Latest filings (excl ownership)
N-PX
Annual report of proxy voting record
29 Aug 17
25-NSE
Exchange delisting
11 Oct 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 16
N-PX
Annual report of proxy voting record
29 Aug 16
425
Business combination disclosure
10 Jun 16
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 16
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 15
N-PX
Annual report of proxy voting record
13 Aug 15
CORRESP
Correspondence with SEC
21 Jul 15
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 15
DEF 14A
Definitive proxy
17 Feb 15
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 14
N-PX
Annual report of proxy voting record
21 Aug 14
DEFA14A
Additional proxy soliciting materials
3 Jul 14
DEF 14A
Definitive proxy
19 Jun 14
DEFA14A
Additional proxy soliciting materials
19 Jun 14
DEFA14A
Additional proxy soliciting materials
18 Jun 14
DEFA14A
Additional proxy soliciting materials
18 Jun 14
PRE 14A
Preliminary proxy
19 May 14
DEFA14A
Additional proxy soliciting materials
1 May 14
N-CSR
Certified annual shareholder report (management investment company)
6 Mar 14
N-CSRS
Certified semi-annual shareholder report (management investment company)
5 Sep 13
N-PX
Annual report of proxy voting record
19 Aug 13
CORRESP
Correspondence with SEC
19 Apr 13
N-CSR
Certified annual shareholder report (management investment company)
8 Mar 13
DEF 14A
Definitive proxy
28 Feb 13
CORRESP
Correspondence with SEC
11 Dec 12
8-K
Other Events
13 Nov 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 12
N-PX
Annual report of proxy voting record
29 Aug 12
8-K
Other Events
16 Mar 12
N-CSR
Certified annual shareholder report (management investment company)
9 Mar 12
DEF 14A
Definitive proxy
1 Mar 12
CORRESP
Correspondence with SEC
17 Feb 12
PRE 14A
Preliminary proxy
2 Feb 12
N-CSRS
Certified semi-annual shareholder report (management investment company)
7 Sep 11
N-PX
Annual report of proxy voting record
26 Aug 11
DEF 14A
Definitive proxy
30 Mar 11
N-CSR
Certified annual shareholder report (management investment company)
11 Mar 11
N-CSRS
Certified semi-annual shareholder report (management investment company)
8 Sep 10
Latest ownership filings
3
Christopher M. Rohrbacher
11 Oct 16
4
Change in insider ownership
30 Sep 16
4
Steven Samuels
30 Sep 16
4
Change in insider ownership
23 Sep 16
4
Andrew Dakos
23 Sep 16
4
Steven Samuels
21 Sep 16
4
Change in insider ownership
21 Sep 16
4
Change in insider ownership
19 Sep 16
4
PHILLIP GOLDSTEIN
19 Sep 16
SC 13D/A
Beneficial ownership report (amended)
19 Sep 16
3
Initial statement of insider ownership
14 Sep 16
4
Steven Samuels
14 Sep 16
4
Steven Samuels
9 Sep 16
4
Steven Samuels
7 Sep 16
4
Steven Samuels
2 Sep 16
4
Steven Samuels
31 Aug 16
4
Steven Samuels
29 Aug 16
4
Steven Samuels
25 Aug 16
4
Steven Samuels
23 Aug 16
SC 13D/A
Beneficial ownership report (amended)
23 Aug 16
4
Steven Samuels
19 Aug 16
4
PHILLIP GOLDSTEIN
16 Aug 16
4
Steven Samuels
12 Aug 16
4
Steven Samuels
10 Aug 16
SC 13G/A
Nuveen Global Equity Income Fund
10 Aug 16
4
Steven Samuels
8 Aug 16
3
James T. Stephenson
4 Aug 16
3
THOMAS J. RAY
4 Aug 16
4
Steven Samuels
4 Aug 16
4
Steven Samuels
1 Aug 16
4
Steven Samuels
27 Jul 16
4
Steven Samuels
25 Jul 16
4
Andrew Dakos
21 Jul 16
SC 13D/A
Beneficial ownership report (amended)
21 Jul 16
4
Steven Samuels
19 Jul 16
4
Steven Samuels
15 Jul 16
4
Steven Samuels
13 Jul 16
4
Steven Samuels
11 Jul 16
3
ALBIN F MOSCHNER
8 Jul 16
4
Steven Samuels
5 Jul 16