04/24/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: JAGJEET S. BINDRA | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: VANESSA C.L. CHANG | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: FRANCE A. CORDOVA | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: THEODORE F. CRAVER, JR. | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: BRADFORD M. FREEMAN | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: LUIS G. NOGALES | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: RICHARD T. SCHLOSBERG, III | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: LINDA G. STUNTZ | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: THOMAS C. SUTTON | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: ELLEN O. TAUSCHER | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: PETER J. TAYLOR | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: BRETT WHITE | Management | For | For | For | ||
2. | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||
3. | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION | Management | For | For | For | ||
4. | Shareholder PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN | Shareholder | Against | Against | For | ||
HAWAIIAN ELECTRIC INDUSTRIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HE | CUSIP 419870100 | 05/07/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: PEGGY Y. FOWLER | Management | For | N/A | N/A | ||
1.2 | ELECTION OF DIRECTOR: KEITH P. RUSSELL | Management | For | N/A | N/A | ||
1.3 | ELECTION OF DIRECTOR: BARRY K. TANIGUCHI | Management | For | N/A | N/A | ||
2 | ADVISORY VOTE TO APPROVE HEI'S EXECUTIVE COMPENSATION | Management | For | For | For | ||
3 | APPROVE THE 2010 EQUITY AND INCENTIVE PLAN AS AMENDED AND RESTATED (EIP) | Management | For | For | For | ||
4 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS HEI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | For | ||
KBR, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
KBR | CUSIP 48242W106 | 05/15/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: W. FRANK BLOUNT | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: LOREN K. CARROLL | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: LINDA Z. COOK | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: JEFFREY E. CURTISS | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: LESTER L. LYLES | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JACK B. MOORE | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: RICHARD J. SLATER | Management | For | For | For | ||
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS FOR KBR, INC. AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
3 | ADVISORY VOTE TO APPROVE KBR'S NAMED EXECUTIVE OFFICERS' COMPENSATION. | Management | For | For | For | ||
NORTHEAST UTILITIES | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NU | CUSIP 664397106 | 05/01/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: RICHARD H. BOOTH | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JOHN S. CLARKESON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: COTTON M. CLEVELAND | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: SANFORD CLOUD, JR. | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JAMES S. DISTASIO | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: FRANCIS A. DOYLE | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: CHARLES K. GIFFORD | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: PAUL A. LA. CAMERA | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: KENNETH R. LEIBLER | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: WILLAIM C. VAN FAASEN | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: FREDERICA M. WILLIAMS | Management | For | For | For | ||
1.13 | ELECTION OF DIRECTOR: DENNIS R. WRAASE | Management | For | For | For | ||
2 | TO CONSIDER AND APPROVE THE FOLLOWING ADVISORY (NON-BINDING) PROPOSAL: "RESOLVED, THAT THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED PURSUANT TO THE COMPENSATION DISCLOSURE RULES OF THE SECURITIES AND EXCHANGE COMMISSION, I | Management | For | For | For | ||
3 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
NRG ENERGY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NRG | CUSIP 629377508 | 05/08/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: KIRBYJON H. CALDWELL | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: LAWRENCE S. COBEN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: DAVID CRANE | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: TERRY G. DALLAS | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: PAUL W. HOBBY | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: EDWARD R. MULLER | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: EVAN J. SILVERSTEIN | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: THOMAS H. WEIDEMEYER | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: WALTER R. YOUNG | Management | For | For | For | ||
2 | TO APPROVE NRG'S EXECUTIVE COMPENSATION (SAY ON PAY PROPOSAL). | Management | For | For | For | ||
3 | TO ADOPT THE NRG ENERGY, INC. AMENDED & RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | For | ||
4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | For | ||
OGE ENERGY CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
OGE | CUSIP 670837103 | 05/15/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: JAMES H. BRANDI | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: WAYNE H. BRUNETTI | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: LUKE R. CORBETT | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: PETER B. DELANY | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JOHN D. GROENDYKE | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: KIRK HUMPHREYS | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: ROBERT KELLEY | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ROBERT O. LORENZ | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: JUDY R. MCREYNOLDS | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: SHEILA G. TALTON | Management | For | For | For | ||
2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S PRINCIPAL INDEPENDENT ACCOUNTANTS FOR 2014. | Management | For | For | For | ||
3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | For | For | For | ||
4 | Shareholder PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN. | Shareholder | Against | Against | For | ||
PINNACLE WEST CAPITAL CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PNW | CUSIP 723484101 | 05/21/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: DONALD E. BRANDT | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: SUSAN CLARK-JOHNSON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: DENIS A. CORTESE, MD | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: RICHARD P. FOX | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: MICHAEL L. GALLAGHER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: R.A. HERBERGER, JR, PHD | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: DALE E. KLEIN, PH.D | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: HUMBERTO S. LOPEN | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: KATHRYN L. MUNRO | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: BRUCE J. NORDSTROM | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: DAVID P. WAGENER | Management | For | For | For | ||
2 | VOTE ON AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2014 PROXY STATEMENT. | Management | For | For | For | ||
3 | RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
PORTLAND GENERAL ELECTRIC CO | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
POR | CUSIP 736508847 | 05/07/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: JOHN W. BALLANTINE | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: RODNEY L. BROWN, JR. | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: JACK E. DAVIS | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: DAVID A. DIETZLER | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: KIRBY A. DYESS | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: MARK B. GANZ | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: KATHRYN J. JACKSON | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: NEIL J. NELSON | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: M. LEE PELTON | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: JAMES J. PIRO | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: CHARLES W. SHIVERY | Management | For | For | For | ||
2 | TO APPROVE, BY A NON-BINDING VOTE, THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
3 | TO APPROVE AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO IMPLEMENT MAJORITY VOTING IN UNCONTESTED DIRECTOR ELECTIONS. | Management | For | For | For | ||
4 | TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | For | For | For | ||
PPL CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PPL | CUSIP 69351T106 | 05/21/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: FREDERICK M. BERNTHAL | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JOHN W. CONWAY | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: PHILIP G. COX | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: STEVEN G. ELLIOTT | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: LOUISE K. GOESER | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: STUART E. GRAHAM | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: STUART HEYDT | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: RAJA RAJAMANNAR | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: CRAIG A. ROGERSON | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: WILLIAM H. SPENCE | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: NATICA VON ALTHANN | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: KEITH H. WILLIAMSON | Management | For | For | For | ||
2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | For | For | For | ||
3 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | For | For | For | ||
4 | SHAREOWNER PROPOSAL - REQUEST FOR POLITICAL SPENDING REPORT | Shareholder | Against | Against | For | ||
5 | SHAREOWNER PROPOSAL - SPECIAL SHAREOWNER MEETINGS | Shareholder | Against | Against | For | ||
SEMGROUP CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SEMG | CUSIP 81663A105 | 05/15/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: RONALD A. BALLSCHMIEDE | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: SARAH M. BARPOULIS | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: JOHN F. CHLEBOWSKI | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: CARLIN G. CONNER | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: KARL F. KURZ | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: JAMES H. LYTAL | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: THOMAS R. MCDANIEL | Management | For | For | For | ||
2 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
3 | RATIFICATION OF BDO USA, LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014. | Management | For | For | For | ||
SEMPRA ENERGY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SRE | CUSIP 816851109 | 05/09/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ALAN L. BOECKMANN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JAMES G. BROCKSMITH JR. | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: KATHLEEN L. BROWN | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: PABLO A. FERRERO | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: WILLIAM D. JONES | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: WILLIAM G. OUCHI | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: DEBRA L. REED | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: WILLIAM C. RUSNACK | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: WILLIAM P. RUTLEDGE | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: LYNN SCHENK | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: JACK T. TAYLOR | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: LUIS M. TELLEZ | Management | For | For | For | ||
1.13 | ELECTION OF DIRECTOR: JAMES C. YARDLEY | Management | For | For | For | ||
2 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | For | For | For | ||
3 | ADVISORY APPROVAL OF OUR EXECUTIVE COMPENSATION. | Management | For | For | For | ||
TARGA RESOURCES CORP. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TRGP | CUSIP 87612G101 | 05/29/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: LAURA C. FULTON | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: JAMES W. WHALEN | Management | For | For | For | ||
2 | RATIFICATION OF SELECTION OF INDEPENDENT AUDITORS | Management | For | For | For | ||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | For | For | For | ||
4 | A Shareholder PROPOSAL REGARDING PUBLICATION OF A REPORT ON METHANE EMISSIONS | Shareholder | Against | Against | For | ||
THE AES CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AES | CUSIP 00130H105 | 04/17/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ANDRES GLUSKI | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: ZHANG GUO BAO | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: CHARLES L. HARRINGTON | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: KRISTINA M. JOHNSON | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: TARUN KHANNA | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: PHILIP LADER | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: JAMES H. MILLER | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: SANDRA O. MOOSE | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: JOHN B. MORSE, JR. | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: MOISES NAIM | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: CHARLES O. ROSSOTTI | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: SVEN SANDSTROM | Management | For | For | For | ||
2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR YEAR 2014. | Management | For | For | For | ||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||
THE WILLIAMS COMPANIES, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WMB | CUSIP 969457100 | 05/22/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: ALAN S. ARMSTRONG | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: JOSEPH R. CLEVELAND | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: KATHLEEN B. COOPER | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: JOHN A. HAGG | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: JUANITA H. HINSHAW | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: RALPH IZZO | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: FRANK T. MACINNIS | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: ERIC W. MANDELBLATT | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: STEVEN W. NANCE | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For | For | For | ||
1.12 | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For | For | For | ||
2 | APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 INCENTIVE PLAN. | Management | For | For | For | ||
3 | APPROVAL OF THE AMENDMENT TO THE WILLIAMS COMPANIES, INC. 2007 EMPLOYEE STOCK PURCHASE PLAN. | Management | For | For | For | ||
4 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2014. | Management | For | For | For | ||
5 | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||
TRANSALTA CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TAC | CUSIP 89346D107 | 04/29/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual and Special Meeting | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: WILLIAM D. ANDERSON | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: TIMOTH W. FAITHFULL | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: DAWN L. FARRELL | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: ALAN J. FOHRER | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: GORDON D. GIFFIN | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: C. KENT JESPERSEN | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: MICHAEL M. KANOVSKY | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: KAREN E. MAIDMENT | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: YAKOUT MANSOUR | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: GEORGIA R. NELSON | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: MARTHA C. PIPER | Management | For | For | For | ||
2 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS. | Management | For | For | For | ||
3 | RESOLUTION CONFIRMING THE AMENDMENTS AND RESTATEMENT OF BY-LAW NUMBER 1 OF THE CORPORATION. | Management | For | For | For | ||
4 | RESOLUTION CONFIRMING A NEW BY-LAW OF THE CORPORATION (BY-LAW NUMBER 2), ADOPTING ADVANCE NOTICE REQUIREMENTS FOR NOMINATIONS OF DIRECTORS BY ShareholderS. | Management | For | For | For | ||
5 | ADVISORY VOTE TO ACCEPT Management'S APPROACH TO EXECUTIVE COMPENSATION, AS DESCRIBED IN THE ACCOMPANYING Management PROXY CIRCULAR. | Management | For | For | For | ||
VECTREN CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VVC | CUSIP 92240G101 | 05/22/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: CARL L. CHAPMAN | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: J.H. DEGRAFFENREIDT, JR | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: NIEL C. ELLERBROOK | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: JOHN D. ENGELBRECHT | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: ANTON H. GEORGE | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: MARTIN C. JISCHKE | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: ROBERT G. JONES | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: J. TIMOTHY MCGINLEY | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: R. DANIEL SADLIER | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: MICHAEL L. SMITH | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: JEAN L. WOJTOWICZ | Management | For | For | For | ||
2 | APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | For | For | For | ||
3 | RATIFY THE REAPPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR VECTREN FOR 2014. | Management | For | For | For | ||
WPX ENERGY, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
WPX | CUSIP 98212B103 | 05/22/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: JAMES J. BENDER | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: ROBERT K. HERDMAN | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: GEORGE A. LORCH | Management | For | For | For | ||
2 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | For | For | For | ||
3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | For | For | For | ||
4 | STOCKHOLDER PROPOSAL REGARDING QUANTITATIVE GREENHOUSE GAS EMISSIONS GOALS. | Shareholder | Against | Against | For | ||
5 | STOCKHOLDER PROPOSAL REGARDING DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | NONE | For | N/A | ||
XCEL ENERGY INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
XEL | CUSIP 98389B100 | 05/21/2014 | VOTED | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | ELECTION OF DIRECTOR: GAIL KOZIARA BOUDREAUX | Management | For | For | For | ||
1.2 | ELECTION OF DIRECTOR: RICHARD K. DAVIS | Management | For | For | For | ||
1.3 | ELECTION OF DIRECTOR: BEN FOWKE | Management | For | For | For | ||
1.4 | ELECTION OF DIRECTOR: ALBERT F. MORENO | Management | For | For | For | ||
1.5 | ELECTION OF DIRECTOR: RICHARD T. O'BRIEN | Management | For | For | For | ||
1.6 | ELECTION OF DIRECTOR: CHRISTOPHER J. POLICINSKI | Management | For | For | For | ||
1.7 | ELECTION OF DIRECTOR: A. PATRICIA SAMPSON | Management | For | For | For | ||
1.8 | ELECTION OF DIRECTOR: JAMES J. SHEPPARD | Management | For | For | For | ||
1.9 | ELECTION OF DIRECTOR: DAVID A. WESTERLUND | Management | For | For | For | ||
1.10 | ELECTION OF DIRECTOR: KIM WILLIAMS | Management | For | For | For | ||
1.11 | ELECTION OF DIRECTOR: TIMOTHY V. WOLF | Management | For | For | For | ||
2 | COMPANY PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS XCEL ENERGY INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | For | For | For | ||
3 | COMPANY PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION | Management | For | For | For | ||
4 | Shareholder PROPOSAL ON THE SEPARATION OF THE ROLE OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Shareholder | Against | Against | For | ||
ACCOR SA, COURCOURONNES | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN FR0000120404 | 04/29/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
MIX | France | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
4 | Approval of the annual corporate financial statements for the financial year ended on December 31, 2013 | Management | FOR | FOR | FOR | ||
5 | Approval of the consolidated financial statements for the financial year ended on December 31, 2013 | Management | FOR | FOR | FOR | ||
6 | Allocation of income and dividend distribution EUR 0.80 per Share | Management | FOR | FOR | FOR | ||
7 | Option for payment of the dividend in shares | Management | FOR | FOR | FOR | ||
8 | Approval of regulated commitments benefiting Mr. Sebastien Bazin | Management | FOR | FOR | FOR | ||
9 | Approval of regulated agreements and commitments benefiting Mr. Sven Boinet | Management | FOR | FOR | FOR | ||
10 | Approval of a regulated commitment benefiting Mr. Denis Hennequin | Management | FOR | FOR | FOR | ||
11 | Approval of a regulated agreement benefiting Mr. Yann Caillere | Management | FOR | FOR | FOR | ||
12 | Approval of a regulated agreement benefiting Institut Paul Bocuse | Management | FOR | FOR | FOR | ||
13 | Renewal of term of Mr. Sebastien Bazin as Board member | Management | FOR | FOR | FOR | ||
14 | Renewal of term of Mrs. Iris Knobloch as Board member | Management | FOR | FOR | FOR | ||
15 | Renewal of term of Mrs. Virginie Morgon as Board member | Management | FOR | FOR | FOR | ||
16 | Appointment of Mr. Jonathan Grunzweig as Board member | Management | FOR | FOR | FOR | ||
17 | Authorization to be granted to the Board of Directors to trade in Company's shares | Management | FOR | FOR | FOR | ||
18 | Authorization to the Board of Directors to reduce share capital by cancellation of shares | Management | FOR | FOR | FOR | ||
19 | Amendment to Article 12 of the bylaws to determine the terms of appointment of Board members representing employees and to increase the minimum number of shares to be held by the Board members | Management | FOR | FOR | FOR | ||
20 | Notice on the compensation owed or paid to Mr. Denis Hennequin for the financial year ended on December 31, 2013 | Management | FOR | FOR | FOR | ||
21 | Notice on the compensation owed or paid to Mr. Yann Caillere for the financial year ended on December 31, 2013 | Management | FOR | FOR | FOR | ||
22 | Notice on the compensation owed or paid to Mr. Sebastien Bazin for the financial year ended on December 31, 2013 | Management | FOR | FOR | FOR | ||
23 | Notice on the compensation owed or paid to Mr. Sven Boinet for the financial year ended on December 31, 2013 | Management | FOR | FOR | FOR | ||
24 | Powers to carry out all legal formalities | Management | FOR | FOR | FOR | ||
AVON PRODUCTS, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AVP | ISIN US0543031027 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | DIRECTOR | Management | FOR | FOR | FOR | ||
2 | DIRECTOR | Management | FOR | FOR | FOR | ||
3 | DIRECTOR | Management | FOR | FOR | FOR | ||
4 | DIRECTOR | Management | FOR | FOR | FOR | ||
5 | DIRECTOR | Management | FOR | FOR | FOR | ||
6 | DIRECTOR | Management | FOR | FOR | FOR | ||
7 | DIRECTOR | Management | FOR | FOR | FOR | ||
8 | DIRECTOR | Management | FOR | FOR | FOR | ||
9 | DIRECTOR | Management | FOR | FOR | FOR | ||
10 | DIRECTOR | Management | FOR | FOR | FOR | ||
11 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | FOR | FOR | FOR | ||
12 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | FOR | FOR | FOR | ||
13 | Shareholder PROPOSAL REGARDING PROHIBITION OF ACCELERATED VESTING OF EQUITY AWARDS UPON A CHANGE OF CONTROL. | Management | AGAINST | AGAINST | FOR | ||
14 | Shareholder PROPOSAL REQUESTING A REPORT ON SUBSTITUTING SAFER ALTERNATIVES IN PERSONAL CARE PRODUCTS. | Management | AGAINST | AGAINST | FOR | ||
BEAM INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BEAM | ISIN US0737301038 | 03/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | THE PROPOSAL TO ADOPT THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JANUARY 12, 2014 AND AS AMENDED FROM TIME TO TIME (THE MERGER AGREEMENT"), BY AND AMONG SUNTORY HOLDINGS LIMITED, A JAPANESE CORPORATION ("SUNTORY HOLDINGS"), SUS MERGER SUB LIMITED, A DE | Management | FOR | FOR | FOR | ||
2 | THE PROPOSAL TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO BEAM'S NAMED EXECUTIVE OFFICERS THAT IS BASED ON OR OTHERWISE RELATES TO THE MERGER CONTEMPLATED BY THE MERGER AGREEMENT | Management | FOR | FOR | FOR | ||
3 | THE PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR TIME IF NECESSARY OR APPROPRIATE, INCLUDING TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF THE PROPOSAL TO ADOPT THE MERGER AGREEMENT IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEET | Management | FOR | FOR | FOR | ||
COMVERSE, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CNSI | ISIN US20585P1057 | 06/25/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: SUSAN D. BOWICK | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: JAMES BUDGE | Management | FOR | FOR | FOR | ||
3 | ELECTION OF DIRECTOR: MATTHEW A. DRAPKIN | Management | FOR | FOR | FOR | ||
4 | ELECTION OF DIRECTOR: DORON INBAR | Management | FOR | FOR | FOR | ||
5 | ELECTION OF DIRECTOR: NEIL MONTEFIORE | Management | FOR | FOR | FOR | ||
6 | ELECTION OF DIRECTOR: HENRY R. NOTHHAFT | Management | FOR | FOR | FOR | ||
7 | ELECTION OF DIRECTOR: PHILIPPE TARTAVULL | Management | FOR | FOR | FOR | ||
8 | ELECTION OF DIRECTOR: MARK C. TERRELL | Management | FOR | FOR | FOR | ||
9 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS COMVERSE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 31, 2015. | Management | FOR | FOR | FOR | ||
FIAT SPA, TORINO | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN IT0001976403 | 03/31/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
Ordinary General Meeting | Italy | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
2 | Proposal to approve the balance sheet as of 31 December 2013 and to allocate the net income | Management | FOR | FOR | FOR | ||
3 | Rewarding policy and own shares: Rewarding policy as per article 123 ter of the legislative decree 58/98 | Management | FOR | FOR | FOR | ||
4 | Rewarding policy and own shares: Authorization to buy and dispose of own shares | Management | FOR | FOR | FOR | ||
GENERAL MOTORS COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
GM | ISIN US37045V1008 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: JOSEPH J. ASHTON | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: MARY T. BARRA | Management | FOR | FOR | FOR | ||
3 | ELECTION OF DIRECTOR: ERROLL B. DAVIS, JR. | Management | FOR | FOR | FOR | ||
4 | ELECTION OF DIRECTOR: STEPHEN J. GIRSKY | Management | FOR | FOR | FOR | ||
5 | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | FOR | FOR | FOR | ||
6 | ELECTION OF DIRECTOR: KATHRYN V. MARINELLO | Management | FOR | FOR | FOR | ||
7 | ELECTION OF DIRECTOR: MICHAEL G. MULLEN | Management | FOR | FOR | FOR | ||
8 | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | FOR | FOR | FOR | ||
9 | ELECTION OF DIRECTOR: PATRICIA F. RUSSO | Management | FOR | FOR | FOR | ||
10 | ELECTION OF DIRECTOR: THOMAS M. SCHOEWE | Management | FOR | FOR | FOR | ||
11 | ELECTION OF DIRECTOR: THEODORE M. SOLSO | Management | FOR | FOR | FOR | ||
12 | ELECTION OF DIRECTOR: CAROL M. STEPHENSON | Management | FOR | FOR | FOR | ||
13 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS GM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2014 | Management | FOR | FOR | FOR | ||
14 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | FOR | FOR | FOR | ||
15 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION | Management | FOR | FOR | FOR | ||
16 | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 SHORT-TERM INCENTIVE PLAN | Management | FOR | FOR | FOR | ||
17 | APPROVAL OF THE GENERAL MOTORS COMPANY 2014 LONG-TERM INCENTIVE PLAN | Management | FOR | FOR | FOR | ||
18 | CUMULATIVE VOTING | Management | AGAINST | AGAINST | FOR | ||
19 | INDEPENDENT BOARD CHAIRMAN | Management | AGAINST | AGAINST | FOR | ||
MBIA INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MBI | ISIN US55262C1009 | 05/01/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: JOSEPH W. BROWN | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: MARYANN BRUCE | Management | FOR | FOR | FOR | ||
3 | ELECTION OF DIRECTOR: SEAN D. CARNEY | Management | FOR | FOR | FOR | ||
4 | ELECTION OF DIRECTOR: DAVID A. COULTER | Management | FOR | FOR | FOR | ||
5 | ELECTION OF DIRECTOR: STEVEN J. GILBERT | Management | FOR | FOR | FOR | ||
6 | ELECTION OF DIRECTOR: DANIEL P. KEARNEY | Management | FOR | FOR | FOR | ||
7 | ELECTION OF DIRECTOR: CHARLES R. RINEHART | Management | FOR | FOR | FOR | ||
8 | ELECTION OF DIRECTOR: THEODORE SHASTA | Management | FOR | FOR | FOR | ||
9 | ELECTION OF DIRECTOR: RICHARD C. VAUGHAN | Management | FOR | FOR | FOR | ||
10 | TO APPROVE, ON AN ADVISORY BASIS, EXECUTIVE COMPENSATION. | Management | FOR | FOR | FOR | ||
11 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP, CERTIFIED PUBLIC ACCOUNTANTS, AS INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR 2014. | Management | FOR | FOR | FOR | ||
MORGAN STANLEY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MS | ISIN US6174464486 | 05/13/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: HOWARD J. DAVIES | Management | FOR | FOR | FOR | ||
3 | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | FOR | FOR | FOR | ||
4 | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | FOR | FOR | FOR | ||
5 | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | FOR | FOR | FOR | ||
6 | ELECTION OF DIRECTOR: C. ROBERT KIDDER | Management | FOR | FOR | FOR | ||
7 | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | FOR | FOR | FOR | ||
8 | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | FOR | FOR | FOR | ||
9 | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | FOR | FOR | FOR | ||
10 | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | FOR | FOR | FOR | ||
11 | ELECTION OF DIRECTOR: O. GRIFFITH SEXTON | Management | FOR | FOR | FOR | ||
12 | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | FOR | FOR | FOR | ||
13 | ELECTION OF DIRECTOR: MASAAKI TANAKA | Management | FOR | FOR | FOR | ||
14 | ELECTION OF DIRECTOR: LAURA D. TYSON | Management | FOR | FOR | FOR | ||
15 | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | FOR | FOR | FOR | ||
16 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | FOR | FOR | FOR | ||
17 | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON-BINDING ADVISORY RESOLUTION) | Management | FOR | FOR | FOR | ||
18 | Shareholder PROPOSAL REGARDING A REPORT ON LOBBYING | Management | AGAINST | AGAINST | FOR | ||
NOBLE CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
NE | ISIN GB00BFG3KF26 | 06/10/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | SCOTT D. JOSEY BE ELECTED AS A DIRECTOR OF THE COMPANY FOR A THREE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY THE ShareholderS, TO A ONE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN | Management | FOR | FOR | FOR | ||
2 | JON A. MARSHALL BE RE-ELECTED AS A DIRECTOR OF THE COMPANY FOR A THREE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY THE ShareholderS, TO A ONE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING | Management | FOR | FOR | FOR | ||
3 | MARY P. RICCIARDELLO BE RE-ELECTED AS A DIRECTOR OF THE COMPANY FOR A THREE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL MEETING IN 2017 (OR IF RESOLUTION 11 IS APPROVED BY THE ShareholderS, TO A ONE-YEAR TERM THAT WILL EXPIRE AT THE ANNUAL GENERAL ME | Management | FOR | FOR | FOR | ||
4 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014 | Management | FOR | FOR | FOR | ||
5 | RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S UK STATUTORY AUDITOR | Management | FOR | FOR | FOR | ||
6 | AUTHORIZATION OF AUDIT COMMITTEE TO DETERMINE UK STATUTORY AUDITORS' COMPENSATION | Management | FOR | FOR | FOR | ||
7 | AN ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION | Management | FOR | FOR | FOR | ||
8 | AN ADVISORY VOTE ON THE COMPANY'S DIRECTORS' COMPENSATION REPORT FOR THE YEAR ENDED DECEMBER 31, 2013 | Management | FOR | FOR | FOR | ||
9 | APPROVAL OF THE COMPANY'S DIRECTORS' COMPENSATION POLICY | Management | FOR | FOR | FOR | ||
10 | AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION TO PERMIT DIVIDENDS IN SPECIE OF SHARES OF PARAGON OFFSHORE LIMITED | Management | FOR | FOR | FOR | ||
11 | AMENDMENT TO THE COMPANY'S ARTICLES OF ASSOCIATION TO DECLASSIFY THE BOARD OF DIRECTORS | Management | FOR | FOR | FOR | ||
PARKERVISION, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRKR | ISIN US7013541021 | 06/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | DIRECTOR | Management | FOR | FOR | FOR | ||
2 | DIRECTOR | Management | FOR | FOR | FOR | ||
3 | TO APPROVE AMENDMENTS TO THE PARKERVISION 2011 LONG-TERM INCENTIVE EQUITY PLAN. | Management | FOR | FOR | FOR | ||
4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS PARKERVISION'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2014. | Management | FOR | FOR | FOR | ||
PEPSICO, INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PEP | ISIN US7134481081 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: SHONA L. BROWN | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: GEORGE W. BUCKLEY | Management | FOR | FOR | FOR | ||
3 | ELECTION OF DIRECTOR: IAN M. COOK | Management | FOR | FOR | FOR | ||
4 | ELECTION OF DIRECTOR: DINA DUBLON | Management | FOR | FOR | FOR | ||
5 | ELECTION OF DIRECTOR: RONA A. FAIRHEAD | Management | FOR | FOR | FOR | ||
6 | ELECTION OF DIRECTOR: RAY L. HUNT | Management | FOR | FOR | FOR | ||
7 | ELECTION OF DIRECTOR: ALBERTO IBARGUEN | Management | FOR | FOR | FOR | ||
8 | ELECTION OF DIRECTOR: INDRA K. NOOYI | Management | FOR | FOR | FOR | ||
9 | ELECTION OF DIRECTOR: SHARON PERCY ROCKEFELLER | Management | FOR | FOR | FOR | ||
10 | ELECTION OF DIRECTOR: JAMES J. SCHIRO | Management | FOR | FOR | FOR | ||
11 | ELECTION OF DIRECTOR: LLOYD G. TROTTER | Management | FOR | FOR | FOR | ||
12 | ELECTION OF DIRECTOR: DANIEL VASELLA | Management | FOR | FOR | FOR | ||
13 | ELECTION OF DIRECTOR: ALBERTO WEISSER | Management | FOR | FOR | FOR | ||
14 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2014. | Management | FOR | FOR | FOR | ||
15 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | FOR | FOR | FOR | ||
16 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS OF THE PEPSICO, INC. EXECUTIVE INCENTIVE COMPENSATION PLAN. | Management | FOR | FOR | FOR | ||
17 | POLICY REGARDING APPROVAL OF POLITICAL CONTRIBUTIONS. | Management | AGAINST | AGAINST | FOR | ||
18 | POLICY REGARDING EXECUTIVE RETENTION OF STOCK. | Management | AGAINST | AGAINST | FOR | ||
UTI WORLDWIDE INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
UTIW | ISIN VGG872101032 | 06/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: ERIC W. KIRCHNER | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: LEON J. LEVEL | Management | FOR | FOR | FOR | ||
3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | Management | FOR | FOR | FOR | ||
4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY. | Management | FOR | FOR | FOR | ||
5 | TO APPROVE THE FLEXIBLE SETTLEMENT FEATURE IN CONNECTION WITH THE POTENTIAL CONVERSION OF THE COMPANY'S 4.50% CONVERTIBLE SENIOR NOTES DUE 2019. | Management | FOR | FOR | FOR | ||
VERINT SYSTEMS INC. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VRNT | ISIN US92343X1000 | 06/26/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | DIRECTOR | Management | FOR | FOR | FOR | ||
2 | DIRECTOR | Management | FOR | FOR | FOR | ||
3 | DIRECTOR | Management | FOR | FOR | FOR | ||
4 | DIRECTOR | Management | FOR | FOR | FOR | ||
5 | DIRECTOR | Management | FOR | FOR | FOR | ||
6 | DIRECTOR | Management | FOR | FOR | FOR | ||
7 | DIRECTOR | Management | FOR | FOR | FOR | ||
8 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING JANUARY 31, 2015. | Management | FOR | FOR | FOR | ||
9 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | Management | FOR | FOR | FOR | ||
VISTEON CORPORATION | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
VC | ISIN US92839U2069 | 06/12/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | ELECTION OF DIRECTOR: DUNCAN H. COCROFT | Management | FOR | FOR | FOR | ||
2 | ELECTION OF DIRECTOR: JEFFREY D. JONES | Management | FOR | FOR | FOR | ||
3 | ELECTION OF DIRECTOR: TIMOTHY D. LEULIETTE | Management | FOR | FOR | FOR | ||
4 | ELECTION OF DIRECTOR: ROBERT J. MANZO | Management | FOR | FOR | FOR | ||
5 | ELECTION OF DIRECTOR: FRANCIS M. SCRICCO | Management | FOR | FOR | FOR | ||
6 | ELECTION OF DIRECTOR: DAVID L. TREADWELL | Management | FOR | FOR | FOR | ||
7 | ELECTION OF DIRECTOR: HARRY J. WILSON | Management | FOR | FOR | FOR | ||
8 | ELECTION OF DIRECTOR: KAM HO GEORGE YUEN | Management | FOR | FOR | FOR | ||
9 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2014. | Management | FOR | FOR | FOR | ||
10 | PROVIDE ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | FOR | FOR | FOR | ||
VIVENDI SA, PARIS | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ISIN FR0000127771 | 06/24/2014 | Voted | |||||
Meeting Type | Country of Trade | ||||||
MIX | France | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
4 | APPROVAL OF THE REPORTS AND ANNUAL CORPORATE FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | FOR | FOR | FOR | ||
5 | APPROVAL OF THE REPORTS AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2013 FINANCIAL YEAR | Management | FOR | FOR | FOR | ||
6 | APPROVAL OF THE SPECIAL REPORT OF THE STATUTORY AUDITORS ON THE REGULATED AGREEMENTS AND COMMITMENTS | Management | FOR | FOR | FOR | ||
7 | ALLOCATION OF INCOME FOR THE 2013 FINANCIAL YEAR, DISTRIBUTION OF THE DIVIDEND AT EUR 1 PER SHARE BY ALLOCATING SHARE PREMIUMS, AND SETTING THE PAYMENT DATE | Management | FOR | FOR | FOR | ||
8 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. JEAN-FRANCOIS DUBOS, CHAIRMAN OF THE EXECUTIVE BOARD FOR THE 2013 FINANCIAL YEAR | Management | FOR | FOR | FOR | ||
9 | ADVISORY REVIEW ON THE COMPENSATION OWED OR PAID TO MR. PHILIPPE CAPRON, EXECUTIVE BOARD MEMBER (UNTIL DECEMBER 31ST, 2013) FOR THE 2013 FINANCIAL YEAR | Management | FOR | FOR | FOR | ||
10 | RENEWAL OF TERM OF MRS. ALIZA JABES AS SUPERVISORY BOARD MEMBER | Management | FOR | FOR | FOR | ||
11 | RENEWAL OF TERM OF MR. DANIEL CAMUS AS SUPERVISORY BOARD MEMBER | Management | FOR | FOR | FOR | ||
12 | APPOINTMENT OF MRS. KATIE JACOBS STANTON AS SUPERVISORY BOARD MEMBER | Management | FOR | FOR | FOR | ||
13 | APPOINTMENT OF MRS. VIRGINIE MORGON AS SUPERVISORY BOARD MEMBER | Management | FOR | FOR | FOR | ||
14 | APPOINTMENT OF MR. PHILIPPE BENACIN AS SUPERVISORY BOARD MEMBER | Management | FOR | FOR | FOR | ||
15 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO ALLOW THE COMPANY TO PURCHASE ITS OWN SHARES | Management | FOR | FOR | FOR | ||
16 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO REDUCE SHARE CAPITAL BY CANCELLATION OF SHARES | Management | FOR | FOR | FOR | ||
17 | AUTHORIZATION GRANTED TO THE EXECUTIVE BOARD TO CARRY OUT THE ALLOTMENT OF FREE SHARES EXISTING OR TO BE ISSUED, CONDITIONAL OR NOT, TO EMPLOYEES OF THE COMPANY AND AFFILIATED COMPANIES AND CORPORATE OFFICERS WITHOUT ShareholderS' PREFERENTIAL SUBSCRIPTIO | Management | FOR | FOR | FOR | ||
18 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES AND RETIRED EMPLOYEES WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN WITH CANCELLATION OF ShareholderS' PREFERENTIAL SUBSCRIPTION RIGHTS | Management | FOR | FOR | FOR | ||
19 | DELEGATION GRANTED TO THE EXECUTIVE BOARD TO DECIDE TO INCREASE SHARE CAPITAL IN FAVOR OF EMPLOYEES OF FOREIGN SUBSIDIARIES OF VIVENDI WHO ARE PARTICIPATING IN A GROUP SAVINGS PLAN AND TO IMPLEMENT ANY SIMILAR PLAN WITH CANCELLATION OF ShareholderS' PREFE | Management | FOR | FOR | FOR | ||
20 | ESTABLISHING THE TERMS AND CONDITIONS FOR APPOINTING SUPERVISORY BOARD MEMBERS REPRESENTING EMPLOYEES IN COMPLIANCE WITH THE PROVISIONS OF ACT OF JUNE 14TH, 2013 RELATING TO EMPLOYMENT SECURITY AND CONSEQUENTIAL AMENDMENT TO ARTICLE 8 OF THE BYLAWS SUPER | Management | FOR | FOR | FOR | ||
21 | POWERS TO CARRY OUT ALL FORMALITIES | Management | FOR | FOR | FOR | ||
Actavis plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ACT | CUSIP G0083B108 | 05/09/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | Against | Against | ||
1.11 | Elect Director | Management | For | Against | Against | ||
1.12 | Elect Director | Management | For | Against | Against | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | Against | Against | ||
4 | Sustainability Report | Shareholder | Against | For | Against | ||
Akorn, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AKRX | CUSIP 009728106 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | Withhold | Against | ||
1.3 | Elect Director | Management | For | Withhold | Against | ||
1.4 | Elect Director | Management | For | Withhold | Against | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | For | For | ||
3 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Approve Remuneration Report | Management | For | For | For | ||
Allergan, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AGN | CUSIP 018490102 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | Against | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | Against | Against | ||
4 | Provide Right to Act by Written Consent | Management | For | For | For | ||
5 | Require Independent Board Chairman | Shareholder | Against | For | Against | ||
ArthroCare Corporation | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ARTC | CUSIP 043136100 | 05/08/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Approve Merger Agreement | Management | For | For | For | ||
2 | Adjourn Meeting | Management | For | For | For | ||
3 | Advisory Vote on Golden Parachutes | Management | For | Against | Against | ||
AstraZeneca plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
AZN | CUSIP 046353108 | 04/24/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United Kingdom | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1 | Accept Financial Statements and Statutory Reports | Management | For | For | For | ||
2 | Approve Dividends | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | For | For | ||
4 | Authorize Board to Fix Remuneration of External Auditor(s) | Management | For | For | For | ||
5.1 | Elect Director | Management | For | For | For | ||
5.2 | Elect Director | Management | For | For | For | ||
5.3 | Elect Director | Management | For | For | For | ||
5.4 | Elect Director | Management | For | For | For | ||
5.5 | Elect Director | Management | For | For | For | ||
5.6 | Elect Director | Management | For | For | For | ||
5.7 | Elect Director | Management | For | For | For | ||
5.8 | Elect Director | Management | For | Against | Against | ||
5.9 | Elect Director | Management | For | For | For | ||
5.10 | Elect Director | Management | For | For | For | ||
5.11 | Elect Director | Management | For | For | For | ||
5.12 | Elect Director | Management | For | For | For | ||
5.13 | Elect Director | Management | For | Against | Against | ||
6 | Approve Remuneration Report | Management | For | Against | Against | ||
7 | Approve Remuneration Policy | Management | For | Withhold | Against | ||
8 | Approve Political Donations | Management | For | For | For | ||
9 | Authorize Issuance of Equity with Preemptive Rights | Management | For | Against | Against | ||
10 | Approve Issuance of Equity without Preemptive Rights | Management | For | For | For | ||
11 | Authorize Share Repurchase Program | Management | For | For | For | ||
12 | Authorize the Company to Call EGM with Two Weeks Notice | Management | For | For | For | ||
13 | Approve Restricted Stock Plan | Management | For | For | For | ||
Bristol-Myers Squibb Company | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
BMY | CUSIP 110122108 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | Against | Against | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | For | For | ||
1.11 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
4 | Reduce Supermajority Vote Requirement | Shareholder | N/A | For | N/A | ||
Cepheid | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CPHD | CUSIP 15670R107 | 04/22/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
2 | Increase Authorized Common Stock | Management | For | For | For | ||
3 | Amend Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Ratify Auditors | Management | For | Against | Against | ||
5 | Approve Remuneration Report | Management | For | For | For | ||
Charles River Laboratories International, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CRL | CUSIP 159864107 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | Withhold | Against | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Withhold | Against | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Ratify Auditors | Management | For | Against | Against | ||
Covance Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
CVD | CUSIP 222816100 | 05/06/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
2 | Approve Remuneration Report | Management | For | For | For | ||
3 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
4 | Ratify Auditors | Management | For | Against | Against | ||
EXPRESS SCRIPTS HOLDING COMPANY | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
ESRX | CUSIP 30219G108 | 05/07/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | Against | Against | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | Against | Against | ||
1.10 | Elect Director | Management | For | For | For | ||
1.11 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
HCA Holdings, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
HCA | CUSIP 40412C101 | 04/23/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Withhold | Against | ||
1.2 | Elect Director | Management | For | Withhold | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Withhold | Against | ||
1.6 | Elect Director | Management | For | Withhold | Against | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | For | For | ||
1.9 | Elect Director | Management | For | For | For | ||
1.10 | Elect Director | Management | For | Withhold | Against | ||
1.11 | Elect Director | Management | For | Withhold | Against | ||
1.12 | Elect Director | Management | For | For | For | ||
1.13 | Elect Director | Management | For | For | For | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Non-Qualified Employee Stock Purchase Plan | Management | For | For | For | ||
4 | Approve Remuneration Report | Management | For | Against | Against | ||
Mylan Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
MYL | CUSIP 628530107 | 04/11/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | Against | Against | ||
1.5 | Elect Director | Management | For | For | For | ||
1.6 | Elect Director | Management | For | For | For | ||
1.7 | Elect Director | Management | For | For | For | ||
1.8 | Elect Director | Management | For | Against | Against | ||
1.9 | Elect Director | Management | For | Against | Against | ||
1.10 | Elect Director | Management | For | Against | Against | ||
1.11 | Elect Director | Management | For | Against | Against | ||
1.12 | Elect Director | Management | For | Against | Against | ||
1.13 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | Against | Against | ||
4 | Require Independent Board Chairman | Shareholder | Against | For | Against | ||
Prothena Corporation plc | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
PRTA | CUSIP G72800108 | 05/21/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | Ireland | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | For | For | ||
1.3 | Elect Director | Management | For | For | For | ||
2 | Approve Auditors and their Remuneration | Management | For | For | For | ||
3 | Amend Omnibus Stock Plan | Management | For | Against | Against | ||
Teleflex Incorporated | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
TFX | CUSIP 879369106 | 05/02/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | For | For | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | Against | Against | ||
2 | Approve Omnibus Stock Plan | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
4 | Ratify Auditors | Management | For | For | For | ||
The Cooper Companies, Inc. | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
COO | CUSIP 216648402 | 03/17/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Annual | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect Director | Management | For | Against | Against | ||
1.2 | Elect Director | Management | For | Against | Against | ||
1.3 | Elect Director | Management | For | For | For | ||
1.4 | Elect Director | Management | For | For | For | ||
1.5 | Elect Director | Management | For | Against | Against | ||
1.6 | Elect Director | Management | For | Against | Against | ||
1.7 | Elect Director | Management | For | Against | Against | ||
1.8 | Elect Director | Management | For | Against | Against | ||
2 | Ratify Auditors | Management | For | Against | Against | ||
3 | Approve Remuneration Report | Management | For | For | For | ||
NPX Proxy Voting Record | |||||||
Registrant: Neuberger Berman Alternative Funds | |||||||
Fund Name : Neuberger Berman Risk Balanced Commodity Strategy Fund | |||||||
07/01/2013 - 06/30/2014 |
SSGA Funds | |||||||
Ticker | Security ID: | Meeting Date | Meeting Status | ||||
SSGXX | CUSIP 857492 | 02/27/2014 | Voted | ||||
Meeting Type | Country of Trade | ||||||
Special | United States | ||||||
Issue No. | Description | Proponent | Management Rec | Vote Cast | For/Agnst Management | ||
1.1 | Elect William L. Marshall | Management | For | For | For | ||
1.2 | Elect Patrick J. Riley | Management | For | For | For | ||
1.3 | Elect Richard D. Shirk | Management | For | For | For | ||
1.4 | Elect Bruce D. Taber | Management | For | For | For | ||
1.5 | Elect Scott F. Powers | Management | For | For | For | ||
1.6 | Elect Michael F. Holland | Management | For | Withhold | Against | ||
1.7 | Elect William L. Boyan | Management | For | For | For | ||
1.8 | Elect Rina K. Spence | Management | For | For | For | ||
1.9 | Elect Douglas T. Williams | Management | For | For | For | ||
1.10 | Elect James E. Ross | Management | For | For | For | ||
2 | Amendment to Declaration of Trust (Feeder Trust) | Management | For | Against | Against | ||
3 | Amendment to Declaration of Trust (Master Trust) | Management | For | Against | Against | ||
4 | Industry Concentration | Management | For | For | For | ||
5 | Borrowing Money and Issuing Senior Securities | Management | For | For | For | ||
6 | Making Loans | Management | For | For | For | ||
7 | Investment in Commodities | Management | For | For | For | ||
8 | Investment in Real Estate | Management | For | For | For | ||
9 | Underwriting of Securities | Management | For | For | For | ||
10 | Pledging, Mortgaging or Hypothecating Fund Assets | Management | For | For | For | ||
11 | Diversification of Investments | Management | For | For | For | ||
12 | Investment in Illiquid Securities | Management | For | For | For | ||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Neuberger Berman Alternative Funds
By: | /s/ Robert Conti | |
Robert Conti | ||
Chief Executive Officer and President | ||
Date: | August 27, 2014 | |