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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22213
AlphaMark Investment Trust
(Exact name of registrant as specified in charter)
250 Grandview Drive, Suite 175 Ft. Mitchell, Kentucky | 41017 |
(Address of principal executive offices) | (Zip code) |
Wade R. Bridge
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246
(Name and address of agent for service)
Registrant's telephone number, including area code: (513) 587-3400
Date of fiscal year end: August 31
Date of reporting period: July 1, 2014 - June 30, 2015
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. | PROXY VOTING RECORD. |
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) AlphaMark Investment Trust
By (Signature and Title)* | /s/ Michael L. Simon | ||
Michael L. Simon, President | |||
Date | August 10, 2015 |
* Print the name and title of each signing officer under his or her signature.
EXHIBIT A
INVESTMENT COMPANY REPORT
ALPHAMARK LARGE CAP GROWTH FUND | |||||||||
Proxy Voting Record | |||||||||
July 1, 2014 to June 30, 2015 | |||||||||
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Agenda Item # | Brief Identification of the Matter Voted On | Proposed by Issuer or Shareholder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? |
Open Text Corporation | OTEX | 683715106 | 9/26/2014 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Re-appoint KPMG as independent auditors. | Issuer | Yes | For | For | ||||
Oracle Corp. | ORCL | 68389X105 | 11/5/2014 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of Ernst & Young LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
4 | Stockholder proposal regarding vote tabulation. | Shareholder | Yes | Against | For | ||||
5 | Stockholder proposal regarding multiple performance metrics. | Shareholder | Yes | Against | For | ||||
6 | Stockholder proposal regarding quantifiable performance metrics. | Shareholder | Yes | Against | For | ||||
7 | Stockholder proposal regarding proxy access. | Shareholder | Yes | Against | For | ||||
The Estee Lauder Companies Inc. | EL | 518439104 | 11/14/2014 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Approves KPMG LLP as the auditor for 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
Mylan Inc. | MYL | 628530107 | 1/29/2015 | 1 | Approval of the amended and restated Business Transfer Agreement. | Issuer | Yes | For | For |
2 | Approve on a non-binding advisory basis compensatory arrangements for Executives. | Issuer | Yes | For | For | ||||
3 | Special meeting to solicit additional proxies if there are not sufficient votes to approve Business Transfer. | Issuer | Yes | For | For | ||||
Apple Inc. | AAPL | 037833100 | 3/10/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Ratification of Ernst & Young as the Company's independent registered public accounting firm for 2015. | Issuer | Yes | For | For | ||||
3 | An advisory resolution to approve Executive compensation. | Issuer | Yes | For | For | ||||
4 | The amendment of Apple Inc. Employee Stock Purchase Plan. | Issuer | Yes | For | For | ||||
5 | A shareholder proposal by the National Center for Public Policy Research entitled "risk report." | Shareholder | Yes | Against | For | ||||
6 | A shareholder proposal by Mr. James Mc Ritchie and Mr. John Harrington entitled "proxy access for shareholders." | Shareholder | Yes | Against | For | ||||
Avago Technologies Limited | AVGO | Y0486S104 | 4/8/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | To approve the reappointment of PricewaterhouseCoopers, LLC as independent registered public accounting for 2015. | Issuer | Yes | For | For | ||||
3 | To approve general authorization for the Directors to allot and issue ordinary shares and proxy statement relating to its annual 2015 meeting. | Issuer | Yes | For | For | ||||
4 | To approve the share purchase mandate authorizing the purchase or acquisition of its own issued ordinary shares and proxy statement relating to its annual 2015 meeting. | Issuer | Yes | For | For | ||||
5 | To approve the cash compensation for non-employee Directors for services rendered by them through 2016 annual general meeting of shareholders. | Issuer | Yes | For | For | ||||
Fifth Third Bank | FITB | 316773100 | 4/14/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Approval of Deloitte and Touche LLP to serve as external audit firm for the year ending 2015. | Issuer | Yes | For | For | ||||
3 | Approval of Executive compensation. | Issuer | Yes | For | For | ||||
4 | Recommend the frequency of Executive compensation votes. | Issuer | Yes | 1 year | For | ||||
Firstmerit Corporation | FMER | 337915102 | 4/15/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | The ratification of Ernst & Young LLP as independent registered public accounting for 2015. | Issuer | Yes | For | For | ||||
3 | To approve Executive compensation. | Issuer | Yes | For | For | ||||
4 | To approve a proposal to amend Article III and restate Code of Regulations. | Issuer | Yes | For | For | ||||
5 | To consider a shareholder proposal if properly presented at annual meeting. | Shareholder | Yes | Against | For | ||||
EMC Corp. | EMC | 268648102 | 4/30/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of PricewaterhouseCoopers LLP as auditors for the year ending December 31, 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Approval of the EMC corporation amended and restated 2003 Stock Plan. | Issuer | Yes | For | For | ||||
5 | Shareholder proposal relating to an independent Board Chairman. | Shareholder | Yes | Against | For | ||||
EOG Resources Inc. | EOG | 26875P101 | 4/30/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of Deloitte Touche LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
3 | Vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Stockholder proposal concerning proxy access if properly presented. | Shareholder | Yes | Against | For | ||||
5 | Stockholder proposal regarding methane emissions report. | Shareholder | Yes | Against | For | ||||
Eastman Chemical Co. | EMN | 277432100 | 5/7/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of PricewaterhouseCoopers LLP as auditors. | Issuer | Yes | For | For | ||||
Tesoro Corp. | TSO | 881609101 | 5/7/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of Ernst & Young LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
Verizon Communications Inc. | VZ | 92343V104 | 5/7/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of appointment of independent registered public accounting firm. | Issuer | Yes | For | For | ||||
3 | To approve Executive compensation. | Issuer | Yes | For | For | ||||
4 | Network neutrality report. | Shareholder | Yes | Against | For | ||||
5 | Political spending report. | Shareholder | Yes | Against | For | ||||
6 | Severance Approval Policy. | Shareholder | Yes | Against | For | ||||
7 | Stock Retention Policy. | Shareholder | Yes | Against | For | ||||
8 | Shareholder action by written consent. | Shareholder | Yes | Against | For | ||||
American Express Company | AXP | 025816109 | 5/11/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of PricewaterhouseCoopers LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Shareholder proposal relating to annual disclosure of EEO-1 data. | Shareholder | Yes | Against | For | ||||
5 | Shareholder proposal relating to report on privacy, data security and government requests. | Shareholder | Yes | Against | For | ||||
6 | Shareholder proposal relating to action by written consent. | Shareholder | Yes | Against | For | ||||
7 | Shareholder proposal relating to lobbying disclosure. | Shareholder | Yes | Against | For | ||||
8 | Shareholder proposal relating to independent Board Chairman. | Shareholder | Yes | Against | For | ||||
Broadcom Corporation | BRCM | 111320107 | 5/12/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Advisory vote on the compensation of the Company's named Executive officers described in the proxy. | Issuer | Yes | For | For | ||||
3 | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2015. | Issuer | Yes | For | For | ||||
Packaging Corp. of America | PKG | 68389X105 | 5/12/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Approval of Performance Incentive Plan. | Issuer | Yes | For | For | ||||
3 | Proposal to approve Executive compensation. | Issuer | Yes | For | For | ||||
4 | Proposal to ratify KPMG LLP as auditors. | Issuer | Yes | For | For | ||||
Waste Management, Inc. | WM | 94106L109 | 5/12/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of Ernst & Young LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
3 | To approve Executive compensation. | Issuer | Yes | For | For | ||||
4 | Approval of Stock Purchase Plan to increase shares. | Issuer | Yes | For | For | ||||
5 | Stockholder proposal regarding disclosure of political contributions. | Shareholder | Yes | Against | For | ||||
6 | Proposal regarding policy on vesting of equity awards. | Shareholder | Yes | Against | For | ||||
Akamai Technologies, Inc. | AKAM | 00971T101 | 5/13/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Approve an amendment to the 2013 Stock Incentive Plan. | Issuer | Yes | For | For | ||||
3 | To approve our Executive Officer compensation. | Issuer | Yes | For | For | ||||
4 | Ratification of PricewaterhouseCoopers LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
Amgen Inc. | AMGN | 031162100 | 5/14/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of Ernst & Young LLP as auditors ending December 31, 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Stockholder proposal regarding vote tabulation. | Shareholder | Yes | Against | For | ||||
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/15/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of Ernst & Young LLP as auditors. | Issuer | Yes | For | For | ||||
4 | To approve the amendment and restatement of Amended and Restated Certificate of Incorporation to delete provisions no longer applicable following the sale of Euronext. | Issuer | Yes | For | For | ||||
Continental Resources, Inc. | CLR | 212015101 | 5/19/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Approval to the restated Certificate of Incorporation to increase shares. | Issuer | Yes | For | For | ||||
3 | Ratification of the selection of Grant Thornton LLP as independent registered public accounting firm. | Issuer | Yes | For | For | ||||
4 | Shareholder proposal on the Chairman of the Board being an independent Director. | Shareholder | Yes | Against | For | ||||
Amphenol Corporation | APH | 032095101 | 5/20/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Ratification of Deloitte & Touche LLP as auditors. | Issuer | Yes | For | For | ||||
3 | Advisory vote to approve compensation of Executive Officers. | Issuer | Yes | For | For | ||||
4 | Improve an increase in the number of authorized shares. | Issuer | Yes | For | For | ||||
CenturyLink, Inc. | CTL | 156700106 | 5/20/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of KPMG LLP as auditors for fiscal year 2015. | Issuer | Yes | For | For | ||||
3 | Approve our 2015 Executive officer Short-term Incentive Plan. | Issuer | Yes | For | For | ||||
4 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
5 | Shareholder proposal on equity retention. | Shareholder | Yes | Against | For | ||||
Ross Stores Inc. | ROST | 778296103 | 5/20/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | To approve the Company's Certificate to increase the number of authorized shares. | Issuer | Yes | For | For | ||||
3 | To approve the Stock Purchase Plan to increase the ESPP's share reserve. | Issuer | Yes | For | For | ||||
4 | Vote on the Executive compensation. | Issuer | Yes | For | For | ||||
5 | To ratify the appointment of Deloitte and Touche LLP as the public accounting firm ending January 2016. | Issuer | Yes | For | For | ||||
Flowserve Corporation | FLS | 34354P105 | 5/21/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Re-approving the performance goals in Incentive Plan. | Issuer | Yes | For | For | ||||
4 | Ratification of PricewaterhouseCoopers LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
5 | A shareholder proposal Board of Directors take action to permit shareholders by written consent. | Shareholder | Yes | Against | For | ||||
Starwood Hotels & Resorts Worldwide, Inc. | HOT | 85590A401 | 5/28/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of Ernst & Young LLP as auditors. | Issuer | Yes | For | For | ||||
4 | Approve the annual Incentive Plan for certain Executives. | Issuer | Yes | For | For | ||||
Live Nation Entertainment | LYV | 538034109 | 6/10/2015 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Adoption of the LYV 2006 annual Incentive Plan. | Issuer | Yes | For | For | ||||
3 | Adoption of the 2005 Stock Incentive Plan. | Issuer | Yes | For | For | ||||
4 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
5 | Appoint Ernst & Young as registered public accounting firm for 2015. | Issuer | Yes | For | For | ||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/25/2015 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
3 | Ratification of Ernst & Young LLP as auditors for the year ending December 31, 2015. | Issuer | Yes | For | For | ||||
4 | A stockholder proposal for senior Executives to retain stock. | Shareholder | Yes | Against | For | ||||
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For |
INVESTMENT COMPANY REPORT
ALPHAMARK SMALL CAP GROWTH FUND | |||||||||
Proxy Voting Record | |||||||||
July 1, 2014 - April 30, 2015 | |||||||||
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Agenda Item # | Brief Identification of the MatterVoted On | Proposed by Issuer or Security Holder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? |
BOFI Holding, Inc. | BOFI | 05566U108 | 10/23/14 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Approval of the 2014 Stock Incentive Plan. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Ratification of independent public accounting firm BDO USA, LLP for 2015. | Issuer | Yes | For | For | ||||
Vistaprint | VPRT | N20146101 | 11/12/14 | 1 | Election of Richard Riley to serve on Board. | Issuer | Yes | For | For |
2 | Election of Wilhelm Jacobs to serve on Management Board. | Issuer | Yes | For | For | ||||
3 | Vote on non-billing proposal for Executive Officers. | Issuer | Yes | For | For | ||||
4 | Adopt statutory annual accounts ended June 2014. | Issuer | Yes | For | For | ||||
5 | Discharge the members of Management Board from liability during the year ended June 2014. | Issuer | Yes | For | For | ||||
6 | Discharge the members of Supervisory Board from liability for the year ended June 30, 2014. | Issuer | Yes | For | For | ||||
7 | Authorize the Management Board to repurchase issued and outstanding ordinary shares until May 12, 2016. | Issuer | Yes | For | For | ||||
8 | Change name to Cimpress N.V. | Issuer | Yes | For | For | ||||
9 | Appoint PricewaterhouseCoopers LLP accounting firm for fiscal year ending June 30, 2015. | Issuer | Yes | For | For | ||||
Net 1 UEPS Technologies | UEPS | 64107N206 | 11/19/14 | 1 | Election of Director. | Issuer | Yes | For | For |
2 | Ratification of Deloitte and Touche as independent registered public accounting firm for the fiscal year ending June 30, 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote to approve Executive compensation. | Issuer | Yes | For | For | ||||
Accuray Incorporated | ARAY | 004397105 | 11/20/14 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Compensation of Executive Officers. | Issuer | Yes | For | For | ||||
3 | Ratify the appointment of Grant Thornton LLP accounting firm for 2015. | Issuer | Yes | For | For | ||||
Multimedia Games Holding Company | MGAM | 730864204 | 12/03/14 | 1 | To approve the Agreement and Plan of Merger. | Issuer | Yes | For | For |
2 | To approve, by a non-binding advisory vote, the compensation arrangements disclosed in the proxy statement that may be payable to Multimedia Games' named executive officers in connection with the consummation of the merger. | Issuer | Yes | For | For | ||||
3 | To approve the adjournment of the special meeting. | Issuer | Yes | For | For | ||||
The Greenbrier Companies | GBX | 393657101 | 01/07/15 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Approval to increase the annual Director stock compensation. | Issuer | Yes | For | For | ||||
4 | Approval of the 2014 Employee Stock Purchase Plan. | Issuer | Yes | For | For | ||||
5 | Ratify the appointment of KPMG LLP as the company's independent auditors for 2015. | Issuer | Yes | For | For | ||||
Cimpress N.V. | CMPR | N20146101 | 01/12/15 | 1 | Election of Directors. | Issuer | Yes | For | For |
3 | To add Deventer, the Netherlands to the list of municipalities to hold meetings of shareholders. | Issuer | Yes | For | For | ||||
Mellanox Technologies | MLNX | M51363113 | 05/11/15 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | To approve (i) an increase in the annual base salary of Eyal Waldman from $465,000 to $515,000 effective retroactively from January 1, 2015, (ii) the contributions to Israeli severance, pension and education funds of up to an aggregate of 21% of Mr. Waldman's base salary from time to time and (iii) a cash bonus to be paid to Mr. Waldman in the amount of $250,000 for services rendered for the fiscal year ended December 31, 2014. | Issuer | Yes | For | For | ||||
3 | To approve the grant to Mr. Waldman of 80,000 restricted stock units under our existing Global Share Incentive Plan (2006), previously approved by our shareholders. | Issuer | Yes | For | For | ||||
4 | To conduct an advisory vote to approve the compensation of named Executive Officers. | Issuer | Yes | For | For | ||||
5 | To approve the purchase of liability insurance for Directors and Officers of the Company and its subsidiaries and to entitle all the Directors and Officers of the Company and its subsidiaries, that may serve from time to time, as part of such Directors' and Officers' remuneration, to benefit from such insurance coverage. | Issuer | Yes | For | For | ||||
6 | To approve certain changes to the annual retainer fees paid to non-employee Directors and an amendment to the Non-Employee Director Option Grant Policy. | Issuer | Yes | For | For | ||||
7 | To approve the increase of the Company's authorized share capital and related amendment to the Company's Articles of Association. | Issuer | Yes | For | For | ||||
8 | To appoint PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2015 and to authorize our U.S. Audit Committee to determine accounting firm's fiscal 2015 remuneration. | Issuer | Yes | For | For | ||||
Depomed | DEPO | 249908104 | 05/12/15 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | To approve the increase of authorized shares of common stock. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | To ratify Ernst & Young LLP accounting firm for 2015. | Issuer | Yes | For | For | ||||
Credit Acceptance Corp | CACC | 225310101 | 05/14/15 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of Grant Thornton LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
Basic Energy | BAS | 06985P100 | 05/21/15 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | Approval of the incentive plan to increase the number of shares of common stock. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Ratification of KPMG LLP as auditors for 2015. | Issuer | Yes | For | For | ||||
Employers Holdings | EIG | 292218104 | 05/21/15 | 1 | Election of Directors. | Issuer | Yes | For | For |
2 | To approve the proposed amended and restated Equity Incentive Plan. | Issuer | Yes | For | For | ||||
3 | To approve the Company's Executive compensation. | Issuer | Yes | For | For | ||||
4 | Ratification of Ernst & Young LLP for 2015. | Issuer | Yes | For | For | ||||
Ixia | XXIA | 45071R109 | 06/01/15 | 1 | Election of Director. | Issuer | Yes | For | For |
2 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
3 | Ratification of registered public accounting firm for 2015. | Issuer | Yes | For | For | ||||
MarketAxess Holdings | MKTX | 57060D108 | 06/04/15 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of PricewaterhouseCoopers LLP as auditors for year ending December 31, 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation disclosed in the 2015 proxy statement. | Issuer | Yes | For | For | ||||
Natus Medical Incorporated | BABY | 639050103 | 06/04/15 | 1 | Election of nominee Directors. | Issuer | Yes | For | For |
2 | Ratification of KPMG LLP as auditors for December 31, 2015. | Issuer | Yes | For | For | ||||
3 | Advisory vote on Executive compensation. | Issuer | Yes | For | For | ||||
4 | Approve the Cash Incentive Plan. | Issuer | Yes | For | For |