UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-CSRS
________
CERTIFIED SHAREHOLDER REPORT OF REGISTERED MANAGEMENT
INVESTMENT COMPANIES
Investment Company Act file number 811-22209
Global X Funds
(Exact name of registrant as specified in charter)
________
605 Third Avenue, 43rd floor
New York, NY 10158
(Address of principal executive offices) (Zip code)
Luis Berruga
Global X Management Company LLC
605 Third Avenue, 43rd floor
New York, NY 10158
(Name and address of agent for service)
With a copy to:
Global X Management Company LLC 605 Third Avenue, 43rd floor New York, NY 10158 | Eric S. Purple, Esq. Stradley Ronon Stevens & Young, LLP 2000 K Street, N.W., Suite 700 Washington, DC 20006-1871 |
Registrant’s telephone number, including area code: (212) 644-6440
Date of fiscal year end: October 31, 2022
Date of reporting period: April 30, 2022
Item 1. Reports to Stockholders.
A copy of the report transmitted to stockholders pursuant to Rule 30e-1 under the Investment Company Act of 1940, as amended (the “Act”) (17 CFR § 270.30e-1), is attached hereto.
Global X Social Media ETF (ticker: SOCL) |
Global X Lithium & Battery Tech ETF (ticker: LIT) |
Global X Disruptive Materials ETF (ticker: DMAT) |
Global X E-commerce ETF (ticker: EBIZ) |
Global X Emerging Markets Internet & E-commerce ETF (ticker: EWEB) |
Global X SuperDividend® ETF (ticker: SDIV) |
Global X SuperDividend® U.S. ETF (ticker: DIV) |
Global X MSCI SuperDividend® EAFE ETF (ticker: EFAS) |
Global X MSCI SuperDividend® Emerging Markets ETF (ticker: SDEM) |
Global X SuperDividend® REIT ETF (ticker: SRET) |
Global X NASDAQ 100® Covered Call ETF (ticker: QYLD) |
Global X S&P 500® Covered Call ETF (ticker: XYLD) |
Global X Russell 2000 Covered Call ETF (ticker: RYLD) |
Global X Dow 30® Covered Call ETF (ticker: DJIA) |
Global X Nasdaq 100® Covered Call & Growth ETF (ticker: QYLG) |
Global X S&P 500® Covered Call & Growth ETF (ticker: XYLG) |
Global X SuperIncome™ Preferred ETF (ticker: SPFF) |
Global X Renewable Energy Producers ETF (ticker: RNRG) |
Global X S&P 500® Catholic Values ETF (ticker: CATH) |
Global X S&P Catholic Values Developed ex-U.S. ETF (ticker: CEFA) |
Global X Guru® Index ETF (ticker: GURU) |
Global X S&P 500® Tail Risk ETF (ticker: XTR) |
Global X S&P 500® Risk Managed Income ETF (ticker: XRMI) |
Global X S&P 500® Collar 95-110 ETF (ticker: XCLR) |
Global X NASDAQ 100® Tail Risk ETF (ticker: QTR) |
Global X NASDAQ 100® Risk Managed Income ETF (ticker: QRMI) |
Global X NASDAQ 100® Collar 95-110 ETF (ticker: QCLR) |
Semi-Annual Report
April 30, 2022
As permitted by regulations adopted by the Securities and Exchange Commission, paper copies of the Funds’ (defined below) shareholder reports will no longer be sent by mail, unless you specifically request paper copies of the reports from your financial intermediary (such as a broker-dealer or bank). Instead, shareholder reports will be available on the Funds’ website (www. globalxetfs.com/explore), and you will be notified by mail each time a report is posted and provided with a website link to access the report.
If you already elected to receive shareholder reports electronically, you will not be affected by this change and you need not take any action. You may elect to receive shareholder reports and other communications from the Funds electronically anytime by contacting your financial intermediary.
You may elect to receive all future Fund shareholder reports in paper free of charge. Please contact your financial intermediary to inform them that you wish to continue receiving paper copies of Fund shareholder reports and for details about whether your election to receive reports in paper will apply to all funds held with your financial intermediary.
Table of Contents |
Schedules of Investments | |
Global X Social Media ETF | 1 |
Global X Lithium & Battery Tech ETF | 6 |
Global X Disruptive Materials ETF | 11 |
Global X E-commerce ETF | 16 |
Global X Emerging Markets Internet & E-commerce ETF | 21 |
Global X SuperDividend® ETF | 24 |
Global X SuperDividend® U.S. ETF | 34 |
Global X MSCI SuperDividend® EAFE ETF | 39 |
Global X MSCI SuperDividend® Emerging Markets ETF | 45 |
Global X SuperDividend® REIT ETF | 51 |
Global X NASDAQ 100® Covered Call ETF | 54 |
Global X S&P 500® Covered Call ETF | 60 |
Global X Russell 2000 Covered Call ETF | 79 |
Global X Dow 30® Covered Call ETF | 148 |
Global X Nasdaq 100® Covered Call & Growth ETF | 152 |
Global X Global X S&P 500® Covered Call & Growth ETF | 158 |
Global X SuperIncome™ Preferred ETF | 177 |
Global X Renewable Energy Producers ETF | 182 |
Global X S&P 500® Catholic Values ETF | 188 |
Global X Guru® Index ETF | 231 |
Global X S&P 500® Tail Risk ETF | 237 |
Global X S&P 500® Risk Managed Income ETF | 256 |
Global X S&P 500® Collar 95-110 ETF | 275 |
Global X Nasdaq 100® Tail Risk ETF | 294 |
Global X Nasdaq 100® Risk Managed Income ETF | 300 |
Global X Nasdaq 100® Collar 95-110 ETF | 307 |
Statements of Assets and Liabilities | 314 |
Statements of Operations | 321 |
Statements of Changes in Net Assets | 328 |
Financial Highlights | 343 |
Notes To Financial Statements | 361 |
Disclosure of Fund Expenses | 390 |
Approval of Investment Advisory Agreegment | 394 |
Supplemental Information | 403 |
Shares are bought and sold at market price (not NAV) and are not individually redeemed from a Fund. Shares may only be redeemed directly from a Fund by Authorized Participants, in very large creation/redemption units. Brokerage commissions will reduce returns.
The Funds file their complete schedules of Fund holdings with the Securities and Exchange Commission (the “SEC” or “Commission”) for the first and third quarters of each fiscal year as an exhibit to its reports on Form N-PORT. The Funds’ Forms N-PORT are available on the Commission’s website at https://www.sec.gov/, and may be reviewed and copied at the Commission’s Public Reference Room in Washington, DC. Information on the operation of the Public Reference Room may be obtained by calling 1-800-SEC-0330.
A description of the policies and procedures that the Global X Funds use to determine how to vote proxies relating to Fund securities, as well as information relating to how the Funds voted proxies relating to Fund securities during the most recent 12-month period ended June 30, is available (i) without charge, upon request, by calling 1-888-493-8631; and (ii) on the Commission’s website at https://www.sec.gov/.
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Social Media ETF |
Shares | Value | |||||||
COMMON STOCK — 99.4% | ||||||||
CHINA — 27.1% | ||||||||
Communication Services — 27.1% | ||||||||
Baidu ADR * | 83,215 | $ | 10,332,807 | |||||
Bilibili ADR * (A) | 191,039 | 4,649,889 | ||||||
Hello Group ADR * | 119,731 | 636,969 | ||||||
HUYA ADR * | 20,154 | 83,236 | ||||||
JOYY ADR | 29,316 | 1,160,034 | ||||||
Kuaishou Technology, Cl B * | 393,388 | 3,346,692 | ||||||
Meitu * | 1,809,800 | 219,128 | ||||||
NetEase ADR | 117,123 | 11,165,336 | ||||||
Tencent Holdings | 495,327 | 23,825,240 | ||||||
Tencent Music Entertainment Group ADR * | 455,453 | 1,935,675 | ||||||
Weibo ADR * | 66,333 | 1,534,946 | ||||||
TOTAL CHINA | 58,889,952 | |||||||
GERMANY — 1.1% | ||||||||
Communication Services — 1.1% | ||||||||
United Internet | 72,105 | �� | 2,337,550 | |||||
JAPAN — 5.7% | ||||||||
Communication Services — 5.7% | ||||||||
Coconala * | 10,600 | 66,107 | ||||||
DeNA | 64,443 | 937,099 |
The accompanying notes are an integral part of the financial statements. |
1
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Social Media ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
giftee *(A) | 13,875 | $ | 111,912 | |||||
Gree (A) | 38,574 | 296,838 | ||||||
Kakaku.com | 102,844 | 2,177,378 | ||||||
Mixi | 29,982 | 519,293 | ||||||
Nexon | 360,621 | 8,272,350 | ||||||
TOTAL JAPAN | 12,380,977 | |||||||
RUSSIA — 0.0% | ||||||||
Communication Services — 0.0% | ||||||||
VK GDR *(B)(C)(D) | 2,524 | 1,422 | ||||||
SOUTH KOREA — 12.4% | ||||||||
Communication Services — 12.4% | ||||||||
AfreecaTV | 5,760 | 504,459 | ||||||
Com2uSCorp | 6,482 | 494,407 | ||||||
Kakao | 143,642 | 10,281,382 | ||||||
NAVER | 68,689 | 15,668,311 | ||||||
TOTAL SOUTH KOREA | 26,948,559 | |||||||
TAIWAN — 0.1% | ||||||||
Consumer Discretionary — 0.1% | ||||||||
PChome Online | 79,444 | 209,691 | ||||||
UNITED ARAB EMIRATES — 0.1% | ||||||||
Communication Services — 0.1% | ||||||||
Yalla Group ADR * (A) | 70,467 | 288,210 | ||||||
UNITED STATES — 52.9% | ||||||||
Communication Services — 51.0% | ||||||||
Alphabet, Cl A * | 4,314 | 9,845,368 | ||||||
Angi, Cl A * | 59,084 | 260,561 | ||||||
Bumble, Cl A * | 68,982 | 1,654,878 | ||||||
IAC * | 62,980 | 5,219,782 | ||||||
Match Group * | 143,461 | 11,354,938 | ||||||
Meta Platforms, Cl A * | 109,800 | 22,011,606 | ||||||
Nextdoor Holdings * | 47,386 | 213,711 |
2
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Social Media ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Pinterest, Cl A * | 461,493 | $ | 9,469,836 | |||||
Snap, Cl A * | 538,560 | 15,327,418 | ||||||
Spotify Technology * | 79,273 | 8,058,101 | ||||||
Twitter * | 353,693 | 17,338,031 | ||||||
Vimeo * | 105,139 | 1,071,366 | ||||||
Yelp, Cl A * | 52,821 | 1,718,267 | ||||||
Zynga, Cl A * | 870,690 | 7,200,606 | ||||||
110,744,469 | ||||||||
Consumer Discretionary — 0.6% | ||||||||
Fiverr International * | 20,320 | 1,082,040 | ||||||
Groupon, Cl A * (A) | 16,818 | 328,119 | ||||||
1,410,159 | ||||||||
Information Technology — 1.3% | ||||||||
Life360, Cl CDI * | 77,257 | 221,258 | ||||||
Sprinklr, Cl A * | 50,361 | 687,427 | ||||||
Sprout Social, Cl A * | 30,474 | 1,867,447 | ||||||
2,776,132 | ||||||||
TOTAL UNITED STATES | 114,930,760 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $325,167,013) | 215,987,121 | |||||||
SHORT-TERM INVESTMENT(E)(F) — 1.2% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $2,579,952) | 2,579,952 | 2,579,952 |
3
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Social Media ETF |
Face Amount | Value | |||||||
REPURCHASE AGREEMENT(E) — 0.9% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $1,849,969 (collateralized by various U.S. Treasury Obligations, ranging in par value $147,326 - $198,090, 0.250%, 09/30/2025, with a total market value of $1,885,773) | ||||||||
(Cost $1,849,932) | $ | 1,849,932 | $ | 1,849,932 | ||||
TOTAL INVESTMENTS — 101.5% | ||||||||
(Cost $329,596,897) | $ | 220,417,005 |
Percentages are based on Net Assets of $217,091,641.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $4,637,347. |
(B) | Security considered illiquid. The total value of such securities as of April 30, 2022 was $1,422 and represented 0.0% of Net Assets. |
(C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of April 30, 2022, was $1,422 and represents 0.0% of Net Assets. |
(D) | Level 3 security in accordance with fair value hierarchy. |
(E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $4,429,884. |
(F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
ADR — American Depositary Receipt
Cl — Class
GDR — Global Depositary Receipt
4
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Social Media ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
Common Stock | $ | 203,604,722 | $ | 12,380,977 | $ | 1,422 | $ | 215,987,121 | ||||||||
Short-Term Investment | 2,579,952 | — | — | 2,579,952 | ||||||||||||
Repurchase Agreement | — | 1,849,932 | — | 1,849,932 | ||||||||||||
Total Investments in Securities | $ | 206,184,674 | $ | 14,230,909 | $ | 1,422 | $ | 220,417,005 |
(1) | A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the year in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets. |
Amounts designated as “—“ are $0 or have been rounded to $0.
5
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Lithium & Battery Tech ETF |
Shares | Value | |||||||
COMMON STOCK — 100.0% | ||||||||
AUSTRALIA — 8.9% | ||||||||
Materials — 8.9% | ||||||||
Allkem * | 12,424,112 | $ | 108,157,830 | |||||
ioneer * | 35,081,756 | 16,828,353 | ||||||
Mineral Resources | 3,491,208 | 145,239,572 | ||||||
Pilbara Minerals * | 47,156,428 | 95,508,556 | ||||||
Vulcan Energy Resources * (A) | 2,010,283 | 12,114,614 | ||||||
TOTAL AUSTRALIA | 377,848,925 | |||||||
CANADA — 1.5% | ||||||||
Materials — 1.5% | ||||||||
Lithium Americas * (A) | 1,779,199 | 45,076,846 | ||||||
Standard Lithium * (A) | 2,905,322 | 18,731,547 | ||||||
TOTAL CANADA | 63,808,393 | |||||||
CHILE — 5.3% | ||||||||
Materials — 5.3% | ||||||||
Sociedad Quimica y Minera de Chile ADR | 3,048,409 | 224,972,584 | ||||||
CHINA — 37.1% | ||||||||
Consumer Discretionary — 5.4% | ||||||||
BYD, Cl H | 7,332,976 | 220,377,604 |
6
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Lithium & Battery Tech ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Tianneng Power International (A) | 13,892,600 | $ | 11,668,428 | |||||
232,046,032 | ||||||||
Industrials — 13.0% | ||||||||
Contemporary Amperex Technology, Cl A * | 2,908,205 | 179,242,320 | ||||||
Eve Energy, Cl A | 15,295,797 | 151,698,232 | ||||||
Shenzhen Yinghe Technology, Cl A | 6,718,410 | 18,126,972 | ||||||
Sunwoda Electronic, Cl A | 22,113,683 | 74,081,853 | ||||||
Wuxi Lead Intelligent Equipment, Cl A | 19,714,037 | 131,403,168 | ||||||
554,552,545 | ||||||||
Information Technology — 3.3% | ||||||||
NAURA Technology Group, Cl A | 3,852,937 | 138,647,025 | ||||||
Materials — 15.4% | ||||||||
Beijing Easpring Material Technology, Cl A | 7,086,191 | 71,462,588 | ||||||
Ganfeng Lithium, Cl A | 10,226,134 | 170,397,074 | ||||||
Guangzhou Tinci Materials Technology, Cl A | 9,835,781 | 110,950,015 | ||||||
Shanghai Putailai New Energy Technology, Cl A | 4,034,599 | 72,130,371 | ||||||
Shenzhen Capchem Technology, Cl A | 4,855,346 | 48,877,311 | ||||||
Yunnan Energy New Material, Cl A | 5,940,576 | 181,525,799 | ||||||
655,343,158 | ||||||||
TOTAL CHINA | 1,580,588,760 | |||||||
GERMANY — 0.9% | ||||||||
Industrials — 0.9% | ||||||||
Varta (A) | 382,588 | 36,236,300 | ||||||
HONG KONG — 0.0% | ||||||||
Industrials — 0.0% | ||||||||
Honbridge Holdings * | 10,969,900 | 331,356 | ||||||
JAPAN — 10.8% | ||||||||
Consumer Discretionary — 4.4% | ||||||||
Panasonic Holdings | 20,895,524 | 187,166,221 |
7
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Lithium & Battery Tech ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 0.7% | ||||||||
GS Yuasa | 1,591,383 | $ | 27,845,518 | |||||
Information Technology — 5.7% | ||||||||
TDK | 7,778,159 | 244,043,040 | ||||||
TOTAL JAPAN | 459,054,779 | |||||||
NETHERLANDS — 0.6% | ||||||||
Materials — 0.6% | ||||||||
AMG Advanced Metallurgical Group | 603,888 | 23,915,726 | ||||||
NORWAY — 0.5% | ||||||||
Industrials — 0.5% | ||||||||
FREYR Battery * (A) | 2,260,204 | 20,296,632 | ||||||
SOUTH KOREA — 10.9% | ||||||||
Information Technology — 7.4% | ||||||||
Iljin Materials | 398,081 | 27,891,026 | ||||||
L&F * (A) | 457,620 | 79,901,326 | ||||||
Samsung SDI | 427,410 | 207,919,992 | ||||||
315,712,344 | ||||||||
Materials — 3.5% | ||||||||
LG Chemical | 363,954 | 150,391,820 | ||||||
TOTAL SOUTH KOREA | 466,104,164 | |||||||
TAIWAN — 0.8% | ||||||||
Information Technology — 0.8% | ||||||||
Simplo Technology | 3,370,780 | 33,335,562 | ||||||
UNITED STATES — 22.7% | ||||||||
Consumer Discretionary — 7.5% | ||||||||
QuantumScape, Cl A * (A) | 3,663,783 | 54,736,918 | ||||||
Tesla * | 305,322 | 265,862,185 | ||||||
320,599,103 | ||||||||
Industrials — 1.7% | ||||||||
EnerSys | 885,786 | 57,983,552 |
8
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Lithium & Battery Tech ETF |
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Microvast Holdings * (A) | 3,134,842 | $ | 15,548,816 | |||||
73,532,368 | ||||||||
Materials — 13.5% | ||||||||
Albemarle | 2,492,569 | 480,642,080 | ||||||
Livent * | 3,415,275 | 72,950,274 | ||||||
Piedmont Lithium * (A) | 31,034,914 | 20,731,700 | ||||||
574,324,054 | ||||||||
TOTAL UNITED STATES | 968,455,525 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $4,084,949,781) | 4,254,948,706 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 2.4% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $101,477,470) | 101,477,470 | 101,477,470 | ||||||
REPURCHASE AGREEMENT(B) — 1.7% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $73,688,601 (collateralized by various U.S. Treasury Obligations, ranging in par value $5,868,344 - $7,890,395, 0.250%, 09/30/2025, with a total market value of $75,114,803) | ||||||||
(Cost $73,687,127) | $ | 73,687,127 | 73,687,127 | |||||
TOTAL INVESTMENTS — 104.1% | ||||||||
(Cost $4,260,114,378) | $ | 4,430,113,303 |
Percentages are based on Net Assets of $4,257,464,572.
9
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Lithium & Battery Tech ETF |
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $166,654,568. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $175,164,597. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 3,795,893,927 | $ | 459,054,779 | $ | — | $ | 4,254,948,706 | ||||||||
Short-Term Investment | 101,477,470 | — | — | 101,477,470 | ||||||||||||
Repurchase Agreement | — | 73,687,127 | — | 73,687,127 | ||||||||||||
Total Investments in Securities | $ | 3,897,371,397 | $ | 532,741,906 | $ | — | $ | 4,430,113,303 |
Amounts designated as “—“ are $0 or have been rounded to $0.
10
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Disruptive Materials ETF |
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
AUSTRALIA — 11.2% | ||||||||
Materials — 11.2% | ||||||||
Allkem * | 17,612 | $ | 153,321 | |||||
IGO | 19,237 | 180,044 | ||||||
Lynas Rare Earths * | 27,020 | 175,889 | ||||||
Syrah Resources * | 18,266 | 25,637 | ||||||
Western Areas * | 7,454 | 20,341 | ||||||
TOTAL AUSTRALIA | 555,232 | |||||||
CANADA — 2.5% | ||||||||
Materials — 2.5% | ||||||||
HudBay Minerals | 6,532 | 42,063 | ||||||
Lithium Americas * | 3,184 | 80,668 | ||||||
TOTAL CANADA | 122,731 | |||||||
CHILE — 7.5% | ||||||||
Materials — 7.5% | ||||||||
Antofagasta | 10,180 | 198,232 | ||||||
Lundin Mining | 19,190 | 176,127 | ||||||
TOTAL CHILE | 374,359 | |||||||
CHINA — 24.8% | ||||||||
Industrials — 1.4% | ||||||||
Fangda Carbon New Material, Cl A * | 67,200 | 71,634 | ||||||
Materials — 23.4% | ||||||||
Beijing Easpring Material Technology, Cl A | 9,500 | 95,805 |
11
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Disruptive Materials ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
China Minmetals Rare Earth, Cl A * | 12,100 | $ | 42,120 | |||||
China Nonferrous Mining | 36,200 | 18,732 | ||||||
China Northern Rare Earth Group High-Tech, Cl A | 35,100 | 167,422 | ||||||
Ganfeng Lithium, Cl H | 8,730 | 106,592 | ||||||
MMG * | 84,800 | 36,639 | ||||||
Nanjing Hanrui Cobalt, Cl A | 6,000 | 46,253 | ||||||
Shenghe Resources Holding, Cl A | 32,000 | 75,884 | ||||||
Sinofibers Technology, Cl A | 8,700 | 60,976 | ||||||
South Manganese Investment * | 144,000 | 15,784 | ||||||
Tongling Nonferrous Metals Group, Cl A | 179,200 | 94,434 | ||||||
Weihai Guangwei Composites, Cl A | 8,300 | 62,247 | ||||||
Western Mining, Cl A | 46,800 | 84,345 | ||||||
Yunnan Tin, Cl A | 26,100 | 70,420 | ||||||
Zhejiang Huayou Cobalt, Cl A | 15,000 | 185,894 | ||||||
1,163,547 | ||||||||
TOTAL CHINA | 1,235,181 | |||||||
FRANCE — 0.7% | ||||||||
Materials — 0.7% | ||||||||
Eramet | 261 | 35,271 | ||||||
GERMANY — 0.3% | ||||||||
Industrials — 0.3% | ||||||||
SGL Carbon * | 2,609 | 14,477 | ||||||
INDONESIA — 0.7% | ||||||||
Materials — 0.7% | ||||||||
Nickel Mines | 38,054 | 35,562 | ||||||
JAPAN — 5.5% | ||||||||
Industrials — 0.3% | ||||||||
Nippon Carbon | 480 | 15,431 |
12
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Disruptive Materials ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — 5.2% | ||||||||
Nippon Denko | 5,710 | $ | 14,015 | |||||
Sumitomo Metal Mining | 4,542 | 198,809 | ||||||
Tokai Carbon | 5,485 | 45,553 | ||||||
258,377 | ||||||||
TOTAL JAPAN | 273,808 | |||||||
NETHERLANDS — 0.7% | ||||||||
Materials — 0.7% | ||||||||
AMG Advanced Metallurgical Group | 912 | 36,118 | ||||||
PERU — 3.2% | ||||||||
Materials — 3.2% | ||||||||
Southern Copper | 2,562 | 159,536 | ||||||
SOUTH AFRICA — 18.9% | ||||||||
Materials — 18.9% | ||||||||
African Rainbow Minerals | 3,187 | 52,771 | ||||||
Anglo American | 4,712 | 212,144 | ||||||
Anglo American Platinum | 1,627 | 180,502 | ||||||
Impala Platinum Holdings | 14,310 | 186,572 | ||||||
Northam Platinum Holdings * | 10,549 | 126,031 | ||||||
Sibanye Stillwater | 52,217 | 184,189 | ||||||
942,209 | ||||||||
TOTAL SOUTH AFRICA | 942,209 | |||||||
SWEDEN — 4.4% | ||||||||
Materials — 4.4% | ||||||||
Boliden | 4,903 | 215,878 | ||||||
TAIWAN — 0.3% | ||||||||
Information Technology — 0.3% | ||||||||
Acme Electronics * | 12,000 | 12,336 |
13
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Disruptive Materials ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.3% | ||||||||
Materials — 0.3% | ||||||||
Jubilee Metals Group * | 87,630 | $ | 16,668 | |||||
UNITED STATES — 14.7% | ||||||||
Industrials — 1.3% | ||||||||
GrafTech International | 5,992 | 54,407 | ||||||
KULR Technology Group * | 6,923 | 11,077 | ||||||
65,484 | ||||||||
Materials — 13.4% | ||||||||
Albemarle | 1,153 | 222,333 | ||||||
Freeport-McMoRan | 4,754 | 192,775 | ||||||
Livent * | 4,843 | 103,446 | ||||||
MP Materials * | 3,923 | 149,231 | ||||||
667,785 | ||||||||
TOTAL UNITED STATES | 733,269 | |||||||
ZAMBIA — 4.1% | ||||||||
Materials — 4.1% | ||||||||
First Quantum Minerals | 7,015 | 202,154 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $5,562,067) | 4,964,789 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $5,562,067) | $ | 4,964,789 |
Percentages are based on Net Assets of $4,976,773.
* | Non-income producing security. |
Cl — Class
14
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Disruptive Materials ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 4,690,981 | $ | 273,808 | $ | — | $ | 4,964,789 | ||||||||
Total Investments in Securities | $ | 4,690,981 | $ | 273,808 | $ | — | $ | 4,964,789 |
Amounts designated as “—“ are $0 or have been rounded to $0.
15
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X E-commerce ETF |
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
AUSTRALIA — 0.4% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
Temple & Webster Group * (A) | 91,264 | $ | 382,655 | |||||
BRAZIL — 4.8% | ||||||||
Communication Services — 0.4% | ||||||||
VTEX, Cl A * (A) | 58,279 | 308,296 | ||||||
Consumer Discretionary — 4.4% | ||||||||
MercadoLibre * | 3,695 | 3,597,563 | ||||||
TOTAL BRAZIL | 3,905,859 | |||||||
CANADA — 2.0% | ||||||||
Information Technology — 2.0% | ||||||||
Shopify, Cl A * | 3,821 | 1,630,879 | ||||||
CHINA — 27.0% | ||||||||
Communication Services — 4.9% | ||||||||
NetEase ADR | 42,208 | 4,023,689 |
16
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X E-commerce ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — 21.6% | ||||||||
Alibaba Group Holding ADR * | 32,460 | $ | 3,151,541 | |||||
Baozun ADR * | 67,800 | 517,992 | ||||||
JD.com ADR * | 58,544 | 3,609,823 | ||||||
Pinduoduo ADR * | 74,078 | 3,192,021 | ||||||
Trip.com Group ADR * | 179,910 | 4,254,872 | ||||||
Uxin ADR * (A) | 359,169 | 284,175 | ||||||
Vipshop Holdings ADR * | 344,479 | 2,638,709 | ||||||
17,649,133 | ||||||||
Financials — 0.5% | ||||||||
LexinFintech Holdings ADR * | 151,635 | 388,185 | ||||||
TOTAL CHINA | 22,061,007 | |||||||
GERMANY — 0.8% | ||||||||
Consumer Discretionary — 0.8% | ||||||||
Jumia Technologies ADR * (A) | 89,834 | 635,126 | ||||||
JAPAN — 3.8% | ||||||||
Consumer Discretionary — 3.8% | ||||||||
Rakuten Group | 439,860 | 3,116,637 | ||||||
SOUTH KOREA — 0.3% | ||||||||
Information Technology — 0.3% | ||||||||
Cafe24 * | 15,778 | 238,052 | ||||||
UNITED KINGDOM — 4.7% | ||||||||
Consumer Discretionary — 1.7% | ||||||||
ASOS * | 79,344 | 1,392,629 | ||||||
Consumer Staples — 3.0% | ||||||||
Ocado Group * | 213,762 | 2,479,800 | ||||||
TOTAL UNITED KINGDOM | 3,872,429 | |||||||
UNITED STATES — 56.1% | ||||||||
Communication Services — 3.9% | ||||||||
Angi, Cl A * | 85,519 | 377,139 |
17
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X E-commerce ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
TripAdvisor * | 109,060 | $ | 2,799,570 | |||||
3,176,709 | ||||||||
Consumer Discretionary — 37.0% | ||||||||
1847 Goedeker * (A) | 149,056 | 189,301 | ||||||
Amazon.com * | 1,354 | 3,365,543 | ||||||
Booking Holdings * | 1,837 | 4,060,339 | ||||||
eBay | 69,564 | 3,611,763 | ||||||
Etsy * | 25,078 | 2,337,019 | ||||||
Expedia Group * | 24,641 | 4,306,015 | ||||||
Groupon, Cl A * (A) | 26,275 | 512,625 | ||||||
Lands’ End * | 17,371 | 243,541 | ||||||
Overstock.com * | 48,529 | 1,628,633 | ||||||
PetMed Express (A) | 22,106 | 484,121 | ||||||
Qurate Retail, Cl A * | 404,600 | 1,703,366 | ||||||
Shutterstock | 27,205 | 2,059,963 | ||||||
Wayfair, Cl A * (A) | 25,319 | 1,948,044 | ||||||
Williams-Sonoma | 29,499 | 3,849,030 | ||||||
30,299,303 | ||||||||
Financials — 1.5% | ||||||||
eHealth * | 28,078 | 226,028 | ||||||
LendingTree * | 12,959 | 1,029,204 | ||||||
1,255,232 | ||||||||
Industrials — 4.7% | ||||||||
CoStar Group * | 59,774 | 3,802,822 | ||||||
Information Technology — 9.0% | ||||||||
BigCommerce Holdings * | 59,519 | 1,063,605 | ||||||
GoDaddy, Cl A * | 56,189 | 4,540,633 | ||||||
LivePerson * | 76,978 | 1,741,242 | ||||||
7,345,480 | ||||||||
TOTAL UNITED STATES | 45,879,546 |
18
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X E-commerce ETF |
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
TOTAL COMMON STOCK | ||||||||
(Cost $153,515,897) | $ | 81,722,190 | ||||||
PREFERRED STOCK — 0.0% | ||||||||
UNITED STATES— 0.0% | ||||||||
Consumer Discretionary — 0.0% | ||||||||
Overstock.com, Ser A1, 1.020% | ||||||||
(Cost $3,867) | 366 | 10,138 | ||||||
SHORT-TERM INVESTMENT(B)(C) — 1.9% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $1,533,647) | 1,533,647 | 1,533,647 | ||||||
REPURCHASE AGREEMENT(B) — 1.3% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $1,099,710 (collateralized by various U.S. Treasury Obligations, ranging in par value $87,578 - $117,754, 0.250%, 09/30/2025, with a total market value of $1,120,993) | ||||||||
(Cost $1,099,688) | $ | 1,099,688 | 1,099,688 | |||||
TOTAL INVESTMENTS — 103.1% | ||||||||
(Cost $156,153,099) | $ | 84,365,663 |
Percentages are based on Net Assets of $81,790,621.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $2,053,386. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $2,633,335. |
19
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X E-commerce ETF |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
ADR — American Depositary Receipt
Cl — Class
Ser — Series
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 78,605,553 | $ | 3,116,637 | $ | — | $ | 81,722,190 | ||||||||
Preferred Stock | 10,138 | — | — | 10,138 | ||||||||||||
Short-Term Investment | 1,533,647 | — | — | 1,533,647 | ||||||||||||
Repurchase Agreement | — | 1,099,688 | — | 1,099,688 | ||||||||||||
Total Investments in Securities | $ | 80,149,338 | $ | 4,216,325 | $ | — | $ | 84,365,663 |
Amounts designated as “—“ are $0 or have been rounded to $0.
20
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Emerging Markets Internet & E-commerce ETF |
Shares | Value | |||||||
COMMON STOCK — 99.9% | ||||||||
BRAZIL — 9.3% | ||||||||
Consumer Discretionary — 5.7% | ||||||||
Americanas | 3,669 | $ | 17,781 | |||||
Magazine Luiza | 27,649 | 27,246 | ||||||
MercadoLibre * | 108 | 105,152 | ||||||
150,179 | ||||||||
Financials — 0.6% | ||||||||
XP, Cl A * | 653 | 16,070 | ||||||
Information Technology — 3.0% | ||||||||
Pagseguro Digital, Cl A * | 2,368 | 34,833 | ||||||
StoneCo, Cl A * | 1,799 | 16,947 | ||||||
TOTVS * | 3,897 | 25,158 | ||||||
76,938 | ||||||||
TOTAL BRAZIL | 243,187 | |||||||
CHILE — 1.0% | ||||||||
Consumer Discretionary — 1.0% | ||||||||
Falabella | 9,617 | 27,001 | ||||||
CHINA — 71.9% | ||||||||
Communication Services — 31.5% | ||||||||
Autohome ADR | 906 | 26,337 | ||||||
Baidu ADR * | 795 | 98,715 | ||||||
Bilibili ADR * | 3,088 | 75,162 | ||||||
China Literature * | 3,740 | 16,064 | ||||||
Hello Group ADR * | 1,549 | 8,241 |
21
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Emerging Markets Internet & E-commerce ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
HUYA ADR * | 1,602 | $ | 6,616 | |||||
iQIYI ADR * | 5,446 | 19,388 | ||||||
Kingsoft | 7,650 | 23,497 | ||||||
NetEase ADR | 2,542 | 242,329 | ||||||
Tencent Holdings | 4,480 | 215,488 | ||||||
Tencent Music Entertainment Group ADR * | 12,313 | 52,330 | ||||||
Weibo ADR * | 1,911 | 44,221 | ||||||
828,388 | ||||||||
Consumer Discretionary — 37.1% | ||||||||
Alibaba Group Holding ADR * | 2,304 | 223,695 | ||||||
Alibaba Health Information Technology * | 34,800 | 20,181 | ||||||
JD.com ADR * | 3,384 | 208,657 | ||||||
Meituan, Cl B * | 10,970 | 240,480 | ||||||
Pinduoduo ADR * | 2,338 | 100,744 | ||||||
Ping An Healthcare and Technology * | 4,130 | 10,370 | ||||||
Tongcheng Travel Holdings * | 9,050 | 16,287 | ||||||
Trip.com Group ADR * | 4,696 | 111,060 | ||||||
Vipshop Holdings ADR * | 5,676 | 43,478 | ||||||
974,952 | ||||||||
Information Technology — 3.3% | ||||||||
Kingdee International Software Group * | 18,250 | 37,960 | ||||||
TravelSky Technology, Cl H | 24,250 | 36,903 | ||||||
Weimob * | 17,350 | 10,614 | ||||||
85,477 | ||||||||
TOTAL CHINA | 1,888,817 | |||||||
SOUTH AFRICA — 4.4% | ||||||||
Communication Services — 0.6% | ||||||||
MultiChoice Group | 1,951 | 15,950 |
22
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Emerging Markets Internet & E-commerce ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — 3.8% | ||||||||
Naspers, Cl N | 972 | $ | 98,805 | |||||
TOTAL SOUTH AFRICA | 114,755 | |||||||
SOUTH KOREA — 12.1% | ||||||||
Communication Services — 9.9% | ||||||||
Kakao | 1,549 | 110,872 | ||||||
NAVER | 458 | 104,472 | ||||||
NCSoft | 131 | 43,962 | ||||||
259,306 | ||||||||
Consumer Discretionary — 2.2% | ||||||||
Coupang, Cl A * | 4,546 | 58,507 | ||||||
TOTAL SOUTH KOREA | 317,813 | |||||||
URUGUAY — 1.2% | ||||||||
Information Technology — 1.2% | ||||||||
Dlocal, Cl A * | 1,412 | 32,010 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $5,010,288) | 2,623,583 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $5,010,288) | $ | 2,623,583 |
Percentages are based on Net Assets of $2,627,129.
* | Non-income producing security. |
ADR — American Depositary Receipt
Cl — Class
As of April 30, 2022, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
Amounts designated as “—“ are $0 or have been rounded to $0.
23
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — 92.9% | ||||||||
AUSTRALIA — 2.3% | ||||||||
Financials — 2.3% | ||||||||
Magellan Financial Group (A) | 923,253 | $ | 10,701,169 | |||||
Platinum Asset Management | 5,940,618 | 7,936,810 | ||||||
TOTAL AUSTRALIA | 18,637,979 | |||||||
BRAZIL — 8.1% | ||||||||
Consumer Staples — 1.1% | ||||||||
Marfrig Global Foods | 2,344,033 | 8,874,968 | ||||||
Financials — 1.1% | ||||||||
Banco Santander Brasil | 1,407,129 | 9,021,515 |
24
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — 1.1% | ||||||||
Qualicorp Consultoria e Corretora de Seguros | 3,220,840 | $ | 8,630,618 | |||||
Materials — 2.2% | ||||||||
Dexco | 3,529,282 | 9,172,057 | ||||||
Vale ADR, Cl B | 524,485 | 8,858,551 | ||||||
18,030,608 | ||||||||
Utilities — 2.6% | ||||||||
CPFL Energia | 1,537,507 | 11,223,472 | ||||||
Transmissora Alianca de Energia Eletrica | 1,168,179 | 10,374,483 | ||||||
21,597,955 | ||||||||
TOTAL BRAZIL | 66,155,664 | |||||||
CANADA — 1.0% | ||||||||
Materials — 1.0% | ||||||||
Labrador Iron Ore Royalty (A) | 291,327 | 7,923,420 | ||||||
CHILE — 1.0% | ||||||||
Utilities — 1.0% | ||||||||
Colbun | 116,605,843 | 8,328,696 | ||||||
CHINA — 30.3% | ||||||||
Energy — 1.5% | ||||||||
China Shenhua Energy, Cl H | 3,640,000 | 11,737,222 | ||||||
Financials — 2.4% | ||||||||
China Everbright Bank, Cl H | 25,899,200 | 9,440,517 | ||||||
Chongqing Rural Commercial Bank, Cl H | 26,182,700 | 10,211,258 | ||||||
19,651,775 | ||||||||
Industrials — 2.6% | ||||||||
Lonking Holdings | 35,158,900 | 9,768,664 | ||||||
Sinopec Engineering Group, Cl H | 22,170,200 | 11,613,278 | ||||||
21,381,942 | ||||||||
Materials — 1.2% | ||||||||
China Resources Cement Holdings | 11,977,200 | 9,998,618 |
25
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — 22.6% | ||||||||
Agile Group Holdings (A) | 21,510,800 | $ | 10,417,981 | |||||
China Aoyuan Group (A)(B)(C)(D) | 74,177,600 | 10,040,161 | ||||||
China Evergrande Group (A)(B)(C)(D) | 52,571,300 | 9,949,897 | ||||||
China Jinmao Holdings Group | 36,580,700 | 12,168,468 | ||||||
China Overseas Grand Oceans Group | 18,240,300 | 10,786,818 | ||||||
China SCE Group Holdings | 58,510,200 | 10,589,204 | ||||||
Gemdale Properties & Investment | 104,502,300 | 11,187,899 | ||||||
Guangzhou R&F Properties, Cl H (A) | 26,022,500 | 9,783,955 | ||||||
KWG Group Holdings | 27,696,400 | 10,095,614 | ||||||
Logan Group (A) | 49,794,900 | 15,739,102 | ||||||
Midea Real Estate Holding | 6,385,100 | 12,255,642 | ||||||
Powerlong Real Estate Holdings | 25,954,100 | 8,931,268 | ||||||
Shenzhen Investment | 45,422,100 | 9,841,460 | ||||||
Shimao Group Holdings (A)(B)(C)(D) | 19,468,500 | 9,870,534 | ||||||
Times China Holdings | 36,955,480 | 13,188,040 | ||||||
Yuexiu Property | 9,923,460 | 10,396,289 | ||||||
Zhongliang Holdings Group (A) | 32,591,300 | 10,426,026 | ||||||
185,668,358 | ||||||||
TOTAL CHINA | 248,437,915 | |||||||
EGYPT — 1.0% | ||||||||
Consumer Staples — 1.0% | ||||||||
Eastern SAE | 13,673,187 | 7,964,317 | ||||||
HONG KONG — 5.6% | ||||||||
Communication Services — 2.4% | ||||||||
HKBN | 8,265,000 | 9,659,521 | ||||||
PCCW | 17,332,000 | 9,874,147 | ||||||
19,533,668 | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Pacific Textiles Holdings | 21,255,200 | 9,400,221 |
26
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — 0.9% | ||||||||
Haitong International Securities Group | 45,497,900 | $ | 7,248,444 | |||||
Information Technology — 1.2% | ||||||||
VTech Holdings | 1,357,100 | 9,642,732 | ||||||
TOTAL HONG KONG | 45,825,065 | |||||||
ISRAEL — 1.1% | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Delek Automotive Systems | 652,825 | 9,279,881 | ||||||
KAZAKHSTAN — 1.2% | ||||||||
Financials — 1.2% | ||||||||
Halyk Savings Bank of Kazakhstan JSC GDR | 993,813 | 9,838,749 | ||||||
KUWAIT — 1.1% | ||||||||
Consumer Discretionary — 1.1% | ||||||||
Humansoft Holding KSC | 791,196 | 8,716,194 | ||||||
MALAYSIA — 1.0% | ||||||||
Health Care — 1.0% | ||||||||
Hartalega Holdings | 8,502,836 | 8,593,655 | ||||||
MEXICO — 0.9% | ||||||||
Consumer Discretionary — 0.9% | ||||||||
Betterware de Mexico (A) | 481,565 | 7,676,146 | ||||||
NIGERIA — 0.9% | ||||||||
Financials — 0.9% | ||||||||
Zenith Bank | 131,231,060 | 7,747,376 | ||||||
NORWAY — 1.3% | ||||||||
Industrials — 1.3% | ||||||||
Golden Ocean Group | 839,221 | 10,515,439 | ||||||
PAKISTAN — 1.0% | ||||||||
Financials — 1.0% | ||||||||
United Bank | 11,414,213 | 8,442,523 |
27
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
RUSSIA — 0.2% | ||||||||
Consumer Staples — 0.1% | ||||||||
Magnit PJSC GDR (B)(C)(D) | 33,120 | $ | 42,952 | |||||
X5 Retail Group GDR (B)(C)(D) | 411,120 | 636,489 | ||||||
679,441 | ||||||||
Materials — 0.1% | ||||||||
Magnitogorsk Iron & Steel Works PJSC (B)(C)(D)(E) | 6,332,020 | 401,691 | ||||||
PhosAgro PJSC GDR (B)(C)(D) | 22,480 | 75,192 | ||||||
Severstal PJSC *(B)(C)(D) | 311,297 | 481,285 | ||||||
958,168 | ||||||||
Utilities — 0.0% | ||||||||
Unipro PJSC (B)(C)(D) | 209,276,262 | 424,610 | ||||||
TOTAL RUSSIA | 2,062,219 | |||||||
SINGAPORE — 2.3% | ||||||||
Energy — 1.2% | ||||||||
BW LPG | 1,530,539 | 9,815,834 | ||||||
Health Care — 1.1% | ||||||||
Riverstone Holdings | 13,303,517 | 9,296,758 | ||||||
TOTAL SINGAPORE | 19,112,592 | |||||||
SOUTH AFRICA — 3.4% | ||||||||
Energy — 1.2% | ||||||||
Exxaro Resources (A) | 678,544 | 9,717,235 | ||||||
Financials — 1.0% | ||||||||
Coronation Fund Managers | 3,247,705 | 8,587,309 | ||||||
Real Estate — 1.2% | ||||||||
Redefine Properties ‡ | 34,402,488 | 9,527,094 | ||||||
TOTAL SOUTH AFRICA | 27,831,638 |
28
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
TURKEY — 1.1% | ||||||||
Materials — 1.1% | ||||||||
Iskenderun Demir ve Celik | 4,810,576 | $ | 8,878,971 | |||||
UKRAINE — 1.2% | ||||||||
Materials — 1.2% | ||||||||
Ferrexpo | 4,850,566 | 10,066,523 | ||||||
UNITED KINGDOM — 3.5% | ||||||||
Consumer Staples — 1.2% | ||||||||
Imperial Brands | 462,853 | 9,681,269 | ||||||
Financials — 2.3% | ||||||||
CMC Markets | 2,883,484 | 10,498,561 | ||||||
M&G | 3,155,523 | 8,486,039 | ||||||
18,984,600 | ||||||||
TOTAL UNITED KINGDOM | 28,665,869 | |||||||
UNITED STATES — 23.4% | ||||||||
Communication Services — 1.1% | ||||||||
Lumen Technologies | 874,056 | 8,793,003 | ||||||
Energy — 2.4% | ||||||||
Antero Midstream | 958,942 | 9,848,334 | ||||||
Diversified Energy | 6,708,515 | 10,191,216 | ||||||
20,039,550 | ||||||||
Financials — 15.7% | ||||||||
AGNC Investment ‡ | 733,100 | 8,049,438 | ||||||
Annaly Capital Management ‡ | 1,333,591 | 8,561,654 | ||||||
Apollo Commercial Real Estate Finance ‡ | 696,693 | 8,388,184 | ||||||
Arbor Realty Trust ‡ | 541,970 | 9,267,687 | ||||||
ARMOUR Residential ‡ (A) | 1,111,534 | 8,158,660 | ||||||
Blackstone Mortgage Trust, Cl A ‡ | 298,048 | 8,953,362 | ||||||
Chimera Investment ‡ | 771,104 | 7,726,462 | ||||||
Ellington Financial ‡ | 529,082 | 8,565,838 |
29
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Invesco Mortgage Capital ‡ (A) | 4,293,479 | $ | 7,470,653 | |||||
KKR Real Estate Finance Trust ‡ | 475,808 | 9,040,352 | ||||||
New York Mortgage Trust ‡ | 2,570,936 | 8,278,414 | ||||||
PennyMac Mortgage Investment Trust ‡ | 582,318 | 8,932,758 | ||||||
Ready Capital ‡ | 615,941 | 8,974,260 | ||||||
Starwood Property Trust ‡ | 411,592 | 9,417,225 | ||||||
Two Harbors Investment ‡ | 1,801,295 | 8,664,229 | ||||||
128,449,176 | ||||||||
Real Estate — 4.2% | ||||||||
Global Net Lease ‡ | 627,798 | 8,808,006 | ||||||
Necessity Retail REIT ‡ | 1,246,357 | 9,310,287 | ||||||
Office Properties Income Trust ‡ | 380,665 | 8,229,977 | ||||||
Omega Healthcare Investors ‡ | 327,282 | 8,339,146 | ||||||
34,687,416 | ||||||||
TOTAL UNITED STATES | 191,969,145 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $889,813,712) | 762,669,976 | |||||||
PREFERRED STOCK — 6.9% | ||||||||
BRAZIL— 6.9% | ||||||||
Energy — 1.1% | ||||||||
Petroleo Brasileiro (E) | 1,489,529 | 9,107,657 | ||||||
Materials — 3.4% | ||||||||
Braskem (E) | 1,058,065 | 8,593,226 | ||||||
Gerdau (E) | 1,644,284 | 9,286,907 | ||||||
Unipar Carbocloro (E) | 517,555 | 10,034,022 | ||||||
27,914,155 | ||||||||
Utilities — 2.4% | ||||||||
Cia de Transmissao de Energia Eletrica Paulista (E) | 1,932,695 | 9,819,193 |
30
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Number of Warrants/Shares/Face Amount | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Utilities — continued | ||||||||
Cia Paranaense de Energia (E) | 6,600,920 | $ | 9,916,975 | |||||
19,736,168 | ||||||||
TOTAL BRAZIL | 56,757,980 | |||||||
TOTAL PREFERRED STOCK | ||||||||
(Cost $54,935,698) | 56,757,980 | |||||||
WARRANT — 0.0% | ||||||||
Australia — 0.0% | ||||||||
Magellan Financial Group | ||||||||
Strike Price $35, Expires 4/19/27(Cost $–) | 113,334 | 126,047 | ||||||
SHORT-TERM INVESTMENT(F)(G) — 5.0% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $41,116,116) | 41,116,116 | 41,116,116 | ||||||
REPURCHASE AGREEMENT(F) — 3.6% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $29,482,533 (collateralized by various U.S. Treasury Obligations, ranging in par value $2,347,902 - $3,156,917, 0.250%, 09/30/2025, with a total market value of $30,053,147) | ||||||||
(Cost $29,481,944) | $ | 29,481,944 | 29,481,944 | |||||
TOTAL INVESTMENTS — 108.4% | ||||||||
(Cost $1,015,347,470) | $ | 890,152,063 |
31
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
Percentages are based on Net Assets of $821,256,281.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $63,986,441. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of April 30, 2022 was $31,922,811 and represented 3.9% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of April 30, 2022, was $31,922,811 and represents 3.9% of Net Assets. |
(E) | There is currently no stated interest rate. |
(F) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $70,598,060. |
(G) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
ADR — American Depositary Receipt
Cl — Class
GDR — Global Depositary Receipt
PJSC — Public Joint Stock Company
REIT — Real Estate Investment Trust
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
Common Stock | $ | 696,344,250 | $ | 34,402,915 | $ | 31,922,811 | $ | 762,669,976 | ||||||||
Preferred Stock | 56,757,980 | — | — | 56,757,980 | ||||||||||||
Short-Term Investment | 41,116,116 | — | — | 41,116,116 | ||||||||||||
Warrant | — | 126,047 | — | 126,047 | ||||||||||||
Repurchase Agreement | — | 29,481,944 | — | 29,481,944 | ||||||||||||
Total Investments in Securities | $ | 794,218,346 | $ | 64,010,906 | $ | 31,922,811 | $ | 890,152,063 |
32
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® ETF |
(1) | The following is a reconciliation of investments in which significant unobservable inputs (Level 3) were used in determining fair value: |
Investments in Common Stock | ||||
Beginning Balance as of October 31, 2021 | $ | − | ||
Transfers out of Level 3 | − | |||
Transfers into Level 3 | 31,922,811 | |||
Net purchases | − | |||
Net sales | − | |||
Realized gain/(loss) | − | |||
Change in unrealized appreciation/(depreciation) | − | |||
Ending Balance as of April 30, 2022 | $ | 31,922,811 |
For the period ended April 30, 2022, the transfers in and out of Level 3 were due to changes in the availability of observable inputs to determine fair value.
Amounts designated as “—“ are $0 or have been rounded to $0.
33
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® U.S. ETF |
Shares | Value | |||||||
COMMON STOCK — 83.6% | ||||||||
UNITED STATES — 83.6% | ||||||||
Communication Services — 7.6% | ||||||||
AT&T | 585,910 | $ | 11,050,263 | |||||
Cogent Communications Holdings | 216,305 | 12,653,842 | ||||||
Lumen Technologies | 1,423,540 | 14,320,812 | ||||||
Verizon Communications | 258,589 | 11,972,671 | ||||||
Warner Bros Discovery * | 141,241 | 2,563,524 | ||||||
52,561,112 | ||||||||
Consumer Discretionary — 1.6% | ||||||||
PetMed Express (A) | 524,381 | 11,483,944 | ||||||
Consumer Staples — 16.5% | ||||||||
Altria Group | 269,763 | 14,990,730 | ||||||
B&G Foods | 446,369 | 12,020,717 |
34
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® U.S. ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Kellogg | 214,042 | $ | 14,661,877 | |||||
Kraft Heinz | 368,411 | 15,705,361 | ||||||
Philip Morris International | 124,392 | 12,439,200 | ||||||
SpartanNash | 504,868 | 17,306,875 | ||||||
Universal | 254,129 | 14,701,363 | ||||||
Walgreens Boots Alliance | 297,432 | 12,611,117 | ||||||
114,437,240 | ||||||||
Energy — 7.2% | ||||||||
Enviva | 197,323 | 16,642,222 | ||||||
Kimbell Royalty Partners | 928,263 | 15,622,666 | ||||||
Sabine Royalty Trust | 284,562 | 18,004,238 | ||||||
50,269,126 | ||||||||
Financials — 13.4% | ||||||||
AGNC Investment ‡ | 1,030,422 | 11,314,034 | ||||||
ARMOUR Residential ‡(A) | 1,628,174 | 11,950,797 | ||||||
Invesco Mortgage Capital ‡ (A) | 5,728,152 | 9,966,984 | ||||||
KKR Real Estate Finance Trust ‡ | 658,371 | 12,509,049 | ||||||
New York Community Bancorp | 1,200,131 | 11,089,210 | ||||||
TFS Financial | 820,892 | 12,305,171 | ||||||
Two Harbors Investment ‡ | 2,677,180 | 12,877,236 | ||||||
Virtu Financial, Cl A | 395,489 | 11,421,722 | ||||||
93,434,203 | ||||||||
Health Care — 4.0% | ||||||||
AbbVie | 95,588 | 14,039,965 | ||||||
Gilead Sciences | 227,137 | 13,478,310 | ||||||
27,518,275 | ||||||||
Industrials — 5.9% | ||||||||
3M | 93,653 | 13,506,636 | ||||||
Ennis | 735,038 | 12,679,405 | ||||||
MSC Industrial Direct, Cl A | 175,064 | 14,505,803 | ||||||
40,691,844 |
35
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® U.S. ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 2.1% | ||||||||
International Business Machines | 111,385 | $ | 14,726,211 | |||||
Real Estate — 8.1% | ||||||||
Alexander’s ‡ | 53,557 | 13,291,241 | ||||||
Easterly Government Properties, Cl A ‡ | 662,931 | 12,628,836 | ||||||
Global Net Lease ‡ | 954,245 | 13,388,057 | ||||||
Iron Mountain ‡ | 318,207 | 17,097,262 | ||||||
56,405,396 | ||||||||
Utilities — 17.2% | ||||||||
American Electric Power | 162,126 | 16,068,308 | ||||||
Avangrid (A) | 315,441 | 13,989,808 | ||||||
Clearway Energy, Cl C | 430,699 | 13,149,241 | ||||||
Consolidated Edison | 170,184 | 15,782,864 | ||||||
DTE Energy | 116,908 | 15,319,624 | ||||||
Duke Energy | 140,381 | 15,464,371 | ||||||
Hawaiian Electric Industries | 343,677 | 14,128,562 | ||||||
National Fuel Gas | 227,256 | 15,937,463 | ||||||
119,840,241 | ||||||||
TOTAL UNITED STATES | 581,367,592 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $551,497,062) | 581,367,592 | |||||||
MASTER LIMITED PARTNERSHIPS — 16.1% | ||||||||
UNITED KINGDOM— 2.2% | ||||||||
Energy — 2.2% | ||||||||
KNOT Offshore Partners | 928,470 | 15,152,630 | ||||||
UNITED STATES— 13.9% | ||||||||
Energy — 10.0% | ||||||||
CrossAmerica Partners | 656,201 | 13,655,543 | ||||||
Holly Energy Partners | 770,359 | 13,196,250 | ||||||
MPLX | 427,012 | 13,818,108 |
36
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® U.S. ETF |
Shares/Face Amount | Value | |||||||
MASTER LIMITED PARTNERSHIPS — continued | ||||||||
Energy — continued | ||||||||
Shell Midstream Partners | 1,018,797 | $ | 14,395,602 | |||||
USA Compression Partners | 816,225 | 14,463,507 | ||||||
69,529,010 | ||||||||
Industrials — 1.9% | ||||||||
Icahn Enterprises | 251,774 | 13,253,383 | ||||||
Materials — 2.0% | ||||||||
Westlake Chemical Partners | 508,456 | 13,855,426 | ||||||
TOTAL UNITED STATES | 96,637,819 | |||||||
TOTAL MASTER LIMITED PARTNERSHIPS | ||||||||
(Cost $90,454,726) | 111,790,449 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 1.9% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $13,138,390) | 13,138,390 | 13,138,390 | ||||||
REPURCHASE AGREEMENT(B) — 1.4% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $9,420,954 (collateralized by various U.S. Treasury Obligations, ranging in par value $750,257 - $1,008,773, 0.250%, 09/30/2025, with a total market value of $9,603,294) | ||||||||
(Cost $9,420,766) | $ | 9,420,766 | 9,420,766 | |||||
TOTAL INVESTMENTS — 103.0% | ||||||||
(Cost $664,510,944) | $ | 715,717,197 |
Percentages are based on Net Assets of $695,105,037.
‡ | Real Estate Investment Trust |
* | Non-income producing security. |
37
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® U.S. ETF |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $21,051,368. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $22,559,156. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
Cl — Class
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 581,367,592 | $ | — | $ | — | $ | 581,367,592 | ||||||||
Master Limited Partnerships | 111,790,449 | — | — | 111,790,449 | ||||||||||||
Short-Term Investment | 13,138,390 | — | — | 13,138,390 | ||||||||||||
Repurchase Agreement | — | 9,420,766 | — | 9,420,766 | ||||||||||||
Total Investments in Securities | $ | 706,296,431 | $ | 9,420,766 | $ | — | $ | 715,717,197 |
Amounts designated as “—“ are $0 or have been rounded to $0.
38
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® EAFE ETF |
Shares | Value | |||||||
COMMON STOCK — 99.3% | ||||||||
AUSTRALIA — 14.2% | ||||||||
Industrials — 2.3% | ||||||||
Aurizon Holdings | 88,169 | $ | 252,509 | |||||
Materials — 9.6% | ||||||||
BHP Group | 13,555 | 462,474 | ||||||
Fortescue Metals Group | 13,810 | 212,279 | ||||||
Rio Tinto | 2,797 | 200,373 | ||||||
Rio Tinto | 2,532 | 203,023 | ||||||
1,078,149 | ||||||||
Real Estate — 2.3% | ||||||||
Vicinity Centres ‡ | 195,824 | 260,930 | ||||||
TOTAL AUSTRALIA | 1,591,588 | |||||||
AUSTRIA — 2.0% | ||||||||
Energy — 2.0% | ||||||||
OMV | 4,418 | 228,844 |
39
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® EAFE ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
BELGIUM — 1.7% | ||||||||
Consumer Discretionary — 1.7% | ||||||||
Ageas | 3,878 | $ | 187,700 | |||||
FINLAND — 1.3% | ||||||||
Utilities — 1.3% | ||||||||
Fortum | 8,968 | 150,427 | ||||||
FRANCE — 8.2% | ||||||||
Communication Services — 2.1% | ||||||||
Orange | 19,238 | 229,701 | ||||||
Financials — 4.5% | ||||||||
AXA | 7,790 | 209,232 | ||||||
CNP Assurances | 13,573 | 298,978 | ||||||
508,210 | ||||||||
Industrials — 1.6% | ||||||||
Credit Agricole | 15,888 | 173,913 | ||||||
TOTAL FRANCE | 911,824 | |||||||
GERMANY — 3.5% | ||||||||
Communication Services — 2.1% | ||||||||
Telefonica Deutschland Holding | 77,911 | 235,810 | ||||||
Materials — 1.4% | ||||||||
BASF | 2,950 | 156,881 | ||||||
TOTAL GERMANY | 392,691 | |||||||
HONG KONG — 9.4% | ||||||||
Communication Services — 2.4% | ||||||||
HKT Trust & HKT | 185,520 | 266,240 | ||||||
Real Estate — 2.0% | ||||||||
Henderson Land Development | 55,900 | 226,916 | ||||||
Utilities — 5.0% | ||||||||
CK Infrastructure Holdings | 41,400 | 278,861 |
40
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® EAFE ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Power Assets Holdings | 41,706 | $ | 280,923 | |||||
559,784 | ||||||||
TOTAL HONG KONG | 1,052,940 | |||||||
ITALY — 5.7% | ||||||||
Financials — 3.6% | ||||||||
Poste Italiane | 18,073 | 178,802 | ||||||
Assicurazioni Generali | 11,566 | 220,849 | ||||||
399,651 | ||||||||
Utilities — 2.1% | ||||||||
Snam | 42,376 | 233,537 | ||||||
TOTAL ITALY | 633,188 | |||||||
JAPAN — 9.2% | ||||||||
Communication Services — 2.0% | ||||||||
SoftBank | 19,068 | 222,970 | ||||||
Financials — 3.4% | ||||||||
Japan Post Holdings | 29,225 | 205,608 | ||||||
Nomura Holdings | 45,878 | 177,053 | ||||||
382,661 | ||||||||
Industrials — 2.0% | ||||||||
Mitsui OSK Lines | 9,300 | 220,369 | ||||||
Real Estate — 1.8% | ||||||||
Japan Metropolitan Fund Invest ‡ | 253 | 201,721 | ||||||
TOTAL JAPAN | 1,027,721 | |||||||
NETHERLANDS — 2.1% | ||||||||
Financials — 2.1% | ||||||||
NN Group | 4,696 | 232,543 |
41
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® EAFE ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
NEW ZEALAND — 2.2% | ||||||||
Communication Services — 2.2% | ||||||||
Spark New Zealand | 77,753 | $ | 248,291 | |||||
NORWAY — 1.8% | ||||||||
Communication Services — 1.8% | ||||||||
Telenor | 13,851 | 197,584 | ||||||
PORTUGAL — 1.9% | ||||||||
Utilities — 1.9% | ||||||||
Energias de Portugal | 44,834 | 210,097 | ||||||
SPAIN — 9.9% | ||||||||
Communication Services — 2.0% | ||||||||
Telefonica | 46,080 | 225,220 | ||||||
Industrials — 1.6% | ||||||||
ACS Actividades de Construccion y Servicios | 6,989 | 181,304 | ||||||
Utilities — 6.3% | ||||||||
Enagas | 10,721 | 232,650 | ||||||
Endesa | 8,816 | 186,288 | ||||||
Naturgy Energy Group | 9,449 | 286,388 | ||||||
705,326 | ||||||||
TOTAL SPAIN | 1,111,850 | |||||||
SWEDEN — 5.5% | ||||||||
Communication Services — 1.7% | ||||||||
Tele2, Cl B | 14,713 | 195,756 | ||||||
Consumer Discretionary — 1.0% | ||||||||
Electrolux, Cl B | 7,113 | 109,847 | ||||||
Energy — 2.8% | ||||||||
Lundin Energy | 7,367 | 308,420 | ||||||
TOTAL SWEDEN | 614,023 |
42
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® EAFE ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SWITZERLAND — 2.4% | ||||||||
Financials — 2.4% | ||||||||
Zurich Insurance Group | 587 | $ | 269,658 | |||||
UNITED KINGDOM — 16.4% | ||||||||
Communication Services — 1.7% | ||||||||
Vodafone Group | 123,870 | 189,016 | ||||||
Consumer Discretionary — 1.3% | ||||||||
Persimmon | 5,599 | 147,620 | ||||||
Consumer Staples — 2.4% | ||||||||
British American Tobacco | 6,278 | 264,204 | ||||||
Financials — 8.5% | �� | |||||||
Admiral Group | 4,333 | 137,307 | ||||||
Aviva | 43,167 | 234,831 | ||||||
Legal & General Group | 62,650 | 198,293 | ||||||
M&G | 74,208 | 199,565 | ||||||
Phoenix Group Holdings | 24,051 | 183,893 | ||||||
953,889 | ||||||||
Utilities — 2.5% | ||||||||
National Grid | 18,988 | 284,641 | ||||||
TOTAL UNITED KINGDOM | 1,839,370 | |||||||
UNITED STATES — 1.9% | ||||||||
Financials — 1.9% | ||||||||
Swiss Re | 2,570 | 212,664 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $11,268,916) | 11,113,003 | |||||||
TOTAL INVESTMENTS — 99.3% | ||||||||
(Cost $11,268,916) | $ | 11,113,003 |
Percentages are based on Net Assets of $11,194,017.
‡ | Real Estate Investment Trust |
43
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® EAFE ETF |
Cl — Class
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 10,085,282 | $ | 1,027,721 | $ | — | $ | 11,113,003 | ||||||||
Total Investments in Securities | $ | 10,085,282 | $ | 1,027,721 | $ | — | $ | 11,113,003 |
Amounts designated as “—“ are $0 or have been rounded to $0.
44
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® Emerging Markets ETF |
Shares | Value | |||||||
COMMON STOCK — 91.6% | ||||||||
BRAZIL — 5.6% | ||||||||
Consumer Discretionary — 2.4% | ||||||||
Vibra Energia | 406,644 | $ | 1,734,243 | |||||
Materials — 3.2% | ||||||||
Vale | 141,002 | 2,371,483 | ||||||
TOTAL BRAZIL | 4,105,726 | |||||||
CHINA — 38.3% | ||||||||
Energy — 9.5% | ||||||||
China Shenhua Energy, Cl H | 859,564 | 2,771,674 | ||||||
Yankuang Energy Group, Cl H | 1,465,000 | 4,182,434 | ||||||
6,954,108 | ||||||||
Financials — 9.4% | ||||||||
Bank of China, Cl H | 4,773,800 | 1,886,120 | ||||||
Bank of Communications, Cl H | 2,931,380 | 2,043,633 | ||||||
China Cinda Asset Management, Cl H | 9,139,600 | 1,549,252 | ||||||
Haitong Securities Ltd., Cl H | 1,916,000 | 1,347,963 | ||||||
6,826,968 |
45
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® Emerging Markets ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 1.6% | ||||||||
Sinotruk Hong Kong | 958,900 | $ | 1,173,243 | |||||
Real Estate — 12.2% | ||||||||
Agile Group Holdings | 1,339,700 | 648,835 | ||||||
China Jinmao Holdings Group | 5,771,700 | 1,919,940 | ||||||
CIFI Holdings Group | 2,415,700 | 1,179,194 | ||||||
Jinke Properties Group, Cl A * | 2,256,928 | 1,515,561 | ||||||
KWG Group Holdings | 1,307,300 | 476,524 | ||||||
Logan Group | 1,247,400 | 394,276 | ||||||
Shanghai Lujiazui Finance & Trade Zone Development, Cl B | 2,116,700 | 1,934,664 | ||||||
Shimao Group Holdings (A)(B)(C) | 1,096,300 | 555,824 | ||||||
Sunac China Holdings (A)(B)(C) | 755,000 | 308,499 | ||||||
8,933,317 | ||||||||
Utilities — 5.6% | ||||||||
China Power International Development | 8,317,364 | 4,091,819 | ||||||
TOTAL CHINA | 27,979,455 | |||||||
CZECH REPUBLIC — 3.8% | ||||||||
Utilities — 3.8% | ||||||||
CEZ | 65,594 | 2,815,302 | ||||||
EGYPT — 2.0% | ||||||||
Consumer Staples — 2.0% | ||||||||
Eastern SAE | 2,504,492 | 1,458,809 | ||||||
INDIA — 6.5% | ||||||||
Energy — 6.5% | ||||||||
Bharat Petroleum | 253,841 | 1,204,078 | ||||||
Coal India | 670,432 | 1,603,669 | ||||||
Indian Oil | 1,196,305 | 1,971,867 | ||||||
TOTAL INDIA | 4,779,614 |
46
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® Emerging Markets ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
MALAYSIA — 5.5% | ||||||||
Health Care — 2.8% | ||||||||
Hartalega Holdings | 1,463,437 | $ | 1,479,068 | |||||
Top Glove | 1,481,888 | 571,855 | ||||||
2,050,923 | ||||||||
Industrials — 2.7% | ||||||||
Sime Darby | 3,633,752 | 1,953,137 | ||||||
TOTAL MALAYSIA | 4,004,060 | |||||||
RUSSIA — 0.5% | ||||||||
Consumer Staples — 0.0% | ||||||||
Magnit PJSC GDR (A)(B)(C) | 7,300 | 9,467 | ||||||
Materials — 0.5% | ||||||||
Alrosa PJSC (A)(B)(C) | 1,194,381 | 135,467 | ||||||
Novolipetsk Steel PJSC (A)(B)(C) | 500,486 | 112,075 | ||||||
PhosAgro PJSC GDR (A)(B)(C) | 6,650 | 22,243 | ||||||
Severstal PJSC *(A)(B)(C) | 71,665 | 110,799 | ||||||
380,584 | ||||||||
TOTAL RUSSIA | 390,051 | |||||||
SOUTH AFRICA — 11.3% | ||||||||
Energy — 3.3% | ||||||||
Exxaro Resources | 167,048 | 2,392,247 | ||||||
Materials — 8.0% | ||||||||
African Rainbow Minerals | 107,404 | 1,778,426 | ||||||
Impala Platinum Holdings | 101,720 | 1,326,211 | ||||||
Kumba Iron Ore | 39,319 | 1,327,517 | ||||||
Sibanye Stillwater | 400,842 | 1,413,924 | ||||||
5,846,078 | ||||||||
TOTAL SOUTH AFRICA | 8,238,325 |
47
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® Emerging Markets ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SOUTH KOREA — 1.8% | ||||||||
Energy — 1.8% | ||||||||
HD Hyundai | 29,185 | $ | 1,354,686 | |||||
TAIWAN — 7.7% | ||||||||
Information Technology — 5.2% | ||||||||
Compal Electronics | 2,454,600 | 1,852,889 | ||||||
Lite-On Technology | 880,010 | 1,940,617 | ||||||
3,793,506 | ||||||||
Materials — 2.5% | ||||||||
Asia Cement | 1,109,400 | 1,810,390 | ||||||
TOTAL TAIWAN | 5,603,896 | |||||||
TURKEY — 4.4% | ||||||||
Consumer Staples — 1.9% | ||||||||
BIM Birlesik Magazalar | 243,662 | 1,370,353 | ||||||
Materials — 2.5% | ||||||||
Eregli Demir ve Celik Fabrikalari | 822,390 | 1,857,795 | ||||||
TOTAL TURKEY | 3,228,148 | |||||||
UNITED ARAB EMIRATES — 4.2% | ||||||||
Real Estate — 4.2% | ||||||||
Aldar Properties PJSC | 1,983,687 | 3,051,369 | ||||||
TOTAL COMMON STOCK | ||||||||
(Cost $71,176,143) | 67,009,441 | |||||||
PREFERRED STOCK — 8.0% | ||||||||
BRAZIL— 7.8% | ||||||||
Materials — 4.5% | ||||||||
Braskem (D) | 176,088 | 1,430,124 | ||||||
Gerdau (D) | 330,509 | 1,866,713 | ||||||
3,296,837 |
48
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® Emerging Markets ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Utilities — 3.3% | ||||||||
Cia Energetica de Minas Gerais (D) | 812,663 | $ | 2,407,368 | |||||
TOTAL BRAZIL | 5,704,205 | |||||||
RUSSIA— 0.2% | ||||||||
Energy — 0.2% | ||||||||
Surgutneftegas PJSC (A)(B)(C)(D) | 3,166,303 | 148,759 | ||||||
TOTAL RUSSIA | 148,759 | |||||||
TOTAL PREFERRED STOCK | ||||||||
(Cost $7,033,294) | 5,852,964 | |||||||
TOTAL INVESTMENTS — 99.6% | ||||||||
(Cost $78,209,437) | $ | 72,862,405 |
Percentages are based on Net Assets of $73,130,859.
* | Non-income producing security. |
(A) | Level 3 security in accordance with fair value hierarchy. |
(B) | Security considered illiquid. The total value of such securities as of April 30, 2022 was $1,403,133 and represented 1.9% of Net Assets. |
(C) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of April 30, 2022, was $1,403,133 and represents 1.9% of Net Assets. |
(D) | There is currently no stated interest rate. |
Cl — Class
GDR — Global Depositary Receipt
Ltd. — Limited
PJSC — Public Joint Stock Company
49
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X MSCI SuperDividend® Emerging Markets ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
Common Stock | $ | 64,296,258 | $ | 1,458,809 | $ | 1,254,374 | $ | 67,009,441 | ||||||||
Preferred Stock | 5,704,205 | — | 148,759 | 5,852,964 | ||||||||||||
Total Investments in Securities | $ | 70,000,463 | $ | 1,458,809 | $ | 1,403,133 | $ | 72,862,405 |
(1) | The following is a reconciliation of investments in which significant unobservable inputs (Level 3) were used in determining fair value: |
Investments in Common Stock | ||||
Beginning Balance as of October 31, 2021 | $ | − | ||
Transfers out of Level 3 | − | |||
Transfers into Level 3 | 1,403,133 | |||
Net purchases | − | |||
Net sales | − | |||
Realized gain/(loss) | − | |||
Change in unrealized appreciation/(depreciation) | − | |||
Ending Balance as of April 30, 2022 | $ | 1,403,133 |
For the period ended April 30, 2022, the transfers in and out of Level 3 were due to changes in the availability of observable inputs to determine fair value.
Amounts designated as “—“ are $0 or have been rounded to $0.
50
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® REIT ETF |
Shares | Value | |||||||
COMMON STOCK — 99.3% | ||||||||
AUSTRALIA — 7.1% | ||||||||
Real Estate — 7.1% | ||||||||
Charter Hall Long Wale ‡ | 3,585,783 | $ | 13,658,573 | |||||
Waypoint ‡ | 6,367,284 | 12,172,030 | ||||||
TOTAL AUSTRALIA | 25,830,603 | |||||||
CANADA — 7.0% | ||||||||
Real Estate — 7.0% | ||||||||
NorthWest Healthcare Properties Real Estate Investment Trust ‡ (A) | 1,217,414 | 12,621,365 | ||||||
SmartCentres Real Estate Investment Trust ‡ | 532,382 | 13,034,101 | ||||||
TOTAL CANADA | 25,655,466 | |||||||
SINGAPORE — 32.3% | ||||||||
Real Estate — 32.3% | ||||||||
CapitaLand Integrated Commercial Trust ‡ | 8,347,822 | 14,085,325 | ||||||
Frasers Logistics & Commercial Trust ‡ | 12,141,665 | 12,749,232 | ||||||
Keppel ‡ | 15,098,244 | 13,339,024 | ||||||
Keppel ‡ | 7,820,654 | 11,723,335 | ||||||
Mapletree Commercial Trust ‡ | 9,436,186 | 12,778,382 | ||||||
Mapletree Industrial Trust ‡ | 6,755,890 | 12,769,116 | ||||||
Mapletree Logistics Trust ‡ | 9,754,136 | 12,643,858 | ||||||
Mapletree North Asia Commercial Trust ‡ | 15,502,594 | 13,471,731 |
51
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® REIT ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Suntec Real Estate Investment Trust ‡ | 10,920,568 | $ | 14,551,267 | |||||
TOTAL SINGAPORE | 118,111,270 | |||||||
UNITED STATES — 52.9% | ||||||||
Financials — 38.6% | ||||||||
AGNC Investment ‡ | 907,823 | 9,967,897 | ||||||
Annaly Capital Management ‡ | 1,723,869 | 11,067,239 | ||||||
Ares Commercial Real Estate ‡ | 916,322 | 13,808,973 | ||||||
ARMOUR Residential ‡(A) | 1,433,645 | 10,522,954 | ||||||
Blackstone Mortgage Trust, Cl A ‡ | 413,908 | 12,433,796 | ||||||
Broadmark Realty Capital ‡ | 1,436,885 | 11,222,072 | ||||||
Dynex Capital ‡ (A) | 789,462 | 12,812,968 | ||||||
Ellington Financial ‡ | 738,541 | 11,956,979 | ||||||
KKR Real Estate Finance Trust ‡ | 624,240 | 11,860,560 | ||||||
MFA Financial ‡ | 738,916 | 10,529,553 | ||||||
New Residential Investment ‡ | 1,206,619 | 12,548,838 | ||||||
PennyMac Mortgage Investment Trust ‡ | 808,175 | 12,397,404 | ||||||
141,129,233 | ||||||||
Real Estate — 14.3% | ||||||||
Gaming and Leisure Properties ‡ | 290,886 | 12,909,521 | ||||||
Getty Realty ‡ | 463,556 | 12,474,292 | ||||||
Physicians Realty Trust ‡ | 753,187 | 12,909,625 | ||||||
WP Carey ‡ | 174,102 | 14,062,218 | ||||||
52,355,656 | ||||||||
TOTAL UNITED STATES | 193,484,889 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $377,046,199) | 363,082,228 | |||||||
SHORT-TERM INVESTMENT(B)(C) — 2.3% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% |
52
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperDividend® REIT ETF |
Shares/Face Amount | Value | |||||||
SHORT-TERM INVESTMENT(B)(C) — continued | ||||||||
(Cost $8,509,771) | 8,509,771 | $ | 8,509,771 | |||||
REPURCHASE AGREEMENT(B) — 1.7% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $6,101,978 (collateralized by various U.S. Treasury Obligations, ranging in par value $485,944 - $653,385, 0.250%, 09/30/2025, with a total market value of $6,220,080) | ||||||||
(Cost $6,101,856) | $ | 6,101,856 | 6,101,856 | |||||
TOTAL INVESTMENTS — 103.3% | ||||||||
(Cost $391,657,826) | $ | 377,693,855 |
Percentages are based on Net Assets of $365,518,836.
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $13,936,119. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $14,611,627. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
Cl — Class
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 363,082,228 | $ | — | $ | — | $ | 363,082,228 | ||||||||
Short-Term Investment | 8,509,771 | — | — | 8,509,771 | ||||||||||||
Repurchase Agreement | — | 6,101,856 | — | 6,101,856 | ||||||||||||
Total Investments in Securities | $ | 371,591,999 | $ | 6,101,856 | $ | — | $ | 377,693,855 |
Amounts designated as “—“ are $0 or have been rounded to $0.
53
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — 100.2%(A) | ||||||||
BRAZIL — 0.4% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
MercadoLibre * | 28,922 | $ | 28,159,327 | |||||
CHINA — 1.3% | ||||||||
Communication Services — 0.4% | ||||||||
Baidu ADR * | 136,606 | 16,962,367 | ||||||
NetEase ADR | 124,100 | 11,830,453 | ||||||
28,792,820 | ||||||||
Consumer Discretionary — 0.5% | ||||||||
JD.com ADR * | 349,672 | 21,560,775 | ||||||
Pinduoduo ADR * | 265,821 | 11,454,227 | ||||||
33,015,002 | ||||||||
Information Technology — 0.4% | ||||||||
NXP Semiconductors | 154,388 | 26,384,909 | ||||||
TOTAL CHINA | 88,192,731 | |||||||
NETHERLANDS — 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
ASML Holding, Cl G | 48,345 | 27,255,461 | ||||||
54
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
AstraZeneca ADR | 336,532 | $ | 22,345,725 | |||||
UNITED STATES — 97.8% | ||||||||
Communication Services — 16.0% | ||||||||
Activision Blizzard | 452,230 | 34,188,588 | ||||||
Alphabet, Cl A * | 105,629 | 241,065,448 | ||||||
Alphabet, Cl C * | 110,652 | 254,425,463 | ||||||
Charter Communications, Cl A * | 101,348 | 43,426,605 | ||||||
Comcast, Cl A | 2,638,774 | 104,917,654 | ||||||
Electronic Arts | 167,002 | 19,714,586 | ||||||
Match Group * | 155,090 | 12,275,374 | ||||||
Meta Platforms, Cl A * | 1,213,775 | 243,325,474 | ||||||
Netflix * | 255,243 | 48,588,057 | ||||||
Sirius XM Holdings | 2,209,124 | 13,254,744 | ||||||
T-Mobile US * | 728,753 | 89,738,644 | ||||||
1,104,920,637 | ||||||||
Consumer Discretionary — 15.3% | ||||||||
Airbnb, Cl A * | 215,494 | 33,015,836 | ||||||
Amazon.com * | 178,493 | 443,667,556 | ||||||
Booking Holdings * | 24,381 | 53,889,568 | ||||||
Dollar Tree * | 133,332 | 21,659,783 | ||||||
eBay | 345,278 | 17,926,834 | ||||||
Lucid Group * | 978,415 | 17,689,743 | ||||||
Lululemon Athletica * | 69,658 | 24,702,817 | ||||||
Marriott International, Cl A | 188,983 | 33,548,262 | ||||||
O’Reilly Automotive * | 39,115 | 23,725,203 | ||||||
Ross Stores | 195,482 | 19,503,239 | ||||||
Starbucks | 673,811 | 50,293,253 | ||||||
Tesla * | 362,449 | 315,606,091 | ||||||
1,055,228,185 | ||||||||
55
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 6.3% | ||||||||
Costco Wholesale | 258,189 | $ | 137,284,255 | |||||
Keurig Dr Pepper | 834,134 | 31,196,612 | ||||||
Kraft Heinz | 720,193 | 30,701,827 | ||||||
Mondelez International, Cl A | 794,023 | 51,198,603 | ||||||
Monster Beverage * | 312,641 | 26,787,081 | ||||||
PepsiCo | 805,924 | 138,385,210 | ||||||
Walgreens Boots Alliance | 478,723 | 20,297,855 | ||||||
435,851,443 | ||||||||
Health Care — 5.7% | ||||||||
Align Technology * | 44,293 | 12,840,984 | ||||||
Amgen | 321,218 | 74,904,825 | ||||||
Biogen * | 86,606 | 17,965,549 | ||||||
Dexcom * | 57,679 | 23,566,486 | ||||||
Gilead Sciences | 725,764 | 43,066,836 | ||||||
IDEXX Laboratories * | 47,249 | 20,339,749 | ||||||
Illumina * | 89,992 | 26,696,127 | ||||||
Intuitive Surgical * | 207,166 | 49,574,824 | ||||||
Moderna * | 233,561 | 31,392,934 | ||||||
Regeneron Pharmaceuticals * | 62,515 | 41,204,262 | ||||||
Seagen * | 102,655 | 13,448,831 | ||||||
Vertex Pharmaceuticals * | 147,469 | 40,291,480 | ||||||
395,292,887 | ||||||||
Industrials — 3.4% | ||||||||
Cintas | 61,351 | 24,372,298 | ||||||
Copart * | 134,673 | 15,305,586 | ||||||
CSX | 1,269,961 | 43,610,461 | ||||||
Fastenal | 319,195 | 17,654,675 | ||||||
Honeywell International | 395,268 | 76,488,311 | ||||||
Old Dominion Freight Line | 65,165 | 18,254,020 | ||||||
PACCAR | 190,170 | 15,793,618 | ||||||
Verisk Analytics, Cl A | 95,953 | 19,579,210 | ||||||
231,058,179 | ||||||||
56
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 49.8% | ||||||||
Adobe * | 275,951 | $ | 109,262,798 | |||||
Advanced Micro Devices * | 949,509 | 81,202,009 | ||||||
Analog Devices | 304,805 | 47,055,796 | ||||||
ANSYS * | 48,261 | 13,305,075 | ||||||
Apple | 5,722,462 | 902,146,134 | ||||||
Applied Materials | 510,924 | 56,380,463 | ||||||
Atlassian, Cl A * | 81,757 | 18,381,426 | ||||||
Autodesk * | 126,432 | 23,931,049 | ||||||
Automatic Data Processing | 241,182 | 52,621,089 | ||||||
Broadcom | 239,268 | 132,647,787 | ||||||
Cadence Design Systems * | 161,970 | 24,433,174 | ||||||
Cisco Systems | 2,423,304 | 118,693,430 | ||||||
Cognizant Technology Solutions, Cl A | 309,822 | 25,064,600 | ||||||
Crowdstrike Holdings, Cl A * | 120,609 | 23,972,245 | ||||||
Datadog, Cl A * | 153,938 | 18,592,632 | ||||||
DocuSign, Cl A * | 108,123 | 8,757,963 | ||||||
Fiserv * | 383,343 | 37,536,947 | ||||||
Fortinet * | 92,097 | 26,616,954 | ||||||
Intel | 2,375,439 | 103,545,386 | ||||||
Intuit | 165,964 | 69,497,425 | ||||||
KLA | 84,995 | 27,135,504 | ||||||
Lam Research | 79,151 | 36,865,370 | ||||||
Marvell Technology | 490,923 | 28,512,808 | ||||||
Microchip Technology | 307,819 | 20,069,799 | ||||||
Micron Technology | 636,650 | 43,413,164 | ||||||
Microsoft | 2,628,412 | 729,436,898 | ||||||
NVIDIA | 1,234,231 | 228,912,824 | ||||||
Okta, Cl A * | 78,727 | 9,392,918 | ||||||
Palo Alto Networks * | 58,369 | 32,761,352 | ||||||
Paychex | 212,556 | 26,937,222 | ||||||
PayPal Holdings * | 681,013 | 59,881,473 | ||||||
QUALCOMM | 648,401 | 90,575,136 |
57
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Covered Call ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Skyworks Solutions | 95,795 | $ | 10,853,574 | |||||
Splunk * | 87,973 | 10,734,465 | ||||||
Synopsys * | 85,753 | 24,593,103 | ||||||
Texas Instruments | 539,081 | 91,778,540 | ||||||
VeriSign * | 64,209 | 11,473,506 | ||||||
Workday, Cl A * | 113,792 | 23,520,806 | ||||||
Zoom Video Communications, Cl A * | 136,588 | 13,600,067 | ||||||
Zscaler * | 82,624 | 16,751,190 | ||||||
3,430,844,101 | ||||||||
Utilities — 1.3% | ||||||||
American Electric Power | 296,426 | 29,378,781 | ||||||
Constellation Energy | 174,229 | 10,316,099 | ||||||
Exelon | 577,299 | 27,006,047 | ||||||
Xcel Energy | 319,021 | 23,371,479 | ||||||
90,072,406 | ||||||||
TOTAL UNITED STATES | 6,743,267,838 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $6,928,281,396) | 6,909,221,082 | |||||||
TOTAL INVESTMENTS — 100.2% | ||||||||
(Cost $6,928,281,396) | $ | 6,909,221,082 | ||||||
Value | ||||||||
WRITTEN OPTIONS— (0.4)%(1) | ||||||||
UNITED STATES— (0.4)% | ||||||||
(Premiums Received $(216,847,049)) | (5,374 | ) | $ | (27,058,090 | ) |
Percentages are based on Net Assets of $6,895,810,939.
58
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Covered Call ETF |
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS — (0.4)% | |||||||||||||||||
Call Options | |||||||||||||||||
Nasdaq-100 Index* | (5,374 | ) | $ | (7,550,470,000 | ) | $ | 14,050.00 | 05/20/22 | $ | (27,058,090 | ) |
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions contracts. The aggregate market value of collateral at April 30, 2022 was$6,909,221,082. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 6,909,221,082 | $ | — | $ | — | $ | 6,909,221,082 | ||||||||
Total Investments in Securities | $ | 6,909,221,082 | $ | — | $ | — | $ | 6,909,221,082 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Written Options | $ | (27,058,090 | ) | $ | – | $ | – | $ | (27,058,090 | ) | ||||||
Total Other Financial Instruments | $ | (27,058,090 | ) | $ | – | $ | – | $ | (27,058,090 | ) |
Amounts designated as “—“ are $0 or have been rounded to $0.
59
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — 100.2%(A) | ||||||||
CHINA — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
NXP Semiconductors | 12,440 | $ | 2,125,996 | |||||
SWITZERLAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
TE Connectivity | 13,455 | 1,678,915 | ||||||
UNITED KINGDOM — 0.5% | ||||||||
Materials — 0.5% | ||||||||
Linde | 22,718 | 7,087,107 | ||||||
UNITED STATES — 99.5% | ||||||||
Communication Services — 8.7% | ||||||||
Activision Blizzard | 33,050 | 2,498,580 | ||||||
Alphabet, Cl A * | 13,198 | 30,120,344 | ||||||
Alphabet, Cl C * | 12,310 | 28,304,752 | ||||||
AT&T | 310,401 | 5,854,163 | ||||||
Charter Communications, Cl A * | 5,615 | 2,405,971 | ||||||
Comcast, Cl A | 197,023 | 7,833,634 |
60
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
DISH Network, Cl A * | 10,452 | $ | 297,987 | |||||
Electronic Arts | 12,427 | 1,467,007 | ||||||
Fox, Cl A | 13,791 | 494,269 | ||||||
Fox, Cl B | 6,899 | 229,323 | ||||||
Interpublic Group | 16,042 | 523,290 | ||||||
Live Nation Entertainment * | 5,937 | 622,673 | ||||||
Lumen Technologies | 41,661 | 419,110 | ||||||
Match Group * | 12,532 | 991,908 | ||||||
Meta Platforms, Cl A * | 101,473 | 20,342,292 | ||||||
Netflix * | 19,422 | 3,697,172 | ||||||
News, Cl A | 17,254 | 342,664 | ||||||
News, Cl B | 6,667 | 132,740 | ||||||
Omnicom Group | 9,859 | 750,566 | ||||||
Paramount Global, Cl B | 26,529 | 772,525 | ||||||
Take-Two Interactive Software * | 5,179 | 618,942 | ||||||
T-Mobile US * | 26,233 | 3,230,332 | ||||||
Twitter * | 33,726 | 1,653,249 | ||||||
Verizon Communications | 182,251 | 8,438,221 | ||||||
Walt Disney * | 79,407 | 8,864,203 | ||||||
Warner Bros Discovery * | 97,650 | 1,772,347 | ||||||
132,678,264 | ||||||||
Consumer Discretionary — 11.5% | ||||||||
Advance Auto Parts | 2,962 | 591,304 | ||||||
Amazon.com * | 19,239 | 47,821,036 | ||||||
Aptiv * | 11,672 | 1,241,901 | ||||||
AutoZone * | 831 | 1,624,996 | ||||||
Bath & Body Works | 10,802 | 571,318 | ||||||
Best Buy | 9,522 | 856,313 | ||||||
Booking Holdings * | 2,030 | 4,486,929 | ||||||
BorgWarner | 9,836 | 362,260 | ||||||
Caesars Entertainment * | 9,712 | 643,711 | ||||||
CarMax * | 6,709 | 575,498 |
61
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Carnival * | 35,339 | $ | 611,365 | |||||
Chipotle Mexican Grill, Cl A * | 1,133 | 1,649,206 | ||||||
Darden Restaurants | 5,939 | 782,344 | ||||||
Dollar General | 9,768 | 2,320,193 | ||||||
Dollar Tree * | 9,692 | 1,574,465 | ||||||
Domino’s Pizza | 1,200 | 405,600 | ||||||
DR Horton | 13,509 | 940,091 | ||||||
eBay | 26,406 | 1,371,000 | ||||||
Etsy * | 6,054 | 564,172 | ||||||
Expedia Group * | 6,516 | 1,138,671 | ||||||
Ford Motor | 174,196 | 2,466,615 | ||||||
Garmin | 6,678 | 732,844 | ||||||
General Motors * | 61,872 | 2,345,568 | ||||||
Genuine Parts | 6,177 | 803,319 | ||||||
Hasbro | 5,877 | 517,529 | ||||||
Hilton Worldwide Holdings | 12,324 | 1,913,794 | ||||||
Home Depot | 45,890 | 13,785,356 | ||||||
Las Vegas Sands * | 15,341 | 543,532 | ||||||
Lennar, Cl A | 11,416 | 873,210 | ||||||
LKQ | 11,444 | 567,966 | ||||||
Lowe’s | 30,210 | 5,973,423 | ||||||
Marriott International, Cl A | 12,042 | 2,137,696 | ||||||
McDonald’s | 32,665 | 8,138,811 | ||||||
MGM Resorts International | 16,170 | 663,617 | ||||||
Mohawk Industries * | 2,763 | 389,749 | ||||||
Newell Brands | 17,206 | 398,319 | ||||||
NIKE, Cl B | 56,095 | 6,995,046 | ||||||
Norwegian Cruise Line Holdings * | 16,752 | 335,543 | ||||||
NVR * | 108 | 472,631 | ||||||
O’Reilly Automotive * | 3,070 | 1,862,108 | ||||||
Penn National Gaming * | 6,521 | 238,473 | ||||||
Pool | 2,207 | 894,321 |
62
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
PulteGroup | 10,730 | $ | 448,085 | |||||
PVH | 3,183 | 231,659 | ||||||
Ralph Lauren, Cl A | 2,925 | 305,194 | ||||||
Ross Stores | 15,568 | 1,553,219 | ||||||
Royal Caribbean Cruises * | 9,787 | 760,743 | ||||||
Starbucks | 50,886 | 3,798,131 | ||||||
Tapestry | 12,910 | 424,997 | ||||||
Target | 20,998 | 4,801,193 | ||||||
Tesla * | 36,575 | 31,848,047 | ||||||
TJX | 53,254 | 3,263,405 | ||||||
Tractor Supply | 5,725 | 1,153,301 | ||||||
Ulta Beauty * | 2,789 | 1,106,675 | ||||||
Under Armour, Cl A * | 9,025 | 138,624 | ||||||
Under Armour, Cl C * | 10,050 | 142,609 | ||||||
VF | 13,249 | 688,948 | ||||||
Whirlpool | 3,101 | 562,894 | ||||||
Wynn Resorts * | 3,516 | 247,808 | ||||||
Yum! Brands | 12,631 | 1,477,953 | ||||||
176,135,328 | ||||||||
Consumer Staples — 6.8% | ||||||||
Altria Group | 80,681 | 4,483,443 | ||||||
Archer-Daniels-Midland | 24,539 | 2,197,713 | ||||||
Brown-Forman, Cl B | 7,058 | 475,992 | ||||||
Campbell Soup | 9,734 | 459,640 | ||||||
Church & Dwight | 10,039 | 979,405 | ||||||
Clorox | 5,813 | 833,991 | ||||||
Coca-Cola | 170,585 | 11,021,497 | ||||||
Colgate-Palmolive | 37,210 | 2,867,031 | ||||||
Conagra Brands | 20,255 | 707,507 | ||||||
Constellation Brands, Cl A | 7,202 | 1,772,340 | ||||||
Costco Wholesale | 19,499 | 10,368,008 | ||||||
Estee Lauder, Cl A | 10,195 | 2,692,092 |
63
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
General Mills | 25,540 | $ | 1,806,444 | |||||
Hershey | 6,246 | 1,410,159 | ||||||
Hormel Foods | 13,249 | 694,115 | ||||||
J M Smucker | 3,846 | 526,633 | ||||||
Kellogg | 10,456 | 716,236 | ||||||
Kimberly-Clark | 14,729 | 2,044,827 | ||||||
Kraft Heinz | 28,406 | 1,210,948 | ||||||
Kroger | 28,709 | 1,549,138 | ||||||
Lamb Weston Holdings | 6,632 | 438,375 | ||||||
McCormick | 10,242 | 1,030,038 | ||||||
Molson Coors Beverage, Cl B | 7,617 | 412,384 | ||||||
Mondelez International, Cl A | 61,349 | 3,955,784 | ||||||
Monster Beverage * | 15,881 | 1,360,684 | ||||||
PepsiCo | 60,196 | 10,336,255 | ||||||
Philip Morris International | 68,051 | 6,805,100 | ||||||
Procter & Gamble | 105,048 | 16,865,456 | ||||||
Sysco | 22,000 | 1,880,560 | ||||||
Tyson Foods, Cl A | 12,777 | 1,190,305 | ||||||
Walgreens Boots Alliance | 31,422 | 1,332,293 | ||||||
Walmart | 61,786 | 9,452,640 | ||||||
103,877,033 | ||||||||
Energy — 4.2% | ||||||||
APA | 16,134 | 660,365 | ||||||
Baker Hughes, Cl A | 40,655 | 1,261,118 | ||||||
Chevron | 84,896 | 13,300,656 | ||||||
ConocoPhillips | 56,227 | 5,370,803 | ||||||
Coterra Energy | 34,341 | 988,677 | ||||||
Devon Energy | 27,698 | 1,611,193 | ||||||
Diamondback Energy | 7,039 | 888,533 | ||||||
EOG Resources | 24,989 | 2,917,716 | ||||||
Exxon Mobil | 185,246 | 15,792,221 | ||||||
Halliburton | 37,440 | 1,333,613 |
64
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Hess | 12,743 | $ | 1,313,421 | |||||
Kinder Morgan | 81,723 | 1,483,272 | ||||||
Marathon Oil | 31,827 | 793,129 | ||||||
Marathon Petroleum | 26,818 | 2,340,139 | ||||||
Occidental Petroleum | 38,085 | 2,098,103 | ||||||
ONEOK | 18,922 | 1,198,330 | ||||||
Phillips 66 | 20,771 | 1,802,092 | ||||||
Pioneer Natural Resources | 9,666 | 2,247,055 | ||||||
Schlumberger | 62,859 | 2,452,129 | ||||||
Valero Energy | 16,791 | 1,871,861 | ||||||
Williams | 52,658 | 1,805,643 | ||||||
63,530,069 | ||||||||
Financials — 11.0% | ||||||||
Aflac | 25,714 | 1,472,898 | ||||||
Allstate | 12,616 | 1,596,429 | ||||||
American Express | 27,269 | 4,764,167 | ||||||
American International Group | 35,582 | 2,081,903 | ||||||
Ameriprise Financial | 4,599 | 1,220,988 | ||||||
Aon, Cl A | 9,587 | 2,760,960 | ||||||
Arthur J Gallagher | 9,187 | 1,547,918 | ||||||
Assurant | 2,808 | 510,719 | ||||||
Bank of America | 314,351 | 11,216,044 | ||||||
Bank of New York Mellon | 32,646 | 1,373,091 | ||||||
Berkshire Hathaway, Cl B * | 80,267 | 25,912,596 | ||||||
BlackRock, Cl A | 6,268 | 3,915,494 | ||||||
Brown & Brown | 9,358 | 580,009 | ||||||
Capital One Financial | 18,750 | 2,336,625 | ||||||
Cboe Global Markets | 3,599 | 406,615 | ||||||
Charles Schwab | 65,647 | 4,354,365 | ||||||
Chubb | 18,954 | 3,913,053 | ||||||
Cincinnati Financial | 6,696 | 821,331 | ||||||
Citigroup | 86,947 | 4,191,715 |
65
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Citizens Financial Group | 22,119 | $ | 871,489 | |||||
CME Group, Cl A | 15,672 | 3,437,496 | ||||||
Comerica | 6,436 | 527,108 | ||||||
Discover Financial Services | 12,690 | 1,427,117 | ||||||
Everest Re Group | 2,489 | 683,753 | ||||||
FactSet Research Systems | 2,139 | 863,065 | ||||||
Fifth Third Bancorp | 28,821 | 1,081,652 | ||||||
First Republic Bank | 7,732 | 1,153,769 | ||||||
Franklin Resources | 12,052 | 296,359 | ||||||
Globe Life | 3,403 | 333,766 | ||||||
Goldman Sachs Group | 15,219 | 4,649,252 | ||||||
Hartford Financial Services Group | 13,756 | 961,957 | ||||||
Huntington Bancshares | 63,224 | 831,396 | ||||||
Intercontinental Exchange | 24,775 | 2,869,193 | ||||||
Invesco | 14,863 | 273,182 | ||||||
JPMorgan Chase | 129,370 | 15,441,603 | ||||||
KeyCorp | 38,918 | 751,507 | ||||||
Lincoln National | 6,717 | 404,028 | ||||||
Loews | 8,879 | 557,956 | ||||||
M&T Bank | 7,643 | 1,273,629 | ||||||
MarketAxess Holdings | 2,371 | 625,019 | ||||||
Marsh & McLennan | 21,825 | 3,529,102 | ||||||
MetLife | 29,631 | 1,946,164 | ||||||
Moody’s | 7,059 | 2,234,032 | ||||||
Morgan Stanley | 63,057 | 5,081,764 | ||||||
MSCI, Cl A | 3,362 | 1,416,242 | ||||||
Nasdaq | 5,708 | 898,268 | ||||||
Northern Trust | 9,185 | 946,514 | ||||||
PNC Financial Services Group | 19,326 | 3,210,049 | ||||||
Principal Financial Group | 10,072 | 686,306 | ||||||
Progressive | 25,023 | 2,686,469 | ||||||
Prudential Financial | 16,565 | 1,797,468 |
66
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Raymond James Financial | 8,162 | $ | 795,469 | |||||
Regions Financial | 39,944 | 827,640 | ||||||
S&P Global | 15,656 | 5,894,484 | ||||||
Signature Bank NY | 3,078 | 745,645 | ||||||
State Street | 15,998 | 1,071,386 | ||||||
SVB Financial Group * | 2,879 | 1,403,916 | ||||||
Synchrony Financial | 23,826 | 877,035 | ||||||
T Rowe Price Group | 9,589 | 1,179,831 | ||||||
Travelers | 10,147 | 1,735,746 | ||||||
Truist Financial | 59,328 | 2,868,509 | ||||||
US Bancorp | 57,593 | 2,796,716 | ||||||
W R Berkley | 9,681 | 643,690 | ||||||
Wells Fargo | 171,058 | 7,463,261 | ||||||
Willis Towers Watson | 5,955 | 1,279,491 | ||||||
Zions Bancorp | 7,007 | 395,966 | ||||||
168,702,379 | ||||||||
Health Care — 14.3% | ||||||||
Abbott Laboratories | 78,088 | 8,862,988 | ||||||
AbbVie | 77,718 | 11,415,220 | ||||||
ABIOMED * | 2,605 | 746,541 | ||||||
Agilent Technologies | 12,805 | 1,527,252 | ||||||
Align Technology * | 3,157 | 915,246 | ||||||
AmerisourceBergen, Cl A | 6,628 | 1,002,750 | ||||||
Amgen | 24,803 | 5,783,812 | ||||||
Anthem | 10,463 | 5,251,694 | ||||||
Baxter International | 21,274 | 1,511,730 | ||||||
Becton Dickinson | 12,529 | 3,097,043 | ||||||
Biogen * | 6,339 | 1,314,962 | ||||||
Bio-Rad Laboratories, Cl A * | 766 | 392,238 | ||||||
Bio-Techne | 2,187 | 830,382 | ||||||
Boston Scientific * | 60,924 | 2,565,510 | ||||||
Bristol-Myers Squibb | 96,399 | 7,255,953 |
67
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Cardinal Health | 13,341 | $ | 774,445 | |||||
Catalent * | 6,673 | 604,307 | ||||||
Centene * | 24,946 | 2,009,400 | ||||||
Cerner | 12,543 | 1,174,527 | ||||||
Charles River Laboratories International * | 2,704 | 653,043 | ||||||
Cigna | 14,257 | 3,518,342 | ||||||
Cooper | 2,685 | 969,392 | ||||||
CVS Health | 57,255 | 5,503,923 | ||||||
Danaher | 27,607 | 6,932,946 | ||||||
DaVita * | 3,395 | 367,916 | ||||||
DENTSPLY SIRONA | 9,957 | 398,180 | ||||||
Dexcom * | 4,089 | 1,670,684 | ||||||
Edwards Lifesciences * | 27,411 | 2,899,536 | ||||||
Eli Lilly | 35,304 | 10,313,358 | ||||||
Embecta * | 1 | 18 | ||||||
Gilead Sciences | 55,906 | 3,317,462 | ||||||
HCA Healthcare | 10,497 | 2,252,131 | ||||||
Henry Schein * | 6,026 | 488,709 | ||||||
Hologic * | 10,613 | 764,030 | ||||||
Humana | 5,975 | 2,656,246 | ||||||
IDEXX Laboratories * | 3,673 | 1,581,153 | ||||||
Illumina * | 6,704 | 1,988,742 | ||||||
Incyte * | 8,304 | 622,468 | ||||||
Intuitive Surgical * | 15,649 | 3,744,806 | ||||||
IQVIA Holdings * | 9,101 | 1,983,927 | ||||||
Johnson & Johnson | 115,096 | 20,770,224 | ||||||
Laboratory Corp of America Holdings | 4,089 | 982,505 | ||||||
McKesson | 6,645 | 2,057,358 | ||||||
Medtronic | 58,800 | 6,136,368 | ||||||
Merck | 109,968 | 9,753,062 | ||||||
Mettler-Toledo International * | 929 | 1,186,825 | ||||||
Moderna * | 15,784 | 2,121,527 |
68
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Molina Healthcare * | 2,735 | $ | 857,286 | |||||
Organon | 10,169 | 328,764 | ||||||
PerkinElmer | 6,191 | 907,663 | ||||||
Pfizer | 244,505 | 11,997,860 | ||||||
Quest Diagnostics | 5,790 | 774,934 | ||||||
Regeneron Pharmaceuticals * | 4,576 | 3,016,087 | ||||||
ResMed | 6,273 | 1,254,412 | ||||||
STERIS | 4,253 | 952,885 | ||||||
Stryker | 14,372 | 3,467,389 | ||||||
Teleflex | 2,629 | 750,895 | ||||||
Thermo Fisher Scientific | 17,027 | 9,414,569 | ||||||
UnitedHealth Group | 41,429 | 21,068,718 | ||||||
Universal Health Services, Cl B | 3,428 | 420,033 | ||||||
Vertex Pharmaceuticals * | 11,097 | 3,031,922 | ||||||
Viatris, Cl W * | 50,167 | 518,225 | ||||||
Waters * | 3,000 | 909,060 | ||||||
West Pharmaceutical Services | 3,155 | 994,014 | ||||||
Zimmer Biomet Holdings | 9,202 | 1,111,141 | ||||||
Zimvie * | 1 | 11 | ||||||
Zoetis, Cl A | 20,339 | 3,605,088 | ||||||
218,051,837 | ||||||||
Industrials — 7.8% | ||||||||
3M | 25,608 | 3,693,186 | ||||||
Alaska Air Group * | 6,333 | 344,452 | ||||||
Allegion | 3,397 | 388,073 | ||||||
American Airlines Group * | 28,472 | 534,419 | ||||||
AMETEK | 9,635 | 1,216,515 | ||||||
AO Smith | 6,473 | 378,217 | ||||||
Boeing * | 23,761 | 3,536,587 | ||||||
Carrier Global | 35,830 | 1,371,214 | ||||||
Caterpillar | 23,661 | 4,981,587 | ||||||
CH Robinson Worldwide | 5,914 | 627,771 |
69
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Cintas | 3,800 | $ | 1,509,588 | |||||
Copart * | 9,297 | 1,056,604 | ||||||
CSX | 95,855 | 3,291,661 | ||||||
Cummins | 6,302 | 1,192,275 | ||||||
Deere | 12,483 | 4,712,957 | ||||||
Delta Air Lines * | 27,796 | 1,196,062 | ||||||
Dover | 6,217 | 828,726 | ||||||
Eaton | 16,656 | 2,415,453 | ||||||
Emerson Electric | 25,991 | 2,343,868 | ||||||
Equifax | 5,832 | 1,186,929 | ||||||
Expeditors International of Washington | 6,714 | 665,156 | ||||||
Fastenal | 24,422 | 1,350,781 | ||||||
FedEx | 10,681 | 2,122,742 | ||||||
Fortive | 16,146 | 928,395 | ||||||
Fortune Brands Home & Security | 6,048 | 430,920 | ||||||
Generac Holdings * | 3,022 | 662,966 | ||||||
General Dynamics | 9,753 | 2,306,877 | ||||||
General Electric | 48,942 | 3,648,626 | ||||||
Honeywell International | 30,115 | 5,827,554 | ||||||
Howmet Aerospace | 16,874 | 575,741 | ||||||
Huntington Ingalls Industries | 2,663 | 566,527 | ||||||
IDEX | 3,311 | 628,494 | ||||||
Illinois Tool Works | 12,516 | 2,467,029 | ||||||
Ingersoll Rand | 16,818 | 739,319 | ||||||
Jacobs Engineering Group | 5,942 | 823,264 | ||||||
JB Hunt Transport Services | 3,348 | 572,006 | ||||||
Johnson Controls International | 29,386 | 1,759,340 | ||||||
L3Harris Technologies | 9,101 | 2,113,798 | ||||||
Leidos Holdings | 6,533 | 676,231 | ||||||
Lockheed Martin | 10,583 | 4,573,126 | ||||||
Masco | 10,523 | 554,457 | ||||||
Nielsen Holdings | 16,951 | 454,456 |
70
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Nordson | 2,722 | $ | 587,108 | |||||
Norfolk Southern | 10,099 | 2,604,330 | ||||||
Northrop Grumman | 6,382 | 2,804,251 | ||||||
Old Dominion Freight Line | 3,927 | 1,100,031 | ||||||
Otis Worldwide | 18,382 | 1,338,945 | ||||||
PACCAR | 14,823 | 1,231,050 | ||||||
Parker-Hannifin | 5,975 | 1,618,149 | ||||||
Pentair | 6,953 | 352,865 | ||||||
Quanta Services | 6,475 | 750,970 | ||||||
Raytheon Technologies | 66,129 | 6,276,303 | ||||||
Republic Services, Cl A | 9,232 | 1,239,581 | ||||||
Robert Half International | 4,026 | 395,796 | ||||||
Rockwell Automation | 5,699 | 1,439,966 | ||||||
Rollins | 10,169 | 341,068 | ||||||
Snap-On | 2,742 | 582,648 | ||||||
Southwest Airlines * | 25,801 | 1,205,423 | ||||||
Stanley Black & Decker | 6,689 | 803,683 | ||||||
Textron | 9,861 | 682,874 | ||||||
Trane Technologies | 9,785 | 1,368,824 | ||||||
TransDigm Group * | 2,416 | 1,437,061 | ||||||
Union Pacific | 28,085 | 6,580,035 | ||||||
United Airlines Holdings * | 13,127 | 662,914 | ||||||
United Parcel Service, Cl B | 32,368 | 5,825,593 | ||||||
United Rentals * | 3,119 | 987,226 | ||||||
Verisk Analytics, Cl A | 6,704 | 1,367,951 | ||||||
Waste Management | 16,313 | 2,682,510 | ||||||
Westinghouse Air Brake Technologies | 7,393 | 664,705 | ||||||
WW Grainger | 2,112 | 1,056,063 | ||||||
Xylem | 7,025 | 565,513 | ||||||
119,807,385 | ||||||||
Information Technology — 27.2% | ||||||||
Accenture, Cl A | 27,286 | 8,195,623 |
71
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Adobe * | 20,520 | $ | 8,124,894 | |||||
Advanced Micro Devices * | 70,913 | 6,064,480 | ||||||
Akamai Technologies * | 6,713 | 753,736 | ||||||
Amphenol, Cl A | 25,890 | 1,851,135 | ||||||
Analog Devices | 23,611 | 3,645,066 | ||||||
ANSYS * | 3,388 | 934,038 | ||||||
Apple | 680,385 | 107,262,695 | ||||||
Applied Materials | 39,760 | 4,387,516 | ||||||
Arista Networks * | 9,490 | 1,096,759 | ||||||
Autodesk * | 9,482 | 1,794,753 | ||||||
Automatic Data Processing | 18,842 | 4,110,948 | ||||||
Broadcom | 18,316 | 10,154,207 | ||||||
Broadridge Financial Solutions | 5,498 | 792,427 | ||||||
Cadence Design Systems * | 12,540 | 1,891,659 | ||||||
CDW | 6,186 | 1,009,432 | ||||||
Ceridian HCM Holding * | 6,016 | 337,678 | ||||||
Cisco Systems | 184,730 | 9,048,075 | ||||||
Citrix Systems * | 5,873 | 587,887 | ||||||
Cognizant Technology Solutions, Cl A | 22,283 | 1,802,695 | ||||||
Corning | 32,032 | 1,127,206 | ||||||
DXC Technology * | 10,740 | 308,238 | ||||||
Enphase Energy * | 6,069 | 979,537 | ||||||
EPAM Systems * | 2,809 | 744,357 | ||||||
F5 * | 3,072 | 514,284 | ||||||
Fidelity National Information Services | 26,060 | 2,583,849 | ||||||
Fiserv * | 25,435 | 2,490,595 | ||||||
FleetCor Technologies * | 3,309 | 825,662 | ||||||
Fortinet * | 6,099 | 1,762,672 | ||||||
Gartner * | 3,419 | 993,390 | ||||||
Global Payments | 12,595 | 1,725,263 | ||||||
Hewlett Packard Enterprise | 56,757 | 874,625 | ||||||
HP | 48,272 | 1,768,203 |
72
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Intel | 178,421 | $ | 7,777,371 | |||||
International Business Machines | 39,531 | 5,226,394 | ||||||
Intuit | 12,593 | 5,273,319 | ||||||
IPG Photonics * | 586 | 55,365 | ||||||
Jack Henry & Associates | 3,322 | 629,785 | ||||||
Juniper Networks | 14,164 | 446,449 | ||||||
Keysight Technologies * | 7,986 | 1,120,196 | ||||||
KLA | 6,432 | 2,053,480 | ||||||
Kyndryl Holdings * | 0 | 2 | ||||||
Lam Research | 6,251 | 2,911,466 | ||||||
Mastercard, Cl A | 38,043 | 13,824,065 | ||||||
Microchip Technology | 22,708 | 1,480,562 | ||||||
Micron Technology | 49,494 | 3,374,996 | ||||||
Microsoft | 328,987 | 91,300,472 | ||||||
Monolithic Power Systems | 2,114 | 829,195 | ||||||
Motorola Solutions | 7,353 | 1,571,263 | ||||||
NetApp | 9,432 | 690,894 | ||||||
NortonLifeLock | 24,517 | 613,906 | ||||||
NVIDIA | 109,649 | 20,336,600 | ||||||
Oracle | 70,570 | 5,179,838 | ||||||
Paychex | 14,092 | 1,785,879 | ||||||
Paycom Software * | 2,668 | 750,962 | ||||||
PayPal Holdings * | 52,139 | 4,584,582 | ||||||
PTC * | 4,298 | 490,875 | ||||||
Qorvo * | 3,882 | 441,694 | ||||||
QUALCOMM | 49,576 | 6,925,271 | ||||||
Roper Technologies | 4,536 | 2,131,557 | ||||||
Salesforce * | 42,936 | 7,554,160 | ||||||
Seagate Technology Holdings | 9,395 | 770,766 | ||||||
ServiceNow * | 9,093 | 4,347,363 | ||||||
Skyworks Solutions | 6,591 | 746,760 | ||||||
SolarEdge Technologies * | 2,911 | 728,944 |
73
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Synopsys * | 6,422 | $ | 1,841,765 | |||||
Teledyne Technologies * | 2,181 | 941,211 | ||||||
Teradyne | 6,683 | 704,789 | ||||||
Texas Instruments | 39,862 | 6,786,506 | ||||||
Trimble * | 10,133 | 675,871 | ||||||
Tyler Technologies * | 2,027 | 800,077 | ||||||
VeriSign * | 4,212 | 752,642 | ||||||
Visa, Cl A | 72,638 | 15,481,337 | ||||||
Western Digital * | 13,392 | 710,713 | ||||||
Zebra Technologies, Cl A * | 2,775 | 1,025,807 | ||||||
416,218,733 | ||||||||
Materials — 2.3% | ||||||||
Air Products & Chemicals | 9,504 | 2,224,601 | ||||||
Albemarle | 5,545 | 1,069,242 | ||||||
Amcor | 67,838 | 804,559 | ||||||
Avery Dennison | 3,385 | 611,331 | ||||||
Ball | 13,583 | 1,102,396 | ||||||
Celanese, Cl A | 4,694 | 689,736 | ||||||
CF Industries Holdings | 9,761 | 945,158 | ||||||
Corteva | 30,948 | 1,785,390 | ||||||
Dow | 31,734 | 2,110,311 | ||||||
DuPont de Nemours | 22,230 | 1,465,624 | ||||||
Eastman Chemical | 6,015 | 617,560 | ||||||
Ecolab | 10,912 | 1,847,838 | ||||||
FMC | 5,870 | 778,010 | ||||||
Freeport-McMoRan | 65,527 | 2,657,120 | ||||||
International Flavors & Fragrances | 11,149 | 1,352,374 | ||||||
International Paper | 16,863 | 780,420 | ||||||
LyondellBasell Industries, Cl A | 10,776 | 1,142,579 | ||||||
Martin Marietta Materials | 2,999 | 1,062,306 | ||||||
Mosaic | 15,651 | 976,935 | ||||||
Newmont | 35,988 | 2,621,726 |
74
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Nucor | 12,579 | $ | 1,946,978 | |||||
Packaging Corp of America | 3,405 | 548,784 | ||||||
PPG Industries | 10,053 | 1,286,683 | ||||||
Sealed Air | 6,804 | 436,885 | ||||||
Sherwin-Williams | 10,568 | 2,905,777 | ||||||
Vulcan Materials | 6,012 | 1,035,808 | ||||||
Westrock | 12,166 | 602,582 | ||||||
35,408,713 | ||||||||
Real Estate — 2.9% | ||||||||
Alexandria Real Estate Equities ‡ | 6,129 | 1,116,459 | ||||||
American Tower, Cl A ‡ | 20,032 | 4,828,113 | ||||||
AvalonBay Communities ‡ | 6,158 | 1,400,822 | ||||||
Boston Properties ‡ | 6,533 | 768,281 | ||||||
Camden Property Trust ‡ | 4,287 | 672,587 | ||||||
CBRE Group, Cl A * | 13,839 | 1,149,190 | ||||||
Crown Castle International ‡ | 18,828 | 3,487,134 | ||||||
Digital Realty Trust ‡ | 12,412 | 1,813,641 | ||||||
Duke Realty ‡ | 16,683 | 913,394 | ||||||
Equinix ‡ | 3,909 | 2,810,884 | ||||||
Equity Residential ‡ | 14,479 | 1,180,038 | ||||||
Essex Property Trust ‡ | 3,077 | 1,013,164 | ||||||
Extra Space Storage ‡ | 6,036 | 1,146,840 | ||||||
Federal Realty Investment Trust ‡ | 2,997 | 350,829 | ||||||
Healthpeak Properties ‡ | 23,004 | 754,761 | ||||||
Host Hotels & Resorts ‡ | 31,545 | 641,941 | ||||||
Iron Mountain ‡ | 12,312 | 661,524 | ||||||
Kimco Realty ‡ | 25,061 | 634,795 | ||||||
Mid-America Apartment Communities ‡ | 5,391 | 1,060,302 | ||||||
Orion Office REIT ‡ | 1 | 8 | ||||||
ProLogis ‡ | 32,734 | 5,246,933 | ||||||
Public Storage ‡ | 6,417 | 2,383,915 | ||||||
Realty Income ‡ | 25,730 | 1,784,633 |
75
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Regency Centers ‡ | 6,899 | $ | 474,858 | |||||
SBA Communications, Cl A ‡ | 4,513 | 1,566,507 | ||||||
Simon Property Group ‡ | 14,320 | 1,689,760 | ||||||
UDR ‡ | 12,165 | 647,300 | ||||||
Ventas ‡ | 16,554 | 919,575 | ||||||
Vornado Realty Trust ‡ | 6,738 | 260,828 | ||||||
Welltower ‡ | 18,358 | 1,667,090 | ||||||
Weyerhaeuser ‡ | 31,682 | 1,305,932 | ||||||
44,352,038 | ||||||||
Utilities — 2.8% | ||||||||
AES | 29,458 | 601,532 | ||||||
Alliant Energy | 10,100 | 593,981 | ||||||
Ameren | 10,129 | 940,984 | ||||||
American Electric Power | 21,290 | 2,110,052 | ||||||
American Water Works | 7,915 | 1,219,543 | ||||||
Atmos Energy | 5,896 | 668,606 | ||||||
CenterPoint Energy | 26,067 | 797,911 | ||||||
CMS Energy | 12,389 | 851,000 | ||||||
Consolidated Edison | 15,439 | 1,431,813 | ||||||
Constellation Energy | 13,354 | 790,671 | ||||||
Dominion Energy | 36,236 | 2,958,307 | ||||||
DTE Energy | 8,382 | 1,098,377 | ||||||
Duke Energy | 33,834 | 3,727,153 | ||||||
Edison International | 15,898 | 1,093,623 | ||||||
Entergy | 9,496 | 1,128,600 | ||||||
Evergy | 10,046 | 681,621 | ||||||
Eversource Energy | 14,528 | 1,269,747 | ||||||
Exelon | 41,281 | 1,931,125 | ||||||
FirstEnergy | 23,233 | 1,006,221 | ||||||
NextEra Energy | 85,133 | 6,046,146 | ||||||
NiSource | 17,029 | 495,885 | ||||||
NRG Energy | 10,020 | 359,718 |
76
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Pinnacle West Capital | 5,060 | $ | 360,272 | |||||
PPL | 31,918 | 903,599 | ||||||
Public Service Enterprise Group | 21,657 | 1,508,627 | ||||||
Sempra Energy | 14,016 | 2,261,622 | ||||||
Southern | 46,954 | 3,445,954 | ||||||
WEC Energy Group | 13,245 | 1,325,162 | ||||||
Xcel Energy | 22,476 | 1,646,592 | ||||||
43,254,444 | ||||||||
TOTAL UNITED STATES | 1,522,016,223 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $1,593,418,648) | 1,532,908,241 | |||||||
TOTAL INVESTMENTS — 100.2% | ||||||||
(Cost $1,593,418,648) | $ | 1,532,908,241 | ||||||
Value | ||||||||
WRITTEN OPTIONS— (0.2)%(1) | ||||||||
UNITED STATES— (0.2)% | ||||||||
(Premiums Received $(32,844,397)) | (3,709 | ) | $ | (3,690,455 | ) |
Percentages are based on Net Assets of $1,530,097,562.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS — (0.3)% | |||||||||||||||||
Call Options | |||||||||||||||||
S&P 500 Index* | (3,709 | ) | $ | (1,643,087,000 | ) | $ | 4,430.00 | 05/20/22 | $ | (3,690,455 | ) |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
77
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call ETF |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions contracts. The aggregate market value of collateral at April 30, 2022 was$1,532,908,241. |
Cl — Class
REIT — Real Estate Investment Trust
S&P — Standard & Poor’s
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 1,532,908,241 | $ | — | $ | — | $ | 1,532,908,241 | ||||||||
Total Investments in Securities | $ | 1,532,908,241 | $ | — | $ | — | $ | 1,532,908,241 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Written Options | $ | (3,690,455 | ) | $ | – | $ | – | $ | (3,690,455 | ) | ||||||
Total Other Financial Instruments | $ | (3,690,455 | ) | $ | – | $ | – | $ | (3,690,455 | ) |
Amounts designated as “—“ are $0 or have been rounded to $0.
78
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — 54.3% | ||||||||
BAHAMAS — 0.0% | ||||||||
Consumer Discretionary — 0.0% | ||||||||
OneSpaWorld Holdings * | 15,293 | $ | 153,542 | |||||
BERMUDA — 0.2% | ||||||||
Energy — 0.0% | ||||||||
Teekay * | 19,769 | 64,052 | ||||||
Teekay Tankers, Cl A * | 6,714 | 107,491 | ||||||
171,543 | ||||||||
Financials — 0.1% | ||||||||
Bank of NT Butterfield & Son | 14,174 | 453,993 | ||||||
SiriusPoint * | 24,991 | 156,943 | ||||||
610,936 | ||||||||
79
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 0.1% | ||||||||
Triton International | 19,023 | $ | 1,162,115 | |||||
TOTAL BERMUDA | 1,944,594 | |||||||
CAMEROON — 0.1% | ||||||||
Energy — 0.1% | ||||||||
Golar LNG * | 28,721 | 641,053 | ||||||
CANADA — 0.1% | ||||||||
Communication Services — 0.0% | ||||||||
Telesat * | 1,865 | 20,962 | ||||||
Health Care — 0.0% | ||||||||
Portage Biotech * | 1,492 | 8,266 | ||||||
Materials — 0.0% | ||||||||
Novagold Resources * | 67,497 | 419,831 | ||||||
PolyMet Mining * | 8,206 | 25,849 | ||||||
445,680 | ||||||||
Utilities — 0.1% | ||||||||
Brookfield Infrastructure, Cl A | 17,904 | 1,269,752 | ||||||
TOTAL CANADA | 1,744,660 | |||||||
CHILE — 0.0% | ||||||||
Communication Services — 0.0% | ||||||||
Liberty Latin America, Cl A * | 11,563 | 106,842 | ||||||
Liberty Latin America, Cl C * | 44,014 | 406,689 | ||||||
TOTAL CHILE | 513,531 | |||||||
CHINA — 0.0% | ||||||||
Industrials — 0.0% | ||||||||
Textainer Group Holdings | 13,428 | 450,375 | ||||||
GERMANY — 0.0% | ||||||||
Health Care — 0.0% | ||||||||
Affimed * | 32,824 | 123,418 | ||||||
80
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — 0.0% | ||||||||
Orion Engineered Carbons | 17,158 | $ | 259,086 | |||||
TOTAL GERMANY | 382,504 | |||||||
GHANA — 0.1% | ||||||||
Energy — 0.1% | ||||||||
Kosmos Energy * | 127,550 | 862,238 | ||||||
GREECE — 0.0% | ||||||||
Industrials — 0.0% | ||||||||
Safe Bulkers | 17,904 | 73,585 | ||||||
IRELAND — 0.0% | ||||||||
Health Care — 0.0% | ||||||||
Prothena * | 10,444 | 304,547 | ||||||
Industrials — 0.0% | ||||||||
Cimpress * | 4,849 | 244,923 | ||||||
TOTAL IRELAND | 549,470 | |||||||
ISRAEL — 0.1% | ||||||||
Consumer Discretionary — 0.0% | ||||||||
NEOGAMES * | 2,984 | 39,001 | ||||||
Health Care — 0.0% | ||||||||
Oramed Pharmaceuticals * | 10,444 | 53,682 | ||||||
Information Technology — 0.1% | ||||||||
JFrog * | 15,293 | 319,165 | ||||||
Sapiens International | 8,952 | 208,044 | ||||||
527,209 | ||||||||
TOTAL ISRAEL | 619,892 | |||||||
MONACO — 0.0% | ||||||||
Energy — 0.0% | ||||||||
Scorpio Tankers | 13,801 | 341,299 |
81
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 0.0% | ||||||||
Costamare | 14,920 | $ | 200,077 | |||||
TOTAL MONACO | 541,376 | |||||||
NORWAY — 0.1% | ||||||||
Energy — 0.1% | ||||||||
Frontline * | 35,062 | 292,067 | ||||||
SFL | 35,062 | 347,815 | ||||||
TOTAL NORWAY | 639,882 | |||||||
PANAMA — 0.0% | ||||||||
Financials — 0.0% | ||||||||
Banco Latinoamericano de Comercio Exterior, Cl E | 8,952 | 129,714 | ||||||
PUERTO RICO — 0.1% | ||||||||
Financials — 0.1% | ||||||||
First Bancorp | 56,500 | 768,965 | ||||||
OFG Bancorp | 13,801 | 366,831 | ||||||
1,135,796 | ||||||||
Information Technology — 0.0% | ||||||||
EVERTEC | 17,158 | 676,025 | ||||||
TOTAL PUERTO RICO | 1,811,821 | |||||||
SINGAPORE — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
Kulicke & Soffa Industries | 17,531 | 813,614 | ||||||
THAILAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
Fabrinet * | 10,444 | 1,025,496 | ||||||
UNITED ARAB EMIRATES — 0.0% | ||||||||
Communication Services — 0.0% | ||||||||
Eros STX Global * | 4,476 | 7,744 |
82
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.0% | ||||||||
Industrials — 0.0% | ||||||||
Luxfer Holdings | 7,833 | $ | 126,425 | |||||
UNITED STATES — 53.3% | ||||||||
Communication Services — 1.5% | ||||||||
Advantage Solutions * | 21,634 | 108,819 | ||||||
AMC Entertainment Holdings, Cl A * | 146,589 | 2,242,812 | ||||||
AMC Networks, Cl A * | 8,206 | 267,762 | ||||||
Anterix * | 3,357 | 174,027 | ||||||
ATN International | 2,984 | 117,868 | ||||||
Audacy, Cl A * | 33,570 | 85,268 | ||||||
Bandwidth, Cl A * | 6,714 | 148,514 | ||||||
Boston Omaha, Cl A * | 5,968 | 124,373 | ||||||
Cardlytics * | 9,325 | 318,262 | ||||||
Cargurus, Cl A * | 27,229 | 889,844 | ||||||
Cars.com * | 19,396 | 215,684 | ||||||
Chicken Soup For The Soul Entertainment, Cl A * | 2,238 | 19,493 | ||||||
Cinemark Holdings * | 30,586 | 485,094 | ||||||
Clear Channel Outdoor Holdings, Cl A * | 103,305 | 254,130 | ||||||
Cogent Communications Holdings | 11,936 | 698,256 | ||||||
comScore * | 19,769 | 39,933 | ||||||
Consolidated Communications Holdings * | 20,872 | 124,188 | ||||||
CuriosityStream * | 7,460 | 15,144 | ||||||
Daily Journal * | 12 | 3,086 | ||||||
Digital Media Solutions, Cl A * | 746 | 2,051 | ||||||
EchoStar, Cl A * | 10,444 | 243,867 | ||||||
Emerald Holding * | 6,714 | 18,061 | ||||||
Entravision Communications, Cl A | 17,158 | 88,707 | ||||||
Eventbrite, Cl A * | 21,634 | 228,888 | ||||||
EverQuote, Cl A * | 5,595 | 77,659 | ||||||
EW Scripps, Cl A * | 16,412 | 270,142 |
83
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Fluent * | 12,309 | $ | 16,494 | |||||
fuboTV * | 38,419 | 145,608 | ||||||
Gannett * | 39,911 | 160,043 | ||||||
Globalstar * | 172,326 | 199,898 | ||||||
Gogo * | 16,785 | 309,012 | ||||||
Gray Television | 24,245 | 449,017 | ||||||
Hemisphere Media Group, Cl A * | 4,476 | 17,412 | ||||||
IDT, Cl B * | 4,103 | 108,647 | ||||||
iHeartMedia * | 31,705 | 506,963 | ||||||
IMAX * | 14,174 | 224,233 | ||||||
Integral Ad Science Holding * | 9,325 | 110,128 | ||||||
Iridium Communications * | 33,570 | 1,198,785 | ||||||
John Wiley & Sons, Cl A | 12,309 | 626,405 | ||||||
Liberty Media -Liberty Braves, Cl A * | 2,984 | 78,390 | ||||||
Liberty Media -Liberty Braves, Cl B * | 10,444 | 262,249 | ||||||
Liberty TripAdvisor Holdings, Cl A * | 20,515 | 30,772 | ||||||
Lions Gate Entertainment, Cl A * | 16,412 | 221,398 | ||||||
Lions Gate Entertainment, Cl B * | 33,570 | 421,975 | ||||||
LiveOne * | 17,158 | 11,667 | ||||||
Madison Square Garden Entertainment * | 7,460 | 546,445 | ||||||
Magnite * | 36,927 | 356,346 | ||||||
Marcus * | 6,341 | 99,744 | ||||||
MediaAlpha, Cl A * | 5,968 | 87,968 | ||||||
National CineMedia | 17,158 | 37,919 | ||||||
Ooma * | 6,341 | 81,418 | ||||||
Outbrain * | 6,714 | 60,426 | ||||||
QuinStreet * | 14,174 | 134,795 | ||||||
Radius Global Infrastructure, Cl A * | 20,515 | 254,796 | ||||||
Scholastic | 7,833 | 288,646 | ||||||
Shenandoah Telecommunications | 13,801 | 278,780 | ||||||
Sinclair Broadcast Group, Cl A | 13,055 | 290,343 | ||||||
Society Pass * | 1,119 | 2,249 |
84
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Stagwell * | 17,531 | $ | 118,860 | |||||
TechTarget * | 7,460 | 502,133 | ||||||
TEGNA | 62,664 | 1,381,741 | ||||||
Telephone and Data Systems | 28,721 | 526,169 | ||||||
Thryv Holdings * | 2,238 | 57,808 | ||||||
TrueCar * | 27,229 | 97,480 | ||||||
United States Cellular * | 4,476 | 128,819 | ||||||
WideOpenWest * | 14,920 | 299,146 | ||||||
Yelp, Cl A * | 20,142 | 655,219 | ||||||
Ziff Davis * | 12,309 | 1,087,623 | ||||||
19,735,901 | ||||||||
Consumer Discretionary — 5.7% | ||||||||
1-800-Flowers.com, Cl A * | 7,460 | 76,092 | ||||||
1stdibs.com * | 5,595 | 42,298 | ||||||
2U * | 20,515 | 204,740 | ||||||
Aaron’s | 8,952 | 183,785 | ||||||
Abercrombie & Fitch, Cl A * | 16,039 | 554,629 | ||||||
Academy Sports & Outdoors | 22,380 | 836,117 | ||||||
Accel Entertainment, Cl A * | 16,039 | 189,741 | ||||||
Acushnet Holdings | 9,698 | 395,097 | ||||||
Adient * | 26,856 | 916,864 | ||||||
Adtalem Global Education * | 14,174 | 415,440 | ||||||
aka Brands Holding * | 2,611 | 9,217 | ||||||
American Axle & Manufacturing Holdings * | 32,078 | 212,356 | ||||||
American Eagle Outfitters | 43,268 | 653,779 | ||||||
American Outdoor Brands * | 4,103 | 51,698 | ||||||
American Public Education * | 5,222 | 101,516 | ||||||
America’s Car-Mart * | 1,865 | 150,785 | ||||||
AMMO * | 24,991 | 101,214 | ||||||
Arcimoto * | 8,206 | 27,572 | ||||||
Arko | 23,499 | 217,836 | ||||||
Asbury Automotive Group * | 6,714 | 1,233,429 |
85
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Aterian * | 7,460 | $ | 38,270 | |||||
Bally’s * | 9,325 | 278,258 | ||||||
Barnes & Noble Education * | 12,682 | 38,553 | ||||||
Bassett Furniture Industries | 2,611 | 43,238 | ||||||
Beazer Homes USA * | 8,206 | 123,746 | ||||||
Bed Bath & Beyond * | 27,602 | 375,663 | ||||||
Big 5 Sporting Goods | 5,968 | 86,357 | ||||||
Big Lots | 8,579 | 265,091 | ||||||
Biglari Holdings, Cl B * | 3 | 409 | ||||||
BJ’s Restaurants * | 6,341 | 176,216 | ||||||
Bloomin’ Brands | 24,991 | 549,552 | ||||||
Bluegreen Vacations Holding, Cl A | 4,103 | 107,909 | ||||||
Boot Barn Holdings * | 8,206 | 739,032 | ||||||
Brinker International * | 12,682 | 460,737 | ||||||
Buckle | 8,579 | 266,464 | ||||||
Caleres | 10,444 | 239,481 | ||||||
Callaway Golf * | 32,824 | 720,159 | ||||||
Camping World Holdings, Cl A | 11,936 | 306,516 | ||||||
Canoo * | 30,213 | 145,022 | ||||||
CarLotz * | 20,319 | 18,041 | ||||||
CarParts.com * | 13,801 | 82,668 | ||||||
Carriage Services, Cl A | 4,476 | 191,976 | ||||||
Carrols Restaurant Group * | 9,325 | 14,920 | ||||||
Cato, Cl A | 5,595 | 75,812 | ||||||
Cavco Industries * | 2,611 | 616,849 | ||||||
Century Casinos * | 7,833 | 82,012 | ||||||
Century Communities | 8,579 | 452,285 | ||||||
Cheesecake Factory | 13,055 | 481,860 | ||||||
Chico’s FAS * | 34,316 | 181,875 | ||||||
Children’s Place * | 3,730 | 172,811 | ||||||
Chuy’s Holdings * | 5,595 | 139,931 | ||||||
Citi Trends * | 2,238 | 62,597 |
86
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Clarus | 7,460 | $ | 166,731 | |||||
Conn’s * | 5,222 | 81,724 | ||||||
Container Store Group * | 8,952 | 68,483 | ||||||
Cooper-Standard Holdings * | 4,849 | 22,354 | ||||||
Coursera * | 20,888 | 392,903 | ||||||
Cracker Barrel Old Country Store | 6,714 | 745,187 | ||||||
Crocs * | 16,412 | 1,090,249 | ||||||
Dana | 41,403 | 613,178 | ||||||
Dave & Buster’s Entertainment * | 12,309 | 560,059 | ||||||
Denny’s * | 17,531 | 224,747 | ||||||
Designer Brands, Cl A | 17,158 | 237,124 | ||||||
Dillard’s, Cl A | 1,492 | 453,285 | ||||||
Dine Brands Global | 4,476 | 320,884 | ||||||
Dorman Products * | 7,460 | 736,451 | ||||||
Drive Shack * | 23,499 | 28,904 | ||||||
Duluth Holdings, Cl B * | 3,357 | 41,123 | ||||||
El Pollo Loco Holdings * | 5,579 | 59,416 | ||||||
Escalade | 2,984 | 39,240 | ||||||
Ethan Allen Interiors | 6,341 | 150,535 | ||||||
European Wax Center, Cl A * | 3,730 | 102,388 | ||||||
Everi Holdings * | 24,245 | 420,893 | ||||||
F45 Training Holdings * | 8,952 | 78,688 | ||||||
Fiesta Restaurant Group * | 4,849 | 32,973 | ||||||
First Watch Restaurant Group * | 2,984 | 38,792 | ||||||
Fisker * | 46,252 | 465,295 | ||||||
Flexsteel Industries | 1,865 | 40,452 | ||||||
Fossil Group * | 13,428 | 132,669 | ||||||
Fox Factory Holding * | 11,936 | 977,320 | ||||||
Franchise Group | 8,206 | 306,002 | ||||||
Full House Resorts * | 9,325 | 84,391 | ||||||
Funko, Cl A * | 7,460 | 121,523 | ||||||
GAN * | 11,563 | 43,130 |
87
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Genesco * | 4,103 | $ | 254,509 | |||||
Genius Brands International * | 80,195 | 56,938 | ||||||
Gentherm * | 9,325 | 628,692 | ||||||
G-III Apparel Group * | 12,682 | 335,819 | ||||||
Golden Entertainment * | 4,849 | 232,558 | ||||||
Goodyear Tire & Rubber * | 78,330 | 1,043,356 | ||||||
GoPro, Cl A * | 36,554 | 326,062 | ||||||
Graham Holdings, Cl B | 1,119 | 662,862 | ||||||
Green Brick Partners * | 8,579 | 169,006 | ||||||
Greenlane Holdings, Cl A * | 5,222 | 1,802 | ||||||
Group 1 Automotive | 4,849 | 844,405 | ||||||
Groupon, Cl A * | 6,714 | 130,990 | ||||||
GrowGeneration * | 15,666 | 92,586 | ||||||
Guess? | 11,563 | 259,821 | ||||||
Hall of Fame Resort & Entertainment * | 15,666 | 12,962 | ||||||
Hamilton Beach Brands Holding, Cl A | 2,238 | 20,948 | ||||||
Haverty Furniture | 4,476 | 111,139 | ||||||
Helen of Troy * | 6,714 | 1,440,220 | ||||||
Hibbett | 3,730 | 161,061 | ||||||
Hilton Grand Vacations * | 24,245 | 1,135,393 | ||||||
Hooker Furnishings | 3,357 | 56,599 | ||||||
Hovnanian Enterprises, Cl A * | 1,492 | 68,662 | ||||||
Installed Building Products | 6,714 | 540,276 | ||||||
International Game Technology | 28,348 | 618,837 | ||||||
iRobot * | 7,460 | 377,849 | ||||||
Jack in the Box | 5,968 | 493,912 | ||||||
JOANN | 3,357 | 35,047 | ||||||
Johnson Outdoors, Cl A | 1,492 | 114,108 | ||||||
KB Home | 22,737 | 737,361 | ||||||
Kirkland’s * | 3,730 | 26,968 | ||||||
Kontoor Brands | 14,547 | 577,952 | ||||||
Krispy Kreme | 24,245 | 321,974 |
88
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Kura Sushi USA, Cl A * | 1,119 | $ | 56,151 | |||||
Lands’ End * | 4,103 | 57,524 | ||||||
Landsea Homes * | 2,984 | 24,857 | ||||||
Latham Group * | 12,309 | 147,708 | ||||||
Laureate Education, Cl A * | 28,348 | 321,183 | ||||||
La-Z-Boy | 12,666 | 332,862 | ||||||
Lazydays Holdings * | 2,238 | 43,484 | ||||||
LCI Industries | 7,087 | 689,707 | ||||||
Legacy Housing * | 2,238 | 39,210 | ||||||
LGI Homes * | 5,968 | 559,261 | ||||||
Life Time Group Holdings * | 11,190 | 160,017 | ||||||
Lifetime Brands | 3,730 | 47,073 | ||||||
Light & Wonder, Cl A * | 27,229 | 1,526,458 | ||||||
Lindblad Expeditions Holdings * | 8,579 | 131,344 | ||||||
Liquidity Services * | 6,714 | 96,816 | ||||||
LL Flooring Holdings * | 8,206 | 113,325 | ||||||
Lordstown Motors, Cl A * | 44,014 | 95,951 | ||||||
Lovesac * | 3,730 | 163,523 | ||||||
Lulu’s Fashion Lounge Holdings * | 1,492 | 14,383 | ||||||
M/I Homes * | 8,206 | 363,362 | ||||||
Macy’s | 85,774 | 2,073,158 | ||||||
Malibu Boats, Cl A * | 5,968 | 300,131 | ||||||
Marine Products | 2,238 | 26,274 | ||||||
MarineMax * | 5,968 | 244,211 | ||||||
MasterCraft Boat Holdings * | 5,222 | 125,694 | ||||||
MDC Holdings | 16,412 | 605,767 | ||||||
Meritage Homes * | 10,444 | 862,152 | ||||||
Modine Manufacturing * | 14,174 | 111,975 | ||||||
Monarch Casino & Resort * | 3,730 | 261,660 | ||||||
Monro | 9,325 | 426,432 | ||||||
Motorcar Parts of America * | 5,222 | 79,427 | ||||||
Movado Group | 4,476 | 161,002 |
89
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Murphy USA | 6,714 | $ | 1,568,390 | |||||
Nathan’s Famous | 746 | 35,338 | ||||||
National Vision Holdings * | 23,499 | 884,737 | ||||||
Nautilus * | 8,579 | 25,823 | ||||||
Noodles, Cl A * | 11,563 | 64,406 | ||||||
ODP * | 13,055 | 561,757 | ||||||
ONE Group Hospitality * | 5,968 | 55,562 | ||||||
OneWater Marine, Cl A * | 2,984 | 97,547 | ||||||
Overstock.com * | 12,309 | 413,090 | ||||||
Oxford Industries | 4,476 | 401,050 | ||||||
Papa John’s International | 9,325 | 849,041 | ||||||
Party City Holdco * | 31,332 | 96,816 | ||||||
Patrick Industries | 6,341 | 394,727 | ||||||
Perdoceo Education * | 20,142 | 225,188 | ||||||
PetMed Express | 5,952 | 130,349 | ||||||
PlayAGS * | 7,833 | 51,698 | ||||||
PLBY Group * | 8,206 | 72,541 | ||||||
Porch Group * | 21,634 | 80,046 | ||||||
Portillo’s, Cl A * | 6,714 | 139,853 | ||||||
PowerSchool Holdings, Cl A * | 12,309 | 186,358 | ||||||
Purple Innovation, Cl A * | 16,412 | 67,617 | ||||||
Quotient Technology * | 25,364 | 134,683 | ||||||
RCI Hospitality Holdings | 2,611 | 161,778 | ||||||
RealReal * | 22,753 | 123,321 | ||||||
Red Robin Gourmet Burgers * | 4,476 | 59,038 | ||||||
Red Rock Resorts, Cl A | 15,293 | 672,280 | ||||||
Regis * | 12,293 | 16,596 | ||||||
Rent the Runway, Cl A * | 4,849 | 30,743 | ||||||
Rent-A-Center, Cl A | 18,650 | 449,838 | ||||||
Revolve Group, Cl A * | 10,071 | 425,600 | ||||||
Rocky Brands | 1,865 | 71,821 | ||||||
Rush Street Interactive * | 14,920 | 94,742 |
90
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Ruth’s Hospitality Group | 9,325 | $ | 195,545 | |||||
Sally Beauty Holdings * | 31,332 | 473,740 | ||||||
SeaWorld Entertainment * | 14,174 | 955,895 | ||||||
Shake Shack, Cl A * | 10,801 | 624,622 | ||||||
Shift Technologies * | 17,158 | 22,992 | ||||||
Shoe Carnival | 4,849 | 146,391 | ||||||
Shutterstock | 6,714 | 508,384 | ||||||
Signet Jewelers | 14,920 | 1,047,384 | ||||||
Skyline Champion * | 14,920 | 761,517 | ||||||
Sleep Number * | 6,341 | 257,191 | ||||||
Smith & Wesson Brands | 13,428 | 184,366 | ||||||
Snap One Holdings * | 5,222 | 62,403 | ||||||
Solo Brands, Cl A * | 4,103 | 24,495 | ||||||
Sonic Automotive, Cl A | 5,968 | 253,938 | ||||||
Sonos * | 36,554 | 834,162 | ||||||
Sportsman’s Warehouse Holdings * | 12,309 | 118,289 | ||||||
Standard Motor Products | 5,968 | 254,714 | ||||||
Steven Madden | 22,753 | 934,238 | ||||||
Stitch Fix, Cl A * | 23,126 | 219,697 | ||||||
StoneMor * | 8,952 | 21,216 | ||||||
Stoneridge * | 7,460 | 147,037 | ||||||
Strategic Education | 7,087 | 457,820 | ||||||
Stride * | 11,936 | 469,085 | ||||||
Sturm Ruger | 4,849 | 330,459 | ||||||
Superior Group | 3,357 | 53,376 | ||||||
Sweetgreen, Cl A * | 3,357 | 90,639 | ||||||
Target Hospitality * | 7,087 | 44,365 | ||||||
Taylor Morrison Home, Cl A * | 33,943 | 888,967 | ||||||
Tenneco, Cl A * | 19,396 | 333,029 | ||||||
Texas Roadhouse, Cl A | 19,769 | 1,627,582 | ||||||
Tilly’s, Cl A * | 6,341 | 55,928 | ||||||
Torrid Holdings * | 5,222 | 30,601 |
91
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Traeger * | 8,952 | $ | 53,622 | |||||
TravelCenters of America * | 3,714 | 141,169 | ||||||
Tri Pointe Homes * | 31,332 | 647,632 | ||||||
Tupperware Brands * | 13,801 | 242,622 | ||||||
Udemy * | 4,103 | 44,764 | ||||||
Unifi * | 4,103 | 60,191 | ||||||
Universal Electronics * | 3,730 | 110,035 | ||||||
Urban Outfitters * | 19,396 | 461,625 | ||||||
Vera Bradley * | 7,460 | 45,879 | ||||||
Vista Outdoor * | 16,039 | 565,054 | ||||||
Visteon * | 7,833 | 820,193 | ||||||
Vivint Smart Home * | 26,110 | 136,816 | ||||||
VOXX International, Cl A * | 4,476 | 33,883 | ||||||
Vuzix * | 16,785 | 86,778 | ||||||
Weber, Cl A | 5,968 | 52,399 | ||||||
Wingstop | 8,579 | 787,209 | ||||||
Winmark | 1,119 | 227,381 | ||||||
Winnebago Industries | 9,325 | 495,904 | ||||||
Wolverine World Wide | 23,126 | 458,357 | ||||||
Workhorse Group * | 43,641 | 131,359 | ||||||
WW International * | 14,920 | 146,067 | ||||||
XL Fleet * | 33,943 | 47,520 | ||||||
Xometry, Cl A * | 7,087 | 232,595 | ||||||
XPEL * | 5,222 | 225,956 | ||||||
Xponential Fitness, Cl A * | 3,357 | 69,557 | ||||||
Zumiez * | 5,595 | 204,945 | ||||||
72,740,317 | ||||||||
Consumer Staples — 2.1% | ||||||||
22nd Century Group * | 45,863 | 87,598 | ||||||
Andersons | 8,952 | 449,659 | ||||||
AppHarvest * | 19,769 | 81,251 | ||||||
B&G Foods | 18,277 | 492,200 |
92
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Beauty Health * | 24,618 | $ | 322,496 | |||||
BellRing Brands * | 32,078 | 687,432 | ||||||
BJ’s Wholesale Club Holdings * | 38,792 | 2,496,265 | ||||||
Calavo Growers | 4,849 | 175,728 | ||||||
Cal-Maine Foods | 11,563 | 621,280 | ||||||
Celsius Holdings * | 15,293 | 795,236 | ||||||
Central Garden & Pet * | 2,968 | 129,969 | ||||||
Central Garden & Pet, Cl A * | 11,190 | 463,042 | ||||||
Chefs’ Warehouse * | 8,952 | 327,643 | ||||||
Coca-Cola Consolidated | 1,492 | 658,718 | ||||||
Duckhorn Portfolio * | 10,071 | 195,579 | ||||||
Edgewell Personal Care | 15,293 | 583,275 | ||||||
elf Beauty * | 13,801 | 335,778 | ||||||
Energizer Holdings | 19,023 | 576,207 | ||||||
Fresh Del Monte Produce | 9,698 | 252,633 | ||||||
HF Foods Group * | 10,801 | 63,078 | ||||||
Honest * | 24,245 | 96,010 | ||||||
Hostess Brands, Cl A * | 39,165 | 888,654 | ||||||
Ingles Markets, Cl A | 4,103 | 382,071 | ||||||
Inter Parfums | 5,222 | 426,794 | ||||||
J & J Snack Foods | 4,103 | 614,219 | ||||||
John B Sanfilippo & Son | 2,611 | 202,718 | ||||||
Laird Superfood * | 1,865 | 5,614 | ||||||
Lancaster Colony | 5,222 | 810,350 | ||||||
Landec * | 7,460 | 74,227 | ||||||
Limoneira | 4,476 | 53,444 | ||||||
MedAvail Holdings * | 3,357 | 5,573 | ||||||
Medifast | 3,357 | 598,755 | ||||||
MGP Ingredients | 4,103 | 374,727 | ||||||
Mission Produce * | 10,444 | 132,848 | ||||||
National Beverage * | 6,714 | 295,953 | ||||||
Natural Grocers by Vitamin Cottage | 2,611 | 53,238 |
93
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Nature’s Sunshine Products * | 3,357 | $ | 55,592 | |||||
NewAge * | 38,046 | 15,066 | ||||||
Nu Skin Enterprises, Cl A | 14,174 | 604,379 | ||||||
Oil-Dri Corp of America | 1,492 | 37,225 | ||||||
Performance Food Group * | 42,895 | 2,112,579 | ||||||
PriceSmart | 7,087 | 563,062 | ||||||
Primo Water | 44,760 | 655,286 | ||||||
Revlon, Cl A * | 1,865 | 11,414 | ||||||
Rite Aid * | 15,666 | 99,792 | ||||||
Sanderson Farms | 5,595 | 1,059,525 | ||||||
Seneca Foods, Cl A * | 1,865 | 101,176 | ||||||
Simply Good Foods * | 24,245 | 1,009,804 | ||||||
Sovos Brands * | 7,460 | 112,646 | ||||||
SpartanNash | 10,071 | 345,234 | ||||||
Sprouts Farmers Market * | 32,078 | 955,924 | ||||||
Tattooed Chef * | 13,428 | 107,290 | ||||||
Thorne HealthTech * | 1,865 | 12,496 | ||||||
Tootsie Roll Industries | 4,476 | 156,794 | ||||||
TreeHouse Foods * | 14,920 | 469,980 | ||||||
Turning Point Brands | 4,103 | 128,793 | ||||||
United Natural Foods * | 16,412 | 704,567 | ||||||
Universal | 6,714 | 388,405 | ||||||
USANA Health Sciences * | 3,357 | 257,348 | ||||||
Utz Brands | 17,142 | 242,045 | ||||||
Vector Group | 40,657 | 517,157 | ||||||
Veru * | 18,277 | 214,206 | ||||||
Village Super Market, Cl A | 2,238 | 51,899 | ||||||
Vita Coco * | 3,357 | 36,457 | ||||||
Vital Farms * | 7,087 | 81,501 | ||||||
WD-40 | 3,730 | 686,245 | ||||||
Weis Markets | 4,849 | 387,338 | ||||||
Whole Earth Brands * | 10,444 | 72,168 |
94
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Zevia PBC, Cl A * | 2,984 | $ | 10,265 | |||||
27,073,920 | ||||||||
Energy — 3.7% | ||||||||
Aemetis * | 7,833 | 71,515 | ||||||
Alto Ingredients * | 20,142 | 116,219 | ||||||
Antero Resources * | 81,314 | 2,862,253 | ||||||
Arch Resources | 4,476 | 744,717 | ||||||
Archrock | 38,419 | 334,630 | ||||||
Berry | 19,023 | 208,682 | ||||||
Brigham Minerals, Cl A | 12,309 | 305,017 | ||||||
Bristow Group * | 6,714 | 200,212 | ||||||
Cactus, Cl A | 15,666 | 782,203 | ||||||
California Resources | 23,126 | 929,896 | ||||||
Callon Petroleum * | 13,801 | 707,577 | ||||||
Centennial Resource Development, Cl A * | 52,220 | 404,183 | ||||||
Centrus Energy, Cl A * | 2,611 | 72,481 | ||||||
ChampionX | 57,442 | 1,212,026 | ||||||
Chesapeake Energy | 29,840 | 2,447,477 | ||||||
Civitas Resources | 12,309 | 721,554 | ||||||
Clean Energy Fuels * | 44,014 | 257,922 | ||||||
CNX Resources * | 57,069 | 1,172,768 | ||||||
Comstock Resources * | 26,110 | 444,653 | ||||||
CONSOL Energy * | 9,698 | 461,140 | ||||||
Crescent Energy, Cl A | 8,206 | 128,916 | ||||||
CVR Energy | 8,579 | 215,076 | ||||||
Delek US Holdings * | 18,650 | 451,330 | ||||||
Denbury * | 14,174 | 906,853 | ||||||
DHT Holdings | 39,911 | 224,300 | ||||||
DMC Global * | 5,595 | 111,844 | ||||||
Dorian LPG | 8,952 | 131,773 | ||||||
Dril-Quip * | 10,071 | 290,851 | ||||||
Earthstone Energy, Cl A * | 8,579 | 115,731 |
95
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Energy Fuels * | 44,014 | $ | 330,545 | |||||
Equitrans Midstream | 116,003 | 911,784 | ||||||
Expro Group Holdings * | 13,055 | 199,480 | ||||||
Falcon Minerals | 11,190 | 76,092 | ||||||
Gevo * | 56,323 | 208,958 | ||||||
Green Plains * | 13,428 | 376,924 | ||||||
Helix Energy Solutions Group * | 40,657 | 167,100 | ||||||
Helmerich & Payne | 29,094 | 1,339,197 | ||||||
HighPeak Energy | 1,492 | 40,747 | ||||||
International Seaways | 13,055 | 275,852 | ||||||
Kinetik Holdings, Cl A | 746 | 53,078 | ||||||
Laredo Petroleum * | 3,730 | 265,613 | ||||||
Liberty Energy, Cl A * | 26,467 | 427,177 | ||||||
Magnolia Oil & Gas, Cl A | 41,030 | 953,537 | ||||||
Matador Resources | 31,332 | 1,529,628 | ||||||
Murphy Oil | 41,776 | 1,590,830 | ||||||
Nabors Industries * | 1,865 | 288,366 | ||||||
National Energy Services Reunited * | 10,817 | 72,366 | ||||||
Newpark Resources * | 25,737 | 89,822 | ||||||
NexTier Oilfield Solutions * | 49,236 | 543,073 | ||||||
Nordic American Tankers | 47,744 | 122,225 | ||||||
Northern Oil and Gas | 17,531 | 437,924 | ||||||
Oasis Petroleum | 5,595 | 742,233 | ||||||
Oceaneering International * | 28,348 | 321,183 | ||||||
Oil States International * | 17,158 | 115,988 | ||||||
Ovintiv | 74,584 | 3,817,955 | ||||||
Par Pacific Holdings * | 12,682 | 186,045 | ||||||
Patterson-UTI Energy | 52,966 | 870,761 | ||||||
PBF Energy, Cl A * | 27,229 | 791,275 | ||||||
PDC Energy | 27,602 | 1,924,964 | ||||||
Peabody Energy * | 25,364 | 574,241 | ||||||
ProPetro Holding * | 24,618 | 348,099 |
96
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Range Resources * | 67,886 | $ | 2,032,507 | |||||
Ranger Oil, Cl A * | 5,968 | 190,081 | ||||||
Renewable Energy Group * | 12,682 | 774,363 | ||||||
REX American Resources * | 1,492 | 126,268 | ||||||
Riley Exploration Permian | 2,984 | 69,318 | ||||||
RPC * | 19,023 | 196,698 | ||||||
Select Energy Services, Cl A * | 18,277 | 141,830 | ||||||
SM Energy | 33,943 | 1,205,995 | ||||||
Solaris Oilfield Infrastructure, Cl A | 8,952 | 100,710 | ||||||
Southwestern Energy * | 288,686 | 2,165,145 | ||||||
Talos Energy * | 10,444 | 189,767 | ||||||
Tellurian * | 105,186 | 523,826 | ||||||
TETRA Technologies * | 34,689 | 127,656 | ||||||
Tidewater * | 11,563 | 230,797 | ||||||
Uranium Energy * | 74,973 | 318,635 | ||||||
Ur-Energy * | 52,593 | 72,578 | ||||||
US Silica Holdings * | 20,888 | 388,099 | ||||||
W&T Offshore * | 26,483 | 126,059 | ||||||
Whiting Petroleum | 11,190 | 817,430 | ||||||
World Fuel Services | 17,888 | 433,247 | ||||||
47,257,870 | ||||||||
Financials — 8.5% | ||||||||
1st Source | 4,849 | 209,816 | ||||||
AFC Gamma ‡ | 4,103 | 65,689 | ||||||
Alerus Financial | 4,103 | 104,832 | ||||||
Allegiance Bancshares | 5,579 | 227,958 | ||||||
Amalgamated Financial | 3,730 | 65,611 | ||||||
A-Mark Precious Metals * | 2,611 | 205,747 | ||||||
Ambac Financial Group * | 13,055 | 100,915 | ||||||
Amerant Bancorp, Cl A | 7,460 | 198,361 | ||||||
American Equity Investment Life Holding | 23,499 | 886,382 | ||||||
American National Bankshares | 2,984 | 103,664 |
97
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
American National Group | 2,238 | $ | 422,109 | |||||
Ameris Bancorp | 19,023 | 793,259 | ||||||
AMERISAFE | 5,595 | 259,328 | ||||||
Angel Oak Mortgage ‡ | 2,611 | 42,194 | ||||||
Apollo Commercial Real Estate Finance ‡ | 39,911 | 480,528 | ||||||
Arbor Realty Trust ‡ | 41,030 | 701,613 | ||||||
Ares Commercial Real Estate ‡ | 12,309 | 185,497 | ||||||
Argo Group International Holdings | 8,952 | 383,146 | ||||||
ARMOUR Residential ‡ | 25,364 | 186,172 | ||||||
Arrow Financial | 4,103 | 128,424 | ||||||
Artisan Partners Asset Management, Cl A | 16,785 | 539,470 | ||||||
AssetMark Financial Holdings * | 5,222 | 100,419 | ||||||
Associated Banc-Corp | 42,149 | 840,873 | ||||||
Associated Capital Group | 373 | 14,771 | ||||||
Atlantic Union Bankshares | 21,261 | 718,197 | ||||||
Atlanticus Holdings * | 1,492 | 64,216 | ||||||
Axos Financial * | 16,039 | 607,557 | ||||||
B Riley Financial | 5,595 | 252,670 | ||||||
Banc of California | 15,666 | 282,615 | ||||||
BancFirst | 4,849 | 396,406 | ||||||
Bancorp * | 14,920 | 338,535 | ||||||
Bank First | 1,865 | 131,856 | ||||||
Bank of Marin Bancorp | 4,476 | 139,920 | ||||||
BankUnited | 24,245 | 910,157 | ||||||
Banner | 9,698 | 520,783 | ||||||
Bar Harbor Bankshares | 4,103 | 107,129 | ||||||
Berkshire Hills Bancorp | 13,801 | 341,437 | ||||||
BGC Partners, Cl A | 89,893 | 326,312 | ||||||
Blackstone Mortgage Trust, Cl A ‡ | 44,760 | 1,344,590 | ||||||
Blucora * | 13,801 | 279,470 | ||||||
Blue Foundry Bancorp * | 7,833 | 98,852 | ||||||
Blue Ridge Bankshares | 4,849 | 70,650 |
98
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Bridgewater Bancshares * | 5,968 | $ | 95,607 | |||||
Bright Health Group * | 73,481 | 132,266 | ||||||
Brightsphere Investment Group | 9,325 | 186,873 | ||||||
BrightSpire Capital, Cl A ‡ | 23,872 | 202,912 | ||||||
Broadmark Realty Capital ‡ | 36,554 | 285,487 | ||||||
Brookline Bancorp | 21,634 | 312,828 | ||||||
BRP Group, Cl A * | 13,428 | 310,455 | ||||||
Business First Bancshares | 5,595 | 123,985 | ||||||
Byline Bancorp | 7,087 | 166,261 | ||||||
Cadence Bank | 51,474 | 1,288,909 | ||||||
Cambridge Bancorp | 1,865 | 152,389 | ||||||
Camden National | 4,103 | 183,609 | ||||||
Cannae Holdings * | 24,229 | 542,730 | ||||||
Capital Bancorp | 2,238 | 50,377 | ||||||
Capital City Bank Group | 3,730 | 95,525 | ||||||
Capitol Federal Financial | 36,927 | 355,607 | ||||||
Capstar Financial Holdings | 5,968 | 120,255 | ||||||
Carter Bankshares * | 7,460 | 122,046 | ||||||
Cathay General Bancorp | 20,515 | 822,446 | ||||||
CBTX | 5,222 | 148,931 | ||||||
Central Pacific Financial | 7,833 | 189,402 | ||||||
Chicago Atlantic Real Estate Finance | 1,865 | 33,178 | ||||||
Chimera Investment ‡ | 66,767 | 669,005 | ||||||
Citizens, Cl A * | 14,174 | 42,380 | ||||||
Citizens & Northern | 4,476 | 104,783 | ||||||
City Holding | 4,103 | 317,490 | ||||||
Civista Bancshares | 4,103 | 85,424 | ||||||
CNB Financial | 4,476 | 111,229 | ||||||
CNO Financial Group | 33,943 | 819,384 | ||||||
Coastal Financial * | 2,984 | 122,463 | ||||||
Cohen & Steers | 7,087 | 550,589 | ||||||
Columbia Banking System | 22,380 | 628,430 |
99
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Columbia Financial * | 11,190 | $ | 212,051 | |||||
Community Bank System | 15,293 | 984,869 | ||||||
Community Trust Bancorp | 4,476 | 178,190 | ||||||
ConnectOne Bancorp | 10,444 | 290,970 | ||||||
Cowen, Cl A | 7,460 | 170,461 | ||||||
Crawford, Cl A | 4,476 | 34,913 | ||||||
CrossFirst Bankshares * | 13,055 | 167,235 | ||||||
Curo Group Holdings | 5,968 | 70,064 | ||||||
Customers Bancorp * | 8,579 | 360,919 | ||||||
CVB Financial | 38,792 | 892,992 | ||||||
Diamond Hill Investment Group | 746 | 125,604 | ||||||
Dime Community Bancshares | 9,698 | 304,905 | ||||||
Donegal Group, Cl A | 4,103 | 55,514 | ||||||
Donnelley Financial Solutions * | 8,206 | 240,190 | ||||||
Dynex Capital ‡ | 10,071 | 163,452 | ||||||
Eagle Bancorp | 8,952 | 450,733 | ||||||
Eastern Bankshares | 48,863 | 936,215 | ||||||
eHealth * | 7,087 | 57,050 | ||||||
Ellington Financial ‡ | 15,293 | 247,594 | ||||||
Employers Holdings | 7,833 | 308,150 | ||||||
Enact Holdings | 4,103 | 96,749 | ||||||
Encore Capital Group * | 7,087 | 409,699 | ||||||
Enova International * | 10,444 | 390,606 | ||||||
Enstar Group * | 3,357 | 791,413 | ||||||
Enterprise Bancorp | 2,611 | 88,643 | ||||||
Enterprise Financial Services | 9,698 | 428,361 | ||||||
Equity Bancshares, Cl A | 3,730 | 113,877 | ||||||
Essent Group | 30,943 | 1,254,120 | ||||||
EZCORP, Cl A * | 14,174 | 99,218 | ||||||
Farmers National Banc | 8,952 | 137,145 | ||||||
FB Financial | 9,325 | 359,292 | ||||||
Federal Agricultural Mortgage, Cl C | 2,611 | 267,445 |
100
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Federated Hermes, Cl B | 26,483 | $ | 754,236 | |||||
Fidelity D&D Bancorp | 1,119 | 41,593 | ||||||
Finance of America, Cl A * | 5,222 | 11,802 | ||||||
Financial Institutions | 4,476 | 124,612 | ||||||
First Bancorp | 2,984 | 84,000 | ||||||
First Bancorp | 9,698 | 363,287 | ||||||
First Bancshares | 5,595 | 180,103 | ||||||
First Bank | 4,476 | 63,828 | ||||||
First Busey | 14,174 | 318,490 | ||||||
First Commonwealth Financial | 26,856 | 362,019 | ||||||
First Community Bankshares | 4,849 | 129,129 | ||||||
First Financial | 3,357 | 143,075 | ||||||
First Financial Bancorp | 26,483 | 541,577 | ||||||
First Financial Bankshares | 36,927 | 1,476,341 | ||||||
First Foundation | 14,174 | 314,946 | ||||||
First Internet Bancorp | 2,611 | 100,497 | ||||||
First Interstate BancSystem, Cl A | 24,991 | 812,707 | ||||||
First Merchants | 16,412 | 643,186 | ||||||
First Mid Bancshares | 4,849 | 174,758 | ||||||
First of Long Island | 6,341 | 106,402 | ||||||
FirstCash Holdings | 11,190 | 892,738 | ||||||
Five Star Bancorp | 3,357 | 83,757 | ||||||
Flagstar Bancorp | 14,920 | 526,676 | ||||||
Flushing Financial | 8,206 | 176,429 | ||||||
Focus Financial Partners, Cl A * | 18,634 | 735,111 | ||||||
Franklin BSP Realty Trust ‡ | 10,071 | 133,541 | ||||||
FS Bancorp | 1,865 | 54,812 | ||||||
Fulton Financial | 45,133 | 684,668 | ||||||
GAMCO Investors, Cl A | 1,492 | 29,795 | ||||||
GCM Grosvenor | 12,682 | 104,627 | ||||||
Genworth Financial, Cl A * | 143,978 | 534,158 | ||||||
German American Bancorp | 7,087 | 248,754 |
101
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Glacier Bancorp | 31,332 | $ | 1,433,752 | |||||
Goosehead Insurance, Cl A * | 5,222 | 300,213 | ||||||
Granite Point Mortgage Trust ‡ | 15,293 | 148,801 | ||||||
Great Ajax ‡ | 6,341 | 59,035 | ||||||
Great Southern Bancorp | 2,984 | 169,312 | ||||||
Green Dot, Cl A * | 15,293 | 404,959 | ||||||
Greenhill | 4,103 | 49,687 | ||||||
Greenlight Capital Re, Cl A * | 7,460 | 51,325 | ||||||
Guaranty Bancshares | 2,238 | 76,987 | ||||||
Hamilton Lane, Cl A | 10,071 | 690,669 | ||||||
Hancock Whitney | 24,618 | 1,151,384 | ||||||
Hanmi Financial | 8,579 | 198,604 | ||||||
Hannon Armstrong Sustainable Infrastructure Capital ‡ | 21,634 | 865,144 | ||||||
HarborOne Bancorp | 13,428 | 179,801 | ||||||
HBT Financial | 2,984 | 51,265 | ||||||
HCI Group | 1,492 | 95,622 | ||||||
Heartland Financial USA | 11,563 | 506,113 | ||||||
Heritage Commerce | 16,769 | 188,316 | ||||||
Heritage Financial | 9,698 | 234,886 | ||||||
Heritage Insurance Holdings | 7,460 | 31,780 | ||||||
Hilltop Holdings | 17,531 | 446,865 | ||||||
Hingham Institution For Savings The | 373 | 120,505 | ||||||
Home Bancorp | 2,238 | 85,783 | ||||||
Home BancShares | 43,268 | 935,454 | ||||||
Home Point Capital | 2,238 | 6,087 | ||||||
HomeStreet | 5,595 | 227,101 | ||||||
HomeTrust Bancshares | 4,103 | 110,904 | ||||||
Hope Bancorp | 32,824 | 469,383 | ||||||
Horace Mann Educators | 11,936 | 475,650 | ||||||
Horizon Bancorp | 12,309 | 215,161 | ||||||
Houlihan Lokey, Cl A | 14,547 | 1,211,620 |
102
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Independent Bank | 13,055 | $ | 1,007,324 | |||||
Independent Bank | 5,968 | 117,808 | ||||||
Independent Bank Group | 10,444 | 708,103 | ||||||
International Bancshares | 15,293 | 608,508 | ||||||
Invesco Mortgage Capital ‡ | 89,147 | 155,116 | ||||||
Investors Title | 11 | 2,064 | ||||||
James River Group Holdings | 10,444 | 247,627 | ||||||
Kearny Financial | 18,650 | 221,189 | ||||||
Kinsale Capital Group | 5,968 | 1,323,046 | ||||||
KKR Real Estate Finance Trust ‡ | 10,071 | 191,349 | ||||||
Ladder Capital, Cl A ‡ | 32,435 | 369,435 | ||||||
Lakeland Bancorp | 17,531 | 263,491 | ||||||
Lakeland Financial | 7,087 | 516,075 | ||||||
LendingClub * | 28,348 | 432,307 | ||||||
LendingTree * | 3,357 | 266,613 | ||||||
Live Oak Bancshares | 8,952 | 378,938 | ||||||
Luther Burbank | 4,476 | 59,397 | ||||||
Macatawa Bank | 7,460 | 65,275 | ||||||
Maiden Holdings * | 19,769 | 43,887 | ||||||
MBIA * | 13,785 | 165,971 | ||||||
Mercantile Bank | 4,476 | 140,546 | ||||||
Merchants Bancorp | 4,103 | 96,503 | ||||||
Meta Financial Group | 8,206 | 358,192 | ||||||
Metrocity Bankshares | 5,222 | 106,424 | ||||||
MetroMile * | 32,451 | 31,847 | ||||||
Metropolitan Bank Holding * | 2,984 | 265,725 | ||||||
MFA Financial ‡ | 31,332 | 446,481 | ||||||
Mid Penn Bancorp | 4,103 | 105,981 | ||||||
Midland States Bancorp | 5,968 | 157,316 | ||||||
MidWestOne Financial Group | 4,103 | 122,598 | ||||||
Moelis, Cl A | 17,531 | 775,922 | ||||||
Mr Cooper Group * | 17,531 | 788,369 |
103
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
MVB Financial | 2,984 | $ | 119,539 | |||||
National Bank Holdings, Cl A | 8,206 | 299,601 | ||||||
National Western Life Group, Cl A | 746 | 148,275 | ||||||
Navient | 42,895 | 681,602 | ||||||
NBT Bancorp | 11,936 | 420,147 | ||||||
Nelnet, Cl A | 4,849 | 397,957 | ||||||
New York Mortgage Trust ‡ | 107,797 | 347,106 | ||||||
NI Holdings * | 2,611 | 41,384 | ||||||
Nicolet Bankshares * | 3,357 | 273,193 | ||||||
NMI Holdings, Cl A * | 23,872 | 438,767 | ||||||
Northfield Bancorp | 12,666 | 165,798 | ||||||
Northrim BanCorp | 1,492 | 59,784 | ||||||
Northwest Bancshares | 34,689 | 439,857 | ||||||
OceanFirst Financial | 16,412 | 307,397 | ||||||
Ocwen Financial * | 2,238 | 46,550 | ||||||
Old National Bancorp | 83,552 | 1,266,648 | ||||||
Old Second Bancorp | 7,833 | 107,860 | ||||||
Open Lending, Cl A * | 29,467 | 401,930 | ||||||
Oportun Financial * | 5,968 | 69,169 | ||||||
Oppenheimer Holdings, Cl A | 2,611 | 84,126 | ||||||
Orchid Island Capital, Cl A ‡ | 38,419 | 106,805 | ||||||
Origin Bancorp | 6,341 | 238,929 | ||||||
Orrstown Financial Services | 2,984 | 70,363 | ||||||
Pacific Premier Bancorp | 26,483 | 830,507 | ||||||
Palomar Holdings * | 7,087 | 385,887 | ||||||
Park National | 4,103 | 483,539 | ||||||
PCSB Financial | 3,730 | 68,334 | ||||||
Peapack-Gladstone Financial | 4,849 | 150,271 | ||||||
PennyMac Financial Services | 8,579 | 416,596 | ||||||
PennyMac Mortgage Investment Trust ‡ | 27,975 | 429,137 | ||||||
Peoples Bancorp | 7,087 | 194,326 | ||||||
Peoples Financial Services | 1,865 | 92,579 |
104
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Pioneer Bancorp * | 3,357 | $ | 34,913 | |||||
Piper Sandler | 4,849 | 557,538 | ||||||
PJT Partners | 6,714 | 443,057 | ||||||
PRA Group * | 12,309 | 517,347 | ||||||
Preferred Bank | 3,730 | 250,358 | ||||||
Premier Financial | 10,071 | 267,284 | ||||||
Primis Financial | 6,714 | 91,646 | ||||||
ProAssurance | 15,293 | 375,749 | ||||||
PROG Holdings * | 16,039 | 424,552 | ||||||
Provident Bancorp | 4,476 | 71,258 | ||||||
Provident Financial Services | 21,261 | 470,506 | ||||||
Pzena Investment Management, Cl A | 4,849 | 30,500 | ||||||
QCR Holdings | 4,849 | 263,252 | ||||||
Radian Group | 51,101 | 1,093,050 | ||||||
RBB Bancorp | 4,103 | 87,763 | ||||||
Ready Capital ‡ | 19,023 | 277,165 | ||||||
Red River Bancshares | 1,119 | 60,706 | ||||||
Redwood Trust ‡ | 32,451 | 314,775 | ||||||
Regional Management | 2,238 | 96,346 | ||||||
Renasant | 15,666 | 466,690 | ||||||
Republic Bancorp, Cl A | 2,611 | 108,826 | ||||||
Republic First Bancorp * | 12,682 | 53,138 | ||||||
RLI | 11,190 | 1,284,388 | ||||||
S&T Bancorp | 11,174 | 315,777 | ||||||
Safety Insurance Group | 4,103 | 353,022 | ||||||
Sandy Spring Bancorp | 12,682 | 498,022 | ||||||
Sculptor Capital Management, Cl A | 6,341 | 66,327 | ||||||
Seacoast Banking Corp of Florida | 15,666 | 509,145 | ||||||
Selective Insurance Group | 16,785 | 1,382,413 | ||||||
Selectquote * | 38,046 | 78,375 | ||||||
ServisFirst Bancshares | 14,174 | 1,138,456 | ||||||
Sierra Bancorp | 4,103 | 89,240 |
105
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Silvergate Capital, Cl A * | 7,833 | $ | 916,148 | |||||
Simmons First National, Cl A | 35,435 | 845,833 | ||||||
SmartFinancial | 4,103 | 100,606 | ||||||
South Plains Financial | 2,984 | 72,064 | ||||||
Southern First Bancshares * | 2,238 | 102,277 | ||||||
Southern Missouri Bancorp | 2,238 | 94,444 | ||||||
Southside Bancshares | 8,952 | 350,829 | ||||||
SouthState | 22,007 | 1,704,222 | ||||||
StepStone Group, Cl A | 13,055 | 334,469 | ||||||
Stewart Information Services | 7,460 | 384,936 | ||||||
Stock Yards Bancorp | 6,714 | 351,008 | ||||||
StoneX Group * | 4,849 | 328,665 | ||||||
Summit Financial Group | 2,984 | 81,314 | ||||||
Texas Capital Bancshares * | 14,547 | 747,134 | ||||||
Third Coast Bancshares * | 1,119 | 25,368 | ||||||
Tiptree | 6,639 | 77,212 | ||||||
Tompkins Financial | 4,103 | 299,519 | ||||||
Towne Bank | 19,023 | 524,464 | ||||||
TPG RE Finance Trust ‡ | 17,158 | 181,017 | ||||||
Trean Insurance Group * | 4,849 | 24,342 | ||||||
TriCo Bancshares | 7,833 | 294,129 | ||||||
TriState Capital Holdings * | 8,206 | 247,903 | ||||||
Triumph Bancorp * | 6,714 | 466,220 | ||||||
Trupanion * | 10,817 | 688,178 | ||||||
TrustCo Bank NY | 5,222 | 162,665 | ||||||
Trustmark | 17,531 | 488,764 | ||||||
Two Harbors Investment ‡ | 97,726 | 470,062 | ||||||
UMB Financial | 12,309 | 1,110,026 | ||||||
United Bankshares | 37,300 | 1,240,598 | ||||||
United Community Banks | 29,840 | 899,378 | ||||||
United Fire Group | 5,968 | 174,803 | ||||||
United Insurance Holdings | 5,595 | 12,813 |
106
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Universal Insurance Holdings | 7,833 | $ | 98,382 | |||||
Univest Financial | 8,206 | 206,791 | ||||||
Valley National Bancorp | 113,765 | 1,362,905 | ||||||
Value Line | 1 | 65 | ||||||
Velocity Financial * | 2,611 | 27,938 | ||||||
Veritex Holdings | 13,428 | 441,110 | ||||||
Virtus Investment Partners | 2,238 | 396,484 | ||||||
Walker & Dunlop | 8,206 | 982,751 | ||||||
Washington Federal | 18,277 | 556,169 | ||||||
Washington Trust Bancorp | 4,849 | 227,612 | ||||||
Waterstone Financial | 5,968 | 95,846 | ||||||
WesBanco | 17,158 | 553,174 | ||||||
West BanCorp | 4,476 | 111,900 | ||||||
Westamerica BanCorp | 7,460 | 439,543 | ||||||
WisdomTree Investments | 38,403 | 223,889 | ||||||
World Acceptance * | 1,119 | 211,166 | ||||||
WSFS Financial | 18,277 | 732,359 | ||||||
109,048,314 | ||||||||
Health Care — 8.3% | ||||||||
1Life Healthcare * | 32,824 | 231,409 | ||||||
2seventy bio * | 6,714 | 90,370 | ||||||
4D Molecular Therapeutics * | 7,833 | 93,291 | ||||||
89bio * | 2,984 | 6,475 | ||||||
9 Meters Biopharma * | 64,156 | 26,804 | ||||||
Absci * | 15,666 | 92,586 | ||||||
ACADIA Pharmaceuticals * | 33,943 | 625,909 | ||||||
Accelerate Diagnostics * | 9,325 | 8,952 | ||||||
Accolade * | 14,547 | 80,881 | ||||||
Accuray * | 26,110 | 69,453 | ||||||
Aclaris Therapeutics * | 14,547 | 179,219 | ||||||
Acumen Pharmaceuticals * | 8,206 | 31,675 | ||||||
Acutus Medical * | 5,595 | 7,162 |
107
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Adagio Therapeutics * | 16,785 | $ | 48,005 | |||||
AdaptHealth, Cl A * | 20,515 | 259,720 | ||||||
Addus HomeCare * | 4,476 | 377,237 | ||||||
Adicet Bio * | 7,460 | 109,960 | ||||||
Adverum Biotechnologies * | 24,618 | 26,341 | ||||||
Aeglea BioTherapeutics * | 11,563 | 16,651 | ||||||
Aerie Pharmaceuticals * | 11,936 | 84,865 | ||||||
Aerovate Therapeutics * | 3,730 | 47,558 | ||||||
Agenus * | 62,291 | 115,238 | ||||||
Agiliti * | 6,714 | 132,534 | ||||||
Agios Pharmaceuticals * | 15,293 | 335,987 | ||||||
AirSculpt Technologies * | 1,865 | 19,527 | ||||||
Akebia Therapeutics * | 49,609 | 20,598 | ||||||
Akero Therapeutics * | 7,460 | 78,255 | ||||||
Akouos * | 6,714 | 18,799 | ||||||
Akoya Biosciences * | 3,730 | 35,099 | ||||||
Alaunos Therapeutics * | 59,664 | 31,705 | ||||||
Albireo Pharma * | 4,849 | 154,295 | ||||||
Aldeyra Therapeutics * | 13,801 | 42,369 | ||||||
Alector * | 16,412 | 157,555 | ||||||
Alignment Healthcare * | 22,380 | 215,072 | ||||||
Aligos Therapeutics * | 5,968 | 7,042 | ||||||
Alkermes * | 45,506 | 1,312,848 | ||||||
Allakos * | 10,071 | 37,968 | ||||||
Allogene Therapeutics * | 19,396 | 161,957 | ||||||
Allovir * | 8,206 | 37,337 | ||||||
Allscripts Healthcare Solutions * | 34,673 | 716,344 | ||||||
Alpha Teknova * | 1,865 | 20,944 | ||||||
Alphatec Holdings * | 20,142 | 218,541 | ||||||
Alpine Immune Sciences * | 3,357 | 30,884 | ||||||
Altimmune * | 11,190 | 50,579 | ||||||
ALX Oncology Holdings * | 4,849 | 61,970 |
108
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
American Well, Cl A * | 51,847 | $ | 162,281 | |||||
Amicus Therapeutics * | 74,600 | 528,168 | ||||||
AMN Healthcare Services * | 13,428 | 1,312,587 | ||||||
Amneal Pharmaceuticals * | 28,348 | 109,423 | ||||||
Amphastar Pharmaceuticals * | 10,444 | 370,449 | ||||||
Ampio Pharmaceuticals * | 55,204 | 12,708 | ||||||
Amylyx Pharmaceuticals * | 2,611 | 23,499 | ||||||
AnaptysBio * | 5,595 | 130,923 | ||||||
Anavex Life Sciences * | 19,023 | 163,408 | ||||||
AngioDynamics * | 10,817 | 227,698 | ||||||
Angion Biomedica * | 6,341 | 7,926 | ||||||
ANI Pharmaceuticals * | 2,984 | 88,058 | ||||||
Anika Therapeutics * | 4,103 | 88,338 | ||||||
Annexon * | 8,952 | 22,828 | ||||||
Antares Pharma * | 47,371 | 263,620 | ||||||
Apellis Pharmaceuticals * | 22,364 | 973,505 | ||||||
Apollo Medical Holdings * | 10,817 | 394,604 | ||||||
Applied Molecular Transport * | 7,087 | 30,403 | ||||||
Applied Therapeutics * | 4,849 | 9,553 | ||||||
Apyx Medical * | 8,952 | 33,749 | ||||||
AquaBounty Technologies * | 18,650 | 24,991 | ||||||
Arbutus Biopharma * | 25,737 | 59,967 | ||||||
Arcellx * | 2,611 | 28,538 | ||||||
Arcturus Therapeutics Holdings * | 5,968 | 115,660 | ||||||
Arcus Biosciences * | 12,682 | 307,031 | ||||||
Arcutis Biotherapeutics * | 7,833 | 158,148 | ||||||
Ardelyx * | 27,602 | 22,714 | ||||||
Arrowhead Pharmaceuticals * | 29,094 | 1,196,054 | ||||||
Artivion * | 10,817 | 219,477 | ||||||
Arvinas * | 13,428 | 738,137 | ||||||
Asensus Surgical * | 66,394 | 30,096 | ||||||
Aspira Women’s Health * | 20,515 | 13,056 |
109
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Health Care — continued | ||||||||
Atara Biotherapeutics * | 24,618 | $ | 156,570 | |||||
Atea Pharmaceuticals * | 18,277 | 107,286 | ||||||
Athenex * | 24,618 | 11,817 | ||||||
Athersys * | 60,426 | 29,615 | ||||||
Athira Pharma * | 9,325 | 95,954 | ||||||
Atossa Therapeutics * | 33,197 | 33,529 | ||||||
Atreca, Cl A * | 7,460 | 14,622 | ||||||
AtriCure * | 12,682 | 658,576 | ||||||
Atrion | 373 | 233,729 | ||||||
Aura Biosciences * | 1,492 | 25,304 | ||||||
Avalo Therapeutics * | 17,531 | 7,202 | ||||||
Avanos Medical * | 13,801 | 402,437 | ||||||
Aveanna Healthcare Holdings * | 11,190 | 32,675 | ||||||
Avid Bioservices * | 17,158 | 230,947 | ||||||
Avidity Biosciences * | 10,817 | 154,683 | ||||||
Avita Medical * | 6,714 | 40,955 | ||||||
Avrobio * | 10,817 | 9,983 | ||||||
Axogen * | 10,817 | 78,315 | ||||||
Axonics * | 13,055 | 676,510 | ||||||
Axsome Therapeutics * | 7,833 | 248,698 | ||||||
Beam Therapeutics * | 14,547 | 545,949 | ||||||
Berkeley Lights * | 13,801 | 68,660 | ||||||
Beyondspring * | 6,341 | 9,638 | ||||||
BioAtla * | 4,476 | 15,576 | ||||||
BioCryst Pharmaceuticals * | 51,101 | 474,728 | ||||||
Biodesix * | 4,103 | 6,606 | ||||||
Biohaven Pharmaceutical Holding * | 15,666 | 1,396,937 | ||||||
BioLife Solutions * | 2,984 | 37,807 | ||||||
Biomea Fusion * | 6,325 | 18,975 | ||||||
Bionano Genomics * | 82,806 | 134,974 | ||||||
Bioventus, Cl A * | 7,833 | 94,231 | ||||||
Bioxcel Therapeutics * | 4,849 | 63,570 |
110
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Black Diamond Therapeutics * | 6,341 | $ | 15,409 | |||||
Bluebird Bio * | 19,023 | 69,053 | ||||||
Blueprint Medicines * | 16,785 | 979,405 | ||||||
Bolt Biotherapeutics * | 6,341 | 9,892 | ||||||
Bridgebio Pharma * | 30,213 | 242,308 | ||||||
Brookdale Senior Living * | 52,593 | 325,025 | ||||||
Brooklyn ImmunoTherapeutics * | 8,579 | 9,008 | ||||||
Butterfly Network * | 38,046 | 126,693 | ||||||
C4 Therapeutics * | 10,817 | 92,702 | ||||||
Cara Therapeutics * | 12,682 | 110,587 | ||||||
Cardiff Oncology * | 10,817 | 14,495 | ||||||
Cardiovascular Systems * | 11,190 | 209,253 | ||||||
CareDx * | 14,531 | 442,324 | ||||||
Caribou Biosciences * | 14,547 | 107,648 | ||||||
Cassava Sciences * | 10,817 | 225,751 | ||||||
Castle Biosciences * | 5,968 | 133,325 | ||||||
Catalyst Pharmaceuticals * | 27,602 | 210,327 | ||||||
Celcuity * | 2,611 | 17,024 | ||||||
Celldex Therapeutics * | 13,055 | 398,830 | ||||||
CEL-SCI * | 10,071 | 28,803 | ||||||
Century Therapeutics * | 4,849 | 58,285 | ||||||
Cerevel Therapeutics Holdings * | 11,563 | 338,565 | ||||||
Cerus * | 47,744 | 220,577 | ||||||
ChemoCentryx * | 15,293 | 282,309 | ||||||
Chimerix * | 20,888 | 91,907 | ||||||
Chinook Therapeutics * | 11,563 | 174,948 | ||||||
ChromaDex * | 13,428 | 25,379 | ||||||
CinCor Pharma * | 3,357 | 79,863 | ||||||
Citius Pharmaceuticals * | 35,062 | 35,413 | ||||||
ClearPoint Neuro * | 5,399 | 46,269 | ||||||
Clene * | 5,968 | 15,457 | ||||||
Clovis Oncology * | 32,078 | 64,156 |
111
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Codex DNA * | 2,611 | $ | 9,661 | |||||
Codexis * | 17,158 | 206,411 | ||||||
Codiak Biosciences * | 4,476 | 13,249 | ||||||
Cogent Biosciences * | 10,444 | 67,050 | ||||||
Coherus Biosciences * | 18,277 | 165,224 | ||||||
Collegium Pharmaceutical * | 9,698 | 156,138 | ||||||
Community Health Systems * | 35,435 | 271,786 | ||||||
Computer Programs and Systems * | 4,103 | 130,968 | ||||||
CONMED | 8,206 | 1,091,070 | ||||||
Convey Health Solutions Holdings * | 3,730 | 18,986 | ||||||
Corcept Therapeutics * | 24,991 | 537,556 | ||||||
CorMedix * | 10,817 | 37,210 | ||||||
Cortexyme * | 5,595 | 20,478 | ||||||
CorVel * | 2,611 | 404,914 | ||||||
Covetrus * | 29,467 | 406,645 | ||||||
Crinetics Pharmaceuticals * | 13,055 | 265,278 | ||||||
Cross Country Healthcare * | 10,071 | 188,731 | ||||||
CryoPort * | 11,563 | 260,861 | ||||||
Cue Biopharma * | 8,579 | 33,973 | ||||||
Cue Health * | 4,103 | 27,490 | ||||||
Cullinan Oncology * | 7,460 | 73,183 | ||||||
Curis * | 24,618 | 22,493 | ||||||
Cutera * | 4,849 | 263,349 | ||||||
CVRx * | 2,984 | 18,590 | ||||||
Cymabay Therapeutics * | 24,245 | 55,036 | ||||||
Cyteir Therapeutics * | 5,222 | 11,749 | ||||||
Cytek Biosciences * | 27,602 | 260,839 | ||||||
Cytokinetics * | 22,380 | 892,291 | ||||||
CytomX Therapeutics * | 18,277 | 31,254 | ||||||
CytoSorbents * | 11,563 | 24,282 | ||||||
DarioHealth * | 3,730 | 18,501 | ||||||
Day One Biopharmaceuticals * | 6,341 | 54,025 |
112
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Deciphera Pharmaceuticals * | 11,190 | $ | 113,243 | |||||
Denali Therapeutics * | 25,737 | 612,541 | ||||||
DermTech * | 6,714 | 57,405 | ||||||
Design Therapeutics * | 7,460 | 89,072 | ||||||
DICE Therapeutics * | 4,103 | 83,373 | ||||||
Durect * | 64,156 | 28,870 | ||||||
Dynavax Technologies * | 30,586 | 270,074 | ||||||
Dyne Therapeutics * | 8,579 | 68,460 | ||||||
Eagle Pharmaceuticals * | 3,357 | 148,144 | ||||||
Eargo * | 8,579 | 32,429 | ||||||
Edgewise Therapeutics * | 10,817 | 86,320 | ||||||
Editas Medicine, Cl A * | 19,396 | 256,803 | ||||||
Eiger BioPharmaceuticals * | 8,952 | 61,500 | ||||||
Eliem Therapeutics * | 1,865 | 5,893 | ||||||
Emergent BioSolutions * | 13,801 | 446,876 | ||||||
Enanta Pharmaceuticals * | 5,595 | 360,318 | ||||||
Endo International * | 65,259 | 130,518 | ||||||
Ensign Group | 14,920 | 1,198,524 | ||||||
Entrada Therapeutics * | 2,984 | 17,844 | ||||||
Epizyme * | 40,657 | 26,240 | ||||||
Erasca * | 18,277 | 133,057 | ||||||
Esperion Therapeutics * | 16,412 | 93,220 | ||||||
Evelo Biosciences * | 8,579 | 21,190 | ||||||
Evolent Health, Cl A * | 22,753 | 626,163 | ||||||
Evolus * | 9,325 | 104,347 | ||||||
Exagen * | 2,984 | 18,202 | ||||||
EyePoint Pharmaceuticals * | 7,087 | 80,083 | ||||||
Fate Therapeutics * | 23,126 | 660,479 | ||||||
FibroGen * | 24,618 | 228,947 | ||||||
Finch Therapeutics Group * | 2,238 | 5,662 | ||||||
Foghorn Therapeutics * | 5,595 | 64,846 | ||||||
Forian * | 5,222 | 17,755 |
113
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Health Care — continued | ||||||||
Forma Therapeutics Holdings * | 9,698 | $ | 73,317 | |||||
Forte Biosciences * | 3,357 | 3,861 | ||||||
Fortress Biotech * | 20,888 | 22,977 | ||||||
Frequency Therapeutics * | 9,325 | 12,122 | ||||||
Fulcrum Therapeutics * | 7,833 | 75,353 | ||||||
Fulgent Genetics * | 5,968 | 327,524 | ||||||
G1 Therapeutics * | 11,190 | 57,517 | ||||||
Gemini Therapeutics, Cl A * | 6,341 | 9,575 | ||||||
Generation Bio * | 12,309 | 77,916 | ||||||
Geron * | 86,536 | 122,016 | ||||||
Glaukos * | 13,055 | 617,371 | ||||||
Global Blood Therapeutics * | 17,531 | 538,202 | ||||||
Gossamer Bio * | 17,531 | 121,139 | ||||||
Graphite Bio * | 8,206 | 32,988 | ||||||
Greenwich Lifesciences * | 1,119 | 13,260 | ||||||
Gritstone bio * | 12,309 | 31,880 | ||||||
GT Biopharma * | 5,206 | 10,985 | ||||||
Haemonetics * | 14,174 | 718,197 | ||||||
Halozyme Therapeutics * | 39,165 | 1,562,683 | ||||||
Hanger * | 10,817 | 177,831 | ||||||
Harmony Biosciences Holdings * | 6,341 | 285,599 | ||||||
Harpoon Therapeutics * | 5,222 | 11,749 | ||||||
Harvard Bioscience * | 11,190 | 58,412 | ||||||
Health Catalyst * | 14,920 | 248,269 | ||||||
HealthEquity * | 23,126 | 1,441,212 | ||||||
HealthStream * | 7,087 | 135,362 | ||||||
Heron Therapeutics * | 26,110 | 118,017 | ||||||
Heska * | 2,611 | 286,792 | ||||||
Homology Medicines * | 11,936 | 19,814 | ||||||
Hookipa Pharma * | 5,595 | 8,392 | ||||||
Humanigen * | 13,801 | 25,946 | ||||||
iBio * | 61,529 | 18,003 |
114
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Health Care — continued | ||||||||
iCAD * | 6,341 | $ | 22,828 | |||||
Icosavax * | 6,714 | 48,676 | ||||||
Ideaya Biosciences * | 9,325 | 89,427 | ||||||
IGM Biosciences * | 2,238 | 37,464 | ||||||
Ikena Oncology * | 7,833 | 30,392 | ||||||
Imago Biosciences * | 5,595 | 91,478 | ||||||
Immuneering, Cl A * | 5,222 | 25,953 | ||||||
Immunic * | 5,222 | 35,353 | ||||||
ImmunityBio * | 19,769 | 71,761 | ||||||
ImmunoGen * | 61,172 | 295,461 | ||||||
Immunovant * | 11,563 | 53,305 | ||||||
Impel Pharmaceuticals * | 1,865 | 11,824 | ||||||
Inari Medical * | 9,698 | 782,629 | ||||||
Infinity Pharmaceuticals * | 24,991 | 19,723 | ||||||
InfuSystem Holdings * | 5,222 | 41,410 | ||||||
Inhibrx * | 7,833 | 124,153 | ||||||
Innovage Holding * | 5,222 | 23,969 | ||||||
Innoviva * | 12,309 | 209,992 | ||||||
Inogen * | 5,595 | 141,442 | ||||||
Inotiv * | 4,849 | 69,098 | ||||||
Inovio Pharmaceuticals * | 58,561 | 159,872 | ||||||
Inozyme Pharma * | 4,103 | 16,207 | ||||||
Insmed * | 33,570 | 737,533 | ||||||
Inspire Medical Systems * | 7,460 | 1,534,970 | ||||||
Instil Bio * | 15,293 | 108,122 | ||||||
Integer Holdings * | 9,325 | 700,960 | ||||||
Intellia Therapeutics * | 19,769 | 969,274 | ||||||
Intercept Pharmaceuticals * | 7,087 | 111,337 | ||||||
Intersect ENT * | 9,325 | 255,225 | ||||||
Intra-Cellular Therapies * | 22,753 | 1,151,529 | ||||||
Invacare * | 9,698 | 16,099 | ||||||
Invitae * | 57,053 | 302,951 |
115
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iRadimed * | 1,865 | $ | 61,377 | |||||
iRhythm Technologies * | 8,206 | 1,012,374 | ||||||
Ironwood Pharmaceuticals, Cl A * | 41,776 | 501,312 | ||||||
IsoPlexis * | 2,238 | 4,879 | ||||||
iTeos Therapeutics * | 5,595 | 149,331 | ||||||
IVERIC bio * | 32,824 | 454,612 | ||||||
Janux Therapeutics * | 5,222 | 51,384 | ||||||
Joint * | 4,103 | 125,224 | ||||||
Jounce Therapeutics * | 9,325 | 49,422 | ||||||
Kala Pharmaceuticals * | 13,801 | 8,964 | ||||||
KalVista Pharmaceuticals * | 6,341 | 80,721 | ||||||
Karuna Therapeutics * | 6,341 | 706,768 | ||||||
Karyopharm Therapeutics * | 20,515 | 125,142 | ||||||
KemPharm * | 8,579 | 38,348 | ||||||
Keros Therapeutics * | 4,476 | 237,273 | ||||||
Kezar Life Sciences * | 10,817 | 128,506 | ||||||
Kiniksa Pharmaceuticals, Cl A * | 8,206 | 76,562 | ||||||
Kinnate Biopharma * | 7,460 | 55,726 | ||||||
Kodiak Sciences * | 9,682 | 58,286 | ||||||
Kronos Bio * | 11,190 | 52,929 | ||||||
Krystal Biotech * | 5,595 | 339,113 | ||||||
Kura Oncology * | 17,904 | 256,922 | ||||||
Kymera Therapeutics * | 9,698 | 304,032 | ||||||
Landos Biopharma * | 1,492 | 1,425 | ||||||
Lantheus Holdings * | 19,023 | 1,263,317 | ||||||
LeMaitre Vascular | 5,222 | 225,643 | ||||||
Lexicon Pharmaceuticals * | 19,769 | 35,782 | ||||||
LHC Group * | 8,579 | 1,422,827 | ||||||
LifeStance Health Group * | 20,515 | 138,887 | ||||||
Ligand Pharmaceuticals * | 4,103 | 381,005 | ||||||
Lineage Cell Therapeutics * | 35,435 | 43,231 | ||||||
LivaNova * | 15,293 | 1,172,361 |
116
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Lucid Diagnostics * | 1,492 | $ | 3,148 | |||||
Lyell Immunopharma * | 42,149 | 216,224 | ||||||
MacroGenics * | 17,158 | 122,680 | ||||||
Madrigal Pharmaceuticals * | 3,357 | 234,990 | ||||||
Magenta Therapeutics * | 8,579 | 12,268 | ||||||
MannKind * | 70,124 | 219,488 | ||||||
Marinus Pharmaceuticals * | 10,444 | 69,139 | ||||||
MaxCyte * | 28,348 | 157,048 | ||||||
MEDNAX * | 21,634 | 400,662 | ||||||
Medpace Holdings * | 8,206 | 1,096,075 | ||||||
MEI Pharma * | 36,181 | 17,783 | ||||||
MeiraGTx Holdings * | 8,579 | 88,278 | ||||||
Meridian Bioscience * | 11,936 | 305,442 | ||||||
Merit Medical Systems * | 14,547 | 902,059 | ||||||
Mersana Therapeutics * | 20,142 | 70,094 | ||||||
Mesa Laboratories | 1,492 | 318,736 | ||||||
MiMedx Group * | 31,705 | 125,235 | ||||||
Mind Medicine MindMed * | 91,385 | 73,108 | ||||||
MiNK Therapeutics * | 746 | 1,671 | ||||||
Mirum Pharmaceuticals * | 1,119 | 26,610 | ||||||
ModivCare * | 3,357 | 349,027 | ||||||
Molecular Templates * | 10,444 | 17,755 | ||||||
Monte Rosa Therapeutics * | 8,206 | 89,445 | ||||||
Morphic Holding * | 5,968 | 180,890 | ||||||
Multiplan * | 92,504 | 409,793 | ||||||
Mustang Bio * | 21,261 | 15,833 | ||||||
Myriad Genetics * | 22,380 | 458,790 | ||||||
NanoString Technologies * | 13,055 | 245,173 | ||||||
NantHealth * | 7,460 | 5,255 | ||||||
National HealthCare | 3,730 | 253,864 | ||||||
National Research | 4,103 | 140,733 | ||||||
Natus Medical * | 9,698 | 322,652 |
117
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Neogen * | 30,586 | $ | 807,470 | |||||
NeoGenomics * | 32,078 | 303,137 | ||||||
Neoleukin Therapeutics * | 10,071 | 12,287 | ||||||
Neuronetics * | 7,087 | 17,292 | ||||||
NeuroPace * | 1,865 | 14,995 | ||||||
Nevro * | 9,698 | 598,270 | ||||||
NexImmune * | 4,849 | 10,231 | ||||||
NextGen Healthcare * | 16,039 | 302,335 | ||||||
NGM Biopharmaceuticals * | 8,952 | 111,721 | ||||||
Nkarta * | 4,103 | 75,659 | ||||||
Nurix Therapeutics * | 8,952 | 99,099 | ||||||
Nuvalent, Cl A * | 5,222 | 53,734 | ||||||
NuVasive * | 14,547 | 748,298 | ||||||
Nuvation Bio * | 45,133 | 210,320 | ||||||
Ocugen * | 52,577 | 115,144 | ||||||
Ocular Therapeutix * | 21,634 | 77,233 | ||||||
Olema Pharmaceuticals * | 7,460 | 19,023 | ||||||
Omega Therapeutics * | 6,341 | 21,623 | ||||||
Omeros * | 17,158 | 59,538 | ||||||
Omnicell * | 12,309 | 1,343,774 | ||||||
Oncocyte * | 17,158 | 19,903 | ||||||
Oncorus * | 5,968 | 6,983 | ||||||
Oncternal Therapeutics * | 12,682 | 10,822 | ||||||
Ontrak * | 3,357 | 3,995 | ||||||
OPKO Health * | 113,392 | 306,158 | ||||||
OptimizeRx * | 4,849 | 136,305 | ||||||
Option Care Health * | 45,133 | 1,348,574 | ||||||
OraSure Technologies * | 20,142 | 123,672 | ||||||
Organogenesis Holdings, Cl A * | 19,769 | 127,312 | ||||||
ORIC Pharmaceuticals * | 8,952 | 29,721 | ||||||
Ortho Clinical Diagnostics Holdings * | 34,316 | 604,305 | ||||||
Orthofix Medical * | 5,222 | 161,882 |
118
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Health Care — continued | ||||||||
OrthoPediatrics * | 4,103 | $ | 184,963 | |||||
Outlook Therapeutics * | 32,451 | 50,299 | ||||||
Outset Medical * | 13,428 | 468,369 | ||||||
Owens & Minor | 20,515 | 728,077 | ||||||
Oyster Point Pharma * | 2,984 | 19,038 | ||||||
Pacific Biosciences of California * | 55,204 | 349,993 | ||||||
Pacira BioSciences * | 12,682 | 945,697 | ||||||
Paragon 28 * | 2,611 | 46,920 | ||||||
Paratek Pharmaceuticals * | 13,801 | 30,500 | ||||||
Passage Bio * | 10,444 | 20,366 | ||||||
Patterson | 24,245 | 746,019 | ||||||
PAVmed * | 20,515 | 26,054 | ||||||
Pennant Group * | 7,460 | 122,269 | ||||||
Personalis * | 10,071 | 56,398 | ||||||
PetIQ, Cl A * | 7,460 | 148,454 | ||||||
Phathom Pharmaceuticals * | 5,595 | 72,399 | ||||||
Phibro Animal Health, Cl A | 5,968 | 107,364 | ||||||
Phreesia * | 14,174 | 324,301 | ||||||
Pliant Therapeutics * | 6,714 | 39,344 | ||||||
PMV Pharmaceuticals * | 7,460 | 108,095 | ||||||
Poseida Therapeutics * | 8,206 | 25,357 | ||||||
Praxis Precision Medicines * | 9,325 | 75,533 | ||||||
Precigen * | 26,856 | 35,718 | ||||||
Precision BioSciences * | 14,174 | 28,206 | ||||||
Prelude Therapeutics * | 2,984 | 13,697 | ||||||
Prestige Consumer Healthcare * | 14,174 | 774,751 | ||||||
Privia Health Group * | 11,936 | 262,473 | ||||||
PROCEPT BioRobotics * | 2,222 | 79,014 | ||||||
Progyny * | 18,277 | 702,751 | ||||||
Prometheus Biosciences * | 8,579 | 225,628 | ||||||
Protagonist Therapeutics * | 12,682 | 115,279 | ||||||
Provention Bio * | 15,666 | 70,340 |
119
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Health Care — continued | ||||||||
PTC Therapeutics * | 19,769 | $ | 698,439 | |||||
Pulmonx * | 7,460 | 179,786 | ||||||
Pulse Biosciences * | 4,103 | 10,258 | ||||||
Puma Biotechnology * | 9,325 | 22,007 | ||||||
Pyxis Oncology * | 2,984 | 7,311 | ||||||
Quanterix * | 8,579 | 190,368 | ||||||
Quotient * | 22,753 | 13,126 | ||||||
R1 RCM * | 33,570 | 755,996 | ||||||
Radius Health * | 13,428 | 91,848 | ||||||
RadNet * | 13,055 | 254,573 | ||||||
Rain Therapeutics * | 4,476 | 17,770 | ||||||
Rallybio * | 5,222 | 52,011 | ||||||
Rapid Micro Biosystems, Cl A * | 4,476 | 26,095 | ||||||
RAPT Therapeutics * | 5,968 | 90,296 | ||||||
Reata Pharmaceuticals, Cl A * | 7,833 | 198,802 | ||||||
Recursion Pharmaceuticals, Cl A * | 32,824 | 203,509 | ||||||
REGENXBIO * | 11,190 | 310,634 | ||||||
Relay Therapeutics * | 19,769 | 471,095 | ||||||
Relmada Therapeutics * | 7,087 | 177,955 | ||||||
Reneo Pharmaceuticals * | 2,611 | 6,058 | ||||||
Replimune Group * | 8,579 | 143,870 | ||||||
Retractable Technologies * | 4,849 | 18,572 | ||||||
Revance Therapeutics * | 19,769 | 323,816 | ||||||
REVOLUTION Medicines * | 16,785 | 335,196 | ||||||
Rhythm Pharmaceuticals * | 12,682 | 79,389 | ||||||
Rigel Pharmaceuticals * | 48,490 | 114,436 | ||||||
Rocket Pharmaceuticals * | 11,563 | 118,868 | ||||||
Rubius Therapeutics * | 13,055 | 21,671 | ||||||
RxSight * | 4,849 | 59,497 | ||||||
Sana Biotechnology * | 24,618 | 185,866 | ||||||
Sangamo Therapeutics * | 33,570 | 139,316 | ||||||
Scholar Rock Holding * | 8,010 | 56,631 |
120
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Health Care — continued | ||||||||
Schrodinger * | 13,039 | $ | 322,324 | |||||
SeaSpine Holdings * | 8,952 | 83,343 | ||||||
Seelos Therapeutics * | 27,975 | 17,345 | ||||||
Seer, Cl A * | 11,936 | 86,894 | ||||||
Select Medical Holdings | 31,332 | 708,417 | ||||||
Selecta Biosciences * | 26,110 | 20,008 | ||||||
Sensei Biotherapeutics * | 5,968 | 9,250 | ||||||
Senseonics Holdings * | 122,717 | 171,804 | ||||||
Sera Prognostics, Cl A * | 2,238 | 5,147 | ||||||
Seres Therapeutics * | 19,769 | 93,507 | ||||||
Sesen Bio * | 57,069 | 21,692 | ||||||
Sharps Compliance * | 5,222 | 22,559 | ||||||
Shattuck Labs * | 7,460 | 28,646 | ||||||
Shockwave Medical * | 9,698 | 1,465,659 | ||||||
SI-BONE * | 9,325 | 186,314 | ||||||
Sientra * | 16,412 | 23,305 | ||||||
SIGA Technologies * | 13,801 | 94,813 | ||||||
Sight Sciences * | 6,341 | 44,260 | ||||||
Sigilon Therapeutics * | 4,476 | 4,700 | ||||||
Silk Road Medical * | 9,698 | 339,915 | ||||||
Silverback Therapeutics * | 5,968 | 18,560 | ||||||
Simulations Plus | 4,476 | 208,850 | ||||||
Singular Genomics Systems * | 13,428 | 54,921 | ||||||
Solid Biosciences * | 16,785 | 9,400 | ||||||
Sorrento Therapeutics * | 84,671 | 127,853 | ||||||
Spectrum Pharmaceuticals * | 46,252 | 37,358 | ||||||
Spero Therapeutics * | 6,714 | 32,630 | ||||||
SpringWorks Therapeutics * | 8,206 | 352,119 | ||||||
Spruce Biosciences * | 2,611 | 4,595 | ||||||
SQZ Biotechnologies * | 6,341 | 23,398 | ||||||
STAAR Surgical * | 13,428 | 766,605 | ||||||
Standard BioTools * | 21,634 | 57,330 |
121
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Stereotaxis * | 14,174 | $ | 35,435 | |||||
Stoke Therapeutics * | 5,595 | 80,792 | ||||||
Summit Therapeutics * | 7,460 | 11,861 | ||||||
Supernus Pharmaceuticals * | 13,801 | 385,048 | ||||||
Surface Oncology * | 10,071 | 21,351 | ||||||
Surgery Partners * | 9,698 | 496,150 | ||||||
Surmodics * | 3,730 | 144,202 | ||||||
Sutro Biopharma * | 12,309 | 73,977 | ||||||
Syndax Pharmaceuticals * | 13,801 | 231,443 | ||||||
Syros Pharmaceuticals * | 16,412 | 13,816 | ||||||
Tabula Rasa HealthCare * | 6,341 | 21,369 | ||||||
Tactile Systems Technology * | 5,595 | 94,444 | ||||||
Talaris Therapeutics * | 5,968 | 42,134 | ||||||
Talis Biomedical * | 4,103 | 4,308 | ||||||
Tarsus Pharmaceuticals * | 2,238 | 40,978 | ||||||
Taysha Gene Therapies * | 6,341 | 23,208 | ||||||
TCR2 Therapeutics * | 8,579 | 18,273 | ||||||
Tenaya Therapeutics * | 8,206 | 75,659 | ||||||
Tenet Healthcare * | 30,213 | 2,190,745 | ||||||
Terns Pharmaceuticals * | 3,730 | 5,968 | ||||||
TG Therapeutics * | 36,927 | 256,273 | ||||||
TherapeuticsMD * | 110,781 | 22,345 | ||||||
Theravance Biopharma * | 17,158 | 165,575 | ||||||
Theseus Pharmaceuticals * | 3,357 | 27,427 | ||||||
Tivity Health * | 12,666 | 406,959 | ||||||
Tonix Pharmaceuticals Holding * | 142,113 | 20,734 | ||||||
TransMedics Group * | 7,460 | 156,362 | ||||||
Travere Therapeutics * | 16,785 | 421,807 | ||||||
Treace Medical Concepts * | 8,579 | 168,148 | ||||||
Trevena * | 46,429 | 13,766 | ||||||
Turning Point Therapeutics * | 13,055 | 384,339 | ||||||
Twist Bioscience * | 15,666 | 451,807 |
122
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Tyra Biosciences * | 3,357 | $ | 25,077 | |||||
UFP Technologies * | 1,865 | 128,070 | ||||||
UroGen Pharma * | 5,595 | 39,501 | ||||||
US Physical Therapy | 3,730 | 387,062 | ||||||
Utah Medical Products | 1,119 | 94,656 | ||||||
Vanda Pharmaceuticals * | 15,666 | 155,407 | ||||||
Vapotherm * | 6,341 | 28,154 | ||||||
Varex Imaging * | 10,817 | 214,717 | ||||||
Vaxart * | 34,689 | 120,718 | ||||||
Vaxcyte * | 11,936 | 288,971 | ||||||
VBI Vaccines * | 53,516 | 66,895 | ||||||
Ventyx Biosciences * | 2,984 | 43,358 | ||||||
Vera Therapeutics, Cl A * | 3,730 | 74,600 | ||||||
Veracyte * | 19,023 | 389,401 | ||||||
Verastem * | 48,863 | 69,385 | ||||||
Vericel * | 13,055 | 372,068 | ||||||
Verrica Pharmaceuticals * | 3,730 | 24,506 | ||||||
Verve Therapeutics * | 10,444 | 155,824 | ||||||
Viemed Healthcare * | 10,071 | 50,154 | ||||||
ViewRay * | 42,895 | 114,530 | ||||||
Vigil Neuroscience * | 1,865 | 6,322 | ||||||
Viking Therapeutics * | 19,396 | 46,162 | ||||||
Vincerx Pharma * | 4,833 | 12,469 | ||||||
Vir Biotechnology * | 17,158 | 349,165 | ||||||
Viracta Therapeutics * | 10,444 | 26,632 | ||||||
VistaGen Therapeutics * | 55,204 | 70,109 | ||||||
Vor BioPharma * | 5,222 | 29,922 | ||||||
WaVe Life Sciences * | 12,682 | 24,730 | ||||||
Werewolf Therapeutics * | 7,460 | 33,197 | ||||||
XBiotech * | 4,476 | 34,734 | ||||||
Xencor * | 16,039 | 400,654 | ||||||
Xilio Therapeutics * | 2,238 | 7,900 |
123
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
XOMA * | 1,865 | $ | 35,864 | |||||
Y-mAbs Therapeutics * | 10,071 | 84,596 | ||||||
Zentalis Pharmaceuticals * | 10,444 | 276,975 | ||||||
Zynex * | 6,341 | 40,392 | ||||||
106,502,262 | ||||||||
Industrials — 8.3% | ||||||||
AAON | 11,936 | 581,761 | ||||||
AAR * | 9,698 | 455,612 | ||||||
ABM Industries | 19,023 | 918,240 | ||||||
Acacia Research * | 13,801 | 64,727 | ||||||
ACCO Brands | 26,483 | 194,120 | ||||||
Advent Technologies Holdings * | 8,952 | 17,456 | ||||||
Aerojet Rocketdyne Holdings * | 21,261 | 850,015 | ||||||
AeroVironment * | 6,341 | 509,309 | ||||||
AerSale * | 4,476 | 64,812 | ||||||
AgEagle Aerial Systems * | 19,769 | 15,936 | ||||||
Air Transport Services Group * | 16,785 | 525,371 | ||||||
Alamo Group | 2,984 | 377,297 | ||||||
Albany International, Cl A | 8,579 | 671,049 | ||||||
Allegiant Travel * | 4,476 | 694,630 | ||||||
Allied Motion Technologies | 3,357 | 81,709 | ||||||
Alta Equipment Group * | 5,222 | 58,748 | ||||||
Altra Industrial Motion | 18,277 | 712,803 | ||||||
Ameresco, Cl A * | 8,952 | 451,539 | ||||||
American Superconductor * | 7,833 | 41,750 | ||||||
American Woodmark * | 4,849 | 227,176 | ||||||
API Group * | 57,442 | 1,066,124 | ||||||
Apogee Enterprises | 7,087 | 311,828 | ||||||
Applied Industrial Technologies | 10,817 | 1,132,432 | ||||||
ArcBest | 7,087 | 511,398 | ||||||
Arcosa | 13,801 | 738,768 | ||||||
Argan | 4,103 | 150,908 |
124
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Aris Water Solution, Cl A | 5,595 | $ | 94,779 | |||||
Array Technologies * | 36,181 | 236,262 | ||||||
ASGN * | 14,547 | 1,650,357 | ||||||
Astec Industries | 6,341 | 247,933 | ||||||
Astronics * | 7,087 | 68,673 | ||||||
Atkore * | 12,682 | 1,218,740 | ||||||
Atlas Air Worldwide Holdings * | 8,206 | 565,722 | ||||||
Atlas Technical Consultants * | 4,103 | 49,646 | ||||||
Avis Budget Group * | 11,563 | 3,095,068 | ||||||
AZZ | 7,087 | 323,451 | ||||||
Babcock & Wilcox Enterprises * | 15,666 | 117,652 | ||||||
Barnes Group | 13,428 | 450,912 | ||||||
Barrett Business Services | 2,238 | 161,069 | ||||||
Beacon Roofing Supply * | 15,666 | 934,164 | ||||||
Beam Global * | 2,611 | 40,314 | ||||||
Blink Charging * | 10,444 | 199,480 | ||||||
Bloom Energy, Cl A * | 40,284 | 747,671 | ||||||
Blue Bird * | 4,849 | 77,729 | ||||||
BlueLinx Holdings * | 2,611 | 174,075 | ||||||
Boise Cascade | 11,190 | 845,740 | ||||||
Brady, Cl A | 13,428 | 600,903 | ||||||
BrightView Holdings * | 13,428 | 169,998 | ||||||
Brink’s | 13,801 | 813,569 | ||||||
Byrna Technologies * | 5,222 | 30,914 | ||||||
Cadre Holdings | 1,865 | 47,334 | ||||||
Caesarstone | 6,341 | 62,332 | ||||||
Casella Waste Systems, Cl A * | 13,801 | 1,134,994 | ||||||
CBIZ * | 13,801 | 578,124 | ||||||
CECO Environmental * | 8,952 | 42,522 | ||||||
Chart Industries * | 10,444 | 1,763,156 | ||||||
CIRCOR International * | 5,222 | 102,612 | ||||||
Columbus McKinnon | 7,833 | 277,680 |
125
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Comfort Systems USA | 10,071 | $ | 850,194 | |||||
Commercial Vehicle Group * | 8,952 | 64,275 | ||||||
CompX International | 373 | 7,919 | ||||||
Concrete Pumping Holdings * | 7,460 | 41,627 | ||||||
Construction Partners, Cl A * | 11,190 | 288,814 | ||||||
CoreCivic * | 33,943 | 421,911 | ||||||
Cornerstone Building Brands * | 15,666 | 382,094 | ||||||
Covenant Logistics Group, Cl A | 3,357 | 68,953 | ||||||
CRA International | 1,865 | 153,620 | ||||||
CSW Industrials | 4,103 | 432,908 | ||||||
Custom Truck One Source * | 16,785 | 110,277 | ||||||
Daseke * | 11,563 | 97,129 | ||||||
Deluxe | 11,936 | 323,227 | ||||||
Desktop Metal, Cl A * | 53,323 | 187,164 | ||||||
Douglas Dynamics | 6,341 | 196,317 | ||||||
Ducommun * | 2,984 | 152,393 | ||||||
DXP Enterprises * | 4,849 | 114,582 | ||||||
Dycom Industries * | 8,206 | 696,771 | ||||||
Eagle Bulk Shipping | 2,611 | 162,509 | ||||||
EMCOR Group | 15,293 | 1,628,399 | ||||||
Encore Wire | 5,595 | 631,172 | ||||||
Energy Recovery * | 11,936 | 221,055 | ||||||
Enerpac Tool Group, Cl A | 17,158 | 344,533 | ||||||
EnerSys | 11,936 | 781,331 | ||||||
Ennis | 7,087 | 122,251 | ||||||
EnPro Industries | 5,968 | 556,277 | ||||||
Eos Energy Enterprises * | 12,682 | 26,886 | ||||||
ESCO Technologies | 7,087 | 442,583 | ||||||
EVI Industries * | 1,492 | 21,321 | ||||||
Evoqua Water Technologies * | 32,824 | 1,368,433 | ||||||
Exponent | 14,920 | 1,429,485 | ||||||
Federal Signal | 17,158 | 583,887 |
126
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
First Advantage * | 15,666 | $ | 271,962 | |||||
Fluor * | 40,284 | 997,029 | ||||||
Forrester Research * | 3,357 | 186,951 | ||||||
Forward Air | 7,460 | 723,396 | ||||||
Franklin Covey * | 3,730 | 149,461 | ||||||
Franklin Electric | 13,055 | 913,067 | ||||||
Frontier Group Holdings * | 10,055 | 106,684 | ||||||
FTC Solar * | 11,563 | 32,376 | ||||||
FuelCell Energy * | 105,170 | 429,094 | ||||||
GATX | 10,071 | 1,041,241 | ||||||
Genco Shipping & Trading | 8,952 | 197,213 | ||||||
GEO Group ‡ * | 33,570 | 219,212 | ||||||
Gibraltar Industries * | 9,325 | 352,858 | ||||||
Global Industrial | 3,730 | 115,108 | ||||||
GMS * | 12,309 | 590,217 | ||||||
Gorman-Rupp | 6,341 | 202,024 | ||||||
GrafTech International | 57,069 | 518,187 | ||||||
Granite Construction | 13,055 | 387,081 | ||||||
Great Lakes Dredge & Dock * | 18,277 | 252,405 | ||||||
Greenbrier | 8,952 | 382,340 | ||||||
Griffon | 14,547 | 272,174 | ||||||
H&E Equipment Services | 8,952 | 317,617 | ||||||
Harsco * | 22,380 | 228,724 | ||||||
Hawaiian Holdings * | 14,351 | 243,393 | ||||||
Healthcare Services Group | 21,261 | 363,350 | ||||||
Heartland Express | 13,428 | 185,306 | ||||||
Heidrick & Struggles International | 5,595 | 178,816 | ||||||
Helios Technologies | 9,325 | 626,453 | ||||||
Herc Holdings | 7,087 | 905,860 | ||||||
Heritage-Crystal Clean * | 4,476 | 122,195 | ||||||
Hillenbrand | 20,888 | 852,648 | ||||||
HireQuest | 1,492 | 24,797 |
127
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
HireRight Holdings * | 6,341 | $ | 109,636 | |||||
HNI | 12,309 | 438,693 | ||||||
Hub Group, Cl A * | 9,325 | 626,267 | ||||||
Huron Consulting Group * | 6,341 | 328,337 | ||||||
Hydrofarm Holdings Group * | 11,190 | 106,865 | ||||||
Hyliion Holdings * | 33,197 | 106,562 | ||||||
HyreCar * | 4,849 | 7,564 | ||||||
Hyster-Yale Materials Handling | 2,984 | 91,668 | ||||||
ICF International | 5,222 | 515,986 | ||||||
Ideanomics * | 138,010 | 99,257 | ||||||
IES Holdings * | 2,611 | 76,502 | ||||||
Infrastructure and Energy Alternatives * | 7,833 | 73,239 | ||||||
INNOVATE * | 13,428 | 40,687 | ||||||
Insperity | 10,444 | 1,107,586 | ||||||
Insteel Industries | 5,222 | 221,517 | ||||||
Interface, Cl A | 16,412 | 208,268 | ||||||
JELD-WEN Holding * | 26,110 | 542,827 | ||||||
John Bean Technologies | 8,952 | 1,055,351 | ||||||
Kadant | 3,357 | 621,045 | ||||||
Kaman | 7,833 | 305,565 | ||||||
KAR Auction Services * | 34,316 | 503,073 | ||||||
Karat Packaging * | 1,119 | 20,534 | ||||||
KBR | 40,284 | 1,983,181 | ||||||
Kelly Services, Cl A | 10,071 | 194,270 | ||||||
Kennametal | 23,872 | 614,227 | ||||||
Kforce | 5,595 | 391,930 | ||||||
Kimball International, Cl B | 10,071 | 77,345 | ||||||
Korn Ferry | 15,293 | 939,602 | ||||||
Kratos Defense & Security Solutions * | 34,689 | 526,232 | ||||||
Lawson Products * | 1,492 | 56,681 | ||||||
Lindsay | 2,984 | 403,288 | ||||||
Manitowoc * | 9,698 | 128,402 |
128
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
ManTech International, Cl A | 7,833 | $ | 629,303 | |||||
Marten Transport | 16,785 | 291,723 | ||||||
Masonite International * | 6,714 | 520,469 | ||||||
Matrix Service * | 7,460 | 50,728 | ||||||
Matson | 11,936 | 1,026,735 | ||||||
Matthews International, Cl A | 8,952 | 266,859 | ||||||
Maxar Technologies | 20,515 | 660,788 | ||||||
Mayville Engineering * | 2,611 | 21,619 | ||||||
McGrath RentCorp | 6,714 | 560,350 | ||||||
Meritor * | 19,396 | 696,510 | ||||||
Mesa Air Group * | 9,698 | 32,973 | ||||||
Miller Industries | 2,984 | 80,001 | ||||||
MillerKnoll | 21,261 | 674,612 | ||||||
Mistras Group * | 5,595 | 31,836 | ||||||
Montrose Environmental Group * | 7,460 | 338,460 | ||||||
Moog, Cl A | 8,206 | 655,413 | ||||||
MRC Global * | 22,753 | 272,808 | ||||||
Mueller Industries | 16,039 | 868,512 | ||||||
Mueller Water Products, Cl A | 44,387 | 533,976 | ||||||
MYR Group * | 4,849 | 383,507 | ||||||
National Presto Industries | 1,492 | 106,126 | ||||||
Nikola * | 64,902 | 465,996 | ||||||
NL Industries | 2,238 | 15,397 | ||||||
NN * | 12,309 | 37,296 | ||||||
Northwest Pipe * | 2,611 | 69,740 | ||||||
NOW * | 31,332 | 341,519 | ||||||
NV5 Global * | 3,730 | 446,854 | ||||||
Omega Flex | 746 | 82,806 | ||||||
PAM Transportation Services * | 1,865 | 56,677 | ||||||
Park Aerospace | 5,595 | 65,462 | ||||||
Park-Ohio Holdings | 2,238 | 21,462 | ||||||
Parsons * | 7,460 | 275,498 |
129
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
PGT Innovations * | 16,412 | $ | 291,641 | |||||
Pitney Bowes | 49,982 | 263,405 | ||||||
Powell Industries | 2,611 | 50,392 | ||||||
Preformed Line Products | 746 | 44,387 | ||||||
Primoris Services | 15,293 | 354,492 | ||||||
Proto Labs * | 7,833 | 333,764 | ||||||
Quanex Building Products | 9,682 | 186,088 | ||||||
Radiant Logistics * | 11,190 | 64,566 | ||||||
RBC Bearings * | 7,833 | 1,318,686 | ||||||
Resideo Technologies * | 41,030 | 922,765 | ||||||
Resources Connection | 8,952 | 153,885 | ||||||
REV Group | 10,071 | 120,046 | ||||||
Romeo Power * | 27,602 | 30,362 | ||||||
Rush Enterprises, Cl A | 11,936 | 607,304 | ||||||
Rush Enterprises, Cl B | 1,865 | 90,359 | ||||||
Saia * | 7,460 | 1,536,462 | �� | |||||
Shyft Group | 9,698 | 247,008 | ||||||
Simpson Manufacturing | 12,309 | 1,276,074 | ||||||
SkyWest * | 14,174 | 413,172 | ||||||
SP Plus * | 6,714 | 191,349 | ||||||
Spirit Airlines * | 27,975 | 660,490 | ||||||
SPX * | 12,309 | 515,747 | ||||||
Standex International | 3,357 | 315,692 | ||||||
Steelcase, Cl A | 24,245 | 284,394 | ||||||
Stem * | 32,451 | 232,674 | ||||||
Sterling Check * | 4,849 | 125,977 | ||||||
Sterling Construction * | 7,833 | 179,297 | ||||||
Sun Country Airlines Holdings * | 9,325 | 256,531 | ||||||
Team * | 7,460 | 10,742 | ||||||
Tennant | 5,222 | 337,237 | ||||||
Terex | 19,396 | 659,464 | ||||||
Tetra Tech | 15,293 | 2,130,009 |
130
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Thermon Group Holdings * | 9,325 | $ | 139,875 | |||||
Titan International * | 14,547 | 201,621 | ||||||
Titan Machinery * | 5,595 | 131,930 | ||||||
TPI Composites * | 10,444 | 119,479 | ||||||
Transcat * | 1,865 | 136,145 | ||||||
TriNet Group * | 11,563 | 1,025,638 | ||||||
Trinity Industries | 22,007 | 610,474 | ||||||
Triumph Group * | 18,261 | 411,603 | ||||||
TrueBlue * | 10,071 | 257,515 | ||||||
Tutor Perini * | 11,563 | 107,189 | ||||||
UFP Industries | 17,158 | 1,327,514 | ||||||
UniFirst | 4,103 | 706,947 | ||||||
Universal Logistics Holdings | 2,238 | 45,387 | ||||||
Upwork * | 33,570 | 703,963 | ||||||
US Xpress Enterprises, Cl A * | 7,460 | 24,693 | ||||||
Vectrus * | 3,357 | 121,188 | ||||||
Veritiv * | 4,103 | 576,636 | ||||||
Viad * | 5,595 | 183,236 | ||||||
Vicor * | 5,968 | 361,183 | ||||||
View * | 27,975 | 43,082 | ||||||
VSE | 2,984 | 129,237 | ||||||
Wabash National | 13,801 | 197,492 | ||||||
Watts Water Technologies, Cl A | 7,833 | 998,394 | ||||||
Welbilt * | 37,284 | 880,648 | ||||||
Werner Enterprises | 17,158 | 679,972 | ||||||
WESCO International * | 12,682 | 1,563,183 | ||||||
Willdan Group * | 2,984 | 80,210 | ||||||
Willis Lease Finance * | 746 | 23,201 | ||||||
WillScot Mobile Mini Holdings * | 59,307 | 2,081,676 | ||||||
Yellow * | 14,174 | 63,500 | ||||||
Zurn Water Solutions | 34,316 | 1,071,346 | ||||||
105,961,449 | ||||||||
131
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 7.1% | ||||||||
3D Systems * | 35,419 | $ | 401,651 | |||||
8x8 * | 32,078 | 294,155 | ||||||
908 Devices * | 5,968 | 105,932 | ||||||
A10 Networks | 17,158 | 245,016 | ||||||
ACI Worldwide * | 33,570 | 927,203 | ||||||
ADTRAN | 13,801 | 239,999 | ||||||
Advanced Energy Industries | 10,817 | 827,717 | ||||||
Aeva Technologies * | 29,840 | 97,875 | ||||||
Agilysys * | 5,968 | 219,682 | ||||||
Akoustis Technologies * | 14,547 | 64,589 | ||||||
Alarm.com Holdings * | 13,428 | 820,182 | ||||||
Alkami Technology * | 8,206 | 107,499 | ||||||
Alpha & Omega Semiconductor * | 5,968 | 256,027 | ||||||
Altair Engineering, Cl A * | 13,055 | 709,148 | ||||||
Ambarella * | 10,071 | 826,628 | ||||||
American Software, Cl A | 8,952 | 153,079 | ||||||
Amkor Technology | 29,094 | 547,258 | ||||||
Appfolio, Cl A * | 5,595 | 581,097 | ||||||
Appian, Cl A * | 11,190 | 534,882 | ||||||
Arlo Technologies * | 23,872 | 184,769 | ||||||
Arteris * | 1,492 | 17,591 | ||||||
Asana, Cl A * | 20,888 | 559,798 | ||||||
Atomera * | 5,595 | 58,468 | ||||||
Avaya Holdings * | 23,872 | 220,816 | ||||||
Aviat Networks * | 2,984 | 89,222 | ||||||
Avid Technology * | 10,444 | 331,179 | ||||||
AvidXchange Holdings * | 7,087 | 58,043 | ||||||
Axcelis Technologies * | 9,325 | 507,746 | ||||||
AXT * | 11,563 | 68,222 | ||||||
Badger Meter | 8,206 | 662,142 | ||||||
Belden | 12,682 | 654,772 | ||||||
Benchmark Electronics | 10,071 | 239,287 |
132
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Benefitfocus * | 7,087 | $ | 75,477 | |||||
BigCommerce Holdings * | 13,801 | 246,624 | ||||||
Blackbaud * | 13,428 | 778,958 | ||||||
Blackline * | 15,293 | 1,025,396 | ||||||
Bottomline Technologies DE * | 12,682 | 718,055 | ||||||
Box, Cl A * | 38,792 | 1,187,811 | ||||||
Brightcove * | 11,563 | 81,519 | ||||||
BTRS Holdings, Cl 1 * | 26,856 | 180,472 | ||||||
CalAmp * | 10,071 | 55,088 | ||||||
Calix * | 15,666 | 625,230 | ||||||
Cambium Networks * | 2,984 | 45,566 | ||||||
Cantaloupe * | 16,412 | 89,774 | ||||||
Casa Systems * | 8,952 | 43,865 | ||||||
Cass Information Systems | 4,103 | 158,827 | ||||||
Cerence * | 11,190 | 330,105 | ||||||
CEVA * | 6,341 | 230,432 | ||||||
ChannelAdvisor * | 8,206 | 119,069 | ||||||
Cleanspark * | 11,190 | 72,623 | ||||||
Clearfield * | 3,357 | 195,478 | ||||||
CMC Materials | 8,206 | 1,468,135 | ||||||
Cohu * | 13,428 | 356,648 | ||||||
CommVault Systems * | 12,682 | 773,602 | ||||||
Comtech Telecommunications | 7,460 | 101,456 | ||||||
Conduent * | 47,728 | 268,709 | ||||||
Consensus Cloud Solutions * | 4,476 | 235,975 | ||||||
CoreCard * | 2,238 | 51,004 | ||||||
Corsair Gaming * | 7,833 | 118,513 | ||||||
Couchbase * | 6,714 | 114,138 | ||||||
Credo Technology Group Holding * | 6,341 | 70,005 | ||||||
CS Disco * | 4,476 | 137,458 | ||||||
CSG Systems International | 8,952 | 550,279 | ||||||
CTS | 8,952 | 316,632 |
133
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Daktronics * | 10,444 | $ | 34,987 | |||||
Diebold Nixdorf * | 20,515 | 84,111 | ||||||
Digi International * | 9,698 | 183,486 | ||||||
Digimarc * | 3,730 | 96,495 | ||||||
Digital Turbine * | 25,737 | 814,576 | ||||||
DigitalOcean Holdings * | 14,547 | 573,588 | ||||||
Diodes * | 12,309 | 898,926 | ||||||
Domo, Cl B * | 8,206 | 339,893 | ||||||
DZS * | 4,849 | 58,624 | ||||||
E2open Parent Holdings * | 56,323 | 435,940 | ||||||
Eastman Kodak * | 12,682 | 65,566 | ||||||
Ebix | 7,460 | 222,308 | ||||||
eGain * | 5,968 | 61,769 | ||||||
EMCORE * | 10,444 | 36,032 | ||||||
Enfusion, Cl A * | 6,341 | 80,975 | ||||||
EngageSmart * | 4,476 | 93,459 | ||||||
Envestnet * | 15,293 | 1,217,935 | ||||||
ePlus * | 7,460 | 421,341 | ||||||
E-Sports Technologies Inc * | 3,730 | 13,614 | ||||||
EverCommerce * | 8,579 | 106,208 | ||||||
Evo Payments, Cl A * | 13,428 | 302,533 | ||||||
ExlService Holdings * | 9,325 | 1,269,599 | ||||||
Extreme Networks * | 36,181 | 347,338 | ||||||
FARO Technologies * | 5,222 | 179,062 | ||||||
Flywire * | 16,039 | 489,350 | ||||||
FormFactor * | 22,007 | 838,687 | ||||||
Golden Nugget Online Gaming * | 11,190 | 56,062 | ||||||
GreenBox POS * | 5,222 | 18,851 | ||||||
Grid Dynamics Holdings * | 13,055 | 181,726 | ||||||
GTY Technology Holdings * | 9,309 | 56,692 | ||||||
Hackett Group | 7,087 | 166,474 | ||||||
Harmonic * | 25,737 | 213,617 |
134
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
I3 Verticals, Cl A * | 5,968 | $ | 163,822 | |||||
IBEX Holdings * | 1,492 | 23,111 | ||||||
Ichor Holdings * | 7,833 | 228,019 | ||||||
Identiv * | 5,968 | 72,750 | ||||||
II-VI * | 30,213 | 1,849,338 | ||||||
Impinj * | 5,222 | 257,236 | ||||||
Infinera * | 51,847 | 398,703 | ||||||
Inseego * | 24,245 | 69,098 | ||||||
Insight Enterprises * | 9,698 | 963,690 | ||||||
Instructure Holdings * | 3,357 | 60,762 | ||||||
Intapp * | 4,103 | 102,329 | ||||||
InterDigital | 8,952 | 508,921 | ||||||
International Money Express * | 9,325 | 185,288 | ||||||
Iteris * | 11,936 | 30,795 | ||||||
Itron * | 12,682 | 605,946 | ||||||
Kaltura * | 15,666 | 24,282 | ||||||
Kimball Electronics * | 6,714 | 119,778 | ||||||
Knowles * | 24,991 | 462,833 | ||||||
Kopin * | 22,007 | 35,211 | ||||||
KVH Industries * | 4,476 | 35,674 | ||||||
Lattice Semiconductor * | 38,419 | 1,845,649 | ||||||
Limelight Networks * | 35,435 | 126,503 | ||||||
LivePerson * | 18,650 | 421,863 | ||||||
LiveRamp Holdings * | 18,650 | 584,118 | ||||||
Luna Innovations * | 8,579 | 47,356 | ||||||
MACOM Technology Solutions Holdings * | 14,174 | 722,165 | ||||||
Marathon Digital Holdings * | 27,229 | 424,772 | ||||||
Maximus | 17,531 | 1,277,659 | ||||||
MaxLinear, Cl A * | 20,142 | 964,198 | ||||||
MeridianLink * | 6,341 | 102,407 | ||||||
Meta Materials * | 57,442 | 68,930 | ||||||
Methode Electronics | 10,444 | 465,907 |
135
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
MicroStrategy, Cl A * | 2,611 | $ | 924,738 | |||||
MicroVision * | 46,625 | 150,599 | ||||||
Mimecast * | 17,531 | 1,396,870 | ||||||
Mitek Systems * | 12,309 | 137,492 | ||||||
Model N * | 10,444 | 269,873 | ||||||
Momentive Global * | 37,673 | 595,987 | ||||||
MoneyGram International * | 25,364 | 256,937 | ||||||
Napco Security Technologies * | 8,206 | 143,605 | ||||||
NeoPhotonics * | 14,920 | 225,889 | ||||||
NETGEAR * | 8,206 | 178,070 | ||||||
NetScout Systems * | 19,769 | 608,885 | ||||||
nLight * | 12,309 | 161,863 | ||||||
Novanta * | 10,071 | 1,296,138 | ||||||
NVE | 1,492 | 69,199 | ||||||
ON24 * | 7,833 | 99,244 | ||||||
OneSpan * | 10,071 | 142,303 | ||||||
Onto Innovation * | 13,801 | 981,803 | ||||||
OSI Systems * | 4,849 | 383,556 | ||||||
Ouster * | 36,181 | 119,759 | ||||||
PagerDuty * | 23,499 | 671,366 | ||||||
PAR Technology * | 7,087 | 234,154 | ||||||
Paya Holdings * | 24,245 | 123,407 | ||||||
PC Connection * | 2,984 | 147,678 | ||||||
PDF Solutions * | 8,579 | 199,462 | ||||||
Perficient * | 9,325 | 926,998 | ||||||
Photronics * | 16,785 | 251,607 | ||||||
Ping Identity Holding * | 17,158 | 448,339 | ||||||
Plantronics * | 11,936 | 475,769 | ||||||
Plexus * | 7,833 | 635,570 | ||||||
Power Integrations | 16,785 | 1,342,800 | ||||||
Priority Technology Holdings * | 3,357 | 16,114 | ||||||
Progress Software | 12,309 | 590,586 |
136
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
PROS Holdings * | 11,190 | $ | 312,537 | |||||
Q2 Holdings * | 15,666 | 810,402 | ||||||
Qualys * | 9,698 | 1,321,643 | ||||||
Quantum * | 16,785 | 31,388 | ||||||
Rackspace Technology * | 15,666 | 154,937 | ||||||
Rambus * | 30,959 | 771,189 | ||||||
Rapid7 * | 16,039 | 1,532,045 | ||||||
Rekor Systems * | 9,698 | 28,803 | ||||||
Remitly Global * | 3,714 | 41,225 | ||||||
Repay Holdings, Cl A * | 24,618 | 329,389 | ||||||
Ribbon Communications * | 20,142 | 69,490 | ||||||
Rimini Street * | 12,682 | 73,048 | ||||||
Riot Blockchain * | 30,586 | 310,142 | ||||||
Rogers * | 5,222 | 1,413,700 | ||||||
Sailpoint Technologies Holdings * | 26,110 | 1,666,601 | ||||||
Sanmina * | 17,904 | 732,095 | ||||||
ScanSource * | 7,087 | 242,659 | ||||||
SecureWorks, Cl A * | 2,611 | 28,825 | ||||||
Semtech * | 18,277 | 1,089,309 | ||||||
ShotSpotter * | 2,238 | 61,433 | ||||||
Silicon Laboratories * | 10,817 | 1,459,321 | ||||||
SiTime * | 4,476 | 754,519 | ||||||
SkyWater Technology * | 2,238 | 13,697 | ||||||
SMART Global Holdings * | 13,801 | 312,731 | ||||||
Smith Micro Software * | 13,428 | 41,358 | ||||||
Sprout Social, Cl A * | 12,682 | 777,153 | ||||||
SPS Commerce * | 10,071 | 1,204,794 | ||||||
StarTek * | 4,849 | 18,184 | ||||||
Stronghold Digital Mining, Cl A * | 2,238 | 8,728 | ||||||
Sumo Logic * | 25,364 | 237,914 | ||||||
SunPower, Cl A * | 22,753 | 375,652 | ||||||
Super Micro Computer * | 12,682 | 533,912 |
137
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Synaptics * | 11,190 | $ | 1,661,044 | |||||
Telos * | 11,190 | 87,170 | ||||||
Tenable Holdings * | 26,110 | 1,442,055 | ||||||
TTEC Holdings | 5,222 | 385,436 | ||||||
TTM Technologies * | 29,467 | 411,065 | ||||||
Tucows, Cl A * | 2,968 | 171,016 | ||||||
Turtle Beach * | 4,476 | 74,481 | ||||||
Ultra Clean Holdings * | 12,682 | 395,298 | ||||||
Unisys * | 18,650 | 265,016 | ||||||
Upland Software * | 8,206 | 122,434 | ||||||
UserTesting * | 2,611 | 20,392 | ||||||
Varonis Systems, Cl B * | 30,570 | 1,320,624 | ||||||
Veeco Instruments * | 14,174 | 324,868 | ||||||
Velodyne Lidar * | 21,634 | 40,672 | ||||||
Verint Systems * | 18,277 | 997,193 | ||||||
Veritone * | 8,206 | 88,871 | ||||||
Verra Mobility, Cl A * | 43,268 | 607,050 | ||||||
Viant Technology, Cl A * | 3,357 | 19,739 | ||||||
Viavi Solutions * | 65,275 | 936,043 | ||||||
VirnetX Holding * | 17,904 | 25,424 | ||||||
Vishay Intertechnology | 38,030 | 708,499 | ||||||
Vishay Precision Group * | 3,357 | 104,772 | ||||||
Vonage Holdings * | 71,989 | 1,436,900 | ||||||
Weave Communications * | 1,492 | 7,072 | ||||||
Workiva, Cl A * | 12,309 | 1,187,942 | ||||||
Xperi Holding | 29,840 | 465,504 | ||||||
Yext * | 32,451 | 187,891 | ||||||
Zuora, Cl A * | 32,078 | 390,389 | ||||||
90,493,877 | ||||||||
F | ||||||||
Materials — 2.2% | ||||||||
AdvanSix | 7,833 | 348,882 | ||||||
Allegheny Technologies * | 36,181 | 983,400 |
138
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
American Vanguard | 8,206 | $ | 175,608 | |||||
Amyris * | 50,355 | 172,718 | ||||||
Arconic * | 30,213 | 760,159 | ||||||
Aspen Aerogels * | 6,341 | 136,966 | ||||||
Avient | 25,737 | 1,267,290 | ||||||
Balchem | 9,325 | 1,148,840 | ||||||
Cabot | 16,039 | 1,056,168 | ||||||
Carpenter Technology | 13,428 | 512,681 | ||||||
Century Aluminum * | 14,547 | 245,408 | ||||||
Chase | 2,238 | 188,798 | ||||||
Clearwater Paper * | 4,849 | 160,550 | ||||||
Coeur Mining * | 72,735 | 264,028 | ||||||
Commercial Metals | 33,943 | 1,391,663 | ||||||
Compass Minerals International | 9,698 | 573,443 | ||||||
Constellium, Cl A * | 35,435 | 591,410 | ||||||
Danimer Scientific * | 25,737 | 100,889 | ||||||
Ecovyst * | 16,785 | 168,857 | ||||||
FutureFuel | 7,460 | 70,945 | ||||||
Gatos Silver * | 13,055 | 44,126 | ||||||
GCP Applied Technologies * | 19,023 | 596,752 | ||||||
Glatfelter | 12,309 | 135,399 | ||||||
Greif, Cl A | 7,460 | 452,673 | ||||||
Greif, Cl B | 1,865 | 108,841 | ||||||
Hawkins | 5,595 | 208,582 | ||||||
Haynes International | 3,357 | 131,192 | ||||||
HB Fuller | 14,920 | 995,164 | ||||||
Hecla Mining | 151,049 | 786,965 | ||||||
Ingevity * | 11,190 | 670,281 | ||||||
Innospec | 7,087 | 675,462 | ||||||
Intrepid Potash * | 2,984 | 228,515 | ||||||
Kaiser Aluminum | 4,476 | 431,934 | ||||||
Koppers Holdings | 5,968 | 144,784 |
139
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Kronos Worldwide | 6,341 | $ | 96,510 | |||||
Livent * | 45,879 | 979,975 | ||||||
Marrone Bio Innovations * | 28,721 | 33,316 | ||||||
Materion | 5,968 | 508,175 | ||||||
Minerals Technologies | 9,325 | 593,163 | ||||||
MP Materials * | 21,634 | 822,957 | ||||||
Myers Industries | 10,071 | 220,857 | ||||||
Neenah | 4,849 | 171,655 | ||||||
O-I Glass * | 44,371 | 598,121 | ||||||
Olympic Steel | 2,611 | 89,636 | ||||||
Pactiv Evergreen | 12,309 | 121,367 | ||||||
Perpetua Resources * | 9,325 | 32,917 | ||||||
PureCycle Technologies * | 16,412 | 128,014 | ||||||
Quaker Chemical | 3,730 | 606,908 | ||||||
Ranpak Holdings, Cl A * | 10,817 | 163,120 | ||||||
Rayonier Advanced Materials * | 17,531 | 89,934 | ||||||
Ryerson Holding | 4,849 | 178,492 | ||||||
Schnitzer Steel Industries, Cl A | 7,460 | 340,400 | ||||||
Schweitzer-Mauduit International | 8,952 | 225,232 | ||||||
Sensient Technologies | 11,936 | 1,009,786 | ||||||
Stepan | 5,968 | 609,392 | ||||||
Summit Materials, Cl A * | 33,570 | 933,246 | ||||||
SunCoke Energy | 23,499 | 195,512 | ||||||
TimkenSteel * | 13,055 | 269,847 | ||||||
Tredegar | 7,460 | 85,417 | ||||||
TriMas | 12,309 | 363,608 | ||||||
Trinseo | 11,190 | 530,965 | ||||||
Tronox Holdings | 32,451 | 558,157 | ||||||
United States Lime & Minerals | 746 | 81,694 | ||||||
US Ecology * | 8,952 | 429,606 | ||||||
Valhi | 746 | 23,730 | ||||||
Warrior Met Coal | 14,547 | 495,616 |
140
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Worthington Industries | 9,325 | $ | 443,590 | |||||
Zymergen * | 22,753 | 38,225 | ||||||
27,998,513 | ||||||||
Real Estate — 4.3% | ||||||||
Acadia Realty Trust ‡ | 24,618 | 515,009 | ||||||
Agree Realty ‡ | 20,142 | 1,368,045 | ||||||
Alexander & Baldwin ‡ | 20,515 | 434,918 | ||||||
Alexander’s ‡ | 746 | 185,135 | ||||||
American Assets Trust ‡ | 14,174 | 518,768 | ||||||
Apartment Investment and Management, Cl A ‡ * | 42,895 | 270,239 | ||||||
Apple Hospitality REIT ‡ | 60,799 | 1,075,534 | ||||||
Armada Hoffler Properties ‡ | 19,023 | 257,762 | ||||||
Ashford Hospitality Trust ‡ * | 4,849 | 34,185 | ||||||
Braemar Hotels & Resorts ‡ | 16,396 | 99,360 | ||||||
Brandywine Realty Trust ‡ | 48,117 | 561,525 | ||||||
Broadstone Net Lease, Cl A ‡ | 44,760 | 926,084 | ||||||
BRT Apartments ‡ | 3,357 | 73,485 | ||||||
CareTrust REIT ‡ | 27,229 | 441,382 | ||||||
CatchMark Timber Trust, Cl A ‡ | 13,801 | 113,306 | ||||||
Centerspace ‡ | 4,103 | 378,543 | ||||||
Chatham Lodging Trust ‡ * | 13,428 | 192,826 | ||||||
City Office REIT ‡ | 12,293 | 182,428 | ||||||
Clipper Realty ‡ | 3,357 | 29,978 | ||||||
Community Healthcare Trust ‡ | 6,714 | 247,209 | ||||||
Corporate Office Properties Trust ‡ | 32,078 | 856,162 | ||||||
CTO Realty Growth ‡ | 1,492 | 95,145 | ||||||
Cushman & Wakefield * | 39,538 | 707,730 | ||||||
DiamondRock Hospitality ‡ * | 59,307 | 629,840 | ||||||
DigitalBridge Group ‡ * | 137,814 | 959,185 | ||||||
Diversified Healthcare Trust ‡ | 67,513 | 151,904 | ||||||
Douglas Elliman | 20,515 | 124,321 |
141
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Easterly Government Properties, Cl A ‡ | 24,618 | $ | 468,973 | |||||
EastGroup Properties ‡ | 11,563 | 2,168,062 | ||||||
Empire State Realty Trust, Cl A ‡ | 40,657 | 351,276 | ||||||
Equity Commonwealth ‡ * | 30,959 | 810,816 | ||||||
Essential Properties Realty Trust ‡ | 34,316 | 823,584 | ||||||
eXp World Holdings | 17,904 | 239,735 | ||||||
Farmland Partners ‡ | 8,206 | 120,792 | ||||||
Fathom Holdings * | 1,865 | 13,838 | ||||||
Forestar Group * | 4,849 | 79,087 | ||||||
Four Corners Property Trust ‡ | 22,007 | 604,312 | ||||||
Franklin Street Properties ‡ | 28,721 | 148,200 | ||||||
FRP Holdings * | 1,865 | 105,391 | ||||||
Getty Realty ‡ | 11,563 | 311,160 | ||||||
Gladstone Commercial ‡ | 10,444 | 219,742 | ||||||
Gladstone Land ‡ | 8,952 | 325,853 | ||||||
Global Medical ‡ | 17,158 | 253,252 | ||||||
Global Net Lease ‡ | 29,467 | 413,422 | ||||||
Healthcare Realty Trust ‡ | 41,776 | 1,131,294 | ||||||
Hersha Hospitality Trust, Cl A ‡ * | 9,325 | 91,199 | ||||||
Independence Realty Trust ‡ | 62,664 | 1,708,221 | ||||||
Indus Realty Trust ‡ | 1,492 | 106,603 | ||||||
Industrial Logistics Properties Trust ‡ | 18,277 | 295,356 | ||||||
Innovative Industrial Properties, Cl A ‡ | 7,087 | 1,024,709 | ||||||
iStar ‡ | 19,023 | 320,347 | ||||||
Kennedy-Wilson Holdings | 33,570 | 757,004 | ||||||
Kite Realty Group Trust ‡ | 61,545 | 1,372,454 | ||||||
LTC Properties ‡ | 11,190 | 369,270 | ||||||
LXP Industrial Trust ‡ | 79,449 | 997,085 | ||||||
Macerich ‡ | 60,799 | 763,027 | ||||||
Marcus & Millichap | 6,714 | 300,720 | ||||||
National Health Investors ‡ | 12,309 | 634,283 | ||||||
National Storage Affiliates Trust ‡ | 23,126 | 1,308,932 |
142
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Necessity Retail REIT ‡ | 35,419 | $ | 264,580 | |||||
NETSTREIT ‡ | 11,190 | 241,928 | ||||||
Newmark Group, Cl A | 47,744 | 580,090 | ||||||
NexPoint Residential Trust ‡ | 6,341 | 565,364 | ||||||
Office Properties Income Trust ‡ | 13,428 | 290,313 | ||||||
One Liberty Properties ‡ | 4,476 | 128,237 | ||||||
Outfront Media ‡ | 41,403 | 1,059,917 | ||||||
Paramount Group ‡ | 52,966 | 503,707 | ||||||
Pebblebrook Hotel Trust ‡ | 36,927 | 901,757 | ||||||
Phillips Edison ‡ * | 32,451 | 1,098,791 | ||||||
Physicians Realty Trust ‡ | 62,664 | 1,074,061 | ||||||
Piedmont Office Realty Trust, Cl A ‡ | 35,062 | 564,498 | ||||||
Plymouth Industrial REIT ‡ | 8,952 | 215,922 | ||||||
Postal Realty Trust, Cl A ‡ | 4,849 | 81,609 | ||||||
PotlatchDeltic ‡ | 18,650 | 1,033,024 | ||||||
Preferred Apartment Communities ‡ | 14,920 | 371,210 | ||||||
PS Business Parks ‡ | 5,595 | 1,047,384 | ||||||
Rafael Holdings, Cl B * | 3,357 | 7,218 | ||||||
RE, Cl A | 5,222 | 122,508 | ||||||
Realogy Holdings * | 32,824 | 359,751 | ||||||
Redfin * | 29,467 | 328,557 | ||||||
Retail Opportunity Investments ‡ | 33,927 | 632,060 | ||||||
RLJ Lodging Trust ‡ | 46,998 | 658,912 | ||||||
RMR Group, Cl A | 4,476 | 122,105 | ||||||
RPT Realty ‡ | 23,872 | 317,259 | ||||||
Ryman Hospitality Properties ‡ * | 15,293 | 1,429,590 | ||||||
Sabra Health Care ‡ | 64,902 | 758,055 | ||||||
Safehold ‡ | 5,968 | 256,922 | ||||||
Saul Centers ‡ | 3,357 | 173,255 | ||||||
Seritage Growth Properties ‡ * | 10,444 | 103,396 | ||||||
Service Properties Trust ‡ | 46,625 | 378,595 | ||||||
SITE Centers ‡ | 49,236 | 782,852 |
143
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
St. Joe | 9,325 | $ | 496,183 | |||||
STAG Industrial ‡ | 50,728 | 1,893,169 | ||||||
Summit Hotel Properties ‡ * | 29,467 | 290,839 | ||||||
Sunstone Hotel Investors ‡ * | 61,918 | 758,496 | ||||||
Tanger Factory Outlet Centers ‡ | 29,094 | 469,286 | ||||||
Tejon Ranch * | 5,968 | 109,274 | ||||||
Terreno Realty ‡ | 20,888 | 1,519,602 | ||||||
UMH Properties ‡ | 12,309 | 289,508 | ||||||
Uniti Group ‡ | 55,950 | 693,221 | ||||||
Universal Health Realty Income Trust ‡ | 3,730 | 187,209 | ||||||
Urban Edge Properties ‡ | 32,824 | 613,481 | ||||||
Urstadt Biddle Properties, Cl A ‡ | 8,579 | 148,846 | ||||||
Veris Residential ‡ * | 24,991 | 400,106 | ||||||
Washington Real Estate Investment Trust ‡ | 23,872 | 575,076 | ||||||
Whitestone REIT, Cl B ‡ | 13,055 | 158,618 | ||||||
Xenia Hotels & Resorts ‡ * | 32,451 | 625,980 | ||||||
55,750,328 | ||||||||
Utilities — 1.6% | ||||||||
ALLETE | 14,920 | 885,353 | ||||||
American States Water | 10,444 | 821,525 | ||||||
Artesian Resources, Cl A | 2,238 | 104,067 | ||||||
Avista | 20,142 | 817,161 | ||||||
Black Hills | 18,277 | 1,338,607 | ||||||
Cadiz * | 6,341 | 12,555 | ||||||
California Water Service Group | 14,920 | 773,900 | ||||||
Chesapeake Utilities | 4,849 | 606,949 | ||||||
Clearway Energy, Cl A | 10,071 | 286,218 | ||||||
Clearway Energy, Cl C | 23,126 | 706,037 | ||||||
Global Water Resources | 3,730 | 53,414 | ||||||
MGE Energy | 10,444 | 813,274 | ||||||
Middlesex Water | 4,849 | 431,319 | ||||||
New Jersey Resources | 27,602 | 1,191,302 |
144
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Northwest Natural Holding | 8,579 | $ | 410,334 | |||||
NorthWestern | 15,293 | 866,960 | ||||||
ONE Gas | 14,920 | 1,258,800 | ||||||
Ormat Technologies | 13,039 | 1,013,130 | ||||||
Otter Tail | 11,563 | 670,191 | ||||||
PNM Resources | 24,245 | 1,131,272 | ||||||
Portland General Electric | 25,721 | 1,217,375 | ||||||
Pure Cycle * | 5,595 | 58,468 | ||||||
SJW Group | 7,833 | 462,147 | ||||||
South Jersey Industries | 29,094 | 994,724 | ||||||
Southwest Gas Holdings | 18,650 | 1,643,252 | ||||||
Spire | 14,547 | 1,058,294 | ||||||
Sunnova Energy International * | 24,602 | 424,877 | ||||||
Unitil | 4,476 | 228,276 | ||||||
Via Renewables, Cl A | 3,357 | 23,969 | ||||||
York Water | 3,730 | 144,276 | ||||||
20,448,026 | ||||||||
TOTAL UNITED STATES | 683,010,777 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $718,398,247) | 696,042,293 | |||||||
EXCHANGE TRADED FUND — 45.9% | ||||||||
Vanguard Russell 2000 ETF (Cost $629,354,775 ) | 7,875,305 | 588,206,531 |
145
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
Number of Rights/ Number of Contracts | Value | |||||||
RIGHTS* — 0.0% | ||||||||
United States — 0.0% | ||||||||
Pulse Biosciences Inc# (Cost $–) | 176 | $ | — | |||||
TOTAL INVESTMENTS — 100.2% | ||||||||
(Cost $1,347,753,022) | $ | 1,284,248,824 | ||||||
Value | ||||||||
WRITTEN OPTIONS— (0.4)%(1) | ||||||||
UNITED STATES— (0.4)% | ||||||||
(Premiums Received $(36,166,352)) | (6,877 | ) | $ | (4,917,055 | ) |
Percentages are based on Net Assets of $1,281,308,494.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS— (0.4)% | |||||||||||||||||
Call Options | |||||||||||||||||
Russell 2000 Index* | (6,877 | ) | $ | (1,389,154,000 | ) | $ | 2,020.00 | 05/20/22 | $ | (4,917,055 | ) |
* | Non-income producing security. |
# | Expiration unavailable. |
‡ | Real Estate Investment Trust |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions contracts. The aggregate market value of collateral at April 30, 2022 was $1,284,248,824. |
Cl — Class
ETF — Exchange Traded Fund
REIT — Real Estate Investment Trust
146
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Russell 2000 Covered Call ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 696,042,293 | $ | — | $ | — | $ | 696,042,293 | ||||||||
Exchange Traded Fund | 588,206,531 | — | — | 588,206,531 | ||||||||||||
Right | — | — | — | — | ||||||||||||
Total Investments in Securities | $ | 1,284,248,824 | $ | — | $ | — | $ | 1,284,248,824 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Written Options | $ | (4,917,055 | ) | $ | – | $ | – | $ | (4,917,055 | ) | ||||||
Total Other Financial Instruments | $ | (4,917,055 | ) | $ | – | $ | – | $ | (4,917,055 | ) |
Amounts designated as “—“ are $0 or have been rounded to $0.
147
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Dow 30® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — 100.7%(A) | ||||||||
UNITED STATES — 100.7% | ||||||||
Communication Services — 3.2% | ||||||||
Verizon Communications | 2,350 | $ | 108,805 | |||||
Walt Disney * | 2,350 | 262,331 | ||||||
371,136 | ||||||||
Consumer Discretionary — 13.6% | ||||||||
Home Depot | 2,350 | 705,940 | ||||||
McDonald’s | 2,350 | 585,526 | ||||||
NIKE, Cl B | 2,350 | 293,045 | ||||||
1,584,511 | ||||||||
Consumer Staples — 8.5% | ||||||||
Coca-Cola | 2,350 | 151,833 | ||||||
Procter & Gamble | 2,350 | 377,293 | ||||||
Walgreens Boots Alliance | 2,350 | 99,640 | ||||||
Walmart | 2,350 | 359,527 | ||||||
988,293 | ||||||||
Energy — 3.2% | ||||||||
Chevron | 2,350 | 368,175 |
148
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Dow 30® Covered Call ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — 15.5% | ||||||||
American Express | 2,350 | $ | 410,568 | |||||
Goldman Sachs Group | 2,350 | 717,902 | ||||||
JPMorgan Chase | 2,350 | 280,496 | ||||||
Travelers | 2,350 | 401,991 | ||||||
1,810,957 | ||||||||
Health Care — 20.3% | ||||||||
Amgen | 2,350 | 547,996 | ||||||
Johnson & Johnson | 2,350 | 424,081 | ||||||
Merck | 2,350 | 208,421 | ||||||
UnitedHealth Group | 2,350 | 1,195,093 | ||||||
2,375,591 | ||||||||
Industrials — 14.0% | ||||||||
3Mmmm | 2,350 | 338,917 | ||||||
Boeing * | 2,350 | 349,774 | ||||||
Caterpillar | 2,350 | 494,769 | ||||||
Honeywell International | 2,350 | 454,748 | ||||||
1,638,208 | ||||||||
Information Technology — 21.1% | ||||||||
Apple | 2,350 | 370,477 | ||||||
Cisco Systems | 2,350 | 115,103 | ||||||
Intel | 2,350 | 102,436 | ||||||
International Business Machines | 2,350 | 310,694 | ||||||
Microsoft | 2,350 | 652,172 | ||||||
Salesforce * | 2,350 | 413,459 | ||||||
Visa, Cl A | 2,350 | 500,856 | ||||||
2,465,197 | ||||||||
Materials — 1.3% | ||||||||
Dow | 2,350 | 156,275 | ||||||
TOTAL UNITED STATES | 11,758,343 |
149
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Dow 30® Covered Call ETF |
COMMON STOCK — continued | Number of Contracts | Value | |||
TOTAL COMMON STOCK | |||||
(Cost $12,154,435) | $ | 11,758,343 | |||
TOTAL INVESTMENTS — 100.7% | |||||
(Cost $12,154,435) | $ | 11,758,343 | |||
Value | |||||
WRITTEN OPTIONS— (0.7)%(1) | |||||
UNITED STATES— (0.7)% | |||||
(Premiums Received $(193,673)) | (356) | $ | (83,660 | ) |
Percentages are based on Net Assets of $11,680,628.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS — (0.7)% | |||||||||||||||||
Call Options | |||||||||||||||||
Dow Jones Industrial Average* | (356 | ) | $ | (12,353,200 | ) | $ | 347.00 | 05/20/22 | $ | (83,660 | ) |
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions contracts. The aggregate market value of collateral at April 30, 2022 was$11,758,343. |
Cl — Class
150
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Dow 30® Covered Call ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 11,758,343 | $ | — | $ | — | $ | 11,758,343 | ||||||||
Total Investments in Securities | $ | 11,758,343 | $ | — | $ | — | $ | 11,758,343 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Written Options | $ | (83,660 | ) | $ | – | $ | – | $ | (83,660 | ) | ||||||
Total Other Financial Instruments | $ | (83,660 | ) | $ | – | $ | – | $ | (83,660 | ) |
Amounts designated as “—“ are $0 or have been rounded to $0.
151
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Nasdaq 100® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — 100.1%(A) | ||||||||
BRAZIL — 0.4% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
MercadoLibre * | 251 | $ | 244,381 | |||||
CHINA — 1.3% | ||||||||
Communication Services — 0.4% | ||||||||
Baidu ADR * | 1,183 | 146,893 | ||||||
NetEase ADR | 1,062 | 101,241 | ||||||
248,134 | ||||||||
Consumer Discretionary — 0.5% | ||||||||
JD.com ADR * | 2,992 | 184,487 | ||||||
Pinduoduo ADR * | 2,137 | 92,083 | ||||||
276,570 | ||||||||
Information Technology — 0.4% | ||||||||
NXP Semiconductors | 1,365 | 233,278 | ||||||
TOTAL CHINA | 757,982 | |||||||
NETHERLANDS — 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
ASML Holding, Cl G | 421 | 237,347 |
152
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Nasdaq 100® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
AstraZeneca ADR | 2,880 | $ | 191,232 | |||||
UNITED STATES — 97.7% | ||||||||
Communication Services — 16.0% | ||||||||
Activision Blizzard | 3,919 | 296,276 | ||||||
Alphabet, Cl A * | 919 | 2,097,333 | ||||||
Alphabet, Cl C * | 962 | 2,211,956 | ||||||
Charter Communications, Cl A * | 873 | 374,072 | ||||||
Comcast, Cl A | 22,994 | 914,241 | ||||||
Electronic Arts | 1,400 | 165,270 | ||||||
Match Group * | 1,372 | 108,594 | ||||||
Meta Platforms, Cl A * | 10,586 | 2,122,175 | ||||||
Netflix * | 2,261 | 430,404 | ||||||
Sirius XM Holdings | 20,557 | 123,342 | ||||||
T-Mobile US * | 6,287 | 774,181 | ||||||
9,617,844 | ||||||||
Consumer Discretionary — 15.3% | ||||||||
Airbnb, Cl A * | 1,860 | 284,971 | ||||||
Amazon.com * | 1,558 | 3,872,611 | ||||||
Booking Holdings * | 206 | 455,324 | ||||||
Dollar Tree * | 1,144 | 185,843 | ||||||
eBay | 2,953 | 153,320 | ||||||
Lucid Group * | 8,035 | 145,273 | ||||||
Lululemon Athletica * | 637 | 225,899 | ||||||
Marriott International, Cl A | 1,619 | 287,405 | ||||||
O’Reilly Automotive * | 334 | 202,588 | ||||||
Ross Stores | 1,816 | 181,182 | ||||||
Starbucks | 5,807 | 433,434 | ||||||
Tesla * | 3,162 | 2,753,343 | ||||||
9,181,193 |
153
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Nasdaq 100® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 6.3% | ||||||||
Costco Wholesale | 2,254 | $ | 1,198,497 | |||||
Keurig Dr Pepper | 7,246 | 271,000 | ||||||
Kraft Heinz | 6,186 | 263,709 | ||||||
Mondelez International, Cl A | 6,966 | 449,168 | ||||||
Monster Beverage * | 2,708 | 232,022 | ||||||
PepsiCo | 7,032 | 1,207,465 | ||||||
Walgreens Boots Alliance | 4,356 | 184,694 | ||||||
3,806,555 | ||||||||
Health Care — 5.7% | ||||||||
Align Technology * | 410 | 118,863 | ||||||
Amgen | 2,828 | 659,462 | ||||||
Biogen * | 721 | 149,564 | ||||||
Dexcom * | 486 | 198,570 | ||||||
Gilead Sciences | 6,308 | 374,317 | ||||||
IDEXX Laboratories * | 444 | 191,133 | ||||||
Illumina * | 781 | 231,684 | ||||||
Intuitive Surgical * | 1,800 | 430,740 | ||||||
Moderna * | 2,027 | 272,449 | ||||||
Regeneron Pharmaceuticals * | 539 | 355,260 | ||||||
Seagen * | 914 | 119,743 | ||||||
Vertex Pharmaceuticals * | 1,306 | 356,825 | ||||||
3,458,610 | ||||||||
Industrials — 3.4% | ||||||||
Cintas | 511 | 203,000 | ||||||
Copart * | 1,167 | 132,630 | ||||||
CSX | 11,204 | 384,745 | ||||||
Fastenal | 2,916 | 161,284 | ||||||
Honeywell International | 3,432 | 664,126 | ||||||
Old Dominion Freight Line | 565 | 158,268 | ||||||
PACCAR | 1,790 | 148,660 | ||||||
Verisk Analytics, Cl A | 803 | 163,852 | ||||||
2,016,565 |
154
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Nasdaq 100® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 49.7% | ||||||||
Adobe * | 2,403 | $ | 951,468 | |||||
Advanced Micro Devices * | 8,265 | 706,823 | ||||||
Analog Devices | 2,642 | 407,872 | ||||||
ANSYS * | 449 | 123,785 | ||||||
Apple | 49,886 | 7,864,528 | ||||||
Applied Materials | 4,503 | 496,906 | ||||||
Atlassian, Cl A * | 711 | 159,854 | ||||||
Autodesk * | 1,131 | 214,076 | ||||||
Automatic Data Processing | 2,094 | 456,869 | ||||||
Broadcom | 2,079 | 1,152,577 | ||||||
Cadence Design Systems * | 1,386 | 209,078 | ||||||
Cisco Systems | 20,935 | 1,025,396 | ||||||
Cognizant Technology Solutions, Cl A | 2,630 | 212,767 | ||||||
Crowdstrike Holdings, Cl A * | 1,052 | 209,095 | ||||||
Datadog, Cl A * | 1,332 | 160,879 | ||||||
DocuSign, Cl A * | 1,072 | 86,832 | ||||||
Fiserv * | 3,343 | 327,347 | ||||||
Fortinet * | 819 | 236,699 | ||||||
Intel | 20,477 | 892,592 | ||||||
Intuit | 1,416 | 592,950 | ||||||
KLA | 753 | 240,403 | ||||||
Lam Research | 712 | 331,621 | ||||||
Marvell Technology | 4,249 | 246,782 | ||||||
Microchip Technology | 2,754 | 179,561 | ||||||
Micron Technology | 5,719 | 389,979 | ||||||
Microsoft | 22,918 | 6,360,203 | ||||||
NVIDIA | 10,758 | 1,995,286 | ||||||
Okta, Cl A * | 738 | 88,051 | ||||||
Palo Alto Networks * | 493 | 276,711 | ||||||
Paychex | 1,843 | 233,563 | ||||||
PayPal Holdings * | 5,860 | 515,270 | ||||||
QUALCOMM | 5,665 | 791,344 |
155
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Nasdaq 100® Covered Call & Growth ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Skyworks Solutions | 876 | $ | 99,251 | |||||
Splunk * | 848 | 103,473 | ||||||
Synopsys * | 757 | 217,100 | ||||||
Texas Instruments | 4,646 | 790,981 | ||||||
VeriSign * | 540 | 96,493 | ||||||
Workday, Cl A * | 970 | 200,499 | ||||||
Zoom Video Communications, Cl A * | 1,216 | 121,077 | ||||||
Zscaler * | 710 | 143,945 | ||||||
29,909,986 | ||||||||
Utilities — 1.3% | ||||||||
American Electric Power | 2,526 | 250,352 | ||||||
Constellation Energy | 1,613 | 95,506 | ||||||
Exelon | 4,993 | 233,572 | ||||||
Xcel Energy | 2,743 | 200,952 | ||||||
780,382 | ||||||||
TOTAL UNITED STATES | 58,771,135 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $70,136,815) | 60,202,077 | |||||||
TOTAL INVESTMENTS — 100.1% | ||||||||
(Cost $70,136,815) | $ | 60,202,077 | ||||||
Value | ||||||||
WRITTEN OPTIONS— (0.2)%(1) | ||||||||
UNITED STATES— (0.2)% | ||||||||
(Premiums Received $(949,118)) | (37 | ) | $ | (119,740 | ) | |||
TOTAL WRITTEN OPTIONS |
Percentages are based on Net Assets of $60,144,308.
156
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Nasdaq 100® Covered Call & Growth ETF |
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS — (0.2)% | |||||||||||||||||
Call Options | |||||||||||||||||
Nasdaq-100 Index* | (20 | ) | $ | (28,100,000 | ) | $ | 14,050.00 | 05/20/22 | $ | (100,700 | ) | ||||||
Nasdaq-100® Reduced-Value Index* | (17 | ) | (4,777,000 | ) | 2,810.00 | 05/20/22 | (19,040 | ) | |||||||||
Total Written Options | $ | (32,877,000 | ) | $ | (119,740 | ) |
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions contracts. The aggregate market value of collateral at April 30, 2022 was$60,202,077. |
ADR — American Depositary Receipt
Cl — Class
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 60,202,077 | $ | — | $ | — | $ | 60,202,077 | ||||||||
Total Investments in Securities | $ | 60,202,077 | $ | — | $ | — | $ | 60,202,077 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Written Options | $ | (119,740 | ) | $ | – | $ | – | $ | (119,740 | ) | ||||||
Total Other Financial Instruments | $ | (119,740 | ) | $ | – | $ | – | $ | (119,740 | ) |
Amounts designated as “—“ are $0 or have been rounded to $0.
157
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — 99.9%(A) | ||||||||
CHINA — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
NXP Semiconductors | 256 | $ | 43,750 | |||||
SWITZERLAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
TE Connectivity | 324 | 40,429 | ||||||
UNITED KINGDOM — 0.5% | ||||||||
Materials — 0.5% | ||||||||
Linde | 522 | 162,843 | ||||||
UNITED STATES — 99.2% | ||||||||
Communication Services — 8.6% | ||||||||
Activision Blizzard | 790 | 59,724 | ||||||
Alphabet, Cl A * | 302 | 689,221 | ||||||
Alphabet, Cl C * | 280 | 643,812 | ||||||
AT&T | 7,215 | 136,075 | ||||||
Charter Communications, Cl A * | 128 | 54,847 | ||||||
Comcast, Cl A | 4,587 | 182,379 |
158
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | �� | |||||||
Communication Services — continued | ||||||||
DISH Network, Cl A * | 252 | $ | 7,184 | |||||
Electronic Arts | 251 | 29,631 | ||||||
Fox, Cl A | 377 | 13,512 | ||||||
Fox, Cl B | 129 | 4,288 | ||||||
Interpublic Group | 381 | 12,428 | ||||||
Live Nation Entertainment * | 126 | 13,215 | ||||||
Lumen Technologies | 1,004 | 10,100 | ||||||
Match Group * | 272 | 21,529 | ||||||
Meta Platforms, Cl A * | 2,331 | 467,296 | ||||||
Netflix * | 437 | 83,187 | ||||||
News, Cl A | 381 | 7,567 | ||||||
News, Cl B | 127 | 2,529 | ||||||
Omnicom Group | 250 | 19,032 | ||||||
Paramount Global, Cl B | 628 | 18,287 | ||||||
Take-Two Interactive Software * | 125 | 14,939 | ||||||
T-Mobile US * | 619 | 76,224 | ||||||
Twitter * | 858 | 42,059 | ||||||
Verizon Communications | 4,219 | 195,340 | ||||||
Walt Disney * | 1,846 | 206,069 | ||||||
Warner Bros Discovery * | 2,167 | 39,331 | ||||||
3,049,805 | ||||||||
Consumer Discretionary — 11.5% | ||||||||
Advance Auto Parts | 82 | 16,370 | ||||||
Amazon.com * | 445 | 1,106,105 | ||||||
Aptiv * | 255 | 27,132 | ||||||
AutoZone * | 21 | 41,065 | ||||||
Bath & Body Works | 252 | 13,328 | ||||||
Best Buy | 249 | 22,393 | ||||||
Booking Holdings * | 40 | 88,412 | ||||||
BorgWarner | 249 | 9,171 | ||||||
Caesars Entertainment * | 244 | 16,172 | ||||||
CarMax * | 191 | 16,384 |
159
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Carnival * | 831 | $ | 14,376 | |||||
Chipotle Mexican Grill, Cl A * | 24 | 34,935 | ||||||
Darden Restaurants | 127 | 16,730 | ||||||
Dollar General | 251 | 59,620 | ||||||
Dollar Tree * | 250 | 40,612 | ||||||
Domino’s Pizza | 42 | 14,196 | ||||||
DR Horton | 369 | 25,679 | ||||||
eBay | 625 | 32,450 | ||||||
Etsy * | 124 | 11,556 | ||||||
Expedia Group * | 127 | 22,193 | ||||||
Ford Motor | 4,042 | 57,235 | ||||||
Garmin | 130 | 14,266 | ||||||
General Motors * | 1,490 | 56,486 | ||||||
Genuine Parts | 129 | 16,776 | ||||||
Hasbro | 128 | 11,272 | ||||||
Hilton Worldwide Holdings | 251 | 38,978 | ||||||
Home Depot | 1,066 | 320,226 | ||||||
Las Vegas Sands * | 375 | 13,286 | ||||||
Lennar, Cl A | 251 | 19,199 | ||||||
LKQ | 256 | 12,705 | ||||||
Lowe’s | 676 | 133,665 | ||||||
Marriott International, Cl A | 252 | 44,735 | ||||||
McDonald’s | 754 | 187,867 | ||||||
MGM Resorts International | 384 | 15,759 | ||||||
Mohawk Industries * | 38 | 5,360 | ||||||
Newell Brands | 380 | 8,797 | ||||||
NIKE, Cl B | 1,280 | 159,616 | ||||||
Norwegian Cruise Line Holdings * | 371 | 7,431 | ||||||
NVR * | 3 | 13,129 | ||||||
O’Reilly Automotive * | 72 | 43,672 | ||||||
Penn National Gaming * | 131 | 4,791 | ||||||
Pool | 46 | 18,640 |
160
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
PulteGroup | 254 | $ | 10,607 | |||||
PVH | 59 | 4,294 | ||||||
Ralph Lauren, Cl A | 78 | 8,139 | ||||||
Ross Stores | 374 | 37,314 | ||||||
Royal Caribbean Cruises * | 246 | 19,122 | ||||||
Starbucks | 1,175 | 87,702 | ||||||
Tapestry | 256 | 8,428 | ||||||
Target | 504 | 115,240 | ||||||
Tesla * | 844 | 734,921 | ||||||
TJX | 1,255 | 76,906 | ||||||
Tractor Supply | 125 | 25,181 | ||||||
Ulta Beauty * | 53 | 21,030 | ||||||
Under Armour, Cl A * | 238 | 3,656 | ||||||
Under Armour, Cl C * | 249 | 3,533 | ||||||
VF | 375 | 19,500 | ||||||
Whirlpool | 73 | 13,251 | ||||||
Wynn Resorts * | 123 | 8,669 | ||||||
Yum! Brands | 285 | 33,348 | ||||||
4,063,611 | ||||||||
Consumer Staples — 6.9% | ||||||||
Altria Group | 1,884 | 104,694 | ||||||
Archer-Daniels-Midland | 599 | 53,646 | ||||||
Brown-Forman, Cl B | 233 | 15,714 | ||||||
Campbell Soup | 248 | 11,711 | ||||||
Church & Dwight | 252 | 24,585 | ||||||
Clorox | 124 | 17,790 | ||||||
Coca-Cola | 3,966 | 256,243 | ||||||
Colgate-Palmolive | 872 | 67,188 | ||||||
Conagra Brands | 505 | 17,640 | ||||||
Constellation Brands, Cl A | 157 | 38,636 | ||||||
Costco Wholesale | 451 | 239,806 | ||||||
Estee Lauder, Cl A | 231 | 60,998 |
161
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
General Mills | 625 | $ | 44,206 | |||||
Hershey | 127 | 28,673 | ||||||
Hormel Foods | 256 | 13,412 | ||||||
J M Smucker | 125 | 17,116 | ||||||
Kellogg | 254 | 17,399 | ||||||
Kimberly-Clark | 310 | 43,037 | ||||||
Kraft Heinz | 671 | 28,605 | ||||||
Kroger | 750 | 40,470 | ||||||
Lamb Weston Holdings | 129 | 8,527 | ||||||
McCormick | 251 | 25,243 | ||||||
Molson Coors Beverage, Cl B | 238 | 12,885 | ||||||
Mondelez International, Cl A | 1,327 | 85,565 | ||||||
Monster Beverage * | 375 | 32,130 | ||||||
PepsiCo | 1,412 | 242,455 | ||||||
Philip Morris International | 1,591 | 159,100 | ||||||
Procter & Gamble | 2,440 | 391,742 | ||||||
Sysco | 501 | 42,825 | ||||||
Tyson Foods, Cl A | 258 | 24,035 | ||||||
Walgreens Boots Alliance | 757 | 32,097 | ||||||
Walmart | 1,459 | 223,212 | ||||||
2,421,385 | ||||||||
Energy — 4.2% | ||||||||
APA | 380 | 15,553 | ||||||
Baker Hughes, Cl A | 787 | 24,413 | ||||||
Chevron | 1,945 | 304,723 | ||||||
ConocoPhillips | 1,363 | 130,194 | ||||||
Coterra Energy | 707 | 20,355 | ||||||
Devon Energy | 612 | 35,600 | ||||||
Diamondback Energy | 173 | 21,838 | ||||||
EOG Resources | 622 | 72,625 | ||||||
Exxon Mobil | 4,278 | 364,699 | ||||||
Halliburton | 894 | 31,844 |
162
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Hess | 252 | $ | 25,974 | |||||
Kinder Morgan | 2,011 | 36,500 | ||||||
Marathon Oil | 866 | 21,581 | ||||||
Marathon Petroleum | 635 | 55,410 | ||||||
Occidental Petroleum | 883 | 48,644 | ||||||
ONEOK | 501 | 31,728 | ||||||
Phillips 66 | 484 | 41,992 | ||||||
Pioneer Natural Resources | 250 | 58,117 | ||||||
Schlumberger | 1,480 | 57,735 | ||||||
Valero Energy | 384 | 42,808 | ||||||
Williams | 1,264 | 43,343 | ||||||
1,485,676 | ||||||||
Financials — 11.0% | ||||||||
Aflac | 632 | 36,201 | ||||||
Allstate | 262 | 33,154 | ||||||
American Express | 648 | 113,212 | ||||||
American International Group | 879 | 51,430 | ||||||
Ameriprise Financial | 124 | 32,921 | ||||||
Aon, Cl A | 224 | 64,510 | ||||||
Arthur J Gallagher | 201 | 33,867 | ||||||
Assurant | 39 | 7,093 | ||||||
Bank of America | 7,238 | 258,252 | ||||||
Bank of New York Mellon | 689 | 28,979 | ||||||
Berkshire Hathaway, Cl B * | 1,851 | 597,558 | ||||||
BlackRock, Cl A | 141 | 88,080 | ||||||
Brown & Brown | 234 | 14,503 | ||||||
Capital One Financial | 394 | 49,100 | ||||||
Cboe Global Markets | 125 | 14,123 | ||||||
Charles Schwab | 1,502 | 99,628 | ||||||
Chubb | 454 | 93,728 | ||||||
Cincinnati Financial | 125 | 15,333 | ||||||
Citigroup | 2,018 | 97,288 |
163
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Citizens Financial Group | 485 | $ | 19,109 | |||||
CME Group, Cl A | 374 | 82,033 | ||||||
Comerica | 127 | 10,401 | ||||||
Discover Financial Services | 288 | 32,389 | ||||||
Everest Re Group | 27 | 7,417 | ||||||
FactSet Research Systems | 44 | 17,754 | ||||||
Fifth Third Bancorp | 729 | 27,359 | ||||||
First Republic Bank | 163 | 24,323 | ||||||
Franklin Resources | 254 | 6,246 | ||||||
Globe Life | 124 | 12,162 | ||||||
Goldman Sachs Group | 329 | 100,506 | ||||||
Hartford Financial Services Group | 379 | 26,503 | ||||||
Huntington Bancshares | 1,454 | 19,120 | ||||||
Intercontinental Exchange | 551 | 63,811 | ||||||
Invesco | 380 | 6,984 | ||||||
JPMorgan Chase | 2,975 | 355,096 | ||||||
KeyCorp | 994 | 19,194 | ||||||
Lincoln National | 141 | 8,481 | ||||||
Loews | 252 | 15,836 | ||||||
M&T Bank | 188 | 31,328 | ||||||
MarketAxess Holdings | 26 | 6,854 | ||||||
Marsh & McLennan | 504 | 81,497 | ||||||
MetLife | 756 | 49,654 | ||||||
Moody’s | 153 | 48,421 | ||||||
Morgan Stanley | 1,483 | 119,515 | ||||||
MSCI, Cl A | 85 | 35,806 | ||||||
Nasdaq | 125 | 19,671 | ||||||
Northern Trust | 177 | 18,240 | ||||||
PNC Financial Services Group | 445 | 73,915 | ||||||
Principal Financial Group | 254 | 17,308 | ||||||
Progressive | 627 | 67,315 | ||||||
Prudential Financial | 381 | 41,342 |
164
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Raymond James Financial | 167 | $ | 16,276 | |||||
Regions Financial | 1,009 | 20,907 | ||||||
S&P Global | 357 | 134,411 | ||||||
Signature Bank NY | 59 | 14,293 | ||||||
State Street | 377 | 25,248 | ||||||
SVB Financial Group * | 56 | 27,308 | ||||||
Synchrony Financial | 551 | 20,282 | ||||||
T Rowe Price Group | 206 | 25,346 | ||||||
Travelers | 252 | 43,107 | ||||||
Truist Financial | 1,384 | 66,916 | ||||||
US Bancorp | 1,386 | 67,304 | ||||||
W R Berkley | 177 | 11,769 | ||||||
Wells Fargo | 3,932 | 171,553 | ||||||
Willis Towers Watson | 127 | 27,287 | ||||||
Zions Bancorp | 132 | 7,459 | ||||||
3,874,016 | ||||||||
Health Care — 14.1% | ||||||||
Abbott Laboratories | 1,809 | 205,321 | ||||||
AbbVie | 1,804 | 264,972 | ||||||
ABIOMED * | 32 | 9,171 | ||||||
Agilent Technologies | 316 | 37,689 | ||||||
Align Technology * | 77 | 22,323 | ||||||
AmerisourceBergen, Cl A | 125 | 18,911 | ||||||
Amgen | 566 | 131,986 | ||||||
Anthem | 245 | 122,973 | ||||||
Baxter International | 499 | 35,459 | ||||||
Becton Dickinson | 281 | 69,460 | ||||||
Biogen * | 144 | 29,871 | ||||||
Bio-Rad Laboratories, Cl A * | 15 | 7,681 | ||||||
Bio-Techne | 43 | 16,327 | ||||||
Boston Scientific * | 1,474 | 62,070 | ||||||
Bristol-Myers Squibb | 2,147 | 161,605 |
165
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Cardinal Health | 250 | $ | 14,512 | |||||
Catalent * | 157 | 14,218 | ||||||
Centene * | 624 | 50,263 | ||||||
Cerner | 295 | 27,624 | ||||||
Charles River Laboratories International * | 59 | 14,249 | ||||||
Cigna | 338 | 83,412 | ||||||
Cooper | 35 | 12,636 | ||||||
CVS Health | 1,323 | 127,180 | ||||||
Danaher | 645 | 161,979 | ||||||
DaVita * | 91 | 9,862 | ||||||
DENTSPLY SIRONA | 243 | 9,718 | ||||||
Dexcom * | 106 | 43,309 | ||||||
Edwards Lifesciences * | 629 | 66,536 | ||||||
Eli Lilly | 792 | 231,367 | ||||||
Gilead Sciences | 1,251 | 74,234 | ||||||
HCA Healthcare | 252 | 54,067 | ||||||
Henry Schein * | 129 | 10,462 | ||||||
Hologic * | 254 | 18,285 | ||||||
Humana | 126 | 56,015 | ||||||
IDEXX Laboratories * | 87 | 37,452 | ||||||
Illumina * | 144 | 42,718 | ||||||
Incyte * | 230 | 17,241 | ||||||
Intuitive Surgical * | 345 | 82,558 | ||||||
IQVIA Holdings * | 180 | 39,238 | ||||||
Johnson & Johnson | 2,651 | 478,399 | ||||||
Laboratory Corp of America Holdings | 93 | 22,346 | ||||||
McKesson | 147 | 45,513 | ||||||
Medtronic | 1,381 | 144,121 | ||||||
Merck | 2,541 | 225,361 | ||||||
Mettler-Toledo International * | 23 | 29,383 | ||||||
Moderna * | 365 | 49,060 | ||||||
Molina Healthcare * | 60 | 18,807 |
166
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Organon | 251 | $ | 8,115 | |||||
PerkinElmer | 125 | 18,326 | ||||||
Pfizer | 5,716 | 280,484 | ||||||
Quest Diagnostics | 127 | 16,998 | ||||||
Regeneron Pharmaceuticals * | 109 | 71,843 | ||||||
ResMed | 141 | 28,196 | ||||||
STERIS | 94 | 21,061 | ||||||
Stryker | 336 | 81,063 | ||||||
Teleflex | 51 | 14,567 | ||||||
Thermo Fisher Scientific | 396 | 218,956 | ||||||
UnitedHealth Group | 947 | 481,597 | ||||||
Universal Health Services, Cl B | 47 | 5,759 | ||||||
Vertex Pharmaceuticals * | 252 | 68,851 | ||||||
Viatris, Cl W * | 1,239 | 12,799 | ||||||
Waters * | 67 | 20,302 | ||||||
West Pharmaceutical Services | 75 | 23,629 | ||||||
Zimmer Biomet Holdings | 241 | 29,101 | ||||||
Zoetis, Cl A | 456 | 80,826 | ||||||
4,990,417 | ||||||||
Industrials — 7.8% | ||||||||
3M | 579 | 83,503 | ||||||
Alaska Air Group * | 127 | 6,907 | ||||||
Allegion | 123 | 14,051 | ||||||
American Airlines Group * | 624 | 11,712 | ||||||
AMETEK | 249 | 31,439 | ||||||
AO Smith | 127 | 7,421 | ||||||
Boeing * | 576 | 85,732 | ||||||
Carrier Global | 870 | 33,295 | ||||||
Caterpillar | 551 | 116,007 | ||||||
CH Robinson Worldwide | 127 | 13,481 | ||||||
Cintas | 99 | 39,329 | ||||||
Copart * | 189 | 21,480 |
167
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
CSX | 2,104 | $ | 72,251 | |||||
Cummins | 128 | 24,216 | ||||||
Deere | 279 | 105,336 | ||||||
Delta Air Lines * | 625 | 26,894 | ||||||
Dover | 127 | 16,929 | ||||||
Eaton | 379 | 54,963 | ||||||
Emerson Electric | 626 | 56,453 | ||||||
Equifax | 125 | 25,440 | ||||||
Expeditors International of Washington | 200 | 19,814 | ||||||
Fastenal | 617 | 34,126 | ||||||
FedEx | 249 | 49,486 | ||||||
Fortive | 369 | 21,217 | ||||||
Fortune Brands Home & Security | 127 | 9,049 | ||||||
Generac Holdings * | 65 | 14,260 | ||||||
General Dynamics | 250 | 59,132 | ||||||
General Electric | 1,121 | 83,571 | ||||||
Honeywell International | 681 | 131,780 | ||||||
Howmet Aerospace | 381 | 13,000 | ||||||
Huntington Ingalls Industries | 26 | 5,531 | ||||||
IDEX | 90 | 17,084 | ||||||
Illinois Tool Works | 280 | 55,191 | ||||||
Ingersoll Rand | 379 | 16,661 | ||||||
Jacobs Engineering Group | 127 | 17,596 | ||||||
JB Hunt Transport Services | 78 | 13,326 | ||||||
Johnson Controls International | 749 | 44,843 | ||||||
L3Harris Technologies | 218 | 50,633 | ||||||
Leidos Holdings | 127 | 13,146 | ||||||
Lockheed Martin | 251 | 108,462 | ||||||
Masco | 254 | 13,383 | ||||||
Nielsen Holdings | 379 | 10,161 | ||||||
Nordson | 65 | 14,020 | ||||||
Norfolk Southern | 252 | 64,986 |
168
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Northrop Grumman | 145 | $ | 63,713 | |||||
Old Dominion Freight Line | 103 | 28,852 | ||||||
Otis Worldwide | 402 | 29,282 | ||||||
PACCAR | 373 | 30,978 | ||||||
Parker-Hannifin | 125 | 33,852 | ||||||
Pentair | 131 | 6,648 | ||||||
Quanta Services | 127 | 14,729 | ||||||
Raytheon Technologies | 1,502 | 142,555 | ||||||
Republic Services, Cl A | 201 | 26,988 | ||||||
Robert Half International | 125 | 12,289 | ||||||
Rockwell Automation | 125 | 31,584 | ||||||
Rollins | 251 | 8,419 | ||||||
Snap-On | 37 | 7,862 | ||||||
Southwest Airlines * | 630 | 29,434 | ||||||
Stanley Black & Decker | 153 | 18,383 | ||||||
Textron | 251 | 17,382 | ||||||
Trane Technologies | 248 | 34,693 | ||||||
TransDigm Group * | 51 | 30,335 | ||||||
Union Pacific | 661 | 154,866 | ||||||
United Airlines Holdings * | 371 | 18,735 | ||||||
United Parcel Service, Cl B | 739 | 133,005 | ||||||
United Rentals * | 69 | 21,840 | ||||||
Verisk Analytics, Cl A | 152 | 31,016 | ||||||
Waste Management | 381 | 62,652 | ||||||
Westinghouse Air Brake Technologies | 158 | 14,206 | ||||||
WW Grainger | 49 | 24,501 | ||||||
Xylem | 164 | 13,202 | ||||||
2,769,298 | ||||||||
Information Technology — 27.1% | ||||||||
Accenture, Cl A | 640 | 192,230 | ||||||
Adobe * | 467 | 184,909 | ||||||
Advanced Micro Devices * | 1,612 | 137,858 |
169
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Akamai Technologies * | 130 | $ | 14,596 | |||||
Amphenol, Cl A | 627 | 44,831 | ||||||
Analog Devices | 510 | 78,734 | ||||||
ANSYS * | 99 | 27,293 | ||||||
Apple | 15,674 | 2,471,006 | ||||||
Applied Materials | 872 | 96,225 | ||||||
Arista Networks * | 213 | 24,616 | ||||||
Autodesk * | 219 | 41,452 | ||||||
Automatic Data Processing | 416 | 90,763 | ||||||
Broadcom | 419 | 232,289 | ||||||
Broadridge Financial Solutions | 125 | 18,016 | ||||||
Cadence Design Systems * | 254 | 38,316 | ||||||
CDW | 127 | 20,724 | ||||||
Ceridian HCM Holding * | 130 | 7,297 | ||||||
Cisco Systems | 4,299 | 210,565 | ||||||
Citrix Systems * | 125 | 12,513 | ||||||
Cognizant Technology Solutions, Cl A | 501 | 40,531 | ||||||
Corning | 754 | 26,533 | ||||||
DXC Technology * | 254 | 7,290 | ||||||
Enphase Energy * | 124 | 20,014 | ||||||
EPAM Systems * | 52 | 13,780 | ||||||
F5 * | 41 | 6,864 | ||||||
Fidelity National Information Services | 625 | 61,969 | ||||||
Fiserv * | 623 | 61,004 | ||||||
FleetCor Technologies * | 95 | 23,704 | ||||||
Fortinet * | 127 | 36,704 | ||||||
Gartner * | 96 | 27,893 | ||||||
Global Payments | 284 | 38,902 | ||||||
Hewlett Packard Enterprise | 1,377 | 21,220 | ||||||
HP | 967 | 35,421 | ||||||
Intel | 4,161 | 181,378 | ||||||
International Business Machines | 907 | 119,915 |
170
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Intuit | 294 | $ | 123,113 | |||||
IPG Photonics * | 57 | 5,385 | ||||||
Jack Henry & Associates | 88 | 16,683 | ||||||
Juniper Networks | 375 | 11,820 | ||||||
Keysight Technologies * | 192 | 26,932 | ||||||
KLA | 147 | 46,931 | ||||||
Lam Research | 140 | 65,206 | ||||||
Mastercard, Cl A | 881 | 320,138 | ||||||
Microchip Technology | 509 | 33,187 | ||||||
Micron Technology | 1,134 | 77,327 | ||||||
Microsoft | 7,588 | 2,105,822 | ||||||
Monolithic Power Systems | 54 | 21,181 | ||||||
Motorola Solutions | 158 | 33,763 | ||||||
NetApp | 250 | 18,313 | ||||||
NortonLifeLock | 629 | 15,750 | ||||||
NVIDIA | 2,512 | 465,901 | ||||||
Oracle | 1,560 | 114,504 | ||||||
Paychex | 313 | 39,667 | ||||||
Paycom Software * | 53 | 14,918 | ||||||
PayPal Holdings * | 1,180 | 103,757 | ||||||
PTC * | 121 | 13,819 | ||||||
Qorvo * | 125 | 14,223 | ||||||
QUALCOMM | 1,129 | 157,710 | ||||||
Roper Technologies | 105 | 49,342 | ||||||
Salesforce * | 995 | 175,060 | ||||||
Seagate Technology Holdings | 173 | 14,193 | ||||||
ServiceNow * | 203 | 97,054 | ||||||
Skyworks Solutions | 154 | 17,448 | ||||||
SolarEdge Technologies * | 64 | 16,026 | ||||||
Synopsys * | 146 | 41,871 | ||||||
Teledyne Technologies * | 35 | 15,104 | ||||||
Teradyne | 131 | 13,815 |
171
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Texas Instruments | 919 | $ | 156,460 | |||||
Trimble * | 252 | 16,808 | ||||||
Tyler Technologies * | 50 | 19,736 | ||||||
VeriSign * | 93 | 16,618 | ||||||
Visa, Cl A | 1,694 | 361,042 | ||||||
Western Digital * | 350 | 18,575 | ||||||
Zebra Technologies, Cl A * | 53 | 19,592 | ||||||
9,562,149 | ||||||||
Materials — 2.4% | ||||||||
Air Products & Chemicals | 220 | 51,495 | ||||||
Albemarle | 125 | 24,104 | ||||||
Amcor | 1,634 | 19,379 | ||||||
Avery Dennison | 95 | 17,157 | ||||||
Ball | 369 | 29,948 | ||||||
Celanese, Cl A | 125 | 18,367 | ||||||
CF Industries Holdings | 250 | 24,207 | ||||||
Corteva | 750 | 43,267 | ||||||
Dow | 754 | 50,141 | ||||||
DuPont de Nemours | 504 | 33,229 | ||||||
Eastman Chemical | 127 | 13,039 | ||||||
Ecolab | 249 | 42,166 | ||||||
FMC | 127 | 16,833 | ||||||
Freeport-McMoRan | 1,506 | 61,068 | ||||||
International Flavors & Fragrances | 252 | 30,568 | ||||||
International Paper | 381 | 17,633 | ||||||
LyondellBasell Industries, Cl A | 254 | 26,932 | ||||||
Martin Marietta Materials | 66 | 23,379 | ||||||
Mosaic | 377 | 23,532 | ||||||
Newmont | 861 | 62,724 | ||||||
Nucor | 254 | 39,314 | ||||||
Packaging Corp of America | 123 | 19,824 | ||||||
PPG Industries | 249 | 31,869 |
172
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Sealed Air | 129 | $ | 8,283 | |||||
Sherwin-Williams | 250 | 68,740 | ||||||
Vulcan Materials | 127 | 21,881 | ||||||
Westrock | 255 | 12,630 | ||||||
831,709 | ||||||||
Real Estate — 2.8% | ||||||||
Alexandria Real Estate Equities ‡ | 125 | 22,770 | ||||||
American Tower, Cl A ‡ | 442 | 106,531 | ||||||
AvalonBay Communities ‡ | 125 | 28,435 | ||||||
Boston Properties ‡ | 128 | 15,053 | ||||||
Camden Property Trust ‡ | 200 | 31,378 | ||||||
CBRE Group, Cl A * | 369 | 30,642 | ||||||
Crown Castle International ‡ | 408 | 75,566 | ||||||
Digital Realty Trust ‡ | 259 | 37,845 | ||||||
Duke Realty ‡ | 379 | 20,750 | ||||||
Equinix ‡ | 92 | 66,155 | ||||||
Equity Residential ‡ | 369 | 30,073 | ||||||
Essex Property Trust ‡ | 57 | 18,768 | ||||||
Extra Space Storage ‡ | 127 | 24,130 | ||||||
Federal Realty Investment Trust ‡ | 60 | 7,024 | ||||||
Healthpeak Properties ‡ | 521 | 17,094 | ||||||
Host Hotels & Resorts ‡ | 756 | 15,385 | ||||||
Iron Mountain ‡ | 257 | 13,809 | ||||||
Kimco Realty ‡ | 571 | 14,463 | ||||||
Mid-America Apartment Communities ‡ | 125 | 24,585 | ||||||
ProLogis ‡ | 754 | 120,859 | ||||||
Public Storage ‡ | 146 | 54,239 | ||||||
Realty Income ‡ | 519 | 35,998 | ||||||
Regency Centers ‡ | 129 | 8,879 | ||||||
SBA Communications, Cl A ‡ | 106 | 36,794 | ||||||
Simon Property Group ‡ | 325 | 38,350 | ||||||
UDR ‡ | 266 | 14,154 |
173
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Ventas ‡ | 379 | $ | 21,053 | |||||
Vornado Realty Trust ‡ | 129 | 4,994 | ||||||
Welltower ‡ | 435 | 39,502 | ||||||
Weyerhaeuser ‡ | 760 | 31,327 | ||||||
1,006,605 | ||||||||
Utilities — 2.8% | ||||||||
AES | 721 | 14,723 | ||||||
Alliant Energy | 253 | 14,879 | ||||||
Ameren | 252 | 23,411 | ||||||
American Electric Power | 503 | 49,852 | ||||||
American Water Works | 190 | 29,275 | ||||||
Atmos Energy | 123 | 13,948 | ||||||
CenterPoint Energy | 625 | 19,131 | ||||||
CMS Energy | 257 | 17,653 | ||||||
Consolidated Edison | 375 | 34,778 | ||||||
Constellation Energy | 333 | 19,717 | ||||||
Dominion Energy | 761 | 62,128 | ||||||
DTE Energy | 183 | 23,980 | ||||||
Duke Energy | 761 | 83,832 | ||||||
Edison International | 372 | 25,590 | ||||||
Entergy | 169 | 20,086 | ||||||
Evergy | 251 | 17,030 | ||||||
Eversource Energy | 374 | 32,688 | ||||||
Exelon | 1,004 | 46,967 | ||||||
FirstEnergy | 588 | 25,466 | ||||||
NextEra Energy | 1,989 | 141,259 | ||||||
NiSource | 382 | 11,124 | ||||||
NRG Energy | 252 | 9,047 | ||||||
Pinnacle West Capital | 125 | 8,900 | ||||||
PPL | 769 | 21,770 | ||||||
Public Service Enterprise Group | 506 | 35,248 | ||||||
Sempra Energy | 312 | 50,344 |
174
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Southern | 1,077 | $ | 79,041 | |||||
WEC Energy Group | 302 | 30,215 | ||||||
Xcel Energy | 518 | 37,949 | ||||||
1,000,031 | ||||||||
TOTAL UNITED STATES | 35,054,702 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $38,494,497) | 35,301,724 | |||||||
TOTAL INVESTMENTS — 99.9% | ||||||||
(Cost $38,494,497) | $ | 35,301,724 | ||||||
Value | ||||||||
WRITTEN OPTIONS— (0.1)%(1) | ||||||||
UNITED STATES— (0.1)% | ||||||||
(Premiums Received $(378,527)) | (76 | ) | $ | (42,709 | ) | |||
TOTAL WRITTEN OPTIONS |
Percentages are based on Net Assets of $35,329,782.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS — (0.1)% | |||||||||||||||||
Call Options | |||||||||||||||||
Mini-SPX Index* | (37 | ) | $ | (1,639,100 | ) | $ | 443.00 | 05/20/22 | $ | (3,904 | ) | ||||||
S&P 500 Index* | (39 | ) | (17,277,000 | ) | 4,430.00 | 05/20/22 | (38,805 | ) | |||||||||
Total Written Options | $ | (18,916,100 | ) | $ | (42,709 | ) |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(1) | Refer to table below for details on Options Contracts. |
175
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Covered Call & Growth ETF |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions contracts. The aggregate market value of collateral at April 30, 2022 was$35,301,724. |
Cl — Class
S&P — Standard & Poor’s
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 35,301,724 | $ | — | $ | — | $ | 35,301,724 | ||||||||
Total Investments in Securities | $ | 35,301,724 | $ | — | $ | — | $ | 35,301,724 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Written Options | $ | (42,709 | ) | $ | – | $ | – | $ | (42,709 | ) | ||||||
Total Other Financial Instruments | $ | (42,709 | ) | $ | – | $ | – | $ | (42,709 | ) |
Amounts designated as “—“ are $0 or have been rounded to $0.
176
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperIncome™ Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — 99.5% | ||||||||
UNITED STATES— 99.5% | ||||||||
Communication Services — 4.5% | ||||||||
Paramount Global, 5.750% (A) | 68,874 | $ | 2,958,138 | |||||
Telephone and Data Systems, 6.625% | 112,736 | 2,667,334 | ||||||
Telephone and Data Systems, 6.000% | 180,514 | 3,651,798 | ||||||
9,277,270 | ||||||||
Consumer Discretionary — 3.4% | ||||||||
Qurate Retail, 8.000% | 84,982 | 6,924,333 | ||||||
Consumer Staples — 1.7% | ||||||||
CHS, Ser 3, 6.750%, ICE LIBOR USD 3 Month + 4.155% (B) | 133,073 | 3,523,773 | ||||||
Energy — 6.2% | ||||||||
Crestwood Equity Partners, 9.250% | 484,529 | 4,796,837 | ||||||
Energy Transfer, 7.600%, ICE LIBOR USD 3 Month + 5.161% (B) | 215,022 | 5,203,532 |
177
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperIncome™ Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Energy — continued | ||||||||
Energy Transfer, 7.375%, ICE LIBOR USD 3 Month + 4.530% (B) | 120,366 | $ | 2,861,100 | |||||
12,861,469 | ||||||||
Financials — 66.7% | ||||||||
AGNC Investment, 6.500%, ICE LIBOR USD 3 Month + 4.993% ‡,(B) | 110,910 | 2,657,404 | ||||||
AGNC Investment, 6.125%, ICE LIBOR USD 3 Month + 4.697% ‡,(B) | 158,423 | 3,662,740 | ||||||
Allstate, 5.625% | 156,399 | 3,823,956 | ||||||
American International Group, 5.850% | 133,039 | 3,292,715 | ||||||
Annaly Capital Management, 6.950%, ICE LIBOR USD 3 Month + 4.993% ‡,(B) | 194,826 | 4,837,530 | ||||||
Annaly Capital Management, 6.750%, ICE LIBOR USD 3 Month + 4.989% ‡,(B) | 121,117 | 2,996,435 | ||||||
Annaly Capital Management, 6.500%, ICE LIBOR USD 3 Month + 4.172% ‡,(B) | 115,346 | 2,676,027 | ||||||
Apollo Asset Management, 6.375% | 74,370 | 1,849,582 | ||||||
Athene Holding, 6.350%, ICE LIBOR USD 3 Month + 4.253% (B) | 232,528 | 5,917,838 | ||||||
Bank of America, 6.000% | 255,802 | 6,400,166 | ||||||
Bank of America, 5.875% (A) | 163,108 | 3,992,884 | ||||||
Brighthouse Financial, 5.375% | 152,305 | 3,260,850 | ||||||
Charles Schwab, 5.950% | 204,484 | 5,157,086 | ||||||
Citigroup, Ser J, 7.125%, ICE LIBOR USD 3 Month + 4.040% (B) | 81,425 | 2,125,192 | ||||||
Citigroup, 6.875%, ICE LIBOR USD 3 Month + 4.130% (B) | 128,411 | 3,405,460 | ||||||
Citigroup Capital XIII, 7.609%, ICE LIBOR USD 3 Month + 6.370% (B) | 189,850 | 5,146,833 | ||||||
Citizens Financial Group, 6.350%, ICE LIBOR USD 3 Month + 3.642% (B) | 79,635 | 2,060,157 | ||||||
Fifth Third Bancorp, 6.625%, ICE LIBOR USD 3 Month + 3.710% (B) | 122,457 | 3,170,412 |
178
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperIncome™ Preferred ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Financials — continued | ||||||||
Goldman Sachs Group, 6.375%, ICE LIBOR USD 3 Month + 3.550% (B) | 186,301 | $ | 4,769,306 | |||||
JPMorgan Chase, 6.000% | 216,679 | 5,427,809 | ||||||
JPMorgan Chase, 5.750% | 200,466 | 4,921,440 | ||||||
Morgan Stanley, Ser E, 7.125%, ICE LIBOR USD 3 Month + 4.320% (B) | 127,848 | 3,340,668 | ||||||
Morgan Stanley, Ser F, 6.875%, ICE LIBOR USD 3 Month + 3.940% (B) | 126,678 | 3,293,628 | ||||||
Morgan Stanley, 6.375%, ICE LIBOR USD 3 Month + 3.708% (B) | 148,990 | 3,878,210 | ||||||
New Residential Investment, 7.000%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 6.223% ‡,(B) | 125,720 | 2,944,362 | ||||||
New Residential Investment, 6.375%, ICE LIBOR USD 3 Month + 4.969% ‡,(B) | 109,517 | 2,344,759 | ||||||
New York Community Bancorp, 6.375%, ICE LIBOR USD 3 Month + 3.821% (B) | 134,011 | 3,446,763 | ||||||
PNC Financial Services Group, 5.353%, ICE LIBOR USD 3 Month + 4.067% (B) | 407,478 | 10,231,773 | ||||||
Regions Financial, Ser B, 6.375%, ICE LIBOR USD 3 Month + 3.536% (B) | 132,249 | 3,398,799 | ||||||
Reinsurance Group of America, 6.200%, ICE LIBOR USD 3 Month + 4.370% (B) | 108,510 | 2,758,324 | ||||||
State Street, 5.900%, ICE LIBOR USD 3 Month + 3.108% (B) | 202,009 | 5,090,627 | ||||||
Synchrony Financial, 5.625% | 198,424 | 4,103,408 | ||||||
Wells Fargo, 6.625%, ICE LIBOR USD 3 Month + 3.690% (B) | 108,767 | 2,855,134 | ||||||
Wells Fargo, 5.850%, ICE LIBOR USD 3 Month + 3.090% (B) | 221,820 | 5,410,190 | ||||||
Wells Fargo, 5.625% | 88,854 | 2,096,954 | ||||||
136,745,421 | ||||||||
Health Care — 5.1% | ||||||||
Becton Dickinson, 6.000% | 202,921 | 10,371,292 |
179
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperIncome™ Preferred ETF |
Shares/Face Amount | Value | |||||||
PREFERRED STOCK — continued | ||||||||
Industrials — 5.0% | ||||||||
Clarivate, 5.250% | 94,307 | $ | 6,085,631 | |||||
WESCO International, 10.625%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 10.325% (B) | 146,781 | 4,190,598 | ||||||
10,276,229 | ||||||||
Real Estate — 1.8% | ||||||||
Brookfield Property Preferred, 6.250% | 181,055 | 3,778,618 | ||||||
Utilities — 5.1% | ||||||||
Duke Energy, 5.750% | 267,565 | 6,967,393 | ||||||
NiSource, 6.500%, US Treas Yield Curve Rate T Note Const Mat 5 Yr + 3.632% (B) | 133,413 | 3,491,418 | ||||||
10,458,811 | ||||||||
TOTAL UNITED STATES | 204,217,216 | |||||||
TOTAL PREFERRED STOCK | ||||||||
(Cost $217,106,825) | 204,217,216 | |||||||
SHORT-TERM INVESTMENT(C)(D) — 0.7% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $1,373,523) | 1,373,523 | 1,373,523 | ||||||
REPURCHASE AGREEMENT(C) — 0.5% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $984,892 (collateralized by various U.S. Treasury Obligations, ranging in par value $78,434 - $105,460, 0.250%, 09/30/2025, with a total market value of $1,003,956) | ||||||||
(Cost $984,872) | $ | 984,872 | 984,872 | |||||
TOTAL INVESTMENTS — 100.7% | ||||||||
(Cost $219,465,220) | $ | 206,575,611 |
180
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X SuperIncome™ Preferred ETF |
Percentages are based on Net Assets of $205,102,403.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $2,307,309. |
(B) | Variable or floating rate security. The rate shown is the effective interest rate as of period end. The rates on certain securities are not based on published reference rates and spreads and are either determined by the issuer or agent based on current market conditions; by using a formula based on the rates of underlying loans; or by adjusting periodically based on prevailing interest rates. |
(C) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $2,358,395. |
(D) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
Cl — Class
ICE — Intercontinental Exchange
LIBOR — London Interbank Offered Rate
Ser — Series
USD — U.S. Dollar
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Preferred Stock | $ | 204,217,216 | $ | — | $ | — | $ | 204,217,216 | ||||||||
Short-Term Investment | 1,373,523 | — | — | 1,373,523 | ||||||||||||
Repurchase Agreement | — | 984,872 | — | 984,872 | ||||||||||||
Total Investments in Securities | $ | 205,590,739 | $ | 984,872 | $ | — | $ | 206,575,611 |
Amounts designated as “—“ are $0 or have been rounded to $0.
181
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Renewable Energy Producers ETF |
Shares | Value | |||||||
COMMON STOCK — 94.2% | ||||||||
AUSTRIA — 6.1% | ||||||||
Utilities — 6.1% | ||||||||
Verbund | 67,791 | $ | 7,308,964 | |||||
BRAZIL — 9.4% | ||||||||
Utilities — 9.4% | ||||||||
Centrais Eletricas Brasileiras | 830,506 | 6,788,676 | ||||||
Engie Brasil Energia | 525,561 | 4,446,712 | ||||||
TOTAL BRAZIL | 11,235,388 | |||||||
CANADA — 8.7% | ||||||||
Utilities — 8.7% | ||||||||
Boralex, Cl A | 65,943 | 1,986,984 | ||||||
Innergex Renewable Energy | 123,933 | 1,667,891 | ||||||
Northland Power | 145,863 | 4,424,794 | ||||||
TransAlta Renewables | 171,725 | 2,394,382 | ||||||
TOTAL CANADA | 10,474,051 | |||||||
CHINA — 5.6% | ||||||||
Utilities — 5.6% | ||||||||
China Longyuan Power Group, Cl H | 2,151,000 | 4,227,350 | ||||||
Xinyi Energy Holdings | 4,571,600 | 2,476,284 | ||||||
TOTAL CHINA | 6,703,634 |
182
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Renewable Energy Producers ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
DENMARK — 5.9% | ||||||||
Utilities — 5.9% | ||||||||
Orsted | 62,564 | $ | 7,035,156 | |||||
FRANCE — 3.2% | ||||||||
Utilities — 3.2% | ||||||||
Albioma | 20,721 | 1,105,006 | ||||||
Neoen | 68,879 | 2,775,768 | ||||||
TOTAL FRANCE | 3,880,774 | |||||||
GERMANY — 1.9% | ||||||||
Utilities — 1.9% | ||||||||
Encavis | 103,117 | 2,279,015 | ||||||
GREECE — 1.2% | ||||||||
Utilities — 1.2% | ||||||||
Terna Energy | 74,057 | 1,387,529 | ||||||
HONG KONG — 0.5% | ||||||||
Utilities — 0.5% | ||||||||
Concord New Energy Group | 5,905,200 | 549,416 | ||||||
INDIA — 1.7% | ||||||||
Utilities — 1.7% | ||||||||
Azure Power Global * (A) | 41,668 | 585,435 | ||||||
ReNew Energy Global, Cl A * | 184,698 | 1,473,890 | ||||||
TOTAL INDIA | 2,059,325 | |||||||
ISRAEL — 2.0% | ||||||||
Utilities — 2.0% | ||||||||
Energix-Renewable Energies | 332,607 | 1,139,696 | ||||||
Enlight Renewable Energy * | 598,122 | 1,297,895 | ||||||
TOTAL ISRAEL | 2,437,591 | |||||||
ITALY — 4.3% | ||||||||
Utilities — 4.3% | ||||||||
ERG | 96,741 | 3,357,681 |
183
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Renewable Energy Producers ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Falck Renewables * | 187,352 | $ | 1,746,215 | |||||
TOTAL ITALY | 5,103,896 | |||||||
JAPAN — 1.5% | ||||||||
Utilities — 1.5% | ||||||||
RENOVA * | 51,177 | 638,725 | ||||||
West Holdings | 29,438 | 1,186,063 | ||||||
TOTAL JAPAN | 1,824,788 | |||||||
NEW ZEALAND — 9.4% | ||||||||
Utilities — 9.4% | ||||||||
Contact Energy | 501,356 | 2,661,820 | ||||||
Mercury NZ | 877,323 | 3,450,732 | ||||||
Meridian Energy | 1,659,097 | 5,104,218 | ||||||
TOTAL NEW ZEALAND | 11,216,770 | |||||||
RUSSIA — 0.3% | ||||||||
Utilities — 0.3% | ||||||||
RusHydro PJSC *(B)(C)(D) | 271,804,543 | 308,013 | ||||||
RusHydro PJSC ADR (B)(C)(D) | 196,668 | 22,287 | ||||||
TOTAL RUSSIA | 330,300 | |||||||
SOUTH AFRICA — 1.1% | ||||||||
Utilities — 1.1% | ||||||||
Scatec | 102,033 | 1,264,933 | ||||||
SPAIN — 9.7% | ||||||||
Utilities — 9.7% | ||||||||
Atlantica Sustainable Infrastructure | 71,321 | 2,203,819 | ||||||
EDP Renovaveis | 319,252 | 7,625,055 | ||||||
Solaria Energia y Medio Ambiente * | 79,964 | 1,798,517 | ||||||
TOTAL SPAIN | 11,627,391 |
184
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Renewable Energy Producers ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
THAILAND — 7.4% | ||||||||
Utilities — 7.4% | ||||||||
Absolute Clean Energy NVDR | 6,610,239 | $ | 602,159 | |||||
BCPG NVDR | 1,849,483 | 664,194 | ||||||
Energy Absolute NVDR | 2,404,105 | 6,212,067 | ||||||
Gunkul Engineering NVDR | 5,772,495 | 977,532 | ||||||
Super Energy NVDR | 17,422,052 | 442,545 | ||||||
TOTAL THAILAND | 8,898,497 | |||||||
UNITED KINGDOM — 2.2% | ||||||||
Utilities — 2.2% | ||||||||
Drax Group | 256,763 | 2,604,702 | ||||||
UNITED STATES — 12.1% | ||||||||
Energy — 4.8% | ||||||||
Enviva | 39,269 | 3,311,948 | ||||||
Gevo * (A) | 128,720 | 477,551 | ||||||
Renewable Energy Group * | 32,287 | 1,971,444 | ||||||
5,760,943 | ||||||||
Industrials — 2.2% | ||||||||
Sunrun * | 134,471 | 2,686,730 | ||||||
Utilities — 5.1% | ||||||||
NextEra Energy Partners | 49,349 | 3,289,604 | ||||||
Ormat Technologies | 36,028 | 2,799,376 | ||||||
6,088,980 | ||||||||
TOTAL UNITED STATES | 14,536,653 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $130,520,847) | 112,758,773 | |||||||
185
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Renewable Energy Producers ETF |
Shares/Face Amount | Value | |||||||
MASTER LIMITED PARTNERSHIP — 5.3% | ||||||||
CANADA— 5.3% | ||||||||
Utilities — 5.3% | ||||||||
Brookfield Renewable Partners, Cl A (Cost $5,109,277) | 178,217 | $ | 6,307,073 | |||||
SHORT-TERM INVESTMENT(E)(F) — 0.4% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $488,409) | 488,409 | 488,409 | ||||||
REPURCHASE AGREEMENT(E) — 0.3% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $350,217 (collateralized by various U.S. Treasury Obligations, ranging in par value $27,890 - $37,500, 0.250%, 09/30/2025, with a total market value of $356,992) | ||||||||
(Cost $350,210) | $ | 350,210 | 350,210 | |||||
TOTAL INVESTMENTS — 100.2% | ||||||||
(Cost $136,468,743) | $ | 119,904,465 |
Percentages are based on Net Assets of $119,648,580.
* | Non-income producing security. |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $813,146. |
(B) | Level 3 security in accordance with fair value hierarchy. |
(C) | Security considered illiquid. The total value of such securities as of April 30, 2022 was $330,300 and represented 0.3% of Net Assets. |
(D) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of April 30, 2022, was $330,300 and represents 0.30% of Net Assets. |
186
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Renewable Energy Producers ETF |
(E) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $838,619. |
(F) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
ADR — American Depositary Receipt
Cl — Class
NVDR — Non-Voting Depositary Receipt
PJSC — Public Joint Stock Company
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
Common Stock | $ | 108,166,094 | $ | 4,262,379 | $ | 330,300 | $ | 112,758,773 | ||||||||
Master Limited Partnership | 6,307,073 | — | — | 6,307,073 | ||||||||||||
Short-Term Investment | 488,409 | — | — | 488,409 | ||||||||||||
Repurchase Agreement | — | 350,210 | — | 350,210 | ||||||||||||
Total Investments in Securities | $ | 114,961,576 | $ | 4,612,589 | $ | 330,300 | $ | 119,904,465 |
(1) | A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the year in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets. |
Amounts designated as “—“ are $0 or have been rounded to $0.
187
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — 99.8% | ||||||||
CHINA — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
NXP Semiconductors | 4,587 | $ | 783,919 | |||||
SWITZERLAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
TE Connectivity | 5,672 | 707,752 | ||||||
UNITED KINGDOM — 0.5% | ||||||||
Materials — 0.5% | ||||||||
Linde | 8,623 | 2,690,031 | ||||||
UNITED STATES — 99.1% | ||||||||
Communication Services — 8.7% | ||||||||
Activision Blizzard | 13,322 | 1,007,143 | ||||||
Alphabet, Cl A * | 5,149 | 11,750,996 | ||||||
Alphabet, Cl C * | 4,756 | 10,935,614 | ||||||
AT&T | 121,562 | 2,292,659 | ||||||
Charter Communications, Cl A * | 2,084 | 892,973 | ||||||
Comcast, Cl A | 77,874 | 3,096,270 |
188
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
DISH Network, Cl A * | 4,655 | $ | 132,714 | |||||
Electronic Arts | 4,845 | 571,952 | ||||||
Fox, Cl A | 4,390 | 157,338 | ||||||
Fox, Cl B | 2,864 | 95,199 | ||||||
Interpublic Group | 7,318 | 238,713 | ||||||
Lumen Technologies | 18,074 | 181,825 | ||||||
Match Group * | 4,531 | 358,629 | ||||||
Meta Platforms, Cl A * | 39,470 | 7,912,551 | ||||||
Netflix * | 7,542 | 1,435,695 | ||||||
News, Cl A | 7,215 | 143,290 | ||||||
News, Cl B | 2,259 | 44,977 | ||||||
Omnicom Group | 3,570 | 271,784 | ||||||
Paramount Global, Cl B | 10,299 | 299,907 | ||||||
Take-Two Interactive Software * | 2,154 | 257,425 | ||||||
T-Mobile US * | 10,171 | 1,252,457 | ||||||
Twitter * | 14,066 | 689,515 | ||||||
Verizon Communications | 70,717 | 3,274,197 | ||||||
Walt Disney * | 31,127 | 3,474,707 | ||||||
Warner Bros Discovery * | 37,954 | 688,865 | ||||||
51,457,395 | ||||||||
Consumer Discretionary — 11.6% | ||||||||
Advance Auto Parts | 917 | 183,061 | ||||||
Amazon.com * | 7,585 | 18,853,504 | ||||||
Aptiv * | 4,950 | 526,680 | ||||||
AutoZone * | 338 | 660,949 | ||||||
Bath & Body Works | 4,529 | 239,539 | ||||||
Best Buy | 3,416 | 307,201 | ||||||
Booking Holdings * | 727 | 1,606,895 | ||||||
BorgWarner | 4,068 | 149,824 | ||||||
CarMax * | 2,737 | 234,780 | ||||||
Carnival * | 13,671 | 236,508 | ||||||
Chipotle Mexican Grill, Cl A * | 499 | 726,349 |
189
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Darden Restaurants | 2,353 | $ | 309,961 | |||||
Dollar General | 4,114 | 977,198 | ||||||
Dollar Tree * | 3,911 | 635,342 | ||||||
Domino’s Pizza | 588 | 198,744 | ||||||
DR Horton | 5,659 | 393,810 | ||||||
eBay | 11,297 | 586,540 | ||||||
Etsy * | 2,285 | 212,939 | ||||||
Expedia Group * | 2,471 | 431,807 | ||||||
Ford Motor | 68,390 | 968,402 | ||||||
Garmin | 2,580 | 283,129 | ||||||
General Motors * | 25,380 | 962,156 | ||||||
Genuine Parts | 2,713 | 352,826 | ||||||
Hasbro | 2,294 | 202,010 | ||||||
Hilton Worldwide Holdings | 4,815 | 747,721 | ||||||
Home Depot | 18,320 | 5,503,328 | ||||||
Las Vegas Sands * | 6,241 | 221,119 | ||||||
Lennar, Cl A | 4,731 | 361,874 | ||||||
LKQ | 4,576 | 227,107 | ||||||
Lowe’s | 11,845 | 2,342,112 | ||||||
Marriott International, Cl A | 4,743 | 841,977 | ||||||
McDonald’s | 13,102 | 3,264,494 | ||||||
Mohawk Industries * | 959 | 135,277 | ||||||
NIKE, Cl B | 22,457 | 2,800,388 | ||||||
Norwegian Cruise Line Holdings * | 6,151 | 123,205 | ||||||
NVR * | 50 | 218,811 | ||||||
O’Reilly Automotive * | 1,195 | 724,827 | ||||||
Penn National Gaming * | 2,585 | 94,533 | ||||||
Pool | 794 | 321,745 | ||||||
PulteGroup | 5,114 | 213,561 | ||||||
PVH | 1,462 | 106,404 | ||||||
Ralph Lauren, Cl A | 1,064 | 111,018 | ||||||
Ross Stores | 6,160 | 614,583 |
190
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Starbucks | 20,684 | $ | 1,543,854 | |||||
Tapestry | 5,239 | 172,468 | ||||||
Target | 8,309 | 1,899,853 | ||||||
Tesla * | 14,469 | 12,599,026 | ||||||
TJX | 21,130 | 1,294,846 | ||||||
Tractor Supply | 2,014 | 405,720 | ||||||
Ulta Beauty * | 850 | 337,280 | ||||||
Under Armour, Cl A * | 3,542 | 54,405 | ||||||
Under Armour, Cl C * | 3,144 | 44,613 | ||||||
VF | 5,116 | 266,032 | ||||||
Whirlpool | 1,184 | 214,920 | ||||||
Wynn Resorts * | 1,975 | 139,198 | ||||||
Yum! Brands | 5,073 | 593,592 | ||||||
68,780,045 | ||||||||
Consumer Staples — 6.8% | ||||||||
Altria Group | 44,570 | 2,476,755 | ||||||
Archer-Daniels-Midland | 13,415 | 1,201,447 | ||||||
Brown-Forman, Cl B | 5,516 | 371,999 | ||||||
Campbell Soup | 6,567 | 310,094 | ||||||
Clorox | 3,575 | 512,905 | ||||||
Coca-Cola | 96,089 | 6,208,310 | ||||||
Colgate-Palmolive | 20,413 | 1,572,822 | ||||||
Conagra Brands | 13,922 | 486,295 | ||||||
Constellation Brands, Cl A | 3,888 | 956,798 | ||||||
Costco Wholesale | 10,957 | 5,826,056 | ||||||
Estee Lauder, Cl A | 5,629 | 1,486,394 | ||||||
General Mills | 14,337 | 1,014,056 | ||||||
Hormel Foods | 8,106 | 424,673 | ||||||
J M Smucker | 3,161 | 432,836 | ||||||
Kellogg | 7,409 | 507,516 | ||||||
Kimberly-Clark | 8,025 | 1,114,111 | ||||||
Kraft Heinz | 16,524 | 704,418 |
191
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Kroger | 15,875 | $ | 856,615 | |||||
Lamb Weston Holdings | 4,187 | 276,761 | ||||||
McCormick | 5,761 | 579,384 | ||||||
Molson Coors Beverage, Cl B | 5,406 | 292,681 | ||||||
Monster Beverage * | 8,797 | 753,727 | ||||||
Procter & Gamble | 59,414 | 9,538,918 | ||||||
Sysco | 12,091 | 1,033,539 | ||||||
Tyson Foods, Cl A | 6,787 | 632,277 | ||||||
Walgreens Boots Alliance | 16,923 | 717,535 | ||||||
40,288,922 | ||||||||
Energy — 4.2% | ||||||||
APA | 7,063 | 289,089 | ||||||
Baker Hughes, Cl A | 14,117 | 437,909 | ||||||
Chevron | 32,662 | 5,117,155 | ||||||
ConocoPhillips | 22,085 | 2,109,559 | ||||||
Coterra Energy | 11,911 | 342,918 | ||||||
Devon Energy | 10,633 | 618,522 | ||||||
Diamondback Energy | 2,848 | 359,503 | ||||||
EOG Resources | 10,125 | 1,182,195 | ||||||
Exxon Mobil | 72,186 | 6,153,856 | ||||||
Halliburton | 16,263 | 579,288 | ||||||
Hess | 4,872 | 502,157 | ||||||
Kinder Morgan | 33,403 | 606,264 | ||||||
Marathon Oil | 15,268 | 380,479 | ||||||
Marathon Petroleum | 10,900 | 951,134 | ||||||
Occidental Petroleum | 15,709 | 865,409 | ||||||
ONEOK | 7,653 | 484,664 | ||||||
Phillips 66 | 7,455 | 646,796 | ||||||
Pioneer Natural Resources | 3,848 | 894,545 | ||||||
Schlumberger | 22,663 | 884,084 | ||||||
Valero Energy | 6,418 | 715,479 |
192
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Williams | 20,850 | $ | 714,946 | |||||
24,835,951 | ||||||||
Financials — 11.1% | ||||||||
Aflac | 10,543 | 603,903 | ||||||
Allstate | 5,016 | 634,725 | ||||||
American Express | 10,475 | 1,830,087 | ||||||
American International Group | 14,682 | 859,044 | ||||||
Ameriprise Financial | 1,992 | 528,856 | ||||||
Aon, Cl A | 3,844 | 1,107,034 | ||||||
Arthur J Gallagher | 3,525 | 593,927 | ||||||
Assurant | 1,104 | 200,795 | ||||||
Bank of America | 122,972 | 4,387,641 | ||||||
Bank of New York Mellon | 13,594 | 571,764 | ||||||
Berkshire Hathaway, Cl B * | 31,398 | 10,136,216 | ||||||
BlackRock, Cl A | 2,393 | 1,494,859 | ||||||
Brown & Brown | 3,365 | 208,563 | ||||||
Capital One Financial | 7,021 | 874,957 | ||||||
Cboe Global Markets | 2,141 | 241,890 | ||||||
Charles Schwab | 25,960 | 1,721,927 | ||||||
Chubb | 7,508 | 1,550,027 | ||||||
Cincinnati Financial | 2,736 | 335,598 | ||||||
Citigroup | 33,454 | 1,612,817 | ||||||
Citizens Financial Group | 7,151 | 281,749 | ||||||
CME Group, Cl A | 6,152 | 1,349,380 | ||||||
Comerica | 2,203 | 180,426 | ||||||
Discover Financial Services | 5,069 | 570,060 | ||||||
Everest Re Group | 840 | 230,756 | ||||||
FactSet Research Systems | 552 | 222,726 | ||||||
Fifth Third Bancorp | 10,721 | 402,359 | ||||||
First Republic Bank | 3,152 | 470,341 | ||||||
Franklin Resources | 5,431 | 133,548 | ||||||
Globe Life | 1,813 | 177,819 |
193
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Goldman Sachs Group | 5,845 | $ | 1,785,589 | |||||
Hartford Financial Services Group | 5,885 | 411,538 | ||||||
Huntington Bancshares | 25,003 | 328,789 | ||||||
Intercontinental Exchange | 9,670 | 1,119,883 | ||||||
Invesco | 5,547 | 101,954 | ||||||
JPMorgan Chase | 50,585 | 6,037,826 | ||||||
KeyCorp | 16,161 | 312,069 | ||||||
Lincoln National | 2,910 | 175,036 | ||||||
Loews | 3,357 | 210,954 | ||||||
M&T Bank | 2,988 | 497,921 | ||||||
MarketAxess Holdings | 583 | 153,685 | ||||||
Marsh & McLennan | 8,681 | 1,403,718 | ||||||
MetLife | 12,478 | 819,555 | ||||||
Moody’s | 2,734 | 865,256 | ||||||
Morgan Stanley | 24,166 | 1,947,538 | ||||||
MSCI, Cl A | 1,387 | 584,274 | ||||||
Nasdaq | 2,203 | 346,686 | ||||||
Northern Trust | 3,526 | 363,354 | ||||||
PNC Financial Services Group | 7,302 | 1,212,862 | ||||||
Principal Financial Group | 4,244 | 289,186 | ||||||
Progressive | 10,133 | 1,087,879 | ||||||
Prudential Financial | 6,677 | 724,521 | ||||||
Raymond James Financial | 3,517 | 342,767 | ||||||
Regions Financial | 18,043 | 373,851 | ||||||
S&P Global | 6,141 | 2,312,087 | ||||||
Signature Bank NY | 937 | 226,988 | ||||||
State Street | 5,774 | 386,685 | ||||||
SVB Financial Group * | 1,025 | 499,831 | ||||||
Synchrony Financial | 9,652 | 355,290 | ||||||
T Rowe Price Group | 3,850 | 473,704 | ||||||
Travelers | 4,328 | 740,348 | ||||||
Truist Financial | 23,022 | 1,113,114 |
194
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
US Bancorp | 23,319 | $ | 1,132,371 | |||||
W R Berkley | 3,444 | 228,992 | ||||||
Wells Fargo | 67,738 | 2,955,409 | ||||||
Willis Towers Watson | 2,218 | 476,559 | ||||||
Zions Bancorp | 2,593 | 146,530 | ||||||
66,058,393 | ||||||||
Health Care — 13.3% | ||||||||
ABIOMED * | 2,213 | 634,202 | ||||||
Align Technology * | 3,688 | 1,069,188 | ||||||
AmerisourceBergen, Cl A | 8,021 | 1,213,497 | ||||||
Anthem | 12,476 | 6,262,079 | ||||||
Baxter International | 25,362 | 1,802,224 | ||||||
Boston Scientific * | 72,762 | 3,064,008 | ||||||
Cardinal Health | 13,567 | 787,564 | ||||||
Cerner | 15,913 | 1,490,093 | ||||||
Cigna | 16,529 | 4,079,027 | ||||||
CVS Health | 67,530 | 6,491,659 | ||||||
DaVita * | 3,282 | 355,670 | ||||||
DENTSPLY SIRONA | 12,716 | 508,513 | ||||||
Dexcom * | 4,914 | 2,007,762 | ||||||
Edwards Lifesciences * | 31,930 | 3,377,555 | ||||||
Gilead Sciences | 64,177 | 3,808,263 | ||||||
Henry Schein * | 8,047 | 652,612 | ||||||
Hologic * | 13,617 | 980,288 | ||||||
Humana | 6,560 | 2,916,314 | ||||||
IDEXX Laboratories * | 4,311 | 1,855,799 | ||||||
Incyte * | 9,146 | 685,584 | ||||||
Intuitive Surgical * | 18,364 | 4,394,505 | ||||||
IQVIA Holdings * | 9,683 | 2,110,797 | ||||||
Laboratory Corp of America Holdings | 4,657 | 1,118,984 | ||||||
McKesson | 7,612 | 2,356,751 | ||||||
Medtronic | 69,183 | 7,219,938 |
195
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Mettler-Toledo International * | 1,158 | $ | 1,479,380 | |||||
Quest Diagnostics | 6,612 | 884,950 | ||||||
ResMed | 7,390 | 1,477,778 | ||||||
STERIS | 5,413 | 1,212,783 | ||||||
Stryker | 17,214 | 4,153,050 | ||||||
Teleflex | 2,470 | 705,481 | ||||||
Waters * | 3,302 | 1,000,572 | ||||||
West Pharmaceutical Services | 3,721 | 1,172,338 | ||||||
Zimmer Biomet Holdings | 11,325 | 1,367,494 | ||||||
Zoetis, Cl A | 24,264 | 4,300,794 | ||||||
78,997,496 | ||||||||
Industrials — 7.8% | ||||||||
3M | 13,565 | 1,956,344 | ||||||
Alaska Air Group * | 3,309 | 179,977 | ||||||
Allegion | 2,062 | 235,563 | ||||||
American Airlines Group * | 14,672 | 275,393 | ||||||
AMETEK | 5,394 | 681,046 | ||||||
AO Smith | 3,023 | 176,634 | ||||||
Carrier Global | 20,375 | 779,751 | ||||||
Caterpillar | 12,925 | 2,721,230 | ||||||
CH Robinson Worldwide | 3,031 | 321,741 | ||||||
Cintas | 2,139 | 849,739 | ||||||
Copart * | 5,025 | 571,091 | ||||||
CSX | 52,333 | 1,797,115 | ||||||
Cummins | 3,338 | 631,516 | ||||||
Deere | 6,700 | 2,529,585 | ||||||
Delta Air Lines * | 14,764 | 635,295 | ||||||
Dover | 3,328 | 443,622 | ||||||
Eaton | 9,270 | 1,344,335 | ||||||
Emerson Electric | 13,896 | 1,253,141 | ||||||
Equifax | 2,883 | 586,748 | ||||||
Expeditors International of Washington | 3,858 | 382,212 |
196
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Fastenal | 13,211 | $ | 730,700 | |||||
FedEx | 5,730 | 1,138,780 | ||||||
Fortive | 8,230 | 473,225 | ||||||
Fortune Brands Home & Security | 3,162 | 225,293 | ||||||
Generac Holdings * | 1,415 | 310,423 | ||||||
Howmet Aerospace | 8,768 | 299,164 | ||||||
IDEX | 1,700 | 322,694 | ||||||
Illinois Tool Works | 6,703 | 1,321,228 | ||||||
Ingersoll Rand | 9,288 | 408,301 | ||||||
JB Hunt Transport Services | 1,961 | 335,037 | ||||||
Johnson Controls International | 16,518 | 988,933 | ||||||
Masco | 6,145 | 323,780 | ||||||
Nielsen Holdings | 9,523 | 255,312 | ||||||
Nordson | 1,118 | 241,141 | ||||||
Norfolk Southern | 5,749 | 1,482,552 | ||||||
Old Dominion Freight Line | 2,181 | 610,942 | ||||||
Otis Worldwide | 10,236 | 745,590 | ||||||
PACCAR | 8,015 | 665,646 | ||||||
Parker-Hannifin | 3,050 | 826,001 | ||||||
Pentair | 3,708 | 188,181 | ||||||
Quanta Services | 3,206 | 371,832 | ||||||
Republic Services, Cl A | 4,808 | 645,570 | ||||||
Robert Half International | 2,490 | 244,792 | ||||||
Rockwell Automation | 2,636 | 666,038 | ||||||
Rollins | 5,757 | 193,090 | ||||||
Snap-On | 1,207 | 256,475 | ||||||
Southwest Airlines * | 14,046 | 656,229 | ||||||
Stanley Black & Decker | 3,722 | 447,198 | ||||||
Trane Technologies | 5,545 | 775,690 | ||||||
TransDigm Group * | 1,136 | 675,704 | ||||||
Union Pacific | 15,286 | 3,581,357 | ||||||
United Airlines Holdings * | 7,302 | 368,751 |
197
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
United Parcel Service, Cl B | 17,496 | $ | 3,148,930 | |||||
United Rentals * | 1,598 | 505,799 | ||||||
Verisk Analytics, Cl A | 3,693 | 753,557 | ||||||
Waste Management | 9,040 | 1,486,538 | ||||||
Westinghouse Air Brake Technologies | 4,348 | 390,929 | ||||||
WW Grainger | 1,019 | 509,531 | ||||||
Xylem | 4,203 | 338,342 | ||||||
46,261,353 | ||||||||
Information Technology — 27.4% | ||||||||
Accenture, Cl A | 10,737 | 3,224,965 | ||||||
Adobe * | 8,141 | 3,223,429 | ||||||
Advanced Micro Devices * | 27,953 | 2,390,541 | ||||||
Akamai Technologies * | 2,993 | 336,054 | ||||||
Amphenol, Cl A | 10,322 | 738,023 | ||||||
Analog Devices | 9,326 | 1,439,748 | ||||||
ANSYS * | 1,489 | 410,502 | ||||||
Apple | 265,722 | 41,891,073 | ||||||
Applied Materials | 15,237 | 1,681,403 | ||||||
Arista Networks * | 4,072 | 470,601 | ||||||
Autodesk * | 3,763 | 712,261 | ||||||
Automatic Data Processing | 7,286 | 1,589,659 | ||||||
Broadcom | 7,010 | 3,886,274 | ||||||
Broadridge Financial Solutions | 2,010 | 289,701 | ||||||
Cadence Design Systems * | 4,752 | 716,839 | ||||||
CDW | 2,342 | 382,168 | ||||||
Ceridian HCM Holding * | 1,921 | 107,826 | ||||||
Cisco Systems | 71,852 | 3,519,311 | ||||||
Citrix Systems * | 2,355 | 235,736 | ||||||
Cognizant Technology Solutions, Cl A | 9,069 | 733,682 | ||||||
DXC Technology * | 4,849 | 139,166 | ||||||
Enphase Energy * | 2,286 | 368,960 | ||||||
EPAM Systems * | 816 | 216,232 |
198
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
F5 * | 1,190 | $ | 199,218 | |||||
Fidelity National Information Services | 10,668 | 1,057,732 | ||||||
Fiserv * | 10,438 | 1,022,089 | ||||||
FleetCor Technologies * | 1,508 | 376,276 | ||||||
Fortinet * | 2,330 | 673,393 | ||||||
Gartner * | 1,391 | 404,155 | ||||||
Global Payments | 5,008 | 685,996 | ||||||
Hewlett Packard Enterprise | 24,520 | 377,853 | ||||||
HP | 20,530 | 752,014 | ||||||
Intel | 69,398 | 3,025,059 | ||||||
International Business Machines | 15,511 | 2,050,709 | ||||||
Intuit | 4,739 | 1,984,456 | ||||||
IPG Photonics * | 821 | 77,568 | ||||||
Jack Henry & Associates | 1,223 | 231,856 | ||||||
Juniper Networks | 6,567 | 206,992 | ||||||
Keysight Technologies * | 3,199 | 448,724 | ||||||
KLA | 2,597 | 829,118 | ||||||
Lam Research | 2,452 | 1,142,044 | ||||||
Mastercard, Cl A | 14,877 | 5,406,004 | ||||||
Microchip Technology | 9,418 | 614,054 | ||||||
Micron Technology | 19,466 | 1,327,387 | ||||||
Microsoft | 128,480 | 35,655,770 | ||||||
Monolithic Power Systems | 788 | 309,085 | ||||||
Motorola Solutions | 2,835 | 605,811 | ||||||
NetApp | 3,753 | 274,907 | ||||||
NortonLifeLock | 9,816 | 245,793 | ||||||
NVIDIA | 43,034 | 7,981,516 | ||||||
Oracle | 27,243 | 1,999,636 | ||||||
Paychex | 5,533 | 701,197 | ||||||
Paycom Software * | 910 | 256,138 | ||||||
PayPal Holdings * | 20,041 | 1,762,205 | ||||||
PTC * | 1,831 | 209,119 |
199
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Qorvo * | 1,938 | $ | 220,506 | |||||
QUALCOMM | 18,992 | 2,652,992 | ||||||
Roper Technologies | 2,430 | 1,141,906 | ||||||
Salesforce * | 16,839 | 2,962,654 | ||||||
Seagate Technology Holdings | 3,521 | 288,863 | ||||||
ServiceNow * | 3,448 | 1,648,489 | ||||||
Skyworks Solutions | 2,757 | 312,368 | ||||||
SolarEdge Technologies * | 766 | 191,814 | ||||||
Synopsys * | 2,591 | 743,073 | ||||||
Teledyne Technologies * | 837 | 361,207 | ||||||
Teradyne | 2,846 | 300,139 | ||||||
Texas Instruments | 16,072 | 2,736,258 | ||||||
Trimble * | 4,323 | 288,344 | ||||||
Tyler Technologies * | 751 | 296,427 | ||||||
VeriSign * | 1,587 | 283,581 | ||||||
Visa, Cl A | 28,763 | 6,130,258 | ||||||
Western Digital * | 5,660 | 300,376 | ||||||
Zebra Technologies, Cl A * | 946 | 349,698 | ||||||
162,806,981 | ||||||||
Materials — 2.4% | ||||||||
Air Products & Chemicals | 3,770 | 882,444 | ||||||
Albemarle | 2,128 | 410,342 | ||||||
Amcor | 28,209 | 334,559 | ||||||
Avery Dennison | 1,493 | 269,636 | ||||||
Ball | 5,600 | 454,496 | ||||||
Celanese, Cl A | 1,923 | 282,566 | ||||||
CF Industries Holdings | 4,144 | 401,264 | ||||||
Corteva | 12,558 | 724,471 | ||||||
Dow | 12,798 | 851,067 | ||||||
DuPont de Nemours | 8,978 | 591,920 | ||||||
Eastman Chemical | 2,563 | 263,143 | ||||||
Ecolab | 4,332 | 733,581 |
200
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
FMC | 2,502 | $ | 331,615 | |||||
Freeport-McMoRan | 25,206 | 1,022,103 | ||||||
International Flavors & Fragrances | 4,575 | 554,947 | ||||||
International Paper | 6,661 | 308,271 | ||||||
LyondellBasell Industries, Cl A | 4,636 | 491,555 | ||||||
Martin Marietta Materials | 1,069 | 378,661 | ||||||
Mosaic | 6,510 | 406,354 | ||||||
Newmont | 13,746 | 1,001,396 | ||||||
Nucor | 4,966 | 768,637 | ||||||
Packaging Corp of America | 1,656 | 266,898 | ||||||
PPG Industries | 4,208 | 538,582 | ||||||
Sealed Air | 2,724 | 174,908 | ||||||
Sherwin-Williams | 4,242 | 1,166,380 | ||||||
Vulcan Materials | 2,451 | 422,283 | ||||||
Westrock | 4,800 | 237,744 | ||||||
14,269,823 | ||||||||
Real Estate — 2.9% | ||||||||
Alexandria Real Estate Equities ‡ | 2,442 | 444,835 | ||||||
American Tower, Cl A ‡ | 8,208 | 1,978,292 | ||||||
AvalonBay Communities ‡ | 2,567 | 583,941 | ||||||
Boston Properties ‡ | 2,767 | 325,399 | ||||||
CBRE Group, Cl A * | 5,955 | 494,503 | ||||||
Crown Castle International ‡ | 7,828 | 1,449,824 | ||||||
Digital Realty Trust ‡ | 5,002 | 730,892 | ||||||
Duke Realty ‡ | 6,687 | 366,113 | ||||||
Equinix ‡ | 1,556 | 1,118,888 | ||||||
Equity Residential ‡ | 6,015 | 490,223 | ||||||
Essex Property Trust ‡ | 1,258 | 414,222 | ||||||
Extra Space Storage ‡ | 2,361 | 448,590 | ||||||
Federal Realty Investment Trust ‡ | 1,280 | 149,837 | ||||||
Host Hotels & Resorts ‡ | 13,677 | 278,327 | ||||||
Iron Mountain ‡ | 4,957 | 266,340 |
201
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Kimco Realty ‡ | 10,605 | $ | 268,625 | |||||
Mid-America Apartment Communities ‡ | 2,083 | 409,684 | ||||||
ProLogis ‡ | 13,256 | 2,124,804 | ||||||
Public Storage ‡ | 2,749 | 1,021,254 | ||||||
Realty Income ‡ | 9,495 | 658,573 | ||||||
Regency Centers ‡ | 2,851 | 196,234 | ||||||
SBA Communications, Cl A ‡ | 2,004 | 695,608 | ||||||
Simon Property Group ‡ | 5,869 | 692,542 | ||||||
UDR ‡ | 5,214 | 277,437 | ||||||
Vornado Realty Trust ‡ | 3,051 | 118,104 | ||||||
Welltower ‡ | 7,829 | 710,952 | ||||||
Weyerhaeuser ‡ | 14,000 | 577,080 | ||||||
17,291,123 | ||||||||
Utilities — 2.9% | ||||||||
AES | 12,322 | 251,615 | ||||||
Alliant Energy | 4,481 | 263,528 | ||||||
Ameren | 4,606 | 427,897 | ||||||
American Electric Power | 8,524 | 844,814 | ||||||
American Water Works | 3,150 | 485,352 | ||||||
Atmos Energy | 2,176 | 246,758 | ||||||
CenterPoint Energy | 9,951 | 304,600 | ||||||
CMS Energy | 5,227 | 359,043 | ||||||
Consolidated Edison | 5,978 | 554,400 | ||||||
Constellation Energy | 5,591 | 331,043 | ||||||
Dominion Energy | 13,933 | 1,137,490 | ||||||
DTE Energy | 3,466 | 454,185 | ||||||
Duke Energy | 13,411 | 1,477,356 | ||||||
Edison International | 6,492 | 446,585 | ||||||
Entergy | 3,533 | 419,897 | ||||||
Evergy | 4,346 | 294,876 | ||||||
Eversource Energy | 5,994 | 523,876 | ||||||
Exelon | 16,737 | 782,957 |
202
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Catholic Values ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
FirstEnergy | 9,562 | $ | 414,130 | |||||
NextEra Energy | 33,987 | 2,413,757 | ||||||
NiSource | 6,451 | 187,853 | ||||||
NRG Energy | 4,916 | 176,484 | ||||||
Pinnacle West Capital | 2,128 | 151,514 | ||||||
PPL | 13,379 | 378,759 | ||||||
Public Service Enterprise Group | 8,563 | 596,498 | ||||||
Sempra Energy | 5,522 | 891,030 | ||||||
Southern | 18,233 | 1,338,120 | ||||||
WEC Energy Group | 5,429 | 543,171 | ||||||
Xcel Energy | 9,676 | 708,864 | ||||||
17,406,452 | ||||||||
TOTAL UNITED STATES | 588,453,934 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $495,290,207) | 592,635,636 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $495,290,207) | $ | 592,635,636 |
Percentages are based on Net Assets of $593,745,711.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
Cl — Class
S&P — Standard & Poor’s
As of April 30, 2022, all of the Fund’s investments were considered Level 1, in accordance with authoritative guidance on fair value measurements and disclosure under U.S. GAAP.
203
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — 99.3% | ||||||||
AUSTRALIA — 12.7% | ||||||||
Communication Services — 0.1% | ||||||||
REA Group | 23 | $ | 2,115 | |||||
Telstra | 2,103 | 6,038 | ||||||
TPG Telecom | 272 | 1,137 | ||||||
9,290 | ||||||||
Consumer Discretionary — 0.5% | ||||||||
Aristocrat Leisure | 345 | 8,252 | ||||||
Wesfarmers | 573 | 20,120 | ||||||
28,372 | ||||||||
Consumer Staples — 0.7% | ||||||||
Coles Group | 1,206 | 16,027 | ||||||
Woolworths Group | 1,070 | 29,283 | ||||||
45,310 | ||||||||
Energy — 0.3% | ||||||||
Santos | 1,528 | 8,687 |
204
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Woodside Petroleum | 480 | $ | 10,626 | |||||
19,313 | ||||||||
Financials — 3.1% | ||||||||
ASX | 94 | 5,790 | ||||||
Australia & New Zealand Banking Group | 1,312 | 25,454 | ||||||
Commonwealth Bank of Australia | 818 | 60,387 | ||||||
Insurance Australia Group | 1,197 | 3,862 | ||||||
Macquarie Group | 167 | 24,564 | ||||||
National Australia Bank | 1,541 | 35,733 | ||||||
QBE Insurance Group | 737 | 6,453 | ||||||
Suncorp Group | 628 | 5,114 | ||||||
Westpac Banking | 1,690 | 28,668 | ||||||
196,025 | ||||||||
Health Care — 3.9% | ||||||||
Cochlear | 137 | 22,562 | ||||||
CSL | 994 | 193,056 | ||||||
Sonic Healthcare | 999 | 26,076 | ||||||
241,694 | ||||||||
Industrials — 0.4% | ||||||||
Brambles | 828 | 6,208 | ||||||
Reece | 134 | 1,667 | ||||||
Transurban Group | 1,646 | 16,774 | ||||||
24,649 | ||||||||
Materials — 3.2% | ||||||||
BHP Group | 2,483 | 84,716 | ||||||
Fortescue Metals Group | 870 | 13,373 | ||||||
Glencore | 5,433 | 33,921 | ||||||
Newcrest Mining | 427 | 8,157 | ||||||
Rio Tinto | 185 | 14,834 | ||||||
Rio Tinto | 522 | 37,395 |
205
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
South32 | 2,439 | $ | 8,268 | |||||
200,664 | ||||||||
Real Estate — 0.4% | ||||||||
Dexus ‡ | 538 | 4,271 | ||||||
Goodman Group ‡ | 835 | 14,229 | ||||||
Scentre Group ‡ | 2,580 | 5,482 | ||||||
23,982 | ||||||||
Utilities — 0.1% | ||||||||
APA Group | 564 | 4,605 | ||||||
TOTAL AUSTRALIA | 793,904 | |||||||
AUSTRIA — 0.3% | ||||||||
Communication Services — 0.0% | ||||||||
Telekom Austria, Cl A | 71 | 509 | ||||||
Energy — 0.1% | ||||||||
OMV | 71 | 3,678 | ||||||
Financials — 0.1% | ||||||||
BAWAG Group | 34 | 1,640 | ||||||
Erste Group Bank | 157 | 4,913 | ||||||
Raiffeisen Bank International * | 69 | 799 | ||||||
7,352 | ||||||||
Industrials — 0.0% | ||||||||
ANDRITZ | 44 | 1,892 | ||||||
Information Technology — 0.0% | ||||||||
ams-OSRAM * | 140 | 1,751 | ||||||
Materials — 0.0% | ||||||||
voestalpine | 57 | 1,507 | ||||||
Utilities — 0.1% | ||||||||
Verbund | 33 | 3,558 | ||||||
TOTAL AUSTRIA | 20,247 |
206
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
BELGIUM — 1.6% | ||||||||
Consumer Staples — 0.7% | ||||||||
Anheuser-Busch InBev | 769 | $ | 44,944 | |||||
Financials — 0.3% | ||||||||
Groupe Bruxelles Lambert | 44 | 4,204 | ||||||
KBC Group | 162 | 11,112 | ||||||
Sofina | 4 | 1,241 | ||||||
16,557 | ||||||||
Health Care — 0.5% | ||||||||
UCB | 260 | 29,733 | ||||||
Materials — 0.1% | ||||||||
Solvay | 42 | 4,012 | ||||||
Umicore | 101 | 3,935 | ||||||
7,947 | ||||||||
TOTAL BELGIUM | 99,181 | |||||||
BRAZIL — 0.1% | ||||||||
Materials — 0.1% | ||||||||
Yara International | 75 | 3,870 | ||||||
CHILE — 0.0% | ||||||||
Materials — 0.0% | ||||||||
Antofagasta | 147 | 2,862 | ||||||
CHINA — 0.8% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
Prosus | 450 | 22,118 | ||||||
Consumer Staples — 0.2% | ||||||||
Budweiser Brewing APAC | 1,800 | 4,538 | ||||||
Wilmar International | 2,891 | 9,295 | ||||||
13,833 |
207
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — 0.1% | ||||||||
BOC Hong Kong Holdings | 2,100 | $ | 7,668 | |||||
Health Care — 0.0% | ||||||||
China Evergrande New Energy Vehicle Group * (A)(B)(C) | 5,700 | 2,092 | ||||||
Utilities — 0.1% | ||||||||
ENN Energy Holdings | 300 | 4,049 | ||||||
TOTAL CHINA | 49,760 | |||||||
DENMARK — 1.7% | ||||||||
Consumer Staples — 0.2% | ||||||||
Carlsberg, Cl B | 89 | 11,465 | ||||||
Health Care — 0.5% | ||||||||
Coloplast, Cl B | 248 | 33,729 | ||||||
Industrials — 0.8% | ||||||||
AP Moller - Maersk, Cl A | 2 | 5,729 | ||||||
AP Moller - Maersk, Cl B | 3 | 8,798 | ||||||
DSV | 115 | 19,082 | ||||||
Vestas Wind Systems | 542 | 14,053 | ||||||
47,662 | ||||||||
Utilities — 0.2% | ||||||||
Orsted | 94 | 10,570 | ||||||
TOTAL DENMARK | 103,426 | |||||||
FINLAND — 1.1% | ||||||||
Energy — 0.1% | ||||||||
Neste | 207 | 8,997 | ||||||
Financials — 0.5% | ||||||||
Nordea Bank Abp | 1,679 | 16,976 | ||||||
Sampo, Cl A | 247 | 12,093 | ||||||
29,069 |
208
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 0.2% | ||||||||
Kone, Cl B | 217 | $ | 10,551 | |||||
Information Technology — 0.2% | ||||||||
Nokia | 2,611 | 13,416 | ||||||
Materials — 0.1% | ||||||||
Stora Enso, Cl R | 312 | 6,219 | ||||||
Utilities — 0.0% | ||||||||
Fortum | 218 | 3,657 | ||||||
TOTAL FINLAND | 71,909 | |||||||
FRANCE — 8.8% | ||||||||
Communication Services — 0.0% | ||||||||
Adevinta, Cl B * | 141 | 1,115 | ||||||
Consumer Discretionary — 1.2% | ||||||||
Christian Dior | 1 | 623 | ||||||
EssilorLuxottica | 157 | 27,130 | ||||||
Hermes International | 19 | 23,782 | ||||||
Kering | 41 | 22,193 | ||||||
73,728 | ||||||||
Consumer Staples — 1.2% | ||||||||
Danone | 613 | 37,275 | ||||||
Pernod Ricard | 180 | 37,532 | ||||||
74,807 | ||||||||
Energy — 0.9% | ||||||||
TotalEnergies | 1,165 | 58,040 | ||||||
Financials — 2.3% | ||||||||
AXA | 992 | 26,644 | ||||||
BNP Paribas | 540 | 28,316 | ||||||
LVMH Moet Hennessy Louis Vuitton | 138 | 90,189 | ||||||
145,149 |
209
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 0.8% | ||||||||
Cie de Saint-Gobain | 284 | $ | 16,877 | |||||
Credit Agricole | 669 | 7,323 | ||||||
Vinci | 280 | 27,424 | ||||||
51,624 | ||||||||
Information Technology — 0.3% | ||||||||
Dassault Systemes | 339 | 15,212 | ||||||
Materials — 1.9% | ||||||||
Air Liquide | 235 | 40,990 | ||||||
L’Oreal | 209 | 76,927 | ||||||
117,917 | ||||||||
Utilities — 0.2% | ||||||||
Electricite de France | 269 | 2,465 | ||||||
Engie | 855 | 10,212 | ||||||
12,677 | ||||||||
TOTAL FRANCE | 550,269 | |||||||
GERMANY — 7.6% | ||||||||
Communication Services — 0.5% | ||||||||
Deutsche Telekom | 1,597 | 29,601 | ||||||
Consumer Discretionary — 1.0% | ||||||||
adidas | 92 | 18,802 | ||||||
Bayerische Motoren Werke | 167 | 13,832 | ||||||
Mercedes-Benz Group | 432 | 30,580 | ||||||
Volkswagen | 19 | 4,193 | ||||||
67,407 | ||||||||
Consumer Staples — 0.2% | ||||||||
Beiersdorf | 89 | 8,996 | ||||||
Henkel & KGaA | 88 | 5,626 | ||||||
14,622 |
210
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — 1.3% | ||||||||
Allianz | 192 | $ | 43,791 | |||||
Deutsche Boerse | 94 | 16,481 | ||||||
Muenchener Rueckversicherungs-Gesellschaft in Muenchen | 66 | 15,826 | ||||||
76,098 | ||||||||
Health Care — 1.3% | ||||||||
BioNTech ADR | 169 | 23,454 | ||||||
Fresenius Medical Care & KGaA | 414 | 25,961 | ||||||
Siemens Healthineers | 589 | 31,851 | ||||||
81,266 | ||||||||
Industrials — 1.3% | ||||||||
Daimler Truck Holding * | 270 | 7,349 | ||||||
Deutsche Post | 539 | 23,268 | ||||||
Hapag-Lloyd | 1 | 404 | ||||||
Siemens | 435 | 54,050 | ||||||
85,071 | ||||||||
Information Technology — 1.2% | ||||||||
Infineon Technologies | 627 | 18,157 | ||||||
SAP | 530 | 54,548 | ||||||
72,705 | ||||||||
Materials — 0.4% | ||||||||
BASF | 460 | 24,463 | ||||||
Real Estate — 0.2% | ||||||||
Vonovia | 369 | 14,793 | ||||||
Utilities — 0.2% | ||||||||
E.ON | 1,103 | 11,555 | ||||||
TOTAL GERMANY | 477,581 | |||||||
HONG KONG — 2.8% | ||||||||
Financials — 1.7% | ||||||||
AIA Group | 5,965 | 59,109 |
211
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Hang Seng Bank | 280 | $ | 4,978 | |||||
Hong Kong Exchanges & Clearing | 594 | 25,574 | ||||||
Prudential | 1,273 | 16,142 | ||||||
105,803 | ||||||||
Industrials — 0.5% | ||||||||
Jardine Matheson Holdings | 154 | 8,182 | ||||||
MTR | 900 | 4,801 | ||||||
Techtronic Industries | 1,132 | 15,351 | ||||||
28,334 | ||||||||
Real Estate — 0.4% | ||||||||
CK Asset Holdings | 1,100 | 7,486 | ||||||
Henderson Land Development | 400 | 1,624 | ||||||
Link REIT ‡ | 1,000 | 8,679 | ||||||
Sun Hung Kai Properties | 890 | 10,317 | ||||||
28,106 | ||||||||
Utilities — 0.2% | ||||||||
CLP Holdings | 900 | 8,775 | ||||||
Hong Kong & China Gas | 4,910 | 5,438 | ||||||
14,213 | ||||||||
TOTAL HONG KONG | 176,456 | |||||||
IRELAND — 0.5% | ||||||||
Consumer Discretionary — 0.1% | ||||||||
Flutter Entertainment * | 75 | 7,641 | ||||||
Industrials — 0.1% | ||||||||
Kingspan Group | 84 | 7,892 | ||||||
Materials — 0.3% | ||||||||
CRH | 366 | 14,742 | ||||||
TOTAL IRELAND | 30,275 |
212
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
ISRAEL — 0.8% | ||||||||
Communication Services — 0.0% | ||||||||
Bezeq The Israeli Telecommunication | 928 | $ | 1,481 | |||||
Consumer Discretionary — 0.0% | ||||||||
Global-e Online * | 2 | 45 | ||||||
Financials — 0.3% | ||||||||
Bank Hapoalim | 577 | 5,384 | ||||||
Bank Leumi Le-Israel | 725 | 7,659 | ||||||
First International Bank of Israel | 26 | 1,099 | ||||||
Israel Discount Bank, Cl A | 580 | 3,454 | ||||||
Mizrahi Tefahot Bank | 69 | 2,571 | ||||||
Plus500 | 52 | 1,018 | ||||||
21,185 | ||||||||
Industrials — 0.1% | ||||||||
Kornit Digital * | 27 | 1,795 | ||||||
Shapir Engineering and Industry | 74 | 697 | ||||||
2,492 | ||||||||
Information Technology — 0.3% | ||||||||
Check Point Software Technologies * | 52 | 6,567 | ||||||
JFrog * | 35 | 731 | ||||||
Nice * | 27 | 5,553 | ||||||
Nova * | 14 | 1,352 | ||||||
Tower Semiconductor * | 40 | 1,927 | ||||||
Wix.com * | 25 | 1,887 | ||||||
18,017 | ||||||||
Real Estate — 0.1% | ||||||||
Amot Investments | 6 | 46 | ||||||
Azrieli Group | 21 | 1,816 | ||||||
Big Shopping Centers | 1 | 152 | ||||||
Melisron * | 2 | 164 | ||||||
Mivne Real Estate KD | 181 | 683 |
213
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Strauss Group | 45 | $ | 1,205 | |||||
4,066 | ||||||||
TOTAL ISRAEL | 47,286 | |||||||
ITALY — 2.0% | ||||||||
Consumer Discretionary — 0.3% | ||||||||
Ferrari | 68 | 14,563 | ||||||
Moncler | 108 | 5,729 | ||||||
PRADA | 100 | 624 | ||||||
20,916 | ||||||||
Consumer Staples — 0.1% | ||||||||
Davide Campari-Milano | 495 | 5,632 | ||||||
Energy — 0.2% | ||||||||
Eni | 1,170 | 16,527 | ||||||
Financials — 0.7% | ||||||||
Assicurazioni Generali | 585 | 11,170 | ||||||
Intesa Sanpaolo | 8,181 | 16,871 | ||||||
Poste Italiane | 226 | 2,236 | ||||||
UniCredit | 1,058 | 9,939 | ||||||
40,216 | ||||||||
Industrials — 0.1% | ||||||||
Atlantia | 273 | 6,575 | ||||||
Utilities — 0.6% | ||||||||
Enel | 3,702 | 24,284 | ||||||
Snam | 1,049 | 5,781 | ||||||
Terna - Rete Elettrica Nazionale | 697 | 5,711 | ||||||
35,776 | ||||||||
TOTAL ITALY | 125,642 |
214
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
JAPAN — 26.5% | ||||||||
Communication Services — 2.0% | ||||||||
Dentsu Group | 125 | $ | 4,539 | |||||
KDDI | 758 | 25,362 | ||||||
Nexon | 238 | 5,459 | ||||||
Nintendo | 53 | 24,508 | ||||||
Nippon Telegraph & Telephone | 547 | 16,242 | ||||||
SoftBank | 1,325 | 15,494 | ||||||
SoftBank Group | 646 | 26,272 | ||||||
Toho | 71 | 2,647 | ||||||
Z Holdings | 1,329 | 5,279 | ||||||
125,802 | ||||||||
Consumer Discretionary — 4.6% | ||||||||
Aisin | 92 | 2,684 | ||||||
Bandai Namco Holdings | 115 | 7,863 | ||||||
Bridgestone | 320 | 11,774 | ||||||
Denso | 272 | 16,705 | ||||||
Fast Retailing | 31 | 14,395 | ||||||
Hikari Tsushin | 4 | 471 | ||||||
Honda Motor | 916 | 24,173 | ||||||
Isuzu Motors | 351 | 4,110 | ||||||
Koito Manufacturing | 67 | 2,474 | ||||||
Nissan Motor * | 1,315 | 5,247 | ||||||
Nitori Holdings | 44 | 4,534 | ||||||
Oriental Land | 121 | 18,468 | ||||||
Pan Pacific International Holdings | 295 | 4,579 | ||||||
Panasonic Holdings | 1,252 | 11,214 | ||||||
Rakuten Group * | 476 | 3,373 | ||||||
Sekisui Chemical | 235 | 3,191 | ||||||
Sekisui House | 354 | 6,172 | ||||||
Sharp | 111 | 942 | ||||||
Shimano | 46 | 8,273 |
215
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Subaru | 328 | $ | 4,960 | |||||
Sumitomo Electric Industries | 408 | 4,404 | ||||||
Suzuki Motor | 269 | 8,114 | ||||||
Toyota Motor | 6,718 | 115,916 | ||||||
Yamaha | 90 | 3,473 | ||||||
ZOZO | 82 | 1,747 | ||||||
289,256 | ||||||||
Consumer Staples — 2.4% | ||||||||
Aeon | 779 | 14,842 | ||||||
Asahi Group Holdings | 460 | 17,266 | ||||||
Kao | 417 | 16,836 | ||||||
Kirin Holdings | 737 | 10,811 | ||||||
Kobe Bussan | 120 | 2,964 | ||||||
Kose | 27 | 2,801 | ||||||
Nissin Foods Holdings | 75 | 5,239 | ||||||
Seven & i Holdings | 716 | 31,600 | ||||||
Shiseido | 358 | 16,955 | ||||||
Suntory Beverage & Food | 119 | 4,712 | ||||||
Unicharm | 401 | 14,011 | ||||||
Welcia Holdings | 82 | 1,696 | ||||||
Yakult Honsha | 137 | 7,106 | ||||||
146,839 | ||||||||
Energy — 0.2% | ||||||||
ENEOS Holdings | 1,581 | 5,567 | ||||||
Inpex | 492 | 5,818 | ||||||
11,385 | ||||||||
Financials — 2.5% | ||||||||
Dai-ichi Life Holdings | 566 | 11,378 | ||||||
Daiwa Securities Group | 743 | 3,647 | ||||||
Japan Exchange Group | 266 | 4,007 | ||||||
Japan Post Bank | 191 | 1,448 |
216
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Japan Post Insurance | 108 | $ | 1,755 | |||||
Mitsubishi UFJ Financial Group | 6,040 | 35,165 | ||||||
Mizuho Financial Group | 1,264 | 15,400 | ||||||
MS&AD Insurance Group Holdings | 239 | 7,159 | ||||||
Nomura Holdings | 1,450 | 5,596 | ||||||
ORIX | 539 | 9,876 | ||||||
Resona Holdings | 1,171 | 5,106 | ||||||
Sompo Holdings | 178 | 7,261 | ||||||
Sumitomo Mitsui Financial Group | 684 | 20,669 | ||||||
Sumitomo Mitsui Trust Holdings | 186 | 5,787 | ||||||
T&D Holdings | 261 | 3,364 | ||||||
Tokio Marine Holdings | 345 | 18,691 | ||||||
156,309 | ||||||||
Health Care — 4.0% | ||||||||
Hoya | 725 | 72,690 | ||||||
Kyowa Kirin | 517 | 10,906 | ||||||
M3 | 864 | 28,022 | ||||||
Otsuka Holdings | 1,127 | 37,952 | ||||||
Shionogi | 576 | 32,326 | ||||||
Sysmex | 342 | 22,728 | ||||||
Terumo | 1,591 | 47,818 | ||||||
252,442 | ||||||||
Industrials — 5.6% | ||||||||
ANA Holdings * | 80 | 1,515 | ||||||
Central Japan Railway | 116 | 14,692 | ||||||
Daifuku | 69 | 4,287 | ||||||
Daikin Industries | 163 | 25,219 | ||||||
East Japan Railway | 206 | 10,842 | ||||||
FANUC | 110 | 17,121 | ||||||
Hankyu Hanshin Holdings | 143 | 3,791 | ||||||
ITOCHU | 790 | 23,976 | ||||||
Japan Airlines * | 70 | 1,162 |
217
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Keio | 69 | $ | 2,660 | |||||
Komatsu | 486 | 10,957 | ||||||
Kubota | 670 | 11,473 | ||||||
Makita | 175 | 5,229 | ||||||
Marubeni | 959 | 10,529 | ||||||
MINEBEA MITSUMI | 237 | 4,610 | ||||||
MISUMI Group | 163 | 4,127 | ||||||
Mitsubishi | 788 | 26,658 | ||||||
Mitsubishi Electric | 1,156 | 12,206 | ||||||
Mitsui | 886 | 21,541 | ||||||
MonotaRO | 142 | 2,476 | ||||||
Nidec | 304 | 20,036 | ||||||
Nihon M&A Center | 184 | 2,292 | ||||||
Nippon Yusen | 92 | 6,717 | ||||||
Odakyu Electric Railway | 189 | 2,883 | ||||||
Recruit Holdings | 911 | 33,878 | ||||||
Secom | 122 | 8,639 | ||||||
SG Holdings | 310 | 5,486 | ||||||
SMC | 31 | 15,086 | ||||||
Taisei | 124 | 3,374 | ||||||
Tokyu | 353 | 4,335 | ||||||
Toshiba | 234 | 9,764 | ||||||
TOTO | 90 | 3,046 | ||||||
Toyota Industries | 111 | 6,674 | ||||||
West Japan Railway | 122 | 4,561 | ||||||
Yamato Holdings | 207 | 3,906 | ||||||
Yaskawa Electric | 147 | 5,049 | ||||||
350,797 | ||||||||
Information Technology — 3.2% | ||||||||
Advantest | 98 | 6,800 | ||||||
Canon | 552 | 12,761 | ||||||
Disco | 20 | 4,955 |
218
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Fujitsu | 93 | $ | 13,412 | |||||
GMO Payment Gateway | 23 | 1,969 | ||||||
Itochu Techno-Solutions | 34 | 802 | ||||||
Keyence | 92 | 37,529 | ||||||
Kyocera | 176 | 9,323 | ||||||
Lasertec | 44 | 6,016 | ||||||
Murata Manufacturing | 326 | 19,611 | ||||||
NEC | 138 | 5,379 | ||||||
Nomura Research Institute | 208 | 5,956 | ||||||
NTT Data | 339 | 6,288 | ||||||
Obic | 29 | 4,316 | ||||||
Omron | 103 | 6,142 | ||||||
Oracle Japan * | 21 | 1,358 | ||||||
Otsuka | 52 | 1,716 | ||||||
Renesas Electronics * | 693 | 7,531 | ||||||
Rohm | 48 | 3,394 | ||||||
Shimadzu | 140 | 4,630 | ||||||
TDK | 190 | 5,961 | ||||||
Tokyo Electron | 76 | 32,545 | ||||||
Trend Micro * | 67 | 3,754 | ||||||
202,148 | ||||||||
Materials — 1.1% | ||||||||
Asahi Kasei | 704 | 5,822 | ||||||
JFE Holdings | 298 | 3,669 | ||||||
Nippon Paint Holdings | 687 | 5,509 | ||||||
Nippon Sanso Holdings | 113 | 2,038 | ||||||
Nippon Steel | 472 | 7,540 | ||||||
Nitto Denko | 79 | 5,335 | ||||||
Shin-Etsu Chemical | 191 | 26,514 | ||||||
Sumitomo Metal Mining | 140 | 6,128 | ||||||
Toray Industries | 869 | 4,151 | ||||||
66,706 |
219
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — 0.7% | ||||||||
Daiwa House Industry | 330 | $ | 8,005 | |||||
Hulic | 251 | 2,127 | ||||||
Mitsubishi Estate | 675 | 9,813 | ||||||
Mitsui Fudosan | 465 | 9,854 | ||||||
Nippon Prologis ‡ | 1 | 2,783 | ||||||
Nomura Real Estate Master Fund ‡ | 2 | 2,516 | ||||||
Sumitomo Realty & Development | 240 | 6,361 | ||||||
41,459 | ||||||||
Utilities — 0.2% | ||||||||
Chubu Electric Power | 380 | 3,848 | ||||||
Kansai Electric Power | 426 | 3,748 | ||||||
Osaka Gas | 209 | 3,783 | ||||||
Tokyo Gas | 196 | 3,769 | ||||||
15,148 | ||||||||
TOTAL JAPAN | 1,658,291 | |||||||
LUXEMBOURG — 0.1% | ||||||||
Materials — 0.1% | ||||||||
ArcelorMittal | 306 | 9,076 | ||||||
MACAO — 0.2% | ||||||||
Consumer Discretionary — 0.2% | ||||||||
Galaxy Entertainment Group * | 1,420 | 8,253 | ||||||
Sands China * | 1,500 | 3,372 | ||||||
TOTAL MACAO | 11,625 | |||||||
NETHERLANDS — 6.3% | ||||||||
Communication Services — 0.2% | ||||||||
Universal Music Group | 633 | 14,882 | ||||||
Consumer Staples — 0.8% | ||||||||
Heineken | 211 | 20,790 | ||||||
Koninklijke Ahold Delhaize | 923 | 27,352 | ||||||
48,142 |
220
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — 1.6% | ||||||||
Shell | 3,627 | $ | 98,951 | |||||
Financials — 0.4% | ||||||||
EXOR | 53 | 3,735 | ||||||
ING Groep | 1,879 | 18,039 | ||||||
21,774 | ||||||||
Health Care — 0.8% | ||||||||
Koninklijke Philips | 1,838 | 48,475 | ||||||
Information Technology — 2.3% | ||||||||
Adyen * | 17 | 29,107 | ||||||
ASML Holding | 199 | 115,045 | ||||||
144,152 | ||||||||
Materials — 0.2% | ||||||||
Koninklijke DSM | 88 | 14,909 | ||||||
TOTAL NETHERLANDS | 391,285 | |||||||
NEW ZEALAND — 0.6% | ||||||||
Communication Services — 0.0% | ||||||||
Spark New Zealand | 945 | 3,018 | ||||||
Health Care — 0.3% | ||||||||
Fisher & Paykel Healthcare | 1,198 | 16,718 | ||||||
Ryman Healthcare | 808 | 4,830 | ||||||
21,548 | ||||||||
Industrials — 0.1% | ||||||||
Auckland International Airport * | 677 | 3,443 | ||||||
Information Technology — 0.1% | ||||||||
Xero * | 65 | 4,450 | ||||||
Utilities — 0.1% | ||||||||
Contact Energy | 371 | 1,970 | ||||||
Mercury NZ | 312 | 1,227 |
221
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Meridian Energy | 614 | $ | 1,889 | |||||
5,086 | ||||||||
TOTAL NEW ZEALAND | 37,545 | |||||||
NORWAY — 1.1% | ||||||||
Communication Services — 0.1% | ||||||||
Schibsted, Cl A | 44 | 933 | ||||||
Schibsted, Cl B | 50 | 974 | ||||||
Telenor | 328 | 4,679 | ||||||
6,586 | ||||||||
Consumer Staples — 0.3% | ||||||||
Mowi | 391 | 11,193 | ||||||
Orkla | 676 | 5,541 | ||||||
Salmar | 48 | 3,982 | ||||||
20,716 | ||||||||
Energy — 0.3% | ||||||||
Aker BP | 58 | 2,120 | ||||||
Equinor | 515 | 17,747 | ||||||
19,867 | ||||||||
Financials — 0.2% | ||||||||
DNB Bank | 452 | 8,915 | ||||||
Gjensidige Forsikring | 94 | 2,034 | ||||||
10,949 | ||||||||
Industrials — 0.1% | ||||||||
TOMRA Systems | 68 | 2,721 | ||||||
Materials — 0.1% | ||||||||
Norsk Hydro | 701 | 6,015 | ||||||
TOTAL NORWAY | 66,854 |
222
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
PORTUGAL — 0.1% | ||||||||
Utilities — 0.1% | ||||||||
Energias de Portugal | 1,405 | $ | 6,584 | |||||
SINGAPORE — 1.4% | ||||||||
Communication Services — 0.1% | ||||||||
Singapore Telecommunications | 3,445 | 6,910 | ||||||
Financials — 0.9% | ||||||||
DBS Group Holdings | 898 | 22,058 | ||||||
Oversea-Chinese Banking | 1,911 | 17,147 | ||||||
United Overseas Bank | 747 | 16,223 | ||||||
55,428 | ||||||||
Industrials — 0.1% | ||||||||
Singapore Airlines * | 832 | 3,314 | ||||||
Singapore Technologies Engineering | 891 | 2,645 | ||||||
5,959 | ||||||||
Information Technology — 0.2% | ||||||||
STMicroelectronics | 311 | 11,736 | ||||||
Real Estate — 0.1% | ||||||||
Ascendas Real Estate Investment Trust ‡ | 1,644 | 3,405 | ||||||
CapitaLand Integrated Commercial Trust ‡ | 2,131 | 3,596 | ||||||
Capitaland Investment | 1,179 | 3,611 | ||||||
10,612 | ||||||||
TOTAL SINGAPORE | 90,645 | |||||||
SOUTH AFRICA — 0.5% | ||||||||
Materials — 0.5% | ||||||||
Anglo American | 670 | 30,165 | ||||||
SOUTH KOREA — 0.1% | ||||||||
Consumer Discretionary — 0.1% | ||||||||
Delivery Hero * | 95 | 3,391 |
223
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
SPAIN — 2.3% | ||||||||
Communication Services — 0.4% | ||||||||
Cellnex Telecom * | 274 | $ | 12,880 | |||||
Telefonica | 2,596 | 12,688 | ||||||
25,568 | ||||||||
Consumer Discretionary — 0.2% | ||||||||
Industria de Diseno Textil | 571 | 12,108 | ||||||
Financials — 0.7% | ||||||||
Banco Bilbao Vizcaya Argentaria | 3,113 | 16,614 | ||||||
Banco Santander | 8,085 | 24,023 | ||||||
40,637 | ||||||||
Industrials — 0.1% | ||||||||
Aena SME * | 44 | 6,327 | ||||||
Information Technology — 0.2% | ||||||||
Amadeus IT Group * | 222 | 14,145 | ||||||
Utilities — 0.7% | ||||||||
EDP Renovaveis | 123 | 2,938 | ||||||
Endesa | 161 | 3,402 | ||||||
Iberdrola | 2,712 | 31,500 | ||||||
Naturgy Energy Group | 165 | 5,001 | ||||||
42,841 | ||||||||
TOTAL SPAIN | 141,626 | |||||||
SWEDEN — 3.7% | ||||||||
Communication Services — 0.1% | ||||||||
Telia | 1,274 | 5,318 | ||||||
Consumer Discretionary — 0.2% | ||||||||
Evolution | 96 | 10,061 | ||||||
Consumer Staples — 0.4% | ||||||||
Essity, Cl B | 530 | 14,125 |
224
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Swedish Match | 1,405 | $ | 11,282 | |||||
25,407 | ||||||||
Financials — 0.9% | ||||||||
EQT | 129 | 3,746 | ||||||
Industrivarden, Cl A | 94 | 2,446 | ||||||
Industrivarden, Cl C | 88 | 2,251 | ||||||
Investor, Cl A | 255 | 5,395 | ||||||
Investor, Cl B | 843 | 16,453 | ||||||
Kinnevik, Cl A * | 1 | 22 | ||||||
Kinnevik, Cl B * | 119 | 2,371 | ||||||
L E Lundbergforetagen, Cl B | 27 | 1,279 | ||||||
Skandinaviska Enskilda Banken, Cl A | 802 | 9,135 | ||||||
Skandinaviska Enskilda Banken, Cl C | 4 | 49 | ||||||
Svenska Handelsbanken, Cl A | 762 | 7,779 | ||||||
Svenska Handelsbanken, Cl B | 21 | 239 | ||||||
Swedbank, Cl A | 463 | 7,420 | ||||||
58,585 | ||||||||
Industrials — 1.3% | ||||||||
Alfa Laval | 168 | 4,750 | ||||||
Assa Abloy, Cl B | 531 | 13,609 | ||||||
Atlas Copco, Cl A | 347 | 16,012 | ||||||
Atlas Copco, Cl B | 205 | 8,249 | ||||||
Epiroc, Cl A | 329 | 6,773 | ||||||
Epiroc, Cl B | 220 | 3,887 | ||||||
Investment Latour, Cl B | 73 | 1,961 | ||||||
Nibe Industrier, Cl B | 742 | 7,383 | ||||||
Skanska, Cl B | 196 | 3,794 | ||||||
SKF, Cl B | 190 | 3,150 | ||||||
Volvo, Cl A | 87 | 1,444 | ||||||
Volvo, Cl B | 856 | 13,849 | ||||||
84,861 |
225
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 0.4% | ||||||||
Hexagon, Cl B | 1,020 | $ | 13,383 | |||||
Telefonaktiebolaget LM Ericsson, Cl B | 1,337 | 10,833 | ||||||
24,216 | ||||||||
Materials — 0.3% | ||||||||
Sandvik | 586 | 11,264 | ||||||
Svenska Cellulosa, Cl B | 310 | 6,083 | ||||||
17,347 | ||||||||
Real Estate — 0.1% | ||||||||
Fastighets Balder, Cl B * | 44 | 2,209 | ||||||
Sagax, Cl B | 65 | 1,682 | ||||||
Sagax, Cl D | 1 | 3 | ||||||
3,894 | ||||||||
TOTAL SWEDEN | 229,689 | |||||||
SWITZERLAND — 4.1% | ||||||||
Consumer Discretionary — 0.5% | ||||||||
Cie Financiere Richemont, Cl A | 270 | 32,128 | ||||||
Financials — 1.2% | ||||||||
Partners Group Holding | 11 | 11,871 | ||||||
UBS Group | 1,787 | 30,773 | ||||||
Zurich Insurance Group | 72 | 33,075 | ||||||
75,719 | ||||||||
Health Care — 1.2% | ||||||||
Alcon | 1,038 | 75,178 | ||||||
Industrials — 0.6% | ||||||||
ABB | 969 | 29,550 | ||||||
Kuehne + Nagel International | 25 | 7,085 | ||||||
36,635 | ||||||||
Materials — 0.6% | ||||||||
Givaudan | 4 | 16,051 |
226
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Sika | 73 | $ | 22,638 | |||||
38,689 | ||||||||
TOTAL SWITZERLAND | 258,349 | |||||||
TAIWAN — 0.2% | ||||||||
Communication Services — 0.2% | ||||||||
Sea ADR * | 156 | 12,911 | ||||||
UNITED KINGDOM — 9.5% | ||||||||
Communication Services — 0.6% | ||||||||
BT Group | 4,303 | 9,581 | ||||||
Vodafone Group | 12,893 | 19,674 | ||||||
WPP | 554 | 6,990 | ||||||
36,245 | ||||||||
Consumer Discretionary — 0.4% | ||||||||
Compass Group | 913 | 19,509 | ||||||
Entain * | 290 | 5,529 | ||||||
25,038 | ||||||||
Consumer Staples — 2.7% | ||||||||
Associated British Foods | 316 | 6,374 | ||||||
Coca-Cola Europacific Partners | 185 | 9,241 | ||||||
Diageo | 2,070 | 104,436 | ||||||
Imperial Brands | 856 | 17,904 | ||||||
Ocado Group * | 586 | 6,798 | ||||||
Tesco | 6,796 | 23,208 | ||||||
167,961 | ||||||||
Energy — 0.7% | ||||||||
BP | 9,316 | 45,796 | ||||||
Financials — 2.4% | ||||||||
3i Group | 451 | 7,502 | ||||||
Aviva | 1,786 | 9,716 | ||||||
Barclays | 7,332 | 13,642 |
227
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
HSBC Holdings | 9,805 | $ | 61,711 | |||||
Legal & General Group | 2,960 | 9,369 | ||||||
Lloyds Banking Group | 32,831 | 18,911 | ||||||
London Stock Exchange Group | 161 | 16,001 | ||||||
NatWest Group | 2,587 | 7,081 | ||||||
Standard Chartered | 1,229 | 8,514 | ||||||
152,447 | ||||||||
Health Care — 0.5% | ||||||||
Smith & Nephew | 1,839 | 30,084 | ||||||
Industrials — 1.3% | ||||||||
Ashtead Group | 245 | 12,854 | ||||||
CK Hutchison Holdings | 1,520 | 10,694 | ||||||
CNH Industrial | 526 | 7,619 | ||||||
Experian | 525 | 18,403 | ||||||
RELX | 1,078 | 32,387 | ||||||
81,957 | ||||||||
Materials — 0.1% | ||||||||
Croda International | 68 | 6,663 | ||||||
Real Estate — 0.2% | ||||||||
Segro ‡ | 591 | 9,961 | ||||||
Utilities — 0.6% | ||||||||
National Grid | 1,855 | 27,808 | ||||||
SSE | 523 | 12,269 | ||||||
40,077 | ||||||||
TOTAL UNITED KINGDOM | 596,229 | |||||||
UNITED STATES — 1.8% | ||||||||
Communication Services — 0.1% | ||||||||
Spotify Technology * | 64 | 6,506 | ||||||
Consumer Discretionary — 0.3% | ||||||||
Fiverr International * | 21 | 1,118 |
228
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Stellantis | 1,141 | $ | 15,627 | |||||
16,745 | ||||||||
Health Care — 0.0% | ||||||||
Inmode * | 112 | 2,812 | ||||||
Industrials — 1.0% | ||||||||
Ferguson | 125 | 15,913 | ||||||
Schneider Electric | 308 | 44,742 | ||||||
60,655 | ||||||||
Information Technology — 0.3% | ||||||||
Atlassian, Cl A * | 69 | 15,513 | ||||||
CyberArk Software * | 21 | 3,300 | ||||||
Monday.com * | 1 | 129 | ||||||
Sinch * | 260 | 1,178 | ||||||
20,120 | ||||||||
Materials — 0.1% | ||||||||
James Hardie Industries | 228 | 6,731 | ||||||
TOTAL UNITED STATES | 113,569 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $6,384,912) | 6,210,502 | |||||||
PREFERRED STOCK — 0.5% | ||||||||
GERMANY— 0.5% | ||||||||
Consumer Discretionary — 0.3% | ||||||||
Bayerische Motoren Werke (D) | 25 | 1,863 | ||||||
Porsche Automobil Holding (D) | 76 | 6,377 | ||||||
Volkswagen (D) | 97 | 15,241 | ||||||
23,481 | ||||||||
Consumer Staples — 0.2% | ||||||||
Henkel & KGaA (D) | 159 | 10,293 |
229
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P Catholic Values Developed ex-US ETF |
Shares | Value | |||||||
PREFERRED STOCK — continued | ||||||||
TOTAL GERMANY | $ | 33,774 | ||||||
TOTAL PREFERRED STOCK | ||||||||
(Cost $43,542) | 33,774 | |||||||
TOTAL INVESTMENTS — 99.8% | ||||||||
(Cost $6,428,454) | $ | 6,244,276 |
Percentages are based on Net Assets of $6,257,691.
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | Security considered illiquid. The total value of such securities as of April 30, 2022 was $2,092 and represented 0.0% of Net Assets. |
(B) | Security is fair valued using methods determined in good faith by the Fair Value Committee of the Fund. The total value of such securities as of April 30, 2022, was $2,092 and represents 0.0% of Net Assets. |
(C) | Level 3 security in accordance with fair value hierarchy. |
(D) | There is currently no stated interest rate. |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3(1) | Total | ||||||||||||
Common Stock | $ | 4,520,445 | $ | 1,687,965 | $ | 2,092 | $ | 6,210,502 | ||||||||
Preferred Stock | 33,774 | — | — | 33,774 | ||||||||||||
Total Investments in Securities | $ | 4,554,219 | $ | 1,687,965 | $ | 2,092 | $ | 6,244,276 |
(1) | A reconciliation of Level 3 investments and disclosures of significant unobservable inputs are presented when the Fund has a significant amount of Level 3 investments at the beginning and/or end of the year in relation to Net Assets. Management has concluded that Level 3 investments are not material in relation to Net Assets. |
Amounts designated as “—“ are $0 or have been rounded to $0.
230
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Guru® Index ETF |
Shares | Value | |||||||
COMMON STOCK — 98.4% | ||||||||
CHINA — 4.5% | ||||||||
Communication Services — 1.1% | ||||||||
Bilibili ADR *(A) | 23,811 | $ | 579,560 | |||||
Consumer Discretionary — 2.3% | ||||||||
JD.com ADR * | 11,609 | 715,811 | ||||||
XPeng ADR, Cl A * | 22,063 | 542,970 | ||||||
1,258,781 | ||||||||
Information Technology — 1.1% | ||||||||
GDS Holdings ADR * (A) | 19,060 | 598,865 | ||||||
TOTAL CHINA | 2,437,206 |
231
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Guru® Index ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
DENMARK — 1.2% | ||||||||
Health Care — 1.2% | ||||||||
Ascendis Pharma ADR * | 7,209 | $ | 657,965 | |||||
ISRAEL — 1.3% | ||||||||
Information Technology — 1.3% | ||||||||
NICE Systems ADR * | 3,348 | 691,061 | ||||||
UNITED KINGDOM — 1.4% | ||||||||
Communication Services — 1.4% | ||||||||
Liberty Global, Cl C * | 30,987 | 734,392 | ||||||
UNITED STATES — 90.0% | ||||||||
Communication Services — 10.5% | ||||||||
Alphabet, Cl C * | 324 | 744,983 | ||||||
Charter Communications, Cl A * | 1,450 | 621,310 | ||||||
DISH Network, Cl A * | 27,712 | 790,069 | ||||||
Frontier Communications Parent * | 31,294 | 825,849 | ||||||
Liberty Broadband, Cl C * | 5,768 | 644,978 | ||||||
Meta Platforms, Cl A * | 3,998 | 801,479 | ||||||
Netflix * | 2,175 | 414,033 | ||||||
New York Times, Cl A | 20,485 | 784,985 | ||||||
5,627,686 | ||||||||
Consumer Discretionary — 15.6% | ||||||||
Amazon.com * | 282 | 700,948 | ||||||
Bath & Body Works | 15,961 | 844,177 | ||||||
Booking Holdings * | 334 | 738,244 | ||||||
Churchill Downs | 3,894 | 790,248 | ||||||
Expedia Group * | 4,170 | 728,707 | ||||||
Floor & Decor Holdings, Cl A * | 8,179 | 652,030 | ||||||
Home Depot | 2,502 | 751,601 | ||||||
Lithia Motors, Cl A | 2,767 | 783,421 | ||||||
Lowe’s | 3,874 | 766,006 | ||||||
MGM Resorts International | 19,604 | 804,548 |
232
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Guru® Index ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Vista Outdoor * | 23,622 | $ | 832,203 | |||||
8,392,133 | ||||||||
Consumer Staples — 4.8% | ||||||||
BellRing Brands * | 10,388 | 222,615 | ||||||
Mondelez International, Cl A | 13,457 | 867,708 | ||||||
Post Holdings * | 8,082 | 601,220 | ||||||
Procter & Gamble | 5,635 | 904,699 | ||||||
2,596,242 | ||||||||
Energy — 4.2% | ||||||||
Chesapeake Energy | 12,979 | 1,064,537 | ||||||
Texas Pacific Land | 856 | 1,169,810 | ||||||
2,234,347 | ||||||||
Financials — 8.7% | ||||||||
Arch Capital Group * | 18,534 | 846,448 | ||||||
First American Financial | 12,567 | 732,782 | ||||||
KKR | 14,141 | 720,767 | ||||||
S&P Global | 4,591 | 1,728,512 | ||||||
Wells Fargo | 15,139 | 660,514 | ||||||
4,689,023 | ||||||||
Health Care — 12.1% | ||||||||
Arcus Biosciences * | 29,753 | 720,320 | ||||||
Bausch Health * | 34,616 | 658,050 | ||||||
BioLife Solutions * | 32,989 | 417,971 | ||||||
Fate Therapeutics * | 23,331 | 666,333 | ||||||
Mettler-Toledo International * | 619 | 790,791 | ||||||
Mirati Therapeutics * | 8,230 | 508,532 | ||||||
Rocket Pharmaceuticals * | 44,191 | 454,283 | ||||||
Seagen * | 6,866 | 899,515 | ||||||
Tenet Healthcare * | 10,527 | 763,313 | ||||||
Viatris, Cl W * | 57,697 | 596,010 | ||||||
6,475,118 | ||||||||
233
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Guru® Index ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — 4.1% | ||||||||
Enovix * | 55,720 | $ | 503,709 | |||||
Howmet Aerospace | 25,257 | 861,769 | ||||||
Otis Worldwide | 11,249 | 819,377 | ||||||
2,184,855 | ||||||||
Information Technology — 15.3% | ||||||||
Anaplan * | 18,534 | 1,204,524 | ||||||
Apple | 5,115 | 806,380 | ||||||
Bill.com Holdings * | 3,483 | 594,583 | ||||||
Elastic * | 9,515 | 724,472 | ||||||
Fiserv * | 9,129 | 893,912 | ||||||
Microsoft | 2,942 | 816,464 | ||||||
Pegasystems | 8,751 | 670,239 | ||||||
SentinelOne, Cl A * | 19,218 | 639,383 | ||||||
Snowflake, Cl A * | 2,947 | 505,234 | ||||||
Unity Software * | 7,781 | 516,736 | ||||||
Visa, Cl A | 3,879 | 826,731 | ||||||
8,198,658 | ||||||||
Materials — 8.3% | ||||||||
Berry Global Group * | 13,929 | 784,899 | ||||||
Crown Holdings | 7,257 | 798,560 | ||||||
Ginkgo Bioworks Holdings * (A) | 159,263 | 461,863 | ||||||
Huntsman | 22,288 | 754,894 | ||||||
International Flavors & Fragrances | 6,553 | 794,879 | ||||||
Sherwin-Williams | 3,230 | 888,121 | ||||||
4,483,216 | ||||||||
Real Estate — 4.5% | ||||||||
American Tower, Cl A ‡ | 3,787 | 912,743 | ||||||
ProLogis ‡ | 6,085 | 975,365 | ||||||
Zillow Group, Cl C * | 13,565 | 540,158 | ||||||
2,428,266 | ||||||||
234
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Guru® Index ETF |
Shares/Face Amount | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — 1.9% | ||||||||
Vistra | 40,671 | $ | 1,017,588 | |||||
TOTAL UNITED STATES | 48,327,132 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $61,333,572) | 52,847,756 | |||||||
MASTER LIMITED PARTNERSHIP — 1.6% | ||||||||
UNITED STATES— 1.6% | ||||||||
Industrials — 1.6% | ||||||||
Icahn Enterprises (Cost $805,811) | 15,952 | 839,713 | ||||||
SHORT-TERM INVESTMENT(B)(C) — 1.3% | ||||||||
Fidelity Investments Money Market Government Portfolio, Cl Institutional, 0.160% | ||||||||
(Cost $708,349) | 708,349 | 708,349 | ||||||
REPURCHASE AGREEMENT(B) — 0.9% | ||||||||
BNP Paribas | ||||||||
0.240%, dated 04/29/2022, to be repurchased on 05/02/2022, repurchase price $507,925 (collateralized by various U.S. Treasury Obligations, ranging in par value $40,450 - $54,387, 0.250%, 09/30/2025, with a total market value of $517,753) | ||||||||
(Cost $507,915) | $ | 507,915 | 507,915 | |||||
TOTAL INVESTMENTS — 102.2% | ||||||||
(Cost $63,355,647) | $ | 54,903,733 |
Percentages are based on Net Assets of $53,722,879.
Cl — Class
S&P — Standard & Poor’s
235
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X Guru® Index ETF |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(A) | This security or a partial position of this security is on loan at April 30, 2022. The total value of securities on loan at April 30, 2022 was $1,227,224. |
(B) | Security was purchased with cash collateral held from securities on loan. The total value of such securities as of April 30, 2022 was $1,216,264. |
(C) | The rate reported on the Schedule of Investments is the 7-day effective yield as of April 30, 2022. |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 52,847,756 | $ | — | $ | — | $ | 52,847,756 | ||||||||
Master Limited Partnership | 839,713 | — | — | 839,713 | ||||||||||||
Short-Term Investment | 708,349 | — | — | 708,349 | ||||||||||||
Repurchase Agreement | — | 507,915 | — | 507,915 | ||||||||||||
Total Investments in Securities | $ | 54,395,818 | $ | 507,915 | $ | — | $ | 54,903,733 |
Amounts designated as “—“ are $0 or have been rounded to $0.
236
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — 97.2%(A) | ||||||||
CHINA — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
NXP Semiconductors | 22 | $ | 3,760 | |||||
SWITZERLAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
TE Connectivity | 29 | 3,619 | ||||||
UNITED KINGDOM — 0.5% | ||||||||
Materials — 0.5% | ||||||||
Linde | 44 | 13,726 | ||||||
UNITED STATES — 96.5% | ||||||||
Communication Services — 8.4% | ||||||||
Activision Blizzard | 65 | 4,914 | ||||||
Alphabet, Cl A * | 27 | 61,619 | ||||||
Alphabet, Cl C * | 24 | 55,184 | ||||||
AT&T | 624 | 11,769 | ||||||
Charter Communications, Cl A * | 10 | 4,285 | ||||||
Comcast, Cl A | 398 | 15,825 |
237
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
DISH Network, Cl A * | 26 | $ | 741 | |||||
Electronic Arts | 26 | 3,069 | ||||||
Fox, Cl A | 26 | 932 | ||||||
Fox, Cl B | 13 | 432 | ||||||
Interpublic Group | 39 | 1,272 | ||||||
Live Nation Entertainment * | 13 | 1,364 | ||||||
Lumen Technologies | 91 | 916 | ||||||
Match Group * | 25 | 1,979 | ||||||
Meta Platforms, Cl A * | 202 | 40,495 | ||||||
Netflix * | 39 | 7,424 | ||||||
News, Cl A | 39 | 775 | ||||||
News, Cl B | 13 | 259 | ||||||
Omnicom Group | 16 | 1,218 | ||||||
Paramount Global, Cl B | 52 | 1,514 | ||||||
Take-Two Interactive Software * | 10 | 1,195 | ||||||
T-Mobile US * | 52 | 6,403 | ||||||
Twitter * | 68 | 3,333 | ||||||
Verizon Communications | 361 | 16,714 | ||||||
Walt Disney * | 159 | 17,749 | ||||||
Warner Bros Discovery * | 189 | 3,430 | ||||||
264,810 | ||||||||
Consumer Discretionary — 11.1% | ||||||||
Advance Auto Parts | 5 | 998 | ||||||
Amazon.com * | 38 | 94,454 | ||||||
Aptiv * | 26 | 2,766 | ||||||
AutoZone * | 2 | 3,911 | ||||||
Bath & Body Works | 26 | 1,375 | ||||||
Best Buy | 22 | 1,978 | ||||||
Booking Holdings * | 4 | 8,841 | ||||||
BorgWarner | 26 | 958 | ||||||
Caesars Entertainment * | 21 | 1,392 | ||||||
CarMax * | 13 | 1,115 |
238
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Carnival * | 68 | $ | 1,176 | |||||
Chipotle Mexican Grill, Cl A * | 2 | 2,911 | ||||||
Darden Restaurants | 13 | 1,713 | ||||||
Dollar General | 19 | 4,513 | ||||||
Dollar Tree * | 18 | 2,924 | ||||||
Domino’s Pizza | 3 | 1,014 | ||||||
DR Horton | 26 | 1,809 | ||||||
eBay | 55 | 2,856 | ||||||
Etsy * | 13 | 1,212 | ||||||
Expedia Group * | 13 | 2,272 | ||||||
Ford Motor | 344 | 4,871 | ||||||
Garmin | 13 | 1,427 | ||||||
General Motors * | 132 | 5,004 | ||||||
Genuine Parts | 13 | 1,691 | ||||||
Hasbro | 13 | 1,145 | ||||||
Hilton Worldwide Holdings | 26 | 4,038 | ||||||
Home Depot | 91 | 27,336 | ||||||
Las Vegas Sands * | 26 | 921 | ||||||
Lennar, Cl A | 26 | 1,989 | ||||||
LKQ | 26 | 1,290 | ||||||
Lowe’s | 60 | 11,864 | ||||||
Marriott International, Cl A | 24 | 4,261 | ||||||
McDonald’s | 65 | 16,195 | ||||||
MGM Resorts International | 31 | 1,272 | ||||||
Mohawk Industries * | 4 | 564 | ||||||
Newell Brands | 29 | 671 | ||||||
NIKE, Cl B | 111 | 13,842 | ||||||
Norwegian Cruise Line Holdings * | 29 | 581 | ||||||
O’Reilly Automotive * | 6 | 3,639 | ||||||
Penn National Gaming * | 13 | 475 | ||||||
Pool | 3 | 1,216 | ||||||
PulteGroup | 26 | 1,086 |
239
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
PVH | 8 | $ | 582 | |||||
Ralph Lauren, Cl A | 3 | 313 | ||||||
Ross Stores | 34 | 3,392 | ||||||
Royal Caribbean Cruises * | 22 | 1,710 | ||||||
Starbucks | 104 | 7,763 | ||||||
Tapestry | 26 | 856 | ||||||
Target | 42 | 9,603 | ||||||
Tesla * | 73 | 63,566 | ||||||
TJX | 107 | 6,557 | ||||||
Tractor Supply | 9 | 1,813 | ||||||
Ulta Beauty * | 4 | 1,587 | ||||||
Under Armour, Cl A * | 13 | 200 | ||||||
Under Armour, Cl C * | 13 | �� | 184 | |||||
VF | 26 | 1,352 | ||||||
Whirlpool | 5 | 908 | ||||||
Wynn Resorts * | 13 | 916 | ||||||
Yum! Brands | 26 | 3,042 | ||||||
349,910 | ||||||||
Consumer Staples — 6.7% | ||||||||
Altria Group | 159 | 8,836 | ||||||
Archer-Daniels-Midland | 52 | 4,657 | ||||||
Brown-Forman, Cl B | 13 | 877 | ||||||
Campbell Soup | 13 | 614 | ||||||
Church & Dwight | 21 | 2,049 | ||||||
Clorox | 13 | 1,865 | ||||||
Coca-Cola | 340 | 21,967 | ||||||
Colgate-Palmolive | 78 | 6,010 | ||||||
Conagra Brands | 39 | 1,362 | ||||||
Constellation Brands, Cl A | 15 | 3,691 | ||||||
Costco Wholesale | 39 | 20,737 | ||||||
Estee Lauder, Cl A | 20 | 5,281 | ||||||
General Mills | 52 | 3,678 |
240
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Hershey | 13 | $ | 2,935 | |||||
Hormel Foods | 26 | 1,362 | ||||||
J M Smucker | 9 | 1,232 | ||||||
Kellogg | 26 | 1,781 | ||||||
Kimberly-Clark | 30 | 4,165 | ||||||
Kraft Heinz | 55 | 2,345 | ||||||
Kroger | 58 | 3,130 | ||||||
Lamb Weston Holdings | 13 | 859 | ||||||
McCormick | 22 | 2,213 | ||||||
Molson Coors Beverage, Cl B | 13 | 704 | ||||||
Mondelez International, Cl A | 121 | 7,802 | ||||||
Monster Beverage * | 35 | 2,999 | ||||||
PepsiCo | 121 | 20,777 | ||||||
Philip Morris International | 134 | 13,400 | ||||||
Procter & Gamble | 210 | 33,715 | ||||||
Sysco | 48 | 4,103 | ||||||
Tyson Foods, Cl A | 26 | 2,422 | ||||||
Walgreens Boots Alliance | 65 | 2,756 | ||||||
Walmart | 124 | 18,971 | ||||||
209,295 | ||||||||
Energy — 4.1% | ||||||||
APA | 29 | 1,187 | ||||||
Baker Hughes, Cl A | 68 | 2,109 | ||||||
Chevron | 168 | 26,321 | ||||||
ConocoPhillips | 117 | 11,176 | ||||||
Coterra Energy | 63 | 1,814 | ||||||
Devon Energy | 52 | 3,025 | ||||||
Diamondback Energy | 13 | 1,641 | ||||||
EOG Resources | 52 | 6,071 | ||||||
Exxon Mobil | 370 | 31,542 | ||||||
Halliburton | 78 | 2,778 | ||||||
Hess | 26 | 2,680 |
241
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Kinder Morgan | 172 | $ | 3,122 | |||||
Marathon Oil | 68 | 1,695 | ||||||
Marathon Petroleum | 55 | 4,799 | ||||||
Occidental Petroleum | 78 | 4,297 | ||||||
ONEOK | 39 | 2,470 | ||||||
Phillips 66 | 39 | 3,384 | ||||||
Pioneer Natural Resources | 20 | 4,649 | ||||||
Schlumberger | 120 | 4,681 | ||||||
Valero Energy | 39 | 4,348 | ||||||
Williams | 107 | 3,669 | ||||||
127,458 | ||||||||
Financials — 10.6% | ||||||||
Aflac | 52 | 2,979 | ||||||
Allstate | 26 | 3,290 | ||||||
American Express | 54 | 9,434 | ||||||
American International Group | 78 | 4,564 | ||||||
Ameriprise Financial | 10 | 2,655 | ||||||
Aon, Cl A | 19 | 5,472 | ||||||
Arthur J Gallagher | 17 | 2,864 | ||||||
Assurant | 4 | 727 | ||||||
Bank of America | 622 | 22,193 | ||||||
Bank of New York Mellon | 68 | 2,860 | ||||||
Berkshire Hathaway, Cl B * | 161 | 51,976 | ||||||
BlackRock, Cl A | 12 | 7,496 | ||||||
Brown & Brown | 22 | 1,364 | ||||||
Capital One Financial | 36 | 4,486 | ||||||
Cboe Global Markets | 9 | 1,017 | ||||||
Charles Schwab | 131 | 8,689 | ||||||
Chubb | 39 | 8,052 | ||||||
Cincinnati Financial | 13 | 1,595 | ||||||
Citigroup | 173 | 8,340 | ||||||
Citizens Financial Group | 39 | 1,537 |
242
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
CME Group, Cl A | 31 | $ | 6,800 | |||||
Comerica | 13 | 1,065 | ||||||
Discover Financial Services | 26 | 2,924 | ||||||
Everest Re Group | 4 | 1,099 | ||||||
FactSet Research Systems | 3 | 1,210 | ||||||
Fifth Third Bancorp | 65 | 2,439 | ||||||
First Republic Bank | 13 | 1,940 | ||||||
Franklin Resources | 26 | 639 | ||||||
Globe Life | 8 | 785 | ||||||
Goldman Sachs Group | 30 | 9,165 | ||||||
Hartford Financial Services Group | 26 | 1,818 | ||||||
Huntington Bancshares | 130 | 1,709 | ||||||
Intercontinental Exchange | 49 | 5,675 | ||||||
Invesco | 26 | 478 | ||||||
JPMorgan Chase | 260 | 31,034 | ||||||
KeyCorp | 81 | 1,564 | ||||||
Lincoln National | 13 | 782 | ||||||
Loews | 13 | 817 | ||||||
M&T Bank | 17 | 2,833 | ||||||
MarketAxess Holdings | 3 | 791 | ||||||
Marsh & McLennan | 44 | 7,115 | ||||||
MetLife | 65 | 4,269 | ||||||
Moody’s | 13 | 4,114 | ||||||
Morgan Stanley | 124 | 9,993 | ||||||
MSCI, Cl A | 7 | 2,949 | ||||||
Nasdaq | 9 | 1,416 | ||||||
Northern Trust | 18 | 1,855 | ||||||
PNC Financial Services Group | 37 | 6,146 | ||||||
Principal Financial Group | 26 | 1,772 | ||||||
Progressive | 52 | 5,583 | ||||||
Prudential Financial | 30 | 3,255 | ||||||
Raymond James Financial | 18 | 1,754 |
243
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Regions Financial | 81 | $ | 1,678 | |||||
S&P Global | 31 | 11,671 | ||||||
Signature Bank NY | 5 | 1,211 | ||||||
State Street | 32 | 2,143 | ||||||
SVB Financial Group * | 5 | 2,438 | ||||||
Synchrony Financial | 44 | 1,620 | ||||||
T Rowe Price Group | 18 | 2,215 | ||||||
Travelers | 21 | 3,592 | ||||||
Truist Financial | 117 | 5,657 | ||||||
US Bancorp | 120 | 5,827 | ||||||
W R Berkley | 19 | 1,263 | ||||||
Wells Fargo | 340 | 14,834 | ||||||
Willis Towers Watson | 11 | 2,363 | ||||||
Zions Bancorp | 13 | 735 | ||||||
334,625 | ||||||||
Health Care — 13.8% | ||||||||
Abbott Laboratories | 154 | 17,479 | ||||||
AbbVie | 154 | 22,620 | ||||||
ABIOMED * | 4 | 1,146 | ||||||
Agilent Technologies | 26 | 3,101 | ||||||
Align Technology * | 6 | 1,739 | ||||||
AmerisourceBergen, Cl A | 13 | 1,967 | ||||||
Amgen | 49 | 11,426 | ||||||
Anthem | 21 | 10,541 | ||||||
Baxter International | 47 | 3,340 | ||||||
Becton Dickinson | 26 | 6,427 | ||||||
Biogen * | 13 | 2,697 | ||||||
Bio-Rad Laboratories, Cl A * | 2 | 1,024 | ||||||
Bio-Techne | 3 | 1,139 | ||||||
Boston Scientific * | 130 | 5,474 | ||||||
Bristol-Myers Squibb | 190 | 14,301 | ||||||
Cardinal Health | 26 | 1,509 |
244
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Catalent * | 13 | $ | 1,177 | |||||
Centene * | 52 | 4,189 | ||||||
Cerner | 26 | 2,435 | ||||||
Charles River Laboratories International * | 4 | 966 | ||||||
Cigna | 28 | 6,910 | ||||||
Cooper | 4 | 1,444 | ||||||
CVS Health | 117 | 11,247 | ||||||
Danaher | 56 | 14,063 | ||||||
DaVita * | 5 | 542 | ||||||
DENTSPLY SIRONA | 16 | 640 | ||||||
Dexcom * | 8 | 3,269 | ||||||
Edwards Lifesciences * | 56 | 5,924 | ||||||
Eli Lilly | 69 | 20,157 | ||||||
Gilead Sciences | 115 | 6,824 | ||||||
HCA Healthcare | 21 | 4,506 | ||||||
Henry Schein * | 13 | 1,054 | ||||||
Hologic * | 26 | 1,872 | ||||||
Humana | 11 | 4,890 | ||||||
IDEXX Laboratories * | 7 | 3,013 | ||||||
Illumina * | 13 | 3,856 | ||||||
Incyte * | 13 | 974 | ||||||
Intuitive Surgical * | 31 | 7,418 | ||||||
IQVIA Holdings * | 18 | 3,924 | ||||||
Johnson & Johnson | 232 | 41,867 | ||||||
Laboratory Corp of America Holdings | 8 | 1,922 | ||||||
McKesson | 13 | 4,025 | ||||||
Medtronic | 116 | 12,106 | ||||||
Merck | 220 | 19,512 | ||||||
Mettler-Toledo International * | 2 | 2,555 | ||||||
Moderna * | 31 | 4,167 | ||||||
Molina Healthcare * | 5 | 1,567 | ||||||
Organon | 26 | 841 |
245
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
PerkinElmer | 11 | $ | 1,613 | |||||
Pfizer | 492 | 24,142 | ||||||
Quest Diagnostics | 10 | 1,338 | ||||||
Regeneron Pharmaceuticals * | 9 | 5,932 | ||||||
ResMed | 13 | 2,600 | ||||||
STERIS | 10 | 2,241 | ||||||
Stryker | 30 | 7,238 | ||||||
Teleflex | 4 | 1,142 | ||||||
Thermo Fisher Scientific | 35 | 19,352 | ||||||
UnitedHealth Group | 83 | 42,210 | ||||||
Universal Health Services, Cl B | 8 | 980 | ||||||
Vertex Pharmaceuticals * | 22 | 6,011 | ||||||
Viatris, Cl W * | 107 | 1,105 | ||||||
Waters * | 5 | 1,515 | ||||||
West Pharmaceutical Services | 6 | 1,890 | ||||||
Zimmer Biomet Holdings | 18 | 2,173 | ||||||
Zoetis, Cl A | 42 | 7,445 | ||||||
434,713 | ||||||||
Industrials — 7.6% | ||||||||
3M | 52 | 7,499 | ||||||
Alaska Air Group * | 13 | 707 | ||||||
Allegion | 9 | 1,028 | ||||||
American Airlines Group * | 55 | 1,032 | ||||||
AMETEK | 22 | 2,778 | ||||||
AO Smith | 13 | 760 | ||||||
Boeing * | 47 | 6,995 | ||||||
Carrier Global | 79 | 3,023 | ||||||
Caterpillar | 48 | 10,106 | ||||||
CH Robinson Worldwide | 13 | 1,380 | ||||||
Cintas | 7 | 2,781 | ||||||
Copart * | 21 | 2,387 | ||||||
CSX | 198 | 6,799 |
246
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Cummins | 13 | $ | 2,459 | |||||
Deere | 24 | 9,061 | ||||||
Delta Air Lines * | 55 | 2,367 | ||||||
Dover | 13 | 1,733 | ||||||
Eaton | 33 | 4,786 | ||||||
Emerson Electric | 52 | 4,689 | ||||||
Equifax | 10 | 2,035 | ||||||
Expeditors International of Washington | 13 | 1,288 | ||||||
Fastenal | 52 | 2,876 | ||||||
FedEx | 21 | 4,174 | ||||||
Fortive | 29 | 1,667 | ||||||
Fortune Brands Home & Security | 13 | 926 | ||||||
Generac Holdings * | 5 | 1,097 | ||||||
General Dynamics | 20 | 4,731 | ||||||
General Electric | 96 | 7,157 | ||||||
Honeywell International | 59 | 11,417 | ||||||
Howmet Aerospace | 39 | 1,331 | ||||||
Huntington Ingalls Industries | 4 | 851 | ||||||
IDEX | 6 | 1,139 | ||||||
Illinois Tool Works | 26 | 5,125 | ||||||
Ingersoll Rand | 39 | 1,714 | ||||||
Jacobs Engineering Group | 13 | 1,801 | ||||||
JB Hunt Transport Services | 7 | 1,196 | ||||||
Johnson Controls International | 65 | 3,892 | ||||||
L3Harris Technologies | 17 | 3,948 | ||||||
Leidos Holdings | 13 | 1,346 | ||||||
Lockheed Martin | 21 | 9,075 | ||||||
Masco | 26 | 1,370 | ||||||
Nielsen Holdings | 29 | 777 | ||||||
Nordson | 5 | 1,078 | ||||||
Norfolk Southern | 21 | 5,415 | ||||||
Northrop Grumman | 13 | 5,712 |
247
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Old Dominion Freight Line | 7 | $ | 1,961 | |||||
Otis Worldwide | 39 | 2,841 | ||||||
PACCAR | 26 | 2,159 | ||||||
Parker-Hannifin | 11 | 2,979 | ||||||
Pentair | 13 | 660 | ||||||
Quanta Services | 13 | 1,508 | ||||||
Raytheon Technologies | 130 | 12,338 | ||||||
Republic Services, Cl A | 18 | 2,417 | ||||||
Robert Half International | 9 | 885 | ||||||
Rockwell Automation | 11 | 2,779 | ||||||
Rollins | 16 | 537 | ||||||
Snap-On | 5 | 1,062 | ||||||
Southwest Airlines * | 52 | 2,429 | ||||||
Stanley Black & Decker | 13 | 1,562 | ||||||
Textron | 16 | 1,108 | ||||||
Trane Technologies | 20 | 2,798 | ||||||
TransDigm Group * | 4 | 2,379 | ||||||
Union Pacific | 57 | 13,355 | ||||||
United Airlines Holdings * | 26 | 1,313 | ||||||
United Parcel Service, Cl B | 65 | 11,699 | ||||||
United Rentals * | 6 | 1,899 | ||||||
Verisk Analytics, Cl A | 13 | 2,653 | ||||||
Waste Management | 33 | 5,427 | ||||||
Westinghouse Air Brake Technologies | 13 | 1,169 | ||||||
WW Grainger | 4 | 2,000 | ||||||
Xylem | 13 | 1,047 | ||||||
238,472 | ||||||||
Information Technology — 26.3% | ||||||||
Accenture, Cl A | 55 | 16,520 | ||||||
Adobe * | 41 | 16,234 | ||||||
Advanced Micro Devices * | 141 | 12,058 | ||||||
Akamai Technologies * | 13 | 1,460 |
248
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Amphenol, Cl A | 52 | $ | 3,718 | |||||
Analog Devices | 46 | 7,101 | ||||||
ANSYS * | 7 | 1,930 | ||||||
Apple | 1,358 | 214,089 | ||||||
Applied Materials | 78 | 8,607 | ||||||
Arista Networks * | 20 | 2,311 | ||||||
Autodesk * | 19 | 3,596 | ||||||
Automatic Data Processing | 37 | 8,073 | ||||||
Broadcom | 36 | 19,958 | ||||||
Broadridge Financial Solutions | 10 | 1,441 | ||||||
Cadence Design Systems * | 26 | 3,922 | ||||||
CDW | 13 | 2,121 | ||||||
Ceridian HCM Holding * | 12 | 674 | ||||||
Cisco Systems | 369 | 18,074 | ||||||
Citrix Systems * | 13 | 1,301 | ||||||
Cognizant Technology Solutions, Cl A | 49 | 3,964 | ||||||
Corning | 65 | 2,287 | ||||||
DXC Technology * | 26 | 746 | ||||||
Enphase Energy * | 13 | 2,098 | ||||||
EPAM Systems * | 5 | 1,325 | ||||||
F5 * | 4 | 670 | ||||||
Fidelity National Information Services | 52 | 5,156 | ||||||
Fiserv * | 52 | 5,092 | ||||||
FleetCor Technologies * | 7 | 1,747 | ||||||
Fortinet * | 12 | 3,468 | ||||||
Gartner * | 6 | 1,743 | ||||||
Global Payments | 26 | 3,561 | ||||||
Hewlett Packard Enterprise | 117 | 1,803 | ||||||
HP | 92 | 3,370 | ||||||
Intel | 355 | 15,474 | ||||||
International Business Machines | 78 | 10,312 | ||||||
Intuit | 25 | 10,469 |
249
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
IPG Photonics * | 4 | $ | 378 | |||||
Jack Henry & Associates | 8 | 1,517 | ||||||
Juniper Networks | 26 | 820 | ||||||
Keysight Technologies * | 16 | 2,244 | ||||||
KLA | 13 | 4,150 | ||||||
Lam Research | 12 | 5,589 | ||||||
Mastercard, Cl A | 76 | 27,617 | ||||||
Microchip Technology | 52 | 3,390 | ||||||
Micron Technology | 97 | 6,614 | ||||||
Microsoft | 657 | 182,331 | ||||||
Monolithic Power Systems | 3 | 1,177 | ||||||
Motorola Solutions | 15 | 3,205 | ||||||
NetApp | 22 | 1,612 | ||||||
NortonLifeLock | 52 | 1,302 | ||||||
NVIDIA | 219 | 40,618 | ||||||
Oracle | 138 | 10,129 | ||||||
Paychex | 26 | 3,295 | ||||||
Paycom Software * | 4 | 1,126 | ||||||
PayPal Holdings * | 102 | 8,969 | ||||||
PTC * | 9 | 1,028 | ||||||
Qorvo * | 9 | 1,024 | ||||||
QUALCOMM | 100 | 13,969 | ||||||
Roper Technologies | 9 | 4,229 | ||||||
Salesforce * | 85 | 14,955 | ||||||
Seagate Technology Holdings | 13 | 1,067 | ||||||
ServiceNow * | 17 | 8,128 | ||||||
Skyworks Solutions | 13 | 1,473 | ||||||
SolarEdge Technologies * | 4 | 1,002 | ||||||
Synopsys * | 13 | 3,728 | ||||||
Teledyne Technologies * | 4 | 1,726 | ||||||
Teradyne | 13 | 1,371 | ||||||
Texas Instruments | 82 | 13,961 |
250
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Trimble * | 26 | $ | 1,734 | |||||
Tyler Technologies * | 3 | 1,184 | ||||||
VeriSign * | 10 | 1,787 | ||||||
Visa, Cl A | 145 | 30,904 | ||||||
Western Digital * | 26 | 1,380 | ||||||
Zebra Technologies, Cl A * | 4 | 1,479 | ||||||
828,685 | ||||||||
Materials — 2.3% | ||||||||
Air Products & Chemicals | 18 | 4,213 | ||||||
Albemarle | 9 | 1,735 | ||||||
Amcor | 133 | 1,577 | ||||||
Avery Dennison | 9 | 1,625 | ||||||
Ball | 26 | 2,110 | ||||||
Celanese, Cl A | 8 | 1,176 | ||||||
CF Industries Holdings | 16 | 1,549 | ||||||
Corteva | 65 | 3,750 | ||||||
Dow | 65 | 4,322 | ||||||
DuPont de Nemours | 45 | 2,967 | ||||||
Eastman Chemical | 13 | 1,335 | ||||||
Ecolab | 22 | 3,725 | ||||||
FMC | 13 | 1,723 | ||||||
Freeport-McMoRan | 130 | 5,272 | ||||||
International Flavors & Fragrances | 22 | 2,669 | ||||||
International Paper | 39 | 1,805 | ||||||
LyondellBasell Industries, Cl A | 26 | 2,757 | ||||||
Martin Marietta Materials | 5 | 1,771 | ||||||
Mosaic | 26 | 1,623 | ||||||
Newmont | 68 | 4,954 | ||||||
Nucor | 26 | 4,024 | ||||||
Packaging Corp of America | 10 | 1,612 | ||||||
PPG Industries | 23 | 2,944 | ||||||
Sealed Air | 13 | 835 |
251
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Sherwin-Williams | 20 | $ | 5,499 | |||||
Vulcan Materials | 13 | 2,240 | ||||||
Westrock | 26 | 1,288 | ||||||
71,100 | ||||||||
Real Estate — 2.8% | ||||||||
Alexandria Real Estate Equities ‡ | 13 | 2,368 | ||||||
American Tower, Cl A ‡ | 41 | 9,882 | ||||||
AvalonBay Communities ‡ | 13 | 2,957 | ||||||
Boston Properties ‡ | 13 | 1,529 | ||||||
Camden Property Trust ‡ | 10 | 1,569 | ||||||
CBRE Group, Cl A * | 26 | 2,159 | ||||||
Crown Castle International ‡ | 39 | 7,223 | ||||||
Digital Realty Trust ‡ | 26 | 3,799 | ||||||
Duke Realty ‡ | 29 | 1,588 | ||||||
Equinix ‡ | 8 | 5,753 | ||||||
Equity Residential ‡ | 26 | 2,119 | ||||||
Essex Property Trust ‡ | 5 | 1,646 | ||||||
Extra Space Storage ‡ | 13 | 2,470 | ||||||
Federal Realty Investment Trust ‡ | 5 | 585 | ||||||
Healthpeak Properties ‡ | 52 | 1,706 | ||||||
Host Hotels & Resorts ‡ | 65 | 1,323 | ||||||
Iron Mountain ‡ | 26 | 1,397 | ||||||
Kimco Realty ‡ | 52 | 1,317 | ||||||
Mid-America Apartment Communities ‡ | 9 | 1,770 | ||||||
ProLogis ‡ | 65 | 10,419 | ||||||
Public Storage ‡ | 13 | 4,830 | ||||||
Realty Income ‡ | 51 | 3,537 | ||||||
Regency Centers ‡ | 13 | 895 | ||||||
SBA Communications, Cl A ‡ | 9 | 3,124 | ||||||
Simon Property Group ‡ | 26 | 3,068 | ||||||
UDR ‡ | 26 | 1,383 | ||||||
Ventas ‡ | 29 | 1,611 |
252
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Vornado Realty Trust ‡ | 13 | $ | 503 | |||||
Welltower ‡ | 39 | 3,542 | ||||||
Weyerhaeuser ‡ | 65 | 2,679 | ||||||
88,751 | ||||||||
Utilities — 2.8% | ||||||||
AES | 55 | 1,123 | ||||||
Alliant Energy | 26 | 1,529 | ||||||
Ameren | 26 | 2,415 | ||||||
American Electric Power | 47 | 4,658 | ||||||
American Water Works | 16 | 2,465 | ||||||
Atmos Energy | 13 | 1,474 | ||||||
CenterPoint Energy | 52 | 1,592 | ||||||
CMS Energy | 26 | 1,786 | ||||||
Consolidated Edison | 26 | 2,411 | ||||||
Constellation Energy | 30 | 1,776 | ||||||
Dominion Energy | 75 | 6,123 | ||||||
DTE Energy | 17 | 2,228 | ||||||
Duke Energy | 65 | 7,161 | ||||||
Edison International | 29 | 1,995 | ||||||
Entergy | 17 | 2,021 | ||||||
Evergy | 19 | 1,289 | ||||||
Eversource Energy | 26 | 2,272 | ||||||
Exelon | 90 | 4,210 | ||||||
FirstEnergy | 52 | 2,252 | ||||||
NextEra Energy | 170 | 12,073 | ||||||
NiSource | 39 | 1,136 | ||||||
NRG Energy | 26 | 933 | ||||||
Pinnacle West Capital | 13 | 926 | ||||||
PPL | 65 | 1,840 | ||||||
Public Service Enterprise Group | 42 | 2,926 | ||||||
Sempra Energy | 26 | 4,195 | ||||||
Southern | 91 | 6,679 |
253
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
WEC Energy Group | 26 | $ | 2,601 | |||||
Xcel Energy | 52 | 3,810 | ||||||
87,899 | ||||||||
TOTAL UNITED STATES | 3,035,718 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $3,296,603) | 3,056,823 | |||||||
TOTAL INVESTMENTS — 97.2% | ||||||||
(Cost $3,296,603) | $ | 3,056,823 | ||||||
Value | ||||||||
PURCHASED OPTIONS— 2.6%(1) | ||||||||
UNITED STATES— 2.6% | ||||||||
(Cost $54,491) | 19 | $ | 81,362 | |||||
TOTAL PURCHASED OPTIONS |
Percentages are based on Net Assets of $3,145,183.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
PURCHASED OPTIONS — 2.6% | |||||||||||||||||
Put Options | |||||||||||||||||
Mini-SPX Index* | 13 | $ | 517,400 | $ | 398.00 | 06/17/22 | $ | 14,762 | |||||||||
S&P 500 Index* | 6 | 2,385,000 | 3,975.00 | 06/17/22 | 66,600 | ||||||||||||
Total Purchased Options | $ | 2,902,400 | $ | 81,362 |
Cl — Class
S&P — Standard & Poor’s
* | Non-income producing security. |
254
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Tail Risk ETF |
‡ | Real Estate Investment Trust |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for purchasedoptions contracts. The aggregate market value of collateral at April 30, 2022 was$3,056,823. |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 3,056,823 | $ | — | $ | — | $ | 3,056,823 | ||||||||
Total Investments in Securities | $ | 3,056,823 | $ | — | $ | — | $ | 3,056,823 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Purchased Options | $ | 81,362 | $ | – | $ | – | $ | 81,362 | ||||||||
Total Other Financial Instruments | $ | 81,362 | $ | – | $ | – | $ | 81,362 |
Amounts designated as “—“ are $0 or have been rounded to $0.
255
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — 96.5%(A) | ||||||||
CHINA — 0.2% | ||||||||
Information Technology — 0.2% | ||||||||
NXP Semiconductors | 176 | $ | 30,078 | |||||
SWITZERLAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
TE Connectivity | 190 | 23,708 | ||||||
UNITED KINGDOM — 0.4% | ||||||||
Materials — 0.4% | ||||||||
Linde | 311 | 97,020 | ||||||
UNITED STATES — 95.8% | ||||||||
Communication Services — 8.4% | ||||||||
Activision Blizzard | 480 | 36,288 | ||||||
Alphabet, Cl A * | 187 | 426,769 | ||||||
Alphabet, Cl C * | 171 | 393,185 | ||||||
AT&T | 4,414 | 83,248 | ||||||
Charter Communications, Cl A * | 73 | 31,280 |
256
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Comcast, Cl A | 2,840 | $ | 112,918 | |||||
DISH Network, Cl A * | 184 | 5,246 | ||||||
Electronic Arts | 184 | 21,721 | ||||||
Fox, Cl A | 184 | 6,595 | ||||||
Fox, Cl B | 92 | 3,058 | ||||||
Interpublic Group | 276 | 9,003 | ||||||
Live Nation Entertainment * | 92 | 9,649 | ||||||
Lumen Technologies | 595 | 5,986 | ||||||
Match Group * | 184 | 14,564 | ||||||
Meta Platforms, Cl A * | 1,437 | 288,075 | ||||||
Netflix * | 275 | 52,349 | ||||||
News, Cl A | 276 | 5,481 | ||||||
News, Cl B | 92 | 1,832 | ||||||
Omnicom Group | 112 | 8,527 | ||||||
Paramount Global, Cl B | 368 | 10,716 | ||||||
Take-Two Interactive Software * | 83 | 9,919 | ||||||
T-Mobile US * | 368 | 45,315 | ||||||
Twitter * | 480 | 23,530 | ||||||
Verizon Communications | 2,566 | 118,806 | ||||||
Walt Disney * | 1,127 | 125,807 | ||||||
Warner Bros Discovery * | 1,344 | 24,394 | ||||||
1,874,261 | ||||||||
Consumer Discretionary — 11.0% | ||||||||
Advance Auto Parts | 30 | 5,989 | ||||||
Amazon.com * | 270 | 671,120 | ||||||
Aptiv * | 184 | 19,578 | ||||||
AutoZone * | 12 | 23,466 | ||||||
Bath & Body Works | 184 | 9,732 | ||||||
Best Buy | 135 | 12,141 | ||||||
Booking Holdings * | 24 | 53,047 | ||||||
BorgWarner | 184 | 6,777 | ||||||
Caesars Entertainment * | 101 | 6,694 |
257
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
CarMax * | 92 | $ | 7,892 | |||||
Carnival * | 480 | 8,304 | ||||||
Chipotle Mexican Grill, Cl A * | 16 | 23,290 | ||||||
Darden Restaurants | 92 | 12,119 | ||||||
Dollar General | 142 | 33,729 | ||||||
Dollar Tree * | 135 | 21,931 | ||||||
Domino’s Pizza | 18 | 6,084 | ||||||
DR Horton | 184 | 12,805 | ||||||
eBay | 388 | 20,145 | ||||||
Etsy * | 86 | 8,014 | ||||||
Expedia Group * | 92 | 16,077 | ||||||
Ford Motor | 2,485 | 35,188 | ||||||
Garmin | 92 | 10,096 | ||||||
General Motors * | 924 | 35,029 | ||||||
Genuine Parts | 92 | 11,965 | ||||||
Hasbro | 92 | 8,102 | ||||||
Hilton Worldwide Holdings | 184 | 28,573 | ||||||
Home Depot | 655 | 196,762 | ||||||
Las Vegas Sands * | 184 | 6,519 | ||||||
Lennar, Cl A | 184 | 14,074 | ||||||
LKQ | 184 | 9,132 | ||||||
Lowe’s | 418 | 82,651 | ||||||
Marriott International, Cl A | 184 | 32,664 | ||||||
McDonald’s | 463 | 115,361 | ||||||
MGM Resorts International | 276 | 11,327 | ||||||
Mohawk Industries * | 23 | 3,244 | ||||||
Newell Brands | 266 | 6,158 | ||||||
NIKE, Cl B | 814 | 101,506 | ||||||
Norwegian Cruise Line Holdings * | 258 | 5,168 | ||||||
NVR * | 2 | 8,752 | ||||||
O’Reilly Automotive * | 38 | 23,049 | ||||||
Penn National Gaming * | 92 | 3,364 |
258
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
Pool | 20 | $ | 8,104 | |||||
PulteGroup | 184 | 7,684 | ||||||
PVH | 11 | 801 | ||||||
Ralph Lauren, Cl A | 3 | 313 | ||||||
Ross Stores | 192 | 19,156 | ||||||
Royal Caribbean Cruises * | 180 | 13,991 | ||||||
Starbucks | 736 | 54,935 | ||||||
Tapestry | 184 | 6,057 | ||||||
Target | 287 | 65,623 | ||||||
Tesla * | 516 | 449,312 | ||||||
TJX | 734 | 44,980 | ||||||
Tractor Supply | 83 | 16,720 | ||||||
Ulta Beauty * | 28 | 11,110 | ||||||
Under Armour, Cl A * | 92 | 1,413 | ||||||
Under Armour, Cl C * | 92 | 1,305 | ||||||
VF | 184 | 9,568 | ||||||
Whirlpool | 22 | 3,993 | ||||||
Wynn Resorts * | 92 | 6,484 | ||||||
Yum! Brands | 184 | 21,530 | ||||||
2,470,697 | ||||||||
Consumer Staples — 6.6% | ||||||||
Altria Group | 1,136 | 63,128 | ||||||
Archer-Daniels-Midland | 368 | 32,958 | ||||||
Brown-Forman, Cl B | 92 | 6,204 | ||||||
Campbell Soup | 92 | 4,344 | ||||||
Church & Dwight | 130 | 12,683 | ||||||
Clorox | 92 | 13,199 | ||||||
Coca-Cola | 2,391 | 154,482 | ||||||
Colgate-Palmolive | 552 | 42,532 | ||||||
Conagra Brands | 276 | 9,641 | ||||||
Constellation Brands, Cl A | 96 | 23,625 | ||||||
Costco Wholesale | 275 | 146,223 |
259
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
Estee Lauder, Cl A | 143 | $ | 37,761 | |||||
General Mills | 368 | 26,029 | ||||||
Hershey | 92 | 20,771 | ||||||
Hormel Foods | 184 | 9,640 | ||||||
J M Smucker | 53 | 7,257 | ||||||
Kellogg | 184 | 12,604 | ||||||
Kimberly-Clark | 188 | 26,100 | ||||||
Kraft Heinz | 450 | 19,183 | ||||||
Kroger | 459 | 24,768 | ||||||
Lamb Weston Holdings | 92 | 6,081 | ||||||
McCormick | 184 | 18,505 | ||||||
Molson Coors Beverage, Cl B | 92 | 4,981 | ||||||
Mondelez International, Cl A | 858 | 55,324 | ||||||
Monster Beverage * | 252 | 21,591 | ||||||
PepsiCo | 852 | 146,297 | ||||||
Philip Morris International | 938 | 93,800 | ||||||
Procter & Gamble | 1,500 | 240,825 | ||||||
Sysco | 296 | 25,302 | ||||||
Tyson Foods, Cl A | 184 | 17,141 | ||||||
Walgreens Boots Alliance | 460 | 19,504 | ||||||
Walmart | 862 | 131,877 | ||||||
1,474,360 | ||||||||
Energy — 4.1% | ||||||||
APA | 217 | 8,882 | ||||||
Baker Hughes, Cl A | 542 | 16,813 | ||||||
Chevron | 1,194 | 187,064 | ||||||
ConocoPhillips | 838 | 80,046 | ||||||
Coterra Energy | 532 | 15,316 | ||||||
Devon Energy | 368 | 21,406 | ||||||
Diamondback Energy | 92 | 11,613 | ||||||
EOG Resources | 368 | 42,968 | ||||||
Exxon Mobil | 2,647 | 225,657 |
260
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Halliburton | 552 | $ | 19,662 | |||||
Hess | 184 | 18,965 | ||||||
Kinder Morgan | 1,216 | 22,070 | ||||||
Marathon Oil | 480 | 11,962 | ||||||
Marathon Petroleum | 388 | 33,857 | ||||||
Occidental Petroleum | 552 | 30,410 | ||||||
ONEOK | 276 | 17,479 | ||||||
Phillips 66 | 276 | 23,946 | ||||||
Pioneer Natural Resources | 140 | 32,546 | ||||||
Schlumberger | 896 | 34,953 | ||||||
Valero Energy | 276 | 30,768 | ||||||
Williams | 756 | 25,923 | ||||||
912,306 | ||||||||
Financials — 10.6% | ||||||||
Aflac | 368 | 21,079 | ||||||
Allstate | 184 | 23,283 | ||||||
American Express | 376 | 65,691 | ||||||
American International Group | 552 | 32,297 | ||||||
Ameriprise Financial | 67 | 17,788 | ||||||
Aon, Cl A | 130 | 37,439 | ||||||
Arthur J Gallagher | 119 | 20,050 | ||||||
Assurant | 25 | 4,547 | ||||||
Bank of America | 4,482 | 159,918 | ||||||
Bank of New York Mellon | 480 | 20,189 | ||||||
Berkshire Hathaway, Cl B * | 1,136 | 366,735 | ||||||
BlackRock, Cl A | 92 | 57,470 | ||||||
Brown & Brown | 181 | 11,218 | ||||||
Capital One Financial | 276 | 34,395 | ||||||
Cboe Global Markets | 77 | 8,699 | ||||||
Charles Schwab | 919 | 60,957 | ||||||
Chubb | 276 | 56,980 | ||||||
Cincinnati Financial | 92 | 11,285 |
261
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Citigroup | 1,239 | $ | 59,732 | |||||
Citizens Financial Group | 276 | 10,874 | ||||||
CME Group, Cl A | 216 | 47,377 | ||||||
Comerica | 92 | 7,535 | ||||||
Discover Financial Services | 184 | 20,693 | ||||||
Everest Re Group | 18 | 4,945 | ||||||
FactSet Research Systems | 19 | 7,666 | ||||||
Fifth Third Bancorp | 460 | 17,264 | ||||||
First Republic Bank | 95 | 14,176 | ||||||
Franklin Resources | 184 | 4,525 | ||||||
Globe Life | 38 | 3,727 | ||||||
Goldman Sachs Group | 206 | 62,931 | ||||||
Hartford Financial Services Group | 184 | 12,867 | ||||||
Huntington Bancshares | 920 | 12,098 | ||||||
Intercontinental Exchange | 368 | 42,618 | ||||||
Invesco | 184 | 3,382 | ||||||
JPMorgan Chase | 1,842 | 219,861 | ||||||
KeyCorp | 572 | 11,045 | ||||||
Lincoln National | 92 | 5,534 | ||||||
Loews | 92 | 5,781 | ||||||
M&T Bank | 112 | 18,664 | ||||||
MarketAxess Holdings | 18 | 4,745 | ||||||
Marsh & McLennan | 301 | 48,672 | ||||||
MetLife | 460 | 30,213 | ||||||
Moody’s | 94 | 29,749 | ||||||
Morgan Stanley | 853 | 68,743 | ||||||
MSCI, Cl A | 51 | 21,484 | ||||||
Nasdaq | 84 | 13,219 | ||||||
Northern Trust | 118 | 12,160 | ||||||
PNC Financial Services Group | 276 | 45,844 | ||||||
Principal Financial Group | 184 | 12,538 | ||||||
Progressive | 368 | 39,508 |
262
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Prudential Financial | 260 | $ | 28,213 | |||||
Raymond James Financial | 97 | 9,454 | ||||||
Regions Financial | 572 | 11,852 | ||||||
S&P Global | 218 | 82,077 | ||||||
Signature Bank NY | 31 | 7,510 | ||||||
State Street | 206 | 13,796 | ||||||
SVB Financial Group * | 32 | 15,604 | ||||||
Synchrony Financial | 368 | 13,546 | ||||||
T Rowe Price Group | 128 | 15,749 | ||||||
Travelers | 146 | 24,975 | ||||||
Truist Financial | 828 | 40,034 | ||||||
US Bancorp | 848 | 41,179 | ||||||
W R Berkley | 134 | 8,910 | ||||||
Wells Fargo | 2,397 | 104,581 | ||||||
Willis Towers Watson | 72 | 15,470 | ||||||
Zions Bancorp | 92 | 5,199 | ||||||
2,368,339 | ||||||||
Health Care — 13.6% | ||||||||
Abbott Laboratories | 1,099 | 124,737 | ||||||
AbbVie | 1,098 | 161,274 | ||||||
ABIOMED * | 22 | 6,305 | ||||||
Agilent Technologies | 184 | 21,946 | ||||||
Align Technology * | 39 | 11,307 | ||||||
AmerisourceBergen, Cl A | 92 | 13,919 | ||||||
Amgen | 358 | 83,482 | ||||||
Anthem | 151 | 75,791 | ||||||
Baxter International | 282 | 20,039 | ||||||
Becton Dickinson | 184 | 45,483 | ||||||
Biogen * | 92 | 19,084 | ||||||
Bio-Rad Laboratories, Cl A * | 8 | 4,096 | ||||||
Bio-Techne | 20 | 7,594 | ||||||
Boston Scientific * | 922 | 38,825 |
263
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
�� | Shares | Value | ||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Bristol-Myers Squibb | 1,372 | $ | 103,270 | |||||
Cardinal Health | 184 | 10,681 | ||||||
Catalent * | 92 | 8,332 | ||||||
Centene * | 368 | 29,642 | ||||||
Cerner | 184 | 17,230 | ||||||
Charles River Laboratories International * | 25 | 6,038 | ||||||
Cigna | 190 | 46,888 | ||||||
Cooper | 25 | 9,026 | ||||||
CVS Health | 828 | 79,596 | ||||||
Danaher | 390 | 97,941 | ||||||
DaVita * | 24 | 2,601 | ||||||
DENTSPLY SIRONA | 112 | 4,479 | ||||||
Dexcom * | 60 | 24,515 | ||||||
Edwards Lifesciences * | 373 | 39,456 | ||||||
Eli Lilly | 488 | 142,559 | ||||||
Gilead Sciences | 768 | 45,573 | ||||||
HCA Healthcare | 147 | 31,539 | ||||||
Henry Schein * | 92 | 7,461 | ||||||
Hologic * | 184 | 13,246 | ||||||
Humana | 75 | 33,342 | ||||||
IDEXX Laboratories * | 55 | 23,676 | ||||||
Illumina * | 92 | 27,292 | ||||||
Incyte * | 92 | 6,896 | ||||||
Intuitive Surgical * | 216 | 51,689 | ||||||
IQVIA Holdings * | 109 | 23,761 | ||||||
Johnson & Johnson | 1,646 | 297,037 | ||||||
Laboratory Corp of America Holdings | 56 | 13,456 | ||||||
McKesson | 92 | 28,484 | ||||||
Medtronic | 826 | 86,201 | ||||||
Merck | 1,561 | 138,445 | ||||||
Mettler-Toledo International * | 12 | 15,330 | ||||||
Moderna * | 199 | 26,748 |
264
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Molina Healthcare * | 34 | $ | 10,657 | |||||
Organon | 184 | 5,949 | ||||||
PerkinElmer | 82 | 12,022 | ||||||
Pfizer | 3,524 | 172,923 | ||||||
Quest Diagnostics | 92 | 12,313 | ||||||
Regeneron Pharmaceuticals * | 67 | 44,160 | ||||||
ResMed | 92 | 18,397 | ||||||
STERIS | 59 | 13,219 | ||||||
Stryker | 203 | 48,976 | ||||||
Teleflex | 23 | 6,569 | ||||||
Thermo Fisher Scientific | 240 | 132,701 | ||||||
UnitedHealth Group | 583 | 296,485 | ||||||
Universal Health Services, Cl B | 25 | 3,063 | ||||||
Vertex Pharmaceuticals * | 156 | 42,622 | ||||||
Viatris, Cl W * | 756 | 7,809 | ||||||
Waters * | 31 | 9,394 | ||||||
West Pharmaceutical Services | 47 | 14,808 | ||||||
Zimmer Biomet Holdings | 118 | 14,249 | ||||||
Zoetis, Cl A | 280 | 49,630 | ||||||
3,042,258 | ||||||||
Industrials — 7.6% | ||||||||
3M | 368 | 53,073 | ||||||
Alaska Air Group * | 92 | 5,004 | ||||||
Allegion | 72 | 8,225 | ||||||
American Airlines Group * | 388 | 7,283 | ||||||
AMETEK | 168 | 21,212 | ||||||
AO Smith | 92 | 5,376 | ||||||
Boeing * | 328 | 48,819 | ||||||
Carrier Global | 554 | 21,202 | ||||||
Caterpillar | 334 | 70,320 | ||||||
CH Robinson Worldwide | 92 | 9,766 | ||||||
Cintas | 56 | 22,247 |
265
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Copart * | 120 | $ | 13,638 | |||||
CSX | 1,400 | 48,076 | ||||||
Cummins | 92 | 17,405 | ||||||
Deere | 173 | 65,316 | ||||||
Delta Air Lines * | 388 | 16,696 | ||||||
Dover | 92 | 12,264 | ||||||
Eaton | 264 | 38,285 | ||||||
Emerson Electric | 368 | 33,186 | ||||||
Equifax | 85 | 17,299 | ||||||
Expeditors International of Washington | 92 | 9,114 | ||||||
Fastenal | 368 | 20,354 | ||||||
FedEx | 149 | 29,612 | ||||||
Fortive | 204 | 11,730 | ||||||
Fortune Brands Home & Security | 92 | 6,555 | ||||||
Generac Holdings * | 32 | 7,020 | ||||||
General Dynamics | 141 | 33,351 | ||||||
General Electric | 652 | 48,607 | ||||||
Honeywell International | 424 | 82,048 | ||||||
Howmet Aerospace | 276 | 9,417 | ||||||
Huntington Ingalls Industries | 16 | 3,404 | ||||||
IDEX | 44 | 8,352 | ||||||
Illinois Tool Works | 184 | 36,268 | ||||||
Ingersoll Rand | 276 | 12,133 | ||||||
Jacobs Engineering Group | 92 | 12,747 | ||||||
JB Hunt Transport Services | 49 | 8,372 | ||||||
Johnson Controls International | 460 | 27,540 | ||||||
L3Harris Technologies | 111 | 25,781 | ||||||
Leidos Holdings | 92 | 9,523 | ||||||
Lockheed Martin | 151 | 65,250 | ||||||
Masco | 184 | 9,695 | ||||||
Nielsen Holdings | 204 | 5,469 | ||||||
Nordson | 28 | 6,039 |
266
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Norfolk Southern | 148 | $ | 38,166 | |||||
Northrop Grumman | 92 | 40,425 | ||||||
Old Dominion Freight Line | 69 | 19,328 | ||||||
Otis Worldwide | 276 | 20,104 | ||||||
PACCAR | 184 | 15,281 | ||||||
Parker-Hannifin | 87 | 23,561 | ||||||
Pentair | 92 | 4,669 | ||||||
Quanta Services | 92 | 10,670 | ||||||
Raytheon Technologies | 920 | 87,317 | ||||||
Republic Services, Cl A | 107 | 14,367 | ||||||
Robert Half International | 92 | 9,044 | ||||||
Rockwell Automation | 84 | 21,224 | ||||||
Rollins | 174 | 5,836 | ||||||
Snap-On | 25 | 5,312 | ||||||
Southwest Airlines * | 368 | 17,193 | ||||||
Stanley Black & Decker | 92 | 11,054 | ||||||
Textron | 125 | 8,656 | ||||||
Trane Technologies | 141 | 19,724 | ||||||
TransDigm Group * | 28 | 16,655 | ||||||
Union Pacific | 388 | 90,905 | ||||||
United Airlines Holdings * | 184 | 9,292 | ||||||
United Parcel Service, Cl B | 460 | 82,791 | ||||||
United Rentals * | 35 | 11,078 | ||||||
Verisk Analytics, Cl A | 92 | 18,773 | ||||||
Waste Management | 256 | 42,097 | ||||||
Westinghouse Air Brake Technologies | 92 | 8,272 | ||||||
WW Grainger | 22 | 11,001 | ||||||
Xylem | 92 | 7,406 | ||||||
1,693,274 | ||||||||
Information Technology — 26.1% | ||||||||
Accenture, Cl A | 388 | 116,540 | ||||||
Adobe * | 288 | 114,034 |
267
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Advanced Micro Devices * | 1,021 | $ | 87,316 | |||||
Akamai Technologies * | 92 | 10,330 | ||||||
Amphenol, Cl A | 368 | 26,312 | ||||||
Analog Devices | 323 | 49,865 | ||||||
ANSYS * | 53 | 14,612 | ||||||
Apple | 9,570 | 1,508,710 | ||||||
Applied Materials | 557 | 61,465 | ||||||
Arista Networks * | 123 | 14,215 | ||||||
Autodesk * | 128 | 24,228 | ||||||
Automatic Data Processing | 251 | 54,763 | ||||||
Broadcom | 257 | 142,478 | ||||||
Broadridge Financial Solutions | 83 | 11,963 | ||||||
Cadence Design Systems * | 184 | 27,756 | ||||||
CDW | 92 | 15,013 | ||||||
Ceridian HCM Holding * | 92 | 5,164 | ||||||
Cisco Systems | 2,673 | 130,923 | ||||||
Citrix Systems * | 92 | 9,209 | ||||||
Cognizant Technology Solutions, Cl A | 301 | 24,351 | ||||||
Corning | 460 | 16,187 | ||||||
DXC Technology * | 184 | 5,281 | ||||||
Enphase Energy * | 92 | 14,849 | ||||||
EPAM Systems * | 24 | 6,360 | ||||||
F5 * | 29 | 4,855 | ||||||
Fidelity National Information Services | 372 | 36,884 | ||||||
Fiserv * | 368 | 36,034 | ||||||
FleetCor Technologies * | 55 | 13,724 | ||||||
Fortinet * | 92 | 26,589 | ||||||
Gartner * | 44 | 12,784 | ||||||
Global Payments | 184 | 25,204 | ||||||
Hewlett Packard Enterprise | 828 | 12,759 | ||||||
HP | 749 | 27,436 | ||||||
Intel | 2,535 | 110,501 |
268
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
International Business Machines | 556 | $ | 73,509 | |||||
Intuit | 179 | 74,956 | ||||||
IPG Photonics * | 4 | 378 | ||||||
Jack Henry & Associates | 35 | 6,635 | ||||||
Juniper Networks | 184 | 5,800 | ||||||
Keysight Technologies * | 108 | 15,149 | ||||||
KLA | 92 | 29,372 | ||||||
Lam Research | 89 | 41,453 | ||||||
Mastercard, Cl A | 528 | 191,865 | ||||||
Microchip Technology | 368 | 23,994 | ||||||
Micron Technology | 712 | 48,551 | ||||||
Microsoft | 4,626 | 1,283,807 | ||||||
Monolithic Power Systems | 22 | 8,629 | ||||||
Motorola Solutions | 96 | 20,514 | ||||||
NetApp | 127 | 9,303 | ||||||
NortonLifeLock | 368 | 9,215 | ||||||
NVIDIA | 1,557 | 288,777 | ||||||
Oracle | 1,011 | 74,207 | ||||||
Paychex | 184 | 23,318 | ||||||
Paycom Software * | 24 | 6,755 | ||||||
PayPal Holdings * | 732 | 64,365 | ||||||
PTC * | 92 | 10,507 | ||||||
Qorvo * | 82 | 9,330 | ||||||
QUALCOMM | 682 | 95,269 | ||||||
Roper Technologies | 65 | 30,545 | ||||||
Salesforce * | 598 | 105,212 | ||||||
Seagate Technology Holdings | 100 | 8,204 | ||||||
ServiceNow * | 120 | 57,372 | ||||||
Skyworks Solutions | 92 | 10,424 | ||||||
SolarEdge Technologies * | 26 | 6,511 | ||||||
Synopsys * | 92 | 26,385 | ||||||
Teledyne Technologies * | 24 | 10,357 |
269
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Teradyne | 92 | $ | 9,702 | |||||
Texas Instruments | 557 | 94,829 | ||||||
Trimble * | 184 | 12,273 | ||||||
Tyler Technologies * | 24 | 9,473 | ||||||
VeriSign * | 57 | 10,185 | ||||||
Visa, Cl A | 1,035 | 220,589 | ||||||
Western Digital * | 184 | 9,765 | ||||||
Zebra Technologies, Cl A * | 28 | 10,350 | ||||||
5,846,528 | ||||||||
Materials — 2.3% | ||||||||
Air Products & Chemicals | 136 | 31,833 | ||||||
Albemarle | 84 | 16,198 | ||||||
Amcor | 940 | 11,148 | ||||||
Avery Dennison | 47 | 8,488 | ||||||
Ball | 184 | 14,933 | ||||||
Celanese, Cl A | 82 | 12,049 | ||||||
CF Industries Holdings | 112 | 10,845 | ||||||
Corteva | 460 | 26,537 | ||||||
Dow | 460 | 30,590 | ||||||
DuPont de Nemours | 358 | 23,603 | ||||||
Eastman Chemical | 92 | 9,446 | ||||||
Ecolab | 173 | 29,296 | ||||||
FMC | 92 | 12,194 | ||||||
Freeport-McMoRan | 920 | 37,306 | ||||||
International Flavors & Fragrances | 172 | 20,864 | ||||||
International Paper | 276 | 12,773 | ||||||
LyondellBasell Industries, Cl A | 184 | 19,510 | ||||||
Martin Marietta Materials | 33 | 11,689 | ||||||
Mosaic | 237 | 14,794 | ||||||
Newmont | 480 | 34,968 | ||||||
Nucor | 184 | 28,479 | ||||||
Packaging Corp of America | 73 | 11,765 |
270
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
PPG Industries | 169 | $ | 21,630 | |||||
Sealed Air | 80 | 5,137 | ||||||
Sherwin-Williams | 161 | 44,269 | ||||||
Vulcan Materials | 92 | 15,851 | ||||||
Westrock | 184 | 9,114 | ||||||
525,309 | ||||||||
Real Estate — 2.8% | ||||||||
Alexandria Real Estate Equities ‡ | 92 | 16,759 | ||||||
American Tower, Cl A ‡ | 279 | 67,245 | ||||||
AvalonBay Communities ‡ | 92 | 20,928 | ||||||
Boston Properties ‡ | 92 | 10,819 | ||||||
Camden Property Trust ‡ | 66 | 10,355 | ||||||
CBRE Group, Cl A * | 184 | 15,279 | ||||||
Crown Castle International ‡ | 276 | 51,118 | ||||||
Digital Realty Trust ‡ | 184 | 26,886 | ||||||
Duke Realty ‡ | 266 | 14,564 | ||||||
Equinix ‡ | 58 | 41,707 | ||||||
Equity Residential ‡ | 184 | 14,996 | ||||||
Essex Property Trust ‡ | 33 | 10,866 | ||||||
Extra Space Storage ‡ | 92 | 17,480 | ||||||
Federal Realty Investment Trust ‡ | 17 | 1,990 | ||||||
Healthpeak Properties ‡ | 368 | 12,074 | ||||||
Host Hotels & Resorts ‡ | 460 | 9,361 | ||||||
Iron Mountain ‡ | 184 | 9,886 | ||||||
Kimco Realty ‡ | 368 | 9,322 | ||||||
Mid-America Apartment Communities ‡ | 83 | 16,324 | ||||||
ProLogis ‡ | 460 | 73,733 | ||||||
Public Storage ‡ | 92 | 34,178 | ||||||
Realty Income ‡ | 353 | 24,484 | ||||||
Regency Centers ‡ | 92 | 6,332 | ||||||
SBA Communications, Cl A ‡ | 62 | 21,521 | ||||||
Simon Property Group ‡ | 190 | 22,420 |
271
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
UDR ‡ | 184 | $ | 9,791 | |||||
Ventas ‡ | 266 | 14,776 | ||||||
Vornado Realty Trust ‡ | 92 | 3,561 | ||||||
Welltower ‡ | 276 | 25,064 | ||||||
Weyerhaeuser ‡ | 460 | 18,961 | ||||||
632,780 | ||||||||
Utilities — 2.7% | ||||||||
AES | 441 | 9,005 | ||||||
Alliant Energy | 184 | 10,821 | ||||||
Ameren | 184 | 17,094 | ||||||
American Electric Power | 282 | 27,949 | ||||||
American Water Works | 95 | 14,638 | ||||||
Atmos Energy | 92 | 10,433 | ||||||
CenterPoint Energy | 368 | 11,265 | ||||||
CMS Energy | 184 | 12,639 | ||||||
Consolidated Edison | 204 | 18,919 | ||||||
Constellation Energy | 210 | 12,434 | ||||||
Dominion Energy | 506 | 41,310 | ||||||
DTE Energy | 96 | 12,580 | ||||||
Duke Energy | 465 | 51,224 | ||||||
Edison International | 266 | 18,298 | ||||||
Entergy | 100 | 11,885 | ||||||
Evergy | 184 | 12,484 | ||||||
Eversource Energy | 184 | 16,082 | ||||||
Exelon | 644 | 30,126 | ||||||
FirstEnergy | 368 | 15,938 | ||||||
NextEra Energy | 1,198 | 85,082 | ||||||
NiSource | 276 | 8,037 | ||||||
NRG Energy | 184 | 6,606 | ||||||
Pinnacle West Capital | 92 | 6,550 | ||||||
PPL | 460 | 13,023 | ||||||
Public Service Enterprise Group | 296 | 20,619 |
272
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Sempra Energy | 184 | $ | 29,690 | |||||
Southern | 654 | 47,997 | ||||||
WEC Energy Group | 184 | 18,409 | ||||||
Xcel Energy | 368 | 26,960 | ||||||
618,097 | ||||||||
TOTAL UNITED STATES | 21,458,209 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $23,729,186) | 21,609,015 | |||||||
TOTAL INVESTMENTS — 96.5% | ||||||||
(Cost $23,729,186) | $ | 21,609,015 | ||||||
Value | ||||||||
PURCHASED OPTIONS— 3.6%(1) | ||||||||
UNITED STATES— 3.6% | ||||||||
(Cost $246,115) | 72 | $ | 808,880 | |||||
TOTAL PURCHASED OPTIONS | ||||||||
WRITTEN OPTIONS— (0.2)%(1) | ||||||||
UNITED STATES— (0.2)% | ||||||||
(Premiums Received $(481,741)) | (72 | ) | $ | (52,071 | ) | |||
TOTAL WRITTEN OPTIONS |
Percentages are based on Net Assets of $22,394,835.
273
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Risk Managed Income ETF |
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
PURCHASED OPTIONS — 3.6% | |||||||||||||||||
Put Options | |||||||||||||||||
Mini-SPX Index* | 22 | $ | 926,200 | $ | 421.00 | 05/20/22 | $ | 33,880 | |||||||||
S&P 500 Index* | 50 | 21,050,000 | 4,210.00 | 05/20/22 | 775,000 | ||||||||||||
Total Purchased Options | $ | 21,976,200 | $ | 808,880 | |||||||||||||
WRITTEN OPTIONS — (0.2)% | |||||||||||||||||
Call Options | |||||||||||||||||
Mini-SPX Index* | (22 | ) | $ | (974,600 | ) | 443.00 | 05/20/22 | $ | (2,321 | ) | |||||||
S&P 500 Index* | (50 | ) | (22,150,000 | ) | 4,430.00 | 05/20/22 | (49,750 | ) | |||||||||
Total Written Options | $ | (23,124,600 | ) | $ | (52,071 | ) |
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions and purchased options contracts. The aggregate market value of collateral at April 30, 2022 was $21,609,015. |
Cl — Class
S&P — Standard & Poor’s
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 21,609,015 | $ | — | $ | — | $ | 21,609,015 | ||||||||
Total Investments in Securities | $ | 21,609,015 | $ | — | $ | — | $ | 21,609,015 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Purchased Options | $ | 808,880 | $ | – | $ | – | $ | 808,880 | ||||||||
Written Options | (52,071 | ) | – | – | (52,071 | ) | ||||||||||
Total Other Financial Instruments | $ | 756,809 | $ | – | $ | – | $ | 756,809 |
Amounts designated as “—“ are $0 or have been rounded to $0.
274
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — 95.4%(A) | ||||||||
CHINA — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
NXP Semiconductors | 28 | $ | 4,785 | |||||
SWITZERLAND — 0.1% | ||||||||
Information Technology — 0.1% | ||||||||
TE Connectivity | 35 | 4,367 | ||||||
UNITED KINGDOM — 0.5% | ||||||||
Materials — 0.5% | ||||||||
Linde | 54 | 16,846 | ||||||
UNITED STATES — 94.7% | ||||||||
Communication Services — 8.2% | ||||||||
Activision Blizzard | 80 | 6,048 | ||||||
Alphabet, Cl A * | 32 | 73,030 | ||||||
Alphabet, Cl C * | 30 | 68,980 | ||||||
AT&T | 758 | 14,296 | ||||||
Charter Communications, Cl A * | 12 | 5,142 |
275
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Communication Services — continued | ||||||||
Comcast, Cl A | 488 | $ | 19,403 | |||||
DISH Network, Cl A * | 32 | 912 | ||||||
Electronic Arts | 32 | 3,778 | ||||||
Fox, Cl A | 32 | 1,147 | ||||||
Fox, Cl B | 16 | 532 | ||||||
Interpublic Group | 48 | 1,566 | ||||||
Live Nation Entertainment * | 16 | 1,678 | ||||||
Lumen Technologies | 108 | 1,086 | ||||||
Match Group * | 31 | 2,454 | ||||||
Meta Platforms, Cl A * | 248 | 49,716 | ||||||
Netflix * | 47 | 8,947 | ||||||
News, Cl A | 48 | 953 | ||||||
News, Cl B | 16 | 318 | ||||||
Omnicom Group | 18 | 1,370 | ||||||
Paramount Global, Cl B | 64 | 1,864 | ||||||
Take-Two Interactive Software * | 12 | 1,434 | ||||||
T-Mobile US * | 64 | 7,881 | ||||||
Twitter * | 82 | 4,020 | ||||||
Verizon Communications | 442 | 20,465 | ||||||
Walt Disney * | 193 | 21,544 | ||||||
Warner Bros Discovery * | 231 | 4,193 | ||||||
322,757 | ||||||||
Consumer Discretionary — 10.9% | ||||||||
Advance Auto Parts | 7 | 1,397 | ||||||
Amazon.com * | 47 | 116,825 | ||||||
Aptiv * | 32 | 3,405 | ||||||
AutoZone * | 2 | 3,911 | ||||||
Bath & Body Works | 32 | 1,692 | ||||||
Best Buy | 24 | 2,158 | ||||||
Booking Holdings * | 4 | 8,841 | ||||||
BorgWarner | 32 | 1,179 | ||||||
Caesars Entertainment * | 21 | 1,392 |
276
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
CarMax * | 16 | $ | 1,372 | |||||
Carnival * | 82 | 1,419 | ||||||
Chipotle Mexican Grill, Cl A * | 3 | 4,367 | ||||||
Darden Restaurants | 16 | 2,108 | ||||||
Dollar General | 23 | 5,463 | ||||||
Dollar Tree * | 24 | 3,899 | ||||||
Domino’s Pizza | 3 | 1,014 | ||||||
DR Horton | 32 | 2,227 | ||||||
eBay | 71 | 3,686 | ||||||
Etsy * | 16 | 1,491 | ||||||
Expedia Group * | 16 | 2,796 | ||||||
Ford Motor | 424 | 6,004 | ||||||
Garmin | 16 | 1,756 | ||||||
General Motors * | 161 | 6,104 | ||||||
Genuine Parts | 16 | 2,081 | ||||||
Hasbro | 16 | 1,409 | ||||||
Hilton Worldwide Holdings | 32 | 4,969 | ||||||
Home Depot | 111 | 33,344 | ||||||
Las Vegas Sands * | 32 | 1,134 | ||||||
Lennar, Cl A | 32 | 2,448 | ||||||
LKQ | 32 | 1,588 | ||||||
Lowe’s | 71 | 14,039 | ||||||
Marriott International, Cl A | 27 | 4,793 | ||||||
McDonald’s | 82 | 20,431 | ||||||
MGM Resorts International | 48 | 1,970 | ||||||
Mohawk Industries * | 4 | 564 | ||||||
Newell Brands | 38 | 880 | ||||||
NIKE, Cl B | 139 | 17,333 | ||||||
Norwegian Cruise Line Holdings * | 38 | 761 | ||||||
O’Reilly Automotive * | 7 | 4,246 | ||||||
Penn National Gaming * | 16 | 585 | ||||||
Pool | 4 | 1,621 |
277
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Consumer Discretionary — continued | ||||||||
PulteGroup | 32 | $ | 1,336 | |||||
PVH | 7 | 509 | ||||||
Ralph Lauren, Cl A | 3 | 313 | ||||||
Ross Stores | 39 | 3,891 | ||||||
Royal Caribbean Cruises * | 27 | 2,099 | ||||||
Starbucks | 128 | 9,554 | ||||||
Tapestry | 32 | 1,053 | ||||||
Target | 50 | 11,433 | ||||||
Tesla * | 90 | 78,368 | ||||||
TJX | 128 | 7,844 | ||||||
Tractor Supply | 14 | 2,820 | ||||||
Ulta Beauty * | 5 | 1,984 | ||||||
Under Armour, Cl A * | 16 | 246 | ||||||
Under Armour, Cl C * | 16 | 227 | ||||||
VF | 32 | 1,664 | ||||||
Whirlpool | 5 | 908 | ||||||
Wynn Resorts * | 16 | 1,128 | ||||||
Yum! Brands | 32 | 3,744 | ||||||
427,823 | ||||||||
Consumer Staples — 6.5% | ||||||||
Altria Group | 203 | 11,281 | ||||||
Archer-Daniels-Midland | 64 | 5,732 | ||||||
Brown-Forman, Cl B | 16 | 1,079 | ||||||
Campbell Soup | 16 | 755 | ||||||
Church & Dwight | 23 | 2,244 | ||||||
Clorox | 16 | 2,295 | ||||||
Coca-Cola | 414 | 26,748 | ||||||
Colgate-Palmolive | 96 | 7,397 | ||||||
Conagra Brands | 48 | 1,677 | ||||||
Constellation Brands, Cl A | 18 | 4,430 | ||||||
Costco Wholesale | 47 | 24,991 | ||||||
Estee Lauder, Cl A | 26 | 6,866 |
278
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Consumer Staples — continued | ||||||||
General Mills | 64 | $ | 4,527 | |||||
Hershey | 16 | 3,612 | ||||||
Hormel Foods | 32 | 1,676 | ||||||
J M Smucker | 10 | 1,369 | ||||||
Kellogg | 32 | 2,192 | ||||||
Kimberly-Clark | 35 | 4,859 | ||||||
Kraft Heinz | 70 | 2,984 | ||||||
Kroger | 80 | 4,317 | ||||||
Lamb Weston Holdings | 16 | 1,058 | ||||||
McCormick | 23 | 2,313 | ||||||
Molson Coors Beverage, Cl B | 16 | 866 | ||||||
Mondelez International, Cl A | 154 | 9,930 | ||||||
Monster Beverage * | 44 | 3,770 | ||||||
PepsiCo | 148 | 25,413 | ||||||
Philip Morris International | 167 | 16,700 | ||||||
Procter & Gamble | 254 | 40,780 | ||||||
Sysco | 56 | 4,787 | ||||||
Tyson Foods, Cl A | 32 | 2,981 | ||||||
Walgreens Boots Alliance | 80 | 3,392 | ||||||
Walmart | 149 | 22,795 | ||||||
255,816 | ||||||||
Energy — 4.0% | ||||||||
APA | 34 | 1,392 | ||||||
Baker Hughes, Cl A | 86 | 2,668 | ||||||
Chevron | 208 | 32,587 | ||||||
ConocoPhillips | 144 | 13,755 | ||||||
Coterra Energy | 92 | 2,649 | ||||||
Devon Energy | 64 | 3,723 | ||||||
Diamondback Energy | 16 | 2,020 | ||||||
EOG Resources | 64 | 7,473 | ||||||
Exxon Mobil | 455 | 38,789 | ||||||
Halliburton | 96 | 3,419 |
279
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Energy — continued | ||||||||
Hess | 32 | $ | 3,298 | |||||
Kinder Morgan | 210 | 3,811 | ||||||
Marathon Oil | 82 | 2,043 | ||||||
Marathon Petroleum | 64 | 5,585 | ||||||
Occidental Petroleum | 96 | 5,289 | ||||||
ONEOK | 48 | 3,040 | ||||||
Phillips 66 | 48 | 4,164 | ||||||
Pioneer Natural Resources | 23 | 5,347 | ||||||
Schlumberger | 146 | 5,695 | ||||||
Valero Energy | 48 | 5,351 | ||||||
Williams | 130 | 4,458 | ||||||
156,556 | ||||||||
Financials — 10.4% | ||||||||
Aflac | 64 | 3,666 | ||||||
Allstate | 32 | 4,049 | ||||||
American Express | 66 | 11,531 | ||||||
American International Group | 96 | 5,617 | ||||||
Ameriprise Financial | 11 | 2,920 | ||||||
Aon, Cl A | 22 | 6,336 | ||||||
Arthur J Gallagher | 20 | 3,370 | ||||||
Assurant | 4 | 728 | ||||||
Bank of America | 752 | 26,831 | ||||||
Bank of New York Mellon | 82 | 3,449 | ||||||
Berkshire Hathaway, Cl B * | 197 | 63,598 | ||||||
BlackRock, Cl A | 16 | 9,995 | ||||||
Brown & Brown | 28 | 1,735 | ||||||
Capital One Financial | 42 | 5,234 | ||||||
Cboe Global Markets | 10 | 1,130 | ||||||
Charles Schwab | 162 | 10,745 | ||||||
Chubb | 48 | 9,910 | ||||||
Cincinnati Financial | 16 | 1,963 | ||||||
Citigroup | 208 | 10,028 |
280
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Citizens Financial Group | 48 | $ | 1,891 | |||||
CME Group, Cl A | 37 | 8,116 | ||||||
Comerica | 16 | 1,310 | ||||||
Discover Financial Services | 32 | 3,599 | ||||||
Everest Re Group | 4 | 1,099 | ||||||
FactSet Research Systems | 3 | 1,210 | ||||||
Fifth Third Bancorp | 80 | 3,002 | ||||||
First Republic Bank | 18 | 2,686 | ||||||
Franklin Resources | 32 | 787 | ||||||
Globe Life | 8 | 785 | ||||||
Goldman Sachs Group | 36 | 10,998 | ||||||
Hartford Financial Services Group | 32 | 2,238 | ||||||
Huntington Bancshares | 160 | 2,104 | ||||||
Intercontinental Exchange | 58 | 6,717 | ||||||
Invesco | 32 | 588 | ||||||
JPMorgan Chase | 314 | 37,479 | ||||||
KeyCorp | 98 | 1,892 | ||||||
Lincoln National | 16 | 962 | ||||||
Loews | 16 | 1,005 | ||||||
M&T Bank | 16 | 2,666 | ||||||
MarketAxess Holdings | 3 | 791 | ||||||
Marsh & McLennan | 52 | 8,408 | ||||||
MetLife | 80 | 5,254 | ||||||
Moody’s | 17 | 5,380 | ||||||
Morgan Stanley | 148 | 11,927 | ||||||
MSCI, Cl A | 8 | 3,370 | ||||||
Nasdaq | 12 | 1,888 | ||||||
Northern Trust | 20 | 2,061 | ||||||
PNC Financial Services Group | 43 | 7,142 | ||||||
Principal Financial Group | 32 | 2,181 | ||||||
Progressive | 64 | 6,871 | ||||||
Prudential Financial | 40 | 4,340 |
281
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Financials — continued | ||||||||
Raymond James Financial | 21 | $ | 2,047 | |||||
Regions Financial | 98 | 2,031 | ||||||
S&P Global | 37 | 13,930 | ||||||
Signature Bank NY | 6 | 1,454 | ||||||
State Street | 39 | 2,612 | ||||||
SVB Financial Group * | 6 | 2,926 | ||||||
Synchrony Financial | 64 | 2,356 | ||||||
T Rowe Price Group | 25 | 3,076 | ||||||
Travelers | 26 | 4,448 | ||||||
Truist Financial | 144 | 6,962 | ||||||
US Bancorp | 144 | 6,993 | ||||||
W R Berkley | 24 | 1,596 | ||||||
Wells Fargo | 409 | 17,845 | ||||||
Willis Towers Watson | 13 | 2,793 | ||||||
Zions Bancorp | 16 | 904 | ||||||
405,555 | ||||||||
Health Care — 13.5% | ||||||||
Abbott Laboratories | 189 | 21,451 | ||||||
AbbVie | 189 | 27,760 | ||||||
ABIOMED * | 4 | 1,146 | ||||||
Agilent Technologies | 32 | 3,817 | ||||||
Align Technology * | 8 | 2,319 | ||||||
AmerisourceBergen, Cl A | 16 | 2,421 | ||||||
Amgen | 60 | 13,991 | ||||||
Anthem | 27 | 13,552 | ||||||
Baxter International | 55 | 3,908 | ||||||
Becton Dickinson | 32 | 7,910 | ||||||
Biogen * | 16 | 3,319 | ||||||
Bio-Rad Laboratories, Cl A * | 2 | 1,024 | ||||||
Bio-Techne | 3 | 1,139 | ||||||
Boston Scientific * | 159 | 6,695 | ||||||
Bristol-Myers Squibb | 228 | 17,162 |
282
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Cardinal Health | 32 | $ | 1,858 | |||||
Catalent * | 16 | 1,449 | ||||||
Centene * | 64 | 5,155 | ||||||
Cerner | 32 | 2,996 | ||||||
Charles River Laboratories International * | 4 | 966 | ||||||
Cigna | 36 | 8,884 | ||||||
Cooper | 4 | 1,444 | ||||||
CVS Health | 144 | 13,843 | ||||||
Danaher | 69 | 17,328 | ||||||
DaVita * | 5 | 542 | ||||||
DENTSPLY SIRONA | 18 | 720 | ||||||
Dexcom * | 11 | 4,494 | ||||||
Edwards Lifesciences * | 68 | 7,193 | ||||||
Eli Lilly | 84 | 24,539 | ||||||
Gilead Sciences | 138 | 8,189 | ||||||
HCA Healthcare | 24 | 5,149 | ||||||
Henry Schein * | 16 | 1,298 | ||||||
Hologic * | 32 | 2,304 | ||||||
Humana | 13 | 5,779 | ||||||
IDEXX Laboratories * | 10 | 4,305 | ||||||
Illumina * | 16 | 4,746 | ||||||
Incyte * | 16 | 1,199 | ||||||
Intuitive Surgical * | 38 | 9,093 | ||||||
IQVIA Holdings * | 19 | 4,142 | ||||||
Johnson & Johnson | 280 | 50,529 | ||||||
Laboratory Corp of America Holdings | 9 | 2,163 | ||||||
McKesson | 16 | 4,954 | ||||||
Medtronic | 141 | 14,715 | ||||||
Merck | 269 | 23,858 | ||||||
Mettler-Toledo International * | 3 | 3,833 | ||||||
Moderna * | 37 | 4,973 | ||||||
Molina Healthcare * | 5 | 1,567 |
283
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Health Care — continued | ||||||||
Organon | 32 | $ | 1,035 | |||||
PerkinElmer | 14 | 2,053 | ||||||
Pfizer | 602 | 29,540 | ||||||
Quest Diagnostics | 16 | 2,141 | ||||||
Regeneron Pharmaceuticals * | 11 | 7,250 | ||||||
ResMed | 16 | 3,200 | ||||||
STERIS | 9 | 2,016 | ||||||
Stryker | 35 | 8,444 | ||||||
Teleflex | 4 | 1,142 | ||||||
Thermo Fisher Scientific | 42 | 23,223 | ||||||
UnitedHealth Group | 101 | 51,364 | ||||||
Universal Health Services, Cl B | 7 | 858 | ||||||
Vertex Pharmaceuticals * | 27 | 7,377 | ||||||
Viatris, Cl W * | 128 | 1,322 | ||||||
Waters * | 7 | 2,121 | ||||||
West Pharmaceutical Services | 9 | 2,836 | ||||||
Zimmer Biomet Holdings | 21 | 2,536 | ||||||
Zoetis, Cl A | 51 | 9,040 | ||||||
529,319 | ||||||||
Industrials — 7.4% | ||||||||
3M | 64 | 9,230 | ||||||
Alaska Air Group * | 16 | 870 | ||||||
Allegion | 12 | 1,371 | ||||||
American Airlines Group * | 66 | 1,239 | ||||||
AMETEK | 28 | 3,535 | ||||||
AO Smith | 16 | 935 | ||||||
Boeing * | 59 | 8,782 | ||||||
Carrier Global | 97 | 3,712 | ||||||
Caterpillar | 59 | 12,422 | ||||||
CH Robinson Worldwide | 16 | 1,698 | ||||||
Cintas | 9 | 3,575 | ||||||
Copart * | 21 | 2,387 |
284
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
CSX | 242 | $ | 8,310 | |||||
Cummins | 16 | 3,027 | ||||||
Deere | 29 | 10,949 | ||||||
Delta Air Lines * | 64 | 2,754 | ||||||
Dover | 16 | 2,133 | ||||||
Eaton | 43 | 6,236 | ||||||
Emerson Electric | 64 | 5,771 | ||||||
Equifax | 13 | 2,646 | ||||||
Expeditors International of Washington | 16 | 1,585 | ||||||
Fastenal | 64 | 3,540 | ||||||
FedEx | 25 | 4,968 | ||||||
Fortive | 34 | 1,955 | ||||||
Fortune Brands Home & Security | 16 | 1,140 | ||||||
Generac Holdings * | 7 | 1,536 | ||||||
General Dynamics | 23 | 5,440 | ||||||
General Electric | 121 | 9,021 | ||||||
Honeywell International | 75 | 14,513 | ||||||
Howmet Aerospace | 48 | 1,638 | ||||||
Huntington Ingalls Industries | 4 | 851 | ||||||
IDEX | 7 | 1,329 | ||||||
Illinois Tool Works | 32 | 6,308 | ||||||
Ingersoll Rand | 48 | 2,110 | ||||||
Jacobs Engineering Group | 16 | 2,217 | ||||||
JB Hunt Transport Services | 8 | 1,367 | ||||||
Johnson Controls International | 80 | 4,790 | ||||||
L3Harris Technologies | 20 | 4,645 | ||||||
Leidos Holdings | 16 | 1,656 | ||||||
Lockheed Martin | 25 | 10,803 | ||||||
Masco | 32 | 1,686 | ||||||
Nielsen Holdings | 34 | 912 | ||||||
Nordson | 5 | 1,078 | ||||||
Norfolk Southern | 24 | 6,189 |
285
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Industrials — continued | ||||||||
Northrop Grumman | 16 | $ | 7,030 | |||||
Old Dominion Freight Line | 9 | 2,521 | ||||||
Otis Worldwide | 48 | 3,496 | ||||||
PACCAR | 32 | 2,658 | ||||||
Parker-Hannifin | 13 | 3,521 | ||||||
Pentair | 16 | 812 | ||||||
Quanta Services | 16 | 1,856 | ||||||
Raytheon Technologies | 158 | 14,996 | ||||||
Republic Services, Cl A | 21 | 2,820 | ||||||
Robert Half International | 16 | 1,573 | ||||||
Rockwell Automation | 14 | 3,537 | ||||||
Rollins | 22 | 738 | ||||||
Snap-On | 5 | 1,062 | ||||||
Southwest Airlines * | 64 | 2,990 | ||||||
Stanley Black & Decker | 16 | 1,922 | ||||||
Textron | 18 | 1,246 | ||||||
Trane Technologies | 23 | 3,217 | ||||||
TransDigm Group * | 6 | 3,569 | ||||||
Union Pacific | 68 | 15,932 | ||||||
United Airlines Holdings * | 32 | 1,616 | ||||||
United Parcel Service, Cl B | 79 | 14,218 | ||||||
United Rentals * | 9 | 2,849 | ||||||
Verisk Analytics, Cl A | 16 | 3,265 | ||||||
Waste Management | 39 | 6,413 | ||||||
Westinghouse Air Brake Technologies | 16 | 1,439 | ||||||
WW Grainger | 4 | 2,000 | ||||||
Xylem | 16 | 1,288 | ||||||
291,443 | ||||||||
Information Technology — 25.9% | ||||||||
Accenture, Cl A | 67 | 20,124 | ||||||
Adobe * | 50 | 19,798 | ||||||
Advanced Micro Devices * | 177 | 15,137 |
286
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Akamai Technologies * | 16 | $ | 1,796 | |||||
Amphenol, Cl A | 64 | 4,576 | ||||||
Analog Devices | 58 | 8,954 | ||||||
ANSYS * | 10 | 2,757 | ||||||
Apple | 1,663 | 262,172 | ||||||
Applied Materials | 95 | 10,483 | ||||||
Arista Networks * | 22 | 2,543 | ||||||
Autodesk * | 24 | 4,543 | ||||||
Automatic Data Processing | 45 | 9,818 | ||||||
Broadcom | 45 | 24,948 | ||||||
Broadridge Financial Solutions | 12 | 1,730 | ||||||
Cadence Design Systems * | 32 | 4,827 | ||||||
CDW | 16 | 2,611 | ||||||
Ceridian HCM Holding * | 15 | 842 | ||||||
Cisco Systems | 453 | 22,188 | ||||||
Citrix Systems * | 16 | 1,602 | ||||||
Cognizant Technology Solutions, Cl A | 61 | 4,935 | ||||||
Corning | 80 | 2,815 | ||||||
DXC Technology * | 32 | 918 | ||||||
Enphase Energy * | 16 | 2,582 | ||||||
EPAM Systems * | 5 | 1,325 | ||||||
F5 * | 7 | 1,172 | ||||||
Fidelity National Information Services | 67 | 6,643 | ||||||
Fiserv * | 64 | 6,267 | ||||||
FleetCor Technologies * | 7 | 1,747 | ||||||
Fortinet * | 16 | 4,624 | ||||||
Gartner * | 8 | 2,324 | ||||||
Global Payments | 32 | 4,383 | ||||||
Hewlett Packard Enterprise | 144 | 2,219 | ||||||
HP | 128 | 4,689 | ||||||
Intel | 436 | 19,005 | ||||||
International Business Machines | 96 | 12,692 |
287
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Intuit | 30 | $ | 12,563 | |||||
IPG Photonics * | 4 | 378 | ||||||
Jack Henry & Associates | 6 | 1,137 | ||||||
Juniper Networks | 32 | 1,009 | ||||||
Keysight Technologies * | 19 | 2,665 | ||||||
KLA | 16 | 5,108 | ||||||
Lam Research | 15 | 6,986 | ||||||
Mastercard, Cl A | 93 | 33,794 | ||||||
Microchip Technology | 64 | 4,173 | ||||||
Micron Technology | 116 | 7,910 | ||||||
Microsoft | 804 | 223,126 | ||||||
Monolithic Power Systems | 4 | 1,569 | ||||||
Motorola Solutions | 18 | 3,846 | ||||||
NetApp | 27 | 1,978 | ||||||
NortonLifeLock | 64 | 1,603 | ||||||
NVIDIA | 266 | 49,335 | ||||||
Oracle | 174 | 12,772 | ||||||
Paychex | 32 | 4,055 | ||||||
Paycom Software * | 4 | 1,126 | ||||||
PayPal Holdings * | 126 | 11,079 | ||||||
PTC * | 10 | 1,142 | ||||||
Qorvo * | 11 | 1,252 | ||||||
QUALCOMM | 123 | 17,182 | ||||||
Roper Technologies | 11 | 5,169 | ||||||
Salesforce * | 106 | 18,650 | ||||||
Seagate Technology Holdings | 22 | 1,805 | ||||||
ServiceNow * | 22 | 10,518 | ||||||
Skyworks Solutions | 16 | 1,813 | ||||||
SolarEdge Technologies * | 5 | 1,252 | ||||||
Synopsys * | 16 | 4,589 | ||||||
Teledyne Technologies * | 4 | 1,726 | ||||||
Teradyne | 16 | 1,687 |
288
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Texas Instruments | 101 | $ | 17,195 | |||||
Trimble * | 32 | 2,134 | ||||||
Tyler Technologies * | 4 | 1,579 | ||||||
VeriSign * | 9 | 1,608 | ||||||
Visa, Cl A | 176 | 37,511 | ||||||
Western Digital * | 32 | 1,698 | ||||||
Zebra Technologies, Cl A * | 5 | 1,848 | ||||||
1,016,359 | ||||||||
Materials — 2.3% | ||||||||
Air Products & Chemicals | 22 | 5,149 | ||||||
Albemarle | 14 | 2,700 | ||||||
Amcor | 162 | 1,921 | ||||||
Avery Dennison | 7 | 1,264 | ||||||
Ball | 32 | 2,597 | ||||||
Celanese, Cl A | 11 | 1,616 | ||||||
CF Industries Holdings | 24 | 2,324 | ||||||
Corteva | 80 | 4,615 | ||||||
Dow | 80 | 5,320 | ||||||
DuPont de Nemours | 60 | 3,956 | ||||||
Eastman Chemical | 16 | 1,643 | ||||||
Ecolab | 29 | 4,911 | ||||||
FMC | 16 | 2,121 | ||||||
Freeport-McMoRan | 160 | 6,488 | ||||||
International Flavors & Fragrances | 26 | 3,154 | ||||||
International Paper | 48 | 2,221 | ||||||
LyondellBasell Industries, Cl A | 32 | 3,393 | ||||||
Martin Marietta Materials | 6 | 2,125 | ||||||
Mosaic | 36 | 2,247 | ||||||
Newmont | 82 | 5,974 | ||||||
Nucor | 32 | 4,953 | ||||||
Packaging Corp of America | 13 | 2,095 | ||||||
PPG Industries | 23 | 2,944 |
289
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Materials — continued | ||||||||
Sealed Air | 16 | $ | 1,027 | |||||
Sherwin-Williams | 25 | 6,874 | ||||||
Vulcan Materials | 16 | 2,757 | ||||||
Westrock | 32 | 1,585 | ||||||
87,974 | ||||||||
Real Estate — 2.8% | ||||||||
Alexandria Real Estate Equities ‡ | 16 | 2,915 | ||||||
American Tower, Cl A ‡ | 50 | 12,051 | ||||||
AvalonBay Communities ‡ | 16 | 3,640 | ||||||
Boston Properties ‡ | 16 | 1,882 | ||||||
Camden Property Trust ‡ | 11 | 1,726 | ||||||
CBRE Group, Cl A * | 32 | 2,657 | ||||||
Crown Castle International ‡ | 48 | 8,890 | ||||||
Digital Realty Trust ‡ | 32 | 4,676 | ||||||
Duke Realty ‡ | 38 | 2,080 | ||||||
Equinix ‡ | 10 | 7,191 | ||||||
Equity Residential ‡ | 32 | 2,608 | ||||||
Essex Property Trust ‡ | 6 | 1,976 | ||||||
Extra Space Storage ‡ | 16 | 3,040 | ||||||
Federal Realty Investment Trust ‡ | 5 | 585 | ||||||
Healthpeak Properties ‡ | 64 | 2,100 | ||||||
Host Hotels & Resorts ‡ | 80 | 1,628 | ||||||
Iron Mountain ‡ | 32 | 1,719 | ||||||
Kimco Realty ‡ | 64 | 1,621 | ||||||
Mid-America Apartment Communities ‡ | 12 | 2,360 | ||||||
ProLogis ‡ | 80 | 12,823 | ||||||
Public Storage ‡ | 16 | 5,944 | ||||||
Realty Income ‡ | 62 | 4,300 | ||||||
Regency Centers ‡ | 16 | 1,101 | ||||||
SBA Communications, Cl A ‡ | 12 | 4,165 | ||||||
Simon Property Group ‡ | 35 | 4,130 | ||||||
UDR ‡ | 32 | 1,703 |
290
Schedule of Investments | April 30, 2022 (Unaudited) | |
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COMMON STOCK — continued | ||||||||
Real Estate — continued | ||||||||
Ventas ‡ | 38 | $ | 2,111 | |||||
Vornado Realty Trust ‡ | 16 | 619 | ||||||
Welltower ‡ | 48 | 4,359 | ||||||
Weyerhaeuser ‡ | 80 | 3,298 | ||||||
109,898 | ||||||||
Utilities — 2.8% | ||||||||
AES | 70 | 1,429 | ||||||
Alliant Energy | 32 | 1,882 | ||||||
Ameren | 32 | 2,973 | ||||||
American Electric Power | 55 | 5,451 | ||||||
American Water Works | 19 | 2,927 | ||||||
Atmos Energy | 16 | 1,814 | ||||||
CenterPoint Energy | 64 | 1,959 | ||||||
CMS Energy | 32 | 2,198 | ||||||
Consolidated Edison | 39 | 3,617 | ||||||
Constellation Energy | 35 | 2,072 | ||||||
Dominion Energy | 88 | 7,184 | ||||||
DTE Energy | 19 | 2,490 | ||||||
Duke Energy | 84 | 9,253 | ||||||
Edison International | 38 | 2,614 | ||||||
Entergy | 20 | 2,377 | ||||||
Evergy | 32 | 2,171 | ||||||
Eversource Energy | 32 | 2,797 | ||||||
Exelon | 110 | 5,146 | ||||||
FirstEnergy | 64 | 2,772 | ||||||
NextEra Energy | 208 | 14,772 | ||||||
NiSource | 48 | 1,398 | ||||||
NRG Energy | 32 | 1,149 | ||||||
Pinnacle West Capital | 16 | 1,139 | ||||||
PPL | 80 | 2,265 | ||||||
Public Service Enterprise Group | 50 | 3,483 | ||||||
Sempra Energy | 32 | 5,164 |
291
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Collar 95-110 ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Utilities — continued | ||||||||
Southern | 112 | $ | 8,220 | |||||
WEC Energy Group | 32 | 3,202 | ||||||
Xcel Energy | 64 | 4,689 | ||||||
108,607 | ||||||||
TOTAL UNITED STATES | 3,712,107 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $4,021,222) | 3,738,105 | |||||||
TOTAL INVESTMENTS — 95.4% | ||||||||
(Cost $4,021,222) | $ | 3,738,105 | ||||||
Value | ||||||||
PURCHASED OPTIONS— 4.4%(1) | ||||||||
UNITED STATES— 4.4% | ||||||||
(Cost $106,455) | 18 | $ | 174,220 | |||||
TOTAL PURCHASED OPTIONS | ||||||||
WRITTEN OPTIONS— (0.0)%(1) | ||||||||
UNITED STATES— (0.0)% | ||||||||
(Premiums Received $(17,053)) | (18 | ) | $ | (730 | ) | |||
TOTAL WRITTEN OPTIONS |
Percentages are based on Net Assets of $3,919,750.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
PURCHASED OPTIONS — 4.4% | |||||||||||||||||
Put Options | |||||||||||||||||
Mini-SPX Index* | 10 | $ | 420,000 | $ | 420.00 | 06/17/22 | $ | 19,620 | |||||||||
S&P 500 Index* | 8 | 3,356,000 | 4,195.00 | 06/17/22 | 154,600 | ||||||||||||
Total Purchased Options | $ | 3,776,000 | $ | 174,220 |
292
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X S&P 500® Collar 95-110 ETF |
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
WRITTEN OPTIONS — 0.0% | |||||||||||||||||
Call Options | |||||||||||||||||
Mini-SPX Index* | (10 | ) | $ | (485,000 | ) | $ | 485.00 | 06/17/22 | $ | (90 | ) | ||||||
S&P 500 Index* | (8 | ) | (3,888,000 | ) | 4,860.00 | 06/17/22 | (640 | ) | |||||||||
Total Written Options | $ | (4,373,000 | ) | $ | (730 | ) |
Cl — Class
S&P — Standard & Poor’s
* | Non-income producing security. |
‡ | Real Estate Investment Trust |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions and purchased options contracts. The aggregate market value of collateral at April 30, 2022 was $3,738,105. |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 3,738,105 | $ | — | $ | — | $ | 3,738,105 | ||||||||
Total Investments in Securities | $ | 3,738,105 | $ | — | $ | — | $ | 3,738,105 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Purchased Options | $ | 174,220 | $ | – | $ | – | $ | 174,220 | ||||||||
Written Options | (730 | ) | – | – | (730 | ) | ||||||||||
Total Other Financial Instruments | $ | 173,490 | $ | – | $ | – | $ | 173,490 |
Amounts designated as “—“ are $0 or have been rounded to $0.
293
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — 95.8%(A) | ||||||||
BRAZIL — 0.4% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
MercadoLibre * | 8 | $ | 7,789 | |||||
CHINA — 1.2% | ||||||||
Communication Services — 0.4% | ||||||||
Baidu ADR * | 40 | 4,967 | ||||||
NetEase ADR | 37 | 3,527 | ||||||
8,494 | ||||||||
Consumer Discretionary — 0.4% | ||||||||
JD.com ADR * | 95 | 5,858 | ||||||
Pinduoduo ADR * | 70 | 3,016 | ||||||
8,874 | ||||||||
Information Technology — 0.4% | ||||||||
NXP Semiconductors | 43 | 7,349 | ||||||
TOTAL CHINA | 24,717 | |||||||
NETHERLANDS — 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
ASML Holding, Cl G | 14 | 7,893 |
294
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
AstraZeneca ADR | 98 | $ | 6,507 | |||||
UNITED STATES — 93.5% | ||||||||
Communication Services — 15.3% | ||||||||
Activision Blizzard | 130 | 9,828 | ||||||
Alphabet, Cl A * | 30 | 68,466 | ||||||
Alphabet, Cl C * | 32 | 73,579 | ||||||
Charter Communications, Cl A * | 29 | 12,426 | ||||||
Comcast, Cl A | 748 | 29,740 | ||||||
Electronic Arts | 44 | 5,194 | ||||||
Match Group * | 46 | 3,641 | ||||||
Meta Platforms, Cl A * | 348 | 69,764 | ||||||
Netflix * | 73 | 13,896 | ||||||
Sirius XM Holdings | 639 | 3,834 | ||||||
T-Mobile US * | 206 | 25,367 | ||||||
315,735 | ||||||||
Consumer Discretionary — 14.6% | ||||||||
Airbnb, Cl A * | 61 | 9,346 | ||||||
Amazon.com * | 51 | 126,767 | ||||||
Booking Holdings * | 7 | 15,472 | ||||||
Dollar Tree * | 37 | 6,011 | ||||||
eBay | 99 | 5,140 | ||||||
Lucid Group * | 281 | 5,080 | ||||||
Lululemon Athletica * | 21 | 7,447 | ||||||
Marriott International, Cl A | 54 | 9,586 | ||||||
O’Reilly Automotive * | 11 | 6,672 | ||||||
Ross Stores | 60 | 5,986 | ||||||
Starbucks | 190 | 14,182 | ||||||
Tesla * | 104 | 90,559 | ||||||
302,248 |
295
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 6.1% | ||||||||
Costco Wholesale | 74 | $ | 39,347 | |||||
Keurig Dr Pepper | 240 | 8,976 | ||||||
Kraft Heinz | 201 | 8,569 | ||||||
Mondelez International, Cl A | 229 | 14,766 | ||||||
Monster Beverage * | 90 | 7,711 | ||||||
PepsiCo | 231 | 39,665 | ||||||
Walgreens Boots Alliance | 140 | 5,936 | ||||||
124,970 | ||||||||
Health Care — 5.5% | ||||||||
Align Technology * | 13 | 3,769 | ||||||
Amgen | 92 | 21,454 | ||||||
Biogen * | 24 | 4,979 | ||||||
Dexcom * | 16 | 6,537 | ||||||
Gilead Sciences | 210 | 12,461 | ||||||
IDEXX Laboratories * | 14 | 6,027 | ||||||
Illumina * | 26 | 7,713 | ||||||
Intuitive Surgical * | 60 | 14,358 | ||||||
Moderna * | 68 | 9,140 | ||||||
Regeneron Pharmaceuticals * | 18 | 11,864 | ||||||
Seagen * | 30 | 3,930 | ||||||
Vertex Pharmaceuticals * | 43 | 11,748 | ||||||
113,980 | ||||||||
Industrials — 3.3% | ||||||||
Cintas | 17 | 6,754 | ||||||
Copart * | 40 | 4,546 | ||||||
CSX | 366 | 12,569 | ||||||
Fastenal | 100 | 5,531 | ||||||
Honeywell International | 114 | 22,060 | ||||||
Old Dominion Freight Line | 20 | 5,602 | ||||||
PACCAR | 60 | 4,983 | ||||||
Verisk Analytics, Cl A | 27 | 5,509 | ||||||
67,554 |
296
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Tail Risk ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 47.5% | ||||||||
Adobe * | 78 | $ | 30,884 | |||||
Advanced Micro Devices * | 270 | 23,090 | ||||||
Analog Devices | 86 | 13,277 | ||||||
ANSYS * | 14 | 3,860 | ||||||
Apple | 1,639 | 258,388 | ||||||
Applied Materials | 146 | 16,111 | ||||||
Atlassian, Cl A * | 24 | 5,396 | ||||||
Autodesk * | 37 | 7,003 | ||||||
Automatic Data Processing | 69 | 15,054 | ||||||
Broadcom | 68 | 37,699 | ||||||
Cadence Design Systems * | 46 | 6,939 | ||||||
Cisco Systems | 693 | 33,943 | ||||||
Cognizant Technology Solutions, Cl A | 90 | 7,281 | ||||||
Crowdstrike Holdings, Cl A * | 35 | 6,957 | ||||||
Datadog, Cl A * | 44 | 5,314 | ||||||
DocuSign, Cl A * | 33 | 2,673 | ||||||
Fiserv * | 110 | 10,771 | ||||||
Fortinet * | 26 | 7,514 | ||||||
Intel | 680 | 29,641 | ||||||
Intuit | 47 | 19,681 | ||||||
KLA | 25 | 7,982 | ||||||
Lam Research | 23 | 10,712 | ||||||
Marvell Technology | 140 | 8,131 | ||||||
Microchip Technology | 95 | 6,194 | ||||||
Micron Technology | 182 | 12,411 | ||||||
Microsoft | 753 | 208,973 | ||||||
NVIDIA | 354 | 65,656 | ||||||
Okta, Cl A * | 26 | 3,102 | ||||||
Palo Alto Networks * | 16 | 8,980 | ||||||
Paychex | 60 | 7,604 | ||||||
PayPal Holdings * | 192 | 16,883 | ||||||
QUALCOMM | 188 | 26,262 |
297
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Tail Risk ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Skyworks Solutions | 25 | $ | 2,833 | |||||
Splunk * | 27 | 3,295 | ||||||
Synopsys * | 25 | 7,170 | ||||||
Texas Instruments | 153 | 26,048 | ||||||
VeriSign * | 17 | 3,038 | ||||||
Workday, Cl A * | 32 | 6,614 | ||||||
Zoom Video Communications, Cl A * | 40 | 3,983 | ||||||
Zscaler * | 23 | 4,663 | ||||||
982,010 | ||||||||
Utilities — 1.2% | ||||||||
American Electric Power | 83 | 8,226 | ||||||
Constellation Energy | 56 | 3,316 | ||||||
Exelon | 159 | 7,438 | ||||||
Xcel Energy | 90 | 6,593 | ||||||
25,573 | ||||||||
TOTAL UNITED STATES | 1,932,070 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $2,424,642) | 1,978,976 | |||||||
TOTAL INVESTMENTS — 95.8% | ||||||||
(Cost $2,424,642) | $ | 1,978,976 | ||||||
Value | ||||||||
PURCHASED OPTIONS— 4.1%(1) | ||||||||
UNITED STATES— 4.1% | ||||||||
(Cost $42,600) | 3 | $ | 84,550 | |||||
TOTAL PURCHASED OPTIONS |
Percentages are based on Net Assets of $2,065,934.
298
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Tail Risk ETF |
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
PURCHASED OPTIONS — 4.1% | |||||||||||||||||
Put Options | |||||||||||||||||
Nasdaq-100 Index* | 1 | $ | 1,272,500 | $ | 12,725.00 | 06/17/22 | $ | 60,590 | |||||||||
Nasdaq-100® Reduced-Value Index* | 2 | 508,000 | 2,540.00 | 06/17/22 | 23,960 | ||||||||||||
Total Purchased Options | $ | 1,780,500 | $ | 84,550 |
ADR — American Depositary Receipt
Cl — Class
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for purchasedoptions contracts. The aggregate market value of collateral at April 30, 2022 was$1,978,976. |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 1,978,976 | $ | — | $ | — | $ | 1,978,976 | ||||||||
Total Investments in Securities | $ | 1,978,976 | $ | — | $ | — | $ | 1,978,976 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Purchased Options | $ | 84,550 | $ | – | $ | – | $ | 84,550 | ||||||||
Total Other Financial Instruments | $ | 84,550 | $ | – | $ | – | $ | 84,550 |
Amounts designated as “—“ are $0 or have been rounded to $0.
299
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — 94.1%(A) | ||||||||
BRAZIL — 0.4% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
MercadoLibre * | 49 | $ | 47,708 | |||||
CHINA — 1.2% | ||||||||
Communication Services — 0.4% | ||||||||
Baidu ADR * | 236 | 29,304 | ||||||
NetEase ADR | 223 | 21,259 | ||||||
50,563 | ||||||||
Consumer Discretionary — 0.5% | ||||||||
JD.com ADR * | 611 | 37,674 | ||||||
Pinduoduo ADR * | 430 | 18,529 | ||||||
56,203 | ||||||||
Information Technology — 0.3% | ||||||||
NXP Semiconductors | 255 | 43,579 | ||||||
TOTAL CHINA | 150,345 | |||||||
NETHERLANDS — 0.4% | ||||||||
Information Technology — 0.4% | ||||||||
ASML Holding, Cl G | 83 | 46,793 |
300
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
AstraZeneca ADR | 546 | $ | 36,254 | |||||
UNITED STATES — 91.8% | ||||||||
Communication Services — 15.0% | ||||||||
Activision Blizzard | 778 | 58,817 | ||||||
Alphabet, Cl A * | 179 | 408,512 | ||||||
Alphabet, Cl C * | 188 | 432,274 | ||||||
Charter Communications, Cl A * | 173 | 74,129 | ||||||
Comcast, Cl A | 4,477 | 178,005 | ||||||
Electronic Arts | 276 | 32,582 | ||||||
Match Group * | 271 | 21,450 | ||||||
Meta Platforms, Cl A * | 2,054 | 411,765 | ||||||
Netflix * | 443 | 84,329 | ||||||
Sirius XM Holdings | 3,748 | 22,488 | ||||||
T-Mobile US * | 1,234 | 151,955 | ||||||
1,876,306 | ||||||||
Consumer Discretionary — 14.3% | ||||||||
Airbnb, Cl A * | 360 | 55,156 | ||||||
Amazon.com * | 303 | 753,146 | ||||||
Booking Holdings * | 40 | 88,412 | ||||||
Dollar Tree * | 220 | 35,739 | ||||||
eBay | 596 | 30,944 | ||||||
Lucid Group * | 1,640 | 29,651 | ||||||
Lululemon Athletica * | 120 | 42,556 | ||||||
Marriott International, Cl A | 325 | 57,694 | ||||||
O’Reilly Automotive * | 67 | 40,639 | ||||||
Ross Stores | 340 | 33,922 | ||||||
Starbucks | 1,122 | 83,746 | ||||||
Tesla * | 616 | 536,388 | ||||||
1,787,993 |
301
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 5.9% | ||||||||
Costco Wholesale | 437 | $ | 232,362 | |||||
Keurig Dr Pepper | 1,379 | 51,575 | ||||||
Kraft Heinz | 1,228 | 52,350 | ||||||
Mondelez International, Cl A | 1,386 | 89,369 | ||||||
Monster Beverage * | 522 | 44,725 | ||||||
PepsiCo | 1,361 | 233,697 | ||||||
Walgreens Boots Alliance | 830 | 35,192 | ||||||
739,270 | ||||||||
Health Care — 5.4% | ||||||||
Align Technology * | 80 | 23,193 | ||||||
Amgen | 550 | 128,254 | ||||||
Biogen * | 147 | 30,493 | ||||||
Dexcom * | 96 | 39,224 | ||||||
Gilead Sciences | 1,246 | 73,937 | ||||||
IDEXX Laboratories * | 81 | 34,869 | ||||||
Illumina * | 155 | 45,981 | ||||||
Intuitive Surgical * | 356 | 85,191 | ||||||
Moderna * | 400 | 53,764 | ||||||
Regeneron Pharmaceuticals * | 107 | 70,525 | ||||||
Seagen * | 174 | 22,796 | ||||||
Vertex Pharmaceuticals * | 250 | 68,305 | ||||||
676,532 | ||||||||
Industrials — 3.2% | ||||||||
Cintas | 102 | 40,520 | ||||||
Copart * | 231 | 26,253 | ||||||
CSX | 2,181 | 74,896 | ||||||
Fastenal | 569 | 31,471 | ||||||
Honeywell International | 684 | 132,361 | ||||||
Old Dominion Freight Line | 110 | 30,813 | ||||||
PACCAR | 331 | 27,490 | ||||||
Verisk Analytics, Cl A | 159 | 32,444 | ||||||
396,248 |
302
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 46.8% | ||||||||
Adobe * | 467 | $ | 184,909 | |||||
Advanced Micro Devices * | 1,607 | 137,431 | ||||||
Analog Devices | 520 | 80,278 | ||||||
ANSYS * | 90 | 24,812 | ||||||
Apple | 9,721 | 1,532,516 | ||||||
Applied Materials | 874 | 96,446 | ||||||
Atlassian, Cl A * | 135 | 30,352 | ||||||
Autodesk * | 216 | 40,884 | ||||||
Automatic Data Processing | 418 | 91,199 | ||||||
Broadcom | 407 | 225,637 | ||||||
Cadence Design Systems * | 279 | 42,087 | ||||||
Cisco Systems | 4,083 | 199,985 | ||||||
Cognizant Technology Solutions, Cl A | 517 | 41,825 | ||||||
Crowdstrike Holdings, Cl A * | 207 | 41,143 | ||||||
Datadog, Cl A * | 263 | 31,765 | ||||||
DocuSign, Cl A * | 186 | 15,066 | ||||||
Fiserv * | 638 | 62,473 | ||||||
Fortinet * | 161 | 46,531 | ||||||
Intel | 3,999 | 174,316 | ||||||
Intuit | 281 | 117,669 | ||||||
KLA | 153 | 48,847 | ||||||
Lam Research | 140 | 65,206 | ||||||
Marvell Technology | 856 | 49,716 | ||||||
Microchip Technology | 536 | 34,947 | ||||||
Micron Technology | 1,097 | 74,804 | ||||||
Microsoft | 4,465 | 1,239,127 | ||||||
NVIDIA | 2,092 | 388,003 | ||||||
Okta, Cl A * | 141 | 16,823 | ||||||
Palo Alto Networks * | 97 | 54,444 | ||||||
Paychex | 350 | 44,356 | ||||||
PayPal Holdings * | 1,160 | 101,999 | ||||||
QUALCOMM | 1,105 | 154,357 |
303
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Skyworks Solutions | 169 | $ | 19,148 | |||||
Splunk * | 149 | 18,181 | ||||||
Synopsys * | 147 | 42,158 | ||||||
Texas Instruments | 914 | 155,609 | ||||||
VeriSign * | 113 | 20,192 | ||||||
Workday, Cl A * | 195 | 40,307 | ||||||
Zoom Video Communications, Cl A * | 231 | 23,001 | ||||||
Zscaler * | 135 | 27,370 | ||||||
5,835,919 | ||||||||
Utilities — 1.2% | ||||||||
American Electric Power | 502 | 49,753 | ||||||
Constellation Energy | 332 | 19,658 | ||||||
Exelon | 952 | 44,534 | ||||||
Xcel Energy | 526 | 38,535 | ||||||
152,480 | ||||||||
TOTAL UNITED STATES | 11,464,748 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $14,567,429) | 11,745,848 | |||||||
TOTAL INVESTMENTS — 94.1% | ||||||||
(Cost $14,567,429) | $ | 11,745,848 | ||||||
Value | ||||||||
PURCHASED OPTIONS— 6.1%(1) | ||||||||
UNITED STATES— 6.1% | ||||||||
(Cost $262,240) | 14 | $ | 755,820 | |||||
TOTAL PURCHASED OPTIONS |
304
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
Number of Contracts | Value | |||||||
WRITTEN OPTIONS— (0.2)%(1) | ||||||||
UNITED STATES— (0.2)% | ||||||||
(Premiums Received $(288,606)) | (14 | ) | $ | (29,660 | ) | |||
TOTAL WRITTEN OPTIONS |
Percentages are based on Net Assets of $12,484,829.
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
PURCHASED OPTIONS — 6.0% | |||||||||||||||||
Put Options | |||||||||||||||||
Nasdaq-100 Index* | 8 | $ | 10,800,000 | $ | 13,500.00 | 05/20/22 | $ | 657,000 | |||||||||
Nasdaq-100® Reduced-Value Index* | 6 | 1,620,000 | 2,700.00 | 05/20/22 | 98,820 | ||||||||||||
Total Purchased Options | $ | 12,420,000 | $ | 755,820 | |||||||||||||
WRITTEN OPTIONS — (0.2)% | |||||||||||||||||
Call Options | |||||||||||||||||
Nasdaq-100 Index* | (8 | ) | $ | (11,380,000 | ) | 14,225.00 | 05/20/22 | $ | (25,280 | ) | |||||||
Nasdaq-100® Reduced-Value Index* | (6 | ) | (1,707,000 | ) | 2,845.00 | 05/20/22 | (4,380 | ) | |||||||||
Total Written Options | $ | (13,087,000 | ) | $ | (29,660 | ) |
ADR — American Depositary Receipt
Cl — Class
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions and purchase options contracts. The aggregate market value of collateral at April 30, 2022 was $11,745,848. |
305
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Risk Managed Income ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 11,745,848 | $ | — | $ | — | $ | 11,745,848 | ||||||||
Total Investments in Securities | $ | 11,745,848 | $ | — | $ | — | $ | 11,745,848 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Purchased Options | $ | 755,820 | $ | – | $ | – | $ | 755,820 | ||||||||
Written Options | (29,660 | ) | – | – | (29,660 | ) | ||||||||||
Total Other Financial Instruments | $ | 726,160 | $ | – | $ | – | $ | 726,160 |
Amounts designated as “—“ are $0 or have been rounded to $0.
306
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — 93.1%(A) | ||||||||
BRAZIL — 0.4% | ||||||||
Consumer Discretionary — 0.4% | ||||||||
MercadoLibre * | 16 | $ | 15,578 | |||||
CHINA — 1.2% | ||||||||
Communication Services — 0.4% | ||||||||
Baidu ADR * | 75 | 9,313 | ||||||
NetEase ADR | 67 | 6,387 | ||||||
15,700 | ||||||||
Consumer Discretionary — 0.4% | ||||||||
JD.com ADR * | 190 | 11,715 | ||||||
Pinduoduo ADR * | 140 | 6,033 | ||||||
17,748 | ||||||||
Information Technology — 0.4% | ||||||||
NXP Semiconductors | 84 | 14,356 | ||||||
TOTAL CHINA | 47,804 | |||||||
NETHERLANDS — 0.3% | ||||||||
Information Technology — 0.3% | ||||||||
ASML Holding, Cl G | 25 | 14,094 |
307
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
UNITED KINGDOM — 0.3% | ||||||||
Health Care — 0.3% | ||||||||
AstraZeneca ADR | 181 | $ | 12,018 | |||||
UNITED STATES — 90.9% | ||||||||
Communication Services — 14.9% | ||||||||
Activision Blizzard | 248 | 18,749 | ||||||
Alphabet, Cl A * | 57 | 130,085 | ||||||
Alphabet, Cl C * | 60 | 137,960 | ||||||
Charter Communications, Cl A * | 55 | 23,567 | ||||||
Comcast, Cl A | 1,436 | 57,095 | ||||||
Electronic Arts | 89 | 10,507 | ||||||
Match Group * | 87 | 6,886 | ||||||
Meta Platforms, Cl A * | 662 | 132,711 | ||||||
Netflix * | 141 | 26,841 | ||||||
Sirius XM Holdings | 1,249 | 7,494 | ||||||
T-Mobile US * | 396 | 48,763 | ||||||
600,658 | ||||||||
Consumer Discretionary — 14.2% | ||||||||
Airbnb, Cl A * | 119 | 18,232 | ||||||
Amazon.com * | 97 | 241,106 | ||||||
Booking Holdings * | 14 | 30,944 | ||||||
Dollar Tree * | 71 | 11,534 | ||||||
eBay | 183 | 9,501 | ||||||
Lucid Group * | 524 | 9,474 | ||||||
Lululemon Athletica * | 39 | 13,831 | ||||||
Marriott International, Cl A | 104 | 18,462 | ||||||
O’Reilly Automotive * | 21 | 12,738 | ||||||
Ross Stores | 108 | 10,775 | ||||||
Starbucks | 364 | 27,169 | ||||||
Tesla * | 198 | 172,410 | ||||||
576,176 |
308
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Consumer Staples — 5.9% | ||||||||
Costco Wholesale | 141 | $ | 74,973 | |||||
Keurig Dr Pepper | 450 | 16,830 | ||||||
Kraft Heinz | 380 | 16,199 | ||||||
Mondelez International, Cl A | 439 | 28,307 | ||||||
Monster Beverage * | 162 | 13,880 | ||||||
PepsiCo | 438 | 75,209 | ||||||
Walgreens Boots Alliance | 270 | 11,448 | ||||||
236,846 | ||||||||
Health Care — 5.3% | ||||||||
Align Technology * | 24 | 6,958 | ||||||
Amgen | 177 | 41,275 | ||||||
Biogen * | 46 | 9,542 | ||||||
Dexcom * | 31 | 12,666 | ||||||
Gilead Sciences | 397 | 23,558 | ||||||
IDEXX Laboratories * | 26 | 11,192 | ||||||
Illumina * | 50 | 14,832 | ||||||
Intuitive Surgical * | 113 | 27,041 | ||||||
Moderna * | 128 | 17,204 | ||||||
Regeneron Pharmaceuticals * | 34 | 22,410 | ||||||
Seagen * | 58 | 7,599 | ||||||
Vertex Pharmaceuticals * | 80 | 21,858 | ||||||
216,135 | ||||||||
Industrials — 3.1% | ||||||||
Cintas | 33 | 13,110 | ||||||
Copart * | 72 | 8,183 | ||||||
CSX | 696 | 23,901 | ||||||
Fastenal | 180 | 9,956 | ||||||
Honeywell International | 217 | 41,992 | ||||||
Old Dominion Freight Line | 36 | 10,084 | ||||||
PACCAR | 108 | 8,969 | ||||||
Verisk Analytics, Cl A | 51 | 10,406 | ||||||
126,601 |
309
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
Shares | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — 46.3% | ||||||||
Adobe * | 149 | $ | 58,997 | |||||
Advanced Micro Devices * | 517 | 44,214 | ||||||
Analog Devices | 163 | 25,164 | ||||||
ANSYS * | 29 | 7,995 | ||||||
Apple | 3,121 | 492,026 | ||||||
Applied Materials | 281 | 31,008 | ||||||
Atlassian, Cl A * | 44 | 9,892 | ||||||
Autodesk * | 69 | 13,060 | ||||||
Automatic Data Processing | 132 | 28,800 | ||||||
Broadcom | 130 | 72,071 | ||||||
Cadence Design Systems * | 87 | 13,124 | ||||||
Cisco Systems | 1,318 | 64,556 | ||||||
Cognizant Technology Solutions, Cl A | 162 | 13,106 | ||||||
Crowdstrike Holdings, Cl A * | 67 | 13,317 | ||||||
Datadog, Cl A * | 84 | 10,145 | ||||||
DocuSign, Cl A * | 57 | 4,617 | ||||||
Fiserv * | 208 | 20,367 | ||||||
Fortinet * | 51 | 14,739 | ||||||
Intel | 1,293 | 56,362 | ||||||
Intuit | 90 | 37,687 | ||||||
KLA | 48 | 15,324 | ||||||
Lam Research | 43 | 20,028 | ||||||
Marvell Technology | 268 | 15,565 | ||||||
Microchip Technology | 177 | 11,540 | ||||||
Micron Technology | 356 | 24,276 | ||||||
Microsoft | 1,435 | 398,241 | ||||||
NVIDIA | 672 | 124,636 | ||||||
Okta, Cl A * | 48 | 5,727 | ||||||
Palo Alto Networks * | 32 | 17,961 | ||||||
Paychex | 114 | 14,447 | ||||||
PayPal Holdings * | 371 | 32,622 | ||||||
QUALCOMM | 358 | 50,009 | ||||||
Skyworks Solutions | 52 | 5,892 |
310
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
Shares/Number of Contracts | Value | |||||||
COMMON STOCK — continued | ||||||||
Information Technology — continued | ||||||||
Splunk * | 47 | $ | 5,735 | |||||
Synopsys * | 49 | 14,053 | ||||||
Texas Instruments | 292 | 49,713 | ||||||
VeriSign * | 35 | 6,254 | ||||||
Workday, Cl A * | 61 | 12,609 | ||||||
Zoom Video Communications, Cl A * | 72 | 7,169 | ||||||
Zscaler * | 43 | 8,718 | ||||||
1,871,766 | ||||||||
Utilities — 1.2% | ||||||||
American Electric Power | 160 | 15,858 | ||||||
Constellation Energy | 101 | 5,980 | ||||||
Exelon | 303 | 14,174 | ||||||
Xcel Energy | 173 | 12,674 | ||||||
48,686 | ||||||||
TOTAL UNITED STATES | 3,676,868 | |||||||
TOTAL COMMON STOCK | ||||||||
(Cost $4,467,183) | 3,766,362 | |||||||
TOTAL INVESTMENTS — 93.1% | ||||||||
(Cost $4,467,183) | $ | 3,766,362 | ||||||
Value | ||||||||
PURCHASED OPTIONS— 6.4%(1) | ||||||||
UNITED STATES— 6.4% | ||||||||
(Cost $130,540) | 10 | $ | 259,480 | |||||
TOTAL PURCHASED OPTIONS | ||||||||
WRITTEN OPTIONS— (0.1)%(1) | ||||||||
UNITED STATES— (0.1)% | ||||||||
(Premiums Received $(54,880)) | (10 | ) | $ | (4,310 | ) | |||
TOTAL WRITTEN OPTIONS |
Percentages are based on Net Assets of $4,044,034.
311
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
A list of the exchange traded option contracts held by the Fund at April 30, 2022, is as follows:
Description | Number of Contracts | Notional Amount | Exercise Price | Expiration Date | Value | ||||||||||||
PURCHASED OPTIONS — 6.4% | |||||||||||||||||
Put Options | |||||||||||||||||
Nasdaq-100 Index* | 1 | $ | 1,342,500 | $ | 13,425.00 | 06/17/22 | $ | 93,430 | |||||||||
Nasdaq-100® Reduced-Value Index* | 9 | 2,412,000 | 2,680.00 | 06/17/22 | 166,050 | ||||||||||||
Total Purchased Options | $ | 3,754,500 | $ | 259,480 | |||||||||||||
WRITTEN OPTIONS — (0.1)% | |||||||||||||||||
Call Options | |||||||||||||||||
Nasdaq-100 Index* | (1 | ) | $ | (1,552,500 | ) | 15,525.00 | 06/17/22 | $ | (1,520 | ) | |||||||
Nasdaq-100® Reduced-Value Index* | (9 | ) | (2,794,500 | ) | 3,105.00 | 06/17/22 | (2,790 | ) | |||||||||
Total Written Options | $ | (4,347,000 | ) | $ | (4,310 | ) |
ADR — American Depositary Receipt
Cl — Class
* | Non-income producing security. |
(1) | Refer to table below for details on Options Contracts. |
(A) | All or a portion of these securities has been segregated as collateral for writtenoptions and purchased options contracts. The aggregate market value of collateral at April 30, 2022 was $3,766,362. |
312
Schedule of Investments | April 30, 2022 (Unaudited) | |
Global X NASDAQ 100® Collar 95-110 ETF |
The following is a summary of the level of inputs used as of April 30, 2022, in valuing the Fund’s investments carried at value:
Investments in Securities | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Common Stock | $ | 3,766,362 | $ | — | $ | — | $ | 3,766,362 | ||||||||
Total Investments in Securities | $ | 3,766,362 | $ | — | $ | — | $ | 3,766,362 |
Other Financial Instruments | Level 1 | Level 2 | Level 3 | Total | ||||||||||||
Purchased Options | $ | 259,480 | $ | – | $ | – | $ | 259,480 | ||||||||
Written Options | (4,310 | ) | – | – | (4,310 | ) | ||||||||||
Total Other Financial Instruments | $ | 255,170 | $ | – | $ | – | $ | 255,170 |
Amounts designated as “—“ are $0 or have been rounded to $0.
313
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X Social Media ETF | Global X Lithium & Battery Tech ETF | Global X Disruptive Materials ETF | Global X E-commerce ETF | |||||||||||||
Assets: | ||||||||||||||||
Cost of Investments | $ | 327,746,965 | $ | 4,186,427,251 | $ | 5,562,067 | $ | 155,053,411 | ||||||||
Cost of Repurchase Agreement | 1,849,932 | 73,687,127 | — | 1,099,688 | ||||||||||||
Cost of Foreign Currency | 1 | 14,740 | 207 | — | ||||||||||||
Investments, at Value | $ | 218,567,073 | * | $ | 4,356,426,176 | * | $ | 4,964,789 | $ | 83,265,975 | * | |||||
Repurchase Agreement, at Value | 1,849,932 | 73,687,127 | — | 1,099,688 | ||||||||||||
Cash | 61,642 | — | — | 73,190 | ||||||||||||
Foreign Currency, at Value | 1 | 13,860 | 199 | — | ||||||||||||
Receivable for Investment Securities Sold | 23,063,146 | 25,556 | — | — | ||||||||||||
Dividend, Interest, and Securities Lending Income Receivable | 27,597 | 5,724,938 | 20,610 | 28,233 | ||||||||||||
Reclaim Receivable | 5,416 | — | 1,735 | — | ||||||||||||
Total Assets | 243,574,807 | 4,435,877,657 | 4,987,333 | 84,467,086 | ||||||||||||
Liabilities: | ||||||||||||||||
Obligation to Return Securities Lending Collateral | 4,429,884 | 175,164,597 | — | 2,633,333 | ||||||||||||
Payable for Investment Securities Purchased | 21,915,031 | — | — | — | ||||||||||||
Payable due to Investment Adviser | 123,120 | 2,862,620 | 2,659 | 43,132 | ||||||||||||
Unrealized Depreciation on Spot Contracts | 15,131 | 84 | — | — | ||||||||||||
Cash Overdraft | — | 385,784 | 7,901 | — | ||||||||||||
Total Liabilities | 26,483,166 | 178,413,085 | 10,560 | 2,676,465 | ||||||||||||
Net Assets | $ | 217,091,641 | $ | 4,257,464,572 | $ | 4,976,773 | $ | 81,790,621 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in Capital | $ | 389,205,455 | $ | 4,197,928,836 | $ | 5,491,896 | $ | 162,247,368 | ||||||||
Total Distributable Earnings/(Loss) | (172,113,814 | ) | 59,535,736 | (515,123 | ) | (80,456,747 | ) | |||||||||
Net Assets | $ | 217,091,641 | $ | 4,257,464,572 | $ | 4,976,773 | $ | 81,790,621 | ||||||||
Outstanding Shares of Beneficial Interest | ||||||||||||||||
(unlimited authorization — no par value) | 5,660,000 | 64,074,628 | 220,000 | 4,190,002 | ||||||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 38.36 | $ | 66.45 | $ | 22.62 | $ | 19.52 | ||||||||
*Includes Market Value of Securities on Loan | $ | 4,637,347 | $ | 166,654,568 | $ | — | $ | 2,053,386 |
314
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X Emerging Markets Internet & E-commerce ETF | Global X SuperDividend® ETF | Global X SuperDividend® U.S. ETF | Global X MSCI SuperDividend® EAFE ETF | |||||||||||||
Assets: | ||||||||||||||||
Cost of Investments | $ | 5,010,288 | $ | 985,865,526 | $ | 655,090,178 | $ | 11,268,916 | ||||||||
Cost of Repurchase Agreement | — | 29,481,944 | 9,420,766 | — | ||||||||||||
Cost of Foreign Currency | 875 | 3,118,687 | — | 35,985 | ||||||||||||
Investments, at Value | $ | 2,623,583 | $ | 860,670,119 | * | $ | 706,296,431 | * | $ | 11,113,003 | ||||||
Repurchase Agreement, at Value | — | 29,481,944 | 9,420,766 | — | ||||||||||||
Cash | 3,934 | — | — | — | ||||||||||||
Foreign Currency, at Value | 879 | 3,128,481 | — | 36,080 | ||||||||||||
Dividend, Interest, and Securities Lending Income Receivable | 138 | 2,771,699 | 2,777,777 | 88,505 | ||||||||||||
Reclaim Receivable | 24 | 360,261 | 8,115 | 47,157 | ||||||||||||
Receivable for Capital Shares Sold | — | — | 1,040,068 | — | ||||||||||||
Total Assets | 2,628,558 | 896,412,504 | 719,543,157 | 11,284,745 | ||||||||||||
Liabilities: | ||||||||||||||||
Obligation to Return Securities Lending Collateral | — | 70,598,060 | 22,559,157 | — | ||||||||||||
Payable due to Investment Adviser | 1,429 | 418,939 | 266,732 | 5,393 | ||||||||||||
Payable for Investment Securities Purchased | — | 488,254 | 1,038,686 | — | ||||||||||||
Unrealized Depreciation on Spot Contracts | — | 2,525 | — | 93 | ||||||||||||
Cash Overdraft | — | 3,648,445 | 573,545 | 85,242 | ||||||||||||
Total Liabilities | 1,429 | 75,156,223 | 24,438,120 | 90,728 | ||||||||||||
Net Assets | $ | 2,627,129 | $ | 821,256,281 | $ | 695,105,037 | $ | 11,194,017 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in Capital | $ | 6,070,142 | $ | 1,545,672,897 | $ | 786,226,062 | $ | 12,626,990 | ||||||||
Total Distributable Loss | (3,443,013 | ) | (724,416,616 | ) | (91,121,025 | ) | (1,432,973 | ) | ||||||||
Net Assets | $ | 2,627,129 | $ | 821,256,281 | $ | 695,105,037 | $ | 11,194,017 | ||||||||
Outstanding Shares of Beneficial Interest | ||||||||||||||||
(unlimited authorization — no par value) | 360,000 | 77,070,000 | 34,310,000 | 750,000 | ||||||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 7.30 | $ | 10.66 | $ | 20.26 | $ | 14.93 | ||||||||
*Includes Market Value of Securities on Loan | $ | — | $ | 63,986,441 | $ | 21,051,368 | $ | — |
315
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X MSCI SuperDividend® Emerging Markets ETF | Global X SuperDividend® REIT ETF | Global X NASDAQ 100® Covered Call ETF | Global X S&P 500® Covered Call ETF | |||||||||||||
Assets: | ||||||||||||||||
Cost of Investments | $ | 78,209,437 | $ | 385,555,970 | $ | 6,928,281,396 | $ | 1,593,418,648 | ||||||||
Cost of Repurchase Agreement | — | 6,101,856 | — | — | ||||||||||||
Cost of Foreign Currency | 41,705 | 97,452 | — | — | ||||||||||||
Investments, at Value | $ | 72,862,405 | $ | 371,591,999 | * | $ | 6,909,221,082 | $ | 1,532,908,241 | |||||||
Repurchase Agreement, at Value | — | 6,101,856 | — | — | ||||||||||||
Cash | — | 324,320 | 16,601,918 | 638,713 | ||||||||||||
Foreign Currency, at Value | 46,783 | 96,013 | — | — | ||||||||||||
Dividend, Interest, and Securities Lending Income Receivable | 393,960 | 1,549,459 | 532,755 | 967,491 | ||||||||||||
Reclaim Receivable | 29,299 | — | — | 21,813 | ||||||||||||
Receivable for Capital Shares Sold | — | — | — | 4,655,075 | ||||||||||||
Receivable for Investment Securities Sold | — | 13,493,628 | — | 10,517 | ||||||||||||
Total Assets | 73,332,447 | 393,157,275 | 6,926,355,755 | 1,539,201,850 | ||||||||||||
Liabilities: | ||||||||||||||||
Obligation to Return Securities Lending Collateral | — | 14,611,627 | — | — | ||||||||||||
Accrued Foreign Capital Gains Tax on Appreciated Securities | 95,464 | — | — | — | ||||||||||||
Payable due to Investment Adviser | 41,191 | 184,662 | 3,486,726 | 712,138 | ||||||||||||
Payable for Investment Securities Purchased | — | 12,841,413 | — | 4,701,695 | ||||||||||||
Options Written at Value (Premiums received $–, $–, $216,847,049 and $32,844,397, respectively) | — | — | 27,058,090 | 3,690,455 | ||||||||||||
Unrealized Depreciation on Spot Contracts | — | 737 | — | — | ||||||||||||
Cash Overdraft | 64,933 | — | — | — | ||||||||||||
Total Liabilities | 201,588 | 27,638,439 | 30,544,816 | 9,104,288 | ||||||||||||
Net Assets | $ | 73,130,859 | $ | 365,518,836 | $ | 6,895,810,939 | $ | 1,530,097,562 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in Capital | $ | 93,890,348 | $ | 603,334,034 | $ | 7,813,993,264 | $ | 1,629,740,762 | ||||||||
Total Distributable Loss | (20,759,489 | ) | (237,815,198 | ) | (918,182,325 | ) | (99,643,200 | ) | ||||||||
Net Assets | $ | 73,130,859 | $ | 365,518,836 | $ | 6,895,810,939 | $ | 1,530,097,562 | ||||||||
Outstanding Shares of Beneficial Interest | ||||||||||||||||
(unlimited authorization — no par value) | 7,670,000 | 41,830,000 | 357,580,000 | 32,870,000 | ||||||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 9.53 | $ | 8.74 | $ | 19.28 | $ | 46.55 | ||||||||
*Includes Market Value of Securities on Loan | $ | — | $ | 13,936,119 | $ | — | $ | — |
316
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X Russell 2000 Covered Call ETF | Global X Dow 30® Covered Call ETF | Global X Nasdaq 100® Covered Call & Growth ETF | Global X S&P 500® Covered Call & Growth ETF | |||||||||||||
Assets: | ||||||||||||||||
Cost of Investments | $ | 1,347,753,022 | $ | 12,154,435 | $ | 70,136,815 | $ | 38,494,497 | ||||||||
Investments, at Value | $ | 1,284,248,824 | $ | 11,758,343 | $ | 60,202,077 | $ | 35,301,724 | ||||||||
Cash | 2,446,021 | 8,006 | 87,536 | 43,525 | ||||||||||||
Receivable for Capital Shares Sold | 2,210,708 | 730,270 | — | 1,413,222 | ||||||||||||
Dividend, Interest, and Securities Lending Income Receivable | 56,587 | 5,815 | 4,634 | 25,031 | ||||||||||||
Receivable for Investment Securities Sold | 7,757 | 1,664 | — | 1,585 | ||||||||||||
Reclaim Receivable | — | — | — | 257 | ||||||||||||
Total Assets | 1,288,969,897 | 12,504,098 | 60,294,247 | 36,785,344 | ||||||||||||
Liabilities: | ||||||||||||||||
Options Written at Value (Premiums received $36,166,352, $193,673, $949,118 and $378,527, respectively) | 4,917,055 | 83,660 | 119,740 | 42,709 | ||||||||||||
Payable for Investment Securities Purchased | 2,219,040 | 735,522 | — | 1,393,971 | ||||||||||||
Payable due to Investment Adviser | 525,308 | 4,288 | 30,199 | 18,882 | ||||||||||||
Total Liabilities | 7,661,403 | 823,470 | 149,939 | 1,455,562 | ||||||||||||
Net Assets | $ | 1,281,308,494 | $ | 11,680,628 | $ | 60,144,308 | $ | 35,329,782 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in Capital | $ | 1,400,882,976 | $ | 11,945,122 | $ | 70,759,524 | $ | 38,348,507 | ||||||||
Total Distributable Loss | (119,574,482 | ) | (264,494 | ) | (10,615,216 | ) | (3,018,725 | ) | ||||||||
Net Assets | $ | 1,281,308,494 | $ | 11,680,628 | $ | 60,144,308 | $ | 35,329,782 | ||||||||
Outstanding Shares of Beneficial Interest | ||||||||||||||||
(unlimited authorization — no par value) | 57,960,000 | 480,000 | 2,280,000 | 1,250,000 | ||||||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 22.11 | $ | 24.33 | $ | 26.38 | $ | 28.26 |
317
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X SuperIncome™ Preferred ETF | Global X Renewable Energy Producers ETF | Global X S&P 500® Catholic Values ETF | Global X S&P Catholic Values Developed ex-U.S. ETF | |||||||||||||
Assets: | ||||||||||||||||
Cost of Investments | $ | 218,480,348 | $ | 136,118,533 | $ | 495,290,207 | $ | 6,428,454 | ||||||||
Cost of Repurchase Agreement | 984,872 | 350,210 | — | — | ||||||||||||
Cost of Foreign Currency | — | 33,441 | — | 3,800 | ||||||||||||
Investments, at Value | $ | 205,590,739 | * | $ | 119,554,255 | * | $ | 592,635,636 | $ | 6,244,276 | ||||||
Repurchase Agreement, at Value | 984,872 | 350,210 | — | — | ||||||||||||
Cash | 173,454 | 365,447 | 818,345 | 25,076 | ||||||||||||
Foreign Currency, at Value | — | 33,446 | — | 3,808 | ||||||||||||
Dividend, Interest, and Securities Lending Income Receivable | 811,141 | 184,977 | 402,444 | 20,020 | ||||||||||||
Unrealized Appreciation on Spot Contracts | — | 37 | — | 4 | ||||||||||||
Receivable for Capital Shares Sold | — | — | 6,301,444 | — | ||||||||||||
Reclaim Receivable | — | 75,371 | 13,679 | 3,595 | ||||||||||||
Total Assets | 207,560,206 | 120,563,743 | 600,171,548 | 6,296,779 | ||||||||||||
Liabilities: | ||||||||||||||||
Obligation to Return Securities Lending Collateral | 2,358,396 | 838,619 | — | — | ||||||||||||
Payable due to Investment Adviser | 99,407 | 76,544 | 150,713 | 1,652 | ||||||||||||
Payable for Investment Securities Purchased | — | — | 6,275,124 | 37,436 | ||||||||||||
Total Liabilities | 2,457,803 | 915,163 | 6,425,837 | 39,088 | ||||||||||||
Net Assets | $ | 205,102,403 | $ | 119,648,580 | $ | 593,745,711 | $ | 6,257,691 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in Capital | $ | 281,375,212 | $ | 138,213,083 | $ | 492,954,194 | $ | 6,451,066 | ||||||||
Total Distributable Earnings/(Loss) | (76,272,809 | ) | (18,564,503 | ) | 100,791,517 | (193,375 | ) | |||||||||
Net Assets | $ | 205,102,403 | $ | 119,648,580 | $ | 593,745,711 | $ | 6,257,691 | ||||||||
Outstanding Shares of Beneficial Interest | ||||||||||||||||
(unlimited authorization — no par value) | 19,110,000 | 7,990,000 | 11,740,000 | 230,000 | ||||||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 10.73 | $ | 14.97 | $ | 50.57 | $ | 27.21 | ||||||||
*Includes Market Value of Securities on Loan | $ | 2,307,309 | $ | 813,146 | $ | — | $ | — |
318
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X Guru® Index ETF | Global X S&P 500® Tail Risk ETF | Global X S&P 500® Risk Managed Income ETF | Global X S&P 500® Collar 95-110 ETF | |||||||||||||
Assets: | ||||||||||||||||
Cost of Investments | $ | 62,847,732 | $ | 3,296,603 | $ | 23,729,186 | $ | 4,021,222 | ||||||||
Cost of Repurchase Agreement | 507,915 | — | — | — | ||||||||||||
Investments, at Value | $ | 54,395,818 | * | $ | 3,056,823 | $ | 21,609,015 | $ | 3,738,105 | |||||||
Repurchase Agreement, at Value | 507,915 | — | — | — | ||||||||||||
Cash | 62,179 | 6,473 | 25,188 | 7,582 | ||||||||||||
Dividend, Interest, and Securities Lending Income Receivable | 9,039 | 2,131 | 14,930 | 2,594 | ||||||||||||
Options Purchased at Value (Cost $–, $54,491, $246,115 and $106,455, respectively) | — | 81,362 | 808,880 | 174,220 | ||||||||||||
Reclaim Receivable | — | 24 | 124 | 28 | ||||||||||||
Total Assets | 54,974,951 | 3,146,813 | 22,458,137 | 3,922,529 | ||||||||||||
Liabilities: | ||||||||||||||||
Obligation to Return Securities Lending Collateral | 1,216,264 | — | — | — | ||||||||||||
Payable due to Investment Adviser | 35,808 | 1,630 | 11,231 | 2,049 | ||||||||||||
Options Written at Value (Premiums received $–, $–, ($481,741) and ($17,053), respectively) | — | — | 52,071 | 730 | ||||||||||||
Total Liabilities | 1,252,072 | 1,630 | 63,302 | 2,779 | ||||||||||||
Net Assets | $ | 53,722,879 | $ | 3,145,183 | $ | 22,394,835 | $ | 3,919,750 | ||||||||
Net Assets Consist of: | ||||||||||||||||
Paid-in Capital | $ | 72,128,338 | $ | 3,526,120 | $ | 24,158,099 | $ | 4,298,875 | ||||||||
Total Distributable Loss | (18,405,459 | ) | (380,937 | ) | (1,763,264 | ) | (379,125 | ) | ||||||||
Net Assets | $ | 53,722,879 | $ | 3,145,183 | $ | 22,394,835 | $ | 3,919,750 | ||||||||
Outstanding Shares of Beneficial Interest | ||||||||||||||||
(unlimited authorization — no par value) | 1,450,000 | 130,000 | 920,000 | 160,000 | ||||||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 37.05 | $ | 24.19 | $ | 24.34 | $ | 24.50 | ||||||||
*Includes Market Value of Securities on Loan | $ | 1,227,224 | $ | — | $ | — | $ | — |
319
Statements of Assets and Liabilities | ||
April 30, 2022 (Unaudited) |
Global X NASDAQ 100® Tail Risk ETF | Global X NASDAQ 100® Risk Managed Income ETF | Global X NASDAQ 100® Collar 95-110 ETF | ||||||||||
Assets: | ||||||||||||
Cost of Investments | $ | 2,424,642 | $ | 14,567,429 | $ | 4,467,183 | ||||||
Investments, at Value | $ | 1,978,976 | $ | 11,745,848 | $ | 3,766,362 | ||||||
Cash | 3,974 | 18,413 | 24,104 | |||||||||
Options Purchased at Value (Cost $42,600, $262,240 and $130,540, respectively) | 84,550 | 755,820 | 259,480 | |||||||||
Dividend, Interest, and Securities Lending Income Receivable | 214 | 954 | 280 | |||||||||
Total Assets | 2,067,714 | 12,521,035 | 4,050,226 | |||||||||
Liabilities: | ||||||||||||
Payable due to Investment Adviser | 1,780 | 6,546 | 1,882 | |||||||||
Options Written at Value (Premiums received $–, ($288,606) and ($54,880), respectively) | — | 29,660 | 4,310 | |||||||||
Total Liabilities | 1,780 | 36,206 | 6,192 | |||||||||
Net Assets | $ | 2,065,934 | $ | 12,484,829 | $ | 4,044,034 | ||||||
Net Assets Consist of: | ||||||||||||
Paid-in Capital | $ | 2,690,605 | $ | 14,479,977 | $ | 4,523,970 | ||||||
Total Distributable Loss | (624,671 | ) | (1,995,148 | ) | (479,936 | ) | ||||||
Net Assets | $ | 2,065,934 | $ | 12,484,829 | $ | 4,044,034 | ||||||
Outstanding Shares of Beneficial Interest | ||||||||||||
(unlimited authorization — no par value) | 100,000 | 600,000 | 180,000 | |||||||||
Net Asset Value, Offering and Redemption Price Per Share | $ | 20.66 | $ | 20.81 | $ | 22.47 |
320
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X Social Media ETF | Global X Lithium & Battery Tech ETF | Global X Disruptive Materials ETF(1) | Global X E-commerce ETF | |||||||||||||
Investment Income: | ||||||||||||||||
Dividend Income | $ | 1,378,983 | $ | 17,080,363 | $ | 55,241 | $ | 717,110 | ||||||||
Interest Income | 22 | 461 | — | — | ||||||||||||
Security Lending Income | 12,180 | 7,112,670 | — | 8,613 | ||||||||||||
Less: Foreign Taxes Withheld | (13,967 | ) | (3,469,894 | ) | (5,629 | ) | (2,851 | ) | ||||||||
Total Investment Income | 1,377,218 | 20,723,600 | 49,612 | 722,872 | ||||||||||||
Supervision and Administration Fees(2) | 971,935 | 19,238,936 | 6,028 | 381,355 | ||||||||||||
Tax Expense | — | 70,214 | — | — | ||||||||||||
Custodian Fees(3) | 44 | 11,078 | 48 | 96 | ||||||||||||
Total Expenses | 971,979 | 19,320,228 | 6,076 | 381,451 | ||||||||||||
Net Investment Income | 405,239 | 1,403,372 | 43,536 | 341,421 | ||||||||||||
Net Realized Gain (Loss) on: | ||||||||||||||||
Investments(4) | (30,139,731 | ) | 26,829,959 | 39,174 | (6,960,092 | ) | ||||||||||
Foreign Currency Transactions | (21,379 | ) | (606,923 | ) | (235 | ) | (3,144 | ) | ||||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions | (30,161,110 | ) | 26,223,036 | 38,939 | (6,963,236 | ) | ||||||||||
Net Change in Unrealized Appreciation (Depreciation) on: | ||||||||||||||||
Investments | (111,107,945 | ) | (1,641,459,307 | ) | (597,278 | ) | (59,207,784 | ) | ||||||||
Foreign Currency Translations | (2,151 | ) | 228,857 | (320 | ) | — | ||||||||||
Net Change in Unrealized Depreciation on Investments, Foreign Currency Translations | (111,110,096 | ) | (1,641,230,450 | ) | (597,598 | ) | (59,207,784 | ) | ||||||||
Net Realized and Unrealized Loss on Investments, Foreign Currency Translations | (141,271,206 | ) | (1,615,007,414 | ) | (558,659 | ) | (66,171,020 | ) | ||||||||
Net Decrease in Net Assets Resulting from Operations | $ | (140,865,967 | ) | $ | (1,613,604,042 | ) | $ | (515,123 | ) | $ | (65,829,599 | ) |
(1) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(2) | See Note 2 in the Notes to Financial Statements. |
(3) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
321
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X Emerging Markets Internet & E-commerce ETF | Global X SuperDividend® ETF | Global X SuperDividend® U.S. ETF | Global X MSCI SuperDividend® EAFE ETF | |||||||||||||
Investment Income: | ||||||||||||||||
Dividend Income | $ | 16,244 | $ | 25,533,890 | $ | 14,800,814 | $ | 356,584 | ||||||||
Interest Income | — | — | 59 | — | ||||||||||||
Security Lending Income | — | 639,504 | 28,977 | — | ||||||||||||
Less: Foreign Taxes Withheld | (512 | ) | (892,789 | ) | — | (33,974 | ) | |||||||||
Total Investment Income | 15,732 | 25,280,605 | 14,829,850 | 322,610 | ||||||||||||
Supervision and Administration Fees(1) | 11,291 | 2,581,592 | 1,556,562 | 33,973 | ||||||||||||
Custodian Fees(2) | 26 | 38,971 | 2,336 | 480 | ||||||||||||
Total Expenses | 11,317 | 2,620,563 | 1,558,898 | 34,453 | ||||||||||||
Net Investment Income | 4,415 | 22,660,042 | 13,270,952 | 288,157 | ||||||||||||
Net Realized Gain (Loss) on: | ||||||||||||||||
Investments(3) | (834,225 | ) | (35,628,359 | ) | 55,177,268 | 192,663 | ||||||||||
Foreign Currency Transactions | (7 | ) | (636,981 | ) | — | 568 | ||||||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions | (834,232 | ) | (36,265,340 | ) | 55,177,268 | 193,231 | ||||||||||
Net Change in Unrealized Appreciation (Depreciation) on: | ||||||||||||||||
Investments | (924,511 | ) | (119,931,605 | ) | (45,652,620 | ) | (605,580 | ) | ||||||||
Foreign Currency Translations | 21 | (71,939 | ) | — | (6,567 | ) | ||||||||||
Net Change in Unrealized Depreciation on Investments, Foreign Currency Translations | (924,490 | ) | (120,003,544 | ) | (45,652,620 | ) | (612,147 | ) | ||||||||
Net Realized and Unrealized Gain (Loss) on Investments, Foreign Currency Translations | (1,758,722 | ) | (156,268,884 | ) | 9,524,648 | (418,916 | ) | |||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | $ | (1,754,307 | ) | $ | (133,608,842 | ) | $ | 22,795,600 | $ | (130,759 | ) |
(1) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(2) | See Note 2 in the Notes to Financial Statements. |
(3) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
322
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X MSCI SuperDividend® Emerging Markets ETF | Global X SuperDividend® REIT ETF | Global X NASDAQ 100® Covered Call ETF | Global X S&P 500® Covered Call ETF | |||||||||||||
Investment Income: | ||||||||||||||||
Dividend Income | $ | 2,229,140 | $ | 9,455,596 | $ | 22,286,356 | $ | 7,275,984 | ||||||||
Interest Income | 55 | 1 | — | 438 | ||||||||||||
Security Lending Income | — | 14,501 | — | — | ||||||||||||
Less: Foreign Taxes Withheld | (232,693 | ) | (493,401 | ) | (32,801 | ) | — | |||||||||
Total Investment Income | 1,996,502 | 8,976,697 | 22,253,555 | 7,276,422 | ||||||||||||
Supervision and Administration Fees(1) | 238,561 | 1,183,209 | 18,372,707 | 3,069,305 | ||||||||||||
Custodian Fees(2) | 2,051 | 7,668 | 27,243 | 4,133 | ||||||||||||
Total Expenses | 240,612 | 1,190,877 | 18,399,950 | 3,073,438 | ||||||||||||
Net Investment Income | 1,755,890 | 7,785,820 | 3,853,605 | 4,202,984 | ||||||||||||
Net Realized Gain (Loss) on: | ||||||||||||||||
Investments(3) | (7,880,796 | ) | 12,103,281 | 10,166,163 | 410,980 | |||||||||||
Purchased Options | — | — | 101,182,222 | 61,928,663 | ||||||||||||
Written Options | — | — | 309,965,446 | — | ||||||||||||
Foreign Currency Transactions | (78,400 | ) | (60,671 | ) | — | — | ||||||||||
Net Realized Gain (Loss) on Investments, Purchased Options. Written Options, Foreign Currency Transactions | (7,959,196 | ) | 12,042,610 | 421,313,831 | 62,339,643 | |||||||||||
Net Change in Unrealized Appreciation (Depreciation) on: | ||||||||||||||||
Investments | (2,457,887 | ) | (55,232,674 | ) | (1,386,468,831 | ) | (149,644,640 | ) | ||||||||
Written Options | — | — | 359,165,097 | 42,633,248 | ||||||||||||
Foreign Capital Gains Tax on Appreciated Securities | 44,684 | — | — | — | ||||||||||||
Foreign Currency Translations | 8,025 | (35,226 | ) | — | — | |||||||||||
Net Change in Unrealized Depreciation on Investments, Written Options, Foreign Currency Translations | (2,405,178 | ) | (55,267,900 | ) | (1,027,303,734 | ) | (107,011,392 | ) | ||||||||
Net Realized and Unrealized Loss on Investments, Written Options, Foreign Currency Translations, Purchased Options | (10,364,374 | ) | (43,225,290 | ) | (605,989,903 | ) | (44,671,749 | ) | ||||||||
Net Decrease in Net Assets Resulting from Operations | $ | (8,608,484 | ) | $ | (35,439,470 | ) | $ | (602,136,298 | ) | $ | (40,468,765 | ) |
(1) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(2) | See Note 2 in the Notes to Financial Statements. |
(3) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
323
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X Russell 2000 Covered Call ETF | Global X Dow 30® Covered Call ETF(1) | Global X Nasdaq 100® Covered Call & Growth ETF | Global X S&P 500® Covered Call & Growth ETF | |||||||||||||
Investment Income: | ||||||||||||||||
Dividend Income | $ | 5,820,697 | $ | 13,943 | $ | 195,004 | $ | 274,476 | ||||||||
Interest Income | 473 | — | — | — | ||||||||||||
Less: Foreign Taxes Withheld | (86 | ) | — | (353 | ) | — | ||||||||||
Total Investment Income | 5,821,084 | 13,943 | 194,651 | 274,476 | ||||||||||||
Supervision and Administration Fees(2) | 2,764,511 | 6,283 | 164,116 | 113,770 | ||||||||||||
Custodian Fees(3) | 24,304 | 16 | 624 | 539 | ||||||||||||
Total Expenses | 2,788,815 | 6,299 | 164,740 | 114,309 | ||||||||||||
Waiver of Supervision and Administration Fees | (460,746 | ) | – | – | – | |||||||||||
Net Expenses | 2,328,069 | 6,299 | 164,740 | 114,309 | ||||||||||||
Net Investment Income | 3,493,015 | 7,644 | 29,911 | 160,167 | ||||||||||||
Net Realized Gain (Loss) on: | ||||||||||||||||
Investments(4) | (127,603,244 | ) | (1,071 | ) | 2,275,576 | 1,187,945 | ||||||||||
Purchased Options | 114,277,083 | 112,576 | 836,539 | 555,270 | ||||||||||||
Written Options | — | — | 1,035,116 | 382,385 | ||||||||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options | (13,326,161 | ) | 111,505 | 4,147,231 | 2,125,600 | |||||||||||
Net Change in Unrealized Appreciation (Depreciation) on: | ||||||||||||||||
Investments | (90,082,055 | ) | (396,092 | ) | (14,999,612 | ) | (5,098,551 | ) | ||||||||
Written Options | 30,101,380 | 110,013 | 1,561,865 | 697,815 | ||||||||||||
Net Change in Unrealized Depreciation on Investments, Written Options | (59,980,675 | ) | (286,079 | ) | (13,437,747 | ) | (4,400,736 | ) | ||||||||
Net Realized and Unrealized Loss on Investments, Purchased Options, Written Options | (73,306,836 | ) | (174,574 | ) | (9,290,516 | ) | (2,275,136 | ) | ||||||||
Net Decrease in Net Assets Resulting from Operations | $ | (69,813,821 | ) | $ | (166,930 | ) | $ | (9,260,605 | ) | $ | (2,114,969 | ) |
(1) | The Fund commenced operations on February 23, 2022. |
(2) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(3) | See Note 2 in the Notes to Financial Statements. |
(4) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
324
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X SuperIncome™ Preferred ETF | Global X Renewable Energy Producers ETF | Global X S&P 500® Catholic Values ETF | Global X S&P Catholic Values Developed ex-U.S. ETF | |||||||||||||
Investment Income: | ||||||||||||||||
Dividend Income | $ | 6,494,606 | $ | 1,229,511 | $ | 4,277,452 | $ | 77,784 | ||||||||
Interest Income | 20 | 3 | 30 | 2 | ||||||||||||
Security Lending Income | 72,909 | 20,843 | — | — | ||||||||||||
Less: Foreign Taxes Withheld | (1,478 | ) | (98,225 | ) | — | (6,882 | ) | |||||||||
Total Investment Income | 6,566,057 | 1,152,132 | 4,277,482 | 70,904 | ||||||||||||
Supervision and Administration Fees(1) | 637,425 | 427,324 | 898,847 | 8,457 | ||||||||||||
Custodian Fees(2) | 1,128 | 537 | 162 | 29 | ||||||||||||
Total Expenses | 638,553 | 427,861 | 899,009 | 8,486 | ||||||||||||
Net Investment Income | 5,927,504 | 724,271 | 3,378,473 | 62,418 | ||||||||||||
Net Realized Gain (Loss) on: | ||||||||||||||||
Investments(3) | (2,465,794 | ) | 2,393,432 | 3,988,561 | (42,392 | ) | ||||||||||
Foreign Currency Transactions | — | (71,145 | ) | — | (353 | ) | ||||||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions | (2,465,794 | ) | 2,322,287 | 3,988,561 | (42,745 | ) | ||||||||||
Net Change in Unrealized Depreciation on: | ||||||||||||||||
Investments | (20,345,810 | ) | (18,888,024 | ) | (80,383,792 | ) | (884,858 | ) | ||||||||
Foreign Currency Translations | — | (626 | ) | — | (907 | ) | ||||||||||
Net Change in Unrealized Depreciation on Investments, Foreign Currency Translations | (20,345,810 | ) | (18,888,650 | ) | (80,383,792 | ) | (885,765 | ) | ||||||||
Net Realized and Unrealized Loss on Investments, Foreign Currency Translations | (22,811,604 | ) | (16,566,363 | ) | (76,395,231 | ) | (928,510 | ) | ||||||||
Net Decrease in Net Assets Resulting from Operations | $ | (16,884,100 | ) | $ | (15,842,092 | ) | $ | (73,016,758 | ) | $ | (866,092 | ) |
(1) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(2) | See Note 2 in the Notes to Financial Statements. |
(3) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
325
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X Guru® Index ETF | Global X S&P 500® Tail Risk ETF | Global X S&P 500® Risk Managed Income ETF | Global X S&P 500® Collar 95-110 ETF | |||||||||||||
Investment Income: | ||||||||||||||||
Dividend Income | $ | 230,342 | $ | 24,257 | $ | 114,765 | $ | 25,255 | ||||||||
Interest Income | 5 | — | — | — | ||||||||||||
Security Lending Income | 18,361 | — | — | — | ||||||||||||
Total Investment Income | 248,708 | 24,257 | 114,765 | 25,255 | ||||||||||||
Supervision and Administration Fees(1) | 242,430 | 10,310 | 48,305 | 10,760 | ||||||||||||
Custodian Fees(2) | 113 | — | 343 | 172 | ||||||||||||
Total Expenses | 242,543 | 10,310 | 48,648 | 10,932 | ||||||||||||
Net Investment Income | 6,165 | 13,947 | 66,117 | 14,323 | ||||||||||||
Net Realized Gain (Loss) on: | ||||||||||||||||
Investments(3) | (2,998,612 | ) | 2,424 | (74,777 | ) | (823 | ) | |||||||||
Purchased Options | — | (100,813 | ) | 1,190,966 | 8,741 | |||||||||||
Written Options | — | — | (899,763 | ) | (148,724 | ) | ||||||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options | (2,998,612 | ) | (98,389 | ) | 216,426 | (140,806 | ) | |||||||||
Net Change in Unrealized Appreciation (Depreciation) on: | ||||||||||||||||
Investments | (16,470,608 | ) | (350,299 | ) | (2,309,779 | ) | (378,348 | ) | ||||||||
Purchased Options | — | 59,579 | 586,518 | 114,856 | ||||||||||||
Written Options | — | — | 545,165 | 16,069 | ||||||||||||
Net Change in Unrealized Depreciation on Investments, Purchased Options, Written Options | (16,470,608 | ) | (290,720 | ) | (1,178,096 | ) | (247,423 | ) | ||||||||
Net Realized and Unrealized Loss on Investments, Purchased Options, Written Options | (19,469,220 | ) | (389,109 | ) | (961,670 | ) | (388,229 | ) | ||||||||
Net Decrease in Net Assets Resulting from Operations | $ | (19,463,055 | ) | $ | (375,162 | ) | $ | (895,553 | ) | $ | (373,906 | ) |
(1) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(2) | See Note 2 in the Notes to Financial Statements. |
(3) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
326
Statements of Operations | ||
For the period ended April 30, 2022 (Unaudited) |
Global X NASDAQ 100® Tail Risk ETF | Global X NASDAQ 100® Risk Managed Income ETF | Global X NASDAQ 100® Collar 95-110 ETF | ||||||||||
Investment Income: | ||||||||||||
Dividend Income | $ | 13,596 | $ | 41,740 | $ | 12,296 | ||||||
Less: Foreign Taxes Withheld | (20 | ) | (61 | ) | (19 | ) | ||||||
Total Investment Income | 13,576 | 41,679 | 12,277 | |||||||||
Supervision and Administration Fees(1) | 11,084 | 35,959 | 10,705 | |||||||||
Custodian Fees(2) | 2 | 332 | 174 | |||||||||
Total Expenses | 11,086 | 36,291 | 10,879 | |||||||||
Net Investment Income | 2,490 | 5,388 | 1,398 | |||||||||
Net Realized Gain (Loss) on: | ||||||||||||
Investments(3) | (36,140 | ) | (84,180 | ) | (13,564 | ) | ||||||
Purchased Options | (121,136 | ) | 1,237,961 | 41,514 | ||||||||
Written Options | — | (592,293 | ) | 52,131 | ||||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options | (157,276 | ) | 561,488 | 80,081 | ||||||||
Net Change in Unrealized Appreciation (Depreciation) on: | ||||||||||||
Investments | (549,267 | ) | (2,990,836 | ) | (784,495 | ) | ||||||
Purchased Options | 79,810 | 518,662 | 174,010 | |||||||||
Written Options | — | 409,465 | 49,273 | |||||||||
Net Change in Unrealized Depreciation on Investments, Purchased Options, Written Options | (469,457 | ) | (2,062,709 | ) | (561,212 | ) | ||||||
Net Realized and Unrealized Loss on Investments, Purchased Options, Written Options | (626,733 | ) | (1,501,221 | ) | (481,131 | ) | ||||||
Net Decrease in Net Assets Resulting from Operations | $ | (624,243 | ) | $ | (1,495,833 | ) | $ | (479,733 | ) |
(1) | The Supervision and Administration fees reflect the supervisory and administrative fee, which includes fees paid by the Funds for the investment advisory services provided by the Adviser. (See Note 3 in Notes to Financial Statements.) |
(2) | See Note 2 in the Notes to Financial Statements. |
(3) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
327
Statements of Changes in Net Assets | ||
Global X Social Media ETF | Global X Lithium & Battery Tech ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income (Loss) | $ | 405,239 | $ | (1,911,606 | ) | $ | 1,403,372 | $ | 5,390,819 | |||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions (1) | (30,161,110 | ) | 103,952,942 | 26,223,036 | 274,489,561 | |||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (111,110,096 | ) | (71,438,661 | ) | (1,641,230,450 | ) | 1,628,377,103 | |||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (140,865,967 | ) | 30,602,675 | (1,613,604,042 | ) | 1,908,257,483 | ||||||||||
Distributions | — | — | (9,713,290 | ) | (4,617,167 | ) | ||||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 11,454 | 312,935,286 | 801,093,773 | 3,085,540,584 | ||||||||||||
Redeemed | (43,946,626 | ) | (167,644,538 | ) | (295,710,604 | ) | (482,676,020 | ) | ||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | (43,935,172 | ) | 145,290,748 | 505,383,169 | 2,602,864,564 | |||||||||||
Total Increase (Decrease) in Net Assets | (184,801,139 | ) | 175,893,423 | (1,117,934,163 | ) | 4,506,504,880 | ||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 401,892,780 | 225,999,357 | 5,375,398,735 | 868,893,855 | ||||||||||||
End of Year/Period | $ | 217,091,641 | $ | 401,892,780 | $ | 4,257,464,572 | $ | 5,375,398,735 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | — | 4,480,000 | 8,890,000 | 45,050,000 | ||||||||||||
Redeemed | (900,000 | ) | (2,270,000 | ) | (3,840,000 | ) | (6,300,000 | ) | ||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | (900,000 | ) | 2,210,000 | 5,050,000 | 38,750,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
328
Statements of Changes in Net Assets | ||
Global X Disruptive Materials ETF | Global X E-commerce ETF | |||||||||||
Period Ended April 30, 2022(1) (Unaudited) | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | ||||||||||
Operations: | ||||||||||||
Net Investment Income (Loss) | $ | 43,536 | $ | 341,421 | $ | (220,637 | ) | |||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions (2) | 38,939 | (6,963,236 | ) | 20,994,579 | ||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (597,598 | ) | (59,207,784 | ) | (15,365,762 | ) | ||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (515,123 | ) | (65,829,599 | ) | 5,408,180 | |||||||
Distributions | — | (964,485 | ) | (1,105,636 | ) | |||||||
Capital Share Transactions: | ||||||||||||
Issued | 6,008,246 | 21,458,528 | 157,633,184 | |||||||||
Redeemed | (516,350 | ) | (70,625,015 | ) | (55,267,404 | ) | ||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | 5,491,896 | (49,166,487 | ) | 102,365,780 | ||||||||
Total Increase (Decrease) in Net Assets | 4,976,773 | (115,960,571 | ) | 106,668,324 | ||||||||
Net Assets: | ||||||||||||
Beginning of Year/Period | — | 197,751,192 | 91,082,868 | |||||||||
End of Year/Period | $ | 4,976,773 | $ | 81,790,621 | $ | 197,751,192 | ||||||
Share Transactions: | ||||||||||||
Issued | 240,000 | 1,000,000 | 4,640,000 | |||||||||
Redeemed | (20,000 | ) | (3,150,000 | ) | (1,700,000 | ) | ||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | 220,000 | (2,150,000 | ) | 2,940,000 |
(1) | The Fund commenced operations on January 24, 2022. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
329
Statements of Changes in Net Assets | ||
Global X Emerging Markets Internet & E-commerce ETF | Global X SuperDividend® ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income (Loss) | $ | 4,415 | $ | (27,611 | ) | $ | 22,660,042 | $ | 61,535,540 | |||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions (2) | (834,232 | ) | (323,485 | ) | (36,265,340 | ) | 73,981,878 | |||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (924,490 | ) | (1,462,197 | ) | (120,003,544 | ) | 61,523,433 | |||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (1,754,307 | ) | (1,813,293 | ) | (133,608,842 | ) | 197,040,851 | |||||||||
Distributions | — | — | (46,324,672 | ) | (65,648,210 | ) | ||||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 121 | 7,267,793 | 87,627,401 | 177,439,475 | ||||||||||||
Redeemed | (173,889 | ) | (899,296 | ) | (16,869,078 | ) | (5,271,538 | ) | ||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | (173,768 | ) | 6,368,497 | 70,758,323 | 172,167,937 | |||||||||||
Total Increase (Decrease) in Net Assets | (1,928,075 | ) | 4,555,204 | (109,175,191 | ) | 303,560,578 | ||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 4,555,204 | — | 930,431,472 | 626,870,894 | ||||||||||||
End of Year/Period | $ | 2,627,129 | $ | 4,555,204 | $ | 821,256,281 | $ | 930,431,472 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | — | 450,000 | 7,090,000 | 12,830,000 | ||||||||||||
Redeemed | (20,000 | ) | (70,000 | ) | (1,550,000 | ) | (400,000 | ) | ||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | (20,000 | ) | 380,000 | 5,540,000 | 12,430,000 |
(1) | The Fund commenced operations on November 9, 2020. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
330
Statements of Changes in Net Assets | ||
Global X SuperDividend® U.S. ETF | Global X MSCI SuperDividend® EAFE ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 13,270,952 | $ | 21,001,659 | $ | 288,157 | $ | 600,163 | ||||||||
Net Realized Gain on Investments, Foreign Currency Transactions (1) | 55,177,268 | 53,431,904 | 193,231 | 1,264,371 | ||||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (45,652,620 | ) | 114,820,912 | (612,147 | ) | 1,338,122 | ||||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | 22,795,600 | 189,254,475 | (130,759 | ) | 3,202,656 | |||||||||||
Distributions | (19,420,243 | ) | (31,364,614 | ) | (388,520 | ) | (542,165 | ) | ||||||||
Return of Capital | — | (3,660,741 | ) | — | — | |||||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 61,711,706 | 143,549,897 | — | 4,890,027 | ||||||||||||
Redeemed | (39,716,342 | ) | (40,154,269 | ) | (2,344,405 | ) | (928,933 | ) | ||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | 21,995,364 | 103,395,628 | (2,344,405 | ) | 3,961,094 | |||||||||||
Total Increase (Decrease) in Net Assets | 25,370,721 | 257,624,748 | (2,863,684 | ) | 6,621,585 | |||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 669,734,316 | 412,109,568 | 14,057,701 | 7,436,116 | ||||||||||||
End of Year/Period | $ | 695,105,037 | $ | 669,734,316 | $ | 11,194,017 | $ | 14,057,701 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 2,970,000 | 7,860,000 | — | 310,000 | ||||||||||||
Redeemed | (1,930,000 | ) | (2,090,000 | ) | (150,000 | ) | (60,000 | ) | ||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | 1,040,000 | 5,770,000 | (150,000 | ) | 250,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
331
Statements of Changes in Net Assets | ||
Global X MSCI SuperDividend® Emerging Markets ETF | Global X SuperDividend® REIT ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 1,755,890 | $ | 3,890,630 | $ | 7,785,820 | $ | 17,999,548 | ||||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions (1) | (7,959,196 | ) | 1,547,026 | 12,042,610 | (7,237,478 | ) | ||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (2,405,178 | ) | (1,736,940 | ) | (55,267,900 | ) | 115,855,547 | |||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (8,608,484 | ) | 3,700,716 | (35,439,470 | ) | 126,617,617 | ||||||||||
Distributions | (3,757,565 | ) | (2,831,439 | ) | (13,495,500 | ) | (19,492,525 | ) | ||||||||
Return of Capital | — | — | — | (9,729,725 | ) | |||||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 22,800,744 | 41,819,662 | 1,674 | 112,985,429 | ||||||||||||
Redeemed | — | — | (53,482,136 | ) | (54,071,703 | ) | ||||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | 22,800,744 | 41,819,662 | (53,480,462 | ) | 58,913,726 | |||||||||||
Total Increase (Decrease) in Net Assets | 10,434,695 | 42,688,939 | (102,415,432 | ) | 156,309,093 | |||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 62,696,164 | 20,007,225 | 467,934,268 | 311,625,175 | ||||||||||||
End of Year/Period | $ | 73,130,859 | $ | 62,696,164 | $ | 365,518,836 | $ | 467,934,268 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 2,100,000 | 3,470,000 | — | 11,980,000 | ||||||||||||
Redeemed | — | — | (5,810,000 | ) | (5,540,000 | ) | ||||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | 2,100,000 | 3,470,000 | (5,810,000 | ) | 6,440,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
332
Statements of Changes in Net Assets | ||
Global X NASDAQ 100® Covered Call ETF | Global X S&P 500® Covered Call ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 3,853,605 | $ | 3,013,239 | $ | 4,202,984 | $ | 2,258,752 | ||||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options (1) | 421,313,831 | (230,364,474 | ) | 62,339,643 | (3,328,421 | ) | ||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Written Options | (1,027,303,734 | ) | 735,524,124 | (107,011,392 | ) | 65,289,214 | ||||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (602,136,298 | ) | 508,172,889 | (40,468,765 | ) | 64,219,545 | ||||||||||
Distributions | (447,342,014 | ) | (320,053,733 | ) | (61,184,621 | ) | (26,627,258 | ) | ||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 2,967,755,811 | 3,548,421,512 | 969,296,022 | 535,288,406 | ||||||||||||
Redeemed | (58,681,307 | ) | (25,968,248 | ) | (7,399,942 | ) | (7,017,545 | ) | ||||||||
Increase in Net Assets from Capital Share Transactions | 2,909,074,504 | 3,522,453,264 | 961,896,080 | 528,270,861 | ||||||||||||
Total Increase in Net Assets | 1,859,596,192 | 3,710,572,420 | 860,242,694 | 565,863,148 | ||||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 5,036,214,747 | 1,325,642,327 | 669,854,868 | 103,991,720 | ||||||||||||
End of Year/Period | $ | 6,895,810,939 | $ | 5,036,214,747 | $ | 1,530,097,562 | $ | 669,854,868 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 139,670,000 | 157,690,000 | 19,720,000 | 11,000,000 | ||||||||||||
Redeemed | (2,820,000 | ) | (1,160,000 | ) | (150,000 | ) | (150,000 | ) | ||||||||
Net Increase in Shares Outstanding from Share Transactions | 136,850,000 | 156,530,000 | 19,570,000 | 10,850,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
333
Statements of Changes in Net Assets | ||
Global X Russell 2000 Covered Call ETF | Global X Dow 30® Covered Call ETF | |||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022(1) (Unaudited) | ||||||||||
Operations: | ||||||||||||
Net Investment Income | $ | 3,493,015 | $ | 931,659 | $ | 7,644 | ||||||
Net Realized Gain (Loss) on Investments, Purchased Options (2) | (13,326,161 | ) | 5,915,793 | 111,505 | ||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Written Options | (59,980,675 | ) | 26,525,513 | (286,079 | ) | |||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (69,813,821 | ) | 33,372,965 | (166,930 | ) | |||||||
Distributions | (59,743,084 | ) | (21,788,088 | ) | (97,564 | ) | ||||||
Capital Share Transactions: | ||||||||||||
Issued | 856,419,599 | 521,879,514 | 11,945,122 | |||||||||
Redeemed | — | (493,345 | ) | — | ||||||||
Increase in Net Assets from Capital Share Transactions | 856,419,599 | 521,386,169 | 11,945,122 | |||||||||
Total Increase in Net Assets | 726,862,694 | 532,971,046 | 11,680,628 | |||||||||
Net Assets: | ||||||||||||
Beginning of Year/Period | 554,445,800 | 21,474,754 | — | |||||||||
End of Year/Period | $ | 1,281,308,494 | $ | 554,445,800 | $ | 11,680,628 | ||||||
Share Transactions: | ||||||||||||
Issued | 35,940,000 | 20,990,000 | 480,000 | |||||||||
Redeemed | — | (20,000 | ) | — | ||||||||
Net Increase in Shares Outstanding from Share Transactions | 35,940,000 | 20,970,000 | 480,000 |
(1) | The Fund commenced operations on February 23, 2022. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
334
Statements of Changes in Net Assets | ||
Global X Nasdaq 100® Covered Call & Growth ETF | Global X S&P 500® Covered Call & Growth ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 29,911 | $ | 9,199 | $ | 160,167 | $ | 62,067 | ||||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options (1) | 4,147,231 | (254,466 | ) | 2,125,600 | 553,356 | |||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Written Options | (13,437,747 | ) | 4,363,334 | (4,400,736 | ) | 1,561,682 | ||||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (9,260,605 | ) | 4,118,067 | (2,114,969 | ) | 2,177,105 | ||||||||||
Distributions | (4,192,837 | ) | (919,727 | ) | (2,206,160 | ) | (376,497 | ) | ||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 42,351,692 | 37,707,138 | 12,237,486 | 33,611,221 | ||||||||||||
Redeemed | (13,425,312 | ) | (2,801,664 | ) | (7,604,699 | ) | (4,097,596 | ) | ||||||||
Increase in Net Assets from Capital Share Transactions | 28,926,380 | 34,905,474 | 4,632,787 | 29,513,625 | ||||||||||||
Total Increase in Net Assets | 15,472,938 | 38,103,814 | 311,658 | 31,314,233 | ||||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 44,671,370 | 6,567,556 | 35,018,124 | 3,703,891 | ||||||||||||
End of Year/Period | $ | 60,144,308 | $ | 44,671,370 | $ | 35,329,782 | $ | 35,018,124 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 1,370,000 | 1,200,000 | 400,000 | 1,100,000 | ||||||||||||
Redeemed | (440,000 | ) | (100,000 | ) | (250,000 | ) | (150,000 | ) | ||||||||
Net Increase in Shares Outstanding from Share Transactions | 930,000 | 1,100,000 | 150,000 | 950,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
335
Statements of Changes in Net Assets | ||
Global X SuperIncome™ Preferred ETF | Global X Renewable Energy Producers ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 5,927,504 | $ | 10,851,739 | $ | 724,271 | $ | 1,617,480 | ||||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions (1) | (2,465,794 | ) | 7,442,457 | 2,322,287 | 7,157,351 | |||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (20,345,810 | ) | 7,403,025 | (18,888,650 | ) | (677,351 | ) | |||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (16,884,100 | ) | 25,697,221 | (15,842,092 | ) | 8,097,480 | ||||||||||
Distributions | (6,619,540 | ) | (12,037,890 | ) | (594,522 | ) | (1,854,987 | ) | ||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 5,986,562 | 44,774,820 | 25,035,260 | 127,915,612 | ||||||||||||
Redeemed | (12,333,243 | ) | (7,496,771 | ) | (35,926,360 | ) | (53,373,821 | ) | ||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | (6,346,681 | ) | 37,278,049 | (10,891,100 | ) | 74,541,791 | ||||||||||
Total Increase (Decrease) in Net Assets | (29,850,321 | ) | 50,937,380 | (27,327,714 | ) | 80,784,284 | ||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 234,952,724 | 184,015,344 | 146,976,294 | 66,192,010 | ||||||||||||
End of Year/Period | $ | 205,102,403 | $ | 234,952,724 | $ | 119,648,580 | $ | 146,976,294 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 520,000 | 3,760,000 | 1,640,000 | 7,360,000 | ||||||||||||
Redeemed | (1,090,000 | ) | (630,000 | ) | (2,390,000 | ) | (3,070,000 | ) | ||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | (570,000 | ) | 3,130,000 | (750,000 | ) | 4,290,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
336
Statements of Changes in Net Assets | ||
Global X S&P 500® Catholic Values ETF | Global X S&P Catholic Values Developed ex-U.S. ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 3,378,473 | $ | 5,643,588 | $ | 62,418 | $ | 71,854 | ||||||||
Net Realized Gain (Loss) on Investments, Foreign Currency Transactions (1) | 3,988,561 | 39,989,880 | (42,745 | ) | 59,259 | |||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Foreign Currency Translations | (80,383,792 | ) | 128,170,186 | (885,765 | ) | 723,798 | ||||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (73,016,758 | ) | 173,803,654 | (866,092 | ) | 854,911 | ||||||||||
Distributions | (4,252,512 | ) | (5,511,704 | ) | (115,453 | ) | (59,322 | ) | ||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 97,010,085 | 127,314,441 | 2,975,220 | 970,818 | ||||||||||||
Redeemed | (19,980,456 | ) | (80,673,768 | ) | — | — | ||||||||||
Increase in Net Assets from Capital Share Transactions | 77,029,629 | 46,640,673 | 2,975,220 | 970,818 | ||||||||||||
Total Increase (Decrease) in Net Assets | (239,641 | ) | 214,932,623 | 1,993,675 | 1,766,407 | |||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 593,985,352 | 379,052,729 | 4,264,016 | 2,497,609 | ||||||||||||
End of Year/Period | $ | 593,745,711 | $ | 593,985,352 | $ | 6,257,691 | $ | 4,264,016 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 1,730,000 | 2,520,000 | 100,000 | 30,000 | ||||||||||||
Redeemed | (370,000 | ) | (1,540,000 | ) | — | — | ||||||||||
Net Increase in Shares Outstanding from Share Transactions | 1,360,000 | 980,000 | 100,000 | 30,000 |
(1) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
337
Statements of Changes in Net Assets | ||
Global X Guru® Index ETF | Global X S&P 500® Tail Risk ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Year Ended October 31, 2021 | Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 6,165 | $ | 1,047,788 | $ | 13,947 | $ | 3,080 | ||||||||
Net Realized Gain (Loss) on Investments (2) | (2,998,612 | ) | 16,693,239 | (98,389 | ) | (2,887 | ) | |||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Purchased Options | (16,470,608 | ) | 3,201,689 | (290,720 | ) | 77,810 | ||||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (19,463,055 | ) | 20,942,716 | (375,162 | ) | 78,003 | ||||||||||
Distributions | (62,821 | ) | (1,352,859 | ) | (83,778 | ) | — | |||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 2,097,530 | 22,506,630 | — | 3,526,120 | ||||||||||||
Redeemed | (4,704,810 | ) | (22,201,951 | ) | — | — | ||||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | (2,607,280 | ) | 304,679 | — | 3,526,120 | |||||||||||
Total Increase (Decrease) in Net Assets | (22,133,156 | ) | 19,894,536 | (458,940 | ) | 3,604,123 | ||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 75,856,035 | 55,961,499 | 3,604,123 | — | ||||||||||||
End of Year/Period | $ | 53,722,879 | $ | 75,856,035 | $ | 3,145,183 | $ | 3,604,123 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 50,000 | 480,000 | — | 130,000 | ||||||||||||
Redeemed | (110,000 | ) | (470,000 | ) | — | — | ||||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | (60,000 | ) | 10,000 | — | 130,000 |
(1) | The Fund commenced operations on August 25, 2021. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
338
Statements of Changes in Net Assets | ||
Global X S&P 500® Risk Managed Income ETF | Global X S&P 500® Collar 95-110 ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income | $ | 66,117 | $ | 3,407 | $ | 14,323 | $ | 2,996 | ||||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options (2) | 216,426 | 34,336 | (140,806 | ) | (115 | ) | ||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Purchased Options, Written Options | (1,178,096 | ) | 50,360 | (247,423 | ) | 48,394 | ||||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (895,553 | ) | 88,103 | (373,906 | ) | 51,275 | ||||||||||
Distributions | (904,174 | ) | (51,640 | ) | (56,494 | ) | — | |||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 18,292,970 | 5,865,129 | 1,041,734 | 3,257,141 | ||||||||||||
Increase in Net Assets from Capital Share Transactions | 18,292,970 | 5,865,129 | 1,041,734 | 3,257,141 | ||||||||||||
Total Increase in Net Assets | 16,493,243 | 5,901,592 | 611,334 | 3,308,416 | ||||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 5,901,592 | — | 3,308,416 | — | ||||||||||||
End of Year/Period | $ | 22,394,835 | $ | 5,901,592 | $ | 3,919,750 | $ | 3,308,416 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 700,000 | 220,000 | 40,000 | 120,000 | ||||||||||||
Net Increase in Shares Outstanding from Share Transactions | 700,000 | 220,000 | 40,000 | 120,000 |
(1) | The Fund commenced operations on August 25, 2021. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
339
Statements of Changes in Net Assets | ||
Global X NASDAQ 100® Tail Risk ETF | Global X NASDAQ 100® Risk Managed Income ETF | |||||||||||||||
Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | |||||||||||||
Operations: | ||||||||||||||||
Net Investment Income (Loss) | $ | 2,490 | $ | (625 | ) | $ | 5,388 | $ | (941 | ) | ||||||
Net Realized Gain (Loss) on Investments, Purchased Options, Written Options (2) | (157,276 | ) | (1,786 | ) | 561,488 | 897 | ||||||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Purchased Options, Written Options | (469,457 | ) | 65,741 | (2,062,709 | ) | (6,346 | ) | |||||||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (624,243 | ) | 63,330 | (1,495,833 | ) | (6,390 | ) | |||||||||
Distributions | (63,758 | ) | — | (492,925 | ) | — | ||||||||||
Return of Capital | — | — | — | (52,273 | ) | |||||||||||
Capital Share Transactions: | ||||||||||||||||
Issued | 1,394,297 | 3,262,936 | 12,717,491 | 4,400,103 | ||||||||||||
Redeemed | (1,966,628 | ) | — | (2,585,344 | ) | — | ||||||||||
Increase (Decrease) in Net Assets from Capital Share Transactions | (572,331 | ) | 3,262,936 | 10,132,147 | 4,400,103 | |||||||||||
Total Increase (Decrease) in Net Assets | (1,260,332 | ) | 3,326,266 | 8,143,389 | 4,341,440 | |||||||||||
Net Assets: | ||||||||||||||||
Beginning of Year/Period | 3,326,266 | — | 4,341,440 | — | ||||||||||||
End of Year/Period | $ | 2,065,934 | $ | 3,326,266 | $ | 12,484,829 | $ | 4,341,440 | ||||||||
Share Transactions: | ||||||||||||||||
Issued | 60,000 | 130,000 | 540,000 | 180,000 | ||||||||||||
Redeemed | (90,000 | ) | — | (120,000 | ) | — | ||||||||||
Net Increase (Decrease) in Shares Outstanding from Share Transactions | (30,000 | ) | 130,000 | 420,000 | 180,000 |
(1) | The Fund commenced operations on August 25, 2021. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
340
Statements of Changes in Net Assets | ||
Global X NASDAQ 100® Collar 95-110 ETF | ||||||||
Period Ended April 30, 2022 (Unaudited) | Period Ended October 31, 2021(1) | |||||||
Operations: | ||||||||
Net Investment Income (Loss) | $ | 1,398 | $ | (560 | ) | |||
Net Realized Gain on Investments, Purchased Options, Written Options(2) | 80,081 | 14,840 | ||||||
Net Change in Unrealized Appreciation (Depreciation) on Investments, Purchased Options, Written Options | (561,212 | ) | 39,901 | |||||
Net Increase (Decrease) in Net Assets Resulting from Operations | (479,733 | ) | 54,181 | |||||
Distributions | (54,384 | ) | — | |||||
Capital Share Transactions: | ||||||||
Issued | 1,741,890 | 2,782,080 | ||||||
Increase in Net Assets from Capital Share Transactions | 1,741,890 | 2,782,080 | ||||||
Total Increase in Net Assets | 1,207,773 | 2,836,261 | ||||||
Net Assets: | ||||||||
Beginning of Year/Period | 2,836,261 | — | ||||||
End of Year/Period | $ | 4,044,034 | $ | 2,836,261 | ||||
Share Transactions: | ||||||||
Issued | 70,000 | 110,000 | ||||||
Net Increase in Shares Outstanding from Share Transactions | 70,000 | 110,000 |
(1) | The Fund commenced operations on August 25, 2021. |
(2) | Includes realized gains (losses) as a result of in-kind redemptions. (See Note 4 in Notes to Financial Statements.) |
341
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342
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income (Loss) ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X Social Media ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 61.26 | 0.07 | (22.97 | ) | (22.90 | ) | — | — | ||||||||||||||||
2021 | 51.95 | (0.31 | ) | 9.62 | 9.31 | — | — | |||||||||||||||||
2020 | 31.92 | (0.11 | ) | 20.14 | 20.03 | — | — | |||||||||||||||||
2019 | 29.10 | (0.10 | ) | 2.92 | 2.82 | — | — | |||||||||||||||||
2018 | 32.67 | (0.06 | ) | (3.02 | ) | (3.08 | ) | (0.49 | ) | — | ||||||||||||||
2017 | 23.53 | 0.10 | 9.08 | 9.18 | (0.04 | ) | — | |||||||||||||||||
Global X Lithium & Battery Tech ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 91.07 | 0.02 | (24.49 | ) | (24.47 | ) | (0.15 | ) | — | |||||||||||||||
2021 | 42.86 | 0.12 | 48.21 | 48.33 | (0.12 | ) | — | |||||||||||||||||
2020 | 25.04 | 0.40 | 17.86 | 18.26 | (0.44 | ) | — | |||||||||||||||||
2019 | 30.32 | 0.48 | (4.86 | ) | (4.38 | ) | (0.90 | ) | — | |||||||||||||||
2018 | 39.14 | 0.33 | (7.89 | ) | (7.56 | ) | (1.26 | ) | — | |||||||||||||||
2017 | 24.02 | 0.33 | 15.31 | 15.64 | (0.52 | ) | — | |||||||||||||||||
Global X Disruptive Materials ETF | ||||||||||||||||||||||||
2022(1) (Unaudited) | 23.75 | 0.28 | (1.41 | ) | (1.13 | ) | — | — |
343
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income (Loss) to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | — | 38.36 | (37.38 | ) | 217,092 | 0.65 | † | 0.27 | † | 7.77 | ||||||||||||||||||||
— | — | 61.26 | 17.94 | 401,893 | 0.65 | (0.48 | ) | 30.89 | ||||||||||||||||||||||
— | — | 51.95 | 62.75 | 225,999 | 0.65 | (0.28 | ) | 19.23 | ||||||||||||||||||||||
— | — | 31.92 | 9.69 | 121,289 | 0.65 | (0.33 | ) | 16.92 | ||||||||||||||||||||||
— | (0.49 | ) | 29.10 | (9.61 | ) | 129,496 | 0.65 | (0.16 | ) | 21.36 | ||||||||||||||||||||
— | (0.04 | ) | 32.67 | 39.09 | 164,998 | 0.65 | 0.35 | 41.40 | ||||||||||||||||||||||
— | (0.15 | ) | 66.45 | (26.91 | ) | 4,257,465 | 0.75 | † | 0.05 | † | 4.08 | |||||||||||||||||||
— | (0.12 | ) | 91.07 | 112.89 | 5,375,399 | 0.75 | 0.17 | 39.09 | ||||||||||||||||||||||
— | (0.44 | ) | 42.86 | 73.82 | 868,894 | 0.75 | 1.30 | 65.14 | ||||||||||||||||||||||
— | (0.90 | ) | 25.04 | (14.61 | ) | 455,124 | 0.75 | 1.75 | 35.28 | |||||||||||||||||||||
— | (1.26 | ) | 30.32 | (20.01 | ) | 739,153 | 0.75 | 0.96 | 16.48 | |||||||||||||||||||||
— | (0.52 | ) | 39.14 | 66.46 | 950,071 | 0.75 | 1.02 | 68.13 | ||||||||||||||||||||||
— | — | 22.62 | (4.76 | ) | 4,977 | 0.59 | † | 4.26 | † | 7.68 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The Fund commenced operations on January 24, 2022. |
Amounts designated as “—” are $0 or have been rounded to $0.
344
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income (Loss) ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X E-commerce ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 31.19 | 0.06 | (11.57 | ) | (11.51 | ) | (0.06 | ) | (0.10 | ) | ||||||||||||||
2021 | 26.79 | (0.04 | ) | 4.70 | 4.66 | (0.13 | ) | (0.13 | ) | |||||||||||||||
2020 | 17.58 | 0.19 | 9.05 | 9.24 | (0.03 | ) | — | |||||||||||||||||
2019(1) | 15.00 | (0.05 | ) | 2.63 | 2.58 | — | — | |||||||||||||||||
Global X Emerging Markets Internet & E-commerce ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 11.99 | 0.01 | (4.70 | ) | (4.69 | ) | — | — | ||||||||||||||||
2021(2) | 14.79 | (0.07 | ) | (2.73 | ) | (2.80 | ) | — | — | |||||||||||||||
Global X SuperDividend® ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 13.01 | 0.30 | (2.03 | ) | (1.73 | ) | (0.62 | ) | — | |||||||||||||||
2021 | 10.61 | 0.94 | 2.46 | 3.40 | (1.00 | ) | — | |||||||||||||||||
2020 | 17.25 | 0.86 | (6.34 | ) | (5.48 | ) | (1.04 | ) | — | |||||||||||||||
2019 | 19.06 | 1.24 | (1.47 | ) | (0.23 | ) | (1.38 | ) | — | |||||||||||||||
2018 | 21.51 | 1.35 | (2.26 | ) | (0.91 | ) | (1.43 | ) | — | |||||||||||||||
2017 | 20.43 | 1.08 | 1.45 | 2.53 | (1.22 | ) | — | |||||||||||||||||
Global X SuperDividend® U.S. ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 20.13 | 0.39 | 0.32 | 0.71 | (0.58 | ) | — | |||||||||||||||||
2021 | 14.99 | 0.65 | 5.59 | 6.24 | (0.99 | ) | — | |||||||||||||||||
2020 | 23.34 | 0.62 | (7.45 | ) | (6.83 | ) | (1.14 | ) | — | |||||||||||||||
2019 | 24.53 | 1.12 | (0.56 | ) | 0.56 | (1.49 | ) | — | ||||||||||||||||
2018 | 25.18 | 1.07 | (0.17 | ) | 0.90 | (1.35 | ) | — | ||||||||||||||||
2017 | 24.00 | 0.79 | 1.94 | 2.73 | (0.96 | ) | — |
345
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income (Loss) to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (0.16 | ) | 19.52 | (37.06 | ) | 81,791 | 0.50 | † | 0.45 | † | 12.14 | |||||||||||||||||||
— | (0.26 | ) | 31.19 | 17.39 | 197,751 | 0.50 | (0.11 | ) | 14.64 | |||||||||||||||||||||
— | (0.03 | ) | 26.79 | 52.67 | 91,083 | 0.50 | 0.75 | 42.01 | ||||||||||||||||||||||
— | — | 17.58 | 17.20 | 3,517 | 0.68 | † | (0.32 | )† | 23.50 | |||||||||||||||||||||
— | — | 7.30 | (39.12 | ) | 2,627 | 0.65 | † | 0.25 | † | 11.45 | ||||||||||||||||||||
— | — | 11.99 | (18.93 | ) | 4,555 | 0.65 | † | (0.49 | )† | 23.61 | ||||||||||||||||||||
— | (0.62 | ) | 10.66 | (13.72 | ) | 821,256 | 0.58 | † | 5.09 | † | 56.14 | |||||||||||||||||||
— | (1.00 | ) | 13.01 | 32.21 | 930,431 | 0.58 | 6.98 | 82.37 | ||||||||||||||||||||||
(0.12 | ) | (1.16 | ) | 10.61 | (32.80 | ) | 626,871 | 0.59 | 6.62 | 124.55 | ||||||||||||||||||||
(0.20 | ) | (1.58 | ) | 17.25 | (1.02 | ) | 932,111 | 0.59 | 7.03 | 56.85 | ||||||||||||||||||||
(0.11 | ) | (1.54 | ) | 19.06 | (4.65 | ) | 912,968 | 0.59 | 6.48 | 59.48 | ||||||||||||||||||||
(0.23 | ) | (1.45 | ) | 21.51 | 12.69 | 992,893 | 0.58 | 5.07 | 67.38 | |||||||||||||||||||||
— | (0.58 | ) | 20.26 | 3.50 | 695,105 | 0.45 | † | 3.84 | † | 33.15 | ||||||||||||||||||||
(0.11 | ) | (1.10 | ) | 20.13 | 42.53 | 669,734 | 0.45 | 3.41 | 60.53 | |||||||||||||||||||||
(0.38 | ) | (1.52 | ) | 14.99 | (30.12 | ) | 412,110 | 0.45 | 3.50 | 93.44 | ||||||||||||||||||||
(0.26 | ) | (1.75 | ) | 23.34 | 2.61 | 544,884 | 0.46 | 4.83 | 60.00 | |||||||||||||||||||||
(0.20 | ) | (1.55 | ) | 24.53 | 3.66 | 413,311 | 0.46 | 4.31 | 33.25 | |||||||||||||||||||||
(0.59 | ) | (1.55 | ) | 25.18 | 11.64 | 425,579 | 0.45 | 3.15 | 53.01 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The Fund commenced operations on November 27, 2018. |
(2) | The Fund commenced operations on November 9, 2020. |
346
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X MSCI SuperDividend® EAFE ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 15.62 | 0.36 | (0.58 | ) | (0.22 | ) | (0.47 | ) | — | |||||||||||||||
2021 | 11.44 | 0.79 | 4.10 | 4.89 | (0.71 | ) | — | |||||||||||||||||
2020 | 16.11 | 0.56 | (4.53 | ) | (3.97 | ) | (0.55 | ) | — | |||||||||||||||
2019 | 15.96 | 0.82 | 0.36 | 1.18 | (1.03 | ) | — | |||||||||||||||||
2018 | 18.13 | 1.12 | (2.04 | ) | (0.92 | ) | (1.10 | ) | (0.15 | ) | ||||||||||||||
2017(1) | 14.87 | 0.81 | 3.04 | 3.85 | (0.59 | ) | — | |||||||||||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 11.26 | 0.25 | (1.42 | ) | (1.17 | ) | (0.56 | ) | — | |||||||||||||||
2021 | 9.53 | 1.02 | 1.45 | 2.47 | (0.74 | ) | — | |||||||||||||||||
2020 | 12.95 | 0.55 | (3.17 | ) | (2.62 | ) | (0.66 | ) | — | |||||||||||||||
2019 | 12.91 | 0.87 | 0.05 | 0.92 | (0.88 | ) | — | |||||||||||||||||
2018 | 15.94 | 0.90 | (3.02 | ) | (2.12 | ) | (0.91 | ) | — | |||||||||||||||
2017 | 14.96 | 0.83 | 0.91 | 1.74 | (0.76 | ) | — | |||||||||||||||||
Global X SuperDividend® REIT ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 9.82 | 0.17 | (0.95 | ) | (0.78 | ) | (0.30 | ) | — | |||||||||||||||
2021 | 7.56 | 0.38 | 2.50 | 2.88 | (0.41 | ) | — | |||||||||||||||||
2020 | 15.33 | 0.56 | (7.41 | ) | (6.85 | ) | (0.86 | ) | — | |||||||||||||||
2019 | 14.62 | 0.99 | 0.91 | 1.90 | (1.19 | ) | — | |||||||||||||||||
2018 | 15.29 | 0.92 | (0.28 | ) | 0.64 | (1.31 | ) | — | ||||||||||||||||
2017 | 14.60 | 0.86 | 0.96 | 1.82 | (1.13 | ) | — |
347
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (0.47 | ) | 14.93 | (1.50 | ) | 11,194 | 0.55 | † | 4.67 | † | 11.24 | |||||||||||||||||||
— | (0.71 | ) | 15.62 | 43.05 | 14,058 | 0.55 | 5.12 | 88.53 | ||||||||||||||||||||||
(0.15 | ) | (0.70 | ) | 11.44 | (25.24 | ) | 7,436 | 0.56 | 4.07 | 59.28 | ||||||||||||||||||||
— | (1.03 | ) | 16.11 | 7.81 | 18,527 | 0.56 | 5.23 | 29.81 | ||||||||||||||||||||||
— | (1.25 | ) | 15.96 | (5.59 | ) | 4,788 | 0.56 | 6.36 | 52.96 | |||||||||||||||||||||
— | (0.59 | ) | 18.13 | 26.19 | 1,813 | 0.56 | † | 4.97 | † | 45.40 | ||||||||||||||||||||
— | (0.56 | ) | 9.53 | (10.89 | ) | 73,131 | 0.66 | † | 4.78 | † | 26.05 | |||||||||||||||||||
— | (0.74 | ) | 11.26 | 25.83 | 62,696 | 0.72 | 8.59 | 102.27 | ||||||||||||||||||||||
(0.14 | ) | (0.80 | ) | 9.53 | (21.01 | ) | 20,007 | 0.67 | 5.04 | 93.04 | ||||||||||||||||||||
— | (0.88 | ) | 12.95 | 7.14 | 17,489 | 0.66 | 6.51 | 66.65 | ||||||||||||||||||||||
— | (0.91 | ) | 12.91 | (14.10 | ) | 12,260 | 0.67 | 5.89 | 79.52 | |||||||||||||||||||||
— | (0.76 | ) | 15.94 | 11.95 | 12,748 | 0.66 | 5.25 | 122.32 | ||||||||||||||||||||||
— | (0.30 | ) | 8.74 | (8.07 | ) | 365,519 | 0.58 | † | 3.82 | † | 70.16 | |||||||||||||||||||
(0.21 | ) | (0.62 | ) | 9.82 | 38.84 | 467,934 | 0.58 | 3.99 | 59.44 | |||||||||||||||||||||
(0.06 | ) | (0.92 | ) | 7.56 | (45.94 | ) | 311,625 | 0.58 | 5.74 | 106.23 | ||||||||||||||||||||
— | (1.19 | ) | 15.33 | 13.68 | 364,790 | 0.59 | 6.71 | 34.16 | ||||||||||||||||||||||
— | (1.31 | ) | 14.62 | 4.30 | 118,408 | 0.59 | 6.15 | 41.61 | ||||||||||||||||||||||
— | (1.13 | ) | 15.29 | 13.00 | 51,986 | 0.58 | 5.74 | 54.96 | ||||||||||||||||||||||
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The Fund commenced operations on November 14, 2016. |
348
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X NASDAQ 100® Covered Call ETF(1) | ||||||||||||||||||||||||
2022 (Unaudited) | 22.82 | 0.01 | (2.31 | ) | (2.30 | ) | (0.74 | ) | (0.50 | ) | ||||||||||||||
2021 | 20.65 | 0.02 | 4.73 | 4.75 | (2.58 | ) | — | |||||||||||||||||
2020 | 23.10 | 0.06 | (0.06 | ) | — | (0.06 | ) | — | ||||||||||||||||
2019 | 23.45 | 0.06 | 1.95 | 2.01 | (1.83 | ) | — | |||||||||||||||||
2018 | 24.30 | 0.07 | 1.71 | 1.78 | (0.87 | ) | (0.11 | ) | ||||||||||||||||
2017 | 22.06 | 0.12 | 3.93 | 4.05 | (1.81 | ) | — | |||||||||||||||||
Global X S&P 500® Covered Call ETF(1) | ||||||||||||||||||||||||
2022 (Unaudited) | 50.37 | 0.20 | (1.24 | ) | (1.04 | ) | (2.67 | ) | (0.11 | ) | ||||||||||||||
2021 | 42.45 | 0.39 | 12.14 | 12.53 | (4.61 | ) | — | |||||||||||||||||
2020 | 49.39 | 0.56 | (4.17 | ) | (3.61 | ) | (0.58 | ) | — | |||||||||||||||
2019 | 48.56 | 0.56 | 3.30 | 3.86 | (2.27 | ) | (0.39 | ) | ||||||||||||||||
2018 | 50.10 | 0.62 | 1.88 | 2.50 | (0.22 | ) | (1.22 | ) | ||||||||||||||||
2017(5) | 47.62 | 0.34 | 2.67 | 3.01 | (0.53 | ) | — | |||||||||||||||||
2017(6) | 43.11 | 0.66 | 5.39 | 6.05 | (1.54 | ) | — |
349
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (1.24 | ) | 19.28 | (9.18 | ) | 6,895,811 | 0.60 | † | 0.13 | † | 14.27 | |||||||||||||||||||
— | (2.58 | ) | 22.82 | 23.89 | 5,036,215 | 0.60 | 0.11 | 19.99 | ||||||||||||||||||||||
(2.39 | ) | (2.45 | ) | 20.65 | 0.21 | 1,325,642 | 0.67 | (2) | 0.27 | 27.87 | ||||||||||||||||||||
(0.53 | ) | (2.36 | ) | 23.10 | 9.39 | 768,036 | 0.85 | (2) | 0.26 | 11.82 | ||||||||||||||||||||
(1.65 | ) | (2.63 | ) | 23.45 | 7.44 | 395,202 | 0.68 | (3) | 0.30 | 15.00 | ||||||||||||||||||||
— | (1.81 | ) | 24.30 | 19.04 | 157,980 | 0.60 | 0.53 | 4.00 | ||||||||||||||||||||||
— | (2.78 | ) | 46.55 | (2.19 | ) | 1,530,098 | 0.60 | † | 0.82 | † | 4.04 | |||||||||||||||||||
— | (4.61 | ) | 50.37 | 30.67 | 669,855 | 0.60 | 0.80 | 4.84 | ||||||||||||||||||||||
(2.75 | ) | (3.33 | ) | 42.45 | (7.42 | ) | 103,992 | 0.71 | (4) | 1.22 | 7.29 | |||||||||||||||||||
(0.37 | ) | (3.03 | ) | 49.39 | 8.40 | 133,353 | 0.87 | (4) | 1.16 | 3.92 | ||||||||||||||||||||
(2.60 | ) | (4.04 | ) | 48.56 | 4.97 | 77,701 | 0.65 | 1.22 | 4.00 | |||||||||||||||||||||
— | (0.53 | ) | 50.10 | 6.35 | 62,628 | 0.65 | † | 1.39 | † | 8.00 | ||||||||||||||||||||
— | (1.54 | ) | 47.62 | 14.29 | 64,413 | 0.65 | 1.46 | 21.00 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The financial statements include the financial information of the Predecessor Funds through December 21, 2018 (See Note 1 in Notes to Financial Statements). As a result of the Reorganization, the Fund assumed the performance and accounting history of the Predecessor Fund. Accordingly, performance figures for the Fund for periods prior to the date of the Reorganization represent the performance of the Predecessor Fund. |
(2) | Excluding broker fees on written options, the ratio of expenses to average net assets would have been 0.60% and 0.60% for the year ended October 31, 2020 and October 31, 2019, respectively. The ratio of Expenses to Average Net Assets includes the effect of a waiver. If these offsets were excluded, the ratio would have been 0.60% and 0.60% for the year ended October 31, 2020 and year ended October 31, 2019. |
(3) | Includes excise tax. If this excise expense was not included, the ratio would have been 0.60%. |
(4) | Excluding broker fees on written options, the ratio of expenses to average net assets would have been 0.64% and 0.65% for the year ended October 31, 2020 and year ended October 31, 2019, respectively The ratio of Expenses to Average Net Assets includes the effect of a waiver. If these offsets were excluded, the ratio would have been 0.64% and 0.65% for the year ended October 31, 2020 and year ended October 31, 2019. |
(5) | Effective October 31, 2017, the Predecessor Fund changed its fiscal year end from April 30 to October 31. The information presented is from May 1, 2017 through October 31, 2017. |
(6) | For the year or period ended April 30. |
Amounts designated as “—” are $0 or have been rounded to $0.
350
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X Russell 2000 Covered Call ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 25.18 | 0.09 | (1.67 | ) | (1.58 | ) | (1.18 | ) | (0.31 | ) | ||||||||||||||
2021 | 20.45 | 0.13 | 7.50 | 7.63 | (2.90 | ) | — | |||||||||||||||||
2020 | 25.24 | 0.12 | (2.51 | ) | (2.39 | ) | (0.11 | ) | (0.17 | ) | ||||||||||||||
2019(2) | 25.00 | 0.09 | 1.37 | 1.46 | (1.22 | ) | — | |||||||||||||||||
Global X Dow 30® Covered Call ETF | ||||||||||||||||||||||||
2022(3) (Unaudited) | 24.13 | 0.03 | 0.59 | 0.62 | (0.42 | ) | — | |||||||||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 33.09 | 0.02 | (4.39 | ) | (4.37 | ) | (0.74 | ) | (1.60 | ) | ||||||||||||||
2021 | 26.27 | 0.02 | 8.56 | 8.58 | (1.76 | ) | — | |||||||||||||||||
2020(4) | 26.30 | — | 0.11 | 0.11 | — | — | ||||||||||||||||||
Global X S&P 500® Covered Call & Growth ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 31.83 | 0.13 | (2.99 | ) | (2.86 | ) | (0.71 | ) | — | |||||||||||||||
2021 | 24.69 | 0.22 | 8.29 | 8.51 | (1.37 | ) | — | |||||||||||||||||
2020(4) | 25.22 | 0.02 | (0.41 | ) | (0.39 | ) | (0.02 | ) | — |
351
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income (Loss) to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (1.49 | ) | 22.11 | (6.51 | ) | 1,281,308 | 0.50 | †(1) | 0.76 | † | 158.97 | |||||||||||||||||||
— | (2.90 | ) | 25.18 | 38.82 | 554,446 | 0.50 | (1) | 0.53 | 8.94 | |||||||||||||||||||||
(2.12 | ) | (2.40 | ) | 20.45 | (9.18 | ) | 21,475 | 0.56 | (1) | 0.68 | 11.16 | |||||||||||||||||||
— | (1.22 | ) | 25.24 | 5.99 | 8,833 | 0.82 | †(1) | 0.68 | † | 5.82 | ||||||||||||||||||||
— | (0.42 | ) | 24.33 | 2.58 | 11,681 | 0.60 | † | 0.73 | † | 0.54 | ||||||||||||||||||||
— | �� | (2.34 | ) | 26.38 | (14.18 | ) | 60,144 | 0.60 | † | 0.11 | † | 9.83 | ||||||||||||||||||
— | (1.76 | ) | 33.09 | 33.42 | 44,671 | 0.60 | 0.06 | 11.21 | ||||||||||||||||||||||
(0.14 | ) | (0.14 | ) | 26.27 | 0.40 | 6,568 | 0.60 | † | (0.10 | )† | 1.65 | |||||||||||||||||||
— | (0.71 | ) | 28.26 | (5.91 | ) | 35,330 | 0.60 | † | 0.84 | † | 3.70 | |||||||||||||||||||
— | (1.37 | ) | 31.83 | 35.18 | 35,018 | 0.60 | 0.74 | 12.17 | ||||||||||||||||||||||
(0.12 | ) | (0.14 | ) | 24.69 | (1.60 | ) | 3,704 | 0.60 | † | 0.75 | † | 0.75 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | Excluding broker fees on written options, the ratio of expenses to average net assets would have been 0.60% for the period ended April 30, 2022 to the year ended October 31, 2019, respectively. The ratio of Expenses to Average Net Assets includes the effect of a waiver. If these offsets were excluded, the ratio would have been 0.79%, 0.60%, 0.68% and 0.97% for the period ended April 30, 2022 to the year ended October 31, 2019, respectively. |
(2) | The Fund commenced operations on April 17, 2019. |
(3) | The Fund commenced operations on February 23, 2022. |
(4) | The Fund commenced operations on September 18, 2020. |
Amounts designated as “—” are $0 or have been rounded to $0.
352
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X SuperIncome™ Preferred ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 11.94 | 0.30 | (1.17 | ) | (0.87 | ) | (0.34 | ) | — | |||||||||||||||
2021 | 11.12 | 0.61 | 0.89 | 1.50 | (0.68 | ) | — | |||||||||||||||||
2020 | 11.73 | 0.60 | (0.53 | ) | 0.07 | (0.65 | ) | — | ||||||||||||||||
2019 | 11.49 | 0.66 | 0.32 | 0.98 | (0.73 | ) | — | |||||||||||||||||
2018 | 12.44 | 0.78 | (0.88 | ) | (0.10 | ) | (0.85 | ) | — | |||||||||||||||
2017 | 13.16 | 0.82 | (0.65 | ) | 0.17 | (0.85 | ) | — | ||||||||||||||||
Global X Renewable Energy Producers ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 16.82 | 0.08 | (1.86 | ) | (1.78 | ) | (0.07 | ) | — | |||||||||||||||
2021 | 14.87 | 0.23 | 2.05 | 2.28 | (0.30 | ) | (0.03 | ) | ||||||||||||||||
2020 | 13.79 | 0.41 | 1.13 | 1.54 | (0.46 | ) | — | |||||||||||||||||
2019 | 11.52 | 0.13 | 2.61 | 2.74 | (0.47 | ) | — | |||||||||||||||||
2018 | 12.53 | 0.37 | (0.80 | ) | (0.43 | ) | (0.50 | ) | — | |||||||||||||||
2017 | 11.16 | 0.28 | 1.59 | 1.87 | (0.50 | ) | — | |||||||||||||||||
Global X S&P 500® Catholic Values ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 57.22 | 0.30 | (6.56 | ) | (6.26 | ) | (0.31 | ) | (0.08 | ) | ||||||||||||||
2021 | 40.32 | 0.56 | 16.89 | 17.45 | (0.55 | ) | — | |||||||||||||||||
2020 | 37.23 | 0.58 | 3.08 | 3.66 | (0.55 | ) | (0.02 | ) | ||||||||||||||||
2019 | 33.59 | 0.58 | 3.92 | 4.50 | (0.81 | ) | (0.05 | ) | ||||||||||||||||
2018 | 31.83 | 0.58 | 1.60 | 2.18 | (0.41 | ) | (0.01 | ) | ||||||||||||||||
2017 | 25.74 | 0.48 | 5.74 | 6.22 | (0.13 | ) | *** |
353
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (0.34 | ) | 10.73 | (7.43 | ) | 205,102 | 0.58 | † | 5.39 | † | 15.29 | |||||||||||||||||||
— | (0.68 | ) | 11.94 | 13.71 | 234,953 | 0.58 | 5.13 | 98.47 | ||||||||||||||||||||||
(0.03 | ) | (0.68 | ) | 11.12 | 0.81 | 184,015 | 0.58 | 5.47 | 67.65 | |||||||||||||||||||||
(0.01 | ) | (0.74 | ) | 11.73 | 8.87 | 201,092 | 0.58 | 5.72 | 55.98 | |||||||||||||||||||||
— | (0.85 | ) | 11.49 | (0.87 | ) | 186,154 | 0.58 | 6.48 | 105.48 | |||||||||||||||||||||
(0.04 | ) | (0.89 | ) | 12.44 | 1.31 | 236,331 | 0.58 | 6.39 | 45.12 | |||||||||||||||||||||
— | (0.07 | ) | 14.97 | (10.54 | ) | 119,649 | 0.65 | † | 1.10 | † | 6.56 | |||||||||||||||||||
— | (0.33 | ) | 16.82 | 15.37 | 146,976 | 0.65 | 1.39 | 55.97 | ||||||||||||||||||||||
— | (0.46 | ) | 14.87 | 11.39 | 66,192 | 0.65 | 2.89 | 29.27 | ||||||||||||||||||||||
— | (0.47 | ) | 13.79 | 24.34 | 26,205 | 0.65 | 1.01 | 87.06 | ||||||||||||||||||||||
(0.08 | ) | (0.58 | ) | 11.52 | (3.50 | ) | 15,556 | 0.65 | 3.07 | 33.50 | ||||||||||||||||||||
— | (0.50 | ) | 12.53 | 17.30 | 20,046 | 0.65 | 2.37 | 25.99 | ||||||||||||||||||||||
— | (0.39 | ) | 50.57 | (11.04 | ) | 593,746 | 0.29 | † | 1.09 | † | 4.50 | |||||||||||||||||||
— | (0.55 | ) | 57.22 | 43.54 | 593,985 | 0.29 | 1.09 | 8.29 | ||||||||||||||||||||||
— | (0.57 | ) | 40.32 | 9.89 | 379,053 | 0.29 | 1.51 | 5.55 | ||||||||||||||||||||||
— | (0.86 | ) | 37.23 | 13.86 | 275,511 | 0.29 | 1.66 | 8.54 | ||||||||||||||||||||||
— | (0.42 | ) | 33.59 | 6.86 | 147,789 | 0.29 | @ | 1.72 | 4.33 | |||||||||||||||||||||
— | (0.13 | ) | 31.83 | 24.27 | 114,581 | 0.29 | @ | 1.64 | 6.09 |
@ | The ratio of Expenses to Average Net Assets includes the effect of a waiver. If these offsets were excluded, the ratio would have been 0.32% and 0.39%, for the years ended October 31, 2018 and 2017, respectively. |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
*** | Amount rounds to less than $0.005. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
354
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 32.80 | 0.39 | (5.21 | ) | (4.82 | ) | (0.40 | ) | (0.37 | ) | ||||||||||||||
2021 | 24.98 | 0.70 | 7.71 | 8.41 | (0.59 | ) | — | |||||||||||||||||
2020(1) | 25.05 | 0.19 | (0.26 | ) | (0.07 | ) | — | — | ||||||||||||||||
Global X Guru® Index ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 50.24 | — | (13.15 | ) | (13.15 | ) | (0.04 | ) | — | |||||||||||||||
2021 | 37.31 | 0.69 | 13.14 | 13.83 | (0.90 | ) | — | |||||||||||||||||
2020 | 34.02 | 0.33 | 3.32 | 3.65 | (0.34 | ) | — | |||||||||||||||||
2019 | 30.09 | 0.12 | 4.02 | 4.14 | (0.17 | ) | — | |||||||||||||||||
2018 | 28.70 | 0.11 | 1.44 | 1.55 | (0.16 | ) | — | |||||||||||||||||
2017 | 23.14 | 0.14 | 5.47 | 5.61 | (0.05 | ) | — | |||||||||||||||||
Global X S&P 500® Tail Risk ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 27.72 | 0.11 | (2.99 | ) | (2.88 | ) | (0.07 | ) | (0.58 | ) | ||||||||||||||
2021(2) | 27.33 | 0.03 | 0.36 | 0.39 | — | — |
355
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (0.77 | ) | 27.21 | (15.03 | ) | 6,258 | 0.35 | † | 2.58 | † | 8.99 | |||||||||||||||||||
— | (0.59 | ) | 32.80 | 33.79 | 4,264 | 0.35 | 2.22 | 17.17 | ||||||||||||||||||||||
— | — | 24.98 | (0.28 | ) | 2,498 | 0.35 | † | 2.02 | † | 4.04 | ||||||||||||||||||||
— | (0.04 | ) | 37.05 | (26.19 | ) | 53,723 | 0.75 | † | 0.02 | † | 59.65 | |||||||||||||||||||
— | (0.90 | ) | 50.24 | 37.43 | 75,856 | 0.75 | 1.47 | 121.91 | ||||||||||||||||||||||
(0.02 | ) | (0.36 | ) | 37.31 | 10.84 | 55,961 | 0.75 | 0.96 | 124.90 | |||||||||||||||||||||
(0.04 | ) | (0.21 | ) | 34.02 | 13.90 | 56,134 | 0.75 | 0.38 | 126.44 | |||||||||||||||||||||
— | (0.16 | ) | 30.09 | 5.40 | 57,180 | 0.75 | 0.36 | 112.64 | ||||||||||||||||||||||
— | (0.05 | ) | 28.70 | 24.30 | 55,956 | 0.75 | 0.54 | 94.71 | ||||||||||||||||||||||
— | (0.65 | ) | 24.19 | (10.71 | ) | 3,145 | 0.60 | † | 0.81 | † | 0.96 | |||||||||||||||||||
— | — | 27.72 | 1.43 | 3,604 | 0.60 | † | 0.58 | † | 6.21 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The Fund commenced operations on June 22, 2020. |
(2) | The Fund commenced operations on August 25, 2021. |
Amounts designated as “—” are $0 or have been rounded to $0.
356
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income (Loss) ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X S&P 500® Risk Managed Income ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 26.83 | 0.10 | (1.27 | ) | (1.17 | ) | (1.25 | ) | (0.07 | ) | ||||||||||||||
2021(1) | 26.77 | 0.03 | 0.39 | 0.42 | (0.36 | ) | — | |||||||||||||||||
Global X S&P 500® Collar 95-110 ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 27.57 | 0.11 | (2.71 | ) | (2.60 | ) | (0.07 | ) | (0.40 | ) | ||||||||||||||
2021(1) | 27.28 | 0.03 | 0.26 | 0.29 | — | — | ||||||||||||||||||
Global X NASDAQ 100® Tail Risk ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 25.59 | 0.02 | (4.46 | ) | (4.44 | ) | — | (0.49 | ) | |||||||||||||||
2021(1) | 25.13 | (0.01 | ) | 0.47 | 0.46 | — | — |
357
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income (Loss) to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (1.32 | ) | 24.34 | (4.49 | ) | 22,395 | 0.60 | † | 0.82 | † | 3.67 | |||||||||||||||||||
— | (0.36 | ) | 26.83 | 1.60 | 5,902 | 0.60 | † | 0.57 | † | 7.08 | ||||||||||||||||||||
— | (0.47 | ) | 24.50 | (9.62 | ) | 3,920 | 0.60 | † | 0.80 | † | 1.65 | |||||||||||||||||||
— | — | 27.57 | 1.06 | 3,308 | 0.60 | † | 0.58 | † | 6.44 | |||||||||||||||||||||
— | (0.49 | ) | 20.66 | (17.72 | ) | 2,066 | 0.60 | † | 0.13 | † | 5.37 | |||||||||||||||||||
— | — | 25.59 | 1.83 | 3,326 | 0.60 | † | (0.12 | )† | 1.71 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The Fund commenced operations on August 25, 2021. |
Amounts designated as “—” are $0 or have been rounded to $0.
358
Financial Highlights | ||
Selected Per Share Data & Ratios
For a Share Outstanding Throughout the Period
Net Asset Value, Beginning of Period ($) | Net Investment Income (Loss) ($)* | Net Realized and Unrealized Gain (Loss) on Investments ($) | Total from Operations ($) | Distribution from Net Investment Income ($) | Distribution from Capital Gains ($) | |||||||||||||||||||
Global X NASDAQ 100® Risk Managed Income ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 24.12 | 0.01 | (2.36 | ) | (2.35 | ) | (0.96 | ) | — | |||||||||||||||
2021(1) | 24.60 | (0.01 | ) | (0.16 | ) | (0.17 | ) | — | — | |||||||||||||||
Global X NASDAQ 100® Collar 95-110 ETF | ||||||||||||||||||||||||
2022 (Unaudited) | 25.78 | 0.01 | (2.90 | ) | (2.89 | ) | — | (0.42 | ) | |||||||||||||||
2021(1) | 25.27 | (0.01 | ) | 0.52 | 0.51 | — | — |
359
Financial Highlights | ||
Return of Capital ($) | Total from Distributions ($) | Net Asset Value, End of Period ($) | Total Return (%)** | Net Assets End of Period ($)(000) | Ratio of Expenses to Average Net Assets (%) | Ratio of Net Investment Income (Loss) to Average Net Assets (%) | Portfolio Turnover (%)†† | |||||||||||||||||||||||
— | (0.96 | ) | 20.81 | (10.00 | ) | 12,485 | 0.60 | † | 0.09 | † | 11.31 | |||||||||||||||||||
(0.31 | ) | (0.31 | ) | 24.12 | (0.69 | ) | 4,341 | 0.60 | † | (0.15 | )† | 2.16 | ||||||||||||||||||
— | (0.42 | ) | 22.47 | (11.42 | ) | 4,044 | 0.60 | † | 0.08 | † | 7.59 | |||||||||||||||||||
— | — | 25.78 | 2.06 | 2,836 | 0.60 | † | (0.11 | )† | 2.11 |
* | Per share data calculated using average shares method. |
** | Total Return is for the period indicated and has not been annualized. The return shown does not reflect the deduction of taxes that a shareholder would pay on Fund distributions or the redemption of Fund shares. |
† | Annualized. |
†† | Portfolio turnover rate is for the period indicated and periods of less than one year have not been annualized. Excludes effect of in-kind transfers. |
(1) | The Fund commenced operations on August 25, 2021. |
360
Notes to Financial Statements | ||
April 30, 2022 (Unaudited) |
1. ORGANIZATION
Global X Funds (the “Trust”) is a Delaware statutory trust formed on March 6, 2008. The Trust is registered under the Investment Company Act of 1940, as amended, as an open-end management investment company. As of April 30, 2022, the Trust had one hundred and two portfolios, ninety-four of which were operational. The financial statements herein and the related notes pertain to the Global X Social Media ETF, Global X Lithium & Battery Tech ETF, Global X Disruptive Materials ETF, Global X E-commerce ETF, Global X Emerging Markets Internet & E-commerce ETF, Global X SuperDividend® ETF, Global X SuperDividend® U.S. ETF, Global X MSCI SuperDividend® EAFE ETF, Global X MSCI SuperDividend® Emerging Markets ETF, Global X SuperDividend® REIT ETF, Global X NASDAQ 100® Covered Call ETF, Global X S&P 500® Covered Call ETF, Global X Russell 2000 Covered Call ETF, Global X Dow 30® Covered Call ETF, Global X Nasdaq 100® Covered Call & Growth ETF, Global X S&P 500® Covered Call & Growth ETF, Global X SuperIncome™ Preferred ETF, Global X Renewable Energy Producers ETF, Global X S&P 500® Catholic Values ETF, Global X S&P Catholic Values Developed ex-U.S. ETF, Global X Guru® Index ETF, Global X S&P 500® Tail Risk ETF, Global X S&P 500® Risk Managed Income ETF, Global X S&P 500® Collar 95-110 ETF, Global X NASDAQ 100® Tail Risk ETF, Global X NASDAQ 100® Risk Managed Income ETF and Global X NASDAQ 100® Collar 95-110 ETF (each a “Fund”, collectively, the “Funds”).
Each Fund (except the Global X SuperDividend® ETF, Global X SuperDividend® U.S. ETF, Global X MSCI SuperDividend® Emerging Markets ETF, Global X MSCI SuperDividend® EAFE ETF, Global X SuperDividend® REIT ETF, Global X SuperIncomeTM Preferred ETF, Global X Guru® Index ETF, Global X S&P 500® Catholic Values ETF, Global X Russell 2000 Covered Call ETF, Global X Dow 30® Covered Call ETF, Global X S&P 500® Covered Call ETF, Global X S&P 500® Covered Call & Growth ETF, Global X S&P 500® Tail Risk ETF, Global X S&P 500® Risk Managed Income ETF, and Global X S&P 500® Collar 95-110 ETF) has elected non-diversified status.
Global X Disruptive Materials ETF commenced operations on January 24, 2022.
Global X Dow 30® Covered Call ETF commenced operations on February 23, 2022.
On December 24, 2018, the shareholders of the Horizons NASDAQ 100® Covered Call ETF and Horizons S&P 500® Covered Call ETF (each, a “Predecessor Fund” and together, the “Predecessor Funds”) approved a proposed agreement and plan of reorganization (the “Reorganization”) that provided for (a) the transfer of all the assets and assumption of certain of the liabilities of each Predecessor Fund to the Global X Nasdaq 100® Covered Call ETF and the Global X S&P 500® Covered Call ETF (together, the “Successor Funds”), respectively; (b) the issuance of shares of the Successor Fund to the shareholders of the corresponding Predecessor Fund; and (c) the liquidation and termination of the Predecessor Funds. The effective date of the Reorganization of each Predecessor Fund was December 24, 2018. The Successor Funds had no operations prior
361
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
1. ORGANIZATION (continued)
to the Reorganization. The Predecessor Funds had substantially similar investment objectives, investment strategies, policies and restrictions as those of the Successor Funds. The financial statements and financial highlights include the financial information of the Predecessor Funds through December 21, 2018.
2. SIGNIFICANT ACCOUNTING POLICIES
The following is a summary of the significant accounting policies followed by the Funds:
USE OF ESTIMATES – The Funds are investment companies that apply the accounting and reporting guidance issued in Topic 946 by the U.S. Financial Accounting Standards Board. The preparation of financial statements in conformity with U.S. generally accepted accounting principles (“U.S. GAAP”) requires management to make estimates and assumptions that affect the reported amounts of assets and liabilities and disclosure of contingent assets and liabilities at the date of the financial statements and the reported amounts of increases and decreases in net assets from operations during the reporting period. Actual results could materially differ from those estimates.
RETURN OF CAPITAL ESTIMATES – Distributions received by the Funds from underlying master limited partnership (“MLP”) and real estate investment trust (“REIT”) investments generally are comprised of income and return of capital. The Funds record investment income and return of capital based on estimates made at the time such distributions are received. Such estimates are based on historical information available from the MLPs, REITs and other industry sources. These estimates may subsequently be revised based on information received from the MLPs and REITs after their tax reporting periods are concluded.
MLPs – Certain Funds may invest in MLPs. MLPs are publicly traded partnerships engaged in the transportation, storage and processing of minerals and natural resources. By confining their operations to these specific activities, their interests, or units, are able to trade on public securities exchanges exactly like the shares of a corporation, without entity level taxation. To qualify as an MLP and to not be taxed as a corporation, a partnership must receive at least 90% of its income from qualifying sources as set forth in Section 7704(d) of the Internal Revenue Code of 1986, as amended (the “Code”). These qualifying sources include natural resource-based activities such as the processing, transportation and storage of mineral or natural resources. MLPs generally have two classes of owners: the general partner and limited partners. The general partner of an MLP is typically owned by a major energy company, an investment fund, the direct management of the MLP, or is an entity owned by one or more of such parties. The general partner may be structured as a private or publicly traded corporation or other entity.
362
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
The general partner typically controls the operations and management of the MLP through an up to 2% equity interest in the MLP plus, in many cases, ownership of common units and subordinated units.
Limited partners typically own the remainder of the partnership through ownership of common units, and have a limited role in the partnership’s operations and management. MLPs are typically structured such that common units and general partner interests have first priority to receive quarterly cash distributions up to an established minimum amount (“minimum quarterly distributions” or “MQD”). Common and general partner interests also accrue arrearages in distributions to the extent the MQD is not paid. Once common and general partner interests have been paid, subordinated units receive distributions of up to the MQD; however, subordinated units do not accrue arrearages. Distributable cash in excess of the MQD is paid to both common and subordinated units and is distributed to both common and subordinated units generally on a pro rata basis. The general partner is also eligible to receive incentive distributions if the general partner operates the business in a manner which results in distributions paid per common unit surpassing specified target levels. As the general partner increases cash distributions to the limited partners, the general partner receives an increasingly higher percentage of the incremental cash distributions.
SECURITY VALUATION - Securities listed on a securities exchange, market or automated quotation system for which quotations are readily available (except for securities traded on NASDAQ), including securities traded over the counter, are valued at the last quoted sale price on the primary exchange or market (foreign or domestic) on which they are traded (or at approximately 4:00 pm EST if a security’s primary exchange is normally open at that time), or, if there is no such reported sale, at the most recent mean between the quoted bid and asked prices, which approximates fair value (absent both bid and asked prices on such exchange, the bid price may be used).
For securities traded on NASDAQ, the NASDAQ official closing price will be used. If available, debt securities are priced based upon valuations provided by independent, third-party pricing agents. Such values generally reflect the last reported sales price if the security is actively traded. The third-party pricing agents may also value debt securities at an evaluated bid price by employing methodologies that utilize actual market transactions, broker-supplied valuations, or other methodologies designed to identify the market value for such securities. Debt obligations with remaining maturities of sixty days or less may be valued at their amortized cost, which approximates market value. The prices for foreign securities are reported in local currency and converted to U.S. dollars using currency exchange rates as of the reporting date. The exchange rates used by the Trust for valuation are captured as of the New York or London close each day. Prices for most securities held in the Funds are provided daily by recognized independent pricing agents. If a security price cannot be obtained from an independent, third-party pricing agent, the Funds seek to obtain a bid price from at least one independent broker.
363
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
Securities for which market prices are not “readily available” are valued in accordance with fair value procedures (the “Fair Value Procedures”) established by the Board of Trustees (the “Board”) of the Trust. The Funds’ Fair Value Procedures are implemented through a fair value committee (the “Committee”) designated by the Board. Some of the more common reasons that may necessitate that a security be valued using the Fair Value Procedures include: the security’s trading has been halted or suspended; the security has been de-listed from its primary trading exchange; the security’s primary trading market is temporarily closed at a time when, under normal conditions, it would be open; the security has not been traded for an extended period of time; the security’s primary pricing source is not able or willing to provide a price; or trading of the security is subject to local government-imposed restrictions. In addition, the Funds may fair value a security if an event that may materially affect the value of the Funds’ security that is traded outside the United States (a “Significant Event”) has occurred between the time of the security’s last close and the time that the Funds calculate their net asset values. A Significant Event may relate to a single issuer or to an entire market sector. Events that may be Significant Events include: government actions, natural disasters, armed conflict, acts of terrorism and significant market fluctuations. If Global X Management Company LLC, the Funds’ investment advisor (the “Adviser”), becomes aware of a Significant Event that has occurred with respect to a security or group of securities after the closing of the exchange or market on which the security or securities principally trade, but before the time at which the Funds calculate their net asset values, it may request that a Committee meeting be called. When a security is valued in accordance with the Fair Value Procedures, the Committee will determine the value after taking into consideration all relevant information reasonably available to the Committee. As of April 30, 2022 the following Funds had fair valued securities:
Fund | Fair Valued Amount | |||
Global X Social Media ETF | $ | 1,422 | ||
Global X SuperDividend® ETF | 31,925,845 | |||
Global X MSCI SuperDividend® Emerging Markets ETF | 1,403,134 | |||
Global X Renewable Energy Producers ETF | 330,300 | |||
Global X S&P Catholic Values Developed ex-U.S. ETF | 2,092 |
There were no other securities priced using the Fair Value Procedures.
In accordance with the authoritative guidance on fair value measurements and disclosure under U.S. GAAP, the Funds disclose the fair value of their investments in a hierarchy that prioritizes the inputs to valuation techniques used to measure the fair value. The objective of a fair value measurement is to determine the price that would be received to sell an asset or paid to transfer a liability in an orderly transaction between market participants at the measurement date (an exit price). Accordingly, the fair value hierarchy
364
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
gives the highest priority to quoted prices (unadjusted) in active markets for identical assets or liabilities (Level 1) and the lowest priority to unobservable inputs (Level 3). The three levels of the fair value hierarchy are described below:
Level 1 – Unadjusted quoted prices in active markets for identical, unrestricted assets or liabilities that the Funds have the ability to access at the measurement date
Level 2 – Other significant observable inputs (including quoted prices in non-active markets, quoted prices for similar investments, fair value of investments for which the Funds have the ability to fully redeem tranches at net asset value as of the measurement date or within the near term, and short-term investments valued at amortized cost)
Level 3 – Significant unobservable inputs (including the Funds’ own assumptions in determining the fair value of investments, and fair value of investments for which the Funds do not have the ability to fully redeem tranches at net asset value as of the measurement date or within the near term)
Investments are classified within the level of the lowest significant input considered in determining fair value. Investments classified within Level 3 whose fair value measurement considers several inputs may include Level 1 or Level 2 inputs as components of the overall fair value measurement.
For the period ended April 30, 2022, there have been no significant changes to the Funds’ fair valuation methodologies.
The following table summarizes the quantitative inputs and assumptions used for items categorized as material Level 3 investments as of April 30, 2022. The disclosures below also include qualitative information on the sensitivity of the fair value measurements to changes in the significant unobservable inputs.
365
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
Global X SuperDividend® ETF
Assets | Fair Value at 4/30/22 | Valuation Technique(s) | Unobservable Input | Discount Percentage |
Common Stock | $75,192 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | -6332.4% |
Common Stock | $42,952 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | -10358.5% |
Common Stock | $424,610 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $636,489 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $401,942 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $484,068 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $9,949,897 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 10.0% |
Common Stock | $9,870,534 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 10.0% |
Common Stock | $10,040,161 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 10.0% |
Global X MSCI SuperDividend® Emerging Markets ETF
Assets | Fair Value at 4/30/22 | Valuation Technique(s) | Unobservable Input | Discount Percentage |
Common Stock | $22,243 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | -6332.4% |
Common Stock | $9,467 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | -10358.5% |
Common Stock | $112,075 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $110,799 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $148,759 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $135,467 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 90.0% |
Common Stock | $555,824 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 10.0% |
Common Stock | $308,499 | Discount from the Last Traded Price | Last Traded Price Comparability Adjustment % | 30.0% |
The unobservable inputs used to determine fair value of Level 3 assets may have similar or diverging impacts on valuation. Significant increases and decreases in these inputs in isolation and interrelationships between those inputs could result in significantly higher or lower fair value measurement.
366
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
DUE TO/FROM BROKERS – Due to/from brokers includes cash and collateral balances with the Funds’ clearing brokers or counterparties as of April 30, 2022. The Funds continuously monitor the credit standing of each broker or counterparty with whom they conduct business. In the event a broker or counterparty is unable to fulfill its obligations, the Funds would be subject to counterparty credit risk.
REPURCHASE AGREEMENTS - Securities pledged as collateral for repurchase agreements by BNP Paribas are held by Brown Brothers Harriman & Co. (“BBH”), the Funds’ custodian (“Custodian”), and are designated as being held on each Fund’s behalf by the Custodian under a book-entry system. Each Fund monitors the adequacy of the collateral on a daily basis and can require the seller to provide additional collateral in the event the market value of the securities pledged falls below the carrying value of the repurchase agreement, including accrued interest.
It is the Funds’ policy to only enter into repurchase agreements with banks and other financial institutions which are deemed by the Adviser to be creditworthy. The Funds bear the risk of loss in the event that the counterparty to a repurchase agreement defaults on its obligations, and the Funds are prevented from exercising their rights to dispose of the underlying securities received as collateral and the risk of a possible decline in the value of the underlying securities during the period. For financial statement purposes, the Funds record the securities lending collateral (included in repurchase agreements, at value or restricted cash) as an asset and the obligation to return securities lending collateral as a liability on the Statements of Assets and Liabilities.
Repurchase agreements are entered into by the Funds under Master Repurchase Agreements (“MRA”) which permit the Funds, under certain circumstances, including an event of default (such as bankruptcy or insolvency), to offset payables and/or receivables under an MRA with collateral held and/or posted to the counterparty and create one single net payment due to or from the Funds.
As of April 30, 2022, the open repurchase agreements by counterparty which are subject to an MRA on a net payment basis are as follows:
Repurchase Agreements* | Fair Value of Non-cash Collateral Received(1) | Cash Collateral Received | Net Amount(2) | |||||||||||||
Global X Social Media ETF | ||||||||||||||||
BNP Paribas | 1,849,932 | 1,849,932 | $ | − | $ | − | ||||||||||
Global X Lithium & Battery Tech ETF | ||||||||||||||||
BNP Paribas | 73,687,127 | 73,687,127 | − | − |
367
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
Repurchase Agreements* | Fair Value of Non-cash Collateral Received(1) | Cash Collateral Received | Net Amount(2) | |||||||||||||
Global X E-commerce ETF | ||||||||||||||||
BNP Paribas | 1,099,688 | 1,099,688 | $ | − | $ | − | ||||||||||
Global X SuperDividend® ETF | ||||||||||||||||
BNP Paribas | 29,481,944 | 29,481,944 | − | − | ||||||||||||
Global X SuperDividend® U.S. ETF | ||||||||||||||||
BNP Paribas | 9,420,766 | 9,420,766 | − | − | ||||||||||||
Global X SuperDividend® REIT ETF | ||||||||||||||||
BNP Paribas | 6,101,856 | 6,101,856 | − | − | ||||||||||||
Global X SuperIncome™ Preferred ETF | ||||||||||||||||
BNP Paribas | 984,872 | 984,872 | − | − | ||||||||||||
Global X Renewable Energy Producers ETF | ||||||||||||||||
BNP Paribas | 350,210 | 350,210 | − | − | ||||||||||||
Global X Guru® Index ETF | ||||||||||||||||
BNP Paribas | 507,915 | 507,915 | − | − |
* | Repurchase agreements with an overstated and continous maturity. |
(1) | Excess collateral received is not presented in the table above. Please refer to the Schedules of Investments for the market value of the collateral received for each Fund. |
(2) | Net Amount represents the net amount receivable due from the counterparty in the event of default. |
FEDERAL INCOME TAXES – It is each Fund’s intention to qualify, or continue to qualify, as a regulated investment company for Federal income tax purposes by complying with the appropriate provisions of Subchapter M of the Code. Accordingly, no provisions for Federal income taxes have been made in the financial statements except as described below.
The Funds evaluate tax positions taken or expected to be taken in the course of preparing the Funds’ tax returns to determine whether it is “more-likely-than-not” (i.e., greater than 50 percent) that each tax position will be sustained upon examination by a taxing authority based on the technical merits of the position. Tax positions not deemed to meet the more-likely-than-not threshold are recorded as a tax benefit or expense in the current year. The Funds did not record any tax positions in the current period; however, management’s conclusions regarding tax positions may be subject to review and adjustment at a later date based on factors including, but not limited to, examination by tax authorities (i.e., the last three tax year ends, as applicable), and on-going analysis of and changes to tax laws and regulations, and interpretations thereof.
If a Fund has foreign tax filings that have not been made, the tax years that remain subject to examination may date back to the inception of the Fund.
368
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
As of and during the reporting period ended April 30, 2022, the Funds did not have a liability for any unrecognized tax benefits. The Funds recognize interest and penalties, if any, related to unrecognized tax benefits as income tax expense on the Statements of Operations. During the reporting period, the Funds did not incur any interest or penalties.
SECURITY TRANSACTIONS AND INVESTMENT INCOME – Security transactions are accounted for on the trade date for financial reporting purposes. Costs used in determining realized gains and losses on the sale of investment securities are based on specific identification. Dividend income is recorded on the ex-dividend date. Interest income is recognized on the accrual basis from the settlement date.
FOREIGN CURRENCY TRANSACTIONS AND TRANSLATION – The books and records of the Funds are maintained in U.S. dollars. Investment securities and other assets and liabilities denominated in a foreign currency are translated into U.S. dollars on the date of valuation. Purchases and sales of investment securities, income and expenses are translated into U.S. dollars at the relevant rates of exchange prevailing on the respective dates of such transactions. The Funds do not isolate that portion of realized or unrealized gains and losses resulting from changes in the foreign exchange rate from fluctuations arising from changes in the market prices of the securities. These gains and losses are included in net realized and unrealized gains and losses on investments on the Statements of Operations. Net realized and unrealized gains and losses on foreign currency transactions and translations represent net foreign exchange gains or losses from foreign currency spot contracts, disposition of foreign currencies, currency gains or losses realized between trade and settlement dates on securities transactions and the difference between the amount of the investment income and foreign withholding taxes recorded on the Funds’ books and the U.S. dollar equivalent amounts actually received or paid.
DIVIDENDS AND DISTRIBUTIONS TO SHAREHOLDERS – The Funds distribute their net investment income on a pro rata basis. Any net investment income and net realized capital gains are distributed at least annually. All distributions are recorded on ex-dividend date.
INVESTMENTS IN REITs – With respect to the Funds, dividend income is recorded based on the income included in distributions received from REIT investments using published REIT reclassifications, including some management estimates when actual amounts are not available. Distributions received in excess of these estimated amounts are recorded as a reduction of the cost of investments or reclassified to capital gains. The actual amounts of income, return of capital, and capital gains are only determined by each REIT after its fiscal year end, and may differ from the estimated amounts.
CREATION UNITS – The Funds issue and redeem their shares (“Shares”) on a continuous basis at net asset value (“NAV”) and only in large blocks of 10,000 Shares, referred to as “Creation Units”. Purchasers of Creation Units (“Authorized Participants”) at NAV must pay a standard creation transaction fee per transaction. The fee is a single
369
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
2. SIGNIFICANT ACCOUNTING POLICIES (continued)
charge and will be the same regardless of the number of Creation Units purchased by an Authorized Participant on the same day.
An Authorized Participant who holds Creation Units and wishes to redeem at NAV would also pay a standard redemption fee per transaction to BBH, on the date of such redemption, regardless of the number of Creation Units redeemed that day.
If a Creation Unit is purchased or redeemed for cash, an additional variable fee may be charged. The following table discloses Creation Unit breakdown:
Creation Unit Shares | Creation Fee | Value at April 30, 2022 | Redemption Fee | |||||||||||||
Global X Social Media ETF | 10,000 | $ | 300 | $ | 383,600 | $ | 300 | |||||||||
Global X Lithium & Battery Tech ETF | 10,000 | 1,500 | 664,500 | 1,500 | ||||||||||||
Global X Disruptive Materials ETF | 10,000 | 800 | 226,200 | 800 | ||||||||||||
Global X E-commerce ETF | 10,000 | 500 | 195,200 | 500 | ||||||||||||
Global X Emerging Markets Internet & E-commerce ETF | 10,000 | 800 | 73,000 | 800 | ||||||||||||
Global X SuperDividend® ETF | 10,000 | 2,000 | 106,600 | 2,000 | ||||||||||||
Global X SuperDividend® U.S. ETF | 10,000 | 150 | 202,600 | 150 | ||||||||||||
Global X MSCI SuperDividend® EAFE ETF | 10,000 | 1,000 | 149,300 | 1,000 | ||||||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 10,000 | 1,600 | 95,300 | 3,000 | ||||||||||||
Global X SuperDividend® REIT ETF | 10,000 | 250 | 87,400 | 250 | ||||||||||||
Global X NASDAQ 100® Covered Call ETF | 10,000 | 500 | 192,800 | 500 | ||||||||||||
Global X S&P 500® Covered Call ETF | 10,000 | 2,000 | 465,500 | 2,000 | ||||||||||||
Global X Russell 2000 Covered Call ETF | 10,000 | 250 | 221,100 | 250 | ||||||||||||
Global X Dow 30® Covered Call ETF | 10,000 | 250 | 243,300 | 250 | ||||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | 10,000 | 500 | 263,800 | 500 | ||||||||||||
Global X S&P 500® Covered Call & Growth ETF | 10,000 | 1,500 | 282,600 | 1,500 | ||||||||||||
Global X SuperIncome™ Preferred ETF | 10,000 | 300 | 107,300 | 300 | ||||||||||||
Global X Renewable Energy Producers ETF | 10,000 | 800 | 149,700 | 500 | ||||||||||||
Global X S&P 500® Catholic Values ETF | 10,000 | 1,300 | 505,700 | 1,300 | ||||||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | 10,000 | 8,900 | 272,100 | 8,900 | ||||||||||||
Global X Guru® Index ETF | 10,000 | 250 | 370,500 | 250 | ||||||||||||
Global X S&P 500® Tail Risk ETF | 10,000 | 2,000 | 241,900 | 2,000 | ||||||||||||
Global X S&P 500® Risk Managed Income ETF | 10,000 | 2,000 | 243,400 | 2,000 | ||||||||||||
Global X S&P 500® Collar 95-110 ETF | 10,000 | 2,000 | 245,000 | 2,000 | ||||||||||||
Global X NASDAQ 100® Tail Risk ETF | 10,000 | 500 | 206,600 | 500 | ||||||||||||
Global X NASDAQ 100® Risk Managed Income ETF | 10,000 | 500 | 208,100 | 500 | ||||||||||||
Global X NASDAQ 100® Collar 95-110 ETF | 10,000 | 500 | 224,700 | 500 |
CASH OVERDRAFT CHARGES – Per the terms of an agreement with BBH, if a Fund has a cash overdraft on a given day, it will be assessed an overdraft charge of LIBOR plus 2.00%. Cash overdraft charges are included in custodian fees on the Statements of Operations.
370
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
3. RELATED PARTY TRANSACTIONS AND SERVICE PROVIDER TRANSACTIONS
On July 2, 2018, the Adviser consummated a transaction pursuant to which it became an indirect, wholly-owned subsidiary of Mirae Asset Global Investments Co., Ltd. (“Mirae”). In this manner, the Adviser is ultimately controlled by Mirae, which is a leading financial services company in Korea and is the headquarters for the Mirae Asset Global Investments Group.
The Adviser serves as the investment adviser and the administrator for the Funds. Subject to the supervision of the Board, the Adviser is responsible for managing the investment
activities of the Funds and the Funds’ business affairs and other administrative matters and provides, or causes to be furnished, all supervisory, administrative and other services reasonably necessary for the operation of the Funds, including certain distribution services (provided pursuant to a separate distribution agreement), certain shareholder and distribution-related services (provided pursuant to a separate Rule 12b-1 Plan and related agreements) and investment advisory services (provided pursuant to a separate Investment Advisory Agreement), under what is essentially an “all-in” fee structure. For the Adviser’s service to the Funds, under a supervision and administration agreement (the “Supervision and Administration Agreement”), each Fund pays a monthly fee to the Adviser at the annual rate below (stated as a percentage of the average daily net assets of the Fund). In addition, the Funds bear other expenses, directly and indirectly, that are not covered by the Supervision and Administration Agreement, which may vary and affect the total expense ratios of the Funds, such as taxes, brokerage fees, commissions, custodian fees, acquired fund fees, and other transaction expenses, interest expenses and extraordinary expenses (such as litigation and indemnification expenses).
activities of the Funds and the Funds’ business affairs and other administrative matters and provides, or causes to be furnished, all supervisory, administrative and other services reasonably necessary for the operation of the Funds, including certain distribution services (provided pursuant to a separate distribution agreement), certain shareholder and distribution-related services (provided pursuant to a separate Rule 12b-1 Plan and related agreements) and investment advisory services (provided pursuant to a separate Investment Advisory Agreement), under what is essentially an “all-in” fee structure. For the Adviser’s service to the Funds, under a supervision and administration agreement (the “Supervision and Administration Agreement”), each Fund pays a monthly fee to the Adviser at the annual rate below (stated as a percentage of the average daily net assets of the Fund). In addition, the Funds bear other expenses, directly and indirectly, that are not covered by the Supervision and Administration Agreement, which may vary and affect the total expense ratios of the Funds, such as taxes, brokerage fees, commissions, custodian fees, acquired fund fees, and other transaction expenses, interest expenses and extraordinary expenses (such as litigation and indemnification expenses).
The following table discloses supervision and administration fees payable pursuant to the Supervision and Administration Agreement:
Supervision and Administration Fee | ||||
Global X Social Media ETF | 0.65 | % | ||
Global X Lithium & Battery Tech ETF | 0.75 | % | ||
Global X Disruptive Materials ETF | 0.59 | % | ||
Global X E-commerce ETF | 0.50 | % | ||
Global X Emerging Markets Internet & E-commerce ETF | 0.65 | % | ||
Global X SuperDividend® ETF | 0.58 | % | ||
Global X SuperDividend® U.S. ETF | 0.45 | % | ||
Global X MSCI SuperDividend® EAFE ETF | 0.55 | % | ||
Global X MSCI SuperDividend® Emerging Markets ETF | 0.65 | % | ||
Global X SuperDividend® REIT ETF | 0.58 | % |
371
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
3. RELATED PARTY TRANSACTIONS AND SERVICE PROVIDER TRANSACTIONS (continued)
Supervision and Administration Fee | ||||
Global X NASDAQ 100® Covered Call ETF | 0.60 | % | ||
Global X S&P 500® Covered Call ETF* | 0.60 | % | ||
Global X Russell 2000 Covered Call ETF** | 0.60 | % | ||
Global X Dow 30® Covered Call ETF | 0.60 | % | ||
Global X Nasdaq 100® Covered Call & Growth ETF | 0.60 | % | ||
Global X S&P 500® Covered Call & Growth ETF | 0.60 | % | ||
Global X SuperIncomeTM Preferred ETF | 0.58 | % | ||
Global X Renewable Energy Producers ETF | 0.65 | % | ||
Global X S&P 500® Catholic Values ETF*** | 0.29 | % | ||
Global X S&P Catholic Values Developed ex-U.S. ETF | 0.35 | % | ||
Global X Guru® Index ETF | 0.75 | % | ||
Global X S&P 500® Tail Risk ETF | 0.60 | % | ||
Global X S&P 500® Risk Managed Income ETF | 0.60 | % | ||
Global X S&P 500® Collar 95-110 ETF | 0.60 | % | ||
Global X NASDAQ 100® Tail Risk ETF | 0.60 | % | ||
Global X NASDAQ 100® Risk Managed Income ETF | 0.60 | % | ||
Global X NASDAQ 100® Collar 95-110 ETF | 0.60 | % |
*Pursuant to an expense limitation agreement in existence between the Global X S&P 500® Covered Call ETF (the “Fund”) and the Adviser, the Adviser agreed to reimburse or waive fees and/or limit Fund expenses to the extent necessary to assure that the operating expenses of the Fund, exclusive of taxes, commissions, and other transaction expenses, interest, and extraordinary expenses (such as litigation and indemnification expenses) will not exceed 0.60% of the Fund’s average daily net assets per year, effective August 21, 2020, until at least March 1, 2022.
**Pursuant to an expense limitation agreement in existence between the Global X Russell 2000 Covered Call ETF (the “Fund”) and the Adviser, the Adviser agreed to waive or reimburse fees and/or limit Fund expenses to the extent necessary to assure that the operating expenses of the Fund, exclusive of taxes, brokerage fees, commissions, and other transaction expenses, interest, and extraordinary expenses (such as litigation and indemnification expenses) will not exceed 0.60% of the Fund’s average daily net assets per year, effective March 1, 2022, until at least March 1, 2023.
***Pursuant to an expense limitation agreement in existence between the Global X S&P 500® Catholic Values ETF (the “Fund”) and the Adviser prior to March 1, 2018, the Adviser agreed to waive or reimburse fees and/or limit fund expenses to the extent necessary to assure that the operating expenses of the Fund (exclusive of taxes, brokerage fees, commissions, and other transaction expenses and extraordinary expenses (such as litigation and indemnification expenses) (“Total Annual Fund Operating Expenses”) would not exceed 0.29% of the Fund’s average daily net assets per year until at least March 1, 2018. Pursuant to the expense limitation agreement, the Fund (at a later date) could reimburse the Adviser for the fees and expenses it waived or reimbursed
372
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
3. RELATED PARTY TRANSACTIONS AND SERVICE PROVIDER TRANSACTIONS (continued)
and/or limited during any of the prior three fiscal years, provided that, among other things, any reimbursement made to the Adviser would not cause Total Annual Fund Operating Expenses to exceed the maximum permitted rate during the period in which it is paid and the Board had approved such reimbursement to the Adviser. Although the Board voted on December 19, 2017, to permanently reduce the Fund’s fees to 0.29% and end the expense limitation agreement as of March 1, 2018, prior waived or reimbursed fees are still subject to recoupment. As of October 31, 2021, the amounts of waivers/reimbursements subject to recoupment for the Fund were $0 expiring in 2022, $43,032 expiring 2021 and $88,406 expiring 2020. As of October 31, 2021 there had been no recoupment of previously waived and reimbursed fees.
SEI Investments Global Funds Services (“SEIGFS”) serves as sub-administrator to the Funds. As sub-administrator, SEIGFS provides the Funds with required general
administrative services, including, without limitation: office space, equipment, and personnel; clerical and general back office services; bookkeeping, internal accounting and secretarial services; the calculation of NAV; and assistance with the preparation and filing of reports, registration statements, proxy statements, and other materials required to be filed or furnished by the Funds under federal and state securities laws. As compensation for these services, SEIGFS receives certain out-of-pocket costs, transaction fees, and asset-based fees which are accrued daily and paid monthly by the Adviser.
administrative services, including, without limitation: office space, equipment, and personnel; clerical and general back office services; bookkeeping, internal accounting and secretarial services; the calculation of NAV; and assistance with the preparation and filing of reports, registration statements, proxy statements, and other materials required to be filed or furnished by the Funds under federal and state securities laws. As compensation for these services, SEIGFS receives certain out-of-pocket costs, transaction fees, and asset-based fees which are accrued daily and paid monthly by the Adviser.
SEI Investments Distribution Co. (“SIDCO”) serves as each Fund’s underwriter and distributor of Creation Units pursuant to a distribution agreement. SIDCO has no obligation to sell any specific quantity of Fund Shares.
SIDCO bears the following costs and expenses relating to the distribution of Shares: (1) the costs of processing and maintaining records of creations of Creation Units; (2) all costs of maintaining the records required of a registered broker/dealer; (3) the expenses of maintaining its registration or qualification as a dealer or broker under federal or state laws; (4) filing fees; and (5) all other expenses incurred in connection with the distribution services as contemplated in the distribution agreement. SIDCO receives no fee from the Funds for its distribution services under the distribution agreement, rather, the Adviser compensates SIDCO for certain expenses, out-of-pocket costs, and transaction fees.
BBH serves as Custodian and transfer agent of the Funds’ assets. As Custodian, BBH has agreed to (1) make receipts and disbursements of money on behalf of the Funds; (2) collect and receive all income and other payments and distributions on account of the Funds’ portfolio investments; (3) respond to correspondence from shareholders, security brokers and others relating to its duties; and (4) make periodic reports to the Funds concerning the Funds’ operations. BBH does not exercise any supervisory function over the purchase and sale of securities. As transfer agent, BBH has agreed to (1) issue and redeem Shares of each Fund; (2) make dividend and other distributions to shareholders of each Fund; (3) respond to correspondence by shareholders and others relating to its
373
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
3. RELATED PARTY TRANSACTIONS AND SERVICE PROVIDER TRANSACTIONS (continued)
duties; (4) maintain shareholder accounts; and (5) make periodic reports to the Funds. As compensation for these services, BBH receives certain out-of-pocket costs, transaction fees and asset-based fees which are accrued daily and paid monthly by the Adviser from its fees.
4. INVESTMENT TRANSACTIONS
For the period ended April 30, 2022, the purchases and sales of investments in securities, excluding in-kind transactions, long-term U.S. Government and short-term securities, were:
Purchases | Sales and Maturities | |||||||
Global X Social Media ETF | $ | 23,652,484 | $ | 28,477,344 | ||||
Global X Lithium & Battery Tech ETF | 479,016,068 | 209,478,212 | ||||||
Global X Disruptive Materials ETF | 1,983,902 | 287,923 | ||||||
Global X E-commerce ETF | 18,320,255 | 19,238,300 | ||||||
Global X Emerging Markets Internet & E-commerce ETF | 402,596 | 421,763 | ||||||
Global X SuperDividend® ETF | 515,226,261 | 497,304,478 | ||||||
Global X SuperDividend® U.S. ETF | 227,872,384 | 238,574,595 | ||||||
Global X MSCI SuperDividend® EAFE ETF | 1,406,021 | 1,564,936 | ||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 34,069,500 | 18,975,570 | ||||||
Global X SuperDividend® REIT ETF | 287,091,959 | 294,280,955 | ||||||
Global X NASDAQ 100® Covered Call ETF | 922,997,748 | 903,280,957 | ||||||
Global X S&P 500® Covered Call ETF | 52,566,995 | 42,974,045 | ||||||
Global X Russell 2000 Covered Call ETF | 1,578,445,727 | 1,506,281,037 | ||||||
Global X Dow 30® Covered Call ETF | 99,115 | 36,981 | ||||||
Global X Nasdaq 100® Covered Call & Growth ETF | 5,408,058 | 7,511,789 | ||||||
Global X S&P 500® Covered Call & Growth ETF | 1,418,724 | 2,279,566 | ||||||
Global X SuperIncome™ Preferred ETF | 33,666,440 | 33,997,488 | ||||||
Global X Renewable Energy Producers ETF | 8,595,129 | 10,476,431 | ||||||
Global X S&P 500® Catholic Values ETF | 27,872,246 | 27,945,912 | ||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | 508,556 | 440,347 | ||||||
Global X Guru® Index ETF | 38,721,456 | 38,689,241 | ||||||
Global X S&P 500® Tail Risk ETF | 32,640 | 207,416 | ||||||
Global X S&P 500® Risk Managed Income ETF | 596,534 | 1,071,412 | ||||||
Global X S&P 500® Collar 95-110 ETF | 58,329 | 223,021 | ||||||
Global X NASDAQ 100® Tail Risk ETF | 190,099 | 337,971 | ||||||
Global X NASDAQ 100® Risk Managed Income ETF | 1,437,954 | 1,330,630 | ||||||
Global X NASDAQ 100® Collar 95-110 ETF | 317,225 | 272,597 |
For the period ended April 30, 2022, there were no purchases and sales of long-term U.S. Government securities.
374
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
4. INVESTMENT TRANSACTIONS (continued)
For the year ended April 30, 2022, in-kind transactions associated with creations and redemptions were:
2022 | Purchases | Sales and Maturities | Realized Gain/(Loss) | |||||||||
Global X Social Media ETF | $ | – | $ | 39,028,748 | $ | 5,579,805 | ||||||
Global X Lithium & Battery Tech ETF | 359,413,113 | 150,257,553 | 60,932,744 | |||||||||
Global X Disruptive Materials ETF | 4,336,469 | 509,556 | 87,063 | |||||||||
Global X E-commerce ETF | 21,340,199 | 69,973,380 | (4,089,851 | ) | ||||||||
Global X Emerging Markets Internet & E-commerce ETF | – | 155,764 | (74,102 | ) | ||||||||
Global X SuperDividend® ETF | 42,981,153 | 13,630,773 | 2,123,896 | |||||||||
Global X SuperDividend® U.S. ETF | 60,359,489 | 33,948,865 | 6,290,804 | |||||||||
Global X MSCI SuperDividend® EAFE ETF | – | 2,347,252 | 237,029 | |||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 5,459,847 | – | – | |||||||||
Global X SuperDividend® REIT ETF | – | 52,830,805 | 5,766,949 | |||||||||
Global X NASDAQ 100® Covered Call ETF | 3,036,360,454 | 59,498,085 | 35,607,464 | |||||||||
Global X S&P 500® Covered Call ETF | 988,088,480 | 7,489,656 | 3,177,962 | |||||||||
Global X Russell 2000 Covered Call ETF | 866,308,451 | – | – | |||||||||
Global X Dow 30® Covered Call ETF | 12,093,372 | – | – | |||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | 42,835,790 | 13,511,831 | 2,786,272 | |||||||||
Global X S&P 500® Covered Call & Growth ETF | 12,131,893 | 7,595,503 | 1,221,822 | |||||||||
Global X SuperIncome™ Preferred ETF | 5,538,221 | 12,292,107 | 408,150 | |||||||||
Global X Renewable Energy Producers ETF | 21,218,635 | 30,613,911 | 3,936,041 | |||||||||
Global X S&P 500® Catholic Values ETF | 96,605,186 | 19,939,999 | 7,777,570 | |||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | 2,851,073 | – | – | |||||||||
Global X Guru® Index ETF | 2,090,830 | 4,688,185 | 660,080 | |||||||||
Global X S&P 500® Tail Risk ETF | – | – | – | |||||||||
Global X S&P 500® Risk Managed Income ETF | 18,385,915 | – | – | |||||||||
Global X S&P 500® Collar 95-110 ETF | 1,001,485 | – | – | |||||||||
Global X NASDAQ 100® Tail Risk ETF | 1,334,937 | 1,934,246 | (38,325 | ) | ||||||||
Global X NASDAQ 100® Risk Managed Income ETF | 12,751,338 | 2,603,748 | 36,646 | |||||||||
Global X NASDAQ 100® Collar 95-110 ETF | 1,704,952 | – | – |
For the year or period ended October 31, 2021, in-kind transactions associated with creations and redemptions were:
2021 | Purchases | Sales and Maturities | Realized Gain/(Loss) | |||||||||
Global X Social Media ETF | $ | 249,814,697 | $ | 161,825,652 | $ | 104,250,876 | ||||||
Global X Lithium & Battery Tech ETF | 1,301,530,281 | 366,384,618 | 234,758,649 | |||||||||
Global X E-commerce ETF | 154,359,054 | 55,200,159 | 21,442,562 | |||||||||
Global X Emerging Markets Internet & E-commerce ETF | 5,524,406 | 757,687 | (121,392 | ) | ||||||||
Global X SuperDividend® ETF | 116,148,336 | 4,825,925 | 1,306,373 | |||||||||
Global X SuperDividend® U.S. ETF | 141,063,730 | 33,098,332 | 5,304,331 | |||||||||
Global X MSCI SuperDividend® EAFE ETF | 4,473,039 | 929,987 | 89,950 | |||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 12,009,994 | – | – | |||||||||
Global X SuperDividend® REIT ETF | 109,800,947 | 53,971,417 | 11,010,490 | |||||||||
Global X NASDAQ 100® Covered Call ETF | 3,619,325,170 | 26,690,549 | 15,759,156 | |||||||||
Global X S&P 500® Covered Call ETF | 548,443,411 | 7,302,890 | 2,537,496 | |||||||||
Global X Russell 2000 Covered Call ETF | 533,979,476 | 501,604 | 234,461 | |||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | 38,168,292 | 2,820,576 | 245,511 | |||||||||
Global X S&P 500® Covered Call & Growth ETF | 33,475,572 | 4,125,677 | 427,939 | |||||||||
Global X SuperIncome™ Preferred ETF | 44,678,336 | 7,476,659 | 831,987 | |||||||||
Global X Renewable Energy Producers ETF | 103,945,368 | 48,932,053 | 11,012,881 |
375
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
4. INVESTMENT TRANSACTIONS (continued)
2021 | Purchases | Sales and Maturities | Realized Gain/(Loss) | |||||||||
Global X S&P 500® Catholic Values ETF | $ | 124,592,947 | $ | 80,395,996 | $ | 39,980,846 | ||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | 930,692 | – | – | |||||||||
Global X Guru® Index ETF | 22,438,467 | 22,168,067 | 6,600,357 | |||||||||
Global X S&P 500® Tail Risk ETF | 3,506,784 | – | – | |||||||||
Global X S&P 500® Risk Managed Income ETF | 5,908,307 | – | – | |||||||||
Global X S&P 500® Collar 95-110 ETF | 3,242,149 | – | – | |||||||||
Global X NASDAQ 100® Tail Risk ETF | 3,252,445 | – | – | |||||||||
Global X NASDAQ 100® Risk Managed Income ETF | 4,512,650 | – | – | |||||||||
Global X NASDAQ 100® Collar 95-110 ETF | 2,796,085 | – | – |
To the extent consistent with their investment policies, certain Funds may either purchase or write options.
When a Fund purchases an option, the premium paid by it is recorded as an asset of the Fund. When a Fund writes an option, an amount equal to the net premium (the premium less the commission) received by the Fund is included in the liability section of the Fund’s Statement of Assets and Liabilities as a deferred credit. The amount of this asset or deferred credit will be subsequently marked-to-market to reflect the current value of the option purchased or written. The current value of the traded option is the last sale price or, in the absence of a sale, the current bid price. If an option purchased by a Fund expires unexercised, the Fund realizes a loss equal to the premium paid. If a Fund enters into a closing sale transaction on an option purchased by it, the Fund will realize a gain if the premium received by the Fund on the closing transaction is more than the premium paid to purchase the option, or a loss if it is less. If an option written by a Fund expires on the stipulated expiration date or if a Fund enters into a closing purchase transaction, it will realize a gain (or loss if the cost of a closing purchase transaction exceeds the net premium received when the option is sold) and the deferred credit related to such option will be eliminated. If an option written by a Fund is exercised, the proceeds of the sale will be increased by the net premium originally received and the Fund will realize a gain or loss.
Risks may arise from an imperfect correlation between the change in market value of the securities held and the prices of options relating to the securities purchased or sold and from possible lack of a liquid secondary market for an option. The maximum exposure to loss for any purchased option is limited to the premium initially paid for the option. Written uncovered call options subject a Fund to unlimited risk of loss. Written covered call options limit the upside potential of a security above the strike price. Written put options expose a Fund to risk of loss if the value of the security declines below the strike price.
376
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
4. INVESTMENT TRANSACTIONS (continued)
The Global X NASDAQ 100® Covered Call ETF, Global X S&P 500® Covered Call ETF, Global X Russell 2000 Covered Call ETF, Global X Dow 30® Covered Call ETF, Global X Nasdaq 100® Covered Call & Growth ETF, Global X S&P 500® Covered Call & Growth ETF, Global X S&P 500® Tail Risk ETF, Global X S&P 500® Risk Managed Income ETF, Global X S&P 500® Collar 95-110 ETF, Global X Nasdaq 100® Tail Risk ETF, Global X Nasdaq 100® Risk Managed Income ETF, and Global X Nasdaq 100® Collar 95-110 ETF may write covered call and/or put options that correspond to their respective reference index. By writing a covered call option, a Fund, in exchange for the premium, foregoes the opportunity for capital appreciation above the strike price should the market price of the underlying security increase. Conversely, by writing a put option, the Fund, in exchange for the premium, accepts the risk of having to purchase a security at a fixed strike price even should the price of the underlying security decrease, exposing the Fund to downside risk in the underlying security.
For the period ended April 30, 2022, all options were subject to Equity Risk.
When the written option expires, is terminated or is sold, a Fund will record a gain or loss. The net realized gain or loss on options contracts is reflected in the Statements of Operations and the net unrealized gains/(losses) are included as a component of the net change in unrealized appreciation/(depreciation) on options contracts in the Statements of Operations.
For the period ended April 30, 2022, the monthly average cost of the written and purchased options contracts held by the Funds were as follows:
Fund Name | Short Average | Short End | Long Average | Long End | ||||||||||||
Global X NASDAQ 100® Covered Call ETF | $ | (174,311,360 | ) | $ | (216,847,049 | ) | $ | − | $ | − | ||||||
Global X S&P 500® Covered Call ETF | (23,477,960 | ) | (32,844,397 | ) | − | − | ||||||||||
Global X Russell 2000 Covered Call ETF | (27,093,842 | ) | (36,166,352 | ) | − | − | ||||||||||
Global X Dow 30® Covered Call ETF | (107,247 | ) | (193,673 | ) | − | − | ||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | (759,927 | ) | (949,118 | ) | − | − | ||||||||||
Global X S&P 500® Covered Call & Growth ETF | (394,351 | ) | (378,527 | ) | − | − | ||||||||||
Global X S&P 500® Tail Risk ETF | − | − | 53,730 | 54,491 | ||||||||||||
Global X S&P 500® Risk Managed Income ETF | (376,888 | ) | (481,741 | ) | 198,790 | 246,115 | ||||||||||
Global X S&P 500® Collar 95-110 ETF | (9,502 | ) | (17,053 | ) | 92,772 | 106,455 | ||||||||||
Global X NASDAQ 100® Tail Risk ETF | − | − | 85,908 | 42,600 | ||||||||||||
Global X NASDAQ 100® Risk Managed Income ETF | (340,746 | ) | (288,606 | ) | 215,631 | 262,240 | ||||||||||
Global X NASDAQ 100® Collar 95-110 ETF | (36,869 | ) | (54,880 | ) | 111,895 | 130,540 |
5. TAX INFORMATION
The Global X SuperDividend® REIT ETF has a tax year that ends on December 31. The following tax disclosures are representative as of October 31, 2021. Accordingly, the disclosures are for informational use by shareholders and are subject to change attributable to activity through the end of the tax year ending December 31, 2021.
377
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
The amount and character of income and capital gain distributions to be paid, if any, are determined in accordance with Federal income tax regulations, which may differ from U.S. GAAP. As a result, net investment income (loss) and net realized gain (loss) on investment transactions for a reporting period may differ significantly from distributions during such period. These book/tax differences may be temporary or permanent. To the extent these differences are permanent in nature, they are charged or credited to undistributed net investment income (loss), accumulated net realized gain (loss) or paid-in capital, as appropriate, in the period that the differences arise.
The tax character of dividends and distributions declared during the years or periods ended October 31, 2021 and October 31, 2020 were as follows:
Global X Funds | Ordinary Income | Long-Term Capital Gain | Return of Capital | Totals | ||||||||||||
Global X Social Media ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | – | $ | – | ||||||||
2020 | – | – | – | – | ||||||||||||
Global X Lithium & Battery Tech ETF | ||||||||||||||||
2021 | $ | 4,617,167 | $ | – | $ | – | $ | 4,617,167 | ||||||||
2020 | 7,964,116 | – | – | 7,964,116 | ||||||||||||
Global X E-commerce ETF | ||||||||||||||||
2021 | $ | 1,105,636 | $ | – | $ | – | $ | 1,105,636 | ||||||||
2020 | 11,908 | – | – | 11,908 | ||||||||||||
Global X Emerging Markets Internet & E-commerce ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | – | $ | – | ||||||||
Global X SuperDividend® ETF | ||||||||||||||||
2021 | $ | 65,648,210 | $ | – | $ | – | $ | 65,648,210 | ||||||||
2020 | 57,676,007 | – | 6,836,903 | 64,512,910 | ||||||||||||
Global X SuperDividend® U.S. ETF | ||||||||||||||||
2021 | $ | 31,364,614 | $ | – | $ | 3,660,741 | $ | 35,025,355 | ||||||||
2020 | 28,896,892 | – | 9,790,983 | 38,687,875 | ||||||||||||
Global X MSCI SuperDividend® EAFE ETF | ||||||||||||||||
2021 | $ | 542,165 | $ | – | $ | – | $ | 542,165 | ||||||||
2020 | 454,057 | – | 119,148 | 573,205 | ||||||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | ||||||||||||||||
2021 | $ | 2,831,439 | $ | – | $ | – | $ | 2,831,439 | ||||||||
2020 | 1,074,084 | – | 222,316 | 1,296,400 | ||||||||||||
Global X SuperDividend® REIT ETF | ||||||||||||||||
2021 | $ | 21,690,155 | $ | – | $ | 9,729,725 | $ | 31,419,880 | ||||||||
2020 | 17,057,314 | 482,944 | 2,127,168 | 19,667,426 | ||||||||||||
Global X NASDAQ 100® Covered Call ETF | ||||||||||||||||
2021 | $ | 320,053,733 | $ | – | $ | – | $ | 320,053,733 | ||||||||
2020 | 2,834,579 | – | 117,268,361 | 120,102,940 | ||||||||||||
Global X S&P 500® Covered Call ETF | ||||||||||||||||
2021 | $ | 26,627,258 | $ | – | $ | – | $ | 26,627,258 | ||||||||
2020 | 1,539,799 | – | 7,321,411 | 8,861,210 |
378
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
Global X Funds | Ordinary Income | Long-Term Capital Gain | Return of Capital | Totals | ||||||||||||
Global X Russell 2000 Covered Call ETF | ||||||||||||||||
2021 | $ | 21,788,088 | $ | – | $ | – | $ | 21,788,088 | ||||||||
2020 | 82,683 | 74,655 | 1,449,526 | 1,606,864 | ||||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | ||||||||||||||||
2021 | $ | 919,727 | $ | – | $ | – | $ | 919,727 | ||||||||
2020 | – | – | 20,955 | 20,955 | ||||||||||||
Global X S&P 500® Covered Call & Growth ETF | ||||||||||||||||
2021 | $ | 376,497 | $ | – | $ | – | $ | 376,497 | ||||||||
2020 | 2,931 | – | 16,682 | 19,613 | ||||||||||||
Global X SuperIncome™ Preferred ETF | ||||||||||||||||
2021 | $ | 12,037,890 | $ | – | $ | – | $ | 12,037,890 | ||||||||
2020 | 10,818,268 | – | 549,532 | 11,367,800 | ||||||||||||
Global X Renewable Energy Producers ETF | ||||||||||||||||
2021 | $ | 1,677,449 | $ | 177,538 | $ | – | $ | 1,854,987 | ||||||||
2020 | 1,352,385 | – | – | 1,352,385 | ||||||||||||
Global X S&P 500® Catholic Values ETF | ||||||||||||||||
2021 | $ | 5,511,704 | $ | – | $ | – | $ | 5,511,704 | ||||||||
2020 | 4,513,893 | 128,757 | – | 4,642,650 | ||||||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | ||||||||||||||||
2021 | $ | 59,322 | $ | – | $ | – | $ | 59,322 | ||||||||
2020 | – | – | – | – | ||||||||||||
Global X Guru® Index ETF | ||||||||||||||||
2021 | $ | 1,352,859 | $ | – | $ | – | $ | 1,352,859 | ||||||||
2020 | 538,248 | – | 28,732 | 566,980 | ||||||||||||
Global X S&P 500® Tail Risk ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | – | $ | – | ||||||||
Global X S&P 500® Risk Managed Income ETF | ||||||||||||||||
2021 | $ | 51,640 | $ | – | $ | – | $ | 51,640 | ||||||||
Global X S&P 500® Collar 95-110 ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | – | $ | – | ||||||||
Global X NASDAQ 100® Tail Risk ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | – | $ | – | ||||||||
Global X NASDAQ 100® Risk Managed Income ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | 52,273 | $ | 52,273 | ||||||||
Global X NASDAQ 100® Collar 95-110 ETF | ||||||||||||||||
2021 | $ | – | $ | – | $ | – | $ | – |
379
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
Global X Funds | ||||||||||||||||
Global X Social Media ETF | Global X Lithium & Battery Tech ETF | Global X E-commerce ETF | Global X Emerging Markets Internet & E-commerce ETF | |||||||||||||
Undistributed Ordinary Income | $ | – | $ | 9,202,844 | $ | – | $ | – | ||||||||
Undistributed Long-Term Capital Gain | – | – | 613,980 | – | ||||||||||||
Capital Loss Carryforwards | (28,132,536 | ) | (63,831,937 | ) | – | (198,274 | ) | |||||||||
Unrealized Appreciation (Depreciation) on Investments and Foreign Currency | (1,417,828 | ) | 1,737,482,168 | (14,138,587 | ) | (1,464,448 | ) | |||||||||
Late Year Loss Deferral | (1,697,484 | ) | – | (138,055 | ) | (25,979 | ) | |||||||||
Other Temporary Differences | 1 | (7 | ) | (1 | ) | (5 | ) | |||||||||
Total Distributable Earnings (Accumulated Losses) | $ | (31,247,847 | ) | $ | 1,682,853,068 | $ | (13,662,663 | ) | $ | (1,688,706 | ) |
Global X Funds | ||||||||||||||||
Global X SuperDividend® ETF | Global X SuperDividend® U.S. ETF | Global X MSCI SuperDividend® EAFE ETF | Global X MSCI SuperDividend® Emerging Markets ETF | |||||||||||||
Undistributed Ordinary Income | $ | 9,620,906 | $ | – | $ | 113,120 | $ | 1,051,269 | ||||||||
Capital Loss Carryforwards | (539,182,806 | ) | (185,337,870 | ) | (1,391,460 | ) | (6,225,122 | ) | ||||||||
Unrealized Appreciation (Depreciation) on Investments and Foreign Currency | (14,921,184 | ) | 90,841,482 | 364,649 | (3,219,585 | ) | ||||||||||
Other Temporary Differences | (18 | ) | 6 | (3 | ) | (2 | ) | |||||||||
Total Accumulated Losses | $ | (544,483,102 | ) | $ | (94,496,382 | ) | $ | (913,694 | ) | $ | (8,393,440 | ) |
Global X Funds | ||||||||||||||||
Global X SuperDividend® REIT ETF(1) | Global X NASDAQ 100® Covered Call ETF | Global X S&P 500® Covered Call ETF | Global X Russell 2000 Covered Call ETF | |||||||||||||
Undistributed Ordinary Income | $ | – | $ | 131,295,980 | $ | 2,004,805 | $ | 9,982,417 | ||||||||
Capital Loss Carryforwards | (200,308,013 | ) | – | – | – | |||||||||||
Unrealized Depreciation on Investments and Foreign Currency | (28,695,167 | ) | – | – | – | |||||||||||
Other Temporary Differences | (2,376,001 | ) | 7 | 5,381 | 6 | |||||||||||
Total Distributable Earnings (Accumulated Losses) | $ | (231,379,181 | ) | $ | 131,295,987 | $ | 2,010,186 | $ | 9,982,423 |
(1) | The Global X SuperDividend® REIT ETF has a tax year that ends on December 31. |
380
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
Global X Funds | ||||||||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | Global X S&P 500® Covered Call & Growth ETF | Global X SuperIncome™ Preferred ETF | Global X Renewable Energy Producers ETF | |||||||||||||
Undistributed Ordinary Income | $ | 2,838,227 | $ | 1,299,834 | $ | 457,430 | $ | 465,503 | ||||||||
Undistributed Long-Term Capital Gain | – | 2,570 | – | – | ||||||||||||
Capital Loss Carryforwards | – | – | (58,846,382 | ) | (2,081,509 | ) | ||||||||||
Unrealized Appreciation (Depreciation) on Investments and Foreign Currency | – | – | 5,619,780 | (511,888 | ) | |||||||||||
Other Temporary Differences | (1 | ) | – | 3 | 5 | |||||||||||
Total Distributable Earnings (Accumulated Losses) | $ | 2,838,226 | $ | 1,302,404 | $ | (52,769,169 | ) | $ | (2,127,889 | ) |
Global X Funds | ||||||||||||
Global X S&P 500® Catholic Values ETF | Global X S&P Catholic Values Developed ex-U.S. ETF | Global X Guru® Index ETF | ||||||||||
Undistributed Ordinary Income | $ | 2,153,515 | $ | 87,737 | $ | 4,425 | ||||||
Undistributed Long-Term Capital Gain | 863,038 | 15,110 | – | |||||||||
Capital Loss Carryforwards | – | – | (5,779,354 | ) | ||||||||
Unrealized Appreciation on Investments and Foreign Currency | 175,044,230 | 685,321 | 6,895,905 | |||||||||
Other Temporary Differences | 4 | 2 | (559 | ) | ||||||||
Total Distributable Earnings | $ | 178,060,787 | $ | 788,170 | $ | 1,120,417 |
Global X Funds | ||||||||||||
Global X S&P 500® Tail Risk ETF | Global X S&P 500® Risk Managed Income ETF | Global X S&P 500® Collar 95-110 ETF | ||||||||||
Undistributed Ordinary Income | $ | 73,485 | $ | 36,462 | $ | 50,940 | ||||||
Undistributed Long-Term Capital Gain | 4,518 | – | 334 | |||||||||
Other Temporary Differences | – | 1 | 1 | |||||||||
Total Distributable Earnings | $ | 78,003 | $ | 36,463 | $ | 51,275 |
381
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
Global X Funds | ||||||||||||
Global X NASDAQ 100® Tail Risk ETF | Global X NASDAQ 100® Risk Managed Income ETF | Global X NASDAQ 100® Collar 95-110 ETF | ||||||||||
Undistributed Ordinary Income | $ | 63,330 | $ | – | $ | 51,836 | ||||||
Undistributed Long-Term Capital Gain | – | – | 2,343 | |||||||||
Capital Loss Carryforwards | – | (5,450 | ) | – | ||||||||
Late Year Loss Deferral | – | (940 | ) | – | ||||||||
Other Temporary Differences | – | – | 2 | |||||||||
Total Distributable Earnings (Accumulated Losses) | $ | 63,330 | $ | (6,390 | ) | $ | 54,181 |
For taxable years beginning after December 22, 2010, a Registered Investment Company within the meaning of the 1940 Act is permitted to carry forward net capital losses to offset capital gains realized in later years, and the losses carried forward retain their original character as either long-term or short-term losses. Losses carried forward under these provisions are as follows:
Short-Term Loss | Long-Term Loss | Total * | ||||||||||
Global X Social Media ETF | $ | 10,937,731 | $ | 17,194,805 | $ | 28,132,536 | ||||||
Global X Lithium & Battery Tech ETF | – | 63,831,937 | 63,831,937 | |||||||||
Global X Emerging Markets Internet & E-commerce ETF | 198,274 | – | 198,274 | |||||||||
Global X SuperDividend® ETF | 196,838,358 | 342,344,448 | 539,182,806 | |||||||||
Global X SuperDividend® U.S. ETF | 135,731,524 | 49,606,346 | 185,337,870 | |||||||||
Global X MSCI SuperDividend® EAFE ETF | – | 1,391,460 | 1,391,460 | |||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 3,110,894 | 3,114,228 | 6,225,122 | |||||||||
Global X SuperDividend® REIT ETF | 157,576,754 | 42,731,259 | 200,308,013 | |||||||||
Global X SuperIncome™ Preferred ETF | 14,218,863 | 44,627,519 | 58,846,382 | |||||||||
Global X Renewable Energy Producers ETF | 405,177 | 1,676,332 | 2,081,509 | |||||||||
Global X Guru® Index ETF | 5,779,354 | – | 5,779,354 | |||||||||
Global X NASDAQ 100® Risk Managed Income ETF | 2,180 | 3,270 | 5,450 |
382
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
During the year ended October 31, 2021, the following Funds utilized capital loss carryforwards to offset capital gains amounting to:
Short-Term Loss | Long-Term Loss | Total | ||||||||||
Global X Social Media ETF | $ | – | $ | 3,339,255 | $ | 3,339,255 | ||||||
Global X Lithium & Battery Tech ETF | 26,035,129 | 64,776,767 | 90,811,896 | |||||||||
Global X SuperDividend® ETF | 48,915,810 | 14,853,324 | 63,769,134 | |||||||||
Global X SuperDividend® U.S. ETF | 32,460,722 | 2,349,841 | 34,810,563 | |||||||||
Global X MSCI SuperDividend® EAFE ETF | 817,164 | 352,232 | 1,169,396 | |||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 1,160,861 | 414,784 | 1,575,645 | |||||||||
Global X NASDAQ 100® Covered Call ETF | 16,425,608 | 24,638,412 | 41,064,020 | |||||||||
Global X S&P 500® Covered Call ETF | 13,227,988 | 19,848,520 | 33,076,508 | |||||||||
Global X Russell 2000 Covered Call ETF | 566,196 | 801,805 | 1,368,001 | |||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | 45,654 | 68,481 | 114,135 | |||||||||
Global X S&P 500® Covered Call & Growth ETF | 28,095 | 42,122 | 70,217 | |||||||||
Global X SuperIncome™ Preferred ETF | 4,008,352 | 1,656,031 | 5,664,383 | |||||||||
Global X S&P 500® Catholic Values ETF | – | 205,691 | 205,691 | |||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | 3,244 | – | 3,244 | |||||||||
Global X Guru® Index ETF | 10,813,764 | – | 10,813,764 |
The Federal tax cost and aggregate gross unrealized appreciation and depreciation on investments held by the Funds at April 30, 2022 were as follows:
Global X Funds | Federal Tax Cost | Aggregated Gross Unrealized Appreciation | Aggregated Gross Unrealized Depreciation | Net Unrealized Appreciation (Depreciation) | ||||||||||||
Global X Social Media ETF | $ | 329,596,897 | $ | 15,803,956 | $ | (124,983,848 | ) | $ | (109,179,892 | ) | ||||||
Global X Lithium & Battery Tech ETF | 4,260,114,378 | 682,062,914 | (512,063,988 | ) | 169,998,926 | |||||||||||
Global X Disruptive Materials ETF | 5,562,067 | 31,920 | (629,199 | ) | (597,279 | ) | ||||||||||
Global X E-commerce ETF | 156,153,099 | 1,191,918 | (72,979,353 | ) | (71,787,435 | ) | ||||||||||
Global X Emerging Markets Internet & E-commerce ETF | 5,010,288 | 6,522 | (2,393,227 | ) | (2,386,705 | ) | ||||||||||
Global X SuperDividend® ETF | 1,015,347,469 | 39,449,410 | (164,680,667 | ) | (125,231,257 | ) | ||||||||||
Global X SuperDividend® U.S. ETF | 664,510,944 | 93,197,198 | (41,990,945 | ) | 51,206,253 | |||||||||||
Global X MSCI SuperDividend® EAFE ETF | 11,268,916 | 739,171 | (895,084 | ) | (155,913 | ) | ||||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | 78,209,437 | 9,929,964 | (15,276,996 | ) | (5,347,032 | ) | ||||||||||
Global X SuperDividend® REIT ETF | 391,657,826 | 14,086,982 | (28,050,953 | ) | (13,963,971 | ) | ||||||||||
Global X NASDAQ 100® Covered Call ETF | 6,928,281,396 | 589,003,591 | (608,063,905 | ) | (19,060,314 | ) | ||||||||||
Global X S&P 500® Covered Call ETF | 1,593,418,648 | 54,767,208 | (115,277,615 | ) | (60,510,407 | ) | ||||||||||
Global X Russell 2000 Covered Call ETF | 1,347,753,022 | 3,214,750 | (66,718,949 | ) | (63,504,199 | ) | ||||||||||
Global X Dow 30® Covered Call ETF | 12,154,435 | 101,694 | (497,786 | ) | (396,092 | ) | ||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | 70,136,815 | 702,640 | (10,637,378 | ) | (9,934,738 | ) | ||||||||||
Global X S&P 500® Covered Call & Growth ETF | 38,494,497 | 1,362,148 | (4,554,921 | ) | (3,192,773 | ) |
383
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
5. TAX INFORMATION (continued)
Global X Funds | Federal Tax Cost | Aggregated Gross Unrealized Appreciation | Aggregated Gross Unrealized Depreciation | Net Unrealized Appreciation (Depreciation) | ||||||||||||
Global X SuperIncome™ Preferred ETF | $ | 219,465,221 | $ | 3,615,348 | $ | (16,504,957 | ) | $ | (12,889,609 | ) | ||||||
Global X Renewable Energy Producers ETF | 136,468,742 | 10,689,611 | (27,549,294 | ) | (16,859,683 | ) | ||||||||||
Global X S&P 500® Catholic Values ETF | 495,290,207 | 114,499,174 | (17,153,745 | ) | 97,345,429 | |||||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | 6,428,454 | 329,700 | (513,878 | ) | (184,178 | ) | ||||||||||
Global X Guru® Index ETF | 63,355,648 | 3,484,771 | (11,936,685 | ) | (8,451,914 | ) | ||||||||||
Global X S&P 500® Tail Risk ETF | 3,296,602 | 171,351 | (411,132 | ) | (239,781 | ) | ||||||||||
Global X S&P 500® Risk Managed Income ETF | 23,729,186 | 645,133 | (2,765,304 | ) | (2,120,171 | ) | ||||||||||
Global X S&P 500® Collar 95-110 ETF | 4,021,222 | 169,790 | (452,907 | ) | (283,117 | ) | ||||||||||
Global X NASDAQ 100® Tail Risk ETF | 2,424,642 | 26,321 | (471,986 | ) | (445,665 | ) | ||||||||||
Global X NASDAQ 100® Risk Managed Income ETF | 14,567,429 | 93,635 | (2,915,215 | ) | (2,821,580 | ) | ||||||||||
Global X NASDAQ 100® Collar 95-110 ETF | 4,467,183 | 62,297 | (763,117 | ) | (700,820 | ) |
The preceding differences between book and tax cost are primarily due to mark-to-market treatment of passive foreign investment companies, mixed straddles, MLP adjustments and wash sales.
6. CONCENTRATION OF RISKS
The Funds invest in securities of foreign issuers in various countries. These investments may involve certain considerations and risks not typically associated with investments in the United States as a result of, among other factors, the possibility of future political and economic developments, the level of governmental supervision and regulation of securities markets in the respective countries.
The securities markets of emerging countries are less liquid, subject to greater price volatility, and have a smaller market capitalization than those of U.S. securities markets. In certain countries, there may be fewer publicly traded securities and the market may be dominated by a few issuers or sectors. Issuers and securities markets in such countries are not subject to as extensive and frequent accounting, financial and other reporting requirements or as comprehensive government regulations as are issuers and securities markets in the United States. In particular, the assets and profits appearing on the financial statements of emerging country issuers may not reflect their financial position or results of operations in the same manner as financial statements for U.S. issuers. Substantially less information may be publicly available about emerging country issuers than is available about issuers in the United States.
The Funds may be subject to taxes imposed by countries in which they invest. Such taxes are generally based on either income or gains earned or repatriated. The Funds accrue and apply such taxes to net investment income, net realized gains and net unrealized gains as income and/or capital gains are earned.
384
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
6. CONCENTRATION OF RISKS (continued)
Except for the Global X Russell 2000® Covered Call, which uses a representative sampling strategy, the Funds use a replication strategy. A replication strategy is an indexing strategy that involves investing in the securities of an underlying index in approximately the same proportions as in the underlying index. A representative sampling strategy is an indexing strategy that involves investing in a representative sample of securities (including indirect investments through underlying ETFs) that collectively has an investment profile similar to an underlying index in terms of key risk factors, performance attributes and other characteristics. Each Fund may utilize a representative sampling strategy with respect to its underlying index when a replication strategy might be detrimental to its shareholders, such as when there are practical difficulties or substantial costs involved in compiling a portfolio of equity securities to follow their underlying index, or, in certain instances, when securities in the underlying index become temporarily illiquid, unavailable or less liquid, or due to legal restrictions (such as diversification requirements that apply to a Fund but not the underlying index).
The elimination of the London Inter-Bank Offered Rate (“LIBOR”) may adversely affect the interest rates on, and value of, certain Fund investments for which the value is tied to LIBOR. The U.K. Financial Conduct Authority has announced that it intends to stop compelling or inducing banks to submit LIBOR rates after 2021. On March 5, 2021, the administrator of LIBOR clarified that the publication of LIBOR on a representative basis will cease for the one-week and two-month U.S. dollar LIBOR settings immediately after December 31, 2021, and for the remaining U.S. dollar LIBOR settings immediately after June 30, 2023. Alternatives to LIBOR are established or in development in most major currencies, including the Secured Overnight Financing Rate (“SOFR”), which is intended to replace U.S. dollar LIBOR. Markets are slowly developing in response to these new rates. Questions regarding the impact of this transition remain a concern for the Fund. Accordingly, it is difficult to predict the full impact of the transition away from LIBOR on the Funds until new reference rates and fallbacks for both legacy and new products, instruments and contracts are commercially accepted. Please refer to each Fund’s prospectus and statement of additional information (“SAI”) for a more complete description of risks.
7. LOANS OF PORTFOLIO SECURITIES
Each Fund may lend portfolio securities having a market value up to one-third of its total assets. Security loans made pursuant to a securities lending agreement with BBH are initially required to be secured by collateral equal to at least 102% of the value of domestic equity securities and American Depositary Receipts (“ADRs”) and 105% of the value of foreign equity securities (other than ADRs). Such collateral received in connection with these loans will be cash and can be invested in repurchase agreements, short term investments or U.S. Treasury obligations, and is recognized in the Schedules of Investments and Statements of Assets and Liabilities. The obligation to return securities lending collateral is also recognized as a liability in the Statements of Assets
385
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
7. LOANS OF PORTFOLIO SECURITIES (continued)
and Liabilities. It is the Funds’ policy to obtain additional collateral from or return excess collateral to the borrower by the end of the next business day, following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than the value of the securities on loan.
Lending securities entails a risk of loss to the Funds if and to the extent that the market value of the securities loans were to increase and the borrower did not increase the collateral accordingly, and the borrower failed to return the securities. In the event the borrower may not provide additional collateral when required or may not return the securities when due, the securities lending agency agreement requires the lending agent to indemnify the Funds by replacing either the security or the security’s current market value to the Funds. The Funds could suffer a loss if the value of an investment purchased with cash collateral falls below the market value of loaned securities or if the value of an investment purchased with cash collateral falls below the value of the original cash collateral received. The Funds could also experience delays and costs in gaining access to the collateral. The Funds bear the risk of any deficiency in the amount of the collateral available for return to the borrower due to any loss on the collateral invested.
As of April 30, 2022, the following Funds had securities on loan, by counterparty:
Market Value | Cash Collateral | |||||||
Global X Social Media ETF | ||||||||
BofA Securities, Inc. | $ | 3,624,052 | $ | 3,438,317 | (1) | |||
Citigroup | 514,044 | 478,371 | (1) | |||||
Morgan Stanley | 497,437 | 511,266 | ||||||
SG Americas Securities LLC | 1,814 | 1,930 | ||||||
Total | $ | 4,637,347 | $ | 4,429,884 | ||||
Global X Lithium & Battery Tech ETF | ||||||||
Barclays Capital | $ | 4,682,752 | $ | 5,007,440 | ||||
BMO Capital Markets | 473,112 | 495,767 | ||||||
BNP Paribas Securities Corp | 13,368,432 | 13,951,825 | ||||||
BofA Securities, Inc. | 35,380,996 | 37,605,129 | ||||||
Citigroup | 33,294,142 | 34,673,694 | ||||||
Credit Suisse | 3,836,354 | 4,001,251 | ||||||
Goldman Sachs & Co. | 26,916,481 | 27,778,357 | ||||||
JPMorgan | 14,099,002 | 14,874,800 | ||||||
Morgan Stanley | 16,494,926 | 17,650,272 | ||||||
Scotia Capital | 7,579,935 | 7,904,266 | ||||||
SG Americas Securities LLC | 788,918 | 1,047,296 | ||||||
UBS Securities LLC | 9,739,518 | 10,174,500 | ||||||
Total | $ | 166,654,568 | $ | 175,164,597 |
386
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
7. LOANS OF PORTFOLIO SECURITIES (continued)
Market Value | Cash Collateral | |||||||
Global X E-commerce ETF | ||||||||
Barclays Capital | $ | 100,150 | $ | 104,859 | ||||
BNP Paribas Securities Corp | 231,173 | 242,535 | ||||||
BofA Securities, Inc. | 463,130 | 507,929 | ||||||
Citigroup | 233,892 | 263,194 | ||||||
Credit Suisse | 193,434 | 217,257 | ||||||
Goldman Sachs & Co. | 100,022 | 110,578 | ||||||
Morgan Stanley | 398,004 | 422,280 | ||||||
UBS Securities LLC | 333,581 | 764,702 | ||||||
Total | $ | 2,053,386 | $ | 2,633,334 | ||||
Global X SuperDividend® ETF | ||||||||
Barclays Capital | $ | 10,309,646 | $ | 12,491,346 | ||||
BNP Paribas Securities Corp | 3,263,722 | 3,463,200 | ||||||
BofA Securities, Inc. | 79,975 | 85,000 | ||||||
Citigroup | 10,104,183 | 10,286,036 | (1) | |||||
Goldman Sachs & Co. | 12,998,541 | 14,295,770 | ||||||
JPMorgan | 2,268,925 | 2,516,932 | ||||||
Morgan Stanley | 22,112,473 | 24,345,849 | ||||||
National Financial Services | 207,889 | 255,812 | ||||||
Scotia Capital | 284,012 | 362,000 | ||||||
UBS Securities LLC | 2,357,075 | 2,496,115 | ||||||
Total | $ | 63,986,441 | $ | 70,598,060 | ||||
Global X SuperDividend® U.S. ETF | ||||||||
BMO Capital Markets | $ | 2,213,065 | $ | 2,305,380 | ||||
BofA Securities, Inc. | 6,568,861 | 7,048,778 | ||||||
Goldman Sachs & Co. | 4,513,298 | 4,754,218 | ||||||
JPMorgan | 201,116 | 212,350 | ||||||
Morgan Stanley | 7,555,028 | 8,238,430 | ||||||
Total | $ | 21,051,368 | $ | 22,559,156 | ||||
Global X SuperDividend® REIT ETF | ||||||||
Goldman Sachs & Co. | $ | 834,259 | $ | 866,497 | ||||
JPMorgan | 3,924,414 | 4,110,600 | ||||||
Nomura Securities | 1,658,777 | 1,756,800 | ||||||
Scotia Capital | 2,856,207 | 3,024,990 | ||||||
UBS Securities LLC | 4,662,462 | 4,852,740 | ||||||
Total | $ | 13,936,119 | $ | 14,611,627 |
387
Notes to Financial Statements (Continued) | ||
April 30, 2022 (Unaudited) |
7. LOANS OF PORTFOLIO SECURITIES (continued)
Market Value | Cash Collateral | |||||||
Global X SuperIncome™ Preferred ETF | ||||||||
BNP Paribas Securities Corp | $ | 2,175,117 | $ | 2,220,696 | (1) | |||
Wells Fargo | 132,192 | 137,700 | ||||||
Total | $ | 2,307,309 | $ | 2,358,396 | ||||
Global X Renewable Energy Producers ETF | ||||||||
Barclays Capital | $ | 257,115 | $ | 256,200 | (1) | |||
BNP Paribas Securities Corp | 65,667 | 69,915 | ||||||
BofA Securities, Inc. | 490,364 | 512,504 | ||||||
Total | $ | 813,146 | $ | 838,619 | ||||
Global X Guru® Index ETF | ||||||||
Citigroup | $ | 781,060 | $ | 786,714 | (1) | |||
JPMorgan | 446,164 | 429,550 | (1) | |||||
Total | $ | 1,227,224 | $ | 1,216,264 |
(1) | It is the Funds’ policy to obtain additional collateral from or return excess collateral to the borrower by the end of the next business day, following the valuation date of the securities loaned. Therefore, the value of the collateral held may be temporarily less than the value of the securities on loan. |
8. CONTRACTUAL OBLIGATIONS
The Funds enter into contracts in the normal course of business that contain a variety of indemnifications. The Funds’ maximum exposure under these contracts is unknown; however, the Funds have not had prior gains or losses pursuant to these contracts. Management has reviewed the Funds’ existing contracts and expects the risk of loss to be remote.
Pursuant to the Trust’s organizational documents, the Trustees of the Trust (the “Trustees”) and the Trust’s officers are indemnified against certain liabilities that may arise out of the performance of their duties.
388
Notes to Financial Statements (Concluded) | ||
April 30, 2022 (Unaudited) |
9. REGULATORY MATTERS
In December 2020, the SEC adopted a new rule providing a framework for fund valuation practices (“Rule 2a-5”). Rule 2a-5 establishes requirements for determining fair value in good faith for purposes of the 1940 Act. Rule 2a-5 will permit fund boards to designate certain parties to perform fair value determinations, subject to board oversight and certain other conditions. Rule 2a-5 also defines when market quotations are “readily available” for purposes of the 1940 Act and the threshold for determining whether a fund must fair value a security. In connection with Rule 2a-5, the SEC also adopted a related recordkeeping rule, (together with Rule 2a-5, the “Rules”) and is rescinding previously issued guidance, including with respect to the role of a board in determining fair value and the accounting and auditing of fund investments. The Funds will be required to comply with the Rules by September 8, 2022. Management is currently assessing the potential impact of the new Rules on the Funds’ financial statements.
10. SUBSEQUENT EVENTS
The Funds have been evaluated by management regarding the need for additional disclosures and/or adjustments resulting from subsequent events. Based on this evaluation, no additional adjustments were required to the financial statements.
389
Disclosure of Fund Expenses (Unaudited) | ||
All ETFs (such as the Funds) have operating expenses. As a shareholder of an ETF, your investment is affected by these ongoing costs, which include (among others) costs for ETF management, administrative services, commissions, and shareholder reports like this one. It is important for you to understand the impact of these costs on your investment returns. In addition, a shareholder is responsible for brokerage fees as a result of the shareholder’s investment in a Fund.
Operating expenses such as these are deducted from a Fund’s gross income and directly reduce their final investment returns. These expenses are expressed as a percentage of the Fund’s average net assets; this percentage is known as the Fund’s expense ratio.
The following examples use the expense ratio and are intended to help you understand the ongoing costs (in dollars) of investing in a Fund and to compare these costs with those of other funds. The examples are based on an investment of $1,000 made at the beginning of the period shown and held for the entire period (November 1, 2021 through April 30, 2022).
The table on the next page illustrates the Funds’ costs in two ways:
Actual Fund Return. This section helps you to estimate the actual expenses that your Fund incurred over the period. The “Expenses Paid During Period” column shows the actual dollar expense cost incurred by a $1,000 investment in the Fund, and the “Ending Account Value” number is derived from deducting that expense cost from the Fund’s gross investment return.
You can use this information, together with the actual amount you invested in the Fund, to estimate the expenses you paid over that period. Simply divide your actual account value by $1,000 to arrive at a ratio (for example, an $8,600 account value divided by $1,000 = 8.6), then multiply that ratio by the number shown for your Fund under “Expenses Paid During Period.”
Hypothetical 5% Return. This section helps you compare your Fund’s costs with those of other funds. It assumes that the Fund had an annual 5% return before expenses during the year, but that the expense ratio (Column 3) for the period is unchanged. This example is useful in making comparisons because the Securities and Exchange Commission requires all funds to make this 5% calculation. You can assess your Fund’s comparative cost by comparing the hypothetical result for your Fund in the “Expenses Paid During Period” column with those that appear in the same charts in the shareholder reports for other funds.
NOTE: Because the return is set at 5% for comparison purposes — NOT your Fund’s actual return — the account values shown may not apply to your specific investment.
390
Disclosure of Fund Expenses (Unaudited) | ||
Beginning Account Value 11/1/2021 | Ending Account Value 4/30/2022 | Annualized Expense Ratios | Expenses Paid During Period(1) | |||||||||||||
Global X Social Media ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 626.20 | 0.65 | % | $ | 2.62 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.57 | 0.65 | 3.26 | ||||||||||||
Global X Lithium & Battery Tech ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 730.90 | 0.75 | % | $ | 3.22 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.08 | 0.75 | 3.76 | ||||||||||||
Global X Disruptive Materials ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 952.40 | 0.59 | % | $ | 1.19 | (2) | |||||||
Hypothetical 5% Return | 1,000.00 | 1.51 | 0.59 | 1.56 | ||||||||||||
Global X E-commerce ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 629.40 | 0.50 | % | $ | 2.02 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,022.32 | 0.50 | 2.51 | ||||||||||||
Global X Emerging Markets Internet & E-commerce ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 608.80 | 0.65 | % | $ | 2.59 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.57 | 0.65 | 3.26 | ||||||||||||
Global X SuperDividend® ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 862.80 | 0.58 | % | $ | 2.68 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.92 | 0.58 | 2.91 | ||||||||||||
Global X SuperDividend® U.S. ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 1,035.00 | 0.45 | % | $ | 2.27 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,022.56 | 0.45 | 2.26 | ||||||||||||
Global X MSCI SuperDividend® EAFE ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 985.00 | 0.55 | % | $ | 2.71 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,022.07 | 0.55 | 2.76 | ||||||||||||
Global X MSCI SuperDividend® Emerging Markets ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 891.10 | 0.65 | % | $ | 3.05 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.57 | 0.65 | 3.26 | ||||||||||||
Global X SuperDividend® REIT ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 919.30 | 0.58 | % | $ | 2.76 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.92 | 0.58 | 2.91 | ||||||||||||
Global X NASDAQ 100® Covered Call ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 908.20 | 0.60 | % | $ | 2.84 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 |
391
Disclosure of Fund Expenses (Unaudited) | ||
Beginning Account Value 11/1/2021 | Ending Account Value 4/30/2022 | Annualized Expense Ratios | Expenses Paid During Period(1) | |||||||||||||
Global X S&P 500® Covered Call ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 978.10 | 0.60 | % | $ | 2.94 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 | ||||||||||||
Global X Russell 2000 Covered Call ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 934.90 | 0.50 | % | $ | 2.40 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,022.32 | 0.50 | 2.51 | ||||||||||||
Global X Dow 30® Covered Call ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 1,025.80 | 0.60 | % | $ | 1.10 | (3) | |||||||
Hypothetical 5% Return | 1,000.00 | 1,007.96 | 0.60 | 1.09 | ||||||||||||
Global X Nasdaq 100® Covered Call & Growth ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 858.20 | 0.60 | % | $ | 2.76 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 | ||||||||||||
Global X S&P 500® Covered Call & Growth ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 940.90 | 0.60 | % | $ | 2.89 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 | ||||||||||||
Global X SuperIncome™ Preferred ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 925.70 | 0.58 | % | $ | 2.77 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.92 | 0.58 | 2.91 | ||||||||||||
Global X Renewable Energy Producers ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 894.60 | 0.65 | % | $ | 3.05 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.57 | 0.65 | 3.26 | ||||||||||||
Global X S&P 500® Catholic Values ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 889.60 | 0.29 | % | $ | 1.36 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,023.36 | 0.29 | 1.45 | ||||||||||||
Global X S&P Catholic Values Developed ex-U.S. ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 849.70 | 0.35 | % | $ | 1.61 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,023.06 | 0.35 | 1.76 | ||||||||||||
Global X Guru® Index ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 738.10 | 0.75 | % | $ | 3.23 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.08 | 0.75 | 3.76 | ||||||||||||
Global X S&P 500® Tail Risk ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 892.90 | 0.60 | % | $ | 2.82 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 |
392
Disclosure of Fund Expenses (Unaudited) | ||
Beginning Account Value 11/1/2021 | Ending Account Value 4/30/2022 | Annualized Expense Ratios | Expenses Paid During Period(1) | |||||||||||||
Global X S&P 500® Risk Managed Income ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 955.10 | 0.60 | % | $ | 2.91 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 | ||||||||||||
Global X S&P 500® Collar 95-110 ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 903.80 | 0.60 | % | $ | 2.83 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 | ||||||||||||
Global X NASDAQ 100® Tail Risk ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 822.80 | 0.60 | % | $ | 2.71 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 | ||||||||||||
Global X NASDAQ 100® Risk Managed Income ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 900.00 | 0.60 | % | $ | 2.87 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.77 | 0.60 | 3.06 | ||||||||||||
Global X NASDAQ 100® Collar 95-110 ETF | ||||||||||||||||
Actual Fund Return | $ | 1,000.00 | $ | 885.80 | 0.60 | % | $ | 2.81 | ||||||||
Hypothetical 5% Return | 1,000.00 | 1,021.82 | 0.60 | 3.01 |
(1) | Expenses are equal to the Fund’s annualized expense ratio multiplied by the average account value over the period, multiplied 181/365 (to reflect the one-half year period), unless otherwise noted. |
(2) | Expenses are equal to the Fund’s annualized expense ratio multiplied by the average account value over the period, multiplied 96/365 (to reflect the one-half year period), unless otherwise note. |
(3) | Expenses are equal to the Fund’s annualized expense ratio multiplied by the average account value over the period, multiplied 66/365 (to reflect the one-half year period), unless otherwise note. |
393
Approval of Investment Advisory Agreement (Unaudited) | ||
Section 15(c) of the Investment Company Act of 1940, as amended (“1940 Act”), requires that the board of trustees of an exchange-traded fund (“ETF”), including a majority of those trustees who are not “interested persons” of the ETF, as defined in the 1940 Act (“Independent Trustees”), consider on an initial basis and periodically thereafter (as required by the 1940 Act), at an in person meeting called for such purpose, the terms of each ETF’s investment advisory agreement and whether to approve entering into, or renewing, each agreement.
At a Board meeting of the Global X Funds (the “Trust”) held by videoconference on November 12, 20211 (the “New Fund Board Meeting”), the Board of Trustees (the “Board”) (including the Trust’s Independent Trustees, voting separately) considered and unanimously approved (i) the initial Investment Advisory Agreement (the “New Investment Advisory Agreement”) for the Global X Dow 30® Covered Call ETF(the “New Fund”) and (ii) the initial Supervision and Administration Agreement between the Trust (the “New Supervision and Administration Agreement”), on behalf of the New Fund, and Global X Management Company LLC (“Global X Management”). The New Investment Advisory Agreement and New Supervision and Administration Agreement are referred to collectively as the “New Fund Agreements.”
At a Board meeting of the Trust held via videoconference November 12, 20211, called for such purpose, the Board (including the Trust’s Independent Trustees, voting separately) considered and unanimously approved the continuation of (i) the Investment Advisory Agreement (“Renewal Investment Advisory Agreement”) for each Fund included in this Annual Report (each, a “Renewal Fund”); and (ii) the Supervision and Administration Agreement between the Trust (“Renewal Supervision and Administration Agreement”), on behalf of each Renewal Fund, and Global X Management. The Renewal Investment Advisory Agreement and the Renewal Supervision and Administration Agreement are referred to herein as the “Renewal Agreements.”
In advance of the Board meetings, the Board (including the Trust’s Independent Trustees) and the Independent Trustees’ independent legal counsel requested (in writing) detailed information from Global X Management in connection with the Board’s consideration of the Renewal Agreements and New Fund Agreements and received and reviewed written responses from Global X Management and supporting materials relating to those requests for information. In the course of their consideration of the Renewal Agreements and New Fund Agreements, the Trust’s Independent Trustees were advised by their independent legal counsel and, in addition to meetings with management of Global X Management, the Independent Trustees met separately in executive sessions with their counsel.
1 | This meeting was held via videoconference in reliance on an exemptive order issued by the Securities and Exchange Commission on March 25, 2020. Reliance on the exemptive order is necessary and appropriate due to circumstances related to current or potential effects of COVID-19. All Trustees participating in the videoconference meeting were able to hear each other simultaneously during the meeting. Reliance on the exemptive order requires Trustees, including a majority of the Independent Trustees, to ratify actions taken pursuant to the exemptive order by vote cast at the next in-person meeting. |
394
Approval of Investment Advisory Agreement (Unaudited) | ||
NEW FUND AGREEMENTS
In determining to approve the New Fund Agreements for the New Fund, the Board considered a variety of factors, including the factors discussed in greater detail below.
Nature, Extent and Quality of Services
With respect to this factor, the Board considered:
– | the terms of the New Fund Agreements and the range of services proposed to be provided to the New Fund in accordance with the New Fund Agreements; |
– | Global X Management’s key personnel and the portfolio managers who would provide investment advisory, supervision and administrative services to the New Fund; |
– | Global X Management’s responsibilities under the New Fund Agreements to, among other things, (i) manage the investment operations of the New Fund and the composition of the New Fund’s assets, including the purchase, retention and disposition of its holdings, (ii) provide quarterly reports to the Trust’s officers and the Board and other reports as the Board deems necessary or appropriate, (iii) vote proxies, exercise consents, and exercise all other rights appertaining to securities and assets held by the New Fund, (iv) select broker-dealers to execute portfolio transactions for the New Fund when necessary, (v) assist in the preparation and filing of reports and proxy statements (if any) to the shareholders of the New Fund, and the periodic updating of the registration statements, prospectuses, statements of additional information, and other reports and documents for the New Fund that are required to be filed by the Trust with the U.S. Securities and Exchange Commission (“SEC”) and other regulatory or governmental bodies, and (vi) monitor anticipated purchases and redemptions of the shares (including Creation Units) of the New Fund by shareholders and new investors; |
– | the nature, extent and quality of all of the services (including advisory, administrative and compliance services) that are proposed to be provided by Global X Management or made available to the New Fund; and |
– | the quality of Global X Management’s resources and personnel that would be made available to the New Fund, including Global X Management’s experience and the professional qualifications of Global X Management’s key personnel. |
Based on these considerations, the Board concluded, at the New Fund Board Meeting, that it was satisfied with the nature, extent and quality of the services proposed to be provided to the New Fund by Global X Management.
395
Approval of Investment Advisory Agreement (Unaudited) | ||
Performance
The Board determined that, because the New Fund had not yet begun investment operations as of the date of the New Fund Board Meeting, meaningful data relating to the investment performance of the New Fund was not available and, therefore, could not be a factor in approving the New Fund Agreements.
Cost of Services and Profitability
With respect to this factor, the Board considered:
– | Global X Management’s expected costs to provide investment management, supervision and administrative and related services to the New Fund; |
– | the management fee (including the proposed investment advisory fee) (“Management Fee”) that was proposed to be borne by the New Fund under the respective New Fund Agreement for the various investment advisory, supervisory and administrative services that the New Fund require under a unitary fee structure (including the types of fees and expenses that are not included within the unitary fee and would be borne by the New Fund); and |
– | the expected profitability to Global X Management, if any, from all of the services proposed to be provided to the New Fund by Global X Management and all aspects of the relationship between Global X Management and the New Fund. |
Based on these considerations, the Board concluded that the proposed Management Fee to be paid by the New Fund to Global X Management, in light of the nature, extent and quality of the services to be provided, was reasonable and in the best interests of the New Fund’s shareholders.
Comparison of Fees and Services
With respect to this factor, the Board considered:
– | comparative information with respect to the proposed Management Fee to be paid to Global X Management by the New Fund. In connection with this consideration, Global X Management provided the Board with comparative expense data for the New Fund, including fees and expenses paid by unaffiliated similar specialized and/or focused ETFs, and/or other similar registered funds. The Board considered Global X Management’s detailed |
396
Approval of Investment Advisory Agreement (Unaudited) | ||
explanation of the proposed fee structures of any New Fund that was above the average or median for the New Fund’s peer group; | |
– | the structure of the unitary Management Fee (which includes as one component the investment advisory fee for the Renewal Funds) and the current total expense ratios for the Renewal Funds. In this regard, the Board took into consideration that the purpose of adopting a unitary Management Fee structure for the Renewal Funds was to create a simple, all-inclusive fee that would provide a level of predictability with respect to the overall expense ratio (i.e., the total fees) of the Renewal Funds and that the proposed Management Fees for the Renewal Funds were set at a competitive levels to make the Renewal Funds viable in the marketplace; and |
– | that, under the proposed unified Management Fee structure, Global X Management would be responsible for most ordinary expenses of the New Fund, including the costs of various third-party services required by the New Fund, including investment advisory, administrative, audit, certain custody, portfolio accounting, legal, transfer agency and printing costs, but that the New Fund would bear other expenses not covered under the proposed all-inclusive Management Fee, such as taxes, brokerage fees, commissions, and other transaction expenses, interest expenses, and extraordinary expenses. |
Based on these considerations, the Board concluded, at the New Fund Board Meetings, that the services to be received and the fees to be charged under the New Fund Agreements were reasonable on a comparative basis.
Economies of Scale
With respect to this factor, the Board considered:
– | the extent to which economies of scale would be realized as the New Fund grows and whether the proposed unitary Management Fee for the New Fund reflected these economies of scale; |
– | the significant investment of time, personnel and other resources that Global X Management intends to make in the New Fund in order to seek to assure that the New Fund are attractive to investors; and |
397
Approval of Investment Advisory Agreement (Unaudited) | ||
– | that the proposed unitary Management Fee would provide a high level of certainty as to the total level of expenses for the New Fund and its shareholders. |
Based on these considerations, the Board concluded, at the New Fund Board Meeting, that the proposed unitary Management Fee for the New Fund appropriately addressed economies of scale.
Other Benefits
In considering each New Fund Agreement, in addition to the factors discussed above, the Board considered other benefits that may be realized by Global X Management as a result of its relationships with the New Fund. As a result, the Board concluded that, in the case of the New Fund, in the exercise of the Board’s business judgement, all information the Board considered supported approval of the New Fund Agreements.
Conclusion
After full consideration of the factors above, as well as other factors that were instructive in their consideration, the Board, including all of the Trust’s Independent Trustees voting separately, concluded, in the exercise of its business judgement, that the New Fund Agreements were fair and reasonable and in the best interest of the New Fund.
In reaching this decision, the Board did not assign relative weights to the factors above nor did the Board deem any one factor or group of them to be controlling in and of themselves. Each member of the Board may have assigned different weights to the various factors.
RENEWAL AGREEMENTS
In determining to approve the continuation of the Renewal Agreements for the Renewal Funds, the Board considered a variety of factors, including the factors discussed in greater detail below.
Nature, Extent and Quality of Services
With respect to this factor, the Board considered:
– | the terms of the Renewal Agreements and the range of services that would continue to be provided to each Renewal Fund in accordance with the Renewal Agreements; |
398
Approval of Investment Advisory Agreement (Unaudited) | ||
– | Global X Management’s key personnel and the portfolio managers who would continue to provide investment advisory, supervision and administrative services to each Renewal Fund; |
– | Global X Management’s responsibilities under the Renewal Agreements, among other things, to: (i) manage the investment operations of the Renewal Funds and the composition of the Renewal Funds’ assets, including the purchase, retention and disposition of their holdings, (ii) provide quarterly reports to the Trust’s officers and the Board and other reports as the Board deems necessary or appropriate, (iii) vote proxies, exercise consents, and exercise all other rights relating to securities and assets held by the Renewal Funds, (iv) select broker-dealers to execute portfolio transactions for the Renewal Funds when necessary, (v) assist in the preparation and filing of reports and proxy statements (if any) to the shareholders of the Renewal Funds, and the periodic updating of the registration statement, prospectuses, statements of additional information, and other reports and documents for the Renewal Funds that are required to be filed by the Trust with the SEC and other regulatory and governmental bodies, and (vi) monitor anticipated purchases and redemptions of the shares (including Creation Units) of the Renewal Funds by shareholders and new investors; |
– | the nature, extent and quality of all of the services (including advisory, administrative and compliance services) that have been provided by Global X Management or made available to the Renewal Funds; and |
– | the quality of Global X Management’s resources and personnel that would continue to be made available to the Renewal Funds, including Global X Management’s experience and the professional qualifications of Global X Management’s key personnel. |
Based on these considerations, the Board concluded that it was satisfied with the nature, extent and quality of the services provided to the Renewal Funds by Global X Management.
399
Approval of Investment Advisory Agreement (Unaudited) | ||
Performance
The Board considered the performance of each Renewal Fund. They examined the performance of the Renewal Funds for the one-year, three-year, five-year and since-inception periods, as applicable. Also, the Board considered the total return and investments performance of the Renewal Funds relative to (i) the performance of unaffiliated comparable ETFs and/or other registered funds, which performance information is publicly available from such registered funds, as well as other third party sources; and (ii) the performance of pertinent indexes. The Board considered instances of under-performance and over-performance with respect to the competitor funds. The Board also considered the Renewal Funds’ tracking against their underlying indexes in absolute terms.
Based on these considerations and comparisons, the Board concluded that the investment performance of the Renewal Funds did not adversely affect the Board’s approval of the continuance of the Renewal Agreements.
Cost of Services and Profitability
The Board considered Global X Management’s cost to provide investment management, supervision and administrative and related services to the Renewal Funds. In this regard, the Board considered the management fee (“Management Fee”) that has been borne or is expected to be borne by the Renewal Funds under the Renewal Agreements for the various investment advisory, supervisory and administrative services that the Renewal Funds require under a unitary fee structure (including the types of fees and expenses that are not included within the unitary fee and would be borne by the Renewal Funds).
In addition, the Board considered expected profitability to Global X Management, as applicable, from all services provided or expected to be provided to the Renewal Funds and all aspects of Global X Management’s relationship with the Renewal Funds. In connection with these considerations, Global X Management provided the Board with financial information regarding its operations and the services provided to the Renewal Funds and discussed with the Board its current and expected, as applicable, profitability with respect to the Renewal Funds.
Based on these considerations, the Board concluded that the Management Fee rate paid by the Renewal Funds to Global X Management, in light of the nature, extent and quality of the services provided, was reasonable and in the best interests of the Renewal Funds’ shareholders.
400
Approval of Investment Advisory Agreement (Unaudited) | ||
Comparison of Fees and Services
With respect to this factor, the Board considered:
– | comparative information with respect to the Management Fee paid to Global X Management by the Renewal Funds. In connection with this consideration, Global X Management provided the Board with comparative expense data for the Renewal Funds, including fees and expenses paid by unaffiliated similar specialized and/or focused ETFs and/or other comparable registered funds. The Board considered the Global X Management’s detailed explanation of the fee structures of any Renewal Fund that was above the average or median for its peer group; |
– | the structure of the unitary Management Fee (which includes as one component the investment advisory fee for the Renewal Funds) and the current total expense ratios for the Renewal Funds. In this regard, the Board took into consideration that the purpose of adopting a unitary Management Fee structure for the Renewal Funds was to create a simple, all-inclusive fee that would provide a level of predictability with respect to the overall expense ratio (i.e., the total fees) of the Renewal Funds and that the proposed Management Fees for the Renewal Funds were set at a competitive levels to make the Renewal Funds viable in the marketplace; and |
Based on these considerations, the Board concluded that the services received and the fees charged under the Renewal Agreements were reasonable on a comparative basis.
Economies of Scale
With respect to this factor, the Board considered:
– | the extent to which economies of scale would be realized as the Renewal Funds grow and whether the unitary Management Fee for the Renewal Funds reflected these economies of scale; |
– | the significant investment of time, personnel and other resources that Global X Management has made and intends to continue to make in the Renewal Funds in order to seek to assure that the Renewal Funds are attractive to investors; and |
– | that the unitary Management Fee would provide a high level of certainty as to the total level of expenses for the Renewal Funds and their shareholders. |
401
Approval of Investment Advisory Agreement (Unaudited) | ||
Based on these considerations, the Board concluded that the unitary Management Fee for the Renewal Funds appropriately addressed economies of scale.
Other Benefits
In considering the Renewal Agreements, in addition to the factors above, the Board considered any other benefits realized by Global X Management as a result of its relationships with the Renewal Funds and concluded that, in the exercise of the Board’s business judgement, all information the Board considered supported approval of the continuation of the Renewal Agreements.
Conclusion
After full consideration of the factors above, as well as other factors that were instructive in its consideration, the Board, including all of the Trust’s Independent Trustees voting separately, concluded, in the exercise of its business judgement, that the Renewal Agreements were fair and reasonable and in the best interest of each Renewal Fund.
In reaching this decision, the Board did not assign relative weights to the factors above nor did the Board deem any one factor or group of them to be controlling in and of themselves. Each member of the Board may have assigned different weights to the various factors.
402
Supplemental Information (Unaudited) | ||
NAV is the price per Share at which a Fund issues and redeems Shares. It is calculated in accordance with the standard formula for valuing mutual fund shares. The “Market Price” of a Fund generally is determined using the midpoint between the highest bid and the lowest offer on the stock exchange on which the Shares of the Fund are listed for trading, as of the time that the Fund’s NAV is calculated. The Fund’s Market Price may be at, above or below its NAV. The NAV of a Fund will fluctuate with changes in the market value of the Fund’s holdings. The Market Price of a Fund will fluctuate in accordance with changes in its NAV, as well as market supply and demand.
Premiums or discounts are the differences (expressed as a percentage) between the NAV and Market Price of a Fund on a given day, generally at the time NAV is calculated. A premium is the amount that a Fund is trading above the reported NAV, expressed as a percentage of the NAV. A discount is the amount that a Fund is trading below the reported NAV, expressed as a percentage of the NAV.
Further information regarding premiums and discounts is available on the Funds’ website at www.globalxetfs.com
403
Notes | ||
404
605 Third Avenue, 43rd Floor
New York, NY 10158
1-888-493-8631
www.globalxetfs.com
Investment Adviser and Administrator:
Global X Management Company LLC
605 Third Avenue, 43rd Floor
New York, NY 10158
Distributor:
SEI Investments Distribution Co.
One Freedom Valley Drive
Oaks, PA 19456
Sub-Administrator:
SEI Investments Global Funds Services
One Freedom Valley Drive
Oaks, PA 19456
Counsel for Global X Funds and the Independent Trustees:
Stradley Ronon Stevens & Young, LLP
2000 K Street, N.W.
Suite 700
Washington, DC 20006-1871
Custodian and Transfer Agent:
Brown Brothers Harriman & Co.
40 Water Street
Boston, MA 02109
Independent Registered Public Accounting Firm:
PricewaterhouseCoopers LLP
Two Commerce Square
Suite 1800
2001 Market Street
Philadelphia, PA 19103
This information must be preceded or accompanied by a current prospectus for the Funds described.
GLX-SA-003-1100
Item 2. Code of Ethics.
Not applicable for semi-annual report.
Item 3. Audit Committee Financial Expert.
Not applicable for semi-annual report.
Item 4. Principal Accountant Fees and Services.
Not applicable for semi-annual report.
Item 5. Audit Committee of Listed Registrants.
Not applicable for semi-annual report.
Item 6. Investments.
Not applicable.
Item 7. Disclosure of Proxy Voting Policies and Procedures for Closed-End Management Investment Companies.
Not applicable to open-end management investment companies.
Item 8. Portfolio Managers of Closed-End Management Investment Companies.
Not applicable to open-end management investment companies.
Item 9. Purchases of Equity Securities by Closed-End Management Investment Company and Affiliated Purchasers.
Not applicable to open-end management investment companies.
Item 10. Submission of Matters to a Vote of Security Holders.
There have been no material changes.
Item 11. Controls and Procedures.
(a) The certifying officers, whose certifications are included herewith, have evaluated the registrant’s disclosure controls and procedures within 90 days of the filing date of this report. In their opinion, based on their evaluation, the registrant’s disclosure controls and procedures are adequately designed, and are operating effectively to ensure, that information required to be disclosed by the registrant in the reports it files or submits under the Securities Exchange Act of 1934 is recorded, processed, summarized and reported within the time periods specified in the Securities and Exchange Commission’s rules and forms.
(b) There were no significant changes in the registrant’s internal control over financial reporting that occurred during the period covered by this report that has materially affected, or is reasonably likely to materially affect, the registrant’s internal control over financial reporting.
Item 12. Disclosure of Securities Lending Activities for Closed-End Management Investment Companies.
Not applicable to open-end management investment companies.
Item 13. Exhibits.
(a)(1) Not applicable for semi-annual report.
SIGNATURES
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant)
Global X Funds
By (Signature and Title)
/s/ Luis Berruga
Luis Berruga
President
Date: July 7, 2022
Pursuant to the requirements of the Securities Exchange Act of 1934 and the Investment Company Act of 1940, this report has been signed below by the following persons on behalf of the registrant and in the capacities and on the dates indicated.
By (Signature and Title)
/s/ Luis Berruga
Luis Berruga
President
Date: July 7, 2022
By (Signature and Title)
/s/ John Belanger
John Belanger
Chief Financial Officer
Date: July 7, 2022