Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the
information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 28 through 32 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve-month period ended June 30, 2022 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
Registrant: NORTHERN LIGHTS FUND TRUST III - The Covered Bridge Fund | | | | | | | Item 1, Exhibit 32 |
Investment Company Act file number: 811-22655 | | | | | | | | | |
Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | | | | |
| | | | | | | | | | |
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
1 | Amgen Inc. | AMGN | 031162AP5 | Annual; 5/17/2022 | 1 | To elect 12 directors for a term expiring at the 2023 annual meeting | Management | Y | FOR | FOR |
| | | | | 1a | Dr. Wanda M. Austin | Management | Y | FOR | FOR |
| | | | | 1b | Mr. Robert A. Bradway | Management | Y | FOR | FOR |
| | | | | 1c | Dr. Brian J. Druker | Management | Y | FOR | FOR |
| | | | | 1d | Mr. Robert A. Eckert | Management | Y | FOR | FOR |
| | | | | 1e | Mr. Greg C. Garland | Management | Y | FOR | FOR |
| | | | | 1f | Mr. Charles M. Holley, Jr | Management | Y | FOR | FOR |
| | | | | 1g | Dr. S. Omar Ishrak | Management | Y | FOR | FOR |
| | | | | 1h | Dr. Tyler Jacks | Management | Y | FOR | FOR |
| | | | | 1i | Ms. Ellen J. Kullman | Management | Y | FOR | FOR |
| | | | | 1j | Ms. Amy E. Miles | Management | Y | FOR | FOR |
| | | | | 1k | Dr. Ronald D. Sugar | Management | Y | FOR | FOR |
| | | | | 1l | Dr. R. Sanders | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve our executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | To ratify the selection of Ernts & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2022 | Management | Y | FOR | FOR |
2 | Anheuser-Busch Inbev SA | BUD | 03524A108 | Annual; 4/27/2022 | 1 | a. Special report by the Board of Directors on the authorised capital, drawn up in accordance with Article 7:199 of the …(due to space limits, see proxy material for full proposal) | Management | Y | FOR | FOR |
| | | | | 5 | Approval of the statutory annual accounts. Proposed resolution: approving the statutory annual accounts relating to the accounting year ended on 31 December 2021 | Management | Y | FOR | FOR |
| | | | | 6 | Discharge to the directors. Proposed resolution: granting discharge to the directors for the performance of their duties during the accounting year ended 31 December 2021 | Management | Y | FOR | FOR |
| | | | | 7 | Discharge to the statutory auditor. Proposed resolution: granting discharfe to the statutory auditor for the performance of his duties during the accounting year ended 31 December 2021 | Management | Y | FOR | FOR |
| | | | | 8A | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Martin J. Barrington, for a period of one year ending at the end of the shareholder's meeting which will be asked to approve the accounts for the year 2022 | Management | Y | FOR | FOR |
| | | | | 8B | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. William F. Gifford, Jr., for a period of one year ending at the end of the shareholder's meeting which will be asked to approve the accounts for the year 2022 | Management | Y | FOR | FOR |
| | | | | 8C | Proposed resolution: upon proposal from the Restricted Shareholders, renewing the appointment as Restricted Share Director of Mr. Alejandro Santo Domingo Davila, for a period of one year ending at the end of the shareholder's meeting which will be asked to approve the accounts for the year 2022 | Management | Y | FOR | FOR |
| | | | | 8D | Proposed resolution: acknowledging the resignation of Mr. Roberto Thompson Motta as a director and, upon proposal from the…(due to space limits, see proxy material for full proposal) | Management | Y | FOR | FOR |
| | | | | 9 | Appointment of statutory auditor and remuneration. | Management | Y | FOR | FOR |
| | | | | 10 | Remuneration policy | Management | Y | FOR | FOR |
| | | | | 11 | Remuneration report | Management | Y | FOR | FOR |
| | | | | 12 | Filings proposed | Management | Y | FOR | FOR |
3 | Archer-Daniels-Midland Company | ADM | 3948310 | Annual; 5/5/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | M.S. Burke | Management | Y | FOR | FOR |
| | | | | 1b | T. Colbert | Management | Y | FOR | FOR |
| | | | | 1c | T.K. Crews | Management | Y | FOR | FOR |
| | | | | 1d | D.E. Felsinger | Management | Y | FOR | FOR |
| | | | | 1e | S.F. Harrison | Management | Y | FOR | FOR |
| | | | | 1f | J.R. Luciano | Management | Y | FOR | FOR |
| | | | | 1g | P.J. Moore | Management | Y | FOR | FOR |
| | | | | 1h | F.J. Sanchez | Management | Y | FOR | FOR |
| | | | | 1i | D.A. Sadler | Management | Y | FOR | FOR |
| | | | | 1j | L.Z. Schlitz | Management | Y | FOR | FOR |
| | | | | 1k | K.R. Westbrook | Management | Y | FOR | FOR |
| | | | | 2 | Ratify the appointment of Ernst & Young LLP as independent auditors for the year ending December 31, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote on executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Stockholder proposal to remove the on-year holding period requirement to call a special stockholder meeting | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Stockholder proposal regarding issuance of a report on pesticide use in supply chains | Shareholder | Y | AGAINST | FOR |
4 | Bank of America Corporation | BAC | 60505104 | Annual; 4/26/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1A | Sharon L. Allen | Management | Y | FOR | FOR |
| | | | | 1B | Frank P. Bramble, Sr. | Management | Y | FOR | FOR |
| | | | | 1C | Pierre J.P. de Weck | Management | Y | FOR | FOR |
| | | | | 1D | Arnold W. Donald | Management | Y | FOR | FOR |
| | | | | !E | Linda P. Hudson | Management | Y | FOR | FOR |
| | | | | 1F | Monica C. Lozano | Management | Y | FOR | FOR |
| | | | | 1G | Brian T. Moynihan | Management | Y | FOR | FOR |
| | | | | 1H | Lionel L. Nowell III | Management | Y | FOR | FOR |
| | | | | 1I | Denise L. Ramos | Management | Y | FOR | FOR |
| | | | | 1J | Clayton S. Rose | Management | Y | FOR | FOR |
| | | | | 1K | Michael D. White | Management | Y | FOR | FOR |
| | | | | 1L | Thomas D. Woods | Management | Y | FOR | FOR |
| | | | | 1M | R. David Yost | Management | Y | FOR | FOR |
| | | | | 1N | Maria T. Zuber | Management | Y | FOR | FOR |
| | | | | 2 | Approving our executive compensation (an Advisory, non-binding "say on pay" resolution) | Management | Y | FOR | FOR |
| | | | | 3 | Ratifying the appointment of our independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 4 | Ratifying the Delaware Exclusive Forum Provision in our Bylaws | Management | Y | FOR | FOR |
| | | | | 5 | Shareholder proposal requesting a civil rights and nondiscrimination audit | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Shareholder proposal requesting adoption of policy to cease financing new fossil fuel supplies | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Shareholder proposal requesting a report on charitable donations | Shareholder | Y | AGAINST | FOR |
5 | Best Buy Cp., Inc. | BBY | 86516101 | Annual; 6/9/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Corie S. Barry | Management | Y | FOR | FOR |
| | | | | 1b | Lisa M. Caputo | Management | Y | FOR | FOR |
| | | | | 1c | J. Patrick Doyle | Management | Y | FOR | FOR |
| | | | | 1d | David W. Kenny | Management | Y | FOR | FOR |
| | | | | 1e | Mario J. Marte | Management | Y | FOR | FOR |
| | | | | 1f | Karen A. McLoughlin | Management | Y | FOR | FOR |
| | | | | 1g | Thomas L. Millner | Management | Y | FOR | FOR |
| | | | | 1h | Claudia F. Munce | Management | Y | FOR | FOR |
| | | | | 1i | Richelle P. Parham | Management | Y | FOR | FOR |
| | | | | 1j | Steven E. Rendle | Management | Y | FOR | FOR |
| | | | | 1k | Eugene A. Woods | Management | Y | FOR | FOR |
| | | | | 2 | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending January 28, 2023 | Management | Y | FOR | FOR |
| | | | | 3 | To approve in a non-binding advisory vote our named executive compensation | Management | Y | FOR | FOR |
6 | Blackrock, Inc | BLK | 09247X101 | Annual; 5/25/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Bader M. Alsaad | Management | Y | FOR | FOR |
| | | | | 1b | Pamela Daley | Management | Y | FOR | FOR |
| | | | | 1c | Laurence D. Fink | Management | Y | FOR | FOR |
| | | | | 1d | Beth Ford | Management | Y | FOR | FOR |
| | | | | 1e | William E. Ford | Management | Y | FOR | FOR |
| | | | | 1f | Fabrizio Freda | Management | Y | FOR | FOR |
| | | | | 1g | Murray S. Gerber | Management | Y | FOR | FOR |
| | | | | 1h | Margaret "Peggy" L. Johnson | Management | Y | FOR | FOR |
| | | | | 1i | Robert S. Kapito | Management | Y | FOR | FOR |
| | | | | 1j | Cheryl D. Mills | Management | Y | FOR | FOR |
| | | | | 1k | Gordon M. Nixon | Management | Y | FOR | FOR |
| | | | | 1l | Kristin C. Peck | Management | Y | FOR | FOR |
| | | | | 1m | Charles H. Robbins | Management | Y | FOR | FOR |
| | | | | 1n | Marco Antonio Slim Domit | Management | Y | FOR | FOR |
| | | | | 1o | Hans E. Vestberg | Management | Y | FOR | FOR |
| | | | | 1p | Susan L. Wagner | Management | Y | FOR | FOR |
| | | | | 1q | Mark Wilson | Management | Y | FOR | FOR |
| | | | | 2 | Approval, in a non-binding advisory vote, of the compensation for named executive officers | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the appointment of Deloitte LLP as BlackRock's independent registered public accounting firm for the fiscal year of 2022 | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal - Adopt stewardship policies designed to curtail corporate activites that externalized social and environmental costs | Shareholder | Y | AGAINST | FOR |
7 | Bunge Limited | BG | G16962105 | Annual; 5/12/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Sheila Bair | Management | Y | FOR | FOR |
| | | | | 1b | Carol M. Browner | Management | Y | FOR | FOR |
| | | | | 1c | Paul Fribourg | Management | Y | FOR | FOR |
| | | | | 1d | J. Erik Frywald | Management | Y | FOR | FOR |
| | | | | 1e | Gregory A. Heckman | Management | Y | FOR | FOR |
| | | | | 1f | Bernardo Hees | Management | Y | FOR | FOR |
| | | | | 1g | Kathleen Hyle | Management | Y | FOR | FOR |
| | | | | 1h | Michael Kabori | Management | Y | FOR | FOR |
| | | | | 1i | Kenneth Simril | Management | Y | FOR | FOR |
| | | | | 1j | Henry W. Winship | Management | Y | FOR | FOR |
| | | | | 1k | Mark N. Zenuk | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | To appoint Deloitte & Touche LLP as Bunge Limited's independent auditors for the fiscal year ending December 31, 2022 and to authorize the audit committee of the Board of Directors to determine the independent auditor's fees | Management | Y | FOR | FOR |
| | | | | 4 | To approve the amendments to the Bye-Laws of Bunge Limited as set forth in the proxy statement | Management | Y | FOR | FOR |
| | | | | 5 | Shareholder proposal regarding shareholder right to act by written consent | Shareholder | Y | FOR | FOR |
8 | Bristol-Myers Squibb Co | BMY | 110122108 | Annual; 5/03/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Peter .J. Arduini | Management | Y | FOR | FOR |
| | | | | 1b | Giovanni Caforio, M.D. | Management | Y | FOR | FOR |
| | | | | 1c | Julia A. Haller, M.D. | Management | Y | FOR | FOR |
| | | | | 1d | Manuel Hidalgo Medina, M.D., Ph.D. | Management | Y | FOR | FOR |
| | | | | 1e | Paula A. Rice | Management | Y | FOR | FOR |
| | | | | 1f | Derica W. Rice | Management | Y | FOR | FOR |
| | | | | 1g | Theodore R. Samuels | Management | Y | FOR | FOR |
| | | | | 1h | Gerald L. Storch | Management | Y | FOR | FOR |
| | | | | 1i | Karen H. Vousden, Ph. D. | Management | Y | FOR | FOR |
| | | | | 1j | Phyllis R. Yale | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve the compensation of our named executive officers | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the appointment of independent registered public accounting firm | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal to lower the ownership threshold for special shareholder meetings to 10% | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Shareholder proposal on the adoption of a board policy that the chairperson of the board be an independent director | Shareholder | Y | AGAINST | FOR |
9 | BP PLC | BP | 055622104 | Annual; 5/12/2022 | 1 | To receive the annual report and accounts for the year ended 31 December 2021 | Management | Y | FOR | FOR |
| | | | | 2 | To approve the directors' remuneration report | Management | Y | FOR | FOR |
| | | | | 3 | That the report "Net Zero - from ambition to action" is required | Management | Y | FOR | FOR |
| | | | | 4 | To re-elect Mr H Lund as a director | Management | Y | FOR | FOR |
| | | | | 5 | To re-elect Mr M Auchincloss as a director | Management | Y | FOR | FOR |
| | | | | 6 | To re-elect Mrs P R Reynolds as a director | Management | Y | FOR | FOR |
| | | | | 7 | To elect Miss P Daley as a director | Management | Y | FOR | FOR |
| | | | | 8 | To re-elect Ms M B Meyer as a director | Management | Y | FOR | FOR |
| | | | | 9 | To re-elect Sir John Sawers as a director | Management | Y | FOR | FOR |
| | | | | 10 | To re-elect Mr T Morzaria as a director | Management | Y | FOR | FOR |
| | | | | 11 | To re-elect Mrs K Richardson as a director | Management | Y | FOR | FOR |
| | | | | 12 | To re-elect Dr J Teyssen as a director | Management | Y | FOR | FOR |
| | | | | 13 | To re-appoint Deloitte LLP as auditor | Management | Y | FOR | FOR |
| | | | | 14 | To authorize the audit committee to fix the auditor's remuneration | Management | Y | FOR | FOR |
| | | | | 15 | To approve the renewal of the BP ShareMatch UK Plan 2001 (as amended) | Management | Y | FOR | FOR |
| | | | | 16 | To approve the renewal of the BP Sharesave UK Plan 2001 (as amended) | Management | Y | FOR | FOR |
| | | | | 17 | To authorize the company to make political donations and political expenditure | Management | Y | FOR | FOR |
| | | | | 18 | To authorize the directors to allot shares | Management | Y | FOR | FOR |
| | | | | 19 | To authorize the disapplication of pre-emption rights | Management | Y | FOR | FOR |
| | | | | 20 | To authorize the additional disapplication of pre-emption rights | Management | Y | FOR | FOR |
| | | | | 21 | To give limited authority for the purchase of its own shares by the compnay | Management | Y | FOR | FOR |
| | | | | 22 | To authorize the calling of general meetings of the company (not being an annual general meeting) y notive of at least 14 clear days | Management | Y | FOR | FOR |
| | | | | 24 | Follow this shareholder resolution on climate change targets | Shareholder | Y | AGAINST | FOR |
10 | Centerpoint Energy, Inc | CNP | 15189T107 | Annual; 4/22/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Wendy Montoya Cloonan | Management | Y | FOR | FOR |
| | | | | 1b | Earl M. Cummings | Management | Y | FOR | FOR |
| | | | | 1c | Christopher H. Franklin | Management | Y | FOR | FOR |
| | | | | 1d | David J. Lesar | Management | Y | FOR | FOR |
| | | | | 1e | Raquelle W. Lewis | Management | Y | FOR | FOR |
| | | | | 1f | Martin H. Nesbitt | Management | Y | FOR | FOR |
| | | | | 1g | Theodore F. Pound | Management | Y | FOR | FOR |
| | | | | 1h | Phillip R. Smith | Management | Y | FOR | FOR |
| | | | | 1i | Berry T. Smitherman | Management | Y | FOR | FOR |
| | | | | 2 | Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Approve the advisory resolution on executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Approve the 2022 CenterPoint Energy, Inc. Long Term Incentive Plan | Management | Y | FOR | FOR |
11 | Cisco Systems, Inc | CSCO | 17275R102 | Annual; 12/13/2021 | 1a | Election of Director: M. Michele Burns | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: Wesley G. Bush | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: Michael D. Capellas | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: Mark Garrett | Management | Y | FOR | FOR |
| | | | | 1e | John D. Harris II | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Dr. Kristina M. Johnson | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: Roderick C. McGeary | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: Charles H. Robbins | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: Brenton L. Saunders | Management | Y | FOR | FOR |
| | | | | 1j | Election of Director: Dr. Lisa T. Su | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Marianna Tessel | Management | Y | FOR | FOR |
| | | | | 2 | Approval, on an advisory basis, of executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2021 | Management | Y | FOR | FOR |
| | | | | 4 | Approval to have Cisco's Board amend Cisco's proxy access bylaw to remove the stockholder aggregation limit | Shareholder | Y | AGAINST | FOR |
12 | Citigroup Inc. | C | 172967424 | Annual; 4/25/2022 | 1a | Election of Director: Ellen M. Costello | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: Grace E. Dailey | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: Barbara J. Dosoer | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: John C. Dugan | Management | Y | FOR | FOR |
| | | | | 1e | Election of Director: Jane N. Fraser | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Duncan P. Hennes | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: Peter B. Henry | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: S. Leslie Ireland | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: Renee J. James | Management | Y | FOR | FOR |
| | | | | 1j | Election of Director: Gary M. Reiner | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Diana L. Taylor | Management | Y | FOR | FOR |
| | | | | 1l | Election of Director: James S. Turley | Management | Y | FOR | FOR |
| | | | | 2 | Propsal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve our 2021 executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Approval of additional shares for the Citigroup 2019 Stock Incentive Plan | Management | Y | FOR | FOR |
| | | | | 5 | Stockholder proposal requesting a management pay clawback policy | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Stockholder proposal requesting an independent chairmain | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Stockholder proposal requesting a report on the effectiveness of Citi's policies and practices in respecing Indigenous Peoples' rights in Citi's existing and proposed financing | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Stockholder proposal requesting that the board adopt a policy to end new fossil fuel financing | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non-discrimination for all Americans | Shareholder | Y | AGAINST | FOR |
13 | CF Industries Holdings, Inc | CF | 125269100 | Annual; 5/11/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Javed Ahmed | Management | Y | FOR | FOR |
| | | | | 1b | Robert C. Arzbaecher | Management | Y | FOR | FOR |
| | | | | 1c | Deborah L. DeHaas | Management | Y | FOR | FOR |
| | | | | 1d | John W. Eaves | Management | Y | FOR | FOR |
| | | | | 1e | Stephen J. Hagge | Management | Y | FOR | FOR |
| | | | | 1f | Jesus Madrazo Yris | Management | Y | FOR | FOR |
| | | | | 1g | Anne P. Noonan | Management | Y | FOR | FOR |
| | | | | 1h | Michael J. Toelle | Management | Y | FOR | FOR |
| | | | | 1i | Theresa E. Wagler | Management | Y | FOR | FOR |
| | | | | 1j | Celso L. White | Management | Y | FOR | FOR |
| | | | | 1k | W. Anthony Will | Management | Y | FOR | FOR |
| | | | | 2 | Approval of an advisory resolution regarding the compensation of CF Industries Holdings, Inc.'s named executive officers | Management | Y | FOR | FOR |
| | | | | 3 | Approval of CF Industries Holdings Inc.'s new 2022 Equity and Incentive Plan | Management | Y | FOR | FOR |
| | | | | 4 | Ratification of the selection of KPMG LLP as CF Industries Holdings Inc.'s independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 5 | Shareholder proposal regarding the ownership threshold required to call a special meeting of shareholders, if properly presented at the meeting | Shareholder | Y | AGAINST | FOR |
14 | Chesapeake Energy Corporation | CHK | 165167735 | Annual; 6/9/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Domenic J. Dell'Osso Jr. | Management | Y | FOR | FOR |
| | | | | 1b | Timothy S. Duncan | Management | Y | FOR | FOR |
| | | | | 1c | Benjamin C. Duster, IV | Management | Y | FOR | FOR |
| | | | | 1d | Sarah A. Emerson | Management | Y | FOR | FOR |
| | | | | 1e | Matthew Gallagher | Management | Y | FOR | FOR |
| | | | | 1f | Brian Steck | Management | Y | FOR | FOR |
| | | | | 1g | Michael Wichterich | Management | Y | FOR | FOR |
| | | | | 2 | To approve on an advisory basis our named executive officer compensation | Management | Y | FOR | FOR |
| | | | | 3 | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | Y | FOR | FOR |
15 | Chevron Corporation | CVX | 166764100 | Annual; 5/25/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Election of Director: W. M. Austin | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: J. B. Frank | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: A. P. Gast | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: E. Hernandez, Jr | Management | Y | FOR | FOR |
| | | | | 1e | Election of Director: Marillyn A. Hewson | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Jon M. Huntsman Jr. | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: C. W. Moorman IV | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: D. F. Moyo | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: D. Reed-Klages | Management | Y | FOR | FOR |
| | | | | 1j | Election of Director: R. D. Sugar | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: D. J. Umpleby III | Management | Y | FOR | FOR |
| | | | | 1l | Election of Director: M. K. Wirth | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of Appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve named executive officer compensation | Management | Y | FOR | FOR |
| | | | | 4 | Approve the 2022 Long-Term incentive plan of Chevron Corporation | Management | Y | FOR | FOR |
| | | | | 5 | Adopt medium - and long-term GHG Reduction targets | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Report on impacts of net zero 2050 scenario | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Report on reliability of methane emission disclosures | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Report on business with conflict-conplicit governments | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | Report on racial equity audit | Shareholder | Y | AGAINST | FOR |
| | | | | 10 | Special meetings | Shareholder | Y | AGAINST | FOR |
16 | The Coca-Cola Company | KO | 191216100 | Annual; 4/26/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Herb Allen | Management | Y | FOR | FOR |
| | | | | 1b | Marc Bolland | Management | Y | FOR | FOR |
| | | | | 1c | Ana Botin | Management | Y | FOR | FOR |
| | | | | 1d | Christopher C. Davis | Management | Y | FOR | FOR |
| | | | | 1e | Barry Diller | Management | Y | FOR | FOR |
| | | | | 1f | Helene D. Gayle | Management | Y | FOR | FOR |
| | | | | 1g | Alexis M. Herman | Management | Y | FOR | FOR |
| | | | | 1h | Maria Elena Lagomasino | Management | Y | FOR | FOR |
| | | | | 1i | James Quincey | Management | Y | FOR | FOR |
| | | | | 1j | Caroline J. Tsay | Management | Y | FOR | FOR |
| | | | | 1k | David B. Weinberg | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the appointment of Ernst & Young LLP as the independent auditors of the Company to serve for the 2022 fiscal year | Management | Y | FOR | FOR |
| | | | | 4 | Shareowner proposal regarding an external public health impact disclosure | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Shareowner proposal regarding a global transparency report | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Shareowner proposal regarding an independent Board Chair policy | Shareholder | Y | AGAINST | FOR |
17 | Dominion Energy Inc. | D | 25746U109 | Annual; 5/11/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | James A. Bennett | Management | Y | FOR | FOR |
| | | | | 1b | Robert M. Blue | Management | Y | FOR | FOR |
| | | | | 1c | Helen E. Dragas | Management | Y | FOR | FOR |
| | | | | 1d | James O. Ellis, Jr. | Management | Y | FOR | FOR |
| | | | | 1e | D. Maybank Hagood | Management | Y | FOR | FOR |
| | | | | 1f | Ronald W. Jibson | Management | Y | FOR | FOR |
| | | | | 1g | Mark J. Kington | Management | Y | FOR | FOR |
| | | | | 1h | Joseph M. Rigby | Management | Y | FOR | FOR |
| | | | | 1i | Pamela J. Royal, M.D. | Management | Y | FOR | FOR |
| | | | | 1j | Robert H. Spillman, Jr. | Management | Y | FOR | FOR |
| | | | | 1k | Susan N. Story | Management | Y | FOR | FOR |
| | | | | 1l | Michael E. Szymanczyk | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote on approval of executive comepnsation (say on pay) | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of appointment of independent auditor | Management | Y | FOR | FOR |
| | | | | 4 | Management proposal to amend the company's bylaw on shareholder's right to call a special meeting to lower the ownership requirement to 15% | Management | Y | FOR | FOR |
| | | | | 5 | Shareholder proposal regarding the shareholder's right to call a special meeting, requesting the ownership threshold be lowered to 10% | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Shareholder proposal regarding inclusion of medium term scope 3 targets to the company's net zero goal | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Shareholder proposal regarding a report on the risk of natural gas stranded assets | Shareholder | Y | ABSTAIN | FOR |
18 | Duke Energy Corp | DUK | 26441C204 | Annual; 5/5/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1.1 | Derrick Burks | Management | Y | FOR | FOR |
| | | | | 1.2 | Annette K. Clayton | Management | Y | FOR | FOR |
| | | | | 1.3 | Theodore F. Craver, Jr. | Management | Y | FOR | FOR |
| | | | | 1.4 | Robert M. Davis | Management | Y | FOR | FOR |
| | | | | 1.5 | Caroline Dorsa | Management | Y | FOR | FOR |
| | | | | 1.6 | W. Roy Dunbar | Management | Y | FOR | FOR |
| | | | | 1.7 | Nicholas C. Fanandakis | Management | Y | FOR | FOR |
| | | | | 1.8 | Lynn J. Good | Management | Y | FOR | FOR |
| | | | | 1.9 | John T. Herron | Management | Y | FOR | FOR |
| | | | | 1.10 | Idalene F. Kesner | Management | Y | FOR | FOR |
| | | | | 1.11 | E. Marie McKee | Management | Y | FOR | FOR |
| | | | | 1.12 | Michael J. Pacilio | Management | Y | FOR | FOR |
| | | | | 1.13 | Thomas E. Skains | Management | Y | FOR | FOR |
| | | | | 1.14 | William E. Webster, Jr. | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of Deloitte & Touche LLP as Duke Energy's independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve Duke Energy's named executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal regarding shareholder right to call for a special shareholder meeting | Shareholder | Y | AGAINST | FOR |
19 | Ecolab Inc | ECL | 278865100 | Annual; 5/5/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Shari L. Ballard | Management | Y | FOR | FOR |
| | | | | 1b | Barbara J. Beck | Management | Y | FOR | FOR |
| | | | | 1c | Christophe Beck | Management | Y | FOR | FOR |
| | | | | 1d | Jeffrey M. Ettinger | Management | Y | FOR | FOR |
| | | | | 1e | Arthur J. Higgins | Management | Y | FOR | FOR |
| | | | | 1f | Michael Larson | Management | Y | FOR | FOR |
| | | | | 1g | David W. MacLennan | Management | Y | FOR | FOR |
| | | | | 1h | Tracy B. McKibben | Management | Y | FOR | FOR |
| | | | | 1i | Lionel L. Nowell, III | Management | Y | FOR | FOR |
| | | | | 1j | Victoria J. Reich | Management | Y | FOR | FOR |
| | | | | 1k | Suzanne M. Vautrinot | Management | Y | FOR | FOR |
| | | | | 1l | John J. Zillmer | Management | Y | FOR | FOR |
| | | | | 2 | Ratify the appointment of PricewaterHouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve the compensation of executives disclosef in the proxy statement | Management | Y | FOR | FOR |
| | | | | 4 | Stockholder proposal regarding special meeting ownership threshold, if properly presented | Shareholder | Y | AGAINST | FOR |
20 | Gilead Sciences, Inc. | GILD | 375558103 | Annual; 05/04/2021 | 1 | To elect the nine director nominees named in the Proxy Statement to serve for the next year and until their successors are elected and qualified | Management | Y | FOR | FOR |
| | | | | 1.1 | Jacqueline K. Barton, Ph. D. | Management | Y | FOR | FOR |
| | | | | 1.2 | Jeffrey A. Bluestone, Ph.D. | Management | Y | FOR | FOR |
| | | | | 1.3 | Sandra J. Horning, M.D. | Management | Y | FOR | FOR |
| | | | | 1.4 | Kelly A. Kramer | Management | Y | FOR | FOR |
| | | | | 1.5 | Kevin E. Lofton | Management | Y | FOR | FOR |
| | | | | 1.6 | Harish Manwani | Management | Y | FOR | FOR |
| | | | | 1.7 | Daniel P. O'Day | Management | Y | FOR | FOR |
| | | | | 1.8 | Javier J. Rodrigues | Management | Y | FOR | FOR |
| | | | | 1.9 | Anthony Welters | Management | Y | FOR | FOR |
| | | | | 2 | To ratify the selection of Ernst & Young LLP by the Audit Committee of the Board of Directors as the independent registered public accounting firm of Gilead for the fiscal year ending December 31, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | To approve, on an advisory basis, the compensation of our Named Executive Officers as presented in the Proxy Statement | Management | Y | FOR | FOR |
| | | | | 4 | To approve the Gilead Sciences, Inc. 2022 Equity Incentive Plan | Management | Y | FOR | FOR |
| | | | | 5 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board adopt a policy that the Chairperson of the Board of Directors be an independent director | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the Board include one memnber from Gilead's non-management employees | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | To vote on a stockholder proposal, if properly presented at the meeting, requesting a 10% threshold to call a special stockholder meeting | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | To vote on a stockholder proposal, if properly presented at the meeting, requesting that the booard publish a third-party review of Gilead's lobbying activities | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | To vote on a stockholder proposal, if properly presented at the meeting, requesting a Board report on oversight of risks related to anticompetitive practices | Shareholder | Y | AGAINST | FOR |
21 | Glaxosmithkline PLC | GSK | 37733W105 | Annual; 5/4/2022 | 1 | To receive and adopt the 2021 Annual Report | Management | Y | FOR | FOR |
| | | | | 2 | To approve the Annual report on remuneration | Management | Y | FOR | FOR |
| | | | | 3 | To approve the Remuneration policy set out in the 2021 Annual Report | Management | Y | FOR | FOR |
| | | | | 4 | To elect Dr Anne Beal as a Director | Management | Y | FOR | FOR |
| | | | | 5 | To elect Dr Harry C Dietz as a Director | Management | Y | FOR | FOR |
| | | | | 6 | To re-elect Sir Jonathan Symonds as a Director | Management | Y | FOR | FOR |
| | | | | 7 | To re-elect Dame Emma Walmsley as a Director | Management | Y | FOR | FOR |
| | | | | 8 | To re-elect Charles Bancroft as a Director | Management | Y | FOR | FOR |
| | | | | 9 | To re-elect Vindi Banga as a Directors | Management | Y | FOR | FOR |
| | | | | 10 | To re-elect Dr Hal Barron as a Director | Management | Y | FOR | FOR |
| | | | | 11 | To re-elect Dame Vivienne Cox as a Director | Management | Y | FOR | FOR |
| | | | | 12 | To re-elect Lynn Elsenhans as a Director | Management | Y | FOR | FOR |
| | | | | 13 | To re-elect Dr Laurie Glimcher as a Director | Management | Y | FOR | FOR |
| | | | | 14 | To re-elect Dr Jesse Goodman as a Director | Management | Y | FOR | FOR |
| | | | | 15 | To re-elect Iain Mackay as a Director | Management | Y | FOR | FOR |
| | | | | 16 | To re-elect Urs Rohner as a Director | Management | Y | FOR | FOR |
| | | | | 17 | To re-appoint the auditor | Management | Y | FOR | FOR |
| | | | | 18 | To determine remuneration of the auditor | Management | Y | FOR | FOR |
| | | | | 19 | To authorise the company and its subsidiaries to make donations to political organisations and incur political expenditures | Management | Y | FOR | FOR |
| | | | | 20 | To authorise allotment of shares | Management | Y | FOR | FOR |
| | | | | 21 | To disapply pre-emption rights - general power (special resolution) | Management | Y | FOR | FOR |
| | | | | 22 | To disapply pre-emption rights - in connection with an acquisition or specified capital investment (special resolution) | Management | Y | FOR | FOR |
| | | | | 23 | To authorise the company to purchase its own shares (special resolution) | Management | Y | FOR | FOR |
| | | | | 24 | To authorise exeption from statement of name of senior statutory auditor | Management | Y | FOR | FOR |
| | | | | 25 | To authorise reduce notice of a general meeting other than an AGM (special resolution) | Management | Y | FOR | FOR |
| | | | | 26 | To approve the GlaxoSmithKline PLC share save plan 2022 | Management | Y | FOR | FOR |
| | | | | 27 | To approve the GlaxoSmithKline PLC share reward plan 2022 | Management | Y | FOR | FOR |
| | | | | 28 | To approve adoption of new Articles of Association (special resolution) | Management | Y | FOR | FOR |
22 | GSK PLC | GSK | 37733W204 | Annual; 7/6/2022 | 1 | Demerger Resolution | Management | Y | FOR | FOR |
| | | | | 2 | Related Party Transactions Resolution | Management | Y | FOR | FOR |
23 | Hasbro, Inc. | HAS | 418056107 | Annual; 6/8/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Kenneth A. Bronfin | Management | Y | FOR | FOR |
| | | | | 1b | Michael R. Burns | Management | Y | FOR | FOR |
| | | | | 1c | Hope Cochran | Management | Y | FOR | FOR |
| | | | | 1d | Christian P. Cocks | Management | Y | FOR | FOR |
| | | | | 1e | Lisa Gersh | Management | Y | FOR | FOR |
| | | | | 1f | Elizabeth Hamren | Management | Y | FOR | FOR |
| | | | | 1g | Blake Jorgensen | Management | Y | FOR | FOR |
| | | | | 1h | Tracy A. Leinbach | Management | Y | FOR | FOR |
| | | | | 1i | Edward M. Philip | Management | Y | FOR | FOR |
| | | | | 1j | Laurel J. Richie | Management | Y | FOR | FOR |
| | | | | 1k | Richard S. Stoddart | Management | Y | FOR | FOR |
| | | | | 1l | Mary Beth West | Management | Y | FOR | FOR |
| | | | | 1m | Linda K. Zecher Higgins | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve the compensation of the Company's named executive officers | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the selection of KPMG LLP as Hasbro Inc.'s independent registered public accounting firm for fiscal 2022 | Management | Y | FOR | FOR |
24 | Healthpeak Properties, Inc. | PEAK | 42250P103 | Annual; 4/28/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Brian G. Cartwright | Management | Y | FOR | FOR |
| | | | | 1b | Christine N. Garvey | Management | Y | FOR | FOR |
| | | | | 1c | R. Kent Griffin, Jr. | Management | Y | FOR | FOR |
| | | | | 1d | David B. Henry | Management | Y | FOR | FOR |
| | | | | 1e | Thomas M. Herzog | Management | Y | FOR | FOR |
| | | | | 1f | Lydia H. Kennard | Management | Y | FOR | FOR |
| | | | | 1g | Sara G. Lewis | Management | Y | FOR | FOR |
| | | | | 1h | Katherine M. Sandstrom | Management | Y | FOR | FOR |
| | | | | 2 | Approval of 2021 executive compensation on an advisory basis | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the appointment of Deloitte & Touche LLP as Healthpeak Properties, Inc.'s independent registered public accounting firm for the year ending December 31, 2022 | Management | Y | FOR | FOR |
25 | Huntington Ingalls Industries, Inc. | HII | 446413106 | Annual; 5/03/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1.1 | Philip M. Bilden | Management | Y | FOR | FOR |
| | | | | 1.2 | Augustus L. Collins | Management | Y | FOR | FOR |
| | | | | 1.3 | Kirkland H. Donald | Management | Y | FOR | FOR |
| | | | | 1.4 | Victoria D. Harker | Management | Y | FOR | FOR |
| | | | | 1.5 | Frank R. Jimenez | Management | Y | FOR | FOR |
| | | | | 1.6 | Christopher D. Kastner | Management | Y | FOR | FOR |
| | | | | 1.7 | Anastasia D. Kelly | Management | Y | FOR | FOR |
| | | | | 1.8 | Tracy B. McKibben | Management | Y | FOR | FOR |
| | | | | 1.9 | Stephanie L. O'Sullivan | Management | Y | FOR | FOR |
| | | | | 1.10 | C. Michael Petters | Management | Y | FOR | FOR |
| | | | | 1.11 | Thomas C. Schievelbein | Management | Y | FOR | FOR |
| | | | | 1.12 | John K. Welch | Management | Y | FOR | FOR |
| | | | | 1.13 | Stephen R. Wilson | Management | Y | FOR | FOR |
| | | | | 2 | Approve executive compensation on an advisory basis | Management | Y | FOR | FOR |
| | | | | 3 | Ratify the appointment for Deloitte & Touche LLP as independent auditors for 2022 | Management | Y | FOR | FOR |
| | | | | 4 | Approve the Huntington Ingalls Industries, Inc 2022 Long-Term Incentive Stock Plan | Management | Y | FOR | FOR |
| | | | | 5 | Stockholder proposal to reduce the threshold at which stockholders can require a special meeting of stockholders | Shareholder | Y | AGAINST | FOR |
26 | International Business Machines Corp | IBM | 459200101 | Annual; 4/26/2022 | 1 | Election of Directors for a term of one year | Management | Y | FOR | FOR |
| | | | | 1a | Election of Director: Thomas Buberl | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: David N. Farr | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: Akex Gorsky | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: Michelle J. Howard | Management | Y | FOR | FOR |
| | | | | 1e | Election of Director: Arvind Krishna | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Andrew N. Liveris | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: F. William McNabb III | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: Martha E. Pollack | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: Joseph R. Swedish | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Peter R. Voser | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Frederick H. Waddell | Management | Y | FOR | FOR |
| | | | | 1l | Alfred W. Zollar | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of appointment of independent registered public accounting firm | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote on executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Stockholder proposal to lower special meeting right ownership threshold | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Stockholder proposal to have an independent board chairman | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Stockholder proposal requesting public report on the use of concealment clauses | Shareholder | Y | AGAINST | FOR |
27 | Intel Corp | INTC | 458140100 | Annual; 5/12/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Patrick P. Gelsinger | Management | Y | FOR | FOR |
| | | | | 1b | James J. Goetz | Management | Y | FOR | FOR |
| | | | | 1c | Andrea J. Goldsmith | Management | Y | FOR | FOR |
| | | | | 1d | Alyssa Henry | Management | Y | FOR | FOR |
| | | | | 1e | Omar Ishrak | Management | Y | FOR | FOR |
| | | | | 1f | Risa Lavizzo-Mourey | Management | Y | FOR | FOR |
| | | | | 1g | Tsu-Jae King Liu | Management | Y | FOR | FOR |
| | | | | 1h | Gregory D. Smith | Management | Y | FOR | FOR |
| | | | | 1i | Dion J. Weisler | Management | Y | FOR | FOR |
| | | | | 1j | Frank D. Yeary | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve executive compensation of our listed officers | Management | Y | FOR | FOR |
| | | | | 4 | Approval of amendment and restatement of the 2006 Equity Incentive Plan | Management | Y | FOR | FOR |
| | | | | 5 | Stockholder proposal requesting amendment to the company's stockholder special meeting right, if properly presented at the meeting | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Stockholder proposal requesting a third-party audit and report on whether written policies or unwritten norms at the company reinforce racism in company culure, if properly presented at the meeting. | Shareholder | Y | AGAINST | FOR |
28 | Invesco Ltd. | IVZ | G491BT108 | Annual; 5/12/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1.1 | Sarah E. Beshar | Management | Y | FOR | FOR |
| | | | | 1.2 | Thomas M. Finke | Management | Y | FOR | FOR |
| | | | | 1.3 | Martin L. Flanagan | Management | Y | FOR | FOR |
| | | | | 1.4 | William F. Glavin, Jr. | Management | Y | FOR | FOR |
| | | | | 1.5 | C. Robert Henrikson | Management | Y | FOR | FOR |
| | | | | 1.6 | Denis Kessler | Management | Y | FOR | FOR |
| | | | | 1.7 | Sir Nigel Sheinwald | Management | Y | FOR | FOR |
| | | | | 1.8 | Paula C. Tolliver | Management | Y | FOR | FOR |
| | | | | 1.9 | G. Richard Wagoner, Jr. | Management | Y | FOR | FOR |
| | | | | 1.10 | Christopher C. Womach | Management | Y | FOR | FOR |
| | | | | 1.11 | Phoebe A. Wood | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve the company's 2021 executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Approval of the amendment and restatment of the Invesco Ltd. 2012 Employee Stock Purchase Plan | Management | Y | FOR | FOR |
| | | | | 4 | Appointment of PricewaterhouseCoopers LLC as the company's independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
29 | Johnson & Johnson | JNJ | 478160104 | Annual; 4/28/2022 | 1a | Election of Director: Darius Adamczyk | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: Mary C. Beckerle | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: D. Scott Davis | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: Ian E. L. Davis | Management | Y | FOR | FOR |
| | | | | 1e | Election of Director: Jennifer A. Doudna | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Joaquin Duato | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: Alex Gorsky | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: Marillyn A. Hewson | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: Hubert Joly | Management | Y | FOR | FOR |
| | | | | 1j | Election of Director: Mark B. McClellan | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Anne M. Mulcahy | Management | Y | FOR | FOR |
| | | | | 1l | Election of Director: A. Eugene Washington | Management | Y | FOR | FOR |
| | | | | 1m | Election of Director: Mark A. Weinberger | Management | Y | FOR | FOR |
| | | | | 1n | Election of Director: Nadja Y. West | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve named executive officer compensation | Management | Y | FOR | FOR |
| | | | | 3 | Approval of the Company's 2022 Long-Term Incentive Plan | Management | Y | FOR | FOR |
| | | | | 4 | Ratification of Appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2021 | Management | Y | FOR | FOR |
| | | | | 5 | Federal Securities Laws Mandatory Arbitration Bylaw | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Civil rights, equity, diversity & inclusion audit proposal | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Third party racial justice audit | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Report on government financial support and access to Covid-19 vaccines and therapeutics | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | Reoport on public health costs of protecting vaccine technology | Shareholder | Y | AGAINST | FOR |
| | | | | 10 | Discontinue global sales of baby powder containing talc | Shareholder | Y | AGAINST | FOR |
| | | | | 11 | Request for charitable donations disclosure | Shareholder | Y | AGAINST | FOR |
| | | | | 12 | Third party review and report on lobbying activities alignment with position on universal health coverage | Shareholder | Y | AGAINST | FOR |
30 | JPMorgan Chase & Co | JPM | 46625H100 | Annual; 5/17/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Linda B. Bammann | Management | Y | FOR | FOR |
| | | | | 1b | Stephen B. Burke | Management | Y | FOR | FOR |
| | | | | 1c | Todd A. Combs | Management | Y | FOR | FOR |
| | | | | 1d | James S. Crown | Management | Y | FOR | FOR |
| | | | | 1e | James Dimon | Management | Y | FOR | FOR |
| | | | | 1f | Timothy P. Flynn | Management | Y | FOR | FOR |
| | | | | 1g | Mellody Hobson | Management | Y | FOR | FOR |
| | | | | 1h | Michael A. Neal | Management | Y | FOR | FOR |
| | | | | 1i | Phebe N. Novakovic | Management | Y | FOR | FOR |
| | | | | 1j | Virginia M. Rometty | Management | Y | FOR | FOR |
| | | | | 2 | Advisory resolution to approve the executve compensation | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the independent registered public accounting firm | Management | Y | FOR | FOR |
| | | | | 4 | Fossil fuel financing | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Special shareholder meeting improvement | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Independent board chairman | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Board diversity resolution | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Conversion to public benefit corporation | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | Report on setting absolute contraction targets | Shareholder | Y | AGAINST | FOR |
31 | Kirkland Lake Gold LTD | KL | 49741E100 | Special; 11/26/2021 | 1 | To consider, pursuant to an interim order of the Ontario Superior Court of Justice (Commercial List) dated Octover 29, 2021, and if deemed advisable, to pass, with or without variation, a special resolution, the full text of which is set forth in Appendix B to the accompanying joint management information circular of Agnico Eagle Mines Limited ("Agnico") and Kirkland Lake Gold Ltd. ("kirkland") dated October 29, 2021 (the "Circular") approving a statuatory plan of arrangement under section 182 of the Business Corporations Act (Ontario) involving, among others, Agnico and Kirkland, in accordance with the terms of the merger agreement dated September 28, 2021 between Agnico and Kirkland (as amended, supplemented or otherwise modified from time to time), as more particularly described in the Circular. | Management | Y | FOR | FOR |
32 | The Kraft Heinz Company | KHC | 500754106 | Annual; 5/05/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1.1 | Gregory E. Abel | Management | Y | FOR | FOR |
| | | | | 1.2 | John T. Cahill | Management | Y | FOR | FOR |
| | | | | 1.3 | Joao M. Castro-Neves | Management | Y | FOR | FOR |
| | | | | 1.4 | Lori Dickerson Fouche | Management | Y | FOR | FOR |
| | | | | 1.5 | Timothy Kenesey | Management | Y | FOR | FOR |
| | | | | 1.6 | Alicia Knapp | Management | Y | FOR | FOR |
| | | | | 1.7 | Elio Leoni Sceti | Management | Y | FOR | FOR |
| | | | | 1.8 | Susan Mulder | Management | Y | FOR | FOR |
| | | | | 1.9 | James Park | Management | Y | FOR | FOR |
| | | | | 1.10 | Miguel Patricio | Management | Y | FOR | FOR |
| | | | | 1.11 | John C. Pope | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote on the frequency of holding an advisory vote to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent auditors for 2022 | Management | Y | FOR | FOR |
| | | | | 5 | Stockholder proposal - Report on water risk, if properly presented | Shareholder | Y | AGAINST | FOR |
33 | Leggett & Platt, Incorporated | LEG | 524660107 | Annual; 5/17/2022 | 1a | Election of Director: Angela Barbee | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: Mark A. Blinn | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: Robert E. Brunner | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: Mary Campbell | Management | Y | FOR | FOR |
| | | | | 1e | Election of Director: J. Mitchell Dolloff | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Manuel A. Fernandez | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: Karl G. Glassman | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: Joseph W. McClanathan | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: Judy C. Odom | Management | Y | FOR | FOR |
| | | | | 1j | Election of Director: Srikanth Padmanabhan | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Jai Shah | Management | Y | FOR | FOR |
| | | | | 1l | Election of Director: Phoebe A. Wood | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | An advisory vote to approve named executive officer compensation as described in the Company's proxy statement | Management | Y | FOR | FOR |
34 | 3M Company | MMM | 88579Y101 | Annual; 5/10/2022 | 1 | To elect 11 members to the Board of Directors, each for a term of one year | Management | Y | FOR | FOR |
| | | | | 1a | Thomas "Tony" K. Brown | Management | Y | FOR | FOR |
| | | | | 1b | Pamela J. Craig | Management | Y | FOR | FOR |
| | | | | 1c | David B. Dillon | Management | Y | FOR | FOR |
| | | | | 1d | Michael L. Eskew | Management | Y | FOR | FOR |
| | | | | 1e | James R. Fitterling | Management | Y | FOR | FOR |
| | | | | 1f | Amy E. Hood | Management | Y | FOR | FOR |
| | | | | 1g | Muhtar Kent | Management | Y | FOR | FOR |
| | | | | 1h | Suzan Kereere | Management | Y | FOR | FOR |
| | | | | 1i | Dambisa F. Moyo | Management | Y | FOR | FOR |
| | | | | 1j | Gregory R. Page | Management | Y | FOR | FOR |
| | | | | 1k | Michael F. Roman | Management | Y | FOR | FOR |
| | | | | 2 | To ratify the appointment of PricewaterhouseCoopers LLP as 3M's independent registered public accounting firm | Management | Y | FOR | FOR |
| | | | | 3 | Advisory approval of executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal on publishing a report on environmental costs | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Shareholder proposal on China audit | Shareholder | Y | AGAINST | FOR |
35 | Marathon Petroleum Corporation | MPC | 56585A102 | Annual; 4/27/2022 | 1 | Election of Class II Directors | Management | Y | FOR | FOR |
| | | | | 1a | Evan Bayh | Management | Y | FOR | FOR |
| | | | | 1b | Charles E. Bunch | Management | Y | FOR | FOR |
| | | | | 1c | Edward G. Galante | Management | Y | FOR | FOR |
| | | | | 1d | Kim K. W. Rucker | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as the company's independent auditors for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Approval, on an advisory basis, of the company's names executive officer compensation | Management | Y | FOR | FOR |
| | | | | 4 | Approval of the amendment to the Company's restated certificate of incorporation to declassify the Board of Directors | Management | Y | FOR | FOR |
| | | | | 5 | Approval of the amendment to the Company's restated certificate of incorporation to eliminate the supermajority provisions | Management | Y | FOR | FOR |
| | | | | 6 | Approval of the amendment to the Company’s restated certificate of incorporation to amend the exclusive forum provision | Management | Y | FOR | FOR |
| | | | | 7 | Shareholder proposal seeking alternative right to call a special meeting | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Shareholder proposal seeking an amendment to the company's existing clawback provisions | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | Shareholder proposal seeking a report on just transition | Shareholder | Y | AGAINST | FOR |
36 | Merk & Co., Inc. | MRK | 58933Y105 | Annual; 5/24/2021 | 1A | Election of Director: Douglas M. Baker, Jr. | Management | Y | FOR | FOR |
| | | | | 1B | Election of Director: Mary Ellen Coe | Management | Y | FOR | FOR |
| | | | | 1C | Election of Director: Pamela J. Craig | Management | Y | FOR | FOR |
| | | | | 1D | Election of Director: Robert M. Davis | Management | Y | FOR | FOR |
| | | | | 1E | Election of Director: Kenneth C. Frazier | Management | Y | FOR | FOR |
| | | | | 1F | Election of Director: Thomas H. Glocer | Management | Y | FOR | FOR |
| | | | | 1G | Election of Director: Risa Lavizzo-Mourey | Management | Y | FOR | FOR |
| | | | | 1H | Election of Director: Stephen L. Mayo | Management | Y | FOR | FOR |
| | | | | 1I | Election of Director: Paul B. Rothman | Management | Y | FOR | FOR |
| | | | | 1J | Election of Director: Patricia F. Russo | Management | Y | FOR | FOR |
| | | | | 1K | Election of Director: Christine E. Seldmen | Management | Y | FOR | FOR |
| | | | | 1L | Election of Director: Inga G. Thulin | Management | Y | FOR | FOR |
| | | | | 1M | Election of Director: Kathy J. Warden | Management | Y | FOR | FOR |
| | | | | 1N | Election of Director: Peter C. Wendell | Management | Y | FOR | FOR |
| | | | | 2 | Non-binding advisory vote to approve the compensation of our named executive officers | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the appointment of the Company's independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal regarding an independent board chairman | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Shareholder proposal regarding access to COVID-19 products | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Shareholder proposal regarding lobbying expenditure exposure | Shareholder | Y | AGAINST | FOR |
37 | Microchip Technology Incorporated | MCHP | 59501710 | Annual; 8/23/2022 | 1.1 | Election of Director: Matthew W. Chapman | Management | Y | FOR | FOR |
| | | | | 1.2 | Election of Director: Esther L. Johnson | Management | Y | FOR | FOR |
| | | | | 1.3 | Election of Director: Karlton D. Johnson | Management | Y | FOR | FOR |
| | | | | 1.4 | Election of Director: Wade F. Meyercord | Management | Y | FOR | FOR |
| | | | | 1.5 | Election of Director: Ganesh Moorthy | Management | Y | FOR | FOR |
| | | | | 1.6 | Election of Director: Karen M. Rapp | Management | Y | FOR | FOR |
| | | | | 1.7 | Election of Director: Steve Sanghi | Management | Y | FOR | FOR |
| | | | | 2 | Proposal to ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm of Microchip for the fiscal year ending March 1, 2023. | Management | Y | FOR | FOR |
| | | | | 3 | Proposal to approve, on an advisory (non-binding) basis, the compensation of our named executives | Management | Y | FOR | FOR |
38 | Newell Brands Inc | NWL | 651229106 | Annual; 5/5/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1.1 | Bridget Ryan Berman | Management | Y | FOR | FOR |
| | | | | 1.2 | Patrick D. Campbell | Management | Y | FOR | FOR |
| | | | | 1.3 | James R. Craigie | Management | Y | FOR | FOR |
| | | | | 1.4 | Brett M. Icahn | Management | Y | FOR | FOR |
| | | | | 1.5 | Jay L. Johnson | Management | Y | FOR | FOR |
| | | | | 1.6 | Gerardo I. Lopez | Management | Y | FOR | FOR |
| | | | | 1.7 | Courtney R. Mather | Management | Y | FOR | FOR |
| | | | | 1.8 | Ravichandra K. Saligram | Management | Y | FOR | FOR |
| | | | | 1.9 | Judith A. Sprieser | Management | Y | FOR | FOR |
| | | | | 1.10 | Robert A. Steele | Management | Y | FOR | FOR |
| | | | | 2 | Ratify the appointment of PricewaterHouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory resolution to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Approve the Newell Brands Inc 2022 Incentive Plan | Management | Y | FOR | FOR |
| | | | | 5 | A stockholder proposal to amend the stockholder right to call a special meeting of stockholders | Shareholder | Y | AGAINST | FOR |
39 | Pfizer Inc | PFE | 717081103 | Annual; 4/28/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Ronald E. Blaylock | Management | Y | FOR | FOR |
| | | | | 1b | Albert Bourla | Management | Y | FOR | FOR |
| | | | | 1c | Susan Desmon-Hellmann | Management | Y | FOR | FOR |
| | | | | 1d | Joseph J. Echevarria | Management | Y | FOR | FOR |
| | | | | 1e | Scott Gottlieb | Management | Y | FOR | FOR |
| | | | | 1f | Helen H. Hobbs | Management | Y | FOR | FOR |
| | | | | 1g | Susan Hockfield | Management | Y | FOR | FOR |
| | | | | 1h | Dan R. Littman | Management | Y | FOR | FOR |
| | | | | 1i | Shantanu Narayen | Management | Y | FOR | FOR |
| | | | | 1j | Suzanne Nora Johnson | Management | Y | FOR | FOR |
| | | | | 1k | James Quincey | Management | Y | FOR | FOR |
| | | | | 1l | James C. Smith | Management | Y | FOR | FOR |
| | | | | 2 | Ratify the selection of KPMG LLP as independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | 2022 advisory approval of executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal regarding amending proxy access | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Shareholder proposal regarding report on political expenditures congruency | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Shareholder proposal regarding report on transfer of intellectual property to potential COVID-19 manufacturers | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Shareholder proposal regarding report on board oversight of risks related to anticompetitive practices | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Shareholder proposal regarding report on public health costs of protecting vaccine technology | Shareholder | Y | AGAINST | FOR |
40 | The Proctor & Gamble Company | PG | 742718109 | Annual; 10/12/2021 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | B. Marc Allen | Management | Y | FOR | FOR |
| | | | | 1b | Angela F. Braly | Management | Y | FOR | FOR |
| | | | | 1c | Amy L. Chang | Management | Y | FOR | FOR |
| | | | | 1d | Joseph Jimenez | Management | Y | FOR | FOR |
| | | | | 1e | Christopher Kempczinski | Management | Y | FOR | FOR |
| | | | | 1f | Debra L. Lee | Management | Y | FOR | FOR |
| | | | | 1g | Terry J. Lundgren | Management | Y | FOR | FOR |
| | | | | 1h | Christine M. McCarthy | Management | Y | FOR | FOR |
| | | | | 1i | Jon R. Moeller | Management | Y | FOR | FOR |
| | | | | 1j | David S. Taylor | Management | Y | FOR | FOR |
| | | | | 1k | Margaret C. Whitman | Management | Y | FOR | FOR |
| | | | | 1l | Patricia A. Woertz | Management | Y | FOR | FOR |
| | | | | 2 | Ratify appointment of the independent registerted public accounting firm | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve the company's Executive Compensation (the "say on pay" vote) | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal - Inclusion of non-management employees on director nominee candidate lists | Shareholder | Y | AGAINST | FOR |
41 | Prudential Financial, Inc. | PRU | 744320102 | Annual; 5/10/2022 | 1A | Election of Director: Thomas J. Baltimore, Jr. | Management | Y | FOR | FOR |
| | | | | 1B | Election of Director: Gilbert F. Casellas | Management | Y | FOR | FOR |
| | | | | 1C | Election of Director: Robert M. Falzon | Management | Y | FOR | FOR |
| | | | | 1D | Election of Director: Martina Hund-Mejean | Management | Y | FOR | FOR |
| | | | | 1E | Election of Director: Wendy Jones | Management | Y | FOR | FOR |
| | | | | 1F | Election of Director: Karl J. Krapek | Management | Y | FOR | FOR |
| | | | | 1G | Election of Director: Peter R. Lighte | Management | Y | FOR | FOR |
| | | | | 1H | Election of Director: Charles F. Lowry | Management | Y | FOR | FOR |
| | | | | 1I | Election of Director: George Paz | Management | Y | FOR | FOR |
| | | | | 1J | Election of Director: Sandra Pianalto | Management | Y | FOR | FOR |
| | | | | 1K | Election of Director: Christine A. Poon | Management | Y | FOR | FOR |
| | | | | 1L | Election of Director: Douglas A. Scovanner | Management | Y | FOR | FOR |
| | | | | 1M | Election of Director: Michael A. Todman | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve named executive officer compensation | Management | Y | FOR | FOR |
| | | | | 4 | Shareholder proposal to approve the right to act by written consent | Shareholder | Y | AGAINST | FOR |
42 | Qualcomm Incorporated | QCOM | 747525103 | Annual; 3/9/2022 | 1 | Election of 12 directors to hold office until the next annual meeting of stockholders and until their respective successors have been elected and qualified | Management | Y | FOR | FOR |
| | | | | 1a | Sylvia Acevedo | Management | Y | FOR | FOR |
| | | | | 1b | Cristiano R. Amon | Management | Y | FOR | FOR |
| | | | | 1c | Mark Fields | Management | Y | FOR | FOR |
| | | | | 1d | Jeffrey W. Henderson | Management | Y | FOR | FOR |
| | | | | 1e | Gregory N. Johnson | Management | Y | FOR | FOR |
| | | | | 1f | Ann M. Livermore | Management | Y | FOR | FOR |
| | | | | 1g | Mark D. McLaughlin | Management | Y | FOR | FOR |
| | | | | 1h | Jamie S. Miller | Management | Y | FOR | FOR |
| | | | | 1i | Irene B. Rosenfeld | Management | Y | FOR | FOR |
| | | | | 1j | Kornelis "Neil" Smit | Management | Y | FOR | FOR |
| | | | | 1k | Jean-Pascal Tricoira | Management | Y | FOR | FOR |
| | | | | 1l | Anthony J. Vinciquerra | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of the selection of PricewaterhouseCoopers LLP as our independent public accountants for our fiscal year ending September 25, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve the compensation of our named executive officers | Management | Y | FOR | FOR |
43 | Raytheon Technologies Corporation | RTX | 75513E101 | Annual; 4/25/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Tracy A. Atkinson | Management | Y | FOR | FOR |
| | | | | 1b | Bernard A. Harris, Jr. | Management | Y | FOR | FOR |
| | | | | 1c | Gregory J. Hayes | Management | Y | FOR | FOR |
| | | | | 1d | George R. Oliver | Management | Y | FOR | FOR |
| | | | | 1e | Robert K. (Kelly) Ortberg | Management | Y | FOR | FOR |
| | | | | 1f | Margaret L. O'Sullivan | Management | Y | FOR | FOR |
| | | | | 1g | Dinesh C. Paliwal | Management | Y | FOR | FOR |
| | | | | 1h | Ellen M. Pawlikowski | Management | Y | FOR | FOR |
| | | | | 1i | Denise L. Ramos | Management | Y | FOR | FOR |
| | | | | 1j | Fredric G. Reynolds | Management | Y | FOR | FOR |
| | | | | 1k | Brian C. Rogers | Management | Y | FOR | FOR |
| | | | | 1l | James A. Winnefeld, Jr. | Management | Y | FOR | FOR |
| | | | | 1m | Brian C. Rogers | Management | Y | FOR | FOR |
| | | | | 1n | Robert O. Work | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Appoint PricewaterhouseCoopers LLP to serve as independent auditor for 2022 | Management | Y | FOR | FOR |
| | | | | 4 | Approve an amendment to the restated certificate of incorporation to reduce the voting threshold required to repeal article ninth | Management | Y | FOR | FOR |
44 | Rayonier Inc | RYN | 754907103 | Annual; 5/19/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Dod A. Fraser | Management | Y | FOR | FOR |
| | | | | 1b | Keith E. Bass | Management | Y | FOR | FOR |
| | | | | 1c | Scott R. Jones | Management | Y | FOR | FOR |
| | | | | 1d | V. Larkin Martin | Management | Y | FOR | FOR |
| | | | | 1e | Meridee A. Moore | Management | Y | FOR | FOR |
| | | | | 1f | Ann C. Nelson | Management | Y | FOR | FOR |
| | | | | 1g | David L. Dunes | Management | Y | FOR | FOR |
| | | | | 1h | Matthew J. Rivers | Management | Y | FOR | FOR |
| | | | | 1i | Andrew G. Wiltshire | Management | Y | FOR | FOR |
| | | | | 2 | Approval, on a non-binding advisory basis, of the compensation of our named executive officers as disclosed in the proxy statement | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
45 | AT&T Inc. | T | 00206R102 | Annual; 5/19/2022 | 1A | Election of Director: Samuel A. Di Piazza, Jr. | Management | Y | FOR | FOR |
| | | | | 1B | Election of Director: Scott T. Ford | Management | Y | FOR | FOR |
| | | | | 1C | Election of Director: Glenn H. Hutchins | Management | Y | FOR | FOR |
| | | | | 1D | Election of Director: William E. Kennard | Management | Y | FOR | FOR |
| | | | | 1E | Election of Director: Debra L. Lee | Management | Y | FOR | FOR |
| | | | | 1F | Election of Director: Stephen J. Luzco | Management | Y | FOR | FOR |
| | | | | 1G | Election of Director: Michael B. McCallister | Management | Y | FOR | FOR |
| | | | | 1H | Election of Director: Beth E. Mooney | Management | Y | FOR | FOR |
| | | | | 1I | Election of Director: Matthew K. Rose | Management | Y | FOR | FOR |
| | | | | 1J | Election of Director: John T. Stankey | Management | Y | FOR | FOR |
| | | | | 1K | Election of Director: Cynthia B. Taylor | Management | Y | FOR | FOR |
| | | | | 1L | Election of Director: Luis A. Ubinas | Management | Y | FOR | FOR |
| | | | | 1M | Election of Director: Geoffrey Y. Yang | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of appointment of independent auditors | Management | Y | FOR | FOR |
| | | | | 3 | Advisory approval of executive compensation | Management | Y | FOR | FOR |
| | | | | 4 | Improve executive compensation program | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Independent board chairman | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Political congruency report | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Civil rights and non-discrimination audit | Shareholder | Y | AGAINST | FOR |
46 | Truist Financial Corporation | TFC | 89832Q109 | Annual; 4/26/2022 | 1 | The election of twenty-one directors, each for a one-year term expiring at 2023 | Management | Y | FOR | FOR |
| | | | | 1A | Jennifer S. Banner | Management | Y | FOR | FOR |
| | | | | 1B | K. David Boyer, Jr. | Management | Y | FOR | FOR |
| | | | | 1C | Agnes Bundy Scanlan | Management | Y | FOR | FOR |
| | | | | 1D | Anna R. Cablik | Management | Y | FOR | FOR |
| | | | | 1E | Dallas S. Clement | Management | Y | FOR | FOR |
| | | | | 1F | Paul D. Donahue | Management | Y | FOR | FOR |
| | | | | 1G | Paul R. Garcia | Management | Y | FOR | FOR |
| | | | | 1H | Patrick C. Graney III | Management | Y | FOR | FOR |
| | | | | 1I | Linnie M. Haynesworth | Management | Y | FOR | FOR |
| | | | | 1J | Kelly S. King | Management | Y | FOR | FOR |
| | | | | 1K | Easter A. Maynard | Management | Y | FOR | FOR |
| | | | | 1L | Donna S. Morea | Management | Y | FOR | FOR |
| | | | | 1M | Charles A. Patton | Management | Y | FOR | FOR |
| | | | | 1N | Nido R. Qubein | Management | Y | FOR | FOR |
| | | | | 1O | David M. Ratcliffe | Management | Y | FOR | FOR |
| | | | | 1P | William H. Rogers, Jr. | Management | Y | FOR | FOR |
| | | | | 1Q | Frank P. Scruggs, Jr. | Management | Y | FOR | FOR |
| | | | | 1R | Christine Sears | Management | Y | FOR | FOR |
| | | | | 1S | Thomas E. Skains | Management | Y | FOR | FOR |
| | | | | 1T | Bruce L. Tanner | Management | Y | FOR | FOR |
| | | | | 1U | Thomas N. Thompson | Management | Y | FOR | FOR |
| | | | | 1V | Steven C. Voorhees | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of the appointment of PricewaterhouseCoopers LLP as Truist's independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve Truist's executive compensation program | Management | Y | FOR | FOR |
| | | | | 4 | To approve the Truist Financial Corporation 2022 Incentive Plan | Management | Y | FOR | FOR |
47 | Tysons Foods, Inc | TSN | 902494103 | Annual; 2/10/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | John H. Tyson | Management | Y | FOR | FOR |
| | | | | 1b | Les R. Baledge | Management | Y | FOR | FOR |
| | | | | 1c | Mike Beebe | Management | Y | FOR | FOR |
| | | | | 1d | Maria Claudia Borras | Management | Y | FOR | FOR |
| | | | | 1e | David J. Bronczek | Management | Y | FOR | FOR |
| | | | | 1f | Mikel A. Durham | Management | Y | FOR | FOR |
| | | | | 1g | Donnie King | Management | Y | FOR | FOR |
| | | | | 1h | Jonathan D. Mariner | Management | Y | FOR | FOR |
| | | | | 1i | Kevin M. McNamara | Management | Y | FOR | FOR |
| | | | | 1j | Cheryl S. Miller | Management | Y | FOR | FOR |
| | | | | 1k | Jeffrey K. Schomburger | Management | Y | FOR | FOR |
| | | | | 1l | Barbara A. Tyson | Management | Y | FOR | FOR |
| | | | | 1m | Noel White | Management | Y | FOR | FOR |
| | | | | 2 | To ratify the selection of PricewaterhouseCoopers LLP as the independent registered publiv accounting firm for the Company for fiscal year ending October 1, 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Shareholder proposal to request a report on sustainable packaging efforts | Shareholder | Y | AGAINST | FOR |
48 | United Parcel Service, Inc | UPS | 911312106 | Annual; 5/5/2022 | 1 | To elect 13 directors nominated by the board of directors to serve until the 2023 annual meeting of shareowners or their earlier resignation, removal or retirement | Management | Y | FOR | FOR |
| | | | | 1a | Carol B. Tome | Management | Y | FOR | FOR |
| | | | | 1b | Rodney C. Adkins | Management | Y | FOR | FOR |
| | | | | 1c | Eva C. Boratto | Management | Y | FOR | FOR |
| | | | | 1d | Michael J. Burns | Management | Y | FOR | FOR |
| | | | | 1e | Wayne M. Hewett | Management | Y | FOR | FOR |
| | | | | 1f | Angela Hwang | Management | Y | FOR | FOR |
| | | | | 1g | Kate E. Johnson | Management | Y | FOR | FOR |
| | | | | 1h | William R. Johnson | Management | Y | FOR | FOR |
| | | | | 1i | Ann M. Livermore | Management | Y | FOR | FOR |
| | | | | 1j | Franck J. Moison | Management | Y | FOR | FOR |
| | | | | 1k | Christiana Smith Shi | Management | Y | FOR | FOR |
| | | | | 1l | Russell Stokes | Management | Y | FOR | FOR |
| | | | | 1m | Kevin Warsh | Management | Y | FOR | FOR |
| | | | | 2 | To approve on an advisory basis named executive officer compensation | Management | Y | FOR | FOR |
| | | | | 3 | To ratify the appointment of Deloitte & Touche LLP as UPS's independent registered public accounting firm for the year ending December 31, 2022 | Management | Y | FOR | FOR |
| | | | | 4 | To prepare the annual report on lobbying activities | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | To prepare a report on alignment of lobbying activities with the Paris Climate Agreement | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | To reduce the voting power of the UPS class A stock from 10 votes per share to one vote per share | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | To require adoption of independently verified science-based greenhouse gas emissions reduction targets | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | To prepare a repoprt on balancing climate measures and financial returns | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | To prepare an annual report assessing UPS's diversity and inclusion | Shareholder | Y | AGAINST | FOR |
49 | US Bancorp | USB | 902973304 | Annual; 4/19/2022 | 1A | Election of Director: Warner L. Baxter | Management | Y | FOR | FOR |
| | | | | 1B | Election of Director: Dorothy J. Bridges | Management | Y | FOR | FOR |
| | | | | 1C | Election of Director: Elizabeth L. Buse | Management | Y | FOR | FOR |
| | | | | 1D | Election of Director: Andrew Cecere | Management | Y | FOR | FOR |
| | | | | 1E | Election of Director: Kimberly N. Ellison-Taylor | Management | Y | FOR | FOR |
| | | | | 1F | Election of Director: Kimberly J. Harris | Management | Y | FOR | FOR |
| | | | | 1G | Election of Director: Roland A. Hernandez | Management | Y | FOR | FOR |
| | | | | 1H | Election of Director: Olivia F. Kirtley | Management | Y | FOR | FOR |
| | | | | 1I | Election of Director: Richard P. McKenney | Management | Y | FOR | FOR |
| | | | | 1J | Election of Director: Yusuf I. Mehdi | Management | Y | FOR | FOR |
| | | | | 1K | Election of Director: John P. Wiehoff | Management | Y | FOR | FOR |
| | | | | 1L | Election of Director: Scott W. Wine | Management | Y | FOR | FOR |
| | | | | 2 | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for the 2022 fiscal year | Management | Y | FOR | FOR |
| | | | | 3 | Advisory vote to approve the compensation of our executives disclosed in the proxy statement | Management | Y | FOR | FOR |
50 | Valero Energy Corporation | VLO | 91913Y100 | Annual; 4/28/2022 | 1 | Election of 11 Directors to serve until the 2023 Annual Meeting | Management | Y | FOR | FOR |
| | | | | 1a | Fred M. Diaz | Management | Y | FOR | FOR |
| | | | | 1b | H. Paulett Eberhart | Management | Y | FOR | FOR |
| | | | | 1c | Joseph W. Gorder | Management | Y | FOR | FOR |
| | | | | 1d | Kimberly S. Greene | Management | Y | FOR | FOR |
| | | | | 1e | Deborah P. Majoras | Management | Y | FOR | FOR |
| | | | | 1f | Eric D. Mullins | Management | Y | FOR | FOR |
| | | | | 1g | Donald L. Nickles | Management | Y | FOR | FOR |
| | | | | 1h | Philip J. Pfeiffer | Management | Y | FOR | FOR |
| | | | | 1i | Robert A. Profusek | Management | Y | FOR | FOR |
| | | | | 1j | Randall J. Weisenburger | Management | Y | FOR | FOR |
| | | | | 1k | Rayford Wilkins, Jr. | Management | Y | FOR | FOR |
| | | | | 2 | Ratify the appointment of KPMG LLP as Valero's independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
| | | | | 3 | Approve, on a non-binding vote, the 2021 compensation of Valero's named executive officers | Management | Y | FOR | FOR |
| | | | | 4 | Stockholder proposal requesting that Valero issue an annual report disclosing near- and long-term GHG reduction targets and a plan to achieve them | Shareholder | Y | AGAINST | FOR |
51 | Verizon Communications, Inc | VZ | 92343V104 | Annual; 5/12/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Shellye L. Archambeau | Management | Y | FOR | FOR |
| | | | | 1b | Roxanne S. Austin | Management | Y | FOR | FOR |
| | | | | 1c | Mark T. Bertonlini | Management | Y | FOR | FOR |
| | | | | 1d | Melanie L. Healey | Management | Y | FOR | FOR |
| | | | | 1e | Laxman Narasimhan | Management | Y | FOR | FOR |
| | | | | 1f | Clarence Oits, Jr. | Management | Y | FOR | FOR |
| | | | | 1g | Daniel H. Shulman | Management | Y | FOR | FOR |
| | | | | 1h | Rodney E. Slater | Management | Y | FOR | FOR |
| | | | | 1i | Carol Tome | Management | Y | FOR | FOR |
| | | | | 1j | Hans E. Vestberg | Management | Y | FOR | FOR |
| | | | | 1k | Gregory G. Weaver | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of appointments of independent registered public accounting firm | Management | Y | FOR | FOR |
| | | | | 4 | Report on charitable contributions | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Amend clawback policy | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Shareholder ratification of annual equity awards | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Business operations in China | Shareholder | Y | AGAINST | FOR |
52 | Walmart Inc | WMT | 931142103 | Annual; 6/1/2022 | 1a | Election of DirectorL Cesar Conde | Management | Y | FOR | FOR |
| | | | | 1b | Election of Director: Timothy P. Flynn | Management | Y | FOR | FOR |
| | | | | 1c | Election of Director: Sarah J. Friar | Management | Y | FOR | FOR |
| | | | | 1d | Election of Director: Carla A. Harris | Management | Y | FOR | FOR |
| | | | | 1e | Election of Director: Thomas W. Horton | Management | Y | FOR | FOR |
| | | | | 1f | Election of Director: Marissa A. Mayer | Management | Y | FOR | FOR |
| | | | | 1g | Election of Director: C. Douglas McMillon | Management | Y | FOR | FOR |
| | | | | 1h | Election of Director: Gregory B. Penner | Management | Y | FOR | FOR |
| | | | | 1i | Election of Director: Randall L. Stephenson | Management | Y | FOR | FOR |
| | | | | 1j | Election of Director: S. Robson Walton | Management | Y | FOR | FOR |
| | | | | 1k | Election of Director: Steuart L. Walton | Management | Y | FOR | FOR |
| | | | | 2 | Advisory vote to approve named executive officer compensation | Management | Y | FOR | FOR |
| | | | | 3 | Ratification of Ernst & Young LLP as independent accountants | Management | Y | FOR | FOR |
| | | | | 4 | Report on animal welfare practices | Shareholder | Y | AGAINST | FOR |
| | | | | 5 | Create a pandemic workforce advisory council | Shareholder | Y | AGAINST | FOR |
| | | | | 6 | Report on impacts of reproductive healthcare legislation | Shareholder | Y | AGAINST | FOR |
| | | | | 7 | Report on alignment of racial justice goals and starting wages | Shareholder | Y | AGAINST | FOR |
| | | | | 8 | Civil rights and non-discrimination audit | Shareholder | Y | AGAINST | FOR |
| | | | | 9 | Report on charitable donation disclosures | Shareholder | Y | AGAINST | FOR |
| | | | | 10 | Report on lobbying disclosures | Shareholder | Y | AGAINST | FOR |
53 | Weyerhauser Company | WY | 962166104 | Annual: 5/13/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Mark A. Emmett | Management | Y | FOR | FOR |
| | | | | 1b | Rick R. Holley | Management | Y | FOR | FOR |
| | | | | 1c | Sara Grootwassink Lewis | Management | Y | FOR | FOR |
| | | | | 1d | Deidra C. Merriwether | Management | Y | FOR | FOR |
| | | | | 1e | Al Monarco | Management | Y | FOR | FOR |
| | | | | 1f | Nicole W. Piasecki | Management | Y | FOR | FOR |
| | | | | 1g | Lawrence A. Selzer | Management | Y | FOR | FOR |
| | | | | 1h | Devin W. Stockfish | Management | Y | FOR | FOR |
| | | | | 1i | Kim Williams | Management | Y | FOR | FOR |
| | | | | 2 | Approval, on an advisory basis, of the compensation of the named executive officers | Management | Y | FOR | FOR |
| | | | | 3 | Approval of the Weyerhaeuser 2022 Long-Term Incentive Plan | Management | Y | FOR | FOR |
| | | | | 4 | Ratification of selection of independent registered public accounting firm for 2022 | Management | Y | FOR | FOR |
54 | Xcel Energy Inc | XEL | 98389B100 | Annual; 5/18/2022 | 1 | Election of Directors | Management | Y | FOR | FOR |
| | | | | 1a | Lynn Casey | Management | Y | FOR | FOR |
| | | | | 1b | Bob Frenzel | Management | Y | FOR | FOR |
| | | | | 1c | Netha Johnson | Management | Y | FOR | FOR |
| | | | | 1d | Patricia Kampling | Management | Y | FOR | FOR |
| | | | | 1e | George Kehl | Management | Y | FOR | FOR |
| | | | | 1f | Richard O'Brien | Management | Y | FOR | FOR |
| | | | | 1g | Charles Pardee | Management | Y | FOR | FOR |
| | | | | 1h | Christopher Policinski | Management | Y | FOR | FOR |
| | | | | 1i | James Prokopanko | Management | Y | FOR | FOR |
| | | | | 1j | Kim Williams | Management | Y | FOR | FOR |
| | | | | 1k | Daniel Yohannes | Management | Y | FOR | FOR |
| | | | | 2 | Company proposal to approve, on an advisory basis, executive compensation | Management | Y | FOR | FOR |
| | | | | 3 | Company proposal to ratify the appointment of Deloitte & Touche LLP and Xcel Energy Inc's independent registered public accounting firm of 2022 | Management | Y | FOR | FOR |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.