UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-22213 |
AlphaMark Investment Trust |
(Exact name of registrant as specified in charter) |
810 Wright’s Summit Parkway, Suite 100, Ft. Wright, Kentucky | 41011 |
(Address of principal executive offices) | (Zip code) |
Benjamin V. Mollozzi Esq.
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (513) 587-3433 |
Date of fiscal year end: | August 31 | |
Date of reporting period: | July 1, 2016 – June 30, 2017 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) AlphaMark Investment Trust
By (Signature and Title)* | /s/ Michael L. Simon | ||
Michael L. Simon, President | |||
Date | August 8, 2017 |
* | Print the name and title of each signing officer under his or her signature. |
ALPHAMARK LARGE CAP GROWTH FUND
PROXY VOTING RECORD: July 1, 2016 to June 30, 2017
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Agenda Item # | Brief Identification of the Matter Voted On | Proposed by Issuer or Shareholder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund vote For or Against Management? |
Amgen Inc. | AMGN | 031162100 | 5/19/2017 | 1 | Election of 13 Directors for a term exp 2018 | Issuer | Yes | For | For |
Amgen Inc. | AMGN | 031162100 | 5/19/2017 | 2 | Ratification of Ernst & Young LLP as auditors ending December 31, 2017 | Issuer | Yes | For | For |
Amgen Inc. | AMGN | 031162100 | 5/19/2017 | 3 | Advisory vote on executive compensation | Issuer | Yes | For | For |
Amgen Inc. | AMGN | 031162100 | 5/19/2017 | 4 | Advisiory vote of frequency of future votes | Issuer | Yes | For | For |
Amgen Inc. | AMGN | 031162100 | 5/19/2017 | 5 | Shareholder proposal to adopt majority votes | Shareholder | Yes | Against | For |
Broadcom Corporation | BRCM | 111320107 | 4/5/2017 | 1 | Election of Directors | Issuer | Yes | For | For |
Broadcom Corporation | BRCM | 111320107 | 4/5/2017 | 2 | To approve the re-appointment of Pricewaterhousecoopers LLP as Broadcoms independent registered public accounting firm ending 10/29/2017 | Issuer | Yes | For | For |
Broadcom Corporation | BRCM | 111320107 | 4/5/2017 | 3 | To approve the general authorization for the directors of Broadcom to allot and issue shares in its capital | Issuer | Yes | For | For |
Broadcom Corporation | BRCM | 111320107 | 4/5/2017 | 4 | To approve the compensation of Broadcoms named executive officers. | Issuer | Yes | For | For |
Broadcom Corporation | BRCM | 111320107 | 4/5/2017 | 5 | To recommend that a non-binding, advisory vote to approve the compensation of the Broadcom's named executive officers be put to shareholders for their consideration. | Issuer | Yes | For | For |
Cadence Design Systems, Inc | CDNS | 127387108 | 5/4/2017 | 1 | Election of Directors | Issuer | Yes | For | For |
Cadence Design Systems, Inc | CDNS | 127387108 | 5/4/2017 | 2 | Approval of the admendment and reinstatement of the omnibus equity incentive plan | Issuer | Yes | For | For |
Cadence Design Systems, Inc | CDNS | 127387108 | 5/4/2017 | 3 | Advisory resolution to approve named executive officer compensation | Issuer | Yes | For | For |
Cadence Design Systems, Inc | CDNS | 127387108 | 5/4/2017 | 4 | Frequency of the advisiory vote on named executive officer compensation | Issuer | Yes | For | For |
Cadence Design Systems, Inc | CDNS | 127387108 | 5/4/2017 | 5 | Ratification of the selection of KPMG LLP as the independent registered public accounting firm ending 12/30/2017 | Issuer | Yes | For | For |
Celanese | CE | 150870103 | 4/20/2017 | 1 | Election of Directors | Issuer | Yes | For | For |
Celanese | CE | 150870103 | 4/20/2017 | 2 | Advisory vote to approve executive compensation | Issuer | Yes | For | For |
Celanese | CE | 150870103 | 4/20/2017 | 3 | Advisory vote to approve say on pay frequency | Issuer | Yes | For | For |
Celanese | CE | 150870103 | 4/20/2017 | 4 | Ratification of the selection of KPMG LLP as the independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
Celanese | CE | 150870103 | 4/20/2017 | 5 | Re-approval of the material terms of the 2009 Global Incentive Plan | Issuer | Yes | For | For |
Centene | CNC | 15135B101 | 4/25/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Centene | CNC | 15135B101 | 4/25/2017 | 2 | Advisory resolution to approve executive compensation | Issuer | Yes | For | For |
Centene | CNC | 15135B101 | 4/25/2017 | 3 | Approval of amendment to the 2012 stock incentive plan | Issuer | Yes | For | For |
Centene | CNC | 15135B101 | 4/25/2017 | 4 | Advisory vote on frequency of advisory vote on executive compensation | Issuer | Yes | For | For |
Centene | CNC | 15135B101 | 4/25/2017 | 5 | Ratification of the selection of KPMG LLP as the independent registered public accounting firm ending 12/30/2017 | Issuer | Yes | For | For |
Centurylink, Inc | CTL | 156700106 | 5/24/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Centurylink, Inc | CTL | 156700106 | 5/24/2017 | 2 | Ratify the appointment of KPMG LLP as our independent auditors for 2017 | Issuer | Yes | For | For |
Centurylink, Inc | CTL | 156700106 | 5/24/2017 | 3 | Advisory vote to approve our executive compensation and frequency | Issuer | Yes | For | For |
Centurylink, Inc | CTL | 156700106 | 5/24/2017 | 4 | Shareholder proposal regarding equity retention, lobbying activities | Shareholder | Yes | Against | For |
Centurylink, Inc | CTL | 156700106 | 3/16/2017 | 1 | Proposal to approve the issuance of Centurylink common stock to level 3 stockholders in connection with the combination in the merger agreement | Issuer | Yes | For | For |
Centurylink, Inc | CTL | 156700106 | 3/16/2017 | 2 | Proposal to adjourn the special meeting to solicit additional proxies if there are insufficient votes | Issuer | Yes | For | For |
Centurylink, Inc | CTL | 156700106 | 3/16/2017 | 3 | Proposal to adjourn the special meeting to solicit additional proxies if there are not sufficient votes | Issuer | Yes | For | For |
Continental Resources, Inc. | CLR | 2120515101 | 5/18/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Continental Resources, Inc. | CLR | 2120515101 | 5/18/2017 | 2 | Ratification of selection of Grant Thorton LLP as independent registered public accounting firm | Issuer | Yes | For | For |
Continental Resources, Inc. | CLR | 2120515101 | 5/18/2017 | 3 | Approve the compensation of the named executive officers | Issuer | Yes | For | For |
Continental Resources, Inc. | CLR | 2120151101 | 5/18/2017 | 4 | Approve the frequency of shareholder advisory votes on the compensation of our named executive officers | Issuer | Yes | For | For |
Continental Resources, Inc. | CLR | 2120151101 | 5/18/2017 | 5 | Shareholder proposal Adoption of policy for improving board diversity | Shareholder | Yes | Against | For |
Eastman Chemical Co. | EMN | 277432100 | 5/4/2017 | 1 | Election of Directors | Issuer | Yes | For | For |
Eastman Chemical Co. | EMN | 277432100 | 5/4/2017 | 2 | Advisory vote on executive compensation as disclosed in proxy statement | Issuer | Yes | For | For |
Eastman Chemical Co. | EMN | 277432100 | 5/4/2017 | 3 | Advisory vote on frequency of advisory approval of executive compensation | Issuer | Yes | For | For |
Eastman Chemical Co. | EMN | 277432100 | 5/4/2017 | 4 | Approve 2017 Omnibus stock compensation plan | Issuer | Yes | For | For |
Eastman Chemical Co. | EMN | 277432100 | 5/4/2017 | 5 | Ratification of appointment of PricewaterhouseCoopers LLP as registered public accounting firm | Issuer | Yes | For | For |
EMC Corp. | EMC | 268648102 | 7/19/2016 | 1 | Proposal to approve the agreement and plan of merger among Denali Holding | Issuer | Yes | For | For |
EMC Corp. | EMC | 268648102 | 7/19/2016 | 2 | Proposal ro approve executive compensation in connection with the merger | Issuer | Yes | For | For |
EMC Corp. | EMC | 268648102 | 7/19/2016 | 3 | Proposal to approve the adjounment of the special meeting if necessary to solicit additional proxies if there are not sufficient votes to approve the merger agreement. | Issuer | Yes | For | For |
EOG Resources Inc. | EOG | 26875P101 | 4/27/2017 | 1 | Election of nominee Directors | Issuer | Yes | For | For |
EOG Resources Inc. | EOG | 26875P101 | 4/27/2017 | 2 | Ratification by the audit committee of the board of directors of Deloitte & Touche LLP as auditors for year ending 12/31/2017 | Issuer | Yes | For | For |
EOG Resources Inc. | EOG | 26875P101 | 4/27/2017 | 3 | Approval of an ammendment in the company's restated Certificate of Incorporation to increase the number of authorized shares of Common Stock from 640 million to 1.28 billion | Issuer | Yes | For | For |
EOG Resources Inc. | EOG | 26875P101 | 4/27/2017 | 4 | Approval of executive compensation | Issuer | Yes | For | For |
EOG Resources Inc. | EOG | 26875P101 | 4/27/2017 | 5 | To recommend the frequency of holding advisory votes on the executive compensation | Issuer | Yes | For | For |
Fairfax Financial Holdings LTD | FRFHF | 303901102 | 4/20/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Fairfax Financial Holdings LTD | FRFHF | 303901102 | 4/20/2017 | 2 | Appointment of Pricewaterhousecoopers LLP as auditors of the corporation | Issuer | Yes | For | For |
Fifth Third Bank | FITB | 316773100 | 4/18/2017 | 1 | Election of Directors | Issuer | Yes | For | For |
Fifth Third Bank | FITB | 316773100 | 4/18/2017 | 2 | Approval of Deloitte and Touche LLP to serve as external audit firm for 2017 | Issuer | Yes | For | For |
Fifth Third Bank | FITB | 316773100 | 4/18/2017 | 3 | Approval of executive compensation | Issuer | Yes | For | For |
Fifth Third Bank | FITB | 316773100 | 4/18/2017 | 4 | Advisory vote to determine shareholder vote on esecutives compensation should happen every 1,2 or 3 yrs | Issuer | Yes | For | For |
Fifth Third Bank | FITB | 316773100 | 4/18/2017 | 5 | Approval of the Fifth Third Bankcorp 2017 Incentve Compensation Plan | Issuer | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 5/18/2017 | 1 | Election of nominee Directors | Issuer | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 5/18/2017 | 2 | Advisory vote on executive compensation | Issuer | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 5/18/2017 | 3 | Advisory vote on frequency of executive compensation | Issuer | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 5/18/2017 | 4 | Appointment of Pricewaterhousecoopers LLP as public accounting firm for 2017 | Issuer | Yes | For | For |
Flowserve Corporation | FLS | 34354P105 | 5/18/2017 | 5 | Shareholder proposal requesting an ammendment to the proxy access bylaws to increase the number of shareholders able to aggregate their shares | Shareholder | Yes | Against | For |
Flowserve Corporation | FLS | 34354P105 | 5/18/2017 | 6 | Election of Ruby Chandry as director for 2018 | Issuer | Yes | For | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 1 | Election of Directors | Issuer | Yes | For | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 2 | Approve Named Executive Officer compensation | Issuer | Yes | For | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 3 | Approve the 2017 General Motors Company Short-Term Incentive Plan | Issuer | Yes | For | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 4 | Approve the 2017 General Motors Company Long-Term Incentive Plan | Issuer | Yes | For | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 5 | Ratification of the selection of Deliotte & Touche LLP as GM's independent registered public accounting firm for 2017 | Issuer | Yes | For | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 6 | Shareholder proposal regarding Independent Board Chairman | Shareholder | Yes | Against | For |
General Motors Company | GM | 37045V100 | 6/6/2017 | 7 | Greenlight Proposal regarding creation of dual-class common stock | Shareholder | Yes | Against | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 10/12/2016 | 1 | Approve the adoption of the third amended and restated certificate of incorporation | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 1 | Election of directors | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 2 | Approval of the advisory resolution on executive compensation | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 3 | Approve the advisory resolution on the frequency of future votes on executive compensation | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 4 | Approve the Intercontinental Exchange, Inc 2017 Omnibus Employee Incentive Plan | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 5 | To approve an amendment to the Intercontinental Exchange Inc 2013 Omnibus non-employee director Incentive Plan to add an aggregate annual compensation limit | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 6 | Approve the adoption of our fourth amended and restated certificate of incorporation to update and streamline references to our national securities exchange subsidaries | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 7 | Approve the adoption of our fourth amended and restated certificate of incorporation to remove an obselete proviso crossreferencing a section of our bylaws | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 8 | Ratify the appointment of Ernst & Young as auditor for fiscal year ending 12/31/2017 | Issuer | Yes | For | For |
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/19/2017 | 9 | Stockholder proposal regarding the preaparation of a report assessing ESG market disclosure expectations | Shareholder | Yes | Against | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 1 | Election of nominee Directors | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 2 | Approves KPMG LLP as auditors for the fiscal year ending December 31, 2016 and to authorize the Audit Committee of the Board of Directors to determine the auditors’ remuneration | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 3 | To approve the compensation of executive officers | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 4 | To approve amendments to Jazz Pharmaceuticals memorandum and articles of association to make adjustments to address the Irish companies act of 2014 | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 5 | Authorize open market purchases of Jazz Pharmaceutical ordinary shares. | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 6 | To renew the board of directors existing authority under Irish law to allot and issue ordinary shares. | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 7 | To renew the board of directors existing authority under Irish law to allot and issue ordinary shares for cash without offering those ordinary shares to existing shareholders first. | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 8 | Approval to ajourn the annual meeting to another time and place to solicit additional proxies if there are insufficient votes. | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 9 | To approve an amendment and reinstatement of the 2011 equity incentive plan | Issuer | Yes | For | For |
Jazz Pharmaceuticals PLC | JAZZ | G50871105 | 8/4/2016 | 10 | To approve an amendment of Jazz Pharmacueticals 2007 non employee directors stock option plan | Issuer | Yes | For | For |
Lear Corporation | LEA | 521865204 | 5/18/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Lear Corporation | LEA | 521865204 | 5/18/2017 | 2 | Ratification of the retention of Ernst & Young LLP as accounting firm for 2017 | Issuer | Yes | For | For |
Lear Corporation | LEA | 521865204 | 5/18/2017 | 3 | Approve executive compensation | Issuer | Yes | For | For |
Lear Corporation | LEA | 521865204 | 5/18/2017 | 4 | Approve the frequency of future advisory votes on executive compensation | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 2 | Adoption of the Dutch annual accounts for fiscal year 2016 | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 3 | Selection of Deloitte & Touche as registered public accounting firm for fiscal year 2017 | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 4 | Instruction of Deloitte accountants for the audit of the companies Dutch annual accounts for fiscal year 2017 | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 5 | Approval of executive compensation | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 6 | Frequency on the Say-on-Pay Vote | Issuer | Yes | For | For |
Mylan N.V. | MYL | 628530107 | 6/22/2017 | 7 | Authorization of the Mylan Board to acquire ordinary shares and preferred shares in the capital of the company | Issuer | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 5/16/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 5/16/2017 | 2 | Approve executive compensation | Issuer | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 5/16/2017 | 3 | Frequency of the vote to approve executive compensation | Issuer | Yes | For | For |
Packaging Corporation of America | PKG | 695156109 | 5/16/2017 | 4 | Ratify appointment of KPMG LLP as auditor | Issuer | Yes | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | 2/7/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | 2/7/2017 | 2 | Approval of Deloitte & Touche LLP as accounting firm | Issuer | Yes | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | 2/7/2017 | 3 | Approval of compensation of executives | Issuer | Yes | For | For |
Rockwell Automation, Inc. | ROK | 773903109 | 2/7/2017 | 4 | Approval of the frequency on the vote for executive compensation | Issuer | Yes | For | For |
Ross Stores Inc. | ROST | 778296103 | 5/17/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Ross Stores Inc. | ROST | 778296103 | 5/17/2017 | 2 | Approval of the adoption of the Ross Stores Inc 2017 Equity Incentive Plan | Issuer | Yes | For | For |
Ross Stores Inc. | ROST | 778296103 | 5/17/2017 | 3 | Approval of executive compensation | Issuer | Yes | For | For |
Ross Stores Inc. | ROST | 778296103 | 5/17/2017 | 4 | Frequency of holding future votes on executive compensation | Issuer | Yes | For | For |
Ross Stores Inc. | ROST | 778296103 | 5/17/2017 | 5 | Approval of Deloitte & Touche as accounting firm for fiscal year ending 2/3/2018 | Issuer | Yes | For | For |
Tesoro Corp. | TSO | 881609101 | 3/24/2017 | 1 | Approve the issuance of shares in Tesoro Common Stock in connection with the merger as contemplated by the agreement and plan of merger | Issuer | Yes | For | For |
Tesoro Corp. | TSO | 881609101 | 3/24/2017 | 2 | Adopt an amendment to the Tesoro Certificate of Incorporation to increase the number of shares from 200 million to 300 million | Issuer | Yes | For | For |
Tesoro Corp. | TSO | 881609101 | 3/24/2017 | 3 | To adjourn the special meeting to solicit additional proxies in the event there are not sufficient votes at the time of the special meeting to approve proposal 1 | Issuer | Yes | For | For |
Total System Services, Inc | TSS | 891906109 | 4/27/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Total System Services, Inc | TSS | 891906109 | 4/27/2017 | 2 | Appointment of KPMG LLP as auditor for 2017 | Issuer | Yes | For | For |
Total System Services, Inc | TSS | 891906109 | 4/27/2017 | 3 | Approval of executive compensation | Issuer | Yes | For | For |
Total System Services, Inc | TSS | 891906109 | 4/27/2017 | 4 | Frequency of future advisory votes on executive compensation | Issuer | Yes | For | For |
Total System Services, Inc | TSS | 891906109 | 4/27/2017 | 5 | Approval of the Total Systems Services Inc 2017 Omnibus Plan | Issuer | Yes | For | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 2 | Ratify the selection of PriceWaterHouseCoopers LLP as the accounting firm for the fiscal year ending 9/30/2017 | Issuer | Yes | For | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 3 | Approve executive compensation | Issuer | Yes | For | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 4 | Approve the frequency of the advisory vote for executive compensation | Issuer | Yes | For | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 5 | Shareholder proposal to request a report disclosing the company's policy and procedures, expenditures, and other activites related to lobbying and grassroots lobbying communications | Shareholder | Yes | Against | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 6 | Shareholder proposal to request a report on steps the company is taking to foster greater diversity on the board of directors | Shareholder | Yes | Against | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 7 | Shareholder proposal to amend the company's bylaws to implement proxy access | Shareholder | Yes | Against | For |
Tyson Foods | TSN | 902494103 | 2/9/2017 | 8 | Shareholder proposal to adopt and implement a water stewardship policy at company and supplier facilities | Shareholder | Yes | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 2 | Appointment of independent accounting firm. | Issuer | Yes | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 3 | Approval of executive compensation | Issuer | Yes | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 4 | Advisory vote related to future votes on executive compensation | Issuer | Yes | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 5 | Approval of 2017 Long-Term Incentive Plan | Issuer | Yes | For | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 6 | Human Rights Committee | Shareholder | Yes | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 7 | Report on Greenhouse Gas reduction targets | Shareholder | Yes | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 8 | Special shareowner meetings | Shareholder | Yes | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 9 | Executive compensation clawback policy | Shareholder | Yes | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 10 | Stock retention policy | Shareholder | Yes | Against | For |
Verizon Communications Inc. | VZ | 92343V104 | 5/4/2017 | 11 | Limit matching contributions for executives | Shareholder | Yes | Against | For |
Waste Management, Inc. | WM | 94106L109 | 5/12/2017 | 1 | Election of directors | Issuer | Yes | For | For |
Waste Management, Inc. | WM | 94106L109 | 5/12/2017 | 2 | Ratification of Ernst & Young LLP as auditors for 2017 | Issuer | Yes | For | For |
Waste Management, Inc. | WM | 94106L109 | 5/12/2017 | 3 | To approve executive compensation | Issuer | Yes | For | For |
Waste Management, Inc. | WM | 94106L109 | 5/12/2017 | 4 | Frequency of the stockholder vote on executive compensation | Issuer | Yes | For | For |
Waste Management, Inc. | WM | 94106L109 | 5/12/2017 | 5 | Stockholder proposal regarding a policy restricting accelerated vesting of equity awards upon a change in control | Shareholder | Yes | Against | For |