UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22375
PIMCO Equity Series
(Exact name of registrant as specified in charter)
840 Newport Center Drive, Newport Beach, CA 92660
(Address of principal executive offices) (Zip code)
Neel T. Kashkari
840 Newport Center Drive
Newport Beach, CA 92660
(Name and address of agent for service)
Copies to:
Brendan Fox
Dechert LLP
1775 I Street, N.W.
Washington, D.C. 20006
Registrant’s telephone number, including area code: 1-866-746-2602
Date of fiscal year end: June 30
Date of reporting period: July 1, 2010 to June 30, 2011
Item 1. Proxy Voting Record
PIMCO Equity Series (the “Registrant”) is an open-end management investment company consisting of three separate operational portfolios (the “Funds”) for the period ending June 30, 2011. The following provides the proxy voting record for the Funds. The Funds held portfolio securities for which certain matters relating to such portfolio securities were considered at a shareholder meeting held during the period ending June 30, 2011 with respect to which the Registrant was entitled to vote on behalf of the Funds.
( a ) | ( b ) | ( c ) | ( d ) | ( e ) | ( f ) | ( g ) | ( h ) | ( i ) | ||||||||||
Fund Name | Security Issuer Name | Exchange | Cusip or ISIN | Security Holder Meeting Date | Agenda Item Description | Proposed by Issuer or Security Holder | Voted? | PIMCO Election | Vote Cast “For” or “Against” Management or “Abstain” | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Approve Remuneration Report | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Re-elect Osman Shahenshah as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Re-elect Shahid Ullah as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Reappoint Deloitte LLP as Auditors and Authorise Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Amend Share Option Scheme | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Amend Performance Share Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Approve Employee Benefit Trust | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Afren plc | AFR | G01283103 | 06-Jun-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Approve 2010 Work Report of Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Approve 2010 Work Report of Board of Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Approve Financial Accounts for the Year 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Approve Profit Distribution Plan for the Second Half of 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Approve Fixed Assets Investment Budget for the Year 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Appoint Deloitte Touche Tohmatsu CPA Ltd. and Deloitte Touche Tohmatsu as External Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Appoint Li Yelin as Non-Executive Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Agricultural Bank of China | 601288 | Y00289101 | 08-Jun-11 | Approve 2010 Final Emoluments Plan for Directors and Supervisors | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Reelect Edmund Sze Wing Tse as Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Reelect Mark Edward Tucker as Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Approve Allotment and Issue of Additional Shares Under the Restricted Share Unit Scheme | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Alumina Ltd. | AWC | Q0269M109 | 05-May-11 | Approve the Adoption of the Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Alumina Ltd. | AWC | Q0269M109 | 05-May-11 | Elect G John Pizzey as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Alumina Ltd. | AWC | Q0269M109 | 05-May-11 | Elect Emma Stein as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Alumina Ltd. | AWC | Q0269M109 | 05-May-11 | Approve the Maximum Aggregate Fees of Non-Executive Directors of Alumina Ltd. at A$1.25 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Alumina Ltd. | AWC | Q0269M109 | 05-May-11 | Approve the Grant of 265,800 Performance Rights Under the Company’s Long Term Incentive Plan to John Bevan, Chief Executive Officer of the Company | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Approve Final Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Zhong Zheng Yong as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Chen Li Ping as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Chen Pei Qi as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Li Shu Jun as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Lee Ted Tak Tai as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Jiang Chang Jian as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Reelect Li Zhi Qiang as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Approve Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Authorize Share Repurchase Program | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Boshiwa International Holding Ltd. | 1698 | G12623107 | 08-Jun-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Richard Burrows as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Karen de Segundo as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Nicandro Durante as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Robert Lerwill as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Christine Morin-Postel as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Gerry Murphy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Anthony Ruys as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Sir Nicholas Scheele as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Ben Stevens as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Elect John Daly as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Elect Kieran Poynter as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Amend Long Term Incentive Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Open Meeting; Elect Meeting Chairman and Other Meeting Officials | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Financial Statements and Consolidated Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Allocation of Income | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Ratify Ernst & Young Audit as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Amend Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Volume of Charitable Donations for Fiscal 2012 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Recall and Elect Supervisory Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Recall and Elect Members of Audit Committee | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Contracts on Performance of Functions with Ivo Foltyn | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Contracts on Performance of Functions with Lukas Hampl | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Contracts on Performance of Functions with Jiri Kadrnka | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Contracts on Performance of Functions with Jan Kohout | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Contracts on Performance of Functions with Lubomir Lizal | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Amendment to Contract on Performance of Functions with Lubomir Klosik | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Template Contract on Performance of Functions of Supervisory Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Cez A.S. | BAACEZ | X2337V121 | 01-Jun-11 | Approve Amendment to Specimen Contract for Performance of Functions of Audit Committee Member | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve 2010 Business Operations Report and Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve 2010 Allocation of Income and Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Amend Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve Capitalization of 2010 Dividends and Employee Profit Sharing | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve Amendments on the Procedures for Endorsement and Guarantees | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve Amendments on the Procedures for Lending Funds to Other Parties | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Chicony Electronics Co., Ltd. | 2385 | Y1364B106 | 10-Jun-11 | Approve to Amend Trading Procedures Governing Derivatives Products | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve Report of Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve Report of Board of Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve Final Financial Accounts | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve Fixed Assets Investment Budget for the Year 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve Profit Distribution Plan for 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Elect Dong Shi as Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve Purchase of Head Office Business Processing Centre | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Construction Bank Corporation | 939 | Y1397N101 | 09-Jun-11 | Approve 2010 Final Emolument Distribution Plan for Directors and Supervisors | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Approve CSCECL Group Engagement Agreement and Related Annual Caps | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Approve Final Dividend of HK$0.1 Per Share for the Year Ended Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Reelect Yung Kwok Kee Billy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Reelect Xiang Hong as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Reelect Zhu Bing Kun as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Authorize Board to Fix the Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Appoint Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | China Overseas Grand Oceans Group Ltd. | 81 | Y1505S117 | 27-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Reelect Zhang Bin as Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Reelect Dong Chengtian as Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Reelect Wang Yanmou as Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Reelect Wang Jian as Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Reappoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | China Shanshui Cement Group Ltd. | 691 | G2116M101 | 20-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Declare Final Dividend of RMB 0.0961 Per Share for the Year Ended December 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Reelect Yeung Kwok Keung as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Reelect Mo Bin as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Reelect Su Rubo as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Reelect Zhang Yaoyuan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Reelect Shek Lai Him as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Authorize Board to Fix Directors’ Fee | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Country Garden Holdings Company Ltd. | 2007 | G24524103 | 28-Apr-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Approve the Minutes of the Annual Shareholders’ Meeting Held on May 12, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Approve the Report of the President | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Approve the Audited Financial Statements as of Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Ratify the Acts of the Board and Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Oscar M. Lopez as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Federico R. Lopez as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Francis Giles B. Puno as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Richard B. Tantoco as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Peter D. Garrucho, Jr. as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Elpidio L. Ibañez as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Eugenio L. Lopez III as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Tony Tan Caktiong as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Elect Cezar P. Consing as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Appoint the Company’s External Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | First Gen Corporation | FGEN | Y2518H114 | 11-May-11 | Other Business | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Early Termination of Powers of Board of Directors | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Annual Report | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Financial Statements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Allocation of Income | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Andrey Akimov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Aleksandr Ananenkov as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Dividends of RUB 3.85 per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Farit Gazizullin as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Ratify ZAO PricewaterhouseCoopers as Auditor | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Amend Charter | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Elena Karpel as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Remuneration of Directors | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Timur Kulibayev as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Remuneration of Members of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Viktor Martynov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Vladimir Mau as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Aleksey Miller as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Agreements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Agreements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Valery Musin as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Agreements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Mikhail Sereda as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with State Corporation ‘Bank for Development and Foreign Economic Affairs (Vnesheconombank)’ Re: Loan Agreements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Igor Yusufov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Loan Facility Agreement | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Viktor Zubkov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Loan Facility Agreement | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Bank VTB Re: Loan Facility Agreement | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Bank Rossiya Re: Loan Facility Agreement | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Transfer of Funds | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Transfer of Funds | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank, OAO Sberbank of Russia, OAO Bank VTB, and OAO Bank Rossiya Re: Agreements on Using Electronic Payments System | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Foreign Currency Purchase/Sale | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Guarantees to Tax Authorities | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Sberbank of Russia Re: Agreement on Guarantees to Tax Authorities | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Temporary Possession and Use of Facilities of Surgutsky Condensate Stabilization Plant | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Temporary Possession and Use of Wells and Equipment within Eastern Segment of Orenburgskoye Oil and Gas-condensate Field | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with DOAO Tsentrenergogaz Re: Agreement on Temporary Possession and Use of Building and Equipment | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Tsentrgaz Re: Agreement on Temporary Possession and Use of Preventative Clinic Facilities | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Temporary Possession and Use of Experimental Prototypes of Gas-using Equipment Located in Rostov and Kemerovo Regions | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreement on Temporary Possession and Use of Non-residential Premises | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Neftekhim Salavat Re: Agreement on Temporary Possession and Use of Gas Condensate Pipeline | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Vostokgazprom Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Temporary Possession and Use of Special-Purpose Communications Installation | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Komplektatsiya Re: Agreement on Temporary Possession and Use of Software and Hardware Solutions | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Temporary Possession and Use of ERP Software and Equipment Complex | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Temporary Possession and Use of Communications Facilities | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Temporary Possession and Use of Property Complex of Gas Distribution System | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Druzhba Re: Agreement on Temporary Possession and Use of Facilities of Druzhba Vacation Center | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Guarantee Agreements to Customs Authorities | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Declaration for Customs Purposes | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO NOVATEK Re: Declaration for Customs Purposes | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Declaration for Customs Purposes | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreement on Delivery of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Export Re: Agreement on Sale of Commercial Products Owned by Gazprom | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Northgas Re: Agreement on Delivery of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Severneftegazprom Re: Agreement on Delivery of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Delivery of Crude Oil | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Delivery of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Tomskgazprom Re: Agreement on Transportation of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Mezhregiongaz Re: Agreement on Transportation of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Neft Re: Agreement on Transportation of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Transportation of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO NOVATEK Re: Agreement on Arranging of Injection and Storage of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with a/s Latvijas Gaze Re: Agreement on Purchase of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with AB Lietuvos Dujos Re: Agreement on Purchase of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with UAB Kauno Termofikacijos Elektrine Re: Agreement on Purchase of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with MoldovaGaz SA Re: Agreement on Purchase of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with KazRosGaz LLP Re: Agreement on Sale of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with GAZPROM Germania GmbH Re: Agreement on Transportation of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Start-Up and Commissioning Work | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Start-Up and Commissioning Work | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Start-Up and Commissioning Work | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Start-Up and Commissioning Work | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Komplektatsia Re: Agreement on Provision of Services Related to Supplies of Well Repair Equipment for Gazprom’s Specialized Subsidiaries | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | �� | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Space Systems Re: Agreement on Investment Projects | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Investment Projects | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gazprom Neft Orenburg Re: Agreement on Investment Projects | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gazprom Invest Yug Re: Agreement on Investment Projects | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreement on Investment Projects | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Tsentrremont Re: Agreement on Investment Projects | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Gaztelecom Re: Agreement on Investment Projects | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Property Insurance | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Life, Health, and Individual Property Insurance | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Gazprom’s Employees | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Liability Insurance to Members of Board of Directors and Management Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance in Connection with Customs Operations | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO SOGAZ Re: Agreement on Insurance of Transporation Vehicle Owned by OAO Gazprom | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with Multiple Parties Re: Agreeements on Arranging Stocktaking of Property | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Research Work for OAO Gazprom | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Cost Analysis of Design and Surveying Works for OAO Gazprom | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreements on Implementation of Programs for Scientific and Technical Cooperation | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Maintaining Information Portal for Office for Conversion to Gas Services and Gas Uses | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Preparation of Proposals to Enlist Partner Companies in Development of Hydrocarbon Fields | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Services Regarding Conduct of Analysis and Preparation of Proposals | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Yamalgazinvest Re: Agreement on Transfer of Inclusive Invention Rights | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services Regarding Conversion of Russian Federation’s Regions to Use of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Updating Information | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Services on Production of Reference Book in Legislative and Other Legal Regulation of Gas Distribution Operations | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Promgaz Re: Agreement on Provision of Consulting Services | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Provision of Services Regarding Production of Report on Rehabilitation of Facilities Constituting Part of Moscow Gas Pipeline Ring | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Gazoraspredeleniye Re: Agreement on Organization and Conduct of Conference on Distribution and Consumption of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with ZAO Yamalgazinvest, ZAO Gaztelecom, OOO Gazprom Neftekhim Salavat, and Gazpromipoteka Foundation Re: License to Use OAO Gazprom’s Trademarks | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprom Neft Re: License to Use OAO Gazprom’s Trademarks | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz and OAO Gazprom Gazoraspredeleniye Re: License to Use OAO Gazprom’s Trademarks | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with Gazprom EP International B.V. Re: License to Use OAO Gazprom’s Trademarks | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazprom Mezhregiongaz Re: Agreements on Delivery of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Beltransgaz Re: Agreements on Sale/Purchase of Gas | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OOO Gazpromtrans Re: Agreements on Temporary Possession and Use of Railway Line | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Approve Related-Party Transaction with OAO Gazprombank Re: Agreements on Guarantees to Customs Authorities | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Andrey Akimov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Alexandr Ananenkov as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Farit Gazizullin as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Viktor Zubkov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Elena Karpel as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Aleksey Miller as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Valery Musin as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Elvira Nabiullina as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Mikhail Sereda as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Sergey Shmatko as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Igor Yusufov as Director | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Dmitry Arkhipov as Member of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Andrey Belobrov as Member of Audit Commission | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Andrey Belobrov as Member of Audit Commission | Issuer | Yes | Abstain | Abstain | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Vadim Bikulov as Member of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Aleksey Mironov as Member of Audit Commission | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Lidiya Morozova as Member of Audit Commission | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Anna Nesterova as Member of Audit Commission | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Yury Nosov as Member of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Karen Oganyan as Member of Audit Commission | Issuer | Yes | Abstain | Abstain | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Karen Oganyan as Member of Audit Commission | Issuer | Yes | Against | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Konstantin Pesotsky as Member of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Maria Tikhonova as Member of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Gazprom OAO | X7204C106 | 30-Jun-11 | Elect Aleksandr Yugov as Member of Audit Commission | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Approve Dividends | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Alexander Eliseev as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Michael Zampelas as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Johann Franz Durrer as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Sergey Maltsev as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Mikhail Loganov as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Elia Nicolaou as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Globaltrans Investment PLC | 37949E105 | 13-May-11 | Re-elect Konstantin Shirokov as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Allocation of Income and Dividends of EUR 0.25 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Management Board Member Bernd Scheifele for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Management Board Member Dominik von Achten for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Management Board Member Daniel Gauthier for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Management Board Member Andreas Kern for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Management Board Member Lorenz Naeger for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Management Board Member Albert Scheuer for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Robert Feiger for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Josef Heumann for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Max Kley for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Hans Kraut for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Herbert Luetkestratkoetter for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Alan Murray for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Discharge of Supervisory Board Member Frank-Dirk Steininger for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Ratify Ernst & Young GmbH as Auditors for Fiscal 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HeidelbergCement AG | HEI | D31709104 | 05-May-11 | Approve Remuneration System for Management Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Approve Remuneration Report | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Approve Allocation of Income and Omission of Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Approve Dividends of CHF 1.50 per Share from Capital Contribution Reserves | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Reelect Christine Binswanger as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Reelect Andreas von Planta as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Reelect Erich Hunziker as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Elect Alexander Gut as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Holcim Ltd. | HOLN | H36940130 | 05-May-11 | Ratify Ernst & Young AG as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 08-Jun-11 | Approve 2010 Business Operations Report and Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 08-Jun-11 | Approve 2010 Allocation of Income and Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 08-Jun-11 | Approve Capitalization of Income and Dividends and Issuance of New Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 08-Jun-11 | Approve Increase of Cash Capital and Issuance of Ordinary Shares to Participate in the Issuance of Global Depository Receipt | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Hon Hai Precision Industry Co., Ltd. | 2317 | Y36861105 | 08-Jun-11 | Amend Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Safra Catz as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Elect Laura Cha as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Marvin Cheung as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect John Coombe as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Rona Fairhead as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Douglas Flint as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Alexander Flockhart as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Stuart Gulliver as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect James Hughes-Hallett as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect William Laidlaw as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Janis Lomax as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Elect Iain Mackay as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Gwyn Morgan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Nagavara Murthy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Sir Simon Robertson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect John Thornton as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Sir Brian Williamson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Approve Share Plan 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Approve Fees Payable to Non-Executive Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Approve Consolidated Financial Statements for Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Approve Allocation of Income and Dividends in Amount of KZT 800 ($5.42) per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Approve Annual Report | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Receive Results of Shareholders Appeals on Actions of Company and Its Officials | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Receive Report on Remuneration of Directors and Members of Management Board in 2010 | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Approve Report on Activities of Board of Directors and Management Board in Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | KazMunaiGas Exploration Production JSC | Y23838108 | 05-May-11 | Early Termination of Powers of Kenzhebek Ibrashev as Member of Board of Directors; Elect Alik Aidarbayev as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Lenovo Group Limited (formerly Legend Group Limited) | 992 | Y5257Y107 | 27-May-11 | Approve Connected Transaction with a Related Party | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Annual Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Allocation of Income | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Dividends of RUB 0.33 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Amend Charter | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Viktor Rashnikov as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Vitaly Bakhmetyev as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Boris Dubrovsky as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect David Logan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Nikolay Lyadov as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Zumrud Rustanova as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Bernard Sucher as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Oleg Fedonin as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect David Herman as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Peter Charow as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Arkady Chernov as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Recall OOO Management Company MMK (Managing Company) as Company’s Executive Body | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Vitaly Bakhmetyev as General Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Boris Dubrovsky as General Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Igor Vier as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Dmitry Lyadov as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Yevgeny Kebenko as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Aleksandr Maslennikov as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Aleksey Zaytsev as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Yaroslav Letimin as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Oksana Lyuldina as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Ilya Postolov as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Galina Akimova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Boris Chistov as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Olga Nazarova as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Elect Elena Artamonova as Member of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Ratify ZAO KPMG as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Remuneration of Members of Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve New Edition of Regulations on Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve New Edition of Regulations on Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve New Edition of Regulations on Audit Commission | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Preapprove Related-Party Transactions Re: Metal Supply | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Magnitogorsk Iron & Steel Works | MAGN | X5170Z109 | 20-May-11 | Approve Related-Party Transaction Re: Bond Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve Annual Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve Allocation of Income and Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Igor Zyuzin as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Aleksandr Yevtushenko as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Yevgeny Mikhel as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Serafim Kolpakov as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Valentin Proskurnya as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Arthur Johnson as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Roger Gale as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Igor Kozhukhovsky as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Vladimir Gusev as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Yelena Pavlovskaya-Mokhnatkina as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Natalya Mikhailova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Elect Lyudmila Radishevskaya as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Ratify Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve New Edition of Charter | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve New Edition of Regulations on Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve New Edition of Regulations on Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve New Edition of Regulations on General Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Preapprove Related-Party Transactions Re: Loan Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve Related-Party Transaction Re: Collateral Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Mechel Steel Group OAO | MTLR | X8487H101 | 06-Jun-11 | Approve Related-Party Transaction Re: Guarantee Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Pegatron Corp. | 4938 | Y6784J100 | 24-Jun-11 | Approve 2010 Business Operations Report and Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Pegatron Corp. | 4938 | Y6784J100 | 24-Jun-11 | Approve 2010 Allocation of Income and Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Pegatron Corp. | 4938 | Y6784J100 | 24-Jun-11 | Approve to Amend Procedures Governing the Acquisition or Disposal of Assets | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Pegatron Corp. | 4938 | Y6784J100 | 24-Jun-11 | Amend Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Approve Capital Budget for Upcoming Fiscal Year | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Approve Allocation of Income and Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Elect Directors | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Elect Board Chairman | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Elect Fiscal Council Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Approve Remuneration of Executive Officers, Non-Executive Directors, and Fiscal Council Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petroleo Brasileiro SA-Petrobras | PETR4 | P78331140 | 28-Apr-11 | Authorize Capitalization of Reserves without Issuance of New Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Reappoint Deloitte LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Alfiya Samokhvalova as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Andrey Maruta as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Elect Martin Smith as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Peter Hambro as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Pavel Maslovskiy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Brian Egan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Graham Birch as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Sir Malcolm Field as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Lord Guthrie as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Sir Roderic Lyne as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Re-elect Charles McVeigh as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Approve Increase in Borrowing Powers | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Petropavlovsk plc | POG | G7053A101 | 19-May-11 | Approve Cancellation from Share Premium Account | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Approve Annual Report and Financial Statements | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Approve Allocation of Income and Omission of Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Fix Number of Directors at Nine | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Pavel Grachev as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Anna Kolonchina as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Vladislav Mamulkin as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Pavel Poselenov as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Oleg Lipatov as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Anton Averin as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Lee Timmins as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Zumrud Rustamova as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Sergey Shibayev as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Approve Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Lyudmila Monetova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Yelena Ivanova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Elect Olga Boytsova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Ratify ZAO BDO as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Approve Related-Party Transaction Re: Loan Agreement with ZAP PIK-Region | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | PIK Group | PIKK | X3078R105 | 21-Jun-11 | Approve Potential Future Related-Party Transactions Re: Guarantee Agreements | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 14-Apr-11 | Elect Meeting Chairman | Issuer | No | — | — | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 14-Apr-11 | Approve Agenda of Meeting | Issuer | No | — | — | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 14-Apr-11 | Shareholder Proposal: Approve Introduction of Voting Rights Cap; Election of Supervisory Board | Security Holder | No | — | — | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Elect Meeting Chairman | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Agenda of Meeting | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Management Board Report on Company’s Operations in Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Financial Statements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Management Board Report on Group’s Operations in Fiscal 2010 | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Consolidated Financial Statements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Supervisory Board Report | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Allocation of Income | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Dividends of PLN 1.10 per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Zbigniew Jagiello (CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Piotr Alicki (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Bartosz Drabikowski (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Krzysztof Dresler (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Jaroslaw Myjak (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Wojciech Papierak (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Jakub Papierski (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Mariusz Zarzycki (Deputy CEO) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Cezary Banasinski (Supervisory Board Chairman) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Tomasz Zganiacz (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Jan Bossak (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Miroslaw Czekaj (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Ireneusz Fafara (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Blazej Lepczynski (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Piotr Marczak (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Discharge of Alojzy Zbigniew Nowak (Supervisory Board Member) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Listing, Dematerialization, and Registration of Company Shares; Approve Conclusion of Agreements Re: Sale of Bank’s Shares by State Treasury and Bank Gospodarstwa Krajowego | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Amend Statute to Reflect Changes in Capital | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Amend Statute | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Amend Statute Re: Allow Electronic Participation in General Meetings | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Elect Supervisory Board Member(s) | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | Powszechna Kasa Oszczednosci Bank Polski S.A. | X6919X108 | 30-Jun-11 | Approve Regulations on General Meetings | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Approve Annual Report and Consolidated Financial Statements of the Company, Commissioners’ Report, and Annual Report on the Partnership and Community Development Program (PCDP) | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Approve Allocation of Income | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Appoint Auditors of the Company and Its PCDP | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Approve Remuneration of Directors and Commissioners | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Approve Acquisition of New Shares in PT Asuransi Dharma Bangsa | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Approve Increase in Retirement Benefits for the Participants of the Bank Mandiri Pension Funds I-IV | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Elect Directors and Commissioners | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Bank Mandiri (Persero) Tbk | BMRI | Y7123S108 | 23-May-11 | Accept Report on the Utilization of Proceeds from the Rights Issue | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Gudang Garam Tbk | GGRM | Y7121F165 | 24-Jun-11 | Accept Directors’ Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Gudang Garam Tbk | GGRM | Y7121F165 | 24-Jun-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Gudang Garam Tbk | GGRM | Y7121F165 | 24-Jun-11 | Approve Payment of Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | PT Gudang Garam Tbk | GGRM | Y7121F165 | 24-Jun-11 | Appoint Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Santos Ltd. | STO | Q82869118 | 05-May-11 | Elect Peter Roland Coates as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Santos Ltd. | STO | Q82869118 | 05-May-11 | Elect Richard Michael Harding as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Santos Ltd. | STO | Q82869118 | 05-May-11 | Elect Stephen David Mayne as a Director | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Santos Ltd. | STO | Q82869118 | 05-May-11 | Approve the Adoption of the Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Santos Ltd. | STO | Q82869118 | 05-May-11 | Approve the Grant of Share Acquisition Rights with a Face Value of Up to A$2.75 Million to David Knox, Chief Executive Officer and Managing Director of the Company | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Declare Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Reelect Cai Yu Tian as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Reelect Zhou Jie as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Reelect Zhou Jun as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Authorize Board to Fix Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Reappoint Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Shanghai Industrial Holdings Ltd | 363 | Y7683K107 | 18-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 15-Jun-11 | Approve Bonus Issue | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Approve Final Dividend and Special Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Reelect Meng Qinguo as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Reelect Tsui Yung Kwok as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Reelect Yang Xiaohu as Independent Non-Executive Director and Authorize Board to Fix His Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Shenguan Holdings (Group) Ltd. | 829 | G8116M108 | 17-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Adopt Financial Statements and Directors’ and Auditors’ Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Declare Final Dividend of $0.0285 Per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Reelect Martin David Purvis as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Reelect Chua Yong Hai as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Reelect Peerachat Pinprayong as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Reelect Julie Therese Hall as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Approve Directors’ Fees of up to SGD 650,000 for the Year Ending Dec. 31, 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Reappoint PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Approve Issuance of Shares and Grant of Options Under the Straits Employee Share Option Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Approve Issuance of Shares and Grant of Awards Under the Straits Executive Share Acquisition Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Approve Allotment and Issuance of Up to 280,000 Shares to Non-Executive Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Straits Asia Resources Ltd. | AJ1 | Y81705108 | 20-Apr-11 | Change Company Name to Tiger Energy Resources Limited | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Open Meeting and Elect Presiding Council of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Authorize Presiding Council to Sign Minutes of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Accept Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Ratify Director Appointments | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Appoint Internal Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Approve Discharge of Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Approve Discharge of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Approve Allocation of Income | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Ratify External Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Approve Remuneration of Directors and Internal Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Authorize Board to Acquire Businesses up to a EUR 300 million value | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Authorize Board to Establish New Companies in Relation to Business Acquired | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Turk Telekomunikasyon AS | TTKOM | Y90033104 | 24-May-11 | Grant Permission for Board Members to Engage in Commercial Transactions with Company and Be Involved with Companies with Similar Corporate Purpose | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Meeting Procedures | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Annual Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Allocation of Income, Including Dividends of RUB 4.55 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Natalya Zhuravlyeva as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Valery Lepekhin as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Aleksandra Orlova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Natalya Prokopova as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Yelena Radayeva as Member of Audit Commission | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Ratify ZAO PricewaterhouseCoopers as Auditor of Company’s Financial Statements Prepared in Accordance with International Financial Reporting Standards (IFRS) | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Ratify OOO BAT-Audit as Auditor of Company’s Financial Statements Prepared in Accordance with Russian Accounting Standards (RAS) | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve New Edition of Regulations on General Meetings | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve New Edition of Regulations on Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Amend Regulations on Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Termination of Company’s Membership in Non-Profit Organization: National Association of Privatized and Private Enterprises | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Termination of Company’s Membership in Non-Profit Organization: Association of Fertilizer Producers | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Termination of Company’s Membership in Non-Profit Organization: Union of Producers and Exporters of Potassium and Salt | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Research Institute of Gallurgy Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Baltic Bulk Terminal Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Intrako Registrar Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Satellit-Service Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Media-Sfera Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO SP Kama Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Vodocanal Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Solikamsk Magnesium Plant Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Solikamskavto Re: Services Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Solikamsk Construction Trust Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Belorus Potassium Company Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Satellit-Service Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Media-Sfera Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Vodocanal Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transaction with OOO Solikamsk Magnesium Plant Re: Supply Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Ural Scientific Research Institute of Gallurgy Re: Lease Agremements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Solikamsky Building Trust Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transaction with OOO Silvinit-Transport Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Railroad Car Depot Balakhontsy Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy-Med Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Building and Installation Group Bereznikovskoye Shakhtostroitelnoe Upravlenie Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Avtotranskaliy Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Satellit-Service Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO SP Kama Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Security Agency Sheriff-Berezniki Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with ZAO Novaya Nedvizhimost Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Vodocanal Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Investment Company Silvinit-Resurs Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Kompaniya Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Solikamsk Magnesium Plant Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Kopeysky Machine-Building Plant Re: Lease Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactiosn with ZAO Solikamsk Building Trust Re: Loan Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Health Clinic Uralkaliy- Med Re: Loan Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO SP Kama Re: Loan Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OAO Kamskaya Gornaya Companiya Re: Loan Gurantee Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions with OOO Satellit-Service Re: Licensing Agreements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Approve Related-Party Transactions Re: Assets Contribution | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Vladislav Baumgertner as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Aleksandr Voloshin as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Pavel Grachev as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Anna Kolonchina as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Aleksandr Malakh as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Sir Robert John Margetts as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Aleksandr Mosionzhik as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Aleksandr Nesis as Director | Issuer | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uralkali | URKA | X9519W108 | 29-Jun-11 | Elect Paul James Ostling as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Ian Telfer | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Andrew Adams | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Peter Bowie | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director D. Jean Nortier | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Christopher Sattler | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Phillip Shirvington | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Kenneth Williamson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Ilya Yampolskiy | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Elect Director Vadim Zhivov | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Uranium One Inc. | UUU | 91701P105 | 10-May-11 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Accept Report of the Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Accept Report of the Supervisory Committee | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Approve Proposed Profit Distribution Plan and Authorize Board to Distribute an Aggregate Cash Dividend of RMB 2.9 Billion | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Li Weimin as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Wang Xin as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Elect Zhang Yingmin as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Shi Xuerang as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Wu Yuxiang as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Zhang Baocai as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Elect Wang Xianzheng as Independent Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Elect Cheng Faguang as Independent Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Elect Wang Xiaojun as Independent Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Elect Xue Youzhi as Independent Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Song Guo as Non-Worker Representative Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Zhou Shoucheng as Non-Worker Representative Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Zhang Shengdong as Non-Worker Representative Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Reelect Zhen Ailan as Non-Worker Representative Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Approve Remuneration of Directors and Supervisors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Approve Purchase of Liability Insurance for Directors | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Approve Bidding by the Company for the Mining Rights of Zhuan Longwan Coal Mine Field in Inner Mongolia | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Appoint Grant Thornton Jingdu Tianhua and Shine Wing Certified Public Accountants as International and Domestic Auditors, Respectively, and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Authorize Company to Handle Matters in Relation to Financing Activities at Fixed Interest Rate | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Amend Articles of Association, Rules of Procedure for Shareholders’ Meetings, and Rules of Procedures for the Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Emerging Markets Fund | Yanzhou Coal Mining Company Limited | 1171 | Y97417102 | 20-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Linda G. Alvarado | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director George W. Buckley | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Vance D. Coffman | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Michael L. Eskew | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director W. James Farrell | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Herbert L. Henkel | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Edward M. Liddy | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Robert S. Morrison | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Aulana L. Peters | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Elect Director Robert J. Ulrich | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | 3M Company | MMM | 88579Y101 | 10-May-11 | Report on Political Contributions | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Reelect Edmund Sze Wing Tse as Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Reelect Mark Edward Tucker as Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | AIA Group Ltd. | 1299 | HK0000069689 | 26-May-11 | Approve Allotment and Issue of Additional Shares Under the Restricted Share Unit Scheme | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Elect Director Peter McCausland | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Elect Director W. Thacher Brown | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Elect Director Richard C. Ill | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Ratify Auditors | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Approve Implementation of Director Disqualifying Requirements | Security Holder | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Change Date of Annual Meeting | Security Holder | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Repeal Bylaws Amendments Adopted after April 7, 2010 | Security Holder | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Elect Director John P. Clancey | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Elect Director Robert L. Lumpkins | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Elect Director Ted B. Miller | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Approve Implementation of Director Disqualifying Requirements | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Change Date of Annual Meeting | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Repeal Bylaws Amendments Adopted after April 7, 2010 | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Airgas, Inc. | ARG | 009363102 | 15-Sep-10 | Amend Qualified Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Approve Merger Agreement with Novartis AG | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Approve Discharge of Board and Senior Management for Jan. 1, 2010 to April 1, 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Ratify KPMG AG as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Elect Daniel Vasella as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Elect Cary Rayment as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Elect Thomas Plaskett as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Elect Enrico Vanni as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 07-Apr-11 | Elect Norman Walker as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 16-Aug-10 | Elect Enrico Vanni as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 16-Aug-10 | Elect Norman Walker as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 16-Aug-10 | Elect Paul Choffat as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 16-Aug-10 | Elect Urs Baerlocher as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Alcon Inc. | ACL | H01301102 | 16-Aug-10 | Elect Jacques Seydoux as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Alleghany Corporation | Y | 017175100 | 29-Apr-11 | Elect Director Rex D. Adams | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alleghany Corporation | Y | 017175100 | 29-Apr-11 | Elect Director Weston M. Hicks | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alleghany Corporation | Y | 017175100 | 29-Apr-11 | Elect Director Jefferson W. Kirby | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alleghany Corporation | Y | 017175100 | 29-Apr-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alleghany Corporation | Y | 017175100 | 29-Apr-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Alleghany Corporation | Y | 017175100 | 29-Apr-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Elizabeth E. Bailey | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Gerald L. Baliles | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director John T. Casteen III | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Dinyar S. Devitre | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Thomas F. Farrell II | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Thomas W. Jones | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director George Munoz | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Nabil Y. Sakkab | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Elect Director Michael E. Szymanczyk | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Altria Group, Inc. | MO | 02209S103 | 19-May-11 | Cease Production of Flavored Tobacco Products | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Elect Chairman | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Receive and Approve Financial Statements and Statutory Reports; Receive Auditor’s and Board’s Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Approve Allocation of Income and Dividends of DKK 3.91 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Reelect Runi Hansen, Annika Frederiksberg, and Odd Eliason as Directors for 2011-2013 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Reelect Runi Hansen as Chairman of the Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Approve Remuneration of Directors in the Amounts of DKK 300,000 to the Chairman, DKK 187,500 to the Vice Chairman, and DKK 150,000 to the Other Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Reelect Hans Jacobsen, Tummas Eliasen, and Bergur Poulsen as Members of the Nominating Committee for 2011-2013 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Approve Remuneration of Members of the Nominating Committee in the Amount of DKK 16,000 to the Chairman and DKK 8,000 to Other Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Ratify Grannskotharavirkith INPACT as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Authorize Repurchase of up to 10 Percent of Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bakkafrost P/F | BAKKA | FO0000000179 | 07-Apr-11 | Approve Renewal of Authorization to Increase Share Capital without Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BankNordik P/F | BNORDIK CSE | K4002E107 | 25-Mar-11 | Approve Financial Statements and Statutory Reports | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | BankNordik P/F | BNORDIK CSE | K4002E107 | 25-Mar-11 | Approve Allocation of Income and Dividends | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | BankNordik P/F | BNORDIK CSE | K4002E107 | 25-Mar-11 | Reelect Klaus Rasmussen, Jens Christensen, Keld Holm, and Nils Sorensen as Directors | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | BankNordik P/F | BNORDIK CSE | K4002E107 | 25-Mar-11 | Ratify NOTA, Løggilt grannskoðanarfelag P/F, and PricewaterhouseCoopers as Auditors | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | BankNordik P/F | BNORDIK CSE | K4002E107 | 25-Mar-11 | Approve the Adoption of a Declaration on the Procedure for Winding up the Company | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | BankNordik P/F | BNORDIK CSE | K4002E107 | 25-Mar-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Elect Alison Carnwath as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Elect Dambisa Moyo as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Marcus Agius as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect David Booth as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Sir Richard Broadbent as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Fulvio Conti as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Robert Diamond Jr as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Simon Fraser as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Reuben Jeffery III as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Sir Andrew Likierman as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Chris Lucas as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Sir Michael Rake as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Re-elect Sir John Sunderland as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Approve EU Political Donations and Expenditure | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Authorise the Company to Call EGM with Two Weeks Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Approve Long-Term Incentive Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Barclays plc | BARC | G08036124 | 27-Apr-11 | Amend Group Share Value Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Warren E. Buffett | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Charles T. Munger | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Howard G. Buffett | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Stephen B. Burke | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Susan L. Decker | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director William H. Gates III | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director David S. Gottesman | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Charlotte Guyman | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Donald R. Keough | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Thomas S. Murphy | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Ronald L. Olson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Elect Director Walter Scott, Jr. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Berkshire Hathaway Inc. | BRK.B | 084670702 | 30-Apr-11 | Adopt Quantitative GHG Goals for Products and Operations | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Discharge of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Allocation of Income and Dividends of EUR 0.90 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Auditors’ Special Report on Related-Party Transactions | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 240,000 | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Reelect Christian d Armand de Chateauvieux as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Reelect Henri d Armand de Chateauvieux as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Reeect Guy Dupont as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Reelect Baudouin Monnoyeur as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Reelect Christian Munier as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Renew Appointment of EurAAudit CRC as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Ratify Appointment of Jean-Marie Cadren as Alternate Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Authorize up to 5 Percent of Issued Capital for Use in Stock Option Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Authorize up to 5 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Approve Employee Stock Purchase Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 8 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Bourbon | GBB | F11235136 | 01-Jun-11 | Amend Articles 13.5 and 17 of Bylaws Re: Shareholding Requirements for Directors and Board of Directors Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Approve Remuneration Report | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Paul Anderson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Antony Burgmans as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Cynthia Carroll as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Sir William Castell as Director | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Iain Conn as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect George David as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Ian Davis as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Robert Dudley as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Dr Byron Grote as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Elect Frank Bowman as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Elect Brendan Nelson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Elect Phuthuma Nhleko as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Re-elect Carl-Henric Svanberg as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Reappoint Ernst & Young LLP as Auditors and Authorise Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Amend ShareMatch Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | BP plc | BP. | G12793108 | 14-Apr-11 | Amend Sharesave UK Plan 2001 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Richard Burrows as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Karen de Segundo as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Nicandro Durante as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Robert Lerwill as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Christine Morin-Postel as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Gerry Murphy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Anthony Ruys as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Sir Nicholas Scheele as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Re-elect Ben Stevens as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Elect John Daly as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Elect Kieran Poynter as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Amend Long Term Incentive Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | British American Tobacco plc | BATS | G1510J102 | 28-Apr-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Capitol Federal Financial, Inc. | CFFN | 14057J101 | 22-Feb-11 | Elect Director Jeffrey M. Johnson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Capitol Federal Financial, Inc. | CFFN | 14057J101 | 22-Feb-11 | Elect Director Michael T. McCoy | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Capitol Federal Financial, Inc. | CFFN | 14057J101 | 22-Feb-11 | Elect Director Marilyn S. Ward | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Capitol Federal Financial, Inc. | CFFN | 14057J101 | 22-Feb-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Capitol Federal Financial, Inc. | CFFN | 14057J101 | 22-Feb-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Capitol Federal Financial, Inc. | CFFN | 14057J101 | 22-Feb-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Approve Financial Statements and Statutory Report; Approve Discharge of Supervisory Board and Executive Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Approve Allocation of Income and Dividends of DKK 5.00 per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Approve Remuneration of Directors in the amount of DKK 400,000 to Each Director (Base Fee), the Chairman Shall Receive Double Base Fee and the Deputy Chairman Shall Receive One and a Half Base Fee; Approve Remuneration for Committee Work | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Amend Articles Re: Change of the Supervisory Board Members’ Term of Office from Two to One Year | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Reelect Povl Krogsgaard-Larsen as Director | Issuer | Yes | Abstain | Abstain | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Reelect Cornelis Job van der Graaf as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Reelect Richard Burrows as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Reelect Niels Kaergard as Director | Issuer | Yes | Abstain | Abstain | ||||||||||
| PIMCO EqS Pathfinder FundTM | Carlsberg | K36628137 | 24-Mar-11 | Ratify KPMG as Auditor | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director William J. Brodsky | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director James R. Boris | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Mark F. Duffy | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director David A. Fisher | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Janet P. Froetscher | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Paul Kepes | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Stuart J. Kipnes | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Duane R. Kullberg | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Benjamin R. Londergan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director R. Eden Martin | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Roderick A. Palmore | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Susan M. Phillips | Issuer | Yes | Withhold | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director William R. Power | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | �� | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Samuel K. Skinner | Issuer | Yes | For | For | ||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Carole E. Stone | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Elect Director Eugene S. Sunshine | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CBOE Holdings, Inc. | CBOE | 12503M108 | 17-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CommScope, Inc. | CTV | 203372107 | 30-Dec-10 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CommScope, Inc. | CTV | 203372107 | 30-Dec-10 | Adjourn Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Adopt Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Approve Dividends of EUR 0.90 Per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Approve Discharge of Management Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Approve Discharge of Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Elect J. de Kreij to Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Reelect Spinner to Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus Additional 10 Percent in Case of Takeover/Merger | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Authorize Board to Exclude Preemptive Rights from Issuance under Item 7a | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Grant Board Authority to Issue Cumulative Financing Preference Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CSM NV | CSM | N2366U201 | 03-May-11 | Ratify Deloitte as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Edwin M. Banks | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director C. David Brown II | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director David W. Dorman | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Anne M. Finucane | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Kristen Gibney Williams | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Marian L. Heard | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Larry J. Merlo | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Jean-Pierre Millon | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Terrence Murray | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director C.A. Lance Piccolo | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Richard J. Swift | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Elect Director Tony L. White | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Report on Political Contributions | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | CVS Caremark Corporation | CVS | 126650100 | 11-May-11 | Provide Right to Act by Written Consent | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Approve Allocation of Income and Dividends of EUR 1.30 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Ratify Appointment of Yoshihiro Kawabata as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Reelect Bruno Bonnell as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Reelect Bernard Hours as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Reelect Yoshihiro Kawabata as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Reelect Jacques Vincent as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Elect Isabelle Seillier as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Elect Jean-Michel Severino as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Approve Auditors’ Special Report on Related-Party Transactions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Approve Agreement with Bernard Hours | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 56.5 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 37.8 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Capital Increase of Up to EUR 24 Million for Future Exchange Offers | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Capitalization of Reserves of Up to EUR 41.6 Million for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Danone | BN | F12033134 | 28-Apr-11 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director James W. Breyer | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Donald J. Carty | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Michael S. Dell | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director William H. Gray, III | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Judy C. Lewent | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Thomas W. Luce, III | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Klaus S. Luft | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Alex J. Mandl | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Shantanu Narayen | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director Sam Nunn | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Elect Director H. Ross Perot, Jr. | Issuer | Yes | Withhold | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Reimburse Proxy Contest Expenses | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Dell Inc. | DELL | 24702R101 | 12-Aug-10 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Approve Allocation of Income and Dividends of EUR 2.10 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Approve Discharge of Management Board for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Approve Discharge of Supervisory Board for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Approve Creation of EUR 5.2 Million Pool of Capital without Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Authorize Use of Financial Derivatives when Repurchasing Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Amend Articles Re: Majority Voting Requirements for General Meeting | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Deutsche Boerse AG | DB1 | D1882G119 | 12-May-11 | Ratify KPMG AG as Auditors for Fiscal 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | DOCKWISE LTD | DOCK | G2786A106 | 23-Nov-10 | Approve Notice of SGM and the Agenda | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | DOCKWISE LTD | DOCK | G2786A106 | 23-Nov-10 | Increase Authorized Share Capital from USD 125,000,000 to USD 200,000,000 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | DOCKWISE LTD | DOCK | G2786A106 | 23-Nov-10 | Amend Memorandum of Association and Bye-laws RE: Reflect Changes in Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | DOCKWISE LTD | DOCK | G2786A106 | 23-Nov-10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Allocation of Income and Dividends of EUR 1.50 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Discharge of Management Board for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Discharge of Supervisory Board for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Remuneration System for Management Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Elect Denise Kingsmill to the Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Elect Bard Mikkelsen to the Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Elect Rene Obermann to the Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Ratify PriceWaterhouseCoopers AG as Auditors for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Ratify PriceWaterhouseCoopers AG as Auditors for the Inspection of the Abbreviated Financial Statements for the First Half of Fiscal 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Remuneration of Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Affiliation Agreement with E.ON Beteiligungsverwaltungs GmbH | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Affiliation Agreement with E.ON Energy Trading Holding GmbH | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Affiliation Agreement with E.ON Finanzanlagen GmbH | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | E.ON AG | EOAN | D24914133 | 05-May-11 | Approve Affiliation Agreement with E.ON Ruhrgas Holding GmbH | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Allocation of Income and Dividends of EUR 0.76 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Auditors’ Special Report on Related-Party Transactions | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Board’s Special Report on Restricted Stock Plans Grants | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Elect Carole Piwnica as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Ratify Appointment of Francisco Reynes as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Ratify Appointment of Olivier Rozenfeld as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 855,000 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 44 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to EUR 44 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Board to Set Issue Price for 10 Percent Per Year of Issued Capital Pursuant to Issue Authority without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Under Items 11 to 14 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Capitalization of Reserves of Up to EUR 44 Million for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Capital Increase of Up to EUR 44 Million for Future Exchange Offers | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Issuance of Equity upon Conversion of a Subsidiary’s Equity-Linked Securities for Up to EUR 44 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Issuance of Securities Convertible into Debt up to an Aggregate Amount of EUR 1.5 Billion | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize up to 0.5 Percent of Issued Capital for Use in Stock Option Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Eutelsat Communications | ETL | F3692M128 | 09-Nov-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Declare Final Cash Dividend of HK$0.12 Per Ordinary Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reappoint Ernst & Young as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reelect Robert C. Nicholson as Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reelect Benny S. Santoso as Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reelect Graham L. Pickles as Independent Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reelect Napoleon L. Nazareno as Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reelect Tedy Djuhar as Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Reelect Ibrahim Risjad as Non-Executive Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Elect Loh Kung Wai, Christine as Independent Non-Executive Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Authorize Board to Fix Remuneration of Executive Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Authorize Board to Fix Remuneration of Non-Executive Directors at the Sum of $5,000 for Each Meeting Attended | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Authorize Board to Appoint Additional Directors as an Addition to the Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 01-Jun-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 08-Dec-10 | Approve Continuing Connected Transactions with PT Indofood Sukses Makmur Tbk in Relation to the Noodles Business and the Related Annual Caps | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | First Pacific Co., Ltd. | 142 | G34804107 | 08-Dec-10 | Approve Continuing Connected Transactions with PT Indofood Sukses Makmur Tbk in Relation to the Plantations Business and the Related Annual Caps | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Adopt Financial Statements | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Approve Dividends of EUR 0.28 Per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Approve Discharge of CEO | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Approve Discharge of Non-Excecutive Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Reelect A.Mandl to Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Reelect M. Soublin to Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Gemalto | GTO | N3465M108 | 18-May-11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Adopt Financial Statements and Directors’ and Auditors’ Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reelect Lee Seng Wee as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Approve Proposed Capital Reduction | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reelect Lin See-Yan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reelect Tan Yam Pin as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reelect David Conner as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reelect Lee Chien Shih as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reelect Christopher Wei as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Approve Directors’ Fees of SGD 1.4 Million for the Financial Year Ended Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Approve Special Director’s Fee of SGD 600,000 to Fang Ai Lian for the Financial Year Ended Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Reappoint Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Approve Issuance of Equity or Equity-Linked Securities with Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Great Eastern Holdings Ltd. (frm. Great East.Life Assu) | G07 | Y2854Q108 | 14-Apr-11 | Approve Issuance of Shares Pursuant to the Great Eastern Holdings Limited Scrip Dividend Scheme | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Authorize Board to Fix Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Reelect Ding Wai Chuen as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Reelect Kwek Leng San as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Reelect Volker Stoeckel as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Appoint KPMG as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Guoco Group Ltd. | 53 | G42098122 | 22-Oct-10 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Approve Scrip Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Authorise Directors to Capitalise the Appropriate Nominal Amounts of New Ordinary Shares and Depositary Interests in the Company Allotted Under the Scrip Dividend Alternative | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Robert Hiscox as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Bronislaw Masojada as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Robert Childs as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Stuart Bridges as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Elect Richard Gillingwater as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Daniel Healy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Ernst Jansen as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Dr James King as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Elect Robert McMillan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Andrea Rosen as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Re-elect Gunnar Stokholm as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Reappoint KPMG as Auditors of the Company | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Authorise Directors or a Duly Authorised Committee to Grant Options and Awards Over Ordinary Shares in the Company under the French Schedules to the Scheme and the Plan until 12 December 2016 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Hiscox Ltd | HSX | G4593F104 | 08-Jun-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Safra Catz as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Elect Laura Cha as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Marvin Cheung as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect John Coombe as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Rona Fairhead as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Douglas Flint as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Alexander Flockhart as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Stuart Gulliver as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect James Hughes-Hallett as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect William Laidlaw as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Janis Lomax as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Elect Iain Mackay as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Gwyn Morgan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Nagavara Murthy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Sir Simon Robertson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect John Thornton as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Re-elect Sir Brian Williamson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Reappoint KPMG Audit plc as Auditors and Authorise Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Approve Share Plan 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Approve Fees Payable to Non-Executive Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | HSBC Holdings plc | HSBA | G4634U169 | 27-May-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Ken Burnett as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Alison Cooper as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Robert Dyrbus as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Michael Herlihy as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Pierre Jungels as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Susan Murray as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Iain Napier as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Berge Setrakian as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Re-elect Mark Williamson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Extend the Grant of Options under the French Appendix to the Imperial Tobacco Group International Sharesave Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Imperial Tobacco Group plc | IMT | G4721W102 | 02-Feb-11 | Adopt New Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Adopt Financial Statements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Approve Remuneration Report Containing Remuneration Policy for Management Board Members | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Increase Authorized Common Stock | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Amend Articles Re: Legislative Changes | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Approve Discharge of Management Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Approve Discharge of Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Reelect Koos Timmermans to Executive Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Reelect Peter Elverding to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Reelect Henk Breukink to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Elect Sjoerd van Keulen to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Elect Joost Kuiper to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Elect Luc Vandewalle to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Restricting/Excluding Preemptive Rights | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital Plus in Case of Takeover/Merger and Restricting/Excluding Preemptive Rights | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | ING Groep NV | N4578E413 | 09-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital in Connection with a Major Capital Restructuring | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Approve Financial Statements and Auditor’s Report and Declare Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Reelect Mark Greenberg as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Reelect Simon Keswick as a Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Reelect Richard Lee as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Reelect Y.K. Pang as a Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Approve Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Matheson Holdings Ltd. | J36 | G50736100 | 12-May-11 | Authorize Share Repurchase Program | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Approve Financial Statements and Auditor’s Report and Declare Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Reelect Jenkin Hui as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Reelect George Koo as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Approve Remuneration of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Approve Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Authorize Issue of Equity or Equity-Linked Securities with and without Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Authorize Share Repurchase Program | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jardine Strategic Holdings Ltd. | J37 | G50764102 | 12-May-11 | Authorize Purchase of Shares in Parent Company, Jardine Matheson Holdings Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Financial Statements and Discharge Supervisory and Management Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Allocation of Income and Absence of Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Non-Tax Deductible Expenses | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Elect Monique Cohen as Supervisory Board Member | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Severance Payment Agreement with Gerard Degonse | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Severance Payment Agreement with Jeremy Male | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Non Compete Agreement with Laurence Debroux | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Auditors’ Special Report on Related-Party Transactions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 200,000 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.3 Million | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Issuance of Shares up to 20 Percent of Issued Capital Per Year for a Private Placement, up to Aggregate Nominal Amount of EUR 2.3 Million | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Capitalization of Reserves of Up to EUR 2.3 Million for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Board to Increase Capital in the Event of Additional Demand Related to Delegation Submitted to Shareholder Vote Above | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize up to 4 Percent of Issued Capital for Use in Stock Option Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize up to 0.5 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | JCDecaux SA | DEC | F5333N100 | 11-May-11 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Approve Financial Statements and Statutory Reports; Approve Allocation of Income | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Authorize Repurchase of up to 10 Percent of Issued Share Capital | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Approve the Adoption of a Declaration on the Procedure for Winding up the Company | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | In the Event the Company faces a Winding up Situation, the Company shall make use of the Winding up Procedure as set out in the Act on Financial Stability | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Approve Remuneration of Committee of Representatives | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Approve Guidelines for Incentive-Based Compensation for Executive Management and Board | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Remove Eddie Holstebo as Member of Committee of Representatives for Eastern Division | Security Holder | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Elect Members of Committee of Representatives for Northern Division | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Jyske Bank A/S | JYSK | K55633117 | 22-Mar-11 | Ratify Auditors | Issuer | No | — | — | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Adopt Financial Statements and Directors’ and Auditors’ Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Declare Final Tax-Exempt Dividend of SGD 0.26 Per Share for the Year Ended Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reelect Tony Chew Leong-Chee as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reelect Tow Heng Tan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reelect Teo Soon Hoe as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reelect Tan Ek Kia as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reelect Danny Teoh as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reelect Sven Bang Ullring as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Approve Directors’ Fees Aggregating SGD 944,170 in Cash (2009: SGD 1.1 Million) and Award of 29,500 Existing Ordinary Shares to Identified Directors as Payment in Part of Their Respective Remuneration for the Year Ended Dec. 31, 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Reappoint Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Approve Issuance of Equity or Equity-Linked Securities with or without Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Authorize Share Repurchase Program | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Keppel Corporation Ltd. | BN4 | Y4722Z120 | 21-Apr-11 | Approve Mandate for Transactions with Related Parties | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Allocation of Income and Dividends of EUR 0.30 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Discharge of Management Board for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Discharge of Supervisory Board for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Reelect Michael Rogowski to the Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Elect Hauke Stars to the Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Reelect Dieter Vogel to the Supervisory Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Ratify KPMG AG as Auditors for Fiscal 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds with Partial Exclusion of Preemptive Rights up to Aggregate Nominal Amount of EUR 750 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Creation of EUR 33.3 Million Pool of Capital with Partial Exclusion of Preemptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Amendment to Share Issuance Authorization Adopted at 2010 AGM | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Kloeckner & Co SE | KCO | D40376101 | 20-May-11 | Approve Remuneration System for Management Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Approve Financial Statements | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Approve Dividends of EUR 0.80 Per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Approve Discharge of Management Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Approve Discharge of Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Ratify PricewaterhouseCoopers Accountants N.V. as Auditors | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Approve Amendments to Remuneration Policy for Management Board Members | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Proposal to Amend the Remuneration of the Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Elect J.B.M. Streppel to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Elect M.Bischoff to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Elect C.M. Hooymans to Supervisory Board | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Authorize Repurchase of Shares | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Koninklijke KPN NV | N4297B146 | 06-Apr-11 | Approve Reduction in Share Capital by Cancellation of Shares | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Approve Allocation of Income and Dividends of EUR 1.80 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Reelect Liliane Bettencourt as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Reelect Annette Roux as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Reelect Charles Henri Filippi as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Approve Remuneration of Directors in the Aggregate Amount of EUR 1.3 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights, and/or Authorize Capitalization of Reserves for Bonus Issue or Increase in Par Value, up to Aggregate Nominal Amount of EUR 60 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Authorize up to 0.6 Percent of Issued Capital for Use in Stock Option Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Authorize up to 0.6 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | L Oreal | OR | F58149133 | 22-Apr-11 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Reappoint Ernst & Young LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Elect Emma Duncan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Elect Alex Maloney as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Re-elect Richard Brindle as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Re-elect Robert Spass as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 05-May-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-laws 3 and 4 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-laws 8, 56(e) and 74 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-law 10.2 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-laws 22, 23, 30, 58, 59 and 69 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-laws 26, 28, 32, 65 and 66 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-law 45 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-law 63.6 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Bye-law 67 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lancashire Holdings Ltd | LRE | G5361W104 | 22-Dec-10 | Amend Restricted Share Scheme | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Approve Remuneration Report | Issuer | Yes | Abstain | Abstain | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Elect Anita Frew as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Elect Antonio Horta-Osorio as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Sir Winfried Bischoff as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Sir Julian Horn-Smith as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Lord Leitch as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Glen Moreno as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect David Roberts as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Timothy Ryan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Martin Scicluna as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Truett Tate as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Tim Tookey as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Re-elect Anthony Watson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Authorise the Audit Committee to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Amend the Deferred Bonus Plan 2008 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lloyds Banking Group plc | LLOY | G5542W106 | 18-May-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Elect Alf Goransson as Chairman of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Prepare and Approve List of Shareholders | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Agenda of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Designate Inspector(s) of Minutes of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Acknowledge Proper Convening of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Allocation of Income and Dividends of SEK 3.50 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Set May 16, 2011 as Record Date for Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Discharge of Board and President | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Determine Number of Members (6) and Deputy Members (0) of Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Remuneration of Directors in the Aggregate Amount of SEK 1.75 Million; Approve Remuneration for Committee Work; Approve Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Reelect Lars Blecko, Alf Goransson (Chair), Jan Svensson, Ulrik Svensson, Marie Ehrling, and Signhild Hansen as Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Elect Gustaf Douglas (Chair), Marianne Nilsson, Per-Erik Mohlin, Mikael Ekdahl, and Henrik Didner as Members of Nominating Committee | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Performance Share Plan; Authorize Repurchase and Reissuance of up to 325,000 Class B Shares in Connection with Performance Share Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Approve Performance Share Plan; Approve Swap Agreement with Third Party as Alternative to Item 15.1 | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Loomis AB | LOOM B | W5650X104 | 11-May-11 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Elect Director Dianne Neal Blixt | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Elect Director David E. R. Dangoor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Elect Director Murray S. Kessler | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Require a Majority Vote for the Election of Directors | Security Holder | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Lorillard, Inc. | LO | 544147101 | 19-May-11 | Report on Political Contributions | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 01-Sep-10 | Approve Acquisition of GLG Partners Inc | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Elect Ruud Hendriks as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Elect Frederic Jolly as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Re-elect Alison Carnwath as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Re-elect Kevin Hayes as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Re-elect Patrick O’Sullivan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Adopt New Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Man Group plc | EMG | G5790V156 | 08-Jul-10 | Approve 2010 Sharesave Scheme | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | MHG | R2326D105 | 07-Dec-10 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | MHG | R2326D105 | 07-Dec-10 | Approve Notice of Meeting and Agenda | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | MHG | R2326D105 | 07-Dec-10 | Approve Dividends of NOK 0.05 Per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Notice of Meeting and Agenda | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Allocation of Income and Dividends of NOK 0.80 per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Authorize Repurchase of up to 10 percent of Share Capital | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Issuance of up to 358 Million Shares without Preemptive Rights | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Issuance of Authorize Issuance of Convertible Bonds without Preemptive Rights; Approve Creation of NOK 525 Million Pool of Capital to Guarantee Conversion Rights | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Amend Articles Re: Registered Office | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Remuneration of Directors in the Amount of NOK 750,000 for Chairman, NOK 350,000 for Deputy Chairman, and NOK 275,000 for Other Directors; Approve Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Reelect Ole Leroey and Leif Onarheim as Directors; Elect Mike Parker as a New Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Elect Members of Nominating Committee; Approve Remuneration of Nominating Committee | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Elect Auditors | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 09-May-11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 23-Aug-10 | Elect Chairman of Meeting; Designate Inspector(s) of Minutes of Meeting | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 23-Aug-10 | Approve Notice of Meeting and Agenda | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marine Harvest ASA (Formerly Pan Fish ASA) | R2326D105 | 23-Aug-10 | Approve Dividends of NOK 0.20 Per Share | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Marshall & Ilsley Corporation | MI | 571837103 | 17-May-11 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Marshall & Ilsley Corporation | MI | 571837103 | 17-May-11 | Adjourn Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Massey Energy Company | MEE | 576206106 | 01-Jun-11 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Massey Energy Company | MEE | 576206106 | 01-Jun-11 | Adjourn Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Steven A. Ballmer | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Dina Dublon | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director William H. Gates III | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Raymond V. Gilmartin | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Reed Hastings | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Maria M. Klawe | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director David F. Marquardt | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Charles H. Noski | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Elect Director Helmut Panke | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Microsoft Corporation | MSFT | 594918104 | 16-Nov-10 | Amend Bylaws to Establish a Board Committee on Environmental Sustainability | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Approve Allocation of Income and Dividends of CHF 1.85 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Reelect Paul Bulcke as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Reelect Andreas Koopmann as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Reelect Rolf Haenggi as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Reelect Jean-Pierre Meyers as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Reelect Naina Lal Kidwai as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Reelect Beat Hess as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Elect Ann Veneman as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Ratify KPMG AG as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nestle SA | NESN | H57312649 | 14-Apr-11 | Approve CHF 16.5 Million Reduction in Share Capital via Cancellation of 165 Million Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Approve Allocation of Income, with a Final Dividend of JPY 310 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Iwata, Satoru | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Mori, Yoshihiro | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Hatano, Shinji | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Takeda, Genyo | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Miyamoto, Shigeru | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Nagai, Nobuo | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Matsumoto, Masaharu | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Suzuki, Eiichi | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Kimishima, Tatsumi | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Elect Director Takemura, Kaoru | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Appoint Statutory Auditor Nakaji, Ichiro | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Appoint Statutory Auditor Mizutani, Naoki | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Nintendo Co. Ltd. | 7974 | J51699106 | 29-Jun-11 | Appoint Statutory Auditor Ozaki, Katashi | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Elect Director William J. Wagner | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Elect Director A. Paul King | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Elect Director Sonia M. Probst | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Northwest Bancshares, Inc. | NWBI | 667340103 | 20-Apr-11 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Andre Bergen | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Ellyn L. Brown | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Marshall N. Carter | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Dominique Cerutti | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Patricia M. Cloherty | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Sir George Cox | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Sylvain Hefes | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Jan-michiel Hessels | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Duncan M. McFarland | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director James J. McNulty | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Duncan L. Niederauer | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Ricardo Salgado | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Robert G. Scott | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Jackson P. Tai | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Rijnhard Van Tets | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Elect Director Sir Brian Williamson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Reduce Supermajority Vote Requirement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | NYSE Euronext | NYX | 629491101 | 28-Apr-11 | Provide Right to Act by Written Consent | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Approve Financial Statements and Statutory Reports | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Approve Allocation of Income and Dividends of NOK 2.50 per Share | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Amend Articles Re: Voting in Advance of the Meeting | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Approve Remuneration Policy And Other Terms of Employment For Executive Management | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Approve Guidelines for Incentive-Based Compensation for Executive Management | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Authorize Repurchase of Shares for Use in Employee Incentive Programs | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Authorize Share Repurchase Program | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Approve Issuance of 72 Million Shares without Preemptive Rights | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Reelect Andresen, Kreutzer, Bjerke, Houg, Pettersson, Waersted, Windfelt, Svarva, Mejdell, Blystad, Selte, Venold, Flinder, and Brautaset as Members of Corporate Assembly | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Elect Gleditsch, Hokholt, Bjorn, Enger, Berdal and Rydning as Deputy Members of Corporate Assembly | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Reelect Nils-Henrik Pettersson as Member of Nominating Committee | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | Orkla ASA | R67787102 | 14-Apr-11 | Approve Remuneration of Auditors | Issuer | No | — | — | ||||||||||
| PIMCO EqS Pathfinder FundTM | People’s United Financial, Inc. | PBCT | 712704105 | 21-Apr-11 | Elect Director John P. Barnes | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | People’s United Financial, Inc. | PBCT | 712704105 | 21-Apr-11 | Elect Director Collin P. Baron | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | People’s United Financial, Inc. | PBCT | 712704105 | 21-Apr-11 | Elect Director Richard M. Hoyt | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | People’s United Financial, Inc. | PBCT | 712704105 | 21-Apr-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | People’s United Financial, Inc. | PBCT | 712704105 | 21-Apr-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | People’s United Financial, Inc. | PBCT | 712704105 | 21-Apr-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Approve Allocation of Income and Dividends of EUR 1.34 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Approve Auditors’ Special Report on Related-Party Transactions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Reelect Francois Gerard as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Elect Susan Murray as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Renew Appointment of Mazars as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Renew Appointment of Patrick de Cambourg as Alternate Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Approve Remuneration of Directors in the Aggregate Amount of EUR 840,000 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Authorize up to 0.67 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Authorize Board to Issue Free Warrants with Preemptive Rights During a Public Tender Offer or Share Exchange | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Amend Article 27 of Bylaws and Insert New Article 28 Re: Censors; and Renumber Following Articles Accordingly | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Amend Article 33 (Previous Article 32.I Before the Adoption of Item 14) of Bylaws Re: General Meetings | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pernod Ricard | RI | F72027109 | 10-Nov-10 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Dennis A. Ausiello | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Michael S. Brown | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director M. Anthony Burns | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director W. Don Cornwell | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Frances D. Fergusson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director William H. Gray III | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Constance J. Horner | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director James M. Kilts | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director George A. Lorch | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director John P. Mascotte | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Suzanne Nora Johnson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Ian C. Read | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Elect Director Stephen W. Sanger | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Publish Political Contributions | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Report on Public Policy Advocacy Process | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Adopt Policy to Restrain Pharmaceutical Price Increases | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Provide Right to Act by Written Consent | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Pfizer Inc. | PFE | 717081103 | 28-Apr-11 | Report on Animal Testing and Plans for Reduction | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Harold Brown | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Mathis Cabiallavetta | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Louis C. Camilleri | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director J. Dudley Fishburn | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Jennifer Li | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Graham Mackay | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Sergio Marchionne | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Lucio A. Noto | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Carlos Slim Helu | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Elect Director Stephen M. Wolf | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Report on Effect of Marketing Practices on the Poor | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Philip Morris International Inc. | PM | 718172109 | 11-May-11 | Require Independent Board Chairman | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pride International, Inc. | PDE | 74153Q102 | 31-May-11 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Pride International, Inc. | PDE | 74153Q102 | 31-May-11 | Adjourn Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Approve Remuneration Report | Issuer | Yes | Abstain | Abstain | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Approve Final Dividend | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Re-elect Adrian Bellamy as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Re-elect Peter Harf as Director | Issuer | Yes | Abstain | Abstain | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Re-elect Bart Becht as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Re-elect Graham Mackay as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Elect Liz Doherty as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Reappoint PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Authorise Market Purchase | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Authorise the Company to Call EGM with Two Weeks’ Notice | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Reckitt Benckiser Group plc | G74079107 | 05-May-11 | Amend 2007 Senior Executives’ Share Ownership Policy Plan, 2007 Global Stock Profit Plan, 2007 Long-Term Incentive Plan, 2007 US Savings-Related Share Option Plan and 2007 Savings Related Share Option Plan | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Reappoint Ernst & Young LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Elect Tim Wade as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Jacques Aigrain as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Gerardo Arostegui as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Michael Biggs as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Mel Carvill as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Fergus Dunlop as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Phil Hodkinson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Denise Mileham as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Peter Niven as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Gerhard Roggemann as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect David Allvey as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Evelyn Bourke as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Clive Cowdery as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Elect David Hynam as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect Trevor Matthews as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Elect Andrew Parsons as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Elect Belinda Richards as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Elect Karl Sternberg as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Re-elect John Tiner as Director of Friends Provident Holdings (UK) plc | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Approve Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 18-May-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 20-Jul-10 | Approve the Acquisition by FPH of the AXA UK Life Business | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 20-Jul-10 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 20-Jul-10 | Approve Share Consolidation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Resolution Ltd | RSL | G7521S122 | 20-Jul-10 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Elect Director Luc Jobin | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Elect Director Nana Mensah | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Elect Director John J. Zillmer | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Elect Director John P. Daly | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Elect Director Daniel M. Delen | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Increase Authorized Common Stock | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Declassify the Board of Directors | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Cease Production of Flavored Tobacco Products | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Reynolds American Inc. | RAI | 761713106 | 06-May-11 | Adopt Human Rights Protocols for Company and Suppliers | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Allocation of Income and Dividends of EUR 0.37 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Wolfgang Pfoehler for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Gerald Meder for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Andrea Aulkemeyer for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Volker Feldkamp for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Erik Hamann for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Wolfgang Kunz for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Ralf Staehler for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Irmgard Stippler for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Management Board Member Christoph Straub for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Eugen Muench for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Joachim Lueddecke for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Wolfgang Muendel for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Bernhard Aisch for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Gisela Ballauf for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Peter Berghoefer for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Bettina Boettcher for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Sylvia Buehler for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Helmut Buehner for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Gerhard Ehninger for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Stefan Haertel for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Ursula Harres for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Caspar von Hauenschild for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Detlef Klimpe for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Heinz Korte for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Karl Lauterbach for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Michael Mendel for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Ruediger Merz for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Brigitte Mohn for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Annett Mueller for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Jens-Peter Neumann for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Werner Prange for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Joachim Schaar for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Jan Schmitt for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Georg Schulze-Ziehaus for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Rudolf Schwab for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Discharge of Supervisory Board Member Michael Wendl for Fiscal 2010 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Remuneration System for Management Board Members | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Ratify PricewaterhouseCoopers as Auditors for Fiscal 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Alter Mandatory Retirement Policy for Management Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Alter Mandatory Retirement Policy for Supervisory Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Amend Articles Re: Requirements for Participation in General Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Affiliation Agreement with Subsidiary Klinik fuer Herzchirurgie Karlsruhe GmbH, Karlsruhe | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Affiliation Agreement with Subsidiary Klinik Kipfenberg GmbH Neurochirurgische und Neurologische Fachklinik, Kipfenberg | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Affiliation Agreement with Subsidiary Herzzentrum Leipzig GmbH, Leipzig | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Rhoen-Klinikum AG | RHK | D6530N119 | 08-Jun-11 | Approve Affiliation Agreement with Subsidiary Klinikum Meiningen GmbH, Meiningen | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Elect Linda Stuntz as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Josef Ackermann as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Malcolm Brinded as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Elect Guy Elliott as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Simon Henry as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Charles Holliday as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Lord Kerr of Kinlochard as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Elect Gerard Kleisterlee as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Christine Morin-Postel as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Jorma Ollila as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Jeroen van der Veer as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Peter Voser as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Re-elect Hans Wijers as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Reappoint PricewaterhouseCoopers LLP as Auditors of the Company | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Authorise Board to Fix Remuneration of Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Authorise Issue of Equity with Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Authorise Issue of Equity without Pre-emptive Rights | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Authorise Market Purchase | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Royal Dutch Shell plc | RDSB | G7690A118 | 17-May-11 | Authorise EU Political Donations and Expenditure | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Approve Remuneration Report | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Approve Allocation of Income and Dividends of CHF 3.00 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Relect Pius Baschera, Luc Bonnard, Hubertus von Gruenberg and Alfred Schindler as Directors | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Relect Alfred Schindler as Chairman of the Board of Directors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Schindler Holding AG | SCHP | H7258G209 | 15-Mar-11 | Ratify Ernst & Young AG as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Reelect John Fredriksen | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Reelect Olav Troim as Director | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Reelect Kate Blankenship as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Reelect Kjell E. Jacobsen as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Reelect Kathrine Fredriksen as Director | Issuer | Yes | Against | Against | ||||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Approve PricewaterhouseCoopers AS as Auditor and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Seadrill Limited | G7945E105 | 24-Sep-10 | Approve Remuneration of Directors | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Approve Allocation of Income and Dividends of CHF 7.50 per Registered Share and CHF 45.00 per Bearer Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Approve CHF 21.3 Million Reduction in Share Capital and Capital Repayment of CHF 1.40 per Registered Share and CHF 8.40 per Bearer Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Amend Articles Re: Ownership Threshold for Proposing Agenda Items | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Reelect Urs Burkard as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Elect Monika Ribar as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Sika AG (formerly Sika Finanz AG) | SIK | H7631K158 | 12-Apr-11 | Ratify Ernst & Young as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Approve Merger Agreement | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Elect Director James R. Gibbs | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Elect Director Duane C. Radtke | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Elect Director John Yearwood | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Amend Omnibus Stock Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Smith International, Inc. | SII | 832110100 | 24-Aug-10 | Adjourn Meeting | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | SunPower Corporation | SPWRA | 867652109 | 03-May-11 | Elect Director Thomas R. McDaniel | Issuer | Yes | Withhold | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | SunPower Corporation | SPWRA | 867652109 | 03-May-11 | Elect Director Thomas H. Werner | Issuer | Yes | Withhold | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | SunPower Corporation | SPWRA | 867652109 | 03-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | SunPower Corporation | SPWRA | 867652109 | 03-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Financial Statements and Discharge Management Board Members and Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Combination of Employment Contract for Michel Peschard | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Combination of Employment Contract with Corporate Executive Mandate for Brigitte Daubry | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Combination of Employment Contract with Corporate Executive Mandate for Olivier Rigaudy | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Transaction Re: Insurance for Management Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Allocation of Income and Dividends of EUR 0.33 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Remuneration of Supervisory Board Members in the Aggregate Amount of EUR 227,000 for 2010 and 250,000 for 2011 | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Ratify KPMG Audit IS SAS as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Ratify Deloitte et Associes as Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Ratify KPMG Audit ID SAS as Alternate Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Ratify BEAS as Alternate Auditor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Adopt One-Tiered Board Structure | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Adopt New Articles of Association | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Pursuant to Approval of Items 13 and 14, Acknowledge New Board Structure, New Articles of Association and End of Mandate of Management and Supervisory Board Members | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Daniel Julien as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Daniel G. Bergstein as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Philippe Dominati as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Martine Dassault as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Bernard Canetti as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Mario Sciacca as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Philippe Ginestie as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Robert Paszczak as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Stephen Winningham as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Jean Guez as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Elect Alain Boulet as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Approval of Items 13 and 14, Appoint Jacques Berrebi as Censor | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Non Approval of Items 13 and 14, Reelect Daniel Bergstein as Supervisory Board Member | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Non Approval of Items 13 and 14, Reelect Bernard Canetti as Supervisory Board Member | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Non Approval of Items 13 and 14, Reelect Jean Guez as Supervisory Board Member | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Reduction in Share Capital via Cancellation of Repurchased Shares | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize Capitalization of Reserves of Up to EUR 142 Million for Bonus Issue or Increase in Par Value | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize Issuance of Equity or Equity-Linked Securities with Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize Issuance of Equity or Equity-Linked Securities without Preemptive Rights up to Aggregate Nominal Amount of EUR 40 Million | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize Capital Increase of up to 10 Percent of Issued Capital for Future Acquisitions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize up to 2 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Approve Employee Stock Purchase Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Subject to Non Approval of Items 13 and 14, Grant Authorizations under Items 32 to 38 to Management Board | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Teleperformance | RCF | F9120F106 | 31-May-11 | Authorize Filing of Required Documents/Other Formalities | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Declare Final Dividend | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Elect Charles Chan Kwok Keung as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Elect Cher Wang Hsiueh Hong as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Elect Jonathan Milton Nelson as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Reelect Chow Yei Ching as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Reelect Kevin Lo Chung Ping as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Reelect Chien Lee as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Reelect Gordon Siu Kwing Chue as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Approve Increase in Directors’ Fee | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Reappoint PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Authorize Reissuance of Repurchased Shares | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Television Broadcast Ltd. | 511 | Y85830100 | 25-May-11 | Approve Extension of Book Close Period from 30 Days to 60 Days | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Reelect William Chan Chak Cheung as Director of the Manager | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Reelect David Charles Watt as Director of the Manager | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Reelect Andy Cheung Lee Ming as Director of the Manager | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Reelect Nicholas Robert Sallnow-Smith as Director of the Manager | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Reelect Ian Keith Griffiths as Director of the Manager | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Reelect Richard Wong Yue Chim as Director of the Manager | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | The Link Real Estate Investment Trust | Y5281M111 | 28-Jul-10 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | ||||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Approve Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Accept Consolidated Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Approve Allocation of Income and Dividends of EUR 2.28 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Approve Auditors’ Special Report on Related-Party Transactions | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Reelect Patricia Barbizet as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Reelect Paul Desmarais Jr. as Director | Issuer | Yes | Against | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Reelect Claude Mandil as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Elect Marie-Christine Coisne as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Elect Barbara Kux as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Authorize up to 0.8 Percent of Issued Capital for Use in Restricted Stock Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Total SA | FP | F92124100 | 13-May-11 | Amend Article 9 of Bylaws Re: Share Ownership Disclosure Threshold Publication | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | TOWER Australia Group Ltd. | TAL | Q9155R106 | 18-Apr-11 | Approve the Scheme of Arrangement between the Company and Its Non-Dai-ichi Life Shareholders | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Approve Allocation of Income and Omission of Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Kaspar Villiger as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Michel Demare as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect David Sidwell as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Rainer-Marc Frey as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Bruno Gehrig as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Ann Godbehere as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Axel Lehmann as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Wolfgang Mayrhuber as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect Helmut Panke as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Reelect William Parrett as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Elect Joseph Yam as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | UBS AG | UBSN | H89231338 | 28-Apr-11 | Ratify Ernst & Young AG as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Aida M. Alvarez | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director James W. Breyer | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director M. Michele Burns | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director James I. Cash, Jr. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Roger C. Corbett | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Douglas N. Daft | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Michael T. Duke | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Gregory B. Penner | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Steven S Reinemund | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director H. Lee Scott, Jr. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Arne M. Sorenson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Jim C. Walton | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director S. Robson Walton | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Christopher J. Williams | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Elect Director Linda S. Wolf | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Amend EEO Policy to Prohibit Discrimination based on Gender Identity | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Report on Political Contributions | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Amend Articles/Bylaws/Charter -- Call Special Meetings | Security Holder | Yes | For | Against | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Require Suppliers to Produce Sustainability Reports | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Wal-Mart Stores, Inc. | WMT | 931142103 | 03-Jun-11 | Report on Climate Change Business Risks | Security Holder | Yes | Against | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Washington Federal, Inc. | WFSL | 938824109 | 19-Jan-11 | Elect Director Anna C. Johnson | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Washington Federal, Inc. | WFSL | 938824109 | 19-Jan-11 | Elect Director Charles R. Richmond | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Washington Federal, Inc. | WFSL | 938824109 | 19-Jan-11 | Approve Omnibus Stock Plan | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Washington Federal, Inc. | WFSL | 938824109 | 19-Jan-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Washington Federal, Inc. | WFSL | 938824109 | 19-Jan-11 | Ratify Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Raymond Barrette as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Yves Brouillette as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect John D. Gillespie as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Brian E. Kensil as Director for Sirius International Insurance Corporation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Eivor A. Pettersson as Director for Sirius International Insurance Corporation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Goran Thorstensson as Director for Sirius International Insurance Corporation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Allan L. Waters as Director for Sirius International Insurance Corporation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Christine H. Repasy as Director for Scandinavian Reinsurance Company Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Warren J. Trace as Director for Scandinavian Reinsurance Company Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Allan L. Waters as Director for Scandinavian Reinsurance Company Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Jeffrey W. Davis as Director for White Mountains Re Bermuda Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Brian E. Kensil as Director for White Mountains Re Bermuda Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Christine H. Repasy as Director for White Mountains Re Bermuda Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Warren J. Trace as Director for White Mountains Re Bermuda Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Allan L. Waters as Director for White Mountains Re Bermuda Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Raymond Barrette as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect David T. Foy as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Jennifer L. Pitts as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Warren J. Trace as Director for White Mountains Life Reinsurance (Bermuda) Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Christine H. Repasy as Director for White Shoals Re Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Warren J. Trace as Director for White Shoals Re Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Allan L. Waters as Director for White Shoals Re Ltd. | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Raymond Barrette as Director for Any New Non-U.S. Operating Subsidiary | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect David T. Foy as Director for Any New Non-U.S. Operating Subsidiary | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Jennifer L. Pitts as Director for Any New Non-U.S. Operating Subsidiary | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Elect Warren J. Trace as Director for Any New Non-U.S. Operating Subsidiary | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Advisory Vote to Ratify Named Executive Officers’ Compensation | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Advisory Vote on Say on Pay Frequency | Issuer | Yes | One Year | For | |||||||||
| PIMCO EqS Pathfinder FundTM | White Mountains Insurance Group, Ltd. | WTM | G9618E107 | 26-May-11 | Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Accept Financial Statements and Statutory Reports | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Approve Remuneration Report | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Approve Allocation of Income and Omission of Dividends | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Approve Transfer of CHF 2.49 Billion from Capital Reserves to Free Reserves and Dividend of CHF 17.00 per Share | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Approve Discharge of Board and Senior Management | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Amend Articles Re: Election of Special Auditor for Capital Increases | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Amend Articles Re: Contributions in Kind | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Reelect Manfred Gentz as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Reelect Fred Kindle as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Reelect Tom de Swaan as Director | Issuer | Yes | For | For | |||||||||
| PIMCO EqS Pathfinder FundTM | Zurich Financial Services AG | ZURN | H9870Y105 | 31-Mar-11 | Ratify PricewaterhouseCoopers AG as Auditors | Issuer | Yes | For | For | |||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| PIMCO Equity Series | ||
| By: | /s/ Neel T. Kashkari | |
| Neel T. Kashkari, President, Principal Executive Officer | ||
Date: August 11, 2011
