UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22495
Curian Series Trust
(Exact name of registrant as specified in charter)
7601 Technology Way, Denver, Colorado 80237
(Address of principal executive offices) (Zip code)
Mark D. Nerud
Jackson National Asset Management, LLC
225 West Wacker Drive, Suite 1200
Chicago, Illinois 60606
(Name and address of agent for service)
Registrant’s telephone number, including area code: (312) 338-5800
Date of fiscal year end: October 31
Date of reporting period: July 1, 2015 – April 22, 2016
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
Item 1. | Proxy Voting Record. |
******************************* FORM N-Px REPORT ******************************* ICA File Number: 811-22495 Reporting Period: 07/01/2015 - 06/30/2016 Curian Series Trust =========================== Curian/PIMCO Income Fund =========================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ======================== Curian/PIMCO Total Return Fund ======================== There is no proxy voting activity for the fund, as the fund did not hold any votable positions during the reporting period. ===================== Curian/WMC International Equity Fund ===================== ALIBABA GROUP HOLDING LTD Ticker: BABA Security ID: 01609W102 Meeting Date: OCT 08, 2015 Meeting Type: Annual Record Date: AUG 13, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect Joseph C. Tsai For Against Management 2 Elect Jonathan LU Zhaoxi For For Management 3 Elect J. Michael Evans For Against Management 4 Elect Borje E. Ekholm For For Management 5 Elect Wan Ling Martello For For Management 6 Appointment of Auditor and Authority For For Management to Set Fees -------------------------------------------------------------------------------- ALTICE S.A. Ticker: Security ID: BJ3VXS1 Meeting Date: AUG 06, 2015 Meeting Type: Special Record Date: JUL 23, 2015
# Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Agenda Item Take No Management Action 2 Non-Voting Agenda Item Take No Management Action 3 Non-Voting Agenda Item Take No Management Action 4 Non-Voting Agenda Item Take No Management Action 5 Non-Voting Agenda Item Take No Management Action 6 Cross-Border Merger For Take No Management Action 7 Authorization of Legal Formalities For Take No Management Action 8 Non-Voting Meeting Note Take No Management Action 9 Non-Voting Meeting Note Take No Management Action 1 Non-Voting Agenda Item Take No Management Action 2 Non-Voting Agenda Item Take No Management Action 3 Non-Voting Agenda Item Take No Management Action 4 Non-Voting Agenda Item Take No Management Action 5 Non-Voting Agenda Item Take No Management Action 6 Transfer of Assets and Liabilities For Take No Management Action 7 Elect Jurgen van Breukelen to the For Take No Management Board of Directors Action 8 Authorization of Legal Formalities For Take No Management Action 9 Non-Voting Meeting Note Take No Management Action 10 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- ASICS CORPORATION Ticker: Security ID: 4054199 Meeting Date: MAR 25, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Elect Motoi Oyama For For Management
5 Elect Katsumi Katoh For For Management 6 Elect Isao Katoh For For Management 7 Elect Manabu Nishimae For For Management 8 Elect Katsuroh Tanaka For For Management 9 Elect Kenji Kajiwara For For Management 10 Elect Takeshi Hanai For For Management 11 Elect Hitoshi Kashiwaki For For Management 12 Elect Tadashi Inoue For For Management 13 Elect Keiji Miyakawa For For Management 14 Elect Hideaki Mihara For For Management 15 Elect Yuko Mitsuya For For Management 16 Elect Hirofumi Ohnishi as Alternate For For Management Statutory Auditor -------------------------------------------------------------------------------- AXIS BANK LTD Ticker: Security ID: 365602 Meeting Date: JUL 24, 2015 Meeting Type: Annual Record Date: JUL 17, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Usha Sangwan For For Management 5 Appointment of Auditor and Authority For For Management to Set Fees 6 Elect S. Vishvanathan For For Management 7 Approval of Revised Remuneration of For For Management Sanjiv Misra 8 Appointment of Shikha Sharma (Managing For For Management Director and CEO); Approval of Remuneration 9 Approval of Revised Remuneration of V. For For Management Srinivasan 10 Elect Sanjeev Kumar Gupta For For Management 11 Appointment of Sanjeev Kumar Gupta For For Management (Executive Director (Corporate Centre) and CFO) 12 Approval of Revised Remuneration of For For Management Sanjeev Kumar Gupta 13 Amendment to Borrowing Powers For For Management 14 Authority to Issue Debt Instruments For For Management 15 Amendment to Foreign Investment For For Management Restriction
-------------------------------------------------------------------------------- AXIS BANK LTD Ticker: Security ID: BPFJHC7 Meeting Date: DEC 18, 2015 Meeting Type: Other Record Date: OCT 30, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Elect Prasad R. Menon For For Management -------------------------------------------------------------------------------- BHARTI INFRATEL LTD Ticker: Security ID: B92P9G4 Meeting Date: AUG 11, 2015 Meeting Type: Annual Record Date: AUG 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Rakesh Bharti Mittal For For Management 5 Appointment of Auditor and Authority For For Management to Set Fees 6 Elect Rajiinder P. Singh For For Management 7 Adoption of New Articles For Against Management 8 Related Party Transactions with Bharti For For Management Airtel Limited -------------------------------------------------------------------------------- CHINA CONSTRUCTION BANK CORP. Ticker: Security ID: B0LMTQ3 Meeting Date: OCT 28, 2015 Meeting Type: Special Record Date: SEP 25, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Elect Carl Walter For For Management 3 Elect Anita FUNG Yuen Mei For For Management -------------------------------------------------------------------------------- CHINA LIFE INSURANCE CO Ticker: Security ID: 6718976 Meeting Date: DEC 29, 2015 Meeting Type: Special Record Date: NOV 27, 2015
# Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Elect TANG Xin For For Management 3 Appointment of Auditor and Authority For For Management to Set Fees 4 Entrusted Investment and Management For For Management Agreement 5 Capital Debt Financing For For Management 6 Overseas Issue of Senior Bonds For For Management 7 Change of Business Scope For For Management 8 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: Security ID: BCRWZ18 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: SEP 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Non-Voting Meeting Note Take No Management Action 3 Accounts and Reports For Take No Management Action 4 Allocation of Profits/Dividends For Take No Management Action 5 Ratification of Board Acts For Take No Management Action 6 Elect Johann Rupert For Take No Management Action 7 Elect Jean-Blaise Eckert For Take No Management Action 8 Elect Bernard Fornas For Take No Management Action 9 Elect Yves-Andre Istel For Take No Management Action 10 Elect Richard Lepeu For Take No Management Action 11 Elect Ruggero Magnoni For Take No Management Action 12 Elect Josua (Dillie) Malherbe For Take No Management Action
-------------------------------------------------------------------------------- COMPAGNIE FINANCIERE RICHEMONT SA Ticker: Security ID: BCRWZ18 Meeting Date: SEP 16, 2015 Meeting Type: Annual Record Date: SEP 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 13 Elect Simon Murray For Take No Management Action 14 Elect Alain Dominique Perrin For Take No Management Action 15 Elect Guillaume Pictet For Take No Management Action 16 Elect Norbert Platt For Take No Management Action 17 Elect Alan G. Quasha For Take No Management Action 18 Elect Maria Ramos For Take No Management Action 19 Elect Lord Renwick of Clifton For Take No Management Action 20 Elect Jan Rupert For Take No Management Action 21 Elect Gary Saage For Take No Management Action 22 Elect Jurgen Schrempp For Take No Management Action 23 Elect The Duke of Wellington For Take No Management Action 24 Non-Voting Agenda Item Take No Management Action 25 Elect Lord Renwick of Clifton as For Take No Management Compensation Committee Member Action 26 Elect Yves-Andre Istel as Compensation For Take No Management Committee Member Action 27 Elect the Duke of Wellington as For Take No Management Compensation Committee Member Action 28 Appointment of Auditor For Take No Management Action 29 Appointment of Independent Proxy For Take No Management Action 30 Amendments to Articles Relating to For Take No Management VeguV Action 31 Board Compensation For Take No Management Action 32 Fixed Executive Compensation For Take No Management Action 33 Variable Executive Compensation For Take No Management Action -------------------------------------------------------------------------------- CONTAINER CORPORATION OF INDIA LTD. Ticker: Security ID: 6100982 Meeting Date: SEP 04, 2015 Meeting Type: Annual Record Date: AUG 28, 2015
# Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Accounts and Reports For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Anil Kumar Gupta For For Management 5 Elect P. Alli Rani For For Management 6 Appointment of Auditor and Authority For For Management to Set Fees 7 Elect N. Madhusudana Rao For For Management 8 Elect V. Kalyana Rama For For Management -------------------------------------------------------------------------------- DIAGEO PLC Ticker: Security ID: 237400 Meeting Date: SEP 23, 2015 Meeting Type: Annual Record Date: SEP 21, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Remuneration Report (Advisory) For For Management 3 Allocation of Profits/Dividends For For Management 4 Elect Peggy Bruzelius For For Management 5 Elect Lord Mervyn Davies For For Management 6 Elect HO Kwon Ping For For Management 7 Elect Betsey D. Holden For For Management 8 Elect Franz B. Humer For For Management 9 Elect Deirdre Mahlan For For Management 10 Elect Nicola Mendelsohn For For Management 11 Elect Ivan Menezes For For Management 12 Elect Philip Scott For For Management 13 Elect Alan Stewart For For Management 14 Appointment of Auditor For For Management 15 Authority to Set Auditor's Fees For For Management 16 Authority to Issue Shares w/ For For Management Preemptive Rights 17 Authority to Issue Shares w/o For For Management Preemptive Rights 18 Authority to Repurchase Shares For For Management 19 Authorisation of Political Donations For For Management -------------------------------------------------------------------------------- DIVI`S LABORATORIES LTD. Ticker: Security ID: 6602518 Meeting Date: AUG 31, 2015 Meeting Type: Annual Record Date: AUG 24, 2015
# Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect Nimmagadda V. Ramana For For Management 4 Appointment of Auditor and Authority For For Management to Set Fees 5 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- DIVI`S LABORATORIES LTD. Ticker: Security ID: 6602518 Meeting Date: SEP 12, 2015 Meeting Type: Other Record Date: AUG 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Increase in Authorised Capital For For Management 3 Bonus Share Issuance For For Management -------------------------------------------------------------------------------- GREAT WALL MOTOR CO., LTD. Ticker: Security ID: 6151441 Meeting Date: SEP 22, 2015 Meeting Type: Special Record Date: JUL 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Non-Voting Meeting Note Take No Management Action 3 Eligibility For Non-Public A Share For For Management Issue 4 Feasibility Report on Use of Proceeds For For Management 5 Report on Use of Proceeds From For For Management Previous Fund Raising Exercise 2014 6 Profit Distribution Plan For 2015 - For For Management 2017 7 Report on Use of Proceeds From For For Management Previous Fund Raising Exercise 2015 8 Class and Nominal Value For For Management 9 Method of Issuance For For Management 10 Target Investors and Method of For For Management Subscription 11 Number of Shares For For Management 12 Price Determination and Pricing For For Management Principle 13 Valid Period For For Management 14 Lock-Up Arrangement For For Management
15 Use of Proceeds For For Management 16 Retained Profits Prior to Non-Public For For Management Issuance 17 Place of Listing For For Management 18 Proposal on Non-Public Issuance of A For For Management Shares 19 Board Authorization For For Management 20 Amendments to Articles: A Share Issue For For Management 21 Capitalization: Special Dividend and For For Management Bonus Share Issuance 22 Amendments to Articles: Capitalization For For Management 23 Absorption of Wholly-owned Subsidiaries For For Management 24 Amendments to Articles: Absorption For For Management 25 Non-Voting Meeting Note Take No Management Action 26 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: Security ID: BP9DL90 Meeting Date: JUL 14, 2015 Meeting Type: Annual Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 3 Non-Voting Meeting Note Take No Management Action 4 Accounts and Reports (Individual) For For Management 5 Accounts and Reports (Consolidated); For For Management Ratification of Board Acts 6 Allocation of Profits/Dividends For For Management 7 Elect Pablo Isla Alvarez de Tejera For For Management 8 Elect Amancio Ortega Gaona For For Management 9 Elect Emilio Saracho Rodriguez de For For Management Torres 10 Elect Jose Luis Duran Schulz For For Management 11 Amendments to Title I of Articles For For Management 12 Amendments to Title II of Articles For For Management 13 Amendments to Title III of Articles For For Management 14 Amendments to Titles IV, V and VI of For For Management Articles 15 Approval of Consolidated Text of For For Management Articles 16 Amendments to General Meeting For For Management Regulations 17 Appointment of Auditor For For Management 18 Directors' Fees For For Management 19 Remuneration Report For For Management 20 Non-Voting Agenda Item Take No Management Action 21 Authorization of Legal Formalities For For Management
-------------------------------------------------------------------------------- INDUSTRIA DE DISENO TEXTIL SA Ticker: Security ID: BP9DL90 Meeting Date: JUL 14, 2015 Meeting Type: Annual Record Date: JUL 07, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- KONINKLIJKE KPN NV Ticker: Security ID: 726469 Meeting Date: SEP 11, 2015 Meeting Type: Special Record Date: AUG 14, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Agenda Item Take No Management Action 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Non-Voting Agenda Item Take No Management Action 5 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- KOREA ELECTRIC POWER Ticker: Security ID: 6495730 Meeting Date: AUG 27, 2015 Meeting Type: Special Record Date: AUG 03, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Elect KIM Si Ho For For Management 3 Elect PARK Sung Chul For For Management 4 Elect HYUN Sang Kwon For For Management
-------------------------------------------------------------------------------- KOREA ELECTRIC POWER Ticker: Security ID: 6495730 Meeting Date: DEC 10, 2015 Meeting Type: Special Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Elect RYU Hyang Ryeol For For Management 2 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- KOREA ELECTRIC POWER Ticker: Security ID: 6495730 Meeting Date: MAR 22, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Allocation of For Abstain Management Profits/Dividends 2 Directors' Fees For Against Management -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LTD. Ticker: Security ID: 6633712 Meeting Date: SEP 04, 2015 Meeting Type: Annual Record Date: AUG 28, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Elect Toshiaki Hasuike For For Management 4 Elect Kinji Saito For For Management 5 Appointment of Auditor and Authority For For Management to Set Fees 6 Elect Toshihiro Suzuki For Against Management 7 Elect Shigetoshi Torii For For Management 8 Appoint of Kazuhiko Ayabe (Whole-time For For Management Director); Approval of Remuneration 9 Authority to Set Cost Auditor's For For Management Remuneration 10 Amendment to Foreign Investor For For Management Restrictions -------------------------------------------------------------------------------- MARUTI SUZUKI INDIA LTD. Ticker: Security ID: 6633712 Meeting Date: DEC 15, 2015 Meeting Type: Other Record Date: NOV 06, 2015
# Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Related Party Transactions with Suzuki For For Management Motor Gujarat Private Limited -------------------------------------------------------------------------------- NXP SEMICONDUCTORS NV Ticker: NXPI Security ID: N6596X109 Meeting Date: JUL 02, 2015 Meeting Type: Special Record Date: JUN 04, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Merger/Acquisition For For Management 2 Elect Gregory L. Summe For For Management 3 Elect Peter Smitham For For Management -------------------------------------------------------------------------------- PETROLEO BRASILEIRO S.A. Ticker: PBRA Security ID: 71654V408 Meeting Date: JUL 01, 2015 Meeting Type: Special Record Date: JUN 15, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Amendments to Articles For For Management 2 Consolidation of Articles For For Management 3 Election of Alternate Members to the For Abstain Management Board of Directors 4 Election of Alternate Member to the For Management Board of Directors Representative of Minority Shareholders 5 Update Administrator's Aggregate For For Management Remuneration -------------------------------------------------------------------------------- POWER GRID CORPORATION OF INDIA LTD. Ticker: Security ID: 6617556 Meeting Date: SEP 15, 2015 Meeting Type: Annual Record Date: SEP 08, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Accounts and Reports For For Management
3 Allocation of Profits/Dividends For For Management 4 Elect Ravi P. Singh For For Management 5 Elect R.P. Sasmal For For Management 6 Authority to Set Auditor's Fees For Against Management 7 Authority to Set Cost Auditor's For For Management Remuneration 8 Amendment to Borrowing Powers For For Management 9 Authority to Issue Non-Convertible For For Management Bonds -------------------------------------------------------------------------------- SK HYNIX INC Ticker: Security ID: 6450267 Meeting Date: MAR 18, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Allocation of For For Management Profits/Dividends 2 Elect KIM Jun Ho For For Management 3 Elect PARK Jung Ho For For Management 4 Directors' Fees For For Management 5 Amendments to Executive Officer For For Management Retirement Allowance Policy -------------------------------------------------------------------------------- SKY PLC Ticker: Security ID: 141192 Meeting Date: NOV 04, 2015 Meeting Type: Annual Record Date: NOV 02, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Accounts and Reports For For Management 2 Allocation of Profits/Dividends For For Management 3 Remuneration Report (Advisory) For For Management 4 Elect Nicholas Ferguson For For Management 5 Elect Jeremy Darroch For For Management 6 Elect Andrew Griffith For For Management 7 Elect Tracy Clarke For For Management 8 Elect Martin J. Gilbert For For Management 9 Elect Adine Grate For For Management 10 Elect David Lewis For For Management 11 Elect Matthieu Pigasse For Against Management 12 Elect Andy Sukawaty For For Management 13 Elect Chase Carey For For Management 14 Elect James Murdoch For For Management 15 Appointment of Auditor and Authority For For Management to Set Fees 16 Authorisation of Political Donations For For Management
17 Authority to Issue Shares w/ For For Management Preemptive Rights 18 Authority to Issue Shares w/o For For Management Preemptive Rights 19 Authority to Set General Meeting For Against Management Notice Period at 14 Days -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: Security ID: BSQCB24 Meeting Date: JUL 02, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: Security ID: BSQCB24 Meeting Date: JUL 02, 2015 Meeting Type: Annual Record Date: APR 01, 2015 # Proposal Mgt Rec Vote Cast Sponsor 2 Non-Voting Meeting Note Take No Management Action 3 Accounts and Reports For For Management -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: Security ID: BSQCB24 Meeting Date: SEP 24, 2015 Meeting Type: Special Record Date: JUN 24, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Authority to Issue Shares w/o For For Management Preemptive Rights -------------------------------------------------------------------------------- STATE BANK OF INDIA Ticker: Security ID: 7294044 Meeting Date: FEB 26, 2016 Meeting Type: Special Record Date: NOV 26, 2015
# Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Authority to Issue Shares w/o For For Management Preemptive Rights 3 Non-Voting Agenda Item Take No Management Action 4 Non-Voting Agenda Item Take No Management Action 5 Non-Voting Agenda Item Take No Management Action 6 Non-Voting Agenda Item Take No Management Action 7 Non-Voting Agenda Item Take No Management Action 8 Non-Voting Agenda Item Take No Management Action 9 Non-Voting Meeting Note Take No Management Action -------------------------------------------------------------------------------- SUMCO CORP. Ticker: Security ID: B0M0C89 Meeting Date: MAR 29, 2016 Meeting Type: Annual Record Date: DEC 31, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Allocation of Profits/Dividends For For Management 3 Amendments to Articles For For Management 4 Elect Mayuki Hashimoto For For Management 5 Elect Michiharu Takii For For Management 6 Elect Harumitsu Endoh For For Management 7 Elect Hisashi Furuya For For Management 8 Elect Kazuo Hiramoto For For Management 9 Elect Fumio Inoue For For Management 10 Elect Shiroh Mokudai For For Management 11 Elect Susumu Maekawa For For Management 12 Elect Hiroshi Yoshikawa For For Management 13 Elect Hisashi Katahama For For Management 14 Elect Hitoshi Tanaka For For Management 15 Elect Masahiro Mitomi For For Management 16 Elect Shinichiroh Ohta For For Management 17 Elect Kohhei Nakanishi For For Management 18 Non-Audit Committee Directors' Fees For For Management 19 Audit Committee Directors' Fees For For Management
-------------------------------------------------------------------------------- VONOVIA SE Ticker: Security ID: 4874751 Meeting Date: NOV 30, 2015 Meeting Type: Special Record Date: NOV 23, 2015 # Proposal Mgt Rec Vote Cast Sponsor 1 Non-Voting Meeting Note Take No Management Action 2 Non-Voting Meeting Note Take No Management Action 3 Non-Voting Meeting Note Take No Management Action 4 Increase in Authorized Capital Against For Take No Management Contributions in Kind to Effect Action Transaction 5 Increase in Authorized Capital Against For Take No Management Cash Contributions Action 6 Authority to Increase Authorized For Take No Management Capital Action ========== END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, as amended, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Curian Series Trust | ||
By: | /s/ Mark D. Nerud | |
Mark D. Nerud | ||
Principal Executive Officer | ||
Date: | April 22, 2016 |