UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: | 811-22806 |
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Exact name of registrant as specified in charter: | Oppenheimer Main Street Small Cap Fund |
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Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 |
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Name and address of agent for service: | Cynthia Lo Bessette, |
| Executive Vice President & General Counsel |
| OFI Global Asset Management, Inc. |
| 225 Liberty Street |
| New York, NY 10281-1008 |
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Registrant's telephone number, including area code: | 303-768-3200 |
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Date of fiscal year end: | 6/30 |
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Date of reporting period: | 07/01/2017-06/30/2018 |
Item 1.
FORM N-PX
ICA File Number: 811-22806
Registrant Name: Oppenheimer Main Street Small Cap Fund
Reporting Period: 07/01/2017 - 06/30/2018
Oppenheimer Main Street Small Cap Fund
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ACCO BRANDS CORPORATION Meeting Date: MAY 15, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | Ticker: ACCO Security ID: 00081T108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director James A. Buzzard | Management | For | For |
1b | Elect Director Kathleen S. Dvorak | Management | For | For |
1c | Elect Director Boris Elisman | Management | For | For |
1d | Elect Director Pradeep Jotwani | Management | For | For |
1e | Elect Director Robert J. Keller | Management | For | For |
1f | Elect Director Thomas Kroeger | Management | For | For |
1g | Elect Director Ron Lombardi | Management | For | For |
1h | Elect Director Graciela Monteagudo | Management | For | For |
1i | Elect Director Hans Michael Norkus | Management | For | For |
1j | Elect Director E. Mark Rajkowski | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ADDUS HOMECARE CORPORATION Meeting Date: JUN 13, 2018 Record Date: APR 27, 2018 Meeting Type: ANNUAL | Ticker: ADUS Security ID: 006739106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director R. Dirk Allison | Management | For | For |
1.2 | Elect Director Mark L. First | Management | For | For |
1.3 | Elect Director Darin J. Gordon | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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ADVANCED DISPOSAL SERVICES, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | Ticker: ADSW Security ID: 00790X101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Michael J. Hoffman | Management | For | For |
1.2 | Elect Director Ernest J. Mrozek | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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ALLEGHENY TECHNOLOGIES INCORPORATED Meeting Date: MAY 10, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | Ticker: ATI Security ID: 01741R102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Herbert J. Carlisle | Management | For | For |
1.2 | Elect Director Diane C. Creel | Management | For | For |
1.3 | Elect Director John R. Pipski | Management | For | For |
1.4 | Elect Director James E. Rohr | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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AMEDISYS, INC. Meeting Date: JUN 06, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | Ticker: AMED Security ID: 023436108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1A | Elect Director Linda J. Hall | Management | For | For |
1B | Elect Director Julie D. Klapstein | Management | For | For |
1C | Elect Director Paul B. Kusserow | Management | For | For |
1D | Elect Director Richard A. Lechleiter | Management | For | For |
1E | Elect Director Jake L. Netterville | Management | For | For |
1F | Elect Director Bruce D. Perkins | Management | For | For |
1G | Elect Director Jeffrey A. Rideout | Management | For | For |
1H | Elect Director Donald A. Washburn | Management | For | For |
1I | Elect Director Nathaniel M. Zilkha | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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AMERICAN RENAL ASSOCIATES HOLDINGS, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 08, 2018 Meeting Type: ANNUAL | Ticker: ARA Security ID: 029227105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Syed T. Kamal | Management | For | Withhold |
1.2 | Elect Director Jared S. Hendricks | Management | For | Withhold |
1.3 | Elect Director John M. Jureller | Management | For | Withhold |
1.4 | Elect Director Susanne V. Clark | Management | For | Withhold |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
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ASGN INCORPORATED Meeting Date: JUN 14, 2018 Record Date: APR 16, 2018 Meeting Type: ANNUAL | Ticker: ASGN Security ID: 00191U102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Jeremy M. Jones | Management | For | For |
1.2 | Elect Director Mariel A. Joliet | Management | For | For |
1.3 | Elect Director Marty R. Kittrell | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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BANKUNITED, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | Ticker: BKU Security ID: 06652K103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director John A. Kanas | Management | For | For |
1.2 | Elect Director Rajinder P. Singh | Management | For | For |
1.3 | Elect Director Tere Blanca | Management | For | For |
1.4 | Elect Director Eugene F. DeMark | Management | For | For |
1.5 | Elect Director Michael J. Dowling | Management | For | For |
1.6 | Elect Director Douglas J. Pauls | Management | For | For |
1.7 | Elect Director A. Gail Prudenti | Management | For | For |
1.8 | Elect Director William S. Rubenstein | Management | For | For |
1.9 | Elect Director Sanjiv Sobti | Management | For | For |
1.10 | Elect Director Lynne Wines | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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BENEFICIAL BANCORP, INC. Meeting Date: APR 19, 2018 Record Date: FEB 21, 2018 Meeting Type: ANNUAL | Ticker: BNCL Security ID: 08171T102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Karen Dougherty Buchholz | Management | For | For |
1.2 | Elect Director Elizabeth H. Gemmill | Management | For | For |
1.3 | Elect Director Roy D. Yates | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BERKSHIRE HILLS BANCORP, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | Ticker: BHLB Security ID: 084680107
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Paul T. Bossidy | Management | For | For |
1.2 | Elect Director David M. Brunelle | Management | For | For |
1.3 | Elect Director Robert M. Curley | Management | For | For |
1.4 | Elect Director Michael P. Daly | Management | For | For |
1.5 | Elect Director Cornelius D. Mahoney | Management | For | For |
1.6 | Elect Director Pamela A. Massad | Management | For | For |
1.7 | Elect Director Richard J. Murphy | Management | For | For |
1.8 | Elect Director William J. Ryan | Management | For | For |
1.9 | Elect Director D. Jeffrey Templeton | Management | For | For |
2 | Increase Authorized Common Stock | Management | For | For |
3 | Increase Authorized Preferred Stock | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
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BLACK HILLS CORPORATION Meeting Date: APR 24, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | Ticker: BKH Security ID: 092113109
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Michael H. Madison | Management | For | For |
1.2 | Elect Director Linda K. Massman | Management | For | For |
1.3 | Elect Director Steven R. Mills | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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BOOZ ALLEN HAMILTON HOLDING CORPORATION Meeting Date: AUG 03, 2017 Record Date: JUN 12, 2017 Meeting Type: ANNUAL | Ticker: BAH Security ID: 099502106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Ralph W. Shrader | Management | For | For |
1.2 | Elect Director Joan Lordi C. Amble | Management | For | For |
1.3 | Elect Director Peter Clare | Management | For | For |
1.4 | Elect Director Philip A. Odeen | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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BRANDYWINE REALTY TRUST Meeting Date: MAY 23, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | Ticker: BDN Security ID: 105368203
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director James C. Diggs | Management | For | For |
1b | Elect Director Wyche Fowler | Management | For | For |
1c | Elect Director H. Richard Haverstick, Jr. | Management | For | For |
1d | Elect Director Terri A. Herubin | Management | For | For |
1e | Elect Director Michael J. Joyce | Management | For | For |
1f | Elect Director Anthony A. Nichols, Sr. | Management | For | For |
1g | Elect Director Charles P. Pizzi | Management | For | For |
1h | Elect Director Gerard H. Sweeney | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Reduce Supermajority Vote Requirement | Management | For | For |
5 | Opt Out of the State's Control Share Acquisition Law | Management | For | For |
6 | Amend Declaration of Trust to Provide Shareholders the Ability to Amend the Bylaws | Management | For | For |
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BROOKS AUTOMATION, INC. Meeting Date: JAN 31, 2018 Record Date: DEC 04, 2017 Meeting Type: ANNUAL | Ticker: BRKS Security ID: 114340102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director A. Clinton Allen | Management | For | For |
1.2 | Elect Director Robyn C. Davis | Management | For | For |
1.3 | Elect Director Joseph R. Martin | Management | For | For |
1.4 | Elect Director John K. McGillicuddy | Management | For | For |
1.5 | Elect Director Krishna G. Palepu | Management | For | For |
1.6 | Elect Director Kirk P. Pond | Management | For | For |
1.7 | Elect Director Stephen S. Schwartz | Management | For | For |
1.8 | Elect Director Alfred Woollacott, III | Management | For | For |
1.9 | Elect Director Mark. S. Wrighton | Management | For | For |
1.10 | Elect Director Ellen M. Zane | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers, LLP as Auditors | Management | For | For |
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CACI INTERNATIONAL INC Meeting Date: NOV 16, 2017 Record Date: SEP 18, 2017 Meeting Type: ANNUAL | Ticker: CACI Security ID: 127190304
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1A | Elect Director Kenneth Asbury | Management | For | For |
1B | Elect Director Michael A. Daniels | Management | For | For |
1C | Elect Director James S. Gilmore, III | Management | For | For |
1D | Elect Director William L. Jews | Management | For | For |
1E | Elect Director Gregory G. Johnson | Management | For | For |
1F | Elect Director J. Phillip London | Management | For | For |
1G | Elect Director James L. Pavitt | Management | For | For |
1H | Elect Director Warren R. Phillips | Management | For | For |
1I | Elect Director Charles P. Revoile | Management | For | For |
1J | Elect Director William S. Wallace | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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CANADA GOOSE HOLDINGS INC. Meeting Date: AUG 15, 2017 Record Date: JUN 30, 2017 Meeting Type: ANNUAL | Ticker: GOOS Security ID: 135086106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Dani Reiss | Management | For | Withhold |
1.2 | Elect Director Ryan Cotton | Management | For | Withhold |
1.3 | Elect Director Joshua Bekenstein | Management | For | Withhold |
1.4 | Elect Director Stephen Gunn | Management | For | For |
1.5 | Elect Director Jean-Marc Huet | Management | For | For |
1.6 | Elect Director John Davison | Management | For | For |
1.7 | Elect Director Maureen Chiquet | Management | For | For |
2 | Approve Deloitte LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
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CHEMICAL FINANCIAL CORPORATION Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | Ticker: CHFC Security ID: 163731102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director James R. Fitterling | Management | For | For |
1.2 | Elect Director Ronald A. Klein | Management | For | For |
1.3 | Elect Director Richard M. Lievense | Management | For | For |
1.4 | Elect Director Barbara J. Mahone | Management | For | For |
1.5 | Elect Director Barbara L. McQuade | Management | For | For |
1.6 | Elect Director John E. Pelizzari | Management | For | For |
1.7 | Elect Director David T. Provost | Management | For | For |
1.8 | Elect Director Thomas C. Shafer | Management | For | For |
1.9 | Elect Director Larry D. Stauffer | Management | For | For |
1.10 | Elect Director Jeffrey L. Tate | Management | For | For |
1.11 | Elect Director Gary Torgow | Management | For | For |
1.12 | Elect Director Arthur A. Weiss | Management | For | For |
1.13 | Elect Director Franklin C. Wheatlake | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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CLOVIS ONCOLOGY, INC. Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | Ticker: CLVS Security ID: 189464100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Patrick J. Mahaffy | Management | For | For |
1.2 | Elect Director M. James Barrett | Management | For | For |
1.3 | Elect Director Thorlef Spickschen | Management | For | For |
2 | Approve Non-Employee Director Compensation Policy | Management | For | Against |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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COLUMBIA BANKING SYSTEM, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | Ticker: COLB Security ID: 197236102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director David A. Dietzler | Management | For | For |
1b | Elect Director Craig D. Eerkes | Management | For | For |
1c | Elect Director Ford Elsaesser | Management | For | For |
1d | Elect Director Mark A. Finkelstein | Management | For | For |
1e | Elect Director John P. Folsom | Management | For | For |
1f | Elect Director Eric Forrest | Management | For | For |
1g | Elect Director Thomas M. Hulbert | Management | For | For |
1h | Elect Director Michelle M. Lantow | Management | For | For |
1i | Elect Director Randal Lund | Management | For | For |
1j | Elect Director S. Mae Fujita Numata | Management | For | For |
1k | Elect Director Hadley S. Robbins | Management | For | For |
1l | Elect Director Elizabeth W. Seaton | Management | For | For |
1m | Elect Director Janine Terrano | Management | For | For |
1n | Elect Director William T. Weyerhaeuser | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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COMMVAULT SYSTEMS, INC. Meeting Date: AUG 24, 2017 Record Date: JUN 30, 2017 Meeting Type: ANNUAL | Ticker: CVLT Security ID: 204166102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Alan G. Bunte | Management | For | For |
1.2 | Elect Director Frank J. Fanzilli, Jr. | Management | For | For |
1.3 | Elect Director Daniel Pulver | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
5 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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COMPASS MINERALS INTERNATIONAL, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | Ticker: CMP Security ID: 20451N101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director David J. D'Antoni | Management | For | For |
1b | Elect Director Allan R. Rothwell | Management | For | For |
1c | Elect Director Lori A. Walker | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
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CRYOPORT, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | Ticker: CYRX Security ID: 229050307
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Richard Berman | Management | For | For |
1.2 | Elect Director Robert Hariri | Management | For | For |
1.3 | Elect Director Ramkumar Mandalam | Management | For | For |
1.4 | Elect Director Jerrell W. Shelton | Management | For | For |
1.5 | Elect Director Edward J. Zecchini | Management | For | For |
2 | Ratify KMJ Corbin & Company LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | Against |
4 | Increase Authorized Common Stock | Management | For | For |
5 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
6 | Adjourn Meeting | Management | For | For |
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CUSTOMERS BANCORP, INC. Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | Ticker: CUBI Security ID: 23204G100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Jay Sidhu | Management | For | For |
1.2 | Elect Director Bhanu Choudhrie | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
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CYS INVESTMENTS, INC. Meeting Date: MAY 11, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | Ticker: CYS Security ID: 12673A108
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Kevin E. Grant | Management | For | For |
1.2 | Elect Director Tanya S. Beder | Management | For | Withhold |
1.3 | Elect Director Karen Hammond | Management | For | For |
1.4 | Elect Director Raymond A. Redlingshafer, Jr. | Management | For | For |
1.5 | Elect Director Dale A. Reiss | Management | For | Withhold |
1.6 | Elect Director James A. Stern | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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DIAMONDROCK HOSPITALITY COMPANY Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | Ticker: DRH Security ID: 252784301
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director William W. McCarten | Management | For | For |
1.2 | Elect Director Daniel J. Altobello | Management | For | For |
1.3 | Elect Director Timothy R. Chi | Management | For | For |
1.4 | Elect Director Maureen L. McAvey | Management | For | For |
1.5 | Elect Director Gilbert T. Ray | Management | For | For |
1.6 | Elect Director William J. Shaw | Management | For | For |
1.7 | Elect Director Bruce D. Wardinski | Management | For | For |
1.8 | Elect Director Mark W. Brugger | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
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DORMAN PRODUCTS, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | Ticker: DORM Security ID: 258278100
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Steven L. Berman | Management | For | For |
1b | Elect Director Mathias J. Barton | Management | For | For |
1c | Elect Director John J. Gavin | Management | For | For |
1d | Elect Director Paul R. Lederer | Management | For | For |
1e | Elect Director Richard T. Riley | Management | For | For |
1f | Elect Director Kelly A. Romano | Management | For | For |
1g | Elect Director G. Michael Stakias | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
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DSW INC. Meeting Date: MAY 16, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | Ticker: DSW Security ID: 23334L102
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Peter S. Cobb | Management | For | For |
1.2 | Elect Director Roger L. Rawlins | Management | For | For |
1.3 | Elect Director Jay L. Schottenstein | Management | For | For |
1.4 | Elect Director Joanne Zaiac | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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DYCOM INDUSTRIES, INC. Meeting Date: NOV 21, 2017 Record Date: OCT 02, 2017 Meeting Type: ANNUAL | Ticker: DY Security ID: 267475101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Dwight B. Duke | Management | For | For |
1b | Elect Director Laurie J. Thomsen | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Amend Omnibus Stock Plan | Management | For | For |
6 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
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DYCOM INDUSTRIES, INC. Meeting Date: MAY 22, 2018 Record Date: APR 02, 2018 Meeting Type: ANNUAL | Ticker: DY Security ID: 267475101
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Stephen C. Coley | Management | For | For |
1b | Elect Director Patricia L. Higgins | Management | For | For |
1c | Elect Director Steven E. Nielsen | Management | For | For |
1d | Elect Director Richard K. Sykes | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
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E.L.F. BEAUTY, INC. Meeting Date: MAY 22, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | Ticker: ELF Security ID: 26856L103
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Lauren Cooks Levitan | Management | For | Withhold |
1.2 | Elect Director Richelle P. Parham | Management | For | For |
1.3 | Elect Director Richard G. Wolford | Management | For | Withhold |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
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EMERGENT BIOSOLUTIONS INC. Meeting Date: MAY 24, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | Ticker: EBS Security ID: 29089Q105
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1a | Elect Director Daniel J. Abdun-Nabi | Management | For | For |
1b | Elect Director Sue Bailey | Management | For | For |
1c | Elect Director Jerome M. Hauer | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Omnibus Stock Plan | Management | For | For |
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ENVESTNET, INC. Meeting Date: JUL 13, 2017 Record Date: APR 03, 2017 Meeting Type: ANNUAL | Ticker: ENV Security ID: 29404K106
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Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
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1.1 | Elect Director Luis A. Aguilar | Management | For | For |
1.2 | Elect Director Ross Chapin | Management | For | For |
1.3 | Elect Director James Fox | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
5 | Amend Omnibus Stock Plan | Management | For | For |
|
---|
ENVESTNET, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | Ticker: ENV Security ID: 29404K106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Charles Roame | Management | For | For |
1.2 | Elect Director Gregory Smith | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
|
---|
ETSY, INC. Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | Ticker: ETSY Security ID: 29786A106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Gary S. Briggs | Management | For | For |
1b | Elect Director Edith W. Cooper | Management | For | For |
1c | Elect Director Melissa Reiff | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
|
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EXACT SCIENCES CORPORATION Meeting Date: JUL 27, 2017 Record Date: JUN 02, 2017 Meeting Type: ANNUAL | Ticker: EXAS Security ID: 30063P105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Maneesh K. Arora | Management | For | Withhold |
1.2 | Elect Director James E. Doyle | Management | For | Withhold |
1.3 | Elect Director Lionel N. Sterling | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Amend Omnibus Stock Plan | Management | For | For |
5 | Ratify BDO USA, LLP as Auditors | Management | For | For |
|
---|
FCB FINANCIAL HOLDINGS, INC. Meeting Date: MAY 14, 2018 Record Date: MAR 16, 2018 Meeting Type: ANNUAL | Ticker: FCB Security ID: 30255G103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Declassify the Board of Directors and Eliminate Supermajority Voting Requirement for Amendment of Certain Provisions of the Company's Certificate of Incorporation | Management | For | For |
2.1 | Elect Director Kent S. Ellert | Management | For | For |
2.2 | Elect Director Gerald Luterman | Management | For | Withhold |
2.3 | Elect Director Howard R. Curd | Management | For | Withhold |
2.4 | Elect Director Paul Anthony Novelly | Management | For | Withhold |
2.5 | Elect Director Vincent S. Tese | Management | For | For |
2.6 | Elect Director Thomas E. Constance | Management | For | For |
2.7 | Elect Director Frederic Salerno | Management | For | Withhold |
2.8 | Elect Director Les J. Lieberman | Management | For | For |
2.9 | Elect Director Alan S. Bernikow | Management | For | Withhold |
2.10 | Elect Director William L. Mack | Management | For | For |
2.11 | Elect Director Stuart I. Oran | Management | For | For |
2.12 | Elect Director Kent S. Ellert | Management | For | For |
2.13 | Elect Director Gerald Luterman | Management | For | Withhold |
2.14 | Elect Director Howard R. Curd | Management | For | Withhold |
2.15 | Elect Director Paul Anthony Novelly | Management | For | Withhold |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
|
---|
FOUR CORNERS PROPERTY TRUST, INC. Meeting Date: JUN 15, 2018 Record Date: APR 18, 2018 Meeting Type: ANNUAL | Ticker: FCPT Security ID: 35086T109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director William H. Lenehan | Management | For | For |
1b | Elect Director Douglas B. Hansen | Management | For | For |
1c | Elect Director John S. Moody | Management | For | For |
1d | Elect Director Marran H. Ogilvie | Management | For | For |
1e | Elect Director Paul E. Szurek | Management | For | For |
1f | Elect Director Charles L. Jemley | Management | For | For |
1g | Elect Director Eric S. Hirschhorn | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
FRED'S, INC. Meeting Date: JUN 25, 2018 Record Date: MAY 01, 2018 Meeting Type: ANNUAL | Ticker: FRED Security ID: 356108100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Heath B. Freeman | Management | For | For |
1.2 | Elect Director Timothy A. Barton | Management | For | For |
1.3 | Elect Director Dana Goldsmith Needleman | Management | For | For |
1.4 | Elect Director Steven B. Rossi | Management | For | For |
1.5 | Elect Director Thomas E. Zacharias | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend NOL Rights Plan (NOL Pill) | Management | For | For |
|
---|
GALAPAGOS Meeting Date: APR 24, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | Ticker: GLPG Security ID: B44170106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Receive Directors' and Auditors' Reports (Non-Voting) | Management | None | None |
2 | Approve Financial Statements and Allocation of Income | Management | For | For |
3 | Receive Auditors' Reports (Non-Voting) | Management | None | None |
4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | None |
5 | Approve Remuneration Report | Management | For | Against |
6 | Approve Discharge of Directors and Auditors | Management | For | For |
7i | Reelect Werner Cautreels as Director | Management | For | For |
7ii | Reelect Howard Rowe as Director | Management | For | For |
8 | Approve Remuneration of Directors | Management | For | For |
9 | Approve Galapagos Warrant Plan 2018 | Management | For | Against |
10 | Transact Other Business | Management | None | None |
|
---|
GENERAC HOLDINGS INC. Meeting Date: JUN 21, 2018 Record Date: APR 17, 2018 Meeting Type: ANNUAL | Ticker: GNRC Security ID: 368736104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Robert D. Dixon | Management | For | For |
1.2 | Elect Director David A. Ramon | Management | For | For |
1.3 | Elect Director William D. Jenkins, Jr. | Management | For | For |
1.4 | Elect Director Kathryn V. Roedel | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
GENESEE & WYOMING INC. Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | Ticker: GWR Security ID: 371559105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Ann N. Reese | Management | For | For |
1.2 | Elect Director Bruce J. Carter | Management | For | For |
1.3 | Elect Director Cynthia L. Hostetler | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
5 | Adopt GHG Emissions Reduction Goals | Shareholder | None | For |
|
---|
GROUP 1 AUTOMOTIVE, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 20, 2018 Meeting Type: ANNUAL | Ticker: GPI Security ID: 398905109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director John L. Adams | Management | For | For |
1.2 | Elect Director Carin M. Barth | Management | For | For |
1.3 | Elect Director Earl J. Hesterberg | Management | For | For |
1.4 | Elect Director Lincoln Pereira | Management | For | For |
1.5 | Elect Director Stephen D. Quinn | Management | For | For |
1.6 | Elect Director J. Terry Strange | Management | For | For |
1.7 | Elect Director Charles L. Szews | Management | For | For |
1.8 | Elect Director Max P. Watson, Jr. | Management | For | For |
1.9 | Elect Director MaryAnn Wright | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young, LLP as Auditors | Management | For | For |
|
---|
GUIDEWIRE SOFTWARE, INC. Meeting Date: DEC 07, 2017 Record Date: OCT 13, 2017 Meeting Type: ANNUAL | Ticker: GWRE Security ID: 40171V100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Andrew William Fraser Brown | Management | For | For |
1.2 | Elect Director Clifton Thomas Weatherford | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
HOSTESS BRANDS, INC. Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | Ticker: TWNK Security ID: 44109J106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jerry D. Kaminski | Management | For | Withhold |
1.2 | Elect Director Craig D. Steeneck | Management | For | Withhold |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
|
---|
HOUGHTON MIFFLIN HARCOURT COMPANY Meeting Date: MAY 22, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | Ticker: HMHC Security ID: 44157R109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Daniel Allen | Management | For | For |
1.2 | Elect Director L. Gordon Crovitz | Management | For | For |
1.3 | Elect Director Jean S. Desravines | Management | For | For |
1.4 | Elect Director Lawrence K. Fish | Management | For | For |
1.5 | Elect Director Jill A. Greenthal | Management | For | For |
1.6 | Elect Director John F. Killian | Management | For | For |
1.7 | Elect Director John J. Lynch, Jr. | Management | For | For |
1.8 | Elect Director John R. McKernan, Jr. | Management | For | For |
1.9 | Elect Director E. Rogers Novak, Jr. | Management | For | For |
1.10 | Elect Director Tracey D. Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
---|
IBERIABANK CORPORATION Meeting Date: MAY 09, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | Ticker: IBKC Security ID: 450828108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Ernest P. Breaux, Jr. | Management | For | For |
1.2 | Elect Director Daryl G. Byrd | Management | For | For |
1.3 | Elect Director John N. Casbon | Management | For | For |
1.4 | Elect Director John E. Koerner, III | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
J2 GLOBAL, INC. Meeting Date: MAY 03, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | Ticker: JCOM Security ID: 48123V102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Douglas Y. Bech | Management | For | For |
1.2 | Elect Director Robert J. Cresci | Management | For | For |
1.3 | Elect Director Sarah Fay | Management | For | For |
1.4 | Elect Director W. Brian Kretzmer | Management | For | For |
1.5 | Elect Director Jonathan F. Miller | Management | For | For |
1.6 | Elect Director Richard S. Ressler | Management | For | For |
1.7 | Elect Director Stephen Ross | Management | For | For |
1.8 | Elect Director Vivek Shah | Management | For | For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
JAMES RIVER GROUP HOLDINGS, LTD. Meeting Date: MAY 01, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | Ticker: JRVR Security ID: G5005R107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Elect Director David Zwillinger | Management | For | Withhold |
2 | Approve Ernst &Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
KAISER ALUMINUM CORPORATION Meeting Date: JUN 14, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | Ticker: KALU Security ID: 483007704
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director David Foster | Management | For | For |
1.2 | Elect Director L. Patrick Hassey | Management | For | For |
1.3 | Elect Director Emily Liggett | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
---|
KBR, INC. Meeting Date: MAY 16, 2018 Record Date: MAR 22, 2018 Meeting Type: ANNUAL | Ticker: KBR Security ID: 48242W106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1A | Elect Director Mark E. Baldwin | Management | For | For |
1B | Elect Director James R. Blackwell | Management | For | For |
1C | Elect Director Stuart J. B. Bradie | Management | For | For |
1D | Elect Director Loren K. Carroll | Management | For | For |
1E | Elect Director Umberto della Sala | Management | For | For |
1F | Elect Director Lester L. Lyles | Management | For | For |
1G | Elect Director Wendy M. Masiello | Management | For | For |
1H | Elect Director Jack B. Moore | Management | For | For |
1I | Elect Director Ann D. Pickard | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
|
---|
KORN/FERRY INTERNATIONAL Meeting Date: SEP 27, 2017 Record Date: AUG 04, 2017 Meeting Type: ANNUAL | Ticker: KFY Security ID: 500643200
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1A | Elect Director Doyle N. Beneby | Management | For | For |
1B | Elect Director Gary D. Burnison | Management | For | For |
1C | Elect Director William R. Floyd | Management | For | For |
1D | Elect Director Christina A. Gold | Management | For | For |
1E | Elect Director Jerry P. Leamon | Management | For | For |
1F | Elect Director Angel R. Martinez | Management | For | For |
1G | Elect Director Debra J. Perry | Management | For | For |
1H | Elect Director George T. Shaheen | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
5a | Eliminate Supermajority Vote Requirement to Amend Bylaws | Management | For | For |
5b | Eliminate Supermajority Vote Requirement to Amend Action by Written Consent Right | Management | For | For |
|
---|
LIGAND PHARMACEUTICALS INCORPORATED Meeting Date: JUN 19, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | Ticker: LGND Security ID: 53220K504
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jason M. Aryeh | Management | For | For |
1.2 | Elect Director Todd C. Davis | Management | For | For |
1.3 | Elect Director Nancy Ryan Gray | Management | For | For |
1.4 | Elect Director John L. Higgins | Management | For | For |
1.5 | Elect Director John W. Kozarich | Management | For | For |
1.6 | Elect Director John L. LaMattina | Management | For | For |
1.7 | Elect Director Sunil Patel | Management | For | For |
1.8 | Elect Director Stephen L. Sabba | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | For |
|
---|
MASONITE INTERNATIONAL CORPORATION Meeting Date: MAY 10, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | Ticker: DOOR Security ID: 575385109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Frederick J. Lynch | Management | For | For |
1.2 | Elect Director Jody L. Bilney | Management | For | For |
1.3 | Elect Director Robert J. Byrne | Management | For | For |
1.4 | Elect Director Peter R. Dachowski | Management | For | For |
1.5 | Elect Director Jonathan F. Foster | Management | For | For |
1.6 | Elect Director Thomas W. Greene | Management | For | For |
1.7 | Elect Director Daphne E. Jones | Management | For | For |
1.8 | Elect Director George A. Lorch | Management | For | For |
1.9 | Elect Director William S. Oesterle | Management | For | For |
1.10 | Elect Director Francis M. Scricco | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
|
---|
MATADOR RESOURCES COMPANY Meeting Date: JUN 07, 2018 Record Date: APR 13, 2018 Meeting Type: ANNUAL | Ticker: MTDR Security ID: 576485205
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director William M. Byerley | Management | For | For |
1.2 | Elect Director Julia P. Forrester | Management | For | For |
1.3 | Elect Director Timothy E. Parker | Management | For | For |
1.4 | Elect Director David M. Posner | Management | For | For |
1.5 | Elect Director Kenneth L. Stewart | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
|
---|
MATTHEWS INTERNATIONAL CORPORATION Meeting Date: FEB 15, 2018 Record Date: DEC 29, 2017 Meeting Type: ANNUAL | Ticker: MATW Security ID: 577128101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Joseph C. Bartolacci | Management | For | For |
1.2 | Elect Director Katherine E. Dietze | Management | For | For |
1.3 | Elect Director Morgan K. O'Brien | Management | For | For |
2 | Approve Omnibus Stock Plan | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
|
---|
MB FINANCIAL, INC. Meeting Date: MAY 16, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | Ticker: MBFI Security ID: 55264U108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director David P. Bolger | Management | For | For |
1b | Elect Director C. Bryan Daniels | Management | For | For |
1c | Elect Director Mitchell Feiger | Management | For | For |
1d | Elect Director Sunil Garg | Management | For | For |
1e | Elect Director Charles J. Gries | Management | For | For |
1f | Elect Director James N. Hallene | Management | For | For |
1g | Elect Director Thomas H. Harvey | Management | For | For |
1h | Elect Director Richard J. Holmstrom | Management | For | For |
1i | Elect Director Mark A. Hoppe | Management | For | For |
1j | Elect Director Karen J. May | Management | For | For |
1k | Elect Director Renee Togher | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify RSM US LLP as Auditors | Management | For | For |
|
---|
MKS INSTRUMENTS, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | Ticker: MKSI Security ID: 55306N104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Gerald G. Colella | Management | For | For |
1.2 | Elect Director Elizabeth A. Mora | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
---|
MOLINA HEALTHCARE, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | Ticker: MOH Security ID: 60855R100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1A | Elect Director Garrey E. Carruthers | Management | For | For |
1B | Elect Director Daniel Cooperman | Management | For | For |
1C | Elect Director Richard M. Schapiro | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Provide Proxy Access Right | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
---|
NATIONAL STORAGE AFFILIATES TRUST Meeting Date: MAY 23, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | Ticker: NSA Security ID: 637870106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Arlen D. Nordhagen | Management | For | For |
1b | Elect Director George L. Chapman | Management | For | For |
1c | Elect Director Kevin M. Howard | Management | For | For |
1d | Elect Director Paul W. Hylbert, Jr. | Management | For | For |
1e | Elect Director Chad L. Meisinger | Management | For | For |
1f | Elect Director Steven G. Osgood | Management | For | For |
1g | Elect Director Dominic M. Palazzo | Management | For | For |
1h | Elect Director Mark Van Mourick | Management | For | For |
1i | Elect Director Rebecca L. Steinfort | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
NAVISTAR INTERNATIONAL CORPORATION Meeting Date: FEB 13, 2018 Record Date: DEC 18, 2017 Meeting Type: ANNUAL | Ticker: NAV Security ID: 63934E108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Troy A. Clarke | Management | For | For |
1.2 | Elect Director Jose Maria Alapont | Management | For | For |
1.3 | Elect Director Stephen R. D'Arcy | Management | For | For |
1.4 | Elect Director Matthias Grundler | Management | For | For |
1.5 | Elect Director Vincent J. Intrieri | Management | For | For |
1.6 | Elect Director Daniel A. Ninivaggi | Management | For | For |
1.7 | Elect Director Mark H. Rachesky | Management | For | For |
1.8 | Elect Director Andreas H. Renschler | Management | For | For |
1.9 | Elect Director Michael F. Sirignano | Management | For | For |
1.10 | Elect Director Dennis A. Suskind | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Omnibus Stock Plan | Management | For | For |
4 | Ratify KPMG LLP as Auditors | Management | For | For |
|
---|
NORTHWESTERN CORPORATION Meeting Date: APR 25, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | Ticker: NWE Security ID: 668074305
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Stephen P. Adik | Management | For | For |
1.2 | Elect Director Anthony T. Clark | Management | For | For |
1.3 | Elect Director Dana J. Dykhouse | Management | For | For |
1.4 | Elect Director Jan R. Horsfall | Management | For | For |
1.5 | Elect Director Britt E. Ide | Management | For | For |
1.6 | Elect Director Julia L. Johnson | Management | For | For |
1.7 | Elect Director Linda G. Sullivan | Management | For | For |
1.8 | Elect Director Robert C. Rowe | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Other Business | Management | For | Against |
|
---|
NU SKIN ENTERPRISES, INC. Meeting Date: JUN 07, 2018 Record Date: APR 12, 2018 Meeting Type: ANNUAL | Ticker: NUS Security ID: 67018T105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Nevin N. Andersen | Management | For | For |
1.2 | Elect Director Daniel W. Campbell | Management | For | For |
1.3 | Elect Director Andrew D. Lipman | Management | For | For |
1.4 | Elect Director Steven J. Lund | Management | For | For |
1.5 | Elect Director Neil H. Offen | Management | For | For |
1.6 | Elect Director Thomas R. Pisano | Management | For | For |
1.7 | Elect Director Zheqing (Simon) Shen | Management | For | For |
1.8 | Elect Director Ritch N. Wood | Management | For | For |
1.9 | Elect Director Edwina D. Woodbury | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
---|
NUVASIVE, INC. Meeting Date: MAY 03, 2018 Record Date: MAR 13, 2018 Meeting Type: ANNUAL | Ticker: NUVA Security ID: 670704105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Vickie L. Capps | Management | For | For |
1b | Elect Director John A. DeFord | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
NXSTAGE MEDICAL, INC. Meeting Date: OCT 27, 2017 Record Date: SEP 20, 2017 Meeting Type: SPECIAL | Ticker: NXTM Security ID: 67072V103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Merger Agreement | Management | For | For |
2 | Advisory Vote on Golden Parachutes | Management | For | Against |
3 | Adjourn Meeting | Management | For | For |
|
---|
NXSTAGE MEDICAL, INC. Meeting Date: MAY 24, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | Ticker: NXTM Security ID: 67072V103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
1.2 | Elect Director Heyward R. Donigan | Management | For | For |
1.3 | Elect Director Robert G. Funari | Management | For | For |
1.4 | Elect Director Daniel A. Giannini | Management | For | For |
1.5 | Elect Director Earl R. Lewis | Management | For | For |
1.6 | Elect Director Jean K. Mixer | Management | For | For |
1.7 | Elect Director Craig W. Moore | Management | For | For |
1.8 | Elect Director Reid S. Perper | Management | For | For |
1.9 | Elect Director James J. Peters | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
---|
OCEANFIRST FINANCIAL CORP. Meeting Date: OCT 25, 2017 Record Date: SEP 15, 2017 Meeting Type: SPECIAL | Ticker: OCFC Security ID: 675234108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Issue Shares in Connection with Merger | Management | For | For |
2 | Adjourn Meeting | Management | For | For |
|
---|
OCEANFIRST FINANCIAL CORP. Meeting Date: MAY 31, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | Ticker: OCFC Security ID: 675234108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Michael D. Devlin | Management | For | For |
1.2 | Elect Director Jack M. Farris | Management | For | For |
1.3 | Elect Director Diane F. Rhine | Management | For | For |
1.4 | Elect Director Mark G. Solow | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Declassify the Board of Directors | Management | For | For |
4 | Increase Authorized Common Stock | Management | For | Against |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
|
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ORITANI FINANCIAL CORP. Meeting Date: NOV 21, 2017 Record Date: SEP 29, 2017 Meeting Type: ANNUAL | Ticker: ORIT Security ID: 68633D103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director James J. Doyle, Jr. | Management | For | Withhold |
1.2 | Elect Director John J. Skelly, Jr. | Management | For | Withhold |
2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
P. H. GLATFELTER COMPANY Meeting Date: MAY 03, 2018 Record Date: MAR 09, 2018 Meeting Type: ANNUAL | Ticker: GLT Security ID: 377316104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Bruce Brown | Management | For | For |
1.2 | Elect Director Kathleen A. Dahlberg | Management | For | For |
1.3 | Elect Director Nicholas DeBenedictis | Management | For | For |
1.4 | Elect Director Kevin M. Fogarty | Management | For | For |
1.5 | Elect Director J. Robert Hall | Management | For | For |
1.6 | Elect Director Richard C. Ill | Management | For | For |
1.7 | Elect Director Ronald J. Naples | Management | For | For |
1.8 | Elect Director Dante C. Parrini | Management | For | For |
1.9 | Elect Director Lee C. Stewart | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
PAYLOCITY HOLDING CORPORATION Meeting Date: DEC 08, 2017 Record Date: OCT 10, 2017 Meeting Type: ANNUAL | Ticker: PCTY Security ID: 70438V106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Steven I. Sarowitz | Management | For | For |
1.2 | Elect Director Ellen Carnahan | Management | For | For |
1.3 | Elect Director Jeffrey T. Diehl | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
PEGASYSTEMS INC. Meeting Date: JUN 28, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | Ticker: PEGA Security ID: 705573103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Peter Gyenes | Management | For | For |
1.2 | Elect Director Richard Jones | Management | For | For |
1.3 | Elect Director Dianne Ledingham | Management | For | For |
1.4 | Elect Director James O'Halloran | Management | For | For |
1.5 | Elect Director Sharon Rowlands | Management | For | For |
1.6 | Elect Director Alan Trefler | Management | For | For |
1.7 | Elect Director Larry Weber | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
---|
PRESTIGE BRANDS HOLDINGS, INC. Meeting Date: AUG 01, 2017 Record Date: JUN 13, 2017 Meeting Type: ANNUAL | Ticker: PBH Security ID: 74112D101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Ronald M. Lombardi | Management | For | For |
1.2 | Elect Director John E. Byom | Management | For | For |
1.3 | Elect Director Gary E. Costley | Management | For | For |
1.4 | Elect Director Sheila A. Hopkins | Management | For | For |
1.5 | Elect Director James M. Jenness | Management | For | For |
1.6 | Elect Director Carl J. Johnson | Management | For | For |
1.7 | Elect Director Natale S. Ricciardi | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
PROOFPOINT, INC. Meeting Date: MAY 30, 2018 Record Date: APR 06, 2018 Meeting Type: ANNUAL | Ticker: PFPT Security ID: 743424103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Dana Evan | Management | For | For |
1.2 | Elect Director Kristen Gil | Management | For | For |
1.3 | Elect Director Gary Steele | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
---|
Q2 HOLDINGS, INC. Meeting Date: JUN 13, 2018 Record Date: APR 25, 2018 Meeting Type: ANNUAL | Ticker: QTWO Security ID: 74736L109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Jeffrey T. Diehl | Management | For | Withhold |
1.2 | Elect Director Matthew P. Flake | Management | For | Withhold |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
QUIDEL CORPORATION Meeting Date: MAY 15, 2018 Record Date: MAR 21, 2018 Meeting Type: ANNUAL | Ticker: QDEL Security ID: 74838J101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Thomas D. Brown | Management | For | For |
1.2 | Elect Director Douglas C. Bryant | Management | For | For |
1.3 | Elect Director Kenneth F. Buechler | Management | For | For |
1.4 | Elect Director Mary Lake Polan | Management | For | For |
1.5 | Elect Director Jack W. Schuler | Management | For | For |
1.6 | Elect Director Charles P. Slacik | Management | For | For |
1.7 | Elect Director Matthew W. Strobeck | Management | For | For |
1.8 | Elect Director Kenneth J. Widder | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
|
---|
REALOGY HOLDINGS CORP. Meeting Date: MAY 02, 2018 Record Date: MAR 06, 2018 Meeting Type: ANNUAL | Ticker: RLGY Security ID: 75605Y106
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Fiona P. Dias | Management | For | For |
1.2 | Elect Director Matthew J. Espe | Management | For | For |
1.3 | Elect Director V. Ann Hailey | Management | For | For |
1.4 | Elect Director Duncan L. Niederauer | Management | For | For |
1.5 | Elect Director Ryan M. Schneider | Management | For | For |
1.6 | Elect Director Sherry M. Smith | Management | For | For |
1.7 | Elect Director Christopher S. Terrill | Management | For | For |
1.8 | Elect Director Michael J. Williams | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | Against |
|
---|
RENEWABLE ENERGY GROUP, INC. Meeting Date: DEC 08, 2017 Record Date: OCT 23, 2017 Meeting Type: SPECIAL | Ticker: REGI Security ID: 75972A301
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Removal of Common Stock Issuance Restrictions | Management | For | Against |
|
---|
RENEWABLE ENERGY GROUP, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 15, 2018 Meeting Type: ANNUAL | Ticker: REGI Security ID: 75972A301
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1A | Elect Director Michael M. Scharf | Management | For | For |
1B | Elect Director James C. Borel | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
|
---|
REPLIGEN CORPORATION Meeting Date: MAY 16, 2018 Record Date: MAR 23, 2018 Meeting Type: ANNUAL | Ticker: RGEN Security ID: 759916109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Nicolas M. Barthelemy | Management | For | For |
1.2 | Elect Director Glenn L. Cooper | Management | For | For |
1.3 | Elect Director John G. Cox | Management | For | For |
1.4 | Elect Director Karen A. Dawes | Management | For | For |
1.5 | Elect Director Tony J. Hunt | Management | For | For |
1.6 | Elect Director Glenn P. Muir | Management | For | For |
1.7 | Elect Director Thomas F. Ryan Jr. | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Approve Omnibus Stock Plan | Management | For | For |
|
---|
REXNORD CORPORATION Meeting Date: JUL 27, 2017 Record Date: MAY 30, 2017 Meeting Type: ANNUAL | Ticker: RXN Security ID: 76169B102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Thomas D. Christopoul | Management | For | For |
1.2 | Elect Director Paul W. Jones | Management | For | For |
1.3 | Elect Director John S. Stroup | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
---|
RIGNET, INC. Meeting Date: MAY 02, 2018 Record Date: MAR 05, 2018 Meeting Type: ANNUAL | Ticker: RNET Security ID: 766582100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director James H. Browning | Management | For | For |
1.2 | Elect Director Mattia Caprioli | Management | For | For |
1.3 | Elect Director Kevin Mulloy | Management | For | For |
1.4 | Elect Director Kevin J. O'Hara | Management | For | For |
1.5 | Elect Director Keith Olsen | Management | For | For |
1.6 | Elect Director Brent K. Whittington | Management | For | For |
1.7 | Elect Director Ditlef de Vibe | Management | For | For |
1.8 | Elect Director Steven E. Pickett | Management | For | For |
1.9 | Elect Director Gail P. Smith | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
SAGE THERAPEUTICS, INC. Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | Ticker: SAGE Security ID: 78667J108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Geno Germano | Management | For | Withhold |
1.2 | Elect Director Steven Paul | Management | For | Withhold |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
SEMTECH CORPORATION Meeting Date: JUN 14, 2018 Record Date: APR 20, 2018 Meeting Type: ANNUAL | Ticker: SMTC Security ID: 816850101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director James P. Burra | Management | For | For |
1.2 | Elect Director Bruce C. Edwards | Management | For | For |
1.3 | Elect Director Rockell N. Hankin | Management | For | For |
1.4 | Elect Director Ye Jane Li | Management | For | For |
1.5 | Elect Director James T. Lindstrom | Management | For | For |
1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
1.7 | Elect Director Carmelo J. Santoro | Management | For | For |
1.8 | Elect Director Sylvia Summers | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
SONIC CORP. Meeting Date: JAN 31, 2018 Record Date: DEC 04, 2017 Meeting Type: ANNUAL | Ticker: SONC Security ID: 835451105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Steven A. Davis | Management | For | For |
1.2 | Elect Director S. Kirk Kinsell | Management | For | For |
1.3 | Elect Director Kate S. Lavelle | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
SPIRIT AIRLINES, INC. Meeting Date: MAY 22, 2018 Record Date: MAR 26, 2018 Meeting Type: ANNUAL | Ticker: SAVE Security ID: 848577102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Robert D. Johnson | Management | For | For |
1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
1.3 | Elect Director Dawn M. Zier | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
STERLING BANCORP Meeting Date: MAY 22, 2018 Record Date: MAR 28, 2018 Meeting Type: ANNUAL | Ticker: STL Security ID: 85917A100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director John P. Cahill | Management | For | For |
1.2 | Elect Director James F. Deutsch | Management | For | For |
1.3 | Elect Director Navy E. Djonovic | Management | For | For |
1.4 | Elect Director Fernando Ferrer | Management | For | For |
1.5 | Elect Director Robert Giambrone | Management | For | For |
1.6 | Elect Director Jack Kopnisky | Management | For | For |
1.7 | Elect Director James J. Landy | Management | For | For |
1.8 | Elect Director Robert W. Lazar | Management | For | For |
1.9 | Elect Director Maureen Mitchell | Management | For | For |
1.10 | Elect Director Patricia M. Nazemetz | Management | For | For |
1.11 | Elect Director Richard O'Toole | Management | For | For |
1.12 | Elect Director Ralph F. Palleschi | Management | For | For |
1.13 | Elect Director Burt Steinberg | Management | For | For |
1.14 | Elect Director William E. Whiston | Management | For | For |
2 | Amend Bylaws to Permit Removal of Directors With or Without Cause | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
|
---|
STIFEL FINANCIAL CORP. Meeting Date: JUN 06, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | Ticker: SF Security ID: 860630102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Kathleen Brown | Management | For | For |
1.2 | Elect Director Ronald J. Kruszewski | Management | For | For |
1.3 | Elect Director Maura A. Markus | Management | For | For |
1.4 | Elect Director Thomas W. Weisel | Management | For | For |
1.5 | Elect Director Michael J. Zimmerman | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Increase Authorized Common Stock | Management | For | For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
|
---|
SUBURBAN PROPANE PARTNERS, L.P. Meeting Date: MAY 15, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | Ticker: SPH Security ID: 864482104
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Harold R. Logan, Jr. | Management | For | For |
1.2 | Elect Director John Hoyt Stookey | Management | For | For |
1.3 | Elect Director Jane Swift | Management | For | For |
1.4 | Elect Director Lawrence C. Caldwell | Management | For | For |
1.5 | Elect Director Matthew J. Chanin | Management | For | For |
1.6 | Elect Director Terence J. Connors | Management | For | For |
1.7 | Elect Director William M. Landuyt | Management | For | For |
1.8 | Elect Director Michael A. Stivala | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Approve Restricted Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
SUMMIT MATERIALS, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | Ticker: SUM Security ID: 86614U100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Howard L. Lance | Management | For | Withhold |
1.2 | Elect Director Anne K. Wade | Management | For | Withhold |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
TERADATA CORPORATION Meeting Date: APR 17, 2018 Record Date: FEB 20, 2018 Meeting Type: ANNUAL | Ticker: TDC Security ID: 88076W103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Lisa R. Bacus | Management | For | For |
1b | Elect Director Timothy C.K. Chou | Management | For | For |
1c | Elect Director James M. Ringler | Management | For | For |
1d | Elect Director John G. Schwarz | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
4 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
|
---|
TEXAS ROADHOUSE, INC. Meeting Date: MAY 17, 2018 Record Date: MAR 19, 2018 Meeting Type: ANNUAL | Ticker: TXRH Security ID: 882681109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director W. Kent Taylor | Management | For | For |
1.2 | Elect Director James R. Zarley | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
THE BANK OF N.T. BUTTERFIELD & SON LIMITED Meeting Date: APR 19, 2018 Record Date: MAR 02, 2018 Meeting Type: ANNUAL | Ticker: NTB Security ID: G0772R208
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Accept Financial Statements and Statutory Reports (Voting) | Management | For | For |
2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
3 | Fix Number of Directors at Twelve | Management | For | For |
4.1 | Elect Director Michael Collins | Management | For | For |
4.2 | Elect Director Alastair Barbour | Management | For | For |
4.3 | Elect Director James F. Burr | Management | For | For |
4.4 | Elect Director Michael Covell | Management | For | For |
4.5 | Elect Director Caroline Foulger | Management | For | For |
4.6 | Elect Director Conor O'Dea | Management | For | For |
4.7 | Elect Director Meroe Park | Management | For | For |
4.8 | Elect Director Pamela Thomas-Graham | Management | For | For |
4.9 | Elect Director John Wright | Management | For | For |
4.10 | Elect Director David Zwiener | Management | For | For |
5 | Authorize Board to Fill Vacancies | Management | For | For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | For |
|
---|
THE CHILDREN'S PLACE, INC. Meeting Date: MAY 09, 2018 Record Date: MAR 29, 2018 Meeting Type: ANNUAL | Ticker: PLCE Security ID: 168905107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Joseph Alutto | Management | For | For |
1.2 | Elect Director John E. Bachman | Management | For | For |
1.3 | Elect Director Marla Malcolm Beck | Management | For | For |
1.4 | Elect Director Jane Elfers | Management | For | For |
1.5 | Elect Director Joseph Gromek | Management | For | For |
1.6 | Elect Director Norman Matthews | Management | For | For |
1.7 | Elect Director Robert L. Mettler | Management | For | For |
1.8 | Elect Director Stanley W. Reynolds | Management | For | For |
1.9 | Elect Director Susan Sobbott | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
THE GREENBRIER COMPANIES, INC. Meeting Date: JAN 05, 2018 Record Date: NOV 06, 2017 Meeting Type: ANNUAL | Ticker: GBX Security ID: 393657101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director William A. Furman | Management | For | For |
1.2 | Elect Director Charles J. Swindells | Management | For | For |
1.3 | Elect Director Kelly M. Williams | Management | For | For |
1.4 | Elect Director Wanda F. Felton | Management | For | For |
1.5 | Elect Director David L. Starling | Management | For | For |
2 | Amend Omnibus Stock Plan | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
5 | Ratify KPMG LLP as Auditors | Management | For | For |
|
---|
THE MANITOWOC COMPANY, INC. Meeting Date: NOV 17, 2017 Record Date: SEP 29, 2017 Meeting Type: SPECIAL | Ticker: MTW Security ID: 563571108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1 | Approve Reverse Stock Split | Management | For | For |
|
---|
THE MANITOWOC COMPANY, INC. Meeting Date: MAY 01, 2018 Record Date: FEB 28, 2018 Meeting Type: ANNUAL | Ticker: MTW Security ID: 563571405
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Robert G. Bohn | Management | For | For |
1.2 | Elect Director Donald M. Condon, Jr. | Management | For | For |
1.3 | Elect Director Anne M. Cooney | Management | For | For |
1.4 | Elect Director Kenneth W. Krueger | Management | For | For |
1.5 | Elect Director C. David Myers | Management | For | For |
1.6 | Elect Director Barry L. Pennypacker | Management | For | For |
1.7 | Elect Director John C. Pfeifer | Management | For | For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Adopt Simple Majority Vote | Shareholder | Against | For |
|
---|
THE WENDY'S COMPANY Meeting Date: JUN 05, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | Ticker: WEN Security ID: 95058W100
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Nelson Peltz | Management | For | For |
1b | Elect Director Peter W. May | Management | For | For |
1c | Elect Director Kristin A. Dolan | Management | For | For |
1d | Elect Director Kenneth W. Gilbert | Management | For | For |
1e | Elect Director Dennis M. Kass | Management | For | For |
1f | Elect Director Joseph A. Levato | Management | For | For |
1g | Elect Director Michelle "Mich" J. Mathews-Spradlin | Management | For | For |
1h | Elect Director Matthew H. Peltz | Management | For | For |
1i | Elect Director Todd A. Penegor | Management | For | For |
1j | Elect Director Peter H. Rothschild | Management | For | For |
1k | Elect Director Arthur B. Winkleblack | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
THERAPEUTICSMD, INC. Meeting Date: JUN 25, 2018 Record Date: APR 26, 2018 Meeting Type: ANNUAL | Ticker: TXMD Security ID: 88338N107
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Tommy G. Thompson | Management | For | For |
1.2 | Elect Director Robert G. Finizio | Management | For | For |
1.3 | Elect Director John C.K. Milligan, IV | Management | For | For |
1.4 | Elect Director Brian Bernick | Management | For | For |
1.5 | Elect Director J. Martin Carroll | Management | For | For |
1.6 | Elect Director Cooper C. Collins | Management | For | For |
1.7 | Elect Director Robert V. LaPenta, Jr. | Management | For | For |
1.8 | Elect Director Jules A. Musing | Management | For | For |
1.9 | Elect Director Angus C. Russell | Management | For | For |
1.10 | Elect Director Jane F. Barlow | Management | For | For |
1.11 | Elect Director Nicholas Segal | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
|
---|
VISTEON CORPORATION Meeting Date: JUN 06, 2018 Record Date: APR 10, 2018 Meeting Type: ANNUAL | Ticker: VC Security ID: 92839U206
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director James J. Barrese | Management | For | For |
1b | Elect Director Naomi M. Bergman | Management | For | For |
1c | Elect Director Jeffrey D. Jones | Management | For | For |
1d | Elect Director Sachin S. Lawande | Management | For | For |
1e | Elect Director Joanne M. Maguire | Management | For | For |
1f | Elect Director Robert J. Manzo | Management | For | For |
1g | Elect Director Francis M. Scricco | Management | For | For |
1h | Elect Director David L. Treadwell | Management | For | For |
1i | Elect Director Harry J. Wilson | Management | For | For |
1j | Elect Director Rouzbeh Yassini-Fard | Management | For | For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
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WEBSTER FINANCIAL CORPORATION Meeting Date: APR 26, 2018 Record Date: FEB 26, 2018 Meeting Type: ANNUAL | Ticker: WBS Security ID: 947890109
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director William L. Atwell | Management | For | For |
1b | Elect Director Joel S. Becker | Management | For | For |
1c | Elect Director John R. Ciulla | Management | For | For |
1d | Elect Director John J. Crawford | Management | For | For |
1e | Elect Director Elizabeth E. Flynn | Management | For | For |
1f | Elect Director Laurence C. Morse | Management | For | For |
1g | Elect Director Karen R. Osar | Management | For | For |
1h | Elect Director Mark Pettie | Management | For | For |
1i | Elect Director James C. Smith | Management | For | For |
1j | Elect Director Lauren C. States | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify KPMG LLP as Auditors | Management | For | For |
|
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WESCO AIRCRAFT HOLDINGS, INC. Meeting Date: JAN 25, 2018 Record Date: DEC 01, 2017 Meeting Type: ANNUAL | Ticker: WAIR Security ID: 950814103
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Dayne A. Baird | Management | For | Withhold |
1.2 | Elect Director Jay L. Haberland | Management | For | For |
1.3 | Elect Director Jennifer M. Pollino | Management | For | For |
1.4 | Elect Director Todd S. Renehan | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
|
---|
WIDEOPENWEST, INC. Meeting Date: MAY 10, 2018 Record Date: MAR 12, 2018 Meeting Type: ANNUAL | Ticker: WOW Security ID: 96758W101
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Teresa Elder | Management | For | Against |
1b | Elect Director Jeffrey Marcus | Management | For | Against |
1c | Elect Director Phil Seskin | Management | For | Against |
2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
|
---|
WRIGHT MEDICAL GROUP N.V. Meeting Date: JUN 29, 2018 Record Date: JUN 01, 2018 Meeting Type: ANNUAL | Ticker: WMGI Security ID: N96617118
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1a | Elect Director Robert J. Palmisano | Management | For | For |
1b | Elect Director David D. Stevens | Management | For | For |
1c | Elect Director Gary D. Blackford | Management | For | For |
1d | Elect Director J. Patrick Mackin | Management | For | For |
1e | Elect Director John L. Miclot | Management | For | For |
1f | Elect Director Kevin C. O'Boyle | Management | For | For |
1g | Elect Director Amy S. Paul | Management | For | For |
1h | Elect Director Richard F. Wallman | Management | For | For |
1i | Elect Director Elizabeth H. Weatherman | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Ratify KPMG N.V. as Auditors | Management | For | For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | For |
5 | Approve Discharge of Management Board | Management | For | For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
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WSFS FINANCIAL CORPORATION Meeting Date: APR 26, 2018 Record Date: MAR 01, 2018 Meeting Type: ANNUAL | Ticker: WSFS Security ID: 929328102
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Anat Bird | Management | For | For |
1.2 | Elect Director Jennifer W. Davis | Management | For | For |
1.3 | Elect Director Christopher T. Gheysens | Management | For | For |
2 | Ratify KPMG LLP as Auditors | Management | For | For |
3 | Approve Omnibus Stock Plan | Management | For | For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
YELP INC. Meeting Date: JUN 07, 2018 Record Date: APR 09, 2018 Meeting Type: ANNUAL | Ticker: YELP Security ID: 985817105
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Geoff Donaker | Management | For | For |
1.2 | Elect Director Robert Gibbs | Management | For | For |
1.3 | Elect Director Jeremy Stoppelman | Management | For | For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
|
---|
ZYNGA INC. Meeting Date: APR 26, 2018 Record Date: MAR 07, 2018 Meeting Type: ANNUAL | Ticker: ZNGA Security ID: 98986T108
|
Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
---|
1.1 | Elect Director Mark Pincus | Management | For | For |
1.2 | Elect Director Frank Gibeau | Management | For | For |
1.3 | Elect Director Regina E. Dugan | Management | For | For |
1.4 | Elect Director William "Bing" Gordon | Management | For | For |
1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
1.6 | Elect Director Ellen F. Siminoff | Management | For | For |
1.7 | Elect Director Carol G. Mills | Management | For | For |
1.8 | Elect Director Janice M. Roberts | Management | For | For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
Registrant: | Oppenheimer Main Street Small Cap Fund |
| |
By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, |
| Trustee, President and Principal Executive Officer |
Date: August 20, 2018
*By: | /s/ Taylor V. Edwards | |
| ------------------------------------------ | |
| Taylor V. Edwards, Attorney in Fact | |