FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21731
Nuveen Equity Premium Advantage Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
Nuveen Equity Premium Advantage Fund
Research In Motion Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: RIM | 14-Jul-09 | 760975102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Mike Lazaridis | For | For | |||
1.2 | Elect Director James Estill | For | For | |||
1.3 | Elect Director David Kerr | For | For | |||
1.4 | Elect Director Roger Martin | For | For | |||
1.5 | Elect Director John Richardson | For | For | |||
1.6 | Elect Director Barbara Stymiest | For | For | |||
1.7 | Elect Director John Wetmore | For | For | |||
2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
Sun Microsystems, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: JAVA | 16-Jul-09 | 866810203 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Adjourn Meeting | For | For |
Analog Devices, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ADI | 20-Jul-09 | 032654105 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Stock Option Exchange Program | For | For |
Wyeth | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WYE | 20-Jul-09 | 983024209 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Adjourn Meeting | For | For | |||
3.1 | Elect Director Robert M. Amen | For | Against | |||
3.2 | Elect Director Michael J. Critelli | For | Against | |||
3.3 | Elect Director Frances D. Fergusson | For | For | |||
3.4 | Elect Director Victor F. Ganzi | For | Against | |||
3.5 | Elect Director Robert Langer | For | For | |||
3.6 | Elect Director John P. Mascotte | For | Against | |||
3.7 | Elect Director Raymond J. McGuire | For | Against | |||
3.8 | Elect Director Mary Lake Polan | For | For | |||
3.9 | Elect Director Bernard Poussot | For | For | |||
3.10 | Elect Director Gary L. Rogers | For | Against | |||
3.11 | Elect Director John R. Torell III | For | For | |||
4 | Ratify Auditors | For | For | |||
5 | Report on Political Contributions | Against | For | |||
6 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
Vodafone Group plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 28-Jul-09 | 92857W209 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Re-elect Sir John Bond as Director | For | For | |||
3 | Re-elect John Buchanan as Director | For | For | |||
4 | Re-elect Vittorio Colao as Director | For | For | |||
5 | Elect Michel Combes as Director | For | For | |||
6 | Re-elect Andy Halford as Director | For | For | |||
7 | Re-elect Alan Jebson as Director | For | For | |||
8 | Elect Samuel Jonah as Director | For | For | |||
9 | Re-elect Nick Land as Director | For | For | |||
10 | Re-elect Anne Lauvergeon as Director | For | For | |||
11 | Re-elect Simon Murray as Director | For | For | |||
12 | Elect Stephen Pusey as Director | For | For | |||
13 | Re-elect Luc Vandevelde as Director | For | For | |||
14 | Re-elect Anthony Watson as Director | For | For | |||
15 | Re-elect Philip Yea as Director | For | For | |||
16 | Approve Final Dividend of 5.20 Pence Per Ordinary Share | For | For | |||
17 | Approve Remuneration Report | For | For | |||
18 | Reappoint Deloitte LLP as Auditors of the Company | For | For | |||
19 | Authorise the Audit Committee to Fix Remuneration of Auditors | For | For | |||
20 | Authorise Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of USD 1,193,53 2,658 | For | For | |||
21 | Subject to the Passing of Resolution 20, Authorise Issue of Equity or Equity-Linked Securities without Pre-emptive Rights up to Aggregate Nominal Amount of USD 330,323,367 | For | For | |||
22 | Authorise 5,200,000,000 Ordinary Shares for Market Purchase | For | For | |||
23 | Adopt New Articles of Association | For | For | |||
24 | Approve That a General Meeting Other Than an Annual General Meeting May Be Called on Not Less Than 14 Clear Days’ Notice | For | For |
Electronic Arts Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ERTS | 29-Jul-09 | 285512109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Leonard S. Coleman | For | For | |||
2 | Elect Director Jeffrey T. Huber | For | For | |||
3 | Elect Director Gary M. Kusin | For | For | |||
4 | Elect Director Geraldine B. Laybourne | For | For | |||
5 | Elect Director Gregory B. Maffei | For | For | |||
6 | Elect Director Vivek Paul | For | For | |||
7 | Elect Director Lawrence F. Probst III | For | For | |||
8 | Elect Director John S. Riccitiello | For | For | |||
9 | Elect Director Richard A. Simonson | For | For | |||
10 | Elect Director Linda J. Srere | For | For | |||
11 | Approve Stock Option Exchange Program | For | For | |||
12 | Amend Omnibus Stock Plan | For | For | |||
13 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
14 | Ratify Auditors | For | For |
AngloGold Ashanti Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 30-Jul-09 | 035128206 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | For | For |
Merck & Co., Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MRK | 07-Aug-09 | 589331107 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Acquisition | For | For |
Schering-Plough Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SGP | 07-Aug-09 | 806605101 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Issue Shares in Connection with Acquisition | For | For | |||
2 | Adjourn Meeting | For | For |
Forest Laboratories, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FRX | 10-Aug-09 | 345838106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Howard Solomon | For | For | |||
1.2 | Elect Director Lawrence S. Olanoff | For | For | |||
1.3 | Elect Director Nesli Basgoz | For | For | |||
1.4 | Elect Director William J. Candee | For | For | |||
1.5 | Elect Director George S. Cohan | For | For | |||
1.6 | Elect Director Dan L. Goldwasser | For | For | |||
1.7 | Elect Director Kenneth E. Goodman | For | For | |||
1.8 | Elect Director Lester B. Salans | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
3 | Ratify Auditors | For | For |
Medtronic, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MDT | 27-Aug-09 | 585055106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Richard H. Anderson | For | For | |||
1.2 | Elect Director Victor J. Dzau | For | For | |||
1.3 | Elect Director William A. Hawkins | For | For | |||
1.4 | Elect Director S. Ann Jackson | For | For | |||
1.5 | Elect Director Denise M. O’Leary | For | For | |||
1.6 | Elect Director Robert C. Pozen | For | For | |||
1.7 | Elect Director Jean-pierre Rosso | For | For | |||
1.8 | Elect Director Jack W. Schuler | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
4 | Amend Omnibus Stock Plan | For | For |
Cooper Industries plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CBE | 31-Aug-09 | G24182118 | Court |
Management Recommendation | Vote Instruction | |||||
1 | Approve Reincorporation from Bermuda to Ireland through Scheme of Arrangement | For | For | |||
2 | Approve the Creation of Distributable Reserves | For | For |
Fidelity National Information Services Inc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FIS | 04-Sep-09 | 31620M106 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Issue Shares in Connection with Acquisition | For | For | |||
2 | Approve Issuance of Shares for a Private Placement | For | For | |||
3 | Approve Issuance of Shares for a Private Placement | For | For | |||
4 | Adjourn Meeting | For | For |
CA, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CA | 14-Sep-09 | 12673P105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Raymond J. Bromark | For | For | |||
2 | Elect Director Gary J. Fernandes | For | For | |||
3 | Elect Director Kay Koplovitz | For | For | |||
4 | Elect Director Christopher B. Lofgren | For | For | |||
5 | Elect Director William E. McCracken | For | For | |||
6 | Elect Director John A. Swainson | For | For | |||
7 | Elect Director Laura S. Unger | For | For | |||
8 | Elect Director Arthur F. Weinbach | For | For | |||
9 | Elect Director Renato (Ron) Zambonini | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Amend Executive Bonus Program | Against | For |
Integrated Device Technology, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IDTI | 17-Sep-09 | 458118106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John Schofield | For | For | |||
1.2 | Elect Director Lewis Eggebrecht | For | For | |||
1.3 | Elect Director Umesh Padval | For | For | |||
1.4 | Elect Director Gordon Parnell | For | For | |||
1.5 | Elect Director Donald Schrock | For | For | |||
1.6 | Elect Director Ron Smith | For | For | |||
1.7 | Elect Director Theodore L. Tewksbury, III | For | For | |||
2 | Approve Qualified Employee Stock Purchase Plan | For | For | |||
3 | Approve Repricing of Options | For | For | |||
4 | Ratify Auditors | For | For |
Tim Hortons Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: THI | 22-Sep-09 | 88706M103 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Change State of Incorporation [from Delaware to Canada] | For | For |
National Semiconductor Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NSM | 25-Sep-09 | 637640103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Brian L. Halla | For | For | |||
1.2 | Elect Director Steven R. Appleton | For | For | |||
1.3 | Elect Director Gary P. Arnold | For | For | |||
1.4 | Elect Director Richard J. Danzig | For | For | |||
1.5 | Elect Director John T. Dickson | For | For | |||
1.6 | Elect Director Robert J. Frankenberg | For | For | |||
1.7 | Elect Director Modesto A. Maidique | For | For | |||
1.8 | Elect Director Edward R. McCracken | For | For | |||
1.9 | Elect Director Roderick C. McGeary | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Executive Incentive Bonus Plan | For | For | |||
4 | Approve Omnibus Stock Plan | For | For | |||
5 | Approve Repricing of Options | For | For |
Global Payments, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GPN | 30-Sep-09 | 37940X102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Alex W. Hart | For | For | |||
1.2 | Elect Director William I. Jacobs | For | For | |||
1.3 | Elect Director Alan M. Silberstein | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | For |
International Game Technology | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IGT | 30-Sep-09 | 459902102 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Stock Option Exchange Program | For | For |
Intersil Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ISIL | 06-Oct-09 | 46069S109 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Amend Omnibus Stock Plan | For | For | |||
2 | Approve Stock Option Exchange Program | For | For |
Oracle Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ORCL | 07-Oct-09 | 68389X105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Jeffrey S. Berg | For | Withhold | |||
1.2 | Elect Director H. Raymond Bingham | For | For | |||
1.3 | Elect Director Michael J. Boskin | For | For | |||
1.4 | Elect Director Safra A. Catz | For | For | |||
1.5 | Elect Director Bruce R. Chizen | For | For | |||
1.6 | Elect Director George H. Conrades | For | For | |||
1.7 | Elect Director Lawrence J. Ellison | For | For | |||
1.8 | Elect Director Hector Garcia-Molina | For | Withhold | |||
1.9 | Elect Director Jeffrey O. Henley | For | For | |||
1.10 | Elect Director Donald L. Lucas | For | For | |||
1.11 | Elect Director Charles E. Phillips, Jr. | For | For | |||
1.12 | Elect Director Naomi O. Seligman | For | Withhold | |||
2 | Approve Executive Incentive Bonus Plan | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
6 | Stock Retention/Holding Period | Against | For |
Paychex, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PAYX | 13-Oct-09 | 704326107 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director B. Thomas Golisano | For | For | |||
2 | Elect Director David J.S. Flaschen | For | For | |||
3 | Elect Director Grant M. Inman | For | For | |||
4 | Elect Director Pamela A. Joseph | For | For | |||
5 | Elect Director Jonathan J. Judge | For | For | |||
6 | Elect Director Joseph M. Tucci | For | For | |||
7 | Elect Director Joseph M. Velli | For | For | |||
8 | Ratify Auditors | For | For |
The Procter & Gamble Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PG | 13-Oct-09 | 742718109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Kenneth I. Chenault | For | For | |||
2 | Elect Director Scott D. Cook | For | For | |||
3 | Elect Director Rajat K. Gupta | For | For | |||
4 | Elect Director A.G. Lafley | For | For | |||
5 | Elect Director Charles R. Lee | For | For | |||
6 | Elect Director Lynn M. Martin | For | For | |||
7 | Elect Director Robert A. McDonald | For | For | |||
8 | Elect Director W. James McNerney, Jr. | For | For | |||
9 | Elect Director Johnathan A. Rodgers | For | For | |||
10 | Elect Director Ralph Snyderman | For | For | |||
11 | Elect Director Mary Agnes Wilderotter | For | For | |||
12 | Elect Director Patricia A. Woertz | For | For | |||
13 | Elect Director Ernesto Zedillo | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Amend Code of Regulations | For | For | |||
16 | Approve Omnibus Stock Plan | For | For | |||
17 | Provide for Cumulative Voting | Against | For | |||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
News Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NWSA | 16-Oct-09 | U6525C103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Jose Maria Aznar | For | For | |||
1.2 | Elect Director Natalie Bancroft | For | For | |||
1.3 | Elect Director Peter L. Barnes | For | For | |||
1.4 | Elect Director Chase Carey | For | For | |||
1.5 | Elect Director Kenneth E. Cowley | For | For | |||
1.6 | Elect Director David F. DeVoe | For | For | |||
1.7 | Elect Director Viet Dinh | For | Abstain | |||
1.8 | Elect Director Sir Roderick I. Eddington | For | Abstain | |||
1.9 | Elect Director Mark Hurd | For | For | |||
1.10 | Elect Director Andrew S.B. Knight | For | Abstain | |||
1.11 | Elect Director James R. Murdoch | For | For | |||
1.12 | Elect Director K. Rupert Murdoch | For | For | |||
1.13 | Elect Director Lachlan K. Murdoch | For | For | |||
1.14 | Elect Director Thomas J. Perkins | For | Abstain | |||
1.15 | Elect Director Arthur M. Siskind | For | For | |||
1.16 | Elect Director John L. Thornton | For | Abstain | |||
2 | Ratify Auditors | For | For |
Resources Connection, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: RECN | 22-Oct-09 | 76122Q105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Donald B. Murray | For | For | |||
1.2 | Elect Director A. Robert Pisano | For | For | |||
1.3 | Elect Director Susan J. Crawford | For | For | |||
1.4 | Elect Director Michael H. Wargotz | For | For | |||
2 | Ratify Auditors | For | For |
Harris Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HRS | 23-Oct-09 | 413875105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Terry D. Growcock | For | For | |||
1.2 | Elect Director Leslie F. Kenne | For | For | |||
1.3 | Elect Director David B. Rickard | For | For | |||
1.4 | Elect Director Gregory T. Swienton | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Require Independent Board Chairman | Against | Against |
Frontier Communications Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FTR | 27-Oct-09 | 35906A108 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Increase Authorized Common Stock | For | For | |||
3 | Issue Shares in Connection with Acquisition | For | For |
LAN Airlines S.A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Oct-09 | 501723100 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Set Share Price or Authorize Board to Fix Share Price of the Shares Included in the Compensation Plan Adopted by the AGM on April 5, 2007 | For | For | |||
2 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
Sara Lee Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SLE | 29-Oct-09 | 803111103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Brenda C. Barnes | For | For | |||
2 | Elect Director Christopher B. Begley | For | For | |||
3 | Elect Director Crandall C. Bowles | For | Against | |||
4 | Elect Director Virgis W. Colbert | For | For | |||
5 | Elect Director James S. Crown | For | Against | |||
6 | Elect Director Laurette T. Koellner | For | For | |||
7 | Elect Director Cornelis J.A. Van Lede | For | For | |||
8 | Elect Director Dr. John McAdam | For | For | |||
9 | Elect Director Sir Ian Prosser | For | For | |||
10 | Elect Director Norman R. Sorensen | For | Against | |||
11 | Elect Director Jeffrey W. Ubben | For | For | |||
12 | Elect Director Jonathan P. Ward | For | Against | |||
13 | Ratify Auditors | For | For |
Cardinal Health, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CAH | 04-Nov-09 | 14149Y108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Colleen F. Arnold | For | For | |||
1.2 | Elect Director George S. Barrett | For | For | |||
1.3 | Elect Director Glenn A. Britt | For | For | |||
1.4 | Elect Director Calvin Darden | For | For | |||
1.5 | Elect Director Bruce L. Downey | For | For | |||
1.6 | Elect Director John F. Finn | For | For | |||
1.7 | Elect Director Gregory B. Kenny | For | For | |||
1.8 | Elect Director Richard C. Notebaert | For | For | |||
1.9 | Elect Director David W. Raisbeck | For | For | |||
1.10 | Elect Director Jean G. Spaulding | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Executive Incentive Bonus Plan | For | For | |||
4 | Performance-Based Equity Awards | Against | For | |||
5 | Require Independent Board Chairman | Against | Against |
Linear Technology Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LLTC | 04-Nov-09 | 535678106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Robert H. Swanson, Jr. | For | For | |||
1.2 | Elect Director David S. Lee | For | Withhold | |||
1.3 | Elect Director Lothar Maier | For | For | |||
1.4 | Elect Director Richard M. Moley | For | Withhold | |||
1.5 | Elect Director Thomas S. Volpe | For | Withhold | |||
2 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
3 | Approve Executive Incentive Bonus Plan | For | For | |||
4 | Ratify Auditors | For | For |
Archer-Daniels-Midland Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ADM | 05-Nov-09 | 039483102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director George W. Buckley | For | For | |||
1.2 | Elect Director Mollie Hale Carter | For | For | |||
1.3 | Elect Director Donald E. Felsinger | For | For | |||
1.4 | Elect Director Victoria F. Haynes | For | For | |||
1.5 | Elect Director Antonio Maciel Neto | For | For | |||
1.6 | Elect Director Patrick J. Moore | For | For | |||
1.7 | Elect Director Thomas F. O’Neill | For | For | |||
1.8 | Elect Director Kelvin R. Westbrook | For | For | |||
1.9 | Elect Director Patricia A. Woertz | For | For | |||
2 | Approve Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Adopt ILO Based Code of Conduct | Against | For |
Coach, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: COH | 05-Nov-09 | 189754104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Lew Frankfort | For | For | |||
1.2 | Elect Director Susan Kropf | For | Withhold | |||
1.3 | Elect Director Gary Loveman | For | Withhold | |||
1.4 | Elect Director Ivan Menezes | For | Withhold | |||
1.5 | Elect Director Irene Miller | For | Withhold | |||
1.6 | Elect Director Michael Murphy | For | Withhold | |||
1.7 | Elect Director Jide Zeitlin | For | Withhold | |||
2 | Amend Omnibus Stock Plan | For | For | |||
3 | Report on Ending Use of Animal Fur in Products | Against | Against |
Automatic Data Processing, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ADP | 10-Nov-09 | 053015103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Gregory D. Brenneman | For | For | |||
1.2 | Elect Director Leslie A. Brun | For | For | |||
1.3 | Elect Director Gary C. Butler | For | For | |||
1.4 | Elect Director Leon G. Cooperman | For | For | |||
1.5 | Elect Director Eric C. Fast | For | For | |||
1.6 | Elect Director Linda R. Gooden | For | For | |||
1.7 | Elect Director R. Glenn Hubbard | For | For | |||
1.8 | Elect Director John P. Jones | For | For | |||
1.9 | Elect Director Charles H. Noski | For | For | |||
1.10 | Elect Director Sharon T. Rowlands | For | For | |||
1.11 | Elect Director Gregory L. Summe | For | For | |||
2 | Ratify Auditors | For | For |
Cisco Systems, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CSCO | 12-Nov-09 | 17275R102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Carol A. Bartz | For | For | |||
2 | Elect Director M. Michele Burns | For | For | |||
3 | Elect Director Michael D. Capellas | For | For | |||
4 | Elect Director Larry R. Carter | For | For | |||
5 | Elect Director John T. Chambers | For | For | |||
6 | Elect Director Brian L. Halla | For | For | |||
7 | Elect Director John L. Hennessy | For | For | |||
8 | Elect Director Richard M. Kovacevich | For | For | |||
9 | Elect Director Roderick C. McGeary | For | For | |||
10 | Elect Director Michael K. Powell | For | For | |||
11 | Elect Director Arun Sarin | For | For | |||
12 | Elect Director Steven M. West | For | For | |||
13 | Elect Director Jerry Yang | For | For | |||
14 | Amend Omnibus Stock Plan | For | For | |||
15 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
16 | Ratify Auditors | For | For | |||
17 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against | |||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
19 | Report on Internet Fragmentation | Against | For |
DIRECTV | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DTV | 19-Nov-09 | 25490A101 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Approve Voting and Right of First Refusal | For | For | |||
3 | Adjourn Meeting | For | For |
Harris Stratex Networks, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HSTX | 19-Nov-09 | 41457P106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Charles D. Kissner | For | For | |||
1.2 | Elect Director Harald J. Braun | For | For | |||
1.3 | Elect Director Eric C. Evans | For | For | |||
1.4 | Elect Director William A. Hasler | For | For | |||
1.5 | Elect Director Clifford H. Higgerson | For | For | |||
1.6 | Elect Director Dr. Mohsen Sohi | For | For | |||
1.7 | Elect Director Dr. James C. Stoffel | For | For | |||
1.8 | Elect Director Edward F. Thompson | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | |||
4 | Amend Omnibus Stock Plan | For | For | |||
5 | Eliminate Class of Common Stock | For | For |
Liberty Media Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LINTA | 19-Nov-09 | 53071M609 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Redemption Proposal | For | For | |||
2.1 | Approve Spin-Off Agreement | For | For | |||
2.2 | Approve Merger Agreement | For | For | |||
2.3 | Approve Contribution Proposal | For | For | |||
3 | Adjourn Meeting | For | For |
Microsoft Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MSFT | 19-Nov-09 | 594918104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director William H. Gates, III | For | For | |||
2 | Elect Director Steven A. Ballmer | For | For | |||
3 | Elect Director Dina Dublon | For | For | |||
4 | Elect Director Raymond V. Gilmartin | For | For | |||
5 | Elect Director Reed Hastings | For | For | |||
6 | Elect Director Maria Klawe | For | For | |||
7 | Elect Director David F. Marquardt | For | For | |||
8 | Elect Director Charles H. Noski | For | For | |||
9 | Elect Director Helmut Panke | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Permit Right to Call Special Meeting | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
13 | Adopt Principles for Health Care Reform | Against | Against | |||
14 | Report on Charitable Contributions | Against | Against |
Accuray Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ARAY | 20-Nov-09 | 004397105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Elizabeth Davila | For | For | |||
1.2 | Elect Director Euan S. Thomson | For | For | |||
1.3 | Elect Director Wayne Wu | For | For | |||
2 | Approve Executive Incentive Bonus Plan | For | For | |||
3 | Ratify Auditors | For | For |
Lloyds Banking Group plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 26-Nov-09 | 539439109 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | To Approve The Share Subdivision | For | For | |||
2 | To Authorise The Directors To Allot Shares Or Grant Rights To subscribe For Shares Pursuant To The Rights Issue And The Exchange Offers | For | For | |||
3 | To Provide The Directors With A General Authority To Allot Shares Or Grant Rights To Subscribe For Shares | For | For | |||
4 | To Approve The Hmt Transactions | For | For | |||
5 | To Authorise The Capitalisation Issue Of New Limited Voting Shares | For | For | |||
6 | To Approve The Amendment Of The Articles Of Association | For | For | |||
7 | To Provide The Company With Authority To Make Market Purchases of The Existing Preference Shares | For | For | |||
8 | To Provide The Company With Authority To Make Off-market Purchases Of The Equiniti Existing Preference Shares | For | For | |||
9 | To Provide The Company With Authority To Make Off-market Purchases Of The Bny Existing Preference Shares | For | For | |||
10 | To Provide The Company With Authority To Make Off-market Purchases Of The 6.3673% Preference Shares | For | For | |||
11 | To Provide The Directors With Authority To Allot Shares Pursuant To Rights Issue And Exchange Offers On A Non Pre-emptive Basis | For | For | |||
12 | To Provide The Directors With A General Authority To Allot Shares For Cash On A Non Pre-emptive Basis | For | For |
Activision Blizzard, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ATVI | 17-Dec-09 | 00507V109 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Amend Omnibus Stock Plan | For | For |
Sun Microsystems, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: JAVA | 17-Dec-09 | 866810203 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Scott G. McNealy | For | For | |||
1.2 | Elect Director James L. Barksdale | For | For | |||
1.3 | Elect Director Stephen M. Bennett | For | Against | |||
1.4 | Elect Director Peter L.S. Currie | For | For | |||
1.5 | Elect Director Robert J. Finocchio, Jr. | For | For | |||
1.6 | Elect Director James H. Greene, Jr. | For | For | |||
1.7 | Elect Director Michael E. Marks | For | For | |||
1.8 | Elect Director Rahul N. Merchant | For | For | |||
1.9 | Elect Director Patricia E. Mitchell | For | For | |||
1.10 | Elect Director M. Kenneth Oshman | For | Against | |||
1.11 | Elect Director P. Anthony Ridder | For | Against | |||
1.12 | Elect Director Jonathan I. Schwartz | For | For | |||
2 | Ratify Auditors | For | For |
Delta Petroleum Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DPTR | 22-Dec-09 | 247907207 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Increase Authorized Common Stock | For | For | |||
2 | Approve Omnibus Stock Plan | For | Against |
Ticketmaster Entertainment, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TKTM | 08-Jan-10 | 88633P302 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2.1 | Elect Director Irving Azoff | For | For | |||
2.2 | Elect Director Terry Barnes | For | For | |||
2.3 | Elect Director Mark Carleton | For | For | |||
2.4 | Elect Director Brian Deevy | For | For | |||
2.5 | Elect Director Barry Diller | For | Withhold | |||
2.6 | Elect Director Jonathan Dolgen | For | Withhold | |||
2.7 | Elect Director Diane Irvine | For | For | |||
2.8 | Elect Director Craig A. Jacobson | For | Withhold | |||
2.9 | Elect Director Victor A. Kaufman | For | For | |||
2.10 | Elect Director Michael Leitner | For | For | |||
2.11 | Elect Director Jonathan F. Miller | For | Withhold | |||
3 | Ratify Auditors | For | For | |||
4 | Amend Omnibus Stock Plan | For | Against | |||
5 | Adjourn Meeting | For | Against |
Walgreen Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WAG | 13-Jan-10 | 931422109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Steven A. Davis | For | For | |||
1.2 | Elect Director William C. Foote | For | For | |||
1.3 | Elect Director Mark P. Frissora | For | For | |||
1.4 | Elect Director Alan G. McNally | For | For | |||
1.5 | Elect Director Nancy M. Schlichting | For | For | |||
1.6 | Elect Director David Y. Schwartz | For | For | |||
1.7 | Elect Director Alejandro Silva | For | For | |||
1.8 | Elect Director James A. Skinner | For | For | |||
1.9 | Elect Director Gregory D. Wasson | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Stock Option Plan | For | For | |||
4 | Reduce Supermajority Vote Requirement | Against | For | |||
5 | Performance-Based Equity Awards | Against | For | |||
6 | Report on Charitable Contributions | Against | Against |
Visa Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: V | 20-Jan-10 | 92826C839 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Robert W. Matschullat | For | For | |||
1.2 | Elect Director Cathy E. Minehan | For | For | |||
1.3 | Elect Director David J. Pang | For | For | |||
1.4 | Elect Director William S. Shanahan | For | For | |||
1.5 | Elect Director John A. Swainson | For | For | |||
2 | Ratify Auditors | For | For |
Family Dollar Stores, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FDO | 21-Jan-10 | 307000109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Mark R. Bernstein | For | For | |||
1.2 | Elect Director Pamela L. Davies | For | For | |||
1.3 | Elect Director Sharon Allred Decker | For | For | |||
1.4 | Elect Director Edward C. Dolby | For | For | |||
1.5 | Elect Director Glenn A. Eisenberg | For | For | |||
1.6 | Elect Director Howard R. Levine | For | For | |||
1.7 | Elect Director George R. Mahoney, Jr. | For | For | |||
1.8 | Elect Director James G. Martin | For | For | |||
1.9 | Elect Director Harvey Morgan | For | For | |||
1.10 | Elect Director Dale C. Pond | For | For | |||
2 | Ratify Auditors | For | For |
Capitol Federal Financial | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CFFN | 26-Jan-10 | 14057C106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John B. Dicus | For | For | |||
1.2 | Elect Director Jeffrey R. Thompson | For | For | |||
2 | Ratify Auditors | For | For |
Monsanto Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MON | 26-Jan-10 | 61166W101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Frank V. AtLee III | For | For | |||
2 | Elect Director David L. Chicoine | For | For | |||
3 | Elect Director Arthur H. Harper | For | For | |||
4 | Elect Director Gwendolyn S. King | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Amend Omnibus Stock Plan | For | For |
Emerson Electric Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: EMR | 02-Feb-10 | 291011104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director C. A. H. Boersig | For | For | |||
1.2 | Elect Director C. Fernandez G. | For | For | |||
1.3 | Elect Director W. J. Galvin | For | For | |||
1.4 | Elect Director R. L. Stephenson | For | For | |||
1.5 | Elect Director V. R. Loucks, Jr. | For | For | |||
1.6 | Elect Director R. L. Ridgway | For | For | |||
2 | Amend Executive Incentive Bonus Plan | For | For | |||
3 | Ratify Auditors | For | For |
Rockwell Automation, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ROK | 02-Feb-10 | 773903109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Barry C. Johnson | For | For | |||
1.2 | Elect Director William T. McCormick, Jr. | For | For | |||
1.3 | Elect Director Keith D. Nosbusch | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | Against |
Varian Semiconductor Equipment Associates, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: VSEA | 08-Feb-10 | 922207105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Xun (Eric) Chen | For | For | |||
1.2 | Elect Director Dennis G. Schmal | For | For | |||
2 | Ratify Auditors | For | For |
Burlington Northern Santa Fe Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BNI | 11-Feb-10 | 12189T104 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Adjourn Meeting | For | For |
Bank of America Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BAC | 23-Feb-10 | 060505104 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Increase Authorized Common Stock | For | For | |||
2 | Adjourn Meeting | For | For |
Deere & Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DE | 24-Feb-10 | 244199105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Samuel R. Allen | For | For | |||
2 | Elect Director Aulana L. Peters | For | For | |||
3 | Elect Director David B. Speer | For | For | |||
4 | Declassify the Board of Directors | For | For | |||
5 | Amend Omnibus Stock Plan | For | For | |||
6 | Amend Executive Incentive Bonus Plan | For | For | |||
7 | Ratify Auditors | For | For | |||
8 | Limit Executive Compensation | Against | Against | |||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
10 | Require Independent Board Chairman | Against | For |
Apple Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AAPL | 25-Feb-10 | 037833100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director William V. Campbell | For | For | |||
1.2 | Elect Director Millard S. Drexler | For | For | |||
1.3 | Elect Director Albert A. Gore, Jr. | For | For | |||
1.4 | Elect Director Steven P. Jobs | For | For | |||
1.5 | Elect Director Andrea Jung | For | For | |||
1.6 | Elect Director Arthur D. Levinson | For | For | |||
1.7 | Elect Director Jerome B. York | For | For | |||
2 | Amend Omnibus Stock Plan | For | For | |||
3 | Amend Non-Employee Director Omnibus Stock Plan | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Prepare Sustainability Report | Against | Against | |||
7 | Establish Other Board Committee | Against | Against |
Novartis AG | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 26-Feb-10 | H5820Q150 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports, Including Remuneration Report | For | For | |||
2 | Approve Discharge of Board and Senior Management | For | For | |||
3 | Approve Allocation of Income and Dividends of CHF 2.10 per Share | For | For | |||
4.1 | Amend Articles Re: Compliance with Swiss Federal Act on Intermediated Securities | For | For | |||
4.2 | Amend Articles Re: Introduction of a Consultative Resolution on the Remuneration System | For | For | |||
5.1 | Reelect Marjorie M.T. Yang as Director | For | For | |||
5.2 | Reelect Daniel Vasella as Director | For | For | |||
5.3 | Reelect Hans-Joerg Rudloff as Director | For | For | |||
6 | Ratify PricewaterhouseCoopers as Auditors | For | For | |||
7 | Additional And/or Counter-proposals Presented At The Meeting | For | Against |
Piedmont Natural Gas Co., Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PNY | 26-Feb-10 | 720186105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Jerry W. Amos | For | For | |||
1.2 | Elect Director Frankie T. Jones, Sr. | For | For | |||
1.3 | Elect Director Vicki McElreath | For | For | |||
1.4 | Elect Director Thomas E. Skains | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Qualified Employee Stock Purchase Plan | For | For |
Agilent Technologies, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: A | 02-Mar-10 | 00846U101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Paul N. Clark | For | For | |||
2 | Elect Director James G. Cullen | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Approve Executive Incentive Bonus Plan | For | For |
International Game Technology | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IGT | 02-Mar-10 | 459902102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Paget L. Alves | For | For | |||
1.2 | Elect Director Patti S. Hart | For | For | |||
1.3 | Elect Director Robert A. Mathewson | For | For | |||
1.4 | Elect Director Thomas J. Matthews | For | For | |||
1.5 | Elect Director Robert J. Miller | For | For | |||
1.6 | Elect Director Frederick B. Rentschler | For | For | |||
1.7 | Elect Director David E. Roberson | For | For | |||
1.8 | Elect Director Philip G. Satre | For | For | |||
2 | Ratify Auditors | For | For |
QUALCOMM Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: QCOM | 02-Mar-10 | 747525103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Barbara T. Alexander | For | For | |||
1.2 | Elect Director Stephen M. Bennett | For | For | |||
1.3 | Elect Director Donald G. Cruickshank | For | For | |||
1.4 | Elect Director Raymond V. Dittamore | For | For | |||
1.5 | Elect Director Thomas W. Horton | For | For | |||
1.6 | Elect Director Irwin Mark Jacobs | For | For | |||
1.7 | Elect Director Paul E. Jacobs | For | For | |||
1.8 | Elect Director Robert E. Kahn | For | For | |||
1.9 | Elect Director Sherry Lansing | For | For | |||
1.10 | Elect Director Duane A. Nelles | For | For | |||
1.11 | Elect Director Brent Scowcroft | For | For | |||
1.12 | Elect Director Marc I. Stern | For | For | |||
2 | Amend Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For |
Hill-Rom Holdings, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HRC | 04-Mar-10 | 431475102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director James R. Giertz | For | For | |||
1.2 | Elect Director Katherine S. Napier | For | For | |||
1.3 | Elect Director Ronald A. Malone | For | For | |||
1.4 | Elect Director Eduardo R. Menasce | For | For | |||
1.5 | Elect Director John J. Greisch | For | For | |||
2 | Declassify the Board of Directors | For | For | |||
3 | Reduce Supermajority Vote Requirement | For | For | |||
4 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
5 | Ratify Auditors | For | For |
Analog Devices, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ADI | 09-Mar-10 | 032654105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Ray Stata | For | For | |||
1.2 | Elect Director Jerald G. Fishman | For | For | |||
1.3 | Elect Director James A. Champy | For | For | |||
1.4 | Elect Director John L. Doyle | For | For | |||
1.5 | Elect Director John C. Hodgson | For | For | |||
1.6 | Elect Director Yves-Andre Istel | For | For | |||
1.7 | Elect Director Neil Novich | For | For | |||
1.8 | Elect Director F. Grant Saviers | For | For | |||
1.9 | Elect Director Paul J. Severino | For | For | |||
1.10 | Elect Director Kenton J. Sicchitano | For | For | |||
2 | Ratify Auditors | For | For |
Applied Materials, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AMAT | 09-Mar-10 | 038222105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Michael R. Splinter | For | For | |||
1.2 | Elect Director Aart J. de Geus | For | For | |||
1.3 | Elect Director Stephen R. Forrest | For | For | |||
1.4 | Elect Director Thomas J. Iannotti | For | For | |||
1.5 | Elect Director Susan M. James | For | For | |||
1.6 | Elect Director Alexander A. Karsner | For | For | |||
1.7 | Elect Director Gerhard H. Parker | For | For | |||
1.8 | Elect Director Dennis D. Powell | For | For | |||
1.9 | Elect Director Willem P. Roelandts | For | For | |||
1.10 | Elect Director James E. Rogers | For | Withhold | |||
1.11 | Elect Director Robert H. Swan | For | For | |||
2 | Ratify Auditors | For | For |
The Walt Disney Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DIS | 10-Mar-10 | 254687106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Susan E. Arnold | For | For | |||
2 | Elect Director John E. Bryson | For | For | |||
3 | Elect Director John S. Chen | For | For | |||
4 | Elect Director Judith L. Estrin | For | For | |||
5 | Elect Director Robert A. Iger | For | For | |||
6 | Elect Director Steven P. Jobs | For | For | |||
7 | Elect Director Fred H. Langhammer | For | For | |||
8 | Elect Director Aylwin B. Lewis | For | For | |||
9 | Elect Director Monica C. Lozano | For | For | |||
10 | Elect Director Robert W. Matschullat | For | For | |||
11 | Elect Director John E. Pepper, Jr. | For | For | |||
12 | Elect Director Sheryl Sandberg | For | For | |||
13 | Elect Director Orin C. Smith | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Amend Omnibus Stock Plan | For | Against | |||
16 | Reduce Supermajority Vote Requirement | For | For | |||
17 | Reduce Supermajority Vote Requirement | For | For | |||
18 | Amend Articles of Incorporation to Delete Certain Tracking Stock Provisions | For | For | |||
19 | Amend Articles of Incorporation to Delete Classified Board Transition Provisions | For | For | |||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
21 | Amend EEO Policy to Prohibit Discrimination Based on Ex-Gay Status | Against | Against |
Hewlett-Packard Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HPQ | 17-Mar-10 | 428236103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Marc L. Andreessen | For | For | |||
1.2 | Elect Director Lawrence T. Babbio, Jr. | For | For | |||
1.3 | Elect Director Sari M. Baldauf | For | For | |||
1.4 | Elect Director Rajiv L. Gupta | For | For | |||
1.5 | Elect Director John H. Hammergren | For | For | |||
1.6 | Elect Director Mark V. Hurd | For | For | |||
1.7 | Elect Director Joel Z. Hyatt | For | For | |||
1.8 | Elect Director John R. Joyce | For | For | |||
1.9 | Elect Director Robert L. Ryan | For | For | |||
1.10 | Elect Director Lucille S. Salhany | For | For | |||
1.11 | Elect Director G. Kennedy Thompson | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | For | |||
4 | Company Request on Advisory Vote on Executive Compensation | For | For |
Starbucks Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SBUX | 24-Mar-10 | 855244109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Howard Schultz | For | For | |||
1.2 | Elect Director Barbara Bass | For | For | |||
1.3 | Elect Director William W. Bradley | For | For | |||
1.4 | Elect Director Mellody Hobson | For | For | |||
1.5 | Elect Director Kevin R. Johnson | For | For | |||
1.6 | Elect Director Olden Lee | For | For | |||
1.7 | Elect Director Sheryl Sandberg | For | For | |||
1.8 | Elect Director James G. Shennan, Jr. | For | For | |||
1.9 | Elect Director Javier G. Teruel | For | For | |||
1.10 | Elect Director Myron E. Ullman, III | For | For | |||
1.11 | Elect Director Craig E. Weatherup | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Adopt Comprehensive Recycling Strategy for Beverage Containers | Against | Against |
The Toronto-Dominion Bank | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TD | 25-Mar-10 | 891160509 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect William E. Bennett as Director | For | For | |||
1.2 | Elect Hugh J. Bolton as Director | For | For | |||
1.3 | Elect John L. Bragg as Director | For | For | |||
1.4 | Elect W. Edmund Clark as Director | For | For | |||
1.5 | Elect Wendy K. Dobson as Director | For | For | |||
1.6 | Elect Henry H. Ketcham as Director | For | For | |||
1.7 | Elect Pierre H. Lessard as Director | For | For | |||
1.8 | Elect Brian M. Levitt as Director | For | For | |||
1.9 | Elect Harold H. MacKay as Director | For | For | |||
1.10 | Elect Irene R. Miller as Director | For | For | |||
1.11 | Elect Nadir H. Mohamed as Director | For | For | |||
1.12 | Elect Wilbur J. Prezzano as Director | For | For | |||
1.13 | Elect Helen K. Sinclair as Director | For | For | |||
1.14 | Elect Carole S. Taylor as Director | For | For | |||
1.15 | Elect John M. Thompson as Director | For | For | |||
2 | Ratify Ernst & Young LLP as Auditors | For | For | |||
3 | Advisory Vote on Executive Compensation Approach | For | For | |||
4 | Submit to Shareholder Vote More Nominees Than There are Vacancies on the Board of Directors | Against | Against | |||
5 | Disclose Equity Ratio Between Total Compensation of CEO, the Five NEOs and Total Average Compensation of Employees | Against | Against |
KB Home | Meeting Date | CUSIP | Meeting Type | |||
Ticker: KBH | 01-Apr-10 | 48666K109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Stephen F. Bollenbach | For | For | |||
2 | Elect Director Timothy W. Finchem | For | For | |||
3 | Elect Director Kenneth M. Jastrow, II | For | For | |||
4 | Elect Director Robert L. Johnson | For | For | |||
5 | Elect Director Melissa Lora | For | For | |||
6 | Elect Director Michael G. McCaffery | For | For | |||
7 | Elect Director Jeffrey T. Mezger | For | For | |||
8 | Elect Director Leslie Moonves | For | For | |||
9 | Elect Director Luis G. Nogales | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Approve Omnibus Stock Plan | For | For | |||
12 | Pay For Superior Performance | Against | For | |||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
14 | Adopt Policy for Engagement With Proponents of Shareholder Proposals Supported by a Majority Vote | Against | For |
Waddell & Reed Financial, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WDR | 07-Apr-10 | 930059100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Henry J. Herrmann | For | Withhold | |||
1.2 | Elect Director James M. Raines | For | Withhold | |||
1.3 | Elect Director William L. Rogers | For | Withhold | |||
2 | Ratify Auditors | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Carnival Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CCL | 13-Apr-10 | 143658300 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Reelect Micky Arison As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
2 | Elect Sir Jonathon Band As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
3 | Reelect Robert H. Dickinson As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
4 | Reelect Arnold W. Donald As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
5 | Reelect Pier Luigi Foschi As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
6 | Reelect Howard S. Frank As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
7 | Reelect Richard J. Glasier As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
8 | Reelect Modesto A. Maidique As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
9 | Reelect Sir John Parker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
10 | Reelect Peter G. Ratcliffe As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
11 | Reelect Stuart Subotnick As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
12 | Reelect Laura Weil As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
13 | Reelect Randall J. Weisenburger As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
14 | Reelect Uzi Zucker As A Director Of Carnival Corporation And As A Director Of Carnival Plc. | For | For | |||
15 | Reappoint The UK Firm Of PricewaterhouseCoopers LLP As Independent Auditors For Carnival Plc And Ratify The U.S. Firm Of PricewaterhouseCoopers LLP As The Independent Auditor For Carnival Corporation. | For | For | |||
16 | Authorize The Audit Committee Of Carnival Plc To Fix Remuneration Of The Independent Auditors Of Carnival Plc. | For | For | |||
17 | Receive The UK Accounts And Reports Of The Directors And Auditors Of Carnival Plc For The Year Ended November 30, 2009 | For | For | |||
18 | Approve The Directors Remuneration Report Of Carnival Plc For The Year Ended November 30, 2009 | For | For | |||
19 | Authorize Issue of Equity with Pre-emptive Rights | For | For | |||
20 | Authorize Issue of Equity without Pre-emptive Rights | For | For | |||
21 | Authorise Shares for Market Purchase | For | For | |||
22 | Stock Retention/Holding Period | Against | For | |||
23 | Transact Other Business (Non-Voting) |
The Bank of New York Mellon Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BK | 13-Apr-10 | 064058100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Ruth E. Bruch | For | For | |||
1.2 | Elect Director Nicholas M. Donofrio | For | For | |||
1.3 | Elect Director Gerald L. Hassell | For | For | |||
1.4 | Elect Director Edmund F. Kelly | For | For | |||
1.5 | Elect Director Robert P. Kelly | For | For | |||
1.6 | Elect Director Richard J. Kogan | For | For | |||
1.7 | Elect Director Michael J. Kowalski | For | For | |||
1.8 | Elect Director John A. Luke, Jr. | For | For | |||
1.9 | Elect Director Robert Mehrabian | For | For | |||
1.10 | Elect Director Mark A. Nordenberg | For | For | |||
1.11 | Elect Director Catherine A. Rein | For | For | |||
1.12 | Elect Director William C. Richardson | For | For | |||
1.13 | Elect Director Samuel C. Scott III | For | For | |||
1.14 | Elect Director John P. Surma | For | For | |||
1.15 | Elect Director Wesley W. von Schack | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Provide for Cumulative Voting | Against | For | |||
5 | Stock Retention/Holding Period | Against | For | |||
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Against | For |
United Technologies Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: UTX | 14-Apr-10 | 913017109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Louis R. Chenevert | For | For | |||
1.2 | Elect Director John V. Faraci | For | For | |||
1.3 | Elect Director Jean-Pierre Garnier, Ph.D. | For | For | |||
1.4 | Elect Director Jamie S. Gorelick | For | For | |||
1.5 | Elect Director Carlos M. Gutierrez | For | For | |||
1.6 | Elect Director Edward A. Kangas | For | For | |||
1.7 | Elect Director Charles R. Lee | For | For | |||
1.8 | Elect Director Richard D. McCormick | For | For | |||
1.9 | Elect Director Harold McGraw, III | For | For | |||
1.10 | Elect Director Richard B. Myers | For | For | |||
1.11 | Elect Director H. Patrick Swygert | For | For | |||
1.12 | Elect Director Andre Villeneuve | For | For | |||
1.13 | Elect Director Christine Todd Whitman | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
BP plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 15-Apr-10 | G12793108 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | To Receive The Directors Annual Report And Accounts | For | For | |||
2 | To Approve The Directors Remuneration Report | For | For | |||
3 | To Elect P Anderson As A Director | For | For | |||
4 | To Re-elect A Burgmans As A Director | For | For | |||
5 | To Re-elect C B Carroll As A Director | For | For | |||
6 | To Re-elect William Castell As A Director | For | For | |||
7 | To Re-elect I C Conn As A Director | For | For | |||
8 | To Re-elect G David As A Director | For | For | |||
9 | To Elect I E L Davis As A Director | For | For | |||
10 | To Re-elect R Dudley As A Director | For | For | |||
11 | To Re-elect D J Flint As A Director | For | For | |||
12 | To Re-elect B E Grote As A Director | For | For | |||
13 | To Re-elect A B Hayward As A Director | For | For | |||
14 | To Re-elect A G Inglis As A Director | For | For | |||
15 | To Re-elect D S Julius As A Director | For | For | |||
16 | To Elect C-H Svanberg As A Director | For | For | |||
17 | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | For | For | |||
18 | To Adopt New Articles Of Association | For | For | |||
19 | To Give Limited Authority For The Purchase of Its Own Shares By The Company | For | For | |||
20 | To Give Limited Authority To Allot Shares Up To A Specified amount | For | For | |||
21 | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | For | For | |||
22 | To Authorize The Calling Of General Meetings(excluding Annual General Meetings) By Notice Of At Least 14 clear Days | For | For | |||
23 | To Approve The Renewal Of The Executive Directors Incentive Plan | For | For | |||
24 | To Approve The Scrip Dividend Programme Shareholder Proposal | For | For | |||
25 | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | Against | Against |
Texas Instruments Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TXN | 15-Apr-10 | 882508104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director R.W. Babb, Jr. | For | For | |||
2 | Elect Director D.L. Boren | For | For | |||
3 | Elect Director D.A. Carp | For | For | |||
4 | Elect Director C.S. Cox | For | For | |||
5 | Elect Director D.R. Goode | For | For | |||
6 | Elect Director S.P. MacMillan | For | For | |||
7 | Elect Director P.H. Patsley | For | For | |||
8 | Elect Director W.R. Sanders | For | For | |||
9 | Elect Director R.J. Simmons | For | For | |||
10 | Elect Director R.K. Templeton | For | For | |||
11 | Elect Director C.T. Whitman | For | For | |||
12 | Ratify Auditors | For | For |
Adobe Systems Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ADBE | 16-Apr-10 | 00724F101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Edward W. Barnholt | For | For | |||
2 | Elect Director Michael R. Cannon | For | For | |||
3 | Elect Director James E. Daley | For | For | |||
4 | Elect Director Charles M. Geschke | For | For | |||
5 | Elect Director Shantanu Narayen | For | For | |||
6 | Amend Omnibus Stock Plan | For | For | |||
7 | Ratify Auditors | For | For |
Eli Lilly and Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LLY | 19-Apr-10 | 532457108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director R. Alvarez | For | For | |||
2 | Elect Director W. Bischoff | For | For | |||
3 | Elect Director R.D. Hoover | For | Against | |||
4 | Elect Director F.G. Prendergast | For | For | |||
5 | Elect Director K.P. Seifert | For | For | |||
6 | Ratify Auditors | For | For | |||
7 | Declassify the Board of Directors | For | For | |||
8 | Reduce Supermajority Vote Requirement | For | For | |||
9 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
10 | Prohibit CEOs from Serving on Compensation Committee | Against | Against | |||
11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
12 | Stock Retention/Holding Period | Against | For |
Genuine Parts Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GPC | 19-Apr-10 | 372460105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Mary B. Bullock, Ph.D. | For | For | |||
1.2 | Elect Director Jean Douville | For | For | |||
1.3 | Elect Director Thomas C. Gallagher | For | For | |||
1.4 | Elect Director George C. ‘Jack’ Guynn | For | For | |||
1.5 | Elect Director John D. Johns | For | For | |||
1.6 | Elect Director Michael M.E. Johns, M.D. | For | For | |||
1.7 | Elect Director J. Hicks Lanier | For | For | |||
1.8 | Elect Director Wendy B. Needham | For | For | |||
1.9 | Elect Director Jerry W. Nix | For | For | |||
1.10 | Elect Director Larry L. Prince | For | For | |||
1.11 | Elect Director Gary W. Rollins | For | For | |||
2 | Ratify Auditors | For | For |
MEMC Electronic Materials, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WFR | 20-Apr-10 | 552715104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Emmanuel T. Hernandez | For | For | |||
2 | Elect Director John Marren | For | For | |||
3 | Elect Director William E. Stevens | For | For | |||
4 | Elect Director James B. Williams | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Approve Omnibus Stock Plan | For | For | |||
7 | Other Business | For | Against |
Moody’s Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MCO | 20-Apr-10 | 615369105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Basil L. Anderson | For | For | |||
2 | Elect Director Darrell Duffie, Ph.d. | For | For | |||
3 | Elect Director Raymond W. McDaniel, Jr | For | For | |||
4 | Amend Omnibus Stock Plan | For | For | |||
5 | Amend Executive Incentive Bonus Plan | For | For | |||
6 | Ratify Auditors | For | For | |||
7 | Require Independent Board Chairman | Against | For |
U.S. Bancorp | Meeting Date | CUSIP | Meeting Type | |||
Ticker: USB | 20-Apr-10 | 902973304 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Douglas M. Baker, Jr. | For | For | |||
2 | Elect Director Y. Marc Belton | For | For | |||
3 | Elect Director Victoria Buyniski Gluckman | For | For | |||
4 | Elect Director Arthur D. Collins, Jr. | For | For | |||
5 | Elect Director Richard K. Davis | For | For | |||
6 | Elect Director Joel W. Johnson | For | For | |||
7 | Elect Director Olivia F. Kirtley | For | For | |||
8 | Elect Director Jerry W. Levin | For | For | |||
9 | Elect Director David B. O’Maley | For | For | |||
10 | Elect Director O’dell M. Owens, M.D., M.P.H. | For | For | |||
11 | Elect Director Richard G. Reiten | For | For | |||
12 | Elect Director Craig D. Schnuck | For | For | |||
13 | Elect Director Patrick T. Stokes | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Amend Omnibus Stock Plan | For | For | |||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For |
Whirlpool Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WHR | 20-Apr-10 | 963320106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Michael F. Johnston | For | For | |||
1.2 | Elect Director William T. Kerr | For | For | |||
1.3 | Elect Director William D. Perez | For | For | |||
1.4 | Elect Director Janice D. Stoney | For | For | |||
1.5 | Elect Director Michael D. White | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Omnibus Stock Plan | For | For |
FirstMerit Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FMER | 21-Apr-10 | 337915102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Steven H. Baer | For | For | |||
1.2 | Elect Director Karen S. Belden | For | For | |||
1.3 | Elect Director R. Cary Blair | For | For | |||
1.4 | Elect Director John C. Blickle | For | For | |||
1.5 | Elect Director Robert W. Briggs | For | For | |||
1.6 | Elect Director Richard Colella | For | For | |||
1.7 | Elect Director Gina D. France | For | For | |||
1.8 | Elect Director Paul G. Greig | For | For | |||
1.9 | Elect Director Terry L. Haines | For | For | |||
1.10 | Elect Director J. Michael Hochschwender | For | For | |||
1.11 | Elect Director Clifford J. Isroff | For | For | |||
1.12 | Elect Director Philip A. Lloyd II | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Articles of Incorporation Concerning Preferred Stock | For | For | |||
4 | Establish Range For Board Size | For | For | |||
5 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | |||
6 | Reduce Supermajority Vote Requirement Relating to Amendments | For | For | |||
7 | Eliminate Provision Stating Directors May Only Be Removed for Cause | For | For |
Sonoco Products Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SON | 21-Apr-10 | 835495102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director C.C. Fort | For | Withhold | |||
1.2 | Elect Director J.H. Mullin | For | Withhold | |||
1.3 | Elect Director P.R. Rollier | For | For | |||
1.4 | Elect Director T.E. Whiddon | For | For | |||
2 | Ratify Auditors | For | For |
The Coca-Cola Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: KO | 21-Apr-10 | 191216100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Herbert A. Allen | For | For | |||
2 | Elect Director Ronald W. Allen | For | For | |||
3 | Elect Director Cathleen P. Black | For | For | |||
4 | Elect Director Barry Diller | For | Against | |||
5 | Elect Director Alexis M. Herman | For | For | |||
6 | Elect Director Muhtar Kent | For | For | |||
7 | Elect Director Donald R. Keough | For | For | |||
8 | Elect Director Maria Elena Lagomasino | For | For | |||
9 | Elect Director Donald F. McHenry | For | For | |||
10 | Elect Director Sam Nunn | For | For | |||
11 | Elect Director James D. Robinson III | For | For | |||
12 | Elect Director Peter V. Ueberroth | For | For | |||
13 | Elect Director Jacob Wallenberg | For | For | |||
14 | Elect Director James B. Williams | For | For | |||
15 | Ratify Auditors | For | For | |||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
17 | Require Independent Board Chairman | Against | For | |||
18 | Performance-Based Equity Awards | Against | Against | |||
19 | Publish Report on Chemical Bisphenol A (BPA) | Against | For |
Johnson & Johnson | Meeting Date | CUSIP | Meeting Type | |||
Ticker: JNJ | 22-Apr-10 | 478160104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Mary Sue Coleman | For | For | |||
2 | Elect Director James G. Culien | For | For | |||
3 | Elect Director Michael M. E. Johns | For | For | |||
4 | Elect Director Susan L. Lindquist | For | For | |||
5 | Elect Director Anne M. Mulcahy | For | For | |||
6 | Elect Director Lea F. Mullin | For | For | |||
7 | Elect Director William D. Perez | For | For | |||
8 | Elect Director Charles Prince | For | For | |||
9 | Elect Director David Satcher | For | For | |||
10 | Elect Director William C. Welcon | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
Nicor Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GAS | 22-Apr-10 | 654086107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Director Robert M. Beavers, Jr. | For | For | |||
1.2 | Director Bruce P. Bickner | For | For | |||
1.3 | Director John H. Birdsall, III | For | For | |||
1.4 | Director Norman R. Bobins | For | For | |||
1.5 | Director Brenda J. Gaines | For | For | |||
1.6 | Director Raymond A. Jean | For | For | |||
1.7 | Director Dennis J. Keller | For | For | |||
1.8 | Director R. Eden Martin | For | For | |||
1.9 | Director Georgia R. Nelson | For | For | |||
1.10 | Director Armando J. Olivera | For | For | |||
1.11 | Director John Rau | For | For | |||
1.12 | Director John C. Staley | For | For | |||
1.13 | Director Russ M. Strobel | For | For | |||
2 | Ratify Auditors | For | For |
Pfizer Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PFE | 22-Apr-10 | 717081103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Dennis A. Ausiello | For | For | |||
2 | Elect Director Michael S. Brown | For | For | |||
3 | Elect Director M. Anthony Burns | For | For | |||
4 | Elect Director Robert N. Burt | For | For | |||
5 | Elect Director W. Don Cornwell | For | For | |||
6 | Elect Director Frances D. Fergusson | For | For | |||
7 | Elect Director William H. Gray III | For | For | |||
8 | Elect Director Constance J. Horner | For | For | |||
9 | Elect Director James M. Kilts | For | For | |||
10 | Elect Director Jeffrey B. Kindler | For | For | |||
11 | Elect Director George A. Lorch | For | For | |||
12 | Elect Director John P. Mascotte | For | For | |||
13 | Elect Director Suzanne Nora Johnson | For | For | |||
14 | Elect Director Stephen W. Sanger | For | For | |||
15 | Elect Director William C. Steere, Jr. | For | For | |||
16 | Ratify Auditors | For | For | |||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
18 | Provide Right to Call Special Meeting | For | For | |||
19 | Prohibit Executive Stock-Based Awards | Against | Against |
Abbott Laboratories | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ABT | 23-Apr-10 | 002824100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director R.J. Alpern | For | For | |||
1.2 | Elect Director R.S. Austin | For | For | |||
1.3 | Elect Director W.M. Daley | For | Withhold | |||
1.4 | Elect Director W.J. Farrell | For | Withhold | |||
1.5 | Elect Director H.L. Fuller | For | Withhold | |||
1.6 | Elect Director W.A. Osborn | For | Withhold | |||
1.7 | Elect Director D.A.L. Owen | For | For | |||
1.8 | Elect Director R.S. Roberts | For | For | |||
1.9 | Elect Director S.C. Scott, III | For | For | |||
1.10 | Elect Director W.D. Smithburg | For | Withhold | |||
1.11 | Elect Director G.F. Tilton | For | For | |||
1.12 | Elect Director M.D. White | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
4 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
Graco Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GGG | 23-Apr-10 | 384109104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director J. Kevin Gilligan | For | Withhold | |||
1.2 | Elect Director William G. Van Dyke | For | Withhold | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Omnibus Stock Plan | For | For | |||
4 | Require a Majority Vote for the Election of Directors | Against | For |
Harley-Davidson, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HOG | 24-Apr-10 | 412822108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Barry K. Allen | For | For | |||
1.2 | Elect Director Richard I. Beattie | For | For | |||
1.3 | Elect Director Judson C. Green | For | For | |||
1.4 | Elect Director N. Thomas Linebarger | For | For | |||
2 | Declassify the Board of Directors | For | For | |||
3 | Amend Bonus Plan | For | For | |||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Approve the Adoption of Simple Majority Vote | Against | For |
American Express Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AXP | 26-Apr-10 | 025816109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Daniel F. Akerson | For | For | |||
1.2 | Elect Director Charlene Barshefsky | For | For | |||
1.3 | Elect Director Ursula M. Burns | For | For | |||
1.4 | Elect Director Kenneth I. Chenault | For | For | |||
1.5 | Elect Director Peter Chernin | For | For | |||
1.6 | Elect Director Jan Leschly | For | For | |||
1.7 | Elect Director Richard C. Levin | For | For | |||
1.8 | Elect Director Richard A. McGinn | For | For | |||
1.9 | Elect Director Edward .D. Miller | For | For | |||
1.10 | Elect Director Steven S. Reinemund | For | For | |||
1.11 | Elect Director Robert D. Walter | For | For | |||
1.12 | Elect Director Ronald A. Williams | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | |||
4 | Provide for Cumulative Voting | Against | For | |||
5 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
6 | Stock Retention/Holding Period | Against | For |
Apartment Investment and Management Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AIV | 26-Apr-10 | 03748R101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director James N. Bailey | For | For | |||
2 | Elect Director Terry Considine | For | For | |||
3 | Elect Director Richard S. Ellwood | For | For | |||
4 | Elect Director Thomas L. Keltner | For | For | |||
5 | Elect Director J. Landis Martin | For | For | |||
6 | Elect Director Robert A. Miller | For | For | |||
7 | Elect Director Kathleen M. Nelson | For | For | |||
8 | Elect Director Michael A. Stein | For | For | |||
9 | Ratify Auditors | For | For |
Honeywell International Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HON | 26-Apr-10 | 438516106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Gordon M. Bethune | For | For | |||
2 | Elect Director Kevin Burke | For | For | |||
3 | Elect Director Jaime Chico Pardo | For | For | |||
4 | Elect Director David M. Cote | For | For | |||
5 | Elect Director D. Scott Davis | For | For | |||
6 | Elect Director Linnet F. Deily | For | For | |||
7 | Elect Director Clive R. Hollick | For | For | |||
8 | Elect Director George Paz | For | For | |||
9 | Elect Director Bradley T. Sheares | For | For | |||
10 | Elect Director Michael W. Wright | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Provide Right to Call Special Meeting | For | For | |||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
14 | Provide Right to Act by Written Consent | Against | For | |||
15 | Require Independent Board Chairman | Against | For | |||
16 | Review and Amend Code of Conduct to Include Human Rights | Against | Against |
The Boeing Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BA | 26-Apr-10 | 097023105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John H. Biggs | For | For | |||
2 | Elect Director John E. Bryson | For | For | |||
3 | Elect Director David L. Calhoun | For | For | |||
4 | Elect Director Arthur D. Collins, Jr. | For | For | |||
5 | Elect Director Linda Z. Cook | For | For | |||
6 | Elect Director William M. Daley | For | For | |||
7 | Elect Director Kenneth M. Duberstein | For | For | |||
8 | Elect Director Edmund P. Giambastiani, Jr. | For | For | |||
9 | Elect Director John F. McDonnell | For | For | |||
10 | Elect Director W. James McNerney, Jr. | For | For | |||
11 | Elect Director Susan C. Schwab | For | For | |||
12 | Elect Director Mike S. Zafirovski | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Adopt Ethical Criteria for Military Contracts | Against | Against | |||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
17 | Require Independent Board Chairman | Against | For | |||
18 | Report on Political Contributions | Against | For |
Cooper Industries plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CBE | 27-Apr-10 | G24140108 | Annual |
Management Recommendation | Vote Instruction | |||||
1a | Reelect Stephen G. Butler as Director | For | For | |||
1b | Reelect Dan F. Smith as Director | For | For | |||
1c | Reelect Gerald B. Smith as Director | For | For | |||
1d | Reelect Mark S. Thompson as Director | For | For | |||
2 | Accept Financial Statements and Statutory Reports | For | For | |||
3 | Approve Ernst & Young as Auditors and Authorize the Audit Committee to Fix Their Remuneration | For | For | |||
4 | Authorize Share Repurchase of any Subsidiary of the Company | For | For | |||
5 | Authorise Reissuance of Repurchased Shares | For | For |
International Business Machines Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IBM | 27-Apr-10 | 459200101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director A. J. P. Belda | For | For | |||
2 | Elect Director C. Black | For | For | |||
3 | Elect Director W. R. Brody | For | For | |||
4 | Elect Director K. I. Chenault | For | For | |||
5 | Elect Director M. L. Eskew | For | For | |||
6 | Elect Director S. A. Jackson | For | For | |||
7 | Elect Director A. N. Liveris | For | For | |||
8 | Elect Director W. J. McNerney, Jr. | For | For | |||
9 | Elect Director T. Nishimuro | For | For | |||
10 | Elect Director J. W. Owens | For | For | |||
11 | Elect Director S. J. Palmisano | For | For | |||
12 | Elect Director J. E. Spero | For | For | |||
13 | Elect Director S. Taurel | For | For | |||
14 | Elect Director L. H. Zambrano | For | For | |||
15 | Ratify Auditors | For | For | |||
16 | Adopt Policy on Bonus Banking | Against | For | |||
17 | Provide for Cumulative Voting | Against | For | |||
18 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
19 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Manpower Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MAN | 27-Apr-10 | 56418H100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Gina R. Boswell | For | For | |||
1.2 | Elect Director Jack M. Greenberg | For | For | |||
1.3 | Elect Director Terry A. Hueneke | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Articles of Incorporation to Adopt Majority Voting for Uncontested Election of Directors | For | For | |||
4 | Amend Bylaws to Adopt Majority Voting for Uncontested Election of Directors | For | For |
Wells Fargo & Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WFC | 27-Apr-10 | 949746101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Election Director John D. Baker II | For | For | |||
2 | Election Director John S. Chen | For | For | |||
3 | Election Director Lloyd H. Dean | For | For | |||
4 | Election Director Susan E. Engel | For | For | |||
5 | Election Director Enrique Hernandez, Jr. | For | For | |||
6 | Election Director Donald M. James | For | For | |||
7 | Election Director Richard D. McCormick | For | For | |||
8 | Election Director Mackey J. McDonald | For | For | |||
9 | Election Director Cynthia H. Milligan | For | For | |||
10 | Elect Director Nicholas G. Moore | For | For | |||
11 | Elect Director Philip J. Quigley | For | Against | |||
12 | Elect Director Judith M. Runstad | For | For | |||
13 | Elect Director Stephen W. Sanger | For | For | |||
14 | Elect Director Robert K. Steel | For | For | |||
15 | Elect Director John G. Stumpf | For | For | |||
16 | Elect Director an G. Swenson | For | For | |||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | |||
18 | Increase Authorized Common Stock | For | For | |||
19 | Ratify Auditors | For | For | |||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
21 | Require Independent Board Chairman | Against | For | |||
22 | Report on Charitable Contributions | Against | Against | |||
23 | Report on Political Contributions | Against | For |
Bank of America Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BAC | 28-Apr-10 | 060505104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Susan S. Bies | For | For | |||
2 | Elect Director William P. Boardman | For | For | |||
3 | Elect Director Frank P. Bramble, Sr. | For | For | |||
4 | Elect Director Virgis W. Colbert | For | For | |||
5 | Elect Director Charles K. Gifford | For | For | |||
6 | Elect Director Charles O. Holliday, Jr. | For | For | |||
7 | Elect Director D. Paul Jones, Jr. | For | For | |||
8 | Elect Director Monica C. Lozano | For | For | |||
9 | Elect Director Thomas J. May | For | For | |||
10 | Elect Director Brian T. Moynihan | For | For | |||
11 | Elect Director Donald E. Powell | For | For | |||
12 | Elect Director Charles O. Rossotti | For | For | |||
13 | Elect Director Robert W. Scully | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Increase Authorized Common Stock | For | For | |||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
17 | Amend Omnibus Stock Plan | For | For | |||
18 | Report on Government Service of Employees | Against | Against | |||
19 | TARP Related Compensation | Against | For | |||
20 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
21 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
22 | Adopt Policy on Succession Planning | Against | For | |||
23 | Report on Collateral in Derivatives Trading | Against | For | |||
24 | Claw-back of Payments under Restatements | Against | For |
Deluxe Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DLX | 28-Apr-10 | 248019101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Ronald C. Baldwin | For | For | |||
1.2 | Elect Director Charles A. Haggerty | For | For | |||
1.3 | Elect Director Isaiah Harris, Jr. | For | For | |||
1.4 | Elect Director Don J. McGrath | For | For | |||
1.5 | Elect Director Cheryl E. Mayberry McKissack | For | For | |||
1.6 | Elect Director Neil J. Metviner | For | For | |||
1.7 | Elect Director Stephen P. Nachtsheim | For | For | |||
1.8 | Elect Director Mary Ann O’Dwyer | For | For | |||
1.9 | Elect Director Martyn R. Redgrave | For | For | |||
1.10 | Elect Director Lee J. Schram | For | For | |||
2 | Ratify Auditors | For | For |
E. I. du Pont de Nemours and Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DD | 28-Apr-10 | 263534109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Samuel W. Bodman | For | For | |||
2 | Elect Director Richard H. Brown | For | For | |||
3 | Elect Director Robert A. Brown | For | For | |||
4 | Elect Director Bertrand P. Collomb | For | For | |||
5 | Elect Director Curtis J. Crawford | For | For | |||
6 | Elect Director Alexander M. Cutler | For | For | |||
7 | Elect Director John T. Dillon | For | For | |||
8 | Elect Director Eleuthere I. Du Pont | For | For | |||
9 | Elect Director Marillyn A. Hewson | For | For | |||
10 | Elect Director Lois D. Juliber | For | For | |||
11 | Elect Director Ellen J. Kullman | For | For | |||
12 | Elect Director William K. Reilly | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
15 | Amend Human Rights Policy to Address Seed Saving | Against | Against |
Eaton Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ETN | 28-Apr-10 | 278058102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Todd M. Bluedorn | For | For | |||
2 | Elect Director Christopher M. Connor | For | For | |||
3 | Elect Director Michael J. Critelli | For | For | |||
4 | Elect Director Charles E. Golden | For | For | |||
5 | Elect Director Ernie Green | For | For | |||
6 | Ratify Auditors | For | For |
General Electric Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GE | 28-Apr-10 | 369604103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director W. Geoffrey Beattie | For | For | |||
2 | Elect Director James I. Cash, Jr. | For | For | |||
3 | Elect Director William M. Castell | For | For | |||
4 | Elect Director Ann M. Fudge | For | For | |||
5 | Elect Director Susan Hockfield | For | For | |||
6 | Elect Director Jeffrey R. Immelt | For | For | |||
7 | Elect Director Andrea Jung | For | For | |||
8 | Elect Director Alan G. (A.G.) Lafley | For | For | |||
9 | Elect Director Robert W. Lane | For | For | |||
10 | Elect Director Ralph S. Larsen | For | For | |||
11 | Elect Director Rochelle B. Lazarus | For | For | |||
12 | Elect Director James J. Mulva | For | For | |||
13 | Elect Director Sam Nunn | For | For | |||
14 | Elect Director Roger S. Penske | For | For | |||
15 | Elect Director Robert J. Swieringa | For | For | |||
16 | Elect Director Douglas A. Warner III | For | For | |||
17 | Ratify Auditors | For | For | |||
18 | Provide for Cumulative Voting | Against | For | |||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
20 | Require Independent Board Chairman | Against | For | |||
21 | Report on Pay Disparity | Against | Against | |||
22 | Adopt Policy Prohibiting Certain Directors from Serving on Key Board Committees | Against | Against | |||
23 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Tree.com, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TREE | 28-Apr-10 | 894675107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Peter Horan | For | Withhold | |||
1.2 | Elect Director W. Mac Lackey | For | For | |||
1.3 | Elect Director Douglas Lebda | For | For | |||
1.4 | Elect Director Joseph Levin | For | For | |||
1.5 | Elect Director Patrick McCrory | For | For | |||
1.6 | Elect Director Lance Melber | For | For | |||
1.7 | Elect Director Steven Ozonian | For | For | |||
2 | Ratify Auditors | For | For |
Advanced Micro Devices, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AMD | 29-Apr-10 | 007903107 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Bruce L. Claflin | For | For | |||
2 | Elect Director W. Michael Barnes | For | For | |||
3 | Elect Director John E. Caldwell | For | Against | |||
4 | Elect Director Craig A. Conway | For | For | |||
5 | Elect Director Nicholas M. Donofrio | For | For | |||
6 | Elect Director H. Paulett Eberhart | For | For | |||
7 | Elect Director Derrick R. Meyer | For | For | |||
8 | Elect Director Waleed Al Mokarrab Al Muhairi | For | For | |||
9 | Elect Director Robert B. Palmer | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Amend Omnibus Stock Plan | For | For |
Allergan, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AGN | 29-Apr-10 | 018490102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Michael R. Gallagher | For | For | |||
2 | Elect Director Gavin S. Herbert | For | For | |||
3 | Elect Director Dawn Hudson | For | For | |||
4 | Elect Director Stephen J. Ryan, MD | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Reduce Supermajority Vote Requirement Relating to the Removal of Directors | For | For | |||
7 | Reduce Supermajority Vote Requirement Relating to Business Combinations | For | For | |||
8 | Reduce Supermajority Vote Requirement Relating to Amendments to Certificate of Incorporation | For | For | |||
9 | Amend Articles of Incorporation to Update and Simplify Provisions | For | For |
American Axle & Manufacturing Holdings, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AXL | 29-Apr-10 | 024061103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Salvatore J. Bonanno, Sr. | For | Withhold | |||
1.2 | Elect Director Elizabeth A. Chappell | For | Withhold | |||
1.3 | Elect Director Dr. Henry T. Yang | For | Withhold | |||
2 | Ratify Auditors | For | For |
AOL Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AOL | 29-Apr-10 | 00184X105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Tim Armstrong | For | For | |||
2 | Elect Director Richard Dalzell | For | Against | |||
3 | Elect Director Karen Dykstra | For | For | |||
4 | Elect Director William Hambrecht | For | For | |||
5 | Elect Director Susan Lyne | For | Against | |||
6 | Elect Director Patricia Mitchell | For | For | |||
7 | Elect Director Michael Powell | For | For | |||
8 | Elect Director Fredric Reynolds | For | For | |||
9 | Elect Director James Stengel | For | Against | |||
10 | Elect Director James Wiatt | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Amend Omnibus Stock Plan | For | For | |||
13 | Amend Executive Incentive Bonus Plan | For | For |
Corning Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GLW | 29-Apr-10 | 219350105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Robert F. Cummings, Jr. | For | For | |||
1.2 | Elect Director Carlos M. Gutierrez | For | For | |||
1.3 | Elect Director William D. Smithburg | For | For | |||
1.4 | Elect Director Hansel E. Tookes, II | For | For | |||
1.5 | Elect Director Wendell P. Weeks | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Executive Incentive Bonus Plan | For | For | |||
4 | Approve Non-Employee Director Omnibus Stock Plan | For | For | |||
5 | Declassify the Board of Directors | For | For | |||
6 | Reduce Supermajority Vote Requirement | Against | For |
eBay Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: EBAY | 29-Apr-10 | 278642103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director David M. Moffett | For | For | |||
2 | Elect Director Richard T. Schlosberg, III | For | For | |||
3 | Elect Director Thomas J. Tierney | For | For | |||
4 | Amend Executive Incentive Bonus Plan | For | For | |||
5 | Amend Omnibus Stock Plan | For | For | |||
6 | Ratify Auditors | For | For |
EMC Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: EMC | 29-Apr-10 | 268648102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Michael W. Brown | For | For | |||
2 | Elect Director Randolph L. Cowen | For | For | |||
3 | Elect Director Michael J. Cronin | For | For | |||
4 | Elect Director Gail Deegan | For | For | |||
5 | Elect Director James S. DiStasio | For | For | |||
6 | Elect Director John R. Egan | For | For | |||
7 | Elect Director Edmund F. Kelly | For | For | |||
8 | Elect Director Windle B. Priem | For | For | |||
9 | Elect Director Paul Sagan | For | For | |||
10 | Elect Director David N. Strohm | For | For | |||
11 | Elect Director Joseph M. Tucci | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
LAN Airlines S.A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Apr-10 | P61894104 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
a | Approve Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | For | For | |||
b | Approve Final Dividends Based on Income of Fiscal Year 2009 Including $0.10 per Share and $0.20 per Share Paid in Aug. 2009 and Jan. 2010 Respectively | For | For | |||
c | Elect Directors | For | Against | |||
d | Approve Remuneration of Directors for Fiscal Year 2010 Ending on Dec. 31, 2010 | For | For | |||
e | Approve Remuneration of Directors Committee and their Budget for 2010 | For | For | |||
f | Approve External Auditors, Designate Risk-Assessment Companies; Present Special Auditors’ Report Regarding Related-Party Transactions | For | For | |||
g | Present Report Re: Processing, Printing, and Mailing Information Required by Chilean Law | For | For | |||
h | Designate Newspaper to Publish Meeting Announcements | For | For | |||
i | Other Business (Voting) | For | Against |
Life Technologies Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LIFE | 29-Apr-10 | 53217V109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director George F. Adam, Jr. | For | For | |||
1.2 | Elect Director Raymond V. Dittamore | For | For | |||
1.3 | Elect Director Arnold J. Levine, Ph.D. | For | For | |||
1.4 | Elect Director Bradley G. Lorimier | For | For | |||
1.5 | Elect Director David C. U’Prichard, Ph.D. | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For | |||
4 | Eliminate Supermajority Vote Requirement | For | For | |||
5 | Adopt Majority Voting for Uncontested Election of Directors | For | For | |||
6 | Eliminate Supermajority Vote Requirement | For | For | |||
7 | Approve Executive Incentive Bonus Plan | For | For |
Southern Copper Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SCCO | 29-Apr-10 | 84265V105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director German Larrea Mota-Velasco | For | Withhold | |||
1.2 | Elect Director Oscar Gonzalez Rocha | For | Withhold | |||
1.3 | Elect Director Emilio Carrillo Gamboa | For | For | |||
1.4 | Elect Director Alfredo Casar Perez | For | Withhold | |||
1.5 | Elect Director Alberto de la Parra Zavala | For | Withhold | |||
1.6 | Elect Director Xavier Garcia de Quevedo Topete | For | Withhold | |||
1.7 | Elect Director Genaro Larrea Mota-Velasco | For | Withhold | |||
1.8 | Elect Director Daniel Muñiz Quintanilla | For | Withhold | |||
1.9 | Elect Director Armando Ortega Gomez | For | Withhold | |||
1.10 | Elect Director Luis Manuel Palomino Bonilla | For | For | |||
1.11 | Elect Director Gilberto Perezalonso Cifuentes | For | Withhold | |||
1.12 | Elect Director Juan Rebolledo Gout | For | Withhold | |||
1.13 | Elect Director Carlos Ruiz Sacristan | For | For | |||
1.14 | Elect Director Luis Tellez Kuenzler | For | For | |||
2 | Ratify Auditors | For | For |
AT&T Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: T | 30-Apr-10 | 00206R102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Randall L. Stephenson | For | For | |||
2 | Elect Director Gilbert F. Amelio | For | For | |||
3 | Elect Director Reuben V. Anderson | For | For | |||
4 | Elect Director James H. Blanchard | For | For | |||
5 | Elect Director Jaime Chico Pardo | For | For | |||
6 | Elect Director James P. Kelly | For | For | |||
7 | Elect Director Jon C. Madonna | For | For | |||
8 | Elect Director Lynn M. Martin | For | For | |||
9 | Elect Director John B. McCoy | For | For | |||
10 | Elect Director Joyce M. Roche | For | For | |||
11 | Elect Director Laura D Andrea Tyson | For | For | |||
12 | Elect Director Patricia P. Upton | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Provide for Cumulative Voting | Against | For | |||
15 | Exclude Pension Credits from Calculations of Performance-Based Pay | Against | For | |||
16 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
AFLAC Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AFL | 03-May-10 | 001055102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Daniel P. Amos | For | For | |||
1.2 | Elect Director John Shelby Amos II | For | For | |||
1.3 | Elect Director Paul S. Amos II | For | For | |||
1.4 | Elect Director Michael H. Armacost | For | For | |||
1.5 | Elect Director Kriss Cloninger III | For | For | |||
1.6 | Elect Director Joe Frank Harris | For | For | |||
1.7 | Elect Director Elizabeth J. Hudson | For | For | |||
1.8 | Elect Director Douglas W. Johnson | For | For | |||
1.9 | Elect Director Robert B. Johnson | For | For | |||
1.10 | Elect Director Charles B. Knapp | For | For | |||
1.11 | Elect Director E. Stephen Purdom, M.d. | For | For | |||
1.12 | Elect Director Barbara K. Rimer, PhD | For | For | |||
1.13 | Elect Director Marvin R. Schuster | For | For | |||
1.14 | Elect Director David Gary Thompson | For | For | |||
1.15 | Elect Director Robert L. Wright | For | For | |||
1.16 | Elect Director Takuro Yoshida | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
3 | Ratify Auditors | �� | For | For |
Hubbell Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HUB.B | 03-May-10 | 443510201 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Timothy H. Powers | For | For | |||
1.2 | Elect Director G. Jackson Ratcliffe | For | For | |||
1.3 | Elect Director George W. Edwards, Jr. | For | For | |||
1.4 | Elect Director Lynn J. Good | For | For | |||
1.5 | Elect Director Anthony J. Guzzi | For | For | |||
1.6 | Elect Director Joel S. Hoffman | For | For | |||
1.7 | Elect Director Andrew McNally, IV | For | For | |||
1.8 | Elect Director Carlos A. Rodriguez | For | For | |||
1.9 | Elect Director Richard J. Swift | For | For | |||
1.10 | Elect Director Daniel S. Van Riper | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | For |
Zimmer Holdings, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ZMH | 03-May-10 | 98956P102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Betsy J. Bernard | For | For | |||
2 | Elect Director Marc N. Casper | For | For | |||
3 | Elect Director David C. Dvorak | For | For | |||
4 | Elect Director Larry C. Glasscock | For | For | |||
5 | Elect Director Robert A. Hagemann | For | For | |||
6 | Elect Director Arthur J. Higgins | For | For | |||
7 | Elect Director John L. McGoldrick | For | For | |||
8 | Elect Director Cecil B. Pickett, Ph.D. | For | For | |||
9 | Ratify Auditors | For | For |
Baxter International Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BAX | 04-May-10 | 071813109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Blake E. Devitt | For | For | |||
2 | Elect Director John D. Forsyth | For | For | |||
3 | Elect Director Gail D. Fosler | For | For | |||
4 | Elect Director Carole J. Shapazian | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Reduce Supermajority Vote Requirement | Against | For |
Bristol-Myers Squibb Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BMY | 04-May-10 | 110122108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Lamberto Andreotti | For | For | |||
2 | Elect Director Lewis B. Campbell | For | For | |||
3 | Elect Director James M. Cornelius | For | For | |||
4 | Elect Director Louis J. Freeh | For | For | |||
5 | Elect Director Laurie H. Glimcher, M.D | For | For | |||
6 | Elect Director Michael Grobstein | For | For | |||
7 | Elect Director Leif Johansson | For | For | |||
8 | Elect Director Alan J. Lacy | For | For | |||
9 | Elect Director Vicki L. Sato, Ph.D. | For | For | |||
10 | Elect Director Togo D. West, Jr. | For | For | |||
11 | Elect Director R. Sanders Williams, M.D. | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Provide Right to Call Special Meeting | For | For | |||
14 | Reduce Supermajority Vote Requirements Applicable to Common Stock | For | For | |||
15 | Reduce Supermajority Vote Requirement Applicable to Preferred Stock | For | For | |||
16 | Increase Disclosure of Executive Compensation | Against | Against | |||
17 | Provide Right to Act by Written Consent | Against | For | |||
18 | Report and Set Goals Related to Animal Use and Testing | Against | Against |
Cooper Tire & Rubber Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CTB | 04-May-10 | 216831107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Roy V. Armes | For | For | |||
1.2 | Elect Director Thomas P. Capo | For | For | |||
1.3 | Elect Director Robert D. Welding | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Declassify the Board of Directors | For | For | |||
4 | Approve Omnibus Stock Plan | For | For |
Great Plains Energy Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GXP | 04-May-10 | 391164100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director David L. Bodde | For | Withhold | |||
1.2 | Elect Director Michael J. Chesser | For | For | |||
1.3 | Elect Director William H. Downey | For | For | |||
1.4 | Elect Director Randall C. Ferguson, Jr. | For | For | |||
1.5 | Elect Director Gary D. Forsee | For | Withhold | |||
1.6 | Elect Director James A. Mitchell | For | Withhold | |||
1.7 | Elect Director William C. Nelson | For | Withhold | |||
1.8 | Elect Director John J. Sherman | For | For | |||
1.9 | Elect Director Linda H. Talbott | For | Withhold | |||
1.10 | Elect Director Robert H. West | For | Withhold | |||
2 | Ratify Auditors | For | For |
ITT Educational Services, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ESI | 04-May-10 | 45068B109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John F. Cozzi | For | For | |||
2 | Elect Director Kevin M. Modany | For | For | |||
3 | Elect Director Lloyd G. Waterhouse | For | For | |||
4 | Ratify Auditors | For | For |
Nationwide Health Properties, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NHP | 04-May-10 | 638620104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director David R. Banks | For | For | |||
1.2 | Elect Director Douglas M. Pasquale | For | For | |||
1.3 | Elect Director Robert D. Paulson | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | For |
Sears Holdings Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SHLD | 04-May-10 | 812350106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director W. Bruce Johnson | For | For | |||
1.2 | Elect Director William C. Kunkler, III | For | For | |||
1.3 | Elect Director Edward S. Lampert | For | For | |||
1.4 | Elect Director Steven T. Mnuchin | For | For | |||
1.5 | Elect Director Ann N. Reese | For | For | |||
1.6 | Elect Director Emily Scott | For | For | |||
1.7 | Elect Director Thomas J. Tisch | For | For | |||
2 | Ratify Auditors | For | For |
SunPower Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SPWRA | 04-May-10 | 867652109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director W. Steve Albrecht | For | For | |||
1.2 | Elect Director Betsy S. Atkins | For | Withhold | |||
2 | Ratify Auditors | For | For |
The Travelers Companies, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TRV | 04-May-10 | 89417E109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Alan L. Beller | For | For | |||
1.2 | Elect Director John H. Dasburg | For | For | |||
1.3 | Elect Director Janet M. Dolan | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | For | For | |||
1.5 | Elect Director Jay S. Fishman | For | For | |||
1.6 | Elect Director Lawrence G. Graev | For | For | |||
1.7 | Elect Director Patricia L. Higgins | For | For | |||
1.8 | Elect Director Thomas R. Hodgson | For | For | |||
1.9 | Elect Director Cleve L. Killingsworth, Jr. | For | For | |||
1.10 | Elect Director Blythe J. McGarvie | For | For | |||
1.11 | Elect Director Donald J. Shepard | For | For | |||
1.12 | Elect Director Laurie J. Thomsen | For | For | |||
2 | Ratify Auditors | For | For |
Arch Capital Group Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ACGL | 05-May-10 | G0450A105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Wolfe H. Bragin as Director | For | For | |||
1.2 | Elect John L. Bunce Jr. as Director | For | For | |||
1.3 | Elect Sean D. Carney as Director | For | Withhold | |||
1.4 | Elect William Beveridge as Designated Company Director of Non- U.S. Subsidiaries | For | For | |||
1.5 | Elect Dennis R. Brand as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.6 | Elect Knud Christensen as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.7 | Elect Graham B.R. Collis as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.8 | Elect William J. Cooney as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.9 | Elect Stephen Fogarty as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.10 | Elect Elizabeth Fullerton-Rome as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.11 | Elect Rutger H.W. Funnekotter as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.12 | Elect Marc Grandisson as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.13 | Elect Michael A. Greene as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.14 | Elect John C.R. Hele as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.15 | Elect David W. Hipkin as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.16 | Elect W. Preston Hutchings as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.17 | Elect Constantine Iordanou as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.18 | Elect Wolbert H. Kamphuijs as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.19 | Elect Michael H. Kier as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.20 | Elect Mark D. Lyons as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.21 | Elect Adam Matteson as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.22 | Elect Michael Murphy as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.23 | Elect Martin J. Nilsen as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.24 | Elect Nicolas Papadopoulo as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.25 | Elect Michael Quinn as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.26 | Elect Maamoun Rajeh as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.27 | Elect Paul S. Robotham as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.28 | Elect Soren Scheuer as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.29 | Elect Budhi Singh as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.30 | Elect Helmut Sohler as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.31 | Elect Julian Stroud as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.32 | Elect Angus Watson as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
1.33 | Elect James Weatherstone as Designated Company Director of Non-U.S. Subsidiaries | For | For | |||
2 | Amend Bye-laws Re: Treasury Shares | For | For | |||
3 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
CME Group Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CME | 05-May-10 | 12572Q105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Terrence A. Duffy | For | For | |||
1.2 | Elect Director Charles P. Carey | For | For | |||
1.3 | Elect Director Mark E. Cermak | For | For | |||
1.4 | Elect Director Martin J. Gepsman | For | For | |||
1.5 | Elect Director Leo Melamed | For | For | |||
1.6 | Elect Director Joseph Niciforo | For | For | |||
1.7 | Elect Director C.C. Odom | For | For | |||
1.8 | Elect Director John F. Sandner | For | For | |||
1.9 | Elect Director Dennis A. Suskind | For | For | |||
2 | Ratify Auditors | For | For |
Fairchild Semiconductor International, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FCS | 05-May-10 | 303726103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Charles P. Carinalli | For | For | |||
1.2 | Elect Director Randy W. Carson | For | For | |||
1.3 | Elect Director Anthony Lear | For | For | |||
1.4 | Elect Director Thomas L. Magnanti | For | For | |||
1.5 | Elect Director Kevin J. Mcgarity | For | For | |||
1.6 | Elect Director Bryan R. Roub | For | For | |||
1.7 | Elect Director Ronald W. Shelly | For | For | |||
1.8 | Elect Director Mark S. Thompson | For | For | |||
2 | Eliminate Cumulative Voting | For | For | |||
3 | Amend Omnibus Stock Plan | For | For | |||
4 | Ratify Auditors | For | For |
Intersil Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ISIL | 05-May-10 | 46069S109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director David B. Bell | For | For | |||
1.2 | Elect Director Dr. Robert W. Conn | For | For | |||
1.3 | Elect Director James V. Diller | For | For | |||
1.4 | Elect Director Gary E. Gist | For | For | |||
1.5 | Elect Director Mercedes Johnson | For | For | |||
1.6 | Elect Director Gregory Lang | For | For | |||
1.7 | Elect Director Jan Peeters | For | For | |||
1.8 | Elect Director Robert N. Pokelwaldt | For | For | |||
1.9 | Elect Director James A. Urry | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Executive Incentive Bonus Plan | For | For | |||
4 | Other Business | For | Against |
PepsiCo, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PEP | 05-May-10 | 713448108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Shona L. Brown | For | For | |||
2 | Elect Director Ian M. Cook | For | For | |||
3 | Elect Director Dina Dublon | For | For | |||
4 | Elect Director Victor J. Dzau | For | For | |||
5 | Elect Director Ray L. Hunt | For | For | |||
6 | Elect Director Alberto Ibarguen | For | For | |||
7 | Elect Director Arthur C. Martinez | For | For | |||
8 | Elect Director Indra K. Nooyi | For | For | |||
9 | Elect Director Sharon P. Rockefeller | For | For | |||
10 | Elect Director James J. Schiro | For | For | |||
11 | Elect Director Lloyd G. Trotter | For | For | |||
12 | Elect Director Daniel Vasella | For | Against | |||
13 | Ratify Auditors | For | For | |||
14 | Amend Omnibus Stock Plan | For | For | |||
15 | Report on Charitable Contributions | Against | Against | |||
16 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
17 | Report on Public Policy Advocacy Process | Against | Against |
Regal Entertainment Group | Meeting Date | CUSIP | Meeting Type | |||
Ticker: RGC | 05-May-10 | 758766109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Thomas D. Bell, Jr. | For | For | |||
1.2 | Elect Director David H. Keyte | For | For | |||
1.3 | Elect Director Amy E. Miles | For | For | |||
1.4 | Elect Director Lee M. Thomas | For | For | |||
2 | Ratify Auditors | For | For |
Tenet Healthcare Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: THC | 05-May-10 | 88033G100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John Ellis “Jeb” Bush | For | For | |||
2 | Elect Director Trevor Fetter | For | For | |||
3 | Elect Director Brenda J. Gaines | For | For | |||
4 | Elect Director Karen M. Garrison | For | For | |||
5 | Elect Director Edward A. Kangas | For | For | |||
6 | Elect Director J. Robert Kerrey | For | For | |||
7 | Elect Director Floyd D. Loop, M.D. | For | For | |||
8 | Elect Director Richard R. Pettingill | For | For | |||
9 | Elect Director James A. Unruh | For | For | |||
10 | Amend Omnibus Stock Plan | For | For | |||
11 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
12 | Ratify Auditors | For | For |
Altera Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ALTR | 06-May-10 | 021441100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John P. Daane | For | For | |||
2 | Elect Director Robert J. Finocchio, Jr. | For | For | |||
3 | Elect Director Kevin McGarity | For | For | |||
4 | Elect Director T. Michael Nevens | For | For | |||
5 | Elect Director Krish A. Prabhu | For | For | |||
6 | Elect Director John Shoemaker | For | For | |||
7 | Elect Director Susan Wang | For | For | |||
8 | Amend Omnibus Stock Plan | For | For | |||
9 | Amend Omnibus Stock Plan | For | For | |||
10 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Reduce Supermajority Vote Requirement | Against | For |
Covanta Holding Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CVA | 06-May-10 | 22282E102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director David M. Barse | For | For | |||
1.2 | Elect Director Ronald J. Broglio | For | For | |||
1.3 | Elect Director Peter C.B. Bynoe | For | For | |||
1.4 | Elect Director Linda J. Fisher | For | For | |||
1.5 | Elect Director Joseph M. Holsten | For | For | |||
1.6 | Elect Director Anthony J. Orlando | For | For | |||
1.7 | Elect Director William C. Pate | For | For | |||
1.8 | Elect Director Robert S. Silberman | For | For | |||
1.9 | Elect Director Jean Smith | For | For | |||
1.10 | Elect Director Samuel Zell | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Equity Award Plan for Employees and Officers | Against | Against |
DCT Industrial Trust Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DCT | 06-May-10 | 233153105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Thomas G. Wattles | For | For | |||
1.2 | Elect Director Philip L. Hawkins | For | For | |||
1.3 | Elect Director Phillip R. Altinger | For | Withhold | |||
1.4 | Elect Director Thomas F. August | For | Withhold | |||
1.5 | Elect Director John S. Gates, Jr. | For | For | |||
1.6 | Elect Director Tripp H. Hardin | For | For | |||
1.7 | Elect Director John C. O’Keefe | For | For | |||
1.8 | Elect Director Bruce L. Warwick | For | Withhold | |||
2 | Amend Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For |
Duke Energy Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DUK | 06-May-10 | 26441C105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director William Barnet, III | For | For | |||
1.2 | Elect Director G. Alex Bernhardt, Sr. | For | For | |||
1.3 | Elect Director Michael G. Browning | For | For | |||
1.4 | Elect Director Daniel R. DiMicco | For | For | |||
1.5 | Elect Director John H. Forsgren | For | For | |||
1.6 | Elect Director Ann Maynard Gray | For | For | |||
1.7 | Elect Director James H. Hance, Jr. | For | For | |||
1.8 | Elect Director E. James Reinsch | For | For | |||
1.9 | Elect Director James T. Rhodes | For | For | |||
1.10 | Elect Director James E. Rogers | For | For | |||
1.11 | Elect Director Philip R. Sharp | For | For | |||
2 | Approve Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Report on Global Warming Lobbying Activities | Against | Against | |||
5 | Require a Majority Vote for the Election of Directors | Against | For | |||
6 | Stock Retention/Holding Period | Against | For |
GlaxoSmithKline plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 06-May-10 | G3910J112 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | To Receive And Adopt The Directors Report And The Financial statements | For | For | |||
2 | To Approve The Remuneration Report | For | For | |||
3 | To Re-elect Dr Stephanie Burns As A Director | For | For | |||
4 | To Re-elect Mr Julian Heslop As A Director | For | For | |||
5 | To Re-elect Sir Deryck Maughan As A Director | For | For | |||
6 | To Re-elect Dr Daniel Podolsky As A Director | For | For | |||
7 | To Re-elect Sir Robert Wilson As A Director | For | For | |||
8 | Re-appointment Of Auditors | For | For | |||
9 | Remuneration Of Auditors | For | For | |||
10 | To Authorise The Company And Its Subsidiaries To Make Donations to Political Organisations And Incur Political Expenditure | For | For | |||
11 | Authority To Allot Shares | For | For | |||
12 | Disapplication Of Pre-emption Rights | For | For | |||
13 | Authority For The Company To Purchase Its Own Shares | For | For | |||
14 | Exemption From Statement Of Senior Statutory Auditor’s Name | For | For | |||
15 | Reduced Notice Of A General Meeting Other Than An Agm | For | For | |||
16 | Adopt New Articles Of Association | For | For |
Robert Half International Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: RHI | 06-May-10 | 770323103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Andrew S. Berwick, Jr. | For | For | |||
1.2 | Elect Director Edward W. Gibbons | For | For | |||
1.3 | Elect Director Harold M. Messmer, Jr. | For | For | |||
1.4 | Elect Director Barbara J. Novogradac | For | For | |||
1.5 | Elect Director Robert J. Pace | For | For | |||
1.6 | Elect Director Frederick A. Richman | For | For | |||
1.7 | Elect Director J. Stephen Schaub | For | For | |||
1.8 | Elect Director M. Keith Waddell | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Executive Incentive Bonus Plan | For | For |
SPX Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SPW | 06-May-10 | 784635104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director J. Michael Fitzpatrick | For | For | |||
2 | Elect Director Albert A. Koch | For | For | |||
3 | Ratify Auditors | For | For |
United Parcel Service, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: UPS | 06-May-10 | 911312106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director F. Duane Ackerman | For | For | |||
1.2 | Elect Director Michael J. Burns | For | For | |||
1.3 | Elect Director D. Scott Davis | For | For | |||
1.4 | Elect Director Stuart E. Eizenstat | For | For | |||
1.5 | Elect Director Michael L. Eskew | For | For | |||
1.6 | Elect Director William R. Johnson | For | For | |||
1.7 | Elect Director Ann M. Livermore | For | Withhold | |||
1.8 | Elect Director Rudy Markham | For | For | |||
1.9 | Elect Director John W. Thompson | For | For | |||
1.10 | Elect Director Carol B. Tome | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Adopt Majority Voting for Uncontested Election of Directors | For | For |
Verizon Communications Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: VZ | 06-May-10 | 92343V104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Richard L. Carrion | For | For | |||
2 | Elect Director M. Frances Keeth | For | For | |||
3 | Elect Director Robert W. Lane | For | For | |||
4 | Elect Director Sandra O. Moose | For | For | |||
5 | Elect Director Joseph Neubauer | For | For | |||
6 | Elect Director Donald T. Nicolaisen | For | For | |||
7 | Elect Director Thomas H. O’Brien | For | For | |||
8 | Elect Director Clarence Otis, Jr. | For | For | |||
9 | Elect Director Hugh B. Price | For | For | |||
10 | Elect Director Ivan G. Seidenberg | For | For | |||
11 | Elect Director Rodney E. Slater | For | For | |||
12 | Elect Director John W. Snow | For | For | |||
13 | Elect Director John R. Stafford | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
16 | Prohibit Executive Stock-Based Awards | Against | Against | |||
17 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Against | For | |||
18 | Performance-Based Equity Awards | Against | For | |||
19 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
20 | Adopt Policy on Succession Planning | Against | For | |||
21 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For | |||
22 | Stock Retention/Holding Period | Against | For |
AngloGold Ashanti Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 07-May-10 | S04255196 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | For | For | |||
2 | Reappoint Ernst & Young Inc as Auditors of the Company | For | For | |||
3 | Re-elect Frank Arisman as Director | For | For | |||
4 | Re-elect Wiseman Nkuhlu as Director | For | For | |||
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | For | For | |||
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | For | For | |||
7 | Place Authorised But Unissued Shares under Control of Directors | For | For | |||
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | For | For | |||
9 | Authorise Issue of Convertible Securities | For | For | |||
10 | Approve Increase in Non-executive Directors’ Fees | For | For | |||
11 | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | For | For | |||
12 | Amend Share Incentive Scheme | For | For | |||
13 | Amend Long Term Incentive Plan 2005 | For | For | |||
14 | Amend Bonus Share Plan 2005 | For | For | |||
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | For | For | |||
16 | Approve Remuneration Policy | For | For | |||
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | For | For |
St. Jude Medical, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: STJ | 07-May-10 | 790849103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Stuart M. Essig | For | For | |||
1.2 | Elect Director Barbara B. Hill | For | For | |||
1.3 | Elect Director Michael A. Rocca | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Prepare Sustainability Report | Against | For |
The Goldman Sachs Group, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GS | 07-May-10 | 38141G104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Lloyd C. Blankfein | For | For | |||
1.2 | Elect Director John H. Bryan | For | For | |||
1.3 | Elect Director Gary D. Cohn | For | For | |||
1.4 | Elect Director Claes Dahlbäck | For | For | |||
1.5 | Elect Director Stephen Friedman | For | For | |||
1.6 | Elect Director William W. George | For | For | |||
1.7 | Elect Director James A. Johnson | For | For | |||
1.8 | Elect Director Lois D. Juliber | For | For | |||
1.9 | Elect Director Lakshmi N. Mittal | For | For | |||
1.10 | Elect Director James J. Schiro | For | For | |||
1.11 | Elect Director H. Lee Scott, Jr. | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
4 | Reduce Supermajority Vote Requirement | For | For | |||
5 | Provide Right to Call Special Meeting | For | For | |||
6 | Provide for Cumulative Voting | Against | For | |||
7 | Report on Collateral in Derivatives Trading | Against | For | |||
8 | Require Independent Board Chairman | Against | Against | |||
9 | Report on Political Contributions | Against | For | |||
10 | Report on Global Warming Science | Against | Against | |||
11 | Report on Pay Disparity | Against | Against | |||
12 | Stock Retention/Holding Period | Against | For |
International Paper Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IP | 10-May-10 | 460146103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Directors David J. Bronczek | For | For | |||
1.2 | Elect Directors Lynn Laverty Elsenhans | For | For | |||
1.3 | Elect Directors John V. Faraci | For | For | |||
1.4 | Elect Directors Stacey J. Mobley | For | For | |||
1.5 | Elect Directors John L. Townsend, III | For | For | |||
1.6 | Elect Directors William G. Walter | For | For | |||
1.7 | Elect Directors J. Steven Whisler | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Provide Right to Call Special Meeting | For | For |
Lincare Holdings, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LNCR | 10-May-10 | 532791100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John P. Byrnes | For | For | |||
1.2 | Elect Director Stuart H. Altman, Ph.D. | For | For | |||
1.3 | Elect Director Chester B. Black | For | For | |||
1.4 | Elect Director Frank D. Byrne, M.D. | For | For | |||
1.5 | Elect Director William F. Miller, III | For | For | |||
2 | Ratify Auditors | For | For |
Pitney Bowes Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PBI | 10-May-10 | 724479100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Linda G. Alvarado | For | For | |||
2 | Elect Director Ernie Green | For | For | |||
3 | Elect Director John S. McFarlane | For | For | |||
4 | Elect Director Eduardo R. Menasce | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Declassify the Board of Directors | For | For | |||
7 | Reduce Supermajority Vote Requirement | Against | For |
3M Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MMM | 11-May-10 | 88579Y101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Linda G. Alvarado | For | For | |||
2 | Elect Director George W. Buckley | For | For | |||
3 | Elect Director Vance D. Coffman | For | For | |||
4 | Elect Director Michael L. Eskew | For | For | |||
5 | Elect Director W. James Farrell | For | For | |||
6 | Elect Director Herbert L. Henkel | For | For | |||
7 | Elect Director Edward M. Liddy | For | For | |||
8 | Elect Director Robert S. Morrison | For | For | |||
9 | Elect Director Aulana L. Peters | For | For | |||
10 | Elect Director Robert J. Ulrich | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Amend Omnibus Stock Plan | For | For | |||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
Boston Scientific Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BSX | 11-May-10 | 101137107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John E. Abele | For | For | |||
1.2 | Elect Director Katharine T. Bartlett | For | For | |||
1.3 | Elect Director Bruce L. Byrnes | For | For | |||
1.4 | Elect Director Nelda J. Connors | For | For | |||
1.5 | Elect Director J. Raymond Elliott | For | For | |||
1.6 | Elect Director Marye Anne Fox | For | For | |||
1.7 | Elect Director Ray J. Groves | For | Withhold | |||
1.8 | Elect Director Ernest Mario | For | Withhold | |||
1.9 | Elect Director N.J. Nicholas, Jr. | For | For | |||
1.10 | Elect Director Pete M. Nicholas | For | For | |||
1.11 | Elect Director Uwe E. Reinhardt | For | For | |||
1.12 | Elect Director John E. Sununu | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Other Business | For | Against |
Danaher Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DHR | 11-May-10 | 235851102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Steven M. Rales | For | For | |||
2 | Elect Director John T. Schwieters | For | For | |||
3 | Elect Director Alan G. Spoon | For | For | |||
4 | Ratify Auditors | For | For | |||
5 | Declassify the Board of Directors | Against | For |
Developers Diversified Realty Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DDR | 11-May-10 | 251591103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Terrance R. Ahern | For | For | |||
2 | Elect Director James C. Boland | For | For | |||
3 | Elect Director Thomas Finne | For | For | |||
4 | Elect Director Robert H. Gidel | For | For | |||
5 | Elect Director Daniel B. Hurwitz | For | For | |||
6 | Elect Director Volker Kraft | For | For | |||
7 | Elect Director Victor B. MacFarlane | For | For | |||
8 | Elect Director Craig Macnab | For | For | |||
9 | Elect Director Scott D. Roulston | For | For | |||
10 | Elect Director Barry A. Sholem | For | For | |||
11 | Elect Director William B. Summers, Jr. | For | For | |||
12 | Elect Director Scott A. Wolstein | For | For | |||
13 | Ratify Auditors | For | For |
Gilead Sciences, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GILD | 11-May-10 | 375558103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Paul Berg | For | For | |||
1.2 | Elect Director John F. Cogan | For | For | |||
1.3 | Elect Director Etienne F. Davignon | For | For | |||
1.4 | Elect Director James M. Denny | For | For | |||
1.5 | Elect Director Carla A. Hills | For | For | |||
1.6 | Elect Director Kevin E. Lofton | For | For | |||
1.7 | Elect Director John W. Madigan | For | For | |||
1.8 | Elect Director John C. Martin | For | For | |||
1.9 | Elect Director Gordon E. Moore | For | For | |||
1.10 | Elect Director Nicholas G. Moore | For | For | |||
1.11 | Elect Director Richard J. Whitley | For | For | |||
1.12 | Elect Director Gayle E. Wilson | For | For | |||
1.13 | Elect Director Per Wold-Olsen | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Reduce Supermajority Vote Requirement | Against | For |
Newell Rubbermaid Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NWL | 11-May-10 | 651229106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Scott S. Cowen | For | For | |||
2 | Elect Director Cynthia A. Montgomery | For | For | |||
3 | Elect Director Michael B. Polk | For | For | |||
4 | Elect Director Michael A. Todman | For | For | |||
5 | Approve Omnibus Stock Plan | For | For | |||
6 | Ratify Auditors | For | For |
Novellus Systems, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NVLS | 11-May-10 | 670008101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Richard S. Hill | For | For | |||
1.2 | Elect Director Neil R. Bonke | For | For | |||
1.3 | Elect Director Youssef A. El-Mansy | For | For | |||
1.4 | Elect Director Yoshio Nishi | For | For | |||
1.5 | Elect Director Glen G. Possley | For | For | |||
1.6 | Elect Director Ann D. Rhoads | For | For | |||
1.7 | Elect Director William R. Spivey | For | For | |||
1.8 | Elect Director Delbert A. Whitaker | For | For | |||
2 | Ratify Auditors | For | For |
Packaging Corporation of America | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PKG | 11-May-10 | 695156109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Cheryl K. Beebe | For | For | |||
1.2 | Elect Director Henry F. Frigon | For | For | |||
1.3 | Elect Director Hasan Jameel | For | For | |||
1.4 | Elect Director Samuel M. Mencoff | For | For | |||
1.5 | Elect Director Roger B. Porter | For | For | |||
1.6 | Elect Director Paul T. Stecko | For | For | |||
1.7 | Elect Director James D. Woodrum | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Executive Incentive Bonus Plan | For | For |
Prudential Financial, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PRU | 11-May-10 | 744320102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Thomas J. Baltimore, Jr. | For | For | |||
2 | Elect Director Gordon M. Bethune | For | For | |||
3 | Elect Director Gaston Caperton | For | For | |||
4 | Elect Director Gilbert F. Casellas | For | For | |||
5 | Elect Director James G. Cullen | For | For | |||
6 | Elect Director William H. Gray, III | For | For | |||
7 | Elect Director Mark B. Grier | For | For | |||
8 | Elect Director Jon F. Hanson | For | For | |||
9 | Elect Director Constance J. Horner | For | For | |||
10 | Elect Director Karl J. Krapek | For | For | |||
11 | Elect Director Christine A. Poon | For | For | |||
12 | Elect Director John R. Strangfield | For | For | |||
13 | Elect Director James A. Unruh | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For |
Amgen, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AMGN | 12-May-10 | 031162100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Dr. David Baltimore | For | For | |||
2 | Elect Director Frank J. Biondi, Jr. | For | For | |||
3 | Elect Director Francois De Carbonnel | For | For | |||
4 | Elect Director Jerry D. Choate | For | For | |||
5 | Elect Director Dr. Vance D. Coffman | For | For | |||
6 | Elect Director Frederick W. Gluck | For | For | |||
7 | Elect Director Dr. Rebecca M. Henderson | For | For | |||
8 | Elect Director Frank C. Herringer | For | For | |||
9 | Elect Director Dr. Gilbert S. Omenn | For | For | |||
10 | Elect Director Judith C. Pelham | For | For | |||
11 | Elect Director Adm. J. Paul Reason, USN (Retired) | For | For | |||
12 | Elect Director Leonard D. Schaeffer | For | For | |||
13 | Elect Director Kevin W. Sharer | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Provide Right to Act by Written Consent | Against | For | |||
16 | Stock Retention/Holding Period | Against | For |
Cadence Design Systems, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CDNS | 12-May-10 | 127387108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Donald L. Lucas | For | For | |||
2 | Elect Director Alberto Sangiovanni-Vincentelli | For | For | |||
3 | Elect Director George M. Scalise | For | For | |||
4 | Elect Director John B. Shoven | For | For | |||
5 | Elect Director Roger S. Siboni | For | For | |||
6 | Elect Director John A.C. Swainson | For | For | |||
7 | Elect Director Lip-Bu Tan | For | For | |||
8 | Ratify Auditors | For | For |
Cameron International Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CAM | 12-May-10 | 13342B105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Michael E. Patrick | For | For | |||
1.2 | Elect Director Jon Erik Reinhardsen | For | For | |||
1.3 | Elect Director Bruce W. Wilkinson | For | For | |||
2 | Ratify Auditors | For | For |
China Mobile Limited | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-May-10 | Y14965100 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Final Dividend of HK$1.458 Per Share | For | For | |||
3a | Reelect Li Yue as Director | For | For | |||
3b | Reelect Lu Xiangdong as Director | For | Against | |||
3c | Reelect Xin Fanfei as Director | For | For | |||
3d | Reelect Frank Wong Kwong Shing as Director | For | For | |||
4 | Reappoint KMPG as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |||
7 | Authorize Reissuance of Repurchased Shares | For | Against |
ConocoPhillips | Meeting Date | CUSIP | Meeting Type | |||
Ticker: COP | 12-May-10 | 20825C104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Richard L. Armitage | For | For | |||
1.2 | Elect Director Richard H. Auchinleck | For | For | |||
1.3 | Elect Director James E. Copeland, Jr. | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | For | For | |||
1.5 | Elect Director Ruth R. Harkin | For | For | |||
1.6 | Elect Director Harold W. Mcgraw III | For | For | |||
1.7 | Elect Director James J. Mulva | For | For | |||
1.8 | Elect Director Robert A. Niblock | For | For | |||
1.9 | Elect Director Harald J. Norvik | For | For | |||
1.10 | Elect Director William K. Reilly | For | For | |||
1.11 | Elect Director Bobby S. Shackouls | For | For | |||
1.12 | Elect Director Victoria J. Tschinkel | For | For | |||
1.13 | Elect Director Kathryn C. Turner | For | For | |||
1.14 | Elect Director William E. Wade, Jr. | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Report on Board Risk Management Oversight | Against | Against | |||
4 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | |||
5 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | |||
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | |||
7 | Report on Financial Risks of Climate Change | Against | Against | |||
8 | Adopt Goals to Reduce Emission of TRI Chemicals | Against | Against | |||
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Against | For | |||
10 | Report on Political Contributions | Against | For |
CVS Caremark Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CVS | 12-May-10 | 126650100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Edwin M. Banks | For | For | |||
2 | Elect Director C. David Brown II | For | For | |||
3 | Elect Director David W. Dorman | For | For | |||
4 | Elect Director Kristen Gibney Williams | For | For | |||
5 | Elect Director Marian L. Heard | For | For | |||
6 | Elect Director William H. Joyce | For | For | |||
7 | Elect Director Jean-Pierre Millon | For | For | |||
8 | Elect Director Terrence Murray | For | For | |||
9 | Elect Director C.A. Lance Piccolo | For | For | |||
10 | Elect Director Sheli Z. Rosenberg | For | For | |||
11 | Elect Director Thomas M. Ryan | For | For | |||
12 | Elect Director Richard J. Swift | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Approve Omnibus Stock Plan | For | For | |||
15 | Provide Right to Call Special Meeting | For | For | |||
16 | Report on Political Contributions | Against | For | |||
17 | Adopt Global Warming Principles | Against | Against |
LSI Corp | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LSI | 12-May-10 | 502161102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Charles A. Haggerty | For | For | |||
2 | Elect Director Richard S. Hill | For | For | |||
3 | Elect Director John H.f. Miner | For | For | |||
4 | Elect Director Arun Netravali | For | For | |||
5 | Elect Director Matthew J. O Rourke | For | For | |||
6 | Elect Director Gregorio Reyes | For | For | |||
7 | Elect Director Michael G. Strachan | For | For | |||
8 | Elect Director Abhijit Y. Talwalkar | For | For | |||
9 | Elect Director Susan M. Whitney | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Amend Omnibus Stock Plan | For | For | |||
12 | Amend Qualified Employee Stock Purchase Plan | For | For |
Medco Health Solutions, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MHS | 12-May-10 | 58405U102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Howard W. Barker, Jr. | For | For | |||
2 | Elect Director John L. Cassis | For | For | |||
3 | Elect Director Michael Goldstein | For | For | |||
4 | Elect Director Charles M. Lillis | For | For | |||
5 | Elect Director Myrtle S. Potter | For | For | |||
6 | Elect Director William L. Roper | For | For | |||
7 | Elect Director David B. Snow, Jr. | For | For | |||
8 | Elect Director David D. Stevens | For | Against | |||
9 | Elect Director Blenda J. Wilson | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Provide Right to Call Special Meeting | For | For |
Philip Morris International Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PM | 12-May-10 | 718172109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Harold Brown | For | For | |||
2 | Elect Director Mathis Cabiallavetta | For | For | |||
3 | Elect Director Louis C. Camilleri | For | For | |||
4 | Elect Director J. Dudley Fishburn | For | For | |||
5 | Elect Director Jennifer Li | For | For | |||
6 | Elect Director Graham Mackay | For | For | |||
7 | Elect Director Sergio Marchionne | For | For | |||
8 | Elect Director Lucio A. Noto | For | For | |||
9 | Elect Director Carlos Slim Helu | For | For | |||
10 | Elect Director Stephen M. Wolf | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Report on Effect of Marketing Practices on the Poor | Against | Against | |||
13 | Establish Supplier Human Rights Purchasing Protocols | Against | Against |
Senior Housing Properties Trust | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SNH | 12-May-10 | 81721M109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Trustee John L. Harrington | For | For | |||
1.2 | Elect Trustee Mr. Adam Portnoy | For | For | |||
2 | Ratify Auditors | For | For |
Service Corporation International | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SCI | 12-May-10 | 817565104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Alan R. Buckwalter | For | Withhold | |||
1.2 | Elect Director Victor L. Lund | For | Withhold | |||
1.3 | Elect Director John W. Mecom, Jr. | For | Withhold | |||
2 | Ratify Auditors | For | For |
Ford Motor Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: F | 13-May-10 | 345370860 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Stephen G. Butler | For | For | |||
1.2 | Elect Director Kimberly A. Casiano | For | For | |||
1.3 | Elect Director Anthony F. Earley, Jr. | For | Withhold | |||
1.4 | Elect Director Edsel B. Ford II | For | For | |||
1.5 | Elect Director William Clay Ford, Jr. | For | For | |||
1.6 | Elect Director Richard A. Gephardt | For | For | |||
1.7 | Elect Director Irvine O. Hockaday, Jr. | For | For | |||
1.8 | Elect Director Richard A. Manoogian | For | Withhold | |||
1.9 | Elect Director Ellen R. Marram | For | Withhold | |||
1.10 | Elect Director Alan Mulally | For | For | |||
1.11 | Elect Director Homer A. Neal | For | For | |||
1.12 | Elect Director Gerald L. Shaheen | For | For | |||
1.13 | Elect Director John L. Thornton | For | Withhold | |||
2 | Ratify Auditors | For | For | |||
3 | Adopt NOL Rights Plan (NOL Pill) | For | For | |||
4 | Disclose Prior Government Service | Against | Against | |||
5 | Adopt Recapitalization Plan | Against | For | |||
6 | Report on Political Contributions | Against | For | |||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
8 | Prohibit Energy Projects Only Concerned With CO2 Reduction | Against | Against |
Frontier Communications Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FTR | 13-May-10 | 35906A108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Leroy T. Barnes, Jr. | For | For | |||
1.2 | Elect Director Peter C.B. Bynoe | For | For | |||
1.3 | Elect Director Jeri B. Finard | For | For | |||
1.4 | Elect Director Lawton Wehle Fitt | For | For | |||
1.5 | Elect Director William M. Kraus | For | For | |||
1.6 | Elect Director Howard L. Schrott | For | For | |||
1.7 | Elect Director Larraine D. Segil | For | For | |||
1.8 | Elect Director David H. Ward | For | For | |||
1.9 | Elect Director Myron A. Wick, III | For | For | |||
1.10 | Elect Director Mary Agnes Wilderotter | For | For | |||
2 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | Against | |||
3 | Stock Retention/Holding Period | Against | For | |||
4 | Ratify Auditors | For | For |
Gentex Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GNTX | 13-May-10 | 371901109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John Mulder | For | For | |||
1.2 | Elect Director Frederick Sotok | For | For | |||
1.3 | Elect Director Wallace Tsuha | For | For | |||
2 | Prepare Sustainability Report | Against | For | |||
3 | Ratify Auditors | For | For |
Google Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GOOG | 13-May-10 | 38259P508 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Eric Schmidt | For | For | |||
1.2 | Elect Director Sergey Brin | For | For | |||
1.3 | Elect Director Larry Page | For | For | |||
1.4 | Elect Director L. John Doerr | For | For | |||
1.5 | Elect Director John L. Hennessy | For | For | |||
1.6 | Elect Director Ann Mather | For | For | |||
1.7 | Elect Director Paul S. Otellini | For | For | |||
1.8 | Elect Director K. Ram Shriram | For | For | |||
1.9 | Elect Director Shirley M. Tilghman | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | Against | |||
4 | Prepare Sustainability Report | Against | For | |||
5 | Adopt Principles for Online Advertising | Against | Against | |||
6 | Amend Human Rights Policies Regarding Chinese Operations | Against | Against |
Integrys Energy Group, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TEG | 13-May-10 | 45822P105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Keith E. Bailey | For | For | |||
1.2 | Elect Director P. San Juan Cafferty | For | For | |||
1.3 | Elect Director Ellen Carnahan | For | For | |||
1.4 | Elect Director K.M. Hasselblad-pascale | For | For | |||
1.5 | Elect Director John W. Higgins | For | For | |||
1.6 | Elect Director James L. Kemerling | For | For | |||
1.7 | Elect Director Michael E. Lavin | For | For | |||
1.8 | Elect Director William F. Protz, Jr. | For | For | |||
1.9 | Elect Director Charles A. Schrock | For | For | |||
2 | Approve Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For |
Kohl’s Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: KSS | 13-May-10 | 500255104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Peter Boneparth | For | For | |||
2 | Elect Director Steven A. Burd | For | For | |||
3 | Elect Director John F. Herma | For | For | |||
4 | Elect Director Dale E. Jones | For | For | |||
5 | Elect Director William S. Kellogg | For | For | |||
6 | Elect Director Kevin Mansell | For | For | |||
7 | Elect Director Frank V. Sica | For | For | |||
8 | Elect Director Peter M. Sommerhauser | For | For | |||
9 | Elect Director Stephanie A. Streeter | For | For | |||
10 | Elect Director Nina G. Vaca | For | For | |||
11 | Elect Director Stephen E. Watson | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Approve Omnibus Stock Plan | For | For | |||
14 | Reduce Supermajority Vote Requirement | Against | For | |||
15 | Require Independent Board Chairman | Against | Against |
SLM Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SLM | 13-May-10 | 78442P106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Ann Torre Bates | For | For | |||
2 | Elect Director William M. Diefenderfer, III | For | For | |||
3 | Elect Director Diane Suitt Gilleland | For | For | |||
4 | Elect Director Earl A. Goode | For | For | |||
5 | Elect Director Ronald F. Hunt | For | For | |||
6 | Elect Director Albert L. Lord | For | For | |||
7 | Elect Director Michael E. Martin | For | For | |||
8 | Elect Director Barry A. Munitz | For | For | |||
9 | Elect Director Howard H. Newman | For | For | |||
10 | Elect Director A. Alexander Porter, Jr. | For | For | |||
11 | Elect Director Frank C. Puleo | For | For | |||
12 | Elect Director Wolfgang Schoellkopf | For | For | |||
13 | Elect Director Steven L. Shapiro | For | For | |||
14 | Elect Director J. Terry Strange | For | For | |||
15 | Elect Director Anthony P. Terracciano | For | For | |||
16 | Elect Director Barry L. Williams | For | For | |||
17 | Approve Stock Option Exchange Program | For | For | |||
18 | Ratify Auditors | For | For |
Starwood Hotels & Resorts Worldwide, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HOT | 13-May-10 | 85590A401 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Adam M. Aron | For | For | |||
1.2 | Elect Director Charlene Barshefsky | For | For | |||
1.3 | Elect Director Thomas E. Clarke | For | For | |||
1.4 | Elect Director Clayton C. Daley, Jr. | For | For | |||
1.5 | Elect Director Bruce W. Duncan | For | For | |||
1.6 | Elect Director Lizanne Galbreath | For | For | |||
1.7 | Elect Director Eric Hippeau | For | For | |||
1.8 | Elect Director Stephen R. Quazzo | For | For | |||
1.9 | Elect Director Thomas O. Ryder | For | For | |||
1.10 | Elect Director Frits van Paasschen | For | For | |||
1.11 | Elect Director Kneeland C. Youngblood | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Executive Incentive Bonus Plan | For | For |
The Charles Schwab Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SCHW | 13-May-10 | 808513105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Arun Sarin | For | For | |||
1.2 | Elect Director Paula A. Sneed | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Executive Incentive Bonus Plan | For | For | |||
4 | Report on Political Contributions | Against | For | |||
5 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For |
The Dow Chemical Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DOW | 13-May-10 | 260543103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Arnold A. Allemang | For | For | |||
2 | Elect Director Jacqueline K. Barton | For | For | |||
3 | Elect Director James A. Bell | For | For | |||
4 | Elect Director Jeff M. Fettig | For | For | |||
5 | Elect Director Barbara H. Franklin | For | For | |||
6 | Elect Director John B. Hess | For | For | |||
7 | Elect Director Andrew N. Liveris | For | For | |||
8 | Elect Director Paul Polman | For | For | |||
9 | Elect Director Dennis H. Reilley | For | For | |||
10 | Elect Director James M. Ringler | For | For | |||
11 | Elect Director Ruth G. Shaw | For | For | |||
12 | Elect Director Paul G. Stern | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Provide Right to Call Special Meeting | For | For | |||
15 | Report on Environmental Remediation in Midland Area | Against | Against | |||
16 | Stock Retention/Holding Period | Against | For | |||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Cypress Semiconductor Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CY | 14-May-10 | 232806109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director T.J. Rodgers | For | For | |||
1.2 | Elect Director W. Steve Albrecht | For | For | |||
1.3 | Elect Director Eric A. Benhamou | For | For | |||
1.4 | Elect Director Lloyd Carney | For | For | |||
1.5 | Elect Director James R. Long | For | For | |||
1.6 | Elect Director J. Daniel Mccranie | For | For | |||
1.7 | Elect Director Evert Van De Ven | For | For | |||
2 | Ratify Auditors | For | For |
Macy’s, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: M | 14-May-10 | 55616P104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Stephen F. Bollenbach | For | For | |||
1.2 | Elect Director Deirdre P. Connelly | For | For | |||
1.3 | Elect Director Meyer Feldberg | For | For | |||
1.4 | Elect Director Sara Levinson | For | For | |||
1.5 | Elect Director Terry J. Lundgren | For | For | |||
1.6 | Elect Director Joseph Neubauer | For | For | |||
1.7 | Elect Director Joseph A. Pichler | For | For | |||
1.8 | Elect Director Joyce M. Roché | For | For | |||
1.9 | Elect Director Craig E. Weatherup | For | For | |||
1.10 | Elect Director Marna C. Whittington | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Certificate of Incorporation to Reduce Supermajority Vote Requirements and Eliminate Certain Provisions | For | For | |||
4 | Require a Majority Vote for the Election of Directors | Against | For |
Tim Hortons Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: THI | 14-May-10 | 88706M103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director M. Shan Atkins | For | For | |||
1.2 | Elect Director Michael J. Endres | For | For | |||
1.3 | Elect Director Moya M. Greene | For | For | |||
1.4 | Elect Director Paul D. House | For | For | |||
1.5 | Elect Director Frank lacobucci | For | For | |||
1.6 | Elect Director John A. Lederer | For | For | |||
1.7 | Elect Director David H. Lees | For | For | |||
1.8 | Elect Director Ronald W. Osborne | For | For | |||
1.9 | Elect Director Wayne C. Sales | For | For | |||
1.10 | Elect Director Donald B. Schroeder | For | For | |||
1.11 | Elect Director Catherine L. Williams | For | For | |||
2 | Ratify PricewaterhouseCoopers LLP as Auditors | For | For |
Crown Castle International Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CCI | 18-May-10 | 228227104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Edward C. Hutcheson, Jr | For | For | |||
1.2 | Elect Director J. Landis Martin | For | For | |||
1.3 | Elect Director W. Benjamin Moreland | For | For | |||
2 | Ratify Auditors | For | For |
JPMorgan Chase & Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: JPM | 18-May-10 | 46625h100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Crandall C. Bowles | For | For | |||
1.2 | Elect Director Stephen B. Burke | For | For | |||
1.3 | Elect Director David M. Cote | For | For | |||
1.4 | Elect Director James S. Crown | For | For | |||
1.5 | Elect Director James Dimon | For | For | |||
1.6 | Elect Director Ellen V. Futter | For | For | |||
1.7 | Elect Director William H. Gray, III | For | For | |||
1.8 | Elect Director Laban P. Jackson, Jr. | For | For | |||
1.9 | Elect Director David C. Novak | For | For | |||
1.10 | Elect Director Lee R. Raymond | For | For | |||
1.11 | Elect Director William C. Weldon | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
4 | Affirm Political Non-Partisanship | Against | Against | |||
5 | Amend Bylaws — Call Special Meetings | Against | For | |||
6 | Report on Collateral in Derivatives Trading | Against | For | |||
7 | Provide Right to Act by Written Consent | Against | For | |||
8 | Require Independent Board Chairman | Against | For | |||
9 | Report on Pay Disparity | Against | Against | |||
10 | Stock Retention/Holding Period | Against | For |
Kraft Foods Inc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: KFT | 18-May-10 | 50075N104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Ajaypal S. Banga | For | For | |||
2 | Elect Director Myra M. Hart | For | For | |||
3 | Elect Director Lois D. Juliber | For | For | |||
4 | Elect Director Mark D. Ketchum | For | For | |||
5 | Elect Director Richard A. Lerner | For | For | |||
6 | Elect Director Mackey J. McDonald | For | For | |||
7 | Elect Director John C. Pope | For | For | |||
8 | Elect Director Fredric G. Reynolds | For | For | |||
9 | Elect Director Irene B. Rosenfeld | For | For | |||
10 | Elect Director J.F. Van Boxmeer | For | For | |||
11 | Elect Director Deborah C. Wright | For | For | |||
12 | Elect Director Frank G. Zarb | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Provide Right to Act by Written Consent | Against | For |
Morgan Stanley | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MS | 18-May-10 | 617446448 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Roy J. Bostock | For | Against | |||
2 | Elect Director Erskine B. Bowles | For | For | |||
3 | Elect Director Howard J. Davies | For | For | |||
4 | Elect Director James P. Gorman | For | For | |||
5 | Elect Director James H. Hance, Jr. | For | For | |||
6 | Elect Director Nobuyuki Hirano | For | For | |||
7 | Elect Director C. Robert Kidder | For | For | |||
8 | Elect Director John J. Mack | For | For | |||
9 | Elect Director Donald T. Nicolaisen | For | For | |||
10 | Elect Director Charles H. Noski | For | For | |||
11 | Elect Director Hutham S. Olayan | For | For | |||
12 | Elect Director O. Griffith Sexton | For | For | |||
13 | Elect Director Laura D. Tyson | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
16 | Amend Omnibus Stock Plan | For | Against | |||
17 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
18 | Stock Retention/Holding Period | Against | For | |||
19 | Require Independent Board Chairman | Against | For | |||
20 | Report on Pay Disparity | Against | Against | |||
21 | Claw-back of Payments under Restatements | Against | For |
Royal Dutch Shell plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 18-May-10 | G7690A118 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Remuneration Report | For | For | |||
3 | Elect Charles Holliday as Director | For | For | |||
4 | Re-elect Josef Ackermann as Director | For | For | |||
5 | Re-elect Malcolm Brinded as Director | For | For | |||
6 | Re-elect Simon Henry as Director | For | For | |||
7 | Re-elect Lord Kerr of Kinlochard as Director | For | For | |||
8 | Re-elect Wim Kok as Director | For | For | |||
9 | Re-elect Nick Land as Director | For | For | |||
10 | Re-elect Christine Morin-Postel as Director | For | For | |||
11 | Re-elect Jorma Ollila as Director | For | For | |||
12 | Re-elect Jeroen van der Veer as Director | For | For | |||
13 | Re-elect Peter Voser as Director | For | For | |||
14 | Re-elect Hans Wijers as Director | For | For | |||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||
16 | Authorise Board to Fix Remuneration of Auditors | For | For | |||
17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||
19 | Authorise Market Purchase | For | For | |||
20 | Approve Scrip Dividend Scheme | For | For | |||
21 | Authorise EU Political Donations and Expenditure | For | For | |||
22 | Adopt New Articles of Association Shareholder Resolution | For | For | |||
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Against | Against |
The Gap, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GPS | 18-May-10 | 364760108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Adrian D.P. Bellamy | For | For | |||
1.2 | Elect Director Domenico De Sole | For | For | |||
1.3 | Elect Director Robert J. Fisher | For | For | |||
1.4 | Elect Director William S. Fisher | For | For | |||
1.5 | Elect Director Bob L. Martin | For | For | |||
1.6 | Elect Director Jorge P. Montoya | For | For | |||
1.7 | Elect Director Glenn K. Murphy | For | For | |||
1.8 | Elect Director James M. Schneider | For | For | |||
1.9 | Elect Director Mayo A. Shattuck III | For | For | |||
1.10 | Elect Director Kneeland C. Youngblood | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Executive Incentive Bonus Plan | For | For |
Urban Outfitters, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: URBN | 18-May-10 | 917047102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Scott A. Belair | For | Withhold | |||
1.2 | Elect Director Robert H. Strouse | For | Withhold | |||
2 | Amend Executive Incentive Bonus Plan | For | Against | |||
3 | Adopt ILO Based Code of Conduct | Against | For |
WellPoint, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WLP | 18-May-10 | 94973V107 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Sheila P. Burke | For | For | |||
2 | Elect Director George A. Schaefer, Jr. | For | For | |||
3 | Elect Director Jackie M. Ward | For | For | |||
4 | Ratify Auditors | For | For | |||
5 | Report on Conversion to Non-Profit Status | Against | Against | |||
6 | Report on Lobbying Expenses | Against | Against | |||
7 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
8 | Reincorporate in Another State [from Indiana to Delaware] | Against | For |
Akamai Technologies, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AKAM | 19-May-10 | 00971T101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director F. Thomson Leighton | For | For | |||
2 | Elect Director Paul Sagan | For | For | |||
3 | Elect Director Naomi O. Seligman | For | For | |||
4 | Ratify Auditors | For | For |
Atmel Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ATML | 19-May-10 | 049513104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Steven Laub | For | For | |||
2 | Elect Director Tsung-Ching Wu | For | For | |||
3 | Elect Director David Sugishita | For | For | |||
4 | Elect Director Papken Der Torossian | For | For | |||
5 | Elect Director Jack L. Saltich | For | For | |||
6 | Elect Director Charles Carinalli | For | For | |||
7 | Elect Director Edward Ross | For | For | |||
8 | Approve Qualified Employee Stock Purchase Plan | For | For | |||
9 | Ratify Auditors | For | For |
Halliburton Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HAL | 19-May-10 | 406216101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director A.M. Bennett | For | For | |||
2 | Elect Director J.R. Boyd | For | For | |||
3 | Elect Director M. Carroll | For | For | |||
4 | Elect Director N.K. Dicciani | For | For | |||
5 | Elect Director S.M. Gillis | For | For | |||
6 | Elect Director J.T. Hackett | For | For | |||
7 | Elect Director D.J. Lesar | For | For | |||
8 | Elect Director R.A. Malone | For | For | |||
9 | Elect Director J.L. Martin | For | For | |||
10 | Elect Director D.L. Reed | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Review and Assess Human Rights Policies | Against | For | |||
13 | Report on Political Contributions | Against | For | |||
14 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
15 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
HSN, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HSNI | 19-May-10 | 404303109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Gregory R. Blatt | For | For | |||
1.2 | Elect Director Michael C. Boyd | For | For | |||
1.3 | Elect Director Patrick Bousquet-Chavanne | For | For | |||
1.4 | Elect Director William Costello | For | For | |||
1.5 | Elect Director James M. Follo | For | For | |||
1.6 | Elect Director Mindy Grossman | For | For | |||
1.7 | Elect Director Stephanie Kugelman | For | For | |||
1.8 | Elect Director Arthur C. Martinez | For | For | |||
1.9 | Elect Director Thomas J. McInerney | For | For | |||
1.10 | Elect Director John B. (Jay) Morse, Jr. | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | For | For |
Intel Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: INTC | 19-May-10 | 458140100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Charlene Barshefsky | For | For | |||
2 | Elect Director Susan L. Decker | For | For | |||
3 | Elect Director John J. Donahoe | For | For | |||
4 | Elect Director Reed E. Hundt | For | For | |||
5 | Elect Director Paul S. Otellini | For | For | |||
6 | Elect Director James D. Plummer | For | For | |||
7 | Elect Director David S. Pottruck | For | For | |||
8 | Elect Director Jane E. Shaw | For | For | |||
9 | Elect Director Frank D. Yeary | For | For | |||
10 | Elect Director David B. Yoffie | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For |
NVIDIA Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NVDA | 19-May-10 | 67066G104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director James C. Gaither | For | For | |||
1.2 | Elect Director Jen-Hsun Huang | For | For | |||
1.3 | Elect Director A. Brooke Seawell | For | For | |||
2 | Ratify Auditors | For | For |
Pinnacle West Capital Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PNW | 19-May-10 | 723484101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Edward N. Basha, Jr. | For | For | |||
1.2 | Elect Director Donald E. Brandt | For | For | |||
1.3 | Elect Director Susan Clark-Johnson | For | For | |||
1.4 | Elect Director Denis A. Cortese | For | For | |||
1.5 | Elect Director Michael L. Gallagher | For | For | |||
1.6 | Elect Director Pamela Grant | For | For | |||
1.7 | Elect Director Roy A. Herberger, Jr. | For | For | |||
1.8 | Elect Director Humberto S. Lopez | For | For | |||
1.9 | Elect Director Kathryn L. Munro | For | For | |||
1.10 | Elect Director Bruce J. Nordstrom | For | For | |||
1.11 | Elect Director W. Douglas Parker | For | For | |||
2 | Provide Right to Call Special Meeting | For | For | |||
3 | Ratify Auditors | For | For |
Southwest Airlines Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LUV | 19-May-10 | 844741108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director David W. Biegler | For | For | |||
2 | Elect Director Douglas H. Brooks | For | For | |||
3 | Elect Director William H. Cunningham | For | For | |||
4 | Elect Director John G. Denison | For | For | |||
5 | Elect Director Travis C. Johnson | For | For | |||
6 | Elect Director Gary C. Kelly | For | For | |||
7 | Elect Director Nancy B. Loeffler | For | For | |||
8 | Elect Director John T. Montford | For | For | |||
9 | Elect Director Daniel D. Villanueva | For | For | |||
10 | Amend Omnibus Stock Plan | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Provide Right to Act by Written Consent | Against | For |
Universal Health Services, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: UHS | 19-May-10 | 913903100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Robert H. Hotz | For | Withhold | |||
2 | Approve Restricted Stock Plan | For | Against | |||
3 | Approve Executive Incentive Bonus Plan | For | For |
Altria Group, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MO | 20-May-10 | 02209S103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Elizabeth E. Bailey | For | For | |||
2 | Elect Director Gerald L. Baliles | For | For | |||
3 | Elect Director John T. Casteen III | For | For | |||
4 | Elect Director Dinyar S. Devitre | For | For | |||
5 | Elect Director Thomas F. Farrell II | For | For | |||
6 | Elect Director Robert E. R. Huntley | For | For | |||
7 | Elect Director Thomas W. Jones | For | For | |||
8 | Elect Director George Munoz | For | For | |||
9 | Elect Director Nabil Y. Sakkab | For | For | |||
10 | Elect Director Michael E. Szymanczyk | For | For | |||
11 | Approve Omnibus Stock Plan | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Report on Effect of Marketing Practices on the Poor | Against | Against | |||
14 | Adopt Human Rights Protocols for Company and Suppliers | Against | For |
Broadcom Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BRCM | 20-May-10 | 111320107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Joan L. Amble | For | For | |||
1.2 | Elect Director Nancy H. Handel | For | For | |||
1.3 | Elect Director Eddy W. Hartenstein | For | For | |||
1.4 | Elect Director John E. Major | For | For | |||
1.5 | Elect Director Scott A. McGregor | For | For | |||
1.6 | Elect Director William T. Morrow | For | For | |||
1.7 | Elect Director Robert E. Switz | For | For | |||
2 | Ratify Auditors | For | For |
Cephalon, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CEPH | 20-May-10 | 156708109 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Frank Baldino, Jr., Ph.D. | For | For | |||
1.2 | Elect Director William P. Egan | For | For | |||
1.3 | Elect Director Martyn D. Greenacre | For | For | |||
1.4 | Elect Director Vaughn M. Kailian | For | For | |||
1.5 | Elect Director Kevin E. Moley | For | For | |||
1.6 | Elect Director Charles A. Sanders, M.D. | For | For | |||
1.7 | Elect Director Gail R. Wilensky, Ph.D. | For | For | |||
1.8 | Elect Director Dennis L. Winger | For | For | |||
2 | Amend Omnibus Stock Plan | For | For | |||
3 | Approve Qualified Employee Stock Purchase Plan | For | For | |||
4 | Ratify Auditors | For | For |
Cymer, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CYMI | 20-May-10 | 232572107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Charles J. Abbe | For | For | |||
1.2 | Elect Director Robert P. Akins | For | For | |||
1.3 | Elect Director Edward H. Braun | For | For | |||
1.4 | Elect Director Michael R. Gaulke | For | For | |||
1.5 | Elect Director William G. Oldham | For | For | |||
1.6 | Elect Director Eric M. Ruttenberg | For | For | |||
1.7 | Elect Director Peter J. Simone | For | For | |||
1.8 | Elect Director Young K. Sohn | For | For | |||
1.9 | Elect Director Jon D. Tompkins | For | For | |||
2 | Ratify Auditors | For | For |
Human Genome Sciences, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HGSI | 20-May-10 | 444903108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Richard J. Danzig | For | For | |||
1.2 | Elect Director Jurgen Drews | For | For | |||
1.3 | Elect Director Maxine Gowen | For | For | |||
1.4 | Elect Director Tuan Ha-Ngoc | For | For | |||
1.5 | Elect Director A. N. ‘Jerry’ Karabelas | For | For | |||
1.6 | Elect Director John L. LaMattina | For | For | |||
1.7 | Elect Director Augustine Lawlor | For | For | |||
1.8 | Elect Director H. Thomas Watkins | For | For | |||
1.9 | Elect Director Robert C. Young | For | For | |||
2 | Ratify Auditors | For | For |
Lender Processing Services, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LPS | 20-May-10 | 52602E102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Jeffrey S. Carbiener | For | For | |||
1.2 | Elect Director A.R. (Pete) Carpenter | For | Withhold | |||
1.3 | Elect Director John F. Farrell, Jr. | For | For | |||
2 | Ratify Auditors | For | For |
Marsh & McLennan Companies, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MMC | 20-May-10 | 571748102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Leslie M. Baker | For | For | |||
1.2 | Elect Director Zachary W. Carter | For | For | |||
1.3 | Elect Director Brian Duperreault | For | For | |||
1.4 | Elect Director Oscar Fanjul | For | For | |||
1.5 | Elect Director H. Edward Hanway | For | For | |||
1.6 | Elect Director Gwendolyn S. King | For | For | |||
1.7 | Elect Director Bruce P. Nolop | For | For | |||
1.8 | Elect Director Marc D. Oken | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Provide Right to Act by Written Consent | Against | For |
McDonald’s Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MCD | 20-May-10 | 580135101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Walter E. Massey | For | For | |||
2 | Elect Director John W. Rogers, Jr. | For | For | |||
3 | Elect Director Roger W. Stone | For | For | |||
4 | Elect Director Miles D. White | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
7 | Reduce Supermajority Vote Requirement | Against | For | |||
8 | Require Suppliers to Adopt CAK | Against | Against | |||
9 | Adopt Cage-Free Eggs Purchasing Policy | Against | Against |
OGE Energy Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: OGE | 20-May-10 | 670837103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director James H. Brandi | For | For | |||
1.2 | Elect Director Luke R. Corbett | For | For | |||
1.3 | Elect Director Peter B. Delaney | For | For | |||
2 | Declassify the Board of Directors | For | For | |||
3 | Ratify Auditors | For | For |
R. R. Donnelley & Sons Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: RRD | 20-May-10 | 257867101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Thomas J. Quinlan, III | For | For | |||
2 | Elect Director Stephen M. Wolf | For | For | |||
3 | Elect Director Lee A. Chaden | For | For | |||
4 | Elect Director Judith H. Hamilton | For | For | |||
5 | Elect Director Susan M. Ivey | For | For | |||
6 | Elect Director Thomas S. Johnson | For | For | |||
7 | Elect Director John C. Pope | For | For | |||
8 | Elect Director Michael T. Riordan | For | For | |||
9 | Elect Director Oliver R. Sockwell | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Adopt Sustainable Paper Purchasing | Against | Against | |||
12 | Restrict Severance Agreements (Change-in-Control) | Against | For | |||
13 | Other Business | For | Against |
The Home Depot, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: HD | 20-May-10 | 437076102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director F. Duane Ackerman | For | For | |||
2 | Elect Director David H. Batchelder | For | For | |||
3 | Elect Director Francis S. Blake | For | For | |||
4 | Elect Director Ari Bousbib | For | For | |||
5 | Elect Director Gregory D. Brenneman | For | For | |||
6 | Elect Director Albert P. Carey | For | For | |||
7 | Elect Director Armando Codina | For | For | |||
8 | Elect Director Bonnie G. Hill | For | For | |||
9 | Elect Director Karen L. Katen | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Amend Omnibus Stock Plan | For | For | |||
12 | Provide for Cumulative Voting | Against | For | |||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
14 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
15 | Provide Right to Act by Written Consent | Against | For | |||
16 | Require Independent Board Chairman | Against | Against | |||
17 | Prepare Employment Diversity Report | Against | For | |||
18 | Reincorporate in Another State [from Delaware to North Dakota] | Against | Against |
J. C. Penney Company, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: JCP | 21-May-10 | 708160106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Colleen C. Barrett | For | For | |||
2 | Elect Director M. Anthony Burns | For | For | |||
3 | Elect Director Maxine K. Clark | For | For | |||
4 | Elect Director Thomas J. Engibous | For | For | |||
5 | Elect Director Kent B. Foster | For | For | |||
6 | Elect Director G.B. Laybourne | For | For | |||
7 | Elect Director Burl Osborne | For | For | |||
8 | Elect Director Leonard H. Roberts | For | For | |||
9 | Elect Director Javier G. Teruel | For | For | |||
10 | Elect Director R. Gerald Turner | For | For | |||
11 | Elect Director Myron E. Ullman, III | For | For | |||
12 | Elect Director Mary Beth West | For | For | |||
13 | Ratify Auditors | For | For |
Time Warner Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TWX | 21-May-10 | 887317303 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director James L. Barksdale | For | For | |||
2 | Elect Director William P. Barr | For | For | |||
3 | Elect Director Jeffrey L. Bewkes | For | For | |||
4 | Elect Director Stephen F. Bollenbach | For | For | |||
5 | Elect Director Frank J. Caufield | For | For | |||
6 | Elect Director Robert C. Clark | For | For | |||
7 | Elect Director Mathias Dopfner | For | For | |||
8 | Elect Director Jessica P. Einhorn | For | For | |||
9 | Elect Director Fred Hassan | For | For | |||
10 | Elect Director Michael A. Miles | For | For | |||
11 | Elect Director Kenneth J. Novack | For | For | |||
12 | Elect Director Deborah C. Wright | For | For | |||
13 | Ratify Auditors | For | For | |||
14 | Approve Omnibus Stock Plan | For | For | |||
15 | Provide Right to Call Special Meeting | For | For | |||
16 | Reduce Supermajority Vote Requirement | Against | For | |||
17 | Stock Retention/Holding Period | Against | For | |||
18 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Diamond Offshore Drilling, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DO | 24-May-10 | 25271C102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director James S. Tisch | For | Withhold | |||
1.2 | Elect Director Lawrence R. Dickerson | For | Withhold | |||
1.3 | Elect Director John R. Bolton | For | For | |||
1.4 | Elect Director Charles L. Fabrikant | For | For | |||
1.5 | Elect Director Paul G. Gaffney II | For | For | |||
1.6 | Elect Director Edward Grebow | For | For | |||
1.7 | Elect Director Herbert C. Hofmann | For | Withhold | |||
1.8 | Elect Director Arthur L. Rebell | For | For | |||
1.9 | Elect Director Raymond S. Troubh | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Other Business | For | Against |
Time Warner Cable Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TWC | 24-May-10 | 88732J207 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Carole Black | For | Against | |||
2 | Elect Director Glenn A. Britt | For | For | |||
3 | Elect Director Thomas H. Castro | For | Against | |||
4 | Elect Director David C. Chang | For | For | |||
5 | Elect Director James E. Copeland, Jr. | For | For | |||
6 | Elect Director Peter R. Haje | For | Against | |||
7 | Elect Director Donna A. James | For | For | |||
8 | Elect Director Don Logan | For | For | |||
9 | Elect Director N.J. Nicholas, Jr. | For | Against | |||
10 | Elect Director Wayne H. Pace | For | For | |||
11 | Elect Director Edward D. Shirley | For | For | |||
12 | Elect Director John E. Sununu | For | For | |||
13 | Ratification Of Auditors | For | For |
UnitedHealth Group Incorporated | Meeting Date | CUSIP | Meeting Type | |||
Ticker: UNH | 24-May-10 | 91324P102 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director William C. Ballard, Jr. | For | For | |||
2 | Elect Director Richard T. Burke | For | For | |||
3 | Elect Director Robert J. Darretta | For | For | |||
4 | Elect Director Stephen J. Hemsley | For | For | |||
5 | Elect Director Michele J. Hooper | For | For | |||
6 | Elect Director Douglas W. Leatherdale | For | For | |||
7 | Elect Director Glenn M. Renwick | For | For | |||
8 | Elect Director Kenneth I. Shine | For | For | |||
9 | Elect Director Gail R. Wilensky | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Report on Lobbying Expenses | Against | Against | |||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Amazon.com, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AMZN | 25-May-10 | 023135106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Jeffrey P. Bezos | For | For | |||
2 | Elect Director Tom A. Alberg | For | For | |||
3 | Elect Director John Seely Brown | For | For | |||
4 | Elect Director William B. Gordon | For | Against | |||
5 | Elect Director Alain Monie | For | For | |||
6 | Elect Director Thomas O. Ryder | For | For | |||
7 | Elect Director Patricia Q. Stonesifer | For | Against | |||
8 | Ratify Auditors | For | For | |||
9 | Report on Political Contributions | Against | For |
Delta Petroleum Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DPTR | 25-May-10 | 247907207 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John R. Wallace | For | For | |||
1.2 | Elect Director Hank Brown | For | For | |||
1.3 | Elect Director Kevin R. Collins | For | For | |||
1.4 | Elect Director Jerrie F. Eckelberger | For | For | |||
1.5 | Elect Director Aleron H. Larson, Jr. | For | For | |||
1.6 | Elect Director Russell S. Lewis | For | Withhold | |||
1.7 | Elect Director James J. Murren | For | Withhold | |||
1.8 | Elect Director Jordan R. Smith | For | Withhold | |||
1.9 | Elect Director Daniel J. Taylor | For | For | |||
1.10 | Elect Director Anthony Mandekic | For | For | |||
1.11 | Elect Director Jean-Michel Fonck | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Other Business | For | Against |
ev3 Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: EVVV | 25-May-10 | 26928A200 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John K. Bakewell | For | For | |||
2 | Elect Director Richard B. Emmitt | For | For | |||
3 | Elect Director Douglas W. Kohrs | For | For | |||
4 | Amend Omnibus Stock Plan | For | For | |||
5 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
6 | Ratify Auditors | For | For |
Merck & Co., Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MRK | 25-May-10 | 58933Y105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Leslie A. Brun | For | For | |||
2 | Elect Director Thomas R. Cech | For | For | |||
3 | Elect Director Richard T. Clark | For | For | |||
4 | Elect Director Thomas H. Glocer | For | For | |||
5 | Elect Director Steven F. Goldstone | For | For | |||
6 | Elect Director William B. Harrison, Jr. | For | For | |||
7 | Elect Director Harry R. Jacobson | For | For | |||
8 | Elect Director William N. Kelley | For | For | |||
9 | Elect Director C. Robert Kidder | For | For | |||
10 | Elect Director Rochelle B. Lazarus | For | For | |||
11 | Elect Director Carlos E. Represas | For | For | |||
12 | Elect Director Patricia F. Russo | For | For | |||
13 | Elect Director Thomas E. Shenk | For | For | |||
14 | Elect Director Anne M. Tatlock | For | For | |||
15 | Elect Director Craig B. Thompson | For | For | |||
16 | Elect Director Wendell P. Weeks | For | For | |||
17 | Elect Director Peter C. Wendell | For | For | |||
18 | Ratify Auditors | For | For | |||
19 | Approve Omnibus Stock Plan | For | For | |||
20 | Approve Non-Employee Director Omnibus Stock Plan | For | For |
Omnicare, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: OCR | 25-May-10 | 681904108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John T. Crotty | For | Against | |||
2 | Elect Director Joel F. Gemunder | For | For | |||
3 | Elect Director Steven J. Heyer | For | Against | |||
4 | Elect Director Andrea R. Lindell | For | Against | |||
5 | Elect Director James D. Shelton | For | For | |||
6 | Elect Director John H. Timoney | For | For | |||
7 | Elect Director Amy Wallman | For | For | |||
8 | Ratify Auditors | For | For |
Omnicom Group Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: OMC | 25-May-10 | 681919106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John D. Wren | For | For | |||
1.2 | Elect Director Bruce Crawford | For | For | |||
1.3 | Elect Director Alan R. Batkin | For | For | |||
1.4 | Elect Director Robert Charles Clark | For | For | |||
1.5 | Elect Director Leonard S. Coleman, Jr. | For | For | |||
1.6 | Elect Director Errol M. Cook | For | For | |||
1.7 | Elect Director Susan S. Denison | For | For | |||
1.8 | Elect Director Michael A. Henning | For | For | |||
1.9 | Elect Director John R. Murphy | For | For | |||
1.10 | Elect Director John R. Purcell | For | For | |||
1.11 | Elect Director Linda Johnson Rice | For | For | |||
1.12 | Elect Director Gary L. Roubos | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | For | |||
4 | Adopt Majority Voting for Uncontested Election of Directors | For | For | |||
5 | Reimburse Proxy Contest Expenses | Against | For | |||
6 | Adopt a Policy in which the Company will not Make or Promise to Make Any Death Benefit Payments to Senior Executives | Against | For | |||
7 | Reduce Supermajority Vote Requirement | Against | For |
Amphenol Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: APH | 26-May-10 | 032095101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Stanley L. Clark | For | For | |||
1.2 | Elect Director Andrew E. Lietz | For | For | |||
1.3 | Elect Director Martin H. Loeffler | For | For | |||
2 | Ratify Auditors | For | For |
Chevron Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CVX | 26-May-10 | 166764100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director S.H. Armacost | For | For | |||
2 | Elect Director L.F. Deily | For | For | |||
3 | Elect Director R.E. Denham | For | For | |||
4 | Elect Director R.J. Eaton | For | For | |||
5 | Elect Director C. Hagel | For | For | |||
6 | Elect Director E. Hernandez | For | For | |||
7 | Elect Director F.G. Jenifer | For | For | |||
8 | Elect Director G.L. Kirkland | For | For | |||
9 | Elect Director S. Nunn | For | For | |||
10 | Elect Director D.B. Rice | For | For | |||
11 | Elect Director K.W. Sharer | For | For | |||
12 | Elect Director C.R. Shoemate | For | For | |||
13 | Elect Director J.G. Stumpf | For | For | |||
14 | Elect Director R.D. Sugar | For | For | |||
15 | Elect Director C. Ware | For | For | |||
16 | Elect Director J.S. Watson | For | For | |||
17 | Ratify Auditors | For | For | |||
18 | Provide Right to Call Special Meeting | For | For | |||
19 | Request Director Nominee with Environmental Qualifications | Against | For | |||
20 | Stock Retention/Holding Period | Against | For | |||
21 | Disclose Payments To Host Governments | Against | Against | |||
22 | Adopt Guidelines for Country Selection | Against | For | |||
23 | Report on Financial Risks From Climate Change | Against | Against | |||
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against |
Exxon Mobil Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: XOM | 26-May-10 | 30231G102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director M.J. Boskin | For | For | |||
1.2 | Elect Director P. Brabeck-Letmathe | For | For | |||
1.3 | Elect Director L.R. Faulkner | For | For | |||
1.4 | Elect Director J.S. Fishman | For | For | |||
1.5 | Elect Director K.C. Frazier | For | For | |||
1.6 | Elect Director W.W. George | For | For | |||
1.7 | Elect Director M.C. Nelson | For | For | |||
1.8 | Elect Director S.J. Palmisano | For | For | |||
1.9 | Elect Director S.C. Reinemund | For | For | |||
1.10 | Elect Director R.W. Tillerson | For | For | |||
1.11 | Elect Director E.E. Whitacre, Jr. | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
4 | Reincorporate in Another State [from New Jersey to North Dakota] | Against | Against | |||
5 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
6 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | Against | |||
7 | Adopt Policy on Human Right to Water | Against | Against | |||
8 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | |||
9 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | |||
10 | Report on Environmental Impacts of Natural Gas Fracturing | Against | For | |||
11 | Report on Energy Technologies Development | Against | Against | |||
12 | Adopt Quantitative GHG Goals from Products and Operations | Against | For | |||
13 | Report on Risks of Alternative Long-term Fossil Fuel Demand Estimates | Against | Against |
Fidelity National Financial, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FNF | 27-May-10 | 31620R105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Daniel D. (Ron) Lane | For | For | |||
1.2 | Elect Director General William Lyon | For | For | |||
1.3 | Elect Director Richard N. Massey | For | For | |||
1.4 | Elect Director Cary H. Thompson | For | For | |||
2 | Ratify Auditors | For | For |
Fidelity National Information Services Inc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FIS | 27-May-10 | 31620M106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Stephan A. James | For | For | |||
1.2 | Elect Director James Neary | For | Withhold | |||
1.3 | Elect Director Frank R. Martire | For | For | |||
2 | Ratify Auditors | For | For |
Limited Brands, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LTD | 27-May-10 | 532716107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Dennis S. Hersch | For | For | |||
1.2 | Elect Director David T. Kollat | For | For | |||
1.3 | Elect Director William R. Loomis, Jr. | For | For | |||
1.4 | Elect Director Leslie H. Wexner | For | For | |||
2 | Ratify Auditors | For | For |
United Online, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: UNTD | 27-May-10 | 911268100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Robert Berglass | For | Withhold | |||
1.2 | Elect Director Kenneth L. Coleman | For | Withhold | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Omnibus Stock Plan | For | For | |||
4 | Approve Qualified Employee Stock Purchase Plan | For | For |
Wendy’s/Arby’s Group, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WEN | 27-May-10 | 950587105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Nelson Peltz | For | For | |||
1.2 | Elect Director Peter W. May | For | For | |||
1.3 | Elect Director Clive Chajet | For | For | |||
1.4 | Elect Director Edward P. Garden | For | For | |||
1.5 | Elect Director Janet Hill | For | For | |||
1.6 | Elect Director Joseph A. Levato | For | For | |||
1.7 | Elect Director J. Randolph Lewis | For | For | |||
1.8 | Elect Director Peter H. Rothschild | For | For | |||
1.9 | Elect Director David E. Schwab, II | For | For | |||
1.10 | Elect Director Roland C. Smith | For | For | |||
1.11 | Elect Director Raymond S. Troubh | For | For | |||
1.12 | Elect Director Jack G. Wasserman | For | For | |||
2 | Approve Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Purchase Poultry from Suppliers Using CAK | Against | Against |
Lowe’s Companies, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LOW | 28-May-10 | 548661107 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director David W. Bernauer | For | For | |||
1.2 | Elect Director Leonard L. Berry | For | For | |||
1.3 | Elect Director Dawn E. Hudson | For | For | |||
1.4 | Elect Director Robert A. Niblock | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Provide Right to Call Special Meeting | For | For | |||
4 | Report on Political Contributions | Against | For | |||
5 | Require Independent Board Chairman | Against | Against |
Roper Industries, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ROP | 02-Jun-10 | 776696106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director David W. Devonshire | For | For | |||
1.2 | Elect Director John F. Fort, III | For | For | |||
1.3 | Elect Director Brian D. Jellison | For | For | |||
2 | Ratify Auditors | For | For |
The TJX Companies, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TJX | 02-Jun-10 | 872540109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director José B. Alvarez | For | For | |||
2 | Elect Director Alan M. Bennett | For | For | |||
3 | Elect Director David A. Brandon | For | For | |||
4 | Elect Director Bernard Cammarata | For | For | |||
5 | Elect Director David T. Ching | For | For | |||
6 | Elect Director Michael F. Hines | For | For | |||
7 | Elect Director Amy B. Lane | For | For | |||
8 | Elect Director Carol Meyrowitz | For | For | |||
9 | Elect Director John F. O’Brien | For | For | |||
10 | Elect Director Willow B. Shire | For | For | |||
11 | Elect Director Fletcher H. Wiley | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
U-Store-It Trust | Meeting Date | CUSIP | Meeting Type | |||
Ticker: YSI | 02-Jun-10 | 91274F104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director William M. Diefenderfer, III | For | For | |||
1.2 | Elect Director Piero Bussani | For | For | |||
1.3 | Elect Director Harold S. Haller | For | For | |||
1.4 | Elect Director Daniel B. Hurwitz | For | For | |||
1.5 | Elect Director Dean Jernigan | For | For | |||
1.6 | Elect Director Marianne M. Keler | For | For | |||
1.7 | Elect Director David J. LaRue | For | For | |||
1.8 | Elect Director John F. Remondi | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | For |
Activision Blizzard, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ATVI | 03-Jun-10 | 00507V109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Philippe G.H. Capron | For | Against | |||
2 | Elect Director Robert J. Corti | For | Against | |||
3 | Elect Director Frederic R. Crepin | For | Against | |||
4 | Elect Director Brian G. Kelly | For | Against | |||
5 | Elect Director Robert A. Kotick | For | Against | |||
6 | Elect Director Jean-Bernard Levy | For | Against | |||
7 | Elect Director Robert J. Morgado | For | Against | |||
8 | Elect Director Douglas P. Morris | For | Against | |||
9 | Elect Director Stephane Roussel | For | Against | |||
10 | Elect Director Richard Sarnoff | For | For | |||
11 | Elect Director Regis Turrini | For | Against | |||
12 | Amend Omnibus Stock Plan | For | For |
DIRECTV | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DTV | 03-Jun-10 | 25490A101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Neil R. Austrian | For | For | |||
1.2 | Elect Director Ralph F. Boyd, Jr. | For | For | |||
1.3 | Elect Director Paul A. Gould | For | For | |||
1.4 | Elect Director Charles R. Lee | For | For | |||
1.5 | Elect Director Peter A. Lund | For | For | |||
1.6 | Elect Director Gregory B. Maffei | For | For | |||
1.7 | Elect Director John C. Malone | For | For | |||
1.8 | Elect Director Nancy S. Newcomb | For | For | |||
1.9 | Elect Director Haim Saban | For | For | |||
1.10 | Elect Director Michael D. White | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Approve Omnibus Stock Plan | For | For | |||
4 | Approve Executive Incentive Bonus Plan | For | For | |||
5 | Stock Retention/Holding Period | Against | For |
Wal-Mart Stores, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WMT | 04-Jun-10 | 931142103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Aida M. Alvarez | For | For | |||
2 | Elect Director James W. Breyer | For | For | |||
3 | Elect Director M. Michele Burns | For | For | |||
4 | Elect Director James I. Cash, Jr. | For | For | |||
5 | Elect Director Roger C. Corbett | For | For | |||
6 | Elect Director Douglas N. Daft | For | Against | |||
7 | Elect Director Michael T. Duke | For | For | |||
8 | Elect Director Gregory B. Penner | For | For | |||
9 | Elect Director Steven S. Reinemund | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | For | For | |||
11 | Elect Director Arne M. Sorenson | For | For | |||
12 | Elect Director Jim C. Walton | For | For | |||
13 | Elect Director S. Robson Walton | For | For | |||
14 | Elect Director Christopher J. Williams | For | For | |||
15 | Elect Director Linda S. Wolf | For | Against | |||
16 | Ratify Auditors | For | For | |||
17 | Approve Omnibus Stock Plan | For | Against | |||
18 | Amend Sharesave Plan | For | For | |||
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | |||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
21 | Report on Political Contributions | Against | For | |||
22 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
23 | Require Suppliers to Adopt CAK | Against | Against | |||
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Against | Against |
SAP AG | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 08-Jun-10 | D66992104 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Receive Financial Statements and Statutory Reports for Fiscal 2009 (Non-Voting) | |||||
2 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | |||
3 | Approve Discharge of Management Board for Fiscal 2009 | For | For | |||
4 | Approve Discharge of Supervisory Board for Fiscal 2009 | For | For | |||
5 | Approve Remuneration System for Management Board Members | For | For | |||
6 | Ratify KPMG AG as Auditors for Fiscal 2010 | For | For | |||
7 | Amend Articles to Reflect Changes in Capital | For | For | |||
8 | Amend Articles Re: Convocation of, Registration for, Voting Rights Representation at, and Video and Audio Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | For | For | |||
9.1 | Approve Creation of EUR 250 Million Pool of Capital with Preemptive Rights | For | For | |||
9.2 | Approve Creation of EUR 250 Million Pool of Capital without Preemptive Rights | For | For | |||
10 | Approve Creation of EUR 30 Million Pool of Capital without Preemptive Rights for Issue of Shares Pursuant to Employee Stock Option Plan | For | For | |||
11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | For | For | |||
12 | Approve Remuneration of Supervisory Board | For | For |
Caterpillar Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CAT | 09-Jun-10 | 149123101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John T. Dillon | For | For | |||
1.2 | Elect Director Juan Gallardo | For | For | |||
1.3 | Elect Director William A. Osborn | For | For | |||
1.4 | Elect Director Edward B. Rust, Jr. | For | For | |||
1.5 | Elect Director Susan C. Schwab | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | Against | |||
4 | Declassify the Board of Directors | For | For | |||
5 | Reduce Supermajority Vote Requirement | For | For | |||
6 | Require Independent Board Chairman | Against | Against | |||
7 | Amend Human Rights Policy | Against | For | |||
8 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For |
Target Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TGT | 09-Jun-10 | 87612E106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Calvin Darden | For | For | |||
2 | Elect Director Anne M. Mulcahy | For | For | |||
3 | Elect Director Stephen W. Sanger | For | For | |||
4 | Elect Director Gregg W. Steinhafel | For | For | |||
5 | Ratify Auditors | For | For | |||
6 | Declassify the Board of Directors | For | For | |||
7 | Reduce Supermajority Vote Requirement | For | For | |||
8 | Amend Articles of Incorporation | For | For | |||
9 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
Autodesk, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ADSK | 10-Jun-10 | 052769106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Carl Bass | For | For | |||
2 | Elect Director Crawford W. Beveridge | For | For | |||
3 | Elect Director J. Hallam Dawson | For | For | |||
4 | Elect Director Per-Kristian Halvorsen | For | For | |||
5 | Elect Director Sean M. Maloney | For | For | |||
6 | Elect Director Mary T. McDowell | For | For | |||
7 | Elect Director Charles J. Robel | For | For | |||
8 | Elect Director Steven M. West | For | For | |||
9 | Ratify Auditors | For | For | |||
10 | Approve Executive Incentive Bonus Plan | For | For | |||
11 | Amend Omnibus Stock Plan | For | For |
Infosys Technologies Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-Jun-10 | Y4082C133 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for GDR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Final Dividend of INR 15 Per Share | For | For | |||
3 | Reappoint N.R.N. Murthy as Director | For | For | |||
4 | Reappoint M.G. Subrahmanyam as Director | For | For | |||
5 | Reappoint S. Gopalakrishnan as Director | For | For | |||
6 | Reappoint S.D. Shibulal as Director | For | For | |||
7 | Reappoint T.V.M. Pai as Director | For | For | |||
8 | Approve B.S.R. & Co. as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
9 | Approve Reappointment and Remuneration of T.V M. Pai as Executive Director | For | For | |||
10 | Approve Reappointment and Remuneration of S. Batni as Executive Director | For | For |
Brookdale Senior Living Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BKD | 15-Jun-10 | 112463104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Jackie M. Clegg | For | For | |||
1.2 | Elect Director Tobia Ippolito | For | For | |||
1.3 | Elect Director James R. Seward | For | For | |||
2 | Ratify Auditors | For | For |
IAC/InterActiveCorp | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IACI | 15-Jun-10 | 44919P508 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Edgar Bronfman, Jr. | For | Withhold | |||
1.2 | Elect Director Barry Diller | For | Withhold | |||
1.3 | Elect Director Victor A. Kaufman | For | Withhold | |||
1.4 | Elect Director Donald R. Keough | For | For | |||
1.5 | Elect Director Bryan Lourd | For | For | |||
1.6 | Elect Director Arthur C. Martinez | For | For | |||
1.7 | Elect Director David Rosenblatt | For | For | |||
1.8 | Elect Director Alan G. Spoon | For | For | |||
1.9 | Director Alexander von Furstenberg | For | Withhold | |||
1.10 | Elect Director Richard F. Zannino | For | For | |||
1.11 | Elect Director Michael P. Zeisser | For | Withhold | |||
2 | Ratify Auditors | For | For |
Interval Leisure Group, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IILG | 15-Jun-10 | 46113M108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Craig M. Nash | For | Withhold | |||
1.2 | Elect Director Gregory R. Blatt | For | Withhold | |||
1.3 | Elect Director David Flowers | For | Withhold | |||
1.4 | Elect Director Gary S. Howard | For | Withhold | |||
1.5 | Elect Director Lewis J. Korman | For | Withhold | |||
1.6 | Elect Director Thomas J. Kuhn | For | Withhold | |||
1.7 | Elect Director Thomas J. McInerney | For | Withhold | |||
1.8 | Elect Director Thomas P. Murphy, Jr. | For | Withhold | |||
1.9 | Elect Director Avy H. Stein | For | Withhold | |||
2 | Amend Omnibus Stock Plan | For | For | |||
3 | Ratify Auditors | For | For |
Taiwan Semiconductor Manufacturing Co., Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 15-Jun-10 | Y84629107 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve 2009 Business Operations Report and Financial Statements | For | For | |||
2 | Approve 2009 Allocation of Income and Dividends | For | For | |||
3 | Amend Articles of Association | For | For | |||
4 | Amend Operating Procedures for Derivatives Transactions | For | For | |||
5 | Transact Other Business |
Celgene Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CELG | 16-Jun-10 | 151020104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Sol J. Barer | For | For | |||
1.2 | Elect Director Robert J. Hugin | For | For | |||
1.3 | Elect Director Michael D. Casey | For | For | |||
1.4 | Elect Director Carrie S. Cox | For | For | |||
1.5 | Elect Director Rodman L. Drake | For | For | |||
1.6 | Elect Director Gilla Kaplan | For | For | |||
1.7 | Elect Director James J. Loughlin | For | For | |||
1.8 | Elect Director Ernest Mario | For | For | |||
1.9 | Elect Director Walter L. Robb | For | For | |||
2 | Ratify Auditors | For | For |
Genzyme Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GENZ | 16-Jun-10 | 372917104 | Proxy Contest |
Management Recommendation | Vote Instruction | |||||
Management Proxy (White Card) | ||||||
1.1 | Elect Director Douglas A. Berthiaume | For | For | |||
1.2 | Elect Director Robert J. Bertolini | For | For | |||
1.3 | Elect Director Gail K. Boudreaux | For | For | |||
1.4 | Elect Director Robert J. Carpenter | For | For | |||
1.5 | Elect Director Charles L. Cooney | For | For | |||
1.6 | Elect Director Victor J. Dzau | For | For | |||
1.7 | Elect Director Connie Mack, III | For | For | |||
1.8 | Elect Director Richard F. Syron | For | For | |||
1.9 | Elect Director Henri A. Termeer | For | For | |||
1.10 | Elect Director Ralph V. Whitworth | For | For | |||
2 | Amend Omnibus Stock Plan | For | Against | |||
3 | Amend Qualified Employee Stock Purchase Plan | For | For | |||
4 | Amend Non-Employee Director Omnibus Stock Plan | For | For | |||
5 | Provide Right to Call Special Meeting | For | For | |||
6 | Ratify Auditors | For | For | |||
Dissident Proxy (Gold Card) | ||||||
1.1 | Elect Director Steven Burakoff | For | Do Not Vote | |||
1.2 | Elect Director Alexander J. Denner | For | Do Not Vote | |||
1.3 | Elect Director Carl C. Icahn | For | Do Not Vote | |||
1.4 | Elect Director Richard Mulligan | For | Do Not Vote | |||
1.5 | Management Nominee - Douglas A. Berthiaume | For | Do Not Vote | |||
1.6 | Management Nominee - Robert J. Bertolini | For | Do Not Vote | |||
1.7 | Management Nominee - Gail K. Boudreaux | For | Do Not Vote | |||
1.8 | Management Nominee - Robert J. Carpenter | For | Do Not Vote | |||
1.9 | Management Nominee - Victor J. Dzau | For | Do Not Vote | |||
1.10 | Management Nominee - Ralph V. Whitworth | For | Do Not Vote | |||
2 | Amend Omnibus Stock Plan | For | Do Not Vote | |||
3 | Amend Qualified Employee Stock Purchase Plan | For | Do Not Vote | |||
4 | Amend Non-Employee Director Omnibus Stock Plan | Against | Do Not Vote | |||
5 | Provide Right to Call Special Meeting | For | Do Not Vote | |||
6 | Ratify Auditors | For | Do Not Vote |
McAfee, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MFE | 17-Jun-10 | 579064106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Thomas E. Darcy | For | For | |||
2 | Elect Director Denis J. O’Leary | For | For | |||
3 | Elect Director Robert W. Pangia | For | For | |||
4 | Approve Omnibus Stock Plan | For | For | |||
5 | Approve Non-Employee Director Omnibus Stock Plan | For | For | |||
6 | Ratify Auditors | For | For |
Chunghwa Telecom Co., Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 18-Jun-10 | Y1613J108 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve 2009 Business Operations Report and Financial Statements | For | For | |||
2 | Approve 2009 Allocation of Income and Dividends | For | For | |||
3 | Amend Articles of Association | For | For | |||
4 | Approve Capital Structure Adjustment | For | For | |||
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | For | For | |||
ELECT 10 OUT OF 10 DIRECTORS, 3 OUT OF 3 INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | ||||||
6.1 | Elect Representative of MOTC, Mr. Shyue-Ching Lu as Director | For | For | |||
6.2 | Elect Representative of MOTC, Mr. Shaio-Tung Chang as Director | For | For | |||
6.3 | Elect Representative of MOTC, Mr. Mu-Shun Lin as Director | For | For | |||
6.4 | Elect Representative of MOTC, Mr. Guo-Shin Lee as Director | For | For | |||
6.5 | Elect Representative of MOTC, Ms. Jennifer Yuh-Jen Wu as Director | For | For | |||
6.6 | Elect Representative of MOTC, Mr. Shih-Wei Pan as Director | For | For | |||
6.7 | Elect Representative of MOTC, Mr. Gordon S. Chen as Director | For | For | |||
6.8 | Elect Representative of MOTC, Mr. Yi-Bing Lin as Director | For | For | |||
6.9 | Elect Representative of MOTC, Mr. Shen-Ching Chen as Director | For | For | |||
6.10 | Elect Representative of MOTC, Mr. Shih-Peng Tsai as Director | For | For | |||
6.11 | Elect Zse-Hong Tsai as Independent Director | For | For | |||
6.12 | Elect C.Y. Wang as Independent Director | For | For | |||
6.13 | Elect Rebecca Chung-Fern Wu as Independent Director | For | For | |||
7.1 | Elect Supervisory Board Members | For | Against |
Best Buy Co., Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BBY | 24-Jun-10 | 086516101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Lisa M. Caputo | For | For | |||
1.2 | Elect Director Brian J. Dunn | For | For | |||
1.3 | Elect Director Kathy J. Higgins Victor | For | For | |||
1.4 | Elect Director Rogelio M. Rebolledo | For | For | |||
1.5 | Elect Director Gerard R. Vittecoq | For | For | |||
2 | Ratify Auditors | For | For |
Liberty Media Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LINTA | 24-Jun-10 | 53071M104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director John C. Malone | For | Withhold | |||
1.2 | Elect Director Robert R. Bennett | For | Withhold | |||
1.3 | Elect Director M. Ian G. Gilchrist | For | For | |||
1.4 | Elect Director Andrea L. Wong | For | For | |||
2 | Approve Omnibus Stock Plan | For | Against | |||
3 | Ratify Auditors | For | For |
SUPERVALU Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SVU | 24-Jun-10 | 868536103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Donald R. Chappel | For | For | |||
2 | Elect Director Irwin S. Cohen | For | For | |||
3 | Elect Director Ronald E. Daly | For | For | |||
4 | Elect Director Susan E. Engel | For | For | |||
5 | Elect Director Craig R. Herkert | For | For | |||
6 | Elect Director Charles M. Lillis | For | For | |||
7 | Elect Director Steven S. Rogers | For | For | |||
8 | Elect Director Matthew E. Rubel | For | For | |||
9 | Elect Director Wayne C. Sales | For | For | |||
10 | Elect Director Kathi P. Seifert | For | For | |||
11 | Ratify Auditors | For | For | |||
12 | Company Request on Advisory Vote on Executive Compensation | For | For |
The Kroger Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: KR | 24-Jun-10 | 501044101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Reuben V. Anderson | For | For | |||
2 | Elect Director Robert D. Beyer | For | For | |||
3 | Elect Director David B. Dillon | For | For | |||
4 | Elect Director Susan J. Kropf | For | For | |||
5 | Elect Director John T. LaMacchia | For | For | |||
6 | Elect Director David B. Lewis | For | For | |||
7 | Elect Director W. Rodney McMullen | For | For | |||
8 | Elect Director Jorge P. Montoya | For | For | |||
9 | Elect Director Clyde R. Moore | For | For | |||
10 | Elect Director Susan M. Phillips | For | For | |||
11 | Elect Director Steven R. Rogel | For | For | |||
12 | Elect Director James A. Runde | For | For | |||
13 | Elect Director Ronald L. Sargent | For | For | |||
14 | Elect Director Bobby S. Shackouls | For | For | |||
15 | Adopt Majority Voting for Uncontested Election of Directors | For | For | |||
16 | Ratify Auditors | For | For | |||
17 | Report on Climate Change | Against | For |
Yahoo! Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: YHOO | 24-Jun-10 | 984332106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Carol Bartz | For | For | |||
2 | Elect Director Roy J. Bostock | For | For | |||
3 | Elect Director Pati S. Hart | For | For | |||
4 | Elect Director Eric Hippeau | For | For | |||
5 | Elect Director Susan M. James | For | For | |||
6 | Elect Director Vyomesh Joshi | For | For | |||
7 | Elect Director Arthur H. Kern | For | For | |||
8 | Elect Director Brad D. Smith | For | For | |||
9 | Elect Director Gary L. Wilson | For | For | |||
10 | Elect Director Jerry Yang | For | For | |||
11 | Amend Non-Employee Director Omnibus Stock Plan | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For |
XTO Energy Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: XTO | 25-Jun-10 | 98385X106 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Adjourn Meeting | For | For |
Delta Air Lines, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: DAL | 30-Jun-10 | 247361702 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Richard H. Anderson | For | For | |||
2 | Elect Director Edward H. Bastian | For | For | |||
3 | Elect Director Roy J. Bostock | For | For | |||
4 | Elect Director John S. Brinzo | For | For | |||
5 | Elect Director Daniel A. Carp | For | For | |||
6 | Elect Director John M. Engler | For | For | |||
7 | Elect Director Mickey P. Foret | For | For | |||
8 | Elect Director David R. Goode | For | For | |||
9 | Elect Director Paula Rosput Reynolds | For | For | |||
10 | Elect Director Kenneth C. Rogers | For | For | |||
11 | Elect Director Rodney E. Slater | For | For | |||
12 | Elect Director Douglas M. Steenland | For | For | |||
13 | Elect Director Kenneth B. Woodrow | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Provide for Cumulative Voting | Against | For |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Equity Premium Advantage Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date |
August 26, 2010