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UNITED STATES |
SECURITIES AND EXCHANGE COMMISSION |
Washington, DC 20549 |
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FORM N-PX |
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ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY |
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Investment Company Act file number: 811- 22255 |
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EGA Emerging Global Shares Trust |
(Exact name of registrant as specified in charter) |
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171 East Ridgewood Avenue |
Ridgewood, NJ 07450 |
(Address of principal executive offices) (Zip code) |
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Robert C. Holderith |
Emerging Global Advisors LLC |
171 East Ridgewood Avenue |
Ridgewood, NJ 07450 |
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(Name and address of agent for service) |
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Registrant’s telephone number, including area code: (201) 389-6872 |
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Date of fiscal year end: March 31 |
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Date of reporting period: June 30, 2009 |
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Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
EMERGING GLOBAL SHARES DOW JONES EMERGING MARKETS ENERGY TITANS INDEX FUND
Investment Company Report
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POLSKI KONCERN NAFTOWY ORLEN S A |
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Security | | X6922W204 | | Meeting Type | | Annual General Meeting |
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Ticker Symbol | | | | Meeting Date | | 15-Jul-2009 |
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ISIN | | PLPKN0000018 | | Agenda | | 702017408 - Management |
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| Item
| Proposal
| | Type
| | Vote
| | For/Against Management |
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| | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 587399 DUE TO CHANGE IN VOTING STATUS AND ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. THANK YOU. | | Non-Voting | | | | |
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| | IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE | | Non-Voting | | | | |
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| 1. | Open meeting | | Non-Voting | | | | |
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| 2. | Management Proposal | | Management | | For | | For |
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| 3. | Acknowledge the proper convening of meeting | | Non-Voting | | | | |
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| 4. | Management Proposal | | Management | | For | | For |
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| 5. | Management Proposal | | Management | | For | | For |
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| 6. | Receive the Management Board Report on Company’s Operations in fiscal 2008, financial statements and proposal on treatment of net loss | | Non-Voting | | | | |
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| 7. | Receive the Management Board report on Group’s Operations in fiscal 2008 and consolidated financial statements | | Non-Voting | | | | |
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| 8. | Receive the Supervisory Board report on its review of Management Board report on Company’s Operations in fiscal 2008, financial statements, and Management Board Proposal on treatment of net loss | | Non-Voting | | | | |
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| 9. | Receive the Supervisory Board report on its review of the Management Board report on Group’s Operations in fiscal 2008 and consolidated financial statements | | Non-Voting | | | | |
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| 10. | Receive the Supervisory Board report on its activities in fiscal 2008 and Company standing | | Non-Voting | | | | |
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| 11. | Management Proposal | | Management | | For | | For |
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| 12. | Management Proposal | | Management | | For | | For |
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| 13. | Management Proposal | | Management | | For | | For |
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| 14.1 | Management Proposal | | Management | | For | | For |
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| 14.2 | Management Proposal | | Management | | For | | For |
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| 14.3 | Management Proposal | | Management | | For | | For |
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| 14.4 | Management Proposal | | Management | | For | | For |
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| 14.5 | Management Proposal | | Management | | For | | For |
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| 14.6 | Management Proposal | | Management | | For | | For |
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| 14.7 | Management Proposal | | Management | | For | | For |
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| 14.8 | Management Proposal | | Management | | For | | For |
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| 14.9 | Management Proposal | | Management | | For | | For |
Investment Company Report
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| 14.10 | Management Proposal | | Management | | For | | For |
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| 14.11 | Management Proposal | | Management | | For | | For |
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| 15.1 | Management Proposal | | Management | | For | | For |
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| 15.2 | Management Proposal | | Management | | For | | For |
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| 15.3 | Management Proposal | | Management | | For | | For |
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| 15.4 | Management Proposal | | Management | | For | | For |
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| 15.5 | Management Proposal | | Management | | For | | For |
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| 15.6 | Management Proposal | | Management | | For | | For |
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| 15.7 | Management Proposal | | Management | | For | | For |
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| 15.8 | Management Proposal | | Management | | For | | For |
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| 15.9 | Management Proposal | | Management | | For | | For |
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| 15.10 | Management Proposal | | Management | | For | | For |
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| 15.11 | Management Proposal | | Management | | For | | For |
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| 15.12 | Management Proposal | | Management | | For | | For |
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| 15.13 | Management Proposal | | Management | | For | | For |
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| 15.14 | Management Proposal | | Management | | For | | For |
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| 15.15 | Management Proposal | | Management | | For | | For |
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| 15.16 | Management Proposal | | Management | | For | | For |
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| 15.17 | Management Proposal | | Management | | For | | For |
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| 16. | Management Proposal | | Management | | For | | For |
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| 17.1 | Management Proposal | | Management | | For | | For |
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| 17.2 | Management Proposal | | Management | | For | | For |
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| 17.3 | Management Proposal | | Management | | For | | For |
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| 17.4 | Management Proposal | | Management | | For | | For |
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| 17.5 | Management Proposal | | Management | | For | | For |
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| 17.6 | Management Proposal | | Management | | For | | For |
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| 17.7 | Management Proposal | | Management | | For | | For |
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| 17.8 | Management Proposal | | Management | | For | | For |
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| 17.9 | Management Proposal | | Management | | For | | For |
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| 17.10 | Management Proposal | | Management | | For | | For |
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| 17.11 | Management Proposal | | Management | | For | | For |
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| 17.12 | Management Proposal | | Management | | For | | For |
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| 17.13 | Management Proposal | | Management | | For | | For |
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| 17.14 | Management Proposal | | Management | | For | | For |
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| 17.15 | Management Proposal | | Management | | For | | For |
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| 17.16 | Management Proposal | | Management | | For | | For |
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| 17.17 | Management Proposal | | Management | | For | | For |
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| 17.18 | Management Proposal | | Management | | For | | For |
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| 17.19 | Management Proposal | | Management | | For | | For |
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| 17.20 | Management Proposal | | Management | | For | | For |
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| 18.1 | Management Proposal | | Management | | For | | For |
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| 18.2 | Management Proposal | | Management | | For | | For |
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| 19.1 | Management Proposal | | Management | | For | | For |
Investment Company Report
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| 19.2 | Management Proposal | | Management | | For | | For |
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| 19.3 | Management Proposal | | Management | | For | | For |
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| 20. | Close Meeting | | Non-Voting | | | | |
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| | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN MEETING DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | | Non-Voting | | | | |
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Account Number
| | Custodian
| | Ballot Shares
| | Unavailable Shares | | Vote Date
| | Date Confirmed
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212251 | | 55P | | 21638 | | 0 | | 18-Jun-2009 | | 18-Jun-2009 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) EGA Emerging Global Shares Trust
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By: | /s/ Robert C. Holderith |
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Name: | Robert C. Holderith |
Title: | President |
Date: | July 27, 2009 |