UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 22255(Exact name of registrant as specified in charter)
Ridgewood, NJ 07450
(Address of principal executive offices) (Zip code)
Robert C. Holderith
Emerging Global Advisors LLC
171 East Ridgewood Avenue
Ridgewood, NJ 07450
(Name and address of agent for service)
Registrant’s telephone number, including area code: (201) 389-6872
Date of fiscal year end: March 31
Date of reporting period: June 30, 2010
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and Rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
ASPEN PHARMACARE HOLDINGS PLC | ||||||||
Security | S0754A105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 04-Dec-2009 | ||||||
ISIN | ZAE000066692 | Agenda | 702149926 - Management | |||||
City | WOODMEAD | Holding Recon Date | 03-Dec-2009 | |||||
Country | South Africa | Vote Deadline Date | 27-Nov-2009 | |||||
SEDOL(s) | B09C0Z1 - B0XM6Y8 - B1809T0 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1. | Adopt the Company annual financial statements | Management | None | |||||
2.1 | Re-elect Archie Aaron as a Director | Management | None | |||||
2.2 | Re-elect Chris Mortimer as a Director | Management | None | |||||
2.3 | Re-elect David Nurek as a Director | Management | None | |||||
2.4 | Re-elect Sindi Zilwa as a Director | Management | None | |||||
3. | Re-appoint PricewaterhouseCoopers Inc as the Auditors | Management | None | |||||
4. | Authorize the Directors to determine the remuneration of the | Management | None | |||||
Auditors | ||||||||
5. | Approve the remuneration of the Non-Executive Directors | Management | None | |||||
6. | Approve to distribute to shareholders part of the Companies share | Management | None | |||||
premium | ||||||||
7. | Approve to place unissued shares under the control of the | Management | None | |||||
Directors | ||||||||
8. | Authorize the Executive Director to sign documents necessary for | Management | None | |||||
or incidental to the resolutions proposed at the AGM | ||||||||
S.1 | Grant authority to repurchase the Company's shares | Management | None | |||||
S.2 | Authorize the Company to repurchase treasury shares | Management | None | |||||
Other business | Non-Voting | None | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN NUMBERING OF RESOLUTIONS.-IF YOU HAVE ALREADY | ||||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 4178 | 0 |
Page 1 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
GRUPO TELEVISA SA | ||||||||
Security | P4987V137 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 10-Dec-2009 | ||||||
ISIN | MXP4987V1378 | Agenda | 702154460 - Management | |||||
City | MEXICO D.F | Holding Recon Date | 01-Dec-2009 | |||||
Country | Mexico | Vote Deadline Date | 02-Dec-2009 | |||||
SEDOL(s) | 2380108 - B01DK07 - B2Q3MM2 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE BE ADVISED THAT DUE TO THE FACT THAT THESE | Non-Voting | None | ||||||
SHARES ARE DEPOSITED INTO TH-E NAFINSA TRUST, THEY | ||||||||
DO NOT CARRY VOTING RIGHTS FOR FOREIGN INVESTORS. | ||||||||
THEREF-ORE PLEASE ONLY SEND VOTING INSTRUCTIONS | ||||||||
IF THE FINAL HOLDER IS A NATIONAL AND-THIS CUSTOMER | ||||||||
IS REGISTERED AS SUCH IN BANAMEX MEXICO. | ||||||||
I. | Approve the proposal regarding the declaration and payment of | Management | None | |||||
dividends to the shareholders; resolutions in this regard | ||||||||
II. | Approve the designation of delegates who will carry out and | Management | None | |||||
formalize the resolutions passed by this meeting | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 33600 | 0 |
Page 2 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CIA ENERGETICA MINAS GERAIS CEMIG | |||||||
Security | P2577R110 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 10-Dec-2009 | |||||
ISIN | BRCMIGACNPR3 | Agenda | 702167443 - Management | ||||
City | BELO HORIZONTE | Holding Recon Date | 08-Dec-2009 | ||||
Country | Brazil | Vote Deadline Date | 03-Dec-2009 | ||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - | Quick Code | |||||
B1YCCV3 - B1YCS26 - B2QHFV4 | |||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 1 ONLY. THANK YOU | |||||||
1. | Approve to change the composition of the Board of Directors as a Management | None | |||||
result of a resignation, in accordance with the correspondence | |||||||
filed with the Company | |||||||
2. | Guidance of a vote for the representatives of the Company | Non-Voting | None | ||||
Energetica de Minas-Gerais at the EGM's of Cemig Distribuicao | |||||||
S.A. and Cemig Geracao E Transmissao-S.A. to be held on 10 | |||||||
DEC 2009, if the composition of the Board of Directors-of this | |||||||
Company is changed, in accordance with the previous item | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
244255 | 55P | 4900 | 0 |
Page 3 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
TENAGA NASIONAL BERHAD | ||||||
Security | Y85859109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 15-Dec-2009 | ||||
ISIN | MYL5347OO009 | Agenda | 702157973 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 11-Dec-2009 | |||
Country | Malaysia | Vote Deadline Date | 07-Dec-2009 | |||
SEDOL(s) | 5935260 - 6904612 - 6904678 - B02HMJ1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1. | Receive the audited financial statements for the FYE 31 AUG | Management | For | For | None | |
2009 together with the reports of the Directors and Auditors | ||||||
thereon | ||||||
2. | Approve the declaration of final gross dividend of 10.0 sen per | Management | For | For | None | |
ordinary share less Income Tax of 25% and a tax exempt dividend | ||||||
of 2.3 sen per ordinary share for the FYE 31 AUG 2009 | ||||||
3. | Approve the payment of Directors' fees of MYR 538,150.00 for the | Management | Against | Against | None | |
FYE 31 AUG 2009 | ||||||
4. | Re-elect Dato' Puteh Rukiah Binti Abd Majid as a Director, who | Management | For | For | None | |
retire in accordance with Article 135 of the Company's Articles of | ||||||
Association | ||||||
5. | Re-elect Tan Sri Dato' Lau Yin Pin @ Lau Yen Beng as a | Management | For | For | None | |
Director, who retire in accordance with Article 135 of the | ||||||
Company's Articles of Association | ||||||
6. | Re-elect Dato' Mohammad Zainal Bin Shaari as a Director, who | Management | For | For | None | |
retire in accordance with Article 135 of the Company's Articles of | ||||||
Association | ||||||
7. | Re-appoint Messrs. PricewaterhouseCoopers, having consented | Management | For | For | None | |
to act, as the Auditors of the Company, to hold office until the | ||||||
conclusion of the next AGM ["AGM"] and authorize the Directors | ||||||
to fix their remuneration | ||||||
8. | Authorize the Directors, pursuant to the TNB Employees' Share | Management | For | For | None | |
Option Scheme II ["ESOS II"] as approved at the EGM ["EGM"] of | ||||||
the Company held on 29 MAY 2003, to issue shares in the | ||||||
Company at any time and in accordance with the terms and | ||||||
conditions of the said Scheme | ||||||
9. | Authorize the Company, subject to compliance with the Act, the | Management | For | For | None | |
Company's Memorandum and Articles of Association, the Main | ||||||
Market Listing Requirements of Bursa Malaysia Securities Berhad | ||||||
and all other applicable laws, guidelines, rules and regulations for | ||||||
the time being in force or as may be amended from time to time, | ||||||
and the approvals from all relevant authorities, to purchase such | ||||||
amount of ordinary shares of MYR 1.00 each in the Company's | ||||||
issued and paid-up ordinary share capital through Bursa Malaysia | ||||||
Securities Berhad upon such terms and conditions as the | ||||||
Directors of the Company ["Board"] may deem fit and expedient in | ||||||
the interest of the Company provided that: the aggregate number | ||||||
of shares purchased pursuant to this resolution shall not exceed | ||||||
10% of the total issued and paid-up share capital of the Company | ||||||
["Proposed Share Buy-Back"]; the maximum amount of funds to | ||||||
be utilized for the purpose of the Proposed Share Buy-Back shall | ||||||
not exceed the Company's aggregate retained profits and/or share | ||||||
premium account at the time of purchase be allocated by the | ||||||
Company for the Proposed Share Buy-Back; [Authority expires at | ||||||
the earlier of the conclusion of the next AGM of the Company at |
Page 4 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
which time the authority shall lapse unless by an ordinary | ||||||
resolution passed by the shareholders of the Company in a | ||||||
general meeting or the expiry of the period within which the next | ||||||
AGM of the Company is required by law to be held]; the authority | ||||||
is revoked or varied by an ordinary resolution passed by the | ||||||
shareholders of the Company at a general meeting, whichever is | ||||||
the earlier; authorize the Board to decide in their discretion to | ||||||
retain the ordinary shares in the Company so purchased by the | ||||||
Company as treasury shares or to cancel them or a combination | ||||||
of both and/or to resell them on Bursa Malaysia Securities Berhad | ||||||
and/or to distribute them as share dividends; and to take such | ||||||
steps to give full effect to the Proposed Share Buy-Back with full | ||||||
power to assent to any conditions, modifications, variations and/or | ||||||
amendments as may be imposed by the relevant authorities | ||||||
and/or to do all such acts and things as the Board may deem fit | ||||||
and expedient in the best interest of the Company | ||||||
Transact any other business | Non-Voting | None | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
212246 | 55P | 23800 | 0 | 07-Dec-2009 | 07-Dec-2009 |
Page 5 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
WAL-MART DE MEXICO SAB DE CV, MEXICO | |||||||
Security | P98180105 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 22-Dec-2009 | |||||
ISIN | MXP810081010 | Agenda | 702173458 - Management | ||||
City | MEXICO D.F | Holding Recon Date | 14-Dec-2009 | ||||
Country | Mexico | Vote Deadline Date | 14-Dec-2009 | ||||
SEDOL(s) | 2135212 - B01FD93 - B02YZ04 - B2Q3MT9 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
I. | Receive the report from the Board of Directors concerning the | Management | For | For | None | ||
acquisition of Wal-Mart Central America | |||||||
II. | Approve the proposal regarding the merging of the Company, in | Management | Abstain | Against | None | ||
its position as Absorbing Company, with WM Maya S. DE R.L DE | |||||||
C.V, as the Absorbed Company, prior approval of the financial | |||||||
statements that will be form the basis of the merger and the | |||||||
respective merger agreement | |||||||
III. | Amend the Corporate Bylaws that reflect the increase in capital | Management | Abstain | Against | None | ||
and the issuance of the new shares that represent the mentioned | |||||||
increase as a consequence of the proposed merger | |||||||
IV. | Approve the designation of the person or people who, in | Management | For | For | None | ||
representing the general meeting, will have to perform its | |||||||
resolutions and file the minutes of the meeting | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 42300 | 0 | 11-Dec-2009 | 15-Dec-2009 |
Page 6 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
ORASCOM CONSTR INDS S A E | |||||||
Security | M7525D108 | Meeting Type | Ordinary General Meeting | ||||
Ticker Symbol | Meeting Date | 23-Dec-2009 | |||||
ISIN | EGS65901C018 | Agenda | 702174359 - Management | ||||
City | CAIRO | Holding Recon Date | 21-Dec-2009 | ||||
Country | Egypt | Blocking | Vote Deadline Date | 18-Dec-2009 | |||
SEDOL(s) | 6146975 - B03BN88 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
1. | Approve the Board of Directors decisions for the period from 01 | Management | For | For | None | ||
JAN 2009 to 30 NOV 2009 | |||||||
2. | Approve the modification to the Chairman and the delegated | Management | For | For | None | ||
Member functions | |||||||
3. | Authorize the verified signatures for all Banks treaments | Management | For | For | None | ||
4. | Approve all the company guarantee contracts and authorize who | Management | For | For | None | ||
is delegated to sign on these contracts | |||||||
5. | Approve the bail provisions and conditions related to Orascowalia | Management | For | For | None | ||
Company | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 1312 | 0 | 14-Dec-2009 | 18-Dec-2009 |
Page 7 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
ORASCOM CONSTR INDS S A E | ||||||||
Security | M7525D108 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 23-Dec-2009 | ||||||
ISIN | EGS65901C018 | Agenda | 702174361 - Management | |||||
City | CAIRO | Holding Recon Date | 21-Dec-2009 | |||||
Country | Egypt | Blocking | Vote Deadline Date | 15-Dec-2009 | ||||
SEDOL(s) | 6146975 - B03BN88 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
1. | Approve the modifying decision taken in the extraordinary | Management | For | For | None | |||
assembly meeting dated 27 DEC 2006 regarding bonus and | ||||||||
remuneration system | ||||||||
2. | Approve the renewal of decision of increasing the issued capital of | Management | For | For | None | |||
the Company taken according to the decision regarding bonus | ||||||||
and remuneration in the extra ordinary assembly meeting dated | ||||||||
27 DEC 2006 | ||||||||
3. | Approve the modifying issues No. 6 and 7 | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
212246 | 55P | 1312 | 0 | 14-Dec-2009 | 15-Dec-2009 |
Page 8 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
DIAGNOSTICOS DA AMERICA SA, BARUERI | ||||||||
Security | P3589C109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Dec-2009 | ||||||
ISIN | BRDASAACNOR1 | Agenda | 702179880 - Management | |||||
City | BARUERI | Holding Recon Date | 23-Dec-2009 | |||||
Country | Brazil | Vote Deadline Date | 18-Dec-2009 | |||||
SEDOL(s) | B03WBK9 - B05HB24 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
i. | Approve, in accordance with the terms of Article 12, Line IV, of the | Management | For | For | None | |||
Corporate Bylaws of the Company, of the proposal from the | ||||||||
Management, to split common shares issued by the Company, | ||||||||
with each 1 common share coming to be represented by 4 | ||||||||
common shares, with the shareholders receiving 3 new common | ||||||||
shares for each 1 common share held by the shareholders on | ||||||||
the date that the general meeting that approves the split is held, | ||||||||
with it being certain that the shares coming from the split will | ||||||||
participate on equal terms in all of the benefits, including dividends | ||||||||
and any other capital remuneration that comes to be distributed by | ||||||||
the Company beginning on 28 DEC 2009 , including that date | ||||||||
ii. | Amend the Article 5 of the Corporate Bylaws of the Company, to | Management | For | For | None | |||
reflect the number of shares into which the share capital is divided | ||||||||
as a result of the share split mentioned above | ||||||||
iii. | Amend the main part of Article 6 of the Corporate Bylaws of the | Management | For | For | None | |||
Company, to increase the authorized capital limit | ||||||||
Iv. | Approve the consolidation of the Corporate Bylaws of the | Management | For | For | None | |||
Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 900 | 0 | 16-Dec-2009 | 18-Dec-2009 |
Page 9 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
DIAGNOSTICOS DA AMERICA SA, BARUERI | ||||||||
Security | P3589C109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Dec-2009 | ||||||
ISIN | BRDASAACNOR1 | Agenda | 702182332 - Management | |||||
City | BARUERI | Holding Recon Date | 29-Dec-2009 | |||||
Country | Brazil | Vote Deadline Date | 22-Dec-2009 | |||||
SEDOL(s) | B03WBK9 - B05HB24 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
I. | Approve the merger, into the Company, of Exame Laboratorios De | Management | For | For | None | |||
Patologia Clinica Ltd a merged Company, a subsidiary of the | ||||||||
Company, with the consequent extinction of the merged Company | ||||||||
II. | Approve the Protocol and Justification of the merger of the | Management | For | For | None | |||
merged Company into the Company | ||||||||
III. | Ratify the recommendation, by the Executive Committee of the | Management | For | For | None | |||
Company, of KPMG Auditores Independentes, with headquarters | ||||||||
in the city of Sao Paulo, State of Sao Paulo, at 33 RUA DR. | ||||||||
Renato Paes De Barros, with corporate taxpayer ID CNPJMF | ||||||||
number 57.755.217.0001.29 and Regional Accounting Council | ||||||||
CRC number 2SP014428O6 as the expert Company responsible | ||||||||
for the valuation of the net assets of the merged Company using | ||||||||
its accounting asset value, as well as for the preparation of the | ||||||||
respective valuation report valuation report | ||||||||
IV. | Approve the valuation report | Management | For | For | None | |||
V. | Grant authority so that the Administrators of the Company adopt | Management | For | For | None | |||
all necessary measures aimed at formalizing the merger with the | ||||||||
appropriate Public Bodies | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 900 | 0 | 21-Dec-2009 | 22-Dec-2009 |
Page 10 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P2605D109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jan-2010 | ||||||
ISIN | BRVALEACNPA3 | Agenda | 702184374 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 20-Jan-2010 | |||||
Country | Brazil | Vote Deadline Date | 14-Jan-2010 | |||||
SEDOL(s) | 2256630 - 2257127 - 5896851 - B04S872 - | Quick Code | ||||||
B142LF0 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEMS 2 THROUGH 5-ONLY. THANK YOU. | ||||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1. | To ratify the nomination of an alternate Member of the Board of | Non-Voting | None | |||||
Directors-made at the meeting of that collegiate body on 17 SEP | ||||||||
2009, under the terms-of Article 11 10 of the Corporate Bylaws | ||||||||
2. | Approve, under the terms of Articles 224 and 225 of Law Number | Management | For | For | None | |||
6404 76, the protocols and justifications for the mergers of | ||||||||
Sociedade De Minerac Ao Estrela De Apolo S.A. Estrela De Apolo | ||||||||
and Mineracao Vale Corumba S.A. Vale Corumba, full | ||||||||
subsidiaries of vale | ||||||||
3. | Ratify the nomination of Domingues E Pinho Contadores, a | Management | For | For | None | |||
specialized Company hired to carry out the valuation of the | ||||||||
Companies to be merged | ||||||||
4. | Approve the valuation reports prepared by the specialized | Management | For | For | None | |||
Company | ||||||||
5. | Approve the merger, without an increase in capital and without the | Management | For | For | None | |||
issuance of new shares, of Estrela De Apolo and Vale Corumba, | ||||||||
into Vale | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 40830 | 0 | 24-Dec-2009 | 14-Jan-2010 |
Page 11 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P2605D109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jan-2010 | ||||||
ISIN | BRVALEACNPA3 | Agenda | 702184374 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 20-Jan-2010 | |||||
Country | Brazil | Vote Deadline Date | 14-Jan-2010 | |||||
SEDOL(s) | 2256630 - 2257127 - 5896851 - B04S872 - | Quick Code | ||||||
B142LF0 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEMS 2 THROUGH 5-ONLY. THANK YOU. | ||||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1. | To ratify the nomination of an alternate Member of the Board of | Non-Voting | None | |||||
Directors-made at the meeting of that collegiate body on 17 SEP | ||||||||
2009, under the terms-of Article 11 10 of the Corporate Bylaws | ||||||||
2. | Approve, under the terms of Articles 224 and 225 of Law Number | Management | For | For | None | |||
6404 76, the protocols and justifications for the mergers of | ||||||||
Sociedade De Minerac Ao Estrela De Apolo S.A. Estrela De Apolo | ||||||||
and Mineracao Vale Corumba S.A. Vale Corumba, full | ||||||||
subsidiaries of vale | ||||||||
3. | Ratify the nomination of Domingues E Pinho Contadores, a | Management | For | For | None | |||
specialized Company hired to carry out the valuation of the | ||||||||
Companies to be merged | ||||||||
4. | Approve the valuation reports prepared by the specialized | Management | For | For | None | |||
Company | ||||||||
5. | Approve the merger, without an increase in capital and without the | Management | For | For | None | |||
issuance of new shares, of Estrela De Apolo and Vale Corumba, | ||||||||
into Vale | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 50679 | 0 | 24-Dec-2009 | 19-Jan-2010 |
Page 12 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
NETCARE LTD | ||||||||
Security | S5510Z104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Jan-2010 | ||||||
ISIN | ZAE000011953 | Agenda | 702184552 - Management | |||||
City | SANDTON | Holding Recon Date | 28-Jan-2010 | |||||
Country | South Africa | Vote Deadline Date | 22-Jan-2010 | |||||
SEDOL(s) | 5949863 - 6636421 - B02P3M5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve the annual financial statements | Management | For | For | None | |||
2 | Approve the Executive Directors remuneration | Management | For | For | None | |||
3 | Approve the Non-Executive Directors fees | Management | For | For | None | |||
4 | Approve the consulting services for the Non-Executive Directors | Management | For | For | None | |||
5.1 | Re-appoint V.E. Firman as a Director | Management | For | For | None | |||
5.2 | Re-appoint A.P.H. Jammine as a Director | Management | For | For | None | |||
5.3 | Re-appoint V.L.J. Litlhakanyane as a Director | Management | For | For | None | |||
5.4 | Re-appoint K.D. Moroka as a Director | Management | For | For | None | |||
5.5 | Re-appoint A.A. Ngcaba as a Director | Management | For | For | None | |||
6 | Grant authority to place shares under the control of the Directors | Management | For | For | None | |||
7 | Grant authority to issue shares for cash | Management | For | For | None | |||
8 | Approve the reduction in capital | Management | For | For | None | |||
9 | Amend the Share Incentive Scheme | Management | For | For | None | |||
S.1 | Grant authority to repurchase shares | Management | For | For | None | |||
10 | Approve the signature of documents | Management | For | For | None | |||
Transact any other business | Non-Voting | None | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN NUMBERING. IF YOU HAVE AL-READY SENT IN YOUR | ||||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLESS YOU DECI-DE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 25373 | 0 | 24-Dec-2009 | 22-Jan-2010 |
Page 13 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
COMPANHIA SIDERURGICA NACIONAL | ||||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Jan-2010 | ||||||
ISIN | BRCSNAACNOR6 | Agenda | 702195377 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 27-Jan-2010 | |||||
Country | Brazil | Vote Deadline Date | 20-Jan-2010 | |||||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
I | Approve the protocol and justification of the Merger by Companhia | Management | For | For | None | |||
Siderurgica Nacional CSN of its subsidiary Galvasud S.A., a | ||||||||
Company with Corporate Taxpayer ID CNPJMF Number | ||||||||
02.618.456.0001.45 Galvasud | ||||||||
II | Approve and ratify the hiring of KPMG Auditores Independentes, | Management | For | For | None | |||
the specialized Company responsible for drafting the book | ||||||||
valuation report on the net worth of Galvasud, to be transferred to | ||||||||
CSN | ||||||||
III | Approve the mentioned book valuation report on the net worth of | Management | For | For | None | |||
Galvasud with a basis date of 31 DEC 2009 | ||||||||
IV | Approve the Merger of Galvasud into CSN, under the terms and | Management | For | For | None | |||
conditions established in the above mentioned protocol and | ||||||||
justification of Merger | ||||||||
V | Authorize the Management of CSN to perform the acts that are | Management | For | For | None | |||
necessary for the implementation of the Merger transaction to be | ||||||||
decided on at the general meeting for which this call notice is | ||||||||
issued | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 31390 | 0 | 19-Jan-2010 | 28-Jan-2010 | |||
244255 | 55P | 7700 | 0 | 19-Jan-2010 | 20-Jan-2010 |
Page 14 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
DIAGNOSTICOS DA AMERICA SA, BARUERI | ||||||||
Security | P3589C109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 01-Feb-2010 | ||||||
ISIN | BRDASAACNOR1 | Agenda | 702199325 - Management | |||||
City | BARUERI | Holding Recon Date | 28-Jan-2010 | |||||
Country | Brazil | Vote Deadline Date | 26-Jan-2010 | |||||
SEDOL(s) | B03WBK9 - B05HB24 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve, in accordance with the terms of Article 12, line iv, of the | Management | For | For | None | |||
Corporate Bylaws of the Company, of the proposal from the | ||||||||
Management to split common shares issued by the Company, | ||||||||
with each 1 common share coming to be represented by 4 | ||||||||
common shares, with the shareholders receiving 3 new common | ||||||||
shares for each 1 common share held by the shareholders on the | ||||||||
date that the general meeting that approves the split is held, with it | ||||||||
being certain that the shares coming from the split will participate | ||||||||
on equal terms in all of the benefits, including the dividends and | ||||||||
any other capital remuneration that comes to be distributed by the | ||||||||
Company beginning on 28 DEC 2009, including that date | ||||||||
2 | Amend the Article 5 of the Corporate Bylaws of the Company, to | Management | For | For | None | |||
reflect the number of shares into which the share capital is divided | ||||||||
as a result of the share split mentioned above | ||||||||
3 | Approve to amend the main part of Article 6 of the Corporate | Management | For | For | None | |||
Bylaws of the Company, to increase the authorized capital limit | ||||||||
4 | Approve the consolidation of the Corporate Bylaws of the | Management | For | For | None | |||
Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 1200 | 0 | 26-Jan-2010 | 26-Jan-2010 |
Page 15 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
TIGER BRANDS LTD | ||||||||
Security | S84594142 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 16-Feb-2010 | ||||||
ISIN | ZAE000071080 | Agenda | 702188447 - Management | |||||
City | BRYANSTON | Holding Recon Date | 15-Feb-2010 | |||||
Country | South Africa | Vote Deadline Date | 09-Feb-2010 | |||||
SEDOL(s) | B0J4PP2 - B0MHHG3 - B0N4871 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Receive and adopt annual financial statements | Management | For | For | None | |||
2 | Re-elect R.M.W. Dunne, who retires in terms of Article 14 of the | Management | For | For | None | |||
Articles of Association of the Company | ||||||||
3 | Re-elect B.L. Sibiya, who retires in terms of Article 14 of the | Management | For | For | None | |||
Articles of Association of the Company | ||||||||
4 | Re-elect L.C. Van Vught, who retires in terms of Article 14 of the | Management | For | For | None | |||
Articles of Association of the Company | ||||||||
5 | Re-elect P.M. Roux, who retires in terms of Article 13.2 of the | Management | For | For | None | |||
Articles of Association of the Company | ||||||||
6 | Re-elect M. Fleming, who retires in terms of Article 13.2 of the | Management | For | For | None | |||
Articles of Association of the Company | ||||||||
7 | Approve the remuneration payable to the Non-Executive Directors | Management | For | For | None | |||
including the Chairman and Deputy Chairman | ||||||||
8 | Approve the remuneration payable to the Non-Executive Directors | Management | For | For | None | |||
who participate in the Sub-Committees of the Board | ||||||||
9 | Approve to increase the fees payable to the Non-Executive | Management | For | For | None | |||
Directors | ||||||||
S.1 | Authorize the Company to acquire the shares in the Company | Management | For | For | None | |||
Transact such other business | Non-Voting | None | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN NUMBERING OF RESOLUTION 1-0 AND RECEIPT OF | ||||||||
ARTICLE NUMBER IN RESOLUTIONS. IF YOU HAVE ALREADY | ||||||||
SENT IN YO-UR VOTES, PLEASE DO NOT RETURN THIS | ||||||||
PROXY FORM UNLESS YOU DECIDE TO AMEND YOUR- | ||||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 3232 | 0 | 04-Jan-2010 | 09-Feb-2010 |
Page 16 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
YANZHOU COAL MNG CO LTD | ||||||||
Security | Y97417102 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Feb-2010 | ||||||
ISIN | CNE1000004Q8 | Agenda | 702191711 - Management | |||||
City | SHANDONG | Holding Recon Date | 26-Jan-2010 | |||||
Country | China | Vote Deadline Date | 22-Feb-2010 | |||||
SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED | Non-Voting | None | |||||
TO VOTE IN "FAVOR" OR "AGAINST"-ONLY FOR ALL | ||||||||
RESOLUTIONS. THANK YOU. | ||||||||
1. | Elect Mr. Li Weimin as a Director of the Company, whose | Management | For | For | None | |||
appointment will | ||||||||
S.2 | Amend the Rules of Procedures for the Board of Yanzhou Coal | Management | For | For | None | |||
Mining Company Limited | ||||||||
S.3 | Amend the Rules of Procedures for the Supervisory Committee of | Management | For | For | None | |||
Yanzhou Coal Mining Company Limited | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 279920 | 0 | 12-Jan-2010 | 22-Feb-2010 |
Page 17 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
PT ASTRA INTERNATIONAL TBK | |||||||
Security | Y7117N149 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 01-Mar-2010 | |||||
ISIN | ID1000057607 | Agenda | 702240312 - Management | ||||
City | JAKARTA | Holding Recon Date | 11-Feb-2010 | ||||
Country | Indonesia | Vote Deadline Date | 24-Feb-2010 | ||||
SEDOL(s) | 5818402 - 6291712 - B01DP91 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1 | Approve the change of the Board of Directors Composition | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 48000 | 0 | 17-Feb-2010 | 24-Feb-2010 |
Page 18 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
PUBLIC BANK BHD | ||||||
Security | Y71497104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 02-Mar-2010 | ||||
ISIN | MYL1295OO004 | Agenda | 702232327 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 25-Feb-2010 | |||
Country | Malaysia | Vote Deadline Date | 22-Feb-2010 | |||
SEDOL(s) | 6707123 - 6707145 - B012W42 - B2RDL46 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1. | Receive the audited financial statements for the FYE 31 DEC | Management | For | For | None | |
2009 and the reports of the Directors and the Auditors thereon | ||||||
2. | Re-elect Dato Yeoh Chin Kee as a Director, who retires by | Management | For | For | None | |
rotation pursuant to Article 111 of the Company's Articles of | ||||||
Association | ||||||
3. | Re-elect Y.A.M. Tengku Abdul Rahman Ibni Sultan Haji Ahmad | Management | For | For | None | |
Shah Al-Mustain Billah as a Director, who retires by rotation | ||||||
pursuant to Article 111 of the Company's Articles of Association | ||||||
4. | Re-appoint Tan Sri Dato Sri Dr. Teh Hong Piow as a Director of | Management | For | For | None | |
the Company, who retires pursuant to Section 129 of the | ||||||
Companies Act 1965, until the next AGM | ||||||
5. | Re-appoint Tan Sri Dato Thong Yaw Hong as a Director of the | Management | For | For | None | |
Company, who retires pursuant to Section 129 of the Companies | ||||||
Act 1965, until the next AGM | ||||||
6. | Re-appoint Dato Dr. Haji Mohamed Ishak bin Haji Mohamed Ariff | Management | For | For | None | |
as a Director of the Company, who retires pursuant to Section 129 | ||||||
of the Companies Act 1965, until the next AGM | ||||||
7. | Approve the payment of Directors' fees of MYR 1,305,000 for the | Management | For | For | None | |
FYE 31 DEC 2009 | ||||||
8. | Re-appoint Messrs. KPMG as the Auditors of the Company for the | Management | For | For | None | |
FYE 31 DEC 2010 and authorize the Directors to fix the Auditors' | ||||||
remuneration | ||||||
9. | Authorize the Company, subject to the Companies Act, 1965, the | Management | For | For | None | |
Memorandum and Articles of Association of the Company and the | ||||||
requirements of Bank Negara Malaysia, Bursa Malaysia Securities | ||||||
Berhad Bursa Malaysia and any other relevant authorities, to | ||||||
purchase such number of ordinary shares of MYR 1.00 each in | ||||||
PBB as may be determined by the Directors from time to time | ||||||
through Bursa Malaysia upon such terms and conditions as the | ||||||
Directors may deem fit in the interest of the Company provided | ||||||
that the aggregate number of shares purchased pursuant to this | ||||||
resolution does not exceed 10% of the total issued and paid-up | ||||||
share capital of the Company; an amount not exceeding PBB's | ||||||
total audited retained profits and share premium account at the | ||||||
time of purchase by PBB for the Proposed Share Buy-Back; | ||||||
CONTD. | ||||||
- | CONTD. based on the latest audited financial statements of PBB | Non-Voting | None | |||
as at 31 DEC-2009, the retained profits amounted to | ||||||
approximately MYR 1,891,220,000 after-deducting the second | ||||||
interim cash dividend of MYR 647,147,000 and the share- | ||||||
premium account amounted to approximately MYR 1,073,048,000 | ||||||
after deducting-the share dividend ; Authority expires the earlier | ||||||
of the conclusion of the-next AGM of the Company or an ordinary |
Page 19 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
resolution passed by the shareholders-of the Company in a | |||||||
general meeting ; and authorize the Directors to act and-to take all | |||||||
steps and do all things as they may deem necessary or expedient- | |||||||
in order to implement, finalize and give full effect to the Proposed | |||||||
Share-Buy-Back and to decide in their absolute discretion to either | |||||||
retain the-ordinary shares of MYR 1.00 each in PBB purchased by | |||||||
PBB CONTD. | |||||||
- | CONTD. pursuant to the Proposed Share Buy-Back as treasury | Non-Voting | None | ||||
shares to be-either distributed as share dividends or resold on | |||||||
Bursa Malaysia or-subsequently cancelled, or to cancel the shares | |||||||
so purchased, or a-combination of both | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 35920 | 0 | 08-Feb-2010 | 22-Feb-2010 |
Page 20 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
EREGLI DEMIR VE CELIK FABRIKALARI TURK ANONIM SIRK | ||||||||
Security | M40710101 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 09-Mar-2010 | ||||||
ISIN | TRAEREGL91G3 | Agenda | 702250363 - Management | |||||
City | ANKARA | Holding Recon Date | 05-Mar-2010 | |||||
Country | Turkey | Blocking | Vote Deadline Date | 26-Feb-2010 | ||||
SEDOL(s) | 4311689 - 4315197 - B03MS97 - B03N135 - | Quick Code | ||||||
B3LBT16 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | None | |||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||||
THANK-YOU. | ||||||||
1 | Opening of the assembly and election of the Chairmanship | Management | For | For | None | |||
2 | Authorize the Chairmanship in order to sign the minutes of the | Management | For | For | None | |||
assembly | ||||||||
3 | Approve the Board of Directors' activity report, Auditors' report and | Management | For | For | None | |||
as well as of the Independent External Auditing Company's report | ||||||||
4 | Ratify the balance sheet and profit & loss statement of year 2009 | Management | For | For | None | |||
5 | Amend Article 14 of the Articles of Association provided that the | Management | For | For | None | |||
necessary permissions will be taken from Ministry of Industry and | ||||||||
Trade and Capital Market Board | ||||||||
6 | Ratify the mid-term elections for the vacated Board memberships | Management | For | For | None | |||
7 | Grant discharge to the Board Members and Auditors | Management | For | For | None | |||
8 | Approve to determine the remuneration for the members of the | Management | For | For | None | |||
Board of Directors and the Auditors | ||||||||
9 | Election of the members of the Board of Directors | Management | For | For | None | |||
10 | Election of the Auditors | Management | For | For | None | |||
11 | Ratify the Independent Auditing Company election | Management | For | For | None | |||
12 | Authorize the members of the Board of Directors to participate in | Management | For | For | None | |||
activities indicated in the Articles 334 and 335 of the Turkish | ||||||||
Trade Code | ||||||||
13 | Approve to give information about the donations given across the | Management | For | For | None | |||
year | ||||||||
14 | Approve to give information about the security, bails and | Management | For | For | None | |||
mortgages in favour of the third parties | ||||||||
15 | Wishes and suggestions | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 101161 | 0 | 22-Feb-2010 | 03-Mar-2010 |
Page 21 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
BANCO BRADESCO S A | ||||||||
Security | P1808G117 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 10-Mar-2010 | ||||||
ISIN | BRBBDCACNPR8 | Agenda | 702237911 - Management | |||||
City | OSASCO | Holding Recon Date | 08-Mar-2010 | |||||
Country | Brazil | Vote Deadline Date | 03-Mar-2010 | |||||
SEDOL(s) | 2074520 - 7074280 - B00FM53 - B00GJ22 - | Quick Code | ||||||
B04D3P0 - B04S850 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 AND 4 ONLY.-THANK YOU. | ||||||||
1. | Receive the Board of Directors' annual report, the Finance | Non-Voting | None | |||||
Committee's report-accompanied by the Independent Auditors' | ||||||||
report and examine, discuss and vote-on the Company's | ||||||||
consolidated financial statements for the FYE 31 DEC 2009 | ||||||||
2. | To decide on the allocation of the result of the FY and ratification | Non-Voting | None | |||||
the amoun-t of interest over capital and dividends distributed | ||||||||
3. | Election of Lazaro de Mello Brandao, Antonio Bornia, Mario da | Management | For | For | None | |||
Silveira Teixeira Junior, Marcio Artur Laurelli Cypriano, Joao | ||||||||
Aguiar Alvarez, Denise Aguiar Alvarez, Luiz Carlos Trabuco | ||||||||
Cappi, Carlos Alberto Rodrigues Guilherme, Ricardo Espirito | ||||||||
Santo Silva Salgado as the Members of the Board of Directors | ||||||||
4. | Elect the Members of the Finance Committee | Management | For | For | None | |||
5. | To set the global remuneration of the Board of Directors and the | Non-Voting | None | |||||
Finance-Committee | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||||
OF DIRECTOR NAMES. IF YOU H-AVE ALREADY SENT IN | ||||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 24480 | 0 | 16-Feb-2010 | 03-Mar-2010 |
Page 22 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
244255 | 55P | 36980 | 0 | 16-Feb-2010 | 03-Mar-2010 |
Page 23 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
WAL-MART DE MEXICO SAB DE CV, MEXICO | ||||||||
Security | P98180105 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 11-Mar-2010 | ||||||
ISIN | MXP810081010 | Agenda | 702239888 - Management | |||||
City | MEXICO D.F | Holding Recon Date | 03-Mar-2010 | |||||
Country | Mexico | Vote Deadline Date | 04-Mar-2010 | |||||
SEDOL(s) | 2135212 - B01FD93 - B02YZ04 - B2Q3MT9 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
I | Receive the report from the Board of Directors | Management | For | For | None | |||
II | Receive the report from the General Director | Management | For | For | None | |||
III | Receive the report from the Audit and Corporate Practices | Management | For | For | None | |||
Committees | ||||||||
IV | Approve the financial information to 31 DEC 2009 | Management | For | For | None | |||
V | Receive the report regarding the situation of the fund for the | Management | For | For | None | |||
repurchase of shares | ||||||||
VI | Approve the plan to cancel repurchased shares of the Company | Management | For | For | None | |||
that are currently held in treasury | ||||||||
VII | Approve the plan for the allocation of results for the period running | Management | For | For | None | |||
from 01 JAN to 31 DEC 2009 | ||||||||
VIII | Approve the plan for the payment of a dividend of MXN 0.70 per | Management | For | For | None | |||
share | ||||||||
IX | Amend Article 5 of the Corporate ByLaws | Management | For | For | None | |||
X | Approve the report regarding the fulfillment of fiscal obligations | Management | For | For | None | |||
XI | Approve the report regarding the Employee Stock Plan | Management | For | For | None | |||
XII | Approve the report from the Wal-Mart De Mexico Foundation | Management | For | For | None | |||
XIII | Approve the report regarding the acquisition and integration of | Management | For | For | None | |||
Wal Mart Central America | ||||||||
XIV | Ratify the acts of the Board of Directors during 2009 | Management | For | For | None | |||
XV | Appointment of the Members of the Board of Directors | Management | For | For | None | |||
XVI | Appointment of the Chairpersons of the Audit and Corporate | Management | For | For | None | |||
Practices | ||||||||
XVII | Approve the resolutions contained in the minutes of the general | Management | For | For | None | |||
meeting held | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 63500 | 0 | 16-Feb-2010 | 04-Mar-2010 |
Page 24 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
HUANENG POWER INTERNATIONAL INC, BEIJING | ||||||
Security | Y3744A105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 16-Mar-2010 | ||||
ISIN | CNE1000006Z4 | Agenda | 702225497 - Management | |||
City | BEIJING | Holding Recon Date | 24-Feb-2010 | |||
Country | China | Vote Deadline Date | 11-Mar-2010 | |||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||
B16TW67 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
S.1.1 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the Class of shares and nominal value per share | ||||||
S.1.2 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the method of issuance | ||||||
S.1.3 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the target subscribers | ||||||
S.1.4 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the method of subscription | ||||||
S.1.5 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the number of shares to be issued | ||||||
S.1.6 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the price determinate date | ||||||
S.1.7 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the subscription price | ||||||
S.1.8 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the adjustment to the number of shares to be issued and the | ||||||
subscription price | ||||||
S.1.9 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the lock-up period(s) | ||||||
S1.10 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the listing of shares | ||||||
S1.11 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the use of proceeds | ||||||
S1.12 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the arrangement regarding the accumulated undistributed | ||||||
earnings | ||||||
S1.13 | Approve, in relation to the New A Share Issue and the New H | Management | For | For | None | |
Share Issue by the Company, the relationship between the New A | ||||||
Share Issue and the New H Share Issue | ||||||
S1.14 | Approve, in relation to the New H Share Issue by the Company, | Management | For | For | None | |
the validity period of these resolutions | ||||||
S.2 | Approve the resolution regarding the signing of the Subscription | Management | For | For | None | |
Agreements with designated investors | ||||||
3. | Approve the resolution that the Company meets with the | Management | For | For | None | |
conditions for New A Share Issue | ||||||
4. | Approve the resolution regarding the Company's feasibility report | Management | For | For | None | |
on the use of proceeds from the New A Share Issue | ||||||
5. | Approve the resolution regarding the Company's report on the use | Management | For | For | None | |
of proceeds from previous fund raising |
Page 25 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
s.6 | Approve the resolution regarding amendments to the Articles of | Management | For | For | None | ||
Association consequential to the New Issue | |||||||
S.7 | Approve the resolution regarding the general authorization from | Management | For | For | None | ||
the general meeting to the Board of Directors to process all | |||||||
related matters incidental to the New A Share Issue and the New | |||||||
H Share Issue | |||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | |||||
OF TRUE RECORD DATE. IF YOU-HAVE ALREADY SENT IN | |||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | |||||||
UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL | |||||||
INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 152000 | 0 | 22-Feb-2010 | 11-Mar-2010 |
Page 26 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
HUANENG POWER INTERNATIONAL INC, BEIJING | ||||||||
Security | Y3744A105 | Meeting Type | Class Meeting | |||||
Ticker Symbol | Meeting Date | 16-Mar-2010 | ||||||
ISIN | CNE1000006Z4 | Agenda | 702226033 - Management | |||||
City | BEIJING | Holding Recon Date | 23-Feb-2010 | |||||
Country | China | Vote Deadline Date | 11-Mar-2010 | |||||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||||
B16TW67 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||||
THANK YOU | ||||||||
S.1.1 | Approve the Class of shares and nominal value per share, in | Management | For | For | None | |||
relation to the New A Share Issue and the New H Share Issue by | ||||||||
the Company | ||||||||
S.1.2 | Approve the Method of issuance, in relation to the New A Share | Management | For | For | None | |||
Issue and the New H Share Issue by the Company | ||||||||
S.1.3 | Approve the Target subscribers, in relation to the New A Share | Management | For | For | None | |||
Issue and the New H Share Issue by the Company | ||||||||
S.1.4 | Approve the Method of subscription, in relation to the New A | Management | For | For | None | |||
Share Issue and the New H Share Issue by the Company | ||||||||
S.1.5 | Approve the Number of shares to be issued, in relation to the New | Management | For | For | None | |||
A Share Issue and the New H Share Issue by the Company | ||||||||
S.1.6 | Approve the Price determinate date, in relation to the New A | Management | For | For | None | |||
Share Issue and the New H Share Issue by the Company | ||||||||
S.1.7 | Approve the Subscription price, in relation to the New A Share | Management | For | For | None | |||
Issue and the New H Share Issue by the Company | ||||||||
S.1.8 | Approve the Adjustment to the number of shares to be issued and | Management | For | For | None | |||
the subscription price, in relation to the New A Share Issue and | ||||||||
the New H Share Issue by the Company | ||||||||
S.1.9 | Approve the Lock-up period s , in relation to the New A Share | Management | For | For | None | |||
Issue and the New H Share Issue by the Company | ||||||||
S1.10 | Approve the Listing of shares, in relation to the New A Share | Management | For | For | None | |||
Issue and the New H Share Issue by the Company | ||||||||
S1.11 | Approve the Use of proceeds, in relation to the New A Share | Management | For | For | None | |||
Issue and the New H Share Issue by the Company | ||||||||
S1.12 | Approve the Arrangement regarding the accumulated | Management | For | For | None | |||
undistributed earnings, in relation to the New A Share Issue and | ||||||||
the New H Share Issue by the Company | ||||||||
S1.13 | Approve the relationship between the New A Share Issue and the | Management | For | For | None | |||
New H Share Issue, in relation to the New A Share Issue and the | ||||||||
New H Share Issue by the Company | ||||||||
S1.14 | Approve the Validity period of these resolutions, in relation to the | Management | For | For | None | |||
New A Share Issue and the New H Share Issue by the Company | ||||||||
S.2 | Approve the signing of the Subscription Agreements with | Management | For | For | None | |||
designated investors | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 152000 | 0 | 22-Feb-2010 | 11-Mar-2010 |
Page 27 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
AMERICA MOVIL SAB DE CV, MEXICO | |||||||
Security | P0280A101 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 17-Mar-2010 | |||||
ISIN | MXP001691213 | Agenda | 702271103 - Management | ||||
City | MEXICO D.F. | Holding Recon Date | 08-Mar-2010 | ||||
Country | Mexico | Vote Deadline Date | 09-Mar-2010 | ||||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
I. | Amend the various provisions of the Corporate Bylaws of the | Management | For | For | None | ||
Company; resolutions in this regard | |||||||
II. | Approve the designation of delegates who will carry out the | Management | For | For | None | ||
resolutions passed by this meeting and, if relevant, formalize them | |||||||
as appropriate; resolutions in this regard | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 358200 | 0 | 04-Mar-2010 | 09-Mar-2010 |
Page 28 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
AMERICA MOVIL SAB DE CV, MEXICO | |||||||
Security | P0280A101 | Meeting Type | Ordinary General Meeting | ||||
Ticker Symbol | Meeting Date | 17-Mar-2010 | |||||
ISIN | MXP001691213 | Agenda | 702274743 - Management | ||||
City | MEXICO | Holding Recon Date | 08-Mar-2010 | ||||
Country | Mexico | Vote Deadline Date | 10-Mar-2010 | ||||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1 | Approve to carry out transactions that represent 20% or more of | Management | For | For | None | ||
the consolidated assets of the Company on the basis of numbers | |||||||
corresponding to the end of the fourth quarter of 2009, in | |||||||
accordance with that which is provided for in Section 17 of the | |||||||
Corporate Bylaws of the Company and in Article 47 of the | |||||||
Securities Market Law; resolutions in this regard | |||||||
2 | Approve the designation of delegates who will carry out the | Management | For | For | None | ||
resolutions passed by this meeting and, if relevant, formalize them | |||||||
as appropriate; resolutions in this regard | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 358200 | 0 | 08-Mar-2010 | 10-Mar-2010 |
Page 29 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
BANK CHINA LTD | ||||||
Security | Y0698A107 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-Mar-2010 | ||||
ISIN | CNE1000001Z5 | Agenda | 702225675 - Management | |||
City | BEIJING | Holding Recon Date | 12-Feb-2010 | |||
Country | China | Vote Deadline Date | 16-Mar-2010 | |||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
S.1 | Authorize the Board and/or a Board Committee, during the | Management | For | For | None | |
Relevant Period as hereafter defined , an unconditional general | ||||||
mandate to separately or concurrently allot, issue and/or deal with | ||||||
A Shares and/or H Shares, and to make or grant offers, | ||||||
agreements, options or conversion rights in respect thereof: such | ||||||
mandate shall not extend beyond the Relevant Period save that | ||||||
the Board may during the Relevant Period make or grant offers, | ||||||
agreements, options or conversion rights which might require the | ||||||
exercise of such powers after the end of the Relevant Period; the | ||||||
aggregate CONTD. | ||||||
- | CONTD. nominal amount of the A Shares and/or H Shares to be | Non-Voting | None | |||
allotted, issued-and/or dealt with or agreed conditionally or | ||||||
unconditionally to be issued,-allotted and/or dealt with by the | ||||||
Board shall not exceed 20% of the aggregate-nominal amount of | ||||||
each of the existing A Shares and/or H Shares at the date-of the | ||||||
passing of this resolution; and the Board will only exercise its | ||||||
power-under such mandate in accordance with the Company Law | ||||||
of the PRC and the-Rules Governing the Listing of Securities on | ||||||
The Stock Exchange of Hong Kong-Limited as amended from | ||||||
time to time or applicable laws, rules and-regulations of other | ||||||
government or regulatory bodies and only if all-necessary | ||||||
approvals from the China Securities Regulatory Commission | ||||||
and/or-other relevant PRC government authorities are obtained, | ||||||
CONTD. | ||||||
- | CONTD. Authority expires the earlier of the conclusion of the next | Non-Voting | None | |||
AGM of-the Bank following the passing of this special resolution or | ||||||
the expiration-of the 12-month period following the passing of this | ||||||
special resolution ;-Contingent on the Board resolving to issue | ||||||
shares pursuant to paragraph of-this special resolution, the Board | ||||||
is authorized to increase the registered-capital of the Bank to | ||||||
reflect the number of shares to be CONTD. | ||||||
- | CONTD. issued by the Bank pursuant to this special resolution | Non-Voting | None | |||
and to make-such appropriate and necessary amendments to the | ||||||
Articles of Association of-the Bank as they think fit to reflect such | ||||||
increase in the registered capital-of the Bank and to take any | ||||||
other action and complete any formality required-to effect the | ||||||
issuance of shares pursuant to paragraph of this special- | ||||||
resolution and the increase in the registered capital of the Bank | ||||||
S.2.1 | Approve that each of the following items in respect of the | Management | For | For | None | |
proposed issuance of the A share convertible corporate bonds | ||||||
Convertible Bonds within the PRC by the Bank, and shall be | ||||||
implemented subsequent to the granting of the approval from the | ||||||
relevant governmental authorities in the PRC upon application: | ||||||
Type of securities to be issued |
Page 30 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S.2.2 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
issue size | |||||
S.2.3 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
par value and issue price | |||||
S.2.4 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
term | |||||
S.2.5 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
interest rate | |||||
S.2.6 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
method and timing of interest payment | |||||
S.2.7 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
conversion period | |||||
S.2.8 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: CB | |||||
Conversion Price and adjustment | |||||
S.2.9 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Downward adjustment to CB Conversion Price | |||||
S2.10 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Conversion method of fractional share | |||||
S2.11 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Terms of redemption |
Page 31 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S2.12 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Redemption at the option of the CB Holders | |||||
S2.13 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Dividend rights of the year of conversion | |||||
S2.14 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Method of issuance and target subscribers | |||||
S2.15 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Subscription arrangement for the existing A Shareholders | |||||
S2.16 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: CB | |||||
Holders and meetings | |||||
S2.17 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Use of proceeds from the issuance of the Convertible Bonds | |||||
S2.18 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Special provisions in relation to supplementary capital | |||||
S2.19 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: | |||||
Guarantee and security | |||||
S2.20 | Approve that each of the following items in respect of the | Management | For | For | None |
proposed issuance of the A share convertible corporate bonds | |||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||
implemented subsequent to the granting of the approval from the | |||||
relevant governmental authorities in the PRC upon application: the | |||||
validity period of the resolution of the issuance of the Convertible | |||||
Bonds |
Page 32 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S2.21 | Approve that each of the following items in respect of the | Management | For | For | None | ||
proposed issuance of the A share convertible corporate bonds | |||||||
Convertible Bonds within the PRC by the Bank, and shall be | |||||||
implemented subsequent to the granting of the approval from the | |||||||
relevant governmental authorities in the PRC upon application: | |||||||
matters relating to authorization in connection with the issuance of | |||||||
the Convertible Bonds | |||||||
3 | Approve the Capital Management Plan | 2010 to 2012 | Management | For | For | None | |
4 | Approve the Feasibility Analysis Report on Use of Proceeds of the | Management | For | For | None | ||
Public Issuance of A Share Convertible Corporate Bonds by the | |||||||
Bank | |||||||
5 | Approve the Utilization Report on the Bank's Use of Proceeds | Management | For | For | None | ||
from the Previous Issuance of Securities by the Bank | |||||||
6 | Elect Mr. Li Jun as a Supervisor of the Bank | Management | For | For | None | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | |||||
IN THE RECORD DATE. IF YOU H-AVE ALREADY SENT IN | |||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | |||||||
UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL | |||||||
INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 1307930 | 0 | 01-Feb-2010 | 16-Mar-2010 | ||
212247 | 55P | 577720 | 0 | 01-Feb-2010 | 16-Mar-2010 |
Page 33 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA SIDERURGICA NACIONAL | ||||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Mar-2010 | ||||||
ISIN | BRCSNAACNOR6 | Agenda | 702272826 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 23-Mar-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Mar-2010 | |||||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to split the common shares issued by the Company, in | Management | None | |||||
the proportion of 2/1 i.e., 2 new shares in the place of 1 share | ||||||||
existing on the date of the resolution, with the consequent | ||||||||
amendment of Article 5 of the Corporate Bylaws | ||||||||
2 | Approve to increase of the Company's authorized capital limit to | Management | None | |||||
2,400,000,000 common shares, with the consequent amendment | ||||||||
of Article 7 of the Corporate Bylaws, to reflect the share split | ||||||||
PLEASE NOTE THAT THIS IS A SECOND CALL [1ST CALL ON | Non-Voting | None | ||||||
16 MAR 2010]. PRIOR INSTRU-CTIONS REMAIN VALID | ||||||||
UNLESS OTHERWISE STATED. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 16500 | 0 |
Page 34 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
COMPANHIA SIDERURGICA NACIONAL | ||||||||
Security | P8661X103 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Mar-2010 | ||||||
ISIN | BRCSNAACNOR6 | Agenda | 702272826 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 23-Mar-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Mar-2010 | |||||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to split the common shares issued by the Company, in | Management | For | For | None | |||
the proportion of 2/1 i.e., 2 new shares in the place of 1 share | ||||||||
existing on the date of the resolution, with the consequent | ||||||||
amendment of Article 5 of the Corporate Bylaws | ||||||||
2 | Approve to increase of the Company's authorized capital limit to | Management | For | For | None | |||
2,400,000,000 common shares, with the consequent amendment | ||||||||
of Article 7 of the Corporate Bylaws, to reflect the share split | ||||||||
PLEASE NOTE THAT THIS IS A SECOND CALL [1ST CALL ON | Non-Voting | None | ||||||
16 MAR 2010]. PRIOR INSTRU-CTIONS REMAIN VALID | ||||||||
UNLESS OTHERWISE STATED. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 40390 | 0 | 08-Mar-2010 | 15-Mar-2010 | |||
244255 | 55P | 8400 | 0 | 08-Mar-2010 | 08-Mar-2010 |
Page 35 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | |||||||
ECOPETROL S A | |||||||
Security | 279158109 | Meeting Type | Annual | ||||
Ticker Symbol | EC | Meeting Date | 25-Mar-2010 | ||||
ISIN | US2791581091 | Agenda | 933195819 - Management | ||||
City | Holding Recon Date | 23-Feb-2010 | |||||
Country | United States | Vote Deadline Date | 18-Mar-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
04 | APPROVAL OF THE AGENDA | Management | For | For | None | ||
05 | APPOINTMENT OF THE MEETING'S PRESIDENT | Management | For | For | None | ||
06 | APPOINTMENT OF THE COMMISSION IN CHARGE OF | Management | For | For | None | ||
SCRUTINIZING ELECTIONS AND POLLING | |||||||
07 | APPOINTMENT OF THE COMMISSION IN CHARGE OF | Management | For | For | None | ||
REVIEWING AND APPROVING THE MINUTES OF THE | |||||||
MEETING | |||||||
13 | APPROVAL OF REPORTS PRESENTED BY THE | Management | For | For | None | ||
MANAGEMENT, AND THE EXTERNAL AUDITOR AND | |||||||
APPROVAL OF FINANCIAL STATEMENTS | |||||||
14 | APPROVAL OF PROPOSAL FOR DIVIDEND DISTRIBUTION | Management | For | For | None | ||
15 | ELECTION OF THE EXTERNAL AUDITOR AND ASSIGNMENT Management | For | For | None | |||
OF REMUNERATION | |||||||
16 | ELECTION OF THE BOARD OF DIRECTORS | Management | For | For | None | ||
17 | AUTHORIZATION FOR PUBLIC ISSUANCE OF NON- | Management | For | For | None | ||
CONVERTIBLE BONDS | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
000212251 | 93I | 14310 | 0 | 02-Mar-2010 | 02-Mar-2010 |
Page 36 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
AKBANK TURK ANONIM SIRKETI | ||||||||
Security | M0300L106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Mar-2010 | ||||||
ISIN | TRAAKBNK91N6 | Agenda | 702222237 - Management | |||||
City | ISTANBUL | Holding Recon Date | 24-Mar-2010 | |||||
Country | Turkey | Blocking | Vote Deadline Date | 17-Mar-2010 | ||||
SEDOL(s) | 4011127 - B03MN70 - B04KCN2 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | None | |||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||||
THANK-YOU. | ||||||||
1 | Elect the Chairmanship and authorize the Chairmanship to sign | Management | For | For | None | |||
the minutes of | ||||||||
2 | Approve the Board of Directors' activity report and the Auditors' | Management | For | For | None | |||
report | ||||||||
3 | Ratify and approve the balance sheet and the profit & loss | Management | For | For | None | |||
statement of year 2009; grant discharge to the Board Members | ||||||||
and the Auditors | ||||||||
4 | Approve to take decision on the distribution of 2009 profits | Management | For | For | None | |||
5 | Ratify the Memberships of the Board Members appointed to be on | Management | For | For | None | |||
duty for the left period | ||||||||
6 | Re-elect the Members of the Board of Directors whose term in | Management | For | For | None | |||
office have expired and approve the determination of their | ||||||||
remuneration | ||||||||
7 | Ratify the Independent External Auditing Company elected for | Management | For | For | None | |||
2010, 2011 and 2012 | ||||||||
8 | Authorize the Members of the Board of Directors to issue bonds | Management | For | For | None | |||
and commercial papers | ||||||||
9 | Approve to give inform about the donations and grants given | Management | For | For | None | |||
across the year | ||||||||
10 | Authorize the Members of the Board of Directors to participate in | Management | For | For | None | |||
activities indicated in the Articles 334 and 335 of the Turkish | ||||||||
Trade Code | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212247 | 55P | 15409 | 0 | 01-Feb-2010 | 17-Mar-2010 |
Page 37 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | |||||||
PETROBRAS ENERGIA SA, BUENOS AIRES | |||||||
Security | P7873P114 | Meeting Type | Ordinary General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Mar-2010 | |||||
ISIN | ARPERE010103 | Agenda | 702265693 - Management | ||||
City | BUENOS AIRES | Holding Recon Date | 01-Mar-2010 | ||||
Country | Argentina | Blocking | Vote Deadline Date | 16-Mar-2010 | |||
SEDOL(s) | 2681931 - B038C37 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | PLEASE BE ADVISED THAT IN ORDER TO PERMIT FOREIGN | Non-Voting | None | ||||
SHAREHOLDERS TO PARTICIPATE-IN SHAREHOLDERS' | |||||||
MEETINGS, ARGENTINEAN COMPANIES MAY REQUEST | |||||||
FOREIGN-SHAREHOLDERS TO PROVIDE PROOF OF THEIR | |||||||
REGISTRATION AT THE SUPERINTENDENCY OF- | |||||||
CORPORATIONS INSPECCION GENERAL DE JUSTICIA . | |||||||
1. | Receive the annual report and informative summary, inventory, | Management | For | For | None | ||
balance sheet, income statement, evolution of the equity, cash | |||||||
flow statement, complimentary notes and attachments to the | |||||||
balance sheet and the version in the English language of the | |||||||
mentioned documents, the opinion of the Auditor, report from the | |||||||
oversight committee and additional information required by Article | |||||||
68 of the stock exchange regulations, for the FYE 31 DEC 2009 | |||||||
2. | Approve the term in office of the Management and oversight | Management | For | For | None | ||
bodies for the FYE 31 DEC 2009 | |||||||
3. | Approve the allocation of profit | Management | For | For | None | ||
4. | Approve the acceptance of the resignation of full Members of the | Management | For | For | None | ||
Board of Directors, election of full Members of the Board of | |||||||
Directors, election of the alternate Members of the Board of | |||||||
Directors and establishing their order for joining the Board | |||||||
5. | Elect the full and alternate Members of the oversight Committee | Management | For | For | None | ||
6. | Approve the remuneration of the Members of the Board of | Management | For | For | None | ||
Directors and Members of the oversight Committee | |||||||
7. | Approve the compensation of the Certified Public Accountant who | Management | For | For | None | ||
audited the balance sheet to 31 DEC 2009 and designation of the | |||||||
Certified Public Accountant to perform the outside auditing | |||||||
functions for the new FY | |||||||
8. | Approve the budget for the Audit Committee | Management | For | For | None | ||
9. | Ratify all of that which was done based on the Merger by | Management | For | For | None | ||
Absorption between Petrobras Energia S.A. and Petrobras | |||||||
Energia Participaciones S.A | |||||||
10. | Approve the term in office of the Management body of the | Management | For | For | None | ||
Company that exercised the Management of Petrobras Energia | |||||||
Participaciones S.A. from 27 MAR 2009 until its dissolution | |||||||
11. | Approve the term in office of the oversight body of Petrobras | Management | For | For | None | ||
Energia Participaciones S.A for the FY that began on 01 JAN | |||||||
2009 until its dissolution | |||||||
12. | Approve the remuneration for the Members of the oversight | Management | For | For | None | ||
Committee of Petrobras Energia Participaciones S.A | |||||||
13. | Approve the designation of 2 shareholders to sign the minutes | Management | For | For | None |
Page 38 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212251 | 55P | 34697 | 0 | 01-Mar-2010 | 16-Mar-2010 |
Page 39 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
ANGLO PLATINUM LTD | ||||||
Security | S9122P108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Mar-2010 | ||||
ISIN | ZAE000013181 | Agenda | 702239004 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 26-Mar-2010 | |||
Country | South Africa | Vote Deadline Date | 22-Mar-2010 | |||
SEDOL(s) | 0760393 - 5731598 - 6761000 - 6761011 - | Quick Code | ||||
B0372N4 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
O.1 | Adopt the annual financial statements for the YE 31 DEC 2009, | Management | For | For | None | |
together with the Directors' report and the report of the Auditors | ||||||
O.2.1 | Re-elect Mr. T M F Phaswana as a Director of the Company, who | Management | For | For | None | |
retires in terms of Article 82 of the Articles of Association of the | ||||||
Company | ||||||
O.2.2 | Re-elect Mr. R M W Dunne as a Director of the Company, who | Management | For | For | None | |
retires in terms of Article 82 of the Articles of Association of the | ||||||
Company | ||||||
O.2.3 | Re-elect R Medori as a Director of the Company, who retires in | Management | For | For | None | |
terms of Article 85 of the Articles of Association of the Company | ||||||
O.2.4 | Re-elect Ms. W E Lucas-Bull as a Director of the Company, who | Management | For | For | None | |
retires in terms of Article 82 of the Articles of Association of the | ||||||
Company | ||||||
O.3 | Appointment of Mr. R M W Dunne Chairman , Ms. S E N Sebotsa | Management | For | For | None | |
Member , Mr. TA Wixley [Member] to the Audit Committee in | ||||||
terms of Section 94(2), the Board has determined that each of the | ||||||
Members standing for appointment is Independent in accordance | ||||||
with requirements of Section 94(4)(b), and that they possess the | ||||||
required qualifications and experience as determined by the Board | ||||||
O.4 | Re-appoint Deloitte & Touche as the External Auditors of the | Management | For | For | None | |
Company and of the Group until the conclusion of the next AGM | ||||||
O.5 | Approve, that in terms of Article 71(b) of the Company's Articles of | Management | For | For | None | |
Association, the fees payable to the Chairman and Non-Executive | ||||||
Directors for their services to the Board, Audit and other | ||||||
committees of the Board be revised with effect from 01 JAN 2010 | ||||||
as specified | ||||||
O.6 | Approve the Company's Remuneration Policy, as specified in the | Management | For | For | None | |
remuneration report, which forms part of this annual report | ||||||
O.7 | Approve, subject to the provisions of Section 221 of the | Management | For | For | None | |
Companies Act, 1973, as amended, and the Listings | ||||||
Requirements of the JSE Limited, to place the authorized but | ||||||
unissued ordinary shares of 10 cents each in the share capital of | ||||||
the Company excluding for this purpose those ordinary shares | ||||||
over which the Directors have been given specific authority to | ||||||
meet the requirements of the Anglo Platinum share schemes at | ||||||
the disposal and under the control of the Directors, to allot and | ||||||
issue such shares in their discretion to such persons on such | ||||||
terms and conditions and at such times as the Directors may | ||||||
determine, which authority shall only be valid until the Company's | ||||||
next AGM |
Page 40 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S.1 | Authorize the Company and/or any of its subsidiaries, in terms of | Management | For | For | None | ||
Sections 85 and 89 of the Companies Act 1973 as amended the | |||||||
Companies Act and in terms of the Listing Requirements of the | |||||||
JSE Limited the Listing Requirements , to acquire ordinary shares | |||||||
of 10 cents each Ordinary issued by the Company, and/or | |||||||
conclude derivative transactions which may result in the purchase | |||||||
of ordinary shares in terms of the Listings Requirements, it being | |||||||
recorded that such Listings Requirements currently require, inter | |||||||
alia, that: may make a general repurchase of securities only if any | |||||||
such repurchases of ordinary shares shall be implemented on the | |||||||
main Board of the JSE Limited JSE or any other stock exchange | |||||||
on which the Company's shares are listed and on which the | |||||||
Company or any of its subsidiaries may wish to implement any | |||||||
repurchases of ordinary shares with the approval of the JSE and | |||||||
any other such Stock Exchange, as necessary, not exceedin | |||||||
- | CONTD. in aggregate of 10% above the weighted average market | Non-Voting | None | ||||
price of such-shares over the previous 5 business days; in | |||||||
addition, ordinary shares-acquired in terms of this general | |||||||
authority to fulfill the requirements of-the Bonus Share Plan BSP | |||||||
will also not be purchased at a price greater than-the volume | |||||||
weighted average of the market value on the date of purchase;- | |||||||
Authority expires the earlier of the conclusion of the next AGM or | |||||||
15 months-; any derivative transactions which may result in the | |||||||
repurchase of ordinary-shares must be priced as follows: the | |||||||
strike price of any put option written-by the Company may not be | |||||||
at a price greater than or may be greater than that-stipulated in | |||||||
this resolution at the time of entering into the derivative- | |||||||
agreement; the strike price of any put option may be greater than | |||||||
that-stipulated in this resolution at the time of entering into the | |||||||
derivative-agreement, but the Company may not exercise that | |||||||
- | CONTD. of the money; and the strike price of any forward | Non-Voting | None | ||||
agreement may be-greater than that stipulated in this resolution; | |||||||
when the Company and/or any-of its subsidiaries have | |||||||
cumulatively purchased 3% of the number of ordinary-shares in | |||||||
issue on the date of passing of this special resolution including- | |||||||
the delta equivalent of any such ordinary shares underlying | |||||||
derivative-transactions which may result in the repurchase by the | |||||||
Company of ordinary-shares and for each 3% in aggregate of the | |||||||
initial number of that class-acquired thereafter an announcement | |||||||
must be published as soon as possible and-not later than on the | |||||||
business day following the day on which the relevant-threshold is | |||||||
reached or exceeded, and the announcement must comply with | |||||||
the-Listing Requirements; any general purchase by the Company | |||||||
and/or any of its-subsidiaries of the Company's ordinary shares in | |||||||
issue shall not in aggregate-in any one FY exceed 20% of the | |||||||
Company's i | |||||||
S.2 | Approve that Article No 144 in the Articles of Association of the | Management | For | For | None | ||
Company detailing the terms and conditions applicable to the | |||||||
Company's convertible Perpetual Cumulative Preference Shares | |||||||
of 1 cent each is hereby cancelled and deleted in its entirety from | |||||||
the Articles of Association of the Company and, simultaneously, | |||||||
that the 836,235 Convertible Perpetual Cumulative Preference | |||||||
Shares remaining in the authorized share capital of the Company | |||||||
be cancelled | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212248 | 55P | 13111 | 0 | 16-Feb-2010 | 22-Mar-2010 |
Page 41 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA DE GAS DE SAO PAULO-COMGAS | ||||||||
Security | P3055H194 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Mar-2010 | ||||||
ISIN | BRCGASACNPA3 | Agenda | 702294719 - Management | |||||
City | SAO PAULO | Holding Recon Date | 25-Mar-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Mar-2010 | |||||
SEDOL(s) | 2039110 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU. | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM IV AND V ONLY.-THANK YOU. | ||||||||
I | To examine, discuss and vote upon the Board of Directors' annual | Non-Voting | None | |||||
report, the-financial statements and the Independent Auditor's | ||||||||
report relating to FYE 31-DEC 2009 | ||||||||
II | Allocation of net profit in regard to the FY that ended on 31 DEC | Non-Voting | None | |||||
2009, and-distribution of dividends, with the ratification of the | ||||||||
resolution of the-Board of Directors regarding the payment of | ||||||||
interest on shareholder equity | ||||||||
III | To approve the capital budget for 2010 | Non-Voting | None | |||||
IV | Election of the Members of the Board of Directors, and ratify the | Management | For | For | None | |||
V | Election of the Members of the Finance Committee | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 15400 | 0 | 24-Mar-2010 | 24-Mar-2010 |
Page 42 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||||
PTT EXPLORATION AND PRODUCTION PUBLIC CO LTD, BANG | ||||||||
Security | Y7145P165 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Mar-2010 | ||||||
ISIN | TH0355A10Z12 | Agenda | 702227592 - Management | |||||
City | CHATUCHAK | Holding Recon Date | 15-Feb-2010 | |||||
Country | Thailand | Vote Deadline Date | 29-Mar-2010 | |||||
SEDOL(s) | B1359J0 - B13B738 - B13JK44 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Acknowledge the 2009 performance result and 2010 work plan of | Management | For | For | None | |||
the Company | ||||||||
2 | Approve the 2009 financial statements | Management | For | For | None | |||
3 | Approve the dividend payment for 2009 performance | Management | For | For | None | |||
4 | Appoint the Auditor and approve to consider the Auditor's fees for | Management | For | For | None | |||
the year | ||||||||
5. | Elect the new Directors in replacement of those who are due to | Management | For | For | None | |||
retire by | ||||||||
6 | Acknowledge the Directors' and the Sub-Committees' | Management | For | For | None | |||
remuneration | ||||||||
7 | Other matters (if any) | Management | For | Against | None | |||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
212251 | 55P | 69465 | 0 | 01-Feb-2010 | 29-Mar-2010 |
Page 43 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
TURKIYE IS BANKASI AS | ||||||||
Security | M8933F115 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Mar-2010 | ||||||
ISIN | TRAISCTR91N2 | Agenda | 702276468 - Management | |||||
City | ISTANBUL | Holding Recon Date | 29-Mar-2010 | |||||
Country | Turkey | Blocking | Vote Deadline Date | 22-Mar-2010 | ||||
SEDOL(s) | 4311667 - 4869939 - B02S517 - B03MYS8 - | Quick Code | ||||||
B03N425 - B03N436 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | None | |||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||||
THANK-YOU. | ||||||||
1 | Opening and election of the Presidential Board and authorize the | Management | For | For | None | |||
Chairmanship to sign the minutes of the meeting | ||||||||
2 | Receive the Board of Director's and Auditors' reports and the brief | Management | For | For | None | |||
independent auditing report | ||||||||
3 | Approve the balance sheet and income statements of 2009 | Management | For | For | None | |||
4 | Approve to absolving the members of the Board of Directors for | Management | For | For | None | |||
the Company's activities accounts in 2009 | ||||||||
5 | Approve to absolving the Auditors for the Company's activities and | Management | For | For | None | |||
accounts in 2009 | ||||||||
6 | Approve the decision on profit distribution, its method and date | Management | For | For | None | |||
7 | Approve to determine the salaries of the Members of Board of | Management | For | For | None | |||
Directors | ||||||||
8 | Election of Auditors for year 2010 | Management | For | For | None | |||
9 | Approve to determine the salaries of Auditors | Management | For | For | None | |||
10 | Approve to inform the shareholders about the donations made | Management | For | For | None | |||
during year 2009 | ||||||||
11 | Approve to inform the shareholders for the agreed Independent | Management | For | For | None | |||
Audit Firm regarding terms between 2010 and 2012 | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212247 | 55P | 28746 | 0 | 08-Mar-2010 | 22-Mar-2010 |
Page 44 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
TURKIYE IS BANKASI AS | ||||||||
Security | M8933F255 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Mar-2010 | ||||||
ISIN | TRETISB00010 | Agenda | 702277206 - Management | |||||
City | ISTANBUL | Holding Recon Date | 29-Mar-2010 | |||||
Country | Turkey | Blocking | Vote Deadline Date | 22-Mar-2010 | ||||
SEDOL(s) | B605VS1 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | None | |||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||||
THANK-YOU. | ||||||||
1 | Opening and election of the Presidential Board, and authorize the | Management | For | For | None | |||
Chairmanship to sign the minutes of the meeting | ||||||||
2 | Receive the Board of Directors and Auditors reports, brief | Management | For | For | None | |||
independent auditing report | ||||||||
3 | Approve the balance sheet and income statements for the year | Management | For | For | None | |||
2009 | ||||||||
4 | Approve to absolving the members of the Board of Directors for | Management | For | For | None | |||
the Companies activities accounts in 2009 | ||||||||
5 | Approve to absolving the Auditors for the Companies activities | Management | For | For | None | |||
and accounts in 2009 | ||||||||
6 | Approve the decision on profit distribution, its method and date | Management | For | For | None | |||
7 | Approve to determine the salaries of members of Board of | Management | For | For | None | |||
Directors | ||||||||
8 | Election of the Auditors for the year 2010 | Management | For | For | None | |||
9 | Approve to determine the salaries of Auditors | Management | For | For | None | |||
10 | Approve the presenting of information to the shareholders about | Management | For | For | None | |||
the donations made during the year 2009 | ||||||||
11 | Approve to inform shareholders for the agreed independent audit | Management | For | For | None | |||
firm regarding terms between 2010 and 2012 | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212247 | 55P | 13257.238 | 0 | 08-Mar-2010 | 17-Mar-2010 |
Page 45 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
BRF - BRASIL FOODS SA, ITAJAI, SC | ||||||||
Security | P1905C100 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Mar-2010 | ||||||
ISIN | BRBRFSACNOR8 | Agenda | 702296751 - Management | |||||
City | ITASAI | Holding Recon Date | 29-Mar-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Mar-2010 | |||||
SEDOL(s) | 2036995 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED.- | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1. | Approve the Remuneration Plan based on shares and the | Management | For | For | None | |||
regulations of the options for the executives of BRF Brasil Foods | ||||||||
S.A | ||||||||
2. | Approve the Remuneration Plan based on shares and the | Management | For | For | None | |||
regulations of the options for the executives of SADIA S.A, with | ||||||||
shares issued by BRF Brasil Foods S.A, in observance of the | ||||||||
Association Agreement and of the Sadia Option Plan | ||||||||
3. | Approve the split of the company's shares in the proportion of | Management | For | For | None | |||
100% with the issuance of one new share for each existing one | ||||||||
and the change of the proportion of the ADR American | ||||||||
Depositary Receipts program, placing the ADRs on the same | ||||||||
proportional basis, so that each one share will correspond to one | ||||||||
ADR | ||||||||
4. | Ratify the choice of the Company KPMG Auditores | Management | For | For | None | |||
Independentes, appointed by this Board of Directors, for the | ||||||||
preparation of the book valuation reports of the Companies Avipal | ||||||||
Nordeste S.A. and HFF Participacoes S.A., respectively | ||||||||
5. | Approve the valuation reports and protocols and justifications of | Management | For | For | None | |||
merger | ||||||||
6. | Approve the mergers of the Companies Avipal Nordeste S.A. and | Management | For | For | None | |||
HFF Participacoes S.A. into BRF Brasil Foods S.A. with the | ||||||||
consequent extinction of the Companies being merged | ||||||||
7. | Ratify the official newspapers of the Company's publications, | Management | For | For | None | |||
Diario Official De Santa Catarina, Diario Catarinense and Valor | ||||||||
Economico | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 8000 | 0 | 19-Mar-2010 | 26-Mar-2010 |
Page 46 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
BRF - BRASIL FOODS SA, ITAJAI, SC | ||||||||
Security | P1905C100 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-Mar-2010 | ||||||
ISIN | BRBRFSACNOR8 | Agenda | 702298591 - Management | |||||
City | ITAJAI | Holding Recon Date | 29-Mar-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Mar-2010 | |||||
SEDOL(s) | 2036995 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve the management report, financial statements and other | Management | For | For | None | |||
documents related to the FY that ended on 31 DEC 2009, and to | ||||||||
decide regarding the allocation of the result | ||||||||
2 | Ratify the distribution of remuneration to the shareholders, in | Management | For | For | None | |||
accordance with that which was resolved on by the Board of | ||||||||
Directors | ||||||||
3 | Ratify the election of Roberto Faldini as a Member of the Board | Management | For | For | None | |||
carried out at the Board of Directors meeting of 17 DEC 2009 | ||||||||
4 | Election of the Finance Committee and Audit Committee | Management | For | For | None | |||
5 | Approve to set the annual and aggregate remuneration of the | Management | For | For | None | |||
Members of the Board of Directors and of the Finance Committee | ||||||||
6 | Ratify the capital increase in reference to the confirmation of the | Management | For | For | None | |||
public subscription of the distribution option for the supplementary | ||||||||
lot, exercised by Banco UBS Pactual, on 20 AUG 2009 | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 8000 | 0 | 22-Mar-2010 | 26-Mar-2010 |
Page 47 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
TURKIYE GARANTI BANKASI A S | ||||||||
Security | M4752S106 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 01-Apr-2010 | ||||||
ISIN | TRAGARAN91N1 | Agenda | 702238812 - Management | |||||
City | ISTANBUL | Holding Recon Date | 30-Mar-2010 | |||||
Country | Turkey | Blocking | Vote Deadline Date | 23-Mar-2010 | ||||
SEDOL(s) | 4361617 - B032YF5 - B03MYP5 - B03N2W1 | Quick Code | ||||||
- B04KF33 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | None | |||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | ||||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | ||||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | ||||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | ||||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | ||||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | ||||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||||
THANK-YOU. | ||||||||
1 | Opening and forming the Presidency Board | Management | For | For | None | |||
2 | Authorize the Board Members to sign the minutes of meeting | Management | For | For | None | |||
3 | Approve the reports of Board of Directors and the Auditors | Management | For | For | None | |||
4 | Approve and ratify the balance sheet and profit and loss accounts, | Management | For | For | None | |||
acceptance or rejection by discussion of the Board of Directors | ||||||||
proposal regarding the dividend distribution | ||||||||
5 | Amend the 8th Article of the Articles of Association and temporary | Management | For | For | None | |||
Article 2 | ||||||||
6 | Approve the release of the Board Members and Auditors | Management | For | For | None | |||
7 | Approve the determination on wages of Board Members and | Management | For | For | None | |||
Auditors | ||||||||
8 | Approve the Independent Audit Firm | Management | For | For | None | |||
9 | Approve to inform the shareholders about donations | Management | For | For | None | |||
10 | Authorize the Members of the Board of Directors to do business | Management | For | For | None | |||
with the bank provisions of the Banking Law to remain reserved in | ||||||||
accordance with Articles 334 and 335 of Turkish Commercial | ||||||||
Code | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212247 | 55P | 47394 | 0 | 16-Feb-2010 | 23-Mar-2010 |
Page 48 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||||
THAI OIL PUBLIC CO LTD, CHATUCHAK | ||||||||
Security | Y8620B119 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 02-Apr-2010 | ||||||
ISIN | TH0796010013 | Agenda | 702294404 - Management | |||||
City | BANGKOK | Holding Recon Date | 08-Mar-2010 | |||||
Country | Thailand | Vote Deadline Date | 31-Mar-2010 | |||||
SEDOL(s) | B0305J0 - B03GZZ4 - B046NN7 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve to certify the minutes of the 2009 AGM of shareholders | Management | For | For | None | |||
held on 03 APR 2009 | ||||||||
2 | Approve to certify the Company's 2009 operating results and the | Management | For | For | None | |||
audited financial statements for the YE 31 DEC 2009 | ||||||||
3 | Approve the dividend payment 2009 operating results at BAHT | Management | For | For | None | |||
2.55 per SHS and after deduction of the interim dividend payment | ||||||||
for the first half of 2009 performance at BAHT 1.05 per SHS, the | ||||||||
Company will pay the remaining dividend at BAHT 1.50 per SHS | ||||||||
4. | Approve the 2009 annual remuneration of the Company's | Management | For | For | None | |||
Directors remuneration: 1) monthly fee Chairman 75,000 | ||||||||
BAHT/month, Directors 60,000 BAHT/ month 2) bonus for | ||||||||
Directors who served the Company 2009 and those who resigned, | ||||||||
retired during 2009 at 36 m equivalent to 0.3% of 2009 net profit; | ||||||||
and Board Committees Chairman 31,250 Baht/month, Directors | ||||||||
25,000 BAHT/month | ||||||||
5 | Approve the 2010 annual appointment of the Auditors and | Management | For | For | None | |||
determine their remuneration: 1) Mr. Charoen P. or 2. Mr. Winid S. | ||||||||
or 3. Mr. Vairoj J. to be appointed as the Company's Auditors in | ||||||||
2010 with remuneration 2,390,000 BAHT in total | ||||||||
6.1 | Election of Mr. Apisak Tantivorawong as a Director | Management | For | For | None | |||
6.2 | Election of Mr. Krairit Nilkuha as a Director | Management | For | For | None | |||
6.3 | Election of Mr. Tevin Vongvanich as a Director | Management | For | For | None | |||
6.4 | Election of Pol.Gen. Adul Sangsingkaew as a Director | Management | For | For | None | |||
6.5 | Election of Mr. Goanpot Asvinvichit as a Director | Management | For | For | None | |||
7 | other business if any | Management | For | Against | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212251 | 55P | 107946 | 0 | 19-Mar-2010 | 31-Mar-2010 |
Page 49 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
TURKIYE PETROL RAFINERILERI A S | |||||||
Security | M8966X108 | Meeting Type | Ordinary General Meeting | ||||
Ticker Symbol | Meeting Date | 05-Apr-2010 | |||||
ISIN | TRATUPRS91E8 | Agenda | 702252696 - Management | ||||
City | KOCAELI | Holding Recon Date | 31-Mar-2010 | ||||
Country | Turkey | Blocking | Vote Deadline Date | 25-Mar-2010 | |||
SEDOL(s) | 4311485 - 4907572 - B03MYT9 - B03N1K2 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: POWER | Non-Voting | None | ||||
OF ATTORNEY (POA) REQUIRMENTS-VARY BY CUSTODIAN. | |||||||
GLOBAL CUSTODIANS MAY HAVE A POA IN PLACE WHICH | |||||||
WOULD-ELIMINATE THE NEED FOR THE INDIVIDUAL | |||||||
BENEFICIAL OWNER POA. IN THE ABSENCE OF-THIS | |||||||
ARRANGEMENT, AN INDIVIDUAL BENEFICIAL OWNER POA | |||||||
MAY BE REQUIRED. IF YOU-HAVE ANY QUESTIONS PLEASE | |||||||
CONTACT YOUR CLIENT SERVICE REPRESENTATIVE. | |||||||
THANK-YOU. | |||||||
1 | Opening and election of the presiding Board of the general | Management | For | For | None | ||
assembly meeting | |||||||
2 | Approve, read and discuss the Board of Directors activity report, | Management | For | For | None | ||
the statutory Auditors report and the independent Auditor report | |||||||
for the year 2009 and then, review the balance sheet and income | |||||||
statements and submit for the AGMs approval | |||||||
3 | Approve to absolve of the Board Members and Board Auditors for | Management | For | For | None | ||
the Company s accounts and activities of the year 2009 | |||||||
4 | Approve the amendments of Company Article 3 about Company | Management | For | For | None | ||
purpose and operations, 6th Article about the capital and 31th | |||||||
Article about the election rights | |||||||
5 | Election of the Board members and determining their duty period | Management | For | For | None | ||
6 | Election of the Auditors and determining their duty period | Management | For | For | None | ||
7 | Approve to determine the salaries of the Board of Directors and | Management | For | For | None | ||
Auditors | |||||||
8 | Approve by change or refuse 2009 profit distribution and dividend | Management | For | For | None | ||
date proposal of the Board of Directors | |||||||
9 | Approve the presentation of information to the shareholders about | Management | For | For | None | ||
the profit distribution policy | |||||||
10 | Approve the presentation of information to the shareholders about | Management | For | For | None | ||
the information policy of the Company | |||||||
11 | Approve the presentation of information to the shareholders about | Management | For | For | None | ||
the donations | |||||||
12 | Approve the independent auditing firm | Management | For | For | None | ||
13 | Approve, in accordance with the commercial law Article 334 and | Management | For | For | None | ||
335, give permission to the Board members to perform business | |||||||
activities within the fields of activity of the Company by himself or | |||||||
on the behalf of others and to be a partner in any Company | |||||||
performing similar activities and to make other transactions | |||||||
14 | Approve to signing the minute book by the presiding Board and | Management | For | For | None | ||
authorize the Presiding Board to sign in the name and behalf of | |||||||
the attendants | |||||||
15 | Wishes and comments of our shareholders | Management | For | For | None |
Page 50 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212251 | 55P | 8930 | 0 | 24-Feb-2010 | 25-Mar-2010 |
Page 51 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
PTT AROMATICS AND REFINING PUBLIC COMPANY LTD, BAN | ||||||||
Security | Y71360112 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 05-Apr-2010 | ||||||
ISIN | TH0968010015 | Agenda | 702305473 - Management | |||||
City | BANGKOK | Holding Recon Date | 08-Mar-2010 | |||||
Country | Thailand | Vote Deadline Date | 01-Apr-2010 | |||||
SEDOL(s) | B2NBM63 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||||
ID 659535 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||||
THIS MEETING NOTICE. THANK YOU. | ||||||||
1. | Acknowledge the minutes of PTTAR 2009 AGM of shareholders | Management | For | For | None | |||
on 07 APR 2009 | ||||||||
2. | Acknowledge the report of the Board of Directors relating to the | Management | For | For | None | |||
Company's business operations for the year 2009 | ||||||||
3. | Approve the Company's balance sheets and profit and loss | Management | For | For | None | |||
statements of the year 2009 | ||||||||
4. | Approve the distribution of profit for legal reserved and dividend | Management | For | For | None | |||
payment for the operating results of the year 2009 | ||||||||
5.1A | Re-election of Dr. Norkun Sitthiphong as a Director | Management | For | For | None | |||
5.1B | Re-election of Dr. Chokchal Aksaranan as a Director | Management | For | For | None | |||
5.1C | Re-election of Mr. Prasert Bunsumpun as a Director | Management | For | For | None | |||
5.1D | Re-election of Dr. Prajya Phinyawat as a Director | Management | For | For | None | |||
5.1E | Re-election of Mr. Nathi Premnasmi as a Director | Management | For | For | None | |||
5.2 | Approve the remuneration of Directors | Management | For | For | None | |||
6. | Appointment of Mr. Winid Silamongkol, C.P.A. [Thailand] | Management | For | For | None | |||
Reg.No.3378 and/or Mr. Vairoj Chindamaneepithak C.P.A. | ||||||||
[Thailand] Reg.No.3565 and/or Mr. Charoen Phosamritlert C.P.A. | ||||||||
[Thailand] Reg.no.4068 of the KPMG Phoomchai Audit Ltd. as the | ||||||||
Auditors for the year 2010 and fix the annual fee of 2,677,000 | ||||||||
Baht, by the end of the year 2010 | ||||||||
7. | Approve the issuance of debentures equivalent to and not over | Management | For | For | None | |||
500 million USD, operating period within 5 years 2010-2014 | ||||||||
8. | Other issues if any | Management | For | Against | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212251 | 55P | 143828 | 0 | 25-Mar-2010 | 01-Apr-2010 |
Page 52 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
AMERICA MOVIL SAB DE CV, MEXICO | ||||||||
Security | P0280A101 | Meeting Type | Special General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Apr-2010 | ||||||
ISIN | MXP001691213 | Agenda | 702303708 - Management | |||||
City | MEXICO | Holding Recon Date | 26-Mar-2010 | |||||
Country | Mexico | Vote Deadline Date | 30-Mar-2010 | |||||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1. | Appointment and/or ratification, if relevant, of the members of the | Management | For | For | None | |||
Board of Directors of the Company who are to be appointed by the | ||||||||
series L Shareholders of the Company | ||||||||
2. | Approve the designation of delegates who will carry out the | Management | For | For | None | |||
resolutions passed by this meeting and, if relevant, formalize them | ||||||||
as appropriate; resolutions in this regard | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 388000 | 0 | 24-Mar-2010 | 30-Mar-2010 |
Page 53 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
TELECOMUNICACOES DE SAO PAULO SA - TELESP | ||||||||
Security | P90337117 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Apr-2010 | ||||||
ISIN | BRTLPPACNPR5 | Agenda | 702307960 - Management | |||||
City | SAO PAULO | Holding Recon Date | 02-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 30-Mar-2010 | |||||
SEDOL(s) | 2292720 - B08ZWF5 - B55G5M4 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | To receive the administrators accounts, to examine, discuss and | Non-Voting | None | |||||
vote on the-financial statements regarding the FYE on 31 DEC | ||||||||
2009 | ||||||||
2 | Destination of the YE results of 2009 | Non-Voting | None | |||||
3 | Elect the members of the Board of Directors | Management | For | For | None | |||
4 | Elect the members of the Finance Committee | Management | For | For | None | |||
5 | To set the remuneration of the administrators and of the finance | Non-Voting | None | |||||
committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 12100 | 0 | 29-Mar-2010 | 30-Mar-2010 |
Page 54 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
AMERICA MOVIL SAB DE CV, MEXICO | ||||||
Security | P0280A101 | Meeting Type | Ordinary General Meeting | |||
Ticker Symbol | Meeting Date | 07-Apr-2010 | ||||
ISIN | MXP001691213 | Agenda | 702317579 - Management | |||
City | MEXICO CITY | Holding Recon Date | 29-Mar-2010 | |||
Country | Mexico | Vote Deadline Date | 29-Mar-2010 | |||
SEDOL(s) | 2667470 - 2723930 - 7055809 - B1BQGN8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | None | ||||
RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING | ||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK | ||||||
YOU | ||||||
PLEASE BE ADVISED THAT ISSUER HAS INFORMED US | Non-Voting | None | ||||
THAT FOREIGNERS DO NOT HAVE RIGH-T TO PARTICIPATE | ||||||
ON THE ORDINARY SHAREHOLDER MEETING OF AMXL. | ||||||
THEREFORE, WE WI-LL CONSIDER YOUR INSTRUCTIONS AS | ||||||
NULL BEST REGARDS. THANK YOU. | ||||||
1. | The information from the general Director prepared in accordance | Non-Voting | None | |||
with the term-s of Article 172 of the general mercantile Companies | ||||||
Law and 44, part xi, of t-he Securities Market law, accompanied | ||||||
by the opinion of the Outside Auditor, r-egarding the operations | ||||||
and results of the Company for the FYE on 31 DEC 2009,-as well | ||||||
as t he opinion of the Board of Director's of the Company | ||||||
regarding t-he content of said report; the report from the Board of | ||||||
Directors that is refe-rred to in line b of Article 172 of the general | ||||||
mercantile Companies Law, in w-hich are established and | ||||||
explained the main accounting and information policie-s and | ||||||
criteria followed in the preparation of the Company's financial | ||||||
informat-ion; the information from the Board of Directors regarding | ||||||
the transactions an-d activities in which it intervened in | ||||||
accordance with the terms of Article 28-, part iv, line e, of the | ||||||
Securities Market Law; the annual report regarding t-he activities | ||||||
conducted by the Audit Committee of the Company in accordance | ||||||
wi-th the terms of Article 43 of the Securities Market Law and the | ||||||
report with re-gard to the subsidiaries of the Company; the | ||||||
financial statements of the Compa-ny to 31 DEC 2009, which | ||||||
include a proposal for the allocation of profit, incl-uding the | ||||||
proposal for the payment of a cash dividend to shareholders of the | ||||||
C-ompany; the report regarding the fulfillment of the tax | ||||||
obligations that are t-he Company's responsibility in accordance | ||||||
with Article 86, part xx, of the inc-ome tax law | ||||||
2. | Ratification, as the case may be, of the performance of the | Non-Voting | None | |||
Company's Board of-Directors and general Director for FY 2009 | ||||||
and appointment and/or ratificatio-n, as the case may be, of the | ||||||
persons to become Members of the Company's Board-of | ||||||
Directors, the Secretary and assistant Secretaries of such Board | ||||||
and the C-hairman of the Company's Audit and Corporate | ||||||
Practices Committee, as well as t-he determination of their | ||||||
compensations, resolutions in connection thereto |
Page 55 of 350 | 05-Aug-2010 |
3. | Ratification, as the case may be, of the Executive Committees | Non-Voting | None | ||||
performance, of-the Audit and Corporate practices and | |||||||
transactions Committee in puerto rico an-d the United States of | |||||||
America for FY 2009 and appointment and/or ratification-, as the | |||||||
case may be, of the persons to become Members of the | |||||||
Company's Execut-ive Committee, the Audit and corporate | |||||||
practices an d transactions committee i-n Puerto rico and the | |||||||
United States of America, as well as the determination o-f the | |||||||
relevant compensations, resolutions in connection thereto | |||||||
4. | Presentation and, as the case may be, approval of the Board of | Non-Voting | None | ||||
Directors, repo-rt on the Company's policies regarding the | |||||||
acquisition of own shares and, as t-he case may be, the | |||||||
placement thereof, presentation and, as the case may be, a- | |||||||
pproval of a proposal in order to increase the amount of funds | |||||||
currently avail-able for the acquisition of own shares, in terms of | |||||||
the provisions contained i-n Article 56 of the securities market law, | |||||||
resolutions in connection thereto | |||||||
5. | Appointment of delegates to comply the resolutions adopted by | Non-Voting | None | ||||
this meeting and-, as the case may be, to formalize them as | |||||||
applicable, resolutions in connecti-on thereto | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 388000 | 0 |
Page 56 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | |||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | |||||||
Security | ADPV10686 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 08-Apr-2010 | |||||
ISIN | CNE1000003G1 | Agenda | 702251721 - Management | ||||
City | BEIJING | Holding Recon Date | 08-Mar-2010 | ||||
Country | China | Vote Deadline Date | 31-Mar-2010 | ||||
SEDOL(s) | B1G1QD8 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1. | Appointment of Ms. Wang Lili as an Executive Director of the bank | Management | For | For | None | ||
2. | Approve the fixed assets investment budget of the bank for 2010 | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 2455080 | 0 | 24-Feb-2010 | 31-Mar-2010 | ||
212247 | 55P | 715000 | 0 | 24-Feb-2010 | 31-Mar-2010 |
Page 57 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
RANDON SA IMPLEMENTOS E PARTICIPACOES | ||||||||
Security | P7988W103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 08-Apr-2010 | ||||||
ISIN | BRRAPTACNPR4 | Agenda | 702297335 - Management | |||||
City | CAXIAS DO SUL | Holding Recon Date | 06-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 31-Mar-2010 | |||||
SEDOL(s) | 2723167 - B010V49 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM C ONLY. THANK-YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
A | To examine, discuss and vote upon the Board of Directors annual | Non-Voting | None | |||||
report, the-financial statements, External Auditors and of the | ||||||||
Finance Committee and-documents opinion report relating to FYE | ||||||||
31 DEC 2009 | ||||||||
B | Distribution of the FY's net profits and deliberate on the | Non-Voting | None | |||||
distribution-dividends | ||||||||
C | Election, if in case, of the Members of the Finance Committee | Management | For | For | None | |||
D | To set the Directors global remuneration, if in case, the Members | Non-Voting | None | |||||
of the-Finance Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 18700 | 0 | 24-Mar-2010 | 31-Mar-2010 |
Page 58 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||||
PTT PUBLIC COMPANY LIMITED | ||||||||
Security | Y6883U113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 09-Apr-2010 | ||||||
ISIN | TH0646010015 | Agenda | 702250680 - Management | |||||
City | BANGKOK | Holding Recon Date | 08-Mar-2010 | |||||
Country | Thailand | Vote Deadline Date | 07-Apr-2010 | |||||
SEDOL(s) | 6420390 - 7664379 - B1BDGH3 - B1G40G8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve to certify the 2009 AGM minutes on 10 APR 2009 | Management | For | For | None | |||
2 | Approve the 2009 performance statement and the 2009 financial | Management | For | For | None | |||
statement, end up on 31 Dec 2009 | ||||||||
3 | Approve the 2009 Net Profit Allocation Plan and Dividend Policy | Management | For | For | None | |||
4 | Appointment of an Auditor and consider the 2010 Auditor fees | Management | For | For | None | |||
5 | Approve the 2010 Board of Directors' remuneration | Management | For | For | None | |||
6.1 | Election of Director in replacement: Mrs. Benja Louichareon | Management | For | For | None | |||
6.2 | Election of Director in replacement: Mr. Pichai Chunhavajira | Management | For | For | None | |||
6.3 | Election of Director in replacement: Mr. Krairit Nilkuha | Management | For | For | None | |||
6.4 | Election of Director in replacement: Mr. Nontigorn Kanchanachitra | Management | For | For | None | |||
6.5 | Election of Director in replacement: Mr. Piyawat Niyomrerks | Management | For | For | None | |||
7 | Approve the 5 years External Fund Raising Plan during 2010- | Management | For | For | None | |||
2014 for Financial Investment Plan and/or working capital and/or | ||||||||
debt Re-financing Plan of approximately THB 80,000,000,000 in | ||||||||
total | ||||||||
8 | Other matters if any | Management | For | Against | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212251 | 55P | 49889 | 0 | 24-Feb-2010 | 07-Apr-2010 |
Page 59 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
BANCO DO BRASIL SA BB BRASIL, BRASILIA | ||||||
Security | P11427112 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 13-Apr-2010 | ||||
ISIN | BRBBASACNOR3 | Agenda | 702300500 - Management | |||
City | BRASILIA | Holding Recon Date | 09-Apr-2010 | |||
Country | Brazil | Vote Deadline Date | 07-Apr-2010 | |||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
I.A | Approve the Merger of the shares of Besc S.A. Arrendamento | Management | For | For | None | |
Mercantil Bescleasing and of Besc Financeira S.A. Credito, | ||||||
Financiamento E Investimentos Bescredi by Banco Do Brasil S.A., | ||||||
to examine, discuss and approve the protocol and justification of | ||||||
merger of Besc S.A. Arrendamento Mercantil Bescleasing | ||||||
Company being merged and of Besc Financeira S.A. Credito, | ||||||
Financiamento E Investimentos Bescredi Company being merged | ||||||
by Banco Do Brasil S.A. Company conducting the Merger | ||||||
I.B | Approve and ratify the appointment of KPMG Auditores | Management | For | For | None | |
Independentes, with Corporate Taxpayer Id Cnpjmf Number | ||||||
57.755.217.0001.29, with its Head Office at Rua Dr. Renato Paes | ||||||
De Barros, 33, 17th floor, Itaim Bibi, Sao Paulo, Sao Paulo, as the | ||||||
Company responsible for the book equity valuation reports being | ||||||
merged and of the Company conducting the merger | ||||||
I.C | Approve and ratify the appointment of the Company | Management | For | For | None | |
PricewaterhouseCoopers Corporate Finance and recovery Ltda., | ||||||
with Corporate Taxpayer Id Cnpjmf Number 05.487.514.0001.37, | ||||||
with its Head Office at Avenida Francisco Matarazzo 1400, first | ||||||
floor, left side part, Torre Torino, Agua Branca neighborhood, Sao | ||||||
Paulo, Sao Paulo, responsible for the valuation report of the | ||||||
Company conducting the merger according to the trading price of | ||||||
its shares on the securities market | ||||||
I.D | Approve and examine and the valuation reports | Management | For | For | None | |
I.E | Approve and declare the mergers of the Companies Bescleasing | Management | For | For | None | |
and Bescredi into Banco Do Brasil S.a. effective, in accordance | ||||||
with the terms of the protocol and justification of merger, as well | ||||||
as to authorize the management of Banco Do Brasil S.A. to do all | ||||||
the complementary acts necessary to the mentioned mergers | ||||||
I.F | Approve the increase of Banco Do Brasil S.A. share capital as a | Management | For | For | None | |
function of the mentioned Corporate Mergers, through the transfer | ||||||
of the equity of the Companies being merged to the Company | ||||||
conducting the merger, in accordance with the terms of the | ||||||
protocol and justification of merger | ||||||
II | Approve the capitalization of the balances recorded in the capital | Management | For | For | None | |
reserve donations and tax incentives and profit reserve Bylaws | ||||||
reserve and operating margin reserve, without the issuance of | ||||||
new shares | ||||||
III | Approve the increase of the authorized capital | Management | For | For | None | |
IV | Approve the amendment of the Article 7 and 8 of the Corporate | Management | For | For | None | |
Bylaws resulting from the matters contained in items I, II and III |
Page 60 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
244253 | 55P | 12300 | 0 | 24-Mar-2010 | 07-Apr-2010 |
Page 61 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
BANCO DO BRASIL SA BB BRASIL, BRASILIA | ||||||||
Security | P11427112 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 13-Apr-2010 | ||||||
ISIN | BRBBASACNOR3 | Agenda | 702340770 - Management | |||||
City | BRASILIA | Holding Recon Date | 09-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 05-Apr-2010 | |||||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
I. | Receive the administrators accounts, to examine, discuss and | Management | For | For | None | |||
vote on the administrators report, the financial statements and the | ||||||||
accounting statements accompanied by the independent Auditors | ||||||||
report regarding the FYE on 31 DEC 2009 | ||||||||
II. | Approve to deliberate on the distribution of the FYs net profits and | Management | For | For | None | |||
the distribution of dividends | ||||||||
III. | Election of the Members of the Finance Committee | Management | For | For | None | |||
IV. | Approve to set the remuneration for the Members of Financial | Management | For | For | None | |||
Committee | ||||||||
V. | Approve to set the Directors remuneration | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 12300 | 0 | 12-Apr-2010 | 12-Apr-2010 |
Page 62 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
GRUPO BIMBO SAB DE CV, MEXICO | ||||||||
Security | P4949B104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 14-Apr-2010 | ||||||
ISIN | MXP495211262 | Agenda | 702291131 - Management | |||||
City | MEXICO, D.F. | Holding Recon Date | 06-Apr-2010 | |||||
Country | Mexico | Vote Deadline Date | 06-Apr-2010 | |||||
SEDOL(s) | 2392471 - B02VBK7 - B2Q3NL8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve or modify the report from the Board of Directors that is | Management | For | For | None | |||
referred to in the main part of Article 172 of the General Mercantile | ||||||||
Companies Law, including the Company's audited financial | ||||||||
statements, consolidated with those of its subsidiary Companies, | ||||||||
for the FYE on 31 DEC 2009, after a reading of the following | ||||||||
reports from the Chairperson of the Board of Directors, from the | ||||||||
General Director, from the outside Auditor and from the | ||||||||
Chairpersons of the Audit and Corporate Practices Committees of | ||||||||
the Company | ||||||||
2 | Approve the report that is referred to in Article 86, part XX, of the | Management | For | For | None | |||
Income Tax Law, regarding compliance with the Company's tax | ||||||||
obligations | ||||||||
3 | Approve the allocation of results for the FYE on 31 DEC 2009 | Management | For | For | None | |||
4 | Approve the payment of a cash dividend in the amount of MXN | Management | For | For | None | |||
0.50, for each one of the shares that represent the share capital of | ||||||||
the Company that are in circulation | ||||||||
5 | Ratify the appointment of the Members of the Board of Directors | Management | For | For | None | |||
and the determination of their compensation | ||||||||
6 | Ratify the appointment of the Chairpersons and members of the | Management | For | For | None | |||
Audit and corporate practices Committees of the Company, as | ||||||||
well as the determination of their compensation | ||||||||
7 | Receive the report regarding the purchase of the Company's own | Management | For | For | None | |||
shares, as well as the determination of the maximum amount of | ||||||||
funds that the Company can allocate to the purchase of its own | ||||||||
shares, in accordance with the terms of Article 56, Part IV, of the | ||||||||
securities Market Law | ||||||||
8 | Approve the designation of special delegates | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 15600 | 0 | 17-Mar-2010 | 06-Apr-2010 |
Page 63 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
TELEMAR NORTE LESTE SA, RIO DE JANEIRO | ||||||||
Security | P9037H103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 16-Apr-2010 | ||||||
ISIN | BRTMARACNPA7 | Agenda | 702325401 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 13-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 09-Apr-2010 | |||||
SEDOL(s) | 2789813 - 2803166 - B02PFC9 - B02QRV5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 ONLY. THANK-YOU. | ||||||||
1 | To take knowledge of the Directors accounts, examine, discuss | Non-Voting | None | |||||
and approve the-Board of Directors report and the financial | ||||||||
statements for the FYE 31 DEC-2009, accompanied by the | ||||||||
Independent Auditors opinion | ||||||||
2 | To approve the distribution of net profits from the 2009 FY and the | Non-Voting | None | |||||
payment-of profit sharing to the employees in accordance with | ||||||||
that which is provided-for in Article 41 of the Corporate Bylaws | ||||||||
3 | Elect the Members of the Finance Committee and their respective | Management | For | For | None | |||
substitutes | ||||||||
4 | To decide on the remuneration for Administrators and Members of | Non-Voting | None | |||||
the Finance-Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 19600 | 0 | 06-Apr-2010 | 14-Apr-2010 |
Page 64 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
TELE NORTE LESTE PARTICIPACOES S A | ||||||||
Security | P9036X109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 16-Apr-2010 | ||||||
ISIN | BRTNLPACNPR0 | Agenda | 702335096 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 13-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 08-Apr-2010 | |||||
SEDOL(s) | 2292731 - B02PDW5 - B1L56C4 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM III AND IV ONLY.-THANK YOU | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
I | To take acknowledge of the Directors accounts, to examine, | Non-Voting | None | |||||
discuss and the-Company's consolidated financial statements for | ||||||||
the FYE 31 DEC 2009,-accompanied by the Independent Auditors | ||||||||
opinion | ||||||||
II | To Approve the distribution of net profits from the 2009 FY and the | Non-Voting | None | |||||
payment-of profit sharing to the employees in accordance with | ||||||||
that which is provided-for in Article 37 of the corporate Bylaws | ||||||||
III | Election of Members of the Board of Directors, and their | Management | For | For | None | |||
respective | ||||||||
IV | Election of Members of the Finance Committee, and their | Management | For | For | None | |||
respective | ||||||||
V | To decide on the remuneration for Administrators and the | Non-Voting | None | |||||
Members of the-Finance Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 6500 | 0 | 08-Apr-2010 | 08-Apr-2010 |
Page 65 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||||
Security | Y20020106 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Apr-2010 | ||||||
ISIN | CNE1000002Z3 | Agenda | 702253561 - Management | |||||
City | BEIJING | Holding Recon Date | 19-Mar-2010 | |||||
Country | China | Vote Deadline Date | 07-Apr-2010 | |||||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL THE | ||||||||
RESOLUTIONS. THANK YOU. | ||||||||
1 | Approve the fund contribution of Datang Energy and Chemical | Management | For | For | None | |||
Company Limited 'Energy and Chemical Company' to establish | ||||||||
Inner Mongolia Datang International Duolun Coal Chemical | ||||||||
Company Limited 'Duolun Coal Chemical Company' , for the | ||||||||
purposes of constructing and operating the Duolun Coal Chemical | ||||||||
Project | ||||||||
2 | Approve the provision of counter-guarantee by the Company for a | Management | For | For | None | |||
loan of Hong Kong Company | ||||||||
3 | Approve the provision of entrusted loan to Duolun Coal Chemical | Management | For | For | None | |||
Company by China Datang Finance Company Limited under the | ||||||||
Revolving Entrusted Loan Agreement 'Datang Finance Company' | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN TEXT OF RESOLUTION 2 AND-INSERTION OF ADDITIONAL | ||||||||
COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, | ||||||||
PLEAS-E DO NOT RETURN THIS PROXY FORM UNLESS YOU | ||||||||
DECIDE TO AMEND YOUR ORIGINAL INSTR-UCTIONS. | ||||||||
THANK YOU. | ||||||||
CDC AND ITS ASSOCIATES WILL ABSTAIN FROM VOTING | Non-Voting | None | ||||||
FOR RESOLUTION 2 IN THE EGM. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 344000 | 0 | 25-Feb-2010 | 07-Apr-2010 |
Page 66 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
EMBRAER-EMPRESA BRASILEIRA DE AERONAUTICA S A | ||||||||
Security | P3700H201 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Apr-2010 | ||||||
ISIN | BREMBRACNOR4 | Agenda | 702301639 - Management | |||||
City | SAO JOSE DOS | Holding Recon Date | 15-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 12-Apr-2010 | |||||
SEDOL(s) | B16FPG6 - B16S0Y8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve the creation of a program to grant Company stock | Management | For | For | None | |||
options | ||||||||
2 | Amend the following provisions of the Company Bylaws: Article 7, | Management | For | For | None | |||
which deals with the share capital and shares, Article 18, Line IV, | ||||||||
which deals with the authority of the general meeting, Article 33, | ||||||||
Lines XVI, XVIII and XXI, which deal with the authority of the | ||||||||
Board of Directors, Article 34 and its Paragraph 2, which deal with | ||||||||
the Committees of the Board of Directors, Article 40, Paragraph 2, | ||||||||
Line 2 VI and Paragraph 4, Line 1, which deal with the | ||||||||
representation of the Company, Article 41 and its Paragraph 2, | ||||||||
which deal with the Finance Committee, and the exclusion of | ||||||||
Articles 63, 64 and 65, which deal with transitory provisions | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN TEXT OF RESOLUTION 2. IF-YOU HAVE ALREADY SENT IN | ||||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLE-SS YOU DECIDE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 118300 | 0 | 24-Mar-2010 | 16-Apr-2010 |
Page 67 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
EMBRAER-EMPRESA BRASILEIRA DE AERONAUTICA S A | ||||||||
Security | P3700H201 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-Apr-2010 | ||||||
ISIN | BREMBRACNOR4 | Agenda | 702303621 - Management | |||||
City | SAO JOSE DOS | Holding Recon Date | 15-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 12-Apr-2010 | |||||
SEDOL(s) | B16FPG6 - B16S0Y8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||||
OF NAMES. IF YOU HAVE ALREA-DY SENT IN YOUR VOTES, | ||||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | ||||||||
DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | ||||||||
YOU. | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1. | Approve the Directors accounts, to examine and discuss the | Management | For | For | None | |||
Company's consolidated financial statements for the FYE 31 DEC | ||||||||
2009 | ||||||||
2. | Approve the destination of the YE results of 2009 and the | Management | For | For | None | |||
distribution of dividends | ||||||||
3. | Ratify the appointment of the representative from the Federal | Management | For | For | None | |||
Government on the Board of Directors, in accordance with the | ||||||||
terms of paragraph 1 of Article 27 and Line ii of Article 29 of the | ||||||||
Corporate Bylaws | ||||||||
4. | Election of the Members of the Finance Committee for the 2010- | Management | For | For | None | |||
2011 period and the designation of the Chairperson, Vice | ||||||||
Chairperson and Specialist Members of the Finance Committee: | ||||||||
Principle Members: Adolpho Gon alves Nogueira, Ivan Mendes do | ||||||||
Carmo, Taiki Hirashima, Eduardo Coutinho Guerra, Alberto Carlos | ||||||||
Monteiro dos Anjos; Substitute Members: Maria de Jesus Tapia | ||||||||
Rodriguez Migliorin, Tarcisio Luiz Silva Fontenele, Clemir Carlos | ||||||||
Magro, Leandro Giacomazzo, Carlos Alexandre Miyahira | ||||||||
5. | Approve to fix the global annual amount for the remuneration of | Management | For | For | None | |||
the administrators of the Company and of the members of the | ||||||||
Committees of the Board of Directors | ||||||||
6. | Approve to set the remuneration of the members of the Finance | Management | For | For | None | |||
Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 118300 | 0 | 24-Mar-2010 | 16-Apr-2010 |
Page 68 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | |||||
BANK OF COMMUNICATIONS CO LTD | |||||
Security | Y06988102 | Meeting Type | Class Meeting | ||
Ticker Symbol | Meeting Date | 20-Apr-2010 | |||
ISIN | CNE100000205 | Agenda | 702271127 - Management | ||
City | SHANGHAI | Holding Recon Date | 19-Mar-2010 | ||
Country | China | Vote Deadline Date | 13-Apr-2010 | ||
SEDOL(s) | B0B8Z29 - B0C17K9 - B0DSG24 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
S.1.1 | Approve to note that the Bank has complied with the relevant | Management | For | For | None |
qualification requirements under the PRC laws and regulations in | |||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||
conditions in respect of the Rights Issue as specified in the | |||||
Circular, the issue by way of rights of the ordinary shares [the | |||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: Class | |||||
and Par Value of the Shares to be issued | |||||
S.1.2 | Approve to note that the Bank has complied with the relevant | Management | For | For | None |
qualification requirements under the PRC laws and regulations in | |||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||
conditions in respect of the Rights Issue as specified in the | |||||
Circular, the issue by way of rights of the ordinary shares [the | |||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: Ratio | |||||
and Number of the Shares to be issued | |||||
S.1.3 | Approve to note that the Bank has complied with the relevant | Management | For | For | None |
qualification requirements under the PRC laws and regulations in | |||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||
conditions in respect of the Rights Issue as specified in the | |||||
Circular, the issue by way of rights of the ordinary shares [the | |||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: | |||||
Subscription Pricing and Price Determination Basis | |||||
S.1.4 | Approve to note that the Bank has complied with the relevant | Management | For | For | None |
qualification requirements under the PRC laws and regulations in | |||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||
conditions in respect of the Rights Issue as specified in the | |||||
Circular, the issue by way of rights of the ordinary shares [the | |||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: Target | |||||
Subscribers | |||||
S.1.5 | Approve to note that the Bank has complied with the relevant | Management | For | For | None |
qualification requirements under the PRC laws and regulations in | |||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||
conditions in respect of the Rights Issue as specified in the | |||||
Circular, the issue by way of rights of the ordinary shares [the | |||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: Use of | |||||
Proceeds |
Page 69 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S.1.6 | Approve to note that the Bank has complied with the relevant | Management | For | For | None | ||
qualification requirements under the PRC laws and regulations in | |||||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||||
conditions in respect of the Rights Issue as specified in the | |||||||
Circular, the issue by way of rights of the ordinary shares [the | |||||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: Validity | |||||||
of this Special Resolution | |||||||
S.1.7 | Approve to note that the Bank has complied with the relevant | Management | For | For | None | ||
qualification requirements under the PRC laws and regulations in | |||||||
order to issue new shares pursuant to the Rights Issue [as defined | |||||||
in the circular issued by the Bank to the Shareholders dated 02 | |||||||
MAR 2010 [the "Circular"]]; subject to the fulfillment of the | |||||||
conditions in respect of the Rights Issue as specified in the | |||||||
Circular, the issue by way of rights of the ordinary shares [the | |||||||
"Shares"] of RMB 1.00 each in the capital of the Bank, on: | |||||||
Authorization to the Board | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 102000 | 0 | 04-Mar-2010 | 13-Apr-2010 |
Page 70 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
BANK OF COMMUNICATIONS CO LTD | ||||||||
Security | Y06988102 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 20-Apr-2010 | ||||||
ISIN | CNE100000205 | Agenda | 702335399 - Management | |||||
City | SHANGHAI | Holding Recon Date | 19-Mar-2010 | |||||
Country | China | Vote Deadline Date | 15-Apr-2010 | |||||
SEDOL(s) | B0B8Z29 - B0C17K9 - B0DSG24 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
S.1 | Approve subject to the fulfillment of the conditions in respect of the | Management | For | For | None | |||
rights issue as set out in the circular, the issue by way of rights of | ||||||||
the ordinary shares of RMB 1.00 each in the capital of the Bank, | ||||||||
on the following structure and terms | ||||||||
S.1.1 | Approve class and par value of the shares to be issued | Management | For | For | None | |||
S.1.2 | Approve ratio and number of the shares to be issued | Management | For | For | None | |||
S.1.3 | Approve subscription pricing and price determination basis | Management | For | For | None | |||
S.1.4 | Approve target subscription | Management | For | For | None | |||
S.1.5 | Approve use of proceeds | Management | For | For | None | |||
S.1.6 | Approve validity of this special resolution | Management | For | For | None | |||
S.1.7 | Approve to authorize the Board | Management | For | For | None | |||
2. | Approve subject to the completion of the rights issue, the proposal | Management | For | For | None | |||
that the existing shareholders and new shareholders alike shall be | ||||||||
entitled to the undistributed profits of the Bank accrued before the | ||||||||
completion of the right issue, further details of which are set out in | ||||||||
the circular | ||||||||
3. | Approve proposal in relation to the feasibility report on the use of | Management | For | For | None | |||
proceeds of the rights issue was by the Board on 23 FEB 2010, | ||||||||
further details of which are set out in the circular | ||||||||
4. | Approve pursuant to the applicable Laws and regulations of the | Management | For | For | None | |||
PRC, a proposal has been prepared by the Board on the use of | ||||||||
proceeds from the previous fund raising exercise of the Bank, | ||||||||
further details of which are set out in the Circular | ||||||||
5. | Approve the proposal in relation to the profit distribution plan of | Management | For | For | None | |||
the bank and the recommendation of a dividend for the YE 31 | ||||||||
DEC 2009 | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212247 | 55P | 102000 | 0 | 08-Apr-2010 | 08-Apr-2010 |
Page 71 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
ABSA GROUP LTD | ||||||
Security | S0269J708 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-Apr-2010 | ||||
ISIN | ZAE000067237 | Agenda | 702338573 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 20-Apr-2010 | |||
Country | South Africa | Vote Deadline Date | 14-Apr-2010 | |||
SEDOL(s) | B0DR0K7 - B0DT3T3 - B0F0DW7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1. | Approve the Group's and the Company's audited financial | Management | For | For | None | |
statements for the YE 31 DEC 2009 | ||||||
2. | Approve to sanction the proposed remuneration payable to Non- | Management | For | For | None | |
Executive Directors from 01 MAY 2010, as specified | ||||||
3. | Re-appointment of PricewaterhouseCoopers Inc. and Ernst & | Management | For | For | None | |
Young Inc. as the Auditors of the Company until the conclusion of | ||||||
the next AGM | ||||||
4.1 | Re-elect of D. C. Brink as a Director of the Company | Management | For | For | None | |
4.2 | Re-elect of B. P. Connellan as a Director of the Company | Management | For | For | None | |
4.3 | Re-elect of G. Griffin as a Director of the Company | Management | For | For | None | |
4.4 | Re-elect of D. C. Arnold as a Director of the Company | Management | For | For | None | |
4.5 | Re-elect of S. A. Fakie as a Director of the Company | Management | For | For | None | |
4.6 | Re-elect of L. L. Von Zeuner as a Director of the Company | Management | For | For | None | |
4.7 | Re-elect of B. J. Willemse as a Director of the Company | Management | For | For | None | |
4.8 | Re-elect of R. Le Blanc as a Director of the Company | Management | For | For | None | |
4.9 | Re-elect of M. J. Husain as a Director of the Company | Management | For | For | None | |
4.10 | Re-elect of S. G. Pretorius as a Director of the Company | Management | For | For | None | |
5. | Appointment of D. W. P. Hodnett as a Director of the Company on | Management | For | For | None | |
01 MAR 2010 | ||||||
6. | Authorize the Directors, in terms of Sections 221 and 222 of the | Management | For | For | None | |
Companies Act no 61 of 1973, as amended (the Companies Act), | ||||||
in order to provide the directors with flexibility to issue the | ||||||
unissued ordinary shares as and when suitable situations arise | ||||||
authorized but unissued ordinary shares of the Company (other | ||||||
than those specifically identified and authorized for issue in terms | ||||||
of any other authority by shareholders) are hereby placed under | ||||||
the control of the Directors subject to any applicable legislation | ||||||
and the Listings Requirements of the JSE Limited (JSE) from time | ||||||
to time and any other stock exchange upon which ordinary shares | ||||||
in the capital of the Company may be quoted or listed from time to | ||||||
time to allot and.issue those ordinary shares on any such terms | ||||||
and conditions as they deem fit, subject to the proviso that the | ||||||
aggregate number of ordinary shares able to be allotted and | ||||||
issued in terms of this resolution shall be limited to 5% of the | ||||||
number of ordinary shares in issue as at 31 DEC 2009 the | ||||||
maximum number of shares that can be allotted and issued in | ||||||
terms of the above is 35,910,502 ordinary shares being 5% of the | ||||||
718,210,043 ordinary shares in issue as at 31 DEC 2009 |
Page 72 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S.7 | Authorize the Company, in terms of Section 85 of the Companies | Management | For | For | None |
Act or any subsidiary of the Company, the Company's Articles of | |||||
Association and the JSE Listings Requirements from time to time | |||||
and any other stock exchange upon which the securities in the | |||||
capital of the Company may be quoted or listed from time to time, | |||||
repurchase ordinary shares issued by the Company; and may be | |||||
varied by a special resolution by any general meeting of the | |||||
Company at any time prior to the next AGM it is recorded that the | |||||
Company or any subsidiary of the Company may only make a | |||||
general repurchase of ordinary shares if the repurchase of | |||||
ordinary shares is effected through the order book operated by the | |||||
JSE trading system and is done without any prior understanding | |||||
or arrangement between the Company or the relevant subsidiary | |||||
and the counterparty; the Company or the relevant subsidiary is | |||||
authorized thereto by its Articles of Association; and in terms of a | |||||
special resolution of the Company or the relevant subsidiary in | |||||
general meeting; repurchases are made at a price no greater than | |||||
10% the volume weighted average of the market value for the | |||||
ordinary shares for the 5 business days immediately preceding the | |||||
date on which the repurchase is effected; at any point in time, the | |||||
Company or the relevant subsidiary may only appoint one agent to | |||||
effect any repurchases on the Company's behalf; the Company or | |||||
the relevant subsidiary only undertake repurchases if, after such | |||||
repurchase, the Company still complies with shareholder-spread | |||||
requirements in terms of the JSE Listings Requirements; the | |||||
Company or the relevant subsidiary does not repurchase | |||||
securities during a prohibited period defined in terms of the JSE | |||||
Listings Requirements, unless it has a repurchase programme | |||||
where the dates and quantities of securities to be traded during | |||||
the relevant period are fixed (not subject to any variation) and full | |||||
details of the programme have been disclosed in an | |||||
announcement on SENS prior to the commencement of the | |||||
prohibited period; a paid press announcement containing full | |||||
details of such repurchases is published as soon as the Company | |||||
has repurchased ordinary shares constituting, on a cumulative | |||||
basis, 3% of the number of securities in issue prior to the | |||||
repurchases and for each 3%, on a cumulative basis, thereafter; | |||||
and the general repurchase of any ordinary shares is | |||||
(notwithstanding the 20% limit in the JSE Listings Requirements) | |||||
limited to a maximum of 10% of the Company's issued ordinary | |||||
share capital in any one FY, in terms of the general authority given | |||||
under this special resolution any acquisition of ordinary shares | |||||
shall be subject to: the Companies Act; the JSE Listings | |||||
Requirements and any other applicable stock exchange rules, as | |||||
may be amended from time to time; and the sanction of any other | |||||
relevant authority whose approval is required in law, after having | |||||
considered the effect of any repurchases of ordinary shares | |||||
pursuant to this general authority the Directors of the Company in | |||||
terms of the Companies Act, 1973, and the JSE Listings | |||||
Requirements confirm that, they will not, undertake such | |||||
repurchase of ordinary shares unless: the Company and the | |||||
Group would be able to repay their debts in the ordinary course of | |||||
business for the period of 12 months after the date of the notice of | |||||
the AGM; the assets of the Company and the Group, fairly valued | |||||
in accordance with International Financial Reporting Standards | |||||
and the Company's accounting policies used in the latest audited | |||||
Group financial statements, will be in excess of the liabilities of the | |||||
Company and the Group for the period of 12 months after the date | |||||
of the notice of the AGM; Absa Group Limited annual report for | |||||
the YE 31 DEC 2009 ; the Company and the Group will have | |||||
adequate capital and reserves for ordinary business purposes for | |||||
the period of 12 months after the date of the notice of the AGM; |
Page 73 of 350 | 05-Aug-2010 |
Vote Summary | |||||
and the working capital of the Company and the Group will be | |||||
adequate for ordinary business purposes for the period of 12 | |||||
months after the date of the notice of the AGM, the Company | |||||
undertakes that it will not enter the market to repurchase the | |||||
Company's securities, in terms of this general authority, until such | |||||
time as the Company's sponsor has provided written confirmation | |||||
to the JSE regarding the adequacy of the Company's working | |||||
capital in accordance with Schedule 25 of the JSE Listings | |||||
Requirements, the maximum number of shares that can be | |||||
repurchased under this authority amounts to 71,821,004 ordinary | |||||
shares (10%) of 718, 210,043 ordinary shares in issue as at 31 | |||||
DEC 2009 [Authority expires the earlier of conclusion until the next | |||||
AGM] | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212247 | 55P | 10828 | 0 | 12-Apr-2010 | 14-Apr-2010 |
Page 74 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
PETROLEO BRASILEIRO SA PETROBRAS | ||||||
Security | P78331140 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Apr-2010 | ||||
ISIN | BRPETRACNPR6 | Agenda | 702318608 - Management | |||
City | RIO DE JANEIRO | Holding Recon Date | 20-Apr-2010 | |||
Country | Brazil | Vote Deadline Date | 15-Apr-2010 | |||
SEDOL(s) | 2684532 - 7394621 - B04S8J4 - B13YV91 - | Quick Code | ||||
B1KZT37 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 674717 DUE TO CHANGE IN VO-TING STATUS AND | ||||||
ADDITION OF RESOLUTIONS. ALL VOTES RECEIVED ON THE | ||||||
PREVIOUS ME-ETING WILL BE DISREGARDED AND YOU | ||||||
WILL NEED TO REINSTRUCT ON THIS MEETING NOTI-CE. | ||||||
THANK YOU. | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||
YOU. | ||||||
PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | ||||
CAN VOTE ON ITEM 4 AND 6 ONLY. THA-NK YOU. | ||||||
1. | To examine, discuss and vote upon the Board of Directors annual | Non-Voting | None | |||
report, the fi-nancial statements and the Independent Auditors | ||||||
report relating to FYE 31 DEC-2009 | ||||||
2. | Approval of the capital budget relating to the FY that ended on 31 | Non-Voting | None | |||
DEC 2009 | ||||||
3. | Destination of the YE results of 2009 | Non-Voting | None | |||
4. | Election of the Members of the Board of Directors | Management | For | For | None | |
5. | To elect the President of the Board of Directors | Non-Voting | None | |||
6. | Election of the Members of the Finance Committee, and their | Management | For | For | None | |
respective | ||||||
7. | To set the total annual payment for the Members of the Board of | Non-Voting | None | |||
Directors and-the payment for the Members of the Finance | ||||||
Committee | ||||||
S.8 | Authorize Capitalization of Reserves | Non-Voting | None | |||
S.9 | Eliminate Preemptive Rights | Non-Voting | None |
Page 75 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
244252 | 55P | 33630 | 0 | 01-Apr-2010 | 15-Apr-2010 |
244255 | 55P | 76500 | 0 | 01-Apr-2010 | 15-Apr-2010 |
Page 76 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
EMPRESA NACIONAL DE ELECTRICIDAD S.A. | |||||||
Security | 29244T101 | Meeting Type | Special | ||||
Ticker Symbol | EOC | Meeting Date | 22-Apr-2010 | ||||
ISIN | US29244T1016 | Agenda | 933229610 - Management | ||||
City | Holding Recon Date | 19-Mar-2010 | |||||
Country | Cote D'ivoire | Vote Deadline Date | 19-Apr-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
O1 | APPROVAL OF THE ANNUAL REPORT, FINANCIAL | Management | For | For | None | ||
STATEMENTS AND REPORT OF THE EXTERNAL AUDITORS | |||||||
AND INSPECTORS OF ACCOUNTS FOR THE YEAR ENDED | |||||||
DECEMBER 31, 2009. | |||||||
O3 | APPROVAL OF THE DISTRIBUTION OF PROFITS AND | Management | For | For | None | ||
DIVIDENDS. | |||||||
O5 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY | Management | For | For | None | ||
PROPOSED BY THE BOARD OF DIRECTORS. | |||||||
O6 | ELECTION OF THE BOARD OF DIRECTORS. | Management | For | For | None | ||
O7 | SETTING THE COMPENSATION OF THE BOARD OF | Management | For | For | None | ||
DIRECTORS. | |||||||
O8 | SETTING THE COMPENSATION OF THE DIRECTORS' | Management | For | For | None | ||
COMMITTEE AND THE APPROVAL OF THEIR BUDGET FOR | |||||||
YEAR 2010. | |||||||
O10 | APPOINTMENT OF AN EXTERNAL AUDITOR FOR 2010 | Management | For | For | None | ||
PERIOD, SUBJECT TO CHAPTER XXVIII OF THE CHILEAN | |||||||
SECURITIES MARKET LAW. | |||||||
O11 | ELECTION OF TWO ACCOUNTS INSPECTORS AND THEIR | Management | For | For | None | ||
ALTERNATES, AND THE FIXING OF THEIR COMPENSATION. | |||||||
E1 | MODIFICATION OF THE COMPANY'S BYLAWS BY ADAPTING | Management | For | For | None | ||
THE FOLLOWING ARTICLES OF THE BYLAWS TO THE NEW | |||||||
PROVISIONS OF THE CHILEAN COMPANIES ACT AND THE | |||||||
CHILEAN SECURITIES MARKET LAW; AND TO THE | |||||||
PROVISIONS OF THE CHILEAN COMPANIES ACT | |||||||
REGULATIONS: ARTICLES 6, 14, 16, 17, 21, 22, 23, 24, 25, 26, | |||||||
27, 28, 29, 33, 36, 38, 43 AND 44. | |||||||
E2 | APPROVAL OF THE RESTATED TEXT OF THE COMPANY'S | Management | For | For | None | ||
BYLAWS. | |||||||
E3 | AUTHORIZATION FOR THE CONSTITUTION OF ONE OR | Management | For | For | None | ||
MORE PLEDGES AND THE GRANTING OF ONE OR MORE | |||||||
CONCESSIONS OF RIGHTS OVER THE CREDITS | |||||||
CORRESPONDING TO CURRENT AND/OR FUTURE | |||||||
SUBORDINATED DEBTS OF GNL QUINTERO S.A. WITH | |||||||
EMPRESA NACIONAL DE ELECTRICIDAD S.A., IN FAVOR OF | |||||||
THE LENDERS OF GNL QUINTERO S.A., IN ORDER TO | |||||||
GUARANTEE COMPLIANCE WITH FULL, INTEGRAL AND | |||||||
TIMELY PERFORMANCE OF EACH AND EVERY ONE OF THE | |||||||
OBLIGATIONS CONTRACTED IN FAVOR OF SUCH LENDERS | |||||||
UNDER THE LOAN AGREEMENT DATED JULY 25, 2008. | |||||||
E4 | ADOPTION OF THE RESOLUTIONS NECESSARY FOR THE | Management | For | For | None | ||
LEGALIZATION OF THE BYLAW AMENDMENTS APPROVED IN | |||||||
NUMBER 1 ABOVE MENTIONED AND THE DUE COMPLIANCE | |||||||
AND CARRYING OUT OF THE RESOLUTIONS AND | |||||||
AGREEMENTS ADOPTED BY THE MEETING. |
Page 77 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
000212246 | 93I | 2611 | 0 | 06-Apr-2010 | 06-Apr-2010 |
Page 78 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
ENERSIS S.A. | ||||||||
Security | 29274F104 | Meeting Type | Annual | |||||
Ticker Symbol | ENI | Meeting Date | 22-Apr-2010 | |||||
ISIN | US29274F1049 | Agenda | 933229646 - Management | |||||
City | Holding Recon Date | 19-Mar-2010 | ||||||
Country | Cote D'ivoire | Vote Deadline Date | 19-Apr-2010 | �� | ||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
O1 | APPROVAL OF ANNUAL REPORT, BALANCE SHEET, | Management | For | For | None | |||
FINANCIAL STATEMENTS AND REPORT OF THE EXTERNAL | ||||||||
AUDITORS AND ACCOUNT INSPECTORS FOR THE YEAR | ||||||||
ENDED ON DECEMBER 31, 2009. | ||||||||
O3 | PROFIT DISTRIBUTION FOR THE PERIOD AND DIVIDEND | Management | For | For | None | |||
PAYMENTS. | ||||||||
O4 | BOARD OF DIRECTORS' ELECTION. | Management | For | For | None | |||
O5 | SETTING THE COMPENSATION OF THE BOARD OF | Management | For | For | None | |||
DIRECTORS. | ||||||||
O6 | SETTING THE COMPENSATION OF THE DIRECTORS' | Management | For | For | None | |||
COMMITTEE AND BUDGET DETERMINATION FOR 2010. | ||||||||
O8 | APPOINTMENT OF AN EXTERNAL AUDITING FIRM | Management | For | For | None | |||
GOVERNED BY CHAPTER XXVIII OF SECURITIES MARKET | ||||||||
LAW 18,045. | ||||||||
O9 | APPOINTMENT OF TWO ACCOUNT INSPECTORS, | Management | For | For | None | |||
INCLUDING TWO DEPUTIES, AND SETTING OF THEIR | ||||||||
COMPENSATION. | ||||||||
O10 | APPOINTMENT OF RISK RATING AGENCIES. | Management | For | For | None | |||
O11 | APPROVAL OF THE INVESTMENT AND FINANCING POLICY. | Management | For | For | None | |||
O15 | OTHER MATTERS OF INTEREST AND COMPETENCE OF THE | Management | For | For | None | |||
ORDINARY SHAREHOLDERS' MEETING. | ||||||||
O16 | OTHER NECESSARY RESOLUTIONS FOR THE PROPER | Management | For | For | None | |||
IMPLEMENTATION OF THE ABOVE MENTIONED | ||||||||
AGREEMENTS. | ||||||||
E1 | AMENDMENT OF THE COMPANY'S BYLAWS, ELIMINATING | Management | For | For | None | |||
AND MODIFYING THE EFFECT OF THE FOLLOWING | ||||||||
ARTICLES IN ORDER TO ADAPT THEM TO THE NEW | ||||||||
PROVISIONS OF THE CHILEAN COMPANIES ACT (CCA) AND | ||||||||
THE SECURITIES MARKET LAW (SML), ALL AS MORE FULLY | ||||||||
DESCRIBED IN THE PROXY STATEMENT. | ||||||||
E2 | ADOPTION OF OTHER RESOLUTIONS NECESSARY FOR THE | Management | For | For | None | |||
DUE PERFORMANCE OF THE RESOLUTIONS AND BYLAW | ||||||||
AMENDMENTS INDICATED ABOVE. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
000212246 | 93I | 5892 | 0 | 06-Apr-2010 | 06-Apr-2010 |
Page 79 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
TRACTEBEL ENERGIA SA, FLORIANOPOLIS | |||||||
Security | P9208W103 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 23-Apr-2010 | |||||
ISIN | BRTBLEACNOR2 | Agenda | 702340237 - Management | ||||
City | FLORIANOPOLIS | Holding Recon Date | 21-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 15-Apr-2010 | ||||
SEDOL(s) | 2249908 - B07C763 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | |||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | |||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | |||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | |||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | |||||||
YOU. | |||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Approve to take the accounts of the Directors, to examine, discuss | Management | For | For | None | ||
and vote the financial statements relating to FYE 31 DEC 2009 | |||||||
2 | Approve the capital budget for retention of profit | Management | For | For | None | ||
3 | Approve the destination of the year end results and to distribute | Management | For | For | None | ||
dividends | |||||||
4 | Approve to deliberate on the participation of the employees in the | Management | For | For | None | ||
relating to FYE 31 DEC 2009 | |||||||
5 | Approve to set the directors and finance committee global | Management | For | For | None | ||
remuneration | |||||||
6 | Election of the members of the finance committee and substitutes | Management | For | For | None | ||
7 | Approve to take cognizance of the resignation of a substitute of | Management | For | For | None | ||
the Board of Directors | |||||||
8 | Election of the members of the Board of Directors and substitutes | Management | For | For | None | ||
9 | Approve to decide on the newspapers in which company notices | Management | For | For | None | ||
will be published | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 57500 | 0 | 12-Apr-2010 | 19-Apr-2010 |
Page 80 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
TRACTEBEL ENERGIA SA, FLORIANOPOLIS | ||||||||
Security | P9208W103 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 23-Apr-2010 | ||||||
ISIN | BRTBLEACNOR2 | Agenda | 702345934 - Management | |||||
City | FLORIANOPOLIS | Holding Recon Date | 21-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 15-Apr-2010 | |||||
SEDOL(s) | 2249908 - B07C763 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
"PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE N-OT ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE-ALLOWED. THANK YOU." | ||||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
1 | Approve the renewal of the contract for the provison of services of | Management | For | For | None | |||
services with the controlling shareholder Suez Tractebel S.A. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 57500 | 0 | 13-Apr-2010 | 19-Apr-2010 |
Page 81 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CPFL ENERGIA S A | |||||||
Security | P3179C105 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 26-Apr-2010 | |||||
ISIN | BRCPFEACNOR0 | Agenda | 702315311 - Management | ||||
City | TBD | Holding Recon Date | 22-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | ||||
SEDOL(s) | B031NN3 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
- | PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||
OF NAMES. IF YOU HAVE ALREA-DY SENT IN YOUR VOTES, | |||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | |||||||
DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | |||||||
YOU. | |||||||
A | Approve to examine, discuss and vote upon the Board of Directors | Management | For | For | None | ||
annual report, the financial statements and Independent Auditors | |||||||
report relating to FYE 31 DEC 2009 | |||||||
B | Approve to decide on the allocation of the net profits from the FY | Management | For | For | None | ||
and the distribution of dividends | |||||||
C | Election of Directors: Principal Directors: Murilo Cesar Lemos dos | Management | For | For | None | ||
Santos Passos, Francisco Caprino Neto , Claudio Borin Guedes | |||||||
Palaia, Ricardo Carvalho Giambroni, Robson Rocha, Martin | |||||||
Roberto Glogowsky, Ana Dolores Moura, Carneiro de Novaes; | |||||||
Substitute Directors: Gustavo Pellicciari de Andrade, Marcelo | |||||||
Pires Oliveira Dias, Rodrigo Cardoso Barbosa, Rivail Trevisan, | |||||||
Arthur Prado Silva, Carlos Alberto Cardoso Moreira (Conselheira | |||||||
Independente) | |||||||
D | Election of the principal and substitute Members of the finance | Management | For | For | None | ||
Committee | |||||||
E | Approve to set the global remuneration of the Company Directors | Management | For | For | None | ||
F | Approve to set the global remuneration of the finance Committee | Management | For | For | None | ||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 25600 | 0 | 31-Mar-2010 | 19-Apr-2010 |
Page 82 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
FOMENTO ECONOMICO MEXICANO SAB DE CV, MEXICO | ||||||||
Security | P4182H115 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Apr-2010 | ||||||
ISIN | MXP320321310 | Agenda | 702319030 - Management | |||||
City | NUEVO LEON | Holding Recon Date | 13-Apr-2010 | |||||
Country | Mexico | Vote Deadline Date | 16-Apr-2010 | |||||
SEDOL(s) | 2242059 - B01DHB7 - B2Q3MB1 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve the presentation, discussion, and if relevant, and | Management | For | For | None | |||
approval of the proposal to exchange 100% of the shares of the | ||||||||
beer operations owned by fomento economico mexicano, s.a.b. | ||||||||
de c.v. and or its subsidiaries for an ownership interest in the | ||||||||
Companies of HEINEKEN HOLDING N.V. AND HEINEKEN N.V. | ||||||||
2 | Receive the report from the General Director of FOMENTO | Management | For | For | None | |||
ECONOMICO MEXICANO, S.A.B. DE C.V., opinion of the Board | ||||||||
of Directors regarding the content of the report from the General | ||||||||
Director and reports from the Board of Directors itself with regard | ||||||||
to the main accounting and information policies and criteria | ||||||||
followed in the preparation of the financial information, as well as | ||||||||
regarding the operations and activities in which it has intervened, | ||||||||
reports from the Chairpersons of the audit and Corporate | ||||||||
Practices Committees and the presentation of the financial | ||||||||
statements for the 2009 FY, in accordance with the terms of | ||||||||
Article 172 of the general mercantile Companies Law and of the | ||||||||
applicable provisions from the Securities Market Law | ||||||||
3 | Receive the report regarding fulfillment of the tax obligations | Management | For | For | None | |||
4 | Approve the allocation of the results account from the 2009 FY, in | Management | For | For | None | |||
which are included the declaration and payment of a cash | ||||||||
dividend, in MXN, in the amount of MXN 0.1296608 for each one | ||||||||
of the Series B shares and the amount of MXN 0.162076 for each | ||||||||
one of the Series D Shares, for a total of MXN 0.648304 for each | ||||||||
FEMSA Unit B and MXN 0.777965 for each FEMSA Unit BD | ||||||||
5 | Approve to establish as the maximum amount of funds that can be | Management | For | For | None | |||
allocated to the purchase of the shares of the Company, the | ||||||||
amount of MXN 3,000,000,000.00 | ||||||||
6 | Election of the members of the Board of Directors and | Management | For | For | None | |||
Secretaries, | ||||||||
7 | Election of the members of the (i) Finance and planning, (ii) Audit | Management | For | For | None | |||
and (iii) | ||||||||
8 | Appointment of delegates to formalize the resolutions of the | Management | For | For | None | |||
meeting | ||||||||
9 | Approve the reading and if relevant of the meeting minutes | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 55900 | 0 | 01-Apr-2010 | 16-Apr-2010 |
Page 83 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
ASSECO POLAND S.A., WARSZAWA | ||||||
Security | X02540130 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2010 | ||||
ISIN | PLSOFTB00016 | Agenda | 702322277 - Management | |||
City | WARSZAWA | Holding Recon Date | 09-Apr-2010 | |||
Country | Poland | Vote Deadline Date | 09-Apr-2010 | |||
SEDOL(s) | 5978953 - B28F5Y9 - B4PJ7D1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Opening of the meeting and election of the Chairman | Management | For | For | None | |
2 | Approve to state the Chairman, if the meeting has been convened | Management | For | For | None | |
in conformity of regulations and assuming its capability to pass | ||||||
valid resolutions and election of the ballot counting committee | ||||||
3 | Approve the agenda | Management | For | For | None | |
4 | Receive the Management Boards report on the Asseco Poland SA | Management | For | For | None | |
activity in 2009 | ||||||
5 | Approve the Asseco Poland SA financial statement for 2009 | Management | For | For | None | |
6 | Approve the Auditors opinion and report on the Asseco Poland SA | Management | For | For | None | |
financial statement for 2009 | ||||||
7 | Receive the Supervisory Boards report on assessment of the | Management | For | For | None | |
Management Boards report on activity and assessment of the | ||||||
Asseco Poland SA financial statement for 2009 | ||||||
8 | Adopt the resolutions on approval of the Management Boards | Management | For | For | None | |
report on activity and approve the Companys financial statement | ||||||
for 2009 | ||||||
9 | Approve to review the capital groups report on activity and the | Management | For | For | None | |
capital groups financial statement for 2009 | ||||||
10 | Approve to review the Auditors opinion and report on the capital | Management | For | For | None | |
groups financial statement for 2009 | ||||||
11 | Adopt the resolution on approval of the report on the capital | Management | For | For | None | |
groups financial statement for 2009 and activity in 2009 | ||||||
12 | Grant discharge to the Management Board for 2009 | Management | For | For | None | |
13 | Grant discharge to the Supervisory Board for 2009 | Management | For | For | None | |
14 | Approve the allocation of net profit earned in 2009 and dividend | Management | For | For | None | |
payment | ||||||
15 | Approve to review the Management Boards report on activity and | Management | For | For | None | |
the Systemy Informacyjne Kapital SA financial statement for 2009 | ||||||
16 | Approve to review the Supervisory Boards report on assessment | Management | For | For | None | |
of the Management Boards report on the Systemy Informacyjne | ||||||
Kapital SA activity and financial statement for 2009 | ||||||
17 | Adopt the Management Board of Asseco Poland SA report on | Management | For | For | None | |
activity and financial statement for 2009 of the Systemy | ||||||
Informacyjne Kapital SA |
Page 84 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
18 | Grant discharge to the Management Board of the Systemy | Management | For | For | None | ||
Informacyjne Kapital SA for 2009 | |||||||
19 | Grant discharge to the Supervisory Board of the Systemy | Management | For | For | None | ||
Informacyjne Kapital SA for 2009 | |||||||
20 | Approve to review the Management Boards report on the studio | Management | For | For | None | ||
Komputerowe Galkom SP.Z O.O. activity for 2009 | |||||||
21 | Approve to review the Supervisory Boards report on assessment | Management | For | For | None | ||
of the Management Boards report on activity and financial | |||||||
statement for 2009 of the studio Komputerowe Galkom Sp.Z O.O | |||||||
22 | Adopt the resolutions on the Management Boards report on | Management | For | For | None | ||
activity and financial statement for 2009 of the studio | |||||||
Komputerowe Galkom Sp.Z O.O | |||||||
23 | Grant discharge to the Management Board of the studio | Management | For | For | None | ||
Komputerowe Galkom Sp.Z O.O. for 2009 | |||||||
24 | Grant discharge to the Supervisory Board of the studio | Management | For | For | None | ||
Komputerowe Galkom Sp.Z O.O. for 2009 | |||||||
25 | Approve to review the Management Boards report on the ABG SA | Management | For | For | None | ||
activity for 2009 | |||||||
26 | Approve to review the Supervisory Boards report on assessment | Management | For | For | None | ||
of the Management Boards report on activity and financial | |||||||
statement for 2009 of the ABG SA | |||||||
27 | Receive the Management Boards report on activity and financial | Management | For | For | None | ||
statement for 2009 of the ABG SA | |||||||
28 | Grant discharge to the Management Board of the ABG SA for | Management | For | For | None | ||
2009 | |||||||
29 | Grant discharge to the Supervisory Board of the ABG SA for 2009 | Management | For | For | None | ||
30 | Adopt the disposal of properties | Management | For | For | None | ||
31 | Adopt the acquisition of properties | Management | For | For | None | ||
32 | Closing of the meeting | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 1492 | 0 | 05-Apr-2010 | 09-Apr-2010 |
Page 85 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
ITAU UNIBANCO HLDG SA MEDIUM TERM NTS BOOK ENTRY R | ||||||||
Security | P5968U113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-Apr-2010 | ||||||
ISIN | BRITUBACNPR1 | Agenda | 702348207 - Management | |||||
City | SAO PAULO | Holding Recon Date | 22-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 16-Apr-2010 | |||||
SEDOL(s) | B037HR3 - B3BGLF9 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 ONLY. THANK-YOU. | ||||||||
1 | To receive the administrators accounts, to examine, discuss and | Non-Voting | None | |||||
vote on the-administrations report, the financial statement s and | ||||||||
the accounting-statements accompanied by the Independent | ||||||||
Auditor's report regarding the FYE-31 DEC 2009 | ||||||||
2 | To decide on the allocation of the net profits from the FY | Non-Voting | None | |||||
3 | Election of Srs. Pedro Moreira Salles, Alfredo Egydio Arruda | Management | For | For | None | |||
Villela Filho, Roberto Egydio Setubal, Alcides Lopes Tapias, | ||||||||
Alfredo Egydio Setubal, Candido Botelho Bracher, Fernando | ||||||||
Roberto Moreira Salles, Francisco Eduardo de Almeida Pinto, | ||||||||
Gustavo Jorge Laboissiere Loyola, Henri Penchas, Israel | ||||||||
Vainboim, Pedro Luiz Bodin de Moraes and Ricardo Villela Marino | ||||||||
as the Directors | ||||||||
4 | To set the total annual remuneration for the Members of the Board | Non-Voting | None | |||||
of-Directors and the Finance Committee | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||||
OF NAMES. IF YOU HAVE ALREA-DY SENT IN YOUR VOTES, | ||||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | ||||||||
DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | ||||||||
YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 13610 | 0 | 14-Apr-2010 | 16-Apr-2010 | |||
244255 | 55P | 84490 | 0 | 14-Apr-2010 | 23-Apr-2010 |
Page 86 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||
CPFL ENERGIA S A | ||||||
Security | P3179C105 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 26-Apr-2010 | ||||
ISIN | BRCPFEACNOR0 | Agenda | 702363021 - Management | |||
City | SAO PAULO | Holding Recon Date | 22-Apr-2010 | |||
Country | Brazil | Vote Deadline Date | 16-Apr-2010 | |||
SEDOL(s) | B031NN3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
a | Approve the seven protocol and justification of share merger | Management | For | For | None | |
instruments protocols, signed between, on the one side, the | ||||||
Company, and on the other side, each one of the following | ||||||
subsidiary Companies i. Companhia Leste Paulista de Energia, ii. | ||||||
Companhia Jaguari de Energia, iii. Companhia Sul Paulista de | ||||||
Energia, iv. Companhia Luz e Forca de Mococa, v. Companhia | ||||||
Jaguari de Geracao de Energia, vi. CPFL Servicos, | ||||||
Equipamentos, Industria e Comercio S.A. and vii. Companhia Luz | ||||||
e Forca Santa Cruz all jointly the controlled Companies | ||||||
b | Ratify the hiring and appointment of the specialized Companies i. | Management | For | For | None | |
Hirashima e Associados Consultoriaem Transacoes Societarias | ||||||
Ltda., with corporate taxpayer id CNPJ number 05.534.178 | ||||||
0001/36, which prepared the valuation report at economic value | ||||||
for the Company and each one of the controlled Companies, and | ||||||
ii. Hirashima e Associados Ltda., with corporate taxpayer id CNPJ | ||||||
number 05.215.691 0001/64, which prepared the valuation report | ||||||
of net worth at market value for the Company and for each one of | ||||||
the controlled Companies, for the purposes of the provision in | ||||||
Article 264 of law number 6404 76 | ||||||
c | Approve to examine and the valuation reports mentioned in line b | Management | For | For | None | |
above in reference to the Company | ||||||
d | Approve the merger of the entirety of the shares issued by the | Management | For | For | None | |
controlled Companies into the assets of the Company, in | ||||||
accordance with the terms of Article 252 of law number 6404 76, | ||||||
with the consequent conversion of the controlled Companies into | ||||||
wholly owned subsidiaries of the Company, in accordance with the | ||||||
terms of the respective protocols and in accordance with the | ||||||
substitution ratios provided for in them | ||||||
e | Approve the increase of the Company's share capital in the | Management | For | For | None | |
amount of BRL 52,249,114.80, with a total issuance of 1,226,192 | ||||||
new shares of the Company to be paid in with shares issued by | ||||||
the controlled Companies merged into the assets of the Company, | ||||||
in the manner described in the items above and in the respective | ||||||
protocols |
Page 87 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
f | Amend the wording of the Corporate Bylaws of the Company, at | Management | For | For | None | ||
its Article 5, to reflect the change i. of the share capital of the | |||||||
Company resulting from the potential approval of lines a and e | |||||||
above, which will go from BRL 4,741,175,241.82 to BRL | |||||||
4,793,424,356.62, and ii. of the number of common shares issued | |||||||
by the Company, which will go from 479,910,938 to 481,137, 130 | |||||||
common shares | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 25600 | 0 | 20-Apr-2010 | 20-Apr-2010 |
Page 88 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P2605D109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRVALEACNPA3 | Agenda | 702313797 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 16-Apr-2010 | |||||
SEDOL(s) | 2256630 - 2257127 - 5896851 - B04S872 - | Quick Code | ||||||
B142LF0 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 1, 2, 3 AND 4-ONLY. THANK YOU. | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to examine, discuss and vote upon the Board of Directors | Management | For | For | None | |||
annual report, the financial statements, relating to FYE 31 DEC | ||||||||
2009 | ||||||||
2 | Approve the distribution of the FY net profits and the budget of | Management | For | For | None | |||
capital of the Company | ||||||||
3 | Election of the Members of the Finance Committee | Management | For | For | None | |||
4 | Approve to set the Directors and Finance Committees global | Management | For | For | None | |||
remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 88299 | 0 | 30-Mar-2010 | 16-Apr-2010 | |||
244255 | 55P | 56930 | 0 | 30-Mar-2010 | 23-Apr-2010 |
Page 89 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
TIM PARTICIPACOES SA | ||||||||
Security | P91536105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRTCSLACNOR0 | Agenda | 702313812 - Management | |||||
City | RIO DE JANERIO | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | 2292560 - B3PSB17 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve the Board of Directors report and the Company's | Management | For | For | None | |||
financial statements relating to the FY ending 31 DEC 2009 | ||||||||
2 | Approve to allocate the net profits from the 2009 FY and to | Management | For | For | None | |||
distribute dividends | ||||||||
3 | Ratify the appointment by cooptation of the full Members, as well | Management | For | For | None | |||
as of the Chairperson of the Board of Directors of the Company, | ||||||||
done at t he meeting of the Board of Director's held on 24 MAR | ||||||||
2010, to serve out the term in office, in accordance with the terms | ||||||||
of Article 150 of law number 6404/1976 and of Article 28, sole | ||||||||
resolution, of the corporate Bylaws of the Company | ||||||||
4 | Approve to set the global remuneration of the Company Directors | Management | For | For | None | |||
5 | Election of Members of the Finance Committee and the respective | Management | For | For | None | |||
substitutes | ||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 122100 | 0 | 30-Mar-2010 | 26-Apr-2010 |
Page 90 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
BRASIL TELECOM S A | ||||||||
Security | P18445158 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRBRTOACNPR5 | Agenda | 702315323 - Management | |||||
City | BRASILIA | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | 2880385 - B05N0V4 - B1XFXG5 - B1XFYQ2 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM III ONLY. THANK-YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU. | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
I | To take knowledge of the Directors accounts, to examine, discuss | Non-Voting | None | |||||
and approve-the Board of Directors report, the Company's | ||||||||
consolidated financial-statements for the FYE 31 DEC 2009 | ||||||||
II | To approve the proposal for the capital budget for the year 2009, | Non-Voting | None | |||||
and the-participation payment for the employees according to | ||||||||
Article 45 from the-Company Bylaw | ||||||||
III | Election of principal and substitute members of the Fiscal | Management | For | For | None | |||
Committee | ||||||||
IV | To set the total amount of remuneration of the administrators of | Non-Voting | None | |||||
the Company-and Fiscal Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 88000 | 0 | 31-Mar-2010 | 26-Apr-2010 |
Page 91 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P96609139 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRVALEACNOR0 | Agenda | 702317531 - Management | |||||
City | RIO DE JANERIO | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 16-Apr-2010 | |||||
SEDOL(s) | 2196286 - 7332706 - B234NB4 - B2QYXQ6 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to examine, discuss and vote upon the Board of Directors | Management | For | For | None | |||
annual report, the financial statements, relating to FYE 31 DEC | ||||||||
2009 | ||||||||
2 | Approve the distribution of the FYs net profits and approve the | Management | For | For | None | |||
budget of capital of the Company | ||||||||
3 | Elect the members of the finance committee | Management | For | For | None | |||
4 | Approve to set the Directors and Finance Committees global | Management | For | For | None | |||
remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 32800 | 0 | 01-Apr-2010 | 26-Apr-2010 |
Page 92 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
WEG SA BRAZIL | ||||||||
Security | P9832B129 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRWEGEACNOR0 | Agenda | 702317543 - Management | |||||
City | JARAGUA DO SUL | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | 2945422 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1 | Receive the Board of Directors annual report, the financial | Management | For | For | None | |||
statements, External Auditors and of the finance Committee and | ||||||||
documents opinion report relating to FYE 31 DEC 2009 | ||||||||
2 | Approve the destination of the YE and to confirm the decision of | Management | For | For | None | |||
the Board of Directors, minutes of 23 MAR 2009, 16 JUN 2009, 23 | ||||||||
JUL 2009, 17 SEP 2009, 14 DEC 2009 and 23 FEB 2010 relating | ||||||||
to the distribution of dividends and interest over capital | ||||||||
3 | Election of the Members of the Board of Directors | Management | For | For | None | |||
4 | Approve to set the aggregate annual remuneration for the | Management | For | For | None | |||
administrators | ||||||||
5 | Election of the Members of the finance Committee and set their | Management | For | For | None | |||
remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 81500 | 0 | 01-Apr-2010 | 26-Apr-2010 |
Page 93 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
WEG SA BRAZIL | |||||||
Security | P9832B129 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | |||||
ISIN | BRWEGEACNOR0 | Agenda | 702318610 - Management | ||||
City | JARAGUA DO SUL | Holding Recon Date | 23-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | ||||
SEDOL(s) | 2945422 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
1. | Amend the main part of Article 26 of the Corporate Bylaws, in | Management | For | For | None | ||
such a way as to provide that the Executive Committee will be | |||||||
composed of 3 to 15 members | |||||||
2. | Approve the newspapers for the publication of legal Acts | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 81500 | 0 | 01-Apr-2010 | 26-Apr-2010 |
Page 94 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
METALURGICA GERDAU SA, PORTO ALEGRE | ||||||||
Security | P4834C118 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRGOAUACNPR8 | Agenda | 702348269 - Management | |||||
City | BRAZIL | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | 2581138 - 2648862 - B3BJ523 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 AND 4 ONLY.-THANK YOU. | ||||||||
1 | Approve to take knowledge of the Director's accounts, to | Non-Voting | None | |||||
examine,and the-Company's consolidated financial statements for | ||||||||
the YE 31 DEC 2009 | ||||||||
2 | Approve to decide on the allocation of the net profits from the FY | Non-Voting | None | |||||
and the-distributions of results | ||||||||
3 | Elect the Members of the Board of Directors and set their | Management | For | For | None | |||
remuneration | ||||||||
4 | Elect the Members of the Finance Committee and respective | Management | For | For | None | |||
Substitutes and set | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 36519 | 0 | 14-Apr-2010 | 19-Apr-2010 |
Page 95 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
LOG-IN LOGISTICA INTERMODAL SA | ||||||||
Security | P6401A102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRLOGNACNOR3 | Agenda | 702348954 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | B1Y4WH5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Receive the accounts of the Administrators and vote on the | Management | For | For | None | |||
financial statements regarding the FYE on 31 DEC 2009 | ||||||||
2 | Approve the allocation of the result of the FYE on 31 DEC 2009, | Management | For | For | None | |||
and the distribution of dividends | ||||||||
3 | Approve to set the global remuneration of the Board of Directors | Management | For | For | None | |||
for the FY 2010 | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 16900 | 0 | 20-Apr-2010 | 26-Apr-2010 |
Page 96 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
MAGNESITA REFRATARIOS SA, CONTAGEM, MG | ||||||||
Security | P6426L109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRMAGGACNOR4 | Agenda | 702348978 - Management | |||||
City | CONTAGEM,MG | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | B23VRX5 - B2RJT40 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
I | Approve to deliberate the Board of Directors annual report, the | Management | For | For | None | |||
financial statements, relating to FYE 31 DEC 2009 | ||||||||
II | Approve the destination of the YE results of 2009 and non | Management | For | For | None | |||
distribution of the dividends | ||||||||
III | Election of the Members of the finance Committee and respective | Management | For | For | None | |||
substitutes | ||||||||
IV | Approve to set the global remuneration of the Directors | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 30600 | 0 | 14-Apr-2010 | 26-Apr-2010 |
Page 97 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
MAGNESITA REFRATARIOS SA, CONTAGEM, MG | ||||||||
Security | P6426L109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRMAGGACNOR4 | Agenda | 702356999 - Management | |||||
City | CONTAGEM,MG | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | B23VRX5 - B2RJT40 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
I | Amend the Corporate Bylaws of the Company for the purpose of | Management | For | For | None | |||
increasing the maximum number of Executive Committee | ||||||||
positions from 8 to 12 Members and to update its share capital, | ||||||||
reflecting the capital increase decided on at the meeting of the | ||||||||
Board of Directors of 30 OCT 2009, and already carried out | ||||||||
II | Approve, because of a request from the Members of the Board of | Management | For | For | None | |||
Directors Mr. Andrew Woodward Sweet and his alternate Mr. | ||||||||
Robert Agostinelli, to change the positions occupied by the | ||||||||
mentioned Members of the Board of Directors, with Mr. Robert | ||||||||
Agostinelli coming to be a full Member of the Board of Directors | ||||||||
and Mr. Andrew Woodward Sweet, his alternate | ||||||||
III | Approve the protocol and justification of merger, by the Company, | Management | For | For | None | |||
of the following subsidiary companies: Ceramica Sao Caetano | ||||||||
Ltda, Msa Agropecuaria Ltda and Massambaba Mineracao S.A. | ||||||||
IV | Ratify the appointment of the Experts responsible for the | Management | For | For | None | |||
evaluation reports of the book shareholder equity of such | ||||||||
subsidiaries and approve the respective valuation reports | ||||||||
V | Approve the merger, into the Company, of the subsidiaries | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 30600 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 98 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
COMPANHIA DE SANEAMENTO DE MINAS GERAIS - COPASA | ||||||||
Security | P28269101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRCSMGACNOR5 | Agenda | 702357193 - Management | |||||
City | TBA | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
I | Approve to take knowledge of the Director accounts, to examine, | Management | For | For | None | |||
discuss and approve the financial statements for the FY ending | ||||||||
31 DEC 2009 | ||||||||
II | Approve the allocation of the net profit for the FYE on 31 DEC | Management | For | For | None | |||
2009, with the retention of part of the net profit for reinvestment, | ||||||||
payment of interest over own capital, to be imputed to the amount | ||||||||
of the minimum mandatory dividend | ||||||||
III | Approve the Investment Plan of Copasa Mg, under the terms of | Management | For | For | None | |||
the Article 196 2 of Federal Law 640476 | ||||||||
IV | Election of the Members of the Board of Directors and Finance | Management | For | For | None | |||
Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 15300 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 99 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
COMPANHIA DE SANEAMENTO DE MINAS GERAIS - COPASA | ||||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRCSMGACNOR5 | Agenda | 702357458 - Management | |||||
City | STO ANTONIO | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY [POA] | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1. | Amend the Corporate Bylaws of the Company as follows, Article | Management | For | For | None | |||
5, increase of the share capital of the Company, coming from the | ||||||||
conversion of debentures, second issuance, into common shares, | ||||||||
with the share capital of the Company increasing to BRL | ||||||||
2,636,459,548.98, fully subscribed for and paid in, represented by | ||||||||
115,299,504 common shares, all of which are nominative and | ||||||||
have no par value | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
522021 | 55P | 15300 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 100 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
COMPANHIA DE SANEAMENTO DE MINAS GERAIS - COPASA | |||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | |||||
ISIN | BRCSMGACNOR5 | Agenda | 702358397 - Management | ||||
City | STO ANTONIA | Holding Recon Date | 23-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | ||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY [POA] | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
1. | Approve to set the total annual remuneration for the Members of Management | For | For | None | |||
the Board of Directors, Finance Committee, and for the Executive | |||||||
Committee | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 15300 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 101 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
TIM PARTICIPACOES SA | ||||||||
Security | P91536105 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 27-Apr-2010 | ||||||
ISIN | BRTCSLACNOR0 | Agenda | 702358739 - Management | |||||
City | RIO DE JANERIO | Holding Recon Date | 23-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | 2292560 - B3PSB17 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1 | Approve the extension of the cooperation and support agreement, | Management | For | For | None | |||
to be signed between telecom Italia S.P.A. and Tim Celular S.A., | ||||||||
with the consent of the Company | ||||||||
2 | Amend the Line XX of Article 25 and Article 31 of the Corporate | Management | For | For | None | |||
bylaws of the Company and the respective consolidation | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 122100 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 102 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
RICHTER GEDEON PLC | ||||||
Security | X3124R133 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||
ISIN | HU0000067624 | Agenda | 702313228 - Management | |||
City | BUDAPEST | Holding Recon Date | 22-Apr-2010 | |||
Country | Hungary | Vote Deadline Date | 21-Apr-2010 | |||
SEDOL(s) | 4042387 - 5076954 - B01YTN6 - B1BDH36 - | Quick Code | ||||
B28LKX1 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
- | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL | Non-Voting | None | |||
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN | ||||||
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL | ||||||
NEED TO-PROVIDE THE BREAKDOWN OF EACH BENEFICIAL | ||||||
OWNER NAME, ADDRESS AND SHARE-POSITION TO YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE. THIS INFORMATION IS | ||||||
REQUIRED-IN ORDER FOR YOUR VOTE TO BE LODGED | ||||||
- | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT | Non-Voting | None | |||
REACH QUORUM, THERE WILL BE A-SECOND CALL ON DD | ||||||
28 APR 2010 AT 16:00 HRS. CONSEQUENTLY, YOUR VOTING- | ||||||
INSTRUCTIONS WILL REMAIN VALID FOR ALL CALLS | ||||||
UNLESS THE AGENDA IS AMENDED.-THANK YOU. | ||||||
1 | Receive the report of the Board of Directors on the 2009 business | Management | For | For | None | |
activities of the Company and presentation of the draft annual | ||||||
report prepared in accordance with the Accounting Act | ||||||
2 | Receive the report of the Auditor | Management | For | For | None | |
3 | Receive the report of the Supervisory Board including the report of | Management | For | For | None | |
the Audit Committee | ||||||
4 | Approve the determination and allocation of the 2009 after-tax | Management | For | For | None | |
profit of the Company, declaration of dividends for the 2009 | ||||||
business year on the common shares | ||||||
5 | Approve the 2009 draft annual report of the Company prepared in | Management | For | For | None | |
accordance with the Accounting Act, including the 2009 balance | ||||||
sheet | ||||||
6 | Receive the draft report on the 2009 business activities of the | Management | For | For | None | |
Richter Group and presentation of the Consolidated Report | ||||||
prepared in accordance with the IFRS | ||||||
7 | Report of the Auditor on the draft Consolidated Report | Management | For | For | None | |
8 | Report of the Supervisory Board including the report of the Audit | Management | For | For | None | |
Committee on the draft Consolidated Report | ||||||
9 | Approve the draft 2009 consolidated report | Management | For | For | None | |
10 | Receive the Corporate Governance report | Management | For | For | None | |
11 | Authorize the Board of Directors for the purchase of own shares of | Management | For | For | None | |
the Company | ||||||
12 | Amend the Company's statutes | Management | For | For | None |
Page 103 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
13 | Approve the consolidated text of the Company's statutes | Management | For | For | None | ||
14 | Election of Members of the Board of Directors | Management | For | For | None | ||
15 | Approve the remuneration of the Members of the Board of | Management | For | For | None | ||
Directors | |||||||
16 | Approve the remuneration of the Members of the Supervisory | Management | For | For | None | ||
Board | |||||||
17 | Election of the Company's statutory Auditor | Management | For | For | None | ||
18 | Approve the remuneration of the Company's statutory Auditor | Management | For | For | None | ||
19 | Miscellaneous | Non-Voting | None | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 379 | 0 | 30-Mar-2010 | 21-Apr-2010 |
Page 104 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
COMPANHIA DE BEBIDAS DAS AMERS - AMBEV | ||||||||
Security | P0273S127 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | BRAMBVACNPR1 | Agenda | 702313925 - Management | |||||
City | SAO PAULO | Holding Recon Date | 26-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | 2361976 - B1LCNL3 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM IV ONLY. THANK-YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
I | To receive the accounts of the Board of Directors, examine, | Non-Voting | None | |||||
discuss and vote-on the financial statements regarding the 2009 | ||||||||
FY | ||||||||
II | To decide regarding the allocation of the net profit from the FYE | Non-Voting | None | |||||
on 31 DEC-2009 as well as to ratify the distribution of interest on | ||||||||
shareholders'-equity and dividends in meetings held on 13 APR | ||||||||
2009, 29 JUN 2009, 11 AUG-2009 and 09 NOV 2009 | ||||||||
III | To ratify the amounts paid as aggregate remuneration attributed to | Non-Voting | None | |||||
the-managers of the Company for the FYE on 31 DEC 2009 and | ||||||||
to establish the-aggregate remuneration of the managers for the | ||||||||
2010 FY | ||||||||
IV | Election of the Members of the Fiscal Committee of the Company | Management | For | For | None | |||
and approve | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 4500 | 0 | 30-Mar-2010 | 23-Apr-2010 |
Page 105 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
DIAGNOSTICOS DA AMERICA SA, BARUERI | ||||||||
Security | P3589C109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | BRDASAACNOR1 | Agenda | 702315296 - Management | |||||
City | BARUERI | Holding Recon Date | 26-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 13-Apr-2010 | |||||
SEDOL(s) | B03WBK9 - B05HB24 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
1 | Approve to take knowledge of the Directors accounts, and the | Management | For | For | None | |||
Company's consolidated financial statements for the FYE 31 DEC | ||||||||
2009 | ||||||||
2 | Approve the proposal for the capital budget for the year 2010, the | Management | For | For | None | |||
allocation of the net profit from the FYE on 31 DEC 2009, and | ||||||||
ratify the early distributions of dividends and interim interest over | ||||||||
on net equity | ||||||||
3 | Approve to set the total annual remuneration for the Members of | Management | For | For | None | |||
the Board of Directors and Executive Committee | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/OR ABSTAIN | ||||||||
ARE-ALLOWED. THANK YOU | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 7100 | 0 | 31-Mar-2010 | 23-Apr-2010 |
Page 106 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
BANK POLSKA KASA OPIEKI -GRUPA PEKAO S.A., WARSZAW | ||||||
Security | X0641X106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||
ISIN | PLPEKAO00016 | Agenda | 702334739 - Management | |||
City | WARSZAWA | Holding Recon Date | 12-Apr-2010 | |||
Country | Poland | Vote Deadline Date | 09-Apr-2010 | |||
SEDOL(s) | 5473113 - B020KP2 - B28FBX0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Opening of the meeting | Management | For | For | None | |
2 | Election of the Chairman | Management | For | For | None | |
3 | Approve the concluding correctness of convening the OGM and its | Management | For | For | None | |
capacity to adopt binding resolutions | ||||||
4 | Election of the voting Commission | Management | For | For | None | |
5 | Adopt the agenda | Management | For | For | None | |
6 | Approve the Management Board's report on the activity of the | Management | For | For | None | |
Bank in 2009 | ||||||
7 | Approve the financial statements of the Bank for 2009 | Management | For | For | None | |
8 | Approve the Management Board's report on the activity of the | Management | For | For | None | |
Bank's capital Group in 2009 | ||||||
9 | Approve the consolidated financial statements of the Bank's | Management | For | For | None | |
capital Group for 2009 | ||||||
10 | Approve the motion of the Management Board on distribution of | Management | For | For | None | |
the Bank's net profit for 2009 | ||||||
11 | Approve the report of the Bank's Supervisory Board on its activity | Management | For | For | None | |
in 2009 and the results of review of the reports on the activity of | ||||||
the Bank and of the Bank's capital Group in 2009, financial | ||||||
statements of the Bank and of the Bank's capital Group for 2009 | ||||||
as well as the motion of the Management Board on distribution of | ||||||
the Bank's net profit for 2009 | ||||||
12.1 | Approve the Management Board's report on the activity of the | Management | For | For | None | |
Bank in 2009 | ||||||
12.2 | Approve the financial statements of the Bank for 2009 | Management | For | For | None | |
12.3 | Approve the Management Board's report on the activity of the | Management | For | For | None | |
Bank's capital Group in 2009 | ||||||
12.4 | Approve the consolidated financial statements of the Bank's | Management | For | For | None | |
capital Group for 2009 | ||||||
12.5 | Approve the distribution of the Bank's net profit for 2009 | Management | For | For | None | |
12.6 | Approve the report of the Bank's Supervisory Board on its activity | Management | For | For | None | |
in 2009 | ||||||
12.7 | Approve the performance of duties by Members of the | Management | For | For | None | |
Supervisory Board in 2009 |
Page 107 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
12.8 | Approve the performance of duties by Members of the | Management | For | For | None | ||
Management Board in 2009 | |||||||
13 | Approve the motion regarding the changes in the composition of | Management | For | For | None | ||
the Supervisory Board of Bank and adoption of the resolutions on | |||||||
changes in the composition of the Supervisory board of Bank | |||||||
14 | Approve the motion regarding the changes of remuneration of the | Management | For | For | None | ||
members of Supervisory Board and adoption of the resolution on | |||||||
changes of remuneration of the members of Supervisory Board | |||||||
15 | Approve the motion and adopt the resolution on selection of | Management | For | For | None | ||
Auditor of the Bank | |||||||
16 | Approve the motion and adopt the resolution on the amendments | Management | For | For | None | ||
to the Statute of the Bank | |||||||
17 | Authorizate the Supervisory Board to determine the uniform text of | Management | For | For | None | ||
the Statute of the bank | |||||||
18 | Closing | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 2181 | 0 | 08-Apr-2010 | 09-Apr-2010 |
Page 108 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
GERDAU S A | ||||||||
Security | P2867P113 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | BRGGBRACNPR8 | Agenda | 702348803 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 26-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 21-Apr-2010 | |||||
SEDOL(s) | 2160407 - 2645517 - 7514377 - 7588811 - | Quick Code | ||||||
B04S8M7 - B143807 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 AND 4 ONLY.-THANK YOU. | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve the Directors' accounts and vote the financial statements | Non-Voting | None | |||||
for the FY-ending 31 DEC 2009 | ||||||||
2 | Approve the distribution of the FYs net profits and distribution | Non-Voting | None | |||||
dividends | ||||||||
3 | Election of the Members of the Board of Directors and set the | Management | For | For | None | |||
Directors | ||||||||
4 | Election of the Members of the finance committee and their | Management | For | For | None | |||
respective | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 71140 | 0 | 14-Apr-2010 | 21-Apr-2010 | |||
244255 | 55P | 18000 | 0 | 14-Apr-2010 | 23-Apr-2010 |
Page 109 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
CIA DE CONCESSOES RODOVIARIAS | ||||||||
Security | P1413U105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | BRCCROACNOR2 | Agenda | 702348930 - Management | |||||
City | SAO PAULO | Holding Recon Date | 26-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2840970 - B06M3P5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to take knowledge of the Directors accounts, the Board of | Management | For | For | None | |||
Directors report, the Company's consolidated financial statements | ||||||||
and explanatory notes accompanied by the independent Auditors | ||||||||
report and the Finance Committee for the FYE 31 DEC 2009 | ||||||||
2 | Approve to decide on the revision of the capital budget | Management | For | For | None | |||
3 | Approve to decide on the distribution of profits from the FYE 31 | Management | For | For | None | |||
DEC 2009 | ||||||||
4 | Approve the number of seats on the Company's Board of | Management | For | For | None | |||
Directors for the next term of office | ||||||||
5 | Election of members of the Company's Board of Directors | Management | For | For | None | |||
6 | Approve on administrators remuneration | Management | For | For | None | |||
7 | Approve the setting up of the Finance Committee | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 44900 | 0 | 14-Apr-2010 | 26-Apr-2010 |
Page 110 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
GERDAU S A | ||||||||
Security | P2867P105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | BRGGBRACNOR1 | Agenda | 702354907 - Management | |||||
City | RIO DE JANERIO | Holding Recon Date | 26-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 21-Apr-2010 | |||||
SEDOL(s) | 2160418 - 2645443 - B3BHHB0 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1. | Approve to take knowledge of the Directors' accounts, to examine, | Management | For | For | None | |||
discuss and vote the financial statements for the FY ending 31 | ||||||||
DEC 2009 | ||||||||
2. | Approve to deliberate on the distribution of the fiscal year's net | Management | For | For | None | |||
profits and the distribution dividends | ||||||||
3. | Election of the Members of the Board of Directors and approve to | Management | For | For | None | |||
set the Directors remuneration | ||||||||
4. | Election of Members of the Finance Committee and their | Management | For | For | None | |||
Respective Substitutes, and approve to set the remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 74500 | 0 | 15-Apr-2010 | 26-Apr-2010 |
Page 111 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
DIAGNOSTICOS DA AMERICA SA, BARUERI | |||||||
Security | P3589C109 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | |||||
ISIN | BRDASAACNOR1 | Agenda | 702358727 - Management | ||||
City | BARUERI | Holding Recon Date | 26-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | ||||
SEDOL(s) | B03WBK9 - B05HB24 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
A. | Approve to decide regarding the proposal from management to | Management | For | For | None | ||
amend the corporate Bylaws of the Company, specifically, Article | |||||||
11 deposit of documents for shareholders before general | |||||||
meetings are held and Article 48 change of the newspaper for | |||||||
publications, in accordance with the terms of the proposal made | |||||||
available together with this call notice and that is available to the | |||||||
shareholders at the head office and on the Company's website | |||||||
www.dasa3.com.br as well as in the electronic system on the | |||||||
securities commission page on the internet | |||||||
B. | Approve the matter described in line a of item II to decide | Management | For | For | None | ||
regarding t he consolidation of the corporate Bylaws of the | |||||||
Company with the amendments | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
244255 | 55P | 7100 | 0 | 19-Apr-2010 | 23-Apr-2010 |
Page 112 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
ULTRAPAR PARTICIPACOES S A | ||||||||
Security | P94396101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | BRUGPAACNPR5 | Agenda | 702359616 - Management | |||||
City | SAO PAULO | Holding Recon Date | 26-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 21-Apr-2010 | |||||
SEDOL(s) | 2502593 - B0HZNY2 - B3DG191 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 4 AND 5 ONLY.-THANK YOU. | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | To take knowledge of the Directors accounts, to examine, discuss | Non-Voting | None | |||||
and approve-the Company's consolidated financial statements for | ||||||||
the FYE 31 DEC 2009 | ||||||||
2 | To consider the proposal for the capital budget for the year 2010 | Non-Voting | None | |||||
3 | To decide on the allocation of the net profits from the FY | Non-Voting | None | |||||
4 | Election of members of the Board of Directors and set their | Management | For | For | None | |||
remuneration | ||||||||
5 | Election of members of the Finance Committee, and set their | Management | For | For | None | |||
remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 3400 | 0 | 19-Apr-2010 | 23-Apr-2010 | |||
522021 | 55P | 18700 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 113 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | |||||
NOVATEK JT STK CO | |||||
Security | 669888109 | Meeting Type | Annual General Meeting | ||
Ticker Symbol | Meeting Date | 28-Apr-2010 | |||
ISIN | US6698881090 | Agenda | 702360366 - Management | ||
City | MOSCOW | Holding Recon Date | 14-Apr-2010 | ||
Country | Russian Federation | Vote Deadline Date | 21-Apr-2010 | ||
SEDOL(s) | B0DK750 - B0F70T4 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING Non-Voting | None | ||||
ID 688608 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | |||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | |||||
THIS MEETING NOTICE. THANK YOU. | |||||
1.1 | Approve the Joint Stock Company [JSC] Novatek's 2009 annual | Management | For | For | None |
report, annual financial statements, including the Company's | |||||
Russian Statutory Accounting [RSA] profit and loss statement | |||||
1.2 | Approve to pay a dividend for second half of 2009 at RUB 1.75 | Management | For | For | None |
per share, to determine the size, schedule, form and procedure of | |||||
paying dividends [net of dividends in the amount of 1 ruble per | |||||
one ordinary share paid for first half 2009] | |||||
2 | Amend the Clause 13, 13.1, 13.2 of the regulation of JSC | Management | For | For | None |
Novatek's Board of Directors | |||||
3 | Approve the regulation on remuneration and compensations | Management | For | For | None |
payable to the Members of JSC Novatek's Board of Directors | |||||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO | Non-Voting | None | |||
RESOLUTION 4 REGARDING THE ELECT-ION OF | |||||
DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN | |||||
REMOVED FOR THIS MEETING. PL-EASE NOTE THAT ONLY | |||||
A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED. | |||||
PLEASE CONTAC-T YOUR CLIENT SERVICE | |||||
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | |||||
4.1 | Election of Andrey Akimov as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.2 | Election of Burkhard Bergmann as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.3 | Election of Ruben Vardanian as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.4 | Election of Mark Gyetvay as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.5 | Election of Vladimir Dmitriev as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.6 | Election of Leonid Mikhelson as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.7 | Election of Alexander Natalenko as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.8 | Election of Kirill Seleznev as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
4.9 | Election of Gennady Timchenko as a Member of the Revision | Management | For | For | None |
Commission of JSC NOVATEK | |||||
5.1 | Election of Maria Konovalova as a Member of the Revision | Management | For | For | None |
Commission of JSC Novatek |
Page 114 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
5.2 | Election of Igor Ryaskov as a Member of the Revision | Management | For | For | None | ||
Commission of JSC Novatek | |||||||
5.3 | Election of Sergey Fomichev as a Member of the Revision | Management | For | For | None | ||
Commission of JSC Novatek | |||||||
5.4 | Election of Nikolai Shulikin as a Member of the Revision | Management | For | For | None | ||
Commission of JSC Novatek | |||||||
6 | Appoint ZAO PricewaterhouseCoopers Audit as the Auditor of | Management | For | For | None | ||
JSC Novatek for 2010 | |||||||
7.1 | Approve to pay the members of JSC Novatek's Board of Directors | Management | For | For | None | ||
elected by the AGM of shareholders of 27 MAY 2009 an additional | |||||||
remuneration in the amount of 4,000,000 rubles each | |||||||
7.2 | Approve to pay the remuneration to the newly elected Members of | Management | For | For | None | ||
JSC Novatek's Board of Directors and compensate their expenses | |||||||
in the form and in the amount set forth by the regulation on | |||||||
remuneration and compensations payable to the Members of JSC | |||||||
Novatek's Board of Directors | |||||||
8 | Approve the remuneration to the Members of JSC Novatek's | Management | For | For | None | ||
Revision Commission during the period of exercising their duties | |||||||
in the amount of 1,000,000 rubles each | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 6086 | 0 | 19-Apr-2010 | 21-Apr-2010 |
Page 115 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||||
EMPRESAS COPEC SA | ||||||||
Security | P7847L108 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | ||||||
ISIN | CLP7847L1080 | Agenda | 702362651 - Management | |||||
City | TBD | Holding Recon Date | 22-Apr-2010 | |||||
Country | Chile | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | 2196026 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve the financial statements of the Company as of 31 DEC | Management | For | For | None | |||
2009, the annual report of the Board of Directors, and give notice | ||||||||
of the progress of corporate businesses | ||||||||
2 | Approve to give notice of the operations performed by the | Management | For | For | None | |||
Company referred to in Article 44 of the Law 18.046, previous to | ||||||||
its modification By Law 20.382 | ||||||||
3 | Approve to fix the remuneration of the Board of Directors for the | Management | For | For | None | |||
next fiscal period | ||||||||
4 | Approve to fix the remuneration and budget of expenses of the | Management | For | For | None | |||
committee referred to in Article 50 bis of the Law 18.046, to inform | ||||||||
on its activities and report of annual management | ||||||||
5 | Appointment of external Auditors and rating agencies | Management | For | For | None | |||
6 | Any other matter | Non-Voting | None | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 270 | 0 | 19-Apr-2010 | 23-Apr-2010 | |||
212251 | 55P | 15260 | 0 | 19-Apr-2010 | 23-Apr-2010 |
Page 116 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
GERDAU S A | |||||||
Security | P2867P105 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 28-Apr-2010 | |||||
ISIN | BRGGBRACNOR1 | Agenda | 702362702 - Management | ||||
City | RIO DE JANEIRO | Holding Recon Date | 26-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 21-Apr-2010 | ||||
SEDOL(s) | 2160418 - 2645443 - B3BHHB0 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1. | Amend the stock option program, called the long term incentive | Management | For | For | None | ||
program approved by the EGM of 30 APR 2003 | |||||||
2. | Approve the granting of stock purchase options for 2010 in the | Management | For | For | None | ||
light of the amendment to the stock option plan | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 74500 | 0 | 19-Apr-2010 | 26-Apr-2010 |
Page 117 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
CEMEX SAB DE CV | ||||||||
Security | P22561321 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | MXP225611567 | Agenda | 702318901 - Management | |||||
City | TBD | Holding Recon Date | 16-Apr-2010 | |||||
Country | Mexico | Vote Deadline Date | 20-Apr-2010 | |||||
SEDOL(s) | 2183578 - 2406457 - B02V9V4 - B2Q3M99 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
I | Approve the presentation of the report of Chief Executive Officer | Management | For | For | None | |||
including the financial statements and the report of the Board of | ||||||||
Directors for the FYE on DEC 2009 in terms of Article 172 of the | ||||||||
General Corporations Law and after getting the opinion of the | ||||||||
Board of Directors on the report of the Chief Executive Officer, the | ||||||||
Audit Committee and Corporate practices and the report on | ||||||||
policies and on the review of the situation taxation of the Company | ||||||||
II | Approve regarding the application of profits | Management | For | For | None | |||
III | Approve to increase the variable part of the capital stock from the | Management | For | For | None | |||
retained earnings | ||||||||
IV | Authorize the Board of administration of the Cement Industry | Management | For | For | None | |||
Cemex, approve the shareholders for 750 million shares for their | ||||||||
future signature date on behalf of investors before the convertible | ||||||||
bonds in the shares of the Company previously issued and the | ||||||||
subscription right as stated in Article 210 BIS of the negotiable | ||||||||
instruments and credit transactions law will be not applicable in | ||||||||
this case according to the resulting agreements of extraordinary | ||||||||
shareholders meeting celebrated 04 SEP 2009 | ||||||||
V | Appointment or ratification as the case may be of the Advisors | Management | For | For | None | |||
Members of the | ||||||||
VI | Approve the compensation to the Members of the Board of | Management | For | For | None | |||
Directors as well as the Members of the Audit Committee and the | ||||||||
Corporate Practices Committee of the Company | ||||||||
VII | Approve the designation of delegates who will carry out and | Management | For | For | None | |||
formalize the resolutions adopted at the ordinary shareholders | ||||||||
meeting | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 196100 | 0 | 01-Apr-2010 | 20-Apr-2010 |
Page 118 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA DE SANEAMENTO BASICO DO ESTADO DE SAO PA | ||||||||
Security | P8228H104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | BRSBSPACNOR5 | Agenda | 702319028 - Management | |||||
City | SAO PAULO | Holding Recon Date | 27-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | 2158543 - B1YCHL8 - B2NGLK5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU. | ||||||||
1 | Receive the administrators accounts, to examine, discuss and | Management | For | For | None | |||
vote on the administrations report, the financial statements and | ||||||||
the accounting statements accompanied by the Independent | ||||||||
Auditors report regarding the FYE on 31 DEC 2009 | ||||||||
2 | Approve the destination of the net profits of 2009 | Management | For | For | None | |||
3 | Elect the Members of the Board of Directors and elect the | Management | For | For | None | |||
principal Members | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 34000 | 0 | 01-Apr-2010 | 26-Apr-2010 |
Page 119 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
LOCALIZA RENT A CAR SA | |||||||
Security | P6330Z111 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | |||||
ISIN | BRRENTACNOR4 | Agenda | 702322520 - Management | ||||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | ||||
SEDOL(s) | B08K3S0 - B0ZNNV5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
1.1 | Approve the proposal from the management for the following | Management | For | For | None | ||
amendments in the Corporate bylaws of the Company and their | |||||||
consolidation, to amend the order of Chapter IV to VI, with | |||||||
Chapter VI, general meeting, becoming Chapter IV, and the | |||||||
consequent renumbering of Articles 9 through 20 | |||||||
1.2 | Approve the proposal from the management for the following | Management | For | For | None | ||
amendment in the Corporate bylaws of the Company and their | |||||||
consolidation, to amend the wording of line R of Article 10 to give | |||||||
the Board of Directors the authority to determine the vote of the | |||||||
Company or give voting instruction in all the Shareholders | |||||||
meetings of its subsidiaries | |||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 23800 | 0 | 05-Apr-2010 | 26-Apr-2010 |
Page 120 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
CIA ENERGETICA MINAS GERAIS CEMIG | ||||||||
Security | P2577R110 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | BRCMIGACNPR3 | Agenda | 702323558 - Management | |||||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2192712 - 7400153 - B06V976 - B1YBRG0 - | Quick Code | ||||||
B1YCCV3 - B1YCS26 - B2QHFV4 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 4 ONLY. THANK-YOU. | ||||||||
1 | Examination, discussion and vote on the management report and | Non-Voting | None | |||||
financial-statements for the FY that ended on 31 DEC 2009, as | ||||||||
well as the respective-complementary documents | ||||||||
2 | Allocation of the net profit from the 2009 FY, in the amount of | Non-Voting | None | |||||
BRL-1,861,403,000, in accordance with the provisions of Article | ||||||||
192 of law 6404-of 15 DEC 1976, as amended | ||||||||
3 | Determination of the form and date of payment of the mandatory | Non-Voting | None | |||||
dividend, in-the amount of BRL 930,702,000 | ||||||||
4 | Election of full and alternate Members of the Finance Committee | Management | For | For | None | |||
and approve | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 10500 | 0 | 06-Apr-2010 | 23-Apr-2010 |
Page 121 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||||
POLSKIE GORNICTWO NAFTOWE I GAZOWNICTWO SA-POLISH | ||||||||
Security | X6582S105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | PLPGNIG00014 | Agenda | 702327594 - Management | |||||
City | WARSZAWA | Holding Recon Date | 13-Apr-2010 | |||||
Country | Poland | Vote Deadline Date | 13-Apr-2010 | |||||
SEDOL(s) | B0L9113 - B0ZZS72 - B28LC35 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
1 | Opening of the meeting | Management | For | For | None | |||
2 | Appointment of the Meeting's Chairman | Management | For | For | None | |||
3 | Approve the statement of the meeting's legal validity | Management | For | For | None | |||
4 | Approve the agenda | Management | For | For | None | |||
5 | Approve the preparation of the attendance list | Management | For | For | None | |||
6 | Approve the financial statement for 2009 and the Management's | Management | For | For | None | |||
report on Company's activities in 2009 | ||||||||
7 | Approve the consolidated financial statement of the PGNIG Group | Management | For | For | None | |||
for 2009 and the Management's report on Company's capital | ||||||||
group activity in 2009 | ||||||||
8 | Approve the duties' fulfilling by the Management Board | Management | For | For | None | |||
9 | Approve the duties' fulfilling by the Supervisory Board | Management | For | For | None | |||
10 | Approve the profit distribution for 2009, setting the dividend record | Management | For | For | None | |||
date and the dividend payment date | ||||||||
11 | Approve to determine the assets to be provided as noncash | Management | For | For | None | |||
dividend and definition of the method of their valuation | ||||||||
12 | Adopt the resolution on the use of capital reserves designated as | Management | For | For | None | |||
central restructuring fund for one-off payment redundancy | ||||||||
payments to 23 former employees of PGNIG KRAKOW SP Z O.O | ||||||||
13 | Miscellaneous | Non-Voting | None | |||||
14 | Closing of the meeting | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212251 | 55P | 177777 | 0 | 07-Apr-2010 | 13-Apr-2010 |
Page 122 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||||
Security | P2577R102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | BRCMIGACNOR6 | Agenda | 702332735 - Management | |||||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve and vote on the Management report and financial | Management | For | For | None | |||
statements for the FY that ended on 31 DEC 2009, as well as the | ||||||||
respective complementary documents | ||||||||
2 | Approve the allocation of the net profit from the 2009 FY, in the | Management | For | For | None | |||
amount of BRL 1,861,40 3,000, in accordance with the provisions | ||||||||
of Article 192 of law 6404 of 15 DEC 1976, as amended | ||||||||
3 | Approve to determine the form and date of payment of the | Management | For | For | None | |||
mandatory dividend, in the amount of BRL 930,702, 000 | ||||||||
4 | Election of full and alternate Members of the finance committee | Management | For | For | None | |||
and | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 39000 | 0 | 07-Apr-2010 | 26-Apr-2010 |
Page 123 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
LOCALIZA RENT A CAR SA | |||||||
Security | P6330Z111 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | |||||
ISIN | BRRENTACNOR4 | Agenda | 702332987 - Management | ||||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | ||||
SEDOL(s) | B08K3S0 - B0ZNNV5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Receive the administrators accounts, to examine, discuss and | Management | For | For | None | ||
vote on the administrations report, the financial statements and | |||||||
the accounting statements accompanied by the Independent | |||||||
Auditors report regarding the FYE on 31 DEC 2009 | |||||||
2 | Approve to decide regarding the allocation of the net profit from | Management | For | For | None | ||
the FYE on 31 DEC 2009, the distribution of dividends to the | |||||||
shareholders, the interest on shareholder equity and the Bylaws | |||||||
reserve | |||||||
3 | Ratify the decision of the Board of Directors in a meeting on 06 | Management | For | For | None | ||
OCT 2009, approving the appointment of the member of the | |||||||
Board of Directors Maria Leticia De Freitas Costa, to replace | |||||||
Paulo Roberto Nunes Guedes, who resigned on 30 SEP 2009, | |||||||
from his position as a member of the Board of Directors, in | |||||||
accordance with the terms of Article 9, paragraph 3, of the | |||||||
corporate Bylaws of the Company and Article 150 of law 6404 76 | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 23800 | 0 | 07-Apr-2010 | 26-Apr-2010 |
Page 124 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
TELEFONOS DE MEXICO S A B DE C V | ||||||||
Security | P90413132 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | MXP904131325 | Agenda | 702335539 - Management | |||||
City | MEXICO D.F. | Holding Recon Date | 21-Apr-2010 | |||||
Country | Mexico | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2881689 - 5947630 - 5951006 - B02VC04 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Ratify the Members of the Board of Directors who are to be | Management | For | For | None | |||
appointed by the series L shareholders | ||||||||
2 | Approve the delegation of the delegates to carry out and formalize | Management | For | For | None | |||
the resolutions passed by the meeting | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 158100 | 0 | 08-Apr-2010 | 22-Apr-2010 |
Page 125 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
MOL MAGYAR OLAJ- ES GAZIPARI RT | ||||||
Security | X5462R112 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||
ISIN | HU0000068952 | Agenda | 702338749 - Management | |||
City | BUDAPEST | Holding Recon Date | 15-Apr-2010 | |||
Country | Hungary | Vote Deadline Date | 15-Apr-2010 | |||
SEDOL(s) | 4742494 - 5076880 - 5357950 - B01YTX6 - | Quick Code | ||||
B0590W3 - B28K243 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
- | MARKET RULES REQUIRE DISCLOSURE OF BENEFICIAL | Non-Voting | None | |||
OWNER INFORMATION FOR ALL VOTED-ACCOUNTS. IF AN | ||||||
ACCOUNT HAS MULTIPLE BENEFICIAL OWNERS, YOU WILL | ||||||
NEED TO PROVI-DE THE BREAKDOWN OF EACH | ||||||
BENEFICIAL OWNER NAME, ADDRESS AND SHARE | ||||||
POSITION TO-YOUR CLIENT SERVICE REPRESENTATIVE. | ||||||
THIS INFORMATION IS REQUIRED IN ORDER FOR-YOUR | ||||||
VOTE TO BE LODGED | ||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
- | PLEASE NOTE IN THE EVENT THE MEETING DOES NOT | Non-Voting | None | |||
REACH QUORUM, THERE WILL BE A SE-COND CALL ON 23 | ||||||
APR 2010 AT 12:00 P.M. CONSEQUENTLY, YOUR VOTING | ||||||
INSTRUCTIONS-WILL REMAIN VALID FOR ALL CALLS | ||||||
UNLESS THE AGENDA IS AMENDED. PLEASE BE ALSO A- | ||||||
DVISED THAT YOUR SHARES WILL BE BLOCKED UNTIL THE | ||||||
QUORUM | ||||||
1. | Approve to close the 2009 business year: report of the Board of | Management | For | For | None | |
Directors on the 2009 business operation; presentation of the | ||||||
financial statements drawn up in compliance with the Accounting | ||||||
Act [the parent company's financial statements in compliance with | ||||||
the Accounting Act and the generally accepted accounting | ||||||
principles in Hungary and the consolidated financial statements in | ||||||
compliance with International Financial Reporting Standards as | ||||||
adopted by the European Union [''IFRS'']]; proposal on the use of | ||||||
after tax profit; Auditor's report on the 2009 financial statements | ||||||
presented by the Board of Directors; report of the Supervisory | ||||||
Board on the 2009 financial statements and proposal for the | ||||||
distribution of after tax profit; approve the decision on the parent | ||||||
Company's 2009 financial statements prepared in accordance | ||||||
with the Accounting Act and the consolidated financial statements | ||||||
prepared in compliance with IFRS, use of after tax profits and | ||||||
amount of dividends; decision on the corporate governance | ||||||
declaration | ||||||
2. | Approve the decision on the waiver to be granted to the Executive | Management | For | For | None | |
Officers according to Section 30 (5) of the Companies Act | ||||||
3. | Election of the Statutory Auditor for the 2010 FY and approve to | Management | For | For | None | |
determine its remuneration as well as the material elements of its | ||||||
engagement |
Page 126 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
4. | Authorize the Board of Directors to acquire treasury shares | Management | For | For | None | ||
5. | Approve the dismissal and election of the Members of the Board | Management | For | For | None | ||
of Directors | |||||||
6. | Approve the dismissal and election of the Supervisory Board | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 4115 | 0 | 12-Apr-2010 | 15-Apr-2010 |
Page 127 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | ||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||
ISIN | BRCMIGACNOR6 | Agenda | 702338989 - Management | |||
City | BELO HORIZONTE | Holding Recon Date | 27-Apr-2010 | |||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
1 | Approve and grant authority for the increase of the share capital | Management | For | For | None | |
from BRL 3,101,884,460.00 to BRL 3,412,072,910.00 with the | ||||||
issuance of 62,037,690 new shares, through the capitalization of | ||||||
BRL 310,188,450.00, of which BRL 294,940,290.26 comes from | ||||||
part of the retained profit reserve and BRL 15,248,159.74 comes | ||||||
from the inclusion of the installments paid in 2009 as corrected | ||||||
principal to DEC 1995, in accordance with Section 5 of the | ||||||
contract for the assignment of credit from the remaining balance of | ||||||
the Compensar CRC results account, distributing to the | ||||||
shareholders, as a consequence, a bonus of 10.000000128%, in | ||||||
new shares, of the same type as the old ones and with a par value | ||||||
of BRL 5.00 each | ||||||
2 | Authorize the Executive Committee to take the measures relative | Management | For | For | None | |
to the bonus of 10.000000128%, in new shares, of the same type | ||||||
as the old ones and with a par value of BRL 5.00 each, for the | ||||||
shareholders who own shares that are part of the share capital of | ||||||
BRL 3,101,884,460.00, whose names are in the nominative share | ||||||
registry book on the date this general meeting is held, sale on a | ||||||
stock exchange of whole numbers of nominative shares resulting | ||||||
from the sum of the remaining fractions, resulting from the | ||||||
mentioned bonus, and division of the net product of the sale, | ||||||
proportionally, among the shareholders, to establish that all the | ||||||
shares resulting from the mentioned bonus will have the same | ||||||
rights as granted to the shares that gave rise to them, and, also to | ||||||
pay to the shareholders, proportionally, the product of the sum of | ||||||
the remaining fractions together with the first installment of the | ||||||
dividends for the 2009 FY | ||||||
3 | Approve the consequent amendment of the main part of Article 4 | Management | For | For | None | |
of the Corporate Bylaws, as a result of the increase of the share | ||||||
capital mentioned above | ||||||
4 | Amend Article 1, as well as Paragraph 1, of the Corporate Bylaws | Management | For | For | None | |
of the Company, as a result of Law 18,695 of 05 JAN 2010, which | ||||||
includes, in the scope of the Company, the development and | ||||||
operation of telecommunication and information systems |
Page 128 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
5 | Approve to change of the composition of the Board of Directors, | Management | For | For | None | ||
as a result of resignation | |||||||
6 | Approve the remuneration for the Managers of the Company | Management | For | For | None | ||
7 | Authorize the Representative of the Company at the AGM of | Management | For | For | None | ||
CEMIG DISTRIBUICAO S.A, which is also to be held on 29 APR | |||||||
2010, to vote in favor of the following matters: a) examination, | |||||||
discussion and vote on the management report and financial | |||||||
statements, in reference to the FY that ended on 31 DEC 2009, as | |||||||
well as on the respective, complementary documents; b) | |||||||
allocation of the net profit from the 2009 FY, in the amount of BRL | |||||||
338,226,000, in accordance with the provisions of Article 192 of | |||||||
Law 6404 of 15 DEC 1976, as amended; c) definition of the | |||||||
manner and date of payment of interest on shareholder equity and | |||||||
of the complementary dividends, in the amount of BRL | |||||||
169,113,000 and d) election of the Members of the Finance | |||||||
Committee and Board of Directors, as a result of the end of the | |||||||
term in office | |||||||
8 | Authorize the Representative of the Company at the AGM of | Management | For | For | None | ||
CEMIG GERACAO E TRANSMISSAO S.A, also to be held on 29 | |||||||
APR 2010, to vote favorably on the following matters: a) | |||||||
examination, discussion and vote on the management report and | |||||||
financial statements, in reference to the FY that ended on 31 DEC | |||||||
2009, as well as on the respective, complementary documents; b) | |||||||
allocation of net profit from the 2009 FY, in the amount of BRL | |||||||
1,309,466,000, in accordance with that which is provided for in | |||||||
Article 192 of Law 6404 of 15 DEC 1976, as amended; c) | |||||||
determination of the manner and date of payment of the interest | |||||||
on shareholder equity, of the interim dividends and of the | |||||||
complementary dividends, in the amount of BRL 1,227,708,000; | |||||||
and d) election of the Members of the Finance Committee and of | |||||||
the Board of Directors, as a result of the end of the term in office | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 39000 | 0 | 12-Apr-2010 | 26-Apr-2010 |
Page 129 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||
CARSO GLOBAL TELECOM SAB DE CV | |||||
Security | P2142R108 | Meeting Type | Annual General Meeting | ||
Ticker Symbol | Meeting Date | 29-Apr-2010 | |||
ISIN | MXP740451010 | Agenda | 702356824 - Management | ||
City | MEXICO | Holding Recon Date | 21-Apr-2010 | ||
Country | Mexico | Vote Deadline Date | 22-Apr-2010 | ||
SEDOL(s) | 2178336 - 2430263 - B2Q3MR7 - B42QL55 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
- | PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE | Non-Voting | None | ||
VOTING RIGHTS AT THIS MEETING.-IF YOU ARE A MEXICAN | |||||
NATIONAL AND WOULD LIKE TO SUBMIT YOUR VOTE ON | |||||
THIS-MEETING PLEASE CONTACT YOUR CLIENT SERVICE | |||||
REPRESENTATIVE. THANK YOU | |||||
I | Presentation and, if relevant, approval of the report from the | Non-Voting | None | ||
general-Director prepared in accordance with Article 172 of the | |||||
general mercantile-companies law and Article 44, Part XI, of the | |||||
securities market law,-accompanied by the opinion of the outside | |||||
auditor, regarding the operations-and results of the Company for | |||||
the FYE 31 DEC 2009, as well as the opinion of-the Board of | |||||
Directors regarding the content of said report, presentation-and, if | |||||
relevant, approval of the report from the Board of Directors that is- | |||||
referred to in Article 172, line b, of the general mercantile | |||||
companies law-in which are contained the ma in accounting and | |||||
information policies and-criteria followed in the preparation of the | |||||
financial information of the-Company, presentation and, if | |||||
relevant, approval of the report of the-activities ..CONTD | |||||
- | ..CONTD and operations in which the Board of Directors | Non-Voting | None | ||
intervened in-accordance with Article 28, Part IV, Line E, of the | |||||
securities market law,-presentation and, if relevant, approval of | |||||
the financial statements of the-Company to 31 DEC 2009, both | |||||
individual and consolidated, and allocation of-the results from the | |||||
FY, presentation and, if relevant, approval of the-annual report | |||||
regarding the activities carried out by the audit Committee in- | |||||
accordance with Article 43 of the securities market law and the | |||||
report-regarding the subsidiaries of the Company, presentation | |||||
and, if relevant,-approval of the report regarding the fulfillment of | |||||
the obligations contained-in Article 86, Part XX, of t he income tax | |||||
law in regard to the presentation-of the report to the shareholders | |||||
meeting regarding compliance with the tax-obligations that are the | |||||
responsibility of the company resolutions in this-regard | |||||
II | Presentation and, if relevant, approval of the proposal for the | Non-Voting | None | ||
allocation of-results resolutions in this regard | |||||
III | Ratification, if relevant, of the term in office of the Board of | Non-Voting | None | ||
Directors-and of the general Director for the 2009 FY and | |||||
appointment or ratification,-if relevant, of the people who will make | |||||
up the Board of Directors of the-Company and other bodies, after | |||||
classification of their independence, if-relevant, as well as of the | |||||
Chairperson of the audit Committee, as well as-determination of | |||||
the corresponding compensation resolutions in this regard | |||||
IV | Approval of the maximum amount of funds that can be allocated to Non-Voting | None | |||
the-acquisition of shares of the Company for the 2010 FY, as well | |||||
as a proposal-and, if relevant, approval regarding the provisions | |||||
and policies relate d to-the acquisition of shares of t he company | |||||
resolutions in this regard |
Page 130 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
V | Designation of delegates who will carry out the resolutions passed | Non-Voting | None | ||||
by this-meeting and, if relevant, formalize them as appropriate | |||||||
resolutions in this-regard | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 94400 | 0 |
Page 131 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
GRUPO MEXICO SAB DE CV | ||||||||
Security | P49538112 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Apr-2010 | ||||||
ISIN | MXP370841019 | Agenda | 702357814 - Management | |||||
City | MEXICO | Holding Recon Date | 21-Apr-2010 | |||||
Country | Mexico | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2399502 - 2534154 - 2643674 - B032VC1 - | Quick Code | ||||||
B2Q3MF5 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Receive the report from the Executive Chairperson of the | Management | For | For | None | |||
Company regarding the FY that ran from 1 JAN to 31 DEC 2009; | ||||||||
approve the consolidated financial statements of the Company | ||||||||
and its subsidiaries to 31 DEC 2009; reports that are referred to in | ||||||||
Article 28, Part IV, Lines A, C, D and E, of the Securities Market | ||||||||
Law, regarding the FY that ran from 1 JAN to 31 DEC 2009 | ||||||||
2 | Receive the report regarding the fulfillment of tax obligations that | Management | For | For | None | |||
is referred to in Part XX of Article 86 of the Income Tax Law during | ||||||||
the 2009 FY | ||||||||
3 | Approve the allocation of profit from the FYE on 31 DEC 2009 | Management | For | For | None | |||
4 | Receive the report that is referred to in Part III of Article 60 of the | Management | For | For | None | |||
provisions of a general nature applicable to the issuers of | ||||||||
securities and other securities market participants, including a | ||||||||
report regarding the allocation of the funds destined for the | ||||||||
acquisition of shares of the Company during the FYE on 31 DEC | ||||||||
2009; approve to determine the maximum amount of funds to be | ||||||||
allocated to the acquisition of the shares of the Company during | ||||||||
the 2010 FY | ||||||||
5 | Ratify the acts done by the Board of Directors, the Executive | Management | For | For | None | |||
Chairperson and its committees, during the FY that ran from 1 | ||||||||
JAN to 31 DEC 2009; appointment or reelection, of the Members | ||||||||
of the Board of Directors of the Company and classification of their | ||||||||
independence in accordance with Article 26 of the securities | ||||||||
market law; appointment or reelection, of the Members of the | ||||||||
committees of the Board itself and of their Chairpersons | ||||||||
6 | Approve the remuneration for the Members of the Board of | Management | For | For | None | |||
Directors and for the Members of the committees of the Board | ||||||||
itself | ||||||||
7 | Approve, designation of the delegates who will carry out and | Management | For | For | None | |||
formalize the resolutions passed by this meeting | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 596725 | 0 | 19-Apr-2010 | 22-Apr-2010 |
Page 132 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
LUPATECH SA, CAXIAS DO SUL | ||||||||
Security | P64028130 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRLUPAACNOR8 | Agenda | 702330058 - Management | |||||
City | CAXIAS DO SUL | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | B14TFV5 - B2R03N0 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1 | Approve to examine, discuss and vote upon the board of directors | Management | For | For | None | |||
annual report and the financial statements relating to FYE 31 DEC | ||||||||
2009 | ||||||||
2 | Approve to allocate the results of the fiscal year | Management | For | For | None | |||
3 | Election of the members of the Board of Directors | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 9400 | 0 | 07-Apr-2010 | 29-Apr-2010 |
Page 133 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
CENTRAIS ELETRICAS BRASILEIRAS S A | ||||||||
Security | P22854122 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRELETACNOR6 | Agenda | 702331531 - Management | |||||
City | BRASILIA | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | 2311120 - 4453956 - B030W11 - B1FGXL1 - | Quick Code | ||||||
B40YPC6 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve the financial statements relating to the FY that ended on | Management | For | For | None | |||
31 DEC 2009 | ||||||||
2 | Approve the allocation of the net profits from the FY and the | Management | For | For | None | |||
distribution of dividends | ||||||||
3 | Election of the members of the Board of Directors, and elect the | Management | For | For | None | |||
Chairman | ||||||||
4 | Election of the members of the Finance Committee, and their | Management | For | For | None | |||
respective | ||||||||
5 | Approve to set the global remuneration of the Board of Directors, | Management | For | For | None | |||
Finance Committee and the Executive Directors | ||||||||
6 | Approve to decide on the newspapers in which Company financial | Management | For | For | None | |||
statements will be published | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 7500 | 0 | 07-Apr-2010 | 23-Apr-2010 | |||
522021 | 55P | 55100 | 0 | 07-Apr-2010 | 29-Apr-2010 |
Page 134 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
BRMALLS PARTICIPACOES S A | ||||||||
Security | P1908S102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRBRMLACNOR9 | Agenda | 702335173 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | B1RYG58 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1 | Approve to examine, discuss the financial statements relating to | Management | For | For | None | |||
the FYE 31 DEC 2009 | ||||||||
2 | Approve the destination of the YE results of 2009 and the | Management | For | For | None | |||
distribution of dividends | ||||||||
3 | Elect members of the Board of Directors | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 26600 | 0 | 08-Apr-2010 | 29-Apr-2010 |
Page 135 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
CENTRAIS ELETRICAS BRASILEIRAS S A | |||||||
Security | P22854122 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||||
ISIN | BRELETACNOR6 | Agenda | 702339068 - Management | ||||
City | BRASILIA | Holding Recon Date | 28-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | ||||
SEDOL(s) | 2311120 - 4453956 - B030W11 - B1FGXL1 - | Quick Code | |||||
B40YPC6 | |||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
1. | Election of two Members for the Board, pursuant to Article 28 of | Management | For | For | None | ||
the Bylaws and Article 150 of Law 6404 76 | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
244255 | 55P | 7500 | 0 | 12-Apr-2010 | 23-Apr-2010 | ||
522021 | 55P | 55100 | 0 | 12-Apr-2010 | 29-Apr-2010 |
Page 136 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
GRUPO TELEVISA SA | |||||||
Security | P4987V137 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||||
ISIN | MXP4987V1378 | Agenda | 702346049 - Management | ||||
City | MEXICO D.F | Holding Recon Date | 22-Apr-2010 | ||||
Country | Mexico | Vote Deadline Date | 19-Apr-2010 | ||||
SEDOL(s) | 2380108 - B01DK07 - B2Q3MM2 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
- | PLEASE NOTE THAT ONLY MEXICAN NATIONALS HAVE | Non-Voting | None | ||||
VOTING RIGHTS AT THIS MEETING.-IF YOU ARE A MEXICAN | |||||||
NATIONAL AND WOULD LIKE TO SUBMIT YOUR VOTE ON | |||||||
THIS-MEETING PLEASE CONTACT YOUR CLIENT SERVICE | |||||||
REPRESENTATIVE. THANK YOU | |||||||
1 | Approve the reports that are referred to in Article 28, Part iv, of | Non-Voting | None | ||||
the-Securities Market Law, including the presentation of the | |||||||
financial statements-of the Company for the FYE 31 DEC 2009, | |||||||
and resolutions regarding the term in-office of the Board of | |||||||
Directors, Committees and General Director of the-Company | |||||||
2 | Receive the report regarding the fulfillment of the tax obligations of | Non-Voting | None | ||||
the-Company, in compliance with the applicable legal provisions | |||||||
3 | Approve the allocation of results from the FYE 31 DEC 2009 | Non-Voting | None | ||||
4.1 | Approve the amount that can be allocate d to the purchase of the | Non-Voting | None | ||||
shares of-the Company in accordance with that which is provided | |||||||
for in Article 56, Part-iv, of the Securities Market Law | |||||||
4.2 | Receive the report regarding the policies and resolutions adopted | Non-Voting | None | ||||
by the-Board of Directors of the Company, in relation to the | |||||||
purchase and sale of-such shares | |||||||
5 | Appointment and or ratification, if relevant, of the people who will | Non-Voting | None | ||||
make up | |||||||
6 | Appointment and or ratification, if relevant, of the people who will | Non-Voting | None | ||||
make up | |||||||
7 | Appointment and or ratification, if relevant, of the Chairperson of | Non-Voting | None | ||||
the Audit | |||||||
8 | Approve remuneration for the Members of the Board of Directors, | Non-Voting | None | ||||
of the-Executive Committee and of the Audit and Corporate | |||||||
Practices Committee, as-well as for the Secretary | |||||||
9 | Approve the designation of Delegates who will carry out and | Non-Voting | None | ||||
formalize the-resolutions passed by this meeting | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 72000 | 0 |
Page 137 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
BRMALLS PARTICIPACOES S A | |||||||
Security | P1908S102 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||||
ISIN | BRBRMLACNOR9 | Agenda | 702349639 - Management | ||||
City | RIO DE JANEIRO | Holding Recon Date | 28-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | ||||
SEDOL(s) | B1RYG58 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
1 | Approve the remuneration for administrators relating for the year Management | For | For | None | |||
2010 | |||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
522021 | 55P | 26600 | 0 | 15-Apr-2010 | 29-Apr-2010 |
Page 138 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | |||||||
OTP BANK PLC, BUDAPEST | |||||||
Security | X60746181 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||||
ISIN | HU0000061726 | Agenda | 702357472 - Management | ||||
City | BUDAPEST | Holding Recon Date | 23-Apr-2010 | ||||
Country | Hungary | Blocking | Vote Deadline Date | 23-Apr-2010 | |||
SEDOL(s) | 7320154 - B00NMD5 - B06MR42 - B28L5D6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | |||||
ID 683292 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES | |||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED.- | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED.- | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
1.A | Amend the Company's Bylaws by passing separate resolutions in | Management | For | For | None | ||
respect of the two combined recommendations contained in the | |||||||
proposal of the Board of Directors | |||||||
1.B | Amend the Sections 8.3., 8.4., 8.5., 8.8., 8.11., 8.14., 8.22., 8.24., | Management | For | For | None | ||
8.26., 12/A.2., 12/A.3. and 12/A.4. of the Company's Bylaws in | |||||||
keeping with the proposal and on the basis of the annex to the | |||||||
minutes of the General Meeting | |||||||
1.C | Amend Sections 6.4. and 8.17. of the Bylaws in accordance with | Management | For | For | None | ||
the proposal, on the basis of the annex to the minutes of the | |||||||
General Meeting | |||||||
2. | Approve the AGM approves the distribution of the after-tax profit | Management | For | For | None | ||
of HUF 102,329 million as follows: the amount of general | |||||||
provisioning should be HUF 10,233 million, no dividends will be | |||||||
paid from the after-tax profit, thus the balance sheet profit for the | |||||||
financial year amounts to HUF 92,096 million, [The text above is a | |||||||
selected part of the proposal for resolution of the AGM.] | |||||||
3. | Approve the AGM accepts OTP Bank Plc.'s 2009 Report on | Management | For | For | None | ||
Corporate Governance | |||||||
4. | The evaluation of the activities of the Management in the business | Non-Voting | None | ||||
year, decis-ion on granting discharge of liability | |||||||
5. | The report of the Board of Directors on the banks business policy | Non-Voting | None | ||||
for 2010 | |||||||
6. | Approve that the AGM accepts the proposal for modification of the | Management | For | For | None | ||
rules of procedure of the Supervisory Board pursuant to the | |||||||
proposal, in keeping with the annex of the General Meeting's | |||||||
minutes |
Page 139 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
7. | Approve, based on Section 3 Para 66 Act CXII of 1966 [Act on | Management | For | For | None | ||
Credit Institutions and Financial Enterprises] - concerning the | |||||||
audit of OTP Bank Plc's unconsolidated and consolidated 2010 | |||||||
financial statements - the AGM is electing Deloitte Auditing and | |||||||
Consulting Ltd. as the Bank's auditor from 01 MAY 2010 until 30 | |||||||
APR 2011, the AGM approves the nomination of Zsuzsanna | |||||||
Nagyvaradine Szepfalvi [No. 005313 chartered auditor] as the | |||||||
person responsible for auditing, in case any circumstance should | |||||||
arise which ultimately precludes the activities of Zsuzsanna | |||||||
Nagyvaradine Szepfalvi as appointed auditor in this capacity, | |||||||
proposes the appointment of Zoltan Nagy [No. 005027 chartered | |||||||
auditor] to be the individual in charge of auditing, the AGM | |||||||
establishes the total amount of HUF 56,000,000 + VAT as the | |||||||
Auditor's remuneration for the audit of the 2008 annual accounts, | |||||||
prepared in accordance with Hungarian Accounting Standards as | |||||||
applicable to credit institutions, and for the audit of the | |||||||
consolidated annual accounts prepared pursuant Act on | |||||||
Accounting, out of total remuneration HUF 44,500,000 + VAT shall | |||||||
be paid in consideration of the audit of the unconsolidated annual | |||||||
accounts, and HUF 11,500,000 + VAT shall be the fee payable for | |||||||
the audit of the consolidated annual accounts, the audit shall be | |||||||
carried out in accordance with the provisions of Act C of 2000 on | |||||||
Accounting | |||||||
8. | Approve the AGM accepts the following monthly remunerations as | Management | For | For | None | ||
from 01 MAY 2010: for the Chairman of the Board of Directors | |||||||
HUF 750,000 for the Deputy Chairman of the Board of Directors | |||||||
HUF 725,000 for the members of the Board of Directors HUF | |||||||
645,000 for the Chairman and Deputy Chairman of the | |||||||
Supervisory Board HUF 725,000 for the members of the | |||||||
Supervisory Board HUF 580,000 for the members of the Audit | |||||||
Committee no remuneration | |||||||
9. | Authorize the Board of Directors to acquire treasury shares | Management | For | For | None | ||
[shares issued by OTP Bank Plc] in order to provide the | |||||||
necessary shares for the incentive option and bonus share system | |||||||
programs operating at OTP Bank Plc, to ensure the possibility of | |||||||
rapid intervention to restrain share-price fluctuations, to develop | |||||||
and maintain services provided to the Company's customers and | |||||||
to execute transactions aimed at optimizing the Company's equity | |||||||
situation, the Board of Directors is entitled to acquire 100 HUF | |||||||
face value ordinary shares with the proviso that the volume of | |||||||
treasury shares under this authorization shall not exceed | |||||||
56,000,000 shares at any time. If the acquisition of shares is for | |||||||
consideration then the purchase price of the shares at each | |||||||
transaction shall not be lower than the face value of the shares | |||||||
and not be higher than 150%, of the highest price registered on | |||||||
the Budapest Stock Exchange on the day before the transaction | |||||||
with the proviso that if such transaction is executed on the | |||||||
Budapest Stock Exchange the purchase price shall not be higher | |||||||
than 120% of the closing price registered on the Budapest Stock | |||||||
Exchange on the day before the transaction, the Board of | |||||||
Directors is entitled to the acquisition of treasury shares until 31 | |||||||
OCT 2011, authorize the Board of Directors by Resolution No. | |||||||
11/2009 of the AGM is hereby repealed | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 5917 | 0 | 19-Apr-2010 | 23-Apr-2010 |
Page 140 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO | |||||||
Security | P73376108 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||||
ISIN | BROHLBACNOR6 | Agenda | 702358234 - Management | ||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | ||||
SEDOL(s) | B0DK255 - B3KH3D5 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY [POA] | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
1. | Approve to set the global remuneration of the Directors | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
522021 | 55P | 7600 | 0 | 19-Apr-2010 | 29-Apr-2010 |
Page 141 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
USINAS SIDERURGICAS DE MINAS GERAIS SA-USIMINAS, B | ||||||||
Security | P9632E117 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRUSIMACNPA6 | Agenda | 702361849 - Management | |||||
City | BELO HORIZONTE | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | 2386009 - B0BSLB0 - B1FH950 - B1GXRV9 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 4 AND 5 ONLY.-THANK YOU. | ||||||||
1 | Acknowledge the Directors' accounts, to examine, discuss and | Non-Voting | None | |||||
approve the-Company's consolidated financial statements and the | ||||||||
annual report for the FYE-31 DEC 2009 | ||||||||
2 | Allocation of the net profit for the FY and ratification of the early- | Non-Voting | None | |||||
distribution of interest over capital, intermediate and | ||||||||
complementary, and of-dividends, as well the proposal for the | ||||||||
capital budget for the year 2010 | ||||||||
3 | Setting the total annual amount of remuneration of the Members | Non-Voting | None | |||||
of the Board-of Directors | ||||||||
4 | Election of the Members of the Board of Directors, and their | Management | For | For | None | |||
respective | ||||||||
5 | Election of the Full and Substitute Members of the Finance | Management | For | For | None | |||
Committee, and set | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 40604 | 0 | 19-Apr-2010 | 23-Apr-2010 | |||
244255 | 55P | 7500 | 0 | 19-Apr-2010 | 23-Apr-2010 |
Page 142 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA SIDERURGICA NACIONAL | ||||||||
Security | P8661X103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRCSNAACNOR6 | Agenda | 702362435 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2210261 - B019KX8 - B1437Z5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
- | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
- | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to examine, discuss and the financial statements relating | Management | For | For | None | |||
to the FYE on 31 DEC 2009 | ||||||||
2 | Approve to decide regarding the allocation of the net profit from | Management | For | For | None | |||
the FYE on 31 DEC 2009, distribution of dividends and ratification | ||||||||
of the distribution of interest on Shareholder equity approved by | ||||||||
the Board of Directors in a meeting held on 17 DEC 2009, | ||||||||
including the capital budget for the current FY, in compliance with | ||||||||
Article 196 of Law Number 6404/76 | ||||||||
3 | Election of Members of the Board of Directors | Management | For | For | None | |||
4 | Approve to set the annual global remuneration of the | Management | For | For | None | |||
Administrators | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 80780 | 0 | 19-Apr-2010 | 22-Apr-2010 | |||
244255 | 55P | 21000 | 0 | 19-Apr-2010 | 23-Apr-2010 | |||
522021 | 55P | 56200 | 0 | 19-Apr-2010 | 29-Apr-2010 |
Page 143 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA ENERGETICA DE SAO PAULO | ||||||||
Security | P25784193 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRCESPACNPB4 | Agenda | 702362637 - Management | |||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | B17MHG0 - B1NPCX5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEMS C AND D ONLY.-THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
A | To take the accounts of the Director's and financial statements, | Non-Voting | None | |||||
accompanied-by the Independent Auditors' report and Finance | ||||||||
Committee relating to FYE 31-DEC 2009 | ||||||||
B | Proposal for the allocation of the net profit from the FY including | Non-Voting | None | |||||
the-proposal for the establishment of an unrealized profit reserve, | ||||||||
in accordance-with the terms of Article 197 Line II of Law number | ||||||||
640476, and the proposal-for the distribution of dividends to the | ||||||||
shareholders | ||||||||
C | Elect the Members of the Board of Directors | Management | For | For | None | |||
D | Elect the Members of the Finance Committee and your respective | Management | For | For | None | |||
substitute | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 50400 | 0 | 20-Apr-2010 | 29-Apr-2010 |
Page 144 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
ITAUSA INVESTIMENTOS ITAU SA, SAO PAULO | ||||||||
Security | P58711105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRITSAACNPR7 | Agenda | 702365342 - Management | |||||
City | DE SOUZA ARANHA | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | 2458771 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 ONLY. THANK-YOU. | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | To examine the Board of Directors annual report, the financial | Non-Voting | None | |||||
statements,-External Auditors and of the finance Committee and | ||||||||
documents opinion report-relating to FYE 31 DEC 2009 | ||||||||
2 | To deliberate on the proposal of budget of capital | Non-Voting | None | |||||
3 | Election of the Members of the Board of Directors and the | Management | For | For | None | |||
Members of the | ||||||||
4 | To set the Directors, Board of Directors and finance Committee's | Non-Voting | None | |||||
global-remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 40890 | 0 | 20-Apr-2010 | 29-Apr-2010 | |||
244255 | 55P | 127900 | 0 | 20-Apr-2010 | 23-Apr-2010 |
Page 145 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
LLX LOGISTICA S A | ||||||||
Security | P6398Y105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRLLXLACNOR8 | Agenda | 702365671 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 19-Apr-2010 | |||||
SEDOL(s) | B3BXMS0 - B3CLRL1 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1 | Approve to receive the administrators accounts, to examine, | Management | For | For | None | |||
discuss and vote on the financial statements accompanied by the | ||||||||
Independent Auditors report regarding the FYE 31 DEC 2009 | ||||||||
2 | Approve to decide on the allocation of the net profits from the FY | Management | For | For | None | |||
3 | Re-election of the Members of the Board of Directors | Management | For | For | None | |||
4 | Approve to set the total annual remuneration for the Members of | Management | For | For | None | |||
the Directors | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 161000 | 0 | 20-Apr-2010 | 29-Apr-2010 |
Page 146 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO | ||||||||
Security | P73376108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BROHLBACNOR6 | Agenda | 702368653 - Management | |||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | B0DK255 - B3KH3D5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1 | Approve the Board of Directors annual report, accounts of the | Management | For | For | None | |||
Directors and the financial statements relating to the FYE on 31 | ||||||||
DEC 2009 | ||||||||
2 | Approve to decide regarding the allocation of the net profit from | Management | For | For | None | |||
the FYE on 31 DEC 2009, as well as regarding the distribution of | ||||||||
dividends in the amount of BRL 41,865,806.44 | ||||||||
3 | Election of Member of the Board of Directors and the Members of | Management | For | For | None | |||
the Finance Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 7600 | 0 | 21-Apr-2010 | 29-Apr-2010 |
Page 147 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
NET SERVICOS DE COMUNICACAO S A | ||||||||
Security | P7161A100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRNETCACNPR3 | Agenda | 702370292 - Management | |||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 23-Apr-2010 | |||||
SEDOL(s) | 2606183 - 2960210 - 4078661 - 4084743 - | Quick Code | ||||||
7389199 - B06V954 - B06YSH8 - B19CP20 - | ||||||||
B19VS39 - B19YGK1 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 3 AND 4 ONLY.-THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | To take knowledge of the Directors accounts and the Company's | Non-Voting | None | |||||
consolidated-financial statements for the FYE 31 DEC 2009 | ||||||||
2 | To Destination of the YE results of 2009 and the distribution of | Non-Voting | None | |||||
dividends | ||||||||
3 | Election of the Members of the Board of Directors and set their | Management | For | For | None | |||
remuneration | ||||||||
4 | Election of the Members of the finance committee and set their | Management | For | For | None | |||
remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 6400 | 0 | 22-Apr-2010 | 23-Apr-2010 | |||
522021 | 55P | 74000 | 0 | 22-Apr-2010 | 29-Apr-2010 |
Page 148 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
LLX LOGISTICA S A | |||||||
Security | P6398Y105 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||||
ISIN | BRLLXLACNOR8 | Agenda | 702370420 - Management | ||||
City | RIO DE JANEIRO | Holding Recon Date | 28-Apr-2010 | ||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | ||||
SEDOL(s) | B3BXMS0 - B3CLRL1 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||||
1 | Amend the Article 5 of the corporate By-Laws of the Company in Management | For | For | None | |||
such a way as to reflect the increase of the share capital, within | |||||||
the Authorized limit established by Article 6 of the corporate By- | |||||||
Laws, approved by the Board of Directors of the Company | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 161000 | 0 | 22-Apr-2010 | 29-Apr-2010 |
Page 149 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
AES TIETE SA | ||||||||
Security | P4991B101 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 30-Apr-2010 | ||||||
ISIN | BRGETIACNPR4 | Agenda | 702370622 - Management | |||||
City | SAO PAULO | Holding Recon Date | 28-Apr-2010 | |||||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | |||||
SEDOL(s) | 2441038 - B3NYBN9 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM IV ONLY. THANK-YOU. | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
I | To take knowledge of the Directors accounts, to examine, discuss | Non-Voting | None | |||||
and approve-the Company's consolidated financial statements for | ||||||||
the FYE 31 DEC 2009 | ||||||||
II | To approve the distribution of net profits from the 2009 FY | Non-Voting | None | |||||
III | To elect 1 Member of the Board of Directors and their respective | Non-Voting | None | |||||
Member | ||||||||
IV | Election of the Members of the Finance Committee | Management | For | For | None | |||
V | To set the total annual remuneration for the Members of the Board | Non-Voting | None | |||||
of-Directors elected, and for the Finance Committee | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 75100 | 0 | 22-Apr-2010 | 29-Apr-2010 |
Page 150 of 350 | 05-Aug-2010 |
Vote Summary | |||||
LUPATECH SA, CAXIAS DO SUL | |||||
Security | P64028130 | Meeting Type | ExtraOrdinary General Meeting | ||
Ticker Symbol | Meeting Date | 30-Apr-2010 | |||
ISIN | BRLUPAACNOR8 | Agenda | 702389188 - Management | ||
City | CAXIAS DO SUL | Holding Recon Date | 28-Apr-2010 | ||
Country | Brazil | Vote Deadline Date | 22-Apr-2010 | ||
SEDOL(s) | B14TFV5 - B2R03N0 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||
CLIENT SERVICE REPRESENTATIVE | |||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | |||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | |||||
ABSTAIN ARE A-LLOWED. THANK YOU | |||||
A. | Approve the reference to the Company branches in the Corporate | Management | For | For | None |
Bylaws | |||||
B. | Approve the broadening of the Corporate purpose of the | Management | For | For | None |
company, in order to precisely and completely describe the area | |||||
of business activity conducted by Lupatech | |||||
C. | Approve the adaptation of the share capital and of the quantity of | Management | For | For | None |
shares of the Company due to the cancellation of 6,113 shares in | |||||
treasury | |||||
D. | Approve to change of the deadline in advance of a general | Management | For | For | None |
meeting for presentation of the documentation by the | |||||
shareholders to 1 hour before the meeting, respecting the rules of | |||||
the online meeting system, in which the Company is a participant | |||||
E. | Approve to reduce the term in office of the Board of Directors and | Management | For | For | None |
of the Executive Committee to 1 year, with the consequent | |||||
amendment of Article 16 of the Corporate Bylaws, for the purpose | |||||
of adapting it to the practice of the Company | |||||
F. | Approve the prohibition against making loans to related parties, | Management | For | For | None |
except to Companies controlled by the Company | |||||
G. | Approve the reformulation of Paragraph 11 of Article 52 of the | Management | For | For | None |
Corporate by Laws of the Company, which covers the poison pill, | |||||
excluding the obligation for a public tender offer when 20% of the | |||||
share capital is reached through conversion of debentures | |||||
H. | Ratify all the acts done by the management of the Company for | Management | For | For | None |
the assumption of the obligations arising from the transaction for | |||||
the private issuance of debentures convertible into Company | |||||
shares | |||||
I. | Approve the annual, aggregate remuneration of the Managers of | Management | For | For | None |
the Company for the 2010 FY | |||||
J. | Approve the establishment of a joint venture between the | Management | For | For | None |
Company and the Company Penta oilfields services, inc | |||||
K. | Approve the establishment of any other Company belonging to its | Management | For | For | None |
economic group, to be governed in accordance with the laws of | |||||
the Netherlands |
Page 151 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
L. | Approve the acquisition, in accordance with the terms of Article | Management | For | For | None | ||
256 of Law number 6404 of 15 DEC 1976, as amended, the | |||||||
Corporations Law, through the Company that is the object of the | |||||||
joint venture or any other Company belonging to its economic | |||||||
group, for the amount of approximately USD 16 million, or | |||||||
approximately BRL 28,800,000, including assumption of debt, of | |||||||
hydrocarbon services Sociedad Por Acciones Simplificada, HS, a | |||||||
Company established in accordance with the laws of the republic | |||||||
of Colombia | |||||||
M. | Ratify the approval of the specialized Company responsible for the | Management | For | For | None | ||
valuation of HS | |||||||
N. | Approve the consolidation of the Corporate Bylaws of the | Management | For | For | None | ||
Company to reflect the changes contained in items a, b, c, d, e, f , | |||||||
and g above | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 9400 | 0 | 27-Apr-2010 | 29-Apr-2010 |
Page 152 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
ANGLOGOLD ASHANTI LTD | ||||||
Security | S04255196 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 07-May-2010 | ||||
ISIN | ZAE000043485 | Agenda | 702362942 - Management | |||
City | JOHANESBURG | Holding Recon Date | 06-May-2010 | |||
Country | South Africa | Vote Deadline Date | 30-Apr-2010 | |||
SEDOL(s) | 3236330 - 6565655 - 7527609 - 7529694 - | Quick Code | ||||
B010RD0 - B03NMS7 - B0CRJ67 - B0H71H7 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
O.1 | Receive and adopt the consolidated audited annual financial | Management | For | For | None | |
statements of the Company and its subsidiaries, together with the | ||||||
Auditors and the Directors reports for the YE 31 DEC 2009 | ||||||
O.2 | Appointment of Ernst and Young Inc, as the Auditors of the | Management | For | For | None | |
Company from the | ||||||
O.3 | Re-election of Mr. FB Arisman as a Director of the Company, who | Management | For | For | None | |
retires in terms of the Articles of Association of the Company until | ||||||
the conclusion of the next AGM of the Company | ||||||
O.4 | Re-election of Prof LW Nkuhlu as a Director of the Company, who | Management | For | For | None | |
retires in terms of Article 92 of the Articles of Association of the | ||||||
Company | ||||||
O.5 | Appointment of Mr. FB Arisman as a Member of the Audit and | Management | For | For | None | |
Corporate | ||||||
O.6 | Appointment of Prof LW Nkuhlu as a Member of the Audit and | Management | For | For | None | |
Corporate | ||||||
O.7 | Amend that subject to the provisions of the Companies Act, 1973, | Management | For | For | None | |
the Companies Act, 2008 and the listing requirements of the JSE | ||||||
Limited, from time to time, authorize the Directors to allot and | ||||||
issue, for such purposes and on such terms as they may, in their | ||||||
discretion, determine, ordinary shares of ZAR 0.25 each in the | ||||||
authorized but unissued share capital of the Company, up to a | ||||||
maximum of 5% of the number of ordinary shares of ZAR 0.25 | ||||||
each in issue from time to time | ||||||
O.8 | Authorize the Directors of the Company, in accordance with the | Management | For | For | None | |
listing requirements of the JSE Limited JSE Listing Requirements | ||||||
to allot and issue for cash, on such terms and conditions as they | ||||||
may deem fit, all or any of the ordinary shares of ZAR 0.25 each | ||||||
Ordinary Shares in the authorized but unissued share capital of | ||||||
the Company which they shall have to allot and issue in terms of | ||||||
ordinary resolution number 7, subject to the following conditions: | ||||||
this authority shall be limited to a maximum number of 5% of the | ||||||
number of ordinary shares in the issued share capital of the | ||||||
Company from time to time; this authority shall only be valid until | ||||||
the next AGM of the Company but shall not extend beyond 15 | ||||||
months; a paid press announcement giving full details, including | ||||||
the impact on net asset value and CONTD. |
Page 153 of 350 | 05-Aug-2010 |
Vote Summary | |||||
- | CONTD. earnings per share of the Company, shall be published | Non-Voting | None | ||
after any issue-representing, on a cumulative basis with in 1 FY, | |||||
5% of the number of-ordinary shares per issue prior to the issue | |||||
concerned; in determining the-price at which an issued of ordinary | |||||
shares for cash will be made in terms of-this authority, the | |||||
maximum discount permitted shall be 10% of the weighted- | |||||
average traded price of the ordinary shares on the JSE Limited | |||||
adjusted for-any dividend declared but not yet paid or for any | |||||
capitalization award made-to shareholders , over than 30 business | |||||
days prior to the date that the price-of the issue is determined or | |||||
agreed by the Directors of the Company; and any-issues of | |||||
ordinary shares under this authority shall be made only to a | |||||
public-shareholder as defined in the JSE Listing Requirements | |||||
O.9 | Authorize the Directors of the Company, subject to the provisions | Management | For | For | None |
of the Companies Act, 1973, as the Companies Act, 2008 and the | |||||
listing requirements of the JSE Limited, from time to time, as a | |||||
general authority and approval: to issue, upon such terms and | |||||
conditions as the Directors, in their discretion may deem fit, such | |||||
number of convertible bonds which may be converted into a | |||||
maximum, in the aggregate, of 5% of the ordinary shares of ZAR | |||||
0.25 each in the issued share capital of CONTD. | |||||
- | CONTD. the Company from time to time; or authorize to procure | Non-Voting | None | ||
the issue by a-wholly-owned subsidiary of the Company, upon | |||||
such terms and conditions as the-Directors, in their discretion may | |||||
deem fit, such number of convertible-bonds, guaranteed by the | |||||
Company and which may be converted into a maximum,-in the | |||||
aggregate, of 5% of the ordinary shares of ZAR 0.25 each in the | |||||
issued-share capital of the Company from time to time | |||||
O.10 | Approve the Article 73 of the Company's Article of Association, the | Management | For | For | None |
remuneration, payable quarterly in arrear, to the Non-Executive | |||||
Directors of the Company, be increased with the effect from 01 | |||||
JUN 2010 on the basis as specified | |||||
O.11 | Approve the remuneration, payable quarterly in arrear, to the Non- | Management | For | For | None |
Executive Directors of the Company for serving on Committees of | |||||
the Board, be increased with the effect from 01 JUN 2010 on the | |||||
basis as specified | |||||
O.12 | Amend the AngloGold Limited Share Incentive Scheme, as | Management | For | For | None |
reflected in the conformed copy thereof tabled at the AGM and | |||||
initialled by the Chairman of such meeting for the purposes of | |||||
identification, be approved | |||||
O.13 | Amend the AngloGold Ashanti Limited Long Term Incentive Par | Management | For | For | None |
2005, as reflected in the conformed copy thereof tabled at the | |||||
AGM and initialed by the Chairman of such meeting for the | |||||
purposes of identification, be approved | |||||
O.14 | Amend the AngloGold Ashanti Limited Bonus Share Plan 2005, as | Management | For | For | None |
reflected in the conformed copy thereof tabled at the AGM and | |||||
initialed by the Chairman of such meeting for the purposes of | |||||
identification, be and they are hereby approved | |||||
O.15 | Authorize the subject to the provisions of the Companies Act, | Management | For | For | None |
1973, as amended, the Companies Act, 2008 and the listing | |||||
requirements of the JSE Limited, from time to time, 17,000,000 | |||||
ordinary shares of ZAR 0.25 each in the authorized but unissued | |||||
share capital of the Company be and they are placed under the | |||||
control of the Directors as a specific authority and instruction to | |||||
issue such shares in accordance with the provisions of any | |||||
incentive schemes adopted by the Company from time to time, | |||||
including but not limited to, the AngloGold Ashanti Share CONTD. |
Page 154 of 350 | 05-Aug-2010 |
Vote Summary | |||||
- | CONTD. Incentive Scheme, AngloGold Ashanti Limited Long | Non-Voting | None | ||
Term Incentive Plan-2005, and the AngloGold Ashanti Limited | |||||
Bonus Share Plan 2005, such specific-and authority and | |||||
instruction superseding any prior specific authorities and- | |||||
instructions granted to the Directors of the Company to issue | |||||
shares for the-purposes of any incentive schemes adopted by the | |||||
Company | |||||
O.16 | Approve the remuneration policy of the Company as set out below | Management | For | For | None |
as a non-binding advisory vote of shareholders of the Company in | |||||
terms of the King report on Corporate Governance for South | |||||
Africa 2009: the remuneration committee sets and monitors | |||||
executive remuneration for the Company; in line with the | |||||
executive remuneration policy; this policy has as its objectives to: | |||||
attract, award and retain executives of the highest caliber; align | |||||
the behaviour and performance of executives with the company's | |||||
strategic goals, in the overall interests of shareholders; ensure the | |||||
appropriate balance between short, medium, and long-term | |||||
rewards and incentives, with the latter being closely linked to | |||||
structured Company performance targets and strategic objectives | |||||
that are in place from time to time; and ensure that regional | |||||
CONTD. | |||||
- | Management is competitively rewarded within a global | Non-Voting | None | ||
remuneration policy,-which recognizes both local and global | |||||
market place; the Company aims to be-the leading gold mining | |||||
Company in the medium term and the leading mining-Company in | |||||
the long-term; in order to achieve this, the Company must be in a- | |||||
position to attract the best talent available in the industry and its- | |||||
remuneration packages must therefore be comparable to those of | |||||
the leading-mining Companies globally; the remuneration policy is | |||||
devised to support this-business strategy; in particular the | |||||
remuneration committee is responsible-for: the remuneration | |||||
packages for Executive Directors and other Members of-the | |||||
Executive Committee of the Company including, but not limited to, | |||||
basic-salary, performance based long-term and short-term | |||||
CONTD. | |||||
- | CONTD. incentives, pensions, and other benefits; and the design | Non-Voting | None | ||
and operation-of the Company's executive share option and other | |||||
incentive schemes; the-following principles are applied to give | |||||
effect to the remuneration policy-and to determine executive | |||||
remuneration: to attract, reward and retain-executives of the | |||||
highest calibre, executive remuneration is benchmarked-against a | |||||
comparator group of global and selected South African mining | |||||
and-multi-national Companies; the most recent benchmarking | |||||
exercise conducted by-independent consultants indicates that the | |||||
total remuneration of the-executive Directors is close to the | |||||
median of the comparator group, but the-remuneration of the | |||||
Executive Vice Presidents EVPs lags that of peer group,-specific | |||||
cash-based retention plans settled after a three year CONTD. | |||||
- | CONTD. period have been put in place to address this issue; | Non-Voting | None | ||
however, a-systemic adjustment of the remuneration levels for | |||||
executives and senior-management is required to ensure that the | |||||
Company's remuneration levels are-consistent with global pay | |||||
levels, and that the Company can complete-effectively in the | |||||
global market; to ensure the appropriate balance between-short, | |||||
medium, and long-term incentives, annual remuneration is a |
Page 155 of 350 | 05-Aug-2010 |
Vote Summary | |||||
combination-of base pay and short and long-term incentives, with | |||||
salary comprising about-35%-45% of annual remuneration if the | |||||
AngloGold Ashanti Limited Bonus Share-Plan 2005 BSP and the | |||||
AngloGold Ashanti Limited Long Term Incentive Plan-2005, LTIP | |||||
targets are achieved; to align the behaviour and performance of- | |||||
executives with the Company's strategic goals, all incentive plans | |||||
align-performance CONTD. | |||||
- | CONTD. targets with the shareholders interests; the quantum of | Non-Voting | None | ||
the short-term-incentive and the related BSP shares are | |||||
determined with respect to current-performance, while the vesting | |||||
of the LTIP award is determined with respect-to Company | |||||
performance over the 3 years following the date of grant; during- | |||||
2009, the key remuneration decisions taken were as follows: in | |||||
2009 the Chief-Executive Officers initial 2 years contract was | |||||
replaced by a contract with a-12 month notice period and his | |||||
remuneration package was restructured in-accordance with | |||||
conditions of employment for permanent employees; the chief- | |||||
financial officers offshore payment was increased to cater for tax | |||||
payable on-this amount from 1 APR 2009;as a result of | |||||
benchmarking exercise mentioned-above, adjustments in excess | |||||
of the South CONTD. | |||||
- | CONTD. African inflationary increases were made to close the | Non-Voting | None | ||
gap between the-EVP basic salaries and the comparator group | |||||
median; the outcome of this-review, as it effects EVP basic | |||||
salaries, is explained in the Annual-Financial Statements 2009, a | |||||
copy of which is available on the company's-website on | |||||
www.anglogoldashanti.Com | |||||
S.17 | Approve the acquisition in terms of the Companies Act, 1973, as | Management | For | For | None |
amended, Existing Companies Act , the Companies Act 2008 | |||||
New Companies and the listings requirements of the JSE limited | |||||
by the Company of ordinary shares issued by the Company, and | |||||
the acquisition in terms of the Companies Act, the new | |||||
Companies Act and the listings requirements of the JSE limited, | |||||
by any of the Company's subsidiaries, from time to time, of | |||||
ordinary shares issued by the Company, is hereby approved as a | |||||
general approval provided that: any such acquisition of shares | |||||
shall be through the order book operated by the JSE Limited | |||||
Trading system and done without any prior understanding or | |||||
arrangement between the Company and the Counter party; and/or | |||||
on the open market of any other stock exchange on which the | |||||
shares are listed or may be listed CONTD. | |||||
- | CONTD. and on which the Company may, subject to the approval | Non-Voting | None | ||
of the JSE-Limited and any other stock exchange as necessary, | |||||
wish to effect such-acquisitions of shares; this approval shall be | |||||
valid only until the next AGM-of the Company, or for 15 months | |||||
from the date of this resolution, whichever-period is shorter; an | |||||
announcement containing details of such acquisitions-will be | |||||
published as soon as the Company, or the subsidiaries | |||||
collectively,-shall have acquired ordinary shares issued by the | |||||
Company consisting on a-cumulative basis not less than 3% of the | |||||
number of ordinary shares in the-Company in issue as at the date | |||||
of this approval; and an announcement-containing details of such | |||||
acquisitions will be published in respect of each-subsequent | |||||
acquisition by either the CONTD. |
Page 156 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
- | CONTD. Company or by the subsidiaries collectively, as the case | Non-Voting | None | ||||
may be, of-ordinary shares issued by the Company, constituting, | |||||||
on a cumulative basis,-not less than 3% of the number of ordinary | |||||||
shares in the Company in issue as-at the date of this approval; the | |||||||
Company, and its subsidiaries collectively,-shall not in any FY be | |||||||
entitled to acquire ordinary shares issued by the-Company, | |||||||
constituting, on a cumulative basis, more than 5% of the number | |||||||
of-ordinary shares in the Company in issue as at the date of this | |||||||
approval;-shares issued by the Company may not be acquired at | |||||||
a price greater than 10%-above the weighted average market | |||||||
price of the Company's shares for the 5-business days | |||||||
immediately preceding the date of the acquisition | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 9865 | 0 | 20-Apr-2010 | 30-Apr-2010 | ||
212248 | 55P | 33389 | 0 | 20-Apr-2010 | 30-Apr-2010 |
Page 157 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | |||||
CIMB GROUP HOLDINGS BHD | |||||
Security | Y1636J101 | Meeting Type | ExtraOrdinary General Meeting | ||
Ticker Symbol | Meeting Date | 07-May-2010 | |||
ISIN | MYL1023OO000 | Agenda | 702370696 - Management | ||
City | KUALA LAMPUR | Holding Recon Date | 05-May-2010 | ||
Country | Malaysia | Vote Deadline Date | 30-Apr-2010 | ||
SEDOL(s) | 6075745 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
1 | Authorize the Directors of the Company and the Company, subject | Management | For | For | None |
to the passing of this Resolution 2 and subject to the approvals | |||||
being obtained from the relevant regulatory authorities, for the | |||||
proposed SET Listing and all matters relating thereto as set out in | |||||
the circular dated 14 APR 2010 issued by the Company to its | |||||
shareholders; on such terms as the Company and the Directors | |||||
shall determine, to allot issue: i) up to 50 million new CIMB shares | |||||
in the event that the proposed bonus issue [as defined below] is | |||||
completed after the launch of the initial public offering [IPO] | |||||
[Scenario A]; or ii) up to 100 million new CIMB shares in the event | |||||
that the proposed bonus issue [as defined below] is completed | |||||
before the launch of the IPO [Scenario B], [collectively referred to | |||||
as the IPO Shares], pursuant to the proposed SET listing, at such | |||||
issue price[s] to be determined at the Directors discretion and | |||||
announced later; to allot and issue up to 250,000 IPO Shares | |||||
under scenario A or up to 500,000 IPO Shares under scenario B, | |||||
to eligible employees of the CIMB Thai Bank Public Company | |||||
Limited [formerly known as Bank Thai Public Company Limited] | |||||
and it subsidiaries at an issue price to be determined at the | |||||
Directors discretion and announced at a later date; such issue | |||||
price shall be at a discount [to be determined by the Directors at | |||||
their discretion] to the price of the IPO shares offered to | |||||
institutional and/or retail investors during the IPO, but shall in no | |||||
event be lower than the par value of CIMB shares of RM 1.00 | |||||
each; such IPO shares to be issued pursuant to the proposed SET | |||||
listing shall, upon allotment and issue, rank equally in all respects | |||||
with the existing CIMB shares, except for any dividends, rights, | |||||
benefits, entitlements and/or other distributions, the entitlement | |||||
date of which precedes the date of allotment and issue of such | |||||
IPO shares pursuant to the proposed SET listing; to sign and | |||||
execute all documents, do all things and acts as may be required | |||||
to give effect to the aforesaid proposed SET listing, to sign and | |||||
execute all documents, do all things and acts as may be required | |||||
to give effect to the aforesaid proposed SET Listing with full | |||||
powers to assent to any conditions variations, modifications and/or | |||||
amendments in any manner as may be required by any relevant | |||||
regulatory authorities and to deal with all matters relating thereto | |||||
and to take all such steps and do all acts and things in any | |||||
manner as they deem necessary or expedient to implement, | |||||
finalize and give full effect to the proposed SET listing |
Page 158 of 350 | 05-Aug-2010 |
Vote Summary | |||||
2 | Approve, subject to the passing of Ordinary Resolution 3 and | Management | For | For | None |
Special Resolution 1, to increase the issued and paid-up share | |||||
capital of the Company by way of bonus issue of up to | |||||
3,582,387,823 new CIMB shares by capitalizing a sum of up to | |||||
MYR 3,582,387,823 from the share premium account of the | |||||
Company and that the same be applied in making payment in full | |||||
at par for up to 3,582,387,823 bonus shares in the share capital of | |||||
the Company; such bonus shares be allotted, distributed and | |||||
credited as fully paid-up to the registered holders of the Company | |||||
whose names appear in the record of depositors of the Company | |||||
on the entitlement date, on the basis of one bonus share for every | |||||
one existing CIMB share held by such shareholders; such bonus | |||||
shares to be issued pursuant to the proposed bonus issue shall, | |||||
upon allotment and issue, rank equally in all respects with the | |||||
existing CIMB shares, except for any dividends, rights, benefits, | |||||
entitlements and/or other distributions, the entitlement date of | |||||
which precedes the date of allotment and issue of such bonus | |||||
shares under the proposed bonus issue; authorize the Directors | |||||
of the Company to sign all documents, do all things and acts as | |||||
may be required to give effect to the aforesaid proposed bonus | |||||
issue with full powers to assent to any conditions variations, | |||||
modifications and/or amendments in any manner as may be | |||||
requires by any relevant regulatory authorities and to deal with all | |||||
matters relating thereto and to take all such steps and do all acts | |||||
and things in any manner as they deem necessary or expedient to | |||||
implement, finalize and give full effect to the proposed bonus | |||||
issue | |||||
3 | Approve, subject to the passing of Ordinary Resolution 2 and | Management | For | For | None |
Special Resolution 1, to increase the authorized share capital of | |||||
the Company from MYR 5,000,000,000 comprising 5,000,000,000 | |||||
CIMB shares to MYR 10,000,000,000 comprising 10,000,000,000 | |||||
CIMB shares by the creation of an additional 5,000,000,000 new | |||||
CIMB shares; authorize the Directors of the Company to sign | |||||
execute all documents, do all things and acts as may be required | |||||
to give effect to the aforesaid proposed increase in Authorized | |||||
Share Capital with full powers to assent to any conditions | |||||
variations, modifications and/or amendments in any manner as | |||||
may be required by any relevant regulatory authorities and to deal | |||||
with all matters relating thereto and to take all such steps and do | |||||
all acts and things in any manner as they deem necessary or | |||||
expedient to implement, finalize and give full effect to the | |||||
proposed increase in authorized Share Capital | |||||
S.1 | Amend, subject to passing of Ordinary Resolution 2 and Ordinary | Management | For | For | None |
Resolution 3, Article V of the Memorandum of Association of the | |||||
Company as specified: the present authorized share capital of the | |||||
Company is MYR 10,000,000,000 divided into 10,000,000,000 | |||||
shares of MYR 1 each with power to increase or reduce the | |||||
capital to consolidate or subdivide the shares into shares of larger | |||||
or smaller amounts, and to issue all or any part of the authorized | |||||
or any additional capital as fully paid or partly paid shares, and | |||||
with any special preferential rights or privileges or subject to any | |||||
special terms or conditions, and either with or without special | |||||
designation, and also from time to time vary, alter, modify, | |||||
abrogate or deal with any such rights, privileges, terms, conditions | |||||
or designations as may be permitted by the Companies Act, 1985 | |||||
[or any statutory modification or re-enactment thereof for the time | |||||
being in force] or provided by the Articles of Association of the | |||||
Company for the time being; authorize the Directors of the | |||||
Company and the Secretary to sign and execute all documents, | |||||
do all things and acts as may be required to give effect to the | |||||
aforesaid proposed Amendments to the Memorandum with full |
Page 159 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
powers to assent to any conditions variations, modifications and/or | |||||||
amendments in any manner as may be required by any relevant | |||||||
regulatory authorities and to deal with all matters relating thereto | |||||||
and to take all such steps and do all acts and things in any | |||||||
manner as they deem necessary or expedient to implement, | |||||||
finalize and give full effect to the proposed Amendments to the | |||||||
Memorandum | |||||||
S.2 | Approve, subject to passing of Ordinary Resolution 1, for the | Management | For | For | None | ||
proposed Amendments to the Articles in the manner as specified | |||||||
in Appendix 1 attached to the circular dated 14 APR 2010 issued | |||||||
by the Company to its shareholders; authorize the Directors of the | |||||||
Company and the Company Secretary to sign and execute all | |||||||
documents, do all things and acts as may be required to give | |||||||
effect to the aforesaid proposed Amendments to the Articles with | |||||||
full powers to assent to any conditions variations, modifications | |||||||
and/or amendments in any manner as may be required by any | |||||||
relevant regulatory authorities and to deal with all matters relating | |||||||
thereto and to take all such steps and do all acts and things in any | |||||||
manner as they deem necessary or expedient to implement, | |||||||
finalize and give full effect to the proposed Amendments to the | |||||||
Articles | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 73800 | 0 | 22-Apr-2010 | 30-Apr-2010 |
Page 160 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
CIMB GROUP HOLDINGS BHD | ||||||
Security | Y1636J101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 07-May-2010 | ||||
ISIN | MYL1023OO000 | Agenda | 702372676 - Management | |||
City | KUALA LAMPUR | Holding Recon Date | 05-May-2010 | |||
Country | Malaysia | Vote Deadline Date | 29-Apr-2010 | |||
SEDOL(s) | 6075745 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Receive the audited financial statements for the FYE 31 DEC | Management | For | For | None | |
2009 and reports of the Directors and the Auditors thereon | ||||||
2 | Re-election of Datuk Dr. Syed Muhamad Syed Abdul Kadir as a | Management | For | For | None | |
Director, who retires pursuant to Article 76 of the Company's | ||||||
Articles of Association | ||||||
3 | Re-election of Dato' Robert Cheim Dau Meng as a Director, who | Management | For | For | None | |
retires pursuant to Article 76 of the Company's Articles of | ||||||
Association | ||||||
4 | Re-election of Mr. Cezar Peralta Consing as a Director, who | Management | For | For | None | |
retires pursuant to Article 76 of the Company's Articles of | ||||||
Association | ||||||
5 | Re-election of Mr. Glenn Muhammad Surya Yusuf as a Director, | Management | For | For | None | |
who retires pursuant to Article 83 of the Company's Articles of | ||||||
Association | ||||||
6 | Re-election of Mrs. Watanan Petersik as a Director, who retires | Management | For | For | None | |
pursuant to Article 83 of the Company's Articles of Association | ||||||
7 | Re-appointment of Tan Sri Dato' Seri Haidar Mohammed Nor as a | Management | For | For | None | |
Director of the Company, pursuant to Section 129(6) of the | ||||||
Companies Act, 1965 to hold the office until the next AGM | ||||||
8 | Approve the payment of Directors' fees amounting to MYR 90,000 | Management | For | For | None | |
per Director in respect of the FYE 31 DEC 2009 | ||||||
9 | Re-appointment of Messrs. PricewaterhouseCoopers as the | Management | For | For | None | |
Auditors of the Company for the FY ending 31 DEC 2010 and | ||||||
authorize the Board of Directors to fix their remuneration | ||||||
10 | Authorize the Directors, pursuant to Section 132D of the | Management | For | For | None | |
Companies Act, 1965, to issue shares in the Company, provided | ||||||
that the aggregate number of shares to be issued does not | ||||||
exceed 10% of the issued share capital of the Company and for | ||||||
such purposes the Directors may in their absolute discretion deem | ||||||
fit, subject always to the approval of all the relevant governmental | ||||||
and/or regulatory authorities; Authority expires at the conclusion | ||||||
of the next AGM | ||||||
11 | Authorize the Company, subject to the Companies Act, 1956, the | Management | For | For | None | |
Company's Memorandum and Articles of Association and the | ||||||
requirements of the Bursa Malaysia Securities Berhad Bursa | ||||||
Securities and approvals of all the relevant governmental and/or | ||||||
regulatory authorities, to purchase such number of ordinary | ||||||
shares of MYR 1.00 each in the Company Proposed Shares Buy- | ||||||
Back as may be determined by the Board of Directors of the | ||||||
Company for time to time through Bursa Securities upon such | ||||||
terms and conditions as the Board of Directors may deem fit and | ||||||
expedient in the interest of the Company provided that the | ||||||
aggregate number of ordinary shares purchased and/or held | ||||||
pursuant to this resolution does not exceed 10% CONTD |
Page 161 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD of the total issued and paid-up share capital of the | Non-Voting | None | ||||
Company at any-point in time and an amount not exceeding the | |||||||
total retained profits of-approximately MYR 1,996 million and/or | |||||||
share premium account of approximately-MYR 5,587 million of the | |||||||
Company based on the audited financial statements-for the FYE | |||||||
31 DEC 2009 be allocated by the Company for the proposed | |||||||
shares-Buy-Back and that the ordinary shares of the Company to | |||||||
be purchased are-proposed to be cancelled and/or retained as | |||||||
treasury shares and either-subsequently be cancelled distributed | |||||||
as dividends or re-sold on Bursa-Securities; CONTD | |||||||
CONT | CONTD authorize the Board of Directors of the Company to do all | Non-Voting | None | ||||
acts and-things to give effect to the Proposed Shares Buy-Back; | |||||||
Authority expires the-earlier of the conclusion of the next AGM of | |||||||
CIMB in 2011 at which time such-authority shall lapse unless by | |||||||
ordinary resolution passed at that meeting,-the authority is | |||||||
renewed either unconditionally or subject to conditions or-the | |||||||
period within which the next AGM after that date is required by law | |||||||
to be-held | |||||||
0 | Transact any other business | Non-Voting | None | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 73800 | 0 | 26-Apr-2010 | 30-Apr-2010 |
Page 162 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
ARCELORMITTAL SOUTH AFRICA | ||||||||
Security | S05944111 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 11-May-2010 | ||||||
ISIN | ZAE000134961 | Agenda | 702319319 - Management | |||||
City | SANDTON | Holding Recon Date | 10-May-2010 | |||||
Country | South Africa | Vote Deadline Date | 04-May-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Adopt the annual financial statements | Management | For | For | None | |||
2.1 | Re-elect Ms. N.D. Orleyn as a Director | Management | For | For | None | |||
2.2 | Re-elect Mr. E.K. Diack as a Director | Management | For | For | None | |||
2.3 | Re-elect Mr. M.J.N. Njeke as a Director | Management | For | For | None | |||
2.4 | Re-elect Mr. D.K. Chugh as a Director | Management | For | For | None | |||
2.5 | Re-elect Mr. M. MacDonald as a Director | Management | For | For | None | |||
3 | Re-appoint Deloitte & Touche as the Independent Auditors of the | Management | For | For | None | |||
Company and Mr. RM Duffy as the Individual Designated Auditor | ||||||||
who will undertake the audit of the Company for the ensuing year | ||||||||
4 | Approve the Non Executive Directors fees | Management | For | For | None | |||
5 | Amend the Arcelor Mittal South Africa Management Share Trust | Management | For | For | None | |||
Deed | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||||
OF AUDITORS NAMES. IF YOU H-AVE ALREADY SENT IN | ||||||||
YOUR VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLESS YO-U DECIDE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 61538 | 0 | 01-Apr-2010 | 04-May-2010 |
Page 163 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
SOHO CHINA LTD | ||||||||
Security | G82600100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 11-May-2010 | ||||||
ISIN | KYG826001003 | Agenda | 702369908 - Management | |||||
City | HONG KONG | Holding Recon Date | 04-May-2010 | |||||
Country | Cayman Islands | Vote Deadline Date | 06-May-2010 | |||||
SEDOL(s) | B27WLD2 - B28C5L7 - B29Z7J7 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||||
THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100409/LTN2 | ||||||||
0100409737.pdf- | ||||||||
1 | Receive and adopt the audited consolidated financial statements | Management | For | For | None | |||
of the Company and the reports of the Directors and Auditors for | ||||||||
the YE 31 DEC 2009 | ||||||||
2 | Declare the final dividend for the YE 31 DEC 2009 | Management | For | For | None | |||
3 | Re-elect Mr. Pan Shiyi as a Director of the Company | Management | For | For | None | |||
4 | Re-elect Ms. Yan Yan as a Director of the Company | Management | For | For | None | |||
5 | Re-elect Dr. Ramin Khadem as a Director of the Company | Management | For | For | None | |||
6 | Authorize the Board of Directors to fix the remuneration of the | Management | For | For | None | |||
Directors | ||||||||
7 | Re-appoint KPMG as the Auditors and authorize the Board of | Management | For | For | None | |||
Directors to fix their remuneration | ||||||||
8.A | Authorize the Directors to allot, issue and deal with additional | Management | For | For | None | |||
shares not exceeding 20% of the issued share capital of the | ||||||||
Company | ||||||||
8.B | Authorize the Directors to repurchase shares not exceeding 10% | Management | For | For | None | |||
of the issued share capital of the Company | ||||||||
8.C | Approve to extend the authority given to the Directors pursuant to | Management | For | For | None | |||
Ordinary Resolution 8(A) to issue shares by adding to the issued | ||||||||
share capital of the Company the number of shares repurchased | ||||||||
under Ordinary Resolution 8(B) | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 339000 | 0 | 22-Apr-2010 | 06-May-2010 |
Page 164 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
MALAYAN BANKING BHD MAYBANK | ||||||||
Security | Y54671105 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 14-May-2010 | ||||||
ISIN | MYL1155OO000 | Agenda | 702404702 - Management | |||||
City | KUALA LUMPUR | Holding Recon Date | 12-May-2010 | |||||
Country | Malaysia | Vote Deadline Date | 07-May-2010 | |||||
SEDOL(s) | 5347218 - 6556325 - B02GT19 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Authorize the Company, subject to the relevant regulatory | Management | For | For | None | |||
approvals being obtained, including but not limited to the approval | ||||||||
of the Bank Negara Malaysia in relation to the Proposed Dividend | ||||||||
Reinvestment Plan, to: a) implement the Proposed Dividend | ||||||||
Reinvestment Plan; b) allot and issue such number of new | ||||||||
ordinary shares of MYR 1.00 each in Maybank (Maybank Shares) | ||||||||
for the Proposed Dividend Reinvestment Plan until the conclusion | ||||||||
of the next AGM, upon such terms and conditions and to or with | ||||||||
such persons as the Directors may, in their absolute discretion, | ||||||||
deem fit and in the interest of the Company; the said new | ||||||||
Maybank Shares shall, upon allotment and issue, rank pari passu | ||||||||
in all respects with the existing Maybank Shares CONTD. | ||||||||
CONTD | CONTD. in issue, save and except that they shall not be entitled | Non-Voting | None | |||||
to any-dividends, rights, allotments and/or other distributions, the | ||||||||
entitlement-date of which precedes the date of allotment of the | ||||||||
new Maybank Shares to be-issued pursuant to the Proposed | ||||||||
Dividend Reinvestment Plan; for the purpose-thereof, entitlement | ||||||||
date means the date as at the close of business on which- | ||||||||
shareholders of the Company must be registered in order to | ||||||||
participate in any-dividends, rights, allotments or other | ||||||||
distributions; authorize the Directors-and the Secretary of the | ||||||||
Company to do all such acts and enter into all such-transactions, | ||||||||
arrangements and documents as may be necessary or expedient | ||||||||
in-order to give full effect to the Proposed Dividend Reinvestment | ||||||||
Plan CONTD. | ||||||||
CONTD | CONTD. with full power to assent to any conditions, modifications, | Non-Voting | None | |||||
variations-and/or amendments (if any) as may be imposed or | ||||||||
agreed to by any relevant-authorities or consequent upon the | ||||||||
implementation of the said conditions,-modifications, variations | ||||||||
and/or amendments or at the discretion of the-Directors in the best | ||||||||
interest of the Company; and no information memorandum/- | ||||||||
modified prospectus (as the case may be) pertaining to the | ||||||||
Proposed Dividend-Reinvestment Plan shall be issued or sent to | ||||||||
the shareholders of the Company-having registered address | ||||||||
outside Malaysia or who have not provided an-address in | ||||||||
Malaysia at which such documents may be delivered to | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212247 | 55P | 91300 | 0 | 03-May-2010 | 07-May-2010 |
Page 165 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
CHINA PETROLEUM & CHEMICAL CORP SINOPEC | ||||||
Security | Y15010104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-May-2010 | ||||
ISIN | CNE1000002Q2 | Agenda | 702412963 - Management | |||
City | BEIJING | Holding Recon Date | 19-Apr-2010 | |||
Country | China | Vote Deadline Date | 12-May-2010 | |||
SEDOL(s) | 6291819 - 7027756 - B01XKR4 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THE SHAREHOLDERS ARE ALLOWED | Non-Voting | None | ||||
TO VOTE 'IN FAVOR' OR 'AGAINST'-FOR ALL RESOLUTIONS. | ||||||
THANKS YOU. | ||||||
1. | Receive the report of the Board of Directors of Sinopec | Management | For | For | None | |
Corporation for the Year 2009 | ||||||
2. | Receive the report of the Board of Supervisors of Sinopec | Management | For | For | None | |
Corporation for the Year 2009 | ||||||
3. | Approve the audited accounts and audited consolidated accounts | Management | For | For | None | |
of Sinopec Corporation for the YE 31 DEC 2009 | ||||||
4. | Approve the Plan for allocating any surplus common reserve | Management | For | For | None | |
funds at an amount of RMB 20 billion from the after-tax profits | ||||||
5. | Approve the Profit Distribution Plan for the YE 31 DEC 2009 | Management | For | For | None | |
6. | Authorize the Board of Directors of Sinopec Corporation [the | Management | For | For | None | |
''Board of Directors''] to determine the interim Profit Distribution | ||||||
Plan of Sinopec Corporation for 2009 | ||||||
7. | Re-appoint KPMG Huazhen and KPMG as the Domestic and | Management | For | For | None | |
Overseas Auditors of Sinopec Corporation for the year 2010, | ||||||
respectively, and authorize the Board of Directors to determine | ||||||
their remunerations | ||||||
8. | Approve the proposal in respect of the acquisition of certain equity | Management | For | For | None | |
interest and loans held by Sinopec International Petroleum | ||||||
Exploration and Production Corporation | ||||||
S.9 | Authorize the Board of Directors, pursuant to the relevant | Management | For | For | None | |
regulations, within the maximum balance of the issuable bonds, | ||||||
namely after issuance, the relevant accumulative debt financing | ||||||
instruments balance shall not exceed 40% of the latest total | ||||||
audited net assets of Sinopec Corporation, to determine issuance | ||||||
of debt financing instruments, including but not limited to short | ||||||
term financial instruments, mid-term financial notes and corporate | ||||||
bonds; to determine the terms and conditions and all other matters | ||||||
in relation to the issuance of such debt financing instrument[s] | ||||||
based on the needs of Sinopec Corporation and the market | ||||||
conditions, including without limitation to the determination of the | ||||||
actual value, interest rate, term, targeted group and use of | ||||||
proceeds of the bond[s] subject to the aforementioned limits, as | ||||||
well as to the production, execution and disclosure of all | ||||||
necessary documents thereof [Authority expires at the completion | ||||||
of next AGM of Sinopec Corporation] | ||||||
S10.A | Approve type of securities to be issued | Management | For | For | None | |
S10.B | Approve an issuance size | Management | For | For | None | |
S10.C | Approve nominal value and issue price | Management | For | For | None | |
S10.D | Approve the term | Management | For | For | None |
Page 166 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S10.E | Approve the interest rate | Management | For | For | None |
S10.F | Approve the method and timing of interest payment | Management | For | For | None |
S10.G | Approve the conversion period | Management | For | For | None |
S10.H | Approve the determination and adjustment of conversion price | Management | For | For | None |
S10.I | Approve the downward adjustment to conversion price | Management | For | For | None |
S10.J | Approve the conversion method of fractional share | Management | For | For | None |
S10.K | Approve the terms of redemption | Management | For | For | None |
S10.L | Approve the terms of sale back | Management | For | For | None |
S10.M | Approve the dividend rights of the year of conversion | Management | For | For | None |
S10.N | Approve the method of issuance and target subscribers | Management | For | For | None |
S10.O | Approve the subscription arrangement for existing shareholders | Management | For | For | None |
S10.P | Approve the CB Holders and bondholder meetings | Management | For | For | None |
S10.Q | Approve the use of proceeds from the issuance of the Convertible | Management | For | For | None |
Bonds | |||||
S10.R | Approve the guarantee | Management | For | For | None |
S10.S | Approve the validity period of the resolutions in relation to the | Management | For | For | None |
issuance of the convertible bonds | |||||
S10.T | Approve the matters relating to authorization in relation to the | Management | For | For | None |
issuance of the convertible bonds | |||||
S10.U | Approve the Feasibility Analysis Report on the use of proceeds | Management | For | For | None |
from the issuance of the convertible bonds | |||||
S10.V | Receive the report on the use of proceeds from last issuance of | Management | For | For | None |
securities | |||||
S.11 | Authorize the Board of Directors of Sinopec Corporation a general | Management | For | For | None |
mandate to issue new shares: in order to grant discretion to the | |||||
Board of Directors on the flexibility of issuance of new shares, to | |||||
allot issue and deal with shares not exceeding 20% of the existing | |||||
domestic listed shares and overseas listed foreign shares of | |||||
Sinopec Corporation however, notwithstanding the obtaining of | |||||
the general mandate, any issue of domestic shares needs | |||||
shareholders' approval at shareholders' meeting in accordance | |||||
with the relevant PRC Laws and regulations' it is resolved as | |||||
follow: 1] Subject to paragraphs [3] and [4] and pursuant to the | |||||
Company Law [the "Company Law"] of the People's Republic of | |||||
China [the "PRC"] and the listing rules of the relevant stock | |||||
exchanges [as amended from time to time], to allot, issue and deal | |||||
with shares during the Relevant Period and to determine the terms | |||||
and conditions for the allotment and issue of new shares including | |||||
the following terms: a] class and number of new shares to be | |||||
issued; b] price determination method of new shares and/or issue | |||||
price [including price range]; c] the starting and closing dates for | |||||
the issue; d] class and number of the new shares to be issued to | |||||
existing shareholders; and e] the making or granting of offers, | |||||
agreements and options which might require the exercise of such | |||||
powers; 2] to make or grant offers, agreements and options which | |||||
would or might require the exercise of such powers after the end | |||||
of the relevant period; 3] the aggregate nominal amount of new | |||||
domestic listed shares and new overseas listed foreign shares | |||||
allotted, issued and dealt with or agreed conditionally or | |||||
unconditionally to be allotted, issued and dealt with [whether | |||||
pursuant to an option or otherwise] by the Board of Directors of | |||||
Sinopec Corporation pursuant to the approval in paragraph [1], | |||||
otherwise than pursuant to issue of shares by conversion of the | |||||
surplus reserve into share capital in accordance with the |
Page 167 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Company Law of the PRC and the Articles of Association of | |||||||
Sinopec Corporation, shall not exceed 20% of each class of the | |||||||
existing domestic listed shares and overseas listed foreign shares | |||||||
of Sinopec Corporation In exercising the powers granted in | |||||||
paragraph [1], the Board of Directors of Sinopec Corporation must | |||||||
[i] comply with the Company Law of the PRC and the relevant | |||||||
regulatory stipulations [as amended from time to time] of the | |||||||
places where Sinopec Corporation is listed; and [ii] obtain | |||||||
approval from China Securities Regulatory Commission and other | |||||||
relevant PRC government departments, The Board of Directors of | |||||||
Sinopec Corporation, subject to the approval of the relevant | |||||||
authorities of the PRC and in accordance with the Company Law | |||||||
of the PRC, authorized to increase the registered capital of | |||||||
Sinopec Corporation to the required amount upon the exercise of | |||||||
the powers pursuant to paragraph [1] above to authorize the | |||||||
Board of Directors to sign the necessary documents, complete the | |||||||
necessary formalities and take other necessary steps to complete | |||||||
the allotment and issue and listing of new shares, provided the | |||||||
same do not violate the relevant laws, administrative regulations, | |||||||
listing rules of the relevant stock exchanges and the Articles of | |||||||
Association. Subject to the approval of the relevant PRC | |||||||
authorities, authorize the Board of Directors of Sinopec | |||||||
Corporation to make appropriate and necessary amendments to | |||||||
the Articles of Association after completion of the allotment and | |||||||
issue of new shares according to the method, type and number of | |||||||
the allotment and issue of new shares by Sinopec Corporation | |||||||
and the actual situation of the shareholding structure of Sinopec | |||||||
Corporation at the time of completion of the allotment and issue of | |||||||
new shares in order to reflect the alteration of the share capital | |||||||
structure and registered capital of Sinopec Corporation pursuant | |||||||
to the exercise of this mandate [Authority expires earlier of the | |||||||
conclusion of the next AGM of Sinopec Corporation or 12 months] | |||||||
12.1 | Election of Mr. Ma Weihua as an Independent Non-Executive | Management | For | For | None | ||
Directors of the Fourth Session of the Board of Directors of | |||||||
Sinopec Corp | |||||||
12.2 | Election of Mr. Wu Xiaogen as an Independent Non-Executive | Management | For | For | None | ||
Directors of the Fourth Session of the Board of Directors of | |||||||
Sinopec Corp | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 666080 | 0 | 05-May-2010 | 12-May-2010 | ||
212251 | 55P | 544066 | 0 | 05-May-2010 | 12-May-2010 |
Page 168 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | ||||||
Security | ADPV10686 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-May-2010 | ||||
ISIN | CNE1000003G1 | Agenda | 702418573 - Management | |||
City | BEIJING | Holding Recon Date | 16-Apr-2010 | |||
Country | China | Vote Deadline Date | 13-May-2010 | |||
SEDOL(s) | B1G1QD8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 695502 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100401/LTN2 | ||||||
01004011198.pdf a-nd | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100503/LTN2 | ||||||
01005031161.pd-f | ||||||
1. | Approve the 2009 work report of the Board of Directors of the | Management | For | For | None | |
Bank | ||||||
2. | Approve the 2009 work report of the Board of Supervisors of the | Management | For | For | None | |
Bank | ||||||
3. | Approve the Bank' 2009 audited accounts | Management | For | For | None | |
4. | Approve the Bank' 2009 Profit Distribution Plan | Management | For | For | None | |
5. | Re-appoint Ernst & Young and Ernst & Young Hua Ming as the | Management | For | For | None | |
Auditors of the Bank for 2010 for the term from the passing of this | ||||||
resolution until the conclusion of the next AGM and to fix the | ||||||
aggregate audit fees for 2010 at RMB 159.60 million | ||||||
6. | Approve the Capital Management Plan of the Industrial and | Management | For | For | None | |
Commercial Bank of China Limited for Years 2010 to 2012 as set | ||||||
out in Appendix 1 to the circular of the Bank dated 02 APR 2010 | ||||||
S.7 | Approve the proposal in respect of general mandate to issue H | Management | For | For | None | |
Shares and A Share convertible corporate bonds as set out in the | ||||||
circular of the Bank dated 02 APR 2010 | ||||||
S8.1 | Approve the types of securities to be used, in respect of the | Management | For | For | None | |
proposed public issuance and listing of the A Share convertible | ||||||
corporate bonds as set out in Appendix 2 to the circular of the | ||||||
Bank dated 02 APR 2010 and the implementation of these | ||||||
resolutions subject to approvals of relevant applications having | ||||||
been granted by the relevant governmental authorities in the | ||||||
People's Republic of China | ||||||
S8.2 | Approve the issue size, in respect of the proposed public issuance | Management | For | For | None | |
and listing of the A Share convertible corporate bonds as set out | ||||||
in Appendix 2 to the circular of the Bank dated 02 APR 2010 and | ||||||
the implementation of these resolutions subject to approvals of | ||||||
relevant applications having been granted by the relevant | ||||||
governmental authorities in the People's Republic of China |
Page 169 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S8.3 | Approve the nominal value and issue price in respect of the | Management | For | For | None |
proposed public issuance and listing of the A Share convertible | |||||
corporate bonds as set out in Appendix 2 to the circular of the | |||||
Bank dated 02 APR 2010 and the implementation of these | |||||
resolutions subject to approvals of relevant applications having | |||||
been granted by the relevant governmental authorities in the | |||||
People's Republic of China | |||||
S8.4 | Approve the term, in respect of the proposed public issuance and | Management | For | For | None |
listing of the A Share convertible corporate bonds as set out in | |||||
Appendix 2 to the circular of the Bank dated 02 APR 2010 and the | |||||
implementation of these resolutions subject to approvals of | |||||
relevant applications having been granted by the relevant | |||||
governmental authorities in the People's Republic of China | |||||
S8.5 | Approve the interest rate, in respect of the proposed public | Management | For | For | None |
issuance and listing of the A Share convertible corporate bonds as | |||||
set out in Appendix 2 to the circular of the Bank dated 02 APR | |||||
2010 and the implementation of these resolutions subject to | |||||
approvals of relevant applications having been granted by the | |||||
relevant governmental authorities in the People's Republic of | |||||
China | |||||
S8.6 | Approve the timing and method of interest payment in respect of | Management | For | For | None |
the proposed public issuance and listing of the A Share | |||||
convertible corporate bonds as set out in Appendix 2 to the | |||||
circular of the Bank dated 02 APR 2010 and the implementation of | |||||
these resolutions subject to approvals of relevant applications | |||||
having been granted by the relevant governmental authorities in | |||||
the People's Republic of China | |||||
S8.7 | Approve the conversion period, in respect of the proposed public | Management | For | For | None |
issuance and listing of the A Share convertible corporate bonds as | |||||
set out in Appendix 2 to the circular of the Bank dated 02 APR | |||||
2010 and the implementation of these resolutions subject to | |||||
approvals of relevant applications having been granted by the | |||||
relevant governmental authorities in the People's Republic of | |||||
China | |||||
S8.8 | Approve the method for determining the number of shares for | Management | For | For | None |
conversion, in respect of the proposed public issuance and listing | |||||
of the A Share convertible corporate bonds as set out in Appendix | |||||
2 to the circular of the Bank dated 02 APR 2010 and the | |||||
implementation of these resolutions subject to approvals of | |||||
relevant applications having been granted by the relevant | |||||
governmental authorities in the People's Republic of China | |||||
S8.9 | Approve the determination and adjustment of CB conversion | Management | For | For | None |
price, in respect of the proposed public issuance and listing of the | |||||
A Share convertible corporate bonds as set out in Appendix 2 to | |||||
the circular of the Bank dated 02 APR 2010 and the | |||||
implementation of these resolutions subject to approvals of | |||||
relevant applications having been granted by the relevant | |||||
governmental authorities in the People's Republic of China | |||||
S8.10 | Approve the downward adjustment to CB conversion price, in | Management | For | For | None |
respect of the proposed public issuance and listing of the A Share | |||||
convertible corporate bonds as set out in Appendix 2 to the | |||||
circular of the Bank dated 02 APR 2010 and the implementation of | |||||
these resolutions subject to approvals of relevant applications | |||||
having been granted by the relevant governmental authorities in | |||||
the People's Republic of China |
Page 170 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S8.11 | Approve the terms of redemption, in respect of the proposed | Management | For | For | None |
public issuance and listing of the A Share convertible corporate | |||||
bonds as set out in Appendix 2 to the circular of the Bank dated | |||||
02 APR 2010 and the implementation of these resolutions subject | |||||
to approvals of relevant applications having been granted by the | |||||
relevant governmental authorities in the People's Republic of | |||||
China | |||||
S8.12 | Approve the terms of sale back, in respect of the proposed public | Management | For | For | None |
issuance and listing of the A Share convertible corporate bonds as | |||||
set out in Appendix 2 to the circular of the Bank dated 02 APR | |||||
2010 and the implementation of these resolutions subject to | |||||
approvals of relevant applications having been granted by the | |||||
relevant governmental authorities in the People's Republic of | |||||
China | |||||
S8.13 | Approve the dividend rights of the year of conversion, in respect of | Management | For | For | None |
the proposed public issuance and listing of the A Share | |||||
convertible corporate bonds as set out in Appendix 2 to the | |||||
circular of the Bank dated 02 APR 2010 and the implementation of | |||||
these resolutions subject to approvals of relevant applications | |||||
having been granted by the relevant governmental authorities in | |||||
the People's Republic of China | |||||
S8.14 | Approve the method of issue and target investors, in respect of | Management | For | For | None |
the proposed public issuance and listing of the A Share | |||||
convertible corporate bonds as set out in Appendix 2 to the | |||||
circular of the Bank dated 02 APR 2010 and the implementation of | |||||
these resolutions subject to approvals of relevant applications | |||||
having been granted by the relevant governmental authorities in | |||||
the People's Republic of China | |||||
S8.15 | Approve the subscription arrangement for the existing holders of A | Management | For | For | None |
Shares, in respect of the proposed public issuance and listing of | |||||
the A Share convertible corporate bonds as set out in Appendix 2 | |||||
to the circular of the Bank dated 02 APR 2010 and the | |||||
implementation of these resolutions subject to approvals of | |||||
relevant applications having been granted by the relevant | |||||
governmental authorities in the People's Republic of China | |||||
S8.16 | Approve CB holders and CB holders' meetings in respect of the | Management | For | For | None |
proposed public issuance and listing of the A Share convertible | |||||
corporate bonds as set out in Appendix 2 to the circular of the | |||||
Bank dated 02 APR 2010 and the implementation of these | |||||
resolutions subject to approvals of relevant applications having | |||||
been granted by the relevant governmental authorities in the | |||||
People's Republic of China | |||||
S8.17 | Approve the use of proceeds from the issuance of the convertible | Management | For | For | None |
bonds, in respect of the proposed public issuance and listing of | |||||
the A Share convertible corporate bonds as set out in Appendix 2 | |||||
to the circular of the Bank dated 02 APR 2010 and the | |||||
implementation of these resolutions subject to approvals of | |||||
relevant applications having been granted by the relevant | |||||
governmental authorities in the People's Republic of China | |||||
S8.18 | Approve the special provisions in relation to supplementary | Management | For | For | None |
capital, in respect of the proposed public issuance and listing of | |||||
the A Share convertible corporate bonds as set out in Appendix 2 | |||||
to the circular of the Bank dated 02 APR 2010 and the | |||||
implementation of these resolutions subject to approvals of | |||||
relevant applications having been granted by the relevant | |||||
governmental authorities in the People's Republic of China |
Page 171 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S8.19 | Approve the security, in respect of the proposed public issuance | Management | For | For | None | ||
and listing of the A Share convertible corporate bonds as set out | |||||||
in Appendix 2 to the circular of the Bank dated 02 APR 2010 and | |||||||
the implementation of these resolutions subject to approvals of | |||||||
relevant applications having been granted by the relevant | |||||||
governmental authorities in the People's Republic of China | |||||||
S8.20 | Approve the validity period of the resolution in respect of the | Management | For | For | None | ||
issuance of the convertible bonds, in respect of the proposed | |||||||
public issuance and listing of the A Share convertible corporate | |||||||
bonds as set out in Appendix 2 to the circular of the Bank dated | |||||||
02 APR 2010 and the implementation of these resolutions subject | |||||||
to approvals of relevant applications having been granted by the | |||||||
relevant governmental authorities in the People's Republic of | |||||||
China | |||||||
S8.21 | Approve the matters relating to authorization in connection with | Management | For | For | None | ||
the issuance of the convertible bonds, in respect of the proposed | |||||||
public issuance and listing of the A Share convertible corporate | |||||||
bonds as set out in Appendix 2 to the circular of the Bank dated | |||||||
02 APR 2010 and the implementation of these resolutions subject | |||||||
to approvals of relevant applications having been granted by the | |||||||
relevant governmental authorities in the People's Republic of | |||||||
China | |||||||
9. | Approve the Feasibility Analysis report on Use of Proceeds from | Management | For | For | None | ||
the Public Issuance of A Share Convertible Corporate Bonds as | |||||||
set out in Appendix 3 to the Circular of the Bank dated 02 APR | |||||||
2010 | |||||||
10. | Approve the report on Utilisation of Proceeds from Previous | Management | For | For | None | ||
Issuances as set out in Appendix 4 to the circular of the Bank | |||||||
dated 02 APR 2010 | |||||||
s.11 | Approve the revised Plan on authorization of the Shareholders' | Management | For | For | None | ||
General Meeting to the Board of Directors as specified | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 2430980 | 0 | 10-May-2010 | 13-May-2010 | ||
212247 | 55P | 838240 | 0 | 10-May-2010 | 13-May-2010 |
Page 172 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P2605D109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 19-May-2010 | ||||||
ISIN | BRVALEACNPA3 | Agenda | 702346962 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 17-May-2010 | |||||
Country | Brazil | Vote Deadline Date | 13-May-2010 | |||||
SEDOL(s) | 2256630 - 2257127 - 5896851 - B04S872 - | Quick Code | ||||||
B142LF0 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | ||||||
CAN VOTE ON ALL ITEMS. THANK YOU. | ||||||||
1 | Approve the increase of the share capital, through the | Management | For | For | None | |||
capitalization of reserves, without the issuance of shares, and the | ||||||||
consequent amendment at the main part of Article 5 of the | ||||||||
Corporate Bylaws | ||||||||
2 | Election of a full member of the Board of Directors , because of | Management | For | For | None | |||
the resignation presented by Mr. Francisco Augusto Da Costa E | ||||||||
Silva | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 88299 | 0 | 14-Apr-2010 | 16-Apr-2010 | |||
244255 | 55P | 56930 | 0 | 14-Apr-2010 | 23-Apr-2010 |
Page 173 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
JIANGSU EXPRESSWAY COMPANY LIMITED | ||||||||
Security | Y4443L103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 19-May-2010 | ||||||
ISIN | CNE1000003J5 | Agenda | 702356026 - Management | |||||
City | JIANGSU | Holding Recon Date | 16-Apr-2010 | |||||
Country | China | Vote Deadline Date | 10-May-2010 | |||||
SEDOL(s) | 6005504 - B01XLJ3 - B1BJTS3 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
- | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | ||||||||
THANK YOU. | ||||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |||
the YE 31 DEC 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for the YE 31 DEC 2009 | ||||||||
3 | Approve the annual budget report for year 2009 | Management | For | For | None | |||
4 | Approve the audited accounts and the auditor report for the YE 31 | Management | For | For | None | |||
DEC 2009 | ||||||||
5 | Approve the profit distribution scheme of the Company in respect | Management | For | For | None | |||
of the final dividend for the YE 31 DEC 2009: the Company | ||||||||
proposed to declare a cash dividend of RMB 0.31 for every share | ||||||||
tax inclusive | ||||||||
6 | Appointment of Deloitte Touche Tohmatsu Certified Public | Management | For | For | None | |||
Accountants Limited | ||||||||
7 | Approve the issue of not more than RMB1.5 billion short-term | Management | For | For | None | |||
commercial papers pursuant to the "Administration Rules for | ||||||||
Short-term Commercial Papers" promulgated by the People's | ||||||||
Bank of China within one year from the date of approval of this | ||||||||
resolution and authorize of Mr. Shen Chang Quan and Mr. Qian | ||||||||
Yong Xiang, both being Directors of the Company, to deal with the | ||||||||
matters related to the issue | ||||||||
8.A | Approve the salary adjustment of Mr. Fan Cong Lai, an | Management | For | For | None | |||
Independent Non-Executive Director of the Company, from | ||||||||
RMB50,000 per annum to RMB60,000 per annum (after tax) | ||||||||
8.B | Approve the salary adjustment of Mr. Chen Dong Hua, an | Management | For | For | None | |||
Independent Non-Executive Director of the Company, from | ||||||||
RMB50,000 per annum to RMB60,000 per annum (after tax) | ||||||||
8.C | Approve the salary adjustment of Mr. Xu Chang Xin, an | Management | For | For | None | |||
Independent Non-Executive Director of the Company, from | ||||||||
RMB50,000 per annum to RMB60,000 per annum (after tax) | ||||||||
8.D | Approve the salary adjustment of Mr. Gao Bo, an Independent | Management | For | For | None | |||
Non-Executive Director of the Company, from RMB50,000 per | ||||||||
annum to RMB60,000 per annum (after tax) | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 156000 | 0 | 19-Apr-2010 | 10-May-2010 |
Page 174 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
CHINA SHANSHUI CEMENT GROUP LTD | ||||||
Security | G2116M101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2010 | ||||
ISIN | KYG2116M1015 | Agenda | 702370925 - Management | |||
City | SHANDONG | Holding Recon Date | 13-May-2010 | |||
Country | Cayman Islands | Vote Deadline Date | 10-May-2010 | |||
SEDOL(s) | B39Z8W4 - B3BHFW7 - B65CLL0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST' ONLY-FOR ALL | ||||||
RESOLUTIONS NUMBERS. THANK YOU. | ||||||
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING | Non-Voting | None | ||||
INFORMATION IS AVAILABLE BY CLIC-KING ON THE | ||||||
MATERIAL URL LINK: | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk- | ||||||
/20100419/LTN20100419412.pdf | ||||||
1. | To receive and adopt the audited consolidated financial | Management | For | For | None | |
statements of the Company and its subsidiaries and the reports of | ||||||
the Directors and Auditors for the year ended 31 December 2009 | ||||||
2. | To declare a final dividend for the year ended 31 December 2009 | Management | For | For | None | |
3.1 | To re-elect Mr. Yu Yuchuan as a Director and to authorize the | Management | For | For | None | |
Board of Directors of the Company to fix the Director's | ||||||
remuneration | ||||||
3.2 | To re-elect Mr. Homer Sun as a Director and to authorize the | Management | For | For | None | |
Board of Directors of the Company to fix the Director's | ||||||
remuneration | ||||||
3.3 | To re-elect Mr. Sun Jianguo as a Director and to authorize the | Management | For | For | None | |
Board of Directors of the Company to fix the Director's | ||||||
remuneration | ||||||
4. | To re-appoint KPMG as the Auditors of the Company and to | Management | For | For | None | |
authorize the Board of Directors to fix their remuneration | ||||||
5.1 | To grant a general and unconditional mandate to the Board of | Management | For | For | None | |
Directors to issue shares of the Company | ||||||
5.2 | To grant a general and unconditional mandate to the Board of | Management | For | For | None | |
Directors to repurchase the Company's shares | ||||||
5.3 | To the extension of the general mandate granted to the Board of | Management | For | For | None | |
Directors pursuant to Resolution 5.1 to cover the shares | ||||||
repurchased by the Company pursuant to Resolution 5.2 | ||||||
S.6.1 | To amend the Articles of Association of the Company (the | Management | For | For | None | |
"Articles") in relation to the appointment of new Directors by | ||||||
special resolution | ||||||
S.6.2 | To amend the Articles in relation to the maximum and minimum | Management | For | For | None | |
number of Directors | ||||||
S.6.3 | To amend the Articles in relation to the establishment of Executive | Management | For | For | None | |
Committee and Nomination Committee | ||||||
S.6.4 | To amend the Articles in relation to the term of the Chairman and | Management | For | For | None | |
Vice-Chairman | ||||||
S.6.5 | To amend the Articles in relation to the Notice of Board meeting | Management | For | For | None |
Page 175 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
522362 | 55P | 232000 | 0 | 22-Apr-2010 | 10-May-2010 |
Page 176 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P96609139 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 19-May-2010 | ||||||
ISIN | BRVALEACNOR0 | Agenda | 702371016 - Management | |||||
City | RIO DE JANERIO | Holding Recon Date | 17-May-2010 | |||||
Country | Brazil | Vote Deadline Date | 13-May-2010 | |||||
SEDOL(s) | 2196286 - 7332706 - B234NB4 - B2QYXQ6 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | ||||||
TO ELECT A MEMBER MUST INCLUDE-THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON THIS ITEM-IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED IN FAVOR-OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1 | Approve to the increase of the share capital, through the | Management | For | For | None | |||
capitalization of reserves, without the issuance of shares, and the | ||||||||
consequent amendment at the main part of Article 5 of the | ||||||||
corporate Bylaws | ||||||||
2 | Election of full member of the Board of Directors becaseu of the | Management | For | For | None | |||
resignation presented by the Mr. Francisco Augusto Da Costa E | ||||||||
Silva | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
PLEASE NOTE THAT THIS IS A SECOND CALL FOR THE | Non-Voting | None | ||||||
MEETING WHICH WAS HELD ON 27 AP-R 2010. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 44400 | 0 | 22-Apr-2010 | 13-May-2010 |
Page 177 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
BANCO DO BRASIL SA BB BRASIL, BRASILIA | ||||||
Security | P11427112 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 19-May-2010 | ||||
ISIN | BRBBASACNOR3 | Agenda | 702415402 - Management | |||
City | BRASILIA | Holding Recon Date | 17-May-2010 | |||
Country | Brazil | Vote Deadline Date | 13-May-2010 | |||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||
ARE ALLOWED. THANK YOU | ||||||
1 | Approve to conducting a public offering for the primary distribution | Management | For | For | None | |
of shares issued by Banco Do Brasil S.A. in conjunction with a | ||||||
public offering for the secondary distribution of shares issued by | ||||||
Banco Do Brasil S.A. owned by certain selling shareholders, to be | ||||||
conducted in Brazil, on the unorganized over the counter market, | ||||||
in accordance with the procedures established by securities | ||||||
commission, from here onward the CVM, instruction number 400 | ||||||
of 29 DEC 2003, as amended, and, also, with efforts at placement | ||||||
abroad, using the investment mechanisms regulated by the | ||||||
national monetary council, by the Central Bank of Brazil and by | ||||||
the CVM, in United States of America, for qualified institutional | ||||||
investors, as defined in Rule 144A published by the securities and | ||||||
exchange commission, ..CONTD | ||||||
CONT | ..CONTD from here onward the sec in transactions that are exempt | Non-Voting | None | |||
from-registration in accordance with that which is provided for in | ||||||
the Securities-Act of 1933, from here onward the securities act, | ||||||
and in the regulations-published on the basis of the securities act | ||||||
and, in other countries, in-accordance with the law in effect in the | ||||||
country of domicile of each investor-and in accordance with | ||||||
regulation s published by the sec, from here onward-the offering, | ||||||
and definition of the other conditions of the offering, except-for the | ||||||
issuance price of the shares | ||||||
2 | Approve to increase of the share capital of Banco Do Brasil S.A., | Management | For | For | None | |
within the limits of the authorized capital, accordance with the | ||||||
terms of its Corporate Bylaws, through the issuance of 286,000,00 | ||||||
0 new, common shares, all of which a re nominative, book entry | ||||||
and with no par value, free and unencumbered by any | ||||||
encumbrance or lien, which will be the object of a public | ||||||
subscription within the framework of the offering, with a reduction |
Page 178 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
of the period for the exercise of the preemptive right to a minimum | |||||||
of three days, in accordance with the terms of the sole paragraph | |||||||
of Article 8 of the Corporate Bylaws and Article 172, I, of Law | |||||||
Number 6404 15 DEC 1976, as amended, from here onward the | |||||||
Corporations Law, with it being the case that the exact period for | |||||||
the exercise of the preemptive right i) will be defined within the | |||||||
framework .CONTD | |||||||
CONT | CONT of the offering, with the objective of making the exercise of | Non-Voting | None | ||||
the-preemptive right compatible with the procedure of the offering, | |||||||
ii) should be-contained within the offering documents, including | |||||||
notices to the market and-an announcement that it is beginning, | |||||||
and iii) it will be the subject of a-specific notice to the shareholders | |||||||
of Banco Do Brasil S.A. with detail s-regarding the exercise of the | |||||||
pre emptive right. all the new, common shares-issued will have | |||||||
the right t receive dividends and interest on shareholder-equity | |||||||
that may be declared by Banco Do Brasil S.A. beginning on the | |||||||
date of-settlement of the shares that are the object of the offering | |||||||
and to all the-other rights and benefits that may be conferred to | |||||||
the other common shares of-Banco Do Brasil S.A., on the same | |||||||
terms and conditions | |||||||
3 | Approve the disposition of the shares in treasury arising from the | Management | For | For | None | ||
processes of the merger of Banco Do Estado De Santa Catarina | |||||||
S.A. of Besc S.A. Credito Imobiliario and of Banco Do Estado Do | |||||||
Piaui S.A. | |||||||
4 | Authorize the board of Directors of powers to establish the | Management | For | For | None | ||
issuance price of the shares that are the object of the capital | |||||||
increase, in accordance with the terms of Article 170, Paragraph | |||||||
2, of the Corporations Law, observing the book building procedure | |||||||
to be carried out within the framework of the offering, in the | |||||||
manner that is provided for in Article 170, Paragraph 1, of the | |||||||
Corporations Law and Article 44 of CVM Instruction 400 | |||||||
5 | Authorize the Board of Directors to ratify the respective share | Management | For | For | None | ||
capital increase, once the subscription and paying in of the shares | |||||||
to be issued as a result of the capital increase within the | |||||||
framework of the offering is verified | |||||||
6 | Authorize the Board of Directors to take all the measures and do | Management | For | For | None | ||
all the acts that may be necessary or convenient for carrying out | |||||||
the offering, as well as to ratify all the other acts that have already | |||||||
been done | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
244253 | 55P | 20500 | 0 | 06-May-2010 | 13-May-2010 |
Page 179 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Emerging Global Shares INDXX China Infrastructure Index Fund | |||||
COUNTRY GARDEN HLDGS CO LTD | |||||
Security | G24524103 | Meeting Type | Annual General Meeting | ||
Ticker Symbol | Meeting Date | 20-May-2010 | |||
ISIN | KYG245241032 | Agenda | 702339094 - Management | ||
City | HONGKONG | Holding Recon Date | 14-May-2010 | ||
Country | Cayman Islands | Vote Deadline Date | 17-May-2010 | ||
SEDOL(s) | B1VKYN6 - B1W6YY4 - B1WGSJ7 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
1 | Receive and approve the audited consolidated financial | Management | For | For | None |
statements, the report of the Directors and the Independent | |||||
Auditor's report of the Company for the YE 31 DEC 2009 | |||||
2 | Declare a final dividend | Management | For | For | None |
3a | Re-elect Mr. Yang Erzhu as the Director of the Company | Management | For | For | None |
3b | Re-elect Ms. Yang Zhicheng as the Director of the Company | Management | For | For | None |
3c | Re-elect Mr. Yang Yongchao as the Director of the Company | Management | For | For | None |
3d | Re-elect Mr. Lai Ming, Joseph as the Director of the Company | Management | For | For | None |
3e | Authorize the Board of Directors of the Company to fix the | Management | For | For | None |
Directors fee | |||||
4 | Re-appoint Auditors and authorize the Board of Directors to fix | Management | For | For | None |
their remunerations | |||||
5 | Authorize the Directors of the Company, pursuant to the rules | Management | For | For | None |
governing the listing of securities on the Stock Exchange of Hong | |||||
Kong Limited the Listing Rules , during the Relevant Period as | |||||
hereinafter specified in this resolution to allot, issue and deal with | |||||
any unissue shares in the capital of the Company and to make or | |||||
grant offers, agreements and options including but not limited to | |||||
warrants, bonds and debentures convertible into shares of the | |||||
Company which might require the exercise of such power be and | |||||
is hereby generally and unconditionally approved; to make or | |||||
grant offers, agreements and options including warrants, bonds | |||||
and debentures convertible into shares of the Company which | |||||
might require the shares in the capital of the Company to be | |||||
issued either ..CONTD | |||||
- | ..CONTD during or after the end of the relevant period as | Non-Voting | None | ||
specified ; the-aggregate nominal value of the share capital | |||||
allotted or agreed conditionally-or unconditionally to be allotted or | |||||
issued whether pursuant to an option or-otherwise by the | |||||
Directors pursuant to the approval in paragraph a above,- | |||||
otherwise than pursuant to i a rights issue as specified or ii an | |||||
issue of-shares upon the exercise of options which may be | |||||
granted under any share-option scheme or under any option | |||||
scheme or similar arrangement for the time-being adopted for the | |||||
grant or issue to the grantees as specified in such-share option | |||||
scheme or option scheme or similar arrangement of shares or- | |||||
rights to acquire shares of the Company; or iii any scrip dividend | |||||
schemes-or similar arrangements providing ..CONTD |
Page 180 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
- | ..CONTD for the allotment and issue of shares in lieu of the whole | Non-Voting | None | ||||
or part of-a dividend on shares of the Company in accordance | |||||||
with the Articles of-Association of the Company; or iv a specific | |||||||
authority granted by the-shareholders of the Company in general | |||||||
meeting, shall not exceed 20% of the-total nominal value of the | |||||||
share capital of the Company in issue at the date-of the passing of | |||||||
this resolution and the said approval shall be limited-accordingly; | |||||||
Authority expires at the conclusion of next AGM of the Company- | |||||||
or the expiration of the period within which the next AGM of the | |||||||
Company is-required by the articles of association of the | |||||||
Company or any applicable laws-of the Cayman Islands to be held | |||||||
6 | Authorize the Directors of the Company to repurchase shares of | Management | For | For | None | ||
the Company during the relevant period on the Stock Exchange of | |||||||
Hong Kong Limited or on any other stock exchange on which the | |||||||
shares of the Company may be listed and which is recognized by | |||||||
the Securities and Futures Commission of Hong Kong and the | |||||||
Stock Exchange for this purpose, subject to and in accordance | |||||||
with all applicable laws and/or the requirements of the Listing | |||||||
Rules or of any other stock exchange as amended from time to | |||||||
time, be and is hereby generally and unconditionally approved; the | |||||||
aggregate nominal value of the shares of the Company which the | |||||||
Company is authorized to repurchase pursuant to the approval in | |||||||
paragraph a above during the relevant period CONTD | |||||||
- | ..CONTD as specified shall not exceed 10 % of the total nominal | Non-Voting | None | ||||
value of the-share capital of the Company in issue at the date of | |||||||
the passing of this-resolution, and the authority granted pursuant | |||||||
to paragraph a above shall-be limited accordingly; and Authority | |||||||
expires at the conclusion of the next-AGM of the Company; or the | |||||||
expiration of the period within which the next AGM-of the | |||||||
Company is required by the Articles of Association of the | |||||||
Company or-any applicable laws of the Cayman Islands to be held | |||||||
7 | Approve conditional upon the ordinary resolution numbers 5 and 6 | Management | For | For | None | ||
of the notice convening this meeting being passed, the general | |||||||
mandate granted to the Directors to allot, issue and deal in any | |||||||
unissued shares pursuant to the ordinary resolution no. 5 of the | |||||||
notice convening this meeting be and is hereby extended by the | |||||||
addition to the aggregate nominal value of the share capital of the | |||||||
Company which may be allotted or agreed conditionally or | |||||||
unconditionally to be allotted by the Directors pursuant to such | |||||||
general mandate of an amount representing the aggregate | |||||||
nominal value of the share capital of the Company repurchased by | |||||||
the Company under the authority granted pursuant to the ordinary | |||||||
resolution no. 6 of the notice convening this meeting, provided that | |||||||
such ..CONTD | |||||||
- | CONTD extended amount shall not exceed 10% of the total | Non-Voting | None | ||||
nominal value of-the share capital of the Company in issue at the | |||||||
date of the passing of this-resolution | |||||||
- | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | |||||||
RESOLUTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 710500 | 0 | 11-May-2010 | 17-May-2010 |
Page 181 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
PETROCHINA CO LTD | ||||||
Security | Y6883Q104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 20-May-2010 | ||||
ISIN | CNE1000003W8 | Agenda | 702358715 - Management | |||
City | BEIJING | Holding Recon Date | 19-Apr-2010 | |||
Country | China | Vote Deadline Date | 14-May-2010 | |||
SEDOL(s) | 5939507 - 6226576 - B01DNL9 - B17H0R7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Receive the report of the Board of Directors of the Company for | Management | For | For | None | |
the year 2009 | ||||||
2 | Receive the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the year 2009 | ||||||
3 | Approve the Audited Financial Statements of the Company for the | Management | For | For | None | |
year 2009 | ||||||
4 | Approve the declaration and payment of the final dividends for the | Management | For | For | None | |
YE 31 DEC 2009 in the amount and in the manner recommended | ||||||
by the Board of Directors | ||||||
5 | Authorize the Board of Directors to determine the distribution of | Management | For | For | None | |
interim dividends for the year 2010 | ||||||
6 | Approve the continuation of appointment of | Management | For | For | None | |
PricewaterhouseCoopers, Certified Public Accountants, as the | ||||||
International Auditors of the Company and | ||||||
PricewaterhouseCoopers Zhong Tian CPAs Company Limited, | ||||||
Certified Public Accountants, as the Domestic Auditors of the | ||||||
Company, for the year 2010 and authorize the Board of Directors | ||||||
to fix their remuneration | ||||||
7 | Approve the transaction as contemplated in the Subscription | Management | For | For | None | |
Agreement entered into between the Company, China Petroleum | ||||||
Finance Co., Ltd and China National Petroleum Corporation dated | ||||||
25 MAR 2010 | ||||||
S.8 | Authorize the Board of Directors, granted an unconditional general | Management | For | For | None | |
mandate to separately or concurrently issue, allot and deal with | ||||||
additional domestic shares and overseas listed foreign shares of | ||||||
the Company in accordance with the status quo of the market, | ||||||
including to decide on the class and number of shares to be | ||||||
issued; the pricing mechanism and/or the issue price (or the | ||||||
range of issue price); the opening and closing date and time of | ||||||
such issue; the class and number of shares to be issued and | ||||||
allotted to current shareholders of the Company; and/or to make | ||||||
any proposals, enter into any agreements or grant any share | ||||||
options or conversion rights which may invo ve the exercise of | ||||||
the power mentioned above; the number of the domestic shares | ||||||
and overseas listed foreign shares issued and allotted or agreed | ||||||
conditionally or unconditionally to be issued and allotted whether | ||||||
or CONTD | ||||||
- | CONTD not by way of the exercise of share options, conversion | Non-Voting | None | |||
rights or by-any other means in accordance with (a) above shall | ||||||
not exceed 20% of each of-the existing domestic shares and | ||||||
overseas listed foreign shares of the-Company in issue as at the | ||||||
date of this resolution; (c) the Board of-Directors may make any | ||||||
proposals, enter into any agreements or grant any-share options | ||||||
or conversion rights which may invoke the exercise, after the- | ||||||
expiry of the relevant period of this mandate, of the power |
Page 182 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
mentioned above;-Authority expire after the 12 month period | |||||||
following the passing of this-resolution ; and to make such | |||||||
amendments to the Articles of Association of-the Company as it | |||||||
thinks fit so as to reflect the increased registered-share capital | |||||||
and the new capital structure of the Company by reference to-the | |||||||
manner of the allotment and issuance, class and number of | |||||||
shares of the-Company allotted and issued, as well as the capital | |||||||
- | CONTD of the Company alter such allotment and issuance; and to | Non-Voting | None | ||||
execute and do-or procure to be executed and done, all such | |||||||
documents, deeds and things as-it may consider necessary in | |||||||
connection with the issue of such shares so long-as the same | |||||||
does not contravene and laws, rules, regulations or listing-rules of | |||||||
the stock exchanges on which the shares of the Company are | |||||||
listed,-and the Articles of Association of the Company; in order to | |||||||
facilitate the-issuance of shares in accordance with this resolution | |||||||
in a timely manner, to-establish a special committee of the Board | |||||||
of Directors comprising Jiang-Jiemin, Zhou Jiping and Wang | |||||||
Guoliang and to authorise such committee to-exercise all such | |||||||
power granted to the Board of Directors to execute and do-all | |||||||
such documents, deeds and things as it may consider necessary | |||||||
in-connection with the issue of such shares contingent on the | |||||||
passing of-sub-paragraphs (a) to (f) of this resolution an | |||||||
- | CONTD the relevant period of this mandate; the Board of | Non-Voting | None | ||||
Directors and the-special committee of the Board of Directors will | |||||||
only exercise its-respecthie power under such mandate in | |||||||
accordance with the Company Law of the-PRC, the Securities | |||||||
Law of the PRC, regulations or the listing rules of the-stock | |||||||
exchange on which the Shares of the Company are listed as | |||||||
amended from-time to time and only if all necessary approvals | |||||||
from the China Securities-Regulatory Commission and/or other | |||||||
relevant PRC government authorities are-obtained and the special | |||||||
committee of the Board of Directors will only-exercise its power | |||||||
under such mandate in accordance with the power granted by-the | |||||||
shareholders at the AGM to the Board of Directors | �� | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 520000 | 0 | 19-Apr-2010 | 14-May-2010 | ||
212251 | 55P | 453460 | 0 | 19-Apr-2010 | 14-May-2010 |
Page 183 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
POLYUS GOLD OJSC, MOSCOW | ||||||
Security | 678129107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 21-May-2010 | ||||
ISIN | US6781291074 | Agenda | 702411721 - Management | |||
City | TBD | Holding Recon Date | 13-Apr-2010 | |||
Country | Russian Federation | Vote Deadline Date | 12-May-2010 | |||
SEDOL(s) | B18XGZ4 - B197B49 - B1L81J5 - B50LHJ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Approve the 2009 annual report of OJSC Polyus Gold, the 2009 | Management | For | For | None | |
RAS financial statements of OJSC Polyus Gold, including profit | ||||||
and loss statement | ||||||
2 | Approve to distribute the 2009 RAS net profit OJSC Polyus Gold | Management | For | For | None | |
as: RUR 1,769,025,492.16 to be distributed as dividends; RUR | ||||||
341,287,018.98 to keep at the Company's disposal; to declare | ||||||
dividends upon the 2009 financial results of OJSC Polyus Gold at | ||||||
the rate of RUR 15.83 per ordinary share of OJSC Polyus Gold, | ||||||
considering the effected interim dividend payment upon the results | ||||||
of 6 months of 2009 in the amount of RUR 6.55 per ordinary | ||||||
share, to effect the final payment in the amount of RUR 9.28 per | ||||||
ordinary share of OJSC Polyus Gold, to resolve that dividends | ||||||
shall be paid within 60 days upon the date of the resolution, to set | ||||||
the dividend payment methods: bank and postal money transfers | ||||||
0 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO | Non-Voting | None | |||
RESOLUTION 3 REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
3.1 | Election of Anton B. Averin as the Board of Director | Management | For | For | None | |
3.2 | Election of Pavel S. Grachev as the Board of Director | Management | For | For | None | |
3.3 | Election of Evgeny I. Ivanov as the Board of Director | Management | For | For | None | |
3.4 | Election of Anna A. Kolonchina as the Board of Director | Management | For | For | None | |
3.5 | Election of Oleg Yu. Lipatov as the Board of Director | Management | For | For | None | |
3.6 | Election of Lord Patrick Gillford as the Board of Director | Management | For | For | None | |
3.7 | Election of Alexander I. Mosionzhik as the Board of Director | Management | For | For | None | |
3.8 | Election of Mikhail D. Prokhorov as the Board of Director | Management | For | For | None | |
3.9 | Election of Zumrud H. Rustamova as the Board of Director | Management | For | For | None | |
3.10 | Election of Ekaterina M. Salnikova as the Board of Director | Management | For | For | None | |
3.11 | Election of Valery V. Senko as the Board of Director | Management | For | For | None | |
3.12 | Election of Mikhail A. Sosnovsky as the Board of Director | Management | For | For | None | |
3.13 | Election of Maxim V. Finsky as the Board of Director | Management | For | For | None | |
4.1 | Election of Andrey A. Zaitsev, Head of Planning and Budgeting | Management | For | For | None | |
Department, as the member of the Audit Commission of OJSC | ||||||
Polyus Gold | ||||||
4.2 | Election of Olga Yu. Rompel, adviser to the General Director, as | Management | For | For | None | |
the member of the Audit Commission of OJSC Polyus Gold |
Page 184 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
4.3 | Election of Alexander G. Spektor, Head of Current investment | Management | For | For | None | ||
projects control Department, as the member of the Audit | |||||||
Commission of OJSC Polyus Gold | |||||||
4.4 | Election of Oleg E. Cherney, head of documentary operations unit | Management | For | For | None | ||
of finance department, as the member of the Audit Commission of | |||||||
OJSC Polyus Gold | |||||||
4.5 | Election of Alexey S. Shaimardanov, Director for international | Management | For | For | None | ||
reporting, as the member of the Audit Commission of OJSC | |||||||
Polyus Gold | |||||||
5 | Approve the LLC Rosexpertiza as the Company's RAS Auditor for | Management | For | For | None | ||
2010 | |||||||
6 | Approve to determine the value (insurance premium) of liability | Management | For | For | None | ||
insurance for OJSC Polyus Gold with a total limit of liability not | |||||||
less than USD 20,000,000 in the amount not exceeding USD | |||||||
150,000 | |||||||
7 | Approve the Directors' and Officers' liability insurance policy for | Management | For | For | None | ||
OJSC Polyus Gold, being a related party transaction with all | |||||||
members of the Board of Directors as beneficiary parties, with a | |||||||
Russian insurance company for the period from 01 JUL 2010 till | |||||||
30 JUN 2011, with a total limit of liability not less than USD | |||||||
20,000,000 and insurance premium not exceeding USD 150,000 | |||||||
8 | Approve to determine that members of OJSC Polyus Gold Board | Management | For | For | None | ||
of Directors who will be recognized as independent by the | |||||||
Company's Board of Directors in accordance with the | |||||||
requirements of paragraph 6.2.8. of the Company's Charter and | |||||||
international corporate governance standards, from the date of | |||||||
their election to OJSC Polyus Gold Board of Directors till the date | |||||||
of termination of their powers shall be entitled to remuneration in | |||||||
the amount of 937,500 Russian rubles per quarter each, and that | |||||||
the document supported expenses incurred by them due to the | |||||||
discharge of their duties as OJSC Polyus Gold Board of Directors | |||||||
members shall be reimbursed in the net amount of up to | |||||||
2,000,000 Russian rubles per year to each of such Directors; to | |||||||
resolve that should an "Independent Director" be elected | |||||||
Chairman of the audit Committee CONTD | |||||||
CONTD | ..CONTD or staff and remuneration Committee of the Board of | Non-Voting | None | ||||
Directors of OJSC-Polyus Gold he is entitled to the additional | |||||||
remuneration of RUR 468,750 per-quarter during his term of office | |||||||
as the Committee Chairman | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 5172 | 0 | 05-May-2010 | 12-May-2010 | ||
212248 | 55P | 35993 | 0 | 05-May-2010 | 12-May-2010 |
Page 185 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
ORASCOM CONSTR INDS S A E | ||||||||
Security | M7525D108 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 24-May-2010 | ||||||
ISIN | EGS65901C018 | Agenda | 702421164 - Management | |||||
City | CAIRO | Holding Recon Date | 20-May-2010 | |||||
Country | Egypt | Blocking | Vote Deadline Date | 19-May-2010 | ||||
SEDOL(s) | 6146975 - B03BN88 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
1 | Receive the Board of Directors report of the Company activity and | Management | For | For | None | |||
results of the unconsolidated financial statements of the FYE 31 | ||||||||
DEC 2009 | ||||||||
2 | Receive the Auditor report of the unconsolidated financial | Management | For | For | None | |||
statements of the FYE 31 DEC 2009 | ||||||||
3 | Approve the unconsolidated financial statements of the FYE 31 | Management | For | For | None | |||
DEC 2009 | ||||||||
4 | Approve the Board proposal regarding the proposed profit | Management | For | For | None | |||
distribution account list of the unconsolidated financial statements | ||||||||
of the FYE 13 DEC 2009 | ||||||||
5 | Grant discharge of the President and members of the Board and | Management | For | For | None | |||
evacuating their responsibility during the FYE 31 DEC 2009 | ||||||||
6 | Approve to renew the term of office of the President and | Management | For | For | None | |||
members of the Board of Directors of the Company for 3 years | ||||||||
7 | Authorize the Board to make compensation contracts with the | Management | For | For | None | |||
Company shareholders or Board of Director members or any | ||||||||
following Company | ||||||||
8 | Approve the determining rewards and attendance and | Management | For | For | None | |||
transportation allowances for the President and Board members | ||||||||
of the FYE 31 DEC 2009 | ||||||||
9 | Re-appoint the Company Auditor and approve to determine his | Management | For | For | None | |||
fees for the FYE 31 DEC 2009 | ||||||||
10 | Adopt the donation done during FYE 31 DEC 2009 and licensing | Management | For | For | None | |||
the board to give donations above 1000 EGP during FYE 31 | ||||||||
DEC 2009 | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
212246 | 55P | 2408 | 0 | 10-May-2010 | 19-May-2010 |
Page 186 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
ORASCOM CONSTR INDS S A E | |||||||
Security | M7525D108 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 24-May-2010 | |||||
ISIN | EGS65901C018 | Agenda | 702423245 - Management | ||||
City | CAIRO | Holding Recon Date | 20-May-2010 | ||||
Country | Egypt | Blocking | Vote Deadline Date | 19-May-2010 | |||
SEDOL(s) | 6146975 - B03BN88 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE REPRESENTATIVE | |||||||
1. | Approve the issuance of corporate bonds fourth issue that are | Management | For | For | None | ||
tradable but not convertible to shares with a maximum amount of | |||||||
EGP 1.650 billion and authorize the Board of Director to determine | |||||||
all the requirements for the issue of these bonds and take all | |||||||
necessary actions | |||||||
2. | Approve to determine those who are the authorized signers on | Management | For | For | None | ||
sponsorship contracts, decree | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 2408 | 0 | 11-May-2010 | 19-May-2010 |
Page 187 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
CHINA TELECOM CORP LTD | ||||||||
Security | Y1505D102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-May-2010 | ||||||
ISIN | CNE1000002V2 | Agenda | 702416733 - Management | |||||
City | HONGKONG | Holding Recon Date | 23-Apr-2010 | |||||
Country | China | Vote Deadline Date | 19-May-2010 | |||||
SEDOL(s) | 3226944 - 6559335 - B01XKW9 - B06KKC5 - | Quick Code | 515617000 | |||||
B16PQ74 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTION | ||||||||
NUMERS. THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL- | ||||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20100408/ | ||||||||
LTN20100408727.p-df | ||||||||
1 | Approve the consolidated financial statements of the Company, | Management | For | For | None | |||
the report of the Board of Directors, the report of the Supervisory | ||||||||
Committee and the report of the international Auditor for the YE 31 | ||||||||
DEC 2009 be considered and approved, and the Board of | ||||||||
Directors the Board be authorized to prepare the budget of the | ||||||||
Company for year 2010 | ||||||||
2 | Approve the profit distribution proposal and the declaration and | Management | For | For | None | |||
payment of a final dividend for the year ended 31 December 2009 | ||||||||
3 | Reappointment of KPMG and KPMG Huazhen as the international | Management | For | For | None | |||
Auditor and domestic Auditor of the Company respectively for the | ||||||||
year ending 31 DEC 2010 be considered and approved, and the | ||||||||
Board be authorized to fix the remuneration of the Auditors | ||||||||
S.4.1 | Approve the issue of debentures by the Company | Management | For | For | None | |||
S.4.2 | Authorize the Board to issue debentures and determine the | Management | For | For | None | |||
specific terms, conditions and other matters of the debentures | ||||||||
S.5.1 | Approve the issue of company bonds in the People's Republic of | Management | For | For | None | |||
China | ||||||||
S.5.2 | Authorize the Board to issue company bonds and determine the | Management | For | For | None | |||
specific terms, conditions and other matters of the company bonds | ||||||||
in the People's Republic of China | ||||||||
S.6 | Grant a general mandate to the Board to issue, allot and deal with | Management | For | For | None | |||
additional shares in the Company not exceeding 20% of each of | ||||||||
the existing domestic Shares and H Shares as the case may be | ||||||||
in issue | ||||||||
S.7 | Authorize the Board to increase the registered capital of the | Management | For | For | None | |||
Company and to amend the Articles of Association of the | ||||||||
Company to reflect such increase in the registered capital of the | ||||||||
Company and amend the Article of the Association of the | ||||||||
Company to reflect such increase in the registered capital of the | ||||||||
Company under the general mandate | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 390000 | 0 | 12-May-2010 | 19-May-2010 | |||
522362 | 55P | 733600 | 0 | 12-May-2010 | 19-May-2010 |
Page 188 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
PT ASTRA INTERNATIONAL TBK | ||||||||
Security | Y7117N149 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 26-May-2010 | ||||||
ISIN | ID1000057607 | Agenda | 702424095 - Management | |||||
City | JAKARTA | Holding Recon Date | 10-May-2010 | |||||
Country | Indonesia | Vote Deadline Date | 24-May-2010 | |||||
SEDOL(s) | 5818402 - 6291712 - B01DP91 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve the annual report and ratification to Company's financial | Management | For | For | None | |||
report for year 2009 | ||||||||
2 | Approve the profit allocation for year 2009 | Management | For | For | None | |||
3 | Approve the changing in the composition of Company's Board and | Management | For | For | None | |||
determine their salary, honorarium and allowances | ||||||||
4 | Appointment of Public Accountant for year 2010 | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 60000 | 0 | 12-May-2010 | 24-May-2010 |
Page 189 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
STANDARD BK GROUP LTD | ||||||
Security | S80605140 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2010 | ||||
ISIN | ZAE000109815 | Agenda | 702389936 - Management | |||
City | JOHANNESBURG | Holding Recon Date | 26-May-2010 | |||
Country | South Africa | Vote Deadline Date | 20-May-2010 | |||
SEDOL(s) | B030GJ7 - B031GN4 - B03VTK2 - B05LC45 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Receive the Annual Financial Statements for the YE 31 DEC | Management | For | For | None | |
2009, including the reports of the Directors and Auditors | ||||||
2.1 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Chairman of Standard Bank Group as ZAR | ||||||
3,750,000 per annum | ||||||
2.2 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Director of Standard Bank Group ZAR 161,000 | ||||||
per annum | ||||||
2.3 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: International Director of Standard Bank Group | ||||||
GBP 34,650 per annum | ||||||
2.4 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Group Credit Committee Member ZAR 16,500 | ||||||
per meeting | ||||||
2.5 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Directors Affairs Committee Chairman ZAR | ||||||
114,500 per annum Member ZAR 57,000 per annum | ||||||
2.6 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Group Risk and the Capital Management | ||||||
Committee Chairman ZAR 455,000 per annum Member ZAR | ||||||
182,000 per annum | ||||||
2.7 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Group Remuneration Committee Chairman | ||||||
ZAR 228,000 per annum Member ZAR 98,000 per annum | ||||||
2.8 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Group Transformation Committee Chairman | ||||||
ZAR 145,000 per annum Member ZAR 72,000 per annum | ||||||
2.9 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Group Audit Committee Chairman ZAR | ||||||
455,000 per annum Member ZAR 182,000 per annum | ||||||
2.10 | Approve the proposed fees payable to the Non-Executive | Management | For | For | None | |
Directors for 2010: Ad hoc meeting attendance ZAR 15,250 per | ||||||
meeting | ||||||
3 | Approve the payment by The Standard Bank of South Africa | Management | For | For | None | |
Limited of an ex gratia award of ZAR 7,500,000 to Derek Edward | ||||||
Cooper; Group transformation Committee - Chairman - ZAR | ||||||
145,000 per annum, Member - ZAR 72,000 per annum | ||||||
4.1 | Re-elect Richard Dunne as a Director | Management | For | For | None | |
4.2 | Re-elect Thulani Gcabashe as a Director, who retires in | Management | For | For | None | |
accordance with the provisions of the Company's Articles of | ||||||
Association | ||||||
4.3 | Re-elect Saki MaCozoma as a Director, who retires in accordance | Management | For | For | None | |
with the provisions of the Company's Articles of Association |
Page 190 of 350 | 05-Aug-2010 |
Vote Summary | |||||
4.4 | Re-elect Rick MeNell as a Director, who retires in accordance with | Management | For | For | None |
the provisions of the Company's Articles of Association | |||||
4.5 | Re-elect Myles Ruck as a Director, who retires in accordance with | Management | For | For | None |
the provisions of the Company's Articles of Association | |||||
4.6 | Re-elect Fred Phaswana as a Director | Management | For | For | None |
4.7 | Re-elect Lord Smith of Kelvin KT as a Director, who retires in | Management | For | For | None |
accordance with the provisions of the Company's Articles of | |||||
Association | |||||
5.1 | Approve the ordinary shares required for the purpose of carrying | Management | For | For | None |
out the terms of the Standard Bank Equity Growth Scheme (the | |||||
Equity Growth Scheme), other than those which have specifically | |||||
been appropriated for the Equity Growth Scheme in terms of | |||||
ordinary resolutions duly passed at previous AGM of the | |||||
Company, be and are hereby specifically placed under the control | |||||
of the Directors, who be and are hereby authorized to allot and | |||||
issue those shares in terms of the Equity Growth Scheme | |||||
5.2 | Approve the ordinary shares required for the purpose of carrying | Management | For | For | None |
out the terms of the Standard Bank Group Share Incentive | |||||
Scheme (the Scheme), other than those which have specifically | |||||
been appropriated for the Scheme in terms of resolutions duly | |||||
passed at previous AGM of the Company, be and are hereby | |||||
specifically placed under the control of the Directors, who be and | |||||
are hereby authorized to allot and issue those shares in terms of | |||||
the Scheme | |||||
5.3 | Approve the unissued ordinary shares in the authorized share | Management | For | For | None |
capital of the Company (other than those specifically identified in | |||||
ordinary resolutions number 5.1 and 5.2) be and are hereby | |||||
placed under control of the Directors of the Company who are | |||||
authorized to allot and issue the ordinary shares at their discretion | |||||
until the next AGM of the Company, subject to the provisions of | |||||
the Companies Act, 61 of 1973, as amended, the Banks Act, 94 of | |||||
1990, as amended and the Listings Requirements of the JSE | |||||
Limited and subject to the a number of ordinary shares able to be | |||||
allotted and issued in terms of this resolution being limited five | |||||
percent (5%) of the number of ordinary shares in issue at 31 DEC | |||||
2009 | |||||
5.4 | Approve the unissued non-redeemable non-cumulative, non | Management | For | For | None |
participating preference shares (non-redeemable preference | |||||
shares) in p authorized share capital of the company be and are | |||||
hereby placed under the control of the Directors of the Company | |||||
who are authorized to allot and issue the non-redeemable | |||||
preference shares at their discretion until the next AGM of the | |||||
Company, subject to the provisions of the Companies Act. 61 of | |||||
1973, as amended and the Listing Requirements of the JSE | |||||
Limited | |||||
5.5 | Authorize the Directors of the Company, to make payments to | Management | For | For | None |
shareholders interims of Section 5.85(b) of the Listings | |||||
Requirements of the ISE Limited (the Listings Requirements), | |||||
subject to the provisions of the Companies Act, 61 of 1973, as | |||||
amended (the Companies Act), the Banks Act, 94 of 1990, as | |||||
amended and the Listings Requirements, including, amongst | |||||
others, the following requirements: (a) payments to shareholders | |||||
in terms of this resolution shall be made in terms of section 90 of | |||||
the Companies Act and be made pro rata to all shareholders; (b) | |||||
in any one FY payments to shareholders in terms of this resolution | |||||
shall not exceed a maximum of 20% of the Company's issued | |||||
share capital, including reserves but excluding minority interests, | |||||
and revaluations of assets and intangible assets that are not | |||||
supported CONTD. |
Page 191 of 350 | 05-Aug-2010 |
Vote Summary | |||||
CONT | CONTD. by a valuation by an independent professional expert | Non-Voting | None | ||
acceptable to the-JSE Limited prepared within the last six months, | |||||
measured as at the beginning-of such FY and Authority to make | |||||
payments to shareholders shall be valid-until the next AGM of the | |||||
Company or for 15 months from the date of this-resolution | |||||
whichever period is the shorter | |||||
5.6 | Approve, in terms of Schedule 14 of JSE Listings Requirements | Management | For | For | None |
and in accordance with Section 222 of the Companies Act, Act 61 | |||||
of 1973, amended, where applicable that the provisions of the | |||||
Standard Bank Equity Growth Scheme are amended as specified | |||||
5.7 | Approve, in terms of Schedule 14 of the JSE Listings | Management | For | For | None |
Requirements and in accordance with Section 222 of the | |||||
Companies Act, 61 of 1973, as amended, where applicable that | |||||
the provisions of the Standard Bank Group Share Incentive | |||||
Scheme are amended as specified | |||||
S.6.1 | Approve to increase the share capital of the Company, from ZAR | Management | For | For | None |
193,000,000 divided into 1,750,000,000 ordinary shares of 10 | |||||
cents each, 8,000,000 6,5% first cumulative preference shares of | |||||
ZAR 1 each and 1,000,000 non-redeemable, non-cumulative | |||||
preference shares of 1 cent each to ZAR 218,000,000 divided into | |||||
2,000,000,000 ordinary shares of 10 cents each, 8,000,000 6,5% | |||||
first cumulative preference shares of ZAR 1 each and 1,000,000 | |||||
non-redeemable, non-cumulative, non-participating preference | |||||
shares of 1 cent each and that the Memorandum of Association of | |||||
the Company be amended accordingly | |||||
S.6.2 | Approve, with effect from the date of this AGM, as a general | Management | For | For | None |
approval in terms of Section 85(2) of the Companies Act, 61 of | |||||
1973, as amended (the Companies Act), the acquisition by the | |||||
Company and, in terms of Section 89 of the Companies Act, the | |||||
acquisition by any subsidiary of the Company from time to time, of | |||||
such number of ordinary shares issued by the Company and at | |||||
such price and on such other terms and conditions as the | |||||
Directors may from time to time determine, subject to the | |||||
requirements of the Companies Act, Banks Act, 94 of 1990, as | |||||
amended and the Listings Requirements of the JSE Limited (the | |||||
Listings Requirements), CONTD. | |||||
CONT | CONTD. which include, amongst others; any such acquisition will | Non-Voting | None | ||
be-implemented through the order book operated by the trading | |||||
system of the JSE-Limited and done without any prior | |||||
understanding or arrangement between the-Company and the | |||||
counterparty reported trades being prohibited ; the-acquisition | |||||
must be authorized by the Company's Articles of Association; the- | |||||
authority is limited to the purchase of the maximum of the 10% of | |||||
the-Company's issued ordinary share capital in the any one FY, | |||||
CONTD. | |||||
CONT | CONTD. acquisition must not be the weighted average of the | Non-Voting | None | ||
market value for-the ordinary shares of the Company for the 5 | |||||
business days immediately-preceding the date of acquisition; at | |||||
any point in time, the Company may only-appoint one agent to | |||||
effect any repurchase(s) on the Company's behalf; the-company | |||||
or its subsidiary may not repurchase securities during a | |||||
prohibited-period, unless they have in place a repurchase | |||||
programme where the dates and-quantities of securities to be | |||||
traded during the relevant period are fixed-not subject to any | |||||
variation and full details of the programme have been-disclosed in | |||||
an announcement over the SENS prior to the commencement of | |||||
the-prohibited period; CONTD. |
Page 192 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD. that an announcement containing full details of such | Non-Voting | None | ||||
acquisitions of-shares will be published as soon as the Company | |||||||
and/or its subsidiary(ies)-has/have acquired shares constitution, | |||||||
on a cumulative basis, 3% of the-number of shares in issue at the | |||||||
date of the general meetings at which this-special resolution is | |||||||
considered and, if approved, passed, and for each 3% in- | |||||||
aggregate of the initial number acquired thereafter; CONTD. | |||||||
CONT | CONTD. and in the case of an acquisition by a subsidiary of the | Non-Voting | None | ||||
Company, the-authority shall be valid only if: the subsidiary is | |||||||
authorized by its-Articles of Association; the shareholders of the | |||||||
subsidiary have passed a-special resolution authorizing the | |||||||
acquisition and the number of shares to be-acquired, is not more | |||||||
that 10% in the aggregate of the number of issued-shares of the | |||||||
Company; Authority shall be valid only until the next AGM of-the | |||||||
Company or is months from the date on which this resolution is | |||||||
passed,-whichever is the earlier | |||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION | Non-Voting | None | |||||
OF TEXT. IF YOU HAVE ALREA-DY SENT IN YOUR VOTES, | |||||||
PLEASE DO NOT RETURN THIS PROXY FORM UNLESS YOU | |||||||
DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK | |||||||
YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 33673 | 0 | 27-Apr-2010 | 20-May-2010 | ||
212247 | 55P | 31137 | 0 | 27-Apr-2010 | 20-May-2010 |
Page 193 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | |||||||
SHUI ON LD LTD | |||||||
Security | G81151113 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 27-May-2010 | |||||
ISIN | KYG811511131 | Agenda | 702411757 - Management | ||||
City | WANCHAI | Holding Recon Date | 19-May-2010 | ||||
Country | Cayman Islands | Vote Deadline Date | 24-May-2010 | ||||
SEDOL(s) | B16NHT7 - B17ZL45 - B1KZ5C8 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100426/LTN2 | |||||||
0100426755.pdf | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | |||||||
THANK YOU. | |||||||
1 | Receive and consider the financial statements and the reports of | Management | For | For | None | ||
the Directors and auditor for the YE 31 DEC 2009 | |||||||
2 | Declare the final dividend with scrip option for the YE 31 DEC | Management | For | For | None | ||
2009 | |||||||
3.a | Re-election of Mr. Daniel Y. K. Wan as a Director | Management | For | For | None | ||
3.b | Re-election of The Honourable Leung Chun Ying as a Director | Management | For | For | None | ||
3.c | Re-election of Dr. William K. L. Fung as a Director | Management | For | For | None | ||
3.d | Re-election of Professor Gary C. Biddle as a Director | Management | For | For | None | ||
3.e | Re-election of Mr. David J. Shaw as a Director | Management | For | For | None | ||
3.f | Authorize the Board of Directors to fix the Directors' remuneration | Management | For | For | None | ||
4 | Re-appoint the Auditor and authorize the Board of Directors to fix | Management | For | For | None | ||
their remuneration | |||||||
5.A | Authorize the Directors to issue and allot additional shares of the | Management | For | For | None | ||
Company not exceeding 20% of the aggregate nominal amount of | |||||||
the issued share capital of the Company at the date of passing | |||||||
this resolution | |||||||
5.B | Authorize the Directors to repurchase shares of the Company not | Management | For | For | None | ||
exceeding 10% of the aggregate nominal amount of the issued | |||||||
share capital of the Company at the date of passing this resolution | |||||||
5.C | Authorize the Directors to issue shares under Resolution No. 5(A) | Management | For | For | None | ||
by the number of shares repurchased under Resolution No. 5(B) | |||||||
S.6 | Amend the Articles of Association of the Company | Management | For | For | None | ||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | |||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | |||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | |||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | |||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 573000 | 0 | 05-May-2010 | 24-May-2010 |
Page 194 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
BANK CHINA LTD | ||||||
Security | Y0698A107 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 27-May-2010 | ||||
ISIN | CNE1000001Z5 | Agenda | 702434806 - Management | |||
City | HONG KONG | Holding Recon Date | 26-Apr-2010 | |||
Country | China | Vote Deadline Date | 24-May-2010 | |||
SEDOL(s) | B154564 - B15ZP90 - B15ZV58 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 704544 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100415/LTN2 | ||||||
0100415262.pdf AN-D | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100510/LTN2 | ||||||
0100510314.pdf | ||||||
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | None | ||||
OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
1. | Approve the 2009 working report of the Board of Directors of the | Management | For | For | None | |
bank | ||||||
2. | Approve the 2009 working report of the Board of Supervisors of | Management | For | For | None | |
the bank | ||||||
3. | Approve the 2009 annual financial statements of the bank | Management | For | For | None | |
4. | Approve the 2009 Profit Distribution Plan of the bank | Management | For | For | None | |
5. | Approve the 2010 annual budget of the bank | Management | For | For | None | |
6. | Re-appoint PricewaterhouseCoopers Zhong Tian CPAs Limited | Management | For | For | None | |
Company and PricewaterhouseCoopers Hong Kong as the Bank's | ||||||
External Auditors for 2010 | ||||||
7.1 | Re-elect Mr. Xiao Gang as an Executive Director of the Bank | Management | For | For | None | |
7.2 | Re-elect Mr. Li Lihui as an Executive Director of the Bank | Management | For | For | None | |
7.3 | Re-elect Mr. Li Zaohang as an Executive Director of the Bank | Management | For | For | None | |
7.4 | Re-elect Mr. Zhou Zaiqun as an Executive Director of the Bank | Management | For | For | None | |
7.5 | Re-elect Mr. Anthony Francis Neoh as an Independent Non- | Management | For | For | None | |
Executive Director of the Bank | ||||||
7.6 | Re-elect Mr. Huang Shizhong as an Independent Non-Executive | Management | For | For | None | |
Director of the Bank | ||||||
7.7 | Re-elect Ms. Huang Danhan as an Independent Non-Executive | Management | For | For | None | |
Director of the Bank | ||||||
8.1 | Election of Mr. Qin Rongsheng as an External Supervisor of the | Management | For | For | None | |
Bank | ||||||
8.2 | Election of Mr. Bai Jingming as an External Supervisor of the | Management | For | For | None | |
Bank | ||||||
9. | Approve the remuneration scheme for the External Supervisors of | Management | For | For | None | |
the Bank |
Page 195 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S.10 | Approve the proposal to amend the Articles of Association of the | Management | For | For | None | ||
Bank | |||||||
S.11 | Approve the proposal in relation to the general mandate on | Management | For | For | None | ||
issuance of new shares of the Bank | |||||||
8.A.1 | Re-elect Mr. Wang Xueqiang as a shareholders' representative | Management | For | For | None | ||
Supervisor of the Bank | |||||||
8.A.2 | Re-elect Mr. Liu Wanming as a shareholders' representative | Management | For | For | None | ||
Supervisor of the Bank | |||||||
12. | Approve the proposal on adjustments of several items of the | Management | For | For | None | ||
delegation of authorities by the shareholders' meeting to the | |||||||
Board of Directors of the Bank | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 1634930 | 0 | 18-May-2010 | 24-May-2010 | ||
212247 | 55P | 707890 | 0 | 18-May-2010 | 24-May-2010 |
Page 196 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-May-2010 | ||||
ISIN | CNE1000002P4 | Agenda | 702419082 - Management | |||
City | BEIJING | Holding Recon Date | 06-May-2010 | |||
Country | China | Vote Deadline Date | 18-May-2010 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||
BY CLICKING ON THE URL- | ||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20100423/ | ||||||
LTN20100423865.p-df | ||||||
1 | Receive the audited financial statements and the report of | the | Management | For | For | None |
Auditor for the YE 31 DEC 2009 | ||||||
2 | Receive the proposed profit distribution and annual dividend for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
3 | Receive the report of the Directors of the Company for the | YE 31 | Management | For | For | None |
DEC 2009 | ||||||
4 | Receive the report of the Supervisory Committee of the | Management | For | For | None | |
Company for the YE 31 DEC 2009 | ||||||
5 | Approve the performance evaluation of 2008 and 2009 of | the | Management | For | For | None |
Stock Appreciation Rights Scheme of the Company | ||||||
6 | Re-appointment of Ernst & Young Hua Ming and Ernst & Young | Management | For | For | None | |
as the domestic and international auditors of the Company for the | ||||||
year 2010 and to authorize the Board of Directors to fix the | ||||||
remuneration thereof | ||||||
7 | Re-election Mr. Wu Mengei as a Non-Executive Director of the | Management | For | For | None | |
Company with immediate effect | ||||||
8 | Election of Mr, Fong Wo, Felix as an independent Non-Executive | Management | For | For | None | |
Director of the Company with immediate effect | ||||||
9 | Election of Mr. Chen Quansheng as an independent Non- | Management | For | For | None | |
Executive Director of the Company with immediate effect | ||||||
10 | Election of Ms. An Xuefen as a Supervisor of the Company with | Management | For | For | None | |
immediate effect | ||||||
S.11 | Authorize the Directors of the Company, subject to this resolution | Management | For | For | None | |
and subject to all applicable laws, rules and regulations and/or | ||||||
requirements of the governmental or regulatory body of securities | ||||||
in the People's Republic of China the PRC , The Stock Exchange | ||||||
of Hong Kong Limited the Stock Exchange or of any other | ||||||
governmental or regulatory body, to exercise, whether by a single | ||||||
exercise or otherwise, all the powers of the Company to allot, | ||||||
issue and deal with the overseas listed foreign shares H Shares | ||||||
during the relevant period as specified in this resolution ; the | ||||||
aggregate nominal amount of the H Shares which are authorized | ||||||
to be allotted by the directors of the Company pursuant to the | ||||||
approve this resolution shall not exceed 20% of the aggregate | ||||||
nominal amount of the H Shares of the Company CONT |
Page 197 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONT in issued as at the date of passing this resolution, and the | Non-Voting | None | ||||
said-approval shall be limited accordingly; and the authority | |||||||
granted this-resolution shall be conditional upon the approvals of | |||||||
any regulatory-authorities as required by the laws, rules and | |||||||
regulations of the PRC being-obtained by the Company; Authority | |||||||
expires the earlier of this resolution-until the conclusion of the next | |||||||
AGM of the Company within which the next AGM-of the Company | |||||||
is required by law or the Company's Articles of Association to-be | |||||||
held ; subject to the approval of all relevant governmental | |||||||
authorities in-the PRC for the issue and allotment of and dealing in | |||||||
such H Shares being-granted, authorize the Directors of the | |||||||
Company to make such corresponding-amendments to the | |||||||
Articles of Association the Articles of the Company as-CONT | |||||||
CONT | CONT it thinks fit so as to change the registered capital of the | Non-Voting | None | ||||
Company and-to reflect the new capital structure of the Company | |||||||
upon the exercise of the-authority to allot, issue and deal in H | |||||||
Shares as conferred this resolution;-and file the amended Articles | |||||||
with the relevant governmental authorities of-the PRC of the | |||||||
Company | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 100555 | 0 | 10-May-2010 | 18-May-2010 |
Page 198 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
GUANGZHOU R F PPTYS CO LTD | ||||||
Security | Y2933F115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-May-2010 | ||||
ISIN | CNE100000569 | Agenda | 702423106 - Management | |||
City | GUANGZHOU | Holding Recon Date | 28-Apr-2010 | |||
Country | China | Vote Deadline Date | 25-May-2010 | |||
SEDOL(s) | B19H8Y8 - B1FN0K0 - B1FP2Q6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL THE | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Approve the report of Board of Directors [the "Board"] for the YE | Management | For | For | None | |
31 DEC 2009 | ||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the YE 31 DEC 2009 | ||||||
3 | Approve the audited financial statements and the report of | Management | For | For | None | |
Auditors for the YE 31 DEC 2009 | ||||||
4 | Declare a final dividend for the YE 31 DEC 2009 of RMB 0.36 per | Management | For | For | None | |
share | ||||||
5 | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | None | |
Company, and authorize the Board to fix the remuneration of the | ||||||
Auditors | ||||||
6 | Authorize the Board to decide on matters relating to the payment | Management | For | For | None | |
of interim dividend for the six months ended 30 JUN 2010 | ||||||
7.A | Re-appointment of Ms. Zhang Lin as a Company's Non-Executive | Management | For | For | None | |
Director, and authorize the Board to fix the remuneration of the | ||||||
Director | ||||||
8.A | Re-appoint Ms. Liang Yingmei as theCompany's Supervisor, and | Management | For | For | None | |
authorize the Board to fix the remuneration of the Supervisor | ||||||
8.B | Re-appoint Mr. Zheng Ercheng as the Company's Supervisor, and | Management | For | For | None | |
authorize the Board to fix the remuneration of the supervisor | ||||||
S.9.A | Approve the Company to extend guarantee up to an amount of | Management | For | For | None | |
RMB25 billion in aggregate on behalf of the Company's | ||||||
subsidiaries subject to the relevant provisions of the Articles of | ||||||
Association of the Company and under: total external guarantees | ||||||
[including guarantees to subsidiaries] of the Company and its | ||||||
subsidiaries exceed 50% of the latest audited net assets value; | ||||||
S.9.B | Approve the Company to extend guarantee up to an amount of | Management | For | For | None | |
RMB25 billion in aggregate on behalf of the Company's | ||||||
subsidiaries subject to the relevant provisions of the Articles of | ||||||
Association of the Company and under: total external guarantees | ||||||
[including guarantees to subsidiaries] exceed 30% of the latest | ||||||
audited total assets value; | ||||||
S.9.C | Approve the Company to extend guarantee up to an amount of | Management | For | For | None | |
RMB25 billion in aggregate on behalf of the Company's | ||||||
subsidiaries subject to the relevant provisions of the Articles of | ||||||
Association of the Company and under: the gearing ratio of the | ||||||
subsidiary for which guarantee is to be provided is over 70%; or |
Page 199 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S.9.D | Approve the Company to extend guarantee up to an amount of | Management | For | For | None | ||
RMB25 billion in aggregate on behalf of the Company's | |||||||
subsidiaries subject to the relevant provisions of the Articles of | |||||||
Association of the Company and under: the guarantee to be | |||||||
provided to a subsidiary exceed 10% of the Company's latest | |||||||
audited net assets value | |||||||
S.10 | Approve the guarantees extended in 2009 pursuant to the | Management | For | For | None | ||
ordinary resolution no. 9 of 2008 AGM | |||||||
S.11 | Approve the joint development with third party companies in the | Management | For | For | None | ||
Asian Games City Project and authorized the Board to sign the | |||||||
related documents | |||||||
S.12 | Approve the extension of the approval by the shareholders in the | Management | For | For | None | ||
Company's extraordinary general meeting held on 18 JUN 2007 | |||||||
relating to the proposed A shares issue for 12 months from date of | |||||||
passing of this special resolution | |||||||
S.13 | Authorize the Board to amend the use of proceeds from the | Management | For | For | None | ||
Proposed A Share Issue | |||||||
S.14 | Authorize the Board to issue, allot and deal in additional shares in | Management | For | For | None | ||
the capital of the Company and to execute all such relevant | |||||||
documents and to make the necessary amendments to the | |||||||
Articles of Association as the Board thinks fit | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 183600 | 0 | 12-May-2010 | 25-May-2010 |
Page 200 of 350 | 05-Aug-2010 |
Vote Summary | |||
GUANGZHOU R F PPTYS CO LTD | |||
Security | Y2933F115 | Meeting Type | Class Meeting |
Ticker Symbol | Meeting Date | 28-May-2010 | |
ISIN | CNE100000569 | Agenda | 702423269 - Management |
City | GUANGZHOU | Holding Recon Date | 28-Apr-2010 |
Country | China | Vote Deadline Date | 25-May-2010 |
SEDOL(s) | B19H8Y8 - B1FN0K0 - B1FP2Q6 | Quick Code |
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-THE RESOLUTION". | |||||||
THANK YOU. | |||||||
S.1 | Approve the effective period for the approval for the proposed A | Management | For | For | None | ||
Share Issue be extended until the expiration of a period of 12 | |||||||
months from the date of passing of this resolution | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 183600 | 0 | 12-May-2010 | 25-May-2010 |
Page 201 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
DR. REDDY'S LABORATORIES LIMITED | ||||||||
Security | 256135203 | Meeting Type | Special | |||||
Ticker Symbol | RDY | Meeting Date | 28-May-2010 | |||||
ISIN | US2561352038 | Agenda | 933275845 - Management | |||||
City | Holding Recon Date | 30-Apr-2010 | ||||||
Country | United States | Vote Deadline Date | 21-May-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
01 | APPROVAL OF THE SCHEME OF ARRANGEMENT BETWEEN | Management | For | For | None | |||
DR. REDDY'S LABORATORIES LIMITED AND ITS MEMBERS | ||||||||
FOR ISSUANCE OF UNSECURED, REDEEMABLE, NON- | ||||||||
CONVERTIBLE, FULLY PAID-UP BONUS DEBENTURES OF | ||||||||
RS. 5/- EACH IN THE RATIO OF 6 DEBENTURES FOR EVERY | ||||||||
1 EQUITY SHARE HELD, BY RESTRUCTURING THE GENERAL | ||||||||
RESERVE OF THE COMPANY PURSUANT TO SECTIONS 391 | ||||||||
TO 394 AND OTHER RELEVANT PROVISIONS. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
000212246 | 93I | 2354 | 0 | 12-May-2010 | 12-May-2010 |
Page 202 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
HUNAN NONFERROUS METALS CORPORATION LTD | ||||||
Security | Y3767E109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 31-May-2010 | ||||
ISIN | CNE1000003F3 | Agenda | 702315486 - Management | |||
City | HUNAN | Holding Recon Date | 29-Apr-2010 | |||
Country | China | Vote Deadline Date | 26-May-2010 | |||
SEDOL(s) | B0ZSH52 - B128MM4 - B1CP195 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
- | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL THE | ||||||
RESOLUTIONS. THANK YOU. | ||||||
1 | Approve the report of the Board of the Company for the year 2009 | Management | For | For | None | |
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the year 2009 | ||||||
3 | Approve the audited financial statements of the Company for the | Management | For | For | None | |
year 2009 | ||||||
4 | Appointment of International and Domestic Auditors of the | Management | For | For | None | |
Company and | ||||||
5 | Authorize the Board of Directors the Board of the Company an | Management | For | For | None | |
unconditional general mandate to allot, issue and deal with new | ||||||
Domestic Shares Domestic Shares and overseas listed Foreign | ||||||
Shares H Shares : subject to Resolutions Numbered 5.3 and 5.4 | ||||||
and pursuant to the Company Law the Company Law of the | ||||||
People's Republic of China the PRC and the Rules governing the | ||||||
Listing of Securities on the Stock Exchange of Hong Kong Limited | ||||||
the Listing Rules as amended from time to time , the exercise by | ||||||
the Board of all the powers of the Company granted by the | ||||||
general and unconditional mandate to allot, issue and deal with | ||||||
shares during the relevant period as specified and to determine | ||||||
the terms and conditions for the allotment and issue of new shares | ||||||
including the following terms: 1) class and number of new shares | ||||||
to be issued; 2) price determination CONTD. | ||||||
- | CONTD. method of new shares and/or issue price including price | Non-Voting | None | |||
range ; 3)-the starting and closing dates for the issue; and 4) the | ||||||
making or granting-of offers, agreements and options which might | ||||||
require the exercise of such-powers; the approval in resolution | ||||||
numbered 5.1 shall authorize the Board-during the relevant period | ||||||
to make or grant offers, agreements and options-which would or | ||||||
might require the exercise of such powers after the end of the- | ||||||
relevant period; the aggregate nominal amount of new domestic | ||||||
shares and new-H shares allotted, issued and dealt with or agreed | ||||||
conditionally or-unconditionally to be allotted, issued and dealt | ||||||
with whether pursuant to an-option or otherwise by the Board | ||||||
pursuant to the approval in Resolution-Numbered 5.1, other than | ||||||
pursuant to issue of shares by conversion of the-surplus reserve | ||||||
into CONTD. |
Page 203 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
- | CONTD. share capital in accordance with the Company Law of | Non-Voting | None | ||||
the PRC and the-Articles of Association of the Company, shall not | |||||||
exceed 20% of each class of-the existing domestic shares and H | |||||||
shares; in exercising the powers granted-under resolution | |||||||
numbered 5.1, the Board must 1) comply with the Company Law- | |||||||
of the PRC and other applicable laws and regulations as | |||||||
amended from time to-time ; and 2) obtain approval from the | |||||||
China Securities Regulatory Commission-and other relevant PRC | |||||||
government departments Authority expires the earlier-of the | |||||||
conclusion of the next general meeting of the Company or 12 | |||||||
months-;CONTD. | |||||||
- | CONTD. authorize the Board, subject to the approval of the | Non-Voting | None | ||||
relevant-authorities of the PRC and in accordance with the | |||||||
Company Law of the PRC, to-increase the registered share capital | |||||||
of the Company to the required amount-upon the exercise of the | |||||||
powers pursuant to resolution numbered 5.1 above; to-sign the | |||||||
necessary documents, complete the necessary formalities and | |||||||
take-other necessary steps to complete the allotment and issue | |||||||
and listing of new-shares, provided the same do not violate the | |||||||
relevant laws, administrative-regulations, listing rules of the | |||||||
relevant Stock Exchange and the Articles of-Association; subject | |||||||
to the approval of the relevant PRC authorities, to make- | |||||||
appropriate and necessary amendments to the articles of | |||||||
association after-completion of the allotment and issue of new | |||||||
shares to reflect the-alternative in the share capital structure and | |||||||
registered capital of the-Company pursuant to the exercise of this | |||||||
mandate | |||||||
6 | Other matters, if any | Management | For | Against | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 238000 | 0 | 31-Mar-2010 | 26-May-2010 |
Page 204 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
BANCO DO BRASIL SA BB BRASIL, BRASILIA | ||||||||
Security | P11427112 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-May-2010 | ||||||
ISIN | BRBBASACNOR3 | Agenda | 702424603 - Management | |||||
City | BRASILIA | Holding Recon Date | 27-May-2010 | |||||
Country | Brazil | Vote Deadline Date | 25-May-2010 | |||||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1. | Approve the protocol and justification of merger of Banco Popular | Management | For | For | None | |||
Do Brasil S.A., which is the Company being merged, into Banco | ||||||||
Do Brasil S.A which is the company conducting the merger | ||||||||
2. | Approve and ratify the appointment of KPMG Auditors | Management | For | For | None | |||
Independentes, with corporate taxpayer ID number | ||||||||
57.755.217.0001.29 ,with its headquarters at RUA Dr. Renato | ||||||||
Paes De Barros, 33, 17th floo r, Itaim Bibi, Sao Paulo, as | ||||||||
responsible for the evaluation report of the book shareholder | ||||||||
equity of the Company being merged | ||||||||
3. | Approve the evaluation report mentioned in the previous item | Management | For | For | None | |||
4. | Approve and declare effective the corporate merger of Banco | Management | For | For | None | |||
Popular Do Brasil S.A. into Banco Do Brasil S.A. in accordance | ||||||||
with the terms of the protocol and justification of merger, as well | ||||||||
as to authorize the management of Banco Do Brasil S.A to do all | ||||||||
the complementary acts necessary for the mentioned merger | ||||||||
5. | Approve the transfer of the shareholder equity from the Company | Management | For | For | None | |||
being merged to the Company carrying out the merger, in | ||||||||
accordance with the terms of the protocol and justification of | ||||||||
merger | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 20500 | 0 | 12-May-2010 | 25-May-2010 |
Page 205 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
CIA DE CONCESSOES RODOVIARIAS | ||||||||
Security | P1413U105 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 31-May-2010 | ||||||
ISIN | BRCCROACNOR2 | Agenda | 702434969 - Management | |||||
City | TBD | Holding Recon Date | 27-May-2010 | |||||
Country | Brazil | Vote Deadline Date | 25-May-2010 | |||||
SEDOL(s) | 2840970 - B06M3P5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to discuss and decide regarding the proposal of the | Management | For | For | None | |||
merger, by the Company, of its subsidiary A Ctua Servicos | ||||||||
Campatilhados Ltda., from here onward Actua Servicos, in | ||||||||
accordance with the terms of the private instrument of protocol | ||||||||
and justification of merger of Actua Servicos Compartilhados Ltda | ||||||||
into Companhia De Concessoes Rodoviarias, signed on 13 MAY | ||||||||
2010, by the Managers of the Companies involved, from here | ||||||||
onward the protocol and justification | ||||||||
2 | Ratify the appointment of the specialized company previously | Management | For | For | None | |||
hired by the Management of the Companies involved to proceed | ||||||||
with the evaluation of the net worth to be merged into the | ||||||||
Company | ||||||||
3 | Approve to examine and decide regarding the valuation report | Management | For | For | None | |||
prepared by t he specialized Company | ||||||||
4 | Approve the transaction of the merger of Actua Servicos | Management | For | For | None | |||
Compartilhados Ltda. into the Company | ||||||||
5 | Approve to discuss and decide regarding the change of the | Management | For | For | None | |||
address of the branch of the Company | ||||||||
6 | Election of Mr. Mauro Martin Costa as an alternate Member of the | Management | For | For | None | |||
Board of Directors of the Company to replace Ms. Rosa Evang | ||||||||
Elina Marcondes Penido Dalla Vecchi A, elected to the Board of | ||||||||
Director s of the Company at the AGM of shareholders held on 28 | ||||||||
APR 2010, because of her resignation from said position | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 61100 | 0 | 18-May-2010 | 25-May-2010 |
Page 206 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
CHINA NATL MATLS CO LTD | ||||||
Security | Y15048104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 01-Jun-2010 | ||||
ISIN | CNE100000874 | Agenda | 702372563 - Management | |||
City | BEIJING | Holding Recon Date | 30-Apr-2010 | |||
Country | China | Vote Deadline Date | 21-May-2010 | |||
SEDOL(s) | B29MX56 - B2N68H1 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTION | ||||||
NUMERS. THANK YOU. | ||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the YE 31 DEC 2009 | ||||||
3 | Approve the audited financial statements of the Company for the | Management | For | For | None | |
YE 31 DEC 2009 | ||||||
4 | Approve the profit distribution proposal of the Company, namely, | Management | For | For | None | |
the proposal for distribution of a final dividend of RMB 0.025 per | ||||||
share tax inclusive in an aggregate amount of RMB 89,286,600 | ||||||
for the YE 31 DEC 2009, and to authorize the Chairman of the | ||||||
Board of Directors of the Company to implement the aforesaid | ||||||
distribution | ||||||
S.5 | Amend the Articles of Association of the Company (the "Articles of | Management | For | For | None | |
Association") and authorize any Executive Director of the | ||||||
Company to sign or execute such other documents on behalf of | ||||||
the Company and to do all such things and take all such actions | ||||||
as he may consider necessary or desirable for the purpose of the | ||||||
proposed amendments to the Articles of Association as he may | ||||||
consider necessary, desirable or expedient; and amend, the | ||||||
existing Article 60 Paragraph 2, the existing Article 119 Paragraph | ||||||
1, the existing Article 120 Paragraph 1, the existing Article 148 | ||||||
Paragraph 2, the existing Article 165 (2), the existing Article 166 | ||||||
Paragraph 2, the existing Article 168 and the existing Article 170 | ||||||
Paragraph 2 | ||||||
S.6 | Approve a general mandate to the Board of Directors of the | Management | For | For | None | |
Company to issue, allot and deal with additional Unlisted Shares | ||||||
not exceeding 20% of the Unlisted Shares in issue; and additional | ||||||
H Shares not exceeding 20% of the H Shares in issue, and to | ||||||
authorize the Board of Directors to make such corresponding | ||||||
amendments to the Articles of Association as it think fit so as to | ||||||
reflect the new capital structure upon the allotment and issue of | ||||||
the shares: subject to this resolution and in accordance with the | ||||||
relevant requirements of the Rules Governing the Listing of | ||||||
Securities the 'Hong Kong Listing Rules' on The Stock Exchange | ||||||
of Hong Kong Limited the 'Hong Kong Stock Exchange' , the | ||||||
Articles of Association and the applicable laws and regulations of | ||||||
the PRC, to allot, issue and deal with, either separately or | ||||||
CONTD. |
Page 207 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD. concurrently, additional Unlisted Shares and H Shares of | Non-Voting | None | ||||
the Company-and to make or grant offers, agreements, options | |||||||
and rights of exchange or-conversion of shares which might | |||||||
require the exercise of such powers; and to-make or grant offers, | |||||||
agreements, options and rights of exchange or-conversion of | |||||||
shares which might require the exercise of such powers after-the | |||||||
end of the Relevant Period; each of the aggregate nominal | |||||||
amounts of-Unlisted Shares and H Shares allotted, issued and | |||||||
dealt with or agreed-conditionally or unconditionally to be allotted, | |||||||
issued and dealt with-whether pursuant to an option or otherwise | |||||||
by the Board of Directors-pursuant shall not exceed 20% of each | |||||||
of the aggregate nominal amounts of-Unlisted Shares and H | |||||||
Shares of the Company, respectively, in issue at the-date of | |||||||
passing this resolution, CONTD. | |||||||
CONT | CONTD. otherwise than pursuant to a rights issue; or any scrip | Non-Voting | None | ||||
dividend or-similar arrangement providing for allotment of shares | |||||||
in lieu of the whole or-part of a dividend on shares of the | |||||||
Company, in accordance with the relevant-requirements of the | |||||||
Hong Kong Listing Rules, the Articles of Association and-the | |||||||
applicable laws and regulations of the PRC; | Authority expires the- | ||||||
earlier of the conclusion of the next AGM of the Company or the | |||||||
expiration of-the period within which the next AGM is to be held by | |||||||
law ; and the Board of-Directors to make corresponding | |||||||
amendments to the Articles of Association as-it thinks fit so as to | |||||||
reflect the new capital structure upon the allotment-or issue of | |||||||
shares as provided in this resolution | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 190000 | 0 | 26-Apr-2010 | 21-May-2010 |
Page 208 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||
LUPATECH SA, CAXIAS DO SUL | ||||||
Security | P64028130 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 02-Jun-2010 | ||||
ISIN | BRLUPAACNOR8 | Agenda | 702419664 - Management | |||
City | CAXIAS DO SUL | Holding Recon Date | 27-May-2010 | |||
Country | Brazil | Vote Deadline Date | 25-May-2010 | |||
SEDOL(s) | B14TFV5 - B2R03N0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||
a | Approve the reference to the Company branches in the Corporate Management | For | For | None | ||
Bylaws | ||||||
b | Approve the broadening of the Corporate purpose of the | Management | For | For | None | |
company, in order to precisely and completely describe the area | ||||||
of business activity conducted by Lupatech | ||||||
c | Approve the adaptation of the share capital and of the quantity of | Management | For | For | None | |
shares of the Company due to the cancellation of 6,113 shares in | ||||||
treasury | ||||||
d | Approve to change of the deadline in advance of a general | Management | For | For | None | |
meeting for presentation of the documentation by the | ||||||
shareholders to 1 hour before the meeting, respecting the rules of | ||||||
the online meeting system, in which the Company is a participant | ||||||
e | Approve to reduce the term in office of the Board of Directors and | Management | For | For | None | |
of the Executive Committee to 1 year, with the consequent | ||||||
amendment of Article 16 of the Corporate Bylaws, for the purpose | ||||||
of adapting it to the practice of the Company | ||||||
f | Approve the prohibition against making loans to related parties, | Management | For | For | None | |
except to Companies controlled by the Company | ||||||
g | Approve the reformulation of Paragraph 11 of Article 52 of the | Management | For | For | None | |
Corporate By Laws of the Company, which covers the poison pill, | ||||||
excluding the obligation for a public tender offer when 20% of the | ||||||
share capital is reached through conversion of debentures | ||||||
h | Approve the consolidation of the Corporate Bylaws of the | Management | For | For | None | |
Company to reflect the changes contained in items A, B, C, D, E, | ||||||
F, and G above | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||
IN MEETING DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||
INSTRUCTIONS. THANK YOU. |
Page 209 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
522021 | 55P | 11400 | 0 | 10-May-2010 | 12-May-2010 |
Page 210 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
AGILE PROPERTY HOLDINGS LTD | ||||||||
Security | G01198103 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 03-Jun-2010 | ||||||
ISIN | KYG011981035 | Agenda | 702405095 - Management | |||||
City | HONG KONG | Holding Recon Date | 28-May-2010 | |||||
Country | Cayman Islands | Vote Deadline Date | 31-May-2010 | |||||
SEDOL(s) | B0PR2F4 - B0TRT93 - B0YPGN5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL THE | ||||||||
RESOLUTIONS. THANK YOU. | ||||||||
1 | Received and approve the audited financial statements of the | Management | For | For | None | |||
Company and its subsidiaries for the YE 31 DEC 2009 together | ||||||||
with the Directors' report and the Auditor's report thereon | ||||||||
2.1 | Re-elect Mr. Chan Cheuk Hung as a Director | Management | For | For | None | |||
2.2 | Re-elect Mr. Chan Cheuk Nam as a Director | Management | For | For | None | |||
2.3 | Re-elect Mr. Cheung Wing Yui as a Director | Management | For | For | None | |||
2.4 | Authorize the Remuneration Committee to fix the remuneration of | Management | For | For | None | |||
the Executive Directors | ||||||||
3 | Approve the payment of remuneration to each of the Independent | Management | For | For | None | |||
Non-executive Directors | ||||||||
4 | Declare a final dividend for the YE 31 DEC 2009 | Management | For | For | None | |||
5 | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | None | |||
Company and authorize the Directors to fix their remuneration | ||||||||
6.A | Authorize the Directors to repurchase shares of the Company | Management | For | For | None | |||
6.B | Approve to give a general mandate to the Directors to issue | Management | For | For | None | |||
shares of the Company | ||||||||
6.C | Approve the nominal amount of the shares repurchased under | Management | For | For | None | |||
Resolution 6.A. to the mandate granted to the Directors under | ||||||||
resolution 6.B | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100429/LTN2 | ||||||||
0100429418.pdf | ||||||||
Transact any other business | Non-Voting | None | ||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||||
OF NON-NUMBERED AND NON-VOT-ABLE RESOLUTION. IF | ||||||||
YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO | ||||||||
NOT RETURN-THIS PROXY FORM UNLESS YOU DECIDE TO | ||||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK Y-OU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 226400 | 0 | 03-May-2010 | 31-May-2010 |
Page 211 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
AGILE PROPERTY HOLDINGS LTD | ||||||
Security | G01198103 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 03-Jun-2010 | ||||
ISIN | KYG011981035 | Agenda | 702434109 - Management | |||
City | HONG KONG | Holding Recon Date | 28-May-2010 | |||
Country | Cayman Islands | Vote Deadline Date | 31-May-2010 | |||
SEDOL(s) | B0PR2F4 - B0TRT93 - B0YPGN5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | None | ||||
OF "ABSTAIN" WILL BE TREATED T-HE SAME AS A "TAKE NO | ||||||
ACTION" VOTE. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100513/LTN2 | ||||||
0100513005.pdf | ||||||
1. | Approve the provision of the (i) market customary indemnities (the | Management | For | For | None | |
"2010 Notes Indemnity") granted by the Company and the | ||||||
subsidiary guarantors named therein in the purchase agreement | ||||||
(the "Purchase Agreement") dated 21 APR 2010 entered into, | ||||||
among others, the Company, Merrill Lynch International, Morgan | ||||||
Stanley & Co International plc ("Morgan Stanley"), Deutsche Bank | ||||||
AG, Singapore Branch and Standard Chartered Bank, in relation | ||||||
to the issue of the 8.875% senior notes due 2017 in the aggregate | ||||||
principal amount of USD 650,000,000 (the "2010 Notes") in favor | ||||||
of and for the benefit of Morgan Stanley, or any of its affiliates and | ||||||
their respective Officers, Directors, employees and agents (the | ||||||
"Indemnified Persons") whereby the Company and the subsidiary | ||||||
guarantors named therein in the Purchase Agreement will | ||||||
indemnify and hold harmless each of the Indemnified Persons, | ||||||
from and against any and all losses, claims, damages and | ||||||
liabilities (including, without limitation, any legal or other expenses | ||||||
reasonably incurred in connection with defending or investigating | ||||||
any such action or claim) caused by any untrue statement or | ||||||
alleged untrue statement of a material fact contained in the | ||||||
documents set out under the Purchase Agreement or whatsoever | ||||||
as set out in the Purchase Agreement; and (ii) market customary | ||||||
indemnities (the "Consent Solicitation Indemnity") granted by the | ||||||
Company and the subsidiary guarantors named therein in the | ||||||
solicitation agent agreement (the "Solicitation Agent Agreement") | ||||||
dated 22 APR 2010 entered into, among others, the Company, | ||||||
Morgan Stanley and the subsidiary guarantors named therein in | ||||||
relation to the solicitation of consents from the holders of the 10% | ||||||
senior notes due 2016 in the aggregate principal amount of USD | ||||||
300,000,000 to certain amendments to the indenture dated 12 | ||||||
NOV 2009 as amended among the Company, the subsidiary | ||||||
guarantors signatory thereto, and HSBC Bank USA, National | ||||||
Association, as trustee, in favor of and for the benefit of each of | ||||||
the Indemnified Persons, pursuant to which the Company and the | ||||||
subsidiary guarantors named therein in the Solicitation Agent | ||||||
Agreement will indemnify, defend and hold harmless each of the | ||||||
Indemnified Persons from and against any losses, claims, | ||||||
damages, liabilities and expenses or whatsoever as set out in the | ||||||
Solicitation Agent Agreement, and will reimburse each of the | ||||||
Indemnified Persons for all expenses reasonably incurred |
Page 212 of 350 | 05-Aug-2010 |
Vote Summary | |||||
(including reasonable fees and expenses of counsel) as they are | |||||
incurred in connection with investigating, preparing, pursuing or | |||||
defending any losses, claims, damages, liabilities, expenses, | |||||
action, suit, investigation or proceeding (whether or not pending or | |||||
threatened and whether or not any Indemnified Persons is a | |||||
party), under the terms of the Solicitation Agent Agreement, are in | |||||
the interests of the Company and the Shareholders as a whole, | |||||
and the terms of the 2010 Notes Indemnity and the Consent | |||||
Solicitation Indemnity are on normal commercial terms and are fair | |||||
and reasonable and that in accordance to Chapter 14A of the | |||||
Listing Rules of the Stock Exchange, the 2010 Notes Indemnity | |||||
and the Consent Solicitation Indemnity are authorized and | |||||
approved in all respects; and authorize each of the Directors of | |||||
the Company (the "Directors" and each a "Director") and the | |||||
Company secretary, and such other persons by any of them, in | |||||
connection with the actions contemplated by the foregoing | |||||
resolution to do such further acts and things as any Director or the | |||||
company secretary or such other person shall deem necessary or | |||||
appropriate in connection with, or to carry out the actions | |||||
contemplated by, the foregoing resolution, including to do and | |||||
perform (or cause to be done and performed), in the name and on | |||||
behalf of the Company, all such acts and to make, execute, | |||||
deliver, issue or file (or cause to be made, executed, delivered or | |||||
filed) with any person including any governmental authority or | |||||
agency, all such agreements, documents, instruments, | |||||
certificates, consents and waivers, and all amendments to any | |||||
such agreements, documents, instruments or certificates, and to | |||||
pay, or cause to be paid, all such payments, as any of them may | |||||
deem necessary or advisable to carry out the intent of the | |||||
foregoing resolution, the authority for the taking of any such action | |||||
and the execution and delivery of such of the foregoing to be | |||||
conclusively evidenced by the performance thereby | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
522362 | 55P | 226400 | 0 | 18-May-2010 | 31-May-2010 |
Page 213 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
CHINA LIFE INS CO LTD | ||||||||
Security | Y1477R204 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 04-Jun-2010 | ||||||
ISIN | CNE1000002L3 | Agenda | 702426518 - Management | |||||
City | GUANGDONG | Holding Recon Date | 03-May-2010 | |||||
Country | China | Vote Deadline Date | 26-May-2010 | |||||
SEDOL(s) | 6718976 - B02W3K4 - B06KKF8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100416/LTN2 | ||||||||
0100416303.pdf | ||||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |||
the Year 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for the Year 2009 | ||||||||
3 | Approve the audited financial statements of the Company and the | Management | For | For | None | |||
Auditor's Report for the YE 31 DEC 2009 | ||||||||
4 | Approve the Profit Distribution and Cash Dividend Distribution | Management | For | For | None | |||
Plan of the Company for the Year 2009 | ||||||||
5 | Re-appoint PricewaterhouseCoopers Zhong Tian Certified Public | Management | For | For | None | |||
Accountants Limited Company and PricewaterhouseCoopers, | ||||||||
respectively, as the PRC Auditor and International Auditor of the | ||||||||
Company for the year 2010 and to authorize the Board of | ||||||||
Directors to determine their remuneration | ||||||||
6 | Appointment of Mr. Anthony Francis Neoh as an Independent | Management | For | For | None | |||
Nonexecutive Director of the Company | ||||||||
7 | Approve the renewal of liability insurance for the Directors and | Management | For | For | None | |||
Senior Management officers of the Company | ||||||||
S.8 | Amend the Articles of Association | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 210000 | 0 | 13-May-2010 | 26-May-2010 | |||
212247 | 55P | 165960 | 0 | 13-May-2010 | 26-May-2010 |
Page 214 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
NOVOLIPETSK STEEL OJSC NLMK, LIPETSK | ||||||
Security | 67011E204 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 04-Jun-2010 | ||||
ISIN | US67011E2046 | Agenda | 702453793 - Management | |||
City | TBA | Holding Recon Date | 21-May-2010 | |||
Country | Russian Federation | Vote Deadline Date | 20-May-2010 | |||
SEDOL(s) | B0RTNX3 - B0TBDR1 - B1FFRD8 - B50LHL7 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1.1 | Approve the Company's 2009 annual report, annual financial | Management | For | For | None | |
statements, and distribution of profit for 2009 FY | ||||||
1.2 | Approve the final dividend for the year 2009 of 0.22 rubles per | Management | For | For | None | |
ordinary share | ||||||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
2.1 | Election of Oleg Vladimirovich BAGRIN as a Member of the Board | Management | For | For | None | |
of Directors of OJSC NLMK | ||||||
2.2 | Election of Bruno BOLFO as a Member of the Board of Directors | Management | For | For | None | |
of OJSC NLMK | ||||||
2.3 | Election of Nikolay Alexeevich GAGARIN as a Member of the | Management | For | For | None | |
Board of Directors of OJSC NLMK | ||||||
2.4 | Election of Karl DOERING as a Member of the Board of Directors | Management | For | For | None | |
of OJSC NLMK | ||||||
2.5 | Election of Vladimir Sergeevich LISIN as a Member of the Board | Management | For | For | None | |
of Directors of OJSC NLMK | ||||||
2.6 | Election of Randolph REYNOLDS as a Member of the Board of | Management | For | For | None | |
Directors of OJSC NLMK | ||||||
2.7 | Election of Karen Robertovich SARKISOV as a Member of the | Management | For | For | None | |
Board of Directors of OJSC NLMK | ||||||
2.8 | Election of Vladimir Nikolayevich SKOROKHODOV as a Member | Management | For | For | None | |
of the Board of Directors of OJSC NLMK | ||||||
2.9 | Election of Igor Petrovich FYODOROV as a Member of the Board | Management | For | For | None | |
of Directors of OJSC NLMK | ||||||
3. | Election of Alexey Alexeevich LAPSHIN as the President of the | Management | For | For | None | |
Company (Chairman of the Management Board) | ||||||
4.1 | Election of Liudmila Vladimirovna KLADIENKO as a Member to | Management | For | For | None | |
the Company's Internal Audit Commission | ||||||
4.2 | Election of Valery Serafimovich KULIKOV as a Member to the | Management | For | For | None | |
Company's Internal Audit Commission | ||||||
4.3 | Election of Sergey Ivanovich NESMEYANOV as a Member to the | Management | For | For | None | |
Company's Internal Audit Commission | ||||||
4.4 | Election of Larisa Mikhailovna OVSIANNIKOVA as a Member to | Management | For | For | None | |
the Company's Internal Audit Commission | ||||||
4.5 | Election of Galina Ivanovna SHIPILOVA as a Member to the | Management | For | For | None | |
Company's Internal Audit Commission | ||||||
5.1 | Approve ZAO 'PricewaterhouseCoopers Audit' as the Auditor of | Management | For | For | None | |
OJSC 'NLMK' |
Page 215 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
5.2 | Appoint ZAO 'PricewaterhouseCoopers Audit' to audit NLMK | Management | For | For | None | ||
financial statements according to the US GAAP | |||||||
6.1 | Approve the revised version of the Charter of OJSC 'NLMK' | Management | For | For | None | ||
6.2 | Approve the revised version of the Regulations on the procedures | Management | For | For | None | ||
for holding general meeting of shareholders (GMS) | |||||||
7.1 | Approve the coking coal supply agreement between OJSC 'NLMK' | Management | For | For | None | ||
(the Buyer) and 'Duferco SA'/Switzerland/(the Supplier) | |||||||
7.2 | Approve the iron ore supply agreement between OJSC 'NLMK' | Management | For | For | None | ||
(the Buyer) and its subsidiary OJSC 'Stoilensky GOK' (the | |||||||
Supplier) | |||||||
8. | Approve the payment of remuneration to the Members of the | Management | For | For | None | ||
Board of Directors | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212248 | 55P | 19951 | 0 | 27-May-2010 | 27-May-2010 |
Page 216 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
WIPRO LIMITED | ||||||||
Security | 97651M109 | Meeting Type | Special | |||||
Ticker Symbol | WIT | Meeting Date | 04-Jun-2010 | |||||
ISIN | US97651M1099 | Agenda | 933278586 - Management | |||||
City | Holding Recon Date | 05-May-2010 | ||||||
Country | United States | Vote Deadline Date | 28-May-2010 | |||||
SEDOL(s) | Quick Code | |||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
O1 | ORDINARY RESOLUTION UNDER SECTION 16 AND 94 OF | Management | For | For | None | |||
THE COMPANIES ACT, 1956 FOR INCREASE OF | ||||||||
AUTHORISED SHARE CAPITAL AND ALTERATION OF THE | ||||||||
MEMORANDUM OF ASSOCIATION (MOA) OF THE COMPANY | ||||||||
BY ALTERING CLAUSE 5 OF THE MOA | �� | |||||||
S2 | SPECIAL RESOLUTION UNDER SECTION 31 OF THE | Management | For | For | None | |||
COMPANIES ACT, 1956 FOR ALTERATION OF ARTICLE 4 AND | ||||||||
ARTICLE 152 OF ARTICLES OF ASSOCIATION OF THE | ||||||||
COMPANY | ||||||||
O3 | ORDINARY RESOLUTION FOR ISSUE OF BONUS SHARES TO | Management | For | For | None | |||
THE SHAREHOLDERS BY CAPITALIZING A PART OF THE | ||||||||
AMOUNT STANDING TO THE CREDIT OF SECURITIES | ||||||||
PREMIUM ACCOUNT | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
000212246 | 93I | 4973 | 0 | 13-May-2010 | 13-May-2010 |
Page 217 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||
CHINA MOLYBDENUM CO LTD, HENAN PROVINCE | ||||||
Security | Y1503Z105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 06-Jun-2010 | ||||
ISIN | CNE100000114 | Agenda | 702421570 - Management | |||
City | HENAN PROVINCE | Holding Recon Date | 05-May-2010 | |||
Country | China | Vote Deadline Date | 27-May-2010 | |||
SEDOL(s) | B1VRCG6 - B1WKSM2 - B1XDBG5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1. | Receive the report of the Board of Directors of the Company for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
2. | Receive the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the YE 31 DEC 2009 | ||||||
3. | Receive the audited consolidated financial statements and the | Management | For | For | None | |
Auditor's report of the Company for the YE 31 DEC 2009 | ||||||
4. | Approve the profit distribution plan and the recommendation for | Management | For | For | None | |
the payment of the final dividend of the Company for the YE 31 | ||||||
DEC 2009 | ||||||
5. | Approve the authorization of the Board to deal with all matters in | Management | For | For | None | |
relation to the Company's distribution of interim dividend for the | ||||||
year 2010 in its absolute discretion (including, but not limited to, | ||||||
determining whether to distribute interim dividend for the year | ||||||
2010) | ||||||
6. | Re-appointment of Deloitte Touche Tohmatsu CPA ltd. and | Management | For | For | None | |
Deloitte Touche Tohmatsu, certified public accountants, as the | ||||||
Company's domestic and overseas Auditors respectively for the | ||||||
year 2010, to hold office until the conclusion of the next AGM and | ||||||
to authorize the Board to determine their remuneration | ||||||
7. | Other business | Management | For | Against | None | |
S.8 | Authorize the Board to fix the remuneration of the Directors and | Management | For | For | None | |
the Supervisors of the Company for the year 2010 | ||||||
S.9 | Authorize the board of Directors, for the purpose of increasing the | Management | For | For | None | |
flexibility and efficiency in the Company's operation, to give a | ||||||
general mandate to the Board (or the Directors of the Company | ||||||
(the Directors) authorised by the Board), to issue, allot and deal | ||||||
with additional domestic shares (the Domestic Shares) of RMB | ||||||
0.20 each in the share capital of the Company not exceeding 20% | ||||||
of the Domestic Shares in issue on the date of passing of this | ||||||
special resolution and additional H shares (the H Shares) of RMB | ||||||
0.20 each in the share capital of the Company not exceeding 20% | ||||||
of the H Shares in issue on the date of passing of this special | ||||||
resolution and authorize the Board to make corresponding | ||||||
amendments to the Articles of Association of the Company as it | ||||||
thinks fit so as to reflect the new share capital structure upon the | ||||||
allotment or issuance of shares: that: A) (a) subject to paragraphs | ||||||
(c) and (d) and in accordance with the relevant requirements of | ||||||
the Rules Governing the Listing of Securities on The Stock | ||||||
Exchange of Hong Kong Limited (the Stock Exchange) (the Listing | ||||||
Rules), the Articles of Association of the Company and the | ||||||
applicable laws and regulations of the People's Republic of China | ||||||
(the PRC), as amended from time to time, the exercise by the | ||||||
Board during the Relevant Period of all the powers of the | ||||||
Company to allot, issue and deal with, either separately or | ||||||
concurrently, additional Domestic Shares and H Shares, and to |
Page 218 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
determine the terms and conditions for the allotment and issue of | ||||||
the additional Domestic Shares and H Shares and to make or | ||||||
grant offers, agreements, options and rights of exchange or | ||||||
conversion which might require the exercise of such powers; (b) | ||||||
the approval in paragraph (a) shall authorize the Board during the | ||||||
Relevant Period to make or grant offers, agreements, options and | ||||||
rights of exchange or conversion which might require the exercise | ||||||
of such powers after the end of the Relevant Period; (c) each of | ||||||
the aggregate nominal amounts of the new Domestic Shares and | ||||||
the new H Shares allotted, issued and dealt with or agreed | ||||||
conditionally or unconditionally to be allotted, issued and dealt | ||||||
with (whether pursuant to an option or otherwise) by the Board | ||||||
pursuant to the mandate in paragraph (a) shall not exceed 20% of | ||||||
each of the aggregate nominal amounts of Domestic Shares and | ||||||
H Shares in issue at the date of passing this resolution, otherwise | ||||||
than pursuant to: (i) a Rights Issue or (ii) any scrip dividend | ||||||
scheme or similar arrangement providing for the allotment of | ||||||
shares in lieu of the whole or part of a dividend on shares of the | ||||||
Company in accordance with the articles of association of the | ||||||
Company; (d) In exercising the powers granted in paragraph (a), | ||||||
the Board must (i) comply with the Company Law of the PRC and | ||||||
other applicable laws and regulations (as amended from time to | ||||||
time); and (ii) obtain approval from China Securities Regulatory | ||||||
Commission and other relevant PRC government departments; (e) | ||||||
the Board, subject to the approval of the relevant authorities of the | ||||||
PRC and in accordance with the Company Law of the PRC, be | ||||||
and is hereby authorized to increase the registered capital of the | ||||||
Company to the required amount upon the exercise of the powers | ||||||
pursuant to paragraph (a) above; (f) to authorize the Board to sign | ||||||
the necessary documents, complete the necessary formalities and | ||||||
take other necessary steps to complete the allotment and issue | ||||||
and listing of new shares, provided the same do not violate the | ||||||
relevant laws, administrative regulations, the Listing Rules and the | ||||||
articles of association of the Company; and [Authority expires at | ||||||
the conclusion of the next annual general meeting of the Company | ||||||
or the expiration of the period within which the next annual general | ||||||
meeting of the Company is required by the articles of association | ||||||
of the Company or other applicable laws to be held]; and authorize | ||||||
the Board to make corresponding amendments to the articles of | ||||||
association of the Company as it thinks fit so as to reflect the new | ||||||
share capital structure upon the allotment or issuance of shares | ||||||
as provided in this resolution | ||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST' ONLY-FOR RESOLUTIONS 1 | ||||||
to 9. THANK YOU | ||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |
Shares | ||||||
522362 | 55P | 175000 | 0 | 12-May-2010 | 27-May-2010 |
Page 219 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
OBRASCON HUARTE LAIN BRASIL SA, SAO PAULO | ||||||||
Security | P73376108 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 07-Jun-2010 | ||||||
ISIN | BROHLBACNOR6 | Agenda | 702445695 - Management | |||||
City | SAO PAULO | Holding Recon Date | 02-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 28-May-2010 | |||||
SEDOL(s) | B0DK255 - B3KH3D5 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
1 | Approve the amendment of the Corporate Bylaws of the | Management | For | For | None | |||
Company, from here onward the Corporate Bylaws, to increase | ||||||||
the maximum number of members of the Board of Directors to | ||||||||
nine members | ||||||||
2 | Election of two new Members to the Board of Directors of the | Management | For | For | None | |||
Company to occupy the two recently opened positions | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 9600 | 0 | 24-May-2010 | 02-Jun-2010 |
Page 220 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
SANLAM LTD | ||||||
Security | S7302C137 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Jun-2010 | ||||
ISIN | ZAE000070660 | Agenda | 702347130 - Management | |||
City | BELL VILLE | Holding Recon Date | 08-Jun-2010 | |||
Country | South Africa | Vote Deadline Date | 02-Jun-2010 | |||
SEDOL(s) | B0L6750 - B0LKMJ1 - B0MSTY8 - B0MTL45 | Quick Code | ||||
- B10QWR5 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
O.1 | Receive an consider the annual financial statements of the group | Management | For | For | None | |
and the Company's for the YE 31 DEC 2009 | ||||||
O.2 | Re-appoint Ernst & Young Inc, as nominated by the Company's | Management | For | For | None | |
Audit Committee, as Independent Auditors of the Company to hold | ||||||
office until the conclusion of the next AGM of the Company, it is to | ||||||
be noted that Mr. MP Rapson is the individual and designated | ||||||
Auditor who will undertake the Company's audit for the financial | ||||||
YE 31 DEC 2010 | ||||||
O.3.1 | Reelection of YG Muthien as Director by the Board in casual | Management | For | For | None | |
vacancies or as Additional Directors in terms of Article 13.2 of the | ||||||
Company's Articles of Association ["the Articles"] | ||||||
O.3.2 | Reelection of TI Mvusi as Director by the Board in casual | Management | For | For | None | |
vacancies or as Additional Directors in terms of Article 13.2 of the | ||||||
Company's Articles of Association ["the Articles"] | ||||||
O.3.3 | Reelection of DK Smith as Director by the Board in casual | Management | For | For | None | |
vacancies or as Additional Directors in terms of Article 13.2 of the | ||||||
Company's Articles of Association ["the Articles"] | ||||||
O.4.1 | Reelection of MM Bakane-Tuoane as a Director of the Company, | Management | For | For | None | |
who retires by rotation in terms of Article 14 of the Articles | ||||||
O.4.2 | Re-election of FA du Plessis as a Director of the Company, who | Management | For | For | None | |
retires by rotation in terms of Article 14 of the Articles | ||||||
O.4.3 | Re-election of JP Moller as a Director of the Company, who retires | Management | For | For | None | |
by rotation in terms of Article 14 of the Articles | ||||||
O.4.4 | Re-election of PT Motsepe as a Director of the Company, who | Management | For | For | None | |
retires by rotation in terms of Article 14 of the Articles | ||||||
O.4.5 | Re-election of RV Simelane as a Director of the Company, who | Management | For | For | None | |
retires by rotation in terms of Article 14 of the Articles | ||||||
O.5 | Approve to cast an advisory vote on the Company's 2010 | Management | For | For | None | |
remuneration policy | ||||||
O.6 | Approve the total amount of Director's remuneration, Non- | Management | For | For | None | |
Executive Directors and, Executive Directors for the FYE 31 DEC | ||||||
2009 | ||||||
O.7 | Approve a 7% increase in all Board and Committee fees including | Management | For | For | None | |
the all-inclusive the remuneration package of the Chairman for the | ||||||
period 01 JUL 2010 upto 30 JUN 2011, the Audit Committee fees | ||||||
to increase by 14% for the same period | ||||||
S.1 | Authorize the Company, in terms of Article 37 of the Articles of the | Management | For | For | None | |
Company as a general approval contemplated sections 85 and 89 | ||||||
of the Companies Act, No.61 of 1973 ["Companies Act"], whether | ||||||
by way of single transaction or series of transactions: a) the | ||||||
purchase of any of its securities by the Company or any subsidiary | ||||||
of the Company; b) the purchase by and/or transfer to the | ||||||
Company or any subsidiary of the Company of any of its securities | ||||||
purchased pursuant to [a] above, upon such terms and conditions |
Page 221 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
and in such amounts as the Directors of the Company or its | |||||||
subsidiaries may from time to time decide, but subject to the | |||||||
provisions of the Companies Act and JSE Limited ["the JSE"] | |||||||
Listings Requirements and any other stock exchange upon which | |||||||
the securities of the Company may be quoted or listed from time | |||||||
to time, and subject to such other conditions as may be imposed | |||||||
by any other relevant authority, provided that, the general | |||||||
authority shall only be valid up to and including the date of the | |||||||
Company's next AGM, on condition that it does not extend beyond | |||||||
15 months from the date of this special resolution; the ordinary | |||||||
shares be purchased through the order book of the JSE trading | |||||||
system and done without any prior understanding or arrangement | |||||||
between the Company and/or the relevant subsidiary and the | |||||||
counterparty; the general authority to purchase be limited in any | |||||||
one FY to a maximum of 20% of the relevant Company's issued | |||||||
share capital of that class at the time the authority is granted; | |||||||
purchases must not be made at a price more than 10% above the | |||||||
weighted average of the market value of the securities for the five | |||||||
business days immediately preceding the date of the repurchases; | |||||||
at any point in time, the Company may only appoint one agent to | |||||||
effect any repurchase on the Company's behalf or on behalf of | |||||||
any of its subsidiaries; the Company will only undertake a | |||||||
repurchase of securities if, after such repurchase, the Company | |||||||
still compiles with the shareholder spread requirements of the | |||||||
JSE; the Company or its subsidiaries may not repurchase | |||||||
securities during a prohibited period unless a repurchase | |||||||
programme is in place where the dates and quantities of securities | |||||||
to be traded during the relevant period are fixed and where full | |||||||
details of the programme have been disclosed in an | |||||||
announcement on SENS prior to the commencement of the | |||||||
prohibited period; and an announcement complying with | |||||||
paragraph 11.27 of the JSE Listings Requirements be published | |||||||
by the Company i) when the Company and/or its subsidiaries have | |||||||
cumulatively repurchased 3 % of the ordinary shares in issue as at | |||||||
the time the general authority was given [the "initial number"]; and | |||||||
ii) for each 3 % in aggregate of the initial number of ordinary | |||||||
shares acquired by the Company and/or its subsidiaries | |||||||
O.8 | Authorize the Director of the Company and, where applicable, the | Management | For | For | None | ||
Company Secretary, to do all such things, sign all such | |||||||
documentation and take all such actions as may be necessary to | |||||||
implement the aforesaid Ordinary and Special Resolutions | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 121187 | 0 | 14-Apr-2010 | 02-Jun-2010 |
Page 222 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
CEMEX SAB DE CV | |||||||
Security | P22561321 | Meeting Type | Special General Meeting | ||||
Ticker Symbol | Meeting Date | 09-Jun-2010 | |||||
ISIN | MXP225611567 | Agenda | 702420491 - Management | ||||
City | NUEVOLEON | Holding Recon Date | 27-May-2010 | ||||
Country | Mexico | Vote Deadline Date | 28-May-2010 | ||||
SEDOL(s) | 2183578 - 2406457 - B02V9V4 - B2Q3M99 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1 | Approve to consolidate the issuance documents for un | Management | For | For | None | ||
amortizable common share certificates denominated Cemex | |||||||
.CPO, to amend Section 1 of the issuance documents and | |||||||
increase the number of Cemex.CPOS to be subscribed for later | |||||||
because of the conversion of bonds issued by Cemex, S.A.B. De | |||||||
C.V., all of the foregoing for the purpose of carrying out the | |||||||
resolutions passed by the AGM of shareholders of Cemex , S.A.B. | |||||||
De C.V. held on 29 APR 2010 | |||||||
2 | Approve the designation of special delegates | Management | For | For | None | ||
3 | Approve the meeting minutes | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 226300 | 0 | 10-May-2010 | 28-May-2010 |
Page 223 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
GENTING MALAYSIA BERHAD | ||||||
Security | Y7368M113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 09-Jun-2010 | ||||
ISIN | MYL4715OO008 | Agenda | 702439084 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 07-Jun-2010 | |||
Country | Malaysia | Vote Deadline Date | 02-Jun-2010 | |||
SEDOL(s) | 6731962 - B02HLD8 - B1VXKN7 - B1W1V37 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Receive and adopt the audited financial statements for the FYE 31 | Management | For | For | None | |
DEC, 2009 and the Directors' and Auditors reports thereon | ||||||
2 | Approve the declaration of a final dividend of 4.3 sen less 25% tax | Management | For | For | None | |
per ordinary share of 10 sen each for the FYE 31 DEC, 2009 to be | ||||||
paid on 21 JUL 2010 to members registered in the record of | ||||||
depository on 30 JUN 2010 | ||||||
3 | Approve the payment of Directors' fees of MYR 778,405 for the | Management | For | For | None | |
FYE 31 DEC, 2009 | ||||||
4 | Re-elect Tan Sri Lim Kok Thay as a Director of the Company | Management | For | For | None | |
pursuant to Article 99 of the Articles of Association of the | ||||||
Company | ||||||
5 | Re-elect Mr. Teo Eng Siong as a Director of the Company, | Management | For | For | None | |
pursuant to Article 104 of the Articles of Association of the | ||||||
Company | ||||||
6 | Re-appoint Tun Mohammed Hanif Bin Omer, as a Director of the | Management | For | For | None | |
Company to hold office until the conclusion of the next AGM, | ||||||
retiring in accordance with Section 129 of the Companies Act, | ||||||
1965 | ||||||
7 | Re-appoint Tan Sri Alwi Jantan, as a Director of the Company to | Management | For | For | None | |
hold office until the conclusion of the next AGM, retiring in | ||||||
accordance with Section 129 of the Companies Act, 1965 | ||||||
8 | Re-appoint Tan Sri Dr. Lin See Yan, as a Director of the Company | Management | For | For | None | |
to hold office until the conclusion of the next AGM, retiring in | ||||||
accordance with Section 129 of the Companies Act, 1965 | ||||||
9 | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | None | |
Company and authorize the Directors to fix their remuneration | ||||||
10 | Authorize the Company, subject to the passing of ordinary | Management | For | For | None | |
Resolution 11, and subject to compliance with all applicable laws, | ||||||
the Company's Articles of Association, and the regulations and | ||||||
guidelines applied from time to time by Bursa Malaysia Securities | ||||||
Berhad and/or any other relevant regulatory authorities: a to | ||||||
utilize up to the aggregate of the total retained earnings and share | ||||||
premium accounts of the Company based on its latest Audited | ||||||
financial statements available up 10 the date of the transaction, to | ||||||
purchase, from time to time during the validity of the approval and | ||||||
authority under this resolution, such number of ordinary shares of | ||||||
10 sen each in the Company as may be determined by the | ||||||
Directors of1he Company on Bursa Securities upon such terms | ||||||
and conditions as the Directors may deem fit and expedient | ||||||
CONTD |
Page 224 of 350 | 05-Aug-2010 |
Vote Summary | |||||
CONT | CONTD in the interests of the Company, provided that the | Non-Voting | None | ||
aggregate number of-shares to be purchased and/or held by the | |||||
Company pursuant to this resolution-does not exceed 10% of the | |||||
total issued and paid-up ordinary share capital of-the Company at | |||||
the lime of purchase and provided further that in the event-that the | |||||
Company ceases to hold all or any part of such shares as a result | |||||
of-among others cancellations, resales and/or distributions of any | |||||
of these-shares so purchased, the Company shall be entitled to | |||||
further purchase and/or-hold such additional number of shares as | |||||
shall in aggregate with the shares-then still held by the Company | |||||
not exceed 10% of the total issued and-paid-up ordinary share | |||||
capital of the Company at the time of purchase, based-on the | |||||
audited financial statements of the Company for the FYE 31 | |||||
CONTD | |||||
CONT | CONTD DEC 2009, the Company's retained earnings and share | Non-Voting | None | ||
premium accounts-were approximately MYR 8,088.2 million and | |||||
MYR 1,106.0 million respectively;-Authority expires the earlier of | |||||
the conclusion of the next AGM of the-Company or the expiration | |||||
of the period within which the next AGM is required-by law to be | |||||
held ; authorize the Directors of the Company in their absolute- | |||||
discretion, to deal with any shares purchased and any existing | |||||
treasury-shares the said shares in the following manner: i cancel | |||||
the said shares;-and/ or ii retain the said shares as treasury | |||||
shares; and/or iii distribute-all or part of the said shares as | |||||
dividends to shareholders, and/or resell-all or part of the said | |||||
shares on Bursa securities in accordance with the-relevant rules | |||||
of Bursa securities and/or cancel all or part of the said-shares, | |||||
CONTD | |||||
CONT | CONTD or in any other manner as may be prescribed by all | Non-Voting | None | ||
applicable laws-and/or regulations and guidelines applied from | |||||
time to time by Bursa-Securities and/or any other relevant | |||||
authority for the time being in force-and that the authority to deal | |||||
with the said Shares shall continue to be-valid until all the said | |||||
Shares have been dealt with by the Directors of the-Company; | |||||
and authorize the Directors of the Company to take all such | |||||
actions-that may be necessary and/or desirable to give effect to | |||||
this resolution and-in connection therewith to enter into and | |||||
execute on behalf of the Company-any instrument, agreement | |||||
and/or arrangement with any person, and in all-cases with full | |||||
power to assent to any condition, modification, variation-and/or | |||||
amendment if any as may be imposed by any relevant | |||||
regulatory-authority or Bursa Securities CONTD | |||||
CONT | CONTD and/or to do all such acts and things as the Directors may | Non-Voting | None | ||
deem fit and-expedient in the best interest of the Company | |||||
11 | Authorize Genting Berhad and the persons acting in concert with | Management | For | For | None |
GENT "PAC" , subject to the passing of Ordinary Resolution 10 | |||||
and the approval of the Securities Commission, to be exempted | |||||
from the obligation to undertake a mandatory take-over offer on | |||||
the remaining voting shares in the Company not already owned by | |||||
them under Part II of the Malaysian Code on Take-Overs and | |||||
Mergers, 1998 "Code" , which may arise upon the future | |||||
purchase by the Company of its own shares pursuant to Ordinary | |||||
Resolution 10, in conjunction with the application submitted by | |||||
GENT and the PACs to the SC under Practice Note 2.9.10 of the | |||||
Code, and authorize the Directors of the Company to take all such | |||||
actions that may be necessary and/or desirable to give effect to | |||||
this resolution and in connection therewith to enter into and | |||||
execute on behalf of the Company any instrument,CONTD |
Page 225 of 350 | 05-Aug-2010 |
Vote Summary | |||||
CONT | CONTD agreement and/or arrangement with any person, and in | Non-Voting | None | ||
all cases with-full power to assent to any condition, modification, | |||||
variation and/or-amendment if any as may be imposed by any | |||||
relevant regulatory authority-and/or to do all such acts and things | |||||
as the Directors may deem fit and-expedient in the best interest of | |||||
the Company | |||||
12 | Authorize the Directors, subject always to the Companies Act, | Management | For | For | None |
1965, the Articles of Association of the Company, the Main Market | |||||
Listing Requirements of Bursa Malaysia Securities Berhad | |||||
"MMLR" and the approval of any relevant governmental and/or | |||||
regulatory authorities, where such approval is required, pursuant | |||||
to Section 132D the Companies Act, 1965 to: 1 issue and allot | |||||
shares in the Company: and/or 2 issue, make or grant offers, | |||||
agreements, options or other instruments that might or would | |||||
require shares to be issued collectively "Instruments" during | |||||
and/or after the period the approval granted by this resolution is in | |||||
force, at any time and from time to time and upon such terms and | |||||
conditions and for such purposes as the Directors may, in their | |||||
absolute discretion deem fit, provided that: 1 the number of | |||||
shares CONTD | |||||
CONT | CONTD to be issued pursuant to the authority granted under this | Non-Voting | None | ||
resolution,-when aggregated with all shares issued and/or shares | |||||
that are capable of-being issued from the Instruments issued | |||||
pursuant to Section 132D of the-Companies Act, 1965 in the | |||||
preceding 12 months calculated in accordance with-the MMLR , | |||||
does not exceed 10% of the issued and paid-up share capital of | |||||
the-Company at the time of issuance of shares or issuance, | |||||
making or granting the-Instruments, and ii for the purpose of | |||||
determining the number of shares-which are capable of being | |||||
issued from the Instruments, each Instrument is-treated as giving | |||||
rise to the maximum number of shares into which it can be- | |||||
converted or exercised, Authority expires the earlier of the | |||||
conclusion of-the next AGM of the Company or when it is required | |||||
by the law to be held-CONTD | |||||
CONT | CONTD and a authorize the Directors of the Company to take all | Non-Voting | None | ||
such actions-that may be necessary and/or desirable to give effect | |||||
to this resolution and-in connection therewith to enter into and | |||||
execute on behalf of the Company-any instrument, agreement | |||||
and/or arrangement with any person, and in all-cases with full | |||||
power to assent to any condition, modification, variation-and/or | |||||
amendment if any in connection therewith; and b to obtain the- | |||||
approval for the listing of and quotation for the additional shares | |||||
so issued-on Bursa Malaysia Securities Berhad | |||||
13 | Authorize the Company and/or its subsidiaries to enter into any of | Management | For | For | None |
the transactions falling within the types of recurrent related party | |||||
transactions of a revenue or trading nature with the related parties | |||||
as set out in Section 2.3 under Part C of the Document to | |||||
Shareholders dated 18 MAY 2010, provided that such | |||||
transactions are undertaken in the ordinary course of business, at | |||||
arm's length and based on commercial terms and on terms not | |||||
more favourable to the related party than those generally available | |||||
to/from the public and are not, in the Company's opinion, | |||||
detrimental to the minority shareholders and that the breakdown of | |||||
the aggregate value of the recurrent related party transactions | |||||
conducted/to be conducted during the financial year, including the | |||||
types of recurrent related party transactions made and the names | |||||
CONTD |
Page 226 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD of the related parties, will be disclosed in the annual | Non-Voting | None | ||||
report of the-Company pursuant to the requirements of the Main | |||||||
Market Listing Requirements-of Bursa Malaysia Securities | |||||||
Berhad; Authority expires the earlier of the-conclusion of the next | |||||||
AGM of the Company following this AGM at which such-proposed | |||||||
shareholders' mandate is passed, at which it will lapse, unless by | |||||||
a-resolution passed at the meeting, the authority is renewed; or | |||||||
the expiration-of the period within which the next AGM of the | |||||||
Company after that date is-required to be held pursuant to Section | |||||||
143(1) of the Companies Act, 1965-but shall not extend to such | |||||||
extension as may be allowed pursuant to Section-143(2) of the | |||||||
Companies Act, 1965 | |||||||
14 | Authorize the Company to make a retirement gratuity payment of | Management | For | For | None | ||
MYR 457,475 to Tan Sri Wan Sidek bin Hj Wan Abdul Rahman, | |||||||
the former Independent Non-executive Director of the Company in | |||||||
recognition and appreciation of his long service and contribution to | |||||||
the Company and authorize the Directors of the Company to take | |||||||
all such actions as they may consider necessary and/or desirable | |||||||
to give full effect to this resolution | |||||||
S.1 | Approve and adopt the amendments to the existing Articles of | Management | For | For | None | ||
Association of the Company as proposed and set forth under Part | |||||||
D of the Document to Shareholders dated 18 MAY 2010, and | |||||||
authorize the Directors of the Company to do all acts and things | |||||||
and take all such steps as they may consider necessary and/or | |||||||
desirable to give full effect to these amendments to the Articles of | |||||||
Association of the Company | |||||||
0 | Transact any other business | Non-Voting | None | ||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 63500 | 0 | 20-May-2010 | 03-Jun-2010 |
Page 227 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
DIAGNOSTICOS DA AMERICA SA, BARUERI | ||||||||
Security | P3589C109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 09-Jun-2010 | ||||||
ISIN | BRDASAACNOR1 | Agenda | 702466055 - Management | |||||
City | TBD | Holding Recon Date | 07-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 03-Jun-2010 | |||||
SEDOL(s) | B03WBK9 - B05HB24 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
A | Approve to decide regarding the proposal from management to | Management | For | For | None | |||
amend the corporate bylaws of the Company, specifically, Article | ||||||||
11 deposit of documents for shareholders before general meeting | ||||||||
are held and Article 48 change of the newspaper for publications, | ||||||||
in accordance with the terms of the proposal made available | ||||||||
together with this call notice and that is available to the | ||||||||
shareholders at the head office and on the Company's website | ||||||||
www.dasa3.com.br , as well as in the electronic system on the | ||||||||
securities commission page on the internet | ||||||||
B | Approve the matter described in line a of item II of is approved, to | Management | For | For | None | |||
decide regarding the consolidation of the corporate bylaws of the | ||||||||
Company with the approved amendments | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244255 | 55P | 5100 | 0 | 02-Jun-2010 | 03-Jun-2010 |
Page 228 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
GENTING BHD | ||||||
Security | Y26926116 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 10-Jun-2010 | ||||
ISIN | MYL3182OO002 | Agenda | 702449693 - Management | |||
City | KUALA LUMPUR | Holding Recon Date | 08-Jun-2010 | |||
Country | Malaysia | Vote Deadline Date | 03-Jun-2010 | |||
SEDOL(s) | 4391700 - 6366665 - 6366676 - B0323Z8 - | Quick Code | ||||
B1VXJL8 - B1W0GK6 - B1W1RW8 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Receive the audited financial statements for the FYE 31 DEC | Management | For | For | None | |
2009 and the Directors' and Auditors' reports thereon | ||||||
2 | Approve the declaration of a final dividend of 4.2 sen less 25% tax | Management | For | For | None | |
per ordinary share of 10 sen each for the FYE 31 DEC 2009 to be | ||||||
paid on 27 JUL 2010 to Members registered in the record of | ||||||
depositors on 30 JUN 2010 | ||||||
3 | Approve the payment of Directors' fees of MYE 877,800 for the | Management | For | For | None | |
FYE 31 DEC 2009 2008: MYR 826,900 | ||||||
4 | Re-elect Dato' Dr. R.Thillainathan as a Director of the Company | Management | For | For | None | |
pursuant to Article 99 of the Articles of Association of the | ||||||
Company | ||||||
5 | Re-appoint Tan Sri Mohd Amin bin Osman as a Director of the | Management | For | For | None | |
Company, who retires, in accordance with Section 129 of the | ||||||
Companies Act, 1965, to hold office until the conclusion of the | ||||||
next AGM | ||||||
6 | Re-appoint Dato' Paduka Nik Hashim bin Nik Yusoff as a Director | Management | For | For | None | |
of the Company, who retires in accordance with Section 129 of the | ||||||
Companies Act, 1965, to hold office until the conclusion of the | ||||||
next AGM | ||||||
7 | Re-appoint Tun Mohammed Hanif bin Omar as a Director of the | Management | For | For | None | |
Company, who retires in accordance with Section 129 of the | ||||||
Companies Act, 1965, to hold office until the conclusion of the | ||||||
next AGM | ||||||
8 | Re-appoint Tan Sri Dr. Lin See Yan as a Director of the Company, | Management | For | For | None | |
who retires in accordance with Section 129 of the Companies Act, | ||||||
1965, to hold office until the conclusion of the next AGM | ||||||
9 | Re-appoint PricewaterhouseCoopers as the Auditors of the | Management | For | For | None | |
Company and authorize the Directors to fix their remuneration | ||||||
10 | Authorize the Company, subject to the passing of Resolution 11, | Management | For | For | None | |
and subject to compliance with all applicable laws, the Company's | ||||||
Articles of Association, and the regulations and guidelines applied | ||||||
from time to time by Bursa Malaysia Securities Berhad ("Bursa | ||||||
Securities") and/or any other relevant regulatory authorities: to | ||||||
utilize up to the aggregate of the total retained earnings and share | ||||||
premium accounts of the Company based on its latest audited | ||||||
financial statements available up to the date of the transaction, to | ||||||
purchase, from time to time during the validity of the approval and | ||||||
authority under this resolution, such number of ordinary shares of | ||||||
10 sen each in the Company (as may be determined by the | ||||||
Directors of the Company) on Bursa Securities upon such terms | ||||||
and conditions as the Directors may deem fit and expedient in the | ||||||
interests of the Company, provided that CONTD |
Page 229 of 350 | 05-Aug-2010 |
Vote Summary | |||||
CONT | CONTD the aggregate number of shares to be purchased and/or | Non-Voting | None | ||
held by the-Company pursuant to this resolution does not exceed | |||||
10% of the total issued-and paid-up ordinary share capital of the | |||||
Company at the time of purchase and-that, in the event that the | |||||
Company ceases to hold all or any part of such-shares as a result | |||||
of (among others) cancellations, re-sales and/or-distributions of | |||||
any of these shares so purchased, the Company shall be-entitled | |||||
to further purchase and/or hold such additional number of shares | |||||
as-shall (in aggregate with the shares then still held by the | |||||
Company) not-exceed 10% of the total issued and paid-up | |||||
ordinary share capital of the-Company at the time of purchase; | |||||
Authority shall remain valid and in full-force and effect until the | |||||
conclusion of the next AGM of the Company; or (ii)-the expiry of | |||||
the period within which the next AGM is required by law to be- | |||||
held, CONTD | |||||
CONT | CONTD unless earlier revoked or varied by ordinary resolution of | Non-Voting | None | ||
the members-of the Company in general meeting, whichever | |||||
occurs first ; authorize the-Directors of the Company in their | |||||
absolute discretion, to deal with any-shares purchased and any | |||||
existing treasury shares ("the said Shares") in the-following | |||||
manner: (i) cancel the said Shares; and/or (ii) retain the said- | |||||
Shares as treasury shares; and/or (iii) distribute all or part of the | |||||
said-Shares as dividends to shareholders, and/or resell all or part | |||||
of the said-Shares on Bursa Securities in accordance with the | |||||
relevant rules of Bursa-Securities and/or cancel all or part of the | |||||
said Shares, or in any other-manner as may be prescribed by all | |||||
applicable laws and/or regulations and-guidelines applied from | |||||
CONTD | |||||
CONT | CONTD time to time by Bursa Securities and/or any other relevant | Non-Voting | None | ||
authority-for the time being in force; and that the authority to deal | |||||
with the said-Shares shall continue to be valid until all the said | |||||
Shares have been dealt-with by the Directors of the Company; | |||||
and to take all such actions that may-be necessary and/or | |||||
desirable to give effect to this resolution and in-connection | |||||
therewith to enter into and execute on behalf of the Company any- | |||||
instrument, agreement and/or arrangement with any person, and | |||||
in all cases-with full power to assent to any condition, modification, | |||||
variation and/or-amendment (if any) as may be imposed by any | |||||
relevant regulatory authority or-Bursa Securities and/or to do all | |||||
such acts and things as the Directors may-deem fit and expedient | |||||
in the best interest of the Company | |||||
11 | Authorize Kien Huat Realty Sdn Berhad ( KHR ) and the persons | Management | For | For | None |
acting in concert with KHR ("PAC"), subject to the passing of | |||||
Resolution 10 and the approval of the Securities Commission | |||||
("SC"), to be exempted from the obligation to undertake a | |||||
mandatory take-over offer on the remaining voting shares in the | |||||
Company not already owned by them under Part II of the | |||||
Malaysian Code on Take-overs and Mergers 1998 ("Code"), which | |||||
may arise upon the future purchase by the Company of its own | |||||
shares pursuant to Resolution 10, in conjunction with the | |||||
application submitted by KHR and the PAC to the SC under | |||||
Practice Note 2.9.10 of the Code, CONTD |
Page 230 of 350 | 05-Aug-2010 |
Vote Summary | |||||
CONT | CONTD and authorize the Directors of the Company to take all | Non-Voting | None | ||
such actions-that may be necessary and/or desirable to give effect | |||||
to this resolution and-in connection therewith to enter into and | |||||
execute on behalf of the Company-any instrument, agreement | |||||
and/or arrangement with any person, and in all-cases with full | |||||
power to assent to any condition, modification, variation-and/or | |||||
amendment (if any) as may be imposed by any relevant | |||||
regulatory-authority and/or to do all such acts and things as the | |||||
Directors may deem fit-and expedient in the best interest of the | |||||
Company | |||||
12 | Authorize the Directors, subject always to the Companies Act, | Management | For | For | None |
1965, the Articles of Association of the Company, the Main Market | |||||
Listing Requirements of Bursa Malaysia Securities Berhad | |||||
("MMLR") and the approval of any relevant governmental and/or | |||||
regulatory authorities, where such approval is required, and | |||||
pursuant to Section 132D of the Companies Act, 1965, to issue | |||||
and allot shares in the Company; and/or issue, make or grant | |||||
offers, agreements, options or other instruments that might or | |||||
would require shares to be issued (collectively "Instruments") | |||||
during and/or after the period the approval granted by this | |||||
resolution is in force, at any time and from time to time and upon | |||||
such terms and conditions and for such purposes as the Directors | |||||
may, in their absolute discretion deem fit, provided that: CONTD | |||||
CONT | CONTD (i) the number of shares to be issued pursuant to the | Non-Voting | None | ||
authority granted-under this resolution, when aggregated with all | |||||
shares issued and/or shares-that are capable of being issued from | |||||
the Instruments issued pursuant to-Section 132D of the | |||||
Companies Act, 1965 in the preceding 12 months-(calculated in | |||||
accordance with the MMLR), does not exceed 10% of the issued- | |||||
and paid-up share capital of the Company at the time of issuance | |||||
of shares or-issuance, making or granting the Instruments, and (ii) | |||||
for the purpose of-determining the number of shares which are | |||||
capable of being issued from the-Instruments, each Instrument is | |||||
treated as giving rise to the maximum number-of shares into | |||||
which it can be converted or exercised; CONTD | |||||
CONT | CONTD Authority under this resolution shall continue in force until | Non-Voting | None | ||
the-conclusion of the next AGM of the Company or when it is | |||||
required by the law-to be held, whichever is earlier ; to take all | |||||
such actions that may be-necessary and/or desirable to give effect | |||||
to this resolution and in-connection therewith to enter into and | |||||
execute on behalf of the Company any-instrument, agreement | |||||
and/or arrangement with any person, and in all cases-with full | |||||
power to assent to any condition, modification, variation and/or- | |||||
amendment (if any) in connection therewith; and to obtain the | |||||
approval for-the listing of and quotation for the additional shares | |||||
so issued on Bursa-Malaysia Securities Berhad | |||||
13 | Authorize the Company and/or its unlisted subsidiary to enter into | Management | For | For | None |
the transaction falling within the type of recurrent related party | |||||
transaction of a revenue or trading nature with the related party as | |||||
set out in Section 2.3 under Part C of the Document to | |||||
Shareholders dated 19 MAY 2010, provided that such transaction | |||||
is undertaken in the ordinary course of business, at arm s length | |||||
and based on commercial terms and on terms not more favorable | |||||
to the related party than those generally available to/from the | |||||
public and are not, in the Company's opinion, detrimental to the | |||||
minority shareholders and that the breakdown of the aggregate | |||||
value of the recurrent related party transaction conducted/to be | |||||
conducted during the FY, including the type of recurrent related | |||||
party transaction made and the names of the related parties, | |||||
CONTD |
Page 231 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD will be disclosed in the annual report of the Company | Non-Voting | None | ||||
pursuant to the-requirements of the Main Market Listing | |||||||
Requirements of Bursa Malaysia-Securities Berhad; Authority | |||||||
shall continue to be in force until: (i) the-conclusion of the next | |||||||
AGM of the Company following this AGM at which such-Proposed | |||||||
Shareholders' Mandate is passed, at which time it will lapse, | |||||||
unless-by a resolution passed at the meeting, the authority is | |||||||
renewed; (ii) the-expiration of the period within which the next | |||||||
AGM of the Company after that-date is required to be held | |||||||
pursuant to Section 143(1) of the Companies Act,-1965 (but shall | |||||||
not extend to such extension as may be allowed pursuant to- | |||||||
Section 143(2) of the Companies Act, 1965); or (iii) revoked or | |||||||
varied by-resolution passed by the shareholders in general | |||||||
meeting whichever is the-earlier | |||||||
S.1 | Approve and adopt the amendments to the existing Articles of | Management | For | For | None | ||
Association of the Company as proposed and set forth under Part | |||||||
D of the Document to Shareholders dated 19 MAY 2010, and | |||||||
authorize the Directors of the Company to do all acts and things | |||||||
and take all such steps as they may consider necessary and/or | |||||||
desirable to give full effect to these amendments to the Articles of | |||||||
Association of the Company | |||||||
0 | Transact any other business of which due notice shall have been | Non-Voting | None | ||||
given | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 48300 | 0 | 26-May-2010 | 03-Jun-2010 |
Page 232 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
BANCO BRADESCO S A | ||||||||
Security | P1808G117 | Meeting Type | Special General Meeting | |||||
Ticker Symbol | Meeting Date | 10-Jun-2010 | ||||||
ISIN | BRBBDCACNPR8 | Agenda | 702462374 - Management | |||||
City | SAO PAULO | Holding Recon Date | 08-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 02-Jun-2010 | |||||
SEDOL(s) | 2074520 - 7074280 - B00FM53 - B00GJ22 - | Quick Code | ||||||
B04D3P0 - B04S850 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||||
ID 704646 DUE TO CHANGE IN VO-TING STATUS. ALL VOTES | ||||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||||
THIS MEETING NOTICE. THANK YOU. | ||||||||
PLEASE NOTE THAT THESE SHARES HAVE NO VOTING | Non-Voting | None | ||||||
RIGHTS, SHOULD YOU WISH TO ATTEND-THE MEETING | ||||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||||
BY CONTACTING YOUR-CLIENT REPRESENTATIVE. THANK | ||||||||
YOU | ||||||||
1. | Approve to increase the capital stock from BRL | Non-Voting | None | |||||
26,500,000,000.00 to BRL 28,500-,000,000.00, by means of: | ||||||||
partial capitalization of the balance of the profit-reserves - | ||||||||
statutory reserve account, in the amount of BRL | ||||||||
2,000,000,000.00, p-ursuant to the provisions of Article of 169 of | ||||||||
Law 6,404/76, with bonus shares-; 10% of bonus shares, | ||||||||
conferring, free of charge, to the Company's shareholde-rs, 1 new | ||||||||
share for each 10 shares of the same type held hereby on the | ||||||||
record-date and accordingly issuing 342,040,948 new non-par, | ||||||||
book-entry, registered s-hares, of which 171,020,483 are common | ||||||||
shares and 171,020,465 are preferred sh-ares; simultaneously to | ||||||||
the Brazilian Market operation, and in the same propor-tion, bonus | ||||||||
will be paid in the form of ADRs-American Depositary Receipts in | ||||||||
t-he U.S Market NYSE and in the form of GDRs Global Depositary | ||||||||
Receipts in the E-uropean Market Latibex; the Company will notify | ||||||||
the market about the record da-te of bonus entitlement, after the | ||||||||
approval of the respective process by the C-entral Bank of Brazil | ||||||||
2. | Amend the ''CAPUT'' of Article 6 of the Company's By-laws, as a | Non-Voting | None | |||||
result of the-previous item | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 40880 | 0 | |||||
244255 | 55P | 36580 | 0 |
Page 233 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
SEVERSTAL JT STK CO | ||||||
Security | 818150302 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-Jun-2010 | ||||
ISIN | US8181503025 | Agenda | 702444554 - Management | |||
City | TBD | Holding Recon Date | 29-Apr-2010 | |||
Country | Russian Federation | Vote Deadline Date | 31-May-2010 | |||
SEDOL(s) | B1G4YH7 - B1HCJ19 - B549052 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
0 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | |||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
1.1 | Election of Mordashov Alexey Alexandrovich as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
1.2 | Election of Noskov Mikhail Vyacheslavovich as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
1.3 | Election of Kruchinin Anatoly Nikolaevich as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
1.4 | Election of Kuznetsov Sergey Alexandrovich as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
1.5 | Election of Kulichenko Alexey Gennadievich as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
1.6 | Election of Christopher Richard Nigel Clark as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
1.7 | Election of Ronald Michael Freeman as the Board of Directors of | Management | For | For | None | |
OAO Severstal | ||||||
1.8 | Election of Peter Kraljic as the Board of Directors of OAO | Management | For | For | None | |
Severstal | ||||||
1.9 | Election of Martin David Angle as the Board of Directors of OAO | Management | For | For | None | |
Severstal | ||||||
1.10 | Election of Rolf Wilhelm Heinrich Stomberg as the Board of | Management | For | For | None | |
Directors of OAO Severstal | ||||||
2 | Elect (appoint) Mordashov Alexey Alexandrovich the General | Management | For | For | None | |
Director of OAO Severstal for a 3 year period | ||||||
3 | Approve the Company's Annual Report, Annual Accounting | Management | For | For | None | |
Statements including Profit and Loss Account for 2009 | ||||||
4 | Approve to disallow the distribution of profits for 2009 results | Management | For | For | None | |
5.1 | Election of Antonov Roman Ivanovich the Internal Audit | Management | For | For | None | |
Commission of OAO Severstal | ||||||
5.2 | Election of Voronchikhin Artem Alexandrovich the Internal Audit | Management | For | For | None | |
Commission of OAO Severstal | ||||||
5.3 | Election of Utyugova Irina Leonidovna the Internal Audit | Management | For | For | None | |
Commission of OAO Severstal | ||||||
6 | Approve the ZAO KPMG as the Auditor of OAO Severstal | Management | For | For | None |
Page 234 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
7 | Approve the Board members of OAO Severstal recognized | Management | For | For | None | ||
independent Directors pursuant to the Corporate Governance | |||||||
Code of OAO Severstal starting from 01 JUL 2010 the | |||||||
remunerations shall be established for the execution of functions | |||||||
of the Board members of OAO Severstal | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212248 | 55P | 40889 | 0 | 24-May-2010 | 31-May-2010 |
Page 235 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
DATANG INTERNATIONAL POWER GENERATION CO LTD | ||||||
Security | Y20020106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 11-Jun-2010 | ||||
ISIN | CNE1000002Z3 | Agenda | 702455557 - Management | |||
City | BEIJING | Holding Recon Date | 12-May-2010 | |||
Country | China | Vote Deadline Date | 02-Jun-2010 | |||
SEDOL(s) | 0571476 - 5896475 - 6080716 - B01DCR8 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 699635 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTION | ||||||
NUMERS. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:h- | ||||||
ttp://www.hkexnews.hk/listedco/listconews/sehk/20100526/LTN20 | ||||||
100526009.pdf | ||||||
1. | Approve the report of the Board of Directors of the Company (the | Management | For | For | None | |
Board) for the year 2009 (including Independent Non-Executive | ||||||
Directors report on work) | ||||||
2. | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the year 2009 | ||||||
3. | Approve the proposal of final accounts for the year 2009 | Management | For | For | None | |
4. | Approve the profit distribution proposal for the year 2009 | Management | For | For | None | |
5. | Approve the resolution on provisions of guarantees for financings | Management | For | For | None | |
of Xinyu Power Company, Qian'an Thermal Power Company, | ||||||
Diaobingshan Power Company, Liaoning Wind Power Company | ||||||
and Zhangzhou Wind Power Company | ||||||
6. | Approve the capital contribution to the establishment of Fuxin | Management | For | For | None | |
Coal-based Gas Company for the purpose of constructing Fuxin | ||||||
Coal-based Gas Project | ||||||
7. | Approve the resolution on adjustment of total investment and | Management | For | For | None | |
capital contribution proposal of Keqi Coal-based Gas Project | ||||||
8. | Appointment of the Auditor of the Company for the year 2010 | Management | For | For | None | |
S.9 | Amend the Articles of Association of the Company | Management | For | For | None | |
S.10 | Grant a mandate to the Board to issue new shares not more than | Management | For | For | None | |
20% of each class of shares | ||||||
S.11 | Approve the resolution on the fulfillments to the conditions for non- | Management | For | For | None | |
public issue of a shares by Datang International Power Generation | ||||||
Company Limited | ||||||
S12.1 | Approve the resolution for Non-public issue of A shares: Share | Management | For | For | None | |
type and par value | ||||||
S12.2 | Approve the resolution for Non-public issue of A shares: Issue | Management | For | For | None | |
size | ||||||
S12.3 | Approve the resolution for Non-public issue of A shares: Method | Management | For | For | None | |
and timing of issue |
Page 236 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S12.4 | Approve the resolution for Non-public issue of A shares: Target | Management | For | For | None | ||
subscribers and subscription method | |||||||
S12.5 | Approve the resolution for Non-public issue of A shares: Place of | Management | For | For | None | ||
listing | |||||||
S12.6 | Approve the resolution for Non-public issue of A shares: Issue | Management | For | For | None | ||
price and method of pricing | |||||||
S12.7 | Approve the resolution for Non-public issue of A shares: Use of | Management | For | For | None | ||
fundraising proceeds | |||||||
S12.8 | Approve the resolution for Non-public issue of A shares: | Management | For | For | None | ||
Arrangement for the accumulated profits | |||||||
S12.9 | Approve the resolution for Non-public issue of A shares: | Management | For | For | None | ||
Arrangement for the lock-up period | |||||||
S1210 | Approve the resolution for Non-public issue of A shares: Effective | Management | For | For | None | ||
period for current issue | |||||||
S.13 | Approve the feasibility analysis report on the use of fundraising | Management | For | For | None | ||
proceeds under the current non-public issue of A shares | |||||||
S.14 | Approve the report on the previous use of fundraising proceeds | Management | For | For | None | ||
S.15 | Authorize the Board to conduct all matters in relation to the current | Management | For | For | None | ||
non-public issue of a shares at its discretion | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 608000 | 0 | 01-Jun-2010 | 02-Jun-2010 |
Page 237 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | |||||||
Security | Y71474137 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 11-Jun-2010 | |||||
ISIN | ID1000099104 | Agenda | 702465762 - Management | ||||
City | JAKARTA | Holding Recon Date | 26-May-2010 | ||||
Country | Indonesia | Vote Deadline Date | 09-Jun-2010 | ||||
SEDOL(s) | B02ZK79 - B0316D4 - B031J46 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1. | Approve to appoint the Board of Directors and the Commissioners | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 316000 | 0 | 02-Jun-2010 | 09-Jun-2010 |
Page 238 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
PERUSAHAAN PERSEROAN PERSERO P T TELEKOMUNIKIASI I | ||||||||
Security | Y71474137 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 11-Jun-2010 | ||||||
ISIN | ID1000099104 | Agenda | 702467437 - Management | |||||
City | JAKARTA | Holding Recon Date | 26-May-2010 | |||||
Country | Indonesia | Vote Deadline Date | 09-Jun-2010 | |||||
SEDOL(s) | B02ZK79 - B0316D4 - B031J46 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve the 2009 annual report | Management | For | For | None | |||
2 | Ratify the 2009 financial report and acquit et decharge for the | Management | For | For | None | |||
Directors and the Commissioners | ||||||||
3 | Approve the 2009 profit allocation | Management | For | For | None | |||
4 | Approve to determine the remuneration for 2010 for the Directors | Management | For | For | None | |||
and Commissioners | ||||||||
5 | Appointment of the Public Accountant for 2010 | Management | For | For | None | |||
6 | Amend the Articles of Association | Management | For | For | None | |||
7 | Approve the utilization of treasury stock resulted from Share Buy | Management | For | For | None | |||
Backs I, II and III | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 316000 | 0 | 03-Jun-2010 | 09-Jun-2010 |
Page 239 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
INFOSYS TECHNOLOGIES LIMITED | |||||||
Security | 456788108 | Meeting Type | Annual | ||||
Ticker Symbol | INFY | Meeting Date | 12-Jun-2010 | ||||
ISIN | US4567881085 | Agenda | 933286468 - Management | ||||
City | Holding Recon Date | 12-May-2010 | |||||
Country | United States | Vote Deadline Date | 03-Jun-2010 | ||||
SEDOL(s) | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
O1 | TO RECEIVE, CONSIDER AND ADOPT THE BALANCE SHEET | Management | For | None | |||
AS AT MARCH 31, 2010, THE PROFIT AND LOSS ACCOUNT | |||||||
FOR THE YEAR ENDED ON THAT DATE & THE REPORT OF | |||||||
THE DIRECTORS AND AUDITORS THEREON. | |||||||
O2 | TO DECLARE A FINAL DIVIDEND FOR THE FINANCIAL YEAR | Management | For | None | |||
ENDED MARCH 31, 2010. | |||||||
O3 | TO APPOINT A DIRECTOR IN PLACE OF N.R. NARAYANA | Management | For | None | |||
MURTHY, WHO RETIRES BY ROTATION AND, BEING | |||||||
ELIGIBLE, SEEKS RE-APPOINTMENT. | |||||||
O4 | TO APPOINT A DIRECTOR IN PLACE OF PROF. MARTI G. | Management | For | None | |||
SUBRAHMANYAM, WHO RETIRES BY ROTATION AND, BEING | |||||||
ELIGIBLE, SEEKS RE-APPOINTMENT. | |||||||
O5 | TO APPOINT A DIRECTOR IN PLACE OF S. | Management | For | None | |||
GOPALAKRISHNAN, WHO RETIRES BY ROTATION AND, | |||||||
BEING ELIGIBLE, SEEKS RE-APPOINTMENT. | |||||||
O6 | TO APPOINT A DIRECTOR IN PLACE OF S.D. SHIBULAL, WHO | Management | For | None | |||
RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS RE- | |||||||
APPOINTMENT. | |||||||
O7 | TO APPOINT A DIRECTOR IN PLACE OF T.V. MOHANDAS PAI, | Management | For | None | |||
WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, SEEKS | |||||||
RE-APPOINTMENT. | |||||||
O8 | TO APPOINT AUDITORS TO HOLD OFFICE FROM THE | Management | For | None | |||
CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL | |||||||
THE CONCLUSION OF THE NEXT ANNUAL GENERAL | |||||||
MEETING AND TO FIX THEIR REMUNERATION. | |||||||
S9 | TO APPOINT T.V. MOHANDAS PAI AS WHOLE-TIME | Management | For | None | |||
DIRECTOR, LIABLE TO RETIRE BY ROTATION. | |||||||
S10 | TO APPOINT SRINATH BATNI AS WHOLE-TIME DIRECTOR, | Management | For | None | |||
LIABLE TO RETIRE BY ROTATION. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | ||
000212246 | 93I | 22440 | 0 | 25-May-2010 | 25-May-2010 |
Page 240 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
COMPANHIA DE SANEAMENTO DE MINAS GERAIS - COPASA | ||||||||
Security | P28269101 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 14-Jun-2010 | ||||||
ISIN | BRCSMGACNOR5 | Agenda | 702466043 - Management | |||||
City | BELO HORIZONTE | Holding Recon Date | 10-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 08-Jun-2010 | |||||
SEDOL(s) | B0YBZJ2 - B1BYFV3 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Approve to take out financing from Caixa Economica Federal in | Management | For | For | None | |||
the amount of BRL 605,400,000.00 | ||||||||
2 | Approve to take out financing from Banco Nacional De | Management | For | For | None | |||
Desenvolvimento Economico E Social, in the amount of BRL | ||||||||
740,700,000.00 | ||||||||
3 | Approve the inclusion of the services for revitalization of a unit and | Management | For | For | None | |||
technological development for odor control, in the amount of BRL | ||||||||
37,000,000.00, within the original scope of the administrative bid | ||||||||
process, in reference to contracting for the expansion and | ||||||||
improvement project for the Riberao Arrudas Catchment area | ||||||||
sewage treatment station, known as Ete Arrudas, for average | ||||||||
secondary treatment capacity of 3,375 cubic meters a second, | ||||||||
approved at the annual and EGM of shareholders on 28 APR | ||||||||
2009, with the amount going from up to BRL 162,300,000.00 to up | ||||||||
to BRL 199,300,000.00 | ||||||||
4 | Approve the donation, as a return, to the municipality of | Management | For | For | None | |||
Piranguinho, of the real property in reference to the old local office | ||||||||
and land area with 70 square meters, located in Piranguinho, | ||||||||
Minas Gerais, in Alto Mantiqueira district | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 22500 | 0 | 02-Jun-2010 | 09-Jun-2010 |
Page 241 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
BRASIL TELECOM S A | |||||||
Security | P18445158 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 16-Jun-2010 | |||||
ISIN | BRBRTOACNPR5 | Agenda | 702413179 - Management | ||||
City | BRASILIA | Holding Recon Date | 14-Jun-2010 | ||||
Country | Brazil | Vote Deadline Date | 09-Jun-2010 | ||||
SEDOL(s) | 2880385 - B05N0V4 - B1XFXG5 - B1XFYQ2 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Approve to decide regarding the proposal of new substitution | Management | For | For | None | ||
ratios between shares of the Company and of Telemar Norte | |||||||
Leste S.A. announced in the notice of material fact of 25 MAR | |||||||
2010, which will be used in the final step of a corporate | |||||||
restructuring involving the Company | |||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | ||||
CAN VOTE ON ITEM 1 ONLY. THANK-YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 135300 | 0 | 05-May-2010 | 15-Jun-2010 |
Page 242 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
BANCO DO BRASIL SA BB BRASIL, BRASILIA | ||||||||
Security | P11427112 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 16-Jun-2010 | ||||||
ISIN | BRBBASACNOR3 | Agenda | 702442461 - Management | |||||
City | BRASILIA | Holding Recon Date | 14-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 10-Jun-2010 | |||||
SEDOL(s) | 2073981 - 2328595 - B29ML07 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE REPRESENTATIVE | ||||||||
PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||||
THE SAME AGENDA ITEM ARE NO-T ALLOWED. ONLY | ||||||||
VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR | ||||||||
ABSTAIN ARE A-LLOWED. THANK YOU | ||||||||
1 | Approve the acquisition, by Banco Do Brasil S.A., of a corporate | Management | For | For | None | |||
ownership interest equivalent to 366,825,016 common, book | ||||||||
entry, class B shares of Banco Patagonia S.A., corresponding to | ||||||||
51% of the share capital and of the voting capital in circulation, in | ||||||||
the same proportion, in light of the provision in line I of Article 256 | ||||||||
and line B of the sole paragraph of Article 247, both in Law 6404 | ||||||||
of 15 DEC 1976, from here onward the Brazilian Corporate law | ||||||||
2 | Ratify the share purchase and sale agreement, accompanied by | Management | For | For | None | |||
the valuation report of Banco Patagonia S.A., in accordance with | ||||||||
the terms of paragraph 1 of Article 256 of the Brazilian Corporate | ||||||||
law | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244253 | 55P | 20500 | 0 | 24-May-2010 | 10-Jun-2010 |
Page 243 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
JIANGXI COPPER CO LTD | ||||||||
Security | Y4446C100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 17-Jun-2010 | ||||||
ISIN | CNE1000003K3 | Agenda | 702404752 - Management | |||||
City | TBD | Holding Recon Date | 14-May-2010 | |||||
Country | China | Vote Deadline Date | 07-Jun-2010 | |||||
SEDOL(s) | 0268916 - 6000305 - B014W93 - B15DXT0 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100428/LTN2 | ||||||||
01004281244.pdf | ||||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |||
the year of 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for the year of 2009 | ||||||||
3 | Approve the audited financial statements and the auditors' report | Management | For | For | None | |||
for the year of 2009 | ||||||||
4 | Approve the proposal for distribution of profit of the Company for | Management | For | For | None | |||
the year of 2009 | ||||||||
5 | Appoint Ernst & Young Hua Ming and Ernst & Young as the | Management | For | For | None | |||
Company's domestic and International Auditors for the year of | ||||||||
2010 and to authorise the Board of Directors of the Company to | ||||||||
determine their remunerations and any one Executive Director of | ||||||||
the Company to enter into the service agreement and any other | ||||||||
related documents with Ernst & Young Hua Ming and Ernst & | ||||||||
Young | ||||||||
S.6 | Authorize the Directors of the Company to issue new H shares of | Management | For | For | None | |||
not more than 20% of the total H shares in issue as at the date of | ||||||||
the AGM | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | ||||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | ||||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | ||||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | ||||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 268641 | 0 | 03-May-2010 | 07-Jun-2010 | |||
522362 | 55P | 161000 | 0 | 03-May-2010 | 07-Jun-2010 |
Page 244 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | |||||||
COMPANHIA ENERGETICA DE MINAS GERAIS | |||||||
Security | P2577R102 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 17-Jun-2010 | |||||
ISIN | BRCMIGACNOR6 | Agenda | 702432826 - Management | ||||
City | BELO HORIZONTE | Holding Recon Date | 15-Jun-2010 | ||||
Country | Brazil | Vote Deadline Date | 09-Jun-2010 | ||||
SEDOL(s) | 2192723 - B1YBRK4 - B2QHFX6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | |||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | |||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | |||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | |||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | |||||||
CLIENT SERVICE-REPRESENTATIVE | |||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | ||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | |||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | |||||||
ARE ALLOWED. THANK YOU | |||||||
1 | Approve to decide regarding going beyond, in 2010, the target | Management | For | For | None | ||
contained in Line D of paragraph 5 of Article 11 of the Corporate | |||||||
Bye-Laws, in regard to the consolidated amount of funds | |||||||
allocated to capital in vestments and the acquisition of any | |||||||
assets, in the 2010 FY, equivalent to, at the most, 90% of the | |||||||
EBITDA, which stands for earnings before interest, taxes, | |||||||
depreciation and amortization, of the Company | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522021 | 55P | 66020 | 0 | 17-May-2010 | 15-Jun-2010 |
Page 245 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||||
PT PERUSAHAAN GAS NEGARA (PERSERO) TBK | |||||||
Security | Y7136Y118 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 17-Jun-2010 | |||||
ISIN | ID1000111602 | Agenda | 702470713 - Management | ||||
City | JAKARTA | Holding Recon Date | 01-Jun-2010 | ||||
Country | Indonesia | Vote Deadline Date | 15-Jun-2010 | ||||
SEDOL(s) | 6719764 - B07GVF2 - B1DFDH6 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1 | Approve the 2009 annual report | Management | For | For | None | ||
2 | Ratify the 2009 financial statement and Acquit Et De Charge to | Management | For | For | None | ||
the Company's Board | |||||||
3 | Approve the profit allocation for year 2009 | Management | For | For | None | ||
4 | Appointment of Public Accountant | Management | For | For | None | ||
5 | Approve to determine remuneration for the Company's Board | Management | For | For | None | ||
6 | Approve to change the Company's Board | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 251000 | 0 | 07-Jun-2010 | 15-Jun-2010 |
Page 246 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | |||||||
CHINA NATIONAL BUILDING MATERIAL COMPANY LTD | |||||||
Security | Y15045100 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 18-Jun-2010 | |||||
ISIN | CNE1000002N9 | Agenda | 702402037 - Management | ||||
City | TBD | Holding Recon Date | 18-May-2010 | ||||
Country | China | Vote Deadline Date | 08-Jun-2010 | ||||
SEDOL(s) | B0Y91C1 - B11X6G2 - B127737 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | |||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100427/LTN2 | |||||||
0100427931.pdf | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | |||||||
THANK YOU. | |||||||
1 | Approve the report of the Board of Directors of the Company the | Management | For | For | None | ||
"Board" for the YE 31 DEC 2009 | |||||||
2 | Approve the report of the Supervisory committee of the Company | Management | For | For | None | ||
for the YE 31 DEC 2009 | |||||||
3 | Approve the report of the Auditors and audited financial | Management | For | For | None | ||
statements of the Company for the YE 31 DEC 2009 | |||||||
4 | Approve the proposed profit distribution plan and the final dividend | Management | For | For | None | ||
distribution plan of the Company for the YE 31 DEC 2009 and | |||||||
authorize the Board to distribute such final dividend to the | |||||||
shareholders of the Company | |||||||
5 | Authorize the Board to deal with all matters in relation to the | Management | For | For | None | ||
Company's distribution of interim dividend for the year 2010 in its | |||||||
absolute discretion including, but not limited to, determining | |||||||
whether to distribute interim dividend for the year 2010 | |||||||
6 | Approve the continuation of appointment of Vocation International | Management | For | For | None | ||
Certified Public Accountants Co., Ltd. as the PRC Auditors of the | |||||||
Company and UHY Vocation HK CPA Limited as the International | |||||||
Auditors of the Company, to hold office until the conclusion of the | |||||||
next AGM of the Company and authorize the Board to determine | |||||||
their remuneration | |||||||
S.7 | Authorizer the Board, for purpose of increasing the flexibility and | Management | For | For | None | ||
efficiency in operation, to allot, issue and deal with additional | |||||||
Domestic Shares not exceeding 20% of the Domestic Shares in | |||||||
issue and additional H Shares not exceeding 20% of the H Shares | |||||||
in issue and to make corresponding amendments to the Articles of | |||||||
Association of the Company as it thinks fit so as to reflect the new | |||||||
share capital structure upon the allotment or issuance of shares | |||||||
S.8 | Amend the Articles of Association of the Company to reflect the | Management | For | For | None | ||
change of the name of China National Building Material Group | |||||||
Corporation | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 171600 | 0 | 03-May-2010 | 08-Jun-2010 |
Page 247 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
DONGFENG MTR GROUP CO LTD | ||||||||
Security | Y21042109 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||||
ISIN | CNE100000312 | Agenda | 702408697 - Management | |||||
City | HUBEI | Holding Recon Date | 18-May-2010 | |||||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||||
SEDOL(s) | B0PH5N3 - B0TBB66 - B0XZY65 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE "IN FAVOR" OR "AGAINST" FOR-ALL RESOLUTIONS. | ||||||||
THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100429/LTN2 | ||||||||
01004291366.pdf | ||||||||
1 | Approve the report of the Board of Directors the "Board' of the | Management | For | For | None | |||
Company for the YE 31 DEC 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for the YE 31 DEC 2009 | ||||||||
3 | Approve the report of the International Auditors and audited | Management | For | For | None | |||
financial statements of the Company for the YE 31 DEC 2009 | ||||||||
4 | Approve the profit distribution plan of the Company for the YE 31 | Management | For | For | None | |||
DEC 2009 and authorize to the Board to deal with all issues | ||||||||
relating to the distribution of the final dividend for the year 2009 | ||||||||
5 | Authorize the Board to deal with all issues in relation to the | Management | For | For | None | |||
Company's distribution of interim dividend for the year 2010 in its | ||||||||
absolute discretion including, but not limited to, determining | ||||||||
whether to distribute interim dividend for the year 2010 | ||||||||
6 | Re-appointment of Ernst & Young as the International Auditors of | Management | For | For | None | |||
the Company, and Ernst & Young Hua Ming as the PRC Auditors | ||||||||
of the Company for the year 2010 to hold office until the | ||||||||
conclusion of the next AGM, and authorize the Board to fix their | ||||||||
remuneration | ||||||||
7 | Authorize the Board to fix the remuneration of the Directors and | Management | For | For | None | |||
the Supervisors of the Company for the year 2010 | ||||||||
S.8 | Authorize the Board to issue, allot and deal with additional shares | Management | For | For | None | |||
in the Company not exceeding 20% of each of the existing | ||||||||
Domestic Shares and H Shares in issue | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 70000 | 0 | 03-May-2010 | 08-Jun-2010 |
Page 248 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||
Security | Y1504C113 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||
ISIN | CNE1000002R0 | Agenda | 702412189 - Management | |||
City | BEIJING | Holding Recon Date | 18-May-2010 | |||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||
THANK YOU. | ||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING | Non-Voting | None | |||
INFORMATION IS AVAILABLE BY-CLICKING ON THE | ||||||
MATERIAL URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100429/LTN2 | ||||||
01004291685.pdf | ||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
2 | Approve the report of the Board of supervisors of the Company for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
3 | Approve the audited financial statements of the Company for the | Management | For | For | None | |
YE 31 DEC 2009 | ||||||
4 | Approve the Company's profit distribution plan for the YE 31 DEC | Management | For | For | None | |
2009, i.e. final dividend for the YE 31 DEC 2009 in the amount of | ||||||
RMB 0.53 per share inclusive of tax be declared and distributed, | ||||||
the aggregate amount of which is approximately RMB | ||||||
10,541,000,000 | ||||||
5 | Approve the remuneration of the Directors and supervisors of the | Management | For | For | None | |
Company for the YE 31 DEC 2009, i.e. aggregate remuneration of | ||||||
the executive Directors is in the amount of RMB 902,336.78; | ||||||
aggregate remuneration of the non-executive Directors is in the | ||||||
amount of RMB 1,612,500, of which the aggregate remuneration | ||||||
of the independent non-executive Directors is in the amount of | ||||||
RMB 1,612,500, the non-executive Directors other than the | ||||||
independent non-executive Directors are remunerated by | ||||||
Shenhua Group Corporation Limited and are not remunerated by | ||||||
the Company in cash; remuneration of the supervisors is in the | ||||||
amount of RMB 1,262,331.32 | ||||||
6 | Re-appointment of KPMG Huazhen and KPMG as the PRC and | Management | For | For | None | |
international Auditors respectively of the Company for 2010, the | ||||||
term of such re-appointment of shall continue until the next AGM, | ||||||
and to authorise a committee comprising of Mr. Zhang Xiwu, Mr. | ||||||
Zhang Yuzhuo and Mr. Ling Wen, all being Directors of the | ||||||
Company, to determine their remuneration | ||||||
7 | Approve the revision of annual capital of continuing connected | Management | For | For | None | |
transactions carried out pursuant to the Transportation Service | ||||||
Framework Agreement dated 18 DEC 2009 entered into between | ||||||
the Company and Taiyuan Railway Bureau from RMB | ||||||
2,600,000,000 to RMB 7,000,000,000 for the YE 31 DEC 2010 |
Page 249 of 350 | 05-Aug-2010 |
Vote Summary | |||||
8 | Approve the revision of annual capital of continuing connected | Management | For | For | None |
transactions carried out pursuant to the Mutual Coal Supply | |||||
Agreement dated 23 MAR 2007 entered into between the | |||||
Company and Shenhua Group Corporation Limited for the supply | |||||
of coal by the Company and its subsidiaries the Group to | |||||
Shenhua Group Corporation Limited and its subsidiaries | |||||
excluding the Group the Shenhua Group from RMB | |||||
2,732,720,000 to RMB 4,500,000,000 for the year ending 31 DEC | |||||
2010 | |||||
9 | Approve the Mutual Coal Supply Agreement dated 12 MAR 2010 | Management | For | For | None |
entered into between the Company and Shenhua Group | |||||
Corporation Limited, the transactions contemplated there under | |||||
and the following proposed annual capitals; a proposed annual | |||||
capitals of RMB 6,600,000,000, RMB 7,000,000,000 and RMB | |||||
7,500,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 and | |||||
31 DEC 2013, respectively, for the supply of coal by the Group to | |||||
the Shenhua Group; and b proposed annual capitals of RMB | |||||
11,000,000,000, RMB 13,000,000,000 and RMB 16,000,000,000 | |||||
for the three YE 31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, | |||||
respectively, for the supply of coal by the Shenhua Group to the | |||||
Group | |||||
10 | Approve the Mutual Supplies and Services Agreement dated 12 | Management | For | For | None |
MAR 2010 entered into between the Company and Shenhua | |||||
Group Corporation Limited, the transactions contemplated there | |||||
under and the following proposed annual capitals: a proposed | |||||
annual capitals of RMB 4,600,000,000, RMB 7,300,000,000 and | |||||
RMB 8,600,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and | |||||
31 DEC 2013, respectively, for production supplies and ancillary | |||||
services by the Group to the Shenhua Group; and b proposed | |||||
annual capitals of RMB 5,500,000,000, RMB 6,000,000,000 and | |||||
RMB 6,600,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and | |||||
31 DEC 2013, respectively, for production supplies and ancillary | |||||
services by the Shenhua Group to the Group | |||||
11 | Approve the Coal Supply Framework Agreement dated 12 MAR | Management | For | For | None |
2010 entered into between the Company and China Datang | |||||
Corporation, the proposed annual capitals thereto of RMB | |||||
4,300,000,000, RMB 4,600,000,000 and RMB 4,900,000,000 for | |||||
the 3 years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC | |||||
2013, respectively, and the transactions contemplated there under | |||||
12 | Approve the Coal Supply Framework Agreement dated 12 MAR | Management | For | For | None |
2010 entered into between the Company and Tianjin Jinneng | |||||
Investment Company, the proposed annual capitals thereto of | |||||
RMB 4,100,000,000, RMB 4,400,000,000 and RMB | |||||
4,800,000,000 for the 3 YE 31 DEC 2011, 31 DEC 2012 and 31 | |||||
DEC 2013, respectively, and the transactions contemplated there | |||||
under | |||||
13 | Approve the Coal Supply Framework Agreement dated 12 MAR | Management | For | For | None |
2010 entered into between the Company and Jiangsu Guoxin | |||||
Asset Management Group Company Limited, the proposed annual | |||||
capitals thereto of RMB 3,500,000,000, RMB 3,800,000,000 and | |||||
RMB 4,100,000,000 for the three YE 31 DEC 2011, 31 DEC 2012 | |||||
and 31 DEC 2013, respectively, and the transactions | |||||
contemplated there under | |||||
14 | Approve the Transportation Service Framework Agreement dated | Management | For | For | None |
12 MAR 2010 entered into between the Company and Taiyuan | |||||
Railway Bureau, the proposed annual capitals thereto of RMB | |||||
8,100,000,000, RMB 8,600,000,000 and RMB 9,300,000,000 for | |||||
the three years ending 31 DEC 2011, 31 DEC 2012 and 31 DEC | |||||
2013, respectively, and the transactions contemplated there under |
Page 250 of 350 | 05-Aug-2010 |
Vote Summary | |||||
15 | Approve the Coal Supply Framework Agreement dated 12 MAR | Management | For | For | None |
2010 entered into between the Company and Shaanxi Province | |||||
Coal Transportation and Sales Group Co Ltd, the proposed | |||||
annual capitals thereto of RMB 6,000,000,000, RMB | |||||
6,400,000,000 and RMB 7,100,000,000 for the three years ending | |||||
31 DEC 2011, 31 DEC 2012 and 31 DEC 2013, respectively, and | |||||
the transactions contemplated there under | |||||
16.1 | Re-appointment of Dr. Zhang Xiwu as an executive Director of the | Management | For | For | None |
Company | |||||
16.2 | Re-appointment of Dr. Zhang Yuzhuo as an executive Director of | Management | For | For | None |
the Company | |||||
16.3 | Re-appointment of Dr. Ling Wen as an executive Director of the | Management | For | For | None |
Company | |||||
16.4 | Re-appointment of Mr. Han Jianguo as a non-executive Director of | Management | For | For | None |
the Company | |||||
16.5 | Appointment of Mr. Liu Benrun as a non-executive Director of the | Management | For | For | None |
Company | |||||
16.6 | Appointment of Mr. Xie Songlin as a non-executive Director of the | Management | For | For | None |
Company | |||||
16.7 | Re-appointment of Mr. Gong Huazhang as an independent non- | Management | For | For | None |
executive Director of the Company | |||||
16.8 | Appointment of Mr. Guo Peizhang as an independent non- | Management | For | For | None |
executive Director of the Company | |||||
16.9 | Appointment of Ms. Fan Hsu Lai Tai as an independent non- | Management | For | For | None |
executive Director of the Company | |||||
17.1 | Appointment of Mr. Sun Wenjian as a shareholders' | Management | For | For | None |
representative supervisor of the Company | |||||
17.2 | Appointment of Mr. Tang Ning as a shareholders representative | Management | For | For | None |
supervisor of the Company | |||||
S.18 | Approve a general mandate to the Board of Directors to, by | Management | For | For | None |
reference to market conditions and in accordance with needs of | |||||
the Company, to allot, issue and deal with, either separately or | |||||
concurrently, additional domestic shares A shares and overseas | |||||
listed foreign invested shares H shares not exceeding 20% of | |||||
each of the number of domestic shares A shares and the number | |||||
of overseas-listed foreign invested shares H shares in issue at | |||||
the time of passing this resolution at AGM; pursuant to PRC laws | |||||
and regulations, the Company will seek further approval from its | |||||
shareholders in general meeting for each issuance of domestic | |||||
shares A shares even where this general mandate is approved; | |||||
2 the Board of Directors be authorised to including but not limited | |||||
to the following :- i formulate and implement detailed CONTD | |||||
CONT | CONTD issuance plan, including but not limited to the class of | Non-Voting | None | ||
shares to be-issued, pricing mechanism and/or issuance price | |||||
including price range ,-number of shares to be issued, allottees | |||||
and use of proceeds, time of-issuance, period of issuance and | |||||
whether to issue shares to existing-shareholders; ii approve and | |||||
execute, on behalf of the Company, agreements-related to share | |||||
issuance, including but not limited to underwriting-agreement and | |||||
engagement agreements of professional advisers; iii approve- | |||||
and execute, on behalf of the Company, documents related to | |||||
share issuance-for submission to regulatory authorities, and to | |||||
carry out approval-procedures required by regulatory authorities | |||||
and venues in which the Company-is listed; iv amend, as | |||||
required by regulatory authorities within or-outside China, | |||||
agreements and statutory CONTD |
Page 251 of 350 | 05-Aug-2010 |
Vote Summary | |||||
CONT | CONTD documents referred to in ii and iii above; v engage the | Non-Voting | None | ||
services-of professional advisers for share issuance related | |||||
matters, and to approve-and execute all acts, deeds, documents | |||||
or other matters necessary,-appropriate or required for share | |||||
issuance; vi increase the registered-capital of the Company after | |||||
share issuance, and to make corresponding-amendments to the | |||||
articles of association of the Company relating to share-capital | |||||
and shareholdings etc, and to carry out statutory registrations and- | |||||
filings within and outside China; Authority expires from the | |||||
conclusion of-the AGM of the Company for 2010 the expiration of | |||||
a period of 12 months-following the passing of this special | |||||
resolution at the AGM for 2009; or c-the date on which the | |||||
authority conferred by this special resolution CONTD | |||||
CONT | CONTD is revoked or varied by a special resolution of | Non-Voting | None | ||
shareholders at a-general meeting, except where the Board of | |||||
Directors has resolved to issue-domestic shares A shares or | |||||
overseas-listed foreign invested shares H-shares during the | |||||
Relevant Period and the share issuance is to be continued-or | |||||
implemented after the Relevant Period | |||||
S.19 | Approve the following general mandate to repurchase domestic | Management | For | For | None |
shares A shares and overseas-listed foreign invested shares H | |||||
shares ; 1 approve a general mandate to the Board of Directors | |||||
to, by reference to market conditions and in accordance with | |||||
needs of the Company, to repurchase domestic shares A shares | |||||
not exceeding 10% of the number of domestic shares A shares | |||||
in issue at the time when this resolution is passed at AGM and the | |||||
relevant resolutions are passed at class meetings of shareholders; | |||||
pursuant to PRC laws and regulations, and for repurchases of | |||||
domestic shares A shares , the Company will seek further | |||||
approval from its shareholders in general meeting for each | |||||
repurchase of domestic shares A shares even where the general | |||||
mandate is granted, but will not be required to seek shareholders' | |||||
approval CONTD | |||||
CONT | CONTD at class meetings of domestic share A share | Non-Voting | None | ||
shareholders or-overseas-listed foreign invested share H share | |||||
shareholders; 2 approve a-general mandate to the Board of | |||||
Directors to, by reference to market-conditions and in accordance | |||||
with needs of the Company, to repurchase-overseas-listed foreign | |||||
invested shares H shares not exceeding 10% of the-number of | |||||
overseas-listed foreign invested shares H shares in issue at the- | |||||
time when this resolution is passed at AGM and the relevant | |||||
resolutions are-passed at class meetings of shareholders; 3 the | |||||
Board of Directors be-authorized to including but not limited to the | |||||
following :- i formulate-and implement detailed repurchase plan, | |||||
including but not limited to-repurchase price, number of shares to | |||||
repurchase, time of repurchase and-period of repurchase etc; ii | |||||
notify CONTD | |||||
CONT | CONTD creditors in accordance with the PRC Company Law and | Non-Voting | None | ||
articles of-association of the Company; iii open overseas share | |||||
accounts and to carry-out related change of foreign exchange | |||||
registration procedures; iv carry-out relevant approval | |||||
procedures required by regulatory authorities and-venues in which | |||||
the Company is listed, and to carry out filings with the-China | |||||
Securities Regulatory Commission; v carry out cancellation | |||||
procedures-for repurchased shares, decrease registered capital, | |||||
and to make-corresponding amendments to the articles of | |||||
association of the Company-relating to share capital and | |||||
shareholdings etc, and to carry out statutory-registrations and | |||||
filings within and outside China; vi approve and execute,-on | |||||
behalf of the Company, documents and matters related to share | |||||
repurchase;-The above CONTD |
Page 252 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD general mandate will expire on the earlier of Relevant | Non-Voting | None | ||||
Period :- a-the conclusion of the AGM of the Company for 2010; | |||||||
b the expiration of a-period of twelve months following the | |||||||
passing of this special resolution at-the AGM for 2009, the first A | |||||||
shareholders' class meeting in 2010 and the-first H shareholders' | |||||||
class meeting in 2010; or c the date on which the-authority | |||||||
conferred by this special resolution is revoked or varied by a- | |||||||
special resolution of shareholders at a general meeting, or a | |||||||
special-resolution of shareholders at a class meeting of domestic | |||||||
share A share-shareholders or a class meeting of overseas-listed | |||||||
foreign invested share H-share shareholders, except where the | |||||||
Board of Directors CONTD | |||||||
CONT | CONTD has resolved to repurchase domestic shares A shares | Non-Voting | None | ||||
or-overseas-listed foreign invested shares H shares during the | |||||||
Relevant Period-and the share repurchase is to be continued or | |||||||
implemented after the relevant-period | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 97500 | 0 | 05-May-2010 | 08-Jun-2010 | ||
212248 | 55P | 367519 | 0 | 05-May-2010 | 08-Jun-2010 |
Page 253 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
CHINA SHENHUA ENERGY COMPANY LTD | ||||||
Security | Y1504C113 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||
ISIN | CNE1000002R0 | Agenda | 702413030 - Management | |||
City | BEIJING | Holding Recon Date | 18-May-2010 | |||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||
SEDOL(s) | B09N7M0 - B0CCG94 - B1BJQZ9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||
VOTE 'IN FAVOR' OR 'AGAINST' ONLY-BELOW RESOLUTION. | ||||||
THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100429/LTN2 | ||||||
01004291691.pdf | ||||||
S.1 | Authorize the Board of Directors, to repurchase domestic shares | Management | For | For | None | |
[A shares] and overseas-listed foreign invested shares [H | ||||||
shares]:- by reference to market conditions and in accordance | ||||||
with needs of the Company, to repurchase domestic shares [A | ||||||
shares] not exceeding 10% of the number of domestic shares [A | ||||||
shares] in issue at the time when this resolution is passed at AGM | ||||||
and the relevant resolutions are passed at class meetings of | ||||||
shareholders, pursuant to PRC laws and regulations, and for | ||||||
repurchases of domestic shares [A shares], the Company will | ||||||
seek further approval from its shareholders in general meeting for | ||||||
each repurchase of domestic shares [A shares] even where the | ||||||
general mandate is granted, but will not be required to seek | ||||||
shareholders' approval at class meetings of domestic share [A | ||||||
share] shareholders or overseas-listed foreign invested share [H | ||||||
share] shareholders; 2] approve a general mandate to the Board | ||||||
of Directors to, by reference to market conditions and in | ||||||
accordance with needs of the Company, to repurchase overseas- | ||||||
listed foreign invested shares [H shares] not exceeding 10% of the | ||||||
number of overseas-listed foreign invested shares [H shares] in | ||||||
issue at the time when this resolution is passed at annual general | ||||||
meeting and the relevant resolutions are passed at class meetings | ||||||
of shareholders; 3] authorize the Board of Directors to [including | ||||||
but not limited to the following]: i) formulate and implement | ||||||
detailed repurchase plan, including but not limited to repurchase | ||||||
price, number of shares to repurchase, time of repurchase and | ||||||
period of repurchase etc; ii) notify creditors in accordance with the | ||||||
PRC Company Law and articles of association of the Company; | ||||||
iii) open overseas share accounts and to carry out related change | ||||||
of foreign exchange registration procedures; iv) carry out relevant | ||||||
approval procedures required by regulatory authorities and | ||||||
venues in which the Company is listed, and to carry out filings with | ||||||
the China Securities Regulatory Commission; v) carry out | ||||||
cancelation procedures for repurchased shares, decrease | ||||||
registered capital, and to make corresponding amendments to the | ||||||
articles of association of the Company relating to share capital | ||||||
and shareholdings etc, and to carry out statutory registrations and | ||||||
filings within and outside China; vi) approve and execute, on | ||||||
behalf of the Company, documents and matters related to share | ||||||
repurchase; [Authority expires at the earlier of the conclusion of |
Page 254 of 350 | 05-Aug-2010 |
Vote Summary | |||||
the AGM of the Company for 2010; or the expiration of a period of | |||||
12 months following the passing of this special resolution at the | |||||
AGM for 2009, the first A shareholders' class meeting in 2010 and | |||||
the first H shareholders' class meeting in 2010]; the date on which | |||||
the authority conferred by this special resolution is revoked or | |||||
varied by a special resolution of shareholders at a general | |||||
meeting, or a special resolution of shareholders at a class meeting | |||||
of domestic share [A share] shareholders or a class meeting of | |||||
overseas-listed foreign invested share [H share] shareholders, | |||||
except where the Board of Directors has resolved to repurchase | |||||
domestic shares [A shares] or overseas-listed foreign invested | |||||
shares [H shares] during the Relevant Period and the share | |||||
repurchase is to be continued or implemented after the Relevant | |||||
Period | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212246 | 55P | 97500 | 0 | 05-May-2010 | 08-Jun-2010 |
212248 | 55P | 367519 | 0 | 05-May-2010 | 08-Jun-2010 |
Page 255 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
CHINA HIGH SPEED TRANSMISSION EQUIPMENT GROUP CO L | ||||||||
Security | G2112D105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||||
ISIN | KYG2112D1051 | Agenda | 702431862 - Management | |||||
City | HONG KONG | Holding Recon Date | 11-Jun-2010 | |||||
Country | Cayman Islands | Vote Deadline Date | 14-Jun-2010 | |||||
SEDOL(s) | B1YC2B3 - B231MR4 - B244P39 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR ALL | ||||||||
RESOLUTIONS. THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100513/LTN2 | ||||||||
0100513224.pdf | ||||||||
1 | Approve the audited consolidation financial statements and | Management | For | For | None | |||
together with the Directors' report and the independent Auditors' | ||||||||
report of the Company for the YE 31 DEC 2009 | ||||||||
2 | Declare a final dividend in respect of the YE 31 DEC 2009 | Management | For | For | None | |||
3.a | Re-elect Mr. Hu Yueming as an Executive Director | Management | For | For | None | |||
3.b | Re-elect Mr. Chen Yongdao as an Executive Director | Management | For | For | None | |||
3.c | Re-elect Mr. Lu Xun as an Executive Director | Management | For | For | None | |||
3.d | Re-elect Mr. Jin Maoji as an Executive Director | Management | For | For | None | |||
3.e | Authorize the Board of Directors of the Company to fix the | Management | For | For | None | |||
remuneration of Directors | ||||||||
4 | Re-appoint Deloitte Touche Tohmatsu as the Auditors of the | Management | For | For | None | |||
Company and authorize the Board of Directors of the Company to | ||||||||
fix their remuneration | ||||||||
5 | Approve to grant a general mandate to the Directors of the | Management | For | For | None | |||
Company to allot, issue and deal with the Company's share | ||||||||
6 | Approve to grant a general mandate to the Directors of the | Management | For | For | None | |||
Company to repurchase the Company's shares | ||||||||
7 | Approve to extend the general mandate to issue shares of the | Management | For | For | None | |||
Company by adding thereto the shares repurchased by the | ||||||||
Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 154000 | 0 | 17-May-2010 | 14-Jun-2010 |
Page 256 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED | ||||||
Security | Y1508P110 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||
ISIN | CNE100000981 | Agenda | 702432319 - Management | |||
City | BEIJING | Holding Recon Date | 18-May-2010 | |||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||
SEDOL(s) | B2PFVH7 - B2Q4J02 - B2RJ1K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 701654 DUE TO ADDITIONAL R-ESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
I.1 | Approve the fulfillment of conditions to the non-public issuance | Management | For | For | None | |
and placing of A shares by the Company | ||||||
I.2 | Approve the Plan in relation the non-public issuance and placing | Management | For | For | None | |
of A shares [supplemented and revised] | ||||||
I.3 | Approve the connected transactions in relation to the non-public | Management | For | For | None | |
issuance and placing of A shares | ||||||
I.4 | Approve the report on the use of proceeds from previous issuance | Management | For | For | None | |
I.5 | Approve the feasible study report on the Investment Projects to be | Management | For | For | None | |
financed by the issue proceeds from the non-public issuance and | ||||||
placing of A shares | ||||||
I.6 | Approve the waiver from the requirement of general offer by China | Management | For | For | None | |
Railway Construction Corporation [CRCCG] | ||||||
I.7 | Authorize the Board of Directors to deal with relevant matters in | Management | For | For | None | |
relation to the non-public issuance and placing of A shares | ||||||
I.1SA | Approve the types and nominal value of A shares to be issued, | Management | For | For | None | |
within the state of the PRC and be implemented subsequent to the | ||||||
grant of the approvals from the relevant governmental authorities | ||||||
in the PRC upon application | ||||||
I.1SB | Approve the method of issuance of the Non-Public Issuance and | Management | For | For | None | |
Placing of A share, within the state of the PRC and be | ||||||
implemented subsequent to the grant of the approvals from the | ||||||
relevant governmental authorities in the PRC upon application | ||||||
I.1SC | Approve the target subscribers and method of subscription of the | Management | For | For | None | |
Non-Public Issuance and Placing of A share, within the state of | ||||||
the PRC and be implemented subsequent to the grant of the | ||||||
approvals from the relevant governmental authorities in the PRC | ||||||
upon application | ||||||
I.1SD | Approve the size of the issuance of the Non-Public Issuance and | Management | For | For | None | |
Placing of A share, within the state of the PRC and be | ||||||
implemented subsequent to the grant of the approvals from the | ||||||
relevant governmental authorities in the PRC upon application | ||||||
I.1SE | Approve the issue price and pricing principle of the Non-Public | Management | For | For | None | |
Issuance and Placing of A share, within the state of the PRC and | ||||||
be implemented subsequent to the grant of the approvals from the | ||||||
relevant governmental authorities in the PRC upon application | ||||||
I.1SF | Approve the lock-up period arrangement of the Non-Public | Management | For | For | None | |
Issuance and Placing of A share, within the state of the PRC and | ||||||
be implemented subsequent to the grant of the approvals from the | ||||||
relevant governmental authorities in the PRC upon application |
Page 257 of 350 | 05-Aug-2010 |
Vote Summary | |||||
I.1SG | Approve the use of proceeds of the Non-Public Issuance and | Management | For | For | None |
Placing of A share, within the state of the PRC and be | |||||
implemented subsequent to the grant of the approvals from the | |||||
relevant governmental authorities in the PRC upon application | |||||
I.1SH | Approve the place of listing of the Non-Public Issuance and | Management | For | For | None |
Placing of A share, within the state of the PRC and be | |||||
implemented subsequent to the grant of the approvals from the | |||||
relevant governmental authorities in the PRC upon application | |||||
I.1SI | Approve the arrangement in relation to the accumulated | Management | For | For | None |
undistributed profits of the Company prior to the non-public | |||||
issuance and placing of A shares of the Company within the state | |||||
of the PRC and be implemented subsequent to the grant of the | |||||
approvals from the relevant governmental authorities in the PRC | |||||
upon application | |||||
I.1SJ | Approve the Valid period of the resolution in relation to the Non- | Management | For | For | None |
Public issuance and placing of A shares of the Company within | |||||
the state of the PRC and be implemented subsequent to the grant | |||||
of the approvals from the relevant governmental authorities in the | |||||
PRC upon application | |||||
I.S.2 | Approve the Share Subscription Framework Agreement and the | Management | For | For | None |
Supplemental Agreement entered into by the Company and | |||||
CRCCG: (a) the terms of the Share Subscription Framework | |||||
Agreement entered into by the Company and CRCCG on 02 MAR | |||||
2010 and the Supplementary Agreement entered into by the | |||||
Company and CRCCG on 26 APR 2010, and all transactions | |||||
contemplated under the Share Subscription Framework | |||||
Agreement and the Supplementary Agreement; and (b) the Share | |||||
Subscription Framework Agreement and the Supplementary | |||||
Agreement entered into by the Directors of the Company and | |||||
authorize the Directors of the Company to do all such acts and | |||||
things and to sign and execute all documents and to take such | |||||
steps as the directors of the Company (or any one of them) may in | |||||
their absolute discretion consider necessary, appropriate, | |||||
desirable or expedient to give effect to or in connection with the | |||||
Share Subscription Framework Agreement and the | |||||
Supplementary Agreement or any of the transactions | |||||
contemplated there under and all other matters incidental thereto | |||||
II.1 | Approve the audited financial statements of the Company for the | Management | For | For | None |
YE 31 DEC 2009 | |||||
II.2 | Approve the Profits Distribution Plan of the Company for the YE | Management | For | For | None |
31 DEC 2009 and the proposal for distribution of the final dividend | |||||
for the year 2009 | |||||
II.3 | Approve the annual report for the YE 31 DEC 2009 of the | Management | For | For | None |
Company and its summary | |||||
II.4 | Approve the report of the Board of Directors of the Company for | Management | For | For | None |
the YE 31 DEC 2009 | |||||
II.5 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None |
for the YE 31 DEC 2009 | |||||
II.6 | Appointment of Accounting Firm as the External Auditors of the | Management | For | For | None |
Company for the year 2010 and the payment of its auditing | |||||
expenses | |||||
II.7 | Approve the remuneration packages of Directors for the year 2009 | Management | For | For | None |
II.8 | Approve the adjustment to the annual basic salaries for the | Management | For | For | None |
Independent Directors of the Company | |||||
II.9 | Amend the rule governing the decision-making process in relation | Management | For | For | None |
to connected transactions of the Company |
Page 258 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
II.S1 | Authorize the Board of Directors to issue the overseas listed | Management | For | For | None | ||
foreign invested shares ("H Share(s)") of the Company: (a) subject | |||||||
to Paragraphs (i), (ii) and (iii) below, during the Relevant Period | |||||||
(as defined), an unconditional general mandate to allot, issue | |||||||
and/or deal with additional H Shares, and to make or grant offers, | |||||||
agreements or options in respect thereof: (i) such mandate shall | |||||||
not extend beyond the Relevant Period save that the board of | |||||||
directors may during the Relevant Period make or grant offers, | |||||||
agreements or options which might require the exercise of such | |||||||
powers after the end of the Relevant Period; (ii) the aggregate | |||||||
nominal amount of the H Shares to be allotted, issued and/or dealt | |||||||
with or agreed conditionally or unconditionally to be allotted, | |||||||
issued and/or dealt with by the board of directors shall not exceed | |||||||
20% of the aggregate nominal amount of its existing H Shares at | |||||||
the date of the passing of this resolution; and (iii) the Board of | |||||||
Directors will only exercise its power under such mandate in | |||||||
accordance with the Company Law and the Listing Rules of Hong | |||||||
Kong Stock Exchange (as amended from time to time) or | |||||||
applicable laws, rules and regulations of any other government or | |||||||
regulatory bodies and only if all necessary approvals from the | |||||||
CSRC and/or other relevant PRC government authorities are | |||||||
obtained; [Authority expires the earlier of the conclusion of the | |||||||
next AGM or the expiration of the period within which the next | |||||||
AGM is to be held by law]; (c) contingent on the Board of Directors | |||||||
resolving to issue H Shares pursuant to Paragraph (a) of this | |||||||
special resolution, to increase the registered capital of the | |||||||
Company to reflect the number of H Shares to be issued by the | |||||||
Company pursuant to Paragraph (a) of this special resolution and | |||||||
to make such appropriate and necessary amendments to the | |||||||
Articles of Association of the Company as they think fit to reflect | |||||||
such increase in the registered capital of the Company and to take | |||||||
any other action and complete any formality required to effect the | |||||||
issuance of H Shares pursuant to Paragraph (a) of this special | |||||||
resolution and the increase in the registered capital of the | |||||||
Company | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 322500 | 0 | 17-May-2010 | 08-Jun-2010 |
Page 259 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
CHINA RAILWAY CONSTRUCTION CORPORATION LIMITED | ||||||
Security | Y1508P110 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||
ISIN | CNE100000981 | Agenda | 702436747 - Management | |||
City | BEIJING | Holding Recon Date | 18-May-2010 | |||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||
SEDOL(s) | B2PFVH7 - B2Q4J02 - B2RJ1K0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 701802 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100430/LTN2 | ||||||
0100430957.pdf | ||||||
S.1.a | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Types and nominal value of A Shares | ||||||
to be issued | ||||||
S.1.b | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Method of issuance | ||||||
S.1.c | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Target subscribers and method of | ||||||
subscription | ||||||
S.1.d | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: The size of the issuance | ||||||
S.1.e | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Issue price and pricing principle | ||||||
S.1.f | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Lock-up period arrangement | ||||||
S.1.g | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Use of proceeds | ||||||
S.1.h | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | |
Company within the PRC and to implement subsequent to the | ||||||
grant of approvals from the relevant governmental authorities in | ||||||
the PRC upon application: Place of listing |
Page 260 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
S.1.i | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | ||
Company within the PRC and to implement subsequent to the | |||||||
grant of approvals from the relevant governmental authorities in | |||||||
the PRC upon application: Arrangement relating to the | |||||||
accumulated undistributed profits of the Company prior to the | |||||||
Non-Public Issuance and Placing of A Shares | |||||||
S.1.j | Approve the Non-Public Issuance and Placing of A Shares of the | Management | For | For | None | ||
Company within the PRC and to implement subsequent to the | |||||||
grant of approvals from the relevant governmental authorities in | |||||||
the PRC upon application: Valid period of the resolution in relation | |||||||
to the Non-Public Issuance and Placing of A Shares | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 322500 | 0 | 19-May-2010 | 08-Jun-2010 |
Page 261 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
CHINA COMMUNICATIONS CONSTRUCTION COMPANY LTD, BEI | ||||||
Security | Y14369105 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||
ISIN | CNE1000002F5 | Agenda | 702441483 - Management | |||
City | BEIJING | Holding Recon Date | 18-May-2010 | |||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||
SEDOL(s) | B1JKTQ6 - B1L7ZX4 - B1MT2B6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100427/LTN2 | ||||||
0100427786.pdf | ||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |
the year 2009 | ||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the year 2009 | ||||||
3 | Approve the audited consolidated financial statements of the | Management | For | For | None | |
Company for the YE 31 DEC 2009 | ||||||
4 | Approve the profit distribution plan for the year 2009 as | Management | For | For | None | |
recommended by the Board of Directors of the Company | ||||||
5 | Re-appoint PricewaterhouseCoopers as the Company's | Management | For | For | None | |
International Auditors and PricewaterhouseCoopers Zhong Tian | ||||||
CPAs Limited Company as the Company's domestic Auditors for a | ||||||
term ending at the next AGM of the Company and authorize the | ||||||
Board of Directors of the Company to determine their respective | ||||||
remuneration | ||||||
6 | Re-elect Mr. LIU Xiangdong as the Supervisor of the Company, | Management | For | For | None | |
with effect from 18 June 2010 for a term of 3 years | ||||||
7 | Re-elect Mr. XU Sanhao as the Supervisor of the Company, with | Management | For | For | None | |
effect from 18 June 2010 for a term of three years | ||||||
8 | Approve the Share Appreciation Rights Plan; authorize the Board | Management | For | For | None | |
of Directors of the Company to implement the Share Appreciation | ||||||
Rights Plan, approve, execute, perform, amend and terminate all | ||||||
such agreements, deeds, any other document or do things as it | ||||||
may consider necessary in connection with the implementation of | ||||||
the Share Appreciation Rights Plan, except for those rights that | ||||||
can only be exercised with the approval by the Shareholders of | ||||||
the Company as specifically provided by the laws, regulations or | ||||||
other regulatory documents | ||||||
S.9 | Authorize the Board of Directors of the Company (i) to exercise | Management | For | For | None | |
the powers to allot, issue and deal with additional H shares and | ||||||
domestic shares of the Company not more than 20% of each of | ||||||
the existing issued H shares and domestic shares of the Company | ||||||
in issue at the date of passing this resolution during the Relevant | ||||||
Period (as defined in the Notice of AGM which was dispatched on | ||||||
or around the same time as this form of proxy), either separately | ||||||
or concurrently, and to make or grant offers, agreements and | ||||||
options in respect thereof; (ii) to increase the registered capital | ||||||
and amend the Articles of Association of the Company to reflect | ||||||
such increase in the registered capital of the Company under | ||||||
above general mandate; and (iii) to approve, execute or do or | ||||||
procure to be done documents or things in connection with the | ||||||
issue of these additional shares |
Page 262 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212246 | 55P | 120000 | 0 | 24-May-2010 | 08-Jun-2010 |
522362 | 55P | 396000 | 0 | 24-May-2010 | 08-Jun-2010 |
Page 263 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
ANGANG STEEL COMPANY LTD | ||||||||
Security | Y0132D105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||||
ISIN | CNE1000001V4 | Agenda | 702444340 - Management | |||||
City | ANSHAN CITY | Holding Recon Date | 18-May-2010 | |||||
Country | China | Vote Deadline Date | 08-Jun-2010 | |||||
SEDOL(s) | 5985511 - 6015644 - B01W468 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL- | ||||||||
LINK:http://www.hkexnews.hk/listedco/listconews/sehk/20100429/ | ||||||||
LTN201004291437.-pdf | ||||||||
1 | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |||
2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for 2009 | ||||||||
3 | Approve the Audited financial statements of the Company for | Management | For | For | None | |||
2009 | ||||||||
4 | Approve the proposal for distribution of the profits of the Company | Management | For | For | None | |||
for 2009 | ||||||||
5 | Approve the proposed remuneration of the Directors and | Management | For | For | None | |||
Supervisors of the Company for 2009 | ||||||||
6 | Approve the appointment of RSM China Certified Public | Management | For | For | None | |||
Accountants and RSM Nelson Wheeler Certified Public | ||||||||
Accountants as the domestic and international Auditor of the | ||||||||
Company, respectively, for 2010, and authorize the Board of | ||||||||
Directors of the Company to determine their remunerations | ||||||||
S.7 | Approve to grant the general mandate to the Board of Directors | Management | For | For | None | |||
the 'Board' and/or the Committee of the Board (which is composed | ||||||||
by the Directors of the Company and authorized by the Board) | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 233242 | 0 | 24-May-2010 | 08-Jun-2010 | |||
522362 | 55P | 176000 | 0 | 24-May-2010 | 08-Jun-2010 |
Page 264 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
CHINA COSCO HOLDINGS CO. LTD | ||||||||
Security | Y1455B106 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||||
ISIN | CNE1000002J7 | Agenda | 702449934 - Management | |||||
City | HONG KONG | Holding Recon Date | 17-May-2010 | |||||
Country | China | Vote Deadline Date | 14-Jun-2010 | |||||
SEDOL(s) | B0B8Z18 - B0CL356 - B0YK588 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING | Non-Voting | None | ||||||
INFORMATION IS AVAILABLE BY CLIC-KING ON THE | ||||||||
MATERIAL URL LINK: | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk- | ||||||||
/20100429/LTN20100429402.pdf | ||||||||
1 | Approve the report of the Board of Directors of the Company [the | Management | For | For | None | |||
'Board of Directors'] for the YE 31 DEC 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for the YE 31 DEC 2009 | ||||||||
3 | Approve the audited financial statements and the Auditors' report | Management | For | For | None | |||
of the Company for the YE 31 DEC 2009 | ||||||||
4 | Approve the 2009 profit distribution plan | Management | For | For | None | |||
5 | Re-appoint PricewaterhouseCoopers as the International Auditors | Management | For | For | None | |||
of the Company and Zhongruiyuehua certified Public Accountants | ||||||||
co., ltd. as the PRC Auditors of the Company to hold office until | ||||||||
the conclusion of the next AGM and to authorize the Board of | ||||||||
Directors to fix their remuneration | ||||||||
S.6 | Approve the issue of medium term notes in an aggregate principal | Management | For | For | None | |||
amount not exceeding RMB 10 billion [the medium- term notes] | ||||||||
and authorize the Board of Directors to deal with all matters in | ||||||||
connection with the issue of the Medium Term Notes | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 157500 | 0 | 26-May-2010 | 14-Jun-2010 |
Page 265 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
OJSC OC ROSNEFT | ||||||
Security | 67812M207 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 18-Jun-2010 | ||||
ISIN | US67812M2070 | Agenda | 702455189 - Management | |||
City | TBD | Holding Recon Date | 29-Apr-2010 | |||
Country | Russian Federation | Vote Deadline Date | 08-Jun-2010 | |||
SEDOL(s) | B17FSC2 - B1N63N5 - B550CN6 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Approve the Company annual report | Management | For | For | None | |
2 | Approve the Company annual accounting statements, including | Management | For | For | None | |
profit and loss statements (Profit and Loss Accounts) | ||||||
3 | Approve the distribution of the Company profits based on the | Management | For | For | None | |
results of the year 2009 | ||||||
4 | Approve the amounts, timing, and form of payment of dividends in | Management | For | For | None | |
accordance with the results of the year 2009 | ||||||
5 | Approve the remuneration and reimbursement of expenses for | Management | For | For | None | |
members of the Board of Directors of the Company | ||||||
0 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | |||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
6.1 | Election of Bogdanov Vladimir Leonidovich as a Member of the | Management | For | For | None | |
Board of Directors of the Company | ||||||
6.2 | Election of Bogdanchikov Sergey Mikhailovich as a Member of the | Management | For | For | None | |
Board of Directors of the Company | ||||||
6.3 | Election of Kostin Andrey Leonidovich as a Member of the Board | Management | For | For | None | |
of Directors of the Company | ||||||
6.4 | Election of Kudryashov Sergey Ivanovich as a Member of the | Management | For | For | None | |
Board of Directors of the Company | ||||||
6.5 | Election of Nekipelov Alexander Dmitrievich as a Member of the | Management | For | For | None | |
Board of Directors of the Company | ||||||
6.6 | Election of Petrov Youriy Alexandrovich as a Member of the Board | Management | For | For | None | |
of Directors of the Company | ||||||
6.7 | Election of Reous Andrey Georgievich as a Member of the Board | Management | For | For | None | |
of Directors of the Company | ||||||
6.8 | Election of Rudloff Hans-Joerg as a Member of the Board of | Management | For | For | None | |
Directors of the Company | ||||||
6.9 | Election of Sechin Igor Ivanovich as a Member of the Board of | Management | For | For | None | |
Directors of the Company | ||||||
6.10 | Election of Tokarev Nikolay Petrovich as a Member of the Board | Management | For | For | None | |
of Directors of the Company | ||||||
7.1 | Election of Kobzev Andrey Nikolaevich as a Member of the | Management | For | For | None | |
Internal Audit Commission of the Company | ||||||
7.2 | Election of Pakhomov Sergey Alexandrovich as a Member of the | Management | For | For | None | |
Internal Audit Commission of the Company | ||||||
7.3 | Election of Pesotskiy Konstantin Valerievich as a Member of the | Management | For | For | None | |
Internal Audit Commission of the Company |
Page 266 of 350 | 05-Aug-2010 |
Vote Summary | |||||
7.4 | Election of Fisenko Tatiana Vladimirovna as a Member of the | Management | For | For | None |
Internal Audit Commission of the Company | |||||
7.5 | Election of Yugov Alexander Sergeevich as a Member of the | Management | For | For | None |
Internal Audit Commission of the Company | |||||
8 | Election of the External Auditor of the Company | Management | For | For | None |
9.1 | Approve the related party transactions: providing by OOO 'RN- | Management | For | For | None |
Yuganskneftegas' of the services to the Company on production | |||||
at oil and gas fields, the licenses for development thereof held by | |||||
the Company, production of oil in the amount of 63,435.0 | |||||
thousand tons and production of associated gas in the amount of | |||||
3,916.0 million cubic meters for the overall maximum amount of | |||||
115,000,000.0 thousand Roubles and on transfer of produced | |||||
resources of hydrocarbons to the Company for further distribution | |||||
9.2 | Approve the related party transactions: providing by OJSC 'AK | Management | For | For | None |
'Transneft' of the services to the Company on transportation of | |||||
crude oil by long-distance pipelines in the quantity of 114,000.0 | |||||
thousand tons for a fee not exceeding the overall maximum | |||||
amount of 167,000,000.0 thousand Roubles in the year 2011 | |||||
9.3 | Approve the related party transactions: execution by the Company | Management | For | For | None |
of the General Agreement with OJSC 'Russian Regional | |||||
Development Bank' on the general terms and conditions of | |||||
deposit transactions and transactions within this General | |||||
Agreement on deposit by the Company of its cash funds in | |||||
Roubles, and/or in USA dollars, and/or in EURO at accounts with | |||||
OJSC 'Russian Regional Development Bank' for the maximum | |||||
amount of 493,000,000.0 thousand Roubles at the specified terms | |||||
and conditions | |||||
9.4 | Approve the related party transactions: execution by the Company | Management | For | For | None |
of the general agreement with OJSC Bank VTB on general terms | |||||
and conditions of deposit transactions and transactions within this | |||||
general agreement on deposit by the Company of its cash funds in | |||||
Roubles, and/or in USA dollars, and/or in EURO at accounts with | |||||
OJSC Bank VTB for the maximum amount of 493,000,000.0 | |||||
thousand Roubles at the specified terms and conditions | |||||
9.5 | Approve the related party transactions: execution by the Company | Management | For | For | None |
of the general agreement with OJSC 'Russian Regional | |||||
Development Bank' on general terms and conditions of foreign | |||||
currency exchange transactions and transactions within this | |||||
General Agreement on purchase and sales of foreign currency | |||||
(forex transactions) with the following currency pairs: USA | |||||
dollar/rouble, EURO/rouble, EURO/USA dollar for the overall | |||||
maximum amount of 238,000,000.0 thousand Roubles at the | |||||
specified exchange rates | |||||
9.6 | Approve the related party transactions: execution by the Company | Management | For | For | None |
of the general agreement with OJSC Bank VTB on general terms | |||||
and conditions of foreign currency exchange transactions with the | |||||
use of 'Reuter Dealing' 'BS-Client' systems and transactions within | |||||
this General Agreement on sales and purchase of foreign | |||||
currency (forex transactions) with the following currency pairs: | |||||
USA Dollar/Rouble, Euro/Rouble, EURO/USA dollar for the overall | |||||
maximum amount of 578,000,000.0 thousand Roubles at the | |||||
specified exchange rates |
Page 267 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
9.7 | Approve the related party transactions: the execution by the | Management | For | For | None | ||
Company of the agreement with OJSC 'Russian Regional | |||||||
Development Bank' on procedure for execution of credit | |||||||
transactions with the use of 'Reuter Dealing' system and also | |||||||
performing of transactions within this Agreement on receiving by | |||||||
the Company of loans from OJSC 'Russian Regional | |||||||
Development Bank' in Roubles, and/or in USA dollars, and/or in | |||||||
EURO for the overall maximum amount of 216,000,000.0 | |||||||
thousand Roubles | |||||||
9.8 | Approve the related party transactions: the execution by the | Management | For | For | None | ||
Company of the agreement with OJSC Bank VTB on procedure | |||||||
for execution of credit transactions with the use of 'Reuter Dealing' | |||||||
system and also performing of transactions within this Agreement | |||||||
on receiving by the Company of loans from OJSC Bank VTB in | |||||||
Roubles, and/or in USA dollars, and/or in EURO for the overall | |||||||
maximum amount of 216,000,000.0 thousand Roubles at the | |||||||
specified terms and conditions | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 72209 | 0 | 01-Jun-2010 | 08-Jun-2010 | ||
212251 | 55P | 51206 | 0 | 01-Jun-2010 | 08-Jun-2010 |
Page 268 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
TIGER BRANDS LTD | ||||||||
Security | S84594142 | Meeting Type | Ordinary General Meeting | |||||
Ticker Symbol | Meeting Date | 21-Jun-2010 | ||||||
ISIN | ZAE000071080 | Agenda | 702471121 - Management | |||||
City | BRYANSTON | Holding Recon Date | 18-Jun-2010 | |||||
Country | South Africa | Vote Deadline Date | 11-Jun-2010 | |||||
SEDOL(s) | B0J4PP2 - B0MHHG3 - B0N4871 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve, subject to the Listings Requirements and the Act, the | Management | For | For | None | |||
Company makes a specific cash payment of 270 cents per | ||||||||
ordinary share to members of the Company registered as such at | ||||||||
the close of business on Friday, 09 JUL 2010, by way of a | ||||||||
reduction in the Company's share premium account | ||||||||
2 | Authorize the Directors of the Company, subject to the Listings | Management | For | For | None | |||
Requirements, and the Act, to make a payment to shareholders | ||||||||
out of the Company's share premium account, in lieu of a final | ||||||||
dividend, or part thereof, for the YE 30 SEP 2010, provided that: | ||||||||
Authority expires the earlier of the conclusion of the shall next | ||||||||
AGM or 15 months from the date of this meeting ; having regard to | ||||||||
any other payments to shareholders (including the cash | ||||||||
distribution contemplated in ordinary resolution number CONT | ||||||||
CONT | CONT 1) such payments will not in aggregate exceed 20% of the | Non-Voting | None | |||||
Company's-issued share capital, including reserves but excluding | ||||||||
minority interests and-revaluation of Assets and Intangible Assets | ||||||||
that are not supported by a-valuation by an independent | ||||||||
professional expert acceptable to the JSE-prepared within the last | ||||||||
6 months, in any one FY; and such payments are made-pro rata | ||||||||
to all shareholders and otherwise in compliance with the Listings- | ||||||||
Requirements, subject to the above, the quantum of the reduction | ||||||||
in share-premium will be determined by the board of the Company | ||||||||
or its delegee | ||||||||
3 | Authorize any Director or Officer of the Company, to execute all | Management | For | For | None | |||
documents and to do all such further acts and things as may be | ||||||||
necessary to give effect to Ordinary Resolutions 1 and 2 | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE | Non-Voting | None | ||||||
IN RECEIPT OF CONSERVATIVE R-ECORD DATE. IF YOU | ||||||||
HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT | ||||||||
RETURN THIS-PROXY FORM UNLESS YOU DECIDE TO | ||||||||
AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 2953 | 0 | 07-Jun-2010 | 11-Jun-2010 |
Page 269 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
BEIJING CAPITAL INTERNATIONAL AIRPORT CO LTD | ||||||||
Security | Y07717104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||||
ISIN | CNE100000221 | Agenda | 702387083 - Management | |||||
City | BEIJING | Holding Recon Date | 20-May-2010 | |||||
Country | China | Vote Deadline Date | 10-Jun-2010 | |||||
SEDOL(s) | 6208422 - B06ML17 - B0R2JP6 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Approve the report of the Board of Directors of the Company (the | Management | For | For | None | |||
"Board") for the YE 31 DEC 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
for the YE 31 DEC 2009 | ||||||||
3 | Approve the audited Financial Statements and the Independent | Management | For | For | None | |||
Auditor's Report for the YE 31 DEC 2009 | ||||||||
4 | Approve the profit appropriation proposal for the YE 31 DEC 2009 | Management | For | For | None | |||
5 | Appointment of Mr. Zhang Guanghui as the Executive Director of | Management | For | For | None | |||
the Company, and the granting of the authorisation to the Board to | ||||||||
determine his remuneration. His term will commence from the | ||||||||
conclusion of this meeting until the expiration of the term of the | ||||||||
fourth session of the Board, i.e., the date of the annual general | ||||||||
meeting of the Company to be held in 2011 | ||||||||
6 | Authorize the Board to arrange for service contract and/or | Management | For | For | None | |||
appointment letter to be issued by the Company to Mr. Zhang | ||||||||
Guanghui, upon such terms and conditions as the Board shall | ||||||||
think fit, and to do all such acts and things to effect such matters | ||||||||
7 | Re-appointment of PricewaterhouseCoopers Zhong Tian CPAs | Management | For | For | None | |||
Limited Company and PricewaterhouseCoopers, as the | ||||||||
Company's PRC and international auditors, respectively, for the | ||||||||
year ended 31 December 2010 and the granting of the | ||||||||
authorisation to the Board to determine their remuneration | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 320000 | 0 | 26-Apr-2010 | 10-Jun-2010 |
Page 270 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
FOSUN INTL LTD | ||||||||
Security | Y2618Y108 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||||
ISIN | HK0656038673 | Agenda | 702391397 - Management | |||||
City | HONG KONG | Holding Recon Date | 17-Jun-2010 | |||||
Country | China | Vote Deadline Date | 17-Jun-2010 | |||||
SEDOL(s) | B1Z7FX0 - B23DHW0 - B23DJG8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Receive the audited consolidated financial statements and the | Management | For | For | None | |||
reports of the Directors of the Company and of Auditors for the YE | ||||||||
31 DEC 2009 | ||||||||
2 | Declare a final dividend for the YE 31 DEC 2009 | Management | For | For | None | |||
3.1 | Re-elect Mr. Qin Xuetang as an Executive Director of the | Management | For | For | None | |||
Company | ||||||||
3.2 | Re-elect Mr. Liu Benren as a Non-Executive Director of the | Management | For | For | None | |||
Company | ||||||||
3.3 | Re-elect Mr. Zhang Shengman as an Independent Non-Executive | Management | For | For | None | |||
Director of the Company | ||||||||
3.4 | Re-elect Mr. Andrew Y. Yan as an Independent Non-Executive | Management | For | For | None | |||
Director of the Company | ||||||||
3.5 | Authorize the Board of Directors of the Company to fix the | Management | For | For | None | |||
remuneration of the Directors of the Company | ||||||||
4 | Re-appoint Messrs. Ernst & Young as the Auditors and authorize | Management | For | For | None | |||
the Board of Directors of the Company to fix their remuneration | ||||||||
5 | Authorize the Directors of the Company to purchase the shares of | Management | For | For | None | |||
the Company not exceeding 10% of the aggregate nominal | ||||||||
amount of the issued share capital of the Company as at the date | ||||||||
of passing of this resolution | ||||||||
6 | Authorize the Directors of the Company to issue, allot and deal | Management | For | For | None | |||
with additional shares of the Company not exceeding 20% of the | ||||||||
aggregate nominal amount of the issued share capital of the | ||||||||
Company as at the date of passing of this resolution | ||||||||
7 | Approve to extend the general mandate granted to the Directors of | Management | For | For | None | |||
the Company to issue, allot and deal with additional shares in the | ||||||||
capital of the Company by the aggregate nominal amount of | ||||||||
shares repurchased by the Company | ||||||||
CMMT | PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING | Non-Voting | None | |||||
INFORMATION IS AVAILABLE BY-CLICKING ON THE | ||||||||
MATERIAL URL LINK -- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN2 | ||||||||
0100423288.pdf | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | None | |||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||||
ACTION" VOTE. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 264500 | 0 | 28-Apr-2010 | 17-Jun-2010 |
Page 271 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
HUANENG POWER INTERNATIONAL INC, BEIJING | ||||||||
Security | Y3744A105 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||||
ISIN | CNE1000006Z4 | Agenda | 702421140 - Management | |||||
City | BEIJING | Holding Recon Date | 01-Jun-2010 | |||||
Country | China | Vote Deadline Date | 10-Jun-2010 | |||||
SEDOL(s) | 5788839 - 6099671 - 6441904 - B01XLD7 - | Quick Code | ||||||
B16TW67 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS. | ||||||||
THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100506/LTN2 | ||||||||
0100506817.pdf | ||||||||
1 | Approve the working report from the Board of Directors of the | Management | For | For | None | |||
Company for year 2009 | ||||||||
2 | Approve the working report from the Supervisory Committee of the | Management | For | For | None | |||
Company for year 2009 | ||||||||
3 | Approve the audited financial statements of the Company for year | Management | For | For | None | |||
2009 | ||||||||
4 | Approve the profit distribution plan of the Company for year 2009 | Management | For | For | None | |||
5 | Approve the proposal regarding the appointment of the | Management | For | For | None | |||
Company's Auditors for year 2010 | ||||||||
S.6 | Approve the proposal regarding the issue of short-term | Management | For | For | None | |||
debentures by the Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 460000 | 0 | 10-May-2010 | 10-Jun-2010 |
Page 272 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
SHANGHAI ELECTRIC GROUP CO LTD | ||||||
Security | Y76824104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||
ISIN | CNE100000437 | Agenda | 702422534 - Management | |||
City | SHANGHAI | Holding Recon Date | 20-May-2010 | |||
Country | China | Vote Deadline Date | 10-Jun-2010 | |||
SEDOL(s) | B07J656 - B07ZG10 - B0XNVS0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100506/LTN2 | ||||||
0100506633.pdf | ||||||
1 | Approve the annual report of the Company for the YE 31 DEC | Management | For | For | None | |
2009 | ||||||
2 | Approve the report of the Board for the YE 31 DEC 2009 | Management | For | For | None | |
3 | Approve the report of the Supervisory Committee for the YE 31 | Management | For | For | None | |
DEC 2009 | ||||||
4 | Approve the report of the Auditors, the audited financial | Management | For | For | None | |
statements and the financial results of the Company for the YE 31 | ||||||
DEC 2009 | ||||||
5 | Approve the profit distribution plan of the Company for the YE 31 | Management | For | For | None | |
DEC 2009 | ||||||
6 | Re-appointment of Ernst & Young Hua Ming as the Company's | Management | For | For | None | |
PRC Auditor and Ernst & Young as the Company's international | ||||||
Auditor for the FYE 31 DEC 2010, and authorize the Board to | ||||||
determine the Auditors' remunerations | ||||||
7 | Approve the emoluments of the Directors and Supervisors for the | Management | For | For | None | |
YE 31 DEC 2010 and ratify the emoluments paid to the Directors | ||||||
and Supervisors for the YE 31 DEC 2009 | ||||||
8 | Approve to renew the liability insurance for the Directors, | Management | For | For | None | |
Supervisors and Senior Management of the Company, authorize | ||||||
the Board to determine any adjustments to the limits of liability and | ||||||
premiums and authorize the management of the Company to | ||||||
handle issues relating to the liability insurance on a yearly basis | ||||||
including but not limited to selection of the insurance company | ||||||
and execution of insurance contracts | ||||||
9 | Approve the continuing connected transactions contemplated | Management | For | For | None | |
under the framework purchase agreement between Shanghai | ||||||
Mitsubishi Elevator Co. Ltd. and MESMEE dated 03 FEB 2010 in | ||||||
relation to the purchase of certain products from MESMEE by the | ||||||
Group and the proposed annual caps thereof | ||||||
10.1 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | |
limit of RMB11.53 million by the Company for the loan of | ||||||
Shanghai Heavy Machinery Plant Company Ltd. in the year 2010 | ||||||
10.2 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | |
limit of RMB80 million by the Company for the loan of Shanghai | ||||||
Electric Import & Export Co., Ltd in the year 2010 | ||||||
10.3 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | |
limit of RMB10 million by the Company for the loan of Shanghai | ||||||
Relay Company Ltd |
Page 273 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
10.4 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | ||
limit of RMB130 million by Shanghai Mechanical & Electrical Co., | |||||||
Ltd. for the loan of Shanghai Welding Equipment Company Ltd | |||||||
10.5 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | ||
limit of RMB300 million by Shanghai Heavy Machinery Plant | |||||||
Company Limited for the loan of Shanghai Electric Nuclear Power | |||||||
Equipment Company | |||||||
10.6 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | ||
limit of RMB155 million by Shanghai Heavy Machinery Plant | |||||||
Company Limited for the loan of Shanghai No. 1 Machine Tool | |||||||
Works Company Ltd | |||||||
10.7 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | ||
limit of RMB3 million by Shanghai Heavy Machinery Plant | |||||||
Company Limited for the loan of Shanghai Environmental | |||||||
Protection Equipment Engineering Company Ltd | |||||||
10.8 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | ||
limit of RMB16.6 million by Shanghai Electric Environmental | |||||||
Protection Investment Co., Ltd. for the loan of Shanghai Electric | |||||||
Nantong Water Treatment Company Ltd | |||||||
10.9 | Approve the proposed provision of the guarantee of maximum | Management | For | For | None | ||
limit of RMB295 million by Shanghai Boiler Works Ltd. for the loan | |||||||
of Shanghai Electric Wind Power Equipment Company Ltd | |||||||
10.10 | Approve the proposed provision of the an integrated credit | Management | For | For | None | ||
guarantee of maximum limit of USD 25 million approximately | |||||||
RMB170.68 million by Shanghai Boiler Works Company Ltd for | |||||||
Shanghai Electric Group Shanghai Electric Machinery Co. Ltd | |||||||
10.11 | Approve the proposed provision of the letter of guarantee with | Management | For | For | None | ||
total amount of RMB2561.5 million issued by Shanghai Electric | |||||||
Group Finance Company Ltd. to financial institutions in respect of | |||||||
loans to be granted to the Company and the subsidiaries of the | |||||||
Company | |||||||
10.12 | Approve the proposed provision of the letter of guarantee with | Management | For | For | None | ||
total amount of RMB4.1 million issued by Shanghai Electric Group | |||||||
Finance Company Ltd. to financial institutions in respect of loans | |||||||
to be granted to the subsidiaries of Shanghai Electric (Group) | |||||||
Corporation | |||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | |||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | |||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | |||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | |||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
522362 | 55P | 484000 | 0 | 12-May-2010 | 10-Jun-2010 |
Page 274 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX Brazil Infrastructure Index Fund | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P96609139 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||||
ISIN | BRVALEACNOR0 | Agenda | 702443172 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 18-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 14-Jun-2010 | |||||
SEDOL(s) | 2196286 - 7332706 - B234NB4 - B2QYXQ6 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Election of the Principal member to the Board of Directors | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522021 | 55P | 50400 | 0 | 24-May-2010 | 15-Jun-2010 |
Page 275 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
VALE SA, RIO DE JANEIRO | ||||||||
Security | P2605D109 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||||
ISIN | BRVALEACNPA3 | Agenda | 702443184 - Management | |||||
City | RIO DE JANEIRO | Holding Recon Date | 18-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 14-Jun-2010 | |||||
SEDOL(s) | 2256630 - 2257127 - 5896851 - B04S872 - | Quick Code | ||||||
B142LF0 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||||
CMMT | PLEASE NOTE THAT THE PREFERRED SHAREHOLDERS | Non-Voting | None | |||||
CAN VOTE ON ITEM 1 ONLY. THANK-YOU. | ||||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS SUBMITTING A VOTE | Non-Voting | None | |||||
TO ELECT A MEMBER MUST-INCLUDE THE NAME OF THE | ||||||||
CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE | ||||||||
ON-THIS ITEM IS RECEIVED WITHOUT A CANDIDATE'S | ||||||||
NAME, YOUR VOTE WILL BE PROCESSED-IN FAVOR OR | ||||||||
AGAINST OF THE DEFAULT COMPANY'S CANDIDATE. THANK | ||||||||
YOU. | ||||||||
CMMT | PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN | Non-Voting | None | |||||
THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES | ||||||||
IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN- | ||||||||
ARE ALLOWED. THANK YOU | ||||||||
1 | Election of the Principal member as the Board of Directors | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244254 | 55P | 88299 | 0 | 24-May-2010 | 14-Jun-2010 | |||
244255 | 55P | 41330 | 0 | 24-May-2010 | 14-Jun-2010 |
Page 276 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | |||||||
PETROBRAS ENERGIA SA, BUENOS AIRES | |||||||
Security | P7873P114 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | |||||
ISIN | ARPERE010103 | Agenda | 702458197 - Management | ||||
City | RIO DE JANEIRO | Holding Recon Date | 17-Jun-2010 | ||||
Country | Argentina | Blocking | Vote Deadline Date | 03-Jun-2010 | |||
SEDOL(s) | 2681931 - B038C37 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
CMMT | PLEASE BE ADVISED THAT IN ORDER TO PERMIT FOREIGN | Non-Voting | None | ||||
SHAREHOLDERS TO PARTICIPATE-IN SHAREHOLDERS' | |||||||
MEETINGS, ARGENTINEAN COMPANIES MAY REQUEST | |||||||
FOREIGN-SHAREHOLDERS TO PROVIDE PROOF OF THEIR | |||||||
REGISTRATION AT THE SUPERINTENDENCY OF- | |||||||
CORPORATIONS INSPECCION GENERAL DE JUSTICIA . | |||||||
1.A | Approve the amendment of the Corporate Bylaws of the Company | Management | For | For | None | ||
to to amend the quantitative limit of preferred shares to | |||||||
2,400,000,000 shares issued by the Company, maintaining the | |||||||
current amount of BRL 60,000,000,000.00 in accordance with the | |||||||
terms of Article 40, line I, of the Corporate bylaws of the | |||||||
Company, observing the transitory provision indicated in item C | |||||||
below | |||||||
1.B | Approve the amendment of the Corporate Bylaws of the Company | Management | For | For | None | ||
to amend the Corporate Bylaws of the Company to insert a Clause | |||||||
to set an authorized capital limit for common shares issued by the | |||||||
Company, in the amount of BRL 90,000,000,000.00, through the | |||||||
issuance of common shares within the limit of | 3,200,000,000 | ||||||
shares, in accordance with the terms of Article 40 of the | |||||||
Corporate bylaws of the Company, observing the transitory | |||||||
provision indicated in item C below, as well as to make the | |||||||
necessary adjustments in the cross references throughout the | |||||||
Corporate Bylaws of the Company, as a function of the provision | |||||||
in the new Section | |||||||
1.C | Approve the amendment of the Corporate Bylaws of the Company | Management | For | For | None | ||
to amend the Corporate Bylaws of the Company to insert a | |||||||
transitory provision to clarify that the authorized capital limits | |||||||
inserted in accordance with the terms of items A and B above will | |||||||
be valid only for the issuance of common and preferred shares | |||||||
specific ally within the context of an offer for public share | |||||||
subscription that contains a priority allocation structure in | |||||||
accordance with the terms of Article 21 of national securities | |||||||
commission instruction number 400 of 29 DEC 2003, and that | |||||||
gives a preemptive right to the share holders, in CONTD. | |||||||
CONT | CONTD. accordance with the terms of Article 171, read together | Non-Voting | None | ||||
wit h Article-172, of law number 6404 of 15 DEC 1976, as | |||||||
amended, from here onward the-Brazilian Corporate law, without | |||||||
prejudice to the provision in Item D in-regard to the exclusion of | |||||||
the preemptive right or reduction of the period-for its exercise, with | |||||||
it being observed t hat such an offer must be made-with in a | |||||||
period of one year counted from the date of the resolution passed- | |||||||
by the EGM called |
Page 277 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
1.D | Approve the amendment of the Corporate Bylaws of the Company | Management | For | For | None | ||
to amend the language of paragraphs 1 and 2 of Article 4 of the | |||||||
Corporate bylaws of the Company, because of the change in the | |||||||
authorized capital limit of the Company, as provided for above, | |||||||
allowing the Board of Directors of the Company to approve the | |||||||
capital increase through the issuance of common shares and or of | |||||||
preferred shares, without granting a preemptive right to the | |||||||
shareholders, or with a reduction of the period that is dealt with in | |||||||
Article 171, paragraph 4, of the Corporate law | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 34697 | 0 | 01-Jun-2010 | 03-Jun-2010 |
Page 278 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||
ALUMINUM CORPORATION OF CHINA LTD | ||||||
Security | Y0094N109 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||
ISIN | CNE1000001T8 | Agenda | 702458870 - Management | |||
City | BEIJING | Holding Recon Date | 20-May-2010 | |||
Country | China | Vote Deadline Date | 10-Jun-2010 | |||
SEDOL(s) | 6425395 - B05PCN6 - B06KK36 - B16MTQ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100506/LTN2 | ||||||
0100506715.pdf | ||||||
1 | Approve the Directors' report for the YE 31 DEC 2009 | Management | For | For | None | |
2 | Approve the report of the Supervisory Committee for the YE 31 | Management | For | For | None | |
DEC 2009 | ||||||
3 | Approve the Independent Auditor's report and the audited financial | Management | For | For | None | |
report of the Company for the YE 31 DEC 2009 [including the | ||||||
financial report prepared in accordance with the International | ||||||
Financial Reporting Standards and the financial report prepared in | ||||||
accordance with the PRC Accounting Standards for Business | ||||||
Enterprises [2006]] | ||||||
4 | Approve the non-payment of 2009 final dividends for the YE 31 | Management | For | For | None | |
DEC 2009 and non-implementation of increasing share capital by | ||||||
transferring capital reserves | ||||||
5.a | Re-appoint Mr. Xiong Weiping as an Executive Director of the 4th | Management | For | For | None | |
session of the Board for a term of three years expiring upon | ||||||
conclusion of the Company's 2012 AGM | ||||||
5.b | Re-appoint Mr. Luo Jianchuan as an Executive Director of the 4th | Management | For | For | None | |
session of the Board for a term of three years expiring upon | ||||||
conclusion of the Company's 2012 AGM | ||||||
5.c | Re-appoint Mr. Chen Jihua as an Executive Director of the 4th | Management | For | For | None | |
session of the Board for a term of three years expiring upon | ||||||
conclusion of the Company's 2012 AGM | ||||||
5.d | Re-appoint Mr. Liu Xiangmin as an Executive Director of the 4th | Management | For | For | None | |
session of the Board for a term of three years expiring upon | ||||||
conclusion of the Company's 2012 AGM | ||||||
6.a | Re-appoint Mr. Shi Chungui as a Non-Executive Directors of the | Management | For | For | None | |
4th session of the Board for a term of three years expiring upon | ||||||
conclusion of the Company's 2012 AGM | ||||||
6.b | Re-appoint Mr. Lv Youqing as a Non-Executive Directors of the | Management | For | For | None | |
4th session of the Board for a term of three years expiring upon | ||||||
conclusion of the Company's 2012 AGM | ||||||
7.a | Re-appoint Mr. Zhang Zhuoyuan as an Independent Non- | Management | For | For | None | |
Executive Directors of the 4th session of the Board for a term of | ||||||
three years expiring upon conclusion of the Company's 2012 AGM | ||||||
7.b | Re-appoint Mr. Wang Mengkui as an Independent Non-Executive | Management | For | For | None | |
Directors of the 4th session of the Board for a term of three years | ||||||
expiring upon conclusion of the Company's 2012 AGM | ||||||
7.c | Re-appoint Mr. Zhu Demiao as an Independent Non-Executive | Management | For | For | None | |
Directors of the 4th session of the Board for a term of three years | ||||||
expiring upon conclusion of the Company's 2012 AGM |
Page 279 of 350 | 05-Aug-2010 |
Vote Summary | |||||
8.a | Re-appoint Mr. Ao Hong as shareholders-elected Supervisors of | Management | For | For | None |
the 4th session of the Supervisory Committee for a term of three | |||||
years expiring upon conclusion of the Company's 2012 AGM | |||||
8.b | Re-appoint Mr. Zhang Zhankui as shareholders-elected | Management | For | For | None |
Supervisors of the 4th session of the Supervisory Committee for a | |||||
term of three years expiring upon conclusion of the Company's | |||||
2012 AGM | |||||
9 | Authorize the Board to set the remuneration for the Company's | Management | For | For | None |
Directors and Supervisors for year 2010 | |||||
10 | Approve the renewal of one-year liability insurance for the | Management | For | For | None |
Company's Directors, Supervisors and Senior Management [from | |||||
18 MAY 2010 to 17 MAY 2011] | |||||
11 | Re-appoint PricewaterhouseCoopers [Certified Public | Management | For | For | None |
Accountants, Hong Kong] as the International Auditors and | |||||
PricewaterhouseCoopers Zhong Tian CPAs Company Limited as | |||||
PRC Auditors of the Company to hold office until conclusion of the | |||||
next AGM, and authorize the Audit Committee of the Board to | |||||
determine their remuneration | |||||
12 | Approve proposals [if any] put forward at such meeting by any | Management | For | For | None |
shareholder(s) holding 3% or more of the shares carrying the right | |||||
to vote at such meeting | |||||
S.13 | Amend the Articles of Association of the Company [as specified], | Management | For | For | None |
and authorize any one Director or Secretary to the Board to deal | |||||
with on behalf of the Company the relevant filing, amendments | |||||
and registration [where necessary] procedures and other related | |||||
issues arising from the amendments to the Articles of Association | |||||
of the Company | |||||
S.14 | Approve the issue mandate | Management | For | For | None |
S.15 | Approve the issue of short-term bills | Management | For | For | None |
S.16 | Approve the issue of medium-term notes | Management | For | For | None |
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212248 | 55P | 717264 | 0 | 01-Jun-2010 | 10-Jun-2010 |
522362 | 55P | 386000 | 0 | 01-Jun-2010 | 10-Jun-2010 |
Page 280 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||||
PETROLEO BRASILEIRO SA PETROBRAS | ||||||||
Security | P78331140 | Meeting Type | ExtraOrdinary General Meeting | |||||
Ticker Symbol | Meeting Date | 22-Jun-2010 | ||||||
ISIN | BRPETRACNPR6 | Agenda | 702458882 - Management | |||||
City | TBA | Holding Recon Date | 18-Jun-2010 | |||||
Country | Brazil | Vote Deadline Date | 14-Jun-2010 | |||||
SEDOL(s) | 2684532 - 7394621 - B04S8J4 - B13YV91 - | Quick Code | ||||||
B1KZT37 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||||
ID 709942 DUE TO CHANGE IN V-OTING STATUS. THANK | ||||||||
YOU. | ||||||||
PLEASE NOTE THAT THIS IS AN INFORMATION MEETING. | Non-Voting | None | ||||||
SHOULD YOU WISH TO ATTEND THE-MEETING | ||||||||
PERSONALLY, YOU MAY APPLY FOR AN ENTRANCE CARD | ||||||||
BY CONTACTING YOUR CLI-ENT REPRESENTATIVE. THANK | ||||||||
YOU | ||||||||
1 | Amend the Company's Bye-Laws to increase the number of | Non-Voting | None | |||||
authorized preferred sh-ares | ||||||||
2 | Amend the Company's Bye-Laws to increase the number of | Non-Voting | None | |||||
authorized common share-s | ||||||||
3 | Amend the Company's Bye-Laws to include transitory provision to | Non-Voting | None | |||||
issue shares w-ith or without preemptive rights | ||||||||
4 | Amend the Articles 4 of the Company's Bye-Laws to reflect the | Non-Voting | None | |||||
changes in its c-apital structure | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
244252 | 55P | 33630 | 0 | |||||
244255 | 55P | 64300 | 0 |
Page 281 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
RENHE COMMERCIAL HOLDINGS COMPANY LTD | ||||||||
Security | G75004104 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 23-Jun-2010 | ||||||
ISIN | KYG750041041 | Agenda | 702459985 - Management | |||||
City | HONG KONG | Holding Recon Date | 21-Jun-2010 | |||||
Country | Cayman Islands | Vote Deadline Date | 18-Jun-2010 | |||||
SEDOL(s) | B3DDY15 - B3F2711 - B4Z2DW1 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100523/LTN2 | ||||||||
0100523053.pdf | ||||||||
CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE | Non-Voting | None | |||||
OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO | ||||||||
ACTION" VOTE. | ||||||||
1 | Receive the audited consolidated financial statements of the | Management | For | For | None | |||
Company and its subsidiaries for the YE 31 DEC 2009 together | ||||||||
with the reports of the Directors of the Company and the | ||||||||
Independent Auditors | ||||||||
2 | Declare a final dividend for the YE 31 DEC 2009 | Management | For | For | None | |||
3.a | Re-elect Mr. Dai Yongge as a Director | Management | For | For | None | |||
3.b | Re-elect Mr. Lin Zijing as a Director | Management | For | For | None | |||
3.c | Re-elect Ms. Jiang Mei as a Director | Management | For | For | None | |||
3.d | Re-elect Ms. Zhang Xingmei as a Director | Management | For | For | None | |||
3.e | Re-elect Mr. Ho Gilbert Chi Hang as a Director | Management | For | For | None | |||
3.f | Re-elect Mr. Wang Shengli as a Director | Management | For | For | None | |||
4 | Authorize the Board of Directors to fix the remuneration of the | Management | For | For | None | |||
Directors | ||||||||
5 | Re-appoint Messrs. KPMG as the Auditors of the Company and | Management | For | For | None | |||
authorize the Board of Directors to fix their remuneration | ||||||||
6 | Authorize the Directors to allot and issue shares of the Company | Management | For | For | None | |||
as specified in the Ordinary Resolution 6 in the notice of AGM | ||||||||
7 | Authorize the Directors to repurchase shares of the Company as | Management | For | For | None | |||
specified in the Ordinary Resolution 7 in the notice of AGM | ||||||||
8 | Approve to extend the power granted to the Directors under | Management | For | For | None | |||
Resolution 6 to allot and issue shares as specified in the ordinary | ||||||||
resolution 8 in the notice of AGM | ||||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO REMOVAL | Non-Voting | None | ||||||
OF RECORD DATE. IF YOU HAVE-ALREADY SENT IN YOUR | ||||||||
VOTES, PLEASE DO NOT RETURN THIS PROXY FORM | ||||||||
UNLESS YOU D-ECIDE TO AMEND YOUR ORIGINAL | ||||||||
INSTRUCTIONS. THANK YOU. | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
522362 | 55P | 1002000 | 0 | 01-Jun-2010 | 18-Jun-2010 |
Page 282 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
CHINA MERCHANTS BANK CO LTD, SHENZEN | ||||||
Security | Y14896115 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 23-Jun-2010 | ||||
ISIN | CNE1000002M1 | Agenda | 702497430 - Management | |||
City | SHENZHEN | Holding Recon Date | 11-May-2010 | |||
Country | China | Vote Deadline Date | 11-Jun-2010 | |||
SEDOL(s) | B1DYPZ5 - B1FL3W7 - B1G4V10 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 698837 DUE TO ADDITION OF-RESOLTUION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1. | Approve the work report of the Board of Directors for the year | Management | For | For | None | |
2009 | ||||||
2. | Approve the work report of the Board of Supervisors for the year | Management | For | For | None | |
2009 | ||||||
3. | Approve the annual report for the year 2009 [including the audited | Management | For | For | None | |
financial report] | ||||||
4. | Approve the final financial report for the year 2009 | Management | For | For | None | |
5. | Approve the proposed profit appropriations plan [including the | Management | For | For | None | |
distribution of final dividends] for the year 2009 | ||||||
6. | Approve the resolution to appoint the accounting firms for the year | Management | For | For | None | |
2010 and their remuneration | ||||||
7.1 | Re-appointment of Mr. Qin Xiao as Non-Executive Director of the | Management | For | For | None | |
Company, with immediate effect, for a term of 3 years | ||||||
7.2 | Re-appointment of Mr. Wei Jiafu as Non-Executive Director of the | Management | For | For | None | |
Company, with immediate effect, for a term of 3 years | ||||||
7.3 | Re-appointment of Mr. Fu Yuning as Non-Executive Director of | Management | For | For | None | |
the Company, with immediate effect, for a term of 3 years | ||||||
7.4 | Re-appointment of Mr. Li Yinquan as Non-Executive Director of | Management | For | For | None | |
the Company, with immediate effect, for a term of 3 years | ||||||
7.5 | Appointment of Mr. Fu Gangfeng as Non-Executive Director of the | Management | For | For | None | |
Company for a term of 3 years from the date on which his | ||||||
qualification is approved by the China Banking Regulatory | ||||||
Commission | ||||||
7.6 | Re-appointment of Mr. Hong Xiaoyuan as Non-Executive Director | Management | For | For | None | |
of the Company, with immediate effect, for a term of 3 years | ||||||
7.7 | Re-appointment of Ms. Sun Yueying as Non-Executive Director of | Management | For | For | None | |
the Company, with immediate effect, for a term of 3 years | ||||||
7.8 | Re-appointment of Mr. Wang Daxiong as Non-Executive Director | Management | For | For | None | |
of the Company, with immediate effect, for a term of 3 years | ||||||
7.9 | Re-appointment of Mr. Fu Junyuan as Non-Executive Director of | Management | For | For | None | |
the Company, with immediate effect, for a term of 3 years | ||||||
7.10 | Re-appointment of Mr. Ma Weihua as Executive Director of the | Management | For | For | None | |
Company, with immediate effect, for a term of 3 years | ||||||
7.11 | Re-appointment of Mr. Zhang Guanghua as Executive Director of | Management | For | For | None | |
the Company, with immediate effect, for a term of 3 years | ||||||
7.12 | Re-appointment of Mr. Li Hao as Executive Director of the | Management | For | For | None | |
Company, with immediate effect, for a term of 3 years |
Page 283 of 350 | 05-Aug-2010 |
Vote Summary | |||||
7.13 | Re-appointment of Mr. Wu Jiesi as Independent Non-Executive | Management | For | For | None |
Director of the Company, with immediate effect, for a term of 3 | |||||
years, except subject to adjustments pursuant to the requirements | |||||
of the relevant applicable laws and regulations | |||||
7.14 | Re-appointment of Mr. Yi Xiqun as Independent Non-Executive | Management | For | For | None |
Director of the Company, with immediate effect, for a term of 3 | |||||
years | |||||
7.15 | Re-appointment of Ms. Yan Lan as Independent Non-Executive | Management | For | For | None |
Director of the Company, with immediate effect, for a term of 3 | |||||
years | |||||
7.16 | Re-appointment of Mr. Chow Kwong Fai, Edward as Independent | Management | For | For | None |
Non-Executive Director of the Company, with immediate effect, for | |||||
a term of 3 years, except subject to adjustments pursuant to the | |||||
requirements of the relevant applicable laws and regulations | |||||
7.17 | Re-appointment of Mr. Liu Yongzhang as Independent Non- | Management | For | For | None |
Executive Director of the Company, with immediate effect, for a | |||||
term of 3 years, except subject to adjustments pursuant to the | |||||
requirements of the relevant applicable laws and regulations | |||||
7.18 | Re-appointment of Ms. Liu Hongxia as Independent Non- | Management | For | For | None |
Executive Director of the Company, with immediate effect, for a | |||||
term of 3 years, except subject to adjustments pursuant to the | |||||
requirements of the relevant applicable laws and regulations | |||||
8.1 | Re-appointment of Mr. Zhu Genlin as Shareholder Representative | Management | For | For | None |
Supervisor of the Company, with immediate effect, for a term of 3 | |||||
years | |||||
8.2 | Appointment of Mr. Hu Xupeng as Shareholder Representative | Management | For | For | None |
Supervisor of the Company, with immediate effect, for a term of 3 | |||||
years | |||||
8.3 | Appointment of Mr. Wen Jianguo as Shareholder Representative | Management | For | For | None |
Supervisor of the Company, with immediate effect, for a term of 3 | |||||
years | |||||
8.4 | Re-appointment of Mr. Li Jiangning as Shareholder | Management | For | For | None |
Representative Supervisor of the Company, with immediate effect, | |||||
for a term of 3 years | |||||
8.5 | Re-appointment of Mr. Shi Jiliang as External Supervisor of the | Management | For | For | None |
Company, with immediate effect, for a term of 3 years, except | |||||
subject to adjustments pursuant to the requirements of the | |||||
relevant applicable laws and regulations | |||||
8.6 | Re-appointment of Mr. Shao Ruiqing as External Supervisor of the | Management | For | For | None |
Company, with immediate effect, for a term of 3 years, except | |||||
subject to adjustments pursuant to the requirements of the | |||||
relevant applicable laws and regulations | |||||
9. | Approve the Mid-term Capital Management Plan for China | Management | For | For | None |
Merchants Bank | |||||
10. | Approve the assessment report on the duty performance of | Management | For | For | None |
Directors for the year 2009 | |||||
11. | Approve the assessment report on the duty performance of | Management | For | For | None |
Supervisors for the year 2009 | |||||
12. | Approve the duty performance and cross-evaluation reports of | Management | For | For | None |
Independent Non-Executive Directors for the year 2009 | |||||
13. | Approve the duty performance and cross-evaluation reports of | Management | For | For | None |
External Supervisors for the year 2009 | |||||
14. | Approve the related party transaction report for the year 2009 | Management | For | For | None |
15. | Appointment of Mr. Han Mingzhi as External Supervisor of the | Management | For | For | None |
Company, with immediate effect, for a term of 3 years |
Page 284 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212247 | 55P | 127275 | 0 | 09-Jun-2010 | 11-Jun-2010 |
Page 285 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||||
CHINA CONSTR BK CORP | ||||||||
Security | Y1397N101 | Meeting Type | Class Meeting | |||||
Ticker Symbol | Meeting Date | 24-Jun-2010 | ||||||
ISIN | CNE1000002H1 | Agenda | 702453705 - Management | |||||
City | KOWLOON | Holding Recon Date | 24-May-2010 | |||||
Country | China | Vote Deadline Date | 21-Jun-2010 | |||||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100507/LTN2 | ||||||||
0100507935.pdf | ||||||||
S.1.1 | Approve the proposed Rights Issue of A shares and H shares: | Management | For | For | None | |||
type and nominal value of Rights Shares | ||||||||
S.1.2 | Approve the proposed Rights Issue of A shares and H shares: | Management | For | For | None | |||
proportion and number of shares to be issued | ||||||||
S.1.3 | Approve the proposed Rights Issue of A shares and H shares: | Management | For | For | None | |||
subscription price of the Rights Issue | ||||||||
S.1.4 | Approve the proposed Rights Issue of A shares and H shares: | Management | For | For | None | |||
target subscribers | ||||||||
S.1.5 | Approve the proposed Rights Issue of A shares and H shares: use | Management | For | For | None | |||
of proceeds | ||||||||
S.1.6 | Approve the proposed Rights Issue of A shares and H shares: | Management | For | For | None | |||
arrangement for the accumulated undistributed profits of the Bank | ||||||||
prior to the Rights Issue | ||||||||
S.1.7 | Approve the proposed Rights Issue of A shares and H shares: | Management | For | For | None | |||
effective period of the resolution | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212246 | 55P | 1528350 | 0 | 27-May-2010 | 21-Jun-2010 | |||
212247 | 55P | 927100 | 0 | 27-May-2010 | 21-Jun-2010 |
Page 286 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
LUKOIL OIL COMPANY JSC, MOSCOW | ||||||
Security | 677862104 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 24-Jun-2010 | ||||
ISIN | US6778621044 | Agenda | 702455002 - Management | |||
City | TBD | Holding Recon Date | 07-May-2010 | |||
Country | Russian Federation | Vote Deadline Date | 10-Jun-2010 | |||
SEDOL(s) | 2537432 - 2538822 - 3189876 - 5060388 - | Quick Code | ||||
B0330Z0 - B442LL7 | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1. | Approve the annual report of OAO 'LUKOIL' for 2009 and the | Management | For | For | None | |
annual financial statements, including the income statements | ||||||
[profit and loss accounts] of the Company, and the distribution of | ||||||
profits | ||||||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE CONTACT YOUR CLIENT SERVICE | ||||||
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS.-THANK | ||||||
YOU. | ||||||
2.1 | Election ALEKPEROV, Vagit Yusufovich to the Board of Directors | Management | For | For | None | |
2.2 | Election BELIKOV, Igor Vyacheslavovich to the Board of Directors | Management | For | For | None | |
2.3 | Election BLAZHEEV, Victor Vladimirovich to the Board of | Management | For | For | None | |
Directors | ||||||
2.4 | Election WALLETTE (Jr.), Donald Evert to the Board of Directors | Management | For | For | None | |
2.5 | Election GRAYFER, Valery Isaakovich to the Board of Directors | Management | For | For | None | |
2.6 | Election GREF, Herman Oskarovich to the Board of Directors | Management | For | For | None | |
2.7 | Election ESAULKOVA, Tatiana Stanislavovna to the Board of | Management | For | For | None | |
Directors | ||||||
2.8 | Election IVANOV, Igor Sergeevich to the Board of Directors | Management | For | For | None | |
2.9 | Election MAGANOV, Ravil Ulfatovich to the Board of Directors | Management | For | For | None | |
2.10 | Election MIKHAILOV, Sergei Anatolievich to the Board of | Management | For | For | None | |
Directors | ||||||
2.11 | Election of MOBIUS, Mark to the Board of Directors | Management | For | For | None | |
2.12 | Election of SHOKHIN, Alexander Nikolaevich to the Board of | Management | For | For | None | |
Directors | ||||||
3.1 | Election IVANOVA, Lyubov Gavrilovna as a Member to the Audit | Management | For | For | None | |
Commission | ||||||
3.2 | Election KONDRATIEV, Pavel Gennadievich as a Member to the | Management | For | For | None | |
Audit Commission | ||||||
3.3 | Election NIKITENKO, Vladimir Nikolaevich as a Member to the | Management | For | For | None | |
Audit Commission | ||||||
4.1 | Approve to pay remuneration and reimburse expenses to | Management | For | For | None | |
members of the Board of Directors of OAO "LUKOIL" as specified |
Page 287 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
4.2 | Approve to deem it appropriate to establish additional | Management | For | For | None | ||
remuneration for newly elected Members of the Board of Directors | |||||||
for their participation in conferences and other events on written | |||||||
instructions of the Chairman of the Board of Directors, in an | |||||||
amount of 104,000 roubles, and to retain the amounts of | |||||||
remuneration for Members of the Board of Directors of OAO | |||||||
"LUKOIL" established by decision of the AGM of OAO "LUKOIL" | |||||||
of 26 JUN 2008 (Minutes No. 1) | |||||||
5.1 | Approve to pay remuneration to each of the Members of the Audit | Management | For | For | None | ||
Commission of OAO "LUKOIL" in the amount established by | |||||||
decision of the AGM of OAO "LUKOIL" of 26 JUN 2008 (Minutes | |||||||
No. 1) - 2,600,000 roubles | |||||||
5.2 | Approve to deem it appropriate to retain the amounts of | Management | For | For | None | ||
remuneration for Members of the Audit Commission of OAO | |||||||
"LUKOIL" established by decision of the AGM of OAO "LUKOIL" | |||||||
of 26 JUN 2008 (Minutes No. 1) | |||||||
6. | Approve the Independent Auditor of OAO "LUKOIL"- Closed Joint | Management | For | For | None | ||
Stock Company KPMG | |||||||
7. | Approve the amendments to the Regulations on the Procedure for | Management | For | For | None | ||
Preparing and Holding the General Shareholders Meeting of OAO | |||||||
"Lukoil", as specified | |||||||
8.1 | Approve the contract(s) of guarantee between OAO "LUKOIL" | Management | For | For | None | ||
(Guarantor) and Sberbank of Russia OAO (Bank) on the specified | |||||||
terms and conditions | |||||||
8.2 | Approve the Policy (contract) on insuring the liability of Directors, | Management | For | For | None | ||
Officers and Corporations between OAO "LUKOIL" (Policyholder) | |||||||
and OAO Kapital Strakhovanie (Insurer) on the specified terms | |||||||
and conditions | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 11353 | 0 | 01-Jun-2010 | 10-Jun-2010 | ||
212251 | 55P | 8973 | 0 | 01-Jun-2010 | 10-Jun-2010 |
Page 288 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | |||||||
PT BUMI RESOURCES TBK | |||||||
Security | Y7122M110 | Meeting Type | ExtraOrdinary General Meeting | ||||
Ticker Symbol | Meeting Date | 24-Jun-2010 | |||||
ISIN | ID1000068703 | Agenda | 702469001 - Management | ||||
City | TBD | Holding Recon Date | 08-Jun-2010 | ||||
Country | Indonesia | Vote Deadline Date | 22-Jun-2010 | ||||
SEDOL(s) | 6043485 - 7791523 - B01Z6C7 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1 | Approve to pledge all or part of the Company's asset in order to | Management | For | For | None | ||
obtain loan from third party | |||||||
2 | Re-appoint the Company's Board of Directors | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212248 | 55P | 3969590 | 0 | 03-Jun-2010 | 22-Jun-2010 |
Page 289 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
PT BUMI RESOURCES TBK | |||||||
Security | Y7122M110 | Meeting Type | Annual General Meeting | ||||
Ticker Symbol | Meeting Date | 24-Jun-2010 | |||||
ISIN | ID1000068703 | Agenda | 702487794 - Management | ||||
City | TBD | Holding Recon Date | 08-Jun-2010 | ||||
Country | Indonesia | Vote Deadline Date | 22-Jun-2010 | ||||
SEDOL(s) | 6043485 - 7791523 - B01Z6C7 | Quick Code | |||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | ||
Management | Recommendation | ||||||
1 | Approve the 2009 annual report | Management | For | For | None | ||
2 | Ratify the 2009 financial statement | Management | For | For | None | ||
3 | Approve the profit allocation | Management | For | For | None | ||
4 | Appoint public accountant | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212248 | 55P | 3969590 | 0 | 07-Jun-2010 | 22-Jun-2010 |
Page 290 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
CHINA CONSTR BK CORP | ||||||
Security | Y1397N101 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 24-Jun-2010 | ||||
ISIN | CNE1000002H1 | Agenda | 702497389 - Management | |||
City | KOWLOON | Holding Recon Date | 24-May-2010 | |||
Country | China | Vote Deadline Date | 21-Jun-2010 | |||
SEDOL(s) | B0LMTQ3 - B0N9XH1 - B0YK577 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1. | Approve the 2009 report of Board of Directors | Management | For | For | None | |
2. | Approve the 2009 report of Board of Supervisors | Management | For | For | None | |
3. | Approve the 2009 final financial accounts | Management | For | For | None | |
4. | Approve the 2010 fixed assets investment budget | Management | For | For | None | |
5. | Approve the profit distribution plan for 2009 | Management | For | For | None | |
6. | Approve the 2009 final emoluments distribution plan for Directors | Management | For | For | None | |
and Supervisors | ||||||
7. | Approve the appointment of Auditors for 2010 | Management | For | For | None | |
S.8.1 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Type and nominal value of Rights Shares | ||||||
s.8.2 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Proportion and number of Shares to be issued | ||||||
s.8.3 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Subscription Price of the Rights Issue | ||||||
s.8.4 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Target subscribers | ||||||
s.8.5 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Use of Proceeds | ||||||
s.8.6 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Arrangement for the accumulated undistributed profits of the Bank | ||||||
prior to the Rights Issue | ||||||
s.8.7 | Approve the proposed Rights Issue of A Shares and H Shares: | Management | For | For | None | |
Effective period of the resolution | ||||||
s.9 | Approve the authorizations for the Rights Issue of A shares and H | Management | For | For | None | |
shares | ||||||
10. | Approve the feasibility report on the proposed use of proceeds | Management | For | For | None | |
raised from the rights issue of A shares and H shares | ||||||
11. | Approve the report on the use of proceeds from the previous A | Management | For | For | None | |
share issue | ||||||
12. | Approve the mid-term plan of capital management | Management | For | For | None | |
13.1 | Election of Mr. Guo Shuqing to continue serving as an Executive | Management | For | For | None | |
Director of the Bank | ||||||
13.2 | Election of Mr. Zhang Jianguo to continue serving as an Executive | Management | For | For | None | |
Director of the Bank | ||||||
13.3 | Election of Lord Peter Levene to continue serving as an | Management | For | For | None | |
Independent Non-Executive Director of the Bank | ||||||
13.4 | Election of Dame Jenny Shipley to continue serving as an | Management | For | For | None | |
Independent Non-Executive Director of the Bank | ||||||
13.5 | Election of Ms. Elaine La Roche to continue serving as an | Management | For | For | None | |
Independent Non-Executive Director of the Bank |
Page 291 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
13.6 | Election of Mr. Wong Kai-Man to continue serving as an | Management | For | For | None | ||
Independent Non-Executive Director of the Bank | |||||||
13.7 | Election of Ms. Sue Yang to serve as Non-Executive Director of | Management | For | For | None | ||
the Bank | |||||||
13.8 | Election of Mr. Yam Chi Kwong, Joseph to serve as an | Management | For | For | None | ||
Independent Non-Executive Director of the Bank | |||||||
13.9 | Election of Mr. Zhao Xijun to serve as an Independent Non- | Management | For | For | None | ||
Executive Director of the Bank | |||||||
14.1 | Election of Mr. Xie Duyang to continue serving as shareholder | Management | For | For | None | ||
representative Supervisor of the Bank | |||||||
14.2 | Election of Ms. Liu Jin to continue serving as shareholder | Management | For | For | None | ||
representative Supervisor of the Bank | |||||||
14.3 | Election of Mr. Guo Feng to continue serving as External | Management | For | For | None | ||
Supervisor of the Bank | |||||||
14.4 | Election of Mr. Dai Deming to continue serving as External | Management | For | For | None | ||
Supervisor of the Bank | |||||||
14.5 | Election of Mr. Song Fengming to serve as shareholder | Management | For | For | None | ||
representative Supervisor of the Bank | |||||||
15.1 | Election of Mr. Zhu xiaohuang as an Executive Director of the | Management | For | For | None | ||
bank | |||||||
15.2 | Election of Ms. Wang Shumin as an Non-Executive Director of the | Management | For | For | None | ||
bank | |||||||
15.3 | Election of Mr. Wang Yong as an Non-Executive Director of the | Management | For | For | None | ||
bank | |||||||
15.4 | Election of Ms. Li Xiaoling as an Non-Executive Director of the | Management | For | For | None | ||
bank | |||||||
15.5 | Election of Mr. Zhu Zhenmin as an Non-Executive Director of the | Management | For | For | None | ||
bank | |||||||
15.6 | Election of Mr. Lu Xiaoma as an Non-Executive Director of the | Management | For | For | None | ||
bank | |||||||
15.7 | Election of Ms. Chen Yuanling as an Non-Executive Director of | Management | For | For | None | ||
the bank | |||||||
16. | Approve the adjustment of items of delegation of authorities by the | Management | For | For | None | ||
shareholders' general meeting | |||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | |||||
ID 680264 DUE TO ADDITION OF-RESOLUTIONS. ALL VOTES | |||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | |||||||
DISREGARDED AN-D YOU WILL NEED TO REINSTRUCT ON | |||||||
THIS MEETING NOTICE. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 1528350 | 0 | 09-Jun-2010 | 21-Jun-2010 | ||
212247 | 55P | 927100 | 0 | 09-Jun-2010 | 21-Jun-2010 |
Page 292 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
YANZHOU COAL MNG CO LTD | ||||||||
Security | Y97417102 | Meeting Type | Class Meeting | |||||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||||
ISIN | CNE1000004Q8 | Agenda | 702403697 - Management | |||||
City | SHANDONG | Holding Recon Date | 25-May-2010 | |||||
Country | China | Vote Deadline Date | 16-Jun-2010 | |||||
SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | ||||||
VOTE 'FOR' OR 'AGAINST' ONLY FOR-RESOLUTIONS "S.1". | ||||||||
THANK YOU. | ||||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN2 | ||||||||
0100423715.pdf | ||||||||
S.1 | Approve the mandate on authorizing the Board of Directors to | Management | For | For | None | |||
repurchase H Shares of the Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 417920 | 0 | 03-May-2010 | 16-Jun-2010 |
Page 293 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | |||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | |||||
GAZPROM O A O | |||||
Security | 368287207 | Meeting Type | Annual General Meeting | ||
Ticker Symbol | Meeting Date | 25-Jun-2010 | |||
ISIN | US3682872078 | Agenda | 702456369 - Management | ||
City | TBA | Holding Recon Date | 07-May-2010 | ||
Country | Russian Federation | Vote Deadline Date | 10-Jun-2010 | ||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 | Quick Code | |||
Item | Proposal | Type | Vote | For/Against | Preferred Provider |
Management | Recommendation | ||||
PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE | Non-Voting | None | |||
AGENDA [139 RESOLUTIONS] FOR THE G-AZPROM OF | |||||
RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP | |||||
AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS | |||||
AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT | |||||
ARE AS F-OLLOWS: MEETING ID 711982 [RESOLUTIONS 1 | |||||
THROUGH 10.70] AND MEETING ID 711640-[RESOLUTIONS | |||||
10.71 THROUGH 12.11]. IN ORDER TO VOTE ON THE | |||||
COMPLETE AGENDA OF-THIS MEETING YOU MUST VOTE | |||||
ON ALL TWO MEETINGS. | |||||
10.71 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug | |||||
undertakes, within the period between July 1, 2010 and December | |||||
31, 2011, acting on OAO Gazprom's instructions, to provide | |||||
services related to implementation of OAO Gazprom's investment | |||||
projects involving construction and commissioning of facilities and | |||||
OAO Gazprom undertakes to pay for such services the maximum | |||||
amount of 9 billion Rubles | |||||
10.72 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazpromtrans, pursuant to which OOO Gazpromtrans | |||||
undertakes, within the period between July 1, 2010 and December | |||||
31, 2011, acting on OAO Gazprom's instructions, to provide | |||||
services related to implementation of OAO Gazprom's investment | |||||
projects involving construction and commissioning of facilities and | |||||
OAO Gazprom undertakes to pay for such services the maximum | |||||
amount of 600 million Rubles | |||||
10.73 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, | |||||
within the period between July 1, 2010 and December 31, 2011, | |||||
acting on OAO Gazprom's instructions, to provide services related | |||||
to implementation of OAO Gazprom's investment projects | |||||
involving construction and commissioning of facilities and OAO | |||||
Gazprom undertakes to pay for such services the maximum | |||||
amount of 80 million Rubles |
Page 294 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.74 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazprom Tsentrremont, pursuant to which OOO Gazprom | |||||
Tsentrremont undertakes, within the period between July 1, 2010 | |||||
and December 31, 2011, acting on OAO Gazprom's instructions, | |||||
to provide services related to implementation of OAO Gazprom's | |||||
investment projects involving construction and commissioning of | |||||
facilities, and OAO Gazprom undertakes to pay for such services | |||||
the maximum amount of 1.6 billion Rubles | |||||
10.75 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, in the event | |||||
of loss or destruction of, or damage to, including deformation of | |||||
the original geometrical dimensions of the structures or individual | |||||
elements of, machinery or equipment; linear portions, | |||||
technological equipment and fixtures of trunk gas pipelines, | |||||
petroleum pipelines or refined product pipelines; property forming | |||||
part of wells; natural gas held at the facilities of the Unified Gas | |||||
Supply System in the course of transportation or storage in | |||||
underground gas storage reservoirs [insured property], as well as | |||||
in the event of losses incurred by OAO Gazprom as a result of an | |||||
interruption in production operations due to destruction or loss of | |||||
or damage to insured property [insured events], to make payment | |||||
of insurance compensation to OAO Gazprom or OAO Gazprom's | |||||
subsidiary companies to which the insured property has been | |||||
leased [beneficiaries] up to the aggregate insurance amount not | |||||
exceeding 10 trillion Rubles in respect of all insured events, and | |||||
OAO Gazprom undertakes to pay OAO SOGAZ an insurance | |||||
premium in an aggregate maximum amount of 5 billion Rubles, | |||||
with each agreement having an effective term of 1 year | |||||
10.76 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, in the event | |||||
that harm is caused to life, health or property of other persons or | |||||
the natural environment as a result of an emergency or incident | |||||
occurring, among other things, as a result of a terrorist act at a | |||||
hazardous industrial facility operated by OAO Gazprom [insured | |||||
events], to make an insurance payment to physical persons | |||||
whose life, health or property has been harmed, to legal entities | |||||
whose property has been harmed or to the state, acting through | |||||
those authorized agencies of executive power whose competence | |||||
includes environmental protection management, in the event that | |||||
harm is caused to the natural environment [beneficiaries] up to an | |||||
aggregate insurance amount not exceeding 30 million Rubles, and | |||||
OAO Gazprom undertakes to pay an insurance premium in an | |||||
aggregate maximum amount of 100,000 Rubles, each agreement | |||||
having an effective term of 1 year | |||||
10.77 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, in the event | |||||
that harm is caused to the life or health of OAO Gazprom's | |||||
employees [insured persons] as a result of an accident that occurs | |||||
during the period of the insurance coverage on a 24-hour-a-day | |||||
basis or diseases that are diagnosed during the effective period of |
Page 295 of 350 | 05-Aug-2010 |
Vote Summary | |||||
the agreements [insured events], to make an insurance payment | |||||
to the insured person or the person designated by him as his | |||||
beneficiary or to the heir of the insured person [beneficiaries], up | |||||
to the aggregate insurance amount not exceeding 150 billion | |||||
Rubles, and OAO Gazprom undertakes to pay OAO SOGAZ an | |||||
insurance premium in an aggregate maximum amount of 40 | |||||
million Rubles, each agreement having an effective term of 1 year | |||||
10.78 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ, pursuant to which OAO SOGAZ undertakes, in the event | |||||
that harm is caused to the life or health of employees of OAO | |||||
Gazprom's branch responsible for the administration of OAO | |||||
Gazprom premises [insured persons] as a result of an accident | |||||
occurring during the performance by an insured person of his | |||||
official duties, including the time of travel from the place of | |||||
residence of such person to the place of the performance of his | |||||
official duties, and back, within 2.5 hours before the beginning and | |||||
after the end of the working day [insured events], to make an | |||||
insurance payment to the insured person or the person | |||||
designated by him as his beneficiary or to a heir of the insured | |||||
person [beneficiaries], up to the aggregate insurance amount not | |||||
exceeding 279.66 million Rubles, and OAO Gazprom undertakes | |||||
to pay OAO SOGAZ an insurance premium in an aggregate | |||||
maximum amount of 589,000 Rubles, each agreement having an | |||||
effective term of 1 year | |||||
10.79 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, whenever | |||||
employees of OAO Gazprom or members of their families or non- | |||||
working retired former employees of OAO Gazprom or members | |||||
of their families [insured persons who are beneficiaries] apply to a | |||||
health care institution for the provision of medical services | |||||
[insured events], to arrange and pay for the provision of medical | |||||
services to the insured persons up to the aggregate insurance | |||||
amount not exceeding 90 billion Rubles and OAO Gazprom | |||||
undertakes to pay OAO SOGAZ an insurance premium in an | |||||
aggregate maximum amount of 200 million Rubles, each | |||||
agreement having an effective term of 1 year | |||||
10.80 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, whenever | |||||
employees of OAO Gazprom's branch responsible for the | |||||
administration of OAO Gazprom premises, members of their | |||||
families or nonworking retired former employees of OAO | |||||
Gazprom's branch responsible for the administration of OAO | |||||
Gazprom premises [insured persons who are beneficiaries] apply | |||||
to a health care institution for the provision of medical services | |||||
[insured events], to arrange and pay for the provision of medical | |||||
services to the insured persons up to the aggregate insurance | |||||
amount not exceeding 154.3 million Rubles and OAO Gazprom | |||||
undertakes to pay OAO SOGAZ an insurance premium in an | |||||
aggregate maximum amount of 151.2 million Rubles, each | |||||
agreement having an effective term of 1 year |
Page 296 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.81 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, whenever | |||||
employees of OAO Gazprom's branch OAO Gazprom | |||||
Avtopredpriyatie, members of their families or non-working retired | |||||
former employees of OAO Gazprom's branch OAO Gazprom | |||||
Avtopredpriyatie or members of their families [insured persons | |||||
who are beneficiaries] apply to a health care institution for the | |||||
provision of medical services [insured events], to arrange and pay | |||||
for the provision of medical services to the insured persons up to | |||||
the aggregate insurance amount not exceeding 62.8 million | |||||
Rubles and OAO Gazprom undertakes to pay OAO SOGAZ an | |||||
insurance premium in an aggregate maximum amount of 59.03 | |||||
million Rubles, each agreement having an effective term of 1 year | |||||
10.82 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, whenever | |||||
harm [damage or destruction] is caused to a transportation vehicle | |||||
owned by OAO Gazprom, or such vehicle is stolen or hijacked, or | |||||
an individual component, part, unit, device or supplementary | |||||
equipment installed on such transportation vehicle is stolen | |||||
[insured events], to make an insurance payment to OAO Gazprom | |||||
[beneficiary] up to the aggregate insurance amount not exceeding | |||||
1,183.6 million Rubles and OAO Gazprom undertakes to pay OAO | |||||
SOGAZ an insurance premium in an aggregate maximum amount | |||||
of 22.49 million Rubles, each agreement having an effective term | |||||
of 1 year | |||||
10.83 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreement between OAO Gazprom and OAO | |||||
SOGAZ pursuant to which OAO SOGAZ undertakes, in the event | |||||
of: assertion of claims against members of the Board of Directors | |||||
or the Management Committee of OAO Gazprom who are not | |||||
persons holding state positions in the Russian Federation or | |||||
positions in the state civil service [insured persons] by physical | |||||
persons or legal entities for whose benefit the agreement will be | |||||
entered into and who could suffer harm, including shareholders of | |||||
OAO Gazprom, debtors and creditors of OAO Gazprom, | |||||
employees of OAO Gazprom, as well as the Russian Federation | |||||
represented by its authorized agencies and representatives [third | |||||
parties [beneficiaries]] for compensation of losses resulting from | |||||
unintentional erroneous acts [omissions] of insured persons in the | |||||
conduct by them of their management activities; the insured | |||||
persons incurring judicial or other costs in settling such claims; | |||||
assertion of claims against OAO Gazprom by third persons | |||||
[beneficiaries] for compensation of losses resulting from | |||||
unintentional erroneous acts [omissions] of insured persons in the | |||||
conduct by them of their management activities on the basis of | |||||
claims asserted with respect to OAO Gazprom's securities, as well | |||||
as claims originally asserted against insured persons; OAO | |||||
Gazprom incurring judicial or other costs in settling such claims | |||||
[insured events], to make an insurance payment to third parties | |||||
[beneficiaries] whose interests were prejudiced, as well as insured | |||||
persons and/or OAO Gazprom in the event of incurrence of |
Page 297 of 350 | 05-Aug-2010 |
Vote Summary | |||||
judicial or other costs involved in settling claims for compensation | |||||
of losses, up to the aggregate insurance amount not exceeding | |||||
the Ruble equivalent of 100 million U.S. Dollars, and OAO | |||||
Gazprom undertakes to pay OAO SOGAZ an insurance premium | |||||
in an aggregate maximum amount equal to the Ruble equivalent | |||||
of 2 million U.S. Dollars, such agreement having an effective term | |||||
of 1 year | |||||
10.84 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Vostokgazprom, ZAO Gaztelecom, OAO Gazprom Promgaz, OAO | |||||
Gazpromregiongaz, OOO Gazprom Export, OOO Gazpromtrans, | |||||
ZAO Gazprom Invest Yug, OAO Gazprom Space Systems, OOO | |||||
Gazprom Komplektatsiya, ZAO Gazprom Neft Orenburg, OAO | |||||
Gazprom Neft , OAO Druzhba, OAO Lazurnaya, OOO | |||||
Mezhregiongaz, OAO Salavatnefteorgsintez, OAO SOGAZ, | |||||
DOAO Tsentrenergogaz of OAO Gazprom, OAO Tsentrgaz, | |||||
Gazprombank [Open Joint Stock Company] and ZAO | |||||
Yamalgazinvest [the Contractors] pursuant to which the | |||||
Contractors undertake to provide, from August 30, 2010 to | |||||
December 31, 2010, in accordance with instructions from OAO | |||||
Gazprom, services of arranging for and carrying out stocktaking of | |||||
fixed assets of OAO Gazprom that are to be leased to the | |||||
Contractors, and OAO Gazprom undertakes to pay for such | |||||
services an aggregate maximum amount of 3 million Rubles | |||||
10.85 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes, within the period between July 1, 2010 and November | |||||
30, 2011, to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subjects: | |||||
"Development of regulatory and methodological documentation | |||||
ensuring reliability and development of gas distribution systems"; | |||||
"Development of recommendations concerning the selection of | |||||
gas supply options in respect of remote and newly commissioned | |||||
gas consuming facilities"; "Predictive estimate of efficient areas | |||||
and volumes of the use of natural gas and other types of fuel and | |||||
energy resources in regions of Eastern Siberia and the Far East | |||||
through the year of 2030 under different economic development | |||||
scenarios"; "Flow diagram of development of | |||||
Severokolpakovskoye gas condensate field with identification of a | |||||
pilot production period"; "Development of OAO Gazprom's | |||||
technical policy covering the energy parameters of the unified gas | |||||
supply system through the year of 2020" and deliver the research | |||||
results to OAO Gazprom, and OAO Gazprom undertakes to | |||||
accept of the research results and pay for such work an aggregate | |||||
maximum amount of 127.54 million Rubles | |||||
10.86 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and November | |||||
30, 2011 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subjects: | |||||
"Preparation of regulatory and methodological documents on | |||||
ensuring control of development of natural gas fields at OAO | |||||
Gazprom"; "Technical and economic considerations concerning | |||||
the utilization residual gas at Astrakhan Gas Processing Facility"; | |||||
"Development of permanent geological and technological | |||||
[geological and filtration] models of Kshuk and Lower Kvakchik |
Page 298 of 350 | 05-Aug-2010 |
Vote Summary | |||||
gas condensate fields"; "Development of a methodology for cost- | |||||
effective management of low pressure trunk transportation of gas | |||||
in a gas transportation system with compressor plants equipped | |||||
with full-pressure gas pumping units [based on the example of | |||||
GTS OOO Gazprom Transgaz Yugorsk]"; "Development of | |||||
regulatory and technical documentation for arrangement for and | |||||
conduct of repairs of OAO Gazprom's facilities", delivering the | |||||
research results to OAO Gazprom and OAO Gazprom undertakes | |||||
to accept the research results and pay for such work an aggregate | |||||
maximum amount of 328.4 million Rubles | |||||
10.87 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and November | |||||
30, 2011 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subjects: | |||||
"Development of regulatory documentation for the information | |||||
support of prospecting and development of gas condensate and | |||||
oil and gas condensate fields in the area of the study of gas | |||||
condensate parameters of wells and deposits, planning and | |||||
monitoring of the mining process"; "Information and analytical | |||||
support of the management of gas distribution to consumers in | |||||
Russian Federation regions, including monitoring of the load of | |||||
gas pipeline branches and analysis of the compliance with the | |||||
terms of permits for the use of gas"; "Development of a set of | |||||
regulatory documents relating to standardization of the dispatch | |||||
control of gas supply systems"; "Development of regulatory and | |||||
methodological basis facilitating the preparation of development | |||||
and exploitation of methane-coal deposits", delivering the | |||||
research results to OAO Gazprom and OAO Gazprom undertakes | |||||
to accept the research results and pay for such work an aggregate | |||||
maximum amount of 321.7 million Rubles | |||||
10.88 | Approve, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, Agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and December | |||||
31, 2012 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subject: | |||||
"A program of commissioning gas pipeline branches through the | |||||
year of 2030", delivering the research results to OAO Gazprom | |||||
and OAO Gazprom undertakes to accept the research results and | |||||
pay for such work an aggregate maximum amount of 100 million | |||||
Rubles | |||||
10.89 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and December | |||||
31, 2011 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subject: | |||||
"Development of a system of costing design and exploration | |||||
operations at OAO Gazprom's facilities on the basis of labor | |||||
costs", delivering the research results to OAO Gazprom and OAO | |||||
Gazprom undertakes to accept the research results and pay for | |||||
such work an aggregate maximum amount of 58 million Rubles |
Page 299 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.90 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and December | |||||
31, 2010 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subject: | |||||
"Development of corporate unit rates for construction and | |||||
assembly, drilling, start-up and commissioning work by clusters of | |||||
concentrated construction in prices current as of 01 JAN 2010 [by | |||||
types of directories of state and industry cost estimation standards | |||||
used in the design of production facilities]", delivering the research | |||||
results to OAO Gazprom and OAO Gazprom undertakes to accept | |||||
the research results and pay for such work an aggregate | |||||
maximum amount of 35 million Rubles | |||||
10.91 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and December | |||||
31, 2011 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subject: | |||||
"Improvement of the technology of natural gas conversion on a | |||||
bifunctional catalytic agent with the production of synthetic liquid | |||||
fuel and development of proposals for the introduction of the | |||||
developed technological solutions for pilot production purposes", | |||||
delivering the research results to OAO Gazprom and OAO | |||||
Gazprom undertakes to accept the research results and pay for | |||||
such work an aggregate maximum amount of 360 million Rubles | |||||
10.92 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes within the period between July 1, 2010 and December | |||||
31, 2012 to perform, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subject: | |||||
"Development of plans of activities for supply of natural gas and | |||||
gasification of regions of Eastern Siberia and the Far East", | |||||
delivering the research results to OAO Gazprom and OAO | |||||
Gazprom undertakes to accept the research results and pay for | |||||
such work an aggregate maximum amount of 14.5 million Rubles | |||||
10.93 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz pursuant to which OAO Gazprom Promgaz | |||||
undertakes to perform, within the period between July 1, 2010 and | |||||
December 31, 2011, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subjects: | |||||
"Development of a Comprehensive Program for Early Diagnostics | |||||
and Prevention of Cardiovascular Diseases of OAO Gazprom's | |||||
Personnel"; "Development of an Occupational Risk Management | |||||
System and a Program for Prevention of Injuries to Personnel at | |||||
OAO Gazprom's Enterprises"; "Development of a regulatory and | |||||
methodological framework for the vocational selection of | |||||
personnel at OAO Gazprom's organizations for work on a | |||||
rotational team basis"; and "Development of a Comprehensive | |||||
Program for Early Identification and Prevention of Oncological | |||||
Diseases of OAO Gazprom's Personnel", delivering the research | |||||
results to OAO Gazprom and OAO Gazprom undertakes to accept | |||||
the research results and pay for such work an aggregate | |||||
maximum amount of 90 million Rubles |
Page 300 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.94 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz pursuant to which OAO Gazprom Promgaz | |||||
undertakes to perform, within the period between July 1, 2010 and | |||||
December 31, 2012, acting on OAO Gazprom's instructions, | |||||
research work for OAO Gazprom covering the following subjects: | |||||
"Development of a system of medical, sanitary and psychological | |||||
support for work at the Shtokman field with the use of rotational | |||||
team labor system" and "Development of unified standards for | |||||
evaluating [monitoring] and forecasting the impact of natural, | |||||
environmental and production factors on the state of human health | |||||
in the area of construction of the Pre-Caspian gas pipeline, | |||||
development of the Caspian Sea shelf and Central Asian oil and | |||||
gas fields", delivering the research results to OAO Gazprom and | |||||
OAO Gazprom undertakes to accept the research results and pay | |||||
for such work an aggregate maximum amount of 116 million | |||||
Rubles | |||||
10.95 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes, within the period between July 1, 2010 and December | |||||
31, 2010, acting on OAO Gazprom's instructions, to provide | |||||
services related to express assessment of estimated cost of OAO | |||||
Gazprom's commissioned facilities, determination of the | |||||
operational cost and expenses included in Chapters 1 and 9 of the | |||||
consolidated estimates of the construction cost of OAO | |||||
Gazprom's facilities in accordance with statutory, methodological | |||||
and regulatory documentation effective as of January 1, 2010, | |||||
with the purpose of establishing effective control over the use of | |||||
the mentioned limits, analysis of the labor costs involved in the | |||||
design of mining facilities, trunk gas pipelines and compressor | |||||
plants on the basis of actual data provided by OAO Gazprom's | |||||
design institutions, support of the Comprehensive Plan of | |||||
Activities for Optimizing the Company's Costs Structure in terms | |||||
of cost estimation-related regulatory framework and assessment | |||||
of cost estimation-related regulatory documents facilitating the | |||||
introduction of new construction technologies, and OAO Gazprom | |||||
undertakes to pay for such services an aggregate maximum | |||||
amount of 66 million Rubles | |||||
10.96 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
undertakes, within the period between July 1, 2010 and July 1, | |||||
2012 to perform, acting on OAO Gazprom's instructions, research | |||||
work for OAO Gazprom covering the following subject: | |||||
"Assessment of opportunities for the sale of methane extracted at | |||||
the primary production sites of Kuznetsk Coal Basin", delivering | |||||
the research results to OAO Gazprom, and OAO Gazprom | |||||
undertakes to accept of the research results and pay for such | |||||
work an aggregate maximum amount of 35 million Rubles |
Page 301 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.97 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz and OAO Gazprom Space Systems [the | |||||
Contractors], pursuant to which the Contractors undertake, within | |||||
the period between July 1, 2010 and December 31, 2010, acting | |||||
on OAO Gazprom's instructions, to provide services related to | |||||
implementation of programs of scientific and technical cooperation | |||||
of OAO Gazprom with foreign partner companies and OAO | |||||
Gazprom undertakes to pay for such services an aggregate | |||||
maximum amount of 2 million Rubles | |||||
10.98 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gaztelecom, pursuant to which ZAO Gaztelecom undertakes, | |||||
within the period between July 1, 2010 and December 31, 2011, to | |||||
perform, acting on OAO Gazprom's instructions, a set of work | |||||
relating to technical maintenance of OAO Gazprom's | |||||
technological assets constituting elements of communication lines | |||||
and equipment of the fiber optic communication system of | |||||
Yamal–Europe pipeline in the territories of the Russian | |||||
Federation and the Republic of Belarus, delivering the results to | |||||
OAO Gazprom, and OAO Gazprom undertakes to accept of the | |||||
results of the operations and pay for such work an aggregate | |||||
maximum amount of 268.24 million Rubles | |||||
10.99 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of an agreement between OAO Gazprom and OAO | |||||
Gazprom Promgaz, pursuant to which OAO Gazprom Promgaz | |||||
will deliver to OAO Gazprom complete exclusive rights to utility | |||||
model "Corporate system for collecting space data required for the | |||||
design and operation of long-distance technical structures, | |||||
prospecting of oil and gas fields and their development and | |||||
operation" owned by it, and OAO Gazprom undertakes to pay | |||||
OAO Gazprom Promgaz a fee for the acquisition of exclusive | |||||
rights to the utility model in an aggregate maximum amount of | |||||
20,000 Rubles | |||||
10100 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz, ZAO Gazprom Invest Yug and OAO | |||||
Tomskgazprom [the Licensees], pursuant to which OAO Gazprom | |||||
will grant the Licensees ordinary [non-exclusive] license to use | |||||
computer software package "Software for computation of cost | |||||
estimates based on the resource method under the current level | |||||
of well construction prices" by recording it in the memory of the | |||||
Licensees' computers, and the Licensees will pay OAO Gazprom | |||||
a license fee in an aggregate maximum amount of 975,000 | |||||
Rubles | |||||
10101 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazpromtrans, ZAO Yamalgazinvest, OOO Mezhregiongaz, OAO | |||||
Gazpromregiongaz, OAO Salavatnefteorgsintez, OOO REP and | |||||
Gazpromipoteka Fund [the Licensees], pursuant to which OAO | |||||
Gazprom will grant the Licensees an ordinary [non-exclusive] | |||||
license to use OAO Gazprom's trade marks, registered in the | |||||
State Register of Trade Marks and Service Marks of the Russian | |||||
Federation, as follows: on goods, labels or packaging of goods | |||||
which are produced, offered for sale, sold or displayed at | |||||
exhibitions or fairs or otherwise introduced into civil transactions in |
Page 302 of 350 | 05-Aug-2010 |
Vote Summary | |||||
the territory of the Russian Federation, are stored or transported | |||||
for such purpose or brought into the territory of the Russian | |||||
Federation; in connection with performance of work or provision of | |||||
services, including the development of oil and gas fields or | |||||
construction of oil or gas pipelines; on covering, business and | |||||
other documentation, including documentation related to | |||||
introduction of goods into civil transactions; in offers for the sale of | |||||
goods, performance of work or provision of services, as well as in | |||||
announcements, advertisements, in connection with the conduct | |||||
of charitable or sponsored events, in printed publications, on | |||||
official letterheads, on signs, including signs on administrative | |||||
buildings, industrial facilities, multi-functional refueling complexes | |||||
providing accompanying types of roadside service, shops, car | |||||
washing units, cafes, car service/tire fitting businesses, | |||||
recreational services centers, on transportation vehicles, as well | |||||
as on clothes and individual protection gear; on the Licensees' | |||||
corporate seals; in the Internet; in the Licensees' corporate | |||||
names, and the Licensees will pay OAO Gazprom license fees in | |||||
the form of quarterly payments for the right of use of each of OAO | |||||
Gazprom's trade mark with respect to each transaction in the | |||||
amount not exceeding 300 times the minimum statutory wage | |||||
established by the effective legislation of the Russian Federation | |||||
as of the date of signing the delivery and acceptance acts, plus | |||||
value added tax at the rate required by the effective legislation of | |||||
the Russian Federation, in an aggregate maximum amount of | |||||
38.232 million Rubles | |||||
10102 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Neft [the Licensee], pursuant to which OAO Gazprom | |||||
will grant the Licensee an exclusive license to use the following | |||||
OAO Gazprom's trade marks, registered in blue, azure and white | |||||
color/color combination in the State Register of Trade Marks and | |||||
Service Marks of the Russian Federation, as follows: on goods, | |||||
labels or packaging of goods which are produced, offered for sale, | |||||
sold or displayed at exhibitions or fairs or otherwise introduced | |||||
into civil transactions in the territory of the Russian Federation, are | |||||
stored or transported for such purpose or brought into the territory | |||||
of the Russian Federation; in connection with performance of work | |||||
or provision of services, including the development of oil and gas | |||||
fields or construction of oil or gas pipelines; on covering, business | |||||
and other documentation, including documentation related to | |||||
introduction of goods into civil transactions; in offers for the sale of | |||||
goods, performance of work or provision of services, as well as in | |||||
announcements, advertisements, in connection with the conduct | |||||
of charitable or sponsored events, in printed publications, on | |||||
official letterheads, on signs, including signs on administrative | |||||
buildings, industrial facilities, multi-functional refueling complexes | |||||
providing accompanying types of roadside service, shops, car | |||||
washing units, cafes, car service/tire fitting businesses, | |||||
recreational services centers, on transportation vehicles, as well | |||||
as on clothes and individual protection gear; on the Licensee's | |||||
corporate seals; in the Internet; in the Licensee's corporate name, | |||||
and the Licensee will pay OAO Gazprom a license fee in the form | |||||
of one-time [lump-sum] payment in an aggregate maximum | |||||
amount of 7.304 million Rubles |
Page 303 of 350 | 05-Aug-2010 |
Vote Summary | |||||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO | Non-Voting | None | |||
RESOLUTIONS 11.1 TO 11.17 REGARD-ING THE ELECTION | |||||
OF DIRECTORS. STANDING INSTRUCTIONS HAVE BEEN | |||||
REMOVED FOR THI-S MEETING. PLEASE NOTE THAT ONLY | |||||
A VOTE "FOR" THE DIRECTOR WILL BE CUMULATED.- | |||||
PLEASE CONTACT YOUR CLIENT SERVICE | |||||
REPRESENTATIVE IF YOU HAVE ANY QUESTIONS. | |||||
11.1 | Election of Akimov Andrei Igorevich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.2 | Election of Ananenkov Aleksandr Georgievich to the Board of | Management | For | For | None |
Directors of OAO Gazprom | |||||
11.3 | Election of Bergmann Burckhard to the Board of Directors of OAO | Management | For | For | None |
Gazprom | |||||
11.4 | Election of Gazizullin Farit Rafikovich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.5 | Election of Gusakov Vladimir Anatolievich to the Board of | Management | For | For | None |
Directors of OAO Gazprom | |||||
11.6 | Election of Zubkov Viktor Alekseevich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.7 | Election of Karpel Elena Evgenievna to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.8 | Election of Makarov Aleksei Aleksandrovich to the Board of | Management | For | For | None |
Directors of OAO Gazprom | |||||
11.9 | Election of Miller Aleksei Borisovich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.10 | Election of Musin Valery Abramovich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.11 | Election of Nabiullina Elvira Sakhipzadovna to the Board of | Management | For | For | None |
Directors of OAO Gazprom | |||||
11.12 | Election of Nikolaev Viktor Vasilievich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.13 | Election of Rusakova Vlada Vilorikovna to the Board of Directors | Management | For | For | None |
of OAO Gazprom | |||||
11.14 | Election of Sereda Mikhail Leonidovich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.15 | Election of Fortov Vladimir Evgenievich to the Board of Directors | Management | For | For | None |
of OAO Gazprom | |||||
11.16 | Election of Shmatko Sergei Ivanovich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
11.17 | Election of Yusufov Igor Khanukovich to the Board of Directors of | Management | For | For | None |
OAO Gazprom | |||||
PLEASE NOTE THAT ALTHOUGH THERE ARE 11 | Non-Voting | None | |||
CANDIDATES TO BE ELECTED AS TO THE AUDI-T | |||||
COMMISSION, THERE ARE ONLY 9 VACANCIES AVAILABLE | |||||
TO BE FILLED AT THE MEETING-. THE STANDING | |||||
INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, | |||||
IF YOU CHOO-SE, YOU ARE REQUIRED TO VOTE FOR ONLY | |||||
9 OF THE 11 CANDIDATES. THANK YOU. | |||||
12.1 | Election of Arkhipov Dmitry Aleksandrovich as a Member of the | Management | For | For | None |
Audit Commission of OAO Gazprom | |||||
12.2 | Election of Belobrov Andrei Viktorovich as a Member of the Audit | Management | For | For | None |
Commission of OAO Gazprom | |||||
12.3 | Election of Bikulov Vadim Kasymovich as a Member of the Audit | Management | For | For | None |
Commission of OAO Gazprom | |||||
12.4 | Election of Kobzev Andrei Nikolaevich as a Member of the Audit | Management | For | For | None |
Commission of OAO Gazprom | |||||
12.5 | Election of Lobanova Nina Vladislavovna as a Member of the | Management | For | For | None |
Audit Commission of OAO Gazprom |
Page 304 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
12.6 | Election of Logunov Dmitry Sergeyevich as a Member of the Audit | Management | For | For | None | ||
Commission of OAO Gazprom | |||||||
12.7 | Election of Nosov Yury Stanislavovich as a Member of the Audit | Management | For | For | None | ||
Commission of OAO Gazprom | |||||||
12.8 | Election of Pesotsky Konstantin Valerievich as a Member of the | Management | For | For | None | ||
Audit Commission of OAO Gazprom | |||||||
12.9 | Election of Salekhov Marat Khasanovich as a Member of the Audit | Management | For | For | None | ||
Commission of OAO Gazprom | |||||||
12.10 | Election of Tikhonova Maria Gennadievna as a Member of the | Management | None | ||||
Audit Commission of OAO Gazprom | |||||||
12.11 | Election of Yugov Aleksandr Sergeyevich as a Member of the | Management | None | ||||
Audit Commission of OAO Gazprom | |||||||
REMINDER PLEASE NOTE IN ORDER TO VOTE ON THE FULL | Non-Voting | None | |||||
MEETING AGENDA YOU MUST ALSO-VOTE ON MEETING ID | |||||||
711982 WHICH CONTAINS RESOULTIONS 1 TO 10.70. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 83972 | 0 | 03-Jun-2010 | 10-Jun-2010 | ||
212251 | 55P | 30272 | 0 | 03-Jun-2010 | 10-Jun-2010 |
Page 305 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
GAZPROM O A O | ||||||
Security | 368287207 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||
ISIN | US3682872078 | Agenda | 702457056 - Management | |||
City | TBA | Holding Recon Date | 07-May-2010 | |||
Country | Russian Federation | Vote Deadline Date | 10-Jun-2010 | |||
SEDOL(s) | 2016629 - 5140989 - 5259528 - B54DNZ5 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT BECAUSE OF THE SIZE OF THE | Non-Voting | None | ||||
AGENDA [139 RESOLUTIONS] FOR THE G-AZPROM OF | ||||||
RUSSIA MEETING, THE AGENDA HAS BEEN BROKEN UP | ||||||
AMONG TWO INDIVIDUAL M-EETINGS. THE MEETING IDS | ||||||
AND HOW THE RESOLUTIONS HAVE BEEN BROKEN OUT | ||||||
ARE AS F-OLLOWS: MEETING ID 711982 [RESOLUTIONS 1 | ||||||
THROUGH 10.70] AND MEETING ID 711640-[RESOLUTIONS | ||||||
10.71 THROUGH 12.11]. IN ORDER TO VOTE ON THE | ||||||
COMPLETE AGENDA OF-THIS MEETING YOU MUST VOTE | ||||||
ON BOTH THE MEETINGS. | ||||||
1. | Approval of the annual report of OAO "Gazprom" for 2009 | Management | For | For | None | |
2. | Approval of the annual accounting statements, including the profit | Management | For | For | None | |
and loss reports (profit and loss accounts) of the Company based | ||||||
on the results of 2009 | ||||||
3. | Approval of the distribution of profit of the Company based on the | Management | For | For | None | |
results of 2009 | ||||||
4. | Approval of the amount of, time for and form of payment of annual | Management | For | For | None | |
dividends on the Company's shares that have been proposed by | ||||||
the Board of Directors of the Company based on the results of | ||||||
2009 | ||||||
5. | Approval of the Closed Joint Stock Company | Management | For | For | None | |
PricewaterhouseCoopers Audit as the Company's External | ||||||
Auditor | ||||||
6. | Amendments to the Clauses 19.1, 21.3, 31.1, 32.1 and 53.1 and | Management | For | For | None | |
Article 55 of the Charter of OAO Gazprom | ||||||
7. | Amendments to Article 23 and Clauses 24.2 and 25.1 of the | Management | For | For | None | |
Regulation on the General Shareholders' Meeting of OAO | ||||||
Gazprom | ||||||
8. | Payment of remuneration to Members of the Board of Directors in | Management | For | For | None | |
the amounts recommended by the Board of Directors of the | ||||||
Company | ||||||
9. | Payment of remuneration to Members of the Audit Commission in | Management | For | For | None | |
the amounts recommended by the Board of Directors of the | ||||||
Company |
Page 306 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.1 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] regarding receipt by | |||||
OAO Gazprom of funds in a maximum sum of 500 million U.S. | |||||
dollars or its equivalent in Rubles or Euros, for a term of up to and | |||||
including 5 years, with interest for using the loans to be paid at a | |||||
rate not exceeding 12% per annum in the case of loans in U.S. | |||||
Dollars/Euros and at a rate not exceeding the Bank of Russia's | |||||
refinancing rate in effect on the date of entry into the applicable | |||||
loan agreement, plus 3% per annum, in the case of loans in | |||||
Rubles | |||||
10.2 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Sberbank of Russia OAO regarding receipt by OAO Gazprom of | |||||
funds in a maximum sum of 1.5 billion U.S. Dollars or its | |||||
equivalent in Rubles or Euros, for a term of up to and including 5 | |||||
years, with interest for using the loans to be paid at a rate not | |||||
exceeding 12% per annum in the case of loans in U.S. | |||||
Dollars/Euros and at a rate not exceeding the Bank of Russia's | |||||
refinancing rate in effect on the date of entry into the applicable | |||||
loan agreement, plus 3% per annum, in the case of loans in | |||||
Rubles | |||||
10.3 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
VTB Bank regarding receipt by OAO Gazprom of funds in a | |||||
maximum sum of 1 billion U.S. Dollars or its equivalent in Rubles | |||||
or Euros, for a term of up to and including 5 years, with interest for | |||||
using the loans to be paid at a rate not exceeding 12% per annum | |||||
in the case of loans in U.S. Dollars/Euros and at a rate not | |||||
exceeding the Bank of Russia's refinancing rate in effect on the | |||||
date of entry into the applicable loan agreement, plus 3% per | |||||
annum, in the case of loans in Rubles | |||||
10.4 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and State | |||||
Corporation "Bank for Development and Foreign Economic Affairs | |||||
[Vnesheconombank]" regarding receipt by OAO Gazprom of cash | |||||
in a maximum amount of 6 billion U.S. Dollars or its equivalent in | |||||
Rubles or Euros, for a term of up to and including 5 years, with | |||||
interest for using the loans to be paid at a rate not exceeding 12% | |||||
per annum in the case of loans in U.S. dollars / euros and at a rate | |||||
not exceeding the Bank of Russia's refinancing rate in effect on | |||||
the date of entry into the applicable loan agreement, plus 3% per | |||||
annum, in the case of loans in Rubles | |||||
10.5 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of transactions between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] entered into under the | |||||
loan facility agreement between OAO Gazprom and the Bank, | |||||
involving receipt by OAO Gazprom of cash in the maximum | |||||
amount of 25 billion Rubles, for a term not exceeding 30 calendar | |||||
days, with interest for using the loans to be paid at a rate not | |||||
exceeding the reference offered rate for Ruble loans [deposits] in | |||||
the Moscow money market [MosPrime Rate] established for loans | |||||
with a maturity equal to the period of using the applicable loan, | |||||
quoted as of the date of entry into the applicable transaction, plus | |||||
2% |
Page 307 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.6 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of transactions between OAO Gazprom and Sberbank | |||||
of Russia OAO entered into under the loan facility agreement | |||||
between OAO Gazprom and the Bank, involving receipt by OAO | |||||
Gazprom of cash in the maximum amount of 17 billion Rubles, for | |||||
a term not exceeding 30 calendar days, with interest for using the | |||||
loans to be paid at a rate not exceeding the reference offered rate | |||||
for Ruble loans [deposits] in the Moscow money market | |||||
[MosPrime Rate] established for loans with a maturity equal to the | |||||
period of using the applicable loan, quoted as of the date of entry | |||||
into the applicable transaction, plus 4% | |||||
10.7 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of transactions between OAO Gazprom and ZAO | |||||
Gazenergoprombank entered into under the loan facility | |||||
agreement between OAO Gazprom and the Bank, involving | |||||
receipt by OAO Gazprom of cash in the maximum amount of 100 | |||||
million U.S. Dollars, for a term not exceeding 30 calendar days, | |||||
with interest for using the loans to be paid at a rate not exceeding | |||||
the London Interbank Offered Rate [LIBOR] established for loans | |||||
with a maturity equal to the period of using the applicable loan, | |||||
quoted as of the date of entry into the applicable transaction, plus | |||||
4% | |||||
10.8 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of transactions between OAO Gazprom and OAO Bank | |||||
VTB, entered into under the loan facility agreement between OAO | |||||
Gazprom and the bank, involving receipt by OAO Gazprom of | |||||
cash in the maximum amount of 5 billion Rubles, for a term not | |||||
exceeding 30 calendar days, with interest for using the loans to be | |||||
paid at a rate not exceeding the reference offered rate for Ruble | |||||
loans [deposits] in the Moscow money market [MosPrime Rate] | |||||
established for loans with a maturity equal to the period of using | |||||
the applicable loan, quoted as of the date of entry into the | |||||
applicable transaction, plus 4% | |||||
10.9 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] pursuant to which | |||||
Gazprombank [Open Joint Stock Company] will accept and credit, | |||||
upon the terms and conditions announced by the Bank, cash | |||||
transferred to accounts opened in OAO Gazprom's name and | |||||
conduct operations through the accounts in accordance with OAO | |||||
Gazprom's instructions, as well as agreements between OAO | |||||
Gazprom and Gazprombank [Open Joint Stock Company] | |||||
regarding in the account of a non-reducible balance in a maximum | |||||
amount not exceeding 20 billion Rubles or its equivalent in a | |||||
foreign currency per transaction, with interest to be paid by the | |||||
bank at a rate not lower than 0.1% per annum in the relevant | |||||
currency | |||||
10.10 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Sberbank of Russia OAO, ZAO Gazenergoprombank and OAO | |||||
Bank VTB pursuant to which the Banks will accept and credit, | |||||
upon the terms and conditions announced by the Banks, cash | |||||
transferred to accounts opened in OAO Gazprom's name and | |||||
conduct operations through the accounts in accordance with OAO | |||||
Gazprom's instructions |
Page 308 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.11 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company], Sberbank of Russia | |||||
OAO, ZAO Gazenergoprombank and OAO Bank VTB, pursuant to | |||||
which the Banks will provide services to OAO Gazprom making | |||||
use of electronic payments system of the respective Bank, | |||||
including receipt from OAO Gazprom of electronic payment | |||||
documents for executing payment operations through the | |||||
accounts, provision of electronic statements of accounts and | |||||
conduct of other electronic document processing, and OAO | |||||
Gazprom will pay for the services provided at the tariffs of the | |||||
respective Bank effective at the time of the provision of the | |||||
services | |||||
10.12 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, the foreign currency purchase/sale transactions | |||||
between OAO Gazprom and Gazprombank [Open Joint Stock | |||||
Company] to be entered into under the General Agreement on the | |||||
Conduct of Conversion Operations No. 3446 between OAO | |||||
Gazprom and the Bank dated September 12, 2006, in the | |||||
maximum amount of 500 million U.S. Dollars or its equivalent in | |||||
Rubles, Euros or other currency for each transaction | |||||
10.13 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] pursuant to which | |||||
OAO Gazprom will issue suretyships to secure performance by | |||||
OAO Gazprom's subsidiary companies of their obligations to | |||||
Gazprombank [Open Joint Stock Company] with respect to the | |||||
Bank's guarantees issued to the Russian Federation's tax | |||||
authorities in connection with the subsidiary companies | |||||
challenging such tax authorities' claims in court, in an aggregate | |||||
maximum amount equivalent to 500 million U.S. Dollars and for a | |||||
period not exceeding 14 months | |||||
10.14 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Sberbank of Russia OAO pursuant to which OAO Gazprom will | |||||
issue suretyships to secure performance by OAO Gazprom's | |||||
subsidiary companies of their obligations to Sberbank of Russia | |||||
OAO with respect to the Bank's guarantees issued to the Russian | |||||
Federation's tax authorities in connection with the subsidiary | |||||
companies challenging such tax authorities' claims in court, in an | |||||
aggregate maximum amount equivalent to 500 million U.S. Dollars | |||||
and for a period not exceeding 14 months | |||||
10.15 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] pursuant to which | |||||
OAO Gazprom will issue suretyships to secure performance by | |||||
OAO Gazprom's subsidiary companies of their obligations to | |||||
Gazprombank [Open Joint Stock Company] with respect to the | |||||
Bank's guarantees issued to the Russian Federation's tax | |||||
authorities related to such companies' obligations to pay excise | |||||
taxes in connection with exports of petroleum products that are | |||||
subject to excise taxes, and eventual penalties, in the aggregate | |||||
maximum amount of 1.8 billion Rubles and for a period not | |||||
exceeding 14 months |
Page 309 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.16 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreement between OAO Gazprom and Bank | |||||
Societe Generale pursuant to which OAO Gazprom undertakes to | |||||
Bank Societe Generale to secure performance by OOO Gazprom | |||||
Export of its obligations under a direct contract in connection with | |||||
the gas transportation agreement between Nord Stream AG and | |||||
OOO Gazprom Export, concluded between OOO Gazprom Export | |||||
and Bank Societe Generale [hereinafter referred to as "Direct | |||||
Contract in connection with the GTA"] including the obligations to | |||||
pay a termination fee pursuant to the terms and conditions of the | |||||
Direct Contract in connection with the GTA, in an aggregate | |||||
maximum amount of 12.094 billion Euros | |||||
10.17 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Beltransgaz pursuant to which OAO Gazprom will grant OAO | |||||
Beltransgaz temporary possession and use of the facilities of the | |||||
Yamal-Europe trunk gas pipeline system and the related service | |||||
equipment that are situated in the territory of the Republic of | |||||
Belarus for a period not exceeding 12 months and OAO | |||||
Beltransgaz will make payment for using such property in the | |||||
maximum amount of 6.4 billion Rubles | |||||
10.18 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazpromtrans pursuant to which OAO Gazprom will grant OOO | |||||
Gazpromtrans temporary possession and use of the infrastructure | |||||
facilities of the railway stations of the Surgutskiy Condensate | |||||
Stabilization Plant, Sernaya railway station and Tvyordaya Sera | |||||
railway station, the facilities of the railway station situated in the | |||||
town of Slavyansk-na-Kubani, the facilities of the railway line | |||||
between Obskaya and Bovanenkovo stations, as well as the | |||||
software and hardware solutions "System for Managing OAO | |||||
Gazprom's Property and Other Assets at OOO Gazpromtrans | |||||
Level [ERP]" and "Electronic Archive Module at OOO | |||||
Gazpromtrans Level" for a period not exceeding 12 months and | |||||
OOO Gazpromtrans will make payment for using such property in | |||||
the maximum amount of 3.6 billion Rubles | |||||
10.19 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gazprom Neft Orenburg pursuant to which OAO Gazprom will | |||||
grant ZAO Gazprom Neft Orenburg temporary possession and | |||||
use of the wells, downhole and above-ground well equipment | |||||
within the Eastern Segment of the Orenburgskoye oil and gas- | |||||
condensate field for a period not exceeding 12 months and ZAO | |||||
Gazprom Neft Orenburg will make payment for using such | |||||
property in the maximum amount of 1.49 billion Rubles | |||||
10.20 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Lazurnaya pursuant to which OAO Gazprom will grant OAO | |||||
Lazurnaya temporary possession and use of the property of the | |||||
first and second units of the Lazurnaya Peak Hotel complex | |||||
situated in the city of Sochi, for a period not exceeding 12 months | |||||
and OAO Lazurnaya will make payment for using such property in | |||||
the maximum amount of 83.4 million Rubles |
Page 310 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.21 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the Agreements between OAO Gazprom and DOAO | |||||
Tsentrenergogaz of OAO Gazprom pursuant to which OAO | |||||
Gazprom will grant DOAO Tsentrenergogaz of OAO Gazprom | |||||
temporary possession and use of the building and equipment of | |||||
the repair and machining shop at the home base of the oil and gas | |||||
production department for the Zapolyarnoye gas-oil-condensate | |||||
field, situated in the Yamalo-Nenetskiy Autonomous Area, | |||||
Tazovskiy District, township of Novozapolyarnyi, the building and | |||||
equipment of the repair and machining shop at the Southern | |||||
Regional Repair Base situated in the Stavropolskiy Province, town | |||||
of Izobilnyi, as well as the software and hardware solutions | |||||
"System for Managing OAO Gazprom's Property and Other | |||||
Assets at DOAO Tsentrenergogaz of OAO Gazprom Level [ERP]", | |||||
"OAO Gazprom Long Term Investments Reporting and Analysis | |||||
System [LTIAA] at DOAO Tsentrenergogaz Level" and "Electronic | |||||
Archive Module at DOAO Tsentrenergogaz of OAO Gazprom | |||||
Level" for a period not exceeding 12 months and DOAO | |||||
Tsentrenergogaz of OAO Gazprom will make payment for using | |||||
such property in the maximum amount of 123.2 million Rubles | |||||
10.22 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Tsentrgaz pursuant to which OAO Gazprom will grant OAO | |||||
Tsentrgaz temporary possession and use of the facilities of a | |||||
preventative clinic situated in the Tula Region, Shchekinsky | |||||
District, township of Grumant, as well as the software and | |||||
hardware solutions "System for Managing OAO Gazprom's | |||||
Property and Other Assets at OAO Tsentrgaz Level [ERP]", "OAO | |||||
Gazprom Long-Term Investments Reporting and Analysis System | |||||
[LTIAA] at OAO Tsentrgaz Level", "System of Reporting and | |||||
Analysis of Information on Non-Core Assets within OAO Gazprom | |||||
System [RAINCA] at OAO Tsentrgaz Level" and "Electronic | |||||
Archive Module at OAO Tsentrgaz Level" for a period not | |||||
exceeding 12 months and OAO Tsentrgaz will make payment for | |||||
using such property in the maximum amount of 35.5 million | |||||
Rubles | |||||
10.23 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, Agreements between OAO Gazprom and OAO | |||||
Gazprom Promgaz pursuant to which OAO Gazprom will grant | |||||
OAO Gazprom Promgaz temporary possession and use of | |||||
experimental prototypes of gas-using equipment [self-contained | |||||
modular boiler installation, recuperative air heater, mini-boiler unit, | |||||
radiant panel heating system, U-shaped radiant tube, modularized | |||||
complete full-function small-sized gas and water treatment | |||||
installations for coal bed methane extraction wells, well-head | |||||
equipment, borehole enlargement device, and pressure core | |||||
sampler] located in the Rostov Region, town of Kamensk- | |||||
Shakhtinsky, and the Kemerovi Region, city of Novokuznetsk, an | |||||
aerospace data processing software and equipment complex, as | |||||
well as the software and hardware solutions "System for | |||||
Managing OAO Gazprom's Property and Other Assets at OAO | |||||
Gazprom Promgaz Level [ERP]" and "Electronic Archive Module | |||||
at OAO Gazprom Promgaz Level" for a period not exceeding 12 | |||||
months and OAO Gazprom Promgaz will make payment for using | |||||
such property in the maximum amount of 21.6 million Rubles |
Page 311 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.24 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] pursuant to which | |||||
OAO Gazprom will grant Gazprombank [Open Joint Stock | |||||
Company] temporary possession and use of the non-residential | |||||
premises in a building that are situated at 31 Lenina Street, | |||||
Yugorsk, Tyumen Region and are used to house a branch of | |||||
Gazprombank [Open Joint Stock Company], with a total floor | |||||
space of 810.6 square meters, and the plot of land occupied by | |||||
the building and required for the use of that building, with an area | |||||
of 3,371 square meters, for a period not exceeding 12 months and | |||||
Gazprombank [Open Joint Stock Company] will make payment for | |||||
using such property in the maximum amount of 2.4 million Rubles | |||||
10.25 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Salavatnefteorgsintez pursuant to which OAO Gazprom will grant | |||||
OAO Salavatnefteorgsintez temporary possession and use of the | |||||
gas condensate pipeline running from the Karachaganakskoye | |||||
gas condensate field to the Orenburg Gas Refinery for a period | |||||
not exceeding 12 months and OAO Salavatnefteorgsintez will | |||||
make payment for using such property in the maximum amount of | |||||
283,000 Rubles | |||||
10.26 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Vostokgazprom pursuant to which OAO Gazprom will grant OAO | |||||
Vostokgazprom temporary possession and use of M-468R | |||||
special-purpose communications installation, as well as the | |||||
software and hardware solutions "System for Managing OAO | |||||
Gazprom's Property and Other Assets at OAO Vostokgazprom | |||||
Level [ERP]", "OAO Gazprom Long-Term Investments Reporting | |||||
and Analysis System [LTIAA] at OAO Vostokgazprom Level", | |||||
"System of Reporting and Analysis of Information on Non-Core | |||||
Assets within OAO Gazprom System [RAINCA] at OAO | |||||
Vostokgazprom Level" and "Electronic Archive Module at OAO | |||||
Vostokgazprom Level" for a period not exceeding 12 months and | |||||
OAO Vostokgazprom will make payment for using such property | |||||
in the maximum amount of 17.7 million Rubles | |||||
10.27 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazprom Export pursuant to which OAO Gazprom will grant OOO | |||||
Gazprom Export temporary possession and use of an M-468R | |||||
special-purpose communications installation, as well as the | |||||
software and hardware solutions "OAO Gazprom Long-Term | |||||
Investments Reporting and Analysis System [LTIAA] at OOO | |||||
Gazprom Export Level" and "System of Reporting and Analysis of | |||||
Information on Non-Core Assets within OAO Gazprom System | |||||
[RAINCA] at OOO Gazprom Export Level" for a period not | |||||
exceeding 12 months and OOO Gazprom Export will make | |||||
payment for using such property in the maximum amount of 3.4 | |||||
million Rubles | |||||
10.28 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, Agreements between OAO Gazprom and OAO | |||||
Gazprom Neft pursuant to which OAO Gazprom will grant OAO | |||||
Gazprom Neft temporary possession and use of an M-468R | |||||
special-purpose communications installation, as well as the | |||||
software and hardware solutions "System for Managing OAO |
Page 312 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Gazprom's Property and Other Assets at OAO Gazprom Neft | |||||
Level [ERP]", "OAO Gazprom Long-Term Investments Reporting | |||||
and Analysis System [LTIAA] at OAO Gazprom Neft Level", | |||||
"System of Reporting and Analysis of Information on Non-Core | |||||
Assets within OAO Gazprom System [RAINCA] at OAO Gazprom | |||||
Neft Level" and "Electronic Archive Module at OAO Gazprom Neft | |||||
Level" for a period not exceeding 12 months and OAO Gazprom | |||||
Neft will make payment for using such property in the maximum | |||||
amount of 15.4 million Rubles | |||||
10.29 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Space Systems pursuant to which OAO Gazprom will | |||||
grant OAO Gazprom Space Systems temporary possession and | |||||
use of software and hardware solutions "System for Managing | |||||
OAO Gazprom's Property and Other Assets at OAO Gazkom | |||||
Level [ERP]", "OAO Gazprom Long-Term Investments Reporting | |||||
and Analysis System [LTIAA] at OAO Gazprom Space Systems | |||||
Level" and "Electronic Archive Module at OAO Gazprom Space | |||||
Systems Level" for a period not exceeding 12 months and OAO | |||||
Gazprom Space Systems will make payment for using such | |||||
property in the maximum amount of 19.7 million Rubles | |||||
10.30 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Yamalgazinvest pursuant to which OAO Gazprom will grant ZAO | |||||
Yamalgazinvest temporary possession and use of the software | |||||
and hardware solutions "System for Managing OAO Gazprom's | |||||
Property and Other Assets at ZAO Yamalgazinvest Level [ERP]" | |||||
and "Electronic Archive Module at ZAO Yamalgazinvest Level" for | |||||
a period not exceeding 12 months and ZAO Yamalgazinvest will | |||||
make payment for using such property in the maximum amount of | |||||
12.9 million Rubles | |||||
10.31 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gazprom Invest Yug, pursuant to which OAO Gazprom will grant | |||||
ZAO Gazprom Invest Yug temporary possession and use of the | |||||
ERP software and equipment complex "System for Managing | |||||
OAO Gazprom's Property and Other Assets at ZAO Gazprom | |||||
Invest Yug Level [ERP]" for a period not exceeding 12 months and | |||||
ZAO Gazprom Invest Yug will make payment for using such | |||||
property in the maximum amount of 2.4 million Rubles | |||||
10.32 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Mezhregiongaz, pursuant to which OAO Gazprom will grant OOO | |||||
Mezhregiongaz temporary possession and use of the software | |||||
and hardware solutions "System for Managing OAO Gazprom's | |||||
Property and Other Assets at OOO Mezhregiongaz Level [ERP]", | |||||
"OAO Gazprom Long-Term Investments Reporting and Analysis | |||||
System [LTIAA] at OOO Mezhregiongaz Level" and "System of | |||||
Reporting and Analysis of Information on Non-Core Assets within | |||||
OAO Gazprom System [RAINCA] at OOO Mezhregiongaz Level" | |||||
for a period not exceeding 12 months and OOO Mezhregiongaz | |||||
will make payment for using such property in the maximum | |||||
amount of 14 million Rubles |
Page 313 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.33 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SOGAZ, pursuant to which OAO Gazprom will grant OAO SOGAZ | |||||
temporary possession and use of the software and hardware | |||||
solutions "System for Managing OAO Gazprom's Property and | |||||
Other Assets at OAO SOGAZ Level (ERP)" and "Electronic | |||||
Archive Module at OAO Insurance Company of Gas Industry | |||||
(SOGAZ) Level" for a period not exceeding 12 months and OAO | |||||
SOGAZ will make payment for using such property in the | |||||
maximum amount of 13.4 million Rubles | |||||
10.34 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazprom Komplektatsiya pursuant to which OAO Gazprom will | |||||
grant OOO Gazprom Komplektatsiya temporary possession and | |||||
use of the software and hardware solutions "System for Managing | |||||
OAO Gazprom's Property and Other Assets at OOO Gazprom | |||||
Komplektatsiya Level [ERP]", "OAO Gazprom Long-Term | |||||
Investments Reporting and Analysis System [LTIAA] at OOO | |||||
Gazprom Komplektatsiya Level", "System of Reporting and | |||||
Analysis of Information on Non-Core Assets within OAO Gazprom | |||||
System [RAINCA] at OOO Gazprom Komplektatsiya Level" and | |||||
"Electronic Archive Module at OOO Gazprom Komplektatsiya | |||||
Level" for a period not exceeding 12 months and OAO Gazprom | |||||
Komplektatsiya will make payment for using such property in the | |||||
maximum amount of 15.2 million Rubles | |||||
10.35 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gaztelecom pursuant to which OAO Gazprom will grant ZAO | |||||
Gaztelecom temporary possession and use of communications | |||||
facilities comprised of buildings, communications lines, | |||||
communications networks, cable duct systems and equipment, | |||||
which are located in the city of Moscow, the city of | |||||
Maloyaroslavets, the city of Rostov-on-Don, the city of | |||||
Kaliningrad, the Moscow Region and the Smolensk Region of the | |||||
Russian Federation and in the territory of the Republic of Belarus, | |||||
as well as the software and hardware solutions "System for | |||||
Managing OAO Gazprom's Property and Other Assets at ZAO | |||||
Gaztelecom Level [ERP]" and "Electronic Archive Module at ZAO | |||||
Gaztelecom Level" for a period not exceeding 12 months and | |||||
ZAO Gaztelecom will make payment for using such property in the | |||||
maximum amount of 233.4 million Rubles | |||||
10.36 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazpromregiongaz pursuant to which OAO Gazprom will grant | |||||
OAO Gazpromregiongaz temporary possession and use of the | |||||
property complex of the gas distribution system, comprised of | |||||
facilities designed to transport and supply directly to consumers | |||||
[gas offtaking pipelines, gas distribution pipelines, inter-township | |||||
and street gas pipelines, high, medium and low pressure gas | |||||
pipelines, gas flow control stations and buildings], as well as the | |||||
software and hardware solutions "System for Managing OAO |
Page 314 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Gazprom's Property and Other Assets at OAO Gazpromregiongaz | |||||
Level [ERP]", "OAO Gazprom Long-Term Investments Reporting | |||||
and Analysis System [LTIAA] at OAO Gazpromregiongaz Level", | |||||
and "Electronic Archive Module at OAO Gazpromregiongaz Level" | |||||
for a period not exceeding 12 months and OAO | |||||
Gazpromregiongaz will make payment for using such property in | |||||
the maximum amount of 726.6 million Rubles | |||||
10.37 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Druzhba pursuant to which OAO Gazprom will grant OAO | |||||
Druzhba temporary possession and use of the facilities of | |||||
Druzhba vacation center [hotels, effluent treatment facilities, | |||||
transformer substations entrance checkpoints, cottages, utility | |||||
networks, metal fences, parking areas, ponds, roads, pedestrian | |||||
crossings, sites, sewage pumping station, sports center, roofed | |||||
ground-level arcade, servicing station, diesel-generator station, | |||||
boiler house extension, storage facility, Fisherman's Lodge, | |||||
garage, garage with administrative and amenity building, a stela, | |||||
as well as service machinery, equipment, furniture and | |||||
accessories] situated in the Moscow Region, Naro-Fominsk | |||||
District, village of Rogozinino, for a period not exceeding 12 | |||||
months and OAO Druzhba will make payment for using such | |||||
property in the maximum amount of 265.5 million Rubles | |||||
10.38 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] pursuant to which the | |||||
Bank, acting as a Customs Broker, will issue guarantees to the | |||||
Russian Federation's customs authorities in respect of OAO | |||||
Gazprom's obligations to pay customs payments and eventual | |||||
interest and penalties, in the maximum amount of 50 million | |||||
Rubles, with a fee due to the bank at a rate not exceeding 1% per | |||||
annum of the amount of the guarantee | |||||
10.39 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
Gazprombank [Open Joint Stock Company] pursuant to which the | |||||
Bank, acting as a Customs Broker, will issue guarantees to the | |||||
Russian Federation's customs authorities in respect of OAO | |||||
Gazprom's obligations to pay customs payments and eventual | |||||
interest and penalties, in a maximum amount equivalent to 1 | |||||
million Euros, with a fee due to the bank at a rate not exceeding | |||||
1% per annum of the amount of the guarantee | |||||
10.40 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Mezhregiongaz, pursuant to which OAO Gazprom undertakes, | |||||
acting on behalf of OOO Mezhregiongaz and at its instructions, to | |||||
declare for customs purposes the natural gas transported by | |||||
pipeline across the customs border of the Russian Federation, | |||||
and OOO Mezhregiongaz undertakes to pay for such services in | |||||
the amount not exceeding 3,000 Rubles per cargo customs | |||||
declaration, as well as the value added tax at the rate required by | |||||
the effective legislation of the Russian Federation, for an | |||||
aggregate maximum amount of 170,000 Rubles |
Page 315 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.41 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
NOVATEK, pursuant to which OAO Gazprom undertakes, acting | |||||
on behalf of OAO NOVATEK and at its instructions, to declare for | |||||
customs purposes the natural gas transported by pipeline across | |||||
the customs border of the Russian Federation, and OAO | |||||
NOVATEK undertakes to pay for such services in the amount not | |||||
exceeding 1.58 Rubles per 1 thousand cubic meters of natural | |||||
gas, as well as the value added tax at the rate required by the | |||||
effective legislation of the Russian Federation, on the basis of the | |||||
monthly volume of the transported natural gas, for an aggregate | |||||
maximum amount of 42.7 million Rubles | |||||
10.42 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Mezhregiongaz pursuant to which OAO Gazprom will deliver and | |||||
OOO Mezhregiongaz will accept [take off] gas in the amount not | |||||
exceeding 300 billion cubic meters, deliverable on a monthly | |||||
basis, and will pay for the gas an aggregate maximum amount of | |||||
992 billion Rubles | |||||
10.43 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Mezhregiongaz pursuant to which OOO Mezhregiongaz | |||||
undertakes, acting on OAO Gazprom's instructions and for a total | |||||
fee not exceeding 252.23 million Rubles, in its own name, but for | |||||
OAO Gazprom's account, to accept gas produced by OAO | |||||
Gazprom and its affiliates and sell it through OOO | |||||
Mezhregiongaz's electronic trading site in the amount not | |||||
exceeding 11.25 billion cubic meters for a maximum amount of | |||||
25.22 billion Rubles | |||||
10.44 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Mezhregiongaz pursuant to which OOO Mezhregiongaz will | |||||
deliver and OAO Gazprom will accept [take off] gas bought by | |||||
OOO Mezhregiongaz from independent entities in the amount not | |||||
exceeding 11.25 billion cubic meters and will pay for the gas an | |||||
aggregate maximum amount of 39.98 billion Rubles | |||||
10.45 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazprom Export pursuant to which OOO Gazprom Export | |||||
undertakes, acting on OAO Gazprom's instructions and for a total | |||||
fee not exceeding 70 million Rubles, in its own name, but for OAO | |||||
Gazprom's account, to accept liquid hydrocarbons owned by OAO | |||||
Gazprom, including crude oil, gas condensate and refined | |||||
products [gasoline, liquefied gases, etc.] and sell them in the | |||||
market outside the customs territory of the Russian Federation, in | |||||
the amount not exceeding 1.6 million tons for a maximum amount | |||||
of 15 billion Rubles | |||||
10.46 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Northgas, pursuant to which ZAO Northgas will deliver and OAO | |||||
Gazprom will accept [take off] gas in the amount not exceeding 70 | |||||
million cubic meters, deliverable on a monthly basis, and will pay | |||||
for the gas an aggregate maximum amount of 61 million Rubles |
Page 316 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.47 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Severneftegazprom, pursuant to which OAO Severneftegazprom | |||||
will deliver and OAO Gazprom will accept [take off] gas in the | |||||
amount not exceeding 16.45 billion cubic meters and will pay for | |||||
the gas an aggregate maximum amount of 33.25 billion Rubles | |||||
10.48 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft | |||||
Orenburg will deliver and OAO Gazprom will accept [take off] | |||||
unstable crude oil in the amount not exceeding 800 thousand tons | |||||
and will pay for the crude oil an aggregate maximum amount of 7 | |||||
billion Rubles | |||||
10.49 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
SIBUR Holding, pursuant to which OAO SIBUR Holding will | |||||
deliver and OAO Gazprom will accept [take off] dry stripped gas | |||||
processed at OAO SIBUR Holding's gas refining complexes in the | |||||
amount not exceeding 2.3 billion cubic meters and will pay for the | |||||
gas an aggregate maximum amount of 2.89 billion Rubles | |||||
10.50 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
NOVATEK pursuant to which OAO Gazprom will deliver and OAO | |||||
NOVATEK will accept [take off] gas in the amount not exceeding | |||||
16.5 billion cubic meters and will pay for the gas an aggregate | |||||
maximum amount of 27.67 billion Rubles | |||||
10.51 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Tomskgazprom pursuant to which OAO Gazprom will provide | |||||
services related to arranging for the transportation of gas in a total | |||||
amount not exceeding 3 billion cubic meters and OAO | |||||
Tomskgazprom will pay for the services related to arranging for | |||||
the transportation of gas via trunk gas pipelines an aggregate | |||||
maximum amount of 1.4 billion Rubles | |||||
10.52 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Mezhregiongaz pursuant to which OAO Gazprom will provide | |||||
services related to arranging for the transportation of gas in a total | |||||
amount not exceeding 50 billion cubic meters across the territory | |||||
of the Russian Federation and the Republic of Kazakhstan and | |||||
OOO Mezhregiongaz will pay for the services related to arranging | |||||
for the transportation of gas via trunk gas pipelines an aggregate | |||||
maximum amount of 92 billion Rubles | |||||
10.53 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Gazprom Neft pursuant to which OAO Gazprom will provide | |||||
services related to arranging for the transportation of gas in a total | |||||
amount not exceeding 5 billion cubic meters and OAO Gazprom | |||||
Neft will pay for the services related to arranging for the | |||||
transportation of gas via trunk gas pipelines an aggregate | |||||
maximum amount of 3.2 billion Rubles |
Page 317 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.54 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
NOVATEK pursuant to which OAO Gazprom will provide services | |||||
related to arranging for the transportation of gas in a total amount | |||||
not exceeding 47 billion cubic meters and OAO NOVATEK will | |||||
pay for the services related to arranging for the transportation of | |||||
gas via trunk gas pipelines an aggregate maximum amount of | |||||
66.5 billion Rubles | |||||
10.55 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
NOVATEK pursuant to which OAO Gazprom will provide services | |||||
related to arranging for the injection of gas owned by OAO | |||||
NOVATEK into underground gas storage facilities and its storage | |||||
in such facilities in the amount not exceeding 3.45 billion cubic | |||||
meters and OAO NOVATEK will pay for the services related to | |||||
arranging for gas injection and storage an aggregate maximum | |||||
amount of 1.8 million Rubles, as well as services related to | |||||
arranging for the off-taking the gas owned by OAO NOVATEK | |||||
from underground gas storage facilities in the amount not | |||||
exceeding 1.15 billion cubic meters and OAO NOVATEK will pay | |||||
for the services related to arranging for the off-taking of gas an | |||||
aggregate maximum amount of 29.2 million Rubles | |||||
10.56 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and a/s | |||||
Latvijas Gaze pursuant to which OAO Gazprom will sell and a/s | |||||
Latvijas Gaze will purchase gas as follows: in the amount not | |||||
exceeding 800 million cubic meters for an aggregate maximum | |||||
amount of 200 million Euros in the second half of 2010 and in the | |||||
amount not exceeding 1.5 billion cubic meters for an aggregate | |||||
maximum amount of 450 million Euros in 2011; as well as | |||||
pursuant to which, a/s Latvijas Gaze will provide services of | |||||
injection of gas owned by OAO Gazprom into Incukalna | |||||
underground gas storage facility, of its storage in the storage | |||||
facility, its off-taking and transportation across the territory of | |||||
Latvian Republic as follows: in the second half of 2010, services | |||||
related to the injection of gas into storage facilities in the amount | |||||
not exceeding 600 million cubic meters, services related to | |||||
storage of gas and its off-taking in the amount not exceeding 400 | |||||
million cubic meters, services related to the transportation of gas | |||||
in the amount not exceeding 1 billion cubic meters, and OAO | |||||
Gazprom will pay for such services an aggregate maximum | |||||
amount of 10 million Euros; in 2011, services related to the | |||||
injection of gas into storage facilities in the amount not exceeding | |||||
900 million cubic meters, services related to storage of gas and its | |||||
off-taking in the amount not exceeding 900 million cubic meters, | |||||
services related to the transportation of gas in the amount not | |||||
exceeding 1.8 billion cubic meters, and OAO Gazprom will pay for | |||||
such services an aggregate maximum amount of 22 million Euros | |||||
10.57 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and AB | |||||
Lietuvos Dujos pursuant to which OAO Gazprom will sell and AB | |||||
Lietuvos Dujos will purchase gas as follows: in the amount not | |||||
exceeding 675 million cubic meters for an aggregate maximum | |||||
amount of 170 million Euros in the second half of 2010 and in the | |||||
amount not exceeding 1.6 billion cubic meters for an aggregate | |||||
maximum amount of 480 million Euros in 2011, and pursuant to | |||||
which AB Lietuvos Dujos will provide services related to the |
Page 318 of 350 | 05-Aug-2010 |
Vote Summary | |||||
transportation of gas in transport mode across the territory of the | |||||
Republic of Lithuania as follows: in the amount not exceeding 1 | |||||
billion cubic meters in the second half of 2010, OAO Gazprom will | |||||
pay an aggregate maximum amount of 4.2 million Euros for the | |||||
gas transportation services and in the amount not exceeding 2.5 | |||||
billion cubic meters in 2011, OAO Gazprom will pay an aggregate | |||||
maximum amount of 14.7 million Euros for the gas transportation | |||||
services | |||||
10.58 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and UAB | |||||
Kauno termofikacijos elektrine pursuant to which OAO Gazprom | |||||
will sell and UAB Kauno termofikacijos elektrine will purchase gas | |||||
as follows: in the amount not exceeding 180 million cubic meters | |||||
for an aggregate maximum amount of 45 million Euros in the | |||||
second half of 2010 and in the amount not exceeding 470 million | |||||
cubic meters for an aggregate maximum amount of 141 million | |||||
Euros in 2011 | |||||
10.59 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
MoldovaGaz S.A. pursuant to which OAO Gazprom will deliver | |||||
and MoldovaGaz S.A. will accept [take off] gas in the amount not | |||||
exceeding 3.5 billion cubic meters for an aggregate maximum | |||||
amount of 900 million U.S. Dollars in 2011, and pursuant to which | |||||
MoldovaGaz S.A. will provide in 2011 services related to the | |||||
transportation of gas in transport mode across the territory of the | |||||
Republic of Moldova in the amount not exceeding 19.14 billion | |||||
cubic meters, and OAO Gazprom will pay for services related to | |||||
the transportation of gas via trunk gas pipelines an aggregate | |||||
maximum amount of 47.85 million U.S. Dollars | |||||
10.60 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
KazRosGaz LLP pursuant to which in 2010 OAO Gazprom will | |||||
deliver and KazRosGaz LLP will accept [take off] gas in the | |||||
amount not exceeding 1.2 billion cubic meters for an aggregate | |||||
maximum amount of 170 million U.S. Dollars and pursuant to | |||||
which OAO Gazprom will provide in 2010 services related to | |||||
arranging for the transportation of gas owned by KazRosGaz LLP | |||||
across the territory of the Russian Federation in the amount not | |||||
exceeding 10.5 billion cubic meters and KazRosGaz LLP will pay | |||||
for the services related to arranging for the transportation of gas | |||||
via trunk gas pipelines an aggregate maximum amount of 43.5 | |||||
million U.S. Dollars | |||||
10.61 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||
Beltransgaz, pursuant to which OAO Gazprom will sell, and OAO | |||||
Beltransgaz will purchase gas in 2011 in the amount not | |||||
exceeding 22.5 billion cubic meters for an aggregate maximum | |||||
amount of 5.625 billion U.S. Dollars and pursuant to which OAO | |||||
Beltransgaz in 2011 will provide services related to the | |||||
transportation of gas in transport mode across the territory of the | |||||
Republic of Belarus via gas transportation system of OAO | |||||
Beltransgaz and via the Byelorussian segment of Russian Yamal | |||||
Europe gas pipeline in the amount not exceeding 48.2 billion cubic | |||||
meters and OAO Gazprom will pay for the services related to the | |||||
transportation of gas via trunk gas pipelines an aggregate | |||||
maximum amount of 600 million U.S. Dollars |
Page 319 of 350 | 05-Aug-2010 |
Vote Summary | |||||
10.62 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
GAZPROM Germania GmbH, pursuant to which OAO Gazprom | |||||
will provide services in 2011 related to arranging for the | |||||
transportation of natural gas owned by GAZPROM Germania | |||||
GmbH across the territory of the Republic of Kazakhstan, the | |||||
Republic of Uzbekistan, the Russian Federation and the Republic | |||||
of Belarus in the amount not exceeding 63.3 billion cubic meters, | |||||
and GAZPROM Germania GmbH will pay for the services related | |||||
to arranging for the transportation of gas via trunk gas pipelines an | |||||
aggregate maximum amount of 1.8 billion U.S. Dollars | |||||
10.63 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and | |||||
GAZPROM Germania GmbH, pursuant to which OAO Gazprom | |||||
undertakes, acting on the instructions of GAZPROM Germania | |||||
GmbH for a fee in the total maximum amount of 96,000 U.S. | |||||
Dollars, in its own name, but for the account of GAZPROM | |||||
Germania GmbH, to arrange in 2011 for the transportation of | |||||
natural gas owned by GAZPROM Germania GmbH across the | |||||
territory of the Republic of Belarus for the amount not exceeding | |||||
37.293 million U.S. Dollars | |||||
10.64 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazpromtrans, pursuant to which OOO Gazpromtrans | |||||
undertakes, acting on the instructions of OAO Gazprom, for a fee | |||||
in the total maximum amount of 350,000 Rubles, in its own name, | |||||
but for the account of OAO Gazprom, to ensure in 2010 2011 | |||||
arrangement of operations related to the development and | |||||
assessment of cost estimate documentation, start-up and | |||||
commissioning work at OAO Gazprom's facilities commissioned | |||||
under investment projects implementation contracts, as well as | |||||
other work, including work of preparatory and support nature, | |||||
required for the performance of start-up and commissioning work | |||||
and the commissioning of OAO Gazprom's facilities | |||||
10.65 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||
Gazprom Invest Yug, pursuant to which ZAO Gazprom Invest Yug | |||||
undertakes, acting on the instructions of OAO Gazprom, for a fee | |||||
in an aggregate maximum amount of 200,000 Rubles, in its own | |||||
name, but for the account of OAO Gazprom, to ensure in 2010- | |||||
2011 arrangement of operations related to the development and | |||||
assessment of cost estimate documentation, start-up and | |||||
commissioning work at OAO Gazprom's facilities commissioned | |||||
under investment projects implementation contracts, as well as | |||||
other operations, including those of preparatory and support | |||||
nature, required for the performance of start-up and | |||||
commissioning work and the commissioning of OAO Gazprom's | |||||
facilities | |||||
10.66 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None |
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||
Gazprom, of the agreements between OAO Gazprom and OOO | |||||
Gazprom Tsentrremont, pursuant to which OOO Gazprom | |||||
Tsentrremont undertakes, acting on the instructions of OAO | |||||
Gazprom, for a fee in an aggregate maximum amount of 112,500 | |||||
Rubles, in its own name, but for the account of OAO Gazprom, to | |||||
ensure in 2010-2011 arrangement of operations related to the |
Page 320 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
development and assessment of cost estimate documentation, | |||||||
start-up and commissioning work at OAO Gazprom's facilities, | |||||||
commissioned under investment projects implementation | |||||||
contracts, as well as other operations, including those of | |||||||
preparatory and support nature, required for the performance of | |||||||
start-up and commissioning work and the commissioning of OAO | |||||||
Gazprom's facilities | |||||||
10.67 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None | ||
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||||
Yamalgazinvest, pursuant to which ZAO Yamalgazinvest | |||||||
undertakes, acting on the instructions of OAO Gazprom, for a fee | |||||||
in an aggregate maximum amount of 525,000 Rubles, in its own | |||||||
name, but for the account of OAO Gazprom, to ensure in 2010 | |||||||
2011 arrangement of operations related to the development and | |||||||
assessment of cost estimate documentation, start-up and | |||||||
commissioning work at OAO Gazprom's facilities, commissioned | |||||||
under investment projects implementation contracts, as well as | |||||||
other operations, including those of preparatory and support | |||||||
nature, required for the performance of start-up and | |||||||
commissioning work and the commissioning of OAO Gazprom's | |||||||
facilities | |||||||
10.68 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None | ||
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||||
Gazprom, of the agreements between OAO Gazprom and OAO | |||||||
Gazprom Space Systems, pursuant to which OAO Gazprom | |||||||
Space Systems undertakes, within the period between July 1, | |||||||
2010 and December 31, 2011, acting on OAO Gazprom's | |||||||
instructions, to provide services related to the implementation of | |||||||
OAO Gazprom's investment projects involving construction and | |||||||
commissioning of facilities, and OAO Gazprom undertakes to pay | |||||||
for such services the maximum amount of 2 million Rubles | |||||||
10.69 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None | ||
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||||
Gazprom, of the agreement between OAO Gazprom and ZAO | |||||||
Yamalgazinvest, pursuant to which ZAO Yamalgazinvest | |||||||
undertakes, within the period between July 1, 2010 and December | |||||||
31, 2011, acting on OAO Gazprom's instructions, to provide | |||||||
services related to implementation of OAO Gazprom's investment | |||||||
projects involving construction and commissioning of facilities, and | |||||||
OAO Gazprom undertakes to pay for such services the maximum | |||||||
amount of 9 billion Rubles | |||||||
10.70 | Approval, in accordance with Chapter XI of the Federal Law "on | Management | For | For | None | ||
Joint Stock Companies" and Chapter XI of the Charter of OAO | |||||||
Gazprom, of the agreements between OAO Gazprom and ZAO | |||||||
Gazprom Neft Orenburg, pursuant to which ZAO Gazprom Neft | |||||||
Orenburg undertakes, within the period between July 1, 2010 and | |||||||
December 31, 2011, acting on OAO Gazprom's instructions, to | |||||||
provide services related to implementation of OAO Gazprom's | |||||||
investment projects involving construction and commissioning of | |||||||
facilities and OAO Gazprom undertakes to pay for such services | |||||||
the maximum amount of 85 million Rubles | |||||||
PLEASE NOTE THAT THIS AGENDA IS CONTINUED ON | Non-Voting | None | |||||
MEETING 711640, WHICH WILL CONTAI-N RESOLUTION | |||||||
ITEMS 10.71 TO 12.11. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 83972 | 0 | 01-Jun-2010 | 10-Jun-2010 | ||
212251 | 55P | 30272 | 0 | 01-Jun-2010 | 10-Jun-2010 |
Page 321 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
POLSKI KONCERN NAFTOWY ORLEN S A | ||||||
Security | X6922W204 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||
ISIN | PLPKN0000018 | Agenda | 702460130 - Management | |||
City | PLOCK | Holding Recon Date | 09-Jun-2010 | |||
Country | Poland | Vote Deadline Date | 09-Jun-2010 | |||
SEDOL(s) | 5810066 - B0325P2 - B28LCH9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | |||
BENEFICIAL OWNER SIGNED POWER OF-ATTORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING-INSTRUCTIONS IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE-REPRESENTATIVE | ||||||
1 | Opening of the Shareholders Meeting | Management | For | For | None | |
2 | Election of the Chairman of the Shareholders Meeting | Management | For | For | None | |
3 | Approve the confirmation of the proper convention of the | Management | For | For | None | |
Shareholders Meeting and its ability to adopt resolutions | ||||||
4 | Adopt the agenda | Management | For | For | None | |
5 | Election of the tellers Committee | Management | For | For | None | |
6 | Approve the examination of the report of the Management Board | Management | For | For | None | |
on the Company's activities and the Company's financial | ||||||
statement, the motion of the Management Board regarding the | ||||||
distribution of the profit for the FY 2009 and also examination of | ||||||
the report of the Supervisory Board opinion regarding the report of | ||||||
the Management Board on the Company's activities and the | ||||||
Company's financial statement in terms of their compliance with | ||||||
books, records and facts and regarding the motion of the | ||||||
Management Board regarding the distribution of the profit for the | ||||||
FY 2009 | ||||||
7 | Approve the examination of the report of the Management Board | Management | For | For | None | |
on the Orlen Capital Groups activities, the Orlen Capital Groups | ||||||
consolidated financial statement for the FY 2009 and also | ||||||
examination of the opinion of the Supervisory Board regarding the | ||||||
report of the Management Board on the Orlen Capital Groups | ||||||
activities and the Orlen Capital Groups consolidated financial | ||||||
statement for the FY 2009 | ||||||
8 | Approve the examination of the report of the Supervisory Board | Management | For | For | None | |
for year 2009 complying with the requirements of the best | ||||||
practices of Companies listed on the Warsaw Stock Exchange | ||||||
9 | Approve the report of the Management Board on the Company's | Management | For | For | None | |
activities and the Company's financial statement for the FY 2009 | ||||||
10 | Approve the report of the Management Board on the Orlen Capital | Management | For | For | None | |
Groups activities and the Orlen Capital Groups consolidated | ||||||
financial statement for the FY 2009 | ||||||
11 | Approve the distribution of the profit for the FY 2009 | Management | For | For | None | |
12 | Adopt the resolutions regarding the acknowledgement of | Management | For | For | None | |
fulfillment of duties by the Members of the Company's | ||||||
Management Board in 2009 |
Page 322 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
13 | Adopt the resolutions regarding the acknowledgement of | Management | For | For | None | ||
fulfillment of duties by the Members of the Company's Supervisory | |||||||
Board in 2009 | |||||||
14 | Approve the examination of the information and adoption of | Management | For | For | None | ||
resolutions regarding changes to the Company's Articles of | |||||||
Association and establishing the unified text of the amended | |||||||
Articles of Association | |||||||
15 | Approve the examination of the information and adoption of | Management | For | For | None | ||
resolution regarding disposal, lease or charge of other right to | |||||||
third party of the organized part of the enterprise | |||||||
16 | Approve the establishment the number of members of | Management | For | For | None | ||
Supervisory Board | |||||||
17 | Appointment of Supervisory Board on | new term of office | Management | For | For | None | |
18 | Closing the meeting | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 29056 | 0 | 01-Jun-2010 | 09-Jun-2010 |
Page 323 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
O A O TATNEFT | ||||||
Security | 670831205 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||
ISIN | US6708312052 | Agenda | 702461649 - Management | |||
City | TBA | Holding Recon Date | 10-May-2010 | |||
Country | Russian Federation | Vote Deadline Date | 15-Jun-2010 | |||
SEDOL(s) | B1G50G1 - B1HLG26 - B50NF75 - B549DL9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Approve the annual report of the Company for the year 2009 | Management | For | For | None | |
2 | Approve the annual financial statements, including profit and loss | Management | For | For | None | |
statements [profit and loss account] of the Company for the 2009 | ||||||
3 | Approve the distribution of net income based on the financial | Management | For | For | None | |
statements of the Company for 2009 prepared under Russian | ||||||
Accounting Regulations; the net income of the Company for 2009 | ||||||
under the said financial statements was 50.9 BLN Russian | ||||||
Rubles; 30% [approximately 15.3 BLN Russian Rubles] is | ||||||
proposed to be paid as dividends to the shareholders, the | ||||||
remaining portion to be retained by the Company to finance its | ||||||
capital expenditure and other expenses | ||||||
4 | Approve to pay dividends for the year 2009 in the amount of a) | Management | For | For | None | |
656% of the nominal value per OAO Tatneft preferred share; b) | ||||||
656% of the nominal value per OAO Tatneft ordinary share; to | ||||||
determine that dividends shall be paid from 01 JUL though 31 | ||||||
DEC 2010; dividend shall be paid in cash | ||||||
PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | ||||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
5.1 | Election of Shafagat Fahrazovich TAKHAUTDINOV to the Board | Management | For | For | None | |
of Directors | ||||||
5.2 | Election of Radik Raufovich GAIZATULLIN to the Board of | Management | For | For | None | |
Directors | ||||||
5.3 | Election of Sushovan GHOSH to the Board of Directors | Management | For | For | None | |
5.4 | Election of Nail Gabdulbarievich IBRAGIMOV to the Board of | Management | For | For | None | |
Directors | ||||||
5.5 | Election of Rais Salikhovich KHISAMOV to the Board of Directors | Management | For | For | None | |
5.6 | Election of Vladimir Pavlovich LAVUSHCHENKO to the Board of | Management | For | For | None | |
Directors | ||||||
5.7 | Election of Nail Ulfatovich MAGANOV to the Board of Directors | Management | For | For | None | |
5.8 | Election of Renat Halliulovich MUSLIMOV to the Board of | Management | For | For | None | |
Directors | ||||||
5.9 | Election of Renat Kasimovich SABIROV to the Board of Directors | Management | For | For | None | |
5.10 | Election of Valery Yurievich SOROKIN to the Board of Directors | Management | For | For | None | |
5.11 | Election of Mirgazian Zakievich TAZIEV to the Board of Directors | Management | For | For | None | |
5.12 | Election of Azat Kiyamovich KHAMAEV to the Board of Directors | Management | For | For | None |
Page 324 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
5.13 | Election of Maria Leonidovna VOSKRESENSKAYA to the Board | Management | For | For | None | ||
of Directors | |||||||
5.14 | Election of David William WAYGOOD to the Board of Directors | Management | For | For | None | ||
6.1 | Election of Tamara Mikhailovna VILKOVA as a member to the | Management | For | For | None | ||
Audit Commission | |||||||
6.2 | Election of Nazilya Faizrakhmanovna GALIEVA as a member to | Management | For | For | None | ||
the Audit Commission | |||||||
6.3 | Election of Ferdinand Rinatovich GALIULLIN as a member to the | Management | For | For | None | ||
Audit Commission | |||||||
6.4 | Election of Venera Gibadullovna KUZMINA as a member to the | Management | For | For | None | ||
Audit Commission | |||||||
6.5 | Election of Nikolai Kuzmich LAPIN as a member to the Audit | Management | For | For | None | ||
Commission | |||||||
6.6 | Election of Liliya Rafaelovna RAKHIMZYANOVA as a member to | Management | For | For | None | ||
the Audit Commission | |||||||
6.7 | Election of Alfiya Azgarovna SINEGAEVA as a member to the | Management | For | For | None | ||
Audit Commission | |||||||
6.8 | Election of Ravil Anasovich SHARIFULLIN as a member to the | Management | For | For | None | ||
Audit Commission | |||||||
7. | Approve ZAO Energy Consulting Audit as the External Auditor of | Management | For | For | None | ||
OAO Tatneft to conduct statutory audit of the annual financial | |||||||
statements for 2010 prepared under Russian Accounting | |||||||
Standards for the term of 1 year | |||||||
8. | Approve to introduce amendments and modifications to the | Management | For | For | None | ||
Charter of OAO Tatneft and to the regulation on the general | |||||||
shareholders' meeting of OAO Tatneft | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 13070 | 0 | 01-Jun-2010 | 15-Jun-2010 |
Page 325 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
SURGUTNEFTEGAZ OJSC, SURGUT | ||||||
Security | 868861204 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||
ISIN | US8688612048 | Agenda | 702496589 - Management | |||
City | TBD | Holding Recon Date | 14-May-2010 | |||
Country | Russian Federation | Vote Deadline Date | 16-Jun-2010 | |||
SEDOL(s) | 2810144 - 5232767 - B01WHG9 - B5513G9 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Approve the annual report of OJSC Surgutneftegas for 2009 | Management | For | For | None | |
2 | Approve annual accounting statements of OJSC Surgutneftegas, | Management | For | For | None | |
including profit and loss statement for 2009 | ||||||
3 | Approve the distribution of profit loss of OJSC Surgutneftegas for | Management | For | For | None | |
2009; declare dividend payment for 2009: for a preferred share | ||||||
OJSC Surgutneftegas -1.0488 rubles, for an ordinary share of | ||||||
OJSC Surgutneftegas -0.45 rubles; dividend payment shall be | ||||||
carried out in accordance with the procedure recommended by the | ||||||
Board of Directors; the date when dividend payment is | ||||||
commenced is 01 JUL 2010; the date when dividend payment is | ||||||
terminated is 24 AUG 2010 | ||||||
0 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | |||
RESOLUTION REGARDING THE-ELECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR | ||||||
THIS-MEETING. PLEASE NOTE THAT ONLY A VOTE "FOR" | ||||||
THE DIRECTOR WILL BE CUMULATED.-PLEASE CONTACT | ||||||
YOUR CLIENT SERVICE REPRESENTATIVE IF YOU HAVE | ||||||
ANY QUESTIONS. | ||||||
4.1 | Election of Ananiev Sergei Alekseevich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.2 | Election of Bogdanov Vladimir Leonidovich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.3 | Election of Bulanov Alexander Nikolaevich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.4 | Election of Gorbunov Igor Nikolaevich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.5 | Election of Druchinin Vladislav Egorovich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.6 | Election of Egorov Oleg Yurievich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.7 | Election of Erokhin Vladimir Petrovich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.8 | Election of Matveev Nikolai Ivanovich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.9 | Election of Medvedev Nikolai Yakovlevich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
4.10 | Election of Rezyapov Alexander Filippovich as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Board of Directors | ||||||
5.1 | Election of Komarova Valentina Panteleevna as a member of | Management | For | For | None | |
OJSC 'Surgutneftegas' Auditing Committee | ||||||
5.2 | Election of Oleynik Tamara Fedorovna as a member of OJSC | Management | For | For | None | |
'Surgutneftegas' Auditing Committee |
Page 326 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
5.3 | Election of Pozdnyakova Vera Aleksandrovna as a member of | Management | For | For | None | ||
OJSC 'Surgutneftegas' Auditing Committee | |||||||
6 | Approve the Limited Liability Company Rosekspertiza as the | Management | For | For | None | ||
Auditor of OJSC Surgutneftegas for 2010 | |||||||
7 | Approve the transactions which may be conducted in the future | Management | For | For | None | ||
between OJSC Surgutneftegas and its affiliated parties in the | |||||||
course of its ordinary business activity, provided that the above | |||||||
mentioned transactions comply with the following requirements; | |||||||
the transaction is aimed at performing the types of activities | |||||||
stipulated by the Company's Articles of Association, and the | |||||||
amount of transaction is within the amount of the transaction the | |||||||
individual executive body of OJSC Surgutneftegas is entitled to | |||||||
perform in compliance with the Federal Law on joint stock | |||||||
companies; this resolution remains valid till the OJSC | |||||||
Surgutneftegas Annual General Shareholders' Meeting for 2010 | |||||||
8 | Amend the Item 1.2 as specified | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 96472 | 0 | 09-Jun-2010 | 16-Jun-2010 | ||
212251 | 55P | 81628 | 0 | 09-Jun-2010 | 16-Jun-2010 |
Page 327 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
PKO BK POLSKI SA | ||||||
Security | X6919X108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||
ISIN | PLPKO0000016 | Agenda | 702496907 - Management | |||
City | WARSAW | Holding Recon Date | 09-Jun-2010 | |||
Country | Poland | Vote Deadline Date | 09-Jun-2010 | |||
SEDOL(s) | B03NGS5 - B040663 - B28LD76 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
IMPORTANT MARKET PROCESSING REQUIREMENT: A | Non-Voting | None | ||||
BENEFICIAL OWNER SIGNED POWER OF AT-TORNEY (POA) | ||||||
IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR | ||||||
VOTING INSTRUCTION-S IN THIS MARKET. ABSENCE OF A | ||||||
POA, MAY CAUSE YOUR INSTRUCTIONS TO BE REJECTED-. | ||||||
IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE | ||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 711905 DUE TO RECEIPT OF A-DDITIONAL RESOLUTION. | ||||||
ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISRE-GARDED AND YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
1. | Opening of the OGM | Management | For | For | None | |
2. | Election of Chairperson of the OGM | Management | For | For | None | |
3. | Declare that the OGM has been duly convened and is capable of | Management | For | For | None | |
adopting the valid resolutions | ||||||
4. | Adopt the agenda of the OGM | Management | For | For | None | |
5. | Approve to examine the report of the Bank's Management Board | Management | For | For | None | |
on the activities of the PKO Bank Polski SA in 2009, including | ||||||
information on the activities of the Management Board of the Bank | ||||||
as the company body; also examine the financial statement of | ||||||
Powszechna Kasa Oszczednosci Bank Polski Spolka Akcyjna for | ||||||
2009 and the motion of the Management Board of the Bank on the | ||||||
distribution of the profit earned by PKO Bank Polski SA for 2009 | ||||||
6. | Approve to examine the report of the Management Board of the | Management | For | For | None | |
Bank on the activities of the PKO Bank Polski SA Group in 2009 | ||||||
and the consolidated financial statement of the Powszechna kasa | ||||||
Oszczednosci Bank Polski Spolka Akcyjna Group for 2009 | ||||||
7. | Approve to examine the report of the Supervisory Board of | Management | For | For | None | |
Powszechna Kasa Oszczednosci Bank Polski Spolka Akcyjna | ||||||
containing the results of evaluation of: the financial statement of | ||||||
Powszechna Kasa Oszczednosci Bank Polski Spolka Akcyjna for | ||||||
2009, the report of the Management Board of the Bank on the | ||||||
activities of PKO Bank Polski SA in 2009, the motion of the | ||||||
Management Board of the Bank on the distribution of the profit | ||||||
earned by PKO Bank Polski SA in 2009 and the report on the | ||||||
activities of the Supervisory Board of the Bank as the company | ||||||
body in 2009 | ||||||
8.a | Approve the report of the Management Board of the Bank on the | Management | For | For | None | |
activities of PKO Bank Polski SA in 2009 | ||||||
8.b | Approve the financial statement of Powszechna Kasa | Management | For | For | None | |
Oszczednosci Bank Polski Spolka Akcyjna for 2009 | ||||||
8.c | Approve the report of the Management Board of the Bank on the | Management | For | For | None | |
activities of the PKO Bank Polski SA Group in 2009 |
Page 328 of 350 | 05-Aug-2010 |
Vote Summary | |||||
8.d | Approve the consolidated financial statement of Powszechna | Management | For | For | None |
Kasa Oszczednosci Bank Polski Spolka Akcyjna Group for 2009 | |||||
8.e | Approve the report of the Supervisory Board of the Bank on the | Management | For | For | None |
activities of the Supervisory Board of the Bank as the company | |||||
body in 2009 | |||||
8.f | Approve the distribution of the profit earned by PKO Bank Polski | Management | For | For | None |
SA in 2009 | |||||
8.g | Approve the payment of dividend for the year 2009 | Management | For | For | None |
8.h.1 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Zbigniew Jagiello [performing the duties of the President of the | |||||
Management Board of the Bank from 01 OCT 2009] from his | |||||
duties in 2009 | |||||
8.h.2 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Bartosz Drabikowski [Vice-President of the Management Board of | |||||
the Bank] from his duties in 2009 | |||||
8.h.3 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Krzysztof Dresler [Vice-President of the Management Board of the | |||||
Bank] from his duties in 2009 | |||||
8.h.4 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Jaroslaw Myjak [Vice-President of the Management Board of the | |||||
Bank] from his duties in 2009 | |||||
8.h.5 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Wojciech Papierak [Vice-President of the Management Board of | |||||
the Bank, from 07 JUL 2009 to 01 OCT 2009 Acting President of | |||||
the Management Board of the Bank]] from his duties in 2009 | |||||
8.h.6 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Mariusz Zarzycki [Vice-President of the Management Board of the | |||||
Bank] from his duties in 2009 | |||||
8.h.7 | Grant a vote of acceptance to confirm the discharge of Mr. Jerzy | Management | For | For | None |
Pruski [President of the Management Board of the Bank to 07 JUL | |||||
2009] from his duties in 2009 | |||||
8.h.8 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Tomasz Mironczuk [Vice-President of the Management Board of | |||||
the Bank to 07 JUL 2009] from his duties in 2009 | |||||
8.i.1 | Grant a vote of acceptance to confirm the discharge of Mr. Cezary | Management | For | For | None |
Banasinski [Member of the Supervisory Board of the Bank] from | |||||
his duties in 2009 | |||||
8.i.2 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Tomasz Zganiacz [Deputy Chairperson of the Supervisory Board | |||||
of the Bank] from his duties in 2009 | |||||
8.i.3 | Grant a vote of acceptance to confirm the discharge of Mr. Jan | Management | For | For | None |
Bossak [Member of the Supervisory Board of the Bank] from his | |||||
duties in 2009 | |||||
8.i.4 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Miroslaw Czekaj [Member of the Supervisory Board of the Bank] | |||||
from his duties in 2009 | |||||
8.i.5 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None |
Ireneusz Fafara [Member of the Supervisory Board of the Bank] | |||||
from his duties in 2009 | |||||
8.i.6 | Grant a vote of acceptance to confirm the discharge of Mr. Blazej | Management | For | For | None |
Lepczynski [Member of the Supervisory Board of the Bank] from | |||||
his duties in 2009 | |||||
8.i.7 | Grant a vote of acceptance to confirm the discharge of Mr. Alojzy | Management | For | For | None |
Zbigniew Nowak [Member of the Supervisory Board of the Bank] | |||||
from his duties in 2009 | |||||
8.i.8 | Grant a vote of acceptance to confirm the discharge of Ms. | Management | For | For | None |
Marzena Piszczek [Chairperson of the Supervisory Board of the | |||||
Bank] from her duties in 2009 |
Page 329 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
8.i.9 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None | ||
Eligiusz Jerzy Krzesniak [Deputy Chairperson of the Supervisory | |||||||
Board of the Bank] from his duties in 2009 | |||||||
8.i10 | Grant a vote of acceptance to confirm the discharge of Mr. Jacek | Management | For | For | None | ||
Gdanski [Member of the Supervisory Board of the Bank] from his | |||||||
duties in 2009 | |||||||
8.i11 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None | ||
Epaminondas Jerzy Osiatynski [Member of the Supervisory Board | |||||||
of the Bank] from his duties in 2009 | |||||||
8.i12 | Grant a vote of acceptance to confirm the discharge of Ms. | Management | For | For | None | ||
Urszula Palaszek [Member of the Supervisory Board of the Bank] | |||||||
from her duties in 2009 | |||||||
8.i13 | Grant a vote of acceptance to confirm the discharge of Mr. Roman | Management | For | For | None | ||
Sobiecki [Member of the Supervisory Board of the Bank] from his | |||||||
duties in 2009 | |||||||
8.i14 | Grant a vote of acceptance to confirm the discharge of Mr. Jerzy | Management | For | For | None | ||
Stachowicz [Member of the Supervisory Board of the Bank] from | |||||||
his duties in 2009 | |||||||
8.i15 | Grant a vote of acceptance to confirm the discharge of Mr. | Management | For | For | None | ||
Ryszard Wierzba [Member of the Supervisory Board of the Bank] | |||||||
from his duties in 2009 | |||||||
9. | Amend the Articles of Association of Powszechna kasa | Management | For | For | None | ||
Oszczednosci Bank Polski Spolka Akcyjna | |||||||
10. | Amend the Rules and Regulations of the Supervisory Board of | Management | For | For | None | ||
Powszechna Kasa Oszczednosci Bank Polski Spolka Akcyjna | |||||||
11. | Approve the principles of remuneration of the Members of the | Management | For | For | None | ||
Supervisory Board of the Bank | |||||||
12.1 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: | Shareholder | Against | For | None | ||
approve a dismissal from the Supervisory Board of Powszechna | |||||||
Kasa Oszczednosci Bank Polski Spo¦ka Akcyjna | |||||||
12.2 | PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: | Shareholder | Against | For | None | ||
appointment to the Supervisory Board of Powszechna Kasa | |||||||
Oszczednosci Bank Polski Spo¦ka Akcyjna | |||||||
13. | Presentation of the information of the Supervisory Board of the | Management | For | For | None | ||
Bank on the outcome of the completed selection procedure for the | |||||||
positions of the President and Vice-President of the Management | |||||||
Board of the Bank | |||||||
14. | Presentation of the report of the Supervisory Board of the Bank on | Management | For | For | None | ||
the process of selling training and recreation centres | |||||||
15. | Closure of the Meeting | Management | For | For | None | ||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 24259 | 0 | 09-Jun-2010 | 09-Jun-2010 |
Page 330 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||||
CHINA COAL ENERGY CO LTD | ||||||||
Security | Y1434L100 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||||
ISIN | CNE100000528 | Agenda | 702502813 - Management | |||||
City | BEIJING | Holding Recon Date | 26-May-2010 | |||||
Country | China | Vote Deadline Date | 16-Jun-2010 | |||||
SEDOL(s) | B1JNK84 - B1L9BJ8 - B1MT2D8 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||||
ID 697815 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||||
THIS MEETING NOTICE. THANK YOU. | ||||||||
1. | Approve the 2009 report of the Board of Directors of the Company | Management | For | For | None | |||
2. | Approve the 2009 report of the supervisory Committee of the | Management | For | For | None | |||
Company | ||||||||
3. | Approve the 2009 report of the Auditors and the Company's | Management | For | For | None | |||
Audited financial statements for the YE 31 DEC 2009 | ||||||||
4. | Approve the profit distribution plan for the year 2009 as | Management | For | For | None | |||
recommended by the Board of Directors and authorize the Board | ||||||||
of Directors to implement such proposal | ||||||||
5. | Approve the Company's 2010 capital expenditure budget | Management | For | For | None | |||
6. | Approve the 2010 emoluments of Directors and Supervisors of the | Management | For | For | None | |||
Company | ||||||||
7. | Approve the appointment of Price-water-house-Coopers Zhong | Management | For | For | None | |||
Tian CPAs limited Company, as the Company's domestic Auditor | ||||||||
and Price-water-house-Coopers, certified public accountants, as | ||||||||
the Company's international Auditor for the FY 2010 and authorize | ||||||||
the Board of Directors to determine their respective remunerations | ||||||||
S.8 | Amend the Articles of Association and the procedural rules for | Management | For | For | None | |||
shareholders' meeting of the Company | ||||||||
S.9 | Approve the general mandate to issue shares of the Company | Management | For | For | None | |||
S.10 | Amend the scope of business operations of the Company in the | Management | For | For | None | |||
Articles of Association of the Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | |||
Shares | ||||||||
212248 | 55P | 632267 | 0 | 10-Jun-2010 | 16-Jun-2010 |
Page 331 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
YANZHOU COAL MNG CO LTD | ||||||
Security | Y97417102 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 25-Jun-2010 | ||||
ISIN | CNE1000004Q8 | Agenda | 702507534 - Management | |||
City | SHANDONG | Holding Recon Date | 25-May-2010 | |||
Country | China | Vote Deadline Date | 16-Jun-2010 | |||
SEDOL(s) | 6109893 - B01XVK4 - B07LWN2 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 698813 DUE TO DELETION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100423/LTN2 | ||||||
0100423637.pdf | ||||||
1. | Approve the working report of the Board of Directors of the | Management | For | For | None | |
Company the "Board" for the YE 31 DEC 2009 | ||||||
2. | Approve the working report of the Supervisory Committee of the | Management | For | For | None | |
Company for the YE 31 DEC 2009 | ||||||
3. | Approve the audited financial statements of the Company as at | Management | For | For | None | |
and for the YE 31 DEC 2009 | ||||||
4. | Approve the proposed profit distribution plan of the Company for | Management | For | For | None | |
the YE 31 DEC 2009 and to authorize the Board to distribute an | ||||||
aggregate cash dividend of RMB 1,229.6 million tax inclusive , | ||||||
equivalent to RMB 0.25 tax inclusive per share to the | ||||||
shareholders of the Company | ||||||
5. | Approve the remuneration of the Directors and Supervisors of the | Management | For | For | None | |
Company for the YE 31 DEC 2010 | ||||||
6. | Re-appointment of Grant Thornton and Shine Wing Certified | Management | For | For | None | |
Public Accountants Ltd as the Company's International and PRC | ||||||
Auditors for the year 2010, respectively, until the conclusion of the | ||||||
next AGM and to determine their remuneration arrangements | ||||||
7. | Approve the purchase of liability insurance for the Directors, | Management | For | For | None | |
Supervisors and senior officers of the Company | ||||||
S.8 | Approve the proposal regarding the expansion of the business | Management | For | For | None | |
scope of Yanzhou Coal Mining Company Limited and | ||||||
amendments to the Articles of Association of the Company | ||||||
S.9 | Authorize the Board to issue, allot and deal with additional H | Management | For | For | None | |
Shares in the share capital of the Company and to make or grant | ||||||
offers, agreements and options in respect thereof, subject to the | ||||||
following terms: i) such mandate shall not extend beyond the | ||||||
Relevant Period save that the Board may during the Relevant | ||||||
Period make or grant offers, agreements or options which might | ||||||
require the exercise of such powers after the end of the Relevant | ||||||
Period; ii) the number of shares allotted or agreed conditionally or | ||||||
unconditionally to be allotted whether pursuant to an option or | ||||||
otherwise by the Board shall not exceed 20% of the number of H | ||||||
Shares in issue as at the date of the this resolution; and iii) the | ||||||
Board will only exercise its power under such mandate in | ||||||
accordance with the Company Law of the PRC and the Rules | ||||||
Governing the Listing of Securities on the Stock Exchange of |
Page 332 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Hong Kong Limited as amended from time and only if all | |||||
necessary approvals from the China Securities Regulatory | |||||
Commission and/or other relevant PRC government authorities | |||||
are obtained; "H Shares" means the overseas-listed foreign | |||||
invested shares in the share capital of the Company with a par | |||||
value of RMB 1.00 each, and which are held and traded in Hong | |||||
Kong dollars; Authority expires at the conclusion of the next AGM | |||||
of the Company following the passing of this resolution or | |||||
expiration of a 12 month period following the passing of this | |||||
resolution or the date on which the authority set out in this | |||||
resolution is revoked or varied by a special resolution of the | |||||
shareholders of the Company in a general meeting; authorize the | |||||
Board, contingent on the Directors resolving to issue shares | |||||
pursuant to this resolution, to approve, execute and do or procure | |||||
to be executed and done, all such documents, deeds and things | |||||
as it may consider relevant in connection with the issue of such | |||||
new shares including, but not limited to, determining the time and | |||||
place of issue, making all necessary applications to the relevant | |||||
authorities and entering into an underwriting agreement or any | |||||
other agreement , to determine the use of proceeds and to make | |||||
all necessary filings and registrations with the relevant PRC, Hong | |||||
Kong and other authorities, and to make such amendments to the | |||||
Articles of Association as it thinks fit so as to reflect the increase in | |||||
registered capital of the Company and to reflect the new share | |||||
capital structure of the Company under the intended allotment and | |||||
issue of the shares of the Company pursuant to this resolution | |||||
S.10 | Authorize the Board of the Company, subject to this resolution, to | Management | For | For | None |
repurchase the issued H shares of the Company on the Hong | |||||
Kong Stock Exchange, subject to and in accordance with all | |||||
applicable laws, rules and regulations and/or requirements of the | |||||
governmental or regulatory body of securities in the PRC, the | |||||
Hong Kong Stock Exchange or of any other governmental or | |||||
regulatory body be approved; the aggregate nominal value of H | |||||
Shares of the Company authorized to be repurchased subject to | |||||
the approval in this resolution during the Relevant Period shall not | |||||
exceed 10% of the aggregate nominal value of the issued H | |||||
Shares of the Company as at the date of the passing of this | |||||
resolution; i) the passing of a special resolution with the same | |||||
terms as the resolution set out in this paragraph except for this | |||||
sub-paragraph (c) (i) at a class meeting for the holders of | |||||
Domestic Shares of the Company to be held on 25 JUN 2010 or | |||||
on such adjourned date as may be applicable ; and the class | |||||
meeting for the holders of H Shares to be held on 25 JUN 2010 or | |||||
on such adjourned date as may be applicable for such purpose; ii) | |||||
the approval of the relevant PRC regulatory authorities as may be | |||||
required by laws, rules and regulations of the PRC being obtained | |||||
by the Company if appropriate; and iii) the Company not being | |||||
required by any of its creditors to repay or to provide guarantee in | |||||
respect of any amount due to any of them or if the Company is so | |||||
required by any of its creditors, the Company having, in its | |||||
absolute discretion, repaid or provided guarantee in respect of | |||||
such amount pursuant to the notification procedure set out in | |||||
Articles of Association; subject to the approval of all relevant PRC | |||||
regulatory authorities for the repurchase of such H Shares being | |||||
granted, the Board be authorized to: i) amend the Articles of | |||||
Association as it thinks fit so as to reduce the registered share | |||||
capital of the Company and to reflect the new capital structure of | |||||
the Company upon the repurchase of H shares of the Company | |||||
as contemplated in this resolution; and ii) file the amended Articles | |||||
of Association with the relevant governmental authorities of the |
Page 333 of 350 | 05-Aug-2010 |
Vote Summary | |||||
PRC; Authority expires at the conclusion of the next AGM or the | |||||
expiration of a 12 month period following the passing of this | |||||
special resolution or the date on which the authority set out in this | |||||
special resolution is revoked or varied by a special resolution of | |||||
the shareholders of the Company in any general meeting or by a | |||||
special resolution of holders of H shares or holders of domestic | |||||
shares of the Company at their respective class meetings | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212248 | 55P | 417920 | 0 | 11-Jun-2010 | 16-Jun-2010 |
Page 334 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
CHINA COMMUNICATIONS SERVICES CORPORATION LTD, BEI | ||||||||
Security | Y1436A102 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 28-Jun-2010 | ||||||
ISIN | CNE1000002G3 | Agenda | 702438979 - Management | |||||
City | BEIJING | Holding Recon Date | 28-May-2010 | |||||
Country | China | Vote Deadline Date | 17-Jun-2010 | |||||
SEDOL(s) | B1HVJ16 - B1L1WC4 - B1L8742 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO | Non-Voting | None | |||||
VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTION | ||||||||
NUMERS. THANK YOU. | ||||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK:- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100419/LTN2 | ||||||||
0100419686.pdf | ||||||||
1 | Approve the consolidated financial statements of the Company, | Management | For | For | None | |||
the report of the Directors, the report of the Supervisory | ||||||||
Committee and the report of the International Auditors for the YE | ||||||||
31 DEC 2009 and authorize the Board of Directors of the | ||||||||
Company to prepare the budget of the Company for the year 2010 | ||||||||
2 | Approve the profit distribution proposal and the declaration and | Management | For | For | None | |||
payment of a final dividend for the YE 31 DEC 2009 | ||||||||
3 | Reappointment of KPMG and KPMG Huazhen as the International | Management | For | For | None | |||
Auditors and Domestic Auditors of the Company, respectively for | ||||||||
the YE 31 DEC 2010 and authorize the Board to fix the | ||||||||
remuneration of the Auditors | ||||||||
S.4 | Approve to grant a general mandate to the Board to issue, allot | Management | For | For | None | |||
and deal with the additional shares in the Company not exceeding | ||||||||
20% of each of the existing domestic shares and H shares as the | ||||||||
case may be in issue | ||||||||
S.5 | Authorize the Board to increase the registered capital of the | Management | For | For | None | |||
Company and amend the Articles of Association of the Company | ||||||||
to reflect such increase in the registered capital of the Company | ||||||||
under the general mandate | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
522362 | 55P | 298000 | 0 | 20-May-2010 | 17-Jun-2010 |
Page 335 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Energy Titans Index Fund | ||||||
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | ExtraOrdinary General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jun-2010 | ||||
ISIN | CNE1000002P4 | Agenda | 702444516 - Management | |||
City | BEIJING | Holding Recon Date | 07-Jun-2010 | |||
Country | China | Vote Deadline Date | 17-Jun-2010 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100511/LTN2 | ||||||
0100511557.pdf | ||||||
1 | Approve the resolution on the Company's satisfaction of the | Management | For | For | None | |
requirements in relation to the A Share Issue by the Shareholders' | ||||||
in accordance with the relevant provisions of laws and regulations | ||||||
including the Company Law of the PRC, the Securities Law of the | ||||||
PRC, the Administrative Rules Governing Issue of Securities by | ||||||
Listed Companies, and after self inquiry conducted by the | ||||||
Company, the Company is able to satisfy the requirements in | ||||||
relation to the A Share Issue | ||||||
2 | Approve the resolution on the feasibility study report for the use of | Management | For | For | None | |
proceeds from the A Share Issue of the Company | ||||||
3 | Approve the resolution on the report on the use of proceeds from | Management | For | For | None | |
previous fundraising activities of the Company | ||||||
S.4a | Approve the each of the following items under the resolution | Management | For | For | None | |
concerning the A Share Issue of the Company Share Type the A | ||||||
Shares to be issued under the A Share Issue are the domestic- | ||||||
listed Renminbi denominated ordinary shares of the Company | ||||||
S.4b | Approve the each of the following items under the resolution | Management | For | For | None | |
concerning the A Share Issue of the Company Nominal Value the | ||||||
A Shares to be issued under the A Share Issue has a nominal | ||||||
value of RMB 1.00 each | ||||||
S.4c | Approve the each of the following items under the resolution | Management | For | For | None | |
concerning the A Share Issue of the Company offering Size: the A | ||||||
Shares to be issued under the A Share Issue will be no more than | ||||||
500,000,000 the exact offering size will be determined by the | ||||||
Board and the lead underwriter the sponsor through negotiations, | ||||||
subject to the level of subscriptions if any ex-right or ex-dividend | ||||||
events, such as entitlement distribution, reserve capitalization or | ||||||
share placement, occur in the period between the date of the | ||||||
Board meeting as defined below approving the A Share Issue | ||||||
and the date of A Share Issue, the respective maximum number of | ||||||
Shares to be issued under the A Share Issue will be subject to | ||||||
corresponding adjustment | ||||||
S.4d | Approve the each of the following items under the resolution | Management | For | For | None | |
concerning the A Share Issue of the Company Target Subscribers | ||||||
Natural persons, legal persons and securities investment funds | ||||||
who maintain A share accounts with the Shanghai Stock | ||||||
Exchange, and other investors as approved by the CSRC save | ||||||
for those investors who are not permitted to subscribe for the A | ||||||
Shares by law, regulation and/or policy of the PRC |
Page 336 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S.4e | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company pre-emptive rights | |||||
of existing A Share Shareholders A portion of the new A Shares | |||||
the proportion of which is to be determined by the Board as | |||||
authorized by the Shareholders at the general meeting and the | |||||
lead underwriter will first be offered to all existing A Share | |||||
Shareholders whose names appeared on the share register on the | |||||
record date on a pro-rata basis any new A Shares not subscribed | |||||
by any existing A Share Shareholders may be allotted and issued | |||||
to other potential investors. In the event that any connected | |||||
person of the Company subscribes for any new A Shares under | |||||
the A Share Issue, the Company shall comply with all relevant | |||||
requirements under the Listing Rules under the A Share Issue, all | |||||
target subscribers are required to settle the subscription in cash | |||||
S.4f | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company by the Shareholder | |||||
Basis for determining the Issue Price the issue price will be no | |||||
less than the lower of i the average trading price of the A Shares | |||||
for the 20 trading days prior to the date of the publication of the | |||||
offering documents, or ii the average trading price of the A | |||||
Shares on the trading day preceding the date of the publication of | |||||
the offering documents | |||||
S.4g | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company method of Issue: | |||||
the A Share Issue will be conducted via a public offer of new A | |||||
Shares through online and offline offering within the meaning of | |||||
the relevant PRC laws and regulations , pursuant to which the | |||||
new A Shares will be offering through the trading system of the | |||||
Shanghai Stock Exchange and through placement by the | |||||
underwriter for the offering, respectively, to investors as approved | |||||
by the CSRC, or other method as approved by the CSRC, the A | |||||
Share Issue to be conducted in due course within six months upon | |||||
approval by the CSRC | |||||
S.4h | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company accumulated profit | |||||
arrangement: upon the completion of the A Share Issue, existing | |||||
the old and new Shareholders will share the undistributed profits | |||||
accumulated prior to the A Share Issue | |||||
S.4i | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company: Place of Listing | |||||
the A Shares issued under the A Share Issue will be traded on the | |||||
Shanghai Stock Exchange | |||||
S.4j | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company effectiveness of the | |||||
Resolution approving the A Share Issue the resolution will be | |||||
effective within 12 months from the date when it is approved at the | |||||
EGM of the Company in addition to approval by this general | |||||
meeting, this resolution is required to be submitted as special | |||||
resolution to the class meetings of Shareholders for consideration | |||||
and approval and the execution is subject to the approval of the | |||||
CSRC, the plan approved by the CSRC shall be final | |||||
S.4k | Approve the each of the following items under the resolution | Management | For | For | None |
concerning the A Share Issue of the Company use of Proceeds: it | |||||
is intended to raise a gross amount of no more than RMB 7 billion | |||||
approximately HKD 8 billion inclusive of issuing expenses | |||||
through the A Share Issue It is currently intended that the | |||||
proceeds raised from the A Share Issue will be used for the | |||||
following projects: 1 building of oilfield service vessel s |
Page 337 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
approximately RMB 2.56 billion approximately HKD 2.9 billion ; 2 | ||||||
building of 200 feet jack-up rig s approximately RMB 1.93 billion | ||||||
approximately HKD 2.2 billion ; 3 building of deep-water AHTS | ||||||
vessel s approximately RMB 1.03 billion approximately HKD 1.2 | ||||||
billion ; 4 building of twelve-streamer seismic vessel s | ||||||
approximately RMB 960 million approximately HKD 1.1 billion ; | ||||||
CONT | ||||||
CONT | CONTD and 5 building of deep-water survey vessel s | Non-Voting | None | |||
approximately RMB 520-million approximately HKD 600 million | ||||||
the Company may invest in the above-projects through utilizing its | ||||||
internal resources before the proceeds from-the A Share Issue is | ||||||
made available to the Company when the proceeds is-available, | ||||||
the Company is authorized to apply the proceeds to any payment | ||||||
due-in relation to the above projects which is incurred before the | ||||||
completion of-the A Share Issue in the event that the proceeds | ||||||
raised from the A Share-Issue is not sufficient for the purpose of | ||||||
the above projects, the Company-will utilize other funding sources | ||||||
to cover the shortfall upon CONT | ||||||
CONT | CONT completion of any of the above projects, the remaining | Non-Voting | None | |||
proceeds raised-from the A Share Issue together with interest | ||||||
accrued thereon , if any, will-be applied in other projects aforesaid, | ||||||
as approved by the Board and-recommended by the independent | ||||||
Directors, the sponsor and the Supervisory-Committee of the | ||||||
Company | ||||||
S.5 | Approve the resolution concerning the authorization given to the | Management | For | For | None | |
Board for handling all relevant matters regarding the A Share | ||||||
Issue in order to effectively complete, in an orderly manner, the A | ||||||
Share Issue by the Company in accordance with laws and | ||||||
regulations including the Company Law of the PRC and the | ||||||
Securities Law of the PRC and the Articles of Association; a | ||||||
authorize Mr. Liu Jian and Mr. Li Yong as the Directors to handle | ||||||
all matters relating to the A Share Issue, including but not limited | ||||||
to making specific determination on the timing of issue, CONTD | ||||||
CONT | CONTD offering size, method of issue, pricing method, issue | Non-Voting | None | |||
price, target-subscribers, offering size and proportion to target | ||||||
subscribers, and offer to-existing Shareholders and other matters | ||||||
relating to the A Share Issue; b-authorize Mr. Liu Jian and Mr. Li | ||||||
Yong as the Directors to sign and execute-all application | ||||||
documents and other necessary documents and agreements- | ||||||
relating to the A Share Issue as required by the relevant | ||||||
Supervisory-departments, stock exchange and approval | ||||||
authorities c Within the scope of-authorization by the general | ||||||
meeting and based on the actual circumstances;-authorize Mr. | ||||||
Liu Jian and Mr. Li Yong as the Directors to adjust the- | ||||||
arrangements for the specific projects which the proceeds of the A | ||||||
Share-Issue will be used for, including the amount of funds, time | ||||||
and method of-implementation of the projects and the priority of | ||||||
the projects CONTD | ||||||
CONT | CONTD d authorize Mr. Liu Jian and Mr. Li Yong, as the | Non-Voting | None | |||
Directors to handle-such relevant matters as share registration | ||||||
and listing, to submit relevant-documents upon completion of the | ||||||
A Share Issue, to amend the Articles of-Association being to | ||||||
amend i Article 16 for the purpose of amending the-total issued | ||||||
ordinary shares of the Company and the shareholding | ||||||
percentage-of the promoter upon completion of the A Share Issue; | ||||||
ii Article 17 for the-purpose of amending the total number of A | ||||||
Shares issued by the Company upon-completion of the A Share | ||||||
Issue, the total number of A Shares held by the-CONTD |
Page 338 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
CONT | CONTD promoter and the A Share Shareholders other than the | Non-Voting | None | ||||
promoter , and-the respective percentages of the promoter, the A | |||||||
Share Shareholders other-than the promoter and the H Share | |||||||
Shareholders in the total issued ordinary-shares of the Company; | |||||||
and iii | Article 20 for the purpose of amending the-total registered | ||||||
capital of the Company upon completion of the A Share-Issue, | |||||||
and carry out relevant registration procedures regarding the | |||||||
change of-the registered capital of the Company; e authorize Mr. | |||||||
Liu Jian and Mr. Li-Yong as a Directors to handle all other relevant | |||||||
matters related to the A-Share Issue; f the authorization as set | |||||||
forth above shall be effective for-12 months commencing from the | |||||||
date of approval of the resolutions at the EGM-of the Company | |||||||
PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT | Non-Voting | None | |||||
OF CONSERVATIVE RECORD DATE-. IF YOU HAVE ALREADY | |||||||
SENT IN YOUR VOTES, PLEASE DO NOT RETURN THIS | |||||||
PROXY FORM-UNLESS YOU DECIDE TO AMEND YOUR | |||||||
ORIGINAL INSTRUCTIONS. THANK YOU. | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212251 | 55P | 100555 | 0 | 24-May-2010 | 17-Jun-2010 |
Page 339 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
CHINA OILFIELD SVCS LTD | ||||||
Security | Y15002101 | Meeting Type | Class Meeting | |||
Ticker Symbol | Meeting Date | 28-Jun-2010 | ||||
ISIN | CNE1000002P4 | Agenda | 702450759 - Management | |||
City | BEIJING | Holding Recon Date | 07-Jun-2010 | |||
Country | China | Vote Deadline Date | 17-Jun-2010 | |||
SEDOL(s) | 6560995 - 7623507 - B01XKQ3 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | ||||
BY CLICKING ON THE URL LINK:- | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100511/LTN2 | ||||||
0100511559.pdf | ||||||
S.1a | Approve to issue under the A Shares in the domestic-listed | Management | For | For | None | |
Renminbi denominated ordinary shares of the Company | ||||||
S.1b | Approve to issue under the A Share Issue has a nominal value of | Management | For | For | None | |
RMB 1.00 each | ||||||
S.1c | Approve to issue under the A Share Issue will be no more than | Management | For | For | None | |
500,000,000. The exact offering size will be determined by the | ||||||
Board and the lead underwriter [the sponsor] through negotiations, | ||||||
subject to the level of subscriptions If any ex-right or ex-dividend | ||||||
events, such as entitlement distribution, reserve capitalization or | ||||||
share placement, occur in the period between the date of the | ||||||
Board meeting [as defined below] approving the A Share Issue | ||||||
and the date of A Share Issue, the respective maximum number of | ||||||
Shares to be issued under the A Share Issue will be subject to | ||||||
corresponding adjustment | ||||||
S.1d | Approve that natural persons, legal persons and securities | Management | For | For | None | |
investment funds who maintain A share accounts with the | ||||||
Shanghai Stock Exchange and other investors as approved by the | ||||||
CSRC [save for those investors who are not permitted to | ||||||
subscribe for the A Shares by law, regulation and/or policy of the | ||||||
PRC] | ||||||
S.1e | Approve that a portion of the new A Shares [the proportion of | Management | For | For | None | |
which is to be determined by the Board [as authorized by the | ||||||
Shareholders at the general meeting] and the lead underwriter] | ||||||
will first be offered to all existing A Share Shareholders whose | ||||||
names appeared on the share register on the record date on a | ||||||
pro-rata basis. Any new A Shares not subscribed by any existing | ||||||
A Share Shareholders may be allotted and issued to other | ||||||
potential investors. In the event that any connected person of the | ||||||
Company subscribes for any new A Shares under the A Share | ||||||
Issue, the Company shall comply with all relevant requirements | ||||||
under the Listing Rules Under the A Share Issue, all target | ||||||
subscribers are required to settle the subscription in cash | ||||||
S.1f | Approve that the issue price will be no less than the lower of [i] the | Management | For | For | None | |
average trading price of the A Shares for the 20 trading days prior | ||||||
to the date of publication of the Offering Documents, or [ii] the | ||||||
average trading price of the A Shares on the trading day | ||||||
preceding the date of publication of the Offering Documents |
Page 340 of 350 | 05-Aug-2010 |
Vote Summary | |||||
S.1g | Approve that the A Share Issue will be conducted via a public offer | Management | For | For | None |
of new A Shares through online and offline offering [within the | |||||
meaning of the relevant PRC laws and regulations], pursuant to | |||||
which the new A Shares will be offering through the trading | |||||
system of the Shanghai Stock Exchange and through placement | |||||
by the underwriter for the offering, respectively, to investors as | |||||
approved by the CSRC, or other method as approved by the | |||||
CSRC; the A Share Issue, if approved by the CSRC, shall be | |||||
conducted in due course within six months thereafter | |||||
S.1h | Approve that the issue upon the completion of the A Share Issue, | Management | For | For | None |
both the existing and new Shareholders will share the | |||||
undistributed profits accumulated prior to the A Share Issue | |||||
S.1i | Approve that the A Shares issued under the A Share Issue will be | Management | For | For | None |
traded on the Shanghai Stock Exchange | |||||
S.1j | Approve that the resolution will be effective within 12 months from | Management | For | For | None |
the date when it is approved at the EGM of the Company; in | |||||
addition to approval by this general meeting, this resolution is | |||||
required to be submitted as special resolution to the class | |||||
meetings of Shareholders for consideration and approval and the | |||||
execution is subject to the approval of the CSRC; the plan | |||||
approved by the CSRC shall be final | |||||
S.1k | Approve to raise a gross amount of no more than RMB 7 billion | Management | For | For | None |
[approximately HKD 8 billion] [inclusive of issuing expenses] | |||||
through the A Share Issue. It is currently intended that the | |||||
proceeds raised from the A Share Issue will be used for the | |||||
following projects: [1] building of oilfield service vessel[s] | |||||
[approximately RMB2.56 billion [approximately HKD 2.9 billion]]; | |||||
[2] building of 200 feet jack-up rig[s] [approximately RMB 1.93 | |||||
billion [approximately HKD 2.2 billion]]; [3] building of deep-water | |||||
AHTS vessel[s] [approximately RMB 1.03 billion [approximately | |||||
HKD 1.2 billion]]; [4] building of twelve-streamer seismic vessel[s] | |||||
[approximately RMB 960 million [approximately HKD 1.1 billion]; | |||||
and [5] building of deep-water survey vessel[s] [approximately | |||||
RMB520 million [approximately HKD 600 million]; the Company | |||||
may invest in the above projects through utilizing its internal | |||||
resources before the proceeds from the A Share Issue is made | |||||
available to the Company. When the proceeds is available; | |||||
authorize the Company to apply the proceeds to any injected | |||||
capital in relation to the above projects which is incurred before | |||||
the completion of the A Share Issue. 4 In the event that the | |||||
proceeds raised from the A Share Issue is not sufficient for the | |||||
purpose of the above projects, the Company will utilize other | |||||
funding sources to cover the shortfall. Upon completion of any of | |||||
the above projects, CONT the remaining proceeds raised from | |||||
the A Share Issue [together with interest accrued thereon], if any, | |||||
will be applied in other projects aforesaid, as approved by the | |||||
Board and recommended by the independent Directors, the | |||||
sponsor and the supervisory committee of the Company | |||||
S.2 | Authorize the Board for handling all relevant matters regarding the | Management | For | For | None |
A Share Issue be and is hereby approved; in order to effectively | |||||
complete, in an orderly manner, the A Share Issue by the | |||||
Company in accordance with laws and regulations including the | |||||
Company Law of the PRC and the Securities Law of the PRC and | |||||
the Articles of Association, the following be and are hereby | |||||
approved; [a] authorize the Directors Mr. Liu Jian and Mr. Li Yong, | |||||
both to handle all matters relating to the A Share Issue, including | |||||
but not limited to making specific determination on the timing of | |||||
issue, offering size, method of issue, pricing method, issue price, | |||||
target subscribers, offering size and proportion to target | |||||
subscribers, and offer to existing Shareholders and other matters | |||||
relating to the A Share Issue; [b] authorize the Directors Mr. Liu |
Page 341 of 350 | 05-Aug-2010 |
Vote Summary | |||||
Jian and Mr. Li Yong, both to sign and execute all application | |||||
documents and other necessary documents and agreements | |||||
relating to the A Share Issue as required by the relevant | |||||
supervisory departments, stock exchange and approval | |||||
authorities; [c] authorize the Directors and based on the actual | |||||
circumstances, Mr. Liu Jian and Mr. Li Yong, both being Directors, | |||||
to adjust the arrangements for the specific projects which the | |||||
proceeds of the A Share Issue will be used for, including the | |||||
amount of funds, time and method of implementation of the | |||||
projects and the priority of the projects; [d] authorize the Directors | |||||
Mr. Liu Jian and Mr. Li Yong, both to handle such relevant matters | |||||
as share registration and listing, to submit relevant documents | |||||
upon completion of the A Share Issue, to amend the Articles of | |||||
Association [being to amend [i] Article 16 for the purpose of | |||||
amending the total issued ordinary shares of the Company and | |||||
the shareholding percentage of the promoter upon completion of | |||||
the A Share Issue; [ii] Article 17 for the purpose of amending the | |||||
total number of A Shares issued by the Company upon completion | |||||
of the A Share Issue, the total number of A Shares held by the | |||||
promoter and the A Share Shareholders [other than the promoter], | |||||
and the respective percentages of the promoter, the A Share | |||||
Shareholders [other than the promoter] and the H Share | |||||
Shareholders in the total issued ordinary shares of the Company; | |||||
and [iii] Article 20 for the purpose of amending the total registered | |||||
capital of the Company] upon completion of the A Share Issue, | |||||
and carry out relevant registration procedures regarding the | |||||
change of the registered capital of the Company; [e] authorize the | |||||
Directors Mr. Liu Jian and Mr. Li Yong, both to handle all other | |||||
relevant matters related to the A Share Issue; [f] authorize to set | |||||
forth above shall be effective for 12 months commencing from the | |||||
date of approval of the resolutions at the EGM of the Company | |||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed |
Shares | |||||
212251 | 55P | 100555 | 0 | 26-May-2010 | 17-Jun-2010 |
Page 342 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||
Emerging Global Shares Dow Jones Emerging Markets Metals & Mining Titans Index Fund | ||||||
OJSC MMC NORILSK NICKEL | ||||||
Security | 46626D108 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 28-Jun-2010 | ||||
ISIN | US46626D1081 | Agenda | 702471107 - Management | |||
City | MOSCOW | Holding Recon Date | 21-May-2010 | |||
Country | Russian Federation | Vote Deadline Date | 17-Jun-2010 | |||
SEDOL(s) | 2768243 - 7152443 - B114RK6 - B54SPL0 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
1 | Approve MMC Norilsk Nickel's 2009 annual report | Management | For | For | None | |
2 | Approve MMC Norilsk Nickel's 2009 annual accounting | Management | For | For | None | |
statements including profit and loss statement | ||||||
3 | Approve the distribution of MMC Norilsk Nickel's profits and losses | Management | For | For | None | |
for 2009 as per the recommendation of the Board of Directors | ||||||
4 | Approve to pay-out dividends on MMC Norilsk Nickel's shares for | Management | For | For | None | |
the year 2009 in the amount RUB 210 per ordinary share | ||||||
0000 | PLEASE NOTE THAT CUMULATIVE VOTING APPLIES TO THIS | Non-Voting | None | |||
RESOLUTION REGARDING THE EL-ECTION OF DIRECTORS. | ||||||
STANDING INSTRUCTIONS HAVE BEEN REMOVED FOR THIS | ||||||
MEETING.-PLEASE NOTE THAT ONLY A VOTE "FOR" THE | ||||||
DIRECTOR WILL BE CUMULATED. PLEASE CON-TACT YOUR | ||||||
CLIENT SERVICE REPRESENTATIVE IF YOU HAVE ANY | ||||||
QUESTIONS. | ||||||
5.1 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Dmitry O. Afanasiev as a Member of the | ||||||
Board of Directors | ||||||
5.2 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Boris Bakal as a Member of the Board of | ||||||
Directors | ||||||
5.3 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Alexey V. Bashkirov as a Member of the | ||||||
Board of Directors | ||||||
5.4 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Andrey E. Bougrov as a Member of the | ||||||
Board of Directors | ||||||
5.5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Olga V. Voitovich as a Member of the | ||||||
Board of Directors | ||||||
5.6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Alexander S. Voloshin as a Member of | ||||||
the Board of Directors | ||||||
5.7 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Artem O. Volynets as a Member of the | ||||||
Board of Directors | ||||||
5.8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Vadim V. Geraskin as a Member of the | ||||||
Board of Directors | ||||||
5.9 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Maxim A. Goldman as a Member of the | ||||||
Board of Directors | ||||||
5.10 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None | |
PROPOSAL: Election of Oleg V. Deripaska as a Member of the | ||||||
Board of Directors |
Page 343 of 350 | 05-Aug-2010 |
Vote Summary | |||||
5.11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Marianna A. Zakharova as a Member of | |||||
the Board of Directors | |||||
5.12 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Olga N. Zinovieva as a Member of the | |||||
Board of Directors | |||||
5.13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Natalia V. Kindikova as a Member of the | |||||
Board of Directors | |||||
5.14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Andrey A. Klishas as a Member of the | |||||
Board of Directors | |||||
5.15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Dmitry R. Kostoev as a Member of the | |||||
Board of Directors | |||||
5.16 | Election of Bradford Alan Mills as a Member of the Board of | Management | For | For | None |
Directors | |||||
5.17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Oleg M. Pivovarchuk as a Member of the | |||||
Board of Directors | |||||
5.18 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Dmitry V. Razumov as a Member of the | |||||
Board of Directors | |||||
5.19 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Petr I. Sinshinov as a Member of the | |||||
Board of Directors | |||||
5.20 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Tatiana V. Soina as a Member of the | |||||
Board of Directors | |||||
5.21 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Maxim M. Sokov as a Member of the | |||||
Board of Directors | |||||
5.22 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Vladislav A. Soloviev as a Member of the | |||||
Board of Directors | |||||
5.23 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Vladimir I. Strzhalkovsky as a Member of | |||||
the Board of Directors | |||||
5.24 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Vasily N. Titov as a Member of the Board | |||||
of Directors | |||||
5.25 | Election of John Gerad Holden as a Member of the Board of | Management | For | For | None |
Directors | |||||
CMMT | PLEASE NOTE THAT ALTHOUGH THERE ARE 7 CANDIDATES | Non-Voting | None | ||
TO BE ELECTED AS MEMBERS OF T-HE REVISION | |||||
COMMISSION, THERE ARE ONLY 5 VACANCIES AVAILABLE | |||||
TO BE FILLED AT T-HE MEETING. THE STANDING | |||||
INSTRUCTIONS FOR THIS MEETING WILL BE DISABLED AND, | |||||
I-F YOU CHOOSE, YOU ARE REQUIRED TO VOTE FOR ONLY | |||||
5 OF THE 7 MEMBERS OF THE REVI-SION COMMISSION. | |||||
THANK YOU. | |||||
6.1 | Election of Petr V. Voznenko as a Member of the Revision | Management | For | For | None |
Commission | |||||
6.2 | Election of Alexey A. Kargachov as a Member of the Revision | Management | For | For | None |
Commission | |||||
6.3 | Election of Elena A. Mukhina as a Member of the Revision | Management | For | For | None |
Commission | |||||
6.4 | Election of Dmitry V. Pershinkov as a Member of the Revision | Management | For | For | None |
Commission |
Page 344 of 350 | 05-Aug-2010 |
Vote Summary | |||||
6.5 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | For | Against | None |
PROPOSAL: Election of Tatiana V. Potarina as a Member of the | |||||
Revision Commission | |||||
6.6 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER | Shareholder | None | ||
PROPOSAL: Election of Tamara A. Sirotkina as a Member of the | |||||
Revision Commission | |||||
6.7 | Election of Sergey G. Khodacevich as a Member of the Revision | Management | None | ||
Commission | |||||
7 | Approve the Rosexpertiza LLC as the Auditor of MMC Norilsk | Management | For | For | None |
Nickel's 2009 Russian accounting statements | |||||
8.1 | Approve the principle amount of remuneration to be paid to an | Management | For | For | None |
Independent Director shall be USD 62,500 per quarter [to be paid | |||||
in Russian Rubles at the exchange rate fixed by the Bank of | |||||
Russia on the day of payment] and that expenses in the amount of | |||||
up to RUB 2 million year shall be reimbursed upon presentation of | |||||
document proof, the above mentioned sum is gross of taxes and | |||||
charges applicable, if an Independent Director presides over a | |||||
Board Committee to establish that the additional remuneration in | |||||
the amount of USD 31,250 per quarter, shall be paid to such | |||||
Independent Director for each presided Committees [to be paid in | |||||
Russian Rubles at the exchange rate fixed by the bank of Russian | |||||
on the Day of payment] the above mentioned sum is gross of | |||||
taxes and charges applicable, to establish that the principle | |||||
amount of remuneration to be paid to Chairman of the Board of | |||||
Directors, in case he is an Independent Director, shall be USD | |||||
2,500,000 per year [to be paid in Russian Rubbles at the | |||||
exchange rate fixed by the Bank of Russia on the day of | |||||
payment], the above mentioned sum is gross of taxes and | |||||
charges applicable, to establish that the amount of annual bonus | |||||
to be paid to a Chairman of the Board of Directors, in case he is | |||||
an Independent Director, shall be USD 3,000,000 per year [to be | |||||
paid in Russian Rubles at the exchange rate fixed by the bank of | |||||
Russia on the day of payment], the above mentioned sum is gross | |||||
of taxes and charges applicable, remuneration sums mentioned in | |||||
clauses 1, 2, 3 and 4 of this resolution shall be paid for the period | |||||
from 29 JUN 2010 and to date, on which the term of the | |||||
respective Independent Director will end and/ or until he/she | |||||
ceases to carry out his/her professional duties as Chairman of the | |||||
Committee respectively | |||||
8.2 | Approve the Incentive Program - Option Plan for Independent | Management | For | For | None |
Directors of MMC Norilsk Nickel, to establish that the program will | |||||
be valid from 29 JUN 2010 to 30 JUN 2011 | |||||
9 | Approve the value of property being the subject of interrelated | Management | For | For | None |
transactions to indemnify Members of the Board of Directors and | |||||
Members of the Management Board of OJSC MMC Norilsk Nickel | |||||
against damages the aforementioned persons may incur in their | |||||
respective positions specified above shall not exceed USD | |||||
115,000,000 for each transaction | |||||
10 | Approve the interrelated transactions, to which all the Members of | Management | For | For | None |
the Board of Directors and Members of the Management Board of | |||||
OJSC MMC Norilsk Nickel are interested parties, and which | |||||
involve the obligations of OJSC MMC Norilsk Nickel to indemnify | |||||
Members of the Board of Directors and Members of the | |||||
Management Board of OJSC MMC Norilsk Nickel against | |||||
damages the aforementioned persons may incur in their | |||||
respective positions specified above, shall not exceed USD | |||||
115,000,000 for each such person |
Page 345 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
11 | Approve that the value of services involving liability insurance for | Management | For | For | None | ||
members of the Board of Directors and Members of the | |||||||
Management Board of OJSC MMC Norilsk Nickel with liability | |||||||
limited to USD 150,000,000 and additional insurance coverage | |||||||
limit of USD 50,000,000 shall not exceed USD 1,200,000 | |||||||
12 | Approve the transaction, to which all Members of the Board of | Management | For | For | None | ||
Directors and the Members of the Management Board of OJSC | |||||||
MMC Norilsk Nickel are interested parties, involving liability | |||||||
insurance for Members of the Board of Directors and Members of | |||||||
the Management Board of OJSC MMC Norilsk Nickel who will be | |||||||
beneficiary parties to the transaction by a Russian Insurance | |||||||
Company, for the 1 year term with liability limited to USD | |||||||
150,000,000 and additional insurance coverage limit of USD | |||||||
�� | 50,000,000 and with premium to insurer not exceeding USD | ||||||
1,200,000 | |||||||
13 | Approve the interrelated transactions between OJSC MMC Norilsk | Management | For | For | None | ||
Nickel and CJSC Normetimpex considered to be interested parties | |||||||
transaction under which OJSC MMC Norilsk Nickel delegates | |||||||
CJSC Normetimpex execution of legal and other actions, | |||||||
envisaged at sales in domestic and international market till DEC | |||||||
2013 inclusive, belongings of OSJC MMC Norilsk Nickel, nickel | |||||||
and nickel products in the amount up to 240,000 tonnes, copper | |||||||
products in the amount up to 450,000 tonnes, cobalt and cobalt | |||||||
products in the amount up to 5,000 tonnes, platinum and platinum | |||||||
products in the amount up to 100 kg, palladium products in the | |||||||
amount up to 5 kg gold in the amount up to 4,500 kg silver in the | |||||||
amount up to 75,000 kg selenium in the amount up to 100 tonnes, | |||||||
tellurium in the amount up to 1 tonnes, sulfur in the amount up to | |||||||
200,000 tonnes at preliminary agreed terms and conditions with | |||||||
OJSC MMC Morilsk Nickel, information on subject, price and other | |||||||
important terms and conditions of the transactions to be approved | |||||||
are stated in orders [Annex1-2], in main pricing conditions for | |||||||
export and domestic sales of the Company's goods [Annex9] to | |||||||
engagement agreement N2HH/581-2009 dated 28 AUG 2009 | |||||||
[Annex4] Commissioning agreement N2HH/1001-2009 dated 21 | |||||||
DEC 2009 | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212246 | 55P | 26072 | 0 | 08-Jun-2010 | 17-Jun-2010 | ||
212248 | 55P | 120780 | 0 | 08-Jun-2010 | 17-Jun-2010 |
Page 346 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
Emerging Global Shares INDXX China Infrastructure Index Fund | ||||||||
CHINA RY GROUP LTD | ||||||||
Security | Y1509D116 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Jun-2010 | ||||||
ISIN | CNE1000007Z2 | Agenda | 702408659 - Management | |||||
City | BEIJING | Holding Recon Date | 08-Jun-2010 | |||||
Country | China | Vote Deadline Date | 18-Jun-2010 | |||||
SEDOL(s) | B297KM7 - B29W8X9 - B2NYS31 | Quick Code | ||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
CMMT | PLEASE NOTE THAT THE COMPANY NOTICE IS AVAILABLE | Non-Voting | None | |||||
BY CLICKING ON THE URL LINK- | ||||||||
http://www.hkexnews.hk/listedco/listconews/sehk/20100429/LTN2 | ||||||||
01004291493.pdf | ||||||||
1 | Approve the report of the Board of Directors of the Company FYE | Management | For | For | None | |||
31 DEC 2009 | ||||||||
2 | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |||
FYE 31 DEC 2009 | ||||||||
3 | Approve the work report of Independent Directors of the Company | Management | For | For | None | |||
FYE 31 DEC 2009 | ||||||||
4 | Approve the audited consolidated financial statements of the | Management | For | For | None | |||
Company FYE 31 DEC 2009 | ||||||||
5 | Re-appoint Deloitte Touche Tohmatsu as the Company's | Management | For | For | None | |||
international Auditors and Deloitte Touche Tohmatsu CPA Ltd. as | ||||||||
the Company's domestic Auditors for a term ending at the next | ||||||||
AGM of the Company and to authorize the Board of Directors of | ||||||||
the Company to determine their remuneration | ||||||||
6 | Approve the Profit Distribution Plan of the Company FYE 31 DEC | Management | For | For | None | |||
2009 | ||||||||
7 | Approve the adjustments to the remuneration for the Independent | Management | For | For | None | |||
Directors of the Company | ||||||||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
212246 | 55P | 88000 | 0 | 03-May-2010 | 18-Jun-2010 | |||
522362 | 55P | 501000 | 0 | 03-May-2010 | 18-Jun-2010 |
Page 347 of 350 | 05-Aug-2010 |
Vote Summary | ||||||
Emerging Global Shares Dow Jones Emerging Markets Financials Titans Index Fund | ||||||
PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | ||||||
Security | Y69790106 | Meeting Type | Annual General Meeting | |||
Ticker Symbol | Meeting Date | 29-Jun-2010 | ||||
ISIN | CNE1000003X6 | Agenda | 702430149 - Management | |||
City | SHENZHEN | Holding Recon Date | 27-May-2010 | |||
Country | China | Vote Deadline Date | 18-Jun-2010 | |||
SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 | Quick Code | ||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |
Management | Recommendation | |||||
PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING | Non-Voting | None | ||||
ID 695378 DUE TO ADDITION OF-RESOLUTION. ALL VOTES | ||||||
RECEIVED ON THE PREVIOUS MEETING WILL BE | ||||||
DISREGARDED AND-YOU WILL NEED TO REINSTRUCT ON | ||||||
THIS MEETING NOTICE. THANK YOU. | ||||||
PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING | Non-Voting | None | ||||
INFORMATION IS AVAILABLE BY CLIC-KING ON THE | ||||||
MATERIAL URL LINK: | ||||||
http://www.hkexnews.hk/listedco/listconews/sehk- | ||||||
/20100427/LTN201004271129.pdf & | ||||||
http://www.hkexnews.hk/listedco/listconews/seh- | ||||||
k/20100511/LTN20100511535.pdf | ||||||
1. | Approve the report of the Board of Directors of the Company for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
2. | Approve the report of the Supervisory Committee of the Company | Management | For | For | None | |
for the YE 31 DEC 2009 | ||||||
3. | Approve the annual report of the Company and its summary for | Management | For | For | None | |
the YE 31 DEC 2009 | ||||||
4. | Approve the report of the Auditors and audited financial | Management | For | For | None | |
statements of the Company for the YE 31 DEC 2009 | ||||||
5. | Approve the profit distribution plan and the recommendation for | Management | For | For | None | |
the final dividend for the YE 31 DEC 2009 | ||||||
6. | Re-appointment of Ernst & Young Hua Ming as the PRC Auditors | Management | For | For | None | |
and Ernst & Young as the international Auditors of the Company | ||||||
to hold office until the conclusion of the next AGM and to authorize | ||||||
the Board of Directors to fix their remuneration | ||||||
7. | Appointment of Mr. David Fried as a Non-executive Director of the | Management | For | For | None | |
Company | ||||||
S.8 | Amend the Articles of Association of the Company, and to | Management | For | For | None | |
authorize the Board of Directors to make further amendments to | ||||||
the Articles of Association of the Company that it considers | ||||||
necessary, appropriate or expedient in accordance with the | ||||||
applicable laws and regulations, and the requirements of China | ||||||
Insurance Regulatory Commission and other relevant regulatory | ||||||
authorities | ||||||
S.9 | Approve to give a general mandate to the Board of Directors to | Management | For | For | None | |
issue, allot and deal with additional H shares not exceeding 20% | ||||||
of the H shares of the Company in issue and authorize the Board | ||||||
of Directors to make corresponding amendments to the Articles of | ||||||
Association as it thinks fit so as to reflect the new capital structure | ||||||
upon the allotment or issuance of shares | ||||||
To consider and review the Performance Report of the Directors | Non-Voting | None | ||||
for the Year 20-09 of the Company |
Page 348 of 350 | 05-Aug-2010 |
Vote Summary | |||||||
To consider and review the "Report on Connected Transactions | Non-Voting | None | |||||
and Implementatio-n of Management System of Connected | |||||||
Transactions for 2009 | |||||||
10. | Approve the holders of the 299,088,758 H shares of the Company | Management | For | For | None | ||
which were newly issued on 06 MAY 2010 are entitled to receive | |||||||
the final dividend for the YE 31 DEC 2009, if any, as the other | |||||||
shareholders of the Company are entitled to | |||||||
S.11 | Approve the proposed further amendments to the Articles of | Management | For | For | None | ||
Association of the Company as set out in Appendix I to the | |||||||
supplemental circular to be dispatched to shareholders of the | |||||||
Company on 11 MAY 2010; and authorize the Chairman of the | |||||||
Board of Directors or a person authorized by him to make | |||||||
appropriate amendments to the Articles of Association whenever | |||||||
necessary in the process of submitting the same for approval, as | |||||||
required from time to time by the relevant regulatory authorities, | |||||||
administration of industry and commerce as well as the stock | |||||||
exchanges | |||||||
Account Number | Custodian | Ballot Shares | Unavailable | Vote Date | Date Confirmed | ||
Shares | |||||||
212247 | 55P | 51800 | 0 | 17-May-2010 | 18-Jun-2010 |
Page 349 of 350 | 05-Aug-2010 |
Vote Summary | ||||||||
Emerging Global Shares Dow Jones Emerging Markets Titans Composite Index | ||||||||
CEZ A.S., PRAHA | ||||||||
Security | X2337V121 | Meeting Type | Annual General Meeting | |||||
Ticker Symbol | Meeting Date | 29-Jun-2010 | ||||||
ISIN | CZ0005112300 | Agenda | 702463768 - Management | |||||
City | PRAGUE | Holding Recon Date | 22-Jun-2010 | |||||
Country | Czech Republic | Vote Deadline Date | 23-Jun-2010 | |||||
SEDOL(s) | 5624030 - 5626995 - B02VK11 - B1G91T3 - | Quick Code | ||||||
B28FR10 | ||||||||
Item | Proposal | Type | Vote | For/Against | Preferred Provider | |||
Management | Recommendation | |||||||
1 | Opening, election of the general meeting Chairman, minutes clerk, | Management | For | For | None | |||
minutes verifiers and persons authorized to count the votes | ||||||||
2 | Receive the Board of Directors report on the business activity of | Management | For | For | None | |||
the Company and on the state of its assets for the year 2009; | ||||||||
overall explanation report according to Section 118 Article 8 of the | ||||||||
Act on business activities on the | Capital Market | |||||||
3 | Receive the Supervisory Board report on the results of control | Management | For | For | None | |||
activities | ||||||||
4 | Receive the Audit Committee report on the results of activities | Management | For | For | None | |||
5 | Approve the financial statement of CEZ, A. S. and consolidated | Management | For | For | None | |||
financial statement of CEZ group for the year 2009 | ||||||||
6 | Approve the decision on distribution of profit of CEZ, A. S. in the | Management | For | For | None | |||
year 2009 | ||||||||
7 | Approve the decision on amendment to the Company's Articles of | Management | For | For | None | |||
Association | ||||||||
8 | Approve the decision on providing approval of the contract of | Management | For | For | None | |||
deposit of part of the enterprise Power Plant Chvaletice to a | ||||||||
subsidiary Company | ||||||||
9 | Approve the decision on the volume of financial means for making | Management | For | For | None | |||
donations in the year 2011 | ||||||||
10 | Approve the confirmation of co-opting, recall and election of the | Management | For | For | None | |||
Supervisory Board Members | ||||||||
11 | Approve the contracts for performance of the function of | Management | For | For | None | |||
Supervisory Board Member's | ||||||||
12 | Approve to recall and election of the Members of the Audit | Management | For | For | None | |||
Committee | ||||||||
13 | Approve the contracts for performance of the function of Audit | Management | For | For | None | |||
Committee Members | ||||||||
14 | Conclusion | Management | For | For | None | |||
Account Number | Custodian | Ballot Shares | Unavailable Shares | Vote Date | Date Confirmed | |||
212246 | 55P | 3449 | 0 | 02-Jun-2010 | 23-Jun-2010 |
Page 350 of 350 | 05-Aug-2010 |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) EGA Emerging Global Shares Trust | ||
By: | /s/ Robert C. Holderith | |
Name: | Robert C. Holderith | |
Title: | President | |
Date: | August 20, 2010 |