UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
EGA Emerging Global Shares Trust
(Exact name of registrant as specified in charter)
171 East Ridgewood Avenue
Ridgewood, NJ 07450
(Address of principal executive offices) (Zip code)
Robert C. Holderith
Emerging Global Advisors LLC
171 East Ridgewood Avenue
Ridgewood, NJ 07450
Registrant’s telephone number, including area code: (201) 389-6872
Date of fiscal year end: March 31
Date of reporting period: July 1, 2010 - June 30, 2011
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Investment Company Report
SOHU.COM INC. | |||||||
Security | 83408W103 | Meeting Type | Annual | ||||
Ticker Symbol | SOHU | Meeting Date | 02-Jul-2010 | ||||
ISIN | US83408W1036 | Agenda | 933266125 - Management | ||||
City | Holding Recon Date | 20-Apr-2010 | |||||
Country | China | Vote Deadline Date | 30-Jun-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Election of Directors | Management | |||||
1 | DR. EDWARD B. ROBERTS | For | For | ||||
2 | DR. ZHONGHAN DENG | For | For | ||||
2 | Ratify Appointment of Independent Auditors | Management | For | For | |||
3 | Approve Stock Compensation Plan | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 901 | 0 | 03-May-2010 | 03-May-2010 | ||
MTN GROUP LTD | |||||||
Security | S8039R108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 15-Jul-2010 | |||||
ISIN | ZAE000042164 | Agenda | 702532006 - Management | ||||
City | GAUTENG | Holding Recon Date | 14-Jul-2010 | ||||
Country | South Africa | Vote Deadline Date | 08-Jul-2010 | ||||
SEDOL(s) | 5949799 - 6563206 - B02P3W5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
8 | Management Proposal | Management | For | For | |||
9 | Management Proposal | Management | For | For | |||
10 | Management Proposal | Management | For | For | |||
11 | Management Proposal | Management | For | For | |||
12 | Management Proposal | Management | For | For | |||
13 | Management Proposal | Management | For | For | |||
14 | Management Proposal | Management | For | For | |||
S.15 | Management Proposal | Management | For | For | |||
16 | Management Proposal | Management | For | For | |||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||||
IN NUMBERING OF RESOLUTION.-IF YOU HAVE ALREADY | |||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | |||||||
PROXY FORM U-NLESS YOU DECIDE TO AMEND YOUR | |||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 21909 | 0 | 25-Jun-2010 | 08-Jul-2010 | ||
JIANSU EXPWY CO LTD | |||||||
Security | Y4443L103 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 16-Jul-2010 | |||||
ISIN | CNE1000003J5 | Agenda | 702465558 - Management | ||||
City | JIANGSU | Holding Recon Date | 15-Jun-2010 | ||||
Country | China | Vote Deadline Date | 07-Jul-2010 | ||||
SEDOL(s) | 6005504 - B01XLJ3 - B1BJTS3 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100527/LTN2 | |||||||
0100527509.pdf |
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | |||||||
THANK YOU. |
1. | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX CHINA INFRASTRUTURE | 55P | 234000 | 0 | 02-Jun-2010 | 07-Jul-2010 | ||
HUNAN NONFERROUS METALS CORPORATION LTD | |||||||
Security | Y3767E109 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 20-Jul-2010 | |||||
ISIN | CNE1000003F3 | Agenda | 702489229 - Management | ||||
City | HUNAN PROVINCE | Holding Recon Date | 17-Jun-2010 | ||||
Country | China | Vote Deadline Date | 09-Jul-2010 | ||||
SEDOL(s) | B0ZSH52 - B128MM4 - B1CP195 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | |||||||
THANK YOU. | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100603/LTN2 | |||||||
01006031017.pdf | |||||||
1.a | Management Proposal | Management | For | For | |||
1.b | Management Proposal | Management | For | For | |||
2.a | Management Proposal | Management | For | For | |||
2.b | Management Proposal | Management | For | For | |||
3.a | Management Proposal | Management | For | For | |||
3.b | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX China Infrastructure ETF | 55P | 310000 | 0 | 07-Jun-2010 | 09-Jul-2010 | ||
WIPRO LIMITED | |||||||
Security | 97651M109 | Meeting Type | Annual | ||||
Ticker Symbol | WIT | Meeting Date | 22-Jul-2010 | ||||
ISIN | US97651M1099 | Agenda | 933307325 - Management | ||||
City | Holding Recon Date | 23-Jun-2010 | |||||
Country | United States | Vote Deadline Date | 15-Jul-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
O1 | Miscellaneous Corporate Actions | Management | For | For | |||
O2 | Dividends | Management | For | For | |||
O3 | Miscellaneous Corporate Governance | Management | For | For | |||
O4 | Miscellaneous Corporate Governance | Management | For | For | |||
O5 | Miscellaneous Corporate Governance | Management | For | For | |||
O6 | Ratify Appointment of Independent Auditors | Management | For | For | |||
S7 | Miscellaneous Corporate Governance | Management | For | For | |||
S8 | Miscellaneous Corporate Governance | Management | For | For | |||
S9 | Miscellaneous Corporate Governance | Management | For | For | |||
C1 | Amalgamation Plan | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 3637 | 0 | 02-Jul-2010 | 02-Jul-2010 | ||
PKO BK POLSKI SA | |||||||
Security | X6919X108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 23-Jul-2010 | |||||
ISIN | PLPKO0000016 | Agenda | 702539707 - Management | ||||
City | WARSAW | Holding Recon Date | 09-Jun-2010 | ||||
Country | Poland | Vote Deadline Date | 06-Jul-2010 | ||||
SEDOL(s) | B03NGS5 - B040663 - B28LD76 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management |
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT BELOW TWO RESOLUTIONS WILL BE | Non-Voting | ||||||
VOTED ON MEETING DATE 23 JUL 20-10 AND ALL OTHER | |||||||
RESOLUTIONS WERE VOTED AT THE PREVIOUS MEETING | |||||||
UNDER JOB # 71-6512. THANK YOU |
15.a | Management Proposal | Management | For | For | |||
15.b | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Financials GEMS ETF | 55P | 24259 | 0 | 07-Jul-2010 | 07-Jul-2010 | ||
DR. REDDY'S LABORATORIES LIMITED | |||||||
Security | 256135203 | Meeting Type | Annual | ||||
Ticker Symbol | RDY | Meeting Date | 23-Jul-2010 | ||||
ISIN | US2561352038 | Agenda | 933307301 - Management | ||||
City | Holding Recon Date | 21-Jun-2010 | |||||
Country | United States | Vote Deadline Date | 14-Jul-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Receive Consolidated Financial Statements | Management | For | For | |||
02 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||
03 | Election of Directors (Majority Voting) | Management | For | For | |||
04 | Election of Directors (Majority Voting) | Management | For | For | |||
05 | Ratify Appointment of Independent Auditors | Management | For | For | |||
O6 | Approve Article Amendments | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 1986 | 0 | 02-Jul-2010 | 02-Jul-2010 | ||
CHINA NATIONAL MATERIALS CO LTD | |||||||
Security | Y15048104 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Jul-2010 | |||||
ISIN | CNE100000874 | Agenda | 702511494 - Management | ||||
City | BEIJING | Holding Recon Date | 24-Jun-2010 | ||||
Country | China | Vote Deadline Date | 15-Jul-2010 | ||||
SEDOL(s) | B29MX56 - B2N68H1 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
8 | Management Proposal | Management | For | For | |||
9 | Management Proposal | Management | For | For | |||
10 | Management Proposal | Management | For | For | |||
11 | Management Proposal | Management | For | For | |||
12 | Management Proposal | Management | For | For | |||
13 | Management Proposal | Management | For | For | |||
14 | Management Proposal | Management | For | For | |||
15 | Management Proposal | Management | For | For | |||
16 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX China Infrastructure ETF | 55P | 246000 | 0 | 12-Jun-2010 | 15-Jul-2010 | ||
CIMB GROUP HOLDINGS BHD | |||||||
Security | Y1636J101 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Jul-2010 | |||||
ISIN | MYL1023OO000 | Agenda | 702543376 - Management | ||||
City | KUALA LUMPUR | Holding Recon Date | 22-Jul-2010 | ||||
Country | Malaysia | Vote Deadline Date | 19-Jul-2010 | ||||
SEDOL(s) | 6075745 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For |
CONTD | CONTD. Niaga B-Shares representing approximately 2.57% of | Non-Voting | ||||
CIMB Niagas total-issued shares for a consideration of IDR | ||||||
1,155 per CIMB Niaga B-Share or-an aggregate amount of | ||||||
approximately IDR 711 billion , which sale is at-Khazanah's sole | ||||||
discretion, the discretion of which is exercisable up to 30-SEP | ||||||
2010 unless mutually extended and is subject to completion of | ||||||
the sale-mentioned in Item (a), upon the terms and conditions of | ||||||
the conditional Share-Sale and Purchase Agreement dated 14 | ||||||
MAY 2010 entered into between CIMB,-CIMBG and Khazanah | ||||||
"Conditional SSPA" "Proposed Acquisition''); and i) to-allot and | ||||||
issue up to 268,000,000 new ordinary shares of MYR 1.00 each in | ||||||
the-Company "CIMB Shares" to Khazanah and/or its nominee(s) | ||||||
in satisfaction of-the purchase consideration for CONTD. | ||||||
CONTD | CONTD. the Proposed Acquisition for and on behalf of CIMBG at | Non-Voting | ||||
an issue-price of MYR 7.25 per CIMB Share ''Purchase | ||||||
Consideration'' upon the terms-and conditions of the Conditional | ||||||
SSPA The new CIMB Shares to be issued to-satisfy the Purchase | ||||||
Consideration shall upon allotment and issue, rank-equally in all | ||||||
respects with The existing CIMB Shares, except for any-dividends, | ||||||
rights, benefits, entitlements and/or other distributions, the- | ||||||
entitlement date of which precedes the date of allotment and issue | ||||||
of the-said new CIMB Shares; the Directors of the Company save | ||||||
and except for Tan-Sri Dato' Md Nor Yusof who is deemed | ||||||
interested in the Proposed Acquisition-be and are hereby | ||||||
empowered and authorized to do all acts, deeds and things-and to | ||||||
execute sign and deliver on CONTD. | ||||||
CONTD | behalf of the Company, all such documents as they may deem | Non-Voting | ||||
necessary,-expedient and/or appropriate to implement, give full | ||||||
effect to and complete-the Proposed Acquisition with full powers | ||||||
to assent to any conditions,-modifications variations and/or | ||||||
amendments in any manner as may be required-by any relevant | ||||||
regulatory authorities and to deal with all matters relating-thereto | ||||||
and to take all such steps and do all acts and things in any matter- | ||||||
as they deem necessary or expedient to implement, finalize and | ||||||
give full-effect to the Proposed Acquisition | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 140200 | 0 | 09-Jul-2010 | 19-Jul-2010 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jul-2010 | ||||
ISIN | PLPGNIG00014 | Agenda | 702538185 - Management | |||
City | WARSAW | Holding Recon Date | 12-Jul-2010 | |||
Country | Poland | Vote Deadline Date | 12-Jul-2010 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Miscellaneous | Non-Voting | ||||
11 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 177777 | 0 | 03-Jul-2010 | 12-Jul-2010 | |
HIDILI IND INTL DEV LTD | ||||||
Security | G44403106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Jul-2010 | ||||
ISIN | KYG444031069 | Agenda | 702534024 - Management | |||
City | HONG KONG | Holding Recon Date | 21-Jul-2010 | |||
Country | Cayman Islands | Vote Deadline Date | 26-Jul-2010 | |||
SEDOL(s) | B2471B8 - B27Z465 | Quick Code |
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100628/LTN2 | |||||||
0100628175.pdf |
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS | |||||||
THANK YOU. | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
8 | Management Proposal | Management | For | For | |||
9 | Management Proposal | Management | For | For | |||
10 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX China Infrastructure ETF | 55P | 214000 | 0 | 29-Jun-2010 | 26-Jul-2010 | ||
NET SERVICOS DE COMUNICACAO S A | |||||||
Security | P7161A100 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Jul-2010 | |||||
ISIN | BRNETCACNPR3 | Agenda | 702553214 - Management | ||||
City | SAO PAULO | Holding Recon Date | 28-Jul-2010 | ||||
Country | Brazil | Vote Deadline Date | 22-Jul-2010 | ||||
SEDOL(s) | 2606183 - 2960210 - 4078661 - 4084743 - | Quick Code | |||||
7389199 - B06V954 - B06YSH8 - B19CP20 - | |||||||
B19VS39 - B19YGK1 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | |||||
RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING | |||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | |||||||
BY-CONTACTING YOUR CLIENT REPRESENTATIVE. THANK | |||||||
YOU. | |||||||
1. | Merger of its subsidiaries Net Recife LTDA., Horizonte Sul | Non-Voting | |||||
Comunicacoes LTDA.-and ESC 90 Telecomunicacoes LTDA. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 101800 | 0 | ||||
SINA CORPORATION | |||||||
Security | G81477104 | Meeting Type | Annual | ||||
Ticker Symbol | SINA | Meeting Date | 02-Aug-2010 | ||||
ISIN | KYG814771047 | Agenda | 933307159 - Management | ||||
City | Holding Recon Date | 14-Jun-2010 | |||||
Country | China | Vote Deadline Date | 30-Jul-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Election of Directors | Management | |||||
1 | TER FUNG TSAO | For | For | ||||
2 | YICHEN ZHANG | For | For | ||||
02 | Ratify Appointment of Independent Auditors | Management | For | For | |||
03 | Approve Stock Compensation Plan | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 1091 | 0 | 02-Jul-2010 | 02-Jul-2010 | ||
COMPANHIA ENERGETICA DE MINAS GERAIS | |||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 04-Aug-2010 | |||||
ISIN | BRCMIGACNOR6 | Agenda | 702552123 - Management | ||||
City | BELO HORIZONTE | Holding Recon Date | 02-Aug-2010 | ||||
Country | Brazil | Vote Deadline Date | 19-Jul-2010 | ||||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE |
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 66020 | 0 | 20-Jul-2010 | 20-Jul-2010 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R110 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 04-Aug-2010 | ||||
ISIN | BRCMIGACNPR3 | Agenda | 702553125 - Management | |||
City | BARBACENA | Holding Recon Date | 02-Aug-2010 | |||
Country | Brazil | Vote Deadline Date | 28-Jul-2010 | |||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - | Quick Code | ||||
B1YCCV3 - B1YCS26 - B2QHFV4 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | |||||
CAN VOTE ON ITEM 1 ONLY. THANK YOU-. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 8350 | 0 | 20-Jul-2010 | 28-Jul-2010 | |
BANCO DO BRASIL S A MEDIUM TERM NTS BOOK ENTRY 14 | ||||||
Security | P11427112 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 05-Aug-2010 | ||||
ISIN | BRBBASACNOR3 | Agenda | 702555268 - Management | |||
City | BRASILIA | Holding Recon Date | 03-Aug-2010 | |||
Country | Brazil | Vote Deadline Date | 30-Jul-2010 | |||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 20500 | 0 | 22-Jul-2010 | 30-Jul-2010 | |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||
Security | P8228H104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 09-Aug-2010 | ||||
ISIN | BRSBSPACNOR5 | Agenda | 702547007 - Management |
City | SAO PAULO | Holding Recon Date | 05-Aug-2010 | |||
Country | Brazil | Vote Deadline Date | 22-Jul-2010 | |||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 52000 | 0 | 14-Jul-2010 | 22-Jul-2010 | |
CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI | ||||||
Security | Y1436A102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Aug-2010 | ||||
ISIN | CNE1000002G3 | Agenda | 702533135 - Management | |||
City | BEIJING | Holding Recon Date | 09-Jul-2010 | |||
Country | China | Vote Deadline Date | 30-Jul-2010 | |||
SEDOL(s) | B1HVJ16 - B1L1WC4 - B1L8742 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100624/LTN2 | ||||||
0100624283.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 454000 | 0 | 26-Jun-2010 | 30-Jul-2010 | |
CHINA RAILWAY GROUP LTD | ||||||
Security | Y1509D116 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 12-Aug-2010 | ||||
ISIN | CNE1000007Z2 | Agenda | 702533666 - Management | |||
City | BEIJING | Holding Recon Date | 23-Jul-2010 | |||
Country | China | Vote Deadline Date | 03-Aug-2010 | |||
SEDOL(s) | B297KM7 - B29W8X9 - B2NYS31 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
0 | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:h- | ||||||
ttp://www.hkexnews.hk/listedco/listconews/sehk/20100627/LTN20 | ||||||
100627037.pdf | ||||||
1. | Management Proposal | Management | For | For | ||
S2.1 | Management Proposal | Management | For | For | ||
S2.2 | Management Proposal | Management | For | For | ||
S2.3 | Management Proposal | Management | For | For | ||
S2.4 | Management Proposal | Management | For | For | ||
S2.5 | Management Proposal | Management | For | For | ||
S2.6 | Management Proposal | Management | For | For | ||
S2.7 | Management Proposal | Management | For | For | ||
S2.8 | Management Proposal | Management | For | For | ||
S2.9 | Management Proposal | Management | For | For | ||
S2.10 | Management Proposal | Management | For | For | ||
S2.11 | Management Proposal | Management | For | For | ||
S.3 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | |||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 693000 | 0 | 29-Jun-2010 | 03-Aug-2010 | |
CHINA RAILWAY GROUP LTD | ||||||
Security | Y1509D116 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 12-Aug-2010 | ||||
ISIN | CNE1000007Z2 | Agenda | 702559898 - Management | |||
City | BEIJING | Holding Recon Date | 22-Jul-2010 | |||
Country | China | Vote Deadline Date | 03-Aug-2010 | |||
SEDOL(s) | B297KM7 - B29W8X9 - B2NYS31 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 721495 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100627/LTN2 | ||||||
0100627035.pdf an-d | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100727/LTN2 | ||||||
0100727433.pdf | ||||||
1. | Management Proposal | Management | For | For | ||
2. | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4. | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
S.7.1 | Management Proposal | Management | For | For | ||
S.7.2 | Management Proposal | Management | For | For | ||
S.7.3 | Management Proposal | Management | For | For | ||
S.7.4 | Management Proposal | Management | For | For | ||
S.7.5 | Management Proposal | Management | For | For | ||
S.7.6 | Management Proposal | Management | For | For | ||
S.7.7 | Management Proposal | Management | For | For | ||
S.7.8 | Management Proposal | Management | For | For | ||
S.7.9 | Management Proposal | Management | For | For | ||
S7.10 | Management Proposal | Management | For | For | ||
S7.11 | Management Proposal | Management | For | For | ||
S.8 | Management Proposal | Management | For | For | ||
S.9 | Management Proposal | Management | For | For | ||
S.10 | Management Proposal | Management | For | For | ||
S.11 | Management Proposal | Management | For | For | ||
S.12 | Management Proposal | Management | For | For | ||
S.13 | Management Proposal | Management | For | For | ||
14. | Management Proposal | Management | For | For | ||
15. | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 693000 | 0 | 29-Jul-2010 | 03-Aug-2010 | |
PETROLEO BRASILEIRO SA, RIO DE JANEIRO | ||||||
Security | P78331140 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 12-Aug-2010 | ||||
ISIN | BRPETRACNPR6 | Agenda | 702563126 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 10-Aug-2010 | |||
Country | Brazil | Vote Deadline Date | 04-Aug-2010 | |||
SEDOL(s) | 2684532 - 7394621 - B04S8J4 - B13YV91 - | Quick Code | ||||
B1KZT37 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | ||||
RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING | ||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||
BY-CONTACTING YOUR CLIENT REPRESENTATIVE. THANK | ||||||
YOU |
1 | Ratification and hiring of the specialized Company | Non-Voting | ||||
PricewaterhouseCoopers-corporate finance and recovery Ltda., | ||||||
from here onwards PWC, for the-preparation of the valuation | ||||||
report for four series of zero coupon floating-rate bills issued by | ||||||
the Brazilian Government, from here onwards the report,-with | ||||||
maturity dates on 07 SEP 2014, 07 MAR 2015, 07 SEP 2015 and | ||||||
07 SEP 2016,-from here onwards the lfts, to be optionally used by | ||||||
the shareholders of the-Company to pay in the shares that come | ||||||
to be subscribed for within the-framework of the public offering for | ||||||
the primary distribution of shares of-the Company, to be held in | ||||||
observance of Article 62 of the corporate bylaws-of the Company | ||||||
and in accordance with the terms of cvm instruction 400 of 29- | ||||||
DEC 2003, as amended | ||||||
2 | To approve the criteria and methodologies used to determine the | Non-Voting | ||||
value of the-lfts, as proposed by PWC in the draft of the report, | ||||||
from here onwards the-valuation criteria | ||||||
3 | To approve the delegation of authority to the Board of Directors of | Non-Voting | ||||
the-Company to approve the report, ratifying the definitive amount | ||||||
of each series-of lfts, as stated in the report, through the | ||||||
application of the valuation-criteria | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy GEMS ETF | 55P | 33630 | 0 | |||
EGShares. GEMS Composite | 55P | 64300 | 0 | |||
YINGLI GREEN ENERGY HOLD. CO. LTD. | ||||||
Security | 98584B103 | Meeting Type | Annual | |||
Ticker Symbol | YGE | Meeting Date | 13-Aug-2010 | |||
ISIN | US98584B1035 | Agenda | 933310726 - Management | |||
City | Holding Recon Date | 12-Jul-2010 | ||||
Country | United States | Vote Deadline Date | 09-Aug-2010 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
01 | Approve Financial Statements, Allocation of Income, and | Management | For | For | ||
Discharge Directors | ||||||
2A | Election of Directors (Majority Voting) | Management | For | For | ||
2B | Election of Directors (Majority Voting) | Management | For | For | ||
03 | Ratify Appointment of Independent Auditors | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 93I | 20747 | 0 | 16-Jul-2010 | 16-Jul-2010 | |
REMGRO LTD | ||||||
Security | S6873K106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Aug-2010 | ||||
ISIN | ZAE000026480 | Agenda | 702558543 - Management | |||
City | SOMERSET WEST | Holding Recon Date | 17-Aug-2010 | |||
Country | South Africa | Vote Deadline Date | 11-Aug-2010 | |||
SEDOL(s) | 4625216 - 6290689 - B08LPL0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For |
CONT | CONTD. 12 months after the date of the approval of the | Non-Voting | ||||
unbundling circular;-the assets of the Company and the Group will | ||||||
not exceed their liabilities for-a period of 12 months after the date | ||||||
of the approval of the unbundling-circular; for this purpose, the | ||||||
assets and liabilities are recognized and-measured in accordance | ||||||
with the accounting policies used in the Company's-latest audited | ||||||
annual group financial statements; the Company and the Group- | ||||||
will not have adequate share capital and reserves for ordinary | ||||||
business-purposes for a period of 12 months after the date of the | ||||||
approval of the-unbundling circular; the working capital of the | ||||||
Company and the Group will-not be adequate for ordinary | ||||||
business purposes for a period of 12 months-after the date of the | ||||||
approval of the unbundling circular | ||||||
S.1 | Management Proposal | Management | For | For | ||
CONT | CONTD. announcement complying with paragraph 11.27 of the | Non-Voting | ||||
Listings-Requirements of the JSE Listings Requirements be | ||||||
published by the Company-i when the Company and/or its | ||||||
subsidiaries have cumulatively repurchased 3%-of the ordinary | ||||||
shares in issue as at the time when the general authority was- | ||||||
given the initial number and ii for each 3% in the aggregate of | ||||||
the-initial number of the ordinary shares acquired thereafter by the | ||||||
Company-and/or its subsidiaries; the repurchase by the Company | ||||||
of its own ordinary-shares shall not in the aggregate in any one | ||||||
financial year exceed 20% of the-Company's issued ordinary | ||||||
share capital of this class, provided that the-acquisition of ordinary | ||||||
shares as treasury shares by a subsidiary of the-Company shall | ||||||
not exceed 10% in the aggregate of the number of issued-ordinary | ||||||
shares of the Company at the relevant times; repurchases must | ||||||
not be-made at a price more than 10% above the weighted | ||||||
average of | ||||||
CONT | CONTD. ordinary shares for the five business days immediately | Non-Voting | ||||
preceding the-date on which the transaction is effected; at any | ||||||
point in time the Company-may only appoint one agent to effect | ||||||
any repurchase on the Company's behalf-or on behalf of any | ||||||
subsidiary of the Company; subject to the exceptions-contained in | ||||||
the Listings Requirements, the Company and the Group will not- | ||||||
repurchase ordinary shares during a prohibited period as defined | ||||||
in the-Listings Requirements unless they have in place a | ||||||
repurchase programme where-the dates and quantities of shares | ||||||
to be traded during the relevant period-are fixed not subject to | ||||||
any variation and full details of the programme-have been | ||||||
disclosed in an announcement over SENS prior to the | ||||||
commencement of-the prohibited period; and such repurchases | ||||||
will be subject to the provisions-of the Companies Act No. 61 of | ||||||
1973 , as amended Companies Act , the-Company's Articles of | ||||||
Association and the Listings Requirements | ||||||
CONT | CONTD. intention of the Board of Directors to use this general | Non-Voting | ||||
authority-should prevailing circumstances including the tax | ||||||
dispensation and market-conditions warrant it in their opinion; the | ||||||
Company's Directors undertake-that they will not implement any | ||||||
such repurchases while this general-authority is valid, unless: the | ||||||
Company and the Group will be able, in the-ordinary course of | ||||||
business, to pay its debts for a period of 12 months after-the date | ||||||
of the general repurchase; the assets of the Company and the | ||||||
Group-will exceed their liabilities for a period of 12 months after | ||||||
the date of the-general repurchase; for this purpose, the assets | ||||||
and liabilities are-recognized and measured in accordance with | ||||||
the accounting policies used in-the Company's latest audited | ||||||
annual group financial statements; the Company-and the Group | ||||||
will have adequate share capital and reserves for ordinary- | ||||||
business purposes for a period of 12 months after the date | ||||||
CONT | CONTD. general repurchase; the working capital of the Company | Non-Voting | ||||
and the Group-will be adequate for ordinary business purposes for | ||||||
a period of 12 months-after the date of the general repurchase; | ||||||
and upon entering the market to-proceed with the repurchase, the | ||||||
Company's sponsor has confirmed the adequacy-of the | ||||||
Company's working capital for the purposes of undertaking a | ||||||
repurchase-of shares in writing to the JSE | ||||||
S.2 | Management Proposal | Management | For | For | ||
0 | Transact any other business | Non-Voting | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 8957 | 0 | 28-Jul-2010 | 11-Aug-2010 | |
DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||
Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Aug-2010 | ||||
ISIN | CNE1000002Z3 | Agenda | 702536129 - Management | |||
City | BEIJING | Holding Recon Date | 20-Jul-2010 | |||
Country | China | Vote Deadline Date | 10-Aug-2010 | |||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED | Non-Voting | ||||
TO VOTE 'IN FAVOR' OR 'AGAINST'-FOR ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100629/LTN2 | ||||||
0100629721.PDF |
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
1.6 | Management Proposal | Management | For | For | ||
1.7 | Management Proposal | Management | For | For | ||
1.8 | Management Proposal | Management | For | For | ||
1.9 | Management Proposal | Management | For | For | ||
1.10 | Management Proposal | Management | For | For | ||
1.11 | Management Proposal | Management | For | For | ||
1.12 | Management Proposal | Management | For | For | ||
1.13 | Management Proposal | Management | For | For | ||
1.14 | Management Proposal | Management | For | For | ||
1.15 | Management Proposal | Management | For | For | ||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 970000 | 0 | 02-Jul-2010 | 10-Aug-2010 | |
BANK OF COMMUNICATIONS CO LTD | ||||||
Security | Y06988102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Aug-2010 | ||||
ISIN | CNE100000205 | Agenda | 702540938 - Management | |||
City | SHANGHAI | Holding Recon Date | 19-Jul-2010 | |||
Country | China | Vote Deadline Date | 10-Aug-2010 | |||
SEDOL(s) | B0B8Z29 - B0C17K9 - B0DSG24 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100705/LTN2 | ||||||
0100705744.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9.a | Management Proposal | Management | For | For | ||
9.b | Management Proposal | Management | For | For | ||
9.c | Management Proposal | Management | For | For | ||
9.d | Management Proposal | Management | For | For | ||
9.e | Management Proposal | Management | For | For | ||
9.f | Management Proposal | Management | For | For | ||
9.g | Management Proposal | Management | For | For | ||
9.h | Management Proposal | Management | For | For | ||
9.i | Management Proposal | Management | For | For | ||
9.j | Management Proposal | Management | For | For | ||
9.k | Management Proposal | Management | For | For | ||
9.l | Management Proposal | Management | For | For | ||
9.m | Management Proposal | Management | For | For | ||
9.n | Management Proposal | Management | For | For | ||
9.o | Management Proposal | Management | For | For | ||
9.p | Management Proposal | Management | For | For | ||
9.q | Management Proposal | Management | For | For | ||
9.r | Management Proposal | Management | For | For | ||
10.a | Management Proposal | Management | For | For | ||
10.b | Management Proposal | Management | For | For | ||
10.c | Management Proposal | Management | For | For | ||
10.d | Management Proposal | Management | For | For | ||
10.e | Management Proposal | Management | For | For | ||
10.f | Management Proposal | Management | For | For | ||
10.g | Management Proposal | Management | For | For | ||
10.h | Management Proposal | Management | For | For |
10.i | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 195500 | 0 | 07-Jul-2010 | 10-Aug-2010 | |
GRUPO BIMBO SAB DE CV, MEXICO | ||||||
Security | P4949B104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Aug-2010 | ||||
ISIN | MXP495211262 | Agenda | 702562376 - Management | |||
City | MEXICO, D.F. | Holding Recon Date | 11-Aug-2010 | |||
Country | Mexico | Vote Deadline Date | 12-Aug-2010 | |||
SEDOL(s) | 2392471 - B02VBK7 - B2Q3NL8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE | Non-Voting | ||||
VOTING RIGHTS AT THIS MEETING.-IF YOU ARE A MEXICAN | ||||||
NATIONAL AND WOULD LIKE TO SUBMIT YOUR VOTE ON | ||||||
THIS-MEETING PLEASE CONTACT YOUR CLIENT SERVICE | ||||||
REPRESENTATIVE. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN MEETING TYPE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 13200 | 0 | 31-Jul-2010 | 12-Aug-2010 | |
BANK OF CHINA LTD, BEIJING | ||||||
Security | Y0698A107 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 20-Aug-2010 | ||||
ISIN | CNE1000001Z5 | Agenda | 702542247 - Management | |||
City | BEIJING | Holding Recon Date | 20-Jul-2010 | |||
Country | China | Vote Deadline Date | 11-Aug-2010 | |||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN2 | ||||||
01007021323.pdf | ||||||
S.1.1 | Management Proposal | Management | For | For | ||
S.1.2 | Management Proposal | Management | For | For | ||
S.1.3 | Management Proposal | Management | For | For | ||
S.1.4 | Management Proposal | Management | For | For | ||
S.1.5 | Management Proposal | Management | For | For | ||
S.1.6 | Management Proposal | Management | For | For | ||
S.1.7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1194930 | 0 | 08-Jul-2010 | 11-Aug-2010 | |
EGShares Financials GEMS ETF | 55P | 1179890 | 0 | 08-Jul-2010 | 11-Aug-2010 | |
BANK OF CHINA LTD, BEIJING | ||||||
Security | Y0698A107 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Aug-2010 | ||||
ISIN | CNE1000001Z5 | Agenda | 702544760 - Management | |||
City | BEIJING | Holding Recon Date | 20-Jul-2010 | |||
Country | China | Vote Deadline Date | 11-Aug-2010 | |||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100702/LTN2 | ||||||
01007021317.pdf | ||||||
S.1.1 | Management Proposal | Management | For | For | ||
S.1.2 | Management Proposal | Management | For | For | ||
S.1.3 | Management Proposal | Management | For | For |
S.1.4 | Management Proposal | Management | For | For | ||
S.1.5 | Management Proposal | Management | For | For | ||
S.1.6 | Management Proposal | Management | For | For | ||
S.1.7 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
5.3 | Management Proposal | Management | For | For | ||
5.4 | Management Proposal | Management | For | For | ||
5.5 | Management Proposal | Management | For | For | ||
5.6 | Management Proposal | Management | For | For | ||
5.7 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1194930 | 0 | 13-Jul-2010 | 11-Aug-2010 | |
EGShares Financials GEMS ETF | 55P | 1179890 | 0 | 13-Jul-2010 | 11-Aug-2010 | |
MTN GROUP LTD | ||||||
Security | S8039R108 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Aug-2010 | ||||
ISIN | ZAE000042164 | Agenda | 702560550 - Management | |||
City | ROODEPOORT | Holding Recon Date | 19-Aug-2010 | |||
Country | South Africa | Vote Deadline Date | 13-Aug-2010 | |||
SEDOL(s) | 5949799 - 6563206 - B02P3W5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.O.1 | Management Proposal | Management | For | For | ||
2.S.1 | Management Proposal | Management | For | For | ||
3.S.2 | Management Proposal | Management | For | For | ||
4.O.2 | Management Proposal | Management | For | For | ||
5.O.3 | Management Proposal | Management | For | For | ||
6.O.4 | Management Proposal | Management | For | For | ||
7.O.5 | Management Proposal | Management | For | For | ||
8.S.3 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN NUMBERING OF RESOLUTIONS.-IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 21909 | 0 | 30-Jul-2010 | 13-Aug-2010 | |
ALUMINUM CORP CHINA LTD | ||||||
Security | Y0094N109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Aug-2010 | ||||
ISIN | CNE1000001T8 | Agenda | 702544114 - Management | |||
City | BEIJING | Holding Recon Date | 23-Jul-2010 | |||
Country | China | Vote Deadline Date | 12-Aug-2010 | |||
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100708/LTN2 | ||||||
0100708374.pdf | ||||||
S.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 717264 | 0 | 10-Jul-2010 | 12-Aug-2010 | |
EGS INDXX China Infrastructure ETF | 55P | 536000 | 0 | 10-Jul-2010 | 12-Aug-2010 | |
ALUMINUM CORP CHINA LTD | ||||||
Security | Y0094N109 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 23-Aug-2010 | ||||
ISIN | CNE1000001T8 | Agenda | 702544998 - Management |
City | BEIJING | Holding Recon Date | 23-Jul-2010 | |||
Country | China | Vote Deadline Date | 12-Aug-2010 | |||
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100708/LTN2 | ||||||
0100708380.pdf | ||||||
S.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 717264 | 0 | 13-Jul-2010 | 12-Aug-2010 | |
EGS INDXX China Infrastructure ETF | 55P | 536000 | 0 | 13-Jul-2010 | 12-Aug-2010 | |
OJSC POLYUS GOLD | ||||||
Security | 678129107 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Aug-2010 | ||||
ISIN | US6781291074 | Agenda | 702557793 - Management | |||
City | TBD | Holding Recon Date | 19-Jul-2010 | |||
Country | Russian Federation | Vote Deadline Date | 12-Aug-2010 | |||
SEDOL(s) | B18XGZ4 - B197B49 - B1L81J5 - B50LHJ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1. | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 35993 | 0 | 27-Jul-2010 | 12-Aug-2010 | |
NASPERS LTD | ||||||
Security | S53435103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Aug-2010 | ||||
ISIN | ZAE000015889 | Agenda | 702555662 - Management | |||
City | CAPE TOWN | Holding Recon Date | 26-Aug-2010 | |||
Country | South Africa | Vote Deadline Date | 20-Aug-2010 | |||
SEDOL(s) | 6622691 - B02P3J2 - B182KB5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
6.3 | Management Proposal | Management | For | For | ||
6.4 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
0 | Transact such other business | Non-Voting | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 5665 | 0 | 23-Jul-2010 | 20-Aug-2010 | |
BYD CO LTD | ||||||
Security | Y1023R104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Aug-2010 | ||||
ISIN | CNE100000296 | Agenda | 702548403 - Management | |||
City | SHENZHEN | Holding Recon Date | 30-Jul-2010 | |||
Country | China | Vote Deadline Date | 19-Aug-2010 | |||
SEDOL(s) | 6536651 - B01XKF2 - B0WVS95 | Quick Code |
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100714/LTN2 | |||||||
0100714005.pdf | |||||||
PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED | Non-Voting | ||||||
TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR | |||||||
RESOLUTIONS '1 AND 2'. THANK YOU. | |||||||
S.1 | Management Proposal | Management | For | For | |||
S.2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 12300 | 0 | 15-Jul-2010 | 19-Aug-2010 | ||
BYD CO LTD | |||||||
Security | Y1023R104 | Meeting Type | Class Meeting | ||||
Ticker Symbol | Meeting Date | 30-Aug-2010 | |||||
ISIN | CNE100000296 | Agenda | 702548768 - Management | ||||
City | SHENZHEN | Holding Recon Date | 30-Jul-2010 | ||||
Country | China | Vote Deadline Date | 19-Aug-2010 | ||||
SEDOL(s) | 6536651 - B01XKF2 - B0WVS95 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100714/LTN2 | |||||||
0100714013.pdf | |||||||
CMMT | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED | Non-Voting | |||||
TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR | |||||||
RESOLUTIONS '1 AND 2'. THANK YOU. | |||||||
S.1 | Management Proposal | Management | For | For | |||
S.2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 12300 | 0 | 15-Jul-2010 | 19-Aug-2010 | ||
ASSECO POLAND S A | |||||||
Security | X02540130 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 31-Aug-2010 | |||||
ISIN | PLSOFTB00016 | Agenda | 702559660 - Management | ||||
City | WARSAW | Holding Recon Date | 13-Aug-2010 | ||||
Country | Poland | Vote Deadline Date | 13-Aug-2010 | ||||
SEDOL(s) | 5978953 - B28F5Y9 - B4PJ7D1 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 1326 | 0 | 29-Jul-2010 | 13-Aug-2010 | ||
NETEASE.COM, INC. | |||||||
Security | 64110W102 | Meeting Type | Annual | ||||
Ticker Symbol | NTES | Meeting Date | 02-Sep-2010 | ||||
ISIN | US64110W1027 | Agenda | 933315372 - Management | ||||
City | Holding Recon Date | 22-Jul-2010 | |||||
Country | United States | Vote Deadline Date | 26-Aug-2010 | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1A | Election of Directors (Majority Voting) | Management | For | For | ||
1B | Election of Directors (Majority Voting) | Management | For | For | ||
1C | Election of Directors (Majority Voting) | Management | For | For | ||
1D | Election of Directors (Majority Voting) | Management | For | For | ||
1E | Election of Directors (Majority Voting) | Management | For | For | ||
1F | Election of Directors (Majority Voting) | Management | For | For | ||
1G | Election of Directors (Majority Voting) | Management | For | For | ||
02 | Ratify Appointment of Independent Auditors | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 1189 | 0 | 03-Aug-2010 | 03-Aug-2010 | |
CHINA COAL ENERGY CO LTD | ||||||
Security | Y1434L100 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 03-Sep-2010 | ||||
ISIN | CNE100000528 | Agenda | 702553428 - Management | |||
City | BEIJING | Holding Recon Date | 03-Aug-2010 | |||
Country | China | Vote Deadline Date | 25-Aug-2010 | |||
SEDOL(s) | B1JNK84 - B1L9BJ8 - B1MT2D8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100718/LTN2 | ||||||
0100718011.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | .CONTD for the Hecaogou Coal Mine Project; RMB 2.362 billion | Non-Voting | ||||
for the-Zhangjiakou Mining Machinery Project; RMB 2.100 billion | ||||||
for the Yulin Energy-and Chemical Project; RMB 2.838 billion to | ||||||
supplement the Company's working-capital | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 632267 | 0 | 20-Jul-2010 | 25-Aug-2010 | |
HUANENG PWR INTL INC | ||||||
Security | Y3744A105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Sep-2010 | ||||
ISIN | CNE1000006Z4 | Agenda | 702559280 - Management | |||
City | BEIJING | Holding Recon Date | 20-Aug-2010 | |||
Country | China | Vote Deadline Date | 01-Sep-2010 | |||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||
B16TW67 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100726/LTN2 | ||||||
0100726624.pdf | ||||||
CMMT | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED | Non-Voting | ||||
TO VOTE 'IN FAVOR' OR 'AGAINST'-FOR ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
S1.1 | Management Proposal | Management | For | For | ||
S1.2 | Management Proposal | Management | For | For | ||
S1.3 | Management Proposal | Management | For | For | ||
S1.4 | Management Proposal | Management | For | For | ||
S1.5 | Management Proposal | Management | For | For | ||
S1.6 | Management Proposal | Management | For | For | ||
S1.7 | Management Proposal | Management | For | For | ||
S1.8 | Management Proposal | Management | For | For | ||
S1.9 | Management Proposal | Management | For | For | ||
S1.10 | Management Proposal | Management | For | For | ||
S1.11 | Management Proposal | Management | For | For | ||
S1.12 | Management Proposal | Management | For | For | ||
S1.13 | Management Proposal | Management | For | For | ||
S1.14 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
S.4 | Management Proposal | Management | For | For |
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 854000 | 0 | 28-Jul-2010 | 01-Sep-2010 | |
HUANENG PWR INTL INC | ||||||
Security | Y3744A105 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 10-Sep-2010 | ||||
ISIN | CNE1000006Z4 | Agenda | 702559646 - Management | |||
City | BEIJING | Holding Recon Date | 20-Aug-2010 | |||
Country | China | Vote Deadline Date | 01-Sep-2010 | |||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||
B16TW67 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100726/LTN2 | ||||||
0100726636.pdf | ||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-THE BELOW | ||||||
RESOLUTIONS. THANK YOU. | ||||||
S.1.1 | Management Proposal | Management | For | For | ||
S.1.2 | Management Proposal | Management | For | For | ||
S.1.3 | Management Proposal | Management | For | For | ||
S.1.4 | Management Proposal | Management | For | For | ||
S.1.5 | Management Proposal | Management | For | For | ||
S.1.6 | Management Proposal | Management | For | For | ||
S.1.7 | Management Proposal | Management | For | For | ||
S.1.8 | Management Proposal | Management | For | For | ||
S.1.9 | Management Proposal | Management | For | For | ||
S1.10 | Management Proposal | Management | For | For | ||
S1.11 | Management Proposal | Management | For | For | ||
S1.12 | Management Proposal | Management | For | For | ||
S1.13 | Management Proposal | Management | For | For | ||
S1.14 | Management Proposal | Management | For | For | ||
s.2 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
CORRECTION OF THE TEXT IN RESOLUTIO-N S.2. IF YOU | ||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 854000 | 0 | 29-Jul-2010 | 01-Sep-2010 | |
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||
Security | Y1397N101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Sep-2010 | ||||
ISIN | CNE1000002H1 | Agenda | 702563570 - Management | |||
City | BEIJING | Holding Recon Date | 13-Aug-2010 | |||
Country | China | Vote Deadline Date | 06-Sep-2010 | |||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100730/LTN2 | ||||||
0100730598.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
PLEASE NOTE THE RESOLUTION 1 IS A SHAREHOLDER | Non-Voting | |||||
RESOLUTION BUT THE MANAGEMENT BO-ARD OF THE | ||||||
COMPANY RECOMMENDS FOR THEIR SHAREHOLDER'S TO | ||||||
VOTE "FOR" THIS RESOL-UTION. THANK YOU. | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | |||||
OF AN ADDITIONAL COMMENT AN-D THE NAME OF | ||||||
SHAREHOLDER REPRESENTATIVE. IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOT-ES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGI-NAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares GEMS Composite ETF | 55P | 1116350 | 0 | 03-Aug-2010 | 06-Sep-2010 | |
EGShares Financials GEMS ETF | 55P | 741100 | 0 | 03-Aug-2010 | 06-Sep-2010 | |
ORASCOM CONSTR INDS S A E | ||||||
Security | M7525D108 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Sep-2010 | ||||
ISIN | EGS65901C018 | Agenda | 702577555 - Management | |||
City | CAIRO | Holding Recon Date | 16-Sep-2010 | |||
Country | Egypt | Blocking | Vote Deadline Date | 15-Sep-2010 | ||
SEDOL(s) | 6146975 - B03BN88 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN WORDING IN RESOLUTION 1.-IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM U-NLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1760 | 0 | 24-Aug-2010 | 15-Sep-2010 | |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | ||||||
Security | ADPV10686 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 21-Sep-2010 | ||||
ISIN | CNE1000003G1 | Agenda | 702563316 - Management | |||
City | BEIJING | Holding Recon Date | 13-Aug-2010 | |||
Country | China | Vote Deadline Date | 06-Sep-2010 | |||
SEDOL(s) | B1G1QD8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100729/LTN2 | ||||||
01007291043.pdf | ||||||
S.1.1 | Management Proposal | Management | For | For | ||
S.1.2 | Management Proposal | Management | For | For | ||
S.1.3 | Management Proposal | Management | For | For | ||
S.1.4 | Management Proposal | Management | For | For | ||
S.1.5 | Management Proposal | Management | For | For | ||
S.1.6 | Management Proposal | Management | For | For | ||
S.1.7 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN MEETING DATE FROM 15 SEP-TO 21 SEP 2010. IF YOU | ||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN T-HIS PROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YO-U. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1630680 | 0 | 03-Aug-2010 | 06-Sep-2010 | |
EGShares Financials GEMS ETF | 55P | 1118240 | 0 | 03-Aug-2010 | 06-Sep-2010 | |
GERDAU S A | ||||||
Security | P2867P105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 21-Sep-2010 | ||||
ISIN | BRGGBRACNOR1 | Agenda | 702591810 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 17-Sep-2010 | |||
Country | Brazil | Vote Deadline Date | 14-Sep-2010 | |||
SEDOL(s) | 2160418 - 2645443 - B3BHHB0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 141400 | 0 | 07-Sep-2010 | 20-Sep-2010 | |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | ||||||
Security | ADPV10686 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 21-Sep-2010 | ||||
ISIN | CNE1000003G1 | Agenda | 702600380 - Management | |||
City | BEIJING | Holding Recon Date | 13-Aug-2010 | |||
Country | China | Vote Deadline Date | 10-Sep-2010 | |||
SEDOL(s) | B1G1QD8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 737137 DUE TO DUE TO ADDIT-ION OF RESOLUTION | ||||||
ALONG WITH CHANGE IN MEETING DATE. ALL VOTES | ||||||
RECEIVED ON THE-PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS-MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN2 | ||||||
0100907631.pdf ht- | ||||||
tp://www.hkexnews.hk/listedco/listconews/sehk/20100907/LTN201 | ||||||
00907617.pdf | ||||||
s.1.1 | Management Proposal | Management | For | For | ||
s.1.2 | Management Proposal | Management | For | For | ||
s.1.3 | Management Proposal | Management | For | For | ||
s.1.4 | Management Proposal | Management | For | For | ||
s.1.5 | Management Proposal | Management | For | For | ||
s.1.6 | Management Proposal | Management | For | For | ||
s.1.7 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1630680 | 0 | 09-Sep-2010 | 10-Sep-2010 | |
EGShares Financials GEMS ETF | 55P | 1118240 | 0 | 09-Sep-2010 | 10-Sep-2010 | |
BRMALLS PARTICIPACOES S A | ||||||
Security | P1908S102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Sep-2010 | ||||
ISIN | BRBRMLACNOR9 | Agenda | 702583902 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 21-Sep-2010 | |||
Country | Brazil | Vote Deadline Date | 07-Sep-2010 | |||
SEDOL(s) | B1RYG58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU |
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV.A | Management Proposal | Management | For | For | ||
IV.B | Management Proposal | Management | For | For | ||
IV.C | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN MEETING DATE FROM 14 SEP-2010 TO 23 SEP 2010. IF | ||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||
NOT RET-URN THIS PROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THA-NK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 44800 | 0 | 01-Sep-2010 | 21-Sep-2010 | |
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO | ||||||
Security | P1413U105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Sep-2010 | ||||
ISIN | BRCCROACNOR2 | Agenda | 702602550 - Management | |||
City | SAO PAULO | Holding Recon Date | 23-Sep-2010 | |||
Country | Brazil | Vote Deadline Date | 21-Sep-2010 | |||
SEDOL(s) | 2840970 - B06M3P5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1.1 | Management Proposal | Management | For | For | ||
CONT | CONT to include the corporate changes approved by the EGM's | Non-Voting | ||||
held on 29 NOV-2007, and 22 DEC 2008, and the amendments | ||||||
proposed in Items 1.1 and 1.2 | ||||||
1.2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 93500 | 0 | 11-Sep-2010 | 24-Sep-2010 | |
FIRSTRAND LTD | ||||||
Security | S5202Z131 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Sep-2010 | ||||
ISIN | ZAE000066304 | Agenda | 702601192 - Management | |||
City | SANDTON | Holding Recon Date | 27-Sep-2010 | |||
Country | South Africa | Vote Deadline Date | 20-Sep-2010 | |||
SEDOL(s) | 5886528 - 6130600 - 6606996 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 60308 | 0 | 10-Sep-2010 | 20-Sep-2010 | |
MALAYAN BANKING BHD MAYBANK | ||||||
Security | Y54671105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Sep-2010 | ||||
ISIN | MYL1155OO000 | Agenda | 702593523 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 27-Sep-2010 |
Country | Malaysia | Vote Deadline Date | 22-Sep-2010 | |||
SEDOL(s) | 5347218 - 6556325 - B02GT19 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE BE ADVISED THAT FOR THIS MEETING, THE | Non-Voting | ||||
COMPANY ALLOWS THE APPOINTMENT-OF ONLY ONE (1) | ||||||
PROXY IN RESPECT OF EACH SECURITIES ACCOUNT | ||||||
ELIGIBLE TO VOTE.-GENERALLY, PUBLIC LIMITED | ||||||
COMPANY (PLC) ALLOWS APPOINTMENT OF TWO (2) | ||||||
PROXIES-FOR EACH SECURITIES ACCOUNT FOR THEIR | ||||||
MEETINGS. AS SUCH, PLEASE TAKE NOTE OF-THIS | ||||||
EXCEPTION IN MANAGING YOUR CLIENTS' VOTING | ||||||
INSTRUCTIONS FOR SUBMISSION.-THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
CONTD | CONTD enter into all such transactions, arrangements and | Non-Voting | ||||
documents as may be-necessary or expedient in order to give full | ||||||
effect to the Dividend-Reinvestment Plan with full power to assent | ||||||
to any conditions, modifications,-variations and/or amendments (if | ||||||
any) as may be imposed or agreed to by any r-elevant authorities | ||||||
or consequent upon the implementation of the said | c- | |||||
onditions, modifications, variations and/or amendments or at the | ||||||
discretion o-f the Directors in the best interest of the Company | ||||||
0 | Transact such other business | Non-Voting | ||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
CORRECTION IN THE TEXT OF THE RESOL-UTION. IF YOU | ||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN THIS PROXY-FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 72900 | 0 | 08-Sep-2010 | 22-Sep-2010 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Sep-2010 | ||||
ISIN | PLPGNIG00014 | Agenda | 702590375 - Management | |||
City | WARSAW | Holding Recon Date | 14-Sep-2010 | |||
Country | Poland | Vote Deadline Date | 14-Sep-2010 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Miscellaneous | Non-Voting | ||||
12 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE CORRECTION | Non-Voting | |||||
OF TEXT IN RESOLUTION 8. IF-YOU HAVE ALREADY SENT IN | ||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNL-ESS YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares Energy ETF | 55P | 177777 | 0 | 03-Sep-2010 | 13-Sep-2010 | |
NOVOLIPETSK IRON & STL CORP - NLMK | ||||||
Security | 67011E204 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Sep-2010 | ||||
ISIN | US67011E2046 | Agenda | 702591454 - Management | |||
City | TBD | Holding Recon Date | 25-Aug-2010 | |||
Country | Russian Federation | Vote Deadline Date | 21-Sep-2010 | |||
SEDOL(s) | B0RTNX3 - B0TBDR1 - B1FFRD8 - B50LHL7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 19951 | 0 | 07-Sep-2010 | 21-Sep-2010 | |
LOCALIZA RENT A CAR SA, BELO HORIZONTE | ||||||
Security | P6330Z111 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 05-Oct-2010 | ||||
ISIN | BRRENTACNOR4 | Agenda | 702606445 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 01-Oct-2010 | |||
Country | Brazil | Vote Deadline Date | 28-Sep-2010 | |||
SEDOL(s) | B08K3S0 - B0ZNNV5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 54600 | 0 | 16-Sep-2010 | 30-Sep-2010 | |
SHANDONG WEIGAO GROUP MED POLYMER CO LTD | ||||||
Security | Y76810103 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 08-Oct-2010 | ||||
ISIN | CNE100000171 | Agenda | 702575296 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 08-Sep-2010 | |||
Country | China | Vote Deadline Date | 28-Sep-2010 | |||
SEDOL(s) | 6742340 - 6743365 - B0Z40G2 - B1BJQ59 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100818/LTN2 | ||||||
0100818650.pdf | ||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
S.3 | Management Proposal | Management | For | For | ||
S.4 | Management Proposal | Management | For | For | ||
S.5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 7900 | 0 | 20-Aug-2010 | 28-Sep-2010 | |
SHANDONG WEIGAO GROUP MED POLYMER CO LTD | ||||||
Security | Y76810103 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 08-Oct-2010 | ||||
ISIN | CNE100000171 | Agenda | 702575309 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 08-Sep-2010 |
Country | China | Vote Deadline Date | 28-Sep-2010 | |||
SEDOL(s) | 6742340 - 6743365 - B0Z40G2 - B1BJQ59 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100818/LTN2 | ||||||
0100818646.pdf | ||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
S.3 | Management Proposal | Management | For | For | ||
S.4 | Management Proposal | Management | For | For | ||
S.5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 7900 | 0 | 20-Aug-2010 | 28-Sep-2010 | |
DONGFENG MTR GROUP CO LTD | ||||||
Security | Y21042109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 11-Oct-2010 | ||||
ISIN | CNE100000312 | Agenda | 702582760 - Management | |||
City | TBD | Holding Recon Date | 10-Sep-2010 | |||
Country | China | Vote Deadline Date | 29-Sep-2010 | |||
SEDOL(s) | B0PH5N3 - B0TBB66 - B0XZY65 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100827/LTN2 | ||||||
0100827878.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-AKK RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2.a.i | Management Proposal | Management | For | For | ||
2a.ii | Management Proposal | Management | For | For | ||
2aiii | Management Proposal | Management | For | For | ||
2a.iv | Management Proposal | Management | For | For | ||
2.a.v | Management Proposal | Management | For | For | ||
2.b.i | Management Proposal | Management | For | For | ||
2b.ii | Management Proposal | Management | For | For | ||
2biii | Management Proposal | Management | For | For | ||
2b.iv | Management Proposal | Management | For | For | ||
2.c.i | Management Proposal | Management | For | For | ||
2c.ii | Management Proposal | Management | For | For | ||
2ciii | Management Proposal | Management | For | For | ||
2.d.i | Management Proposal | Management | For | For | ||
2d.ii | Management Proposal | Management | For | For | ||
2diii | Management Proposal | Management | For | For | ||
2d.iv | Management Proposal | Management | For | For | ||
2d.v | Management Proposal | Management | For | For | ||
2d.vi | Management Proposal | Management | For | For | ||
2dvii | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 46000 | 0 | 31-Aug-2010 | 29-Sep-2010 | |
NOVATEK JT STK CO | ||||||
Security | 669888109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 14-Oct-2010 | ||||
ISIN | US6698881090 | Agenda | 702613274 - Management | |||
City | TBD | Holding Recon Date | 09-Sep-2010 | |||
Country | Russian Federation | Vote Deadline Date | 06-Oct-2010 | |||
SEDOL(s) | B0DK750 - B0F70T4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For |
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | |||||
OF ADDITIONAL TEXT IN RESOL-UTION 1. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 3586 | 0 | 18-Sep-2010 | 06-Oct-2010 | |
SHANGHAI ELEC GROUP CO LTD | ||||||
Security | Y76824104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Oct-2010 | ||||
ISIN | CNE100000437 | Agenda | 702580235 - Management | |||
City | SHANGHAI | Holding Recon Date | 16-Sep-2010 | |||
Country | China | Vote Deadline Date | 06-Oct-2010 | |||
SEDOL(s) | B07J656 - B07ZG10 - B0XNVS0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 484000 | 0 | 27-Aug-2010 | 06-Oct-2010 | |
LOCALIZA RENT A CAR SA, BELO HORIZONTE | ||||||
Security | P6330Z111 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Oct-2010 | ||||
ISIN | BRRENTACNOR4 | Agenda | 702632577 - Management | |||
City | BRAZIL | Holding Recon Date | 13-Oct-2010 | |||
Country | Brazil | Vote Deadline Date | 07-Oct-2010 | |||
SEDOL(s) | B08K3S0 - B0ZNNV5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A SECOND CALL OF THE | Non-Voting | |||||
MEETING, DATED 05 OCT 2010. THAN-K YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 68536 | 0 | 09-Oct-2010 | 11-Oct-2010 | |
IMPALA PLATINUM HOLDINGS LTD | ||||||
Security | S37840113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Oct-2010 | ||||
ISIN | ZAE000083648 | Agenda | 702582784 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 18-Oct-2010 | |||
Country | South Africa | Vote Deadline Date | 12-Oct-2010 | |||
SEDOL(s) | B1DH4F7 - B1FFT76 - B1GH8B8 - B1GK3Z6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.1 | Management Proposal | Management | For | For | ||
3.2 | Management Proposal | Management | For | For | ||
3.3 | Management Proposal | Management | For | For | ||
3.4 | Management Proposal | Management | For | For |
4 | Management Proposal | Management | For | For | ||
5.O.1 | Management Proposal | Management | For | For | ||
6.S.1 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN NUMBERING OF RESOLUTIONS-5 AND 6. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 19049 | 0 | 31-Aug-2010 | 12-Oct-2010 | |
EGShares EM Metals & Mining ETF | 55P | 62373 | 0 | 31-Aug-2010 | 12-Oct-2010 | |
TRACTEBEL ENERGIA S A | ||||||
Security | P9208W103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Oct-2010 | ||||
ISIN | BRTBLEACNOR2 | Agenda | 702629835 - Management | |||
City | FLORIANOPOLIS | Holding Recon Date | 15-Oct-2010 | |||
Country | Brazil | Vote Deadline Date | 08-Oct-2010 | |||
SEDOL(s) | 2249908 - B07C763 - B3BJYS2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 120183 | 0 | 07-Oct-2010 | 11-Oct-2010 | |
JSC MMC NORILSK NICKEL | ||||||
Security | 46626D108 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 21-Oct-2010 | ||||
ISIN | US46626D1081 | Agenda | 702627665 - Management | |||
City | MOSCOW | Holding Recon Date | 10-Sep-2010 | |||
Country | Russian Federation | Vote Deadline Date | 12-Oct-2010 | |||
SEDOL(s) | 2768243 - 7152443 - B114RK6 - B54SPL0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1. | Shareholder Proposal | Shareholder | Against | For | ||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | |||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Shareholder Proposal | Shareholder | Against | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Shareholder Proposal | Shareholder | Against | For | ||
2.5 | Shareholder Proposal | Shareholder | Against | For | ||
2.6 | Shareholder Proposal | Shareholder | Against | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Shareholder Proposal | Shareholder | Against | For | ||
2.10 | Management Proposal | Management | For | For | ||
2.11 | Management Proposal | Management | For | For | ||
2.12 | Shareholder Proposal | Shareholder | Against | For | ||
2.13 | Management Proposal | Management | For | For | ||
2.14 | Management Proposal | Management | For | For | ||
2.15 | Shareholder Proposal | Shareholder | Against | For | ||
2.16 | Shareholder Proposal | Shareholder | Against | For | ||
2.17 | Management Proposal | Management | For | For |
2.18 | Management Proposal | Management | For | For | ||
2.19 | Management Proposal | Management | For | For | ||
2.20 | Management Proposal | Management | For | For | ||
2.21 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 19072 | 0 | 12-Oct-2010 | 13-Oct-2010 | |
EGShares EM Metals & Mining ETF | 55P | 105148 | 0 | 12-Oct-2010 | 13-Oct-2010 | |
CHINA NATIONAL MATERIALS CO LTD | ||||||
Security | Y15048104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Oct-2010 | ||||
ISIN | CNE100000874 | Agenda | 702600190 - Management | |||
City | BEIJING | Holding Recon Date | 21-Sep-2010 | |||
Country | China | Vote Deadline Date | 13-Oct-2010 | |||
SEDOL(s) | B29MX56 - B2N68H1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100906/LTN2 | ||||||
0100906240.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | Contd. the share appreciation Rights Scheme; and d proceed | Non-Voting | ||||
with the-examination, registration, filing, approval and consent | ||||||
procedures with-relevant government authorities and to sign, | ||||||
execute, amend and complete-documents to be submitted to | ||||||
relevant government authorities, organizations-and individuals and | ||||||
to do all acts, matters and things deemed necessary,-appropriate | ||||||
or expedient in relation to the Share Appreciation Rights Scheme | ||||||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 218000 | 0 | 09-Sep-2010 | 13-Oct-2010 | |
CHINA TELECOM CORP LTD | ||||||
Security | Y1505D102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 25-Oct-2010 | ||||
ISIN | CNE1000002V2 | Agenda | 702601382 - Management | |||
City | BEIJING | Holding Recon Date | 24-Sep-2010 | |||
Country | China | Vote Deadline Date | 14-Oct-2010 | |||
SEDOL(s) | 3226944 - 6559335 - B01XKW9 - B06KKC5 - | Quick Code | 515617000 | |||
B16PQ74 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 740163 DUE TO RECEIPT OF A-CTUAL RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGAR-DED AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION NUMBER | ||||||
"1". THANK YOU. | ||||||
1. | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 286000 | 0 | 10-Sep-2010 | 14-Oct-2010 | |
EGS INDXX China Infrastructure ETF | 55P | 837600 | 0 | 10-Sep-2010 | 14-Oct-2010 | |
SHOPRITE HLDGS LTD | ||||||
Security | S76263102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Oct-2010 | ||||
ISIN | ZAE000012084 | Agenda | 702628629 - Management | |||
City | BRACKENFELL | Holding Recon Date | 22-Oct-2010 | |||
Country | South Africa | Vote Deadline Date | 18-Oct-2010 | |||
SEDOL(s) | 6560326 - 6592352 - 6801575 - B06BPR8 - | Quick Code | ||||
B1HJ5S9 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For |
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
CONT | CONTD provided that it shall not extend beyond 15 (fifteen) | Non-Voting | ||||
months from the-date that this authority is given | ||||||
11 | Management Proposal | Management | For | For | ||
CONT | CONTD the acquisitions of ordinary shares in the aggregate in | Non-Voting | ||||
any 1 (one)-financial year do not exceed 5 percent (five percent) | ||||||
of the Company s issued-ordinary share capital from the date of | ||||||
this general authority | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 5826 | 0 | 06-Oct-2010 | 21-Oct-2010 | |
ANGLOGOLD ASHANTI LTD | ||||||
Security | S04255196 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Oct-2010 | ||||
ISIN | ZAE000043485 | Agenda | 702619505 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 25-Oct-2010 | |||
Country | South Africa | Vote Deadline Date | 19-Oct-2010 | |||
SEDOL(s) | 3236330 - 6565655 - 7527609 - 7529694 - | Quick Code | ||||
B010RD0 - B03NMS7 - B0CRJ67 - B0H71H7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
S.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 6565 | 0 | 25-Sep-2010 | 21-Oct-2010 | |
EGShares EM Metals & Mining ETF | 55P | 30266 | 0 | 25-Sep-2010 | 25-Oct-2010 | |
LLX LOGISTICA S A | ||||||
Security | P6398Y105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Oct-2010 | ||||
ISIN | BRLLXLACNOR8 | Agenda | 702643532 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 26-Oct-2010 | |||
Country | Brazil | Vote Deadline Date | 21-Oct-2010 | |||
SEDOL(s) | B3BXMS0 - B3CLRL1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 305705 | 0 | 15-Oct-2010 | 22-Oct-2010 | |
IOI CORPORATION BHD | ||||||
Security | Y41763106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Oct-2010 | ||||
ISIN | MYL1961OO001 | Agenda | 702621978 - Management | |||
City | MALAYSIA | Holding Recon Date | 27-Oct-2010 |
Country | Malaysia | Vote Deadline Date | 22-Oct-2010 | |||
SEDOL(s) | 6463492 - 6464514 - B02GRL5 - B1Y3WG1 - | Quick Code | ||||
B1YCTN4 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2a | Management Proposal | Management | For | For | ||
2b | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
CONT | CONTD. cancelled; and authorize the Directors of the Company, | Non-Voting | ||||
to do all acts-and things to give effect to the proposed purchase | ||||||
with full powers to assent-to any condition, modification, | ||||||
revaluation, variation and/or amendment if-any as may be | ||||||
imposed by the relevant authorities and/or do all such acts-and | ||||||
things as the Directors may deem fit and expedient in the best | ||||||
interest-of the Company; Authority shall commence immediately | ||||||
upon passing of this-resolution until i) the conclusion of the next | ||||||
AGM of the Company at which-the time the authority shall lapse | ||||||
unless by ordinary resolution passed at a-general meeting, the | ||||||
authority is renewed either unconditionally or subject-to | ||||||
conditions; ii)the expiration of the period within which the next | ||||||
AGM-after that date is required by CONTD. | ||||||
CONT | CONTD. law to be held; or iii) revoked or varied by ordinary | Non-Voting | ||||
resolution of-the shareholders of the Company in a general | ||||||
meeting; whichever is the-earlier but not so as the prejudice the | ||||||
completion of purchase(s) by the-Company before the aforesaid | ||||||
expiry date and, in any event, in accordance-with the provisions | ||||||
of the Main Market Listing Requirements of Bursa-Securities or | ||||||
any other relevant authorities | ||||||
6.3 | Management Proposal | Management | For | For | ||
CONT | COTND. and b) disclosure is made in the annual report of the | Non-Voting | ||||
aggregate value-of transactions conducted pursuant to the | ||||||
Shareholders' Mandate during the-FY; that authority conferred by | ||||||
this resolution will commence immediately-upon the passing of | ||||||
the Ordinary resolution and shall continue to be force-until; i)the | ||||||
conclusion of the next AGM of the Company, at which time will- | ||||||
lapse, unless renewed by a resolution passed by the shareholders | ||||||
of the-Company in a general meeting; ii) the expiration of the | ||||||
period within which-the next AGM of the Company after that | ||||||
date it is required to be held to-pursuant to Section 143(1) of the | ||||||
Companies Act,1965(the 'ACT') but not shall-extend to such | ||||||
extensions as may be allowed pursuant to Section 143(2) of the- | ||||||
Act ;or iii)revoked or varied by CONTD. | ||||||
CONT | COTND. resolution passed by the shareholders of the Company | Non-Voting | ||||
in a general meeti-ng ; whichever is the earlier; and that the | ||||||
Directors of the Company be and-are hereby authorized and do | ||||||
all such acts and things as they may expedient-or necessary to | ||||||
give effect to the Proposed Renewal of Shareholders 'Manda-te' | ||||||
7 | Management Proposal | Management | For | For | ||
8 | Transact any other business | Non-Voting | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 115793 | 0 | 30-Sep-2010 | 22-Oct-2010 | |
CHINA MOLYBDENUM CO LTD | ||||||
Security | Y1503Z105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Oct-2010 | ||||
ISIN | CNE100000114 | Agenda | 702604275 - Management | |||
City | HENAN PROVINCE | Holding Recon Date | 30-Sep-2010 | |||
Country | China | Vote Deadline Date | 21-Oct-2010 | |||
SEDOL(s) | B1VRCG6 - B1WKSM2 - B1XDBG5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION "1". | ||||||
THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100913/LTN2 | ||||||
0100913301.pdf | ||||||
S.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 201000 | 0 | 14-Sep-2010 | 21-Oct-2010 | |
CHINA MOLYBDENUM CO LTD | ||||||
Security | Y1503Z105 | Meeting Type | ExtraOrdinary General Meeting |
Ticker Symbol | Meeting Date | 31-Oct-2010 | ||||
ISIN | CNE100000114 | Agenda | 702606267 - Management | |||
City | HENAN PROVINCE | Holding Recon Date | 30-Sep-2010 | |||
Country | China | Vote Deadline Date | 21-Oct-2010 | |||
SEDOL(s) | B1VRCG6 - B1WKSM2 - B1XDBG5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100913/LTN2 | ||||||
0100913301.pdf | ||||||
1.A | Management Proposal | Management | For | For | ||
1.B | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 201000 | 0 | 16-Sep-2010 | 21-Oct-2010 | |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | ||||||
Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 01-Nov-2010 | ||||
ISIN | CNE1000003X6 | Agenda | 702606661 - Management | |||
City | SHENZHEN | Holding Recon Date | 29-Sep-2010 | |||
Country | China | Vote Deadline Date | 21-Oct-2010 | |||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100914/LTN2 | ||||||
0100914492.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 41300 | 0 | 16-Sep-2010 | 21-Oct-2010 | |
COMPANHIA SIDERURGICA NACIONAL | ||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 01-Nov-2010 | ||||
ISIN | BRCSNAACNOR6 | Agenda | 702630559 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 28-Oct-2010 | |||
Country | Brazil | Vote Deadline Date | 22-Oct-2010 | |||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
POSTPONEMENT OF MEETING FROM 20TH O-CT TO 01ST | ||||||
NOV 2010. IF YOU HAVE ALREADY SENT IN YOUR VOTES, | ||||||
PLEASE DO NOT RET-URN THIS PROXY FORM UNLESS YOU | ||||||
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THA- | ||||||
NK YOU. |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 136270 | 0 | 07-Oct-2010 | 28-Oct-2010 | |
GOLD FIELDS LTD NEW | ||||||
Security | S31755101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 02-Nov-2010 | ||||
ISIN | ZAE000018123 | Agenda | 702623150 - Management | |||
City | SANDTON | Holding Recon Date | 01-Nov-2010 | |||
Country | South Africa | Vote Deadline Date | 26-Oct-2010 | |||
SEDOL(s) | 0298377 - 4281221 - 5734177 - 6280215 - | Quick Code | ||||
7514861 - B0372L2 - B1GFDB7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | |||||
OF AUDITORS NAME IN RESOLUT-ION 2. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PROXY-FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 12934 | 0 | 01-Oct-2010 | 26-Oct-2010 | |
EGShares EM Metals & Mining ETF | 55P | 56835 | 0 | 01-Oct-2010 | 26-Oct-2010 | |
GOLD FIELDS LTD NEW | ||||||
Security | S31755101 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 02-Nov-2010 | ||||
ISIN | ZAE000018123 | Agenda | 702643265 - Management | |||
City | SANDOWN | Holding Recon Date | 01-Nov-2010 | |||
Country | South Africa | Vote Deadline Date | 26-Oct-2010 | |||
SEDOL(s) | 0298377 - 4281221 - 5734177 - 6280215 - | Quick Code | ||||
7514861 - B0372L2 - B1GFDB7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
O.1 | Management Proposal | Management | For | For | ||
O.2 | Management Proposal | Management | For | For | ||
O.3 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
O.4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 12934 | 0 | 15-Oct-2010 | 26-Oct-2010 | |
EGShares EM Metals & Mining ETF | 55P | 56835 | 0 | 15-Oct-2010 | 26-Oct-2010 | |
MAGNESITA REFRATARIOS S A | ||||||
Security | P6426L109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Nov-2010 | ||||
ISIN | BRMAGGACNOR4 | Agenda | 702659193 - Management | |||
City | CONTAGEM-MG | Holding Recon Date | 08-Nov-2010 | |||
Country | Brazil | Vote Deadline Date | 03-Nov-2010 | |||
SEDOL(s) | B23VRX5 - B2RJT40 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 182108 | 0 | 27-Oct-2010 | 09-Nov-2010 | |
DISH TV INDIA LTD | ||||||
Security | Y2076S114 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 11-Nov-2010 | ||||
ISIN | INE836F01026 | Agenda | 702655525 - Management | |||
City | NEW DELHI | Holding Recon Date | 09-Nov-2010 | |||
Country | India | Vote Deadline Date | 01-Nov-2010 | |||
SEDOL(s) | B1RMW32 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 412430 | 0 | 02-Nov-2010 | 09-Nov-2010 | |
BIDVEST GROUP LTD | ||||||
Security | S1201R162 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Nov-2010 | ||||
ISIN | ZAE000117321 | Agenda | 702667568 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 12-Nov-2010 | |||
Country | South Africa | Vote Deadline Date | 08-Nov-2010 | |||
SEDOL(s) | 6100089 - B180B16 - B2R9Q94 - B2RHNW0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
5.3 | Management Proposal | Management | For | For | ||
5.4 | Management Proposal | Management | For | For | ||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
6.3 | Management Proposal | Management | For | For | ||
6.4 | Management Proposal | Management | For | For | ||
6.5 | Management Proposal | Management | For | For | ||
6.6 | Management Proposal | Management | For | For | ||
6.7 | Management Proposal | Management | For | For | ||
6.8 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION | Non-Voting | |||||
OF TEXT. IF YOU HAVE ALREA-DY SENT IN YOUR VOTES, | ||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | ||||||
DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | ||||||
YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 7392 | 0 | 02-Nov-2010 | 08-Nov-2010 | |
SIME DARBY BHD |
Security | Y7962G108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 16-Nov-2010 | ||||
ISIN | MYL4197OO009 | Agenda | 702658367 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 12-Nov-2010 | |||
Country | Malaysia | Vote Deadline Date | 09-Nov-2010 | |||
SEDOL(s) | 4775434 - 6808769 - 6808770 - B02HLJ4 - | Quick Code | ||||
B29R1J1 - B29TTR1 - B29Z2W5 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
cmmt | PLEASE BE ADVISED THAT FOR THIS MEETING, THE | Non-Voting | ||||
COMPANY ALLOWS THE APPOINTMENT-OF ONLY ONE (1) | ||||||
PROXY IN RESPECT OF EACH SECURITIES ACCOUNT | ||||||
ELIGIBLE TO VOTE.-GENERALLY, PUBLIC LIMITED | ||||||
COMPANY (PLC) ALLOWS APPOINTMENT OF TWO (2) | ||||||
PROXIES-FOR EACH SECURITIES ACCOUNT FOR THEIR | ||||||
MEETINGS. AS SUCH, PLEASE TAKE NOTE OF-THIS | ||||||
EXCEPTION IN MANAGING YOUR CLIENTS' VOTING | ||||||
INSTRUCTIONS FOR SUBMISSION.-THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
CONT | CONTD Parties than those generally available to the public; and | Non-Voting | ||||
iv. not-detrimental to the minority shareholders of the Company | ||||||
(the Mandate); and-that, the Mandate, shall continue in force until: | ||||||
i. the conclusion of the-next Annual General Meeting (AGM) of the | ||||||
Company following this AGM, at which-time the Mandate will | ||||||
lapse, unless by an ordinary resolution passed at that-meeting, | ||||||
the Mandate is renewed; or ii. the expiration of the period within- | ||||||
which the next AGM is required to be held pursuant to Section | ||||||
143(1) of the-Act (but shall not extend to such extensions as may | ||||||
be allowed pursuant to-Section 143(2) of the Act); or iii. the | ||||||
Mandate is revoked or varied by-ordinary resolution passed by the | ||||||
shareholders of the Company in general-meeting, whichever is the | ||||||
earliest; and that, the Directors of the Company be-authorised to | ||||||
complete and do all such acts and things (including executing-all | ||||||
such CONTD | ||||||
CONT | CONTD documents as may be required) as they may consider | Non-Voting | ||||
expedient or-necessary to give effect to the Mandate | ||||||
11 | Management Proposal | Management | For | For | ||
CONT | CONTD the time of purchase; and ii. the maximum funds to be | Non-Voting | ||||
allocated by the-Company for the purpose of purchasing its own | ||||||
shares shall not exceed the-total retained profits and share | ||||||
premium of the Company at the time of-purchase; and that, upon | ||||||
completion of the purchase by the Company of its own-shares, the | ||||||
Directors of the Company be authorised to deal with the shares | ||||||
so-purchased in their absolute discretion in the following manner: | ||||||
i. to retain-them as treasury shares; and/or ii. to cancel them; | ||||||
and/or iii. to resell-them; and/or iv. to distribute them as share | ||||||
dividends; and/or v. any-combination of the above; and/or in any | ||||||
other manner as prescribed by the-Act, rules, regulations and | ||||||
orders made pursuant to the Act and the Main-Market Listing | ||||||
Requirements of Bursa Securities and any other relevant-authority | ||||||
for the CONTD | ||||||
CONT | CONTD time being in force; and that, such authority conferred by | Non-Voting | ||||
this-resolution shall commence upon the passing of this resolution | ||||||
and shall-continue to be in force until:- i. the conclusion of the next | ||||||
Annual General-Meeting (AGM) of the Company following this | ||||||
AGM, at which time the said-authority shall lapse, unless by an | ||||||
ordinary resolution passed at that-meeting, the authority is | ||||||
renewed, either unconditionally or subject to-conditions; or ii. the | ||||||
expiration of the period within which the next AGM is-required by | ||||||
law to be held; or iii. the authority is revoked or varied by-ordinary | ||||||
resolution passed by the shareholders of the Company in a | ||||||
general-meeting, whichever is the earliest; and that, the Directors | ||||||
of the Company or-any of them be authorised to take all such | ||||||
steps as are necessary or-expedient to implement, finalise | ||||||
CONTD | ||||||
CONT | CONTD and give full effect to the Proposed Share Buy-Back with | Non-Voting | ||||
full powers to-assent to any conditions, modifications, variations | ||||||
and/or amendments as may-be imposed by the relevant | ||||||
authorities | ||||||
0 | To transact any other business for which due notice shall have | Non-Voting | ||||
been given in-accordance with the Company's Articles of | ||||||
Association and the Companies Act,-1965 | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 43600 | 0 | 27-Oct-2010 | 09-Nov-2010 | |
EMBRAER S A | ||||||
Security | P3700H201 | Meeting Type | ExtraOrdinary General Meeting |
Ticker Symbol | Meeting Date | 19-Nov-2010 | ||||
ISIN | BREMBRACNOR4 | Agenda | 702651729 - Management | |||
City | SAO JOSE DOS CAMPOS | Holding Recon Date | 17-Nov-2010 | |||
Country | Brazil | Vote Deadline Date | 11-Nov-2010 | |||
SEDOL(s) | B16FPG6 - B16S0Y8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 370346 | 0 | 21-Oct-2010 | 12-Nov-2010 | |
CIA SANEAMENTO MINAS GERAIS SA | ||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Nov-2010 | ||||
ISIN | BRCSMGACNOR5 | Agenda | 702699034 - Management | |||
City | BRAZIL | Holding Recon Date | 17-Nov-2010 | |||
Country | Brazil | Vote Deadline Date | 10-Nov-2010 | |||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2.A | Management Proposal | Management | For | For | ||
2.B | Management Proposal | Management | For | For | ||
2.C | Management Proposal | Management | For | For | ||
2.D | Management Proposal | Management | For | For | ||
2.E | Management Proposal | Management | For | For | ||
2.F | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 43432 | 0 | 06-Nov-2010 | 12-Nov-2010 | |
CEZ A.S., PRAHA | ||||||
Security | X2337V121 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Nov-2010 | ||||
ISIN | CZ0005112300 | Agenda | 702665095 - Management | |||
City | PRAGUE | Holding Recon Date | 15-Nov-2010 | |||
Country | Czech Republic | Vote Deadline Date | 17-Nov-2010 | |||
SEDOL(s) | 5624030 - 5626995 - B02VK11 - B1G91T3 - | Quick Code | ||||
B28FR10 - B3Z08W3 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Shareholder Proposal | Shareholder | Against | For | ||
3 | Shareholder Proposal | Shareholder | Against | For | ||
4 | Shareholder Proposal | Shareholder | Against | For |
5 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT IF THE SHAREHOLDER WANTS TO | Non-Voting | |||||
ATTEND IN PERSON, THE POA IS REQU-IRED. IF THE SUB | ||||||
CUSTODIAN WILL REPRESENT THE SHAREHOLDER AT | ||||||
THE GENERAL MEETI-NG, THE POA IS NOT REQUIRED. | ||||||
THANK YOU. | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO | Non-Voting | |||||
MEETING ID 750563 DUE TO ADDITION OF-RESOLUTIONS. | ||||||
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL | ||||||
BE DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT | ||||||
ON THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
ADDITION OF COMMENT. IF YOU HAVE AL-READY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 3449 | 0 | 30-Oct-2010 | 17-Nov-2010 | |
MAGNESITA REFRATARIOS S A | ||||||
Security | P6426L109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Nov-2010 | ||||
ISIN | BRMAGGACNOR4 | Agenda | 702706207 - Management | |||
City | CONTAGEM-MG | Holding Recon Date | 19-Nov-2010 | |||
Country | Brazil | Vote Deadline Date | 17-Nov-2010 | |||
SEDOL(s) | B23VRX5 - B2RJT40 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 197708 | 0 | 16-Nov-2010 | 19-Nov-2010 | |
CNOOC LTD | ||||||
Security | Y1662W117 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Nov-2010 | ||||
ISIN | HK0883013259 | Agenda | 702697282 - Management | |||
City | HONG KONG | Holding Recon Date | 19-Nov-2010 | |||
Country | Hong Kong | Vote Deadline Date | 19-Nov-2010 | |||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101103/LTN2 | ||||||
0101103035.pdf | ||||||
CMMT | PLEASE NOTE THAT EUROCLEAR DOES NOT OFFER ANY | Non-Voting | ||||
VOTING SERVICES ON THIS ISSUE.-THIS NOTICE IS SENT | ||||||
FOR INFORMATION PURPOSES ONLY. BY DEFAULT EOC | ||||||
WILL TAKE-NO ACTION. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 384800 | 0 | 05-Nov-2010 | 19-Nov-2010 | |
ASSECO POLAND S A | ||||||
Security | X02540130 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Nov-2010 |
ISIN | PLSOFTB00016 | Agenda | 702663041 - Management | |||
City | WARSZAWA | Holding Recon Date | 10-Nov-2010 | |||
Country | Poland | Vote Deadline Date | 11-Nov-2010 | |||
SEDOL(s) | 5978953 - B28F5Y9 - B4PJ7D1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1206 | 0 | 29-Oct-2010 | 11-Nov-2010 | |
SASOL LTD | ||||||
Security | 803866102 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Nov-2010 | ||||
ISIN | ZAE000006896 | Agenda | 702696216 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 25-Nov-2010 | |||
Country | South Africa | Vote Deadline Date | 19-Nov-2010 | |||
SEDOL(s) | 5734304 - 6777450 - 6777461 - B03NQB8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
S.3 | Management Proposal | Management | For | For | ||
O.1 | Management Proposal | Management | For | For | ||
S.4 | Management Proposal | Management | For | For | ||
S.5 | Management Proposal | Management | For | For | ||
S.6 | Management Proposal | Management | For | For | ||
S.7 | Management Proposal | Management | For | For | ||
S.8 | Management Proposal | Management | For | For | ||
S.9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 8449 | 0 | 04-Nov-2010 | 19-Nov-2010 | |
EGShares Energy ETF | 55P | 10413 | 0 | 04-Nov-2010 | 19-Nov-2010 | |
SASOL LTD | ||||||
Security | 803866102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Nov-2010 | ||||
ISIN | ZAE000006896 | Agenda | 702696660 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 25-Nov-2010 | |||
Country | South Africa | Vote Deadline Date | 19-Nov-2010 | |||
SEDOL(s) | 5734304 - 6777450 - 6777461 - B03NQB8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.1 | Management Proposal | Management | For | For | ||
3.2 | Management Proposal | Management | For | For | ||
3.3 | Management Proposal | Management | For | For | ||
3.4 | Management Proposal | Management | For | For | ||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For |
7.S.1 | Management Proposal | Management | For | For | ||
8.S.2 | Management Proposal | Management | For | For | ||
9.O.1 | Management Proposal | Management | For | For | ||
10O.2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 8449 | 0 | 05-Nov-2010 | 19-Nov-2010 | |
EGShares Energy ETF | 55P | 10413 | 0 | 05-Nov-2010 | 19-Nov-2010 | |
ASPEN PHARMACARE HLDGS LTD | ||||||
Security | S0754A105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Nov-2010 | ||||
ISIN | ZAE000066692 | Agenda | 702699705 - Management | |||
City | WOODMEAD | Holding Recon Date | 25-Nov-2010 | |||
Country | South Africa | Vote Deadline Date | 19-Nov-2010 | |||
SEDOL(s) | B09C0Z1 - B0XM6Y8 - B1809T0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2.a | Management Proposal | Management | For | For | ||
2.b | Management Proposal | Management | For | For | ||
2.c | Management Proposal | Management | For | For | ||
2.d | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 5948 | 0 | 09-Nov-2010 | 19-Nov-2010 | |
FIRSTRAND LTD | ||||||
Security | S5202Z131 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 02-Dec-2010 | ||||
ISIN | ZAE000066304 | Agenda | 702704950 - Management | |||
City | SANDTON | Holding Recon Date | 01-Dec-2010 | |||
Country | South Africa | Vote Deadline Date | 24-Nov-2010 | |||
SEDOL(s) | 5886528 - 6130600 - 6606996 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
3.1 | Management Proposal | Management | For | For | ||
3.2 | Management Proposal | Management | For | For | ||
3.3 | Management Proposal | Management | For | For | ||
4.O.1 | Management Proposal | Management | For | For | ||
5.O.2 | Management Proposal | Management | For | For | ||
6.O.3 | Management Proposal | Management | For | For | ||
7.O.4 | Management Proposal | Management | For | For | ||
8.O.5 | Management Proposal | Management | For | For | ||
9.S.1 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION | Non-Voting | |||||
OF AUDITOR NAME. IF YOU HA-VE ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 67823 | 0 | 13-Nov-2010 | 24-Nov-2010 |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | |||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 06-Dec-2010 | |||||
ISIN | PLPGNIG00014 | Agenda | 702696949 - Management | ||||
City | WARSAW | Holding Recon Date | 19-Nov-2010 | ||||
Country | Poland | Vote Deadline Date | 19-Nov-2010 | ||||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Energy ETF | 55P | 209777 | 0 | 05-Nov-2010 | 19-Nov-2010 | ||
TELE NORTE LESTE PARTICIPACOES S A | |||||||
Security | P9036X117 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 07-Dec-2010 | |||||
ISIN | BRTNLPACNOR3 | Agenda | 702714711 - Management | ||||
City | RIO DE JANEIRO | Holding Recon Date | 03-Dec-2010 | ||||
Country | Brazil | Vote Deadline Date | 30-Nov-2010 | ||||
SEDOL(s) | 2292719 - B02PDQ9 - B3BK3K0 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
1 | Management Proposal | Management | For | For | |||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 126967 | 0 | 24-Nov-2010 | 30-Nov-2010 | ||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 07-Dec-2010 | ||||
ISIN | US71654V4086 | Agenda | 933354095 - Management | ||||
City | Holding Recon Date | 19-Nov-2010 | |||||
Country | Brazil | Vote Deadline Date | 02-Dec-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Miscellaneous Corporate Actions | Management | For | For | |||
02 | Miscellaneous Corporate Actions | Management | For | For | |||
03 | Ratify Appointment of Independent Auditors | Management | For | For | |||
04 | Ratify Appointment of Independent Auditors | Management | For | For | |||
05 | Miscellaneous Corporate Actions | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 28730 | 0 | 27-Nov-2010 | 27-Nov-2010 | ||
EGShares Energy ETF | 93I | 22250 | 0 | 27-Nov-2010 | 27-Nov-2010 | ||
BRMALLS PARTICIPACOES S A |
Security | P1908S102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 09-Dec-2010 | ||||
ISIN | BRBRMLACNOR9 | Agenda | 702718480 - Management | |||
City | RIO DE JANERIO | Holding Recon Date | 07-Dec-2010 | |||
Country | Brazil | Vote Deadline Date | 02-Dec-2010 | |||
SEDOL(s) | B1RYG58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 153846 | 0 | 27-Nov-2010 | 02-Dec-2010 | |
ZIJIN MNG GROUP CO LTD | ||||||
Security | Y9892H107 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Dec-2010 | ||||
ISIN | CNE100000502 | Agenda | 702664613 - Management | |||
City | FUJIAN | Holding Recon Date | 12-Nov-2010 | |||
Country | China | Vote Deadline Date | 06-Dec-2010 | |||
SEDOL(s) | 6725299 - B01XKZ2 - B0RK2C8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101028/LTN2 | ||||||
0101028053.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION | Non-Voting | |||||
OF TEXT. IF YOU HAVE ALREA-DY SENT IN YOUR VOTES, | ||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | ||||||
DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | ||||||
YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 420600 | 0 | 30-Oct-2010 | 06-Dec-2010 | |
DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||
Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Dec-2010 | ||||
ISIN | CNE1000002Z3 | Agenda | 702664803 - Management | |||
City | BEIJING | Holding Recon Date | 15-Nov-2010 | |||
Country | China | Vote Deadline Date | 06-Dec-2010 | |||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101028/LTN2 | ||||||
0101028564.PDF | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTIONS. THANK | ||||||
YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 579929 | 0 | 30-Oct-2010 | 06-Dec-2010 | |
SHANGHAI ELEC GROUP CO LTD | ||||||
Security | Y76824104 | Meeting Type | ExtraOrdinary General Meeting |
Ticker Symbol | Meeting Date | 15-Dec-2010 | ||||
ISIN | CNE100000437 | Agenda | 702695480 - Management | |||
City | SHANGHAI | Holding Recon Date | 15-Nov-2010 | |||
Country | China | Vote Deadline Date | 06-Dec-2010 | |||
SEDOL(s) | B07J656 - B07ZG10 - B0XNVS0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101029/LTN2 | ||||||
0101029804.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 510559 | 0 | 04-Nov-2010 | 06-Dec-2010 | |
TENAGA NASIONAL BERHAD | ||||||
Security | Y85859109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Dec-2010 | ||||
ISIN | MYL5347OO009 | Agenda | 702716260 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 13-Dec-2010 | |||
Country | Malaysia | Vote Deadline Date | 08-Dec-2010 | |||
SEDOL(s) | 5935260 - 6904612 - 6904678 - B02HMJ1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
cmmt | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 765500 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
s.1 | Management Proposal | Management | For | For | ||
s.2 | Management Proposal | Management | For | For | ||
0 | To transact any other business of which due notice shall have | Non-Voting | ||||
been given in ac-cordance with the Act | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 33900 | 0 | 25-Nov-2010 | 08-Dec-2010 | |
DISH TV INDIA LTD | ||||||
Security | Y2076S114 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 16-Dec-2010 |
ISIN | INE836F01026 | Agenda | 702715559 - Management | |
City | NEW DELHI | Holding Recon Date | 14-Dec-2010 | |
Country | India | Vote Deadline Date | 07-Dec-2010 | |
SEDOL(s) | B1RMW32 | Quick Code | ||
Item | Proposal | Type | Vote | For/Against |
Management | ||||
1 | Management Proposal | Management | For | For |
2 | Management Proposal | Management | For | For |
3 | Management Proposal | Management | For | For |
4 | Management Proposal | Management | For | For |
5 | Management Proposal | Management | For | For |
6 | Management Proposal | Management | For | For |
7 | Management Proposal | Management | For | For |
CONT | CONTD to as "the Board" which term shall include the | Non-Voting | ||
'Remuneration Committee'-of the Board) be and are hereby | ||||
authorized to sanction him merit based-increment(s), promotion, | ||||
bonus/performance incentives and other benefits from-time to time | ||||
as per the policy of the Company, subject to the provision of- | ||||
Section 314(1) and other provisions of the Companies Act, 1956 | ||||
8 | Management Proposal | Management | For | For |
CONT | CONTD 2000, the Issue of Foreign Currency Convertible Bonds | Non-Voting | ||
and Ordinary-Shares (through Depository Receipt Mechanism) | ||||
Scheme, enabling provisions in-the Memorandum and Articles of | ||||
Association of the Company as also provisions-of any other | ||||
applicable rules, regulations, guidelines, or laws and / or-subject | ||||
to any approval (s), consent(s), permission(s) or sanction(s) of | ||||
the-Central Government, Reserve Bank of India(the "RBI"), the | ||||
Foreign Investment-Promotion Board (the "FIPB"), the Securities | ||||
and Exchange Board of India-(SEBI) and other appropriate | ||||
authorities, institutions and bodies including-but not limited to | ||||
financial institutions and lenders, if required-(hereinafter | ||||
collectively referred to as 'appropriate authorities'), and-subject to | ||||
such provisions as may be prescribed by any one of them while- | ||||
granting any such approval(s) CONTD | ||||
CONT | CONTD consent(s), permission(s) and/or sanction(s), (herein | Non-Voting | ||
referred to as-the 'requisite approvals') which may be agreed to by | ||||
the Board of Directors-of the Company (hereinafter called the | ||||
"Board" which term shall be deemed to-include any committee | ||||
which the Board may have constituted or hereinafter-constitute to | ||||
exercise its power including the power conferred by this- | ||||
Resolution), the Board be and is hereby authorized to issue, offer | ||||
and allot-from time to time on such terms and conditions as may | ||||
be decided and deemed-appropriate by the Board in its absolute | ||||
discretion at the time of issue or-allotment, in one or more | ||||
tranches, by way of Qualified Institutional-Placement ("QIP") to | ||||
Qualified Institutional Buyers ("QIB") in terms of-Chapter VIII of | ||||
the SEBI ICDR Regulations, 2009 through one or more- | ||||
placements of equity shares, non convertible debt instruments | ||||
CONTD | ||||
CONT | CONTD along with warrants and convertible securities other than | Non-Voting | ||
warrants-("Eligible Securities") or provided that the tenure of the | ||||
convertible or-exchangeable Eligible Securities issued through | ||||
QIP shall not exceed 60-months from the date of allotment, to the | ||||
Qualified Institutional Buyer-(QIBs) on the basis of placement | ||||
document(s), or by way of public issue,-preferential issue or | ||||
private placement/offerings in Indian and/or-international market, | ||||
further equity share/and/or global depository shares-and/or global | ||||
depository receipts and/or securities convertible into equity-shares | ||||
and/or American Depository Receipts and/ or Foreign Currency- | ||||
Convertible Bonds representing equity shares and/or debenture or | ||||
bonds-convertible into equity shares whether fully or partly and | ||||
whether-compulsorily or at the option of the Company or at the | ||||
option of the holders-thereof CONTD | ||||
CONT | CONTD and/or any security linked to equity shares and/or | Non-Voting | ||
preferential shares-whether cumulative/fully convertible, or non | ||||
convertible debentures with-warrants/ any other securities (other | ||||
than warrants) which are convertible-into or exchangeable with | ||||
equity shares or all or any of the aforesaid-securities (herein along | ||||
with the Eligible Securities referred to as-"Securities"), to eligible | ||||
residents or non-resident/ foreign investors-(whether institutions | ||||
and/or incorporated bodies and/or individuals and/ or-trusts and/or | ||||
otherwise)/ Foreign Institutional Investors/ Qualified-Institutional | ||||
Buyers/ Foreign Corporate Bodies/ Foreign Companies/ Mutual- | ||||
Funds/ Pension Funds/ Venture Capital Funds/ Banks/ Indian or of | ||||
foreign-origin and such other persons or entities, including the | ||||
general public,-whether or not such investors are Members of the | ||||
Company, to all of any of-them CONTD | ||||
CONT | CONTD jointly or severally to be subscribed in Indian and/ or | Non-Voting | ||
Foreign-Currency(ies) through prospectus, offering letter, circular, | ||||
memorandum, and-or though any other mode as may be deemed | ||||
appropriate by the Board, at such-time or times in one or more | ||||
tranche or tranches, on such date as may be-determined by the | ||||
Board, at par or at such price or prices, and on such terms-and | ||||
conditions and in such manner as the Board may, in its absolute- | ||||
discretion determine in consultation with the lead manager, | ||||
underwriters,-merchant bankers, guarantors, financials and/or | ||||
legal advisors, rating-agencies/ advisors, depositories, custodians, | ||||
principal paying/ transfer /-conversion agents, listing agents, | ||||
registrars, trustees, printers, auditors,-stabilizing agents and/or | ||||
other advisors or other intermediaries, without-requiring any | ||||
further approval or consent from the CONTD |
CONT | CONTD shareholders of the Company and subject to the | Non-Voting |
applicable regulations-/guidelines in force, provided however that | ||
the aggregate amount raised by-the issue of aforesaid Securities | ||
including the Eligible Securities as above-shall not exceed rupee | ||
equivalent of USD 200 Million (approximately INR 900-Crores at | ||
the current rate of exchange). Resolved further that without- | ||
prejudice to the generality of the above, the aforesaid offer/issue | ||
of-Securities may have all or any terms or combination of terms in | ||
accordance-with the prevalent market conditions including but not | ||
limited to terms and-conditions relating to payment of interest, | ||
dividend, premium or redemption-at the option of the Company | ||
and/or the holders of the Securities including-terms for offer/issue | ||
of additional equity shares or variation of the-conversion price or | ||
CONTD | ||
CONT | CONTD period of conversion of Securities in to equity shares or | Non-Voting |
terms-pertaining to voting rights or option(s) for early redemption | ||
of securities-and the Board be and is hereby authorized to | ||
determine the form, terms,-timing of the offer(s)/issue(s) including | ||
the class of investors, number of-Securities to be issued and/or | ||
allotted in each tranche, offer/issue price,-face value, premium | ||
amount on issue / conversion of Securities, redemption of- | ||
Securities, rate of interest, redemption period, listing on one or | ||
more Stock-Exchanges in India or overseas as the Board may in | ||
its absolute discretion-deem fit and to make and accept any | ||
modifications in the proposal as may be-required by the | ||
authorities and to do all acts, deeds, matters and things as-may | ||
be necessary and to settle any questions or difficulties that may | ||
arise-in regard to the said offer(s)/issue(s) of Securities. CONTD | ||
CONT | CONTD Resolved further that in the event of issue of securities by | Non-Voting |
way of-Global Depository Shares (GDSs) and / or Global | ||
Depository Receipts (GDRs)-and / or securities convertible into | ||
equity shares, and / or American-Depository Receipts (ADRs) and | ||
/ or Foreign Currency Convertible Bonds-(FCCBs), preferential | ||
issue under the SEBI ICDR, the relevant date on the-basis of | ||
which price of resultant shares shall be determined, shall be as- | ||
specified under applicable law. Resolved further that in the event | ||
of issue-of Eligible Securities by way of a Qualified Institutional | ||
Placement ("QIP")-in terms of Chapter VIII of the SEBI ICDR | ||
Regulations, 2009 CONTD | ||
CONT | CONTD i) the relevant date for determination of pricing under sub- | Non-Voting |
clause (ii)-of clause (c) of regulation 81 , shall be, in case of | ||
allotment of equity-shares to be issued by way of QIP issue shall | ||
be the date(s) of the-meeting(s) in which the Board decides to | ||
open the proposed issue and in case-of allotment of eligible | ||
convertible securities by way of QIP issue, either-the date of the | ||
meeting(s) in which the Board decides to open the proposed-issue | ||
of such convertible securities or the date on which the holder of | ||
the-convertible securities become entitled to apply for the equity | ||
shares, as the-case may be ('Relevant Date'); ii) a minimum of | ||
10% of the Eligible-Securities issued pursuant to SEBI ICDR shall | ||
be allotted to mutual funds and-if CONTD | ||
CONT | CONTD no mutual fund is agreeable to take up the minimum | Non-Voting |
portion or any part-thereof, then such minimum portion or part | ||
thereof may be allotted to other-QIBs; iii) the equity shares to be | ||
offered and allotted to the QIBs shall be-in dematerialized form; iv) | ||
the QIP issue shall be completed within 12 months-from the date | ||
of this Annual General Meeting; v) the Equity Shares so issued- | ||
shall rank pari passu with the existing Equity Shares of the | ||
Company in all-respects; vi) the Eligible Securities offered under | ||
Chapter VIII of the SEBI-ICDR Regulations, 2009, shall not be | ||
sold by the allottee for a period of one-year from the date of | ||
allotment, except on a recognized stock exchange CONTD | ||
CONT | CONTD Resolved further that the issue to the holders of the | Non-Voting |
Securities with-equity shares underlying such Securities shall be | ||
inter alia, subject to-suitable adjustment in the number of shares, | ||
the price and the time period-etc. in the event of any change in the | ||
equity capital structure of the-Company consequent upon any | ||
merger, amalgamation, takeover or any other-re-organization or | ||
restructuring in the Company. Resolved further that the-Board and | ||
/ or any entity, agency or body authorised and / or appointed by- | ||
the Board may, upon issue of such Securities, issue depository | ||
receipts,-share certificates, foreign currency convertible bonds | ||
and/or other CONTD | ||
CONT | CONTD form of securities representing the underlying Securities | Non-Voting |
issued by the-Company in negotiable registered or bearer form | ||
with such features and-attributes as are prevalent in Indian and/or | ||
International capital markets-for instruments of this nature and to | ||
provide for the tradability and free-transferability thereof as per | ||
Indian and/or International practices and-regulations in or under | ||
such form and practices as may be prevalent in the-Indian and/or | ||
International market CONTD | ||
CONT | CONTD Resolved further that for the purpose of giving effect to | Non-Voting |
any offer,-issue or allotment of Securities or instruments | ||
representing the same, as-described in paragraph above, the | ||
Board be and is hereby authorized on behalf-of the Company to | ||
do all such acts, deeds, matters and things as it may at-its | ||
absolute discretion, deem necessary or desirable for such person, | ||
the-determination of the terms thereof, including without limitation | ||
the entering-into of underwriting, marketing and institution/ | ||
trustee/agents and similar-agreements/ with merchant banker(s), | ||
book runner(s), lead manager(s), co-lead-manager(s), | ||
manager(s), advisor(s), underwriter(s), guarantor(s),- | ||
depository/(ies), custodian(s), trustee(s), stabilization agent(s) and | ||
CONTD |
CONT | CONTD all such agencies as may be involved or for managing, | Non-Voting | ||
underwriting,-marketing, listing thereof with any of the international | ||||
/ domestic stock-exchange(s) and trading, to issue placement | ||||
documents and to sign all deeds,-documents and writing and to | ||||
remunerate the managers, underwriters and all-other | ||||
agencies/intermediaries by way of commission, brokerage, fees | ||||
and the-like as may be involved or connected in such offering of | ||||
Securities, with-power on behalf of the Company to settle any | ||||
question, difficulties or doubts-that may arise in regard to any such | ||||
issue or allotment as it may in its-absolute discretion deem fit | ||||
CONTD | ||||
CONT | CONTD Resolved further that the Board be and is hereby | Non-Voting | ||
authorized to finalize-and approve the offering circular/placement | ||||
document for the proposed issue-of the Securities and to | ||||
authorize any director or directors of the Company-or any other | ||||
officer or officers of the Company to sign the above documents-for | ||||
and on behalf of the Company together with the authority to | ||||
amend, vary-or modify the same as such authorized person may | ||||
consider necessary,-desirable or expedient and for the purpose of | ||||
aforesaid to give such-declarations, affidavits, certificates, | ||||
consents and/or authorities as may,-in the opinion of such | ||||
authorized persons(s), be required from time to time,-and to | ||||
arrange for the submissions of the offering circular/ placement- | ||||
document, and any amendments and supplements thereto, with | ||||
any applicable-stock exchange(s) CONTD | ||||
CONT | CONTD (whether in India or abroad), government and regulatory | Non-Voting | ||
authority,-institution or bodies, as may be required; resolved | ||||
further that the Company-do apply for listing of the new Equity | ||||
Shares as may be issued with the-National Stock Exchange of | ||||
India Limited and Bombay Stock Exchange Limited or-any other | ||||
Stock Exchange(s). Resolved further that the Company do apply | ||||
to-the National Securities Depository Limited and/or Central | ||||
Depository Services-(India) Limited for admission of the above | ||||
said Equity Shares to be allotted-on QIP basis. Resolved further | ||||
that the Board be and is hereby authorized, if-required to create | ||||
necessary securities on such of the CONTD | ||||
CONT | CONTD assets and properties (whether present or future) of the | Non-Voting | ||
Company in-respect of facilities obtained as above and to | ||||
approve, accept, finalize and-execute facilities, sanctions, | ||||
undertakings, agreements, promissory notes,-credit limits and any | ||||
of the documents and papers in connection with availing-of the | ||||
above facilities. Resolved further that for the purpose of giving- | ||||
effect to the above resolutions, the Board be and is hereby | ||||
authorized on-behalf of the Company to agree to and make and | ||||
accept such conditions,-modifications and alterations stipulated by | ||||
any of the relevant authorities-while according approvals, | ||||
consents or permissions to the issue as may be-considered | ||||
necessary CONTD | ||||
CONT | CONTD proper and expedient and to do all such acts, deeds, | Non-Voting | ||
matters and things-as it may, in its absolute discretion, deem | ||||
necessary or desirable for such-purpose, including without | ||||
limitation the entering into of underwriting,-marketing, depository, | ||||
custodian and trustee arrangements and with power on-behalf of | ||||
the Company to settle any questions, difficulties or doubts that- | ||||
may arise in regard to any such issue(s)/ offer(s) or allotment(s) | ||||
or-otherwise and utilizations of issue proceeds and/or otherwise to | ||||
alter or-modify the terms of issue, if any, as it may in its absolute | ||||
discretion deem-fit and proper without being required to seek any | ||||
further consents or-approval of the Company to the end and intent | ||||
and the Company shall be deemed-to have given its approval | ||||
thereto expressly by the authority of this-resolution CONTD | ||||
CONT | CONTD resolved further that the Board be and is hereby | Non-Voting | ||
authorized to delegate-all or any of the powers herein conferred to | ||||
any Committee of Directors or-any other Officer(s)/Authorized | ||||
Representative(s) of the Company to give-effect to the aforesaid | ||||
resolution | ||||
9 | Management Proposal | Management | For | For |
CONT | CONTD business and concern of the Company in certain events | Non-Voting | ||
to or conferring-power to enter upon and to take possession of the | ||||
assets of the Company in-certain events or to secure, if | ||||
necessary, all or any of the above Securities-or entire or any part | ||||
of the Securities together with interest, costs,-charges and other | ||||
amounts payable in respect thereof, to be issued by the-creation | ||||
of mortgage and / or charge on all or any of the Company's | ||||
immovable-and / or movable assets, both present 9 and future, in | ||||
such form and manner-with such ranking and on such terms as | ||||
may be deemed fit and appropriate by-the Board or in favour of | ||||
any Bank(s), Financial Institution(s), Company(ies)-or other | ||||
Organisations or Institutions or Trustees or CONTD | ||||
CONT | CONTD Debenture Trustees or in respect of the Securities to be | Non-Voting | ||
issued,-offered or allotted either on pari passu basis or otherwise | ||||
or in the-borrowing of loans as Board may in its absolute | ||||
discretion deem fit or in-order to secure the loans (excluding | ||||
temporary loans obtained from the-Company's Bankers in the | ||||
ordinary course of business) advanced/to be advanced-by lending | ||||
agencies to the Company together with interest at the respective- | ||||
agreed rates, compound/additional interest, commitment charges, | ||||
premium on-pre-payment or on redemption, costs, charges, | ||||
expenses and all other monies-payable by the Company in | ||||
respect of the said borrowings. Resolved further-that the Board of | ||||
Directors of the Company be and are hereby authorised to- | ||||
CONTD | ||||
CONT | CONTD do all such acts, deeds, matters and things and to | Non-Voting | ||
execute such deeds,-documents or writings as are necessary or | ||||
expedient, on behalf of the Company-for creating the aforesaid | ||||
mortgages and/or charges as it may in its absolute-discretion | ||||
deem necessary or expedient for such purpose and for giving | ||||
effect-to the above resolution |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 544396 | 0 | 25-Nov-2010 | 03-Dec-2010 | |
PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | ||||||
Security | Y71474137 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 17-Dec-2010 | ||||
ISIN | ID1000099104 | Agenda | 702724267 - Management | |||
City | JAKARTA | Holding Recon Date | 01-Dec-2010 | |||
Country | Indonesia | Vote Deadline Date | 15-Dec-2010 | |||
SEDOL(s) | B02ZK79 - B0316D4 - B031J46 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 209000 | 0 | 04-Dec-2010 | 15-Dec-2010 | |
SEVERSTAL JT STK CO | ||||||
Security | 818150302 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Dec-2010 | ||||
ISIN | US8181503025 | Agenda | 702710422 - Management | |||
City | TBD | Holding Recon Date | 12-Nov-2010 | |||
Country | Russian Federation | Vote Deadline Date | 08-Dec-2010 | |||
SEDOL(s) | B1G4YH7 - B1HCJ19 - B549052 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 33215 | 0 | 19-Nov-2010 | 08-Dec-2010 | |
JAIPRAKASH POWER VENTURES LTD | ||||||
Security | Y4253C102 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 20-Dec-2010 | ||||
ISIN | INE351F01018 | Agenda | 702717894 - Management | |||
City | TBA | Holding Recon Date | 12-Nov-2010 | |||
Country | India | Vote Deadline Date | 10-Dec-2010 | |||
SEDOL(s) | B0703M5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 765987 DUE TO RECEIPT OF P-AST RECORD DATE ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 295187 | 0 | 26-Nov-2010 | 10-Dec-2010 | |
KINGFISHER AIRLINES LTD | ||||||
Security | Y4461H109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Dec-2010 | ||||
ISIN | INE438H01019 | Agenda | 702729952 - Management | |||
City | BANGALORE | Holding Recon Date | 16-Dec-2010 | |||
Country | India | Vote Deadline Date | 06-Dec-2010 |
SEDOL(s) | B16TK63 - B19GS23 | Quick Code | ||
Item | Proposal | Type | Vote | For/Against |
Management | ||||
1 | Management Proposal | Management | For | For |
CONT | CONTD. Preference Shares of INR 10 Rupees Ten only) each | Non-Voting | ||
with power to issue-as convertible or redeemable Shares and | ||||
increase or reduce the capital, and-attach to the said Preference | ||||
Shares such preferential, qualified or special-rights and to provide | ||||
for such rate of dividend on the Preference Shares as-may be | ||||
determined by the Directors and to vary, modify or abrogate any | ||||
such-rights, privileges or conditions in such manner as may for the | ||||
time being be-provided by the regulations of the Company | ||||
2 | Management Proposal | Management | For | For |
CONT | CONTD. stock exchanges where the equity shares of the | Non-Voting | ||
Company are listed, and-all other concerned and relevant | ||||
authorities from time to time, to the extent-applicable and subject | ||||
to such approvals of relevant statutory/governmental-authorities | ||||
as may be required, approval of the consortium of lenders in- | ||||
terms of the debt recast package ("DRP") and further subject to | ||||
such terms-and conditions or modifications thereto as may be | ||||
prescribed by any of the-above while granting such approvals, the | ||||
consent, authority and approval of-the Company be and is hereby | ||||
accorded to the Board of Directors of the-Company ("Board" | ||||
which term shall be deemed to mean and include one or more- | ||||
committees constituted/to be constituted by the Board to exercise | ||||
its powers)-to issue and allot, in terms of the DRP to be entered | ||||
into, upto 57,50,00,000-CONTD. | ||||
CONT | CONTD. (Fifty Seven Crores Fifty Lakhs) 8% Cumulative | Non-Voting | ||
Redeemable Preference-Shares of INR 10/- (Rupees Ten only) | ||||
each ("CRPS"), in one or more tranches,-to the following | ||||
members of the consortium of lenders in consideration of the- | ||||
extinguishment of the amount of upto INR 575,00,00,000/- | ||||
(Rupees Five Hundred-and Seventy Five Crores only) due to the | ||||
following members of the consortium-of lenders under various | ||||
loan facilities availed by the Company, which CRPS-shall (i) be | ||||
redeemable at par not later than the expiry of 12 years from the- | ||||
date of allotment, (ii) entitle the holder thereof to cumulative | ||||
dividend at-the rate of 8% per annum as specified. Resolved | ||||
further that the Board be and-is hereby authorized in its entire | ||||
discretion to decide to proceed with the-issue of CRPS as | ||||
contemplated above, and for the purpose CONTD. | ||||
CONT | CONTD. of giving effect to this issue and allotment of CRPS, to do | Non-Voting | ||
all such-acts, deeds, matters and things as it may at its absolute | ||||
discretion deem-necessary or appropriate for such purpose, | ||||
including without limitation, to-negotiate, agree to and/ or modify | ||||
the terms of issue of the aforesaid CRPS-to the members of the | ||||
consortium of lenders on such terms as they may-consider | ||||
appropriate in their discretion, and with power on behalf of the- | ||||
Company to settle any question, difficulty or doubt that may arise | ||||
in regard-to such issue or allotment of CRPS and in complying | ||||
with any regulations, as-it may in its absolute discretion deem fit, | ||||
without being required to seek-any further clarification, consent or | ||||
approval of the Members and that the-Members shall be deemed | ||||
to have given their approval thereto expressly by the-authority | ||||
CONTD. | ||||
CONT | CONTD. of this resolution. Resolved further that the Board be and | Non-Voting | ||
is hereby-authorized to delegate all or any of its powers to a | ||||
Committee of Directors-or Executives (as it may consider | ||||
appropriate) to give effect to the-aforesaid resolutions including to | ||||
execute any documents on behalf of the-Company before any | ||||
governmental authority(ies)/Depositories/Stock Exchanges-or any | ||||
other regulatory body and to appoint any professional- | ||||
advisers/consultants/lawyers in that regard | ||||
3 | Management Proposal | Management | For | For |
CONT | CONTD. stock exchanges where the equity shares of the | Non-Voting | ||
Company are listed, and-all other concerned and relevant | ||||
authorities from time to time, to the extent-applicable and subject | ||||
to such approvals of relevant statutory/governmental-authorities | ||||
as may be required, approval of the consortium of lenders in- | ||||
terms of the debt recast package ("DRP") and further subject to | ||||
such terms-and conditions or modifications thereto as may be | ||||
prescribed by any of the-above while granting such approvals, the | ||||
consent, authority and approval of-the Company be and is hereby | ||||
accorded to the Board of Directors of the-Company ("Board" | ||||
which term shall be deemed to mean and include one or more- | ||||
committees constituted/to be constituted by the Board to exercise | ||||
its powers)-to issue and allot, in terms of the DRP to be entered | ||||
into, upto 78,00,00,000-CONTD. | ||||
CONT | CONTD. (Seventy Eight Crores) 7.5% Compulsorily Convertible | Non-Voting | ||
Preference Shares-of INR 10/- (Rupees Ten only) each entitling | ||||
the holder thereof to cumulative-dividend at the rate of 7.5% per | ||||
annum ("CCPS"), in one or more tranches, to-the following | ||||
members of the consortium of lenders in consideration of the- | ||||
extinguishment of the amount of upto INR 780,00,00,000/- | ||||
(Rupees Seven-Hundred and Eighty Crores only) due to the | ||||
following members of the-consortium of lenders under various | ||||
loan facilities availed by the Company,-which compulsorily | ||||
convertible preference shares shall be mandatorily-converted, into | ||||
equity shares of the Company of the face value of INR 10/-- | ||||
(Rupees Ten only) each, at such time as may be determined by | ||||
the Board which-shall not be later than 18 months from the date of | ||||
allotment of the CCPS, at-a conversion price CONTD. |
CONT | CONTD. determined with reference to the relevant date which | Non-Voting | ||
shall be a date-thirty days prior to the date on which the holders of | ||||
CCPS become entitled to-apply for equity shares in accordance | ||||
with the SEBI Regulations as specified.-Resolved further that the | ||||
equity shares to be issued and allotted upon-conversion of the | ||||
CCPS as aforesaid shall rank pari passu in all respects-with the | ||||
then existing equity shares of the Company. Resolved further that- | ||||
the Board be and is hereby authorized in its entire discretion to | ||||
decide to-proceed with the issue of the CCPS and the equity | ||||
shares to be issued and-allotted upon conversion of the CCPS as | ||||
contemplated above, and for the-purpose of giving effect to this | ||||
issue and allotment of equity shares, to do-all such acts, deeds, | ||||
matters and things as it may at its absolute discretion-deem | ||||
necessary CONTD. | ||||
CONT | CONTD. or appropriate for such purpose, including without | Non-Voting | ||
limitation, to seek-listing of the equity shares on the Bombay Stock | ||||
Exchange Limited and-National Stock Exchange of India Limited, | ||||
with power on behalf of the Company-to settle any question, | ||||
difficulty or doubt that may arise in regard to such-issue or | ||||
allotment of shares and in complying with any regulations, as it | ||||
may-in its absolute discretion deem fit, without being required to | ||||
seek any-further clarification, consent or approval of the Members | ||||
and that the-Members shall be deemed to have given their | ||||
approval thereto expressly by the-authority of this resolution. | ||||
Resolved further that the Board be and is-hereby authorized to | ||||
delegate all or any of its powers to a Committee of-Directors or | ||||
Executives (as it may consider appropriate) to give effect to-the | ||||
CONTD. | ||||
CONT | CONTD. aforesaid resolutions including to execute any | Non-Voting | ||
documents on behalf of-the Company before any governmental | ||||
authority(ies)/Depositories/Stock-Exchanges or any other | ||||
regulatory body and to appoint any professional- | ||||
advisers/consultants/lawyers in that regard | ||||
4 | Management Proposal | Management | For | For |
CONT | CONTD. respective stock exchanges where the equity shares of | Non-Voting | ||
the Company are-listed, and all other concerned and relevant | ||||
authorities from time to time,-to the extent applicable and subject | ||||
to such approvals of relevant-statutory/governmental authorities | ||||
as may be required and applicable and-further subject to such | ||||
terms and conditions or modifications thereto as may-be | ||||
prescribed by any of the above while granting such approvals, the | ||||
consent,-authority and approval of the Company be and is hereby | ||||
accorded to the Board-of Directors of the Company ("Board" | ||||
which term shall be deemed to mean and-include one or more | ||||
committees constituted/to be constituted by the Board to-exercise | ||||
its powers) to amend the terms and conditions of 97,00,000 | ||||
(Ninety-Seven Lakhs) 6% Redeemable Non Cumulative | ||||
Preference Shares of face value of-INR 100/- CONTD. | ||||
CONT | CONTD. (Rupees One Hundred only) each issued to United | Non-Voting | ||
Breweries (Holdings)-Limited so that these become 9,70,00,000 | ||||
(Nine Crores Seventy Lakhs)-Compulsorily Convertible | ||||
Preference Shares carrying cumulative dividend-("CCPS") of the | ||||
face value of INR 10/- (Rupees Ten only) each, which shall-each: | ||||
(i) be mandatorily converted, at a conversion price determined | ||||
with-reference to the relevant date which shall be a date thirty | ||||
days prior to the-date on which the holders of the CCPS become | ||||
entitled to apply for equity-shares in accordance with the SEBI | ||||
Regulations, into equity shares of the-Company of the face value | ||||
of INR 10/- (Rupees Ten only) each, at such time as-may be | ||||
determined by the Board which shall be not later than 18 months | ||||
from-the date the 6% Redeemable Non Cumulative Preference | ||||
Shares become CCPS; (ii)-carry cumulative CONTD. | ||||
CONT | CONTD. dividend at the rate of 6% per annum. Resolved further | Non-Voting | ||
that the equity-shares to be issued and allotted upon conversion | ||||
of the CCPS as aforesaid-shall rank pari passu in all respects with | ||||
the then existing equity shares of-the Company. Resolved further | ||||
that the Board be and is hereby authorized in-its entire discretion | ||||
to decide to proceed with the issue of the equity-shares to be | ||||
issued and allotted upon conversion of the CCPS as | ||||
contemplated-above, and for the purpose of giving effect to the | ||||
issue and allotment of-equity shares, to do all such acts, deeds, | ||||
matters and things as it may at-its absolute discretion deem | ||||
necessary or appropriate for such purpose,-including without | ||||
limitation, to seek listing of the equity shares on the-Bombay Stock | ||||
Exchange Limited and National Stock Exchange of India Limited,- | ||||
with power CONTD. | ||||
CONT | CONTD. on behalf of the Company to settle any question, | Non-Voting | ||
difficulty or doubt-that may arise in regard to such issue or | ||||
allotment of shares and in-complying with any regulations, as it | ||||
may in its absolute discretion deem-fit, without being required to | ||||
seek any further clarification, consent or-approval of the Members | ||||
and that the Members shall be deemed to have given-their | ||||
approval thereto expressly by the authority of this resolution.- | ||||
Resolved further that the Board be and is hereby authorized to | ||||
delegate all-or any of its powers to a Committee of Directors or | ||||
Executives (as it may-consider appropriate) to give effect to the | ||||
aforesaid resolutions including-to execute any documents on | ||||
behalf of the Company before any governmental-CONTD. | ||||
CONT | CONTD. authority(ies)/Depositories/Stock Exchanges or any other | Non-Voting | ||
regulatory-body and to appoint any professional | ||||
advisers/consultants/lawyers in that-regard | ||||
5 | Management Proposal | Management | For | For |
CONT | CONTD. stock exchanges where the equity shares of the | Non-Voting | ||
Company are listed, and-all other concerned and relevant | ||||
authorities from time to time, to the extent-applicable and subject | ||||
to such approvals of relevant statutory/governmental-authorities | ||||
as may be required and applicable, approval of the consortium of- | ||||
lenders in terms of the debt recast package, and further subject to | ||||
such-terms and conditions or modifications thereto as may be | ||||
prescribed by any of-the above while granting such approvals, the | ||||
consent, authority and approval-of the Company be and is hereby | ||||
accorded to the Board of Directors of the-Company ("Board") | ||||
which term shall be deemed to mean and include one or more- | ||||
committees constituted/to be constituted by the Board to exercise | ||||
its powers)-to issue and allot: (i) upto 63,30,00,000 (Sixty Three | ||||
CONTD. | ||||
CONT | CONTD. Crores Thirty Lakhs) 7.5% Compulsorily Convertible | Non-Voting | ||
Preference Shares-of INR10/- (Rupees Ten only) each ("CCPS"), | ||||
in one or more tranches, to-United Breweries (Holdings) Limited in | ||||
consideration of the extinguishment of-the amount of upto INR | ||||
633,00,00,000/- (Rupees Six Hundred and Thirty Three-Crores) | ||||
due to United Breweries (Holdings) Limited from the Company; | ||||
and (ii)-upto 1,50,00,000 (One Crore Fifty Lakhs) CCPS, in one or | ||||
more tranches, to-Kingfisher Finvest India Limited in consideration | ||||
of the extinguishment of-the amount of upto INR 15,00,00,000 | ||||
(Rupees Fifteen Crores) due to Kingfisher-Finvest India Limited | ||||
from the Company, which CCPS shall each: (i) be-mandatorily | ||||
converted into equity shares of the Company of the face value of- | ||||
INR 10/- (Rupees Ten only) each, at such time as may be | ||||
determined by the-Board CONTD. | ||||
CONT | CONTD. which shall be not later than 18 months from the date of | Non-Voting | ||
allotment of-the CCPS, at a conversion price determined with | ||||
reference to relevant date-which shall be a date thirty days prior to | ||||
the date on which the holders of-CCPS become entitled to apply | ||||
for equity shares in accordance with the SEBI-Regulations, (ii) | ||||
carry cumulative dividend at the rate of 7.5% per annum.- | ||||
Resolved further that the equity shares to be issued and allotted | ||||
upon-conversion of the CCPS as aforesaid shall rank pari passu | ||||
in all respects-with the then existing equity shares of the | ||||
Company. Resolved further that-the Board be and is hereby | ||||
authorized in its entire discretion to decide to-proceed with the | ||||
issue of the CCPS and the equity shares to be issued and-allotted | ||||
upon conversion of the CCPS as contemplated above, and for | ||||
the-purpose CONTD. | ||||
CONT | CONTD. of giving effect to this issue and allotment of equity | Non-Voting | ||
shares, to do-all such acts, deeds, matters and things as it may at | ||||
its absolute discretion-deem necessary or appropriate for such | ||||
purpose, including without limitation,-to seek listing of the equity | ||||
shares on the Bombay Stock Exchange Limited and-National | ||||
Stock Exchange of India Limited, with power on behalf of the | ||||
Company-to settle any question, difficulty or doubt that may arise | ||||
in regard to such-issue or allotment of shares and in complying | ||||
with any regulations, as it may-in its absolute discretion deem fit, | ||||
without being required to seek any-further clarification, consent or | ||||
approval of the Members and that the-Members shall be deemed | ||||
to have given their approval thereto expressly by the-authority of | ||||
this resolution. Resolved further that the Board be and is-hereby | ||||
CONTD. | ||||
CONT | CONTD. authorized to delegate all or any of its powers to a | Non-Voting | ||
Committee of-Directors or Executives (as it may consider | ||||
appropriate) to give effect to-the aforesaid resolutions including to | ||||
execute any documents on behalf of the-Company before any | ||||
governmental authority(ies)/Depositories/Stock Exchanges-or any | ||||
other regulatory body and to appoint any professional- | ||||
advisers/consultants/lawyers in that regard | ||||
6 | Management Proposal | Management | For | For |
CONT | CONTD. stock exchanges where the equity shares of the | Non-Voting | ||
Company are listed, and-all other concerned and relevant | ||||
authorities from time to time, to the extent-applicable and subject | ||||
to such approvals of relevant statutory/governmental-authorities | ||||
as may be required and applicable and further subject to such- | ||||
terms and conditions or modifications thereto as may be | ||||
prescribed by any of-the above while granting such approvals, the | ||||
consent, authority and approval-of the Company be and is hereby | ||||
accorded to the Board of Directors of the-Company ("Board" | ||||
which term shall be deemed to mean and include one or more- | ||||
committees constituted/to be constituted by the Board to exercise | ||||
its powers)-to issue and allot upto 8,00,00,000 (Eight Crores) | ||||
Optionally Convertible-Debentures of the face value of INR 100/- | ||||
(Rupees One Hundred only) each-CONTD. | ||||
CONT | CONTD. to the below mentioned allottees: (i) upto 2,00,00,000 | Non-Voting | ||
(Two Crores) 8%-Optionally Convertible Debentures of INR 100/- | ||||
(Rupees One Hundred only)-each, in one or more tranches, to | ||||
Star Investments Limited in consideration-of the extinguishment of | ||||
the amount of upto INR 200,00,00,000/- (Rupees Two-Hundred | ||||
Crores only) due to Star Investments Limited from the Company; | ||||
(ii)-upto 3,00,00,000 (Three Crores) 8% Optionally Convertible | ||||
Debentures of INR-100/- (Rupees One Hundred only) each, in one | ||||
or more tranches, to Margosa-Consultancy Private Limited in | ||||
consideration of the extinguishment of the-amount of upto INR | ||||
300,00,00,000/- (Rupees Three Hundred Crores only) due to- | ||||
Margosa Consultancy Private Limited from the Company; and (iii) | ||||
upto-3,00,00,000 (Three Crores) 8% Optionally Convertible | ||||
Debentures of INR 100/--CONTD. |
CONT | CONTD. (Rupees One Hundred only) each, in one or more | Non-Voting | ||||
tranches, to Redect-Consultancy Private Limited in consideration | ||||||
of the extinguishment of the-amount of upto INR 300,00,00,000/- | ||||||
(Rupees Three Hundred Crores only) due to-Redect Consultancy | ||||||
Private Limited from the Company; which Optionally-Convertible | ||||||
Debentures shall each: (i) be optionally converted into equity- | ||||||
shares of the Company of the face value of INR 10/- (Rupees Ten | ||||||
only) each,-at the option of the holder, at such time as may be | ||||||
determined by the Board-which shall be not later than 18 months | ||||||
from the date of allotment of the-Optionally Convertible | ||||||
Debentures, at a conversion price determined with-reference to | ||||||
relevant date which shall be a date thirty days prior to the-date on | ||||||
which the holders of Optionally Convertible Debentures become | ||||||
CONTD. | ||||||
CONT | CONTD. entitled to apply for the equity shares in accordance with | Non-Voting | ||||
the SEBI-Regulations, (ii) carry coupon at the rate of 8% per | ||||||
annum. Resolved further-that the equity shares to be issued and | ||||||
allotted upon conversion of the-Optionally Convertible Debentures | ||||||
as aforesaid shall rank pari passu in all-respects with the then | ||||||
existing equity shares of the Company. Resolved-further that the | ||||||
Board be and is hereby authorized in its entire discretion-to decide | ||||||
to proceed with the Optionally Convertible Debentures and the | ||||||
issue-of the equity shares to be issued and allotted upon | ||||||
conversion of the-Optionally Convertible Debentures as | ||||||
contemplated above, and for the purpose-of giving effect to this | ||||||
issue and allotment of equity shares, to do all such-acts, deeds, | ||||||
matters and things as it may at its absolute discretion deem- | ||||||
necessary or CONTD. | ||||||
CONT | CONTD. appropriate for such purpose, including without limitation, | Non-Voting | ||||
to seek-listing of the equity shares on the Bombay Stock | ||||||
Exchange Limited and-National Stock Exchange of India Limited, | ||||||
with power on behalf of the Company-to settle any question, | ||||||
difficulty or doubt that may arise in regard to such-issue or | ||||||
allotment of such shares and in complying with any regulations, | ||||||
as-it may in its absolute discretion deem fit, without being required | ||||||
to seek-any further clarification, consent or approval of the | ||||||
Members and that the-Members shall be deemed to have given | ||||||
their approval thereto expressly by the-authority of this resolution. | ||||||
Resolved further that the Board be and is-hereby authorized to | ||||||
delegate all or any of its powers to a Committee of-Directors or | ||||||
Executives (as it may consider appropriate) to give effect to-the | ||||||
CONTD. | ||||||
CONT | CONTD. aforesaid resolutions including to execute any | Non-Voting | ||||
documents on behalf of-the Company before any governmental | ||||||
authority(ies)/Depositories/Stock-Exchanges or any other | ||||||
regulatory body and to appoint any professional- | ||||||
advisers/consultants/lawyers in that regard | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 221172 | 0 | 11-Dec-2010 | 13-Dec-2010 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 21-Dec-2010 | ||||
ISIN | PLPGNIG00014 | Agenda | 702711359 - Management | |||
City | WARSAW | Holding Recon Date | 03-Dec-2010 | |||
Country | Poland | Vote Deadline Date | 03-Dec-2010 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 209777 | 0 | 20-Nov-2010 | 03-Dec-2010 | |
RELIANCE INFRASTRUCTURE LTD | ||||||
Security | Y09789127 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Dec-2010 | ||||
ISIN | INE036A01016 | Agenda | 702725295 - Management | |||
City | MUMBAI | Holding Recon Date | 20-Dec-2010 | |||
Country | India | Vote Deadline Date | 14-Dec-2010 |
SEDOL(s) | 6099853 - B01YVG3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
CONTD | CONTD such extent as the Board and/or Nomination/ | Non-Voting | ||||
Remuneration Committee of-the Board may, from time to time, | ||||||
determine. Resolved further that for the-purpose of giving effect to | ||||||
this resolution, the Board and/or-Nomination/Remuneration | ||||||
Committee constituted by the Board be and are hereby-authorized | ||||||
to take all actions and do all such acts, deeds, matters and-things, | ||||||
as it may in its absolute discretion deem necessary, proper or- | ||||||
desirable and to settle any question, difficulty or doubt that may | ||||||
arise in-this regard | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 128218 | 0 | 07-Dec-2010 | 16-Dec-2010 | |
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Dec-2010 | ||||
ISIN | CNE1000002P4 | Agenda | 702726627 - Management | |||
City | BEIJING | Holding Recon Date | 30-Nov-2010 | |||
Country | China | Vote Deadline Date | 13-Dec-2010 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 763450 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101115/LTN2 | ||||||
0101115463.pdf AN-D | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101206/LTN2 | ||||||
0101206891.pdf | ||||||
1.A | Management Proposal | Management | For | For | ||
1.B | Management Proposal | Management | For | For | ||
1.C | Management Proposal | Management | For | For | ||
1.D | Management Proposal | Management | For | For | ||
1.E | Management Proposal | Management | For | For | ||
2. | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT MANAGEMENT MAKES NO | Non-Voting | |||||
RECOMMENDATION ON RESOLUTION 3. THANK YOU-. | ||||||
3. | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 118655 | 0 | 08-Dec-2010 | 13-Dec-2010 | |
EGS INDXX China Infrastructure ETF | 55P | 330121 | 0 | 08-Dec-2010 | 13-Dec-2010 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Dec-2010 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 702729154 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 20-Dec-2010 | |||
Country | Brazil | Vote Deadline Date | 15-Dec-2010 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU |
A.1 | Management Proposal | Management | For | For | |||
A.2 | Management Proposal | Management | For | For | |||
A.3 | Management Proposal | Management | For | For | |||
A.4 | Management Proposal | Management | For | For | |||
A.5 | Management Proposal | Management | For | For | |||
A.6 | Management Proposal | Management | For | For | |||
A.7 | Management Proposal | Management | For | For | |||
A.8 | Management Proposal | Management | For | For | |||
A.9 | Management Proposal | Management | For | For | |||
A.10 | Management Proposal | Management | For | For | |||
A.11 | Management Proposal | Management | For | For | |||
B | Management Proposal | Management | For | For | |||
C | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 114430 | 0 | 10-Dec-2010 | 21-Dec-2010 | ||
MINDRAY MEDICAL INT'L LTD. | |||||||
Security | 602675100 | Meeting Type | Annual | ||||
Ticker Symbol | MR | Meeting Date | 22-Dec-2010 | ||||
ISIN | US6026751007 | Agenda | 933356885 - Management | ||||
City | Holding Recon Date | 29-Nov-2010 | |||||
Country | United States | Vote Deadline Date | 15-Dec-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Election of Directors (Majority Voting) | Management | For | For | |||
02 | Election of Directors (Majority Voting) | Management | For | For | |||
03 | Ratify Appointment of Independent Auditors | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 1803 | 0 | 07-Dec-2010 | 07-Dec-2010 | ||
CHINA COAL ENERGY CO LTD | |||||||
Security | Y1434L100 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 23-Dec-2010 | |||||
ISIN | CNE100000528 | Agenda | 702701334 - Management | ||||
City | BEIJING | Holding Recon Date | 23-Nov-2010 | ||||
Country | China | Vote Deadline Date | 14-Dec-2010 | ||||
SEDOL(s) | B1JNK84 - B1L9BJ8 - B1MT2D8 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101107/LTN2 | |||||||
0101107019.pdf | |||||||
1 | Management Proposal | Management | For | For | |||
2.1 | Management Proposal | Management | For | For | |||
2.2 | Management Proposal | Management | For | For | |||
2.3 | Management Proposal | Management | For | For | |||
2.4 | Management Proposal | Management | For | For | |||
2.5 | Management Proposal | Management | For | For | |||
2.6 | Management Proposal | Management | For | For | |||
2.7 | Management Proposal | Management | For | For | |||
2.8 | Management Proposal | Management | For | For | |||
2.9 | Management Proposal | Management | For | For | |||
3.1 | Management Proposal | Management | For | For | |||
3.2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares EM Metals & Mining ETF | 55P | 536267 | 0 | 10-Nov-2010 | 14-Dec-2010 | ||
MOBILE TELESYSTEMS OJSC | |||||||
Security | 607409109 | Meeting Type | Special | ||||
Ticker Symbol | MBT | Meeting Date | 23-Dec-2010 | ||||
ISIN | US6074091090 | Agenda | 933358372 - Management | ||||
City | Holding Recon Date | 03-Nov-2010 |
Country | United States | Vote Deadline Date | 16-Dec-2010 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
01 | Miscellaneous Corporate Governance | Management | For | For | ||
02 | Miscellaneous Corporate Governance | Management | For | For | ||
03 | Miscellaneous Corporate Governance | Management | For | For | ||
04 | Miscellaneous Corporate Governance | Management | For | For | ||
05 | Miscellaneous Corporate Governance | Management | For | For | ||
06 | Miscellaneous Corporate Governance | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 8261 | 0 | 14-Dec-2010 | 14-Dec-2010 | |
CHINA RY CONSTR CORP | ||||||
Security | Y1508P110 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Dec-2010 | ||||
ISIN | CNE100000981 | Agenda | 702704354 - Management | |||
City | BEIJING | Holding Recon Date | 26-Nov-2010 | |||
Country | China | Vote Deadline Date | 16-Dec-2010 | |||
SEDOL(s) | B2PFVH7 - B2Q4J02 - B2RJ1K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101110/LTN2 | ||||||
0101110430.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 447503 | 0 | 12-Nov-2010 | 16-Dec-2010 | |
DECCAN CHRONICLE HOLDINGS LTD | ||||||
Security | Y2026H119 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 28-Dec-2010 | ||||
ISIN | INE137G01027 | Agenda | 702727237 - Management | |||
City | TBA | Holding Recon Date | 19-Nov-2010 | |||
Country | India | Vote Deadline Date | 13-Dec-2010 | |||
SEDOL(s) | B1TS6J2 - B1VDKS2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 767802 DUE TO RECEIPT OF A-CTUAL RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGAR-DED AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 155474 | 0 | 08-Dec-2010 | 13-Dec-2010 | |
LLX LOGISTICA S A | ||||||
Security | P6398Y105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Dec-2010 | ||||
ISIN | BRLLXLACNOR8 | Agenda | 702732074 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 23-Dec-2010 | |||
Country | Brazil | Vote Deadline Date | 20-Dec-2010 | |||
SEDOL(s) | B3BXMS0 - B3CLRL1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 387205 | 0 | 15-Dec-2010 | 21-Dec-2010 | |
CHINA NATL BLDG MATL CO LTD | ||||||
Security | Y15045100 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Dec-2010 | ||||
ISIN | CNE1000002N9 | Agenda | 702713454 - Management | |||
City | BEIJING | Holding Recon Date | 29-Nov-2010 | |||
Country | China | Vote Deadline Date | 20-Dec-2010 | |||
SEDOL(s) | B0Y91C1 - B11X6G2 - B127737 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS "1 | ||||||
AND 2". THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101114/LTN2 | ||||||
0101114025.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 246254 | 0 | 24-Nov-2010 | 20-Dec-2010 | |
IL&FS ENGINEERING AND CONSTRUCTION CO. LTD | ||||||
Security | Y5896Z101 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 30-Dec-2010 | ||||
ISIN | INE369I01014 | Agenda | 702733521 - Management | |||
City | TBA | Holding Recon Date | 12-Nov-2010 | |||
Country | India | Vote Deadline Date | 23-Dec-2010 | |||
SEDOL(s) | B2800V6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 768161 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | |||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 48034 | 0 | 17-Dec-2010 | 23-Dec-2010 | |
GERDAU S A | ||||||
Security | P2867P105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Dec-2010 | ||||
ISIN | BRGGBRACNOR1 | Agenda | 702733658 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 28-Dec-2010 | |||
Country | Brazil | Vote Deadline Date | 22-Dec-2010 | |||
SEDOL(s) | 2160418 - 2645443 - B3BHHB0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
VIII | Management Proposal | Management | For | For | ||
IX | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 266860 | 0 | 17-Dec-2010 | 29-Dec-2010 | |
TRACTEBEL ENERGIA S A | ||||||
Security | P9208W103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Dec-2010 | ||||
ISIN | BRTBLEACNOR2 | Agenda | 702734383 - Management | |||
City | FLORIANOPOLIS | Holding Recon Date | 28-Dec-2010 | |||
Country | Brazil | Vote Deadline Date | 22-Dec-2010 | |||
SEDOL(s) | 2249908 - B07C763 - B3BJYS2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 166583 | 0 | 18-Dec-2010 | 29-Dec-2010 | |
AMTEK AUTO LTD | ||||||
Security | Y0124E137 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-Dec-2010 | ||||
ISIN | INE130C01021 | Agenda | 702738115 - Management | |||
City | MEWAT | Holding Recon Date | 29-Dec-2010 | |||
Country | India | Vote Deadline Date | 16-Dec-2010 | |||
SEDOL(s) | B02ZJ27 - B0YK566 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 211790 | 0 | 23-Dec-2010 | 24-Dec-2010 | |
APOLLO TYRES LTD | ||||||
Security | Y0188S147 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 03-Jan-2011 | ||||
ISIN | INE438A01022 | Agenda | 702723443 - Management |
City | TBA | Holding Recon Date | 19-Nov-2010 | ||||
Country | India | Vote Deadline Date | 27-Dec-2010 | ||||
SEDOL(s) | 6168902 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 767528 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | |||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | |||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | |||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | |||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | |||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | |||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | |||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | |||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 39063 | 0 | 03-Dec-2010 | 27-Dec-2010 | ||
RAJESH EXPORTS LTD | |||||||
Security | Y7181T147 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 10-Jan-2011 | |||||
ISIN | INE343B01030 | Agenda | 702739509 - Management | ||||
City | BANGALORE | Holding Recon Date | 06-Jan-2011 | ||||
Country | India | Vote Deadline Date | 30-Dec-2010 | ||||
SEDOL(s) | B0JJVB5 - B0K7RR6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 152826 | 0 | 25-Dec-2010 | 27-Dec-2010 | ||
CENTRAIS ELETRICAS BRASILEIRAS S A | |||||||
Security | P22854122 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 11-Jan-2011 | |||||
ISIN | BRELETACNOR6 | Agenda | 702737036 - Management | ||||
City | BRASILIA | Holding Recon Date | 07-Jan-2011 | ||||
Country | Brazil | Vote Deadline Date | 04-Jan-2011 | ||||
SEDOL(s) | 2311120 - 4453956 - B030W11 - B1FGXL1 - | Quick Code | |||||
B40YPC6 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Management Proposal | Management | For | For | |||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION | Non-Voting | |||||
OF TEXT IN RESOLUTION 1. I-F YOU HAVE ALREADY SENT | |||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | |||||||
FORM UN-LESS YOU DECIDE TO AMEND YOUR ORIGINAL | |||||||
INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 234278 | 0 | 23-Dec-2010 | 10-Jan-2011 | ||
ELETROBRAS: C.E.B. S.A. | |||||||
Security | 15234Q207 | Meeting Type | Special | ||||
Ticker Symbol | EBR | Meeting Date | 11-Jan-2011 | ||||
ISIN | US15234Q2075 | Agenda | 933363258 - Management | ||||
City | Holding Recon Date | 27-Dec-2010 | |||||
Country | United States | Vote Deadline Date | 07-Jan-2011 | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
01 | Stock Issuance | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 7774 | 0 | 01-Jan-2011 | 01-Jan-2011 | |
GODREJ INDUSTRIES LTD | ||||||
Security | Y2733G164 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 12-Jan-2011 | ||||
ISIN | INE233A01035 | Agenda | 702723429 - Management | |||
City | MUMBAI | Holding Recon Date | 05-Nov-2010 | |||
Country | India | Vote Deadline Date | 07-Jan-2011 | |||
SEDOL(s) | B1BFBC9 - B1CKT30 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 766105 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 116123 | 0 | 03-Dec-2010 | 07-Jan-2011 | |
CIA SANEAMENTO MINAS GERAIS SA | ||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Jan-2011 | ||||
ISIN | BRCSMGACNOR5 | Agenda | 702746667 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 10-Jan-2011 | |||
Country | Brazil | Vote Deadline Date | 12-Jan-2011 | |||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | THESE ITEMS CORRESPOND TO THE RESOLUTION II OF | Non-Voting | ||||
THE 1ST CALL.(Nov. 19 2010) | ||||||
I.A | Management Proposal | Management | For | For | ||
I.B | Management Proposal | Management | For | For | ||
I.C | Management Proposal | Management | For | For | ||
I.D | Management Proposal | Management | For | For | ||
I.E | Management Proposal | Management | For | For | ||
I.F | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 54232 | 0 | 07-Jan-2011 | 17-Jan-2011 | |
MAGNIT OJSC | ||||||
Security | 55953Q202 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Jan-2011 | ||||
ISIN | US55953Q2021 | Agenda | 702739496 - Management |
City | MOSCOW | Holding Recon Date | 10-Dec-2010 | |||
Country | Russian Federation | Vote Deadline Date | 11-Jan-2011 | |||
SEDOL(s) | B2QKYZ0 - B2R68G6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 5826 | 0 | 10-Jan-2011 | 11-Jan-2011 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 20-Jan-2011 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 702746770 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 18-Jan-2011 | |||
Country | Brazil | Vote Deadline Date | 13-Jan-2011 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
A.1 | Management Proposal | Management | For | For | ||
A.2 | Management Proposal | Management | For | For | ||
A.3 | Management Proposal | Management | For | For | ||
B | Management Proposal | Management | For | For | ||
C | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 132030 | 0 | 07-Jan-2011 | 17-Jan-2011 | |
NETCARE LTD | ||||||
Security | S5510Z104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-Jan-2011 | ||||
ISIN | ZAE000011953 | Agenda | 702738444 - Management | |||
City | SANDTON | Holding Recon Date | 20-Jan-2011 | |||
Country | South Africa | Vote Deadline Date | 14-Jan-2011 | |||
SEDOL(s) | 5949863 - 6636421 - B02P3M5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.O.1 | Management Proposal | Management | For | For | ||
2.O.2 | Management Proposal | Management | For | For | ||
3.O.3 | Management Proposal | Management | For | For | ||
4.O.4 | Management Proposal | Management | For | For | ||
5O5.1 | Management Proposal | Management | For | For | ||
5O5.2 | Management Proposal | Management | For | For | ||
5O5.3 | Management Proposal | Management | For | For | ||
6.O.6 | Management Proposal | Management | For | For | ||
7.O.7 | Management Proposal | Management | For | For | ||
8.O.8 | Management Proposal | Management | For | For | ||
9.O.9 | Management Proposal | Management | For | For | ||
10S.1 | Management Proposal | Management | For | For | ||
11O10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 26441 | 0 | 24-Dec-2010 | 20-Jan-2011 | |
GEODESIC LTD | ||||||
Security | Y2698U117 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 21-Jan-2011 |
ISIN | INE371D01029 | Agenda | 702747962 - Management | |||
City | TBA | Holding Recon Date | 17-Dec-2010 | |||
Country | India | Vote Deadline Date | 18-Jan-2011 | |||
SEDOL(s) | B068D97 - B2922C6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 775010 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 153406 | 0 | 11-Jan-2011 | 18-Jan-2011 | |
CHINA COMMUNICATIONS CONSTR CO LTD | ||||||
Security | Y14369105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Jan-2011 | ||||
ISIN | CNE1000002F5 | Agenda | 702725966 - Management | |||
City | BEIJING | Holding Recon Date | 24-Dec-2010 | |||
Country | China | Vote Deadline Date | 13-Jan-2011 | |||
SEDOL(s) | B1JKTQ6 - B1L7ZX4 - B1MT2B6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101205/LTN2 | ||||||
0101205037.pdf | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 80000 | 0 | 07-Dec-2010 | 13-Jan-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 900216 | 0 | 07-Dec-2010 | 13-Jan-2011 | |
CHINA RAILWAY GROUP LTD | ||||||
Security | Y1509D116 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Jan-2011 | ||||
ISIN | CNE1000007Z2 | Agenda | 702742455 - Management | |||
City | BEJING | Holding Recon Date | 06-Jan-2011 | |||
Country | China | Vote Deadline Date | 18-Jan-2011 | |||
SEDOL(s) | B297KM7 - B29W8X9 - B2NYS31 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 770339 DUE TO ADDITION OFR-ESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101228/LTN2 | ||||||
0101228459.pdf | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101213/LTN2 | ||||||
0101213019.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.i | Management Proposal | Management | For | For | ||
3.II | Management Proposal | Management | For | For | ||
3.III | Management Proposal | Management | For | For | ||
3.iv | Management Proposal | Management | For | For | ||
3.v | Management Proposal | Management | For | For | ||
3.vi | Management Proposal | Management | For | For | ||
3.vii | Management Proposal | Management | For | For |
3viii | Management Proposal | Management | For | For | ||
3.ix | Management Proposal | Management | For | For | ||
3.x | Management Proposal | Management | For | For | ||
4 | Management Proposal | �� | Management | For | For | |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 1072377 | 0 | 31-Dec-2010 | 18-Jan-2011 | |
BANK OF CHINA LTD, BEIJING | ||||||
Security | Y0698A107 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jan-2011 | ||||
ISIN | CNE1000001Z5 | Agenda | 702731212 - Management | |||
City | BEIJING | Holding Recon Date | 28-Dec-2010 | |||
Country | China | Vote Deadline Date | 19-Jan-2011 | |||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101213/LTN2 | ||||||
0101213446.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1195623 | 0 | 14-Dec-2010 | 19-Jan-2011 | |
EGShares Financials GEMS ETF | 55P | 1297079 | 0 | 14-Dec-2010 | 19-Jan-2011 | |
SIEMENS LTD | ||||||
Security | Y7934G137 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jan-2011 | ||||
ISIN | INE003A01024 | Agenda | 702744485 - Management | |||
City | MUMBAI | Holding Recon Date | 25-Jan-2011 | |||
Country | India | Vote Deadline Date | 20-Jan-2011 | |||
SEDOL(s) | B15T569 - B3BJT21 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9.A | Management Proposal | Management | For | For | ||
9.B | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
MODIFICATION OF TEXT IN RESOLUTIONS-6, 9.A AND 9.B. IF | ||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||
NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK Y-OU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 153908 | 0 | 05-Jan-2011 | 26-Jan-2011 | |
BGR ENERGY SYSTEMS LTD | ||||||
Security | Y08816103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jan-2011 | ||||
ISIN | INE661I01014 | Agenda | 702747164 - Management | |||
City | NELLORE | Holding Recon Date | 25-Jan-2011 | |||
Country | India | Vote Deadline Date | 18-Jan-2011 | |||
SEDOL(s) | B29NPH5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For |
CONT | CONTD be upto retirement age as per the policy and rules of the | Non-Voting | |||||
Company with e-ffect from January 28, 2011 on terms and | |||||||
conditions as per Explanatory S-tatement attached hereto. | |||||||
Resolved further that the Board be and is hereby a-uthorized to | |||||||
do all such acts, deeds and things and to execute all such d- | |||||||
ocuments, instruments and writings as may be required and to | |||||||
delegate all or a-ny of its powers herein conferred to any | |||||||
Committee of Directors or any D-irector or Secretary or Officer | |||||||
to give effect to the aforesaid resolution | |||||||
3 | Management Proposal | Management | For | For | |||
CONT | CONTD retirement age as per the policy and rules of the | Non-Voting | |||||
Company with effect f-rom January 28, 2011 on terms and | |||||||
conditions as per Explanatory Statement a-ttached hereto. | |||||||
Resolved further that the Board be and is hereby authorized t-o | |||||||
do all such acts, deeds and things and execute all such | |||||||
documents, i-nstruments and writings as may be required | |||||||
and to delegate all or any of its p-owers herein conferred to any | |||||||
Committee of Directors or any Director or S-ecretary or Officer | |||||||
to give effect to the aforesaid resolution | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 23481 | 0 | 08-Jan-2011 | 18-Jan-2011 | ||
COMPANHIA SIDERURGICA NACIONAL | |||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jan-2011 | |||||
ISIN | BRCSNAACNOR6 | Agenda | 702754311 - Management | ||||
City | RIO DE JANEIRO | Holding Recon Date | 26-Jan-2011 | ||||
Country | Brazil | Vote Deadline Date | 19-Jan-2011 | ||||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
I | Management Proposal | Management | For | For | |||
II | Management Proposal | Management | For | For | |||
III | Management Proposal | Management | For | For | |||
IV | Management Proposal | Management | For | For | |||
V | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 192790 | 0 | 15-Jan-2011 | 19-Jan-2011 | ||
BANCO SANTANDER BRASIL S.A. | |||||||
Security | 05967A107 | Meeting Type | Special | ||||
Ticker Symbol | BSBR | Meeting Date | 28-Jan-2011 | ||||
ISIN | US05967A1079 | Agenda | 933365416 - Management | ||||
City | Holding Recon Date | 06-Jan-2011 | |||||
Country | United States | Vote Deadline Date | 25-Jan-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
A | Miscellaneous Corporate Actions | Management | For | Against | |||
B | Miscellaneous Corporate Actions | Management | For | Against | |||
C | Miscellaneous Corporate Actions | Management | For | Against | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Financials GEMS ETF | 93I | 14500 | 0 | 12-Jan-2011 | 12-Jan-2011 | ||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 31-Jan-2011 | ||||
ISIN | US71654V4086 | Agenda | 933365113 - Management | ||||
City | Holding Recon Date | 03-Jan-2011 | |||||
Country | Brazil | Vote Deadline Date | 26-Jan-2011 | ||||
SEDOL(s) | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
A | Approve Merger Agreement | Management | For | For | ||
B | Approve Charter Amendment | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 30161 | 0 | 11-Jan-2011 | 11-Jan-2011 | |
EGShares Energy ETF | 93I | 27810 | 0 | 11-Jan-2011 | 11-Jan-2011 | |
ULTRAPAR PARTICIPACOES S A | ||||||
Security | P94396101 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 10-Feb-2011 | ||||
ISIN | BRUGPAACNPR5 | Agenda | 702773765 - Management | |||
City | SAO PAULO | Holding Recon Date | 08-Feb-2011 | |||
Country | Brazil | Vote Deadline Date | 02-Feb-2011 | |||
SEDOL(s) | 2502593 - B0HZNY2 - B3DG191 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | ||||
RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING | ||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK | ||||||
YOU. | ||||||
1 | Ratification, in accordance with the terms of Article 256, section 1 | Non-Voting | ||||
of the-Brazilian Corporate Law, of the acquisition by Sociedade | ||||||
Brasileira de-Participacoes Ltda., subsidiary of the Company, of | ||||||
the total number of-quotas issued by Chevron Brasil Ltda. and of | ||||||
shares issued by Sociedade Anonim-a de Oleo Galena Signal, | ||||||
according to the Material Notice released on August-14th, 2008 | ||||||
2 | Stock split of the shares issued by the Company, at a ratio of one | Non-Voting | ||||
existing-share to four shares of the same class and type, with the | ||||||
consequent-amendment to the caput of Article 5 of the Company's | ||||||
Bylaws | ||||||
3 | Modification of the maximum number of members of the | Non-Voting | ||||
Company's Board of-Directors, amending it from 8 (eight) to 9 | ||||||
(nine), with the consequent-amendment to the caput of Article 17 | ||||||
of the Company's Bylaws | ||||||
4 | Consolidation, if the matters listed in items(2) and/or (3) are | Non-Voting | ||||
approved, of-the Company's Bylaws | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
MODIFICATION OF TEXT IN RESOLUTION-1 AND 4. IF YOU | ||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN THIS PRO-XY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 57679 | 0 | |||
TIGER BRANDS LTD | ||||||
Security | S84594142 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Feb-2011 | ||||
ISIN | ZAE000071080 | Agenda | 702746542 - Management | |||
City | BRYANSTON | Holding Recon Date | 14-Feb-2011 | |||
Country | South Africa | Vote Deadline Date | 08-Feb-2011 | |||
SEDOL(s) | B0J4PP2 - B0MHHG3 - B0N4871 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2.1 | Management Proposal | Management | For | For | ||
1.2.2 | Management Proposal | Management | For | For | ||
1.2.3 | Management Proposal | Management | For | For | ||
1.2.4 | Management Proposal | Management | For | For | ||
1.2.5 | Management Proposal | Management | For | For | ||
1.2.6 | Management Proposal | Management | For | For | ||
1.2.7 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
1.6 | Management Proposal | Management | For | For | ||
1.7 | Management Proposal | Management | For | For | ||
1.8 | Management Proposal | Management | For | For | ||
2.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares GEMS Composite ETF | 55P | 3086 | 0 | 07-Jan-2011 | 08-Feb-2011 | |
SINO-OCEAN LAND HOLDINGS LTD | ||||||
Security | Y8002N103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Feb-2011 | ||||
ISIN | HK3377040226 | Agenda | 702751896 - Management | |||
City | HONGKONG | Holding Recon Date | 10-Feb-2011 | |||
Country | Hong Kong | Vote Deadline Date | 10-Feb-2011 | |||
SEDOL(s) | B24CVP7 - B283FH6 - B3L4YY3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110112/LTN2 | ||||||
0110112259.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN NUMBERING OF RESOLUTION 1-. IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 1184523 | 0 | 14-Jan-2011 | 10-Feb-2011 | |
HEXAWARE TECHNOLOGIES LIMITED | ||||||
Security | Y31825121 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Feb-2011 | ||||
ISIN | INE093A01033 | Agenda | 702760251 - Management | |||
City | MUMBAI | Holding Recon Date | 11-Feb-2011 | |||
Country | India | Vote Deadline Date | 01-Feb-2011 | |||
SEDOL(s) | B07LTC0 - B3BHNN4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD or restrictions in such manner and by such person as | Non-Voting | ||||
may for the time-being be permitted under the provisions of the | ||||||
Articles of Association of the-Company or legislative provisions for | ||||||
the time being in force in that-behalf.' resolved further that the | ||||||
Board of Directors be and is hereby-authorised to perform all acts, | ||||||
deeds and things, execute documents, and make-all filings, as | ||||||
may be necessary to give effect to the above resolution and-to | ||||||
take all such steps for giving any such direction as may be | ||||||
necessary or-desirable and to settle any questions or difficulties | ||||||
whatsoever that may-arise for the purpose of giving effect to this | ||||||
resolution | ||||||
2 | Management Proposal | Management | For | For | ||
CONT | Act, 1956.' resolved further that the Board of Directors be and is | Non-Voting | ||||
hereby-authorised to perform all acts, deeds and things, execute | ||||||
documents, and make-all filings, as may be necessary to give | ||||||
effect to the above resolution and-to take all such steps for giving | ||||||
any such direction as may be necessary or-desirable and to settle | ||||||
any questions or difficulties whatsoever that may-arise for the | ||||||
purpose of giving effect to this resolution | ||||||
3 | Management Proposal | Management | For | For | ||
CONT | CONTD 156,31,00,000/- (Rupees One Hundred and Fifty Six | Non-Voting | ||||
Crores and Thirty One-Lakhs only) be and is hereby reclassified | ||||||
into 32,50,00,000 (Thirty Two-Crores Fifty Lakhs) Equity Shares of | ||||||
INR 2/- (Rupees Two) each aggregating to-INR 65,00,00,000 | ||||||
(Rupees Sixty Five Crores only) and 11,00,000 (Eleven Lakhs)- | ||||||
Series "A" Preference Shares of INR 1,421/- (Rupees One | ||||||
Thousand Four Hundred-and Twenty One) each aggregating to | ||||||
INR 156,31,00,000/- (Rupees One Hundred-and Fifty Six Crores | ||||||
and Thirty One Lakhs Only) total aggregating to INR- | ||||||
221,31,00,000/- (Rupees Two Hundred and Twenty One Crores | ||||||
and Thirty One-Lakhs Only) and accordingly, the Memorandum of | ||||||
Association of the Company be-and is hereby altered as follows: | ||||||
Clause V of the Memorandum of Association-be and is hereby | ||||||
altered and substituted as follows: 'The Authorised Share-CONTD | ||||||
CONT | CONTD Capital of the Company is INR 221,31,00,000/- (Rupees | Non-Voting | ||||
Two Hundred and-Twenty One Crores and Thirty One Lakhs | ||||||
Only) divided into 32,50,00,000-(Thirty Two Crores and Fifty | ||||||
Lakhs) Equity Shares of INR 2/- (Rupees Two)-each aggregating | ||||||
to INR 65,00,00,000 (Rupees Sixty Five Crores Only) and- | ||||||
11,00,000 (Eleven Lakhs) Series "A" Preference Shares of INR | ||||||
1,421/- (Rupees-One Thousand Four Hundred and Twenty One) |
each aggregating to INR-156,31,00,000/- (Rupees One Hundred | ||||
and Fifty Six Crores and Thirty One Lakhs-only), (and such | ||||
Preference Shares may be either cumulative or non-cumulative- | ||||
and may carry such dividend as may be decided by the Directors, | ||||
from time to-time with power to the Company to convert the same | ||||
into Equity Shares at any-time) with the rights, privileges and | ||||
conditions attached thereto as per the-relevant CONTD | ||||
CONT | CONTD provisions contained in that behalf in the Articles of | Non-Voting | ||
Association of-the Company and with power to increase or reduce | ||||
the capital of the Company-and to divide the shares in the capital | ||||
for the time being into several-classes (being those specified in | ||||
the Companies Act, 1956) and to attach-thereto respectively such | ||||
preferential, cumulative, convertible, qualified or-special rights, | ||||
privileges, conditions or restrictions as may be determined-by or in | ||||
accordance with the provisions of the Articles of Association of | ||||
the-Company for the time being in force, and to vary, modify, | ||||
enlarge or abrogate-any such rights, privileges or conditions in | ||||
such manner as may be permitted-by the Companies Act, 1956 or | ||||
provided by the Articles of Association of the-Company or the | ||||
legislative provisions for the time being in | ||||
CONT | CONTD force.' resolved further that the Board of Directors be and | Non-Voting | ||
is hereby-authorised to perform all acts, deeds and things, | ||||
execute documents, and make-all filings, as may be necessary to | ||||
give effect to the above resolution and-to take all such steps for | ||||
giving any such direction as may be necessary or-desirable and to | ||||
settle any questions or difficulties whatsoever that may-arise for | ||||
the purpose of giving effect to this resolution | ||||
4 | Management Proposal | Management | For | For |
CONT | CONTD aggregating to INR 156,31,00,000/- (Rupees One | Non-Voting | ||
Hundred and fifty Six-Crores and Thirty One Lakhs only), (and | ||||
such Preference Shares may be either-cumulative or non- | ||||
cumulative and may carry such dividend as may be decided by- | ||||
the Directors, from time to time with power to the Company to | ||||
convert the-same into Equity Shares at any time) with the rights, | ||||
privileges and-conditions attached thereto as per the relevant | ||||
provisions contained in that-behalf in the Articles of Association of | ||||
the Company and with power to-increase or reduce the capital of | ||||
the Company and to divide the shares in the-capital for the time | ||||
being into several classes (being those specified in the- | ||||
Companies Act, 1956) and to attach thereto respectively such | ||||
preferential,-cumulative, convertible, qualified or special rights, | ||||
privileges, conditions-or CONTD | ||||
CONT | COTND restrictions as may be determined by or in accordance | Non-Voting | ||
with the-provisions of the Articles of Association of the Company | ||||
for the time being-in force, and to vary, modify, enlarge or | ||||
abrogate any such rights,-privileges or conditions in such manner | ||||
as may be permitted by the companies-act, 1956 or provided by | ||||
the Articles of Association of the Company or the-legislative | ||||
provisions for the time being in force.' resolved further that-the | ||||
Board of Directors be and is hereby authorised to perform all acts, | ||||
deeds-and things, execute documents, and make all filings, as | ||||
may be necessary to-give effect to the above resolution and to | ||||
take all such steps for giving any-such direction as may be | ||||
necessary or desirable and to settle any questions-or difficulties | ||||
whatsoever that may arise for the purpose of giving effect to-this | ||||
resolution | ||||
5 | Management Proposal | Management | For | For |
CONT | CONTD for allotment of new equity shares of INR 2/- each of the | Non-Voting | ||
Company as-fully paid-up bonus shares to the persons who on a | ||||
date to be declared by the-Board of Directors (hereinafter | ||||
referred to as "Record Date"), are the-holders of the existing | ||||
equity shares of INR 2/- each of the Company, and-that such new | ||||
equity shares credited as fully paid-up be accordingly-allotted as | ||||
Bonus Shares to such persons respectively as aforesaid in the- | ||||
proportion of One (1) Equity Share for every One (1) existing | ||||
Equity Share-held by such persons respectively on the Record | ||||
Date; resolved further that-such Bonus equity shares shall be | ||||
subject to the Memorandum and Articles of-Association of the | ||||
Company and shall rank pari passu in all respects with and-carry | ||||
the same rights as the existing equity shares but shall not be | ||||
entitled-to CONTD | ||||
CONT | CONTD final l dividend to be declared for financial year ended on | Non-Voting | ||
December-31, 2010; resolved further that no letters of allotment | ||||
be issued with-respect to additional equity shares but the | ||||
despatch of share certificates to-shareholders who hold their | ||||
existing equity shares in physical form will be-completed thereof | ||||
within the period prescribed and that the bonus shares will-be | ||||
credited to the demat account of the allotees who are holding the | ||||
existing-equity shares in electronic form; resolved further that the | ||||
issue and-allotment of fully paid new equity shares as bonus | ||||
shares to the extent that-they relate to non-resident members, | ||||
Foreign Institutional Investors (FIIs)-and other foreign investors of | ||||
the Company shall be subject to necessary-approval of the | ||||
Reserve Bank of India under Foreign Exchange Management Act- | ||||
(FEMA) CONTD | ||||
CONT | CONTD as may be applicable; resolved further that for the | Non-Voting | ||
purpose of giving-effect to this resolution, the Board of Directors | ||||
be and is hereby authorised-to perform all acts, deeds and things, | ||||
execute documents, and make all-fillings, as may be necessary to | ||||
give effect to the above resolution and to-take all such steps for | ||||
giving any such direction as may be necessary or-desirable and to | ||||
settle any questions or difficulties whatsoever that may-arise with | ||||
regard to the issue, allotment and distribution of the new equity- | ||||
shares | ||||
6 | Management Proposal | Management | For | For |
CONT | CONTD giving any such direction as may be necessary or | Non-Voting | ||||
desirable and to-settle any questions or difficulties whatsoever | ||||||
that may arise for the-purpose of giving effect to this resolution | ||||||
7 | Management Proposal | Management | For | For | ||
CONT | CONTD the Notice; resolved further that the Board/Committee be | Non-Voting | ||||
and is hereby-authorized to alter, vary and modify the said terms | ||||||
of his appointment and-/or remuneration including salary, | ||||||
allowances and perquisites in such manner-as may be agreed to | ||||||
between the Board/Committee and Mr. R.V.Ramanan,-Whole-time | ||||||
Director and in accordance with the limits prescribed by Schedule- | ||||||
XIII to the Companies Act, 1956 or any amendment(s) and /or any | ||||||
statutory-modification(s) thereto; resolved further that in the | ||||||
absence of or-inadequacy of profits in any financial year, (a) | ||||||
subject to approval of the-Central Government, the remuneration | ||||||
payable to Mr. R.V.Ramanan, Whole-time-Director by way of | ||||||
Salary and Perquisites shall not be reduced and (b) if the-approval | ||||||
of the Central Government as stated in (a) is not received, the- | ||||||
remuneration CONTD | ||||||
CONT | CONTD payable to Mr. R.V.Ramanan, Whole-time Director shall | Non-Voting | ||||
be the maximum-amount permitted as per Schedule XIII to the | ||||||
Companies Act, 1956 or any-amendment(s) and /or any statutory | ||||||
modification(s) thereto; resolved further-that the Board be and is | ||||||
hereby authorised to take all such steps as may be-necessary, | ||||||
proper or expedient, to give effect to this resolution | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 240001 | 0 | 25-Jan-2011 | 01-Feb-2011 | |
JAIPRAKASH ASSOCIATES LTD | ||||||
Security | Y42539117 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 16-Feb-2011 | ||||
ISIN | INE455F01025 | Agenda | 702757153 - Management | |||
City | TBD | Holding Recon Date | 10-Dec-2010 | |||
Country | India | Vote Deadline Date | 09-Feb-2011 | |||
SEDOL(s) | B01GVY7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD year of the Company during his tenure as Whole-time | Non-Voting | ||||
Director, the-Company has made no profits or profits are | ||||||
inadequate. resolved further that-the Board of Directors of the | ||||||
Company be and is hereby authorised to alter or-vary the terms of | ||||||
appointment of the appointee including relating to-remuneration, | ||||||
as it may at its discretion, deem fit, from time to time-provided that | ||||||
the remuneration is within the limit laid down in the then-subsisting | ||||||
respective provisions of the Companies Act, 1956 | ||||||
2 | Management Proposal | Management | For | For | ||
CONT | CONTD Company, wheresoever situate, present and future, as | Non-Voting | ||||
first pari passu-charge, in such manner as agreed/may be agreed | ||||||
between the Company and the-Financial Institution/Debenture | ||||||
Trustee, to or in favour of Axis Trustee-Services Ltd. acting as | ||||||
Trustee to secure: (i) 5000 - 10.50% Redeemable, Non- | ||||||
Convertible Debentures (NCDs) of the Company of INR 10 lacs | ||||||
each for cash at-par, aggregating INR 500 Crores privately placed | ||||||
with Life Insurance-Corporation of India (LIC); and (ii) 5000 - | ||||||
11.50% Redeemable, Non-Convertible Debentures (NCDs) of the | ||||||
Company of INR 10 lacs each for cash at-par, aggregating INR | ||||||
500 Crores, privately placed with Axis Bank Limited-together with | ||||||
interest thereon at the respective agreed rates, compound- | ||||||
interest, additional CONTD |
CONT | CONTD interest, liquidated damages, premia on prepayment, | Non-Voting | ||||
costs, charges,-expenses, Trustees remuneration and other | ||||||
monies payable by the Company to-LIC and Axis Bank Limited / | ||||||
Debenture Trustees and to the said Financial-Institution/lender in | ||||||
respect of the aforesaid facilities under debenture-subscription | ||||||
agreement entered/ to be entered into by the Company in respect- | ||||||
of the aforesaid NCDs | ||||||
3 | Management Proposal | Management | For | For | ||
CONT | CONTD more. resolved further that the Board of Directors of the | Non-Voting | ||||
Company be-and is hereby authorized to do all such acts, deeds | ||||||
and things as may be-expedient and necessary to give effect to | ||||||
this resolution | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 955470 | 0 | 19-Jan-2011 | 09-Feb-2011 | |
FORTIS HEALTHCARE LTD | ||||||
Security | Y26160104 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 16-Feb-2011 | ||||
ISIN | INE061F01013 | Agenda | 702770151 - Management | |||
City | TBA | Holding Recon Date | 07-Jan-2011 | |||
Country | India | Vote Deadline Date | 02-Feb-2011 | |||
SEDOL(s) | B1XC098 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 105688 | 0 | 26-Jan-2011 | 02-Feb-2011 | |
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO | ||||||
Security | P1413U105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 16-Feb-2011 | ||||
ISIN | BRCCROACNOR2 | Agenda | 702774767 - Management | |||
City | SAO PAULO | Holding Recon Date | 14-Feb-2011 | |||
Country | Brazil | Vote Deadline Date | 10-Feb-2011 | |||
SEDOL(s) | 2840970 - B06M3P5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 139732 | 0 | 01-Feb-2011 | 10-Feb-2011 | |
YANZHOU COAL MNG CO LTD | ||||||
Security | Y97417102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 18-Feb-2011 | ||||
ISIN | CNE1000004Q8 | Agenda | 702742859 - Management | |||
City | SHADONG | Holding Recon Date | 18-Jan-2011 | |||
Country | China | Vote Deadline Date | 09-Feb-2011 | |||
SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101230/LTN2 | ||||||
0101230469.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 368720 | 0 | 31-Dec-2010 | 09-Feb-2011 | |
TRIVENI ENGINEERING & INDUSTRIES LTD | ||||||
Security | Y89767159 | Meeting Type | Annual General Meeting |
Ticker Symbol | Meeting Date | 18-Feb-2011 | ||||
ISIN | INE256C01024 | Agenda | 702759284 - Management | |||
City | SAHARANPUR | Holding Recon Date | 15-Feb-2011 | |||
Country | India | Vote Deadline Date | 04-Feb-2011 | |||
SEDOL(s) | B05N274 - B12P281 - B1N2ZF9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 130653 | 0 | 25-Jan-2011 | 16-Feb-2011 | |
TELEMAR NORTE LESTE S A | ||||||
Security | P9037H103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 18-Feb-2011 | ||||
ISIN | BRTMARACNPA7 | Agenda | 702783932 - Management | |||
City | TBD | Holding Recon Date | 16-Feb-2011 | |||
Country | Brazil | Vote Deadline Date | 10-Feb-2011 | |||
SEDOL(s) | 2789813 - 2803166 - B02PFC9 - B02QRV5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | ||||
RIGHTS, SHOULD YOU WISH TO-ATTEND THE MEETING | ||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||
BY-CONTACTING YOUR CLIENT REPRESENTATIVE. THANK | ||||||
YOU | ||||||
1 | To discuss an increase of capital into BRL 446,481,000.00 | Non-Voting | ||||
through an issuance-of new debentures convertible into preferred | ||||||
shares class 'A' | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 85058 | 0 | |||
WEG SA BRAZIL | ||||||
Security | P9832B129 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Feb-2011 | ||||
ISIN | BRWEGEACNOR0 | Agenda | 702776292 - Management | |||
City | JARAGUA DO SUL | Holding Recon Date | 17-Feb-2011 | |||
Country | Brazil | Vote Deadline Date | 15-Feb-2011 | |||
SEDOL(s) | 2945422 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1A | Management Proposal | Management | For | For | ||
1B | Management Proposal | Management | For | For | ||
1C | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 313877 | 0 | 02-Feb-2011 | 15-Feb-2011 | |
BANK OF COMMUNICATIONS CO LTD | ||||||
Security | Y06988102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-Feb-2011 | ||||
ISIN | CNE100000205 | Agenda | 702745499 - Management | |||
City | SHANGHAI | Holding Recon Date | 21-Jan-2011 | |||
Country | China | Vote Deadline Date | 14-Feb-2011 |
SEDOL(s) | B0B8Z29 - B0C17K9 - B0DSG24 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110104/LTN2 | ||||||
0110104017.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD Bank to give effect to or in connection with the Bond | Non-Voting | ||||
Issue or any-transactions contemplated thereunder and all other | ||||||
matters incidental-thereto, and to agree to any amendments to | ||||||
any of the terms of the Ancillary-Documents which in the opinion | ||||||
of the Board are in the interests of the Bank | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 87800 | 0 | 05-Jan-2011 | 14-Feb-2011 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Feb-2011 | ||||
ISIN | PLPGNIG00014 | Agenda | 702772193 - Management | |||
City | WARSAW | Holding Recon Date | 08-Feb-2011 | |||
Country | Poland | Vote Deadline Date | 08-Feb-2011 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 262452 | 0 | 28-Jan-2011 | 08-Feb-2011 | |
CEMEX SAB DE CV, GARZA GARCIA | ||||||
Security | P2253T133 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Feb-2011 | ||||
ISIN | MXP225611567 | Agenda | 702776797 - Management | |||
City | MEXICO | Holding Recon Date | 11-Feb-2011 | |||
Country | Mexico | Vote Deadline Date | 16-Feb-2011 | |||
SEDOL(s) | 2183578 - 2406457 - B02V9V4 - B2Q3M99 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
MODIFICATION OF TEXT IN RESOLUTION-II. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 206790 | 0 | 03-Feb-2011 | 16-Feb-2011 | |
CEMEX SAB DE CV, GARZA GARCIA | ||||||
Security | P2253T133 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 24-Feb-2011 | ||||
ISIN | MXP225611567 | Agenda | 702777573 - Management | |||
City | MEXICO | Holding Recon Date | 11-Feb-2011 | |||
Country | Mexico | Vote Deadline Date | 16-Feb-2011 | |||
SEDOL(s) | 2183578 - 2406457 - B02V9V4 - B2Q3M99 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 206790 | 0 | 04-Feb-2011 | 16-Feb-2011 | |
CHINA SHENHUA ENERGY CO LTD | ||||||
Security | Y1504C113 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 25-Feb-2011 | ||||
ISIN | CNE1000002R0 | Agenda | 702741960 - Management | |||
City | BEIJING | Holding Recon Date | 25-Jan-2011 | |||
Country | China | Vote Deadline Date | 16-Feb-2011 | |||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20101229/LTN2 | ||||||
0101229149.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD (3) the equity transfer agreement dated 20 December | Non-Voting | ||||
2010 entered into-between the Company, Shenhua International | ||||||
Trading Co Ltd and Shenhua-Baorixile Energy Co Ltd, pursuant to | ||||||
which the Company agreed to purchase-39.10% and 21.00% | ||||||
equity interest of Hulunbeier Shenhua Clean Coal Co Ltd-from | ||||||
Shenhua International Trading Co Ltd and Shenhua Baorixile | ||||||
Energy Co Ltd-respectively, and the transactions contemplated | ||||||
thereunder; (4) the equity-transfer agreement dated 20 December | ||||||
2010 entered into between the Company,-Guohua Energy | ||||||
Investment Co Ltd and Beijing Jihua Industry Coal Co Ltd,- | ||||||
pursuant to which the Company agreed to purchase 80.00% and | ||||||
15.00% equity-interest of Shaanxi Jihua Chaijiagou Mining Co Ltd | ||||||
CONTD | ||||||
CONT | CONTD from Guohua Energy Investment Co Ltd and Beijing Jihua | Non-Voting | ||||
Industry Coal Co-Ltd respectively, and the transactions | ||||||
contemplated thereunder; (5) the-equity transfer agreement dated | ||||||
20 December 2010 entered into between the-Company, Shenhua | ||||||
Group Corporation Limited, Guohua Energy Investment Co Ltd- | ||||||
and China Shenhua Coal-to-liquid Chemical Co Ltd, pursuant to | ||||||
which the-Company agreed to purchase 39.29%, 12.86% and | ||||||
7.14% equity interest of-Shenhua Finance Co Ltd from Shenhua | ||||||
Group Corporation Limited, Guohua Energy-Investment Co Ltd | ||||||
and China Shenhua Coal-to-liquid Chemical Co Ltd-respectively, | ||||||
and the transactions contemplated thereunder; (6) the equity- | ||||||
transfer agreement dated 20 December 2010 entered into | ||||||
between the Company,-Shenhua Group Corporation Limited and | ||||||
Shenhua International Trading Co Ltd-CONTD | ||||||
CONT | CONTD pursuant to which the Company agreed to purchase | Non-Voting | ||||
98.71% and 1.29%-equity interest of Shenhua Material Trading | ||||||
Co Ltd from Shenhua Group-Corporation Limited and Shenhua | ||||||
International Trading Co Ltd respectively,-and the transactions | ||||||
contemplated thereunder; (7) the equity transfer-agreement dated | ||||||
20 December 2010 entered into between the Company and | ||||||
Shenhua-Group Corporation Limited, pursuant to which the | ||||||
Company agreed to purchase-100.00% equity interest of Shenhua | ||||||
Tianhong Trading Co Ltd from Shenhua Group-Corporation | ||||||
Limited, and the transactions contemplated thereunder; (8) the- | ||||||
equity transfer agreement dated 20 December 2010 entered into | ||||||
between the-Company and Shenhua Group Corporation Limited | ||||||
CONTD | ||||||
CONT | CONTD pursuant to which the Company agreed to purchase | Non-Voting | ||||
80.00% equity interest-of Shenhua Hollysys Information | ||||||
Technology Co Ltd from Shenhua Group-Corporation Limited, and | ||||||
the transactions contemplated thereunder; (9) the-equity transfer | ||||||
agreement dated 20 December 2010 entered into between the- | ||||||
Company and Shenhua Group Corporation Limited, pursuant to | ||||||
which the Company-agreed to purchase 100.00% equity interest | ||||||
of Shenhua (Beijing) Remote-Sensing Exploration Co Ltd from | ||||||
Shenhua Group Corporation Limited, and the-transactions | ||||||
contemplated thereunder; (10) the assets transfer agreement- | ||||||
dated 20 December 2010 entered into between the Company and | ||||||
Shenhua Group-Baotou Mining Co Ltd pursuant with the | ||||||
Company agreed to purchase certain-assets and their related | ||||||
liabilities CONTD |
CONT | CONTD (details of which are disclosed in the announcement of | Non-Voting | ||||
the Company-dated 20 December 2010) from Shenhua Group | ||||||
Baotou Mining Co Ltd, and the-transactions contemplated | ||||||
thereunder; (11) the financial services agreement-dated 20 | ||||||
December 2010 entered into between the Company and Shenhua | ||||||
Group-Corporation Limited, pursuant to which the Company | ||||||
agreed to provide-financial services to Shenhua Group | ||||||
Corporation Limited and its subsidiaries-and associates (other | ||||||
than the Company and its subsidiaries) through Shenhua-Finance | ||||||
Co Ltd, and the transactions contemplated thereunder and the- | ||||||
following proposed caps CONTD | ||||||
CONT | CONTD (a) the following annual caps on amount of guarantee | Non-Voting | ||||
provided by-Shenhua Finance Co Ltd to or for the benefit of | ||||||
Shenhua Group Corporation-Limited and its subsidiaries and | ||||||
associates (other than the Company and its-subsidiaries): (i) | ||||||
RMB2,500,000,000 for the year ending 31 December 2011;-(ii) | ||||||
RMB2,500,000,000 for the year ending 31 December 2012; (iii)- | ||||||
RMB2,500,000,000 for the year ending 31 December 2013; (b) | ||||||
the following-annual caps on amount of bill acceptance and | ||||||
discount services provided by-Shenhua Finance Co Ltd to | ||||||
Shenhua Group Corporation Limited and its-subsidiaries and | ||||||
associates (other than the Company and its subsidiaries):-(i) | ||||||
RMB9,000,000,000 for the year ending 31 December 2011; (ii)- | ||||||
RMB12,000,000,000 for the year ending 31 December 2012; (iii)- | ||||||
RMB15,000,000,000 for the year ending 31 December 2013 | ||||||
CONTD | ||||||
CONT | CONTD (c) the following caps on maximum daily balance | Non-Voting | ||||
(including interests-accrued thereon) of deposits placed by | ||||||
Shenhua Group Corporation Limited and-its subsidiaries and | ||||||
associates (other than the Company and its subsidiaries)-with | ||||||
Shenhua Finance Co Ltd: (i) RMB35,000,000,000 for the year | ||||||
ending 31-December 2011; (ii) RMB40,000,000,000 for the year | ||||||
ending 31 December 2012;-(iii) RMB45,000,000,000 for the year | ||||||
ending 31 December 2013; (d) the-following caps on maximum | ||||||
balance of loans, consumer credit facilities,-buyer's credit and | ||||||
financial leasing (including interests accrued thereon) at-any one | ||||||
point of time provided by Shenhua Finance Co Ltd to Shenhua | ||||||
Group-Corporation Limited and its subsidiaries and associates | ||||||
(other than the-Company and its subsidiaries) CONTD | ||||||
CONT | CONTD (i) RMB24,000,000,000 for the year ending 31 December | Non-Voting | ||||
2011; (ii)-RMB28,000,000,000 for the year ending 31 December | ||||||
2012;-(iii)RMB28,000,000,000 for the year ending 31 December | ||||||
2013; (e) the-following caps on maximum balance of entrustment | ||||||
loan (including interests-accrued thereon) at any one point of time | ||||||
between members of Shenhua Group-Corporation Limited and its | ||||||
subsidiaries and associates (other than the-Company and its | ||||||
subsidiaries) handled by Shenhua Finance Co Ltd: (i)- | ||||||
RMB80,000,000,000 for the year ending 31 December 2011; (ii)- | ||||||
RMB100,000,000,000 for the year ending 31 December 2012; (iii)- | ||||||
RMB100,000,000,000 for the year ending 31 December 2013 | ||||||
CONTD | ||||||
CONT | CONTD (f) the following caps on amount of interest payable by | Non-Voting | ||||
the Company and-its subsidiaries to Shenhua Group Corporation | ||||||
Limited and its subsidiaries in-respect of entrustment loans | ||||||
advanced by Shenhua Group Corporation Limited-and its | ||||||
subsidiaries to the Company and its subsidiaries through | ||||||
Shenhua-Finance Co Ltd: (i) RMB70,000,000 for the year ending | ||||||
31 December 2011; (ii)-RMB70,000,000 for the year ending 31 | ||||||
December 2012; (iii) RMB70,000,000 for-the year ending 31 | ||||||
December 2013; (12) A committee comprising of Mr. Zhang-Xiwu, | ||||||
Mr. Zhang Yuzhuo, Mr. Ling Wen and Mr. Gong Huazhang, all | ||||||
being-directors of the Company CONTD | ||||||
CONT | CONTD is hereby approved and authorized to take required | Non-Voting | ||||
actions in-connection with the above transactions, including but | ||||||
not limited to execute,-supplement, amend and implement | ||||||
documents in relation to the above-transactions, carry out | ||||||
procedures for the obtaining of government approvals,-authorise | ||||||
and make disclosure pursuant to the listing rule requirements of- | ||||||
venues in which the Company is listed, and proceed with all | ||||||
registration-matters on change of ownership of relevant assets | ||||||
ownership at their absolute-discretion | ||||||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN SPLIT VOTING FROM "N" TO-"Y". IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY F-ORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 63770 | 0 | 30-Dec-2010 | 16-Feb-2011 | |
EGShares EM Metals & Mining ETF | 55P | 365019 | 0 | 30-Dec-2010 | 16-Feb-2011 | |
PATNI COMPUTER SYS | ||||||
Security | Y6788H100 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 25-Feb-2011 | ||||
ISIN | INE660F01012 | Agenda | 702772472 - Management | |||
City | TBD | Holding Recon Date | 14-Jan-2011 | |||
Country | India | Vote Deadline Date | 18-Feb-2011 | |||
SEDOL(s) | 6734745 - B05PL62 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD 4,120,000 equity shares of INR 2/- each of the Company, | Non-Voting | ||||
as may be-required to be issued and allotted upon exercise of | ||||||
options granted and-vested / to be vested under the Patni ESOP | ||||||
2003 (Revised 2009) (hereinafter-referred to as "the Patni | ||||||
Employee Stock Option Plan"); Resolved further that-the aforesaid | ||||||
resolution is passed in order to comply with the requirements-of | ||||||
Regulation 23(1) (b) of the Takeover Code as is applicable on the | ||||||
Company-during the offer period, in respect to the acquisition of | ||||||
shares of the-Company by Pan - Asia iGATE Solutions and iGATE | ||||||
Global Solutions Limited-(jointly referred to as "Acquirers") along | ||||||
with iGATE Corporation (hereinafter-referred to as person acting | ||||||
in concert ("PAC")) and it shall not have any-effect in restricting | ||||||
the authority of the Board to issue and allot the CONTD | ||||||
CONT | CONTD equity shares of the Company upon exercise of vested | Non-Voting | ||||
options under the-Patni Employee Stock Option Plan, as it would | ||||||
generally have upon the-completion of the said offer; Resolved | ||||||
further that for the purpose of giving-effect to the above, the Board | ||||||
be and is hereby authorized to exercise such-powers, and to do all | ||||||
such acts, deeds, things and matters as may be required-or | ||||||
considered necessary, or incidental thereto and to settle any | ||||||
question(s)-or difficulty or doubt(s) that may arise in connection | ||||||
therewith in the-manner it may deem fit and appropriate | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 93593 | 0 | 28-Jan-2011 | 18-Feb-2011 | |
ESCORTS LTD, NEW DELHI | ||||||
Security | Y2296W127 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Feb-2011 | ||||
ISIN | INE042A01014 | Agenda | 702774488 - Management | |||
City | HARYANA | Holding Recon Date | 22-Feb-2011 | |||
Country | India | Vote Deadline Date | 10-Feb-2011 | |||
SEDOL(s) | 6099875 - B02KHL7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
CONT | CONTD or as may be approved by the Board, not exceeding | Non-Voting | ||||
200% of the Basic Sala-ry. (C) Performance Linked | ||||||
Bonus/Commission Such amount or percentage of the n-et profits | ||||||
of the Company calculated under Sections 198 and 309 of the Act, | ||||||
as-may be decided by the Board. (D) Sitting fees The Joint | ||||||
Managing Director, so-long as he functions as such, shall not be | ||||||
paid any sitting fee for attending-meetings of the Board of | ||||||
Directors or any Committee(s) thereof. (E) Terminati-on The | ||||||
appointment of Joint Managing Director may be terminated by | ||||||
either part-y giving to the other six calendar months notice in | ||||||
writing. In the event of t-ermination of appointment of Joint | ||||||
Managing Director by the Company, he shall-be entitled to receive | ||||||
compensation in accordance with provisions of Section 3-18 of the | ||||||
Act. (F) Ceiling on Remuneration CONTD | ||||||
CONT | CONTD The aggregate remuneration shall not exceed the limits | Non-Voting | ||||
provided in Secti-ons 198 and 309 of the Act. Pursuant to | ||||||
paragraph (C) of the Section II, of Pa-rt II of the Schedule XIII and | ||||||
other applicable provisions of the Act, if any,-and subject to such | ||||||
approvals as may be necessary, wherein in any financial y-ear | ||||||
ended during the tenure of his service, the Company has no | ||||||
profits or its-profits are inadequate, the Company may pay to Mr. | ||||||
Nikhil Nanda, Joint Managin-g Director, remuneration by way of | ||||||
salary, perquisites and other terms as spec-ified supra, as | ||||||
minimum remuneration. Resolved further that the Board be and a- | ||||||
re hereby authorised to fix, increase, vary, reduce or amend the | ||||||
remuneration-including minimum remuneration and other terms of | ||||||
his appointment from time to-time, as CONTD | ||||||
CONT | CONTD deemed expedient or necessary during the tenure of his | Non-Voting | ||||
appointment or as-may be prescribed by the authorities giving any | ||||||
sanction or approval and the-Board be also authorized to sub | ||||||
delegate the above powers to any person as it-may deem fit and | ||||||
to take such steps as may be necessary, desirable or expedien-t | ||||||
to give effect to this resolution | ||||||
6 | Management Proposal | Management | For | For |
CONT | CONTD calculated under Section 198 and 309 of the Act, as may | Non-Voting | |||||
be decided by th-e Board. Existing Clauses 'C' - "Sitting Fees", 'D' | |||||||
- "Termination" and 'E' --"Ceiling on Remuneration" of the above | |||||||
Special Resolution be renumbered/re-cla-ssified to read as | |||||||
Clauses 'D','E' and 'F' respectively: Resolved further that-all other | |||||||
terms & conditions and remuneration of Mr. Rajan Nanda shall | |||||||
remain-the same. Resolved further that the Board be and is | |||||||
hereby authorized to take-all such steps as may be necessary, | |||||||
desirable or expedient to give effect to-this resolution | |||||||
7 | Management Proposal | Management | For | For | |||
CONT | CONTD policy applicable for the employees of the Company in | Non-Voting | |||||
the grade of Vice-President or such higher grade to which she | |||||||
may be promoted from time to time.-Resolved further that the | |||||||
Board of Directors be and are hereby authorised to-fix, increase, | |||||||
vary, reduce or amend the remuneration and other terms of her a- | |||||||
ppointment from time to time, as deemed expedient or necessary | |||||||
during the tenu-re of her appointment or as may be prescribed by | |||||||
the authorities giving any sa-nction or approval and the Board be | |||||||
also authorized to sub delegate the above-powers to any person | |||||||
as it may deem fit and to take such steps as may be neces-sary, | |||||||
desirable or expedient to give effect to this resolution | |||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN TEXT OF RESOLUTIONS 5 AND-6. IF YOU HAVE ALREADY | |||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | |||||||
PROXY FO-RM UNLESS YOU DECIDE TO AMEND YOUR | |||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 113792 | 0 | 01-Feb-2011 | 16-Feb-2011 | ||
CENTRAIS ELETRICAS BRASILEIRAS S A | |||||||
Security | P22854122 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 25-Feb-2011 | |||||
ISIN | BRELETACNOR6 | Agenda | 702785102 - Management | ||||
City | BRASILIA | Holding Recon Date | 23-Feb-2011 | ||||
Country | Brazil | Vote Deadline Date | 18-Feb-2011 | ||||
SEDOL(s) | 2311120 - 4453956 - B030W11 - B1FGXL1 - | Quick Code | |||||
B40YPC6 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | |||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | |||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | |||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | |||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | |||||||
YOU. | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 261078 | 0 | 11-Feb-2011 | 23-Feb-2011 | ||
ELETROBRAS: C.E.B. S.A. | |||||||
Security | 15234Q207 | Meeting Type | Special | ||||
Ticker Symbol | EBR | Meeting Date | 25-Feb-2011 | ||||
ISIN | US15234Q2075 | Agenda | 933374415 - Management | ||||
City | Holding Recon Date | 14-Feb-2011 | |||||
Country | United States | Vote Deadline Date | 22-Feb-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Miscellaneous Corporate Governance | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 8927 | 0 | 19-Feb-2011 | 19-Feb-2011 | ||
ALUMINUM CORP CHINA LTD | |||||||
Security | Y0094N109 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Feb-2011 | |||||
ISIN | CNE1000001T8 | Agenda | 702754169 - Management |
City | BEIJING | Holding Recon Date | 28-Jan-2011 | |||
Country | China | Vote Deadline Date | 17-Feb-2011 | |||
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110113/LTN2 | ||||||
0110113222.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD tailings (including red mud); exploration design, | Non-Voting | ||||
construction and-installation; manufacture, installation and | ||||||
maintenance of mechanical-equipment, spare parts, non-standard | ||||||
equipment; repair of automobile and-engineering machinery, | ||||||
manufacture and sale of automobile of special process;-road | ||||||
transportation for cargo; installation, repair, inspection and sales | ||||||
of-telecommunication and testing instruments; automatic | ||||||
measurement control,-network, software system design and | ||||||
installation debugging; material-inspection and analysis; operation | ||||||
of office automation and instruments;-relevant technological | ||||||
development and technical service."; and (ii) that the-Chairman of | ||||||
the Company or other person authorized by the Chairman be and | ||||||
is-hereby authorised to deal with on behalf of the Company the | ||||||
relevant filing,-amendments and CONTD | ||||||
CONT | CONTD registration (where necessary) procedures and other | Non-Voting | ||||
related issues-arising from the amendment to the articles of | ||||||
association of the Company | ||||||
2 | Management Proposal | Management | For | For | ||
CONT | CONTD taking into account the needs of the Company, be | Non-Voting | ||||
authorized to approve-the types, specific terms and conditions for | ||||||
the issue of debt financing-instruments and other matters relating | ||||||
thereto (including but not limited to,-the determination of the type, | ||||||
amount, interest rate, term, rating, use of-proceeds), deal with | ||||||
approval matters, engage intermediary institutions,-submit | ||||||
relevant application documents to the regulatory authorities for- | ||||||
approvals, and execute requisite legal documents in connection | ||||||
with the-issuance of the debt financing instruments and make | ||||||
relevant disclosure in-accordance with regulatory requirements | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN MEETING TIME FROM 09.00 T-O 13.30. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 651564 | 0 | 15-Jan-2011 | 17-Feb-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 948100 | 0 | 15-Jan-2011 | 17-Feb-2011 | |
IDEA CELLULAR LTD | ||||||
Security | Y3857E100 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 04-Mar-2011 | ||||
ISIN | INE669E01016 | Agenda | 702783425 - Management | |||
City | GANDHINAGAR | Holding Recon Date | 01-Mar-2011 | |||
Country | India | Vote Deadline Date | 22-Feb-2011 | |||
SEDOL(s) | B1MP4H4 - B1VK1Q8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
MODIFICATION OF TEXT. IF YOU HAVE A-LREADY SENT IN | ||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU DEC-IDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 2186830 | 0 | 09-Feb-2011 | 25-Feb-2011 | |
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 08-Mar-2011 | ||||
ISIN | CNE1000002P4 | Agenda | 702760162 - Management | |||
City | BEIJING | Holding Recon Date | 15-Feb-2011 | |||
Country | China | Vote Deadline Date | 25-Feb-2011 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110121/LTN2 | ||||||
0110121569.pdf |
1 | Management Proposal | Management | For | For | ||
CONT | CONTD through utilizing its internal resources before the | Non-Voting | ||||
proceeds from the A-Share Issue is made available to the | ||||||
Company. When the proceeds is available,-the Company is | ||||||
authorised to apply the proceeds to any injected capital in-relation | ||||||
to the above projects which is incurred before the completion of | ||||||
the-A Share Issue. In the event that the proceeds in connection | ||||||
with the A Share-Issue is not sufficient for the purpose of the | ||||||
above projects, the Company-will utilise other funding sources to | ||||||
cover the shortfall | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 174655 | 0 | 25-Jan-2011 | 25-Feb-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 402121 | 0 | 25-Jan-2011 | 25-Feb-2011 | |
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 08-Mar-2011 | ||||
ISIN | CNE1000002P4 | Agenda | 702760186 - Management | |||
City | BEIJING | Holding Recon Date | 15-Feb-2011 | |||
Country | China | Vote Deadline Date | 25-Feb-2011 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110121/LTN2 | ||||||
0110121571.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD may invest in the above projects through utilizing its | Non-Voting | ||||
internal-resources before the proceeds from the A Share Issue is | ||||||
made available to the-Company. When the proceeds is available, | ||||||
the Company is authorised to apply-the proceeds to any injected | ||||||
capital in relation to the above projects which-is incurred before | ||||||
the completion of the A Share Issue. In the event that the- | ||||||
proceeds in connection with the A Share Issue is not sufficient for | ||||||
the-purpose of the above projects, the Company will utilise other | ||||||
funding sources-to cover the shortfall | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
MODIFICATION OF TEXT IN RESOLUTION-1. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PROXY FOR-M UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 174655 | 0 | 25-Jan-2011 | 25-Feb-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 402121 | 0 | 25-Jan-2011 | 25-Feb-2011 | |
HUANENG PWR INTL INC | ||||||
Security | Y3744A105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Mar-2011 | ||||
ISIN | CNE1000006Z4 | Agenda | 702757026 - Management | |||
City | BEIJING | Holding Recon Date | 17-Feb-2011 | |||
Country | China | Vote Deadline Date | 01-Mar-2011 | |||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||
B16TW67 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTION "1". | ||||||
THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110117/LTN2 | ||||||
0110117493.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 915012 | 0 | 19-Jan-2011 | 01-Mar-2011 | |
WAL-MART DE MEXICO S A DE C V | ||||||
Security | P98180105 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 10-Mar-2011 | ||||
ISIN | MXP810081010 | Agenda | 702803380 - Management | |||
City | MEXICO | Holding Recon Date | 23-Feb-2011 | |||
Country | Mexico | Vote Deadline Date | 02-Mar-2011 | |||
SEDOL(s) | 2135212 - B01FD93 - B02YZ04 - B2Q3MT9 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
VIII | Management Proposal | Management | For | For | ||
IX | Management Proposal | Management | For | For | ||
X | Management Proposal | Management | For | For | ||
XI | Management Proposal | Management | For | For | ||
XII | Management Proposal | Management | For | For | ||
XIII | Management Proposal | Management | For | For | ||
XIV | Management Proposal | Management | For | For | ||
XV | Management Proposal | Management | For | For | ||
XVI | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN MEETING TYPE FROM AGM TO-OGM. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PROXY F-ORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 138500 | 0 | 25-Feb-2011 | 02-Mar-2011 | |
JSC MMC NORILSK NICKEL | ||||||
Security | 46626D108 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 11-Mar-2011 | ||||
ISIN | US46626D1081 | Agenda | 702790951 - Management | |||
City | MOSCOW | Holding Recon Date | 04-Feb-2011 | |||
Country | Russian Federation | Vote Deadline Date | 02-Mar-2011 | |||
SEDOL(s) | 2768243 - 7152443 - B114RK6 - B54SPL0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 788018 DUE TO RECEIPT OF D-IRECTORS' NAMES. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Management Proposal | Management | For | For | ||
2.10 | Management Proposal | Management | For | For | ||
2.11 | Management Proposal | Management | For | For | ||
2.12 | Management Proposal | Management | For | For | ||
2.13 | Management Proposal | Management | For | For | ||
2.14 | Management Proposal | Management | For | For | ||
2.15 | Management Proposal | Management | For | For | ||
2.16 | Management Proposal | Management | For | For | ||
2.17 | Management Proposal | Management | For | For | ||
2.18 | Management Proposal | Management | For | For | ||
2.19 | Management Proposal | Management | For | For | ||
2.20 | Management Proposal | Management | For | For | ||
2.21 | Management Proposal | Management | For | For | ||
2.22 | Management Proposal | Management | For | For | ||
2.23 | Management Proposal | Management | For | For |
2.24 | Management Proposal | Management | For | For | |||
2.25 | Management Proposal | Management | For | For | |||
2.26 | Management Proposal | Management | For | For | |||
2.27 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 21246 | 0 | 18-Feb-2011 | 02-Mar-2011 | ||
EGShares EM Metals & Mining ETF | 55P | 130959 | 0 | 18-Feb-2011 | 02-Mar-2011 | ||
JINDAL SOUTH WEST HOLDINGS LTD | |||||||
Security | Y4447S104 | Meeting Type | Other Meeting | ||||
Ticker Symbol | Meeting Date | 14-Mar-2011 | |||||
ISIN | INE824G01012 | Agenda | 702790836 - Management | ||||
City | TBD | Holding Recon Date | 04-Feb-2011 | ||||
Country | India | Vote Deadline Date | 07-Mar-2011 | ||||
SEDOL(s) | B0BV6C5 - B0ZNCS5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | |||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | |||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | |||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | |||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | |||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | |||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | |||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | |||||||
1 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 9826 | 0 | 16-Feb-2011 | 07-Mar-2011 | ||
CENTRAIS ELETRICAS BRASILEIRAS S A | |||||||
Security | P22854122 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 16-Mar-2011 | |||||
ISIN | BRELETACNOR6 | Agenda | 702815208 - Management | ||||
City | BRAZIL | Holding Recon Date | 14-Mar-2011 | ||||
Country | Brazil | Vote Deadline Date | 09-Mar-2011 | ||||
SEDOL(s) | 2311120 - 4453956 - B030W11 - B1FGXL1 - | Quick Code | |||||
B40YPC6 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 322220 | 0 | 15-Mar-2011 | 14-Mar-2011 | ||
ELETROBRAS: C.E.B. S.A. | |||||||
Security | 15234Q207 | Meeting Type | Special | ||||
Ticker Symbol | EBR | Meeting Date | 16-Mar-2011 | ||||
ISIN | US15234Q2075 | Agenda | 933380052 - Management | ||||
City | Holding Recon Date | 17-Feb-2011 | |||||
Country | United States | Vote Deadline Date | 11-Mar-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | |||
02 | Approve Charter Amendment | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 8927 | 0 | 09-Mar-2011 | 09-Mar-2011 |
UCO BANK | |||||||
Security | Y9035A100 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 17-Mar-2011 | |||||
ISIN | INE691A01018 | Agenda | 702800005 - Management | ||||
City | KOLKOTA | Holding Recon Date | 09-Mar-2011 | ||||
Country | India | Vote Deadline Date | 07-Mar-2011 | ||||
SEDOL(s) | 6721792 - B05PKN2 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
CONT | CONTD Agreements entered into with the Stock Exchanges | Non-Voting | |||||
where the equity-shares of the Bank are listed, consent of the | |||||||
shareholders of the Bank be and-is hereby accorded to the Board | |||||||
of Directors of the Bank (hereinafter called-"the Board" ) to create, | |||||||
offer, issue and allot upto 7,90,00,000 (Seven Crore-Ninety Lakh) | |||||||
equity shares of INR 10/- each (Rupees Ten only) for cash at-such | |||||||
Issue Price as may be determined by the Board in accordance | |||||||
with-Regulation 76(1) of SEBI ICDR Regulations and aggregating | |||||||
to INR 940 Crore on-preferential basis to Government of India. | |||||||
Resolved further that consequent-to the allotment of 7,90,00,000 | |||||||
(Seven Crore Ninety Lakh) equity shares to-the Government of | |||||||
India for consideration in cash, the issued, subscribed and-paid up | |||||||
capital of the Bank shall stand raised CONTD | |||||||
CONT | CONTD to 62,83,60,000 shares of INR 10/- each. Resolved | Non-Voting | |||||
further that the-Relevant Date for determination of the Issue Price | |||||||
is 15th February, 2011.-Resolved further that the Board shall have | |||||||
authority and power to accept any-modification in the proposal as | |||||||
may be required or imposed by the Government-of India / Reserve | |||||||
Bank of India / Securities and Exchange Board of India/-Stock | |||||||
Exchanges where the shares of the Bank are listed or such other- | |||||||
appropriate authorities at the time of according / granting their | |||||||
approvals,-consents, permissions and sanctions to issue, | |||||||
allotment and listing thereof-and as agreed to by the Board. | |||||||
Resolved further that the said equity shares-to be issued shall | |||||||
rank pari passu with the existing equity shares of the-Bank and | |||||||
shall be entitled to dividend declared, if any, in accordance | |||||||
CONTD | |||||||
CONT | CONTD with the statutory guidelines that are in force at the time | Non-Voting | |||||
of such-declaration. Resolved further that for the purpose of giving | |||||||
effect to this-Resolution, the Board be and is hereby authorised to | |||||||
do all such acts, deeds,-matters and things as it may in its | |||||||
absolute discretion deem necessary,-proper and desirable and to | |||||||
settle any question, difficulty or doubt that may-arise in regard to | |||||||
the issue of the equity shares and further to do all such-acts, | |||||||
deeds, matters and things, finalise and execute all documents | |||||||
and-writings as may be necessary, desirable or expedient as it | |||||||
may in its-absolute discretion deem fit, proper or desirable without | |||||||
being required to-seek any further consent or approval of the | |||||||
shareholders or authorise to the-end and intent that the | |||||||
shareholders shall be deemed to have given CONTD | |||||||
CONT | CONTD their approval thereto expressly by the authority of this | Non-Voting | |||||
resolution.-Resolved further that the Board be and is hereby | |||||||
authorised to delegate all-or any of the powers herein conferred | |||||||
on it, to the Chairman and Managing-Director or Executive | |||||||
Directors or such other officer of the Bank as it may-deem fit to | |||||||
give effect to the aforesaid Resolution | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 416173 | 0 | 24-Feb-2011 | 07-Mar-2011 | ||
VIMPELCOM LTD. | |||||||
Security | 92719A106 | Meeting Type | Contested-Special | ||||
Ticker Symbol | VIP | Meeting Date | 17-Mar-2011 | ||||
ISIN | US92719A1060 | Agenda | 933373615 - Management | ||||
City | Holding Recon Date | 31-Jan-2011 | |||||
Country | Netherlands | Vote Deadline Date | 10-Mar-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Stock Issuance | Management | For | For | |||
02 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 6793 | 0 | 09-Mar-2011 | 09-Mar-2011 | ||
VIMPELCOM LTD. | |||||||
Security | 92719A106 | Meeting Type | Contested-Special | ||||
Ticker Symbol | VIP | Meeting Date | 17-Mar-2011 | ||||
ISIN | US92719A1060 | Agenda | 933373615 - Management | ||||
City | Holding Recon Date | 31-Jan-2011 | |||||
Country | Netherlands | Vote Deadline Date | 10-Mar-2011 |
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Stock Issuance | Management | For | For | |||
02 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 6793 | 0 | 16-Feb-2011 | 16-Feb-2011 | ||
VIMPELCOM LTD. | |||||||
Security | 92719A106 | Meeting Type | Contested-Special | ||||
Ticker Symbol | VIP | Meeting Date | 17-Mar-2011 | ||||
ISIN | US92719A1060 | Agenda | 933377889 - Opposition | ||||
City | Holding Recon Date | 31-Jan-2011 | |||||
Country | Netherlands | Vote Deadline Date | 10-Mar-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Stock Issuance | Management | |||||
02 | Amend Articles/Charter to Reflect Changes in Capital | Management | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 6793 | 0 | ||||
JIANSU EXPWY CO LTD | |||||||
Security | Y4443L103 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 18-Mar-2011 | |||||
ISIN | CNE1000003J5 | Agenda | 702774224 - Management | ||||
City | JIANGSU | Holding Recon Date | 14-Feb-2011 | ||||
Country | China | Vote Deadline Date | 09-Mar-2011 | ||||
SEDOL(s) | 6005504 - B01XLJ3 - B1BJTS3 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110128/LTN2 | |||||||
0110128023.pdf | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | |||||
VOTE 'IN FAVOR' OR 'AGAINST' ONLY-FOR RESOLUTION "1". | |||||||
THANK YOU. | |||||||
1 | Management Proposal | Management | For | For | |||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
MODIFICATION IN VOTING OPTIONS COMM-ENT. IF YOU | |||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | |||||||
RETURN THIS PROXY F-ORM UNLESS YOU DECIDE TO | |||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX China Infrastructure ETF | 55P | 336225 | 0 | 29-Jan-2011 | 09-Mar-2011 | ||
TELECOMUNICACOES DE SAO PAULO S A - TELESP | |||||||
Security | P90337117 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 18-Mar-2011 | |||||
ISIN | BRTLPPACNPR5 | Agenda | 702819016 - Management | ||||
City | SAO PAULO | Holding Recon Date | 16-Mar-2011 | ||||
Country | Brazil | Vote Deadline Date | 11-Mar-2011 | ||||
SEDOL(s) | 2292720 - B08ZWF5 - B55G5M4 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | |||||
CAN VOTE ON ITEM 4 ONLY. THANK-YOU. |
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | To receive the administrators accounts, to examine, discuss and | Non-Voting | ||||
vote on the-financial statements regarding the fiscal year ending | ||||||
on December 31, 2010 | ||||||
2 | Destination of the year end results of 2010 | Non-Voting | ||||
3 | To elect the members of the board of directors | Non-Voting | ||||
4 | Management Proposal | Management | For | For | ||
5 | To set the remuneration of the administrators and of the finance | Non-Voting | ||||
committee | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 53330 | 0 | 05-Mar-2011 | 11-Mar-2011 | |
AKBANK T.A.S., ISTANBUL | ||||||
Security | M0300L106 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 21-Mar-2011 | ||||
ISIN | TRAAKBNK91N6 | Agenda | 702775567 - Management | |||
City | ISTANBUL | Holding Recon Date | 17-Mar-2011 | |||
Country | Turkey | Blocking | Vote Deadline Date | 10-Mar-2011 | ||
SEDOL(s) | 4011127 - B03MN70 - B04KCN2 - B3BGCY5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | ||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THANK-YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 38802.332 | 0 | 02-Feb-2011 | 10-Mar-2011 | |
VIJAYA BANK LTD | ||||||
Security | Y9374P114 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Mar-2011 | ||||
ISIN | INE705A01016 | Agenda | 702805029 - Management | |||
City | BANGALORE | Holding Recon Date | 18-Mar-2011 | |||
Country | India | Vote Deadline Date | 10-Mar-2011 | |||
SEDOL(s) | 6701686 - B01Z5Q4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD to the extent applicable and subject to approvals, | Non-Voting | ||||
consents,-permissions and sanctions, which may be agreed to by | ||||||
the Board of Directors-of the Vijaya Bank (the Bank) (hereinafter | ||||||
referred to as the "Board", which-term shall be deemed to include | ||||||
any Committee(s) constituted/to be-constituted by the Board to | ||||||
exercise its powers including the powers-conferred by this | ||||||
Regulation) be and is hereby authorised on behalf of the-Bank, to | ||||||
create, offer, issue and allot 3,91,48,936 Equity Shares of the | ||||||
Bank-of INR 10/- (INR Ten only) each for cash at a premium of | ||||||
INR 84 (Rupees-Eighty Four only) per Equity Share, i.e. issue | ||||||
price of INR 94 (INR Ninety-Four only) aggregating to INR 368 | ||||||
crore (Rupees Three Hundred Sixty Eight-Crore only) by way of | ||||||
Preferential Issue to the promoters of the Bank i.e.-the | ||||||
Government of India CONTD |
CONT | CONTD (President of India) in terms of the Chapter VII of the | Non-Voting | ||||
Securities and-Exchange Board of India (Issue of Capital and | ||||||
Disclosure Requirements)-Regulations, 2009, as amended from | ||||||
time to time (the "SEBI ICDR-Regulations"). Resolved further that | ||||||
the new Equity Shares to be issued and-allotted on preferential | ||||||
basis in pursuance of this Resolution shall be-issued in | ||||||
dematerialized form and shall be subject to lock-in requirements- | ||||||
required under Chapter VII of the SEBI ICDR Regulations and | ||||||
shall rank pari-passu in all respects (including Dividend) with the | ||||||
existing Equity Shares of-the Bank. Resolved further that the | ||||||
Board of Directors of the Bank be and is-hereby authorised to do | ||||||
all such acts, deeds, matters and to settle any-questions or doubts | ||||||
that may arise in regard to the aforesaid offer, issue-and allotment | ||||||
of Equity CONTD | ||||||
CONT | CONTD Shares as it may in its absolute discretion as deemed | Non-Voting | ||||
necessary.-Resolved further that the Board of Directors of the | ||||||
Bank be and is hereby-authorised to delegate all or any of its | ||||||
powers to a Committee of Directors-of the Bank to give effect to | ||||||
the aforesaid Resolution | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 468526 | 0 | 26-Feb-2011 | 10-Mar-2011 | |
DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||
Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Mar-2011 | ||||
ISIN | CNE1000002Z3 | Agenda | 702809976 - Management | |||
City | BEIJING | Holding Recon Date | 18-Feb-2011 | |||
Country | China | Vote Deadline Date | 11-Mar-2011 | |||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 785454 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110131/LTN2 | ||||||
0110131005.pdf, h- | ||||||
ttp://www.hkexnews.hk/listedco/listconews/sehk/20110228/LTN20 | ||||||
110228037.PDF | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-RESOLUTIONS "1 AND | ||||||
2". THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 925929 | 0 | 01-Mar-2011 | 11-Mar-2011 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 24-Mar-2011 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 702798781 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 22-Mar-2011 | |||
Country | Brazil | Vote Deadline Date | 17-Mar-2011 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 142730 | 0 | 23-Mar-2011 | 23-Mar-2011 | ||
SIEMENS LTD | |||||||
Security | Y7934G137 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 24-Mar-2011 | |||||
ISIN | INE003A01024 | Agenda | 702809534 - Management | ||||
City | MUMBAI | Holding Recon Date | 22-Mar-2011 | ||||
Country | India | Vote Deadline Date | 17-Mar-2011 | ||||
SEDOL(s) | B15T569 - B3BJT21 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
CONT | CONTD Judicature at Bombay ("Scheme"); and subject to: (i) the | Non-Voting | |||||
sanctioning of-the Scheme by the Hon'ble High Court of Gujarat | |||||||
and subject to such-conditions as may be prescribed by the | |||||||
Hon'ble High Court of Gujarat while-granting such sanction; and | |||||||
(ii) approval of the stock exchanges where the-shares of the | |||||||
Company are listed and other appropriate authorities; and (iii)- | |||||||
other applicable statutory provisions; the consent of the Members | |||||||
of the-Company be and is hereby accorded to the Board of | |||||||
Directors of the Company to-issue and CONTD | |||||||
CONT | CONTD allot such number of equity shares as sanctioned by the | Non-Voting | |||||
Scheme during-the Offer Period of Siemens Aktiengesellschaft's | |||||||
voluntary offer made in-accordance with the Code." Further | |||||||
resolved that the Board of Directors of-the Company, including a | |||||||
Committee thereof, be and is hereby authorised to do-all such | |||||||
acts, deeds, matters and things as may be considered necessary,- | |||||||
desirable or expedient to give effect to this Resolution | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Infrastructure ETF | 55P | 184721 | 0 | 01-Mar-2011 | 17-Mar-2011 | ||
ECOPETROL S A | |||||||
Security | 279158109 | Meeting Type | Annual | ||||
Ticker Symbol | EC | Meeting Date | 24-Mar-2011 | ||||
ISIN | US2791581091 | Agenda | 933376495 - Management | ||||
City | Holding Recon Date | 21-Feb-2011 | |||||
Country | United States | Vote Deadline Date | 17-Mar-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
04 | Miscellaneous Corporate Actions | Management | For | Against | |||
05 | Miscellaneous Corporate Actions | Management | For | Against | |||
06 | Miscellaneous Corporate Actions | Management | For | Against | |||
07 | Approve Minutes of Previously Held Meeting | Management | For | Against | |||
13 | Approve Financial Statements, Allocation of Income, and | Management | For | Against | |||
Discharge Directors | |||||||
14 | Dividends | Management | For | Against | |||
15 | Approve Remuneration of Directors and Auditors | Management | For | Against | |||
16 | Election of Directors (Full Slate) | Management | For | Against | |||
17 | Approve Charter Amendment | Management | For | Against | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Energy ETF | 93I | 14393 | 0 | 01-Mar-2011 | 01-Mar-2011 | ||
CHINA COMMUNICATIONS CONSTR CO LTD | |||||||
Security | Y14369105 | Meeting Type | Class Meeting | ||||
Ticker Symbol | Meeting Date | 25-Mar-2011 | |||||
ISIN | CNE1000002F5 | Agenda | 702774907 - Management | ||||
City | BEIJING | Holding Recon Date | 22-Feb-2011 | ||||
Country | China | Vote Deadline Date | 16-Mar-2011 | ||||
SEDOL(s) | B1JKTQ6 - B1L7ZX4 - B1MT2B6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110128/LTN2 | |||||||
0110128598.pdf | |||||||
1.1 | Management Proposal | Management | For | For | |||
1.2 | Management Proposal | Management | For | For | |||
1.3 | Management Proposal | Management | For | For |
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
1.6 | Management Proposal | Management | For | For | ||
1.7 | Management Proposal | Management | For | For | ||
1.8 | Management Proposal | Management | For | For | ||
1.9 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 92000 | 0 | 01-Feb-2011 | 16-Mar-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1006216 | 0 | 01-Feb-2011 | 16-Mar-2011 | |
CEMEX SAB DE CV, GARZA GARCIA | ||||||
Security | P2253T133 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 25-Mar-2011 | ||||
ISIN | MXP225611567 | Agenda | 702809293 - Management | |||
City | MEXICO | Holding Recon Date | 11-Mar-2011 | |||
Country | Mexico | Vote Deadline Date | 11-Mar-2011 | |||
SEDOL(s) | 2183578 - 2406457 - B02V9V4 - B2Q3M99 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 206790 | 0 | 01-Mar-2011 | 11-Mar-2011 | |
FOMENTO ECONOMICO MEXICANO SAB DE CV, MEXICO | ||||||
Security | P4182H115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Mar-2011 | ||||
ISIN | MXP320321310 | Agenda | 702814650 - Management | |||
City | EN MONTERREY | Holding Recon Date | 11-Mar-2011 | |||
Country | Mexico | Vote Deadline Date | 16-Mar-2011 | |||
SEDOL(s) | 2242059 - B01DHB7 - B2Q3MB1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
VIII | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 49000 | 0 | 03-Mar-2011 | 16-Mar-2011 | |
CHINA COMMUNICATIONS CONSTR CO LTD | ||||||
Security | Y14369105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 25-Mar-2011 | ||||
ISIN | CNE1000002F5 | Agenda | 702832874 - Management | |||
City | BEIJING | Holding Recon Date | 22-Feb-2011 | |||
Country | China | Vote Deadline Date | 16-Mar-2011 | |||
SEDOL(s) | B1JKTQ6 - B1L7ZX4 - B1MT2B6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 785070 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110128/LTN2 | ||||||
0110128578.pdf an-d | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110310/LTN2 | ||||||
0110310013.pdf |
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
1.6 | Management Proposal | Management | For | For | ||
1.7 | Management Proposal | Management | For | For | ||
1.8 | Management Proposal | Management | For | For | ||
1.9 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 92000 | 0 | 11-Mar-2011 | 16-Mar-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1006216 | 0 | 11-Mar-2011 | 16-Mar-2011 | |
ANGLO PLATINUM LTD | ||||||
Security | S9122P108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Mar-2011 | ||||
ISIN | ZAE000013181 | Agenda | 702812884 - Management | |||
City | JOHANNESBOURG | Holding Recon Date | 25-Mar-2011 | |||
Country | South Africa | Vote Deadline Date | 21-Mar-2011 | |||
SEDOL(s) | 0760393 - 5731598 - 6761000 - 6761011 - | Quick Code | ||||
B0372N4 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
O.1 | Management Proposal | Management | For | For | ||
O.2.1 | Management Proposal | Management | For | For | ||
O.2.2 | Management Proposal | Management | For | For | ||
O.2.3 | Management Proposal | Management | For | For | ||
O.2.4 | Management Proposal | Management | For | For | ||
O.2.5 | Management Proposal | Management | For | For | ||
O.3 | Management Proposal | Management | For | For | ||
O.4 | Management Proposal | Management | For | For | ||
O.5 | Management Proposal | Management | For | For | ||
O.6 | Management Proposal | Management | For | For | ||
O.7.1 | Management Proposal | Management | For | For | ||
O.7.2 | Management Proposal | Management | For | For | ||
O.7.3 | Management Proposal | Management | For | For | ||
O.7.4 | Management Proposal | Management | For | For | ||
O.8 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 12066 | 0 | 02-Mar-2011 | 21-Mar-2011 | |
CIA SANEAMENTO MINAS GERAIS SA | ||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Mar-2011 | ||||
ISIN | BRCSMGACNOR5 | Agenda | 702818850 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 24-Mar-2011 | |||
Country | Brazil | Vote Deadline Date | 23-Mar-2011 | |||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU. | ||||||
I.A | Management Proposal | Management | For | For | ||
I.B | Management Proposal | Management | For | For | ||
I.C | Management Proposal | Management | For | For | ||
I.D | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN NUMBERING OF RESOLUTIONS-AND CHANGE IN | ||||||
MEETING DATE FROM 17 MAR 2011 TO 28 MAR 2011. IF YOU | ||||||
HAVE ALREAD-Y SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN THIS PROXY FORM UNLESS YOU DECIDE T-O | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 58732 | 0 | 16-Mar-2011 | 15-Mar-2011 | |
MARCOPOLO SA | ||||||
Security | P64331112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Mar-2011 | ||||
ISIN | BRPOMOACNPR7 | Agenda | 702843308 - Management | |||
City | CAXIAS DO SUL | Holding Recon Date | 25-Mar-2011 | |||
Country | Brazil | Vote Deadline Date | 23-Mar-2011 | |||
SEDOL(s) | 2599131 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ITEM C ONLY. THANK-YOU. | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
A | To consider and vote the board of directors annual report and the | Non-Voting | ||||
financial-statements relating to fiscal year ending december 31, | ||||||
2010 | ||||||
B | To consider and vote the proposal the allocation of the net profit | Non-Voting | ||||
from the-fiscal year, and to ratify the interest on shareholder equity | ||||||
and dividends-already distributed | ||||||
C | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 364161 | 0 | 16-Mar-2011 | 23-Mar-2011 | |
MARCOPOLO SA | ||||||
Security | P64331112 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Mar-2011 | ||||
ISIN | BRPOMOACNPR7 | Agenda | 702860429 - Management | |||
City | TBA | Holding Recon Date | 25-Mar-2011 | |||
Country | Brazil | Vote Deadline Date | 21-Mar-2011 | |||
SEDOL(s) | 2599131 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | ||||
RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING | ||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK | ||||||
YOU |
A | To amend article 5 of the corporate bylaws, as set forth below, to | Non-Voting | ||||
contemplate-the increase in the share capital of the company | ||||||
approved at the meeting of t-he board of directors on September | ||||||
10, 2010, article 5, the share capital, com-pletely subscribed for | ||||||
and paid in, is BRL 700,000,000.00, divided into 448,45-0,042 | ||||||
shares, of which 170,812,872 are common, book entry shares, | ||||||
and 277,637,-170 are preferred, book entry shares, all of which | ||||||
have no par value | ||||||
B | To set the global remuneration for the members of the board of | Non-Voting | ||||
directors | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 364161 | 0 | |||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | ||||||
Security | Y7145P165 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Mar-2011 | ||||
ISIN | TH0355A10Z12 | Agenda | 702832850 - Management | |||
City | BANGKOK | Holding Recon Date | 14-Feb-2011 | |||
Country | Thailand | Vote Deadline Date | 28-Mar-2011 | |||
SEDOL(s) | B1359J0 - B13B738 - B13JK44 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 784501 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE | Non-Voting | ||||
MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD | ||||||
NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT | ||||||
AGENDA AS ABSTAIN. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5A | Management Proposal | Management | For | For | ||
5B | Management Proposal | Management | For | For | ||
5C | Management Proposal | Management | For | For | ||
5D | Management Proposal | Management | For | For | ||
5E | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Other Business | Management | For | Against | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 104365 | 0 | 11-Mar-2011 | 28-Mar-2011 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Mar-2011 | ||||
ISIN | PLPGNIG00014 | Agenda | 702813379 - Management | |||
City | WARSAW | Holding Recon Date | 15-Mar-2011 | |||
Country | Poland | Vote Deadline Date | 15-Mar-2011 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 370905 | 0 | 02-Mar-2011 | 15-Mar-2011 |
VIVO PARTICIPACOES S A | ||||||
Security | P9810G116 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-Mar-2011 | ||||
ISIN | BRVIVOACNPR8 | Agenda | 702813747 - Management | |||
City | SAO PAULO | Holding Recon Date | 29-Mar-2011 | |||
Country | Brazil | Vote Deadline Date | 24-Mar-2011 | |||
SEDOL(s) | B07C7D0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | ||||
RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING | ||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK | ||||||
YOU | ||||||
I | To elect the members of the finance committee | Non-Voting | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 126319 | 0 | |||
VIVO PARTICIPACOES S A | ||||||
Security | P9810G116 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-Mar-2011 | ||||
ISIN | BRVIVOACNPR8 | Agenda | 702815789 - Management | |||
City | SAO PAULO | Holding Recon Date | 29-Mar-2011 | |||
Country | Brazil | Vote Deadline Date | 24-Mar-2011 | |||
SEDOL(s) | B07C7D0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ITEM IV ONLY. THANK-YOU. | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | To receive the administrators accounts, to examine, discuss and | Non-Voting | ||||
vote on the-administrations report, the financial statements and | ||||||
the accounting-statements accompanied by the independent | ||||||
auditors report regarding the-fiscal year ending on December 31, | ||||||
2010 | ||||||
II | To consider the proposal for the capital budget for the year 2011 | Non-Voting | ||||
III | To decide on the allocation of the net profits from the fiscal year | Non-Voting | ||||
2010 | ||||||
IV | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 126319 | 0 | 03-Mar-2011 | 24-Mar-2011 | |
TURKIYE IS BANKASI AS | ||||||
Security | M8933F115 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Mar-2011 | ||||
ISIN | TRAISCTR91N2 | Agenda | 702821439 - Management | |||
City | ISTANBUL | Holding Recon Date | 29-Mar-2011 | |||
Country | Turkey | Blocking | Vote Deadline Date | 22-Mar-2011 | ||
SEDOL(s) | 4311667 - 4869939 - B02S517 - B03MYS8 - | Quick Code | ||||
B03N425 - B03N436 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | ||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THANK-YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 60263.238 | 0 | 08-Mar-2011 | 22-Mar-2011 | |
TURKIYE GARANTI BANKASI A S | ||||||
Security | M4752S106 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-Mar-2011 | ||||
ISIN | TRAGARAN91N1 | Agenda | 702832165 - Management | |||
City | ISTANBUL | Holding Recon Date | 29-Mar-2011 | |||
Country | Turkey | Blocking | Vote Deadline Date | 22-Mar-2011 | ||
SEDOL(s) | 4361617 - B032YF5 - B03MYP5 - B03N2W1 | Quick Code | ||||
- B04KF33 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | ||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THANK-YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION | Non-Voting | ||||
OF ARTICLE NUMBER IN RESOL-UTION 5. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 71040 | 0 | 11-Mar-2011 | 22-Mar-2011 | |
EREGLI DEMIR VE CELIK FABRIKALARI TAS | ||||||
Security | M40710101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-Mar-2011 | ||||
ISIN | TRAEREGL91G3 | Agenda | 702843776 - Management | |||
City | ANKARA | Holding Recon Date | 29-Mar-2011 | |||
Country | Turkey | Blocking | Vote Deadline Date | 22-Mar-2011 | ||
SEDOL(s) | 4311689 - 4315197 - B03MS97 - B03N135 - | Quick Code | ||||
B3LBT16 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | ||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THANK-YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 138444 | 0 | 16-Mar-2011 | 22-Mar-2011 | |
TURKIYE PETROL RAFINERILERI A S | ||||||
Security | M8966X108 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 01-Apr-2011 | ||||
ISIN | TRATUPRS91E8 | Agenda | 702809825 - Management | |||
City | KOCAELI | Holding Recon Date | 30-Mar-2011 | |||
Country | Turkey | Blocking | Vote Deadline Date | 23-Mar-2011 | ||
SEDOL(s) | 4311485 - 4907572 - B03MYT9 - B03N1K2 - | Quick Code | ||||
B3BK377 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | ||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THANK-YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 15289 | 0 | 01-Mar-2011 | 23-Mar-2011 | |
THAI OIL PUBLIC CO LTD, CHATUCHAK | ||||||
Security | Y8620B119 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 01-Apr-2011 | ||||
ISIN | TH0796010013 | Agenda | 702849639 - Management | |||
City | BANGKOK | Holding Recon Date | 07-Mar-2011 | |||
Country | Thailand | Vote Deadline Date | 30-Mar-2011 | |||
SEDOL(s) | B0305J0 - B03GZZ4 - B046NN7 | Quick Code |
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 794369 DUE TO DELETION OF-RESOLUTIONS. ALL VOTES | |||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE | Non-Voting | |||||
MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD | |||||||
NEW AGENDA DURING THE MEETING,WE WILL VOTE THAT | |||||||
AGENDA AS ABSTAIN. | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6.1 | Management Proposal | Management | For | For | |||
6.2 | Management Proposal | Management | For | For | |||
6.3 | Management Proposal | Management | For | For | |||
6.4 | Management Proposal | Management | For | For | |||
6.5 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Energy ETF | 55P | 136546 | 0 | 19-Mar-2011 | 30-Mar-2011 | ||
HAVELLS INDIA LTD | |||||||
Security | Y3114H136 | Meeting Type | Court Meeting | ||||
Ticker Symbol | Meeting Date | 02-Apr-2011 | |||||
ISIN | INE176B01026 | Agenda | 702826097 - Management | ||||
City | NEW DELHI | Holding Recon Date | 31-Mar-2011 | ||||
Country | India | Vote Deadline Date | 24-Mar-2011 | ||||
SEDOL(s) | 6709776 - B12L4R2 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 91824 | 0 | 09-Mar-2011 | 30-Mar-2011 | ||
PARSVNATH DEVELOPERS LTD, NEW DELHI | |||||||
Security | Y6723F110 | Meeting Type | Other Meeting | ||||
Ticker Symbol | Meeting Date | 04-Apr-2011 | |||||
ISIN | INE561H01026 | Agenda | 702859224 - Management | ||||
City | TBD | Holding Recon Date | 25-Feb-2011 | ||||
Country | India | Vote Deadline Date | 28-Mar-2011 | ||||
SEDOL(s) | B11Y5Y6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 799256 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | |||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | |||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | |||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | |||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | |||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | |||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | |||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | |||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 222909 | 0 | 25-Mar-2011 | 28-Mar-2011 | ||
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Special | ||||
Ticker Symbol | PBR | Meeting Date | 04-Apr-2011 | ||||
ISIN | US71654V4086 | Agenda | 933398237 - Management |
City | Holding Recon Date | 23-Mar-2011 | ||||
Country | Brazil | Vote Deadline Date | 31-Mar-2011 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
01 | Approve Article Amendments | Management | For | For | ||
02 | Approve Merger Agreement | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 36473 | 0 | 29-Mar-2011 | 29-Mar-2011 | |
EGShares Energy ETF | 93I | 47088 | 0 | 29-Mar-2011 | 29-Mar-2011 | |
HOTEL LEELA VENTURE LTD | ||||||
Security | Y3723C148 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 05-Apr-2011 | ||||
ISIN | INE102A01024 | Agenda | 702830008 - Management | |||
City | TBD | Holding Recon Date | 25-Feb-2011 | |||
Country | India | Vote Deadline Date | 30-Mar-2011 | |||
SEDOL(s) | B1D4ZM2 - B1DQNB3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 794867 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 358706 | 0 | 10-Mar-2011 | 30-Mar-2011 | |
TRACTEBEL ENERGIA S A | ||||||
Security | P9208W103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 05-Apr-2011 | ||||
ISIN | BRTBLEACNOR2 | Agenda | 702854224 - Management | |||
City | FLORIANOPOLIS | Holding Recon Date | 01-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 28-Mar-2011 | |||
SEDOL(s) | 2249908 - B07C763 - B3BJYS2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 200383 | 0 | 23-Mar-2011 | 28-Mar-2011 | |
PT PERUSAHAAN GAS NEGARA PERSERO TBK | ||||||
Security | Y7136Y118 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 06-Apr-2011 | ||||
ISIN | ID1000111602 | Agenda | 702853258 - Management | |||
City | JAKARTA | Holding Recon Date | 21-Mar-2011 | |||
Country | Indonesia | Vote Deadline Date | 04-Apr-2011 | |||
SEDOL(s) | 6719764 - B07GVF2 - B1DFDH6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 262500 | 0 | 23-Mar-2011 | 04-Apr-2011 | |
AMTEK AUTO LTD | ||||||
Security | Y0124E137 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 07-Apr-2011 | ||||
ISIN | INE130C01021 | Agenda | 702832901 - Management | |||
City | TBD | Holding Recon Date | 04-Mar-2011 | |||
Country | India | Vote Deadline Date | 30-Mar-2011 | |||
SEDOL(s) | B02ZJ27 - B0YK566 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 795659 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 234463 | 0 | 11-Mar-2011 | 30-Mar-2011 | |
GODREJ INDUSTRIES LTD | ||||||
Security | Y2733G164 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 08-Apr-2011 | ||||
ISIN | INE233A01035 | Agenda | 702801665 - Management | |||
City | TBA | Holding Recon Date | 28-Jan-2011 | |||
Country | India | Vote Deadline Date | 05-Apr-2011 | |||
SEDOL(s) | B1BFBC9 - B1CKT30 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 789253 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 162263 | 0 | 24-Feb-2011 | 05-Apr-2011 | |
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ |
Security | P91536105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 11-Apr-2011 | ||||
ISIN | BRTCSLACNOR0 | Agenda | 702841900 - Management | |||
City | RIO DE JANERIO | Holding Recon Date | 07-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 04-Apr-2011 | |||
SEDOL(s) | 2292560 - B3PSB17 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 355037 | 0 | 16-Mar-2011 | 04-Apr-2011 | |
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ | ||||||
Security | P91536105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-Apr-2011 | ||||
ISIN | BRTCSLACNOR0 | Agenda | 702843257 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 07-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 04-Apr-2011 | |||
SEDOL(s) | 2292560 - B3PSB17 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 355037 | 0 | 16-Mar-2011 | 04-Apr-2011 | |
AMBUJA CEMENTS LIMITED | ||||||
Security | Y6140K106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-Apr-2011 | ||||
ISIN | INE079A01024 | Agenda | 702847724 - Management | |||
City | JUNAGADH | Holding Recon Date | 07-Apr-2011 | |||
Country | India | Vote Deadline Date | 30-Mar-2011 | |||
SEDOL(s) | B09QQ11 - B0BV9F9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For |
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 936431 | 0 | 18-Mar-2011 | 08-Apr-2011 | |
ACC LTD | ||||||
Security | Y0002C112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 13-Apr-2011 | ||||
ISIN | INE012A01025 | Agenda | 702853107 - Management | |||
City | MUMBAI | Holding Recon Date | 11-Apr-2011 | |||
Country | India | Vote Deadline Date | 05-Apr-2011 | |||
SEDOL(s) | 6099563 - 6155915 - B01YTZ8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 120764 | 0 | 23-Mar-2011 | 08-Apr-2011 | |
ALUMINUM CORP CHINA LTD | ||||||
Security | Y0094N109 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 14-Apr-2011 | ||||
ISIN | CNE1000001T8 | Agenda | 702810284 - Management | |||
City | BEIJING | Holding Recon Date | 14-Mar-2011 | |||
Country | China | Vote Deadline Date | 05-Apr-2011 | |||
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110228/LTN2 | ||||||
0110228143.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
CONT | CONTD with the authority granted at the EGM and in compliance | Non-Voting | ||||
with the-"Implementation Details of Non-Public Issuance of | ||||||
Shares by Public-Companies", based on the bidding results and | ||||||
after consultation with the-leading underwriter. The issue price of | ||||||
the A Share Issue will be adjusted-correspondingly in case of ex- | ||||||
rights or ex-dividend such as distribution of-dividends, bonus | ||||||
issue, transfer to share capital or placing during the-period from | ||||||
the pricing base date of the A Share Issue to the A Share issue- | ||||||
date | ||||||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
MODIFICATION IN THE TEXT OF THE RES-OLUTION 9 .IF | ||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||
NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE | ||||||
TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 717564 | 0 | 01-Mar-2011 | 05-Apr-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1060100 | 0 | 01-Mar-2011 | 05-Apr-2011 | |
ALUMINUM CORP CHINA LTD |
Security | Y0094N109 | Meeting Type | ExtraOrdinary General Meeting | |
Ticker Symbol | Meeting Date | 14-Apr-2011 | ||
ISIN | CNE1000001T8 | Agenda | 702812834 - Management | |
City | BEIJING | Holding Recon Date | 14-Mar-2011 | |
Country | China | Vote Deadline Date | 05-Apr-2011 | |
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code | ||
Item | Proposal | Type | Vote | For/Against |
Management | ||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||
BY CLICKING ON THE URL LINK:- | ||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110228/LTN2 | ||||
0110228145.pdf | ||||
1.1 | Management Proposal | Management | For | For |
1.2 | Management Proposal | Management | For | For |
1.3 | Management Proposal | Management | For | For |
CONT | CONTD Details of Non-Public Issuance of Shares by Public | Non-Voting | ||
Companies" through-bidding | ||||
1.4 | Management Proposal | Management | For | For |
1.5 | Management Proposal | Management | For | For |
1.6 | Management Proposal | Management | For | For |
1.7 | Management Proposal | Management | For | For |
CONT | CONTD preceding the pricing base date of the A Shares). The | Non-Voting | ||
exact issue price-will be determined by the Board after obtaining | ||||
the approval of the CSRC, in-accordance with the authority | ||||
granted at the EGM and in compliance with the-"Implementation | ||||
Details of Non-Public Issuance of Shares by Public-Companies", | ||||
based on the bidding results and after consultation with the- | ||||
leading underwriter. The issue price of the A Share Issue will be | ||||
adjusted-correspondingly in case of ex-rights or ex-dividend such | ||||
as distribution of-dividends, bonus issue, transfer to share capital | ||||
or placing during the-period from the pricing base date of the A | ||||
Share Issue to the A Share issue-date | ||||
1.8 | Management Proposal | Management | For | For |
1.9 | Management Proposal | Management | For | For |
CONT | CONTD the proceeds raised when they are available | Non-Voting | ||
1.10 | Management Proposal | Management | For | For |
1.11 | Management Proposal | Management | For | For |
2 | Management Proposal | Management | For | For |
3 | Management Proposal | Management | For | For |
CONT | CONTD or accommodating changes in market conditions (except | Non-Voting | ||
those matters-which are required to be approved afresh at a | ||||
general meeting pursuant to the-relevant laws and regulations and | ||||
the Articles), and to adjust the projects-for which proceeds are to | ||||
be utilized before the A Share Issue, taking into-account factors | ||||
such as the approval of the projects by the relevant-authorities, | ||||
the change in relevant market conditions and the change in the- | ||||
conditions for implementing the projects for which the proceeds | ||||
are to be-utilized; (3) to sign any document relating to the A Share | ||||
Issue and to-complete the procedures for all necessary or | ||||
appropriate applications,-submissions, registrations and filings in | ||||
relation to the A Share Issue; (4)-to execute, amend, supplement, | ||||
deliver, submit and implement all agreements-and CONTD | ||||
CONT | CONTD application documents in relation to the A Share Issue | Non-Voting | ||
application and-approval process and to handle relevant | ||||
application and reporting procedures-relating to the A Share | ||||
Issue; (5) to amend the Articles and handle the-relevant trade and | ||||
industry amendment registration upon completion of the A-Share | ||||
Issue, and all other matters in relation to the A Share Issue; (6) to- | ||||
adjust or reduce the proposed amount of proceeds to be applied | ||||
in any one or-more projects in the event that the actual amount of | ||||
the net proceeds raised-is less than the total proposed amount of | ||||
proceeds to be applied, and to-apply the unused proceeds to | ||||
supplement the Company's working capital in the-event that the | ||||
actual amount of capital applied to the projects is less than-the | ||||
actual amount of net proceeds raised; (7) to handle matters | ||||
CONTD | ||||
CONT | CONTD relating to the listing on the Shanghai Stock Exchange of | Non-Voting | ||
the A Shares-issued pursuant to the A Share Issue upon | ||||
completion of the A Share Issue;-(8) to deal with, in its absolute | ||||
discretion, all other matters relating to-the A Share Issue; and (9) | ||||
The authorizations in items (5) to (7) above will-be valid from the | ||||
date of approval of the A Share Issue at the EGM and Class- | ||||
Meetings and will continue to be valid while the matters relating | ||||
thereto-subsist, and the authorizations under the other items | ||||
above will be valid for-12 months following the date of approval of | ||||
the A Share Issue at the EGM and-Class Meetings | ||||
4 | Management Proposal | Management | For | For |
5 | Management Proposal | Management | For | For |
6 | Management Proposal | Management | For | For |
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||
INSTRUCTIONS. THANK YOU. |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 717564 | 0 | 02-Mar-2011 | 05-Apr-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1060100 | 0 | 02-Mar-2011 | 05-Apr-2011 | |
PKO BK POLSKI SA | ||||||
Security | X6919X108 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 14-Apr-2011 | ||||
ISIN | PLPKO0000016 | Agenda | 702848625 - Management | |||
City | WARSAW | Holding Recon Date | 29-Mar-2011 | |||
Country | Poland | Vote Deadline Date | 29-Mar-2011 | |||
SEDOL(s) | B03NGS5 - B040663 - B28LD76 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 21808 | 0 | 19-Mar-2011 | 29-Mar-2011 | |
NAGARJUNA FERTILIZERS AND CHEMICALS LTD | ||||||
Security | Y61992114 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2011 | ||||
ISIN | INE580A01013 | Agenda | 702840073 - Management | |||
City | HYDERABAD | Holding Recon Date | 08-Apr-2011 | |||
Country | India | Vote Deadline Date | 04-Apr-2011 | |||
SEDOL(s) | 6628644 - B1VW7P5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 636076 | 0 | 15-Mar-2011 | 07-Apr-2011 | |
JAIPRAKASH POWER VENTURES LTD | ||||||
Security | Y4253C102 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2011 | ||||
ISIN | INE351F01018 | Agenda | 702845136 - Management | |||
City | TBD | Holding Recon Date | 04-Mar-2011 | |||
Country | India | Vote Deadline Date | 06-Apr-2011 | |||
SEDOL(s) | B0703M5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For |
CONT | CONTD divide all or any of the shares in the capital of the | Non-Voting | ||
Company, for the-time being, and to classify and reclassify such | ||||
shares from shares of one-class into shares of other class or | ||||
classes and to attach thereto-respectively such preferential, | ||||
deferred, qualified or other special rights-privileges, conditions or | ||||
restrictions and to vary, modify or abrogate any-such rights, | ||||
privileges, conditions or restrictions, in accordance with the- | ||||
relevant provisions of the Articles of Association of the Company | ||||
for the-time being in force in that behalf and the provisions of the | ||||
Companies Act,-1956. Resolved further that Clause-V of the | ||||
Memorandum of Association of the-Company be and is hereby | ||||
altered to read as follows: The Authorised Share-Capital of the | ||||
Company is INR 6900,00,00,000 CONTD | ||||
CONT | CONTD (Rupees Six Thousand Nine Hundred Crore only) divided | Non-Voting | ||
into-390,00,00,000 (Three Hundred Ninety Crore) equity shares of | ||||
INR 10/- each and-30,00,00,000 (Thirty Crore) Preference Shares | ||||
of INR 100/- each (whether-convertible - optionally or compulsorily | ||||
or non convertible, cumulative or-non cumulative) with power to | ||||
the Company to convert the Preference Shares-into Equity Shares | ||||
at any time and from time to time to increase, reduce or-modify | ||||
the capital and to divide all or any of the shares in the capital of- | ||||
the Company for the time being, and to classify and reclassify | ||||
such shares-from shares of one class into shares of other class or | ||||
classes and to attach-thereto respectively such preferential, | ||||
deferred, qualified or other special-CONTD | ||||
CONT | CONTD rights, privileges, conditions or restrictions and to vary, | Non-Voting | ||
modify or-abrogate any such rights, privileges, conditions or | ||||
restrictions, in-accordance with the relevant provisions of the | ||||
Articles of Association of the-Company for the time being in force | ||||
in that behalf and the provisions of the-Companies Act, 1956. | ||||
Resolved further that the Board of Directors of the-Company be | ||||
and is hereby authorized to take all such actions as may be- | ||||
considered necessary to give effect to the aforesaid Resolution | ||||
2 | Management Proposal | Management | For | For |
CONT | CONTD as may be necessary and subject to such conditions as | Non-Voting | ||
may be prescribed-by any of them in granting any such approval, | ||||
consent, permission or-sanction, which the Board of Directors | ||||
(hereafter referred to as the "Board",-term shall be deemed to | ||||
include any duly constituted Committee thereof), be-and is hereby | ||||
authorized to issue, offer and allot in one or more tranches in-the | ||||
domestic or international markets, by way of Follow-on Public | ||||
Offer and/-or on a private placement basis and/or by way of a | ||||
Qualified Institutions-Placement (QIP) in terms of the Chapter VIII | ||||
(Issue of Capital and Disclosure-Requirements) Regulations, | ||||
2009, equity shares with voting rights or with-differential rights as | ||||
to voting, dividend or otherwise in the company, CONTD | ||||
CONT | CONTD in accordance with such rules and subject to such | Non-Voting | ||
conditions as are-stipulated therein and/or equity shares in the | ||||
form of Global Depository-Receipts (GDRs) and/ or American | ||||
Depository Receipts (ADRs), and/ or Foreign-Currency | ||||
Convertible Bonds (FCCBs), Optionally Convertible Redeemable- | ||||
Preference Shares (OCRPS) convertible into equity shares in the | ||||
Company with-voting rights or with differential rights as to voting, | ||||
dividend or otherwise-in accordance with such rules and subject to | ||||
such conditions as may be-prescribed or any other instrument | ||||
(hereinafter referred to as the-"Securities"), to be subscribed to, in | ||||
foreign currency(ies) by International-and/or Indian Banks, | ||||
CONTD | ||||
CONT | CONTD Institutions, Institutional Investors, Mutual Funds, | Non-Voting | ||
companies, other-corporate bodies, resident/ non-resident | ||||
Indians, foreign nationals and other-eligible Investors, as may be | ||||
decided by the Board, (hereinafter referred to-as "Investors"), | ||||
whether or not such Investors are members of the Company or- | ||||
not, at such price as may be determined by the Board, upto an | ||||
aggregate of-INR 3500 Crore (Rupees Three Thousand Five | ||||
Hundred Crore only) in Indian-Rupees or equivalent in any foreign | ||||
currency (inclusive of such premium as-may be determined) and | ||||
such issue and allotment be made at such time or-times, in such | ||||
tranche or tranches, in such currency or currencies, in such- | ||||
manner and on such terms and conditions (including in relation to | ||||
security on-convertible debt instruments) CONTD | ||||
CONT | CONTD as may be decided and deemed appropriate by the Board | Non-Voting | ||
in its sole-discretion at the lime of issue / allotment. Resolved | ||||
further that in case of-Qualified Institutions Placement(s) pursuant | ||||
to Chapter VIII (Issue of-Capital and Disclosure Requirements) | ||||
Regulations, 2009, the allotment of-Securities shall only be made | ||||
to Qualified Institutional Buyers within the-meaning of Chapter VIII | ||||
(Issue of Capital and Disclosure Requirements)-Regulations, 2009 | ||||
and such Securities shall be fully paid-up and the-allotment of | ||||
such Securities shall be completed within 12 months from the-date | ||||
of this Resolution. Resolved further that the Company and/or any | ||||
agency-or body authorized by the Company, may issue | ||||
receipts/certificates-representing the underlying Securities issued | ||||
by the Company with such-features and attributes CONTD | ||||
CONT | CONTD as are prevalent in international capital markets for | Non-Voting | ||
instruments of-this nature and provide for the tradability or free | ||||
transferability thereof-as per the domestic / international practices, | ||||
norms and regulations, and-under the norms and practices | ||||
prevalent in the International Markets.-Resolved further that the | ||||
Board be and is hereby authorized to issue and-allot, from time to | ||||
time, such number of equity shares at such premium as may-be | ||||
decided by the Board in its absolute discretion, as may be | ||||
required to be-issued and allotted upon conversion of such | ||||
Securities or as may be necessary-in accordance with the terms | ||||
of the offering, including additional equity-shares, and all such | ||||
shares shall rank pari- passu with the existing equity-shares in the | ||||
Company in all respects including dividend. CONTD |
CONT | CONTD Resolved further that for the purpose of giving effect to | Non-Voting | ||||
any issue-and/or allotment of equity shares in the Company or | ||||||
Securities or instruments-or Securities representing or convertible | ||||||
into equity shares in the Company,-the Board be and is hereby | ||||||
authorized on behalf of the Company to do all such-acts, deeds, | ||||||
matters and things as it may at its discretion, deem necessary,- | ||||||
appropriate or desirable for such purpose, including, without | ||||||
limitation,-determining the form and manner of the issue, the class | ||||||
of investors to whom-the securities are to be issued and allotted, | ||||||
number of Securities to be-allotted in each tranche, issue price, | ||||||
face value, premium amount on-issue/conversion of | ||||||
securities/exercise of warrants/ redemption of-Securities, rate of | ||||||
interest, redemption period, to appoint Lead Managers,-CONTD | ||||||
CONT | CONTD Merchant Bankers, Global Business Co-ordinators, Book | Non-Voting | ||||
Runners,-Underwriters, Guarantors, Financial and/or Legal | ||||||
Advisors, Depositories,-Custodians, Registrars, Trustees, Bankers | ||||||
and all other agencies, to enter-into or execute of all such | ||||||
agreements/ arrangements /MOUs/documents with any-such | ||||||
agencies, as may be necessary; to list the Securities and the | ||||||
equity-shares to be issued on conversion of the said Securities on | ||||||
any Indian and/or-Foreign Stock Exchange(s), as it may in its | ||||||
absolute discretion deem fit.-CONTD | ||||||
CONT | CONTD Resolved further that the Board be and is hereby | Non-Voting | ||||
authorized to settle-all questions, difficulties or doubts that may | ||||||
arise in regard to the issue,-offer or allotment of Securities and | ||||||
utilization of the issue proceeds as it-may in its absolute discretion | ||||||
deem fit without being required to seek any-further consent or | ||||||
approval of the members or otherwise, with the intent that-the | ||||||
members shall be deemed to have given their approval thereto | ||||||
expressly by-the authority of this Resolution. Resolved further that | ||||||
the Board be and is-hereby authorized to delegate all or any of the | ||||||
powers herein conferred to-any Committee of Directors or Whole- | ||||||
time Director(s) or any Director(s) or-any other Officer(s) of the | ||||||
Company to give effect to the aforesaid-Resolution | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 418926 | 0 | 17-Mar-2011 | 06-Apr-2011 | |
GRUPO BIMBO SAB DE CV, MEXICO | ||||||
Security | P4949B104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2011 | ||||
ISIN | MXP495211262 | Agenda | 702880940 - Management | |||
City | PENA BLANCA SANTA FE | Holding Recon Date | 04-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 07-Apr-2011 | |||
SEDOL(s) | 2392471 - B02VBK7 - B2Q3NL8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID: 802387 AS THERE ARE TWO S-EPARATE MEETINGS | ||||||
TAKING PLACE AT THE SAME TIME AND THE MEETING | ||||||
TYPES ARE AGM A-ND EGM. ALL VOTES RECEIVED ON THE | ||||||
PREVIOUS MEETING WILL BE DISREGARDED AND YOU-WILL | ||||||
NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK | ||||||
YOU. | ||||||
VIII | Management Proposal | Management | For | For | ||
IX | Management Proposal | Management | For | For | ||
X | Management Proposal | Management | For | For | ||
XI | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 13600 | 0 | 30-Mar-2011 | 07-Apr-2011 | |
GRUPO BIMBO SAB DE CV, MEXICO | ||||||
Security | P4949B104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2011 | ||||
ISIN | MXP495211262 | Agenda | 702882413 - Management | |||
City | PENA BLANCA SANTA FE | Holding Recon Date | 07-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 07-Apr-2011 | |||
SEDOL(s) | 2392471 - B02VBK7 - B2Q3NL8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID: 802387 AS THERE ARE TWO S-EPARATE MEETINGS | ||||||
TAKING PLACE AT THE SAME TIME AND THE MEETING | ||||||
TYPES ARE AGM A-ND EGM. ALL VOTES RECEIVED ON THE | ||||||
PREVIOUS MEETING WILL BE DISREGARDED AND YOU-WILL | ||||||
NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK | ||||||
YOU. | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For |
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN RECORD DATE FROM 04 APR T-O 07 APR 2011. IF YOU | ||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN TH-IS PROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU-. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 13600 | 0 | 30-Mar-2011 | 07-Apr-2011 | |
CIA SANEAMENTO MINAS GERAIS SA | ||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2011 | ||||
ISIN | BRCSMGACNOR5 | Agenda | 702919361 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 13-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 07-Apr-2011 | |||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 58732 | 0 | 07-Apr-2011 | 07-Apr-2011 | |
CIA SANEAMENTO MINAS GERAIS SA | ||||||
Security | P28269101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Apr-2011 | ||||
ISIN | BRCSMGACNOR5 | Agenda | 702920629 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 13-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 07-Apr-2011 | |||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 58732 | 0 | 07-Apr-2011 | 07-Apr-2011 | |
HOTEL LEELA VENTURE LTD | ||||||
Security | Y3723C148 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 16-Apr-2011 | ||||
ISIN | INE102A01024 | Agenda | 702872006 - Management |
City | TBA | Holding Recon Date | 11-Mar-2011 | |||
Country | India | Vote Deadline Date | 12-Apr-2011 | |||
SEDOL(s) | B1D4ZM2 - B1DQNB3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 799972 DUE TO RECEIPT OF P-AST RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDE-D AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 381277 | 0 | 26-Mar-2011 | 12-Apr-2011 | |
RANDON SA IMPLEMENTOS E PARTICIPACOES, CAXIAS DO S | ||||||
Security | P7988W103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Apr-2011 | ||||
ISIN | BRRAPTACNPR4 | Agenda | 702889253 - Management | |||
City | CAXIAS DO SUL | Holding Recon Date | 14-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 11-Apr-2011 | |||
SEDOL(s) | 2723167 - B010V49 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ITEM III ONLY. THANK-YOU. | ||||||
I | To examine, discuss and vote upon the board of directors annual | Non-Voting | ||||
report, the-financial statements, external auditors and of the | ||||||
finance committee and-documents opinion report relating to fiscal | ||||||
year ending December 31, 2010 | ||||||
II | Distribution of the fiscal years net profits and deliberate on the- | Non-Voting | ||||
distribution dividends | ||||||
III | Management Proposal | Management | For | For | ||
IV | To set the directors global remuneration, if in case, the members | Non-Voting | ||||
of the-finance committee | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 172363 | 0 | 01-Apr-2011 | 12-Apr-2011 | |
CESP - COMPANHIA ENERGETICA DE SAO PAULO MEDIUM TE | ||||||
Security | P25784193 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 18-Apr-2011 | ||||
ISIN | BRCESPACNPB4 | Agenda | 702917381 - Management | |||
City | SAO PAULO | Holding Recon Date | 14-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 12-Apr-2011 | |||
SEDOL(s) | B17MHG0 - B1NPCX5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE |
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ITEM "A". THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
A | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 233790 | 0 | 06-Apr-2011 | 13-Apr-2011 | |
VALE S A | ||||||
Security | P9661Q155 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Apr-2011 | ||||
ISIN | BRVALEACNOR0 | Agenda | 702856432 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 15-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 11-Apr-2011 | |||
SEDOL(s) | 2196286 - 7332706 - B234NB4 - B2QYXQ6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 800558 DUE TO CHANGE IN ME-ETING TYPE. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN MEETING TIME. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 102354 | 0 | 24-Mar-2011 | 12-Apr-2011 | |
BANK POLSKA KASA OPIEKI SA | ||||||
Security | X0641X106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Apr-2011 | ||||
ISIN | PLPEKAO00016 | Agenda | 702859921 - Management | |||
City | WARSAW | Holding Recon Date | 01-Apr-2011 | |||
Country | Poland | Vote Deadline Date | 01-Apr-2011 | |||
SEDOL(s) | 5473113 - B020KP2 - B28FBX0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For |
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12.1 | Management Proposal | Management | For | For | ||
12.2 | Management Proposal | Management | For | For | ||
12.3 | Management Proposal | Management | For | For | ||
12.4 | Management Proposal | Management | For | For | ||
12.5 | Management Proposal | Management | For | For | ||
12.6 | Management Proposal | Management | For | For | ||
12.7a | Management Proposal | Management | For | For | ||
12.7b | Management Proposal | Management | For | For | ||
12.7c | Management Proposal | Management | For | For | ||
12.7d | Management Proposal | Management | For | For | ||
12.7e | Management Proposal | Management | For | For | ||
12.7f | Management Proposal | Management | For | For | ||
12.7g | Management Proposal | Management | For | For | ||
12.7h | Management Proposal | Management | For | For | ||
12.7i | Management Proposal | Management | For | For | ||
12.7j | Management Proposal | Management | For | For | ||
12.7k | Management Proposal | Management | For | For | ||
12.8a | Management Proposal | Management | For | For | ||
12.8b | Management Proposal | Management | For | For | ||
12.8c | Management Proposal | Management | For | For | ||
12.8d | Management Proposal | Management | For | For | ||
12.8e | Management Proposal | Management | For | For | ||
12.8f | Management Proposal | Management | For | For | ||
12.8g | Management Proposal | Management | For | For | ||
12.8h | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
CMMT | DELETION OF REVISION COMMENT. THANK YOU. | Non-Voting | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 3269 | 0 | 25-Mar-2011 | 01-Apr-2011 | |
CIA DE CONCESSOES RODOVIARIAS, SAO PAULO | ||||||
Security | P1413U105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-Apr-2011 | ||||
ISIN | BRCCROACNOR2 | Agenda | 702899898 - Management | |||
City | SAO PAULO | Holding Recon Date | 15-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 12-Apr-2011 | |||
SEDOL(s) | 2840970 - B06M3P5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU |
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||||
MODIFICATION IN THE TEXT OF THE RES-OLUTION 2. IF | |||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | |||||||
NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO | |||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 146332 | 0 | 04-Apr-2011 | 13-Apr-2011 | ||
VALE S.A. | |||||||
Security | 91912E105 | Meeting Type | Special | ||||
Ticker Symbol | VALE | Meeting Date | 19-Apr-2011 | ||||
ISIN | US91912E1055 | Agenda | 933405246 - Management | ||||
City | Holding Recon Date | 22-Mar-2011 | |||||
Country | United States | Vote Deadline Date | 14-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
O1A | Adopt Accounts for Past Year | Management | For | For | |||
O1B | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||
O1C | Election of Directors (Full Slate) | Management | For | For | |||
O1D | Ratify Appointment of Independent Auditors | Management | For | For | |||
O1E | Approve Remuneration of Directors and Auditors | Management | For | For | |||
E2A | Stock Issuance | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 38307 | 0 | 02-Apr-2011 | 02-Apr-2011 | ||
EGShares EM Metals & Mining ETF | 93I | 105439 | 0 | 02-Apr-2011 | 02-Apr-2011 | ||
ONMOBILE GLOBAL LTD, BANGALORE | |||||||
Security | Y6449B104 | Meeting Type | Other Meeting | ||||
Ticker Symbol | Meeting Date | 20-Apr-2011 | |||||
ISIN | INE809I01019 | Agenda | 702856444 - Management | ||||
City | TBA | Holding Recon Date | 04-Mar-2011 | ||||
Country | India | Vote Deadline Date | 06-Apr-2011 | ||||
SEDOL(s) | B2NWJQ5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | |||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | |||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | |||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | |||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | |||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | |||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | |||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 65357 | 0 | 24-Mar-2011 | 06-Apr-2011 | ||
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | |||||||
Security | X6582S105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 20-Apr-2011 | |||||
ISIN | PLPGNIG00014 | Agenda | 702861053 - Management | ||||
City | WARSAW | Holding Recon Date | 04-Apr-2011 | ||||
Country | Poland | Vote Deadline Date | 04-Apr-2011 | ||||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Other Business | Management | For | Against | ||
14 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 267315 | 0 | 26-Mar-2011 | 04-Apr-2011 | |
PTT PUBLIC COMPANY LIMITED | ||||||
Security | Y6883U113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-Apr-2011 | ||||
ISIN | TH0646010015 | Agenda | 702874480 - Management | |||
City | BANGKOK | Holding Recon Date | 17-Mar-2011 | |||
Country | Thailand | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 6420390 - 7664379 - B1BDGH3 - B1G40G8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IN THE SITUATION WHERE THE CHAIRMAN OF THE | Non-Voting | ||||
MEETING SUDDENLY CHANGE THE AGENDA-AND/OR ADD | ||||||
NEW AGENDA DURING THE MEETING, WE WILL VOTE THAT | ||||||
AGENDA AS-ABSTAIN. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
CONT | CONTD committee shall receive an additional 25% on top of | Non-Voting | ||||
his/her attendance-fee. The secretary of the Audit Committee shall | ||||||
receive a monthly fee of-7,500 Baht; PTT requires shareholder | ||||||
approval of the annual bonus policy at-0.05% of the annual net | ||||||
profit but not exceeding 2,000,000 Baht per person-annually (as | ||||||
same rate as 2010). Additionally, under the current practice,-PTT | ||||||
pays a pro rata bonus to directors. The chairman of the board is | ||||||
eligible-to receive an additional 25% on top of his/her bonus | ||||||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
6.3 | Management Proposal | Management | For | For | ||
6.4 | Management Proposal | Management | For | For | ||
6.5 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Other Business | Management | For | Against | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 85389 | 0 | 29-Mar-2011 | 18-Apr-2011 | |
ABSA GROUP LTD | ||||||
Security | S0269J708 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-Apr-2011 | ||||
ISIN | ZAE000067237 | Agenda | 702902164 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 19-Apr-2011 | |||
Country | South Africa | Vote Deadline Date | 14-Apr-2011 | |||
SEDOL(s) | B0DR0K7 - B0DT3T3 - B0F0DW7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For |
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 16229 | 0 | 05-Apr-2011 | 14-Apr-2011 | |
PTT AROMATICS AND REFINING PUBLIC COMPANY LTD, BAN | ||||||
Security | Y71360112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-Apr-2011 | ||||
ISIN | TH0968010015 | Agenda | 702919551 - Management | |||
City | BANGKOK | Holding Recon Date | 14-Mar-2011 | |||
Country | Thailand | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | B2NBM63 - B2NFMF4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5.A | Management Proposal | Management | For | For | ||
5.B | Management Proposal | Management | For | For | ||
5.C | Management Proposal | Management | For | For | ||
5.D | Management Proposal | Management | For | For | ||
5.E | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Other Business | Management | For | Against | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
MODIFICATION IN THE TEXT OF THE RES-OLUTION 5A. IF | ||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||
NOT RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 360028 | 0 | 07-Apr-2011 | 19-Apr-2011 | |
CIMB GROUP HOLDINGS BHD | ||||||
Security | Y1636J101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Apr-2011 | ||||
ISIN | MYL1023OO000 | Agenda | 702886738 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 20-Apr-2011 | |||
Country | Malaysia | Vote Deadline Date | 15-Apr-2011 | |||
SEDOL(s) | 6075745 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For |
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
CONT | CONTD share capital of the Company at any point in time and an | Non-Voting | ||||
amount not-exceeding the total retained profits of approximately | ||||||
MYR1,264 million and/or-share premium account of approximately | ||||||
MYR4,193 million of the Company based-on the Audited Financial | ||||||
Statements for the financial year ended 31 December-2010 be | ||||||
allocated by the Company for the Proposed Shares Buy-Back and | ||||||
that-the ordinary shares of the Company to be purchased are | ||||||
proposed to be-cancelled and/or retained as treasury shares and | ||||||
either subsequently be-cancelled, distributed as dividends or re- | ||||||
sold on Bursa Securities and that-the Board of Directors of the | ||||||
Company be and are hereby empowered generally-to do all acts | ||||||
and things to give effect to the Proposed Shares Buy-Back and- | ||||||
that such authority shall commence immediately upon passing of | ||||||
this ordinary-CONTD | ||||||
CONT | CONTD resolution until: i. the conclusion of the next Annual | Non-Voting | ||||
General Meeting-of the Company in 2012 at which time such | ||||||
authority shall lapse unless by-ordinary resolution passed at that | ||||||
meeting, the authority is renewed, either-unconditionally or subject | ||||||
to conditions; ii. the expiration of the period-within which the next | ||||||
Annual General Meeting after that date is required by-law to be | ||||||
held; or iii. revoked or varied by ordinary resolution passed by-the | ||||||
shareholders of the Company in a general meeting; whichever is | ||||||
the-earlier but not so as to prejudice the completion of purchase(s) | ||||||
by the-Company before the aforesaid expiry date and, in any | ||||||
event, in accordance-with the provisions of the guidelines issued | ||||||
by the Bursa Securities and/or-any other relevant authorities | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 120100 | 0 | 31-Mar-2011 | 18-Apr-2011 | |
LOCALIZA RENT A CAR SA, BELO HORIZONTE | ||||||
Security | P6330Z111 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Apr-2011 | ||||
ISIN | BRRENTACNOR4 | Agenda | 702938486 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 20-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 14-Apr-2011 | |||
SEDOL(s) | B08K3S0 - B0ZNNV5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 96506 | 0 | 13-Apr-2011 | 15-Apr-2011 | |
LOCALIZA RENT A CAR SA, BELO HORIZONTE | ||||||
Security | P6330Z111 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 25-Apr-2011 | ||||
ISIN | BRRENTACNOR4 | Agenda | 702939591 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 20-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 14-Apr-2011 | |||
SEDOL(s) | B08K3S0 - B0ZNNV5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 96506 | 0 | 13-Apr-2011 | 15-Apr-2011 | |
CSR CORP LTD | ||||||
Security | Y1516V109 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | CNE100000BG0 | Agenda | 702823320 - Management | |||
City | BEIJING | Holding Recon Date | 25-Mar-2011 | |||
Country | China | Vote Deadline Date | 13-Apr-2011 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110307/LTN2 | ||||||
0110307507.pdf | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
1.6 | Management Proposal | Management | For | For | ||
1.7 | Management Proposal | Management | For | For | ||
1.8 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
CONT | CONTD the Share Options (effective or not effective, exercised or- | Non-Voting | ||||
outstanding) granted to the Participants in accordance with the | ||||||
provisions of-the Share Option Scheme, in the event of | ||||||
resignation, retirement or death of-a Participant or occurrence of | ||||||
other special events in relation to the-Company or the Participants | ||||||
as specified in the Share Option Scheme; (v)-determine whether | ||||||
to reclaim the benefits obtained from the exercise of Share- | ||||||
Options by Participants as stipulated in accordance with the Share | ||||||
Option-Scheme; (vi) otherwise manage the Share Option Scheme | ||||||
where necessary; (vii)-carry out any other matters (exclusive of | ||||||
those matters expressly stipulated-in relevant documents to be | ||||||
determined/approved by the general meeting)-necessary for the | ||||||
implementation of the Share Option Scheme | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 549155 | 0 | 09-Mar-2011 | 14-Apr-2011 | |
CSR CORP LTD | ||||||
Security | Y1516V109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | CNE100000BG0 | Agenda | 702849007 - Management | |||
City | BEIJING | Holding Recon Date | 25-Mar-2011 | |||
Country | China | Vote Deadline Date | 13-Apr-2011 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110307/LTN2 | ||||||
0110307505.pdf | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For |
1.4 | Management Proposal | Management | For | For |
1.5 | Management Proposal | Management | For | For |
1.6 | Management Proposal | Management | For | For |
1.7 | Management Proposal | Management | For | For |
1.8 | Management Proposal | Management | For | For |
2 | Management Proposal | Management | For | For |
3 | Management Proposal | Management | For | For |
CONT | CONTD the Share Options (effective or not effective, exercised or- | Non-Voting | ||
outstanding) granted to the Participants in accordance with the | ||||
provisions of-the Share Option Scheme, in the event of | ||||
resignation, retirement or death of-a Participant or occurrence of | ||||
other special events in relation to the-Company or the Participants | ||||
as specified in the Share Option Scheme; (v)-determine whether | ||||
to reclaim the benefits obtained from the exercise of Share- | ||||
Options by Participants as stipulated in accordance with the Share | ||||
Option-Scheme; (vi) otherwise manage the Share Option Scheme | ||||
where necessary; (vii)-carry out any other matters (exclusive of | ||||
those matters expressly stipulated-in relevant documents to be | ||||
determined/approved by the general meeting)-necessary for the | ||||
implementation of the Share Option Scheme | ||||
4 | Management Proposal | Management | For | For |
CONT | CONTD prevailing market conditions at the time of the issue and | Non-Voting | ||
upon-negotiations with the lead underwriter(s), provided that the | ||||
rate is approved-by relevant regulatory authorities in the PRC. (4) | ||||
Target investors.-Institutional investors in the national inter-bank | ||||
market. (5) Use of-proceeds. Including repayment of loan(s) and | ||||
replenishment of working-capital. (6) Conditions precedent to the | ||||
issue i) approval at the general-meeting of the Company; and ii) | ||||
the National Association of Financial Market-Institutional Investors | ||||
accepting the Company's registration of the-Short-term | ||||
Debentures. (b) a general and unconditional mandate be granted | ||||
to-the committee of the Board comprising Mr. Zhao Xiaogang and | ||||
Mr. Zheng-Changhong, being the Directors of the Company, to | ||||
determine and to deal with-the following matters pursuant to | ||||
applicable laws CONTD | ||||
CONT | CONTD and the then market conditions: (1) to determine the | Non-Voting | ||
details of the-issue of the Short-term Debentures and to formulate | ||||
and implement detailed-issue proposal which includes, but not | ||||
limited to, an issue size of not more-than RMB5 billion, the issue | ||||
plan, the amount and period of each tranche, the-maturity and | ||||
method of repayment of the principal and interests, the- | ||||
determination mechanism of the interest rate of the debentures, | ||||
determination-of the specific arrangements and use of proceeds | ||||
based on the actual-situation in accordance with the use of | ||||
proceeds as approved at the general-meeting of the Company; (2) | ||||
to deal with other matters relating to the issue,-including, but not | ||||
limited to, selecting qualified professional institutions,-applying for | ||||
registration to the National Association of Financial Market- | ||||
Institutional Investors in respect of the CONTD | ||||
CONT | CONTD issue, handling relevant matters in relation to issue and | Non-Voting | ||
trading of-the debentures, carrying out all relevant negotiations in | ||||
relation to the-issue of the Short-term Debentures for and on | ||||
behalf of the Company, signing-and executing all relevant | ||||
agreements and other necessary documents for and-on behalf of | ||||
the Company, and making relevant information disclosure | ||||
pursuant-to applicable regulatory requirements (if necessary); (3) | ||||
in the case that-any change in regulatory polices or market | ||||
conditions relating to the issue-occurs, to make corresponding | ||||
adjustments to the specific issue proposal and-other relevant | ||||
matters in relation to the issue of the Short-term Debentures-in | ||||
accordance with the opinions of the regulatory authorities, except | ||||
for-those matters which are subject to re-approval by the | ||||
shareholders at a-general CONTD | ||||
CONT | CONTD meeting of the Company as required by the provisions of | Non-Voting | ||
relevant laws,-regulations and the articles of association of the | ||||
Company; and (4) to take-all such actions as necessary and in the | ||||
interest of the Company and to-determine or to deal with specific | ||||
matters in relation to the issue of the-Short-term Debentures. | ||||
Upon approval at the general meeting of the Company,-the | ||||
aforementioned authorization shall remain effective within the | ||||
registered-period of the issue of the Short-term Debentures or the | ||||
duration of such-relevant matters | ||||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO | Non-Voting | ||
RESOLUTIONS 5, 6 AND 7-REGARDING THE ELECTION OF | ||||
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN | ||||
REMOVED-FOR THIS MEETING. PLEASE NOTE THAT ONLY A | ||||
VOTE "FOR" THE DIRECTOR WILL BE-CUMULATED. PLEASE | ||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE IF YOU | ||||
HAVE ANY-QUESTIONS | ||||
5.1 | Management Proposal | Management | For | For |
5.2 | Management Proposal | Management | For | For |
5.3 | Management Proposal | Management | For | For |
5.4 | Management Proposal | Management | For | For |
6.1 | Management Proposal | Management | For | For |
6.2 | Management Proposal | Management | For | For |
6.3 | Management Proposal | Management | For | For |
6.4 | Management Proposal | Management | For | For |
6.5 | Management Proposal | Management | For | For |
7.1 | Management Proposal | Management | For | For |
7.2 | Management Proposal | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 549155 | 0 | 23-Mar-2011 | 14-Apr-2011 | |
EMBRAER S A | ||||||
Security | P3700H201 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BREMBRACNOR4 | Agenda | 702875470 - Management | |||
City | SAO JOSE DOS CAMPOS | Holding Recon Date | 20-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 15-Apr-2011 | |||
SEDOL(s) | B16FPG6 - B16S0Y8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 500646 | 0 | 29-Mar-2011 | 18-Apr-2011 | |
WEG SA BRAZIL | ||||||
Security | P9832B129 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BRWEGEACNOR0 | Agenda | 702880801 - Management | |||
City | JARAGUA DO SUL | Holding Recon Date | 21-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 2945422 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 300647 | 0 | 30-Mar-2011 | 20-Apr-2011 | |
WEG SA BRAZIL | ||||||
Security | P9832B129 | Meeting Type | ExtraOrdinary General Meeting |
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BRWEGEACNOR0 | Agenda | 702882475 - Management | |||
City | JARAGUA DO SUL | Holding Recon Date | 21-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 2945422 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 300647 | 0 | 31-Mar-2011 | 19-Apr-2011 | |
EMBRAER S A | ||||||
Security | P3700H201 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BREMBRACNOR4 | Agenda | 702883061 - Management | |||
City | SAO JOSE DOS CAMPOS | Holding Recon Date | 20-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 15-Apr-2011 | |||
SEDOL(s) | B16FPG6 - B16S0Y8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1.I | Management Proposal | Management | For | For | ||
1.II | Management Proposal | Management | For | For | ||
1.III | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 500646 | 0 | 31-Mar-2011 | 18-Apr-2011 | |
FALABELLA SOCIEDAD ANOMINA COMERCIAL E INDUSTRIAL | ||||||
Security | P3880F108 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | CLP3880F1085 | Agenda | 702899292 - Management | |||
City | SANTIAGO | Holding Recon Date | 18-Apr-2011 | |||
Country | Chile | Vote Deadline Date | 20-Apr-2011 | |||
SEDOL(s) | 2771672 - B02TS00 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 22962 | 0 | 02-Apr-2011 | 20-Apr-2011 | |
GERDAU S A |
Security | P2867P105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BRGGBRACNOR1 | Agenda | 702934781 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 20-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 15-Apr-2011 | |||
SEDOL(s) | 2160418 - 2645443 - B3BHHB0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 298250 | 0 | 12-Apr-2011 | 19-Apr-2011 | |
GERDAU S A | ||||||
Security | P2867P105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BRGGBRACNOR1 | Agenda | 702935175 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 20-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 15-Apr-2011 | |||
SEDOL(s) | 2160418 - 2645443 - B3BHHB0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 298250 | 0 | 12-Apr-2011 | 19-Apr-2011 | |
OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO | ||||||
Security | P73376108 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2011 | ||||
ISIN | BROHLBACNOR6 | Agenda | 702939414 - Management | |||
City | SAO PAULO | Holding Recon Date | 21-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | B0DK255 - B3KH3D5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE |
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 23863 | 0 | 13-Apr-2011 | 19-Apr-2011 | ||
OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO | |||||||
Security | P73376108 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Apr-2011 | |||||
ISIN | BROHLBACNOR6 | Agenda | 702940188 - Management | ||||
City | SAO PAULO | Holding Recon Date | 21-Apr-2011 | ||||
Country | Brazil | Vote Deadline Date | 18-Apr-2011 | ||||
SEDOL(s) | B0DK255 - B3KH3D5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | |||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | |||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | |||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | |||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | |||||||
YOU. | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
I | Management Proposal | Management | For | For | |||
II | Management Proposal | Management | For | For | |||
III | Management Proposal | Management | For | For | |||
IV | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 23863 | 0 | 13-Apr-2011 | 19-Apr-2011 | ||
FALABELLA SOCIEDAD ANOMINA COMERCIAL E INDUSTRIAL | |||||||
Security | P3880F108 | Meeting Type | Ordinary General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Apr-2011 | |||||
ISIN | CLP3880F1085 | Agenda | 702969330 - Management | ||||
City | TBD | Holding Recon Date | 18-Apr-2011 | ||||
Country | Chile | Vote Deadline Date | 20-Apr-2011 | ||||
SEDOL(s) | 2771672 - B02TS00 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
8 | Management Proposal | Management | For | For | |||
9 | Management Proposal | Management | For | For | |||
10 | Other Business | Management | For | Against | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 22962 | 0 | 19-Apr-2011 | 20-Apr-2011 | ||
EMPRESA NACIONAL DE ELECTRICIDAD S.A. | |||||||
Security | 29244T101 | Meeting Type | Annual | ||||
Ticker Symbol | EOC | Meeting Date | 26-Apr-2011 | ||||
ISIN | US29244T1016 | Agenda | 933399885 - Management | ||||
City | Holding Recon Date | 18-Mar-2011 |
Country | Cote D'ivoire | Vote Deadline Date | 20-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Adopt Accounts for Past Year | Management | For | For | |||
02 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||
04 | Approve Previous Board's Actions | Management | For | For | |||
05 | 14A Executive Compensation | Management | For | For | |||
06 | 14A Executive Compensation | Management | For | For | |||
08 | Ratify Appointment of Independent Auditors | Management | For | For | |||
09 | Election of Directors (Full Slate) | Management | For | For | |||
11 | Bundled Corporate Governance | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 2494 | 0 | 30-Mar-2011 | 30-Mar-2011 | ||
ENERSIS S.A. | |||||||
Security | 29274F104 | Meeting Type | Annual | ||||
Ticker Symbol | ENI | Meeting Date | 26-Apr-2011 | ||||
ISIN | US29274F1049 | Agenda | 933399897 - Management | ||||
City | Holding Recon Date | 18-Mar-2011 | |||||
Country | Cote D'ivoire | Vote Deadline Date | 20-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Approve Financial Statements, Allocation of Income, and | Management | For | For | |||
Discharge Directors | |||||||
02 | Dividends | Management | For | For | |||
03 | Miscellaneous Compensation Plans | Management | For | For | |||
04 | Miscellaneous Compensation Plans | Management | For | For | |||
06 | Ratify Appointment of Independent Auditors | Management | For | For | |||
07 | Approve Remuneration of Directors and Auditors | Management | For | For | |||
08 | Miscellaneous Corporate Actions | Management | For | For | |||
09 | Miscellaneous Corporate Actions | Management | For | For | |||
13 | Miscellaneous Corporate Actions | Management | For | For | |||
14 | Miscellaneous Corporate Actions | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 5628 | 0 | 30-Mar-2011 | 30-Mar-2011 | ||
BANCO SANTANDER BRASIL S.A. | |||||||
Security | 05967A107 | Meeting Type | Annual | ||||
Ticker Symbol | BSBR | Meeting Date | 26-Apr-2011 | ||||
ISIN | US05967A1079 | Agenda | 933426492 - Management | ||||
City | Holding Recon Date | 01-Apr-2011 | |||||
Country | United States | Vote Deadline Date | 19-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
OA | Approve Financial Statements, Allocation of Income, and | Management | For | For | |||
Discharge Directors | |||||||
OB | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||
OC | Election of Directors | Management | For | For | |||
OD | Ratify Appointment of Independent Auditors | Management | For | For | |||
E1 | Approve Article Amendments | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Financials GEMS ETF | 93I | 10907 | 0 | 16-Apr-2011 | 16-Apr-2011 | ||
TATA COMMUNICATIONS LTD | |||||||
Security | Y9371X128 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Apr-2011 | |||||
ISIN | INE151A01013 | Agenda | 702899153 - Management | ||||
City | MUMBAI | Holding Recon Date | 22-Apr-2011 | ||||
Country | India | Vote Deadline Date | 19-Apr-2011 | ||||
SEDOL(s) | 6114745 - B018TS3 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD Resolved further that Mr. Vinod Kumar, Managing | Non-Voting | ||||
Director and CEO,-and/or Mr. Satish Ranade, Company Secretary | ||||||
& Chief Legal Officer and/or Mr.-Sanjay Baweja, Chief Financial | ||||||
Officer be jointly and/or severally authorized-on behalf of the | ||||||
Company to make such alterations modifications, or-amendments | ||||||
therein as may be expedient or necessary for complying with- | ||||||
requirements or conditions imposed by the Hon'ble High Court of | ||||||
Judicature at-Bombay and /or any other appropriate authorities | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 106626 | 0 | 02-Apr-2011 | 19-Apr-2011 | |
HEXAWARE TECHNOLOGIES LIMITED | ||||||
Security | Y31825121 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | INE093A01033 | Agenda | 702919842 - Management | |||
City | MUMBAI | Holding Recon Date | 21-Apr-2011 | |||
Country | India | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | B07LTC0 - B3BHNN4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
CONT | CONTD recommended by the Remuneration and Compensation | Non-Voting | ||||
Committee ("the-Committee") at its meeting held on July 28, 2010, | ||||||
the terms of which are set-out in the Explanatory Statement | ||||||
annexed to the Notice; Resolved further that-the Board / | ||||||
Committee be and is hereby authorized to take all such steps as- | ||||||
may be necessary, proper or expedient to give effect to the above | ||||||
resolution | ||||||
9 | Management Proposal | Management | For | For | ||
CONT | CONTD June 30,2008 under the Employee Stock Option Scheme | Non-Voting | ||||
2002 which has been-exercised by them and converted into equity | ||||||
shares of the Company be and is-hereby ratified: Resolved further | ||||||
that the Board/Committee be and is hereby-authorized to take all | ||||||
such steps as may be necessary, proper or expedient to-give | ||||||
effect to the above resolution | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 576367 | 0 | 07-Apr-2011 | 19-Apr-2011 | |
AMERICA MOVIL SAB DE CV, MEXICO | ||||||
Security | P0280A101 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | MXP001691213 | Agenda | 702942702 - Management | |||
City | HIDALGO | Holding Recon Date | 15-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
1.6 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT ONLY MEXICAN NATIONALS CAN VOTE | Non-Voting | ||||
ON THIS MEETING. THANK YOU. |
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 418161 | 0 | 14-Apr-2011 | 19-Apr-2011 | |
ULTRAPAR PARTICIPACOES S A | ||||||
Security | P94396101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | BRUGPAACNPR5 | Agenda | 702952929 - Management | |||
City | SAO PAULO | Holding Recon Date | 25-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2502593 - B0HZNY2 - B3DG191 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ITEM 4 AND 5 ONLY.-THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | To examine, discuss and vote upon the board of directors' annual | Non-Voting | ||||
report, the-financial statements and independent auditor's and | ||||||
finance committee report-relating to fiscal year ending December | ||||||
31, 2010 | ||||||
2 | To consider the proposal for the capital budget for the year 2011 | Non-Voting | ||||
3 | To decide on the allocation of the net profits from the fiscal year | Non-Voting | ||||
ended on-December 31, 2010 | ||||||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 241516 | 0 | 14-Apr-2011 | 20-Apr-2011 | |
EMPRESAS COPEC SA | ||||||
Security | P7847L108 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | CLP7847L1080 | Agenda | 702955189 - Management | |||
City | SANTIAGO | Holding Recon Date | 19-Apr-2011 | |||
Country | Chile | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | 2196026 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Other Business | Management | For | Against | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 11109 | 0 | 15-Apr-2011 | 22-Apr-2011 | |
EGShares Energy ETF | 55P | 57624 | 0 | 15-Apr-2011 | 22-Apr-2011 | |
AMERICA MOVIL SAB DE CV, MEXICO | ||||||
Security | P0280A101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | MXP001691213 | Agenda | 702960813 - Management |
City | HIDALGO | Holding Recon Date | 15-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT ONLY MEXICAN NATIONALS CAN VOTE | Non-Voting | ||||
ON THIS MEETING. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 418161 | 0 | 15-Apr-2011 | 19-Apr-2011 | |
AMERICA MOVIL SAB DE CV, MEXICO | ||||||
Security | P0280A101 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | MXP001691213 | Agenda | 702960899 - Management | |||
City | HIDALGO | Holding Recon Date | 15-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 418161 | 0 | 15-Apr-2011 | 19-Apr-2011 | |
IGUATEMI EMPRESA DE SHOPPING CENTERS SA, SAO PAULO | ||||||
Security | P5352J104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | BRIGTAACNOR5 | Agenda | 702964289 - Management | |||
City | SAO PAULO | Holding Recon Date | 25-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | B1NXMK6 - B1RCDX9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 31016 | 0 | 16-Apr-2011 | 20-Apr-2011 | |
GEDEON RICHTER LTD |
Security | X3124R133 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Apr-2011 | ||||
ISIN | HU0000067624 | Agenda | 702965192 - Management | |||
City | BUDAPEST | Holding Recon Date | 19-Apr-2011 | |||
Country | Hungary | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | 4042387 - 5076954 - B01YTN6 - B1BDH36 - | Quick Code | ||||
B28LKX1 - B3QQGK4 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 817532 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL | Non-Voting | ||||
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN | ||||||
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL | ||||||
NEED TO PROVI-DE THE BREAKDOWN OF EACH | ||||||
BENEFICIAL OWNER NAME, ADDRESS AND SHARE | ||||||
POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR | ||||||
VOTE TO BE LODGED | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
18 | Management Proposal | Management | For | For | ||
19 | Management Proposal | Management | For | For | ||
20 | Management Proposal | Management | For | For | ||
21 | Management Proposal | Management | For | For | ||
22 | Management Proposal | Management | For | For | ||
23 | Management Proposal | Management | For | For | ||
24 | Management Proposal | Management | For | For | ||
25 | Management Proposal | Management | For | For | ||
26 | Management Proposal | Management | For | For | ||
27 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 288 | 0 | 16-Apr-2011 | 19-Apr-2011 | |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||
Security | P8228H104 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRSBSPACNOR5 | Agenda | 702889265 - Management | |||
City | SAO PAULO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 118921 | 0 | 01-Apr-2011 | 27-Apr-2011 | |
CPFL ENERGIA S A | ||||||
Security | P3179C105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRCPFEACNOR0 | Agenda | 702894165 - Management | |||
City | SAO PAULO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B031NN3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
A | Management Proposal | Management | For | For | ||
B | Management Proposal | Management | For | For | ||
C | Management Proposal | Management | For | For | ||
D | Management Proposal | Management | For | For | ||
E | Management Proposal | Management | For | For | ||
F | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 153994 | 0 | 02-Apr-2011 | 27-Apr-2011 | |
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||
Security | P8228H104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRSBSPACNOR5 | Agenda | 702898858 - Management | |||
City | SAO PAULO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For |
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 118921 | 0 | 02-Apr-2011 | 27-Apr-2011 | |
CPFL ENERGIA S A | ||||||
Security | P3179C105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRCPFEACNOR0 | Agenda | 702901819 - Management | |||
City | SAO PAULO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B031NN3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
A | Management Proposal | Management | For | For | ||
B.1 | Management Proposal | Management | For | For | ||
B.2 | Management Proposal | Management | For | For | ||
B.3 | Management Proposal | Management | For | For | ||
B.4 | Management Proposal | Management | For | For | ||
C | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 153994 | 0 | 05-Apr-2011 | 27-Apr-2011 | |
ASSECO POLAND S A | ||||||
Security | X02540130 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | PLSOFTB00016 | Agenda | 702902506 - Management | |||
City | WARSAW | Holding Recon Date | 12-Apr-2011 | |||
Country | Poland | Vote Deadline Date | 12-Apr-2011 | |||
SEDOL(s) | 5978953 - B28F5Y9 - B4PJ7D1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
18 | Management Proposal | Management | For | For | ||
19 | Management Proposal | Management | For | For |
20 | Management Proposal | Management | For | For | ||
21 | Management Proposal | Management | For | For | ||
22 | Management Proposal | Management | For | For | ||
23 | Management Proposal | Management | For | For | ||
24 | Management Proposal | Management | For | For | ||
25 | Management Proposal | Management | For | For | ||
26 | Management Proposal | Management | For | For | ||
27 | Management Proposal | Management | For | For | ||
28 | Management Proposal | Management | For | For | ||
29 | Management Proposal | Management | For | For | ||
30 | Management Proposal | Management | For | For | ||
31 | Management Proposal | Management | For | For | ||
32 | Management Proposal | Management | For | For | ||
33 | Management Proposal | Management | For | For | ||
34 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1492 | 0 | 05-Apr-2011 | 13-Apr-2011 | |
NOVATEK JT STK CO | ||||||
Security | 669888109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | US6698881090 | Agenda | 702919791 - Management | |||
City | TBD | Holding Recon Date | 22-Mar-2011 | |||
Country | Russian Federation | Vote Deadline Date | 20-Apr-2011 | |||
SEDOL(s) | B0DK750 - B0F70T4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS | ||||||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Management Proposal | Management | For | For | ||
3.1 | Management Proposal | Management | For | For | ||
3.2 | Management Proposal | Management | For | For | ||
3.3 | Management Proposal | Management | For | For | ||
3.4 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
CONT | CONTD Gas transportation volume: 140,000,000,000 (One | Non-Voting | ||||
hundred and forty-billion) cubic meters; Price of services: RUB | ||||||
227,444,888,000 (Two hundred-and twenty seven billion four | ||||||
hundred and forty four million eight hundred-and eighty eight | ||||||
thousand) including 18% VAT. The price of services is-calculated | ||||||
for the agreement duration based on the forecasted increase in- | ||||||
tariffs for natural gas transportation through cross-country | ||||||
pipelines | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
MODIFICATION IN THE TEXT OF THE RES-OLUTION 7. IF | ||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||
NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 7599 | 0 | 11-Apr-2011 | 20-Apr-2011 | |
MOL HUNGARIAN OIL AND GAS PLC, BUDAPEST | ||||||
Security | X5462R112 | Meeting Type | Annual General Meeting |
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | HU0000068952 | Agenda | 702932232 - Management | |||
City | HELIA | Holding Recon Date | 13-Apr-2011 | |||
Country | Hungary | Vote Deadline Date | 12-Apr-2011 | |||
SEDOL(s) | 4742494 - 5076880 - 5357950 - B01YTX6 - | Quick Code | ||||
B0590W3 - B28K243 - B3VHL30 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 806255 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL | Non-Voting | ||||
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN | ||||||
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL | ||||||
NEED TO PROVI-DE THE BREAKDOWN OF EACH | ||||||
BENEFICIAL OWNER NAME, ADDRESS AND SHARE | ||||||
POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR | ||||||
VOTE TO BE LODGED | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT | Non-Voting | ||||
REACH QUORUM, THERE WILL BE A SE-COND CALL ON 28 | ||||||
APR 2011 AT 12:00 PM. CONSEQUENTLY, YOUR VOTING | ||||||
INSTRUCTIONS W-ILL REMAIN VALID FOR ALL CALLS | ||||||
UNLESS THE AGENDA IS AMENDED. THANK YOU. | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
1.3 | Management Proposal | Management | For | For | ||
1.4 | Management Proposal | Management | For | For | ||
1.5 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7.1 | Management Proposal | Management | For | For | ||
7.2 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 8012 | 0 | 09-Apr-2011 | 14-Apr-2011 | |
TELE NORTE LESTE PARTICIPACOES S A | ||||||
Security | P9036X117 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRTNLPACNOR3 | Agenda | 702960483 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2292719 - B02PDQ9 - B3BK3K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU. | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For |
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 159907 | 0 | 15-Apr-2011 | 27-Apr-2011 | |
TELE NORTE LESTE PARTICIPACOES S A | ||||||
Security | P9036X117 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRTNLPACNOR3 | Agenda | 702960700 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2292719 - B02PDQ9 - B3BK3K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 159907 | 0 | 15-Apr-2011 | 27-Apr-2011 | |
TELEMAR NORTE LESTE S A | ||||||
Security | P9037H103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2011 | ||||
ISIN | BRTMARACNPA7 | Agenda | 702960712 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 26-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2789813 - 2803166 - B02PFC9 - B02QRV5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ITEM IV AND V ONLY.-THANK YOU | ||||||
I | To take knowledge of the directors accounts, examine, discuss | Non-Voting | ||||
and approve the-board of directors report and the financial | ||||||
statements for the fiscal year-ending December 31, 2010, | ||||||
accompanied by the independent auditors opinion | ||||||
II | To approve the distribution of net profits from the 2010 fiscal year | Non-Voting | ||||
and the-payment of profit sharing to the employees in accordance | ||||||
with that which is-provided for in article 41 of the corporate bylaws | ||||||
III | To approve the proposal for the capital budget | Non-Voting | ||||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | To decide on the remuneration for administrators and members of | Non-Voting | ||||
the finance-committee | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 170758 | 0 | 15-Apr-2011 | 27-Apr-2011 |
PETROLEO BRASILEIRO S.A. - PETROBRAS | |||||||
Security | 71654V408 | Meeting Type | Annual | ||||
Ticker Symbol | PBR | Meeting Date | 28-Apr-2011 | ||||
ISIN | US71654V4086 | Agenda | 933430364 - Management | ||||
City | Holding Recon Date | 01-Apr-2011 | |||||
Country | Brazil | Vote Deadline Date | 25-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
O1 | Approve Financial Statements, Allocation of Income, and | Management | For | For | |||
Discharge Directors | |||||||
O2 | Receive Consolidated Financial Statements | Management | For | For | |||
O3 | Approve Allocation of Dividends on Shares Held By Company | Management | For | For | |||
O4 | Election of Directors | Management | For | For | |||
O5 | Election of Directors | Management | For | For | |||
O6 | Ratify Appointment of Independent Auditors | Management | For | For | |||
O7 | Approve Remuneration of Directors and Auditors | Management | For | For | |||
E1 | Amend Articles/Charter to Reflect Changes in Capital | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 36473 | 0 | 20-Apr-2011 | 20-Apr-2011 | ||
EGShares Energy ETF | 93I | 47088 | 0 | 20-Apr-2011 | 20-Apr-2011 | ||
BRMALLS PARTICIPACOES S A | |||||||
Security | P1908S102 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 29-Apr-2011 | |||||
ISIN | BRBRMLACNOR9 | Agenda | 702885661 - Management | ||||
City | RIO DE JANERIO | Holding Recon Date | 27-Apr-2011 | ||||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | ||||
SEDOL(s) | B1RYG58 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
I) | Management Proposal | Management | For | For | |||
II) | Management Proposal | Management | For | For | |||
III) | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 202246 | 0 | 31-Mar-2011 | 27-Apr-2011 | ||
OTP BANK PLC, BUDAPEST | |||||||
Security | X60746181 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 29-Apr-2011 | |||||
ISIN | HU0000061726 | Agenda | 702888530 - Management | ||||
City | BUDAPEST | Holding Recon Date | 20-Apr-2011 | ||||
Country | Hungary | Vote Deadline Date | 20-Apr-2011 | ||||
SEDOL(s) | 7320154 - B00NMD5 - B06MR42 - B28L5D6 | Quick Code | |||||
- B3X1WQ0 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL | Non-Voting | |||||
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN | |||||||
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL | |||||||
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL | |||||||
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS | |||||||
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE |
1.A | Management Proposal | Management | For | For | ||
1.B | Management Proposal | Management | For | For | ||
1.C | Management Proposal | Management | For | For | ||
1.D | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 7477 | 0 | 01-Apr-2011 | 21-Apr-2011 | |
BRMALLS PARTICIPACOES S A | ||||||
Security | P1908S102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRBRMLACNOR9 | Agenda | 702889063 - Management | |||
City | RIO DE JANERIO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B1RYG58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 807530 DUE TO AGM MEETING-WAS COMPLETED WITH | ||||||
EGM AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS | ||||||
MEETING WILL-BE DISREGARDED AND YOU WILL NEED TO | ||||||
REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 202246 | 0 | 01-Apr-2011 | 27-Apr-2011 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 702897767 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU |
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 144930 | 0 | 02-Apr-2011 | 27-Apr-2011 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 702915490 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
CONT | CONTD (c). recommendation to the executive committee for the | Non-Voting | ||||
preparation of-studies seeking a request to the national electrical | ||||||
power agency, Aneel, for-the reduction of capital in such a way as | ||||||
to offset the nonpayment of-dividends in 2010 as a result of the | ||||||
adoption of international accounting-standards, if this capital | ||||||
reduction is advantageous to allow the flow of-resources from the | ||||||
company to Cemig, (d.) amendment of the corporate bylaws-to | ||||||
change the name of the directorship for business development | ||||||
and business-control of subsidiaries and affiliates to the | ||||||
directorship for business-development and of the directorship for | ||||||
finance, investor relations and-financial control of ownership | ||||||
interests to the directorship for finance and-investor CONTD | ||||||
CONT | CONTD relations, as well as to proceed to the consequent | Non-Voting | ||||
amendment in-paragraph 2 of article 7, in article 13, in the third | ||||||
paragraph and in lines-g and j of paragraph 4 of article 16, in lines | ||||||
b and i of par i, in part iii-and its lines b, c, n and p, in line j of part | ||||||
vi, in part vii and its lines-d, m and p and in lines c and f of part ix, | ||||||
all from the main part of article-17, and in paragraph 4 of article | ||||||
17, (e). election of the full and alternate-member of the finance | ||||||
committee, as a result of the end of the term in office | ||||||
3 | Management Proposal | Management | For | For | ||
CONT | CONTD development and business control of subsidiaries and | Non-Voting | ||||
affiliates to the-directorship for business development and of the | ||||||
directorship for finance,-investor relations and financial control of | ||||||
ownership interests to the-directorship for finance and investor | ||||||
relations, as well as to proceed to the-consequent amendment in | ||||||
paragraph 2 of article 7, in article 13, in the third-paragraph and in | ||||||
lines g and j of paragraph 4 of article 16, in lines b and i-of part i, | ||||||
in part iii and its lines b, c, n and p in line j of part vi, in-part vii and | ||||||
its lines d, m and p and in lines c and f of part ix, all from-the main | ||||||
part of article 17, and in paragraph 4 of article 17, (e) election-of | ||||||
the full and alternate members of the finance committee, as a | ||||||
result of-the end of the term in office note | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 144930 | 0 | 06-Apr-2011 | 27-Apr-2011 | |
COMPANHIA SIDERURGICA NACIONAL | ||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRCSNAACNOR6 | Agenda | 702918092 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 25-Apr-2011 | |||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
POSTPONEMENT OF MEETING FROM 19 APR-TO 29 APR | ||||||
2011. IF YOU HAVE ALREADY SENT IN YOUR VOTES, | ||||||
PLEASE DO NOT RETURN-THIS PROXY FORM UNLESS YOU | ||||||
DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | ||||||
Y-OU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 196900 | 0 | 06-Apr-2011 | 27-Apr-2011 | |
MULTIPLAN EMPREENDIMENTOS IMOBILIARIOS SA | ||||||
Security | P69913104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRMULTACNOR5 | Agenda | 702918105 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B23DZG0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 62252 | 0 | 06-Apr-2011 | 27-Apr-2011 | |
GRUPO MEXICO SAB DE CV | ||||||
Security | P49538112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | MXP370841019 | Agenda | 702954505 - Management | |||
City | MEXICO | Holding Recon Date | 19-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | 2399502 - 2534154 - 2643674 - B032VC1 - | Quick Code | ||||
B2Q3MF5 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares EM Metals & Mining ETF | 55P | 542325 | 0 | 15-Apr-2011 | 25-Apr-2011 | |
COMPANHIA SIDERURGICA NACIONAL | ||||||
Security | P8661X103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRCSNAACNOR6 | Agenda | 702954531 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 25-Apr-2011 | |||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 196900 | 0 | 15-Apr-2011 | 27-Apr-2011 | |
CENCOSUD SA | ||||||
Security | P2205J100 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | CL0000000100 | Agenda | 702959860 - Management | |||
City | SANTIAGO | Holding Recon Date | 21-Apr-2011 | |||
Country | Chile | Vote Deadline Date | 26-Apr-2011 | |||
SEDOL(s) | B00R3L2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 34441 | 0 | 15-Apr-2011 | 26-Apr-2011 | |
MAGNESITA REFRATARIOS S A | ||||||
Security | P6426L109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRMAGGACNOR4 | Agenda | 702964811 - Management | |||
City | CONTAGEM | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B23VRX5 - B2RJT40 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE |
CMMT` | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 242248 | 0 | 16-Apr-2011 | 27-Apr-2011 | |
AES TIETE SA | ||||||
Security | P4991B119 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRGETIACNOR7 | Agenda | 702965320 - Management | |||
City | SAO PAULO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2440693 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
I | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ADDITIONAL COMMENT. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 133461 | 0 | 16-Apr-2011 | 27-Apr-2011 | |
LLX LOGISTICA S A | ||||||
Security | P6398Y105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRLLXLACNOR8 | Agenda | 702965469 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B3BXMS0 - B3CLRL1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For |
IV | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 437305 | 0 | 16-Apr-2011 | 27-Apr-2011 | |
LLX LOGISTICA S A | ||||||
Security | P6398Y105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRLLXLACNOR8 | Agenda | 702965926 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2011 | |||
SEDOL(s) | B3BXMS0 - B3CLRL1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 437305 | 0 | 16-Apr-2011 | 27-Apr-2011 | |
CENCOSUD SA | ||||||
Security | P2205J100 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | CL0000000100 | Agenda | 702967615 - Management | |||
City | TBD | Holding Recon Date | 21-Apr-2011 | |||
Country | Chile | Vote Deadline Date | 26-Apr-2011 | |||
SEDOL(s) | B00R3L2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 34441 | 0 | 19-Apr-2011 | 26-Apr-2011 | |
GRUPO TELEVISA SA | ||||||
Security | P4987V137 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | MXP4987V1378 | Agenda | 702967728 - Management | |||
City | MEXICO D.F | Holding Recon Date | 19-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2380108 - B01DK07 - B2Q3MM2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For |
IV.I | Management Proposal | Management | For | For | ||
IV.II | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
VII | Management Proposal | Management | For | For | ||
VIII | Management Proposal | Management | For | For | ||
IX | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 62000 | 0 | 16-Apr-2011 | 19-Apr-2011 | |
GRUPO TELEVISA SA | ||||||
Security | P4987V137 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | MXP4987V1378 | Agenda | 702971361 - Management | |||
City | MEXICO, D.F | Holding Recon Date | 19-Apr-2011 | |||
Country | Mexico | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2380108 - B01DK07 - B2Q3MM2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 62000 | 0 | 20-Apr-2011 | 20-Apr-2011 | |
AES TIETE SA | ||||||
Security | P4991B119 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2011 | ||||
ISIN | BRGETIACNOR7 | Agenda | 702972870 - Management | |||
City | SAO PAULO | Holding Recon Date | 27-Apr-2011 | |||
Country | Brazil | Vote Deadline Date | 19-Apr-2011 | |||
SEDOL(s) | 2440693 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 133461 | 0 | 20-Apr-2011 | 27-Apr-2011 | |
CESP - COMPANHIA ENERGETICA DE SAO PAULO MEDIUM TE | ||||||
Security | P25784193 | Meeting Type | Annual General Meeting |
Ticker Symbol | Meeting Date | 29-Apr-2011 | |||||
ISIN | BRCESPACNPB4 | Agenda | 702976006 - Management | ||||
City | SAO PAULO | Holding Recon Date | 27-Apr-2011 | ||||
Country | Brazil | Vote Deadline Date | 25-Apr-2011 | ||||
SEDOL(s) | B17MHG0 - B1NPCX5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | |||||
CAN VOTE ON ITEM 3 AND 4 ONLY.-THANK YOU. | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | |||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | |||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | |||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | |||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | |||||||
YOU. | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | To take the accounts of the directors and financial statements, | Non-Voting | |||||
accompanied-by the independent auditors report and finance | |||||||
committee, relating to fiscal-year ending december 31, 2010 | |||||||
2 | Proposal for the allocation of the net profit from the fiscal year | Non-Voting | |||||
and-distribution of dividends to the shareholders | |||||||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 237390 | 0 | 21-Apr-2011 | 27-Apr-2011 | ||
LAN AIRLINES S.A. | |||||||
Security | 501723100 | Meeting Type | Annual | ||||
Ticker Symbol | LFL | Meeting Date | 29-Apr-2011 | ||||
ISIN | US5017231003 | Agenda | 933385684 - Management | ||||
City | Holding Recon Date | 11-Mar-2011 | |||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
A | Approve Financial Statements, Allocation of Income, and | Management | For | ||||
Discharge Directors | |||||||
B | Dividends | Management | For | ||||
C | Miscellaneous Compensation Plans | Management | For | ||||
D | Miscellaneous Compensation Plans | Management | For | ||||
E | Ratify Appointment of Independent Auditors | Management | For | ||||
F | Miscellaneous Corporate Actions | Management | For | ||||
G | Miscellaneous Corporate Actions | Management | For | ||||
H | Transact Other Business | Management | For | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares DJ EM Consumer Index Fund | 93I | 111626 | 0 | 17-Mar-2011 | 17-Mar-2011 | ||
COMPANHIA DE BEBIDAS DAS AMERICAS-AMBEV | |||||||
Security | 20441W203 | Meeting Type | Special | ||||
Ticker Symbol | ABV | Meeting Date | 29-Apr-2011 | ||||
ISIN | US20441W2035 | Agenda | 933432825 - Management | ||||
City | Holding Recon Date | 11-Apr-2011 | |||||
Country | United States | Vote Deadline Date | 25-Apr-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
O3A | Election of Directors (Majority Voting) | Management | For | ||||
O3B | Fix Number of Directors | Management | For | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 16980 | 0 | 21-Apr-2011 | 21-Apr-2011 | ||
EGShares DJ EM Consumer Index Fund | 93I | 625986 | 0 | 21-Apr-2011 | 21-Apr-2011 | ||
BRF -BRASIL FOODS S.A. | |||||||
Security | 10552T107 | Meeting Type | Annual | ||||
Ticker Symbol | BRFS | Meeting Date | 29-Apr-2011 | ||||
ISIN | US10552T1079 | Agenda | 933436304 - Management | ||||
City | Holding Recon Date | 08-Apr-2011 | |||||
Country | United States | Vote Deadline Date | 26-Apr-2011 |
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
01 | Approve Financial Statements, Allocation of Income, and | Management | For | |||
Discharge Directors | ||||||
02 | Approve Allocation of Dividends on Shares Held By Company | Management | For | |||
03 | Election of Directors (Full Slate) | Management | For | |||
04 | Miscellaneous Corporate Actions | Management | For | |||
05 | Ratify Appointment of Independent Auditors | Management | For | |||
06 | Approve Remuneration of Directors and Auditors | Management | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 13796 | 0 | 23-Apr-2011 | 23-Apr-2011 | |
EGShares DJ EM Consumer Index Fund | 93I | 546413 | 0 | 23-Apr-2011 | 23-Apr-2011 | |
JAIPRAKASH POWER VENTURES LTD | ||||||
Security | Y4253C102 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 30-Apr-2011 | ||||
ISIN | INE351F01018 | Agenda | 702929487 - Management | |||
City | SOLAN | Holding Recon Date | 28-Apr-2011 | |||
Country | India | Vote Deadline Date | 18-Apr-2011 | |||
SEDOL(s) | B0703M5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 427754 | 0 | 09-Apr-2011 | 18-Apr-2011 | |
ALL-AMERICA LATINA LOGISTICA S A | ||||||
Security | P01627242 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 05-May-2011 | ||||
ISIN | BRALLLACNOR6 | Agenda | 702972527 - Management | |||
City | CURITIBA | Holding Recon Date | 03-May-2011 | |||
Country | Brazil | Vote Deadline Date | 28-Apr-2011 | |||
SEDOL(s) | 2265346 - B014710 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN MEETING DATE FROM 29 APR-TO 05 MAY 2011. IF YOU | ||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||
RETURN T-HIS PROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YO-U. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 336720 | 0 | 20-Apr-2011 | 05-May-2011 | |
ALL-AMERICA LATINA LOGISTICA S A | ||||||
Security | P01627242 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 05-May-2011 |
ISIN | BRALLLACNOR6 | Agenda | 702995626 - Management | |||
City | CURITIBA | Holding Recon Date | 03-May-2011 | |||
Country | Brazil | Vote Deadline Date | 28-Apr-2011 | |||
SEDOL(s) | 2265346 - B014710 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 825123 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 336720 | 0 | 22-Apr-2011 | 03-May-2011 | |
CHINA LONGYUAN POWER GROUP CORPORATION LTD | ||||||
Security | Y1501T101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 06-May-2011 | ||||
ISIN | CNE100000HD4 | Agenda | 702853335 - Management | |||
City | BEIJING | Holding Recon Date | 04-Apr-2011 | |||
Country | China | Vote Deadline Date | 26-Apr-2011 | |||
SEDOL(s) | B3MFW30 - B4Q2TX3 - B4XWG35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110321/LTN2 | ||||||
0110321290.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 653699 | 0 | 23-Mar-2011 | 27-Apr-2011 | |
PT ASTRA INTL TBK | ||||||
Security | Y7117N149 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 06-May-2011 | ||||
ISIN | ID1000057607 | Agenda | 703000757 - Management | |||
City | JAKARTA | Holding Recon Date | 20-Apr-2011 | |||
Country | Indonesia | Vote Deadline Date | 04-May-2011 | |||
SEDOL(s) | 5818402 - 6291712 - B01DP91 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares GEMS Composite ETF | 55P | 46000 | 0 | 26-Apr-2011 | 05-May-2011 | |
ZHEJIANG EXPWY CO LTD | ||||||
Security | Y9891F102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-May-2011 | ||||
ISIN | CNE1000004S4 | Agenda | 702840453 - Management | |||
City | ZHEJIANG | Holding Recon Date | 08-Apr-2011 | |||
Country | China | Vote Deadline Date | 27-Apr-2011 | |||
SEDOL(s) | 0671666 - 6990763 - B014WY8 - B01XVP9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110313/LTN2 | ||||||
0110313013.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS.THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 460011 | 0 | 15-Mar-2011 | 28-Apr-2011 | |
LONGFOR PROPERTIES CO LTD | ||||||
Security | G5635P109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-May-2011 | ||||
ISIN | KYG5635P1090 | Agenda | 702901554 - Management | |||
City | HONGKONG | Holding Recon Date | 26-Apr-2011 | |||
Country | Cayman Islands | Vote Deadline Date | 04-May-2011 | |||
SEDOL(s) | B42PLN0 - B56KLY9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN2 | ||||||
01104011544.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.1 | Management Proposal | Management | For | For | ||
3.2 | Management Proposal | Management | For | For | ||
3.3 | Management Proposal | Management | For | For | ||
3.4 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 387296 | 0 | 05-Apr-2011 | 05-May-2011 | |
ABB LTD, BANGALORE | ||||||
Security | Y0005K103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-May-2011 | ||||
ISIN | INE117A01022 | Agenda | 702967893 - Management | |||
City | BENGULURU | Holding Recon Date | 06-May-2011 | |||
Country | India | Vote Deadline Date | 28-Apr-2011 | |||
SEDOL(s) | B1Y9QS9 - B1Z9D65 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For |
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
CONT | CONTD Mr. Majumder as the Vice Chairman & Managing Director | Non-Voting | ||||
by way of salary,-perquisites, commission and other allowances, | ||||||
shall not exceed 5% of the net-profits of the Company and if there | ||||||
are more than one such director, 10% for-all of them together in | ||||||
that financial year | ||||||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
CONT | CONTD hereby authorized to alter, vary or modify, his terms of | Non-Voting | ||||
appointment-including remuneration as may be agreed upon with | ||||||
Mr. Husain, subject however-to the overall ceiling on remuneration | ||||||
specified in the said Schedule XIII-and other applicable provisions | ||||||
of the said Act for the time being in force.-Resolved further that | ||||||
pursuant to the provisions of Sections 198, 269, 309-and other | ||||||
applicable provisions, if any, of the said Act, the remuneration- | ||||||
payable to Mr. Husain as the Managing Director by way of salary, | ||||||
perquisites,-commission and other allowances, shall not exceed | ||||||
5% of the net profits of-the Company and if there are more than | ||||||
one such director, 10% for all of them-together in that financial | ||||||
year. Resolved further that in the event of any-loss or CONTD | ||||||
CONT | CONTD inadequacy of profits in any financial year of the | Non-Voting | ||||
Company during the-tenure of Mr. Husain, Managing Director of | ||||||
the Company, the remuneration,-perquisites and other allowances | ||||||
shall be governed by the limits prescribed-in Section II of Part II of | ||||||
Schedule XIII to the said Act, as amended from-time to time. | ||||||
Resolved further that for the purpose of giving effect to this- | ||||||
resolution, the Board of Directors of the Company, be and is | ||||||
hereby-authorized to do all such acts, deeds, matters and things | ||||||
and they may take-such steps necessary, expedient or desirable | ||||||
in this regard | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 139976 | 0 | 19-Apr-2011 | 28-Apr-2011 | |
DHANLAXMI BANK LTD | ||||||
Security | Y8742A114 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 10-May-2011 | ||||
ISIN | INE680A01011 | Agenda | 702999422 - Management | |||
City | TBD | Holding Recon Date | 30-Mar-2011 | |||
Country | India | Vote Deadline Date | 29-Apr-2011 | |||
SEDOL(s) | 6354864 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 155634 | 0 | 23-Apr-2011 | 29-Apr-2011 | |
JIANSU EXPWY CO LTD | ||||||
Security | Y4443L103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-May-2011 | ||||
ISIN | CNE1000003J5 | Agenda | 702851963 - Management | |||
City | JIANGSU | Holding Recon Date | 08-Apr-2011 | |||
Country | China | Vote Deadline Date | 28-Apr-2011 | |||
SEDOL(s) | 6005504 - B01XLJ3 - B1BJTS3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110320/LTN2 | ||||||
0110320027.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For |
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 376225 | 0 | 22-Mar-2011 | 29-Apr-2011 | |
ANGLOGOLD ASHANTI LTD | ||||||
Security | S04255196 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-May-2011 | ||||
ISIN | ZAE000043485 | Agenda | 702887069 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 10-May-2011 | |||
Country | South Africa | Vote Deadline Date | 04-May-2011 | |||
SEDOL(s) | 3236330 - 6565655 - 7527609 - 7529694 - | Quick Code | ||||
B010RD0 - B03NMS7 - B0CRJ67 - B0H71H7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 7538 | 0 | 31-Mar-2011 | 04-May-2011 | |
EGShares EM Metals & Mining ETF | 55P | 45340 | 0 | 31-Mar-2011 | 04-May-2011 | |
ANGLOGOLD ASHANTI LTD | ||||||
Security | S04255196 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 11-May-2011 | ||||
ISIN | ZAE000043485 | Agenda | 702969328 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 10-May-2011 | |||
Country | South Africa | Vote Deadline Date | 04-May-2011 | |||
SEDOL(s) | 3236330 - 6565655 - 7527609 - 7529694 - | Quick Code | ||||
B010RD0 - B03NMS7 - B0CRJ67 - B0H71H7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 7538 | 0 | 19-Apr-2011 | 04-May-2011 | |
EGShares EM Metals & Mining ETF | 55P | 45340 | 0 | 19-Apr-2011 | 04-May-2011 | |
SHIMAO PROPERTY HOLDINGS LIMITED | ||||||
Security | G81043104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 12-May-2011 | ||||
ISIN | KYG810431042 | Agenda | 702929108 - Management | |||
City | HONG KONG | Holding Recon Date | 09-May-2011 | |||
Country | Cayman Islands | Vote Deadline Date | 06-May-2011 | |||
SEDOL(s) | B16YNS1 - B18J566 - B1BC7Y4 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN2 | ||||||
01104061032.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.i | Management Proposal | Management | For | For | ||
3.ii | Management Proposal | Management | For | For | ||
3.iii | Management Proposal | Management | For | For | ||
3.iv | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 574665 | 0 | 09-Apr-2011 | 09-May-2011 | |
SINO-OCEAN LAND HOLDINGS LTD | ||||||
Security | Y8002N103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 12-May-2011 | ||||
ISIN | HK3377040226 | Agenda | 702954947 - Management | |||
City | HONG KONG | Holding Recon Date | 05-May-2011 | |||
Country | Hong Kong | Vote Deadline Date | 06-May-2011 | |||
SEDOL(s) | B24CVP7 - B283FH6 - B3L4YY3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110330/LTN2 | ||||||
0110330105.pdf | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.A | Management Proposal | Management | For | For | ||
3.B | Management Proposal | Management | For | For | ||
3.C | Management Proposal | Management | For | For | ||
3.D | Management Proposal | Management | For | For | ||
3.E | Management Proposal | Management | For | For | ||
3.F | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5.A | Management Proposal | Management | For | For | ||
5.B | Management Proposal | Management | For | For | ||
5.C | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 1462523 | 0 | 15-Apr-2011 | 09-May-2011 | |
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 12-May-2011 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 703020812 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 09-May-2011 | |||
Country | Brazil | Vote Deadline Date | 05-May-2011 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE |
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 151530 | 0 | 28-Apr-2011 | 09-May-2011 | |
CHINA PETROLEUM & CHEMICAL CORP SINOPEC, BEIJING | ||||||
Security | Y15010104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 13-May-2011 | ||||
ISIN | CNE1000002Q2 | Agenda | 703016584 - Management | |||
City | BEIJING | Holding Recon Date | 13-Apr-2011 | |||
Country | China | Vote Deadline Date | 05-May-2011 | |||
SEDOL(s) | 6291819 - 7027756 - B01XKR4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 806075 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110327/LTN2 | ||||||
0110327187.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 456280 | 0 | 26-Apr-2011 | 06-May-2011 | |
EGShares Energy ETF | 55P | 1292066 | 0 | 26-Apr-2011 | 06-May-2011 | |
DONGFANG ELECTRIC CORPORATION LTD | ||||||
Security | Y20958107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-May-2011 | ||||
ISIN | CNE100000304 | Agenda | 702890585 - Management | |||
City | SICHUAN PROVINCE | Holding Recon Date | 15-Apr-2011 | |||
Country | China | Vote Deadline Date | 05-May-2011 | |||
SEDOL(s) | 6278566 - B01XKY1 - B1G93S6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL- | ||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110331/ | ||||||
LTN20110331849.p-df | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 90384 | 0 | 01-Apr-2011 | 06-May-2011 |
GOLD FIELDS LTD NEW | ||||||
Security | S31755101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-May-2011 | ||||
ISIN | ZAE000018123 | Agenda | 702930353 - Management | |||
City | SANDOWN | Holding Recon Date | 16-May-2011 | |||
Country | South Africa | Vote Deadline Date | 10-May-2011 | |||
SEDOL(s) | 0298377 - 4281221 - 5734177 - 6280215 - | Quick Code | ||||
7514861 - B0372L2 - B1GFDB7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 815858 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART A | Non-Voting | ||||
RESOLUTIONS IF THE COMPANIES ACT-71 OF 2008, AS | ||||||
AMENDED ("2008 ACT") HAS TAKEN EFFECT PRIOR TO OR | ||||||
ON THE DATE-OF THE MEETING | ||||||
O.1 | Management Proposal | Management | For | For | ||
O.2 | Management Proposal | Management | For | For | ||
O.3 | Management Proposal | Management | For | For | ||
O.4 | Management Proposal | Management | For | For | ||
O.5 | Management Proposal | Management | For | For | ||
O.6 | Management Proposal | Management | For | For | ||
O.7 | Management Proposal | Management | For | For | ||
O.8 | Management Proposal | Management | For | For | ||
O.9 | Management Proposal | Management | For | For | ||
O.10 | Management Proposal | Management | For | For | ||
O.11 | Management Proposal | Management | For | For | ||
O.12 | Management Proposal | Management | For | For | ||
O.13 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT BELOW RESOLUTIONS ARE PART B | Non-Voting | ||||
RESOLUTIONS IF THE COMPANIES ACT-, 81 OF 1973, AS | ||||||
AMENDED ("1973 ACT") IS STILL IN EFFECT AS AT THE DATE | ||||||
OF THE-MEETING | ||||||
O.1 | Management Proposal | Management | For | For | ||
O.2 | Management Proposal | Management | For | For | ||
O.3 | Management Proposal | Management | For | For | ||
O.4 | Management Proposal | Management | For | For | ||
O.5 | Management Proposal | Management | For | For | ||
O.6 | Management Proposal | Management | For | For | ||
O.7 | Management Proposal | Management | For | For | ||
O.8 | Management Proposal | Management | For | For | ||
O.9 | Management Proposal | Management | For | For | ||
O.10 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 14850 | 0 | 09-Apr-2011 | 10-May-2011 | |
EGShares EM Metals & Mining ETF | 55P | 89256 | 0 | 09-Apr-2011 | 12-May-2011 | |
HUANENG PWR INTL INC | ||||||
Security | Y3744A105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-May-2011 | ||||
ISIN | CNE1000006Z4 | Agenda | 703027284 - Management | |||
City | BEIJING | Holding Recon Date | 21-Apr-2011 | |||
Country | China | Vote Deadline Date | 05-May-2011 | |||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||
B16TW67 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 809285 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. |
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110329/LTN2 | ||||||
01103291015.pdf a-nd | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110428/LTN2 | ||||||
0110428906.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10.1 | Management Proposal | Management | For | For | ||
10.2 | Management Proposal | Management | For | For | ||
10.3 | Management Proposal | Management | For | For | ||
10.4 | Management Proposal | Management | For | For | ||
10.5 | Management Proposal | Management | For | For | ||
10.6 | Management Proposal | Management | For | For | ||
10.7 | Management Proposal | Management | For | For | ||
10.8 | Management Proposal | Management | For | For | ||
10.9 | Management Proposal | Management | For | For | ||
10.10 | Management Proposal | Management | For | For | ||
10.11 | Management Proposal | Management | For | For | ||
10.12 | Management Proposal | Management | For | For | ||
10.13 | Management Proposal | Management | For | For | ||
10.14 | Management Proposal | Management | For | For | ||
10.15 | Management Proposal | Management | For | For | ||
11.1 | Management Proposal | Management | For | For | ||
11.2 | Management Proposal | Management | For | For | ||
11.3 | Management Proposal | Management | For | For | ||
11.4 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 1011012 | 0 | 30-Apr-2011 | 06-May-2011 | |
VALE S A | ||||||
Security | P9661Q155 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 18-May-2011 | ||||
ISIN | BRVALEACNOR0 | Agenda | 702856420 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 16-May-2011 | |||
Country | Brazil | Vote Deadline Date | 10-May-2011 | |||
SEDOL(s) | 2196286 - 7332706 - B234NB4 - B2QYXQ6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 800558 DUE TO CHANGE IN ME-ETING TYPE. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | ||||
POSTPONEMENT OF MEETING FROM 19 APR-TO 18 MAY | ||||||
2011 AND CHANGE IN MEETING TIME TO 10.00. IF YOU HAVE | ||||||
ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND-YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGS INDXX Brazil Infrastructure | 55P | 110354 | 0 | 24-Mar-2011 | 13-May-2011 | |
PETROCHINA CO LTD | ||||||
Security | Y6883Q104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-May-2011 | ||||
ISIN | CNE1000003W8 | Agenda | 702887855 - Management | |||
City | BEIJING | Holding Recon Date | 15-Apr-2011 | |||
Country | China | Vote Deadline Date | 06-May-2011 | |||
SEDOL(s) | 5939507 - 6226576 - B01DNL9 - B17H0R7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110331/LTN2 | ||||||
0110331790.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7.A | Management Proposal | Management | For | For | ||
7.B | Management Proposal | Management | For | For | ||
7.C | Management Proposal | Management | For | For | ||
7.D | Management Proposal | Management | For | For | ||
7.E | Management Proposal | Management | For | For | ||
7.F | Management Proposal | Management | For | For | ||
7.G | Management Proposal | Management | For | For | ||
7.H | Management Proposal | Management | For | For | ||
7.I | Management Proposal | Management | For | For | ||
7.J | Management Proposal | Management | For | For | ||
7.K | Management Proposal | Management | For | For | ||
7.L | Management Proposal | Management | For | For | ||
7.M | Management Proposal | Management | For | For | ||
7.N | Management Proposal | Management | For | For | ||
8.A | Management Proposal | Management | For | For | ||
8.B | Management Proposal | Management | For | For | ||
8.C | Management Proposal | Management | For | For | ||
8.D | Management Proposal | Management | For | For | ||
8.E | Management Proposal | Management | For | For | ||
8.F | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU DE-CIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 460000 | 0 | 01-Apr-2011 | 09-May-2011 | |
EGShares Energy ETF | 55P | 917000 | 0 | 01-Apr-2011 | 09-May-2011 | |
WEICHAI PWR CO LTD | ||||||
Security | Y9531A109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-May-2011 | ||||
ISIN | CNE1000004L9 | Agenda | 702903926 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 15-Apr-2011 | |||
Country | China | Vote Deadline Date | 06-May-2011 | |||
SEDOL(s) | 6743956 - B05PM47 - B066RG6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110401/LTN2 | ||||||
01104011772.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For |
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 111418 | 0 | 05-Apr-2011 | 09-May-2011 | |
AGILE PROPERTY HOLDINGS LTD | ||||||
Security | G01198103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2011 | ||||
ISIN | KYG011981035 | Agenda | 702937434 - Management | |||
City | HONG KONG | Holding Recon Date | 13-May-2011 | |||
Country | Cayman Islands | Vote Deadline Date | 16-May-2011 | |||
SEDOL(s) | B0PR2F4 - B0TRT93 - B0YPGN5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 | ||||||
0110411421.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3i | Management Proposal | Management | For | For | ||
3ii | Management Proposal | Management | For | For | ||
3iii | Management Proposal | Management | For | For | ||
3iv | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5A | Management Proposal | Management | For | For | ||
5B | Management Proposal | Management | For | For | ||
5C | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 465798 | 0 | 13-Apr-2011 | 17-May-2011 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2011 | ||||
ISIN | PLPGNIG00014 | Agenda | 702997771 - Management | |||
City | WARSAW | Holding Recon Date | 03-May-2011 | |||
Country | Poland | Vote Deadline Date | 03-May-2011 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 298865 | 0 | 23-Apr-2011 | 04-May-2011 |
AGILE PROPERTY HOLDINGS LTD | ||||||
Security | G01198103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2011 | ||||
ISIN | KYG011981035 | Agenda | 703023274 - Management | |||
City | HONG KONG | Holding Recon Date | 13-May-2011 | |||
Country | Cayman Islands | Vote Deadline Date | 16-May-2011 | |||
SEDOL(s) | B0PR2F4 - B0TRT93 - B0YPGN5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN2 | ||||||
0110427923.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-THE RESOLUTION "1". | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD Securities Act 1933, as amended or Section 20 of the | Non-Voting | ||||
U.S. Securities-Exchange Act of 1934 (the "Indemnified Persons") | ||||||
whereby the Company and the-subsidiary guarantors named in | ||||||
the Subscription Agreement will indemnify and-hold harmless | ||||||
each Indemnified Person from and against any and all losses,- | ||||||
claims, damages and liabilities (including, without limitation, any | ||||||
legal or-other expenses properly incurred) caused by any breach | ||||||
or alleged breach of-any representation or warranty contained in | ||||||
the Subscription Agreement or-whatsoever as set out in the | ||||||
Subscription Agreement; and (b) in connection-with the actions | ||||||
contemplated by the foregoing resolution, each of the-directors of | ||||||
the Company (the "Directors" and each a "Director") and the- | ||||||
secretary of the Company ("Company Secretary") be, and such | ||||||
other persons-CONTD | ||||||
CONT | CONTD as are authorised by any of them be, and each hereby is, | Non-Voting | ||||
authorised, in-the name and on behalf of the Company, to do such | ||||||
further acts and things as-any Director or the Company Secretary | ||||||
or such other person shall deem-necessary or appropriate in | ||||||
connection with, or to carry out the actions-contemplated by, the | ||||||
foregoing resolution, including to do and perform (or-cause to be | ||||||
done and performed), in the name and on behalf of the Company,- | ||||||
all such acts and to make, execute, deliver, issue or file (or cause | ||||||
to be-made, executed, delivered or filed) with any person including | ||||||
any-governmental authority or agency, all such agreements, | ||||||
documents,-instruments, certificates, consents and waivers, and | ||||||
all amendments to any-such agreements, documents, instruments | ||||||
or certificates, and to pay, or cause-CONTD | ||||||
CONT | CONTD to be paid, all such payments, as any of them may deem | Non-Voting | ||||
necessary or-advisable to carry out the intent of the foregoing | ||||||
resolution, the authority-for the taking of any such action and the | ||||||
execution and delivery of such of-the foregoing to be conclusively | ||||||
evidenced by the performance thereby | ||||||
cmmt | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 465798 | 0 | 29-Apr-2011 | 17-May-2011 | |
MAGNIT OJSC | ||||||
Security | 55953Q202 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2011 | ||||
ISIN | US55953Q2021 | Agenda | 703031194 - Management | |||
City | KRASNODAR | Holding Recon Date | 01-Apr-2011 | |||
Country | Russian Federation | Vote Deadline Date | 10-May-2011 | |||
SEDOL(s) | B2QKYZ0 - B2R68G6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
CONT | CONTD Each Individual Credit shall be provided for the term of 24 | Non-Voting | ||||
(twenty-four) months from the date of provision of an Individual | ||||||
credit that shall be-the Bank day. Interest rate for Individual credit | ||||||
use shall be paid by the-Borrower in the amount of MOSIBOR rate | ||||||
multiplied by Bank margin or BSGV rate-on rubles multiplied by | ||||||
Bank margin. The interest rate (including Bank-margin) shall not | ||||||
exceed 12% (twelve per cent) per year. The period for which-the | ||||||
interest rate is determined for each separate Credit: 2 (two) weeks | ||||||
or 1-(one) or 2 (two) or 3 (three) or 6 (six) or 9 (nine) or 12 | ||||||
(twelve) months.-The nonrecurring fee for credit extending: shall | ||||||
not exceed 1 (one) per cent-of the amount of the Separate Credit. | ||||||
Meanwhile the total amount of fees paid-under the Contract (s) of | ||||||
revolving CONTD |
CONT | CONTD (non-revolving) facilities shall not exceed 20,000,000 | Non-Voting | ||||
(twenty million)-rubles. Penalty: double refinancing rate of Central | ||||||
Bank of Russian-Federation effective as of the correspondent | ||||||
period for every day of delay in-payment. The limit of guarantee | ||||||
agreement: The Guarantor shall be absolutely,-irrevocably and | ||||||
jointly responsible before the Lender in case on default in-or | ||||||
improper performance of the Borrower's obligations under the | ||||||
Agreements on-revolving (non-revolving) facilities or credit | ||||||
agreements made under the-Framework agreement on financing | ||||||
and under the bank account crediting-(overdraft), including the | ||||||
main debt, interests, penalties and losses-incurred by the Lender | ||||||
as the result of default in or improper performance of-the | ||||||
Agreement. CONTD | ||||||
CONT | CONTD The price of property with the possible disposal the | Non-Voting | ||||
transaction on-provision of guarantee is related amounts to 2%, | ||||||
but does not exceed 25% of-the balance sheet assets of the | ||||||
Company, determined on the basis of-accounting report for the | ||||||
latest accounting period. Hereby to authorize S.N.-Galitsky, the | ||||||
Chief executive officer of OJSC "Magnit", to execute additional- | ||||||
agreements on amendments of the terms of contract of guarantee | ||||||
in connection-with amendments of Revolving credit facility | ||||||
agreement (including, but not-limited to change of interest rates, | ||||||
currency of credit, term of Credit) | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 6690 | 0 | 03-May-2011 | 10-May-2011 | |
PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | ||||||
Security | Y71474137 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2011 | ||||
ISIN | ID1000099104 | Agenda | 703037932 - Management | |||
City | JAKARTA | Holding Recon Date | 03-May-2011 | |||
Country | Indonesia | Vote Deadline Date | 17-May-2011 | |||
SEDOL(s) | B02ZK79 - B0316D4 - B031J46 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 240500 | 0 | 05-May-2011 | 18-May-2011 | |
YANZHOU COAL MNG CO LTD | ||||||
Security | Y97417102 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 20-May-2011 | ||||
ISIN | CNE1000004Q8 | Agenda | 702877311 - Management | |||
City | ZOUCHENG, SHANDONG PRO | Holding Recon Date | 19-Apr-2011 | |||
Country | China | Vote Deadline Date | 11-May-2011 | |||
SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110327/LTN2 | ||||||
0110327227.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION "1". | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 416720 | 0 | 30-Mar-2011 | 12-May-2011 | |
CHINA TELECOM CORP LTD | ||||||
Security | Y1505D102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-May-2011 | ||||
ISIN | CNE1000002V2 | Agenda | 702904992 - Management | |||
City | HONG KONG | Holding Recon Date | 19-Apr-2011 | |||
Country | China | Vote Deadline Date | 17-May-2011 | |||
SEDOL(s) | 3226944 - 6559335 - B01XKW9 - B06KKC5 - | Quick Code | 515617000 | |||
B16PQ74 |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL- | ||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110404/ | ||||||
LTN201104041120.-pdf | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
4.3 | Management Proposal | Management | For | For | ||
4.4 | Management Proposal | Management | For | For | ||
4.5 | Management Proposal | Management | For | For | ||
4.6 | Management Proposal | Management | For | For | ||
4.7 | Management Proposal | Management | For | For | ||
4.8 | Management Proposal | Management | For | For | ||
4.9 | Management Proposal | Management | For | For | ||
4.10 | Management Proposal | Management | For | For | ||
4.11 | Management Proposal | Management | For | For | ||
4.12 | Management Proposal | Management | For | For | ||
4.13 | Management Proposal | Management | For | For | ||
4.14 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
5.3 | Management Proposal | Management | For | For | ||
5.4 | Management Proposal | Management | For | For | ||
5.5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7.1 | Management Proposal | Management | For | For | ||
7.2 | Management Proposal | Management | For | For | ||
8.1 | Management Proposal | Management | For | For | ||
8.2 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 300000 | 0 | 06-Apr-2011 | 18-May-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1978458 | 0 | 06-Apr-2011 | 18-May-2011 | |
OJSC POLYUS GOLD | ||||||
Security | 678129107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-May-2011 | ||||
ISIN | US6781291074 | Agenda | 703023541 - Management | |||
City | TBD | Holding Recon Date | 12-Apr-2011 | |||
Country | Russian Federation | Vote Deadline Date | 10-May-2011 | |||
SEDOL(s) | B18XGZ4 - B197B49 - B1L81J5 - B50LHJ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
3.1 | Management Proposal | Management | For | For | ||
3.2 | Management Proposal | Management | For | For | ||
3.3 | Management Proposal | Management | For | For | ||
3.4 | Management Proposal | Management | For | For | ||
3.5 | Management Proposal | Management | For | For | ||
3.6 | Management Proposal | Management | For | For | ||
3.7 | Management Proposal | Management | For | For | ||
3.8 | Management Proposal | Management | For | For | ||
3.9 | Management Proposal | Management | For | For | ||
3.10 | Management Proposal | Management | For | For |
3.11 | Management Proposal | Management | For | For | ||
3.12 | Management Proposal | Management | For | For | ||
3.13 | Management Proposal | Management | For | For | ||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
4.3 | Management Proposal | Management | For | For | ||
4.4 | Management Proposal | Management | For | For | ||
4.5 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 36063 | 0 | 05-May-2011 | 10-May-2011 | |
YANZHOU COAL MNG CO LTD | ||||||
Security | Y97417102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-May-2011 | ||||
ISIN | CNE1000004Q8 | Agenda | 703024327 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 19-Apr-2011 | |||
Country | China | Vote Deadline Date | 11-May-2011 | |||
SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 806070 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110327/LTN2 | ||||||
0110327205.pdf an-d | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN2 | ||||||
0110427662.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5.i | Management Proposal | Management | For | For | ||
5.ii | Management Proposal | Management | For | For | ||
5.iii | Management Proposal | Management | For | For | ||
5.iv | Management Proposal | Management | For | For | ||
5.v | Management Proposal | Management | For | For | ||
5.vi | Management Proposal | Management | For | For | ||
6.i | Management Proposal | Management | For | For | ||
6.ii | Management Proposal | Management | For | For | ||
6.iii | Management Proposal | Management | For | For | ||
6.iv | Management Proposal | Management | For | For | ||
7.i | Management Proposal | Management | For | For | ||
7.ii | Management Proposal | Management | For | For | ||
7.iii | Management Proposal | Management | For | For | ||
7.iv | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
MODIFICATION IN THE COMMENT. IF YOU-HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM UNLESS-YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares EM Metals & Mining ETF | 55P | 416720 | 0 | 29-Apr-2011 | 12-May-2011 | |
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-May-2011 | ||||
ISIN | CNE1000002P4 | Agenda | 702927736 - Management | |||
City | BEIJING | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 12-May-2011 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN2 | ||||||
01104061242.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
CONT | CONTD allotted by the directors of the Company pursuant to the | Non-Voting | ||||
approval under-paragraph (a) above shall not exceed 20% of the | ||||||
total amount of the H Shares-of the Company in issued as at the | ||||||
date of passing this resolution, and the-said approval shall be | ||||||
limited accordingly; and (c) the authority granted-under paragraph | ||||||
(a) above shall be conditional upon the approvals of any- | ||||||
regulatory authorities as required by the laws, rules and | ||||||
regulations of the-PRC being obtained by the Company; (d) for the | ||||||
purposes of this resolution:-"Relevant Period" means the period | ||||||
from the passing of this resolution until-whichever is the earliest | ||||||
of: (i) the conclusion of the next annual general-meeting of the | ||||||
Company; (ii) the expiration of the period within which the-next | ||||||
annual general meeting of the Company is required by law or the | ||||||
CONTD | ||||||
CONT | CONTD Company's articles of association to be held; or (iii) the | Non-Voting | ||||
date upon-which the authority set out in this resolution is revoked | ||||||
or varied by way of-special resolution of the Company in general | ||||||
meeting. (e) subject to the-approval of all relevant governmental | ||||||
authorities in the PRC for the issue-and allotment of and dealing in | ||||||
such H Shares being granted, the directors of-the Company be | ||||||
and is hereby authorised to (i) make such corresponding- | ||||||
amendments to the Articles of Association (the "Articles") of the | ||||||
Company as-it thinks fit so as to change the registered capital of | ||||||
the Company and to-reflect the new capital structure of the | ||||||
Company upon the exercise of the-authority to allot, issue and | ||||||
deal in H Shares as conferred under paragraph-(a) above; and (ii) | ||||||
file the amended Articles with the relevant governmental-CONTD | ||||||
CONT | CONTD authorities of the PRC of the Company | Non-Voting | ||||
8 | Management Proposal | Management | For | For | ||
CONT | CONTD transportation for Tianjin water areas (effective until 30 | Non-Voting | ||||
June 2013).-General operating items: provision of prospecting, | ||||||
exploration, development-and mining services for oil, natural gas | ||||||
and other minerals; geotechnical-engineering and soft ground | ||||||
handling, underwater remote mechanical operation,-pipeline | ||||||
inspection and maintenance, orientation, data processing and- | ||||||
interpretation, well drilling, well completion, gamma logging, well | ||||||
testing,-cementing, mud-logging, drilling mud preparation, wall | ||||||
perforation, core-sampling, directional drilling project, downhole | ||||||
operation, well repair, oil-well stimulation, downhole sand control, | ||||||
running and pulling oil tubing,-filtration and handling of | ||||||
underground incidents; provision of equipment,-tools and | ||||||
instruments, inspection, maintenance, leasing and sales of pipes | ||||||
in-CONTD | ||||||
CONT | CONTD relation to the above services; drilling fluids, cement | Non-Voting | ||||
additive,-oilfield chemical additives, special tools, mechanical and | ||||||
electrical-products, instrumentation, oil and gas well perforating | ||||||
equipment;-contracting of overseas engineering projects; sales of | ||||||
mechanical and-electrical products, communication products and | ||||||
chemical products (excluding-hazardous chemicals); import and | ||||||
export business; provision of marine support-and transportation | ||||||
services, anchoring, equipment, facilities, maintenance,-loading | ||||||
and unloading as well as other labor services for the exploration,- | ||||||
development and production of oilfields; sales of accessories for | ||||||
vessels,-machinery and electronic equipment. According to the | ||||||
domestic and-international market trends, business needs in the | ||||||
PRC and its own growth-capability and its business CONTD | ||||||
CONT | CONTD performance, the Company may adjust its investment | Non-Voting | ||||
policies and-business scope and mode on a timely basis; as well | ||||||
as set up branches and-offices in the PRC and areas including | ||||||
Hong Kong, Macau and Taiwan (whether-wholly-owned or not), | ||||||
subject to approvals by resolution of the general-meeting and | ||||||
relevant governmental authorities | ||||||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGShares Energy ETF | 55P | 227655 | 0 | 08-Apr-2011 | 13-May-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 498121 | 0 | 08-Apr-2011 | 13-May-2011 | |
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 23-May-2011 | ||||
ISIN | CNE1000002P4 | Agenda | 702933412 - Management | |||
City | BEIJING | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 12-May-2011 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN2 | ||||||
01104061254.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 227655 | 0 | 12-Apr-2011 | 13-May-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 498121 | 0 | 12-Apr-2011 | 13-May-2011 | |
BIDVEST GROUP LTD | ||||||
Security | S1201R162 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-May-2011 | ||||
ISIN | ZAE000117321 | Agenda | 703044610 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 20-May-2011 | |||
Country | South Africa | Vote Deadline Date | 13-May-2011 | |||
SEDOL(s) | 6100089 - B180B16 - B2R9Q94 - B2RHNW0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 8488 | 0 | 06-May-2011 | 13-May-2011 | |
LARSEN & TOUBRO LTD | ||||||
Security | Y5217N159 | Meeting Type | Other Meeting | |||
Ticker Symbol | Meeting Date | 23-May-2011 | ||||
ISIN | INE018A01030 | Agenda | 703050168 - Management | |||
City | TBA | Holding Recon Date | 21-Apr-2011 | |||
Country | India | Vote Deadline Date | 13-May-2011 | |||
SEDOL(s) | B0166K8 - B0423P7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 829157 DUE TO RECEIPT OF A-CTUAL RECORD DATE. ALL | ||||||
VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGAR-DED AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | ||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | ||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | ||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | ||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | ||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | ||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | ||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 105390 | 0 | 10-May-2011 | 13-May-2011 | |
TELE NORTE LESTE PARTICIPACOES S A | ||||||
Security | P9036X117 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 23-May-2011 | ||||
ISIN | BRTNLPACNOR3 | Agenda | 703051336 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 19-May-2011 | |||
Country | Brazil | Vote Deadline Date | 13-May-2011 | |||
SEDOL(s) | 2292719 - B02PDQ9 - B3BK3K0 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 169707 | 0 | 10-May-2011 | 16-May-2011 | |
BBMG CORP | ||||||
Security | Y076A3105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 24-May-2011 | ||||
ISIN | CNE100000F20 | Agenda | 702889772 - Management | |||
City | BEIJING | Holding Recon Date | 21-Apr-2011 | |||
Country | China | Vote Deadline Date | 13-May-2011 | |||
SEDOL(s) | B3NFC51 - B3VZS22 - B3XFBW1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110330/LTN2 | ||||||
01103301181.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 355854 | 0 | 01-Apr-2011 | 16-May-2011 | |
CHINA UNICOM HONG KONG LTD | ||||||
Security | Y1519S111 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 24-May-2011 | ||||
ISIN | HK0000049939 | Agenda | 703031574 - Management | |||
City | WAN CHAI | Holding Recon Date | 19-May-2011 | |||
Country | Hong Kong | Vote Deadline Date | 19-May-2011 | |||
SEDOL(s) | 4101374 - 6263830 - B16PR82 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 | ||||||
0110411083.pdf | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3ai | Management Proposal | Management | For | For | ||
3aii | Management Proposal | Management | For | For | ||
3aiii | Management Proposal | Management | For | For | ||
3aiv | Management Proposal | Management | For | For | ||
3av | Management Proposal | Management | For | For | ||
3b | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For |
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 672885 | 0 | 04-May-2011 | 20-May-2011 | |
BOC HONG KONG HLDGS LTD | ||||||
Security | Y0920U103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-May-2011 | ||||
ISIN | HK2388011192 | Agenda | 702937559 - Management | |||
City | HONG KONG | Holding Recon Date | 19-May-2011 | |||
Country | Hong Kong | Vote Deadline Date | 20-May-2011 | |||
SEDOL(s) | 6536112 - B01XWZ6 - B06MVT5 - B16MTV0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 | ||||||
0110412043.pdf | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3a | Management Proposal | Management | For | For | ||
3b | Management Proposal | Management | For | For | ||
3c | Management Proposal | Management | For | For | ||
3d | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 80200 | 0 | 13-Apr-2011 | 23-May-2011 | |
BOC HONG KONG HLDGS LTD | ||||||
Security | Y0920U103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 25-May-2011 | ||||
ISIN | HK2388011192 | Agenda | 702940380 - Management | |||
City | QUEENSWAY | Holding Recon Date | 19-May-2011 | |||
Country | Hong Kong | Vote Deadline Date | 20-May-2011 | |||
SEDOL(s) | 6536112 - B01XWZ6 - B06MVT5 - B16MTV0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 | ||||||
0110412053.pdf | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 80200 | 0 | 13-Apr-2011 | 23-May-2011 | |
SHANGHAI ELEC GROUP CO LTD | ||||||
Security | Y76824104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-May-2011 | ||||
ISIN | CNE100000437 | Agenda | 703051855 - Management | |||
City | SHANGHAI | Holding Recon Date | 20-Apr-2011 | |||
Country | China | Vote Deadline Date | 16-May-2011 | |||
SEDOL(s) | B07J656 - B07ZG10 - B0XNVS0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 818696 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN2 | ||||||
0110408218.pdf AN-D | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110509/LTN2 | ||||||
0110509208.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10.1 | Management Proposal | Management | For | For | ||
10.2 | Management Proposal | Management | For | For | ||
10.3 | Management Proposal | Management | For | For | ||
10.4 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 906559 | 0 | 10-May-2011 | 17-May-2011 | |
STANDARD BK GROUP LTD | ||||||
Security | S80605140 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-May-2011 | ||||
ISIN | ZAE000109815 | Agenda | 703018615 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 24-May-2011 | |||
Country | South Africa | Vote Deadline Date | 18-May-2011 | |||
SEDOL(s) | B030GJ7 - B031GN4 - B03VTK2 - B05LC45 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8.1 | Management Proposal | Management | For | For | ||
8.2 | Management Proposal | Management | For | For | ||
8.3 | Management Proposal | Management | For | For | ||
8.4.1 | Management Proposal | Management | For | For | ||
8.4.2 | Management Proposal | Management | For | For | ||
8.5.1 | Management Proposal | Management | For | For | ||
8.5.2 | Management Proposal | Management | For | For | ||
8.6.1 | Management Proposal | Management | For | For | ||
8.6.2 | Management Proposal | Management | For | For | ||
8.7.1 | Management Proposal | Management | For | For | ||
8.7.2 | Management Proposal | Management | For | For | ||
8.8.1 | Management Proposal | Management | For | For | ||
8.8.2 | Management Proposal | Management | For | For | ||
8.9 | Management Proposal | Management | For | For | ||
8.10 | Management Proposal | Management | For | For | ||
9.1 | Management Proposal | Management | For | For | ||
9.2 | Management Proposal | Management | For | For | ||
10.1 | Management Proposal | Management | For | For |
10.2 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 25741 | 0 | 27-Apr-2011 | 18-May-2011 | |
EGShares Financials GEMS ETF | 55P | 27153 | 0 | 27-Apr-2011 | 18-May-2011 | |
CHINA COAL ENERGY CO LTD | ||||||
Security | Y1434L100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | CNE100000528 | Agenda | 702923687 - Management | |||
City | BEIJING | Holding Recon Date | 26-Apr-2011 | |||
Country | China | Vote Deadline Date | 18-May-2011 | |||
SEDOL(s) | B1JNK84 - B1L9BJ8 - B1MT2D8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN2 | ||||||
01104071023.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 768267 | 0 | 08-Apr-2011 | 19-May-2011 | |
CNOOC LTD | ||||||
Security | Y1662W117 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | HK0883013259 | Agenda | 702926998 - Management | |||
City | HONG KONG | Holding Recon Date | 19-May-2011 | |||
Country | Hong Kong | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | B00G0S5 - B016D18 - B05QZJ6 - B16TB15 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN2 | ||||||
0110407065.pdf | ||||||
A1 | Management Proposal | Management | For | For | ||
A2 | Management Proposal | Management | For | For | ||
A3I | Management Proposal | Management | For | For | ||
A3II | Management Proposal | Management | For | For | ||
A3III | Management Proposal | Management | For | For | ||
A3IV | Management Proposal | Management | For | For | ||
A3V | Management Proposal | Management | For | For | ||
A4 | Management Proposal | Management | For | For | ||
B1 | Management Proposal | Management | For | For | ||
B2 | Management Proposal | Management | For | For | ||
B3 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE AND C-HANGE IN DIRECTOR | ||||||
NAME FOR RESOLUTION NO. A3.1. IF YOU HAVE ALREADY | ||||||
SENT IN YO-UR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR- | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 809800 | 0 | 08-Apr-2011 | 25-May-2011 | |
BANK OF CHINA LTD, BEIJING | ||||||
Security | Y0698A107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | CNE1000001Z5 | Agenda | 702932725 - Management | |||
City | HONG KONG | Holding Recon Date | 26-Apr-2011 | |||
Country | China | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 | ||||||
0110411801.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7.1 | Management Proposal | Management | For | For | ||
7.2 | Management Proposal | Management | For | For | ||
8.1 | Management Proposal | Management | For | For | ||
8.2 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1169623 | 0 | 12-Apr-2011 | 25-May-2011 | |
EGShares Financials GEMS ETF | 55P | 1168079 | 0 | 12-Apr-2011 | 25-May-2011 | |
GUANGZHOU R F PPTYS CO LTD | ||||||
Security | Y2933F115 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | CNE100000569 | Agenda | 702941104 - Management | |||
City | GUANGZHOU | Holding Recon Date | 21-Apr-2011 | |||
Country | China | Vote Deadline Date | 18-May-2011 | |||
SEDOL(s) | B19H8Y8 - B1FN0K0 - B1FP2Q6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 | ||||||
0110412144.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION "1". | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 353445 | 0 | 13-Apr-2011 | 18-May-2011 | |
GUANGZHOU R F PPTYS CO LTD | ||||||
Security | Y2933F115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | CNE100000569 | Agenda | 702942055 - Management | |||
City | GUANGZHOU | Holding Recon Date | 21-Apr-2011 | |||
Country | China | Vote Deadline Date | 18-May-2011 | |||
SEDOL(s) | B19H8Y8 - B1FN0K0 - B1FP2Q6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 | ||||||
0110412123.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7.a | Management Proposal | Management | For | For | ||
7.b | Management Proposal | Management | For | For | ||
7.c | Management Proposal | Management | For | For | ||
7.d | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 353445 | 0 | 14-Apr-2011 | 19-May-2011 | |
CHINA SHENHUA ENERGY CO LTD | ||||||
Security | Y1504C113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | CNE1000002R0 | Agenda | 702949605 - Management | |||
City | HONG KONG | Holding Recon Date | 26-Apr-2011 | |||
Country | China | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110410/LTN2 | ||||||
0110410027.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
CONT | CONTD directors be authorised to (including but not limited to the- | Non-Voting | ||||
following):- (i) formulate and implement detailed issuance plan, | ||||||
including-but not limited to the class of shares to be issued, pricing | ||||||
mechanism and/or-issuance price (including price range), number | ||||||
of shares to be issued,-allottees and use of proceeds, time of | ||||||
issuance, period of issuance and-whether to issue shares to | ||||||
existing shareholders; (ii) approve and execute,-on behalf of the | ||||||
Company, agreements related to share issuance, including but- | ||||||
not limited to underwriting agreement and engagement | ||||||
agreements of-professional advisers; (iii) approve and execute, on | ||||||
behalf of the Company,-documents related to share issuance for | ||||||
submission to regulatory authorities,-and to carry out approval | ||||||
procedures required by regulatory authorities and-venues in which | ||||||
the CONTD | ||||||
CONT | CONTD Company is listed; (iv) amend, as required by regulatory | Non-Voting | ||||
authorities-within or outside China, agreements and statutory | ||||||
documents referred to in-(ii) and (iii) above; (v) engage the | ||||||
services of professional advisers for-share issuance related | ||||||
matters, and to approve and execute all acts, deeds,-documents | ||||||
or other matters necessary, appropriate or required for share- | ||||||
issuance; (vi) increase the registered capital of the Company after | ||||||
share-issuance, and to make corresponding amendments to the | ||||||
articles of association-of the Company relating to share capital | ||||||
and shareholdings etc, and to carry-out statutory registrations and | ||||||
filings within and outside China. The above-general mandate will | ||||||
expire on the earlier of ("Relevant Period"):- (a) the-conclusion of | ||||||
the annual general meeting of the Company for 2011; (b) the- | ||||||
CONTD |
CONT | CONTD expiration of a period of twelve months following the | Non-Voting | ||||
passing of this-special resolution at the annual general meeting for | ||||||
2010; or (c) the date on-which the authority conferred by this | ||||||
special resolution is revoked or varied-by a special resolution of | ||||||
shareholders at a general meeting, except where-the board of | ||||||
directors has resolved to issue domestic shares (A shares) or- | ||||||
overseas-listed foreign invested shares (H shares) during the | ||||||
Relevant Period-and the share issuance is to be continued or | ||||||
implemented after the Relevant-Period | ||||||
8 | Management Proposal | Management | For | For | ||
CONT | CONTD domestic shares (A shares) even where the general | Non-Voting | ||||
mandate is granted,-but will not be required to seek shareholders' | ||||||
approval at class meetings of-domestic share (A share) | ||||||
shareholders or overseas-listed foreign invested-share (H share) | ||||||
shareholders. (2) approve a general mandate to the board of- | ||||||
directors to, by reference to market conditions and in accordance | ||||||
with needs-of the Company, to repurchase overseas-listed foreign | ||||||
invested shares (H-shares) not exceeding 10% of the number of | ||||||
overseas-listed foreign invested-shares (H shares) in issue at the | ||||||
time when this resolution is passed at-annual general meeting and | ||||||
the relevant resolutions are passed at class-meetings of | ||||||
shareholders. (3) the board of directors be authorised to-(including | ||||||
but not limited to the following):- (i) formulate and implement- | ||||||
detailed CONTD | ||||||
CONT | CONTD repurchase plan, including but not limited to repurchase | Non-Voting | ||||
price, number-of shares to repurchase, time of repurchase and | ||||||
period of repurchase etc;-(ii) notify creditors in accordance with | ||||||
the PRC Company Law and articles of-association of the | ||||||
Company; (iii) open overseas share accounts and to carry-out | ||||||
related change of foreign exchange registration procedures; (iv) | ||||||
carry-out relevant approval procedures required by regulatory | ||||||
authorities and-venues in which the Company is listed, and to | ||||||
carry out filings with the-China Securities Regulatory Commission; | ||||||
(v) carry out cancelation procedures-for repurchased shares, | ||||||
decrease registered capital, and to make-corresponding | ||||||
amendments to the articles of association of the Company-relating | ||||||
to share capital and shareholdings etc, and to carry out statutory- | ||||||
registrations and CONTD | ||||||
CONT | CONTD filings within and outside China; (vi) approve and execute, | Non-Voting | ||||
on behalf-of the Company, documents and matters related to | ||||||
share repurchase. The above-general mandate will expire on the | ||||||
earlier of ("Relevant Period"):- (a) the-conclusion of the annual | ||||||
general meeting of the Company for 2011; (b) the-expiration of a | ||||||
period of twelve months following the passing of this special- | ||||||
resolution at the annual general meeting for 2010, the first A | ||||||
shareholders'-class meeting in 2011 and the first H shareholders' | ||||||
class meeting in 2011; or-(c) the date on which the authority | ||||||
conferred by this special resolution is-revoked or varied by a | ||||||
special resolution of shareholders at a general-meeting, or a | ||||||
special resolution of shareholders at a class meeting of-domestic | ||||||
share (A share) shareholders or a class meeting of overseas- | ||||||
listed-CONTD | ||||||
CONT | CONTD foreign invested share (H share) shareholders, except | Non-Voting | ||||
where the board-of directors has resolved to repurchase domestic | ||||||
shares (A shares) or-overseas-listed foreign invested shares (H | ||||||
shares) during the Relevant Period-and the share repurchase is to | ||||||
be continued or implemented after the Relevant-Period | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 63770 | 0 | 14-Apr-2011 | 25-May-2011 | |
EGShares EM Metals & Mining ETF | 55P | 394019 | 0 | 14-Apr-2011 | 25-May-2011 | |
CHINA SHENHUA ENERGY CO LTD | ||||||
Security | Y1504C113 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | CNE1000002R0 | Agenda | 702953313 - Management | |||
City | HONG KONG | Holding Recon Date | 26-Apr-2011 | |||
Country | China | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTION "1". | ||||||
THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110410/LTN2 | ||||||
0110410031.pdf | ||||||
1 | Management Proposal | Management | For | For |
CONT | CONTD mandate is granted, but will not be required to seek | Non-Voting | ||||
shareholders'-approval at class meetings of domestic share (A | ||||||
share) shareholders or-overseas-listed foreign invested share (H | ||||||
share) shareholders. (2) approve a-general mandate to the board | ||||||
of directors to, by reference to market-conditions and in | ||||||
accordance with needs of the Company, to repurchase-overseas- | ||||||
listed foreign invested shares (H shares) not exceeding 10% of | ||||||
the-number of overseas-listed foreign invested shares (H shares) | ||||||
in issue at the-time when this resolution is passed at annual | ||||||
general meeting and the-relevant resolutions are passed at class | ||||||
meetings of shareholders. (3) the-board of directors be authorised | ||||||
to (including but not limited to the-following):- (i) formulate and | ||||||
implement detailed repurchase plan, including-but not limited to | ||||||
CONTD | ||||||
CONT | CONTD repurchase price, number of shares to repurchase, time | Non-Voting | ||||
of repurchase-and period of repurchase etc; (ii) notify creditors in | ||||||
accordance with the-PRC Company Law and articles of | ||||||
association of the Company; (iii) open-overseas share accounts | ||||||
and to carry out related change of foreign exchange-registration | ||||||
procedures; (iv) carry out relevant approval procedures required- | ||||||
by regulatory authorities and venues in which the Company is | ||||||
listed, and to-carry out filings with the China Securities Regulatory | ||||||
Commission; (v) carry-out cancelation procedures for repurchased | ||||||
shares, decrease registered-capital, and to make corresponding | ||||||
amendments to the articles of association-of the Company relating | ||||||
to share capital and shareholdings etc, and to carry-CONTD | ||||||
CONT | CONTD out statutory registrations and filings within and outside | Non-Voting | ||||
China; (vi)-approve and execute, on behalf of the Company, | ||||||
documents and matters related-to share repurchase. The above | ||||||
general mandate will expire on the earlier of-("Relevant Period"):- | ||||||
(a) the conclusion of the annual general meeting of the-Company | ||||||
for 2011; (b) the expiration of a period of twelve months following- | ||||||
the passing of this special resolution at the annual general | ||||||
meeting for-2010, the first A shareholders' class meeting in 2011 | ||||||
and the first H-shareholders' class meeting in 2011; or (c) the date | ||||||
on which the authority-conferred by this special resolution is | ||||||
revoked or varied by a special-resolution of shareholders at a | ||||||
general CONTD | ||||||
CONT | CONTD meeting, or a special resolution of shareholders at a class | Non-Voting | ||||
meeting of-domestic share (A share) shareholders or a class | ||||||
meeting of overseas-listed-foreign invested share (H share) | ||||||
shareholders, except where the board of-directors has resolved to | ||||||
repurchase domestic shares (A shares) or-overseas-listed foreign | ||||||
invested shares (H shares) during the Relevant Period-and the | ||||||
share repurchase is to be continued or implemented after the | ||||||
Relevant-Period | ||||||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 63770 | 0 | 14-Apr-2011 | 25-May-2011 | |
EGShares EM Metals & Mining ETF | 55P | 394019 | 0 | 14-Apr-2011 | 25-May-2011 | |
EVERGRANDE REAL ESTATE GROUP LTD | ||||||
Security | G3225A103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | KYG3225A1031 | Agenda | 703017928 - Management | |||
City | HONG KONG | Holding Recon Date | 23-May-2011 | |||
Country | Cayman Islands | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | B2Q8YL0 - B558YT0 - B58RSG9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110426/LTN2 | ||||||
0110426031.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3a | Management Proposal | Management | For | For | ||
3b | Management Proposal | Management | For | For | ||
3c | Management Proposal | Management | For | For | ||
3d | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares |
EGS INDXX China Infrastructure ETF | 55P | 1760771 | 0 | 27-Apr-2011 | 25-May-2011 | |
LENOVO GROUP LTD | ||||||
Security | Y5257Y107 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2011 | ||||
ISIN | HK0992009065 | Agenda | 703051350 - Management | |||
City | HONG KONG | Holding Recon Date | 26-May-2011 | |||
Country | Hong Kong | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | 5924279 - 6218089 - B01DLP9 - B175X83 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110509/LTN2 | ||||||
0110509224.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 97700 | 0 | 10-May-2011 | 26-May-2011 | |
CHINA MERCHANTS BK CO LTD | ||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2011 | ||||
ISIN | CNE1000002M1 | Agenda | 702942269 - Management | |||
City | SHENZHEN | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 19-May-2011 | |||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL- | ||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110413/ | ||||||
LTN20110413400.p-df | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 114775 | 0 | 14-Apr-2011 | 20-May-2011 | |
CSR CORP LTD | ||||||
Security | Y1516V109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2011 | ||||
ISIN | CNE100000BG0 | Agenda | 702954125 - Management | |||
City | BEIJING | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 19-May-2011 | |||
SEDOL(s) | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN2 | ||||||
0110413879.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For |
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 607155 | 0 | 14-Apr-2011 | 20-May-2011 | |
ANGANG STEEL COMPANY LTD | ||||||
Security | Y0132D105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2011 | ||||
ISIN | CNE1000001V4 | Agenda | 702955026 - Management | |||
City | ANSHAN CITY | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 19-May-2011 | |||
SEDOL(s) | 5985511 - 6015644 - B01W468 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN2 | ||||||
0110413529.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 267242 | 0 | 15-Apr-2011 | 20-May-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 338852 | 0 | 15-Apr-2011 | 20-May-2011 | |
COMPANHIA SIDERURGICA NACIONAL | ||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2011 | ||||
ISIN | BRCSNAACNOR6 | Agenda | 703076136 - Management | |||
City | SAO PAULO | Holding Recon Date | 26-May-2011 | |||
Country | Brazil | Vote Deadline Date | 23-May-2011 | |||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I | Management Proposal | Management | For | For | ||
II | Management Proposal | Management | For | For | ||
III | Management Proposal | Management | For | For | ||
IV | Management Proposal | Management | For | For | ||
V | Management Proposal | Management | For | For | ||
VI | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 208900 | 0 | 17-May-2011 | 24-May-2011 | |
ZIJIN MNG GROUP CO LTD | ||||||
Security | Y9892H107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-May-2011 | ||||
ISIN | CNE100000502 | Agenda | 703077405 - Management |
City | FUJIN PROVINCE | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 19-May-2011 | |||
SEDOL(s) | 6725299 - B01XKZ2 - B0RK2C8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 822322 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN2 | ||||||
0110413113.pdf AN-D | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110513/LTN2 | ||||||
0110513652.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
MODIFICATION OF COMMENT. IF YOU HAV-E ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM UNLESS YOU-DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 640600 | 0 | 17-May-2011 | 20-May-2011 | |
ANHUI CONCH CEM CO LTD | ||||||
Security | Y01373102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-May-2011 | ||||
ISIN | CNE1000001W2 | Agenda | 702953604 - Management | |||
City | WUHU CITY | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 20-May-2011 | |||
SEDOL(s) | 6080396 - B01W480 - B1BJMK6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL- | ||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20110413/ | ||||||
LTN20110413578.p-df | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 215077 | 0 | 14-Apr-2011 | 23-May-2011 | |
ALUMINUM CORP CHINA LTD | ||||||
Security | Y0094N109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-May-2011 | ||||
ISIN | CNE1000001T8 | Agenda | 702965166 - Management | |||
City | BEIJING | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 20-May-2011 | |||
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110413/LTN2 | ||||||
0110413956.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 717564 | 0 | 16-Apr-2011 | 23-May-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1172100 | 0 | 16-Apr-2011 | 23-May-2011 | |
ASSECO POLAND S A | ||||||
Security | X02540130 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 31-May-2011 | ||||
ISIN | PLSOFTB00016 | Agenda | 703044456 - Management | |||
City | WARSAW | Holding Recon Date | 13-May-2011 | |||
Country | Poland | Vote Deadline Date | 13-May-2011 | |||
SEDOL(s) | 5978953 - B28F5Y9 - B4PJ7D1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1492 | 0 | 06-May-2011 | 16-May-2011 | |
CHINA RY CONSTR CORP | ||||||
Security | Y1508P110 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-May-2011 | ||||
ISIN | CNE100000981 | Agenda | 703070843 - Management | |||
City | BEIJING | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 20-May-2011 | |||
SEDOL(s) | B2PFVH7 - B2Q4J02 - B2RJ1K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 824070 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110414/LTN2 | ||||||
0110414455.pdf a-nd | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110513/LTN2 | ||||||
0110513336.pdf |
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9.I | Management Proposal | Management | For | For | ||
9.II | Management Proposal | Management | For | For | ||
9.III | Management Proposal | Management | For | For | ||
9.IV | Management Proposal | Management | For | For | ||
9.V | Management Proposal | Management | For | For | ||
9.VI | Management Proposal | Management | For | For | ||
9.VII | Management Proposal | Management | For | For | ||
9VIII | Management Proposal | Management | For | For | ||
9.IX | Management Proposal | Management | For | For | ||
9.X | Management Proposal | Management | For | For | ||
9.XI | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
S.3 | Management Proposal | Management | For | For | ||
S.4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 653503 | 0 | 14-May-2011 | 23-May-2011 | |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | ||||||
Security | ADPV10686 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-May-2011 | ||||
ISIN | CNE1000003G1 | Agenda | 703090910 - Management | |||
City | HONG KONG | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 26-May-2011 | |||
SEDOL(s) | B1G1QD8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 832685 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110412/LTN2 | ||||||
0110412644.pdf AN-D | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN2 | ||||||
0110427957.pdf-AND | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110519/LTN2 | ||||||
0110519353.pd-f | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1450680 | 0 | 20-May-2011 | 27-May-2011 | |
EGShares Financials GEMS ETF | 55P | 1059240 | 0 | 20-May-2011 | 27-May-2011 | |
DEVELOPMENT CREDIT BANK LTD, MUMBAI, MAHARASHTRA | ||||||
Security | Y2051L134 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 01-Jun-2011 | ||||
ISIN | INE503A01015 | Agenda | 703045698 - Management | |||
City | MUMBAI | Holding Recon Date | 25-May-2011 | |||
Country | India | Vote Deadline Date | 24-May-2011 | |||
SEDOL(s) | B0ZJXW4 - B1N64N2 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 388598 | 0 | 07-May-2011 | 24-May-2011 | |
ACC LTD | ||||||
Security | Y0002C112 | Meeting Type | Court Meeting | |||
Ticker Symbol | Meeting Date | 01-Jun-2011 | ||||
ISIN | INE012A01025 | Agenda | 703049800 - Management | |||
City | MUMBAI | Holding Recon Date | 27-May-2011 | |||
Country | India | Vote Deadline Date | 18-May-2011 | |||
SEDOL(s) | 6099563 - 6155915 - B01YTZ8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Infrastructure ETF | 55P | 120764 | 0 | 10-May-2011 | 18-May-2011 | |
CEZ A.S., PRAHA | ||||||
Security | X2337V121 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 01-Jun-2011 | ||||
ISIN | CZ0005112300 | Agenda | 703090922 - Management | |||
City | PRAGUE | Holding Recon Date | 25-May-2011 | |||
Country | Czech Republic | Vote Deadline Date | 27-May-2011 | |||
SEDOL(s) | 5624030 - 5626995 - B02VK11 - B1G91T3 - | Quick Code | ||||
B28FR10 - B3Z08W3 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 810755 DUE TO CHANGE IN VO-TING STATUS AND | ||||||
ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE | ||||||
PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU | ||||||
WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | The Board of Directors report on the business activity of the | Non-Voting | ||||
company and on t-he state of its assets for the year 2010. overall | ||||||
explanation report according-to Section 118(8) of the Capital | ||||||
Market Trading Act | ||||||
3 | Supervisory board report on the results of control activities | Non-Voting | ||||
4 | Audit committee report on the results of activities | Non-Voting | ||||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12.1 | Management Proposal | Management | For | For | ||
12.2 | Management Proposal | Management | For | For | ||
12.3 | Management Proposal | Management | For | For | ||
12.4 | Management Proposal | Management | For | For | ||
12.5 | Management Proposal | Management | For | For | ||
12.6 | Management Proposal | Management | For | For | ||
12.7 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 3149 | 0 | 20-May-2011 | 30-May-2011 |
CHINA NATL BLDG MATL CO LTD | ||||||
Security | Y15045100 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 03-Jun-2011 | ||||
ISIN | CNE1000002N9 | Agenda | 702968198 - Management | |||
City | BEIJING | Holding Recon Date | 03-May-2011 | |||
Country | China | Vote Deadline Date | 25-May-2011 | |||
SEDOL(s) | B0Y91C1 - B11X6G2 - B127737 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110415/LTN2 | ||||||
0110415710.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-THIS RESOLUTION. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 372254 | 0 | 19-Apr-2011 | 26-May-2011 | |
CHINA NATL BLDG MATL CO LTD | ||||||
Security | Y15045100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 03-Jun-2011 | ||||
ISIN | CNE1000002N9 | Agenda | 702972882 - Management | |||
City | BEIJING | Holding Recon Date | 03-May-2011 | |||
Country | China | Vote Deadline Date | 25-May-2011 | |||
SEDOL(s) | B0Y91C1 - B11X6G2 - B127737 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110415/LTN2 | ||||||
0110415702.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS "1 TO 9". THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 372254 | 0 | 20-Apr-2011 | 26-May-2011 | |
NOVOLIPETSK IRON & STL CORP - NLMK | ||||||
Security | 67011E204 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 03-Jun-2011 | ||||
ISIN | US67011E2046 | Agenda | 703079156 - Management | |||
City | LIPETSK | Holding Recon Date | 15-Apr-2011 | |||
Country | Russian Federation | Vote Deadline Date | 23-May-2011 | |||
SEDOL(s) | B0RTNX3 - B0TBDR1 - B1FFRD8 - B50LHL7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 822818 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1.1 | Management Proposal | Management | For | For | ||
1.2 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. |
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
4.3 | Management Proposal | Management | For | For | ||
4.4 | Management Proposal | Management | For | For | ||
4.5 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 24283 | 0 | 27-May-2011 | 27-May-2011 | |
DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||
Security | Y20020106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 03-Jun-2011 | ||||
ISIN | CNE1000002Z3 | Agenda | 703085642 - Management | |||
City | BEIJING | Holding Recon Date | 04-May-2011 | |||
Country | China | Vote Deadline Date | 31-May-2011 | |||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 824744 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110414/LTN2 | ||||||
0110414739.pdf, h- | ||||||
ttp://www.hkexnews.hk/listedco/listconews/sehk/20110518/LTN20 | ||||||
110518029.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 1021929 | 0 | 19-May-2011 | 26-May-2011 | |
CHINA LIFE INS CO LTD | ||||||
Security | Y1477R204 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 03-Jun-2011 | ||||
ISIN | CNE1000002L3 | Agenda | 703085678 - Management | |||
City | HONG KONG | Holding Recon Date | 29-Apr-2011 | |||
Country | China | Vote Deadline Date | 31-May-2011 | |||
SEDOL(s) | 6718976 - B02W3K4 - B06KKF8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 802244 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110408/LTN2 | ||||||
0110408222.pdf AN-D | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110518/LTN2 | ||||||
0110518188.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 144500 | 0 | 19-May-2011 | 01-Jun-2011 | |
EGShares Financials GEMS ETF | 55P | 133060 | 0 | 19-May-2011 | 01-Jun-2011 | |
ORASCOM CONSTR INDS S A E | ||||||
Security | M7525D108 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 06-Jun-2011 | ||||
ISIN | EGS65901C018 | Agenda | 703076972 - Management | |||
City | CAIRO | Holding Recon Date | 02-Jun-2011 | |||
Country | Egypt | Blocking | Vote Deadline Date | 31-May-2011 | ||
SEDOL(s) | 6146975 - B03BN88 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1760 | 0 | 17-May-2011 | 31-May-2011 | |
SHANDONG WEIGAO GROUP MED POLYMER CO LTD | ||||||
Security | Y76810103 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 07-Jun-2011 | ||||
ISIN | CNE100000171 | Agenda | 702931204 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 05-May-2011 | |||
Country | China | Vote Deadline Date | 26-May-2011 | |||
SEDOL(s) | 6742340 - 6743365 - B0Z40G2 - B1BJQ59 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN2 | ||||||
01104071167.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL | ||||||
RESOLUTION.THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 15800 | 0 | 09-Apr-2011 | 27-May-2011 | |
SHANDONG WEIGAO GROUP MED POLYMER CO LTD | ||||||
Security | Y76810103 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 07-Jun-2011 | ||||
ISIN | CNE100000171 | Agenda | 702939286 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 05-May-2011 | |||
Country | China | Vote Deadline Date | 26-May-2011 | |||
SEDOL(s) | 6742340 - 6743365 - B0Z40G2 - B1BJQ59 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110407/LTN2 | ||||||
01104071173.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' ONLY-FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN TEXT OF RESOLUTION 3. IF-YOU HAVE ALREADY SENT IN | ||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 15800 | 0 | 13-Apr-2011 | 27-May-2011 | |
SHANDONG WEIGAO GROUP MED POLYMER CO LTD | ||||||
Security | Y76810103 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 07-Jun-2011 | ||||
ISIN | CNE100000171 | Agenda | 702962110 - Management | |||
City | WEIHAI, SHANDONG PROVIN | Holding Recon Date | 05-May-2011 | |||
Country | China | Vote Deadline Date | 26-May-2011 | |||
SEDOL(s) | 6742340 - 6743365 - B0Z40G2 - B1BJQ59 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL- | ||||||
LINK:"http://www.hkexnews.hk/listedco/listconews/sehk/20110407 | ||||||
/LTN201104071145-.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 15800 | 0 | 16-Apr-2011 | 27-May-2011 | |
SHANDONG WEIGAO GROUP MED POLYMER CO LTD | ||||||
Security | Y76810103 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 07-Jun-2011 | ||||
ISIN | CNE100000171 | Agenda | 702998393 - Management | |||
City | SHANDONG PROVINCE | Holding Recon Date | 05-May-2011 | |||
Country | China | Vote Deadline Date | 26-May-2011 | |||
SEDOL(s) | 6742340 - 6743365 - B0Z40G2 - B1BJQ59 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110420/LTN2 | ||||||
0110420659.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
a | Management Proposal | Management | For | For | ||
b | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 15800 | 0 | 23-Apr-2011 | 27-May-2011 | |
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||
Security | X6582S105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 07-Jun-2011 | ||||
ISIN | PLPGNIG00014 | Agenda | 703063660 - Management | |||
City | WARSAW | Holding Recon Date | 20-May-2011 | |||
Country | Poland | Vote Deadline Date | 20-May-2011 | |||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 267195 | 0 | 12-May-2011 | 23-May-2011 | |
SANLAM LTD | ||||||
Security | S7302C137 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 08-Jun-2011 | ||||
ISIN | ZAE000070660 | Agenda | 703040319 - Management | |||
City | CAPETOWN | Holding Recon Date | 07-Jun-2011 | |||
Country | South Africa | Vote Deadline Date | 01-Jun-2011 | |||
SEDOL(s) | B0L6750 - B0LKMJ1 - B0MSTY8 - B0MTL45 | Quick Code | ||||
- B10QWR5 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
O.1 | Management Proposal | Management | For | For | ||
O.2 | Management Proposal | Management | For | For | ||
O.3.1 | Management Proposal | Management | For | For | ||
O.3.2 | Management Proposal | Management | For | For | ||
O.3.3 | Management Proposal | Management | For | For | ||
O.4.1 | Management Proposal | Management | For | For | ||
O.4.2 | Management Proposal | Management | For | For | ||
O.5.1 | Management Proposal | Management | For | For | ||
O.5.2 | Management Proposal | Management | For | For | ||
O.5.3 | Management Proposal | Management | For | For | ||
O.5.4 | Management Proposal | Management | For | For | ||
O.6 | Management Proposal | Management | For | For | ||
O.7 | Management Proposal | Management | For | For | ||
O.8 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
O.9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 51925 | 0 | 06-May-2011 | 01-Jun-2011 |
JIANGXI COPPER CO LTD | ||||||
Security | Y4446C100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Jun-2011 | ||||
ISIN | CNE1000003K3 | Agenda | 702981095 - Management | |||
City | JIANGXI | Holding Recon Date | 06-May-2011 | |||
Country | China | Vote Deadline Date | 30-May-2011 | |||
SEDOL(s) | 0268916 - 6000305 - B014W93 - B15DXT0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110420/LTN2 | ||||||
0110420989.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
CONT | CONTD to sign, execute, amend and complete documents to be | Non-Voting | ||||
submitted to the-relevant government authorities, organisations | ||||||
and individuals; and to do all-acts, matters and things deemed | ||||||
necessary, appropriate or expedient in-relation to the abolishment | ||||||
of the Shares Appreciation Rights Scheme and-formulation of the | ||||||
Long-term Incentive Pilot Program | ||||||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | ||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 308641 | 0 | 21-Apr-2011 | 31-May-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 442424 | 0 | 21-Apr-2011 | 31-May-2011 | |
GENTING BERHAD | ||||||
Security | Y26926116 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Jun-2011 | ||||
ISIN | MYL3182OO002 | Agenda | 703085894 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 07-Jun-2011 | |||
Country | Malaysia | Vote Deadline Date | 02-Jun-2011 | |||
SEDOL(s) | 4391700 - 6366665 - 6366676 - B0323Z8 - | Quick Code | ||||
B1VXJL8 - B1W0GK6 - B1W1RW8 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 48300 | 0 | 19-May-2011 | 03-Jun-2011 | |
CHINA CONSTRUCTION BANK CORPORATION, BEIJING | ||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Jun-2011 | ||||
ISIN | CNE1000002H1 | Agenda | 703100545 - Management | |||
City | SICHUAN | Holding Recon Date | 09-May-2011 | |||
Country | China | Vote Deadline Date | 30-May-2011 | |||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 806186 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110425/LTN2 | ||||||
0110425075.pdf, h- | ||||||
ttp://www.hkexnews.hk/listedco/listconews/sehk/20110520/LTN20 | ||||||
110520587.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1166350 | 0 | 25-May-2011 | 31-May-2011 | |
EGShares Financials GEMS ETF | 55P | 839100 | 0 | 25-May-2011 | 31-May-2011 | |
CHINA COMMUNICATIONS CONSTR CO LTD | ||||||
Security | Y14369105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2011 | ||||
ISIN | CNE1000002F5 | Agenda | 702937408 - Management | |||
City | BEIJING | Holding Recon Date | 09-May-2011 | |||
Country | China | Vote Deadline Date | 31-May-2011 | |||
SEDOL(s) | B1JKTQ6 - B1L7ZX4 - B1MT2B6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 | ||||||
0110411675.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
CONT | CONTD or procure to be done documents or things in connection | Non-Voting | ||||
with the issue-of these additional shares | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 92000 | 0 | 13-Apr-2011 | 01-Jun-2011 | |
EGS INDXX China Infrastructure ETF | 55P | 1112216 | 0 | 13-Apr-2011 | 01-Jun-2011 | |
BYD CO LTD | ||||||
Security | Y1023R104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2011 | ||||
ISIN | CNE100000296 | Agenda | 702996604 - Management | |||
City | SHENZHEN | Holding Recon Date | 09-May-2011 | |||
Country | China | Vote Deadline Date | 31-May-2011 | |||
SEDOL(s) | 6536651 - B01XKF2 - B0WVS95 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110421/LTN2 | ||||||
0110421015.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6.a | Management Proposal | Management | For | For |
6.b | Management Proposal | Management | For | For | ||
6.c | Management Proposal | Management | For | For | ||
6.d | Management Proposal | Management | For | For | ||
6.e | Management Proposal | Management | For | For | ||
7.a | Management Proposal | Management | For | For | ||
7.b | Management Proposal | Management | For | For | ||
7.c | Management Proposal | Management | For | For | ||
7.d | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11.a | Management Proposal | Management | For | For | ||
11.b | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
CONT | CONTD Law of the PRC and the Rules Governing the Listing of | Non-Voting | ||||
Securities on The-Stock Exchange of Hong Kong Limited); (iii) that | ||||||
the general mandate shall-remain valid until the earliest of (x) the | ||||||
conclusion of the next annual-general meeting of the Company; or | ||||||
(y) the expiration of a 12-month period-following the passing of | ||||||
this resolution; or (z) the date on which the-authority set out in this | ||||||
resolution is revoked or varied by a special-resolution of the | ||||||
shareholders of the Company in a general meeting; and (b)-the | ||||||
authorisation to the Board to approve, execute and do or procure | ||||||
to be-executed and done, all such documents, deeds and things | ||||||
as it may consider-necessary in connection with the allotment and | ||||||
issue of any new shares-pursuant to the exercise of the general | ||||||
mandate referred to in paragraph (a)-of this resolution | ||||||
13 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 12800 | 0 | 22-Apr-2011 | 01-Jun-2011 | |
OJSC OC ROSNEFT | ||||||
Security | 67812M207 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2011 | ||||
ISIN | US67812M2070 | Agenda | 703091025 - Management | |||
City | KRASNODAR | Holding Recon Date | 21-Apr-2011 | |||
Country | Russian Federation | Vote Deadline Date | 02-Jun-2011 | |||
SEDOL(s) | B17FSC2 - B1N63N5 - B550CN6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 840392 DUE TO ADDITION OF-RESOLUTIONS AND | ||||||
APPLICATION OF CUMULATIVE VOTING. ALL VOTES | ||||||
RECEIVED ON THE PR-EVIOUS MEETING WILL BE | ||||||
DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEE-TING NOTICE. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
6.3 | Management Proposal | Management | For | For | ||
6.4 | Management Proposal | Management | For | For | ||
6.5 | Management Proposal | Management | For | For | ||
6.6 | Management Proposal | Management | For | For | ||
6.7 | Management Proposal | Management | For | For | ||
6.8 | Management Proposal | Management | For | For | ||
6.9 | Management Proposal | Management | For | For | ||
7.1 | Management Proposal | Management | For | For | ||
7.2 | Management Proposal | Management | For | For | ||
7.3 | Management Proposal | Management | For | For | ||
7.4 | Management Proposal | Management | For | For | ||
7.5 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For |
10.1 | Management Proposal | Management | For | For | |||
10.2 | Management Proposal | Management | For | For | |||
10.3 | Management Proposal | Management | For | For | |||
10.4 | Management Proposal | Management | For | For | |||
10.5 | Management Proposal | Management | For | For | |||
10.6 | Management Proposal | Management | For | For | |||
10.7 | Management Proposal | Management | For | For | |||
10.8 | Management Proposal | Management | For | For | |||
10.9 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 55P | 33446 | 0 | 27-May-2011 | 02-Jun-2011 | ||
EGShares Energy ETF | 55P | 133575 | 0 | 27-May-2011 | 02-Jun-2011 | ||
INFOSYS TECHNOLOGIES LIMITED | |||||||
Security | 456788108 | Meeting Type | Annual | ||||
Ticker Symbol | INFY | Meeting Date | 11-Jun-2011 | ||||
ISIN | US4567881085 | Agenda | 933462690 - Management | ||||
City | Holding Recon Date | 02-May-2011 | |||||
Country | United States | Vote Deadline Date | 02-Jun-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
O1 | Approve Financial Statements, Allocation of Income, and | Management | For | ||||
Discharge Directors | |||||||
O2 | Approve Allocation of Dividends on Shares Held By Company | Management | For | ||||
O3 | Election of Directors (Majority Voting) | Management | For | ||||
O4 | Election of Directors (Majority Voting) | Management | For | ||||
O5 | Election of Directors (Majority Voting) | Management | For | ||||
O6 | Election of Directors (Majority Voting) | Management | For | ||||
O7 | Miscellaneous Corporate Actions | Management | For | ||||
O8 | Ratify Appointment of Independent Auditors | Management | For | ||||
S9 | Election of Directors (Majority Voting) | Management | For | ||||
S10 | Election of Directors (Majority Voting) | Management | For | ||||
S11 | Election of Directors (Majority Voting) | Management | For | ||||
S12 | Election of Directors (Full Slate) | Management | For | ||||
S13 | Approve Company Name Change | Management | For | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 17152 | 0 | 20-May-2011 | 20-May-2011 | ||
MALAYAN BANKING BHD MAYBANK | |||||||
Security | Y54671105 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 13-Jun-2011 | |||||
ISIN | MYL1155OO000 | Agenda | 703114924 - Management | ||||
City | KUALA LUMPUR | Holding Recon Date | 09-Jun-2011 | ||||
Country | Malaysia | Vote Deadline Date | 06-Jun-2011 | ||||
SEDOL(s) | 5347218 - 6556325 - B02GT19 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Financials GEMS ETF | 55P | 63800 | 0 | 31-May-2011 | 07-Jun-2011 | ||
PHILIPPINE LONG DISTANCE TEL CO | |||||||
Security | 718252109 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 14-Jun-2011 | |||||
ISIN | PH7182521093 | Agenda | 703063824 - Management | ||||
City | MAKATI CITY | Holding Recon Date | 15-Apr-2011 | ||||
Country | Philippines | Vote Deadline Date | 03-Jun-2011 | ||||
SEDOL(s) | 2685319 - 6685661 - B01JGM9 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 818942 DUE TO DELETION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Management Proposal | Management | For | For | ||
2.10 | Management Proposal | Management | For | For | ||
2.11 | Management Proposal | Management | For | For | ||
2.12 | Management Proposal | Management | For | For | ||
2.13 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 1780 | 0 | 12-May-2011 | 08-Jun-2011 | |
MAANSHAN IRON & STL CO LTD | ||||||
Security | Y5361G109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Jun-2011 | ||||
ISIN | CNE1000003R8 | Agenda | 703027210 - Management | |||
City | ANHUI PROVINCE | Holding Recon Date | 16-May-2011 | |||
Country | China | Vote Deadline Date | 06-Jun-2011 | |||
SEDOL(s) | 6600879 - B01BP40 - B01XLM6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110427/LTN2 | ||||||
0110427993.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7.1 | Management Proposal | Management | For | For | ||
7.2 | Management Proposal | Management | For | For | ||
7.3 | Management Proposal | Management | For | For | ||
7.4 | Management Proposal | Management | For | For | ||
7.5 | Management Proposal | Management | For | For | ||
7.6 | Management Proposal | Management | For | For | ||
7.7 | Management Proposal | Management | For | For | ||
7.8 | Management Proposal | Management | For | For | ||
7.9 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 573019 | 0 | 30-Apr-2011 | 07-Jun-2011 | |
KGHM POLSKA MIEDZ S.A., LUBLIN | ||||||
Security | X45213109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Jun-2011 | ||||
ISIN | PLKGHM000017 | Agenda | 703112348 - Management | |||
City | LUBIN | Holding Recon Date | 30-May-2011 | |||
Country | Poland | Vote Deadline Date | 30-May-2011 | |||
SEDOL(s) | 5263251 - B05LD97 - B1CH2Y3 - B28JS31 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management |
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 844982 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9.A | Management Proposal | Management | For | For | ||
9.B | Management Proposal | Management | For | For | ||
9.C | Management Proposal | Management | For | For | ||
10.A | Management Proposal | Management | For | For | ||
10.B | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13.A | Management Proposal | Management | For | For | ||
13.B | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15.A | Management Proposal | Management | For | For | ||
15.B | Management Proposal | Management | For | For | ||
15.C | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 19298 | 0 | 28-May-2011 | 31-May-2011 | |
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | ||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 16-Jun-2011 | ||||
ISIN | CNE1000003X6 | Agenda | 702923776 - Management | |||
City | SHENZHEN | Holding Recon Date | 16-May-2011 | |||
Country | China | Vote Deadline Date | 07-Jun-2011 | |||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110406/LTN2 | ||||||
01104061332.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Financials GEMS ETF | 55P | 46300 | 0 | 08-Apr-2011 | 08-Jun-2011 | |
CENTRAIS ELETRICAS BRASILEIRAS S A | ||||||
Security | P22854122 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 16-Jun-2011 | ||||
ISIN | BRELETACNOR6 | Agenda | 703078990 - Management | |||
City | BRASILIA | Holding Recon Date | 14-Jun-2011 | |||
Country | Brazil | Vote Deadline Date | 09-Jun-2011 |
SEDOL(s) | 2311120 - 4453956 - B030W11 - B1FGXL1 - | Quick Code | |||||
B40YPC6 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | |||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | |||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | |||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | |||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | |||||||
YOU. | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX Brazil Infrastructure | 55P | 343420 | 0 | 18-May-2011 | 10-Jun-2011 | ||
CHINA RAILWAY GROUP LTD | |||||||
Security | Y1509D116 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 16-Jun-2011 | |||||
ISIN | CNE1000007Z2 | Agenda | 703126450 - Management | ||||
City | BEIJING | Holding Recon Date | 26-May-2011 | ||||
Country | China | Vote Deadline Date | 07-Jun-2011 | ||||
SEDOL(s) | B297KM7 - B29W8X9 - B2NYS31 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 832771 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | |||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICES IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINKS-: | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110429/LTN2 | |||||||
0110429681.pdf-AND | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110530/LTN2 | |||||||
0110530489.pd-f | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7 | Management Proposal | Management | For | For | |||
8 | Management Proposal | Management | For | For | |||
9 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX China Infrastructure ETF | 55P | 1356377 | 0 | 01-Jun-2011 | 08-Jun-2011 | ||
ELETROBRAS: C.E.B. S.A. | |||||||
Security | 15234Q207 | Meeting Type | Annual | ||||
Ticker Symbol | EBR | Meeting Date | 16-Jun-2011 | ||||
ISIN | US15234Q2075 | Agenda | 933466410 - Management | ||||
City | Holding Recon Date | 13-May-2011 | |||||
Country | United States | Vote Deadline Date | 10-Jun-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Approve Financial Statements, Allocation of Income, and | Management | For | Against | |||
Discharge Directors | |||||||
02 | Approve Allocation of Dividends on Shares Held By Company | Management | For | Against |
03 | Election of Directors (Majority Voting) | Management | For | Against | ||
04 | Ratify Appointment of Independent Auditors | Management | For | Against | ||
05 | Approve Remuneration of Directors and Auditors | Management | For | Against | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 8927 | 0 | 25-May-2011 | 25-May-2011 | |
METALLURGICAL CORP CHINA LTD | ||||||
Security | Y5949Y119 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 17-Jun-2011 | ||||
ISIN | CNE100000FF3 | Agenda | 702937701 - Management | |||
City | BEIJING | Holding Recon Date | 17-May-2011 | |||
Country | China | Vote Deadline Date | 08-Jun-2011 | |||
SEDOL(s) | B42SRM0 - B4R2F78 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 | ||||||
0110411999.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
14 | Management Proposal | Management | For | For | ||
15 | Management Proposal | Management | For | For | ||
16 | Management Proposal | Management | For | For | ||
17 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 937587 | 0 | 13-Apr-2011 | 09-Jun-2011 | |
METALLURGICAL CORP CHINA LTD | ||||||
Security | Y5949Y119 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 17-Jun-2011 | ||||
ISIN | CNE100000FF3 | Agenda | 702941433 - Management | |||
City | BEIJING | Holding Recon Date | 17-May-2011 | |||
Country | China | Vote Deadline Date | 08-Jun-2011 | |||
SEDOL(s) | B42SRM0 - B4R2F78 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110411/LTN2 | ||||||
01104111010.pdf | ||||||
1 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | |||||
IN THE LINK. IF YOU HAVE ALR-EADY SENT IN YOUR VOTES, | ||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | ||||||
DECID-E TO AMEND YOUR ORIGINAL INSTRUCTIONS. | ||||||
THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 937587 | 0 | 13-Apr-2011 | 09-Jun-2011 | |
HERO HONDA MOTORS LTD | ||||||
Security | Y3179Z146 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 17-Jun-2011 | ||||
ISIN | INE158A01026 | Agenda | 703102462 - Management | |||
City | HARIDWAR | Holding Recon Date | 15-Jun-2011 | |||
Country | India | Vote Deadline Date | 07-Jun-2011 |
SEDOL(s) | 6327316 - 6327327 - B0YK5D3 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares DJ EM Consumer Index Fund | 55P | 78371 | 0 | 10-Jun-2011 14-Jun-2011 | |||
SOHU.COM INC. | |||||||
Security | 83408W103 | Meeting Type | Annual | ||||
Ticker Symbol | SOHU | Meeting Date | 17-Jun-2011 | ||||
ISIN | US83408W1036 | Agenda | 933445036 - Management | ||||
City | Holding Recon Date | 20-Apr-2011 | |||||
Country | China | Vote Deadline Date | 16-Jun-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Election of Directors | Management | |||||
1 | DR. CHARLES ZHANG | For | For | ||||
2 | MR. CHARLES HUANG | For | For | ||||
3 | DR. DAVE QI | For | For | ||||
4 | MR. SHI WANG | For | For | ||||
02 | 14A Executive Compensation | Management | For | For | |||
03 | 14A Executive Compensation Vote Frequency | Management | 1 Year | Against | |||
04 | Ratify Appointment of Independent Auditors | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 791 | 0 | 03-May-2011 03-May-2011 | |||
ORCHID CHEMICALS & PHARMACEUTICALS LTD | |||||||
Security | Y6494U148 | Meeting Type | Other Meeting | ||||
Ticker Symbol | Meeting Date | 18-Jun-2011 | |||||
ISIN | INE191A01019 | Agenda | 703160313 - Management | ||||
City | TBA | Holding Recon Date | 18-May-2011 | ||||
Country | India | Vote Deadline Date | 13-Jun-2011 | ||||
SEDOL(s) | 6124948 - B3BJBD6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 853844 DUE TO DELETION OF-RESOLUTION. ALL VOTES | |||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU | |||||||
CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING | Non-Voting | |||||
ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING | |||||||
HELD FOR THIS COMPANY. THEREFORE, MEETING | |||||||
ATTENDANCE REQUESTS ARE NO-T VALID FOR THIS | |||||||
MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN | |||||||
YOUR INSTRUCTIO-NS BY THE INDICATED CUTOFF DATE. | |||||||
PLEASE ALSO NOTE THAT ABSTAIN IS NOT A VALID-VOTE | |||||||
OPTION AT POSTAL BALLOT MEETINGS. THANK YOU | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGS INDXX India Small Cap ETF | 55P | 141822 | 0 | 10-Jun-2011 10-Jun-2011 | |||
GOLD FIELDS LTD NEW | |||||||
Security | S31755101 | Meeting Type | Ordinary General Meeting | ||||
Ticker Symbol | Meeting Date | 20-Jun-2011 | |||||
ISIN | ZAE000018123 | Agenda | 703077102 - Management | ||||
City | SANDTON | Holding Recon Date | 17-Jun-2011 | ||||
Country | South Africa | Vote Deadline Date | 10-Jun-2011 | ||||
SEDOL(s) | 0298377 - 4281221 - 5734177 - 6280215 - | Quick Code | |||||
7514861 - B0372L2 - B1GFDB7 | |||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
S.1 | Management Proposal | Management | For | For |
O.1 | Management Proposal | Management | For | For | ||
O.2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 14206 | 0 | 17-May-2011 | 10-Jun-2011 | |
EGShares EM Metals & Mining ETF | 55P | 77683 | 0 | 17-May-2011 | 15-Jun-2011 | |
DONGFENG MTR GROUP CO LTD | ||||||
Security | Y21042109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-Jun-2011 | ||||
ISIN | CNE100000312 | Agenda | 703029694 - Management | |||
City | HUBEI | Holding Recon Date | 20-May-2011 | |||
Country | China | Vote Deadline Date | 10-Jun-2011 | |||
SEDOL(s) | B0PH5N3 - B0TBB66 - B0XZY65 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110429/LTN2 | ||||||
0110429484.pdf | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 48000 | 0 | 03-May-2011 | 13-Jun-2011 | |
JSC MMC NORILSK NICKEL | ||||||
Security | 46626D108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-Jun-2011 | ||||
ISIN | US46626D1081 | Agenda | 703112944 - Management | |||
City | MOSCOW | Holding Recon Date | 16-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 08-Jun-2011 | |||
SEDOL(s) | 2768243 - 7152443 - B114RK6 - B54SPL0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
4.1 | Management Proposal | Management | Abstain | Against | ||
4.2 | Management Proposal | Management | Abstain | Against | ||
4.3 | Management Proposal | Management | Abstain | Against | ||
4.4 | Management Proposal | Management | Abstain | Against | ||
4.5 | Management Proposal | Management | Abstain | Against | ||
4.6 | Management Proposal | Management | Abstain | Against | ||
4.7 | Management Proposal | Management | Abstain | Against | ||
4.8 | Management Proposal | Management | Abstain | Against | ||
4.9 | Management Proposal | Management | Abstain | Against | ||
4.10 | Management Proposal | Management | Abstain | Against | ||
4.11 | Management Proposal | Management | Abstain | Against | ||
4.12 | Management Proposal | Management | Abstain | Against | ||
4.13 | Management Proposal | Management | Abstain | Against | ||
4.14 | Management Proposal | Management | Abstain | Against |
4.15 | Management Proposal | Management | Abstain | Against | ||
4.16 | Management Proposal | Management | Abstain | Against | ||
4.17 | Management Proposal | Management | Abstain | Against | ||
4.18 | Management Proposal | Management | Abstain | Against | ||
4.19 | Management Proposal | Management | Abstain | Against | ||
4.20 | Management Proposal | Management | Abstain | Against | ||
4.21 | Management Proposal | Management | Abstain | Against | ||
4.22 | Management Proposal | Management | Abstain | Against | ||
4.23 | Management Proposal | Management | Abstain | Against | ||
4.24 | Management Proposal | Management | Abstain | Against | ||
4.25 | Management Proposal | Management | Abstain | Against | ||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 7 CANDIDATES | Non-Voting | ||||
TO BE ELECTED AS MEMBERS OF T-HE REVISION | ||||||
COMMISSION, THERE ARE ONLY 5 VACANCIES AVAILABLE | ||||||
TO BE FILLED AT T-HE MEETING. THE STANDING | ||||||
INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, | ||||||
I-F YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY | ||||||
5 OF THE 7 MEMBERS. THANK YOU. | ||||||
5.1 | GPS Mgmt Director | Management | Abstain | Against | ||
5.2 | GPS Mgmt Director | Management | Abstain | Against | ||
5.3 | GPS Mgmt Director | Management | Abstain | Against | ||
5.4 | GPS Mgmt Director | Management | Abstain | Against | ||
5.5 | GPS Mgmt Director | Management | Abstain | Against | ||
5.6 | GPS Mgmt Director | Management | ||||
5.7 | GPS Mgmt Director | Management | ||||
6 | Management Proposal | Management | For | For | ||
7.1 | Management Proposal | Management | For | For | ||
7.2 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 21246 | 0 | 31-May-2011 | 08-Jun-2011 | |
EGShares EM Metals & Mining ETF | 55P | 122176 | 0 | 31-May-2011 | 08-Jun-2011 | |
TIM PARTICIPACOES SA, RIO DE JANEIRO, RJ | ||||||
Security | P91536105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 22-Jun-2011 | ||||
ISIN | BRTCSLACNOR0 | Agenda | 703105292 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 20-Jun-2011 | |||
Country | Brazil | Vote Deadline Date | 15-Jun-2011 | |||
SEDOL(s) | 2292560 - B3PSB17 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 382537 | 0 | 27-May-2011 | 16-Jun-2011 | |
MTN GROUP LTD | ||||||
Security | S8039R108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Jun-2011 | ||||
ISIN | ZAE000042164 | Agenda | 703114859 - Management | |||
City | GAUTENG | Holding Recon Date | 21-Jun-2011 | |||
Country | South Africa | Vote Deadline Date | 14-Jun-2011 | |||
SEDOL(s) | 5949799 - 6563206 - B02P3W5 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
11 | Management Proposal | Management | For | For | ||
12 | Management Proposal | Management | For | For | ||
13 | Management Proposal | Management | For | For | ||
S.1 | Management Proposal | Management | For | For | ||
S.2 | Management Proposal | Management | For | For | ||
S.3 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO DUE TO | Non-Voting | ||||
CHANGE IN NUMBERING FOR RESO-LUTIONS 14, 15 AND 16 | ||||||
AND CORRECT IN DIRECTOR NAMES. IF YOU HAVE | ||||||
ALREADY SENT-IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PROXY FORM UNLESS YOU DECIDE TO AMEND-YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 21905 | 0 | 31-May-2011 | 14-Jun-2011 | |
DHANLAXMI BANK LTD | ||||||
Security | Y8742A114 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Jun-2011 | ||||
ISIN | INE680A01011 | Agenda | 703131918 - Management | |||
City | THRISSUR | Holding Recon Date | 16-Jun-2011 | |||
Country | India | Vote Deadline Date | 09-Jun-2011 | |||
SEDOL(s) | 6354864 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
CONT | CONTD subject to such permissions, consents, sanctions and | Non-Voting | ||||
approval of the-Government of India/Reserve Bank of India | ||||||
("RBI")/SEBI/Stock-Exchanges/Foreign Investment Promotion | ||||||
Board ("FIPB") or any other authority,-as may be necessary, and | ||||||
all other relevant third party consents and-approvals as may be | ||||||
required, for issue and allotment of equity shares on-preferential | ||||||
allotment basis and subject to the conditions and modifications-as | ||||||
may be prescribed or imposed by any of them while granting such | ||||||
approvals,-permissions, consents and sanctions which the Board | ||||||
of Directors of the Bank-(the "Board" which term includes any | ||||||
Committee(s) duly constituted by the-Board to exercise powers | ||||||
conferred upon the Board by this resolution) is-authorised to agree | ||||||
to, the consent of the Bank be and is hereby given to the-Board to | ||||||
create, CONTD | ||||||
CONT | CONTD issue, offer, and allot upto an aggregate of 2,07,52,000 | Non-Voting | ||||
(Two Crore-Seven Lakh Fifty Two Thousand) equity shares of INR | ||||||
10/- each of the Bank-(each an "Equity Share" and collectively the | ||||||
"Issue Shares") at a premium of-INR 130/- (Rupees One Hundred | ||||||
and Thirty only) per Equity Share aggregating-to an issue price of | ||||||
INR 140/- (Rupees One Hundred and Forty only) per Equity-Share | ||||||
not exceeding an aggregate issue price of INR 290,52,80,000 | ||||||
(Rupees Two-Hundred and Ninety Crore and Fifty Two Lakh and | ||||||
Eighty Thousand only), to the-following investors (hereinafter | ||||||
referred to as "Investor(s)"), on-preferential allotment basis, at | ||||||
such time or times, in one or more tranches-and on such terms | ||||||
and conditions and in such manner as may be decided by the- | ||||||
Board in this connection: Customers Bancorp, Inc: Upto 51,88,000 | ||||||
Equity CONTD |
CONT | CONTD Shares for a total subscription amount not exceeding INR | Non-Voting | ||||
72,63,20,000;-MKCP Mauritius Master Holdings II Limited or any | ||||||
subsidiaries or affiliates:-Upto 51,88,000 Equity Shares for a total | ||||||
subscription amount not exceeding-INR 72,63,20,000; Multiples | ||||||
Private Equity FII I : Upto 36,31,600 Equity-Shares for a total | ||||||
subscription amount not exceeding INR 50,84,24,000;-Multiples | ||||||
Private Equity Fund: Upto 15,56,400 Equity Shares for a total- | ||||||
subscription amount not exceeding INR 21,78,96,000; and WCP | ||||||
Mauritius-Holdings: Upto 51,88,000 Equity Shares for a total | ||||||
subscription amount not-exceeding INR 72,63,20,000. "Resolved | ||||||
further that the Issue Shares shall be-issued and allotted by the | ||||||
Bank to the above-mentioned Investors, inter alia,-subject to the | ||||||
following: The Issue Shares shall be allotted within a period-of 15 | ||||||
CONTD | ||||||
CONT | CONTD days from the date of passing of this resolution provided | Non-Voting | ||||
that where-the allotment of the said Issue Shares is pending on | ||||||
account of pendency of-any approval of such allotment by any | ||||||
regulatory authority viz. Stock-Exchanges/RBI/SEBI/FIPB, the | ||||||
allotment shall be completed within a period of-15 days from the | ||||||
date of such approval; and The Issue Shares to be issued and- | ||||||
allotted in the manner aforesaid shall rank pari passu with the | ||||||
existing-equity shares of the Bank in all respects". Resolved | ||||||
further that the price-of the Issue Shares has been calculated in | ||||||
accordance with provisions of-Chapter VII of the SEBI ICDR | ||||||
Regulations. The "Relevant Date" for the purpose-of calculating | ||||||
the price of the Issue Shares is the date 30 days prior to the-date | ||||||
of this Annual General Meeting i.e. May 23, 2011. Resolved | ||||||
further that-CONTD | ||||||
CONT | CONTD for the purpose of giving effect to any offer, issue or | Non-Voting | ||||
allotment of-the Issue Shares, the Board be and is hereby | ||||||
authorized to do all such acts,-deeds, matters and things as it may | ||||||
in its absolute discretion, deem-necessary and desirable for such | ||||||
purpose, including without limitation,-issuing clarifications on the | ||||||
issue and allotment of the Issue Shares,-resolving any difficulties, | ||||||
effecting any modification to the foregoing-(including any | ||||||
modifications to the terms of the issue), entering into-contracts, | ||||||
arrangements, agreements, memoranda, documents for | ||||||
appointment of-agencies for managing, listing and trading of Issue | ||||||
Shares, to appoint such-consultants, legal advisors, advisors and | ||||||
all such agencies as may be-required for the issuance of the Issue | ||||||
Shares. Resolved further that the-Board be and is hereby | ||||||
authorized CONTD | ||||||
CONT | CONTD to delegate all or any of the powers herein conferred to | Non-Voting | ||||
any Committee-of the Board or any Director(s) of the Bank and to | ||||||
generally do all such-acts, deeds and things as may be necessary | ||||||
or incidental to give effect to-the aforesaid resolutions. Resolved | ||||||
further that all actions taken by the-Board or Committees duly | ||||||
constituted for this purpose in connection with any-matter(s) | ||||||
referred to or contemplated in any of the foregoing resolutions be- | ||||||
and are hereby approved, ratified and confirmed in all respects | ||||||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 164564 | 0 | 02-Jun-2011 | 09-Jun-2011 | |
RENHE COML HLDGS CO LTD | ||||||
Security | G75004104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2011 | ||||
ISIN | KYG750041041 | Agenda | 703023399 - Management | |||
City | HONG KONG | Holding Recon Date | 21-Jun-2011 | |||
Country | Cayman Islands | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | B3DDY15 - B3F2711 - B4Z2DW1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110428/LTN2 | ||||||
01104281082.pdf | ||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | ||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3.a | Management Proposal | Management | For | For | ||
3.b | Management Proposal | Management | For | For | ||
3.c | Management Proposal | Management | For | For | ||
3.d | Management Proposal | Management | For | For | ||
3.e | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For |
cmmt | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | ||||
OF ACTUAL RECORD DATE. IF Y-OU HAVE ALREADY SENT | ||||||
IN YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY | ||||||
FORM UNLES-S YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX China Infrastructure ETF | 55P | 4996604 | 0 | 29-Apr-2011 | 21-Jun-2011 | |
OIL CO LUKOIL | ||||||
Security | 677862104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2011 | ||||
ISIN | US6778621044 | Agenda | 703102171 - Management | |||
City | TBD | Holding Recon Date | 06-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 09-Jun-2011 | |||
SEDOL(s) | 2537432 - 2538822 - 3189876 - 5060388 - | Quick Code | ||||
B0330Z0 - B442LL7 | ||||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
CONT | CONTD the death of a shareholder, repeat payment of dividends | Non-Voting | ||||
will be-performed after information is provided to OAO Registrator | ||||||
NIKoil-(hereinafter the "Registrar") on changes in payment and | ||||||
other details and the-relevant amendments are made to the | ||||||
shareholder register of OAO "LUKOIL". If-dividends sent by postal | ||||||
money order are returned, repeat payment will be-made through | ||||||
wire transfer to the shareholder bank account after the latter- | ||||||
provides the Registrar with information on its banking details and | ||||||
this-information is entered into the shareholder register of OAO | ||||||
"LUKOIL". The-costs on the transfer of dividends, regardless of | ||||||
the means, will be paid by-OAO "LUKOIL" | ||||||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Management Proposal | Management | For | For | ||
2.10 | Management Proposal | Management | For | For | ||
2.11 | Management Proposal | Management | For | For | ||
2.12 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
4.3 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 10479 | 0 | 27-May-2011 | 09-Jun-2011 | |
EGShares Energy ETF | 55P | 17835 | 0 | 27-May-2011 | 09-Jun-2011 | |
MAGNIT OJSC | ||||||
Security | 55953Q202 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2011 | ||||
ISIN | US55953Q2021 | Agenda | 703105026 - Management | |||
City | KRASNODAR | Holding Recon Date | 06-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 14-Jun-2011 | |||
SEDOL(s) | B2QKYZ0 - B2R68G6 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
4.3 | Management Proposal | Management | For | For | ||
4.4 | Management Proposal | Management | For | For | ||
4.5 | Management Proposal | Management | For | For | ||
4.6 | Management Proposal | Management | For | For | ||
4.7 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
5.3 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9.1 | Management Proposal | Management | For | For | ||
9.2 | Management Proposal | Management | For | For | ||
9.3 | Management Proposal | Management | For | For | ||
10.1 | Management Proposal | Management | For | For | ||
10.2 | Management Proposal | Management | For | For | ||
10.3 | Management Proposal | Management | For | For | ||
10.4 | Management Proposal | Management | For | For | ||
10.5 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | ||||
IN SPLIT AND PARTIAL VOTING-OPTIONS. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS PRO-XY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 6690 | 0 | 27-May-2011 | 14-Jun-2011 | |
O A O TATNEFT | ||||||
Security | 670831205 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2011 | ||||
ISIN | US6708312052 | Agenda | 703113592 - Management | |||
City | TBD | Holding Recon Date | 06-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 14-Jun-2011 | |||
SEDOL(s) | B1G50G1 - B1HLG26 - B50NF75 - B549DL9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | ||||
ID 837264 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS | ||||||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
5.3 | Management Proposal | Management | For | For | ||
5.4 | Management Proposal | Management | For | For | ||
5.5 | Management Proposal | Management | For | For | ||
5.6 | Management Proposal | Management | For | For | ||
5.7 | Management Proposal | Management | For | For |
5.8 | Management Proposal | Management | For | For | ||
5.9 | Management Proposal | Management | For | For | ||
5.10 | Management Proposal | Management | For | For | ||
5.11 | Management Proposal | Management | For | For | ||
5.12 | Management Proposal | Management | For | For | ||
5.13 | Management Proposal | Management | For | For | ||
5.14 | Management Proposal | Management | For | For | ||
6.1 | Management Proposal | Management | For | For | ||
6.2 | Management Proposal | Management | For | For | ||
6.3 | Management Proposal | Management | For | For | ||
6.4 | Management Proposal | Management | For | For | ||
6.5 | Management Proposal | Management | For | For | ||
6.6 | Management Proposal | Management | For | For | ||
6.7 | Management Proposal | Management | For | For | ||
6.8 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 29094 | 0 | 31-May-2011 | 14-Jun-2011 | |
SURGUTNEFTEGAZ JSC | ||||||
Security | 868861204 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 24-Jun-2011 | ||||
ISIN | US8688612048 | Agenda | 703115875 - Management | |||
City | TBD | Holding Recon Date | 13-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 13-Jun-2011 | |||
SEDOL(s) | 2810144 - 5232767 - B01WHG9 - B5513G9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS | ||||||
4.1 | Management Proposal | Management | For | For | ||
4.2 | Management Proposal | Management | For | For | ||
4.3 | Management Proposal | Management | For | For | ||
4.4 | Management Proposal | Management | For | For | ||
4.5 | Management Proposal | Management | For | For | ||
4.6 | Management Proposal | Management | For | For | ||
4.7 | Management Proposal | Management | For | For | ||
4.8 | Management Proposal | Management | For | For | ||
4.9 | Management Proposal | Management | For | For | ||
4.10 | Management Proposal | Management | For | For | ||
5.1 | Management Proposal | Management | For | For | ||
5.2 | Management Proposal | Management | For | For | ||
5.3 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 87237 | 0 | 01-Jun-2011 | 13-Jun-2011 | |
EGShares Energy ETF | 55P | 164364 | 0 | 01-Jun-2011 | 13-Jun-2011 | |
SYNDICATE BANK LTD | ||||||
Security | Y8345G112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2011 | ||||
ISIN | INE667A01018 | Agenda | 703076643 - Management | |||
City | MANIPAL | Holding Recon Date | 23-Jun-2011 | |||
Country | India | Vote Deadline Date | 09-Jun-2011 | |||
SEDOL(s) | 6674001 - B05PJ35 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 206960 | 0 | 17-May-2011 | 09-Jun-2011 | |
PT PERUSAHAAN GAS NEGARA PERSERO TBK | ||||||
Security | Y7136Y118 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Jun-2011 | ||||
ISIN | ID1000111602 | Agenda | 703086858 - Management | |||
City | JAKARTA | Holding Recon Date | 09-Jun-2011 | |||
Country | Indonesia | Vote Deadline Date | 23-Jun-2011 | |||
SEDOL(s) | 6719764 - B07GVF2 - B1DFDH6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 251000 | 0 | 19-May-2011 | 24-Jun-2011 | |
PT BUMI RES TBK | ||||||
Security | Y7122M110 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Jun-2011 | ||||
ISIN | ID1000068703 | Agenda | 703098904 - Management | |||
City | TBA | Holding Recon Date | 09-Jun-2011 | |||
Country | Indonesia | Vote Deadline Date | 23-Jun-2011 | |||
SEDOL(s) | 6043485 - 7791523 - B01Z6C7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 3109590 | 0 | 25-May-2011 | 24-Jun-2011 | |
PT BUMI RES TBK | ||||||
Security | Y7122M110 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Jun-2011 | ||||
ISIN | ID1000068703 | Agenda | 703105040 - Management | |||
City | TBD | Holding Recon Date | 09-Jun-2011 | |||
Country | Indonesia | Vote Deadline Date | 23-Jun-2011 | |||
SEDOL(s) | 6043485 - 7791523 - B01Z6C7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 3109590 | 0 | 27-May-2011 | 24-Jun-2011 | |
SEVERSTAL JT STK CO | ||||||
Security | 818150302 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-Jun-2011 | ||||
ISIN | US8181503025 | Agenda | 703156910 - Management | |||
City | TBD | Holding Recon Date | 20-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 15-Jun-2011 | |||
SEDOL(s) | B1G4YH7 - B1HCJ19 - B549052 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS | ||||||
1.1 | Management Proposal | Management | No Action | |||
1.2 | Management Proposal | Management | No Action | |||
1.3 | Management Proposal | Management | No Action | |||
1.4 | Management Proposal | Management | No Action | |||
1.5 | Management Proposal | Management | No Action | |||
1.6 | Management Proposal | Management | No Action | |||
1.7 | Management Proposal | Management | No Action | |||
1.8 | Management Proposal | Management | No Action | |||
1.9 | Management Proposal | Management | No Action | |||
1.10 | Management Proposal | Management | No Action | |||
2 | Management Proposal | Management | No Action | |||
3 | Management Proposal | Management | No Action | |||
4 | Management Proposal | Management | No Action | |||
5.1 | Management Proposal | Management | No Action | |||
5.2 | Management Proposal | Management | No Action | |||
5.3 | Management Proposal | Management | No Action | |||
6 | Management Proposal | Management | No Action | |||
7 | Management Proposal | Management | No Action | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares EM Metals & Mining ETF | 55P | 42201 | 0 | 10-Jun-2011 | 10-Jun-2011 | |
NOVATEK JT STK CO | ||||||
Security | 669888109 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 27-Jun-2011 | ||||
ISIN | US6698881090 | Agenda | 703178372 - Management | |||
City | TBD | Holding Recon Date | 11-Apr-2011 | |||
Country | Russian Federation | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | B0DK750 - B0F70T4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
2.1 | Management Proposal | Management | For | For | ||
2.2 | Management Proposal | Management | For | For | ||
2.3 | Management Proposal | Management | For | For | ||
2.4 | Management Proposal | Management | For | For | ||
2.5 | Management Proposal | Management | For | For | ||
2.6 | Management Proposal | Management | For | For | ||
2.7 | Management Proposal | Management | For | For | ||
2.8 | Management Proposal | Management | For | For | ||
2.9 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares Energy ETF | 55P | 8819 | 0 | 17-Jun-2011 | 20-Jun-2011 | |
ULTRAPAR PARTICIPACOES S A | ||||||
Security | P94396101 | Meeting Type | Special General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jun-2011 | ||||
ISIN | BRUGPAACNPR5 | Agenda | 703093613 - Management | |||
City | SAO PAULO | Holding Recon Date | 24-Jun-2011 | |||
Country | Brazil | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | 2502593 - B0HZNY2 - B3DG191 | Quick Code |
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | ||||
CAN VOTE ON ALL ITEMS. THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 260516 | 0 | 21-May-2011 | 21-Jun-2011 | |
HOTEL LEELA VENTURE LTD | ||||||
Security | Y3723C148 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jun-2011 | ||||
ISIN | INE102A01024 | Agenda | 703143634 - Management | |||
City | MUMBAI | Holding Recon Date | 23-Jun-2011 | |||
Country | India | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | B1D4ZM2 - B1DQNB3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO | Non-Voting | |||||
MODIFICATION IN THE TEXT OF THE RES-OLUTION 7. IF | ||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||
NOT RETURN THIS P-ROXY FORM UNLESS YOU DECIDE TO | ||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 414989 | 0 | 07-Jun-2011 | 20-Jun-2011 | |
TELE NORTE LESTE PARTICIPACOES S A | ||||||
Security | P9036X117 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jun-2011 | ||||
ISIN | BRTNLPACNOR3 | Agenda | 703174297 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 24-Jun-2011 | |||
Country | Brazil | Vote Deadline Date | 17-Jun-2011 | |||
SEDOL(s) | 2292719 - B02PDQ9 - B3BK3K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX Brazil Infrastructure | 55P | 169707 | 0 | 14-Jun-2011 | 20-Jun-2011 |
BANK OF COMMUNICATIONS CO LTD | |||||||
Security | Y06988102 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Jun-2011 | |||||
ISIN | CNE100000205 | Agenda | 703178411 - Management | ||||
City | SHANGHAI | Holding Recon Date | 27-May-2011 | ||||
Country | China | Vote Deadline Date | 17-Jun-2011 | ||||
SEDOL(s) | B0B8Z29 - B0C17K9 - B0DSG24 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | |||||
ID 840328 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | |||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | |||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20110512/LTN2 | |||||||
0110512239.pdf, h- | |||||||
ttp://www.hkexnews.hk/listedco/listconews/sehk/20110613/LTN20 | |||||||
110613192.pdf | |||||||
1 | Management Proposal | Management | For | For | |||
2 | Management Proposal | Management | For | For | |||
3 | Management Proposal | Management | For | For | |||
4 | Management Proposal | Management | For | For | |||
5 | Management Proposal | Management | For | For | |||
6 | Management Proposal | Management | For | For | |||
7.a | Management Proposal | Management | For | For | |||
7.b | Management Proposal | Management | For | For | |||
7.c | Management Proposal | Management | For | For | |||
7.d | Management Proposal | Management | For | For | |||
8 | Management Proposal | Management | For | For | |||
9 | Management Proposal | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares Financials GEMS ETF | 55P | 87800 | 0 | 15-Jun-2011 | 20-Jun-2011 | ||
ULTRAPAR PARTICIPACOES S A | |||||||
Security | 90400P101 | Meeting Type | Special | ||||
Ticker Symbol | UGP | Meeting Date | 28-Jun-2011 | ||||
ISIN | US90400P1012 | Agenda | 933475104 - Management | ||||
City | Holding Recon Date | 27-May-2011 | |||||
Country | Spain | Vote Deadline Date | 23-Jun-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Stock Conversion | Management | For | For | |||
02 | Miscellaneous Corporate Actions | Management | For | For | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
EGShares GEMS Composite ETF | 93I | 8721 | 0 | 04-Jun-2011 | 04-Jun-2011 | ||
VIMPELCOM LTD. | |||||||
Security | 92719A106 | Meeting Type | Consent | ||||
Ticker Symbol | VIP | Meeting Date | 28-Jun-2011 | ||||
ISIN | US92719A1060 | Agenda | 933479962 - Management | ||||
City | Holding Recon Date | 06-Jun-2011 | |||||
Country | Netherlands | Vote Deadline Date | 21-Jun-2011 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | |||
Management | |||||||
01 | Election of Directors (Full Slate) | Management | For | ||||
02 | Election of Directors (Full Slate) | Management | For | ||||
03 | Election of Directors (Full Slate) | Management | For | ||||
04 | Election of Directors (Full Slate) | Management | For | ||||
05 | Election of Directors (Full Slate) | Management | For | ||||
06 | Election of Directors (Full Slate) | Management | For | ||||
07 | Election of Directors (Full Slate) | Management | For | ||||
08 | Election of Directors (Full Slate) | Management | For | ||||
09 | Election of Directors (Full Slate) | Management | For |
10 | Approve Remuneration of Directors and Auditors | Management | For | For | ||
11 | Miscellaneous Corporate Actions | Management | For | For | ||
12 | Ratify Appointment of Independent Auditors | Management | Abstain | Against | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 93I | 6426 | 0 | 20-Jun-2011 | 20-Jun-2011 | |
INDIAN BANK | ||||||
Security | Y39228112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Jun-2011 | ||||
ISIN | INE562A01011 | Agenda | 703134003 - Management | |||
City | CHENNAI | Holding Recon Date | 27-Jun-2011 | |||
Country | India | Vote Deadline Date | 16-Jun-2011 | |||
SEDOL(s) | B1SFSX2 - B1VJBM1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 164620 | 0 | 03-Jun-2011 | 16-Jun-2011 | |
VIDEOCON INDUSTRIES LTD, AURANGABAD | ||||||
Security | Y9369T113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Jun-2011 | ||||
ISIN | INE703A01011 | Agenda | 703164587 - Management | |||
City | AURANGABAD | Holding Recon Date | 27-Jun-2011 | |||
Country | India | Vote Deadline Date | 17-Jun-2011 | |||
SEDOL(s) | 6929820 - B0ZNP97 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
CONT | CONTD authorities (hereinafter singly or collectively referred to as | Non-Voting | ||||
the-"Appropriate Authorities") as may be required, and subject to | ||||||
such terms,-conditions and modifications as may be prescribed by | ||||||
any of the Appropriate-Authorities while granting any such | ||||||
approval, consent, permission and/or-sanction and agreed to by | ||||||
the Board of Directors of the Company (the "Board")-(which term | ||||||
shall be deemed to include any committee(s) constituted/to be- | ||||||
constituted by the Board to exercise its powers including powers | ||||||
conferred by-this resolution, to the extent permitted by law), which | ||||||
the Board be and is-hereby authorised to accept, if it thinks fit in | ||||||
the interest of the Company,-the consent of the Company be and | ||||||
is hereby accorded to the Board to create,-issue, offer and allot | ||||||
equity shares and/or other equity linked or CONTD | ||||||
CONT | CONTD convertible financial instruments ("OFIs") in one or more | Non-Voting | ||||
tranches,-whether denominated in rupee or foreign currency(ies), | ||||||
in the course of-international and/or domestic offering(s) in one or | ||||||
more foreign market(s),-for an amount equivalent to not exceeding | ||||||
INR 1,000 Crores (Rupees One-Thousand Crores Only), inclusive | ||||||
of premium through a follow-on public-offering ("FPO") to eligible | ||||||
investors, or through Global Depository Receipts-("GDRs"), | ||||||
American Depository Receipts ("ADRs"), Foreign Currency | ||||||
Convertible-Bonds ("FCCBs"), any other Depository Receipt | ||||||
Mechanism convertible into-Equity Shares (either at the option of | ||||||
the Company or the holders thereof) at-a later date, any such | ||||||
instrument or security including Debentures or Bonds-or Foreign | ||||||
Currency Convertible Bonds ("FCCBs") being either with or | ||||||
without-CONTD | ||||||
CONT | CONTD detachable warrants attached thereto entitling the warrant | Non-Voting | ||||
holder to-apply for Equity Shares/instruments or securities | ||||||
including GDRs and ADRs-representing equity shares (hereinafter | ||||||
collectively referred to as the-"Securities") or any combination of | ||||||
Equity Shares with or without premium, to-be subscribed to in | ||||||
Indian and/or any foreign currency(ies) by resident or-non- | ||||||
resident/foreign investors (whether institutions and/or |
incorporated-bodies and/or individuals and/or trusts and/ or | ||
otherwise)/Foreign-Institutional Investors ("FIIs")/ Mutual Funds/ | ||
Pension Funds/ Venture-Capital Funds/ Banks and such other | ||
persons or entities, whether or not such-investors are members of | ||
the Company, to all or any of them, jointly or-severally through | ||
prospectus, offer document and/ or other letter, placement- | ||
document or circular CONTD | ||
CONT | CONTD ("Offer Document") and/or on private placement basis, | Non-Voting |
from time to time-in one or more tranches as may be deemed | ||
appropriate by the Board and such-issue and allotment to be | ||
made on such occasion or occasions, at such value-or values, at | ||
a discount or at a premium to the market price prevailing at-the | ||
time of the issue and in such form and manner and on such terms | ||
and-conditions or such modifications thereto as the Board may | ||
determine in-consultation with the Lead Manager(s) and/or | ||
Underwriters and/or other-Advisors, with authority to retain | ||
oversubscription upto such percentage as-may be permitted by | ||
the Appropriate Authorities, with or without voting-rights in general | ||
meetings/ class meetings, at such price or prices, at such-interest | ||
or additional interest, at a discount or at a premium on the market- | ||
price or CONTD | ||
CONT | CONTD prices and in such form and manner and on such terms | Non-Voting |
and conditions or-such modifications thereto, including the number | ||
of Securities to be issued,-face value, rate of interest, redemption | ||
period, manner of redemption, amount-of premium on | ||
redemption/prepayment, number of further equity shares, to be- | ||
allotted on conversion/ redemption/ extinguishment of debt(s), | ||
exercise of-rights attached to the warrants, the ratio of exchange | ||
of shares and/or-warrants and/or any other financial instrument, | ||
period of conversion, fixing-of record date or book closure and all | ||
other related or incidental matters as-the Board may in its | ||
absolute discretion think fit and decide in consultation-with the | ||
appropriate authority(ies), the Merchant Banker(s) and/or Lead- | ||
Manager(s) and/or Underwriter(s) and/or Advisor(s) and/or such | ||
other CONTD | ||
CONT | CONTD person(s), but without requiring any further approval or | Non-Voting |
consent from-the shareholders and also subject to the applicable | ||
regulations for the time-being in force. Resolved further that the | ||
Relevant Date for determining the-pricing of the Securities or | ||
issue of Equity Shares underlying the GDRs /ADRs-or securities | ||
issued on conversion of FCCBs is the date of the meeting in- | ||
which the Board decides to open the proposed issue or such date, | ||
if any, as-may be notified by SEBI or the RBI or any Appropriate | ||
Authority from time to-time. Resolved Further That the Board be | ||
and is hereby authorised to enter-into and execute all such | ||
agreements and arrangements with any Lead-Manager(s), Co- | ||
Lead Manager(s), Manager(s), Advisor(s), Underwriter(s),- | ||
Guarantor(s), Depository(ies), Custodian(s), Trustee, Stabilisation | ||
Agent-Banker/ CONTD | ||
CONT | CONTD Escrow Banker to the Issue and all such agencies as may | Non-Voting |
be involved or-concerned in such offerings of Securities and to | ||
remunerate all such agencies-by way of commission, brokerage, | ||
fees or the like, and also to seek the-listing of such Securities in | ||
one or more Indian/International Stock-Exchanges. Resolved | ||
further that the Board and/or agency or body authorised-by the | ||
Board may issue Depository Receipt(s) or Certificate(s), | ||
representing-the underlying securities issued by the Company in | ||
registered or bearer form-with such features and attributes as are | ||
prevalent in Indian and/or-International Capital Markets for the | ||
instruments of this nature and to-provide for the tradability or free | ||
transferability thereof, as per the-Indian/ International practices | ||
and regulations and under the norms and-practices prevalent in | ||
CONTD | ||
CONT | CONTD the Indian/International Markets. Resolved further that the | Non-Voting |
Board be-and is hereby authorised to issue and allot such number | ||
of further Equity-Shares as may be required to be issued and | ||
allotted upon conversion of any-securities or as may be necessary | ||
in accordance with the terms of the-offering, all such further Equity | ||
Shares ranking pari-passu with the existing-fully paid equity | ||
shares of the Company in all respects except provided-otherwise | ||
under the terms of issue and in the offer document. Resolved- | ||
further that subject to the existing law and regulations, such | ||
Securities to-be issued, that are not subscribed, during the | ||
currency of the warrants or-option or any right entitling the holder | ||
of security to subscribe for Equity-Shares or any OFIs, may be | ||
disposed of by the Board to such person(s) and in-such manner | ||
CONTD | ||
CONT | CONTD and on such terms as the Board may in its absolute | Non-Voting |
discretion think-most beneficial to the Company, including offering | ||
or placing them with-resident or non-resident/ foreign investor(s) | ||
(whether institutions and/or-incorporated bodies and/or individuals | ||
and/or trusts and/ or-otherwise)/Foreign Institutional Investors | ||
("FIIs")/ Qualified Institutional-Buyers ("QIBs")/Mutual Funds/ | ||
Pension Funds/ Venture Capital Funds/ Banks-and/or Employees | ||
and Business Associates of the Company or such other-person(s) | ||
or entity(ies) or otherwise, whether or not such investors are- | ||
members of the Company, as the Board may in its absolute | ||
discretion decide.-Resolved further that for the purpose of giving | ||
effect to the above-resolutions, the Board be and is hereby | ||
authorised on behalf of the Company-to agree to and make and | ||
accept such CONTD |
CONT | CONTD conditions, modifications and alterations stipulated by any | Non-Voting | ||||
of the-relevant authorities while according approvals, consents or | ||||||
permissions to-the issue as may be considered necessary, proper | ||||||
and expedient and to do all-such acts, deeds, matters and things | ||||||
as it may, in its absolute discretion,-deem necessary or desirable | ||||||
for such purpose, including without limitation-the entering into of | ||||||
underwriting, marketing, depository and custodian-arrangements | ||||||
and with power on behalf of the Company to settle any questions,- | ||||||
difficulties or doubts that may arise in regard to any such issue(s)/- | ||||||
offer(s) or allotment(s) or otherwise and utilization of the issue | ||||||
proceeds-and/ or otherwise to alter or modify the terms of issue, if | ||||||
any, as it may in-its absolute discretion deem fit and proper | ||||||
without being required to seek-any CONTD | ||||||
CONT | CONTD further consent or approval of the Company to the end | Non-Voting | ||||
and intent that-the Company shall be deemed to have given its | ||||||
approval thereto expressly by-the authority of this resolution. | ||||||
Resolved further that the Board be and is-hereby authorised to | ||||||
delegate all or any of the powers herein conferred by-this | ||||||
resolution on it, to any Committee of Directors or any person or- | ||||||
persons, as it may in its absolute discretion deem ft in order to | ||||||
give effect-to this resolution | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 119542 | 0 | 11-Jun-2011 | 17-Jun-2011 | |
RELIANCE INDUSTRIAL INFRASTRUCTURE LTD | ||||||
Security | Y7256Q119 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2011 | ||||
ISIN | INE046A01015 | Agenda | 703129153 - Management | |||
City | MUMBAI | Holding Recon Date | 23-Jun-2011 | |||
Country | India | Vote Deadline Date | 22-Jun-2011 | |||
SEDOL(s) | 6136017 - B131R38 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | |||||
OF AUDITORS NAME FOR RESOLU-TION NO. 4. IF YOU HAVE | ||||||
ALREADY SENT IN YOUR VOTES, PLEASE DO NOT RETURN | ||||||
THIS-PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR | ||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 22837 | 0 | 02-Jun-2011 | 22-Jun-2011 | |
SOBHA DEVELOPERS LTD, BANGALORE | ||||||
Security | Y806AJ100 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2011 | ||||
ISIN | INE671H01015 | Agenda | 703151390 - Management | |||
City | BANGLORE | Holding Recon Date | 28-Jun-2011 | |||
Country | India | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | B1BL581 - B1MT238 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 72271 | 0 | 09-Jun-2011 | 20-Jun-2011 | |
GAZPROM O A O | ||||||
Security | 368287207 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2011 | ||||
ISIN | US3682872078 | Agenda | 703155033 - Management | |||
City | MOSCOW | Holding Recon Date | 12-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 16-Jun-2011 | |||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 | Quick Code |
Item | Proposal | Type | Vote | For/Against |
Management | ||||
CMMT | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE | Non-Voting | ||
AGENDA [153 RESOLUTIONS] FOR THE G-AZPROM OF | ||||
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN UP | ||||
AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS | ||||
AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT | ||||
ARE AS F-OLLOWS: MEETING ID 854106 [RESOLUTIONS 1 | ||||
THROUGH 9.69] AND MID 854107 [RESOLUT-IONS 9.70 | ||||
THROUGH 11.11]. IN ORDER TO VOTE ON THE COMPLETE | ||||
AGENDA OF THIS MEET-ING YOU MUST VOTE ON BOTH THE | ||||
MEETINGS. | ||||
1 | Management Proposal | Management | No Action | |
2 | Management Proposal | Management | No Action | |
3 | Management Proposal | Management | No Action | |
4 | Management Proposal | Management | No Action | |
5 | Management Proposal | Management | No Action | |
6 | Management Proposal | Management | No Action | |
7 | Management Proposal | Management | No Action | |
8 | Management Proposal | Management | No Action | |
9.1 | Management Proposal | Management | No Action | |
9.2 | Management Proposal | Management | No Action | |
9.3 | Management Proposal | Management | No Action | |
9.4 | Management Proposal | Management | No Action | |
9.5 | Management Proposal | Management | No Action | |
9.6 | Management Proposal | Management | No Action | |
9.7 | Management Proposal | Management | No Action | |
9.8 | Management Proposal | Management | No Action | |
9.9 | Management Proposal | Management | No Action | |
9.10 | Management Proposal | Management | No Action | |
9.11 | Management Proposal | Management | No Action | |
9.12 | Management Proposal | Management | No Action | |
9.13 | Management Proposal | Management | No Action | |
9.14 | Management Proposal | Management | No Action | |
9.15 | Management Proposal | Management | No Action | |
9.16 | Management Proposal | Management | No Action | |
9.17 | Management Proposal | Management | No Action | |
9.18 | Management Proposal | Management | No Action | |
9.19 | Management Proposal | Management | No Action | |
9.20 | Management Proposal | Management | No Action | |
9.21 | Management Proposal | Management | No Action | |
9.22 | Management Proposal | Management | No Action | |
9.23 | Management Proposal | Management | No Action | |
9.24 | Management Proposal | Management | No Action | |
9.25 | Management Proposal | Management | No Action | |
9.26 | Management Proposal | Management | No Action | |
9.27 | Management Proposal | Management | No Action | |
9.28 | Management Proposal | Management | No Action | |
9.29 | Management Proposal | Management | No Action | |
9.30 | Management Proposal | Management | No Action | |
9.31 | Management Proposal | Management | No Action | |
9.32 | Management Proposal | Management | No Action | |
9.33 | Management Proposal | Management | No Action | |
9.34 | Management Proposal | Management | No Action | |
9.35 | Management Proposal | Management | No Action | |
9.36 | Management Proposal | Management | No Action | |
9.37 | Management Proposal | Management | No Action | |
9.38 | Management Proposal | Management | No Action | |
9.39 | Management Proposal | Management | No Action | |
9.40 | Management Proposal | Management | No Action | |
9.41 | Management Proposal | Management | No Action | |
9.42 | Management Proposal | Management | No Action | |
9.43 | Management Proposal | Management | No Action | |
9.44 | Management Proposal | Management | No Action | |
9.45 | Management Proposal | Management | No Action | |
9.46 | Management Proposal | Management | No Action | |
9.47 | Management Proposal | Management | No Action | |
9.48 | Management Proposal | Management | No Action | |
9.49 | Management Proposal | Management | No Action | |
9.50 | Management Proposal | Management | No Action |
9.51 | Management Proposal | Management | No Action | |||
9.52 | Management Proposal | Management | No Action | |||
9.53 | Management Proposal | Management | No Action | |||
9.54 | Management Proposal | Management | No Action | |||
9.55 | Management Proposal | Management | No Action | |||
9.56 | Management Proposal | Management | No Action | |||
9.57 | Management Proposal | Management | No Action | |||
9.58 | Management Proposal | Management | No Action | |||
9.59 | Management Proposal | Management | No Action | |||
9.60 | Management Proposal | Management | No Action | |||
9.61 | Management Proposal | Management | No Action | |||
9.62 | Management Proposal | Management | No Action | |||
9.63 | Management Proposal | Management | No Action | |||
9.64 | Management Proposal | Management | No Action | |||
9.65 | Management Proposal | Management | No Action | |||
9.66 | Management Proposal | Management | No Action | |||
9.67 | Management Proposal | Management | No Action | |||
9.68 | Management Proposal | Management | No Action | |||
9.69 | Management Proposal | Management | No Action | |||
CMMT | PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON | Non-Voting | ||||
MEETING 854107, WHICH WILL CONTAI-N RESOLUTION | ||||||
ITEMS 9.70 TO 11.11. THANK YOU. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 135694 | 0 | 10-Jun-2011 | 10-Jun-2011 | |
EGShares Energy ETF | 55P | 143244 | 0 | 10-Jun-2011 | 10-Jun-2011 | |
GAZPROM O A O | ||||||
Security | 368287207 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2011 | ||||
ISIN | US3682872078 | Agenda | 703155045 - Management | |||
City | MOSCOW | Holding Recon Date | 12-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 16-Jun-2011 | |||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
CMMT | PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE | Non-Voting | ||||
AGENDA [153 RESOLUTIONS] FOR THE G-AZPROM OF | ||||||
RUSSIA MEETING. THE AGENDA HAS BEEN BROKEN UP | ||||||
AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS | ||||||
AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT | ||||||
ARE AS F-OLLOWS: MEETING ID 854106 [RESOLUTIONS 1 | ||||||
THROUGH 9.69] AND MID 854107 [RESOLUT-IONS 9.70 | ||||||
THROUGH 11.11]. IN ORDER TO VOTE ON THE COMPLETE | ||||||
AGENDA OF THIS MEET-ING YOU MUST VOTE ON BOTH THE | ||||||
MEETINGS. | ||||||
9.70 | Management Proposal | Management | No Action | |||
9.71 | Management Proposal | Management | No Action | |||
9.72 | Management Proposal | Management | No Action | |||
9.73 | Management Proposal | Management | No Action | |||
9.74 | Management Proposal | Management | No Action | |||
9.75 | Management Proposal | Management | No Action | |||
9.76 | Management Proposal | Management | No Action | |||
9.77 | Management Proposal | Management | No Action | |||
9.78 | Management Proposal | Management | No Action | |||
9.79 | Management Proposal | Management | No Action | |||
9.80 | Management Proposal | Management | No Action | |||
9.81 | Management Proposal | Management | No Action | |||
9.82 | Management Proposal | Management | No Action | |||
9.83 | Management Proposal | Management | No Action | |||
9.84 | Management Proposal | Management | No Action | |||
9.85 | Management Proposal | Management | No Action | |||
9.86 | Management Proposal | Management | No Action | |||
9.87 | Management Proposal | Management | No Action | |||
9.88 | Management Proposal | Management | No Action | |||
9.89 | Management Proposal | Management | No Action | |||
9.90 | Management Proposal | Management | No Action | |||
9.91 | Management Proposal | Management | No Action | |||
9.92 | Management Proposal | Management | No Action | |||
9.93 | Management Proposal | Management | No Action | |||
9.94 | Management Proposal | Management | No Action |
9.95 | Management Proposal | Management | No Action | |||
9.96 | Management Proposal | Management | No Action | |||
9.97 | Management Proposal | Management | No Action | |||
9.98 | Management Proposal | Management | No Action | |||
9.99 | Management Proposal | Management | No Action | |||
9.100 | Management Proposal | Management | No Action | |||
9.101 | Management Proposal | Management | No Action | |||
9.102 | Management Proposal | Management | No Action | |||
9.103 | Management Proposal | Management | No Action | |||
9.104 | Management Proposal | Management | No Action | |||
9.105 | Management Proposal | Management | No Action | |||
9.106 | Management Proposal | Management | No Action | |||
9.107 | Management Proposal | Management | No Action | |||
9.108 | Management Proposal | Management | No Action | |||
9.109 | Management Proposal | Management | No Action | |||
9.110 | Management Proposal | Management | No Action | |||
9.111 | Management Proposal | Management | No Action | |||
9.112 | Management Proposal | Management | No Action | |||
9.113 | Management Proposal | Management | No Action | |||
9.114 | Management Proposal | Management | No Action | |||
9.115 | Management Proposal | Management | No Action | |||
9.116 | Management Proposal | Management | No Action | |||
9.117 | Management Proposal | Management | No Action | |||
9.118 | Management Proposal | Management | No Action | |||
9.119 | Management Proposal | Management | No Action | |||
9.120 | Management Proposal | Management | No Action | |||
9.121 | Management Proposal | Management | No Action | |||
9.122 | Management Proposal | Management | No Action | |||
9.123 | Management Proposal | Management | No Action | |||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
10.1 | Management Proposal | Management | No Action | |||
10.2 | Management Proposal | Management | No Action | |||
10.3 | Management Proposal | Management | No Action | |||
10.4 | Management Proposal | Management | No Action | |||
10.5 | Management Proposal | Management | No Action | |||
10.6 | Management Proposal | Management | No Action | |||
10.7 | Management Proposal | Management | No Action | |||
10.8 | Management Proposal | Management | No Action | |||
10.9 | Management Proposal | Management | No Action | |||
10.10 | Management Proposal | Management | No Action | |||
10.11 | Management Proposal | Management | No Action | |||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 11 | Non-Voting | ||||
CANDIDATES TO BE ELECTED TO THE AUDIT C-OMMISSION, | ||||||
THERE ARE ONLY 9 VACANCIES AVAILABLE TO BE FILLED | ||||||
AT THE MEETING. T-HE STANDING INSTRUCTIONS FOR | ||||||
THIS MEETING WILL BE DISABLED AND, IF YOU CHOOSE,- | ||||||
YOU ARE REQUIRED TO VOTE FOR ONLY 9 OF THE 11 | ||||||
CANDIDATES. THANK YOU. | ||||||
11.1 | GPS Mgmt Director | Management | No Action | |||
11.2 | GPS Mgmt Director | Management | No Action | |||
11.3 | GPS Mgmt Director | Management | No Action | |||
11.4 | GPS Mgmt Director | Management | No Action | |||
11.5 | GPS Mgmt Director | Management | No Action | |||
11.6 | GPS Mgmt Director | Management | No Action | |||
11.7 | GPS Mgmt Director | Management | No Action | |||
11.8 | GPS Mgmt Director | Management | No Action | |||
11.9 | GPS Mgmt Director | Management | No Action | |||
11.10 | GPS Mgmt Director | Management | No Action | |||
11.11 | GPS Mgmt Director | Management | No Action | |||
CMMT | REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE FULL | Non-Voting | ||||
MEETING AGENDA YOU MUST ALSO-VOTE ON MEETING ID | ||||||
854106 WHICH CONTAINS RESOULTIONS 1 TO 9.69. | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 135694 | 0 | 10-Jun-2011 | 10-Jun-2011 | |
EGShares Energy ETF | 55P | 143244 | 0 | 10-Jun-2011 | 10-Jun-2011 |
GAZPROM O A O | ||||||
Security | 368287207 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2011 | ||||
ISIN | US3682872078 | Agenda | 703155057 - Management | |||
City | MOSCOW | Holding Recon Date | 12-May-2011 | |||
Country | Russian Federation | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | No Action | |||
CMMT | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
2.1 | Management Proposal | Management | No Action | |||
2.2 | Management Proposal | Management | No Action | |||
2.3 | Management Proposal | Management | No Action | |||
2.4 | Management Proposal | Management | No Action | |||
2.5 | Management Proposal | Management | No Action | |||
2.6 | Management Proposal | Management | No Action | |||
2.7 | Management Proposal | Management | No Action | |||
2.8 | Management Proposal | Management | No Action | |||
2.9 | Management Proposal | Management | No Action | |||
2.10 | Management Proposal | Management | No Action | |||
2.11 | Management Proposal | Management | No Action | |||
2.12 | Management Proposal | Management | No Action | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGShares GEMS Composite ETF | 55P | 135694 | 0 | 10-Jun-2011 | 10-Jun-2011 | |
EGShares Energy ETF | 55P | 143244 | 0 | 10-Jun-2011 | 10-Jun-2011 | |
I.C.S.A (INDIA) LTD, HYDERABAD | ||||||
Security | Y3857H111 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 30-Jun-2011 | ||||
ISIN | INE306B01029 | Agenda | 703159930 - Management | |||
City | HYDERABAD | Holding Recon Date | 28-Jun-2011 | |||
Country | India | Vote Deadline Date | 20-Jun-2011 | |||
SEDOL(s) | 6540629 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | ||
Management | ||||||
1 | Management Proposal | Management | For | For | ||
2 | Management Proposal | Management | For | For | ||
3 | Management Proposal | Management | For | For | ||
4 | Management Proposal | Management | For | For | ||
5 | Management Proposal | Management | For | For | ||
6 | Management Proposal | Management | For | For | ||
7 | Management Proposal | Management | For | For | ||
8 | Management Proposal | Management | For | For | ||
9 | Management Proposal | Management | For | For | ||
10 | Management Proposal | Management | For | For | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
EGS INDXX India Small Cap ETF | 55P | 123189 | 0 | 10-Jun-2011 | 20-Jun-2011 |
EGShares Basic Material GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGShares Consumer Goods GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGShares Telecom GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGA Consumer Services GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGShares Health Care GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGShares Technology GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGShares Industrials GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
EGShares Utilities GEMS Fund did not cast any proxy votes during the reporting period. Accordingly, there is no proxy voting record to report.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) EGA Emerging Global Shares Trust
By: | /s/ Robert C. Holderith |
Name: | Robert C. Holderith |
Title: | President |
Date: | August 1, 2011 |