| | | | | | | | | | | | |
Mtg Date/Type | | Company/ Ballot Issues | | Cusip | | Mgmt Rec | | Vote Cast | | Proposed By |
| | | | | |
04/27/07 - A | | Aetna Inc. *AET* | | 00817Y108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Company Specific-Majority Vote Standard for the Election of Directors in Uncontested Election | | | | For | | For | | Mgmt |
| | 4 | | Restore or Provide for Cumulative Voting | | | | Against | | Against | | ShrHoldr |
| | 5 | | Require Director Nominee Qualifications | | | | Against | | Against | | ShrHoldr |
| | | | | |
04/26/07 - A | | AGCO Corp. *AG* | | 001084102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director W. Wayne Booker — For | | | | | | | | |
| | 1.2 | | Elect Director Francisco R. Gros — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Gerald B. Johanneson — For | | | | | | | | |
| | 1.4 | | Elect Director Curtis E. Moll — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
04/20/07 - A | | Alcoa Inc. *AA* | | 013817101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditor | | | | For | | For | | Mgmt |
| | | | | |
05/02/07 - A | | Alumina Ltd (formerly Wmc Limited) *AWC* | | 022205108 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | ADOPTION OF REMUNERATION REPORT | | | | For | | Against | | Mgmt |
| | 2 | | TO RE-ELECT MR P.A.F. HAY AS A DIRECTOR | | | | For | | For | | Mgmt |
| | 3 | | MODIFICATION TO CONSTITUTION - PREFERENCE SHARES | | | | For | | For | | Mgmt |
| | | | | |
12/11/06 - A | | * Anglogold Ashanti Ltd. | | 035128206 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | SPECIAL RESOLUTION NUMBER 1 THE CREATION OF E ORDINARY SHARES | | | | For | | For | | Mgmt |
| | 2 | | SPECIAL RESOLUTION NUMBER 2 AMENDMENT TO ARTICLES OF ASSOCIATION | | | | For | | For | | Mgmt |
| | 3 | | ORDINARY RESOLUTION NUMBER 1 ADOPTION OF THE BOKAMOSO EMPLOYEE SHARE OWNERSHIP PLAN | | | | For | | For | | Mgmt |
| | 4 | | ORDINARY RESOLUTION NUMBER 2 SPECIFIC ISSUE OF SHARES FOR CASH | | | | For | | For | | Mgmt |
| | 5 | | ORDINARY RESOLUTION NUMBER 3 SPECIFIC ISSUE OF SHARES FOR CASH | | | | For | | For | | Mgmt |
| | 6 | | ORDINARY RESOLUTION NUMBER 4 AUTHORITY TO GIVE EFFECT TO THE ABOVE RESOLUTIONS | | | | For | | For | | Mgmt |
| | | | | |
05/04/07 - A | | Anglogold Ashanti Ltd. | | 035128206 | | | | | | |
| | | | Meeting for Holders of ADR’s | | | | | | | | |
| | 1 | | Accept Financial Statements and Statutory Reports for Year Ended 12-31-06 | | | | For | | For | | Mgmt |
| | 2 | | Reelect F.B. Arisman as Director | | | | For | | For | | Mgmt |
| | 3 | | Reelect R.E. Bannerman as Director | | | | For | | For | | Mgmt |
| | 4 | | Reelect W.A. Nairn as Director | | | | For | | For | | Mgmt |
| | 5 | | Reelect S.R. Thompson as Director | | | | For | | For | | Mgmt |
| | 6 | | Reelect J.H. Mensah as Director Appointed During the Year | | | | For | | For | | Mgmt |
| | 7 | | Reelect W.L. Nkuhlu as Director Appointed During the Year | | | | For | | For | | Mgmt |
| | 8 | | Reelect S.M. Pityana as Director Appointed During the Year | | | | For | | For | | Mgmt |
| | 9 | | Place Authorized But Unissued Shares under Control of Directors | | | | For | | For | | Mgmt |
| | 10 | | Approve Issuance of Shares without Preemptive Rights up to a Maximum of 10 Percent of Issued Capital | | | | For | | For | | Mgmt |
| | 11 | | Approve Remuneration of Directors | | | | For | | For | | Mgmt |
| | 12 | | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | | | | For | | For | | Mgmt |
| | | | | |
06/07/07 - A | | Apex Silver Mines Ltd *SIL* | | G04074103 | | | | | | |
| | | | Meeting for Holders of ADR’s | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT ACCOUNTANTS. | | | | For | | For | | Mgmt |
| | | | | |
05/04/07 - A | | Apria Healthcare Group, Inc. *AHG* | | 037933108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
05/02/07 - A/S | | Barrick Gold Corp. *ABX* | | 067901108 | | | | | | |
| | | | Meeting for Common and Exchangeable Shareholders | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | | | For | | For | | Mgmt |
| | 3 | | Amend Stock Option Plan | | | | For | | Against | | Mgmt |
| | | | | |
01/30/07 - S | | * Bema Gold Corporation | | 08135F107 | | | | | | |
| | 1 | | Approve Acquisition | | | | For | | Against | | Mgmt |
| | | | | |
06/05/07 - A | | CDW Corp. *CDWC* | | 12512N105 | | | | | | |
| | 1 | | Elect Director Michelle L. Collins | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Casey G. Cowell | | | | For | | For | | Mgmt |
| | 3 | | Elect Director John A. Edwardson | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Daniel S. Goldin | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Thomas J. Hansen | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Donald P. Jacobs | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Stephan A. James | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Michael P. Krasny | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Terry L. Lengfelder | | | | For | | For | | Mgmt |
| | 10 | | Elect Director Susan D. Wellington | | | | For | | For | | Mgmt |
| | 11 | | Elect Director Brian E. Williams | | | | For | | For | | Mgmt |
| | 12 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
04/25/07 - A | | Chevron Corporation *CVX* | | 166764100 | | | | | | |
| | 1 | | Elect Director Samuel H. Armacost | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Linnet F. Deily | | | | For | | For | | Mgmt |
| | 3 | | Elect Director Robert E. Denham | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Robert J. Eaton | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Sam Ginn | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Franklyn G. Jenifer | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Sam Nunn | | | | For | | For | | Mgmt |
| | 8 | | Elect Director David J. O’Reilly | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Donald B. Rice | | | | For | | For | | Mgmt |
| | 10 | | Elect Director Peter J. Robertson | | | | For | | For | | Mgmt |
| | 11 | | Elect Director Kevin W. Sharer | | | | For | | For | | Mgmt |
| | 12 | | Elect Director Charles R. Shoemate | | | | For | | For | | Mgmt |
| | 13 | | Elect Director Ronald D. Sugar | | | | For | | For | | Mgmt |
| | 14 | | Elect Director Carl Ware | | | | For | | For | | Mgmt |
| | 15 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 16 | | Reduce Supermajority Vote Requirement | | | | For | | For | | Mgmt |
| | 17 | | Adopt Human Rights Policy | | | | Against | | For | | ShrHoldr |
| | 18 | | Adopt Greenhouse Gas Emission Reduction Goals | | | | Against | | Against | | ShrHoldr |
| | 19 | | Adopt Animal Welfare Policy | | | | Against | | Against | | ShrHoldr |
| | 20 | | Separate Chairman and CEO Positions | | | | Against | | For | | ShrHoldr |
| | 21 | | Approve/Amend Terms of Existing Poison Pill | | | | Against | | Against | | ShrHoldr |
| | 22 | | Report on Market Specific Environmental Laws | | | | Against | | Against | | ShrHoldr |
| | | | | |
06/15/07 - A | | Chunghwa Telecom Co. Ltd. | | 17133Q205 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | THE COMPANY S OPERATION REPORT FOR 2006. | | | | None | | For | | Mgmt |
| | 2 | | THE SUPERVISORS AUDIT REPORT ON THE COMPANY FOR 2006. | | | | None | | For | | Mgmt |
| | 3 | | THE AMENDMENT TO THE COMPANY S RULES OF ORDER OF BOARD OF DIRECTORS MEETING. | | | | None | | For | | Mgmt |
| | 4 | | THE COMPANY S OPERATION REPORT AND FINANCIAL STATEMENTS FOR 2006. | | | | For | | For | | Mgmt |
| | 5 | | THE COMPANY S DISTRIBUTION OF EARNINGS FOR 2006. | | | | For | | For | | Mgmt |
| | 6 | | AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION. | | | | For | | For | | Mgmt |
| | 7 | | PROPOSED CONVERSION OF THE CAPITAL SURPLUS INTO CAPITAL INCREASE OF THE COMPANY AND ISSUANCE OF NEW SHARES. | | | | For | | For | | Mgmt |
| | 8 | | PROPOSED CAPITAL DECREASE IN CASH OF THE COMPANY. | | | | For | | For | | Mgmt |
| | 9 | | AMENDMENT TO THE COMPANY S PROCESS FOR ACQUISITIONS AND DISPOSAL OF ASSETS. | | | | For | | For | | Mgmt |
| | 10 | | AMENDMENT TO THE COMPANY S PROCEDURES FOR ENDORSEMENTS AND GUARANTEES. | | | | For | | For | | Mgmt |
| | 11 | | FORMULATION OF THE COMPANY S PROCEDURES FOR LENDING OF CAPITAL TO OTHERS. | | | | For | | For | | Mgmt |
| | 12 | | AMENDMENT TO THE COMPANY S REGULATIONS OF ELECTION OF DIRECTORS AND SUPERVISORS. | | | | For | | For | | Mgmt |
| | 13 | | ELECTION OF THE COMPANY S 5TH TERM DIRECTORS AND SUPERVISORS. | | | | For | | Abstain | | Mgmt |
| | | | | |
06/28/07 - A/S | | Crystallex International Corp. *KRY* | | 22942F101 | | | | | | |
| | 1 | | Elect Directors Robert A. Fung, Gordon M. Thompson, Michael J. H. Brown, C. William Longden, Harry J. Near, Marc J. Oppenheimer, Johan C. van’t Hof and Armando F. Zullo | | | | For | | For | | Mgmt |
| | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | | | For | | For | | Mgmt |
| | 3 | | Amend Stock Option Plan | | | | For | | Against | | Mgmt |
| | | | | |
02/26/07 - S | | * Domtar Corp. *UFS* | | 257561100 | | | | | | |
| | | | Special Meeting for Holders of Common Shares, Series A Preferred Shares, Series B Preferred Shares, and Stock Purchase Options | | | | | | | | |
| | 1 | | Approve Business Combination Arrangement with Weyerhaeuser | | | | For | | For | | Mgmt |
| | | | | |
05/03/07 - A | | DTE Energy Co. *DTE* | | 233331107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
11/30/06 - S | | * Ivanhoe Mines Ltd. *IVN* | | 46579N103 | | | | | | |
| | 1 | | Approve Exercise of Warrants and Resulting Change of Control | | | | For | | For | | Mgmt |
| | | | | |
05/11/07 - A | | Ivanhoe Mines Ltd. *IVN* | | 46579N103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | | | For | | For | | Mgmt |
| | 3 | | Amend Employees’ and Directors’ Equity Incentive Plan | | | | For | | Against | | Mgmt |
| | 4 | | Amend Bylaws Re: Uncertificated Shares | | | | For | | For | | Mgmt |
| | | | | |
05/02/07 - A/S | | Kinross Gold Corp. *K* | | 496902404 | | | | | | |
| | 1 | | Allow Board to Set the Number of Directors at 11 and Determine the Number of Directors between Meetings | | | | For | | For | | Mgmt |
| | 2 | | Elect Directors | | | | For | | For | | Mgmt |
| | 3 | | Approve KPMG as Auditors and Authorize Board to Fix Remuneration of Auditors | | | | For | | For | | Mgmt |
| | 4 | | Amend Bylaws | | | | For | | For | | Mgmt |
| | | | | |
03/26/07 - A | | * Korea Electric Power Corp | | 500631106 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | Approve Appropriation of Income and Dividend of KRW 1000 Per Share | | | | For | | For | | Mgmt |
| | 2 | | Elect President of Company | | | | For | | For | | Mgmt |
| | | | | |
03/16/07 - A | | * KT Corp (formerly Korea Telecom Corporation) | | 48268K101 | | | | | | |
| | | | Meeting for ADR Holders | | | | | | | | |
| | 1 | | Approve Appropriation of Income and Dividend of KRW 2000 Per Share | | | | For | | For | | Mgmt |
| | 2 | | Amend Articles of Incorporation to Expand Business Objectives | | | | For | | For | | Mgmt |
| | 3 | | Elect Jeong Ro Yoon as a Member of the Audit Committee | | | | For | | For | | Mgmt |
| | 4 | | Elect Kon Sik Kim as a Member of the Audit Committee | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Jon Lok Yoon | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Jeong Soo Suh | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Paul C. Yi | | | | For | | For | | Mgmt |
| | 8 | | Approve Remuneration of Executive Directors and Independent Non-Executive Directors | | | | For | | For | | Mgmt |
| | | | | |
04/24/07 - A | | Lihir Gold Limited | | Y5285N149 | | | | | | |
| | 1 | | Accept Financial Statements and Statutory Reports for the Year Ended Dec. 31, 2006 | | | | For | | For | | Mgmt |
| | 2 | | Elect Peter Cassidy as Director | | | | For | | For | | Mgmt |
| | 3 | | Elect Geoff Loudon as Director | | | | For | | For | | Mgmt |
| | 4 | | Elect Alister Maitland as Director | | | | For | | For | | Mgmt |
| | 5 | | Elect Michael Etheridge as Director | | | | For | | For | | Mgmt |
| | 6 | | Approve PricewaterhouseCoopers as Auditors | | | | For | | For | | Mgmt |
| | 7 | | Approve Grant of 136,530 Share Rights to Arthur Hood, Managing Director, Under the Lihir Senior Executive Share Plan | | | | For | | For | | Mgmt |
| | 8 | | Approve the Increase in Non-Executive Directors’ Remuneration From $750,000 to $1.0 Million per Annum | | | | For | | For | | Mgmt |
| | | | | |
11/14/06 - A | | * Microsoft Corp. *MSFT* | | 594918104 | | | | | | |
| | 1 | | Elect Director William H. Gates, III | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Steven A. Ballmer | | | | For | | For | | Mgmt |
| | 3 | | Elect Director James I. Cash, Jr., Ph.D. | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Dina Dublon | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Raymond V. Gilmartin | | | | For | | For | | Mgmt |
| | 6 | | Elect Director David F. Marquardt | | | | For | | For | | Mgmt |
| | 7 | | Elect Director Charles H. Noski | | | | For | | For | | Mgmt |
| | 8 | | Elect Director Helmut Panke | | | | For | | For | | Mgmt |
| | 9 | | Elect Director Jon A. Shirley | | | | For | | For | | Mgmt |
| | 10 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 11 | | Cease Product Sales that Can Be Used to Violate Human Rights | | | | Against | | Against | | ShrHoldr |
| | 12 | | Amend EEO Statement to Not Reference Sexual Orientation | | | | Against | | Against | | ShrHoldr |
| | 13 | | Establish Shareholder Advisory Committee | | | | Against | | Against | | ShrHoldr |
| | | | | |
10/04/06 - A | | * MOSAIC CO *MOS* | | 61945A107 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director Phyllis E. Cochran — For | | | | | | | | |
| | 1.2 | | Elect Director Robert L. Lumpkins — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Harold H. Mackay — For | | | | | | | | |
| | 1.4 | | Elect Director William T. Monahan — For | | | | | | | | |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | Against | | Mgmt |
| | 3 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
12/19/06 - A | | * Navios Maritime Holdings Inc *NM* | | Y62196103 | | | | | | |
| | | | Meeting for Holders of ADRs | | | | | | | | |
| | 1 | | Elect Directors | | | | For | | Withhold | | Mgmt |
| | 2 | | PROPOSAL TO APPROVE AND ADOPT THE NAVIOS MARITIME HOLDINGS INC. 2006 STOCK PLAN. | | | | For | | For | | Mgmt |
| | 3 | | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY S ARTICLES OF INCORPORATION TO INCREASE THE AUTHORIZED NUMBER OF SHARES OF COMMON STOCK FROM 120,000,000 TO 250,000,000. | | | | For | | Against | | Mgmt |
| | 4 | | PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE COMPANY S INDEPENDENT PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2006. | | | | For | | For | | Mgmt |
| | | | | |
04/24/07 - A | | Newmont Mining Corp. *NEM* | | 651639106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director Glen A. Barton — Withhold | | | | | | | | |
| | 1.2 | | Elect Director Vincent A. Calarco — For | | | | | | | | |
| | 1.3 | | Elect Director Noreen Doyle — For | | | | | | | | |
| | 1.4 | | Elect Director Veronica M. Hagen — For | | | | | | | | |
| | 1.5 | | Elect Director Michael S. Hamson — For | | | | | | | | |
| | 1.6 | | Elect Director Pierre Lassonde — For | | | | | | | | |
| | 1.7 | | Elect Director Robert J. Miller — For | | | | | | | | |
| | 1.8 | | Elect Director Wayne W. Murdy — For | | | | | | | | |
| | 1.9 | | Elect Director Robin A. Plumbridge — For | | | | | | | | |
| | 1.10 | | Elect Director John B. Prescott — Withhold | | | | | | | | |
| | 1.11 | | Elect Director Donald C. Roth — Withhold | | | | | | | | |
| | 1.12 | | Elect Director James V. Taranik — For | | | | | | | | |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Report on Impact of Operations in Indonesia | | | | Against | | Against | | ShrHoldr |
| | 4 | | Report on Policies related to Public Opposition to Mining Operations | | | | For | | For | | ShrHoldr |
| | 5 | | Separate Chairman and CEO Positions | | | | Against | | For | | ShrHoldr |
| | | | | |
04/26/07 - A/S | | Nexen Inc. *NXY* | | 65334H102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | | | For | | For | | Mgmt |
| | 3 | | Adopt By-law No. 3 | | | | For | | For | | Mgmt |
| | 4 | | Approve 2:1 Stock Split | | | | For | | For | | Mgmt |
| | | | | |
06/28/07 - A | | Nippon Telegraph & Telephone Corp. *9432* | | 654624105 | | | | | | |
| | | | Meeting for Holders of ADR’s | | | | | | | | |
| | 1 | | DISTRIBUTION OF RETAINED EARNINGS AS DIVIDENDS | | | | For | | For | | Mgmt |
| | 2 | | ELECTION OF DIRECTOR: TSUTOMU EBE | | | | For | | For | | Mgmt |
| | 3 | | ELECTION OF DIRECTOR: NORITAKA UJI | | | | For | | For | | Mgmt |
| | 4 | | ELECTION OF DIRECTOR: KAORU KANAZAWA | | | | For | | For | | Mgmt |
| | 5 | | ELECTION OF DIRECTOR: TAKASHI HANAZAWA | | | | For | | For | | Mgmt |
| | 6 | | ELECTION OF DIRECTOR: TOSHIO KOBAYASHI | | | | For | | For | | Mgmt |
| | 7 | | ELECTION OF CORPORATE AUDITOR: JOHJI FUKADA | | | | For | | For | | Mgmt |
| | 8 | | ELECTION OF CORPORATE AUDITOR: SUSUMU FUKUZAWA | | | | For | | For | | Mgmt |
| | 9 | | ELECTION OF CORPORATE AUDITOR: YASUCHIKA NEGORO | | | | For | | For | | Mgmt |
| | 10 | | ELECTION OF CORPORATE AUDITOR: MASAMICHI TANABE | | | | For | | For | | Mgmt |
| | 11 | | ELECTION OF CORPORATE AUDITOR: SHIGERU IWAMOTO | | | | For | | Against | | Mgmt |
| | | | | |
05/31/07 - A/S | | NovaGold Resources Inc. *NG* | | 66987E206 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director Michael H. Halvorson — For | | | | | | | | |
| | 1.2 | | Elect Director Kalidas Madhavpeddi — For | | | | | | | | |
| | 1.3 | | Elect Director Gerald J. McConnell — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Cole E. McFarland — For | | | | | | | | |
| | 1.5 | | Elect Director Clynton R. Nauman — For | | | | | | | | |
| | 1.6 | | Elect Director James L. Philip — For | | | | | | | | |
| | 1.7 | | Elect Director Rick Van Nieuwenhuyse — For | | | | | | | | |
| | 2 | | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Remuneration of Auditors | | | | For | | For | | Mgmt |
| | 3 | | Approve Shareholder Rights Plan | | | | For | | Against | | Mgmt |
| | 4 | | Amend Stock Option Plan | | | | For | | Against | | Mgmt |
| | 5 | | Approve Performance Share Unit Plan | | | | For | | Against | | Mgmt |
| | | | | |
06/15/07 - A | | Premiere AG | | D61744104 | | | | | | |
| | 1 | | Receive Financial Statements and Statutory Reports for Fiscal 2006 | | | | None | | None | | Mgmt |
| | 2 | | Approve Discharge of Management Board for Fiscal 2006 | | | | For | | For | | Mgmt |
| | 3 | | Approve Discharge of Supervisory Board for Fiscal 2006 | | | | For | | For | | Mgmt |
| | 4 | | Ratify KPMG Deutsche Treuhand-Gesellschaft AG as Auditors for Fiscal 2007 | | | | For | | For | | Mgmt |
| | 5 | | Amend Articles Re: Remuneration of Supervisory Board | | | | For | | For | | Mgmt |
| | 6 | | Amend Articles Re: Allow Electronic Distribution of Company Communications | | | | For | | For | | Mgmt |
| | | | | |
05/04/07 - A | | Puget Energy, Inc. *PSD* | | 745310102 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Company Specific—Adopt Majority Voting Standards in Uncontested Election of Directors | | | | For | | For | | Mgmt |
| | 3 | | Amend Qualified Employee Stock Purchase Plan | | | | For | | For | | Mgmt |
| | 4 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | | | | |
10/26/06 - A | | * Sara Lee Corp. *SLE* | | 803111103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Separate Chairman and CEO Positions | | | | Against | | For | | ShrHoldr |
| | 4 | | Approve Report of the Compensation Committee | | | | Against | | For | | ShrHoldr |
| | | | | |
06/14/07 - A | | Stolt-Nielsen Sa | | 861565109 | | | | | | |
| | | | Meeting for Holders of ADR’s | | | | | | | | |
| | 1 | | APPROVAL OF THE ANNUAL MEETING DATE. | | | | For | | | | Mgmt |
| | 2 | | APPROVAL OF FINANCIAL STATEMENTS. | | | | For | | | | Mgmt |
| | 3 | | DETERMINATION OF DIVIDENDS. | | | | For | | | | Mgmt |
| | 4 | | DISCHARGE OF DIRECTORS AND STATUTORY AUDITORS. | | | | For | | | | Mgmt |
| | 5 | | APPROVAL OF CANCELLATION OF ISSUED SHARES HELD IN TREASURY. | | | | For | | | | Mgmt |
| | 6 | | REDUCTION OF AUTHORIZED CAPITAL/SUPPRESSION OF SHAREHOLDERS PREEMPTIVE RIGHTS. | | | | For | | | | Mgmt |
| | 7 | | APPROVAL OF AUTHORIZATION OF SHARE REPURCHASES. | | | | For | | | | Mgmt |
| | 8 | | ELECTION OF DIRECTOR: JACOB STOLT-NIELSEN | | | | For | | | | Mgmt |
| | 9 | | ELECTION OF DIRECTOR: NIELS G. STOLT-NIELSEN | | | | For | | | | Mgmt |
| | 10 | | ELECTION OF DIRECTOR: ROELOF HENDRIKS | | | | For | | | | Mgmt |
| | 11 | | ELECTION OF DIRECTOR: JAMES B. HURLOCK | | | | For | | | | Mgmt |
| | 12 | | ELECTION OF DIRECTOR: HAKAN LARSSON | | | | For | | | | Mgmt |
| | 13 | | ELECTION OF DIRECTOR: CHRISTER OLSSON | | | | For | | | | Mgmt |
| | 14 | | ELECTION OF DIRECTOR: JACOB B. STOLT-NIELSEN | | | | For | | | | Mgmt |
| | 15 | | ELECTION OF DIRECTOR: CHRISTOPHER J. WRIGHT | | | | For | | | | Mgmt |
| | 16 | | ELECTION OF JACOB STOLT-NIELSEN AS CHAIRMAN OF THE BOARD OF DIRECTORS. | | | | For | | | | Mgmt |
| | 17 | | ELECTION OF INDEPENDENT AUDITORS AND STATUTORY AUDITORS. | | | | For | | | | Mgmt |
| | | | Not voted per client instruction. | | | | | | | | |
| | | | | |
05/24/07 - A | | Supervalu Inc. *SVU* | | 868536103 | | | | | | |
| | 1 | | Elect Director A. Gary Ames | | | | For | | For | | Mgmt |
| | 2 | | Elect Director Charles M. Lillis | | | | For | | For | | Mgmt |
| | 3 | | Elect Director Jeffrey Noddle | | | | For | | For | | Mgmt |
| | 4 | | Elect Director Steven S. Rogers | | | | For | | For | | Mgmt |
| | 5 | | Elect Director Wayne C. Sales | | | | For | | For | | Mgmt |
| | 6 | | Elect Director Kathi P. Seifert | | | | For | | For | | Mgmt |
| | 7 | | Approve Omnibus Stock Plan | | | | For | | Against | | Mgmt |
| | 8 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 9 | | Report on Feasibility of Improving Animal Welfare Standards | | | | Against | | Against | | ShrHoldr |
| | 10 | | Other Business | | | | For | | Against | | Mgmt |
| | | | | |
06/28/07 - A | | TakeFuji Corp. *8564* | | J81335101 | | | | | | |
| | 1 | | Approve Allocation of Income, with a Final Dividend of JY 115 | | | | For | | For | | Mgmt |
| | 2 | | Elect Directors | | | | For | | For | | Mgmt |
| | 3.1 | | Appoint Internal Statutory Auditor | | | | For | | For | | Mgmt |
| | 3.2 | | Appoint Internal Statutory Auditor | | | | For | | For | | Mgmt |
| | 4 | | Appoint Alternate Internal Statutory Auditor | | | | For | | For | | Mgmt |
| | 5 | | Approve Appointment of External Audit Firm | | | | For | | For | | Mgmt |
| | 6 | | Approve Retirement Bonuses for Director and Statutory Auditor | | | | For | | Against | | Mgmt |
| | 7 | | Approve Special Bonus for Family of Deceased Director | | | | For | | Against | | Mgmt |
| | 8 | | Adopt Shareholder Rights Plan (Poison Pill) | | | | For | | Against | | Mgmt |
| | | | | |
06/05/07 - A | | Tech Data Corp. *TECD* | | 878237106 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Approve Executive Incentive Bonus Plan | | | | For | | For | | Mgmt |
| | | | | |
05/02/07 - A | | Tecumseh Products Co. *TECUB* | | 878895101 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | | | | |
01/05/07 - S | | Thales SA (Formerly Thomson-Csf) | | F9156M108 | | | | | | |
| | | | Special Meeting Agenda | | | | | | | | |
| | 1 | | Approve Contributions in Kind from Alcatel Participations | | | | For | | | | Mgmt |
| | 2 | | Issue 25 Million Shares in Connection with the Contributions under Item 1; Amend Article 6 of the Company Bylaws Accordingly | | | | For | | | | Mgmt |
| | 3 | | Authorize Filing of Required Documents/Other Formalities | | | | For | | | | Mgmt |
| | | | | |
05/16/07 - A/S | | Thales SA (Formerly Thomson-Csf) | | F9156M108 | | | | | | |
| | | | Ordinary Business | | | | | | | | |
| | 1 | | Accept Consolidated Financial Statements and Statutory Reports | | | | For | | For | | Mgmt |
| | 2 | | Approve Financial Statements and Statutory Reports | | | | For | | For | | Mgmt |
| | 3 | | Approve Allocation of Income and Dividends of EUR 0.87 per Share | | | | For | | For | | Mgmt |
| | 4 | | Approve Special Auditors’ Report Regarding Related-Party Transactions | | | | For | | For | | Mgmt |
| | 5 | | Approve Remuneration of Directors in the Aggregate Amount of EUR 550,000 | | | | For | | For | | Mgmt |
| | 6 | | Ratify Appointment of Olivier Costa de Beauregard as Director | | | | For | | Against | | Mgmt |
| | 7 | | Ratify Appointment of Philippe Lepinay as Director | | | | For | | Against | | Mgmt |
| | 8 | | Ratify Mazars and Guerard as Auditor | | | | For | | For | | Mgmt |
| | 9 | | Ratify Patrick de Cambourg as Alternate Auditor | | | | For | | For | | Mgmt |
| | 10 | | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | | | | For | | For | | Mgmt |
| | | | Special Business | | | | | | | | |
| | 11 | | Approve Stock Option Plans Grants | | | | For | | Against | | Mgmt |
| | 12 | | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | | | | For | | For | | Mgmt |
| | 13 | | Authorize up to 0.66 Percent of Issued Capital for Use in Restricted Stock Plan | | | | For | | For | | Mgmt |
| | 14 | | Amend Articles of Association Re: Appointment of Employee Shareholder Representative | | | | For | | For | | Mgmt |
| | 15 | | Amend Articles of Association Re: Record Date | | | | For | | For | | Mgmt |
| | 16 | | Authorize Filing of Required Documents/Other Formalities | | | | For | | For | | Mgmt |
| | | | Ordinary Business | | | | | | | | |
| | 17 | | Ratify Appointment of Bruno Bezard as Director | | | | For | | Against | | Mgmt |
| | 18 | | Ratify Appointment of Alcatel Participations as Director | | | | For | | Against | | Mgmt |
| | | | | |
01/30/07 - A | | * The Shaw Group Inc. *SGR* | | 820280105 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Amend Omnibus Stock Plan | | | | For | | Against | | Mgmt |
| | 4 | | Amend Articles/Bylaws/Charter-Non-Routine | | | | For | | For | | Mgmt |
| | 5 | | Eliminate or Restrict Severance Agreement (Change in Control) | | | | Against | | For | | ShrHoldr |
| | | | | |
02/02/07 - A | | * Tyson Foods, Inc. *TSN* | | 902494103 | | | | | | |
| | 1 | | Elect Directors | | | | For | | Split | | Mgmt |
| | 1.1 | | Elect Director Don Tyson — Withhold | | | | | | | | |
| | 1.2 | | Elect Director John Tyson — Withhold | | | | | | | | |
| | 1.3 | | Elect Director Richard L. Bond — Withhold | | | | | | | | |
| | 1.4 | | Elect Director Scott T. Ford — For | | | | | | | | |
| | 1.5 | | Elect Director Lloyd V. Hackley — For | | | | | | | | |
| | 1.6 | | Elect Director Jim Kever — For | | | | | | | | |
| | 1.7 | | Elect Director Jo Ann R. Smith — For | | | | | | | | |
| | 1.8 | | Elect Director Leland E. Tollett — Withhold | | | | | | | | |
| | 1.9 | | Elect Director Barbara A. Tyson — Withhold | | | | | | | | |
| | 1.10 | | Elect Director Albert C. Zapanta — For | | | | | | | | |
| | 2 | | Amend Omnibus Stock Plan | | | | For | | Against | | Mgmt |
| | 3 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 4 | | Report on Progress towards Researching and Implementing CAK Processing Methods | | | | Against | | Against | | ShrHoldr |
| | | | | |
05/03/07 - A | | Union Pacific Corp. *UNP* | | 907818108 | | | | | | |
| | 1 | | Elect Directors | | | | For | | For | | Mgmt |
| | 2 | | Ratify Auditors | | | | For | | For | | Mgmt |
| | 3 | | Require a Majority Vote for the Election of Directors | | | | Against | | For | | ShrHoldr |
| | 4 | | Report on Political Contributions | | | | Against | | For | | ShrHoldr |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
/s/ Gifford R. Zimmerman – Chief Administrative Officer