Oppenheimer Main Street Small Cap Fund Inactive
Filed: 26 Aug 15, 12:00am
UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number: | 811-22806 |
| Exact name of registrant as specified in charter: | Oppenheimer Main Street Small Cap Fund |
| Address of principal executive offices: | 6803 South Tucson Way |
| Centennial, CO 80112-3924 | |
| Name and address of agent for service: | Arthur S. Gabinet, |
| Executive Vice President & General Counsel | |
| OFI Global Asset Management, Inc. | |
| 225 Liberty Street | |
| New York, NY 10281-1008 | |
| Registrant's telephone number, including area code: | 303-768-3200 |
| Date of fiscal year end: | 6/30 |
| Date of reporting period: | 07/01/2014-06/30/2015 |
Item 1.
FORM N-PX
ICA File Number: 811-22806
Registrant Name: Oppenheimer Main Street Small Cap Fund
Reporting Period: 07/01/2014 - 06/30/2015
Oppenheimer Main Street Small Cap Fund
| A. SCHULMAN, INC. Meeting Date: DEC 12, 2014 Record Date: OCT 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: SHLM Security ID: 808194104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Eugene R. Allspach | Management | For | For |
| 1b | Elect Director Gregory T. Barmore | Management | For | For |
| 1c | Elect Director David G. Birney | Management | For | For |
| 1d | Elect Director Joseph M. Gingo | Management | For | For |
| 1e | Elect Director Michael A. McManus, Jr. | Management | For | For |
| 1f | Elect Director Lee D. Meyer | Management | For | For |
| 1g | Elect Director James A. Mitarotonda | Management | For | For |
| 1h | Elect Director Ernest J. Novak, Jr. | Management | For | For |
| 1i | Elect Director Irvin D. Reid | Management | For | For |
| 1j | Elect Director Bernard Rzepka | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| AAR CORP. Meeting Date: OCT 08, 2014 Record Date: AUG 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: AIR Security ID: 000361105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Patrick J. Kelly | Management | For | For |
| 1.2 | Elect Director Peter Pace | Management | For | For |
| 1.3 | Elect Director Timothy J. Romenesko | Management | For | For |
| 1.4 | Elect Director Ronald B. Woodward | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| ABM INDUSTRIES INCORPORATED Meeting Date: MAR 04, 2015 Record Date: JAN 14, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ABM Security ID: 000957100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Linda Chavez | Management | For | For |
| 1.2 | Elect Director J. Philip Ferguson | Management | For | For |
| 1.3 | Elect Director Scott Salmirs | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ACADIA HEALTHCARE COMPANY, INC. Meeting Date: MAY 21, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ACHC Security ID: 00404A109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director E. Perot Bissell | Management | For | For |
| 1.2 | Elect Director Hartley R. Rogers | Management | For | Withhold |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACADIA PHARMACEUTICALS INC. Meeting Date: JUN 15, 2015 Record Date: APR 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ACAD Security ID: 004225108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Stephen R. Biggar | Management | For | For |
| 1.2 | Elect Director Torsten Rasmussen | Management | For | For |
| 1.3 | Elect Director Daniel Soland | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Increase Authorized Common Stock | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ACCO BRANDS CORPORATION Meeting Date: MAY 12, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ACCO Security ID: 00081T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director George V. Bayly | Management | For | For |
| 1.2 | Elect Director James A. Buzzard | Management | For | For |
| 1.3 | Elect Director Kathleen S. Dvorak | Management | For | For |
| 1.4 | Elect Director Boris Elisman | Management | For | For |
| 1.5 | Elect Director Robert H. Jenkins | Management | For | For |
| 1.6 | Elect Director Pradeep Jotwani | Management | For | For |
| 1.7 | Elect Director Robert J. Keller | Management | For | For |
| 1.8 | Elect Director Thomas Kroeger | Management | For | For |
| 1.9 | Elect Director Michael Norkus | Management | For | For |
| 1.10 | Elect Director E. Mark Rajkowski | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| ACELRX PHARMACEUTICALS, INC. Meeting Date: JUL 24, 2014 Record Date: JUN 09, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ACRX Security ID: 00444T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Howard B. Rosen | Management | For | For |
| 1.2 | Elect Director Mark Wan | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| AECOM Meeting Date: MAR 04, 2015 Record Date: JAN 05, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ACM Security ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Fordyce | Management | For | For |
| 1.2 | Elect Director Linda Griego | Management | For | For |
| 1.3 | Elect Director William G. Ouchi | Management | For | For |
| 1.4 | Elect Director Douglas W. Stotlar | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| AECOM TECHNOLOGY CORPORATION Meeting Date: OCT 16, 2014 Record Date: SEP 12, 2014 Meeting Type: SPECIAL | ||||
| Ticker: ACM Security ID: 00766T100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Acquisition | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| APOLLO COMMERCIAL REAL ESTATE FINANCE, INC. Meeting Date: APR 28, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ARI Security ID: 03762U105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey M. Gault | Management | For | For |
| 1.2 | Elect Director Mark C. Biderman | Management | For | For |
| 1.3 | Elect Director Robert A. Kasdin | Management | For | For |
| 1.4 | Elect Director Eric L. Press | Management | For | For |
| 1.5 | Elect Director Scott S. Prince | Management | For | For |
| 1.6 | Elect Director Stuart A. Rothstein | Management | For | For |
| 1.7 | Elect Director Michael E. Salvati | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | None | For |
| AQUA AMERICA, INC. Meeting Date: MAY 08, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WTR Security ID: 03836W103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas DeBenedictis | Management | For | For |
| 1.2 | Elect Director Michael L. Browne | Management | For | For |
| 1.3 | Elect Director Richard H. Glanton | Management | For | For |
| 1.4 | Elect Director Lon R. Greenberg | Management | For | For |
| 1.5 | Elect Director William P. Hankowsky | Management | For | For |
| 1.6 | Elect Director Wendell F. Holland | Management | For | For |
| 1.7 | Elect Director Ellen T. Ruff | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Adopt Policy on Human Right to Water | Shareholder | Against | Abstain |
| 5 | Submit SERP to Shareholder Vote | Shareholder | Against | For |
| ARATANA THERAPEUTICS, INC. Meeting Date: JUN 18, 2015 Record Date: APR 22, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PETX Security ID: 03874P101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Irvine 'Irv' O. Hockaday | Management | For | For |
| 1.2 | Elect Director Jay Lichter | Management | For | For |
| 1.3 | Elect Director Merilee Raines | Management | For | For |
| 1.4 | Elect Director John Vander Vort | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| BANCORPSOUTH, INC. Meeting Date: APR 22, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BXS Security ID: 059692103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James E. Campbell, III | Management | For | For |
| 1.2 | Elect Director Deborah M. Cannon | Management | For | For |
| 1.3 | Elect Director Hassell H. Franklin | Management | For | For |
| 1.4 | Elect Director W. G. Holliman, Jr. | Management | For | For |
| 1.5 | Elect Director Keith J. Jackson | Management | For | For |
| 1.6 | Elect Director Robert C. Nolan | Management | For | For |
| BANKUNITED, INC. Meeting Date: MAY 13, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BKU Security ID: 06652K103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John A. Kanas | Management | For | For |
| 1.2 | Elect Director Rajinder P. Singh | Management | For | For |
| 1.3 | Elect Director Tere Blanca | Management | For | Withhold |
| 1.4 | Elect Director Eugene F. DeMark | Management | For | For |
| 1.5 | Elect Director Michael J. Dowling | Management | For | For |
| 1.6 | Elect Director Douglas J. Pauls | Management | For | For |
| 1.7 | Elect Director A. Robert Towbin | Management | For | For |
| 1.8 | Elect Director Sanjiv Sobti | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| BOISE CASCADE COMPANY Meeting Date: APR 29, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: BCC Security ID: 09739D100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Richard H. Fleming | Management | For | For |
| 2 | Elect Director Mack L. Hogans | Management | For | For |
| 3 | Elect Director Christopher J. McGowan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 5 | Ratify KPMG LLP as Auditors | Management | For | For |
| BOOZ ALLEN HAMILTON HOLDING CORPORATION Meeting Date: JUL 31, 2014 Record Date: JUN 09, 2014 Meeting Type: ANNUAL | ||||
| Ticker: BAH Security ID: 099502106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ralph W. Shrader | Management | For | Withhold |
| 1.2 | Elect Director Joan Lordi C. Amble | Management | For | For |
| 1.3 | Elect Director Peter Clare | Management | For | Withhold |
| 1.4 | Elect Director Philip A. Odeen | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | Against |
| 5 | Eliminate Class of Common Stock | Management | For | For |
| 6 | Ratify Auditors | Management | For | For |
| BRINKER INTERNATIONAL, INC. Meeting Date: OCT 30, 2014 Record Date: SEP 02, 2014 Meeting Type: ANNUAL | ||||
| Ticker: EAT Security ID: 109641100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Joseph M. DePinto | Management | For | For |
| 1.2 | Elect Director Harriet Edelman | Management | For | For |
| 1.3 | Elect Director Michael A. George | Management | For | For |
| 1.4 | Elect Director William T. Giles | Management | For | For |
| 1.5 | Elect Director Gerardo I. Lopez | Management | For | For |
| 1.6 | Elect Director Jon L. Luther | Management | For | For |
| 1.7 | Elect Director George R. Mrkonic | Management | For | For |
| 1.8 | Elect Director Rosendo G. Parra | Management | For | For |
| 1.9 | Elect Director Wyman T. Roberts | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CACI INTERNATIONAL INC Meeting Date: NOV 20, 2014 Record Date: SEP 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CACI Security ID: 127190304 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kenneth Asbury | Management | For | For |
| 1.2 | Elect Director Michael A. Daniels | Management | For | For |
| 1.3 | Elect Director James S. Gilmore, III | Management | For | For |
| 1.4 | Elect Director William L. Jews | Management | For | For |
| 1.5 | Elect Director Gregory G. Johnson | Management | For | For |
| 1.6 | Elect Director J. Phillip London | Management | For | For |
| 1.7 | Elect Director James L. Pavitt | Management | For | For |
| 1.8 | Elect Director Warren R. Phillips | Management | For | For |
| 1.9 | Elect Director Charles P. Revoile | Management | For | For |
| 1.10 | Elect Director William S. Wallace | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Ratify Auditors | Management | For | For |
| CAVIUM, INC. Meeting Date: JUN 18, 2015 Record Date: APR 22, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CAVM Security ID: 14964U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Sanjay Mehrotra | Management | For | For |
| 1.2 | Elect Director Madhav V. Rajan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CELLDEX THERAPEUTICS, INC. Meeting Date: JUN 10, 2015 Record Date: APR 22, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CLDX Security ID: 15117B103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Larry Ellberger | Management | For | For |
| 1.2 | Elect Director Anthony S. Marucci | Management | For | For |
| 1.3 | Elect Director Herbert J. Conrad | Management | For | For |
| 1.4 | Elect Director George O. Elston | Management | For | For |
| 1.5 | Elect Director Harry H. Penner, Jr. | Management | For | For |
| 1.6 | Elect Director Karen L. Shoos | Management | For | For |
| 1.7 | Elect Director Richard A. van den Broek | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CENTURY ALUMINUM COMPANY Meeting Date: SEP 08, 2014 Record Date: JUL 14, 2014 Meeting Type: ANNUAL | ||||
| Ticker: CENX Security ID: 156431108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jarl Berntzen | Management | For | For |
| 1.2 | Elect Director Michael A. Bless | Management | For | For |
| 1.3 | Elect Director Andrew J. Caplan | Management | For | For |
| 1.4 | Elect Director Errol Glasser | Management | For | For |
| 1.5 | Elect Director Daniel Goldberg | Management | For | For |
| 1.6 | Elect Director Andrew G. Michelmore | Management | For | For |
| 1.7 | Elect Director Terence A. Wilkinson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CHATHAM LODGING TRUST Meeting Date: MAY 21, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CLDT Security ID: 16208T102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director C. Gerald Goldsmith | Management | For | For |
| 1.2 | Elect Director Rolf E. Ruhfus | Management | For | For |
| 1.3 | Elect Director Joel F. Zemans | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYPRESS SEMICONDUCTOR CORPORATION Meeting Date: MAY 15, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CY Security ID: 232806109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director T.J. Rodgers | Management | For | For |
| 1.2 | Elect Director W. Steve Albrecht | Management | For | For |
| 1.3 | Elect Director Eric A. Benhamou | Management | For | For |
| 1.4 | Elect Director Wilbert van den Hoek | Management | For | For |
| 1.5 | Elect Director John H. Kispert | Management | For | For |
| 1.6 | Elect Director H. Raymond Bingham | Management | For | For |
| 1.7 | Elect Director O.C. Kwon | Management | For | For |
| 1.8 | Elect Director Michael S. Wishart | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| CYTEC INDUSTRIES INC. Meeting Date: APR 16, 2015 Record Date: FEB 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: CYT Security ID: 232820100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Hess | Management | For | For |
| 1b | Elect Director Barry C. Johnson | Management | For | For |
| 1c | Elect Director Carol P. Lowe | Management | For | For |
| 1d | Elect Director Thomas W. Rabaut | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| DANA HOLDING CORPORATION Meeting Date: APR 30, 2015 Record Date: MAR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: DAN Security ID: 235825205 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Virginia A. Kamsky | Management | For | For |
| 1.2 | Elect Director Terrence J. Keating | Management | For | For |
| 1.3 | Elect Director R. Bruce McDonald | Management | For | For |
| 1.4 | Elect Director Joseph C. Muscari | Management | For | For |
| 1.5 | Elect Director Mark A. Schulz | Management | For | For |
| 1.6 | Elect Director Keith E. Wandell | Management | For | For |
| 1.7 | Elect Director Roger J. Wood | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| DEXCOM, INC. Meeting Date: MAY 28, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: DXCM Security ID: 252131107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Terrance H. Gregg | Management | For | For |
| 1b | Elect Director Kevin Sayer | Management | For | For |
| 1c | Elect Director Nicholas Augustinos | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| DUPONT FABROS TECHNOLOGY, INC. Meeting Date: MAY 27, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: DFT Security ID: 26613Q106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael A. Coke | Management | For | For |
| 1.2 | Elect Director Lammot J. du Pont | Management | For | For |
| 1.3 | Elect Director Thomas D. Eckert | Management | For | For |
| 1.4 | Elect Director Christopher P. Eldredge | Management | For | For |
| 1.5 | Elect Director Hossein Fateh | Management | For | For |
| 1.6 | Elect Director Frederic V. Malek | Management | For | For |
| 1.7 | Elect Director Mary M. Styer | Management | For | For |
| 1.8 | Elect Director John T. Roberts, Jr. | Management | For | For |
| 1.9 | Elect Director John H. Toole | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| ENDURANCE SPECIALTY HOLDINGS LTD. Meeting Date: MAY 20, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ENH Security ID: G30397106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John T. Baily | Management | For | For |
| 1.2 | Elect Director Norman Barham | Management | For | For |
| 1.3 | Elect Director Galen R. Barnes | Management | For | For |
| 1.4 | Elect Director William H. Bolinder | Management | For | For |
| 1.5 | Elect Director Philip M. Butterfield | Management | For | For |
| 1.6 | Elect Director Steven W. Carlsen | Management | For | For |
| 1.7 | Elect Director John R. Charman | Management | For | For |
| 1.8 | Elect Director Susan S. Fleming | Management | For | For |
| 1.9 | Elect Director Scott D. Moore | Management | For | For |
| 1.10 | Elect Director William J. Raver | Management | For | For |
| 1.11 | Elect Director Robert A. Spass | Management | For | For |
| 2 | Approve Ernst & Young Ltd. as Auditors and Authorize Board to Fix Their Remuneration Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| ENDURANCE SPECIALTY HOLDINGS LTD. Meeting Date: JUN 30, 2015 Record Date: MAY 26, 2015 Meeting Type: SPECIAL | ||||
| Ticker: ENH Security ID: G30397106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Issue Shares in Connection with Merger | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| ENERGY XXI (BERMUDA) LIMITED Meeting Date: NOV 04, 2014 Record Date: SEP 22, 2014 Meeting Type: ANNUAL | ||||
| Ticker: EXXI Security ID: G10082140 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect John D. Schiller, Jr. as Director | Management | For | For |
| 1.2 | Elect William Colvin as Director | Management | For | For |
| 2 | Change Company Name to Energy XXI Ltd | Management | For | For |
| 3 | Approve Delisting of Shares from London Stock Exchange's Alternative Investment Market | Management | For | For |
| 4 | Approve Remuneration Report | Management | For | Against |
| 5 | Ratify UHY LLP as Auditors | Management | For | For |
| FINISAR CORPORATION Meeting Date: SEP 02, 2014 Record Date: JUL 11, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FNSR Security ID: 31787A507 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Eitan Gertel | Management | For | For |
| 1.2 | Elect Director Thomas E. Pardun | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| 5 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| FIRST NIAGARA FINANCIAL GROUP, INC. Meeting Date: APR 29, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
| Ticker: FNFG Security ID: 33582V108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Austin A. Adams | Management | For | For |
| 1.2 | Elect Director G. Thomas Bowers | Management | For | For |
| 1.3 | Elect Director Roxanne J. Coady | Management | For | For |
| 1.4 | Elect Director Gary M. Crosby | Management | For | For |
| 1.5 | Elect Director Carl A. Florio | Management | For | For |
| 1.6 | Elect Director Carlton L. Highsmith | Management | For | For |
| 1.7 | Elect Director Susan S. Harnett | Management | For | For |
| 1.8 | Elect Director George M. Philip | Management | For | For |
| 1.9 | Elect Director Peter B. Robinson | Management | For | For |
| 1.10 | Elect Director Nathaniel D. Woodson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| FIRSTMERIT CORPORATION Meeting Date: APR 15, 2015 Record Date: FEB 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: FMER Security ID: 337915102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Lizabeth A. Ardisana | Management | For | For |
| 1.2 | Elect Director Steven H. Baer | Management | For | For |
| 1.3 | Elect Director Karen S. Belden | Management | For | For |
| 1.4 | Elect Director R. Cary Blair | Management | For | For |
| 1.5 | Elect Director John C. Blickle | Management | For | For |
| 1.6 | Elect Director Robert W. Briggs | Management | For | For |
| 1.7 | Elect Director Richard Colella | Management | For | For |
| 1.8 | Elect Director Robert S. Cubbin | Management | For | For |
| 1.9 | Elect Director Gina D. France | Management | For | For |
| 1.10 | Elect Director Paul G. Greig | Management | For | For |
| 1.11 | Elect Director Terry L. Haines | Management | For | For |
| 1.12 | Elect Director J. Michael Hochschwender | Management | For | For |
| 1.13 | Elect Director Clifford J. Isroff | Management | For | For |
| 1.14 | Elect Director Philip A. Lloyd, II | Management | For | For |
| 1.15 | Elect Director Russ M. Strobel | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Provide Proxy Access Right | Management | For | For |
| 5 | Limit Accelerated Vesting of Equity Awards Upon a Change in Control | Shareholder | Against | Against |
| FLAGSTAR BANCORP, INC. Meeting Date: MAY 28, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: FBC Security ID: 337930705 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Alessandro P. DiNello | Management | For | Against |
| 1.2 | Elect Director Jay J. Hansen | Management | For | For |
| 1.3 | Elect Director John D. Lewis | Management | For | For |
| 1.4 | Elect Director David J. Matlin | Management | For | Against |
| 1.5 | Elect Director Bruce E. Nyberg | Management | For | Against |
| 1.6 | Elect Director James A. Ovenden | Management | For | For |
| 1.7 | Elect Director Peter Schoels | Management | For | Against |
| 1.8 | Elect Director David L. Treadwell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| FLEETMATICS GROUP PLC Meeting Date: JUL 29, 2014 Record Date: JUN 19, 2014 Meeting Type: ANNUAL | ||||
| Ticker: FLTX Security ID: G35569105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Brian Halligan | Management | For | For |
| 1b | Elect Director Allison Mnookin | Management | For | For |
| 1c | Elect Director Liam Young | Management | For | For |
| 2 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 3 | Approve Remuneration of Directors | Management | For | For |
| 4 | Change Location of Annual Meeting | Management | For | For |
| FLOWERS FOODS, INC. Meeting Date: JUN 05, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: FLO Security ID: 343498101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Declassify the Board of Directors | Management | For | For |
| 2a | Elect Director Joe E. Beverly | Management | For | For |
| 2b | Elect Director Amos R. McMullian | Management | For | For |
| 2c | Elect Director J.V. Shields, Jr. | Management | For | For |
| 2d | Elect Director David V. Singer | Management | For | For |
| 2e | Elect Director James T. Spear | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 5 | Pro-rata Vesting of Equity Awards | Shareholder | Against | For |
| 6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | For |
| FORTINET, INC. Meeting Date: JUN 19, 2015 Record Date: APR 22, 2015 Meeting Type: ANNUAL | ||||
| Ticker: FTNT Security ID: 34959E109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ken Xie | Management | For | For |
| 1.2 | Elect Director Hong Liang Lu | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GENERAC HOLDINGS INC. Meeting Date: JUN 10, 2015 Record Date: APR 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: GNRC Security ID: 368736104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Dixon | Management | For | For |
| 1.2 | Elect Director David A. Ramon | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GREATBATCH, INC. Meeting Date: MAY 14, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
| Ticker: GB Security ID: 39153L106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Pamela G. Bailey | Management | For | For |
| 1.2 | Elect Director Anthony P. Bihl, III | Management | For | For |
| 1.3 | Elect Director Joseph W. Dziedzic | Management | For | For |
| 1.4 | Elect Director Thomas J. Hook | Management | For | For |
| 1.5 | Elect Director Joseph A. Miller, Jr. | Management | For | For |
| 1.6 | Elect Director Bill R. Sanford | Management | For | For |
| 1.7 | Elect Director Peter H. Soderberg | Management | For | For |
| 1.8 | Elect Director William B. Summers, Jr. | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| GUIDEWIRE SOFTWARE, INC. Meeting Date: DEC 04, 2014 Record Date: OCT 08, 2014 Meeting Type: ANNUAL | ||||
| Ticker: GWRE Security ID: 40171V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Andrew Brown | Management | For | For |
| 1.2 | Elect Director Craig Cornway | Management | For | For |
| 1.3 | Elect Director Clifton Thomas Weatherford | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| HEALTHSOUTH CORPORATION Meeting Date: MAY 07, 2015 Record Date: MAR 10, 2015 Meeting Type: ANNUAL | ||||
| Ticker: HLS Security ID: 421924309 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director John W. Chidsey | Management | For | For |
| 1.2 | Elect Director Donald L. Correll | Management | For | For |
| 1.3 | Elect Director Yvonne M. Curl | Management | For | For |
| 1.4 | Elect Director Charles M. Elson | Management | For | For |
| 1.5 | Elect Director Jay Grinney | Management | For | For |
| 1.6 | Elect Director Joan E. Herman | Management | For | For |
| 1.7 | Elect Director Leo I. Higdon, Jr. | Management | For | For |
| 1.8 | Elect Director Leslye G. Katz | Management | For | For |
| 1.9 | Elect Director John E. Maupin, Jr. | Management | For | For |
| 1.10 | Elect Director L. Edward Shaw, Jr. | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Adopt the Jurisdiction of Incorporation as the Exclusive Forum for Certain Disputes | Management | For | Against |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| HORIZON PHARMA, INC. Meeting Date: SEP 18, 2014 Record Date: JUL 30, 2014 Meeting Type: SPECIAL | ||||
| Ticker: HZNP Security ID: 44047T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Approve Non-Employee Director Omnibus Stock Plan | Management | For | For |
| 5 | Approve Qualified Employee Stock Purchase Plan | Management | For | For |
| 6 | Adjourn Meeting | Management | For | For |
| IMPERVA, INC. Meeting Date: MAY 06, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: IMPV Security ID: 45321L100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Greg Clark | Management | For | For |
| 1.2 | Elect Director Charles Giancarlo | Management | For | For |
| 1.3 | Elect Director Allan Tessler | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Advisory Vote on Say on Pay Frequency | Management | Three Years | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| INTEGRA LIFESCIENCES HOLDINGS CORPORATION Meeting Date: MAY 22, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: IART Security ID: 457985208 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Peter J. Arduini | Management | For | For |
| 1.2 | Elect Director Keith Bradley | Management | For | For |
| 1.3 | Elect Director Richard E. Caruso | Management | For | For |
| 1.4 | Elect Director Stuart M. Essig | Management | For | For |
| 1.5 | Elect Director Barbara B. Hill | Management | For | For |
| 1.6 | Elect Director Lloyd W. Howell, Jr. | Management | For | For |
| 1.7 | Elect Director Donald E. Morel, Jr. | Management | For | For |
| 1.8 | Elect Director Raymond G. Murphy | Management | For | For |
| 1.9 | Elect Director Christian S. Schade | Management | For | For |
| 1.10 | Elect Director James M. Sullivan | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| INTREPID POTASH, INC. Meeting Date: MAY 27, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL | ||||
| Ticker: IPI Security ID: 46121Y102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Terry Considine | Management | For | For |
| 1.2 | Elect Director Chris A. Elliott | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| IPG PHOTONICS CORPORATION Meeting Date: JUN 02, 2015 Record Date: APR 06, 2015 Meeting Type: ANNUAL | ||||
| Ticker: IPGP Security ID: 44980X109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Valentin P. Gapontsev | Management | For | For |
| 1.2 | Elect Director Eugene Scherbakov | Management | For | For |
| 1.3 | Elect Director Igor Samartsev | Management | For | For |
| 1.4 | Elect Director Michael C. Child | Management | For | For |
| 1.5 | Elect Director Henry E. Gauthier | Management | For | For |
| 1.6 | Elect Director William S. Hurley | Management | For | For |
| 1.7 | Elect Director Eric Meurice | Management | For | For |
| 1.8 | Elect Director John R. Peeler | Management | For | For |
| 1.9 | Elect Director Thomas J. Seifert | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| J2 GLOBAL, INC. Meeting Date: MAY 06, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: JCOM Security ID: 48123V102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Douglas Y. Bech | Management | For | For |
| 1b | Elect Director Robert J. Cresci | Management | For | For |
| 1c | Elect Director W. Brian Kretzmer | Management | For | For |
| 1d | Elect Director Jonathan F. Miller | Management | For | For |
| 1e | Elect Director Richard S. Ressler | Management | For | For |
| 1f | Elect Director Stephen Ross | Management | For | For |
| 2 | Ratify BDO USA, LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| 5 | Amend Articles to Remove Voting Provision | Management | For | For |
| JAMES RIVER GROUP HOLDINGS, LTD. Meeting Date: MAY 05, 2015 Record Date: MAR 19, 2015 Meeting Type: ANNUAL | ||||
| Ticker: JRVR Security ID: G5005R107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Ernst & Young LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| KAISER ALUMINUM CORPORATION Meeting Date: JUN 02, 2015 Record Date: APR 10, 2015 Meeting Type: ANNUAL | ||||
| Ticker: KALU Security ID: 483007704 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David Foster | Management | For | For |
| 1.2 | Elect Director L. Patrick Hassey | Management | For | For |
| 1.3 | Elect Director Teresa A. Hopp | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adopt Majority Voting for Uncontested Election of Directors | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| KAR AUCTION SERVICES, INC. Meeting Date: JUN 03, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: KAR Security ID: 48238T109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Todd F. Bourell | Management | For | For |
| 1b | Elect Director Donna R. Ecton | Management | For | For |
| 1c | Elect Director Peter R. Formanek | Management | For | For |
| 1d | Elect Director James P. Hallett | Management | For | For |
| 1e | Elect Director Mark E. Hill | Management | For | For |
| 1f | Elect Director J. Mark Howell | Management | For | For |
| 1g | Elect Director Lynn Jolliffe | Management | For | For |
| 1h | Elect Director Michael T. Kestner | Management | For | For |
| 1i | Elect Director John P. Larson | Management | For | For |
| 1j | Elect Director Stephen E. Smith | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. Meeting Date: NOV 17, 2014 Record Date: OCT 06, 2014 Meeting Type: SPECIAL | ||||
| Ticker: KERX Security ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Amend Omnibus Stock Plan | Management | For | For |
| KERYX BIOPHARMACEUTICALS, INC. Meeting Date: JUN 16, 2015 Record Date: APR 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: KERX Security ID: 492515101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Kevin J. Cameron | Management | For | For |
| 1.2 | Elect Director Joseph M. Feczko | Management | For | For |
| 1.3 | Elect Director Wyche Fowler, Jr. | Management | For | For |
| 1.4 | Elect Director Jack Kaye | Management | For | For |
| 1.5 | Elect Director Gregory P. Madison | Management | For | For |
| 1.6 | Elect Director Daniel P. Regan | Management | For | For |
| 1.7 | Elect Director Michael P. Tarnok | Management | For | For |
| 2 | Ratify UHY LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| KITE PHARMA, INC. Meeting Date: JUN 08, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
| Ticker: KITE Security ID: 49803L109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Arie Belldegrun | Management | For | For |
| 1.2 | Elect Director David Bonderman | Management | For | For |
| 1.3 | Elect Director Jonathan M. Peacock | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| KORN/FERRY INTERNATIONAL Meeting Date: OCT 01, 2014 Record Date: AUG 08, 2014 Meeting Type: ANNUAL | ||||
| Ticker: KFY Security ID: 500643200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary D. Burnison | Management | For | For |
| 1.2 | Elect Director William R. Floyd | Management | For | For |
| 1.3 | Elect Director Christina A. Gold | Management | For | For |
| 1.4 | Elect Director Jerry P. Leamon | Management | For | For |
| 1.5 | Elect Director Edward D. Miller | Management | For | For |
| 1.6 | Elect Director Debra J. Perry | Management | For | For |
| 1.7 | Elect Director George T. Shaheen | Management | For | For |
| 1.8 | Elect Director Harry L. You | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Auditors | Management | For | For |
| KRISPY KREME DOUGHNUTS, INC. Meeting Date: JUN 17, 2015 Record Date: APR 17, 2015 Meeting Type: ANNUAL | ||||
| Ticker: KKD Security ID: 501014104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Tim E. Bentsen | Management | For | For |
| 1.2 | Elect Director Carl E. Lee, Jr. | Management | For | For |
| 1.3 | Elect Director James H. Morgan | Management | For | For |
| 1.4 | Elect Director Andrew J. Schindler | Management | For | For |
| 1.5 | Elect Director Tony Thompson | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Repeal Securities Transfer Restrictions | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| LASALLE HOTEL PROPERTIES Meeting Date: MAY 07, 2015 Record Date: FEB 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: LHO Security ID: 517942108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey T. Foland | Management | For | For |
| 1.2 | Elect Director Darryl Hartley-Leonard | Management | For | For |
| 1.3 | Elect Director William S. McCalmont | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| LIFELOCK, INC. Meeting Date: MAY 05, 2015 Record Date: MAR 19, 2015 Meeting Type: ANNUAL | ||||
| Ticker: LOCK Security ID: 53224V100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gary S. Briggs | Management | For | For |
| 1.2 | Elect Director Roy A. Guthrie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MASONITE INTERNATIONAL CORPORATION Meeting Date: MAY 13, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
| Ticker: DOOR Security ID: 575385109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Frederick J. Lynch | Management | For | For |
| 1.2 | Elect Director Jody L. Bilney | Management | For | For |
| 1.3 | Elect Director Robert J. Byrne | Management | For | For |
| 1.4 | Elect Director Peter R. Dachowski | Management | For | For |
| 1.5 | Elect Director Jonathan F. Foster | Management | For | For |
| 1.6 | Elect Director George A. Lorch | Management | For | For |
| 1.7 | Elect Director Rick J. Mills | Management | For | For |
| 1.8 | Elect Director Francis M. Scricco | Management | For | For |
| 1.9 | Elect Director John C. Wills | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Approve Deloitte & Touche LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | Against |
| MATTHEWS INTERNATIONAL CORPORATION Meeting Date: FEB 19, 2015 Record Date: DEC 31, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MATW Security ID: 577128101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director David A. Schawk | Management | For | For |
| 1.2 | Elect Director Joseph C. Bartolacci | Management | For | For |
| 1.3 | Elect Director Katherine E. Dietze | Management | For | For |
| 1.4 | Elect Director Morgan K. O'Brien | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| MATTRESS FIRM HOLDING CORP. Meeting Date: MAY 27, 2015 Record Date: APR 01, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MFRM Security ID: 57722W106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert E. Creager | Management | For | For |
| 1.2 | Elect Director R. Stephen Stagner | Management | For | For |
| 1.3 | Elect Director William E. Watts | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| MB FINANCIAL, INC. Meeting Date: MAY 27, 2015 Record Date: MAR 27, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MBFI Security ID: 55264U108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director David P. Bolger | Management | For | For |
| 1b | Elect Director C. Bryan Daniels | Management | For | For |
| 1c | Elect Director Mitchell Feiger | Management | For | For |
| 1d | Elect Director Charles J. Gries | Management | For | For |
| 1e | Elect Director James N. Hallene | Management | For | For |
| 1f | Elect Director Thomas H. Harvey | Management | For | For |
| 1g | Elect Director Richard J. Holmstrom | Management | For | For |
| 1h | Elect Director Karen J. May | Management | For | For |
| 1i | Elect Director Ronald D. Santo | Management | For | For |
| 1j | Elect Director Jennifer W. Steans | Management | For | For |
| 1k | Elect Director Renee Togher | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify McGladrey LLP as Auditors | Management | For | For |
| MID-AMERICA APARTMENT COMMUNITIES, INC. Meeting Date: MAY 19, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MAA Security ID: 59522J103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director H. Eric Bolton, Jr. | Management | For | For |
| 1b | Elect Director Alan B. Graf, Jr. | Management | For | For |
| 1c | Elect Director Ralph Horn | Management | For | For |
| 1d | Elect Director James K. Lowder | Management | For | For |
| 1e | Elect Director Thomas H. Lowder | Management | For | For |
| 1f | Elect Director Claude B. Nielsen | Management | For | For |
| 1g | Elect Director Philip W. Norwood | Management | For | For |
| 1h | Elect Director W. Reid Sanders | Management | For | For |
| 1i | Elect Director William B. Sansom | Management | For | For |
| 1j | Elect Director Gary Shorb | Management | For | For |
| 1k | Elect Director John W. Spiegel | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| MKS INSTRUMENTS, INC. Meeting Date: MAY 04, 2015 Record Date: MAR 11, 2015 Meeting Type: ANNUAL | ||||
| Ticker: MKSI Security ID: 55306N104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Gerald G. Colella | Management | For | For |
| 1.2 | Elect Director Elizabeth A. Mora | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| MONRO MUFFLER BRAKE, INC. Meeting Date: AUG 05, 2014 Record Date: JUN 17, 2014 Meeting Type: ANNUAL | ||||
| Ticker: MNRO Security ID: 610236101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Donald Glickman | Management | For | For |
| 1.2 | Elect Director John W. Van Heel | Management | For | For |
| 1.3 | Elect Director James R. Wilen | Management | For | For |
| 1.4 | Elect Director Elizabeth A. Wolszon | Management | For | For |
| 2 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify Auditors | Management | For | For |
| NOW INC. Meeting Date: MAY 27, 2015 Record Date: APR 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: DNOW Security ID: 67011P100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1A | Elect Director Terry Bonno | Management | For | For |
| 1B | Elect Director Galen Cobb | Management | For | For |
| 1C | Elect Director James Crandell | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| 5 | Approve Executive Incentive Bonus Plan | Management | For | For |
| NU SKIN ENTERPRISES, INC. Meeting Date: JUN 23, 2015 Record Date: APR 27, 2015 Meeting Type: ANNUAL | ||||
| Ticker: NUS Security ID: 67018T105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Nevin N. Andersen | Management | For | For |
| 1b | Elect Director Daniel W. Campbell | Management | For | For |
| 1c | Elect Director M. Truman Hunt | Management | For | For |
| 1d | Elect Director Andrew D. Lipman | Management | For | For |
| 1e | Elect Director Steven J. Lund | Management | For | For |
| 1f | Elect Director Neil H. Offen | Management | For | For |
| 1g | Elect Director Thomas R. Pisano | Management | For | For |
| 1h | Elect Director Edwina D. Woodbury | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| NXSTAGE MEDICAL, INC. Meeting Date: MAY 21, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
| Ticker: NXTM Security ID: 67072V103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeffrey H. Burbank | Management | For | For |
| 1.2 | Elect Director Robert G. Funari | Management | For | For |
| 1.3 | Elect Director Daniel A. Giannini | Management | For | For |
| 1.4 | Elect Director Earl R. Lewis | Management | For | For |
| 1.5 | Elect Director Jean K. Mixer | Management | For | For |
| 1.6 | Elect Director Craig W. Moore | Management | For | For |
| 1.7 | Elect Director Reid S. Perper | Management | For | For |
| 1.8 | Elect Director Barry M. Straube | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 4 | Amend Qualified Employee Stock Purchase Plan | Management | For | For |
| OLD REPUBLIC INTERNATIONAL CORPORATION Meeting Date: MAY 22, 2015 Record Date: MAR 30, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ORI Security ID: 680223104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Harrington Bischof | Management | For | For |
| 1.2 | Elect Director Spencer LeRoy, III | Management | For | For |
| 1.3 | Elect Director Charles F. Titterton | Management | For | For |
| 1.4 | Elect Director Steven R. Walker | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Approve Omnibus Stock Plan | Management | For | Against |
| 5 | Require a Majority Vote for the Election of Directors | Shareholder | Against | For |
| ON ASSIGNMENT, INC. Meeting Date: JUN 11, 2015 Record Date: APR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ASGN Security ID: 682159108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jeremy M. Jones | Management | For | For |
| 1.2 | Elect Director Marty R. Kittrell | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| ORITANI FINANCIAL CORP. Meeting Date: NOV 25, 2014 Record Date: OCT 01, 2014 Meeting Type: ANNUAL | ||||
| Ticker: ORIT Security ID: 68633D103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Doyle, Jr. | Management | For | For |
| 1.2 | Elect Director John J. Skelly, Jr. | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| OSISKO GOLD ROYALTIES LTD. Meeting Date: JUN 30, 2015 Record Date: MAY 26, 2015 Meeting Type: ANNUAL/SPECIAL | ||||
| Ticker: OR Security ID: 68827L101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Francoise Bertrand | Management | For | For |
| 1.2 | Elect Director Victor H. Bradley | Management | For | For |
| 1.3 | Elect Director John F. Burzynski | Management | For | For |
| 1.4 | Elect Director Joanne Ferstman | Management | For | For |
| 1.5 | Elect Director Andre Gaumond | Management | For | For |
| 1.6 | Elect Director Pierre Labbe | Management | For | For |
| 1.7 | Elect Director Charles E. Page | Management | For | For |
| 1.8 | Elect Director Sean Roosen | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Employee Share Purchase Plan | Management | For | For |
| 4 | Advisory Vote on Executive Compensation Approach | Management | For | For |
| P. H. GLATFELTER COMPANY Meeting Date: MAY 07, 2015 Record Date: MAR 13, 2015 Meeting Type: ANNUAL | ||||
| Ticker: GLT Security ID: 377316104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Bruce Brown | Management | For | For |
| 1.2 | Elect Director Kathleen A. Dahlberg | Management | For | For |
| 1.3 | Elect Director Nicholas Debenedictis | Management | For | For |
| 1.4 | Elect Director Kevin M. Fogarty | Management | For | For |
| 1.5 | Elect Director J. Robert Hall | Management | For | For |
| 1.6 | Elect Director Richard C. Ill | Management | For | For |
| 1.7 | Elect Director Ronald J. Naples | Management | For | For |
| 1.8 | Elect Director Dante C. Parrini | Management | For | For |
| 1.9 | Elect Director Lee C. Stewart | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Executive Incentive Bonus Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PAYLOCITY HOLDING CORPORATION Meeting Date: DEC 19, 2014 Record Date: OCT 29, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PCTY Security ID: 70438V106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Steven I. Sarowitz | Management | For | Withhold |
| 1.2 | Elect Director Jeffrey T. Diehl | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| PINNACLE FOODS INC. Meeting Date: JUN 11, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PF Security ID: 72348P104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Ann Fandozzi | Management | For | For |
| 1.2 | Elect Director Jason Giordano | Management | For | Withhold |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| POPEYES LOUISIANA KITCHEN, INC. Meeting Date: MAY 21, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PLKI Security ID: 732872106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Krishnan Anand | Management | For | For |
| 1.2 | Elect Director Cheryl A. Bachelder | Management | For | For |
| 1.3 | Elect Director Carolyn Hogan Byrd | Management | For | For |
| 1.4 | Elect Director John M. Cranor, III | Management | For | For |
| 1.5 | Elect Director Joel K. Manby | Management | For | For |
| 1.6 | Elect Director Martyn R. Redgrave | Management | For | For |
| 1.7 | Elect Director S. Kirk Kinsell | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Approve Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PRESTIGE BRANDS HOLDINGS, INC. Meeting Date: AUG 05, 2014 Record Date: JUN 12, 2014 Meeting Type: ANNUAL | ||||
| Ticker: PBH Security ID: 74112D101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Matthew M. Mannelly | Management | For | For |
| 1.2 | Elect Director John E. Byom | Management | For | For |
| 1.3 | Elect Director Gary E. Costley | Management | For | For |
| 1.4 | Elect Director Charles J. Hinkaty | Management | For | For |
| 1.5 | Elect Director Carl J. Johnson | Management | For | For |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| PROOFPOINT, INC. Meeting Date: JUN 08, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
| Ticker: PFPT Security ID: 743424103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Anthony Bettencourt | Management | For | For |
| 1.2 | Elect Director Dana Evan | Management | For | For |
| 1.3 | Elect Director Gary Steele | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| REDWOOD TRUST, INC. Meeting Date: MAY 19, 2015 Record Date: MAR 25, 2015 Meeting Type: ANNUAL | ||||
| Ticker: RWT Security ID: 758075402 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Baum | Management | For | For |
| 1.2 | Elect Director Douglas B. Hansen | Management | For | For |
| 1.3 | Elect Director Mariann Byerwalter | Management | For | For |
| 1.4 | Elect Director Marty Hughes | Management | For | For |
| 1.5 | Elect Director Greg H. Kubicek | Management | For | For |
| 1.6 | Elect Director Karen R. Pallotta | Management | For | For |
| 1.7 | Elect Director Jeffrey T. Pero | Management | For | For |
| 1.8 | Elect Director Georganne C. Proctor | Management | For | For |
| 1.9 | Elect Director Charles J. Toeniskoetter | Management | For | For |
| 2 | Ratify Grant Thornton LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| RENEWABLE ENERGY GROUP, INC. Meeting Date: MAY 13, 2015 Record Date: MAR 26, 2015 Meeting Type: ANNUAL | ||||
| Ticker: REGI Security ID: 75972A301 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Daniel J. Oh | Management | For | For |
| 1.2 | Elect Director Michael M. Scharf | Management | For | For |
| 1.3 | Elect Director Theodore M. Crosbie | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| RIGNET, INC. Meeting Date: MAY 08, 2015 Record Date: MAR 20, 2015 Meeting Type: ANNUAL | ||||
| Ticker: RNET Security ID: 766582100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James H. Browning | Management | For | For |
| 1.2 | Elect Director Mattia Caprioli | Management | For | For |
| 1.3 | Elect Director Charles L. Davis | Management | For | For |
| 1.4 | Elect Director Kevin Mulloy | Management | For | For |
| 1.5 | Elect Director Kevin J. O'Hara | Management | For | For |
| 1.6 | Elect Director Keith Olsen | Management | For | For |
| 1.7 | Elect Director Mark B. Slaughter | Management | For | For |
| 1.8 | Elect Director Brent K. Whittington | Management | For | For |
| 1.9 | Elect Director Ditlef de Vibe | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SAIA, INC. Meeting Date: APR 27, 2015 Record Date: MAR 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SAIA Security ID: 78709Y105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director William F. Evans | Management | For | For |
| 1.2 | Elect Director Herbert A. Trucksess, III | Management | For | For |
| 1.3 | Elect Director Jeffrey C. Ward | Management | For | For |
| 2 | Approve Executive Incentive Bonus Plan | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Ratify KPMG LLP as Auditors | Management | For | For |
| SEMTECH CORPORATION Meeting Date: JUN 18, 2015 Record Date: APR 24, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SMTC Security ID: 816850101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glen M. Antle | Management | For | For |
| 1.2 | Elect Director James P. Burra | Management | For | For |
| 1.3 | Elect Director Bruce C. Edwards | Management | For | For |
| 1.4 | Elect Director Rockell N. Hankin | Management | For | For |
| 1.5 | Elect Director James T. Lindstrom | Management | For | For |
| 1.6 | Elect Director Mohan R. Maheswaran | Management | For | For |
| 1.7 | Elect Director John L. Piotrowski | Management | For | For |
| 1.8 | Elect Director Carmelo J. Santoro | Management | For | For |
| 1.9 | Elect Director Sylvia Summers | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| SPANSION INC. Meeting Date: MAR 12, 2015 Record Date: FEB 05, 2015 Meeting Type: SPECIAL | ||||
| Ticker: CODE Security ID: 84649R200 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Merger Agreement | Management | For | For |
| 2 | Advisory Vote on Golden Parachutes | Management | For | For |
| 3 | Adjourn Meeting | Management | For | For |
| SPIRIT AIRLINES, INC. Meeting Date: JUN 16, 2015 Record Date: APR 17, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SAVE Security ID: 848577102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Robert D. Johnson | Management | For | For |
| 1.2 | Elect Director Barclay G. Jones, III | Management | For | For |
| 1.3 | Elect Director Dawn M. Zier | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Approve Omnibus Stock Plan | Management | For | For |
| SPX CORPORATION Meeting Date: MAY 08, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SPW Security ID: 784635104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Christopher J. Kearney | Management | For | For |
| 1.2 | Elect Director Robert F. Hull, Jr. | Management | For | For |
| 1.3 | Elect Director Anne K. Altman | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| 4 | Adjust Par Value of Common Stock | Management | For | For |
| 5 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| STAG INDUSTRIAL, INC. Meeting Date: MAY 04, 2015 Record Date: MAR 06, 2015 Meeting Type: ANNUAL | ||||
| Ticker: STAG Security ID: 85254J102 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Benjamin S. Butcher | Management | For | For |
| 1.2 | Elect Director Virgis W. Colbert | Management | For | For |
| 1.3 | Elect Director Jeffrey D. Furber | Management | For | For |
| 1.4 | Elect Director Larry T. Guillemette | Management | For | For |
| 1.5 | Elect Director Francis X. Jacoby, III | Management | For | For |
| 1.6 | Elect Director Christopher P. Marr | Management | For | For |
| 1.7 | Elect Director Hans S. Weger | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| STARWOOD PROPERTY TRUST, INC. Meeting Date: APR 21, 2015 Record Date: MAR 03, 2015 Meeting Type: ANNUAL | ||||
| Ticker: STWD Security ID: 85571B105 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Richard D. Bronson | Management | For | For |
| 1.2 | Elect Director Jeffrey G. Dishner | Management | For | For |
| 1.3 | Elect Director Camille J. Douglas | Management | For | For |
| 1.4 | Elect Director Solomon J. Kumin | Management | For | For |
| 1.5 | Elect Director Barry S. Sternlicht | Management | For | For |
| 1.6 | Elect Director Strauss Zelnick | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 4 | Require Independent Board Chairman | Shareholder | Against | For |
| SWIFT TRANSPORTATION COMPANY Meeting Date: MAY 08, 2015 Record Date: MAR 18, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SWFT Security ID: 87074U101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Jerry Moyes | Management | For | For |
| 1.2 | Elect Director Richard H. Dozer | Management | For | Withhold |
| 1.3 | Elect Director David Vander Ploeg | Management | For | Withhold |
| 1.4 | Elect Director Glenn Brown | Management | For | Withhold |
| 1.5 | Elect Director Jose A. Cardenas | Management | For | Withhold |
| 1.6 | Elect Director William F. Riley III | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | For |
| SYNNEX CORPORATION Meeting Date: MAR 24, 2015 Record Date: FEB 09, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SNX Security ID: 87162W100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Dwight Steffensen | Management | For | For |
| 1.2 | Elect Director Kevin Murai | Management | For | For |
| 1.3 | Elect Director Fred Breidenbach | Management | For | For |
| 1.4 | Elect Director Hau Lee | Management | For | For |
| 1.5 | Elect Director Matthew Miau | Management | For | Withhold |
| 1.6 | Elect Director Dennis Polk | Management | For | For |
| 1.7 | Elect Director Gregory Quesnel | Management | For | For |
| 1.8 | Elect Director Thomas Wurster | Management | For | For |
| 1.9 | Elect Director Duane Zitzner | Management | For | For |
| 1.10 | Elect Director Andrea Zulberti | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TALMER BANCORP, INC. Meeting Date: JUN 08, 2015 Record Date: APR 15, 2015 Meeting Type: ANNUAL | ||||
| Ticker: TLMR Security ID: 87482X101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Max Berlin | Management | For | Withhold |
| 1.2 | Elect Director Gary Collins | Management | For | For |
| 1.3 | Elect Director Jennifer Granholm | Management | For | For |
| 1.4 | Elect Director Paul Hodges, III | Management | For | For |
| 1.5 | Elect Director Denny Kim | Management | For | For |
| 1.6 | Elect Director Ronald Klein | Management | For | For |
| 1.7 | Elect Director David Leitch | Management | For | For |
| 1.8 | Elect Director Barbara Mahone | Management | For | For |
| 1.9 | Elect Director Robert Naftaly | Management | For | For |
| 1.10 | Elect Director Albert Papa | Management | For | For |
| 1.11 | Elect Director David Provost | Management | For | For |
| 1.12 | Elect Director Thomas Schellenberg | Management | For | For |
| 1.13 | Elect Director Gary Torgow | Management | For | For |
| 1.14 | Elect Director Arthur Weiss | Management | For | Withhold |
| 2 | Ratify Crowe Horwath LLP as Auditors | Management | For | For |
| TEAM HEALTH HOLDINGS, INC. Meeting Date: MAY 20, 2015 Record Date: MAR 25, 2015 Meeting Type: ANNUAL | ||||
| Ticker: TMH Security ID: 87817A107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Glenn A. Davenport | Management | For | Against |
| 1.2 | Elect Director Vicky B. Gregg | Management | For | Against |
| 1.3 | Elect Director Neil M. Kurtz | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| TEXAS ROADHOUSE, INC. Meeting Date: MAY 21, 2015 Record Date: MAR 23, 2015 Meeting Type: ANNUAL | ||||
| Ticker: TXRH Security ID: 882681109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director W. Kent Taylor | Management | For | Withhold |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Declassify the Board of Directors | Shareholder | Against | For |
| THE SPECTRANETICS CORPORATION Meeting Date: JUN 12, 2015 Record Date: APR 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: SPNC Security ID: 84760C107 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director R. John Fletcher | Management | For | For |
| 1.2 | Elect Director B. Kristine Johnson | Management | For | For |
| 1.3 | Elect Director Todd C. Schermerhorn | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| TRONOX LIMITED Meeting Date: MAY 20, 2015 Record Date: MAY 18, 2015 Meeting Type: ANNUAL | ||||
| Ticker: TROX Security ID: Q9235V101 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Thomas Casey | Management | For | For |
| 1.2 | Elect Director Andrew P. Hines | Management | For | For |
| 1.3 | Elect Director Wayne A. Hinman | Management | For | For |
| 1.4 | Elect Director Peter Johnston | Management | For | For |
| 1.5 | Elect Director Ilan Kaufthal | Management | For | For |
| 1.6 | Elect Director Jeffry N. Quinn | Management | For | Withhold |
| 2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| ULTRAGENYX PHARMACEUTICAL INC. Meeting Date: JUL 10, 2014 Record Date: MAY 16, 2014 Meeting Type: ANNUAL | ||||
| Ticker: RARE Security ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Elect Director Emil D. Kakkis | Management | For | Withhold |
| 2 | Ratify Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | Against |
| 4 | Amend Executive Incentive Bonus Plan | Management | For | For |
| ULTRAGENYX PHARMACEUTICAL INC. Meeting Date: JUN 18, 2015 Record Date: APR 21, 2015 Meeting Type: ANNUAL | ||||
| Ticker: RARE Security ID: 90400D108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Michael Narachi | Management | For | For |
| 1b | Elect Director Clay B. Siegall | Management | For | For |
| 2 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
| VWR CORPORATION Meeting Date: MAY 12, 2015 Record Date: MAR 31, 2015 Meeting Type: ANNUAL | ||||
| Ticker: VWR Security ID: 91843L103 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Nicholas W. Alexos | Management | For | Withhold |
| 1.2 | Elect Director Robert P. DeCresce | Management | For | For |
| 1.3 | Elect Director Carlos del Salto | Management | For | For |
| 2 | Ratify KPMG LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 4 | Advisory Vote on Say on Pay Frequency | Management | One Year | One Year |
| WASTE CONNECTIONS, INC. Meeting Date: MAY 15, 2015 Record Date: MAR 16, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WCN Security ID: 941053100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Michael W. Harlan | Management | For | For |
| 1.2 | Elect Director William J. Razzouk | Management | For | For |
| 2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WEBSTER FINANCIAL CORPORATION Meeting Date: APR 23, 2015 Record Date: FEB 23, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WBS Security ID: 947890109 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director William L. Atwell | Management | For | For |
| 1b | Elect Director Joel S. Becker | Management | For | For |
| 1c | Elect Director John J. Crawford | Management | For | For |
| 1d | Elect Director Robert A. Finkenzeller | Management | For | For |
| 1e | Elect Director Elizabeth E. Flynn | Management | For | For |
| 1f | Elect Director C. Michael Jacobi | Management | For | For |
| 1g | Elect Director Laurence C. Morse | Management | For | For |
| 1h | Elect Director Karen R. Osar | Management | For | For |
| 1i | Elect Director Mark Pettie | Management | For | For |
| 1j | Elect Director Charles W. Shivery | Management | For | For |
| 1k | Elect Director James C. Smith | Management | For | For |
| 2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Amend Omnibus Stock Plan | Management | For | For |
| WELLCARE HEALTH PLANS, INC. Meeting Date: MAY 11, 2015 Record Date: MAR 12, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WCG Security ID: 94946T106 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1a | Elect Director Richard C. Breon | Management | For | For |
| 1b | Elect Director Kenneth A. Burdick | Management | For | For |
| 1c | Elect Director Carol J. Burt | Management | For | For |
| 1d | Elect Director Roel C. Campos | Management | For | For |
| 1e | Elect Director D. Robert Graham | Management | For | For |
| 1f | Elect Director Kevin F. Hickey | Management | For | For |
| 1g | Elect Director Christian P. Michalik | Management | For | For |
| 1h | Elect Director Glenn D. Steele, Jr. | Management | For | For |
| 1i | Elect Director William L. Trubeck | Management | For | For |
| 1j | Elect Director Paul E. Weaver | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| WESTERN REFINING, INC. Meeting Date: JUN 02, 2015 Record Date: APR 14, 2015 Meeting Type: ANNUAL | ||||
| Ticker: WNR Security ID: 959319104 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Carin Marcy Barth | Management | For | For |
| 1.2 | Elect Director Sigmund L. Cornelius | Management | For | For |
| 1.3 | Elect Director Paul L. Foster | Management | For | For |
| 1.4 | Elect Director L. Frederick Francis | Management | For | For |
| 1.5 | Elect Director Robert J. Hassler | Management | For | For |
| 1.6 | Elect Director Brian J. Hogan | Management | For | For |
| 1.7 | Elect Director Scott D. Weaver | Management | For | For |
| 2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | For |
| 3 | Amend Omnibus Stock Plan | Management | For | For |
| XPO LOGISTICS, INC. Meeting Date: DEC 23, 2014 Record Date: NOV 24, 2014 Meeting Type: SPECIAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1 | Approve Conversion of Securities | Management | For | For |
| 2 | Adjourn Meeting | Management | For | For |
| XPO LOGISTICS, INC. Meeting Date: MAY 19, 2015 Record Date: APR 02, 2015 Meeting Type: ANNUAL | ||||
| Ticker: XPO Security ID: 983793100 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director James J. Martell | Management | For | For |
| 1.2 | Elect Director Jason D. Papastavrou | Management | For | For |
| 2 | Declassify the Board of Directors | Management | For | For |
| 3 | Ratify KPMG LLP as Auditors | Management | For | For |
| 4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | For |
| ZYNGA INC. Meeting Date: JUN 11, 2015 Record Date: APR 27, 2015 Meeting Type: ANNUAL | ||||
| Ticker: ZNGA Security ID: 98986T108 | ||||
| Proposal No | Proposal | Proposed By | Management Recommendation | Vote Cast |
| 1.1 | Elect Director Mark Pincus | Management | For | For |
| 1.2 | Elect Director L. John Doerr | Management | For | For |
| 1.3 | Elect Director Regina E. Dugan | Management | For | For |
| 1.4 | Elect Director William 'Bing' Gordon | Management | For | For |
| 1.5 | Elect Director Louis J. Lavigne, Jr. | Management | For | For |
| 1.6 | Elect Director Sunil Paul | Management | For | For |
| 1.7 | Elect Director Ellen F. Siminoff | Management | For | For |
| 2 | Amend Omnibus Stock Plan | Management | For | Against |
| 3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Against |
| 4 | Ratify Ernst & Young LLP as Auditors | Management | For | For |
END NPX REPORT
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant: | Oppenheimer Main Street Small Cap Fund |
| By: | Arthur P. Steinmetz* |
| Arthur P. Steinmetz, | |
| Trustee, President and Principal Executive Officer |
Date: August 26, 2015
| *By: | /s/ Lisa Bloomberg |
| ---------------------------------------- | |
| Lisa Bloomberg, Attorney in Fact |