Financial reports
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 16
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 15
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 14
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 13
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 13
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 12
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 12
Current reports
Proxies
N-PX
Annual report of proxy voting record
29 Aug 17
N-PX
Annual report of proxy voting record
29 Aug 16
N-PX
Annual report of proxy voting record
13 Aug 15
DEF 14A
Definitive proxy
17 Feb 15
N-PX
Annual report of proxy voting record
21 Aug 14
DEFA14A
Additional proxy soliciting materials
3 Jul 14
DEFA14A
Additional proxy soliciting materials
19 Jun 14
DEF 14A
Definitive proxy
19 Jun 14
DEFA14A
Additional proxy soliciting materials
18 Jun 14
DEFA14A
Additional proxy soliciting materials
18 Jun 14
Other
CORRESP
Correspondence with SEC
21 Jul 15
CORRESP
Correspondence with SEC
19 Apr 13
CORRESP
Correspondence with SEC
11 Dec 12
CORRESP
Correspondence with SEC
17 Feb 12
CORRESP
Correspondence with SEC
22 Apr 10
CORRESP
Correspondence with SEC
16 May 08
EFFECT
Notice of effectiveness
24 Jul 06
CERTNYS
Certification of approval for NYSE listing
12 Jul 06
Ownership
3
Christopher M. Rohrbacher
11 Oct 16
4
Change in insider ownership
30 Sep 16
4
Steven Samuels
30 Sep 16
4
Change in insider ownership
23 Sep 16
4
Andrew Dakos
23 Sep 16
4
Steven Samuels
21 Sep 16
4
Change in insider ownership
21 Sep 16
4
Change in insider ownership
19 Sep 16
4
PHILLIP GOLDSTEIN
19 Sep 16
SC 13D/A
Beneficial ownership report (amended)
19 Sep 16