Oppenheimer Main Street Small Cap Fund Inactive
Filed: 22 Aug 14, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-22806 |
| Exact name of registrant as specified in charter: | Oppenheimer Main Street Small Cap Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Arthur S. Gabinet, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 6/30 |
| Date of reporting period: | 07/01/2013-06/30/2014 |
Item 1.
FORM N-PX
ICA File Number: 811-22806
Registrant Name: Oppenheimer Main Street Small Cap Fund
Reporting Period: 07/01/2013 - 06/30/2014
Oppenheimer Main Street Small Cap Fund
| A. SCHULMAN, INC. Meeting Date: DEC 12, 2013 Record Date: OCT 18, 2013 Meeting Type: ANNUAL | ||||
| Ticker: SHLM Security ID: 808194104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eugene R. Allspach | Management | For | For |
| 1b | Elect Director Gregory T. Barmore | Management | For | For |
| 1c | Elect Director David G. Birney | Management | For | For |
| 1d | Elect Director Howard R. Curd | Management | For | For |
| 1e | Elect Director Joseph M. Gingo | Management | For | For |
| 1f | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1g | Elect Director Lee D. Meyer | Management | For | For |
| 1h | Elect Director James A. Mitarotonda | Management | For | For |
| 1i | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1j | Elect Director Irvin D. Reid | Management | For | For |
| 1k | Elect Director John B. Yasinsky | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ACCO BRANDS CORPORATION Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ACCO Security ID: 00081T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director James A. Buzzard | Management | For | For |
| 1.3 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.4 | Elect Director Boris Elisman | Management | For | For |
| 1.5 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.6 | Elect Director Pradeep Jotwani | Management | For | For |
| 1.7 | Elect Director Robert J. Keller | Management | For | For |
| 1.8 | Elect Director Thomas Kroeger | Management | For | For |
| 1.9 | Elect Director Michael Norkus | Management | For | For |
| 1.10 | Elect Director E. Mark Rajkowski | Management | For | For |
| 1.11 | Elect Director Sheila G. Talton | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AECOM TECHNOLOGY CORPORATION Meeting Date: MAR 06, 2014 Record Date: JAN 06, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ACM Security ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael S. Burke | Management | For | For |
| 1.2 | Elect Director David W. Joos | Management | For | For |
| 1.3 | Elect Director Robert J. Routs | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| AMTRUST FINANCIAL SERVICES, INC. Meeting Date: MAY 23, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
| Ticker: AFSI Security ID: 032359309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald T. DeCarlo | Management | For | For |
| 1.2 | Elect Director Susan C. Fisch | Management | For | For |
| 1.3 | Elect Director Abraham Gulkowitz | Management | For | For |
| 1.4 | Elect Director George Karfunkel | Management | For | For |
| 1.5 | Elect Director Michael Karfunkel | Management | For | Withhold |
| 1.6 | Elect Director Jay J. Miller | Management | For | For |
| 1.7 | Elect Director Barry D. Zyskind | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Meeting Date: APR 29, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ARI Security ID: 03762U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph F. Azrack | Management | For | For |
| 1.2 | Elect Director Mark C. Biderman | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | For |
| 1.4 | Elect Director Eric L. Press | Management | For | For |
| 1.5 | Elect Director Scott S. Prince | Management | For | For |
| 1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.7 | Elect Director Michael E. Salvati | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AQUA AMERICA, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WTR Security ID: 03836W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.2 | Elect Director Michael L. Browne | Management | For | For |
| 1.3 | Elect Director Richard H. Glanton | Management | For | For |
| 1.4 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director Wendell F. Holland | Management | For | For |
| 1.7 | Elect Director Ellen T. Ruff | Management | For | For |
| 1.8 | Elect Director Andrew J. Sordoni, III | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 6 | Require Independent Board Chairman | Shareholder | Against | For |
| ARATANA THERAPEUTICS, INC. Meeting Date: JUN 19, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PETX Security ID: 03874P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Laura A. Brege | Management | For | For |
| 1.2 | Elect Director Robert 'Rip' Gerber | Management | For | For |
| 1.3 | Elect Director Wendy L. Yarno | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| ARES COMMERCIAL REAL ESTATE CORPORATION Meeting Date: JUN 26, 2014 Record Date: APR 28, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ACRE Security ID: 04013V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Caroline E. Blakely | Management | For | For |
| 1.2 | Elect Director John Hope Bryant | Management | For | Withhold |
| 1.3 | Elect Director Robert L. Rosen | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| B/E AEROSPACE, INC. Meeting Date: JUL 24, 2013 Record Date: MAY 28, 2013 Meeting Type: ANNUAL | ||||
| Ticker: BEAV Security ID: 073302101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael F. Senft | Management | For | For |
| 1.2 | Elect Director John T. Whates | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| BANCORPSOUTH, INC. Meeting Date: APR 23, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BXS Security ID: 059692103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. G. Holliman, Jr. | Management | For | For |
| 1.2 | Elect Director Warren A. Hood, Jr. | Management | For | For |
| 1.3 | Elect Director Turner O. Lashlee | Management | For | For |
| 1.4 | Elect Director Alan W. Perry | Management | For | For |
| 1.5 | Elect Director Thomas H. Turner | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BANKUNITED, INC. Meeting Date: MAY 14, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BKU Security ID: 06652K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tere Blanca | Management | For | For |
| 1.2 | Elect Director Sue M. Cobb | Management | For | Withhold |
| 1.3 | Elect Director Eugene F. DeMark | Management | For | Withhold |
| 1.4 | Elect Director Michael J. Dowling | Management | For | Withhold |
| 1.5 | Elect Director John A. Kanas | Management | For | For |
| 1.6 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.7 | Elect Director Rajinder P. Singh | Management | For | For |
| 1.8 | Elect Director Sanjiv Sobti | Management | For | For |
| 1.9 | Elect Director A. Robert Towbin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| BOISE CASCADE COMPANY Meeting Date: MAY 08, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BCC Security ID: 09739D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Thomas E. Carlile | Management | For | For |
| 2 | Elect Director Duane C. McDougall | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| BRINKER INTERNATIONAL, INC. Meeting Date: NOV 07, 2013 Record Date: SEP 09, 2013 Meeting Type: ANNUAL | ||||
| Ticker: EAT Security ID: 109641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director William T. Giles | Management | For | For |
| 1.5 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.6 | Elect Director Jon L. Luther | Management | For | For |
| 1.7 | Elect Director John W. Mims | Management | For | For |
| 1.8 | Elect Director George R. Mrkonic | Management | For | For |
| 1.9 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.10 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CAPITALSOURCE INC. Meeting Date: JAN 13, 2014 Record Date: DEC 04, 2013 Meeting Type: SPECIAL | ||||
| Ticker: CSE Security ID: 14055X102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| CAVIUM, INC. Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CAVM Security ID: 14964U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director C.N. Reddy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CELLDEX THERAPEUTICS, INC. Meeting Date: MAY 28, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CLDX Security ID: 15117B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Timothy M. Shannon | Management | For | For |
| 1.7 | Elect Director Karen L. Shoos | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTURY ALUMINUM COMPANY Meeting Date: SEP 23, 2013 Record Date: JUL 29, 2013 Meeting Type: ANNUAL | ||||
| Ticker: CENX Security ID: 156431108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jarl Berntzen | Management | For | For |
| 1b | Elect Director Michael Bless | Management | For | For |
| 1c | Elect Director Daniel Goldberg | Management | For | Withhold |
| 1d | Elect Director Peter Jones | Management | For | For |
| 1e | Elect Director Andrew Michelmore | Management | For | For |
| 1f | Elect Director John O'Brien | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHATHAM LODGING TRUST Meeting Date: MAY 22, 2014 Record Date: APR 01, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CLDT Security ID: 16208T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Trustee Miles Berger | Management | For | Withhold |
| 1.2 | Elect Trustee Jack P. DeBoer | Management | For | Withhold |
| 1.3 | Elect Trustee Glen R. Gilbert | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYTEC INDUSTRIES INC. Meeting Date: APR 22, 2014 Record Date: FEB 28, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CYT Security ID: 232820100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony G. Fernandes | Management | For | For |
| 1b | Elect Director Shane D. Fleming | Management | For | For |
| 1c | Elect Director Raymond P. Sharpe | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DANA HOLDING CORPORATION Meeting Date: MAY 02, 2014 Record Date: MAR 03, 2014 Meeting Type: ANNUAL | ||||
| Ticker: DAN Security ID: 235825205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.2 | Elect Director Terrence J. Keating | Management | For | For |
| 1.3 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.4 | Elect Director Joseph C. Muscari | Management | For | For |
| 1.5 | Elect Director Mark A. Schulz | Management | For | For |
| 1.6 | Elect Director Keith E. Wandell | Management | For | For |
| 1.7 | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| DEXCOM, INC. Meeting Date: MAY 29, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: DXCM Security ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jonathan T. Lord | Management | For | For |
| 1b | Elect Director Eric Topol | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DUNKIN' BRANDS GROUP, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 12, 2014 Meeting Type: ANNUAL | ||||
| Ticker: DNKN Security ID: 265504100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Hines | Management | For | For |
| 1.2 | Elect Director Joseph Uva | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 5 | Report on Nanomaterial Product Safety | Shareholder | Against | For |
| ENDOLOGIX, INC. Meeting Date: MAY 22, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ELGX Security ID: 29266S106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel Lemaitre | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| EPL OIL & GAS, INC. Meeting Date: MAY 30, 2014 Record Date: APR 21, 2014 Meeting Type: SPECIAL | ||||
| Ticker: EPL Security ID: 26883D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| FINISAR CORPORATION Meeting Date: SEP 03, 2013 Record Date: JUL 12, 2013 Meeting Type: ANNUAL | ||||
| Ticker: FNSR Security ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry S. Rawls | Management | For | For |
| 1.2 | Elect Director Robert N. Stephens | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FIRST NIAGARA FINANCIAL GROUP, INC. Meeting Date: APR 30, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FNFG Security ID: 33582V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas E. Baker | Management | For | For |
| 1.2 | Elect Director James R. Boldt | Management | For | For |
| 1.3 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.4 | Elect Director Roxanne J. Coady | Management | For | For |
| 1.5 | Elect Director Gary M. Crosby | Management | For | For |
| 1.6 | Elect Director Carl Florio | Management | For | For |
| 1.7 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.8 | Elect Director George M. Philip | Management | For | For |
| 1.9 | Elect Director Peter B. Robinson | Management | For | For |
| 1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| FIRSTMERIT CORPORATION Meeting Date: APR 16, 2014 Record Date: FEB 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FMER Security ID: 337915102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| FLAGSTAR BANCORP, INC. Meeting Date: AUG 20, 2013 Record Date: JUL 11, 2013 Meeting Type: ANNUAL | ||||
| Ticker: FBC Security ID: 337930705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Walter N. Carter | Management | For | For |
| 1.2 | Elect Director Alessandro P. DiNello | Management | For | For |
| 1.3 | Elect Director Jay J. Hansen | Management | For | For |
| 1.4 | Elect Director John D. Lewis | Management | For | For |
| 1.5 | Elect Director David J. Matlin | Management | For | Against |
| 1.6 | Elect Director James A. Ovenden | Management | For | For |
| 1.7 | Elect Director Peter Schoels | Management | For | Against |
| 1.8 | Elect Director Michael J. Shonka | Management | For | For |
| 1.9 | Elect Director David L. Treadwell | Management | For | Against |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| 5 | Amend Omnibus Stock Plan | Management | For | Against |
| 6 | Ratify Auditors | Management | For | For |
| FLOWERS FOODS, INC. Meeting Date: MAY 21, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FLO Security ID: 343498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin H. Griswold, IV | Management | For | For |
| 1.2 | Elect Director Margaret G. Lewis | Management | For | For |
| 1.3 | Elect Director Allen L. Shiver | Management | For | For |
| 1.4 | Elect Director C. Martin Wood, III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Ratify Auditors | Management | For | For |
| FLUIDIGM CORPORATION Meeting Date: MAY 21, 2014 Record Date: MAR 27, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FLDM Security ID: 34385P108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick S. Jones | Management | For | For |
| 1.2 | Elect Director Evan Jones | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| FORTINET, INC. Meeting Date: JUN 20, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FTNT Security ID: 34959E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael Xie | Management | For | For |
| 1.2 | Elect Director William H. Neukom | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GREATBATCH, INC. Meeting Date: MAY 16, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GB Security ID: 39153L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela G. Bailey | Management | For | For |
| 1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
| 1.3 | Elect Director Joseph W. Dziedzic | Management | For | For |
| 1.4 | Elect Director Thomas J. Hook | Management | For | For |
| 1.5 | Elect Director Kevin C. Melia | Management | For | For |
| 1.6 | Elect Director Joseph A. Miller, Jr. | Management | For | For |
| 1.7 | Elect Director Bill R. Sanford | Management | For | For |
| 1.8 | Elect Director Peter H. Soderberg | Management | For | For |
| 1.9 | Elect Director William B. Summers, Jr. | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GUIDEWIRE SOFTWARE, INC. Meeting Date: DEC 05, 2013 Record Date: OCT 18, 2013 Meeting Type: ANNUAL | ||||
| Ticker: GWRE Security ID: 40171V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John Cavoores | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| HEALTHSOUTH CORPORATION Meeting Date: MAY 01, 2014 Record Date: MAR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: HLS Security ID: 421924309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Donald L. Correll | Management | For | For |
| 1.3 | Elect Director Yvonne M. Curl | Management | For | For |
| 1.4 | Elect Director Charles M. Elson | Management | For | For |
| 1.5 | Elect Director Jay Grinney | Management | For | For |
| 1.6 | Elect Director Joan E. Herman | Management | For | For |
| 1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1.8 | Elect Director Leslye G. Katz | Management | For | For |
| 1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HMS HOLDINGS CORP. Meeting Date: JUN 19, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: HMSY Security ID: 40425J101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Craig R. Callen | Management | For | For |
| 1b | Elect Director Robert M. Holster | Management | For | For |
| 1c | Elect Director William C. Lucia | Management | For | For |
| 1d | Elect Director Bart M. Schwartz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| HORIZON PHARMA, INC. Meeting Date: JUN 27, 2014 Record Date: MAY 20, 2014 Meeting Type: ANNUAL | ||||
| Ticker: HZNP Security ID: 44047T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gino Santini | Management | For | For |
| 1.2 | Elect Director Timothy P. Walbert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Conversion of Securities | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HUB GROUP, INC. Meeting Date: MAY 09, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: HUBG Security ID: 443320106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David P. Yeager | Management | For | For |
| 1.2 | Elect Director Mark A. Yeager | Management | For | For |
| 1.3 | Elect Director Gary D. Eppen | Management | For | For |
| 1.4 | Elect Director Charles R. Reaves | Management | For | For |
| 1.5 | Elect Director Martin P. Slark | Management | For | For |
| 1.6 | Elect Director Jonathan P. Ward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IMPERVA, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 15, 2014 Meeting Type: ANNUAL | ||||
| Ticker: IMPV Security ID: 45321L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Shlomo Kramer | Management | For | For |
| 1.2 | Elect Director Albert A. Pimentel | Management | For | For |
| 1.3 | Elect Director James R. Tolonen | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| INFOBLOX INC. Meeting Date: DEC 18, 2013 Record Date: OCT 29, 2013 Meeting Type: ANNUAL | ||||
| Ticker: BLOX Security ID: 45672H104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard E. Belluzzo | Management | For | For |
| 1.2 | Elect Director Daniel J. Phelps | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION Meeting Date: MAY 20, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: IART Security ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTREPID POTASH, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: IPI Security ID: 46121Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert P. Jornayvaz, III | Management | For | For |
| 1.2 | Elect Director Hugh E. Harvey, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| J2 GLOBAL, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: JCOM Security ID: 48123V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Richard S. Ressler | Management | For | For |
| 1e | Elect Director Stephen Ross | Management | For | For |
| 1f | Elect Director Michael P. Schulhof | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KAISER ALUMINUM CORPORATION Meeting Date: JUN 04, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: KALU Security ID: 483007704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| KAR AUCTION SERVICES, INC. Meeting Date: JUN 10, 2014 Record Date: APR 16, 2014 Meeting Type: ANNUAL | ||||
| Ticker: KAR Security ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ryan M. Birtwell | Management | For | For |
| 1.2 | Elect Director Brian T. Clingen | Management | For | For |
| 1.3 | Elect Director Donna R. Ecton | Management | For | For |
| 1.4 | Elect Director Peter R. Formanek | Management | For | For |
| 1.5 | Elect Director James P. Hallett | Management | For | For |
| 1.6 | Elect Director Mark E. Hill | Management | For | For |
| 1.7 | Elect Director Lynn Jolliffe | Management | For | For |
| 1.8 | Elect Director Michael T. Kestner | Management | For | For |
| 1.9 | Elect Director John P. Larson | Management | For | For |
| 1.10 | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| KB HOME Meeting Date: APR 03, 2014 Record Date: FEB 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: KBH Security ID: 48666K109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen F. Bollenbach | Management | For | For |
| 1.2 | Elect Director Timothy W. Finchem | Management | For | For |
| 1.3 | Elect Director Thomas W. Gilligan | Management | For | For |
| 1.4 | Elect Director Kenneth M. Jastrow, II | Management | For | For |
| 1.5 | Elect Director Robert L. Johnson | Management | For | For |
| 1.6 | Elect Director Melissa Lora | Management | For | For |
| 1.7 | Elect Director Michael G. McCaffery | Management | For | For |
| 1.8 | Elect Director Jeffrey T. Mezger | Management | For | For |
| 1.9 | Elect Director Luis G. Nogales | Management | For | For |
| 1.10 | Elect Director Michael M. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| KBR, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: KBR Security ID: 48242W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director W. Frank Blount | Management | For | For |
| 1.2 | Elect Director Loren K. Carroll | Management | For | For |
| 1.3 | Elect Director Linda Z. Cook | Management | For | For |
| 1.4 | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1.5 | Elect Director Lester L. Lyles | Management | For | For |
| 1.6 | Elect Director Jack B. Moore | Management | For | For |
| 1.7 | Elect Director Richard J. Slater | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. Meeting Date: JUN 23, 2014 Record Date: APR 25, 2014 Meeting Type: ANNUAL | ||||
| Ticker: KERX Security ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ron Bentsur | Management | For | Withhold |
| 1.2 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.3 | Elect Director Joseph Feczko | Management | For | For |
| 1.4 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.5 | Elect Director Jack Kaye | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KORN/FERRY INTERNATIONAL Meeting Date: SEP 26, 2013 Record Date: AUG 01, 2013 Meeting Type: ANNUAL | ||||
| Ticker: KFY Security ID: 500643200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Gary D. Burnison | Management | For | For |
| 2.2 | Elect Director William R. Floyd | Management | For | For |
| 2.3 | Elect Director Jerry P. Leamon | Management | For | For |
| 2.4 | Elect Director Edward D. Miller | Management | For | For |
| 2.5 | Elect Director Debra J. Perry | Management | For | For |
| 2.6 | Elect Director Gerhard Schulmeyer | Management | For | For |
| 2.7 | Elect Director George T. Shaheen | Management | For | For |
| 2.8 | Elect Director Harry L. You | Management | For | For |
| 3.9 | Elect Director Gary D. Burnison | Management | For | For |
| 3.10 | Elect Director Edward D. Miller | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| LASALLE HOTEL PROPERTIES Meeting Date: MAY 07, 2014 Record Date: FEB 20, 2014 Meeting Type: ANNUAL | ||||
| Ticker: LHO Security ID: 517942108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael D. Barnello | Management | For | For |
| 1.2 | Elect Director Donald A. Washburn | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Management | For | For |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| LIFELOCK, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: LOCK Security ID: 53224V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Albert A. (Rocky) Pimentel | Management | For | Withhold |
| 1.2 | Elect Director Thomas J. Ridge | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| MATTRESS FIRM HOLDING CORP. Meeting Date: MAY 29, 2014 Record Date: APR 03, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MFRM Security ID: 57722W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Childs | Management | For | For |
| 1.2 | Elect Director Joseph M. Fortunato | Management | For | For |
| 1.3 | Elect Director Adam L. Suttin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| MAXIMUS, INC. Meeting Date: MAR 19, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MMS Security ID: 577933104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Russell A. Beliveau | Management | For | For |
| 1.2 | Elect Director John J. Haley | Management | For | For |
| 1.3 | Elect Director Marilyn R. Seymann | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| MB FINANCIAL, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MBFI Security ID: 55264U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director Mitchell Feiger | Management | For | For |
| 1c | Elect Director Charles J. Gries | Management | For | For |
| 1d | Elect Director James N. Hallene | Management | For | For |
| 1e | Elect Director Thomas H. Harvey | Management | For | For |
| 1f | Elect Director Richard J. Holmstrom | Management | For | For |
| 1g | Elect Director Karen J. May | Management | For | For |
| 1h | Elect Director Ronald D. Santo | Management | For | For |
| 1i | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: SEP 27, 2013 Record Date: AUG 22, 2013 Meeting Type: SPECIAL | ||||
| Ticker: MAA Security ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MAA Security ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director Harold W. Ripps | Management | For | For |
| 1i | Elect Director W. Reid Sanders | Management | For | For |
| 1j | Elect Director William B. Sansom | Management | For | For |
| 1k | Elect Director Gary Shorb | Management | For | For |
| 1l | Elect Director John W. Spiegel | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| MOBILE MINI, INC. Meeting Date: JUL 24, 2013 Record Date: MAY 30, 2013 Meeting Type: ANNUAL | ||||
| Ticker: MINI Security ID: 60740F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick McNamee, III | Management | For | For |
| 1.2 | Elect Director Lawrence Trachtenberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| MOBILE MINI, INC. Meeting Date: APR 30, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MINI Security ID: 60740F105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael L. Watts | Management | For | For |
| 1.2 | Elect Director Erik Olsson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MONRO MUFFLER BRAKE, INC. Meeting Date: AUG 06, 2013 Record Date: JUN 18, 2013 Meeting Type: ANNUAL | ||||
| Ticker: MNRO Security ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick M. Danziger | Management | For | For |
| 1.2 | Elect Director Robert G. Gross | Management | For | For |
| 1.3 | Elect Director Stephen C. McCluski | Management | For | For |
| 1.4 | Elect Director Robert E. Mellor | Management | For | For |
| 1.5 | Elect Director Peter J. Solomon | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| OLD DOMINION FREIGHT LINE, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ODFL Security ID: 679580100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Earl E. Congdon | Management | For | For |
| 1.2 | Elect Director David S. Congdon | Management | For | For |
| 1.3 | Elect Director J. Paul Breitbach | Management | For | For |
| 1.4 | Elect Director John R. Congdon, Jr. | Management | For | For |
| 1.5 | Elect Director Robert G. Culp, III | Management | For | For |
| 1.6 | Elect Director John D. Kasarda | Management | For | For |
| 1.7 | Elect Director Leo H. Suggs | Management | For | For |
| 1.8 | Elect Director D. Michael Wray | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ORBITAL SCIENCES CORPORATION Meeting Date: APR 22, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ORB Security ID: 685564106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Janice I. Obuchowski | Management | For | For |
| 1b | Elect Director Frank L. Salizzoni | Management | For | For |
| 1c | Elect Director Harrison H. Schmitt | Management | For | For |
| 1d | Elect Director David W. Thompson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ORITANI FINANCIAL CORP. Meeting Date: NOV 26, 2013 Record Date: OCT 01, 2013 Meeting Type: ANNUAL | ||||
| Ticker: ORIT Security ID: 68633D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
| 1.2 | Elect Director Kevin J. Lynch | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| P. H. GLATFELTER COMPANY Meeting Date: MAY 01, 2014 Record Date: MAR 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GLT Security ID: 377316104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.2 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.3 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.4 | Elect Director J. Robert Hall | Management | For | For |
| 1.5 | Elect Director Richard C. Ill | Management | For | For |
| 1.6 | Elect Director Ronald J. Naples | Management | For | For |
| 1.7 | Elect Director Dante C. Parrini | Management | For | For |
| 1.8 | Elect Director Richard L. Smoot | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAA NATURAL GAS STORAGE, L.P. Meeting Date: DEC 31, 2013 Record Date: NOV 25, 2013 Meeting Type: SPECIAL | ||||
| Ticker: PNG Security ID: 693139107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| PACKAGING CORPORATION OF AMERICA Meeting Date: MAY 13, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PKG Security ID: 695156109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Cheryl K. Beebe | Management | For | For |
| 1.2 | Elect Director Hasan Jameel | Management | For | For |
| 1.3 | Elect Director Mark W. Kowlzan | Management | For | For |
| 1.4 | Elect Director Robert C. Lyons | Management | For | For |
| 1.5 | Elect Director Thomas P. Maurer | Management | For | For |
| 1.6 | Elect Director Samuel M. Mencoff | Management | For | For |
| 1.7 | Elect Director Roger B. Porter | Management | For | For |
| 1.8 | Elect Director Thomas S. Souleles | Management | For | For |
| 1.9 | Elect Director Paul T. Stecko | Management | For | For |
| 1.10 | Elect Director James D. Woodrum | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| PIER 1 IMPORTS, INC. Meeting Date: JUN 20, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PIR Security ID: 720279108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Claire H. Babrowski | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director Hamish A. Dodds | Management | For | For |
| 1.4 | Elect Director Brendan L. Hoffman | Management | For | For |
| 1.5 | Elect Director Terry E. London | Management | For | For |
| 1.6 | Elect Director Cynthia P. McCague | Management | For | For |
| 1.7 | Elect Director Michael A. Peel | Management | For | For |
| 1.8 | Elect Director Ann M. Sardini | Management | For | For |
| 1.9 | Elect Director Alexander W. Smith | Management | For | For |
| 2 | Amend Nonqualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| POOL CORPORATION Meeting Date: MAY 07, 2014 Record Date: MAR 13, 2014 Meeting Type: ANNUAL | ||||
| Ticker: POOL Security ID: 73278L105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Wilson B. Sexton | Management | For | For |
| 1.2 | Elect Director Andrew W. Code | Management | For | For |
| 1.3 | Elect Director James J. Gaffney | Management | For | For |
| 1.4 | Elect Director George T. Haymaker, Jr. | Management | For | For |
| 1.5 | Elect Director Manuel J. Perez de la Mesa | Management | For | For |
| 1.6 | Elect Director Harlan F. Seymour | Management | For | For |
| 1.7 | Elect Director Robert C. Sledd | Management | For | For |
| 1.8 | Elect Director John E. Stokely | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POPEYES LOUISIANA KITCHEN, INC. Meeting Date: MAY 22, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PLKI Security ID: 732872106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Krishnan Anand | Management | For | For |
| 1.2 | Elect Director Victor Arias, Jr. | Management | For | For |
| 1.3 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.4 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.5 | Elect Director John M. Cranor, III | Management | For | For |
| 1.6 | Elect Director R. William Ide, III | Management | For | For |
| 1.7 | Elect Director Joel K. Manby | Management | For | For |
| 1.8 | Elect Director Martyn R. Redgrave | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROOFPOINT, INC. Meeting Date: JUN 09, 2014 Record Date: APR 23, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | For |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| REDWOOD TRUST, INC. Meeting Date: MAY 20, 2014 Record Date: MAR 26, 2014 Meeting Type: ANNUAL | ||||
| Ticker: RWT Security ID: 758075402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.3 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.4 | Elect Director Martin S. Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.7 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| RENEWABLE ENERGY GROUP, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: REGI Security ID: 75972A301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey Stroburg | Management | For | For |
| 1.2 | Elect Director Christopher D. Sorrells | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| ROBERT HALF INTERNATIONAL INC. Meeting Date: MAY 22, 2014 Record Date: APR 02, 2014 Meeting Type: ANNUAL | ||||
| Ticker: RHI Security ID: 770323103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew S. Berwick, Jr. | Management | For | For |
| 1.2 | Elect Director Harold M. Messmer, Jr. | Management | For | For |
| 1.3 | Elect Director Barbara J. Novogradac | Management | For | For |
| 1.4 | Elect Director Robert J. Pace | Management | For | For |
| 1.5 | Elect Director Frederick A. Richman | Management | For | For |
| 1.6 | Elect Director M. Keith Waddell | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAIA, INC. Meeting Date: APR 24, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SAIA Security ID: 78709Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda J. French | Management | For | For |
| 1.2 | Elect Director William F. Martin, Jr. | Management | For | For |
| 1.3 | Elect Director Bjorn E. Olsson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| SEMTECH CORPORATION Meeting Date: JUN 26, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SMTC Security ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director W. Dean Baker | Management | For | For |
| 1.3 | Elect Director James P. Burra | Management | For | For |
| 1.4 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.5 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director John L. Piotrowski | Management | For | For |
| 1.9 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.10 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SIGNET JEWELERS LIMITED Meeting Date: JUN 13, 2014 Record Date: APR 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SIG Security ID: G81276100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect H. Todd Stitzer as Director | Management | For | For |
| 1b | Elect Virginia Drosos as Director | Management | For | For |
| 1c | Elect Dale W. Hilpert as Director | Management | For | For |
| 1d | Elect Marianne Miller Parrs as Director | Management | For | For |
| 1e | Elect Thomas G. Plaskett as Director | Management | For | For |
| 1f | Elect Russell Walls as Director | Management | For | For |
| 1g | Elect Helen McCluskey as Director | Management | For | For |
| 1h | Elect Robert Stack as Director | Management | For | For |
| 1i | Elect Eugenia Ulasewicz as Director | Management | For | For |
| 1j | Elect Michael W. Barnes as Director | Management | For | For |
| 2 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Bylaws | Management | For | For |
| SKYWORKS SOLUTIONS, INC. Meeting Date: MAY 06, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SWKS Security ID: 83088M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David J. McLachlan | Management | For | For |
| 1.2 | Elect Director David J. Aldrich | Management | For | For |
| 1.3 | Elect Director Kevin L. Beebe | Management | For | For |
| 1.4 | Elect Director Timothy R. Furey | Management | For | For |
| 1.5 | Elect Director Balakrishnan S. Iyer | Management | For | For |
| 1.6 | Elect Director Christine King | Management | For | For |
| 1.7 | Elect Director David P. McGlade | Management | For | For |
| 1.8 | Elect Director Robert A. Schriesheim | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPIRIT AIRLINES, INC. Meeting Date: JUN 17, 2014 Record Date: APR 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SAVE Security ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director B. Ben Baldanza | Management | For | For |
| 1.2 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.3 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STAG INDUSTRIAL, INC. Meeting Date: MAY 05, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: STAG Security ID: 85254J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARWOOD PROPERTY TRUST, INC. Meeting Date: APR 30, 2014 Record Date: MAR 10, 2014 Meeting Type: ANNUAL | ||||
| Ticker: STWD Security ID: 85571B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey F. DiModica | Management | For | For |
| 1.3 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.4 | Elect Director Camille J. Douglas | Management | For | For |
| 1.5 | Elect Director Boyd W. Fellows | Management | For | For |
| 1.6 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.7 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | Against |
| SWIFT TRANSPORTATION COMPANY Meeting Date: MAY 08, 2014 Record Date: MAR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SWFT Security ID: 87074U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | Withhold |
| 1.3 | Elect Director David VanderPloeg | Management | For | Withhold |
| 1.4 | Elect Director Glenn Brown | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| 5 | Ratify Auditors | Management | For | For |
| TALMER BANCORP, INC. Meeting Date: JUN 09, 2014 Record Date: APR 21, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TLMR Security ID: 87482X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Max Berlin | Management | For | For |
| 1.2 | Elect Director Donald Coleman | Management | For | For |
| 1.3 | Elect Director Gary Collins | Management | For | For |
| 1.4 | Elect Director Jennifer Granholm | Management | For | For |
| 1.5 | Elect Director Paul Hodges, III | Management | For | For |
| 1.6 | Elect Director Ronald Klein | Management | For | For |
| 1.7 | Elect Director David Leitch | Management | For | For |
| 1.8 | Elect Director Barbara Mahone | Management | For | For |
| 1.9 | Elect Director Robert Naftaly | Management | For | For |
| 1.10 | Elect Director Albert Papa | Management | For | For |
| 1.11 | Elect Director David Provost | Management | For | For |
| 1.12 | Elect Director Wilbur Ross, Jr. | Management | For | Withhold |
| 1.13 | Elect Director Thomas Schellenberg | Management | For | For |
| 1.14 | Elect Director Gary Torgow | Management | For | For |
| 1.15 | Elect Director Arthur Weiss | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| TEAM HEALTH HOLDINGS, INC. Meeting Date: MAY 19, 2014 Record Date: MAR 25, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TMH Security ID: 87817A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Roth | Management | For | For |
| 1.2 | Elect Director James L. Bierman | Management | For | For |
| 1.3 | Elect Director Mary R. Grealy | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TEXAS ROADHOUSE, INC. Meeting Date: MAY 22, 2014 Record Date: MAR 24, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TXRH Security ID: 882681109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Ramsey | Management | For | Withhold |
| 1.2 | Elect Director James R. Zarley | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| THE GREENBRIER COMPANIES, INC. Meeting Date: JAN 08, 2014 Record Date: NOV 13, 2013 Meeting Type: ANNUAL | ||||
| Ticker: GBX Security ID: 393657101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Graeme A. Jack | Management | For | For |
| 1.2 | Elect Director Victoria McManus | Management | For | For |
| 1.3 | Elect Director Wendy L. Teramoto | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| THE SPECTRANETICS CORPORATION Meeting Date: JUN 10, 2014 Record Date: APR 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SPNC Security ID: 84760C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Maria Sainz | Management | For | For |
| 1.2 | Elect Director Daniel A. Pelak | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Increase Authorized Common Stock | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| TIBCO SOFTWARE INC. Meeting Date: APR 03, 2014 Record Date: FEB 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TIBX Security ID: 88632Q103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vivek Y. Ranadive | Management | For | For |
| 1.2 | Elect Director Nanci E. Caldwell | Management | For | For |
| 1.3 | Elect Director Eric C.W. Dunn | Management | For | For |
| 1.4 | Elect Director Peter J. Job | Management | For | For |
| 1.5 | Elect Director David J. West | Management | For | For |
| 1.6 | Elect Director Philip K. Wood | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Auditors | Management | For | For |
| TITAN INTERNATIONAL, INC. Meeting Date: MAY 15, 2014 Record Date: MAR 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TWI Security ID: 88830M102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard M. Cashin, Jr. | Management | For | Withhold |
| 1.2 | Elect Director Albert J. Febbo | Management | For | Withhold |
| 1.3 | Elect Director Gary L. Cowger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Amend Bylaws | Management | For | For |
| TOLL BROTHERS, INC. Meeting Date: MAR 12, 2014 Record Date: JAN 15, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TOL Security ID: 889478103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert I. Toll | Management | For | For |
| 1.2 | Elect Director Bruce E. Toll | Management | For | For |
| 1.3 | Elect Director Douglas C. Yearley, Jr. | Management | For | For |
| 1.4 | Elect Director Robert S. Blank | Management | For | For |
| 1.5 | Elect Director Edward G. Boehne | Management | For | For |
| 1.6 | Elect Director Richard J. Braemer | Management | For | For |
| 1.7 | Elect Director Christine N. Garvey | Management | For | For |
| 1.8 | Elect Director Carl B. Marbach | Management | For | For |
| 1.9 | Elect Director Stephen A. Novick | Management | For | For |
| 1.10 | Elect Director Paul E. Shapiro | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| TRIUMPH GROUP, INC. Meeting Date: JUL 18, 2013 Record Date: MAY 31, 2013 Meeting Type: ANNUAL | ||||
| Ticker: TGI Security ID: 896818101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Paul Bourgon | Management | For | For |
| 1.2 | Elect Director Elmer L. Doty | Management | For | Against |
| 1.3 | Elect Director John G. Drosdick | Management | For | For |
| 1.4 | Elect Director Ralph E. Eberhart | Management | For | For |
| 1.5 | Elect Director Jeffry D. Frisby | Management | For | For |
| 1.6 | Elect Director Richard C. Gozon | Management | For | For |
| 1.7 | Elect Director Richard C. Ill | Management | For | For |
| 1.8 | Elect Director William L. Mansfield | Management | For | For |
| 1.9 | Elect Director Adam J. Palmer | Management | For | For |
| 1.10 | Elect Director Joseph M. Silvestri | Management | For | For |
| 1.11 | Elect Director George Simpson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| TRONOX LIMITED Meeting Date: MAY 21, 2014 Record Date: MAY 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: TROX Security ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Casey | Management | For | For |
| 1.2 | Elect Director Andrew P. Hines | Management | For | For |
| 1.3 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.4 | Elect Director Peter Johnston | Management | For | For |
| 1.5 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.6 | Elect Director Jeffry N. Quinn | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WASTE CONNECTIONS, INC. Meeting Date: MAY 16, 2014 Record Date: MAR 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WCN Security ID: 941053100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Robert H. Davis | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| WEB.COM GROUP, INC. Meeting Date: MAY 07, 2014 Record Date: MAR 07, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WWWW Security ID: 94733A104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David L. Brown | Management | For | For |
| 1.2 | Elect Director Timothy I. Maudlin | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEBSTER FINANCIAL CORPORATION Meeting Date: APR 24, 2014 Record Date: FEB 24, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WBS Security ID: 947890109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joel S. Becker | Management | For | For |
| 1.2 | Elect Director John J. Crawford | Management | For | For |
| 1.3 | Elect Director Robert A. Finkenzeller | Management | For | For |
| 1.4 | Elect Director C. Michael Jacobi | Management | For | For |
| 1.5 | Elect Director Laurence C. Morse | Management | For | For |
| 1.6 | Elect Director Karen R. Osar | Management | For | For |
| 1.7 | Elect Director Mark Pettie | Management | For | For |
| 1.8 | Elect Director Charles W. Shivery | Management | For | For |
| 1.9 | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| WELLCARE HEALTH PLANS, INC. Meeting Date: MAY 28, 2014 Record Date: MAR 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WCG Security ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Carol J. Burt | Management | For | For |
| 1c | Elect Director Roel C. Campos | Management | For | For |
| 1d | Elect Director David J. Gallitano | Management | For | For |
| 1e | Elect Director D. Robert Graham | Management | For | For |
| 1f | Elect Director Kevin F. Hickey | Management | For | For |
| 1g | Elect Director Christian P. Michalik | Management | For | For |
| 1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 1i | Elect Director William L. Trubeck | Management | For | For |
| 1j | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESCO AIRCRAFT HOLDINGS, INC. Meeting Date: JAN 28, 2014 Record Date: DEC 04, 2013 Meeting Type: ANNUAL | ||||
| Ticker: WAIR Security ID: 950814103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Adam J. Palmer | Management | For | Withhold |
| 1.2 | Elect Director Norton A. Schwartz | Management | For | Withhold |
| 1.3 | Elect Director Randy J. Snyder | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | Against |
| WESTERN REFINING, INC. Meeting Date: JUN 04, 2014 Record Date: APR 08, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WNR Security ID: 959319104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Carin Marcy Barth | Management | For | For |
| 2.2 | Elect Director Paul L. Foster | Management | For | For |
| 2.3 | Elect Director L. Frederick Francis | Management | For | Withhold |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| WISDOMTREE INVESTMENTS, INC. Meeting Date: JUL 24, 2013 Record Date: MAY 29, 2013 Meeting Type: ANNUAL | ||||
| Ticker: WETF Security ID: 97717P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven L. Begleiter | Management | For | Against |
| 1.2 | Elect Director Win Neuger | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| WISDOMTREE INVESTMENTS, INC. Meeting Date: JUN 27, 2014 Record Date: MAY 02, 2014 Meeting Type: ANNUAL | ||||
| Ticker: WETF Security ID: 97717P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director R. Jarrett Lilien | Management | For | For |
| 1b | Elect Director Frank Salerno | Management | For | For |
| 1c | Elect Director Jonathan L. Steinberg | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| XPO LOGISTICS, INC. Meeting Date: MAY 27, 2014 Record Date: APR 04, 2014 Meeting Type: ANNUAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bradley S. Jacobs | Management | For | For |
| 1.2 | Elect Director Michael G. Jesselson | Management | For | For |
| 1.3 | Elect Director Adrian P. Kingshott | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Main Street Small Cap Fund |
| By: | William F. Glavin, Jr.* |
| William F. Glavin, Jr., | |
| President and Principal Executive Officer |
Date: August 22, 2014
| *By: | /s/ Lisa Bloomberg |
| ---------------------------------------- | |
| Lisa Bloomberg, Attorney in Fact |