Oppenheimer Main Street Small Cap Fund Inactive
Filed: 29 Aug 17, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-22806 |
| Exact name of registrant as specified in charter: | Oppenheimer Main Street Small Cap Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 6/30 |
| Date of reporting period: | 07/01/2016-06/30/2017 |
Item 1.
FORM N-PX
ICA File Number: 811-22806
Registrant Name: Oppenheimer Main Street Small Cap Fund
Reporting Period: 07/01/2016 - 06/30/2017
Oppenheimer Main Street Small Cap Fund
| AAR CORP. Meeting Date: OCT 11, 2016 Record Date: AUG 16, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AIR Security ID: 000361105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Norman R. Bobins | Management | For | For |
| 1.2 | Elect Director Ronald R. Fogleman | Management | For | For |
| 1.3 | Elect Director James E. Goodwin | Management | For | For |
| 1.4 | Elect Director Marc J. Walfish | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ABM INDUSTRIES INCORPORATED Meeting Date: MAR 08, 2017 Record Date: JAN 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ABM Security ID: 000957100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Anthony G. Fernandes | Management | For | For |
| 1b | Elect Director Thomas M. Gartland | Management | For | For |
| 1c | Elect Director Winifred (Wendy) Markus Webb | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| ACADIA PHARMACEUTICALS INC. Meeting Date: JUN 13, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ACAD Security ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James Daly | Management | For | For |
| 1.2 | Elect Director Edmund P. Harrigan | Management | For | Withhold |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCO BRANDS CORPORATION Meeting Date: MAY 16, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ACCO Security ID: 00081T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James A. Buzzard | Management | For | For |
| 1b | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1c | Elect Director Boris Elisman | Management | For | For |
| 1d | Elect Director Pradeep Jotwani | Management | For | For |
| 1e | Elect Director Robert J. Keller | Management | For | For |
| 1f | Elect Director Thomas Kroeger | Management | For | For |
| 1g | Elect Director Graciela Monteagudo | Management | For | For |
| 1h | Elect Director Hans Michael Norkus | Management | For | For |
| 1i | Elect Director E. Mark Rajkowski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ADDUS HOMECARE CORPORATION Meeting Date: JUN 14, 2017 Record Date: APR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ADUS Security ID: 006739106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven I. Geringer | Management | For | For |
| 1.2 | Elect Director Michael Earley | Management | For | For |
| 2 | Approve Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
| ADVANCED DISPOSAL SERVICES, INC. Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ADSW Security ID: 00790X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jared Parker | Management | For | Withhold |
| 1.2 | Elect Director Matthew Rinklin | Management | For | Withhold |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AKORN, INC. Meeting Date: JUL 01, 2016 Record Date: MAY 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AKRX Security ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John N. Kapoor | Management | For | For |
| 1.2 | Elect Director Kenneth S. Abramowitz | Management | For | Withhold |
| 1.3 | Elect Director Adrienne L. Graves | Management | For | For |
| 1.4 | Elect Director Ronald M. Johnson | Management | For | Withhold |
| 1.5 | Elect Director Steven J. Meyer | Management | For | Withhold |
| 1.6 | Elect Director Terry Allison Rappuhn | Management | For | For |
| 1.7 | Elect Director Brian Tambi | Management | For | For |
| 1.8 | Elect Director Alan Weinstein | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AKORN, INC. Meeting Date: DEC 16, 2016 Record Date: OCT 28, 2016 Meeting Type: SPECIAL | ||||
| Ticker: AKRX Security ID: 009728106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| AMEDISYS, INC. Meeting Date: JUN 08, 2017 Record Date: APR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AMED Security ID: 023436108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Linda J. Hall | Management | For | For |
| 1B | Elect Director Julie D. Klapstein | Management | For | For |
| 1C | Elect Director Paul B. Kusserow | Management | For | For |
| 1D | Elect Director Richard A. Lechleiter | Management | For | For |
| 1E | Elect Director Jake L. Netterville | Management | For | For |
| 1F | Elect Director Bruce D. Perkins | Management | For | For |
| 1G | Elect Director Jeffrey A. Rideout | Management | For | For |
| 1H | Elect Director Donald A. Washburn | Management | For | For |
| 1I | Elect Director Nathaniel M. Zilkha | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| AMERICAN STATES WATER COMPANY Meeting Date: MAY 23, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: AWR Security ID: 029899101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Fielder | Management | For | For |
| 1.2 | Elect Director James F. McNulty | Management | For | For |
| 1.3 | Elect Director Janice F. Wilkins | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| AXOVANT SCIENCES LTD. Meeting Date: AUG 19, 2016 Record Date: JUL 15, 2016 Meeting Type: ANNUAL | ||||
| Ticker: AXON Security ID: G0750W104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ilan Oren | Management | For | Withhold |
| 1.2 | Elect Director Marianne L. Romeo | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| BANKUNITED, INC. Meeting Date: MAY 16, 2017 Record Date: MAR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BKU Security ID: 06652K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Kanas | Management | For | For |
| 1.2 | Elect Director Rajinder P. Singh | Management | For | For |
| 1.3 | Elect Director Tere Blanca | Management | For | For |
| 1.4 | Elect Director Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Director Michael J. Dowling | Management | For | For |
| 1.6 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.7 | Elect Director A. Gail Prudenti | Management | For | For |
| 1.8 | Elect Director Sanjiv Sobti | Management | For | For |
| 1.9 | Elect Director A. Robert Towbin | Management | For | For |
| 1.10 | Elect Director Lynne Wines | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| BENEFICIAL BANCORP, INC. Meeting Date: APR 20, 2017 Record Date: FEB 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BNCL Security ID: 08171T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerard P. Cuddy | Management | For | For |
| 1.2 | Elect Director Frank A. Farnesi | Management | For | For |
| 1.3 | Elect Director Thomas J. Lewis | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| BERKSHIRE HILLS BANCORP, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BHLB Security ID: 084680107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2.1 | Elect Director Paul T. Bossidy | Management | For | For |
| 2.2 | Elect Director Michael P. Daly | Management | For | For |
| 2.3 | Elect Director Cornelius D. Mahoney | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BLACK KNIGHT FINANCIAL SERVICES, INC. Meeting Date: JUN 14, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BKFS Security ID: 09214X100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard N. Massey | Management | For | Withhold |
| 1.2 | Elect Director John D. Rood | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| BOISE CASCADE COMPANY Meeting Date: MAY 04, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BCC Security ID: 09739D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Thomas E. Carlile | Management | For | For |
| 1B | Elect Director Kristopher J. Matula | Management | For | For |
| 1C | Elect Director Duane C. McDougall | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION Meeting Date: JUL 28, 2016 Record Date: JUN 06, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BAH Security ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Melody C. Barnes | Management | For | For |
| 1.2 | Elect Director Arthur E. Johnson | Management | For | For |
| 1.3 | Elect Director Charles O. Rossotti | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| BRANDYWINE REALTY TRUST Meeting Date: MAY 18, 2017 Record Date: MAR 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BDN Security ID: 105368203 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Carol G. Carroll | Management | For | Against |
| 1b | Elect Director James C. Diggs | Management | For | For |
| 1c | Elect Director Wyche Fowler | Management | For | Against |
| 1d | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
| 1e | Elect Director Michael J. Joyce | Management | For | For |
| 1f | Elect Director Anthony A. Nichols, Sr. | Management | For | Against |
| 1g | Elect Director Charles P. Pizzi | Management | For | Against |
| 1h | Elect Director Gerard H. Sweeney | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| BROOKS AUTOMATION, INC. Meeting Date: FEB 08, 2017 Record Date: DEC 12, 2016 Meeting Type: ANNUAL | ||||
| Ticker: BRKS Security ID: 114340102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director A. Clinton Allen | Management | For | For |
| 1.2 | Elect Director Robyn C. Davis | Management | For | For |
| 1.3 | Elect Director Joseph R. Martin | Management | For | For |
| 1.4 | Elect Director John K. McGillicuddy | Management | For | For |
| 1.5 | Elect Director Krishna G. Palepu | Management | For | For |
| 1.6 | Elect Director Kirk P. Pond | Management | For | For |
| 1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
| 1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
| 1.9 | Elect Director Mark. S. Wrighton | Management | For | For |
| 1.10 | Elect Director Ellen M. Zane | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
| BURLINGTON STORES, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: BURL Security ID: 122017106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ted English | Management | For | For |
| 1.2 | Elect Director Jordan Hitch | Management | For | For |
| 1.3 | Elect Director Mary Ann Tocio | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| CACI INTERNATIONAL INC Meeting Date: NOV 17, 2016 Record Date: SEP 19, 2016 Meeting Type: ANNUAL | ||||
| Ticker: CACI Security ID: 127190304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Kenneth Asbury | Management | For | For |
| 1B | Elect Director Michael A. Daniels | Management | For | For |
| 1C | Elect Director James S. Gilmore, III | Management | For | For |
| 1D | Elect Director William L. Jews | Management | For | For |
| 1E | Elect Director Gregory G. Johnson | Management | For | For |
| 1F | Elect Director J. Phillip London | Management | For | For |
| 1G | Elect Director James L. Pavitt | Management | For | For |
| 1H | Elect Director Warren R. Phillips | Management | For | For |
| 1I | Elect Director Charles P. Revoile | Management | For | For |
| 1J | Elect Director William Scott Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CENTURY ALUMINUM COMPANY Meeting Date: JUN 19, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CENX Security ID: 156431108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jarl Berntzen | Management | For | For |
| 1.2 | Elect Director Michael Bless | Management | For | For |
| 1.3 | Elect Director Errol Glasser | Management | For | For |
| 1.4 | Elect Director Daniel Goldberg | Management | For | For |
| 1.5 | Elect Director Terence Wilkinson | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CHEMICAL FINANCIAL CORPORATION Meeting Date: APR 26, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CHFC Security ID: 163731102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Fitterling | Management | For | For |
| 1.2 | Elect Director Ronald A. Klein | Management | For | For |
| 1.3 | Elect Director Richard M. Lievense | Management | For | For |
| 1.4 | Elect Director Barbara J. Mahone | Management | For | For |
| 1.5 | Elect Director John E. Pelizzari | Management | For | For |
| 1.6 | Elect Director David T. Provost | Management | For | For |
| 1.7 | Elect Director David B. Ramaker | Management | For | For |
| 1.8 | Elect Director Larry D. Stauffer | Management | For | For |
| 1.9 | Elect Director Jeffrey L. Tate | Management | For | For |
| 1.10 | Elect Director Gary Torgow | Management | For | For |
| 1.11 | Elect Director Arthur A. Weiss | Management | For | For |
| 1.12 | Elect Director Franklin C. Wheatlake | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| CLOVIS ONCOLOGY, INC. Meeting Date: JUN 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CLVS Security ID: 189464100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Keith Flaherty | Management | For | For |
| 1.2 | Elect Director Ginger L. Graham | Management | For | For |
| 1.3 | Elect Director Edward J. McKinley | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| CUSTOMERS BANCORP, INC. Meeting Date: MAY 31, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CUBI Security ID: 23204G100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T. Lawrence Way | Management | For | For |
| 1.2 | Elect Director Steven J. Zuckerman | Management | For | Withhold |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| CYPRESS SEMICONDUCTOR CORPORATION Meeting Date: MAR 24, 2017 Record Date: FEB 27, 2017 Meeting Type: PROXY CONTEST | ||||
| Ticker: CY Security ID: 232806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1 | Eliminate Cumulative Voting | Management | For | For |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1 | Eliminate Cumulative Voting | Management | None | Did Not Vote |
| CYPRESS SEMICONDUCTOR CORPORATION Meeting Date: JUN 20, 2017 Record Date: APR 18, 2017 Meeting Type: PROXY CONTEST | ||||
| Ticker: CY Security ID: 232806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| Management Proxy (White Proxy Card) | ||||
| 1.1 | Elect Director W. Steve Albrecht | Management | For | Did Not Vote |
| 1.2 | Elect Director Eric A. Benhamou | Management | For | Did Not Vote |
| 1.3 | Elect Director H. Raymond Bingham - Withdrawn Resolution | Management | None | None |
| 1.4 | Elect Director Hassane El-Khoury | Management | For | Did Not Vote |
| 1.5 | Elect Director Oh Chul Kwon | Management | For | Did Not Vote |
| 1.6 | Elect Director Wilbert van den Hoek | Management | For | Did Not Vote |
| 1.7 | Elect Director Michael Wishart | Management | For | Did Not Vote |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Did Not Vote |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Did Not Vote |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Did Not Vote |
| 5 | Amend Omnibus Stock Plan | Management | For | Did Not Vote |
| Proposal No | Proposal | Proposed By | Dissident Recommendation | Vote Cast |
| Dissident Proxy (Gold Proxy Card) | ||||
| 1.1 | Elect Director J. Daniel McCranie | Shareholder | For | For |
| 1.2 | Elect Directors Camillo Martino | Shareholder | For | For |
| 1.3 | Management Nominee W. Steve Albrecht | Shareholder | For | For |
| 1.4 | Management Nominee Hassane El-Khoury | Shareholder | For | For |
| 1.5 | Management Nominee Oh Chul Kwon | Shareholder | For | For |
| 1.6 | Management Nominee Wilbert van den Hoek | Shareholder | For | For |
| 1.7 | Management Nominee Michael Wishart | Shareholder | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | Against | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Amend Omnibus Stock Plan | Management | Abstain | Against |
| CYS INVESTMENTS, INC. Meeting Date: MAY 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: CYS Security ID: 12673A108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin E. Grant | Management | For | For |
| 1.2 | Elect Director Tanya S. Beder | Management | For | Withhold |
| 1.3 | Elect Director Karen Hammond | Management | For | For |
| 1.4 | Elect Director Stephen P. Jonas | Management | For | For |
| 1.5 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
| 1.6 | Elect Director Dale A. Reiss | Management | For | Withhold |
| 1.7 | Elect Director James A. Stern | Management | For | Withhold |
| 1.8 | Elect Director David A. Tyson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| DIAMONDROCK HOSPITALITY COMPANY Meeting Date: MAY 02, 2017 Record Date: MAR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DRH Security ID: 252784301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William W. McCarten | Management | For | For |
| 1.2 | Elect Director Daniel J. Altobello | Management | For | For |
| 1.3 | Elect Director Timothy R. Chi | Management | For | For |
| 1.4 | Elect Director Maureen L. McAvey | Management | For | For |
| 1.5 | Elect Director Gilbert T. Ray | Management | For | For |
| 1.6 | Elect Director William J. Shaw | Management | For | For |
| 1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
| 1.8 | Elect Director Mark W. Brugger | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| DSW INC. Meeting Date: MAY 24, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DSW Security ID: 23334L102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolee Lee | Management | For | For |
| 1.2 | Elect Director Harvey L. Sonnenberg | Management | For | For |
| 1.3 | Elect Director Allan J. Tanenbaum | Management | For | For |
| 1.4 | Elect Director Joanne Zaiac | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| DUPONT FABROS TECHNOLOGY, INC. Meeting Date: JUN 12, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DFT Security ID: 26613Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Christopher P. Eldredge | Management | For | For |
| 1.5 | Elect Director Frederic V. Malek | Management | For | For |
| 1.6 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.7 | Elect Director Mary M. Styer | Management | For | For |
| 1.8 | Elect Director John H. Toole | Management | For | For |
| 2 | Provide Shareholders and the Board with the Concurrent Power to Amend the Bylaws | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| DYCOM INDUSTRIES, INC. Meeting Date: NOV 22, 2016 Record Date: OCT 03, 2016 Meeting Type: ANNUAL | ||||
| Ticker: DY Security ID: 267475101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eitan Gertel | Management | For | For |
| 1b | Elect Director Anders Gustafsson | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| EXELIXIS, INC. Meeting Date: MAY 24, 2017 Record Date: MAR 31, 2017 Meeting Type: ANNUAL | ||||
| Ticker: EXEL Security ID: 30161Q104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael M. Morrissey | Management | For | For |
| 1.2 | Elect Director Stelios Papadopoulos | Management | For | For |
| 1.3 | Elect Director George A. Scangos | Management | For | For |
| 1.4 | Elect Director Lance Willsey | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| FCB FINANCIAL HOLDINGS, INC. Meeting Date: MAY 15, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FCB Security ID: 30255G103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Vincent S. Tese | Management | For | For |
| 1.2 | Elect Director Les J. Lieberman | Management | For | For |
| 1.3 | Elect Director Stuart I. Oran | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| FLEETMATICS GROUP PUBLIC LIMITED COMPANY Meeting Date: AUG 01, 2016 Record Date: JUN 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: FLTX Security ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Vincent R. De Palma | Management | For | For |
| 1b | Elect Director Andrew G. Flett | Management | For | For |
| 1c | Elect Director Jack Noonan | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FOUR CORNERS PROPERTY TRUST, INC. Meeting Date: JUN 16, 2017 Record Date: APR 19, 2017 Meeting Type: ANNUAL | ||||
| Ticker: FCPT Security ID: 35086T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William H. Lenehan | Management | For | For |
| 1b | Elect Director Douglas B. Hansen, Jr. | Management | For | For |
| 1c | Elect Director John S. Moody | Management | For | For |
| 1d | Elect Director Marran H. Ogilvie | Management | For | For |
| 1e | Elect Director Paul E. Szurek | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GENERAC HOLDINGS INC. Meeting Date: JUN 15, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GNRC Security ID: 368736104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Todd A. Adams | Management | For | For |
| 1.2 | Elect Director Bennett Morgan | Management | For | For |
| 1.3 | Elect Director Dominick Zarcone | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 6 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| GENESEE & WYOMING INC. Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GWR Security ID: 371559105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John C. Hellmann | Management | For | For |
| 1.2 | Elect Director Albert J. Neupaver | Management | For | For |
| 1.3 | Elect Director Joseph H. Pyne | Management | For | For |
| 1.4 | Elect Director Hunter C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| GROUP 1 AUTOMOTIVE, INC. Meeting Date: MAY 12, 2017 Record Date: MAR 15, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GPI Security ID: 398905109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John L. Adams | Management | For | For |
| 1.2 | Elect Director Carin M. Barth | Management | For | For |
| 1.3 | Elect Director Earl J. Hesterberg | Management | For | For |
| 1.4 | Elect Director Lincoln Pereira | Management | For | For |
| 1.5 | Elect Director Stephen D. Quinn | Management | For | For |
| 1.6 | Elect Director J. Terry Strange | Management | For | For |
| 1.7 | Elect Director Charles L. Szews | Management | For | For |
| 1.8 | Elect Director Max P. Watson, Jr. | Management | For | For |
| 1.9 | Elect Director MaryAnn Wright | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| GUIDEWIRE SOFTWARE, INC. Meeting Date: DEC 01, 2016 Record Date: OCT 07, 2016 Meeting Type: ANNUAL | ||||
| Ticker: GWRE Security ID: 40171V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Craig Conway | Management | For | For |
| 1.2 | Elect Director Guy Dubois | Management | For | For |
| 2 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HEXCEL CORPORATION Meeting Date: MAY 04, 2017 Record Date: MAR 09, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HXL Security ID: 428291108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nick L. Stanage | Management | For | For |
| 1.2 | Elect Director Joel S. Beckman | Management | For | For |
| 1.3 | Elect Director Lynn Brubaker | Management | For | For |
| 1.4 | Elect Director Jeffrey C. Campbell | Management | For | For |
| 1.5 | Elect Director Cynthia M. Egnotovich | Management | For | For |
| 1.6 | Elect Director W. Kim Foster | Management | For | For |
| 1.7 | Elect Director Thomas A. Gendron | Management | For | For |
| 1.8 | Elect Director Jeffrey A. Graves | Management | For | For |
| 1.9 | Elect Director Guy C. Hachey | Management | For | For |
| 1.10 | Elect Director David L. Pugh | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOLLYFRONTIER CORPORATION Meeting Date: MAY 10, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HFC Security ID: 436106108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director George J. Damiris | Management | For | For |
| 1c | Elect Director Leldon E. Echols | Management | For | For |
| 1d | Elect Director R. Kevin Hardage | Management | For | For |
| 1e | Elect Director Michael C. Jennings | Management | For | For |
| 1f | Elect Director Robert J. Kostelnik | Management | For | For |
| 1g | Elect Director James H. Lee | Management | For | For |
| 1h | Elect Director Franklin Myers | Management | For | For |
| 1i | Elect Director Michael E. Rose | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| HOSTESS BRANDS, INC. Meeting Date: JUN 15, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TWNK Security ID: 44109J106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark R. Stone | Management | For | For |
| 1.2 | Elect Director William D. Toler | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| HOUGHTON MIFFLIN HARCOURT COMPANY Meeting Date: MAY 19, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: HMHC Security ID: 44157R109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel M. Allen | Management | For | For |
| 1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
| 1.3 | Elect Director Lawrence K. Fish | Management | For | For |
| 1.4 | Elect Director Jill A. Greenthal | Management | For | For |
| 1.5 | Elect Director John F. Killian | Management | For | For |
| 1.6 | Elect Director John R. McKernan, Jr. | Management | For | For |
| 1.7 | Elect Director Brian A. Napack | Management | For | For |
| 1.8 | Elect Director E. Rogers Novak, Jr. | Management | For | For |
| 1.9 | Elect Director Tracey D. Weber | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| IBERIABANK CORPORATION Meeting Date: MAY 09, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: IBKC Security ID: 450828108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harry V. Barton, Jr. | Management | For | For |
| 1.2 | Elect Director E. Stewart Shea, III | Management | For | For |
| 1.3 | Elect Director David H. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| INGEVITY CORPORATION Meeting Date: APR 27, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NGVT Security ID: 45688C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard B. Kelson | Management | For | For |
| 1.2 | Elect Director D. Michael Wilson | Management | For | For |
| 2 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 6 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| J2 GLOBAL, INC. Meeting Date: MAY 04, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JCOM Security ID: 48123V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Douglas Y. Bech | Management | For | For |
| 1.2 | Elect Director Robert J. Cresci | Management | For | For |
| 1.3 | Elect Director W. Brian Kretzmer | Management | For | For |
| 1.4 | Elect Director Jonathan F. Miller | Management | For | For |
| 1.5 | Elect Director Richard S. Ressler | Management | For | For |
| 1.6 | Elect Director Stephen Ross | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| JAMES RIVER GROUP HOLDINGS, LTD. Meeting Date: MAY 02, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: JRVR Security ID: G5005R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director J. Adam Abram | Management | For | Withhold |
| 1b | Elect Director Robert P. Myron | Management | For | Withhold |
| 1c | Elect Director Michael T. Oakes | Management | For | Withhold |
| 2 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| KAISER ALUMINUM CORPORATION Meeting Date: JUN 14, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KALU Security ID: 483007704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carolyn Bartholomew | Management | For | For |
| 1.2 | Elect Director Jack A. Hockema | Management | For | For |
| 1.3 | Elect Director Lauralee E. Martin | Management | For | For |
| 1.4 | Elect Director Brett E. Wilcox | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KBR, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: KBR Security ID: 48242W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Mark E. Baldwin | Management | For | For |
| 1B | Elect Director James R. Blackwell | Management | For | For |
| 1C | Elect Director Stuart J. B. Bradie | Management | For | For |
| 1D | Elect Director Loren K. Carroll | Management | For | For |
| 1E | Elect Director Jeffrey E. Curtiss | Management | For | For |
| 1F | Elect Director Umberto della Sala | Management | For | For |
| 1G | Elect Director Lester L. Lyles | Management | For | For |
| 1H | Elect Director Jack B. Moore | Management | For | For |
| 1I | Elect Director Ann D. Pickard | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| KORN/FERRY INTERNATIONAL Meeting Date: OCT 06, 2016 Record Date: AUG 17, 2016 Meeting Type: ANNUAL | ||||
| Ticker: KFY Security ID: 500643200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Doyle N. Beneby | Management | For | For |
| 1B | Elect Director Gary D. Burnison | Management | For | For |
| 1C | Elect Director William R. Floyd | Management | For | For |
| 1D | Elect Director Christina A. Gold | Management | For | For |
| 1E | Elect Director Jerry P. Leamon | Management | For | For |
| 1F | Elect Director Debra J. Perry | Management | For | For |
| 1G | Elect Director George T. Shaheen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MASONITE INTERNATIONAL CORPORATION Meeting Date: MAY 11, 2017 Record Date: MAR 13, 2017 Meeting Type: ANNUAL | ||||
| Ticker: DOOR Security ID: 575385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick J. Lynch | Management | For | For |
| 1.2 | Elect Director Jody L. Bilney | Management | For | For |
| 1.3 | Elect Director Robert J. Byrne | Management | For | For |
| 1.4 | Elect Director Peter R. Dachowski | Management | For | For |
| 1.5 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.6 | Elect Director George A. Lorch | Management | For | For |
| 1.7 | Elect Director Rick J. Mills | Management | For | For |
| 1.8 | Elect Director Francis M. Scricco | Management | For | For |
| 1.9 | Elect Director John C. Wills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MATADOR RESOURCES COMPANY Meeting Date: JUN 01, 2017 Record Date: APR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MTDR Security ID: 576485205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph Wm. Foran | Management | For | For |
| 1.2 | Elect Director Reynald A. Baribault | Management | For | For |
| 1.3 | Elect Director R. Gaines Baty | Management | For | For |
| 1.4 | Elect Director William M. Byerley | Management | For | For |
| 1.5 | Elect Director Julia P. Forrester | Management | For | For |
| 1.6 | Elect Director Kenneth L. Stewart | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| MATTHEWS INTERNATIONAL CORPORATION Meeting Date: FEB 16, 2017 Record Date: DEC 30, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MATW Security ID: 577128101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gregory S. Babe | Management | For | For |
| 1.2 | Elect Director Don W. Quigley, Jr. | Management | For | For |
| 1.3 | Elect Director David A. Schawk | Management | For | For |
| 2 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| MAXLINEAR, INC. Meeting Date: MAY 24, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MXL Security ID: 57776J100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Theodore L. Tewksbury | Management | For | For |
| 1.2 | Elect Director Albert J. Moyer | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| MB FINANCIAL, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MBFI Security ID: 55264U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director C. Bryan Daniels | Management | For | For |
| 1c | Elect Director Mitchell Feiger | Management | For | For |
| 1d | Elect Director Sunil Garg | Management | For | For |
| 1e | Elect Director Charles J. Gries | Management | For | For |
| 1f | Elect Director James N. Hallene | Management | For | For |
| 1g | Elect Director Thomas H. Harvey | Management | For | For |
| 1h | Elect Director Richard J. Holmstrom | Management | For | For |
| 1i | Elect Director Karen J. May | Management | For | For |
| 1j | Elect Director Ronald D. Santo | Management | For | For |
| 1k | Elect Director Jennifer W. Steans | Management | For | For |
| 1l | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify RSM US LLP as Auditors | Management | For | For |
| MKS INSTRUMENTS, INC. Meeting Date: MAY 10, 2017 Record Date: MAR 08, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MKSI Security ID: 55306N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John R. Bertucci | Management | For | For |
| 1.2 | Elect Director Gregory R. Beecher | Management | For | For |
| 1.3 | Elect Director Rick D. Hess | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NATIONAL STORAGE AFFILIATES TRUST Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NSA Security ID: 637870106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arlen D. Nordhagen | Management | For | For |
| 1.2 | Elect Director George L. Chapman | Management | For | Withhold |
| 1.3 | Elect Director Kevin M. Howard | Management | For | For |
| 1.4 | Elect Director Paul W. Hylbert, Jr. | Management | For | Withhold |
| 1.5 | Elect Director Chad L. Meisinger | Management | For | Withhold |
| 1.6 | Elect Director Steven G. Osgood | Management | For | For |
| 1.7 | Elect Director Dominic M. Palazzo | Management | For | For |
| 1.8 | Elect Director Mark Van Mourick | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| NUVASIVE, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 23, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NUVA Security ID: 670704105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Gregory T. Lucier | Management | For | For |
| 1b | Elect Director Leslie V. Norwalk | Management | For | For |
| 1c | Elect Director Michael D. O'Halleran | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| NXSTAGE MEDICAL, INC. Meeting Date: MAY 25, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NXTM Security ID: 67072V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Heyward R. Donigan | Management | For | For |
| 1.3 | Elect Director Robert G. Funari | Management | For | For |
| 1.4 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.5 | Elect Director Earl R. Lewis | Management | For | For |
| 1.6 | Elect Director Jean K. Mixer | Management | For | For |
| 1.7 | Elect Director Craig W. Moore | Management | For | For |
| 1.8 | Elect Director Reid S. Perper | Management | For | For |
| 1.9 | Elect Director James J. Peters | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 5 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 6 | Amend Omnibus Stock Plan | Management | For | For |
| OCEANFIRST FINANCIAL CORP. Meeting Date: JUN 02, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: OCFC Security ID: 675234108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven E. Brady | Management | For | For |
| 1.2 | Elect Director Joseph J. Burke | Management | For | For |
| 1.3 | Elect Director Angelo Catania | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| ON ASSIGNMENT, INC. Meeting Date: JUN 08, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ASGN Security ID: 682159108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter T. Dameris | Management | For | For |
| 1.2 | Elect Director Jonathan S. Holman | Management | For | For |
| 1.3 | Elect Director Arshad Matin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ORITANI FINANCIAL CORP. Meeting Date: NOV 22, 2016 Record Date: OCT 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: ORIT Security ID: 68633D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas Antonaccio | Management | For | For |
| 1.2 | Elect Director Harvey R. Hirschfeld | Management | For | For |
| 1.3 | Elect Director Kevin J. Lynch | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| P. H. GLATFELTER COMPANY Meeting Date: MAY 04, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: GLT Security ID: 377316104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Brown | Management | For | For |
| 1.2 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.3 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.4 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.5 | Elect Director J. Robert Hall | Management | For | For |
| 1.6 | Elect Director Richard C. Ill | Management | For | For |
| 1.7 | Elect Director Ronald J. Naples | Management | For | For |
| 1.8 | Elect Director Dante C. Parrini | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PAYLOCITY HOLDING CORPORATION Meeting Date: DEC 09, 2016 Record Date: OCT 11, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PCTY Security ID: 70438V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven R. Beauchamp | Management | For | For |
| 1.2 | Elect Director Andres D. Reiner | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| PEGASYSTEMS INC. Meeting Date: JUN 21, 2017 Record Date: MAY 03, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PEGA Security ID: 705573103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter Gyenes | Management | For | For |
| 1.2 | Elect Director Richard H. Jones | Management | For | For |
| 1.3 | Elect Director Steven F. Kaplan | Management | For | For |
| 1.4 | Elect Director Dianne Ledingham | Management | For | For |
| 1.5 | Elect Director James P. O'Halloran | Management | For | For |
| 1.6 | Elect Director Sharon Rowlands | Management | For | For |
| 1.7 | Elect Director Alan Trefler | Management | For | For |
| 1.8 | Elect Director Larry Weber | Management | For | For |
| 1.9 | Elect Director William W. Wyman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| PINNACLE FOODS INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PF Security ID: 72348P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jane Nielsen | Management | For | For |
| 1.2 | Elect Director Muktesh Pant | Management | For | For |
| 1.3 | Elect Director Raymond Silcock | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PORTLAND GENERAL ELECTRIC COMPANY Meeting Date: APR 26, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: POR Security ID: 736508847 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director John W. Ballantine | Management | For | For |
| 1b | Elect Director Rodney L. Brown, Jr. | Management | For | For |
| 1c | Elect Director Jack E. Davis | Management | For | For |
| 1d | Elect Director David A. Dietzler | Management | For | For |
| 1e | Elect Director Kirby A. Dyess | Management | For | For |
| 1f | Elect Director Mark B. Ganz | Management | For | For |
| 1g | Elect Director Kathryn J. Jackson | Management | For | For |
| 1h | Elect Director Neil J. Nelson | Management | For | For |
| 1i | Elect Director M. Lee Pelton | Management | For | For |
| 1j | Elect Director James J. Piro | Management | For | For |
| 1k | Elect Director Charles W. Shivery | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| PRESTIGE BRANDS HOLDINGS, INC. Meeting Date: AUG 02, 2016 Record Date: JUN 14, 2016 Meeting Type: ANNUAL | ||||
| Ticker: PBH Security ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Sheila A. Hopkins | Management | For | For |
| 1.5 | Elect Director James M. Jenness | Management | For | For |
| 1.6 | Elect Director Carl J. Johnson | Management | For | For |
| 1.7 | Elect Director Natale S. Ricciardi | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROOFPOINT, INC. Meeting Date: JUN 01, 2017 Record Date: APR 05, 2017 Meeting Type: ANNUAL | ||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jonathan Feiber | Management | For | For |
| 1.2 | Elect Director Eric Hahn | Management | For | Withhold |
| 1.3 | Elect Director Kevin Harvey | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REALOGY HOLDINGS CORP. Meeting Date: MAY 03, 2017 Record Date: MAR 07, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RLGY Security ID: 75605Y106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Raul Alvarez | Management | For | For |
| 1.2 | Elect Director Fiona P. Dias | Management | For | For |
| 1.3 | Elect Director Matthew J. Espe | Management | For | For |
| 1.4 | Elect Director V. Ann Hailey | Management | For | For |
| 1.5 | Elect Director Duncan L. Niederauer | Management | For | For |
| 1.6 | Elect Director Richard A. Smith | Management | For | For |
| 1.7 | Elect Director Sherry M. Smith | Management | For | For |
| 1.8 | Elect Director Christopher S. Terrill | Management | For | For |
| 1.9 | Elect Director Michael J. Williams | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| RENEWABLE ENERGY GROUP, INC. Meeting Date: MAY 08, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: REGI Security ID: 75972A301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Jeffrey Stroburg | Management | For | For |
| 1b | Elect Director Christopher D. Sorrells | Management | For | For |
| 1c | Elect Director Peter J. M. Harding | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 5 | Amend Omnibus Stock Plan | Management | For | For |
| 6 | Approve Removal of Common Stock Issuance Restrictions | Management | For | Against |
| RIGNET, INC. Meeting Date: MAY 03, 2017 Record Date: MAR 06, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RNET Security ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Brent K. Whittington | Management | For | For |
| 1.8 | Elect Director Ditlef de Vibe | Management | For | For |
| 1.9 | Elect Director Steven E. Pickett | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAGE THERAPEUTICS, INC. Meeting Date: JUN 07, 2017 Record Date: APR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SAGE Security ID: 78667J108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Michael F. Cola | Management | For | Against |
| 1B | Elect Director Jeffrey M. Jonas | Management | For | Against |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SALLY BEAUTY HOLDINGS, INC. Meeting Date: JAN 26, 2017 Record Date: DEC 01, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SBH Security ID: 79546E104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Katherine Button Bell | Management | For | For |
| 1.2 | Elect Director Christian A. Brickman | Management | For | For |
| 1.3 | Elect Director Erin Nealy Cox | Management | For | For |
| 1.4 | Elect Director Marshall E. Eisenberg | Management | For | For |
| 1.5 | Elect Director David W. Gibbs | Management | For | For |
| 1.6 | Elect Director Robert R. McMaster | Management | For | For |
| 1.7 | Elect Director John A. Miller | Management | For | For |
| 1.8 | Elect Director Susan R. Mulder | Management | For | For |
| 1.9 | Elect Director Edward W. Rabin | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SEMTECH CORPORATION Meeting Date: JUN 15, 2017 Record Date: APR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SMTC Security ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director Ye Jane Li | Management | For | For |
| 1.6 | Elect Director James T. Lindstrom | Management | For | For |
| 1.7 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Omnibus Stock Plan | Management | For | For |
| SITEONE LANDSCAPE SUPPLY, INC. Meeting Date: MAY 16, 2017 Record Date: MAR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SITE Security ID: 82982L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William (Bill) W. Douglas, III | Management | For | Withhold |
| 1.2 | Elect Director Michael J. Grebe | Management | For | For |
| 1.3 | Elect Director Jeri L. Isbell | Management | For | For |
| 1.4 | Elect Director David H. Wasserman | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| SONIC CORP. Meeting Date: JAN 19, 2017 Record Date: NOV 21, 2016 Meeting Type: ANNUAL | ||||
| Ticker: SONC Security ID: 835451105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tony D. Bartel | Management | For | For |
| 1.2 | Elect Director Steven A. Davis | Management | For | For |
| 1.3 | Elect Director Lauren R. Hobart | Management | For | For |
| 1.4 | Elect Director Jeffrey H. Schutz | Management | For | For |
| 1.5 | Elect Director Kathryn L. Taylor | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| SPIRIT AIRLINES, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SAVE Security ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert L. Fornaro | Management | For | For |
| 1.2 | Elect Director H. McIntyre Gardner | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STERLING BANCORP Meeting Date: MAY 23, 2017 Record Date: MAR 30, 2017 Meeting Type: ANNUAL | ||||
| Ticker: STL Security ID: 85917A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John P. Cahill | Management | For | For |
| 1.2 | Elect Director James F. Deutsch | Management | For | For |
| 1.3 | Elect Director Navy E. Djonovic | Management | For | For |
| 1.4 | Elect Director Fernando Ferrer | Management | For | For |
| 1.5 | Elect Director Thomas Graham Kahn | Management | For | For |
| 1.6 | Elect Director Jack L. Kopnisky | Management | For | For |
| 1.7 | Elect Director James J. Landy | Management | For | For |
| 1.8 | Elect Director Robert W. Lazar | Management | For | For |
| 1.9 | Elect Director Richard O'Toole | Management | For | For |
| 1.10 | Elect Director Burt Steinberg | Management | For | For |
| 1.11 | Elect Director William E. Whiston | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| STERLING BANCORP Meeting Date: JUN 13, 2017 Record Date: APR 28, 2017 Meeting Type: SPECIAL | ||||
| Ticker: STL Security ID: 85917A100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Acquisition | Management | For | For |
| 2 | Increase Authorized Common Stock | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| STIFEL FINANCIAL CORP. Meeting Date: JUN 06, 2017 Record Date: APR 18, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SF Security ID: 860630102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick O. Hanser | Management | For | For |
| 1.2 | Elect Director Ronald J. Kruszewski | Management | For | For |
| 1.3 | Elect Director Thomas W. Weisel | Management | For | For |
| 1.4 | Elect Director Kelvin R. Westbrook | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | None | One Year |
| 4 | Ratify Ernst &Young LLP as Auditors | Management | For | For |
| SUMMIT MATERIALS, INC. Meeting Date: MAY 17, 2017 Record Date: MAR 21, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SUM Security ID: 86614U100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Ted A. Gardner | Management | For | Withhold |
| 1b | Elect Director John R. Murphy | Management | For | Withhold |
| 1c | Elect Director Steven H. Wunning | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| TALMER BANCORP, INC. Meeting Date: JUL 14, 2016 Record Date: JUN 08, 2016 Meeting Type: SPECIAL | ||||
| Ticker: TLMR Security ID: 87482X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | Against |
| 3 | Adjourn Meeting | Management | For | For |
| TEXAS ROADHOUSE, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TXRH Security ID: 882681109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James R. Ramsey | Management | For | For |
| 1.2 | Elect Director James R. Zarley | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Report on Sustainability | Shareholder | Against | For |
| THE BANK OF N.T. BUTTERFIELD & SON LIMITED Meeting Date: APR 28, 2017 Record Date: MAR 16, 2017 Meeting Type: ANNUAL | ||||
| Ticker: NTB.BH Security ID: G0772R208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Fix Number of Directors at Twelve | Management | For | For |
| 4a | Elect Director E. Barclay Simmons | Management | For | For |
| 4b | Elect Director Michael Collins | Management | For | For |
| 4c | Elect Director Alastair Barbour | Management | For | Against |
| 4d | Elect Director James F. Burr | Management | For | For |
| 4e | Elect Director Caroline Foulger | Management | For | For |
| 4f | Elect Director Conor O'Dea | Management | For | For |
| 4g | Elect Director Wolfgang Schoellkopf | Management | For | For |
| 4h | Elect Director John Wright | Management | For | For |
| 4i | Elect Director David Zwiener | Management | For | For |
| 5 | Authorize Board to Fill Vacancies | Management | For | For |
| 6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
| THE BOSTON BEER COMPANY, INC. Meeting Date: MAY 18, 2017 Record Date: MAR 20, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SAM Security ID: 100557107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Burwick | Management | For | For |
| 1.2 | Elect Director Michael Spillane | Management | For | For |
| 1.3 | Elect Director Jean-Michel Valette | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE MADISON SQUARE GARDEN COMPANY Meeting Date: DEC 09, 2016 Record Date: OCT 18, 2016 Meeting Type: ANNUAL | ||||
| Ticker: MSG Security ID: 55825T103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frank J. Biondi, Jr. | Management | For | For |
| 1.2 | Elect Director Richard D. Parsons | Management | For | For |
| 1.3 | Elect Director Nelson Peltz | Management | For | Withhold |
| 1.4 | Elect Director Scott M. Sperling | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 5 | Amend Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 6 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 7 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| THE MANITOWOC COMPANY, INC. Meeting Date: MAY 02, 2017 Record Date: FEB 28, 2017 Meeting Type: ANNUAL | ||||
| Ticker: MTW Security ID: 563571108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jose Maria Alapont | Management | For | For |
| 1.2 | Elect Director Robert G. Bohn | Management | For | For |
| 1.3 | Elect Director Donald M. Condon, Jr. | Management | For | For |
| 1.4 | Elect Director Anne M. Cooney | Management | For | For |
| 1.5 | Elect Director Kenneth W. Krueger | Management | For | For |
| 1.6 | Elect Director Jesse A. Lynn | Management | For | For |
| 1.7 | Elect Director C. David Myers | Management | For | For |
| 1.8 | Elect Director Barry L. Pennypacker | Management | For | For |
| 1.9 | Elect Director John C. Pfeifer | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| THE SPECTRANETICS CORPORATION Meeting Date: JUN 08, 2017 Record Date: APR 11, 2017 Meeting Type: ANNUAL | ||||
| Ticker: SPNC Security ID: 84760C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel A. Pelak | Management | For | For |
| 1.2 | Elect Director Maria Sainz | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| THERAPEUTICSMD, INC. Meeting Date: JUN 16, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: TXMD Security ID: 88338N107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tommy G. Thompson | Management | For | For |
| 1.2 | Elect Director Robert G. Finizio | Management | For | For |
| 1.3 | Elect Director John C.K. Milligan, IV. | Management | For | For |
| 1.4 | Elect Director Brian Bernick | Management | For | For |
| 1.5 | Elect Director J. Martin Carroll | Management | For | For |
| 1.6 | Elect Director Cooper C. Collins | Management | For | For |
| 1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
| 1.8 | Elect Director Jules A. Musing | Management | For | For |
| 1.9 | Elect Director Angus C. Russell | Management | For | For |
| 1.10 | Elect Director Nicholas Segal | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. Meeting Date: JUN 22, 2017 Record Date: APR 24, 2017 Meeting Type: ANNUAL | ||||
| Ticker: RARE Security ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Emil D. Kakkis | Management | For | For |
| 1b | Elect Director Daniel G. Welch | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| UNIVERSAL CORPORATION Meeting Date: AUG 04, 2016 Record Date: JUN 10, 2016 Meeting Type: ANNUAL | ||||
| Ticker: UVV Security ID: 913456109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas H. Johnson | Management | For | For |
| 1.2 | Elect Director Michael T. Lawton | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Mediation of Alleged Human Rights Violations | Shareholder | Against | Abstain |
| VISHAY INTERTECHNOLOGY, INC. Meeting Date: MAY 23, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VSH Security ID: 928298108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Abraham Ludomirski | Management | For | For |
| 1.2 | Elect Director Ronald Ruzic | Management | For | For |
| 1.3 | Elect Director Raanan Zilberman | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 5 | Amend Executive Incentive Bonus Plan | Management | For | For |
| VISTEON CORPORATION Meeting Date: JUN 08, 2017 Record Date: APR 12, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VC Security ID: 92839U206 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director James J. Barrese | Management | For | For |
| 1b | Elect Director Naomi M. Bergman | Management | For | For |
| 1c | Elect Director Jeffrey D. Jones | Management | For | For |
| 1d | Elect Director Sachin S. Lawande | Management | For | For |
| 1e | Elect Director Joanne M. Maguire | Management | For | For |
| 1f | Elect Director Robert J. Manzo | Management | For | For |
| 1g | Elect Director Francis M. Scricco | Management | For | For |
| 1h | Elect Director David L. Treadwell | Management | For | For |
| 1i | Elect Director Harry J. Wilson | Management | For | For |
| 1j | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| VWR CORPORATION Meeting Date: MAY 02, 2017 Record Date: MAR 22, 2017 Meeting Type: ANNUAL | ||||
| Ticker: VWR Security ID: 91843L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nicholas W. Alexos | Management | For | For |
| 1b | Elect Director Robert L. Barchi | Management | For | For |
| 1c | Elect Director Edward A. Blechschmidt | Management | For | For |
| 1d | Elect Director Manuel Brocke-Benz | Management | For | For |
| 1e | Elect Director Robert P. DeCresce | Management | For | For |
| 1f | Elect Director Harry M. Jansen Kraemer, Jr. | Management | For | For |
| 1g | Elect Director Pamela Forbes Lieberman | Management | For | For |
| 1h | Elect Director Timothy P. Sullivan | Management | For | For |
| 1i | Elect Director Robert J. Zollars | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEBSTER FINANCIAL CORPORATION Meeting Date: APR 27, 2017 Record Date: FEB 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WBS Security ID: 947890109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William L. Atwell | Management | For | For |
| 1b | Elect Director Joel S. Becker | Management | For | For |
| 1c | Elect Director John J. Crawford | Management | For | For |
| 1d | Elect Director Elizabeth E. Flynn | Management | For | For |
| 1e | Elect Director Laurence C. Morse | Management | For | For |
| 1f | Elect Director Karen R. Osar | Management | For | For |
| 1g | Elect Director Mark Pettie | Management | For | For |
| 1h | Elect Director Charles W. Shivery | Management | For | For |
| 1i | Elect Director James C. Smith | Management | For | For |
| 1j | Elect Director Lauren C. States | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WELLCARE HEALTH PLANS, INC. Meeting Date: MAY 24, 2017 Record Date: MAR 27, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WCG Security ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Kenneth A. Burdick | Management | For | For |
| 1c | Elect Director Carol J. Burt | Management | For | For |
| 1d | Elect Director H. James Dallas | Management | For | For |
| 1e | Elect Director Kevin F. Hickey | Management | For | For |
| 1f | Elect Director Christian P. Michalik | Management | For | For |
| 1g | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 1h | Elect Director William L. Trubeck | Management | For | For |
| 1i | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WESCO AIRCRAFT HOLDINGS, INC. Meeting Date: JAN 26, 2017 Record Date: DEC 02, 2016 Meeting Type: ANNUAL | ||||
| Ticker: WAIR Security ID: 950814103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas M. Bancroft | Management | For | For |
| 1.2 | Elect Director Adam J. Palmer | Management | For | Withhold |
| 1.3 | Elect Director Norton A. Schwartz | Management | For | For |
| 1.4 | Elect Director Randy J. Snyder | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| WSFS FINANCIAL CORPORATION Meeting Date: APR 27, 2017 Record Date: MAR 01, 2017 Meeting Type: ANNUAL | ||||
| Ticker: WSFS Security ID: 929328102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francis B. Brake, Jr. | Management | For | For |
| 1.2 | Elect Director Mark A. Turner | Management | For | For |
| 1.3 | Elect Director Patrick J. Ward | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| YELP INC. Meeting Date: JUN 15, 2017 Record Date: APR 17, 2017 Meeting Type: ANNUAL | ||||
| Ticker: YELP Security ID: 985817105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Diane M. Irvine | Management | For | For |
| 1.2 | Elect Director Mariam Naficy | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZYNGA INC. Meeting Date: MAY 01, 2017 Record Date: MAR 10, 2017 Meeting Type: ANNUAL | ||||
| Ticker: ZNGA Security ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Pincus | Management | For | For |
| 1.2 | Elect Director Frank Gibeau | Management | For | For |
| 1.3 | Elect Director Regina E. Dugan | Management | For | For |
| 1.4 | Elect Director William "Bing" Gordon | Management | For | For |
| 1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.6 | Elect Director Ellen F. Siminoff | Management | For | For |
| 1.7 | Elect Director Carol G. Mills | Management | For | For |
| 1.8 | Elect Director Janice M. Roberts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Main Street Small Cap Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, |
Trustee, President and Principal Executive Officer |
Date: August 29, 2017
| *By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | ||
| Taylor V. Edwards, Attorney in Fact |