FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21731
Nuveen Equity Premium Advantage Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2008
Item 1. Proxy Voting Record
Vote Summary Report
July 01, 2007 – June 30, 2008
Nuveen Equity Premium Advantage Fund
Meeting Date/Type | Company/ Ballot Issues | Security | Management Recommendation | Vote Cast | Proponent | |||||||
05/13/08 - A | 3M CO *MMM* | 88579Y101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
04/25/08 - A | Abbott Laboratories *ABT* | 002824100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director R.S. Austin — For | |||||||||||
1.2 | Elect Director W.M. Daley — For | |||||||||||
1.3 | Elect Director W.J. Farrell — For | |||||||||||
1.4 | Elect Director H.L. Fuller — For | |||||||||||
1.5 | Elect Director W.A. Osborn — For | |||||||||||
1.6 | Elect Director D.A.L. Owen — For | |||||||||||
1.7 | Elect Director B. Powell, Jr. — For | |||||||||||
1.8 | Elect Director W.A. Reynolds — For | |||||||||||
1.9 | Elect Director R.S. Roberts — For | |||||||||||
1.10 | Elect Director S.C. Scott, III — For | |||||||||||
1.11 | Elect Director W.D. Smithburg — For | |||||||||||
1.12 | Elect Director G.F. Tilton — For | |||||||||||
1.13 | Elect Director M.D. White — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Human Rights Policy to Address Access to Medicines | Against | Against | Shareholder | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
07/26/07 - A | AbitibiBowater Inc. *ABH* | 102183100 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Elect Directors | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
09/27/07 - A | Activision Blizzard, Inc. *ATVID* | 004930202 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Robert A. Kotick — For | |||||||||||
1.2 | Elect Director Brian G. Kelly — For | |||||||||||
1.3 | Elect Director Ronald Doornink — For | |||||||||||
1.4 | Elect Director Robert J. Corti — For | |||||||||||
1.5 | Elect Director Barbara S. Isgur — Withhold | |||||||||||
1.6 | Elect Director Robert J. Morgado — Withhold | |||||||||||
1.7 | Elect Director Peter J. Nolan — Withhold | |||||||||||
1.8 | Elect Director Richard Sarnoff — For | |||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Increase Board Diversity | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officer’s Compensation | Against | For | Shareholder | ||||||||
04/09/08 - A | Adobe Systems Inc. *ADBE* | 00724F101 | ||||||||||
1 | Elect Director Edward W. Barnholt | For | For | Management | ||||||||
2 | Elect Director Michael R. Cannon | For | For | Management | ||||||||
3 | Elect Director James E. Daley | For | For | Management | ||||||||
4 | Elect Director Charles M. Geschke | For | For | Management | ||||||||
5 | Elect Director Shantanu Narayen | For | For | Management | ||||||||
6 | Elect Director Delbert W. Yocam | For | For | Management | ||||||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
07/16/07 - S | Advanced Micro Devices, Inc. *AMD* | 007903107 | ||||||||||
1 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
05/08/08 - A | Advanced Micro Devices, Inc. *AMD* | 007903107 | ||||||||||
1 | Elect Director Hector de J. Ruiz | For | For | Management | ||||||||
2 | Elect Director W. Michael Barnes | For | For | Management | ||||||||
3 | Elect Director John E. Caldwell | For | Against | Management | ||||||||
4 | Elect Director Bruce L. Claflin | For | For | Management | ||||||||
5 | Elect Director Frank M. Clegg | For | For | Management | ||||||||
6 | Elect Director H. Paulett Eberhart | For | For | Management | ||||||||
7 | Elect Director Derrick R. Meyer | For | For | Management | ||||||||
8 | Elect Director Robert B. Palmer | For | For | Management | ||||||||
9 | Elect Director Morton L. Topfer | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
05/05/08 - A | AFLAC Incorporated *AFL* | 001055102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
02/27/08 - A | Agilent Technologies Inc. *A* | 00846U101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
05/20/08 - A | Akamai Technologies, Inc. *AKAM* | 00971T101 | ||||||||||
1 | Elect Director David W. Kenny | For | For | Management | ||||||||
2 | Elect Director Peter J. Kight | For | For | Management | ||||||||
3 | Elect Director Frederic V. Salerno | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/06/08 - A | Allergan, Inc. *AGN* | 018490102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
5 | Report on Animal Testing | Against | Against | Shareholder | ||||||||
05/13/08 - A | Altera Corp. *ALTR* | 021441100 | ||||||||||
1 | Elect Director John P. Daane | For | For | Management | ||||||||
2 | Elect Director Robert J. Finocchio, Jr. | For | For | Management | ||||||||
3 | Elect Director Kevin McGarity | For | For | Management | ||||||||
4 | Elect Director Gregory E. Myers | For | For | Management | ||||||||
5 | Elect Director John Shoemaker | For | For | Management | ||||||||
6 | Elect Director Susan Wang | For | For | Management | ||||||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
8 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
9 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
05/28/08 - A | Altria Group, Inc. *MO* | 02209S103 | ||||||||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||||||
3 | Elect Director Dinyar S. Devitre | For | For | Management | ||||||||
4 | Elect Director Thomas F. Farrell II | For | For | Management | ||||||||
5 | Elect Director Robert E. R. Huntley | For | For | Management | ||||||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||||||
7 | Elect Director George Mu oz | For | For | Management | ||||||||
8 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
11 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
12 | Adopt the Marketing and Advertising Provisions of the U.S. Master Settlement Agreement Globally | Against | Against | Shareholder | ||||||||
13 | Cease Advertising Campaigns Oriented to Prevent Youth Smoking | Against | Against | Shareholder | ||||||||
14 | Implement the “Two Cigarette” Marketing Approach | Against | Against | Shareholder | ||||||||
15 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
05/29/08 - A | Amazon.com, Inc. *AMZN* | 023135106 | ||||||||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||||||
3 | Elect Director John Seely Brown | For | For | Management | ||||||||
4 | Elect Director L. John Doerr | For | For | Management | ||||||||
5 | Elect Director William B. Gordon | For | For | Management | ||||||||
6 | Elect Director Myrtle S. Potter | For | For | Management | ||||||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
04/24/08 - A | American Axle and Manufacturing Holdings, Inc. *AXL* | 024061103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/28/08 - A | American Express Co. *AXP* | 025816109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require Majority Vote for Non-Contested Election | For | For | Management | ||||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
05/14/08 - A | American International Group, Inc. *AIG* | 026874107 | ||||||||||
1 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||||||
2 | Elect Director Martin S. Feldstein | For | For | Management | ||||||||
3 | Elect Director Ellen V. Futter | For | For | Management | ||||||||
4 | Elect Director Richard C. Holbrooke | For | For | Management | ||||||||
5 | Elect Director Fred H. Langhammer | For | For | Management | ||||||||
6 | Elect Director George L. Miles, Jr. | For | For | Management | ||||||||
7 | Elect Director Morris W. Offit | For | For | Management | ||||||||
8 | Elect Director James F. Orr, III | For | For | Management | ||||||||
9 | Elect Director Virginia M. Rometty | For | For | Management | ||||||||
10 | Elect Director Martin J. Sullivan | For | For | Management | ||||||||
11 | Elect Director Michael H. Sutton | For | For | Management | ||||||||
12 | Elect Director Edmund S.W. Tse | For | For | Management | ||||||||
13 | Elect Director Robert B. Willumstad | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Report on Human Rights Policies Relating to Water Use | Against | For | Shareholder | ||||||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||||||
05/07/08 - A | Amgen, Inc. *AMGN* | 031162100 | ||||||||||
1 | Elect Director David Baltimore | For | For | Management | ||||||||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||||||||
3 | Elect Director Jerry D. Choate | For | For | Management | ||||||||
4 | Elect Director Vance D. Coffman | For | For | Management | ||||||||
5 | Elect Director Frederick W. Gluck | For | For | Management | ||||||||
6 | Elect Director Frank C. Herringer | For | For | Management | ||||||||
7 | Elect Director Gilbert S. Omenn | For | For | Management | ||||||||
8 | Elect Director Judith C. Pelham | For | For | Management | ||||||||
9 | Elect Director J. Paul Reason | For | For | Management | ||||||||
10 | Elect Director Leonard D. Schaeffer | For | For | Management | ||||||||
11 | Elect Director Kevin W. Sharer | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
14 | Report on Animal Welfare Act Violations | Against | Against | Shareholder | ||||||||
05/21/08 - A | Amphenol Corp. *APH* | 032095101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Non-Employee Director Stock Option Plan | For | For | Management | ||||||||
03/11/08 - A | Analog Devices, Inc. *ADI* | 032654105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director John L. Doyle — For | |||||||||||
1.2 | Elect Director Paul J. Severino — Withhold | |||||||||||
1.3 | Elect Director Ray Stata — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Provide for Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
04/28/08 - A | Apartment Investment & Management Co. *AIV* | 03748R101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
03/04/08 - A | Apple, Inc. *AAPL* | 037833100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | Amend Bylaws to Establish a Board Committee on Sustainability | Against | Against | Shareholder | ||||||||
10/18/07 - A | Applied Biosystems Inc. *ABI* | 038020103 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Richard H. Ayers — For | |||||||||||
1.2 | Elect Director Jean-Luc Belingard — Withhold | |||||||||||
1.3 | Elect Director Robert H. Hayes — For | |||||||||||
1.4 | Elect Director Arnold J. Levine — For | |||||||||||
1.5 | Elect Director William H. Longfield — For | |||||||||||
1.6 | Elect Director Elaine R. Mardis — For | |||||||||||
1.7 | Elect Director Theodore E. Martin — For | |||||||||||
1.8 | Elect Director Carolyn W. Slayman — For | |||||||||||
1.9 | Elect Director James R. Tobin — For | |||||||||||
1.10 | Elect Director Tony L. White — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
03/11/08 - A | Applied Materials, Inc. *AMAT* | 038222105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/25/08 - A | AT&T Inc *T* | 00206R102 | ||||||||||
1 | Elect Director Randall L. Stephenson | For | For | Management | ||||||||
2 | Elect Director William F. Aldinger III | For | For | Management | ||||||||
3 | Elect Director Gilbert F. Amelio | For | For | Management | ||||||||
4 | Elect Director Reuben V. Anderson | For | For | Management | ||||||||
5 | Elect Director James H. Blanchard | For | For | Management | ||||||||
6 | Elect Director August A. Busch III | For | For | Management | ||||||||
7 | Elect Director James P. Kelly | For | For | Management | ||||||||
8 | Elect Director Jon C. Madonna | For | For | Management | ||||||||
9 | Elect Director Lynn M. Martin | For | For | Management | ||||||||
10 | Elect Director John B. McCoy | For | For | Management | ||||||||
11 | Elect Director Mary S. Metz | For | For | Management | ||||||||
12 | Elect Director Joyce M. Roche | For | For | Management | ||||||||
13 | Elect Director Laura D’ Andrea Tyson | For | For | Management | ||||||||
14 | Elect Director Patricia P. Upton | For | For | Management | ||||||||
15 | Ratify Auditors | For | For | Management | ||||||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||||||
17 | Exclude Pension Credits from Earnings Performance Measure | Against | For | Shareholder | ||||||||
18 | Require Independent Lead Director | Against | For | Shareholder | ||||||||
19 | Establish SERP Policy | Against | For | Shareholder | ||||||||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/14/08 - A | Atmel Corporation *ATML* | 049513104 | ||||||||||
1 | Elect Director Steven Laub | For | For | Management | ||||||||
2 | Elect Director Tsung-Ching Wu | For | For | Management | ||||||||
3 | Elect Director David Sugishita | For | For | Management | ||||||||
4 | Elect Director Papken Der Torossian | For | For | Management | ||||||||
5 | Elect Director Jack L. Saltich | For | For | Management | ||||||||
6 | Elect Director Charles Carinalli | For | For | Management | ||||||||
7 | Elect Director Dr. Edward Ross | For | For | Management | ||||||||
8 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
07/06/07 - A | Autodesk, Inc. *ADSK* | 052769106 | ||||||||||
1 | Elect Director Carol A. Bartz | For | Against | Management | ||||||||
2 | Elect Director Carl Bass | For | For | Management | ||||||||
3 | Elect Director Mark A. Bertelsen | For | Against | Management | ||||||||
4 | Elect Director Crawford W. Beveridge | For | Against | Management | ||||||||
5 | Elect Director J. Hallam Dawson | For | For | Management | ||||||||
6 | Elect Director Michael J. Fister | For | For | Management | ||||||||
7 | Elect Director Per-Kristian Halvorsen | For | Against | Management | ||||||||
8 | Elect Director Larry W. Wangberg | For | Against | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
11/06/07 - S | Autodesk, Inc. *ADSK* | 052769106 | ||||||||||
1 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
06/12/08 - A | Autodesk, Inc. *ADSK* | 052769106 | ||||||||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||||||
2 | Elect Director Carl Bass | For | For | Management | ||||||||
3 | Elect Director Mark A. Bertelsen | For | For | Management | ||||||||
4 | Elect Director Crawford W. Beveridge | For | For | Management | ||||||||
5 | Elect Director J. Hallam Dawson | For | For | Management | ||||||||
6 | Elect Director Per-Kristian Halvorsen | For | For | Management | ||||||||
7 | Elect Director Sean M. Maloney | For | For | Management | ||||||||
8 | Elect Director Elizabeth A. Nelson | For | For | Management | ||||||||
9 | Elect Director Charles J. Robel | For | For | Management | ||||||||
10 | Elect Director Steven M. West | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
11/13/07 - A | Automatic Data Processing, Inc. *ADP* | 053015103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/23/08 - A | Bank of America Corp. *BAC* | 060505104 | ||||||||||
1 | Elect Director William Barnet, III | For | For | Management | ||||||||
2 | Elect Director Frank P. Bramble, Sr. | For | For | Management | ||||||||
3 | Elect Director John T. Collins | For | For | Management | ||||||||
4 | Elect Director Gary L. Countryman | For | For | Management | ||||||||
5 | Elect Director Tommy R. Franks | For | For | Management | ||||||||
6 | Elect Director Charles K. Gifford | For | For | Management | ||||||||
7 | Elect Director Kenneth D. Lewis | For | For | Management | ||||||||
8 | Elect Director Monica C. Lozano | For | For | Management | ||||||||
9 | Elect Director Walter E. Massey | For | For | Management | ||||||||
10 | Elect Director Thomas J. May | For | For | Management | ||||||||
11 | Elect Director Patricia E. Mitchell | For | For | Management | ||||||||
12 | Elect Director Thomas M. Ryan | For | For | Management | ||||||||
13 | Elect Director O. Temple Sloan, Jr. | For | For | Management | ||||||||
14 | Elect Director Meredith R. Spangler | For | For | Management | ||||||||
15 | Elect Director Robert L. Tillman | For | For | Management | ||||||||
16 | Elect Director Jackie M. Ward | For | For | Management | ||||||||
17 | Ratify Auditors | For | For | Management | ||||||||
18 | Limit/Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
20 | Limit Executive Compensation | Against | Against | Shareholder | ||||||||
21 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
22 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
23 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
24 | Report on the Equator Principles | Against | Against | Shareholder | ||||||||
25 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
05/06/08 - A | Baxter International Inc. *BAX* | 071813109 | ||||||||||
1 | Elect Director Wayne T. Hockmeyer | For | For | Management | ||||||||
2 | Elect Director Joseph B. Martin | For | For | Management | ||||||||
3 | Elect Director Robert L. Parkinson | For | For | Management | ||||||||
4 | Elect Director Thomas T. Stallkamp | For | For | Management | ||||||||
5 | Elect Director Albert P.L. Stroucken | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
03/18/08 - A | BEA Systems, Inc. | 073325102 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Company Specific—Governance Related | Against | For | Shareholder | ||||||||
4 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
04/04/08 - S | BEA Systems, Inc. | 073325102 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
06/25/08 - A | Best Buy Co., Inc. *BBY* | 086516101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Amend By-laws for Majority Voting Standard | For | Against | Management | ||||||||
06/19/08 - PC | Biogen Idec Inc. *BIIB* | 09062X103 | ||||||||||
Management Proxy (White Card) | ||||||||||||
1.1 | Elect Director Stelios Papadopoulos | For | For | Management | ||||||||
1.2 | Elect Director Cecil Pickett | For | For | Management | ||||||||
1.3 | Elect Director Lynn Schenk | For | For | Management | ||||||||
1.4 | Elect Director Phillip Sharp | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
5 | Amend Bylaws to Remove Certain Provisions | Against | Against | Shareholder | ||||||||
Dissident Proxy (Gold Card) | ||||||||||||
1.1 | Elect Director Alexander J. Denner | For | DoNotVote | Shareholder | ||||||||
1.2 | Elect Director Anne B. Young | For | DoNotVote | Shareholder | ||||||||
1.3 | Elect Director Richard C. Mulligan | For | DoNotVote | Shareholder | ||||||||
1.4 | Management Nominee — Phillip Sharp | For | DoNotVote | Shareholder | ||||||||
2 | Amend Bylaws to Remove Certain Provisions | For | DoNotVote | Shareholder | ||||||||
3 | Ratify Auditors | For | DoNotVote | Management | ||||||||
4 | Approve Omnibus Stock Plan | Against | DoNotVote | Management | ||||||||
5 | Approve Executive Incentive Bonus Plan | Against | DoNotVote | Management | ||||||||
05/06/08 - A | Boston Scientific Corp. *BSX* | 101137107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Other Business | For | Against | Management | ||||||||
05/06/08 - A | Bristol-Myers Squibb Co. *BMY* | 110122108 | ||||||||||
1 | Elect Director Lewis B. Campbell | For | For | Management | ||||||||
2 | Elect Director James M. Cornelius | For | For | Management | ||||||||
3 | Elect Director Louis J. Freeh | For | For | Management | ||||||||
4 | Elect Director Laurie H. Glimcher | For | For | Management | ||||||||
5 | Elect Director Michael Grobstein | For | For | Management | ||||||||
6 | Elect Director Leif Johansson | For | For | Management | ||||||||
7 | Elect Director Alan J. Lacey | For | For | Management | ||||||||
8 | Elect Director Vicki L. Sato | For | For | Management | ||||||||
9 | Elect Director Togo D. West, Jr. | For | For | Management | ||||||||
10 | Elect Director R. Sanders Williams | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Increase Disclosure of Executive Compensation | Against | Against | Shareholder | ||||||||
06/19/08 - A | Broadcom Corp. *BRCM* | 111320107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | Against | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
06/05/08 - A | Brookdale Senior Living Inc. *BKD* | 112463104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Wesley R. Edens — Withhold | |||||||||||
1.2 | Elect Director Frank M. Bumstead — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | Against | Management | ||||||||
04/24/08 - A | Burlington Northern Santa Fe Corp. *BNI* | 12189T104 | ||||||||||
1 | Elect Director Alan L. Boeckmann | For | For | Management | ||||||||
2 | Elect Director Donald G. Cook | For | For | Management | ||||||||
3 | Elect Director Vilma S. Martinez | For | For | Management | ||||||||
4 | Elect Director Marc F. Racicot | For | For | Management | ||||||||
5 | Elect Director Roy S. Roberts | For | For | Management | ||||||||
6 | Elect Director Matthew K. Rose | For | For | Management | ||||||||
7 | Elect Director Marc J. Shapiro | For | For | Management | ||||||||
8 | Elect Director J.C. Watts, Jr. | For | For | Management | ||||||||
9 | Elect Director Robert H. West | For | For | Management | ||||||||
10 | Elect Director J. Steven Whisler | For | For | Management | ||||||||
11 | Elect Director Edward E. Whitacre, Jr. | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
08/22/07 - A | CA Inc *CA* | 12673P105 | ||||||||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||||||
2 | Elect Director Alfonse M. D’Amato | For | For | Management | ||||||||
3 | Elect Director Gary J. Fernandes | For | For | Management | ||||||||
4 | Elect Director Robert E. La Blanc | For | For | Management | ||||||||
5 | Elect Director Christopher B. Lofgren | For | For | Management | ||||||||
6 | Elect Director Jay W. Lorsch | For | For | Management | ||||||||
7 | Elect Director William E. McCracken | For | For | Management | ||||||||
8 | Elect Director Lewis S. Ranieri | For | For | Management | ||||||||
9 | Elect Director Walter P. Schuetze | For | For | Management | ||||||||
10 | Elect Director John A. Swainson | For | For | Management | ||||||||
11 | Elect Director Laura S. Unger | For | For | Management | ||||||||
12 | Elect Director Ron Zambonini | For | For | Management | ||||||||
13 | Approve Shareholder Rights Plan (Poison Pill) | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
16 | Review Executive Compensation | Against | Against | Shareholder | ||||||||
05/07/08 - A | Cadence Design Systems, Inc. *CDNS* | 127387108 | ||||||||||
1 | Elect Director Michael J. Fister | For | For | Management | ||||||||
2 | Elect Director Donald L. Lucas | For | For | Management | ||||||||
3 | Elect Director Alberto Sangiovanni-Vincentelli | For | For | Management | ||||||||
4 | Elect Director George M. Scalise | For | For | Management | ||||||||
5 | Elect Director John B. Shoven | For | For | Management | ||||||||
6 | Elect Director Roger S. Siboni | For | For | Management | ||||||||
7 | Elect Director John A. C. Swainson | For | For | Management | ||||||||
8 | Elect Director Lip-Bu Tan | For | For | Management | ||||||||
9 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
12/07/07 - S | Cameron International Corp *CAM* | 13342B105 | ||||||||||
1 | Increase Authorized Common Stock | For | For | Management | ||||||||
05/14/08 - A | Cameron International Corp *CAM* | 13342B105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Peter J. Fluor — Withhold | |||||||||||
1.2 | Elect Director Jack B. Moore — For | |||||||||||
1.3 | Elect Director David Ross III — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/22/08 - A | Carnival Corp. *CCL* | 143658300 | ||||||||||
This is a global meeting for ballots received via the Broadridge North American ballot distribution system | ||||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | For | For | Management | ||||||||
4 | TO RECEIVE THE ACCOUNTS AND REPORTS FOR CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2007. | For | For | Management | ||||||||
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC. | For | For | Management | ||||||||
6 | TO APPROVE THE ISSUANCE BY CARNIVAL PLC OF EQUITY OR EQUITY-LINKED SECURITIES WITH PREEMPTIVE RIGHTS. | For | For | Management | ||||||||
Special Resolutions | ||||||||||||
7 | TO APPROVE THE DIS-APPLICATION OF PRE-EMPTION RIGHTS FOR CARNIVAL PLC. | For | For | Management | ||||||||
8 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | For | For | Management | ||||||||
06/11/08 - A | Caterpillar Inc. *CAT* | 149123101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
5 | Report on Foreign Military Sales | Against | Against | Shareholder | ||||||||
06/18/08 - A | Celgene Corp. *CELG* | 151020104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Sol J. Barer — For | |||||||||||
1.2 | Elect Director Robert J. Hugin — For | |||||||||||
1.3 | Elect Director Michael D. Casey — For | |||||||||||
1.4 | Elect Director Rodman L. Drake — For | |||||||||||
1.5 | Elect Director A. Hull Hayes, Jr. — Withhold | |||||||||||
1.6 | Elect Director Gilla Kaplan — For | |||||||||||
1.7 | Elect Director James J. Loughlin — For | |||||||||||
1.8 | Elect Director Ernest Mario — For | |||||||||||
1.9 | Elect Director Walter L. Robb — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
05/22/08 - A | Cephalon, Inc. *CEPH* | 156708109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
10/23/07 - S | CheckFree Corp. | 162813109 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
06/13/08 - A | Cheniere Energy, Inc. *LNG* | 16411R208 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Other Business | For | Against | Management | ||||||||
05/28/08 - A | Chevron Corporation *CVX* | 166764100 | ||||||||||
1 | Elect Director S. H. Armacost | For | For | Management | ||||||||
2 | Elect Director L. F. Deily | For | For | Management | ||||||||
3 | Elect Director R. E. Denham | For | For | Management | ||||||||
4 | Elect Director R. J. Eaton | For | For | Management | ||||||||
5 | Elect Director S. Ginn | For | For | Management | ||||||||
6 | Elect Director F. G. Jenifer | For | For | Management | ||||||||
7 | Elect Director J. L. Jones | For | For | Management | ||||||||
8 | Elect Director S. Nunn | For | For | Management | ||||||||
9 | Elect Director D. J. O’Reilly | For | For | Management | ||||||||
10 | Elect Director D. B. Rice | For | For | Management | ||||||||
11 | Elect Director P. J. Robertson | For | For | Management | ||||||||
12 | Elect Director K. W. Sharer | For | For | Management | ||||||||
13 | Elect Director C. R. Shoemate | For | For | Management | ||||||||
14 | Elect Director R. D. Sugar | For | For | Management | ||||||||
15 | Elect Director C. Ware | For | For | Management | ||||||||
16 | Ratify Auditors | For | For | Management | ||||||||
17 | Increase Authorized Common Stock | For | For | Management | ||||||||
18 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
19 | Adopt Human Rights Policy | Against | For | Shareholder | ||||||||
20 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder | ||||||||
21 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | Shareholder | ||||||||
22 | Adopt Guidelines for Country Selection | Against | Against | Shareholder | ||||||||
23 | Report on Market Specific Environmental Laws | Against | Against | Shareholder | ||||||||
05/08/08 - A | China Mobile (Hong Kong) Limited | 16941M109 | ||||||||||
1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS. | For | For | Management | ||||||||
2a | TO DECLARE AN ORDINARY FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2007. | For | For | Management | ||||||||
2b | TO DECLARE A SPECIAL FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2007. | For | For | Management | ||||||||
3a | TO RE-ELECT LU XIANGDONG AS A DIRECTOR. | For | For | Management | ||||||||
3b | TO RE-ELECT XUE TAOHAI AS A DIRECTOR. | For | For | Management | ||||||||
3c | TO RE-ELECT HUANG WENLIN AS A DIRECTOR. | For | Against | Management | ||||||||
3d | TO RE-ELECT XIN FANFEI AS A DIRECTOR. | For | For | Management | ||||||||
3e | TO RE-ELECT LO KA SHUI AS A DIRECTOR. | For | For | Management | ||||||||
4 | REAPPOINT KPMG AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION | For | For | Management | ||||||||
5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES IN THE COMPANY. | For | For | Management | ||||||||
6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE EXISTING ISSUED SHARE CAPITAL. | For | Against | Management | ||||||||
7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES REPURCHASED. | For | Against | Management | ||||||||
06/19/08 - A | Chunghwa Telecom Co. Ltd. | 17133Q304 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | ISSUES TO BE APPROVED BY SHAREHOLDERS: TO ACCEPT 2007 BUSINESS REPORT AND FINANCIAL STATEMENTS. | For | For | Management | ||||||||
2 | ISSUES TO BE APPROVED BY SHAREHOLDERS: TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2007 EARNINGS. | For | For | Management | ||||||||
3 | ISSUES TO BE DISCUSSED: TO REVISE THE ARTICLES OF INCORPORATION. | For | For | Management | ||||||||
4 | ISSUES TO BE DISCUSSED: TO APPROVE THE PROPOSAL FOR ISSUANCE OF NEW SHARES. | For | For | Management | ||||||||
5 | ISSUES TO BE DISCUSSED: TO REVISE THE PROCEDURES FOR ACQUISITIONS OR DISPOSAL OF ASSETS. | For | For | Management | ||||||||
11/15/07 - A | Cisco Systems, Inc. *CSCO* | 17275R102 | ||||||||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||||||
5 | Elect Director John T. Chambers | For | For | Management | ||||||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||||||
7 | Elect Director Dr. John L. Hennessy | For | For | Management | ||||||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||||||
9 | Elect Director Roderick C. McGeary | For | For | Management | ||||||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||||||
11 | Elect Director Steven M. West | For | For | Management | ||||||||
12 | Elect Director Jerry Yang | For | For | Management | ||||||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
14 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
15 | Ratify Auditors | For | For | Management | ||||||||
16 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
17 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
19 | Report on Internet Fragmentation | Against | For | Shareholder | ||||||||
04/22/08 - A | Citigroup Inc. *C* | 172967101 | ||||||||||
1 | Elect Director C. Michael Armstrong | For | For | Management | ||||||||
2 | Elect Director Alain J.P. Belda | For | Against | Management | ||||||||
3 | Elect Director Sir Winfried Bischoff | For | For | Management | ||||||||
4 | Elect Director Kenneth T. Derr | For | Against | Management | ||||||||
5 | Elect Director John M. Deutch | For | For | Management | ||||||||
6 | Elect Director Roberto Hernandez Ramirez | For | For | Management | ||||||||
7 | Elect Director Andrew N. Liveris | For | For | Management | ||||||||
8 | Elect Director Anne Mulcahy | For | Against | Management | ||||||||
9 | Elect Director Vikram Pandit | For | For | Management | ||||||||
10 | Elect Director Richard D. Parsons | For | Against | Management | ||||||||
11 | Elect Director Judith Rodin | For | For | Management | ||||||||
12 | Elect Director Robert E. Rubin | For | For | Management | ||||||||
13 | Elect Director Robert L. Ryan | For | For | Management | ||||||||
14 | Elect Director Franklin A. Thomas | For | For | Management | ||||||||
15 | Ratify Auditors | For | For | Management | ||||||||
16 | Disclose Prior Government Service | Against | Against | Shareholder | ||||||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||||||
18 | Limit Executive Compensation | Against | Against | Shareholder | ||||||||
19 | Require More Director Nominations Than Open Seats | Against | Against | Shareholder | ||||||||
20 | Report on the Equator Principles | Against | Against | Shareholder | ||||||||
21 | Adopt Employee Contract | Against | For | Shareholder | ||||||||
22 | Amend GHG Emissions Policies to Limit Coal Financing | Against | Against | Shareholder | ||||||||
23 | Report on Human Rights Investment Policies | Against | Against | Shareholder | ||||||||
24 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
25 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
26 | Indicate If You Would Like to Keep Your Vote Confidential Under Current Policy | None | For | Management | ||||||||
05/15/08 - A | Citizens Communications Co. *CZN* | 17453B101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Change Company Name | For | For | Management | ||||||||
3 | Replace Enumerated Purposes Clause | For | For | Management | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
09/25/07 - S | Clear Channel Communications, Inc. *CCU* | 184502102 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
3 | Other Business | For | Against | Management | ||||||||
05/27/08 - A | Clear Channel Communications, Inc. *CCU* | 184502102 | ||||||||||
1 | Elect Director Alan D. Feld | For | For | Management | ||||||||
2 | Elect Director Perry J. Lewis | For | For | Management | ||||||||
3 | Elect Director L. Lowry Mays | For | For | Management | ||||||||
4 | Elect Director Mark P. Mays | For | For | Management | ||||||||
5 | Elect Director Randall T. Mays | For | For | Management | ||||||||
6 | Elect Director B. J. McCombs | For | For | Management | ||||||||
7 | Elect Director Phyllis B. Riggins | For | For | Management | ||||||||
8 | Elect Director Theodore H. Strauss | For | For | Management | ||||||||
9 | Elect Director J. C. Watts | For | For | Management | ||||||||
10 | Elect Director John H. Williams | For | For | Management | ||||||||
11 | Elect Director John B. Zachry | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Against | For | Shareholder | ||||||||
14 | Require Independent Compensation Committee | Against | For | Shareholder | ||||||||
15 | Adopt Anti Gross-up Policy | Against | For | Shareholder | ||||||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
07/09/07 - S | CME Group Inc. *CME* | 167760107 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
05/07/08 - A | CME Group Inc. *CME* | 12572Q105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
02/06/08 - S | Commerce Bancorp, Inc. | 200519106 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
01/22/08 - S | Companhia Siderurgica Nacional — CSN | 20440W105 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Approve Stock Split | For | For | Management | ||||||||
2 | Cancel 4 Million Company Treasury Shares | For | For | Management | ||||||||
3 | Amend Articles 5 and 7 of Bylaws to Reflect Changes in Capital Presented in Items 1 and 2 | For | For | Management | ||||||||
4 | Ratify in Accordance with Article 256 of Law 6,404/76 of Acquisition of Controlling Stake in Companhia de Fomento Mineral e Participacoes Ltda | For | For | Management | ||||||||
05/14/08 - A | ConocoPhillips *COP* | 20825C104 | ||||||||||
1 | Elect Director Harold W. McGraw III | For | For | Management | ||||||||
2 | Elect Director James J. Mulva | For | For | Management | ||||||||
3 | Elect Director Bobby S. Shackouls | For | For | Management | ||||||||
4 | Declassify the Board of Directors | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||||
7 | Report on Indigenous Peoples Rights Policies | Against | Against | Shareholder | ||||||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
9 | Report on Political Contributions | Against | For | Shareholder | ||||||||
10 | Adopt Greenhouse Gas Emissions Goals for Products and Operations | Against | For | Shareholder | ||||||||
11 | Report on Community Environmental Impacts of Operations | Against | Against | Shareholder | ||||||||
12 | Report on Environmental Damage from Drilling in the National Petroleum Reserve | Against | For | Shareholder | ||||||||
13 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder | ||||||||
14 | Report on Global Warming | Against | Against | Shareholder | ||||||||
04/29/08 - A | COOPER INDUSTRIES LTD *CBE* | G24182100 | ||||||||||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | ||||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | APPOINT ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING 12/31/2008. | For | For | Management | ||||||||
3 | APPROVE THE AMENDED AND RESTATED STOCK INCENTIVE PLAN. | For | For | Management | ||||||||
4 | SHAREHOLDER PROPOSAL REQUESTING COOPER TO IMPLEMENT A CODE OF CONDUCT BASED ON INTERNATIONAL LABORORGANIZATION HUMAN RIGHTS STANDARDS. | Against | Against | Shareholder | ||||||||
05/06/08 - A | Cooper Tire & Rubber Co. *CTB* | 216831107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/24/08 - A | Corning Inc. *GLW* | 219350105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director John Seely Brown — Withhold | |||||||||||
1.2 | Elect Director Gordon Gund — Withhold | |||||||||||
1.3 | Elect Director Kurt M. Landgraf — For | |||||||||||
1.4 | Elect Director H. Onno Ruding — Withhold | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
06/12/08 - A | Corporate Executive Board Co. (The) *EXBD* | 21988R102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/01/08 - A | Covanta Holding Corp. *CVA* | 22282E102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director David M. Barse — For | |||||||||||
1.2 | Elect Director Ronald J. Broglio — For | |||||||||||
1.3 | Elect Director Peter C.B. Bynoe — For | |||||||||||
1.4 | Elect Director Linda J. Fisher — For | |||||||||||
1.5 | Elect Director Richard L. Huber — For | |||||||||||
1.6 | Elect Director Anthony J. Orlando — For | |||||||||||
1.7 | Elect Director William C. Pate — For | |||||||||||
1.8 | Elect Director Robert S. Silberman — For | |||||||||||
1.9 | Elect Director Jean Smith — For | |||||||||||
1.10 | Elect Director Clayton Yeutter — Withhold | |||||||||||
1.11 | Elect Director Samuel Zell — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
03/18/08 - A | Covidien Ltd. *COV* | G2552X108 | ||||||||||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | ||||||||||||
1 | ELECTION OF DIRECTOR: CRAIG ARNOLD | For | For | Management | ||||||||
2 | ELECTION OF DIRECTOR: ROBERT H. BRUST | For | For | Management | ||||||||
3 | ELECTION OF DIRECTOR: JOHN M. CONNORS, JR. | For | Against | Management | ||||||||
4 | ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN | For | For | Management | ||||||||
5 | ELECTION OF DIRECTOR: TIMOTHY M. DONAHUE | For | For | Management | ||||||||
6 | ELECTION OF DIRECTOR: KATHY J. HERBERT | For | For | Management | ||||||||
7 | ELECTION OF DIRECTOR: RANDALL J. HOGAN, III | For | For | Management | ||||||||
8 | ELECTION OF DIRECTOR: RICHARD J. MEELIA | For | For | Management | ||||||||
9 | ELECTION OF DIRECTOR: DENNIS H. REILLEY | For | For | Management | ||||||||
10 | ELECTION OF DIRECTOR: TADATAKA YAMADA | For | For | Management | ||||||||
11 | ELECTION OF DIRECTOR: JOSEPH A. ZACCAGNINO | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
05/07/08 - A | CVS Caremark Corp *CVS* | 126650100 | ||||||||||
1 | Elect Director Edwin M. Banks | For | For | Management | ||||||||
2 | Elect Director C. David Brown II | For | For | Management | ||||||||
3 | Elect Director David W. Dorman | For | For | Management | ||||||||
4 | Elect Director Kristen E. Gibney Williams | For | For | Management | ||||||||
5 | Elect Director Marian L. Heard | For | For | Management | ||||||||
6 | Elect Director William H. Joyce | For | For | Management | ||||||||
7 | Elect Director Jean-Pierre Million | For | For | Management | ||||||||
8 | Elect Director Terrence Murray | For | For | Management | ||||||||
9 | Elect Director C.A. Lance Piccolo | For | For | Management | ||||||||
10 | Elect Director Sheli Z. Rosenberg | For | For | Management | ||||||||
11 | Elect Director Thomas M. Ryan | For | For | Management | ||||||||
12 | Elect Director Richard J. Swift | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
15 | Adopt Anti Gross-up Policy | Against | For | Shareholder | ||||||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||||||
05/22/08 - A | Cymer, Inc. *CYMI* | 232572107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/09/08 - A | Cypress Semiconductor Corp. *CY* | 232806109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
04/22/08 - A | Dampskibsselskabet Torm A/S | 00208W109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | PRESENTATION FOR ADOPTION OF THE ANNUAL REPORT. | For | For | Management | ||||||||
2 | THE BOARD OF DIRECTORS PROPOSAL FOR THE APPROPRIATION OF PROFITS OR PROVISION FOR LOSSES IN ACCORDANCE WITH THE ADOPTED ANNUAL REPORT. | For | For | Management | ||||||||
3 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS. | For | Against | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | THAT THE AUTHORISATION TO INCREASE THE SHARE CAPITAL, OF ARTICLE 2(3) OF THE ARTICLES OF ASSOCIATION, BE PROLONGED. | For | Against | Management | ||||||||
6 | THAT THE OVERALL GUIDELINES FOR THE COMPANY S INCENTIVE SCHEMES TO MEMBERS OF THE BOARD OF DIRECTORS AND MANAGEMENT BOARD BE ADOPTED. | For | Against | Management | ||||||||
7 | THAT THE BOARD OF DIRECTORS BE AUTHORISED TO LET THE COMPANY ACQUIRE ITS OWN SHARES IN THE PERIOD UNTIL THE NEXT ANNUAL GENERAL MEETING. | For | For | Management | ||||||||
8 | THE BOARD OF DIRECTORS BE AUTHORIZED TO APPLY FOR REGISTRATION OF THE RESOLUTIONS PASSED AND TO MAKE ANY SUCH AMENDMENTS. | For | For | Management | ||||||||
05/06/08 - A | Danaher Corp. *DHR* | 235851102 | ||||||||||
1 | Elect Director H. Lawrence Culp, Jr | For | For | Management | ||||||||
2 | Elect Director Mitchell P. Rales | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Adopt Employment Contract | Against | For | Shareholder | ||||||||
05/20/08 - A | DCT Industrial Trust Inc. *DCT* | 233153105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
02/19/08 - S | Delta Petroleum Corp. *DPTR* | 247907207 | ||||||||||
1 | Approve Issuance of Shares for a Private Placement | For | For | Management | ||||||||
2 | Approve Increase in Size of Board | For | For | Management | ||||||||
05/20/08 - A | Delta Petroleum Corp. *DPTR* | 247907207 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/30/08 - A | Deluxe Corp. *DLX* | 248019101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
05/13/08 - A | Developers Diversified Realty Corp. *DDR* | 251591103 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Dean S. Adler — For | |||||||||||
1.2 | Elect Director Terrance R. Ahern — Withhold | |||||||||||
1.3 | Elect Director Robert H. Gidel — For | |||||||||||
1.4 | Elect Director Victor B. MacFarlane — Withhold | |||||||||||
1.5 | Elect Director Craig Macnab — For | |||||||||||
1.6 | Elect Director Scott D. Roulston — For | |||||||||||
1.7 | Elect Director Barry A. Sholem — Withhold | |||||||||||
1.8 | Elect Director William B. Summers, Jr. — Withhold | |||||||||||
1.9 | Elect Director Scott A. Wolstein — For | |||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Adjust Par Value of Common Stock | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
05/20/08 - A | Diamond Offshore Drilling, Inc. *DO* | 25271C102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director James S. Tisch — Withhold | |||||||||||
1.2 | Elect Director Lawrence R. Dickerson — Withhold | |||||||||||
1.3 | Elect Director John R. Bolton — For | |||||||||||
1.4 | Elect Director Charles L. Fabrikant — Withhold | |||||||||||
1.5 | Elect Director Paul G. Gaffney II — For | |||||||||||
1.6 | Elect Director Herbert C. Hofmann — Withhold | |||||||||||
1.7 | Elect Director Arthur L. Rebell — Withhold | |||||||||||
1.8 | Elect Director Raymond S. Troubh — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/08/08 - A | Duke Energy Corp. *DUK* | 26441C105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
04/30/08 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Report on Plant Closures | Against | Against | Shareholder | ||||||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
5 | Report on Global Warming | Against | Against | Shareholder | ||||||||
6 | Amend Human Rights Policies | Against | Against | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/14/08 - A | Eastman Kodak Co. *EK* | 277461109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Richard S. Braddock — For | |||||||||||
1.2 | Elect Director Timothy M. Donahue — For | |||||||||||
1.3 | Elect Director Michael J. Hawley — For | |||||||||||
1.4 | Elect Director William H. Hernandez — For | |||||||||||
1.5 | Elect Director Douglas R. Lebda — For | |||||||||||
1.6 | Elect Director Debra L. Lee — For | |||||||||||
1.7 | Elect Director Delano E. Lewis — For | |||||||||||
1.8 | Elect Director William G. Parrett — For | |||||||||||
1.9 | Elect Director Antonio M. Perez — For | |||||||||||
1.10 | Elect Director Hector De J. Ruiz — For | |||||||||||
1.11 | Elect Director Dennis F. Strigl — For | |||||||||||
1.12 | Elect Director Laura D’Andrea Tyson — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
04/23/08 - A | Eaton Corporation *ETN* | 278058102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Amend Articles to Authorize the Board of Directors to Make Future Amendments to the Amended Regulations | For | For | Management | ||||||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
06/19/08 - A | eBay Inc. *EBAY* | 278642103 | ||||||||||
1 | Elect Director Fred D. Anderson | For | For | Management | ||||||||
2 | Elect Director Edward W. Barnholt | For | For | Management | ||||||||
3 | Elect Director Scott D. Cook | For | For | Management | ||||||||
4 | Elect Director John J. Donahoe | For | For | Management | ||||||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
04/15/08 - A | Electronic Data Systems Corp. *EDS* | 285661104 | ||||||||||
1 | Elect Director W. Roy Dunbar | For | For | Management | ||||||||
2 | Elect Director Martin C. Faga | For | For | Management | ||||||||
3 | Elect Director S. Malcolm Gillis | For | For | Management | ||||||||
4 | Elect Director Ray J. Groves | For | For | Management | ||||||||
5 | Elect Director Ellen M. Hancock | For | For | Management | ||||||||
6 | Elect Director Jeffrey M. Heller | For | For | Management | ||||||||
7 | Elect Director Ray L. Hunt | For | For | Management | ||||||||
8 | Elect Director Edward A. Kangas | For | For | Management | ||||||||
9 | Elect Director Ronald A. Rittenmeyer | For | For | Management | ||||||||
10 | Elect Director James K. Sims | For | For | Management | ||||||||
11 | Elect Director R. David Yost | For | For | Management | ||||||||
12 | Elect Director Ernesto Zedillo | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
15 | Provide the Right to Call Special Meeting | For | For | Management | ||||||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
04/21/08 - A | Eli Lilly and Co. *LLY* | 532457108 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
4 | Require a Majority Vote for the Election of Directors | For | For | Management | ||||||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
6 | Report on Animal Testing Policies | Against | Against | Shareholder | ||||||||
7 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder | ||||||||
8 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
9 | Political Contributions | Against | Against | Shareholder | ||||||||
05/21/08 - A | EMC Corp. *EMC* | 268648102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Michael W. Brown — For | |||||||||||
1.2 | Elect Director Michael J. Cronin — For | |||||||||||
1.3 | Elect Director Gail Deegan — For | |||||||||||
1.4 | Elect Director John R. Egan — For | |||||||||||
1.5 | Elect Director W. Paul Fitzgerald — For | |||||||||||
1.6 | Elect Director Olli-Pekka Kallasvuo — Withhold | |||||||||||
1.7 | Elect Director Edmund F. Kelly — For | |||||||||||
1.8 | Elect Director Windle B. Priem — For | |||||||||||
1.9 | Elect Director Paul Sagan — For | |||||||||||
1.10 | Elect Director David N. Strohm — For | |||||||||||
1.11 | Elect Director Joseph M. Tucci — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
02/05/08 - A | Emerson Electric Co. *EMR* | 291011104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/13/08 - A | Entercom Communications Corp. *ETM* | 293639100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/20/08 - A | ev3, Inc. *EVVV* | 26928A200 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/29/08 - A | Exelon Corp. *EXC* | 30161N101 | ||||||||||
1 | Elect Director Bruce DeMars | For | For | Management | ||||||||
2 | Elect Director Nelson A. Diaz | For | For | Management | ||||||||
3 | Elect Director Paul L. Joskow | For | For | Management | ||||||||
4 | Elect Director John W. Rowe | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Report on Global Warming | Against | Against | Shareholder | ||||||||
05/28/08 - A | Exxon Mobil Corp. *XOM* | 30231G102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Bylaws to Prohibit Precatory Proposals | Against | Against | Shareholder | ||||||||
4 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||||
5 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
6 | Approve Distribution Policy | Against | Against | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
8 | Compare CEO Compensation to Company’s Lowest Paid U.S. Workers | Against | Against | Shareholder | ||||||||
9 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||||
10 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Against | Against | Shareholder | ||||||||
11 | Report on Political Contributions | Against | For | Shareholder | ||||||||
12 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | Shareholder | ||||||||
13 | Report on Community Environmental Impacts of Operations | Against | Against | Shareholder | ||||||||
14 | Report on Potential Environmental Damage from Drilling in the Arctic National Wildlife Refuge | Against | Against | Shareholder | ||||||||
15 | Adopt Greenhouse Gas Emissions Goals for Products and Operations | Against | For | Shareholder | ||||||||
16 | Report on Carbon Dioxide Emissions Information at Gas Stations | Against | Against | Shareholder | ||||||||
17 | Report on Climate Change Impacts on Emerging Countries | Against | Against | Shareholder | ||||||||
18 | Report on Energy Technologies Development | Against | Against | Shareholder | ||||||||
19 | Adopt Policy to Increase Renewable Energy | Against | For | Shareholder | ||||||||
05/07/08 - A | Fairchild Semiconductor International, Inc. *FCS* | 303726103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
06/18/08 - A | Fairpoint Communications, Inc *FRP* | 305560104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
12/14/07 - A | Fannie Mae *FNM* | 313586109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
5 | Restore or Provide for Cumulative Voting | Against | Against | Shareholder | ||||||||
05/20/08 - A | Fannie Mae *FNM* | 313586109 | ||||||||||
1 | Elect Directors Stephen B. Ashley | For | For | Management | ||||||||
2 | Elect Directors Dennis R. Beresford | For | For | Management | ||||||||
3 | Elect Directors Louis J. Freeh | For | For | Management | ||||||||
4 | Elect Directors Brenda J. Gaines | For | For | Management | ||||||||
5 | Elect Directors Karen N. Horn | For | For | Management | ||||||||
6 | Elect Directors Bridget A. Macaskill | For | For | Management | ||||||||
7 | Elect Directors Daniel H. Mudd | For | For | Management | ||||||||
8 | Elect Directors Leslie Rahl | For | For | Management | ||||||||
9 | Elect Directors John C. Sites, Jr. | For | For | Management | ||||||||
10 | Elect Directors Greg C. Smith | For | For | Management | ||||||||
11 | Elect Directors H. Patrick Swygert | For | For | Management | ||||||||
12 | Elect Directors John K. Wulff | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
05/29/08 - A | Fidelity National Financial, Inc. *FNF* | 31620R105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
05/29/08 - A | Fidelity National Information Services Inc *FIS* | 31620M106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
07/31/07 - S | First Data Corp. | 319963104 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
04/16/08 - A | FirstMerit Corp. *FMER* | 337915102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
05/08/08 - A | Ford Motor Company *F* | 345370860 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director John R.H. Bond — Withhold | |||||||||||
1.2 | Elect Director Stephen G. Butler — For | |||||||||||
1.3 | Elect Director Kimberly A. Casiano — For | |||||||||||
1.4 | Elect Director Edsel B. Ford II — For | |||||||||||
1.5 | Elect Director William Clay Ford, Jr. — For | |||||||||||
1.6 | Elect Director Irvine O. Hockaday, Jr. — For | |||||||||||
1.7 | Elect Director Richard A. Manoogian — For | |||||||||||
1.8 | Elect Director Ellen R. Marram — For | |||||||||||
1.9 | Elect Director Alan Mulally — For | |||||||||||
1.10 | Elect Director Homer A. Neal — For | |||||||||||
1.11 | Elect Director Jorma Ollila — For | |||||||||||
1.12 | Elect Director Gerald L. Shaheen — For | |||||||||||
1.13 | Elect Director John L. Thornton — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||||||
5 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
6 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
7 | Company-Specific — Adopt Recapitalization Plan | Against | For | Shareholder | ||||||||
8 | Report on Political Contributions | Against | For | Shareholder | ||||||||
9 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
10 | Report on Global Warming | Against | Against | Shareholder | ||||||||
11 | Limit Executive Compensation | Against | Against | Shareholder | ||||||||
06/06/08 - A | Freddie Mac *FRE* | 313400301 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Barbara T. Alexander — Withhold | |||||||||||
1.2 | Elect Director Geoffrey T. Boisi — Withhold | |||||||||||
1.3 | Elect Director Michelle Engler — Withhold | |||||||||||
1.4 | Elect Director Richard R. Glauber — For | |||||||||||
1.5 | Elect Director Richard Karl Goeltz — For | |||||||||||
1.6 | Elect Director Thomas S. Johnson — Withhold | |||||||||||
1.7 | Elect Director Jerome P. Kenney — For | |||||||||||
1.8 | Elect Director William M. Lewis, Jr. — For | |||||||||||
1.9 | Elect Director Nicolas P. Retsinas — For | |||||||||||
1.10 | Elect Director Stephen A. Ross — For | |||||||||||
1.11 | Elect Director Richard F. Syron — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
07/10/07 - A | Freeport-McMoRan Copper & Gold Inc. *FCX* | 35671D857 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
04/23/08 - A | General Electric Co. *GE* | 369604103 | ||||||||||
1 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||||
2 | Elect Director William M. Castell | For | For | Management | ||||||||
3 | Elect Director Ann M. Fudge | For | For | Management | ||||||||
4 | Elect Director Claudio X. Gonzalez | For | Against | Management | ||||||||
5 | Elect Director Susan Hockfield | For | For | Management | ||||||||
6 | Elect Director Jeffrey R. Immelt | For | For | Management | ||||||||
7 | Elect Director Andrea Jung | For | For | Management | ||||||||
8 | Elect Director Alan G. Lafley | For | For | Management | ||||||||
9 | Elect Director Robert W. Lane | For | For | Management | ||||||||
10 | Elect Director Ralph S. Larsen | For | For | Management | ||||||||
11 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||||||
12 | Elect Director James J. Mulva | For | For | Management | ||||||||
13 | Elect Director Sam Nunn | For | For | Management | ||||||||
14 | Elect Director Roger S. Penske | For | For | Management | ||||||||
15 | Elect Director Robert J. Swieringa | For | For | Management | ||||||||
16 | Elect Director Douglas A. Warner III | For | For | Management | ||||||||
17 | Ratify Auditors | For | For | Management | ||||||||
18 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
19 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
20 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||||
21 | Adopt Policy on Overboarded Directors | Against | For | Shareholder | ||||||||
22 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||||
23 | Report on Global Warming | Against | Against | Shareholder | ||||||||
24 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
06/03/08 - A | General Motors Corp. *GM* | 370442105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Percy N. Barnevik — For | |||||||||||
1.2 | Elect Director Erskine B. Bowles — For | |||||||||||
1.3 | Elect Director John H. Bryan — Withhold | |||||||||||
1.4 | Elect Director Armando M. Codina — Withhold | |||||||||||
1.5 | Elect Director Erroll B. Davis, Jr. — For | |||||||||||
1.6 | Elect Director George M.C. Fisher — Withhold | |||||||||||
1.7 | Elect Director E. Neville Isdell — For | |||||||||||
1.8 | Elect Director Karen Katen — Withhold | |||||||||||
1.9 | Elect Director Kent Kresa — For | |||||||||||
1.10 | Elect Director Ellen J. Kullman — For | |||||||||||
1.11 | Elect Director Philip A. Laskawy — For | |||||||||||
1.12 | Elect Director Kathryn V. Marinello — For | |||||||||||
1.13 | Elect Director Eckhard Pfeiffer — For | |||||||||||
1.14 | Elect Director G. Richard Wagoner, Jr. — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Publish Political Contributions | Against | Against | Shareholder | ||||||||
4 | Report on Political Contributions | Against | For | Shareholder | ||||||||
5 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||||||
8 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
10 | Performance-Based Awards | Against | For | Shareholder | ||||||||
05/15/08 - A | Gentex Corp. *GNTX* | 371901109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Restricted Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/21/08 - A | Genuine Parts Co. *GPC* | 372460105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Mary B. Bullock — For | |||||||||||
1.2 | Elect Director Richard W. Courts, II — For | |||||||||||
1.3 | Elect Director Jean Douville — For | |||||||||||
1.4 | Elect Director Thomas C. Gallagher — For | |||||||||||
1.5 | Elect Director George C. ‘Jack’ Guynn — For | |||||||||||
1.6 | Elect Director John D. Johns — For | |||||||||||
1.7 | Elect Director Michael M.E. Johns — For | |||||||||||
1.8 | Elect Director J. Hicks Lanier — Withhold | |||||||||||
1.9 | Elect Director Wendy B. Needham — For | |||||||||||
1.10 | Elect Director Jerry W. Nix — For | |||||||||||
1.11 | Elect Director Larry L. Prince — For | |||||||||||
1.12 | Elect Director Gary W. Rollins — For | |||||||||||
1.13 | Elect Director Lawrence G. Steiner — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/22/08 - A | Genzyme Corp. *GENZ* | 372917104 | ||||||||||
1 | Elect Director Douglas A. Berthiaume | For | For | Management | ||||||||
2 | Elect Director Gail K. Boudreaux | For | For | Management | ||||||||
3 | Elect Director Robert J. Carpenter | For | For | Management | ||||||||
4 | Elect Director Charles L. Cooney, Ph.D. | For | For | Management | ||||||||
5 | Elect Director Richard F. Syron | For | Against | Management | ||||||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
7 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
05/08/08 - A | Gilead Sciences, Inc. *GILD* | 375558103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Increase Authorized Common Stock | For | For | Management | ||||||||
05/21/08 - A | GlaxoSmithKline plc | 37733W105 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
2 | Approve Remuneration Report | For | Abstain | Management | ||||||||
3 | Elect Andrew Witty as Director | For | For | Management | ||||||||
4 | Elect Christopher Viehbacher as Director | For | For | Management | ||||||||
5 | Elect Sir Roy Anderson as Director | For | For | Management | ||||||||
6 | Re-elect Sir Christopher Gent as Director | For | For | Management | ||||||||
7 | Re-elect Sir Ian Prosser as Director | For | For | Management | ||||||||
8 | Re-elect Dr Ronaldo Schmitz as Director | For | For | Management | ||||||||
9 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
10 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
11 | Authorise the Company to Make Donations to EU Political Organisations up to GBP 50,000 and to Incur EU Political Expenditures up to GBP 50,000 | For | For | Management | ||||||||
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of GBP 456,791,387 | For | For | Management | ||||||||
13 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 68,525,560 | For | For | Management | ||||||||
14 | Authorise 584,204,484 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
15 | Adopt New Articles of Association | For | For | Management | ||||||||
09/26/07 - A | Global Payments, Inc. *GPN* | 37940X102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
05/08/08 - A | Google Inc *GOOG* | 38259P508 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
4 | Adopt Internet Censorship Policies | Against | For | Shareholder | ||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
04/25/08 - A | Graco Inc. *GGG* | 384109104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/21/08 - A | Halliburton Co. *HAL* | 406216101 | ||||||||||
1 | Elect Director Alan M. Bennett | For | For | Management | ||||||||
2 | Elect Director James R. Boyd | For | For | Management | ||||||||
3 | Elect Director Milton Carroll | For | For | Management | ||||||||
4 | Elect Director Kenneth T. Derr | For | For | Management | ||||||||
5 | Elect Director S. Malcolm Gillis | For | For | Management | ||||||||
6 | Elect Director James T. Hackett | For | For | Management | ||||||||
7 | Elect Director David J. Lesar | For | For | Management | ||||||||
8 | Elect Director J. Landis Martin | For | For | Management | ||||||||
9 | Elect Director Jay A. Precourt | For | For | Management | ||||||||
10 | Elect Director Debra L. Reed | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
13 | Adopt Human Rights Policy | Against | For | Shareholder | ||||||||
14 | Report on Political Contributions | Against | For | Shareholder | ||||||||
15 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
04/26/08 - A | Harley-Davidson, Inc. *HOG* | 412822108 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director George H. Conrades — Withhold | |||||||||||
1.2 | Elect Director Sara L. Levinson — Withhold | |||||||||||
1.3 | Elect Director George L. Miles, Jr. — For | |||||||||||
1.4 | Elect Director Jochen Zeitz — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
10/26/07 - A | Harris Corp. *HRS* | 413875105 | ||||||||||
1 | Elect Director Thomas A. Dattilo | For | For | Management | ||||||||
2 | Elect Director Howard Lance | For | For | Management | ||||||||
3 | Elect Director James C. Stoffel | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
03/19/08 - A | Hewlett-Packard Co. *HPQ* | 428236103 | ||||||||||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | ||||||||
2 | Elect Director Sari M. Baldauf | For | For | Management | ||||||||
3 | Elect Director Richard A. Hackborn | For | For | Management | ||||||||
4 | Elect Director John H. Hammergren | For | For | Management | ||||||||
5 | Elect Director Mark V. Hurd | For | For | Management | ||||||||
6 | Elect Director Joel Z. Hyatt | For | For | Management | ||||||||
7 | Elect Director John R. Joyce | For | For | Management | ||||||||
8 | Elect Director Robert L. Ryan | For | For | Management | ||||||||
9 | Elect Director Lucille S. Salhany | For | For | Management | ||||||||
10 | Elect Director G. Kennedy Thompson | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
05/22/08 - A | Home Depot, Inc. *HD* | 437076102 | ||||||||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||||||
2 | Elect Director David H. Batchelder | For | For | Management | ||||||||
3 | Elect Director Francis S. Blake | For | For | Management | ||||||||
4 | Elect Director Ari Bousbib | For | For | Management | ||||||||
5 | Elect Director Gregory D. Brenneman | For | For | Management | ||||||||
6 | Elect Director Albert P. Carey | For | For | Management | ||||||||
7 | Elect Director Armando Codina | For | For | Management | ||||||||
8 | Elect Director Brian C. Cornell | For | For | Management | ||||||||
9 | Elect Director Bonnie G. Hill | For | For | Management | ||||||||
10 | Elect Director Karen L. Katen | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
14 | Affirm Political Nonpartisanship | Against | Against | Shareholder | ||||||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
16 | Report on Employment Diversity | Against | For | Shareholder | ||||||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
18 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
04/28/08 - A | Honeywell International, Inc. *HON* | 438516106 | ||||||||||
1 | Elect Director Gordon M. Bethune | For | For | Management | ||||||||
2 | Elect Director Jaime Chico Pardo | For | For | Management | ||||||||
3 | Elect Director David M. Cote | For | For | Management | ||||||||
4 | Elect Director D. Scott Davis | For | For | Management | ||||||||
5 | Elect Director Linnet F. Deily | For | For | Management | ||||||||
6 | Elect Director Clive R. Hollick | For | For | Management | ||||||||
7 | Elect Director Bradley T. Sheares | For | For | Management | ||||||||
8 | Elect Director Eric K. Shinseki | For | For | Management | ||||||||
9 | Elect Director John R. Stafford | For | For | Management | ||||||||
10 | Elect Director Michael W. Wright | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Provide the Right to Call Special Meeting | For | For | Management | ||||||||
13 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
03/04/08 - S | Huaneng Power International Inc. | 443304100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO APPROVE THE COAL PURCHASE AND COAL TRANSPORTATION FRAMEWORK AGREEMENT ENTERED INTO BETWEEN THE COMPANY AND HUANENG ENERGY & COMMUNICATIONS HOLDING CO., LTD., THE CONTINUING CONNECTED TRANSACTION CONTEMPLATED THEREBY AND THE TRANSACTION CAP FOR 2008 | For | For | Management | ||||||||
05/13/08 - A | Huaneng Power International Inc. | 443304100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE BOARD OF DIRECTORS OF THE COMPANY FOR YEAR 2007. | For | For | Management | ||||||||
2 | TO CONSIDER AND APPROVE THE WORKING REPORT FROM THE SUPERVISORY COMMITTEE OF THE COMPANY FOR YEAR 2007. | For | For | Management | ||||||||
3 | TO CONSIDER AND APPROVE THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR YEAR 2007. | For | For | Management | ||||||||
4 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR YEAR 2007. | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE ISSUE OF SHORT-TERM DEBENTURES BY THE COMPANY. | For | Against | Management | ||||||||
7 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. LI XIAOPENG, AS EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
8 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. HUANG YONGDA AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
9 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF HUANG LONG AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
10 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. WU DAWEI AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
11 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE APPOINTMENT OF MR. LIU GUOYUE AS EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
12 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE APPOINTMENT OF MR. FAN XIAXIA AS EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
13 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. SHAN QUNYING AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
14 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE APPOINTMENT OF MS. HUANG MINGYUAN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
15 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. XU ZUJIAN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
16 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. LIU SHUYUAN AS NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
17 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. LIU JIPENG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
18 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. YU NING AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
19 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE APPOINTMENT OF MR. SHAO SHIWEI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
20 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE APPOINTMENT OF MR. ZHENG JIANCHAO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
21 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF BOARD OF DIRECTORS OF THE COMPANY (NOTE 1): CONSIDER AND APPROVE THE APPOINTMENT OF MR. WU LIANSHENG AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
22 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF SUPERVISORY COMMITTEE OF THE COMPANY (NOTE 2): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. GUO JUNMING AS SUPERVISOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
23 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF SUPERVISORY COMMITTEE OF THE COMPANY (NOTE 2): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MS. YU YING AS SUPERVISOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
24 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF SUPERVISORY COMMITTEE OF THE COMPANY (NOTE 2): CONSIDER AND APPROVE THE RE-APPOINTMENT OF MR. GU JIANGUO AS SUPERVISOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
25 | PROPOSAL REGARDING ELECTION OF NEW SESSION OF SUPERVISORY COMMITTEE OF THE COMPANY (NOTE 2): CONSIDER AND APPROVE THE APPOINTMENT OF MS. WU LIHUA AS SUPERVISOR OF THE COMPANY, WITH IMMEDIATE EFFECT. | None | For | Shareholder | ||||||||
06/24/08 - S | Huaneng Power International Inc. | 443304100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Approve Acquisition of 100 Percent Equity Interest in SinoSing Power Pte Ltd. from China Huaneng Group and Related Transactions | For | For | Management | ||||||||
05/05/08 - A | Hubbell Incorporated *HUB.B* | 443510201 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/28/08 - A | iBasis, Inc. *IBAS* | 450732201 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Joost Farwerck — Withhold | |||||||||||
1.2 | Elect Director Robert H. Brumley — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/14/08 - A | Infosys Technologies Ltd | 456788108 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET AS AT MARCH 31, 2008 AND THE PROFIT AND LOSS ACCOUNT FOR THE YEAR. | For | For | Management | ||||||||
2 | TO DECLARE A FINAL AND SPECIAL DIVIDEND FOR THE FINANCIAL YEAR ENDED MARCH 31, 2008. | For | For | Management | ||||||||
3 | TO APPOINT A DIRECTOR IN PLACE OF CLAUDE SMADJA, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | For | For | Management | ||||||||
4 | TO APPOINT A DIRECTOR IN PLACE OF SRIDAR A. IYENGAR, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE SEEKS RE-APPOINTMENT. | For | For | Management | ||||||||
5 | TO APPOINT A DIRECTOR IN PLACE OF NANDAN M. NILEKANI, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | For | For | Management | ||||||||
6 | TO APPOINT A DIRECTOR IN PLACE OF K. DINESH, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | For | For | Management | ||||||||
7 | TO APPOINT A DIRECTOR IN PLACE OF SRINATH BATNI, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
09/20/07 - A | Integrated Device Technology, Inc. *IDTI* | 458118106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/15/08 - A | Integrys Energy Group Inc *TEG* | 45822P105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/21/08 - A | Intel Corp. *INTC* | 458140100 | ||||||||||
1 | Elect Director Craig R. Barrett | For | For | Management | ||||||||
2 | Elect Director Charlene Barshefsky | For | For | Management | ||||||||
3 | Elect Director Carol A. Bartz | For | For | Management | ||||||||
4 | Elect Director Susan L. Decker | For | For | Management | ||||||||
5 | Elect Director Reed E. Hundt | For | For | Management | ||||||||
6 | Elect Director Paul S. Otellini | For | For | Management | ||||||||
7 | Elect Director James D. Plummer | For | For | Management | ||||||||
8 | Elect Director David S. Pottruck | For | For | Management | ||||||||
9 | Elect Director Jane E. Shaw | For | For | Management | ||||||||
10 | Elect Director John L. Thornton | For | For | Management | ||||||||
11 | Elect Director David B. Yoffie | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Amend Bylaws to Establish a Board Committee on Sustainability | Against | Against | Shareholder | ||||||||
04/29/08 - A | International Business Machines Corp. *IBM* | 459200101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
4 | Review Executive Compensation | Against | For | Shareholder | ||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
6 | Amend Bylaw — Call Special Meetings | Against | For | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
02/27/08 - A | International Game Technology *IGT* | 459902102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/12/08 - A | International Paper Co. *IP* | 460146103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Declassify the Board of Directors | For | For | Management | ||||||||
5 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
6 | Eliminate Supermajority Vote Requirement Relating to Business Combinations | For | For | Management | ||||||||
7 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||||||
8 | Report on Sustainable Forestry | Against | Against | Shareholder | ||||||||
05/07/08 - A | Intersil Corporation *ISIL* | 46069S109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
04/18/08 - A | Intuitive Surgical, Inc. *ISRG* | 46120E602 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
05/06/08 - A | ITT Educational Services, Inc. *ESI* | 45068B109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/16/08 - A | J. C. Penney Co., Inc (HLDG CO) *JCP* | 708160106 | ||||||||||
1 | Elect Director Colleen C. Barrett | For | Against | Management | ||||||||
2 | Elect Director M. Anthony Burns | For | Against | Management | ||||||||
3 | Elect Director Maxine K. Clark | For | Against | Management | ||||||||
4 | Elect Director Thomas J. Engibous | For | Against | Management | ||||||||
5 | Elect Director Kent B. Foster | For | Against | Management | ||||||||
6 | Elect Director Ken C. Hicks | For | For | Management | ||||||||
7 | Elect Director Leonard H. Roberts | For | Against | Management | ||||||||
8 | Elect Director Javier G. Teruel | For | For | Management | ||||||||
9 | Elect Director Myron E. Ullman, III | For | Against | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | For | Shareholder | ||||||||
11/16/07 - A | JDS Uniphase Corp. *JDSU* | 46612J507 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Bruce D. Day — For | |||||||||||
1.2 | Elect Director Martin A. Kaplan — Withhold | |||||||||||
1.3 | Elect Director Kevin J. Kennedy — For | |||||||||||
2 | Amend Employee Stock Purchase Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/24/08 - A | Johnson & Johnson *JNJ* | 478160104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Mary Sue Coleman — For | |||||||||||
1.2 | Elect Director James G. Cullen — For | |||||||||||
1.3 | Elect Director Michael M.E. Johns — Withhold | |||||||||||
1.4 | Elect Director Arnold G. Langbo — Withhold | |||||||||||
1.5 | Elect Director Susan L. Lindquist — For | |||||||||||
1.6 | Elect Director Leo F. Mullin — For | |||||||||||
1.7 | Elect Director Wiliam D. Perez — Withhold | |||||||||||
1.8 | Elect Director Christine A. Poon — For | |||||||||||
1.9 | Elect Director Charles Prince — Withhold | |||||||||||
1.10 | Elect Director Steven S. Reinemund — For | |||||||||||
1.11 | Elect Director David Satcher — For | |||||||||||
1.12 | Elect Director William C. Weldon — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/20/08 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | ||||||||||
1 | Elect Director Crandall C. Bowles | For | For | Management | ||||||||
2 | Elect Director Stephen B. Burke | For | For | Management | ||||||||
3 | Elect Director David M. Cote | For | For | Management | ||||||||
4 | Elect Director James S. Crown | For | For | Management | ||||||||
5 | Elect Director James Dimon | For | For | Management | ||||||||
6 | Elect Director Ellen V. Futter | For | For | Management | ||||||||
7 | Elect Director William H. Gray, III | For | For | Management | ||||||||
8 | Elect Director Laban P. Jackson, Jr. | For | For | Management | ||||||||
9 | Elect Director Robert I. Lipp | For | For | Management | ||||||||
10 | Elect Director David C. Novak | For | For | Management | ||||||||
11 | Elect Director Lee R. Raymond | For | For | Management | ||||||||
12 | Elect Director William C. Weldon | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
16 | Report on Government Service of Employees | Against | Against | Shareholder | ||||||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||||||
18 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
20 | Require More Director Nominations Than Open Seats | Against | Against | Shareholder | ||||||||
21 | Report on Human Rights Investment Policies | Against | Against | Shareholder | ||||||||
22 | Report on Lobbying Activities | Against | Against | Shareholder | ||||||||
04/03/08 - A | KB Home *KBH* | 48666K109 | ||||||||||
1 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||||||
2 | Elect Director Timothy W. Finchem | For | Against | Management | ||||||||
3 | Elect Director J. Terrence Lanni | For | Against | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
6 | Restrict Severance Agreements (Change-in-Control) | Against | For | Shareholder | ||||||||
11/15/07 - A | KLA-Tencor Corp. *KLAC* | 482480100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/30/08 - A | Kohl’s Corp. *KSS* | 500255104 | ||||||||||
1 | Elect Director Steven A. Burd | For | For | Management | ||||||||
2 | Elect Director Wayne Embry | For | For | Management | ||||||||
3 | Elect Director John F. Herma | For | For | Management | ||||||||
4 | Elect Director William S. Kellogg | For | For | Management | ||||||||
5 | Elect Director Kevin Mansell | For | For | Management | ||||||||
6 | Elect Director R. Lawrence Montgomery | For | For | Management | ||||||||
7 | Elect Director Frank V. Sica | For | For | Management | ||||||||
8 | Elect Director Peter M. Sommerhauser | For | For | Management | ||||||||
9 | Elect Director Stephanie A. Streeter | For | For | Management | ||||||||
10 | Elect Director Stephen E. Watson | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
13 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
05/13/08 - A | Kraft Foods Inc *KFT* | 50075N104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Ajay Banga — For | |||||||||||
1.2 | Elect Director Jan Bennink — For | |||||||||||
1.3 | Elect Director Myra M. Hart — For | |||||||||||
1.4 | Elect Director Lois D. Juliber — For | |||||||||||
1.5 | Elect Director Mark D. Ketchum — For | |||||||||||
1.6 | Elect Director Richard A. Lerner — For | |||||||||||
1.7 | Elect Director John C. Pope – For | |||||||||||
1.8 | Elect Director Fredric G. Reynolds — For | |||||||||||
1.9 | Elect Director Irene B. Rosenfeld — For | |||||||||||
1.10 | Elect Director Mary L. Schapiro — For | |||||||||||
1.11 | Elect Director Deborah C. Wright — For | |||||||||||
1.12 | Elect Director Frank G. Zarb — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/10/08 - A | Lan Airlines S.A. | 501723100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended Dec. 31, 2007 | For | For | Management | ||||||||
2 | Approve Dividends Including the Interim Dividends USD$0.27 and USD$0.35 per Share that were Paid in Aug. 2007 and Jan. 2008 | For | For | Management | ||||||||
3 | Elect Directors (Bundled) | For | For | Management | ||||||||
4 | Approve Remuneration of Directors for 2008 | For | For | Management | ||||||||
5 | Approve Remuneration of Directors’ Committee (Audit Committee) and Approve Budget for Fiscal Year 2008 | For | For | Management | ||||||||
6 | Approve Auditors, Designate Risk-Assessment Companies; Present Special Auditors’ Report Regarding Related-Party Transactions | For | For | Management | ||||||||
7 | Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law | For | For | Management | ||||||||
8 | Other Business (Voting) | For | Against | Management | ||||||||
06/06/08 - A | Liberty Media Corporation *LINTA* | 53071M302 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/06/08 - A | Liberty Media Corporation *LINTA* | 53071M500 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/19/08 - A | Limited Brands *LTD* | 532716107 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director Donna A. James — Withhold | |||||||||||
1.2 | Elect Director Jeffrey H. Miro — Withhold | |||||||||||
1.3 | Elect Director Jeffrey B. Swartz — Withhold | |||||||||||
1.4 | Elect Director Raymond Zimmerman — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
11/07/07 - A | Linear Technology Corp. *LLTC* | 535678106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Robert H. Swanson, Jr. — For | |||||||||||
1.2 | Elect Director David S. Lee — Withhold | |||||||||||
1.3 | Elect Director Lothar Maier — For | |||||||||||
1.4 | Elect Director Richard M. Moley — For | |||||||||||
1.5 | Elect Director Thomas S. Volpe — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/08/08 - A | Lloyds TSB Group plc | 539439109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | RECEIVING THE REPORT AND ACCOUNTS | For | For | Management | ||||||||
2 | APPROVAL OF THE DIRECTORS REMUNERATION REPORT | For | For | Management | ||||||||
3 | ELECTION OR RE-ELECTION OF DIRECTOR: MR P N GREEN | For | For | Management | ||||||||
4 | ELECTION OR RE-ELECTION OF DIRECTOR: SIR DAVID MANNING | For | For | Management | ||||||||
5 | ELECTION OR RE-ELECTION OF DIRECTOR: MR EWAN BROWN | For | For | Management | ||||||||
6 | ELECTION OR RE-ELECTION OF DIRECTOR: MR M E FAIREY | For | For | Management | ||||||||
7 | ELECTION OR RE-ELECTION OF DIRECTOR: SIR JULLAN HORN-SMITH | For | For | Management | ||||||||
8 | ELECTION OR RE-ELECTION OF DIRECTOR: MR G T TATE | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
10 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITORS | For | For | Management | ||||||||
11 | DIRECTORS AUTHORITY TO ALLOT SHARES | For | For | Management | ||||||||
12 | DIRECTORS POWER TO ISSUE SHARES FOR CASH | For | For | Management | ||||||||
13 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS SHARES | For | For | Management | ||||||||
14 | AMENDING THE ARTICLES OF ASSOCIATION | For | For | Management | ||||||||
05/30/08 - A | Lowe’s Companies, Inc. *LOW* | 548661107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Robert A. Ingram — For | |||||||||||
1.2 | Elect Director Robert J. Johnson — For | |||||||||||
1.3 | Elect Director Richard K. Lochridge — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
4 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
5 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
05/14/08 - A | LSI Corp *LSI* | 502161102 | ||||||||||
1 | Elect Director Timothy Y. Chen | For | For | Management | ||||||||
2 | Elect Director Charles A. Haggerty | For | For | Management | ||||||||
3 | Elect Director Richard S. Hill | For | For | Management | ||||||||
4 | Elect Director Michael J. Mancuso | For | For | Management | ||||||||
5 | Elect Director John H.F. Miner | For | For | Management | ||||||||
6 | Elect Director Arun Netravali | For | For | Management | ||||||||
7 | Elect Director Matthew J. O’Rourke | For | For | Management | ||||||||
8 | Elect Director Gregorio Reyes | For | For | Management | ||||||||
9 | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
12 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
05/16/08 - A | Macy’s Inc *M* | 55616P104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Stephen F. Bollenbach — For | |||||||||||
1.2 | Elect Director Deirdre P. Connelly — For | |||||||||||
1.3 | Elect Director Meyer Feldberg — For | |||||||||||
1.4 | Elect Director Sara Levinson — For | |||||||||||
1.5 | Elect Director Terry J. Lundgren — For | |||||||||||
1.6 | Elect Director Joseph Neubauer — For | |||||||||||
1.7 | Elect Director Joseph A. Pichler — For | |||||||||||
1.8 | Elect Director Joyce M. Roch — For | |||||||||||
1.9 | Elect Director Karl M. von der Heyden — For | |||||||||||
1.10 | Elect Director Craig E. Weatherup — For | |||||||||||
1.11 | Elect Director Marna C. Whittington — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/29/08 - A | Manpower Inc. *MAN* | 56418H100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt MacBride Principles | Against | Against | Shareholder | ||||||||
05/15/08 - A | Marsh & McLennan Companies, Inc. *MMC* | 571748102 | ||||||||||
1 | Elect Director Stephen R. Hardis | For | For | Management | ||||||||
2 | Elect Director The Rt. Hon. Lord Lang of Monkton, DL | For | For | Management | ||||||||
3 | Elect Director Morton O. Schapiro | For | For | Management | ||||||||
4 | Elect Director Adele Simmons | For | For | Management | ||||||||
5 | Elect Director Brian Duperreault | For | For | Management | ||||||||
6 | Elect Director Bruce P. Nolop | For | For | Management | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
8 | Declassify the Board of Directors | For | For | Management | ||||||||
9 | Report on Political Contributions | Against | For | Shareholder | ||||||||
10/19/07 - A | Marvell Technology Group Ltd *MRVL* | G5876H105 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | ELECTION OF ONE DIRECTOR: PAUL R. GRAY, PH.D. | For | Against | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | TO APPROVE THE 2007 DIRECTOR STOCK INCENTIVE PLAN. | For | Against | Management | ||||||||
05/22/08 - A | McDonald’s Corp. *MCD* | 580135101 | ||||||||||
1 | Elect Director Ralph Alvarez | For | For | Management | ||||||||
2 | Elect Director Susan E. Arnold | For | For | Management | ||||||||
3 | Elect Director Richard H. Lenny | For | For | Management | ||||||||
4 | Elect Director Cary D. McMillan | For | For | Management | ||||||||
5 | Elect Director Sheila A. Penrose | For | For | Management | ||||||||
6 | Elect Director James A. Skinner | For | For | Management | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
05/22/08 - A | Medco Health Solutions, Inc. *MHS* | 58405U102 | ||||||||||
1 | Elect Director John L. Cassis | For | For | Management | ||||||||
2 | Elect Director Michael Goldstein | For | For | Management | ||||||||
3 | Elect Director Blenda J. Wilson | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Increase Authorized Common Stock | For | For | Management | ||||||||
6 | Limit Executive Compensation | Against | Against | Shareholder | ||||||||
08/23/07 - A | Medtronic, Inc. *MDT* | 585055106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
04/23/08 - A | MEMC Electronic Materials, Inc. *WFR* | 552715104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/22/08 - A | Merck & Co., Inc. *MRK* | 589331107 | ||||||||||
1 | Elect Director Richard T. Clark | For | For | Management | ||||||||
2 | Elect Director Johnnetta B. Cole, Ph.D. | For | For | Management | ||||||||
3 | Elect Director Thomas H. Glocer | For | For | Management | ||||||||
4 | Elect Director Steven F. Goldstone | For | For | Management | ||||||||
5 | Elect Director William B. Harrison, Jr. | For | For | Management | ||||||||
6 | Elect Director Harry R. Jacobson, M.D. | For | For | Management | ||||||||
7 | Elect Director William N. Kelley, M.D. | For | For | Management | ||||||||
8 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||||||
9 | Elect Director Thomas E. Shenk, Ph.D. | For | For | Management | ||||||||
10 | Elect Director Anne M. Tatlock | For | For | Management | ||||||||
11 | Elect Director Samuel O. Thier, M.D. | For | For | Management | ||||||||
12 | Elect Director Wendell P. Weeks | For | For | Management | ||||||||
13 | Elect Director Peter C. Wendell | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Limit Executive Compensation | Against | Against | Shareholder | ||||||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
18 | Adopt a bylaw to Require an Independent Lead Director | Against | For | Shareholder | ||||||||
12/04/07 - A | Micron Technology, Inc. *MU* | 595112103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Steven R. Appleton — For | |||||||||||
1.2 | Elect Director Teruaki Aoki — For | |||||||||||
1.3 | Elect Director James W. Bagley — For | |||||||||||
1.4 | Elect Director Robert L. Bailey — For | |||||||||||
1.5 | Elect Director Mercedes Johnson — For | |||||||||||
1.6 | Elect Director Lawrence N. Mondry — For | |||||||||||
1.7 | Elect Director Robert E. Switz — For | |||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
11/13/07 - A | Microsoft Corp. *MSFT* | 594918104 | ||||||||||
1 | Elect Director William H. Gates, III | For | For | Management | ||||||||
2 | Elect Director Steven A. Ballmer | For | For | Management | ||||||||
3 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||||
4 | Elect Director Dina Dublon | For | For | Management | ||||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||||||
6 | Elect Director Reed Hastings | For | For | Management | ||||||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||||||
9 | Elect Director Helmut Panke | For | For | Management | ||||||||
10 | Elect Director Jon A. Shirley | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | Shareholder | ||||||||
13 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
01/16/08 - A | Monsanto Co. *MON* | 61166W101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Separate Chairman and CEO Positions | Against | Against | Shareholder | ||||||||
4 | Amend Bylaws to Not Indemnify Directors for Social and Environmental Liabilities | Against | Against | Shareholder | ||||||||
06/03/08 - A | Monster Worldwide, Inc. *MNST* | 611742107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
04/22/08 - A | Moody’s Corporation *MCO* | 615369105 | ||||||||||
1 | Elect Director Robert R. Glauber | For | For | Management | ||||||||
2 | Elect Director Connie Mack | For | For | Management | ||||||||
3 | Elect Director Nancy S. Newcomb | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
04/08/08 - A | Morgan Stanley *MS* | 617446448 | ||||||||||
1 | Elect Director Roy J. Bostock | For | For | Management | ||||||||
2 | Elect Director Erskine B. Bowles | For | For | Management | ||||||||
3 | Elect Director Howard J. Davies | For | For | Management | ||||||||
4 | Elect Director C. Robert Kidder | For | For | Management | ||||||||
5 | Elect Director John J. Mack | For | For | Management | ||||||||
6 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||||||
7 | Elect Director Charles H. Noski | For | For | Management | ||||||||
8 | Elect Director Hutham S. Olayan | For | For | Management | ||||||||
9 | Elect Director Charles E. Phillips, Jr. | For | For | Management | ||||||||
10 | Elect Director Griffith Sexton | For | For | Management | ||||||||
11 | Elect Director Laura D. Tyson | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
14 | Approve Report of the Compensation Committee | Against | For | Shareholder | ||||||||
15 | Report on Human Rights Investment Policies | Against | Against | Shareholder | ||||||||
05/05/08 - A | Motorola, Inc. *MOT* | 620076109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||||
5 | Amend Human Rights Policies | Against | Against | Shareholder | ||||||||
07/30/07 - A | National Grid plc | 636274300 | ||||||||||
Meeting for Holders of ADR’s | ||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | For | For | Management | ||||||||
2 | TO DECLARE A FINAL DIVIDEND | For | For | Management | ||||||||
3 | TO RE-ELECT EDWARD ASTLE | For | For | Management | ||||||||
4 | TO RE-ELECT MARIA RICHTER | For | For | Management | ||||||||
5 | TO RE-RLECT MARK FAIRBAIRN | For | For | Management | ||||||||
6 | TO RE-ELECT LINDA ADAMANY | For | For | Management | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
8 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR S REMUNERATION | For | For | Management | ||||||||
9 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | For | Management | ||||||||
10 | TO ALLOW THE SUPPLY OF DOCUMENTS ELECTRONICALLY | For | For | Management | ||||||||
11 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | For | For | Management | ||||||||
12 | TO APPROVE THE AMENDED NATIONAL GRID USA INCENTIVE THRIFT PLANS I AND II | For | For | Management | ||||||||
13 | TO DISAPPLY PRE-EMPTION RIGHTS | For | For | Management | ||||||||
14 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | For | For | Management | ||||||||
15 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN B SHARES | For | For | Management | ||||||||
16 | TO APPROVE THE BROKER CONTRACT FOR THE REPURCHASE OF B SHARES | For | For | Management | ||||||||
17 | TO APPROVE THE CHANGES TO THE PERFORMANCE SHARE PLAN RULES | For | For | Management | ||||||||
09/28/07 - A | National Semiconductor Corp. *NSM* | 637640103 | ||||||||||
1 | Elect Director Brian L. Halla | For | For | Management | ||||||||
2 | Elect Director Steven R. Appleton | For | For | Management | ||||||||
3 | Elect Director Gary P. Arnold | For | For | Management | ||||||||
4 | Elect Director Richard J. Danzig | For | For | Management | ||||||||
5 | Elect Director John T. Dickson | For | For | Management | ||||||||
6 | Elect Director Robert J. Frankenberg | For | For | Management | ||||||||
7 | Elect Director E. Floyd Kvamme | For | For | Management | ||||||||
8 | Elect Director Modesto A. Maidique | For | For | Management | ||||||||
9 | Elect Director Edward McCracken | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
12 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
05/02/08 - A | Nationwide Health Properties, Inc. *NHP* | 638620104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
12/12/07 - S | NAVTEQ Corporation | 63936L100 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
09/19/07 - A | NetApp, Inc. *NTAP* | 64120L104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
05/06/08 - A | Newell Rubbermaid Inc. *NWL* | 651229106 | ||||||||||
1 | Elect Director Michael T. Cowhig | For | For | Management | ||||||||
2 | Elect Director Mark D. Ketchum | For | For | Management | ||||||||
3 | Elect Director William D. Marohn | For | For | Management | ||||||||
4 | Elect Director Raymond G. Viault | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
7 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
04/24/08 - A | Nicor Inc. *GAS* | 654086107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Reduce Supermajority Vote Requirement | None | For | Management | ||||||||
4 | Reduce Supermajority Vote Requirement | None | For | Management | ||||||||
5 | Opt Out of State’s Control Share Acquisition Law | None | For | Management | ||||||||
6 | Reduce Supermajority Vote Requirement | None | For | Management | ||||||||
05/13/08 - A | Novellus Systems, Inc. *NVLS* | 670008101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/19/08 - A | Nvidia Corporation *NVDA* | 67066G104 | ||||||||||
1 | Elect Director Steven Chu, Ph.D. | For | For | Management | ||||||||
2 | Elect Director Harvey C. Jones | For | For | Management | ||||||||
3 | Elect Director William J. Miller | For | For | Management | ||||||||
4 | Increase Authorized Common Stock | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
05/22/08 - A | OGE Energy Corp. *OGE* | 670837103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
5 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
05/16/08 - A | Omnicom Group Inc. *OMC* | 681919106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
11/02/07 - A | Oracle Corp. *ORCL* | 68389X105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
5 | Issue an Open Source Report | Against | Against | Shareholder | ||||||||
05/13/08 - A | Packaging Corporation of America *PKG* | 695156109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
10/03/07 - A | Paychex, Inc. *PAYX* | 704326107 | ||||||||||
1 | Elect Director B. Thomas Golisano | For | For | Management | ||||||||
2 | Elect Director David J. S. Flaschen | For | For | Management | ||||||||
3 | Elect Director Phillip Horsley | For | For | Management | ||||||||
4 | Elect Director Grant M. Inman | For | For | Management | ||||||||
5 | Elect Director Pamela A. Joseph | For | For | Management | ||||||||
6 | Elect Director Jonathan J. Judge | For | For | Management | ||||||||
7 | Elect Director Joseph M. Tucci | For | For | Management | ||||||||
8 | Elect Director Joseph M. Velli | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
05/07/08 - A | PepsiCo, Inc. *PEP* | 713448108 | ||||||||||
1 | Elect Director I.M. Cook | For | For | Management | ||||||||
2 | Elect Director D. Dublon | For | For | Management | ||||||||
3 | Elect Director V.J. Dzau | For | For | Management | ||||||||
4 | Elect Director R.L. Hunt | For | For | Management | ||||||||
5 | Elect Director A. Ibarguen | For | For | Management | ||||||||
6 | Elect Director A.C. Martinez | For | For | Management | ||||||||
7 | Elect Director I.K. Nooyi | For | For | Management | ||||||||
8 | Elect Director S.P. Rockefeller | For | For | Management | ||||||||
9 | Elect Director J.J. Schiro | For | For | Management | ||||||||
10 | Elect Director L.G. Trotter | For | For | Management | ||||||||
11 | Elect Director D.Vasella | For | For | Management | ||||||||
12 | Elect Director M.D. White | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Report on Recycling | Against | Against | Shareholder | ||||||||
15 | Report on Genetically Engineered Products | Against | Against | Shareholder | ||||||||
16 | Report on Human Rights Policies Relating to Water Use | Against | Against | Shareholder | ||||||||
17 | Report on Global Warming | Against | Against | Shareholder | ||||||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
04/24/08 - A | Pfizer Inc. *PFE* | 717081103 | ||||||||||
1 | Elect Director Dennis A. Ausiello | For | For | Management | ||||||||
2 | Elect Director Michael S. Brown | For | For | Management | ||||||||
3 | Elect Director M. Anthony Burns | For | For | Management | ||||||||
4 | Elect Director Robert N. Burt | For | For | Management | ||||||||
5 | Elect Director W. Don Cornwell | For | For | Management | ||||||||
6 | Elect Director William H. Gray, III | For | For | Management | ||||||||
7 | Elect Director Constance J. Horner | For | For | Management | ||||||||
8 | Elect Director William R. Howell | For | For | Management | ||||||||
9 | Elect Director James M. Kilts | For | For | Management | ||||||||
10 | Elect Director Jeffrey B. Kindler | For | For | Management | ||||||||
11 | Elect Director George A. Lorch | For | For | Management | ||||||||
12 | Elect Director Dana G. Mead | For | For | Management | ||||||||
13 | Elect Director Suzanne Nora Johnson | For | For | Management | ||||||||
14 | Elect Director William C. Steere, Jr. | For | For | Management | ||||||||
15 | Ratify Auditors | For | For | Management | ||||||||
16 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
17 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
03/06/08 - A | Piedmont Natural Gas Co., Inc. *PNY* | 720186105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/12/08 - A | Pitney Bowes Inc. *PBI* | 724479100 | ||||||||||
1 | Elect Director Rodney C. Adkins | For | For | Management | ||||||||
2 | Elect Director Michael J. Critelli | For | For | Management | ||||||||
3 | Elect Director Murray D. Martin | For | For | Management | ||||||||
4 | Elect Director Michael I. Roth | For | For | Management | ||||||||
5 | Elect Director Robert E. Weissman | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
05/13/08 - A | Prudential Financial Inc *PRU* | 744320102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
03/11/08 - A | QUALCOMM Inc. *QCOM* | 747525103 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Barbara T. Alexander — For | |||||||||||
1.2 | Elect Director Donald G. Cruickshank — For | |||||||||||
1.3 | Elect Director Raymond V. Dittamore — For | |||||||||||
1.4 | Elect Director Irwin Mark Jacobs — For | |||||||||||
1.5 | Elect Director Paul E. Jacobs — For | |||||||||||
1.6 | Elect Director Robert E. Kahn — For | |||||||||||
1.7 | Elect Director Sherry Lansing — For | |||||||||||
1.8 | Elect Director Duane A. Nelles — Withhold | |||||||||||
1.9 | Elect Director Marc I. Stern — For | |||||||||||
1.10 | Elect Director Brent Scowcroft — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/28/08 - A | R. R. Donnelley & Sons Co. *RRD* | 257867101 | ||||||||||
1 | Elect Director Thomas J. Quinlan, III | For | For | Management | ||||||||
2 | Elect Director Stephen M. Wolf | For | For | Management | ||||||||
3 | Elect Director Lee A. Chaden | For | For | Management | ||||||||
4 | Elect Director E.V. (Rick) Goings | For | For | Management | ||||||||
5 | Elect Director Judith H. Hamilton | For | For | Management | ||||||||
6 | Elect Director Thomas S. Johnson | For | For | Management | ||||||||
7 | Elect Director John C. Pope | For | For | Management | ||||||||
8 | Elect Director Michael T. Riordan | For | For | Management | ||||||||
9 | Elect Director Oliver R. Sockwell | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
12 | Report on Sustainable Forestry | Against | Against | Shareholder | ||||||||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
05/07/08 - A | Regal Entertainment Group *RGC* | 758766109 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Stephen A. Kaplan — Withhold | |||||||||||
1.2 | Elect Director Jack Tyrrell — For | |||||||||||
1.3 | Elect Director Nestor R. Weigand, Jr. — For | |||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
07/17/07 - A | Research In Motion Ltd *RIM* | 760975102 | ||||||||||
1 | Elect Directors Michael Lazaridis, James Balsillie, James Estill, David Kerr, Roger Martin, John E. Richardson, Barbara Stymiest, and John Wetmore | For | For | Management | ||||||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
3 | Amend Stock Option Plan | For | For | Management | ||||||||
05/06/08 - A | Robert Half International Inc. *RHI* | 770323103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
02/06/08 - A | Rockwell Automation Inc *ROK* | 773903109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
06/06/08 - A | Roper Industries, Inc. *ROP* | 776696106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
06/03/08 - A | SAP AG | 803054204 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | RESOLUTION ON THE APPROPRIATION OF THE RETAINED EARNINGS OF THE FISCAL YEAR 2007 | For | For | Management | ||||||||
2 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE EXECUTIVE BOARD IN THE FISCAL YEAR 2007 | For | For | Management | ||||||||
3 | RESOLUTION ON THE FORMAL APPROVAL OF THE ACTS OF THE SUPERVISORY BOARD IN THE FISCAL YEAR 2007 | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | ELECTION TO THE SUPERVISORY BOARD | For | Against | Management | ||||||||
6 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE AND USE TREASURY SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Management | ||||||||
7 | RESOLUTION ON THE AUTHORIZATION TO USE EXISTING TREASURY SHARES, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Management | ||||||||
8 | RESOLUTION ON THE AUTHORIZATION TO USE EQUITY DERIVATIVES IN CONNECTION WITH THE ACQUISITION OF TREASURY SHARES | For | Against | Management | ||||||||
9 | RESOLUTION ON THE AMENDMENT OF SECTION 4 OF THE ARTICLES OF INCORPORATION DUE TO THE EXPIRY OF AUTHORIZED CAPITAL III | For | For | Management | ||||||||
10 | RESOLUTION ON THE AMENDMENT OF SECTION 23 OF THE ARTICLES OF INCORPORATION, ALL AS MORE FULLY DESCRIBED IN THE PROXY STATEMENT | For | For | Management | ||||||||
10/25/07 - A | Sara Lee Corp. *SLE* | 803111103 | ||||||||||
1 | Elect Director Brenda C. Barnes | For | For | Management | ||||||||
2 | Elect Director Christopher B. Begley | For | For | Management | ||||||||
3 | Elect Director Virgis W. Colbert | For | For | Management | ||||||||
4 | Elect Director James S. Crown | For | For | Management | ||||||||
5 | Elect Director Laurette T. Koellner | For | For | Management | ||||||||
6 | Elect Director Cornelis J.A. Van Lede | For | For | Management | ||||||||
7 | Elect Director Sir Ian Prosser | For | For | Management | ||||||||
8 | Elect Director Rozanne L. Ridgway | For | For | Management | ||||||||
9 | Elect Director Norman R. Sorensen | For | For | Management | ||||||||
10 | Elect Director Jonathan P. Ward | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
13 | Report on Shareholder Proposal Process | Against | Against | Shareholder | ||||||||
14 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
08/30/07 - A | Satyam Computer Services Ltd | 804098101 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Audited Balance Sheet | For | For | Management | ||||||||
2 | Accept Audited Profit and Loss Account | For | For | Management | ||||||||
3 | Accept Auditors’ Report | For | For | Management | ||||||||
4 | Accept Directors’ Report | For | For | Management | ||||||||
5 | Approve Final Dividend of INR 2.50 Per Share | For | For | Management | ||||||||
6 | Reappoint M. Srinivasan as Director | For | For | Management | ||||||||
7 | Reappoint K.G. Palepu as Director | For | For | Management | ||||||||
8 | Approve Price Waterhouse as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
9 | Appoint T.R. Prasad as Director | For | For | Management | ||||||||
10 | Appoint V.S. Raju as Director | For | For | Management | ||||||||
05/16/08 - A | Schering-Plough Corp. *SGP* | 806605101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/05/08 - A | Sears Holdings Corporation | 812350106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director William C. Crowley — For | |||||||||||
1.2 | Elect Director Edward S. Lampert — For | |||||||||||
1.3 | Elect Director Steven T. Mnuchin — For | |||||||||||
1.4 | Elect Director Richard C. Perry — For | |||||||||||
1.5 | Elect Director Ann N. Reese — For | |||||||||||
1.6 | Elect Director Kevin B. Rollins — For | |||||||||||
1.7 | Elect Director Emily Scott — For | |||||||||||
1.8 | Elect Director Thomas J. Tisch — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Against | Against | Shareholder | ||||||||
05/15/08 - A | Senior Housing Properties Trust *SNH* | 81721M109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
05/14/08 - A | Service Corporation International *SCI* | 817565104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/08/08 - A | SLM Corporation *SLM* | 78442P106 | ||||||||||
1 | Elect Director Ann Torre Bates | For | For | Management | ||||||||
2 | Elect Director W.M. Diefenderfer III | For | For | Management | ||||||||
3 | Elect Director Diane Suitt Gilleland | For | Against | Management | ||||||||
4 | Elect Director Earl A. Goode | For | Against | Management | ||||||||
5 | Elect Director Ronald F. Hunt | For | For | Management | ||||||||
6 | Elect Director Albert L. Lord | For | For | Management | ||||||||
7 | Elect Director Michael E. Martin | For | For | Management | ||||||||
8 | Elect Director Barry A. Munitz | For | Against | Management | ||||||||
9 | Elect Director Howard H. Newman | For | For | Management | ||||||||
10 | Elect Director A. Alexander Porter, Jr. | For | For | Management | ||||||||
11 | Elect Director Frank C. Puleo | For | For | Management | ||||||||
12 | Elect Director Wolfgang Schoellkopf | For | Against | Management | ||||||||
13 | Elect Director Steven L. Shapiro | For | Against | Management | ||||||||
14 | Elect Director Anthony P. Terracciano | For | For | Management | ||||||||
15 | Elect Director Barry L. Williams | For | For | Management | ||||||||
16 | Approve Increase in Size of Board | For | For | Management | ||||||||
17 | Ratify Auditors | For | For | Management | ||||||||
05/13/08 - A | Smith International, Inc. *SII* | 832110100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
09/27/07 - S | Solectron Corp. | 834182107 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
04/16/08 - A | Sonoco Products Co. *SON* | 835495102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director C.J. Bradshaw — For | |||||||||||
1.2 | Elect Director J.L. Coker — For | |||||||||||
1.3 | Elect Director L.W. Newton — For | |||||||||||
1.4 | Elect Director M.D. Oken — For | |||||||||||
1.5 | Elect Director P.R. Rollier — For | |||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/28/08 - A | Southern Copper Corporation *PCU* | 84265V105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director German Larrea Mota-Velasco — Withhold | |||||||||||
1.2 | Elect Director Oscar Gonzalez Rocha — Withhold | �� | ||||||||||
1.3 | Elect Director Emilio Carrillo Gamboa — Withhold | |||||||||||
1.4 | Elect Director Alfredo Casar Perez — Withhold | |||||||||||
1.5 | Elect Director Alberto de la Parra Zavala — Withhold | |||||||||||
1.6 | Elect Director Xavier Garcia de Quevedo Topete — Withhold | |||||||||||
1.7 | Elect Director Harold S. Handelsman — For | |||||||||||
1.8 | Elect Director Genaro Larrea Mota-Velasco — Withhold | |||||||||||
1.9 | Elect Director Daniel Mu iz Quintanilla — Withhold | |||||||||||
1.10 | Elect Director Armando Ortega Gomez — Withhold | |||||||||||
1.11 | Elect Director Luis Manuel Palomino Bonilla — For | |||||||||||
1.12 | Elect Director Gilberto Perezalonso Cifuentes — For | |||||||||||
1.13 | Elect Director Juan Rebolledo Gout — Withhold | |||||||||||
1.14 | Elect Director Carlos Ruiz Sacristan — For | |||||||||||
2 | Increase Authorized Common Stock | For | Against | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/21/08 - A | Southwest Airlines Co. *LUV* | 844741108 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director David W. Biegler — For | |||||||||||
1.2 | Elect Director Louis E. Caldera — For | |||||||||||
1.3 | Elect Director C. Webb Crockett — Withhold | |||||||||||
1.4 | Elect Director William H. Cunningham — For | |||||||||||
1.5 | Elect Director Travis C. Johnson — For | |||||||||||
1.6 | Elect Director Gary C. Kelly — For | |||||||||||
1.7 | Elect Director Nancy B. Loeffler — For | |||||||||||
1.8 | Elect Director John T. Montford — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
4 | Establish a Compensation Committee | Against | For | Shareholder | ||||||||
5 | Prepare Sustainability Report | Against | For | Shareholder | ||||||||
05/01/08 - A | SPX Corp. *SPW* | 784635104 | ||||||||||
1 | Elect Director J. Kermit Campbell | For | For | Management | ||||||||
2 | Elect Director Emerson U. Fullwood | For | For | Management | ||||||||
3 | Elect Director Michael J. Mancuso | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/09/08 - A | St. Jude Medical, Inc. *STJ* | 790849103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
03/19/08 - A | Starbucks Corp. *SBUX* | 855244109 | ||||||||||
1 | Elect Director Howard Schultz | For | For | Management | ||||||||
2 | Elect Director Barbara Bass | For | For | Management | ||||||||
3 | Elect Director William W. Bradley | For | For | Management | ||||||||
4 | Elect Director Mellody Hobson | For | For | Management | ||||||||
5 | Elect Director Olden Lee | For | For | Management | ||||||||
6 | Elect Director James G. Shennan, Jr. | For | For | Management | ||||||||
7 | Elect Director Javier G. Teruel | For | For | Management | ||||||||
8 | Elect Director Myron E. Ullman, III | For | For | Management | ||||||||
9 | Elect Director Craig E. Weatherup | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
04/30/08 - A | Starwood Hotels & Resorts Worldwide, Inc. *HOT* | 85590A401 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Adam Aron — For | |||||||||||
1.2 | Elect Director Charlene Barshefsky — For | |||||||||||
1.3 | Elect Director Bruce Duncan — For | |||||||||||
1.4 | Elect Director Lizanne Galbreath — For | |||||||||||
1.5 | Elect Director Eric Hippeau — For | |||||||||||
1.6 | Elect Director Stephen R. Quazzo — For | |||||||||||
1.7 | Elect Director Thomas O. Ryder — For | |||||||||||
1.8 | Elect Director Frits Van Paasschen — For | |||||||||||
1.9 | Elect Director Kneeland C. Youngblood — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
11/08/07 - A | Sun Microsystems, Inc. *JAVA* | 866810104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Approve Reverse Stock Split | For | For | Management | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Adopt Simple Majority Vote | Against | For | Shareholder | ||||||||
06/26/08 - A | Supervalu Inc. *SVU* | 868536103 | ||||||||||
1 | Elect Director A. Gary Ames | For | For | Management | ||||||||
2 | Elect Director Philip L. Francis | For | For | Management | ||||||||
3 | Elect Director Edwin C. Gage | For | For | Management | ||||||||
4 | Elect Director Garnett L. Keith, Jr. | For | For | Management | ||||||||
5 | Elect Director Marissa T. Peterson | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
7 | Adopt Purchasing Preference for Suppliers Using CAK | Against | Against | Shareholder | ||||||||
8 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
06/13/08 - A | Taiwan Semiconductor Manufacturing Co. | 874039100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO ACCEPT 2007 BUSINESS REPORT AND FINANCIAL STATEMENTS. | For | For | Management | ||||||||
2 | TO APPROVE THE PROPOSAL FOR DISTRIBUTION OF 2007 PROFITS. | For | For | Management | ||||||||
3 | TO APPROVE THE CAPITALIZATION OF 2007 DIVIDENDS, 2007 EMPLOYEE PROFIT SHARING, AND CAPITAL SURPLUS. | For | For | Management | ||||||||
05/22/08 - A | Target Corporation *TGT* | 87612E106 | ||||||||||
1 | Elect Director Roxanne S. Austin | For | For | Management | ||||||||
2 | Elect Director James A. Johnson | For | For | Management | ||||||||
3 | Elect Director Mary E. Minnick | For | For | Management | ||||||||
4 | Elect Director Derica W. Rice | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
05/08/08 - A | Tenet Healthcare Corp. *THC* | 88033G100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
05/15/08 - A | Tessera Technologies, Inc. *TSRA* | 88164L100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/17/08 - A | Texas Instruments, Inc. *TXN* | 882508104 | ||||||||||
1 | Elect Director James R. Adams | For | For | Management | ||||||||
2 | Elect Director David L. Boren | For | For | Management | ||||||||
3 | Elect Director Daniel A. Carp | For | For | Management | ||||||||
4 | Elect Director Carrie S. Cox | For | For | Management | ||||||||
5 | Elect Director David R. Goode | For | For | Management | ||||||||
6 | Elect Director Pamela H. Patsley | For | For | Management | ||||||||
7 | Elect Director Wayne R. Sanders | For | For | Management | ||||||||
8 | Elect Director Ruth J. Simmons | For | For | Management | ||||||||
9 | Elect Director Richard K. Templeton | For | For | Management | ||||||||
10 | Elect Director Christine Todd Whitman | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||||
04/08/08 - A | The Bank Of New York Mellon Corp. *BK* | 064058100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Frank J. Biondi, Jr. — For | |||||||||||
1.2 | Elect Director Ruth E. Bruch — For | |||||||||||
1.3 | Elect Director Nicholas M. Donofrio — For | |||||||||||
1.4 | Elect Director Steven G. Elliott — For | |||||||||||
1.5 | Elect Director Gerald L. Hassell — For | |||||||||||
1.6 | Elect Director Edmund F. Kelly — For | |||||||||||
1.7 | Elect Director Robert P. Kelly — For | |||||||||||
1.8 | Elect Director Richard J. Kogan — For | |||||||||||
1.9 | Elect Director Michael J. Kowalski — For | |||||||||||
1.10 | Elect Director John A. Luke, Jr. — For | |||||||||||
1.11 | Elect Director Robert Mehrabian — For | |||||||||||
1.12 | Elect Director Mark A. Nordenberg — For | |||||||||||
1.13 | Elect Director Catherine A. Rein — For | |||||||||||
1.14 | Elect Director Thomas A. Renyi — For | |||||||||||
1.15 | Elect Director William C. Richardson — For | |||||||||||
1.16 | Elect Director Samuel C. Scott III — For | |||||||||||
1.17 | Elect Director John P. Surma — For | |||||||||||
1.18 | Elect Director Wesley W. von Schack — For | |||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
04/28/08 - A | The Boeing Co. *BA* | 097023105 | ||||||||||
1 | Elect Director John H. Biggs | For | For | Management | ||||||||
2 | Elect Director John E. Bryson | For | For | Management | ||||||||
3 | Elect Director Arthur D. Collins, Jr. | For | For | Management | ||||||||
4 | Elect Director Linda Z. Cook | For | For | Management | ||||||||
5 | Elect Director William M. Daley | For | For | Management | ||||||||
6 | Elect Director Kenneth M. Duberstein | For | For | Management | ||||||||
7 | Elect Director James L. Jones | For | For | Management | ||||||||
8 | Elect Director Edward M. Liddy | For | For | Management | ||||||||
9 | Elect Director John F. McDonnell | For | For | Management | ||||||||
10 | Elect Director W. James McNerney, Jr. | For | For | Management | ||||||||
11 | Elect Director Mike S. Zafirovski | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Report on Foreign Arms Sales | Against | Against | Shareholder | ||||||||
14 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
15 | Adopt Human Rights Policy | Against | For | Shareholder | ||||||||
16 | Require Independent Lead Director | Against | For | Shareholder | ||||||||
17 | Performance-Based and/or Time-Based Equity Awards | Against | For | Shareholder | ||||||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
19 | Restrict Severance Agreements (Change-in-Control) | Against | For | Shareholder | ||||||||
05/15/08 - A | The Charles Schwab Corp. *SCHW* | 808513105 | ||||||||||
1 | Elect Director Frank C. Herringer | For | For | Management | ||||||||
2 | Elect Director Stephen T. McLin | For | For | Management | ||||||||
3 | Elect Director Charles R. Schwab | For | For | Management | ||||||||
4 | Elect Director Roger O. Walther | For | For | Management | ||||||||
5 | Elect Director Robert N. Wilson | For | For | Management | ||||||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||||||
7 | Amend Bylaws to Prohibit Precatory Proposals | Against | Against | Shareholder | ||||||||
04/16/08 - A | The Coca-Cola Company *KO* | 191216100 | ||||||||||
1 | Elect Director Herbert A. Allen | For | For | Management | ||||||||
2 | Elect Director Ronald W. Allen | For | For | Management | ||||||||
3 | Elect Director Cathleen P. Black | For | For | Management | ||||||||
4 | Elect Director Barry Diller | For | Against | Management | ||||||||
5 | Elect Director Alexis M. Herman | For | For | Management | ||||||||
6 | Elect Director E. Neville Isdell | For | For | Management | ||||||||
7 | Elect Director Muhtar Kent | For | For | Management | ||||||||
8 | Elect Director Donald R. Keough | For | For | Management | ||||||||
9 | Elect Director Donald F. McHenry | For | For | Management | ||||||||
10 | Elect Director Sam Nunn | For | For | Management | ||||||||
11 | Elect Director James D. Robinson III | For | For | Management | ||||||||
12 | Elect Director Peter V. Ueberroth | For | For | Management | ||||||||
13 | Elect Director Jacob Wallenberg | For | For | Management | ||||||||
14 | Elect Director James B. Williams | For | For | Management | ||||||||
15 | Ratify Auditors | For | For | Management | ||||||||
16 | Approve Stock Option Plan | For | For | Management | ||||||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
18 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
19 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
05/15/08 - A | The Dow Chemical Company *DOW* | 260543103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Report on Potential Links Between Company Products and Asthma | Against | Against | Shareholder | ||||||||
4 | Report on Environmental Remediation in Midland Area | Against | For | Shareholder | ||||||||
5 | Report on Genetically Engineered Seed | Against | Against | Shareholder | ||||||||
6 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
06/02/08 - A | The Gap, Inc. *GPS* | 364760108 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Howard P. Behar — For | |||||||||||
1.2 | Elect Director Adrian D.P. Bellamy — For | |||||||||||
1.3 | Elect Director Domenico De Sole — For | |||||||||||
1.4 | Elect Director Donald G. Fisher — For | |||||||||||
1.5 | Elect Director Doris F. Fisher — For | |||||||||||
1.6 | Elect Director Robert J. Fisher — For | |||||||||||
1.7 | Elect Director Penelope L. Hughes — For | |||||||||||
1.8 | Elect Director Bob L. Martin — For | |||||||||||
1.9 | Elect Director Jorge P. Montoya — For | |||||||||||
1.10 | Elect Director Glenn K. Murphy — For | |||||||||||
1.11 | Elect Director James M. Schneider — For | |||||||||||
1.12 | Elect Director Mayo A. Shattuck, III — For | |||||||||||
1.13 | Elect Director Kneeland C. Youngblood — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
04/10/08 - A | The Goldman Sachs Group, Inc. *GS* | 38141G104 | ||||||||||
1 | Elect Directors Lloyd C. Blankfein | For | For | Management | ||||||||
2 | Elect Directors John H. Bryan | For | For | Management | ||||||||
3 | Elect Directors Gary D. Cohn | For | For | Management | ||||||||
4 | Elect Directors Claes Dahlback | For | For | Management | ||||||||
5 | Elect Directors Stephen Friedman | For | For | Management | ||||||||
6 | Elect Directors William W. George | For | For | Management | ||||||||
7 | Elect Directors Rajat K. Gupta | For | For | Management | ||||||||
8 | Elect Directors James A. Johnson | For | For | Management | ||||||||
9 | Elect Directors Lois D. Juliber | For | For | Management | ||||||||
10 | Elect Directors Edward M. Liddy | For | For | Management | ||||||||
11 | Elect Directors Ruth J. Simmons | For | For | Management | ||||||||
12 | Elect Directors Jon Winkelried | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
16 | Prepare Sustainability Report | Against | Against | Shareholder | ||||||||
06/26/08 - A | The Kroger Co. *KR* | 501044101 | ||||||||||
1 | Elect Director Reuben V. Anderson | For | For | Management | ||||||||
2 | Elect Director Robert D. Beyer | For | For | Management | ||||||||
3 | Elect Director David B. Dillon | For | For | Management | ||||||||
4 | Elect Director Susan J. Kropf | For | For | Management | ||||||||
5 | Elect Director John T. LaMacchia | For | For | Management | ||||||||
6 | Elect Director David B. Lewis | For | For | Management | ||||||||
7 | Elect Director Don W. McGeorge | For | For | Management | ||||||||
8 | Elect Director W. Rodney McMullen | For | For | Management | ||||||||
9 | Elect Director Jorge P. Montoya | For | For | Management | ||||||||
10 | Elect Director Clyde R. Moore | For | For | Management | ||||||||
11 | Elect Director Susan M. Phillips | For | For | Management | ||||||||
12 | Elect Director Steven R. Rogel | For | For | Management | ||||||||
13 | Elect Director James A. Runde | For | For | Management | ||||||||
14 | Elect Director Ronald L. Sargent | For | For | Management | ||||||||
15 | Elect Director Bobby S. Shackouls | For | For | Management | ||||||||
16 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
17 | Ratify Auditors | For | For | Management | ||||||||
18 | Adopt Climate Change Policy | Against | For | Shareholder | ||||||||
19 | Adopt Purchasing Preference for Suppliers Using CAK | Against | Against | Shareholder | ||||||||
20 | Phase out Sales of Eggs from Battery Cage Hens | Against | Against | Shareholder | ||||||||
21 | Report on Company Product Safety Policies | Against | For | Shareholder | ||||||||
22 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
10/09/07 - A | The Procter & Gamble Company *PG* | 742718109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditor | For | For | Management | ||||||||
3 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
4 | Report on Free Enterprise Initiatives | Against | Against | Shareholder | ||||||||
5 | Report on Animal Welfare | Against | Against | Shareholder | ||||||||
06/03/08 - A | The TJX Companies, Inc. *TJX* | 872540109 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Jos B. Alvarez — For | |||||||||||
1.2 | Elect Director Alan M. Bennett — For | |||||||||||
1.3 | Elect Director David A. Brandon — Withhold | |||||||||||
1.4 | Elect Director Bernard Cammarata — For | |||||||||||
1.5 | Elect Director David T. Ching — For | |||||||||||
1.6 | Elect Director Michael F. Hines — For | |||||||||||
1.7 | Elect Director Amy B. Lane — For | |||||||||||
1.8 | Elect Director Carol Meyrowitz — For | |||||||||||
1.9 | Elect Director John F. O’Brien — For | |||||||||||
1.10 | Elect Director Robert F. Shapiro — For | |||||||||||
1.11 | Elect Director Willow B. Shire — For | |||||||||||
1.12 | Elect Director Fletcher H. Wiley — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
4 | Implement MacBride Principles | Against | Against | Shareholder | ||||||||
05/06/08 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
03/06/08 - A | The Walt Disney Company *DIS* | 254687106 | ||||||||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||||||
2 | Elect Director John E. Bryson | For | For | Management | ||||||||
3 | Elect Director John S. Chen | For | For | Management | ||||||||
4 | Elect Director Judith L. Estrin | For | For | Management | ||||||||
5 | Elect Director Robert A. Iger | For | For | Management | ||||||||
6 | Elect Director Steven P. Jobs | For | Against | Management | ||||||||
7 | Elect Director Fred H. Langhammer | For | For | Management | ||||||||
8 | Elect Director Aylwin B. Lewis | For | For | Management | ||||||||
9 | Elect Director Monica C. Lozano | For | For | Management | ||||||||
10 | Elect Director Robert W. Matschullat | For | For | Management | ||||||||
11 | Elect Director John E. Pepper, Jr. | For | For | Management | ||||||||
12 | Elect Director Orin C. Smith | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
05/02/08 - A | Tim Hortons Inc. *THI* | 88706M103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director M. Shan Atkins — For | |||||||||||
1.2 | Elect Director Moya M. Greene — For | |||||||||||
1.3 | Elect Director Frank Iacobucci — For | |||||||||||
1.4 | Elect Director Wayne C. Sales — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/16/08 - A | Time Warner Inc *TWX* | 887317105 | ||||||||||
1 | Elect Director James L. Barksdale | For | For | Management | ||||||||
2 | Elect Director Jeffrey L. Bewkes | For | For | Management | ||||||||
3 | Elect Director Stephen F. Bollenbach | For | For | Management | ||||||||
4 | Elect Director Frank J. Caufield | For | For | Management | ||||||||
5 | Elect Director Robert C. Clark | For | For | Management | ||||||||
6 | Elect Director Mathias Dopfner | For | For | Management | ||||||||
7 | Elect Director Jessica P. Einhorn | For | For | Management | ||||||||
8 | Elect Director Reuben Mark | For | For | Management | ||||||||
9 | Elect Director Michael A. Miles | For | For | Management | ||||||||
10 | Elect Director Kenneth J. Novack | For | For | Management | ||||||||
11 | Elect Director Richard D. Parsons | For | For | Management | ||||||||
12 | Elect Director Deborah C. Wright | For | For | Management | ||||||||
13 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
14 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
15 | Ratify Auditors | For | For | Management | ||||||||
16 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
09/28/07 - S | Trane Inc. | 029712106 | ||||||||||
1 | Change Company Name | For | For | Management | ||||||||
06/05/08 - S | Trane Inc. | 892893108 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
11/07/07 - A | Tuesday Morning Corp. *TUES* | 899035505 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Benjamin D. Chereskin — For | |||||||||||
1.2 | Elect Director Kathleen Mason — Withhold | |||||||||||
1.3 | Elect Director William J. Hunckler, III — For | |||||||||||
1.4 | Elect Director Robin P. Selati — For | |||||||||||
1.5 | Elect Director Henry F. Frigon — Withhold | |||||||||||
1.6 | Elect Director Bruce A. Quinnell — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
03/10/08 - A | Tyco Electronics Ltd. *TEL* | G9144P105 | ||||||||||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | ||||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Pierre R. Brondeau — For | |||||||||||
1.2 | Elect Director Ram Charan — For | |||||||||||
1.3 | Elect Director Juergen W. Gromer — For | |||||||||||
1.4 | Elect Director Robert M. Hernandez — For | |||||||||||
1.5 | Elect Director Thomas J. Lynch — For | |||||||||||
1.6 | Elect Director Daniel J. Phelan — For | |||||||||||
1.7 | Elect Director Frederic M. Poses — Withhold | |||||||||||
1.8 | Elect Director Lawrence S. Smith — For | |||||||||||
1.9 | Elect Director Paula A. Sneed — For | |||||||||||
1.10 | Elect Director David P. Steiner — For | |||||||||||
1.11 | Elect Director Sandra S. Wijnberg — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/06/08 - A | U-Store-It Trust *YSI* | 91274F104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/15/08 - A | U.S. Bancorp *USB* | 902973304 | ||||||||||
1 | Elect Director Douglas M. Baker, Jr. | For | For | Management | ||||||||
2 | Elect Director Joel W. Johnson | For | For | Management | ||||||||
3 | Elect Director David B. O’Maley | For | For | Management | ||||||||
4 | Elect Director O’Dell M. Owens | For | For | Management | ||||||||
5 | Elect Director Craig D. Schnuck | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
8 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
06/12/08 - A | United Online, Inc. *UNTD* | 911268100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Other Business | For | Against | Management | ||||||||
05/08/08 - A | United Parcel Service, Inc. *UPS* | 911312106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/09/08 - A | United Technologies Corp. *UTX* | 913017109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
5 | Improve Human Rights Standards or Policies | Against | For | Shareholder | ||||||||
6 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
7 | Report on Foreign Military Sales | Against | Against | Shareholder | ||||||||
06/05/08 - A | UnitedHealth Group Incorporated *UNH* | 91324P102 | ||||||||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||||||
6 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||||||
7 | Elect Director Glenn M. Renwick | For | For | Management | ||||||||
8 | Elect Director Gail R. Wilensky | For | For | Management | ||||||||
9 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
10 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
13 | Performance-Based Equity Awards | Against | For | Shareholder | ||||||||
05/21/08 - A | Universal Health Services, Inc. *UHS* | 913903100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director J.F. Williams Jr. — For | |||||||||||
2 | Amend Stock Option Plan | For | Against | Management | ||||||||
3 | Amend Restricted Stock Plan | For | For | Management | ||||||||
05/20/08 - A | Urban Outfitters, Inc. *URBN* | 917047102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Richard A. Hayne — Withhold | |||||||||||
1.2 | Elect Director Scott A. Belair — For | |||||||||||
1.3 | Elect Director Harry S. Cherken, Jr. — Withhold | |||||||||||
1.4 | Elect Director Joel S. Lawson, III — For | |||||||||||
1.5 | Elect Director Robert H. Strouse — For | |||||||||||
1.6 | Elect Director Glen T. Senk — Withhold | |||||||||||
2 | Approve Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Adopt ILO Based Code of Conduct | Against | For | Shareholder | ||||||||
02/04/08 - A | Varian Semiconductor Equipment Associates, Inc. *VSEA* | 922207105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | Against | Management | ||||||||
04/15/08 - A | VERIGY LTD *VRGY* | Y93691106 | ||||||||||
This is a duplicate meeting for ballots received via the Broadridge North American ballot distribution system | ||||||||||||
1 | TO RE-ELECT MR. C. SCOTT GIBSON AS A CLASS I DIRECTOR. | For | For | Management | ||||||||
2 | TO RE-ELECT MR. ERIC MEURICE AS A CLASS I DIRECTOR. | For | For | Management | ||||||||
3 | TO RE-ELECT DR. CLAUDINE SIMSON AS A CLASS I DIRECTOR. | For | For | Management | ||||||||
4 | TO RE-ELECT MR. EDWARD GRADY AS A CLASS II DIRECTOR. | For | For | Management | ||||||||
5 | TO RE-ELECT MR. STEVEN BERGLUND AS A CLASS III DIRECTOR. | For | For | Management | ||||||||
6 | REAPPOINT PRICEWATERHOUSECOOPERS AS AUDITORS AND AUTHORIZE BOARD TO FIX THEIR REMUNERATION. | For | For | Management | ||||||||
7 | APPROVE PRO RATED CASH COMPENSATION FOR SERVICES RENDERED BY EDWARD GRADY AND STEVEN BERGLUND AS NON-EMPLOYEE DIRECTORS FROM THE DATE OF THEIR APPOINTMENT THROUGH THE 2008 ANNUAL GENERAL MEETING. | For | For | Management | ||||||||
8 | APPROVE DIRECTOR CASH COMPENSATION AND ADDITIONAL CASH COMPENSATION FOR THE LEAD INDEPENDENT DIRECTOR AND CHAIRPERSONS OF THE AUDIT, COMPENSATION, AND NOMINATING AND GOVERNANCE COMMITTEE THROUGH THE 2009 ANNUAL GENERAL MEETING. | For | For | Management | ||||||||
9 | APPROVE CASH COMPENSATION TO C. SCOTT GIBSON AS THE LEAD INDEPENDENT DIRECTOR FOR THE PERIOD FROM JULY 10, 2007 THROUGH THE 2008 ANNUAL GENERAL MEETING. | For | For | Management | ||||||||
10 | TO APPROVE THE AMENDMENTS TO THE VERIGY 2006 EQUITY INCENTIVE PLAN. | For | Against | Management | ||||||||
11 | TO APPROVE THE AUTHORIZATION FOR THE BOARD OF DIRECTORS TO ALLOT AND ISSUE ORDINARY SHARES. | For | For | Management | ||||||||
12 | TO APPROVE THE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL. | For | For | Management | ||||||||
08/30/07 - A | VeriSign, Inc. *VRSN* | 92343E102 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director D. James Bidzos — Withhold | |||||||||||
1.2 | Elect Director William L. Chenevich — Withhold | |||||||||||
1.3 | Elect Director Louis A. Simpson — Withhold | |||||||||||
2 | Declassify the Board of Directors | For | For | Management | ||||||||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/29/08 - A | VeriSign, Inc. *VRSN* | 92343E102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director D. James Bidzos — For | |||||||||||
1.2 | Elect Director William L. Chenevich — For | |||||||||||
1.3 | Elect Director Kathleen A. Cote — For | |||||||||||
1.4 | Elect Director John D. Roach — For | |||||||||||
1.5 | Elect Director Louis A. Simpson — For | |||||||||||
1.6 | Elect Director Timothy Tomlinson — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/01/08 - A | Verizon Communications *VZ* | 92343V104 | ||||||||||
1 | Elect Director Richard L. Carrion | For | For | Management | ||||||||
2 | Elect Director M. Frances Keeth | For | For | Management | ||||||||
3 | Elect Director Robert W. Lane | For | For | Management | ||||||||
4 | Elect Director Sandra O. Moose | For | For | Management | ||||||||
5 | Elect Director Joseph Neubauer | For | For | Management | ||||||||
6 | Elect Director Donald T. Nicolaisen | For | For | Management | ||||||||
7 | Elect Director Thomas H. O’Brien | For | For | Management | ||||||||
8 | Elect Director Clarence Otis, Jr. | For | For | Management | ||||||||
9 | Elect Director Hugh B. Price | For | For | Management | ||||||||
10 | Elect Director Ivan G. Seidenberg | For | For | Management | ||||||||
11 | Elect Director John W. Snow | For | For | Management | ||||||||
12 | Elect Director John R. Stafford | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
15 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Against | Against | Shareholder | ||||||||
16 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
07/24/07 - A | Vodafone Group plc | 92857W209 | ||||||||||
Meeting for Holders of ADR’s | ||||||||||||
1 | TO RECEIVE THE REPORT OF THE DIRECTORS AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 MARCH 2007. | For | For | Management | ||||||||
2 | TO RE-ELECT SIR JOHN BOND AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | For | For | Management | ||||||||
3 | TO RE-ELECT ARUN SARIN AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | For | For | Management | ||||||||
4 | TO RE-ELECT DR MICHAEL BOSKIN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) | For | Against | Management | ||||||||
5 | TO RE-ELECT JOHN BUCHANAN AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) | For | For | Management | ||||||||
6 | TO RE-ELECT ANDY HALFORD AS A DIRECTOR | For | For | Management | ||||||||
7 | TO RE-ELECT ANNE LAUVERGEON AS A DIRECTOR (MEMBER OF THE AUDIT COMMITTEE) | For | For | Management | ||||||||
8 | TO RE-ELECT PROFESSOR JURGEN SCHREMPP AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) | For | For | Management | ||||||||
9 | TO RE-ELECT LUC VANDEVELDE AS A DIRECTOR (MEMBER OF THE NOMINATIONS AND GOVERNANCE COMMITTEE) (MEMBER OF THE REMUNERATION COMMITTEE) | For | For | Management | ||||||||
10 | TO RE-ELECT ANTHONY WATSON AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | For | For | Management | ||||||||
11 | TO RE-ELECT PHILIP YEA AS A DIRECTOR (MEMBER OF THE REMUNERATION COMMITTEE) | For | For | Management | ||||||||
12 | TO ELECT VITTORIO COLAO AS A DIRECTOR | For | For | Management | ||||||||
13 | TO ELECT ALAN JEBSON AS A DIRECTOR | For | For | Management | ||||||||
14 | TO ELECT NICK LAND AS A DIRECTOR | For | For | Management | ||||||||
15 | TO ELECT SIMON MURRAY AS A DIRECTOR | For | For | Management | ||||||||
16 | TO APPROVE A FINAL DIVIDEND OF 4.41P PER ORDINARY SHARE | For | For | Management | ||||||||
17 | TO APPROVE THE REMUNERATION REPORT | For | For | Management | ||||||||
18 | Ratify Auditors | For | For | Management | ||||||||
19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITORS | For | For | Management | ||||||||
20 | TO RENEW THE AUTHORITY TO ALLOT SHARES UNDER ARTICLE 16.2 OF THE COMPANY S ARTICLES OF ASSOCIATION | For | For | Management | ||||||||
21 | TO RENEW THE AUTHORITY TO DIS-APPLY PRE-EMPTION RIGHTS UNDER ARTICLE 16.3 OF THE COMPANY S ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | For | For | Management | ||||||||
22 | TO AUTHORISE THE COMPANY S PURCHASE OF ITS OWN SHARES (SECTION 166, COMPANIES ACT 1985) (SPECIAL RESOLUTION) | For | For | Management | ||||||||
23 | TO AUTHORISE THE COMPANY TO SEND OR SUPPLY DOCUMENTS OR INFORMATION TO SHAREHOLDERS IN ELECTRONIC FORM OR BY MEANS OF A WEBSITE (SPECIAL RESOLUTION) | For | For | Management | ||||||||
24 | TO ADOPT NEW ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | For | For | Management | ||||||||
25 | TO AMEND ARTICLE 114.1 OF THE COMPANY S ARTICLES OF ASSOCIATION (SPECIAL RESOLUTION) | Against | Against | Management | ||||||||
26 | TO SEPARATE OUT THE COMPANY S 45% INTEREST IN VERIZON WIRELESS FROM ITS OTHER ASSETS BY TRACKING SHARES OR SPIN OFF | Against | Against | Management | ||||||||
27 | TO ISSUE COMPANY BONDS DIRECTLY TO SHAREHOLDERS, INCREASING THE GROUP S INDEBTEDNESS | Against | Against | Management | ||||||||
28 | TO AMEND THE COMPANY S ARTICLES OF ASSOCIATION TO LIMIT THE COMPANY S ABILITY TO MAKE ACQUISITIONS WITHOUT APPROVAL BY SPECIAL RESOLUTION (SPECIAL RESOLUTION) | Against | Against | Management | ||||||||
04/22/08 - A | Wachovia Corp. *WB* | 929903102 | ||||||||||
1 | Elect Director John D. Baker, II | For | For | Management | ||||||||
2 | Elect Director Peter C. Browning | For | For | Management | ||||||||
3 | Elect Director John T. Casteen, III | For | For | Management | ||||||||
4 | Elect Director Jerry Gitt | For | For | Management | ||||||||
5 | Elect Director William H. Goodwin, Jr. | For | For | Management | ||||||||
6 | Elect Director Maryellen C. Herringer | For | For | Management | ||||||||
7 | Elect Director Robert A. Ingram | For | For | Management | ||||||||
8 | Elect Director Donald M. James | For | For | Management | ||||||||
9 | Elect Director Mackey J. McDonald | For | For | Management | ||||||||
10 | Elect Director Joseph Neubauer | For | For | Management | ||||||||
11 | Elect Director Timothy D. Proctor | For | For | Management | ||||||||
12 | Elect Director Ernest S. Rady | For | For | Management | ||||||||
13 | Elect Director Van L. Richey | For | For | Management | ||||||||
14 | Elect Director Ruth G. Shaw | For | For | Management | ||||||||
15 | Elect Director Lanty L. Smith | For | For | Management | ||||||||
16 | Elect Director G. Kennedy Thompson | For | For | Management | ||||||||
17 | Elect Director Dona Davis Young | For | For | Management | ||||||||
18 | Ratify Auditors | For | For | Management | ||||||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
20 | Report on Political Contributions | Against | For | Shareholder | ||||||||
21 | Require Two Candidates for Each Board Seat | Against | Against | Shareholder | ||||||||
04/09/08 - A | Waddell & Reed Financial, Inc. *WDR* | 930059100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
06/06/08 - A | Wal-Mart Stores, Inc. *WMT* | 931142103 | ||||||||||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||||||||
2 | Elect Director James W. Breyer | For | For | Management | ||||||||
3 | Elect Director M. Michele Burns | For | For | Management | ||||||||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||||
5 | Elect Director Roger C. Corbett | For | For | Management | ||||||||
6 | Elect Director Douglas N. Daft | For | For | Management | ||||||||
7 | Elect Director David D. Glass | For | For | Management | ||||||||
8 | Elect Director Gregory B. Penner | For | For | Management | ||||||||
9 | Elect Director Allen I. Questrom | For | For | Management | ||||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||||||||
11 | Elect Director Arne M. Sorenson | For | For | Management | ||||||||
12 | Elect Director Jim C. Walton | For | For | Management | ||||||||
13 | Elect Director S. Robson Walton | For | For | Management | ||||||||
14 | Elect Director Christopher J. Williams | For | For | Management | ||||||||
15 | Elect Director Linda S. Wolf | For | For | Management | ||||||||
16 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
17 | Ratify Auditors | For | For | Management | ||||||||
18 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | Shareholder | ||||||||
19 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
20 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||||
21 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
22 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
23 | Report on Political Contributions | Against | For | Shareholder | ||||||||
24 | Report on Social and Reputation Impact of Failure to Comply with ILO Conventions | Against | Against | Shareholder | ||||||||
25 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
05/21/08 - A | Wellpoint Inc *WLP* | 94973V107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
04/29/08 - A | Wells Fargo and Company *WFC* | 949746101 | ||||||||||
1 | Elect Director John S. Chen | For | For | Management | ||||||||
2 | Elect Director Lloyd H. Dean | For | For | Management | ||||||||
3 | Elect Director Susan E. Engel | For | For | Management | ||||||||
4 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||||||
5 | Elect Director Robert L. Joss | For | For | Management | ||||||||
6 | Elect Director Richard M. Kovacevich | For | For | Management | ||||||||
7 | Elect Director Richard D. McCormick | For | For | Management | ||||||||
8 | Elect Director Cynthia H. Milligan | For | Against | Management | ||||||||
9 | Elect Director Nicholas G. Moore | For | For | Management | ||||||||
10 | Elect Director Philip J. Quigley | For | Against | Management | ||||||||
11 | Elect Director Donald B. Rice | For | Against | Management | ||||||||
12 | Elect Director Judith M. Runstad | For | For | Management | ||||||||
13 | Elect Director Stephen W. Sanger | For | For | Management | ||||||||
14 | Elect Director John G. Stumpf | For | For | Management | ||||||||
15 | Elect Director Susan G. Swenson | For | For | Management | ||||||||
16 | Elect Director Michael W. Wright | For | Against | Management | ||||||||
17 | Ratify Auditors | For | For | Management | ||||||||
18 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
19 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
20 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
22 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
23 | Report on Human Rights Investment Policies | Against | Against | Shareholder | ||||||||
24 | Adopt EEO Policy Without Reference to Sexual Orientation | Against | Against | Shareholder | ||||||||
25 | Report on Racial and Ethnic Disparities in Loan Pricing | Against | Against | Shareholder | ||||||||
04/15/08 - A | Whirlpool Corp. *WHR* | 963320106 | ||||||||||
1 | Elect Director Herman Cain | For | For | Management | ||||||||
2 | Elect Director Jeff M. Fettig | For | For | Management | ||||||||
3 | Elect Director Miles L. Marsh | For | For | Management | ||||||||
4 | Elect Director Paul G. Stern | For | For | Management | ||||||||
5 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
6 | Amend Bylaws/Charter to Remove Antitakeover Provisions | Against | For | Shareholder | ||||||||
04/24/08 - A | Wyeth *WYE* | 983024100 | ||||||||||
1 | Elect Director Robert M. Amen | For | For | Management | ||||||||
2 | Elect Director Michael J. Critelli | For | For | Management | ||||||||
3 | Elect Director Robert Essner | For | For | Management | ||||||||
4 | Elect Director John D. Feerick | For | For | Management | ||||||||
5 | Elect Director Frances D. Fergusson | For | For | Management | ||||||||
6 | Elect Director Victor F. Ganzi | For | For | Management | ||||||||
7 | Elect Director Robert Langer | For | For | Management | ||||||||
8 | Elect Director John P. Mascotte | For | For | Management | ||||||||
9 | Elect Director Raymond J. McGuire | For | For | Management | ||||||||
10 | Elect Director Mary Lake Polan | For | For | Management | ||||||||
11 | Elect Director Bernard Poussot | For | For | Management | ||||||||
12 | Elect Director Gary L. Rogers | For | For | Management | ||||||||
13 | Elect Director John R. Torell III | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
16 | Amend Non-Employee Director Restricted Stock Plan | For | For | Management | ||||||||
17 | Report on Political Contributions | Against | For | Shareholder | ||||||||
18 | Claw-back of Payments under Restatements | Against | Against | Shareholder | ||||||||
05/20/08 - A | XTO Energy Inc *XTO* | 98385X106 | ||||||||||
1 | Elect Director William H. Adams III | For | Against | Management | ||||||||
2 | Elect Director Keith A. Hutton | For | For | Management | ||||||||
3 | Elect Director Jack P. Randall | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
05/05/08 - A | Zimmer Holdings Inc *ZMH* | 98956P102 | ||||||||||
1 | Elect Director David C. Dvorak | For | For | Management | ||||||||
2 | Elect Director Robert A. Hagemann | For | For | Management | ||||||||
3 | Elect Director Arthur J. Higgins | For | For | Management | ||||||||
4 | Elect Director Cecil B. Pickett | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
7 | Eliminate Supermajority Vote Requirement | For | For | Management |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Equity Premium Advantage Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date |
August 28, 2008