UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
WASHINGTON, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
INVESTMENT COMPANY ACT FILE NUMBER: 811-22495
CURIAN SERIES TRUST
(EXACT NAME OF REGISTRANT AS SPECIFIED IN CHARTER)
7601 TECHNOLOGY WAY DENVER, CO 80237
(ADDRESS OF PRINCIPAL EXECUTIVE OFFICES, ZIP CODE)
877-847-4143
(REGISTRANT’S TELEPHONE NUMBERS, INCLUDING AREA CODE)
K&L GATES LLP
70 W. MADISON ST.
SUITE 3100
CHICAGO, IL 60602-4207
ATTENTION:
ALAN GOLDBERG
WITH A COPY TO:
SUSAN S. RHEE, ESQ.
CURIAN SERIES TRUST
VICE PRESIDENT, CHIEF LEGAL OFFICER AND SECRETARY
1 CORPORATE WAY
LANSING, MI 48951
(NAME AND ADDRESS OF AGENT FOR SERVICE)
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22495 Reporting Period: 07/01/2013 - 06/30/2014 Curian Series Trust =========================== Curian/PIMCO Income Fund =========================== NBCUNIVERSAL ENTERPRISE, INC. Ticker: Security ID: 63946CAE8 Meeting Date: MAY 29, 2014 Meeting Type: Annual Record Date: APR 01, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Director Bernard C. Watson For For Management ======================== Curian/PIMCO Total Return Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== Curian/WMC International Equity Fund ===================== ACCOR SA Ticker: AC Security ID: F00189120 Meeting Date: APR 29, 2014 Meeting Type: Mix Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Scrip Dividend For For Management 8 Remuneration Elements (Sebastien Bazin) For For Management 9 Remuneration Elements (Sven Boinet) For For Management 10 Preservation of Right to Options For For Management (Denis Hennequin) 11 Severance Payment (Yann Calliere) For For Management 12 Related Party Transactions (Institut For For Management Paul Bocuse) 13 Elect Sebastien Bazin For For Management 14 Elect Iris Knobloch For For Management 15 Elect Virginie Morgon For Against Management 16 Elect Jonathan Grunzweig For For Management 17 Authority to Repurchase Shares For For Management 18 Authority to Cancel Shares and Reduce For For Management Capital 19 Amendments to Articles Regarding For For Management Employee Representatives 20 Remuneration of Denis Hennequin, For For Management Former CEO 21 Remuneration of Yann Caillere, Former For For Management CEO 22 Remuneration of Sebastien Bazin, For For Management Chairman and CEO 23 Remuneration of Sven Boinet, Former For For Management Deputy CEO 24 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- AEON COMPANY LIMITED Ticker: 8267 Security ID: J00288100 Meeting Date: MAY 28, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Hiroshi Yokoo For For Management 3 Elect Motoya Okada For For Management 4 Elect Yoshiki Mori For For Management 5 Elect Masaaki Toyoshima For For Management 6 Elect Masaharu Ikuta For For Management 7 Elect Takejiroh Sueyoshi For For Management 8 Elect Keiichi Tadaki For For Management 9 Elect Ken Satoh For For Management 10 Elect Yukako Uchinaga For For Management -------------------------------------------------------------------------------- AEON MALL Ticker: 8905 Security ID: J10005106 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: FEB 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Noriyuki Murakami For For Management 2 Elect Sohichi Okazaki For For Management 3 Elect Kaoru Iwamoto For For Management 4 Elect Seiichi Chiba For For Management 5 Elect Hiroshi Iwamoto For For Management 6 Elect Yoshiharu Umeda For For Management 7 Elect Akio Yoshida For For Management 8 Elect Motoya Okada For For Management 9 Elect Mitsugu Tamai For For Management 10 Elect Masato Murai For For Management 11 Elect Akio Mishima For For Management 12 Elect Mami Taira For For Management 13 Elect Yumiko Ichige as Statutory For For Management Auditor -------------------------------------------------------------------------------- AIR CANADA Ticker: AC.B Security ID: 008911703 Meeting Date: MAY 15, 2014 Meeting Type: Special Record Date: MAR 24, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect Christie J.B. Clark For For Management 1.2 Elect Michael M. Green For For Management 1.3 Elect Jean Marc Huot For For Management 1.4 Elect Joseph B. Leonard For For Management 1.5 Elect David I. Richardson For For Management 1.6 Elect Roy J. Romanow For For Management 1.7 Elect Calin Rovinescu For For Management 1.8 Elect Vagn Ove Sorensen For For Management 1.9 Elect Annette M. Verschuren For For Management 2 Appointment of Auditor For For Management 3 Renewal of Shareholder Rights Plan For For Management 4 Adoption of Advance Notice Requirement For For Management 5 Amendment to the Long Term Incentive For For Management Plan 6 Advisory Vote on Executive Compensation For For Management 7 Canadian Resident Status For For Management -------------------------------------------------------------------------------- AIR LIQUIDE Ticker: AI Security ID: F01764103 Meeting Date: MAY 07, 2014 Meeting Type: Mix Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Authority to Repurchase Shares For For Management 8 Elect Benoit Potier For For Management 9 Elect Paul D. Skinner For For Management 10 Elect Jean-Paul Agon For For Management 11 Elect Sin Leng Low For For Management 12 Elect Annette Winkler For For Management 13 Severance Agreement and Supplementary For For Management Retirement Benefits (Benoit Potier) 14 Severance Agreement and Supplementary For For Management Retirement Benefits (Pierre Dufour) 15 Remuneration of Benoit Potier, For For Management Chairman and CEO 16 Remuneration of Pierre Dufour, Deputy For For Management CEO 17 Amendment to Article Regarding For For Management Employee Representatives 18 Authority to Cancel Shares and Reduce For For Management Share Capital 19 Authority to Increase Capital Through For For Management Capitalizations 20 Amendment to Article Regarding For For Management Employee Representatives 21 Amendment to Article Regarding For For Management Appointment of Lead Independent Director 22 Amendment to Article Regarding Loyalty For For Management Dividends 23 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- AISIN SEIKI CO. LTD. Ticker: 7259 Security ID: J00714105 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Kanshiroh Toyoda For For Management 4 Elect Fumio Fujimori For For Management 5 Elect Toshikazu Nagura For For Management 6 Elect Makoto Mitsuya For For Management 7 Elect Naofumi Fujie For For Management 8 Elect Kazumi Usami For For Management 9 Elect Takeshi Kawata For For Management 10 Elect Mutsumi Kawamoto For For Management 11 Elect Toshiyuki Mizushima For For Management 12 Elect Takashi Enomoto For For Management 13 Elect Yasuhide Shibata For For Management 14 Elect Toshio Kobayashi For For Management 15 Elect Tsunekazu Haraguchi For For Management 16 Elect Hikaru Takasu For For Management 17 Elect Takashi Morita For Against Management 18 Bonus For For Management -------------------------------------------------------------------------------- AL NOOR HOSPITALS Ticker: ANH Security ID: G021A5106 Meeting Date: APR 01, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (Advisory) For For Management 3 Remuneration Policy (Binding) For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Ian Tyler For For Management 6 Elect Kassem Alom For For Management 7 Elect Mubarak Matar Al Hamiri For Against Management 8 Elect Faisal Belhoul For Against Management 9 Elect Mansoor Bin Butti Al Hamed For For Management 10 Elect Seamus Keating For For Management 11 Elect Khaldoun Haj Hasan For For Management 12 Elect Ahmad Nimer For For Management 13 Elect William J. Ward For For Management 14 Elect William S. Ward For For Management 15 Appointment of Auditor For For Management 16 Authority to Set Auditor's Fees For For Management 17 Electronic Communications For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights 20 Authority to Repurchase Shares For For Management 21 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- ALPHA BANK A.E. Ticker: ALPHA Security ID: X1687N119 Meeting Date: JUN 27, 2014 Meeting Type: Ordinary Record Date: JUN 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Accounts and Reports; Allocation of For For Management Profits 3 Ratification of Directors' and For For Management Auditors' Acts 4 Appointment of Auditor and Authority For For Management to Set Fees 5 Directors' Fees For For Management 6 Announcement of Board Appointments For For Management 7 Election of Directors; Election of For For Management Audit Committee Members; Designation of Independent Candidates 8 Authority to Issue Shares and/or For For Management Convertible Bonds w/ Preemptive Rights 9 Board Transactions For For Management -------------------------------------------------------------------------------- ANHEUSER-BUSCH INBEV SA/NV Ticker: ABI Security ID: B6399C107 Meeting Date: APR 30, 2014 Meeting Type: Mix Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Amendment to the Subscription Rights For For Management Granted to Directors and Executives 4 Non-Voting Agenda Item N/A N/A Management 5 Non-Voting Agenda Item N/A N/A Management 6 Increase in Authorized Capital For For Management 7 Authority to Repurchase Shares For For Management 8 Amendments to Articles 10 For For Management 9 Non-Voting Agenda Item N/A N/A Management 10 Non-Voting Agenda Item N/A N/A Management 11 Non-Voting Agenda Item N/A N/A Management 12 Non-Voting Agenda Item N/A N/A Management 13 Accounts and Reports; Allocation of For For Management Profits/Dividends 14 Non-Voting Agenda Item N/A N/A Management 15 Ratification of Board Acts For For Management 16 Ratification of Auditor Acts For For Management 17 Elect Kees J. Storm For For Management 18 Non-Voting Agenda Item N/A N/A Management 19 Non-Voting Agenda Item N/A N/A Management 20 Elect Mark Winkelman For For Management 21 Non-Voting Agenda Item N/A N/A Management 22 Elect Alexandre van Damme For For Management 23 Elect Gregoire de Spoelberch For For Management 24 Elect Carlos A. de Veiga Sicupira For For Management 25 Elect Marcel Herrmann Telles For For Management 26 Elect Paulo Alberto Lemann For For Management 27 Non-Voting Agenda Item N/A N/A Management 28 Elect Alexandre Behring For For Management 29 Non-Voting Agenda Item N/A N/A Management 30 Elect Elio Leoni Sceti For For Management 31 Non-Voting Agenda Item N/A N/A Management 32 Elect Maria Asuncion Aramburuzabala For For Management Larregui 33 Non-Voting Agenda Item N/A N/A Management 34 Elect Valentin Diez Morodo For For Management 35 Non-Voting Agenda Item N/A N/A Management 36 Non-Voting Agenda Item N/A N/A Management 37 Remuneration Report For Against Management 38 Stock Options for Directors For For Management 39 Non-Voting Agenda Item N/A N/A Management 40 Coordinate Articles of Association For For Management -------------------------------------------------------------------------------- ASAHI GROUP HOLDINGS, LTD. Ticker: 2502 Security ID: J02100113 Meeting Date: MAR 26, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Naoki Izumiya For For Management 4 Elect Katsuyuki Kawatsura For For Management 5 Elect Shiroh Ikeda For For Management 6 Elect Katsutoshi Takahashi For For Management 7 Elect Yoshihide Okuda For For Management 8 Elect Akiyoshi Kohji For For Management 9 Elect Mariko Bandoh For For Management 10 Elect Naoki Tanaka For For Management 11 Elect Ichiroh Itoh For For Management 12 Elect Katsutoshi Saitoh as Statutory For For Management Auditor -------------------------------------------------------------------------------- ASSA ABLOY AB Ticker: ASSA-B Security ID: W0817X105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Non-Voting Agenda Item N/A N/A Management 6 Non-Voting Agenda Item N/A N/A Management 7 Non-Voting Agenda Item N/A N/A Management 8 Non-Voting Agenda Item N/A N/A Management 9 Non-Voting Agenda Item N/A N/A Management 10 Non-Voting Agenda Item N/A N/A Management 11 Non-Voting Agenda Item N/A N/A Management 12 Non-Voting Agenda Item N/A N/A Management 13 Non-Voting Agenda Item N/A N/A Management 14 Accounts and Reports For For Management 15 Allocation of Profits/Dividends For For Management 16 Ratification of Board and Management For For Management Acts 17 Board Size For For Management 18 Directors' and Auditors' Fees For For Management 19 Election of Directors; Appointment of For For Management Auditor 20 Nomination Committee For For Management 21 Remuneration Guidelines For For Management 22 Authority to Repurchase and Issue For For Management Treasury Shares 23 Long-Term Incentive Plan 2014 For Against Management 24 Non-Voting Agenda Item N/A N/A Management -------------------------------------------------------------------------------- ASSICURAZIONI GENERALI S.P.A. Ticker: G Security ID: T05040109 Meeting Date: APR 28, 2014 Meeting Type: Mix Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports; Allocation of For For Management Profits/Dividends 5 Non-Voting Agenda Item N/A N/A Management 6 List Presented by Mediobanca S.p.A. For N/A Management 7 List Presented by Assogestioni For For Management 8 Statutory Auditors' Fees For For Management 9 Elect Jean-Rene Fourtou For For Management 10 Remuneration Report For For Management 11 Long Term Incentive Plan 2014-2016 For For Management 12 Authority to Repurchase and Reissue For For Management Shares to Service Incentive Plan 13 Authority to Issue Shares w/o For For Management Preemptive Rights to Service Incentive Plan -------------------------------------------------------------------------------- ASTRAZENECA PLC Ticker: AZN Security ID: G0593M107 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Appointment of Auditor For For Management 4 Authority to Set Auditor's Fees For For Management 5 Elect Leif Johansson For For Management 6 Elect Pascal Soriot For For Management 7 Elect Marc Dunoyer For For Management 8 Elect Genevieve B. Berger For For Management 9 Elect D. Bruce Burlington For For Management 10 Elect Ann Cairns For For Management 11 Elect Graham Chipchase For For Management 12 Elect Jean-Philippe Courtois For Against Management 13 Elect Rudy H.P. Markham For For Management 14 Elect Nancy Rothwell For For Management 15 Elect Shriti Vadera For For Management 16 Elect John S. Varley For For Management 17 Elect Marcus Wallenberg For For Management 18 Remuneration Report (Advisory) For For Management 19 Remuneration Policy (Binding) For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Shares w/o For For Management Preemptive Rights 23 Authority to Repurchase Shares For For Management 24 Authority to Set General Meeting For Against Management Notice Period at 14 Days 25 Performance Share Plan For For Management -------------------------------------------------------------------------------- ATOS ORIGIN SA Ticker: ATO Security ID: F06116101 Meeting Date: DEC 27, 2013 Meeting Type: Ordinary Record Date: DEC 19, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Advisory Vote on the Company's For For Management Orientations for 2016 5 Authority to Repurchase Shares For For Management 6 Authorization of Legal Formalities For For Management 7 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- ATOS ORIGIN SA Ticker: ATO Security ID: F06116101 Meeting Date: MAY 27, 2014 Meeting Type: Mix Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Scrip Dividend For For Management 8 Directors' Fees For For Management 9 Elect Nicolas Bazire For For Management 10 Elect Roland Busch For For Management 11 Elect Colette Neuville For For Management 12 Elect Michel Paris For Against Management 13 Appointment of Auditor (Grant Thornton) For For Management 14 Appointment of Alternate Auditor For For Management (Cabinet IGEC) 15 Remuneration of Thierry Breton, For For Management Chairman and CEO 16 Authority to Repurchase Shares For For Management 17 Authority to Cancel Shares and Reduce For For Management Share Capital 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights 20 Authority to Issue Shares Through For For Management Private Placement w/o Preemptive Rights 21 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 22 Greenshoe For For Management 23 Increase in Authorized Capital Through For For Management Capitalizations 24 Employee Stock Purchase Plan For For Management 25 Adoption of Performance Share Plan For Against Management 26 Amend Article 17 For For Management 27 Amend Article 7 For For Management 28 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- AXA S.A. Ticker: CS Security ID: F06106102 Meeting Date: APR 23, 2014 Meeting Type: Mix Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Remuneration of Henri de Castries, CEO For For Management 8 Remuneration of Denis Duverne, Deputy For For Management CEO 9 Related Party Transactions For For Management 10 Severance Agreement and Retirement For For Management Benefits of Henri de Castries, CEO 11 Severance Agreement and Retirement For For Management Benefits of Denis Duverne, Deputy CEO 12 Elect Henri de Castries For For Management 13 Elect Norbert Dentressangle For For Management 14 Elect Denis Duverne For For Management 15 Elect Isabelle Kocher For For Management 16 Elect Suet-Fern Lee For For Management 17 Directors' Fees For For Management 18 Authority to Repurchase Shares For For Management 19 Employee Stock Purchase Plan For For Management 20 Employee Stock Purchase Plan for For For Management Overseas Employees 21 Authority to Grant Stock Options For For Management 22 Authority to Grant Restricted Stock For For Management 23 Authority to Reduce Share Capital For For Management 24 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- BANCA GENERALI S.P.A. Ticker: BGN Security ID: T3000G115 Meeting Date: APR 23, 2014 Meeting Type: Mix Record Date: APR 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Amendments to Articles For For Management 4 Accounts and Reports; Allocation of For For Management Profits/Dividends 5 Remuneration Report For For Management 6 Authority to Repurchase and Dispose For For Management of Treasury Shares 7 Elect Philippe Donnet For For Management 8 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- BANK OF YOKOHAMA LIMITED Ticker: 8332 Security ID: J04242103 Meeting Date: JUN 19, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Tatsumaro Terazawa For For Management 3 Elect Chiyuki Ohkubo For For Management 4 Elect Kengo Takano For For Management 5 Elect Atsushi Mochizuki For For Management 6 Elect Susumu Koshida For For Management 7 Elect Yasuyoshi Ohya For For Management 8 Elect Kenichi Kawamura For For Management 9 Elect Yasuhiro Shibuya For For Management 10 Elect Harumi Sakamoto For For Management 11 Elect Minoru Morio For For Management 12 Elect Osamu Ishida as Statutory Auditor For For Management -------------------------------------------------------------------------------- BARCLAYS PLC Ticker: BARC Security ID: G08036124 Meeting Date: APR 24, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (Advisory) For For Management 3 Remuneration Policy (Binding) For For Management 4 Maximum Variable Pay Ratio For For Management 5 Elect Mike Ashley For For Management 6 Elect Wendy Lucas-Bull For For Management 7 Elect Tushar Morzaria For For Management 8 Elect Frits van Paasschen For For Management 9 Elect Stephen G. Thieke For For Management 10 Elect Tim Breedon For For Management 11 Elect Reuben Jeffery III For For Management 12 Elect Antony Jenkins For For Management 13 Elect Dambisa Moyo For For Management 14 Elect Sir Michael Rake For For Management 15 Elect Diane de Saint Victor For For Management 16 Elect Sir John Sunderland For For Management 17 Elect Sir David Walker For For Management 18 Appointment of Auditor For For Management 19 Authority to Set Auditor's Fees For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Shares w/o For For Management Preemptive Rights 23 Authority to Issue Equity Conversion For For Management Notes w/ Preemptive Rights 24 Authority to Issue Equity Conversion For For Management Notes w/o Preemptive Rights 25 Authority to Repurchase Shares For For Management 26 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- BG GROUP PLC Ticker: BG Security ID: G1245Z108 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy (Binding) For For Management 3 Remuneration Report (Advisory) For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Simon J. Lowth For For Management 6 Elect Pam Daley For For Management 7 Elect Martin Ferguson For For Management 8 Elect Vivienne Cox For For Management 9 Elect Chris Finlayson For For Management 10 Elect Andrew Gould For For Management 11 Elect Baroness Hogg For For Management 12 Elect John Hood For For Management 13 Elect Caio Koch-Weser For For Management 14 Elect LIM Haw Kuang For For Management 15 Elect Sir David Manning For For Management 16 Elect Mark Seligman For For Management 17 Elect Patrick W. Thomas For For Management 18 Appointment of Auditor For For Management 19 Authority to Set Auditor's Fees For For Management 20 Authorisation of Political Donations For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Shares w/o For For Management Preemptive Rights 23 Authority to Repurchase Shares For For Management 24 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- BNP PARIBAS Ticker: BNP Security ID: F1058Q238 Meeting Date: MAY 14, 2014 Meeting Type: Mix Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports; Approval of For For Management Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Related Party Transactions For For Management 8 Authority to Repurchase Shares For For Management 9 Elect Jean-Francois Lepetit For For Management 10 Elect Baudouin Prot For For Management 11 Elect Fields Wicker-Miurin For For Management 12 Ratify the Co-option of Monique Cohen For For Management 13 Elect Daniela Schwarzer For For Management 14 Remuneration of Baudouin Prot, For For Management Chairman. 15 Remuneration of Jean-Laurent Bonnafe, For For Management CEO. 16 Remuneration of COOs,Georges Chodron For For Management de Courcel, Philippe Bordenave & Francois Villeroy de Galhau 17 Remuneration of Executives and Certain For For Management Categories of Employees 18 Authorization to Set the Maximum For For Management Variable Remuneration for Persons Belonging to the Company's Identified Staff 19 Authority to Issue Shares and For For Management Convertible Securities w/ Preemptive Rights 20 Authority to Issue Shares and For For Management Convertible Securities w/o Preemptive Rights 21 Authority to Increase Capital in Case For For Management of Exchange Offer 22 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 23 Global Ceiling on Capital Increases For For Management and Debt Issuances w/o Preemptive Rights 24 Authority to Increase Capital Through For For Management Capitalizations 25 Global Ceiling on Capital Increases For For Management and Debt Issuances 26 Employee Stock Purchase Plan For For Management 27 Authority to Cancel Shares and Reduce For For Management Capital 28 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- BP PLC Ticker: BP Security ID: G12793108 Meeting Date: APR 10, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (Advisory) For For Management 3 Remuneration Policy (Binding) For For Management 4 Elect Robert W. Dudley For For Management 5 Elect Iain C. Conn For For Management 6 Elect Brian Gilvary For For Management 7 Elect Paul M. Anderson For For Management 8 Elect Frank L. Bowman For For Management 9 Elect Antony Burgmans For For Management 10 Elect Cynthia B. Carroll For For Management 11 Elect George David For For Management 12 Elect Ian E.L. Davis For For Management 13 Elect Dame Ann Dowling For For Management 14 Elect Brendan R. Nelson For For Management 15 Elect Phuthuma F. Nhleko For For Management 16 Elect Andrew B. Shilston For For Management 17 Elect Carl-Henric Svanberg For For Management 18 Appointment of Auditor and Authority For For Management to Set Fees 19 Executive Directors' Incentive Plan For For Management 20 Increase in NEDs' Fee Cap For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Shares w/o For For Management Preemptive Rights 23 Authority to Repurchase Shares For For Management 24 Non-Voting Agenda Item N/A N/A Management 25 Authority to Set General Meeting For Against Management Notice Period at 14 Days 26 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- BRENNTAG AG Ticker: BNR Security ID: D12459109 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: JUN 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Meeting Note N/A TNA Management 6 Non-Voting Agenda Item N/A TNA Management 7 Allocation of Profits/Dividends For TNA Management 8 Ratification of Management Board Acts For TNA Management 9 Ratification of Supervisory Board Acts For TNA Management 10 Appointment of Auditor For TNA Management 11 Stock Split For TNA Management 12 Increase in Authorized Capital For TNA Management 13 Authority to Issue Convertible Debt For TNA Management Instruments; Increase in Conditional Capital 14 Authority to Repurchase Shares For TNA Management 15 Amend Profit Transfer Agreement with For TNA Management Brenntag Holding GmbH -------------------------------------------------------------------------------- CANADIAN NATIONAL RAILWAY COMPANY Ticker: CNR Security ID: 036375102 Meeting Date: APR 23, 2014 Meeting Type: Annual Record Date: MAR 06, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect A. Charles Baillie For For Management 1.2 Elect Donald J. Carty For For Management 1.3 Elect Gordon D. Giffin For For Management 1.4 Elect Edith E. Holiday For For Management 1.5 Elect V. Maureen Kempston Darkes For For Management 1.6 Elect Denis Losier For For Management 1.7 Elect Edward C. Lumley For For Management 1.8 Elect Kevin G. Lynch For For Management 1.9 Elect Claude Mongeau For For Management 1.10 Elect James E. O'Connor For For Management 1.11 Elect Robert Pace For For Management 1.12 Elect Robert L. Phillips For For Management 1.13 Elect Laura Stein For For Management 2 Appointment of Auditor For For Management 3 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- CAP GEMINI SA Ticker: CAP Security ID: F13587120 Meeting Date: MAY 07, 2014 Meeting Type: Mix Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Related Party Transactions For For Management 7 Allocation of Profits/Dividends For For Management 8 Remuneration of Paul Hermelin, CEO & For For Management Chairman 9 Appointment of Auditor For For Management (PricewaterhouseCoopers Audit) 10 Appointment of Auditor (KPMG SA) For For Management 11 Appointment of Alternate Auditor For For Management (Jean-Christophe Georghiou) 12 Appointment of Alternate Auditor (KPMG For For Management Audit I.S. SAS) 13 Elect Anne Bouverot For For Management 14 Elect Serge Kampf For For Management 15 Elect Paul Hermelin For For Management 16 Elect Yann Delabriere For For Management 17 Elect Laurence Dors For For Management 18 Elect Phil Laskawy For Against Management 19 Elect Xavier Musca For For Management 20 Elect Bruno Roger For For Management 21 Elect Caroline Watteeuw-Carlisle For For Management 22 Authority to Repurchase Shares For For Management 23 Authority to Cancel Shares and Reduce For For Management Capital 24 Authority to Increase Capital Through For For Management Capitalizations 25 Global Ceiling on Capital and Debt For For Management Issuances 26 Authority to Issue Shares and/or For For Management Convertible Securities w/ Preemptive Rights 27 Authority to Issue Shares and/or For For Management Convertible Securities w/o Preemptive Rights 28 Authority to Issue Shares through For For Management private placement 29 Authority to set offering price of For For Management shares 30 Greenshoe For For Management 31 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 32 Authority to Increase Capital in Case For For Management of Exchange offer 33 Employee Stock Purchase Plan For For Management 34 Employee Stock Purchase Plan for For For Management Overseas Employees 35 Amendment Regarding Beneficial For For Management Ownership Requirements for Directors 36 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- CEMEX S.A.B. DE C.V. Ticker: CEMEX Security ID: 151290889 Meeting Date: MAR 20, 2014 Meeting Type: Annual Record Date: FEB 10, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Authority to Increase Share Capital For Against Management 4 Election of Directors; Election of For Against Management Committee Members and Chairmen 5 Directors' and Committee Members' Fees For Against Management 6 Election of Meeting Delegates For For Management 7 Amendments to Articles Regarding For Against Management Corporate Purpose 8 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT S.A. Ticker: CFR Security ID: H25662158 Meeting Date: SEP 12, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Compensation Report For TNA Management 4 Allocation of Profits/Dividends For TNA Management 5 Ratification of Board and Management For TNA Management Acts 6 Elect Johann Rupert For TNA Management 7 Elect Franco Cologni For TNA Management 8 Elect Lord Douro For TNA Management 9 Elect Yves-Andre Istel For TNA Management 10 Elect Richard Lepeu For TNA Management 11 Elect Ruggero Magnoni For TNA Management 12 Elect Josua (Dillie) Malherbe For TNA Management 13 Elect Frederick Mostert For TNA Management 14 Elect Simon Murray For TNA Management 15 Elect Alain Dominique Perrin For TNA Management 16 Elect Guillaume Pictet For TNA Management 17 Elect Norbert Platt For TNA Management 18 Elect Alan G. Quasha For TNA Management 19 Elect Maria Ramos For TNA Management 20 Elect Lord Renwick of Clifton For TNA Management 21 Elect Jan Rupert For TNA Management 22 Elect Gary Saage For TNA Management 23 Elect Jurgen Schrempp For TNA Management 24 Elect Bernard Fornas For TNA Management 25 Elect Jean-Blaise Eckert For TNA Management 26 Appointment of Auditor For TNA Management 27 Dematerialization of Bearer Shares For TNA Management 28 In the case of ad-hoc/Miscellaneous N/A TNA Shareholder shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors. 29 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- CONTINENTAL AG Ticker: CON Security ID: D16212140 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: APR 03, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Agenda Item N/A TNA Management 5 Allocation of Profits/Dividends For TNA Management 6 Ratify Jose A. Avila For TNA Management 7 Ratify Ralf Cramer For TNA Management 8 Ratify Elmar Degenhart For TNA Management 9 Ratify Frank Jourdan For TNA Management 10 Ratify Helmut Matschi For TNA Management 11 Ratify Wolfgang Schaefer For TNA Management 12 Ratify Nikolai Setzer For TNA Management 13 Ratify Elke Strathmann For TNA Management 14 Ratify Heinz-Gerhard Wente For TNA Management 15 Ratify Wolfgang Reitzle For TNA Management 16 Ratify Werner Bischoff For TNA Management 17 Ratify Michael Deister For TNA Management 18 Ratify Gunther Dunkel For TNA Management 19 Ratify Hans Fischl For TNA Management 20 Ratify Jurgen Geissinger For TNA Management 21 Ratify Peter Gutzmer For TNA Management 22 Ratify Peter Hausmann For TNA Management 23 Ratify Hans-Olaf Henkel For TNA Management 24 Ratify Michael Iglhaut For TNA Management 25 Ratify Joerg Koehlinger For TNA Management 26 Ratify Klaus Mangold For TNA Management 27 Ratify Hartmut Meine For TNA Management 28 Ratify Dirk Nordmann For TNA Management 29 Ratify Artur Otto For TNA Management 30 Ratify Klaus Rosenfeld For TNA Management 31 Ratify Georg F.W. Schaeffler For TNA Management 32 Ratify Maria-Elisabeth Schaeffler For TNA Management 33 Ratify Joerg Schoenfelder For TNA Management 34 Ratify Bernd W. Voss For TNA Management 35 Ratify Siegfried Wolf For TNA Management 36 Ratify Erwin Woerle For TNA Management 37 Appointment of Auditor For TNA Management 38 Elect Gunter Dunkel For TNA Management 39 Elect Peter Gutzmer For TNA Management 40 Elect Klaus Mangold For TNA Management 41 Elect Sabine Neuss For TNA Management 42 Elect Wolfgang Reitzle For TNA Management 43 Elect Klaus Rosenfeld For TNA Management 44 Elect Georg F. W. Schaeffler For TNA Management 45 Elect Maria-Elisabeth Schaeffler For TNA Management 46 Elect Siegfried Wolf For TNA Management 47 Elect Bernd W. Voss as Interim For TNA Management Supervisory Board Member 48 Elect Rolf Nonnenmacher For TNA Management 49 Remuneration Policy For TNA Management 50 Amendments to Intra-Company Contracts For TNA Management -------------------------------------------------------------------------------- COVIDIEN PUBLIC LIMITED COMPANY Ticker: COV Security ID: G2554F113 Meeting Date: MAR 19, 2014 Meeting Type: Annual Record Date: JAN 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Jose E. Almeida For For Management 2 Elect Joy A. Amundson For For Management 3 Elect Craig Arnold For For Management 4 Elect Robert H. Brust For For Management 5 Elect Christopher J. Coughlin For For Management 6 Elect Randall J. Hogan, III For For Management 7 Elect Martin D. Madaus For For Management 8 Elect Dennis H. Reilley For For Management 9 Elect Stephen H. Rusckowski For For Management 10 Elect Joseph A. Zaccagnino For For Management 11 Appointment of Auditor and Authority For For Management to Set Fees 12 Advisory Vote on Executive Compensation For For Management 13 Authority to Repurchase Shares For For Management 14 Authority to Reissue Treasury Shares For For Management 15 Authority to Issue Shares with For For Management Preemptive Rights 16 Authority to Issue Shares without For For Management Preemptive Rights -------------------------------------------------------------------------------- CRH PLC Ticker: CRH Security ID: G25508105 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAY 05, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Remuneration Report (Advisory) For For Management 4 Remuneration Policy (Binding) For For Management 5 Elect Ernst Bartschi For For Management 6 Elect Maeve Carton For For Management 7 Elect William P. Egan For For Management 8 Elect Utz-Hellmuth Felcht For For Management 9 Elect Nicky Hartery For For Management 10 Elect John W. Kennedy For For Management 11 Elect Don McGovern For For Management 12 Elect Heather Ann McSharry For For Management 13 Elect Albert Manifold For For Management 14 Elect Daniel Noel O'Connor For For Management 15 Elect Henk Rottinghuis For For Management 16 Elect Mark S. Towe For For Management 17 Authority to Set Auditor's Fees For For Management 18 Appointment of Auditor For For Management 19 Authority to Issue Shares w/ For For Management Preemptive Rights 20 Authority to Issue Shares w/o For For Management Preemptive Rights 21 Authority to Repurchase Shares For For Management 22 Authority to Reissue Treasury Shares For For Management 23 Scrip Dividend For For Management 24 Performance Share Plan For For Management -------------------------------------------------------------------------------- DAITO TRUST CONSTRUCTION COMPANY LIMITED Ticker: 1878 Security ID: J11151107 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Elect Kanitsu Uchida For For Management 5 Elect Kei Takeuchi For For Management -------------------------------------------------------------------------------- DAIWA HOUSE INDUSTRY COMPANY LIMITED Ticker: 1925 Security ID: J11508124 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Takeo Higuchi For For Management 4 Elect Naotake Ohno For For Management 5 Elect Tetsuji Ogawa For For Management 6 Elect Tamio Ishibashi For For Management 7 Elect Tatsushi Nishimura For For Management 8 Elect Katsutomo Kawai For For Management 9 Elect Takuya Ishibashi For For Management 10 Elect Shigeru Numata For For Management 11 Elect Osamu Fujitani For For Management 12 Elect Takashi Hama For For Management 13 Elect Kazuto Tsuchida For For Management 14 Elect Makoto Yamamoto For For Management 15 Elect Fukujiroh Hori For For Management 16 Elect Takeshi Kohsokabe For For Management 17 Elect Keiichi Yoshii For For Management 18 Elect Masahiro Kiguchi For For Management 19 Elect Kohichi Kamikawa For For Management 20 Elect Kazuyoshi Kimura For For Management 21 Elect Yutaka Shigemori For For Management 22 Elect Kuniaki Matsumoto as a Statutory For For Management Auditor 23 Bonus For For Management 24 Condolence Payment for a Statutory For For Management Auditor -------------------------------------------------------------------------------- DENTSU INC. Ticker: 4324 Security ID: J1207N108 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Tadashi Ishii For For Management 4 Elect Syohichi Nakamoto For For Management 5 Elect Yuzuru Katoh For For Management 6 Elect Timothy Andree For For Management 7 Elect Akira Sugimoto For For Management 8 Elect Kunihiro Matsushima For For Management 9 Elect Yoshio Takada For For Management 10 Elect Akira Tonouchi For For Management 11 Elect Kazufumi Hattori For For Management 12 Elect Toshihiro Yamamoto For For Management 13 Elect Yutaka Nishizawa For For Management 14 Elect Masaki Fukuyama For For Management 15 Elect Kenichi Katoh as Statutory For For Management Auditor -------------------------------------------------------------------------------- DERWENT LONDON PLC Ticker: DLN Security ID: G27300105 Meeting Date: MAY 16, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy (Binding) For For Management 3 Remuneration Report (Advisory) For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Robert A. Rayne For For Management 6 Elect John D. Burns For For Management 7 Elect Simon P. Silver For For Management 8 Elect Damian M.A. Wisniewski For For Management 9 Elect Nigel Q. George For For Management 10 Elect David G. Silverman For For Management 11 Elect Paul M. Williams For For Management 12 Elect Stuart A. Corbyn For For Management 13 Elect Robert A. Farnes For For Management 14 Elect June F. de Moller For For Management 15 Elect Stephen Young For For Management 16 Elect Simon Fraser For For Management 17 Elect Richard D.C. Dakin For For Management 18 Appointment of Auditor For For Management 19 Authority to Set Auditor's Fees For For Management 20 Performance Share Plan 2014 For For Management 21 Authority to Issue Shares w/ For For Management Preemptive Rights 22 Authority to Issue Shares w/o For For Management Preemptive Rights 23 Authority to Repurchase Shares For For Management 24 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- DEUTSCHE BANK MEXICO SA Ticker: FIBRAMQ Security ID: P3515D155 Meeting Date: AUG 12, 2013 Meeting Type: Special Record Date: AUG 02, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Authority to Issue CBFIs w/ Preemptive For For Management Rights 2 Authority to Carry Out Formalities For For Management 3 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- DEUTSCHE BANK MEXICO SA Ticker: FUNO11 Security ID: P3515D163 Meeting Date: NOV 05, 2013 Meeting Type: Special Record Date: OCT 28, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Alfredo Achar Tussie For For Management 2 Authority to Issue Real Estate Trust For Against Management Certificates 3 Authority to Issue Debentures For Against Management 4 Authority to Issue Real Estate Trust For Against Management Certificates against the Treasury Trust 5 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- DEUTSCHE BANK MEXICO SA REAL ESTATE INVESTMENT TRUST Ticker: FUNO11 Security ID: P3515D163 Meeting Date: MAY 19, 2014 Meeting Type: Annual Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Report of the Trust Manager Regarding For For Management Activities; Report of the Board (Technical Committee) 3 Reports of the Audit, Corporate For For Management Governance and Nominating Committees 4 Report of the Trust Manager Pursuant For For Management to Securities Market Law Article 172 5 Report of the Trust Manager Regarding For For Management Accounting Standards; Report of the Auditor 6 Report on Tax Compliance For For Management 7 Financial Statements; Allocation of For For Management Profits 8 Election of Directors (Technical For Against Management Committee) 9 Independent Directors' (Technical For Against Management Committee) Fees 10 Minutes For For Management 11 Ratification of Board Acts and For For Management Approval of Report Related to CFFI Issuance 12 Election of Meeting Delegates For For Management 13 Minutes For For Management -------------------------------------------------------------------------------- DEUTSCHE LUFTHANSA AG Ticker: LHA Security ID: D1908N106 Meeting Date: APR 29, 2014 Meeting Type: Annual Record Date: APR 22, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Meeting Note N/A TNA Management 6 Non-Voting Agenda Item N/A TNA Management 7 Allocation of Profits/Dividends For TNA Management 8 Ratification of Management Board Acts For TNA Management 9 Ratification of Supervisory Board Acts For TNA Management 10 Increase in Capital for Employee Share For TNA Management Purchase Plan 11 Corporate Restructuring For TNA Management 12 Intra-company Control Agreement For TNA Management 13 Appointment of Auditor For TNA Management 14 Elect Monika Ribar For TNA Management -------------------------------------------------------------------------------- DIAGEO PLC Ticker: DGE Security ID: G42089113 Meeting Date: SEP 19, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Directors' Remuneration Report For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Peggy Bruzelius For For Management 5 Elect Laurence M. Danon For For Management 6 Elect Lord Mervyn Davies For For Management 7 Elect HO Kwon Ping For For Management 8 Elect Betsey D. Holden For For Management 9 Elect Franz B. Humer For For Management 10 Elect Deirdre Mahlan For For Management 11 Elect Ivan Menezes For For Management 12 Elect Philip Scott For For Management 13 Appointment of Auditor For For Management 14 Authority to Set Auditor's Fees For For Management 15 Authority to Issue Shares w/ For For Management Preemptive Rights 16 Authority to Issue Shares w/o For For Management Preemptive Rights 17 Authority to Repurchase Shares For For Management 18 Authorisation of Political Donations For For Management 19 Non-Voting Agenda Item N/A N/A Management 20 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- DIRECT LINE INSURANCE GROUP PLC Ticker: DLG Security ID: G2871V106 Meeting Date: MAY 15, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy (Binding) For For Management 3 Remuneration Report (Advisory) For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Michael Biggs For For Management 6 Elect Paul Geddes For For Management 7 Elect Jane Hanson For For Management 8 Elect Glyn Jones For For Management 9 Elect Andrew Palmer For For Management 10 Elect John Reizenstein For For Management 11 Elect Clare Thompson For For Management 12 Elect Priscilla Vacassin For For Management 13 Appointment of Auditor For For Management 14 Authority to Set Auditor's Fees For For Management 15 Authority to Issue Shares w/ For For Management Preemptive Rights 16 Authority to Issue Shares w/o For For Management Preemptive Rights 17 Authority to Repurchase Shares For For Management 18 Authority to Set Annual General For Against Management Meeting Notice Period at 14 Days 19 Authorisation of Political Donations For For Management -------------------------------------------------------------------------------- EEN ENERGY HOLDINGS LIMITED Ticker: 2688 Security ID: G3066L101 Meeting Date: DEC 30, 2013 Meeting Type: Special Record Date: DEC 27, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Supplemental Deed of Non-Competition For For Management -------------------------------------------------------------------------------- EISAI COMPANY LIMITED Ticker: 4523 Security ID: J12852117 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Haruo Naitoh For For Management 3 Elect Tokuji Izumi For For Management 4 Elect Kiyochika Ohta For For Management 5 Elect Hideaki Matsui For For Management 6 Elect Nobuo Deguchi For For Management 7 Elect Graham Fry For For Management 8 Elect Osamu Suzuki For For Management 9 Elect Patricia Robinson For For Management 10 Elect Tohru Yamashita For For Management 11 Elect Ikuo Nishikawa For For Management 12 Elect Noboru Naoe For For Management -------------------------------------------------------------------------------- ENN ENERGY HOLDINGS LIMITED Ticker: 2688 Security ID: G3066L101 Meeting Date: MAY 30, 2014 Meeting Type: Annual Record Date: MAY 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect WANG Yusuo For For Management 6 Elect YU Jianchao For For Management 7 Elect Catherine YIEN Yu Yu For Against Management 8 Elect WANG Zizheng For For Management 9 Elect MA Zhixiang For For Management 10 Elect YUEN Po Kwong For For Management 11 Director Vacancy For For Management 12 Director's Fees For For Management 13 Appointment of Auditor and Authority For For Management to Set Fees 14 Authority to Issue Shares w/o For For Management Preemptive Rights 15 Authority to Repurchase Shares For For Management 16 Authority to Issue Repurchased Shares For For Management -------------------------------------------------------------------------------- ERSTE GROUP BANK AG Ticker: EBS Security ID: A19494102 Meeting Date: MAY 21, 2014 Meeting Type: Annual Record Date: MAY 09, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Agenda Item N/A TNA Management 4 Allocation of Profits/Dividends For TNA Management 5 Ratification of Management Board Acts For TNA Management 6 Ratification of Supervisory Board Acts For TNA Management 7 Supervisory Board Members' Fees For TNA Management 8 Election of Supervisory Board; For TNA Management Supervisory Board Size 9 Elect Bettina Breiteneder For TNA Management 10 Elect Jan Homan For TNA Management 11 Elect Juan Maria Nin Genova For TNA Management 12 Elect Friedrich Rodler For TNA Management 13 Elect Elisabeth Bleykeben-Koren For TNA Management 14 Elect Gunter Griss For TNA Management 15 Elect Elisabeth Krainer Senger-Weiss For TNA Management 16 Appointment of Auditor For TNA Management 17 Increase in Authorized Capital For TNA Management 18 Amendments to Articles For TNA Management -------------------------------------------------------------------------------- ESSILOR INTERNATIONAL Ticker: EI Security ID: F31668100 Meeting Date: MAY 07, 2014 Meeting Type: Mix Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Related Party Transactions For For Management 8 Elect Philippe Alfroid For For Management 9 Elect Yi He For For Management 10 Elect Maurice Marchand-Tonel For For Management 11 Elect Aicha Mokdahi For For Management 12 Elect Michel Rose For For Management 13 Elect Hubert Sagnieres For For Management 14 Remuneration of Hubert Sagnieres, For For Management Chairman and CEO 15 Directors' Fees For For Management 16 Authority to Repurchase Shares For For Management 17 Authority to Cancel Shares and Reduce For For Management Capital 18 Authority to Increase Capital Under For For Management Employee Savings Plan 19 Authority to Issue Shares w/ For For Management Preemptive Rights 20 Authority to Issue Shares w/o For For Management Preemptive Rights 21 Greenshoe For For Management 22 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 23 Authority to Issue Shares Through For For Management Private Placement 24 Authority to Set Offering Price of For For Management Shares 25 Global Ceiling on Capital Increases For For Management 26 Authority to Increase Capital Through For For Management Capitalizations 27 Amendment to Articles Regarding For For Management Directors' Term Length 28 Amendments to Articles Regarding For For Management Employee Representation 29 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 04, 2014 Meeting Type: Special Record Date: MAR 27, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendments to Advisory Services For For Management Agreement 2 Amend Trust Employee Long Term For For Management Incentive Plan 3 Authority to Issue Real Estate Trust For For Management Certificates 4 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- FIBRA UNO ADMINISTRACION SA DE CV Ticker: FUNO11 Security ID: P3515D163 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Report of the Trust Manager Regarding For For Management Activities; Report of the Board (Technical Committee) 2 Reports of the Audit, Corporate For For Management Governance and Nominating Committees 3 Report of the Trust Manager Pursuant For For Management to Securities Market Law Article 172 4 Report of the Trust Manager Regarding For For Management Accounting Standards; Report of the Auditor 5 Report on Tax Compliance For For Management 6 Financial Statements; Allocation of For For Management Profits 7 Election of Directors (Technical For Against Management Committee) 8 Independent Directors' (Technical For Against Management Committee) Fees 9 Minutes For For Management 10 Minutes For For Management 11 Ratification of Board Acts and For For Management Approval of Report Related to CFFI Issuance 12 Election of Meeting Delegates For For Management -------------------------------------------------------------------------------- GALP ENERGIA, SGPS, SA Ticker: GALP Security ID: X3078L108 Meeting Date: APR 28, 2014 Meeting Type: Annual Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Allocation of Profits/Dividends For TNA Management 4 Ratification of Board and Supervisory For TNA Management Council Acts 5 Remuneration Report For TNA Management 6 Authority to Trade in Company Stock For TNA Management 7 Authority to Trade in Company Debt For TNA Management Instruments 8 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- GREAT PORTLAND ESTATES PLC Ticker: GPOR Security ID: G40712179 Meeting Date: JUL 04, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Directors' Remuneration Report For For Management 4 Elect Toby Courtauld For For Management 5 Elect Nick Sanderson For For Management 6 Elect Neil Thompson For For Management 7 Elect Martin Scicluna For For Management 8 Elect Charles L.A. Irby For For Management 9 Elect Jonathan Nicholls For For Management 10 Elect Jonathan Short For For Management 11 Elect Elizabeth Holden For For Management 12 Appointment of Auditor For For Management 13 Authority to Set Auditor's Fees For For Management 14 Authority to Issue Shares w/ For For Management Preemptive Rights 15 Authority to Issue Shares w/o For For Management Preemptive Rights 16 Authority to Repurchase Shares For For Management 17 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- GROUPE EUROTUNNEL SA Ticker: GET Security ID: F477AL114 Meeting Date: APR 29, 2014 Meeting Type: Mix Record Date: APR 23, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Allocation of Profits/Dividends For For Management 6 Consolidated Accounts and Reports For For Management 7 Related Party Transactions For For Management 8 Authority to Repurchase Shares For For Management 9 Elect Jacques Gounon For For Management 10 Elect Philippe Camu For For Management 11 Elect Patricia Hewitt For For Management 12 Elect Robert Rochefort For For Management 13 Elect Philippe Vasseur For For Management 14 Elect Tim Yeo For For Management 15 Remuneration of Jacques Gounon, For For Management Managing Director 16 Authority to Issue Restricted Shares For For Management 17 Authority to Issue Performance Shares For For Management 18 Authority to Issue Restricted For For Management Preference Shares 19 Authority to Increase Capital Under For For Management Employee Savings Plan 20 Authority to Cancel Shares and Reduce For For Management Capital 21 Authority to Change Corporate Form For For Management 22 Amendments Regarding Company Name For For Management 23 Amendments Regarding Company Form For For Management 24 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- ING GROUP N.V. Ticker: INGA Security ID: N4578E413 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: APR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Agenda Item N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Amendment to Remuneration Policy For For Management 6 Accounts and Reports For For Management 7 Non-Voting Agenda Item N/A N/A Management 8 Non-Voting Agenda Item N/A N/A Management 9 Amendments to Par-Value; Increase For For Management Authorized Capital 10 Amendments to Par-Value; Return of For For Management Capital 11 Amendments to Articles Regarding For For Management Representation of the Company 12 Non-Voting Agenda Item N/A N/A Management 13 Ratification of Management Board Acts For For Management 14 Ratification of Supervisory Board Acts For For Management 15 Elect Eric Boyer de la Giroday to the For For Management Supervisory Board 16 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights 17 Authority to Issue Shares w/ or w/o For For Management Preemptive Rights in Connection with Mergers and Acquisitions 18 Authority to Repurchase Shares For For Management 19 Authority to Repurchase Shares in For For Management Connection with Major Capital Restructuring 20 Non-Voting Agenda Item N/A N/A Management -------------------------------------------------------------------------------- INTESA SANPAOLO S.P.A. Ticker: ISP Security ID: T55067101 Meeting Date: MAY 08, 2014 Meeting Type: Mix Record Date: APR 28, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Losses/Dividends For For Management 3 Remuneration Report For For Management 4 Leveraged Employee Co-Investment Plan For For Management 5 Authority to Repurchase and Reissue For For Management Shares 6 Amendment to Articles For For Management 7 Authority to Increase Share Capital For For Management -------------------------------------------------------------------------------- ISUZU MOTORS LTD Ticker: 7202 Security ID: J24994105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Share Consolidation/Reverse Stock Split For For Management 4 Amendments to Articles For For Management 5 Elect Susumu Hosoi For For Management 6 Elect Takanobu Furuta For For Management 7 Elect Kazuhiko Itoh For For Management 8 Elect Makoto Kawahara For For Management 9 Elect Kuniharu Nakagawa For For Management 10 Elect Kazuhiro Mori For For Management 11 Elect Fumihide Kumazawa as Statutory For For Management Auditor -------------------------------------------------------------------------------- ITC LTD Ticker: ITC Security ID: Y4211T171 Meeting Date: MAR 19, 2014 Meeting Type: Other Record Date: JAN 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Scheme of Arrangement For For Management -------------------------------------------------------------------------------- JAPAN EXCHANGE GROUP, INC. Ticker: 8697 Security ID: J2740B106 Meeting Date: JUN 17, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Masakazu Hayashi For For Management 3 Elect Atsushi Saitoh For For Management 4 Elect Michio Yoneda For For Management 5 Elect Akira Kiyota For For Management 6 Elect Hiromi Yamaji For For Management 7 Elect Christina Ahmadjian For For Management 8 Elect Tsutomu Okuda For For Management 9 Elect Hideaki Kubori For For Management 10 Elect Michiko Tomonaga For For Management 11 Elect Masayuki Hirose For For Management 12 Elect Katsuhiko Honda For For Management 13 Elect Kunihiro Matsuo For For Management 14 Elect Shigeru Morimoto For For Management 15 Elect Charles D. Lake For For Management -------------------------------------------------------------------------------- JAPAN TOBACCO INCORPORATED Ticker: 2914 Security ID: J27869106 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Elect Yasutake Tango For For Management 5 Elect Mitsuomi Koizumi For For Management 6 Elect Yasushi Shingai For For Management 7 Elect Noriaki Ohkubo For For Management 8 Elect Akira Saeki For For Management 9 Elect Hideki Miyazaki For For Management 10 Elect Motoyuki Oka For For Management 11 Elect Main Kohda @ Tokuko Sawa For For Management 12 Elect Michio Masaki as Alternate For For Management Statutory Auditor 13 Shareholder Proposal Regarding Against Against Shareholder Distribution of Dividends 14 Shareholder Proposal Regarding Share Against Against Shareholder Repurchases 15 Shareholder Proposal Regarding Against Against Shareholder Shareholder Authority to Cancel Treasury Shares 16 Shareholder Proposal Regarding Against Against Shareholder Cancellation of Treasury Shares 17 Shareholder Proposal Regarding Against Against Shareholder Shareholder Authority to Set Stock Options -------------------------------------------------------------------------------- JULIUS BAER GROUP LTD. Ticker: BAER Security ID: H4414N103 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Compensation Report For TNA Management 4 Allocation of Profits/Dividends For TNA Management 5 Ratification of Board and Management For TNA Management Acts 6 Elect Daniel Sauter For TNA Management 7 Elect Gilbert Achermann For TNA Management 8 Elect Andreas Amschwand For TNA Management 9 Elect Heinrich Baumann For TNA Management 10 Elect Claire Giraut For TNA Management 11 Elect Gareth Penny For TNA Management 12 Elect Charles Stonehill For TNA Management 13 Elect Daniel Sauter as Chairman For TNA Management 14 Elect Gilbert Achermann as For TNA Management Compensation Committee Member 15 Elect Heinrich Baumann as Compensation For TNA Management Committee Member 16 Elect Gareth Penny as Compensation For TNA Management Committee Member 17 Appointment of Auditor For TNA Management 18 Amendments to Articles For TNA Management 19 Appointment of Independent Proxy For TNA Management 20 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- KDDI CORP. Ticker: 9433 Security ID: J31843105 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Dividends For For Management 3 Elect Tadashi Onodera For For Management 4 Elect Takashi Tanaka For For Management 5 Elect Hirofumi Morozumi For For Management 6 Elect Makoto Takahashi For For Management 7 Elect Yuzoh Ishikawa For For Management 8 Elect Masahiro Inoue For For Management 9 Elect Hideo Yuasa For For Management 10 Elect Tsutomu Fukuzaki For For Management 11 Elect Hidehiko Tajima For For Management 12 Elect Yoshiaki Uchida For For Management 13 Elect Tetsuo Kuba For For Management 14 Elect Nobuyori Kodaira For For Management 15 Elect Shinji Fukukawa For For Management 16 Elect Hiroshi Kobayashi as Statutory For For Management Auditor 17 Directors' Fees For For Management -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: DEC 02, 2013 Meeting Type: Special Record Date: NOV 20, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Non-Voting Agenda Item N/A N/A Management 6 Non-Voting Agenda Item N/A N/A Management 7 Special Dividend For For Management 8 Stock Split For For Management 9 Non-Voting Agenda Item N/A N/A Management -------------------------------------------------------------------------------- KONE OYJ Ticker: KNEBV Security ID: X4551T105 Meeting Date: FEB 24, 2014 Meeting Type: Annual Record Date: FEB 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Non-Voting Agenda Item N/A N/A Management 6 Non-Voting Agenda Item N/A N/A Management 7 Non-Voting Agenda Item N/A N/A Management 8 Accounts and Reports For For Management 9 Allocation of Profits/Dividends For For Management 10 Ratification of Board and Management For For Management Acts 11 Directors' Fees For For Management 12 Board Size For For Management 13 Election of Directors For For Management 14 Authority to Set Auditor's Fees For For Management 15 Number of Auditors For For Management 16 Appointment of Auditor For For Management 17 Authority to Repurchase Shares For For Management 18 Non-Voting Agenda Item N/A N/A Management -------------------------------------------------------------------------------- KONINKLIJKE KPN N.V. Ticker: KPN Security ID: N4297B146 Meeting Date: APR 09, 2014 Meeting Type: Annual Record Date: MAR 12, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Agenda Item N/A N/A Management 2 Non-Voting Agenda Item N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Accounts and Reports For For Management 5 Non-Voting Agenda Item N/A N/A Management 6 Ratification of Management Board Acts For For Management 7 Ratification of Supervisory Board Acts For For Management 8 Appointment of Auditor (2014) For For Management 9 Appointment of Auditor (2015) For For Management 10 Non-Voting Agenda Item N/A N/A Management 11 Elect C Zuiderwijk to the Supervisory For For Management Board 12 Elect Duco Sickinghe to the For For Management Supervisory Board 13 Non-Voting Agenda Item N/A N/A Management 14 Non-Voting Agenda Item N/A N/A Management 15 Amendment to Remuneration Policy For For Management 16 Authority to Repurchase Shares For For Management 17 Cancellation of Shares For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Supression of Preemptive Rights For For Management 20 Non-Voting Agenda Item N/A N/A Management 21 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- LANXESS AG Ticker: LXSG Security ID: D5032B102 Meeting Date: MAY 22, 2014 Meeting Type: Annual Record Date: APR 30, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Agenda Item N/A TNA Management 5 Allocation of Profits/Dividends For TNA Management 6 Ratification of Management Board Acts For TNA Management 7 Ratification of Supervisory Board Acts For TNA Management 8 Appointment of Auditor For TNA Management 9 Elect Claudia Nemat For TNA Management 10 Amend Agreement with LANXESS For TNA Management Deutschland GmbH 11 Amend Agreement with LANXESS For TNA Management International Holding GmbH -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: JUL 16, 2013 Meeting Type: Annual Record Date: JUL 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect William Tudor Brown For For Management 6 Elect YANG Yuanqing For For Management 7 Elect Edward Suning Tian For For Management 8 Elect Nicholas C. Allen For For Management 9 Retirement of WU Yibing For For Management 10 Directors' Fees For For Management 11 Appointment of Auditor and Authority For For Management to Set Fees 12 Authority to Issue Shares w/o For Against Management Preemptive Rights 13 Authority to Repurchase Shares For For Management 14 Authority to Issue Repurchased Shares For Against Management -------------------------------------------------------------------------------- LENOVO GROUP LIMITED Ticker: 992 Security ID: Y5257Y107 Meeting Date: MAR 18, 2014 Meeting Type: Special Record Date: MAR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Revised Supply Annual Caps and Revised For For Management Royalty Annual Caps -------------------------------------------------------------------------------- M3, INC. Ticker: 2413 Security ID: J4697J108 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Allocation of Profits/Dividends For For Management 2 Amendments to Articles For For Management 3 Elect Itaru Tanimura For For Management 4 Elect Tomoyuki Nagata For For Management 5 Elect Osamu Chujoh For For Management 6 Elect Satoshi Yokoi For For Management 7 Elect Yasuhiko Yoshida For For Management 8 Elect Takahiro Tsuji For For Management 9 Elect Akihiko Tomaru For For Management 10 Elect Akinori Urae For For Management 11 Elect Kenichiroh Yoshida For For Management 12 Equity Compensation Plan For For Management -------------------------------------------------------------------------------- MGM CHINA HOLDINGS LIMITED Ticker: 2282 Security ID: G60744102 Meeting Date: MAY 12, 2014 Meeting Type: Annual Record Date: MAY 08, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Accounts and Reports For For Management 4 Allocation of Profits/Dividends For For Management 5 Elect Pansy Catilina HO Chui King For For Management 6 Elect Daniel J. D'Arrigo For For Management 7 Elect William M. Scott IV For For Management 8 Elect Patricia LAM Sze Wan For Against Management 9 Directors' Fees For For Management 10 Appointment of Auditor and Authority For For Management to Set Fees 11 Authority to Issue Shares w/o For Against Management Preemptive Rights 12 Authority to Repurchase Shares For For Management 13 Authority to Issue Repurchase Shares For Against Management -------------------------------------------------------------------------------- MILLS ESTRUTURAS E SERVI?OS DE ENGENHARIA S.A. Ticker: MILS3 Security ID: P6799C108 Meeting Date: FEB 04, 2014 Meeting Type: Special Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Amendment to Articles Regarding For For Management Reconciliation of Share Capital 4 Amendments to Articles Regarding Board For For Management of Director Eligibility 5 Consolidation of Articles For For Management -------------------------------------------------------------------------------- MILLS ESTRUTURAS E SERVI?OS DE ENGENHARIA S.A. Ticker: MILS3 Security ID: P6799C108 Meeting Date: APR 25, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Capital Expenditure Budget For For Management 6 Allocation of Profits and Dividends For For Management 7 Election of Directors For For Management 8 Election of Supervisory Council Members For For Management 9 Remuneration Policy For For Management 10 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- MITSUBISHI ELECTRIC CORPORATION Ticker: 6503 Security ID: J43873116 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Kenichiroh Yamanishi For For Management 3 Elect Masaki Sakuyama For For Management 4 Elect Hiroki Yoshimatsu For For Management 5 Elect Noritomo Hashimoto For For Management 6 Elect Nobuyuki Ohkuma For Against Management 7 Elect Akihiro Matsuyama For For Management 8 Elect Takashi Sasakawa For For Management 9 Elect Mikio Sasaki For For Management 10 Elect Shigemitsu Miki For Against Management 11 Elect Fujiatsu Makino For For Management 12 Elect Mitoji Yabunaka For For Management 13 Elect Hiroshi Ohbayashi For For Management -------------------------------------------------------------------------------- MITSUBISHI UFJ FINANCIAL GROUP INC. Ticker: 8306 Security ID: J44497105 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Kiyoshi Sono For For Management 4 Elect Tatsuo Wakabayashi For For Management 5 Elect Nobuyuki Hirano For For Management 6 Elect Masaaki Tanaka For For Management 7 Elect Taihei Yuki For For Management 8 Elect Akihiko Kagawa For For Management 9 Elect Tadashi Kuroda For For Management 10 Elect Takashi Nagaoka For For Management 11 Elect Junichi Okamoto For For Management 12 Elect Hiroyuki Noguchi For For Management 13 Elect Tsutomu Okuda For For Management 14 Elect Ryuji Araki For For Management 15 Elect Kunie Okamoto For For Management 16 Elect Yuko Kawamoto For For Management 17 Elect Haruka Matsuyama @ Haruka Katoh For For Management 18 Elect Yukihiro Satoh as a Statutory For For Management Auditor 19 Directors' Fees For For Management -------------------------------------------------------------------------------- NATIONAL GRID PLC Ticker: NG Security ID: G6375K151 Meeting Date: JUL 29, 2013 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect Sir Peter Gershon For For Management 4 Elect Steven Holliday For For Management 5 Elect Andrew Bonfield For For Management 6 Elect Thomas B. King For For Management 7 Elect Nick Winser For For Management 8 Elect Philip Aiken For For Management 9 Elect Nora Brownell For For Management 10 Elect Jonathan Dawson For For Management 11 Elect Paul Golby For For Management 12 Elect Ruth Kelly For For Management 13 Elect Maria Richter For For Management 14 Elect Mark Williamson For For Management 15 Appointment of Auditor For For Management 16 Authority to Set Auditor's Fees For For Management 17 Directors' Remuneration Report For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights 20 Authority to Repurchase Shares For For Management 21 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- NIPPON TELEGRAPH AND TELEPHONE CORPORATION Ticker: 9432 Security ID: J59396101 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Satoshi Miura For For Management 4 Elect Hiroo Unoura For For Management 5 Elect Hiromichi Shinohara For For Management 6 Elect Jun Sawada For For Management 7 Elect Mitsuyoshi Kobayashi For For Management 8 Elect Akira Shimada For For Management 9 Elect Hiroshi Tsujigami For For Management 10 Elect Tsunehisa Okuno For For Management 11 Elect Hiroki Kuriyama For For Management 12 Elect Katsuhiko Shirai For For Management 13 Elect Sadayuki Sakakibara For For Management 14 Elect Akiko Ide For For Management 15 Elect Takashi Iida For For Management -------------------------------------------------------------------------------- NMC HEALTH PLC Ticker: NMC Security ID: G65836101 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy (Binding) For For Management 3 Remuneration Report (Advisory) For For Management 4 Allocation of Profits/Dividends For For Management 5 Appointment of Auditor For For Management 6 Authority to Set Auditor's Fees For For Management 7 Elect Mark Tompkins For For Management 8 Elect B. R. Shetty For For Management 9 Elect Lord Patrick J. Clanwilliam For For Management 10 Elect Heather Lawrence For For Management 11 Elect Jonathan Bomford For For Management 12 Elect Abdulrahman Basaddiq For For Management 13 Elect Salma Hareb For For Management 14 Elect Ayesha Abdullah For For Management 15 Elect Nandini Tandon For For Management 16 Elect Binay Shetty For For Management 17 Elect Prasanth Manghat For For Management 18 Authorisation of Political Donations For For Management 19 Authority to Set General Meeting For Against Management Notice Period at 14 Days 20 Board Size For For Management -------------------------------------------------------------------------------- NOMURA HOLDINGS INCORPORATED Ticker: 8604 Security ID: J59009159 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Nobuyuki Koga For Against Management 3 Elect Kohji Nagai For For Management 4 Elect Atsushi Yoshikawa For For Management 5 Elect Hiroyuki Suzuki For For Management 6 Elect David Benson For For Management 7 Elect Masahiro Sakane For For Management 8 Elect Takao Kusakari For For Management 9 Elect Tsuguoki Fujinuma For For Management 10 Elect Toshinori Kanemoto For For Management 11 Elect Clara Furse For For Management 12 Elect Michael LIM Choo San For For Management -------------------------------------------------------------------------------- NOMURA RESEARCH INSTITUTE Ticker: 4307 Security ID: J5900F106 Meeting Date: JUN 20, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Akihisa Fujinuma For For Management 3 Elect Akira Maruyama For For Management 4 Elect Tadashi Shimamoto For For Management 5 Elect Masahiro Muroi For For Management 6 Elect Mitsuru Sawada For For Management 7 Elect Hiroshi Itano For For Management 8 Elect Keiichi Ishibashi For For Management 9 Elect Takashi Sawada For For Management 10 Elect Shoei Utsuda For For Management 11 Elect Minoru Aoki For For Management 12 Elect Kiyotaka Yamazaki For For Management -------------------------------------------------------------------------------- NOVARTIS AG Ticker: NOVN Security ID: H5820Q150 Meeting Date: FEB 25, 2014 Meeting Type: Annual Record Date: FEB 20, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Ratification of Board and Management For TNA Management Acts 4 Allocation of Profits/Dividends For TNA Management 5 Board Compensation For TNA Management 6 Executive Compensation For TNA Management 7 Elect Jorg Reinhardt For TNA Management 8 Elect Dimitri Azar For TNA Management 9 Elect Verena A. Briner For TNA Management 10 Elect Srikant Datar For TNA Management 11 Elect Ann M. Fudge For TNA Management 12 Elect Pierre Landolt For TNA Management 13 Elect Ulrich Lehner For TNA Management 14 Elect Andreas von Planta For TNA Management 15 Elect Charles L. Sawyers For TNA Management 16 Elect Enrico Vanni For TNA Management 17 Elect William T. Winters For TNA Management 18 Elect Compensation Committee Member For TNA Management (Srikant Datar) 19 Elect Compensation Committee Member For TNA Management (Ann Fudge) 20 Elect Compensation Committee Member For TNA Management (Ulrich Lehner) 21 Elect Compensation Committee Member For TNA Management (Enrico Vanni) 22 Appointment of Auditor For TNA Management 23 Appointment of Independent Proxy For TNA Management 24 In the case of ad-hoc/Miscellaneous N/A TNA Shareholder shareholder motions proposed during the general meeting, I authorize my proxy to act as follows in accordance with the board of directors -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: OCT 10, 2013 Meeting Type: Special Record Date: OCT 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Marion Helmes For For Management 2 Elect Julie Southern For For Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAR 28, 2014 Meeting Type: Special Record Date: MAR 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Eric Meurice For For Management -------------------------------------------------------------------------------- NXP SEMICONDUCTORS N.V. Ticker: NXPI Security ID: N6596X109 Meeting Date: MAY 20, 2014 Meeting Type: Annual Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Ratification of Board Acts For For Management 3 Elect Richard L. Clemmer For For Management 4 Elect Peter L. Bonfield For For Management 5 Elect Johannes P. Huth For For Management 6 Elect Kenneth Goldman For For Management 7 Elect Marion Helmes For For Management 8 Elect Josef Kaeser For For Management 9 Elect Ian Loring For For Management 10 Elect Eric Meurice For For Management 11 Elect Julie Southern For For Management 12 Elect Rick Lih-Shyng Tsai For For Management 13 Authority to Repurchase Shares For For Management 14 Cancellation of Shares For For Management -------------------------------------------------------------------------------- OLYMPUS CORP. Ticker: 7733 Security ID: J61240107 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Authority to Reduce Capital and Earned For For Management Reserves 3 Elect Yasuyuki Kimoto For For Management 4 Elect Hiroyuki Sasa For For Management 5 Elect Hideaki Fujizuka For For Management 6 Elect Yasuo Takeuchi For For Management 7 Elect Shigeo Hayashi For For Management 8 Elect Takuya Gotoh For For Management 9 Elect Shiroh Hiruta For For Management 10 Elect Sumitaka Fujita For For Management 11 Elect Motoyoshi Nishikawa For For Management 12 Elect Hikari Imai For For Management 13 Elect Kiyotaka Fujii For For Management 14 Elect Keiko Unotoro For For Management 15 Elect Masaru Katoh For For Management 16 Renewal of Takeover Defense Plan For Against Management -------------------------------------------------------------------------------- ONO PHARMACEUTICAL COMPANY LTD. Ticker: 4528 Security ID: J61546115 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Gyoh Sagara For For Management 4 Elect Hiroshi Awata For For Management 5 Elect Kei Sano For For Management 6 Elect Kazuhito Kawabata For For Management 7 Elect Shinji Fujiyoshi For For Management 8 Elect Isao Ono For For Management 9 Elect Daikichi Fukushima For For Management 10 Elect Yutaka Kato For For Management 11 Elect Jun Kurihara For For Management 12 Bonus For For Management -------------------------------------------------------------------------------- ORANGE SA Ticker: ORA Security ID: F6866T100 Meeting Date: MAY 27, 2014 Meeting Type: Mix Record Date: MAY 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Related Party Transactions For For Management 8 Elect Stephane Richard For For Management 9 Non-Voting Agenda Item N/A N/A Management 10 Elect Patrice Brunet N/A Abstain Management 11 Elect Jean-Luc Burgain N/A For Management 12 Directors' Fees For For Management 13 Remuneration of Stephane Richard, For Against Management Chairman and CEO 14 Remuneration of Gervais Pellissier, For Against Management Deputy CEO 15 Authority to Repurchase Shares For For Management 16 Amend Article 15 For For Management 17 Authority to Cancel Shares and Reduce For For Management Share Capital 18 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- ORIX CORPORATION Ticker: 8591 Security ID: J61933123 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Makoto Inoue For For Management 3 Elect Haruyuki Urata For For Management 4 Elect Tamio Umaki For For Management 5 Elect Kazuo Kojima For For Management 6 Elect Yoshiyuki Yamaya For For Management 7 Elect Katsunobu Kamei For For Management 8 Elect Hideaki Takahashi For For Management 9 Elect Takeshi Sasaki For For Management 10 Elect Eiko Tsujiyama For For Management 11 Elect Robert Feldman For For Management 12 Elect Takeshi Niinami For For Management 13 Elect Nobuaki Usui For For Management 14 Elect Ryuji Yasuda For For Management -------------------------------------------------------------------------------- PEUGEOT SA Ticker: UG Security ID: F72313111 Meeting Date: APR 25, 2014 Meeting Type: Mix Record Date: APR 17, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits For For Management 7 Related Party Transactions with the For For Management European Investment Bank 8 Approval of Retirement For For Management Benefits(Philippe Varin; Carlos Tavares; Jean-Baptiste Chasseloup de Chatillon; Gregoire Olivier; Jean-Christophe Quemard) 9 Elect Louis Gallois For For Management 10 Elect Xu Ping For For Management 11 Elect LIU Weidong For For Management 12 Elect Bruno Bezard For For Management 13 Elect Florence Verzelen (SOGEPA) For For Management 14 Elect Robert Peugeot For Against Management 15 Elect Thierry Peugeot For For Management 16 Remuneration of Phillipe Varin, For For Management Chairman of the Management Board 17 Remuneration of Jean-Baptiste For For Management Chasseloup de Chatillon; Gregoire Olivier; Jean-Christophe Quemard; Frederic Saint-Geours and Guillame Faury, Executive Directors 18 Authority to Repurchase Shares For For Management 19 Allocation of Equity Warrants For For Management 20 Authority to Issue Shares through For For Management Private Placements to Qualified Institutional Investors (Dongfeng Motor (Hong Kong) International Co., Limited) 21 Authority to Issue Shares through For For Management Private Placements to Qualified Institutional Investors (SOGEPA) 22 Authority to Issue Shares w/ For For Management Preemptive Rights 23 Global Ceiling on Capital Increases For For Management 24 Employee Stock Purchase Plan For For Management 25 Amendment to Articles Regarding For For Management Employee Representatives 26 Amendment to Articles Regarding For For Management Management Board decisions that require the prior approval of the Supervisory Board 27 Amendment to Articles Regarding the For For Management Supervisory Board's powers to remove members of the Managing Board from office 28 Amendment to Articles Regarding For For Management Supervisory Board Meetings 29 Amendment to Articles Regarding Double For For Management Voting Rights 30 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- PROSIEBENSAT.1 MEDIA AG Ticker: PSM Security ID: D6216S101 Meeting Date: JUL 23, 2013 Meeting Type: Special Record Date: JUL 01, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Special Resolution for Preference For TNA Management Shareholders: Authority to Issue Convertible Debt Instruments; Increase in Conditional Capital 5 Special Resolution for Preference For TNA Management Shareholders: Conversion of Preference Shares -------------------------------------------------------------------------------- RAKUTEN INC. Ticker: 4755 Security ID: J64264104 Meeting Date: MAR 28, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Amendments to Articles For For Management 3 Elect Hiroshi Mikitani For For Management 4 Elect Atsushi Kunishige For For Management 5 Elect Yoshihisa Yamada For For Management 6 Elect Masatada Kobayashi For For Management 7 Elect Tohru Shimada For For Management 8 Elect Akio Sugihara For For Management 9 Elect Kazunori Takeda For For Management 10 Elect Kentaroh Hyakuno For For Management 11 Elect Hiroaki Yasutake For For Management 12 Elect Charles B. Baxter For For Management 13 Elect Kohichi Kusano For For Management 14 Elect Ken Kutaragi For For Management 15 Elect Joshua G. James For Against Management 16 Elect Hiroshi Fukino For For Management 17 Elect Jun Murai For For Management 18 Elect Masayuki Hosaka For For Management 19 Elect Hiroshi Takahashi as Alternate For For Management Statutory Auditor 20 Equity Compensation Plan For Against Management -------------------------------------------------------------------------------- RELIANCE INDUSTRIES LTD Ticker: RIIL Security ID: Y72596102 Meeting Date: JUN 18, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 AUDITED FINANCIAL STATEMENT, REPORTS For For Management OF THE BOARD OF DIRECTORS AND AUDITORS 3 AUDITED CONSOLIDATED FINANCIAL For For Management STATEMENT 4 Allocation of Profits/Dividends For For Management 5 Elect Nikhil R. Meswani For For Management 6 Appointment of Auditor and Authority For For Management to Set Fees 7 Elect Nita M. Ambani For For Management 8 Elect Adil Zainulbhai For For Management 9 Elect Yogendra P. Trivedi For Against Management 10 Elect Ashok Misra For For Management 11 Appointment of Mukesh D. Ambani For For Management (Managing Director); Approval of Remuneration 12 Appointment of P.M.S. Prasad For For Management (Whole-Time Director); Approval of Remuneration 13 Approval of Remuenration for For For Management Non-Executive Directors 14 Approval of Remuneration for Executive For For Management Directors 15 Cost Auditor's Fees For For Management 16 Authority to Issue Non-Convertible For For Management Debentures 17 Adoption of New Articles of Association For Against Management -------------------------------------------------------------------------------- REXEL SA Ticker: RXL Security ID: F7782J366 Meeting Date: MAY 22, 2014 Meeting Type: Mix Record Date: MAY 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports; Approval of For For Management Non-Tax Deductible Expenses 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Scrip Dividend For For Management 8 Related Party Transactions For For Management 9 Severance agreement (Catherine For For Management Guillouard) 10 Severance package applicable to Rudy For For Management Provoost, Pascal Martin, Catherine Guillouard 11 Severance package applicable to Pascal For For Management Martin 12 Severance package applicable to For For Management Catherine Guillouard 13 Remuneration of Rudy Provoost, CEO For For Management 14 Remuneration of Catherine Guillouard For For Management and Pascal Martin 15 Elect Pier Luigi Sigismondi For For Management 16 Ratification of the Co-option of For For Management Monika Ribar 17 Ratification of the Co-option of For For Management Francois Henrot 18 Ratification of the Co-option of For For Management Hendrica Verhagen 19 Elect Hendrica Verhagen For For Management 20 Elect Patrick Sayer For For Management 21 Authority to Repurchase Shares For For Management 22 Supervisory Board Members' Fees For For Management 23 Relocation of Corporate Headquarters For For Management 24 Authority to Cancel Shares and Reduce For For Management Capital 25 Authority to Issue Shares w/ For Against Management Preemptive Rights 26 Authority to Issue Shares w/o For Against Management Preemptive Rights 27 Authority to Issue Shares and/or For Against Management Convertible Securities Through Private Placement 28 Greenshoe For For Management 29 Authority to Set Offering Price of For For Management Shares 30 Employee Stock Purchase Plan For For Management 31 Employee Stock Purchase Plan for For For Management Overseas Employees 32 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 33 Authority to Increase Capital in Case For For Management of Exchange Offer 34 Authority to Increase Capital Through For For Management Capitalizations 35 Amendments to Articles Regarding For For Management Disclosure Thresholds 36 Adoption of a new governance structure For For Management 37 Authority to Issue Performance Shares For For Management 38 Elect Rudy Provost For For Management 39 Elect Roberto Quarta For For Management 40 Elect Patrick Sayer For For Management 41 Elect Vivianne Akriche For For Management 42 Elect Thomas Farrell For For Management 43 Elect Fritz Frohlich For For Management 44 Elect Francois Henrot For For Management 45 Elect Monika Ribar For For Management 46 Elect Pier Luigi Sigismond For For Management 47 Elect Hendrica Verhagen For For Management 48 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- ROHM CO LTD Ticker: 6963 Security ID: J65328122 Meeting Date: JUN 27, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management -------------------------------------------------------------------------------- ROLLS-ROYCE HOLDINGS PLC Ticker: RR Security ID: G76225104 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Policy (Binding) For For Management 3 Remuneration Report (Advisory) For For Management 4 Elect Lee Hsien Yang For For Management 5 Elect Warren A. East For For Management 6 Elect Ian E.L. Davis For For Management 7 Elect John Rishton For For Management 8 Elect Helen Alexander For For Management 9 Elect Lewis W.K. Booth For For Management 10 Elect Frank Chapman For For Management 11 Elect James M. Guyette For For Management 12 Elect John McAdam For For Management 13 Elect Mark Morris For For Management 14 Elect John Neill For For Management 15 Elect Colin P. Smith For For Management 16 Elect Jasmin Staiblin For Against Management 17 Appointment of Auditor For For Management 18 Authority to Set Auditor's Fees For For Management 19 Redeemable Dividend (C Shares) For For Management 20 Authorisation of Political Donations For For Management 21 Performance Share Plan For For Management 22 Deferred Shared Bonus Plan For For Management 23 Increase Directors' Fee Cap For For Management 24 Authority to Issue Shares w/ For For Management Preemptive Rights 25 Authority to Issue Shares w/o For For Management Preemptive Rights 26 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- SCHNEIDER ELECTRIC SA Ticker: SU Security ID: F86921107 Meeting Date: MAY 06, 2014 Meeting Type: Mix Record Date: APR 29, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Non-Voting Meeting Note N/A N/A Management 5 Accounts and Reports For For Management 6 Consolidated Accounts and Reports For For Management 7 Allocation of Losses For For Management 8 Related Party Transactions For For Management 9 Remuneration Elements (Jean-Pascal For For Management Tricoire) 10 Remuneration Elements (Emmanuel Babeau) For For Management 11 Remuneration of Jean-Pascal Tricoire, For For Management CEO 12 Remuneration of Emmanuel Babeau, For For Management Executive Vice President 13 Elect Linda Knoll For For Management 14 Elect Noel Forgeard For For Management 15 Elect Willy R. Kissling For For Management 16 Elect Catherine Kopp For For Management 17 Elect Henri Lachmann For For Management 18 Elect G. Richard Thoman For For Management 19 Elect Jeong H. Kim For For Management 20 Authority to Repurchase Shares For For Management 21 Conversion of Corporate Form For For Management 22 Amendments Regarding Company Name For For Management 23 Amendments Regarding Corporate Form For For Management 24 Employee Stock Purchase Plan For For Management 25 Employee Stock Purchase Plan for For For Management Overseas Employees 26 Authorization of Legal Formalities For For Management 27 Elect Lone Fonss Schroder For For Management -------------------------------------------------------------------------------- SCHRODERS PLC Ticker: SDR Security ID: G7860B102 Meeting Date: MAY 01, 2014 Meeting Type: Annual Record Date: # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Remuneration Report (Advisory) For For Management 4 Remuneration Policy (Binding) For For Management 5 Elect Richard Keers For For Management 6 Elect Andrew Beeson For For Management 7 Elect Ashley Almanza For For Management 8 Elect Luc Bertrand For For Management 9 Elect Robin Buchanan For For Management 10 Elect Michael Dobson For For Management 11 Elect Lord Philip E. Howard For For Management 12 Elect Philip Mallinckrodt For For Management 13 Elect Nichola Pease For For Management 14 Elect Bruno Schroder For For Management 15 Elect Massimo Tosato For For Management 16 Appointment of Auditor For For Management 17 Authority to Set Auditor's Fees For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Repurchase Shares For For Management 20 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- SINOPHARM GROUP CO. LTD. Ticker: 1099 Security ID: Y8008N107 Meeting Date: OCT 18, 2013 Meeting Type: Special Record Date: SEP 17, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Elect WANG Fucheng For For Management 4 Elect LI Dongjiu For For Management -------------------------------------------------------------------------------- SK HYNIX INC. Ticker: 660 Security ID: Y8085F100 Meeting Date: MAR 21, 2014 Meeting Type: Annual Record Date: DEC 31, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Allocation of For For Management Profits/Dividends 2 Elect LIM Hyoung Kyu For For Management 3 Elect CHOI Jong Won For For Management 4 Election of Audit Committee Member: For For Management CHOI Jong Won 5 Directors' Fees For For Management 6 Amendments to Executive Officer For For Management Retirement Allowance Policy -------------------------------------------------------------------------------- SKYWORTH DIGITAL HOLDINGS LIMITED Ticker: 751 Security ID: G8181C100 Meeting Date: AUG 20, 2013 Meeting Type: Annual Record Date: AUG 15, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Accounts and Reports For TNA Management 4 Allocation of Profits/Dividends For TNA Management 5 Elect LIN Wei Ping For TNA Management 6 Elect Frederick LEUNG Chi Ching For TNA Management 7 Elect Katherine CHAN Wai Kay For TNA Management 8 Directors' Fees For TNA Management 9 Appointment of Auditor and Authority For TNA Management to Set Fees 10 Authority to Repurchase Shares For TNA Management -------------------------------------------------------------------------------- SNAM S.P.A. Ticker: SRG Security ID: T8578L107 Meeting Date: APR 15, 2014 Meeting Type: Ordinary Record Date: APR 04, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Remuneration Report For For Management 4 Non-Voting Meeting Note N/A N/A Management 5 Non-Voting Meeting Note N/A N/A Management -------------------------------------------------------------------------------- SOCI?T? G?N?RALE Ticker: GLE Security ID: F43638141 Meeting Date: MAY 20, 2014 Meeting Type: Mix Record Date: MAY 14, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Consolidated Accounts and Reports For For Management 5 Accounts and Reports; Approval of For For Management Non-Tax Deductible Expenses 6 Allocation of Profits/Dividends For For Management 7 Related Party Transactions For For Management 8 Remuneration of Frederic Oudea, For For Management Chairman and CEO 9 Remuneration of Severin Cabannes, For For Management Jean-Francois Sammarcelli and Bernardo Sanchez Incera, Executives 10 Remuneration of Key Risk Takers For For Management 11 Authorization to Set the Maximum For For Management Variable Remuneration for Persons Belonging to the Company's Identified Staff 12 Elect Robert Castaigne For For Management 13 Elect Lorenzo Bini Smaghi For For Management 14 Authority to Repurchase Shares For For Management 15 Authority to Issue Shares and For For Management Convertible Securities w/ Preemptive Rights 16 Authority to Issue Shares and For For Management Convertible Securities w/o Preemptive Rights 17 Greenshoe For For Management 18 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 19 Authority to Issue Shares and For For Management Convertible Securities Through Private Placement 20 Employee Stock Purchase Plan For For Management 21 Authority to Issue Performance Shares For For Management 22 Authority to Cancel Shares and Reduce For For Management Capital 23 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- T&D HOLDINGS Ticker: 8795 Security ID: J86796109 Meeting Date: JUN 26, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Sohnosuke Usui For For Management 4 Elect Tamiji Matsumoto For For Management 5 Elect Kohichi Seike For For Management 6 Elect Ryuji Hori For For Management 7 Elect Takashi Shimoda as Statutory For For Management Auditor 8 Elect Masayuki Ezaki as Alternate For For Management Statutory Auditor -------------------------------------------------------------------------------- TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD. Ticker: 2330 Security ID: Y84629107 Meeting Date: JUN 24, 2014 Meeting Type: Annual Record Date: APR 25, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Agenda Item N/A N/A Management 4 Non-Voting Agenda Item N/A N/A Management 5 Non-Voting Agenda Item N/A N/A Management 6 Accounts and Reports For For Management 7 Allocation of Profits/Dividends For For Management 8 Amendments to Procedural Rules For For Management -------------------------------------------------------------------------------- TECHNIP Ticker: TEC Security ID: F90676101 Meeting Date: APR 24, 2014 Meeting Type: Mix Record Date: APR 16, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Allocation of Profits/Dividends For For Management 6 Consolidated Accounts and Reports For For Management 7 Related Party Transactions For For Management 8 Remuneration of Thierry Pilenko, CEO For For Management 9 Authority to Repurchase Shares For For Management 10 Authority to Issue Shares and/or For For Management Convertible Securities w/ Preemptive Rights 11 Authority to Issue Shares and/or For For Management Convertible Securities w/o Preemptive Rights 12 Authority to Issue Shares and/or For For Management Convertible Securities Through Private Placement 13 Authority to Issue Performance Shares For For Management to Employees of the Group and Employees and Officers of Subsidiaries 14 Authority to Issue Performance Shares For For Management to Corporate Officers of the Group 15 Authority to Grant Stock Options to For For Management Employees of the Group, and Employees and Officers of Subsidiaries 16 Authority to Grant Stock Options to For For Management Corporate Officers of the Group 17 Employee Stock Purchase Plan For For Management 18 Employee Stock Purchase Plan For For For Management Overseas Employees 19 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- THE LINK REAL ESTATE INVESTMENT TRUST Ticker: 823 Security ID: Y5281M111 Meeting Date: JUL 31, 2013 Meeting Type: Annual Record Date: JUL 26, 2013 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Elect Ian K. Griffiths For For Management 4 Elect Nicholas R. Sallnow-Smith For For Management 5 Elect Richard WONG Yue Chim For For Management 6 Elect Patrick FUNG Yuk Bun For For Management 7 Elect May Siew Boi TAN For For Management 8 Elect Elaine Carole YOUNG For For Management 9 Authority to Repurchase Shares For For Management -------------------------------------------------------------------------------- THK CO., LTD. Ticker: 6481 Security ID: J83345108 Meeting Date: JUN 21, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Akihiro Teramachi For For Management 4 Elect Toshihiro Teramachi For For Management 5 Elect Hiroshi Imano For For Management 6 Elect Takashi Ohkubo For For Management 7 Elect Junichi Sakai For For Management 8 Elect Takashi Teramachi For For Management 9 Elect Masaaki Kainoshoh For For Management 10 Elect Masakatsu Hioki For For Management 11 Elect Kazunori Igarashi For For Management 12 Elect Hideyuki Kiuchi For For Management -------------------------------------------------------------------------------- TIM HORTONS INC. Ticker: THI Security ID: 88706M103 Meeting Date: MAY 08, 2014 Meeting Type: Special Record Date: MAR 11, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1.1 Elect M. Shan Atkins For For Management 1.2 Elect Sherri A. Brillon For For Management 1.3 Elect Marc Caira For For Management 1.4 Elect Michael J. Endres For For Management 1.5 Elect Moya M. Greene For For Management 1.6 Elect Paul D. House For For Management 1.7 Elect Frank Iacobucci For For Management 1.8 Elect John A. Lederer For For Management 1.9 Elect David H. Lees For For Management 1.10 Elect Thomas V. Milroy For For Management 1.11 Elect Christopher R. O'Neill For For Management 1.12 Elect Wayne C. Sales For For Management 2 Appointment of Auditor For For Management 3 Amendments to By-Laws (Bundled) For For Management 4 Advisory Vote on Executive Compensation For For Management -------------------------------------------------------------------------------- TOKIO MARINE HOLDINGS, INC. Ticker: 8766 Security ID: J86298106 Meeting Date: JUN 23, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Allocation of Profits/Dividends For For Management 3 Elect Shuzoh Sumi For For Management 4 Elect Tsuyoshi Nagano For For Management 5 Elect Masashi Ohba For For Management 6 Elect Hirokazu Fujita For For Management 7 Elect Takashi Itoh For For Management 8 Elect Kunio Itoh For For Management 9 Elect Akio Mimura For For Management 10 Elect Mikio Sasaki For For Management 11 Elect Kunihiko Fujii For For Management 12 Elect Shinichi Hirose For For Management 13 Elect Yuko Kawamoto For For Management 14 Elect Takaaki Tamai For For Management 15 Elect Akihiro Wani For For Management -------------------------------------------------------------------------------- TOSHIBA CORPORATION Ticker: 6502 Security ID: J89752117 Meeting Date: JUN 25, 2014 Meeting Type: Annual Record Date: MAR 31, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Elect Norio Sasaki For For Management 3 Elect Hisao Tanaka For For Management 4 Elect Hidejiroh Shimomitsu For For Management 5 Elect Makoto Kubo For Against Management 6 Elect Masahiko Fukakushi For For Management 7 Elect Kiyoshi Kobayashi For For Management 8 Elect Fumiaki Ushio For For Management 9 Elect Masashi Muromachi For For Management 10 Elect Hiroyuki Itami For For Management 11 Elect Ken Shimanouchi For For Management 12 Elect Kiyomi Saitoh @ Kiyomi Takei For For Management 13 Elect Toshio Masaki For For Management 14 Elect Naoto Nishida For For Management 15 Elect Keizoh Maeda For For Management 16 Elect Seiya Shimaoka For For Management 17 Elect Sakutaroh Tanino For For Management 18 Shareholder Proposal Regarding Against Against Shareholder Exercise of Voting Rights 19 Shareholder Proposal Regarding Capital Against Against Shareholder Allocation 20 Shareholder Proposal Regarding Share Against Against Shareholder Repurchases 21 Shareholder Proposal Regarding Against Against Shareholder Disclosure of Equipment Used at TEPCO's Fukushima Nuclear Power Plant -------------------------------------------------------------------------------- UBS AG Ticker: UBSN Security ID: H89231338 Meeting Date: MAY 07, 2014 Meeting Type: Annual Record Date: MAY 02, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Accounts and Reports For TNA Management 3 Compensation Report For TNA Management 4 Allocation of Profits/Dividends For TNA Management 5 Ratification of Board and Management For TNA Management Acts 6 Amendments to Articles Related to VeguV For TNA Management 7 Maximum Variable Payment Ratio For TNA Management 8 Elect Axel A. Weber For TNA Management 9 Elect Michel Demare For TNA Management 10 Elect David H. Sidwell For TNA Management 11 Elect Reto Francioni For TNA Management 12 Elect Ann Godbehere For TNA Management 13 Elect Axel P. Lehmann For TNA Management 14 Elect Helmut G. W. Panke For TNA Management 15 Elect William G. Parrett For TNA Management 16 Elect Isabelle Romy For TNA Management 17 Elect Beatrice Weder di Mauro For TNA Management 18 Elect Joseph YAM Chi Kwong For TNA Management 19 Elect Ann. F. Godbehere For TNA Management 20 Elect Michel Demare For TNA Management 21 Elect Helmut Panke For TNA Management 22 Elect Reto Francioni For TNA Management 23 Appointment of Independent Proxy For TNA Management 24 Appointment of Auditor For TNA Management 25 Transaction of Other Business For TNA Management 26 Non-Voting Meeting Note N/A TNA Management -------------------------------------------------------------------------------- UMICORE NV/SA Ticker: UMI Security ID: B95505168 Meeting Date: APR 29, 2014 Meeting Type: Mix Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Remuneration Report For For Management 4 Accounts and Reports; Allocation of For For Management Profits/Dividends 5 Ratification of Board Acts For For Management 6 Ratification of Auditor's Acts For For Management 7 Elect Ines Kolmsee For For Management 8 Elect Uwe-Ernst Bufe For For Management 9 Elect Arnoud de Pret For For Management 10 Elect Jonathan Oppenheimer For For Management 11 Directors' Fees For For Management 12 Non-Voting Agenda Item N/A N/A Management 13 Appointment of Auditor For For Management 14 Authority to Set Auditor's Fees For For Management 15 Change-in-control clause For Against Management -------------------------------------------------------------------------------- UNIBAIL-RODAMCO SE Ticker: UL Security ID: F95094110 Meeting Date: APR 23, 2014 Meeting Type: Mix Record Date: APR 15, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A N/A Management 2 Non-Voting Meeting Note N/A N/A Management 3 Non-Voting Meeting Note N/A N/A Management 4 Accounts and Reports For For Management 5 Consolidated Accounts and Reports For For Management 6 Allocation of Profits/Dividends For For Management 7 Related Party Transactions For For Management 8 Remuneration of Christophe Cuvillier, For For Management CEO 9 Remuneration of Management Board For For Management Members 10 Remuneration of Guillaume Poitrinal, For For Management Former CEO 11 Remuneration of Catherine Pourre, For For Management former Executive 12 Elect Robert ter Haar For For Management 13 Elect Jose-Luis Duran For For Management 14 Elect Yves Lyon-Caen For For Management 15 Elect Dagmar Kollmann For For Management 16 Authority to Repurchase Shares For For Management 17 Authority to Reduce Share Capital For For Management 18 Authority to Issue Shares w/ For For Management Preemptive Rights 19 Authority to Issue Shares w/o For For Management Preemptive Rights 20 Greenshoe For For Management 21 Authority to Increase Capital in For For Management Consideration for Contributions in Kind 22 Authority to Grant Stock Options For For Management 23 Employee Stock Purchase Plan For For Management 24 Authorization of Legal Formalities For For Management -------------------------------------------------------------------------------- VOLKSWAGEN AG Ticker: VOW Security ID: D94523103 Meeting Date: MAY 13, 2014 Meeting Type: Special Record Date: APR 21, 2014 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note N/A TNA Management 2 Non-Voting Meeting Note N/A TNA Management 3 Non-Voting Meeting Note N/A TNA Management 4 Non-Voting Meeting Note N/A TNA Management 5 Non-Voting Meeting Note N/A TNA Management 6 Authority to Issue Convertible Debt For TNA Management Instruments; Increase in Conditional Capital ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Curian Series Trust |
Date: August 29, 2014 |
/s/ Mark D. Nerud |
Mark D. Nerud |
Principal Executive Officer |
Curian Series Trust |