UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number 811-22991
Reality Shares ETF Trust
(Exact name of registrant as specified in charter)
402 West Broadway, Suite 2800
San Diego, CA 92101
(Address of principal executive offices) (Zip code)
Eric R. Ervin
c/o Reality Shares Advisors, LLC
402 West Broadway, Suite 2800
San Diego, CA 92101
(Name and address of agent for service)
(619) 487-1445
(Registrant's telephone number, including area code)
Date of fiscal year end: October 31
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
Item 1. Proxy Voting Record.
Reality Shares DIVCON Leaders Dividend ETF
| | REYNOLDS AMERICAN INC. |
| | | | | | |
| | Security | 761713106 | | Meeting Type | Special |
| | Ticker Symbol | RAI | | Meeting Date | 19-Jul-2017 |
| | ISIN | US7617131062 | | Agenda | 934651414 - Management |
| | Record Date | 12-Jun-2017 | | Holding Recon Date | 12-Jun-2017 |
| | City / Country | / United States | | Vote Deadline Date | 18-Jul-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,389 | | 0 | 26-Jun-2017 | 20-Jul-2017 |
| | C. R. BARD, INC. |
| | | | | | |
| | Security | 067383109 | | Meeting Type | Special |
| | Ticker Symbol | BCR | | Meeting Date | 08-Aug-2017 |
| | ISIN | US0673831097 | | Agenda | 934656363 - Management |
| | Record Date | 22-Jun-2017 | | Holding Recon Date | 22-Jun-2017 |
| | City / Country | / United States | | Vote Deadline Date | 07-Aug-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 902 | | 0 | 05-Jul-2017 | 09-Aug-2017 |
| | THE J. M. SMUCKER COMPANY |
| | | | | | |
| | Security | 832696405 | | Meeting Type | Annual |
| | Ticker Symbol | SJM | | Meeting Date | 16-Aug-2017 |
| | ISIN | US8326964058 | | Agenda | 934655070 - Management |
| | Record Date | 19-Jun-2017 | | Holding Recon Date | 19-Jun-2017 |
| | City / Country | / United States | | Vote Deadline Date | 15-Aug-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 5. | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 1,521 | | 0 | 07-Jul-2017 | 17-Aug-2017 |
| | NIKE, INC. |
| | | | | | |
| | Security | 654106103 | | Meeting Type | Annual |
| | Ticker Symbol | NKE | | Meeting Date | 21-Sep-2017 |
| | ISIN | US6541061031 | | Agenda | 934663774 - Management |
| | Record Date | 21-Jul-2017 | | Holding Recon Date | 21-Jul-2017 |
| | City / Country | / United States | | Vote Deadline Date | 20-Sep-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | ALAN B. GRAF, JR. | | For | For | For | None | None |
| | | | 2 | JOHN C. LECHLEITER | | For | For | For | None | None |
| | | | 3 | MICHELLE A. PELUSO | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,609 | | 0 | 09-Aug-2017 | 22-Sep-2017 |
| | FEDEX CORPORATION |
| | | | | | |
| | Security | 31428X106 | | Meeting Type | Annual |
| | Ticker Symbol | FDX | | Meeting Date | 25-Sep-2017 |
| | ISIN | US31428X1063 | | Agenda | 934667760 - Management |
| | Record Date | 31-Jul-2017 | | Holding Recon Date | 31-Jul-2017 |
| | City / Country | / United States | | Vote Deadline Date | 22-Sep-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Amend Omnibus Stock Option Plan | Management | For | For | For | None | None |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 6. | S/H Proposal - Access To Proxy | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 8. | S/H Proposal - Increase Disclosure of
Executive Compensation | Shareholder | Against | Against | For | None | None |
| | 9. | S/H Proposal - Add Women & Minorities to
Board | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 1,336 | | 0 | 18-Aug-2017 | 26-Sep-2017 |
| | CINTAS CORPORATION |
| | | | | | |
| | Security | 172908105 | | Meeting Type | Annual |
| | Ticker Symbol | CTAS | | Meeting Date | 17-Oct-2017 |
| | ISIN | US1729081059 | | Agenda | 934674359 - Management |
| | Record Date | 18-Aug-2017 | | Holding Recon Date | 18-Aug-2017 |
| | City / Country | / United States | | Vote Deadline Date | 16-Oct-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 2,538 | | 0 | 12-Sep-2017 | 18-Oct-2017 |
| | KLA-TENCOR CORPORATION |
| | | | | | |
| | Security | 482480100 | | Meeting Type | Annual |
| | Ticker Symbol | KLAC | | Meeting Date | 01-Nov-2017 |
| | ISIN | US4824801009 | | Agenda | 934679892 - Management |
| | Record Date | 13-Sep-2017 | | Holding Recon Date | 13-Sep-2017 |
| | City / Country | / United States | | Vote Deadline Date | 31-Oct-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,293 | | 0 | 22-Sep-2017 | 02-Nov-2017 |
| | THE ESTEE LAUDER COMPANIES INC. |
| | | | | | |
| | Security | 518439104 | | Meeting Type | Annual |
| | Ticker Symbol | EL | | Meeting Date | 14-Nov-2017 |
| | ISIN | US5184391044 | | Agenda | 934681291 - Management |
| | Record Date | 15-Sep-2017 | | Holding Recon Date | 15-Sep-2017 |
| | City / Country | / United States | | Vote Deadline Date | 13-Nov-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,296 | | 0 | 29-Sep-2017 | 15-Nov-2017 |
| | SCRIPPS NETWORKS INTERACTIVE, INC. |
| | | | | | |
| | Security | 811065101 | | Meeting Type | Special |
| | Ticker Symbol | SNI | | Meeting Date | 17-Nov-2017 |
| | ISIN | US8110651010 | | Agenda | 934693412 - Management |
| | Record Date | 03-Oct-2017 | | Holding Recon Date | 03-Oct-2017 |
| | City / Country | / United States | | Vote Deadline Date | 16-Nov-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 5,643 | | 0 | 26-Oct-2017 | 20-Nov-2017 |
| | CISCO SYSTEMS, INC. |
| | | | | | |
| | Security | 17275R102 | | Meeting Type | Annual |
| | Ticker Symbol | CSCO | | Meeting Date | 11-Dec-2017 |
| | ISIN | US17275R1023 | | Agenda | 934694147 - Management |
| | Record Date | 13-Oct-2017 | | Holding Recon Date | 13-Oct-2017 |
| | City / Country | / United States | | Vote Deadline Date | 08-Dec-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 12,730 | | 0 | 31-Oct-2017 | 12-Dec-2017 |
| | INTUIT INC. |
| | | | | | |
| | Security | 461202103 | | Meeting Type | Annual |
| | Ticker Symbol | INTU | | Meeting Date | 18-Jan-2018 |
| | ISIN | US4612021034 | | Agenda | 934706865 - Management |
| | Record Date | 20-Nov-2017 | | Holding Recon Date | 20-Nov-2017 |
| | City / Country | / United States | | Vote Deadline Date | 17-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,520 | | 0 | 01-Dec-2017 | 19-Jan-2018 |
| | HORMEL FOODS CORPORATION |
| | | | | | |
| | Security | 440452100 | | Meeting Type | Annual |
| | Ticker Symbol | HRL | | Meeting Date | 30-Jan-2018 |
| | ISIN | US4404521001 | | Agenda | 934712159 - Management |
| | Record Date | 01-Dec-2017 | | Holding Recon Date | 01-Dec-2017 |
| | City / Country | / United States | | Vote Deadline Date | 29-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 16,550 | | 0 | 16-Jan-2018 | 31-Jan-2018 |
| | VISA INC. |
| | | | | | |
| | Security | 92826C839 | | Meeting Type | Annual |
| | Ticker Symbol | V | | Meeting Date | 30-Jan-2018 |
| | ISIN | US92826C8394 | | Agenda | 934712161 - Management |
| | Record Date | 01-Dec-2017 | | Holding Recon Date | 01-Dec-2017 |
| | City / Country | / United States | | Vote Deadline Date | 29-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 7,260 | | 0 | 15-Dec-2017 | 31-Jan-2018 |
| | TYSON FOODS, INC. |
| | | | | | |
| | Security | 902494103 | | Meeting Type | Annual |
| | Ticker Symbol | TSN | | Meeting Date | 08-Feb-2018 |
| | ISIN | US9024941034 | | Agenda | 934713199 - Management |
| | Record Date | 11-Dec-2017 | | Holding Recon Date | 11-Dec-2017 |
| | City / Country | / United States | | Vote Deadline Date | 07-Feb-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 7,664 | | 0 | 16-Jan-2018 | 09-Feb-2018 |
| | APPLE INC. |
| | | | | | |
| | Security | 037833100 | | Meeting Type | Annual |
| | Ticker Symbol | AAPL | | Meeting Date | 13-Feb-2018 |
| | ISIN | US0378331005 | | Agenda | 934716068 - Management |
| | Record Date | 15-Dec-2017 | | Holding Recon Date | 15-Dec-2017 |
| | City / Country | / United States | | Vote Deadline Date | 12-Feb-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Amend Non-Employee Director Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Shareholders be Given
Access to Proxy | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,462 | | 0 | 16-Jan-2018 | 14-Feb-2018 |
| | CVS HEALTH CORPORATION |
| | | | | | |
| | Security | 126650100 | | Meeting Type | Special |
| | Ticker Symbol | CVS | | Meeting Date | 13-Mar-2018 |
| | ISIN | US1266501006 | | Agenda | 934727972 - Management |
| | Record Date | 05-Feb-2018 | | Holding Recon Date | 05-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 12-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Stock Issuance | Management | For | For | For | None | None |
| | 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 9,324 | | 0 | 22-Feb-2018 | 14-Mar-2018 |
| | STARBUCKS CORPORATION |
| | | | | | |
| | Security | 855244109 | | Meeting Type | Annual |
| | Ticker Symbol | SBUX | | Meeting Date | 21-Mar-2018 |
| | ISIN | US8552441094 | | Agenda | 934721956 - Management |
| | Record Date | 11-Jan-2018 | | Holding Recon Date | 11-Jan-2018 |
| | City / Country | / United States | | Vote Deadline Date | 20-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Shareholders be Given
Access to Proxy | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Human Rights Related | Shareholder | Against | Take No Action | | None | None |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 10,866 | | 0 | 29-Jan-2018 | 22-Mar-2018 |
| | BROADCOM LIMITED |
| | | | | | |
| | Security | Y09827109 | | Meeting Type | Special |
| | Ticker Symbol | AVGO | | Meeting Date | 23-Mar-2018 |
| | ISIN | SG9999014823 | | Agenda | 934741148 - Management |
| | Record Date | 05-Mar-2018 | | Holding Recon Date | 05-Mar-2018 |
| | City / Country | / Malaysia | | Vote Deadline Date | 21-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Amalgamation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,308 | | 0 | 13-Mar-2018 | 23-Mar-2018 |
| | BROADCOM LIMITED |
| | | | | | |
| | Security | Y09827109 | | Meeting Type | Annual |
| | Ticker Symbol | AVGO | | Meeting Date | 04-Apr-2018 |
| | ISIN | SG9999014823 | | Agenda | 934729370 - Management |
| | Record Date | 12-Feb-2018 | | Holding Recon Date | 12-Feb-2018 |
| | City / Country | / Malaysia | | Vote Deadline Date | 29-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Allot Securities | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 2,606 | | 0 | 13-Mar-2018 | 03-Apr-2018 |
| | A.O. SMITH CORPORATION |
| | | | | | |
| | Security | 831865209 | | Meeting Type | Annual |
| | Ticker Symbol | AOS | | Meeting Date | 09-Apr-2018 |
| | ISIN | US8318652091 | | Agenda | 934731060 - Management |
| | Record Date | 20-Feb-2018 | | Holding Recon Date | 20-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 06-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | William P. Greubel | | For | For | For | None | None |
| | | | 2 | Dr. Ilham Kadri | | For | For | For | None | None |
| | | | 3 | Idelle K. Wolf | | For | For | For | None | None |
| | | | 4 | Gene C. Wulf | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 11,615 | | 0 | 13-Mar-2018 | 10-Apr-2018 |
| | PPG INDUSTRIES, INC. |
| | | | | | |
| | Security | 693506107 | | Meeting Type | Annual |
| | Ticker Symbol | PPG | | Meeting Date | 19-Apr-2018 |
| | ISIN | US6935061076 | | Agenda | 934731779 - Management |
| | Record Date | 16-Feb-2018 | | Holding Recon Date | 16-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 18-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 5,926 | | 0 | 13-Mar-2018 | 20-Apr-2018 |
| | HONEYWELL INTERNATIONAL INC. |
| | | | | | |
| | Security | 438516106 | | Meeting Type | Annual |
| | Ticker Symbol | HON | | Meeting Date | 23-Apr-2018 |
| | ISIN | US4385161066 | | Agenda | 934735804 - Management |
| | Record Date | 23-Feb-2018 | | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 20-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,669 | | 0 | 13-Mar-2018 | 24-Apr-2018 |
| | COMERICA INCORPORATED |
| | | | | | |
| | Security | 200340107 | | Meeting Type | Annual |
| | Ticker Symbol | CMA | | Meeting Date | 24-Apr-2018 |
| | ISIN | US2003401070 | | Agenda | 934736995 - Management |
| | Record Date | 23-Feb-2018 | | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 8,918 | | 0 | 21-Mar-2018 | 25-Apr-2018 |
| | ROLLINS, INC. |
| | | | | | |
| | Security | 775711104 | | Meeting Type | Annual |
| | Ticker Symbol | ROL | | Meeting Date | 24-Apr-2018 |
| | ISIN | US7757111049 | | Agenda | 934755325 - Management |
| | Record Date | 28-Feb-2018 | | Holding Recon Date | 28-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Gary W. Rollins | | For | For | For | None | None |
| | | | 2 | Larry L. Prince | | For | For | For | None | None |
| | | | 3 | Pamela R. Rollins | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 16,118 | | 0 | 09-Apr-2018 | 25-Apr-2018 |
| | AMERIPRISE FINANCIAL, INC. |
| | | | | | |
| | Security | 03076C106 | | Meeting Type | Annual |
| | Ticker Symbol | AMP | | Meeting Date | 25-Apr-2018 |
| | ISIN | US03076C1062 | | Agenda | 934741504 - Management |
| | Record Date | 28-Feb-2018 | | Holding Recon Date | 28-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 24-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,611 | | 0 | 21-Mar-2018 | 26-Apr-2018 |
| | T. ROWE PRICE GROUP, INC. |
| | | | | | |
| | Security | 74144T108 | | Meeting Type | Annual |
| | Ticker Symbol | TROW | | Meeting Date | 26-Apr-2018 |
| | ISIN | US74144T1088 | | Agenda | 934732745 - Management |
| | Record Date | 23-Feb-2018 | | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 7,102 | | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | AVERY DENNISON CORPORATION |
| | | | | | |
| | Security | 053611109 | | Meeting Type | Annual |
| | Ticker Symbol | AVY | | Meeting Date | 26-Apr-2018 |
| | ISIN | US0536111091 | | Agenda | 934734383 - Management |
| | Record Date | 26-Feb-2018 | | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 6,503 | | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | TEXAS INSTRUMENTS INCORPORATED |
| | | | | | |
| | Security | 882508104 | | Meeting Type | Annual |
| | Ticker Symbol | TXN | | Meeting Date | 26-Apr-2018 |
| | ISIN | US8825081040 | | Agenda | 934736957 - Management |
| | Record Date | 26-Feb-2018 | | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 8,376 | | 0 | 14-Mar-2018 | 27-Apr-2018 |
| | SNAP-ON INCORPORATED |
| | | | | | |
| | Security | 833034101 | | Meeting Type | Annual |
| | Ticker Symbol | SNA | | Meeting Date | 26-Apr-2018 |
| | ISIN | US8330341012 | | Agenda | 934742948 - Management |
| | Record Date | 26-Feb-2018 | | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,390 | | 0 | 19-Mar-2018 | 27-Apr-2018 |
| | S&P GLOBAL INC. |
| | | | | | |
| | Security | 78409V104 | | Meeting Type | Annual |
| | Ticker Symbol | SPGI | | Meeting Date | 01-May-2018 |
| | ISIN | US78409V1044 | | Agenda | 934746085 - Management |
| | Record Date | 12-Mar-2018 | | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 30-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 5,435 | | 0 | 21-Mar-2018 | 02-May-2018 |
| | HUNTINGTON INGALLS INDUSTRIES, INC. |
| | | | | | |
| | Security | 446413106 | | Meeting Type | Annual |
| | Ticker Symbol | HII | | Meeting Date | 02-May-2018 |
| | ISIN | US4464131063 | | Agenda | 934743875 - Management |
| | Record Date | 08-Mar-2018 | | Holding Recon Date | 08-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Philip M. Bilden | | For | For | For | None | None |
| | | | 2 | Augustus L. Collins | | For | For | For | None | None |
| | | | 3 | Kirkland H. Donald | | For | For | For | None | None |
| | | | 4 | Thomas B. Fargo | | For | For | For | None | None |
| | | | 5 | Victoria D. Harker | | For | For | For | None | None |
| | | | 6 | Anastasia D. Kelly | | For | For | For | None | None |
| | | | 7 | C. Michael Petters | | For | For | For | None | None |
| | | | 8 | Thomas C. Schievelbein | | For | For | For | None | None |
| | | | 9 | John K. Welch | | For | For | For | None | None |
| | | | 10 | Stephen R. Wilson | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,727 | | 0 | 21-Mar-2018 | 03-May-2018 |
| | ILLINOIS TOOL WORKS INC. |
| | | | | | |
| | Security | 452308109 | | Meeting Type | Annual |
| | Ticker Symbol | ITW | | Meeting Date | 04-May-2018 |
| | ISIN | US4523081093 | | Agenda | 934746883 - Management |
| | Record Date | 06-Mar-2018 | | Holding Recon Date | 06-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 03-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Report/Reduce Greenhouse Gas Emissions | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 5,586 | | 0 | 26-Apr-2018 | 07-May-2018 |
| | MARRIOTT INTERNATIONAL, INC. |
| | | | | | |
| | Security | 571903202 | | Meeting Type | Annual |
| | Ticker Symbol | MAR | | Meeting Date | 04-May-2018 |
| | ISIN | US5719032022 | | Agenda | 934782447 - Management |
| | Record Date | 12-Mar-2018 | | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 03-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Eliminate Supermajority
Vote | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 6,961 | | 0 | 26-Apr-2018 | 07-May-2018 |
| | 3M COMPANY |
| | | | | | |
| | Security | 88579Y101 | | Meeting Type | Annual |
| | Ticker Symbol | MMM | | Meeting Date | 08-May-2018 |
| | ISIN | US88579Y1010 | | Agenda | 934745920 - Management |
| | Record Date | 13-Mar-2018 | | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 07-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,567 | | 0 | 22-Mar-2018 | 09-May-2018 |
| | EXPEDITORS INT'L OF WASHINGTON, INC. |
| | | | | | |
| | Security | 302130109 | | Meeting Type | Annual |
| | Ticker Symbol | EXPD | | Meeting Date | 08-May-2018 |
| | ISIN | US3021301094 | | Agenda | 934758321 - Management |
| | Record Date | 13-Mar-2018 | | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 07-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 14,276 | | 0 | 02-May-2018 | 09-May-2018 |
| | TRACTOR SUPPLY COMPANY |
| | | | | | |
| | Security | 892356106 | | Meeting Type | Annual |
| | Ticker Symbol | TSCO | | Meeting Date | 10-May-2018 |
| | ISIN | US8923561067 | | Agenda | 934758371 - Management |
| | Record Date | 12-Mar-2018 | | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 09-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Cynthia T. Jamison | | For | For | For | None | None |
| | | | 2 | Peter D. Bewley | | For | For | For | None | None |
| | | | 3 | Denise L. Jackson | | For | For | For | None | None |
| | | | 4 | Thomas A. Kingsbury | | For | For | For | None | None |
| | | | 5 | Ramkumar Krishnan | | For | For | For | None | None |
| | | | 6 | George MacKenzie | | For | For | For | None | None |
| | | | 7 | Edna K. Morris | | For | For | For | None | None |
| | | | 8 | Mark J. Weikel | | For | For | For | None | None |
| | | | 9 | Gregory A. Sandfort | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Adopt Omnibus Stock Option Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 12,622 | | 0 | 02-May-2018 | 11-May-2018 |
| | COLGATE-PALMOLIVE COMPANY |
| | | | | | |
| | Security | 194162103 | | Meeting Type | Annual |
| | Ticker Symbol | CL | | Meeting Date | 11-May-2018 |
| | ISIN | US1941621039 | | Agenda | 934753078 - Management |
| | Record Date | 12-Mar-2018 | | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 10-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 11,775 | | 0 | 02-May-2018 | 14-May-2018 |
| | THE ALLSTATE CORPORATION |
| | | | | | |
| | Security | 020002101 | | Meeting Type | Annual |
| | Ticker Symbol | ALL | | Meeting Date | 11-May-2018 |
| | ISIN | US0200021014 | | Agenda | 934753268 - Management |
| | Record Date | 13-Mar-2018 | | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 10-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 8,602 | | 0 | 02-May-2018 | 14-May-2018 |
| | MOTOROLA SOLUTIONS, INC. |
| | | | | | |
| | Security | 620076307 | | Meeting Type | Annual |
| | Ticker Symbol | MSI | | Meeting Date | 14-May-2018 |
| | ISIN | US6200763075 | | Agenda | 934762863 - Management |
| | Record Date | 16-Mar-2018 | | Holding Recon Date | 16-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 11-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 9,391 | | 0 | 02-May-2018 | 15-May-2018 |
| | ZOETIS INC. |
| | | | | | |
| | Security | 98978V103 | | Meeting Type | Annual |
| | Ticker Symbol | ZTS | | Meeting Date | 15-May-2018 |
| | ISIN | US98978V1035 | | Agenda | 934756341 - Management |
| | Record Date | 21-Mar-2018 | | Holding Recon Date | 21-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 14-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 12,081 | | 0 | 02-May-2018 | 16-May-2018 |
| | ANTHEM, INC. |
| | | | | | |
| | Security | 036752103 | | Meeting Type | Annual |
| | Ticker Symbol | ANTM | | Meeting Date | 16-May-2018 |
| | ISIN | US0367521038 | | Agenda | 934750464 - Management |
| | Record Date | 09-Mar-2018 | | Holding Recon Date | 09-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,728 | | 0 | 14-May-2018 | 17-May-2018 |
| | INGREDION INC |
| | | | | | |
| | Security | 457187102 | | Meeting Type | Annual |
| | Ticker Symbol | INGR | | Meeting Date | 16-May-2018 |
| | ISIN | US4571871023 | | Agenda | 934764918 - Management |
| | Record Date | 19-Mar-2018 | | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 6,243 | | 0 | 14-May-2018 | 17-May-2018 |
| | NVIDIA CORPORATION |
| | | | | | |
| | Security | 67066G104 | | Meeting Type | Annual |
| | Ticker Symbol | NVDA | | Meeting Date | 16-May-2018 |
| | ISIN | US67066G1040 | | Agenda | 934769502 - Management |
| | Record Date | 22-Mar-2018 | | Holding Recon Date | 22-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,792 | | 0 | 14-May-2018 | 17-May-2018 |
| | STEEL DYNAMICS, INC. |
| | | | | | |
| | Security | 858119100 | | Meeting Type | Annual |
| | Ticker Symbol | STLD | | Meeting Date | 17-May-2018 |
| | ISIN | US8581191009 | | Agenda | 934757901 - Management |
| | Record Date | 19-Mar-2018 | | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Mark D. Millett | | For | For | For | None | None |
| | | | 2 | Keith E. Busse | | For | For | For | None | None |
| | | | 3 | Frank D. Byrne, M.D. | | For | For | For | None | None |
| | | | 4 | Kenneth W. Cornew | | For | For | For | None | None |
| | | | 5 | Traci M. Dolan | | For | For | For | None | None |
| | | | 6 | Dr. Jurgen Kolb | | For | For | For | None | None |
| | | | 7 | James C. Marcuccilli | | For | For | For | None | None |
| | | | 8 | Bradley S. Seaman | | For | For | For | None | None |
| | | | 9 | Gabriel L. Shaheen | | For | For | For | None | None |
| | | | 10 | Richard P. Teets, Jr. | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Approve Charter Amendment | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 22,527 | | 0 | 15-May-2018 | 18-May-2018 |
| | THE HOME DEPOT, INC. |
| | | | | | |
| | Security | 437076102 | | Meeting Type | Annual |
| | Ticker Symbol | HD | | Meeting Date | 17-May-2018 |
| | ISIN | US4370761029 | | Agenda | 934760136 - Management |
| | Record Date | 19-Mar-2018 | | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 5,064 | | 0 | 14-May-2018 | 18-May-2018 |
| | ALTRIA GROUP, INC. |
| | | | | | |
| | Security | 02209S103 | | Meeting Type | Annual |
| | Ticker Symbol | MO | | Meeting Date | 17-May-2018 |
| | ISIN | US02209S1033 | | Agenda | 934763473 - Management |
| | Record Date | 26-Mar-2018 | | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Tobacco | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 12,583 | | 0 | 14-May-2018 | 18-May-2018 |
| | MARSH & MCLENNAN COMPANIES, INC. |
| | | | | | |
| | Security | 571748102 | | Meeting Type | Annual |
| | Ticker Symbol | MMC | | Meeting Date | 17-May-2018 |
| | ISIN | US5717481023 | | Agenda | 934766532 - Management |
| | Record Date | 19-Mar-2018 | | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 10,144 | | 0 | 15-May-2018 | 18-May-2018 |
| | AMPHENOL CORPORATION |
| | | | | | |
| | Security | 032095101 | | Meeting Type | Annual |
| | Ticker Symbol | APH | | Meeting Date | 17-May-2018 |
| | ISIN | US0320951017 | | Agenda | 934793161 - Management |
| | Record Date | 19-Mar-2018 | | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 10,275 | | 0 | 14-May-2018 | 18-May-2018 |
| | AMGEN INC. |
| | | | | | |
| | Security | 031162100 | | Meeting Type | Annual |
| | Ticker Symbol | AMGN | | Meeting Date | 22-May-2018 |
| | ISIN | US0311621009 | | Agenda | 934775101 - Management |
| | Record Date | 23-Mar-2018 | | Holding Recon Date | 23-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 21-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,946 | | 0 | 15-May-2018 | 23-May-2018 |
| | CDW CORP |
| | | | | | |
| | Security | 12514G108 | | Meeting Type | Annual |
| | Ticker Symbol | CDW | | Meeting Date | 23-May-2018 |
| | ISIN | US12514G1085 | | Agenda | 934764665 - Management |
| | Record Date | 26-Mar-2018 | | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 22-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 12,962 | | 0 | 15-May-2018 | 24-May-2018 |
| | DENTSPLY SIRONA INC. |
| | | | | | |
| | Security | 24906P109 | | Meeting Type | Annual |
| | Ticker Symbol | XRAY | | Meeting Date | 23-May-2018 |
| | ISIN | US24906P1093 | | Agenda | 934776684 - Management |
| | Record Date | 26-Mar-2018 | | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 22-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | 5. | Eliminate Supermajority Requirements | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 13,314 | | 0 | 15-May-2018 | 24-May-2018 |
| | MCDONALD'S CORPORATION |
| | | | | | |
| | Security | 580135101 | | Meeting Type | Annual |
| | Ticker Symbol | MCD | | Meeting Date | 24-May-2018 |
| | ISIN | US5801351017 | | Agenda | 934776963 - Management |
| | Record Date | 26-Mar-2018 | | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 23-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Report on Charitable Contributions | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 4,981 | | 0 | 15-May-2018 | 25-May-2018 |
| | SEI INVESTMENTS COMPANY |
| | | | | | |
| | Security | 784117103 | | Meeting Type | Annual |
| | Ticker Symbol | SEIC | | Meeting Date | 30-May-2018 |
| | ISIN | US7841171033 | | Agenda | 934800005 - Management |
| | Record Date | 23-Mar-2018 | | Holding Recon Date | 23-Mar-2018 |
| | City / Country | / United States | | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 13,387 | | 0 | 21-May-2018 | 31-May-2018 |
| | CVS HEALTH CORPORATION |
| | | | | | |
| | Security | 126650100 | | Meeting Type | Annual |
| | Ticker Symbol | CVS | | Meeting Date | 04-Jun-2018 |
| | ISIN | US1266501006 | | Agenda | 934794973 - Management |
| | Record Date | 10-Apr-2018 | | Holding Recon Date | 10-Apr-2018 |
| | City / Country | / United States | | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Charter Amendment | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 11,460 | | 0 | 21-May-2018 | 05-Jun-2018 |
| | UNITEDHEALTH GROUP INCORPORATED |
| | | | | | |
| | Security | 91324P102 | | Meeting Type | Annual |
| | Ticker Symbol | UNH | | Meeting Date | 04-Jun-2018 |
| | ISIN | US91324P1021 | | Agenda | 934797006 - Management |
| | Record Date | 10-Apr-2018 | | Holding Recon Date | 10-Apr-2018 |
| | City / Country | / United States | | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 3,869 | | 0 | 21-May-2018 | 05-Jun-2018 |
| | COMCAST CORPORATION |
| | | | | | |
| | Security | 20030N101 | | Meeting Type | Annual |
| | Ticker Symbol | CMCSA | | Meeting Date | 11-Jun-2018 |
| | ISIN | US20030N1019 | | Agenda | 934808265 - Management |
| | Record Date | 06-Apr-2018 | | Holding Recon Date | 06-Apr-2018 |
| | City / Country | / United States | | Vote Deadline Date | 08-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Kenneth J. Bacon | | For | For | For | None | None |
| | | | 2 | Madeline S. Bell | | For | For | For | None | None |
| | | | 3 | Sheldon M. Bonovitz | | For | For | For | None | None |
| | | | 4 | Edward D. Breen | | For | For | For | None | None |
| | | | 5 | Gerald L. Hassell | | For | For | For | None | None |
| | | | 6 | Jeffrey A. Honickman | | For | For | For | None | None |
| | | | 7 | Maritza G. Montiel | | For | For | For | None | None |
| | | | 8 | Asuka Nakahara | | For | For | For | None | None |
| | | | 9 | David C. Novak | | For | For | For | None | None |
| | | | 10 | Brian L. Roberts | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 22,151 | | 0 | 21-May-2018 | 12-Jun-2018 |
| | EXPEDIA GROUP, INC. |
| | | | | | |
| | Security | 30212P303 | | Meeting Type | Annual |
| | Ticker Symbol | EXPE | | Meeting Date | 20-Jun-2018 |
| | ISIN | US30212P3038 | | Agenda | 934812973 - Management |
| | Record Date | 23-Apr-2018 | | Holding Recon Date | 23-Apr-2018 |
| | City / Country | / United States | | Vote Deadline Date | 19-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1o. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 6,587 | | 0 | 21-May-2018 | 21-Jun-2018 |
| | MASTERCARD INCORPORATED |
| | | | | | |
| | Security | 57636Q104 | | Meeting Type | Annual |
| | Ticker Symbol | MA | | Meeting Date | 26-Jun-2018 |
| | ISIN | US57636Q1040 | | Agenda | 934814535 - Management |
| | Record Date | 27-Apr-2018 | | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 5,873 | | 0 | 21-May-2018 | 27-Jun-2018 |
| | ACTIVISION BLIZZARD, INC. |
| | | | | | |
| | Security | 00507V109 | | Meeting Type | Annual |
| | Ticker Symbol | ATVI | | Meeting Date | 26-Jun-2018 |
| | ISIN | US00507V1098 | | Agenda | 934825879 - Management |
| | Record Date | 27-Apr-2018 | | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2 | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348556 | REALITY SHARES
DIVCON LEADERS
DIVIDEND ETF | 348556 | BNY MELLON | 13,525 | | 0 | 21-May-2018 | 27-Jun-2018 |
Reality Shares DIVCON Dividend Defender ETF
| | Security | 761713106 | Meeting Type | Special |
| | Ticker Symbol | RAI | Meeting Date | 19-Jul-2017 |
| | ISIN | US7617131062 | Agenda | 934651414 - Management |
| | Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 |
| | City / Country | / United States | Vote Deadline Date | 18-Jul-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 621 | 0 | 26-Jun-2017 | 20-Jul-2017 |
| | Security | 067383109 | Meeting Type | Special |
| | Ticker Symbol | BCR | Meeting Date | 08-Aug-2017 |
| | ISIN | US0673831097 | Agenda | 934656363 - Management |
| | Record Date | 22-Jun-2017 | Holding Recon Date | 22-Jun-2017 |
| | City / Country | / United States | Vote Deadline Date | 07-Aug-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 165 | 0 | 05-Jul-2017 | 09-Aug-2017 |
| | THE J. M. SMUCKER COMPANY |
| | Security | 832696405 | Meeting Type | Annual |
| | Ticker Symbol | SJM | Meeting Date | 16-Aug-2017 |
| | ISIN | US8326964058 | Agenda | 934655070 - Management |
| | Record Date | 19-Jun-2017 | Holding Recon Date | 19-Jun-2017 |
| | City / Country | / United States | Vote Deadline Date | 15-Aug-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 5. | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 279 | 0 | 07-Jul-2017 | 17-Aug-2017 |
| | Security | 654106103 | Meeting Type | Annual |
| | Ticker Symbol | NKE | Meeting Date | 21-Sep-2017 |
| | ISIN | US6541061031 | Agenda | 934663774 - Management |
| | Record Date | 21-Jul-2017 | Holding Recon Date | 21-Jul-2017 |
| | City / Country | / United States | Vote Deadline Date | 20-Sep-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | ALAN B. GRAF, JR. | | For | For | For | None | None |
| | | 2 | JOHN C. LECHLEITER | | For | For | For | None | None |
| | | 3 | MICHELLE A. PELUSO | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 704 | 0 | 09-Aug-2017 | 22-Sep-2017 |
| | Security | 31428X106 | Meeting Type | Annual |
| | Ticker Symbol | FDX | Meeting Date | 25-Sep-2017 |
| | ISIN | US31428X1063 | Agenda | 934667760 - Management |
| | Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 |
| | City / Country | / United States | Vote Deadline Date | 22-Sep-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Amend Omnibus Stock Option Plan | Management | For | For | For | None | None |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 6. | S/H Proposal - Access To Proxy | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 8. | S/H Proposal - Increase Disclosure of Executive Compensation | Shareholder | Against | Against | For | None | None |
| | 9. | S/H Proposal - Add Women & Minorities to Board | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 4 | 0 | 18-Aug-2017 | 26-Sep-2017 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 180 | 0 | 18-Aug-2017 | 26-Sep-2017 |
| | Security | 172908105 | Meeting Type | Annual |
| | Ticker Symbol | CTAS | Meeting Date | 17-Oct-2017 |
| | ISIN | US1729081059 | Agenda | 934674359 - Management |
| | Record Date | 18-Aug-2017 | Holding Recon Date | 18-Aug-2017 |
| | City / Country | / United States | Vote Deadline Date | 16-Oct-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 6 | 0 | 12-Sep-2017 | 18-Oct-2017 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 311 | 0 | 12-Sep-2017 | 18-Oct-2017 |
| | Security | 482480100 | Meeting Type | Annual |
| | Ticker Symbol | KLAC | Meeting Date | 01-Nov-2017 |
| | ISIN | US4824801009 | Agenda | 934679892 - Management |
| | Record Date | 13-Sep-2017 | Holding Recon Date | 13-Sep-2017 |
| | City / Country | / United States | Vote Deadline Date | 31-Oct-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 9 | 0 | 22-Sep-2017 | 02-Nov-2017 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 445 | 0 | 22-Sep-2017 | 02-Nov-2017 |
| | THE ESTEE LAUDER COMPANIES INC. |
| | Security | 518439104 | Meeting Type | Annual |
| | Ticker Symbol | EL | Meeting Date | 14-Nov-2017 |
| | ISIN | US5184391044 | Agenda | 934681291 - Management |
| | Record Date | 15-Sep-2017 | Holding Recon Date | 15-Sep-2017 |
| | City / Country | / United States | Vote Deadline Date | 13-Nov-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 9 | 0 | 29-Sep-2017 | 15-Nov-2017 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 445 | 0 | 29-Sep-2017 | 15-Nov-2017 |
| | SCRIPPS NETWORKS INTERACTIVE, INC. |
| | Security | 811065101 | Meeting Type | Special |
| | Ticker Symbol | SNI | Meeting Date | 17-Nov-2017 |
| | ISIN | US8110651010 | Agenda | 934693412 - Management |
| | Record Date | 03-Oct-2017 | Holding Recon Date | 03-Oct-2017 |
| | City / Country | / United States | Vote Deadline Date | 16-Nov-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 10 | 0 | 26-Oct-2017 | 20-Nov-2017 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 507 | 0 | 26-Oct-2017 | 20-Nov-2017 |
| | Security | 17275R102 | Meeting Type | Annual |
| | Ticker Symbol | CSCO | Meeting Date | 11-Dec-2017 |
| | ISIN | US17275R1023 | Agenda | 934694147 - Management |
| | Record Date | 13-Oct-2017 | Holding Recon Date | 13-Oct-2017 |
| | City / Country | / United States | Vote Deadline Date | 08-Dec-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 1,457 | 0 | 31-Oct-2017 | 12-Dec-2017 |
| | Security | 461202103 | Meeting Type | Annual |
| | Ticker Symbol | INTU | Meeting Date | 18-Jan-2018 |
| | ISIN | US4612021034 | Agenda | 934706865 - Management |
| | Record Date | 20-Nov-2017 | Holding Recon Date | 20-Nov-2017 |
| | City / Country | / United States | Vote Deadline Date | 17-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 476 | 0 | 01-Dec-2017 | 19-Jan-2018 |
| | Security | 440452100 | Meeting Type | Annual |
| | Ticker Symbol | HRL | Meeting Date | 30-Jan-2018 |
| | ISIN | US4404521001 | Agenda | 934712159 - Management |
| | Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 29-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 1,622 | 0 | 16-Jan-2018 | 31-Jan-2018 |
| | Security | 92826C839 | Meeting Type | Annual |
| | Ticker Symbol | V | Meeting Date | 30-Jan-2018 |
| | ISIN | US92826C8394 | Agenda | 934712161 - Management |
| | Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 29-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 710 | 0 | 15-Dec-2017 | 31-Jan-2018 |
| | Security | 902494103 | Meeting Type | Annual |
| | Ticker Symbol | TSN | Meeting Date | 08-Feb-2018 |
| | ISIN | US9024941034 | Agenda | 934713199 - Management |
| | Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 07-Feb-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 703 | 0 | 16-Jan-2018 | 09-Feb-2018 |
| | Security | 037833100 | Meeting Type | Annual |
| | Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 |
| | ISIN | US0378331005 | Agenda | 934716068 - Management |
| | Record Date | 15-Dec-2017 | Holding Recon Date | 15-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 12-Feb-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Amend Non-Employee Director Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 318 | 0 | 16-Jan-2018 | 14-Feb-2018 |
| | Security | 126650100 | Meeting Type | Special |
| | Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 |
| | ISIN | US1266501006 | Agenda | 934727972 - Management |
| | Record Date | 05-Feb-2018 | Holding Recon Date | 05-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 12-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Stock Issuance | Management | For | For | For | None | None |
| | 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 874 | 0 | 22-Feb-2018 | 14-Mar-2018 |
| | Security | 855244109 | Meeting Type | Annual |
| | Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 |
| | ISIN | US8552441094 | Agenda | 934721956 - Management |
| | Record Date | 11-Jan-2018 | Holding Recon Date | 11-Jan-2018 |
| | City / Country | / United States | Vote Deadline Date | 20-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Shareholders be Given Access to Proxy | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Human Rights Related | Shareholder | Against | Take No Action | | None | None |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 1,136 | 0 | 29-Jan-2018 | 22-Mar-2018 |
| | Security | Y09827109 | Meeting Type | Special |
| | Ticker Symbol | AVGO | Meeting Date | 23-Mar-2018 |
| | ISIN | SG9999014823 | Agenda | 934741148 - Management |
| | Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 |
| | City / Country | / Malaysia | Vote Deadline Date | 21-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Amalgamation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 35 | 0 | 13-Mar-2018 | 23-Mar-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 244 | 0 | 13-Mar-2018 | 23-Mar-2018 |
| | Security | Y09827109 | Meeting Type | Annual |
| | Ticker Symbol | AVGO | Meeting Date | 04-Apr-2018 |
| | ISIN | SG9999014823 | Agenda | 934729370 - Management |
| | Record Date | 12-Feb-2018 | Holding Recon Date | 12-Feb-2018 |
| | City / Country | / Malaysia | Vote Deadline Date | 29-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Allot Securities | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 244 | 0 | 13-Mar-2018 | 03-Apr-2018 |
| | Security | 831865209 | Meeting Type | Annual |
| | Ticker Symbol | AOS | Meeting Date | 09-Apr-2018 |
| | ISIN | US8318652091 | Agenda | 934731060 - Management |
| | Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 06-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | William P. Greubel | | For | For | For | None | None |
| | | 2 | Dr. Ilham Kadri | | For | For | For | None | None |
| | | 3 | Idelle K. Wolf | | For | For | For | None | None |
| | | 4 | Gene C. Wulf | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 149 | 0 | 13-Mar-2018 | 10-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 1,045 | 0 | 13-Mar-2018 | 10-Apr-2018 |
| | Security | 693506107 | Meeting Type | Annual |
| | Ticker Symbol | PPG | Meeting Date | 19-Apr-2018 |
| | ISIN | US6935061076 | Agenda | 934731779 - Management |
| | Record Date | 16-Feb-2018 | Holding Recon Date | 16-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 18-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 79 | 0 | 13-Mar-2018 | 20-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 555 | 0 | 13-Mar-2018 | 20-Apr-2018 |
| | HONEYWELL INTERNATIONAL INC. |
| | Security | 438516106 | Meeting Type | Annual |
| | Ticker Symbol | HON | Meeting Date | 23-Apr-2018 |
| | ISIN | US4385161066 | Agenda | 934735804 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 20-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Establish Independent Chairman | Shareholder | For | Against | Against | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 59 | 0 | 13-Mar-2018 | 24-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 412 | 0 | 13-Mar-2018 | 24-Apr-2018 |
| | Security | 200340107 | Meeting Type | Annual |
| | Ticker Symbol | CMA | Meeting Date | 24-Apr-2018 |
| | ISIN | US2003401070 | Agenda | 934736995 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 112 | 0 | 21-Mar-2018 | 25-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 786 | 0 | 21-Mar-2018 | 25-Apr-2018 |
| | Security | 775711104 | Meeting Type | Annual |
| | Ticker Symbol | ROL | Meeting Date | 24-Apr-2018 |
| | ISIN | US7757111049 | Agenda | 934755325 - Management |
| | Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Gary W. Rollins | | For | For | For | None | None |
| | | 2 | Larry L. Prince | | For | For | For | None | None |
| | | 3 | Pamela R. Rollins | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 203 | 0 | 09-Apr-2018 | 25-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 1,422 | 0 | 09-Apr-2018 | 25-Apr-2018 |
| | AMERIPRISE FINANCIAL, INC. |
| | Security | 03076C106 | Meeting Type | Annual |
| | Ticker Symbol | AMP | Meeting Date | 25-Apr-2018 |
| | ISIN | US03076C1062 | Agenda | 934741504 - Management |
| | Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 24-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES DIVCON DIVIDEND DEFENDER ETF | 348560 | BNY MELLON | 58 | 0 | 21-Mar-2018 | 26-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR PLG BNP INTL | 000519894 | BNY MELLON | 407 | 0 | 21-Mar-2018 | 26-Apr-2018 |
| | T. ROWE PRICE GROUP, INC. |
| | Security | 74144T108 | Meeting Type | Annual |
| | Ticker Symbol | TROW | Meeting Date | 26-Apr-2018 |
| | ISIN | US74144T1088 | Agenda | 934732745 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 89 | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 626 | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | AVERY DENNISON CORPORATION |
| | Security | 053611109 | Meeting Type | Annual |
| | Ticker Symbol | AVY | Meeting Date | 26-Apr-2018 |
| | ISIN | US0536111091 | Agenda | 934734383 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 82 | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 574 | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | TEXAS INSTRUMENTS INCORPORATED |
| | Security | 882508104 | Meeting Type | Annual |
| | Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 |
| | ISIN | US8825081040 | Agenda | 934736957 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 105 | 0 | 14-Mar-2018 | 27-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 738 | 0 | 14-Mar-2018 | 27-Apr-2018 |
| | Security | 833034101 | Meeting Type | Annual |
| | Ticker Symbol | SNA | Meeting Date | 26-Apr-2018 |
| | ISIN | US8330341012 | Agenda | 934742948 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 55 | 0 | 19-Mar-2018 | 27-Apr-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 387 | 0 | 19-Mar-2018 | 27-Apr-2018 |
| | Security | 78409V104 | Meeting Type | Annual |
| | Ticker Symbol | SPGI | Meeting Date | 01-May-2018 |
| | ISIN | US78409V1044 | Agenda | 934746085 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 30-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 114 | 0 | 21-Mar-2018 | 02-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 400 | 0 | 21-Mar-2018 | 02-May-2018 |
| | HUNTINGTON INGALLS INDUSTRIES, INC. |
| | Security | 446413106 | Meeting Type | Annual |
| | Ticker Symbol | HII | Meeting Date | 02-May-2018 |
| | ISIN | US4464131063 | Agenda | 934743875 - Management |
| | Record Date | 08-Mar-2018 | Holding Recon Date | 08-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Philip M. Bilden | | For | For | For | None | None |
| | | 2 | Augustus L. Collins | | For | For | For | None | None |
| | | 3 | Kirkland H. Donald | | For | For | For | None | None |
| | | 4 | Thomas B. Fargo | | For | For | For | None | None |
| | | 5 | Victoria D. Harker | | For | For | For | None | None |
| | | 6 | Anastasia D. Kelly | | For | For | For | None | None |
| | | 7 | C. Michael Petters | | For | For | For | None | None |
| | | 8 | Thomas C. Schievelbein | | For | For | For | None | None |
| | | 9 | John K. Welch | | For | For | For | None | None |
| | | 10 | Stephen R. Wilson | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 78 | 0 | 21-Mar-2018 | 03-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 274 | 0 | 21-Mar-2018 | 03-May-2018 |
| | Security | 452308109 | Meeting Type | Annual |
| | Ticker Symbol | ITW | Meeting Date | 04-May-2018 |
| | ISIN | US4523081093 | Agenda | 934746883 - Management |
| | Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 03-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Report/Reduce Greenhouse
Gas Emissions | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 59 | 0 | 26-Apr-2018 | 07-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 413 | 0 | 26-Apr-2018 | 07-May-2018 |
| | MARRIOTT INTERNATIONAL, INC. |
| | Security | 571903202 | Meeting Type | Annual |
| | Ticker Symbol | MAR | Meeting Date | 04-May-2018 |
| | ISIN | US5719032022 | Agenda | 934782447 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 03-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Eliminate Supermajority
Vote | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 146 | 0 | 26-Apr-2018 | 07-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 513 | 0 | 26-Apr-2018 | 07-May-2018 |
| | Security | 88579Y101 | Meeting Type | Annual |
| | Ticker Symbol | MMM | Meeting Date | 08-May-2018 |
| | ISIN | US88579Y1010 | Agenda | 934745920 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 07-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 74 | 0 | 22-Mar-2018 | 09-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 263 | 0 | 22-Mar-2018 | 09-May-2018 |
| | EXPEDITORS INT'L OF WASHINGTON, INC. |
| | Security | 302130109 | Meeting Type | Annual |
| | Ticker Symbol | EXPD | Meeting Date | 08-May-2018 |
| | ISIN | US3021301094 | Agenda | 934758321 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 07-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Shareholders be Given
Access to Proxy | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 300 | 0 | 02-May-2018 | 09-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 1,052 | 0 | 02-May-2018 | 09-May-2018 |
| | Security | 892356106 | Meeting Type | Annual |
| | Ticker Symbol | TSCO | Meeting Date | 10-May-2018 |
| | ISIN | US8923561067 | Agenda | 934758371 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 09-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Cynthia T. Jamison | | For | For | For | None | None |
| | | 2 | Peter D. Bewley | | For | For | For | None | None |
| | | 3 | Denise L. Jackson | | For | For | For | None | None |
| | | 4 | Thomas A. Kingsbury | | For | For | For | None | None |
| | | 5 | Ramkumar Krishnan | | For | For | For | None | None |
| | | 6 | George MacKenzie | | For | For | For | None | None |
| | | 7 | Edna K. Morris | | For | For | For | None | None |
| | | 8 | Mark J. Weikel | | For | For | For | None | None |
| | | 9 | Gregory A. Sandfort | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Adopt Omnibus Stock Option Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 266 | 0 | 02-May-2018 | 11-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 931 | 0 | 02-May-2018 | 11-May-2018 |
| | COLGATE-PALMOLIVE COMPANY |
| | Security | 194162103 | Meeting Type | Annual |
| | Ticker Symbol | CL | Meeting Date | 11-May-2018 |
| | ISIN | US1941621039 | Agenda | 934753078 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 10-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 248 | 0 | 02-May-2018 | 14-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 868 | 0 | 02-May-2018 | 14-May-2018 |
| | Security | 020002101 | Meeting Type | Annual |
| | Ticker Symbol | ALL | Meeting Date | 11-May-2018 |
| | ISIN | US0200021014 | Agenda | 934753268 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 10-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 180 | 0 | 02-May-2018 | 14-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 634 | 0 | 02-May-2018 | 14-May-2018 |
| | Security | 620076307 | Meeting Type | Annual |
| | Ticker Symbol | MSI | Meeting Date | 14-May-2018 |
| | ISIN | US6200763075 | Agenda | 934762863 - Management |
| | Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 11-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 198 | 0 | 02-May-2018 | 15-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 692 | 0 | 02-May-2018 | 15-May-2018 |
| | Security | 98978V103 | Meeting Type | Annual |
| | Ticker Symbol | ZTS | Meeting Date | 15-May-2018 |
| | ISIN | US98978V1035 | Agenda | 934756341 - Management |
| | Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 14-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 254 | 0 | 02-May-2018 | 16-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 891 | 0 | 02-May-2018 | 16-May-2018 |
| | Security | 036752103 | Meeting Type | Annual |
| | Ticker Symbol | ANTM | Meeting Date | 16-May-2018 |
| | ISIN | US0367521038 | Agenda | 934750464 - Management |
| | Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 78 | 0 | 14-May-2018 | 17-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 274 | 0 | 14-May-2018 | 17-May-2018 |
| | Security | 457187102 | Meeting Type | Annual |
| | Ticker Symbol | INGR | Meeting Date | 16-May-2018 |
| | ISIN | US4571871023 | Agenda | 934764918 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 132 | 0 | 14-May-2018 | 17-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 461 | 0 | 14-May-2018 | 17-May-2018 |
| | Security | 67066G104 | Meeting Type | Annual |
| | Ticker Symbol | NVDA | Meeting Date | 16-May-2018 |
| | ISIN | US67066G1040 | Agenda | 934769502 - Management |
| | Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 100 | 0 | 14-May-2018 | 17-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 354 | 0 | 14-May-2018 | 17-May-2018 |
| | Security | 858119100 | Meeting Type | Annual |
| | Ticker Symbol | STLD | Meeting Date | 17-May-2018 |
| | ISIN | US8581191009 | Agenda | 934757901 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Mark D. Millett | | For | For | For | None | None |
| | | 2 | Keith E. Busse | | For | For | For | None | None |
| | | 3 | Frank D. Byrne, M.D. | | For | For | For | None | None |
| | | 4 | Kenneth W. Cornew | | For | For | For | None | None |
| | | 5 | Traci M. Dolan | | For | For | For | None | None |
| | | 6 | Dr. Jurgen Kolb | | For | For | For | None | None |
| | | 7 | James C. Marcuccilli | | For | For | For | None | None |
| | | 8 | Bradley S. Seaman | | For | For | For | None | None |
| | | 9 | Gabriel L. Shaheen | | For | For | For | None | None |
| | | 10 | Richard P. Teets, Jr. | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Approve Charter Amendment | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 474 | 0 | 15-May-2018 | 18-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 1,662 | 0 | 15-May-2018 | 18-May-2018 |
| | Security | 437076102 | Meeting Type | Annual |
| | Ticker Symbol | HD | Meeting Date | 17-May-2018 |
| | ISIN | US4370761029 | Agenda | 934760136 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 106 | 0 | 14-May-2018 | 18-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 373 | 0 | 14-May-2018 | 18-May-2018 |
| | Security | 02209S103 | Meeting Type | Annual |
| | Ticker Symbol | MO | Meeting Date | 17-May-2018 |
| | ISIN | US02209S1033 | Agenda | 934763473 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Tobacco | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 264 | 0 | 14-May-2018 | 18-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 928 | 0 | 14-May-2018 | 18-May-2018 |
| | MARSH & MCLENNAN COMPANIES, INC. |
| | Security | 571748102 | Meeting Type | Annual |
| | Ticker Symbol | MMC | Meeting Date | 17-May-2018 |
| | ISIN | US5717481023 | Agenda | 934766532 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 214 | 0 | 15-May-2018 | 18-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 749 | 0 | 15-May-2018 | 18-May-2018 |
| | Security | 032095101 | Meeting Type | Annual |
| | Ticker Symbol | APH | Meeting Date | 17-May-2018 |
| | ISIN | US0320951017 | Agenda | 934793161 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 216 | 0 | 14-May-2018 | 18-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 758 | 0 | 14-May-2018 | 18-May-2018 |
| | Security | 031162100 | Meeting Type | Annual |
| | Ticker Symbol | AMGN | Meeting Date | 22-May-2018 |
| | ISIN | US0311621009 | Agenda | 934775101 - Management |
| | Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 21-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 104 | 0 | 15-May-2018 | 23-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 364 | 0 | 15-May-2018 | 23-May-2018 |
| | Security | 12514G108 | Meeting Type | Annual |
| | Ticker Symbol | CDW | Meeting Date | 23-May-2018 |
| | ISIN | US12514G1085 | Agenda | 934764665 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 22-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 272 | 0 | 15-May-2018 | 24-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 957 | 0 | 15-May-2018 | 24-May-2018 |
| | Security | 24906P109 | Meeting Type | Annual |
| | Ticker Symbol | XRAY | Meeting Date | 23-May-2018 |
| �� | ISIN | US24906P1093 | Agenda | 934776684 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 22-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | 5. | Eliminate Supermajority Requirements | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 280 | 0 | 15-May-2018 | 24-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 982 | 0 | 15-May-2018 | 24-May-2018 |
| | Security | 580135101 | Meeting Type | Annual |
| | Ticker Symbol | MCD | Meeting Date | 24-May-2018 |
| | ISIN | US5801351017 | Agenda | 934776963 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Report on Charitable
Contributions | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 104 | 0 | 15-May-2018 | 25-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 367 | 0 | 15-May-2018 | 25-May-2018 |
| | Security | 784117103 | Meeting Type | Annual |
| | Ticker Symbol | SEIC | Meeting Date | 30-May-2018 |
| | ISIN | US7841171033 | Agenda | 934800005 - Management |
| | Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 282 | 0 | 21-May-2018 | 31-May-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 988 | 0 | 21-May-2018 | 31-May-2018 |
| | Security | 126650100 | Meeting Type | Annual |
| | Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 |
| | ISIN | US1266501006 | Agenda | 934794973 - Management |
| | Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Charter Amendment | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 250 | 0 | 21-May-2018 | 05-Jun-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 874 | 0 | 21-May-2018 | 05-Jun-2018 |
| | UNITEDHEALTH GROUP INCORPORATED |
| | Security | 91324P102 | Meeting Type | Annual |
| | Ticker Symbol | UNH | Meeting Date | 04-Jun-2018 |
| | ISIN | US91324P1021 | Agenda | 934797006 - Management |
| | Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 84 | 0 | 21-May-2018 | 05-Jun-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 295 | 0 | 21-May-2018 | 05-Jun-2018 |
| | Security | 20030N101 | Meeting Type | Annual |
| | Ticker Symbol | CMCSA | Meeting Date | 11-Jun-2018 |
| | ISIN | US20030N1019 | Agenda | 934808265 - Management |
| | Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 08-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Kenneth J. Bacon | | For | For | For | None | None |
| | | 2 | Madeline S. Bell | | For | For | For | None | None |
| | | 3 | Sheldon M. Bonovitz | | For | For | For | None | None |
| | | 4 | Edward D. Breen | | For | For | For | None | None |
| | | 5 | Gerald L. Hassell | | For | For | For | None | None |
| | | 6 | Jeffrey A. Honickman | | For | For | For | None | None |
| | | 7 | Maritza G. Montiel | | For | For | For | None | None |
| | | 8 | Asuka Nakahara | | For | For | For | None | None |
| | | 9 | David C. Novak | | For | For | For | None | None |
| | | 10 | Brian L. Roberts | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 482 | 0 | 21-May-2018 | 12-Jun-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 1,689 | 0 | 21-May-2018 | 12-Jun-2018 |
| | Security | 30212P303 | Meeting Type | Annual |
| | Ticker Symbol | EXPE | Meeting Date | 20-Jun-2018 |
| | ISIN | US30212P3038 | Agenda | 934812973 - Management |
| | Record Date | 23-Apr-2018 | Holding Recon Date | 23-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 19-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1o. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 148 | 0 | 21-May-2018 | 21-Jun-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 520 | 0 | 21-May-2018 | 21-Jun-2018 |
| | Security | 57636Q104 | Meeting Type | Annual |
| | Ticker Symbol | MA | Meeting Date | 26-Jun-2018 |
| | ISIN | US57636Q1040 | Agenda | 934814535 - Management |
| | Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 132 | 0 | 21-May-2018 | 27-Jun-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 463 | 0 | 21-May-2018 | 27-Jun-2018 |
| | ACTIVISION BLIZZARD, INC. |
| | Security | 00507V109 | Meeting Type | Annual |
| | Ticker Symbol | ATVI | Meeting Date | 26-Jun-2018 |
| | ISIN | US00507V1098 | Agenda | 934825879 - Management |
| | Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2 | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348560 | REALITY SHARES
DIVCON DIVIDEND
DEFENDER ETF | 348560 | BNY MELLON | 304 | 0 | 21-May-2018 | 27-Jun-2018 |
| | 000519894 | RS DIVCON DIV DFDR
PLG BNP INTL | 000519894 | BNY MELLON | 1,067 | 0 | 21-May-2018 | 27-Jun-2018 |
Reality Shares DIVCON Dividend Guard ETF
| | Security | 761713106 | Meeting Type | Special |
| | Ticker Symbol | RAI | Meeting Date | 19-Jul-2017 |
| | ISIN | US7617131062 | Agenda | 934651414 - Management |
| | Record Date | 12-Jun-2017 | Holding Recon Date | 12-Jun-2017 |
| | City / Country | / United States | Vote Deadline Date | 18-Jul-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 808 | 0 | 26-Jun-2017 | 20-Jul-2017 |
| | C. R. BARD, INC. | |
| | Security | 067383109 | Meeting Type | Special |
| | Ticker Symbol | BCR | Meeting Date | 08-Aug-2017 |
| | ISIN | US0673831097 | Agenda | 934656363 - Management |
| | Record Date | 22-Jun-2017 | Holding Recon Date | 22-Jun-2017 |
| | City / Country | / United States | Vote Deadline Date | 07-Aug-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Extraordinary Transaction Executive
Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 211 | 0 | 05-Jul-2017 | 09-Aug-2017 |
| | THE J. M. SMUCKER COMPANY | |
| | Security | 832696405 | Meeting Type | Annual |
| | Ticker Symbol | SJM | Meeting Date | 16-Aug-2017 |
| | ISIN | US8326964058 | Agenda | 934655070 - Management |
| | Record Date | 19-Jun-2017 | Holding Recon Date | 19-Jun-2017 |
| | City / Country | / United States | Vote Deadline Date | 15-Aug-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 5. | S/H Proposal - Adopt Conservation Policy | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 417 | 0 | 07-Jul-2017 | 17-Aug-2017 |
| | NIKE, INC. | |
| | Security | 654106103 | Meeting Type | Annual |
| | Ticker Symbol | NKE | Meeting Date | 21-Sep-2017 |
| | ISIN | US6541061031 | Agenda | 934663774 - Management |
| | Record Date | 21-Jul-2017 | Holding Recon Date | 21-Jul-2017 |
| | City / Country | / United States | Vote Deadline Date | 20-Sep-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | ALAN B. GRAF, JR. | | For | For | For | None | None |
| | | | 2 | JOHN C. LECHLEITER | | For | For | For | None | None |
| | | | 3 | MICHELLE A. PELUSO | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 591 | 0 | 09-Aug-2017 | 22-Sep-2017 |
| | FEDEX CORPORATION | |
| | Security | 31428X106 | Meeting Type | Annual |
| | Ticker Symbol | FDX | Meeting Date | 25-Sep-2017 |
| | ISIN | US31428X1063 | Agenda | 934667760 - Management |
| | Record Date | 31-Jul-2017 | Holding Recon Date | 31-Jul-2017 |
| | City / Country | / United States | Vote Deadline Date | 22-Sep-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Amend Omnibus Stock Option Plan | Management | For | For | For | None | None |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 6. | S/H Proposal - Access To Proxy | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 8. | S/H Proposal - Increase Disclosure of
Executive Compensation | Shareholder | Against | Against | For | None | None |
| | 9. | S/H Proposal - Add Women & Minorities to
Board | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 168 | 0 | 18-Aug-2017 | 26-Sep-2017 |
| | CINTAS CORPORATION | |
| | Security | 172908105 | Meeting Type | Annual |
| | Ticker Symbol | CTAS | Meeting Date | 17-Oct-2017 |
| | ISIN | US1729081059 | Agenda | 934674359 - Management |
| | Record Date | 18-Aug-2017 | Holding Recon Date | 18-Aug-2017 |
| | City / Country | / United States | Vote Deadline Date | 16-Oct-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 275 | 0 | 12-Sep-2017 | 18-Oct-2017 |
| | KLA-TENCOR CORPORATION | |
| | Security | 482480100 | Meeting Type | Annual |
| | Ticker Symbol | KLAC | Meeting Date | 01-Nov-2017 |
| | ISIN | US4824801009 | Agenda | 934679892 - Management |
| | Record Date | 13-Sep-2017 | Holding Recon Date | 13-Sep-2017 |
| | City / Country | / United States | Vote Deadline Date | 31-Oct-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 331 | 0 | 22-Sep-2017 | 02-Nov-2017 |
| | THE ESTEE LAUDER COMPANIES INC. | |
| | Security | 518439104 | Meeting Type | Annual |
| | Ticker Symbol | EL | Meeting Date | 14-Nov-2017 |
| | ISIN | US5184391044 | Agenda | 934681291 - Management |
| | Record Date | 15-Sep-2017 | Holding Recon Date | 15-Sep-2017 |
| | City / Country | / United States | Vote Deadline Date | 13-Nov-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 371 | 0 | 29-Sep-2017 | 15-Nov-2017 |
| | SCRIPPS NETWORKS INTERACTIVE, INC. | |
| | Security | 811065101 | Meeting Type | Special |
| | Ticker Symbol | SNI | Meeting Date | 17-Nov-2017 |
| | ISIN | US8110651010 | Agenda | 934693412 - Management |
| | Record Date | 03-Oct-2017 | Holding Recon Date | 03-Oct-2017 |
| | City / Country | / United States | Vote Deadline Date | 16-Nov-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Approve Merger Agreement | Management | For | For | For | None | None |
| | 2. | 14A Extraordinary Transaction Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 422 | 0 | 26-Oct-2017 | 20-Nov-2017 |
| | CISCO SYSTEMS, INC. | |
| | Security | 17275R102 | Meeting Type | Annual |
| | Ticker Symbol | CSCO | Meeting Date | 11-Dec-2017 |
| | ISIN | US17275R1023 | Agenda | 934694147 - Management |
| | Record Date | 13-Oct-2017 | Holding Recon Date | 13-Oct-2017 |
| | City / Country | / United States | Vote Deadline Date | 08-Dec-2017 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 946 | 0 | 31-Oct-2017 | 12-Dec-2017 |
| | INTUIT INC. | |
| | Security | 461202103 | Meeting Type | Annual |
| | Ticker Symbol | INTU | Meeting Date | 18-Jan-2018 |
| | ISIN | US4612021034 | Agenda | 934706865 - Management |
| | Record Date | 20-Nov-2017 | Holding Recon Date | 20-Nov-2017 |
| | City / Country | / United States | Vote Deadline Date | 17-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 370 | 0 | 01-Dec-2017 | 19-Jan-2018 |
| | HORMEL FOODS CORPORATION | |
| | Security | 440452100 | Meeting Type | Annual |
| | Ticker Symbol | HRL | Meeting Date | 30-Jan-2018 |
| | ISIN | US4404521001 | Agenda | 934712159 - Management |
| | Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 29-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 1,300 | 0 | 16-Jan-2018 | 31-Jan-2018 |
| | VISA INC. | |
| | Security | 92826C839 | Meeting Type | Annual |
| | Ticker Symbol | V | Meeting Date | 30-Jan-2018 |
| | ISIN | US92826C8394 | Agenda | 934712161 - Management |
| | Record Date | 01-Dec-2017 | Holding Recon Date | 01-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 29-Jan-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 493 | 0 | 15-Dec-2017 | 31-Jan-2018 |
| | TYSON FOODS, INC. | |
| | Security | 902494103 | Meeting Type | Annual |
| | Ticker Symbol | TSN | Meeting Date | 08-Feb-2018 |
| | ISIN | US9024941034 | Agenda | 934713199 - Management |
| | Record Date | 11-Dec-2017 | Holding Recon Date | 11-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 07-Feb-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 570 | 0 | 16-Jan-2018 | 09-Feb-2018 |
| | APPLE INC. | |
| | Security | 037833100 | Meeting Type | Annual |
| | Ticker Symbol | AAPL | Meeting Date | 13-Feb-2018 |
| | ISIN | US0378331005 | Agenda | 934716068 - Management |
| | Record Date | 15-Dec-2017 | Holding Recon Date | 15-Dec-2017 |
| | City / Country | / United States | Vote Deadline Date | 12-Feb-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Amend Non-Employee Director Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Shareholders be Given
Access to Proxy | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 257 | 0 | 16-Jan-2018 | 14-Feb-2018 |
| | CVS HEALTH CORPORATION | |
| | Security | 126650100 | Meeting Type | Special |
| | Ticker Symbol | CVS | Meeting Date | 13-Mar-2018 |
| | ISIN | US1266501006 | Agenda | 934727972 - Management |
| | Record Date | 05-Feb-2018 | Holding Recon Date | 05-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 12-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Stock Issuance | Management | For | For | For | None | None |
| | 2. | Approve Motion to Adjourn Meeting | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 606 | 0 | 22-Feb-2018 | 14-Mar-2018 |
| | STARBUCKS CORPORATION | |
| | Security | 855244109 | Meeting Type | Annual |
| | Ticker Symbol | SBUX | Meeting Date | 21-Mar-2018 |
| | ISIN | US8552441094 | Agenda | 934721956 - Management |
| | Record Date | 11-Jan-2018 | Holding Recon Date | 11-Jan-2018 |
| | City / Country | / United States | Vote Deadline Date | 20-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Shareholders be Given
Access to Proxy | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Human Rights Related | Shareholder | Against | Take No Action | | None | None |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 789 | 0 | 29-Jan-2018 | 22-Mar-2018 |
| | BROADCOM LIMITED | |
| | Security | Y09827109 | Meeting Type | Special |
| | Ticker Symbol | AVGO | Meeting Date | 23-Mar-2018 |
| | ISIN | SG9999014823 | Agenda | 934741148 - Management |
| | Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 |
| | City / Country | / Malaysia | Vote Deadline Date | 21-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Amalgamation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 169 | 0 | 13-Mar-2018 | 23-Mar-2018 |
| | BROADCOM LIMITED | |
| | Security | Y09827109 | Meeting Type | Annual |
| | Ticker Symbol | AVGO | Meeting Date | 04-Apr-2018 |
| | ISIN | SG9999014823 | Agenda | 934729370 - Management |
| | Record Date | 12-Feb-2018 | Holding Recon Date | 12-Feb-2018 |
| | City / Country | / Malaysia | Vote Deadline Date | 29-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Allot Securities | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 169 | 0 | 13-Mar-2018 | 03-Apr-2018 |
| | A.O. SMITH CORPORATION | |
| | Security | 831865209 | Meeting Type | Annual |
| | Ticker Symbol | AOS | Meeting Date | 09-Apr-2018 |
| | ISIN | US8318652091 | Agenda | 934731060 - Management |
| | Record Date | 20-Feb-2018 | Holding Recon Date | 20-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 06-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | William P. Greubel | | For | For | For | None | None |
| | | | 2 | Dr. Ilham Kadri | | For | For | For | None | None |
| | | | 3 | Idelle K. Wolf | | For | For | For | None | None |
| | | | 4 | Gene C. Wulf | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 725 | 0 | 13-Mar-2018 | 10-Apr-2018 |
| | PPG INDUSTRIES, INC. | |
| | Security | 693506107 | Meeting Type | Annual |
| | Ticker Symbol | PPG | Meeting Date | 19-Apr-2018 |
| | ISIN | US6935061076 | Agenda | 934731779 - Management |
| | Record Date | 16-Feb-2018 | Holding Recon Date | 16-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 18-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 385 | 0 | 13-Mar-2018 | 20-Apr-2018 |
| | HONEYWELL INTERNATIONAL INC. | |
| | Security | 438516106 | Meeting Type | Annual |
| | Ticker Symbol | HON | Meeting Date | 23-Apr-2018 |
| | ISIN | US4385161066 | Agenda | 934735804 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 20-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 286 | 0 | 13-Mar-2018 | 24-Apr-2018 |
| | COMERICA INCORPORATED | |
| | Security | 200340107 | Meeting Type | Annual |
| | Ticker Symbol | CMA | Meeting Date | 24-Apr-2018 |
| | ISIN | US2003401070 | Agenda | 934736995 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 546 | 0 | 21-Mar-2018 | 25-Apr-2018 |
| | ROLLINS, INC. | |
| | Security | 775711104 | Meeting Type | Annual |
| | Ticker Symbol | ROL | Meeting Date | 24-Apr-2018 |
| | ISIN | US7757111049 | Agenda | 934755325 - Management |
| | Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Gary W. Rollins | For | For | For | None | None |
| | | | 2 | Larry L. Prince | For | For | For | None | None |
| | | | 3 | Pamela R. Rollins | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | | | | | | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 987 | 0 | 09-Apr-2018 | 25-Apr-2018 |
| | AMERIPRISE FINANCIAL, INC. | |
| | Security | 03076C106 | Meeting Type | Annual |
| | Ticker Symbol | AMP | Meeting Date | 25-Apr-2018 |
| | ISIN | US03076C1062 | Agenda | 934741504 - Management |
| | Record Date | 28-Feb-2018 | Holding Recon Date | 28-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 24-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 282 | 0 | 21-Mar-2018 | 26-Apr-2018 |
| | T. ROWE PRICE GROUP, INC. | |
| | Security | 74144T108 | Meeting Type | Annual |
| | Ticker Symbol | TROW | Meeting Date | 26-Apr-2018 |
| | ISIN | US74144T1088 | Agenda | 934732745 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 435 | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | AVERY DENNISON CORPORATION | |
| | Security | 053611109 | Meeting Type | Annual |
| | Ticker Symbol | AVY | Meeting Date | 26-Apr-2018 |
| | ISIN | US0536111091 | Agenda | 934734383 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 398 | 0 | 21-Mar-2018 | 27-Apr-2018 |
| | TEXAS INSTRUMENTS INCORPORATED | |
| | Security | 882508104 | Meeting Type | Annual |
| | Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 |
| | ISIN | US8825081040 | Agenda | 934736957 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 513 | 0 | 14-Mar-2018 | 27-Apr-2018 |
| | SNAP-ON INCORPORATED | |
| | Security | 833034101 | Meeting Type | Annual |
| | Ticker Symbol | SNA | Meeting Date | 26-Apr-2018 |
| | ISIN | US8330341012 | Agenda | 934742948 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 268 | 0 | 19-Mar-2018 | 27-Apr-2018 |
| | S&P GLOBAL INC. | |
| | Security | 78409V104 | Meeting Type | Annual |
| | Ticker Symbol | SPGI | Meeting Date | 01-May-2018 |
| | ISIN | US78409V1044 | Agenda | 934746085 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 30-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 278 | 0 | 21-Mar-2018 | 02-May-2018 |
| | HUNTINGTON INGALLS INDUSTRIES, INC. | |
| | Security | 446413106 | Meeting Type | Annual |
| | Ticker Symbol | HII | Meeting Date | 02-May-2018 |
| | ISIN | US4464131063 | Agenda | 934743875 - Management |
| | Record Date | 08-Mar-2018 | Holding Recon Date | 08-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Philip M. Bilden | | For | For | For | None | None |
| | | | 2 | Augustus L. Collins | | For | For | For | None | None |
| | | | 3 | Kirkland H. Donald | | For | For | For | None | None |
| | | | 4 | Thomas B. Fargo | | For | For | For | None | None |
| | | | 5 | Victoria D. Harker | | For | For | For | None | None |
| | | | 6 | Anastasia D. Kelly | | For | For | For | None | None |
| | | | 7 | C. Michael Petters | | For | For | For | None | None |
| | | | 8 | Thomas C. Schievelbein | | For | For | For | None | None |
| | | | 9 | John K. Welch | | For | For | For | None | None |
| | | | 10 | Stephen R. Wilson | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation Vote
Frequency | Management | 1 Year | 1 Year | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 191 | 0 | 21-Mar-2018 | 03-May-2018 |
| | ILLINOIS TOOL WORKS INC. | |
| | Security | 452308109 | Meeting Type | Annual |
| | Ticker Symbol | ITW | Meeting Date | 04-May-2018 |
| | ISIN | US4523081093 | Agenda | 934746883 - Management |
| | Record Date | 06-Mar-2018 | Holding Recon Date | 06-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 03-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Report/Reduce Greenhouse
Gas Emissions | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 286 | 0 | 26-Apr-2018 | 07-May-2018 |
| | MARRIOTT INTERNATIONAL, INC. | |
| | Security | 571903202 | Meeting Type | Annual |
| | Ticker Symbol | MAR | Meeting Date | 04-May-2018 |
| | ISIN | US5719032022 | Agenda | 934782447 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 03-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Eliminate Supermajority
Vote | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 356 | 0 | 26-Apr-2018 | 07-May-2018 |
| | 3M COMPANY | |
| | Security | 88579Y101 | Meeting Type | Annual |
| | Ticker Symbol | MMM | Meeting Date | 08-May-2018 |
| | ISIN | US88579Y1010 | Agenda | 934745920 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 07-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 183 | 0 | 22-Mar-2018 | 09-May-2018 |
| | EXPEDITORS INT'L OF WASHINGTON, INC. | |
| | Security | 302130109 | Meeting Type | Annual |
| | Ticker Symbol | EXPD | Meeting Date | 08-May-2018 |
| | ISIN | US3021301094 | Agenda | 934758321 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 07-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Shareholders be Given
Access to Proxy | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 731 | 0 | 02-May-2018 | 09-May-2018 |
| | TRACTOR SUPPLY COMPANY | |
| | Security | 892356106 | Meeting Type | Annual |
| | Ticker Symbol | TSCO | Meeting Date | 10-May-2018 |
| | ISIN | US8923561067 | Agenda | 934758371 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 09-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Cynthia T. Jamison | For | For | For | None | None |
| | | | 2 | Peter D. Bewley | For | For | For | None | None |
| | | | 3 | Denise L. Jackson | For | For | For | None | None |
| | | | 4 | Thomas A. Kingsbury | For | For | For | None | None |
| | | | 5 | Ramkumar Krishnan | For | For | For | None | None |
| | | | 6 | George MacKenzie | For | For | For | None | None |
| | | | 7 | Edna K. Morris | For | For | For | None | None |
| | | | 8 | Mark J. Weikel | For | For | For | None | None |
| | | | 9 | Gregory A. Sandfort | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Adopt Omnibus Stock Option Plan | Management | For | For | For | None | None |
| | | | | | | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 646 | 0 | 02-May-2018 | 11-May-2018 |
| | COLGATE-PALMOLIVE COMPANY | |
| | Security | 194162103 | Meeting Type | Annual |
| | Ticker Symbol | CL | Meeting Date | 11-May-2018 |
| | ISIN | US1941621039 | Agenda | 934753078 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 10-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 603 | 0 | 02-May-2018 | 14-May-2018 |
| | THE ALLSTATE CORPORATION | |
| | Security | 020002101 | Meeting Type | Annual |
| | Ticker Symbol | ALL | Meeting Date | 11-May-2018 |
| | ISIN | US0200021014 | Agenda | 934753268 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 10-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 440 | 0 | 02-May-2018 | 14-May-2018 |
| | MOTOROLA SOLUTIONS, INC. | |
| | Security | 620076307 | Meeting Type | Annual |
| | Ticker Symbol | MSI | Meeting Date | 14-May-2018 |
| | ISIN | US6200763075 | Agenda | 934762863 - Management |
| | Record Date | 16-Mar-2018 | Holding Recon Date | 16-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 11-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 480 | 0 | 02-May-2018 | 15-May-2018 |
| | ZOETIS INC. | |
| | Security | 98978V103 | Meeting Type | Annual |
| | Ticker Symbol | ZTS | Meeting Date | 15-May-2018 |
| | ISIN | US98978V1035 | Agenda | 934756341 - Management |
| | Record Date | 21-Mar-2018 | Holding Recon Date | 21-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 14-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1.1 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.2 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.3 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1.4 | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 618 | 0 | 02-May-2018 | 16-May-2018 |
| | ANTHEM, INC. | |
| | Security | 036752103 | Meeting Type | Annual |
| | Ticker Symbol | ANTM | Meeting Date | 16-May-2018 |
| | ISIN | US0367521038 | Agenda | 934750464 - Management |
| | Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Restore Right to Call a Special Meeting | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 191 | 0 | 14-May-2018 | 17-May-2018 |
| | INGREDION INC | |
| | Security | 457187102 | Meeting Type | Annual |
| | Ticker Symbol | INGR | Meeting Date | 16-May-2018 |
| | ISIN | US4571871023 | Agenda | 934764918 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 320 | 0 | 14-May-2018 | 17-May-2018 |
| | NVIDIA CORPORATION | |
| | Security | 67066G104 | Meeting Type | Annual |
| | Ticker Symbol | NVDA | Meeting Date | 16-May-2018 |
| | ISIN | US67066G1040 | Agenda | 934769502 - Management |
| | Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 246 | 0 | 14-May-2018 | 17-May-2018 |
| | STEEL DYNAMICS, INC. | |
| | Security | 858119100 | Meeting Type | Annual |
| | Ticker Symbol | STLD | Meeting Date | 17-May-2018 |
| | ISIN | US8581191009 | Agenda | 934757901 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Mark D. Millett | For | For | For | None | None |
| | | | 2 | Keith E. Busse | For | For | For | None | None |
| | | | 3 | Frank D. Byrne, M.D. | For | For | For | None | None |
| | | | 4 | Kenneth W. Cornew | For | For | For | None | None |
| | | | 5 | Traci M. Dolan | For | For | For | None | None |
| | | | 6 | Dr. Jurgen Kolb | For | For | For | None | None |
| | | | 7 | James C. Marcuccilli | For | For | For | None | None |
| | | | 8 | Bradley S. Seaman | For | For | For | None | None |
| | | | 9 | Gabriel L. Shaheen | For | For | For | None | None |
| | | | 10 | Richard P. Teets, Jr. | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Approve Charter Amendment | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | | | | | | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 1,154 | 0 | 15-May-2018 | 18-May-2018 |
| | THE HOME DEPOT, INC. | |
| | Security | 437076102 | Meeting Type | Annual |
| | Ticker Symbol | HD | Meeting Date | 17-May-2018 |
| | ISIN | US4370761029 | Agenda | 934760136 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 259 | 0 | 14-May-2018 | 18-May-2018 |
| | ALTRIA GROUP, INC. | |
| | Security | 02209S103 | Meeting Type | Annual |
| | Ticker Symbol | MO | Meeting Date | 17-May-2018 |
| | ISIN | US02209S1033 | Agenda | 934763473 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Tobacco | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 644 | 0 | 14-May-2018 | 18-May-2018 |
| | MARSH & MCLENNAN COMPANIES, INC. | |
| | Security | 571748102 | Meeting Type | Annual |
| | Ticker Symbol | MMC | Meeting Date | 17-May-2018 |
| | ISIN | US5717481023 | Agenda | 934766532 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 519 | 0 | 15-May-2018 | 18-May-2018 |
| | AMPHENOL CORPORATION | |
| | Security | 032095101 | Meeting Type | Annual |
| | Ticker Symbol | APH | Meeting Date | 17-May-2018 |
| | ISIN | US0320951017 | Agenda | 934793161 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 526 | 0 | 14-May-2018 | 18-May-2018 |
| | AMGEN INC. | |
| | Security | 031162100 | Meeting Type | Annual |
| | Ticker Symbol | AMGN | Meeting Date | 22-May-2018 |
| | ISIN | US0311621009 | Agenda | 934775101 - Management |
| | Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 21-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 253 | 0 | 15-May-2018 | 23-May-2018 |
| | CDW CORP | |
| | Security | 12514G108 | Meeting Type | Annual |
| | Ticker Symbol | CDW | Meeting Date | 23-May-2018 |
| | ISIN | US12514G1085 | Agenda | 934764665 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 22-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 664 | 0 | 15-May-2018 | 24-May-2018 |
| | DENTSPLY SIRONA INC. | |
| | Security | 24906P109 | Meeting Type | Annual |
| | Ticker Symbol | XRAY | Meeting Date | 23-May-2018 |
| | ISIN | US24906P1093 | Agenda | 934776684 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 22-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Adopt Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | 5. | Eliminate Supermajority Requirements | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 682 | 0 | 15-May-2018 | 24-May-2018 |
| | MCDONALD'S CORPORATION | |
| | Security | 580135101 | Meeting Type | Annual |
| | Ticker Symbol | MCD | Meeting Date | 24-May-2018 |
| | ISIN | US5801351017 | Agenda | 934776963 - Management |
| | Record Date | 26-Mar-2018 | Holding Recon Date | 26-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Report on Charitable
Contributions | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 255 | 0 | 15-May-2018 | 25-May-2018 |
| | SEI INVESTMENTS COMPANY | |
| | Security | 784117103 | Meeting Type | Annual |
| | Ticker Symbol | SEIC | Meeting Date | 30-May-2018 |
| | ISIN | US7841171033 | Agenda | 934800005 - Management |
| | Record Date | 23-Mar-2018 | Holding Recon Date | 23-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 686 | 0 | 21-May-2018 | 31-May-2018 |
| | CVS HEALTH CORPORATION | |
| | Security | 126650100 | Meeting Type | Annual |
| | Ticker Symbol | CVS | Meeting Date | 04-Jun-2018 |
| | ISIN | US1266501006 | Agenda | 934794973 - Management |
| | Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Charter Amendment | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 758 | 0 | 21-May-2018 | 05-Jun-2018 |
| | UNITEDHEALTH GROUP INCORPORATED | |
| | Security | 91324P102 | Meeting Type | Annual |
| | Ticker Symbol | UNH | Meeting Date | 04-Jun-2018 |
| | ISIN | US91324P1021 | Agenda | 934797006 - Management |
| | Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 256 | 0 | 21-May-2018 | 05-Jun-2018 |
| | COMCAST CORPORATION | |
| | Security | 20030N101 | Meeting Type | Annual |
| | Ticker Symbol | CMCSA | Meeting Date | 11-Jun-2018 |
| | ISIN | US20030N1019 | Agenda | 934808265 - Management |
| | Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 08-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | | 1 | Kenneth J. Bacon | | For | For | For | None | None |
| | | | 2 | Madeline S. Bell | | For | For | For | None | None |
| | | | 3 | Sheldon M. Bonovitz | | For | For | For | None | None |
| | | | 4 | Edward D. Breen | | For | For | For | None | None |
| | | | 5 | Gerald L. Hassell | | For | For | For | None | None |
| | | | 6 | Jeffrey A. Honickman | | For | For | For | None | None |
| | | | 7 | Maritza G. Montiel | | For | For | For | None | None |
| | | | 8 | Asuka Nakahara | | For | For | For | None | None |
| | | | 9 | David C. Novak | | For | For | For | None | None |
| | | | 10 | Brian L. Roberts | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | | | | | | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 1,173 | 0 | 21-May-2018 | 12-Jun-2018 |
| | EXPEDIA GROUP, INC. | |
| | Security | 30212P303 | Meeting Type | Annual |
| | Ticker Symbol | EXPE | Meeting Date | 20-Jun-2018 |
| | ISIN | US30212P3038 | Agenda | 934812973 - Management |
| | Record Date | 23-Apr-2018 | Holding Recon Date | 23-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 19-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1o. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 451 | 0 | 21-May-2018 | 21-Jun-2018 |
| | MASTERCARD INCORPORATED | |
| | Security | 57636Q104 | Meeting Type | Annual |
| | Ticker Symbol | MA | Meeting Date | 26-Jun-2018 |
| | ISIN | US57636Q1040 | Agenda | 934814535 - Management |
| | Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 401 | 0 | 21-May-2018 | 27-Jun-2018 |
| | ACTIVISION BLIZZARD, INC. | |
| | Security | 00507V109 | Meeting Type | Annual |
| | Ticker Symbol | ATVI | Meeting Date | 26-Jun-2018 |
| | ISIN | US00507V1098 | Agenda | 934825879 - Management |
| | Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2 | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000348559 | REALITY SHARES
DIVCON DIVIDEND
GUARD ETF | 348559 | BNY MELLON | 926 | 0 | 21-May-2018 | 27-Jun-2018 |
Reality Shares Nasdaq NexGen Economy ETF
| | Security | D69671218 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 31-Jan-2018 |
| | ISIN | DE0007236101 | Agenda | 708824392 - Management |
| | Record Date | 24-Jan-2018 | Holding Recon Date | 24-Jan-2018 |
| | City / Country | MUENCH EN / Germany | Vote Deadline Date | 19-Jan-2018 |
| | SEDOL(s) | 0798725 - 4617008 - 5727973 -
5735222 - 5735233 - 5735288 -
5750399 - 5751615 - B0395G4 -
B19GK05 - B5NMZR9 - B87F0H0 -
B92MV03 - BF0Z8C7 - BFNKQZ8 -
BN7ZCD5 - BYL6SL1 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE
AMENDMENT TO PARAGRAPH 21 OF
THE SECURITIES-TRADE ACT ON 9TH
JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE
JUDGMENT FROM 6TH JUNE 2012 THE
VOTING PROCESS HAS NOW CHANGED
WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT
IS NOW THE-RESPONSIBILITY OF THE
END-INVESTOR (I.E. FINAL
BENEFICIARY) AND NOT THE-
INTERMEDIARY TO DISCLOSE
RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE
CUSTODIAN BANK / AGENT IN THE
MARKET WILL BE SENDING THE
VOTING DIRECTLY-TO MARKET AND IT
IS THE END INVESTORS
RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE
WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD-MORE THAN 3 % OF THE
TOTAL SHARE CAPITAL | Non-Voting | | | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE
AS DISPLAYED ON PROXYEDGE IS
SUBJECT TO CHANGE-AND WILL BE
UPDATED AS SOON AS BROADRIDGE
RECEIVES CONFIRMATION FROM THE
SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY
QUERIES PLEASE-CONTACT YOUR
CLIENT SERVICES REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE
OF SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS
OF THE AGENDA FOR THE GENERAL
MEETING YOU ARE-NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT
MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS-AND
YOU HAVE NOT COMPLIED WITH ANY
OF YOUR MANDATORY VOTING
RIGHTS-NOTIFICATIONS PURSUANT TO
THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS
REGARD PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-
FOR CLARIFICATION. IF YOU DO NOT
HAVE ANY INDICATION REGARDING
SUCH CONFLICT-OF INTEREST, OR
ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS-
USUAL. THANK YOU | Non-Voting | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE
SUBMITTED UNTIL 16.01.2018.
FURTHER INFORMATION ON-COUNTER
PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER'S WEBSITE (PLEASE
REFER-TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE-ITEMS, YOU
WILL NEED TO REQUEST A MEETING
ATTEND AND VOTE YOUR SHARES-
DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS
CANNOT BE REFLECTED IN-THE
BALLOT ON PROXYEDGE | Non-Voting | | | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL
2016/2017 | Non-Voting | | | | | |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6.1 | Management Proposal | Management | For | For | For | None | None |
| | 6.2 | Management Proposal | Management | For | For | For | None | None |
| | 6.3 | Management Proposal | Management | For | For | For | None | None |
| | 6.4 | Management Proposal | Management | For | For | For | None | None |
| | 6.5 | Management Proposal | Management | For | For | For | None | None |
| | 6.6 | Management Proposal | Management | For | For | For | None | None |
| | 6.7 | Management Proposal | Management | For | For | For | None | None |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | 8 | Management Proposal | Management | For | For | For | None | None |
| | 9 | Management Proposal | Management | For | For | For | None | None |
| | 10.1 | Management Proposal | Management | For | For | For | None | None |
| | 10.2 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 6,392 | 0 | 25-Jan-2018 | 26-Jan-2018 |
| | BANCO BILBAO VIZCAYA ARGENTARIA S.A. |
| | Security | 05946K101 | Meeting Type | Annual |
| | Ticker Symbol | BBVA | Meeting Date | 16-Mar-2018 |
| | ISIN | US05946K1016 | Agenda | 934732909 - Management |
| | Record Date | 22-Feb-2018 | Holding Recon Date | 22-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 09-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1.1 | Receive Consolidated Financial Statements | Management | For | For | For | None | None |
| | 1.2 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 1.3 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 2.1 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 2.2 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 2.3 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 2.4 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 2.5 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 2.6 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 2.7 | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3. | Authorize Co to Carry Out Rights Issues/Ltd
Issuances w/o Preemptive Rights | Management | For | For | For | None | None |
| | 4. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 5. | Amend Articles-Board Related | Management | For | For | For | None | None |
| | 6. | Receive Directors' Report | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 181,295 | 0 | 06-Mar-2018 | 13-Mar-2018 |
| | Security | 05964H105 | Meeting Type | Annual |
| | Ticker Symbol | SAN | Meeting Date | 23-Mar-2018 |
| | ISIN | US05964H1059 | Agenda | 934729938 - Management |
| | Record Date | 09-Feb-2018 | Holding Recon Date | 09-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A | Adopt Accounts for Past Year | Management | For | For | For | None | None |
| | 1B | Adopt Accounts for Past Year | Management | For | For | For | None | None |
| | 2 | Adopt Accounts for Past Year | Management | For | For | For | None | None |
| | 3A | Fix Number of Directors | Management | For | For | For | None | None |
| | 3B | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3C | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3D | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3E | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3F | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3G | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 3H | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4 | Allot Relevant Securities | Management | For | For | For | None | None |
| | 5A | Approve Charter Amendment | Management | For | For | For | None | None |
| | 5B | Approve Charter Amendment | Management | For | For | For | None | None |
| | 5C | Approve Charter Amendment | Management | For | For | For | None | None |
| | 6 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 7 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 8 | Increase Share Capital | Management | For | For | For | None | None |
| | 9 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 10 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 11 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 12A | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 12B | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 12C | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 12D | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 13 | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 14 | Receive Directors' Report | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 206,683 | 0 | 23-Feb-2018 | 20-Mar-2018 |
| | Security | Y0004F105 | Meeting Type | ExtraOrdinary General Meeting |
| | Ticker Symbol | | Meeting Date | 28-Mar-2018 |
| | ISIN | CNE1000004Y2 | Agenda | 708972078 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | SHENZH EN / China | Vote Deadline Date | 22-Mar-2018 |
| | SEDOL(s) | B04KP88 - B04YDP3 - B05Q046 -
BD8GJX6 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 880015
DUE TO ADDITION OF-RESOLUTION 10.
ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE
DISREGARDED-AND YOU WILL NEED
TO REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY
NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL
LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0212/LTN2018
0212442.PDF,-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0212/LTN2018
0212429.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0202/LTN2018
02021004.PDF | Non-Voting | | | | | |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2.01 | Management Proposal | Management | For | For | For | None | None |
| | 2.02 | Management Proposal | Management | For | For | For | None | None |
| | 2.03 | Management Proposal | Management | For | For | For | None | None |
| | 2.04 | Management Proposal | Management | For | For | For | None | None |
| | 2.05 | Management Proposal | Management | For | For | For | None | None |
| | 2.06 | Management Proposal | Management | For | For | For | None | None |
| | 2.07 | Management Proposal | Management | For | For | For | None | None |
| | 2.08 | Management Proposal | Management | For | For | For | None | None |
| | 2.09 | Management Proposal | Management | For | For | For | None | None |
| | 2.10 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6 | Management Proposal | Management | For | For | For | None | None |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | 8 | Management Proposal | Management | For | For | For | None | None |
| | 9 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | PLEASE NOTE THAT BAORD DOES NOT
MAKE ANY RECOMMENDATION ON
RESOLUTION 10. THE-STANDING
INSTRUCTIONS FOR THIS MEETING
WILL BE DISABLED. THANK YOU | Non-Voting | | | | | |
| | 10 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 584,283 | 0 | 22-Feb-2018 | 23-Mar-2018 |
| | THE TORONTO-DOMINION BANK |
| | Security | 891160509 | Meeting Type | Annual |
| | Ticker Symbol | TD | Meeting Date | 29-Mar-2018 |
| | ISIN | CA8911605092 | Agenda | 934730525 - Management |
| | Record Date | 01-Feb-2018 | Holding Recon Date | 01-Feb-2018 |
| | City / Country | / Canada | Vote Deadline Date | 27-Mar-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | A | Election of Directors (Majority Voting) | Management | | | | | |
| | | 1 | WILLIAM E. BENNETT | | For | For | For | None | None |
| | | 2 | AMY W. BRINKLEY | | For | For | For | None | None |
| | | 3 | BRIAN C. FERGUSON | | For | For | For | None | None |
| | | 4 | COLLEEN A. GOGGINS | | For | For | For | None | None |
| | | 5 | MARY JO HADDAD | | For | For | For | None | None |
| | | 6 | JEAN-RENÉ HALDE | | For | For | For | None | None |
| | | 7 | DAVID E. KEPLER | | For | For | For | None | None |
| | | 8 | BRIAN M. LEVITT | | For | For | For | None | None |
| | | 9 | ALAN N. MACGIBBON | | For | For | For | None | None |
| | | 10 | KAREN E. MAIDMENT | | For | For | For | None | None |
| | | 11 | BHARAT B. MASRANI | | For | For | For | None | None |
| | | 12 | IRENE R. MILLER | | For | For | For | None | None |
| | | 13 | NADIR H. MOHAMED | | For | For | For | None | None |
| | | 14 | CLAUDE MONGEAU | | For | For | For | None | None |
| | B | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | C | 14A Executive Compensation | Management | For | For | For | None | None |
| | D | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | E | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 23,187 | 0 | 13-Mar-2018 | 30-Mar-2018 |
| | Security | D1668R123 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 05-Apr-2018 |
| | ISIN | DE0007100000 | Agenda | 708985619 - Management |
| | Record Date | 29-Mar-2018 | Holding Recon Date | 29-Mar-2018 |
| | City / Country | BERLIN / Germany | Vote Deadline Date | 26-Mar-2018 |
| | SEDOL(s) | 2190716 - 2307389 - 4611196 -
5529027 - 5543890 - 5545614 -
5572968 - 5766857 - 6135111 -
B0Z52W5 - B19GKT4 - B3QRSH8 -
B7N2TQ0 - B92MTY3 - BD8QKL1 -
BF0Z850 - BY9CV01 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | RIGHTS. FOLLOWING THE AMENDMENT
TO PARAGRAPH 21 OF THE
SECURITIES TRADE ACT-ON 10TH JULY
2015 AND THE OVER-RULING OF THE
DISTRICT COURT IN COLOGNE-
JUDGMENT FROM 6TH JUNE 2012 THE
VOTING PROCESS HAS CHANGED WITH
REGARD TO THE-GERMAN
REGISTERED SHARES. AS A RESULT, IT
REMAINS EXCLUSIVELY THE-
RESPONSIBILITY OF THE END-
INVESTOR (I.E. FINAL BENEFICIARY)
AND NOT THE-INTERMEDIARY TO
DISCLOSE RESPECTIVE FINAL
BENEFICIARY VOTING RIGHTS IF THEY-
EXCEED RELEVANT REPORTING
THRESHOLD OF WPHG (FROM 3
PERCENT OF OUTSTANDING-SHARE
CAPITAL ONWARDS).-PLEASE NOTE
THAT REREGISTRATION IS NO LONGER
REQUIRED TO ENSURE VOTING | Non-Voting | | | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE
AS DISPLAYED ON PROXYEDGE IS
SUBJECT TO CHANGE-AND WILL BE
UPDATED AS SOON AS BROADRIDGE
RECEIVES CONFIRMATION FROM THE
SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY
QUERIES PLEASE-CONTACT YOUR
CLIENT SERVICES REPRESENTATIVE. | Non-Voting | | | | | |
| | CMMT | USUAL. THANK YOU.-CONNECTION
WITH SPECIFIC ITEMS OF THE AGENDA
FOR THE GENERAL MEETING YOU ARE-
NOT ENTITLED TO EXERCISE YOUR
VOTING RIGHTS. FURTHER, YOUR
VOTING RIGHT MIGHT-BE EXCLUDED
WHEN YOUR SHARE IN VOTING RIGHTS
HAS REACHED CERTAIN THRESHOLDS-
AND YOU HAVE NOT COMPLIED WITH | Non-Voting | | | | | |
| | | ANY OF YOUR MANDATORY VOTING
RIGHTS-NOTIFICATIONS PURSUANT TO
THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS
REGARD PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-
FOR CLARIFICATION. IF YOU DO NOT
HAVE ANY INDICATION REGARDING
SUCH CONFLICT-OF INTEREST, OR
ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS-
ACCORDING TO GERMAN LAW, IN CASE
OF SPECIFIC CONFLICTS OF INTEREST
IN | | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE
SUBMITTED UNTIL 21.03.2018.
FURTHER INFORMATION ON-COUNTER
PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER'S WEBSITE (PLEASE
REFER-TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE-ITEMS, YOU
WILL NEED TO REQUEST A MEETING
ATTEND AND VOTE YOUR SHARES-
DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS
CANNOT BE REFLECTED IN-THE
BALLOT ON PROXYEDGE. | Non-Voting | | | | | |
| | 1 | PRESENTATION OF THE ADOPTED
ANNUAL FINANCIAL STATEMENTS OF
DAIMLER AG, THE-APPROVED
CONSOLIDATED FINANCIAL
STATEMENTS, THE COMBINED
MANAGEMENT REPORT-FOR DAIMLER
AG AND THE GROUP WITH THE
EXPLANATORY REPORTS ON THE
INFORMATION-REQUIRED PURSUANT
TO SECTION 289A, SUBSECTION 1 AND
SECTION 315A, SUBSECTION-1 OF THE
GERMAN COMMERCIAL CODE
(HANDELSGESETZBUCH), AND THE
REPORT OF THE-SUPERVISORY BOARD
FOR THE 2017 FINANCIAL YEAR | Non-Voting | | | | | |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5.A | Management Proposal | Management | For | For | For | None | None |
| | 5.B | Management Proposal | Management | For | For | For | None | None |
| | 6.A | Management Proposal | Management | For | For | For | None | None |
| | 6.B | Management Proposal | Management | For | For | For | None | None |
| | 6.C | Management Proposal | Management | For | For | For | None | None |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 22,948 | 0 | 23-Feb-2018 | 28-Mar-2018 |
| | Security | N0280G100 | Meeting Type | Ordinary General Meeting |
| | Ticker Symbol | | Meeting Date | 11-Apr-2018 |
| | ISIN | NL0000235190 | Agenda | 709018659 - Management |
| | Record Date | 14-Mar-2018 | Holding Recon Date | 14-Mar-2018 |
| | City / Country | AMSTER DAM / Netherlands | Vote Deadline Date | 23-Mar-2018 |
| | SEDOL(s) | 4012250 - 4012346 - 4057273 -
7164426 - B01DGJ8 - B043FH6 -
B16Q6Y4 - B87GTC1 - BDC50T2 -
BF444K0 - BHZLF67 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6 | Management Proposal | Management | For | For | For | None | None |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | 8 | Management Proposal | Management | For | For | For | None | None |
| | 9 | Management Proposal | Management | For | For | For | None | None |
| | 10 | Management Proposal | Management | For | For | For | None | None |
| | 11 | Management Proposal | Management | For | For | For | None | None |
| | 12 | Management Proposal | Management | For | For | For | None | None |
| | 13 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 886534 AS
MEETING SHOULD-BE PROCESSED
ONLY WITH VOTABLE ITEMS. ALL
VOTES RECEIVED ON THE PREVIOUS-
MEETING WILL BE DISREGARDED AND
YOU WILL NEED TO REINSTRUCT ON
THIS MEETING-NOTICE. THANK YOU. | Non-Voting | | | | | |
| | CMMT | 08 MAR 2018: PLEASE NOTE THAT THIS
IS A REVISION DUE TO CHANGE IN
MEETING-TYPE FROM AGM TO OGM. IF
YOU HAVE ALREADY SENT IN YOUR
VOTES FOR MID: 888594,-PLEASE DO
NOT VOTE AGAIN UNLESS YOU DECIDE
TO AMEND YOUR ORIGINAL-
INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW YORK MELLON | 13,968 | 0 | 06-Mar-2018 | 23-Mar-2018 |
| | Security | 456837103 | Meeting Type | Annual |
| | Ticker Symbol | ING | Meeting Date | 23-Apr-2018 |
| | ISIN | US4568371037 | Agenda | 934761594 - Management |
| | Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 12-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 2e. | Adopt Accounts for Past Year | Management | For | For | For | None | None |
| | 3b. | Dividends | Management | For | For | For | None | None |
| | 5a. | Approve Discharge of Management Board | Management | For | For | For | None | None |
| | 5b. | Approve Discharge of Supervisory Board | Management | For | For | For | None | None |
| | 7. | Elect Supervisory Board Member | Management | For | For | For | None | None |
| | 8a. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 8b. | Authorize Co to Carry Out Rights Issues/Ltd
Issuances w/o Preemptive Rights | Management | For | For | For | None | None |
| | 9. | Allot Securities | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 96,149 | 0 | 09-Apr-2018 | 16-Apr-2018 |
| | INTERNATIONAL BUSINESS MACHINES CORP. |
| | Security | 459200101 | Meeting Type | Annual |
| | Ticker Symbol | IBM | Meeting Date | 24-Apr-2018 |
| | ISIN | US4592001014 | Agenda | 934738886 - Management |
| | Record Date | 23-Feb-2018 | Holding Recon Date | 23-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | For | Against | Against | None | None |
| | 6. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 16,107 | 0 | 13-Mar-2018 | 25-Apr-2018 |
| | Security | 172967424 | Meeting Type | Annual |
| | Ticker Symbol | C | Meeting Date | 24-Apr-2018 |
| | ISIN | US1729674242 | Agenda | 934740401 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1o. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1p. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Human Rights Related | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Adopt Cumulative Voting | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 8. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 9. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 21,316 | 0 | 26-Mar-2018 | 25-Apr-2018 |
| | Security | 631103108 | Meeting Type | Annual |
| | Ticker Symbol | NDAQ | Meeting Date | 24-Apr-2018 |
| | ISIN | US6311031081 | Agenda | 934741578 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 23-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 26,508 | 0 | 26-Mar-2018 | 25-Apr-2018 |
| | BANK OF AMERICA CORPORATION |
| | Security | 060505104 | Meeting Type | Annual |
| | Ticker Symbol | BAC | Meeting Date | 25-Apr-2018 |
| | ISIN | US0605051046 | Agenda | 934737163 - Management |
| | Record Date | 02-Mar-2018 | Holding Recon Date | 02-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 24-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1B. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1C. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1D. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1E. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1F. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1G. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1H. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1I. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1J. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1K. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1L. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1M. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1N. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1O. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 51,767 | 0 | 13-Mar-2018 | 26-Apr-2018 |
| | TEXAS INSTRUMENTS INCORPORATED |
| | Security | 882508104 | Meeting Type | Annual |
| | Ticker Symbol | TXN | Meeting Date | 26-Apr-2018 |
| | ISIN | US8825081040 | Agenda | 934736957 - Management |
| | Record Date | 26-Feb-2018 | Holding Recon Date | 26-Feb-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 19,740 | 0 | 14-Mar-2018 | 27-Apr-2018 |
| | Security | 225401108 | Meeting Type | Annual |
| | Ticker Symbol | CS | Meeting Date | 27-Apr-2018 |
| | ISIN | US2254011081 | Agenda | 934767433 - Management |
| | Record Date | 20-Mar-2018 | Holding Recon Date | 20-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 18-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 1B | Adopt Accounts for Past Year | Management | For | For | For | None | None |
| | 2 | Approve Discharge of Board and President | Management | For | For | For | None | None |
| | 3A | Dividends | Management | For | For | For | None | None |
| | 3B | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 4AA | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AB | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AC | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AD | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AE | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AF | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AG | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AH | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AI | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AJ | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AK | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4AL | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 4AM | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 4BA | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4BB | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4BC | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 4BD | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 5A | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5BA | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 5BB | Miscellaneous Compensation Plans | Management | For | For | For | None | None |
| | 5BC | Approve Stock Compensation Plan | Management | For | For | For | None | None |
| | 6A | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 6B | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 6C | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 7 | S/H Proposal - Corporate Governance | Shareholder | Abstain | Take No Action | | None | None |
| | 8 | Miscellaneous Shareholder Proposal | Shareholder | Abstain | Take No Action | | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 97,794 | 0 | 09-Apr-2018 | 20-Apr-2018 |
| | Security | 06738E204 | Meeting Type | Annual |
| | Ticker Symbol | BCS | Meeting Date | 01-May-2018 |
| | ISIN | US06738E2046 | Agenda | 934761493 - Management |
| | Record Date | 15-Mar-2018 | Holding Recon Date | 15-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Receive Directors' Report | Management | For | For | For | None | None |
| | 2. | Receive Directors' Report | Management | For | For | For | None | None |
| | 3. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 4. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 5. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 7. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 8. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 9. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 10. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 11. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 12. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 13. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 14. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 15. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 16. | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 17. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 18. | Approve Remuneration of Directors and
Auditors | Management | For | For | For | None | None |
| | 19. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 20. | Allot Relevant Securities | Management | For | For | For | None | None |
| | 21. | Allot Relevant Securities | Management | For | For | For | None | None |
| | 22. | Allot Relevant Securities | Management | For | For | For | None | None |
| | 23. | Allot Relevant Securities | Management | For | For | For | None | None |
| | 24. | Allot Relevant Securities | Management | For | For | For | None | None |
| | 25. | Authorize Directors to Repurchase Shares | Management | For | For | For | None | None |
| | 26. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 27. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 28. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 210,856 | 0 | 09-Apr-2018 | 27-Apr-2018 |
| | ADVANCED MICRO DEVICES, INC. |
| | Security | 007903107 | Meeting Type | Annual |
| | Ticker Symbol | AMD | Meeting Date | 02-May-2018 |
| | ISIN | US0079031078 | Agenda | 934745639 - Management |
| | Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Authorize Common Stock Increase | Management | For | For | For | None | None |
| | 4. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 190,444 | 0 | 21-Mar-2018 | 03-May-2018 |
| | THE GOLDMAN SACHS GROUP, INC. |
| | Security | 38141G104 | Meeting Type | Annual |
| | Ticker Symbol | GS | Meeting Date | 02-May-2018 |
| | ISIN | US38141G1040 | Agenda | 934750084 - Management |
| | Record Date | 05-Mar-2018 | Holding Recon Date | 05-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 01-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 5,921 | 0 | 26-Apr-2018 | 03-May-2018 |
| | Security | H42097107 | Meeting Type | Annual |
| | Ticker Symbol | UBS | Meeting Date | 03-May-2018 |
| | ISIN | | Agenda | 934769653 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / Switzerland | Vote Deadline Date | 27-Apr-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1A | Receive Consolidated Financial Statements | Management | For | For | For | None | None |
| | 1B | Adopt Accounts for Past Year | Management | For | For | For | None | None |
| | 2 | Dividends | Management | For | For | For | None | None |
| | 3 | Approve Discharge of Board and President | Management | For | For | For | None | None |
| | 4 | 14A Executive Compensation | Management | For | For | For | None | None |
| | 5 | 14A Executive Compensation | Management | For | For | For | None | None |
| | 6AA | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AB | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AC | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AD | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AE | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AF | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AG | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AH | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AI | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6AJ | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 6BA | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 6BB | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 6CA | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 6CB | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 6CC | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 6CD | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 7 | Miscellaneous Compensation Plans | Management | For | For | For | None | None |
| | 8A | Election of Directors (Full Slate) | Management | For | For | For | None | None |
| | 8B | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 8C | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 9 | Miscellaneous Corporate Actions | Management | Against | For | Against | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 94,291 | 0 | 09-Apr-2018 | 01-May-2018 |
| | Security | 025816109 | Meeting Type | Annual |
| | Ticker Symbol | AXP | Meeting Date | 07-May-2018 |
| | ISIN | US0258161092 | Agenda | 934753256 - Management |
| | Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 04-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 16,106 | 0 | 26-Apr-2018 | 08-May-2018 |
| | Security | 12572Q105 | Meeting Type | Annual |
| | Ticker Symbol | CME | Meeting Date | 09-May-2018 |
| | ISIN | US12572Q1058 | Agenda | 934757622 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 08-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 11,640 | 0 | 02-May-2018 | 10-May-2018 |
| | Security | 690370101 | Meeting Type | Annual |
| | Ticker Symbol | OSTK | Meeting Date | 09-May-2018 |
| | ISIN | US6903701018 | Agenda | 934758232 - Management |
| | Record Date | 12-Mar-2018 | Holding Recon Date | 12-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 08-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Patrick M. Byrne | | For | For | For | None | None |
| | | 2 | Barclay F. Corbus | | For | For | For | None | None |
| | | 3 | Jonathan E. Johnson III | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 41,322 | 0 | 02-May-2018 | 10-May-2018 |
| | TMX GROUP LTD, TORONTO, ON |
| | Security | 87262K105 | Meeting Type | MIX |
| | Ticker Symbol | | Meeting Date | 10-May-2018 |
| | ISIN | CA87262K1057 | Agenda | 709153439 - Management |
| | Record Date | 13-Mar-2018 | Holding Recon Date | 13-Mar-2018 |
| | City / Country | TORONT O / Canada | Vote Deadline Date | 04-May-2018 |
| | SEDOL(s) | B87CCX1 - B889048 - B8KH5G7 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST'-ONLY FOR RESOLUTION 3
AND 'IN FAVOR' OR 'ABSTAIN' ONLY
FOR RESOLUTION NUMBERS-1 AND 2.A
TO 2.N. THANK YOU | Non-Voting | | | | | |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2.A | Management Proposal | Management | For | For | For | None | None |
| | 2.B | Management Proposal | Management | For | For | For | None | None |
| | 2.C | Management Proposal | Management | For | For | For | None | None |
| | 2.D | Management Proposal | Management | For | For | For | None | None |
| | 2.E | Management Proposal | Management | For | For | For | None | None |
| | 2.F | Management Proposal | Management | For | For | For | None | None |
| | 2.G | Management Proposal | Management | For | For | For | None | None |
| | 2.H | Management Proposal | Management | For | For | For | None | None |
| | 2.I | Management Proposal | Management | For | For | For | None | None |
| | 2.J | Management Proposal | Management | For | For | For | None | None |
| | 2.K | Management Proposal | Management | For | For | For | None | None |
| | 2.L | Management Proposal | Management | For | For | For | None | None |
| | 2.M | Management Proposal | Management | For | For | For | None | None |
| | 2.N | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 29,116 | 0 | 26-Apr-2018 | 04-May-2018 |
| | DEUTSCHE BOERSE AG, FRANKFURT AM MAIN |
| | Security | D1882G119 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 16-May-2018 |
| | ISIN | DE0005810055 | Agenda | 709140278 - Management |
| | Record Date | 09-May-2018 | Holding Recon Date | 09-May-2018 |
| | City / Country | FRANKF URT AM
MAIN / Germany | Vote Deadline Date | 04-May-2018 |
| | SEDOL(s) | 7021963 - B01DFR9 - B0ZGJP0 -
B5SMM84 - BF0Z720 - BHZLDG3 -
BRK05V4 - BYL6SN3 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT FOLLOWING THE
AMENDMENT TO PARAGRAPH 21 OF
THE SECURITIES-TRADE ACT ON 9TH
JULY 2015 AND THE OVER-RULING OF
THE DISTRICT COURT IN-COLOGNE
JUDGMENT FROM 6TH JUNE 2012 THE
VOTING PROCESS HAS NOW CHANGED
WITH-REGARD TO THE GERMAN
REGISTERED SHARES. AS A RESULT, IT
IS NOW THE-RESPONSIBILITY OF THE
END-INVESTOR (I.E. FINAL
BENEFICIARY) AND NOT THE-
INTERMEDIARY TO DISCLOSE
RESPECTIVE FINAL BENEFICIARY
VOTING RIGHTS THEREFORE-THE
CUSTODIAN BANK / AGENT IN THE
MARKET WILL BE SENDING THE
VOTING DIRECTLY-TO MARKET AND IT
IS THE END INVESTORS
RESPONSIBILITY TO ENSURE THE-
REGISTRATION ELEMENT IS COMPLETE
WITH THE ISSUER DIRECTLY, SHOULD
THEY HOLD-MORE THAN 3 % OF THE
TOTAL SHARE CAPITAL | Non-Voting | | | | | |
| | CMMT | THE VOTE/REGISTRATION DEADLINE
AS DISPLAYED ON PROXYEDGE IS
SUBJECT TO CHANGE-AND WILL BE
UPDATED AS SOON AS BROADRIDGE
RECEIVES CONFIRMATION FROM THE
SUB-CUSTODIANS REGARDING THEIR
INSTRUCTION DEADLINE. FOR ANY
QUERIES PLEASE-CONTACT YOUR
CLIENT SERVICES REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE
OF SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS
OF THE AGENDA FOR THE GENERAL
MEETING YOU ARE-NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT | Non-Voting | | | | | |
| | | MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS-AND
YOU HAVE NOT COMPLIED WITH ANY
OF YOUR MANDATORY VOTING
RIGHTS-NOTIFICATIONS PURSUANT TO
THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS
REGARD PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-
FOR CLARIFICATION. IF YOU DO NOT
HAVE ANY INDICATION REGARDING
SUCH CONFLICT-OF INTEREST, OR
ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS-
USUAL. THANK YOU | | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE
SUBMITTED UNTIL 01.05.2018.
FURTHER INFORMATION ON-COUNTER
PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER'S WEBSITE (PLEASE
REFER-TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE-ITEMS, YOU
WILL NEED TO REQUEST A MEETING
ATTEND AND VOTE YOUR SHARES-
DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS
CANNOT BE REFLECTED IN-THE
BALLOT ON PROXYEDGE | Non-Voting | | | | | |
| | 1 | PRESENTATION OF THE FINANCIAL
STATEMENTS AND ANNUAL REPORT
FOR THE 2017-FINANCIAL YEAR WITH
THE REPORT OF THE SUPERVISORY
BOARD, THE GROUP FINANCIAL-
STATEMENTS AND GROUP ANNUAL
REPORT AS WELL AS THE PROPOSAL
OF THE BOARD OF-MDS ON THE
APPROPRIATION OF THE
DISTRIBUTABLE PROFIT | Non-Voting | | | | | |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3.1 | Management Proposal | Management | For | For | For | None | None |
| | 3.2 | Management Proposal | Management | For | For | For | None | None |
| | 3.3 | Management Proposal | Management | For | For | For | None | None |
| | 3.4 | Management Proposal | Management | For | For | For | None | None |
| | 3.5 | Management Proposal | Management | For | For | For | None | None |
| | 4.1 | Management Proposal | Management | For | For | For | None | None |
| | 4.2 | Management Proposal | Management | For | For | For | None | None |
| | 4.3 | Management Proposal | Management | For | For | For | None | None |
| | 4.4 | Management Proposal | Management | For | For | For | None | None |
| | 4.5 | Management Proposal | Management | For | For | For | None | None |
| | 4.6 | Management Proposal | Management | For | For | For | None | None |
| | 4.7 | Management Proposal | Management | For | For | For | None | None |
| | 4.8 | Management Proposal | Management | For | For | For | None | None |
| | 4.9 | Management Proposal | Management | For | For | For | None | None |
| | 4.10 | Management Proposal | Management | For | For | For | None | None |
| | 4.11 | Management Proposal | Management | For | For | For | None | None |
| | 4.12 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6.1 | Management Proposal | Management | For | For | For | None | None |
| | 6.2 | Management Proposal | Management | For | For | For | None | None |
| | 6.3 | Management Proposal | Management | For | For | For | None | None |
| | 6.4 | Management Proposal | Management | For | For | For | None | None |
| | 6.5 | Management Proposal | Management | For | For | For | None | None |
| | 6.6 | Management Proposal | Management | For | For | For | None | None |
| | 6.7 | Management Proposal | Management | For | For | For | None | None |
| | 6.8 | Management Proposal | Management | For | For | For | None | None |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 15,418 | 0 | 26-Apr-2018 | 04-May-2018 |
| | Security | G87572163 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 16-May-2018 |
| | ISIN | KYG875721634 | Agenda | 709223553 - Management |
| | Record Date | 10-May-2018 | Holding Recon Date | 10-May-2018 |
| | City / Country | HONG KONG / Cayman
Islands | Vote Deadline Date | 09-May-2018 |
| | SEDOL(s) | BD8NG70 - BDDXGP3 - BMMV2K8 -
BMN9869 - BMNDJT1 - BP3RXY7 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT THE COMPANY
NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL
LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0410/LTN2018
0410937.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0410/LTN2018
0410939.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT SHAREHOLDERS
ARE ALLOWED TO VOTE 'IN FAVOR' OR
'AGAINST' FOR-ALL RESOLUTIONS,
ABSTAIN IS NOT A VOTING OPTION ON
THIS MEETING | Non-Voting | | | | | |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3.A | Management Proposal | Management | For | For | For | None | None |
| | 3.B | Management Proposal | Management | For | For | For | None | None |
| | 3.C | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | PLEASE NOTE THAT RESOLUTION 7 IS
CONDITIONAL UPON PASSING OF
RESOLUTION NO 5-AND 6. THANK YOU | Non-Voting | | | | | |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | 16 APR 2018: PLEASE NOTE THAT THIS
IS A REVISION DUE TO MODIFICATION
OF THE-TEXT IN RESOLUTION 4. IF YOU
HAVE ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT-VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 36,821 | 0 | 02-May-2018 | 10-May-2018 |
| | Security | 857477103 | Meeting Type | Annual |
| | Ticker Symbol | STT | Meeting Date | 16-May-2018 |
| | ISIN | US8574771031 | Agenda | 934769273 - Management |
| | Record Date | 09-Mar-2018 | Holding Recon Date | 09-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Miscellaneous Corporate Actions | Management | For | For | For | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 16,211 | 0 | 14-May-2018 | 17-May-2018 |
| | Security | 67066G104 | Meeting Type | Annual |
| | Ticker Symbol | NVDA | Meeting Date | 16-May-2018 |
| | ISIN | US67066G1040 | Agenda | 934769502 - Management |
| | Record Date | 22-Mar-2018 | Holding Recon Date | 22-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 15-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 5. | Amend Employee Stock Purchase Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 11,207 | 0 | 14-May-2018 | 17-May-2018 |
| | Security | 458140100 | Meeting Type | Annual |
| | Ticker Symbol | INTC | Meeting Date | 17-May-2018 |
| | ISIN | US4581401001 | Agenda | 934763613 - Management |
| | Record Date | 19-Mar-2018 | Holding Recon Date | 19-Mar-2018 |
| | City / Country | / United States | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | 6. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 61,504 | 0 | 14-May-2018 | 18-May-2018 |
| | Security | 803054204 | Meeting Type | Annual |
| | Ticker Symbol | SAP | Meeting Date | 17-May-2018 |
| | ISIN | US8030542042 | Agenda | 934796042 - Management |
| | Record Date | 09-Apr-2018 | Holding Recon Date | 09-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 04-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 2. | Dividends | Management | For | Take No Action | | None | None |
| | 3. | Approve Previous Board's Actions | Management | For | Take No Action | | None | None |
| | 4. | Approve Previous Board's Actions | Management | For | Take No Action | | None | None |
| | 5. | 14A Executive Compensation | Management | For | Take No Action | | None | None |
| | 6. | Ratify Appointment of Independent Auditors | Management | For | Take No Action | | None | None |
| | 7a. | Elect Supervisory Board Member | Management | For | Take No Action | | None | None |
| | 7b. | Elect Supervisory Board Member | Management | For | Take No Action | | None | None |
| | 7c. | Elect Supervisory Board Member | Management | For | Take No Action | | None | None |
| | 7d. | Elect Supervisory Board Member | Management | For | Take No Action | | None | None |
| | 8. | Approve Charter Amendment | Management | For | Take No Action | | None | None |
| | 9. | Approve Charter Amendment | Management | For | Take No Action | | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 22,487 | 0 | 26-Apr-2018 | 08-May-2018 |
| | Security | F4973Q101 | Meeting Type | MIX |
| | Ticker Symbol | | Meeting Date | 23-May-2018 |
| | ISIN | FR0000125338 | Agenda | 709099178 - Management |
| | Record Date | 18-May-2018 | Holding Recon Date | 18-May-2018 |
| | City / Country | PARIS / France | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | 4163437 - 5619382 - 5710315 -
7164062 - B02PRN4 - B0Z6WF1 -
B7JYK78 - BF44596 - BRTM6X0 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW
RESOLUTIONS ARE PRESENTED
DURING THE MEETING, YOUR-VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES
CAN ALTERNATIVELY BE PASSED TO
THE-CHAIRMAN OR A NAMED THIRD
PARTY TO VOTE ON ANY SUCH ITEM
RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS
WAY, PLEASE CONTACT YOUR-
BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU | Non-Voting | | | | | |
| | CMMT | 20 APR 2018: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/03
23/201803231-800706.pdf AND-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/04
20/201804201-801239.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO
MODIFICATION OF-NUMBERING OF | Non-Voting | | | | | |
| | | RESOLUTION 16 AND 26 AND CHANGE
IN RECORD DATE AND ADDITION OF-
THE URL LINK. IF YOU HAVE ALREADY
SENT IN YOUR VOTES, PLEASE DO NOT
VOTE-AGAIN UNLESS YOU DECIDE TO
AMEND YOUR ORIGINAL
INSTRUCTIONS. THANK YOU | | | | | | |
| | O.1 | Management Proposal | Management | For | For | For | None | None |
| | O.2 | Management Proposal | Management | For | For | For | None | None |
| | O.3 | Management Proposal | Management | For | For | For | None | None |
| | O.4 | Management Proposal | Management | For | For | For | None | None |
| | O.5 | Management Proposal | Management | For | For | For | None | None |
| | O.6 | Management Proposal | Management | For | For | For | None | None |
| | O.7 | Management Proposal | Management | For | For | For | None | None |
| | O.8 | Management Proposal | Management | For | For | For | None | None |
| | O.9 | Management Proposal | Management | For | For | For | None | None |
| | O.10 | Management Proposal | Management | For | For | For | None | None |
| | O.11 | Management Proposal | Management | For | For | For | None | None |
| | O.12 | Management Proposal | Management | For | For | For | None | None |
| | O.13 | Management Proposal | Management | For | For | For | None | None |
| | O.14 | Management Proposal | Management | For | For | For | None | None |
| | E.15 | Management Proposal | Management | For | For | For | None | None |
| | E.16 | Management Proposal | Management | For | For | For | None | None |
| | E.17 | Management Proposal | Management | For | For | For | None | None |
| | E.18 | Management Proposal | Management | For | For | For | None | None |
| | E.19 | Management Proposal | Management | For | For | For | None | None |
| | E.20 | Management Proposal | Management | For | For | For | None | None |
| | E.21 | Management Proposal | Management | For | For | For | None | None |
| | E.22 | Management Proposal | Management | For | For | For | None | None |
| | E.23 | Management Proposal | Management | For | For | For | None | None |
| | E.24 | Management Proposal | Management | For | For | For | None | None |
| | E.25 | Management Proposal | Management | For | For | For | None | None |
| | E.26 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 12,047 | 0 | 15-May-2018 | 16-May-2018 |
| | PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. |
| | Security | Y69790106 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 23-May-2018 |
| | ISIN | CNE1000003X6 | Agenda | 709365577 - Management |
| | Record Date | 20-Apr-2018 | Holding Recon Date | 20-Apr-2018 |
| | City / Country | SHENZH EN / China | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 -
BD8NLC0 - BP3RWZ1 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 898423
DUE TO ADDITION OF-RESOLUTIONS 10
AND 11. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THE COMPANY
NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL
LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0403/LTN2018
04031156.PDF, | Non-Voting | | | | | |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6 | Management Proposal | Management | For | For | For | None | None |
| | 7.1 | Management Proposal | Management | For | For | For | None | None |
| | 7.2 | Management Proposal | Management | For | For | For | None | None |
| | 7.3 | Management Proposal | Management | For | For | For | None | None |
| | 7.4 | Management Proposal | Management | For | For | For | None | None |
| | 7.5 | Management Proposal | Management | For | For | For | None | None |
| | 7.6 | Management Proposal | Management | For | For | For | None | None |
| | 7.7 | Management Proposal | Management | For | For | For | None | None |
| | 7.8 | Management Proposal | Management | For | For | For | None | None |
| | 7.9 | Management Proposal | Management | For | For | For | None | None |
| | 7.10 | Management Proposal | Management | For | For | For | None | None |
| | 7.11 | Management Proposal | Management | For | For | For | None | None |
| | 7.12 | Management Proposal | Management | For | For | For | None | None |
| | 7.13 | Management Proposal | Management | For | For | For | None | None |
| | 7.14 | Management Proposal | Management | For | For | For | None | None |
| | 7.15 | Management Proposal | Management | For | For | For | None | None |
| | 8.1 | Management Proposal | Management | For | For | For | None | None |
| | 8.2 | Management Proposal | Management | For | For | For | None | None |
| | 8.3 | Management Proposal | Management | For | For | For | None | None |
| | 9 | Management Proposal | Management | For | For | For | None | None |
| | 10 | Management Proposal | Management | For | For | For | None | None |
| | 11 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 199,131 | 0 | 15-May-2018 | 17-May-2018 |
| | Security | F06116101 | Meeting Type | MIX |
| | Ticker Symbol | | Meeting Date | 24-May-2018 |
| | ISIN | FR0000051732 | Agenda | 709274889 - Management |
| | Record Date | 21-May-2018 | Holding Recon Date | 21-May-2018 |
| | City / Country | BEZONS / France | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | 4818373 - 5654781 - 5656022 -
B07J8Z0 - B28F6S0 - BF444T9 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | 20 APR 2018: DELETION OF COMMENT | Non-Voting | | | | | |
| | CMMT | YOUR CLIENT REPRESENTATIVE-THE
FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT | Non-Voting | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW
RESOLUTIONS ARE PRESENTED
DURING THE MEETING, YOUR-VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES
CAN ALTERNATIVELY BE PASSED TO
THE-CHAIRMAN OR A NAMED THIRD
PARTY TO VOTE ON ANY SUCH ITEM
RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS
WAY, PLEASE CONTACT YOUR-
BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU | Non-Voting | | | | | |
| | CMMT | 07 MAY 2018: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/04
16/201804161-801112.pdf AND-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/05
07/201805071-801368.pdf. PLEASE NOTE | Non-Voting | | | | | |
| | | THAT THIS IS A REVISION DUE TO
DELETION OF COMMENT-AND
ADDITION OF URL. IF YOU HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT-VOTE AGAIN UNLESS
YOU DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU | | | | | | |
| | O.1 | Management Proposal | Management | For | For | For | None | None |
| | O.2 | Management Proposal | Management | For | For | For | None | None |
| | O.3 | Management Proposal | Management | For | For | For | None | None |
| | O.4 | Management Proposal | Management | For | For | For | None | None |
| | O.5 | Management Proposal | Management | For | For | For | None | None |
| | O.6 | Management Proposal | Management | For | For | For | None | None |
| | O.7 | Management Proposal | Management | For | For | For | None | None |
| | O.8 | Management Proposal | Management | For | For | For | None | None |
| | O.9 | Management Proposal | Management | For | For | For | None | None |
| | O.10 | Management Proposal | Management | For | For | For | None | None |
| | O.11 | Management Proposal | Management | For | For | For | None | None |
| | O.12 | Management Proposal | Management | For | For | For | None | None |
| | E.13 | Management Proposal | Management | For | For | For | None | None |
| | E.14 | Management Proposal | Management | For | For | For | None | None |
| | E.15 | Management Proposal | Management | For | For | For | None | None |
| | E.16 | Management Proposal | Management | For | For | For | None | None |
| | E.17 | Management Proposal | Management | For | For | For | None | None |
| | E.18 | Management Proposal | Management | For | For | For | None | None |
| | E.19 | Management Proposal | Management | For | For | For | None | None |
| | E.20 | Management Proposal | Management | For | For | For | None | None |
| | E.21 | Management Proposal | Management | For | For | For | None | None |
| | E.22 | Management Proposal | Management | For | For | For | None | None |
| | E.23 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 13,977 | 0 | 15-May-2018 | 16-May-2018 |
| | Security | F9867T103 | Meeting Type | MIX |
| | Ticker Symbol | | Meeting Date | 24-May-2018 |
| | ISIN | FR0011981968 | Agenda | 709274966 - Management |
| | Record Date | 21-May-2018 | Holding Recon Date | 21-May-2018 |
| | City / Country | BEZONS / France | Vote Deadline Date | 16-May-2018 |
| | SEDOL(s) | BNFWR44 - BNQ4VM5 - BP25QX2 -
BZ033P9 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE IN THE FRENCH MARKET
THAT THE ONLY VALID VOTE OPTIONS
ARE "FOR"-AND "AGAINST" A VOTE OF
"ABSTAIN" WILL BE TREATED AS AN
"AGAINST" VOTE. | Non-Voting | | | | | |
| | CMMT | THE FOLLOWING APPLIES TO
SHAREHOLDERS THAT DO NOT HOLD
SHARES DIRECTLY WITH A-FRENCH
CUSTODIAN: PROXY CARDS: VOTING
INSTRUCTIONS WILL BE FORWARDED
TO THE-GLOBAL CUSTODIANS ON THE
VOTE DEADLINE DATE. IN CAPACITY AS
REGISTERED-INTERMEDIARY, THE
GLOBAL CUSTODIANS WILL SIGN THE
PROXY CARDS AND FORWARD-THEM
TO THE LOCAL CUSTODIAN. IF YOU
REQUEST MORE INFORMATION,
PLEASE CONTACT-YOUR CLIENT
REPRESENTATIVE | Non-Voting | | | | | |
| | CMMT | IN CASE AMENDMENTS OR NEW
RESOLUTIONS ARE PRESENTED
DURING THE MEETING, YOUR-VOTE
WILL DEFAULT TO 'ABSTAIN'. SHARES
CAN ALTERNATIVELY BE PASSED TO
THE-CHAIRMAN OR A NAMED THIRD
PARTY TO VOTE ON ANY SUCH ITEM
RAISED. SHOULD YOU-WISH TO PASS
CONTROL OF YOUR SHARES IN THIS
WAY, PLEASE CONTACT YOUR-
BROADRIDGE CLIENT SERVICE
REPRESENTATIVE. THANK YOU | Non-Voting | | | | | |
| | CMMT | 07 MAY 2018: PLEASE NOTE THAT
IMPORTANT ADDITIONAL MEETING
INFORMATION IS-AVAILABLE BY
CLICKING ON THE MATERIAL URL LINK:-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/04
16/201804161-801122.pdf AND-
https://www.journal-
officiel.gouv.fr/publications/balo/pdf/2018/05 | Non-Voting | | | | | |
| | | 07/201805071-801533.pdf. PLEASE NOTE
THAT THIS IS A REVISION DUE TO
ADDITION OF URL LINK.-IF YOU HAVE
ALREADY SENT IN YOUR VOTES,
PLEASE DO NOT VOTE AGAIN UNLESS
YOU-DECIDE TO AMEND YOUR
ORIGINAL INSTRUCTIONS. THANK YOU | | | | | | |
| | O.1 | Management Proposal | Management | For | For | For | None | None |
| | O.2 | Management Proposal | Management | For | For | For | None | None |
| | O.3 | Management Proposal | Management | For | For | For | None | None |
| | O.4 | Management Proposal | Management | For | For | For | None | None |
| | O.5 | Management Proposal | Management | For | For | For | None | None |
| | O.6 | Management Proposal | Management | For | For | For | None | None |
| | O.7 | Management Proposal | Management | For | For | For | None | None |
| | O.8 | Management Proposal | Management | For | For | For | None | None |
| | O.9 | Management Proposal | Management | For | For | For | None | None |
| | O.10 | Management Proposal | Management | For | For | For | None | None |
| | E.11 | Management Proposal | Management | For | For | For | None | None |
| | E.12 | Management Proposal | Management | For | For | For | None | None |
| | E.13 | Management Proposal | Management | For | For | For | None | None |
| | E.14 | Management Proposal | Management | For | For | For | None | None |
| | E.15 | Management Proposal | Management | For | For | For | None | None |
| | E.16 | Management Proposal | Management | For | For | For | None | None |
| | E.17 | Management Proposal | Management | For | For | For | None | None |
| | E.18 | Management Proposal | Management | For | For | For | None | None |
| | E.19 | Management Proposal | Management | For | For | For | None | None |
| | E.20 | Management Proposal | Management | For | For | For | None | None |
| | E.21 | Management Proposal | Management | For | For | For | None | None |
| | E.22 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 29,321 | 0 | 15-May-2018 | 16-May-2018 |
| | FIDELITY NAT'L INFORMATION SERVICES,INC. |
| | Security | 31620M106 | Meeting Type | Annual |
| | Ticker Symbol | FIS | Meeting Date | 30-May-2018 |
| | ISIN | US31620M1062 | Agenda | 934774490 - Management |
| | Record Date | 02-Apr-2018 | Holding Recon Date | 02-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 4. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 14,804 | 0 | 21-May-2018 | 31-May-2018 |
| | Security | 023135106 | Meeting Type | Annual |
| | Ticker Symbol | AMZN | Meeting Date | 30-May-2018 |
| | ISIN | US0231351067 | Agenda | 934793224 - Management |
| | Record Date | 05-Apr-2018 | Holding Recon Date | 05-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Create a Non-Discriminatory
Sexual Orientation Policy | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Establish Independent
Chairman | Shareholder | For | Against | Against | None | None |
| | 6. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 948 | 0 | 21-May-2018 | 31-May-2018 |
| | TAIWAN SEMICONDUCTOR MFG. CO. LTD. |
| | Security | 874039100 | Meeting Type | Annual |
| | Ticker Symbol | TSM | Meeting Date | 05-Jun-2018 |
| | ISIN | US8740391003 | Agenda | 934822645 - Management |
| | Record Date | 06-Apr-2018 | Holding Recon Date | 06-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 29-May-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1) | Receive Consolidated Financial Statements | Management | For | For | For | None | None |
| | 2) | Dividends | Management | For | For | For | None | None |
| | 3) | Approve Charter Amendment | Management | For | For | For | None | None |
| | 4) | Election of Directors | Management | | | | | |
| | | 1 | F.C. Tseng* | | For | For | For | None | None |
| | | 2 | Mei-ling Chen* | | For | For | For | None | None |
| | | 3 | Mark Liu* | | For | For | For | None | None |
| | | 4 | C.C. Wei* | | For | For | For | None | None |
| | | 5 | Sir Peter L. Bonfield# | | For | For | For | None | None |
| | | 6 | Stan Shih# | | For | For | For | None | None |
| | | 7 | Thomas J. Engibous# | | For | For | For | None | None |
| | | 8 | Kok-Choo Chen# | | For | For | For | None | None |
| | | 9 | Michael R. Splinter# | | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 44,600 | 0 | 21-May-2018 | 31-May-2018 |
| | Security | 02079K305 | Meeting Type | Annual |
| | Ticker Symbol | GOOGL | Meeting Date | 06-Jun-2018 |
| | ISIN | US02079K3059 | Agenda | 934803188 - Management |
| | Record Date | 18-Apr-2018 | Holding Recon Date | 18-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 05-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Larry Page | | For | For | For | None | None |
| | | 2 | Sergey Brin | | For | For | For | None | None |
| | | 3 | Eric E. Schmidt | | For | For | For | None | None |
| | | 4 | L. John Doerr | | For | For | For | None | None |
| | | 5 | Roger W. Ferguson, Jr. | | For | For | For | None | None |
| | | 6 | Diane B. Greene | | For | For | For | None | None |
| | | 7 | John L. Hennessy | | For | For | For | None | None |
| | | 8 | Ann Mather | | For | For | For | None | None |
| | | 9 | Alan R. Mulally | | For | For | For | None | None |
| | | 10 | Sundar Pichai | | For | For | For | None | None |
| | | 11 | K. Ram Shriram | | For | For | For | None | None |
| | 2. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3. | Amend Stock Compensation Plan | Management | For | For | For | None | None |
| | 4. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | 5. | S/H Proposal - Political/Government | Shareholder | Against | Against | For | None | None |
| | 6. | S/H Proposal - Create a Non-Discriminatory
Sexual Orientation Policy | Shareholder | Against | Against | For | None | None |
| | 7. | S/H Proposal - Eliminate Supermajority
Vote | Shareholder | Against | Against | For | None | None |
| | 8. | S/H Proposal - Environmental | Shareholder | Against | Against | For | None | None |
| | 9. | S/H Proposal - Create a Non-Discriminatory
Sexual Orientation Policy | Shareholder | Against | Against | For | None | None |
| | 10. | S/H Proposal - Corporate Governance | Shareholder | Against | Against | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 1,385 | 0 | 21-May-2018 | 07-Jun-2018 |
| | THOMSON REUTERS CORPORATION |
| | Security | 884903105 | Meeting Type | Annual and Special Meeting |
| | Ticker Symbol | TRI | Meeting Date | 06-Jun-2018 |
| | ISIN | CA8849031056 | Agenda | 934806273 - Management |
| | Record Date | 16-Apr-2018 | Holding Recon Date | 16-Apr-2018 |
| | City / Country | / Canada | Vote Deadline Date | 01-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1 | Election of Directors (Majority Voting) | Management | | | | | |
| | | 1 | David Thomson | | For | For | For | None | None |
| | | 2 | James C. Smith | | For | For | For | None | None |
| | | 3 | Sheila C. Bair | | For | For | For | None | None |
| | | 4 | David W. Binet | | For | For | For | None | None |
| | | 5 | W. Edmund Clark, C.M. | | For | For | For | None | None |
| | | 6 | Michael E. Daniels | | For | For | For | None | None |
| | | 7 | Vance K. Opperman | | For | For | For | None | None |
| | | 8 | Kristin C. Peck | | For | For | For | None | None |
| | | 9 | Barry Salzberg | | For | For | For | None | None |
| | | 10 | Peter J. Thomson | | For | For | For | None | None |
| | | 11 | Wulf von Schimmelmann | | For | For | For | None | None |
| | 2 | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | 3 | Amalgamation Plan | Management | For | For | For | None | None |
| | 4 | 14A Executive Compensation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 42,450 | 0 | 21-May-2018 | 07-Jun-2018 |
| | Security | J59031104 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 19-Jun-2018 |
| | ISIN | JP3165700000 | Agenda | 709522723 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | TOKYO / Japan | Vote Deadline Date | 17-Jun-2018 |
| | SEDOL(s) | 5736429 - 6125639 - 6647069 -
B3BJ9N2 - BHZL705 | Quick Code | 96130 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | For | For | For | None | None |
| | 2.1 | Appoint a Director | Management | For | For | For | None | None |
| | 2.2 | Appoint a Director | Management | For | For | For | None | None |
| | 2.3 | Appoint a Director | Management | For | For | For | None | None |
| | 3.1 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | 3.2 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 193,841 | 0 | 08-Jun-2018 | 18-Jun-2018 |
| | Security | 852234103 | Meeting Type | Annual |
| | Ticker Symbol | SQ | Meeting Date | 19-Jun-2018 |
| | ISIN | US8522341036 | Agenda | 934810412 - Management |
| | Record Date | 24-Apr-2018 | Holding Recon Date | 24-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 18-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Election of Directors | Management | | | | | |
| | | 1 | Randy Garutti | | For | For | For | None | None |
| | | 2 | Mary Meeker | | For | For | For | None | None |
| | | 3 | Naveen Rao | | For | For | For | None | None |
| | | 4 | Lawrence Summers | | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 37,571 | 0 | 21-May-2018 | 20-Jun-2018 |
| | ZHONGAN ONLINE P & C INSURANCE CO.,LTD. |
| | Security | Y989DF109 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 20-Jun-2018 |
| | ISIN | CNE100002QY7 | Agenda | 709328050 - Management |
| | Record Date | 18-May-2018 | Holding Recon Date | 18-May-2018 |
| | City / Country | SHANGH AI / China | Vote Deadline Date | 13-Jun-2018 |
| | SEDOL(s) | BF26G13 - BFB3VR6 - BFB3VY3 -
BFNXG91 - BYWYPY6 - BYZQ099 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT THE COMPANY
NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL
LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0423/LTN2018
04231173.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0423/LTN2018
04231188.PDF | Non-Voting | | | | | |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 245,697 | 0 | 21-May-2018 | 14-Jun-2018 |
| | JAPAN EXCHANGE GROUP,INC. |
| | Security | J2740B106 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 20-Jun-2018 |
| | ISIN | JP3183200009 | Agenda | 709518421 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | TOKYO / Japan | Vote Deadline Date | 18-Jun-2018 |
| | SEDOL(s) | 6743882 - B05PM36 - B8DRBQ6 | Quick Code | 86970 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1.1 | Appoint a Director | Management | For | For | For | None | None |
| | 1.2 | Appoint a Director | Management | For | For | For | None | None |
| | 1.3 | Appoint a Director | Management | For | For | For | None | None |
| | 1.4 | Appoint a Director | Management | For | For | For | None | None |
| | 1.5 | Appoint a Director | Management | For | For | For | None | None |
| | 1.6 | Appoint a Director | Management | For | For | For | None | None |
| | 1.7 | Appoint a Director | Management | For | For | For | None | None |
| | 1.8 | Appoint a Director | Management | For | For | For | None | None |
| | 1.9 | Appoint a Director | Management | For | For | For | None | None |
| | 1.10 | Appoint a Director | Management | For | For | For | None | None |
| | 1.11 | Appoint a Director | Management | For | For | For | None | None |
| | 1.12 | Appoint a Director | Management | For | For | For | None | None |
| | 1.13 | Appoint a Director | Management | For | For | For | None | None |
| | 1.14 | Appoint a Director | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 85,063 | 0 | 11-Jun-2018 | 19-Jun-2018 |
| | Security | J20454112 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 20-Jun-2018 |
| | ISIN | JP3788600009 | Agenda | 709549539 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | TOKYO / Japan | Vote Deadline Date | 18-Jun-2018 |
| | SEDOL(s) | 4429151 - 4429344 - 5675726 -
6429104 - B02DZQ7 - B0CRGZ5 -
B0ZGTS3 | Quick Code | 65010 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1 | Approve Share Consolidation | Management | For | For | For | None | None |
| | 2.1 | Appoint a Director | Management | For | For | For | None | None |
| | 2.2 | Appoint a Director | Management | For | For | For | None | None |
| | 2.3 | Appoint a Director | Management | For | For | For | None | None |
| | 2.4 | Appoint a Director | Management | For | For | For | None | None |
| | 2.5 | Appoint a Director | Management | For | For | For | None | None |
| | 2.6 | Appoint a Director | Management | For | For | For | None | None |
| | 2.7 | Appoint a Director | Management | For | For | For | None | None |
| | 2.8 | Appoint a Director | Management | For | For | For | None | None |
| | 2.9 | Appoint a Director | Management | For | For | For | None | None |
| | 2.10 | Appoint a Director | Management | For | For | For | None | None |
| | 2.11 | Appoint a Director | Management | For | For | For | None | None |
| | 2.12 | Appoint a Director | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 315,770 | 0 | 11-Jun-2018 | 19-Jun-2018 |
| | GFT TECHNOLOGIES SE, STUTTGART |
| | Security | D2823P101 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 21-Jun-2018 |
| | ISIN | DE0005800601 | Agenda | 709571613 - Management |
| | Record Date | 30-May-2018 | Holding Recon Date | 30-May-2018 |
| | City / Country | STUTTG ART / Germany | Vote Deadline Date | 13-Jun-2018 |
| | SEDOL(s) | 5709948 - B28HCQ6 - BDQZL62 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT THIS IS AN
AMENDMENT TO MEETING ID 941866
DUE TO SPLITTING-OF RESOLUTIONS 3
AND 4. ALL VOTES RECEIVED ON THE
PREVIOUS MEETING WILL BE-
DISREGARDED AND YOU WILL NEED TO
REINSTRUCT ON THIS MEETING
NOTICE. THANK YOU | Non-Voting | | | | | |
| | CMMT | ACCORDING TO GERMAN LAW, IN CASE
OF SPECIFIC CONFLICTS OF INTEREST
IN-CONNECTION WITH SPECIFIC ITEMS
OF THE AGENDA FOR THE GENERAL
MEETING YOU ARE-NOT ENTITLED TO
EXERCISE YOUR VOTING RIGHTS.
FURTHER, YOUR VOTING RIGHT
MIGHT-BE EXCLUDED WHEN YOUR
SHARE IN VOTING RIGHTS HAS
REACHED CERTAIN THRESHOLDS-AND
YOU HAVE NOT COMPLIED WITH ANY
OF YOUR MANDATORY VOTING
RIGHTS-NOTIFICATIONS PURSUANT TO
THE GERMAN SECURITIES TRADING
ACT (WPHG). FOR-QUESTIONS IN THIS
REGARD PLEASE CONTACT YOUR
CLIENT SERVICE REPRESENTATIVE-
FOR CLARIFICATION. IF YOU DO NOT
HAVE ANY INDICATION REGARDING
SUCH CONFLICT-OF INTEREST, OR
ANOTHER EXCLUSION FROM VOTING,
PLEASE SUBMIT YOUR VOTE AS-
USUAL. THANK YOU. | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE THAT THE TRUE
RECORD DATE FOR THIS MEETING IS
31 MAY 2018,-WHEREAS THE MEETING
HAS BEEN SETUP USING THE ACTUAL
RECORD DATE - 1 BUSINESS-DAY. THIS
IS DONE TO ENSURE THAT ALL
POSITIONS REPORTED ARE IN
CONCURRENCE-WITH THE GERMAN
LAW. THANK YOU. | Non-Voting | | | | | |
| | CMMT | COUNTER PROPOSALS MAY BE
SUBMITTED UNTIL 6 JUNE 2018.
FURTHER INFORMATION ON-COUNTER
PROPOSALS CAN BE FOUND DIRECTLY
ON THE ISSUER'S WEBSITE (PLEASE
REFER-TO THE MATERIAL URL
SECTION OF THE APPLICATION). IF YOU
WISH TO ACT ON THESE-ITEMS, YOU
WILL NEED TO REQUEST A MEETING
ATTEND AND VOTE YOUR SHARES-
DIRECTLY AT THE COMPANY'S
MEETING. COUNTER PROPOSALS
CANNOT BE REFLECTED IN-THE
BALLOT ON PROXYEDGE | Non-Voting | | | | | |
| | 1 | RECEIVE FINANCIAL STATEMENTS AND
STATUTORY REPORTS FOR FISCAL
2017 | Non-Voting | | | | | |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3.1 | Management Proposal | Management | For | For | For | None | None |
| | 3.2 | Management Proposal | Management | For | For | For | None | None |
| | 3.3 | Management Proposal | Management | For | For | For | None | None |
| | 4.1 | Management Proposal | Management | For | For | For | None | None |
| | 4.2 | Management Proposal | Management | For | For | For | None | None |
| | 4.3 | Management Proposal | Management | For | For | For | None | None |
| | 4.4 | Management Proposal | Management | For | For | For | None | None |
| | 4.5 | Management Proposal | Management | For | For | For | None | None |
| | 4.6 | Management Proposal | Management | For | For | For | None | None |
| | 4.7 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 97,109 | 0 | 08-Jun-2018 | 13-Jun-2018 |
| | Security | J1229F109 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 22-Jun-2018 |
| | ISIN | JP3549070005 | Agenda | 709579304 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | TOKYO / Japan | Vote Deadline Date | 20-Jun-2018 |
| | SEDOL(s) | 6309422 - B3NLG80 - BGJZY05 | Quick Code | 48190 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1 | Approve Appropriation of Surplus | Management | For | For | For | None | None |
| | 2.1 | Appoint a Director | Management | For | For | For | None | None |
| | 2.2 | Appoint a Director | Management | For | For | For | None | None |
| | 2.3 | Appoint a Director | Management | For | For | For | None | None |
| | 2.4 | Appoint a Director | Management | For | For | For | None | None |
| | 2.5 | Appoint a Director | Management | For | For | For | None | None |
| | 2.6 | Appoint a Director | Management | For | For | For | None | None |
| | 2.7 | Appoint a Director | Management | For | For | For | None | None |
| | 2.8 | Appoint a Director | Management | For | For | For | None | None |
| | 2.9 | Appoint a Director | Management | For | For | For | None | None |
| | 3.1 | Appoint a Director | Management | For | For | For | None | None |
| | 3.2 | Appoint a Director | Management | For | For | For | None | None |
| | 3.3 | Appoint a Director | Management | For | For | For | None | None |
| | 3.4 | Appoint a Director | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 62,925 | 0 | 11-Jun-2018 | 21-Jun-2018 |
| | Security | 456788108 | Meeting Type | Annual |
| | Ticker Symbol | INFY | Meeting Date | 23-Jun-2018 |
| | ISIN | US4567881085 | Agenda | 934840201 - Management |
| | Record Date | 21-May-2018 | Holding Recon Date | 21-May-2018 |
| | City / Country | / United States | Vote Deadline Date | 14-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1. | Receive Consolidated Financial Statements | Management | For | Take No Action | | None | None |
| | 2. | Dividends | Management | For | Take No Action | | None | None |
| | 3. | Election of Directors (Majority Voting) | Management | For | Take No Action | | None | None |
| | 4. | Ratify Appointment of Independent Auditors | Management | For | Take No Action | | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 106,569 | 0 | 08-Jun-2018 | 18-Jun-2018 |
| | Security | J15708159 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 25-Jun-2018 |
| | ISIN | JP3818000006 | Agenda | 709550518 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | KANAGA WA / Japan | Vote Deadline Date | 21-Jun-2018 |
| | SEDOL(s) | 0354912 - 5485301 - 6356945 -
B02DX74 - BJ05234 | Quick Code | 67020 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1.1 | Appoint a Director | Management | For | For | For | None | None |
| | 1.2 | Appoint a Director | Management | For | For | For | None | None |
| | 1.3 | Appoint a Director | Management | For | For | For | None | None |
| | 1.4 | Appoint a Director | Management | For | For | For | None | None |
| | 1.5 | Appoint a Director | Management | For | For | For | None | None |
| | 1.6 | Appoint a Director | Management | For | For | For | None | None |
| | 1.7 | Appoint a Director | Management | For | For | For | None | None |
| | 1.8 | Appoint a Director | Management | For | For | For | None | None |
| | 1.9 | Appoint a Director | Management | For | For | For | None | None |
| | 1.10 | Appoint a Director | Management | For | For | For | None | None |
| | 2 | Approve Share Consolidation | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 352,378 | 0 | 11-Jun-2018 | 24-Jun-2018 |
| | Security | 57636Q104 | Meeting Type | Annual |
| | Ticker Symbol | MA | Meeting Date | 26-Jun-2018 |
| | ISIN | US57636Q1040 | Agenda | 934814535 - Management |
| | Record Date | 27-Apr-2018 | Holding Recon Date | 27-Apr-2018 |
| | City / Country | / United States | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1a. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1b. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1c. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1d. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1e. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1f. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1g. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1h. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1i. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1j. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1k. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1l. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1m. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 1n. | Election of Directors (Majority Voting) | Management | For | For | For | None | None |
| | 2. | 14A Executive Compensation | Management | For | For | For | None | None |
| | 3. | Ratify Appointment of Independent Auditors | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 000207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 000207839 | BNY MELLON | 11,609 | 0 | 21-May-2018 | 27-Jun-2018 |
| | BOC HONG KONG (HOLDINGS) LIMITED |
| | Security | Y0920U103 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 27-Jun-2018 |
| | ISIN | HK2388011192 | Agenda | 709276035 - Management |
| | Record Date | 20-Jun-2018 | Holding Recon Date | 20-Jun-2018 |
| | City / Country | HONG KONG / Hong Kong | Vote Deadline Date | 20-Jun-2018 |
| | SEDOL(s) | 6536112 - B01XWZ6 - B06MVT5 -
B16MTV0 - BD8NLQ4 - BP3RP41 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | CMMT | PLEASE NOTE THAT THE COMPANY
NOTICE AND PROXY FORM ARE
AVAILABLE BY CLICKING-ON THE URL
LINKS:-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0417/LTN2018
0417477.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0417/LTN2018
0417457.PDF | Non-Voting | | | | | |
| | CMMT | PLEASE NOTE IN THE HONG KONG
MARKET THAT A VOTE OF "ABSTAIN"
WILL BE TREATED-THE SAME AS A
"TAKE NO ACTION" VOTE. | Non-Voting | | | | | |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3.A | Management Proposal | Management | For | For | For | None | None |
| | 3.B | Management Proposal | Management | For | For | For | None | None |
| | 3.C | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6 | Management Proposal | Management | For | For | For | None | None |
| | 7 | Management Proposal | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 326,760 | 0 | 21-May-2018 | 21-Jun-2018 |
| | Security | J6354Y104 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 28-Jun-2018 |
| | ISIN | JP3866800000 | Agenda | 709579378 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | OSAKA / Japan | Vote Deadline Date | 26-Jun-2018 |
| | SEDOL(s) | 4572431 - 4572851 - 5485323 -
6572707 - B02HTD4 - B125TL3 -
BJ04QS4 | Quick Code | 67520 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1.1 | Appoint a Director | Management | For | For | For | None | None |
| | 1.2 | Appoint a Director | Management | For | For | For | None | None |
| | 1.3 | Appoint a Director | Management | For | For | For | None | None |
| | 1.4 | Appoint a Director | Management | For | For | For | None | None |
| | 1.5 | Appoint a Director | Management | For | For | For | None | None |
| | 1.6 | Appoint a Director | Management | For | For | For | None | None |
| | 1.7 | Appoint a Director | Management | For | For | For | None | None |
| | 1.8 | Appoint a Director | Management | For | For | For | None | None |
| | 1.9 | Appoint a Director | Management | For | For | For | None | None |
| | 1.10 | Appoint a Director | Management | For | For | For | None | None |
| | 1.11 | Appoint a Director | Management | For | For | For | None | None |
| | 1.12 | Appoint a Director | Management | For | For | For | None | None |
| | 2.1 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | 2.2 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 99,333 | 0 | 11-Jun-2018 | 27-Jun-2018 |
| | Security | J6991H100 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 28-Jun-2018 |
| | ISIN | JP3436120004 | Agenda | 709592085 - Management |
| | Record Date | 31-Mar-2018 | Holding Recon Date | 31-Mar-2018 |
| | City / Country | TOKYO / Japan | Vote Deadline Date | 26-Jun-2018 |
| | SEDOL(s) | 6309466 - B0CPJQ1 - B10BLN9 | Quick Code | 84730 |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | | Please reference meeting materials. | Non-Voting | | | | | |
| | 1.1 | Appoint a Director | Management | For | For | For | None | None |
| | 1.2 | Appoint a Director | Management | For | For | For | None | None |
| | 1.3 | Appoint a Director | Management | For | For | For | None | None |
| | 1.4 | Appoint a Director | Management | For | For | For | None | None |
| | 1.5 | Appoint a Director | Management | For | For | For | None | None |
| | 1.6 | Appoint a Director | Management | For | For | For | None | None |
| | 1.7 | Appoint a Director | Management | For | For | For | None | None |
| | 1.8 | Appoint a Director | Management | For | For | For | None | None |
| | 1.9 | Appoint a Director | Management | For | For | For | None | None |
| | 1.10 | Appoint a Director | Management | For | For | For | None | None |
| | 1.11 | Appoint a Director | Management | For | For | For | None | None |
| | 1.12 | Appoint a Director | Management | For | For | For | None | None |
| | 1.13 | Appoint a Director | Management | For | For | For | None | None |
| | 1.14 | Appoint a Director | Management | For | For | For | None | None |
| | 1.15 | Appoint a Director | Management | For | For | For | None | None |
| | 1.16 | Appoint a Director | Management | For | For | For | None | None |
| | 1.17 | Appoint a Director | Management | For | For | For | None | None |
| | 2.1 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | 2.2 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | 2.3 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | 2.4 | Appoint a Corporate Auditor | Management | For | For | For | None | None |
| | 3 | Appoint a Substitute Corporate Auditor | Management | For | For | For | None | None |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 93,599 | 0 | 11-Jun-2018 | 27-Jun-2018 |
| | Security | Y0004F105 | Meeting Type | Annual General Meeting |
| | Ticker Symbol | | Meeting Date | 29-Jun-2018 |
| | ISIN | CNE1000004Y2 | Agenda | 709627725 - Management |
| | Record Date | 10-Apr-2018 | Holding Recon Date | 10-Apr-2018 |
| | City / Country | SHENZH EN / China | Vote Deadline Date | 25-Jun-2018 |
| | SEDOL(s) | B04KP88 - B04YDP3 - B05Q046 -
BD8GJX6 | Quick Code | |
| | Item | Proposal | Proposed
by | Vote | Management
Recommendation | For/Against
Management | Preferred Provider
Recommendation | For/Against Preferred
Provider Recommendation |
| | 1 | Management Proposal | Management | For | For | For | None | None |
| | 2 | Management Proposal | Management | For | For | For | None | None |
| | 3 | Management Proposal | Management | For | For | For | None | None |
| | 4 | Management Proposal | Management | For | For | For | None | None |
| | 5 | Management Proposal | Management | For | For | For | None | None |
| | 6 | Management Proposal | Management | For | For | For | None | None |
| | 7.1 | Management Proposal | Management | For | For | For | None | None |
| | 7.2 | Management Proposal | Management | For | For | For | None | None |
| | 7.3 | Management Proposal | Management | For | For | For | None | None |
| | 8.1 | Management Proposal | Management | For | For | For | None | None |
| | 8.2 | Management Proposal | Management | For | For | For | None | None |
| | 9 | Management Proposal | Management | For | For | For | None | None |
| | 10 | Management Proposal | Management | For | For | For | None | None |
| | 11 | Management Proposal | Management | For | For | For | None | None |
| | 12 | Management Proposal | Management | For | For | For | None | None |
| | 13 | Management Proposal | Management | For | For | For | None | None |
| | 14 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA
PUBLISHED BY THE ISSUER, AGAINST
AND ABSTAIN-VOTES FOR
RESOLUTIONS 15.1 THROUGH 15.5
WILL BE PROCESSED AS TAKE NO
ACTIONBY-THE LOCAL CUSTODIAN
BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE-LODGED IN THE
MARKET. | Non-Voting | | | | | |
| | 15.1 | Management Proposal | Management | For | For | For | None | None |
| | 15.2 | Management Proposal | Management | For | For | For | None | None |
| | 15.3 | Management Proposal | Management | For | For | For | None | None |
| | 15.4 | Management Proposal | Management | For | For | For | None | None |
| | 15.5 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | PLEASE NOTE THAT PER THE AGENDA
PUBLISHED BY THE ISSUER, AGAINST
AND ABSTAIN-VOTES FOR
RESOLUTIONS 16.1 THROUGH 16.3
WILL BE PROCESSED AS TAKE NO
ACTIONBY-THE LOCAL CUSTODIAN
BANKS. ONLY FOR VOTES FOR THESE
RESOLUTIONS WILL BE-LODGED IN THE
MARKET. | Non-Voting | | | | | |
| | 16.1 | Management Proposal | Management | For | For | For | None | None |
| | 16.2 | Management Proposal | Management | For | For | For | None | None |
| | 16.3 | Management Proposal | Management | For | For | For | None | None |
| | CMMT | HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0613/LTN2018
0613901.PDF,-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0613/LTN2018
0613905.PDF-AND-
HTTP://WWW.HKEXNEWS.HK/LISTEDCO/
LISTCONEWS/SEHK/2018/0613/LTN2018
0613836.PDF-PLEASE NOTE THAT THE
COMPANY NOTICE AND PROXY FORM
ARE AVAILABLE BY CLICKING-ON THE
URL LINKS: | Non-Voting | | | | | |
| | Account
Number | Account Name | Internal Account | Custodian | Ballot Shares | Unavailable
Shares | Vote Date | Date
Confirmed |
| | 207839 | RS NASDAQ
BLOCKCHAIN
ECONOMY ETF | 207839 | BANK OF NEW
YORK MELLON | 636,453 | 0 | 18-Jun-2018 | 26-Jun-2018 |
=================== Reality Shares DIVS ETF ====================
There is no proxy voting activity for the Fund, as the Fund did not hold any votable positions during the reporting period.
============== Reality Shares Nasdaq NexGen Economy China ETF ===============
There is no proxy voting activity for the Fund, as the Fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant) | Reality Shares ETF Trust |
| | |
| | |
| By (Signature and Title) | /s/ Eric R. Ervin |
| | Eric R. Ervin |
| | President |
| | |
| Date: | July 5, 2018 |
