FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21731
Nuveen Equity Premium Advantage Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2009
Item 1. Proxy Voting Record
Proxy Voting Summary Report
July 1, 2008 – June 30, 2009
Nuveen Equity Premium Advantage Fund
Meeting Date/Type | Company/ Ballot Issues | Security | Management Recommendation | Vote Cast | Proponent | |||||||
05/12/09 - A | 3M CO *MMM* | 88579Y101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||||||
4 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
04/24/09 - A | Abbott Laboratories *ABT* | 002824100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Approve Nonqualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Report on Animal Testing | Against | Against | Shareholder | ||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
11/13/08 - A | Accuray Inc. *ARAY* | 004397105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
07/08/08 - S | Activision Blizzard, Inc. *ATVI* | 004930202 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Change Company Name | For | For | Management | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||||
4 | Eliminate Class of Preferred Stock | For | For | Management | ||||||||
5 | Amend Quorum Requirements | For | For | Management | ||||||||
6 | Adopt Supermajority Vote Requirement for Amendments | For | For | Management | ||||||||
7 | Prohibit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||||||
8 | Permit Directors Designated by Vivendi Certain Voting Powers | For | For | Management | ||||||||
9 | Amend Certificate of Incorporation to Limit Certain Business Activities | For | For | Management | ||||||||
10 | Amend Certificate of Incorporation to Establish Procedures Allocating Certain Corporate Opportunities | For | For | Management | ||||||||
11 | Amend Certificate of Incorporation to Require Vivendi or Activision Blizzard to Acquire all Outstanding Shares | For | For | Management | ||||||||
12 | Amend Certificate of Incorporation to Approve a Affiliate Transactions Provision | For | For | Management | ||||||||
13 | Amend Certificate of Incorporation to Restrict Business Combination Provision | For | For | Management | ||||||||
14 | Prohibit Board to Amend Bylaws Without Shareholder Consent | For | For | Management | ||||||||
15 | Adjourn Meeting | For | For | Management | ||||||||
09/24/08 - A | Activision Blizzard, Inc. *ATVI* | 00507V109 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director Philippe G. H. Capron — Withhold | |||||||||||
1.2 | Elect Director Robert J. Corti — Withhold | |||||||||||
1.3 | Elect Director Frederic R. Crepin — Withhold | |||||||||||
1.4 | Elect Director Bruce L. Hack — Withhold | |||||||||||
1.5 | Elect Director Brian G. Kelly — Withhold | |||||||||||
1.6 | Elect Director Robert A. Kotick — Withhold | |||||||||||
1.7 | Elect Director Jean-Bernard Levy — Withhold | |||||||||||
1.8 | Elect Director Robert J. Morgado — Withhold | |||||||||||
1.9 | Elect Director Douglas P. Morris — Withhold | |||||||||||
1.10 | Elect Director Rene P. Penisson — Withhold | |||||||||||
1.11 | Elect Director Richard Sarnoff — Withhold | |||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Adopt Policy and Report on Board Diversity | Against | Against | Shareholder | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
06/05/09 - A | Activision Blizzard, Inc. *ATVI* | 00507V109 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Philippe G. H. Capron — Withhold | |||||||||||
1.2 | Elect Director Robert J. Corti — For | |||||||||||
1.3 | Elect Director Frederic R. Crepin — Withhold | |||||||||||
1.4 | Elect Director Brian G. Kelly — Withhold | |||||||||||
1.5 | Elect Director Robert A. Kotick — Withhold | |||||||||||
1.6 | Elect Director Jean-bernard Levy — Withhold | |||||||||||
1.7 | Elect Director Robert J. Morgado — For | |||||||||||
1.8 | Elect Director Douglas P. Morris — Withhold | |||||||||||
1.9 | Elect Director Stephane Roussel — Withhold | |||||||||||
1.10 | Elect Director Richard Sarnoff — For | |||||||||||
1.11 | Elect Director Regis Turrini — Withhold | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
04/01/09 - A | Adobe Systems Inc. *ADBE* | 00724F101 | ||||||||||
1 | Elect Director Robert K. Burgess | For | For | Management | ||||||||
2 | Elect Director Carol Mills | For | For | Management | ||||||||
3 | Elect Director Daniel Rosensweig | For | For | Management | ||||||||
4 | Elect Director Robert Sedgewick | For | For | Management | ||||||||
5 | Elect Director John E. Warnock | For | For | Management | ||||||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
02/18/09 - S | Advanced Micro Devices, Inc. *AMD* | 007903107 | ||||||||||
1 | Approve Issuance of Shares for a Private Placement | For | For | Management | ||||||||
05/07/09 - A | Advanced Micro Devices, Inc. *AMD* | 007903107 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Waleed Al Mokarrab Al Muhairi — For | |||||||||||
1.2 | Elect Director W. Michael Barnes — For | |||||||||||
1.3 | Elect Director John E. Caldwell — Against | |||||||||||
1.4 | Elect Director Bruce L. Claflin — For | |||||||||||
1.5 | Elect Director Frank M. Clegg — For | |||||||||||
1.6 | Elect Director H. Paulett Eberhart — For | |||||||||||
1.7 | Elect Director Derrick R. Meyer — For | |||||||||||
1.8 | Elect Director Robert B. Palmer — For | |||||||||||
1.9 | Elect Director Morton L. Topfer — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Repricing of Options | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
05/04/09 - A | AFLAC Incorporated *AFL* | 001055102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
03/11/09 - A | Agilent Technologies Inc. *A* | 00846U101 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director William P. Sullivan — For | |||||||||||
1.2 | Elect Director Robert J. Herbold — For | |||||||||||
1.3 | Elect Director Koh Boon Hwee — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
05/19/09 - A | Akamai Technologies, Inc. *AKAM* | 00971T101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/30/09 - A | Allergan, Inc. *AGN* | 018490102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Report on Animal Testing | Against | Against | Shareholder | ||||||||
05/12/09 - A | Altera Corp. *ALTR* | 021441100 | ||||||||||
1 | Elect Director John P. Daane | For | For | Management | ||||||||
2 | Elect Director Robert J. Finocchio, Jr. | For | For | Management | ||||||||
3 | Elect Director Kevin McGarity | For | For | Management | ||||||||
4 | Elect Director Gregory E. Myers | For | For | Management | ||||||||
5 | Elect Director Krish A. Prabhu | For | For | Management | ||||||||
6 | Elect Director John Shoemaker | For | For | Management | ||||||||
7 | Elect Director Susan Wang | For | For | Management | ||||||||
8 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
9 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
05/19/09 - A | Altria Group, Inc. *MO* | 02209S103 | ||||||||||
1 | Elect Director Elizabeth E. Bailey | For | For | Management | ||||||||
2 | Elect Director Gerald L. Baliles | For | For | Management | ||||||||
3 | Elect Director Dinyar S. Devitre | For | For | Management | ||||||||
4 | Elect Director Thomas F. Farrell | For | For | Management | ||||||||
5 | Elect Director Robert E. R. Huntley | For | For | Management | ||||||||
6 | Elect Director Thomas W. Jones | For | For | Management | ||||||||
7 | Elect Director George Mu oz | For | For | Management | ||||||||
8 | Elect Director Nabil Y. Sakkab | For | For | Management | ||||||||
9 | Elect Director Michael E. Szymanczyk | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Reduce Tobacco Harm to Health | Against | Against | Shareholder | ||||||||
12 | Report on Marketing Practices on the Poor | Against | Against | Shareholder | ||||||||
13 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
14 | Adopt Human Rights Protocols for Company and Suppliers | Against | For | Shareholder | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||||||
05/28/09 - A | Amazon.com, Inc. *AMZN* | 023135106 | ||||||||||
1 | Elect Director Jeffrey P. Bezos | For | For | Management | ||||||||
2 | Elect Director Tom A. Alberg | For | For | Management | ||||||||
3 | Elect Director John Seely Brown | For | For | Management | ||||||||
4 | Elect Director L. John Doerr | For | For | Management | ||||||||
5 | Elect Director William B. Gordon | For | For | Management | ||||||||
6 | Elect Director Alain Monie | For | For | Management | ||||||||
7 | Elect Director Thomas O. Ryder | For | For | Management | ||||||||
8 | Elect Director Patricia Q. Stonesifer | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
04/30/09 - A | American Axle and Manufacturing Holdings, Inc. *AXL* | 024061103 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Salvatore J. Bonanno, Sr. — For | |||||||||||
1.2 | Elect Director David C. Dauch — For | |||||||||||
1.3 | Elect Director Forest J. Farmer — Withhold | |||||||||||
1.4 | Elect Director Richard C. Lappin — Withhold | |||||||||||
1.5 | Elect Director Thomas K. Walker — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/27/09 - A | American Express Co. *AXP* | 025816109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
5 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||||||
06/30/09 - A | American International Group, Inc. *AIG* | 026874107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Dennis D. Dammerman — For | |||||||||||
1.2 | Elect Director Harvey Golub — For | |||||||||||
1.3 | Elect Director Laurette T. Koellner — For | |||||||||||
1.4 | Elect Director Edward M. Liddy — For | |||||||||||
1.5 | Elect Director Christopher S. Lynch — For | |||||||||||
1.6 | Elect Director Arthur C. Martinez — For | |||||||||||
1.7 | Elect Director George L. Miles, Jr. — For | |||||||||||
1.8 | Elect Director Robert S. Miller — For | |||||||||||
1.9 | Elect Director Suzanne Nora Johnson — For | |||||||||||
1.10 | Elect Director Morris W. Offit — For | |||||||||||
1.11 | Elect Director Douglas M. Steenland — For | |||||||||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||||
4 | Approve Reverse Stock Split | For | For | Management | ||||||||
5 | Increase Authorized Preferred Stock | For | Against | Management | ||||||||
6 | Amend Certificate of Incorporation | For | For | Management | ||||||||
7 | Amend Certificate of Incorporation to Eliminate Restrictions on Pledge of Assets | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
9 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
10 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
11 | Reincorporate in Another State [from Delaware to North Dakota] | Against | Against | Shareholder | ||||||||
05/06/09 - A | Amgen, Inc. *AMGN* | 031162100 | ||||||||||
1 | Elect Director David Baltimore | For | For | Management | ||||||||
2 | Elect Director Frank J. Biondi, Jr. | For | For | Management | ||||||||
3 | Elect Director Francois de Carbonnel | For | For | Management | ||||||||
4 | Elect Director Jerry D. Choate | For | For | Management | ||||||||
5 | Elect Director Vance D. Coffman | For | For | Management | ||||||||
6 | Elect Director Frederick W. Gluck | For | For | Management | ||||||||
7 | Elect Director Frank C. Herringer | For | For | Management | ||||||||
8 | Elect Director Gilbert S. Omenn | For | For | Management | ||||||||
9 | Elect Director Judith C. Pelham | For | For | Management | ||||||||
10 | Elect Director J. Paul Reason | For | For | Management | ||||||||
11 | Elect Director Leonard D. Schaeffer | For | For | Management | ||||||||
12 | Elect Director Kevin W. Sharer | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
15 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
17 | Reincorporate in Another State [from Delaware to North Dakota ] | Against | Against | Shareholder | ||||||||
05/20/09 - A | Amphenol Corp. *APH* | 032095101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
03/10/09 - A | Analog Devices, Inc. *ADI* | 032654105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
05/15/09 - A | AngloGold Ashanti Ltd *AU* | 035128206 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2008 | For | For | Management | ||||||||
2 | Re-appoint Ernst & Young Inc as Auditors of the Company | For | For | Management | ||||||||
3 | Reelect RP Edey as Director | For | For | Management | ||||||||
4 | Authorise Directors to Allot and Issue Shares up to a Maximum of 5 Percent of the Issued Ordinary Shares of the Company from Time to Time | For | For | Management | ||||||||
5 | Authorize Issuance of Shares for Cash up to a Maximum of 5 Percent of Issued Capital | For | For | Management | ||||||||
6 | Approve Remuneration of Non-Executive Directors | For | For | Management | ||||||||
7 | Authorise Directors to Issue Convertible Bonds | For | For | Management | ||||||||
8 | Approve Increase in Authorized Share Capital | For | For | Management | ||||||||
9 | Amend Articles of Association | For | For | Management | ||||||||
04/27/09 - A | Apartment Investment and Management Company *AIV* | 03748R101 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director James N. Bailey — Withhold | |||||||||||
1.2 | Elect Director Terry Considine — For | |||||||||||
1.3 | Elect Director Richard S. Ellwood — Withhold | |||||||||||
1.4 | Elect Director Thomas L. Keltner — Withhold | |||||||||||
1.5 | Elect Director J. Landis Martin — Withhold | |||||||||||
1.6 | Elect Director Robert A. Miller — Withhold | |||||||||||
1.7 | Elect Director Michael A. Stein — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election of Directors | None | For | Shareholder | ||||||||
02/25/09 - A | Apple Inc. *AAPL* | 037833100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Report on Political Contributions | Against | Against | Shareholder | ||||||||
3 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
4 | Prepare Sustainability Report | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
10/28/08 - S | Applied Biosystems Inc. *LIFE* | 038149100 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
03/10/09 - A | Applied Materials, Inc. *AMAT* | 038222105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Aart J. de Geus — For | |||||||||||
1.2 | Elect Director Stephen R. Forrest — For | |||||||||||
1.3 | Elect Director Philip V. Gerdine — For | |||||||||||
1.4 | Elect Director Thomas J. Iannotti — For | |||||||||||
1.5 | Elect Director Alexander A. Karsner — For | |||||||||||
1.6 | Elect Director Charles Y.S. Liu — For | |||||||||||
1.7 | Elect Director Gerhard H. Parker — For | |||||||||||
1.8 | Elect Director Dennis D. Powell — For | |||||||||||
1.9 | Elect Director Willem P. Roelandts — For | |||||||||||
1.10 | Elect Director James E. Rogers — Withhold | |||||||||||
1.11 | Elect Director Michael R. Splinter — For | |||||||||||
2 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
11/06/08 - A | Archer-Daniels-Midland Company *ADM* | 039483102 | ||||||||||
1 | Elect Director George W. Buckley | For | For | Management | ||||||||
2 | Elect Director Mollie Hale Carter | For | For | Management | ||||||||
3 | Elect Director Victoria F. Haynes | For | Against | Management | ||||||||
4 | Elect Director Antonio Maciel Neto | For | Against | Management | ||||||||
5 | Elect Director Patrick J. Moore | For | For | Management | ||||||||
6 | Elect Director M. Brian Mulroney | For | For | Management | ||||||||
7 | Elect Director Thomas F. O Neill | For | Against | Management | ||||||||
8 | Elect Director Kelvin R. Westbrook | For | Against | Management | ||||||||
9 | Elect Director Patricia A. Woertz | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Adopt ILO Based Code of Conduct | Against | For | Shareholder | ||||||||
04/24/09 - A | AT&T Inc *T* | 00206R102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Randall L. Stephenson — For | |||||||||||
1.2 | Elect Director William F. Aldinger III — Against | |||||||||||
1.3 | Elect Director Gilbert F. Amelio — Against | |||||||||||
1.4 | Elect Director Reuben V. Anderson — For | |||||||||||
1.5 | Elect Director James H. Blanchard — Against | |||||||||||
1.6 | Elect Director August A. Busch III — For | |||||||||||
1.7 | Elect Director Jaime Chico Pardo — For | |||||||||||
1.8 | Elect Director James P. Kelly — For | |||||||||||
1.9 | Elect Director Jon C. Madonna — For | |||||||||||
1.10 | Elect Director Lynn M. Martin — For | |||||||||||
1.11 | Elect Director John B. McCoy — For | |||||||||||
1.12 | Elect Director Mary S. Metz — For | |||||||||||
1.13 | Elect Director Joyce M. Roch — For | |||||||||||
1.14 | Elect Director Laura D Andrea Tyson — For | |||||||||||
1.15 | Elect Director Patricia P. Upton — Against | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||||
4 | Report on Political Contributions | Against | For | Shareholder | ||||||||
5 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
6 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
7 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
9 | Exclude Pension Credits from Earnings Performance Measure | Against | For | Shareholder | ||||||||
05/20/09 - A | Atmel Corporation *ATML* | 049513104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Repricing of Options | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
06/11/09 - A | Autodesk, Inc. *ADSK* | 052769106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
11/11/08 - A | Automatic Data Processing, Inc. *ADP* | 053015103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
12/05/08 - S | Bank of America Corp. *BAC* | 060505104 | ||||||||||
1 | Issue Shares in Connection with Acquisition | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||||
4 | Adjourn Meeting | For | For | Management | ||||||||
04/29/09 - A | Bank of America Corp. *BAC* | 060505104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director William Barnet, III — For | |||||||||||
1.2 | Elect Director Frank P. Bramble, Sr. — Against | |||||||||||
1.3 | Elect Director Virgis W. Colbert — For | |||||||||||
1.4 | Elect Director John T. Collins — For | |||||||||||
1.5 | Elect Director Gary L. Countryman — For | |||||||||||
1.6 | Elect Director Tommy R. Franks — For | |||||||||||
1.7 | Elect Director Charles K. Gifford — For | |||||||||||
1.8 | Elect Director Kenneth D. Lewis — Against | |||||||||||
1.9 | Elect Director Monica C. Lozano — Against | |||||||||||
1.10 | Elect Director Walter E. Massey — For | |||||||||||
1.11 | Elect Director Thomas J. May — For | |||||||||||
1.12 | Elect Director Patricia E. Mitchell — For | |||||||||||
1.13 | Elect Director Joseph W. Prueher — For | |||||||||||
1.14 | Elect Director Charles O. Rossotti — For | |||||||||||
1.15 | Elect Director Thomas M. Ryan — For | |||||||||||
1.16 | Elect Director O. Temple Sloan, Jr. — Against | |||||||||||
1.17 | Elect Director Robert L. Tillman — Against | |||||||||||
1.18 | Elect Director Jackie M. Ward — Against | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | Management | ||||||||
4 | Report on Government Service of Employees | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
7 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
8 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
9 | Report on Predatory Lending Policies | Against | For | Shareholder | ||||||||
10 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
11 | TARP Related Compensation | Against | For | Shareholder | ||||||||
05/05/09 - A | Baxter International Inc. *BAX* | 071813109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Report on Animal Testing | Against | Against | Shareholder | ||||||||
06/24/09 - A | Best Buy Co., Inc. *BBY* | 086516101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
5 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
6 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
7 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
8 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
9 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
05/05/09 - A | Boston Scientific Corp. *BSX* | 101137107 | ||||||||||
1 | Elect Director John E. Abele | For | For | Management | ||||||||
2 | Elect Director Ursula M. Burns | For | For | Management | ||||||||
3 | Elect Director Marye Anne Fox | For | For | Management | ||||||||
4 | Elect Director Ray J. Groves | For | For | Management | ||||||||
5 | Elect Director Kristina M. Johnson | For | For | Management | ||||||||
6 | Elect Director Ernest Mario | For | For | Management | ||||||||
7 | Elect Director N.J. Nicholas, Jr. | For | For | Management | ||||||||
8 | Elect Director Pete M. Nicholas | For | For | Management | ||||||||
9 | Elect Director John E. Pepper | For | For | Management | ||||||||
10 | Elect Director Uwe E. Reinhardt | For | For | Management | ||||||||
11 | Elect Director Warren B. Rudman | For | For | Management | ||||||||
12 | Elect Director John E. Sununu | For | For | Management | ||||||||
13 | Elect Director James R. Tobin | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Other Business | For | Against | Management | ||||||||
05/05/09 - A | Bristol-Myers Squibb Co. *BMY* | 110122108 | ||||||||||
1 | Elect Director L. Andreotti | For | For | Management | ||||||||
2 | Elect Director L. B. Campbell | For | For | Management | ||||||||
3 | Elect Director J. M. Cornelius | For | For | Management | ||||||||
4 | Elect Director L. J. Freeh | For | For | Management | ||||||||
5 | Elect Director L. H. Glimcher | For | For | Management | ||||||||
6 | Elect Director M. Grobstein | For | For | Management | ||||||||
7 | Elect Director L. Johansson | For | For | Management | ||||||||
8 | Elect Director A. J. Lacy | For | For | Management | ||||||||
9 | Elect Director V. L. Sato | For | For | Management | ||||||||
10 | Elect Director T. D. West, Jr. | For | For | Management | ||||||||
11 | Elect Director R. S. Williams | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Increase Disclosure of Executive Compensation | Against | Against | Shareholder | ||||||||
14 | Reduce Supermajority Vote Requirement | Against | Against | Shareholder | ||||||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/14/09 - A | Broadcom Corp. *BRCM* | 111320107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director George L. Farinsky — For | |||||||||||
1.2 | Elect Director Nancy H. Handel — For | |||||||||||
1.3 | Elect Director Eddy W. Hartenstein — For | |||||||||||
1.4 | Elect Director John Major — For | |||||||||||
1.5 | Elect Director Scott A. McGregor — For | |||||||||||
1.6 | Elect Director William T. Morrow — For | |||||||||||
1.7 | Elect Director Robert E. Switz — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/23/09 - A | Brookdale Senior Living Inc. *BKD* | 112463104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Jeffrey R. Leeds — Withhold | |||||||||||
1.2 | Elect Director Mark J. Schulte — For | |||||||||||
1.3 | Elect Director Samuel Waxman — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
04/23/09 - A | Burlington Northern Santa Fe Corp. *BNI* | 12189T104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||||||
5 | Report on Political Contributions | Against | For | Shareholder | ||||||||
09/09/08 - A | CA, Inc. *CA* | 12673P105 | ||||||||||
1 | Elect Director Raymond J. Bromark | For | For | Management | ||||||||
2 | Elect Director Alfonse M. D’Amato | For | For | Management | ||||||||
3 | Elect Director Gary J. Fernandes | For | For | Management | ||||||||
4 | Elect Director Robert E. La Blanc | For | For | Management | ||||||||
5 | Elect Director Christopher B. Lofgren | For | For | Management | ||||||||
6 | Elect Director William E. McCracken | For | For | Management | ||||||||
7 | Elect Director John A. Swainson | For | For | Management | ||||||||
8 | Elect Director Laura S. Unger | For | For | Management | ||||||||
9 | Elect Director Arthur F. Weinbach | For | For | Management | ||||||||
10 | Elect Director Ron Zambonini | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
05/13/09 - A | Cadence Design Systems, Inc. *CDNS* | 127387108 | ||||||||||
1 | Elect Director Donald L. Lucas | For | For | Management | ||||||||
2 | Elect Director Alberto Sangiovanni-Vincentelli | For | For | Management | ||||||||
3 | Elect Director George M. Scalise | For | For | Management | ||||||||
4 | Elect Director John B. Shoven | For | For | Management | ||||||||
5 | Elect Director Roger S. Siboni | For | For | Management | ||||||||
6 | Elect Director John A.C. Swainson | For | For | Management | ||||||||
7 | Elect Director Lip-Bu Tan | For | For | Management | ||||||||
8 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
05/13/09 - A | Cameron International Corp *CAM* | 13342B105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director C. Baker Cunningham — Withhold | |||||||||||
1.2 | Elect Director Sheldon R. Erikson — Withhold | |||||||||||
1.3 | Elect Director Douglas L. Foshee — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
11/05/08 - A | Cardinal Health, Inc. *CAH* | 14149Y108 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Eliminate Cumulative Voting | For | For | Management | ||||||||
5 | Require Advance Notice for Shareholder Proposals/Nominations | For | For | Management | ||||||||
6 | Amend Articles of Incorporation to State that Common Shares Have No Stated Capital | For | For | Management | ||||||||
7 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
8 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
9 | Performance-Based and/or Time-Based Equity Awards | Against | For | Shareholder | ||||||||
06/23/09 - S | Cardinal Health, Inc. *CAH* | 14149Y108 | ||||||||||
1 | Approve Stock Option Exchange Program | For | For | Management | ||||||||
04/15/09 - A | Carnival Corp. *CCL* | 143658300 | ||||||||||
This is a duplicate meeting for ballots received via the Broadridge North American Ballot distribution system. | ||||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR CARNIVAL PLC. | For | For | Management | ||||||||
3 | TO AUTHORIZE THE AUDIT COMMITTEE OF CARNIVAL PLC TO AGREE TO THE REMUNERATION OF THE INDEPENDENT AUDITORS. | For | For | Management | ||||||||
4 | TO RECEIVE THE UK ACCOUNTS AND REPORTS OF THE DIRECTORS AND AUDITORS OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | For | For | Management | ||||||||
5 | TO APPROVE THE DIRECTORS REMUNERATION REPORT OF CARNIVAL PLC FOR THE FINANCIAL YEAR ENDED NOVEMBER 30, 2008. | For | Against | Management | ||||||||
6 | TO INCREASE THE AMOUNT OF THE AUTHORIZED BUT UNISSUED SHARE CAPITAL OF CARNIVAL PLC. | For | For | Management | ||||||||
7 | TO ADOPT THE AMENDED AND RESTATED ARTICLES OF ASSOCIATION OF CARNIVAL PLC. | For | For | Management | ||||||||
8 | TO APPROVE CERTAIN AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF CARNIVAL PLC, TO TAKE EFFECT FROM OCTOBER 1, 2009. | For | For | Management | ||||||||
9 | TO APPROVE THE GIVING OF AUTHORITY FOR THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | For | For | Management | ||||||||
10 | TO APPROVE THE DISAPPLICATION OF PRE-EMPTION RIGHTS IN RELATION TO THE ALLOTMENT OF NEW SHARES BY CARNIVAL PLC. | For | For | Management | ||||||||
11 | TO APPROVE A GENERAL AUTHORITY FOR CARNIVAL PLC TO BUY BACK CARNIVAL PLC ORDINARY SHARES IN THE OPEN MARKET. | For | For | Management | ||||||||
06/10/09 - A | Caterpillar Inc. *CAT* | 149123101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
5 | Report on Foreign Military Sales | Against | Against | Shareholder | ||||||||
6 | Adopt Simple Majority Vote Standard | Against | For | Shareholder | ||||||||
7 | Limitation on Compensation Consultant Services | Against | For | Shareholder | ||||||||
8 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
9 | Report on Lobbying Priorities | Against | Against | Shareholder | ||||||||
06/17/09 - A | Celgene Corp. *CELG* | 151020104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
05/12/09 - A | Cephalon, Inc. *CEPH* | 156708109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Stock Option Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/27/09 - A | Chevron Corporation *CVX* | 166764100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
5 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | Against | Shareholder | ||||||||
8 | Adopt Guidelines for Country Selection | Against | For | Shareholder | ||||||||
9 | Adopt Human Rights Policy | Against | For | Shareholder | ||||||||
10 | Report on Market Specific Environmental Laws | Against | Against | Shareholder | ||||||||
05/19/09 - A | China Mobile (Hong Kong) Limited *CHL* | 16941M109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
2 | Approve Final Dividend | For | For | Management | ||||||||
3a | Reelect Wang Jianzhou as Director | For | For | Management | ||||||||
3b | Reelect Zhang Chunjiang as Director | For | Against | Management | ||||||||
3c | Reelect Sha Yuejia as Director | For | For | Management | ||||||||
3d | Reelect Liu Aili as Director | For | For | Management | ||||||||
3e | Reelect Xu Long as Director | For | For | Management | ||||||||
3f | Reelect Moses Cheng Mo Chi as Director | For | For | Management | ||||||||
3g | Reelect Nicholas Jonathan Read as Director | For | For | Management | ||||||||
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | Management | ||||||||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | Management | ||||||||
7 | Authorize Reissuance of Repurchased Shares | For | Against | Management | ||||||||
08/14/08 - S | Chunghwa Telecom Co. Ltd. *CHT* | 17133Q304 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO APPROVE THE PROPOSAL FOR CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES. | For | For | Management | ||||||||
2 | TO APPROVE THE PROPOSAL FOR DECREASE IN CASH OF THE COMPANY. | For | For | Management | ||||||||
06/19/09 - A | Chunghwa Telecom Co. Ltd. *CHT* | 17133Q403 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Acceptance Of 2008 Business Report And Financial Statements | For | For | Management | ||||||||
2 | Approval Of The Proposal For The Distribution Of 2008 Earnings | For | For | Management | ||||||||
3 | Revision Of The Articles Of Incorporation | For | For | Management | ||||||||
4 | Proposed Conversion Of The Capital Surplus Into Capital Stock Ofthe Company And Issuance Of New Shares | For | For | Management | ||||||||
5 | Proposed Capital Deduction And Issuance Of Cash Dividends | For | For | Management | ||||||||
6 | Revision Of The Procedures For Acquisition Or Disposal Of Assets | For | For | Management | ||||||||
7 | Revision Of The Procedures For Lending Of Capital To Others | For | For | Management | ||||||||
8 | Revision Of The Procedures For Endorsements And Guarantees | For | For | Management | ||||||||
11/13/08 - A | Cisco Systems, Inc. *CSCO* | 17275R102 | ||||||||||
1 | Elect Director Carol A. Bartz | For | For | Management | ||||||||
2 | Elect Director M. Michele Burns | For | For | Management | ||||||||
3 | Elect Director Michael D. Capellas | For | For | Management | ||||||||
4 | Elect Director Larry R. Carter | For | For | Management | ||||||||
5 | Elect Director John T. Chambers | For | For | Management | ||||||||
6 | Elect Director Brian L. Halla | For | For | Management | ||||||||
7 | Elect Director John L. Hennessy | For | For | Management | ||||||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||||||
9 | Elect Director Roderick C. McGeary | For | For | Management | ||||||||
10 | Elect Director Michael K. Powell | For | For | Management | ||||||||
11 | Elect Director Steven M. West | For | For | Management | ||||||||
12 | Elect Director Jerry Yang | For | Against | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
15 | Report on Internet Fragmentation | Against | For | Shareholder | ||||||||
07/24/08 - S | Clear Channel Communications, Inc. *CCO* | 184502102 | ||||||||||
1 | Approve Merger Agreement | For | For | �� | Management | |||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
3 | Other Business | For | Against | Management | ||||||||
08/18/08 - S | CME Group Inc. *CME* | 12572Q105 | ||||||||||
1 | Approve Increase in Size of Board | For | For | Management | ||||||||
2 | Issue Shares in Connection with Acquisition | For | For | Management | ||||||||
3 | Adjourn Meeting | For | For | Management | ||||||||
05/13/09 - A | CME Group Inc. *CME* | 12572Q105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
10/30/08 - A | Coach, Inc. *COH* | 189754104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Lew Frankfort — For | |||||||||||
1.2 | Elect Director Susan Kropf — Withhold | |||||||||||
1.3 | Elect Director Gary Loveman — Withhold | |||||||||||
1.4 | Elect Director Ivan Menezes — Withhold | |||||||||||
1.5 | Elect Director Irene Miller — Withhold | |||||||||||
1.6 | Elect Director Keith Monda — For | |||||||||||
1.7 | Elect Director Michael Murphy — Withhold | |||||||||||
1.8 | Elect Director Jide Zeitlin — Withhold | |||||||||||
2 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
05/13/09 - A | ConocoPhillips *COP* | 20825C104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||||||
7 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||||||
8 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | Shareholder | ||||||||
9 | Require Director Nominee Qualifications | Against | Against | Shareholder | ||||||||
04/27/09 - A | COOPER INDUSTRIES LTD *CBE* | G24182100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Ernst & Young LLP as Independent Auditors | For | For | Management | ||||||||
3 | Implement Code of Conduct Based on International Labor Organization Standards | Against | Against | Shareholder | ||||||||
05/05/09 - A | Cooper Tire & Rubber Co. *CTB* | 216831107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/30/09 - A | Corning Inc. *GLW* | 219350105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director James B. Flaws — For | |||||||||||
1.2 | Elect Director James R. Houghton — For | |||||||||||
1.3 | Elect Director James J. O’Connor — Withhold | |||||||||||
1.4 | Elect Director Deborah D. Rieman — For | |||||||||||
1.5 | Elect Director Peter F. Volanakis — For | |||||||||||
1.6 | Elect Director Mark S. Wrighton — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
4 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
06/11/09 - A | Corporate Executive Board Co. (The) *EXBD* | 21988R102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/07/09 - A | Covanta Holding Corp. *CVA* | 22282E102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/06/09 - A | CVS Caremark Corp *CVS* | 126650100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Edwin M. Banks — For | |||||||||||
1.2 | Elect Director C. David Brown II — For | |||||||||||
1.3 | Elect Director David W. Dorman — For | |||||||||||
1.4 | Elect Director Kristen E. Gibney Williams — For | |||||||||||
1.5 | Elect Director Marian L. Heard — For | |||||||||||
1.6 | Elect Director William H. Joyce — For | |||||||||||
1.7 | Elect Director Jean-Pierre Million — For | |||||||||||
1.8 | Elect Director Terrence Murray — For | |||||||||||
1.9 | Elect Director C.A. Lance Piccolo — For | |||||||||||
1.10 | Elect Director Sheli Z. Rosenberg — For | |||||||||||
1.11 | Elect Director Thomas M. Ryan — For | |||||||||||
1.12 | Elect Director Richard J. Swift — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
5 | Report on Political Contributions | Against | For | Shareholder | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/21/09 - A | Cymer, Inc. *CYMI* | 232572107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/22/09 - A | Cypress Semiconductor Corp. *CY* | 232806109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Repricing of Options | For | Against | Management | ||||||||
05/05/09 - A | Danaher Corp. *DHR* | 235851102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Mortimer M. Caplin — For | |||||||||||
1.2 | Elect Director Donald J. Ehrlich — For | |||||||||||
1.3 | Elect Director Walter G. Lohr, Jr. — Against | |||||||||||
1.4 | Elect Director Linda P. Hefner — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Adopt Employment Contract | Against | For | Shareholder | ||||||||
5 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
6 | Report on Mercury Product Policies | Against | For | Shareholder | ||||||||
05/05/09 - A | DCT Industrial Trust Inc. *DCT* | 233153105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
02/25/09 - A | Deere & Co. *DE* | 244199105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Crandall C. Bowles — Against | |||||||||||
1.2 | Elect Director Vance D. Coffman — Against | |||||||||||
1.3 | Elect Director Clayton M. Jones — Against | |||||||||||
1.4 | Elect Director Thomas H. Patrick — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Shareholder | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
5 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
06/22/09 - A | Delta Air Lines, Inc. *DAL* | 247361702 | ||||||||||
1 | Elect Director Richard H. Anderson | For | For | Management | ||||||||
2 | Elect Director Roy J. Bostock | For | For | Management | ||||||||
3 | Elect Director John S. Brinzo | For | For | Management | ||||||||
4 | Elect Director Daniel A. Carp | For | For | Management | ||||||||
5 | Elect Director John M. Engler | For | For | Management | ||||||||
6 | Elect Director Mickey P. Foret | For | For | Management | ||||||||
7 | Elect Director David R. Goode | For | For | Management | ||||||||
8 | Elect Director Paula Rosput Reynolds | For | For | Management | ||||||||
9 | Elect Director Kenneth C. Rogers | For | For | Management | ||||||||
10 | Elect Director Rodney E. Slater | For | For | Management | ||||||||
11 | Elect Director Douglas M. Steenland | For | For | Management | ||||||||
12 | Elect Director Kenneth B. Woodrow | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
05/27/09 - A | Delta Petroleum Corp. *DPTR* | 247907207 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Roger A. Parker — For | |||||||||||
1.2 | Elect Director John R. Wallace — For | |||||||||||
1.3 | Elect Director Hank Brown — For | |||||||||||
1.4 | Elect Director Kevin R. Collins — Withhold | |||||||||||
1.5 | Elect Director Jerrie F. Eckelberger — Withhold | |||||||||||
1.6 | Elect Director Aleron H. Larson, Jr. — For | |||||||||||
1.7 | Elect Director Russell S. Lewis — Withhold | |||||||||||
1.8 | Elect Director James J. Murren — Withhold | |||||||||||
1.9 | Elect Director Jordan R. Smith — Withhold | |||||||||||
1.10 | Elect Director Daniel J. Taylor — For | |||||||||||
1.11 | Elect Director James B. Wallace — For | |||||||||||
1.12 | Elect Director Anthony Mandekic — For | |||||||||||
1.13 | Elect Director Jean-Michel Fonck — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/29/09 - A | Deluxe Corp. *DLX* | 248019101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/09/09 - S | Developers Diversified Realty Corp. *DDR* | 251591103 | ||||||||||
1 | Approve Issuance of Shares for a Private Placement | For | For | Management | ||||||||
2 | Amend Stock Ownership Limitations | For | For | Management | ||||||||
3 | Amend Securities Transfer Restrictions | For | For | Management | ||||||||
4 | Fix Number of Directors | For | For | Management | ||||||||
5 | Adjourn Meeting | For | For | Management | ||||||||
06/25/09 - A | Developers Diversified Realty Corp. *DDR* | 251591103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Dean S. Adler — For | |||||||||||
1.2 | Elect Director Terrance R. Ahern — For | |||||||||||
1.3 | Elect Director Robert H. Gidel — For | |||||||||||
1.4 | Elect Director Daniel B. Hurwitz — For | |||||||||||
1.5 | Elect Director Volker Kraft — For | |||||||||||
1.6 | Elect Director Victor B. MacFarlane — For | |||||||||||
1.7 | Elect Director Craig Macnab — For | |||||||||||
1.8 | Elect Director Scott D. Roulston — For | |||||||||||
1.9 | Elect Director Barry A. Sholem — For | |||||||||||
1.10 | Elect Director William B. Summers, Jr. — For | |||||||||||
1.11 | Elect Director Scott A. Wolstein — For | |||||||||||
2 | Increase Authorized Common Stock | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/19/09 - A | Diamond Offshore Drilling, Inc. *DO* | 25271C102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director James S. Tisch — Withhold | |||||||||||
1.2 | Elect Director Lawrence R. Dickerson — Withhold | |||||||||||
1.3 | Elect Director John R. Bolton — For | |||||||||||
1.4 | Elect Director Charles L. Fabrikant — For | |||||||||||
1.5 | Elect Director Paul G. Gaffney II — For | |||||||||||
1.6 | Elect Director Edward Grebow — For | |||||||||||
1.7 | Elect Director Herbert C. Hofmann — Withhold | |||||||||||
1.8 | Elect Director Arthur L. Rebell — Withhold | |||||||||||
1.9 | Elect Director Raymond S. Troubh — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/07/09 - A | Duke Energy Corp. *DUK* | 26441C105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/29/09 - A | E.I. Du Pont De Nemours & Co. *DD* | 263534109 | ||||||||||
1 | Elect Director Samuel W. Bodman | For | For | Management | ||||||||
2 | Elect Director Richard H. Brown | For | For | Management | ||||||||
3 | Elect Director Robert A. Brown | For | For | Management | ||||||||
4 | Elect Director Bertrand P. Collomb | For | For | Management | ||||||||
5 | Elect Director Curtis J. Crawford | For | For | Management | ||||||||
6 | Elect Director Alexander M. Cutler | For | For | Management | ||||||||
7 | Elect Director John T. Dillon | For | For | Management | ||||||||
8 | Elect Director Eleuthere I. Du Pont | For | For | Management | ||||||||
9 | Elect Director Marillyn Hewson | For | For | Management | ||||||||
10 | Elect Director Charles O. Holliday, Jr. | For | For | Management | ||||||||
11 | Elect Director Lois D. Juliber | For | For | Management | ||||||||
12 | Elect Director Ellen J. Kullman | For | For | Management | ||||||||
13 | Elect Director William K. Reily | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/13/09 - A | Eastman Kodak Co. *EK* | 277461109 | ||||||||||
1 | Elect Director Richard S. Braddock | For | For | Management | ||||||||
2 | Elect Director Timothy M. Donahue | For | For | Management | ||||||||
3 | Elect Director Michael J. Hawley | For | For | Management | ||||||||
4 | Elect Director William H. Hernandez | For | For | Management | ||||||||
5 | Elect Director Douglas R. Lebda | For | For | Management | ||||||||
6 | Elect Director Debra L. Lee | For | For | Management | ||||||||
7 | Elect Director Delano E. Lewis | For | For | Management | ||||||||
8 | Elect Director William G. Parrett | For | For | Management | ||||||||
9 | Elect Director Antonio M. Perez | For | For | Management | ||||||||
10 | Elect Director Dennis F. Strigl | For | For | Management | ||||||||
11 | Elect Director Laura D’Andrea Tyson | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
04/22/09 - A | Eaton Corporation *ETN* | 278058102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/29/09 - A | eBay Inc. *EBAY* | 278642103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Stock Option Exchange Program | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
07/31/08 - S | Electronic Data Systems Corp. *EDS* | 285661104 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
04/20/09 - A | Eli Lilly and Co. *LLY* | 532457108 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Martin S. Feldstein — Withhold | |||||||||||
1.2 | Elect Director J. Erik Fyrwald — Withhold | |||||||||||
1.3 | Elect Director Ellen R. Marram — Withhold | |||||||||||
1.4 | Elect Director Douglas R. Oberhelman — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
5 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
6 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | For | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/06/09 - A | EMC Corporation *EMC* | 268648102 | ||||||||||
1 | Elect Director Michael W. Brown | For | For | Management | ||||||||
2 | Elect Director Randolph L. Cowen | For | For | Management | ||||||||
3 | Elect Director Michael J. Cronin | For | For | Management | ||||||||
4 | Elect Director Gail Deegan | For | For | Management | ||||||||
5 | Elect Director John R. Egan | For | For | Management | ||||||||
6 | Elect Director W. Paul Fitzgerald | For | For | Management | ||||||||
7 | Elect Director Edmund F. Kelly | For | For | Management | ||||||||
8 | Elect Director Windle B. Priem | For | For | Management | ||||||||
9 | Elect Director Paul Sagan | For | For | Management | ||||||||
10 | Elect Director David N. Strohm | For | For | Management | ||||||||
11 | Elect Director Joseph M. Tucci | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
14 | Permit Right to Call Special Meeting | For | For | Management | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
02/03/09 - A | Emerson Electric Co. *EMR* | 291011104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director A.A. Busch III — For | |||||||||||
1.2 | Elect Director A.F. Golden — Withhold | |||||||||||
1.3 | Elect Director H. Green — For | |||||||||||
1.4 | Elect Director W.R. Johnson — For | |||||||||||
1.5 | Elect Director J.B. Menzer — For | |||||||||||
1.6 | Elect Director V.R. Loucks, Jr. — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/26/09 - A | ev3, Inc. *EVVV* | 26928A200 | ||||||||||
1 | Elect Director Jeffrey B. Child | For | Against | Management | ||||||||
2 | Elect Director John L. Miclot | For | For | Management | ||||||||
3 | Elect Director Thomas E. Timbie | For | Against | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
04/28/09 - A | Exelon Corporation *EXC* | 30161N101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director John A. Canning, Jr. — For | |||||||||||
1.2 | Elect Director M. Walter D’Alessio — For | |||||||||||
1.3 | Elect Director Bruce DeMars — For | |||||||||||
1.4 | Elect Director Nelson A. Diaz — For | |||||||||||
1.5 | Elect Director Rosemarie B. Greco — For | |||||||||||
1.6 | Elect Director Paul L. Joskow — For | |||||||||||
1.7 | Elect Director John M. Palms — For | |||||||||||
1.8 | Elect Director John W. Rogers, Jr. — For | |||||||||||
1.9 | Elect Director John W. Rowe — For | |||||||||||
1.10 | Elect Director Stephen D. Steinour — For | |||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Report on Global Warming | Against | Against | Shareholder | ||||||||
05/27/09 - A | Exxon Mobil Corp. *XOM* | 30231G102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director M.J. Boskin — For | |||||||||||
1.2 | Elect Director L.R. Faulkner — For | |||||||||||
1.3 | Elect Director K.C. Frazier — For | |||||||||||
1.4 | Elect Director .W. George — For | |||||||||||
1.5 | Elect Director R.C. King — For | |||||||||||
1.6 | Elect Director M.C. Nelson — For | |||||||||||
1.7 | Elect Director S.J. Palmisano — For | |||||||||||
1.8 | Elect Director S.S Reinemund — For | |||||||||||
1.9 | Elect Director R.W. Tillerson — For | |||||||||||
1.10 | Elect Director E.E. Whitacre, Jr. — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
4 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
5 | Reincorporate in Another State [from New Jersey to North Dakota] | Against | Against | Shareholder | ||||||||
6 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
8 | Compare CEO Compensation to Average U.S. per Capita Income | Against | Against | Shareholder | ||||||||
9 | Review Anti-discrimination Policy on Corporate Sponsorships and Executive Perks | Against | Against | Shareholder | ||||||||
10 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | Shareholder | ||||||||
11 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | Shareholder | ||||||||
12 | Report on Climate Change Impacts on Emerging Countries | Against | Against | Shareholder | ||||||||
13 | Adopt Policy to Increase Renewable Energy | Against | For | Shareholder | ||||||||
05/06/09 - A | Fairchild Semiconductor International, Inc. *FCS* | 303726103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Stock Option Exchange Program | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
06/03/09 - A | Fairpoint Communications, Inc *FRP* | 305560104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
01/15/09 - A | Family Dollar Stores, Inc. *FDO* | 307000109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Mark R. Bernstein — For | |||||||||||
1.2 | Elect Director Pamela L. Davies — For | |||||||||||
1.3 | Elect Director Sharon Allred Decker — For | |||||||||||
1.4 | Elect Director Edward C. Dolby — For | |||||||||||
1.5 | Elect Director Glenn A. Eisenberg — For | |||||||||||
1.6 | Elect Director Howard R. Levine — For | |||||||||||
1.7 | Elect Director George R. Mahoney, Jr. — For | |||||||||||
1.8 | Elect Director James G. Martin — For | |||||||||||
1.9 | Elect Director Harvey Morgan — For | |||||||||||
1.10 | Elect Director Dale C. Pond — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/28/09 - A | Fidelity National Financial, Inc. *FNF* | 31620R105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Frank P. Willey — For | |||||||||||
1.2 | Elect Director Willie D. Davis — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/28/09 - A | Fidelity National Information Services Inc *FIS* | 31620M106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director William P. Foley, II — For | |||||||||||
1.2 | Elect Director Thomas M. Hagerty — Withhold | |||||||||||
1.3 | Elect Director Keith W. Hughes — For | |||||||||||
1.4 | Elect Director Richard N. Massey — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
01/05/09 - S | FirstMerit Corp. *FMER* | 337915102 | ||||||||||
1 | Amend Articles of Incorporation Concerning Voting Rights of Preferred Stock | For | For | Management | ||||||||
2 | Amend Code of Regulations | For | Against | Management | ||||||||
3 | Adjourn Meeting | For | Against | Management | ||||||||
04/15/09 - A | FirstMerit Corp. *FMER* | 337915102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Karen S. Belden — For | |||||||||||
1.2 | Elect Director R. Cary Blair — Withhold | |||||||||||
1.3 | Elect Director John C. Blickle — For | |||||||||||
1.4 | Elect Director Robert W. Briggs — For | |||||||||||
1.5 | Elect Director Gina D. France — For | |||||||||||
1.6 | Elect Director Paul G. Greig — For | |||||||||||
1.7 | Elect Director Terry L. Haines — Withhold | |||||||||||
1.8 | Elect Director Clifford J. Isroff — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote on Executive Compensation | For | Against | Management | ||||||||
05/14/09 - A | Ford Motor Company *F* | 345370860 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Stephen G. Butler — For | |||||||||||
1.2 | Elect Director Kimberly A. Casiano — For | |||||||||||
1.3 | Elect Director Anthony F. Earley, Jr. — For | |||||||||||
1.4 | Elect Director Edsel B. Ford II — For | |||||||||||
1.5 | Elect Director William Clay Ford, Jr. — For | |||||||||||
1.6 | Elect Director Richard A. Gephardt — For | |||||||||||
1.7 | Elect Director Irvine O. Hockaday, Jr. — For | |||||||||||
1.8 | Elect Director Richard A. Manoogian — Withhold | |||||||||||
1.9 | Elect Director Ellen R. Marram — Withhold | |||||||||||
1.10 | Elect Director Alan Mulally — For | |||||||||||
1.11 | Elect Director Homer A. Neal — For | |||||||||||
1.12 | Elect Director Gerald L. Shaheen — For | |||||||||||
1.13 | Elect Director John L. Thornton — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve the Issuance of Common Stock | For | For | Management | ||||||||
4 | Approve the Issuance of Common Stock | For | For | Management | ||||||||
5 | Disclose Prior Government Service | Against | Against | Shareholder | ||||||||
6 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||||||
7 | Adopt Recapitalization Plan | Against | For | Shareholder | ||||||||
8 | Report on Political Contributions | Against | For | Shareholder | ||||||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
10 | Require Significant Enforceability of Stockowner Votes | Against | Against | Shareholder | ||||||||
11 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
12 | Limit Executive Compensation | Against | Against | Shareholder | ||||||||
05/14/09 - A | Frontier Communications Corp. *FTR* | 35906A108 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Kathleen Q. Abernathy — For | |||||||||||
1.2 | Elect Director Leroy T. Barnes, Jr. — For | |||||||||||
1.3 | Elect Director Peter C.B. Bynoe — For | |||||||||||
1.4 | Elect Director Michael T. Dugan — For | |||||||||||
1.5 | Elect Director Jeri B. Finard — For | |||||||||||
1.6 | Elect Director Lawton Wehle Fitt — For | |||||||||||
1.7 | Elect Director William M. Kraus — For | |||||||||||
1.8 | Elect Director Howard L. Schrott — For | |||||||||||
1.9 | Elect Director Larraine D. Segil — For | |||||||||||
1.10 | Elect Director David H. Ward — For | |||||||||||
1.11 | Elect Director Myron A. Wick, III — For | |||||||||||
1.12 | Elect Director Mary Agnes Wilderotter — For | |||||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
04/22/09 - A | General Electric Co. *GE* | 369604103 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director James I. Cash, Jr. — For | |||||||||||
1.2 | Elect Director William M. Castell — For | |||||||||||
1.3 | Elect Director Ann M. Fudge — For | |||||||||||
1.4 | Elect Director Susan Hockfield — For | |||||||||||
1.5 | Elect Director Jeffrey R. Immelt — For | |||||||||||
1.6 | Elect Director Andrea Jung — For | |||||||||||
1.7 | Elect Director Alan G. (A.G.) Lafley — Against | |||||||||||
1.8 | Elect Director Robert W. Lane — For | |||||||||||
1.9 | Elect Director Ralph S. Larsen — For | |||||||||||
1.10 | Elect Director Rochelle B. Lazarus — For | |||||||||||
1.11 | Elect Director James J. Mulva — For | |||||||||||
1.12 | Elect Director Sam Nunn — For | |||||||||||
1.13 | Elect Director Roger S. Penske — Against | |||||||||||
1.14 | Elect Director Robert J. Swieringa — For | |||||||||||
1.15 | Elect Director Douglas A. Warner III — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
5 | Evaluate the Potential Conversion of the Corporation’s Business Units into Four or More Public Corporations and Distribute New Shares | Against | Against | Shareholder | ||||||||
6 | Adopt Policy to Cease the Payments of Dividends or Equivalent Payments to Senior Executives for Shares Not Owned | Against | For | Shareholder | ||||||||
7 | Submit Severance Agreement (Change in Control) to shareholder Vote | Against | For | Shareholder | ||||||||
05/14/09 - A | Gentex Corp. *GNTX* | 371901109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/20/09 - A | Genuine Parts Co. *GPC* | 372460105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Mary B. Bullock — For | |||||||||||
1.2 | Elect Director Jean Douville — For | |||||||||||
1.3 | Elect Director Thomas C. Gallagher — For | |||||||||||
1.4 | Elect Director George C. ‘Jack’ Guynn — For | |||||||||||
1.5 | Elect Director John D. Johns — For | |||||||||||
1.6 | Elect Director Michael M.E. Johns — For | |||||||||||
1.7 | Elect Director J. Hicks Lanier — Withhold | |||||||||||
1.8 | Elect Director Wendy B. Needham — For | |||||||||||
1.9 | Elect Director Jerry W. Nix — For | |||||||||||
1.10 | Elect Director Larry L. Prince — For | |||||||||||
1.11 | Elect Director Gary W. Rollins — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/21/09 - A | Genzyme Corp. *GENZ* | 372917104 | ||||||||||
1 | Elect Director Douglas A. Berthiaume | For | For | Management | ||||||||
2 | Elect Director Gail K. Boudreaux | For | For | Management | ||||||||
3 | Elect Director Robert J. Carpenter | For | For | Management | ||||||||
4 | Elect Director Charles L. Cooney | For | For | Management | ||||||||
5 | Elect Director Victor J. Dzau | For | For | Management | ||||||||
6 | Elect Director Connie Mack III | For | For | Management | ||||||||
7 | Elect Director Richard F. Syron | For | For | Management | ||||||||
8 | Elect Director Henri A. Termeer | For | For | Management | ||||||||
9 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
10 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
05/06/09 - A | Gilead Sciences, Inc. *GILD* | 375558103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
05/20/09 - A/S | GlaxoSmithKline plc *GSK* | 37733W105 | ||||||||||
Meeting for ADR Holders | ||||||||||||
Ordinary Business | ||||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
2 | Approve Remuneration Report | For | For | Management | ||||||||
3 | Elect James Murdoch as Director | For | For | Management | ||||||||
4 | Re-elect Larry Culp as Director | For | For | Management | ||||||||
5 | Re-elect Sir Crispin Davis as Director | For | For | Management | ||||||||
6 | Re-elect Dr Moncef Slaoui as Director | For | For | Management | ||||||||
7 | Re-elect Tom de Swaan as Director | For | For | Management | ||||||||
8 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
9 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
Special Business | ||||||||||||
10 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 50,000 and to Incur EU Political Expenditure up to GBP 50,000 | For | For | Management | ||||||||
11 | Authorise Issue of Equity with Pre-emptive Rights Under a General Authority up to GBP 432,359,137 and an Additional Amount Pursuant to a Rights Issue of up to GBP 864,692,333 After Deducting Any Securities Issued Under the General Authority | For | For | Management | ||||||||
12 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 64,854,519 | For | For | Management | ||||||||
13 | Authorise 518,836,153 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
14 | Approve the Exemption from Statement of the Name of the Senior Statutory Auditor in Published Copies of the Auditor’s Reports | For | For | Management | ||||||||
15 | Approve That a General Meeting of the Company Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | �� | For | For | Management | |||||||
16 | Approve GlaxoSmithKline 2009 Performance Share Plan | For | For | Management | ||||||||
17 | Approve GlaxoSmithKline 2009 Share Option Plan | For | For | Management | ||||||||
18 | Approve GlaxoSmithKline 2009 Deferred Annual Bonus Plan | For | For | Management | ||||||||
09/26/08 - A | Global Payments, Inc. *GPN* | 37940X102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/07/09 - A | Google Inc *GOOG* | 38259P508 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director Eric Schmidt — Withhold | |||||||||||
1.2 | Elect Director Sergey Brin — Withhold | |||||||||||
1.3 | Elect Director Larry Page — Withhold | |||||||||||
1.4 | Elect Director L. John Doerr — Withhold | |||||||||||
1.5 | Elect Director John L. Hennessy — Withhold | |||||||||||
1.6 | Elect Director Arthur D. Levinson — Withhold | |||||||||||
1.7 | Elect Director Ann Mather — Withhold | |||||||||||
1.8 | Elect Director Paul S. Otellini — Withhold | |||||||||||
1.9 | Elect Director K. Ram Shriram — Withhold | |||||||||||
1.10 | Elect Director Shirley M. Tilghman — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
4 | Report on Political Contributions | For | For | Shareholder | ||||||||
5 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | Shareholder | ||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
04/24/09 - A | Graco Inc. *GGG* | 384109104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/05/09 - A | Great Plains Energy, Inc. *GXP* | 391164100 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director David L. Bodde — For | |||||||||||
1.2 | Elect Director Michael J. Chesser — For | |||||||||||
1.3 | Elect Director William H. Downey — For | |||||||||||
1.4 | Elect Director Randall C. Ferguson, Jr. — Withhold | |||||||||||
1.5 | Elect Director Gary D. Forsee — Withhold | |||||||||||
1.6 | Elect Director James A. Mitchell — For | |||||||||||
1.7 | Elect Director William C. Nelson — For | |||||||||||
1.8 | Elect Director Linda H. Talbott — For | |||||||||||
1.9 | Elect Director Robert H. West — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Increase Authorized Common Stock | For | For | Management | ||||||||
05/20/09 - A | Halliburton Co. *HAL* | 406216101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
5 | Review and Asses Human Rights Policies | Against | For | Shareholder | ||||||||
6 | Report on Political Contributions | Against | For | Shareholder | ||||||||
7 | Adopt Low Carbon Energy Policy | Against | Against | Shareholder | ||||||||
8 | Disclose Information on Compensation Consultant | Against | For | Shareholder | ||||||||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
10 | Establish Independent Director Committee to Review and Report on Financial Misconducts and Human Rights Abuses | Against | For | Shareholder | ||||||||
04/25/09 - A | Harley-Davidson, Inc. *HOG* | 412822108 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
10/24/08 - A | Harris Corp. *HRS* | 413875105 | ||||||||||
1 | Elect Director Lewis Hay III | For | For | Management | ||||||||
2 | Elect Director Karen Katen | For | For | Management | ||||||||
3 | Elect Director Stephen P. Kaufman | For | For | Management | ||||||||
4 | Elect Director Hansel E. Tookes II | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Increase Authorized Common Stock | For | For | Management | ||||||||
7 | Declassify the Board of Directors | For | For | Management | ||||||||
03/18/09 - A | Hewlett-Packard Company *HPQ* | 428236103 | ||||||||||
1 | Elect Director Lawrence T. Babbio, Jr. | For | For | Management | ||||||||
2 | Elect Director Sari M. Baldauf | For | For | Management | ||||||||
3 | Elect Director Rajiv L. Gupta | For | For | Management | ||||||||
4 | Elect Director John H. Hammergren | For | For | Management | ||||||||
5 | Elect Director Mark V. Hurd | For | For | Management | ||||||||
6 | Elect Director Joel Z. Hyatt | For | For | Management | ||||||||
7 | Elect Director John R. Joyce | For | For | Management | ||||||||
8 | Elect Director Robert L. Ryan | For | For | Management | ||||||||
9 | Elect Director Lucille S. Salhany | For | For | Management | ||||||||
10 | Elect Director G. Kennedy Thompson | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
02/13/09 - A | Hill-Rom Holdings, Inc. *HRC* | 431475102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/28/09 - A | Home Depot, Inc. *HD* | 437076102 | ||||||||||
1 | Elect Director F. Duane Ackerman | For | For | Management | ||||||||
2 | Elect Director David H. Batchelder | For | For | Management | ||||||||
3 | Elect Director Francis S. Blake | For | For | Management | ||||||||
4 | Elect Director Ari Bousbib | For | For | Management | ||||||||
5 | Elect Director Gregory D. Brenneman | For | For | Management | ||||||||
6 | Elect Director Albert P. Carey | For | For | Management | ||||||||
7 | Elect Director Armando Codina | For | For | Management | ||||||||
8 | Elect Director Bonnie G. Hill | For | For | Management | ||||||||
9 | Elect Director Karen L. Katen | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Approve Right to Call Special Meetings | For | Against | Management | ||||||||
12 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
13 | Call Special Meetings | Against | For | Shareholder | ||||||||
14 | Prepare Employment Diversity Report | Against | For | Shareholder | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
16 | Assess Energy Use and Establish Reduction Targets | Against | For | Shareholder | ||||||||
04/27/09 - A | Honeywell International, Inc. *HON* | 438516106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Gordon M. Bethune — Against | |||||||||||
1.2 | Elect Director Jaime Chico Pardo — For | |||||||||||
1.3 | Elect Director David M. Cote — For | |||||||||||
1.4 | Elect Director D. Scott Davis — For | |||||||||||
1.5 | Elect Director Linnet F. Deily — For | |||||||||||
1.6 | Elect Director Clive R. Hollick — Against | |||||||||||
1.7 | Elect Director George Paz — For | |||||||||||
1.8 | Elect Director Bradley T. Sheares — Against | |||||||||||
1.9 | Elect Director John R. Stafford — Against | |||||||||||
1.10 | Elect Director Michael W. Wright — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
4 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Adopt Anti Gross-up Policy | Against | For | Shareholder | ||||||||
7 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||||||
05/19/09 - A | HSN, Inc. *HSNI* | 404303109 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director Gregory R. Blatt — Withhold | |||||||||||
1.2 | Elect Director Michael C. Boyd — Withhold | |||||||||||
1.3 | Elect Director P. Bousquet-Chavanne — Withhold | |||||||||||
1.4 | Elect Director William Costello — Withhold | |||||||||||
1.5 | Elect Director James M. Follo — Withhold | |||||||||||
1.6 | Elect Director Mindy Grossman — Withhold | |||||||||||
1.7 | Elect Director Stephanie Kugelman — Withhold | |||||||||||
1.8 | Elect Director Arthur C. Martinez — Withhold | |||||||||||
1.9 | Elect Director Thomas J. McInerney — Withhold | |||||||||||
1.10 | Elect Director John B. Morse, Jr. — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | �� | Management | |||||||
05/04/09 - A | Hubbell Incorporated *HUB.B* | 443510201 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director E. Brooks — Withhold | |||||||||||
1.2 | Elect Director G. Edwards — Withhold | |||||||||||
1.3 | Elect Director A. Guzzi — Withhold | |||||||||||
1.4 | Elect Director J. Hoffman — Withhold | |||||||||||
1.5 | Elect Director A. McNally IV — Withhold | |||||||||||
1.6 | Elect Director T. Powers — Withhold | |||||||||||
1.7 | Elect Director G. Ratcliffe — Withhold | |||||||||||
1.8 | Elect Director R. Swift — Withhold | |||||||||||
1.9 | Elect Director D. Van Riper — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
08/01/08 - A | IAC/InteractiveCorp. *IACI* | 44919P300 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Edgar Bronfman, Jr. — Withhold | |||||||||||
1.2 | Elect Director Barry Diller — Withhold | |||||||||||
1.3 | Elect Director Victor A. Kaufman — Withhold | |||||||||||
1.4 | Elect Director Donald R. Keough — For | |||||||||||
1.5 | Elect Director Bryan Lourd — For | |||||||||||
1.6 | Elect Director John C. Malone — Withhold | |||||||||||
1.7 | Elect Director Arthur C. Martinez — For | |||||||||||
1.8 | Elect Director Steven Rattner — For | |||||||||||
1.9 | Elect Director Alan G. Spoon — For | |||||||||||
1.10 | Elect Director Diane Von Furstenberg — Withhold | |||||||||||
1.11 | Elect Director Michael P. Zeisser — Withhold | |||||||||||
2 | Approve Merger Agreement | For | Against | Management | ||||||||
3 | Approve Reverse Stock Split | For | Against | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | Against | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
06/15/09 - A | IAC/InteractiveCorp. *IACI* | 44919P508 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Edgar Bronfman, Jr. — Withhold | |||||||||||
1.2 | Elect Director Barry Diller — Withhold | |||||||||||
1.3 | Elect Director Victor A. Kaufman — Withhold | |||||||||||
1.4 | Elect Director Donald R. Keough — For | |||||||||||
1.5 | Elect Director Bryan Lourd — For | |||||||||||
1.6 | Elect Director John C. Malone — Withhold | |||||||||||
1.7 | Elect Director Arthur C. Martinez — For | |||||||||||
1.8 | Elect Director David Rosenblatt — For | |||||||||||
1.9 | Elect Director Alan G. Spoon — For | |||||||||||
1.10 | Elect Director Alexander von Furstenberg — Withhold | |||||||||||
1.11 | Elect Director Michael P. Zeisser — Withhold | |||||||||||
2 | Approve Stock Option Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/26/09 - A | iBasis, Inc. *IBAS* | 450732201 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Ofer Gneezy — Withhold | |||||||||||
1.2 | Elect Director Charles N. Corfield — For | |||||||||||
2 | Approve Executive Incentive Bonus Plan | For | Against | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
06/20/09 - A | Infosys Technologies Ltd *INFY* | 456788108 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Receive, Consider And Adopt The Balance Sheet As Atmarch 31, 2009 And The Profit And Loss Account For The Yearended On That Date And The Report Of The Directors And Auditors | For | For | Management | ||||||||
2 | Declare A Final Dividend For The Financial Year Endedmarch 31, 2009. | For | For | Management | ||||||||
3 | Appoint A Director In Place Of Deepak M. Satwalekar, Who retires By Rotation And, Being Eligible, Seeks Re-appointment. | For | For | Management | ||||||||
4 | Appoint A Director In Place Of Dr. Omkar Goswami, Who Retires by Rotation And, Being Eligible, Seeks Re-appointment. | For | For | Management | ||||||||
5 | Appoint A Director In Place Of Rama Bijapurkar, Who Retires by Rotation And, Being Eligible, Seeks Re-appointment. | For | For | Management | ||||||||
6 | Appoint A Director In Place Of David L. Boyles, Who Retires by Rotation And, Being Eligible, Seeks Re-appointment. | For | For | Management | ||||||||
7 | Appoint A Director In Place Of Prof. Jeffrey S. Lehman, Who retires By Rotation And, Being Eligible, Seeks Re-appointment. | For | For | Management | ||||||||
8 | Appoint Auditors To Hold Office From The Conclusion Of The Annual General Meeting Held On June 20, 2009, Until The conclusion Of The Next Annual General Meeting, And To Fix Their Remuneration. | For | For | Management | ||||||||
9 | Appoint K.v. Kamath As Director, Liable To Retire By rotation. | For | For | Management | ||||||||
09/12/08 - A | Integrated Device Technology, Inc. *IDTI* | 458118106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director John Schofield — For | |||||||||||
1.2 | Elect Director Lew Eggebrecht — For | |||||||||||
1.3 | Elect Director Gordon Parnell — For | |||||||||||
1.4 | Elect Director Ron Smith — For | |||||||||||
1.5 | Elect Director Nam P. Suh — For | |||||||||||
1.6 | Elect Director T.L. Tewksbury III — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/13/09 - A | Integrys Energy Group Inc *TEG* | 45822P105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/20/09 - A | Intel Corporation *INTC* | 458140100 | ||||||||||
1 | Elect Director Charlene Barshefsky | For | For | Management | ||||||||
2 | Elect Director Susan L. Decker | For | For | Management | ||||||||
3 | Elect Director John J. Donahoe | For | For | Management | ||||||||
4 | Elect Director Reed E. Hundt | For | For | Management | ||||||||
5 | Elect Director Paul S. Otellini | For | For | Management | ||||||||
6 | Elect Director James D. Plummer | For | For | Management | ||||||||
7 | Elect Director David S. Pottruck | For | For | Management | ||||||||
8 | Elect Director Jane E. Shaw | For | For | Management | ||||||||
9 | Elect Director John L. Thornton | For | For | Management | ||||||||
10 | Elect Director Frank D. Yeary | For | For | Management | ||||||||
11 | Elect Director David B. Yoffie | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
14 | Approve Stock Option Exchange Program | For | For | Management | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
16 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
17 | Adopt Policy on Human Rights to Water | Against | Against | Shareholder | ||||||||
04/28/09 - A | International Business Machines Corp. *IBM* | 459200101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
5 | Review Executive Compensation | Against | For | Shareholder | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
03/03/09 - A | International Game Technology *IGT* | 459902102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Robert A. Bittman — For | |||||||||||
1.2 | Elect Director Richard R. Burt — For | |||||||||||
1.3 | Elect Director Patti S. Hart — For | |||||||||||
1.4 | Elect Director Robert A. Mathewson — For | |||||||||||
1.5 | Elect Director Thomas J. Matthews — For | |||||||||||
1.6 | Elect Director Robert Miller — For | |||||||||||
1.7 | Elect Director Frederick B. Rentschler — For | |||||||||||
1.8 | Elect Director David E. Roberson — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Elect Director Philip G. Satre | For | For | Management | ||||||||
05/11/09 - A | International Paper Co. *IP* | 460146103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Permit Right to Call Special Meeting | For | For | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
5 | Report on Sustainable Forestry | Against | Against | Shareholder | ||||||||
05/06/09 - A | Intersil Corporation *ISIL* | 46069S109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
06/10/09 - A | Interval Leisure Group, Inc. *IILG* | 46113M108 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Craig M. Nash — Withhold | |||||||||||
1.2 | Elect Director Gregory R. Blatt — Withhold | |||||||||||
1.3 | Elect Director David Flowers — Withhold | |||||||||||
1.4 | Elect Director Gary S. Howard — Withhold | |||||||||||
1.5 | Elect Director Lewis J. Korman — Withhold | |||||||||||
1.6 | Elect Director Thomas J. Kuhn — For | |||||||||||
1.7 | Elect Director Thomas J. McInerney — Withhold | |||||||||||
1.8 | Elect Director Thomas P. Murphy, Jr. — Withhold | |||||||||||
1.9 | Elect Director Avy H. Stein — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/22/09 - A | Intuitive Surgical, Inc. *ISRG* | 46120E602 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
05/05/09 - A | ITT Educational Services, Inc. *ESI* | 45068B109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/15/09 - A | J. C. Penney Co., Inc (HLDG CO) *JCP* | 708160106 | ||||||||||
1 | Elect Director Colleen C. Barrett | For | For | Management | ||||||||
2 | Elect Director M. Anthony Burns | For | For | Management | ||||||||
3 | Elect Director Maxine K. Clark | For | For | Management | ||||||||
4 | Elect Director Thomas J. Engibous | For | For | Management | ||||||||
5 | Elect Director Kent B. Foster | For | For | Management | ||||||||
6 | Elect Director Ken C. Hicks | For | For | Management | ||||||||
7 | Elect Director Burl Osborne | For | For | Management | ||||||||
8 | Elect Director Leonard H. Roberts | For | For | Management | ||||||||
9 | Elect Director Javier G. Teruel | For | For | Management | ||||||||
10 | Elect Director R. Gerald Turner | For | For | Management | ||||||||
11 | Elect Director Myron E. Ullman, III | For | For | Management | ||||||||
12 | Elect Director Mary Beth West | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
15 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
04/23/09 - A | Johnson & Johnson *JNJ* | 478160104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/19/09 - A | JPMorgan Chase & Co. *JPM* | 46625H100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
4 | Disclose Prior Government Service | Against | Against | Shareholder | ||||||||
5 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
6 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
7 | Report on Predatory Lending Policies | Against | Against | Shareholder | ||||||||
8 | Amend Key Executive Performance Plan | Against | For | Shareholder | ||||||||
9 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
10 | Prepare Carbon Principles Report | Against | Against | Shareholder | ||||||||
04/02/09 - A | KB Home *KBH* | 48666K109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Stephen F. Bollenbach — For | |||||||||||
1.2 | Elect Director Timothy W. Finchem — For | |||||||||||
1.3 | Elect Director Kenneth M. Jastrow, II — For | |||||||||||
1.4 | Elect Director Robert L. Johnson — For | |||||||||||
1.5 | Elect Director Melissa Lora — For | |||||||||||
1.6 | Elect Director Michael G. McCaffery — For | |||||||||||
1.7 | Elect Director Jeffrey T. Mezger — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Stock Ownership Limitations | For | For | Management | ||||||||
4 | Approve Shareholder Rights Plan (Poison Pill) | For | For | Management | ||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
6 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
8 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
05/14/09 - A | Kohl’s Corp. *KSS* | 500255104 | ||||||||||
1 | Elect Director Peter Boneparth | For | For | Management | ||||||||
2 | Elect Director Steven A. Burd | For | For | Management | ||||||||
3 | Elect Director John F. Herma | For | For | Management | ||||||||
4 | Elect Director Dale E. Jones | For | For | Management | ||||||||
5 | Elect Director William S. Kellogg | For | For | Management | ||||||||
6 | Elect Director Kevin Mansell | For | For | Management | ||||||||
7 | Elect Director R. Lawrence Montgomery | For | For | Management | ||||||||
8 | Elect Director Frank V. Sica | For | For | Management | ||||||||
9 | Elect Director Peter M. Sommerhauser | For | For | Management | ||||||||
10 | Elect Director Stephanie A. Streeter | For | For | Management | ||||||||
11 | Elect Director Stephen E. Watson | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
05/20/09 - A | Kraft Foods Inc *KFT* | 50075N104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Ajay Banga — Against | |||||||||||
1.2 | Elect Director Myra M. Hart — For | |||||||||||
1.3 | Elect Director Lois D. Juliber — For | |||||||||||
1.4 | Elect Director Mark D. Ketchum — For | |||||||||||
1.5 | Elect Director Richard A. Lerner — For | |||||||||||
1.6 | Elect Director John C. Pope — For | |||||||||||
1.7 | Elect Director Fredric G. Reynolds — For | |||||||||||
1.8 | Elect Director Irene B. Rosenfeld — For | |||||||||||
1.9 | Elect Director Deborah C. Wright — For | |||||||||||
1.10 | Elect Director Frank G. Zarb — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | ���� | Management | |||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
04/17/09 - A | LAN Airlines S.A. *LFL* | 501723100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | APPROVAL OF THE REPORT, BALANCE SHEET AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2008. | For | For | Management | ||||||||
2 | APPROVAL OF THE DISTRIBUTION OF DEFINITIVE DIVIDEND TO BE CHARGED TO THE EARNINGS FOR FISCAL YEAR 2008, ALL AS MORE FULLYDESCRIBED IN THE PROXY STATEMENT. | For | For | Management | ||||||||
3 | DETERMINATION OF THE COMPENSATION FOR THE BOARD OF DIRECTORS FOR FISCAL YEAR 2009. | For | For | Management | ||||||||
4 | DETERMINATION OF THE COMPENSATION FOR THE DIRECTOR S COMMITTEE AND THEIR BUDGET FOR FISCAL YEAR 2009. | For | For | Management | ||||||||
5 | DESIGNATION OF EXTERNAL AUDITORS; DESIGNATION OF RISK ASSESSORS; ACCOUNTS OF THE MATTERS REFERRED TO IN ARTICLE 44 OF LAW 18046ON CORPORATIONS. | For | For | Management | ||||||||
6 | INFORMATION REGARDING THE COST OF PROCESSING, PRINTING AND DISTRIBUTION OF THE INFORMATION AS REFERRED TO IN CIRCULARN.1494 OF THE SUPERINTENDENCE OF SECURITIES AND INSURANCE. | For | For | Management | ||||||||
7 | ANY OTHER MATTER OF PUBLIC INTEREST THAT SHOULD BE KNOWN FOR THE SHAREHOLDERS MEETING. | For | Against | Management | ||||||||
05/28/09 - A | Lender Processing Services, Inc. *LPS* | 52602E102 | ||||||||||
1 | Elect Director Marshall Haines | For | For | Management | ||||||||
2 | Elect Director James K. Hunt | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
06/25/09 - A | Liberty Media Corporation *LINTA* | 53071M500 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Donne F. Fisher — Withhold | |||||||||||
1.2 | Elect Director Gregory B. Maffei — For | |||||||||||
1.3 | Elect Director M. Lavoy Robison — Withhold | |||||||||||
2 | Change Company Name | For | For | Management | ||||||||
3 | Approve Reverse Stock Split | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
04/30/09 - A | Life Technologies Corp *LIFE* | 53217V109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
5 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
05/28/09 - A | Limited Brands *LTD* | 532716107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Declassify the Board of Directors | None | For | Management | ||||||||
05/11/09 - A | Lincare Holdings, Inc. *LNCR* | 532791100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
11/05/08 - A | Linear Technology Corp. *LLTC* | 535678106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Robert H. Swanson, Jr. — For | |||||||||||
1.2 | Elect Director David S. Lee — Withhold | |||||||||||
1.3 | Elect Director Lothar Maier — For | |||||||||||
1.4 | Elect Director Richard M. Moley — Withhold | |||||||||||
1.5 | Elect Director Thomas S. Volpe — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
11/19/08 - S | Lloyds Banking Group plc *LLOY* | 539439109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO AUTHORISE THE ACQUISITION OF HBOS PLC | For | For | Management | ||||||||
2 | TO AUTHORISE THE WAIVER BY THE PANEL IN RELATION TO THE ACQUISITION OF SHARES BY HM TREASURY | For | For | Management | ||||||||
3 | TO INCREASE THE AUTHORISED SHARE CAPITAL OF THE COMPANY AND AUTHORISE THE DIRECTORS TO ALLOT THE NEW SHARES | For | For | Management | ||||||||
4 | TO APPROVE A CAPITALISATION OF THE COMPANY S RESERVES TO PAY UP NEW BONUS SHARES | For | For | Management | ||||||||
5 | DIRECTORS FEES | For | For | Management | ||||||||
6 | TO AUTHORISE A BUYBACK OF THE PREFERENCE SHARES TO BE ISSUED TO HM TREASURY | For | For | Management | ||||||||
7 | DIRECTORS POWER TO ISSUE SHARES FOR CASH | For | For | Management | ||||||||
8 | TO CHANGE THE NAME OF THE COMPANY | For | For | Management | ||||||||
06/05/09 - A | Lloyds Banking Group plc *LLOY* | 539439109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
2 | Approve Remuneration Report | For | For | Management | ||||||||
3(a) | Elect Carolyn McCall as Director | For | For | Management | ||||||||
3(b) | Elect Timothy Ryan Jr as Director | For | For | Management | ||||||||
3(c) | Elect Martin Scicluna as Director | For | For | Management | ||||||||
3(d) | Elect Tim Tookey as Director | For | For | Management | ||||||||
3(e) | Elect Anthony Watson as Director | For | For | Management | ||||||||
4(a) | Re-elect Sir Victor Blank as Director | For | Abstain | Management | ||||||||
4(b) | Re-elect Archie Kane as Director | For | For | Management | ||||||||
4(c) | Re-elect Lord Leitch as Director | For | For | Management | ||||||||
5 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
6 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
7 | Increase Authorised Share Capital from GBP 5,675,477,055, EUR 40,000,000, USD 40,000,000 and JPY 1,250,000,000 to GBP 7,043,396,347, EUR 40,000,000, USD 40,000,000 and JPY 1,250,000,000 | For | For | Management | ||||||||
8 | Issue of Equity with Rights Under a General Authority up to GBP 1,368,679,269 in Ord. Shares and GBP 52,035,254, USD 38,875,000, EUR 39,875,000 and JPY 1,250,000,000 in Preference Shares and an Additional Amount up to GBP 1,368,679,269 (Rights Issue) | For | For | Management | ||||||||
9 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 205,301,890 | For | For | Management | ||||||||
10 | Authorise 1,642,415,123 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
11 | Renew and Extend Company’s Auth. to Make Market Purchases of GBP 1B Issued by Company to HM Treasury and GBP 3B Issued by HBOS plc to HM Treasury Fixed to Floating Callable Non-Cumulative Preference Shares; Auth. 4M Preference Shares for Market Purchase | For | For | Management | ||||||||
12 | Amend Art. of Assoc. by Deleting All the Provisions of the Company’s Memorandum of Association which, by Virtue of Section 28 of the Company’s Act 2006, are to be Treated as Part of the Articles of Association of the Company; Adopt New Art. of Assoc. | For | For | Management | ||||||||
13 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For | Management | ||||||||
14 | Auth. Company and Subsidiaries to Make EU Political Donations to Political Parties or Independent Election Candidates up to GBP 100,000, to Political Org. Other Than Political Parties up to GBP 100,000 and Incur EU Political Expenditure up to GBP 100,000 | For | For | Management | ||||||||
06/05/09 - S | Lloyds Banking Group plc *LLOY* | 539439109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Increase Cap. to GBP 9B, EUR 40M, USD 40M and JPY 1B (If Resolution 7 in Notice of AGM is Passed) or to GBP 8B, USD 40M, EUR 40M and JPY 1B (If Resolution 7 in Notice of AGM is Not Passed); Issue Equity with Rights up to GBP 2B (Placing and Compensatory Open Offer) | For | For | Management | ||||||||
2 | Increase Cap. by 7B Ord. Shares (If Resolution 7 (AGM) is Passed) or by 13B Ord. Shares (If Resolution 7 is Not Passed); Issue Equity with Rights up to GBP 2B (Ord. Shares) and GBP 52M, USD 38M, EUR 39M and JPY 1B (Pref. Shares) and up to Further GBP 2B (Rights Issue) | For | For | Management | ||||||||
3 | Approve the Placing and Compensatory Open Offer and the HMT Preference Share Redemption Being a Related Party Transaction for the Purposes of the Listing Rules of the United Kingdom Listing Authority | For | For | Management | ||||||||
4 | Approve Waiver on Tender-Bid Requirement | For | For | Management | ||||||||
5 | Authorise Issue of Equity without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 2,602,133,750 Pursuant to the Placing and Compensatory Open Offer | For | For | Management | ||||||||
6 | Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of GBP 340,507,871 | For | For | Management | ||||||||
05/29/09 - A | Lowe’s Companies, Inc. *LOW* | 548661107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Peter C. Browning — For | |||||||||||
1.2 | Elect Director Marshall O. Larsen — For | |||||||||||
1.3 | Elect Director Stephen F. Page — For | |||||||||||
1.4 | Elect Director O. Temple Sloan, Jr. — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
5 | Reincorporate in Another State from Delaware to North Dakota | Against | Against | Shareholder | ||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
7 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
05/14/09 - A | LSI Corp *LSI* | 502161102 | ||||||||||
1 | Elect Director Charles A. Haggerty | For | For | Management | ||||||||
2 | Elect Director Richard S. Hill | For | For | Management | ||||||||
3 | Elect Director John H.F. Miner | For | For | Management | ||||||||
4 | Elect Director Arun Netravali | For | For | Management | ||||||||
5 | Elect Director Matthew J. O?Rourke | For | For | Management | ||||||||
6 | Elect Director Gregorio Reyes | For | For | Management | ||||||||
7 | Elect Director Michael G. Strachan | For | For | Management | ||||||||
8 | Elect Director Abhijit Y. Talwalkar | For | For | Management | ||||||||
9 | Elect Director Susan Whitney | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
05/15/09 - A | Macy’s Inc *M* | 55616P104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Stephen F. Bollenbach — For | |||||||||||
1.2 | Elect Director Deirdre P. Connelly — For | |||||||||||
1.3 | Elect Director Meyer Feldberg — For | |||||||||||
1.4 | Elect Director Sara Levinson — For | |||||||||||
1.5 | Elect Director Terry J. Lundgren — For | |||||||||||
1.6 | Elect Director Joseph Neubauer — For | |||||||||||
1.7 | Elect Director Joseph A. Pichler — For | |||||||||||
1.8 | Elect Director Joyce M. Roch — For | |||||||||||
1.9 | Elect Director Karl M. von der Heyden — For | |||||||||||
1.10 | Elect Director Craig E. Weatherup — For | |||||||||||
1.11 | Elect Director Marna C. Whittington — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
4 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
5 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
04/28/09 - A | Manpower Inc. *MAN* | 56418H100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Elect Director Roberto Mendoza | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
5 | Implement MacBride Principles | Against | Against | Shareholder | ||||||||
6 | Other Business | For | Against | Management | ||||||||
05/21/09 - A | Marsh & McLennan Companies, Inc. *MMC* | 571748102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Leslie M. Baker, Jr. — For | |||||||||||
1.2 | Elect Director Gwendolyn S. King — For | |||||||||||
1.3 | Elect Director Marc D. Oken — For | |||||||||||
1.4 | Elect Director David A. Olsen — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Reincorporate in Another State from Delaware to North Dakota | Against | Against | Shareholder | ||||||||
4 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
5 | Report on Political Contributions | Against | For | Shareholder | ||||||||
07/28/08 - A | McAfee, Inc. *MFE* | 579064106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Mr. Thomas E. Darcy — For | |||||||||||
1.2 | Elect Director Mr. Denis J. O’Leary — For | |||||||||||
1.3 | Elect Director Mr. Robert W. Pangia — Withhold | |||||||||||
1.4 | Elect Director Mr. Carl Bass — For | |||||||||||
1.5 | Elect Director Mr. Jeffrey A. Miller — For | |||||||||||
1.6 | Elect Director Mr. Anthony Zingale — For | |||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
04/27/09 - A | McAfee, Inc. *MFE* | 579064106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Declassify the Board of Directors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
5 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
05/27/09 - A | McDonald’s Corp. *MCD* | 580135101 | ||||||||||
1 | Elect Director Robert A. Eckert | For | For | Management | ||||||||
2 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||||||
3 | Elect Director Jeanne P. Jackson | For | For | Management | ||||||||
4 | Elect Director Andrew J. McKenna | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
6 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
9 | Phase out Sales of Eggs from Battery Cage Hens | Against | Against | Shareholder | ||||||||
05/21/09 - A | Medco Health Solutions, Inc. *MHS* | 58405U102 | ||||||||||
1 | Elect Director Charles M. Lillis, Ph.D. | For | For | Management | ||||||||
2 | Elect Director William L. Roper, M.D. | For | For | Management | ||||||||
3 | Elect Director David D. Stevens | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
08/21/08 - A | Medtronic, Inc. *MDT* | 585055106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
04/21/09 - A | MEMC Electronic Materials, Inc. *WFR* | 552715104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/28/09 - A | Merck & Co., Inc. *MRK* | 589331107 | ||||||||||
1 | Elect Director Leslie A. Brun | For | For | Management | ||||||||
2 | Elect Director Thomas R. Cech | For | For | Management | ||||||||
3 | Elect Director Richard T. Clark | For | For | Management | ||||||||
4 | Elect Director Thomas H. Glocer | For | For | Management | ||||||||
5 | Elect Director Steven F. Goldstone | For | For | Management | ||||||||
6 | Elect Director William B. Harrison, Jr. | For | For | Management | ||||||||
7 | Elect Director Harry R. Jacobson | For | For | Management | ||||||||
8 | Elect Director William N. Kelley | For | For | Management | ||||||||
9 | Elect Director Rochelle B. Lazarus | For | For | Management | ||||||||
10 | Elect Director Carlos E. Represas | For | For | Management | ||||||||
11 | Elect Director Thomas E. Shenk | For | For | Management | ||||||||
12 | Elect Director Anne M. Tatlock | For | For | Management | ||||||||
13 | Elect Director Samuel O. Thier | For | For | Management | ||||||||
14 | Elect Director Wendell P. Weeks | For | For | Management | ||||||||
15 | Elect Director Peter C. Wendell | For | For | Management | ||||||||
16 | Ratify Auditors | For | For | Management | ||||||||
17 | Fix Number of Directors | For | For | Management | ||||||||
18 | Amend Bylaws — Call Special Meetings | Against | For | �� | Shareholder | |||||||
19 | Require Independent Lead Director | Against | Against | Shareholder | ||||||||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
11/19/08 - A | Microsoft Corp. *MSFT* | 594918104 | ||||||||||
1 | Elect Director Steven A. Ballmer | For | For | Management | ||||||||
2 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||||
3 | Elect Director Dina Dublon | For | For | Management | ||||||||
4 | Elect Director William H. Gates, III | For | For | Management | ||||||||
5 | Elect Director Raymond V. Gilmartin | For | For | Management | ||||||||
6 | Elect Director Reed Hastings | For | For | Management | ||||||||
7 | Elect Director David F. Marquardt | For | For | Management | ||||||||
8 | Elect Director Charles H. Noski | For | For | Management | ||||||||
9 | Elect Director Helmut Panke | For | For | Management | ||||||||
10 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
11 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | Shareholder | ||||||||
14 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
15 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||||
01/14/09 - A | Monsanto Co. *MON* | 61166W101 | ||||||||||
1 | Elect Director Janice L. Fields | For | For | Management | ||||||||
2 | Elect Director Hugh Grant | For | For | Management | ||||||||
3 | Elect Director C. Steven McMillan | For | For | Management | ||||||||
4 | Elect Director Robert J. Stevens | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
04/28/09 - A | Moody’s Corporation *MCO* | 615369105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
4 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
02/09/09 - S | Morgan Stanley *MS* | 617446448 | ||||||||||
1 | Approve Conversion of Securities | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
04/29/09 - A | Morgan Stanley *MS* | 617446448 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Roy J. Bostock — Against | |||||||||||
1.2 | Elect Director Erskine B. Bowles — For | |||||||||||
1.3 | Elect Director Howard J. Davies — For | |||||||||||
1.4 | Elect Director Nobuyuki Hirano — For | |||||||||||
1.5 | Elect Director C. Robert Kidder — For | |||||||||||
1.6 | Elect Director John J. Mack — For | |||||||||||
1.7 | Elect Director Donald T. Nicolaisen — For | |||||||||||
1.8 | Elect Director Charles H. Noski — For | |||||||||||
1.9 | Elect Director Hutham S. Olayan — For | |||||||||||
1.10 | Elect Director Charles E. Phillips, Jr. — For | |||||||||||
1.11 | Elect Director Griffith Sexton — For | |||||||||||
1.12 | Elect Director Laura D. Tyson — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
5 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
6 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
07/28/08 - A | National Grid plc *NGG* | 636274300 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO RECEIVE THE ANNUAL REPORT AND ACCOUNTS | For | For | Management | ||||||||
2 | TO DECLARE A FINAL DIVIDEND | For | For | Management | ||||||||
3 | TO RE-ELECT BOB CATELL | For | For | Management | ||||||||
4 | TO RE-ELECT TOM KING | For | For | Management | ||||||||
5 | TO RE-ELECT PHILIP AIKEN | For | For | Management | ||||||||
6 | TO RE-ELECT JOHN ALLAN | For | For | Management | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
8 | TO AUTHORISE THE DIRECTORS TO SET THE AUDITOR S REMUNERATION | For | For | Management | ||||||||
9 | TO APPROVE THE DIRECTORS REMUNERATION REPORT | For | For | Management | ||||||||
10 | TO AUTHORISE THE DIRECTORS TO ISSUE ORDINARY SHARES | For | For | Management | ||||||||
11 | TO DISAPPLY PRE-EMPTION RIGHTS | For | For | Management | ||||||||
12 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | For | For | Management | ||||||||
13 | TO ADOPT NEW ARTICLES OF ASSOCIATION | For | For | Management | ||||||||
09/25/08 - A | National Semiconductor Corp. *NSM* | 637640103 | ||||||||||
1 | Elect Director Brian L. Halla | For | For | Management | ||||||||
2 | Elect Director Steven R. Appleton | For | For | Management | ||||||||
3 | Elect Director Gary P. Arnold | For | For | Management | ||||||||
4 | Elect Director Richard J. Danzig | For | For | Management | ||||||||
5 | Elect Director John T. Dickson | For | For | Management | ||||||||
6 | Elect Director Robert J. Frankenberg | For | For | Management | ||||||||
7 | Elect Director Modesto A. Maidique | For | For | Management | ||||||||
8 | Elect Director Edward R. McCracken | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
05/05/09 - A | Nationwide Health Properties, Inc. *NHP* | 638620104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
09/02/08 - A | NetApp, Inc. *NTAP* | 64110D104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
4 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
05/05/09 - A | Newell Rubbermaid Inc. *NWL* | 651229106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Thomas E. Clarke — For | |||||||||||
1.2 | Elect Director Domenico De Sole — For | |||||||||||
1.3 | Elect Director Elizabeth Cuthbert-Millett — For | |||||||||||
1.4 | Elect Director Steven J. Strobel — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/23/09 - A | Nicor Inc. *GAS* | 654086107 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
09/25/08 - A | Northwest Airlines Corp. *NWA* | 667280408 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Roy J. Bostock — For | |||||||||||
1.2 | Elect Director David A. Brandon — Withhold | |||||||||||
1.3 | Elect Director Michael J. Durham — For | |||||||||||
1.4 | Elect Director John M. Engler — For | |||||||||||
1.5 | Elect Director Mickey P. Foret — For | |||||||||||
1.6 | Elect Director Robert L. Friedman — For | |||||||||||
1.7 | Elect Director Doris Kearns Goodwin — For | |||||||||||
1.8 | Elect Director Jeffrey G. Katz — For | |||||||||||
1.9 | Elect Director James J. Postl — For | |||||||||||
1.10 | Elect Director Rodney E. Slater — For | |||||||||||
1.11 | Elect Director Douglas M. Steenland — For | |||||||||||
1.12 | Elect Director William S. Zoller — For | |||||||||||
2 | Approve Reorganization | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
5 | Adjourn Meeting | For | For | Management | ||||||||
05/12/09 - A | Novellus Systems, Inc. *NVLS* | 670008101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
5 | Ratify Auditors | For | For | Management | ||||||||
05/20/09 - A | Nvidia Corporation *NVDA* | 67066G104 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director Tench Coxe — Withhold | |||||||||||
1.2 | Elect Director Mark L. Perry — Withhold | |||||||||||
1.3 | Elect Director Mark A. Stevens — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/21/09 - A | OGE Energy Corp. *OGE* | 670837103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Wayne Brunetti — For | |||||||||||
1.2 | Elect Director John Groendyke — For | |||||||||||
1.3 | Elect Director Robert Kelley — For | |||||||||||
1.4 | Elect Director Robert Lorenz — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
05/22/09 - A | Omnicare, Inc. *OCR* | 681904108 | ||||||||||
1 | Elect Director John T. Crotty | For | For | Management | ||||||||
2 | Elect Director Joel F. Gemunder | For | For | Management | ||||||||
3 | Elect Director Steven J. Heyer | For | For | Management | ||||||||
4 | Elect Director Sandra E. Laney | For | For | Management | ||||||||
5 | Elect Director Andrea R. Lindell | For | For | Management | ||||||||
6 | Elect Director James D. Shelton | For | For | Management | ||||||||
7 | Elect Director John H. Timoney | For | For | Management | ||||||||
8 | Elect Director Amy Wallman | For | For | Management | ||||||||
9 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
10 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
05/19/09 - A | Omnicom Group Inc. *OMC* | 681919106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director John D. Wren — For | |||||||||||
1.2 | Elect Director Bruce Crawford — For | |||||||||||
1.3 | Elect Director Alan R. Batkin — Withhold | |||||||||||
1.4 | Elect Director Robert Charles Clark — For | |||||||||||
1.5 | Elect Director Leonard S. Coleman, Jr. — Withhold | |||||||||||
1.6 | Elect Director Errol M. Cook — For | |||||||||||
1.7 | Elect Director Susan S. Denison — Withhold | |||||||||||
1.8 | Elect Director Michael A. Henning — Withhold | |||||||||||
1.9 | Elect Director John R. Murphy — For | |||||||||||
1.10 | Elect Director John R. Purcell — For | |||||||||||
1.11 | Elect Director Linda Johnson Rice — Withhold | |||||||||||
1.12 | Elect Director Gary L. Roubos — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
10/10/08 - A | Oracle Corp. *ORCL* | 68389X105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Jeffrey O. Henley — For | |||||||||||
1.2 | Elect Director Lawrence J. Ellison — For | |||||||||||
1.3 | Elect Director Donald L. Lucas — For | |||||||||||
1.4 | Elect Director Michael J. Boskin — For | |||||||||||
1.5 | Elect Director Jack F. Kemp — For | |||||||||||
1.6 | Elect Director Jeffrey S. Berg — Withhold | |||||||||||
1.7 | Elect Director Safra A. Catz — For | |||||||||||
1.8 | Elect Director Hector Garcia-Molina — Withhold | |||||||||||
1.9 | Elect Director H. Raymond Bingham — For | |||||||||||
1.10 | Elect Director Charles E. Phillips, Jr. — For | |||||||||||
1.11 | Elect Director Naomi O. Seligman — Withhold | |||||||||||
1.12 | Elect Director George H. Conrades — For | |||||||||||
1.13 | Elect Director Bruce R. Chizen — For | |||||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/27/09 - A | Packaging Corporation of America *PKG* | 695156109 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Cheryl K. Beebe — For | |||||||||||
1.2 | Elect Director Henry F. Frigon — For | |||||||||||
1.3 | Elect Director Hasan Jameel — For | |||||||||||
1.4 | Elect Director Samuel M. Mencoff — Withhold | |||||||||||
1.5 | Elect Director Roger B. Porter — Withhold | |||||||||||
1.6 | Elect Director Paul T. Stecko — For | |||||||||||
1.7 | Elect Director James D. Woodrum — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
10/07/08 - A | Paychex, Inc. *PAYX* | 704326107 | ||||||||||
1 | Elect Director B. Thomas Golisano | For | For | Management | ||||||||
2 | Elect Director David J. S. Flaschen | For | For | Management | ||||||||
3 | Elect Director Phillip Horsley | For | For | Management | ||||||||
4 | Elect Director Grant M. Inman | For | For | Management | ||||||||
5 | Elect Director Pamela A. Joseph | For | For | Management | ||||||||
6 | Elect Director Jonathan J. Judge | For | For | Management | ||||||||
7 | Elect Director Joseph M. Tucci | For | For | Management | ||||||||
8 | Elect Director Joseph M. Velli | For | For | Management | ||||||||
9 | Ratify Auditors | For | For | Management | ||||||||
05/06/09 - A | PepsiCo, Inc. *PEP* | 713448108 | ||||||||||
1 | Elect Director S.L. Brown | For | For | Management | ||||||||
2 | Elect Director I.M. Cook | For | For | Management | ||||||||
3 | Elect Director D. Dublon | For | For | Management | ||||||||
4 | Elect Director V.J. Dzau | For | For | Management | ||||||||
5 | Elect Director R.L. Hunt | For | For | Management | ||||||||
6 | Elect Director A. Ibarguen | For | For | Management | ||||||||
7 | Elect Director A.C. Martinez | For | For | Management | ||||||||
8 | Elect Director I.K. Nooyi | For | For | Management | ||||||||
9 | Elect Director S.P. Rockefeller | For | For | Management | ||||||||
10 | Elect Director J.J. Schiro | For | Against | Management | ||||||||
11 | Elect Director L.G. Trotter | For | For | Management | ||||||||
12 | Elect Director D.Vasella | For | For | Management | ||||||||
13 | Elect Director M.D. White | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
16 | Report on Recycling | Against | Against | Shareholder | ||||||||
17 | Report on Genetically Engineered Products | Against | Against | Shareholder | ||||||||
18 | Report on Charitable Contributions | Against | Against | Shareholder | ||||||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
04/23/09 - A | Pfizer Inc. *PFE* | 717081103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Limit/Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
7 | Amend Bylaws — Call Special Meetings | Against | For | Shareholder | ||||||||
05/05/09 - A | Philip Morris International Inc. *PM* | 718172109 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Harold Brown — For | |||||||||||
1.2 | Elect Director Mathis Cabiallavetta — For | |||||||||||
1.3 | Elect Director Louis C. Camilleri — For | |||||||||||
1.4 | Elect Director J. Dudley Fishburn — For | |||||||||||
1.5 | Elect Director Graham Mackay — For | |||||||||||
1.6 | Elect Director Sergio Marchionne — Against | |||||||||||
1.7 | Elect Director Lucio A. Noto — For | |||||||||||
1.8 | Elect Director Carlos Slim Hel — For | |||||||||||
1.9 | Elect Director Stephen M. Wolf — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
03/06/09 - A | Piedmont Natural Gas Co., Inc. *PNY* | 720186105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Declassify the Board of Directors | For | For | Management | ||||||||
05/20/09 - A | Pinnacle West Capital Corp. *PNW* | 723484101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Edward N. Basha, Jr. — For | |||||||||||
1.2 | Elect Director Donald E. Brandt — For | |||||||||||
1.3 | Elect Director Susan Clark-Johnson — For | |||||||||||
1.4 | Elect Director Michael L. Gallagher — For | |||||||||||
1.5 | Elect Director Pamela Grant — For | |||||||||||
1.6 | Elect Director Roy A. Herberger, Jr. — For | |||||||||||
1.7 | Elect Director William S. Jamieson — For | |||||||||||
1.8 | Elect Director Humberto S. Lopez — For | |||||||||||
1.9 | Elect Director Kathryn L. Munro — For | |||||||||||
1.10 | Elect Director Bruce J. Nordstrom — For | |||||||||||
1.11 | Elect Director W. Douglas Parker — For | |||||||||||
1.12 | Elect Director William J. Post — For | |||||||||||
1.13 | Elect Director William L. Stewart — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Bylaws to Allow Holders of 10% of the Company’s Common Stock to Call Special Shareholder Meetings | Against | For | Shareholder | ||||||||
05/11/09 - A | Pitney Bowes Inc. *PBI* | 724479100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/12/09 - A | Prudential Financial Inc *PRU* | 744320102 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
03/03/09 - A | QUALCOMM Inc *QCOM* | 747525103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/21/09 - A | R. R. Donnelley & Sons Co. *RRD* | 257867101 | ||||||||||
1 | Elect Director Thomas J. Quinlan, III | For | For | Management | ||||||||
2 | Elect Director Stephen M. Wolf | For | For | Management | ||||||||
3 | Elect Director Lee A. Chaden | For | For | Management | ||||||||
4 | Elect Director E.V. (Rick) Goings | For | For | Management | ||||||||
5 | Elect Director Judith H. Hamilton | For | For | Management | ||||||||
6 | Elect Director Susan M. Ivey | For | For | Management | ||||||||
7 | Elect Director Thomas S. Johnson | For | For | Management | ||||||||
8 | Elect Director John C. Pope | For | For | Management | ||||||||
9 | Elect Director Michael T. Riordan | For | For | Management | ||||||||
10 | Elect Director Oliver R. Sockwell | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Report on Sustainable Forestry | Against | Against | Shareholder | ||||||||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
05/06/09 - A | Regal Entertainment Group *RGC* | 758766109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
07/15/08 - A | Research In Motion Ltd *RIM* | 760975102 | ||||||||||
1 | Elect James Balsillie, Mike Lazaridis, James Estill, David Kerr, Roger Martin, John Richardson, Barbara Stymiest and John Wetmore as Directors | For | For | Management | ||||||||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | Management | ||||||||
10/17/08 - A | Resources Connection, Inc. *RECN* | 76122Q105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
05/05/09 - A | Robert Half International Inc. *RHI* | 770323103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Reduce Supermajority Vote Requirement | For | For | Management | ||||||||
4 | Amend Certificate of Incorporation | For | For | Management | ||||||||
02/04/09 - A | Rockwell Automation Inc *ROK* | 773903109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/03/09 - A | Roper Industries, Inc. *ROP* | 776696106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/19/09 - A | Royal Dutch Shell plc *RDS* | 780259206 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
2 | Approve Remuneration Report | For | Against | Management | ||||||||
3 | Elect Simon Henry as Director | For | For | Management | ||||||||
4 | Re-elect Lord Kerr of Kinlochard as Director | For | For | Management | ||||||||
5 | Re-elect Wim Kok as Director | For | For | Management | ||||||||
6 | Re-elect Nick Land as Director | For | For | Management | ||||||||
7 | Re-elect Jorma Ollila as Director | For | For | Management | ||||||||
8 | Re-elect Jeroen van der Veer as Director | For | For | Management | ||||||||
9 | Re-elect Hans Wijers as Director | For | For | Management | ||||||||
10 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | For | For | Management | ||||||||
11 | Authorise Board to Fix Remuneration of Auditors | For | For | Management | ||||||||
12 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of EUR 145 Million | For | For | Management | ||||||||
13 | Subject to the Previous Resolution Being Passed, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of EUR 21 Million | For | For | Management | ||||||||
14 | Authorise 624 Million Ordinary Shares for Market Purchase | For | For | Management | ||||||||
15 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Organisations Other than Political Parties up to GBP 200,000 and to Incur EU Political Expenditure up to GBP 200,000 | For | For | Management | ||||||||
05/19/09 - A | SAP AG *SAP* | 803054204 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Resolution On The Appropriation Of The Retained Earnings Of The fiscal Year 2008 | For | For | Management | ||||||||
2 | Resolution On The Formal Approval Of The Acts Of The Executive board In The Fiscal Year 2008 | For | For | Management | ||||||||
3 | Resolution On The Formal Approval Of The Acts Of The Supervisory board In The Fiscal Year 2008 | For | For | Management | ||||||||
4 | Appointment Of The Auditor Of The Financial Statements And Group financial Statements For The Fiscal Year 2009 | For | For | Management | ||||||||
5 | Resolution On Authorization To Acquire And Use Treasury Shares pursuant To Section 71 (1) No. 8 Of German Stock Corporation Act (aktiengesetz; Aktg), With Possible Exclusion Of Shareholders subscription Rights & Potential Rights To Offer Shares | For | For | Management | ||||||||
6 | Resolution On The Amendment Of Section 19 Of The Articles Of incorporation To Reflect The German Act Implementing The shareholders Rights Directive (gesetz Zur Umsetzung Deraktionarsrichtlinie; Arug) | For | For | Management | ||||||||
10/30/08 - A | Sara Lee Corp. *SLE* | 803111103 | ||||||||||
1 | Elect Director Brenda C. Barnes | For | For | Management | ||||||||
2 | Elect Director Christopher B. Begley | For | For | Management | ||||||||
3 | Elect Director Crandall C. Bowles | For | For | Management | ||||||||
4 | Elect Director Virgis W. Colbert | For | For | Management | ||||||||
5 | Elect Director James S. Crown | For | For | Management | ||||||||
6 | Elect Director Laurette T. Koellner | For | For | Management | ||||||||
7 | Elect Director Cornelis J.A. van Lede | For | For | Management | ||||||||
8 | Elect Director John McAdam | For | For | Management | ||||||||
9 | Elect Director Ian Prosser | For | For | Management | ||||||||
10 | Elect Director Rozanne L. Ridgway | For | For | Management | ||||||||
11 | Elect Director Norman R. Sorensen | For | For | Management | ||||||||
12 | Elect Director Jeffrey W. Ubben | For | For | Management | ||||||||
13 | Elect Director Jonathan P. Ward | For | For | Management | ||||||||
14 | Ratify Auditors | For | For | Management | ||||||||
15 | Re-Approve Performance Measures | For | For | Management | ||||||||
08/26/08 - A | Satyam Computer Services Ltd *SAY* | 804098101 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED BALANCE SHEET AS OF MARCH 31, 2008. | For | For | Management | ||||||||
2 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITED PROFIT AND LOSS ACCOUNT FOR THE YEAR ENDED ON THAT DATE. | For | For | Management | ||||||||
3 | TO RECEIVE, CONSIDER AND ADOPT: THE AUDITORS REPORT, THEREON. | For | For | Management | ||||||||
4 | TO RECEIVE, CONSIDER AND ADOPT: THE DIRECTORS REPORT. | For | For | Management | ||||||||
5 | TO DECLARE DIVIDEND ON EQUITY SHARES. | For | For | Management | ||||||||
6 | APPROVAL TO REAPPOINT PROF. M. RAMMOHAN RAO, AS DIRECTOR. | For | For | Management | ||||||||
7 | APPROVAL TO REAPPOINT MR. VINOD K. DHAM, AS DIRECTOR. | For | For | Management | ||||||||
8 | RATIFY AUDITORS | For | For | Management | ||||||||
9 | RESOLVED THAT MR. B. RAMALINGA RAJU, IS REAPPOINTED AS CHAIRMAN AND DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | For | For | Management | ||||||||
10 | RESOLVED THAT MR. B. RAMA RAJU, IS REAPPOINTED AS MANAGING DIRECTOR OF THE COMPANY FOR A FURTHER PERIOD OF FIVE YEARS. | For | For | Management | ||||||||
11 | RESOLVED THAT THE CONSENT OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE PAYMENT OF REMUNERATION TO THE DIRECTORS. | For | For | Management | ||||||||
05/18/09 - A | Schering-Plough Corp. *SGP* | 806605101 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
4 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
05/04/09 - A | Sears Holdings Corporation *SHLD* | 812350106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director William C. Crowley — For | |||||||||||
1.2 | Elect Director Edward S. Lampert — For | |||||||||||
1.3 | Elect Director Steven T. Mnuchin — For | |||||||||||
1.4 | Elect Director Ann N. Reese — For | |||||||||||
1.5 | Elect Director Kevin B. Rollins — For | |||||||||||
1.6 | Elect Director Emily Scott — For | |||||||||||
1.7 | Elect Director Thomas J. Tisch — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/18/09 - A | Senior Housing Properties Trust *SNH* | 81721M109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
05/13/09 - A | Service Corporation International *SCI* | 817565104 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Robert L. Waltrip — For | |||||||||||
1.2 | Elect Director Anthony L. Coelho — Withhold | |||||||||||
1.3 | Elect Director A.J. Foyt, Jr. — For | |||||||||||
1.4 | Elect Director Edward E. Williams — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/22/09 - A | SLM Corporation (Sallie Mae) *SLM* | 78442P106 | ||||||||||
1 | Elect Director Ann Torre Bates | For | For | Management | ||||||||
2 | Elect Director William M. Diefenderfer, III | For | For | Management | ||||||||
3 | Elect Director Diane Suitt Gilleland | For | For | Management | ||||||||
4 | Elect Director Earl A. Goode | For | For | Management | ||||||||
5 | Elect Director Ronald F. Hunt | For | For | Management | ||||||||
6 | Elect Director Albert L. Lord | For | For | Management | ||||||||
7 | Elect Director Michael E. Martin | For | For | Management | ||||||||
8 | Elect Director Barry A. Munitz | For | For | Management | ||||||||
9 | Elect Director Howard H. Newman | For | For | Management | ||||||||
10 | Elect Director A. Alexander Porter, Jr. | For | For | Management | ||||||||
11 | Elect Director Frank C. Puleo | For | For | Management | ||||||||
12 | Elect Director Wolfgang Schoellkopf | For | For | Management | ||||||||
13 | Elect Director Steven L. Shapiro | For | For | Management | ||||||||
14 | Elect Director J. Terry Strange | For | For | Management | ||||||||
15 | Elect Director Anthony P. Terracciano | For | For | Management | ||||||||
16 | Elect Director Barry L. Williams | For | For | Management | ||||||||
17 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
18 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
19 | Ratify Auditors | For | For | Management | ||||||||
05/12/09 - A | Smith International, Inc. *SII* | 832110100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Robert Kelley — For | |||||||||||
1.2 | Elect Director Luiz Rodolfo Landim Machado — For | |||||||||||
1.3 | Elect Director Doug Rock — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/15/09 - A | Sonoco Products Co. *SON* | 835495102 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director P.L. Davies — Withhold | |||||||||||
1.2 | Elect Director H.E. DeLoach — For | |||||||||||
1.3 | Elect Director E.H. Lawton — For | |||||||||||
1.4 | Elect Director J.E. Linville — For | |||||||||||
1.5 | Elect Director J.M. Micali — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/30/09 - A | Southern Copper Corporation *PCU* | 84265V105 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director German Larrea Mota-Velasco — Withhold | |||||||||||
1.2 | Elect Director Oscar Gonzalez Rocha — Withhold | |||||||||||
1.3 | Elect Director Emilio Carrillo Gamboa — Withhold | |||||||||||
1.4 | Elect Director Alfredo Casar Perez — Withhold | |||||||||||
1.5 | Elect Director Alberto de la Parra Zavala — Withhold | |||||||||||
1.6 | Elect Director Xavier Garcia de Quevedo Topete — Withhold | |||||||||||
1.7 | Elect Director Genaro Larrea Mota-Velasco — Withhold | |||||||||||
1.8 | Elect Director Daniel Mu iz Quintanilla — Withhold | |||||||||||
1.9 | Elect Director Armando Ortega Gomez — Withhold | |||||||||||
1.10 | Elect Director Luis Manuel Palomino Bonilla — For | |||||||||||
1.11 | Elect Director Gilberto Perezalonso Cifuentes — For | |||||||||||
1.12 | Elect Director Juan Rebolledo Gout — Withhold | |||||||||||
1.13 | Elect Director Carlos Ruiz Sacristan — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/20/09 - A | Southwest Airlines Co. *LUV* | 844741108 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director David W. Biegler — Withhold | |||||||||||
1.2 | Elect Director C. Webb Crockett — Withhold | |||||||||||
1.3 | Elect Director William H. Cunningham — Withhold | |||||||||||
1.4 | Elect Director John G. Denison — For | |||||||||||
1.5 | Elect Director Travis C. Johnson — Withhold | |||||||||||
1.6 | Elect Director Gary C. Kelly — Withhold | |||||||||||
1.7 | Elect Director Nancy B. Loeffler — Withhold | |||||||||||
1.8 | Elect Director John T. Montford — Withhold | |||||||||||
1.9 | Elect Director Daniel D. Villanueva — For | |||||||||||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Reincorporate in Another State from Texas to North Dakota | Against | For | Shareholder | ||||||||
5 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
04/22/09 - A | SPX Corp. *SPW* | 784635104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/08/09 - A | St. Jude Medical, Inc. *STJ* | 790849103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
03/18/09 - A | Starbucks Corp. *SBUX* | 855244109 | ||||||||||
1 | Elect Director Howard Schultz | For | For | Management | ||||||||
2 | Elect Director Barbara Bass | For | For | Management | ||||||||
3 | Elect Director William W. Bradley | For | For | Management | ||||||||
4 | Elect Director Mellody Hobson | For | For | Management | ||||||||
5 | Elect Director Kevin R. Johnson | For | For | Management | ||||||||
6 | Elect Director Olden Lee | For | For | Management | ||||||||
7 | Elect Director Sheryl Sandberg | For | For | Management | ||||||||
8 | Elect Director James G. Shennan, Jr. | For | For | Management | ||||||||
9 | Elect Director Javier G. Teruel | For | For | Management | ||||||||
10 | Elect Director Myron E. Ullman, III | For | For | Management | ||||||||
11 | Elect Director Craig E. Weatherup | For | For | Management | ||||||||
12 | Approve Stock Option Exchange Program | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
05/06/09 - A | Starwood Hotels & Resorts Worldwide, Inc. *HOT* | 85590A401 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Adam M. Aron — For | |||||||||||
1.2 | Elect Director Charlene Barshefsky — For | |||||||||||
1.3 | Elect Director Thomas E. Clarke — For | |||||||||||
1.4 | Elect Director Clayton C. Daley, Jr. — For | |||||||||||
1.5 | Elect Director Bruce W. Duncan — For | |||||||||||
1.6 | Elect Director Lizanne Galbreath — For | |||||||||||
1.7 | Elect Director Eric Hippeau — For | |||||||||||
1.8 | Elect Director Stephen R. Quazzo — For | |||||||||||
1.9 | Elect Director Thomas O. Ryder — For | |||||||||||
1.10 | Elect Director Frits van Paasschen — For | |||||||||||
1.11 | Elect Director Kneeland C. Youngblood — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
11/05/08 - A | Sun Microsystems, Inc. *JAVA* | 866810203 | ||||||||||
1 | Elect Director Scott G. McNealy | For | For | Management | ||||||||
2 | Elect Director James L. Barksdale | For | For | Management | ||||||||
3 | Elect Director Stephen M. Bennett | For | For | Management | ||||||||
4 | Elect Director Peter L.S. Currie | For | For | Management | ||||||||
5 | Elect Director Robert J. Finocchio, Jr. | For | For | Management | ||||||||
6 | Elect Director James H. Greene, Jr. | For | For | Management | ||||||||
7 | Elect Director Michael E. Marks | For | For | Management | ||||||||
8 | Elect Director Patricia E. Mitchell | For | For | Management | ||||||||
9 | Elect Director M. Kenneth Oshman | For | For | Management | ||||||||
10 | Elect Director P. Anthony Ridder | For | For | Management | ||||||||
11 | Elect Director Jonathan I. Schwartz | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Eliminate Supermajority Vote Requirement | For | For | Management | ||||||||
14 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
16 | Submit Shareholder Rights Plan (Poison Pill) to Shareholder Vote | Against | Against | Shareholder | ||||||||
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
05/08/09 - A | SunPower Corp. *SPWRA* | 867652307 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Uwe-Ernst Bufe — For | |||||||||||
1.2 | Elect Director Pat Wood III — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/25/09 - A | SUPERVALU Inc. *SVU* | 868536103 | ||||||||||
1 | Elect Director Irwin S. Cohen | For | For | Management | ||||||||
2 | Elect Director Ronald E. Daly | For | For | Management | ||||||||
3 | Elect Director Lawrence A. Del Santo | For | For | Management | ||||||||
4 | Elect Director Susan E. Engel | For | For | Management | ||||||||
5 | Elect Director Craig R. Herkert | For | For | Management | ||||||||
6 | Elect Director Kathi P. Seifert | For | For | Management | ||||||||
7 | Ratify Auditors | For | For | Management | ||||||||
8 | Report on Halting Tobacco Sales | Against | Against | Shareholder | ||||||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
06/10/09 - A | Taiwan Semiconductor Manufacturing Co. *TSM* | 874039100 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Approve 2008 Business Operations Report, Financial Statements, and Statutory Reports | For | For | Management | ||||||||
2 | Approve 2008 Allocation of Income and Dividends | For | For | Management | ||||||||
3 | Approve Capitalization of 2008 Dividends and Employee Profit Sharing | For | For | Management | ||||||||
4 | Approve Amendment on the Procedures for Loans to Other Parties and Procedures for Endorsement and Guarantee | For | For | Management | ||||||||
Election of Directors by Cumulative Voting | ||||||||||||
5 | Elect Directors | For | For | Management | ||||||||
5.1 | Director Morris Chang — For | |||||||||||
5.2 | Director F.c. Tseng — For | |||||||||||
5.3 | Director Rick Tsai — For | |||||||||||
5.4 | Director Tain-jy Chen — For | |||||||||||
5.5 | Director P. Leahy Bonfield — For | |||||||||||
5.6 | Director Stan Shih — For | |||||||||||
5.7 | Director Ms. Carly Fiorina — For | |||||||||||
5.8 | Director Thomas J Engibous — For | |||||||||||
05/28/09 - PC | Target Corporation *TGT* | 87612E106 | ||||||||||
Management Proxy (White Card) | ||||||||||||
1 | Fix Number of Directors at 12 | For | Do Not Vote | Management | ||||||||
2 | Elect Director Mary N. Dillon | For | Do Not Vote | Management | ||||||||
3 | Elect Director Richard M. Kovacevich | For | Do Not Vote | Management | ||||||||
4 | Elect Director George W. Tamke | For | Do Not Vote | Management | ||||||||
5 | Elect Director Solomon D. Trujillo | For | Do Not Vote | Management | ||||||||
6 | Ratify Auditors | For | Do Not Vote | Management | ||||||||
7 | Amend Omnibus Stock Plan | For | Do Not Vote | Management | ||||||||
8 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | Do Not Vote | Shareholder | ||||||||
Dissident Proxy (Gold Card) | ||||||||||||
1 | Fix Number of Directors at 12 | Against | Against | Management | ||||||||
2.1 | Elect Director William A. Ackman | For | For | Shareholder | ||||||||
2.2 | Elect Director Michael L. Ashner | For | Withhold | Shareholder | ||||||||
2.3 | Elect Director James L. Donald | For | For | Shareholder | ||||||||
2.4 | Elect Director Richard W. Vague | For | Withhold | Shareholder | ||||||||
3 | Elect Director Ronald J. Gilson | For | Against | Shareholder | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Abstain | For | Shareholder | ||||||||
05/06/09 - A | Tenet Healthcare Corp. *THC* | 88033G100 | ||||||||||
1 | Elect Director John Ellis “Jeb” Bush | For | For | Management | ||||||||
2 | Elect Director Trevor Fetter | For | For | Management | ||||||||
3 | Elect Director Brenda J. Gaines | For | For | Management | ||||||||
4 | Elect Director Karen M. Garrison | For | For | Management | ||||||||
5 | Elect Director Edward A. Kangas | For | For | Management | ||||||||
6 | Elect Director J. Robert Kerrey | For | For | Management | ||||||||
7 | Elect Director Floyd D. Loop | For | For | Management | ||||||||
8 | Elect Director Richard R. Pettingill | For | For | Management | ||||||||
9 | Elect Director James A. Unruh | For | For | Management | ||||||||
10 | Elect Director J. McDonald Williams | For | For | Management | ||||||||
11 | Ratify Auditors | For | For | Management | ||||||||
12 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
04/16/09 - A | Texas Instruments, Inc. *TXN* | 882508104 | ||||||||||
1 | Elect Director J. R. Adams | For | For | Management | ||||||||
2 | Elect Director D.L. Boren | For | For | Management | ||||||||
3 | Elect Director D. A. Carp | For | For | Management | ||||||||
4 | Elect Director C.S. Cox | For | For | Management | ||||||||
5 | Elect Director D.R. Goode | For | For | Management | ||||||||
6 | Elect Director S.P. MacMillan | For | For | Management | ||||||||
7 | Elect Director P.H. Patsley | For | For | Management | ||||||||
8 | Elect Director W.R. Sanders | For | For | Management | ||||||||
9 | Elect Director R.J. Simmons | For | For | Management | ||||||||
10 | Elect Director R.K. Templeton | For | For | Management | ||||||||
11 | Elect Director C.T. Whitman | For | For | Management | ||||||||
12 | Ratify Auditors | For | For | Management | ||||||||
13 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
14 | Approve Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
15 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
04/14/09 - A | The Bank Of New York Mellon Corp. *BK* | 064058100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Ruth E. Bruch — For | |||||||||||
1.2 | Elect Director Nicholas M. Donofrio — For | |||||||||||
1.3 | Elect Director Gerald L. Hassell — For | |||||||||||
1.4 | Elect Director Edmund F. Kelly — For | |||||||||||
1.5 | Elect Director Robert P. Kelly — For | |||||||||||
1.6 | Elect Director Richard J. Kogan — For | |||||||||||
1.7 | Elect Director Michael J. Kowalski — For | |||||||||||
1.8 | Elect Director John A. Luke, Jr. — For | |||||||||||
1.9 | Elect Director Robert Mehrabian — For | |||||||||||
1.10 | Elect Director Mark A. Nordenberg — For | |||||||||||
1.11 | Elect Director Catherine A. Rein — For | |||||||||||
1.12 | Elect Director William C. Richardson — For | |||||||||||
1.13 | Elect Director Samuel C. Scott III — For | |||||||||||
1.14 | Elect Director John P. Surma — For | |||||||||||
1.15 | Elect Director Wesley W. von Schack — For | |||||||||||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
5 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
04/27/09 - A | The Boeing Co. *BA* | 097023105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
7 | Report on Foreign Military Sales | Against | Against | Shareholder | ||||||||
8 | Require Independent Lead Director | Against | For | Shareholder | ||||||||
9 | Restrict Severance Agreements (Change-in-Control) | Against | For | Shareholder | ||||||||
10 | Report on Political Contributions | Against | For | Shareholder | ||||||||
05/14/09 - A | The Charles Schwab Corp. *SCHW* | 808513105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Report on Political Contributions | Against | For | Shareholder | ||||||||
3 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For | Shareholder | ||||||||
4 | Amend Corporate Executive Bonus Plan | Against | For | Shareholder | ||||||||
04/22/09 - A | The Coca-Cola Company *KO* | 191216100 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Herbert A. Allen — For | |||||||||||
1.2 | Elect Director Ronald W. Allen — Against | |||||||||||
1.3 | Elect Director Cathleen P. Black — Against | |||||||||||
1.4 | Elect Director Barry Diller — Against | |||||||||||
1.5 | Elect Director Alexis M. Herman — Against | |||||||||||
1.6 | Elect Director Muhtar Kent — For | |||||||||||
1.7 | Elect Director Donald R. Keough — For | |||||||||||
1.8 | Elect Director Maria Elena Lagomsino — Against | |||||||||||
1.9 | Elect Director Donald F. McHenry — For | |||||||||||
1.10 | Elect Director Sam Nunn — For | |||||||||||
1.11 | Elect Director James D. Robinson III — Against | |||||||||||
1.12 | Elect Director Peter V. Ueberroth — Against | |||||||||||
1.13 | Elect Director Jacob Wallenberg — For | |||||||||||
1.14 | Elect Director James B. Williams — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
6 | Performance-Based Awards | Against | Against | Shareholder | ||||||||
06/02/09 - A | The DirecTV Group, Inc *DTV* | 25459L106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt Principles for Health Care Reform | Against | Against | Shareholder | ||||||||
4 | Declassify the Board of Directors | Against | For | Shareholder | ||||||||
05/14/09 - A | The Dow Chemical Company *DOW* | 260543103 | ||||||||||
1 | Elect Director Arnold A. Allemang | For | For | Management | ||||||||
2 | Elect Director Jacqueline K. Barton | For | For | Management | ||||||||
3 | Elect Director James A. Bell | For | For | Management | ||||||||
4 | Elect Director Jeff M. Fettig | For | For | Management | ||||||||
5 | Elect Director Barbara H. Franklin | For | For | Management | ||||||||
6 | Elect Director John B. Hess | For | For | Management | ||||||||
7 | Elect Director Andrew N. Liveris | For | For | Management | ||||||||
8 | Elect Director Geoffery E. Merszei | For | For | Management | ||||||||
9 | Elect Director Dennis H. Reilley | For | For | Management | ||||||||
10 | Elect Director James M. Ringler | For | For | Management | ||||||||
11 | Elect Director Ruth G. Shaw | For | For | Management | ||||||||
12 | Elect Director Paul G. Stern | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Restore or Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
16 | Stock Retention/Holding Period | Against | For | Shareholder | ||||||||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
18 | Report on Environmental Remediation in Midland Area | Against | For | Shareholder | ||||||||
05/19/09 - A | The Gap, Inc. *GPS* | 364760108 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Adrian D. P. Bellamy — For | |||||||||||
1.2 | Elect Director Domenico De Sole — For | |||||||||||
1.3 | Elect Director Donald G. Fisher — For | |||||||||||
1.4 | Elect Director Robert J. Fisher — For | |||||||||||
1.5 | Elect Director Bob L. Martin — For | |||||||||||
1.6 | Elect Director Jorge P. Montoya — For | |||||||||||
1.7 | Elect Director Glenn K. Murphy — For | |||||||||||
1.8 | Elect Director James M. Schneider — For | |||||||||||
1.9 | Elect Director Mayo A. Shattuck III — For | |||||||||||
1.10 | Elect Director Kneeland C. Youngblood — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/08/09 - A | The Goldman Sachs Group, Inc. *GS* | 38141G104 | ||||||||||
1 | Elect Director Lloyd C. Blankfein | For | For | Management | ||||||||
2 | Elect Director John H. Bryan | For | For | Management | ||||||||
3 | Elect Director Gary D. Cohn | For | For | Management | ||||||||
4 | Elect Director Claes Dahlback | For | For | Management | ||||||||
5 | Elect Director Stephen Friedman | For | For | Management | ||||||||
6 | Elect Director William W. George | For | For | Management | ||||||||
7 | Elect Director Rajat K. Gupta | For | For | Management | ||||||||
8 | Elect Director James A. Johnson | For | For | Management | ||||||||
9 | Elect Director Lois D. Juliber | For | For | Management | ||||||||
10 | Elect Director Lakshmi N. Mittal | For | Against | Management | ||||||||
11 | Elect Director James J. Schiro | For | For | Management | ||||||||
12 | Elect Director Ruth J. Simmons | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
15 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
16 | Reduce Supermajority Vote Requirement | Against | For | Shareholder | ||||||||
17 | Amend By-Laws to Establish Board U.S. Economic Security Committee | Against | Against | Shareholder | ||||||||
18 | Report on Political Contributions | Against | For | Shareholder | ||||||||
06/25/09 - A | The Kroger Co. *KR* | 501044101 | ||||||||||
1 | Elect Director Reuben V. Anderson | For | For | Management | ||||||||
2 | Elect Director Robert D. Beyer | For | For | Management | ||||||||
3 | Elect Director David B. Dillon | For | For | Management | ||||||||
4 | Elect Director Susan J. Kropf | For | For | Management | ||||||||
5 | Elect Director John T. Lamacchia | For | For | Management | ||||||||
6 | Elect Director David B. Lewis | For | For | Management | ||||||||
7 | Elect Director Don W. Mcgeorge | For | For | Management | ||||||||
8 | Elect Director W. Rodney Mcmullen | For | For | Management | ||||||||
9 | Elect Director Jorge P. Montoya | For | For | Management | ||||||||
10 | Elect Director Clyde R. Moore | For | For | Management | ||||||||
11 | Elect Director Susan M. Phillips | For | For | Management | ||||||||
12 | Elect Director Steven R. Rogel | For | For | Management | ||||||||
13 | Elect Director James A. Runde | For | For | Management | ||||||||
14 | Elect Director Ronald L. Sargent | For | For | Management | ||||||||
15 | Elect Director Bobby S. Shackouls | For | For | Management | ||||||||
16 | Ratify Auditors | For | For | Management | ||||||||
17 | Increase Purchasing of Cage Free Eggs | Against | Against | Shareholder | ||||||||
18 | Require a Majority Vote for the Election of Directors | Against | For | Shareholder | ||||||||
05/20/09 - A | The McClatchy Company *MNI* | 579489105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
10/14/08 - A | The Procter & Gamble Company *PG* | 742718109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Kenneth I. Chenault — For | |||||||||||
1.2 | Elect Director Scott D. Cook — For | |||||||||||
1.3 | Elect Director Rajat K. Gupta — For | |||||||||||
1.4 | Elect Director A.G. Lafley — For | |||||||||||
1.5 | Elect Director Charles R. Lee — For | |||||||||||
1.6 | Elect Director Lynn M. Martin — For | |||||||||||
1.7 | Elect Director W. James McNerney, Jr. — For | |||||||||||
1.8 | Elect Director Johnathan A. Rodgers — For | |||||||||||
1.9 | Elect Director Ralph Snyderman — For | |||||||||||
1.10 | Elect Director Margaret C. Whitman — For | |||||||||||
1.11 | Elect Director Patricia A. Woertz — For | |||||||||||
1.12 | Elect Director Ernesto Zedillo — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | Management | ||||||||
4 | Rotate Annual Meeting Location | Against | Against | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
06/02/09 - A | The TJX Companies, Inc. *TJX* | 872540109 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Jos B. Alvarez — For | |||||||||||
1.2 | Elect Director Alan M. Bennett — For | |||||||||||
1.3 | Elect Director David A. Brandon — Withhold | |||||||||||
1.4 | Elect Director Bernard Cammarata — For | |||||||||||
1.5 | Elect Director David T. Ching — For | |||||||||||
1.6 | Elect Director Michael F. Hines — For | |||||||||||
1.7 | Elect Director Amy B. Lane — For | |||||||||||
1.8 | Elect Director Carol Meyrowitz — For | |||||||||||
1.9 | Elect Director John F. O’Brien — For | |||||||||||
1.10 | Elect Director Robert F. Shapiro — For | |||||||||||
1.11 | Elect Director Willow B. Shire — For | |||||||||||
1.12 | Elect Director Fletcher H. Wiley — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
04/02/09 - A | The Toronto-Dominion Bank *TD* | 891160509 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Appoint Ernst & Young LLP as Auditors | For | For | Management | ||||||||
3 | SP 1: Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
4 | SP 2: Review Executive Compensation Programs | Against | Against | Shareholder | ||||||||
5 | SP 3: Review Short-Selling Programs | Against | Against | Shareholder | ||||||||
6 | SP 4: Review Director Recruitment Policies | Against | Against | Shareholder | ||||||||
7 | SP 5: Adopt Policy Limiting the Number of Board Seats per Director | Against | Against | Shareholder | ||||||||
8 | SP 6: Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
9 | SP 7: Adopt Policy to Increase Number of Women Directors | Against | Against | Shareholder | ||||||||
05/05/09 - A | The Travelers Companies, Inc. *TRV* | 89417E109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
4 | Report on Political Contributions | Against | For | Shareholder | ||||||||
03/10/09 - A | The Walt Disney Company *DIS* | 254687106 | ||||||||||
1 | Elect Director Susan E. Arnold | For | For | Management | ||||||||
2 | Elect Director John E. Bryson | For | For | Management | ||||||||
3 | Elect Director John S. Chen | For | For | Management | ||||||||
4 | Elect Director Judith L. Estrin | For | For | Management | ||||||||
5 | Elect Director Robert A. Iger | For | For | Management | ||||||||
6 | Elect Director Steven P. Jobs | For | For | Management | ||||||||
7 | Elect Director Fred H. Langhammer | For | For | Management | ||||||||
8 | Elect Director Aylwin B. Lewis | For | For | Management | ||||||||
9 | Elect Director Monica C. Lozano | For | For | Management | ||||||||
10 | Elect Director Robert W. Matschullat | For | For | Management | ||||||||
11 | Elect Director John E. Pepper , Jr. | For | For | Management | ||||||||
12 | Elect Director Orin C. Smith | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
14 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
15 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
16 | Report on Political Contributions | Against | For | Shareholder | ||||||||
17 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For | Shareholder | ||||||||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/08/09 - A | Tim Hortons Inc. *THI* | 88706M103 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
06/03/09 - A | Time Warner Cable Inc. *TWC* | 88732J207 | ||||||||||
1 | Elect Director Carole Black | For | For | Management | ||||||||
2 | Elect Director Glenn A. Britt | For | For | Management | ||||||||
3 | Elect Director Thomas H. Castro | For | For | Management | ||||||||
4 | Elect Director David C. Chang | For | For | Management | ||||||||
5 | Elect Director James E. Copeland, Jr. | For | For | Management | ||||||||
6 | Elect Director Peter R. Haje | For | For | Management | ||||||||
7 | Elect Director Donna A. James | For | For | Management | ||||||||
8 | Elect Director Don Logan | For | For | Management | ||||||||
9 | Elect Director N.J. Nicholas, Jr. | For | For | Management | ||||||||
10 | Elect Director Wayne H. Pace | For | For | Management | ||||||||
11 | Elect Director Edward D. Shirley | For | For | Management | ||||||||
12 | Elect Director John E. Sununu | For | For | Management | ||||||||
13 | Ratify Auditors | For | For | Management | ||||||||
01/16/09 - S | Time Warner Inc *TWX* | 887317105 | ||||||||||
1 | Approve Reverse Stock Split | For | For | Management | ||||||||
05/28/09 - A | Time Warner Inc *TWX* | 887317303 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Herbert M. Allison, Jr. — For | |||||||||||
1.2 | Elect Director James L. Barksdale — For | |||||||||||
1.3 | Elect Director Jeffrey L. Bewkes — For | |||||||||||
1.4 | Elect Director Stephen F. Bollenbach — For | |||||||||||
1.5 | Elect Director Frank J. Caufield — Against | |||||||||||
1.6 | Elect Director Robert C. Clark — For | |||||||||||
1.7 | Elect Director Mathias Dopfner — Against | |||||||||||
1.8 | Elect Director Jessica P. Einhorn — For | |||||||||||
1.9 | Elect Director Michael A. Miles — Against | |||||||||||
1.10 | Elect Director Kenneth J. Novack — For | |||||||||||
1.11 | Elect Director Deborah C. Wright — Against | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
5 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
12/16/08 - S | TORM A/S *TRMD* | 00208W109 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | AUTHORISATION TO THE BOARD OF DIRECTORS TO RESOLVE TO DISTRIBUTE INTERIM DIVIDEND | For | For | Management | ||||||||
2 | AUTHORIZE BOARD OF DIRECTORS (WITH A RIGHT OF SUBSTITUTION) TO APPLY FOR REGISTRATION OF THE RESOLUTIONS PASSED AND TO MAKE ANY SUCH AMENDMENTS THERETO AS MAY BE REQUIRED OR REQUESTED BY THE AUTHORITIES AS A CONDITION FOR REGISTRATION OR APPROVAL | For | For | Management | ||||||||
04/28/09 - A | Tree.com, Inc. *TREE* | 894675107 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Peter Horan — Withhold | |||||||||||
1.2 | Elect Director W. Mac Lackey — For | |||||||||||
1.3 | Elect Director Douglas Lebda — For | |||||||||||
1.4 | Elect Director Joseph Levin — For | |||||||||||
1.5 | Elect Director Patrick McCrory — For | |||||||||||
1.6 | Elect Director Lance Melber — For | |||||||||||
1.7 | Elect Director Steven Ozonian — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/26/09 - A | U-Store-It Trust *YSI* | 91274F104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
04/21/09 - A | U.S. Bancorp *USB* | 902973304 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
06/15/09 - A | United Online, Inc. *UNTD* | 911268100 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director James T. Armstrong — For | |||||||||||
1.2 | Elect Director Dennis Holt — Withhold | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
05/07/09 - A | United Parcel Service, Inc. *UPS* | 911312106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
04/08/09 - A | United Technologies Corp. *UTX* | 913017109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Louis R. Ch nevert — For | |||||||||||
1.2 | Elect Director George David — For | |||||||||||
1.3 | Elect Director John V. Faraci — For | |||||||||||
1.4 | Elect Director Jean-Pierre Garnier — For | |||||||||||
1.5 | Elect Director Jamie S. Gorelick — For | |||||||||||
1.6 | Elect Director Carlos M. Gutierrez — For | |||||||||||
1.7 | Elect Director Edward A. Kangas — For | |||||||||||
1.8 | Elect Director Charles R. Lee — For | |||||||||||
1.9 | Elect Director Richard D. McCormick — For | |||||||||||
1.10 | Elect Director Harold McGraw III — For | |||||||||||
1.11 | Elect Director Richard B. Myers — For | |||||||||||
1.12 | Elect Director H. Patrick Swygert — For | |||||||||||
1.13 | Elect Director Andr Villeneuve — For | |||||||||||
1.14 | Elect Director Christine Todd Whitman — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Report on Foreign Military Sales Offsets | Against | Against | Shareholder | ||||||||
06/02/09 - A | UnitedHealth Group Incorporated *UNH* | 91324P102 | ||||||||||
1 | Elect Director William C. Ballard, Jr. | For | For | Management | ||||||||
2 | Elect Director Richard T. Burke | For | For | Management | ||||||||
3 | Elect Director Robert J. Darretta | For | For | Management | ||||||||
4 | Elect Director Stephen J. Hemsley | For | For | Management | ||||||||
5 | Elect Director Michele J. Hooper | For | For | Management | ||||||||
6 | Elect Director Douglas W. Leatherdale | For | For | Management | ||||||||
7 | Elect Director Glenn M. Renwick | For | For | Management | ||||||||
8 | Elect Director Kenneth I. Shine, M.D. | For | For | Management | ||||||||
9 | Elect Director Gail R. Wilensky, Ph.D. | For | For | Management | ||||||||
10 | Ratify Auditors | For | For | Management | ||||||||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/20/09 - A | Universal Health Services, Inc. *UHS* | 913903100 | ||||||||||
1 | Other Business | For | Against | Management | ||||||||
05/19/09 - A | Urban Outfitters, Inc. *URBN* | 917047102 | ||||||||||
1 | Elect Directors | For | Withhold | Management | ||||||||
1.1 | Elect Director Scott A. Belair — Withhold | |||||||||||
1.2 | Elect Director Robert H. Strouse — Withhold | |||||||||||
1.3 | Elect Director Glen T. Senk — Withhold | |||||||||||
1.4 | Elect Director Joel S. Lawson III — Withhold | |||||||||||
1.5 | Elect Director Richard A. Hayne — Withhold | |||||||||||
1.6 | Elect Director Harry S. Cherken, Jr. — Withhold | |||||||||||
2 | Adopt ILO Based Code of Conduct | Against | For | Shareholder | ||||||||
02/05/09 - A | Varian Semiconductor Equipment Associates, Inc. *VSEA* | 922207105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Ratify Auditors | For | For | Management | ||||||||
05/07/09 - A | Verizon Communications *VZ* | 92343V104 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
4 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
5 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
6 | Prohibit Executive Stock-Based Awards | Against | Against | Shareholder | ||||||||
7 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
8 | Require Independent Board Chairman | Against | Against | Shareholder | ||||||||
9 | Provide for Cumulative Voting | Against | For | Shareholder | ||||||||
10 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For | Shareholder | ||||||||
07/29/08 - A | Vodafone Group plc *VOD* | 92857W209 | ||||||||||
Meeting for ADR Holders | ||||||||||||
1 | Accept Financial Statements and Statutory Reports | For | For | Management | ||||||||
2 | Re-elect Sir John Bond as Director | For | For | Management | ||||||||
3 | Re-elect John Buchanan as Director | For | For | Management | ||||||||
4 | Re-elect Vittorio Colao as Director | For | For | Management | ||||||||
5 | Re-elect Andy Halford as Director | For | For | Management | ||||||||
6 | Re-elect Alan Jebson as Director | For | For | Management | ||||||||
7 | Re-elect Nick Land as Director | For | For | Management | ||||||||
8 | Re-elect Anne Lauvergeon as Director | For | For | Management | ||||||||
9 | Re-elect Simon Murray as Director | For | For | Management | ||||||||
10 | Re-elect Luc Vandevelde as Director | For | For | Management | ||||||||
11 | Re-elect Anthony Watson as Director | For | For | Management | ||||||||
12 | Re-elect Philip Yea as Director | For | For | Management | ||||||||
13 | Approve Final Dividend of 5.02 Pence Per Ordinary Share | For | For | Management | ||||||||
14 | Approve Remuneration Report | For | For | Management | ||||||||
15 | Reappoint Deloitte & Touche LLP as Auditors of the Company | For | For | Management | ||||||||
16 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | Management | ||||||||
17 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,100,000,000 | For | For | Management | ||||||||
18 | Subject to the Passing of Resolution 17, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 300,000,000 | For | For | Management | ||||||||
19 | Authorise 5,300,000,000 Ordinary Shares for Market Purchase | For | For | Management | ||||||||
20 | Authorise the Company and its Subsidiaries to Make EU Political Donations to Political Parties, and/or Independent Election Candidates, to Political Organisations Other Than Political Parties and Incur EU Political Expenditure up to GBP 100,000 | For | For | Management | ||||||||
21 | Amend Articles of Association | For | For | Management | ||||||||
22 | Approve Vodafone Group 2008 Sharesave Plan | For | For | Management | ||||||||
04/08/09 - A | Waddell & Reed Financial, Inc. *WDR* | 930059100 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
06/05/09 - A | Wal-Mart Stores, Inc. *WMT* | 931142103 | ||||||||||
1 | Elect Director Aida M. Alvarez | For | For | Management | ||||||||
2 | Elect Director James W. Breyer | For | For | Management | ||||||||
3 | Elect Director M. Michele Burns | For | For | Management | ||||||||
4 | Elect Director James I. Cash, Jr. | For | For | Management | ||||||||
5 | Elect Director Roger C. Corbett | For | For | Management | ||||||||
6 | Elect Director Douglas N. Daft | For | For | Management | ||||||||
7 | Elect Director Michael T. Duke | For | For | Management | ||||||||
8 | Elect Director Gregory B. Penner | For | For | Management | ||||||||
9 | Elect Director Allen I. Questrom | For | For | Management | ||||||||
10 | Elect Director H. Lee Scott, Jr. | For | For | Management | ||||||||
11 | Elect Director Arne M. Sorenson | For | For | Management | ||||||||
12 | Elect Director Jim C. Walton | For | For | Management | ||||||||
13 | Elect Director S. Robson Walton | For | For | Management | ||||||||
14 | Elect Director Christopher J. Williams | For | For | Management | ||||||||
15 | Elect Director Linda S. Wolf | For | For | Management | ||||||||
16 | Ratify Auditors | For | For | Management | ||||||||
17 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | Shareholder | ||||||||
18 | Pay For Superior Performance | Against | Against | Shareholder | ||||||||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
20 | Report on Political Contributions | Against | For | Shareholder | ||||||||
21 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | Shareholder | ||||||||
22 | Stock Retention/Holding Period | Against | Against | Shareholder | ||||||||
01/14/09 - A | Walgreen Co. *WAG* | 931422109 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director William C. Foote — For | |||||||||||
1.2 | Elect Director Mark P. Frissora — For | |||||||||||
1.3 | Elect Director Alan G. Mcnally — For | |||||||||||
1.4 | Elect Director Cordell Reed — For | |||||||||||
1.5 | Elect Director Nancy M. Schlichting — For | |||||||||||
1.6 | Elect Director David Y. Schwartz — For | |||||||||||
1.7 | Elect Director Alejandro Silva — For | |||||||||||
1.8 | Elect Director James A. Skinner — For | |||||||||||
1.9 | Elect Director Marilou M. Von Ferstel — For | |||||||||||
1.10 | Elect Director Charles R. Walgreen III — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/20/09 - A | Wellpoint, Inc. *WLP* | 94973V107 | ||||||||||
1 | Elect Director Lenox D. Baker, Jr., M.D. | For | For | Management | ||||||||
2 | Elect Director Susan B. Bayh | For | For | Management | ||||||||
3 | Elect Director Larry C. Glasscock | For | For | Management | ||||||||
4 | Elect Director Julie A. Hill | For | For | Management | ||||||||
5 | Elect Director Ramiro G. Peru | For | For | Management | ||||||||
6 | Ratify Auditors | For | For | Management | ||||||||
7 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
8 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
04/28/09 - A | Wells Fargo and Company *WFC* | 949746101 | ||||||||||
1 | Elect Director John D. Baker II | For | For | Management | ||||||||
2 | Elect Director John S. Chen | For | Against | Management | ||||||||
3 | Elect Director Lloyd H. Dean | For | For | Management | ||||||||
4 | Elect Director Susan E. Engel | For | Against | Management | ||||||||
5 | Elect Director Enrique Hernandez, Jr. | For | For | Management | ||||||||
6 | Elect Director Donald M. James | For | Against | Management | ||||||||
7 | Elect Director Robert L. Joss | For | For | Management | ||||||||
8 | Elect Director Richard M. Kovacevich | For | For | Management | ||||||||
9 | Elect Director Richard D. McCormick | For | Against | Management | ||||||||
10 | Elect Director Mackey J. McDonald | For | Against | Management | ||||||||
11 | Elect Director Cynthia H. Milligan | For | Against | Management | ||||||||
12 | Elect Director Nicholas G. Moore | For | For | Management | ||||||||
13 | Elect Director Philip J. Quigley | For | Against | Management | ||||||||
14 | Elect Director Donald B. Rice | For | Against | Management | ||||||||
15 | Elect Director Judith M. Runstad | For | For | Management | ||||||||
16 | Elect Director Stephen W. Sanger | For | Against | Management | ||||||||
17 | Elect Director Robert K. Steel | For | For | Management | ||||||||
18 | Elect Director John G. Stumpf | For | For | Management | ||||||||
19 | Elect Director Susan G. Swenson | For | For | Management | ||||||||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | Management | ||||||||
21 | Ratify Auditors | For | For | Management | ||||||||
22 | Amend Omnibus Stock Plan | For | Against | Management | ||||||||
23 | Require Independent Board Chairman | Against | For | Shareholder | ||||||||
24 | Report on Political Contributions | Against | For | Shareholder | ||||||||
09/15/08 - S | Wendy’s International, Inc. *WEN* | 950590109 | ||||||||||
1 | Approve Merger Agreement | For | For | Management | ||||||||
2 | Adjourn Meeting | For | For | Management | ||||||||
05/28/09 - A | Wendy’s/Arby’s Group, Inc. *WEN* | 950587105 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Nelson Peltz — For | |||||||||||
1.2 | Elect Director Peter W. May — For | |||||||||||
1.3 | Elect Director Hugh L. Carey — For | |||||||||||
1.4 | Elect Director Clive Chajet — For | |||||||||||
1.5 | Elect Director Edward P. Garden — For | |||||||||||
1.6 | Elect Director Janet Hill — For | |||||||||||
1.7 | Elect Director Joseph A. Levato — For | |||||||||||
1.8 | Elect Director J. Randolph Lewis — For | |||||||||||
1.9 | Elect Director David E. Schwab II — For | |||||||||||
1.10 | Elect Director Roland C. Smith — For | |||||||||||
1.11 | Elect Director Raymond S. Troubh — For | |||||||||||
1.12 | Elect Director Jack G. Wasserman — For | |||||||||||
2 | Eliminate Class of Common Stock | For | For | Management | ||||||||
3 | Company Specific — Board-Related | For | For | Management | ||||||||
4 | Amend Advance Notice Procedures For Stockholder Proposals And Director Nominations | For | For | Management | ||||||||
5 | Adopt Supermajority Vote Requirement for Removal of Directors | For | Against | Management | ||||||||
6 | Repeal Supermajority Vote Requirement for Mergers | For | For | Management | ||||||||
7 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
04/21/09 - A | Whirlpool Corp. *WHR* | 963320106 | ||||||||||
1 | Elect Directors | For | For | Management | ||||||||
1.1 | Elect Director Gary T. DiCamillo — For | |||||||||||
1.2 | Elect Director Kathleen J. Hempel — For | |||||||||||
1.3 | Elect Director Michael A. Todman — For | |||||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Amend Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Declassify the Board of Directors | For | For | Management | ||||||||
5 | Reduce Supermajority Vote Requirement for Article 6 | For | For | Management | ||||||||
6 | Reduce Supermajority Vote Requirement for Articles 8 and 10 | For | For | Management | ||||||||
7 | Declassify the Board of Directors | Against | Against | Shareholder | ||||||||
8 | Amend Vote Requirements to Amend Articles/Bylaws/Charter | Against | Against | Shareholder | ||||||||
05/19/09 - A | XTO Energy Inc *XTO* | 98385X106 | ||||||||||
1 | Declassify the Board of Directors | For | For | Management | ||||||||
2 | Elect Directors | For | Split | Management | ||||||||
2.1 | Elect Director Phillip R. Kevil — For | |||||||||||
2.2 | Elect Director Herbert D. Simons — Against | |||||||||||
2.3 | Elect Director Vaughn O. Vennerberg II — For | |||||||||||
3 | Approve Executive Incentive Bonus Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For | Shareholder | ||||||||
08/01/08 - PC | Yahoo!, Inc. *YHOO* | 984332106 | ||||||||||
Management Proxy (White Card) | ||||||||||||
1.1 | Elect Director Roy J. Bostock | For | For | Management | ||||||||
1.2 | Elect Director Ronald W. Burkle | For | For | Management | ||||||||
1.3 | Elect Director Eric Hippeau | For | For | Management | ||||||||
1.4 | Elect Director Vyomesh Joshi | �� | For | For | Management | |||||||
1.5 | Elect Director Arthur H. Kern | For | For | Management | ||||||||
1.6 | Elect Director Robert A. Kotick | For | For | Management | ||||||||
1.7 | Elect Director Mary Agnes Wilderotter | For | For | Management | ||||||||
1.8 | Elect Director Gary L. Wilson | For | For | Management | ||||||||
1.9 | Elect Director Jerry Yang | For | For | Management | ||||||||
2 | Ratify Auditors | For | For | Management | ||||||||
3 | Pay For Superior Performance | Against | For | Shareholder | ||||||||
4 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Against | Shareholder | ||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | Shareholder | ||||||||
Dissident Proxy (Gold Proxy) | ||||||||||||
1.1 | Elect Director Lucian A. Bebchuk | For | Do Not Vote | Shareholder | ||||||||
1.2 | Elect Director Frank J. Biondi, Jr. | For | Do Not Vote | Shareholder | ||||||||
1.3 | Elect Director John H. Chapple | For | Do Not Vote | Shareholder | ||||||||
1.4 | Elect Director Mark Cuban | For | Do Not Vote | Shareholder | ||||||||
1.5 | Elect Director Adam Dell | For | Do Not Vote | Shareholder | ||||||||
1.6 | Elect Director Carl C. Icahn | For | Do Not Vote | Shareholder | ||||||||
1.7 | Elect Director Keith A, Meister | For | Do Not Vote | Shareholder | ||||||||
1.8 | Elect Director Edward H. Meyer | For | Do Not Vote | Shareholder | ||||||||
1.9 | Elect Director Brian S. Posner | For | Do Not Vote | Shareholder | ||||||||
2 | Ratify Auditors | For | Do Not Vote | Management | ||||||||
3 | Pay For Superior Performance | For | Do Not Vote | Shareholder | ||||||||
4 | Adopt Policies to Protect Freedom of Access to the Internet | Against | Do Not Vote | Shareholder | ||||||||
5 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Do Not Vote | Shareholder | ||||||||
06/25/09 - A | Yahoo!, Inc. *YHOO* | 984332106 | ||||||||||
1 | Elect Directors | For | Split | Management | ||||||||
1.1 | Elect Director Carol Bartz — For | |||||||||||
1.2 | Elect Director Frank J. Biondi, Jr. — For | |||||||||||
1.3 | Elect Director Roy J. Bostock — For | |||||||||||
1.4 | Elect Director Ronald W. Burkle — For | |||||||||||
1.5 | Elect Director John H. Chapple — For | |||||||||||
1.6 | Elect Director Eric Hippeau — For | |||||||||||
1.7 | Elect Director Carl C. Icahn — Against | |||||||||||
1.8 | Elect Director Vyomesh Joshi — For | |||||||||||
1.9 | Elect Director Arthur H. Kern — For | |||||||||||
1.10 | Elect Director Mary Agnes Wilderotter — For | |||||||||||
1.11 | Elect Director Gary L. Wilson — For | |||||||||||
1.12 | Elect Director Jerry Yang — For | |||||||||||
2 | Amend Omnibus Stock Plan | For | For | Management | ||||||||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | Management | ||||||||
4 | Ratify Auditors | For | For | Management | ||||||||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | Shareholder | ||||||||
05/04/09 - A | Zimmer Holdings Inc *ZMH* | 98956P102 | ||||||||||
1 | Elect Director Betsy J. Bernard | For | For | Management | ||||||||
2 | Elect Director Marc N. Casper | For | For | Management | ||||||||
3 | Elect Director David C. Dvorak | For | For | Management | ||||||||
4 | Elect Director Robert A. Hagemann | For | For | Management | ||||||||
5 | Elect Director Arthur J. Higgins | For | For | Management | ||||||||
6 | Elect Director Cecil B. Pickett | For | For | Management | ||||||||
7 | Elect Director Augustus A. White, III | For | For | Management | ||||||||
8 | Ratify Auditors | For | For | Management | ||||||||
9 | Approve Omnibus Stock Plan | For | For | Management | ||||||||
10 | Amend Non-Employee Director Omnibus Stock Plan | For | For | Management | ||||||||
11 | Amend Deferred Compensation Plan | For | For | Management |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Equity Premium Advantage Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date |
August 26, 2009