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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number | 811-22213 |
AlphaMark Investment Trust |
(Exact name of registrant as specified in charter) |
250 Grandview Drive, Suite 175 Ft. Mitchell, Kentucky | 41017 |
(Address of principal executive offices) | (Zip code) |
Wade R. Bridge, Esq.
Ultimus Fund Solutions, LLC 225 Pictoria Drive, Suite 450 Cincinnati, Ohio 45246 |
(Name and address of agent for service) |
Registrant's telephone number, including area code: | (513) 587-3400 |
Date of fiscal year end: | July 31 | |
Date of reporting period: | July 1, 2015 – June 30, 2016 |
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD.
Disclose the following information for each matter relating to a portfolio security considered at any shareholder meeting held during the period covered by the report and with respect to which the registrant was entitled to vote:
(a) | The name of the issuer of the portfolio security; |
(b) | The exchange ticker symbol of the portfolio security; |
(c) | The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security; |
(d) | The shareholder meeting date; |
(e) | A brief identification of the matter voted on; |
(f) | Whether the matter was proposed by the issuer or by a security holder; |
(g) | Whether the registrant cast its vote on the matter; |
(h) | How the registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and |
(i) | Whether the registrant cast its vote for or against management. |
SIGNATURES
[See General Instruction F]
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) AlphaMark Investment Trust
By (Signature and Title)* | /s/ Michael L. Simon | ||
Michael L. Simon, President | |||
Date | August 24, 2016 |
* | Print the name and title of each signing officer under his or her signature. |
ALPHAMARK LARGE CAP GROWTH FUND
PROXY VOTING RECORD: July 1, 2015 to June 30, 2016
Issuer Name | Ticker Symbol | CUSIP | Shareholder Meeting Date | Agenda Item # | Proposed by Issuer or Shareholder? | Did the Fund Vote? | How did the Fund Cast its Vote? For, Against, Abstain | Did the Fund Vote For or Against Management? | |
Akamai Technologies, Inc. | AKAM | 00971T101 | 5/11/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | TO APPROVE OUR EXECUTIVE OFFICER COMPENSATION. | Issuer | Yes | For | For | ||||
3 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR 2016 | Issuer | Yes | For | For | ||||
Amgen Inc. | AMGN | 031162100 | 5/19/2016 | 1 | ELECTION OF DIRECTORS FOR A TERM EXP 2017 | Issuer | Yes | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS ENDING DECEMBER 31, 2016 | Issuer | Yes | For | For | ||||
3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
4 | STOCKHOLDER PROPOSAL TO CHANGE NONBINDING PROPOSALS SUBMITTED BY STOCKHOLDERS | Shareholder | Yes | Against | For | ||||
Amphenol Corporation | APH | 032095101 | 5/25/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF DELOITTE & TOUCHE LLP AS ACCOUNTANTS | Issuer | Yes | For | For | ||||
3 | ADVISORY VOTE TO APPROVE COMPENSATION OF EXECUTIVE OFFICERS | Issuer | Yes | For | For | ||||
4 | TO APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION | Issuer | Yes | For | For | ||||
Apple Inc. | AAPL | 037833100 | 2/26/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016 | Issuer | Yes | For | For | ||||
3 | AN ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Issuer | Yes | For | For | ||||
4 | APPROVAL OF THE AMENDED AND RESTATED APPLE 2014 INC. EMPLOYEE STOCK PLAN. | Issuer | Yes | For | For | ||||
5 | A SHAREHOLDER PROPOSAL ENTITLED NET-ZERO GREENHOUSE GAS EMISSIONS BY 2030 | Shareholder | Yes | Against | For | ||||
6 | A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS | Shareholder | Yes | Against | For | ||||
7 | A SHAREHOLDER PROPOSAL ENTITLED "HUMAN RIGHTS REVIEW-HIGH RISK REGIONS" | Shareholder | Yes | Against | For | ||||
8 | A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS" | Shareholder | Yes | Against | For | ||||
Avago Technologies Limited | AVGO | Y0486S104 | 11/10/2015 | 1 | AVAGO SCHEME PROPOSAL TO APPROVE THE STATUTORY SCHEME OF ARRANGEMENT BETWEEN AVAGO, THE AVAGO SHAREHOLDERS AND PAVONIA LTD | Issuer | Yes | For | For |
2 | EQUITY ISSUANCE PROPOSAL TO APPROVE THE ALLOTMENT AND ISSUANCE OF ORDINARY SHARES IN THE CAPITAL OF PAVONIA LTD AND/OR LIMITED PARTNERSHIP INTERESTS OF SAFARI CAYMAN L.P. | Issuer | Yes | For | For | ||||
Broadcom Corporation | BRCM | 111320107 | 4/6/2016 | 1 | ELECTION OF BOARD OF DIRECTORS | Issuer | Yes | For | For |
2 | TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | Yes | For | For | ||||
3 | TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF BROADCOM TO ALLOT AND ISSUE SHARES | Issuer | Yes | For | For | ||||
4 | TO APPROVE THE CASH COMPENSATION FOR BROADCOM'S NON-EMPLOYEE DIRECTORS FOR SERVICES RENDERED THROUGH BROADCOM'S 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS | Issuer | Yes | For | For | ||||
Cadence Design Systems, Inc | CDNS | 127387108 | 5/5/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF THE AMENDMENT AND REINSTATEMENT OF THE OMNIBUS EQUITY INCENTIVE PLAN | Issuer | Yes | For | For | ||||
3 | REAPPROVAL OF THE PERFORMANCE GOALS UNDER THE SENIOR EXECUTIVE BONUS PLAN | Issuer | Yes | For | For | ||||
4 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
5 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | Yes | For | For | ||||
Celanese Corporation | CE | 150870103 | 4/21/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Issuer | Yes | For | For | ||||
4 | TO APPROVE AMENDMENTS TO OUR CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS | Issuer | Yes | For | For | ||||
Centene Corporation | CNC | 15135B101 | 4/26/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
CenturyLink, Inc. | CTL | 156700106 | 5/18/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS FOR 2016 | Issuer | Yes | For | For | ||||
3 | APPROVE AN AMENDMENT TO OUR 2011 EQUITY INCENTIVE PLAN | Issuer | Yes | For | For | ||||
4 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
5 | SHAREHOLDER PROPOSAL REGARDING EQUITY RETENTION | Shareholder | Yes | Against | For | ||||
Continental Resources, Inc. | CLR | 212015101 | 5/19/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | Yes | For | For | ||||
3 | SHAREHOLDER PROPOSAL REPORT ON STEPS TAKEN TO FOSTER BOARD GENDER DIVERSITY | Shareholder | Yes | Against | For | ||||
4 | SHAREHOLDER PROPOSAL REPORT ON MONITORING AND MANAGING THE LEVEL OF METHANE EMISSIONS | Shareholder | Yes | Against | For | ||||
5 | SHAREHOLDER PROPOSAL REPORT ON RESULTS OF POLICIES AND PRACTICES TO MINIMIZE THE IMPACT OF HYDRAULIC FRACTURING | Shareholder | Yes | Against | For | ||||
Delta Air Lines, Inc. | DAL | 247361702 | 6/10/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF COMPENSATION OF EXECUTIVE OFFICERS | Issuer | Yes | For | For | ||||
3 | TO APPROVE THE REINSTATEMENT OF PERFORMANCE COMPENSATION PLAN | Issuer | Yes | For | For | ||||
4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2016. | Issuer | Yes | For | For | ||||
5 | A STOCKHOLDER PROPOSAL FOR SENIOR EXECUTIVES TO RETAIN STOCK. | Shareholder | Yes | Against | For | ||||
Eastman Chemical Co. | EMN | 277432100 | 5/5/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS | Issuer | Yes | For | For | ||||
4 | ADVISORY VOTE ON WRITTEN CONSENT STOCKHOLDERS PROPOSAL | Shareholder | Yes | Against | For | ||||
EMC Corp. | EMC | 268648102 | 5/12/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF THE SELECTION BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
3 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
EOG Resources Inc. | EOG | 26875P101 | 4/26/2016 | 1 | ELECTION OF NOMINEE DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF DELOITTE TOUCHE LLP AS AUDITORS FOR 2016 | Issuer | Yes | For | For | ||||
3 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
Fairfax Financial Holdings LTD | FRFHF | 303901102 | 4/14/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION | Issuer | Yes | For | For | ||||
Fifth Third Bancorp | FITB | 316773100 | 4/19/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF DELOITTE AND TOUCHE LLP TO SERVE AS EXTERNAL AUDIT FIRM. | Issuer | Yes | For | For | ||||
3 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
4 | ADVISORY VOTE TO DETERMINE WHETHER THE SHAREHOLDER VOTE ON EXECUTIVE'S COMPENSATION EVERY 1,2 OR 3 YRS | Issuer | Yes | 1 year | 1 year | ||||
Flowserve Corporation | FLS | 34354P105 | 5/19/2016 | 1 | ELECTION OF NOMINEE DIRECTORS | Issuer | Yes | For | For |
2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS PUBLIC ACCOUNTING FIRM FOR 2016 | Issuer | Yes | For | For | ||||
4 | SHAREHOLDER PROPOSAL TO AMEND THE PROXY ACCESS BYLAWS, TO REDUCE SHARE OWNERSHIP TO 3% FROM 5% | Shareholder | Yes | Against | For | ||||
IntercontinentalExchange Group, Inc. | ICE | 45865V100 | 5/13/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | APPOINTMENT OF ERNST & YOUNG AS AUDITOR FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
4 | SHAREHOLDER PROPOSAL REGARDING THE PREPARATION OF A SUSTAINABILITY REPORT | Shareholder | Yes | Against | For | ||||
IPG Photonics Corporation | IPGP | 44980X109 | 6/1/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Issuer | Yes | For | For | ||||
Mylan N.V. | MYL | 628530107 | 1/7/2016 | 1 | RESOLUTION TO REDEEM ALL ISSUED PREFERRED SHARES, PAR VALUE 0.01 EURO PER SHARE IN THE CAPITAL OF MYLAN N.V. | Issuer | Yes | For | For |
1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For | ||||
2 | ADOPTION OF THE DUTCH ANNUAL ACCOUNTS FOR FISCAL YEAR 2015 | Issuer | Yes | For | For | ||||
3 | SELECTION OF DELOITTE & TOUCHE AS REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
4 | INSTRUCTION OF DELOITTE ACCOUNTANTS FOR THE AUDIT OF THE COMPANIES DUTCH ANNUAL ACCOUNTS FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
5 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
6 | RE-APPROVAL OF THE PERFORMANCE GOALS OF THE COMPANIES 2003 LONG TERM INCENTIVE PLAN. | Issuer | Yes | For | For | ||||
7 | AUTHORIZATION TO ACQUIRE ORDINARY SHARES AND PREFERRED SHARES IN THE CAPITAL OF THE COMPANY. | Issuer | Yes | For | For | ||||
1 | APPROVAL UNDER ARTICLE 2:107A OF THE DUTCH CIVIL CODE OF THE ACQUISITION DIRECTLY OR INDIRECTLY OF ALL OR ANY PORTION OF THE ORDINARY SHARES OR PERRIGO COMPANY PLC | Issuer | Yes | For | For | ||||
Rockwell Automation, Inc. | ROK | 773903109 | 2/2/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF DELOITTE & TOUCHE LLP AS ACCOUNTING FIRM | Issuer | Yes | For | For | ||||
3 | APPROVAL OF COMPENSATION OF EXECUTIVES | Issuer | Yes | For | For | ||||
4 | APPROVAL OF 2012 LONG TERM INCENTIVE PLAN TO INCREASE SHARES AVAILABLE FOR DELIVERY | Issuer | Yes | For | For | ||||
5 | APPROVAL OF AMENDMENT OF BI-LAWS TO ADD AN EXCLUSION FORUM PROVISION. | Issuer | Yes | For | For | ||||
Ross Stores Inc. | ROST | 778296103 | 5/18/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF THE COMPANY'S SECOND AMENDED AND REINSTATED INCENTIVE PLAN. | Issuer | Yes | For | For | ||||
3 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
4 | APPROVAL OF DELOITTE & TOUCHE AS ACCOUNTING FIRM FOR FISCAL YEAR ENDING 1/28/17 | Issuer | Yes | For | For | ||||
Starwood Hotels & Resorts Worldwide, Inc. | HOT | 85590A401 | 4/8/2016 | 1 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED 11/15/2015 BY STARWOOD, MARRIOTT INTERNATIONAL, INC. | Issuer | Yes | For | For |
2 | APPROVAL OF THE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
1 | APPROVAL OF THE AGREEMENT AND PLAN OF MERGER, DATED 11/15/2015 BY STARWOOD, MARRIOTT INTERNATIONAL, INC. | Issuer | Yes | For | For | ||||
2 | APPROVAL OF THE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
Tesoro Corp. | TSO | 881609101 | 5/3/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | APPROVAL OF ERNST & YOUNG AS ACCOUNTING FIRM FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
4 | STOCKHOLDER PROPOSAL SET FOURTH IN THE PROXY STATEMENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING | Shareholder | Yes | Against | For | ||||
The Estee Lauder Companies Inc. | EL | 518439104 | 11/12/2015 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS AUDITORS FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
4 | APPROVAL OF THE ESTEE LAUDER COMPANIES INC AMENDED AND RESTATED FISCAL 2002 SHARES INCENTIVE PLAN | Issuer | Yes | For | For | ||||
5 | APPROVAL OF THE ESTEE LAUDER COMPANIES INC AMENDED AND RESTATED NON EMPLOYEE SHARES INCENTIVE PLAN | Issuer | Yes | For | For | ||||
Total System Services, Inc | TSS | 891906109 | 4/28/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPOINTMENT OF KPMG LLP AS AUDITOR FOR 2016 | Issuer | Yes | For | For | ||||
3 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
Verizon Communications Inc. | VZ | 92343V104 | 5/5/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPOINTMENT OF INDEPENDENT ACCOUNTING FIRM. | Issuer | Yes | For | For | ||||
3 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
4 | RENEWABLE ENERGY TARGETS | Shareholder | Yes | Against | For | ||||
5 | INDIRECT POLITICAL SPENDING REPORT | Shareholder | Yes | Against | For | ||||
6 | LOBBYING ACTIVITIES REPORT | Shareholder | Yes | Against | For | ||||
7 | INDEPENDENT CHAIR POLICY | Shareholder | Yes | Against | For | ||||
8 | SEVERANCE APPROVAL POLICY | Shareholder | Yes | Against | For | ||||
9 | STOCK RETENTION POLICY | Shareholder | Yes | Against | For | ||||
Vonage Holdings Corp. | VG | 92886T201 | 6/3/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF BDP USA AS ACCOUNTING FIRM FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
Waste Management, Inc. | WM | 94106L109 | 5/12/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2016 | Issuer | Yes | For | For | ||||
3 | TO APPROVE EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
4 | PROPOSAL REGARDING POLICY ON VESTING OF EQUITY AWARDS | Shareholder | Yes | Against | For | ||||
Whole Foods Market, Inc. | WFMI | 966837106 | 9/15/2015 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | REACTIVATION OF THE APPOINTMENT OF ERNST & YOUNG AS AUDITOR FOR FISCAL YEAR ENDING 9/27/15 | Issuer | Yes | For | For | ||||
4 | APPROVAL OF INCREASE IN COMPANY'S COMMON STOCK FROM 600 MILLION TO 1.2 BILLION | Issuer | Yes | For | For | ||||
5 | PROPOSAL TO ADOPT A POLICY TO LIMIT ACCELERATION OF VESTING OF EQUITY | Shareholder | Yes | Against | For | ||||
Whole Foods Market, Inc. | WFMI | 966837106 | 3/9/2016 | 1 | ELECTION OF DIRECTORS | Issuer | Yes | For | For |
2 | APPROVAL OF EXECUTIVE COMPENSATION | Issuer | Yes | For | For | ||||
3 | APPOINTMENT OF ERNST & YOUNG AS AUDITOR FOR FISCAL YEAR 2016 | Issuer | Yes | For | For | ||||
4 | AMENDMENT OF TEAM MEMBER STOCK PURCHASE PLAN | Issuer | Yes | For | For | ||||
5 | PROPOSAL TO ADOPT A PRESENT FOR SHAREHOLDER APPROVAL REVISIONS TO THE COMPANY'S PROXY ACCESS BYLAW | Shareholder | Yes | Against | For | ||||
6 | PROPOSAL TO ADOPT A POLICY LIMITING ACCELERATION OF VESTING OF EQUITY | Shareholder | Yes | Against | For | ||||
7 | PROPOSAL ASKING THE COMPANY TO ISSUE A REPORT REGARDING FOOD WASTE EFFORTS | Shareholder | Yes | Against | For |