OMB Number: 3235-0582
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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-22153
DUNHAM FUNDS
(Exact name of registrant as specified in charter)
10251 Vista Sorrento Parkway, Suite 200, San Diego, CA 92121
(Address of principal executive offices) (Zip code)
James Ash, Esq.
Gemini Fund Services, LLC
80 Arkay Drive, Suite 110, Hauppauge, NY 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: 1-800-442-4358
Date of fiscal year end: October 31
Date of reporting period: July 1, 2012 – June 30, 2013
Registrant: Dunham Funds - Dunham Monthly Distribution Fund |
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| CATALYST HEALTH SOLUTIONS, INC. | ||||||||||
| Security | 14888B103 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CHSI |
| Meeting Date | 02-Jul-2012 | ||||||
| ISIN | US14888B1035 |
| Agenda | 933655524 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
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| 2. | TO APPROVE, BY NON-BINDING ADVISORY | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| YAHOO! INC. | ||||||||||
| Security | 984332106 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | YHOO |
| Meeting Date | 12-Jul-2012 | ||||||
| ISIN | US9843321061 |
| Agenda | 933658974 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: ALFRED J. | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: JOHN D. HAYES | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: SUSAN M. JAMES | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: DAVID W. KENNY | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: PETER LIGUORI | Management | For |
| For |
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| 1F. | ELECTION OF DIRECTOR: DANIEL S. LOEB | Management | For |
| For |
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| 1G. | ELECTION OF DIRECTOR: THOMAS J. | Management | For |
| For |
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| 1H. | ELECTION OF DIRECTOR: BRAD D. SMITH | Management | For |
| For |
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| 1I. | ELECTION OF DIRECTOR: MAYNARD G. | Management | For |
| For |
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| 1J. | ELECTION OF DIRECTOR: HARRY J. WILSON | Management | For |
| For |
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| 1K. | ELECTION OF DIRECTOR: MICHAEL J. WOLF | Management | For |
| For |
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| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For |
| For |
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| 3. | AMENDMENT TO THE COMPANY'S 1995 | Management | For |
| For |
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| 4. | AMENDMENT TO THE COMPANY'S 1996 | Management | For |
| For |
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| 5. | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
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| GEN-PROBE INCORPORATED | ||||||||||
| Security | 36866T103 |
| Meeting Type | Special | ||||||
| Ticker Symbol | GPRO |
| Meeting Date | 31-Jul-2012 | ||||||
| ISIN | US36866T1034 |
| Agenda | 933667000 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | PROPOSAL TO ADOPT THE AGREEMENT | Management | For |
| For |
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| 2. | PROPOSAL TO ADJOURN THE SPECIAL | Management | For |
| For |
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| 3. | PROPOSAL TO APPROVE, ON A NON- | Management | For |
| For |
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| CA, INC. | ||||||||||
| Security | 12673P105 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | CA |
| Meeting Date | 01-Aug-2012 | ||||||
| ISIN | US12673P1057 |
| Agenda | 933659914 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: JENS ALDER | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: RAYMOND J. | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: GARY J. | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: ROHIT KAPOOR | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: KAY KOPLOVITZ | Management | For |
| For |
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| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER B. | Management | For |
| For |
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| 1G. | ELECTION OF DIRECTOR: WILLIAM E. | Management | For |
| For |
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| 1H. | ELECTION OF DIRECTOR: RICHARD | Management | For |
| For |
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| 1I. | ELECTION OF DIRECTOR: LAURA S. UNGER | Management | For |
| For |
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| 1J. | ELECTION OF DIRECTOR: ARTHUR F. | Management | For |
| For |
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| 1K. | ELECTION OF DIRECTOR: RENATO (RON) | Management | For |
| For |
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| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP | Management | For |
| For |
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| 3. | TO APPROVE, BY NON-BINDING VOTE, THE | Management | For |
| For |
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| 4. | TO APPROVE THE CA, INC. 2012 | Management | For |
| For |
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| PROGRESS ENERGY, INC. | ||||||||||
| Security | 743263105 |
| Meeting Type | Annual | ||||||
| Ticker Symbol |
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| Meeting Date | 06-Aug-2012 | ||||||
| ISIN | US7432631056 |
| Agenda | 933663987 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A | ELECTION OF DIRECTOR: JOHN D. BAKER II | Management | For |
| For |
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| 1B | ELECTION OF DIRECTOR: JAMES E. BOSTIC, | Management | For |
| For |
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| 1C | ELECTION OF DIRECTOR: HARRIS E. | Management | For |
| For |
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| 1D | ELECTION OF DIRECTOR: JAMES B. HYLER, | Management | For |
| For |
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| 1E | ELECTION OF DIRECTOR: WILLIAM D. | Management | For |
| For |
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| 1F | ELECTION OF DIRECTOR: ROBERT W. | Management | For |
| For |
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| 1G | ELECTION OF DIRECTOR: W. STEVEN JONES | Management | For |
| For |
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| 1H | ELECTION OF DIRECTOR: MELQUIADES | Management | For |
| For |
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| 1I | ELECTION OF DIRECTOR: E. MARIE MCKEE | Management | For |
| For |
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| 1J | ELECTION OF DIRECTOR: JOHN H. MULLIN, | Management | For |
| For |
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| 1K | ELECTION OF DIRECTOR: CHARLES W. | Management | For |
| For |
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| 1L | ELECTION OF DIRECTOR: CARLOS A. | Management | For |
| For |
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| 1M | ELECTION OF DIRECTOR: THERESA M. | Management | For |
| For |
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| 1N | ELECTION OF DIRECTOR: ALFRED C. | Management | For |
| For |
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| 02 | ADVISORY (NONBINDING) VOTE TO | Management | For |
| For |
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| 03 | RATIFICATION OF THE SELECTION OF | Management | For |
| For |
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| 04 | RE-APPROVE THE MATERIAL TERMS OF | Management | For |
| For |
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| LIBERTY INTERACTIVE CORPORATION | ||||||||||
| Security | 53071M104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | LINTA |
| Meeting Date | 08-Aug-2012 | ||||||
| ISIN | US53071M1045 |
| Agenda | 933668545 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | A PROPOSAL (THE "TRACKING STOCK | Management | For |
| For |
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| 2. | A PROPOSAL TO AUTHORIZE THE | Management | For |
| For |
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| 3. | DIRECTOR | Management |
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| 1 | MICHAEL A. GEORGE |
| For | For |
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| 2 | GREGORY B. MAFFEI |
| For | For |
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| 3 | M. LAVOY ROBISON |
| For | For |
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| 4. | A PROPOSAL TO RATIFY THE SELECTION OF | Management | For |
| For |
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| EXTORRE GOLD MINES LIMITED | ||||||||||
| Security | 30227B109 |
| Meeting Type | Special | ||||||
| Ticker Symbol | XG |
| Meeting Date | 15-Aug-2012 | ||||||
| ISIN | CA30227B1094 |
| Agenda | 933670526 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | TO PASS A SPECIAL RESOLUTION | Management | For |
| For |
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| TUDOU HLDGS LTD | ||||||||||
| Security | 89903T107 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | TUDO |
| Meeting Date | 20-Aug-2012 | ||||||
| ISIN | US89903T1079 |
| Agenda | 933672114 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| S1 | THAT (1) AGREEMENT AND PLAN OF | Management | For |
| For |
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| O2 | AS AN ORDINARY RESOLUTION, THAT, | Management | For |
| For |
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| O3 | THAT, IN EVENT THAT THERE ARE | Management | For |
| For |
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| TUDOU HLDGS LTD | ||||||||||
| Security | 89903T107 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | TUDO |
| Meeting Date | 20-Aug-2012 | ||||||
| ISIN | US89903T1079 |
| Agenda | 933677582 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| S1 | THAT (1) AGREEMENT AND PLAN OF | Management |
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| O2 | AS AN ORDINARY RESOLUTION, THAT, | Management |
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| O3 | THAT, IN EVENT THAT THERE ARE | Management |
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| COLLECTIVE BRANDS, INC. | ||||||||||
| Security | 19421W100 |
| Meeting Type | Special | ||||||
| Ticker Symbol | PSS |
| Meeting Date | 21-Aug-2012 | ||||||
| ISIN | US19421W1009 |
| Agenda | 933671530 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
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| 2. | TO ADJOURN THE SPECIAL MEETING, IF | Management | For |
| For |
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| 3. | TO APPROVE, BY NON-BINDING, ADVISORY | Management | For |
| For |
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| PROGRESS ENERGY RES CORP | ||||||||||
| Security | 74326Y107 |
| Meeting Type | Special General Meeting | ||||||
| Ticker Symbol |
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| Meeting Date | 28-Aug-2012 | ||||||
| ISIN | CA74326Y1079 |
| Agenda | 703982997 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE | Non-Voting |
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| 1 | A special resolution, the full text of which is set | Management | For |
| For |
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| 2 | To transact such other business, including | Management | Abstain |
| For |
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| PROGRESS ENERGY RESOURCES CORP. | ||||||||||
| Security | 74326Y107 |
| Meeting Type | Special | ||||||
| Ticker Symbol | PRQNF |
| Meeting Date | 28-Aug-2012 | ||||||
| ISIN | CA74326Y1079 |
| Agenda | 933672722 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | A SPECIAL RESOLUTION, THE FULL TEXT OF | Management | For |
| For |
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| ARIBA, INC. | ||||||||||
| Security | 04033V203 |
| Meeting Type | Special | ||||||
| Ticker Symbol | ARBA |
| Meeting Date | 29-Aug-2012 | ||||||
| ISIN | US04033V2034 |
| Agenda | 933672380 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
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| 2. | TO APPROVE, ON A NON-BINDING ADVISORY | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| TMX GROUP INC | ||||||||||
| Security | 87261X108 |
| Meeting Type | Special General Meeting | ||||||
| Ticker Symbol |
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| Meeting Date | 12-Sep-2012 | ||||||
| ISIN | CA87261X1087 |
| Agenda | 704014454 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE | Non-Voting |
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| 1 | A special resolution of shareholders (the | Management | For |
| For |
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| 2 | An ordinary resolution of shareholders (the | Management | For |
| For |
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| TYCO INTERNATIONAL LTD. | ||||||||||
| Security | H89128104 |
| Meeting Type | Special | ||||||
| Ticker Symbol | TYC |
| Meeting Date | 17-Sep-2012 | ||||||
| ISIN | CH0100383485 |
| Agenda | 933676580 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | THE APPROVAL OF THE DISTRIBUTION OF | Management | For |
| For |
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| 2. | THE APPROVAL OF THE DISTRIBUTION OF | Management | For |
| For |
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| 3. | DIRECTOR | Management |
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| 1 | GEORGE R. OLIVER |
| For | For |
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| 2 | FRANK M. DRENDEL |
| For | For |
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| 4. | THE APPROVAL OF THE PAYMENT OF AN | Management | For |
| For |
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| 5. | THE APPROVAL OF THE TYCO | Management | For |
| For |
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| BRIGHTPOINT, INC. | ||||||||||
| Security | 109473405 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CELL |
| Meeting Date | 19-Sep-2012 | ||||||
| ISIN | US1094734050 |
| Agenda | 933680527 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE AGREEMENT AND PLAN | Management | For |
| For |
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| 2. | TO APPROVE, ON A NON-BINDING, | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| NEXEN INC. | ||||||||||
| Security | 65334H102 |
| Meeting Type | Special | ||||||
| Ticker Symbol | NXY |
| Meeting Date | 20-Sep-2012 | ||||||
| ISIN | CA65334H1029 |
| Agenda | 933680921 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | A SPECIAL RESOLUTION, THE FULL TEXT OF | Management | For |
| For |
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| PAR PHARMACEUTICAL COMPANIES, INC. | ||||||||||
| Security | 69888P106 |
| Meeting Type | Special | ||||||
| Ticker Symbol | PRX |
| Meeting Date | 27-Sep-2012 | ||||||
| ISIN | US69888P1066 |
| Agenda | 933683408 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
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| 2. | TO CONSIDER AND VOTE ON A NON- | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| SUNOCO,INC. | ||||||||||
| Security | 86764P109 |
| Meeting Type | Special | ||||||
| Ticker Symbol | SUN |
| Meeting Date | 04-Oct-2012 | ||||||
| ISIN | US86764P1093 |
| Agenda | 933684450 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE AND ADOPT AGREEMENT & | Management | For |
| For |
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| 2. | TO APPROVE, ON AN ADVISORY (NON- | Management | For |
| For |
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| 3. | TO APPROVE ANY ADJOURNMENTS OF THE | Management | For |
| For |
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| THE PROCTER & GAMBLE COMPANY | ||||||||||
| Security | 742718109 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | PG |
| Meeting Date | 09-Oct-2012 | ||||||
| ISIN | US7427181091 |
| Agenda | 933681062 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: ANGELA F. BRALY | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: KENNETH I. | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: SCOTT D. COOK | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: SUSAN DESMOND- | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: ROBERT A. | Management | For |
| For |
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| 1F. | ELECTION OF DIRECTOR: W. JAMES | Management | For |
| For |
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| 1G. | ELECTION OF DIRECTOR: JOHNATHAN A. | Management | For |
| For |
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| 1H. | ELECTION OF DIRECTOR: MARGARET C. | Management | For |
| For |
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| 1I. | ELECTION OF DIRECTOR: MARY AGNES | Management | For |
| For |
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| 1J. | ELECTION OF DIRECTOR: PATRICIA A. | Management | For |
| For |
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| 1K. | ELECTION OF DIRECTOR: ERNESTO | Management | For |
| For |
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| 2. | RATIFY APPOINTMENT OF THE | Management | For |
| For |
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| 3. | ADVISORY VOTE ON EXECUTIVE | Management | For |
| For |
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| 4. | SHAREHOLDER PROPOSAL #1 - SAY ON | Shareholder | Abstain |
| Against |
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| 5. | SHAREHOLDER PROPOSAL #2 - PRODUCER | Shareholder | Abstain |
| Against |
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| 6. | SHAREHOLDER PROPOSAL #3 - ADOPT | Shareholder | Abstain |
| Against |
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| TELUS CORPORATION | ||||||||||
| Security | 87971M202 |
| Meeting Type | Contested-Annual | ||||||
| Ticker Symbol | TU |
| Meeting Date | 17-Oct-2012 | ||||||
| ISIN | CA87971M2022 |
| Agenda | 933685375 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | PASS BY MEANS OF A SEPARATE VOTE, | Management | For |
| For |
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| AMERIGROUP CORPORATION | ||||||||||
| Security | 03073T102 |
| Meeting Type | Special | ||||||
| Ticker Symbol | AGP |
| Meeting Date | 23-Oct-2012 | ||||||
| ISIN | US03073T1025 |
| Agenda | 933684842 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
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| 2. | TO APPROVE AN ADJOURNMENT OF THE | Management | For |
| For |
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| 3. | TO APPROVE, ON A NON-BINDING, | Management | For |
| For |
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| THE HILLSHIRE BRANDS COMPANY | ||||||||||
| Security | 432589109 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | HSH |
| Meeting Date | 25-Oct-2012 | ||||||
| ISIN | US4325891095 |
| Agenda | 933686694 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: TODD A. BECKER | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: CHRISTOPHER B. | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: ELLEN L. | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: VIRGIS W. | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: SEAN M. | Management | For |
| For |
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| 1F. | ELECTION OF DIRECTOR: LAURETTE T. | Management | For |
| For |
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| 1G. | ELECTION OF DIRECTOR: CRAIG P. | Management | For |
| For |
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| 1H. | ELECTION OF DIRECTOR: SIR IAN PROSSER | Management | For |
| For |
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| 1I. | ELECTION OF DIRECTOR: JONATHAN P. | Management | For |
| For |
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| 1J. | ELECTION OF DIRECTOR: JAMES D. WHITE | Management | For |
| For |
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| 2. | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
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| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For |
| For |
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| 4. | VOTE ON APPROVAL OF THE 2012 LONG- | Management | For |
| For |
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| COOPER INDUSTRIES PLC | ||||||||||
| Security | G24140111 |
| Meeting Type | Special | ||||||
| Ticker Symbol |
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| Meeting Date | 26-Oct-2012 | ||||||
| ISIN |
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| Agenda | 933692736 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | APPROVAL OF THE SCHEME OF | Management | For |
| For |
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| 2. | CANCELLATION OF COOPER SHARES | Management | For |
| For |
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| 3. | DIRECTORS' AUTHORITY TO ALLOT | Management | For |
| For |
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| 4. | AMENDMENT TO ARTICLES OF | Management | For |
| For |
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| 5. | CREATION OF DISTRIBUTABLE RESERVES | Management | For |
| For |
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| 6. | APPROVAL ON AN ADVISORY BASIS OF | Management | For |
| For |
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| 7. | ADJOURNMENT OF THE EXTRAORDINARY | Management | For |
| For |
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| COOPER INDUSTRIES PLC | ||||||||||
| Security | G24140108 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CBE |
| Meeting Date | 26-Oct-2012 | ||||||
| ISIN | IE00B40K9117 |
| Agenda | 933692748 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE SCHEME OF | Management | For |
| For |
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| LAM RESEARCH CORPORATION | ||||||||||
| Security | 512807108 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | LRCX |
| Meeting Date | 01-Nov-2012 | ||||||
| ISIN | US5128071082 |
| Agenda | 933688802 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | DIRECTOR | Management |
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| 1 | MARTIN B. ANSTICE |
| For | For |
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| 2 | ERIC K. BRANDT |
| For | For |
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| 3 | MICHAEL R. CANNON |
| For | For |
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| 4 | YOUSSEF A. EL-MANSY |
| For | For |
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| 5 | CHRISTINE A. HECKART |
| For | For |
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| 6 | GRANT M. INMAN |
| For | For |
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| 7 | CATHERINE P. LEGO |
| For | For |
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| 8 | STEPHEN G. NEWBERRY |
| For | For |
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| 9 | KRISHNA C. SARASWAT |
| For | For |
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| 10 | WILLIAM R. SPIVEY |
| For | For |
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| 11 | ABHIJIT Y. TALWALKAR |
| For | For |
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| 2. | ADVISORY VOTE ON FISCAL YEAR 2012 | Management | For |
| For |
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| 3. | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
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| OSAKA SECURITIES EXCHANGE CO.,LTD. | ||||||||||
| Security | J6254G104 |
| Meeting Type | ExtraOrdinary General Meeting | ||||||
| Ticker Symbol |
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| Meeting Date | 20-Nov-2012 | ||||||
| ISIN | JP3183200009 |
| Agenda | 704151606 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| Please reference meeting materials. | Non-Voting |
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| 1 | Approve Reduction in Capital Reserves and | Management |
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| 2 | Approve the Merger Agreement between the | Management |
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| 3 | Approve the Split-type Absorption Agreement | Management |
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| 4 | Amend Articles to: Change Official Company | Management |
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| 5.1 | Appoint a Director | Management |
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| 5.2 | Appoint a Director | Management |
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| 5.3 | Appoint a Director | Management |
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| 5.4 | Appoint a Director | Management |
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| 5.5 | Appoint a Director | Management |
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| 5.6 | Appoint a Director | Management |
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| 5.7 | Appoint a Director | Management |
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| 5.8 | Appoint a Director | Management |
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| 5.9 | Appoint a Director | Management |
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| 5.10 | Appoint a Director | Management |
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| 5.11 | Appoint a Director | Management |
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| 5.12 | Appoint a Director | Management |
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| 5.13 | Appoint a Director | Management |
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| 6 | Appoint Accounting Auditors | Management |
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| COVENTRY HEALTH CARE, INC. | ||||||||||
| Security | 222862104 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CVH |
| Meeting Date | 21-Nov-2012 | ||||||
| ISIN | US2228621049 |
| Agenda | 933700329 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | PROPOSAL TO ADOPT THE AGREEMENT | Management | For |
| For |
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| 2. | PROPOSAL TO APPROVE THE | Management | For |
| For |
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| 3. | PROPOSAL TO APPROVE ON AN ADVISORY, | Management | For |
| For |
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| DOLE FOOD COMPANY, INC. | ||||||||||
| Security | 256603101 |
| Meeting Type | Special | ||||||
| Ticker Symbol | DOLE |
| Meeting Date | 06-Dec-2012 | ||||||
| ISIN | US2566031017 |
| Agenda | 933709163 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | SALE PROPOSAL: TO APPROVE THE SALE | Management | For |
| For |
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| 02 | TRANSACTION-RELATED COMPENSATION | Management | For |
| For |
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| 03 | PROPOSAL TO ADJOURN OR POSTPONE | Management | For |
| For |
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| MEDICIS PHARMACEUTICAL CORPORATION | ||||||||||
| Security | 584690309 |
| Meeting Type | Special | ||||||
| Ticker Symbol | MRX |
| Meeting Date | 07-Dec-2012 | ||||||
| ISIN | US5846903095 |
| Agenda | 933704860 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
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| 2. | TO ADJOURN THE SPECIAL MEETING, IF | Management | For |
| For |
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| 3. | TO APPROVE A NON-BINDING ADVISORY | Management | For |
| For |
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| CHICAGO BRIDGE & IRON COMPANY N.V. | ||||||||||
| Security | 167250109 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CBI |
| Meeting Date | 18-Dec-2012 | ||||||
| ISIN | US1672501095 |
| Agenda | 933710421 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE CONSUMMATION BY | Management | For |
| For |
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| 2. | TO ADJOURN THE SPECIAL GENERAL | Management | For |
| For |
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| CHICAGO BRIDGE & IRON COMPANY N.V. | ||||||||||
| Security | 167250109 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CBI |
| Meeting Date | 18-Dec-2012 | ||||||
| ISIN | US1672501095 |
| Agenda | 933713958 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE CONSUMMATION BY | Management | For |
| For |
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| 2. | TO ADJOURN THE SPECIAL GENERAL | Management | For |
| For |
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| THE SHAW GROUP INC. | ||||||||||
| Security | 820280105 |
| Meeting Type | Special | ||||||
| Ticker Symbol | SHAW |
| Meeting Date | 21-Dec-2012 | ||||||
| ISIN | US8202801051 |
| Agenda | 933709795 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | PROPOSAL TO APPROVE THE | Management | For |
| For |
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| 02 | PROPOSAL, ON AN ADVISORY (NON- | Management | For |
| For |
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| 03 | PROPOSAL TO APPROVE THE | Management | For |
| For |
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| THE SHAW GROUP INC. | ||||||||||
| Security | 820280105 |
| Meeting Type | Special | ||||||
| Ticker Symbol | SHAW |
| Meeting Date | 21-Dec-2012 | ||||||
| ISIN | US8202801051 |
| Agenda | 933717172 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | PROPOSAL TO APPROVE THE | Management | For |
| For |
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| 02 | PROPOSAL, ON AN ADVISORY (NON- | Management | For |
| For |
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| 03 | PROPOSAL TO APPROVE THE | Management | For |
| For |
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| ANCESTRY.COM INC | ||||||||||
| Security | 032803108 |
| Meeting Type | Special | ||||||
| Ticker Symbol | ACOM |
| Meeting Date | 27-Dec-2012 | ||||||
| ISIN | US0328031085 |
| Agenda | 933716675 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO CONSIDER AND VOTE ON A PROPOSAL | Management | For |
| For |
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| 2. | TO APPROVE, ON AN ADVISORY (NON- | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| 4. | TO ACT UPON OTHER BUSINESS AS MAY | Management | For |
| For |
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| AMERICAN REALTY CAPITAL TRUST | ||||||||||
| Security | 02917L101 |
| Meeting Type | Special | ||||||
| Ticker Symbol | ARCT |
| Meeting Date | 16-Jan-2013 | ||||||
| ISIN | US02917L1017 |
| Agenda | 933718073 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE MERGER OF THE | Management |
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| 2. | TO APPROVE, ON A NON-BINDING, | Management |
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| 3. | TO ADJOURN THE SPECIAL MEETING, IF | Management |
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| FRASER & NEAVE LTD | ||||||||||
| Security | Y2642C155 |
| Meeting Type | Annual General Meeting | ||||||
| Ticker Symbol |
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| Meeting Date | 29-Jan-2013 | ||||||
| ISIN | SG1T58930911 |
| Agenda | 704225401 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1 | To receive and adopt the report of the directors | Management | For |
| For |
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| 2 | To approve a final tax-exempt (one-tier) dividend | Management | For |
| For |
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| 3.a | That Ms Maria Mercedes Corrales, who retires by | Management | For |
| For |
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| 3.b | That Mr Lee Hsien Yang, who retires by rotation, | Management | For |
| For |
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| 3.c | That Mr Nicky Tan Ng Kuang, who retires by | Management | For |
| For |
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| 4 | To approve directors' fees of SGD 2,900,000 | Management | For |
| For |
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| 5 | To re-appoint auditors for the ensuing year and | Management | For |
| For |
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| 6 | That authority be and is hereby given to the | Management | For |
| For |
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| CONT | CONTD resolution was in force, provided that: (1) | Non-Voting |
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| ("SGX-ST")) for the purpose of determining the |
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| CONT | CONTD resolution is passed, after adjusting for: | Non-Voting |
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| CONT | CONTD the date by which the next annual | Non-Voting |
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| 7 | That approval be and is hereby given to the | Management | For |
| For |
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| 8 | That approval be and is hereby given to the | Management | For |
| For |
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| CONT | CONTD the total number of issued ordinary | Non-Voting |
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| 9 | That authority be and is hereby given to the | Management | For |
| For |
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| 10 | That: (a) for the purposes of sections 76C and | Management | For |
| For |
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| CONT | CONTD exchange) in accordance with any equal | Non-Voting |
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| CONT | CONTD the date on which the next annual | Non-Voting |
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| CONT | CONTD that occurs after the relevant five-day | Non-Voting |
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| CONT | CONTD which shall not exceed 105% of the | Non-Voting |
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| 11 | To transact any other business which may | Management | Against |
| Against |
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| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE | Non-Voting |
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| CMMT | PLEASE NOTE THAT THIS IS A REVISION | Non-Voting |
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| RALCORP HOLDINGS, INC. | ||||||||||
| Security | 751028101 |
| Meeting Type | Special | ||||||
| Ticker Symbol | RAH |
| Meeting Date | 29-Jan-2013 | ||||||
| ISIN | US7510281014 |
| Agenda | 933723543 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE AGREEMENT AND PLAN | Management | For |
| For |
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| 2. | TO APPROVE, ON AN ADVISORY (NON- | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| CYMER, INC. | ||||||||||
| Security | 232572107 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CYMI |
| Meeting Date | 05-Feb-2013 | ||||||
| ISIN | US2325721072 |
| Agenda | 933725458 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE AGREEMENT AND PLAN | Management | For |
| For |
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| 2. | TO ADJOURN THE SPECIAL MEETING, IF | Management | For |
| For |
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| 3. | TO APPROVE A NON-BINDING ADVISORY | Management | For |
| For |
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| GRUPO MODELO SAB DE CV | ||||||||||
| Security | P4833F104 |
| Meeting Type | Ordinary General Meeting | ||||||
| Ticker Symbol |
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| Meeting Date | 06-Feb-2013 | ||||||
| ISIN | MXP4833F1044 |
| Agenda | 704246049 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| CMMT | PLEASE NOTE THAT ONLY MEXICAN | Non-Voting |
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| I | Discussion and approval, if deemed appropriate, | Non-Voting |
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| II | Designation of delegates who will carry out the | Non-Voting |
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| NAVISTAR INTERNATIONAL CORPORATION | ||||||||||
| Security | 63934E108 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | NAV |
| Meeting Date | 19-Feb-2013 | ||||||
| ISIN | US63934E1082 |
| Agenda | 933726830 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | DIRECTOR | Management |
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| 1 | JOHN C. POPE |
| For | For |
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| 2 | VINCENT J. INTRIERI |
| For | For |
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| 3 | MICHAEL N. HAMMES |
| For | For |
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| 4 | MARK H. RACHESKY |
| For | For |
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| 5 | SAMUEL J. MERKSAMER |
| For | For |
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| 6 | GENERAL S.A. MCCHRYSTAL |
| For | For |
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| 2. | VOTE TO RATIFY THE SELECTION OF KPMG | Management | For |
| For |
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| 3. | ADVISORY VOTE ON EXECUTIVE | Management | For |
| For |
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| 4. | APPROVE THE NAVISTAR INTERNATIONAL | Management | For |
| For |
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| PSS WORLD MEDICAL, INC. | ||||||||||
| Security | 69366A100 |
| Meeting Type | Special | ||||||
| Ticker Symbol | PSSI |
| Meeting Date | 19-Feb-2013 | ||||||
| ISIN | US69366A1007 |
| Agenda | 933727349 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE AGREEMENT AND PLAN | Management | For |
| For |
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| 2. | TO APPROVE, ON A NON-BINDING ADVISORY | Management | For |
| For |
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| 3. | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
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| ALTERRA CAPITAL HOLDINGS LIMITED | ||||||||||
| Security | G0229R108 |
| Meeting Type | Special | ||||||
| Ticker Symbol | ALTE |
| Meeting Date | 26-Feb-2013 | ||||||
| ISIN | BMG0229R1088 |
| Agenda | 933728769 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE AN AMENDMENT TO THE BYE- | Management | For |
| For |
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| 2. | TO APPROVE AND ADOPT THE MERGER | Management | For |
| For |
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| 3. | TO CAST AN ADVISORY (NON-BINDING) | Management | For |
| For |
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| 4. | TO TRANSACT SUCH OTHER BUSINESS, IF | Management | For |
| For |
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| ASTRAL MEDIA INC | ||||||||||
| Security | 046346201 |
| Meeting Type | Annual General Meeting | ||||||
| Ticker Symbol |
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| Meeting Date | 27-Feb-2013 | ||||||
| ISIN | CA0463462014 |
| Agenda | 704260277 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| CMMT | PLEASE NOTE THAT THESE SHARES HAVE | Non-Voting |
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| 1.1 | Election of Director: Austin C. Beutel | Non-Voting |
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| 1.2 | Election of Director: Paul A. Bronfman | Non-Voting |
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| 1.3 | Election of Director: Andre Bureau | Non-Voting |
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| 1.4 | Election of Director: Jack L. Cockwell | Non-Voting |
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| 1.5 | Election of Director: George A. Cohon | Non-Voting |
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| 1.6 | Election of Director: Paul V. Godfrey | Non-Voting |
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| 1.7 | Election of Director: Ian Greenberg | Non-Voting |
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| 1.8 | Election of Director: Sidney Greenberg | Non-Voting |
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| 1.9 | Election of Director: Stephen Greenberg | Non-Voting |
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| 1.10 | Election of Director: Sidney M. Horn | Non-Voting |
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| 1.11 | Election of Director: Monique Jerome-Forget | Non-Voting |
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| 1.12 | Election of Director: Timothy R. Price | Non-Voting |
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| 1.13 | Election of Director: Phyllis Yaffe | Non-Voting |
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| 2 | The appointment of Ernst & Young LLP, | Non-Voting |
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| JEFFERIES GROUP, INC. | ||||||||||
| Security | 472319102 |
| Meeting Type | Special | ||||||
| Ticker Symbol | JEF |
| Meeting Date | 28-Feb-2013 | ||||||
| ISIN | US4723191023 |
| Agenda | 933732631 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | AGREEMENT & PLAN OF MERGER, (AS IT | Management | For |
| For |
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| 2. | TO APPROVE ON AN ADVISORY (NON- | Management | For |
| For |
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| 3. | TO APPROVE ANY ADJOURNMENT OF THE | Management | For |
| For |
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| METROPCS COMMUNICATIONS, INC. | ||||||||||
| Security | 591708102 |
| Meeting Type | Special | ||||||
| Ticker Symbol | PCS |
| Meeting Date | 01-Mar-2013 | ||||||
| ISIN | US5917081029 |
| Agenda | 933738330 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE STOCK ISSUANCE | Management |
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| 2. | TO APPROVE THE RECAPITALIZATION | Management |
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| 3. | TO APPROVE THE DECLASSIFICATION | Management |
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| 4. | TO APPROVE THE DEUTSCHE TELEKOM | Management |
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| 5. | TO APPROVE THE DIRECTOR REMOVAL | Management |
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| 6. | TO APPROVE THE DEUTSCHE TELEKOM | Management |
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| 7. | TO APPROVE THE CALLING OF | Management |
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| 8. | TO APPROVE THE ACTION BY WRITTEN | Management |
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| 9. | TO APPROVE THE BYLAW AMENDMENTS | Management |
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| 10. | TO APPROVE THE GOVERNING LAW AND | Management |
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| 11. | TO APPROVE THE CHANGE IN CONTROL | Management |
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| 12. | TO APPROVE THE ADJOURNMENT | Management |
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| TYCO INTERNATIONAL LTD. | ||||||||||
| Security | H89128104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | TYC |
| Meeting Date | 06-Mar-2013 | ||||||
| ISIN | CH0100383485 |
| Agenda | 933727084 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO APPROVE THE ANNUAL REPORT, THE | Management | For |
| For |
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| 2. | TO DISCHARGE THE BOARD OF DIRECTORS | Management | For |
| For |
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| 3. | DIRECTOR | Management |
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| 1 | EDWARD D. BREEN |
| For | For |
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| 2 | MICHAEL E. DANIELS |
| For | For |
| |||
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| 3 | FRANK M. DRENDEL |
| For | For |
| |||
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| 4 | BRIAN DUPERREAULT |
| For | For |
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| 5 | RAJIV L. GUPTA |
| For | For |
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| 6 | JOHN A. KROL |
| For | For |
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| 7 | GEORGE OLIVER |
| For | For |
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| 8 | BRENDAN R. O'NEILL |
| For | For |
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| 9 | SANDRA S. WIJNBERG |
| For | For |
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| 10 | R. DAVID YOST |
| For | For |
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| 4A. | TO ELECT DELOITTE AG (ZURICH) AS | Management | For |
| For |
| ||||
| 4B. | TO RATIFY APPOINTMENT OF DELOITTE & | Management | For |
| For |
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| 4C. | TO ELECT PRICEWATERHOUSECOOPERS | Management | For |
| For |
| ||||
| 5A. | APPROVE THE ALLOCATION OF FISCAL | Management | For |
| For |
| ||||
| 5B. | APPROVE THE PAYMENT OF AN ORDINARY | Management | For |
| For |
| ||||
| 6. | TO CAST A NON-BINDING ADVISORY VOTE | Management | For |
| For |
| ||||
| 7. | TO AMEND OUR ARTICLES OF ASSOCIATION | Management | For |
| For |
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| 8. | TO APPROVE A REDUCTION IN THE | Management | For |
| For |
| ||||
| INTERMEC, INC. | ||||||||||
| Security | 458786100 |
| Meeting Type | Special | ||||||
| Ticker Symbol | IN |
| Meeting Date | 19-Mar-2013 | ||||||
| ISIN | US4587861000 |
| Agenda | 933734762 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | TO CONSIDER AND VOTE UPON A | Management | For |
| For |
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| 2. | TO CONSIDER AND VOTE UPON ANY | Management | For |
| For |
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| 3. | TO CONSIDER AND VOTE ON A PROPOSAL | Management | For |
| For |
| ||||
| BP P.L.C. | ||||||||||
| Security | 055622104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | BP |
| Meeting Date | 11-Apr-2013 | ||||||
| ISIN | US0556221044 |
| Agenda | 933747923 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | TO RECEIVE THE DIRECTORS' ANNUAL | Management | For |
| For |
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| 2. | TO APPROVE THE DIRECTORS' | Management | For |
| For |
| ||||
| 3. | TO RE-ELECT MR. R W DUDLEY AS A | Management | For |
| For |
| ||||
| 4. | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For |
| For |
| ||||
| 5. | TO RE-ELECT DR. B GILVARY AS A | Management | For |
| For |
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| 6. | TO RE-ELECT MR. P M ANDERSON AS A | Management | For |
| For |
| ||||
| 7. | TO RE-ELECT ADMIRAL F L BOWMAN AS A | Management | For |
| For |
| ||||
| 8. | TO RE-ELECT MR. A BURGMANS AS A | Management | For |
| For |
| ||||
| 9. | TO RE-ELECT MRS. C B CARROLL AS A | Management | For |
| For |
| ||||
| 10. | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For |
| For |
| ||||
| 11. | TO RE-ELECT MR. I E L DAVIS AS A | Management | For |
| For |
| ||||
| 12. | TO RE-ELECT PROFESSOR DAME ANN | Management | For |
| For |
| ||||
| 13. | TO RE-ELECT MR. B R NELSON AS A | Management | For |
| For |
| ||||
| 14. | TO RE-ELECT MR. F P NHLEKO AS A | Management | For |
| For |
| ||||
| 15. | TO RE-ELECT MR. A B SHILSTON AS A | Management | For |
| For |
| ||||
| 16. | TO RE-ELECT MR. C-H SVANBERG AS A | Management | For |
| For |
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| 17. | TO REAPPOINT ERNST & YOUNG LLP AS | Management | For |
| For |
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| S18 | SPECIAL RESOLUTION: TO GIVE LIMITED | Management | For |
| For |
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| 19. | TO GIVE LIMITED AUTHORITY TO ALLOT | Management | For |
| For |
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| S20 | SPECIAL RESOLUTION: TO GIVE AUTHORITY | Management | For |
| For |
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| S21 | SPECIAL RESOLUTION: TO AUTHORIZE THE | Management | For |
| For |
| ||||
| BP P.L.C. | ||||||||||
| Security | 055622104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | BP |
| Meeting Date | 11-Apr-2013 | ||||||
| ISIN | US0556221044 |
| Agenda | 933773954 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | TO RECEIVE THE DIRECTORS' ANNUAL | Management | For |
| For |
| ||||
| 2. | TO APPROVE THE DIRECTORS' | Management | For |
| For |
| ||||
| 3. | TO RE-ELECT MR. R W DUDLEY AS A | Management | For |
| For |
| ||||
| 4. | TO RE-ELECT MR. I C CONN AS A DIRECTOR. | Management | For |
| For |
| ||||
| 5. | TO RE-ELECT DR. B GILVARY AS A | Management | For |
| For |
| ||||
| 6. | TO RE-ELECT MR. P M ANDERSON AS A | Management | For |
| For |
| ||||
| 7. | TO RE-ELECT ADMIRAL F L BOWMAN AS A | Management | For |
| For |
| ||||
| 8. | TO RE-ELECT MR. A BURGMANS AS A | Management | For |
| For |
| ||||
| 9. | TO RE-ELECT MRS. C B CARROLL AS A | Management | For |
| For |
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| 10. | TO RE-ELECT MR. G DAVID AS A DIRECTOR. | Management | For |
| For |
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| 11. | TO RE-ELECT MR. I E L DAVIS AS A | Management | For |
| For |
| ||||
| 12. | TO RE-ELECT PROFESSOR DAME ANN | Management | For |
| For |
| ||||
| 13. | TO RE-ELECT MR. B R NELSON AS A | Management | For |
| For |
| ||||
| 14. | TO RE-ELECT MR. F P NHLEKO AS A | Management | For |
| For |
| ||||
| 15. | TO RE-ELECT MR. A B SHILSTON AS A | Management | For |
| For |
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| 16. | TO RE-ELECT MR. C-H SVANBERG AS A | Management | For |
| For |
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| 17. | TO REAPPOINT ERNST & YOUNG LLP AS | Management | For |
| For |
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| S18 | SPECIAL RESOLUTION: TO GIVE LIMITED | Management | For |
| For |
| ||||
| 19. | TO GIVE LIMITED AUTHORITY TO ALLOT | Management | For |
| For |
| ||||
| S20 | SPECIAL RESOLUTION: TO GIVE AUTHORITY | Management | For |
| For |
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| S21 | SPECIAL RESOLUTION: TO AUTHORIZE THE | Management | For |
| For |
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| EATON VANCE FLOATING-RATE INCOME TRUST | ||||||||||
| Security | 278279104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | EFT |
| Meeting Date | 12-Apr-2013 | ||||||
| ISIN | US2782791048 |
| Agenda | 933728656 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | DIRECTOR | Management |
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| 1 | HELEN FRAME PETERS |
| For | For |
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| 2 | LYNN A. STOUT |
| For | For |
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| FIFTH THIRD BANCORP | ||||||||||
| Security | 316773100 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | FITB |
| Meeting Date | 16-Apr-2013 | ||||||
| ISIN | US3167731005 |
| Agenda | 933740474 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: DARRYL F. ALLEN | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: B. EVAN BAYH III | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: ULYSSES L. | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: EMERSON L. | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: JAMES P. | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: GARY R. | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: JEWELL D. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: WILLIAM M. ISAAC | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: KEVIN T. KABAT | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: MITCHEL D. | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: MICHAEL B. | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: HENDRIK G. | Management | For |
| For |
| ||||
| 1M. | ELECTION OF DIRECTOR: JOHN J. SCHIFF, | Management | For |
| For |
| ||||
| 1N. | ELECTION OF DIRECTOR: MARSHA C. | Management | For |
| For |
| ||||
| 02. | APPROVAL OF THE APPOINTMENT OF THE | Management | For |
| For |
| ||||
| 03. | AN ADVISORY APPROVAL OF THE | Management | For |
| For |
| ||||
| 04. | AN ADVISORY VOTE TO DETERMINE | Management | 1 Year |
| For |
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| ARBITRON INC. | ||||||||||
| Security | 03875Q108 |
| Meeting Type | Special | ||||||
| Ticker Symbol | ARB |
| Meeting Date | 16-Apr-2013 | ||||||
| ISIN | US03875Q1085 |
| Agenda | 933752924 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | ADOPTION OF THE AGREEMENT AND PLAN | Management | For |
| For |
| ||||
| 2. | APPROVAL OF THE ADJOURNMENT OF THE | Management | For |
| For |
| ||||
| 3. | APPROVAL, ON AN ADVISORY (NON- | Management | For |
| For |
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| HUDSON CITY BANCORP, INC. | ||||||||||
| Security | 443683107 |
| Meeting Type | Special | ||||||
| Ticker Symbol | HCBK |
| Meeting Date | 18-Apr-2013 | ||||||
| ISIN | US4436831071 |
| Agenda | 933738467 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | THE ADOPTION OF THE AGREEMENT AND | Management | For |
| For |
| ||||
| 2. | THE APPROVAL, ON A NON-BINDING, | Management | For |
| For |
| ||||
| 3. | THE APPROVAL OF ONE OR MORE | Management | For |
| For |
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| CITIGROUP INC. | ||||||||||
| Security | 172967424 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | C |
| Meeting Date | 24-Apr-2013 | ||||||
| ISIN | US1729674242 |
| Agenda | 933746375 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: MICHAEL L. | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: ROBERT L. JOSS | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: MICHAEL E. | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: ROBERT L. RYAN | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: ANTHONY M. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: WILLIAM S. | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: ERNESTO | Management | For |
| For |
| ||||
| 2. | PROPOSAL TO RATIFY THE SELECTION OF | Management | For |
| For |
| ||||
| 3. | ADVISORY APPROVAL OF CITI'S 2012 | Management | For |
| For |
| ||||
| 4. | AMENDMENT TO THE CITIGROUP 2009 | Management | For |
| For |
| ||||
| 5. | STOCKHOLDER PROPOSAL REQUESTING | Shareholder | Abstain |
| Against |
| ||||
| 6. | STOCKHOLDER PROPOSAL REQUESTING A | Shareholder | Abstain |
| Against |
| ||||
| 7. | STOCKHOLDER PROPOSAL REQUESTING | Shareholder | Abstain |
| Against |
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| METROPCS COMMUNICATIONS, INC. | ||||||||||
| Security | 591708102 |
| Meeting Type | Contested-Special | ||||||
| Ticker Symbol | PCS |
| Meeting Date | 24-Apr-2013 | ||||||
| ISIN | US5917081029 |
| Agenda | 933748204 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | TO APPROVE THE STOCK ISSUANCE | Management | For |
| For |
| ||||
| 2. | TO APPROVE THE RECAPITALIZATION | Management | For |
| For |
| ||||
| 3. | TO APPROVE THE DECLASSIFICATION | Management | For |
| For |
| ||||
| 4. | TO APPROVE THE DEUTSCHE TELEKOM | Management | For |
| For |
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| 5. | TO APPROVE THE DIRECTOR REMOVAL | Management | For |
| For |
| ||||
| 6. | TO APPROVE THE DEUTSCHE TELEKOM | Management | For |
| For |
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| 7. | TO APPROVE THE CALLING OF | Management | For |
| For |
| ||||
| 8. | TO APPROVE THE ACTION BY WRITTEN | Management | For |
| For |
| ||||
| 9. | TO APPROVE THE BYLAW AMENDMENTS | Management | For |
| For |
| ||||
| 10. | TO APPROVE THE GOVERNING LAW AND | Management | For |
| For |
| ||||
| 11. | TO APPROVE THE CHANGE IN CONTROL | Management | For |
| For |
| ||||
| 12. | TO APPROVE THE ADJOURNMENT | Management | For |
| For |
| ||||
| METROPCS COMMUNICATIONS, INC. | ||||||||||
| Security | 591708102 |
| Meeting Type | Contested-Special | ||||||
| Ticker Symbol | PCS |
| Meeting Date | 24-Apr-2013 | ||||||
| ISIN | US5917081029 |
| Agenda | 933748216 - Opposition | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | A PROPOSAL TO APPROVE THE STOCK | Management |
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| 2. | A PROPOSAL TO APPROVE THE | Management |
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| 3. | A PROPOSAL TO APPROVE THE | Management |
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| 4. | A PROPOSAL TO APPROVE THE DEUTSCHE | Management |
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| 5. | A PROPOSAL TO APPROVE THE DIRECTOR | Management |
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| 6. | A PROPOSAL TO APPROVE THE DEUTSCHE | Management |
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| 7. | A PROPOSAL TO APPROVE THE CALLING OF | Management |
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| 8. | A PROPOSAL TO APPROVE THE ACTION BY | Management |
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| 9. | A PROPOSAL TO APPROVE THE BYLAW | Management |
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| 10. | A PROPOSAL TO APPROVE THE GOVERNING | Management |
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| 11. | A PROPOSAL TO APPROVE THE CHANGE IN | Management |
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| 12. | A PROPOSAL TO APPROVE THE | Management |
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| ANHEUSER-BUSCH INBEV SA | ||||||||||
| Security | 03524A108 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | BUD |
| Meeting Date | 24-Apr-2013 | ||||||
| ISIN | US03524A1088 |
| Agenda | 933759740 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| A1C | EXCLUSION OF THE PREFERENCE RIGHT IN | Management | For |
| For |
| ||||
| A1D | ISSUANCE OF SUBSCRIPTION RIGHTS | Management | For |
| For |
| ||||
| A1E | CONDITIONAL CAPITAL INCREASE | Management | For |
| For |
| ||||
| A1F | EXPRESS APPROVAL PURSUANT TO | Management | For |
| For |
| ||||
| A1G | POWERS | Management | For |
| For |
| ||||
| 4 | APPROVAL OF THE STATUTORY ANNUAL | Management | For |
| For |
| ||||
| 5 | DISCHARGE TO THE DIRECTORS | Management | For |
| For |
| ||||
| 6 | DISCHARGE TO THE STATUTORY AUDITOR | Management | For |
| For |
| ||||
| 7 | APPOINTMENT OF DIRECTORS | Management | For |
| For |
| ||||
| 8 | APPOINTMENT OF STATUTORY AUDITOR | Management | For |
| For |
| ||||
| 9A | APPROVING THE REMUNERATION REPORT | Management | For |
| For |
| ||||
| 9B | CONFIRMING THE GRANTS OF STOCK | Management | For |
| For |
| ||||
| 10 | APPROVAL OF INCREASED FIXED ANNUAL | Management | For |
| For |
| ||||
| 11A | CHANGE OF CONTROL PROVISIONS | Management | For |
| For |
| ||||
| 11B | CHANGE OF CONTROL PROVISIONS | Management | For |
| For |
| ||||
| C1 | FILINGS | Management | For |
| For |
| ||||
| PFIZER INC. | ||||||||||
| Security | 717081103 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | PFE |
| Meeting Date | 25-Apr-2013 | ||||||
| ISIN | US7170811035 |
| Agenda | 933743090 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A | ELECTION OF DIRECTOR: DENNIS A. | Management | For |
| For |
| ||||
| 1B | ELECTION OF DIRECTOR: M. ANTHONY | Management | For |
| For |
| ||||
| 1C | ELECTION OF DIRECTOR: W. DON | Management | For |
| For |
| ||||
| 1D | ELECTION OF DIRECTOR: FRANCES D. | Management | For |
| For |
| ||||
| 1E | ELECTION OF DIRECTOR: WILLIAM H. GRAY, | Management | For |
| For |
| ||||
| 1F | ELECTION OF DIRECTOR: HELEN H. HOBBS | Management | For |
| For |
| ||||
| 1G | ELECTION OF DIRECTOR: CONSTANCE J. | Management | For |
| For |
| ||||
| 1H | ELECTION OF DIRECTOR: JAMES M. KILTS | Management | For |
| For |
| ||||
| 1I | ELECTION OF DIRECTOR: GEORGE A. | Management | For |
| For |
| ||||
| 1J | ELECTION OF DIRECTOR: SUZANNE NORA | Management | For |
| For |
| ||||
| 1K | ELECTION OF DIRECTOR: IAN C. READ | Management | For |
| For |
| ||||
| 1L | ELECTION OF DIRECTOR: STEPHEN W. | Management | For |
| For |
| ||||
| 1M | ELECTION OF DIRECTOR: MARC TESSIER- | Management | For |
| For |
| ||||
| 2 | RATIFY THE SELECTION OF KPMG LLP AS | Management | For |
| For |
| ||||
| 3 | ADVISORY APPROVAL OF EXECUTIVE | Management | For |
| For |
| ||||
| 4 | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Abstain |
| Against |
| ||||
| 5 | SHAREHOLDER PROPOSAL REGARDING | Shareholder | Abstain |
| Against |
| ||||
| NYSE EURONEXT | ||||||||||
| Security | 629491101 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | NYX |
| Meeting Date | 25-Apr-2013 | ||||||
| ISIN | US6294911010 |
| Agenda | 933756718 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: ANDRE BERGEN | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: ELLYN L. BROWN | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: MARSHALL N. | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: DOMINIQUE | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: SIR GEORGE COX | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: SYLVAIN HEFES | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: JAN-MICHIEL | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: LAWRENCE E. | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: DUNCAN M. | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: JAMES J. | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: DUNCAN L. | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: LUIS MARIA VIANA | Management | For |
| For |
| ||||
| 1M. | ELECTION OF DIRECTOR: ROBERT G. SCOTT | Management | For |
| For |
| ||||
| 1N. | ELECTION OF DIRECTOR: JACKSON P. TAI | Management | For |
| For |
| ||||
| 1O. | ELECTION OF DIRECTOR: RIJNHARD VAN | Management | For |
| For |
| ||||
| 1P. | ELECTION OF DIRECTOR: SIR BRIAN | Management | For |
| For |
| ||||
| 2. | TO RATIFY THE SELECTION OF | Management | For |
| For |
| ||||
| 3. | ADVISORY VOTE TO APPROVE THE | Management | For |
| For |
| ||||
| 4. | TO APPROVE THE AMENDED AND | Management | For |
| For |
| ||||
| 5. | TO REAPPROVE THE PERFORMANCE GOALS | Management | For |
| For |
| ||||
| 6. | TO AMEND CERTAIN PROVISIONS IN OUR | Management | For |
| For |
| ||||
| 7. | TO AMEND CERTAIN PROVISIONS IN OUR | Management | For |
| For |
| ||||
| ABBOTT LABORATORIES | ||||||||||
| Security | 002824100 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | ABT |
| Meeting Date | 26-Apr-2013 | ||||||
| ISIN | US0028241000 |
| Agenda | 933743672 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | R.J. ALPERN |
| For | For |
| |||
|
|
| 2 | R.S. AUSTIN |
| For | For |
| |||
|
|
| 3 | S.E. BLOUNT |
| For | For |
| |||
|
|
| 4 | W.J. FARRELL |
| For | For |
| |||
|
|
| 5 | E.M. LIDDY |
| For | For |
| |||
|
|
| 6 | N. MCKINSTRY |
| For | For |
| |||
|
|
| 7 | P.N. NOVAKOVIC |
| For | For |
| |||
|
|
| 8 | W.A. OSBORN |
| For | For |
| |||
|
|
| 9 | S.C. SCOTT III |
| For | For |
| |||
|
|
| 10 | G.F. TILTON |
| For | For |
| |||
|
|
| 11 | M.D. WHITE |
| For | For |
| |||
| 2. | RATIFICATION OF DELOITTE & TOUCHE LLP | Management | For |
| For |
| ||||
| 3. | SAY ON PAY - AN ADVISORY VOTE TO | Management | For |
| For |
| ||||
| 4. | SHAREHOLDER PROPOSAL - GENETICALLY | Shareholder | Abstain |
| Against |
| ||||
| 5. | SHAREHOLDER PROPOSAL - LOBBYING | Shareholder | Abstain |
| Against |
| ||||
| 6. | SHAREHOLDER PROPOSAL - INDEPENDENT | Shareholder | Abstain |
| Against |
| ||||
| 7. | SHAREHOLDER PROPOSAL - EQUITY | Shareholder | Abstain |
| Against |
| ||||
| 8. | SHAREHOLDER PROPOSAL - INCENTIVE | Shareholder | Abstain |
| Against |
| ||||
| 9. | SHAREHOLDER PROPOSAL - ACCELERATED | Shareholder | Abstain |
| Against |
| ||||
| OFFICEMAX INCORPORATED | ||||||||||
| Security | 67622P101 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | OMX |
| Meeting Date | 29-Apr-2013 | ||||||
| ISIN | US67622P1012 |
| Agenda | 933747365 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: WARREN F. | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: JOSEPH M. | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: RAKESH | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: V. JAMES MARINO | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: WILLIAM J. | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: FRANCESCA RUIZ | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: RAVICHANDRA K. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: DAVID M. | Management | For |
| For |
| ||||
| 2. | APPOINTMENT OF KPMG LLP AS | Management | For |
| For |
| ||||
| 3. | ADOPTION, ON A NON-BINDING, ADVISORY | Management | For |
| For |
| ||||
| 4. | APPROVAL OF AN AMENDMENT TO OUR | Management | For |
| For |
| ||||
| FOCUS MEDIA HOLDING LIMITED | ||||||||||
| Security | 34415V109 |
| Meeting Type | Special | ||||||
| Ticker Symbol | FMCN |
| Meeting Date | 29-Apr-2013 | ||||||
| ISIN | US34415V1098 |
| Agenda | 933774362 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| S1 | AS A SPECIAL RESOLUTION, AUTHORIZE | Management | For |
| For |
| ||||
| O2 | AS AN ORDINARY RESOLUTION, INSTRUCT | Management | For |
| For |
| ||||
| COPANO ENERGY, L.L.C. | ||||||||||
| Security | 217202100 |
| Meeting Type | Special | ||||||
| Ticker Symbol | CPNO |
| Meeting Date | 30-Apr-2013 | ||||||
| ISIN | US2172021006 |
| Agenda | 933767925 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1 | TO ADOPT THE AGREEMENT AND PLAN OF | Management | For |
| For |
| ||||
| 2 | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
| For |
| ||||
| 3 | TO APPROVE, ON AN ADVISORY (NON- | Management | For |
| For |
| ||||
| THE MCGRAW-HILL COMPANIES, INC. | ||||||||||
| Security | 580645109 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | MHP |
| Meeting Date | 01-May-2013 | ||||||
| ISIN | US5806451093 |
| Agenda | 933766959 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: PEDRO ASPE | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: SIR WINFRIED | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: WILLIAM D. GREEN | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: CHARLES E. | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: LINDA KOCH | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: HAROLD MCGRAW | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: ROBERT P. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: HILDA OCHOA- | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: SIR MICHAEL | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: EDWARD B. RUST, | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: KURT L. SCHMOKE | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: SIDNEY TAUREL | Management | For |
| For |
| ||||
| 1M. | ELECTION OF DIRECTOR: RICHARD E. | Management | For |
| For |
| ||||
| 2. | VOTE TO AMEND THE COMPANY'S | Management | For |
| For |
| ||||
| 3. | VOTE TO APPROVE, ON AN ADVISORY | Management | For |
| For |
| ||||
| 4. | VOTE TO RATIFY THE APPOINTMENT OF | Management | For |
| For |
| ||||
| 5. | SHAREHOLDER PROPOSAL REQUESTING | Shareholder | Abstain |
| Against |
| ||||
| VERIZON COMMUNICATIONS INC. | ||||||||||
| Security | 92343V104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | VZ |
| Meeting Date | 02-May-2013 | ||||||
| ISIN | US92343V1044 |
| Agenda | 933747872 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A | ELECTION OF DIRECTOR: RICHARD L. | Management | For |
| For |
| ||||
| 1B | ELECTION OF DIRECTOR: MELANIE L. | Management | For |
| For |
| ||||
| 1C | ELECTION OF DIRECTOR: M. FRANCES | Management | For |
| For |
| ||||
| 1D | ELECTION OF DIRECTOR: ROBERT W. LANE | Management | For |
| For |
| ||||
| 1E | ELECTION OF DIRECTOR: LOWELL C. | Management | For |
| For |
| ||||
| 1F | ELECTION OF DIRECTOR: SANDRA O. | Management | For |
| For |
| ||||
| 1G | ELECTION OF DIRECTOR: JOSEPH | Management | For |
| For |
| ||||
| 1H | ELECTION OF DIRECTOR: DONALD T. | Management | For |
| For |
| ||||
| 1I | ELECTION OF DIRECTOR: CLARENCE OTIS, | Management | For |
| For |
| ||||
| 1J | ELECTION OF DIRECTOR: HUGH B. PRICE | Management | For |
| For |
| ||||
| 1K | ELECTION OF DIRECTOR: RODNEY E. | Management | For |
| For |
| ||||
| 1L | ELECTION OF DIRECTOR: KATHRYN A. | Management | For |
| For |
| ||||
| 1M | ELECTION OF DIRECTOR: GREGORY D. | Management | For |
| For |
| ||||
| 02 | RATIFICATION OF APPOINTMENT OF | Management | For |
| For |
| ||||
| 03 | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For |
| For |
| ||||
| 04 | APPROVAL OF LONG-TERM INCENTIVE PLAN | Management | For |
| For |
| ||||
| 05 | NETWORK NEUTRALITY | Shareholder | Abstain |
| Against |
| ||||
| 06 | LOBBYING ACTIVITIES | Shareholder | Abstain |
| Against |
| ||||
| 07 | PROXY ACCESS BYLAWS | Shareholder | Abstain |
| Against |
| ||||
| 08 | SEVERANCE APPROVAL POLICY | Shareholder | Abstain |
| Against |
| ||||
| 09 | SHAREHOLDER RIGHT TO CALL A SPECIAL | Shareholder | Abstain |
| Against |
| ||||
| 10 | SHAREHOLDER RIGHT TO ACT BY WRITTEN | Shareholder | Abstain |
| Against |
| ||||
| VALERO ENERGY CORPORATION | ||||||||||
| Security | 91913Y100 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | VLO |
| Meeting Date | 02-May-2013 | ||||||
| ISIN | US91913Y1001 |
| Agenda | 933749129 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: JERRY D. CHOATE | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: RUBEN M. | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: WILLIAM R. | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: DEBORAH P. | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: BOB MARBUT | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: DONALD L. | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: PHILIP J. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: ROBERT A. | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: SUSAN KAUFMAN | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: STEPHEN M. | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: RANDALL J. | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: RAYFORD | Management | For |
| For |
| ||||
| 2. | RATIFY THE APPOINTMENT OF KPMG LLP AS | Management | For |
| For |
| ||||
| 3. | APPROVE, BY NON-BINDING VOTE, THE 2012 | Management | For |
| For |
| ||||
| 4. | VOTE ON A STOCKHOLDER PROPOSAL | Shareholder | Abstain |
| Against |
| ||||
| HUNTSMAN CORPORATION | ||||||||||
| Security | 447011107 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | HUN |
| Meeting Date | 02-May-2013 | ||||||
| ISIN | US4470111075 |
| Agenda | 933750552 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | NOLAN D. ARCHIBALD |
| For | For |
| |||
|
|
| 2 | M. ANTHONY BURNS |
| For | For |
| |||
|
|
| 3 | JON M. HUNTSMAN, JR. |
| For | For |
| |||
|
|
| 4 | SIR ROBERT J. MARGETTS |
| For | For |
| |||
| 2. | ADVISORY VOTE TO APPROVE NAMED | Management | For |
| For |
| ||||
| 3. | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
| ||||
| 4. | VOTE ON A PROPOSAL SUBMITTED BY A | Shareholder | Against |
| For |
| ||||
| ELI LILLY AND COMPANY | ||||||||||
| Security | 532457108 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | LLY |
| Meeting Date | 06-May-2013 | ||||||
| ISIN | US5324571083 |
| Agenda | 933750057 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: R. ALVAREZ | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: W. BISCHOFF | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: R.D. HOOVER | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: F.G. | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: K.P. SEIFERT | Management | For |
| For |
| ||||
| 2. | RATIFICATION OF THE APPOINTMENT BY | Management | For |
| For |
| ||||
| 3. | APPROVE, BY NON-BINDING VOTE, | Management | For |
| For |
| ||||
| 4. | REAPPROVE MATERIAL TERMS OF THE | Management | For |
| For |
| ||||
| ABBVIE INC. | ||||||||||
| Security | 00287Y109 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | ABBV |
| Meeting Date | 06-May-2013 | ||||||
| ISIN | US00287Y1091 |
| Agenda | 933751869 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | WILLIAM H.L. BURNSIDE |
| For | For |
| |||
|
|
| 2 | EDWARD J. RAPP |
| For | For |
| |||
|
|
| 3 | ROY S. ROBERTS |
| For | For |
| |||
| 2. | RATIFICATION OF ERNST & YOUNG LLP AS | Management | For |
| For |
| ||||
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE | Management | For |
| For |
| ||||
| 4. | SAY WHEN ON PAY - AN ADVISORY VOTE ON | Management | 1 Year |
| For |
| ||||
| 5. | APPROVAL OF THE ABBVIE 2013 INCENTIVE | Management | For |
| For |
| ||||
| MURPHY OIL CORPORATION | ||||||||||
| Security | 626717102 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | MUR |
| Meeting Date | 08-May-2013 | ||||||
| ISIN | US6267171022 |
| Agenda | 933755639 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A | ELECTION OF DIRECTOR: F.W. BLUE | Management | For |
| For |
| ||||
| 1B | ELECTION OF DIRECTOR: S.A. COSSE | Management | For |
| For |
| ||||
| 1C | ELECTION OF DIRECTOR: C.P. DEMING | Management | For |
| For |
| ||||
| 1D | ELECTION OF DIRECTOR: R.A. HERMES | Management | For |
| For |
| ||||
| 1E | ELECTION OF DIRECTOR: J.V. KELLEY | Management | For |
| For |
| ||||
| 1F | ELECTION OF DIRECTOR: W. MIROSH | Management | For |
| For |
| ||||
| 1G | ELECTION OF DIRECTOR: R.M. MURPHY | Management | For |
| For |
| ||||
| 1H | ELECTION OF DIRECTOR: J.W. NOLAN | Management | For |
| For |
| ||||
| 1I | ELECTION OF DIRECTOR: N.E. SCHMALE | Management | For |
| For |
| ||||
| 1J | ELECTION OF DIRECTOR: D.J.H. SMITH | Management | For |
| For |
| ||||
| 1K | ELECTION OF DIRECTOR: C.G. THEUS | Management | For |
| For |
| ||||
| 2 | ADVISORY VOTE ON EXECUTIVE | Management | For |
| For |
| ||||
| 3 | APPROVE THE PROPOSED 2013 STOCK | Management | For |
| For |
| ||||
| 4 | APPROVE THE APPOINTMENT OF KPMG LLP | Management | For |
| For |
| ||||
| CHICAGO BRIDGE & IRON COMPANY N.V. | ||||||||||
| Security | 167250109 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | CBI |
| Meeting Date | 08-May-2013 | ||||||
| ISIN | US1672501095 |
| Agenda | 933761822 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF THE MEMBER OF THE | Management | For |
| For |
| ||||
| 1B. | ELECTION OF THE MEMBER OF THE | Management | For |
| For |
| ||||
| 2. | TO APPROVE, BY NON-BINDING VOTE, THE | Management | For |
| For |
| ||||
| 3. | TO AUTHORIZE THE PREPARATION OF OUR | Management | For |
| For |
| ||||
| 4. | TO APPROVE THE FINAL DIVIDEND FOR THE | Management | For |
| For |
| ||||
| 5. | TO DISCHARGE THE SOLE MEMBER OF OUR | Management | For |
| For |
| ||||
| 6. | TO DISCHARGE THE MEMBERS OF OUR | Management | For |
| For |
| ||||
| 7. | TO APPOINT ERNST & YOUNG LLP AS OUR | Management | For |
| For |
| ||||
| 8. | TO APPROVE THE EXTENSION OF THE | Management | For |
| For |
| ||||
|
| NEGOTIATED TRANSACTIONS OR IN ONE OR |
|
|
|
|
|
| |||
| 9. | TO APPROVE THE EXTENSION OF THE | Management | For |
| For |
| ||||
| 10. | TO ADOPT AN AMENDMENT TO THE | Management | For |
| For |
| ||||
| WMS INDUSTRIES INC. | ||||||||||
| Security | 929297109 |
| Meeting Type | Special | ||||||
| Ticker Symbol | WMS |
| Meeting Date | 10-May-2013 | ||||||
| ISIN | US9292971093 |
| Agenda | 933792144 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | THE ADOPTION OF THE MERGER | Management | For |
| For |
| ||||
| 2. | THE PROPOSAL TO APPROVE, BY A NON- | Management | For |
| For |
| ||||
| 3. | THE PROPOSAL TO APPROVE THE | Management | For |
| For |
| ||||
| ANADARKO PETROLEUM CORPORATION | ||||||||||
| Security | 032511107 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | APC |
| Meeting Date | 14-May-2013 | ||||||
| ISIN | US0325111070 |
| Agenda | 933764715 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: KEVIN P. CHILTON | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: LUKE R. CORBETT | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: H. PAULETT | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: PETER J. FLUOR | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: RICHARD L. | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: PRESTON M. | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: CHARLES W. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: JOHN R. GORDON | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: ERIC D. MULLINS | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: PAULA ROSPUT | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: R. A. WALKER | Management | For |
| For |
| ||||
| 2. | RATIFICATION OF APPOINTMENT OF KPMG | Management | For |
| For |
| ||||
| 3. | ADVISORY VOTE TO APPROVE NAMED | Management | For |
| For |
| ||||
| 4. | STOCKHOLDER PROPOSAL - REPORT ON | Shareholder | Abstain |
| Against |
| ||||
| AMERICAN INTERNATIONAL GROUP, INC. | ||||||||||
| Security | 026874784 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | AIG |
| Meeting Date | 15-May-2013 | ||||||
| ISIN | US0268747849 |
| Agenda | 933772560 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: ROBERT H. | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: W. DON | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: JOHN H. | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM G. | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: CHRISTOPHER S. | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: ARTHUR C. | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: GEORGE L. MILES, | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: ROBERT S. | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: SUZANNE NORA | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: RONALD A. | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: DOUGLAS M. | Management | For |
| For |
| ||||
| 1M. | ELECTION OF DIRECTOR: THERESA M. | Management | For |
| For |
| ||||
| 2. | TO APPROVE THE AMERICAN | Management | For |
| For |
| ||||
| 3. | TO VOTE UPON A NON-BINDING | Management | For |
| For |
| ||||
| 4. | TO RECOMMEND, BY NON-BINDING VOTE, | Management | 1 Year |
| For |
| ||||
| 5. | TO ACT UPON A PROPOSAL TO RATIFY THE | Management | For |
| For |
| ||||
| 6. | TO ACT UPON A SHAREHOLDER PROPOSAL | Shareholder | Abstain |
| Against |
| ||||
| GENWORTH FINANCIAL, INC. | ||||||||||
| Security | 37247D106 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | GNW |
| Meeting Date | 15-May-2013 | ||||||
| ISIN | US37247D1063 |
| Agenda | 933783070 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1.1 | ELECTION OF DIRECTOR: WILLIAM H. | Management | For |
| For |
| ||||
| 1.2 | ELECTION OF DIRECTOR: G. KENT CONRAD | Management | For |
| For |
| ||||
| 1.3 | ELECTION OF DIRECTOR: NANCY J. KARCH | Management | For |
| For |
| ||||
| 1.4 | ELECTION OF DIRECTOR: THOMAS J. | Management | For |
| For |
| ||||
| 1.5 | ELECTION OF DIRECTOR: CHRISTINE B. | Management | For |
| For |
| ||||
| 1.6 | ELECTION OF DIRECTOR: DAVID M. | Management | For |
| For |
| ||||
| 1.7 | ELECTION OF DIRECTOR: THOMAS E. | Management | For |
| For |
| ||||
| 1.8 | ELECTION OF DIRECTOR: JAMES A. PARKE | Management | For |
| For |
| ||||
| 1.9 | ELECTION OF DIRECTOR: JAMES S. RIEPE | Management | For |
| For |
| ||||
| 2. | ADVISORY VOTE TO APPROVE NAMED | Management | For |
| For |
| ||||
| 3. | RATIFICATION OF THE SELECTION OF KPMG | Management | For |
| For |
| ||||
| DEAN FOODS COMPANY | ||||||||||
| Security | 242370104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | DF |
| Meeting Date | 15-May-2013 | ||||||
| ISIN | US2423701042 |
| Agenda | 933787472 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1.1 | ELECTION OF DIRECTOR FOR A 1-YEAR | Management | For |
| For |
| ||||
| 1.2 | ELECTION OF DIRECTOR FOR A 1-YEAR | Management | For |
| For |
| ||||
| 1.3 | ELECTION OF DIRECTOR FOR A 1-YEAR | Management | For |
| For |
| ||||
| 1.4 | ELECTION OF DIRECTOR FOR A 1-YEAR | Management | For |
| For |
| ||||
| 2. | PROPOSAL TO APPROVE AN AMENDMENT | Management | For |
| For |
| ||||
| 3. | PROPOSAL TO AMEND OUR 2007 STOCK | Management | For |
| For |
| ||||
| 4. | PROPOSAL TO APPROVE, ON AN ADVISORY | Management | For |
| For |
| ||||
| 5. | PROPOSAL TO RATIFY DELOITTE & TOUCHE | Management | For |
| For |
| ||||
| 6. | STOCKHOLDER PROPOSAL TO LIMIT | Shareholder | Abstain |
| Against |
| ||||
| 7. | STOCKHOLDER PROPOSAL RELATED TO | Shareholder | Abstain |
| Against |
| ||||
| 8. | STOCKHOLDER PROPOSAL TO ADOPT A | Shareholder | Abstain |
| Against |
| ||||
| 9. | STOCKHOLDER PROPOSAL RELATED TO AN | Shareholder | Abstain |
| Against |
| ||||
| HESS CORPORATION | ||||||||||
| Security | 42809H107 |
| Meeting Type | Contested-Annual | ||||||
| Ticker Symbol | HES |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US42809H1077 |
| Agenda | 933764195 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | J. KRENICKI |
| For | For |
| |||
|
|
| 2 | K. MEYERS |
| For | For |
| |||
|
|
| 3 | F.G. REYNOLDS |
| For | For |
| |||
|
|
| 4 | W.G. SCHRADER |
| For | For |
| |||
|
|
| 5 | M. WILLIAMS |
| For | For |
| |||
| 2. | RATIFICATION OF THE SELECTION OF | Management | For |
| For |
| ||||
| 3. | ADVISORY APPROVAL OF THE | Management | For |
| For |
| ||||
| 4. | APPROVAL OF AN AMENDMENT TO THE | Management | For |
| For |
| ||||
| 5. | STOCKHOLDER PROPOSAL | Shareholder | Against |
| For |
| ||||
| 6. | STOCKHOLDER PROPOSAL | Shareholder | For |
| Against |
| ||||
| 7. | STOCKHOLDER PROPOSAL | Shareholder | Against |
| For |
| ||||
| 8. | STOCKHOLDER PROPOSAL SUBMITTED BY | Shareholder | For |
| Against |
| ||||
| CORRECTIONS CORPORATION OF AMERICA | ||||||||||
| Security | 22025Y407 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | CXW |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US22025Y4070 |
| Agenda | 933770794 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: JOHN D. | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: DAMON T. | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: DONNA M. | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: WILLIAM F. | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: JOHN D. | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: DENNIS W. | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: ROBERT J. | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: JOHN R. HORNE | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: C. MICHAEL | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: ANNE L. MARIUCCI | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: THURGOOD | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: CHARLES L. | Management | For |
| For |
| ||||
| 1M. | ELECTION OF DIRECTOR: JOHN R. PRANN, | Management | For |
| For |
| ||||
| 1N. | ELECTION OF DIRECTOR: JOSEPH V. | Management | For |
| For |
| ||||
| 2. | RATIFICATION OF THE APPOINTMENT BY | Management | For |
| For |
| ||||
| 3. | ADVISORY VOTE TO APPROVE THE | Management | For |
| For |
| ||||
| 4. | CHARTER AMENDMENTS AND A | Management | For |
| For |
| ||||
| KEYCORP | ||||||||||
| Security | 493267108 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | KEY |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US4932671088 |
| Agenda | 933772801 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1 | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | EDWARD P. CAMPBELL |
| For | For |
| |||
|
|
| 2 | JOSEPH A. CARRABBA |
| For | For |
| |||
|
|
| 3 | CHARLES P. COOLEY |
| For | For |
| |||
|
|
| 4 | ALEXANDER M. CUTLER |
| For | For |
| |||
|
|
| 5 | H. JAMES DALLAS |
| For | For |
| |||
|
|
| 6 | ELIZABETH R. GILE |
| For | For |
| |||
|
|
| 7 | RUTH ANN M. GILLIS |
| For | For |
| |||
|
|
| 8 | WILLIAM G. GISEL, JR. |
| For | For |
| |||
|
|
| 9 | RICHARD J. HIPPLE |
| For | For |
| |||
|
|
| 10 | KRISTEN L. MANOS |
| For | For |
| |||
|
|
| 11 | BETH E. MOONEY |
| For | For |
| |||
|
|
| 12 | BARBARA R. SNYDER |
| For | For |
| |||
| 2 | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
| ||||
| 3 | ADVISORY APPROVAL OF EXECUTIVE | Management | For |
| For |
| ||||
| 4 | APPROVAL OF KEYCORP 2013 EQUITY | Management | For |
| For |
| ||||
| HESS CORPORATION | ||||||||||
| Security | 42809H107 |
| Meeting Type | Contested-Annual | ||||||
| Ticker Symbol | HES |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US42809H1077 |
| Agenda | 933778536 - Opposition | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 01 | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | RODNEY F. CHASE |
|
|
|
| |||
|
|
| 2 | HARVEY GOLUB |
|
|
|
| |||
|
|
| 3 | KARL F. KURZ |
|
|
|
| |||
|
|
| 4 | DAVID MCMANUS |
|
|
|
| |||
|
|
| 5 | MARSHALL D. SMITH |
|
|
|
| |||
| 02 | TO APPROVE THE COMPANY'S PROPOSAL | Management |
|
|
|
| ||||
| 03 | TO APPROVE, ON AN ADVISORY BASIS, THE | Management |
|
|
|
| ||||
| 04 | TO APPROVE AN AMENDMENT TO THE | Management |
|
|
|
| ||||
| 05 | TO APPROVE THE STOCKHOLDER | Management |
|
|
|
| ||||
| 06 | TO APPROVE THE STOCKHOLDER | Management |
|
|
|
| ||||
| 07 | TO APPROVE THE STOCKHOLDER | Management |
|
|
|
| ||||
| 08 | TO APPROVE THE REPEAL OF ANY | Management |
|
|
|
| ||||
| THE WILLIAMS COMPANIES, INC. | ||||||||||
| Security | 969457100 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | WMB |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US9694571004 |
| Agenda | 933780303 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A | ELECTION OF DIRECTOR: ALAN S. | Management | For |
| For |
| ||||
| 1B | ELECTION OF DIRECTOR: JOSEPH R. | Management | For |
| For |
| ||||
| 1C | ELECTION OF DIRECTOR: KATHLEEN B. | Management | For |
| For |
| ||||
| 1D | ELECTION OF DIRECTOR: JOHN A. HAGG | Management | For |
| For |
| ||||
| 1E | ELECTION OF DIRECTOR: JUANITA H. | Management | For |
| For |
| ||||
| 1F | ELECTION OF DIRECTOR: RALPH IZZO | Management | For |
| For |
| ||||
| 1G | ELECTION OF DIRECTOR: FRANK T. | Management | For |
| For |
| ||||
| 1H | ELECTION OF DIRECTOR: STEVEN W. | Management | For |
| For |
| ||||
| 1I | ELECTION OF DIRECTOR: MURRAY D. SMITH | Management | For |
| For |
| ||||
| 1J | ELECTION OF DIRECTOR: JANICE D. STONEY | Management | For |
| For |
| ||||
| 1K | ELECTION OF DIRECTOR: LAURA A. SUGG | Management | For |
| For |
| ||||
| 02 | RATIFICATION OF ERNST & YOUNG LLP AS | Management | For |
| For |
| ||||
| 03 | APPROVAL, BY NONBINDING ADVISORY | Management | For |
| For |
| ||||
| HESS CORPORATION | ||||||||||
| Security | 42809H107 |
| Meeting Type | Contested-Annual | ||||||
| Ticker Symbol | HES |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US42809H1077 |
| Agenda | 933787648 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | J. KRENICKI |
| For | For |
| |||
|
|
| 2 | K. MEYERS |
| For | For |
| |||
|
|
| 3 | F.G. REYNOLDS |
| For | For |
| |||
|
|
| 4 | W.G. SCHRADER |
| For | For |
| |||
|
|
| 5 | M. WILLIAMS |
| For | For |
| |||
| 2. | RATIFICATION OF THE SELECTION OF | Management | For |
| For |
| ||||
| 3. | ADVISORY APPROVAL OF THE | Management | For |
| For |
| ||||
| 4. | APPROVAL OF AN AMENDMENT TO THE | Management | For |
| For |
| ||||
| 5. | STOCKHOLDER PROPOSAL | Shareholder | Against |
| For |
| ||||
| 6. | STOCKHOLDER PROPOSAL | Shareholder | For |
| Against |
| ||||
| 7. | STOCKHOLDER PROPOSAL | Shareholder | Against |
| For |
| ||||
| 8. | STOCKHOLDER PROPOSAL SUBMITTED BY | Shareholder | For |
| Against |
| ||||
| HESS CORPORATION | ||||||||||
| Security | 42809H107 |
| Meeting Type | Contested-Annual | ||||||
| Ticker Symbol | HES |
| Meeting Date | 16-May-2013 | ||||||
| ISIN | US42809H1077 |
| Agenda | 933787650 - Opposition | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 01 | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | RODNEY F. CHASE |
|
|
|
| |||
|
|
| 2 | HARVEY GOLUB |
|
|
|
| |||
|
|
| 3 | KARL F. KURZ |
|
|
|
| |||
|
|
| 4 | DAVID MCMANUS |
|
|
|
| |||
|
|
| 5 | MARSHALL D. SMITH |
|
|
|
| |||
| 02 | TO APPROVE THE COMPANY'S PROPOSAL | Management |
|
|
|
| ||||
| 03 | TO APPROVE, ON AN ADVISORY BASIS, THE | Management |
|
|
|
| ||||
| 04 | TO APPROVE AN AMENDMENT TO THE | Management |
|
|
|
| ||||
| 05 | TO APPROVE THE STOCKHOLDER | Management |
|
|
|
| ||||
| 06 | TO APPROVE THE STOCKHOLDER | Management |
|
|
|
| ||||
| 07 | TO APPROVE THE STOCKHOLDER | Management |
|
|
|
| ||||
| 08 | TO APPROVE THE REPEAL OF ANY | Management |
|
|
|
| ||||
| PLAINS EXPLORATION & PRODUCTION CO. | ||||||||||
| Security | 726505100 |
| Meeting Type | Special | ||||||
| Ticker Symbol | PXP |
| Meeting Date | 20-May-2013 | ||||||
| ISIN | US7265051000 |
| Agenda | 933800977 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | AGREEMENT AND PLAN OF MERGER, BY | Management | For |
| For |
| ||||
| 2. | APPROVAL, ON AN ADVISORY (NON- | Management | For |
| For |
| ||||
| 3. | APPROVAL OF ANY ADJOURNMENT OF THE | Management | For |
| For |
| ||||
| ARBITRON INC. | ||||||||||
| Security | 03875Q108 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | ARB |
| Meeting Date | 21-May-2013 | ||||||
| ISIN | US03875Q1085 |
| Agenda | 933781507 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | SHELLYE L. ARCHAMBEAU |
| For | For |
| |||
|
|
| 2 | SEAN R. CREAMER |
| For | For |
| |||
|
|
| 3 | DAVID W. DEVONSHIRE |
| For | For |
| |||
|
|
| 4 | JOHN A. DIMLING |
| For | For |
| |||
|
|
| 5 | ERICA FARBER |
| For | For |
| |||
|
|
| 6 | RONALD G. GARRIQUES |
| For | For |
| |||
|
|
| 7 | PHILIP GUARASCIO |
| For | For |
| |||
|
|
| 8 | WILLIAM T. KERR |
| For | For |
| |||
|
|
| 9 | LARRY E. KITTELBERGER |
| For | For |
| |||
|
|
| 10 | LUIS G. NOGALES |
| For | For |
| |||
|
|
| 11 | RICHARD A. POST |
| For | For |
| |||
| 2. | TO APPROVE, ON AN ADVISORY BASIS, THE | Management | For |
| For |
| ||||
| 3. | TO RATIFY THE APPOINTMENT BY THE | Management | For |
| For |
| ||||
| DOLE FOOD COMPANY, INC. | ||||||||||
| Security | 256603101 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | DOLE |
| Meeting Date | 23-May-2013 | ||||||
| ISIN | US2566031017 |
| Agenda | 933785149 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1 | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | ANDREW J. CONRAD |
| For | For |
| |||
|
|
| 2 | E. ROLLAND DICKSON |
| For | For |
| |||
|
|
| 3 | JUSTIN M. MURDOCK |
| For | For |
| |||
| 2 | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
| ||||
| LAMAR ADVERTISING COMPANY | ||||||||||
| Security | 512815101 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | LAMR |
| Meeting Date | 23-May-2013 | ||||||
| ISIN | US5128151017 |
| Agenda | 933806347 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1. | DIRECTOR | Management |
|
|
|
| ||||
|
|
| 1 | JOHN MAXWELL HAMILTON |
| For | For |
| |||
|
|
| 2 | JOHN E. KOERNER, III |
| For | For |
| |||
|
|
| 3 | STEPHEN P. MUMBLOW |
| For | For |
| |||
|
|
| 4 | THOMAS V. REIFENHEISER |
| For | For |
| |||
|
|
| 5 | ANNA REILLY |
| For | For |
| |||
|
|
| 6 | KEVIN P. REILLY, JR. |
| For | For |
| |||
|
|
| 7 | WENDELL REILLY |
| For | For |
| |||
| 2. | APPROVAL OF AN AMENDMENT AND | Management | For |
| For |
| ||||
| 3. | APPROVAL OF THE REAFFIRMATION OF THE | Management | For |
| For |
| ||||
| 4. | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
| ||||
| SLM CORPORATION | ||||||||||
| Security | 78442P106 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | SLM |
| Meeting Date | 30-May-2013 | ||||||
| ISIN | US78442P1066 |
| Agenda | 933797132 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| 1A. | ELECTION OF DIRECTOR: ANN TORRE | Management | For |
| For |
| ||||
| 1B. | ELECTION OF DIRECTOR: W.M. | Management | For |
| For |
| ||||
| 1C. | ELECTION OF DIRECTOR: DIANE SUITT | Management | For |
| For |
| ||||
| 1D. | ELECTION OF DIRECTOR: EARL A. GOODE | Management | For |
| For |
| ||||
| 1E. | ELECTION OF DIRECTOR: RONALD F. HUNT | Management | For |
| For |
| ||||
| 1F. | ELECTION OF DIRECTOR: ALBERT L. LORD | Management | For |
| For |
| ||||
| 1G. | ELECTION OF DIRECTOR: BARRY A. MUNITZ | Management | For |
| For |
| ||||
| 1H. | ELECTION OF DIRECTOR: HOWARD H. | Management | For |
| For |
| ||||
| 1I. | ELECTION OF DIRECTOR: FRANK C. PULEO | Management | For |
| For |
| ||||
| 1J. | ELECTION OF DIRECTOR: WOLFGANG | Management | For |
| For |
| ||||
| 1K. | ELECTION OF DIRECTOR: STEVEN L. | Management | For |
| For |
| ||||
| 1L. | ELECTION OF DIRECTOR: ANTHONY P. | Management | For |
| For |
| ||||
| 1M. | ELECTION OF DIRECTOR: BARRY L. | Management | For |
| For |
| ||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S | Management | For |
| For |
| ||||
| 3. | RATIFICATION OF THE APPOINTMENT OF | Management | For |
| For |
| ||||
| 4. | STOCKHOLDER PROPOSAL REGARDING | Shareholder | Abstain |
| Against |
| ||||
| PCD STORES (GROUP) LTD | ||||||||||
| Security | G6956E103 |
| Meeting Type | Annual General Meeting | ||||||
| Ticker Symbol |
|
| Meeting Date | 31-May-2013 | ||||||
| ISIN | KYG6956E1035 |
| Agenda | 704460865 - Management | ||||||
|
|
|
|
|
|
|
|
|
|
|
|
| Item | Proposal | Type | Vote | For/Against |
| |||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE | Non-Voting |
|
|
|
| ||||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE | Non-Voting |
|
|
|
| ||||
| 1 | To receive and consider the audited financial | Management | For |
| For |
| ||||
| 2.1 | To re-elect Mr. Ainsley Tai as an independent | Management | For |
| For |
| ||||
| 2.2 | To re-elect Mr. Randolph Yu as an independent | Management | For |
| For |
| ||||
| 2.3 | To authorize the board of directors of the | Management | For |
| For |
| ||||
| 3 | To re-appoint Deloitte Touche Tohmatsu as | Management | For |
| For |
| ||||
| 4.1 | To approve a general mandate to the directors of | Management | For |
| For |
| ||||
| 4.2 | To approve a general mandate to the directors of | Management | For |
| For |
| ||||
| 4.3 | To extend the general mandate granted to the | Management | For |
| For |
| ||||
| NYSE EURONEXT | ||||||||||
| Security | 629491101 |
| Meeting Type | Special | ||||||
| Ticker Symbol | NYX |
| Meeting Date | 03-Jun-2013 | ||||||
| ISIN | US6294911010 |
| Agenda | 933816362 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | TO ADOPT THE AMENDED AND RESTATED | Management | For |
| For |
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| 2. | TO APPROVE, ON A NON-BINDING ADVISORY | Management | For |
| For |
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| 3. | TO APPROVE ONE OR MORE | Management | For |
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| MCMORAN EXPLORATION CO. | ||||||||||
| Security | 582411104 |
| Meeting Type | Special | ||||||
| Ticker Symbol | MMR |
| Meeting Date | 03-Jun-2013 | ||||||
| ISIN | US5824111042 |
| Agenda | 933820070 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1 | TO APPROVE THE PROPOSED AMENDMENT | Management | For |
| For |
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| 2 | TO APPROVE THE ADOPTION OF THE | Management | For |
| For |
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| 3 | TO APPROVE THE ADJOURNMENT OF THE | Management | For |
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| LIBERTY INTERACTIVE CORPORATION | ||||||||||
| Security | 53071M880 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | LVNTA |
| Meeting Date | 04-Jun-2013 | ||||||
| ISIN | US53071M8800 |
| Agenda | 933803947 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | DIRECTOR | Management |
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| 1 | JOHN C. MALONE |
| For | For |
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| 2 | M. IAN G. GILCHRIST |
| For | For |
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| 3 | ANDREA L. WONG |
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| 2. | A PROPOSAL TO ADOPT THE LIBERTY | Management | For |
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| 3. | A PROPOSAL TO RATIFY THE SELECTION OF | Management | For |
| For |
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| VIRGIN MEDIA INC | ||||||||||
| Security | 92769L101 |
| Meeting Type | Special | ||||||
| Ticker Symbol | VMED |
| Meeting Date | 04-Jun-2013 | ||||||
| ISIN | US92769L1017 |
| Agenda | 933821678 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | PROPOSAL TO ADOPT THE MERGER | Management | For |
| For |
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| 2. | PROPOSAL TO APPROVE, ON AN ADVISORY | Management | For |
| For |
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| 3. | PROPOSAL TO ADJOURN THE SPECIAL | Management | For |
| For |
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| T-MOBILE US, INC. | ||||||||||
| Security | 872590104 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | TMUS |
| Meeting Date | 04-Jun-2013 | ||||||
| ISIN | US8725901040 |
| Agenda | 933828254 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | DIRECTOR | Management |
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| 1 | W. MICHAEL BARNES |
| For | For |
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| 2 | SRIKANT DATAR |
| For | For |
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| 3 | LAWRENCE H. GUFFEY |
| For | For |
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| 4 | TIMOTHEUS HOTTGES |
| For | For |
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| 5 | RAPHAEL KUBLER |
| For | For |
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| 6 | THORSTEN LANGHEIM |
| For | For |
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| 7 | JOHN J. LEGERE |
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| 8 | RENE OBERMANN |
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| 9 | JAMES N. PERRY, JR. |
| For | For |
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| 10 | TERESA A. TAYLOR |
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| 11 | KELVIN R. WESTBROOK |
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| 2. | RATIFICATION OF APPOINTMENT OF | Management | For |
| For |
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| 3. | APPROVAL OF THE T-MOBILE US, INC. 2013 | Management | For |
| For |
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| INGERSOLL-RAND PLC | ||||||||||
| Security | G47791101 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | IR |
| Meeting Date | 06-Jun-2013 | ||||||
| ISIN | IE00B6330302 |
| Agenda | 933803339 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: ANN C. BERZIN | Management | For |
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| 1B. | ELECTION OF DIRECTOR: JOHN BRUTON | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: JARED L. COHON | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: GARY D. FORSEE | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: EDWARD E. | Management | For |
| For |
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| 1F. | ELECTION OF DIRECTOR: CONSTANCE J. | Management | For |
| For |
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| 1G. | ELECTION OF DIRECTOR: MICHAEL W. | Management | For |
| For |
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| 1H. | ELECTION OF DIRECTOR: THEODORE E. | Management | For |
| For |
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| 1I. | ELECTION OF DIRECTOR: NELSON PELTZ | Management | For |
| For |
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| 1J. | ELECTION OF DIRECTOR: JOHN P. SURMA | Management | For |
| For |
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| 1K. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | For |
| For |
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| 1L. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | For |
| For |
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| 2. | ADVISORY APPROVAL OF THE | Management | For |
| For |
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| 3. | APPROVAL OF THE APPOINTMENT OF | Management | For |
| For |
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| 4. | APPROVAL OF THE COMPANY'S INCENTIVE | Management | For |
| For |
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| 5. | AMENDMENT OF THE COMPANY'S ARTICLES | Management | For |
| For |
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| 6. | APPROVAL OF A CAPITAL REDUCTION AND | Management | For |
| For |
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| 7. | AMENDMENT OF THE COMPANY'S ARTICLES | Management | For |
| For |
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| 8. | AMENDMENT OF THE COMPANY'S ARTICLES | Management | For |
| For |
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| GENERAL MOTORS COMPANY | ||||||||||
| Security | 37045V100 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | GM |
| Meeting Date | 06-Jun-2013 | ||||||
| ISIN | US37045V1008 |
| Agenda | 933803935 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1A. | ELECTION OF DIRECTOR: DANIEL F. | Management | For |
| For |
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| 1B. | ELECTION OF DIRECTOR: DAVID | Management | For |
| For |
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| 1C. | ELECTION OF DIRECTOR: ERROLL B. DAVIS, | Management | For |
| For |
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| 1D. | ELECTION OF DIRECTOR: STEPHEN J. | Management | For |
| For |
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| 1E. | ELECTION OF DIRECTOR: E. NEVILLE ISDELL | Management | For |
| For |
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| 1F. | ELECTION OF DIRECTOR: ROBERT D. KREBS | Management | For |
| For |
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| 1G. | ELECTION OF DIRECTOR: KATHRYN V. | Management | For |
| For |
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| 1H. | ELECTION OF DIRECTOR: MICHAEL G. | Management | For |
| For |
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| 1I. | ELECTION OF DIRECTOR: JAMES J. MULVA | Management | For |
| For |
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| 1J. | ELECTION OF DIRECTOR: PATRICIA F. | Management | For |
| For |
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| 1K. | ELECTION OF DIRECTOR: THOMAS M. | Management | For |
| For |
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| 1L. | ELECTION OF DIRECTOR: THEODORE M. | Management | For |
| For |
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| 1M. | ELECTION OF DIRECTOR: CAROL M. | Management | For |
| For |
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| 1N. | ELECTION OF DIRECTOR: CYNTHIA A. | Management | For |
| For |
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| 2. | RATIFICATION OF THE SELECTION OF | Management | For |
| For |
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| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE | Management | For |
| For |
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| 4. | INDEPENDENT BOARD CHAIRMAN | Shareholder | Abstain |
| Against |
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| 5. | EXECUTIVE STOCK RETENTION | Shareholder | Abstain |
| Against |
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| NEWS CORPORATION | ||||||||||
| Security | 65248E104 |
| Meeting Type | Special | ||||||
| Ticker Symbol | NWSA |
| Meeting Date | 11-Jun-2013 | ||||||
| ISIN | US65248E1047 |
| Agenda | 933811007 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | AMENDMENT TO PARENT'S RESTATED | Management | For |
| For |
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| 2. | AMENDMENT TO PARENT'S RESTATED | Management | For |
| For |
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| URANIUM ONE INC. | ||||||||||
| Security | 91701P105 |
| Meeting Type | Annual | ||||||
| Ticker Symbol | SXRZF |
| Meeting Date | 21-Jun-2013 | ||||||
| ISIN | CA91701P1053 |
| Agenda | 933836516 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 01 | DIRECTOR | Management |
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| 1 | IAN TELFER |
| For | For |
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| 2 | ANDREW ADAMS |
| For | For |
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| 3 | PETER BOWIE |
| For | For |
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| 4 | VADIM JIVOV |
| For | For |
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| 5 | D. JEAN NORTIER |
| For | For |
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| 6 | CHRISTOPHER SATTLER |
| For | For |
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| 7 | PHILLIP SHIRVINGTON |
| For | For |
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| 8 | KENNETH WILLIAMSON |
| For | For |
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| 9 | ILYA YAMPOLSKIY |
| For | For |
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| 02 | APPOINTMENT OF KPMG LLP, CHARTERED | Management | For |
| For |
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| SPRINT NEXTEL CORPORATION | ||||||||||
| Security | 852061100 |
| Meeting Type | Special | ||||||
| Ticker Symbol | S |
| Meeting Date | 25-Jun-2013 | ||||||
| ISIN | US8520611000 |
| Agenda | 933817643 - Management | ||||||
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| Item | Proposal | Type | Vote | For/Against |
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| 1. | ADOPTION OF THE AGREEMENT AND PLAN | Management | For |
| For |
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| 2. | APPROVAL, BY A NON-BINDING ADVISORY | Management | For |
| For |
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| 3. | APPROVAL OF ANY MOTION TO POSTPONE | Management | For |
| For |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
DUNHAM FUNDS
By (Signature and Title)* /s/ Jeffrey A. Dunham
Jeffrey A. Dunham, President and Principal Executive Officer
Date: August 21, 2013
* Print the name and title of each signing officer under his or her signature.