UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22375
PIMCO Equity Series
(Exact name of registrant as specified in charter)
840 Newport Center Drive, Newport Beach, CA 92660
(Address of principal executive offices) (Zip code)
Neel T. Kashkari
840 Newport Center Drive
Newport Beach, CA 92660
(Name and address of agent for service)
Copies to:
Brendan Fox
Dechert LLP
1775 I Street, N.W.
Washington, D.C. 20006
Registrant’s telephone number, including area code: 1-800-927-4648
Date of fiscal year end: June 30
Date of reporting period: April 14, 2010 (commencement date) - June 30, 2010
Item 1. Proxy Voting Record
PIMCO Equity Series (the “Registrant”) is an open-end management investment company consisting of one separate operational portfolio (the “Fund”) for the period ending June 30, 2010. The following provides the proxy voting record for the Fund. The Fund held portfolio securities for which certain matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2010 with respect to which the Registrant was entitled to vote on behalf of the Fund.
(a) | (b) | (c) | (d) | (e) | (f) | (g) | (h) | (i) | ||||||||||
Fund Name | Security Issuer Name | Exchange | Cusip or ISIN | Security Holder Meeting Date | Agenda Item Description | Proposed by Issuer or Share Holder | Voted Cast (Y/N)? | Vote Cast “For”, “Against” or “Abstain” | Vote Cast “For” or “Against” Management | |||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Extend Authorization to Increase Share Capital by up to DKK 1 Billion to March 1, 2015 | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Extend Authorization to Increase Share Capital by up to DKK 50 Million to Employees Until March 1, 2015 | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Approve Issuance of Convertible Bonds without Preemptive Rights by up to DKK 1 Billion; Approve Creation of Pool of Capital to Guarantee Conversion Rights | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Move Secondary Names to Newly Created Article 22 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Add Reference to Article 22 in Article 1 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Editorial Change of Danish Wording | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Specify VP Investor Services A/S as Company’s Share Registrar | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Amend Location of General Meeting to Include Other Locations in Central Jutland Region | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Set Deadline for Submitting Shareholder Proposals | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Right to Convene an Extraordinary General Meeting | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Set Notification Date for Admission Tickets, Proxy Voting, and Adviser Accompaniment | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Editorial Amendment of Name of Legislation | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Editorial Change of Danish Wording | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Deadline and Method of Notification of General Meeting | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Matters on Notice of Annual General Meeting | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Avaliability of Agenda of General Meeting and Annual Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Stipulate that Proxies can be Granted for an Unlimited Period | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Set Deadline for Voting Right of Shares Acquired Through Transfer | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | K55633117 | 21-Apr-10 | Amend Articles Re: Set Amount of Shares to 64.8 Million Shares; Delete Specification Reading “Shares of DKK 10 Each or Multiples Thereof” | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Repurchase of Shares and Reissuance of Repurchased Shares in Connection with Incentive Arrangements | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Instruct Board to Direct Management to Ensure that Orkla Finans’ Operations Are Grounded at All Times in Adequate Expertise and Satisfactory Ethical Guidelines | Share Holder | Yes | Against | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Allocation of Income and Dividends of NOK 2.25 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Authorize Repurchase of Shares and Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Issuance of 72 Million Shares without Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Reelect Andresen, Kreutzer, Bjerke, Houg, Pettersson, Waersted, Windfeldt, Svarva, Mejdell, Blystad, Selte and Venold as Members of Corporate Assembly; Elect Flinder and Brautaset as New Members; Elect Six Deputies | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Elect Olaug Svarva, Idar Kreutzer and Leiv Askvig as Members of Nominating Committee | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Elect Idar Kreutzer as Chairman of Nominating Committee | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Remuneration of Members of Corporate Assembly in the Amount of NOK 130,000 per Year for Chairman, NOK 32,500 per Year for Vice-Chairman and NOK 6,500 per Meeting Attended for Other Members | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Remuneration for Nomination Committee Work in the Amount of NOK 6,500 per Meeting for the Chair and NOK 4,500 per Meeting for Other Members | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Guidelines for Nomination Committee | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 22-Apr-10 | Approve Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Adopt Financial Statements and Directors’ Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Declare Final Dividend of SGD 0.23 Per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reelect Lim Hock San as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reelect Oon Kum Loon as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reelect Lee Boon Yang as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reelect Alvin Yeo Khirn Hai as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reelect Tong Chong Heong as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reelect Sven Bang Ullring as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Directors’ Fees Aggregating SGD 1.1 Million in Cash (2008: SGD 570,000) and Award of 30,000 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Special Remuneration of SGD 250,000 to Lim Chee Onn for the Period of Jan. 1, 2009 to June 30, 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Award of Additional 4,500 Ordinary Shares to Lee Boon Yang as Payment in Part of His Remuneration for the Year Ended Dec. 31, 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Issuance of Shares with or without Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Authorize Share Repurchase Program | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Mandate for Transactions with Related Parties | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Adoption of the KCL Restricted Share Plan | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 23-Apr-10 | Approve Adoption of the KCL Performance Share Plan | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Approve Transaction with Jean Paul Agon Re: Amendment to Employment Contract | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Reelect Marc Ladreit de Lacharriere as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Reelect Sir Lindsay Ownen-Jones as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Reelect Jean Paul Agon as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Reelect Francisco Castaner as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Reelect Charles-Henri Filippi as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Reelect Xavier Fontanet as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Renew Appointments of PricewaterhouseCoopers Audit as Auditor and of Yves Nicolas as Alternate Auditor | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Renew Appointment of Deloitte and Associes as Auditor and Appoint BEAS as Alternate Auditor | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | L Oreal | F58149133 | 27-Apr-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Approve Final Dividend | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Re-elect Ana Llopis as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Re-elect Christine Morin-Postel as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Re-elect Anthony Ruys as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Elect Richard Burrows as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Adopt New Articles of Association | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | British American Tobacco plc | G1510J102 | 28-Apr-10 | Amend Articles of Association | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Elect Reuben Jeffery III as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Re-elect Marcus Agius as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Re-elect David Booth as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Re-elect Sir Richard Broadbent as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Re-elect Sir Michael Rake as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Re-elect Sir Andrew Likierman as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Re-elect Chris Lucas as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Reappoint PricewaterhouseCoopers LLP Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Authorise the Company to Call EGM with Two Weeks Notice | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Adopt New Articles of Association | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Barclays plc | G08036124 | 30-Apr-10 | Approve SAYE Share Option Scheme | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Reappoint Ernst & Young Ltd, Hamilton, Bermuda as Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-elect John Bishop as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-elect Jens Juul as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-elect Martin Thomas as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-elect Neil McConachie as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Reappoint Ernst & Young Ltd, Hamilton, Bermuda as Auditors of Lancashire Insurance Company Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Fix Number of Directors at Ten | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint Simon Burton as Director of LICL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint Jens Juul as Director of LICL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint Colin Alexander as Director of LICL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint Elaine Whelan as Director of LICL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint Charles Mathias as Director of LICL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Appoint Sylvain Perrier as Director of LICL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Reappoint Ernst & Young, Dubai as Auditors of Lancashire Marketing Services (Middle East) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Retire John Melcon as Director of LMEL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Retire Paul Gregory as Director of LMEL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint John Melcon as Director of LMEL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | G5361W104 | 04-May-10 | Re-appoint Paul Gregory as Director of LMEL | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Approve Financial Statements and Auditor’s Report and Declare Final Dividend | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Reelect Adam Keswick as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Reelect Ben Keswick as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Reelect Lord Leach of Fairford as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Reelect Giles White as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Authorize Issue of Equity or Equity-Linked Securities with Pre-emptive Rights up to Aggregate Nominal Amount of $53.2 Million and without Preemptive Rights up to Aggregate Nominal Amount of $7.9 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | G50736100 | 06-May-10 | Authorize Share Repurchase Program | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Approve Discharge of Management Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Approve Discharge of Supervisory Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Approve Remuneration System for Management Board Members | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 5 Billion; Approve Creation of EUR 175 Million Pool of Capital to Guarantee Conversion Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | E.ON AG (formerly Veba AG) | D24914133 | 06-May-10 | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Approve Financial Statements and Auditor’s Report and Declare Final Dividend | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Reelect Simon Keswick as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Reelect Percy Weatherall as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Approve Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Authorize Purchase of Shares in Parent Company, Jardine Matheson Holdings Ltd. | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Authorize Issue of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of $18.5 Million and without Preemptive Rights up to Aggregate Nominal Amount of $2.7 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | G50764102 | 06-May-10 | Authorize Share Repurchase Program | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Re-elect Adrian Bellamy as Director | Issuer | Yes | Abstain | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Re-elect Peter Harf as Director | Issuer | Yes | Abstain | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Approve Final Dividend | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Re-elect Colin Day as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Re-elect Kenneth Hydon as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Re-elect Judith Sprieser as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Elect Richard Cousins as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Elect Warren Tucker as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 06-May-10 | Adopt New Articles of Association | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Reelect Louis Schweitzer as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Acknowledge Auditors’ Special Report Mentioning the Absence of New Related-Party Transactions | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Elect Michel Tilmant as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Elect Emiel Van Broekhoven as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Elect Meglena Kuneva as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Elect Jean Laurent Bonnafe as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 975,000 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 1 Billion | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 350 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Capital Increase of Up to EUR 350 Million for Future Exchange Offers | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 8 to 10 at EUR 350 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Capitalization of Reserves of Up to EUR 1 Billion for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Set Total Limit for Capital Increase to Result from Issuance Requests under Items 7 to 10 at EUR1 Billion | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Approve Merger by Absorption of Fortis Banque France | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Amend Bylaws to Remove All References to Preferred Stock (Class B) Suscribed by SPPE on March 31, 2009; And Adopt new Version of Bylaws | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | BNP Paribas | F1058Q238 | 12-May-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Direct the Audit Committee or a Risk Committee of the Board to Commission and Review a Report on Investment Risks Associated with Future Canadian Oil Sands Projects | Share Holder | Yes | Against | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Reappoint Ernst & Young LLP as Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Jacques Aigrain as Director of the Company | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Gerardo Arostegui as Director of the Company | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Mel Carvill as Director of the Company | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Gerhard Roggemann as Director of the Company | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Re-elect Michael Biggs as Director of the Company | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Re-elect Peter Niven as Director of the Company | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect David Allvey as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Evelyn Bourke as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Clive Cowdery as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Nicholas Lyons as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Trevor Matthews as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Robin Phipps as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Gerhard Roggemann as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Derek Ross as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect John Tiner as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Elect Sir Malcolm Williamson as Director of Friends Provident Holdings (UK) Limited | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Approve Final Dividend | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Adopt New Articles of Incorporation | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Resolution Ltd | G7521S106 | 18-May-10 | Approve Scrip Dividend Program | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Elect Charles Holliday as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Josef Ackermann as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Malcolm Brinded as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Simon Henry as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Lord Kerr of Kinlochard as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Wim Kok as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Nick Land as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Christine Morin-Postel as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Jorma Ollila as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Jeroen van der Veer as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Peter Voser as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Re-elect Hans Wijers as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Approve Scrip Dividend Scheme | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | G7690A118 | 18-May-10 | Adopt New Articles of Association | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Approve Financial Statements | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Approve Dividends of EUR 0.25 Per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Approve Discharge of CEO | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Approve Discharge of Non-Excecutive Directors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Elect P. Alfroid to Board of Directors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Gemalto | N3465M108 | 19-May-10 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Approve Financial Statements and Discharge Management and Supervisory Boards | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Approve Treatment of Losses | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Approve Non-Tax Deductible Expenses | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Acknowledge Auditors’ Special Report Regarding Related-Party Transactions and Approve Transaction with Somupi | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | JC Decaux SA | F5333N100 | 19-May-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Approve Transaction with Christophe de Margerie Re: Severance Payment | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Reelect Thierry de Rudder as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Elect Philippe Marchandise as Representative of Employee Shareholders to the Board | Issuer | Yes | Against | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Elect Mohammed Zaki as Representative of Employee Shareholders to the Board | Issuer | Yes | Against | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Amend Article 9 of Bylaws Re: Mutual Fund | Share Holder | Yes | Against | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Approve Auditors’ Special Report Regarding Related-Party Transactions | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Reelect Thierry Desmarest as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Elect Gunnar Brock as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Elect Claude Clement as Representative of Employee Shareholders to the Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Reelect Ernst & Young Audit as Auditor | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Reelect KPMG Audit as Auditor | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Ratify Auditex as Alternate Auditor | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Ratify KPMG Audit I.S. as Alternate Auditor | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 850 million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Total SA | F92124100 | 21-May-10 | Authorize up to 0.1 Percent of Issued Capital for Use in Stock Option Plan | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Allocation of Income and Omission of Dividends | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Discharge of Management Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Discharge of Supervisory Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Ratify KPMG AG as Auditors for Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 500 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Creation of EUR 33.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Add EUR10 Million to Existing Pools of Conditional Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Creation of EUR 83.1 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Cancel Authorization of Management Board Not to Disclose Individualized Remuneration of its Members | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Amend Articles Re: Voting Rights Representation at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Amend Articles Re: Exercise of Shareholder Rights via Electronic Media at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Amend Articles Re: Electronic and Postal Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Amend Articles Re: Audio and Video Transmission of General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | D40376101 | 26-May-10 | Approve Affiliation Agreement with Becker Besitz GmbH | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve Remuneration System for Management Board Members | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve Discharge of Management Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve Discharge of Supervisory Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve EUR 27.8 Million Capital Increase without Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve Creation of EUR 19.5 Million Pool of Capital with Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares; Authorize Use of Financial Derivatives When Repurchasing Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Approve Affiliation Agreement with Clearstream Banking AG | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Amend Articles Re: Electronic Voting at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Amend Articles Re: Exercise of Voting Rights at General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | D1882G119 | 27-May-10 | Ratify KPMG AG as Auditors for Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve Remuneration of Directors and Nominating Committee for 2009/2010; Approve Remuneration of Auditors | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Elect Directors | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Instruct Board to Approve Funding for Commercial-Scale Closed Containment Project for Farmed Salmon in British Columbia | Share Holder | Yes | Against | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve Notice of Meeting and Agenda | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve Allocation of Income and Dividends of NOK 0.35 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Authorize Repurchase of Shares with Aggregate Nominal Value of NOK 268.1 Million and Reissuance of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve Issuance of 357.5 Million Shares without Preemptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Elect Members of Nominating Committee; Approve Remuneration for Nominating Committee Work | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 27-May-10 | Approve NOK 5.9 Billion Transfer from Share Premium Account to Unrestricted Shareholders’ Equity | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Rona Fairhead as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Michael Geoghegan as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Stephen Green as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Gwyn Morgan as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Nagavara Murthy as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Simon Robertson as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect John Thornton as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Re-elect Sir Brian Williamson as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Amend Articles of Association | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Approve UK Share Incentive Plan | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | G4634U169 | 28-May-10 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect David W.C. Tang as Independent Non-Executive Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect Tedy Djuhar as Non-Executive Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect Ibrahim Risjad as Non-Executive Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Authorize Board to Appoint Additional Directors | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Approve Final Dividend of HK$0.08 Per Ordinary Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reappoint Ernst and Young as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect Manuel V. Pangilinan as Managing Director and CEO | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect Edward A. Tortorici as Executive Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect Edward K.Y. Chen as Independent Non-Executive Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Reelect Jun Tang as Independent Non-Executive Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Authorize Board to Fix Remuneration of Executive Directors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Approve Remuneration of Non-Executive Directors at the Sum of $5,000 for Each Meeting Attended | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | First Pacific Co. Ltd. | G34804107 | 31-May-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Ratify Successive Appointments of Jacques Berrebi and of Jean Guez, as Supervisory Board Members | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Financial Statements and Discharge Management Board Members and Auditors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Transaction with Luxembourg Sudsidiary LLC Re: Transfer of NETC shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Transaction with Michel Peschard Re: Remuneration Resulting from his Employment Contract | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Treatment of Losses and Dividends of EUR 0.33 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Ratify Appointment of Mario Sciacca as Supervisory Board Member | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Elect Stephen Winningham as Supervisory Board Member | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Elect Robert Paszczak as Supervisory Board Member | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Elect Philippe Ginestie as Supervisory Board Member | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 129,000 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Item 14 Above | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Authorize Capitalization of Reserves of Up to EUR 150 Million for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Amend Article 13 of Bylaws Re: Shareholding Disclosure Threshold | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Teleperformance | F9120F106 | 02-Jun-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Eugen Muench to the Supervisory Board | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Approve Remuneration Report | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Re-elect Robert Childs as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Re-elect Stuart Bridges as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Reappoint KPMG as Auditors and Authorise Their Remuneration | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Hiscox Ltd | G4593F104 | 09-Jun-10 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Approve Discharge of Management Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Approve Discharge of Supervisory Board for Fiscal 2009 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Approve Remuneration System for Management Board Members | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Ratify PricewaterhouseCoopers AG as Auditors for Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Gerhard Ehninger to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Caspar von Hauenschild to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Detlef Klimpe to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Karl Lauterbach to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Michael Mendel to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Brigitte Mohn to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Wolfgang Muendel to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Jens-Peter Neumann to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Elect Ruediger Merz to the Supervisory Board | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | D6530N119 | 09-Jun-10 | Amend Articles Re: Registration for the General Meeting due to New German Legislation (Law on Transposition of EU Shareholder’s Rights Directive) | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Auditors’ Special Report Regarding Related-Party Transactions | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Reelect Lan Vo Thi Huyen as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Reelect Jacques d’Armand de Chateauvieux as Director | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Employee Stock Purchase Plan | Issuer | Yes | Against | Against | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Discharge of Directors | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 240,000 | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Ratify Appointment of Agnes-Pannier Runacher as Director | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Bourbon | F11235136 | 09-Jun-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | Y4722Z120 | 16-Jun-10 | Approve Scrip Dividend Distribution | Issuer | Yes | For | For | ||||||||||
PIMCO EqS Pathfinder FundTM | XTO Energy Inc. | XTO | 98385X106 | 25-Jun-10 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
PIMCO EqS Pathfinder FundTM | XTO Energy Inc. | XTO | 98385X106 | 25-Jun-10 | Adjourn Meeting | Issuer | Yes | For | For |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
PIMCO Equity Series | ||
By: | /s/ Neel T. Kashkari | |
Neel T. Kashkari, President, Principal Executive Officer |
Date: August 18, 2010