Reality Shares DIVCON Leaders Dividend ETF Investment Company Report | |||||
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | |||||
Security 099502106 | Meeting Type | Annual | |||
Ticker Symbol BAH | Meeting Date | 29-Jul-2020 | |||
ISIN US0995021062 | Agenda | 935238508 - Management | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director: Ralph W. Shrader | Management | For | For | For | |
1B. Election of Director: Joan Lordi C. Amble | Management | For | For | For | |
1C. Election of Director: Michèle A. Flournoy | Management | For | For | For | |
2. Ratification of the appointment of Ernst & Young LLP as the Company's registered | Management | For | For | For | |
| independent public accountants for fiscal year 2021. | |||||
3. Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | For | |
4. Approval of the adoption of the Fifth | Management | For | For | For | |
| Amended and Restated Certificate of | |||||
| Incorporation to, among other things, | |||||
| eliminate classification of the Board of | |||||
| Directors. | |||||
| NIKE, INC. | |||||
Security 654106103 | Meeting Type | Annual | |||
Ticker Symbol NKE | Meeting Date | 17-Sep-2020 | |||
ISIN US6541061031 | Agenda | 935256378 - Management | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1a. Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | For | |
1b. Election of Class B Director: Peter B. Henry | Management | For | For | For | |
1c. Election of Class B Director: Michelle A. | Management | For | For | For | |
| Peluso | |||||
2. To approve executive compensation by an advisory vote. | Management | For | For | For | |
3. To ratify the appointment of PricewaterhouseCoopers LLP as | Management | For | For | For | |
| independent registered public accounting firm. | |||||
4. To approve the Nike, Inc. Stock Incentive | Management | For | For | For | |
| Plan, as amended and restated. | |||||
5. To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | Against | For | |
| CINTAS CORPORATION | |||||
Security 172908105 | Meeting Type | Annual | |||
Ticker Symbol CTAS | Meeting Date | 27-Oct-2020 | |||
ISIN US1729081059 | Agenda | 935270126 - Management | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director: Gerald S. Adolph | Management | For | For | For | |
1B. Election of Director: John F. Barrett | Management | For | For | For | |
1C. Election of Director: Melanie W. Barstad | Management | For | For | For | |
1D. Election of Director: Karen L. Carnahan | Management | For | For | For | |
1E. Election of Director: Robert E. Coletti | Management | For | For | For | |
1F. Election of Director: Scott D. Farmer | Management | For | For | For | |
1G. Election of Director: Joseph Scaminace | Management | For | For | For | |
1H. Election of Director: Ronald W. Tysoe | Management | For | For | For | |
2. To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |
3. To ratify Ernst & Young LLP as our independent registered public accounting | Management | For | For | For | |
| firm for fiscal year 2021. | |||||
4. A shareholder proposal requesting the | Shareholder | Against | Against | For | |
| Company provide a semiannual report on | |||||
| political contributions, if properly presented | |||||
| at the meeting. | |||||
| KLA CORPORATION | |||||
Security 482480100 | Meeting Type | Annual | |||
Ticker Symbol KLAC | Meeting Date | 04-Nov-2020 | |||
ISIN US4824801009 | Agenda | 935275176 - Management | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director for a one-year term: Edward Barnholt | Management | For | For | For | |
1B. Election of Director for a one-year term: Robert Calderoni | Management | For | For | For | |
1C. Election of Director for a one-year term: | Management | For | For | For | |
| Jeneanne Hanley | |||||
1D. Election of Director for a one-year term: Emiko Higashi | Management | For | For | For | |
1E. Election of Director for a one-year term: Kevin Kennedy | Management | For | For | For | |
1F. Election of Director for a one-year term: Gary Moore | Management | For | For | For | |
1G. Election of Director for a one-year term: | Management | For | For | For | |
| Marie Myers | |||||
1H. Election of Director for a one-year term: Kiran Patel | Management | For | For | For | |
1I. Election of Director for a one-year term: Victor Peng | Management | For | For | For | |
1J. Election of Director for a one-year term: Robert Rango | Management | For | For | For | |
| 1K. Election of Director for a one-year term: | Management | For | For | For | |
| Richard Wallace | |||||
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the | Management | For | For | For | |
| Company's independent registered public | |||||
| accounting firm for the fiscal year ending | |||||
| June 30, 2021. | |||||
3. Approval on a non-binding, advisory basis of our named executive officer compensation. | Management | For | For | For | |
| 4. Stockholder proposal regarding proxy | Shareholder | Against | Against | For | |
| access, if properly submitted at the Annual | |||||
| Meeting. | |||||
| THE ESTEE LAUDER COMPANIES INC. | |||||
Security 518439104 | Meeting Type | Annual | |||
Ticker Symbol EL | Meeting Date | 10-Nov-2020 | |||
ISIN US5184391044 | Agenda | 935274530 - Management | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Class III Director: Charlene Barshefsky | Management | For | For | For | |
1B. Election of Class III Director: Wei Sun Christianson | Management | For | For | For | |
1C. Election of Class III Director: Fabrizio Freda | Management | For | For | For | |
1D. Election of Class III Director: Jane Lauder | Management | For | For | For | |
1E. Election of Class III Director: Leonard A. Lauder | Management | For | For | For | |
2. Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2021 fiscal year. | Management | For | For | For | |
3. Advisory vote to approve executive compensation. | Management | For | For | For | |
| RESMED INC. | |||||
Security 761152107 | Meeting Type | Annual | |||
Ticker Symbol RMD | Meeting Date | 19-Nov-2020 | |||
ISIN US7611521078 | Agenda | 935280115 - Management | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director to serve until 2021 annual meeting: Karen Drexler | Management | For | For | For | |
2B. Election of Director to serve until 2021 annual meeting: Michael Farrell | Management | For | For | For | |
2. Ratify our appointment of KPMG LLP as our | Management | For | For | For | |
| independent registered public accounting | |||||
| firm for the fiscal year ending June 30, | |||||
| 2021. | |||||
3. Approve, on an advisory basis, the compensation paid to our named executive | Management | For | For | For | |
| officers, as disclosed in the proxy statement | |||||
| ("say-on-pay"). | |||||
Reality Shares DIVCON Dividend Defender ETF Investment Company Report | |||||
| BOOZ ALLEN HAMILTON HOLDING CORPORATION | |||||
Security 099502106 | Meeting Type | Annual | |||
Ticker Symbol BAH | Meeting Date | 29-Jul-2020 | |||
ISIN US0995021062 | Agenda | 935238508 - Man ag ement | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director: Ralph W. Shrader | Management | For | For | For | |
1B. Election of Director: Joan Lordi C. Amble | Management | For | For | For | |
1C. Election of Director: Michèle A. Flournoy | Management | For | For | For | |
2. Ratification of the appointment of Ernst & Young LLP as the Company's registered | Management | For | For | For | |
| independent public accountants for fiscal year 2021. | |||||
3. Advisory vote to approve the compensation of the Company's named executive officers. | Management | For | For | For | |
4. Approval of the adoption of the Fifth | Management | For | For | For | |
| Amended and Restated Certificate of | |||||
| Incorporation to, among other things, | |||||
| eliminate classification of the Board of | |||||
| Directors. | |||||
| NIKE, INC. | |||||
Security 654106103 | Meeting Type | Annual | |||
Ticker Symbol NKE | Meeting Date | 17-Sep-2020 | |||
ISIN US6541061031 | Agenda | 935256378 - Man ag ement | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1a. Election of Class B Director: Alan B. Graf, Jr. | Management | For | For | For | |
1b. Election of Class B Director: Peter B. Henry | Management | For | For | For | |
1c. Election of Class B Director: Michelle A. | Management | For | For | For | |
| Peluso | |||||
2. To approve executive compensation by an advisory vote. | Management | For | For | For | |
3. To ratify the appointment of PricewaterhouseCoopers LLP as | Management | For | For | For | |
| independent registered public accounting | |||||
| firm. | |||||
4. To approve the Nike, Inc. Stock Incentive | Management | For | For | For | |
| Plan, as amended and restated. | |||||
5. To consider a shareholder proposal regarding political contributions disclosure. | Shareholder | Against | Against | For | |
| CINTAS CORPORATION | |||||
Security 172908105 | Meeting Type | Annual | |||
Ticker Symbol CTAS | Meeting Date | 27-Oct-2020 | |||
ISIN US1729081059 | Agenda | 935270126 - Man ag ement | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director: Gerald S. Adolph | Management | For | For | For | |
1B. Election of Director: John F. Barrett | Management | For | For | For | |
1C. Election of Director: Melanie W. Barstad | Management | For | For | For | |
1D. Election of Director: Karen L. Carnah an | Management | For | For | For | |
1E. Election of Director: Robert E. Coletti | Management | For | For | For | |
1F. Election of Director: Scott D. Farmer | Management | For | For | For | |
1G. Election of Director: Joseph Scaminace | Management | For | For | For | |
1H. Election of Director: Ronald W. Tysoe | Management | For | For | For | |
2. To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |
3. To ratify Ernst & Young LLP as our independent registered public accounting | Management | For | For | For | |
| firm for fiscal year 2021. | |||||
4. A shareholder prop osal req uesting the | Shareholder | Against | Against | For | |
| Company provide a semiannual report on | |||||
| political contributions, if properly presented | |||||
| at the meeting. | |||||
| KLA CORPORATION | |||||
Security 482480100 | Meeting Type | Annual | |||
Ticker Symbol KLAC | Meeting Date | 04-Nov-2020 | |||
ISIN US4824801009 | Agenda | 935275176 - Man ag ement | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director for a one-year term: Edward Barnholt | Management | For | For | For | |
1B. Election of Director for a one-year term: Robert Calderoni | Management | For | For | For | |
1C. Election of Director for a one-year term: | Management | For | For | For | |
| Jen eanne Hanley | |||||
1D. Election of Director for a one-year term: Emiko Higashi | Management | For | For | For | |
1E. Election of Director for a one-year term: Kevin Kennedy | Management | For | For | For | |
1F. Election of Director for a one-year term: Gary Moore | Management | For | For | For | |
1G. Election of Director for a one-year term: | Management | For | For | For | |
| Marie Myers | |||||
1H. Election of Director for a one-year term: Kiran Patel | Management | For | For | For | |
1I. Election of Director for a one-year term: Victor Peng | Management | For | For | For | |
1J. Election of Director for a one-year term: Robert Rango | Management | For | For | For | |
| 1K. Election of Director for a one-year term: | Management | For | For | For | |
| Richard Wallace | |||||
2. Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public | Management | For | For | For | |
| accounting firm for the fiscal year ending | |||||
| June 30, 2021. | |||||
3. Approval on a non-binding, advisory basis of our named executive officer compensation. | Management | For | For | For | |
| 4. Stockholder proposal regarding proxy | Shareholder | Against | Against | For | |
| access, if properly submitted at the Annual | |||||
| Meeting. | |||||
| THE ESTEE LAUDER COMPANIES INC. | |||||
Security 518439104 | Meeting Type | Annual | |||
Ticker Symbol EL | Meeting Date | 10-Nov-2020 | |||
ISIN US5184391044 | Agenda | 935274530 - Man ag ement | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Class III Director: Charlene Barshefsky | Management | For | For | For | |
1B. Election of Class III Director: Wei Sun Christianson | Management | For | For | For | |
1C. Election of Class III Director: Fabrizio Freda | Management | For | For | For | |
1D. Election of Class III Director: Jane Laud er | Management | For | For | For | |
1E. Election of Class III Director: Leonard A. Laud er | Management | For | For | For | |
2. Ratification of appointment of PricewaterhouseCoopers LLP as independent auditors for the 2021 fiscal year. | Management | For | For | For | |
3. Advisory vote to approve executive compensation. | Management | For | For | For | |
| RESMED INC. | |||||
Security 761152107 | Meeting Type | Annual | |||
Ticker Symbol RMD | Meeting Date | 19-Nov-2020 | |||
ISIN US7611521078 | Agenda | 935280115 - Man ag ement | |||
| Item Proposal | Proposed | Vote | Management | For/Against | |
| by | Recommendation | Management | |||
1A. Election of Director to serve until 2021 annual meeting: Karen Drexler | Management | For | For | For | |
2B. Election of Director to serve until 2021 annual meeting: Michael Farrell | Management | For | For | For | |
2. Ratify our appointment of KPMG LLP as our | Management | For | For | For | |
| independent registered public accounting | |||||
| firm for the fiscal year ending June 30, | |||||
| 2021. | |||||
3. Approve, on an advisory basis, the compensation paid to our named executive | Management | For | For | For | |
| officers, as disclosed in the proxy statement | |||||
| ("say-on-pay"). | |||||
Reality Shares NASDAQ NexGen Economy ETF Investment Company Report | |||||||||||||
| DAIMLER AG | |||||||||||||
| Security | D1668R123 | Meeting Type | Annual Gen eral Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 08-Jul-2020 | |||||||||||
| ISIN | DE0007100000 | Agenda | 712846407 - Man ag ement | ||||||||||
| Item Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting Non-Voting Non-Voting | ||||||||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE | Non-Voting | |||||||||||
| OF SPECIFIC CONFLICTS OF INTEREST | |||||||||||||
| IN-CONNECTION WITH SPECIFIC ITEMS | |||||||||||||
| OF THE AGENDA FOR THE GENERAL | |||||||||||||
| MEETING YOU ARE-NOT ENTITLED TO | |||||||||||||
| EXERCISE YOUR VOTING RIGHTS. | |||||||||||||
| FURTHER, YOUR VOTING RIGHT | |||||||||||||
| MIGHT-BE EXCLUDED WHEN YOUR | |||||||||||||
| SHARE IN VOTING RIGHTS HAS | |||||||||||||
| REACHED CERTAIN THRESHOLDS-AND | |||||||||||||
| YOU HAVE NOT COMPLIED WITH ANY | |||||||||||||
| OF YOUR MANDATORY VOTING | |||||||||||||
| RIGHTS-NOTIFICATIONS PURSUANT TO | |||||||||||||
| THE GERMAN SECURITIES TRADING | |||||||||||||
| ACT (WPHG). FOR-QUESTIONS IN THIS | |||||||||||||
| REGARD PLEASE CONTACT YOUR | |||||||||||||
| CLIENT SERVICE REPRESENTATIVE- | |||||||||||||
| FOR CLARIFICATION. IF YOU DO NOT | |||||||||||||
| HAVE ANY INDICATION REGARDING | |||||||||||||
| SUCH CONFLICT-OF INTEREST, OR | |||||||||||||
| ANOTHER EXCLUSION FROM VOTING, | |||||||||||||
| PLEASE SUBMIT YOUR VOTE AS-USUAL | |||||||||||||
| CMMT | FURTHER INFORMATION ON COUNTER | Non-Voting | |||||||||||
| PROPOSALS CAN BE FOUND DIRECTLY | |||||||||||||
| ON THE-ISSUER'S WEBSITE (PLEASE | |||||||||||||
| REFER TO THE MATERIAL URL | |||||||||||||
| SECTION OF THE-APPLICATION). IF | |||||||||||||
| YOU WISH TO ACT ON THESE ITEMS, | |||||||||||||
| YOU WILL NEED TO REQUEST A- | |||||||||||||
| MEETING ATTEND AND VOTE YOUR | |||||||||||||
| SHARES DIRECTLY AT THE COMPANY'S | |||||||||||||
| MEETING.-COUNTER PROPOSALS | |||||||||||||
| CANNOT BE REFLECTED IN THE | |||||||||||||
| BALLOT ON PROXYEDGE | |||||||||||||
| 2 | ALLOCATION OF DISTRIBUTABLE PROFIT: IN THE EVENT THAT THE | Management | For | For | For | ||||||||
| COMPANY DIRECTLY OR INDIRECTLY | |||||||||||||
| HOLDS ANY TREASURY SHARES AT | |||||||||||||
| THE DATE OF THE ANNUAL MEETING, | |||||||||||||
| THAT ARE NOT ENTITLED TO A | |||||||||||||
| DIVIDEND PURSUANT TO SECTION 71B | |||||||||||||
| OF THE GERMAN STOCK | |||||||||||||
| CORPORATION ACT (AKTIENGESETZ), | |||||||||||||
| IT IS RECOMMENDED TO THE ANNUAL | |||||||||||||
| MEETING THAT WITH AN UNCHANGED | |||||||||||||
| DIVIDEND OF EUR 0.90 PER NO-PAR | |||||||||||||
| VALUE SHARE ENTITLED TO DIVIDENDS | |||||||||||||
| THE PORTION OF THE DISTRIBUTABLE | |||||||||||||
| PROFIT ATTRIBUTABLE TO NO-PAR | |||||||||||||
| VALUE SHARES NOT ENTITLED TO | |||||||||||||
| DIVIDENDS SHALL BE TRANSFERRED | |||||||||||||
| TO RETAINED EARNINGS | |||||||||||||
| 3 | RATIFICATION OF BOARD OF MANAGEMENT MEMBERS' ACTIONS IN | Management | For | For | For | ||||||||
| THE 2019 FINANCIAL YEAR | |||||||||||||
4 RATIFICATION OF SUPERVISORY | Management | For | For | For | |||||||||
| BOARD MEMBERS' ACTIONS IN THE | |||||||||||||
| 2019 FINANCIAL YEAR | |||||||||||||
5.A APPOINTMENT OF AUDITORS FOR THE COMPANY AND FOR THE GROUP: 2020 | Management | For | For | For | |||||||||
| FINANCIAL YEAR INCLUDING INTERIM | |||||||||||||
| FINANCIAL REPORTS: BASED ON THE | |||||||||||||
| RECOMMENDATION OF THE AUDIT | |||||||||||||
| COMMITTEE (PRUFUNGSAUSSCHUSS), | |||||||||||||
| THE SUPERVISORY BOARD PROPOSES | |||||||||||||
| THAT KPMG AG | |||||||||||||
| WIRTSCHAFTSPRUEFUNGSGESELLSCH | |||||||||||||
| AFT, BERLIN, BE APPOINTED AS THE | |||||||||||||
| AUDITOR FOR THE ANNUAL FINANCIAL | |||||||||||||
| STATEMENTS, THE AUDITOR FOR THE | |||||||||||||
| CONSOLIDATED FINANCIAL | |||||||||||||
| STATEMENTS AND THE AUDITOR FOR | |||||||||||||
| THE REVIEW OF THE INTERIM | |||||||||||||
| FINANCIAL REPORTS FOR THE 2020 | |||||||||||||
| FINANCIAL YEAR | |||||||||||||
5.B APPOINTMENT OF AUDITORS FOR THE COMPANY AND FOR THE GROUP: | Management | For | For | For | |||||||||
| INTERIM FINANCIAL REPORTS FOR THE | |||||||||||||
| 2021 FINANCIAL YEAR UNTIL ANNUAL | |||||||||||||
| MEETING 2021: BASED ON THE | |||||||||||||
| RECOMMENDATION OF THE AUDIT | |||||||||||||
| COMMITTEE (PRUFUNGSAUSSCHUSS), | |||||||||||||
| THE SUPERVISORY BOARD PROPOSES | |||||||||||||
| THAT KPMG AG | |||||||||||||
| WIRTSCHAFTSPRUEFUNGSGESELLSCH | |||||||||||||
| AFT, BERLIN, BE APPOINTED AS THE | |||||||||||||
| AUDITOR FOR THE REVIEW OF THE | |||||||||||||
| INTERIM FINANCIAL REPORTS FOR THE | |||||||||||||
| 2021 FINANCIAL YEAR IN THE PERIOD | |||||||||||||
| UNTIL THE NEXT ANNUAL MEETING OF | |||||||||||||
| THE SHAREHOLDERS IN THE 2021 | |||||||||||||
| FINANCIAL YEAR | |||||||||||||
6 APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE | Management | For | For | For | |||||||||
| BOARD OF MANAGEMENT | |||||||||||||
7 ELECTION OF TIMOTHEUS HOETTGES | Management | For | For | For | |||||||||
| TO THE SUPERVISORY BOARD | |||||||||||||
8 AUTHORIZATION TO ACQUIRE AND USE OWN SHARES AND TO EXCLUDE | Management | For | For | For | |||||||||
| SHAREHOLDERS' SUBSCRIPTION | |||||||||||||
| RIGHTS AND RIGHTS TO SELL SHARES | |||||||||||||
| TO THE COMPANY | |||||||||||||
9 AUTHORIZATION TO USE DERIVATIVE FINANCIAL INSTRUMENTS IN THE | Management | For | For | For | |||||||||
| CONTEXT OF ACQUIRING OWN SHARES | |||||||||||||
| AND TO EXCLUDE SHAREHOLDERS' | |||||||||||||
| SUBSCRIPTION RIGHTS AND RIGHTS | |||||||||||||
| TO SELL SHARES TO THE COMPANY | |||||||||||||
| 10 | AUTHORIZATION TO ISSUE | Management | For | For | For | ||||||||
| CONVERTIBLE BONDS AND/OR BONDS | |||||||||||||
| WITH WARRANTS AND TO EXCLUDE | |||||||||||||
| SHAREHOLDERS' SUBSCRIPTION | |||||||||||||
| RIGHTS; CREATION OF CONDITIONAL | |||||||||||||
| CAPITAL 2020 AND AMENDMENT TO | |||||||||||||
| THE ARTICLES OF INCORPORATION | |||||||||||||
| 11.A | AMENDMENT OF THE ARTICLES OF INCORPORATION BY NEW ARTICLE 11A | Management | For | For | For | ||||||||
| AND NEW SECTION 5 TO ARTICLE 13: | |||||||||||||
| AMENDMENT BY NEW ARTICLE 11A | |||||||||||||
| (ANNUAL MEETING - VIDEO AND AUDIO | |||||||||||||
| TRANSMISSION) | |||||||||||||
| 11.B | AMENDMENT OF THE ARTICLES OF INCORPORATION BY NEW ARTICLE 11A | Management | For | For | For | ||||||||
| AND NEW SECTION 5 TO ARTICLE 13: | |||||||||||||
| AMENDMENT BY NEW SECTION 5 TO | |||||||||||||
| ARTICLE 13 (ANNUAL MEETING - | |||||||||||||
| ELECTRONIC PARTICIPATION OF | |||||||||||||
| SHAREHOLDERS) | |||||||||||||
| 12.A | AMENDMENT TO ARTICLE 16 OF THE ARTICLES OF INCORPORATION | Management | For | For | For | ||||||||
| (ANNUAL MEETING - RESOLUTION): | |||||||||||||
| DELETION OF ARTICLE 16 SEC. 2 | |||||||||||||
| 12.B | AMENDMENT TO ARTICLE 16 OF THE | Management | For | For | For | ||||||||
| ARTICLES OF INCORPORATION | |||||||||||||
| (ANNUAL MEETING - RESOLUTION): | |||||||||||||
| AMENDMENT AND REVISION OF | |||||||||||||
| ARTICLE 16 SEC. 1 | |||||||||||||
| 13 | APPROVAL OF THE CONCLUSION OF A PROFIT TRANSFER AGREEMENT | Management | For | For | For | ||||||||
| BETWEEN DAIMLER AG AND | |||||||||||||
| MERCEDES-BENZ BANK AG | |||||||||||||
| SIEMENS AG | |||||||||||||
| Security | D69671218 | Meeting Type | ExtraOrdinary Gen eral Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 09-Jul-2020 | |||||||||||
| ISIN | DE0007236101 | Agenda | 712718228 - Man ag ement | ||||||||||
| Item Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
CMMT FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE CMMT PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL CMMT THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting Non-Voting Non-Voting | ||||||||||||
CMMT ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL CMMT FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE 1 TO RESOLVE ON THE APPROVAL OF THE SPIN-OFF AND TRANSFER AGREEMENT BETWEEN SIEMENS AG AND SIEMENS ENERGY AG, MUNICH, DATED MAY 22, 2020 | Non-Voting Non-Voting Management For For For | ||||||||||||
| HITACHI,LTD. | |||||||||||||
Security Ticker Symbol | J20454112 | Meeting Type Meeting Date | ExtraOrdinary Gen eral Meeting 30-Jul-2020 | ||||||||||
| ISIN | JP3788600009 | Agenda 712915480 - Man ag ement | |||||||||||
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||||||
| The Transfer Agent in Japan for this event req uires it be registered as an-"EGM" | Non-Voting | ||||||||||||
| though the event will be conducted as an | |||||||||||||
| "AGM" | |||||||||||||
| 1.1 | Appoint a Director Ihara, Katsumi | Management | For | For | For | ||||||||
| 1.2 | Appoint a Director Ravi Venkatesan | Management | For | For | For | ||||||||
| 1.3 | Appoint a Director Cynthia Carroll | Management | For | For | For | ||||||||
| 1.4 | Appoint a Director Joe Harlan | Management | For | For | For | ||||||||
| 1.5 | Appoint a Director George Buckley | Management | For | For | For | ||||||||
| 1.6 | Appoint a Director Louise Pentland | Management | For | For | For | ||||||||
| 1.7 | Appoint a Director Mochizuki, Harufumi | Management | For | For | For | ||||||||
| 1.8 | Appoint a Director Yamamoto, Takatoshi | Management | For | For | For | ||||||||
| 1.9 | Appoint a Director Yoshihara, Hiroaki | Management | For | For | For | ||||||||
| 1.10 | Appoint a Director Helmuth Ludwig | Management | For | For | For | ||||||||
| 1.11 | Appoint a Director Seki, Hideaki | Management | For | For | For | ||||||||
| 1.12 | Appoint a Director Nakanishi, Hiroaki | Management | For | For | For | ||||||||
| 1.13 | Appoint a Director Higashihara, Toshiaki | Management | For | For | For | ||||||||
| PLUS500 LTD | |||||||||||||
| Security | M7S2CK109 | Meeting Type | Annual Gen eral Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 16-Sep-2020 | |||||||||||
| ISIN | IL0011284465 | Agenda | 713023430 - Man ag ement | ||||||||||
| Item Proposal | Proposed | Vote | Management | For/Against | |||||||||
| by | Recommendation | Management | |||||||||||
| CMMT | AS A CONDITION OF VOTING, ISRAELI | Non-Voting | |||||||||||
| MARKET REGULATIONS REQUIRE THAT | |||||||||||||
| YOU-DISCLOSE WHETHER YOU HAVE | |||||||||||||
| A) A PERSONAL INTEREST IN THIS | |||||||||||||
| COMPANY B) ARE A-CONTROLLING | |||||||||||||
| SHAREHOLDER IN THIS COMPANY C) | |||||||||||||
| ARE A SENIOR OFFICER OF THIS- | |||||||||||||
| COMPANY D) THAT YOU ARE AN | |||||||||||||
| INSTITUTIONAL CLIENT, JOINT | |||||||||||||
| INVESTMENT FUND-MANAGER OR | |||||||||||||
| TRUST FUND. BY VOTING THROUGH | |||||||||||||
| THE PROXY EDGE PLATFORM YOU | |||||||||||||
| ARE-CONFIRMING THE ANSWER FOR A, | |||||||||||||
| B AND C TO BE NO AND THE ANSWER | |||||||||||||
| FOR D TO BE YES.-SHOULD THIS NOT | |||||||||||||
| BE THE CASE, IN ADDITION TO | |||||||||||||
| SUBMITTING YOUR VOTE- | |||||||||||||
| INSTRUCTION(S) VIA PROXYEDGE, | |||||||||||||
| PLEASE CONTACT YOUR CLIENT | |||||||||||||
| SERVICE-REPRESENTATIVE | |||||||||||||
| PROVIDING THEM WITH THE SPECIFIC | |||||||||||||
| DISCLOSURE DETAILS INDICATING- | |||||||||||||
| YOUR ACCOUNT INFORMATION AND | |||||||||||||
| WHERE YOUR PERSONAL INTEREST | |||||||||||||
| LIES. | |||||||||||||
| 1 | TO RE-ELECT PENELOPE JUDD, WHO RETIRES BY ROTATION PURSUANT TO | Management | For | For | For | ||||||||
| ARTICLE 42 OF THE COMPANY'S | |||||||||||||
| ARTICLES OF ASSOCIATION, AS AN | |||||||||||||
| INDEPENDENT NON-EXECUTIVE | |||||||||||||
| DIRECTOR (IF RE-ELECTED, MS. JUDD | |||||||||||||
| SHALL CONTINUE TO SERVE AS | |||||||||||||
| CHAIRMAN OF THE COMPANY'S BOARD | |||||||||||||
| OF DIRECTORS FOLLOWING THE | |||||||||||||
| ANNUAL GENERAL MEETING) | |||||||||||||
| 2 | TO RE-ELECT GAL HABER, WHO | Management | For | For | For | ||||||||
| RETIRES BY ROTATION PURSUANT TO | |||||||||||||
| ARTICLE 42 OF THE COMPANY'S | |||||||||||||
| ARTICLES OF ASSOCIATION, AS A | |||||||||||||
| DIRECTOR | |||||||||||||
| 3 | TO RE-ELECT DAVID ZRUIA, WHO RETIRES BY ROTATION PURSUANT TO | Management | For | For | For | ||||||||
| ARTICLE 42 OF THE COMPANY'S | |||||||||||||
| ARTICLES OF ASSOCIATION, AS A | |||||||||||||
| DIRECTOR | |||||||||||||
4 TO RE-ELECT ELAD EVEN-CHEN, WHO | Management | For | For | For | |||||||||
| RETIRES BY ROTATION PURSUANT TO | |||||||||||||
| ARTICLE 42 OF THE COMPANY'S | |||||||||||||
| ARTICLES OF ASSOCIATION, AS A | |||||||||||||
| DIRECTOR | |||||||||||||
5 TO RE-ELECT STEVEN BALDWIN, WHO RETIRES BY ROTATION PURSUANT TO | Management | For | For | For | |||||||||
| ARTICLE 42 OF THE COMPANY'S | |||||||||||||
| ARTICLES OF ASSOCIATION, AS AN | |||||||||||||
| INDEPENDENT NON-EXECUTIVE | |||||||||||||
| DIRECTOR | |||||||||||||
6 TO ELECT ANNE GRIM AS AN | Management | For | For | For | |||||||||
| EXTERNAL DIRECTOR AND | |||||||||||||
| INDEPENDENT NONEXECUTIVE | |||||||||||||
| DIRECTOR OF THE COMPANY FOR A | |||||||||||||
| THREE YEAR TERM IN ACCORDANCE | |||||||||||||
| WITH ISRAELI LAW REQUIREMENTS | |||||||||||||
7 TO RE-APPOINT KESSELMAN & KESSELMAN, A MEMBER FIRM OF | Management | For | For | For | |||||||||
| PRICEWATERHOUSECOOPERS | |||||||||||||
| INTERNATIONAL LIMITED, AS THE | |||||||||||||
| COMPANY'S INDEPENDENT EXTERNAL | |||||||||||||
| AUDITOR FOR 2020 | |||||||||||||
8 TO AUTHORISE THE COMPANY'S | Management | For | For | For | |||||||||
| BOARD OF DIRECTORS (OR, THE AUDIT | |||||||||||||
| COMMITTEE, IF AUTHORISED BY THE | |||||||||||||
| BOARD OF DIRECTORS) TO FIX THE | |||||||||||||
| REMUNERATION OF THE COMPANY'S | |||||||||||||
| INDEPENDENT EXTERNAL AUDITOR | |||||||||||||
9 TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10(C) OF THE | Management | For | For | For | |||||||||
| COMPANY'S ARTICLES OF | |||||||||||||
| ASSOCIATION TO ALLOT AND ISSUE UP | |||||||||||||
| TO 5,298,958 ORDINARY SHARES | |||||||||||||
| (REPRESENTING JUST UNDER 5 PER | |||||||||||||
| CENT. OF THE COMPANY'S ISSUED | |||||||||||||
| SHARE CAPITAL (EXCLUDING SHARES | |||||||||||||
| HELD IN TREASURY)) FOR CASH AS IF | |||||||||||||
| ARTICLE 10(B) OF THE ARTICLES OF | |||||||||||||
| ASSOCIATION DID NOT APPLY TO SUCH | |||||||||||||
| ALLOTMENT | |||||||||||||
10 TO AUTHORISE THE DIRECTORS PURSUANT TO ARTICLE 10(C) OF THE | Management | For | For | For | |||||||||
| COMPANY'S ARTICLES OF | |||||||||||||
| ASSOCIATION TO ALLOT AND ISSUE UP | |||||||||||||
| TO 5,298,958 ORDINARY SHARES | |||||||||||||
| (REPRESENTING JUST UNDER 5 PER | |||||||||||||
| CENT. OF THE COMPANY'S ISSUED | |||||||||||||
| SHARE CAPITAL (EXCLUDING SHARES | |||||||||||||
| HELD IN TREASURY)) FOR CASH AS IF | |||||||||||||
| ARTICLE 10(B) OF THE ARTICLES OF | |||||||||||||
| ASSOCIATION DID NOT APPLY TO SUCH | |||||||||||||
| ALLOTMENT AND ISSUE, SUCH | |||||||||||||
| AUTHORITY TO BE LIMITED TO THE | |||||||||||||
| ALLOTMENT OF EQUITY SECURITIES | |||||||||||||
| OR SALE OF TREASURY SHARES, TO | |||||||||||||
| BE USED ONLY FOR THE PURPOSES | |||||||||||||
| OF: (I) FINANCING (OR REFINANCING, IF | |||||||||||||
| THE AUTHORITY IS TO BE USED WITHIN | |||||||||||||
| SIX MONTHS AFTER THE ORIGINAL | |||||||||||||
| TRANSACTION) A TRANSACTION | |||||||||||||
| WHICH THE BOARD OF THE COMPANY | |||||||||||||
| DETERMINES TO BE AN ACQUISITION | |||||||||||||
| OR OTHER CAPITAL INVESTMENT OF A | |||||||||||||
| KIND CONTEMPLATED BY THE | |||||||||||||
| STATEMENT OF PRINCIPLES ON | |||||||||||||
| DISAPPLYING PRE-EMPTION RIGHTS | |||||||||||||
| MOST RECENTLY PUBLISHED BY THE | |||||||||||||
| PRE-EMPTION GROUP PRIOR TO THE | |||||||||||||
| DATE OF THIS NOTICE; OR (II) | |||||||||||||
| REDUCING ANY DEBT SERVICE COSTS | |||||||||||||
| THE COMPANY MAY INCUR IN THE | |||||||||||||
| FUTURE | |||||||||||||
11 TO AUTHORISE THE COMPANY TO MAKE PURCHASES OF UP TO | Management | For | For | For | |||||||||
| 10,597,917 ORDINARY SHARES | |||||||||||||
| (REPRESENTING JUST UNDER 10 PER | |||||||||||||
| CENT. OF THE COMPANY'S ISSUED | |||||||||||||
| SHARE CAPITAL (EXCLUDING SHARES | |||||||||||||
| HELD IN TREASURY)) FOR CASH | |||||||||||||
12 TO AMEND ARTICLE 41 OF THE COMPANY'S ARTICLES OF ASSOCIATION TO INCREASE THE | Management | For | For | For | |||||||||
| MAXIMUM SIZE OF THE COMPANY'S | |||||||||||||
| BOARD OF DIRECTORS FROM SEVEN | |||||||||||||
| DIRECTORS TO EIGHT DIRECTORS | |||||||||||||
13 AS REQUIRED BY ISRAELI LAW, TO AMEND THE COMPANY'S | Management | For | For | For | |||||||||
| REMUNERATION POLICY FOR | |||||||||||||
| DIRECTORS AND EXECUTIVES TO | |||||||||||||
| INCORPORATE CLAWBACK AND MALUS | |||||||||||||
| PROVISIONS | |||||||||||||
14 TO APPROVE THE FEES PAYABLE TO ANNE GRIM FOR HER SERVICES AS A | Management | For | For | For | |||||||||
| NON-EXECUTIVE DIRECTOR OF GBP | |||||||||||||
| 65,000 GROSS PER ANNUM (WHICH | |||||||||||||
| AMOUNT SHALL INCREASE IN THE | |||||||||||||
| FUTURE TO GBP 75,000 GROSS PER | |||||||||||||
| ANNUM IN THE EVENT SHE IS | |||||||||||||
| APPOINTED AT A LATER DATE TO | |||||||||||||
| CHAIR A COMMITTEE OF THE BOARD) | |||||||||||||
15 TO APPROVE AN INCREASE TO THE FEES PAYABLE TO STEVEN BALDWIN | Management | For | For | For | |||||||||
| FOR HIS SERVICES AS A NON- | |||||||||||||
| EXECUTIVE DIRECTOR FROM GBP | |||||||||||||
| 65,000 GROSS PER ANNUM TO GBP | |||||||||||||
| 75,000 GROSS PER ANNUM EFFECTIVE | |||||||||||||
| 1 SEPTEMBER 2020 | |||||||||||||
16 TO APPROVE AN INCREASE TO THE | Management | For | For | For | |||||||||
| FEES PAYABLE TO DANIEL KING FOR | |||||||||||||
| HIS SERVICES AS A NON-EXECUTIVE | |||||||||||||
| DIRECTOR FROM GBP 65,000 GROSS | |||||||||||||
| PER ANNUM TO GBP 75,000 GROSS | |||||||||||||
| PER ANNUM EFFECTIVE 1 SEPTEMBER | |||||||||||||
| 2020 | |||||||||||||
17 TO APPROVE A SPECIAL BONUS PAYMENT OF NIS 4,250,000 (APPROX. | Management | For | For | For | |||||||||
| USD 1,227,000) TO ELAD EVEN-CHEN, | |||||||||||||
| THE COMPANY'S EXECUTIVE | |||||||||||||
| DIRECTOR AND CHIEF FINANCIAL | |||||||||||||
| OFFICER, FOR HIS EXTRAORDINARY | |||||||||||||
| CONTRIBUTION AND COMMITMENT IN | |||||||||||||
| OBTAINING IN JULY 2020 A HIGHLY | |||||||||||||
| BENEFICIAL APPROVAL FROM THE | |||||||||||||
| ISRAEL TAX AUTHORITY (ITA) AND THE | |||||||||||||
| ISRAEL INNOVATION AUTHORITY (IIA), | |||||||||||||
| AS SET FORTH IN THE EXPLANATORY | |||||||||||||
| NOTES | |||||||||||||
18 TO APPROVE AN INCREASE TO THE ANNUAL SALARY OF DAVID ZRUIA, THE | Management | For | For | For | |||||||||
| COMPANY'S NEW EXECUTIVE | |||||||||||||
| DIRECTOR AND CHIEF EXECUTIVE | |||||||||||||
| OFFICER, FROM NIS 1,100,000 | |||||||||||||
| (APPROX. USD 318,000) PER ANNUM TO | |||||||||||||
| NIS 1,520,000 (APPROX. USD 439,000) | |||||||||||||
| PER ANNUM, EFFECTIVE 20 APRIL 2020 | |||||||||||||
19 TO APPROVE THE GRANT TO DAVID ZRUIA, THE COMPANY'S NEW | Management | For | For | For | |||||||||
| EXECUTIVE DIRECTOR AND CHIEF | |||||||||||||
| EXECUTIVE OFFICER OF A | |||||||||||||
| RESTRICTED SHARE UNIT (RSU) | |||||||||||||
| AWARD UNDER AN ISRAELI COMPLIANT | |||||||||||||
| INCENTIVE PROGRAM IN LIEU OF A | |||||||||||||
| SIMILAR LTIP AWARD PREVIOUSLY | |||||||||||||
| GRANTED TO MR ZRUIA IN HIS PRIOR | |||||||||||||
| ROLE AS CHIEF OPERATING OFFICER, | |||||||||||||
| WITH AN AGGREGATE VALUE OF UP TO | |||||||||||||
| NIS 800,000 (APPROX. USD 231,000), | |||||||||||||
| SUBJECT TO THE TERMS SET FORTH IN | |||||||||||||
| THE EXPLANATORY NOTES | |||||||||||||
| ASX LIMITED | |||||||||||||
Security Q0604U105 | Meeting Type | Annual Gen eral Meeting | |||||||||||
| Ticker Symbol | Meeting Date | 30-Sep-2020 | |||||||||||
ISIN AU000000ASX7 | Agenda | 713040107 - Man ag ement | |||||||||||
| Item Proposal | Proposed | Vote | Management | For/Against | |||||||||
| by | Recommendation | Management | |||||||||||
CMMT VOTING EXCLUSIONS APPLY TO THIS | Non-Voting | ||||||||||||
| MEETING FOR PROPOSALS 4 AND 5 | |||||||||||||
| AND VOTES CAST-BY ANY INDIVIDUAL | |||||||||||||
| OR RELATED PARTY WHO BENEFIT | |||||||||||||
| FROM THE PASSING OF THE- | |||||||||||||
| PROPOSAL/S WILL BE DISREGARDED | |||||||||||||
| BY THE COMPANY. HENCE, IF YOU | |||||||||||||
| HAVE OBTAINED-BENEFIT OR EXPECT | |||||||||||||
| TO OBTAIN FUTURE BENEFIT (AS | |||||||||||||
| REFERRED IN THE COMPANY- | |||||||||||||
| ANNOUNCEMENT) VOTE ABSTAIN ON | |||||||||||||
| THE RELEVANT PROPOSAL ITEMS. BY | |||||||||||||
| DOING SO, YOU-ACKNOWLEDGE THAT | |||||||||||||
| YOU HAVE OBTAINED BENEFIT OR | |||||||||||||
| EXPECT TO OBTAIN BENEFIT BY THE- | |||||||||||||
| PASSING OF THE RELEVANT | |||||||||||||
| PROPOSAL/S. BY VOTING (FOR OR | |||||||||||||
| AGAINST) ON THE ABOVE-MENTIONED | |||||||||||||
| PROPOSAL/S, YOU ACKNOWLEDGE | |||||||||||||
| THAT YOU HAVE NOT OBTAINED | |||||||||||||
| BENEFIT-NEITHER EXPECT TO OBTAIN | |||||||||||||
| BENEFIT BY THE PASSING OF THE | |||||||||||||
| RELEVANT PROPOSAL/S-AND YOU | |||||||||||||
| COMPLY WITH THE VOTING EXCLUSION | |||||||||||||
3.A TO ELECT MR DAMIAN ROCHE, WHO RETIRES BY ROTATION AND OFFERS | Management | For | For | For | |||||||||
| HIMSELF FOR RE-ELECTION AS A | |||||||||||||
| DIRECTOR OF ASX | |||||||||||||
3.B TO ELECT MR ROB WOODS, WHO HAVING BEEN APPOINTED A DIRECTOR | Management | For | For | For | |||||||||
| OF ASX ON 1 JANUARY 2020 IN | |||||||||||||
| ACCORDANCE WITH THE ASX | |||||||||||||
| CONSTITUTION, OFFERS HIMSELF FOR | |||||||||||||
| ELECTION AS A DIRECTOR OF ASX | |||||||||||||
4 TO ADOPT THE REMUNERATION | Management | For | For | For | |||||||||
| REPORT FOR THE YEAR ENDED 30 | |||||||||||||
| JUNE 2020 | |||||||||||||
5 TO APPROVE THE GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR AND CEO, MR | Management | For | For | For | |||||||||
| DOMINIC STEVENS, AS DESCRIBED IN | |||||||||||||
| THE EXPLANATORY NOTES | |||||||||||||
| ATOS SE | |||||||||||||
| Security | F06116101 | Meeting Type | Ordinary Gen eral Meeting | ||||||||||
| Ticker Symbol | Meeting Date | 27-Oct-2020 | |||||||||||
| ISIN | FR0000051732 | Agenda | 713156417 - Man ag ement | ||||||||||
| Item Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||||||
CMMT THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. CMMT FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. CMMT PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 469953 DUE TO RECEIPT OF-UPDATED AGENDA. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU CMMT 1 OCT 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200921200 4060-114 AND-https://www.journal- officiel.gouv.fr/balo/document/20200928200 4118-117 AND-PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN NUMBERING OF RES 3. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting Non-Voting Non-Voting Non-Voting | ||||||||||||
| 1 | FAVOURABLE OPINION ON THE | Management | For | For | For | ||||||||
| COMPANY'S MEDIUM-TERM | |||||||||||||
| ORIENTATIONS | |||||||||||||
| 2 | APPOINTMENT OF MR. EDOUARD PHILIPPE AS DIRECTOR | Management | For | For | For | ||||||||
| 3 | POWERS TO CARRY OUT FORMALITIES | Management | For | For | For | ||||||||
| CMMT | 15 OCT 2020: PLEASE NOTE THAT THE | Non-Voting | |||||||||||
| MEETING TYPE WAS CHANGED FROM | |||||||||||||
| AGM TO OGM.-IF YOU HAVE ALREADY | |||||||||||||
| SENT IN YOUR VOTES TO MID 471500, | |||||||||||||
| PLEASE DO NOT VOTE-AGAIN UNLESS | |||||||||||||
| YOU DECIDE TO AMEND YOUR | |||||||||||||
| ORIGINAL INSTRUCTIONS. THANK YOU | |||||||||||||
