FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-21903
Nuveen Global Value Opportunities Fund
(Exact name of registrant as specified in charter)
333 West Wacker Drive, Chicago, Illinois 60606
(Address of principal executive offices) (Zip Code)
Gifford R. Zimmerman – Chief Administrative Officer
(Name and address of agent for service)
Registrant’s telephone number, including area code: 312-917-7700
Date of fiscal year-end: December 31
Date of reporting period: June 30, 2010
Item 1. Proxy Voting Record
Nuveen Global Value Opportunities
Bank Leumi Le-Israel B.M. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 16-Jul-09 | M16043107 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Somekh Chaikin and Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Elect Reuven Adler as External Director | For | For | |||
3a | Indicate if You Are a Controlling Shareholder | None | Against | |||
4a | Elect Zipora Gal Yam as Director | For | For | |||
4b | Elect Arieh Gans as Director | For | For | |||
4c | Elect Doron Cohen as Director | For | For | |||
4d | Elect Efraim Sadka as Director | For | For | |||
5 | Approve of Holding Positions and Disclosure by Officers | For | For | |||
5a | Indicate Personal Interest in Proposed Agenda Item 5 | None | Against |
Dr. Reddy’s Laboratories | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 22-Jul-09 | 256135203 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Receive, Consider And Adopt The Balance Sheet As At March 31, 2009 And The Profit & Loss Account Of The Company For the Year Ended On That Date Along With The Reports Of The Directors And Auditors Thereon. | For | For | |||
2 | Declare Dividend On The Equity Shares For The Financial Year 2008-09. | For | For | |||
3 | Appoint A Director In Place Of Omkar Goswami, Who Retires by Rotation, And Being Eligible, Seeks Re-appointment. | For | For | |||
4 | Appoint A Director In Place Of Ravi Bhoothalingam, Who Retires By Rotation, And Being Eligible, Seeks Re-appointment. | For | For | |||
5 | Appoint The Statutory Auditors And Fix Their Remuneration the Retiring Auditors BSR & Co. Chartered Accountants Are Eligible For Re-appointment. | For | For | |||
6 | Appoint Bruce L.a. Carter As Director Of The Company. | For | For |
Vivo Participacoes SA (frmly Telesp Celular Participacoes) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 27-Jul-09 | P9810G116 | Special |
Management Recommendation | Vote Instruction | |||||
a | Approve Acquisition Agreement between the Company and Telemig Celular Participacoes SA | For | For | |||
b | Appoint Independent Firms to Appraise Proposed Acquisition | For | For | |||
c | Approve Appraisal Reports by Independent Firms, and Amend Article 5 Accordingly | For | For | |||
d | Approve Acquisition of Telemig Celular Participacoes SA | For | For |
TELECOM EGYPT | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Jul-09 | M87886103 | Special |
Did not vote due to share blocking
Management Recommendation | Vote Instruction | |||||
1 | Elect Directors | For | Do Not Vote | |||
2 | Approve Formation of Holding Company | For | Do Not Vote |
AngloGold Ashanti Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 30-Jul-09 | 035128206 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Place 15,384,615 Ord. Shares in Auth. But Unissued Share Cap. Under the Control of Directors and Allot Such Shares for Purpose of Conversion of USD 732,500,000 3.5 Percent Convertible Bonds Due 2014 Issued by AngloGold Ashanti Holdings Finance plc | For | For |
Gruma S.A.B. de C.V. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 07-Aug-09 | P4948K121 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Authorize GRUMA to Perform Transactions Representing 20 Percent or More of Company Consolidated Assets; Including Loan Agreements, Amendments to Current Agreements, and Grating Guarantees In Favor of Certain Institutions and Creditors | For | Against | |||
2 | Grant Special Power of Attorney for Acts of Ownership | For | Against | |||
3 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |||
4 | Approve Minutes of Meeting | For | For |
Smithfield Foods, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SFD | 26-Aug-09 | 832248108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Joseph W. Luter, III | For | For | |||
1.2 | Elect Director Wendell H. Murphy | For | For | |||
1.3 | Elect Director C. Larry Pope | For | For | |||
1.4 | Elect Director Paul S. Trible, Jr. | For | For | |||
2 | Increase Authorized Common Stock | For | For | |||
3 | Amend Omnibus Stock Plan | For | Against | |||
4 | Ratify Auditors | For | For | |||
5 | Phase out Use of Gestation Crates | Against | Against |
CEMEX S.A.B. de C.V. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 04-Sep-09 | 151290889 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Approve Increase in Variable Portion of Share Capital Represented by CPOs and Issuance of Convertible Bonds by Up to 4.8 Billion Shares Withouth Preemptive Rights; Issuance of Convertible Instruments will be Carried Out within 24 Months | For | For |
First Uranium Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: FIU | 09-Sep-09 | 33744R102 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Nigel R.G. Brunette | For | For | |||
1.2 | Elect Director Patrick C. Evans | For | For | |||
1.3 | Elect Director James P.W. Fisher | For | For | |||
1.4 | Elect Director Robert M. Franklin | For | For | |||
1.5 | Elect Director John W.W. Hick | For | For | |||
1.6 | Elect Director Wayne S. Hill | For | For | |||
1.7 | Elect Director Gordon T. Miller | For | For | |||
1.8 | Elect Director Graham P. Wanblad | For | For | |||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Approve Restricted Stock Unit Plan | For | Against |
Korea Electric Power Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 10-Sep-09 | 500631106 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Elect Kim Moon-Deok as Inside Director | For | For |
Scholastic Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SCHL | 23-Sep-09 | 807066105 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director James W. Barge | For | For | |||
1.2 | Elect Director John G. McDonald | For | For |
Turkcell Iletisim Hizmetleri AS | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 02-Oct-09 | M8903B102 | Special |
Did not vote due to share blocking |
Management Recommendation | Vote Instruction | |||||
Special Meeting Agenda | None | None | ||||
1 | Open Meeting and Elect Presiding Council of Meeting | For | Do Not Vote | |||
2 | Authorize Presiding Council to Sign Minutes of Meeting | For | Do Not Vote | |||
3 | Amend Corporate Purpose | For | Do Not Vote | |||
4 | Approve Director Remuneration | For | Do Not Vote | |||
5 | Close Meeting | None | Do Not Vote |
Impala Platinum Holdings Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 22-Oct-09 | S37840113 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 30 June 2009 | For | For | |||
2.1 | Reelect Dawn Earp as Director | For | For | |||
2.2 | Reelect Khotso Mokhele as Director | For | For | |||
2.3 | Reelect Thandi Orleyn as Director | For | For | |||
3 | Approve Remuneration of Non-Executive Directors | For | For | |||
4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | For | For | |||
5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | For | For |
Impala Platinum Holdings Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 22-Oct-09 | 452553308 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | To Receive And Consider The Financial Statements For The Year Ended June 30, 2009 | For | For | |||
2.1 | To Re-elect Dawn Earp As Director | For | For | |||
2.2 | To Re-elect Khotso Mokhele As Director | For | For | |||
2.3 | To Re-elect Thandi Orleyn As Director | For | For | |||
3 | To Determine The Remuneration Of Non Executive Directors | For | For | |||
4 | Adopt Amended Trust Deed Constituting the Morokotso Trust in Substitution for the Existing Trust Deed | For | For | |||
5 | Authorise Repurchase of Up to Ten Percent of Issued Share Capital | For | For |
Cresud S.A.C.I.F. y A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Oct-09 | 226406106 | Annual/Special |
Did not vote due to share blocking
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Designate Two Shareholders to Sign Minutes of Meeting | For | Do Not Vote | |||
2 | Accept Financial Statements and Statutory Reports for the Fiscal Year Ended June 30, 2009 | For | Do Not Vote | |||
3 | Approve Discharge of Board of Directors | For | Do Not Vote | |||
4 | Approve Discharge of Internal Statutory Auditors Committee | For | Do Not Vote | |||
5 | Approve Allocation of Income of ARS 124.62 Million and Dividends in Amount of ARS 103 Million | For | Do Not Vote | |||
6 | Approve Remuneration of Directors of Directors for Fiscal Year Ended June 30, 2009 in the Amount of ARS 4.57 Million; Approve Audit Committee’s Budget | For | Do Not Vote | |||
7 | Approve Remuneration of Internal Statutory Auditors Committee | For | Do Not Vote | |||
8 | Accept Resignation of Director Clarisa Diana Lifsic | For | Do Not Vote | |||
9 | Fix Number of and Elect Directors and Alternates | For | Do Not Vote | |||
10 | Elect Principal and Alternate Member of the Statutory Auditors Committee | For | Do Not Vote | |||
11 | Approve Auditors for the Next Fiscal Year and Authorize Board to Fix Their Remuneration | For | Do Not Vote | |||
12 | Present Report on and Approve Amendments to the Shared Services Agreement between IRSA, Cresud, and APSA | For | Do Not Vote | |||
13 | Treatment of Funds Allocated Concerning Tax on the Shareholders’ Personal Asset | For | Do Not Vote | |||
14 | Authorize Global Program for Issuance of Up to USD 30 Million Non-Convertible Debt Securities | For | Do Not Vote | |||
15 | Approve Spin-Off-Merger Agreement with Subsidiary Inversiones Ganaderas SA (IGSA) | For | Do Not Vote | |||
16 | Approve Executive Incentive Bonus Plan | For | Do Not Vote |
IRSA Inversiones y Representaciones S.A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Oct-09 | 450047204 | Annual/Special |
Did not vote due to share blocking
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Designate Two Shareholders to Sign Minutes of Meeting | For | Do Not Vote | |||
2 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended June 30, 2009 | For | Do Not Vote | |||
3 | Approve Discharge of Board | For | Do Not Vote | |||
4 | Approve Discharge of Internal Statutory Auditors Committee | For | Do Not Vote | |||
5 | Approve Allocation of Income of ARS 158.64 Million and Stock or Cash Dividends | For | Do Not Vote | |||
6 | Approve Remuneration of Directors for Fiscal Year Ended June 30, 2009 in the Amount of ARS 11.95 Million, Exceeding the Limit of 5 Percent of the Profits by ARS 3.81 Million; Approve Audit Committee’s Budget | For | Do Not Vote | |||
7 | Approve Remuneration of Internal Statutory Auditors Committee | For | Do Not Vote | |||
8 | Fix Number of and Elect Directors and Alternates | For | Do Not Vote | |||
9 | Elect Principal and Alternate Member of the Statutory Auditors Committee | For | Do Not Vote | |||
10 | Approve Auditors for the Next Fiscal Year and Authorize Board to Fix Their Remuneration | For | Do Not Vote | |||
11 | Present Report on Shared Services Contracts | For | Do Not Vote | |||
12 | Treatment of Funds Allocated Concerning Tax on Shareholders’ Personal Assets | For | Do Not Vote | |||
13 | Authorize Increase of Issuance of Debt Securities Up to USD 200 Million within the Global Bond Contract Program; Renew Board Authority Accordingly | For | Do Not Vote | |||
14 | Authorize Global Program for Issuance of Up to 50 Million Non-Convertible Debt Secutirities | For | Do Not Vote | |||
15 | Approve Spin-Off-Merger and Merger by Absorption Agreements with Subsidiaries PAISA, PISA, and IBOSA | For | Do Not Vote | |||
16 | Approve Executive Incentive Bonus Plan | For | Do Not Vote |
SABESP, Companhia Saneamento Basico Sao Paulo | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Oct-09 | 20441A102 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Elect Director | For | Against | |||
2 | Authorize Three Issuances of Up to BRL 826 Million in Non-Convertible Debentures Trough Private Placement | For | For | |||
3 | Set the Terms of the Debenture Issuance | For | For | |||
4 | Authorize Board of Directors to Set the Terms of the Debenture Issuance and to Amend Article 59 Accordingly | For | For | |||
5 | Authorize the Company to Perform any Legal Act Related to the Implementation of the Debentures Issuance | For | For |
China Unicom (Hong Kong) Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 03-Nov-09 | 16945R104 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Approve Repurchase of 899.7 Million Shares of HK$0.10 Each in the Company’s Capital from SK Telecom Co., Ltd. for a Total Consideration of HK$10 Billion | For | For |
Gold Fields Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 04-Nov-09 | 38059T106 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
Ordinary Resolutions | None | None | ||||
1 | Accept Financial Statements and Statutory Reports for the Year Ended 30 June 2009 | For | For | |||
2 | Elect CA Carolus as Director | For | For | |||
3 | Elect R Danino as Director | For | For | |||
4 | Elect AR Hill as Director | For | For | |||
5 | Re-elect NJ Holland as Director | For | For | |||
6 | Elect RP Menell as Director | For | For | |||
7 | Place Authorised but Unissued Ordinary Shares under Control of Directors | For | Against | |||
8 | Place Authorised but Unissued Non-Convertible Redeemable Preference Shares under Control of Directors | For | For | |||
9 | Authorise Board to Issue Shares for Cash up to a Maximum of 10 Percent of Issued Share Capital | For | For | |||
10 | Amend Gold Fields Ltd 2005 Share Plan | For | For | |||
11 | Award Non-Executive Directors with Share Rights in Accordance with The Gold Fields Ltd 2005 Non-Executive Share Plan | For | For | |||
12 | Approve Non-executive Director Fees with Effect from 1 January 2010 | For | For | |||
Special Resolution | None | None | ||||
1 | Authorise Repurchase of Up to 20 Percent of Issued Share Capital | For | For |
Electricite de France | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 05-Nov-09 | FR0010252106 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Special Business | None | None | ||||
1 | Amend Articles of Association Re: Payment of Dividends in Cash or in Shares | For | For | |||
Ordinary Business | None | None | ||||
2 | Reelect Bruno Lafont as Director | For | Against | |||
3 | Reelect Henri Proglio as Director | For | Against | |||
4 | Elect Mireille Faugere as Director | For | Against | |||
5 | Elect Philippe Crouzet as Director | For | Against | |||
6 | Elect Michael Jay of Ewelme as Director | For | Against | |||
7 | Elect Pierre Mariani as Director | For | Against | |||
8 | Authorize Stock Dividend Program (Cash or Shares) for Fiscal Year 2009 | For | For | |||
9 | Authorize Filing of Required Documents/Other Formalities | For | For |
Vivo Participacoes SA (frmly Telesp Celular Participacoes) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 13-Nov-09 | P9810G116 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Protocol of Justification and Incorporation of Telemig Celular Participacoes SA by Vivo Participacoes SA | For | For | |||
2 | Ratify Appointment of Enrst & Young Auditores Independientes SS Responsible for the Accounting Valuation Report of Telemig Celular Participacoes SA that will be Absorbed by Vivo | For | For | |||
3 | Approve Valuation Report Per Item 2 Above | For | For | |||
4 | Approve Incorporation of Telemig Celular participacoes SA by VIVO | For | For | |||
5 | Approve Creation of New Directorship Position ? Vice-President of Human Resources? and Subsequent Amendment of Article 20 and Inclusion of Section VII in Article 23 | For | For | |||
6 | Consolidate Articles | For | For |
Deutsche Telekom AG | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 19-Nov-09 | 251566105 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Approval Of The Spin-off And Take-over Agreement Concluded On September 3, 2009 With T-mobile Deutschland Gmbh With Its Registered Offices In Bonn | For | For |
Microsoft Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: MSFT | 19-Nov-09 | 594918104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director William H. Gates, III | For | For | |||
2 | Elect Director Steven A. Ballmer | For | For | |||
3 | Elect Director Dina Dublon | For | For | |||
4 | Elect Director Raymond V. Gilmartin | For | For | |||
5 | Elect Director Reed Hastings | For | For | |||
6 | Elect Director Maria Klawe | For | For | |||
7 | Elect Director David F. Marquardt | For | For | |||
8 | Elect Director Charles H. Noski | For | For | |||
9 | Elect Director Helmut Panke | For | For | |||
10 | Ratify Auditors | For | For | |||
11 | Permit Right to Call Special Meeting | For | For | |||
12 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
13 | Adopt Principles for Health Care Reform | Against | Against | |||
14 | Report on Charitable Contributions | Against | Against |
Mineral Deposits Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 27-Nov-09 | Q6154S135 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve the Remuneration Report for the Financial Year Ended June 30, 2009 | None | For | |||
2 | Elect James Murray Grant as a Director | For | For | |||
3 | Elect Nicholas James Limb as a Director | For | For | |||
4 | Elect Robert Victor Danchin as a Director | For | For | |||
5 | Ratify the Past Issuance of 63.6 Million Shares at an Issue Price of C$0.52 Each to Institutional Investors Made on March 31, 2009 | For | Against |
Omnia Holdings Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 11-Dec-09 | S58080102 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve the Sale by Omnia Group Investments Ltd of the ExecCo Stake to ExecCo for the ExecCo Purchase Consideration (ExecCo Transaction) | For | For | |||
2 | Approve the Sakhile II Transaction; Approve the Sale of the Sakhile II 1st Tranche | For | For |
Huaneng Power International Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 22-Dec-09 | 443304100 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | None | None | ||||
1 | Approve Connected Transaction with Related Parties and Related Annual Caps | For | For | |||
2 | Approve Capital Contribution Agreement Among Huaneng Power International Inc., China Huaneng Group and HIPDC | For | For |
Bank Hapoalim B.M. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 06-Jan-10 | M1586M115 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Receive Financial Statements and Statutory Reports (Non-Voting) | None | None | |||
2 | Approve Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Approve Terms of Service of Board Chairman | For | Against | |||
4 | Approve Terms of Service of Director | For | Against |
PT INDOSAT, Indonesian Satellite Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 28-Jan-10 | Y7130D110 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Elect Commissioners and/or Directors | For | Against | |||
2 | Amend Articles of Association | For | For |
Tyson Foods, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TSN | 05-Feb-10 | 902494103 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Don Tyson | For | For | |||
1.2 | Elect Director John Tyson | For | For | |||
1.3 | Elect Director Lloyd V. Hackley | For | Withhold | |||
1.4 | Elect Director Jim Kever | For | For | |||
1.5 | Elect Director Kevin M. McNamara | For | Withhold | |||
1.6 | Elect Director Brad T. Sauer | For | Withhold | |||
1.7 | �� | Elect Director Robert Thurber | For | Withhold | ||
1.8 | Elect Director Barbara A. Tyson | For | For | |||
1.9 | Elect Director Albert C. Zapanta | For | For | |||
2 | Amend Executive Incentive Bonus Plan | For | For | |||
3 | Ratify Auditors | For | For | |||
4 | Report on Water Pollution Prevention Measures | Against | For | |||
5 | Report on Reducing Environmental Impacts | Against | For | |||
6 | Phase Out Antibiotics in Animal Feed | Against | Against |
SABESP, Companhia Saneamento Basico Sao Paulo | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 04-Mar-10 | P8228H104 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Ratify Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | For | Against | |||
2 | Ratify Allocation of Income and Dividends | For | Against |
KT Corp (formerly Korea Telecom Corporation) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-Mar-10 | Y49915104 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve Appropriation of Income and Dividend of KRW 2,000 per Share | For | For | |||
2 | Amend Articles of Incorporation | For | For | |||
3.1 | Reelect Lee Sang-Hoon as Inside Director | For | For | |||
3.2 | Reelect Pyo Hyun-Myung as Inside Director | For | For | |||
3.3 | Elect Lee Chan-Jin as Outside Director | For | For | |||
3.4 | Elect Song Jong-Hwan as Outside Director | For | For | |||
3.5 | Elect Chung Hae-Bang as Outside Director | For | For | |||
4.1 | Elect Koh Jeong-Suk as Member of Audit Committee | For | For | |||
4.2 | Elect Chung Hae-Bang as Member of Audit Committee | For | For | |||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |||
6 | Amend Terms of Severance Payments to Executives | For | For |
SK Telecom Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-Mar-10 | Y4935N104 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | For | For | |||
2 | Amend Articles of Incorporation | For | For | |||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |||
4.1 | Elect Cho Gi-Haeng as Inside Director | For | For | |||
4.2 | Reelect Shim Dal-Sup as Outside Director | For | For | |||
4.3 | Elect Two Outside Directors as Members of Audit Committee | For | For |
SK Telecom Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-Mar-10 | Y4935N104 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve Appropriation of Income and Year-End Dividend of KRW 8,400 per Share | For | For | |||
2 | Amend Articles of Incorporation | For | For | |||
3 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For | |||
4.1 | Elect Cho Ki-Haeng as Inside Director | For | For | |||
4.2 | Reelect Shim Dal-Sup as Outside Director | For | For | |||
4.3 | Elect Two Outside Directors as Members of Audit Committee | For | For |
Huaneng Power International, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 16-Mar-10 | Y3744A105 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Special Business | ||||||
1.1 | Approve Class of Shares and Nominal Value Per Share in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.2 | Method of Issuance in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.3 | Approve Target Subscribers in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.4 | Approve Method of Subscription in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.5 | Approve Number of Shares to be Issued in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.6 | Approve Price Determinate Date in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.7 | Approve Subscription Price in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.8 | Approve Adjustment to the Number of Shares to be Issued and the Subscription Price in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.9 | Approve Lock-Up Periods in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
110 | Approve Listing of Shares in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.11 | Approve Use of Proceeds in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.12 | Approve Arrangement Regarding the Accumulated Undistributed Earnings in Relation to the New A Share Issue and the New H Share Issue | For | For | |||
1.13 | Approve Relationship Between the New A Share Issue and the New H Share Issue | For | For | |||
1.14 | Approve Validity Period of the Resolutions Relating to the New A Share Issue and the New H Share Issue | For | For | |||
2 | Approve Signing of the Subscription Agreements with Designated Investors | For | For | |||
Ordinary Business | ||||||
3 | Meet Conditions for the New A Share Issue | For | For | |||
4 | Approve Feasibility Report on the Use of Proceeds from the New A Share Issue | For | For | |||
5 | Approve Report on the Use of Proceeds from Previous Fund Raising | For | For | |||
Special Business | ||||||
6 | Amend Articles Re: Shareholding Structure, Number of Shares in Issue, and Registered Capital Consequential to the New Issue | For | For | |||
7 | Authorize Board to Process All Related Matters Incidental to the New A Share Issue and the New H Share Issue | For | For |
S-Oil (Ssangyong Oil Refining) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 19-Mar-10 | Y80710109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Appropriation of Income and Year-End Dividends of KRW 750 per Common Share and KRW 775 per Preferred Share | For | For | |||
2 | Amend Articles of Incorporation | For | For | |||
3 | Elect Five Inside Directors and Six Outside Directors (Bundled) | For | Against | |||
4.1 | Elect One Inside Director who will also Serve as Member of Audit Committee | For | Against | |||
4.2 | Elect Three Outside Directors who will also Serve as Members of Audit Committee | For | Against | |||
5 | Approve Total Remuneration of Inside Directors and Outside Directors | For | For |
Oriental Weavers | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 21-Mar-10 | EGS33041C012 | Annual/Special |
Did not vote due to share blocking
Management Recommendation | Vote Instruction | |||||
Ordinary Business | ||||||
1 | Approve Board Report on Company Operations | For | Do Not Vote | |||
2 | Approve Auditors’ Report on Company Financial Statements | For | Do Not Vote | |||
3 | Accept Financial Statements and Statutory Reports | For | Do Not Vote | |||
4 | Approve Dividends | For | Do Not Vote | |||
5 | Ratify Board Changes (Bundled) | For | Do Not Vote | |||
6 | Approve Acquisition of 99 Percent Stake in Roztex Company | For | Do Not Vote | |||
7 | Approve Remuneration of Directors | For | Do Not Vote | |||
8 | Approve Discharge of Directors | For | Do Not Vote | |||
9 | Approve Auditors and Fix Their Remuneration | For | Do Not Vote | |||
10 | Approve Charitable Donations Special Business | For | Do Not Vote | |||
11 | Approve Capital Reduction by Lowering Nominal Value to EGP 1 per Share | For | Do Not Vote | |||
12 | Amend Corporate Purpose | For | Do Not Vote | |||
13 | Amend Articles to Reflect Changes in Capital, Amended Corporate Purpose | For | Do Not Vote |
Petrobras Energia S.A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 26-Mar-10 | P7873P114 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports for the Period Ended Dec. 31, 2009 | For | For | |||
2 | Approve Discharge of Directors and Internal Statutory Auditors Committee for Their Activities During Fiscal Year 2009 | For | For | |||
3 | Approve Allocation of Income | For | For | |||
4 | Elect Directors and Alternates to Replace Resigning Directors | For | Against | |||
5 | Elect Members of Internal Statutory Auditors Committee and Alternates | For | For | |||
6 | Approve Remuneration of Directors and Members of Internal Statutory Auditors Committee | For | For | |||
7 | Authorize Board to Fix Remuneration of External Auditors for Fiscal Year 2009 and Appoint External Auditors for Fiscal Year 2010 | For | For | |||
8 | Approve Budget of Audit Committee | For | For | |||
9 | Ratify All Actions in Connection with Acquisition by Absorption Between Petrobras Energia S.A. and Petrobras Energia Participaciones S.A. | For | For | |||
10 | Approve Discharge of Petrobras Energia Participaciones S.A.’s Directors for their Activities from March 27, 2009 until its Dissolution | For | For | |||
11 | Approve Discharge of Petrobras Energia Participaciones S.A.’s Internal Statutory Auditors Committee for their Activities from January 1, 2009 until its Dissolution | For | For | |||
12 | Approve Remuneration of Petrobras Energia Participaciones S.A.’s Members of Internal Statutory Auditors Committee | For | For | |||
13 | Designate Two Shareholders to Sign Minutes of Meeting | For | For |
BJ Services Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: BJS | 31-Mar-10 | 055482103 | Special |
Management Recommendation | Vote Instruction | |||||
1 | Approve Merger Agreement | For | For | |||
2 | Adjourn Meeting | For | For |
Telecom Egypt SAE | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 31-Mar-10 | M87886103 | Annual/Special | |||
Did not vote due to share blocking |
Management Recommendation | Vote Instruction | |||||
Ordinary Business | ||||||
1 | Approve Board Report on Company Operations | For | Do Not Vote | |||
2 | Approve Auditors’ Report on Company Financial Statements | For | Do Not Vote | |||
3 | Accept Financial Statements and Statutory Reports | For | Do Not Vote | |||
4 | Approve Allocation of Income | For | Do Not Vote | |||
5 | Approve Auditors and Fix Their Remuneration | For | Do Not Vote | |||
6 | Approve Discharge of Directors | For | Do Not Vote | |||
7 | Approve Charitable Donations | For | Do Not Vote | |||
8 | Approve Remuneration of Directors | For | Do Not Vote | |||
9 | Approve Related Party Transactions | For | Do Not Vote | |||
10 | Approve Sale of Wireless Control Plant Land Parcel in Giza; Approve Sale of Sales and Collection Center in Helwan | For | Do Not Vote | |||
11 | Approve Executive Reappointment of Abdel Hamid Mahmoud Hamdy as EVP Human Resources, Legal, and Administrative Affairs Special Business | For | Do Not Vote | |||
12 | Amend Article 35 | For | Do Not Vote |
Krung Thai Bank PCL | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 09-Apr-10 | Y49885190 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Minutes of Previous AGM | For | For | |||
2 | Acknowledge Directors’ Report | |||||
3 | Accept Financial Statements and Statutory Reports | For | For | |||
4 | Approve Allocation of Income for Legal Reserve and Payment of Dividend on Preferred Shares of THB 0.55 Per Share and Dividend on Ordinary Shares of THB 0.40 Per Share | For | For | |||
5 | Approve Remuneration of Directors | For | For | |||
6.1 | Elect Sathit Limpongpan as Director | For | For | |||
6.2 | Elect Santi Vilassakdanont as Director | For | For | |||
6.3 | Elect Chulasingh Vasantasingh as Director | For | For | |||
6.4 | Elect Naruenart Ratanakanok as Director | For | For | |||
7 | Approve Office of the Auditor General of Thailand as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
8 | Other Business | For | Against |
EFG Hermes Holding SAE | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 11-Apr-10 | M3047P109 | Annual/Special | |||
Did not vote due to share blocking |
Management Recommendation | Vote Instruction | |||||
Ordinary Business | ||||||
1 | Approve Board Report on Company Operations | For | Do Not Vote | |||
2 | Approve Auditors’ Report on Company Financial Statements | For | Do Not Vote | |||
3 | Accept Financial Statements | For | Do Not Vote | |||
4 | Approve Allocation of Income | For | Do Not Vote | |||
5 | Approve Discharge of Directors | For | Do Not Vote | |||
6 | Approve Remuneration of Directors | For | Do Not Vote | |||
7 | Ratify KPMG Hazem Hassan as Auditors and Fix Their Remuneration | For | Do Not Vote | |||
8 | Ratify 2009 Charitable Donations and Authorize 2010 Charitable Donations | For | Do Not Vote | |||
Special Business | ||||||
1 | Change Location of Registered Headquarters to Smart Village | For | Do Not Vote | |||
2 | Approve Increase in Maximum Board Size from 11 to 13 Directors | For | Do Not Vote | |||
3 | Change Location of Annual Meeting to Governorate of Sixth of October or Giza Governorate | For | Do Not Vote | |||
4 | Allow Payment of Interim Dividends | For | Do Not Vote |
Bangkok Bank Public Co. Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-Apr-10 | Y0606R101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Minutes of Previous AGM | For | For | |||
2 | Acknowledge 2009 Operating Results | |||||
3 | Acknowledge 2009 Audit Committee Report | |||||
4 | Accept Financial Statements and Statutory Reports | For | For | |||
5 | Approve Allocation of Income and Payment of Dividend of THB 4.00 Per Share | For | For | |||
6.1 | Elect Chatri Sophonpanich as Director | For | For | |||
6.2 | Elect Kosit Panpiemras as Director | For | For | |||
6.3 | Elect Piti Sithi-Amnuai as Director | For | For | |||
6.4 | Elect Prasong Uthaisangchai as Director | For | For | |||
6.5 | Elect Pornthep Phornprapha as Director | For | For | |||
6.6 | Elect Gasinee Witoonchart as Director | For | For | |||
7 | Acknowledge Remuneration of Directors | |||||
8 | Approve Deloitte Touche Tohmatsu Jaiyos Audit Co. Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
9 | Other Business | For | Against |
UBS AG | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 14-Apr-10 | H89231338 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Accept Financial Statements and Statutory Reports | For | For | |||
1.2 | Approve Remuneration Report | For | Against | |||
2 | Approve Treatment of Net Loss | For | For | |||
3.1 | Approve Discharge of Board and Senior Management for Fiscal 2009 | For | For | |||
3.2 | Approve Discharge of Board and Senior Management for Fiscal 2008 | For | For | |||
3.3 | Approve Discharge of Board and Senior Management for Fiscal 2007 | For | Against | |||
4 | Amend Articles Re: Share Certificates due to New Swiss Federal Act on Intermediated Securities | For | For | |||
5.1a | Reelect Kaspar Villiger as Director | For | For | |||
5.1b | Reelect Sally Bott as Director | For | For | |||
5.1c | Reelect Michel Demare as Director | For | For | |||
5.1d | Reelect Rainer-Marc Frey as Director | For | For | |||
5.1e | Reelect Bruno Gehrig as Director | For | For | |||
5.1f | Reelect Ann Godbehere as Director | For | For | |||
5.1g | Reelect Axel Lehmann as Director | For | For | |||
5.1h | Reelect Helmut Panke as Director | For | For | |||
5.1i | Reelect William Parrett as Director | For | For | |||
5.1j | Reelect David Sidwell as Director | For | For | |||
5.2 | Elect Wolfgang Mayrhuber as Director | For | For | |||
5.3 | Ratify Ernst & Young AG as Auditors | For | For | |||
6 | Approve Creation of CHF 38 Million Pool of Capital for Issuance of Convertible Bonds and/or Bonds with Warrants Attached without Preemptive Rights | For | For |
BP plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 15-Apr-10 | G12793108 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | To Receive The Directors Annual Report And Accounts | For | For | |||
2 | To Approve The Directors Remuneration Report | For | For | |||
3 | To Elect P Anderson As A Director | For | For | |||
4 | To Re-elect A Burgmans As A Director | For | For | |||
5 | To Re-elect C B Carroll As A Director | For | For | |||
6 | To Re-elect William Castell As A Director | For | For | |||
7 | To Re-elect I C Conn As A Director | For | For | |||
8 | To Re-elect G David As A Director | For | For | |||
9 | To Elect I E L Davis As A Director | For | For | |||
10 | To Re-elect R Dudley As A Director | For | For | |||
11 | To Re-elect D J Flint As A Director | For | For | |||
12 | To Re-elect B E Grote As A Director | For | For | |||
13 | To Re-elect A B Hayward As A Director | For | For | |||
14 | To Re-elect A G Inglis As A Director | For | For | |||
15 | To Re-elect D S Julius As A Director | For | For | |||
16 | To Elect C-H Svanberg As A Director | For | For | |||
17 | To Reappoint Ernst & Young Llp As Auditors And Authorize The board To Fix Their Remuneration | For | For | |||
18 | To Adopt New Articles Of Association | For | For | |||
19 | To Give Limited Authority For The Purchase of Its Own Shares By The Company | For | For | |||
20 | To Give Limited Authority To Allot Shares Up To A Specified amount | For | For | |||
21 | To Give Authority To Allot A Limited Number of Shares For Cash Free Of Pre-emption Rights | For | For | |||
22 | To Authorize The Calling Of General Meetings (excluding Annual General Meetings) By Notice Of At Least 14 clear Days | For | For | |||
23 | To Approve The Renewal Of The Executive Directors Incentive Plan | For | For | |||
24 | To Approve The Scrip Dividend Programme Shareholder Proposal | For | For | |||
25 | Special Resolution: To Instruct A Committee Of The Board To Review The Assumptions Behind The Sunrise Project | Against | Against |
Stolt-Nielsen Sa | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 15-Apr-10 | L88742108 | Annual | |||
Did not vote due to share blocking |
Management Recommendation | Vote Instruction | |||||
Annual Meeting | ||||||
Ordinary Business | ||||||
0 | Receive and Approve Directors’ and Auditors’ Reports | |||||
1 | Accept Consolidated Financial Statements and Financial Statements | For | Do Not Vote | |||
2 | Approve Allocation of Income and Dividends of USD 0.50 per Share | For | Do Not Vote | |||
3 | Approve Discharge of Directors | For | Do Not Vote | |||
Special Business | ||||||
4 | Continuation of Authorized Capital/Suppression of Shareholders Preemptive Rights | For | Do Not Vote | |||
Ordinary Business | ||||||
5 | Approve Share Repurchase Program | For | Do Not Vote | |||
6a | Reelect Christer Olsson as Director | For | Do Not Vote | |||
6b | Reelect Niels G. Stolt-Nielsen as Director | For | Do Not Vote | |||
6c | Reelect Jacob Stolt-Nielsen as Director | For | Do Not Vote | |||
6d | Reelect Samuel Cooperman as Director | For | Do Not Vote | |||
6e | Reelect Hakan Larsson as Director | For | Do Not Vote | |||
6f | Reelect Jacob B. Stolt-Nielsen as Director | For | Do Not Vote | |||
7 | Elect Christer Olsson as Chairman of the Board | For | Do Not Vote | |||
8 | Ratify PricewaterhouseCoopers Sàrl as Auditors | For | Do Not Vote |
Universal Robina Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 15-Apr-10 | Y9297P100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Proof of Notice of the Meeting and Existence of a Quorum | |||||
2 | Approve Minutes of Previous Shareholder Meeting Held on April 16, 2009 | For | For | |||
3 | Approve Annual Report and Financial Statements for the Year 2010 | For | For | |||
4 | Approval of the Plan of Merger of CFC Corporation, Cebu Industrial and Management Co., Inc., CFC Clubhouse, Incorporated, South Luzon Green Land, Inc., and URC Confectionery Corporation with and into Universal Robina Corporation | For | For | |||
Elect 9 Directors by Cumulative Voting | ||||||
5.1 | Elect John L. Gokongwei, Jr. as Director | For | For | |||
5.2 | Elect James L. Go as Director | For | For | |||
5.3 | Elect Lance Y. Gokongwei as Director | For | For | |||
5.4 | Elect Patrick Henry C. Go as Director | For | Against | |||
5.5 | Elect Frederick D. Go as Director | For | For | |||
5.6 | Elect Johnson Robert G. Go, Jr. as Director | For | For | |||
5.7 | Elect Robert G. Coyiuto, Jr. as Director | For | For | |||
5.8 | Elect Wilfrido E. Sanchez as Director | For | �� | For | ||
5.9 | Elect Pascual S. Guerzon as Director | For | For | |||
6 | Elect Sycip, Gorres, Velayo & Co as External Auditors | For | For | |||
7 | Ratification of All Acts of the Board of Directors and Management Since the Last Annual Meeting | For | For | |||
8 | Consideration of Other Matters as May Properly Come During the Meeting | For | Against |
Embraer, Empresa Brasileira de Aeronautica | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 19-Apr-10 | P3700H201 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Receive The Accounts Submitted By Company Management, Examine, discuss And Vote The Financial Statements. | For | For | |||
2 | Destination Of The Net Profit Achieved In The Fiscal Year Closed on December 31, 2009 And Distribution Of Dividends | For | For | |||
3 | Ratify The Appointment Of Federal Administration Representative in Company Board Of Directors. | For | For | |||
4 | Election Of The Members Of The Audit Committee For The 2010/2011 period And Appointment Of Board Chairman, Vice-chairman And expert Board Member | For | For | |||
5 | Setting The Global Annual Amount Of The Compensation To Be distributed To Company Managers And Members Of Board Of directors Committees | For | Against | |||
6 | Setting The Compensation To Be Distributed To The Members Of The audit Committee | For | For | |||
7 | Approval Of A Company Stock Purchase Option Granting Program | For | Against | |||
8 | Amendment Of The Following Provisions Of Company By-laws: article 7, 18, 33, 34, 40, 41, 63, 64 And 65. | For | For |
Eastern Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 20-Apr-10 | EGS37091C013 | Annual | |||
Did not vote due to share blocking |
Management Recommendation | Vote Instruction | |||||
1 | Approve Provisionary Budget for Fiscal Year 2010-2011 | For | Do Not Vote |
Arch Coal, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ACI | 22-Apr-10 | 039380100 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Brian J. Jennings | For | For | |||
1.2 | Elect Director Steven F. Leer | For | For | |||
1.3 | Elect Director Robert G. Potter | For | For | |||
1.4 | Elect Director Theodore D. Sands | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | Against | |||
4 | Amend Executive Incentive Bonus Plan | For | For |
Lockheed Martin Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LMT | 22-Apr-10 | 539830109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director E. C. “Pete” Aldrige, Jr. | For | For | |||
2 | Elect Director Nolan D. Archibald | For | For | |||
3 | Elect Director David B. Burritt | For | For | |||
4 | Elect Director James O. Ellis, Jr. | For | For | |||
5 | Elect Director Gwendolyn S. King | For | For | |||
6 | Elect Director James M. Loy | For | For | |||
7 | Elect Director Douglas H. McCorkindale | For | For | |||
8 | Elect Director Joseph W. Ralston | For | For | |||
9 | Elect Director James Schneider | For | For | |||
10 | Elect Director Anne Stevens | For | For | |||
11 | Elect Director Robert J. Stevens | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Report on Space-based Weapons Program | Against | Against |
Petroleo Brasileiro | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 22-Apr-10 | P78331140 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Ordinary Meeting | ||||||
Preferred Shareholders Have Voting Rights on Items 4 and 6 of this Agenda | ||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | For | For | |||
2 | Approve Capital Budget for Upcoming Fiscal Year | For | For | |||
3 | Approve Allocation of Income and Dividends | For | For | |||
4 | Elect Directors | For | Against | |||
5 | Elect Board Chairman | For | Against | |||
6 | Elect Fiscal Council Members | For | Against | |||
7 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Against | |||
Special Meeting | ||||||
1 | Authorize Capitalization of Reserves | For | For | |||
2 | Eliminate Preemptive Rights | For | For |
Pfizer Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PFE | 22-Apr-10 | 717081103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Dennis A. Ausiello | For | For | |||
2 | Elect Director Michael S. Brown | For | For | |||
3 | Elect Director M. Anthony Burns | For | For | |||
4 | Elect Director Robert N. Burt | For | For | |||
5 | Elect Director W. Don Cornwell | For | For | |||
6 | Elect Director Frances D. Fergusson | For | For | |||
7 | Elect Director William H. Gray III | For | For | |||
8 | Elect Director Constance J. Horner | For | For | |||
9 | Elect Director James M. Kilts | For | For | |||
10 | Elect Director Jeffrey B. Kindler | For | For | |||
11 | Elect Director George A. Lorch | For | For | |||
12 | Elect Director John P. Mascotte | For | For | |||
13 | Elect Director Suzanne Nora Johnson | For | For | |||
14 | Elect Director Stephen W. Sanger | For | For | |||
15 | Elect Director William C. Steere, Jr. | For | For | |||
16 | Ratify Auditors | For | For | |||
17 | Advisory Vote to Ratify Named Executive Officers’ Compensation | For | For | |||
18 | Provide Right to Call Special Meeting | For | For | |||
19 | Prohibit Executive Stock-Based Awards | Against | Against |
Newmont Mining Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NEM | 23-Apr-10 | 651639106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Glen A. Barton | For | For | |||
2 | Elect Director Vincent A. Calarco | For | For | |||
3 | Elect Director Joseph A. Carrabba | For | For | |||
4 | Elect Director Noreen Doyle | For | For | |||
5 | Elect Director Veronica M. Hagen | For | For | |||
6 | Elect Director Michael S. Hamson | For | For | |||
7 | Elect Director Richard T. O’Brien | For | For | |||
8 | Elect Director John B. Prescott | For | For | |||
9 | Elect Director Donald C. Roth | For | For | |||
10 | Elect Director James V. Taranik | For | For | |||
11 | Elect Director Simon Thompson | For | For | |||
12 | Ratify Auditors | For | For | |||
13 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
14 | Require a Majority Vote for the Election of Directors | Against | For |
Pampa Energia S.A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 23-Apr-10 | P7464E114 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Designate Two Shareholders to Sign Minutes of Meeting | For | For | |||
2 | Approve Individual and Consolidated Financial Statements, Statutory Reports for Fiscal Year Ended Dec. 31, 2009; Approve Distribution of Dividends; Consideration of Share Repurchase in the Amount of ARS 84.63 Million for Fiscal Year 2009 | For | For | |||
3 | Approve Allocation of Income | For | For | |||
4 | Approve Discharge of Directors and Internal Statutory Auditors Committee | For | For | |||
5 | Approve Remuneration of Internal Statutory Auditors Committe and External Auditors | For | For | |||
6 | Approve Remuneration of Directors in the Amount of ARS 5.7 Million for the Year Ended Dec. 31, 2009, Authorize Board to Pay Advanced Honorary Fees to the Directors Until the AGM Considers the Next Financial Statements | For | For | |||
7 | Reelect One-Third of the Members of the Board of Directors Including Their Respective Alternates; Approve Resignation of Alfredo Mac Laughlin; Elect Members of the Internal Statutory Auditors Committee and their Respective Alternates | For | Against | |||
8 | Approve Principal External Auditors and Alternates for the Period Beginning Jan. 1, 2009; Authorize Board to Fix Their Remuneration | For | For | |||
9 | Approve Budget of Audit Committee | For | For | |||
10 | Approve Reduction in Share Capital Via Cancellation of up to 211.88 MIllion Non-transferrable Registered Common Shares Currently held in the Treasury | For | For | |||
11 | Authorize Board to Ratify and Execute Approved Resolutions | For | For |
Ameren Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AEE | 27-Apr-10 | 023608102 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Stephen F. Brauer | For | For | |||
1.2 | Elect Director Ellen M. Fitzsimmons | For | For | |||
1.3 | Elect Director Walter J. Galvin | For | For | |||
1.4 | Elect Director Gayle P. W. Jackson | For | For | |||
1.5 | Elect Director James C. Johnson | For | For | |||
1.6 | Elect Director Steven H. Lipstein | For | For | |||
1.7 | Elect Director Charles W. Mueller | For | For | |||
1.8 | Elect Director Harvey Saligman | For | For | |||
1.9 | Elect Director Patrick T. Stokes | For | For | |||
1.10 | Elect Director Thomas R. Voss | For | For | |||
1.11 | Elect Director Stephen R. Wilson | For | For | |||
1.12 | Elect Director Jack D. Woodard | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Report on Extending the Operating License at the Callaway Nuclear Power Facility | Against | Against |
Tim Participacoes SA (formerly Tele Celular Sul Participacoes) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 27-Apr-10 | P91536204 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Annual Meeting Agenda | ||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | For | For | |||
2 | Approve Allocation of Income and Dividends | For | For | |||
3 | Elect Directors | For | For | |||
4 | Approve Remuneration of Executive Officers, Non-Executive Directors | For | For | |||
5 | Elect Fiscal Council Members and Fix Their Remuneration Special Meeting Agenda | For | For | |||
6 | Approve Prolonging of Cooperation and Support Agreement between Telecom Italia S.p.A. and Tim Celular S.A. | For | For | |||
7 | Amend Articles | For | For |
Turkiye Sise ve Cam Fabrikalari AS | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 27-Apr-10 | M9013U105 | Annual | |||
Did not vote due to share blocking |
Management Recommendation | Vote Instruction | |||||
Annual Meeting Agenda | ||||||
1 | Elect Presiding Council of Meeting and Provide Authorization to Sign Minutes | For | Do Not Vote | |||
2 | Receive Statutory Reports | |||||
3 | Accept Financial Statements | For | Do Not Vote | |||
4 | Approve Allocation of Income | For | Do Not Vote | |||
5 | Approve Discharge of Board and Auditors | For | Do Not Vote | |||
6 | Elect Directors | For | Do Not Vote | |||
7 | Appoint Internal Statutory Auditors | For | Do Not Vote | |||
8 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | For | Do Not Vote | |||
9 | Approve Director Remuneration | For | Do Not Vote | |||
10 | Approve Internal Auditor Remuneration | For | Do Not Vote | |||
11 | Receive Information on Charitable Donations | |||||
12 | Amend Company Articles | For | Do Not Vote | |||
13 | Receive Information on the Guarantees, Pledges and Mortgages Provided by the Company to Third Parties | |||||
14 | Ratify External Auditors | For | Do Not Vote |
Barrick Gold Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: ABX | 28-Apr-10 | 067901108 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect H.L. Beck as Director | For | For | |||
1.2 | Elect C.W.D. Birchall as Director | For | For | |||
1.3 | Elect D.J. Carty as Director | For | For | |||
1.4 | Elect G.Cisneros as Director | For | For | |||
1.5 | Elect M.A. Cohen as Director | For | For | |||
1.6 | Elect P.A. Cossgrove as Director | For | For | |||
1.7 | Elect R.M. Franklin as Director | For | For | |||
1.8 | Elect J.B. Harvey as Director | For | For | |||
1.9 | Elect B. Mulroney as Director | For | For | |||
1.10 | Elect A. Munk as Director | For | For | |||
1.11 | Elect P. Munk as Director | For | For | |||
1.12 | Elect A.W. Regent as Director | For | For | |||
1.13 | Elect N.P. Rothschild as Director | For | For | |||
1.14 | Elect S.J. Shaprio as Director | For | For | |||
2 | Approve PricewaterhouseCoppers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Advisory Vote on Executive Compensation Approach | For | For |
Industrias Bachoco S.A.B. de C.V. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 28-Apr-10 | P5508Z127 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Only Class B Shares Have Voting Rights on this Meeting | ||||||
1.1 | Present and Approve CEO and External Auditor Reports for Fiscal Year Ended Dec. 31, 2009 | For | For | |||
1.2 | Present and Approve Board Report on Principal Accounting Policies and Criteria in Accordance with Article 172-B of the Company Law | For | For | |||
1.3 | Present and Approve Report on Activities Undertaken by the Board of Directors in Accordance with Article 28, Part 5 of the Stock Market Law | For | For | |||
1.4 | Accept Audited Financial Statements of the Company and it’s Principal Subsidiary for the Year Ended Dec. 31, 2009 | For | For | |||
1.5 | Approve Report on the Activities Undertaken by the Audit and Corporate Practices Committee in Accordance with Article 43 of the Stock Market Law | For | For | |||
1.6 | Approve Allocation of Income | For | For | |||
2 | Receive Report on the Company’s Tax Obligations for 2009 in Accordance with Article 86 of Income Tax Law | For | For | |||
3 | Approve Report on Share Repurchase Policies and Set Maximum Amount for Share Repurchase Reserve for 2010 | For | For | |||
4 | Approve Dividends | For | For | |||
5 | Elect Directors (Bundled) and Board Secretary | For | Against | |||
6 | Elect President and Members of the Audit Corporate Practices Committee | For | Against | |||
7 | Approve Remuneration of Directors, Board Secretary, and Audit and Corporate Practices Committee President and Members | For | For | |||
8 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For |
Metropolitan Bank & Trust Company | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 28-Apr-10 | Y6028G136 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Call to Order | |||||
2 | Certification of Notice and Quorum | |||||
3 | Approve the Minutes of the Previous Annual Stockholders’ Meeting Held on April 29, 2009 | For | For | |||
4 | President’s Report to Stockholders | |||||
5 | Ratify Corporate Acts | For | For | |||
Elect 12 Directors by Cumulative Voting | ||||||
6.1 | Elect George S. K. Ty as Director | For | For | |||
6.2 | Elect Antonio S. Abacan, Jr. as Director | For | For | |||
6.3 | Elect Francisco C. Sebastian as Director | For | For | |||
6.4 | Elect Arthur Ty as Director | For | For | |||
6.5 | Elect Valentin A. Araneta as Director | For | For | |||
6.6 | Elect Renato C. Valencia as Director | For | For | |||
6.7 | Elect Remedios L. Macalincag as Director | For | For | |||
6.8 | Elect Edmund A. Go as Director | For | For | |||
6.9 | Elect Fabian S. Dee as Director | For | For | |||
6.10 | Elect Amelia B. Cabal as Director | For | For | |||
6.11 | Elect Vy Tonne So as Director | For | For | |||
6.12 | Elect David Go as Director | For | For | |||
7 | Other Business | For | Against |
CEMEX S.A.B. de C.V. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Apr-10 | P22561321 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Each CPO Consists of Two Class A Shares and One Class B Share; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs | ||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2009 in Accordance with Mexican Securities Market Law; Accept Board Opinion on CEO Report; Present Reports of Audit and Corporate Practices Committees, Receive Report on Tax Obligation | For | For | |||
2 | Approve Allocation of Income | For | For | |||
3 | Authorize Increase in Variable Portion of Capital via Capitalization of Retained Profits Account | For | For | |||
4 | Approve Issuance of Up to 750 Million Treasury Shares to be Subscribed Through a Public Offer with Intention to Convert into Debt Obligations without Preemptive Rights in Accordance with Resolutions Adopted on the EGM of Sept 4, 2009 | For | For | |||
5 | Elect Directors, Chairmen and Members of the Audit, Corporate Practices and Finance Committees | For | Against | |||
6 | Approve Remuneration of Directors; and Members of the Audit, Corporate Practices and Finance Committees | For | For | |||
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For |
China Hongxing Sports Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Apr-10 | G2154D112 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Adopt Financial Statements and Directors’ and Auditors’ Reports | For | For | |||
2 | Declare Final Dividend of RMB 0.01 Per Share | For | For | |||
3 | Reelect Wu Rongguang as Director | For | For | |||
4 | Approve Directors’ Fees of SGD 215,000 for the Year Ending Dec. 31, 2010, to be Paid Quarterly in Arrears (2009: SGD 215,000) | For | For | |||
5 | Reappoint Foo Kon Tan Grant Thornton LLP and RSM Nelson Wheeler as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
6 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | For | For | |||
7 | Approve Issuance of Shares without Preemptive Rights at a Discount of Up to 20 Percent of the Weighted Average Price Per Share | For | For | |||
8 | Approve Issuance of Shares and Grant Options Pursuant to the China Hongxing Employee Share Option Scheme | For | Against | |||
9 | Authorize Share Repurchase Program | For | For |
eBay Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: EBAY | 29-Apr-10 | 278642103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director David M. Moffett | For | For | |||
2 | Elect Director Richard T. Schlosberg, III | For | For | |||
3 | Elect Director Thomas J. Tierney | For | For | |||
4 | Amend Executive Incentive Bonus Plan | For | For | |||
5 | Amend Omnibus Stock Plan | For | Against | |||
6 | Ratify Auditors | For | For |
Gruma S.A.B. de C.V. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Apr-10 | P4948K121 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 in Accordance with Article 28 Section IV of Stock Market Law | For | For | |||
2 | Accept Report on Adherence to Fiscal Obligations in Accordance to Article 86 of Income Tax Law | For | For | |||
3 | Approve Allocation of Income | For | For | |||
4 | Set Aggregate Nominal Amount of Share Repurchase Reserve and Present Report of Operations with Treasury Shares for the Year Ended Dec. 31, 2009 | For | For | |||
5 | Elect Directors, Board Secretary, and Alternates; Approve Their Remuneration | For | Against | |||
6 | Elect Chairmen of Audit and Corporate Practices Committees | For | Against | |||
7 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |||
8 | Approve Minutes of Meeting | For | For |
SABESP, Companhia Saneamento Basico Sao Paulo | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Apr-10 | P8228H104 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
I | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | For | For | |||
II | Approve Allocation of Income and Dividends | For | For | |||
III | Elect Corporate Bodies | For | Against |
Turkcell Iletisim Hizmetleri AS | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 29-Apr-10 | M8903B102 | Annual |
Did not vote due to share blocking | ||||||
Management Recommendation | Vote Instruction | |||||
Annual Meeting Agenda | ||||||
1 | Open Meeting and Elect Presiding Council | For | Do Not Vote | |||
2 | Authorize Presiding Council to Sign Minutes of Meeting | For | Do Not Vote | |||
3 | Amend Company Articles Regarding Company Purpose and Matter | For | Do Not Vote | |||
4 | Receive Board Report | |||||
5 | Receive Internal Audit Report | |||||
6 | Receive External Audit Report | |||||
7 | Accept Financial Statements | For | Do Not Vote | |||
8 | Approve Discharge of Board | For | Do Not Vote | |||
9 | Approve Discharge of Auditors | For | Do Not Vote | |||
10 | Ratify Director Appointments | For | Do Not Vote | |||
11 | Dismiss and Re-elect Board of Directors | For | Do Not Vote | |||
12 | Approve Director Remuneration | For | Do Not Vote | |||
13 | Appoint Internal Statutory Auditors and Approve Their Remuneration | For | Do Not Vote | |||
14 | Approve Allocation of Income | For | Do Not Vote | |||
15 | Receive Information on Charitable Donations | |||||
16 | Ratify External Auditors | For | Do Not Vote | |||
17 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | For | Do Not Vote | |||
18 | Receive Information on the Guarantees, Pledges, and Mortgages Provided by the Company to Third Parties | |||||
19 | Wishes |
Eletrobras, Centrais Eletricas Brasileiras S.A. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 30-Apr-10 | P22854106 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Special Meeting | ||||||
1 | Elect Directors, in Accordance with Article 150 of the Brazilian Companies Law | For | For | |||
Ordinary Meeting | ||||||
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2009 | For | For | |||
2 | Approve Allocation of Income and Dividends | For | For | |||
3 | Elect Directors | For | Against | |||
4 | Elect Fiscal Council Members | For | Against | |||
5 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | For | Against | |||
6 | Designate Newspapers to Publish Company Announcements | For | For |
Lihir Gold Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LGL | 05-May-10 | Y5285N149 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports for the Year | For | For | |||
Ended Dec. 31, 2009 | ||||||
2 | Elect Peter Cassidy as a Director | For | For | |||
3 | Elect Mike Etheridge as a Director | For | For | |||
4 | Reappoint PricewaterhouseCoopers as the Company’s Auditor | For | For | |||
5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | For | For | |||
6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | For | Against |
Lihir Gold Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: LGL | 05-May-10 | Y5285N149 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports for the Year | For | For | |||
Ended Dec. 31, 2009 | ||||||
2 | Elect Peter Cassidy as a Director | For | For | |||
3 | Elect Mike Etheridge as a Director | For | For | |||
4 | Reappoint PricewaterhouseCoopers as the Company’s Auditor | For | For | |||
5 | Approve the Termination Benefits Payable to the New CEO/Managing Director Under His Employment Contract | For | For | |||
6 | Approve the Grant of Up to 1.5 Million Share Rights Under the Lihir Senior Executive Share Plan to the New CEO/Managing Director | For | Against |
Telus Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: T.A | 05-May-10 | 87971M202 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Agenda for Common Shareholders | ||||||
1.1 | Elect Director R.H. (Dick) Auchinleck | For | For | |||
1.2 | Elect Director A. Charles Baillie | For | For | |||
1.3 | Elect Director Micheline Bouchard | For | For | |||
1.4 | Elect Director R. John Butler | For | For | |||
1.5 | Elect Director Brian A. Canfield | For | For | |||
1.6 | Elect Director Pierre Y. Ducros | For | For | |||
1.7 | Elect Director Darren Entwistle | For | For | |||
1.8 | Elect Director Ruston E.T. Goepel | For | For | |||
1.9 | Elect Director John S. Lacey | For | For | |||
1.10 | Elect Director William A. MacKinnon | For | For | |||
1.11 | Elect Director Brian F. MacNeill | For | For | |||
1.12 | Elect Director Ronald P. Triffo | For | For | |||
1.13 | Elect Director Donald Woodley | For | For | |||
2 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Amend Share Option Plan Re: Increase in Shares Reserved | For | Against | |||
4 | Amend Stock Option Plan Re: Amendment Provision Agenda for Common and Non-Voting Shareholders | For | Against | |||
5 | Approve Shareholder Rights Plan | For | For |
Mondi Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 06-May-10 | S5274K103 | Annual |
Management Recommendation | Vote Instruction | |||||
Common Business: Mondi Limited and Mondi plc | ||||||
1 | Elect John Nicholas as Director | For | For | |||
2 | Re-elect David Hathorn as Director | For | For | |||
3 | Re-elect Colin Matthews as Director | For | For | |||
4 | Re-elect David Williams as Director | For | For | |||
5 | Re-elect Colin Matthews as Member of the Audit Committee | For | For | |||
6 | Elect John Nicholas as Member of the Audit Committee | For | For | |||
7 | Re-elect Anne Quinn as Member of the Audit Committee Mondi Limited Business | For | For | |||
8 | Accept Financial Statements and Statutory Reports | For | For | |||
9 | Approve Remuneration Report | For | For | |||
10 | Approve Final Dividend | For | For | |||
11 | Reappoint Deloitte & Touche as Auditors of the Company and Bronwyn Kilpatrick as the Individual Registered Auditor | For | For | |||
12 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | For | For | |||
13 | Adopt New Articles of Association | For | For | |||
14 | Place Authorised but Unissued Ordinary Shares Under Control of Directors | For | For | |||
15 | Place Authorised but Unissued Special Converting Shares Under Control of Directors | For | For | |||
16 | Authorise Board to Issue Shares for Cash | For | For | |||
17 | Authorise Market Purchase Mondi plc Business | For | For | |||
18 | Accept Financial Statements and Statutory Reports | For | For | |||
19 | Approve Remuneration Report | For | For | |||
20 | Approve Final Dividend | For | For | |||
21 | Reappoint Deloitte LLP as Auditors | For | For | |||
22 | Authorise the DLC Audit Committee to Fix Remuneration of Auditors | For | For | |||
23 | Adopt New Articles of Association | For | For | |||
24 | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||
25 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||
26 | Authorise Market Purchase | For | For |
AngloGold Ashanti Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 07-May-10 | S04255196 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports for Year Ended 31 December 2009 | For | For | |||
2 | Reappoint Ernst & Young Inc as Auditors of the Company | For | For | |||
3 | Re-elect Frank Arisman as Director | For | For | |||
4 | Re-elect Wiseman Nkuhlu as Director | For | For | |||
5 | Reappoint Frank Arisman as Member of the Audit and Corporate Governance Committee | For | For | |||
6 | Reappoint Wiseman Nkuhlu as Member of the Audit and Corporate Governance Committee | For | For | |||
7 | Place Authorised But Unissued Shares under Control of Directors | For | For | |||
8 | Authorise Board to Issue Shares for Cash up to a Maximum of 5 Percent of Issued Share Capital | For | For | |||
9 | Authorise Issue of Convertible Securities | For | For | |||
10 | Approve Increase in Non-executive Directors’ Fees | For | For | |||
11 | Approve Increase in Non-executive Directors’ Fees for Board Committee Meetings | For | For | |||
12 | Amend Share Incentive Scheme | For | For | |||
13 | Amend Long Term Incentive Plan 2005 | For | For | |||
14 | Amend Bonus Share Plan 2005 | For | For | |||
15 | Authorise the Directors to Issue Ordinary Shares for the Purposes of the Incentive Scheme | For | For | |||
16 | Approve Remuneration Policy | For | For | |||
17 | Authorise Repurchase of Up to 5 Percent of Issued Share Capital | For | For |
Ivanhoe Mines Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: IVN | 07-May-10 | 46579N103 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect ROBERT M. FRIEDLAND as Director | For | Withhold | |||
1.2 | Elect PETER MEREDITH as Director | For | For | |||
1.3 | Elect JOHN MACKEN as Director | For | For | |||
1.4 | Elect DAVID HUBERMAN as Director | For | For | |||
1.5 | Elect HOWARD BALLOCH as Director | For | For | |||
1.6 | Elect MARKUS FABER as Director | For | For | |||
1.7 | Elect R. EDWARD FLOOD as Director | For | For | |||
1.8 | Elect ROBERT HANSON as Director | For | For | |||
1.9 | Elect ANDREW HARDING as Director | For | For | |||
1.10 | Elect DAVID KORBIN as Director | For | For | |||
1.11 | Elect LIVIA MAHLER as Director | For | For | |||
1.12 | Elect KJELD THYGESEN as Director | For | For | |||
2 | Approve Deloitte & Touche, LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Amend Articles | For | For | |||
4 | If Item #3 is Approved, Elect TRACY STEVENSON as Director | For | For | |||
5 | If Item #3 is Approved, Fix Number of Directors at Fourteen | For | For | |||
6 | Approve Equity Incentive Plan | For | Against | |||
7 | Approve Shareholder Rights Plan | For | For |
NII Holdings, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NIHD | 11-May-10 | 62913F201 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Steven P. Dussek | For | For | |||
1.2 | Elect Director Donald Guthrie | For | For | |||
1.3 | Elect Director Steven M. Shindler | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Amend Omnibus Stock Plan | For | Against |
Silver Standard Resources Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: SSO | 11-May-10 | 82823L106 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Fix Number of Directors at Six | For | For | |||
2.1 | Elect A.E. Michael Anglin as Director | For | For | |||
2.2 | Elect John R. Brodie as Director | For | For | |||
2.3 | Elect Richard C. Campbell as Director | For | For | |||
2.4 | Elect David L. Johnston as Director | For | For | |||
2.5 | Elect Richard D. Paterson as Director | For | For | |||
2.6 | Elect Peter W. Tomsett as Director | For | For | |||
3 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For |
China Unicom (Hong Kong) Ltd | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 12-May-10 | Y1519S111 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Final Dividend | For | For | |||
3a1 | Reelect Zuo Xunsheng as Director | For | For | |||
3a2 | Reelect Tong Jilu as Director | For | For | |||
3a3 | Reelect Cheung Wing Lam Linus as Director | For | For | |||
3b | Authorize the Board to Fix Remuneration of Directors | For | For | |||
4 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
5 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |||
7 | Authorize Reissuance of Repurchased Shares | For | Against |
ConocoPhillips | Meeting Date | CUSIP | Meeting Type | |||
Ticker: COP | 12-May-10 | 20825C104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Richard L. Armitage | For | For | |||
1.2 | Elect Director Richard H. Auchinleck | For | For | |||
1.3 | Elect Director James E. Copeland, Jr. | For | For | |||
1.4 | Elect Director Kenneth M. Duberstein | For | For | |||
1.5 | Elect Director Ruth R. Harkin | For | For | |||
1.6 | Elect Director Harold W. Mcgraw III | For | For | |||
1.7 | Elect Director James J. Mulva | For | For | |||
1.8 | Elect Director Robert A. Niblock | For | For | |||
1.9 | Elect Director Harald J. Norvik | For | For | |||
1.10 | Elect Director William K. Reilly | For | For | |||
1.11 | Elect Director Bobby S. Shackouls | For | For | |||
1.12 | Elect Director Victoria J. Tschinkel | For | For | |||
1.13 | Elect Director Kathryn C. Turner | For | For | |||
1.14 | Elect Director William E. Wade, Jr. | For | For | |||
2 | Ratify Auditors | For | For | |||
3 | Report on Board Risk Management Oversight | Against | Against | |||
4 | Adopt Quantitative GHG Goals for Products and Operations | Against | For | |||
5 | Report on Environmental Impact of Oil Sands Operations in Canada | Against | For | |||
6 | Adopt Policy to Address Coastal Louisiana Environmental Impacts | Against | Against | |||
7 | Report on Financial Risks of Climate Change | Against | Against | |||
8 | Adopt Goals to Reduce Emission of TRI Chemicals | Against | Against | |||
9 | Amend EEO Policy to Prohibit Discrimination Based on Sexual Orientation and Gender Identity | Against | For | |||
10 | Report on Political Contributions | Against | For |
Progress Energy, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: PGN | 12-May-10 | 743263105 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director John D. Baker, II | For | For | |||
2 | Elect Director James E. Bostic, Jr. | For | For | |||
3 | Elect Director Harris E. DeLoach, Jr. | For | For | |||
4 | Elect Director James B. Hyler, Jr. | For | For | |||
5 | Elect Director William D. Johnson | For | For | |||
6 | Elect Director Robert W. Jones | For | For | |||
7 | Elect Director W. Steven Jones | For | For | |||
8 | Elect Director Melquiades R. Martinez | For | For | |||
9 | Elect Director E. Marie McKee | For | For | |||
10 | Elect Director John H. Mullin, III | For | For | |||
11 | Elect Director Charles W. Pryor, Jr. | For | For | |||
12 | Elect Director Carlos A. Saladrigas | For | For | |||
13 | Elect Director Theresa M. Stone | For | For | |||
14 | Elect Director Alfred C. Tollison, Jr. | For | For | |||
15 | Ratify Auditors | For | For | |||
16 | Stock Retention/Holding Period | Against | For |
Electricite de France | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 18-May-10 | F2940H113 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Ordinary Business | ||||||
1 | Approve Financial Statements and Statutory Reports | For | For | |||
2 | Accept Consolidated Financial Statements and Statutory Reports | For | For | |||
3 | Approve Allocation of Income and Dividends of EUR 1.15 per Share | For | For | |||
4 | Approve Auditors’ Special Report Regarding Related-Party Transactions | For | For | |||
5 | Approve Additional Remuneration of Directors in the Aggregate | For | For | |||
Amount of EUR 2,250 for Fiscal Year 2009 | ||||||
6 | Approve Remuneration of Directors in the Aggregate Amount of EUR 190,000 | For | For | |||
7 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||
Special Business | ||||||
8 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | For | For | |||
9 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 45 Million | For | For | |||
10 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 45 Million | For | For | |||
11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | For | For | |||
12 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | For | For | |||
13 | Authorize Capital Increase of Up to EUR 45 Million for Future Exchange Offers | For | For | |||
14 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | For | |||
15 | Approve Employee Stock Purchase Plan | For | Against | |||
16 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | For | For | |||
17 | Authorize Filing of Required Documents/Other Formalities | For | For |
Royal Dutch Shell plc | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 18-May-10 | G7690A118 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Remuneration Report | For | For | |||
3 | Elect Charles Holliday as Director | For | For | |||
4 | Re-elect Josef Ackermann as Director | For | For | |||
5 | Re-elect Malcolm Brinded as Director | For | For | |||
6 | Re-elect Simon Henry as Director | For | For | |||
7 | Re-elect Lord Kerr of Kinlochard as Director | For | For | |||
8 | Re-elect Wim Kok as Director | For | For | |||
9 | Re-elect Nick Land as Director | For | For | |||
10 | Re-elect Christine Morin-Postel as Director | For | For | |||
11 | Re-elect Jorma Ollila as Director | For | For | |||
12 | Re-elect Jeroen van der Veer as Director | For | For | |||
13 | Re-elect Peter Voser as Director | For | For | |||
14 | Re-elect Hans Wijers as Director | For | For | |||
15 | Reappoint PricewaterhouseCoopers LLP as Auditors | For | For | |||
16 | Authorise Board to Fix Remuneration of Auditors | For | For | |||
17 | Authorise Issue of Equity with Pre-emptive Rights | For | For | |||
18 | Authorise Issue of Equity without Pre-emptive Rights | For | For | |||
19 | Authorise Market Purchase | For | For | |||
20 | Approve Scrip Dividend Scheme | For | For | |||
21 | Authorise EU Political Donations and Expenditure | For | For | |||
22 | Adopt New Articles of Association | For | For | |||
Shareholder Resolution | ||||||
23 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Against | Against |
Petrochina Company Limited | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 20-May-10 | Y6883Q138 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Report of the Board of Directors | For | For | |||
2 | Accept Report of the Supervisory Committee | For | For | |||
3 | Accept Financial Statements and Statutory Reports | For | For | |||
4 | Approve Final Dividends | For | For | |||
5 | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | �� | For | For | ||
6 | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
7 | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | For | Against | |||
8 | Approve Issuance of Equity or Equity-Linked Securities without | For | Against | |||
Preemptive Rights |
Petrochina Company Limited | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 20-May-10 | Y6883Q138 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Report of the Board of Directors | For | For | |||
2 | Accept Report of the Supervisory Committee | For | For | |||
3 | Accept Financial Statements and Statutory Reports | For | For | |||
4 | Approve Final Dividends | For | For | |||
5 | Authorize Board to Determine the Distribution of Interim Dividends for the Year 2010 | For | For | |||
6 | Reappoint PricewaterhouseCoopers as International Auditors and PricewaterhouseCoopers Zhong Tian CPAs Company Limited as Domestic Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
7 | Approve Subscription Agreement with China Petroleum Finance Co., Ltd. and China National Petroleum Corp. | For | Against | |||
8 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against |
Thales | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 20-May-10 | F9156M108 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Ordinary Business | ||||||
1 | Accept Consolidated Financial Statements and Statutory Reports | For | For | |||
2 | Approve Financial Statements and Statutory Reports | For | For | |||
3 | Approve Allocation of Income and Dividends of EUR 0.50 per Share | For | For | |||
4 | Approve Transaction with Denis Ranque Re: Pension Scheme | For | Against | |||
5 | Approve Transaction with Denis Ranque | For | Against | |||
6 | Approve Transaction with Luc Vigneron Re: Severance Payment | For | Against | |||
7 | Approve Transaction with Luc Vigneron Re: Additional Pension Scheme | For | Against | |||
8 | Approve Transaction with Bernard Retat and Amend Ongoing Transaction with TSA | For | Against | |||
9 | Ratify Appointment of Yannick d’Escatha | For | For | |||
10 | Ratify Appointment of Steve Gentili as Director | For | For | |||
11 | Ratify Appointment of Pierre Mutz as Director | For | For | |||
12 | Ratify Appointment of Luc Vigneron as Director | For | Against | |||
13 | Ratify Appointment of Bruno Parent as Director | For | Against | |||
14 | Ratify Appointment of Charles Edelstenne as Director | For | Against | |||
15 | Ratify Appointment of Amaury de Seze as Director | For | Against | |||
16 | Ratify Appointment of Eric Trappier as Director | For | Against | |||
17 | Ratify Appointment of Loik Segalen as Director | For | Against | |||
18 | Ratify Appointment of Olivier Bourges as Director | For | Against | |||
19 | Reelect Olivier Bourges as Director | For | Against | |||
20 | Reelect Bruno Parent as Director | For | Against | |||
21 | Reelect Yannick d’Escatha as Director | For | Against | |||
22 | Reelect Steve Gentili as Director | For | Against | |||
23 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||
Extraordinary Business | ||||||
24 | Authorize up to 1 Percent of Issued Capital for Use in Stock Option | For | Against | |||
25 | Authorize up to 1 Percent of Issued Capital for Use in Restricted Stock Plan | For | Against | |||
26 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | For | For | |||
27 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 90 Million | For | For | |||
28 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote under items 26 and 27 Above | For | For | |||
29 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | For | Against | |||
30 | Set Total Limit for Capital Increase to Result from All Issuance Requests under items 26-29 at EUR 150 Million | For | For | |||
31 | Approve Employee Stock Purchase Plan | For | Against | |||
Ordinary Business | ||||||
32 | Authorize Filing of Required Documents/Other Formalities | For | For |
Aetna Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: AET | 21-May-10 | 00817Y108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Frank M. Clark | For | Against | |||
2 | Elect Director Betsy Z. Cohen | For | Against | |||
3 | Elect Director Molly J. Coye | For | For | |||
4 | Elect Director Roger N. Farah | For | Against | |||
5 | Elect Director Barbara Hackman Franklin | For | Against | |||
6 | Elect Director Jeffrey E. Garten | For | Against | |||
7 | Elect Director Earl G. Graves | For | For | |||
8 | Elect Director Gerald Greenwald | For | For | |||
9 | Elect Director Ellen M. Hancock | For | For | |||
10 | Elect Director Richard J. Harrington | For | For | |||
11 | Elect Director Edward J. Ludwig | For | For | |||
12 | Elect Director Joseph P. Newhouse | For | For | |||
13 | Elect Director Ronald A. Williams | For | For | |||
14 | Ratify Auditors | For | For | |||
15 | Approve Omnibus Stock Plan | For | Against | |||
16 | Approve Non-Employee Director Omnibus Stock Plan | For | Against | |||
17 | Amend Executive Incentive Bonus Plan | For | For | |||
18 | Provide for Cumulative Voting | Against | For | |||
19 | Require Independent Board Chairman | Against | For |
Kazkommertsbank JSC | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 24-May-10 | Y4593E123 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for GDR Holders | ||||||
1 | Approve Management Board Report on Company’s Operations in Fiscal 2009 | For | For | |||
2 | Approve Financial Statements | For | For | |||
3 | Approve Omission of Dividends on Ordinary Shares | For | For | |||
4 | Ratify Deloitte as Auditor | For | For | |||
5 | Approve Remuneration of Directors | For | For | |||
6 | Receive Information on Size and Components of Remuneration of | For | Against | |||
Members of Board of Directors and Management Board | ||||||
7 | Reelect Mukhtar Erzhanov as Independent Director for Additional Year | For | Against | |||
8 | Amend Charter | For | Against | |||
9 | Amend Bank’s Internal Corporate Governance Code | For | Against | |||
10 | Approve New Edition of Regulations on Board of Directors | For | Against | |||
11 | Approve Shareholders’ Appeals Regarding Actions of Company and Company’s Officials; Approve Results of Appeals | For | For |
The United Laboratories International Holdings Limited | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 24-May-10 | G8813K108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Final Dividend | For | For | |||
3a | Reelect Leung Wing Hon as Executive Director | For | For | |||
3b | Reelect Huang Bao Guang as Independent Non-Executive Director | For | For | |||
3c | Reelect Song Ming as Independent Non-Executive Director | For | For | |||
3d | Authorize the Board to Fix Remuneration of Directors | For | For | |||
4 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize the Board to Fix Their Remuneration | For | For | |||
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | For | Against | |||
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||
7 | Authorize Reissuance of Repurchased Shares | For | Against |
Minara Resources Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 25-May-10 | Q6120A101 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve the Adoption of the Remuneration Report for the Year Ended Dec. 31, 2009 | For | For | |||
2 | Elect Ivan Glasenberg as Director | For | For | |||
3 | Elect Malcolm Macpherson as Director | For | For | |||
4 | Approve the Grant of Performance Rights to a Maximum Value of A$3 Million to Peter Johnston, Managing Director and Chief Executive Officer, Under the Long Term Incentive Scheme | For | For |
Cameco Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CCO | 26-May-10 | 13321L108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | The Undersigned Hereby Certifies that the Shares Represented by this Proxy are Owned and Controlled by a Canadian | None | Abstain | |||
2.1 | Elect Director John H. Clappison | For | For | |||
2.2 | Elect Director Joe F. Colvin | For | For | |||
2.3 | Elect Director James R. Curtiss | For | For | |||
2.4 | Elect Director Donald H.F. Deranger | For | For | |||
2.5 | Elect Director James K. Gowans | For | For | |||
2.6 | Elect Director Gerald W. Grandey | For | For | |||
2.7 | Elect Director Nancy E. Hopkins | For | For | |||
2.8 | Elect Director Oyvind Hushovd | For | For | |||
2.9 | Elect Director J.W. George Ivany | For | For | |||
2.10 | Elect Director A. Anne McLellan | For | For | |||
2.11 | Elect Director A. Neill McMillan | For | For | |||
2.12 | Elect Director Victor J. Zaleschuk | For | For | |||
3 | Ratify KPMG LLP as Auditors | For | For | |||
4 | Advisory Vote on Executive Compensation Approach | For | Against |
Chevron Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: CVX | 26-May-10 | 166764100 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director S.H. Armacost | For | For | |||
2 | Elect Director L.F. Deily | For | For | |||
3 | Elect Director R.E. Denham | For | For | |||
4 | Elect Director R.J. Eaton | For | For | |||
5 | Elect Director C. Hagel | For | For | |||
6 | Elect Director E. Hernandez | For | For | |||
7 | Elect Director F.G. Jenifer | For | For | |||
8 | Elect Director G.L. Kirkland | For | For | |||
9 | Elect Director S. Nunn | For | For | |||
10 | Elect Director D.B. Rice | For | For | |||
11 | Elect Director K.W. Sharer | For | For | |||
12 | Elect Director C.R. Shoemate | For | For | |||
13 | Elect Director J.G. Stumpf | For | For | |||
14 | Elect Director R.D. Sugar | For | For | |||
15 | Elect Director C. Ware | For | For | |||
16 | Elect Director J.S. Watson | For | For | |||
17 | Ratify Auditors | For | For | |||
18 | Provide Right to Call Special Meeting | For | For | |||
19 | Request Director Nominee with Environmental Qualifications | Against | For | |||
20 | Stock Retention/Holding Period | Against | For | |||
21 | Disclose Payments To Host Governments | Against | Against | |||
22 | Adopt Guidelines for Country Selection | Against | For | |||
23 | Report on Financial Risks From Climate Change | Against | Against | |||
24 | Amend Bylaws to Establish a Board Committee on Human Rights | Against | Against |
NovaGold Resources Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: NG | 26-May-10 | 66987E206 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Fix Number of Directors at Six | For | For | |||
2.1 | Elect Kalidas V. Madhavpeddi as Director | For | For | |||
2.2 | Elect Clynton R. Nauman as Director | For | For | |||
2.3 | Elect Gerald J. McConnell as Director | For | Withhold | |||
2.4 | Elect James L. Philip as Director | For | For | |||
2.5 | Elect Tony S. Giardini as Director | For | For | |||
2.6 | Elect Rick Van Nieuwenhuyse as Director | For | Withhold | |||
3 | Approve PricewaterhourseCoopers LLP as Auditors and Authorize | For | For | |||
Board to Fix Their Remuneration |
Telecom Italia Spa. (formerly Olivetti Spa) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 26-May-10 | T92778108 | Special |
Did not vote due to share blocking
Management Recommendation | Vote Instruction | |||||
Meeting for Holders of Saving Shares | ||||||
1 | Acknowledge Report by Common Representative on the Use of the Fund Set to Protect Saving Shareholder Interests | For | Do Not Vote | |||
2 | Elect Board Representative for Holders of Saving Shares; Approve Representative’s Remuneration | For | Do Not Vote |
PT Medco Energi Internasional (formerly PT Medco Energi Corp.) | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 27-May-10 | Y7129J136 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Annual General Meeting | ||||||
1 | Approve Directors’ Report, Commissioners’ Report, and Discharge of Directors and Commissioners | For | For | |||
2 | Accept Financial Statements and Statutory Reports | For | For | |||
3 | Approve Allocation of Income | For | For | |||
4 | Appoint Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
5 | Elect Directors and Commissioners | For | Against | |||
6 | Approve Remuneration of Directors and Commissioners | For | For | |||
Extraordinary General Meeting | ||||||
1 | Approve Change in the Utilization of Treasury Shares for the Implementation of the Employee Stock Option Plan (ESOP) and Management Stock Option Plan (MSOP) | For | Against | |||
2 | Approve ESOP and MSOP | For | Against |
Dr. Reddy’s Laboratories | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 28-May-10 | Y21089159 | Court |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Court-Ordered Meeting for Shareholders | ||||||
1 | Approve Scheme of Arrangement | For | For |
NagaCorp Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 31-May-10 | G6382M109 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Final Dividend | For | For | |||
3a | Reelect Chen Lip Keong as Director | For | For | |||
3b | Reelect Timothy Patrick McNally as Director | For | For | |||
4 | Elect Philip Lee Wai Tuck as Executive Director | For | For | |||
5 | Elect Michael Lai Kai Jin as Non-Executive Director | For | For | |||
6 | Authorize Board to Fix the Remuneration of Directors for the Year Ended Dec. 31, 2009 and the Year Ending Dec. 31, 2010 | For | For | |||
7 | Reappoint BDO Ltd. as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
8a | Approve Issuance of Equity or Equity-Linked Securities without | For | Against | |||
Preemptive Rights | ||||||
8b | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | For | For | |||
8c | Authorize Reissuance of Repurchased Shares | For | Against |
Bank Leumi Le-Israel B.M. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 02-Jun-10 | M16043107 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Accept Financial Statements and Statutory Reports | For | For | |||
2 | Approve Somekh Chaikin and Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration Nominees proposed by the Shareholders’ Committee of the Bank for Election to the Board | For | For | |||
3.1 | Elect David Brodt as Director | For | For | |||
3.2 | Elect Moshe Dovrat as Director | For | For | |||
3.3 | Elect Yehuda Drori as Director | For | For | |||
3.4 | Elect Yoav Nardi as Director | For | For | |||
3.5 | Elect Ehud Shapiro as Director Retiring directors Who Propose their candidacy for Reelection to the Board | For | Against | |||
3.6 | Elect Nurit Segal as Director | None | For | |||
3.7 | Elect Yakov Goldman as Director | None | For | |||
3.8 | Elect Moshe Vidman as Director | None | For | |||
Shareholders who Propose their Candidacy for Election to the Board | ||||||
3.9 | Elect a Keren-Or On as Director | None | For | |||
3.10 | Elect Tova Kagan as Director | None | For | |||
3.11 | Elect Etty Esther Livni as Director | None | For | |||
3.12 | Elect Asher Halperin as Director | None | For | |||
3.13 | Elect Avraham Rahamim Cohen as Director | None | For | |||
3.14 | Elect Zeev Levenberg as Director | None | For | |||
3.15 | Elect a Natan Meir as Director | None | For | |||
3.16 | Elect Joseph Mozeson as Director | None | For | |||
3.17 | Elect Tamir Milikovski as Director | None | For | |||
3.18 | Elect Shmuel Messenberg as Director | None | For | |||
3.19 | Elect Yehoshua Neeman as Director | None | For | |||
3.20 | Elect Amiad Niv as Director | None | For | |||
3.21 | Elect Shlomo Ness as Director | None | For | |||
3.22 | Elect Amos Sapir as Director | None | For | |||
3.23 | Elect Robert Zentler as Director | None | For | |||
3.24 | Elect Eran Kimchi as Director | None | For | |||
3.25 | Elect Israel Tapuchi as Director | None | For | |||
4 | Approve Director/Officer Liability and Indemnification Insurance | For | For | |||
5 | Approve Retirement Package of Board Chairman | For | For | |||
6 | Approve Bonus of Board Chairman | For | For | |||
7 | Approve of Holding Positions and Disclosure by Officers | For | For | |||
7a | Indicate Personal Interest in Proposed Agenda Item | None |
Tesoro Corporation | Meeting Date | CUSIP | Meeting Type | |||
Ticker: TSO | 04-Jun-10 | 881609101 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director Rodney F. Chase | For | For | |||
1.2 | Elect Director Gregory J. Goff | For | For | |||
1.3 | Elect Director Robert W. Goldman | For | For | |||
1.4 | Elect Director Steven H. Grapstein | For | For | |||
1.5 | Elect Director William J. Johnson | For | For | |||
1.6 | Elect Director J.W. (Jim) Nokes | For | For | |||
1.7 | Elect Director Donald H. Schmude | For | For | |||
1.8 | Elect Director Michael E. Wiley | For | For | |||
2 | Ratify Auditors | For | For |
Wal-Mart Stores, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: WMT | 04-Jun-10 | 931142103 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Elect Director Aida M. Alvarez | For | For | |||
2 | Elect Director James W. Breyer | For | For | |||
3 | Elect Director M. Michele Burns | For | For | |||
4 | Elect Director James I. Cash, Jr. | For | For | |||
5 | Elect Director Roger C. Corbett | For | For | |||
6 | Elect Director Douglas N. Daft | For | Against | |||
7 | Elect Director Michael T. Duke | For | For | |||
8 | Elect Director Gregory B. Penner | For | For | |||
9 | Elect Director Steven S. Reinemund | For | For | |||
10 | Elect Director H. Lee Scott, Jr. | For | For | |||
11 | Elect Director Arne M. Sorenson | For | For | |||
12 | Elect Director Jim C. Walton | For | For | |||
13 | Elect Director S. Robson Walton | For | For | |||
14 | Elect Director Christopher J. Williams | For | For | |||
15 | Elect Director Linda S. Wolf | For | Against | |||
16 | Ratify Auditors | For | For | |||
17 | Approve Omnibus Stock Plan | For | Against | |||
18 | Amend Sharesave Plan | For | For | |||
19 | Amend EEO Policy to Prohibit Discrimination based on Sexual Orientation and Gender Identity | Against | For | |||
20 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Against | For | |||
21 | Report on Political Contributions | Against | For | |||
22 | Amend Articles/Bylaws/Charter — Call Special Meetings | Against | For | |||
23 | Require Suppliers to Adopt CAK | Against | Against | |||
24 | Report on Process for Identifying and Prioritizing Public Policy Activities | Against | Against |
CEMEX S.A.B. de C.V. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 09-Jun-10 | P22561321 | Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Meeting for CPO Holders; Non-Mexican Holders of CPOs and ADSs Have No Voting Rights with Respect to Class A shares in the CPOs and ADSs; But Have Voting Rights with Respect to Class B Shares of the CPOs | ||||||
1 | Approve Issuance of Cemex CPO; Amend First Clause of Issuance Transaction and Increase Amount of Cemex CPO to be subscribed subsequently in Accordance with Resolutions Adopted on the AGM of April 29, 2010 | For | Against | |||
2 | Designate Inspector or Shareholder Representative(s) of Minutes of Meeting | For | For | |||
3 | Approve Minutes of Meeting | For | For |
Geovic Mining Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GVCM | 11-Jun-10 | 373686104 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Director William A. Buckovic | For | For | |||
1.2 | Elect Director Michael A. Goldberg | For | For | |||
1.3 | Elect Director Robert J. (Don) MacDonald | For | For | |||
1.4 | Elect Director Michael T. Mason | For | For | |||
1.5 | Elect Director Wade D. Nesmith | For | For | |||
1.6 | Elect Director John T. Perry | For | For | |||
1.7 | Elect Director Gregg J. Sedun | For | Withhold | |||
1.8 | Elect Director John E. Sherborne | For | For | |||
1.9 | Elect Director Paul D. Rose | For | For | |||
2 | Approve Restricted Stock Plan | For | For | |||
3 | Ratify Auditors | For | For |
PT Telekomunikasi Indonesia Tbk | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 11-Jun-10 | Y71474137 | Annual/Special |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
Annual General Meeting | ||||||
1 | Approve Annual Report and Supervisory Duties’ Report of Commissioners | For | For | |||
2 | Approve Financial Statements, Annual Report of the Partnership and Community Development Program, and Discharge of Directors and Commissioners | For | For | |||
3 | Approve Allocation of Income | For | For | |||
4 | Approve Remuneration of Directors and Commissioners | For | For | |||
5 | Appoint Auditors | For | For | |||
6 | Amend Articles of Association | For | Against | |||
7 | Approve Utilization of Treasury Stocks from the Share Buy Back I to III | For | Against | |||
Extraordinary General Meeting | ||||||
1 | Elect Directors and Commissioners | For | Against |
EFG Hermes Holding SAE | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 14-Jun-10 | M3047P109 | Annual |
Did not vote due to share blocking | ||||||
Management Recommendation | Vote Instruction | |||||
1 | Approve Board Report on Company Operations for First Quarter of Fiscal 2009-2010 | For | Do Not Vote | |||
2 | Approve Auditors’ Report on Company Financial Statements for First Quarter of Fiscal 2009-2010 | For | Do Not Vote | |||
3 | Approve Financial Statements for First Quarter of Fiscal 2009-2010 | For | Do Not Vote | |||
4 | Approve Allocation of Income for First Quarter of Fiscal 2009-2010 | For | Do Not Vote |
Gabriel Resources Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: GBU | 17-Jun-10 | 361970106 | Annual |
Management Recommendation | Vote Instruction | |||||
1.1 | Elect Raymond E. Flood as Director | For | For | |||
1.2 | Elect Jonathan Henry as Director | For | For | |||
1.3 | Elect Keith R. Hulley as Director | For | For | |||
1.4 | Elect Wayne Kirk as Director | For | For | |||
1.5 | Elect Igor Levental as Director | For | For | |||
1.6 | Elect Simon Prior-Palmer as Director | For | For | |||
1.7 | Elect Walter T. Segsworth as Director | For | For | |||
1.8 | Elect A. Murray Sinclair as Director | For | For | |||
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | For | For | |||
3 | Amend Stock Option Plan | For | Against | |||
4 | Amend Deferred Share Unit Plan | For | Against |
Chunghwa Telecom Co., Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 18-Jun-10 | Y1613J108 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve 2009 Business Operations Report and Financial Statements | For | For | |||
2 | Approve 2009 Allocation of Income and Dividends | For | For | |||
3 | Amend Articles of Association | For | For | |||
4 | Approve Capital Structure Adjustment | For | For | |||
5 | Approve Amendments on the Procedures for Endorsement and Guarantees | For | For | |||
ELECT 10 OUT OF 10 DIRECTORS, 3 OUT OF 3 INDEPENDENT DIRECTORS AND SUPERVISORS VIA CUMULATIVE VOTING | ||||||
6.1 | Elect Representative of MOTC, Mr. Shyue-Ching Lu as Director | For | For | |||
6.2 | Elect Representative of MOTC, Mr. Shaio-Tung Chang as Director | For | For | |||
6.3 | Elect Representative of MOTC, Mr. Mu-Shun Lin as Director | For | For | |||
6.4 | Elect Representative of MOTC, Mr. Guo-Shin Lee as Director | For | For | |||
6.5 | Elect Representative of MOTC, Ms. Jennifer Yuh-Jen Wu as Director | For | For | |||
6.6 | Elect Representative of MOTC, Mr. Shih-Wei Pan as Director | For | For | |||
6.7 | Elect Representative of MOTC, Mr. Gordon S. Chen as Director | For | For | |||
6.8 | Elect Representative of MOTC, Mr. Yi-Bing Lin as Director | For | For | |||
6.9 | Elect Representative of MOTC, Mr. Shen-Ching Chen as Director | For | For | |||
6.10 | Elect Representative of MOTC, Mr. Shih-Peng Tsai as Director | For | For | |||
6.11 | Elect Zse-Hong Tsai as Independent Director | For | For | |||
6.12 | Elect C.Y. Wang as Independent Director | For | For | |||
6.13 | Elect Rebecca Chung-Fern Wu as Independent Director | For | For | |||
7.1 | Elect Supervisory Board Members | For | Against |
Telecom Egypt SAE | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 20-Jun-10 | M87886103 | Annual |
Did not vote due to share blocking | ||||||
Management Recommendation | Vote Instruction | |||||
1 | Approve Dividends | For | Do Not Vote | |||
2 | Reelect Mohamed Hassanein as Director | For | Do Not Vote | |||
3 | Reelect Sayed Dessouky as Director | For | Do Not Vote |
Huaneng Power International, Inc. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 22-Jun-10 | Y3744A105 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Accept Working Report of the Board of Directors | For | For | |||
2 | Accept Working Report of the Supervisory Committee | For | For | |||
3 | Accept Financial Statements and Statutory Reports | For | For | |||
4 | Approve Profit Distribution Plan | For | For | |||
5 | Reappoint PricewaterhouseCoopers Zhong Tian CPAs Co. Ltd. and PricewaterhouseCoopers as PRC and International Auditors, Respectively, with a Total Remuneration of About RMB 21.55 Million | For | For | |||
6 | Approve Issue of Short-term Debentures | For | For |
Mitsui & Co. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: 8031 | 23-Jun-10 | J44690139 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 11 | For | For | |||
2.1 | Elect Director Shoei Utsuda | For | For | |||
2.2 | Elect Director Masami Iijima | For | For | |||
2.3 | Elect Director Ken Abe | For | For | |||
2.4 | Elect Director Junichi Matsumoto | For | For | |||
2.5 | Elect Director Seiichi Tanaka | For | For | |||
2.6 | Elect Director Norinao Iio | For | For | |||
2.7 | Elect Director Takao Omae | For | For | |||
2.8 | Elect Director Masayoshi Komai | For | For | |||
2.9 | Elect Director Daisuke Saiga | For | For | |||
2.10 | Elect Director Nobuko Matsubara | For | For | |||
2.11 | Elect Director Ikujiro Nonaka | For | For | |||
2.12 | Elect Director Hiroshi Hirabayashi | For | For | |||
2.13 | Elect Director Toshiro Muto | For | For | |||
3 | Appoint Statutory Auditor Naoto Nakamura | For | For |
Nippon Telegraph & Telephone Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: 9432 | 24-Jun-10 | J59396101 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 60 | For | Against | |||
2.1 | Elect Director Norio Wada | For | Against | |||
2.2 | Elect Director Satoshi Miura | For | Against | |||
2.3 | Elect Director Noritaka Uji | For | Against | |||
2.4 | Elect Director Hiroo Unoura | For | Against | |||
2.5 | Elect Director Kaoru Kanazawa | For | Against | |||
2.6 | Elect Director Yasuhiro Katayama | For | Against | |||
2.7 | Elect Director Toshio Kobayashi | For | Against | |||
2.8 | Elect Director Hiroki Watanabe | For | Against | |||
2.9 | Elect Director Hiromichi Shinohara | For | Against | |||
2.10 | Elect Director Tetsuya Shouji | For | Against | |||
2.11 | Elect Director Takashi Imai | For | Against | |||
2.12 | Elect Director Youtarou Kobayashi | For | Against |
Gazprom OAO | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 25-Jun-10 | X7204C106 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve Annual Report | For | For | |||
2 | Approve Financial Statements | For | For | |||
3 | Approve Allocation of Income | For | For | |||
4 | Approve Dividends of RUB 2.39 per Share | For | For | |||
5 | Ratify ZAO PricewaterhouseCoopers as Auditor | For | For | |||
6 | Amend Charter | For | For | |||
7 | Amend Regulations on General Meetings | For | For | |||
8 | Approve Remuneration of Directors | For | Against | |||
9 | Approve Remuneration of Members of Audit Commission | For | For | |||
10.1 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | For | For | |||
10.2 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | For | For | |||
10.3 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | For | For | |||
10.4 | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | For | For | |||
10.5 | Approve Related-Party Transaction with OAO Gazprom Bank Re: Loan Facility Agreements | For | For | |||
10.6 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreements | For | For | |||
10.7 | Approve Related-Party Transaction with ZAO Gazenergoprombank Re: Loan Facility Agreements | For | For | |||
10.8 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreements | For | For | |||
10.9 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Credit Funds | For | For | |||
10.10 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreements on Transfer of Credit Funds | For | For | |||
10.11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, ZAO Gazenergoprombank, and OAO Bank VTB Re: Agreements on Using Electronic Payments System | For | For | |||
10.12 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase | For | For | |||
10.13 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | For | For | |||
10.14 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | For | For | |||
10.15 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | For | For | |||
10.16 | Approve Related-Party Transaction with Bank Societe Generale Re: Guarantee of Fulfillment of Obligations by OOO Gazprom Export | For | For | |||
10.17 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Temporary Possession and Use of Facilities of Yamal-Europe Trunk Gas Pipeline | For | For | |||
10.18 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | For | For | |||
10.19 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Facilities of Eastern Segment of Orenburgskoye Oil and Gas-Condensate Field | For | For | |||
10.20 | Approve Related-Party Transaction with OAO Lazurnaya Re: Agreement on Temporary Possession and Use of Property of Lazurnaya Peak Hotel Complex | For | For |
10.21 | Approve Related-Party Transaction with DOAO Tsentrenergogaz of OAO Gazprom Re: Agreement on Temporary Possession and Use of Facilities of Gas-Oil-Condensate Field in Yamalo-Nenetsky Autonomous Area | For | For | |||
10.22 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | For | For | |||
10.23 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | For | For | |||
10.24 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | For | For | |||
10.25 | Approve Related-Party Transaction with OAO Salavatnefteorgsintez Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | For | For | |||
10.26 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | For | For | |||
10.27 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | For | For | |||
10.28 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | For | For | |||
10.29 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | For | For | |||
10.30 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | For | For | |||
10.31 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | For | For | |||
10.32 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | For | For | |||
10.33 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Temporary Possession and Use of Hardware Solutions | For | For | |||
10.34 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | For | For | |||
10.35 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | For | For | |||
10.36 | Approve Related-Party Transaction with OAO Gazpromregiongaz Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | For | For | |||
10.37 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | For | For | |||
10.38 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | For | For | |||
10.39 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | For | For | |||
10.40 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | For | For | |||
10.41 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | For | For |
10.42 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | For | For | |||
10.43 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Sale of Gas | For | For | |||
10.44 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Delivery of Gas | For | For | |||
10.45 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Liquid Hydrocarbons | For | For | |||
10.46 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | For | For | |||
10.47 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | For | For | |||
10.48 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Gas | For | For | |||
10.49 | Approve Related-Party Transaction with OAO SIBUR Holding Re: Delivery of Dry Stripped Gas | For | For | |||
10.50 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | For | For | |||
10.51 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | For | For | |||
10.52 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | For | For | |||
10.53 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | For | For | |||
10.54 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | For | For | |||
10.55 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | For | For | |||
10.56 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | For | For | |||
10.57 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | For | For | |||
10.58 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | For | For | |||
10.59 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | For | For | |||
10.60 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | For | For | |||
10.61 | Approve Related-Party Transaction with OAO Beltransgaz Re: Agreement on Purchase of Gas | For | For | |||
10.62 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | For | For | |||
10.63 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | For | For | |||
10.64 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | For | For | |||
10.65 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | For | For | |||
10.66 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | For | For | |||
10.67 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | For | For | |||
10.68 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | For | For | |||
10.69 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | For | For | |||
10.70 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | For | For | |||
10.71 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | For | For |
10.72 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | For | For | |||
10.73 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | For | For | |||
10.74 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | For | For | |||
10.75 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | For | For | |||
10.76 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life and Individual Property Insurance | For | For | |||
10.77 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | For | For | |||
10.78 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | For | For | |||
10.79 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | For | For | |||
10.80 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Provision of Medical Services to Gazprom’s Employees and Their Families | For | For | |||
10.81 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Employees of OAO Gazprom Avtopredpriyatie | For | For | |||
10.82 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transportation Vehicles | For | For | |||
10.83 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance to Board of Directors and Management Board | For | For | |||
10.84 | Approve Related-Party Transactions with Multiple Parties Re: Agreeement on Arranging Stocktaking of Property | For | For | |||
10.85 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.86 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.87 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.88 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.89 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.90 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.91 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.92 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.93 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.94 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.95 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Assessment | For | For | |||
10.96 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | For | For | |||
10.97 | Approve Related-Party Transaction with OAO Gazprom Promgaz and OAO Gazprom Space Systems Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | For | For | |||
10.98 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Technical Maintenance of OAO Gazprom’s Technological Assets | For | For | |||
10.99 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Delivery of Complete Exclusive Rights to Utility Model | For | For |
10.10 | Approve Related-Party Transaction with OAO Gazprom Promgaz, ZAO Gazprom Invest Yug, and OAO Tomskgazprom Re: License to Use Computer Software Package | For | For | |||
10.10 | Approve Related-Party Transaction with Multiple Parties Re: License to Use OAO Gazprom’s Trademarks | For | For | |||
10.10 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | For | For | |||
Elect 11 Directors by Cumulative Voting | ||||||
11.1 | Elect Andrey Akimov as Director | None | Against | |||
11.2 | Elect Aleksandr Ananenkov as Director | For | Against | |||
11.3 | Elect Burckhard Bergmann as Director | None | Against | |||
11.4 | Elect Farit Gazizullin as Director | None | Against | |||
11.5 | Elect Vladimir Gusakov as Director | None | Against | |||
11.6 | Elect Viktor Zubkov as Director | None | Against | |||
11.7 | Elect Elena Karpel as Director | For | Against | |||
11.8 | Elect Aleksey Makarov as Director | None | Against | |||
11.9 | Elect Aleksey Miller as Director | For | Against | |||
11.10 | Elect Valery Musin as Director | None | For | |||
11.11 | Elect Elvira Nabiullina as Director | None | Against | |||
11.12 | Elect Viktor Nikolayev as Director | None | Against | |||
11.13 | Elect Vlada Rusakova as Director | For | Against | |||
11.14 | Elect Mikhail Sereda as Director | For | Against | |||
11.15 | Elect Vladimir Fortov as Director | None | Against | |||
11.16 | Elect Sergey Shmatko as Director | None | Against | |||
11.17 | Elect Igor Yusufov as Director | None | Against | |||
Elect Nine Members of Audit Commission | ||||||
12.1 | Elect Dmitry Arkhipov as Member of Audit Commission | For | For | |||
12.2 | Elect Andrey Belobrov as Member of Audit Commission | For | Do Not Vote* | |||
12.3 | Elect Vadim Bikulov as Member of Audit Commission | For | For | |||
12.4 | Elect Andrey Kobzev as Member of Audit Commission | For | For | |||
12.5 | Elect Nina Lobanova as Member of Audit Commission | For | For | |||
12.6 | Elect Dmitry Logunov as Member of Audit Commission | For | Do Not Vote* | |||
12.7 | Elect Yury Nosov as Member of Audit Commission | For | Do Not Vote* | |||
12.8 | Elect Konstantin Pesotsky as Member of Audit Commission | For | Do Not Vote* | |||
12.9 | Elect Marat Salekhov as Member of Audit Commission | For | Do Not Vote* | |||
12.10 | Elect Mariya Tikhonova as Member of Audit Commission | For | For | |||
12.11 | Elect Aleksandr Yugov as Member of Audit Commission | For | Do Not Vote* |
* | Item not voted due to cumulative voting restrictions. |
Takeda Pharmaceutical Co. Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: 4502 | 25-Jun-10 | J8129E108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 90 | For | For | |||
2.1 | Elect Director Yasuchika Hasegawa | For | For | |||
2.2 | Elect Director Makoto Yamaoka | For | For | |||
2.3 | Elect Director Toyoji Yoshida | For | For | |||
2.4 | Elect Director Yasuhiko Yamanaka | For | For | |||
2.5 | Elect Director Shigenori Ohkawa | For | For | |||
3 | Approve Annual Bonus Payment to Directors | For | For |
Kao Corp. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: 4452 | 29-Jun-10 | J30642169 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Approve Allocation of Income, with a Final Dividend of JPY 29 | For | For | |||
2.1 | Elect Director Motoki Ozaki | For | For | |||
2.2 | Elect Director Takuo Goto | For | For | |||
2.3 | Elect Director Hiroshi Kanda | For | For | |||
2.4 | Elect Director Shunichi Nakagawa | For | For | |||
2.5 | Elect Director Tatsuo Takahashi | For | For | |||
2.6 | Elect Director Toshiharu Numata | For | For | |||
2.7 | Elect Director Toshihide Saito | For | For | |||
2.8 | Elect Director Shinichi Mita | For | For | |||
2.9 | Elect Director Masato Hirota | For | For | |||
2.10 | Elect Director Shinichiro Hiramine | For | For | |||
2.11 | Elect Director Ken Hashimoto | For | For | |||
2.12 | Elect Director Michitaka Sawada | For | For | |||
2.13 | Elect Director Hisao Mitsui | For | For | |||
2.14 | Elect Director Teruhiko Ikeda | For | For | |||
2.15 | Elect Director Takuma Otoshi | For | For | |||
3 | Appoint Statutory Auditor Tadashi Oe | For | For | |||
4 | Appoint Alternate Statutory Auditor Satoshi Ito | For | For | |||
5 | Approve Stock Option Plan | For | Against |
Toppan Printing Co. Ltd. | Meeting Date | CUSIP | Meeting Type | |||
Ticker: 7911 | 29-Jun-10 | 890747108 | Annual |
Management Recommendation | Vote Instruction | |||||
1 | Amend Articles to Indemnify Directors | For | For | |||
2.1 | Elect Director Naoki Adachi | For | For | |||
2.2 | Elect Director Shingo Kaneko | For | For | |||
2.3 | Elect Director Jitsumei Takamiyagi | For | For | |||
2.4 | Elect Director Kiyoshi Ohtsuka | For | For | |||
2.5 | Elect Director Toshirou Masuda | For | For | |||
2.6 | Elect Director Mitsuru Ohminato | For | For | |||
2.7 | Elect Director Yoshiyuki Nagayama | For | For | |||
2.8 | Elect Director Yoshihiro Furuya | For | For | |||
2.9 | Elect Director Shingo Ohkado | For | For | |||
2.10 | Elect Director Shinichi Ohkubo | For | For | |||
2.11 | Elect Director Yuuichi Kumamoto | For | For | |||
2.12 | Elect Director Kenichi Aoki | For | For | |||
2.13 | Elect Director Seiji Mitsui | For | For | |||
2.14 | Elect Director Kiyoshi Tsuji | For | For | |||
2.15 | Elect Director Yukio Maeda | For | For | |||
2.16 | Elect Director Yoshiyuki Ishida | For | For | |||
2.17 | Elect Director Hiroe Okazaki | For | For | |||
2.18 | Elect Director Atsushi Itou | For | For | |||
2.19 | Elect Director Hidetaka Kakiya | For | For | |||
2.20 | Elect Director Makoto Arai | For | For | |||
2.21 | Elect Director Hideharu Maro | For | For | |||
2.22 | Elect Director Kunio Sakuma | For | For | |||
2.23 | Elect Director Yoshinobu Noma | For | For | |||
2.24 | Elect Director Yukio Nemoto | For | For | |||
2.25 | Elect Director Naoyuki Matsuda | For | For | |||
2.26 | Elect Director Nobuaki Sato | For | For | |||
3.1 | Appoint Statutory Auditor Takeshi Soejima | For | For | |||
3.2 | Appoint Statutory Auditor Nobuaki Morishita | For | For | |||
3.3 | Appoint Statutory Auditor Shuya Nomura | For | For | |||
4 | Approve Adjustment to Aggregate Compensation Ceiling for Statutory Auditors | For | For | |||
5 | Approve Takeover Defense Plan (Poison Pill) | For | Against |
RusHydro JSC | Meeting Date | CUSIP | Meeting Type | |||
Ticker: N/A | 30-Jun-10 | X34577100 | Annual |
Management Recommendation | Vote Instruction | |||||
Meeting for ADR Holders | ||||||
1 | Approve Annual Report, Financial Statements, and Allocation of | For | For | |||
Income, Including Omission of Dividends | ||||||
2 | Approve New Edition of Charter | For | For | |||
3 | Approve New Edition of Regulations on General Meetings | For | For | |||
4 | Approve Remuneration of Directors | For | For | |||
5 | Ratify PricewaterhouseCoopers as Auditor | For | For | |||
Elect Five Members of Audit Commission | ||||||
6.1 | Elect Andrey Kolyada as Member of Audit Commission | For | For | |||
6.2 | Elect Aleksandr Kuryanov as Member of Audit Commission | For | For | |||
6.3 | Elect Oleg Oreshkin as Member of Audit Commission | For | For | |||
6.4 | Elect Mariya Tikhonova as Member of Audit Commission | For | For | |||
6.5 | Elect Aleksandr Yugov as Member of Audit Commission | For | For | |||
Elect 13 Directors by Cumulative Voting | ||||||
7.1 | Elect Anatoly Ballo as Director | None | Against | |||
7.2 | Elect Sergey Belobrodov as Director | None | Against | |||
7.3 | Elect Eduard Volkov as Director | None | Against | |||
7.4 | Elect Evgeny Dod as Director | None | Against | |||
7.5 | Elect Viktor Zimin as Director | None | Against | |||
7.6 | Elect Boris Kovalchuk as Director | None | For | |||
7.7 | Elect Viktor Kudryavy as Director | None | Against | |||
7.8 | Elect Georgy Kutovoy as Director | None | For | |||
7.9 | Elect Nikolay Kutyin as Director | None | Against | |||
7.10 | Elect Andrey Malyshev as Director | None | For | |||
7.11 | Elect Marina Seliverstova as Director | None | Against | |||
7.12 | Elect Rashid Sharipov as Director | None | For | |||
7.13 | Elect Sergey Shmatko as Director | None | Against | |||
7.14 | Elect Viktor Danilov-Danilyan as Director | None | Against | |||
7.15 | Elect Sergey Maslov as Director | None | Against | |||
7.16 | Elect Sergey Serebryannikov as Director | None | Against | |||
7.17 | Elect Vladimir Tatsiy as Director | None | Against | |||
7.18 | Elect Andrey Sharonov as Director | None | Against | |||
7.19 | Elect Vyacheslav Kravchenko as Director | None | Against | |||
7.20 | Elect Grigory Kurtser as Director | None | Against | |||
7.21 | Elect Christian Berndt as Director | None | Against | |||
7.22 | Elect Vasily Titov as Director | None | Against |
SIGNATURES:
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Nuveen Global Value Opportunities Fund
By | /s/ Gifford R. Zimmerman | |
Gifford R. Zimmerman – Chief Administrative Officer | ||
Date |
August 26, 2010