UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT
INVESTMENT COMPANY
Investment Company Act file number 811-22991
Reality Shares ETF Trust
(Exact name of registrant as specified in charter)
402 West Broadway, Suite 2800
San Diego, CA 92101
(Address of principal executive offices) (Zip code)
Eric R. Ervin
c/o Reality Shares Advisors, LLC
402 West Broadway, Suite 2800
San Diego, CA 92101
(Name and address of agent for service)
(619) 487-1445
(Registrant's telephone number, including area code)
Date of fiscal year end: October 31
Date of reporting period: July 1, 2019 – June 30, 2020
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant's proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget ("OMB") control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2019 TO JUNE 30, 2020
Item 1. Proxy Voting Record.
| Investment Company Report | ||||
| SUNTRUST BANKS, INC. | ||||
| Security | 867914103 | Meeting Type | Special | |
| Ticker Symbol | STI | Meeting Date | 30-Jul-2019 | |
| ISIN | US8679141031 | Agenda | 935057655 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | Management | For | For | For | |||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For | |||
| 3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | For | For | For |
| NETAPP, INC | ||||
| Security | 64110D104 | Meeting Type | Annual | |
| Ticker Symbol | NTAP | Meeting Date | 12-Sep-2019 | |
| ISIN | US64110D1046 | Agenda | 935065436 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: T. Michael Nevens | Management | For | For | For | |||
| 1B. | Election of Director: Gerald Held | Management | For | For | For | |||
| 1C. | Election of Director: Kathryn M. Hill | Management | For | For | For | |||
| 1D. | Election of Director: Deborah L. Kerr | Management | For | For | For | |||
| 1E. | Election of Director: George Kurian | Management | For | For | For | |||
| 1F. | Election of Director: Scott F. Schenkel | Management | For | For | For | |||
| 1G. | Election of Director: George T. Shaheen | Management | For | For | For | |||
| 2. | To approve amendments to NetApp's Amended and Restated 1999 Stock Option Plan to increase the share reserve by an additional 4,000,000 shares of common stock and to approve a new 10-year term for the 1999 Stock Option Plan. | Management | For | For | For | |||
| 3. | To approve an amendment to NetApp's Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares of common stock. | Management | For | For | For | |||
| 4. | To hold an advisory vote to approve Named Executive Officer compensation. | Management | For | For | For | |||
| 5. | To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 24, 2020. | Management | For | For | For |
| NIKE, INC. | ||||
| Security | 654106103 | Meeting Type | Annual | |
| Ticker Symbol | NKE | Meeting Date | 19-Sep-2019 | |
| ISIN | US6541061031 | Agenda | 935066298 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Alan B. Graf, Jr. | For | For | For | |||||
| 2 | Peter B. Henry | For | For | For | |||||
| 3 | Michelle A. Peluso | For | For | For | |||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | For | ||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | ||||
| CINTAS CORPORATION | ||||
| Security | 172908105 | Meeting Type | Annual | |
| Ticker Symbol | CTAS | Meeting Date | 29-Oct-2019 | |
| ISIN | US1729081059 | Agenda | 935080793 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gerald S. Adolph | Management | For | For | For | |||
| 1B. | Election of Director: John F. Barrett | Management | For | For | For | |||
| 1C. | Election of Director: Melanie W. Barstad | Management | For | For | For | |||
| 1D. | Election of Director: Karen L. Carnahan | Management | For | For | For | |||
| 1E. | Election of Director: Robert E. Coletti | Management | For | For | For | |||
| 1F. | Election of Director: Scott D. Farmer | Management | For | For | For | |||
| 1G. | Election of Director: James J. Johnson | Management | For | For | For | |||
| 1H. | Election of Director: Joseph Scaminace | Management | For | For | For | |||
| 1I. | Election of Director: Ronald W. Tysoe | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||
| 4. | A shareholder proposal requesting the Company provide an annual report on political contributions, if properly presented at the meeting. | Shareholder | Against | Against | For |
| LAM RESEARCH CORPORATION | ||||
| Security | 512807108 | Meeting Type | Annual | |
| Ticker Symbol | LRCX | Meeting Date | 05-Nov-2019 | |
| ISIN | US5128071082 | Agenda | 935081959 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Sohail U. Ahmed | For | For | For | |||||
| 2 | Timothy M. Archer | For | For | For | |||||
| 3 | Eric K. Brandt | For | For | For | |||||
| 4 | Michael R. Cannon | For | For | For | |||||
| 5 | Youssef A. El-Mansy | For | For | For | |||||
| 6 | Catherine P. Lego | For | For | For | |||||
| 7 | Bethany J. Mayer | For | For | For | |||||
| 8 | Abhijit Y. Talwalkar | For | For | For | |||||
| 9 | Lih Shyng (Rick L) Tsai | For | For | For | |||||
| 10 | Leslie F. Varon | For | For | For | |||||
| 2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | For | For | For | ||||
| 3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | ||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||
| Security | 11133T103 | Meeting Type | Annual | |
| Ticker Symbol | BR | Meeting Date | 14-Nov-2019 | |
| ISIN | US11133T1034 | Agenda | 935086226 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | For | |||
| 1C. | Election of Director: Richard J. Daly | Management | For | For | For | |||
| 1D. | Election of Director: Robert N. Duelks | Management | For | For | For | |||
| 1E. | Election of Director: Timothy C. Gokey | Management | For | For | For | |||
| 1F. | Election of Director: Brett A. Keller | Management | For | For | For | |||
| 1G. | Election of Director: Maura A. Markus | Management | For | For | For | |||
| 1H. | Election of Director: Thomas J. Perna | Management | For | For | For | |||
| 1I. | Election of Director: Alan J. Weber | Management | For | For | For | |||
| 1J. | Election of Director: Amit K. Zavery | Management | For | For | For | |||
| 2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | For | For | For | |||
| 3) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. | Management | For | For | For |
| JACK HENRY & ASSOCIATES, INC. | ||||
| Security | 426281101 | Meeting Type | Annual | |
| Ticker Symbol | JKHY | Meeting Date | 14-Nov-2019 | |
| ISIN | US4262811015 | Agenda | 935090201 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | M. Flanigan | For | For | For | |||||
| 2 | J. Prim | For | For | For | |||||
| 3 | T. Wilson | For | For | For | |||||
| 4 | J. Fiegel | For | For | For | |||||
| 5 | T. Wimsett | For | For | For | |||||
| 6 | L. Kelly | For | For | For | |||||
| 7 | S. Miyashiro | For | For | For | |||||
| 8 | W. Brown | For | For | For | |||||
| 9 | D. Foss | For | For | For | |||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | ||||
| 3. | To ratify the selection of the Company's independent registered public accounting firm. | Management | For | For | For | ||||
| THE ESTEE LAUDER COMPANIES INC. | ||||
| Security | 518439104 | Meeting Type | Annual | |
| Ticker Symbol | EL | Meeting Date | 15-Nov-2019 | |
| ISIN | US5184391044 | Agenda | 935082038 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Class II Director: Ronald S. Lauder Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1B. | Election of Class II Director: William P. Lauder Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1C. | Election of Class II Director: Richard D. Parsons Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1D. | Election of Class II Director: Lynn Forester de Rothschild Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1E. | Election of Class II Director: Jennifer Tejada Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1F. | Election of Class II Director: Richard F. Zannino Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 2. | Ratification of appointment of KPMG LLP as independent auditors for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 4. | Approval of The Estée Lauder Companies Inc. Amended and Restated Fiscal 2002 Share Incentive Plan. | Management | For | For | For |
| FACTSET RESEARCH SYSTEMS INC. | ||||
| Security | 303075105 | Meeting Type | Annual | |
| Ticker Symbol | FDS | Meeting Date | 19-Dec-2019 | |
| ISIN | US3030751057 | Agenda | 935097851 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | ELECTION OF DIRECTOR: F. Philip Snow | Management | For | For | For | |||
| 1.2 | ELECTION OF DIRECTOR: Sheila B. Jordan | Management | For | For | For | |||
| 1.3 | ELECTION OF DIRECTOR: James J. McGonigle | Management | For | For | For | |||
| 2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2020. | Management | For | For | For | |||
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| UGI CORPORATION | ||||
| Security | 902681105 | Meeting Type | Annual | |
| Ticker Symbol | UGI | Meeting Date | 22-Jan-2020 | |
| ISIN | US9026811052 | Agenda | 935114051 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. S. Bort | Management | For | For | For | |||
| 1B. | Election of Director: T. A. Dosch | Management | For | For | For | |||
| 1C. | Election of Director: A. N. Harris | Management | For | For | For | |||
| 1D. | Election of Director: F. S. Hermance | Management | For | For | For | |||
| 1E. | Election of Director: W. J. Marrazzo | Management | For | For | For | |||
| 1F. | Election of Director: K. A. Romano | Management | For | For | For | |||
| 1G. | Election of Director: M. O. Schlanger | Management | For | For | For | |||
| 1H. | Election of Director: J. B. Stallings, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: K. R. Turner | Management | For | For | For | |||
| 1J. | Election of Director: J. L. Walsh | Management | For | For | For | |||
| 2. | Proposal to approve resolution on executive compensation. | Management | For | For | For | |||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | For |
| INTUIT INC. | ||||
| Security | 461202103 | Meeting Type | Annual | |
| Ticker Symbol | INTU | Meeting Date | 23-Jan-2020 | |
| ISIN | US4612021034 | Agenda | 935113693 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Eve Burton | Management | For | For | For | |||
| 1B. | Election of Director: Scott D. Cook | Management | For | For | For | |||
| 1C. | Election of Director: Richard L. Dalzell | Management | For | For | For | |||
| 1D. | Election of Director: Sasan K. Goodarzi | Management | For | For | For | |||
| 1E. | Election of Director: Deborah Liu | Management | For | For | For | |||
| 1F. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1G. | Election of Director: Dennis D. Powell | Management | For | For | For | |||
| 1H. | Election of Director: Brad D. Smith | Management | For | For | For | |||
| 1I. | Election of Director: Thomas Szkutak | Management | For | For | For | |||
| 1J. | Election of Director: Raul Vazquez | Management | For | For | For | |||
| 1K. | Election of Director: Jeff Weiner | Management | For | For | For | |||
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Management | For | For | For | |||
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | For | |||
| 4. | Stockholder proposal to adopt a mandatory arbitration bylaw. | Shareholder | Against | Against | For |
| VISA INC. | ||||
| Security | 92826C839 | Meeting Type | Annual | |
| Ticker Symbol | V | Meeting Date | 28-Jan-2020 | |
| ISIN | US92826C8394 | Agenda | 935113807 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | For | |||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | For | |||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | |||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Ramon L. Laguarta | Management | For | For | For | |||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | For | |||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | For | |||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For | |||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1J. | Election of Director: John A. C. Swainson | Management | For | For | For | |||
| 1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | |||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| WALGREENS BOOTS ALLIANCE, INC. | ||||
| Security | 931427108 | Meeting Type | Annual | |
| Ticker Symbol | WBA | Meeting Date | 30-Jan-2020 | |
| ISIN | US9314271084 | Agenda | 935114823 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: José E. Almeida | Management | For | For | For | |||
| 1B. | Election of Director: Janice M. Babiak | Management | For | For | For | |||
| 1C. | Election of Director: David J. Brailer | Management | For | For | For | |||
| 1D. | Election of Director: William C. Foote | Management | For | For | For | |||
| 1E. | Election of Director: Ginger L. Graham | Management | For | For | For | |||
| 1F. | Election of Director: John A. Lederer | Management | For | For | For | |||
| 1G. | Election of Director: Dominic P. Murphy | Management | For | For | For | |||
| 1H. | Election of Director: Stefano Pessina | Management | For | For | For | |||
| 1I. | Election of Director: Nancy M. Schlichting | Management | For | For | For | |||
| 1J. | Election of Director: James A. Skinner | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 4. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | Against | For | |||
| 5. | Proposal Withdrawn | Shareholder | Against | None | ||||
| 6. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | Against | Against | For |
| ROCKWELL AUTOMATION, INC. | ||||
| Security | 773903109 | Meeting Type | Annual | |
| Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |
| ISIN | US7739031091 | Agenda | 935116120 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| A. | DIRECTOR | Management | ||||||
| 1 Steven R. Kalmanson | For | For | For | |||||
| 2 James P. Keane | For | For | For | |||||
| 3 Pam Murphy | For | For | For | |||||
| 4 Donald R. Parfet | For | For | For | |||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | For | |||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | For | |||
| D. | To approve the Rockwell Automation, Inc. 2020 Long-Term Incentives Plan. | Management | For | For | For |
| NORDSON CORPORATION | ||||
| Security | 655663102 | Meeting Type | Annual | |
| Ticker Symbol | NDSN | Meeting Date | 25-Feb-2020 | |
| ISIN | US6556631025 | Agenda | 935123719 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | DIRECTOR | Management | ||||||
| 1 Sundaram Nagarajan | For | For | For | |||||
| 2 Ginger M. Jones | For | For | For | |||||
| 3 Joseph P. Keithley | For | For | For | |||||
| 4 Michael J. Merriman, Jr | For | For | For | |||||
| 5 Mary G. Puma | For | For | For | |||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For |
| HEICO CORPORATION | ||||
| Security | 422806208 | Meeting Type | Annual | |
| Ticker Symbol | HEIA | Meeting Date | 20-Mar-2020 | |
| ISIN | US4228062083 | Agenda | 935128973 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | DIRECTOR | Management | ||||||
| 1 Thomas M. Culligan | For | For | For | |||||
| 2 Adolfo Henriques | For | For | For | |||||
| 3 Mark H. Hildebrandt | For | For | For | |||||
| 4 Eric A. Mendelson | For | For | For | |||||
| 5 Laurans A. Mendelson | For | For | For | |||||
| 6 Victor H. Mendelson | For | For | For | |||||
| 7 Julie Neitzel | For | For | For | |||||
| 8 Dr. Alan Schriesheim | For | For | For | |||||
| 9 Frank J. Schwitter | For | For | For | |||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | |||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020. | Management | For | For | For |
| AGILENT TECHNOLOGIES, INC. | ||||
| Security | 00846U101 | Meeting Type | Annual | |
| Ticker Symbol | A | Meeting Date | 17-Apr-2020 | |
| ISIN | US00846U1016 | Agenda | 935127313 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director for a three-year term: Heidi Kunz | Management | For | For | For | |||
| 1.2 | Election of Director for a three-year term: Sue H. Rataj | Management | For | For | For | |||
| 1.3 | Election of Director for a three-year term: George A. Scangos, Ph.D. | Management | For | For | For | |||
| 1.4 | Election of Director for a three-year term: Dow R. Wilson | Management | For | For | For | |||
| 2. | To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan. | Management | For | For | For | |||
| 3. | To approve, on a non-binding advisory basis, the compensation of Agilent's named executive officers. | Management | For | For | For | |||
| 4. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm. | Management | For | For | For |
| DOMINO'S PIZZA, INC. | ||||
| Security | 25754A201 | Meeting Type | Annual | |
| Ticker Symbol | DPZ | Meeting Date | 21-Apr-2020 | |
| ISIN | US25754A2015 | Agenda | 935138986 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | DIRECTOR | Management | ||||||
| 1 David A. Brandon | For | For | For | |||||
| 2 Richard E. Allison, Jr. | For | For | For | |||||
| 3 C. Andrew Ballard | For | For | For | |||||
| 4 Andrew B. Balson | For | For | For | |||||
| 5 Corie S. Barry | For | For | For | |||||
| 6 Diana F. Cantor | For | For | For | |||||
| 7 Richard L. Federico | For | For | For | |||||
| 8 James A. Goldman | For | For | For | |||||
| 9 Patricia E. Lopez | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Advisory vote to approve the compensation of the named executive officers of the Company. | Management | For | For | For |
| MOODY'S CORPORATION | ||||
| Security | 615369105 | Meeting Type | Annual | |
| Ticker Symbol | MCO | Meeting Date | 21-Apr-2020 | |
| ISIN | US6153691059 | Agenda | 935140563 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Basil L. Anderson | Management | For | For | For | |||
| 1B. | Election of Director: Jorge A. Bermudez | Management | For | For | For | |||
| 1C. | Election of Director: Thérèse Esperdy | Management | For | For | For | |||
| 1D. | Election of Director: Vincent A. Forlenza | Management | For | For | For | |||
| 1E. | Election of Director: Kathryn M. Hill | Management | For | For | For | |||
| 1F. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | For | |||
| 1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Management | For | For | For | |||
| 1H. | Election of Director: Leslie F. Seidman | Management | For | For | For | |||
| 1I. | Election of Director: Bruce Van Saun | Management | For | For | For | |||
| 2A. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Management | For | For | For | |||
| 2B. | Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Management | For | For | For | |||
| 2C. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Management | For | For | For | |||
| 4. | Advisory resolution approving executive compensation. | Management | For | For | For |
| HUMANA INC. | ||||
| Security | 444859102 | Meeting Type | Annual | |
| Ticker Symbol | HUM | Meeting Date | 23-Apr-2020 | |
| ISIN | US4448591028 | Agenda | 935136211 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Kurt J. Hilzinger | Management | For | For | For | |||
| 1B. | Election of Director: Frank J. Bisignano | Management | For | For | For | |||
| 1C. | Election of Director: Bruce D. Broussard | Management | For | For | For | |||
| 1D. | Election of Director: Frank A. D'Amelio | Management | For | For | For | |||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For | |||
| 1F. | Election of Director: Wayne A. I. Frederick, M.D. | Management | For | For | For | |||
| 1G. | Election of Director: John W. Garratt | Management | For | For | For | |||
| 1H. | Election of Director: David A. Jones, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: Karen W. Katz | Management | For | For | For | |||
| 1J. | Election of Director: William J. McDonald | Management | For | For | For | |||
| 1K. | Election of Director: James J. O'Brien | Management | For | For | For | |||
| 1L. | Election of Director: Marissa T. Peterson | Management | For | For | For | |||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||
| 3. | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For | For |
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |
| ISIN | US4781601046 | Agenda | 935137934 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | For | |||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For | |||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||
| 1G. | Election of Director: Hubert Joly | Management | For | For | For | |||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For | |||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||
| 1J. | Election of Director: Charles Prince | Management | For | For | For | |||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For | |||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | For | |||
| 5. | Independent Board Chair | Shareholder | Against | Against | For | |||
| 6. | Report on Governance of Opioids-Related Risks | Shareholder | Against | Against | For |
| TEXAS INSTRUMENTS INCORPORATED | ||||
| Security | 882508104 | Meeting Type | Annual | |
| Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | |
| ISIN | US8825081040 | Agenda | 935138722 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | |||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | |||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | |||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | |||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | |||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | |||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For | |||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For | |||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For |
| L3HARRIS TECHNOLOGIES INC. | ||||
| Security | 502431109 | Meeting Type | Annual | |
| Ticker Symbol | LHX | Meeting Date | 24-Apr-2020 | |
| ISIN | US5024311095 | Agenda | 935144852 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For | |||
| 1B. | Election of Director: William M. Brown | Management | For | For | For | |||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For | |||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For | |||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For | |||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For | |||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For | |||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For | |||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For | |||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For | |||
| 1K. | Election of Director: Robert B. Millard | Management | For | For | For | |||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For | |||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | For | For | For | |||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For | For | |||
| 4. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders | Management | For | For | For | |||
| 5. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision | Management | For | For | For | |||
| 6. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder | Management | For | For | For | |||
| 7. | Shareholder Proposal to Permit the Ability of Shareholders to Act by Written Consent | Shareholder | Against | Against | For |
| FASTENAL COMPANY | ||||
| Security | 311900104 | Meeting Type | Annual | |
| Ticker Symbol | FAST | Meeting Date | 25-Apr-2020 | |
| ISIN | US3119001044 | Agenda | 935137667 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Willard D. Oberton | Management | For | For | For | |||
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||
| 1C. | Election of Director: Michael J. Dolan | Management | For | For | For | |||
| 1D. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||
| 1E. | Election of Director: Daniel L. Florness | Management | For | For | For | |||
| 1F. | Election of Director: Rita J. Heise | Management | For | For | For | |||
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||
| 1I. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||
| 4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | Against | For |
| HONEYWELL INTERNATIONAL INC. | ||||
| Security | 438516106 | Meeting Type | Annual | |
| Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |
| ISIN | US4385161066 | Agenda | 935137794 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | For | |||
| 1G. | Election of Director: Deborah Flint | Management | For | For | For | |||
| 1H. | Election of Director: Judd Gregg | Management | For | For | For | |||
| 1I. | Election of Director: Clive Hollick | Management | For | For | For | |||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | For | |||
| 1L. | Election of Director: George Paz | Management | For | For | For | |||
| 1M. | Election of Director: Robin L. Washington | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||
| 3. | Approval of Independent Accountants. | Management | For | For | For | |||
| 4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | Against | For | |||
| 5. | Report on Lobbying Activities and Expenditures. | Shareholder | Against | Against | For |
| MSCI INC. | ||||
| Security | 55354G100 | Meeting Type | Annual | |
| Ticker Symbol | MSCI | Meeting Date | 28-Apr-2020 | |
| ISIN | US55354G1004 | Agenda | 935138518 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Henry A. Fernandez | Management | For | For | For | |||
| 1B. | Election of Director: Robert G. Ashe | Management | For | For | For | |||
| 1C. | Election of Director: Benjamin F. duPont | Management | For | For | For | |||
| 1D. | Election of Director: Wayne Edmunds | Management | For | For | For | |||
| 1E. | Election of Director: Catherine R. Kinney | Management | For | For | For | |||
| 1F. | Election of Director: Jacques P. Perold | Management | For | For | For | |||
| 1G. | Election of Director: Sandy C. Rattray | Management | For | For | For | |||
| 1H. | Election of Director: Linda H. Riefler | Management | For | For | For | |||
| 1I. | Election of Director: Marcus L. Smith | Management | For | For | For | |||
| 1J. | Election of Director: Paula Volent | Management | For | For | For | |||
| 2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | For | For | For | |||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | For |
| ROLLINS, INC. | ||||
| Security | 775711104 | Meeting Type | Annual | |
| Ticker Symbol | ROL | Meeting Date | 28-Apr-2020 | |
| ISIN | US7757111049 | Agenda | 935144408 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | R. Randall Rollins | For | For | For | ||||||
| 2 | Henry B. Tippie | For | For | For | ||||||
| 3 | James B. Williams | For | For | For | ||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. | Management | For | For | For | |||||
| W.W. GRAINGER, INC. | ||||
| Security | 384802104 | Meeting Type | Annual | |
| Ticker Symbol | GWW | Meeting Date | 29-Apr-2020 | |
| ISIN | US3848021040 | Agenda | 935142733 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Rodney C. Adkins | For | For | For | ||||||
| 2 | Brian P. Anderson | For | For | For | ||||||
| 3 | V. Ann Hailey | For | For | For | ||||||
| 4 | Stuart L. Levenick | For | For | For | ||||||
| 5 | D.G. Macpherson | For | For | For | ||||||
| 6 | Neil S. Novich | For | For | For | ||||||
| 7 | Beatriz R. Perez | For | For | For | ||||||
| 8 | Michael J. Roberts | For | For | For | ||||||
| 9 | E. Scott Santi | For | For | For | ||||||
| 10 | Susan Slavik Williams | For | For | For | ||||||
| 11 | Lucas E. Watson | For | For | For | ||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | Say on Pay: To approve on a non-binding advisory basis the compensation of the Company's Named Executive Officers. | Management | For | For | For | |||||
| ELI LILLY AND COMPANY | ||||
| Security | 532457108 | Meeting Type | Annual | |
| Ticker Symbol | LLY | Meeting Date | 04-May-2020 | |
| ISIN | US5324571083 | Agenda | 935148937 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. L. Eskew | Management | For | For | For | |||
| 1B. | Election of Director: W. G. Kaelin, Jr. | Management | For | For | For | |||
| 1C. | Election of Director: D. A. Ricks | Management | For | For | For | |||
| 1D. | Election of Director: M. S. Runge | Management | For | For | For | |||
| 1E. | Election of Director: K. Walker | Management | For | For | For | |||
| 2. | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | Management | For | For | For | |||
| 3. | Ratification of Ernst & Young LLP as the independent auditor for 2020. | Management | For | For | For | |||
| 4. | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||
| 5. | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||
| 6. | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Against | Against | For | |||
| 7. | Shareholder proposal to publish a report on the effectiveness of the forced swim test. | Shareholder | Against | Against | For | |||
| 8. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | Against | For | |||
| 9. | Shareholder proposal on board diversity requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. | Shareholder | Against | Against | For | |||
| 10. | Shareholder proposal to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements. | Shareholder | Against | Against | For | |||
| 11. | Shareholder proposal to implement a bonus deferral policy. | Shareholder | Against | Against | For | |||
| 12. | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Against | Against | For |
| BAXTER INTERNATIONAL INC. | ||||
| Security | 071813109 | Meeting Type | Annual | |
| Ticker Symbol | BAX | Meeting Date | 05-May-2020 | |
| ISIN | US0718131099 | Agenda | 935147036 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: José (Joe) E. Almeida | Management | For | For | For | |||
| 1B. | Election of Director: Thomas F. Chen | Management | For | For | For | |||
| 1C. | Election of Director: John D. Forsyth | Management | For | For | For | |||
| 1D. | Election of Director: James R. Gavin III | Management | For | For | For | |||
| 1E. | Election of Director: Peter S. Hellman | Management | For | For | For | |||
| 1F. | Election of Director: Michael F. Mahoney | Management | For | For | For | |||
| 1G. | Election of Director: Patricia B. Morrison | Management | For | For | For | |||
| 1H. | Election of Director: Stephen N. Oesterle | Management | For | For | For | |||
| 1I. | Election of Director: Cathy R. Smith | Management | For | For | For | |||
| 1J. | Election of Director: Thomas T. Stallkamp | Management | For | For | For | |||
| 1K. | Election of Director: Albert P.L. Stroucken | Management | For | For | For | |||
| 1L. | Election of Director: Amy A. Wendell | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | Against | For | |||
| 5. | Stockholder Proposal - Right to Act by Written Consent | Shareholder | Against | Against | For |
| EXPEDITORS INT'L OF WASHINGTON, INC. | ||||
| Security | 302130109 | Meeting Type | Annual | |
| Ticker Symbol | EXPD | Meeting Date | 05-May-2020 | |
| ISIN | US3021301094 | Agenda | 935150639 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Robert R. Wright | Management | For | For | For | |||
| 1.2 | Election of Director: Glenn M. Alger | Management | For | For | For | |||
| 1.3 | Election of Director: Robert P. Carlile | Management | For | For | For | |||
| 1.4 | Election of Director: James M. DuBois | Management | For | For | For | |||
| 1.5 | Election of Director: Mark A. Emmert | Management | For | For | For | |||
| 1.6 | Election of Director: Diane H. Gulyas | Management | For | For | For | |||
| 1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | For | |||
| 1.8 | Election of Director: Liane J. Pelletier | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Approve Amendments to the 2017 Omnibus Incentive Plan | Management | For | For | For | |||
| 4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 5. | Shareholder Proposal: NYC Comptroller Proposal | Shareholder | Against | Against | For |
| AMERICAN EXPRESS COMPANY | ||||
| Security | 025816109 | Meeting Type | Annual | |
| Ticker Symbol | AXP | Meeting Date | 05-May-2020 | |
| ISIN | US0258161092 | Agenda | 935151439 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | For | |||
| 1B. | Election of Director for a term of one year: John J. Brennan | Management | For | For | For | |||
| 1C. | Election of Director for a term of one year: Peter Chernin | Management | For | For | For | |||
| 1D. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | For | |||
| 1E. | Election of Director for a term of one year: Anne Lauvergeon | Management | For | For | For | |||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | For | |||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | For | |||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | For | |||
| 1I. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | For | |||
| 1J. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | For | |||
| 1K. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | For | |||
| 1L. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | For | |||
| 1M. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | For | |||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | For | |||
| 4. | Approval of Amended and Restated Incentive Compensation Plan. | Management | For | For | For | |||
| 5. | Shareholder proposal relating to action by written consent. | Shareholder | Against | Against | For | |||
| 6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | Against | Against | For |
| WEST PHARMACEUTICAL SERVICES, INC. | ||||
| Security | 955306105 | Meeting Type | Annual | |
| Ticker Symbol | WST | Meeting Date | 05-May-2020 | |
| ISIN | US9553061055 | Agenda | 935152493 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Buthman | Management | For | For | For | |||
| 1B. | Election of Director: William F. Feehery | Management | For | For | For | |||
| 1C. | Election of Director: Robert Friel | Management | For | For | For | |||
| 1D. | Election of Director: Eric M. Green | Management | For | For | For | |||
| 1E. | Election of Director: Thomas W. Hofmann | Management | For | For | For | |||
| 1F. | Election of Director: Paula A. Johnson | Management | For | For | For | |||
| 1G. | Election of Director: Deborah L. V. Keller | Management | For | For | For | |||
| 1H. | Election of Director: Myla P. Lai-Goldman | Management | For | For | For | |||
| 1I. | Election of Director: Douglas A. Michels | Management | For | For | For | |||
| 1J. | Election of Director: Paolo Pucci | Management | For | For | For | |||
| 1K. | Election of Director: Patrick J. Zenner | Management | For | For | For | |||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 3. | To approve an amendement to Article 5 of our Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 100 million to 200 million. | Management | For | For | For | |||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | For |
| SKYWORKS SOLUTIONS, INC. | ||||
| Security | 83088M102 | Meeting Type | Annual | |
| Ticker Symbol | SWKS | Meeting Date | 06-May-2020 | |
| ISIN | US83088M1027 | Agenda | 935156516 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: David J. Aldrich | Management | For | For | For | |||
| 1B. | Election of Director: Alan S. Batey | Management | For | For | For | |||
| 1C. | Election of Director: Kevin L. Beebe | Management | For | For | For | |||
| 1D. | Election of Director: Timothy R. Furey | Management | For | For | For | |||
| 1E. | Election of Director: Liam K. Griffin | Management | For | For | For | |||
| 1F. | Election of Director: Christine King | Management | For | For | For | |||
| 1G. | Election of Director: David P. McGlade | Management | For | For | For | |||
| 1H. | Election of Director: Robert A. Schriesheim | Management | For | For | For | |||
| 1I. | Election of Director: Kimberly S. Stevenson | Management | For | For | For | |||
| 2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | For | |||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | For | |||
| 4. | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended. | Management | For | For | For | |||
| 5. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Management | For | For | For | |||
| 6. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Management | For | For | For | |||
| 7. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Management | For | For | For | |||
| 8. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. | Management | For | For | For | |||
| 9. | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Shareholder | Against | Against | For |
| IDEX CORPORATION | ||||
| Security | 45167R104 | Meeting Type | Annual | |
| Ticker Symbol | IEX | Meeting Date | 07-May-2020 | |
| ISIN | US45167R1041 | Agenda | 935153433 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | ANDREW K. SILVERNAIL | For | For | For | |||||
| 2 | KATRINA L. HELMKAMP | For | For | For | |||||
| 3 | MARK A. BECK | For | For | For | |||||
| 4 | CARL R. CHRISTENSON | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | ||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2020. | Management | For | For | For | ||||
| 4. | To consider a stockholder proposal regarding a report related to employee representation on the Company's Board of Directors, if properly presented at the meeting. | Shareholder | Against | Against | For | ||||
| ILLINOIS TOOL WORKS INC. | ||||
| Security | 452308109 | Meeting Type | Annual | |
| Ticker Symbol | ITW | Meeting Date | 08-May-2020 | |
| ISIN | US4523081093 | Agenda | 935153647 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Daniel J. Brutto | Management | For | For | For | |||
| 1B. | Election of Director: Susan Crown | Management | For | For | For | |||
| 1C. | Election of Director: James W. Griffith | Management | For | For | For | |||
| 1D. | Election of Director: Jay L. Henderson | Management | For | For | For | |||
| 1E. | Election of Director: Richard H. Lenny | Management | For | For | For | |||
| 1F. | Election of Director: E. Scott Santi | Management | For | For | For | |||
| 1G. | Election of Director: David B. Smith, Jr. | Management | For | For | For | |||
| 1H. | Election of Director: Pamela B. Strobel | Management | For | For | For | |||
| 1I. | Election of Director: Kevin M. Warren | Management | For | For | For | |||
| 1J. | Election of Director: Anré D. Williams | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | For | |||
| 4. | A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent. | Shareholder | Against | Against | For |
| CUMMINS INC. | ||||
| Security | 231021106 | Meeting Type | Annual | |
| Ticker Symbol | CMI | Meeting Date | 12-May-2020 | |
| ISIN | US2310211063 | Agenda | 935149028 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1) | Election of Director: N. Thomas Linebarger | Management | For | For | For | |||
| 2) | Election of Director: Robert J. Bernhard | Management | For | For | For | |||
| 3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | For | |||
| 4) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | For | |||
| 5) | Election of Director: Stephen B. Dobbs | Management | For | For | For | |||
| 6) | Election of Director: Robert K. Herdman | Management | For | For | For | |||
| 7) | Election of Director: Alexis M. Herman | Management | For | For | For | |||
| 8) | Election of Director: Thomas J. Lynch | Management | For | For | For | |||
| 9) | Election of Director: William I. Miller | Management | For | For | For | |||
| 10) | Election of Director: Georgia R. Nelson | Management | For | For | For | |||
| 11) | Election of Director: Karen H. Quintos | Management | For | For | For | |||
| 12) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | For | |||
| 13) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2020. | Management | For | For | For | |||
| 14) | The shareholder proposal regarding by-law amendments. | Shareholder | Against | Against | For |
| T. ROWE PRICE GROUP, INC. | ||||
| Security | 74144T108 | Meeting Type | Annual | |
| Ticker Symbol | TROW | Meeting Date | 12-May-2020 | |
| ISIN | US74144T1088 | Agenda | 935151819 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | For | |||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | For | |||
| 1C. | Election of Director: Dina Dublon | Management | For | For | For | |||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | For | |||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | For | |||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | For | |||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | For | |||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | For | |||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | For | |||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | |||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | For | |||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | To approve the 2020 Long-Term Incentive Plan. | Management | For | For | For | |||
| 5. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | Against | For |
| THE HERSHEY COMPANY | ||||
| Security | 427866108 | Meeting Type | Annual | |
| Ticker Symbol | HSY | Meeting Date | 12-May-2020 | |
| ISIN | US4278661081 | Agenda | 935159954 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | P. M. Arway | For | For | For | |||||
| 2 | J. W. Brown | For | For | For | |||||
| 3 | M. G. Buck | For | For | For | |||||
| 4 | V. L. Crawford | For | For | For | |||||
| 5 | C. A. Davis | For | For | For | |||||
| 6 | M. K. Haben | For | For | For | |||||
| 7 | J. C. Katzman | For | For | For | |||||
| 8 | M. D. Koken | For | For | For | |||||
| 9 | R. M. Malcolm | For | For | For | |||||
| 10 | A. J. Palmer | For | For | For | |||||
| 11 | J. R. Perez | For | For | For | |||||
| 12 | W. L. Schoppert | For | For | For | |||||
| 13 | D. L. Shedlarz | For | For | For | |||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | For | ||||
| 3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | For | ||||
| CBOE GLOBAL MARKETS, INC. | ||||
| Security | 12503M108 | Meeting Type | Annual | |
| Ticker Symbol | CBOE | Meeting Date | 12-May-2020 | |
| ISIN | US12503M1080 | Agenda | 935171188 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Edward T. Tilly | Management | For | For | For | |||
| 1b. | Election of Director: Eugene S. Sunshine | Management | For | For | For | |||
| 1c. | Election of Director: William M. Farrow III | Management | For | For | For | |||
| 1d. | Election of Director: Edward J. Fitzpatrick | Management | For | For | For | |||
| 1e. | Election of Director: Janet P. Froetscher | Management | For | For | For | |||
| 1f. | Election of Director: Jill R. Goodman | Management | For | For | For | |||
| 1g. | Election of Director: Roderick A. Palmore | Management | For | For | For | |||
| 1h. | Election of Director: James E. Parisi | Management | For | For | For | |||
| 1i. | Election of Director: Joseph P. Ratterman | Management | For | For | For | |||
| 1j. | Election of Director: Michael L. Richter | Management | For | For | For | |||
| 1k. | Election of Director: Jill E. Sommers | Management | For | For | For | |||
| 1l. | Election of Director: Fredric J. Tomczyk | Management | For | For | For | |||
| 2. | Approve, in a non-binding resolution, the compensation paid to our executive officers. | Management | For | For | For | |||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| MASCO CORPORATION | ||||
| Security | 574599106 | Meeting Type | Annual | |
| Ticker Symbol | MAS | Meeting Date | 12-May-2020 | |
| ISIN | US5745991068 | Agenda | 935174805 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Keith J. Allman | Management | For | For | For | |||
| 1b. | Election of Director: J. Michael Losh | Management | For | For | For | |||
| 1c. | Election of Director: Christopher A. O'Herlihy | Management | For | For | For | |||
| 1d. | Election of Director: Charles K. Stevens, III | Management | For | For | For | |||
| 2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | For | |||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2020. | Management | For | For | For |
| S&P GLOBAL INC. | ||||
| Security | 78409V104 | Meeting Type | Annual | |
| Ticker Symbol | SPGI | Meeting Date | 13-May-2020 | |
| ISIN | US78409V1044 | Agenda | 935162064 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Marco Alverà | Management | For | For | For | |||
| 1B. | Election of Director: William J. Amelio | Management | For | For | For | |||
| 1C. | Election of Director: William D. Green | Management | For | For | For | |||
| 1D. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | For | |||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | For | |||
| 1G. | Election of Director: Monique F. Leroux | Management | For | For | For | |||
| 1H. | Election of Director: Maria R. Morris | Management | For | For | For | |||
| 1I. | Election of Director: Douglas L. Peterson | Management | For | For | For | |||
| 1J. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | |||
| 1K. | Election of Director: Kurt L. Schmoke | Management | For | For | For | |||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | For | |||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | For | |||
| 3. | Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. | Management | For | For | For | |||
| 4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | Management | For | For | For |
| XYLEM INC. | ||||
| Security | 98419M100 | Meeting Type | Annual | |
| Ticker Symbol | XYL | Meeting Date | 13-May-2020 | |
| ISIN | US98419M1009 | Agenda | 935165123 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | For | |||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | For | |||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | For | |||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | For | |||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | For | |||
| 1F. | Election of Director: Sten E. Jakobsson | Management | For | For | For | |||
| 1G. | Election of Director: Steven R. Loranger | Management | For | For | For | |||
| 1H. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | For | |||
| 1I. | Election of Director: Jerome A. Peribere | Management | For | For | For | |||
| 1J. | Election of Director: Markos I. Tambakeras | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||
| 4. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. | Shareholder | Against | Against | For |
| ROSS STORES, INC. | ||||
| Security | 778296103 | Meeting Type | Annual | |
| Ticker Symbol | ROST | Meeting Date | 20-May-2020 | |
| ISIN | US7782961038 | Agenda | 935168915 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Michael Balmuth | Management | For | For | For | |||
| 1B. | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | |||
| 1C. | Election of Director: Michael J. Bush | Management | For | For | For | |||
| 1D. | Election of Director: Norman A. Ferber | Management | For | For | For | |||
| 1E. | Election of Director: Sharon D. Garrett | Management | For | For | For | |||
| 1F. | Election of Director: Stephen D. Milligan | Management | For | For | For | |||
| 1G. | Election of Director: Patricia H. Mueller | Management | For | For | For | |||
| 1H. | Election of Director: George P. Orban | Management | For | For | For | |||
| 1I. | Election of Director: Gregory L. Quesnel | Management | For | For | For | |||
| 1J. | Election of Director: Larree M. Renda | Management | For | For | For | |||
| 1K. | Election of Director: Barbara Rentler | Management | For | For | For | |||
| 2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For | |||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | For |
| ZOETIS INC. | ||||
| Security | 98978V103 | Meeting Type | Annual | |
| Ticker Symbol | ZTS | Meeting Date | 20-May-2020 | |
| ISIN | US98978V1035 | Agenda | 935169905 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gregory Norden | Management | For | For | For | |||
| 1B. | Election of Director: Louise M. Parent | Management | For | For | For | |||
| 1C. | Election of Director: Kristin C. Peck | Management | For | For | For | |||
| 1D. | Election of Director: Robert W. Scully | Management | For | For | For | |||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | For | |||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Management | 1 Year | 1 Year | For | |||
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | For |
| AMPHENOL CORPORATION | ||||
| Security | 032095101 | Meeting Type | Annual | |
| Ticker Symbol | APH | Meeting Date | 20-May-2020 | |
| ISIN | US0320951017 | Agenda | 935185581 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Stanley L. Clark | Management | For | For | For | |||
| 1.2 | Election of Director: John D. Craig | Management | For | For | For | |||
| 1.3 | Election of Director: David P. Falck | Management | For | For | For | |||
| 1.4 | Election of Director: Edward G. Jepsen | Management | For | For | For | |||
| 1.5 | Election of Director: Robert A. Livingston | Management | For | For | For | |||
| 1.6 | Election of Director: Martin H. Loeffler | Management | For | For | For | |||
| 1.7 | Election of Director: R. Adam Norwitt | Management | For | For | For | |||
| 1.8 | Election of Director: Anne Clarke Wolff | Management | For | For | For | |||
| 2. | Ratification of Selection of Deloitte & Touche LLP as Independent Accountants of the Company | Management | For | For | For | |||
| 3. | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For | For | |||
| 4. | Stockholder Proposal: Make Shareholder Right to Call Special Meeting More Accessible | Shareholder | Against | Against | For |
| THE HOME DEPOT, INC. | ||||
| Security | 437076102 | Meeting Type | Annual | |
| Ticker Symbol | HD | Meeting Date | 21-May-2020 | |
| ISIN | US4370761029 | Agenda | 935172130 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For | |||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For | |||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For | |||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For | |||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For | |||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For | |||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For | |||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | |||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | Against | For | |||
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | Against | For | |||
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Against | Against | For |
| LENNOX INTERNATIONAL INC. | ||||
| Security | 526107107 | Meeting Type | Annual | |
| Ticker Symbol | LII | Meeting Date | 21-May-2020 | |
| ISIN | US5261071071 | Agenda | 935174057 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Janet K. Cooper | For | For | For | ||||||
| 2 | John W. Norris, III | For | For | For | ||||||
| 3 | Karen M. Quintos | For | For | For | ||||||
| 2. | Advisory vote to approve the compensation of the named executive officers as disclosed in our proxy statement. | Management | For | For | For | |||||
| 3. | Ratifying the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | |||||
| CDW CORP | ||||
| Security | 12514G108 | Meeting Type | Annual | |
| Ticker Symbol | CDW | Meeting Date | 21-May-2020 | |
| ISIN | US12514G1085 | Agenda | 935174324 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Steven W. Alesio | Management | For | For | For | |||
| 1b. | Election of Director: Barry K. Allen | Management | For | For | For | |||
| 1c. | Election of Director: Lynda M. Clarizio | Management | For | For | For | |||
| 1d. | Election of Director: Christine A. Leahy | Management | For | For | For | |||
| 1e. | Election of Director: David W. Nelms | Management | For | For | For | |||
| 1f. | Election of Director: Joseph R. Swedish | Management | For | For | For | |||
| 1g. | Election of Director: Donna F. Zarcone | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For |
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 26-May-2020 | |
| ISIN | US58933Y1055 | Agenda | 935176431 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Thomas R. Cech | Management | For | For | For | |||
| 1C. | Election of Director: Mary Ellen Coe | Management | For | For | For | |||
| 1D. | Election of Director: Pamela J. Craig | Management | For | For | For | |||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | For | |||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | For | |||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | For | |||
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | For | |||
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | For | |||
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | For | |||
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | For | |||
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | For | |||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | Against | For | |||
| 5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | Against | For |
| UNITEDHEALTH GROUP INCORPORATED | ||||
| Security | 91324P102 | Meeting Type | Annual | |
| Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | |
| ISIN | US91324P1021 | Agenda | 935188931 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | For | |||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | For | |||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | For | |||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | For | |||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | For | |||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | For | |||
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | For | |||
| 1I. | Election of Director: David S. Wichmann | Management | For | For | For | |||
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | For | |||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | For | |||
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | For | For | For | |||
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non- binding shareholder vote. | Shareholder | Against | Against | For |
| THE TJX COMPANIES, INC. | ||||
| Security | 872540109 | Meeting Type | Annual | |
| Ticker Symbol | TJX | Meeting Date | 09-Jun-2020 | |
| ISIN | US8725401090 | Agenda | 935195633 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For | |||
| 1B. | Election of Director: Alan M. Bennett | Management | For | For | For | |||
| 1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||
| 1D. | Election of Director: David T. Ching | Management | For | For | For | |||
| 1E. | Election of Director: Ernie Herrman | Management | For | For | For | |||
| 1F. | Election of Director: Michael F. Hines | Management | For | For | For | |||
| 1G. | Election of Director: Amy B. Lane | Management | For | For | For | |||
| 1H. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||
| 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||
| 1J. | Election of Director: John F. O'Brien | Management | For | For | For | |||
| 1K. | Election of Director: Willow B. Shire | Management | For | For | For | |||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 | Management | For | For | For | |||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | For | For | |||
| 4. | Shareholder proposal for a report on reduction in chemical footprint | Shareholder | Against | Against | For | |||
| 5. | Shareholder proposal for a report on animal welfare | Shareholder | Against | Against | For | |||
| 6. | Shareholder proposal for setting target amounts for CEO compensation | Shareholder | Against | Against | For | |||
| 7. | Shareholder proposal for disclosure regarding executive share retention | Shareholder | Against | Against | For |
| MARKETAXESS HOLDINGS INC. | ||||
| Security | 57060D108 | Meeting Type | Annual | |
| Ticker Symbol | MKTX | Meeting Date | 10-Jun-2020 | |
| ISIN | US57060D1081 | Agenda | 935196281 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard M. McVey | Management | For | For | For | |||
| 1B. | Election of Director: Nancy Altobello | Management | For | For | For | |||
| 1C. | Election of Director: Steven L. Begleiter | Management | For | For | For | |||
| 1D. | Election of Director: Stephen P. Casper | Management | For | For | For | |||
| 1E. | Election of Director: Jane Chwick | Management | For | For | For | |||
| 1F. | Election of Director: Christopher R. Concannon | Management | For | For | For | |||
| 1G. | Election of Director: William F. Cruger | Management | For | For | For | |||
| 1H. | Election of Director: Justin G. Gmelich | Management | For | For | For | |||
| 1I. | Election of Director: Richard G. Ketchum | Management | For | For | For | |||
| 1J. | Election of Director: Emily H. Portney | Management | For | For | For | |||
| 1K. | Election of Director: Richard L. Prager | Management | For | For | For | |||
| 1L. | Election of Director: John Steinhardt | Management | For | For | For | |||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | |||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2020 Proxy Statement. | Management | For | For | For | |||
| 4. | To approve the adoption of the MarketAxess Holdings Inc. 2020 Equity Incentive Plan. | Management | For | For | For |
| ACTIVISION BLIZZARD, INC. | ||||
| Security | 00507V109 | Meeting Type | Annual | |
| Ticker Symbol | ATVI | Meeting Date | 11-Jun-2020 | |
| ISIN | US00507V1098 | Agenda | 935196483 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Reveta Bowers | Management | For | For | For | |||
| 1B. | Election of Director: Robert Corti | Management | For | For | For | |||
| 1C. | Election of Director: Hendrik Hartong III | Management | For | For | For | |||
| 1D. | Election of Director: Brian Kelly | Management | For | For | For | |||
| 1E. | Election of Director: Robert Kotick | Management | For | For | For | |||
| 1F. | Election of Director: Barry Meyer | Management | For | For | For | |||
| 1G. | Election of Director: Robert Morgado | Management | For | For | For | |||
| 1H. | Election of Director: Peter Nolan | Management | For | For | For | |||
| 1I. | Election of Director: Dawn Ostroff | Management | For | For | For | |||
| 1J. | Election of Director: Casey Wasserman | Management | For | For | For | |||
| 2. | To provide advisory approval of our executive compensation. | Management | For | For | For | |||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | Stockholder proposal regarding political disclosures. | Shareholder | Against | Against | For |
| MASTERCARD INCORPORATED | ||||
| Security | 57636Q104 | Meeting Type | Annual | |
| Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |
| ISIN | US57636Q1040 | Agenda | 935196332 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | For | |||
| 1B. | Election of Director: Ajay Banga | Management | For | For | For | |||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | |||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | |||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For | |||
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | For | |||
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | |||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | |||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | |||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |||
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | |||
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | |||
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For | |||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | For |
Investment Company Report
| SUNTRUST BANKS, INC. | ||||
| Security | 867914103 | Meeting Type | Special | |
| Ticker Symbol | STI | Meeting Date | 30-Jul-2019 | |
| ISIN | US8679141031 | Agenda | 935057655 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | Management | For | For | For | |||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For | |||
| 3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | For | For | For |
| NETAPP, INC | ||||
| Security | 64110D104 | Meeting Type | Annual | |
| Ticker Symbol | NTAP | Meeting Date | 12-Sep-2019 | |
| ISIN | US64110D1046 | Agenda | 935065436 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: T. Michael Nevens | Management | For | For | For | |||
| 1B. | Election of Director: Gerald Held | Management | For | For | For | |||
| 1C. | Election of Director: Kathryn M. Hill | Management | For | For | For | |||
| 1D. | Election of Director: Deborah L. Kerr | Management | For | For | For | |||
| 1E. | Election of Director: George Kurian | Management | For | For | For | |||
| 1F. | Election of Director: Scott F. Schenkel | Management | For | For | For | |||
| 1G. | Election of Director: George T. Shaheen | Management | For | For | For | |||
| 2. | To approve amendments to NetApp's Amended and Restated 1999 Stock Option Plan to increase the share reserve by an additional 4,000,000 shares of common stock and to approve a new 10-year term for the 1999 Stock Option Plan. | Management | For | For | For | |||
| 3. | To approve an amendment to NetApp's Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares of common stock. | Management | For | For | For | |||
| 4. | To hold an advisory vote to approve Named Executive Officer compensation. | Management | For | For | For | |||
| 5. | To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 24, 2020. | Management | For | For | For |
| NIKE, INC. | ||||
| Security | 654106103 | Meeting Type | Annual | |
| Ticker Symbol | NKE | Meeting Date | 19-Sep-2019 | |
| ISIN | US6541061031 | Agenda | 935066298 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Alan B. Graf, Jr. | For | For | For | |||||
| 2 | Peter B. Henry | For | For | For | |||||
| 3 | Michelle A. Peluso | For | For | For | |||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | For | ||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | ||||
| CINTAS CORPORATION | ||||
| Security | 172908105 | Meeting Type | Annual | |
| Ticker Symbol | CTAS | Meeting Date | 29-Oct-2019 | |
| ISIN | US1729081059 | Agenda | 935080793 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gerald S. Adolph | Management | For | For | For | |||
| 1B. | Election of Director: John F. Barrett | Management | For | For | For | |||
| 1C. | Election of Director: Melanie W. Barstad | Management | For | For | For | |||
| 1D. | Election of Director: Karen L. Carnahan | Management | For | For | For | |||
| 1E. | Election of Director: Robert E. Coletti | Management | For | For | For | |||
| 1F. | Election of Director: Scott D. Farmer | Management | For | For | For | |||
| 1G. | Election of Director: James J. Johnson | Management | For | For | For | |||
| 1H. | Election of Director: Joseph Scaminace | Management | For | For | For | |||
| 1I. | Election of Director: Ronald W. Tysoe | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||
| 4. | A shareholder proposal requesting the Company provide an annual report on political contributions, if properly presented at the meeting. | Shareholder | Against | Against | For |
| LAM RESEARCH CORPORATION | ||||
| Security | 512807108 | Meeting Type | Annual | |
| Ticker Symbol | LRCX | Meeting Date | 05-Nov-2019 | |
| ISIN | US5128071082 | Agenda | 935081959 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Sohail U. Ahmed | For | For | For | |||||
| 2 | Timothy M. Archer | For | For | For | |||||
| 3 | Eric K. Brandt | For | For | For | |||||
| 4 | Michael R. Cannon | For | For | For | |||||
| 5 | Youssef A. El-Mansy | For | For | For | |||||
| 6 | Catherine P. Lego | For | For | For | |||||
| 7 | Bethany J. Mayer | For | For | For | |||||
| 8 | Abhijit Y. Talwalkar | For | For | For | |||||
| 9 | Lih Shyng (Rick L) Tsai | For | For | For | |||||
| 10 | Leslie F. Varon | For | For | For | |||||
| 2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | For | For | For | ||||
| 3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | ||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||
| Security | 11133T103 | Meeting Type | Annual | |
| Ticker Symbol | BR | Meeting Date | 14-Nov-2019 | |
| ISIN | US11133T1034 | Agenda | 935086226 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | For | |||
| 1C. | Election of Director: Richard J. Daly | Management | For | For | For | |||
| 1D. | Election of Director: Robert N. Duelks | Management | For | For | For | |||
| 1E. | Election of Director: Timothy C. Gokey | Management | For | For | For | |||
| 1F. | Election of Director: Brett A. Keller | Management | For | For | For | |||
| 1G. | Election of Director: Maura A. Markus | Management | For | For | For | |||
| 1H. | Election of Director: Thomas J. Perna | Management | For | For | For | |||
| 1I. | Election of Director: Alan J. Weber | Management | For | For | For | |||
| 1J. | Election of Director: Amit K. Zavery | Management | For | For | For | |||
| 2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | For | For | For | |||
| 3) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. | Management | For | For | For |
| JACK HENRY & ASSOCIATES, INC. | ||||
| Security | 426281101 | Meeting Type | Annual | |
| Ticker Symbol | JKHY | Meeting Date | 14-Nov-2019 | |
| ISIN | US4262811015 | Agenda | 935090201 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | M. Flanigan | For | For | For | |||||
| 2 | J. Prim | For | For | For | |||||
| 3 | T. Wilson | For | For | For | |||||
| 4 | J. Fiegel | For | For | For | |||||
| 5 | T. Wimsett | For | For | For | |||||
| 6 | L. Kelly | For | For | For | |||||
| 7 | S. Miyashiro | For | For | For | |||||
| 8 | W. Brown | For | For | For | |||||
| 9 | D. Foss | For | For | For | |||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | ||||
| 3. | To ratify the selection of the Company's independent registered public accounting firm. | Management | For | For | For | ||||
| THE ESTEE LAUDER COMPANIES INC. | ||||
| Security | 518439104 | Meeting Type | Annual | |
| Ticker Symbol | EL | Meeting Date | 15-Nov-2019 | |
| ISIN | US5184391044 | Agenda | 935082038 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Class II Director: Ronald S. Lauder Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1B. | Election of Class II Director: William P. Lauder Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1C. | Election of Class II Director: Richard D. Parsons Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1D. | Election of Class II Director: Lynn Forester de Rothschild Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1E. | Election of Class II Director: Jennifer Tejada Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1F. | Election of Class II Director: Richard F. Zannino Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 2. | Ratification of appointment of KPMG LLP as independent auditors for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 4. | Approval of The Estée Lauder Companies Inc. Amended and Restated Fiscal 2002 Share Incentive Plan. | Management | For | For | For |
| FACTSET RESEARCH SYSTEMS INC. | ||||
| Security | 303075105 | Meeting Type | Annual | |
| Ticker Symbol | FDS | Meeting Date | 19-Dec-2019 | |
| ISIN | US3030751057 | Agenda | 935097851 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | ELECTION OF DIRECTOR: F. Philip Snow | Management | For | For | For | |||
| 1.2 | ELECTION OF DIRECTOR: Sheila B. Jordan | Management | For | For | For | |||
| 1.3 | ELECTION OF DIRECTOR: James J. McGonigle | Management | For | For | For | |||
| 2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2020. | Management | For | For | For | |||
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| UGI CORPORATION | ||||
| Security | 902681105 | Meeting Type | Annual | |
| Ticker Symbol | UGI | Meeting Date | 22-Jan-2020 | |
| ISIN | US9026811052 | Agenda | 935114051 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. S. Bort | Management | For | For | For | |||
| 1B. | Election of Director: T. A. Dosch | Management | For | For | For | |||
| 1C. | Election of Director: A. N. Harris | Management | For | For | For | |||
| 1D. | Election of Director: F. S. Hermance | Management | For | For | For | |||
| 1E. | Election of Director: W. J. Marrazzo | Management | For | For | For | |||
| 1F. | Election of Director: K. A. Romano | Management | For | For | For | |||
| 1G. | Election of Director: M. O. Schlanger | Management | For | For | For | |||
| 1H. | Election of Director: J. B. Stallings, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: K. R. Turner | Management | For | For | For | |||
| 1J. | Election of Director: J. L. Walsh | Management | For | For | For | |||
| 2. | Proposal to approve resolution on executive compensation. | Management | For | For | For | |||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | For |
| GOLDMAN SACHS TRUST | ||||
| Security | 38141W273 | Meeting Type | Special | |
| Ticker Symbol | FGTXX | Meeting Date | 23-Jan-2020 | |
| ISIN | US38141W2733 | Agenda | 935102753 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Dwight L. Bush | For | For | For | |||||
| 2 | Kathryn A. Cassidy | For | For | For | |||||
| 3 | Joaquin Delgado | For | For | For | |||||
| 4 | Gregory G. Weaver | For | For | For | |||||
| INTUIT INC. | ||||
| Security | 461202103 | Meeting Type | Annual | |
| Ticker Symbol | INTU | Meeting Date | 23-Jan-2020 | |
| ISIN | US4612021034 | Agenda | 935113693 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Eve Burton | Management | For | For | For | |||
| 1B. | Election of Director: Scott D. Cook | Management | For | For | For | |||
| 1C. | Election of Director: Richard L. Dalzell | Management | For | For | For | |||
| 1D. | Election of Director: Sasan K. Goodarzi | Management | For | For | For | |||
| 1E. | Election of Director: Deborah Liu | Management | For | For | For | |||
| 1F. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1G. | Election of Director: Dennis D. Powell | Management | For | For | For | |||
| 1H. | Election of Director: Brad D. Smith | Management | For | For | For | |||
| 1I. | Election of Director: Thomas Szkutak | Management | For | For | For | |||
| 1J. | Election of Director: Raul Vazquez | Management | For | For | For | |||
| 1K. | Election of Director: Jeff Weiner | Management | For | For | For | |||
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Management | For | For | For | |||
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | For | |||
| 4. | Stockholder proposal to adopt a mandatory arbitration bylaw. | Shareholder | Against | Against | For |
| VISA INC. | ||||
| Security | 92826C839 | Meeting Type | Annual | |
| Ticker Symbol | V | Meeting Date | 28-Jan-2020 | |
| ISIN | US92826C8394 | Agenda | 935113807 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | For | |||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | For | |||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | |||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Ramon L. Laguarta | Management | For | For | For | |||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | For | |||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | For | |||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For | |||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1J. | Election of Director: John A. C. Swainson | Management | For | For | For | |||
| 1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | |||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| WALGREENS BOOTS ALLIANCE, INC. | ||||
| Security | 931427108 | Meeting Type | Annual | |
| Ticker Symbol | WBA | Meeting Date | 30-Jan-2020 | |
| ISIN | US9314271084 | Agenda | 935114823 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: José E. Almeida | Management | For | For | For | |||
| 1B. | Election of Director: Janice M. Babiak | Management | For | For | For | |||
| 1C. | Election of Director: David J. Brailer | Management | For | For | For | |||
| 1D. | Election of Director: William C. Foote | Management | For | For | For | |||
| 1E. | Election of Director: Ginger L. Graham | Management | For | For | For | |||
| 1F. | Election of Director: John A. Lederer | Management | For | For | For | |||
| 1G. | Election of Director: Dominic P. Murphy | Management | For | For | For | |||
| 1H. | Election of Director: Stefano Pessina | Management | For | For | For | |||
| 1I. | Election of Director: Nancy M. Schlichting | Management | For | For | For | |||
| 1J. | Election of Director: James A. Skinner | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 4. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | Against | For | |||
| 5. | Proposal Withdrawn | Shareholder | Against | None | ||||
| 6. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | Against | Against | For |
| ROCKWELL AUTOMATION, INC. | ||||
| Security | 773903109 | Meeting Type | Annual | |
| Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |
| ISIN | US7739031091 | Agenda | 935116120 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| A. | DIRECTOR | Management | |||||||
| 1 | Steven R. Kalmanson | For | For | For | |||||
| 2 | James P. Keane | For | For | For | |||||
| 3 | Pam Murphy | For | For | For | |||||
| 4 | Donald R. Parfet | For | For | For | |||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | For | ||||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | For | ||||
| D. | To approve the Rockwell Automation, Inc. 2020 Long-Term Incentives Plan. | Management | For | For | For | ||||
| NORDSON CORPORATION | ||||
| Security | 655663102 | Meeting Type | Annual | |
| Ticker Symbol | NDSN | Meeting Date | 25-Feb-2020 | |
| ISIN | US6556631025 | Agenda | 935123719 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Sundaram Nagarajan | For | For | For | |||||
| 2 | Ginger M. Jones | For | For | For | |||||
| 3 | Joseph P. Keithley | For | For | For | |||||
| 4 | Michael J. Merriman, Jr | For | For | For | |||||
| 5 | Mary G. Puma | For | For | For | |||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | For | ||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | ||||
| HEICO CORPORATION | ||||
| Security | 422806208 | Meeting Type | Annual | |
| Ticker Symbol | HEIA | Meeting Date | 20-Mar-2020 | |
| ISIN | US4228062083 | Agenda | 935128973 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Thomas M. Culligan | For | For | For | |||||
| 2 | Adolfo Henriques | For | For | For | |||||
| 3 | Mark H. Hildebrandt | For | For | For | |||||
| 4 | Eric A. Mendelson | For | For | For | |||||
| 5 | Laurans A. Mendelson | For | For | For | |||||
| 6 | Victor H. Mendelson | For | For | For | |||||
| 7 | Julie Neitzel | For | For | For | |||||
| 8 | Dr. Alan Schriesheim | For | For | For | |||||
| 9 | Frank J. Schwitter | For | For | For | |||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020. | Management | For | For | For | ||||
| AGILENT TECHNOLOGIES, INC. | ||||
| Security | 00846U101 | Meeting Type | Annual | |
| Ticker Symbol | A | Meeting Date | 17-Apr-2020 | |
| ISIN | US00846U1016 | Agenda | 935127313 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director for a three-year term: Heidi Kunz | Management | For | For | For | |||
| 1.2 | Election of Director for a three-year term: Sue H. Rataj | Management | For | For | For | |||
| 1.3 | Election of Director for a three-year term: George A. Scangos, Ph.D. | Management | For | For | For | |||
| 1.4 | Election of Director for a three-year term: Dow R. Wilson | Management | For | For | For | |||
| 2. | To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan. | Management | For | For | For | |||
| 3. | To approve, on a non-binding advisory basis, the compensation of Agilent's named executive officers. | Management | For | For | For | |||
| 4. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm. | Management | For | For | For |
| DOMINO'S PIZZA, INC. | ||||
| Security | 25754A201 | Meeting Type | Annual | |
| Ticker Symbol | DPZ | Meeting Date | 21-Apr-2020 | |
| ISIN | US25754A2015 | Agenda | 935138986 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | David A. Brandon | For | For | For | |||||
| 2 | Richard E. Allison, Jr. | For | For | For | |||||
| 3 | C. Andrew Ballard | For | For | For | |||||
| 4 | Andrew B. Balson | For | For | For | |||||
| 5 | Corie S. Barry | For | For | For | |||||
| 6 | Diana F. Cantor | For | For | For | |||||
| 7 | Richard L. Federico | For | For | For | |||||
| 8 | James A. Goldman | For | For | For | |||||
| 9 | Patricia E. Lopez | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. | Management | For | For | For | ||||
| 3. | Advisory vote to approve the compensation of the named executive officers of the Company. | Management | For | For | For | ||||
| MOODY'S CORPORATION | ||||
| Security | 615369105 | Meeting Type | Annual | |
| Ticker Symbol | MCO | Meeting Date | 21-Apr-2020 | |
| ISIN | US6153691059 | Agenda | 935140563 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Basil L. Anderson | Management | For | For | For | |||
| 1B. | Election of Director: Jorge A. Bermudez | Management | For | For | For | |||
| 1C. | Election of Director: Thérèse Esperdy | Management | For | For | For | |||
| 1D. | Election of Director: Vincent A. Forlenza | Management | For | For | For | |||
| 1E. | Election of Director: Kathryn M. Hill | Management | For | For | For | |||
| 1F. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | For | |||
| 1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Management | For | For | For | |||
| 1H. | Election of Director: Leslie F. Seidman | Management | For | For | For | |||
| 1I. | Election of Director: Bruce Van Saun | Management | For | For | For | |||
| 2A. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Management | For | For | For | |||
| 2B. | Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Management | For | For | For | |||
| 2C. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Management | For | For | For | |||
| 4. | Advisory resolution approving executive compensation. | Management | For | For | For |
| HUMANA INC. | ||||
| Security | 444859102 | Meeting Type | Annual | |
| Ticker Symbol | HUM | Meeting Date | 23-Apr-2020 | |
| ISIN | US4448591028 | Agenda | 935136211 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Kurt J. Hilzinger | Management | For | For | For | |||
| 1B. | Election of Director: Frank J. Bisignano | Management | For | For | For | |||
| 1C. | Election of Director: Bruce D. Broussard | Management | For | For | For | |||
| 1D. | Election of Director: Frank A. D'Amelio | Management | For | For | For | |||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For | |||
| 1F. | Election of Director: Wayne A. I. Frederick, M.D. | Management | For | For | For | |||
| 1G. | Election of Director: John W. Garratt | Management | For | For | For | |||
| 1H. | Election of Director: David A. Jones, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: Karen W. Katz | Management | For | For | For | |||
| 1J. | Election of Director: William J. McDonald | Management | For | For | For | |||
| 1K. | Election of Director: James J. O'Brien | Management | For | For | For | |||
| 1L. | Election of Director: Marissa T. Peterson | Management | For | For | For | |||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||
| 3. | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For | For |
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |
| ISIN | US4781601046 | Agenda | 935137934 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | For | |||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For | |||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||
| 1G. | Election of Director: Hubert Joly | Management | For | For | For | |||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For | |||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||
| 1J. | Election of Director: Charles Prince | Management | For | For | For | |||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For | |||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | For | |||
| 5. | Independent Board Chair | Shareholder | Against | Against | For | |||
| 6. | Report on Governance of Opioids-Related Risks | Shareholder | Against | Against | For |
| TEXAS INSTRUMENTS INCORPORATED | ||||
| Security | 882508104 | Meeting Type | Annual | |
| Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | |
| ISIN | US8825081040 | Agenda | 935138722 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | |||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | |||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | |||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | |||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | |||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | |||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For | |||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For | |||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For |
| L3HARRIS TECHNOLOGIES INC. | ||||
| Security | 502431109 | Meeting Type | Annual | |
| Ticker Symbol | LHX | Meeting Date | 24-Apr-2020 | |
| ISIN | US5024311095 | Agenda | 935144852 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For | |||
| 1B. | Election of Director: William M. Brown | Management | For | For | For | |||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For | |||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For | |||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For | |||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For | |||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For | |||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For | |||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For | |||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For | |||
| 1K. | Election of Director: Robert B. Millard | Management | For | For | For | |||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For | |||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | For | For | For | |||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For | For | |||
| 4. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders | Management | For | For | For | |||
| 5. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision | Management | For | For | For | |||
| 6. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder | Management | For | For | For | |||
| 7. | Shareholder Proposal to Permit the Ability of Shareholders to Act by Written Consent | Shareholder | Against | Against | For |
| FASTENAL COMPANY | ||||
| Security | 311900104 | Meeting Type | Annual | |
| Ticker Symbol | FAST | Meeting Date | 25-Apr-2020 | |
| ISIN | US3119001044 | Agenda | 935137667 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Willard D. Oberton | Management | For | For | For | |||
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||
| 1C. | Election of Director: Michael J. Dolan | Management | For | For | For | |||
| 1D. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||
| 1E. | Election of Director: Daniel L. Florness | Management | For | For | For | |||
| 1F. | Election of Director: Rita J. Heise | Management | For | For | For | |||
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||
| 1I. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||
| 4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | Against | For |
| HONEYWELL INTERNATIONAL INC. | ||||
| Security | 438516106 | Meeting Type | Annual | |
| Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |
| ISIN | US4385161066 | Agenda | 935137794 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | For | |||
| 1G. | Election of Director: Deborah Flint | Management | For | For | For | |||
| 1H. | Election of Director: Judd Gregg | Management | For | For | For | |||
| 1I. | Election of Director: Clive Hollick | Management | For | For | For | |||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | For | |||
| 1L. | Election of Director: George Paz | Management | For | For | For | |||
| 1M. | Election of Director: Robin L. Washington | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||
| 3. | Approval of Independent Accountants. | Management | For | For | For | |||
| 4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | Against | For | |||
| 5. | Report on Lobbying Activities and Expenditures. | Shareholder | Against | Against | For |
| MSCI INC. | ||||
| Security | 55354G100 | Meeting Type | Annual | |
| Ticker Symbol | MSCI | Meeting Date | 28-Apr-2020 | |
| ISIN | US55354G1004 | Agenda | 935138518 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Henry A. Fernandez | Management | For | For | For | |||
| 1B. | Election of Director: Robert G. Ashe | Management | For | For | For | |||
| 1C. | Election of Director: Benjamin F. duPont | Management | For | For | For | |||
| 1D. | Election of Director: Wayne Edmunds | Management | For | For | For | |||
| 1E. | Election of Director: Catherine R. Kinney | Management | For | For | For | |||
| 1F. | Election of Director: Jacques P. Perold | Management | For | For | For | |||
| 1G. | Election of Director: Sandy C. Rattray | Management | For | For | For | |||
| 1H. | Election of Director: Linda H. Riefler | Management | For | For | For | |||
| 1I. | Election of Director: Marcus L. Smith | Management | For | For | For | |||
| 1J. | Election of Director: Paula Volent | Management | For | For | For | |||
| 2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | For | For | For | |||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | For |
| ROLLINS, INC. | ||||
| Security | 775711104 | Meeting Type | Annual | |
| Ticker Symbol | ROL | Meeting Date | 28-Apr-2020 | |
| ISIN | US7757111049 | Agenda | 935144408 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | R. Randall Rollins | For | For | For | |||||
| 2 | Henry B. Tippie | For | For | For | |||||
| 3 | James B. Williams | For | For | For | |||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. | Management | For | For | For | ||||
| 3. | To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. | Management | For | For | For | ||||
| W.W. GRAINGER, INC. | ||||
| Security | 384802104 | Meeting Type | Annual | |
| Ticker Symbol | GWW | Meeting Date | 29-Apr-2020 | |
| ISIN | US3848021040 | Agenda | 935142733 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Rodney C. Adkins | For | For | For | |||||
| 2 | Brian P. Anderson | For | For | For | |||||
| 3 | V. Ann Hailey | For | For | For | |||||
| 4 | Stuart L. Levenick | For | For | For | |||||
| 5 | D.G. Macpherson | For | For | For | |||||
| 6 | Neil S. Novich | For | For | For | |||||
| 7 | Beatriz R. Perez | For | For | For | |||||
| 8 | Michael J. Roberts | For | For | For | |||||
| 9 | E. Scott Santi | For | For | For | |||||
| 10 | Susan Slavik Williams | For | For | For | |||||
| 11 | Lucas E. Watson | For | For | For | |||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2020. | Management | For | For | For | ||||
| 3. | Say on Pay: To approve on a non-binding advisory basis the compensation of the Company's Named Executive Officers. | Management | For | For | For | ||||
| ELI LILLY AND COMPANY | ||||
| Security | 532457108 | Meeting Type | Annual | |
| Ticker Symbol | LLY | Meeting Date | 04-May-2020 | |
| ISIN | US5324571083 | Agenda | 935148937 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. L. Eskew | Management | For | For | For | |||
| 1B. | Election of Director: W. G. Kaelin, Jr. | Management | For | For | For | |||
| 1C. | Election of Director: D. A. Ricks | Management | For | For | For | |||
| 1D. | Election of Director: M. S. Runge | Management | For | For | For | |||
| 1E. | Election of Director: K. Walker | Management | For | For | For | |||
| 2. | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | Management | For | For | For | |||
| 3. | Ratification of Ernst & Young LLP as the independent auditor for 2020. | Management | For | For | For | |||
| 4. | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||
| 5. | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||
| 6. | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Against | Against | For | |||
| 7. | Shareholder proposal to publish a report on the effectiveness of the forced swim test. | Shareholder | Against | Against | For | |||
| 8. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | Against | For | |||
| 9. | Shareholder proposal on board diversity requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. | Shareholder | Against | Against | For | |||
| 10. | Shareholder proposal to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements. | Shareholder | Against | Against | For | |||
| 11. | Shareholder proposal to implement a bonus deferral policy. | Shareholder | Against | Against | For | |||
| 12. | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Against | Against | For |
| BAXTER INTERNATIONAL INC. | ||||
| Security | 071813109 | Meeting Type | Annual | |
| Ticker Symbol | BAX | Meeting Date | 05-May-2020 | |
| ISIN | US0718131099 | Agenda | 935147036 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: José (Joe) E. Almeida | Management | For | For | For | |||
| 1B. | Election of Director: Thomas F. Chen | Management | For | For | For | |||
| 1C. | Election of Director: John D. Forsyth | Management | For | For | For | |||
| 1D. | Election of Director: James R. Gavin III | Management | For | For | For | |||
| 1E. | Election of Director: Peter S. Hellman | Management | For | For | For | |||
| 1F. | Election of Director: Michael F. Mahoney | Management | For | For | For | |||
| 1G. | Election of Director: Patricia B. Morrison | Management | For | For | For | |||
| 1H. | Election of Director: Stephen N. Oesterle | Management | For | For | For | |||
| 1I. | Election of Director: Cathy R. Smith | Management | For | For | For | |||
| 1J. | Election of Director: Thomas T. Stallkamp | Management | For | For | For | |||
| 1K. | Election of Director: Albert P.L. Stroucken | Management | For | For | For | |||
| 1L. | Election of Director: Amy A. Wendell | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | Against | For | |||
| 5. | Stockholder Proposal - Right to Act by Written Consent | Shareholder | Against | Against | For |
| EXPEDITORS INT'L OF WASHINGTON, INC. | ||||
| Security | 302130109 | Meeting Type | Annual | |
| Ticker Symbol | EXPD | Meeting Date | 05-May-2020 | |
| ISIN | US3021301094 | Agenda | 935150639 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Robert R. Wright | Management | For | For | For | |||
| 1.2 | Election of Director: Glenn M. Alger | Management | For | For | For | |||
| 1.3 | Election of Director: Robert P. Carlile | Management | For | For | For | |||
| 1.4 | Election of Director: James M. DuBois | Management | For | For | For | |||
| 1.5 | Election of Director: Mark A. Emmert | Management | For | For | For | |||
| 1.6 | Election of Director: Diane H. Gulyas | Management | For | For | For | |||
| 1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | For | |||
| 1.8 | Election of Director: Liane J. Pelletier | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Approve Amendments to the 2017 Omnibus Incentive Plan | Management | For | For | For | |||
| 4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 5. | Shareholder Proposal: NYC Comptroller Proposal | Shareholder | Against | Against | For |
| AMERICAN EXPRESS COMPANY | ||||
| Security | 025816109 | Meeting Type | Annual | |
| Ticker Symbol | AXP | Meeting Date | 05-May-2020 | |
| ISIN | US0258161092 | Agenda | 935151439 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | For | |||
| 1B. | Election of Director for a term of one year: John J. Brennan | Management | For | For | For | |||
| 1C. | Election of Director for a term of one year: Peter Chernin | Management | For | For | For | |||
| 1D. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | For | |||
| 1E. | Election of Director for a term of one year: Anne Lauvergeon | Management | For | For | For | |||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | For | |||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | For | |||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | For | |||
| 1I. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | For | |||
| 1J. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | For | |||
| 1K. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | For | |||
| 1L. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | For | |||
| 1M. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | For | |||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | For | |||
| 4. | Approval of Amended and Restated Incentive Compensation Plan. | Management | For | For | For | |||
| 5. | Shareholder proposal relating to action by written consent. | Shareholder | Against | Against | For | |||
| 6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | Against | Against | For |
| WEST PHARMACEUTICAL SERVICES, INC. | ||||
| Security | 955306105 | Meeting Type | Annual | |
| Ticker Symbol | WST | Meeting Date | 05-May-2020 | |
| ISIN | US9553061055 | Agenda | 935152493 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Buthman | Management | For | For | For | |||
| 1B. | Election of Director: William F. Feehery | Management | For | For | For | |||
| 1C. | Election of Director: Robert Friel | Management | For | For | For | |||
| 1D. | Election of Director: Eric M. Green | Management | For | For | For | |||
| 1E. | Election of Director: Thomas W. Hofmann | Management | For | For | For | |||
| 1F. | Election of Director: Paula A. Johnson | Management | For | For | For | |||
| 1G. | Election of Director: Deborah L. V. Keller | Management | For | For | For | |||
| 1H. | Election of Director: Myla P. Lai-Goldman | Management | For | For | For | |||
| 1I. | Election of Director: Douglas A. Michels | Management | For | For | For | |||
| 1J. | Election of Director: Paolo Pucci | Management | For | For | For | |||
| 1K. | Election of Director: Patrick J. Zenner | Management | For | For | For | |||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 3. | To approve an amendement to Article 5 of our Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 100 million to 200 million. | Management | For | For | For | |||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | For |
| SKYWORKS SOLUTIONS, INC. | ||||
| Security | 83088M102 | Meeting Type | Annual | |
| Ticker Symbol | SWKS | Meeting Date | 06-May-2020 | |
| ISIN | US83088M1027 | Agenda | 935156516 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: David J. Aldrich | Management | For | For | For | |||
| 1B. | Election of Director: Alan S. Batey | Management | For | For | For | |||
| 1C. | Election of Director: Kevin L. Beebe | Management | For | For | For | |||
| 1D. | Election of Director: Timothy R. Furey | Management | For | For | For | |||
| 1E. | Election of Director: Liam K. Griffin | Management | For | For | For | |||
| 1F. | Election of Director: Christine King | Management | For | For | For | |||
| 1G. | Election of Director: David P. McGlade | Management | For | For | For | |||
| 1H. | Election of Director: Robert A. Schriesheim | Management | For | For | For | |||
| 1I. | Election of Director: Kimberly S. Stevenson | Management | For | For | For | |||
| 2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | For | |||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | For | |||
| 4. | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended. | Management | For | For | For | |||
| 5. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Management | For | For | For | |||
| 6. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Management | For | For | For | |||
| 7. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Management | For | For | For | |||
| 8. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. | Management | For | For | For | |||
| 9. | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Shareholder | Against | Against | For |
| IDEX CORPORATION | ||||
| Security | 45167R104 | Meeting Type | Annual | |
| Ticker Symbol | IEX | Meeting Date | 07-May-2020 | |
| ISIN | US45167R1041 | Agenda | 935153433 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | ANDREW K. SILVERNAIL | For | For | For | |||||
| 2 | KATRINA L. HELMKAMP | For | For | For | |||||
| 3 | MARK A. BECK | For | For | For | |||||
| 4 | CARL R. CHRISTENSON | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | ||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2020. | Management | For | For | For | ||||
| 4. | To consider a stockholder proposal regarding a report related to employee representation on the Company's Board of Directors, if properly presented at the meeting. | Shareholder | Against | Against | For | ||||
| ILLINOIS TOOL WORKS INC. | ||||
| Security | 452308109 | Meeting Type | Annual | |
| Ticker Symbol | ITW | Meeting Date | 08-May-2020 | |
| ISIN | US4523081093 | Agenda | 935153647 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Daniel J. Brutto | Management | For | For | For | |||
| 1B. | Election of Director: Susan Crown | Management | For | For | For | |||
| 1C. | Election of Director: James W. Griffith | Management | For | For | For | |||
| 1D. | Election of Director: Jay L. Henderson | Management | For | For | For | |||
| 1E. | Election of Director: Richard H. Lenny | Management | For | For | For | |||
| 1F. | Election of Director: E. Scott Santi | Management | For | For | For | |||
| 1G. | Election of Director: David B. Smith, Jr. | Management | For | For | For | |||
| 1H. | Election of Director: Pamela B. Strobel | Management | For | For | For | |||
| 1I. | Election of Director: Kevin M. Warren | Management | For | For | For | |||
| 1J. | Election of Director: Anré D. Williams | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | For | |||
| 4. | A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent. | Shareholder | Against | Against | For |
| CUMMINS INC. | ||||
| Security | 231021106 | Meeting Type | Annual | |
| Ticker Symbol | CMI | Meeting Date | 12-May-2020 | |
| ISIN | US2310211063 | Agenda | 935149028 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1) | Election of Director: N. Thomas Linebarger | Management | For | For | For | |||
| 2) | Election of Director: Robert J. Bernhard | Management | For | For | For | |||
| 3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | For | |||
| 4) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | For | |||
| 5) | Election of Director: Stephen B. Dobbs | Management | For | For | For | |||
| 6) | Election of Director: Robert K. Herdman | Management | For | For | For | |||
| 7) | Election of Director: Alexis M. Herman | Management | For | For | For | |||
| 8) | Election of Director: Thomas J. Lynch | Management | For | For | For | |||
| 9) | Election of Director: William I. Miller | Management | For | For | For | |||
| 10) | Election of Director: Georgia R. Nelson | Management | For | For | For | |||
| 11) | Election of Director: Karen H. Quintos | Management | For | For | For | |||
| 12) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | For | |||
| 13) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2020. | Management | For | For | For | |||
| 14) | The shareholder proposal regarding by-law amendments. | Shareholder | Against | Against | For |
| T. ROWE PRICE GROUP, INC. | ||||
| Security | 74144T108 | Meeting Type | Annual | |
| Ticker Symbol | TROW | Meeting Date | 12-May-2020 | |
| ISIN | US74144T1088 | Agenda | 935151819 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | For | |||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | For | |||
| 1C. | Election of Director: Dina Dublon | Management | For | For | For | |||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | For | |||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | For | |||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | For | |||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | For | |||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | For | |||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | For | |||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | |||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | For | |||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | To approve the 2020 Long-Term Incentive Plan. | Management | For | For | For | |||
| 5. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | Against | For |
| THE HERSHEY COMPANY | ||||
| Security | 427866108 | Meeting Type | Annual | |
| Ticker Symbol | HSY | Meeting Date | 12-May-2020 | |
| ISIN | US4278661081 | Agenda | 935159954 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | P. M. Arway | For | For | For | |||||
| 2 | J. W. Brown | For | For | For | |||||
| �� | 3 | M. G. Buck | For | For | For | ||||
| 4 | V. L. Crawford | For | For | For | |||||
| 5 | C. A. Davis | For | For | For | |||||
| 6 | M. K. Haben | For | For | For | |||||
| 7 | J. C. Katzman | For | For | For | |||||
| 8 | M. D. Koken | For | For | For | |||||
| 9 | R. M. Malcolm | For | For | For | |||||
| 10 | A. J. Palmer | For | For | For | |||||
| 11 | J. R. Perez | For | For | For | |||||
| 12 | W. L. Schoppert | For | For | For | |||||
13 | D. L. Shedlarz | For | For | For | |||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | For | ||||
| 3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | For | ||||
| CBOE GLOBAL MARKETS, INC. | ||||
| Security | 12503M108 | Meeting Type | Annual | |
| Ticker Symbol | CBOE | Meeting Date | 12-May-2020 | |
| ISIN | US12503M1080 | Agenda | 935171188 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Edward T. Tilly | Management | For | For | For | |||
| 1b. | Election of Director: Eugene S. Sunshine | Management | For | For | For | |||
| 1c. | Election of Director: William M. Farrow III | Management | For | For | For | |||
| 1d. | Election of Director: Edward J. Fitzpatrick | Management | For | For | For | |||
| 1e. | Election of Director: Janet P. Froetscher | Management | For | For | For | |||
| 1f. | Election of Director: Jill R. Goodman | Management | For | For | For | |||
| 1g. | Election of Director: Roderick A. Palmore | Management | For | For | For | |||
| 1h. | Election of Director: James E. Parisi | Management | For | For | For | |||
| 1i. | Election of Director: Joseph P. Ratterman | Management | For | For | For | |||
| 1j. | Election of Director: Michael L. Richter | Management | For | For | For | |||
| 1k. | Election of Director: Jill E. Sommers | Management | For | For | For | |||
| 1l. | Election of Director: Fredric J. Tomczyk | Management | For | For | For | |||
| 2. | Approve, in a non-binding resolution, the compensation paid to our executive officers. | Management | For | For | For | |||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| MASCO CORPORATION | ||||
| Security | 574599106 | Meeting Type | Annual | |
| Ticker Symbol | MAS | Meeting Date | 12-May-2020 | |
| ISIN | US5745991068 | Agenda | 935174805 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Keith J. Allman | Management | For | For | For | |||
| 1b. | Election of Director: J. Michael Losh | Management | For | For | For | |||
| 1c. | Election of Director: Christopher A. O'Herlihy | Management | For | For | For | |||
| 1d. | Election of Director: Charles K. Stevens, III | Management | For | For | For | |||
| 2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | For | |||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2020. | Management | For | For | For |
| S&P GLOBAL INC. | ||||
| Security | 78409V104 | Meeting Type | Annual | |
| Ticker Symbol | SPGI | Meeting Date | 13-May-2020 | |
| ISIN | US78409V1044 | Agenda | 935162064 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Marco Alverà | Management | For | For | For | |||
| 1B. | Election of Director: William J. Amelio | Management | For | For | For | |||
| 1C. | Election of Director: William D. Green | Management | For | For | For | |||
| 1D. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | For | |||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | For | |||
| 1G. | Election of Director: Monique F. Leroux | Management | For | For | For | |||
| 1H. | Election of Director: Maria R. Morris | Management | For | For | For | |||
| 1I. | Election of Director: Douglas L. Peterson | Management | For | For | For | |||
| 1J. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | |||
| 1K. | Election of Director: Kurt L. Schmoke | Management | For | For | For | |||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | For | |||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | For | |||
| 3. | Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. | Management | For | For | For | |||
| 4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | Management | For | For | For |
| XYLEM INC. | ||||
| Security | 98419M100 | Meeting Type | Annual | |
| Ticker Symbol | XYL | Meeting Date | 13-May-2020 | |
| ISIN | US98419M1009 | Agenda | 935165123 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | For | |||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | For | |||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | For | |||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | For | |||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | For | |||
| 1F. | Election of Director: Sten E. Jakobsson | Management | For | For | For | |||
| 1G. | Election of Director: Steven R. Loranger | Management | For | For | For | |||
| 1H. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | For | |||
| 1I. | Election of Director: Jerome A. Peribere | Management | For | For | For | |||
| 1J. | Election of Director: Markos I. Tambakeras | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||
| 4. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. | Shareholder | Against | Against | For |
| ROSS STORES, INC. | ||||
| Security | 778296103 | Meeting Type | Annual | |
| Ticker Symbol | ROST | Meeting Date | 20-May-2020 | |
| ISIN | US7782961038 | Agenda | 935168915 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Michael Balmuth | Management | For | For | For | |||
| 1B. | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | |||
| 1C. | Election of Director: Michael J. Bush | Management | For | For | For | |||
| 1D. | Election of Director: Norman A. Ferber | Management | For | For | For | |||
| 1E. | Election of Director: Sharon D. Garrett | Management | For | For | For | |||
| 1F. | Election of Director: Stephen D. Milligan | Management | For | For | For | |||
| 1G. | Election of Director: Patricia H. Mueller | Management | For | For | For | |||
| 1H. | Election of Director: George P. Orban | Management | For | For | For | |||
| 1I. | Election of Director: Gregory L. Quesnel | Management | For | For | For | |||
| 1J. | Election of Director: Larree M. Renda | Management | For | For | For | |||
| 1K. | Election of Director: Barbara Rentler | Management | For | For | For | |||
| 2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For | |||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | For |
| ZOETIS INC. | ||||
| Security | 98978V103 | Meeting Type | Annual | |
| Ticker Symbol | ZTS | Meeting Date | 20-May-2020 | |
| ISIN | US98978V1035 | Agenda | 935169905 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gregory Norden | Management | For | For | For | |||
| 1B. | Election of Director: Louise M. Parent | Management | For | For | For | |||
| 1C. | Election of Director: Kristin C. Peck | Management | For | For | For | |||
| 1D. | Election of Director: Robert W. Scully | Management | For | For | For | |||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | For | |||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Management | 1 Year | 1 Year | For | |||
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | For |
| AMPHENOL CORPORATION | ||||
| Security | 032095101 | Meeting Type | Annual | |
| Ticker Symbol | APH | Meeting Date | 20-May-2020 | |
| ISIN | US0320951017 | Agenda | 935185581 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Stanley L. Clark | Management | For | For | For | |||
| 1.2 | Election of Director: John D. Craig | Management | For | For | For | |||
| 1.3 | Election of Director: David P. Falck | Management | For | For | For | |||
| 1.4 | Election of Director: Edward G. Jepsen | Management | For | For | For | |||
| 1.5 | Election of Director: Robert A. Livingston | Management | For | For | For | |||
| 1.6 | Election of Director: Martin H. Loeffler | Management | For | For | For | |||
| 1.7 | Election of Director: R. Adam Norwitt | Management | For | For | For | |||
| 1.8 | Election of Director: Anne Clarke Wolff | Management | For | For | For | |||
| 2. | Ratification of Selection of Deloitte & Touche LLP as Independent Accountants of the Company | Management | For | For | For | |||
| 3. | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For | For | |||
| 4. | Stockholder Proposal: Make Shareholder Right to Call Special Meeting More Accessible | Shareholder | Against | Against | For |
| THE HOME DEPOT, INC. | ||||
| Security | 437076102 | Meeting Type | Annual | |
| Ticker Symbol | HD | Meeting Date | 21-May-2020 | |
| ISIN | US4370761029 | Agenda | 935172130 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For | |||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For | |||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For | |||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For | |||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For | |||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For | |||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For | |||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | |||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | Against | For | |||
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | Against | For | |||
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Against | Against | For |
| LENNOX INTERNATIONAL INC. | ||||
| Security | 526107107 | Meeting Type | Annual | |
| Ticker Symbol | LII | Meeting Date | 21-May-2020 | |
| ISIN | US5261071071 | Agenda | 935174057 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | DIRECTOR | Management | ||||||
| 1 Janet K. Cooper | For | For | For | |||||
| 2 John W. Norris, III | For | For | For | |||||
| 3 Karen M. Quintos | For | For | For | |||||
| 2. | Advisory vote to approve the compensation of the named executive officers as disclosed in our proxy statement. | Management | For | For | For | |||
| 3. | Ratifying the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| CDW CORP | ||||
| Security | 12514G108 | Meeting Type | Annual | |
| Ticker Symbol | CDW | Meeting Date | 21-May-2020 | |
| ISIN | US12514G1085 | Agenda | 935174324 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Steven W. Alesio | Management | For | For | For | |||
| 1b. | Election of Director: Barry K. Allen | Management | For | For | For | |||
| 1c. | Election of Director: Lynda M. Clarizio | Management | For | For | For | |||
| 1d. | Election of Director: Christine A. Leahy | Management | For | For | For | |||
| 1e. | Election of Director: David W. Nelms | Management | For | For | For | |||
| 1f. | Election of Director: Joseph R. Swedish | Management | For | For | For | |||
| 1g. | Election of Director: Donna F. Zarcone | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For |
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 26-May-2020 | |
| ISIN | US58933Y1055 | Agenda | 935176431 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Thomas R. Cech | Management | For | For | For | |||
| 1C. | Election of Director: Mary Ellen Coe | Management | For | For | For | |||
| 1D. | Election of Director: Pamela J. Craig | Management | For | For | For | |||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | For | |||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | For | |||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | For | |||
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | For | |||
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | For | |||
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | For | |||
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | For | |||
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | For | |||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | Against | For | |||
| 5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | Against | For |
| Investment Company Report | ||||
| SUNTRUST BANKS, INC. | ||||
| Security | 867914103 | Meeting Type | Special | |
| Ticker Symbol | STI | Meeting Date | 30-Jul-2019 | |
| ISIN | US8679141031 | Agenda | 935057655 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | To approve the Amended Agreement and Plan of Merger, dated as of February 7, 2019, as amended as of June 14, 2019 (as further amended from time to time, the "Merger Agreement"), by and between BB&T Corporation, a North Carolina corporation, and SunTrust Banks, Inc., a Georgia corporation ("SunTrust") (the "SunTrust merger proposal"). | Management | For | For | For | |||
| 2. | To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to SunTrust's named executive officers in connection with the transactions contemplated by the Merger Agreement. | Management | For | For | For | |||
| 3. | To adjourn the SunTrust special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, there are not sufficient votes to approve the SunTrust merger proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to holders of SunTrust common stock and holders of SunTrust preferred stock. | Management | For | For | For |
| NETAPP, INC | ||||
| Security | 64110D104 | Meeting Type | Annual | |
| Ticker Symbol | NTAP | Meeting Date | 12-Sep-2019 | |
| ISIN | US64110D1046 | Agenda | 935065436 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: T. Michael Nevens | Management | For | For | For | |||
| 1B. | Election of Director: Gerald Held | Management | For | For | For | |||
| 1C. | Election of Director: Kathryn M. Hill | Management | For | For | For | |||
| 1D. | Election of Director: Deborah L. Kerr | Management | For | For | For | |||
| 1E. | Election of Director: George Kurian | Management | For | For | For | |||
| 1F. | Election of Director: Scott F. Schenkel | Management | For | For | For | |||
| 1G. | Election of Director: George T. Shaheen | Management | For | For | For | |||
| 2. | To approve amendments to NetApp's Amended and Restated 1999 Stock Option Plan to increase the share reserve by an additional 4,000,000 shares of common stock and to approve a new 10-year term for the 1999 Stock Option Plan. | Management | For | For | For | |||
| 3. | To approve an amendment to NetApp's Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares of common stock. | Management | For | For | For | |||
| 4. | To hold an advisory vote to approve Named Executive Officer compensation. | Management | For | For | For | |||
| 5. | To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 24, 2020. | Management | For | For | For |
| NIKE, INC. | ||||
| Security | 654106103 | Meeting Type | Annual | |
| Ticker Symbol | NKE | Meeting Date | 19-Sep-2019 | |
| ISIN | US6541061031 | Agenda | 935066298 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Alan B. Graf, Jr. | For | For | For | ||||||
| 2 | Peter B. Henry | For | For | For | ||||||
| 3 | Michelle A. Peluso | For | For | For | ||||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | For | |||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | |||||
| CINTAS CORPORATION | ||||
| Security | 172908105 | Meeting Type | Annual | |
| Ticker Symbol | CTAS | Meeting Date | 29-Oct-2019 | |
| ISIN | US1729081059 | Agenda | 935080793 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gerald S. Adolph | Management | For | For | For | |||
| 1B. | Election of Director: John F. Barrett | Management | For | For | For | |||
| 1C. | Election of Director: Melanie W. Barstad | Management | For | For | For | |||
| 1D. | Election of Director: Karen L. Carnahan | Management | For | For | For | |||
| 1E. | Election of Director: Robert E. Coletti | Management | For | For | For | |||
| 1F. | Election of Director: Scott D. Farmer | Management | For | For | For | |||
| 1G. | Election of Director: James J. Johnson | Management | For | For | For | |||
| 1H. | Election of Director: Joseph Scaminace | Management | For | For | For | |||
| 1I. | Election of Director: Ronald W. Tysoe | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||
| 3. | To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||
| 4. | A shareholder proposal requesting the Company provide an annual report on political contributions, if properly presented at the meeting. | Shareholder | Against | Against | For |
| LAM RESEARCH CORPORATION | ||||
| Security | 512807108 | Meeting Type | Annual | |
| Ticker Symbol | LRCX | Meeting Date | 05-Nov-2019 | |
| ISIN | US5128071082 | Agenda | 935081959 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Sohail U. Ahmed | For | For | For | ||||||
| 2 | Timothy M. Archer | For | For | For | ||||||
| 3 | Eric K. Brandt | For | For | For | ||||||
| 4 | Michael R. Cannon | For | For | For | ||||||
| 5 | Youssef A. El-Mansy | For | For | For | ||||||
| 6 | Catherine P. Lego | For | For | For | ||||||
| 7 | Bethany J. Mayer | For | For | For | ||||||
| 8 | Abhijit Y. Talwalkar | For | For | For | ||||||
| 9 | Lih Shyng (Rick L) Tsai | For | For | For | ||||||
| 10 | Leslie F. Varon | For | For | For | ||||||
| 2. | Advisory vote to approve the compensation of the named executive officers of Lam Research, or "Say on Pay." | Management | For | For | For | |||||
| 3. | Ratification of the appointment of the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||||
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||
| Security | 11133T103 | Meeting Type | Annual | |
| Ticker Symbol | BR | Meeting Date | 14-Nov-2019 | |
| ISIN | US11133T1034 | Agenda | 935086226 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | For | |||
| 1C. | Election of Director: Richard J. Daly | Management | For | For | For | |||
| 1D. | Election of Director: Robert N. Duelks | Management | For | For | For | |||
| 1E. | Election of Director: Timothy C. Gokey | Management | For | For | For | |||
| 1F. | Election of Director: Brett A. Keller | Management | For | For | For | |||
| 1G. | Election of Director: Maura A. Markus | Management | For | For | For | |||
| 1H. | Election of Director: Thomas J. Perna | Management | For | For | For | |||
| 1I. | Election of Director: Alan J. Weber | Management | For | For | For | |||
| 1J. | Election of Director: Amit K. Zavery | Management | For | For | For | |||
| 2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | For | For | For | |||
| 3) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. | Management | For | For | For |
| JACK HENRY & ASSOCIATES, INC. | ||||
| Security | 426281101 | Meeting Type | Annual | |
| Ticker Symbol | JKHY | Meeting Date | 14-Nov-2019 | |
| ISIN | US4262811015 | Agenda | 935090201 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | M. Flanigan | For | For | For | ||||||
| 2 | J. Prim | For | For | For | ||||||
| 3 | T. Wilson | For | For | For | ||||||
| 4 | J. Fiegel | For | For | For | ||||||
| 5 | T. Wimsett | For | For | For | ||||||
| 6 | L. Kelly | For | For | For | ||||||
| 7 | S. Miyashiro | For | For | For | ||||||
| 8 | W. Brown | For | For | For | ||||||
| 9 | D. Foss | For | For | For | ||||||
| 2. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | For | For | For | |||||
| 3. | To ratify the selection of the Company's independent registered public accounting firm. | Management | For | For | For | |||||
| THE ESTEE LAUDER COMPANIES INC. | ||||
| Security | 518439104 | Meeting Type | Annual | |
| Ticker Symbol | EL | Meeting Date | 15-Nov-2019 | |
| ISIN | US5184391044 | Agenda | 935082038 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Class II Director: Ronald S. Lauder Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1B. | Election of Class II Director: William P. Lauder Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1C. | Election of Class II Director: Richard D. Parsons Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1D. | Election of Class II Director: Lynn Forester de Rothschild Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1E. | Election of Class II Director: Jennifer Tejada Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 1F. | Election of Class II Director: Richard F. Zannino Please note an Abstain Vote means a Withhold vote against this director. | Management | For | For | For | |||
| 2. | Ratification of appointment of KPMG LLP as independent auditors for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 4. | Approval of The Estée Lauder Companies Inc. Amended and Restated Fiscal 2002 Share Incentive Plan. | Management | For | For | For |
| FACTSET RESEARCH SYSTEMS INC. | ||||
| Security | 303075105 | Meeting Type | Annual | |
| Ticker Symbol | FDS | Meeting Date | 19-Dec-2019 | |
| ISIN | US3030751057 | Agenda | 935097851 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | ELECTION OF DIRECTOR: F. Philip Snow | Management | For | For | For | |||
| 1.2 | ELECTION OF DIRECTOR: Sheila B. Jordan | Management | For | For | For | |||
| 1.3 | ELECTION OF DIRECTOR: James J. McGonigle | Management | For | For | For | |||
| 2. | TO RATIFY THE APPOINTMENT OF THE ACCOUNTING FIRM OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING AUGUST 31, 2020. | Management | For | For | For | |||
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | For | For | For |
| UGI CORPORATION | ||||
| Security | 902681105 | Meeting Type | Annual | |
| Ticker Symbol | UGI | Meeting Date | 22-Jan-2020 | |
| ISIN | US9026811052 | Agenda | 935114051 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. S. Bort | Management | For | For | For | |||
| 1B. | Election of Director: T. A. Dosch | Management | For | For | For | |||
| 1C. | Election of Director: A. N. Harris | Management | For | For | For | |||
| 1D. | Election of Director: F. S. Hermance | Management | For | For | For | |||
| 1E. | Election of Director: W. J. Marrazzo | Management | For | For | For | |||
| 1F. | Election of Director: K. A. Romano | Management | For | For | For | |||
| 1G. | Election of Director: M. O. Schlanger | Management | For | For | For | |||
| 1H. | Election of Director: J. B. Stallings, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: K. R. Turner | Management | For | For | For | |||
| 1J. | Election of Director: J. L. Walsh | Management | For | For | For | |||
| 2. | Proposal to approve resolution on executive compensation. | Management | For | For | For | |||
| 3. | Proposal to ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | For | For | For |
| GOLDMAN SACHS TRUST | ||||
| Security | 38141W273 | Meeting Type | Special | |
| Ticker Symbol | FGTXX | Meeting Date | 23-Jan-2020 | |
| ISIN | US38141W2733 | Agenda | 935102753 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Dwight L. Bush | For | For | For | ||||||
| 2 | Kathryn A. Cassidy | For | For | For | ||||||
| 3 | Joaquin Delgado | For | For | For | ||||||
| 4 | Gregory G. Weaver | For | For | For | ||||||
| INTUIT INC. | ||||
| Security | 461202103 | Meeting Type | Annual | |
| Ticker Symbol | INTU | Meeting Date | 23-Jan-2020 | |
| ISIN | US4612021034 | Agenda | 935113693 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Eve Burton | Management | For | For | For | |||
| 1B. | Election of Director: Scott D. Cook | Management | For | For | For | |||
| 1C. | Election of Director: Richard L. Dalzell | Management | For | For | For | |||
| 1D. | Election of Director: Sasan K. Goodarzi | Management | For | For | For | |||
| 1E. | Election of Director: Deborah Liu | Management | For | For | For | |||
| 1F. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1G. | Election of Director: Dennis D. Powell | Management | For | For | For | |||
| 1H. | Election of Director: Brad D. Smith | Management | For | For | For | |||
| 1I. | Election of Director: Thomas Szkutak | Management | For | For | For | |||
| 1J. | Election of Director: Raul Vazquez | Management | For | For | For | |||
| 1K. | Election of Director: Jeff Weiner | Management | For | For | For | |||
| 2. | Advisory vote to approve Intuit's executive compensation (say-on-pay). | Management | For | For | For | |||
| 3. | Ratification of the selection of Ernst & Young LLP as Intuit's independent registered public accounting firm for the fiscal year ending July 31, 2020. | Management | For | For | For | |||
| 4. | Stockholder proposal to adopt a mandatory arbitration bylaw. | Shareholder | Against | Against | For |
| VISA INC. | ||||
| Security | 92826C839 | Meeting Type | Annual | |
| Ticker Symbol | V | Meeting Date | 28-Jan-2020 | |
| ISIN | US92826C8394 | Agenda | 935113807 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | For | |||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | For | |||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | |||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Ramon L. Laguarta | Management | For | For | For | |||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | For | |||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | For | |||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For | |||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1J. | Election of Director: John A. C. Swainson | Management | For | For | For | |||
| 1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | |||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| WALGREENS BOOTS ALLIANCE, INC. | ||||
| Security | 931427108 | Meeting Type | Annual | |
| Ticker Symbol | WBA | Meeting Date | 30-Jan-2020 | |
| ISIN | US9314271084 | Agenda | 935114823 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: José E. Almeida | Management | For | For | For | |||
| 1B. | Election of Director: Janice M. Babiak | Management | For | For | For | |||
| 1C. | Election of Director: David J. Brailer | Management | For | For | For | |||
| 1D. | Election of Director: William C. Foote | Management | For | For | For | |||
| 1E. | Election of Director: Ginger L. Graham | Management | For | For | For | |||
| 1F. | Election of Director: John A. Lederer | Management | For | For | For | |||
| 1G. | Election of Director: Dominic P. Murphy | Management | For | For | For | |||
| 1H. | Election of Director: Stefano Pessina | Management | For | For | For | |||
| 1I. | Election of Director: Nancy M. Schlichting | Management | For | For | For | |||
| 1J. | Election of Director: James A. Skinner | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for fiscal year 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 4. | Stockholder proposal requesting an independent Board Chairman. | Shareholder | Against | Against | For | |||
| 5. | Proposal Withdrawn | Shareholder | Against | None | ||||
| 6. | Stockholder proposal regarding the ownership threshold for calling special meetings of stockholders. | Shareholder | Against | Against | For |
| ROCKWELL AUTOMATION, INC. | ||||
| Security | 773903109 | Meeting Type | Annual | |
| Ticker Symbol | ROK | Meeting Date | 04-Feb-2020 | |
| ISIN | US7739031091 | Agenda | 935116120 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| A. | DIRECTOR | Management | |||||||
| 1 | Steven R. Kalmanson | For | For | For | |||||
| 2 | James P. Keane | For | For | For | |||||
| 3 | Pam Murphy | For | For | For | |||||
| 4 | Donald R. Parfet | For | For | For | |||||
| B. | To approve, on an advisory basis, the compensation of the Corporation's named executive officers. | Management | For | For | For | ||||
| C. | To approve the selection of Deloitte & Touche LLP as the Corporation's independent registered public accounting firm. | Management | For | For | For | ||||
| D. | To approve the Rockwell Automation, Inc. 2020 Long-Term Incentives Plan. | Management | For | For | For | ||||
| NORDSON CORPORATION | ||||
| Security | 655663102 | Meeting Type | Annual | |
| Ticker Symbol | NDSN | Meeting Date | 25-Feb-2020 | |
| ISIN | US6556631025 | Agenda | 935123719 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Sundaram Nagarajan | For | For | For | |||||
| 2 | Ginger M. Jones | For | For | For | |||||
| 3 | Joseph P. Keithley | For | For | For | |||||
| 4 | Michael J. Merriman, Jr | For | For | For | |||||
| 5 | Mary G. Puma | For | For | For | |||||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | For | ||||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | ||||
| HEICO CORPORATION | ||||
| Security | 422806208 | Meeting Type | Annual | |
| Ticker Symbol | HEIA | Meeting Date | 20-Mar-2020 | |
| ISIN | US4228062083 | Agenda | 935128973 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Thomas M. Culligan | For | For | For | |||||
| 2 | Adolfo Henriques | For | For | For | |||||
| 3 | Mark H. Hildebrandt | For | For | For | |||||
| 4 | Eric A. Mendelson | For | For | For | |||||
| 5 | Laurans A. Mendelson | For | For | For | |||||
| 6 | Victor H. Mendelson | For | For | For | |||||
| 7 | Julie Neitzel | For | For | For | |||||
| 8 | Dr. Alan Schriesheim | For | For | For | |||||
| 9 | Frank J. Schwitter | For | For | For | |||||
| 2. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | Management | For | For | For | ||||
| 3. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING OCTOBER 31, 2020. | Management | For | For | For | ||||
| AGILENT TECHNOLOGIES, INC. | ||||
| Security | 00846U101 | Meeting Type | Annual | |
| Ticker Symbol | A | Meeting Date | 17-Apr-2020 | |
| ISIN | US00846U1016 | Agenda | 935127313 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director for a three-year term: Heidi Kunz | Management | For | For | For | |||
| 1.2 | Election of Director for a three-year term: Sue H. Rataj | Management | For | For | For | |||
| 1.3 | Election of Director for a three-year term: George A. Scangos, Ph.D. | Management | For | For | For | |||
| 1.4 | Election of Director for a three-year term: Dow R. Wilson | Management | For | For | For | |||
| 2. | To approve the Agilent Technologies, Inc. 2020 Employee Stock Purchase Plan. | Management | For | For | For | |||
| 3. | To approve, on a non-binding advisory basis, the compensation of Agilent's named executive officers. | Management | For | For | For | |||
| 4. | To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm. | Management | For | For | For |
| DOMINO'S PIZZA, INC. | ||||
| Security | 25754A201 | Meeting Type | Annual | |
| Ticker Symbol | DPZ | Meeting Date | 21-Apr-2020 | |
| ISIN | US25754A2015 | Agenda | 935138986 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | David A. Brandon | For | For | For | |||||
| 2 | Richard E. Allison, Jr. | For | For | For | |||||
| 3 | C. Andrew Ballard | For | For | For | |||||
| 4 | Andrew B. Balson | For | For | For | |||||
| 5 | Corie S. Barry | For | For | For | |||||
| 6 | Diana F. Cantor | For | For | For | |||||
| 7 | Richard L. Federico | For | For | For | |||||
| 8 | James A. Goldman | For | For | For | |||||
| 9 | Patricia E. Lopez | For | For | For | |||||
| 2. | Ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2020 fiscal year. | Management | For | For | For | ||||
| 3. | Advisory vote to approve the compensation of the named executive officers of the Company. | Management | For | For | For | ||||
| MOODY'S CORPORATION | ||||
| Security | 615369105 | Meeting Type | Annual | |
| Ticker Symbol | MCO | Meeting Date | 21-Apr-2020 | |
| ISIN | US6153691059 | Agenda | 935140563 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Basil L. Anderson | Management | For | For | For | |||
| 1B. | Election of Director: Jorge A. Bermudez | Management | For | For | For | |||
| 1C. | Election of Director: Thérèse Esperdy | Management | For | For | For | |||
| 1D. | Election of Director: Vincent A. Forlenza | Management | For | For | For | |||
| 1E. | Election of Director: Kathryn M. Hill | Management | For | For | For | |||
| 1F. | Election of Director: Raymond W. McDaniel, Jr. | Management | For | For | For | |||
| 1G. | Election of Director: Henry A. McKinnell, Jr., Ph.D. | Management | For | For | For | |||
| 1H. | Election of Director: Leslie F. Seidman | Management | For | For | For | |||
| 1I. | Election of Director: Bruce Van Saun | Management | For | For | For | |||
| 2A. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for stockholder approval of future amendments to the Certificate of Incorporation and By- Laws. | Management | For | For | For | |||
| 2B. | Amendment to the Certificate of Incorporation to remove supermajority voting standard to remove directors. | Management | For | For | For | |||
| 2C. | Amendment to the Certificate of Incorporation to remove supermajority voting standards for filling open board seats at statutorily required special meetings. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for 2020. | Management | For | For | For | |||
| 4. | Advisory resolution approving executive compensation. | Management | For | For | For |
| HUMANA INC. | ||||
| Security | 444859102 | Meeting Type | Annual | |
| Ticker Symbol | HUM | Meeting Date | 23-Apr-2020 | |
| ISIN | US4448591028 | Agenda | 935136211 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Kurt J. Hilzinger | Management | For | For | For | |||
| 1B. | Election of Director: Frank J. Bisignano | Management | For | For | For | |||
| 1C. | Election of Director: Bruce D. Broussard | Management | For | For | For | |||
| 1D. | Election of Director: Frank A. D'Amelio | Management | For | For | For | |||
| 1E. | Election of Director: W. Roy Dunbar | Management | For | For | For | |||
| 1F. | Election of Director: Wayne A. I. Frederick, M.D. | Management | For | For | For | |||
| 1G. | Election of Director: John W. Garratt | Management | For | For | For | |||
| 1H. | Election of Director: David A. Jones, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: Karen W. Katz | Management | For | For | For | |||
| 1J. | Election of Director: William J. McDonald | Management | For | For | For | |||
| 1K. | Election of Director: James J. O'Brien | Management | For | For | For | |||
| 1L. | Election of Director: Marissa T. Peterson | Management | For | For | For | |||
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | For | For | For | |||
| 3. | Non-binding advisory vote for the approval of the compensation of the named executive officers as disclosed in the 2020 proxy statement. | Management | For | For | For |
| JOHNSON & JOHNSON | ||||
| Security | 478160104 | Meeting Type | Annual | |
| Ticker Symbol | JNJ | Meeting Date | 23-Apr-2020 | |
| ISIN | US4781601046 | Agenda | 935137934 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mary C. Beckerle | Management | For | For | For | |||
| 1B. | Election Of Director: D. Scott Davis | Management | For | For | For | |||
| 1C. | Election of Director: Ian E. L. Davis | Management | For | For | For | |||
| 1D. | Election of Director: Jennifer A. Doudna | Management | For | For | For | |||
| 1E. | Election of Director: Alex Gorsky | Management | For | For | For | |||
| 1F. | Election of Director: Marillyn A. Hewson | Management | For | For | For | |||
| 1G. | Election of Director: Hubert Joly | Management | For | For | For | |||
| 1H. | Election of Director: Mark B. McClellan | Management | For | For | For | |||
| 1I. | Election of Director: Anne M. Mulcahy | Management | For | For | For | |||
| 1J. | Election of Director: Charles Prince | Management | For | For | For | |||
| 1K. | Election of Director: A. Eugene Washington | Management | For | For | For | |||
| 1L. | Election of Director: Mark A. Weinberger | Management | For | For | For | |||
| 1M. | Election of Director: Ronald A. Williams | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | For | For | For | |||
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 4. | Amendment to the Restated Certificate of Incorporation to Permit Removal of Directors Without Cause. | Management | For | For | For | |||
| 5. | Independent Board Chair | Shareholder | Against | Against | For | |||
| 6. | Report on Governance of Opioids-Related Risks | Shareholder | Against | Against | For |
| TEXAS INSTRUMENTS INCORPORATED | ||||
| Security | 882508104 | Meeting Type | Annual | |
| Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | |
| ISIN | US8825081040 | Agenda | 935138722 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | |||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | |||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | |||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | |||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | |||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | |||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For | |||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For | |||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For |
| L3HARRIS TECHNOLOGIES INC. | ||||
| Security | 502431109 | Meeting Type | Annual | |
| Ticker Symbol | LHX | Meeting Date | 24-Apr-2020 | |
| ISIN | US5024311095 | Agenda | 935144852 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Sallie B. Bailey | Management | For | For | For | |||
| 1B. | Election of Director: William M. Brown | Management | For | For | For | |||
| 1C. | Election of Director: Peter W. Chiarelli | Management | For | For | For | |||
| 1D. | Election of Director: Thomas A. Corcoran | Management | For | For | For | |||
| 1E. | Election of Director: Thomas A. Dattilo | Management | For | For | For | |||
| 1F. | Election of Director: Roger B. Fradin | Management | For | For | For | |||
| 1G. | Election of Director: Lewis Hay III | Management | For | For | For | |||
| 1H. | Election of Director: Lewis Kramer | Management | For | For | For | |||
| 1I. | Election of Director: Christopher E. Kubasik | Management | For | For | For | |||
| 1J. | Election of Director: Rita S. Lane | Management | For | For | For | |||
| 1K. | Election of Director: Robert B. Millard | Management | For | For | For | |||
| 1L. | Election of Director: Lloyd W. Newton | Management | For | For | For | |||
| 2. | Approval, in an Advisory Vote, of the Compensation of Named Executive Officers as Disclosed in the Proxy Statement | Management | For | For | For | |||
| 3. | Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020 | Management | For | For | For | |||
| 4. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Supermajority Voting and "Fair Price" Requirements for Business Combinations Involving Interested Shareholders | Management | For | For | For | |||
| 5. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the "Anti-Greenmail" Provision | Management | For | For | For | |||
| 6. | Approval of an Amendment to Our Restated Certificate of Incorporation to Eliminate the Cumulative Voting Provision that Applies When We Have a 40% Shareholder | Management | For | For | For | |||
| 7. | Shareholder Proposal to Permit the Ability of Shareholders to Act by Written Consent | Shareholder | Against | Against | For |
| FASTENAL COMPANY | ||||
| Security | 311900104 | Meeting Type | Annual | |
| Ticker Symbol | FAST | Meeting Date | 25-Apr-2020 | |
| ISIN | US3119001044 | Agenda | 935137667 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Willard D. Oberton | Management | For | For | For | |||
| 1B. | Election of Director: Michael J. Ancius | Management | For | For | For | |||
| 1C. | Election of Director: Michael J. Dolan | Management | For | For | For | |||
| 1D. | Election of Director: Stephen L. Eastman | Management | For | For | For | |||
| 1E. | Election of Director: Daniel L. Florness | Management | For | For | For | |||
| 1F. | Election of Director: Rita J. Heise | Management | For | For | For | |||
| 1G. | Election of Director: Daniel L. Johnson | Management | For | For | For | |||
| 1H. | Election of Director: Nicholas J. Lundquist | Management | For | For | For | |||
| 1I. | Election of Director: Scott A. Satterlee | Management | For | For | For | |||
| 1J. | Election of Director: Reyne K. Wisecup | Management | For | For | For | |||
| 2. | Ratification of the appointment of KPMG LLP as independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | |||
| 3. | Approval, by non-binding vote, of executive compensation. | Management | For | For | For | |||
| 4. | A shareholder proposal related to diversity reporting. | Shareholder | Against | Against | For |
| HONEYWELL INTERNATIONAL INC. | ||||
| Security | 438516106 | Meeting Type | Annual | |
| Ticker Symbol | HON | Meeting Date | 27-Apr-2020 | |
| ISIN | US4385161066 | Agenda | 935137794 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Darius Adamczyk | Management | For | For | For | |||
| 1B. | Election of Director: Duncan B. Angove | Management | For | For | For | |||
| 1C. | Election of Director: William S. Ayer | Management | For | For | For | |||
| 1D. | Election of Director: Kevin Burke | Management | For | For | For | |||
| 1E. | Election of Director: D. Scott Davis | Management | For | For | For | |||
| 1F. | Election of Director: Linnet F. Deily | Management | For | For | For | |||
| 1G. | Election of Director: Deborah Flint | Management | For | For | For | |||
| 1H. | Election of Director: Judd Gregg | Management | For | For | For | |||
| 1I. | Election of Director: Clive Hollick | Management | For | For | For | |||
| 1J. | Election of Director: Grace D. Lieblein | Management | For | For | For | |||
| 1K. | Election of Director: Raymond T. Odierno | Management | For | For | For | |||
| 1L. | Election of Director: George Paz | Management | For | For | For | |||
| 1M. | Election of Director: Robin L. Washington | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Executive Compensation. | Management | For | For | For | |||
| 3. | Approval of Independent Accountants. | Management | For | For | For | |||
| 4. | Let Shareholders Vote on Bylaw Amendments. | Shareholder | Against | Against | For | |||
| 5. | Report on Lobbying Activities and Expenditures. | Shareholder | Against | Against | For |
| MSCI INC. | ||||
| Security | 55354G100 | Meeting Type | Annual | |
| Ticker Symbol | MSCI | Meeting Date | 28-Apr-2020 | |
| ISIN | US55354G1004 | Agenda | 935138518 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Henry A. Fernandez | Management | For | For | For | |||
| 1B. | Election of Director: Robert G. Ashe | Management | For | For | For | |||
| 1C. | Election of Director: Benjamin F. duPont | Management | For | For | For | |||
| 1D. | Election of Director: Wayne Edmunds | Management | For | For | For | |||
| 1E. | Election of Director: Catherine R. Kinney | Management | For | For | For | |||
| 1F. | Election of Director: Jacques P. Perold | Management | For | For | For | |||
| 1G. | Election of Director: Sandy C. Rattray | Management | For | For | For | |||
| 1H. | Election of Director: Linda H. Riefler | Management | For | For | For | |||
| 1I. | Election of Director: Marcus L. Smith | Management | For | For | For | |||
| 1J. | Election of Director: Paula Volent | Management | For | For | For | |||
| 2. | To approve, by non-binding vote, our executive compensation, as described in these proxy materials. | Management | For | For | For | |||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent auditor. | Management | For | For | For |
| ROLLINS, INC. | ||||
| Security | 775711104 | Meeting Type | Annual | |
| Ticker Symbol | ROL | Meeting Date | 28-Apr-2020 | |
| ISIN | US7757111049 | Agenda | 935144408 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | R. Randall Rollins | For | For | For | ||||||
| 2 | Henry B. Tippie | For | For | For | ||||||
| 3 | James B. Williams | For | For | For | ||||||
| 2. | To ratify the appointment of Grant Thornton LLP as independent registered public accounting firm of the Company for fiscal year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | To hold a nonbinding advisory vote to approve executive compensation as disclosed in these materials. | Management | For | For | For | |||||
| W.W. GRAINGER, INC. | ||||
| Security | 384802104 | Meeting Type | Annual | |
| Ticker Symbol | GWW | Meeting Date | 29-Apr-2020 | |
| ISIN | US3848021040 | Agenda | 935142733 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Rodney C. Adkins | For | For | For | ||||||
| 2 | Brian P. Anderson | For | For | For | ||||||
| 3 | V. Ann Hailey | For | For | For | ||||||
| 4 | Stuart L. Levenick | For | For | For | ||||||
| 5 | D.G. Macpherson | For | For | For | ||||||
| 6 | Neil S. Novich | For | For | For | ||||||
| 7 | Beatriz R. Perez | For | For | For | ||||||
| 8 | Michael J. Roberts | For | For | For | ||||||
| 9 | E. Scott Santi | For | For | For | ||||||
| 10 | Susan Slavik Williams | For | For | For | ||||||
| 11 | Lucas E. Watson | For | For | For | ||||||
| 2. | Proposal to ratify the appointment of Ernst & Young LLP as independent auditor for the year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | Say on Pay: To approve on a non-binding advisory basis the compensation of the Company's Named Executive Officers. | Management | For | For | For | |||||
| ELI LILLY AND COMPANY | ||||
| Security | 532457108 | Meeting Type | Annual | |
| Ticker Symbol | LLY | Meeting Date | 04-May-2020 | |
| ISIN | US5324571083 | Agenda | 935148937 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. L. Eskew | Management | For | For | For | |||
| 1B. | Election of Director: W. G. Kaelin, Jr. | Management | For | For | For | |||
| 1C. | Election of Director: D. A. Ricks | Management | For | For | For | |||
| 1D. | Election of Director: M. S. Runge | Management | For | For | For | |||
| 1E. | Election of Director: K. Walker | Management | For | For | For | |||
| 2. | Approval, by non-binding vote, of the compensation paid to the company's named executive officers. | Management | For | For | For | |||
| 3. | Ratification of Ernst & Young LLP as the independent auditor for 2020. | Management | For | For | For | |||
| 4. | Approve amendments to the Articles of Incorporation to eliminate the classified board structure. | Management | For | For | For | |||
| 5. | Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions. | Management | For | For | For | |||
| 6. | Shareholder proposal to disclose direct and indirect lobbying activities and expenditures. | Shareholder | Against | Against | For | |||
| 7. | Shareholder proposal to publish a report on the effectiveness of the forced swim test. | Shareholder | Against | Against | For | |||
| 8. | Shareholder proposal to amend the bylaws to require an independent board chair. | Shareholder | Against | Against | For | |||
| 9. | Shareholder proposal on board diversity requesting disclosures of specific minimum qualifications and board nominee skills, experience, and ideological perspective. | Shareholder | Against | Against | For | |||
| 10. | Shareholder proposal to publish feasibility report on incorporating public concern over drug prices into senior executive compensation arrangements. | Shareholder | Against | Against | For | |||
| 11. | Shareholder proposal to implement a bonus deferral policy. | Shareholder | Against | Against | For | |||
| 12. | Shareholder proposal to disclose clawbacks on executive incentive compensation due to misconduct. | Shareholder | Against | Against | For |
| BAXTER INTERNATIONAL INC. | ||||
| Security | 071813109 | Meeting Type | Annual | |
| Ticker Symbol | BAX | Meeting Date | 05-May-2020 | |
| ISIN | US0718131099 | Agenda | 935147036 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: José (Joe) E. Almeida | Management | For | For | For | |||
| 1B. | Election of Director: Thomas F. Chen | Management | For | For | For | |||
| 1C. | Election of Director: John D. Forsyth | Management | For | For | For | |||
| 1D. | Election of Director: James R. Gavin III | Management | For | For | For | |||
| 1E. | Election of Director: Peter S. Hellman | Management | For | For | For | |||
| 1F. | Election of Director: Michael F. Mahoney | Management | For | For | For | |||
| 1G. | Election of Director: Patricia B. Morrison | Management | For | For | For | |||
| 1H. | Election of Director: Stephen N. Oesterle | Management | For | For | For | |||
| 1I. | Election of Director: Cathy R. Smith | Management | For | For | For | |||
| 1J. | Election of Director: Thomas T. Stallkamp | Management | For | For | For | |||
| 1K. | Election of Director: Albert P.L. Stroucken | Management | For | For | For | |||
| 1L. | Election of Director: Amy A. Wendell | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Ratification of Appointment of Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 4. | Stockholder Proposal - Independent Board Chairman | Shareholder | Against | Against | For | |||
| 5. | Stockholder Proposal - Right to Act by Written Consent | Shareholder | Against | Against | For |
| EXPEDITORS INT'L OF WASHINGTON, INC. | ||||
| Security | 302130109 | Meeting Type | Annual | |
| Ticker Symbol | EXPD | Meeting Date | 05-May-2020 | |
| ISIN | US3021301094 | Agenda | 935150639 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Robert R. Wright | Management | For | For | For | |||
| 1.2 | Election of Director: Glenn M. Alger | Management | For | For | For | |||
| 1.3 | Election of Director: Robert P. Carlile | Management | For | For | For | |||
| 1.4 | Election of Director: James M. DuBois | Management | For | For | For | |||
| 1.5 | Election of Director: Mark A. Emmert | Management | For | For | For | |||
| 1.6 | Election of Director: Diane H. Gulyas | Management | For | For | For | |||
| 1.7 | Election of Director: Jeffrey S. Musser | Management | For | For | For | |||
| 1.8 | Election of Director: Liane J. Pelletier | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Approve Amendments to the 2017 Omnibus Incentive Plan | Management | For | For | For | |||
| 4. | Ratification of Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 5. | Shareholder Proposal: NYC Comptroller Proposal | Shareholder | Against | Against | For |
| AMERICAN EXPRESS COMPANY | ||||
| Security | 025816109 | Meeting Type | Annual | |
| Ticker Symbol | AXP | Meeting Date | 05-May-2020 | |
| ISIN | US0258161092 | Agenda | 935151439 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | For | |||
| 1B. | Election of Director for a term of one year: John J. Brennan | Management | For | For | For | |||
| 1C. | Election of Director for a term of one year: Peter Chernin | Management | For | For | For | |||
| 1D. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | For | |||
| 1E. | Election of Director for a term of one year: Anne Lauvergeon | Management | For | For | For | |||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | For | |||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | For | |||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | For | |||
| 1I. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | For | |||
| 1J. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | For | |||
| 1K. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | For | |||
| 1L. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | For | |||
| 1M. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | For | |||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | For | |||
| 4. | Approval of Amended and Restated Incentive Compensation Plan. | Management | For | For | For | |||
| 5. | Shareholder proposal relating to action by written consent. | Shareholder | Against | Against | For | |||
| 6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | Against | Against | For |
| WEST PHARMACEUTICAL SERVICES, INC. | ||||
| Security | 955306105 | Meeting Type | Annual | |
| Ticker Symbol | WST | Meeting Date | 05-May-2020 | |
| ISIN | US9553061055 | Agenda | 935152493 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Buthman | Management | For | For | For | |||
| 1B. | Election of Director: William F. Feehery | Management | For | For | For | |||
| 1C. | Election of Director: Robert Friel | Management | For | For | For | |||
| 1D. | Election of Director: Eric M. Green | Management | For | For | For | |||
| 1E. | Election of Director: Thomas W. Hofmann | Management | For | For | For | |||
| 1F. | Election of Director: Paula A. Johnson | Management | For | For | For | |||
| 1G. | Election of Director: Deborah L. V. Keller | Management | For | For | For | |||
| 1H. | Election of Director: Myla P. Lai-Goldman | Management | For | For | For | |||
| 1I. | Election of Director: Douglas A. Michels | Management | For | For | For | |||
| 1J. | Election of Director: Paolo Pucci | Management | For | For | For | |||
| 1K. | Election of Director: Patrick J. Zenner | Management | For | For | For | |||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 3. | To approve an amendement to Article 5 of our Amended and Restated Articles of Incorporation to increase the number of authorized shares of common stock from 100 million to 200 million. | Management | For | For | For | |||
| 4. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | For |
| SKYWORKS SOLUTIONS, INC. | ||||
| Security | 83088M102 | Meeting Type | Annual | |
| Ticker Symbol | SWKS | Meeting Date | 06-May-2020 | |
| ISIN | US83088M1027 | Agenda | 935156516 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: David J. Aldrich | Management | For | For | For | |||
| 1B. | Election of Director: Alan S. Batey | Management | For | For | For | |||
| 1C. | Election of Director: Kevin L. Beebe | Management | For | For | For | |||
| 1D. | Election of Director: Timothy R. Furey | Management | For | For | For | |||
| 1E. | Election of Director: Liam K. Griffin | Management | For | For | For | |||
| 1F. | Election of Director: Christine King | Management | For | For | For | |||
| 1G. | Election of Director: David P. McGlade | Management | For | For | For | |||
| 1H. | Election of Director: Robert A. Schriesheim | Management | For | For | For | |||
| 1I. | Election of Director: Kimberly S. Stevenson | Management | For | For | For | |||
| 2. | To ratify the selection by the Company's Audit Committee of KPMG LLP as the independent registered public accounting firm for the Company for fiscal year 2020. | Management | For | For | For | |||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers, as described in the Company's Proxy Statement. | Management | For | For | For | |||
| 4. | To approve an amendment to the Company's 2002 Employee Stock Purchase Plan, as Amended. | Management | For | For | For | |||
| 5. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a merger or consolidation, disposition of all or substantially all of the Company's assets, or issuance of a substantial amount of the Company's securities. | Management | For | For | For | |||
| 6. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provisions relating to stockholder approval of a business combination with any related person. | Management | For | For | For | |||
| 7. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of charter provisions governing directors. | Management | For | For | For | |||
| 8. | To approve an amendment to the Company's Restated Certificate of Incorporation to eliminate the supermajority vote provision relating to stockholder amendment of the charter provision governing action by stockholders. | Management | For | For | For | |||
| 9. | To approve a stockholder proposal regarding a right by stockholders to act by written consent. | Shareholder | Against | Against | For |
| IDEX CORPORATION | ||||
| Security | 45167R104 | Meeting Type | Annual | |
| Ticker Symbol | IEX | Meeting Date | 07-May-2020 | |
| ISIN | US45167R1041 | Agenda | 935153433 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | ANDREW K. SILVERNAIL | For | For | For | |||||
| 2 | KATRINA L. HELMKAMP | For | For | For | |||||
| 3 | MARK A. BECK | For | For | For | |||||
| 4 | CARL R. CHRISTENSON | For | For | For | |||||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | ||||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2020. | Management | For | For | For | ||||
| 4. | To consider a stockholder proposal regarding a report related to employee representation on the Company's Board of Directors, if properly presented at the meeting. | Shareholder | Against | Against | For | ||||
| ILLINOIS TOOL WORKS INC. | ||||
| Security | 452308109 | Meeting Type | Annual | |
| Ticker Symbol | ITW | Meeting Date | 08-May-2020 | |
| ISIN | US4523081093 | Agenda | 935153647 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Daniel J. Brutto | Management | For | For | For | |||
| 1B. | Election of Director: Susan Crown | Management | For | For | For | |||
| 1C. | Election of Director: James W. Griffith | Management | For | For | For | |||
| 1D. | Election of Director: Jay L. Henderson | Management | For | For | For | |||
| 1E. | Election of Director: Richard H. Lenny | Management | For | For | For | |||
| 1F. | Election of Director: E. Scott Santi | Management | For | For | For | |||
| 1G. | Election of Director: David B. Smith, Jr. | Management | For | For | For | |||
| 1H. | Election of Director: Pamela B. Strobel | Management | For | For | For | |||
| 1I. | Election of Director: Kevin M. Warren | Management | For | For | For | |||
| 1J. | Election of Director: Anré D. Williams | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve compensation of ITW's named executive officers. | Management | For | For | For | |||
| 4. | A non-binding stockholder proposal, if properly presented at the meeting, to permit stockholders to act by written consent. | Shareholder | Against | Against | For |
| CUMMINS INC. | ||||
| Security | 231021106 | Meeting Type | Annual | |
| Ticker Symbol | CMI | Meeting Date | 12-May-2020 | |
| ISIN | US2310211063 | Agenda | 935149028 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1) | Election of Director: N. Thomas Linebarger | Management | For | For | For | |||
| 2) | Election of Director: Robert J. Bernhard | Management | For | For | For | |||
| 3) | Election of Director: Dr. Franklin R. Chang Diaz | Management | For | For | For | |||
| 4) | Election of Director: Bruno V. Di Leo Allen | Management | For | For | For | |||
| 5) | Election of Director: Stephen B. Dobbs | Management | For | For | For | |||
| 6) | Election of Director: Robert K. Herdman | Management | For | For | For | |||
| 7) | Election of Director: Alexis M. Herman | Management | For | For | For | |||
| 8) | Election of Director: Thomas J. Lynch | Management | For | For | For | |||
| 9) | Election of Director: William I. Miller | Management | For | For | For | |||
| 10) | Election of Director: Georgia R. Nelson | Management | For | For | For | |||
| 11) | Election of Director: Karen H. Quintos | Management | For | For | For | |||
| 12) | Advisory vote to approve the compensation of our named executive officers as disclosed in the proxy statement. | Management | For | For | For | |||
| 13) | Proposal to ratify the appointment of PricewaterhouseCoopers LLP as our auditors for 2020. | Management | For | For | For | |||
| 14) | The shareholder proposal regarding by-law amendments. | Shareholder | Against | Against | For |
| T. ROWE PRICE GROUP, INC. | ||||
| Security | 74144T108 | Meeting Type | Annual | |
| Ticker Symbol | TROW | Meeting Date | 12-May-2020 | |
| ISIN | US74144T1088 | Agenda | 935151819 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark S. Bartlett | Management | For | For | For | |||
| 1B. | Election of Director: Mary K. Bush | Management | For | For | For | |||
| 1C. | Election of Director: Dina Dublon | Management | For | For | For | |||
| 1D. | Election of Director: Dr. Freeman A. Hrabowski, III | Management | For | For | For | |||
| 1E. | Election of Director: Robert F. MacLellan | Management | For | For | For | |||
| 1F. | Election of Director: Olympia J. Snowe | Management | For | For | For | |||
| 1G. | Election of Director: Robert J. Stevens | Management | For | For | For | |||
| 1H. | Election of Director: William J. Stromberg | Management | For | For | For | |||
| 1I. | Election of Director: Richard R. Verma | Management | For | For | For | |||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | |||
| 1K. | Election of Director: Alan D. Wilson | Management | For | For | For | |||
| 2. | To approve, by a non-binding advisory vote, the compensation paid by the Company to its Named Executive Officers. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | To approve the 2020 Long-Term Incentive Plan. | Management | For | For | For | |||
| 5. | Stockholder proposal for a report on voting by our funds and portfolios on matters related to climate change. | Shareholder | Against | Against | For |
| THE HERSHEY COMPANY | ||||
| Security | 427866108 | Meeting Type | Annual | |
| Ticker Symbol | HSY | Meeting Date | 12-May-2020 | |
| ISIN | US4278661081 | Agenda | 935159954 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | P. M. Arway | For | For | For | |||||
| 2 | J. W. Brown | For | For | For | |||||
| 3 | M. G. Buck | For | For | For | |||||
| 4 | V. L. Crawford | For | For | For | |||||
| 5 | C. A. Davis | For | For | For | |||||
| 6 | M. K. Haben | For | For | For | |||||
| 7 | J. C. Katzman | For | For | For | |||||
| 8 | M. D. Koken | For | For | For | |||||
| 9 | R. M. Malcolm | For | For | For | |||||
| 10 | A. J. Palmer | For | For | For | |||||
| 11 | J. R. Perez | For | For | For | |||||
| 12 | W. L. Schoppert | For | For | For | |||||
| 13 | D. L. Shedlarz | For | For | For | |||||
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for 2020. | Management | For | For | For | ||||
| 3. | Approve named executive officer compensation on a non-binding advisory basis. | Management | For | For | For | ||||
| CBOE GLOBAL MARKETS, INC. | ||||
| Security | 12503M108 | Meeting Type | Annual | |
| Ticker Symbol | CBOE | Meeting Date | 12-May-2020 | |
| ISIN | US12503M1080 | Agenda | 935171188 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Edward T. Tilly | Management | For | For | For | |||
| 1b. | Election of Director: Eugene S. Sunshine | Management | For | For | For | |||
| 1c. | Election of Director: William M. Farrow III | Management | For | For | For | |||
| 1d. | Election of Director: Edward J. Fitzpatrick | Management | For | For | For | |||
| 1e. | Election of Director: Janet P. Froetscher | Management | For | For | For | |||
| 1f. | Election of Director: Jill R. Goodman | Management | For | For | For | |||
| 1g. | Election of Director: Roderick A. Palmore | Management | For | For | For | |||
| 1h. | Election of Director: James E. Parisi | Management | For | For | For | |||
| 1i. | Election of Director: Joseph P. Ratterman | Management | For | For | For | |||
| 1j. | Election of Director: Michael L. Richter | Management | For | For | For | |||
| 1k. | Election of Director: Jill E. Sommers | Management | For | For | For | |||
| 1l. | Election of Director: Fredric J. Tomczyk | Management | For | For | For | |||
| 2. | Approve, in a non-binding resolution, the compensation paid to our executive officers. | Management | For | For | For | |||
| 3. | Ratify the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| MASCO CORPORATION | ||||
| Security | 574599106 | Meeting Type | Annual | |
| Ticker Symbol | MAS | Meeting Date | 12-May-2020 | |
| ISIN | US5745991068 | Agenda | 935174805 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Keith J. Allman | Management | For | For | For | |||
| 1b. | Election of Director: J. Michael Losh | Management | For | For | For | |||
| 1c. | Election of Director: Christopher A. O'Herlihy | Management | For | For | For | |||
| 1d. | Election of Director: Charles K. Stevens, III | Management | For | For | For | |||
| 2. | To approve, by non-binding advisory vote, the compensation paid to the Company's named executive officers, as disclosed pursuant to the compensation disclosure rules of the SEC, including the Compensation Discussion and Analysis, the compensation tables and the related materials disclosed in the Proxy Statement. | Management | For | For | For | |||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as independent auditors for the Company for 2020. | Management | For | For | For |
| S&P GLOBAL INC. | ||||
| Security | 78409V104 | Meeting Type | Annual | |
| Ticker Symbol | SPGI | Meeting Date | 13-May-2020 | |
| ISIN | US78409V1044 | Agenda | 935162064 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Marco Alverà | Management | For | For | For | |||
| 1B. | Election of Director: William J. Amelio | Management | For | For | For | |||
| 1C. | Election of Director: William D. Green | Management | For | For | For | |||
| 1D. | Election of Director: Charles E. Haldeman, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Stephanie C. Hill | Management | For | For | For | |||
| 1F. | Election of Director: Rebecca Jacoby | Management | For | For | For | |||
| 1G. | Election of Director: Monique F. Leroux | Management | For | For | For | |||
| 1H. | Election of Director: Maria R. Morris | Management | For | For | For | |||
| 1I. | Election of Director: Douglas L. Peterson | Management | For | For | For | |||
| 1J. | Election of Director: Edward B. Rust, Jr. | Management | For | For | For | |||
| 1K. | Election of Director: Kurt L. Schmoke | Management | For | For | For | |||
| 1L. | Election of Director: Richard E. Thornburgh | Management | For | For | For | |||
| 2. | Approve, on an advisory basis, the executive compensation program for the Company's named executive officers. | Management | For | For | For | |||
| 3. | Approve an amendment to the Company's Certificate of Incorporation to permit removal of a Director with or without cause. | Management | For | For | For | |||
| 4. | Ratify the selection of Ernst & Young LLP as our independent auditor for 2020. | Management | For | For | For |
| XYLEM INC. | ||||
| Security | 98419M100 | Meeting Type | Annual | |
| Ticker Symbol | XYL | Meeting Date | 13-May-2020 | |
| ISIN | US98419M1009 | Agenda | 935165123 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Jeanne Beliveau-Dunn | Management | For | For | For | |||
| 1B. | Election of Director: Patrick K. Decker | Management | For | For | For | |||
| 1C. | Election of Director: Robert F. Friel | Management | For | For | For | |||
| 1D. | Election of Director: Jorge M. Gomez | Management | For | For | For | |||
| 1E. | Election of Director: Victoria D. Harker | Management | For | For | For | |||
| 1F. | Election of Director: Sten E. Jakobsson | Management | For | For | For | |||
| 1G. | Election of Director: Steven R. Loranger | Management | For | For | For | |||
| 1H. | Election of Director: Surya N. Mohapatra, Ph.D. | Management | For | For | For | |||
| 1I. | Election of Director: Jerome A. Peribere | Management | For | For | For | |||
| 1J. | Election of Director: Markos I. Tambakeras | Management | For | For | For | |||
| 2. | Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||
| 4. | Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 15% of Company stock, if properly presented at the meeting. | Shareholder | Against | Against | For |
| ROSS STORES, INC. | ||||
| Security | 778296103 | Meeting Type | Annual | |
| Ticker Symbol | ROST | Meeting Date | 20-May-2020 | |
| ISIN | US7782961038 | Agenda | 935168915 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Michael Balmuth | Management | For | For | For | |||
| 1B. | Election of Director: K. Gunnar Bjorklund | Management | For | For | For | |||
| 1C. | Election of Director: Michael J. Bush | Management | For | For | For | |||
| 1D. | Election of Director: Norman A. Ferber | Management | For | For | For | |||
| 1E. | Election of Director: Sharon D. Garrett | Management | For | For | For | |||
| 1F. | Election of Director: Stephen D. Milligan | Management | For | For | For | |||
| 1G. | Election of Director: Patricia H. Mueller | Management | For | For | For | |||
| 1H. | Election of Director: George P. Orban | Management | For | For | For | |||
| 1I. | Election of Director: Gregory L. Quesnel | Management | For | For | For | |||
| 1J. | Election of Director: Larree M. Renda | Management | For | For | For | |||
| 1K. | Election of Director: Barbara Rentler | Management | For | For | For | |||
| 2. | Advisory vote to approve the resolution on the compensation of the named executive officers. | Management | For | For | For | |||
| 3. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending January 30, 2021. | Management | For | For | For |
| ZOETIS INC. | ||||
| Security | 98978V103 | Meeting Type | Annual | |
| Ticker Symbol | ZTS | Meeting Date | 20-May-2020 | |
| ISIN | US98978V1035 | Agenda | 935169905 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gregory Norden | Management | For | For | For | |||
| 1B. | Election of Director: Louise M. Parent | Management | For | For | For | |||
| 1C. | Election of Director: Kristin C. Peck | Management | For | For | For | |||
| 1D. | Election of Director: Robert W. Scully | Management | For | For | For | |||
| 2. | Advisory vote to approve our executive compensation (Say on Pay). | Management | For | For | For | |||
| 3. | Advisory vote on the frequency of future advisory votes on executive compensation (Say on Pay frequency). | Management | 1 Year | 1 Year | For | |||
| 4. | Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2020. | Management | For | For | For |
| AMPHENOL CORPORATION | ||||
| Security | 032095101 | Meeting Type | Annual | |
| Ticker Symbol | APH | Meeting Date | 20-May-2020 | |
| ISIN | US0320951017 | Agenda | 935185581 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Stanley L. Clark | Management | For | For | For | |||
| 1.2 | Election of Director: John D. Craig | Management | For | For | For | |||
| 1.3 | Election of Director: David P. Falck | Management | For | For | For | |||
| 1.4 | Election of Director: Edward G. Jepsen | Management | For | For | For | |||
| 1.5 | Election of Director: Robert A. Livingston | Management | For | For | For | |||
| 1.6 | Election of Director: Martin H. Loeffler | Management | For | For | For | |||
| 1.7 | Election of Director: R. Adam Norwitt | Management | For | For | For | |||
| 1.8 | Election of Director: Anne Clarke Wolff | Management | For | For | For | |||
| 2. | Ratification of Selection of Deloitte & Touche LLP as Independent Accountants of the Company | Management | For | For | For | |||
| 3. | Advisory Vote to Approve Compensation of Named Executive Officers | Management | For | For | For | |||
| 4. | Stockholder Proposal: Make Shareholder Right to Call Special Meeting More Accessible | Shareholder | Against | Against | For |
| THE HOME DEPOT, INC. | ||||
| Security | 437076102 | Meeting Type | Annual | |
| Ticker Symbol | HD | Meeting Date | 21-May-2020 | |
| ISIN | US4370761029 | Agenda | 935172130 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Gerard J. Arpey | Management | For | For | For | |||
| 1B. | Election of Director: Ari Bousbib | Management | For | For | For | |||
| 1C. | Election of Director: Jeffery H. Boyd | Management | For | For | For | |||
| 1D. | Election of Director: Gregory D. Brenneman | Management | For | For | For | |||
| 1E. | Election of Director: J. Frank Brown | Management | For | For | For | |||
| 1F. | Election of Director: Albert P. Carey | Management | For | For | For | |||
| 1G. | Election of Director: Helena B. Foulkes | Management | For | For | For | |||
| 1H. | Election of Director: Linda R. Gooden | Management | For | For | For | |||
| 1I. | Election of Director: Wayne M. Hewett | Management | For | For | For | |||
| 1J. | Election of Director: Manuel Kadre | Management | For | For | For | |||
| 1K. | Election of Director: Stephanie C. Linnartz | Management | For | For | For | |||
| 1L. | Election of Director: Craig A. Menear | Management | For | For | For | |||
| 2. | Ratification of the Appointment of KPMG LLP | Management | For | For | For | |||
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | For | For | For | |||
| 4. | Shareholder Proposal Regarding Amendment of Shareholder Written Consent Right | Shareholder | Against | Against | For | |||
| 5. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | Against | Against | For | |||
| 6. | Shareholder Proposal Regarding Executive Ownership Guidelines | Shareholder | Against | Against | For | |||
| 7. | Shareholder Proposal Regarding Electioneering Contributions Congruency Analysis | Shareholder | Against | Against | For |
| LENNOX INTERNATIONAL INC. | ||||
| Security | 526107107 | Meeting Type | Annual | |
| Ticker Symbol | LII | Meeting Date | 21-May-2020 | |
| ISIN | US5261071071 | Agenda | 935174057 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Janet K. Cooper | For | For | For | |||||
| 2 | John W. Norris, III | For | For | For | |||||
| 3 | Karen M. Quintos | For | For | For | |||||
| 2. | Advisory vote to approve the compensation of the named executive officers as disclosed in our proxy statement. | Management | For | For | For | ||||
| 3. | Ratifying the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For | ||||
| CDW CORP | ||||
| Security | 12514G108 | Meeting Type | Annual | |
| Ticker Symbol | CDW | Meeting Date | 21-May-2020 | |
| ISIN | US12514G1085 | Agenda | 935174324 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Steven W. Alesio | Management | For | For | For | |||
| 1b. | Election of Director: Barry K. Allen | Management | For | For | For | |||
| 1c. | Election of Director: Lynda M. Clarizio | Management | For | For | For | |||
| 1d. | Election of Director: Christine A. Leahy | Management | For | For | For | |||
| 1e. | Election of Director: David W. Nelms | Management | For | For | For | |||
| 1f. | Election of Director: Joseph R. Swedish | Management | For | For | For | |||
| 1g. | Election of Director: Donna F. Zarcone | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, named executive officer compensation. | Management | For | For | For | |||
| 3. | To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For |
| MERCK & CO., INC. | ||||
| Security | 58933Y105 | Meeting Type | Annual | |
| Ticker Symbol | MRK | Meeting Date | 26-May-2020 | |
| ISIN | US58933Y1055 | Agenda | 935176431 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Thomas R. Cech | Management | For | For | For | |||
| 1C. | Election of Director: Mary Ellen Coe | Management | For | For | For | |||
| 1D. | Election of Director: Pamela J. Craig | Management | For | For | For | |||
| 1E. | Election of Director: Kenneth C. Frazier | Management | For | For | For | |||
| 1F. | Election of Director: Thomas H. Glocer | Management | For | For | For | |||
| 1G. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||
| 1H. | Election of Director: Paul B. Rothman | Management | For | For | For | |||
| 1I. | Election of Director: Patricia F. Russo | Management | For | For | For | |||
| 1J. | Election of Director: Christine E. Seidman | Management | For | For | For | |||
| 1K. | Election of Director: Inge G. Thulin | Management | For | For | For | |||
| 1L. | Election of Director: Kathy J. Warden | Management | For | For | For | |||
| 1M. | Election of Director: Peter C. Wendell | Management | For | For | For | |||
| 2. | Non-binding advisory vote to approve the compensation of our named executive officers. | Management | For | For | For | |||
| 3. | Ratification of the appointment of the Company's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | Shareholder proposal concerning shareholder right to act by written consent. | Shareholder | Against | Against | For | |||
| 5. | Shareholder proposal regarding allocation of corporate tax savings. | Shareholder | Against | Against | For |
| UNITEDHEALTH GROUP INCORPORATED | ||||
| Security | 91324P102 | Meeting Type | Annual | |
| Ticker Symbol | UNH | Meeting Date | 01-Jun-2020 | |
| ISIN | US91324P1021 | Agenda | 935188931 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard T. Burke | Management | For | For | For | |||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||
| 1C. | Election of Director: Stephen J. Hemsley | Management | For | For | For | |||
| 1D. | Election of Director: Michele J. Hooper | Management | For | For | For | |||
| 1E. | Election of Director: F. William McNabb III | Management | For | For | For | |||
| 1F. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | For | For | For | |||
| 1G. | Election of Director: John H. Noseworthy, M.D. | Management | For | For | For | |||
| 1H. | Election of Director: Glenn M. Renwick | Management | For | For | For | |||
| 1I. | Election of Director: David S. Wichmann | Management | For | For | For | |||
| 1J. | Election of Director: Gail R. Wilensky, Ph.D. | Management | For | For | For | |||
| 2. | Advisory approval of the Company's executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2020. | Management | For | For | For | |||
| 4. | Approval of the UnitedHealth Group 2020 Stock Incentive Plan. | Management | For | For | For | |||
| 5. | If properly presented at the 2020 Annual Meeting of Shareholders, the shareholder proposal set forth in the proxy statement requesting any material amendment to the Company's Bylaws be subject to a non-binding shareholder vote. | Shareholder | Against | Against | For |
| THE TJX COMPANIES, INC. | ||||
| Security | 872540109 | Meeting Type | Annual | |
| Ticker Symbol | TJX | Meeting Date | 09-Jun-2020 | |
| ISIN | US8725401090 | Agenda | 935195633 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Zein Abdalla | Management | For | For | For | |||
| 1B. | Election of Director: Alan M. Bennett | Management | For | For | For | |||
| 1C. | Election of Director: Rosemary T. Berkery | Management | For | For | For | |||
| 1D. | Election of Director: David T. Ching | Management | For | For | For | |||
| 1E. | Election of Director: Ernie Herrman | Management | For | For | For | |||
| 1F. | Election of Director: Michael F. Hines | Management | For | For | For | |||
| 1G. | Election of Director: Amy B. Lane | Management | For | For | For | |||
| 1H. | Election of Director: Carol Meyrowitz | Management | For | For | For | |||
| 1I. | Election of Director: Jackwyn L. Nemerov | Management | For | For | For | |||
| 1J. | Election of Director: John F. O'Brien | Management | For | For | For | |||
| 1K. | Election of Director: Willow B. Shire | Management | For | For | For | |||
| 2. | Ratification of appointment of PricewaterhouseCoopers as TJX's independent registered public accounting firm for fiscal 2021 | Management | For | For | For | |||
| 3. | Advisory approval of TJX's executive compensation (the say-on-pay vote) | Management | For | For | For | |||
| 4. | Shareholder proposal for a report on reduction in chemical footprint | Shareholder | Against | Against | For | |||
| 5. | Shareholder proposal for a report on animal welfare | Shareholder | Against | Against | For | |||
| 6. | Shareholder proposal for setting target amounts for CEO compensation | Shareholder | Against | Against | For | |||
| 7. | Shareholder proposal for disclosure regarding executive share retention | Shareholder | Against | Against | For |
| MARKETAXESS HOLDINGS INC. | ||||
| Security | 57060D108 | Meeting Type | Annual | |
| Ticker Symbol | MKTX | Meeting Date | 10-Jun-2020 | |
| ISIN | US57060D1081 | Agenda | 935196281 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard M. McVey | Management | For | For | For | |||
| 1B. | Election of Director: Nancy Altobello | Management | For | For | For | |||
| 1C. | Election of Director: Steven L. Begleiter | Management | For | For | For | |||
| 1D. | Election of Director: Stephen P. Casper | Management | For | For | For | |||
| 1E. | Election of Director: Jane Chwick | Management | For | For | For | |||
| 1F. | Election of Director: Christopher R. Concannon | Management | For | For | For | |||
| 1G. | Election of Director: William F. Cruger | Management | For | For | For | |||
| 1H. | Election of Director: Justin G. Gmelich | Management | For | For | For | |||
| 1I. | Election of Director: Richard G. Ketchum | Management | For | For | For | |||
| 1J. | Election of Director: Emily H. Portney | Management | For | For | For | |||
| 1K. | Election of Director: Richard L. Prager | Management | For | For | For | |||
| 1L. | Election of Director: John Steinhardt | Management | For | For | For | |||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the year ending December 31, 2020. | Management | For | For | For | |||
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the 2020 Proxy Statement. | Management | For | For | For | |||
| 4. | To approve the adoption of the MarketAxess Holdings Inc. 2020 Equity Incentive Plan. | Management | For | For | For |
| ACTIVISION BLIZZARD, INC. | ||||
| Security | 00507V109 | Meeting Type | Annual | |
| Ticker Symbol | ATVI | Meeting Date | 11-Jun-2020 | |
| ISIN | US00507V1098 | Agenda | 935196483 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Reveta Bowers | Management | For | For | For | |||
| 1B. | Election of Director: Robert Corti | Management | For | For | For | |||
| 1C. | Election of Director: Hendrik Hartong III | Management | For | For | For | |||
| 1D. | Election of Director: Brian Kelly | Management | For | For | For | |||
| 1E. | Election of Director: Robert Kotick | Management | For | For | For | |||
| 1F. | Election of Director: Barry Meyer | Management | For | For | For | |||
| 1G. | Election of Director: Robert Morgado | Management | For | For | For | |||
| 1H. | Election of Director: Peter Nolan | Management | For | For | For | |||
| 1I. | Election of Director: Dawn Ostroff | Management | For | For | For | |||
| 1J. | Election of Director: Casey Wasserman | Management | For | For | For | |||
| 2. | To provide advisory approval of our executive compensation. | Management | For | For | For | |||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 4. | Stockholder proposal regarding political disclosures. | Shareholder | Against | Against | For |
| MASTERCARD INCORPORATED | ||||
| Security | 57636Q104 | Meeting Type | Annual | |
| Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |
| ISIN | US57636Q1040 | Agenda | 935196332 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | For | |||
| 1B. | Election of Director: Ajay Banga | Management | For | For | For | |||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | |||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | |||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For | |||
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | For | |||
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | |||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | |||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | |||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |||
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | |||
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | |||
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For | |||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | For |
Investment Company Report
| ||||
| ALIBABA GROUP HOLDING LIMITED | ||||
| Security | 01609W102 | Meeting Type | Annual | |
| Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | |
| ISIN | US01609W1027 | Agenda | 935052302 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | For | |||
| 2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | For | |||
| 2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | For | |||
| 2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | For | |||
| 2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | For | |||
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | For |
| BANCO SANTANDER, S.A. | ||||
| Security | 05964H105 | Meeting Type | Special | |
| Ticker Symbol | SAN | Meeting Date | 23-Jul-2019 | |
| ISIN | US05964H1059 | Agenda | 935055891 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | Increases in share capital to be used to acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer | Management | For | For | For | |||
| 2 | Authorization to the board of directors to implement the resolutions approved by the shareholders at the meeting | Management | For | For | For |
| BANCO SANTANDER, S.A. | ||||
| Security | 05964H105 | Meeting Type | Special | |
| Ticker Symbol | SAN | Meeting Date | 23-Jul-2019 | |
| ISIN | US05964H1059 | Agenda | 935063331 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | Increases in share capital to be used to acquire all of the securities representing the share capital of Santander Mexico not already held by the Santander Group in an exchange offer | Management | For | For | For | |||
| 2 | Authorization to the board of directors to implement the resolutions approved by the shareholders at the meeting | Management | For | For | For |
| RED HAT, INC. | ||||
| Security | 756577102 | Meeting Type | Annual | |
| Ticker Symbol | Meeting Date | 31-Jul-2019 | ||
| ISIN | US7565771026 | Agenda | 935058431 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Sohaib Abbasi | Management | For | For | For | |||
| 1.2 | Election of Director: W. Steve Albrecht | Management | For | For | For | |||
| 1.3 | Election of Director: Charlene T. Begley | Management | For | For | For | |||
| 1.4 | Election of Director: Narendra K. Gupta | Management | For | For | For | |||
| 1.5 | Election of Director: Kimberly L. Hammonds | Management | For | For | For | |||
| 1.6 | Election of Director: William S. Kaiser | Management | For | For | For | |||
| 1.7 | Election of Director: Kevin M. Murai | Management | For | For | For | |||
| 1.8 | Election of Director: James M. Whitehurst | Management | For | For | For | |||
| 1.9 | Election of Director: Alfred W. Zollar | Management | For | For | For | |||
| 2. | To approve, on an advisory basis, a resolution relating to Red Hat's executive compensation | Management | For | For | For | |||
| 3. | To ratify the selection of PricewaterhouseCoopers LLP as Red Hat's independent registered public accounting firm for the fiscal year ending February 29, 2020 | Management | For | For | For |
| XILINX, INC. | ||||
| Security | 983919101 | Meeting Type | Annual | |
| Ticker Symbol | XLNX | Meeting Date | 08-Aug-2019 | |
| ISIN | US9839191015 | Agenda | 935055194 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Dennis Segers | Management | For | For | For | |||
| 1b. | Election of Director: Raman K. Chitkara | Management | For | For | For | |||
| 1c. | Election of Director: Saar Gillai | Management | For | For | For | |||
| 1d. | Election of Director: Ronald S. Jankov | Management | For | For | For | |||
| 1e. | Election of Director: Mary Louise Krakauer | Management | For | For | For | |||
| 1f. | Election of Director: Thomas H. Lee | Management | For | For | For | |||
| 1g. | Election of Director: J. Michael Patterson | Management | For | For | For | |||
| 1h. | Election of Director: Victor Peng | Management | For | For | For | |||
| 1i. | Election of Director: Marshall C. Turner | Management | For | For | For | |||
| 1j. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||
| 2. | Proposal to approve an amendment to the Company's 1990 Employee Qualified Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 shares. | Management | For | For | For | |||
| 3. | Proposal to approve an amendment to the Company's 2007 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 6,000,000 shares. | Management | For | For | For | |||
| 4. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||
| 5. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2020. | Management | For | For | For |
| NETEASE, INC. | ||||
| Security | 64110W102 | Meeting Type | Annual | |
| Ticker Symbol | NTES | Meeting Date | 13-Sep-2019 | |
| ISIN | US64110W1027 | Agenda | 935069484 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Re-election of Director: William Lei Ding | Management | For | For | For | |||
| 1B. | Re-election of Director: Alice Cheng | Management | For | For | For | |||
| 1C. | Re-election of Director: Denny Lee | Management | For | For | For | |||
| 1D. | Re-election of Director: Joseph Tong | Management | For | For | For | |||
| 1E. | Re-election of Director: Lun Feng | Management | For | For | For | |||
| 1F. | Re-election of Director: Michael Leung | Management | For | For | For | |||
| 1G. | Re-election of Director: Michael Tong | Management | For | For | For | |||
| 2. | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2019. | Management | For | For | For |
| ASX LIMITED | ||||
| Security | Q0604U105 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 24-Sep-2019 | ||
| ISIN | AU000000ASX7 | Agenda | 711497974 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | VOTING EXCLUSIONS APPLY TO THIS MEETING FOR PROPOSALS 4, 5 AND VOTES CAST BY-ANY INDIVIDUAL OR RELATED PARTY WHO BENEFIT FROM THE PASSING OF THE-PROPOSAL/S WILL BE DISREGARDED BY THE COMPANY. HENCE, IF YOU HAVE OBTAINED-BENEFIT OR EXPECT TO OBTAIN FUTURE BENEFIT (AS REFERRED IN THE COMPANY- ANNOUNCEMENT) VOTE ABSTAIN ON THE RELEVANT PROPOSAL ITEMS. BY DOING SO, YOU-ACKNOWLEDGE THAT YOU HAVE OBTAINED BENEFIT OR EXPECT TO OBTAIN BENEFIT BY THE- PASSING OF THE RELEVANT PROPOSAL/S. BY VOTING (FOR OR AGAINST) ON THE ABOVE-MENTIONED PROPOSAL/S, YOU ACKNOWLEDGE THAT YOU HAVE NOT OBTAINED BENEFIT-NEITHER EXPECT TO OBTAIN BENEFIT BY THE PASSING OF THE RELEVANT PROPOSAL/S-AND YOU COMPLY WITH THE VOTING EXCLUSION | Non-Voting | ||||||
| 3.A | RE-ELECTION OF DIRECTOR, MS MELINDA CONRAD | Management | For | For | For | |||
| 3.B | RE-ELECTION OF DIRECTOR, DR KEN HENRY AC | Management | For | For | For | |||
| 3.C | ELECTION OF DIRECTOR, MR PETER NASH | Management | For | For | For | |||
| 4 | REMUNERATION REPORT | Management | For | For | For | |||
| 5 | GRANT OF PERFORMANCE RIGHTS TO THE MANAGING DIRECTOR AND CEO | Management | For | For | For |
| FOSUN INTERNATIONAL LTD | ||||
| Security | Y2618Y108 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 30-Oct-2019 | ||
| ISIN | HK0656038673 | Agenda | 711608161 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1008/ltn20191008621.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1008/ltn20191008635.pdf | Non-Voting | ||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||
| 1.A | TO APPROVE, CONFIRM AND RATIFY THE GRANT OF SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY REGARDING THE ISSUE AND ALLOTMENT OF AN AGGREGATE OF 288,500 NEW SHARES (THE "NEW AWARD SHARES") TO COMPUTERSHARE HONG KONG TRUSTEES LIMITED TO HOLD ON TRUST FOR SELECTED PARTICIPANTS WHO ARE SELECTED BY THE BOARD OF DIRECTORS OF THE COMPANY (THE "SELECTED PARTICIPANTS") FOR PARTICIPATION IN THE SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON 25 MARCH 2015 (THE "SHARE AWARD SCHEME") (THE "AWARD") AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | For | For | |||
| 1.B | TO APPROVE AND CONFIRM THE GRANT OF 420,000 AWARD SHARES PURSUANT TO THE SHARE AWARD SCHEME TO THE SELECTED PARTICIPANTS | Management | For | For | For | |||
| 1.C | TO AUTHORIZE ANY ONE OR MORE OF THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS WHICH HE/THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING | Management | For | For | For | |||
| EFFECT TO THE AWARD AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING BUT NOT LIMITED TO THE ISSUE AND ALLOTMENT OF THE NEW AWARD SHARES PURSUANT TO THE SHARE AWARD SCHEME | ||||||||
| 2 | TO APPROVE THE ADOPTION OF THE TRANCHE I EMPLOYEE SHARE OPTION INCENTIVE SCHEME OF SHANGHAI YUYUAN TOURIST MART (GROUP) CO., LTD. ( AS SPECIFIED ) ("YUYUAN") AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY AND YUYUAN TO EXECUTE ALL SUCH DOCUMENTS AND TAKE ALL STEPS AS THEY CONSIDER TO BE NECESSARY, EXPEDIENT AND APPROPRIATE TO GIVE EFFECT TO THE SCHEME | Management | For | For | For | |||
| 3 | TO APPROVE THE ADOPTION OF THE SHARE OPTION SCHEME OF FOSUN TOURISM GROUP ("FTG") AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY AND FTG TO EXECUTE ALL SUCH DOCUMENTS AND TAKE ALL STEPS AS THEY CONSIDER TO BE NECESSARY, EXPEDIENT AND APPROPRIATE TO GIVE EFFECT TO THE SCHEME | Management | For | For | For |
| BROADRIDGE FINANCIAL SOLUTIONS, INC. | ||||
| Security | 11133T103 | Meeting Type | Annual | |
| Ticker Symbol | BR | Meeting Date | 14-Nov-2019 | |
| ISIN | US11133T1034 | Agenda | 935086226 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Leslie A. Brun | Management | For | For | For | |||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | For | |||
| 1C. | Election of Director: Richard J. Daly | Management | For | For | For | |||
| 1D. | Election of Director: Robert N. Duelks | Management | For | For | For | |||
| 1E. | Election of Director: Timothy C. Gokey | Management | For | For | For | |||
| 1F. | Election of Director: Brett A. Keller | Management | For | For | For | |||
| 1G. | Election of Director: Maura A. Markus | Management | For | For | For | |||
| 1H. | Election of Director: Thomas J. Perna | Management | For | For | For | |||
| 1I. | Election of Director: Alan J. Weber | Management | For | For | For | |||
| 1J. | Election of Director: Amit K. Zavery | Management | For | For | For | |||
| 2) | Advisory vote to approve the compensation of the Company's Named Executive Officers (the Say on Pay Vote). | Management | For | For | For | |||
| 3) | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accountants for the fiscal year ending June 30, 2020. | Management | For | For | For |
| ORACLE CORPORATION | ||||
| Security | 68389X105 | Meeting Type | Annual | |
| Ticker Symbol | ORCL | Meeting Date | 19-Nov-2019 | |
| ISIN | US68389X1054 | Agenda | 935087165 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Jeffrey S. Berg | For | For | For | ||||||
| 2 | Michael J. Boskin | For | For | For | ||||||
| 3 | Safra A. Catz | For | For | For | ||||||
| 4 | Bruce R. Chizen | For | For | For | ||||||
| 5 | George H. Conrades | For | For | For | ||||||
| 6 | Lawrence J. Ellison | For | For | For | ||||||
| 7 | Rona A. Fairhead | For | For | For | ||||||
| 8 | Hector Garcia-Molina | For | For | For | ||||||
| 9 | Jeffrey O. Henley | For | For | For | ||||||
| 10 | Mark V. Hurd | For | For | For | ||||||
| 11 | Renée J. James | For | For | For | ||||||
| 12 | Charles W. Moorman IV | For | For | For | ||||||
| 13 | Leon E. Panetta | For | For | For | ||||||
| 14 | William G. Parrett | For | For | For | ||||||
| 15 | Naomi O. Seligman | For | For | For | ||||||
| 2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | For | For | For | |||||
| 3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | For | |||||
| 4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | Against | For | |||||
| 5. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | Against | For | |||||
| MICROSOFT CORPORATION | ||||
| Security | 594918104 | Meeting Type | Annual | |
| Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |
| ISIN | US5949181045 | Agenda | 935092849 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: William H. Gates III | Management | For | For | For | |||
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||
| 1C.�� | Election of Director: Hugh F. Johnston | Management | For | For | For | |||
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For | |||
| 1E. | Election of Director: Satya Nadella | Management | For | For | For | |||
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | For | |||
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | For | |||
| 1J. | Election of Director: John W. Stanton | Management | For | For | For | |||
| 1K. | Election of Director: John W. Thompson | Management | For | For | For | |||
| 1L. | Election of Director: Emma Walmsley | Management | For | For | For | |||
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | For | |||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | For | |||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | For | |||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | Against | For | |||
| 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | Against | For |
| PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | ||||
| Security | Y69790106 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 10-Dec-2019 | ||
| ISIN | CNE1000003X6 | Agenda | 711701599 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1024/ltn20191024167.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1024/ltn20191024173.pdf | Non-Voting | ||||||
| 1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. XIE YONGLIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | For | |||
| 1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MS. TAN SIN YIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | For | For | For | |||
| 2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | For | For | For |
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2019 | |
| ISIN | US17275R1023 | Agenda | 935094920 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | For | |||
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | For | |||
| 1C. | Election of Director: Michael D. Capellas | Management | For | For | For | |||
| 1D. | Election of Director: Mark Garrett | Management | For | For | For | |||
| 1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||
| 1F. | Election of Director: Roderick C. McGeary | Management | For | For | For | |||
| 1G. | Election of Director: Charles H. Robbins | Management | For | For | For | |||
| 1H. | Election of Director: Arun Sarin | Management | For | For | For | |||
| 1I. | Election of Director: Brenton L. Saunders | Management | For | For | For | |||
| 1J. | Election of Director: Carol B. Tomé | Management | For | For | For | |||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | |||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | For | For | |||
| 4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | Against | For |
| ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI | ||||
| Security | Y989DF109 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 27-Dec-2019 | ||
| ISIN | CNE100002QY7 | Agenda | 711800498 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1108/ltn20191108187.pdf-,- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100808.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1121/2019112100814.pdf | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 313042 DUE TO RECEIPT OF-ADDITIONAL RESOLUTIONS 2.1 TO 2.4. ALL VOTES RECEIVED ON THE PREVIOUS MEETING-WILL BE DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE.-THANK YOU | Non-Voting | ||||||
| 1 | TO CONSIDER AND APPROVE THE ADJUSTMENT TO THE EMOLUMENTS OF INDEPENDENT NON-EXECUTIVE DIRECTORS OF THE COMPANY | Management | For | For | For | |||
| 2.1 | THAT: THE REVISED ANNUAL CAP FOR THE CONTINUING CONNECTED TRANSACTIONS UNDER THE ONLINE PLATFORM COOPERATION FRAMEWORK AGREEMENT (AS DEFINED IN THE SUPPLEMENTAL CIRCULAR OF THE COMPANY DATED NOVEMBER 22, 2019) (THE "SUPPLEMENTAL CIRCULAR") AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED | Management | For | For | For | |||
| 2.2 | THAT: THE NEW ONLINE PLATFORM COOPERATION FRAMEWORK AGREEMENT (AS DEFINED IN THE SUPPLEMENTAL CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING THE ANT FINANCIAL ANNUAL CAPS), BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED | Management | For | For | For | |||
| 2.3 | THAT: THE AUTO CO-INSURANCE COOPERATION AGREEMENTS (AS DEFINED IN THE SUPPLEMENTAL CIRCULAR) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER (INCLUDING THE PING AN ANNUAL CAPS), BE AND ARE HEREBY APPROVED, CONFIRMED AND RATIFIED | Management | For | For | For | |||
| 2.4 | THAT: ANY ONE DIRECTOR OF THE COMPANY BE AND ARE HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED TO DO ALL SUCH FURTHER ACTS AND THINGS AND TO SIGN AND EXECUTE ALL SUCH OTHER OR FURTHER DOCUMENTS AND TO TAKE ALL SUCH STEPS AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE, APPROPRIATE OR EXPEDIENT TO IMPLEMENT AND/OR GIVE EFFECT TO OR OTHERWISE IN CONNECTION WITH EACH OF THE NEW ONLINE PLATFORM COOPERATION FRAMEWORK AGREEMENT AND THE AUTO CO- INSURANCE COOPERATION AGREEMENTS AND THE TRANSACTIONS RESPECTIVELY CONTEMPLATED THEREUNDER, AND THE FURTHER REVISED ANT FINANCIAL ONLINE PLATFORM ANNUAL CAP | Management | For | For | For |
| MICRON TECHNOLOGY, INC. | ||||
| Security | 595112103 | Meeting Type | Annual | |
| Ticker Symbol | MU | Meeting Date | 16-Jan-2020 | |
| ISIN | US5951121038 | Agenda | 935112158 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1.1 | Election of Director: Robert L. Bailey | Management | For | For | For | |||
| 1.2 | Election of Director: Richard M. Beyer | Management | For | For | For | |||
| 1.3 | Election of Director: Steven J. Gomo | Management | For | For | For | |||
| 1.4 | Election of Director: Mary Pat McCarthy | Management | For | For | For | |||
| 1.5 | Election of Director: Sanjay Mehrotra | Management | For | For | For | |||
| 1.6 | Election of Director: Robert E. Switz | Management | For | For | For | |||
| 1.7 | Election of Director: MaryAnn Wright | Management | For | For | For | |||
| 2. | To approve a non-binding resolution to approve the compensation of our Named Executive Officers as described in the proxy statement. | Management | For | For | For | |||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending September 3, 2020. | Management | For | For | For |
| GOLDMAN SACHS TRUST | ||||
| Security | 38141W273 | Meeting Type | Special | |
| Ticker Symbol | FGTXX | Meeting Date | 23-Jan-2020 | |
| ISIN | US38141W2733 | Agenda | 935102753 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Dwight L. Bush | For | For | For | ||||||
| 2 | Kathryn A. Cassidy | For | For | For | ||||||
| 3 | Joaquin Delgado | For | For | For | ||||||
| 4 | Gregory G. Weaver | For | For | For | ||||||
| VISA INC. | ||||
| Security | 92826C839 | Meeting Type | Annual | |
| Ticker Symbol | V | Meeting Date | 28-Jan-2020 | |
| ISIN | US92826C8394 | Agenda | 935113807 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Lloyd A. Carney | Management | For | For | For | |||
| 1B. | Election of Director: Mary B. Cranston | Management | For | For | For | |||
| 1C. | Election of Director: Francisco Javier Fernández-Carbajal | Management | For | For | For | |||
| 1D. | Election of Director: Alfred F. Kelly, Jr. | Management | For | For | For | |||
| 1E. | Election of Director: Ramon L. Laguarta | Management | For | For | For | |||
| 1F. | Election of Director: John F. Lundgren | Management | For | For | For | |||
| 1G. | Election of Director: Robert W. Matschullat | Management | For | For | For | |||
| 1H. | Election of Director: Denise M. Morrison | Management | For | For | For | |||
| 1I. | Election of Director: Suzanne Nora Johnson | Management | For | For | For | |||
| 1J. | Election of Director: John A. C. Swainson | Management | For | For | For | |||
| 1K. | Election of Director: Maynard G. Webb, Jr. | Management | For | For | For | |||
| 2. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2020 fiscal year. | Management | For | For | For |
| ACCENTURE PLC | ||||
| Security | G1151C101 | Meeting Type | Annual | |
| Ticker Symbol | ACN | Meeting Date | 30-Jan-2020 | |
| ISIN | IE00B4BNMY34 | Agenda | 935116118 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Re-appointment of Director: Jaime Ardila | Management | For | For | For | |||
| 1B. | Re-appointment of Director: Herbert Hainer | Management | For | For | For | |||
| 1C. | Re-appointment of Director: Nancy McKinstry | Management | For | For | For | |||
| 1D. | Re-appointment of Director: Gilles C. Pélisson | Management | For | For | For | |||
| 1E. | Re-appointment of Director: Paula A. Price | Management | For | For | For | |||
| 1F. | Re-appointment of Director: Venkata (Murthy) Renduchintala | Management | For | For | For | |||
| 1G. | Re-appointment of Director: David Rowland | Management | For | For | For | |||
| 1H. | Re-appointment of Director: Arun Sarin | Management | For | For | For | |||
| 1I. | Re-appointment of Director: Julie Sweet | Management | For | For | For | |||
| 1J. | Re-appointment of Director: Frank K. Tang | Management | For | For | For | |||
| 1K. | Re-appointment of Director: Tracey T. Travis | Management | For | For | For | |||
| 2. | To approve, in a non-binding vote, the compensation of our named executive officers. | Management | For | For | For | |||
| 3. | To approve the Amended and Restated Accenture plc 2010 Share Incentive Plan. | Management | For | For | For | |||
| 4. | To ratify, in a non-binding vote, the appointment of KPMG LLP ("KPMG") as independent auditors of Accenture and to authorize, in a binding vote, the Audit Committee of the Board of Directors to determine KPMG's remuneration. | Management | For | For | For | |||
| 5. | To grant the Board of Directors the authority to issue shares under Irish law. | Management | For | For | For | |||
| 6. | To grant the Board of Directors the authority to opt-out of pre-emption rights under Irish law. | Management | For | For | For | |||
| 7. | To determine the price range at which Accenture can re-allot shares that it acquires as treasury shares under Irish law. | Management | For | For | For |
| SIEMENS AG | ||||
| Security | D69671218 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 05-Feb-2020 | ||
| ISIN | DE0007236101 | Agenda | 711883517 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL. | Non-Voting | ||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS | Non-Voting | ||||||
| REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS- USUAL. THANK YOU | ||||||||
| CMMT | COUNTER PROPOSALS MAY BE SUBMITTED UNTIL 21.01.2020. FURTHER INFORMATION ON-COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE ISSUER'S WEBSITE (PLEASE REFER-TO THE MATERIAL URL SECTION OF THE APPLICATION). IF YOU WISH TO ACT ON THESE-ITEMS, YOU WILL NEED TO REQUEST A MEETING ATTEND AND VOTE YOUR SHARES- DIRECTLY AT THE COMPANY'S MEETING. COUNTER PROPOSALS CANNOT BE REFLECTED IN-THE BALLOT ON PROXYEDGE | Non-Voting | ||||||
| 1 | PRESENTATION OF THE FINANCIAL STATEMENTS AND ANNUAL REPORT FOR THE 2018/2019-FINANCIAL YEAR WITH THE REPORT OF THE SUPERVISORY BOARD, THE GROUP FINANCIAL-STATEMENTS AND GROUP ANNUAL REPORT AS WELL AS THE CORPORATE GOVERNANCE REPORT | Non-Voting | ||||||
| 2 | RESOLUTION ON THE APPROPRIATION OF THE DISTRIBUTABLE PROFIT: THE DISTRIBUTABLE PROFIT OF EUR 5,384,000,000 SHALL BE APPROPRIATED AS FOLLOWS: PAYMENT OF A DIVIDEND OF EUR 3.90 PER DIVIDEND-ENTITLED NO-PAR SHARE EUR 2,069,000,000 SHALL BE ALLOCATED TO THE REVENUE RESERVES EUR 139,318,058.10 SHALL BE CARRIED FORWARD EX-DIVIDEND DATE: FEBRUARY 6, 2020 PAYABLE DATE: FEBRUARY 10, 2020 | Management | For | For | For | |||
| 3.A | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: J. KAESER | Management | For | For | For | |||
| 3.B | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: R. BUSCH | Management | For | For | For | |||
| 3.C | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: L. DAVIS | Management | For | For | For | |||
| 3.D | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: K. HELMRICH | Management | For | For | For | |||
| 3.E | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: J. KUGEL | Management | For | For | For | |||
| 3.F | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: C. NEIKE | Management | For | For | For | |||
| 3.G | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: M. SEN | Management | For | For | For | |||
| 3.H | RATIFICATION OF THE ACTS OF THE BOARD OF MDS: R. P. THOMAS | Management | For | For | For | |||
| 4.A | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: J. H. SNABE | Management | For | For | For | |||
| 4.B | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: B. STEINBORN | Management | For | For | For | |||
| 4.C | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: W. WENNING | Management | For | For | For | |||
| 4.D | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: W. BRANDT | Management | For | For | For | |||
| 4.E | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M. DIEKMANN | Management | For | For | For | |||
| 4.F | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: A. FEHRMANN | Management | For | For | For | |||
| 4.G | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: R. HAHN | Management | For | For | For | |||
| 4.H | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: B. HALLER | Management | For | For | For | |||
| 4.I | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: R. KENSBOCK | Management | For | For | For | |||
| 4.J | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: H. KERN | Management | For | For | For | |||
| 4.K | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: J. KERNER | Management | For | For | For | |||
| 4.L | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: N. LEIBINGER- KAMMUELLER | Management | For | For | For | |||
| 4.M | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: B. POTIER | Management | For | For | For | |||
| 4.N | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: H. REIMER | Management | For | For | For | |||
| 4.O | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: N. REITHOFER | Management | For | For | For | |||
| 4.P | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: D. N. SHAFIK | Management | For | For | For | |||
| 4.Q | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: N. VON SIEMENS | Management | For | For | For | |||
| 4.R | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M. SIGMUND | Management | For | For | For | |||
| 4.S | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: D. SIMON | Management | For | For | For | |||
| 4.T | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: M. ZACHERT | Management | For | For | For | |||
| 4.U | RATIFICATION OF THE ACTS OF THE SUPERVISORY BOARD: G. ZUKUNFT | Management | For | For | For | |||
| 5 | APPOINTMENT OF AUDITORS: THE FOLLOWING ACCOUNTANTS SHALL BE APPOINTED AS AUDITORS AND GROUP AUDITORS FOR THE 2019/2020 FINANCIAL YEAR: ERNST & YOUNG GMBH, STUTTGART | Management | For | For | For | |||
| 6 | RESOLUTION ON THE APPROVAL OF THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS: THE REMUNERATION SYSTEM FOR THE MEMBERS OF THE BOARD OF MDS SHALL BE APPROVED. FURTHER DETAILS CAN BE FOUND ON THE COMPANY'S WEBSITE | Management | For | For | For | |||
| 7 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES: THE COMPANY SHALL BE AUTHORIZED TO ACQUIRE OWN SHARES OF UP TO 10 PERCENT OF ITS SHARE CAPITAL, AT PRICES NEITHER MORE THAN 10 PERCENT ABOVE, NOR MORE THAN 20 PERCENT BELOW, THE MARKET PRICE OF THE SHARES, ON OR BEFORE FEBRUARY 4, 2025. THE BOARD OF MDS SHALL BE AUTHORIZED TO USE THE SHARES FOR ALL LEGALLY PERMISSIBLE PURPOSES, ESPECIALLY TO SELL THE SHARES ON THE STOCK EXCHANGE OR OFFER THEM TO ALL SHAREHOLDERS, TO RETIRE THE SHARES, TO ISSUE THE SHARES TO EMPLOYEES AND EXECUTIVES OF THE COMPANY AND ITS AFFILIATES, TO USE THE SHARES FOR MERGERS AND ACQUISITIONS, TO SELL THE SHARES AT A PRICE NOT MATERIALLY BELOW THEIR MARKET PRICE, AND TO USE THE SHARES FOR SATISFYING CONVERSION AND/OR OPTION RIGHTS | Management | For | For | For | |||
| 8 | RESOLUTION ON THE AUTHORIZATION TO ACQUIRE OWN SHARES USING DERIVATIVES: IN CONNECTION WITH ITEM 7, THE COMPANY MAY ALSO ACQUIRE OWN SHARES USING CALL AND PUT OPTIONS | Management | For | For | For | |||
| 9 | RESOLUTION ON THE AUTHORIZATION TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS, THE CREATION OF A CONTINGENT CAPITAL 2020, THE REVOCATION OF THE CONTINGENT CAPITAL 2010 AND 2015, AND THE CORRESPONDING AMENDMENT TO THE ARTICLES OF ASSOCIATION. THE BOARD OF MDS SHALL BE AUTHORIZED TO ISSUE CONVERTIBLE BONDS AND/OR WARRANT BONDS (COLLECTIVELY REFERRED TO IN THE FOLLOWING AS 'BONDS') OF UP TO EUR 15,000,000,000, CONFERRING CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY, ON OR BEFORE FEBRUARY 4, 2025. SHAREHOLDERS SHALL BE | Management | For | For | For | |||
| GRANTED SUBSCRIPTION RIGHTS EXCEPT FOR IN THE FOLLOWING CASES: - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN CASH AT A PRICE NOT MATERIALLY BELOW THEIR THEORETICAL MARKET VALUE AND CONFER CONVERSION AND/OR OPTION RIGHTS FOR SHARES OF THE COMPANY OF UP TO 10 PERCENT OF THE SHARE CAPITAL, - BONDS HAVE BEEN ISSUED AGAINST CONTRIBUTIONS IN KIND FOR ACQUISITION PURPOSES, - RESIDUAL AMOUNTS HAVE BEEN EXCLUDED FROM SUBSCRIPTION RIGHTS, HOLDERS OF CONVERSION AND/OR OPTION RIGHTS HAVE BEEN GRANTED SUBSCRIPTION RIGHTS. THE EXISTING CONTINGENT CAPITAL 2010 SHALL BE REVOKED. THE EXISTING CONTINGENT CAPITAL 2015 SHALL BE REVOKED. THE COMPANY'S SHARE CAPITAL SHALL BE INCREASED ACCORDINGLY BY UP TO EUR 180,000,000 THROUGH THE ISSUE OF UP TO 60,000,000 REGISTERED NO- PAR SHARES, INSOFAR AS CONVERSION AND/OR OPTION RIGHTS ARE EXERCISED (CONTINGENT CAPITAL 2020) | ||||||||
| 10 | RESOLUTION ON THE APPROVAL OF A CONTROL AND PROFIT TRANSFER AGREEMENT: THE CONTROL AND PROFIT TRANSFER AGREEMENT WITH THE COMPANY'S WHOLLY OWNED SUBSIDIARY SIEMENS MOBILITY GMBH, EFFECTIVE UPON ITS ENTRY INTO THE COMMERCIAL REGISTER, SHALL BE APPROVED | Management | For | For | For |
| OVERSTOCK.COM, INC. | ||||
| Security | 690370101 | Meeting Type | Special | |
| Ticker Symbol | OSTK | Meeting Date | 13-Feb-2020 | |
| ISIN | US6903701018 | Agenda | 935120244 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | A proposal to approve and adopt the amendments to the Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to: (i) increase the number of authorized shares of the Series A-1 Preferred Stock from 1,000,000 to 4,630,000, (ii) amend the provision requiring uncertificated shares and (iii) amend certain transfer and ownership restrictions applicable to the Series A-1 Preferred Stock, which proposal is conditioned on the adoption of Proposal 2 below. | Management | For | For | For | |||
| 2. | A proposal to approve and adopt the amendment to the Company's Certificate of Designation of Voting Series B Preferred Stock to decrease the number of authorized shares of the Series B Preferred Stock from 2,000,000 to 370,000. | Management | For | For | For | |||
| 3. | Only in the event that Proposal 1 is not adopted, and whether or not Proposal 2 is adopted, a proposal to approve & adopt the amendments to Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to: (i) increase number of authorized shares of Series A-1 Preferred Stock from 1,000,000 to 3,000,000, (ii) amend the provision requiring uncertificated shares and (iii) amend certain transfer & ownership restrictions applicable to the Series A-1 Preferred Stock. | Management | For | For | For | |||
| 4. | A proposal to approve and adopt the amendment to the Company's Certificate of Designation of Digital Voting Series A-1 Preferred Stock to amend the voting rights of holders of the Series A-1 Preferred Stock. | Management | For | For | For | |||
| 5. | A proposal to approve and adopt the amendment to the Company's Certificate of Designation of Voting Series B Preferred Stock to amend the voting rights of holders of the Series B Preferred Stock. | Management | For | For | For |
| PLUS500 LTD | ||||
| Security | M7S2CK109 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 20-Feb-2020 | ||
| ISIN | IL0011284465 | Agenda | 711991643 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | AS A CONDITION OF VOTING, ISRAELI MARKET REGULATIONS REQUIRE THAT YOU-DISCLOSE WHETHER YOU HAVE A) A PERSONAL INTEREST IN THIS COMPANY B) ARE A-CONTROLLING SHAREHOLDER IN THIS COMPANY C) ARE A SENIOR OFFICER OF THIS- COMPANY D) THAT YOU ARE AN INSTITUTIONAL CLIENT, JOINT INVESTMENT FUND-MANAGER OR TRUST FUND. BY VOTING THROUGH THE PROXY EDGE PLATFORM YOU ARE-CONFIRMING THE ANSWER FOR A, B AND C TO BE NO AND THE ANSWER FOR D TO BE YES.-SHOULD THIS NOT BE THE CASE PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE-SO THAT WE MAY LODGE YOUR VOTE INSTRUCTIONS ACCORDINGLY | Non-Voting | ||||||
| 1 | AS REQUIRED BY ISRAELI LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ASAF ELIMELECH, THE CHIEF EXECUTIVE OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: A.TO APPROVE THE SERVICE CONTRACT FEE PAYABLE TO MR ELIMELECH FOR HIS SERVICES AS CHIEF EXECUTIVE OFFICER AND EXECUTIVE DIRECTOR OF NIS 1,700,000 (APPROX. USD 485,000), UNCHANGED FROM 2019. B.THE PAYMENT TO MR ELIMELECH OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2020, WITH AN AGGREGATE VALUE OF UP TO 400 PER CENT. OF THE SERVICE FEE (NIS 6,800,000 (APPROX. USD 1,940,000)), AS SET FORTH IN THE EXPLANATORY NOTES. C.THE GRANT TO MR ELIMELECH OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 150 PER CENT. OF THE SERVICE FEE (NIS 2,550,000 (APPROX. USD 729,000)), AS SET FORTH IN THE EXPLANATORY NOTES. D.THE GRANT TO MR | Management | For | For | For | |||
| ELIMELECH OF A SHARE APPRECIATION RIGHT IN THE AMOUNT OF NIS 2,750,000 (APPROX. USD 786,000) VESTING AFTER THREE YEARS FROM THE DATE OF GRANT, WITH A MAXIMUM PAYOUT AMOUNT OF NIS 11,000,000 (APPROX. USD 3,144,000). SUBJECT TO THE APPROVAL OF THIS RESOLUTION BY THE COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, THE EFFECTIVE GRANT DATE OF THE SHARE APPRECIATION RIGHT SHALL BE 31 DECEMBER 2019 | ||||||||
| 2 | AS REQUIRED BY ISRAELI LAW AND IN ACCORDANCE WITH THE RECOMMENDATION OF THE REMUNERATION COMMITTEE AND THE BOARD OF DIRECTORS, TO APPROVE THE FOLLOWING REMUNERATION TERMS FOR MR ELAD EVEN-CHEN, THE CHIEF FINANCIAL OFFICER AND AN EXECUTIVE DIRECTOR OF THE COMPANY: A.TO APPROVE THE SERVICE CONTRACT FEE PAYABLE TO MR EVEN-CHEN FOR HIS SERVICES AS CHIEF FINANCIAL OFFICER AND EXECUTIVE DIRECTOR OF NIS 1,700,000 (APPROX. USD 485,000), UNCHANGED FROM 2019. B.THE PAYMENT TO MR EVEN-CHEN OF AN ANNUAL BONUS FOR THE YEAR ENDING 31 DECEMBER 2020, WITH AN AGGREGATE VALUE OF UP TO 400 PER CENT. OF THE SERVICE FEE (NIS 6,800,000 (APPROX. USD 1,940,000)), AS SET FORTH IN THE EXPLANATORY NOTES. C.THE GRANT TO MR EVEN-CHEN OF AN LTIP AWARD WITH AN AGGREGATE VALUE OF UP TO 150 PER CENT. OF THE SERVICE FEE (NIS 2,550,000 (APPROX. USD 729,000)), AS SET FORTH IN THE EXPLANATORY NOTES. D.THE GRANT TO MR EVEN- CHEN OF A SHARE APPRECIATION RIGHT IN THE AMOUNT OF NIS 2,750,000 (APPROX. USD 786,000) VESTING AFTER THREE YEARS FROM THE DATE OF GRANT, WITH A MAXIMUM PAYOUT AMOUNT OF NIS 11,000,000 (APPROX. USD 3,144,000). SUBJECT TO THE APPROVAL OF THIS RESOLUTION BY THE COMPANY'S SHAREHOLDERS AT THE EXTRAORDINARY GENERAL MEETING, THE EFFECTIVE GRANT DATE OF THE SHARE APPRECIATION RIGHT SHALL BE 31 DECEMBER 2019 | Management | For | For | For |
| SAMSUNG ELECTRONICS CO LTD | ||||
| Security | 796050888 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 18-Mar-2020 | ||
| ISIN | US7960508882 | Agenda | 712211010 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | 09 MAR 2020: DELETION OF COMMENT | Non-Voting | ||||||
| 1 | APPROVAL OF AUDITED FINANCIAL STATEMENTS AND ANNUAL DIVIDENDS (FY2019) | Management | For | For | For | |||
| 2.1 | ELECTION OF EXECUTIVE DIRECTOR: JONG-HEE HAN | Management | For | For | For | |||
| 2.2 | ELECTION OF EXECUTIVE DIRECTOR: YOON-HO CHOI | Management | For | For | For | |||
| 3 | APPROVAL OF REMUNERATION LIMITS FOR DIRECTORS (FY2020) | Management | For | For | For | |||
| CMMT | 09 MAR 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO DELETION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting |
| SAMSUNG ELECTRONICS CO., LTD. | ||||
| Security | 796050888 | Meeting Type | Annual | |
| Ticker Symbol | SSNHZ | Meeting Date | 18-Mar-2020 | |
| ISIN | US7960508882 | Agenda | 935136160 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | Approval of Audited Financial Statements and Annual Dividends (FY2019) | Management | For | For | For | |||
| 2.1 | Election of Executive Director: Jong-Hee Han | Management | For | For | For | |||
| 2.2 | Election of Executive Director: Yoon-Ho Choi | Management | For | For | For | |||
| 3. | Approval of Remuneration Limits for Directors (FY2020). ...(due to space limits, see proxy material for full proposal). | Management | For | For | For |
| LINE CORPORATION | ||||
| Security | 53567X101 | Meeting Type | Annual | |
| Ticker Symbol | LN | Meeting Date | 26-Mar-2020 | |
| ISIN | US53567X1019 | Agenda | 935138544 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | Determination of Amounts and Details of Stock Options (Warrants) to Be Paid as Compensation, etc. to Directors (Excluding Outside Directors). | Management | For | For | For | |||
| 2. | Determination of Amounts and Details of Stock Options (Warrants) to Be Paid as Compensation, etc. to Outside Directors. | Management | For | For | For |
| RAKUTEN,INC. | ||||
| Security | J64264104 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 27-Mar-2020 | ||
| ISIN | JP3967200001 | Agenda | 712240821 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1 | Amend Articles to: Adopt Reduction of Liability System for Non-Executive Directors and Corporate Auditors | Management | For | For | For | |||
| 2.1 | Appoint a Director Mikitani, Hiroshi | Management | For | For | For | |||
| 2.2 | Appoint a Director Hosaka, Masayuki | Management | For | For | For | |||
| 2.3 | Appoint a Director Charles B. Baxter | Management | For | For | For | |||
| 2.4 | Appoint a Director Kutaragi, Ken | Management | For | For | For | |||
| 2.5 | Appoint a Director Sarah J. M. Whitley | Management | For | For | For | |||
| 2.6 | Appoint a Director Mitachi, Takashi | Management | For | For | For | |||
| 2.7 | Appoint a Director Murai, Jun | Management | For | For | For | |||
| 3.1 | Appoint a Corporate Auditor Yamaguchi, Katsuyuki | Management | For | For | For | |||
| 3.2 | Appoint a Corporate Auditor Nishikawa, Yoshiaki | Management | For | For | For | |||
| 4 | Approve Issuance of Share Acquisition Rights as Stock Options for Directors | Management | For | For | For |
| GMO INTERNET INC | ||||
| Security | J1822R104 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 30-Mar-2020 | ||
| ISIN | JP3152750000 | Agenda | 712240845 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1 | Amend Articles to: Increase the Directors who are not Audit and Supervisory Committee Members Size to 7 | Management | For | For | For | |||
| 2.1 | Appoint a Director who is not Audit and Supervisory Committee Member Kumagai, Masatoshi | Management | For | For | For | |||
| 2.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yasuda, Masashi | Management | For | For | For | |||
| 2.3 | Appoint a Director who is not Audit and Supervisory Committee Member Nishiyama, Hiroyuki | Management | For | For | For | |||
| 2.4 | Appoint a Director who is not Audit and Supervisory Committee Member Ainoura, Issei | Management | For | For | For | |||
| 2.5 | Appoint a Director who is not Audit and Supervisory Committee Member Ito, Tadashi | Management | For | For | For | |||
| 2.6 | Appoint a Director who is not Audit and Supervisory Committee Member Yamashita, Hirofumi | Management | For | For | For | |||
| 2.7 | Appoint a Director who is not Audit and Supervisory Committee Member Arisawa, Katsumi | Management | For | For | For | |||
| 2.8 | Appoint a Director who is not Audit and Supervisory Committee Member Horiuchi, Toshiaki | Management | For | For | For | |||
| 2.9 | Appoint a Director who is not Audit and Supervisory Committee Member Arai, Teruhiro | Management | For | For | For | |||
| 2.10 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Yasuo | Management | For | For | For | |||
| 2.11 | Appoint a Director who is not Audit and Supervisory Committee Member Kodama, Kimihiro | Management | For | For | For | |||
| 2.12 | Appoint a Director who is not Audit and Supervisory Committee Member Chujo, Ichiro | Management | For | For | For | |||
| 2.13 | Appoint a Director who is not Audit and Supervisory Committee Member Hashiguchi, Makoto | Management | For | For | For | |||
| 2.14 | Appoint a Director who is not Audit and Supervisory Committee Member Fukui, Atsuko | Management | For | For | For | |||
| 2.15 | Appoint a Director who is not Audit and Supervisory Committee Member Kaneko, Takehito | Management | For | For | For | |||
| 2.16 | Appoint a Director who is not Audit and Supervisory Committee Member Inagaki, Noriko | Management | For | For | For | |||
| 3.1 | Appoint a Director who is Audit and Supervisory Committee Member Tachibana, Koichi | Management | For | For | For | |||
| 3.2 | Appoint a Director who is Audit and Supervisory Committee Member Ogura, Keigo | Management | For | For | For | |||
| 3.3 | Appoint a Director who is Audit and Supervisory Committee Member Gunjikake, Takashi | Management | For | For | For | |||
| 3.4 | Appoint a Director who is Audit and Supervisory Committee Member Matsuda, Kaname | Management | For | For | For | |||
| 4 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | For |
| HEWLETT PACKARD ENTERPRISE COMPANY | ||||
| Security | 42824C109 | Meeting Type | Annual | |
| Ticker Symbol | HPE | Meeting Date | 01-Apr-2020 | |
| ISIN | US42824C1099 | Agenda | 935130461 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Daniel Ammann | Management | For | For | For | |||
| 1B. | Election of Director: Pamela L. Carter | Management | For | For | For | |||
| 1C. | Election of Director: Jean M. Hobby | Management | For | For | For | |||
| 1D. | Election of Director: George R. Kurtz | Management | For | For | For | |||
| 1E. | Election of Director: Raymond J. Lane | Management | For | For | For | |||
| 1F. | Election of Director: Ann M. Livermore | Management | For | For | For | |||
| 1G. | Election of Director: Antonio F. Neri | Management | For | For | For | |||
| 1H. | Election of Director: Charles H. Noski | Management | For | For | For | |||
| 1I. | Election of Director: Raymond E. Ozzie | Management | For | For | For | |||
| 1J. | Election of Director: Gary M. Reiner | Management | For | For | For | |||
| 1K. | Election of Director: Patricia F. Russo | Management | For | For | For | |||
| 1L. | Election of Director: Lip-Bu Tan | Management | For | For | For | |||
| 1M. | Election of Director: Mary Agnes Wilderotter | Management | For | For | For | |||
| 2. | Ratification of the appointment of the independent registered public accounting firm for the fiscal year ending October 31, 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve executive compensation. | Management | For | For | For | |||
| 4. | Stockholder proposal entitled: "Shareholder Approval of Bylaw Amendments". | Shareholder | Against | Against | For |
| BANCO SANTANDER, S.A. | ||||
| Security | 05964H105 | Meeting Type | Annual | |
| Ticker Symbol | SAN | Meeting Date | 03-Apr-2020 | |
| ISIN | US05964H1059 | Agenda | 935137415 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A | Resolution 1A | Management | For | For | For | |||
| 1B | Resolution 1B | Management | For | For | For | |||
| 1C | Resolution 1C | Management | For | For | For | |||
| 2 | Resolution 2 | Management | For | For | For | |||
| 3A | Resolution 3A | Management | For | For | For | |||
| 3B | Resolution 3B | Management | For | For | For | |||
| 3C | Resolution 3C | Management | For | For | For | |||
| 3D | Resolution 3D | Management | For | For | For | |||
| 3E | Resolution 3E | Management | For | For | For | |||
| 3F | Resolution 3F | Management | For | For | For | |||
| 3G | Resolution 3G | Management | For | For | For | |||
| 3H | Resolution 3H | Management | For | For | For | |||
| 4 | Resolution 4 | Management | For | For | For | |||
| 5 | Resolution 5 | Management | For | For | For | |||
| 6 | Resolution 6 | Management | For | For | For | |||
| 7A | Resolution 7A | Management | For | For | For | |||
| 7B | Resolution 7B | Management | For | For | For | |||
| 8 | Resolution 8 | Management | For | For | For | |||
| 9 | Resolution 9 | Management | For | For | For | |||
| 10 | Resolution 10 | Management | For | For | For | |||
| 11 | Resolution 11 | Management | For | For | For | |||
| 12A | Resolution 12A | Management | For | For | For | |||
| 12B | Resolution 12B | Management | For | For | For | |||
| 12C | Resolution 12C | Management | For | For | For | |||
| 12D | Resolution 12D | Management | For | For | For | |||
| 12E | Resolution 12E | Management | For | For | For | |||
| 13 | Resolution 13 | Management | For | For | For | |||
| 14 | Resolution 14 | Management | For | For | For |
| BANCO SANTANDER, S.A. | ||||
| Security | 05964H105 | Meeting Type | Annual | |
| Ticker Symbol | SAN | Meeting Date | 03-Apr-2020 | |
| ISIN | US05964H1059 | Agenda | 935164690 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A | Resolution 1A | Management | For | For | For | |||
| 1B | Resolution 1B | Management | For | For | For | |||
| 1C | Resolution 1C | Management | For | For | For | |||
| 2 | Resolution 2 | Management | For | For | For | |||
| 3A | Resolution 3A | Management | For | For | For | |||
| 3B | Resolution 3B | Management | For | For | For | |||
| 3C | Resolution 3C | Management | For | For | For | |||
| 3D | Resolution 3D | Management | For | For | For | |||
| 3E | Resolution 3E | Management | For | For | For | |||
| 3F | Resolution 3F | Management | For | For | For | |||
| 3G | Resolution 3G | Management | For | For | For | |||
| 3H | Resolution 3H | Management | For | For | For | |||
| 4 | Resolution 4 | Management | For | For | For | |||
| 5 | Resolution 5 | Management | For | For | For | |||
| 6 | Resolution 6 | Management | For | For | For | |||
| 7A | Resolution 7A | Management | For | For | For | |||
| 7B | Resolution 7B | Management | For | For | For | |||
| 8 | Resolution 8 | Management | For | For | For | |||
| 9 | Resolution 9 | Management | For | For | For | |||
| 10 | Resolution 10 | Management | For | For | For | |||
| 11 | Resolution 11 | Management | For | For | For | |||
| 12A | Resolution 12A | Management | For | For | For | |||
| 12B | Resolution 12B | Management | For | For | For | |||
| 12C | Resolution 12C | Management | For | For | For | |||
| 12D | Resolution 12D | Management | For | For | For | |||
| 12E | Resolution 12E | Management | For | For | For | |||
| 13 | Resolution 13 | Management | For | For | For | |||
| 14 | Resolution 14 | Management | For | For | For |
| SWISSCOM AG | ||||
| Security | H8398N104 | Meeting Type | Ordinary General Meeting | |
| Ticker Symbol | Meeting Date | 06-Apr-2020 | ||
| ISIN | CH0008742519 | Agenda | 712203708 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT BENEFICIAL OWNER DETAILS ARE REQUIRED FOR THIS MEETING. IF-NO BENEFICIAL OWNER DETAILS ARE PROVIDED, YOUR INSTRUCTION MAY BE REJECTED.-THANK YOU. | Non-Voting | ||||||
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE- REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A- REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB-CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR- CLIENT REPRESENTATIVE | Non-Voting | ||||||
| 1.1 | REPORT ON THE FINANCIAL YEAR 2019: APPROVAL OF THE MANAGEMENT REPORT, THE FINANCIAL STATEMENTS OF SWISSCOM LTD AND THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2019 | Management | For | For | For | |||
| 1.2 | REPORT ON THE FINANCIAL YEAR 2019: CONSULTATIVE VOTE ON THE REMUNERATION REPORT 2019 | Management | For | For | For | |||
| 2 | APPROPRIATION OF THE RETAINED EARNINGS 2019 AND DECLARATION OF DIVIDEND: DIVIDEND OF CHF 14.30 PER SHARE | Management | For | For | For | |||
| 3 | DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE GROUP EXECUTIVE BOARD | Management | For | For | For | |||
| 4.1 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: ROLAND ABT | Management | For | For | For | |||
| 4.2 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: ALAIN CARRUPT | Management | For | For | For | |||
| 4.3 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: FRANK ESSER | Management | For | For | For | |||
| 4.4 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: BARBARA FREI | Management | For | For | For | |||
| 4.5 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: SANDRA LATHION-ZWEIFEL | Management | For | For | For | |||
| 4.6 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: ANNA MOSSBERG | Management | For | For | For | |||
| 4.7 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: MICHAEL RECHSTEINER | Management | For | For | For | |||
| 4.8 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: HANSUELI LOOSLI | Management | For | For | For | |||
| 4.9 | RE-ELECTIONS TO THE BOARD OF DIRECTOR: HANSUELI LOOSLI AS CHAIRMAN | Management | For | For | For | |||
| 5.1 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: ROLAND ABT | Management | For | For | For | |||
| 5.2 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: FRANK ESSER | Management | For | For | For | |||
| 5.3 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: BARBARA FREI | Management | For | For | For | |||
| 5.4 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: HANSUELI LOOSLI | Management | For | For | For | |||
| 5.5 | RE-ELECTIONS TO THE COMPENSATION COMMITTEE: RENZO SIMONI | Management | For | For | For | |||
| 6.1 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR 2021 | Management | For | For | For | |||
| 6.2 | APPROVAL OF THE TOTAL REMUNERATION OF THE MEMBERS OF THE GROUP EXECUTIVE BOARD FOR 2021 | Management | For | For | For | |||
| 7 | RE-ELECTION OF THE INDEPENDENT PROXY: THE BOARD OF DIRECTORS PROPOSES THAT THE LAW FIRM REBER RECHTSANWALTE KIG, ZURICH, BE RE-ELECTED AS INDEPENDENT PROXY FOR THE PERIOD OF TIME UNTIL THE CONCLUSION OF THE NEXT ORDINARY SHAREHOLDERS' MEETING | Management | For | For | For | |||
| 8 | RE-ELECTION OF THE STATUTORY AUDITORS: THE BOARD OF DIRECTORS PROPOSES THAT PRICEWATERHOUSECOOPERS AG, ZURICH, BE RE-ELECTED AS STATUTORY AUDITORS FOR THE 2020 FINANCIAL YEAR | Management | For | For | For |
| PING AN INSURANCE (GROUP) COMPANY OF CHINA LTD | ||||
| Security | Y69790106 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 09-Apr-2020 | ||
| ISIN | CNE1000003X6 | Agenda | 712283869 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0318/2020031801008.pdf, | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 362445 DUE TO ADDITION OF-RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||
| 1 | TO CONSIDER AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | For | |||
| 2 | TO CONSIDER AND APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | For | |||
| 3 | TO CONSIDER AND APPROVE THE ANNUAL REPORT OF THE COMPANY FOR THE YEAR 2019 AND ITS SUMMARY | Management | For | For | For | |||
| 4 | TO CONSIDER AND APPROVE THE REPORT OF FINAL ACCOUNTS OF THE COMPANY FOR THE YEAR 2019 INCLUDING THE AUDIT REPORT AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | For | |||
| 5 | TO CONSIDER AND APPROVE THE PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE YEAR 2019 AND THE PROPOSED DISTRIBUTION OF FINAL DIVIDENDS | Management | For | For | For | |||
| 6 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE APPOINTMENT OF AUDITORS OF THE COMPANY FOR THE YEAR 2020, RE- APPOINTING PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE PRC AUDITOR AND PRICEWATERHOUSECOOPERS AS THE INTERNATIONAL AUDITOR OF THE | Management | For | For | For | |||
| COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AND AUTHORIZING THE BOARD OF DIRECTORS TO RE- AUTHORIZE THE MANAGEMENT OF THE COMPANY TO FIX THEIR REMUNERATION | ||||||||
| 7 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE INDEPENDENT NON-EXECUTIVE DIRECTORS FOR THE YEAR 2019 | Management | For | For | For | |||
| 8 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUE OF DEBT FINANCING INSTRUMENTS | Management | For | For | For | |||
| 9 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED GRANT OF THE GENERAL MANDATE BY THE GENERAL MEETING TO THE BOARD TO ISSUE H SHARES, I.E. THE GRANT OF A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL H SHARES NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE H SHARES IN ISSUE, REPRESENTING UP TO LIMIT OF 8.15% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE, AT A DISCOUNT (IF ANY) OF NO MORE THAN 10% TO THE BENCHMARK PRICE (INSTEAD OF THE 20% LIMIT IMPOSED BY THE RULES GOVERNING THE LISTING OF SECURITIES ON THE STOCK EXCHANGE OF HONG KONG LIMITED) AND AUTHORIZE THE BOARD OF DIRECTORS TO MAKE CORRESPONDING AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS IT THINKS FIT SO AS TO REFLECT THE NEW CAPITAL STRUCTURE UPON THE ALLOTMENT OR ISSUANCE OF H SHARES | Management | For | For | For | |||
| 10 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For | |||
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ELECTION OF DIRECTOR OF THE COMPANY, ELECTING MR. LU MIN AS AN EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD OF DIRECTORS | Shareholder | Against | For | Against |
| CITIGROUP INC. | ||||
| Security | 172967424 | Meeting Type | Annual | |
| Ticker Symbol | C | Meeting Date | 21-Apr-2020 | |
| ISIN | US1729674242 | Agenda | 935139849 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | �� | ||
| 1A. | Election of Director: Michael L. Corbat | Management | For | For | For | |||
| 1B. | Election of Director: Ellen M. Costello | Management | For | For | For | |||
| 1C. | Election of Director: Grace E. Dailey | Management | For | For | For | |||
| 1D. | Election of Director: Barbara J. Desoer | Management | For | For | For | |||
| 1E. | Election of Director: John C. Dugan | Management | For | For | For | |||
| 1F. | Election of Director: Duncan P. Hennes | Management | For | For | For | |||
| 1G. | Election of Director: Peter B. Henry | Management | For | For | For | |||
| 1H. | Election of Director: S. Leslie Ireland | Management | For | For | For | |||
| 1I. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | For | For | For | |||
| 1J. | Election of Director: Renée J. James | Management | For | For | For | |||
| 1K. | Election of Director: Gary M. Reiner | Management | For | For | For | |||
| 1L. | Election of Director: Diana L. Taylor | Management | For | For | For | |||
| 1M. | Election of Director: James S. Turley | Management | For | For | For | |||
| 1N. | Election of Director: Deborah C. Wright | Management | For | For | For | |||
| 1O. | Election of Director: Alexander R. Wynaendts | Management | For | For | For | |||
| 1P. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | For | For | For | |||
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve Citi's 2019 Executive Compensation. | Management | For | For | For | |||
| 4. | Approval of Additional Authorized Shares Under the Citigroup 2019 Stock Incentive Plan. | Management | For | For | For | |||
| 5. | Stockholder proposal requesting an amendment to Citi's proxy access by-law provisions pertaining to the aggregation limit. | Shareholder | Against | Against | For | |||
| 6. | Stockholder proposal requesting that the Board review Citi's governance documents and make recommendations to shareholders on how the "Purpose of a Corporation" signed by Citi's CEO can be fully implemented. | Shareholder | Against | Against | For | |||
| 7. | Stockholder proposal requesting a report disclosing information regarding Citi's lobbying policies and activities. | Shareholder | Against | Against | For |
| BANK OF AMERICA CORPORATION | ||||
| Security | 060505104 | Meeting Type | Annual | |
| Ticker Symbol | BAC | Meeting Date | 22-Apr-2020 | |
| ISIN | US0605051046 | Agenda | 935139825 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Sharon L. Allen | Management | For | For | For | |||
| 1B. | Election of Director: Susan S. Bies | Management | For | For | For | |||
| 1C. | Election of Director: Jack O. Bovender, Jr. | Management | For | For | For | |||
| 1D. | Election of Director: Frank P. Bramble, Sr. | Management | For | For | For | |||
| 1E. | Election of Director: Pierre J.P. de Weck | Management | For | For | For | |||
| 1F. | Election of Director: Arnold W. Donald | Management | For | For | For | |||
| 1G. | Election of Director: Linda P. Hudson | Management | For | For | For | |||
| 1H. | Election of Director: Monica C. Lozano | Management | For | For | For | |||
| 1I. | Election of Director: Thomas J. May | Management | For | For | For | |||
| 1J. | Election of Director: Brian T. Moynihan | Management | For | For | For | |||
| 1K. | Election of Director: Lionel L. Nowell III | Management | For | For | For | |||
| 1L. | Election of Director: Denise L. Ramos | Management | For | For | For | |||
| 1M. | Election of Director: Clayton S. Rose | Management | For | For | For | |||
| 1N. | Election of Director: Michael D. White | Management | For | For | For | |||
| 1O. | Election of Director: Thomas D. Woods | Management | For | For | For | |||
| 1P. | Election of Director: R. David Yost | Management | For | For | For | |||
| 1Q. | Election of Director: Maria T. Zuber | Management | For | For | For | |||
| 2. | Approving Our Executive Compensation (an Advisory, Non-binding "Say on Pay" Resolution). | Management | For | For | For | |||
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 4. | Make Shareholder Proxy Access More Accessible. | Shareholder | Against | Against | For | |||
| 5. | Adopt a New Shareholder Right - Written Consent | Shareholder | Against | Against | For | |||
| 6. | Report Concerning Gender/Racial Pay Equity. | Shareholder | Against | Against | For | |||
| 7. | Review of Statement of the Purpose of a Corporation and Report on Recommended Changes to Governance Documents, Policies, and Practices. | Shareholder | Against | Against | For |
| TEXAS INSTRUMENTS INCORPORATED | ||||
| Security | 882508104 | Meeting Type | Annual | |
| Ticker Symbol | TXN | Meeting Date | 23-Apr-2020 | |
| ISIN | US8825081040 | Agenda | 935138722 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Mark A. Blinn | Management | For | For | For | |||
| 1B. | Election of Director: Todd M. Bluedorn | Management | For | For | For | |||
| 1C. | Election of Director: Janet F. Clark | Management | For | For | For | |||
| 1D. | Election of Director: Carrie S. Cox | Management | For | For | For | |||
| 1E. | Election of Director: Martin S. Craighead | Management | For | For | For | |||
| 1F. | Election of Director: Jean M. Hobby | Management | For | For | For | |||
| 1G. | Election of Director: Michael D. Hsu | Management | For | For | For | |||
| 1H. | Election of Director: Ronald Kirk | Management | For | For | For | |||
| 1I. | Election of Director: Pamela H. Patsley | Management | For | For | For | |||
| 1J. | Election of Director: Robert E. Sanchez | Management | For | For | For | |||
| 1K. | Election of Director: Richard K. Templeton | Management | For | For | For | |||
| 2. | Board proposal regarding advisory approval of the Company's executive compensation. | Management | For | For | For | |||
| 3. | Board proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2020. | Management | For | For | For |
| INTERNATIONAL BUSINESS MACHINES CORP. | ||||
| Security | 459200101 | Meeting Type | Annual | |
| Ticker Symbol | IBM | Meeting Date | 28-Apr-2020 | |
| ISIN | US4592001014 | Agenda | 935137782 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Thomas Buberl | Management | For | For | For | |||
| 1B. | Election of Director: Michael L. Eskew | Management | For | For | For | |||
| 1C. | Election of Director: David N. Farr | Management | For | For | For | |||
| 1D. | Election of Director: Alex Gorsky | Management | For | For | For | |||
| 1E. | Election of Director: Michelle J. Howard | Management | For | For | For | |||
| 1F. | Election of Director: Arvind Krishna | Management | For | For | For | |||
| 1G. | Election of Director: Andrew N. Liveris | Management | For | For | For | |||
| 1H. | Election of Director: F. William McNabb III | Management | For | For | For | |||
| 1I. | Election of Director: Martha E. Pollack | Management | For | For | For | |||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For | |||
| 1K. | Election of Director: Joseph R. Swedish | Management | For | For | For | |||
| 1L. | Election of Director: Sidney Taurel | Management | For | For | For | |||
| 1M. | Election of Director: Peter R. Voser | Management | For | For | For | |||
| 1N. | Election of Director: Frederick H. Waddell | Management | For | For | For | |||
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. | Management | For | For | For | |||
| 3. | Advisory Vote on Executive Compensation. | Management | For | For | For | |||
| 4. | Stockholder Proposal on Shareholder Right to Remove Directors. | Shareholder | Against | Against | For | |||
| 5. | Stockholder Proposal on the Right to Act by Written Consent. | Shareholder | Against | Against | For | |||
| 6. | Stockholder Proposal to Have an Independent Board Chairman. | Shareholder | Against | Against | For |
| ING GROEP N.V. | ||||
| Security | 456837103 | Meeting Type | Annual | |
| Ticker Symbol | ING | Meeting Date | 28-Apr-2020 | |
| ISIN | US4568371037 | Agenda | 935170287 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 2D. | Remuneration report (advisory voting item). (If you vote "in favour", you will cast a positive advisory vote on the Remuneration Report 2019. If you vote "against", you will cast a negative advisory vote on the Remuneration Report 2019. The result of the vote counts as a non-binding advisory vote.) | Management | For | For | For | |||
| 2E. | Annual Accounts for 2019 (voting item). | Management | For | For | For | |||
| 4A. | Discharge of the members and former members of the Executive Board in respect of their duties performed during the year 2019 (voting item). | Management | For | For | For | |||
| 4B. | Discharge of the members and former members of the Supervisory Board in respect of their duties performed during the year 2019 (voting item). | Management | For | For | For | |||
| 5. | Remuneration policy of the Executive Board (voting item). | Management | For | For | For | |||
| 6. | Remuneration policy of the Supervisory Board (voting item). | Management | For | For | For | |||
| 7. | Amendment to the Articles of Association (voting item). | Management | For | For | For | |||
| 8A. | Composition of the Supervisory Board: Appointment of Juan Colombás (voting item). | Management | For | For | For | |||
| 8B. | Composition of the Supervisory Board: Appointment of Herman Hulst (voting item). | Management | For | For | For | |||
| 8C. | Composition of the Supervisory Board: Appointment of Harold Naus (voting item). | Management | For | For | For | |||
| 9A. | Authorisation to issue ordinary shares (voting item). | Management | For | For | For | |||
| 9B. | Authorisation to issue ordinary shares, with or without pre- emptive rights of existing shareholders (voting item). | Management | For | For | For | |||
| 10. | Authorisation to acquire ordinary shares in the Company's own capital (voting item). | Management | For | For | For |
| THE GOLDMAN SACHS GROUP, INC. | ||||
| Security | 38141G104 | Meeting Type | Annual | |
| Ticker Symbol | GS | Meeting Date | 30-Apr-2020 | |
| ISIN | US38141G1040 | Agenda | 935147757 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | For | |||
| 1B. | Election of Director: Drew G. Faust | Management | For | For | For | |||
| 1C. | Election of Director: Mark A. Flaherty | Management | For | For | For | |||
| 1D. | Election of Director: Ellen J. Kullman | Management | For | For | For | |||
| 1E. | Election of Director: Lakshmi N. Mittal | Management | For | For | For | |||
| 1F. | Election of Director: Adebayo O. Ogunlesi | Management | For | For | For | |||
| 1G. | Election of Director: Peter Oppenheimer | Management | For | For | For | |||
| 1H. | Election of Director: David M. Solomon | Management | For | For | For | |||
| 1I. | Election of Director: Jan E. Tighe | Management | For | For | For | |||
| 1J. | Election of Director: David A. Viniar | Management | For | For | For | |||
| 1K. | Election of Director: Mark O. Winkelman | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Executive Compensation (Say on Pay). | Management | For | For | For | |||
| 3. | Ratification of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for 2020. | Management | For | For | For | |||
| 4. | Shareholder Proposal Regarding Right to Act by Written Consent. | Shareholder | Against | Against | For | |||
| 5. | Shareholder Proposal Regarding Board Oversight of the "Statement on the Purpose of a Corporation". | Shareholder | Against | Against | For |
| AMERICAN EXPRESS COMPANY | ||||
| Security | 025816109 | Meeting Type | Annual | |
| Ticker Symbol | AXP | Meeting Date | 05-May-2020 | |
| ISIN | US0258161092 | Agenda | 935151439 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director for a term of one year: Charlene Barshefsky | Management | For | For | For | |||
| 1B. | Election of Director for a term of one year: John J. Brennan | Management | For | For | For | |||
| 1C. | Election of Director for a term of one year: Peter Chernin | Management | For | For | For | |||
| 1D. | Election of Director for a term of one year: Ralph de la Vega | Management | For | For | For | |||
| 1E. | Election of Director for a term of one year: Anne Lauvergeon | Management | For | For | For | |||
| 1F. | Election of Director for a term of one year: Michael O. Leavitt | Management | For | For | For | |||
| 1G. | Election of Director for a term of one year: Theodore J. Leonsis | Management | For | For | For | |||
| 1H. | Election of Director for a term of one year: Karen L. Parkhill | Management | For | For | For | |||
| 1I. | Election of Director for a term of one year: Lynn A. Pike | Management | For | For | For | |||
| 1J. | Election of Director for a term of one year: Stephen J. Squeri | Management | For | For | For | |||
| 1K. | Election of Director for a term of one year: Daniel L. Vasella | Management | For | For | For | |||
| 1L. | Election of Director for a term of one year: Ronald A. Williams | Management | For | For | For | |||
| 1M. | Election of Director for a term of one year: Christopher D. Young | Management | For | For | For | |||
| 2. | Ratification of appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Approval, on an advisory basis, of the Company's executive compensation. | Management | For | For | For | |||
| 4. | Approval of Amended and Restated Incentive Compensation Plan. | Management | For | For | For | |||
| 5. | Shareholder proposal relating to action by written consent. | Shareholder | Against | Against | For | |||
| 6. | Shareholder proposal relating to gender/racial pay equity. | Shareholder | Against | Against | For |
| CME GROUP INC. | ||||
| Security | 12572Q105 | Meeting Type | Annual | |
| Ticker Symbol | CME | Meeting Date | 06-May-2020 | |
| ISIN | US12572Q1058 | Agenda | 935153407 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Equity Director: Terrence A. Duffy | Management | For | For | For | |||
| 1B. | Election of Equity Director: Timothy S. Bitsberger | Management | For | For | For | |||
| 1C. | Election of Equity Director: Charles P. Carey | Management | For | For | For | |||
| 1D. | Election of Equity Director: Dennis H. Chookaszian | Management | For | For | For | |||
| 1E. | Election of Equity Director: Bryan T. Durkin | Management | For | For | For | |||
| 1F. | Election of Equity Director: Ana Dutra | Management | For | For | For | |||
| 1G. | Election of Equity Director: Martin J. Gepsman | Management | For | For | For | |||
| 1H. | Election of Equity Director: Larry G. Gerdes | Management | For | For | For | |||
| 1I. | Election of Equity Director: Daniel R. Glickman | Management | For | For | For | |||
| 1J. | Election of Equity Director: Daniel G. Kaye | Management | For | For | For | |||
| 1K. | Election of Equity Director: Phyllis M. Lockett | Management | For | For | For | |||
| 1L. | Election of Equity Director: Deborah J. Lucas | Management | For | For | For | |||
| 1M. | Election of Equity Director: Terry L. Savage | Management | For | For | For | |||
| 1N. | Election of Equity Director: Rahael Seifu | Management | For | For | For | |||
| 1O. | Election of Equity Director: William R. Shepard | Management | For | For | For | |||
| 1P. | Election of Equity Director: Howard J. Siegel | Management | For | For | For | |||
| 1Q. | Election of Equity Director: Dennis A. Suskind | Management | For | For | For | |||
| 2. | Ratification of the appointment of Ernst & Young as our independent registered public accounting firm for 2020. | Management | For | For | For | |||
| 3. | Advisory vote on the compensation of our named executive officers. | Management | For | For | For |
| ADVANCED MICRO DEVICES, INC. | ||||
| Security | 007903107 | Meeting Type | Annual | |
| Ticker Symbol | AMD | Meeting Date | 07-May-2020 | |
| ISIN | US0079031078 | Agenda | 935153700 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: John E. Caldwell | Management | For | For | For | |||
| 1B. | Election of Director: Nora M. Denzel | Management | For | For | For | |||
| 1C. | Election of Director: Mark Durcan | Management | For | For | For | |||
| 1D. | Election of Director: Michael P. Gregoire | Management | For | For | For | |||
| 1E. | Election of Director: Joseph A. Householder | Management | For | For | For | |||
| 1F. | Election of Director: John W. Marren | Management | For | For | For | |||
| 1G. | Election of Director: Lisa T. Su | Management | For | For | For | |||
| 1H. | Election of Director: Abhi Y. Talwalkar | Management | For | For | For | |||
| 2. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year. | Management | For | For | For | |||
| 3. | Advisory vote to approve the executive compensation of our named executive officers. | Management | For | For | For |
| BARCLAYS PLC | ||||
| Security | 06738E204 | Meeting Type | Annual | |
| Ticker Symbol | BCS | Meeting Date | 07-May-2020 | |
| ISIN | US06738E2046 | Agenda | 935180101 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | To receive the reports of the Directors and Auditors and the audited accounts of the Company for the year ended 31 December 2019. | Management | For | For | For | |||
| 2. | To approve the Directors' Remuneration Report for the year ended 31 December 2019. | Management | For | For | For | |||
| 3. | To approve the Directors' Remuneration Policy contained in the Directors' Remuneration Report for the year ended 31 December 2019. | Management | For | For | For | |||
| 4. | That Dawn Fitzpatrick be appointed a Director of the Company. | Management | For | For | For | |||
| 5. | That Mohamed A. El-Erian be appointed a Director of the Company. | Management | For | For | For | |||
| 6. | That Brian Gilvary be appointed a Director of the Company. | Management | For | For | For | |||
| 7. | That Mike Ashley be reappointed a Director of the Company. | Management | For | For | For | |||
| 8. | That Tim Breedon be reappointed a Director of the Company. | Management | For | For | For | |||
| 9. | That Sir Ian Cheshire be reappointed a Director of the Company. | Management | For | For | For | |||
| 10. | That Mary Anne Citrino be reappointed a Director of the Company. | Management | For | For | For | |||
| 11. | That Mary Francis be reappointed a Director of the Company. | Management | For | For | For | |||
| 12. | That Crawford Gillies be reappointed a Director of the Company. | Management | For | For | For | |||
| 13. | That Nigel Higgins be reappointed a Director of the Company. | Management | For | For | For | |||
| 14. | That Tushar Morzaria be reappointed a Director of the Company. | Management | For | For | For | |||
| 15. | That Diane Schueneman be reappointed a Director of the Company. | Management | For | For | For | |||
| 16. | That James Staley be reappointed a Director of the Company. | Management | For | For | For | |||
| 17. | To reappoint KPMG LLP as Auditors. | Management | For | For | For | |||
| 18. | To authorise the Board Audit Committee to set the remuneration of the Auditors. | Management | For | For | For | |||
| 19. | To authorise the Company and its subsidiaries to make political donations and incur political expenditure. | Management | For | For | For | |||
| 20. | To authorise the Directors to allot shares and equity securities. | Management | For | For | For | |||
| 21. | To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital. | Management | For | For | For | |||
| 22. | To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders of no more than 5% of issued share capital in connection with an acquisition or specified capital investment. | Management | For | For | For | |||
| 23. | To authorise the Directors to allot equity securities in relation to the issuance of contingent Equity Conversion Notes. | Management | For | For | For | |||
| 24. | To authorise the Directors to allot equity securities for cash and/or sell treasury shares other than on a pro rata basis to shareholders in relation to the issuance of contingent Equity Conversion Notes. | Management | For | For | For | |||
| 25. | To authorise the Company to purchase its own shares. | Management | For | For | For | |||
| 26. | To authorise the Directors to call general meetings (other than AGM) on not less than 14 clear days' notice. | Management | For | For | For | |||
| 27. | To authorise the renewal of the Barclays Group SAYE Share Option Scheme. | Management | For | For | For | |||
| 28. | To authorise the proposed changes to the Barclays Group Share Value Plan. | Management | For | For | For | |||
| 29. | Barclays' commitment to tackle climate change. | Management | For | For | For | |||
| 30. | ShareAction's climate change resolution. | Shareholder | Against | Against | For |
| ZHONGAN ONLINE P&C INSURANCE CO., LTD. (DOING BUSI | ||||
| Security | Y989DF109 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 11-May-2020 | ||
| ISIN | CNE100002QY7 | Agenda | 712478444 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0326/2020032601158.pdf,- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0421/2020042101298.pdf, | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 377462 DUE TO RECEIPT OF-ADDITIONAL RESOLUTION 10. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | ||||||
| 1 | TO CONSIDER AND APPROVE THE REPORT OF BOARD OF DIRECTORS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | For | For | For | |||
| 2 | TO CONSIDER AND APPROVE THE REPORT OF SUPERVISORY COMMITTEE OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | For | For | For | |||
| 3 | TO CONSIDER AND APPROVE THE REPORT OF THE AUDITORS AND AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | For | For | For | |||
| 4 | TO CONSIDER AND APPROVE THE RE- APPOINTMENT OF AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2020 | Management | For | For | For | |||
| 5 | TO CONSIDER AND APPROVE THE ELECTION OF MR. WEIBIAO ZHAN AS A NON-EXECUTIVE DIRECTOR OF THE THIRD SESSION OF THE BOARD OF DIRECTORS OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE THIRD SESSION OF THE BOARD OF DIRECTORS | Management | For | For | For | |||
| 6 | TO CONSIDER AND APPROVE THE PERFORMANCE EVALUATION OF THE DIRECTORS OF THE COMPANY FOR THE YEAR 2019 | Management | For | For | For | |||
| 7 | TO CONSIDER AND APPROVE THE FIVE-YEAR DEVELOPMENT PLAN OF THE COMPANY (2020-2024) | Management | For | For | For | |||
| 8 | TO CONSIDER AND APPROVE THE GRANT OF A GENERAL MANDATE TO THE BOARD OF DIRECTORS OF THE COMPANY TO ISSUE SHARES | Management | For | For | For | |||
| 9 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For | |||
| 10 | TO CONSIDER AND APPROVE THE PROPOSED ISSUE OF OFFSHORE SENIOR BONDS BY THE COMPANY | Management | For | For | For |
| TMX GROUP LTD | ||||
| Security | 87262K105 | Meeting Type | MIX | |
| Ticker Symbol | Meeting Date | 12-May-2020 | ||
| ISIN | CA87262K1057 | Agenda | 712349136 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST'-ONLY FOR RESOLUTIONS 3, 4 AND 'IN FAVOR' OR 'ABSTAIN' ONLY FOR RESOLUTION-NUMBERS 1, 2.A TO 2.L. THANK YOU | Non-Voting | ||||||
| 1 | APPOINTMENT OF KPMG LLP AS OUR AUDITOR AT A REMUNERATION TO BE FIXED BY THE DIRECTORS. INFORMATION RESPECTING THE APPOINTMENT OF KPMG LLP MAY BE FOUND UNDER THE HEADING "APPOINT THE AUDITOR" ON PAGE 7 OF OUR MANAGEMENT INFORMATION CIRCULAR | Management | For | For | For | |||
| 2.A | ELECTION OF DIRECTOR: LUC BERTRAND | Management | For | For | For | |||
| 2.B | ELECTION OF DIRECTOR: NICOLAS DARVEAU-GARNEAU | Management | For | For | For | |||
| 2.C | ELECTION OF DIRECTOR: CHRISTIAN EXSHAW | Management | For | For | For | |||
| 2.D | ELECTION OF DIRECTOR: MARIE GIGUERE | Management | For | For | For | |||
| 2.E | ELECTION OF DIRECTOR: MARTINE IRMAN | Management | For | For | For | |||
| 2.F | ELECTION OF DIRECTOR: HARRY JAAKO | Management | For | For | For | |||
| 2.G | ELECTION OF DIRECTOR: WILLIAM LINTON | Management | For | For | For | |||
| 2.H | ELECTION OF DIRECTOR: JEAN MARTEL | Management | For | For | For | |||
| 2.I | ELECTION OF DIRECTOR: GERRI SINCLAIR | Management | For | For | For | |||
| 2.J | ELECTION OF DIRECTOR: KEVIN SULLIVAN | Management | For | For | For | |||
| 2.K | ELECTION OF DIRECTOR: ERIC WETLAUFER | Management | For | For | For | |||
| 2.L | ELECTION OF DIRECTOR: CHARLES WINOGRAD | Management | For | For | For | |||
| 3 | APPROVE AMENDMENTS TO OUR SHARE OPTION PLAN. INFORMATION RESPECTING THE AMENDMENTS TO OUR SHARE OPTION PLAN MAY BE FOUND UNDER THE HEADING "AMENDMENTS TO OUR SHARE OPTION PLAN" ON PAGE 8 OF OUR MANAGEMENT INFORMATION CIRCULAR | Management | For | For | For | |||
| 4 | APPROVAL ON AN ADVISORY BASIS OF THE APPROACH TO OUR EXECUTIVE COMPENSATION WHICH IS DESCRIBED UNDER THE HEADING "VOTE ON OUR APPROACH TO EXECUTIVE COMPENSATION" ON PAGE 10 OF OUR MANAGEMENT INFORMATION CIRCULAR | Management | For | For | For |
| OVERSTOCK.COM, INC. | ||||
| Security | 690370101 | Meeting Type | Annual | |
| Ticker Symbol | OSTK | Meeting Date | 12-May-2020 | |
| ISIN | US6903701018 | Agenda | 935162836 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | DIRECTOR | Management | ||||||
| 1 Allison H. Abraham | For | For | For | |||||
| 2. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | |||
| 3. | A non-binding advisory vote to approve the compensation paid by the Company to its Named Executive Officers (the "Say on Pay Vote"). | Management | For | For | For | |||
| 4. | To approve an amendment to our Amended and Restated 2005 Equity Incentive Plan to increase the number of shares of common stock reserved for issuance by 1,300,000 shares. | Management | For | For | For | |||
| TENCENT HOLDINGS LTD | ||||
| Security | G87572163 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 13-May-2020 | ||
| ISIN | KYG875721634 | Agenda | 712379583 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0407/2020040701452.pdf, | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, THE DIRECTORS' REPORT AND THE INDEPENDENT AUDITOR'S REPORT FOR THE YEAR ENDED 31 DECEMBER 2019 | Management | For | For | For | |||
| 2 | TO DECLARE A FINAL DIVIDEND | Management | For | For | For | |||
| 3.A | TO RE-ELECT MR LAU CHI PING MARTIN AS DIRECTOR | Management | For | For | For | |||
| 3.B | TO RE-ELECT MR CHARLES ST LEGER SEARLE AS DIRECTOR | Management | For | For | For | |||
| 3.C | TO RE-ELECT PROFESSOR KE YANG AS DIRECTOR | Management | For | For | For | |||
| 3.D | TO AUTHORISE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | For | |||
| 4 | TO RE-APPOINT AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Management | For | For | For | |||
| 5 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ISSUE NEW SHARES | Management | For | For | For | |||
| 6 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES | Management | For | For | For | |||
| 7 | TO EXTEND THE GENERAL MANDATE TO ISSUE NEW SHARES BY ADDING THE NUMBER OF SHARES REPURCHASED | Management | For | For | For | |||
| 8 | TO APPROVE THE PROPOSED AMENDMENTS TO THE EXISTING AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY AND TO ADOPT THE SECOND AMENDED AND RESTATED MEMORANDUM OF ASSOCIATION AND ARTICLES OF ASSOCIATION OF THE COMPANY | Management | For | For | For |
| INTEL CORPORATION | ||||
| Security | 458140100 | Meeting Type | Annual | |
| Ticker Symbol | INTC | Meeting Date | 14-May-2020 | |
| ISIN | US4581401001 | Agenda | 935158635 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: James J. Goetz | Management | For | For | For | |||
| 1B. | Election of Director: Alyssa Henry | Management | For | For | For | |||
| 1C. | Election of Director: Omar Ishrak | Management | For | For | For | |||
| 1D. | Election of Director: Risa Lavizzo-Mourey | Management | For | For | For | |||
| 1E. | Election of Director: Tsu-Jae King Liu | Management | For | For | For | |||
| 1F. | Election of Director: Gregory D. Smith | Management | For | For | For | |||
| 1G. | Election of Director: Robert ("Bob") H. Swan | Management | For | For | For | |||
| 1H. | Election of Director: Andrew Wilson | Management | For | For | For | |||
| 1I. | Election of Director: Frank D. Yeary | Management | For | For | For | |||
| 2. | Ratification of selection of Ernst & Young LLP as our independent registered public accounting firm for 2020 | Management | For | For | For | |||
| 3. | Advisory vote to approve executive compensation of our listed officers | Management | For | For | For | |||
| 4. | Approval of amendment and restatement of the 2006 Employee Stock Purchase Plan | Management | For | For | For | |||
| 5. | Stockholder proposal on whether to allow stockholders to act by written consent, if properly presented at the meeting | Shareholder | Against | Against | For | |||
| 6. | Stockholder proposal requesting a report on the global median gender/racial pay gap, if properly presented at the meeting | Shareholder | Against | Against | For |
| INTERCONTINENTAL EXCHANGE, INC. | ||||
| Security | 45866F104 | Meeting Type | Annual | |
| Ticker Symbol | ICE | Meeting Date | 15-May-2020 | |
| ISIN | US45866F1049 | Agenda | 935159447 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Hon. Sharon Y. Bowen | Management | For | For | For | |||
| 1B. | Election of Director: Charles R. Crisp | Management | For | For | For | |||
| 1C. | Election of Director: Duriya M. Farooqui | Management | For | For | For | |||
| 1D. | Election of Director: Jean-Marc Forneri | Management | For | For | For | |||
| 1E. | Election of Director: The Rt. Hon. the Lord Hague of Richmond | Management | For | For | For | |||
| 1F. | Election of Director: Hon. Frederick W. Hatfield | Management | For | For | For | |||
| 1G. | Election of Director: Thomas E. Noonan | Management | For | For | For | |||
| 1H. | Election of Director: Frederic V. Salerno | Management | For | For | For | |||
| 1I. | Election of Director: Jeffrey C. Sprecher | Management | For | For | For | |||
| 1J. | Election of Director: Judith A. Sprieser | Management | For | For | For | |||
| 1K. | Election of Director: Vincent Tese | Management | For | For | For | |||
| 2. | To approve, by non-binding vote, the advisory resolution on executive compensation for named executive officers. | Management | For | For | For | |||
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For |
| DEUTSCHE BOERSE AG | ||||
| Security | D1882G119 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 19-May-2020 | ||
| ISIN | DE0005810055 | Agenda | 712405819 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | FROM 10TH FEBRUARY, BROADRIDGE WILL CODE ALL AGENDAS FOR GERMAN MEETINGS IN-ENGLISH ONLY. IF YOU WISH TO SEE THE AGENDA IN GERMAN, THIS WILL BE MADE- AVAILABLE AS A LINK UNDER THE 'MATERIAL URL' DROPDOWN AT THE TOP OF THE-BALLOT. THE GERMAN AGENDAS FOR ANY EXISTING OR PAST MEETINGS WILL REMAIN IN-PLACE. FOR FURTHER INFORMATION, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT FOLLOWING THE AMENDMENT TO PARAGRAPH 21 OF THE SECURITIES-TRADE ACT ON 9TH JULY 2015 AND THE OVER-RULING OF THE DISTRICT COURT IN-COLOGNE JUDGMENT FROM 6TH JUNE 2012 THE VOTING PROCESS HAS NOW CHANGED WITH-REGARD TO THE GERMAN REGISTERED SHARES. AS A RESULT, IT IS NOW THE-RESPONSIBILITY OF THE END-INVESTOR (I.E. FINAL BENEFICIARY) AND NOT THE- INTERMEDIARY TO DISCLOSE RESPECTIVE FINAL BENEFICIARY VOTING RIGHTS THEREFORE-THE CUSTODIAN BANK / AGENT IN THE MARKET WILL BE SENDING THE VOTING DIRECTLY-TO MARKET AND IT IS THE END INVESTORS RESPONSIBILITY TO ENSURE THE- REGISTRATION ELEMENT IS COMPLETE WITH THE ISSUER DIRECTLY, SHOULD THEY HOLD-MORE THAN 3 % OF THE TOTAL SHARE CAPITAL | Non-Voting | ||||||
| CMMT | THE VOTE/REGISTRATION DEADLINE AS DISPLAYED ON PROXYEDGE IS SUBJECT TO CHANGE-AND WILL BE UPDATED AS SOON AS BROADRIDGE RECEIVES CONFIRMATION FROM THE SUB-CUSTODIANS REGARDING THEIR INSTRUCTION DEADLINE. FOR ANY QUERIES PLEASE-CONTACT YOUR CLIENT SERVICES REPRESENTATIVE | Non-Voting | ||||||
| CMMT | ACCORDING TO GERMAN LAW, IN CASE OF SPECIFIC CONFLICTS OF INTEREST IN-CONNECTION WITH SPECIFIC ITEMS OF THE AGENDA FOR THE GENERAL MEETING YOU ARE-NOT ENTITLED TO EXERCISE YOUR VOTING RIGHTS. FURTHER, YOUR VOTING RIGHT MIGHT-BE EXCLUDED WHEN YOUR SHARE IN VOTING RIGHTS HAS REACHED CERTAIN THRESHOLDS-AND YOU HAVE NOT COMPLIED WITH ANY OF YOUR MANDATORY VOTING RIGHTS-NOTIFICATIONS PURSUANT TO THE GERMAN SECURITIES TRADING ACT (WPHG). FOR-QUESTIONS IN THIS REGARD PLEASE CONTACT YOUR CLIENT SERVICE REPRESENTATIVE- FOR CLARIFICATION. IF YOU DO NOT HAVE ANY INDICATION REGARDING SUCH CONFLICT-OF INTEREST, OR ANOTHER EXCLUSION FROM VOTING, PLEASE SUBMIT YOUR VOTE AS-USUAL | Non-Voting | ||||||
| CMMT | FURTHER INFORMATION ON COUNTER PROPOSALS CAN BE FOUND DIRECTLY ON THE-ISSUER'S WEBSITE (PLEASE REFER TO THE MATERIAL URL SECTION OF THE-APPLICATION). IF YOU WISH TO ACT ON THESE ITEMS, YOU WILL NEED TO REQUEST A- MEETING ATTEND AND VOTE YOUR SHARES DIRECTLY AT THE COMPANY'S MEETING.-COUNTER PROPOSALS CANNOT BE REFLECTED IN THE BALLOT ON PROXYEDGE | Non-Voting | ||||||
| 1 | RECEIVE FINANCIAL STATEMENTS AND STATUTORY REPORTS FOR FISCAL 2019 | Non-Voting | ||||||
| 2 | APPROVE ALLOCATION OF INCOME AND DIVIDENDS OF EUR 2.90 PER SHARE | Management | For | For | For | |||
| 3 | APPROVE DISCHARGE OF MANAGEMENT BOARD FOR FISCAL 2019 | Management | For | For | For | |||
| 4 | APPROVE DISCHARGE OF SUPERVISORY BOARD FOR FISCAL 2019 | Management | For | For | For | |||
| 5 | ELECT MICHAEL RUEDIGER TO THE SUPERVISORY BOARD | Management | For | For | For | |||
| 6 | APPROVE CREATION OF EUR 19 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | For | For | For | |||
| 7 | APPROVE CREATION OF EUR 19 MILLION POOL OF CAPITAL WITH PREEMPTIVE RIGHTS | Management | For | For | For | |||
| 8 | APPROVE REMUNERATION POLICY | Management | For | For | For | |||
| 9 | APPROVE REMUNERATION OF SUPERVISORY BOARD MEMBERS | Management | For | For | For | |||
| 10 | AMEND CORPORATE PURPOSE | Management | For | For | For | |||
| 11 | RATIFY KPMG AG AS AUDITORS FOR FISCAL 2020 | Management | For | For | For |
| NASDAQ, INC. | ||||
| Security | 631103108 | Meeting Type | Annual | |
| Ticker Symbol | NDAQ | Meeting Date | 19-May-2020 | |
| ISIN | US6311031081 | Agenda | 935165135 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Melissa M. Arnoldi | Management | For | For | For | |||
| 1B. | Election of Director: Charlene T. Begley | Management | For | For | For | |||
| 1C. | Election of Director: Steven D. Black | Management | For | For | For | |||
| 1D. | Election of Director: Adena T. Friedman | Management | For | For | For | |||
| 1E. | Election of Director: Essa Kazim | Management | For | For | For | |||
| 1F. | Election of Director: Thomas A. Kloet | Management | For | For | For | |||
| 1G. | Election of Director: John D. Rainey | Management | For | For | For | |||
| 1H. | Election of Director: Michael R. Splinter | Management | For | For | For | |||
| 1I. | Election of Director: Jacob Wallenberg | Management | For | For | For | |||
| 1J. | Election of Director: Alfred W. Zollar | Management | For | For | For | |||
| 2. | Advisory vote to approve the company's executive compensation as presented in the proxy statement | Management | For | For | For | |||
| 3. | Approval of the Employee Stock Purchase Plan, as amended and restated | Management | For | For | For | |||
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2020 | Management | For | For | For | |||
| 5. | A Shareholder Proposal entitled "Adopt a New Shareholder Right- Written Consent" | Shareholder | Against | Against | For |
| JPMORGAN CHASE & CO. | ||||
| Security | 46625H100 | Meeting Type | Annual | |
| Ticker Symbol | JPM | Meeting Date | 19-May-2020 | |
| ISIN | US46625H1005 | Agenda | 935170833 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Linda B. Bammann | Management | For | For | For | |||
| 1B. | Election of Director: Stephen B. Burke | Management | For | For | For | |||
| 1C. | Election of Director: Todd A. Combs | Management | For | For | For | |||
| 1D. | Election of Director: James S. Crown | Management | For | For | For | |||
| 1E. | Election of Director: James Dimon | Management | For | For | For | |||
| 1F. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||
| 1G. | Election of Director: Mellody Hobson | Management | For | For | For | |||
| 1H. | Election of Director: Michael A. Neal | Management | For | For | For | |||
| 1I. | Election of Director: Lee R. Raymond | Management | For | For | For | |||
| 1J. | Election of Director: Virginia M. Rometty | Management | For | For | For | |||
| 2. | Advisory resolution to approve executive compensation | Management | For | For | For | |||
| 3. | Ratification of independent registered public accounting firm | Management | For | For | For | |||
| 4. | Independent board chairman | Shareholder | Against | Against | For | |||
| 5. | Oil and gas company and project financing related to the Arctic and the Canadian oil sands | Shareholder | Against | Against | For | |||
| 6. | Climate change risk reporting | Shareholder | Against | Against | For | |||
| 7. | Amend shareholder written consent provisions | Shareholder | Against | Against | For | |||
| 8. | Charitable contributions disclosure | Shareholder | Against | Against | For | |||
| 9. | Gender/Racial pay equity | Shareholder | Against | Against | For |
| SAP SE | ||||
| Security | 803054204 | Meeting Type | Annual | |
| Ticker Symbol | SAP | Meeting Date | 20-May-2020 | |
| ISIN | US8030542042 | Agenda | 935198350 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 2. | Resolution on the appropriation of the retained earnings of fiscal year 2019 | Management | For | None | ||||
| 3. | Resolution on the formal approval of the acts of the Executive Board in fiscal year 2019 | Management | For | None | ||||
| 4. | Resolution on the formal approval of the acts of the Supervisory Board in fiscal year 2019 | Management | For | None | ||||
| 5. | Appointment of the auditors of the annual financial statements and group annual financial statements for fiscal year 2020 | Management | For | None | ||||
| 6A. | Resolution on the creation of new Authorized Capital I for the issuance of shares against contributions in cash, with the option to exclude the shareholders' subscription rights (in respect of fractional shares only), and on the corresponding amendment of Section 4 (5) of the Articles of Incorporation | Management | For | None | ||||
| 6B. | Resolution on the creation of new Authorized Capital II for the issuance of shares against contributions in cash or in kind, with the option to exclude the shareholders' subscription rights, and on the corresponding amendment of Section 4 (6) of the Articles of Incorporation | Management | For | None | ||||
| 7. | Resolution on the approval of the compensation system for the Executive Board members | Management | For | None | ||||
| 8. | Resolution on the confirmation of the compensation of the Supervisory Board members | Management | For | None |
| PAYPAL HOLDINGS, INC. | ||||
| Security | 70450Y103 | Meeting Type | Annual | |
| Ticker Symbol | PYPL | Meeting Date | 21-May-2020 | |
| ISIN | US70450Y1038 | Agenda | 935170869 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Rodney C. Adkins | Management | For | For | For | |||
| 1B. | Election of Director: Jonathan Christodoro | Management | For | For | For | |||
| 1C. | Election of Director: John J. Donahoe | Management | For | For | For | |||
| 1D. | Election of Director: David W. Dorman | Management | For | For | For | |||
| 1E. | Election of Director: Belinda J. Johnson | Management | For | For | For | |||
| 1F. | Election of Director: Gail J. McGovern | Management | For | For | For | |||
| 1G. | Election of Director: Deborah M. Messemer | Management | For | For | For | |||
| 1H. | Election of Director: David M. Moffett | Management | For | For | For | |||
| 1I. | Election of Director: Ann M. Sarnoff | Management | For | For | For | |||
| 1J. | Election of Director: Daniel H. Schulman | Management | For | For | For | |||
| 1K. | Election of Director: Frank D. Yeary | Management | For | For | For | |||
| 2. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditor for 2020. | Management | For | For | For | |||
| 4. | Stockholder Proposal - Stockholder right to act by written consent. | Shareholder | Against | Against | For | |||
| 5. | Stockholder Proposal - Human and indigenous peoples' rights. | Shareholder | Against | Against | For |
| FACEBOOK, INC. | ||||
| Security | 30303M102 | Meeting Type | Annual | |
| Ticker Symbol | FB | Meeting Date | 27-May-2020 | |
| ISIN | US30303M1027 | Agenda | 935178221 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Peggy Alford | For | For | For | ||||||
| 2 | Marc L. Andreessen | For | For | For | ||||||
| 3 | Andrew W. Houston | For | For | For | ||||||
| 4 | Nancy Killefer | For | For | For | ||||||
| 5 | Robert M. Kimmitt | For | For | For | ||||||
| 6 | Sheryl K. Sandberg | For | For | For | ||||||
| 7 | Peter A. Thiel | For | For | For | ||||||
| 8 | Tracey T. Travis | For | For | For | ||||||
| 9 | Mark Zuckerberg | For | For | For | ||||||
| 2. | To ratify the appointment of Ernst & Young LLP as Facebook, Inc.'s independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | To approve the director compensation policy. | Management | For | For | For | |||||
| 4. | A stockholder proposal regarding change in stockholder voting. | Shareholder | Against | Against | For | |||||
| 5. | A stockholder proposal regarding an independent chair. | Shareholder | Against | Against | For | |||||
| 6. | A stockholder proposal regarding majority voting for directors. | Shareholder | Against | Against | For | |||||
| 7. | A stockholder proposal regarding political advertising. | Shareholder | Against | Against | For | |||||
| 8. | A stockholder proposal regarding human/civil rights expert on board. | Shareholder | Against | Against | For | |||||
| 9. | A stockholder proposal regarding report on civil and human rights risks. | Shareholder | Against | Against | For | |||||
| 10. | A stockholder proposal regarding child exploitation. | Shareholder | Against | Against | For | |||||
| 11. | A stockholder proposal regarding median gender/racial pay gap. | Shareholder | Against | Against | For | |||||
| AMAZON.COM, INC. | ||||
| Security | 023135106 | Meeting Type | Annual | |
| Ticker Symbol | AMZN | Meeting Date | 27-May-2020 | |
| ISIN | US0231351067 | Agenda | 935186305 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of director: Jeffrey P. Bezos | Management | For | For | For | |||
| 1B. | Election of director: Rosalind G. Brewer | Management | For | For | For | |||
| 1C. | Election of director: Jamie S. Gorelick | Management | For | For | For | |||
| 1D. | Election of director: Daniel P. Huttenlocher | Management | For | For | For | |||
| 1E. | Election of director: Judith A. McGrath | Management | For | For | For | |||
| 1F. | Election of director: Indra K. Nooyi | Management | For | For | For | |||
| 1G. | Election of director: Jonathan J. Rubinstein | Management | For | For | For | |||
| 1H. | Election of director: Thomas O. Ryder | Management | For | For | For | |||
| 1I. | Election of director: Patricia Q. Stonesifer | Management | For | For | For | |||
| 1J. | Election of director: Wendell P. Weeks | Management | For | For | For | |||
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | For | For | For | |||
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | Management | For | For | For | |||
| 4. | APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO LOWER STOCK OWNERSHIP THRESHOLD FOR SHAREHOLDERS TO REQUEST A SPECIAL MEETING | Management | For | For | For | |||
| 5. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFECTS OF FOOD WASTE | Shareholder | Against | Against | For | |||
| 6. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CUSTOMER USE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | |||
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON POTENTIAL CUSTOMER MISUSE OF CERTAIN TECHNOLOGIES | Shareholder | Against | Against | For | |||
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON EFFORTS TO RESTRICT CERTAIN PRODUCTS | Shareholder | Against | Against | For | |||
| 9. | SHAREHOLDER PROPOSAL REQUESTING A MANDATORY INDEPENDENT BOARD CHAIR POLICY | Shareholder | Against | Against | For | |||
| 10. | SHAREHOLDER PROPOSAL REQUESTING AN ALTERNATIVE REPORT ON GENDER/RACIAL PAY | Shareholder | Against | Against | For | |||
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN COMMUNITY IMPACTS | Shareholder | Against | Against | For | |||
| 12. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON VIEWPOINT DISCRIMINATION | Shareholder | Against | Against | For | |||
| 13. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON PROMOTION DATA | Shareholder | Against | Against | For | |||
| 14. | SHAREHOLDER PROPOSAL REQUESTING AN ADDITIONAL REDUCTION IN THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS | Shareholder | Against | Against | For | |||
| 15. | SHAREHOLDER PROPOSAL REQUESTING A SPECIFIC SUPPLY CHAIN REPORT FORMAT | Shareholder | Against | Against | For | |||
| 16. | SHAREHOLDER PROPOSAL REQUESTING ADDITIONAL REPORTING ON LOBBYING | Shareholder | Against | Against | For |
| DOCUSIGN, INC. | ||||
| Security | 256163106 | Meeting Type | Annual | |
| Ticker Symbol | DOCU | Meeting Date | 29-May-2020 | |
| ISIN | US2561631068 | Agenda | 935186153 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | CYNTHIA GAYLOR | For | For | For | ||||||
| 2 | S. STEVEN SINGH | For | For | For | ||||||
| 2. | Approval, on an advisory basis, of frequency of future non- binding votes on our named executive officers' compensation. | Management | 1 Year | 1 Year | For | |||||
| 3. | Ratification of selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year ending January 31, 2021. | Management | For | For | For | |||||
| WALMART INC. | ||||
| Security | 931142103 | Meeting Type | Annual | |
| Ticker Symbol | WMT | Meeting Date | 03-Jun-2020 | |
| ISIN | US9311421039 | Agenda | 935192726 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Cesar Conde | Management | For | For | For | |||
| 1B. | Election of Director: Timothy P. Flynn | Management | For | For | For | |||
| 1C. | Election of Director: Sarah J. Friar | Management | For | For | For | |||
| 1D. | Election of Director: Carla A. Harris | Management | For | For | For | |||
| 1E. | Election of Director: Thomas W. Horton | Management | For | For | For | |||
| 1F. | Election of Director: Marissa A. Mayer | Management | For | For | For | |||
| 1G. | Election of Director: C. Douglas McMillon | Management | For | For | For | |||
| 1H. | Election of Director: Gregory B. Penner | Management | For | For | For | |||
| 1I. | Election of Director: Steven S Reinemund | Management | For | For | For | |||
| 1J. | Election of Director: S. Robson Walton | Management | For | For | For | |||
| 1K. | Election of Director: Steuart L. Walton | Management | For | For | For | |||
| 2. | Advisory Vote to Approve Named Executive Officer Compensation | Management | For | For | For | |||
| 3. | Ratification of Ernst & Young LLP as Independent Accountants | Management | For | For | For | |||
| 4. | Approval of the Amendment to the ASDA Sharesave Plan 2000 | Management | For | For | For | |||
| 5. | Report on Impacts of Single-Use Plastic Bags | Shareholder | Against | Against | For | |||
| 6. | Report on Supplier Antibiotics Use Standards | Shareholder | Against | Against | For | |||
| 7. | Policy to Include Hourly Associates as Director Candidates | Shareholder | Against | Against | For | |||
| 8. | Report on Strengthening Prevention of Workplace Sexual Harassment | Shareholder | Against | Against | For |
| ALPHABET INC. | ||||
| Security | 02079K305 | Meeting Type | Annual | |
| Ticker Symbol | GOOGL | Meeting Date | 03-Jun-2020 | |
| ISIN | US02079K3059 | Agenda | 935196762 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Larry Page | For | For | For | ||||||
| 2 | Sergey Brin | For | For | For | ||||||
| 3 | Sundar Pichai | For | For | For | ||||||
| 4 | John L. Hennessy | For | For | For | ||||||
| 5 | Frances H. Arnold | For | For | For | ||||||
| 6 | L. John Doerr | For | For | For | ||||||
| 7 | Roger W. Ferguson, Jr. | For | For | For | ||||||
| 8 | Ann Mather | For | For | For | ||||||
| 9 | Alan R. Mulally | For | For | For | ||||||
| 10 | K. Ram Shriram | For | For | For | ||||||
| 11 | Robin L. Washington | For | For | For | ||||||
| 2. | Ratification of the appointment of Ernst & Young LLP as Alphabet's independent registered public accounting firm for the fiscal year ending December 31, 2020. | Management | For | For | For | |||||
| 3. | An amendment to Alphabet's Amended and Restated 2012 Stock Plan to increase the share reserve by 8,500,000 shares of Class C capital stock. | Management | For | For | For | |||||
| 4. | Advisory vote to approve named executive officer compensation. | Management | For | For | For | |||||
| 5. | A stockholder proposal regarding equal shareholder voting, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 6. | A stockholder proposal regarding a report on arbitration of employment-related claims, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 7. | A stockholder proposal regarding the establishment of a human rights risk oversight committee, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 8. | A stockholder proposal regarding non- binding vote on amendment of bylaws, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 9. | A stockholder proposal regarding a report on sustainability metrics, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 10. | A stockholder proposal regarding a report on takedown requests, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 11. | A stockholder proposal regarding majority vote for election of directors, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 12. | A stockholder proposal regarding a report on gender/racial pay equity, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 13. | A stockholder proposal regarding the nomination of human rights and/or civil rights expert to the board, if properly presented at the meeting. | Shareholder | Against | Against | For | |||||
| 14. | A stockholder proposal regarding a report on whistleblower policies and practices, if properly presented at the meeting | Shareholder | Against | Against | For | |||||
| THOMSON REUTERS CORPORATION | ||||
| Security | 884903709 | Meeting Type | Annual | |
| Ticker Symbol | TRI | Meeting Date | 03-Jun-2020 | |
| ISIN | CA8849037095 | Agenda | 935199629 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1 | DIRECTOR | Management | |||||||
| 1 | DAVID THOMSON | For | For | For | |||||
| 2 | STEVE HASKER | For | For | For | |||||
| 3 | KIRK E. ARNOLD | For | For | For | |||||
| 4 | DAVID W. BINET | For | For | For | |||||
| 5 | W. EDMUND CLARK, C.M. | For | For | For | |||||
| 6 | MICHAEL E. DANIELS | For | For | For | |||||
| 7 | KIRK KOENIGSBAUER | For | For | For | |||||
| 8 | VANCE K. OPPERMAN | For | For | For | |||||
| 9 | KIM M. RIVERA | For | For | For | |||||
| 10 | BARRY SALZBERG | For | For | For | |||||
| 11 | PETER J. THOMSON | For | For | For | |||||
| 12 | WULF VON SCHIMMELMANN | For | For | For | |||||
| 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION. | Management | For | For | For | ||||
| 3 | TO ACCEPT, ON AN ADVISORY BASIS, THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Management | For | For | For | ||||
| 4 | THE SHAREHOLDER PROPOSAL AS SET OUT IN APPENDIX B OF THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Shareholder | Against | Against | For | ||||
| NVIDIA CORPORATION | ||||
| Security | 67066G104 | Meeting Type | Annual | |
| Ticker Symbol | NVDA | Meeting Date | 09-Jun-2020 | |
| ISIN | US67066G1040 | Agenda | 935196445 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Robert K. Burgess | Management | For | For | For | |||
| 1B. | Election of Director: Tench Coxe | Management | For | For | For | |||
| 1C. | Election of Director: Persis S. Drell | Management | For | For | For | |||
| 1D. | Election of Director: Jen-Hsun Huang | Management | For | For | For | |||
| 1E. | Election of Director: Dawn Hudson | Management | For | For | For | |||
| 1F. | Election of Director: Harvey C. Jones | Management | For | For | For | |||
| 1G. | Election of Director: Michael G. McCaffery | Management | For | For | For | |||
| 1H. | Election of Director: Stephen C. Neal | Management | For | For | For | |||
| 1I. | Election of Director: Mark L. Perry | Management | For | For | For | |||
| 1J. | Election of Director: A. Brooke Seawell | Management | For | For | For | |||
| 1K. | Election of Director: Mark A. Stevens | Management | For | For | For | |||
| 2. | Approval of our executive compensation. | Management | For | For | For | |||
| 3. | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2021. | Management | For | For | For | |||
| 4. | Approval of an amendment and restatement of our Amended and Restated 2007 Equity Incentive Plan. | Management | For | For | For | |||
| 5. | Approval of an amendment and restatement of our Amended and Restated 2012 Employee Stock Purchase Plan. | Management | For | For | For |
| TAIWAN SEMICONDUCTOR MFG. CO. LTD. | ||||
| Security | 874039100 | Meeting Type | Annual | |
| Ticker Symbol | TSM | Meeting Date | 09-Jun-2020 | |
| ISIN | US8740391003 | Agenda | 935218683 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1) | To accept 2019 Business Report and Financial Statements | Management | For | For | For | |||||
| 2) | To revise the Procedures for Lending Funds to Other Parties | Management | For | For | For | |||||
| 3) | DIRECTOR | Management | ||||||||
| 1 | Yancey Hai | For | For | For | ||||||
| ATOS SE | ||||
| Security | F06116101 | Meeting Type | MIX | |
| Ticker Symbol | Meeting Date | 16-Jun-2020 | ||
| ISIN | FR0000051732 | Agenda | 712635830 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A-FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE-GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED-INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE. | Non-Voting | ||||||
| CMMT | FOLLOWING CHANGES IN THE FORMAT OF PROXY CARDS FOR FRENCH MEETINGS, ABSTAIN-IS NOW A VALID VOTING OPTION. FOR ANY ADDITIONAL ITEMS RAISED AT THE MEETING-THE VOTING OPTION WILL DEFAULT TO 'AGAINST', OR FOR POSITIONS WHERE THE PROXY-CARD IS NOT COMPLETED BY BROADRIDGE, TO THE PREFERENCE OF YOUR CUSTODIAN. | Non-Voting | ||||||
| CMMT | 29 MAY 2020: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/balo/document/20200511200 1492-57 AND-https://www.journal- officiel.gouv.fr/balo/document/20200529200 2018-65; PLEASE-NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF ADDITIONAL URL LINK. IF YOU-HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE-TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | ||||||
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | For | |||
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 | Management | For | For | For | |||
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 - ACKNOWLEDGEMENT OF THE DIVIDENDS DISTRIBUTED IN RESPECT OF THE LAST THREE FINANCIAL YEARS | Management | For | For | For | |||
| O.4 | RATIFICATION OF THE APPOINTMENT OF MR. ELIE GIRARD AS DIRECTOR, AS A REPLACEMENT FOR MR. THIERRY BRETON, WHO RESIGNED | Management | For | For | For | |||
| O.5 | RATIFICATION OF THE APPOINTMENT OF MR. CEDRIK NEIKE AS DIRECTOR, AS A REPLACEMENT FOR MR. ROLAND BUSCH, WHO RESIGNED | Management | For | For | For | |||
| O.6 | RENEWAL OF THE TERM OF OFFICE OF MR. NICOLAS BAZIRE AS DIRECTOR | Management | For | For | For | |||
| O.7 | RENEWAL OF THE TERM OF OFFICE OF MRS. VALERIE BERNIS AS DIRECTOR | Management | For | For | For | |||
| O.8 | RENEWAL OF THE TERM OF OFFICE OF MRS. COLETTE NEUVILLE AS DIRECTOR | Management | For | For | For | |||
| O.9 | RENEWAL OF THE TERM OF OFFICE OF MR. CEDRIK NEIKE AS DIRECTOR | Management | For | For | For | |||
| O.10 | ELECTION OF A DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS - APPOINTMENT OF MRS. JEAN FLEMING AS A CANDIDATE FOR THE POSITION OF DIRECTOR REPRESENTING EMPLOYEE SHAREHOLDERS | Management | For | For | For | |||
| O.11 | RENEWAL OF THE TERM OF OFFICE OF GRANT THORNTON AS STATUTORY AUDITOR | Management | For | For | For | |||
| O.12 | RECOGNITION OF THE TERMINATION OF THE TERM OF OFFICE OF IGEC AS DEPUTY STATUTORY AUDITOR | Management | For | For | For | |||
| O.13 | APPROVAL OF THE SEPARATION AGREEMENT BETWEEN WORLDLINE SA AND ATOS SE IN ACCORDANCE WITH THE PROCEDURE REFERRED TO IN ARTICLE L. 225-38 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||
| O.14 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. THIERRY BRETON, CHAIRMAN AND CHIEF EXECUTIVE OFFICER UNTIL 31 OCTOBER 2019 | Management | For | For | For | |||
| O.15 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. BERTRAND MEUNIER, CHAIRMAN OF THE BOARD OF DIRECTORS AS OF 1 NOVEMBER 2019 | Management | For | For | For | |||
| O.16 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. ELIE GIRARD, DEPUTY CHIEF EXECUTIVE OFFICER FROM 2 APRIL TO 31 OCTOBER 2019 | Management | For | For | For | |||
| O.17 | APPROVAL OF THE ELEMENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID DURING THE FINANCIAL YEAR ENDED 31 DECEMBER 2019 OR ALLOCATED IN RESPECT OF THE SAME FINANCIAL YEAR TO MR. ELIE GIRARD, CHIEF EXECUTIVE OFFICER AS OF 1 NOVEMBER 2019 | Management | For | For | For | |||
| O.18 | APPROVAL OF THE INFORMATION RELATING TO THE COMPENSATION OF CORPORATE OFFICERS REFERRED TO IN SECTION I OF ARTICLE L. 225-37-3 OF THE FRENCH COMMERCIAL CODE | Management | For | For | For | |||
| O.19 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO DIRECTORS | Management | For | For | For | |||
| O.20 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHAIRMAN OF THE BOARD OF DIRECTORS | Management | For | For | For | |||
| O.21 | APPROVAL OF THE COMPENSATION POLICY APPLICABLE TO THE CHIEF EXECUTIVE OFFICER | Management | For | For | For | |||
| O.22 | AUTHORIZATION TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PURCHASE, RETAIN OR TRANSFER SHARES OF THE COMPANY | Management | For | For | For | |||
| E.23 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS TO REDUCE THE SHARE CAPITAL BY CANCELLATION OF TREASURY SHARES | Management | For | For | For | |||
| E.24 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITH RETENTION OF THE PRE- EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES | Management | For | For | For | |||
| E.25 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOTMENT OF DEBT SECURITIES BY WAY OF A PUBLIC OFFERING | Management | For | For | For | |||
| E.26 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS TO DECIDE ON THE ISSUE, WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT, OF SHARES AND/OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL AND/OR TRANSFERABLE SECURITIES GRANTING ENTITLEMENT TO THE ALLOCATION OF DEBT SECURITIES BY PRIVATE PLACEMENT AS REFERRED TO IN ARTICLE L. 411-2, 1DECREE OF THE FRENCH MONETARY AND FINANCIAL CODE | Management | For | For | For | |||
| E.27 | DELEGATION OF POWERS TO THE BOARD OF DIRECTORS IN ORDER TO ISSUE SHARES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL, WITHOUT THE PRE- EMPTIVE SUBSCRIPTION RIGHT, AS COMPENSATION FOR CONTRIBUTIONS IN KIND CONSISTING OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL | Management | For | For | For | |||
| E.28 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE NUMBER OF SECURITIES TO BE ISSUED IN THE EVENT OF A CAPITAL INCREASE WITH OR WITHOUT THE PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | For | For | For | |||
| E.29 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO DECIDE TO INCREASE THE SHARE CAPITAL BY INCORPORATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | For | For | For | |||
| E.30 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE CAPITAL OF THE COMPANY, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF MEMBERS OF A COMPANY SAVINGS PLAN WHO ARE EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND ITS RELATED COMPANIES | Management | For | For | For | |||
| E.31 | DELEGATION OF AUTHORITY TO BE GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO INCREASE THE COMPANY'S CAPITAL BY ISSUING SHARES RESERVED FOR CATEGORIES OF PERSONS WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT IN FAVOUR OF THESE PERSONS AS PART OF THE IMPLEMENTATION OF EMPLOYEE SHAREHOLDING PLANS | Management | For | For | For | |||
| E.32 | AUTHORIZATION GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO PROCEED WITH A FREE ALLOCATION OF SHARES TO EMPLOYEES AND CORPORATE OFFICERS OF THE COMPANY AND/OR ITS RELATED COMPANIES | Management | For | For | For | |||
| E.33 | AMENDMENT TO ARTICLE 16 OF THE BY-LAWS - ENSURING LEGAL COMPLIANCE REGARDING THE SECOND EMPLOYEE DIRECTOR | Management | For | For | For | |||
| E.34 | AMENDMENT TO ARTICLES 20 AND 26 OF THE BY-LAWS IN ORDER TO REPLACE THE REFERENCE TO THE TERMS "ATTENDANCE FEES" WITH A REFERENCE TO "COMPENSATION" | Management | For | For | For | |||
| E.35 | AMENDMENT TO ARTICLE 18 OF THE BY-LAWS - WRITTEN CONSULTATION OF THE BOARD OF DIRECTORS | Management | For | For | For | |||
| E.36 | ALIGNMENT OF ARTICLE 10 OF THE BY- LAWS, RELATING TO THE DECLARATIONS OF CROSSING OF STATUTORY THRESHOLDS, WITH THE LEGAL PROVISIONS | Management | For | For | For | |||
| E.37 | POWERS | Management | For | For | For |
| MASTERCARD INCORPORATED | ||||
| Security | 57636Q104 | Meeting Type | Annual | |
| Ticker Symbol | MA | Meeting Date | 16-Jun-2020 | |
| ISIN | US57636Q1040 | Agenda | 935196332 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Richard Haythornthwaite | Management | For | For | For | |||
| 1B. | Election of Director: Ajay Banga | Management | For | For | For | |||
| 1C. | Election of Director: Richard K. Davis | Management | For | For | For | |||
| 1D. | Election of Director: Steven J. Freiberg | Management | For | For | For | |||
| 1E. | Election of Director: Julius Genachowski | Management | For | For | For | |||
| 1F. | Election of Director: Choon Phong Goh | Management | For | For | For | |||
| 1G. | Election of Director: Merit E. Janow | Management | For | For | For | |||
| 1H. | Election of Director: Oki Matsumoto | Management | For | For | For | |||
| 1I. | Election of Director: Youngme Moon | Management | For | For | For | |||
| 1J. | Election of Director: Rima Qureshi | Management | For | For | For | |||
| 1K. | Election of Director: José Octavio Reyes Lagunes | Management | For | For | For | |||
| 1L. | Election of Director: Gabrielle Sulzberger | Management | For | For | For | |||
| 1M. | Election of Director: Jackson Tai | Management | For | For | For | |||
| 1N. | Election of Director: Lance Uggla | Management | For | For | For | |||
| 2. | Advisory approval of Mastercard's executive compensation | Management | For | For | For | |||
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for Mastercard for 2020 | Management | For | For | For |
| SQUARE, INC. | ||||
| Security | 852234103 | Meeting Type | Annual | |
| Ticker Symbol | SQ | Meeting Date | 16-Jun-2020 | |
| ISIN | US8522341036 | Agenda | 935197396 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||||
| 1. | DIRECTOR | Management | ||||||||
| 1 | Roelof Botha | For | For | For | ||||||
| 2 | Amy Brooks | For | For | For | ||||||
| 3 | James McKelvey | For | For | For | ||||||
| 2. | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | For | For | For | |||||
| 3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2020. | Management | For | For | For | |||||
| 4. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO PREPARE A REPORT ON EMPLOYEE REPRESENTATION ON THE BOARD OF DIRECTORS. | Shareholder | Against | Against | For | |||||
| NTT DATA CORPORATION | ||||
| Security | J59031104 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 17-Jun-2020 | ||
| ISIN | JP3165700000 | Agenda | 712683689 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||
| 2 | Amend Articles to: Increase the Board of Directors Size, Transition to a Company with Supervisory Committee | Management | For | For | For | |||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Homma, Yo | Management | For | For | For | |||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Yamaguchi, Shigeki | Management | For | For | For | |||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Fujiwara, Toshi | Management | For | For | For | |||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Nishihata, Kazuhiro | Management | For | For | For | |||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Matsunaga, Hisashi | Management | For | For | For | |||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Suzuki, Masanori | Management | For | For | For | |||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Hirano, Eiji | Management | For | For | For | |||
| 3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Fujii, Mariko | Management | For | For | For | |||
| 3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Patrizio Mapelli | Management | For | For | For | |||
| 3.10 | Appoint a Director who is not Audit and Supervisory Committee Member Arimoto, Takeshi | Management | For | For | For | |||
| 3.11 | Appoint a Director who is not Audit and Supervisory Committee Member Ike, Fumihiko | Management | For | For | For | |||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Yamaguchi, Tetsuro | Management | For | For | For | |||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Obata, Tetsuya | Management | For | For | For | |||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Sakurada, Katsura | Management | For | For | For | |||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Sato, Rieko | Management | For | For | For | |||
| 5 | Approve Details of the Compensation to be received by Directors (Excluding Directors who are Audit and Supervisory Committee Members) | Management | For | For | For | |||
| 6 | Approve Details of the Compensation to be received by Directors who are Audit and Supervisory Committee Members | Management | For | For | For |
| AON PLC | ||||
| Security | G0403H108 | Meeting Type | Annual | |
| Ticker Symbol | AON | Meeting Date | 19-Jun-2020 | |
| ISIN | IE00BLP1HW54 | Agenda | 935200763 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Lester B. Knight | Management | For | For | For | |||
| 1B. | Election of Director: Gregory C. Case | Management | For | For | For | |||
| 1C. | Election of Director: Jin-Yong Cai | Management | For | For | For | |||
| 1D. | Election of Director: Jeffrey C. Campbell | Management | For | For | For | |||
| 1E. | Election of Director: Fulvio Conti | Management | For | For | For | |||
| 1F. | Election of Director: Cheryl A. Francis | Management | For | For | For | |||
| 1G. | Election of Director: J. Michael Losh | Management | For | For | For | |||
| 1H. | Election of Director: Richard B. Myers | Management | For | For | For | |||
| 1I. | Election of Director: Richard C. Notebaert | Management | For | For | For | |||
| 1J. | Election of Director: Gloria Santona | Management | For | For | For | |||
| 1K. | Election of Director: Carolyn Y. Woo | Management | For | For | For | |||
| 2. | Advisory vote to approve executive compensation | Management | For | For | For | |||
| 3. | Ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm | Management | For | For | For | |||
| 4. | Re-appoint Ernst & Young Chartered Accountants as the Company's statutory auditor under Irish law | Management | For | For | For | |||
| 5. | Authorize the Board of Directors or the Audit Committee of the Board to determine the remuneration of Ernst & Young Chartered Accountants as the Company's Statutory Auditor under Irish Law | Management | For | For | For |
| FUJITSU LIMITED | ||||
| Security | J15708159 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 22-Jun-2020 | ||
| ISIN | JP3818000006 | Agenda | 712740605 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1.1 | Appoint a Director Tokita, Takahito | Management | For | For | For | |||
| 1.2 | Appoint a Director Furuta, Hidenori | Management | For | For | For | |||
| 1.3 | Appoint a Director Isobe, Takeshi | Management | For | For | For | |||
| 1.4 | Appoint a Director Yamamoto, Masami | Management | For | For | For | |||
| 1.5 | Appoint a Director Yokota, Jun | Management | For | For | For | |||
| 1.6 | Appoint a Director Mukai, Chiaki | Management | For | For | For | |||
| 1.7 | Appoint a Director Abe, Atsushi | Management | For | For | For | |||
| 1.8 | Appoint a Director Kojo, Yoshiko | Management | For | For | For | |||
| 1.9 | Appoint a Director Scott Callon | Management | For | For | For | |||
| 2.1 | Appoint a Corporate Auditor Yamamuro, Megumi | Management | For | For | For | |||
| 2.2 | Appoint a Corporate Auditor Makuta, Hideo | Management | For | For | For | |||
| 3 | Appoint a Substitute Corporate Auditor Namba, Koichi | Management | For | For | For |
| XIAOMI CORPORATION | ||||
| Security | G9830T106 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 23-Jun-2020 | ||
| ISIN | KYG9830T1067 | Agenda | 712499739 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0426/2020042600057.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0426/2020042600047.pdf | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR-ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | ||||||
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORTS OF THE DIRECTORS (THE "DIRECTOR(S)") AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2019 | Management | For | For | For | |||
| 2 | TO RE-ELECT LEI JUN AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||
| 3 | TO RE-ELECT LIN BIN AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||
| 4 | TO RE-ELECT CHEW SHOU ZI AS AN EXECUTIVE DIRECTOR | Management | For | For | For | |||
| 5 | TO RE-ELECT TONG WAI CHEUNG TIMOTHY AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR | Management | For | For | For | |||
| 6 | TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX THE DIRECTORS' REMUNERATION | Management | For | For | For | |||
| 7 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS TO FIX ITS REMUNERATION | Management | For | For | For | |||
| 8 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE THE COMPANY'S SHARES NOT EXCEEDING 10% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE "SHARE REPURCHASE MANDATE") | Management | For | For | For | |||
| 9 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH NEW CLASS B ORDINARY SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY AS AT THE DATE OF PASSING THIS RESOLUTION (THE "SHARE ISSUE MANDATE") | Management | For | For | For | |||
| 10 | CONDITIONAL UPON THE PASSING OF RESOLUTIONS NOS. 8 AND 9, TO EXTEND THE SHARE ISSUE MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE TOTAL NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE SHARE REPURCHASE MANDATE | Management | For | For | For |
| DIGITAL GARAGE,INC. | ||||
| Security | J1229F109 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 23-Jun-2020 | ||
| ISIN | JP3549070005 | Agenda | 712759755 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1 | Approve Appropriation of Surplus | Management | For | For | For | |||
| 2 | Amend Articles to: Amend Business Lines | Management | For | For | For | |||
| 3.1 | Appoint a Director who is not Audit and Supervisory Committee Member Hayashi, Kaoru | Management | For | For | For | |||
| 3.2 | Appoint a Director who is not Audit and Supervisory Committee Member Soda, Makoto | Management | For | For | For | |||
| 3.3 | Appoint a Director who is not Audit and Supervisory Committee Member Odori, Keizo | Management | For | For | For | |||
| 3.4 | Appoint a Director who is not Audit and Supervisory Committee Member Tanaka, Masashi | Management | For | For | For | |||
| 3.5 | Appoint a Director who is not Audit and Supervisory Committee Member Okuma, Masahito | Management | For | For | For | |||
| 3.6 | Appoint a Director who is not Audit and Supervisory Committee Member Ito, Joichi | Management | For | For | For | |||
| 3.7 | Appoint a Director who is not Audit and Supervisory Committee Member Fujiwara, Kenji | Management | For | For | For | |||
| 3.8 | Appoint a Director who is not Audit and Supervisory Committee Member Omura, Emi | Management | For | For | For | |||
| 3.9 | Appoint a Director who is not Audit and Supervisory Committee Member Shino, Hiroshi | Management | For | For | For | |||
| 4.1 | Appoint a Director who is Audit and Supervisory Committee Member Rokuyata, Yasuyuki | Management | For | For | For | |||
| 4.2 | Appoint a Director who is Audit and Supervisory Committee Member Sakai, Makoto | Management | For | For | For | |||
| 4.3 | Appoint a Director who is Audit and Supervisory Committee Member Inoue, Junji | Management | For | For | For | |||
| 4.4 | Appoint a Director who is Audit and Supervisory Committee Member Makino, Koji | Management | For | For | For | |||
| 4.5 | Appoint a Director who is Audit and Supervisory Committee Member Ono, Minoru | Management | For | For | For |
| MIZUHO FINANCIAL GROUP,INC. | ||||
| Security | J4599L102 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 25-Jun-2020 | ||
| ISIN | JP3885780001 | Agenda | 712704508 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1.1 | Appoint a Director Sakai, Tatsufumi | Management | For | For | For | |||
| 1.2 | Appoint a Director Ishii, Satoshi | Management | For | For | For | |||
| 1.3 | Appoint a Director Wakabayashi, Motonori | Management | For | For | For | |||
| 1.4 | Appoint a Director Umemiya, Makoto | Management | For | For | For | |||
| 1.5 | Appoint a Director Ehara, Hiroaki | Management | For | For | For | |||
| 1.6 | Appoint a Director Sato, Yasuhiro | Management | For | For | For | |||
| 1.7 | Appoint a Director Hirama, Hisaaki | Management | For | For | For | |||
| 1.8 | Appoint a Director Seki, Tetsuo | Management | For | For | For | |||
| 1.9 | Appoint a Director Kainaka, Tatsuo | Management | For | For | For | |||
| 1.10 | Appoint a Director Kobayashi, Yoshimitsu | Management | For | For | For | |||
| 1.11 | Appoint a Director Sato, Ryoji | Management | For | For | For | |||
| 1.12 | Appoint a Director Yamamoto, Masami | Management | For | For | For | |||
| 1.13 | Appoint a Director Kobayashi, Izumi | Management | For | For | For | |||
| 2 | Approve Share Consolidation | Management | For | For | For | |||
| 3 | Amend Articles to: Approve Minor Revisions | Management | For | For | For | |||
| 4 | Amend Articles to: Allow the Board of Directors to Authorize Appropriation of Surplus and Purchase Own Shares | Management | For | For | For | |||
| 5 | Shareholder Proposal: Amend Articles of Incorporation (Disclosure of a plan outlining the company's business strategy to align its investments with the goals of the Paris Agreement) | Shareholder | Against | Against | For | |||
| 6 | Shareholder Proposal: Amend Articles of Incorporation (Description of shareholders' proposals in the reference materials for the General Meeting of Shareholders) | Shareholder | Against | Against | For | |||
| 7 | Shareholder Proposal: Amend Articles of Incorporation (Prohibition with respect to the abuse of a dominant bargaining position, such as an act in which Mizuho Bank,which has a dominant bargaining position, exerts undue pressure on a client company at which a shareholder who | Shareholder | Against | Against | For | |||
| submitted a shareholders' proposal is employed, thereby pressuring such shareholder not to submit the proposal and not to ask questions at the general meetings of shareholders, thereby causing an unreasonable disadvantage to shareholders) | ||||||||
| 8 | Shareholder Proposal: Amend Articles of Incorporation (Prohibition with respect to the abuse of a dominant bargaining position, such as an act in which Mizuho Bank,which has a dominant bargaining position, exerts undue pressure on an attorney for the other party of a dispute and causes an unreasonable disadvantage to clients and other stakeholders of the Mizuho group) | Shareholder | Against | Against | For | |||
| 9 | Shareholder Proposal: Amend Articles of Incorporation (Establishing a point of contact for whistleblowing) | Shareholder | Against | Against | For |
| SBI HOLDINGS,INC. | ||||
| Security | J6991H100 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 26-Jun-2020 | ||
| ISIN | JP3436120004 | Agenda | 712773248 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| Please reference meeting materials. | Non-Voting | |||||||
| 1.1 | Appoint a Director Kitao, Yoshitaka | Management | For | For | For | |||
| 1.2 | Appoint a Director Kawashima, Katsuya | Management | For | For | For | |||
| 1.3 | Appoint a Director Nakagawa, Takashi | Management | For | For | For | |||
| 1.4 | Appoint a Director Takamura, Masato | Management | For | For | For | |||
| 1.5 | Appoint a Director Morita, Shumpei | Management | For | For | For | |||
| 1.6 | Appoint a Director Yamada, Masayuki | Management | For | For | For | |||
| 1.7 | Appoint a Director Kusakabe, Satoe | Management | For | For | For | |||
| 1.8 | Appoint a Director Yoshida, Masaki | Management | For | For | For | |||
| 1.9 | Appoint a Director Sato, Teruhide | Management | For | For | For | |||
| 1.10 | Appoint a Director Takenaka, Heizo | Management | For | For | For | |||
| 1.11 | Appoint a Director Suzuki, Yasuhiro | Management | For | For | For | |||
| 1.12 | Appoint a Director Ito, Hiroshi | Management | For | For | For | |||
| 1.13 | Appoint a Director Takeuchi, Kanae | Management | For | For | For | |||
| 2 | Appoint a Substitute Corporate Auditor Wakatsuki, Tetsutaro | Management | For | For | For |
| INFOSYS LIMITED | ||||
| Security | 456788108 | Meeting Type | Annual | |
| Ticker Symbol | INFY | Meeting Date | 27-Jun-2020 | |
| ISIN | US4567881085 | Agenda | 935238902 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| O1 | Adoption of financial statements. | Management | For | None | ||||
| O2 | Declaration of dividend. | Management | For | None | ||||
| O3 | Appointment of Salil Parekh as a director liable to retire by rotation. | Management | For | None | ||||
| S4 | Appointment of Uri Levine as an independent director. | Management | For | None |
| BOC HONG KONG (HOLDINGS) LTD | ||||
| Security | Y0920U103 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 29-Jun-2020 | ||
| ISIN | HK2388011192 | Agenda | 712470145 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0417/2020041700612.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0417/2020041700624.pdf | Non-Voting | ||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||
| 1 | THAT THE CONTINUING CONNECTED TRANSACTIONS AND THE NEW CAPS, AS DEFINED AND DESCRIBED IN THE CIRCULAR DATED 16 JANUARY 2020 TO THE SHAREHOLDERS OF THE COMPANY, BE AND ARE HEREBY CONFIRMED, APPROVED AND RATIFIED | Management | For | For | For |
| BOC HONG KONG (HOLDINGS) LTD | ||||
| Security | Y0920U103 | Meeting Type | Annual General Meeting | |
| Ticker Symbol | Meeting Date | 29-Jun-2020 | ||
| ISIN | HK2388011192 | Agenda | 712789328 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2020/0417/2020041700584.pdf; | Non-Voting | ||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 429453 DUE TO WITHDRAWAL-OF RESOLUTION.3.B .ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU | Non-Voting | ||||||
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND OF THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31DEC2019 | Management | For | For | For | |||
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD0.992 PER SHARE FOR THE YEAR ENDED 31DEC2019 | Management | For | For | For | |||
| 3.A | TO RE-ELECT MR WANG JIANG AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||
| 3.B | TO RE-ELECT MR GAO YINGXIN AS A DIRECTOR OF THE COMPANY | Non-Voting | ||||||
| 3.C | TO RE-ELECT MR SUN YU AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||
| 3.D | TO RE-ELECT MR KOH BENG SENG AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||
| 3.E | TO RE-ELECT MR TUNG SAVIO WAI- HOK AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||
| 3.F | TO RE-ELECT MDM. CHENG EVA AS A DIRECTOR OF THE COMPANY | Management | For | For | For | |||
| 4 | TO RE-APPOINT ERNST AND YOUNG AS AUDITOR OF THE COMPANY AND AUTHORISE THE BOARD OF DIRECTORS OR A DULY AUTHORISED COMMITTEE OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITOR | Management | For | For | For | |||
| 5 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING 20PCT OR, IN THE CASE OF ISSUE OF SHARES SOLELY FOR CASH AND UNRELATED TO ANY ASSET ACQUISITION, NOT EXCEEDING 5PCT OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | For | |||
| 6 | TO GRANT A GENERAL MANDATE TO THE BOARD OF DIRECTORS TO BUY BACK SHARES IN THE COMPANY, NOT EXCEEDING 10% OF THE TOTAL NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF PASSING THIS RESOLUTION | Management | For | For | For | |||
| 7 | CONDITIONAL ON THE PASSING OF RESOLUTIONS 5 AND 6, TO EXTEND THE GENERAL MANDATE GRANTED BY RESOLUTION 5 BY ADDING THERETO THE TOTAL NUMBER OF SHARES OF THE COMPANY BOUGHT BACK UNDER THE GENERAL MANDATE GRANTED PURSUANT TO RESOLUTION 6 | Management | For | For | For |
Investment Company Report
| GRG BANKING EQUIPMENT CO LTD | ||||
| Security | Y2889S103 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 04-Jul-2019 | ||
| ISIN | CNE100000650 | Agenda | 711327418 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | CHANGE OF THE PURPOSE OF SOME RAISED FUNDS | Management | For | For | For |
| SUNING.COM CO., LTD. | ||||
| Security | Y82211106 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 15-Jul-2019 | ||
| ISIN | CNE000001KF2 | Agenda | 711363399 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | For | For | For | |||
| 2 | CHANGE OF THE PURPOSE OF SOME RAISED FUNDS | Management | For | For | For | |||
| 3 | EXPANSION OF THE COMPANY'S BUSINESS SCOPE AND AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | For |
| ALIBABA GROUP HOLDING LIMITED | ||||
| Security | 01609W102 | Meeting Type | Annual | |
| Ticker Symbol | BABA | Meeting Date | 15-Jul-2019 | |
| ISIN | US01609W1027 | Agenda | 935052302 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | Effect an increase in the number of authorized Ordinary Shares to 32,000,000,000 and effect a one-to-eight share subdivision of the Company's Ordinary Shares. | Management | For | For | For | |||
| 2.1 | Election of Director for a three year term: DANIEL ZHANG | Management | For | For | For | |||
| 2.2 | Election of Director for a three year term: CHEE HWA TUNG | Management | For | For | For | |||
| 2.3 | Election of Director for a three year term: JERRY YANG | Management | For | For | For | |||
| 2.4 | Election of Director for a three year term: WAN LING MARTELLO | Management | For | For | For | |||
| 3. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | For | For | For |
| BUSINESS-INTELLIGENCE OF ORIENTAL NATIONS CORPORAT | ||||
| Security | Y0918A101 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 31-Jul-2019 | ||
| ISIN | CNE100000ZB0 | Agenda | 711431798 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | MERGER AND ACQUISITION OF A WHOLLY-OWNED SUBSIDIARY | Management | For | For | For | |||
| 2 | MERGER AND ACQUISITION OF ANOTHER WHOLLY-OWNED SUBSIDIARY | Management | For | For | For |
| XINHU ZHONGBAO CO LTD | ||||
| Security | Y9724T105 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 01-Aug-2019 | ||
| ISIN | CNE000000ZH8 | Agenda | 711433158 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | PROVISION OF GUARANTEE FOR A COMPANY | Management | For | For | For |
| XINHU ZHONGBAO CO LTD | ||||
| Security | Y9724T105 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 07-Aug-2019 | ||
| ISIN | CNE000000ZH8 | Agenda | 711456485 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | AN OVERSEAS AFFILIATED COMPANY'S ISSUANCE OF USD-DENOMINATED BONDS OVERSEAS AND THE COMPANY'S PROVISION OF CROSS- BORDER GUARANTEE FOR IT | Management | For | For | For |
| TUNGHSU AZURE RENEWABLE ENERGY CO LTD | ||||
| Security | Y7740V104 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 15-Aug-2019 | ||
| ISIN | CNE0000000D6 | Agenda | 711465903 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | SETTLEMENT AND TERMINATION OF SOME PROJECTS FUNDED WITH RAISED FUNDS AND PERMANENTLY SUPPLEMENTING THE WORKING CAPITAL WITH RAISED FUNDS | Management | For | For | For |
| BLUEDON INFORMATION SECURITY TECHNOLOGIES CO LTD | ||||
| Security | Y0774K102 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 28-Aug-2019 | ||
| ISIN | CNE100001CC5 | Agenda | 711495033 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | For |
| CHINA UNITED NETWORK COMMUNICATIONS LTD | ||||
| Security | Y15075107 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 09-Sep-2019 | ||
| ISIN | CNE000001CS2 | Agenda | 711534013 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | BY-ELECTION OF ZHANG JIANFENG AS A DIRECTOR | Management | For | For | For | |||
| 2 | BY-ELECTION OF LI CHONG AS A SUPERVISOR | Management | For | For | For | |||
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 283736 DUE TO ADDITION OF-RESOLUTION 2. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS-MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS- ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU. | Non-Voting |
| LEO GROUP CO LTD | ||||
| Security | Y9892V106 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 10-Sep-2019 | ||
| ISIN | CNE1000000F9 | Agenda | 711517005 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | CHANGE OF THE COMPANY'S REGISTERED CAPITAL AND AMENDMENTS TO THE COMPANY'S ARTICLES OF ASSOCIATION | Management | For | For | For |
| BGI GENOMICS CO., LTD. | ||||
| Security | Y0883H107 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 12-Sep-2019 | ||
| ISIN | CNE100003449 | Agenda | 711528440 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | 2019 ESTIMATED ADDITIONAL QUOTA OF CONTINUING CONNECTED TRANSACTIONS | Management | For | For | For | |||
| 2 | 2019 ADDITIONAL BANK COMPREHENSIVE CREDIT LINE OF THE COMPANY AND ITS SUBSIDIARIES AND PROVISION OF GUARANTEE | Management | For | For | For |
| NETEASE, INC. | ||||
| Security | 64110W102 | Meeting Type | Annual | |
| Ticker Symbol | NTES | Meeting Date | 13-Sep-2019 | |
| ISIN | US64110W1027 | Agenda | 935069484 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Re-election of Director: William Lei Ding | Management | For | For | For | |||
| 1B. | Re-election of Director: Alice Cheng | Management | For | For | For | |||
| 1C. | Re-election of Director: Denny Lee | Management | For | For | For | |||
| 1D. | Re-election of Director: Joseph Tong | Management | For | For | For | |||
| 1E. | Re-election of Director: Lun Feng | Management | For | For | For | |||
| 1F. | Re-election of Director: Michael Leung | Management | For | For | For | |||
| 1G. | Re-election of Director: Michael Tong | Management | For | For | For | |||
| 2. | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2019. | Management | For | For | For |
| EASY VISIBLE SUPPLY CHAIN MANAGEMENT CO., LTD. | ||||
| Security | Y79329101 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 16-Sep-2019 | ||
| ISIN | CNE000000RG7 | Agenda | 711533136 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | SECURITIZATION OF SUPPLY CHAIN ASSETS BY A CONTROLLED SUBSIDIARY | Management | For | For | For | |||
| 2 | BY-ELECTION OF DIRECTORS | Management | For | For | For |
| DHC SOFTWARE CO LTD | ||||
| Security | Y2080B107 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 16-Sep-2019 | ||
| ISIN | CNE000001NL4 | Agenda | 711533275 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | SUBSCRIPTION FOR THE NON- PUBLICLY OFFERED SHARES OF A COMPANY WITH PROPRIETARY FUNDS | Management | For | For | For |
| SUNING.COM CO., LTD. | ||||
| Security | Y82211106 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 16-Oct-2019 | ||
| ISIN | CNE000001KF2 | Agenda | 711590275 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | ESTIMATED CONTINUING CONNECTED TRANSACTIONS | Management | For | For | For | |||
| 2 | CONFIRMATION OF THE GUARANTEE FOR A COMPANY AND ITS SUBSIDIARIES | Management | For | For | For | |||
| 3 | FINANCIAL AID QUOTA FOR SUBSIDIARIES | Management | For | For | For |
| CHINA CONSTRUCTION BANK CORPORATION | ||||
| Security | Y1397N119 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 30-Oct-2019 | ||
| ISIN | CNE100000742 | Agenda | 711571491 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1 | ELECTION OF WANG YONGQING AS A SHAREHOLDER SUPERVISOR | Management | For | For | For | |||
| 2 | ELECTION OF MICHEL MADELAIN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | For | For | For | |||
| 3 | 2018 REMUNERATION DISTRIBUTION PLAN FOR DIRECTORS | Management | For | For | For | |||
| 4 | 2018 REMUNERATION DISTRIBUTION PLAN FOR SUPERVISORS | Management | For | For | For | |||
| 5 | AUTHORIZATION FOR ADDITIONAL TEMPORARY QUOTA OF POVERTY ALLEVIATION DONATIONS | Management | For | For | For |
| FOSUN INTERNATIONAL LTD | ||||
| Security | Y2618Y108 | Meeting Type | ExtraOrdinary General Meeting | |
| Ticker Symbol | Meeting Date | 30-Oct-2019 | ||
| ISIN | HK0656038673 | Agenda | 711608161 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1008/ltn20191008621.pdf- AND- https://www1.hkexnews.hk/listedco/listcone ws/sehk/2019/1008/ltn20191008635.pdf | Non-Voting | ||||||
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | ||||||
| 1.A | TO APPROVE, CONFIRM AND RATIFY THE GRANT OF SPECIFIC MANDATE TO THE DIRECTORS OF THE COMPANY REGARDING THE ISSUE AND ALLOTMENT OF AN AGGREGATE OF 288,500 NEW SHARES (THE "NEW AWARD SHARES") TO COMPUTERSHARE HONG KONG TRUSTEES LIMITED TO HOLD ON TRUST FOR SELECTED PARTICIPANTS WHO ARE SELECTED BY THE BOARD OF DIRECTORS OF THE COMPANY (THE "SELECTED PARTICIPANTS") FOR PARTICIPATION IN THE SHARE AWARD SCHEME ADOPTED BY THE COMPANY ON 25 MARCH 2015 (THE "SHARE AWARD SCHEME") (THE "AWARD") AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | For | |||||
| 1.B | TO APPROVE AND CONFIRM THE GRANT OF 420,000 AWARD SHARES PURSUANT TO THE SHARE AWARD SCHEME TO THE SELECTED PARTICIPANTS | Management | For | |||||
| 1.C | TO AUTHORIZE ANY ONE OR MORE OF THE DIRECTORS OF THE COMPANY TO DO ALL SUCH ACTS AND THINGS AND EXECUTE ALL SUCH DOCUMENTS WHICH HE/THEY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING | Management | For | |||||
| EFFECT TO THE AWARD AND THE TRANSACTIONS CONTEMPLATED THEREUNDER, INCLUDING BUT NOT LIMITED TO THE ISSUE AND ALLOTMENT OF THE NEW AWARD SHARES PURSUANT TO THE SHARE AWARD SCHEME | ||||||||
| 2 | TO APPROVE THE ADOPTION OF THE TRANCHE I EMPLOYEE SHARE OPTION INCENTIVE SCHEME OF SHANGHAI YUYUAN TOURIST MART (GROUP) CO., LTD. ( AS SPECIFIED ) ("YUYUAN") AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY AND YUYUAN TO EXECUTE ALL SUCH DOCUMENTS AND TAKE ALL STEPS AS THEY CONSIDER TO BE NECESSARY, EXPEDIENT AND APPROPRIATE TO GIVE EFFECT TO THE SCHEME | Management | For | |||||
| 3 | TO APPROVE THE ADOPTION OF THE SHARE OPTION SCHEME OF FOSUN TOURISM GROUP ("FTG") AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY AND FTG TO EXECUTE ALL SUCH DOCUMENTS AND TAKE ALL STEPS AS THEY CONSIDER TO BE NECESSARY, EXPEDIENT AND APPROPRIATE TO GIVE EFFECT TO THE SCHEME | Management | For |
Investment Company Report
| XILINX, INC. | ||||
| Security | 983919101 | Meeting Type | Annual | |
| Ticker Symbol | XLNX | Meeting Date | 08-Aug-2019 | |
| ISIN | US9839191015 | Agenda | 935055194 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1a. | Election of Director: Dennis Segers | Management | For | For | For | |||
| 1b. | Election of Director: Raman K. Chitkara | Management | For | For | For | |||
| 1c. | Election of Director: Saar Gillai | Management | For | For | For | |||
| 1d. | Election of Director: Ronald S. Jankov | Management | For | For | For | |||
| 1e. | Election of Director: Mary Louise Krakauer | Management | For | For | For | |||
| 1f. | Election of Director: Thomas H. Lee | Management | For | For | For | |||
| 1g. | Election of Director: J. Michael Patterson | Management | For | For | For | |||
| 1h. | Election of Director: Victor Peng | Management | For | For | For | |||
| 1i. | Election of Director: Marshall C. Turner | Management | For | For | For | |||
| 1j. | Election of Director: Elizabeth W. Vanderslice | Management | For | For | For | |||
| 2. | Proposal to approve an amendment to the Company's 1990 Employee Qualified Stock Purchase Plan to increase the number of shares reserved for issuance thereunder by 2,000,000 shares. | Management | For | For | For | |||
| 3. | Proposal to approve an amendment to the Company's 2007 Equity Incentive Plan to increase the number of shares reserved for issuance thereunder by 6,000,000 shares. | Management | For | For | For | |||
| 4. | Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers. | Management | For | For | For | |||
| 5. | Proposal to ratify the appointment of Ernst & Young LLP as the Company's independent registered accounting firm for fiscal 2020. | Management | For | For | For |
| LYONDELLBASELL INDUSTRIES N.V. | ||||
| Security | N53745100 | Meeting Type | Special | |
| Ticker Symbol | LYB | Meeting Date | 12-Sep-2019 | |
| ISIN | NL0009434992 | Agenda | 935066147 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | Authorization to Conduct Share Repurchases | Management | For | For | For | |||
| 2. | Cancellation of Shares | Management | For | For | For |
| LYONDELLBASELL INDUSTRIES N.V. | ||||
| Security | N53745100 | Meeting Type | Special | |
| Ticker Symbol | LYB | Meeting Date | 12-Sep-2019 | |
| ISIN | NL0009434992 | Agenda | 935073750 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | Authorization to Conduct Share Repurchases | Management | For | For | For | |||
| 2. | Cancellation of Shares | Management | For | For | For |
| NIKE, INC. | ||||
| Security | 654106103 | Meeting Type | Annual | |
| Ticker Symbol | NKE | Meeting Date | 19-Sep-2019 | |
| ISIN | US6541061031 | Agenda | 935066298 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Alan B. Graf, Jr. | For | For | For | |||||
| 2 | Peter B. Henry | For | For | For | |||||
| 3 | Michelle A. Peluso | For | For | For | |||||
| 2. | To approve executive compensation by an advisory vote. | Management | For | For | For | ||||
| 3. | To ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm. | Management | For | For | For | ||||
| THE PROCTER & GAMBLE COMPANY | ||||
| Security | 742718109 | Meeting Type | Annual | |
| Ticker Symbol | PG | Meeting Date | 08-Oct-2019 | |
| ISIN | US7427181091 | Agenda | 935072998 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Francis S. Blake | Management | For | For | For | |||
| 1B. | Election of Director: Angela F. Braly | Management | For | For | For | |||
| 1C. | Election of Director: Amy L. Chang | Management | For | For | For | |||
| 1D. | Election of Director: Scott D. Cook | Management | For | For | For | |||
| 1E. | Election of Director: Joseph Jimenez | Management | For | For | For | |||
| 1F. | Election of Director: Terry J. Lundgren | Management | For | For | For | |||
| 1G. | Election of Director: Christine M. McCarthy | Management | For | For | For | |||
| 1H. | Election of Director: W. James McNerney, Jr. | Management | For | For | For | |||
| 1I. | Election of Director: Nelson Peltz | Management | For | For | For | |||
| 1J. | Election of Director: David S. Taylor | Management | For | For | For | |||
| 1K. | Election of Director: Margaret C. Whitman | Management | For | For | For | |||
| 1L. | Election of Director: Patricia A. Woertz | Management | For | For | For | |||
| 2. | Ratify Appointment of the Independent Registered Public Accounting Firm | Management | For | For | For | |||
| 3. | Advisory Vote to Approve the Company's Executive Compensation (the "Say on Pay" vote) | Management | For | For | For | |||
| 4. | Approval of The Procter & Gamble 2019 Stock and Incentive Compensation Plan | Management | For | For | For |
| CARDINAL HEALTH, INC. | ||||
| Security | 14149Y108 | Meeting Type | Annual | |
| Ticker Symbol | CAH | Meeting Date | 06-Nov-2019 | |
| ISIN | US14149Y1082 | Agenda | 935082595 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Colleen F. Arnold | Management | For | For | For | |||
| 1B. | Election of Director: Carrie S. Cox | Management | For | For | For | |||
| 1C. | Election of Director: Calvin Darden | Management | For | For | For | |||
| 1D. | Election of Director: Bruce L. Downey | Management | For | For | For | |||
| 1E. | Election of Director: Patricia A. Hemingway Hall | Management | For | For | For | |||
| 1F. | Election of Director: Akhil Johri | Management | For | For | For | |||
| 1G. | Election of Director: Michael C. Kaufmann | Management | For | For | For | |||
| 1H. | Election of Director: Gregory B. Kenny | Management | For | For | For | |||
| 1I. | Election of Director: Nancy Killefer | Management | For | For | For | |||
| 1J. | Election of Director: J. Michael Losh | Management | For | For | For | |||
| 1K. | Election of Director: Dean A. Scarborough | Management | For | For | For | |||
| 1L. | Election of Director: John H. Weiland | Management | For | For | For | |||
| 2. | To ratify the appointment of Ernst & Young LLP as our independent auditor for the fiscal year ending June 30, 2020. | Management | For | For | For | |||
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | For | For | For |
| MAXIM INTEGRATED PRODUCTS, INC. | ||||
| Security | 57772K101 | Meeting Type | Annual | |
| Ticker Symbol | MXIM | Meeting Date | 07-Nov-2019 | |
| ISIN | US57772K1016 | Agenda | 935083458 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: William P. Sullivan | Management | For | For | For | |||
| 1B. | Election of Director: Tunc Doluca | Management | For | For | For | |||
| 1C. | Election of Director: Tracy C. Accardi | Management | For | For | For | |||
| 1D. | Election of Director: James R. Bergman | Management | For | For | For | |||
| 1E. | Election of Director: Joseph R. Bronson | Management | For | For | For | |||
| 1F. | Election of Director: Robert E. Grady | Management | For | For | For | |||
| 1G. | Election of Director: Mercedes Johnson | Management | For | For | For | |||
| 1H. | Election of Director: William D. Watkins | Management | For | For | For | |||
| 1I. | Election of Director: MaryAnn Wright | Management | For | For | For | |||
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as Maxim Integrated's independent registered public accounting firm for the fiscal year ending June 27, 2020. | Management | For | For | For | |||
| 3. | Advisory vote to approve named executive officer compensation. | Management | For | For | For |
| AUTOMATIC DATA PROCESSING, INC. | ||||
| Security | 053015103 | Meeting Type | Annual | |
| Ticker Symbol | ADP | Meeting Date | 12-Nov-2019 | |
| ISIN | US0530151036 | Agenda | 935081579 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Peter Bisson | Management | For | For | For | |||
| 1B. | Election of Director: Richard T. Clark | Management | For | For | For | |||
| 1C. | Election of Director: R. Glenn Hubbard | Management | For | For | For | |||
| 1D. | Election of Director: John P. Jones | Management | For | For | For | |||
| 1E. | Election of Director: Francine S. Katsoudas | Management | For | For | For | |||
| 1F. | Election of Director: Thomas J. Lynch | Management | For | For | For | |||
| 1G. | Election of Director: Scott F. Powers | Management | For | For | For | |||
| 1H. | Election of Director: William J. Ready | Management | For | For | For | |||
| 1I. | Election of Director: Carlos A. Rodriguez | Management | For | For | For | |||
| 1J. | Election of Director: Sandra S. Wijnberg | Management | For | For | For | |||
| 2. | Advisory Vote on Executive Compensation. | Management | For | For | For | |||
| 3. | Ratification of the Appointment of Auditors. | Management | For | For | For |
| ORACLE CORPORATION | ||||
| Security | 68389X105 | Meeting Type | Annual | |
| Ticker Symbol | ORCL | Meeting Date | 19-Nov-2019 | |
| ISIN | US68389X1054 | Agenda | 935087165 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | ||||
| 1. | DIRECTOR | Management | |||||||
| 1 | Jeffrey S. Berg | For | For | For | |||||
| 2 | Michael J. Boskin | For | For | For | |||||
| 3 | Safra A. Catz | For | For | For | |||||
| 4 | Bruce R. Chizen | For | For | For | |||||
| 5 | George H. Conrades | For | For | For | |||||
| 6 | Lawrence J. Ellison | For | For | For | |||||
| 7 | Rona A. Fairhead | For | For | For | |||||
| 8 | Hector Garcia-Molina | For | For | For | |||||
| 9 | Jeffrey O. Henley | For | For | For | |||||
| 10 | Mark V. Hurd | For | For | For | |||||
| 11 | Renée J. James | For | For | For | |||||
| 12 | Charles W. Moorman IV | For | For | For | |||||
| 13 | Leon E. Panetta | For | For | For | |||||
| 14 | William G. Parrett | For | For | For | |||||
| 15 | Naomi O. Seligman | For | For | For | |||||
| 2. | Advisory Vote to Approve the Compensation of the Named Executive Officers. | Management | For | For | For | ||||
| 3. | Ratification of the Selection of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2020. | Management | For | For | For | ||||
| 4. | Stockholder Proposal Regarding Pay Equity Report. | Shareholder | Against | Against | For | ||||
| 5. | Stockholder Proposal Regarding Independent Board Chair. | Shareholder | Against | Against | For | ||||
| EXPEDIA GROUP, INC. | ||||
| Security | 30212P303 | Meeting Type | Annual | |
| Ticker Symbol | EXPE | Meeting Date | 03-Dec-2019 | |
| ISIN | US30212P3038 | Agenda | 935100088 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: Samuel Altman | Management | For | For | For | |||
| 1B. | Election of Director: Susan C. Athey | Management | For | For | For | |||
| 1C. | Election of Director: A. George "Skip" Battle | Management | For | For | For | |||
| 1D. | Election of Director: Chelsea Clinton | Management | For | For | For | |||
| 1E. | Election of Director: Barry Diller | Management | For | For | For | |||
| 1F. | Election of Director: Craig A. Jacobson | Management | For | For | For | |||
| 1G. | Election of Director: Victor A. Kaufman | Management | For | For | For | |||
| 1H. | Election of Director: Peter M. Kern | Management | For | For | For | |||
| 1I. | Election of Director: Dara Khosrowshahi | Management | For | For | For | |||
| 1J. | Election of Director: Mark D. Okerstrom | Management | For | For | For | |||
| 1K. | Election of Director: Alexander von Furstenberg | Management | For | For | For | |||
| 1L. | Election of Director: Julie Whalen | Management | For | For | For | |||
| 2A. | Approval of amendments to the Certificate of Incorporation to include restrictions and automatic conversion provisions in respect of Class B Common stock and removal of references to a former affiliate of Expedia Group which are no longer applicable. | Management | For | For | For | |||
| 2B. | Approval of amendments to the Certificate of Incorporation to limit Expedia Group's ability to participate in a future change of control transaction that provides for different consideration for Common Stock and Class B Common Stock. | Management | For | For | For | |||
| 3. | Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | For | For | For |
| MICROSOFT CORPORATION | ||||
| Security | 594918104 | Meeting Type | Annual | |
| Ticker Symbol | MSFT | Meeting Date | 04-Dec-2019 | |
| ISIN | US5949181045 | Agenda | 935092849 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: William H. Gates III | Management | For | For | For | |||
| 1B. | Election of Director: Reid G. Hoffman | Management | For | For | For | |||
| 1C. | Election of Director: Hugh F. Johnston | Management | For | For | For | |||
| 1D. | Election of Director: Teri L. List-Stoll | Management | For | For | For | |||
| 1E. | Election of Director: Satya Nadella | Management | For | For | For | |||
| 1F. | Election of Director: Sandra E. Peterson | Management | For | For | For | |||
| 1G. | Election of Director: Penny S. Pritzker | Management | For | For | For | |||
| 1H. | Election of Director: Charles W. Scharf | Management | For | For | For | |||
| 1I. | Election of Director: Arne M. Sorenson | Management | For | For | For | |||
| 1J. | Election of Director: John W. Stanton | Management | For | For | For | |||
| 1K. | Election of Director: John W. Thompson | Management | For | For | For | |||
| 1L. | Election of Director: Emma Walmsley | Management | For | For | For | |||
| 1M. | Election of Director: Padmasree Warrior | Management | For | For | For | |||
| 2. | Advisory vote to approve named executive officer compensation | Management | For | For | For | |||
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2020 | Management | For | For | For | |||
| 4. | Shareholder Proposal - Report on Employee Representation on Board of Directors | Shareholder | Against | Against | For | |||
| 5. | Shareholder Proposal - Report on Gender Pay Gap | Shareholder | Against | Against | For |
| CISCO SYSTEMS, INC. | ||||
| Security | 17275R102 | Meeting Type | Annual | |
| Ticker Symbol | CSCO | Meeting Date | 10-Dec-2019 | |
| ISIN | US17275R1023 | Agenda | 935094920 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1A. | Election of Director: M. Michele Burns | Management | For | For | For | |||
| 1B. | Election of Director: Wesley G. Bush | Management | For | For | For | |||
| 1C. | Election of Director: Michael D. Capellas | Management | For | For | For | |||
| 1D. | Election of Director: Mark Garrett | Management | For | For | For | |||
| 1E. | Election of Director: Dr. Kristina M. Johnson | Management | For | For | For | |||
| 1F. | Election of Director: Roderick C. McGeary | Management | For | For | For | |||
| 1G. | Election of Director: Charles H. Robbins | Management | For | For | For | |||
| 1H. | Election of Director: Arun Sarin | Management | For | For | For | |||
| 1I. | Election of Director: Brenton L. Saunders | Management | For | For | For | |||
| 1J. | Election of Director: Carol B. Tomé | Management | For | For | For | |||
| 2. | Approval, on an advisory basis, of executive compensation. | Management | For | For | For | |||
| 3. | Ratification of PricewaterhouseCoopers LLP as Cisco's independent registered public accounting firm for fiscal 2020. | Management | For | For | For | |||
| 4. | Approval to have Cisco's Board adopt a policy to have an independent Board chairman. | Shareholder | Against | Against | For |
| OCCIDENTAL PETROLEUM CORPORATION | ||||
| Security | 674599105 | Meeting Type | Contested-Consent | |
| Ticker Symbol | OXY | Meeting Date | 31-Dec-2019 | |
| ISIN | US6745991058 | Agenda | 935064559 - Management | |
| Item | Proposal | Proposed by | Vote | Management Recommendation | For/Against Management | |||
| 1. | YOU MAY REVOKE ANY PREVIOUSLY EXECUTED WRITTEN REQUEST REGARDING THE ICAHN GROUP SOLICITATION FOR THE REQUEST TO FIX A RECORD DATE BY SIGNING, DATING AND DELIVERING THIS WHITE REVOCATION FORM. For = Yes Revoke my Request : Against = No Do Not Revoke my request. | Management | For |
=================== Reality Shares DIVS ETF ====================
There is no proxy voting activity for the Fund, as the Fund did not hold any votable positions during the reporting period.
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| (Registrant): | Reality Shares ETF Trust |
| By (Signature and Title): | /s/ Eric R. Ervin | |
| Eric R. Ervin | ||
| President | ||
| Date: | August 28, 2020 |
