UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Corp.
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: September 30
Date of Reporting Period: July 1, 2021 to June 30, 2022
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for:
Nicholas Partners Small Cap Growth Fund
a series of The Advisors’ Inner Circle Fund III
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
908 DEVICES INC
Security ID: 65443P102
Ticker: MASS
Meeting Date: 16-Jun-22
1.1 | Elect Kevin J. Knopp | Management | For | Voted - For |
1.2 | Elect Tony J. Hunt | Management | For | Voted - For |
1.3 | Elect Mark Spoto | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
ALBIREO PHARMA INC
Security ID: 01345P106
Ticker: ALBO
Meeting Date: 16-Jun-22
1.1 | Elect David Chiswell | Management | For | Voted - For |
1.2 | Elect Davey S. Scoon | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
ALPHA TEKNOVA INC
Security ID: 02080L102
Ticker: TKNO
Meeting Date: 02-Jun-22
1.1 | Elect Ted Davis | Management | For | Voted - Withheld |
1.2 | Elect Alexander Herzick | Management | For | Voted - Withheld |
1.3 | Elect Robert E. McNamara | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
AMERESCO INC.
Security ID: 02361E108
Ticker: AMRC
Meeting Date: 19-May-22
1.1 | Elect Douglas I. Foy | Management | For | Voted - Withheld |
1.2 | Elect Jennifer L. Miller | Management | For | Voted - For |
1.3 | Elect Nickolas Stavropoulos | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
AMYRIS INC
Security ID: 03236M200
Ticker: AMRS
Meeting Date: 26-Jul-21
1. | Approval of 2021 CEO Performance-Vesting Restricted Stock Unit Award | Management | For | Voted - Against |
1
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2. | Amendment to the 2020 Equity Incentive Plan | Management | For | Voted - Against |
APELLIS PHARMACEUTICALS INC
Security ID: 03753U106
Ticker: APLS
Meeting Date: 01-Jun-22
1.1 | Elect A. Sinclair Dunlop | Management | For | Voted - For |
1.2 | Elect Alec Machiels | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - Against |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
APPLE HOSPITALITY REIT INC
Security ID: 03784Y200
Ticker: APLE
Meeting Date: 13-May-22
1.1 | Elect Glenn W. Bunting | Management | For | Voted - For |
1.2 | Elect Jon A. Fosheim | Management | For | Voted - For |
1.3 | Elect Kristian M. Gathright | Management | For | Voted - For |
1.4 | Elect Glade M. Knight | Management | For | Voted - For |
1.5 | Elect Justin G. Knight | Management | For | Voted - For |
1.6 | Elect Blythe J. McGarvie | Management | For | Voted - For |
1.7 | Elect Daryl A. Nickel | Management | For | Voted - For |
1.8 | Elect L. Hugh Redd | Management | For | Voted - For |
1.9 | Elect Howard E. Woolley | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
ARENA PHARMACEUTICALS INC
Security ID: 040047607
Ticker: ARNA
Meeting Date: 02-Feb-22
1. | Acquisition by Pfizer | Management | For | Voted - For |
2. | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
3. | Right to Adjourn Meeting | Management | For | Voted - For |
ARGEN X SE
Security ID: 04016X101
Ticker: ARGX
Meeting Date: 10-May-22
3. | Remuneration Report | Management | For | Voted - Against |
4b. | Accounts and Reports | Management | For | Voted - For |
4d. | Allocation of Losses | Management | For | Voted - For |
4e. | Ratification of Board Acts | Management | For | Voted - Against |
2
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5. | Elect Tim Van Hauwermeiren to the Board of Directors | Management | For | Voted - For |
6. | Elect Peter K.M. Verhaeghe to the Board of Directors | Management | For | Voted - Against |
7. | Elect James M. Daly to the Board of Directors | Management | For | Voted - For |
8. | Elect Werner Lanthaler to the Board of Directors | Management | For | Voted - For |
9. | Authority to Issue Shares w/ or w/o Preemptive Rights | Management | For | Voted - For |
10. | Amendments to Articles | Management | For | Voted - For |
11. | Appointment of Auditor | Management | For | Voted - For |
ASCENDIS PHARMA A/S
Security ID: 04351P101
Ticker: ASND
Meeting Date: 18-Nov-21
1. | Election of Presiding Chair | Management | For | Voted - For |
2. | Elect Rafaèle Tordjman | Management | For | Voted - For |
3. | Authorize Chair to Register Resolutions | Management | For | Voted - For |
Meeting Date: 30-May-22
1. | Election of Presiding Chair | Management | For | Voted - For |
2. | Presentation of Accounts and Reports | Management | For | Voted - For |
3. | Accounts and Reports; Ratification of Board and Management Acts | Management | For | Voted - For |
4. | Allocation of Loss | Management | For | Voted - For |
5a. | Elect Albert Cha | Management | For | Voted - Abstain |
5b. | Elect Rafaèle Tordjman | Management | For | Voted - For |
5c. | Elect Lars Holtug | Management | For | Voted - For |
6. | Appointment of Auditor | Management | For | Voted - For |
7a. | Authority to Issue Shares w/o Preemptive Rights | Management | For | Voted - For |
7b. | Authority to Issue Warrants w/o Preemptive Rights Pursuant to LTI | Management | For | Voted - For |
AVANTOR INC.
Security ID: 05352A100
Ticker: AVTR
Meeting Date: 12-May-22
1A. | Elect Juan Andres | Management | For | Voted - For |
1B. | Elect John Carethers, M.D. | Management | For | Voted - For |
1C. | Elect Matthew Holt | Management | For | Voted - For |
1D. | Elect Lan Kang | Management | For | Voted - For |
1E. | Elect Joseph Massaro | Management | For | Voted - For |
1F. | Elect Mala Murthy | Management | For | Voted - For |
1G. | Elect Jonathan M. Peacock | Management | For | Voted - For |
1H. | Elect Michael Severino | Management | For | Voted - For |
1I. | Elect Christi Shaw | Management | For | Voted - For |
1J. | Elect Michael Stubblefield | Management | For | Voted - For |
1K. | Elect Gregory L. Summe | Management | For | Voted - For |
3
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BANC OF CALIFORNIA INC
Security ID: 05990K106
Ticker: BANC
Meeting Date: 12-May-22
1A. | Elect James A. Barker | Management | For | Voted - For |
1B. | Elect Mary A. Curran | Management | For | Voted - For |
1C. | Elect Shannon F. Eusey | Management | For | Voted - For |
1D. | Elect Bonnie G. Hill | Management | For | Voted - For |
1E. | Elect Denis P. Kalscheur | Management | For | Voted - For |
1F. | Elect Richard J. Lashley | Management | For | Voted - For |
1G. | Elect Vania E. Schlogel | Management | For | Voted - For |
1H. | Elect Jonah F. Schnel | Management | For | Voted - For |
1I. | Elect Robert D. Sznewajs | Management | For | Voted - For |
1J. | Elect Andrew Thau | Management | For | Voted - For |
1K. | Elect Jared M. Wolff | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
BANCORP INC. (THE)
Security ID: 05969A105
Ticker: TBBK
Meeting Date: 25-May-22
1a. | Elect James J. McEntee, III | Management | For | Voted - For |
1b. | Elect Michael J. Bradley | Management | For | Voted - For |
1c. | Elect Matthew Cohn | Management | For | Voted - For |
1d. | Elect Cheryl D. Creuzot | Management | For | Voted - For |
1e. | Elect John M. Eggemeyer | Management | For | Voted - For |
1f. | Elect Hersh Kozlov | Management | For | Voted - Against |
1g. | Elect Damian M. Kozlowski | Management | For | Voted - For |
1h. | Elect William H. Lamb | Management | For | Voted - For |
1i. | Elect Daniela A. Mielke | Management | For | Voted - For |
1j. | Elect Stephanie B. Mudick | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
BILL.COM HOLDINGS INC
Security ID: 090043100
Ticker: BILL
Meeting Date: 09-Dec-21
1.1 | Elect Allison Mnookin | Management | For | Voted - For |
1.2 | Elect Steven Piaker | Management | For | Voted - For |
1.3 | Elect Rory T. O'Driscoll | Management | For | Voted - For |
4
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Elect Stephen Fisher | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
BIOHAVEN PHARMACEUTICAL HOLDING COMPANY LTD
Security ID: G11196105
Ticker: BHVN
Meeting Date: 28-Apr-22
1A. | Elect John W. Childs | Management | For | Voted - For |
1B. | Elect Gregory H. Bailey | Management | For | Voted - For |
1C. | Elect Kishan Mehta | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
BOOT BARN HOLDINGS INC
Security ID: 099406100
Ticker: BOOT
Meeting Date: 25-Aug-21
1.1 | Elect Peter M. Starrett | Management | For | Voted - For |
1.2 | Elect Greg Bettinelli | Management | For | Voted - For |
1.3 | Elect Chris Bruzzo | Management | For | Voted - For |
1.4 | Elect Eddie Burt | Management | For | Voted - For |
1.5 | Elect James G. Conroy | Management | For | Voted - For |
1.6 | Elect Lisa G. Laube | Management | For | Voted - For |
1.7 | Elect Anne MacDonald | Management | For | Voted - For |
1.8 | Elect Brenda I. Morris | Management | For | Voted - For |
1.9 | Elect Brad Weston | Management | For | Voted - Withheld |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Amendment to the 2020 Equity Incentive Plan | Management | For | Voted - For |
4. | Ratification of Auditor | Management | For | Voted - For |
BRIDGEBIO PHARMA INC
Security ID: 10806X102
Ticker: BBIO
Meeting Date: 15-Dec-21
1. | Approval of Equity Awards to Company Directors | Management | For | Voted - Against |
2. | Approval of Amended and Restated Director Compensation Policy | Management | For | Voted - Against |
3. | Right to Adjourn Meeting | Management | For | Voted - Against |
5
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CACI INTERNATIONAL INC.
Security ID: 127190304
Ticker: CACI
Meeting Date: 11-Nov-21
1A. | Elect Michael A. Daniels | Management | For | Voted - For |
1B. | Elect Lisa S. Disbrow | Management | For | Voted - For |
1C. | Elect Susan M. Gordon | Management | For | Voted - For |
1D. | Elect William L. Jews | Management | For | Voted - For |
1E. | Elect Gregory G. Johnson | Management | For | Voted - For |
1F. | Elect Ryan D. McCarthy | Management | For | Voted - For |
1G. | Elect John S. Mengucci | Management | For | Voted - For |
1H. | Elect Philip O. Nolan | Management | For | Voted - For |
1I. | Elect James L. Pavitt | Management | For | Voted - For |
1J. | Elect Debora A. Plunkett | Management | For | Voted - For |
1K. | Elect William S. Wallace | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
CHESAPEAKE ENERGY CORP.
Security ID: 165167735
Ticker: CHKPR
Meeting Date: 09-Jun-22
1a. | Elect Demonic J. Dell'Osso, Jr. | Management | For | Voted - For |
1b. | Elect Timothy S. Duncan | Management | For | Voted - For |
1c. | Elect Benjamin C. Duster, IV | Management | For | Voted - For |
1d. | Elect Sarah A. Emerson | Management | For | Voted - For |
1e. | Elect Matthew Gallagher | Management | For | Voted - For |
1f. | Elect Brian Steck | Management | For | Voted - For |
1g. | Elect Michael A. Wichterich | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
CHINOOK THERAPEUTICS INC
Security ID: 16961L106
Ticker: KDNY
Meeting Date: 26-May-22
1.1 | Elect Jerel Davis | Management | For | Voted - For |
1.2 | Elect William M. Greenman | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
6
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CLARUS CORP
Security ID: 18270P109
Ticker: CLAR
Meeting Date: 01-Jun-22
1.1 | Elect Warren B. Kanders | Management | For | Voted - Withheld |
1.2 | Elect Donald L. House | Management | For | Voted - Withheld |
1.3 | Elect Nicholas Sokolow | Management | For | Voted - Withheld |
1.4 | Elect Michael A. Henning | Management | For | Voted - Withheld |
1.5 | Elect Susan Ottmann | Management | For | Voted - For |
1.6 | Elect James E. Walker III | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
CONFLUENT INC
Security ID: 20717M103
Ticker: CFLT
Meeting Date: 02-Jun-22
1a. | Elect Alyssa H. Henry | Management | For | Voted - Withheld |
1b. | Elect Jay Kreps | Management | For | Voted - Withheld |
1c. | Elect Greg Schott | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
DESCARTES SYSTEMS GROUP INC
Security ID: 249906108
Ticker: DSGX
Meeting Date: 16-Jun-22
1.1 | Elect Deepak Chopra | Management | For | Voted - For |
1.2 | Elect Deborah Close | Management | For | Voted - For |
1.3 | Elect Eric A. Demirian | Management | For | Voted - For |
1.4 | Elect Sandra L. Hanington | Management | For | Voted - For |
1.5 | Elect Kelley Irwin | Management | For | Voted - For |
1.6 | Elect Dennis Maple | Management | For | Voted - For |
1.7 | Elect Chris E. Muntwyler | Management | For | Voted - For |
1.8 | Elect Jane O'Hagan | Management | For | Voted - For |
1.9 | Elect Edward J. Ryan | Management | For | Voted - For |
1.10 | Elect John Walker | Management | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Amendment to the Performance and Restricted Share Unit Plan | Management | For | Voted - For |
4 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
7
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DIGITALBRIDGE GROUP INC
Security ID: 25401T108
Ticker: DBRG
Meeting Date: 04-May-22
1.1 | Elect Shaka Rasheed | Management | For | Voted - For |
1.2 | Elect J. Braxton Carter | Management | For | Voted - For |
1.3 | Elect Gregory J. McCray | Management | For | Voted - For |
1.4 | Elect Jeannie H. Diefenderfer | Management | For | Voted - For |
1.5 | Elect Marc C. Ganzi | Management | For | Voted - For |
1.6 | Elect Dale Anne Reiss | Management | For | Voted - For |
1.7 | Elect Jon A. Fosheim | Management | For | Voted - For |
1.8 | Elect Nancy A. Curtin | Management | For | Voted - For |
1.9 | Elect John L. Steffens | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3. | Ratification of Auditor | Management | For | Voted - For |
DUTCH BROS INC
Security ID: 26701L100
Ticker: BROS
Meeting Date: 01-Jun-22
1a. | Elect Travis Boersma | Management | For | Voted - Against |
1b. | Elect Shelley G. Broader | Management | For | Voted - Against |
1c. | Elect Thomas Davis | Management | For | Voted - Against |
1d. | Elect Kathryn George | Management | For | Voted - Against |
1e. | Elect Stephen E. Gillett | Management | For | Voted - For |
1f. | Elect Jonathan J. Ricci | Management | For | Voted - Against |
2. | Ratification of Auditor | Management | For | Voted - For |
ELASTIC N.V
Security ID: N14506104
Ticker: ESTC
Meeting Date: 01-Oct-21
1A. | Elect Shay Banon | Management | For | Voted - For |
1B. | Elect Shelley B. Leibowitz | Management | For | Voted - For |
2. | Adoption of Dutch Statutory Annual Accounts for 2021 | Management | For | Voted - For |
3. | Discharge from Liability for Executive Director | Management | For | Voted - For |
4. | Discharge from Liability for Non-Executive Directors | Management | For | Voted - For |
5. | Ratification of Auditor | Management | For | Voted - For |
6. | Authority to Repurchase Shares | Management | For | Voted - For |
7. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
Meeting Date: 09-Mar-22
1. | Elect Ashutosh Kulkarni | Management | For | Voted - For |
8
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ELEMENT SOLUTIONS INC
Security ID: 28618M106
Ticker: ESI
Meeting Date: 07-Jun-22
1a. | Elect Martin E. Franklin | Management | For | Voted - For |
1b. | Elect Benjamin Gliklich | Management | For | Voted - For |
1c. | Elect Ian G.H. Ashken | Management | For | Voted - For |
1d. | Elect Elyse Napoli Filon | Management | For | Voted - For |
1e. | Elect Christopher T. Fraser | Management | For | Voted - For |
1f. | Elect Michael F. Goss | Management | For | Voted - For |
1g. | Elect Nichelle Maynard-Elliott | Management | For | Voted - For |
1h. | Elect E. Stanley O'Neal | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
4. | Ratification of Auditor | Management | For | Voted - For |
ENERGY RECOVERY INC
Security ID: 29270J100
Ticker: ERII
Meeting Date: 09-Jun-22
1.1 | Elect Joan K. Chow | Management | For | Voted - For |
1.2 | Elect Lisa Anne Pollina | Management | For | Voted - For |
1.3 | Elect Sherif Foda | Management | For | Voted - For |
1.4 | Elect Arve Hanstveit | Management | For | Voted - For |
1.5 | Elect Pamela Tondreau | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
ESTABLISHMENT LABS HOLDINGS INC
Security ID: G31249108
Ticker: ESTA
Meeting Date: 17-Jun-22
1a. | Elect Juan Jose Chacon Quiros | Management | For | Voted - For |
1b. | Elect Nicholas Lewin | Management | For | Voted - For |
1c. | Elect Edward Schutter | Management | For | Voted - Against |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
9
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FEDERAL SIGNAL CORP.
Security ID: 313855108
Ticker: FSS
Meeting Date: 26-Apr-22
1.1 | Elect Eugene J. Lowe, III | Management | For | Voted - For |
1.2 | Elect Dennis J. Martin | Management | For | Voted - For |
1.3 | Elect William F. Owens | Management | For | Voted - For |
1.4 | Elect Shashank Patel | Management | For | Voted - For |
1.5 | Elect Brenda L. Reichelderfer | Management | For | Voted - For |
1.6 | Elect Jennifer L. Sherman | Management | For | Voted - For |
1.7 | Elect John L. Workman | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
FIGS INC
Security ID: 30260D103
Ticker: FIGS
Meeting Date: 08-Jun-22
1.1 | Elect Catherine Spear | Management | For | Voted - Withheld |
1.2 | Elect Sheila Antrum | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
FIRST INTERSTATE BANCSYSTEM INC.
Security ID: 32055Y201
Ticker: FIBK
Meeting Date: 19-Jan-22
1. | Merger with Great Western Bancorp | Management | For | Voted - For |
2. | Increase in Authorized Class A Common Stock | Management | For | Voted - For |
3. | Staggered Board Proposal | Management | For | Voted - For |
4. | Right to Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 25-May-22
1.1 | Elect Stephen B. Bowman | Management | For | Voted - For |
1.2 | Elect Frances P. Grieb | Management | For | Voted - For |
1.3 | Elect Stephen M. Lacy | Management | For | Voted - For |
1.4 | Elect Joyce A. Phillips | Management | For | Voted - For |
1.5 | Elect Jonathan R. Scott | Management | For | Voted - For |
2a. | Elect James P. Brannen | Management | For | Voted - For |
2b. | Elect Thomas E. Henning | Management | For | Voted - For |
2c. | Elect Daniel A. Rykhus | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
10
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FIVE9 INC
Security ID: 338307101
Ticker: FIVN
Meeting Date: 30-Sep-21
1. | Merger/Acquisition | Management | For | Voted - Against |
2. | Advisory Vote on Golden Parachutes | Management | For | Voted - Against |
3. | Right to Adjourn Meeting | Management | For | Voted - Against |
Meeting Date: 18-May-22
1.1 | Elect Jack L. Acosta | Management | For | Voted - For |
1.2 | Elect Rowan Trollope | Management | For | Voted - For |
1.3 | Elect David Welsh | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
GOLDEN ENTERTAINMENT INC
Security ID: 381013101
Ticker: GDEN
Meeting Date: 26-May-22
1.1 | Elect Blake L. Sartini | Management | For | Voted - For |
1.2 | Elect Andy H. Chien | Management | For | Voted - For |
1.3 | Elect Ann Dozier | Management | For | Voted - For |
1.4 | Elect Mark A. Lipparelli | Management | For | Voted - For |
1.5 | Elect Anthony A. Marnell | Management | For | Voted - For |
1.6 | Elect Terrence L. Wright | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
GUARDANT HEALTH INC
Security ID: 40131M109
Ticker: GH
Meeting Date: 15-Jun-22
1A. | Elect Vijaya Gadde | Management | For | Voted - For |
1B. | Elect Myrtle S. Potter | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
HEALTHEQUITY INC
Security ID: 42226A107
Ticker: HQY
Meeting Date: 23-Jun-22
1a. | Elect Robert W. Selander | Management | For | Voted - For |
11
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1b. | Elect Jon Kessler | Management | For | Voted - For |
1c. | Elect Stephen D. Neeleman | Management | For | Voted - For |
1d. | Elect Frank A. Corvino | Management | For | Voted - For |
1e. | Elect Adrian T. Dillon | Management | For | Voted - For |
1f. | Elect Evelyn S. Dilsaver | Management | For | Voted - For |
1g. | Elect Debra McCowan | Management | For | Voted - For |
1h. | Elect Rajesh Natarajan | Management | For | Voted - For |
1i. | Elect Stuart B. Parker | Management | For | Voted - For |
1j. | Elect Ian Sacks | Management | For | Voted - For |
1k. | Elect Gayle Wellborn | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
INARI MEDICAL INC
Security ID: 45332Y109
Ticker: NARI
Meeting Date: 26-May-22
1.1 | Elect Dana G. Mead, Jr. | Management | For | Voted - For |
1.2 | Elect Kirk Nielsen | Management | For | Voted - For |
1.3 | Elect Catherine Szyman | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
INNOVATIVE INDUSTRIAL PROPERTIES INC
Security ID: 45781V101
Ticker: IIPR
Meeting Date: 18-May-22
1.1 | Elect Alan D. Gold | Management | For | Voted - For |
1.2 | Elect Gary A. Kreitzer | Management | For | Voted - For |
1.3 | Elect Mary A. Curran | Management | For | Voted - For |
1.4 | Elect Scott Shoemaker | Management | For | Voted - For |
1.5 | Elect Paul Smithers | Management | For | Voted - For |
1.6 | Elect David Stecher | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
INSTIL BIO INC
Security ID: 45783C101
Ticker: TIL
Meeting Date: 20-May-22
1A. | Elect Bronson Crouch | Management | For | Voted - Withheld |
1B. | Elect Jack B. Nielsen | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
12
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INSULET CORPORATION
Security ID: 45784P101
Ticker: PODD
Meeting Date: 24-May-22
1.1 | Elect James R. Hollingshead | Management | For | Voted - For |
1.2 | Elect Jessica Hopfield | Management | For | Voted - For |
1.3 | Elect Elizabeth H. Weatherman | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
INTRA-CELLULAR THERAPIES INC
Security ID: 46116X101
Ticker: ITCI
Meeting Date: 09-Jun-22
1.1 | Elect Sharon Mates | Management | For | Voted - For |
1.2 | Elect Rory B. Riggs | Management | For | Voted - For |
1.3 | Elect Robert L. Van Nostrand | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
IVERIC BIO INC
Security ID: 46583P102
Ticker: ISEE
Meeting Date: 12-May-22
1.1 | Elect Adrienne Graves | Management | For | Voted - For |
1.2 | Elect Christine Ann Miller | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
4. | Ratification of Auditor | Management | For | Voted - For |
KALVISTA PHARMACEUTICALS INC
Security ID: 483497103
Ticker: KALV
Meeting Date: 30-Sep-21
1A. | Elect Albert Cha | Management | For | Voted - For |
1B. | Elect Martin Edwards | Management | For | Voted - For |
1C. | Elect Nancy Stuart | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
13
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
KARUNA THERAPEUTICS INC
Security ID: 48576A100
Ticker: KRTX
Meeting Date: 15-Jun-22
1a. | Elect Steven M. Paul | Management | For | Voted - For |
1b. | Elect Atul Pande | Management | For | Voted - For |
1c. | Elect Denice M. Torres | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
4. | Ratification of Auditor | Management | For | Voted - For |
KORNIT DIGITAL LTD
Security ID: M6372Q113
Ticker: KRNT
Meeting Date: 12-Aug-21
1A. | Elect Yuval Cohen | Management | For | Voted - For |
1B. | Elect Stephen Nigro | Management | For | Voted - For |
1C. | Elect Ronen Samuel | Management | For | Voted - For |
2. | Amendment to Articles | Management | For | Voted - Against |
3. | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
KRYSTAL BIOTECH INC
Security ID: 501147102
Ticker: KRYS
Meeting Date: 20-May-22
1.1 | Elect Daniel Janney | Management | For | Voted - For |
1.2 | Elect Dino A. Rossi | Management | For | Voted - For |
1.3 | Elect E. Rand Sutherland | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
LATTICE SEMICONDUCTOR CORP.
Security ID: 518415104
Ticker: LSCC
Meeting Date: 06-May-22
1.1 | Elect James R. Anderson | Management | For | Voted - For |
1.2 | Elect Robin A. Abrams | Management | For | Voted - For |
1.3 | Elect Mark E. Jensen | Management | For | Voted - For |
1.4 | Elect Anjali Joshi | Management | For | Voted - For |
1.5 | Elect James P. Lederer | Management | For | Voted - For |
1.6 | Elect Krishna Rangasayee | Management | For | Voted - Withheld |
1.7 | Elect D. Jeffrey Richardson | Management | For | Voted - For |
14
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
LAVA THERAPEUTICS NV
Security ID: N51517105
Ticker: LVTX
Meeting Date: 15-Jun-22
1. | Accounts and Reports | Management | For | Voted - For |
2. | Appointment of the External Auditor | Management | For | Voted - For |
3. | Ratification of Board Acts | Management | For | Voted - For |
4. | Elect James Noble | Management | For | Voted - For |
5. | Elect Jay T. Backstrom | Management | For | Voted - For |
6. | Authority to Repurchase Shares | Management | For | Voted - For |
MATADOR RESOURCES CO
Security ID: 576485205
Ticker: MTDR
Meeting Date: 10-Jun-22
1a. | Elect R. Gaines Baty | Management | For | Voted - For |
1b. | Elect James M. Howard | Management | For | Voted - For |
2. | Amendment to the 2019 Long-Term Incentive Plan | Management | For | Voted - For |
3. | Approval of the 2022 Employee Stock Purchase Plan | Management | For | Voted - For |
4. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
5. | Ratification of Auditor | Management | For | Voted - For |
MAXCYTE INC
Security ID: 57777K
Ticker: MXCT
Meeting Date: 29-Oct-21
1.1 | Elect Will Brooke | Management | For | Voted - For |
1.2 | Elect John Johnston | Management | For | Voted - For |
1.3 | Elect Richard H. Douglas | Management | For | Voted - For |
2. | Approval of the 2021 Equity Incentive Plan | Management | For | Voted - Against |
3. | Approval of the 2021 Employee Stock Purchase Plan | Management | For | Voted - Against |
4. | Appointment of Auditor | Management | For | Voted - For |
MONOLITHIC POWER SYSTEM INC
Security ID: 609839105
Ticker: MPWR
Meeting Date: 16-Jun-22
1.1 | Elect Michael R. Hsing | Management | For | Voted - For |
1.2 | Elect Herbert Chang | Management | For | Voted - Withheld |
1.3 | Elect Carintia Martinez | Management | For | Voted - For |
15
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
MP MATERIALS CORPORATION
Security ID: 553368101
Ticker: MP
Meeting Date: 14-Jun-22
1A. | Elect Connie K. Duckworth | Management | For | Voted - For |
1B. | Elect Maryanne R Lavan | Management | For | Voted - For |
1C. | Elect Richard B. Myers | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
PACWEST BANCORP
Security ID: 695263103
Ticker: PACW
Meeting Date: 10-May-22
1A. | Elect Tanya M. Acker | Management | For | Voted - For |
1B. | Elect Paul R. Burke | Management | For | Voted - For |
1C. | Elect Craig A. Carlson | Management | For | Voted - For |
1D. | Elect John M. Eggemeyer | Management | For | Voted - For |
1E. | Elect C. William Hosler | Management | For | Voted - For |
1F. | Elect Polly B. Jessen | Management | For | Voted - For |
1G. | Elect Susan E. Lester | Management | For | Voted - For |
1H. | Elect Roger H. Molvar | Management | For | Voted - For |
1I. | Elect Robert A. Stine | Management | For | Voted - For |
1J. | Elect Paul W. Taylor | Management | For | Voted - For |
1K. | Elect Matthew P. Wagner | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
3. | Ratification of Auditor | Management | For | Voted - For |
PARK HOTELS & RESORTS INC
Security ID: 700517105
Ticker: PK
Meeting Date: 27-Apr-22
1A. | Elect Thomas J. Baltimore, Jr. | Management | For | Voted - For |
1B. | Elect Patricia M. Bedient | Management | For | Voted - For |
1C. | Elect Thomas D. Eckert | Management | For | Voted - For |
1D. | Elect Geoffrey M. Garrett | Management | For | Voted - For |
1E. | Elect Christie B. Kelly | Management | For | Voted - For |
1F. | Elect Joseph I. Lieberman | Management | For | Voted - For |
1G. | Elect Thomas A. Natelli | Management | For | Voted - For |
1H. | Elect Timothy J. Naughton | Management | For | Voted - For |
1I. | Elect Stephen I. Sadove | Management | For | Voted - For |
16
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
4. | Shareholder Proposal Regarding Reporting on Required Retention of Shares Until Normal Retirement Age | Shareholder | Against | Voted - Against |
PLUG POWER INC
Security ID: 72919P202
Ticker: PLUG
Meeting Date: 30-Jul-21
1.1 | Elect Andrew Marsh | Management | For | Voted - For |
1.2 | Elect Gary K. Willis | Management | For | Voted - Withheld |
1.3 | Elect Maureen O. Helmer | Management | For | Voted - Withheld |
2. | Increase in Authorized Common Stock | Management | For | Voted - For |
3. | Approval of the 2021 Stock Option and Incentive Plan | Management | For | Voted - For |
4. | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
5. | Ratification of Auditor | Management | For | Voted - For |
PROMETHEUS BIOSCIENCES INC
Security ID: 74349U108
Ticker: RXDX
Meeting Date: 19-May-22
1.1 | Elect Joseph C. Papa | Management | For | Voted - Withheld |
1.2 | Elect Mary T. Szela | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
RED ROCK RESORTS INC
Security ID: 75700L108
Ticker: RRR
Meeting Date: 09-Jun-22
1.1 | Elect Frank J. Fertitta III | Management | For | Voted - For |
1.2 | Elect Lorenzo J. Fertitta | Management | For | Voted - For |
1.3 | Elect Robert A. Cashell, Jr. | Management | For | Voted - Withheld |
1.4 | Elect Robert E. Lewis | Management | For | Voted - Withheld |
1.5 | Elect James E. Nave | Management | For | Voted - Withheld |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
REGAL BELOIT CORP
Security ID: 758750103
Ticker: RBC
Meeting Date: 01-Sep-21
1. | Share Issuance for Merger with Rexnord PMC Business | Management | For | Voted - For |
2. | Company Name Change | Management | For | Voted - For |
17
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3. | Increase in Authorized Common Stock | Management | For | Voted - For |
4. | Right to Adjourn Meeting | Management | For | Voted - For |
REGAL REXNORD CORP
Security ID: 758750103
Ticker: RRX
Meeting Date: 26-Apr-22
1A. | Elect Jan A. Bertsch | Management | For | Voted - For |
1B. | Elect Stephen M. Burt | Management | For | Voted - For |
1C. | Elect Anesa T. Chaibi | Management | For | Voted - For |
1D. | Elect Theodore D. Crandall | Management | For | Voted - For |
1E. | Elect Christopher L. Doerr | Management | For | Voted - For |
1F. | Elect Michael F. Hilton | Management | For | Voted - For |
1G. | Elect Louis V. Pinkham | Management | For | Voted - For |
1H. | Elect Rakesh Sachdev | Management | For | Voted - For |
1I. | Elect Curtis W. Stoelting | Management | For | Voted - For |
1J. | Elect Robin A. Walker-Lee | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
REPLIGEN CORP.
Security ID: 759916109
Ticker: RGEN
Meeting Date: 26-May-22
1A. | Elect Tony J. Hunt | Management | For | Voted - For |
1B. | Elect Karen Dawes | Management | For | Voted - For |
1C. | Elect Nicolas M. Barthelemy | Management | For | Voted - For |
1D. | Elect Carrie Eglinton Manner | Management | For | Voted - For |
1E. | Elect Rohin Mhatre | Management | For | Voted - For |
1F. | Elect Glenn P. Muir | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SHOCKWAVE MEDICAL INC
Security ID: 82489T104
Ticker: SWAV
Meeting Date: 23-Jun-22
1.1 | Elect Douglas E. Godshall | Management | For | Voted - For |
1.2 | Elect F. Thomas Watkins | Management | For | Voted - For |
1.3 | Elect Frederic H. Moll | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
18
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SILVERGATE CAPITAL CORP
Security ID: 82837P408
Ticker: SI
Meeting Date: 10-Jun-22
1. | Repeal of Classified Board | Management | For | Voted - For |
2. | Amendment Regarding Classes of Common Stock | Management | For | Voted - For |
3. | Amend Articles to Allow for the Removal of Directors | Management | For | Voted - For |
4. | Elimination of Supermajority Requirement | Management | For | Voted - For |
5A. | Elect Alan J. Lane | Management | For | Voted - For |
5B. | Elect Aanchal Gupta | Management | For | Voted - For |
5C. | Elect Rebecca Rettig | Management | For | Voted - For |
6. | Ratification of Auditor | Management | For | Voted - For |
SINGULAR GENOMICS SYSTEMS INC
Security ID: 82933R100
Ticker: OMIC
Meeting Date: 26-May-22
1.1 | Elect Elaine Mardis | Management | For | Voted - For |
1.2 | Elect Jason Ryan | Management | For | Voted - Withheld |
2. | Ratification of Auditor | Management | For | Voted - For |
SOMALOGIC INC
Security ID: 83444K105
Ticker: SLGC
Meeting Date: 06-Jun-22
1.1 | Elect Robert L. Barchi | Management | For | Voted - For |
1.2 | Elect Richard A. Post | Management | For | Voted - For |
1.3 | Elect Stephen Quake | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
STEVEN MADDEN LTD.
Security ID: 556269108
Ticker: SHOO
Meeting Date: 25-May-22
1.1 | Elect Edward R. Rosenfeld | Management | For | Voted - For |
1.2 | Elect Peter A. Davis | Management | For | Voted - For |
1.3 | Elect Al Ferrara | Management | For | Voted - For |
1.4 | Elect Mitchell S. Klipper | Management | For | Voted - For |
1.5 | Elect Maria Teresa Kumar | Management | For | Voted - For |
1.6 | Elect Rose Peabody Lynch | Management | For | Voted - For |
1.7 | Elect Peter Migliorini | Management | For | Voted - Withheld |
1.8 | Elect Arian Simone Reed | Management | For | Voted - For |
1.9 | Elect Ravi Sachdev | Management | For | Voted - For |
19
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.10 | Elect Robert Smith | Management | For | Voted - For |
1.11 | Elect Amelia Newton Varela | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
SWITCH INC
Security ID: 87105L104
Ticker: SWCH
Meeting Date: 10-Jun-22
1.1 | Elect Rob Roy | Management | For | Voted - For |
1.2 | Elect Angela Archon | Management | For | Voted - For |
1.3 | Elect Jason Genrich | Management | For | Voted - For |
1.4 | Elect Liane J. Pelletier | Management | For | Voted - For |
1.5 | Elect Zareh H. Sarrafian | Management | For | Voted - For |
1.6 | Elect Kimberly H. Sheehy | Management | For | Voted - For |
1.7 | Elect Donald D. Snyder | Management | For | Voted - For |
1.8 | Elect Thomas A. Thomas | Management | For | Voted - For |
1.9 | Elect Bryan Wolf | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Amendments to Articles | Management | For | Voted - For |
5. | Reincorporation | Management | For | Voted - For |
TFI INTERNATIONAL INC
Security ID: 87241L109
Ticker: TFII
Meeting Date: 28-Apr-22
1.1 | Elect Leslie Abi-Karam | Management | For | Voted - For |
1.2 | Elect Alain Bédard | Management | For | Voted - For |
1.3 | Elect André Bérard | Management | For | Voted - For |
1.4 | Elect William T. England | Management | For | Voted - For |
1.5 | Elect Diane Giard | Management | For | Voted - For |
1.6 | Elect Richard Guay | Management | For | Voted - For |
1.7 | Elect Debra J. Kelly-Ennis | Management | For | Voted - For |
1.8 | Elect Neil D. Manning | Management | For | Voted - For |
1.9 | Elect Joey Saputo | Management | For | Voted - For |
1.10 | Elect Rosemary Turner | Management | For | Voted - For |
2 | Appointment of Auditor and Authority to Set Fees | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4 | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
20
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
TRIUMPH BANCORP INC
Security ID: 89679E300
Ticker: TBK
Meeting Date: 26-Apr-22
1A. | Elect Carlos M. Sepulveda, Jr. | Management | For | Voted - For |
1B. | Elect Aaron P. Graft | Management | For | Voted - For |
1C. | Elect Charles A. Anderson | Management | For | Voted - For |
1D. | Elect Harrison B. Barnes | Management | For | Voted - For |
1E. | Elect Debra A. Bradford | Management | For | Voted - For |
1F. | Elect Richard L. Davis | Management | For | Voted - Against |
1G. | Elect Laura K. Easley | Management | For | Voted - For |
1H. | Elect Maribess L. Miller | Management | For | Voted - For |
1I. | Elect Michael P. Rafferty | Management | For | Voted - For |
1J. | Elect C. Todd Sparks | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Company Name Change | Management | For | Voted - For |
4. | Ratification of Auditor | Management | For | Voted - For |
TWIST BIOSCIENCE CORP
Security ID: 90184D100
Ticker: TWST
Meeting Date: 08-Feb-22
1.1 | Elect Nelson C. Chan | Management | For | Voted - Withheld |
1.2 | Elect Xiaoying Mai | Management | For | Voted - For |
1.3 | Elect Robert P. Ragusa | Management | For | Voted - For |
1.4 | Elect Melissa A. Starovasnik | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
ULTRAGENYX PHARMACEUTICAL INC.
Security ID: 90400D108
Ticker: RARE
Meeting Date: 24-Jun-22
1a. | Elect Lars G. Ekman | Management | For | Voted - For |
1b. | Elect Matthew K. Fust | Management | For | Voted - For |
1c. | Elect Amrit Ray | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Frequency of Advisory Vote on Executive Compensation | Management | For | Voted - 1 Year |
21
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
UMH PROPERTIES INC
Security ID: 903002103
Ticker: UMH
Meeting Date: 01-Jun-22
1.1 | Elect Amy Lynn Butewicz | Management | For | Voted - For |
1.2 | Elect Michael P. Landy | Management | For | Voted - For |
1.3 | Elect William E. Mitchell | Management | For | Voted - For |
1.4 | Elect Kiernan Conway | Management | For | Voted - For |
2. | Ratification of Auditor | Management | For | Voted - For |
VARONIS SYSTEMS INC
Security ID: 922280102
Ticker: VRNS
Meeting Date: 25-May-22
1.1 | Elect Carlos Aued | Management | For | Voted - For |
1.2 | Elect Kevin Comolli | Management | For | Voted - For |
1.3 | Elect John J. Gavin, Jr. | Management | For | Voted - For |
1.4 | Elect Fred Van Den Bosch | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
VERRA MOBILITY CORP
Security ID: 92511U102
Ticker: VRRM
Meeting Date: 21-Jun-22
1.1 | Elect Douglas L. Davis | Management | For | Voted - For |
1.2 | Elect Cynthia A. Russo | Management | For | Voted - For |
2. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
3. | Ratification of Auditor | Management | For | Voted - For |
WILLSCOT MOBILE MINI HOLDINGS CORP
Security ID: 971378104
Ticker: WSC
Meeting Date: 03-Jun-22
1 | Repeal of Classified Board | Management | For | Voted - For |
2 | Ratification of Auditor | Management | For | Voted - For |
3 | Advisory Vote on Executive Compensation | Management | For | Voted - Against |
4aa | Elect Mark S. Bartlett | Management | For | Voted - For |
4ab | Elect Erika T. Davis | Management | For | Voted - For |
4ac | Elect Sara R. Dial | Management | For | Voted - For |
4ad | Elect Jeffrey S. Goble | Management | For | Voted - For |
4ae | Elect Gerard E. Holthaus | Management | For | Voted - For |
4af | Elect Kimberly J. McWaters | Management | For | Voted - For |
22
Nicholas Partners Small Cap Growth Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4ag | Elect Erik Olsson | Management | For | Voted - For |
4ah | Elect Rebecca L. Owen | Management | For | Voted - For |
4ai | Elect Jeffrey F. Sagansky | Management | For | Voted - For |
4aj | Elect Bradley L. Soultz | Management | For | Voted - For |
4ak | Elect Michael W. Upchurch | Management | For | Voted - For |
4ba | Elect Erika T. Davis | Management | For | Voted - For |
4bb | Elect Jeffrey S. Goble | Management | For | Voted - For |
4bc | Elect Jeffrey F. Sagansky | Management | For | Voted - For |
WINTRUST FINANCIAL CORP.
Security ID: 97650W108
Ticker: WTFC
Meeting Date: 26-May-22
1A. | Elect Elizabeth H. Connelly | Management | For | Voted - For |
1B. | Elect Peter D. Crist | Management | For | Voted - For |
1C. | Elect Bruce K. Crowther | Management | For | Voted - For |
1D. | Elect William J. Doyle | Management | For | Voted - For |
1E. | Elect Marla F. Glabe | Management | For | Voted - For |
1F. | Elect H. Patrick Hackett, Jr. | Management | For | Voted - For |
1G. | Elect Scott K. Heitmann | Management | For | Voted - For |
1H. | Elect Deborah L. Hall Lefevre | Management | For | Voted - For |
1I. | Elect Suzet M. McKinney | Management | For | Voted - For |
1J. | Elect Gary D. Sweeney | Management | For | Voted - For |
1K. | Elect Karin Gustafson Teglia | Management | For | Voted - For |
1L. | Elect Alex E. Washington, III | Management | For | Voted - For |
1M. | Elect Edward J. Wehmer | Management | For | Voted - For |
2. | Approval of the 2022 Stock Incentive Plan | Management | For | Voted - For |
3. | Advisory Vote on Executive Compensation | Management | For | Voted - For |
4. | Ratification of Auditor | Management | For | Voted - For |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 16, 2022
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