Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (ss.ss. 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 450 Fifth Street, NW, Washington, DC 20549-0609. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. ss. 3507.
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 33 through 37 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve-month period ended June 30, 2022 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| Registrant: NORTHERN LIGHTS FUND TRUST III - FPA Global Equity ETF | | | | | Item 1, Exhibit 33 |
| Investment Company Act file number: 811-22655 | | | | | | |
| Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | |
| | | | | | | | | |
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Meeting Type & Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Special 04/28/2022 | 1 Approve Merger Agreement | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Special 04/28/2022 | 2 Advisory Vote on Golden Parachutes | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Special 04/28/2022 | 3 Adjourn Meeting | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1a Elect Director Reveta Bowers | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1b Elect Director Kerry Carr | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1c Elect Director Robert Corti | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1d Elect Director Brian Kelly | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1e Elect Director Robert Kotick | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1f Elect Director Lulu Meservey | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1g Elect Director Barry Meyer | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1h Elect Director Robert Morgado | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1i Elect Director Peter Nolan | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 1j Elect Director Dawn Ostroff | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 4 Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Yes | Against | Against |
| Activision Blizzard, Inc. | ATVI | 00507V109 | Annual 06/21/2022 | 5 Report on Efforts Prevent Abuse, Harassment, and Discrimination | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1a Elect Director Larry Page | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1b Elect Director Sergey Brin | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1c Elect Director Sundar Pichai | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1d Elect Director John L. Hennessy | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1e Elect Director Frances H. Arnold | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1f Elect Director L. John Doerr | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1g Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1h Elect Director Ann Mather | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1i Elect Director K. Ram Shriram | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 1j Elect Director Robin L. Washington | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 2 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 3 Amend Omnibus Stock Plan | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 4 Increase Authorized Common Stock | Management | Yes | For | For |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 5 Report on Lobbying Payments and Policy | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 6 Report on Climate Lobbying | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 7 Report on Physical Risks of Climate Change | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 8 Report on Metrics and Efforts to Reduce Water Related Risk | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 9 Oversee and Report a Third-Party Racial Equity Audit | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 10 Report on Risks Associated with Use of Concealment Clauses | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 11 Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 12 Report on Government Takedown Requests | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 13 Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 14 Report on Managing Risks Related to Data Collection, Privacy and Security | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 15 Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 16 Commission Third Party Assessment of Company's Management of Misinformation and Disinformation Across Platforms | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 17 Report on External Costs of Misinformation and Impact on Diversified Shareholders | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 18 Report on Steps to Improve Racial and Gender Board Diversity | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 19 Establish an Environmental Sustainability Board Committee | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 20 Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Yes | Against | Against |
| Alphabet Inc. | GOOGL | 02079K305 | Annual 06/01/2022 | 21 Report on Policies Regarding Military and Militarized Policing Agencies | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1a Elect Director Jeffrey P. Bezos | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1b Elect Director Andrew R. Jassy | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1c Elect Director Keith B. Alexander | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1d Elect Director Edith W. Cooper | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1e Elect Director Jamie S. Gorelick | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1f Elect Director Daniel P. Huttenlocher | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1g Elect Director Judith A. McGrath | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1h Elect Director Indra K. Nooyi | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1i Elect Director Jonathan J. Rubinstein | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1j Elect Director Patricia Q. Stonesifer | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 1k Elect Director Wendell P. Weeks | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 2 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 4 Approve 20:1 Stock Split | Management | Yes | For | For |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 5 Report on Retirement Plan Options Aligned with Company Climate Goals | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 6 Commission Third Party Report Assessing Company's Human Rights Due Diligence Process | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 7 Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 8 Report on Efforts to Reduce Plastic Use | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 9 Report on Worker Health and Safety Disparities | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 10 Report on Risks Associated with Use of Concealment Clauses | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 11 Report on Charitable Contributions | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 12 Publish a Tax Transparency Report | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 13 Report on Protecting the Rights of Freedom of Association and Collective Bargaining | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 14 Report on Lobbying Payments and Policy | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 15 Require More Director Nominations Than Open Seats | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 16 Commission a Third Party Audit on Working Conditions | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 17 Report on Median Gender/Racial Pay Gap | Share Holder | Yes | Against | Against |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 18 Oversee and Report a Racial Equity Audit *Withdrawn Resolution* | Share Holder | Yes | | |
| Amazon.com, Inc. | AMZN | 023135106 | Annual 05/25/2022 | 19 Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Share Holder | Yes | Against | Against |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1a Elect Director James Cole, Jr. | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1b Elect Director W. Don Cornwell | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1c Elect Director William G. Jurgensen | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1d Elect Director Linda A. Mills | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1e Elect Director Thomas F. Motamed | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1f Elect Director Peter R. Porrino | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1g Elect Director John G. Rice | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1h Elect Director Douglas M. Steenland | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1i Elect Director Therese M. Vaughan | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 1j Elect Director Peter Zaffino | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| American International Group, Inc. | AIG | 026874784 | Annual 05/11/2022 | 4 Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | Against | Against |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1a Elect Director Ray Stata | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1b Elect Director Vincent Roche | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1c Elect Director James A. Champy | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1d Elect Director Anantha P. Chandrakasan | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1e Elect Director Tunc Doluca | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1f Elect Director Bruce R. Evans | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1g Elect Director Edward H. Frank | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1h Elect Director Laurie H. Glimcher | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1i Elect Director Karen M. Golz | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1j Elect Director Mercedes Johnson | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1k Elect Director Kenton J. Sicchitano | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 1l Elect Director Susie Wee | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 3 Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| Analog Devices, Inc. | ADI | 032654105 | Annual 03/09/2022 | 4 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.1 Elect Director Lester B. Knight | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.2 Elect Director Gregory C. Case | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.3 Elect Director Jin-Yong Cai | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.4 Elect Director Jeffrey C. Campbell | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.5 Elect Director Fulvio Conti | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.6 Elect Director Cheryl A. Francis | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.7 Elect Director J. Michael Losh | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.8 Elect Director Richard C. Notebaert | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.9 Elect Director Gloria Santona | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.10 Elect Director Byron O. Spruell | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 1.11 Elect Director Carolyn Y. Woo | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 3 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 4 Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | Yes | For | For |
| Aon plc | AON | G0403H108 | Annual 06/17/2022 | 5 Authorize Board to Fix Remuneration of Auditors | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1a Elect Director Diane M. Bryant | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1b Elect Director Gayla J. Delly | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1c Elect Director Raul J. Fernandez | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1d Elect Director Eddy W. Hartenstein | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1e Elect Director Check Kian Low | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1f Elect Director Justine F. Page | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1g Elect Director Henry Samueli | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1h Elect Director Hock E. Tan | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 1i Elect Director Harry L. You | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Broadcom Inc. | AVGO | 11135F101 | Annual 04/04/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1a Elect Director W. Lance Conn | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1b Elect Director Kim C. Goodman | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1c Elect Director Craig A. Jacobson | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1d Elect Director Gregory B. Maffei | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1e Elect Director John D. Markley, Jr. | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1f Elect Director David C. Merritt | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1g Elect Director James E. Meyer | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1h Elect Director Steven A. Miron | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1i Elect Director Balan Nair | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1j Elect Director Michael A. Newhouse | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1k Elect Director Mauricio Ramos | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1l Elect Director Thomas M. Rutledge | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 1m Elect Director Eric L. Zinterhofer | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 2 Ratify KPMG LLP as Auditors | Management | Yes | For | For |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 3 Report on Lobbying Payments and Policy | Share Holder | Yes | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 4 Require Independent Board Chair | Share Holder | Yes | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 5 Report on Congruency of Political Spending with Company Values and Priorities | Share Holder | Yes | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 6 Disclose Climate Action Plan and GHG Emissions Reduction Targets | Share Holder | Yes | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 7 Adopt Policy to Annually Disclose EEO-1 Data | Share Holder | Yes | Against | Against |
| Charter Communications, Inc. | CHTR | 16119P108 | Annual 04/26/2022 | 8 Report on Effectiveness of Diversity, Equity and Inclusion Efforts and Metrics | Share Holder | Yes | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1a Elect Director Ellen M. Costello | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1b Elect Director Grace E. Dailey | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1c Elect Director Barbara J. Desoer | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1d Elect Director John C. Dugan | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1e Elect Director Jane N. Fraser | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1f Elect Director Duncan P. Hennes | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1g Elect Director Peter B. Henry | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1h Elect Director S. Leslie Ireland | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1i Elect Director Renee J. James | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1j Elect Director Gary M. Reiner | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1k Elect Director Diana L. Taylor | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 1l Elect Director James S. Turley | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 2 Ratify KPMG LLP as Auditors | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 4 Amend Omnibus Stock Plan | Management | Yes | For | For |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 5 Adopt Management Pay Clawback Authorization Policy | Share Holder | Yes | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 6 Require Independent Board Chair | Share Holder | Yes | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 7 Report on Respecting Indigenous Peoples' Rights | Share Holder | Yes | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 8 Adopt a Financing Policy Consistent with IEA's Net Zero Emissions by 2050 Scenario | Share Holder | Yes | Against | Against |
| Citigroup Inc. | C | 172967424 | Annual 04/26/2022 | 9 Report on Civil Rights and Non-Discrimination Audit | Share Holder | Yes | Against | Against |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.1 Elect Director Kenneth J. Bacon | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.2 Elect Director Madeline S. Bell | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.3 Elect Director Edward D. Breen | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.4 Elect Director Gerald L. Hassell | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.5 Elect Director Jeffrey A. Honickman | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.6 Elect Director Maritza G. Montiel | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.7 Elect Director Asuka Nakahara | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.8 Elect Director David C. Novak | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 1.9 Elect Director Brian L. Roberts | Management | Yes | Withhold | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 3 Ratify Deloitte & Touche LLP as Auditors | Management | Yes | For | For |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 4 Report on Charitable Contributions | Share Holder | Yes | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 5 Oversee and Report a Racial Equity Audit | Share Holder | Yes | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 6 Report on Omitting Viewpoint and Ideology from EEO Policy | Share Holder | Yes | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 7 Conduct Audit and Report on Effectiveness of Sexual Harassment Policies | Share Holder | Yes | For | Against |
| Comcast Corporation | CMCSA | 20030N101 | Annual 06/01/2022 | 8 Report on Retirement Plan Options Aligned with Company Climate Goals | Share Holder | Yes | For | Against |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 1 Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | Yes | | |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 2 Approve Discharge of Management Board for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.1 Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.2 Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.3 Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.4 Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.5 Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.6 Approve Discharge of Supervisory Board Member Dimitrios Tsaousis for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 3.7 Approve Discharge of Supervisory Board Member Gerald Taylor for Fiscal Year 2021 | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 4 Ratify KPMG AG as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 5 Elect Dimitrios Tsaousis to the Supervisory Board as Employee Representative and Konstantina Vasioula as Substitute to Employee Representative | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 6 Approve Remuneration Report | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 7 Amend 2017 Stock Option Plan | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 8 Approve Creation of EUR 12.6 Million Pool of Authorized Capital 2022/I with or without Exclusion of Preemptive Rights | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 9 Approve Creation of EUR 12.6 Million Pool of Authorized Capital 2022/II with or without Exclusion of Preemptive Rights | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 10 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 12.6 Million Pool of Conditional Capital 2022/I to Guarantee Conversion Rights | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 11 Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 12.6 Million Pool of Conditional Capital 2022/II to Guarantee Conversion Rights | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 12 Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | Yes | For | For |
| Delivery Hero SE | DHER | D1T0KZ103 | Annual 06/16/2022 | 13 Authorize Use of Financial Derivatives when Repurchasing Shares | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 1 Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 2 Approve Remuneration Report | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 3 Ratify KPMG LLP as Auditors | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 4 Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 5 Re-elect David Satz as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 6 Re-elect Robert Hoskin as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 7 Re-elect Stella David as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 8 Re-elect Vicky Jarman as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 9 Re-elect Mark Gregory as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 10 Re-elect Rob Wood as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 11 Re-elect Jette Nygaard-Andersen as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 12 Re-elect Barry Gibson as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 13 Re-elect Pierre Bouchut as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 14 Re-elect Virginia McDowell as Director | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 15 Approve Free Share Plan | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 16 Approve Employee Share Purchase Plan | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 17 Authorise Issue of Equity | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 18 Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 19 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For |
| Entain Plc | ENT | G3167C109 | Annual 06/24/2022 | 20 Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.1 Elect Director Jana T. Croom | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.2 Elect Director Steven J. Demetriou | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.3 Elect Director Lisa Winston Hicks | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.4 Elect Director Paul Kaleta | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.5 Elect Director Sean T. Klimczak | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.6 Elect Director Jesse A. Lynn | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.7 Elect Director James F. O'Neil, III | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.8 Elect Director John W. Somerhalder, II | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.9 Elect Director Steven E. Strah | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.10 Elect Director Andrew Teno | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.11 Elect Director Leslie M. Turner | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 1.12 Elect Director Melvin D. Williams | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 4 Report on Child Labor Audit | Share Holder | Yes | Against | Against |
| FirstEnergy Corp. | FE | 337932107 | Annual 05/17/2022 | 5 Reduce Ownership Threshold for Shareholders to Call Special Meeting | Share Holder | Yes | For | Against |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 1 Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 2 Approve Remuneration Report | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 3A Elect Nancy Dubuc as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 3B Elect Holly Koeppel as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 3C Elect Atif Rafiq as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4A Re-elect Zillah Byng-Thorne as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4B Re-elect Nancy Cruickshank as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4C Re-elect Richard Flint as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4D Re-elect Andrew Higginson as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4E Re-elect Jonathan Hill as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4F Re-elect Alfred Hurley Jr as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4G Re-elect Peter Jackson as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4H Re-elect David Lazzarato as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4I Re-elect Gary McGann as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 4J Re-elect Mary Turner as Director | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 5 Authorise Board to Fix Remuneration of Auditors | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 6 Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 7 Authorise Issue of Equity | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 8A Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 8B Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Specified Capital Investment | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 9 Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
| Flutter Entertainment Plc | FLTR | G3643J108 | Annual 04/28/2022 | 10 Authorise the Company to Determine the Price Range at which Treasury Shares may be Re-issued Off-Market | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 1 Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 2 Approve Reduction of Capital Contribution Reserves | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 3 Re-elect Kalidas Madhavpeddi as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 4 Re-elect Peter Coates as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 5 Re-elect Martin Gilbert as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 6 Re-elect Gill Marcus as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 7 Re-elect Patrice Merrin as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 8 Re-elect Cynthia Carroll as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 9 Elect Gary Nagle as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 10 Elect David Wormsley as Director | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 11 Reappoint Deloitte LLP as Auditors | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 12 Authorise the Audit Committee to Fix Remuneration of Auditors | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 13 Approve Climate Progress Report | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 14 Approve Remuneration Report | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 15 Authorise Issue of Equity | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 16 Authorise Issue of Equity without Pre-emptive Rights | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 17 Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | Yes | For | For |
| Glencore Plc | GLEN | G39420107 | Annual 04/28/2022 | 18 Authorise Market Purchase of Ordinary Shares | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 1 Receive Directors' and Auditors' Reports (Non-Voting) | Management | Yes | | |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 2.1 Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | Yes | | |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 2.2 Approve Financial Statements | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 3 Approve Discharge of Directors | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 4.1 Approve Discharge of Deloitte as Auditor | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 4.2 Approve Discharge of PwC as Auditor | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 5 Reelect Paul Desmarais III as Director | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 6 Approve Remuneration Report | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 7.1 Receive Special Board Report Re: Article 7:227 of the Company Code with Respect to the Guarantees in Item 7.2 | Management | Yes | | |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 7.2 Approve Guarantee to Acquire Shares under Long Term Incentive Plan | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 8 Transact Other Business | Management | Yes | | |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 1 Authorize Cancellation of Treasury Shares | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 2 Amend Article 25 Re: Modification of Date of Ordinary General Meeting | Management | Yes | For | For |
| Groupe Bruxelles Lambert SA | GBLB | B4746J115 | Annual/Special 04/26/2022 | 3 Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | Yes | For | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 1 Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | Yes | | |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 2 Approve Allocation of Income and Dividends of EUR 2.40 per Share | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.1 Approve Discharge of Management Board Member Dominik von Achten for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.2 Approve Discharge of Management Board Member Lorenz Naeger for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.3 Approve Discharge of Management Board Member Rene Aldach for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.4 Approve Discharge of Management Board Member Kevin Gluskie for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.5 Approve Discharge of Management Board Member Hakan Gurdal for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.6 Approve Discharge of Management Board Member Ernest Jelito for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.7 Approve Discharge of Management Board Member Nicola Kimm for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.8 Approve Discharge of Management Board Member Dennis Lentz for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.9 Approve Discharge of Management Board Member Jon Morrish for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 3.10 Approve Discharge of Management Board Member Chris Ward for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.1 Approve Discharge of Supervisory Board Member Fritz-Juergen Heckmann for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.2 Approve Discharge of Supervisory Board Member Heinz Schmitt for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.3 Approve Discharge of Supervisory Board Member Barbara Breuninger for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.4 Approve Discharge of Supervisory Board Member Birgit Jochens for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.5 Approve Discharge of Supervisory Board Member Ludwig Merckle for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.6 Approve Discharge of Supervisory Board Member Tobias Merckle for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.7 Approve Discharge of Supervisory Board Member Luka Mucic for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.8 Approve Discharge of Supervisory Board Member Ines Ploss for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.9 Approve Discharge of Supervisory Board Member Peter Riedel for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.10 Approve Discharge of Supervisory Board Member Werner Schraeder for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.11 Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 4.12 Approve Discharge of Supervisory Board Member Marion Weissenberger-Eibl for Fiscal Year 2021 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 5 Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2022 | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 6.1 Elect Bernd Scheifele to the Supervisory Board | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 6.2 Elect Sopna Sury to the Supervisory Board | Management | Yes | Against | For |
| HeidelbergCement AG | HEI | D31709104 | Annual 05/12/2022 | 7 Approve Remuneration Report | Management | Yes | Against | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 1.1 Accept Financial Statements and Statutory Reports | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 1.2 Approve Remuneration Report | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 2 Approve Discharge of Board and Senior Management | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 3.1 Approve Allocation of Income | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 3.2 Approve Dividends of CHF 2.20 per Share from Capital Contribution Reserves | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.1 Reelect Beat Hess as Director and Board Chair | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.2 Reelect Philippe Block as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.3 Reelect Kim Fausing as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.4 Reelect Jan Jenisch as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.5 Reelect Naina Kidwai as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.6 Reelect Patrick Kron as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.7 Reelect Juerg Oleas as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.8 Reelect Claudia Ramirez as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.1.9 Reelect Hanne Sorensen as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.2.1 Elect Leanne Geale as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.2.2 Elect Ilias Laeber as Director | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.3.1 Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.3.2 Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.4.1 Appoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.4.2 Appoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.5.1 Ratify Ernst & Young AG as Auditors | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 4.5.2 Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 5.1 Approve Remuneration of Directors in the Amount of CHF 5 Million | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 5.2 Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 6 Approve Climate Report | Management | Yes | For | For |
| Holcim Ltd. | HOLN | H3816Q102 | Annual 05/04/2022 | 7 Transact Other Business (Voting) | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1a Elect Director James F. Albaugh | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1b Elect Director Amy E. Alving | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1c Elect Director Sharon R. Barner | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1d Elect Director Joseph S. Cantie | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1e Elect Director Robert F. Leduc | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1f Elect Director David J. Miller | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1g Elect Director Jody G. Miller | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1h Elect Director Nicole W. Piasecki | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1i Elect Director John C. Plant | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 1j Elect Director Ulrich R. Schmidt | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Howmet Aerospace Inc. | HWM | 443201108 | Annual 05/25/2022 | 4 Require Independent Board Chair | Share Holder | Yes | Against | Against |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1a Elect Director Kathryn J. Boor | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1b Elect Director Edward D. Breen | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1c Elect Director Barry A. Bruno | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1d Elect Director Frank Clyburn | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1e Elect Director Carol Anthony (John) Davidson | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1f Elect Director Michael L. Ducker | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1g Elect Director Roger W. Ferguson, Jr. | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1h Elect Director John F. Ferraro | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1i Elect Director Christina Gold | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1j Elect Director Ilene Gordon | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1k Elect Director Matthias J. Heinzel | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1l Elect Director Dale F. Morrison | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1m Elect Director Kare Schultz | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 1n Elect Director Stephen Williamson | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| International Flavors & Fragrances Inc. | IFF | 459506101 | Annual 05/04/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 1 Open Meeting | Management | Yes | | |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 2.a Receive Board Report (Non-Voting) | Management | Yes | | |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 2.b Approve Remuneration Report | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 2.c Adopt Financial Statements | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 3.a Receive Explanation on Company's Reserves and Dividend Policy | Management | Yes | | |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 3.b Approve Dividends of EUR 0.70 Per Share | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 4.a Approve Discharge of Executive Directors | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 4.b Approve Discharge of Non-Executive Directors | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 5.a Elect Ana Garcia Fau as Non-Executive Director | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 5.b Elect Paula Lindenberg as Non-Executive Director | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 5.c Elect Laura Stein as Non-Executive Director | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 6 Ratify Deloitte Accountants B.V. as Auditors | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 7.a Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 7.b Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital and Exclude Pre-emptive Rights | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 7.c Grant Board Authority to Issue Shares Up To 40 Percent of Issued Capital in Connection with a Rights Issue | Management | Yes | For | For |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 8 Other Business (Non-Voting) | Management | Yes | | |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 9 Discuss Voting Results | Management | Yes | | |
| JDE Peet's NV | JDEP | N44664105 | Annual 05/11/2022 | 10 Close Meeting | Management | Yes | | |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 1 Open Meeting | Management | Yes | | |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 2a Receive Report of Management Board (Non-Voting) | Management | Yes | | |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 2b Approve Remuneration Report | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 2c Adopt Financial Statements and Statutory Reports | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 3 Amend Remuneration Policy for Management Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 4a Approve Discharge of Management Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 4b Approve Discharge of Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 5a Reelect Jitse Groen to Management Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 5b Reelect Brent Wissink to Management Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 5c Reelect Jorg Gerbig to Management Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 6a Reelect Adriaan Nuhn to Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 6b Reelect Corinne Vigreux to Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 6c Reelect David Fisher to Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 6d Reelect Lloyd Frink to Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 6e Reelect Jambu Palaniappan to Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 6f Reelect Ron Teerlink to Supervisory Board | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 7 Grant Board Authority to Issue Shares | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 8 Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 9 Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 10 Other Business (Non-Voting) | Management | Yes | | |
| Just Eat Takeaway.com NV | TKWY | N4753E105 | Annual 05/04/2022 | 11 Close Meeting | Management | Yes | | |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.1 Elect Director Richard D. Kinder | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.2 Elect Director Steven J. Kean | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.3 Elect Director Kimberly A. Dang | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.4 Elect Director Ted A. Gardner | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.5 Elect Director Anthony W. Hall, Jr. | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.6 Elect Director Gary L. Hultquist | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.7 Elect Director Ronald L. Kuehn, Jr. | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.8 Elect Director Deborah A. Macdonald | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.9 Elect Director Michael C. Morgan | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.10 Elect Director Arthur C. Reichstetter | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.11 Elect Director C. Park Shaper | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.12 Elect Director William A. Smith | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.13 Elect Director Joel V. Staff | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.14 Elect Director Robert F. Vagt | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 1.15 Elect Director Perry M. Waughtal | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 2 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Kinder Morgan, Inc. | KMI | 49456B101 | Annual 05/11/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1a Elect Director Anthony G. Capuano | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1b Elect Director Isabella D. Goren | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1c Elect Director Deborah M. Harrison | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1d Elect Director Frederick A. Henderson | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1e Elect Director Eric Hippeau | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1f Elect Director Debra L. Lee | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1g Elect Director Aylwin B. Lewis | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1h Elect Director David S. Marriott | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1i Elect Director Margaret M. McCarthy | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1j Elect Director George Munoz | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1k Elect Director Horacio D. Rozanski | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 1l Elect Director Susan C. Schwab | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 2 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 4 Approve Qualified Employee Stock Purchase Plan | Management | Yes | For | For |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 5 Report On Costs of Low Wages and Inequality and Impact on Diversified Shareholders | Share Holder | Yes | Against | Against |
| Marriott International, Inc. | MAR | 571903202 | Annual 05/06/2022 | 6 Require Independent Board Chair | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.1 Elect Director Peggy Alford | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.2 Elect Director Marc L. Andreessen | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.3 Elect Director Andrew W. Houston | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.4 Elect Director Nancy Killefer | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.5 Elect Director Robert M. Kimmitt | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.6 Elect Director Sheryl K. Sandberg | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.7 Elect Director Tracey T. Travis | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.8 Elect Director Tony Xu | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 1.9 Elect Director Mark Zuckerberg | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 2 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 3 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 4 Approve Recapitalization Plan for all Stock to Have One-vote per Share | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 5 Require Independent Board Chair | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 6 Report on Risks Associated with Use of Concealment Clauses | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 7 Report on External Costs of Misinformation and Impact on Diversified Shareholders | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 8 Report on Community Standards Enforcement | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 9 Report on User Risk and Advisory Vote on Metaverse Project | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 10 Publish Third Party Human Rights Impact Assessment | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 11 Report on Child Sexual Exploitation Online | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 12 Commission a Workplace Non-Discrimination Audit | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 13 Report on Lobbying Payments and Policy | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 14 Commission Assessment of Audit and Risk Oversight Committee | Share Holder | Yes | Against | Against |
| Meta Platforms, Inc. | FB | 30303M102 | Annual 05/25/2022 | 15 Report on Charitable Contributions | Share Holder | Yes | Against | Against |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 1a Elect Director Timothy Haley | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 1b Elect Director Leslie Kilgore | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 1c Elect Director Strive Masiyiwa | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 1d Elect Director Ann Mather | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 2 Declassify the Board of Directors | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 3 Eliminate Supermajority Voting Provisions | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 4 Provide Right to Call Special Meeting | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 5 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 6 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | Against | For |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 7 Adopt Simple Majority Vote | Share Holder | Yes | For | Against |
| Netflix, Inc. | NFLX | 64110L106 | Annual 06/02/2022 | 8 Report on Lobbying Payments and Policy | Share Holder | Yes | For | Against |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 1 Amend Articles to Amend Business Lines - Disclose Shareholder Meeting Materials on Internet | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 2.1 Elect Director Owen Mahoney | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 2.2 Elect Director Uemura, Shiro | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 2.3 Elect Director Patrick Soderlund | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 2.4 Elect Director Kevin Mayer | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 3.1 Elect Director and Audit Committee Member Alexander Iosilevich | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 3.2 Elect Director and Audit Committee Member Honda, Satoshi | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 3.3 Elect Director and Audit Committee Member Kuniya, Shiro | Management | Yes | For | For |
| NEXON Co., Ltd. | 3659 | J4914X104 | Annual 03/25/2022 | 4 Approve Stock Option Plan | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 1 Adopt Financial Statements and Statutory Reports | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 2 Approve Discharge of Board Members | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3a Reelect Kurt Sievers as Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3b Reelect Peter Bonfield as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3c Reelect Annette Clayton as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3d Reelect Anthony Foxx as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3e Elect Chunyuan Gu as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3f Reelect Lena Olving as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3g Reelect Julie Southern as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3h Reelect Jasmin Staiblin as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3i Reelect Gregory Summe as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 3j Reelect Karl-Henrik Sundstrom as Non-Executive Director | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 4 Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 5 Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 6 Authorize Share Repurchase Program | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 7 Approve Cancellation of Ordinary Shares | Management | Yes | For | For |
| NXP Semiconductors N.V. | NXPI | N6596X109 | Annual 06/01/2022 | 8 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.1 Elect Director Rajat Bahri | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.2 Elect Director Jessica L. Denecour | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.3 Elect Director Mark E. Ferguson, III | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.4 Elect Director Robert C. Flexon | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.5 Elect Director W. Craig Fugate | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.6 Elect Director Patricia K. Poppe | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.7 Elect Director Dean L. Seavers | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 1.8 Elect Director William L. Smith | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 3 Ratify Deloitte and Touche LLP as Auditors | Management | Yes | For | For |
| PG&E Corporation | PCG | 69331C108 | Annual 05/19/2022 | 4 Amend the Articles of Incorporation | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 1 Approve Financial Statements and Statutory Reports | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 2 Approve Consolidated Financial Statements and Statutory Reports | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 3 Approve Allocation of Income and Dividends of EUR 0.50 per Share | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 4 Reelect Monique Cohen as Director | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 5 Reelect F&P as Director | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 6 Renew Appointment of Mazars as Auditor | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 7 Renew Appointment of Ernst & Young et Autres as Auditor | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 8 Approve Compensation of Ross McInnes, Chairman of the Board | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 9 Approve Compensation of Olivier Andries, CEO | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 10 Approve Compensation Report of Corporate Officers | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 11 Approve Remuneration of Directors in the Aggregate Amount of EUR 1,3 Million | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 12 Approve Remuneration Policy of Chairman of the Board | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 13 Approve Remuneration Policy of CEO | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 14 Approve Remuneration Policy of Directors | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 15 Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 16 Amend Article 5 of Bylaws Re: Duration of the Company | Management | Yes | For | For |
| Safran SA | SAF | F4035A557 | Annual/Special 05/25/2022 | 17 Authorize Filing of Required Documents/Other Formalities | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 1a Elect R W M Lee as Director | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 1b Elect G R H Orr as Director | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 1c Elect G M C Bradley as Director | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 1d Elect P Healy as Director | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 1e Elect Y Xu as Director | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 2 Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 3 Authorize Repurchase of Issued Share Capital | Management | Yes | For | For |
| Swire Pacific Limited | 19 | Y83310105 | Annual 05/12/2022 | 4 Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1a Elect Director Terrence R. Curtin | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1b Elect Director Carol A. (John) Davidson | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1c Elect Director Lynn A. Dugle | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1d Elect Director William A. Jeffrey | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1e Elect Director Syaru Shirley Lin | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1f Elect Director Thomas J. Lynch | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1g Elect Director Heath A. Mitts | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1h Elect Director Yong Nam | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1i Elect Director Abhijit Y. Talwalkar | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1j Elect Director Mark C. Trudeau | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1k Elect Director Dawn C. Willoughby | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 1l Elect Director Laura H. Wright | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 2 Elect Board Chairman Thomas J. Lynch | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 3a Elect Abhijit Y. Talwalkar as Member of Management Development and Compensation Committee | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 3b Elect Mark C. Trudeau as Member of Management Development and Compensation Committee | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 3c Elect Dawn C. Willoughby as Member of Management Development and Compensation Committee | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 4 Designate Rene Schwarzenbach as Independent Proxy | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 5.1 Accept Annual Report for Fiscal Year Ended September 24, 2021 | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 5.2 Accept Statutory Financial Statements for Fiscal Year Ended September 24, 2021 | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 5.3 Approve Consolidated Financial Statements for Fiscal Year Ended September 24, 2021 | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 6 Approve Discharge of Board and Senior Management | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 7.1 Ratify Deloitte & Touche LLP as Independent Registered Public Accounting Firm for Fiscal Year 2022 | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 7.2 Ratify Deloitte AG as Swiss Registered Auditors | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 7.3 Ratify PricewaterhouseCoopers AG as Special Auditors | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 8 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 9 Approve Remuneration of Executive Management in the Amount of USD 49.9 Million | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 10 Approve Remuneration of Board of Directors in the Amount of USD 4 Million | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 11 Approve Allocation of Available Earnings at September 24, 2021 | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 12 Approve Declaration of Dividend | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 13 Authorize Share Repurchase Program | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 14 Approve Renewal of Authorized Capital | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 15 Approve Reduction in Share Capital via Cancelation of Shares | Management | Yes | For | For |
| TE Connectivity Ltd. | TEL | H84989104 | Annual 03/09/2022 | 16 Adjourn Meeting | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1a Elect Director Ronald Sugar | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1b Elect Director Revathi Advaithi | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1c Elect Director Ursula Burns | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1d Elect Director Robert Eckert | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1e Elect Director Amanda Ginsberg | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1f Elect Director Dara Khosrowshahi | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1g Elect Director Wan Ling Martello | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1h Elect Director Yasir Al-Rumayyan | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1i Elect Director John Thain | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1j Elect Director David I. Trujillo | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 1k Elect Director Alexander Wynaendts | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 3 Ratify PricewaterhouseCoopers LLP as Auditors | Management | Yes | For | For |
| Uber Technologies, Inc. | UBER | 90353T100 | Annual 05/09/2022 | 4 Report on Lobbying Payments and Policy | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1a Elect Director Steven D. Black | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1b Elect Director Mark A. Chancy | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1c Elect Director Celeste A. Clark | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1d Elect Director Theodore F. Craver, Jr. | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1e Elect Director Richard K. Davis | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1f Elect Director Wayne M. Hewett | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1g Elect Director CeCelia ("CeCe") G. Morken | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1h Elect Director Maria R. Morris | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1i Elect Director Felicia F. Norwood | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1j Elect Director Richard B. Payne, Jr. | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1k Elect Director Juan A. Pujadas | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1l Elect Director Ronald L. Sargent | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1m Elect Director Charles W. Scharf | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 1n Elect Director Suzanne M. Vautrinot | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 3 Approve Omnibus Stock Plan | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 4 Ratify KPMG LLP as Auditors | Management | Yes | For | For |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 5 Adopt Management Pay Clawback Authorization Policy | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 6 Report on Incentive-Based Compensation and Risks of Material Losses | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 7 Report on Board Diversity | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 8 Report on Respecting Indigenous Peoples' Rights | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 9 Adopt a Financing Policy Consistent with IEA's Net Zero Emissions by 2050 Scenario | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 10 Oversee and Report a Racial Equity Audit | Share Holder | Yes | Against | Against |
| Wells Fargo & Company | WFC | 949746101 | Annual 04/26/2022 | 11 Report on Charitable Contributions | Share Holder | Yes | Against | Against |
| Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Annual 05/18/2022 | 1.1 Elect Director William E. Kassling | Management | Yes | For | For |
| Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Annual 05/18/2022 | 1.2 Elect Director Albert J. Neupaver | Management | Yes | For | For |
| Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Annual 05/18/2022 | 1.3 Elect Director Ann R. Klee | Management | Yes | For | For |
| Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Annual 05/18/2022 | 2 Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Yes | For | For |
| Westinghouse Air Brake Technologies Corporation | WAB | 929740108 | Annual 05/18/2022 | 3 Ratify Ernst & Young LLP as Auditors | Management | Yes | For | For |
| Registrant: NORTHERN LIGHTS FUND TRUST III - ACM Dynamic Opportunity Fund | | | | | | | Item 1, Exhibit 34 |
| Investment Company Act file number: 811-22655 | | | | | | | | | |
| Reporting Period: July 1, 2021 through June 30, 2022 | | | | | | | | | |
| | | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | Footnote |
| | KLA Corporation | KLAC | 482480100 | Annual
11/3/2022 | | 1A.-1K. Elect Edward Barnholt, Robert Calderoni, Jeneanne Hanley, Emiko Higashi, Kevin Kennedy, Gary Moore, Marie Myers, Kirin Patel, Victor Peng, Robert Rango, Richard Wallace as directors
2. Ratify appointment of PricewaterhouseCoopers as auditors
3. Approve on a non-binding basis executive officer compensation | Mgmt: All | N | N/A | N/A | Proxy was not voted due to transition to new custodian and was missed. |
| | Microsoft Corporation | MSFT | 594918104 | Annual
11/30/2022 | | 1A.-1L.: Elect Reid Hoffman, Hugh Johnston, Teri List, Satya Nadella, Sandra Peterson, Penny Pritzker, Carlos Rodriguez, Charles Scharf, John Stanton, John Thompson, Emma Walmsley, Padmasree Warrior as directors
2. Advisory vote to approve named executive officer compensation
3. Approve emloyee stock purchase plan
4. Ratify Deloitte & Touche as auditors
5. Shareholder Proposal - Report on median pay gaps across race and gender
6. Sharehodler Proposal - Report on effectiveness of workplace sexual harassment policies
7. Sharehodler Propopsal - Prohibition on sales of facial recognition technology to all government entities
8. Shareholder Proposal - Report on implementation of the Fair Chance Business Pledge
9. Sharheodler Proposal - Report on how lobbying activities align with Company policies | Mgmt: 1-4
S/H: 5-9 | N | N/A | N/A | Proxy was not voted due to transition to new custodian and was missed. |
| | Visa Inc. | V | 92826C839 | Annual
1/24/2022 | | 1A.-1J. Elect Lloyd A. Carney, Mary B. Cranston, Francisco Javier Fernandez-Carbajal, Alfred Kelly, Jr., Ramon Laguarta, John Lundgren, Robert Matschullat, Denise Morrison, Linda Rendle, Maynard Webb, Jr. as directors
2. Advisory vote to approve executive office compensation
3. Ratification of the appointment of KPMG as auditors | Mgmt: All | N | N/A | N/A | Proxy was not voted due to transition to new custodian and was missed. |
| | Smart Global Holdings, Inc. | SGH | G8232Y101 | Annual
2/11/2022 | | 1A-B. Elect Randy Furr and Penelope Herscher as directors
2. Ratify appointment of Deloitte & Touche as auditors
3. Approve non-binding resolution to approve compensation of executive officers | Mgmt: All | Y | For: All | For: All | |
| | Apple Inc. | AAPL | 37833100 | Annual
3/4/2022 | | 1A-1I. Elect James Bell, Tim Cook, Al Gore, Alex Gorsky, Andrea Jung, Art Levinson, Monica Lozano, Ron Sugar, and Sue Wagner as directors
2. Ratify appointment of Ernst & Young as auditors
3. Advisory vote to approve executive compensation
4. Approve Apple 2022 Employee Stock Plan
5. Shareholder proposal entitled "Reincorporate with Deeper Purpose"
6. Shareholder proposal entitled "Transparency Reports"
7. Shareholder proposal entitled "Report on Forced Labor"
8. Shareholder proposal entitled "Pay Equity"
9. Shareholder proposal entitled "Civil Rights Audit"
10. Shareholder proposal entitled "Report on Concealment Causes" | Mgmt: 1-4
S/H: 5-10 | Y | For: 1-4
Against: 5-10 | For: All | |
| | Broadcom, Inc. | AVGO | 11135F101 | Annual
4/4/2022 | | 1A-1I. Elect Diane Bryant, Gayla Delly, Raul Fernandez, Eddy Hartenstein, Check Kian Low, Justine Page, Henry Samueli, Hock Tan, Harry You as directors
2. Ratify appointment of Pricewaterhouse Coopers as auditors
3. Advisory vote to approve compensation of executive officers | Mgmt: 1-3 | Y | For: All | For: All | |
| | Schlumberger Limited | SLB | 806857108 | Annual
4/6/2022 | | 1A-1K. Elect Peter Coleman, Patrick del a Chevardiere, Miguel Galuccio, Olivier Le Peuch, Samuel Leupold, Tatiana Mitrova, Maria Moraeus Hanssen, Vanitha Narayanan, Mark Papa, Jeff Sheets, Ulrich Spiesshofer as directors
2. Advisory approval of executive compensation
3. Approval of consoliodated balance sheet and statement of income, and declarations of dividends
4. Ratify appointment of Pricewaterhouse Coopers as auditors | Mgmt: All | Y | For: All | For: All | |
| | Autonation, Inc. | AN | 05329W102 | Annual
4/20/2022 | | 1A-1I. Elect Rick Burdick, David Edelson, Steven Gerard, Robert Grusky, Norman Jenkins, Lisa Lutoff-Perlo, Michael Manley, G. Mike Mikan, and Jacqueline Travisano as directors.
2. Ratify the appointment of KPMG as auditor
3. Adoption of stockholder proposal regarding special meetings. | Mgmt: 1-2
Against: 3 | Y | For: 1-2
Against: 3 | For: All | |
| | EOG Resources, Inc. | EOG | 26875P101 | Annual
4/20/2022 | | 1A-1J: Elect Janet Clark, Charles Crisp, Robert Daniels, James Day, C. Christopher Gaut, Michael Kerr, Julie Robertson, Donlad Textor, William Thomas, Ezra Yacob as directors
2. Ratify appointment of Deloitte & Touche as auditors
3. Approve executive compensation of executive officers | Mgmt: All | Y | For: All | For: All | |
| | Citi | C | 172967424 | Annual
4/26/2022 | | 1A.-1L. Elect Ellen Costello, Grace Dailey, Barbara Desoer, John Dugan, Jane Fraser, Duncan Hennes, Peter Henry, S. Leslie Ireland, Renee James, Gary Reiner, Diana Taylor, James Turley as directors
2. Ratify KPMG as auditors
3. Advisory vote to approve executive compensation
4. Approval of additional shares under the Citigroup 2019 Stock Incentive Plan
5. Proposal requesting Management Pay Clawback Policy
6. Proposal requesting an Independent Board Chairman
7. Proposal requesting report on effectiveness of Citi's policies and procedures in respecting Indigenous People's on Citi's existing and propsoed financing
8. Stockholder proposal requesting that Board adopt policy to end new fossil fuel financing
9. Stockholder proposal requesting a non-discrimination audit analyzing the Company's impacts on civil rights and non-discrimination of Americans | Mgmt: All | Y | For: 1-4
Against: 5-9 | For: All | |
| | United Parcel Service | UPS | 911312106 | Annual
5/5/2022 | | 1A.-1M. Elect Carol Tome, Rodney Adkins, Eva Boratto, Michael Burns, Wayne Hewett, Angela Hwang, Kate Johnson, William Johnson, Ann Livermore, Franck Molson, Christiana Smith, Russell Stokes, Kevin Warsh as directors
2. Approve on advisory basis compensation of executive officers
3. Ratify the appointment of Deloitte & Touche as auditors
4. Prepare annual report on lobbying activities
5. Prepare report on alignment of lobbying activities with the Paris Climate Agreement
6. Reduce the voting power share of UPS Class A stock from 10 votes per share to one vote per share
7. Require adoption of independently verified science-based greenhouse gas emissions reduction targets
8. Prepare a report on balancing climte measures and financial returns
9. Prepare an annual report assessing UPS's diversity and inclusion | Mgmt: All | Y | For: 1-3
Against: 4-9 | For: All | |
| | CVS Health Corporation | CVS | 126650100 | Annual
5/11/2022 | | 1A.-1K. Elect Fernando Aguirre, C. David Brown II, Alecia DeCoudreaux, Nancy-Ann DeParle, Roger Farah, Anne Funicane, Edward Ludwig, Karen Lynch, Jean-Pierre Milion, Mary Schapiro, Wliiam Weldon as directors
2. Ratify appointment of independent accounting firm
3. Advisory vote to approve executive compensation (Say on Pay)
4. Stockholder proposal for reducing ownership threshold to request special stockholder meeting
5. Stockholder proposal regarding independent board chair
6. Stockholder proposal on civil rights and non-discrimination audit focused on "non-diverse" employees
7. Stockholder proposal requesting paid sick leave for all employees
8. Stockholder proposal regarding report on public health costs of food business to diversified portfolios | Mgmt: All | Y | For: 1-3
Against: 4-8 | For: All | |
| | Nucor Corporation | NUE | 670346105 | Annual
5/12/2022 | | 1. Elect Norma Clayton, Patrick Dempsey, Christopher Kearney, Laurette Koellner, Joseph Rupp, Leon Topalian, John Walker, Nadja West as directors
2. Ratify appointment of Pricewaterhouse Coopers as auditors
3. Advisory vote to approve compensation of named executive officers | Mgmt: All | Y | For: All | For: All | |
| | Advanced Micro Devices Inc. | AMD | 7903107 | Annual
5/18/2022 | | 1A.-1J. Elect john Caldwell, Nora Denzel, Mark Durcan, Michael Gregoire, Joseph Householder, John Marren, Jon Olson, Lisa Su, Abhi Talwalkar, Elizabeth Vandeslice as directors
2. Ratify appointment of Ernst & Young as auditors
3. Advisory vote to approve compensation of executive officers | Mgmt: All | Y | For: All | For: All | |
| | Vertex Pharmaceuticals Inc. | VRTX | 92532F100 | Annual
5/18/2022 | | 1A-1K. Elect Sangeeta Bhatia, Lloyd Carney, Alan Garber, Terrence Kearney, Reshima Kewalramani, Yuchun Lee, Jeffrey Leiden, Margaret McGlynn, Diana McKenzie, Bruce Sachs, Suketu Upadhyay as directors
2. Ratify Ernst & Young as auditors
3. Advisory vote on named executive officer compensation
4. Approval of an amendment and restatement of 2013 Stock and Option Plan to increase the number of shares authorized for issuance by 13.5 million shares | Mgmt: All | Y | For: All | For: All | |
| | The Mosaic Company | MOS | 449669100 | Annual
5/19/2022 | | 1A.-1K. Elect Cheryl Beebe, Gregory Ebel, Timothy Gitzel, Denise Johnson, Emery Koenig, James O'Rourke, David Seaton, Steven Siebert, Luciano Siani Pires, Gretchen Watkins, Kelvin Westbrook as directors
2. Ratify appointment of KPMG as auditors
3. Approve compensation for named executive officers
4. Stockholder proposal to reduce the onwership threshold to call a special meeting | Mgmt: All | Y | For: 1-3
Against: 4 | For: All | |
| | Oneok, Inc. | OKE | 682680103 | Annual
5/21/2022 | | 1A-1K. Elect Brian Derksen, Julie Edwards, John Gibson, Mark Helderman, Randall Larson, Steven Malcolm, Jim Mogg, Pattye Moore, Pierce Norton, Eduardo Rodriguez, Gerald Smith as directors
2. Ratify appointment of Pricewaterhouse Coopers as auditors
3. Advisory vote to approve compensation of executive officers | Mgmt: All | Y | For: All | For: All | |
| | GXO Logistics, Inc. | GXO | 36262G101 | Annual
5/24/2022 | | 1.1-1.2 Elect Gena Ashe and Malcolm Wilson as directors
2. Ratification of KPMG as auditors
3. Advisory vote on executive officer compensation
4. Advisory vote on frequency of future advisory votes to approve executive compensation | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Callon Petroleum Company | CPE | 13123X102 | Annual
5/25/2022 | | 1. Elect Michael Finch, Mary Shafer-Malicki and Steven Webster as directors
2. Non-binding approval of executive officer compensation
3. Ratify appointment of Grant Thorton as auditors
4. Amendment of Company's certificate of incorpraotion to increase number of authorized shares of common stock | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Amazon.com, Inc. | AMZN | 23135106 | Annual
5/25/2022 | | 1A.-1K. Elect Jeffrey P. Bezos, Andrew Jassy, Keith Alexander, Edith Cooper, Jamie Gorelick, Daniel Huttenlocher, Judith McGrath, Indra Nooyi, Jonathan Rubenstein, Patricia Stonesifer, Wendell Weeks as directors
2. Ratify appointment of Ernst & Young as independent auditors
3. Advisory vote to approve executive compensation
4. Approve amendment to restated certificate of incorporation to effect a 20-for-1 split of company's common stock and proportionate increase in number of authorized shares of common stock
5. Shareholder proposal requesting report on retirement plan options
6. Shareholder proposal requesting report on customer due diligence
7. Shareholder proposal requesting an alternate director candidate policy
8. Shareholder proposal requesting report on p[ackaging materials
9. Shareholder proposal requesting report on workder health and safety differences
10. Shareholder proposal requesting additional reporting on risks associated with the use of certain contract clauses
11. Shareholder proposal requesting a report on charitable contributions
12. Shareholder proposal requesting alterantive tax reporting
13. Shareholder proposal requesting additional reporting on freedom of association
14. Shareholder proposal requesting additional reporting on lobbying
15. Shareholder proposal requesting a policy requiring more director candidates than board seats
16. Shareholder proposal requesting a report on warehouse working conditions
17. Shareholder proposal requesting additional reporting on gender/racial pay
18. Shareholder proposal requesting a diversity and equity audit
19. Shareholder proposal requesting a report on customer use of certain technologies | Mgmt: 1-4
S/H: 5-19 | Y | For: 1-4
Against: 5-19 | For: All | |
| | The Trade Desk Inc. | TTD | 67103H107 | Annual
5/26/2022 | | 1A.-1C. Elect Lise Buyer, Kathryn Falberg, David Wells as directors
2. Ratify appointment of Pricewaterhouse Coopers as auditors
3. Approve compensation of executive officers | Mgmt: All | Y | For: All | For: All | |
| | Quanta Services, Inc. | PWR | 74762E102 | Annual
5/27/2022 | | 1.1-1.9 Elect Earl Austin, Jr., Doyle Beneby, Vincest Foster, Bernard Fried, Worthing Jackman, Holli Ladhani, David McClanahan, Margaret Shannon, Martha Wyrsch as directors
2. Approve compensation of executive officers
3. Ratify appointment of Pricewaterhouse Coopers as auditors
4. Approve amendment to company's Omnibus Equity Incentive Plan to increase number of shares of common stock that may be issued | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Alphabet Inc. | GOOGL | 02079K305 | Annual
6/1/2022 | | 1A-1J. Elect Larry Page, Sergey Brin, Sundar Pichai, John Hennessy, Francis Arnold, L. John Doerr, Roger Ferguson, Jr., Ann Mather, K. Ram Shriram, Robin Washington as directors
2. Ratify appointment of Ernst & Young as auditors
3. Amendment to Alphabet's 2021 Stock Plan to increase share reserve vby 4 million shares of Class C capital stock
4. Amendment of Amended and Restated Certificate of Incoporation to increase number of authorized shares
5. Stockholder proposal regarding a lobbying report
6. Stockholder proposal regarding a climate lobbying report
7. Stockholder proposal regarding a report on physical risks of climate change
8. Stockholder proposal regarding a report on water management risks
9. Stockholder proposal regarding a racial equity audit
10. Stockholder proposal regarding a on concealment clauses
11. Stockholder proposal regarding equal shareholder voting
12. Stockholder proposal regarding a report on government takedown requests
13. Stockholder proposal regarding a human rights assessment of data center siting
14. Stockholder proposal regarding a report on data collection, privacy, and security
15. Stockholder proposal regarding algorithm disclosures
16. Stockholder proposal regarding misinformation and disinformation
17. Stockholder proposal regarding a report on external costs of disinformation
18. Stockholder proposal regarding report on board diversity
19. Stockholder proposal regarding the establishment of an environmental sustainability board committee
20. Stockholder proposal regarding a policy on non-management employee representative director
21. Stockholder proposal regarding a report on policies regarding military and militarized policing agencies | Mgmt: 1-4
S/H: 5-21 | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Nvidia Corporation | NVDA | 67066G104 | Annual
6/2/2022 | | 1A.-1M. Elect Robert Burgess, Tench Coxe, John Dabri, Persis Drell, Jen-Hsun Huang, Dawn Hudson, Harvey Jones, Michael McCaffery, Stephen Neal, Mark Perry, A. Brooke Seawell, Aarti Shah, Mark Stevens as directors
2. Approve executive compensation
3. Ratify selection of PWC as auditors
4. Approve amendment to charter to increae the number of authorized shares of common stock from 4 billion to 8 billion
5. Approve amendment and restatement of Amended and Restated 2007 Equity Incentive Plan | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Epam Systems, Inc. | EPAM | 29414B104 | Annual
6/2/2022 | | 1.1-1.3 Elect Richard Michael Mayoras, Karl Robb, and Helen Shan as directors
2. Ratify appointment of Deloitte & Touche as directors
3. Advisory approval of executive officer compensation
4. Approve 2022 amended and restated non-employee directors compensation plan | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Willscot Mobile Mini Holdings Corp. | WSC | 971375126 | Annual
6/3/2022 | | 1. Approve amendments to amended and restate certificate of incorporation to imediately declassify board of directors
2. Ratify appointment of Ernst & Young as auditors
3. Advisory approval of executive officer compensation
4aa.-4ak. If Proposal 1 is approved, elect Mark Bartlett, Erika Davis, Sara Dial, Jeffrey Goble, Gerard Holthaus, Kimberly McWaters, Erik Olsson, Rebecca Owen, Jeff Sagansky, Bradley Soultz, Michael Upchurch as directors
4ba.-4bc. If Proposal 1 is not approved, elect Erika Davis, Jeffrey Goble, and Jeff Sagansky as directors | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | UnitedHealth Group | UNH | 910581107 | Annual
6/6/2022 | | 1A.-1H. Elect Timothy Flynn, Paul Garcia, Stephen Hemsley, Michele Hooper, F. William McNabb III, Valerie Montgomery Rice M.D., John Noseworthy, Andrew Witty as directors
2. Advisory approval of executive officer compensation
3. Ratify appointment of Deloitte & Touche as auditors
4. Shareholder proposal seeking shareholder ratification of termination pay
5. Sharehodler proposal regarding political contributions congruency report | Mgmt: 1-3
S/H: 4-5 | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Lululemon Athletica Inc. | LULU | 550021109 | Annual
6/8/2022 | | 1A.-1C. Elect Kathleen Henry, John McNeill. Alison Loehnis as directors
2. Ratify appointment of PWC as auditors
3. Approve on an advisory basis compensation of named executive officers
4. Stockholder proposal regarding a report on the slaughter methods used to procure down | Mgmt: 1-3
S/H: 4 | Y | For: 1-3
Against : 4 | For: All | |
| | Target | TGT | 87612E106 | Annual
6/8/2022 | | 1. Elect David Abney, Douglas Baker, George Barrett, Gail Boudreaux, Brian Cornell, Robert Edwards, Melanie Healey, Donald Knauss, Christine Leahy, monica Lozano, Derica Rice, Dmitri Stockton as directors
2. Ratify appointment of Ersnt & Young as auditors
3. Approve on an advisory basis executive officer compensation
4. Shareholder proposal to amend proxy access bylaw to remove shareholder group input | Mgmt: 1-3
S/H: 4 | Y | For: 1-3
Against: 4 | For: All | |
| | Nextstar Media Group, Inc. | NXST | 65336K103 | Annual
6/13/2022 | | 1.1-1.4 Elect Bernadetter Aulestia, Dennis Fitzsimons, C. Thomas McMillen, Lisbeth McNabb as directors
2. Ratify the appointment of PricewaterhouseCoopers as auditors
3. Advisory approval of executive officer compensation
4. Approve amendment to the amnded and restated articiles of incoporation to eliminate Company's Class B and Class C common stock | Mgmt: All | N | N/A | NA | Proxy not voted due to inadvertence. |
| | MP Materials Corp. | MP | 553368101 | Annual
6/14/2022 | | 1A.-1C. Elect Connie Duckworth, Maryanne Lavan, General (Ret.) Richard Myers as directors
2. Ratify the appointment of KPMG as auditors
3. Advisory vote to approve executive officer compensation
4. Advisory vote on the frequency of future advisory votes on executive officer compensation | Mgmt: All | N | N/A | N/A | Proxy not voted due to inadvertence. |
| | Allscripts Healthcare Solutions, Inc. | MDRX | 01988P108 | Annual
6/21/2022 | | 1. Elect Elizabeth Altman, P. Gregory Garrison, Jonathan Judge, Richard Poulton, David Stevens, Carol Zierhoffer as directors
2. Ratify Grant Thorton as as auditors
3. Approve on an advisory basis executive officer compensaton | Mgmt: All | Y | For: All | For: All | |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
* Print the name and title of each signing officer under his or her signature.
