UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21885
ENCOMPASS FUNDS
(Exact name of registrant as specified in charter)
1700 California Street, Suite 335
San Francisco, CA 94109
(Address of principal executive offices) (Zip code)
Malcolm H. Gissen
Encompass Funds
1700 California Street, Suite 335
San Francisco, CA 94109
(Name and address of agent for service)
Registrant's telephone number, including area code: (415) 749 6565
Date of fiscal year end: May 31
Date of reporting period: July 1, 2009 – June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking notes.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
ITEM 1. PROXY VOTING RECORD:
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a). The name of the issuer of the portfolio security;
(b). The exchange ticker symbol of the portfolio security;
(c). The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d). The shareholder meeting date;
(e). A brief identification of the matter voted on;
(f). Whether the matter was proposed by the issuer or by a security holder;
(g). Whether the Registrant cast its vote on the matter;
(h). How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding
election of directors); and
(i). Whether the Registrant cast its vote for or against management.
Item 1 - Proxy Voting Record
Account Name: Encompass Fund |
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Custodian Name: Huntington Trust |
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URANIUM ENERGY CORP. |
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Ticker: | UEC | Meeting Date: | 7/24/2009 | ||||||||
CUSIP | 916896103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVE 2009 STOCK INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
JA SOLAR HOLDINGS., LTD |
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Ticker: | JASO | Meeting Date: | 8/3/2009 | ||||||||
CUSIP | 466090107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
2. -8. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
9. ADOPT THE THIRD AMENDED AND RESTATED ARTICLES OF | FOR | FOR | WITH | ISSUER | |||||||
ASSOCIATION TO COSOLIDATE ALL AMENDMENTS MADE IN 2007-2008. | |||||||||||
3S BIO INC. |
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Ticker: | SSRX | Meeting Date: | 10/12/2009 | ||||||||
CUSIP | 88575Y105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1A. & 1B. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG AS AUDITORS FOR FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
GLOBAL HUNTER CORP. |
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Ticker: | BOB.V | Meeting Date: | 10/30/2009 | ||||||||
CUSIP | 37945M101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. NUMBER OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF AUDITORS, MACKAY LLP | FOR | FOR | WITH | ISSUER | |||||||
4. RATIFY AND APPROVE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. APPROVE AND RATIFY THE ACTIONS OF THE DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
6. APPROVAL OF SHARE CONSOLIDATION. | FOR | FOR | WITH | ISSUER | |||||||
7. APPROVAL OF PRIVATE PLACEMENT TO PETROCAPITAL RESOURCES. | FOR | FOR | WITH | ISSUER | |||||||
GOLDBROOK VENTURES INC. |
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Ticker: | GBK.V | Meeting Date: | 11/12/2009 | ||||||||
CUSIP | 38076R109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINT VILLENUVE & VENNE AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
4.RATIFY AND APPROVE ROLLING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5. TRANSACT OTHER BUSINESS AS MAY COME BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
PARAMOUNT GOLD & SILVER CORP. |
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Ticker: | PZG | Meeting Date: | 12/17/2010 | ||||||||
CUSIP | 69924P102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF HLB CINNAMON JANG WILLOUGHBY & COMPANY | FOR | FOR | WITH | ISSUER | |||||||
AS PUBLIC ACCOUNTANTS. | |||||||||||
CONTINENTAL ENERGY CORP. |
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Ticker: | CPPXF | Meeting Date: | 12/18/2009 | ||||||||
CUSIP | 210909107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FOUR. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS AND AUTHORIZATION TO FIX THEIR REMUNERATION. | |||||||||||
3. APPOINTMENT OF DALE MATHESON CARR-HILTON LABONTE AS | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS AND AUTHORIZATION TO FIX THEIR REMUNERATION. | |||||||||||
4. TRANSACT OTHER BUSINESS AS MAY COME BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
AVALON VENTURES LTD. |
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Ticker: | AVL.TO | Meeting Date: | 1/14/2010 | ||||||||
CUSIP | 53470100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT SIX. | FOR | FOR | WITH | ISSUER | |||||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF SIEVERT & SAWRANTSCHUK AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
D.R. HORTON, INC. |
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Ticker: | DHI | Meeting Date: | 1/28/2010 | ||||||||
CUSIP | 23331A109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE SECTION 382 RIGHTS AGREEMENT TO PROTECT TAX | FOR | FOR | WITH | ISSUER | |||||||
ATTRIBUTES | |||||||||||
3. RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
ENERGY FUELS INC. |
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Ticker: | EFR.TO | Meeting Date: | 3/10/2010 | ||||||||
CUSIP | 292671104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION AND APPROVAL OF STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
EXETER RESOURCE CORPORATION |
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Ticker: | XRA | Meeting Date: | 3/11/2010 | ||||||||
CUSIP | 301835104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. TO APPROVE THE SPECIAL RESOLUTION REGARDING FORMATION | FOR | FOR | WITH | ISSUER | |||||||
OF EXTORRE GOLD MINES LTD AND SPINOFF. | |||||||||||
2. APPROVE AMENDMENTS TO STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. APPROVE STOCK OPTION PLAN FOR EXTORRE GOLD MINES LTD. | FOR | FOR | WITH | ISSUER | |||||||
CAP-LINK VENTURES LTD. |
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Ticker: | CAV.V | Meeting Date: | 3/12/2010 | ||||||||
CUSIP | |||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. AMENDMENT OF ARTICLES TO CHANGE NAME OF CORPORATION | FOR | FOR | WITH | ISSUER | |||||||
TO PETRODORADO ENERGY LTD. | |||||||||||
2. AMENDMENT OF ARTICLES TO CHANGE REGISTERED OFFICE TO | FOR | FOR | WITH | ISSUER | |||||||
ALBERTA. | |||||||||||
NORTHWESTERN CORPORATION |
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Ticker: | N WE | Meeting Date: | 4/22/2010 | ||||||||
CUSIP | 668074305 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS . | FOR | FOR | WITH | ISSUER | |||||||
PEABODY ENERGY CORPORATION |
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Ticker: | BTU | Meeting Date: | 5/4/2010 | ||||||||
CUSIP | P55934010 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF INDEPENDENT AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
POTASH CORPORATION OF SASKATCHEWAN INC. |
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Ticker: | POT | Meeting Date: | 5/6/2010 | ||||||||
CUSIP | 73755L107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS . | FOR | FOR | WITH | ISSUER | |||||||
3. RESOLUTION TO APPROVE THE ADOPTION OF A NEW PERFORMANCE | FOR | FOR | WITH | ISSUER | |||||||
OPTION PLAN. | |||||||||||
4. ADVISORY RESOLUTION ACCEPTING APPROACH TO EXECUTIVE | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION. | |||||||||||
DELCATH SYSTEMS, INC. |
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Ticker: | DCTH | Meeting Date: | 5/6/2010 | ||||||||
CUSIP | 24661P104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY ERNST & YUOUNG LLP AS AUDITORS FY 2010. | FOR | FOR | WITH | ISSUER | |||||||
3. AMEND 2009 STOCK INCENTIVE PLAN NUMBER OF SHARES. | FOR | FOR | WITH | ISSUER | |||||||
THOMPSON CREEK METALS COMPANY INC. |
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Ticker: | TC | Meeting Date: | 5/6/2010 | ||||||||
CUSIP | 884768102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPROVE 2010 EMPLOYEE STOCK PURCHASE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3.APPROVE 2010 LONG-TERM INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPOINT KPMG LLP AS INDEPENDENT AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
DAYLIGHT RESOURCES TRUST |
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Ticker: | DAY.UN.TO | Meeting Date: | 5/6/2010 | ||||||||
CUSIP | 239600109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. TO APPROVE PLAN OF ARRANGEMENT PROVIDING FOR CONVERSION | FOR | FOR | WITH | ISSUER | |||||||
OF THE TRUST TO A GROWTH-ORIENTED CORPORATE STRUCTURE. | |||||||||||
2. TO A PPROVE A SHARE AWARD INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
3. TO APPROVE VALIANT TRUST COMPANY AS TRUSTEE OF THE TRUST. | FOR | FOR | WITH | ISSUER | |||||||
4. RESOLUTION FIXING THE NUMBER OF DIRECTORS TO BE ELECTED AT (8). | FOR | FOR | WITH | ISSUER | |||||||
5. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
FRONTEER DEVELOPMENT CORP. |
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Ticker: | FRG | Meeting Date: | 5/7/2010 | ||||||||
CUSIP | 35903Q106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. IN RESPECT ELECTION OF DIRECTORS PROPOSED BY MANAGEMENT. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
3. APPROVAL AND CONFIRMATION GRANTING UNALLOCTED OPTIONS | FOR | FOR | WITH | ISSUER | |||||||
UP TO AN AGGREGATE OF 10% OF THE SHARES ISSUED. | |||||||||||
4. AMEND THE ARTICLES TO EFFECT NAME CJANGE TO FRONTEER | FOR | FOR | WITH | ISSUER | |||||||
GOLD INC. | |||||||||||
AEGEAN MARINE PETROLEUM NETWORK INC. |
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Ticker: | ANW | Meeting Date: | 5/13/2010 | ||||||||
CUSIP | Y0017S102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF DELOITTE HADJIPAVLOU SOFIANOS AS AUDITORS . | FOR | FOR | WITH | ISSUER | |||||||
CLAUDE RESOURCES INC. |
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Ticker: | CGR | Meeting Date: | 5/14/2010 | ||||||||
CUSIP | 182873109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
3. RATIFICATION AND APPROVAL STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. RATIFICATION AND APPROVAL OF THE EMPLOYEE SHARE | FOR | FOR | WITH | ISSUER | |||||||
PURCHASE PLAN. | |||||||||||
ASHFORD HOSPITALITY TRUST INC. |
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Ticker: | AHT | Meeting Date: | 5/18/2010 | ||||||||
CUSIP | 44103109 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR FY 2010. | FOR | FOR | WITH | ISSUER | |||||||
CALPINE CORPORATION |
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Ticker: | CPN | Meeting Date: | 5/19/2010 | ||||||||
CUSIP | 131347304 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
FOR CY 2010. | |||||||||||
3. AMENDMENT OF THE 2008 DIRECTOR INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. AMENDMENT OF THE 2008 EQUITY INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
PETROHAWK ENERGY CORPORATION |
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Ticker: | HK | Meeting Date: | 5/20/2010 | ||||||||
CUSIP | 716495106 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF DELOITTE & TOUCHE LLP AS AUDITORS FOR 2010. | FOR | FOR | WITH | ISSUER | |||||||
SLIVER WHEATON CORP. |
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Ticker: | SLW | Meeting Date: | 5/20/2010 | ||||||||
CUSIP | 828336107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
A. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
B. APPOINTMENT OF DELOITTE & TOUCHE AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THEIR REMUNERATION . | |||||||||||
OREMEX RESOURCES INC. |
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Ticker: | ORM.V | Meeting Date: | 5/25/2010 | ||||||||
CUSIP | 686122201 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF MCGOVERN, HURLEY, CUNNINGHAM LLP AS | FOR | FOR | WITH | ISSUER | |||||||
AUDITORS FOR 2010. | |||||||||||
3. TO APPROVE THE INCENTIVE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
ENDEAVOR SILVER CORP. |
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Ticker: | EXK | Meeting Date: | 5/26/2010 | ||||||||
CUSIP | 29258Y103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
NOVAGOLD RESOURCES INC. |
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Ticker: | NG | Meeting Date: | 5/26/2010 | ||||||||
CUSIP | 66987 E206 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
EXETER RESOURCE CORPORATION |
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Ticker: | XRA | Meeting Date: | 5/27/2010 | ||||||||
CUSIP | 301835104 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. SET THE NUMBER OF DIRECTORS AT SEVEN. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION. | |||||||||||
4. TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME | FOR | FOR | WITH | ISSUER | |||||||
BEFORE THE MEETING. | |||||||||||
ZIX CORPORATION |
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Ticker: | ZIXI | Meeting Date: | 6/7/2010 | ||||||||
CUSIP | 98974P100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. PROPOSAL TO RATIFY WHITLEY PENN LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
AVION RESOURCES CORP. |
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Ticker: | AVR.V | Meeting Date: | 6/8/2010 | ||||||||
CUSIP | 53750105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF MCGOVERN, HURLEY CUNNINGHAM LLP AS AUDITORS | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX THEIR REMUNERATION . | |||||||||||
3. APPROVAL OF A 10% ROLLING STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL OF SHARE COMPENSATION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
FREEPORT-MCMORAN COPPER & GOLD INC. |
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Ticker: | FCX | Meeting Date: | 6/11/2009 | ||||||||
CUSIP | 35671D857 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. ADOPTION OF AMENDED AND RESTATED 2006 STOCK INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. SHAREHOLDER PROPOSAL REGARDING THE SELECTION OF A CANDIDATE | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
WITH ENVIRONMENTAL EXPERTISE TO THE BOARD OF DIRECTORS. | |||||||||||
5. SHAREHOLDER PROPOSAL REQUIRING SENIOR EXECUTIVES TO | AGAINST | AGAINST | WITH | SHAREHOLDER | |||||||
RETAIN SHARES ACQUIRED THROUGH EQUITY COMPENSATION | |||||||||||
PROGRAMS UNTIL TWO YEARS AFTER EMPLOYMENT TRMINATION. | |||||||||||
PETRODORADO ENERGY LTD |
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Ticker: | PDQ.V | Meeting Date: | 6/15/2010 | ||||||||
CUSIP | 53750105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL OF SHARE OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
DRAGONWAVE INC. |
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Ticker: | DRWI | Meeting Date: | 6/15/2010 | ||||||||
CUSIP | 26144M103 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR FY 2010. | FOR | FOR | WITH | ISSUER | |||||||
3. RESOLUTION TO INCREASE QUROM REQUIRED FOR | FOR | FOR | WITH | ISSUER | |||||||
SHAREHOLDER MEETING. | |||||||||||
4. RESOLUTION TO ALLOW CORPORATION TO ISSUE UNCERTIFIED SHARES. | FOR | FOR | WITH | ISSUER | |||||||
5. RESOLUTION TO APPROVE CHANGES TO THE AMENDMENT PROVISIONS | FOR | FOR | WITH | ISSUER | |||||||
OF THE STOCK OPTION PLAN. | |||||||||||
6. APPROVE A CHANGE TO THE MAXIMUM NUMBER OF COMMON SHARES | FOR | FOR | WITH | ISSUER | |||||||
ISSUABLE UNDER THE STOCK OPTION PLAN. | |||||||||||
7. APPROVE ALL UNALLOCATED STOCK OPTIONS UNDER THE STOCK | FOR | FOR | WITH | ISSUER | |||||||
OPTION PLAN. | |||||||||||
GRAN TIERRA ENERGY INC. |
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Ticker: | GTE | Meeting Date: | 6/16/2010 | ||||||||
CUSIP | 38500T101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. PROPOSAL TO APPROVE INCREASING 2007 EQUITY INCENTIVE PLAN | FOR | FOR | WITH | ISSUER | |||||||
AGGREGATE NUMBER OF SHARES TO 23,306,100. | |||||||||||
3. RATIFY DELOITTE & TOUCHE LLP AS AUDITORS FOR 2010 | FOR | FOR | WITH | ISSUER | |||||||
MAGINDUSTRIES CORP. |
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Ticker: | MAA.TO | Meeting Date: | 6/16/2010 | ||||||||
CUSIP | 55917T102 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS FOR FY 2010. | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX REMUNERATION. | |||||||||||
3. RATIFICATION OF THE STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
4. APPROVAL OF ISSUANCE OF STOCK WARRANTS AS COMPENSATION | FOR | FOR | WITH | ISSUER | |||||||
FOR ADVISORY SERVICES. | |||||||||||
MIMIN ENERGY CORP. |
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Ticker: | NNN.TO | Meeting Date: | 6/24/2010 | ||||||||
CUSIP | 65440N100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF KPMG AS AUDITORS AND TO FIX REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
SEABRIDGE GOLD INC. |
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Ticker: | SA | Meeting Date: | 6/29/2010 | ||||||||
CUSIP | 811916105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. APPOINTMENT OF KPMG AS AUDITORS. | FOR | FOR | WITH | ISSUER | |||||||
3. FIX AUDITORS REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
TEVA PHARMACEUTICAL INDUSTRIES LTD. |
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Ticker: | TEVA | Meeting Date: | 6/29/2010 | ||||||||
CUSIP | 881624209 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. APPROVE CASH DIVIDEND FOR THE YEAR ENDED 2009. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINT KESSELMAN & KESSELMAN AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
COMPENSATION AS APPROVED BY AUDIT COMMITTEE. | |||||||||||
4. APPROVE COMPANY'S LONG-TERM EQUITY-BASED INCENTIVE PLAN. | FOR | FOR | WITH | ISSUER | |||||||
5a. APPROVAL OF REMUNERATION FOR DR. FROST. | FOR | FOR | WITH | ISSUER | |||||||
5b. APPROVAL OF REMUNERATION FOR PROFESSOR MANY. | FOR | FOR | WITH | ISSUER | |||||||
5c. APPROVAL OF REMUNERATION FOR PROFESSOR KORNBERG. | FOR | FOR | WITH | ISSUER | |||||||
6. APPROVAL TO INCREASE REGISTERED SHARE CAPITAL. | FOR | FOR | WITH | ISSUER | |||||||
CAZA GOLD CORP. |
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Ticker: | Meeting Date: | 6/29/2010 | |||||||||
CUSIP | 53750105 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FOUR. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF SMYTHE RATCLIFFE LLP AS AUDITORS AND | FOR | FOR | WITH | ISSUER | |||||||
TO FIX REMUNERATION. | |||||||||||
COREX GOLD CORPORATION |
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Ticker: | CGE.V | Meeting Date: | 6/30/2010 | ||||||||
CUSIP | 21870J101 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. SET THE NUMBER OF DIRECTORS AT FIVE. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
3. APPOINTMENT OF BDO DUNWOODY LLP AS AUDITORS AND TO FIX | FOR | FOR | WITH | ISSUER | |||||||
THE REMUNERATION. | |||||||||||
4. RECEIVE AUDITED STATEMENTS FOR FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
5. RATIFY AND CONFIREM 10% "ROLLING" STOCK OPTION PLAN. | FOR | FOR | WITH | ISSUER | |||||||
6. TRANSACT FURHTER BUSINESS BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
JA SOLAR HOLDINGS., LTD |
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Ticker: | JASO | Meeting Date: | 6/30/2010 | ||||||||
CUSIP | 466090107 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. RECEIVE AND COONSIDER AUDITED STATEMENTS FOR FY 2009. | FOR | FOR | WITH | ISSUER | |||||||
2. ELECT PENG FANG AS DIRECTOR AND TO FIX HIS REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
3. ELECT YUWEN ZHAO AS DIRECTOR AND TO FIX HIS REMUNERATION. | FOR | FOR | WITH | ISSUER | |||||||
4. TRANSACT SUCH BUSINESS AS MAY COME BEFORE THE MEETING. | FOR | FOR | WITH | ISSUER | |||||||
OSISKO MINING CORPORATION |
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Ticker: | OSK.TO | Meeting Date: | 6/30/2010 | ||||||||
CUSIP | 688278100 | ||||||||||
Proposal |
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| Mgt Rec | Vote Cast | vs. Mgmt | Author | |||||
1. ELECTION OF DIRECTORS. | FOR | FOR | WITH | ISSUER | |||||||
2. RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP | FOR | FOR | WITH | ISSUER | |||||||
AND TO FIX REMUNERATION. | |||||||||||
3. APPROVE SHAREHOLDERS RIGHTS PLAN. | FOR | FOR | WITH | ISSUER | |||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
ENCOMPASS FUNDS
By: /s/ Malcolm H. Gissen
Malcolm H. Gissen, President
Date: 8/24/10