UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: December, 31
Date of Reporting Period: July 1, 2021 to June 30, 2022
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund III:
Aperture Discover Equity Fund
Aperture Endeavour Equity Fund
Aperture International Equity Fund
Aperture New World Opportunities Fund
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AAR CORP.
Security ID: 000361105
Ticker: AIR
Meeting Date: 28-Sep-21
Meeting Type: Annual
1a | Elect Director Anthony K. Anderson | Management | For | Voted - For |
1b | Elect Director Michael R. Boyce | Management | For | Voted - For |
1c | Elect Director David P. Storch | Management | For | Voted - For |
1d | Elect Director Jennifer L. Vogel | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
ASTEC INDUSTRIES, INC.
Security ID: 046224101
Ticker: ASTE
Meeting Date: 28-Apr-22
Meeting Type: Annual
1.1 | Elect Director Tracey H. Cook | Management | For | Voted - For |
1.2 | Elect Director Mary L. Howell | Management | For | Voted - For |
1.3 | Elect Director Linda I. Knoll | Management | For | Voted - For |
1.4 | Elect Director William Bradley Southern | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
ATKORE INTERNATIONAL GROUP INC.
Security ID: 047649108
Ticker: ATKR
Meeting Date: 27-Jan-22
Meeting Type: Annual
1a | Elect Director Jeri L. Isbell | Management | For | Voted - For |
1b | Elect Director Wilbert W. James, Jr. | Management | For | Voted - For |
1c | Elect Director Betty R. Johnson | Management | For | Voted - For |
1d | Elect Director Justin P. Kershaw | Management | For | Voted - For |
1e | Elect Director Scott H. Muse | Management | For | Voted - For |
1f | Elect Director Michael V. Schrock | Management | For | Voted - For |
1g | Elect Director William R. VanArsdale | Management | For | Voted - For |
1h | Elect Director William E. Waltz, Jr. | Management | For | Voted - For |
1i | Elect Director A. Mark Zeffiro | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
1
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BOOT BARN HOLDINGS, INC.
Security ID: 099406100
Ticker: BOOT
Meeting Date: 25-Aug-21
Meeting Type: Annual
1.1 | Elect Director Peter Starrett | Management | For | Voted - For |
1.2 | Elect Director Greg Bettinelli | Management | For | Voted - For |
1.3 | Elect Director Chris Bruzzo | Management | For | Voted - For |
1.4 | Elect Director Eddie Burt | Management | For | Voted - For |
1.5 | Elect Director James G. Conroy | Management | For | Voted - For |
1.6 | Elect Director Lisa G. Laube | Management | For | Voted - For |
1.7 | Elect Director Anne MacDonald | Management | For | Voted - For |
1.8 | Elect Director Brenda I. Morris | Management | For | Voted - For |
1.9 | Elect Director Brad Weston | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
DOUBLEVERIFY HOLDINGS, INC.
Security ID: 25862V105
Ticker: DV
Meeting Date: 14-Jun-22
Meeting Type: Annual
1.1 | Elect Director Laura B. Desmond | Management | For | Voted - Withheld |
1.2 | Elect Director Joshua L. Selip | Management | For | Voted - Withheld |
1.3 | Elect Director Rosie Perez | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
DRIVEN BRANDS HOLDINGS INC.
Security ID: 26210V102
Ticker: DRVN
Meeting Date: 18-May-22
Meeting Type: Annual
1.1 | Elect Director Catherine (Cathy) Halligan | Management | For | Voted - Withheld |
1.2 | Elect Director Rick Puckett | Management | For | Voted - Withheld |
1.3 | Elect Director Michael Thompson | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
ENPRO INDUSTRIES, INC.
Security ID: 29355X107
Ticker: NPO
Meeting Date: 29-Apr-22
Meeting Type: Annual
1.1 | Elect Director Eric A. Vaillancourt | Management | For | Voted - For |
1.2 | Elect Director Thomas M. Botts | Management | For | Voted - For |
1.3 | Elect Director Felix M. Brueck | Management | For | Voted - For |
2
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.4 | Elect Director B. Bernard Burns, Jr. | Management | For | Voted - For |
1.5 | Elect Director Diane C. Creel | Management | For | Voted - For |
1.6 | Elect Director Adele M. Gulfo | Management | For | Voted - For |
1.7 | Elect Director David L. Hauser | Management | For | Voted - For |
1.8 | Elect Director John Humphrey | Management | For | Voted - For |
1.9 | Elect Director Judith A. Reinsdorf | Management | For | Voted - For |
1.10 | Elect Director Kees van der Graaf | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
HILLMAN SOLUTIONS CORP.
Security ID: 431636109
Ticker: HLMN
Meeting Date: 14-Jun-22
Meeting Type: Annual
1.1 | Elect Director Douglas J. Cahill | Management | For | Voted - Withheld |
1.2 | Elect Director Joseph M. Scharfenberger, Jr. | Management | For | Voted - Withheld |
1.3 | Elect Director Richard F. Zannino | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
INGEVITY CORPORATION
Security ID: 45688C107
Ticker: NGVT
Meeting Date: 27-Apr-22
Meeting Type: Annual
1a | Elect Director Jean S. Blackwell | Management | For | Voted - For |
1b | Elect Director Luis Fernandez-Moreno | Management | For | Voted - For |
1c | Elect Director J. Michael Fitzpatrick | Management | For | Voted - For |
1d | Elect Director John C. Fortson | Management | For | Voted - For |
1e | Elect Director Diane H. Gulyas | Management | For | Voted - For |
1f | Elect Director Frederick J. Lynch | Management | For | Voted - For |
1g | Elect Director Karen G. Narwold | Management | For | Voted - For |
1h | Elect Director Daniel F. Sansone | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
KORNIT DIGITAL LTD.
Security ID: M6372Q113
Ticker: KRNT
Meeting Date: 12-Aug-21
Meeting Type: Annual
1a | Reelect Yuval Cohen as Director | Management | For | Voted - For |
1b | Reelect Stephen Nigro as Director | Management | For | Voted - For |
1c | Reelect Ronen Samuel as Director | Management | For | Voted - For |
3
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Amend Articles Re: Forums for Adjudication of Disputes | Management | For | Voted - For |
3 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
LIGHTSPEED POS INC.
Security ID: 53227R106
Ticker: LSPD
Meeting Date: 05-Aug-21
Meeting Type: Annual/Special
1.1 | Elect Director Patrick Pichette | Management | For | Voted - For |
1.2 | Elect Director Dax Dasilva | Management | For | Voted - For |
1.3 | Elect Director Jean Paul Chauvet | Management | For | Voted - For |
1.4 | Elect Director Marie-Josee Lamothe | Management | For | Voted - For |
1.5 | Elect Director Paul McFeeters | Management | For | Voted - For |
1.6 | Elect Director Merline Saintil | Management | For | Voted - For |
1.7 | Elect Director Rob Williams | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Change Company Name to Lightspeed Commerce Inc. | Management | For | Voted - For |
LINDBLAD EXPEDITIONS HOLDINGS, INC.
Security ID: 535219109
Ticker: LIND
Meeting Date: 02-Jun-22
Meeting Type: Annual
1.1 | Elect Director Bernard W. Aronson | Management | For | Voted - Withheld |
1.2 | Elect Director Elliott Bisnow | Management | For | Voted - For |
1.3 | Elect Director Alexander P. Schultz | Management | For | Voted - For |
1.4 | Elect Director Thomas S. (Tad) Smith, Jr. | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
MALIBU BOATS, INC.
Security ID: 56117J100
Ticker: MBUU
Meeting Date: 03-Nov-21
Meeting Type: Annual
1.1 | Elect Director James R. Buch | Management | For | Voted - For |
1.2 | Elect Director Joan M. Lewis | Management | For | Voted - For |
1.3 | Elect Director Peter E. Murphy | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MISTER CAR WASH, INC.
Security ID: 60646V105
Ticker: MCW
Meeting Date: 25-May-22
Meeting Type: Annual
1.1 | Elect Director John Lai | Management | For | Voted - Withheld |
1.2 | Elect Director Jonathan Seiffer | Management | For | Voted - Withheld |
1.3 | Elect Director John Danhakl | Management | For | Voted - Withheld |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
MONTROSE ENVIRONMENTAL GROUP, INC.
Security ID: 615111101
Ticker: MEG
Meeting Date: 10-May-22
Meeting Type: Annual
1.1 | Elect Director J. Thomas Presby | Management | For | Voted - Withheld |
1.2 | Elect Director James K. Price | Management | For | Voted - Withheld |
1.3 | Elect Director Janet Risi Field | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
ONESPAWORLD HOLDINGS LIMITED
Security ID: P73684113
Ticker: OSW
Meeting Date: 08-Jun-22
Meeting Type: Annual
1a | Elect Director Stephen W. Powell | Management | For | Voted - Withheld |
1b | Elect Director Maryam Banikarim | Management | For | Voted - Withheld |
1c | Elect Director Adam Hasiba | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
PROGYNY, INC.
Security ID: 74340E103
Ticker: PGNY
Meeting Date: 25-May-22
Meeting Type: Annual
1.1 | Elect Director Fred E. Cohen | Management | For | Voted - Withheld |
1.2 | Elect Director Norman Payson | Management | For | Voted - Withheld |
1.3 | Elect Director Beth Seidenberg | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
5
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
RH
Security ID: 74967X103
Ticker: RH
Meeting Date: 15-Jul-21
Meeting Type: Annual
1.1 | Elect Director Gary Friedman | Management | For | Voted - For |
1.2 | Elect Director Carlos Alberini | Management | For | Voted - For |
1.3 | Elect Director Keith Belling | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
Meeting Date: 30-Jun-22
Meeting Type: Annual
1.1 | Elect Director Eri Chaya | Management | For | Voted - For |
1.2 | Elect Director Mark Demilio | Management | For | Voted - For |
1.3 | Elect Director Leonard Schlesinger | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Procurement of Down Feathers from the Company's Suppliers | Shareholder | Against | Voted - Against |
SKYLINE CHAMPION CORPORATION
Security ID: 830830105
Ticker: SKY
Meeting Date: 03-Aug-21
Meeting Type: Annual
1.1 | Elect Director Keith Anderson | Management | For | Voted - For |
1.2 | Elect Director Michael Berman | Management | For | Voted - For |
1.3 | Elect Director Timothy Bernlohr | Management | For | Voted - For |
1.4 | Elect Director Eddie Capel | Management | For | Voted - For |
1.5 | Elect Director John C. Firth | Management | For | Voted - For |
1.6 | Elect Director Michael Kaufman | Management | For | Voted - For |
1.7 | Elect Director Erin Mulligan Nelson | Management | For | Voted - For |
1.8 | Elect Director Gary E. Robinette | Management | For | Voted - For |
1.9 | Elect Director Mark Yost | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
SPROUT SOCIAL, INC.
Security ID: 85209W109
Ticker: SPT
Meeting Date: 25-May-22
Meeting Type: Annual
1.1 | Elect Director Aaron Rankin | Management | For | Voted - Withheld |
1.2 | Elect Director Steven Collins | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
THE AZEK COMPANY INC.
Security ID: 05478C105
Ticker: AZEK
Meeting Date: 08-Mar-22
Meeting Type: Annual
1.1 | Elect Director Fumbi Chima | Management | For | Voted - For |
1.2 | Elect Director Brian Spaly | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
4 | Eliminate Supermajority Voting Requirements | Management | For | Voted - For |
5 | Declassify the Board of Directors | Management | For | Voted - For |
6 | Approve Nonqualified Employee Stock Purchase Plan | Management | For | Voted - For |
THE NEW YORK TIMES COMPANY
Security ID: 650111107
Ticker: NYT
Meeting Date: 27-Apr-22
Meeting Type: Annual
1.1 | Elect Director Amanpal S. Bhutani | Management | For | Voted - For |
1.2 | Elect Director Manuel Bronstein | Management | For | Voted - For |
1.3 | Elect Director Doreen Toben | Management | For | Voted - For |
1.4 | Elect Director Rebecca Van Dyck | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
TRAEGER, INC.
Security ID: 89269P103
Ticker: COOK
Meeting Date: 14-Jun-22
Meeting Type: Annual
1a | Elect Director Jeremy Andrus | Management | For | Voted - Withheld |
1b | Elect Director Wendy A. Beck | Management | For | Voted - Withheld |
1c | Elect Director Daniel James | Management | For | Voted - Withheld |
1d | Elect Director Elizabeth C. Lempres | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - Abstain |
TRAVEL + LEISURE CO.
Security ID: 894164102
Ticker: TNL
Meeting Date: 18-May-22
Meeting Type: Annual
1.1 | Elect Director Louise F. Brady | Management | For | Voted - For |
1.2 | Elect Director Michael D. Brown | Management | For | Voted - For |
1.3 | Elect Director James E. Buckman | Management | For | Voted - For |
1.4 | Elect Director George Herrera | Management | For | Voted - For |
1.5 | Elect Director Stephen P. Holmes | Management | For | Voted - For |
7
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.6 | Elect Director Lucinda C. Martinez | Management | For | Voted - For |
1.7 | Elect Director Denny Marie Post | Management | For | Voted - For |
1.8 | Elect Director Ronald L. Rickles | Management | For | Voted - For |
1.9 | Elect Director Michael H. Wargotz | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
VAIL RESORTS, INC.
Security ID: 91879Q109
Ticker: MTN
Meeting Date: 08-Dec-21
Meeting Type: Annual
1a | Elect Director Susan L. Decker | Management | For | Voted - Abstain |
1b | Elect Director Robert A. Katz | Management | For | Voted - Abstain |
1c | Elect Director Kirsten A. Lynch | Management | For | Voted - Abstain |
1d | Elect Director Nadia Rawlinson | Management | For | Voted - Abstain |
1e | Elect Director John T. Redmond | Management | For | Voted - Abstain |
1f | Elect Director Michele Romanow | Management | For | Voted - Abstain |
1g | Elect Director Hilary A. Schneider | Management | For | Voted - Abstain |
1h | Elect Director D. Bruce Sewell | Management | For | Voted - Abstain |
1i | Elect Director John F. Sorte | Management | For | Voted - Abstain |
1j | Elect Director Peter A. Vaughn | Management | For | Voted - Abstain |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - Abstain |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Abstain |
WESCO INTERNATIONAL, INC.
Security ID: 95082P105
Ticker: WCC
Meeting Date: 26-May-22
Meeting Type: Annual
1.1 | Elect Director John J. Engel | Management | For | Voted - For |
1.2 | Elect Director Anne M. Cooney | Management | For | Voted - For |
1.3 | Elect Director Matthew J. Espe | Management | For | Voted - For |
1.4 | Elect Director Bobby J. Griffin | Management | For | Voted - For |
1.5 | Elect Director John K. Morgan | Management | For | Voted - For |
1.6 | Elect Director Steven A. Raymund | Management | For | Voted - For |
1.7 | Elect Director James L. Singleton | Management | For | Voted - For |
1.8 | Elect Director Easwaran Sundaram | Management | For | Voted - For |
1.9 | Elect Director Laura K. Thompson | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
8
Aperture Discover Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
YETI HOLDINGS, INC.
Security ID: 98585X104
Ticker: YETI
Meeting Date: 05-May-22
Meeting Type: Annual
1.1 | Elect Director Frank D. Gibeau | Management | For | Voted - Withheld |
1.2 | Elect Director Matthew J. Reintjes | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - Against |
9
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ACTIVISION BLIZZARD, INC.
Security ID: 00507V109
Ticker: ATVI
Meeting Date: 28-Apr-22
Meeting Type: Special
1 | Approve Merger Agreement | Management | For | Voted - For |
2 | Advisory Vote on Golden Parachutes | Management | For | Voted - For |
3 | Adjourn Meeting | Management | For | Voted - For |
Meeting Date: 21-Jun-22
Meeting Type: Annual
1a | Elect Director Reveta Bowers | Management | For | Voted - For |
1b | Elect Director Kerry Carr | Management | For | Voted - For |
1c | Elect Director Robert Corti | Management | For | Voted - Against |
1d | Elect Director Brian Kelly | Management | For | Voted - Against |
1e | Elect Director Robert Kotick | Management | For | Voted - Against |
1f | Elect Director Lulu Meservey | Management | For | Voted - For |
1g | Elect Director Barry Meyer | Management | For | Voted - Against |
1h | Elect Director Robert Morgado | Management | For | Voted - Against |
1i | Elect Director Peter Nolan | Management | For | Voted - Against |
1j | Elect Director Dawn Ostroff | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Voted - Against |
5 | Report on Efforts Prevent Abuse, Harassment, and Discrimination | Shareholder | Against | Voted - For |
ALCOA CORPORATION
Security ID: 013872106
Ticker: AA
Meeting Date: 05-May-22
Meeting Type: Annual
1a | Elect Director Steven W. Williams | Management | For | Voted - For |
1b | Elect Director Mary Anne Citrino | Management | For | Voted - For |
1c | Elect Director Pasquale (Pat) Fiore | Management | For | Voted - For |
1d | Elect Director Thomas J. Gorman | Management | For | Voted - For |
1e | Elect Director Roy C. Harvey | Management | For | Voted - For |
1f | Elect Director James A. Hughes | Management | For | Voted - For |
1g | Elect Director James E. Nevels | Management | For | Voted - For |
1h | Elect Director Carol L. Roberts | Management | For | Voted - For |
1i | Elect Director Jackson (Jackie) P. Roberts | Management | For | Voted - For |
1j | Elect Director Ernesto Zedillo | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
10
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALIBABA GROUP HOLDING LIMITED
Security ID: G01719114
Ticker: 9988
Meeting Date: 17-Sep-21
Meeting Type: Annual
1.1 | Elect Director Joseph C. Tsai | Management | For | Voted - Against |
1.2 | Elect Director J. Michael Evans | Management | For | Voted - Against |
1.3 | Elect Director E. Borje Ekholm | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 01-Jun-22
Meeting Type: Annual
1a | Elect Director Larry Page | Management | For | Voted - For |
1b | Elect Director Sergey Brin | Management | For | Voted - For |
1c | Elect Director Sundar Pichai | Management | For | Voted - For |
1d | Elect Director John L. Hennessy | Management | For | Voted - For |
1e | Elect Director Frances H. Arnold | Management | For | Voted - For |
1f | Elect Director L. John Doerr | Management | For | Voted - For |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1h | Elect Director Ann Mather | Management | For | Voted - For |
1i | Elect Director K. Ram Shriram | Management | For | Voted - For |
1j | Elect Director Robin L. Washington | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
7 | Report on Physical Risks of Climate Change | Shareholder | Against | Voted - For |
8 | Report on Metrics and Efforts to Reduce Water Related Risk | Shareholder | Against | Voted - For |
9 | Oversee and Report a Third-Party Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Report on Risks Associated with Use of Concealment Clauses | Shareholder | Against | Voted - For |
11 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Voted - For |
12 | Report on Government Takedown Requests | Shareholder | Against | Voted - Against |
13 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Shareholder | Against | Voted - For |
14 | Report on Managing Risks Related to Data Collection, Privacy and Security | Shareholder | Against | Voted - For |
15 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Shareholder | Against | Voted - For |
16 | Commission Third Party Assessment of Company's Management of Misinformation and Disinformation Across Platforms | Shareholder | Against | Voted - For |
17 | Report on External Costs of Misinformation and Impact on Diversified Shareholders | Shareholder | Against | Voted - For |
11
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
18 | Report on Steps to Improve Racial and Gender Board Diversity | Shareholder | Against | Voted - For |
19 | Establish an Environmental Sustainability Board Committee | Shareholder | Against | Voted - For |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Voted - Against |
21 | Report on Policies Regarding Military and Militarized Policing Agencies | Shareholder | Against | Voted - For |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 25-May-22
Meeting Type: Annual
1a | Elect Director Jeffrey P. Bezos | Management | For | Voted - Against |
1b | Elect Director Andrew R. Jassy | Management | For | Voted - For |
1c | Elect Director Keith B. Alexander | Management | For | Voted - For |
1d | Elect Director Edith W. Cooper | Management | For | Voted - For |
1e | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1f | Elect Director Daniel P. Huttenlocher | Management | For | Voted - Against |
1g | Elect Director Judith A. McGrath | Management | For | Voted - Against |
1h | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1i | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1j | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1k | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Approve 20:1 Stock Split | Management | For | Voted - For |
5 | Report on Retirement Plan Options Aligned with Company Climate Goals | Shareholder | Against | Voted - For |
6 | Commission Third Party Report Assessing Company's Human Rights Due Diligence Process | Shareholder | Against | Voted - For |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Voted - For |
8 | Report on Efforts to Reduce Plastic Use | Shareholder | Against | Voted - For |
9 | Report on Worker Health and Safety Disparities | Shareholder | Against | Voted - For |
10 | Report on Risks Associated with Use of Concealment Clauses | Shareholder | Against | Voted - For |
11 | Report on Charitable Contributions | Shareholder | Against | Voted - Against |
12 | Publish a Tax Transparency Report | Shareholder | Against | Voted - For |
13 | Report on Protecting the Rights of Freedom of Association and Collective Bargaining | Shareholder | Against | Voted - For |
14 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
15 | Require More Director Nominations Than Open Seats | Shareholder | Against | Voted - Against |
16 | Commission a Third Party Audit on Working Conditions | Shareholder | Against | Voted - For |
17 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
18 | Oversee and Report a Racial Equity Audit *Withdrawn Resolution* | Shareholder | None | Non-Voting |
19 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Shareholder | Against | Voted - For |
12
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
AMPLITUDE, INC.
Security ID: 03213A104
Ticker: AMPL
Meeting Date: 09-Jun-22
Meeting Type: Annual
1.1 | Elect Director Spenser Skates | Management | For | Voted - Withheld |
1.2 | Elect Director Erica Schultz | Management | For | Voted - Withheld |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
ANALOG DEVICES, INC.
Security ID: 032654105
Ticker: ADI
Meeting Date: 09-Mar-22
Meeting Type: Annual
1a | Elect Director Ray Stata | Management | For | Voted - For |
1b | Elect Director Vincent Roche | Management | For | Voted - For |
1c | Elect Director James A. Champy | Management | For | Voted - For |
1d | Elect Director Anantha P. Chandrakasan | Management | For | Voted - For |
1e | Elect Director Tunc Doluca | Management | For | Voted - For |
1f | Elect Director Bruce R. Evans | Management | For | Voted - For |
1g | Elect Director Edward H. Frank | Management | For | Voted - For |
1h | Elect Director Laurie H. Glimcher | Management | For | Voted - For |
1i | Elect Director Karen M. Golz | Management | For | Voted - For |
1j | Elect Director Mercedes Johnson | Management | For | Voted - For |
1k | Elect Director Kenton J. Sicchitano | Management | For | Voted - For |
1l | Elect Director Susie Wee | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
AON PLC
Security ID: G0403H108
Ticker: AON
Meeting Date: 17-Jun-22
Meeting Type: Annual
1.1 | Elect Director Lester B. Knight | Management | For | Voted - For |
1.2 | Elect Director Gregory C. Case | Management | For | Voted - For |
1.3 | Elect Director Jin-Yong Cai | Management | For | Voted - For |
1.4 | Elect Director Jeffrey C. Campbell | Management | For | Voted - For |
1.5 | Elect Director Fulvio Conti | Management | For | Voted - For |
1.6 | Elect Director Cheryl A. Francis | Management | For | Voted - For |
1.7 | Elect Director J. Michael Losh | Management | For | Voted - For |
1.8 | Elect Director Richard C. Notebaert | Management | For | Voted - For |
1.9 | Elect Director Gloria Santona | Management | For | Voted - For |
1.10 | Elect Director Byron O. Spruell | Management | For | Voted - For |
1.11 | Elect Director Carolyn Y. Woo | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
13
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Ratify Ernst & Young Chartered Accountants as Statutory Auditor | Management | For | Voted - For |
5 | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
BRAZE, INC.
Security ID: 10576N102
Ticker: BRZE
Meeting Date: 30-Jun-22
Meeting Type: Annual
1a | Elect Director Matthew Jacobson | Management | For | Voted - Withheld |
1b | Elect Director Phillip M. Fernandez | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
CHINA VANKE CO., LTD.
Security ID: Y77421132
Ticker: 2202
Meeting Date: 26-Nov-21
Meeting Type: Extraordinary Shareholders
EGM BALLOT FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Approve Authorization to the Company for Issuance of Direct Debt Financing Instruments | Management | For | Voted - For |
2 | Elect Lei Jiangsong as Director | Management | For | Voted - For |
3 | Approve Compliance of the Overseas Listing of Onewo Space-tech Service Co., Ltd. with the Circular on Issues in Relation to Regulating Overseas Listing of Subsidiaries of Domestic Listed Companies | Management | For | Voted - For |
4 | Approve Initial Public Offering and Overseas Listing Proposal of Onewo Space-tech Service Co., Ltd. | Management | For | Voted - For |
5 | Approve Undertaking of Maintaining Independent Listing Status of the Company After the Listing of Onewo Space-tech Service Co., Ltd | Management | For | Voted - For |
6 | Approve Explanations on the Sustainable Profitability and Prospects of the Company After the Listing of Onewo Space-tech Service Co., Ltd | Management | For | Voted - For |
7 | Approve Full Circulation Application for the Shares of Onewo Space-tech Service Co., Ltd. Held by the Company | Management | For | Voted - For |
8 | Authorize Board to Handle All Matters in Relation to the Overseas Listing of Onewo Space-tech Service Co., Ltd. | Management | For | Voted - For |
9 | Approve Provision of Assured Entitlement Only to the Holders of H Shares of the Company for the Spin-Off and Overseas Listing of Onewo Space-tech Service Co., Ltd. | Management | For | Voted - For |
Meeting Date: 26-Nov-21
Meeting Type: Special
CLASS MEETING FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Approve Provision of Assured Entitlement Only to the Holders of H Shares of the Company for the Spin-Off and Overseas Listing of Onewo Space-tech Service Co., Ltd. | Management | For | Voted - For |
14
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
COUNTRY GARDEN HOLDINGS COMPANY LIMITED
Security ID: G24524103
Ticker: 2007
Meeting Date: 22-Dec-21
Meeting Type: Extraordinary Shareholders
1 | Adopt New Memorandum and Articles of Association and Related Transactions | Management | For | Voted - For |
2 | Approve Termination Deeds and Related Transactions | Management | For | Voted - For |
3 | Approve New Deeds of Non-Competition and Related Transactions | Management | For | Voted - For |
DELIVERY HERO SE
Security ID: D1T0KZ103
Ticker: DHER
Meeting Date: 16-Jun-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
3.1 | Approve Discharge of Supervisory Board Member Martin Enderle for Fiscal Year 2021 | Management | For | Voted - For |
3.2 | Approve Discharge of Supervisory Board Member Patrick Kolek for Fiscal Year 2021 | Management | For | Voted - For |
3.3 | Approve Discharge of Supervisory Board Member Jeanette Gorgas for Fiscal Year 2021 | Management | For | Voted - For |
3.4 | Approve Discharge of Supervisory Board Member Nils Engvall for Fiscal Year 2021 | Management | For | Voted - For |
3.5 | Approve Discharge of Supervisory Board Member Gabriella Ardbo for Fiscal Year 2021 | Management | For | Voted - For |
3.6 | Approve Discharge of Supervisory Board Member Dimitrios Tsaousis for Fiscal Year 2021 | Management | For | Voted - For |
3.7 | Approve Discharge of Supervisory Board Member Gerald Taylor for Fiscal Year 2021 | Management | For | Voted - For |
4 | Ratify KPMG AG as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements | Management | For | Voted - For |
5 | Elect Dimitrios Tsaousis to the Supervisory Board as Employee Representative and Konstantina Vasioula as Substitute to Employee Representative | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - Against |
7 | Amend 2017 Stock Option Plan | Management | For | Voted - For |
8 | Approve Creation of EUR 12.6 Million Pool of Authorized Capital 2022/I with or without Exclusion of Preemptive Rights | Management | For | Voted - Against |
9 | Approve Creation of EUR 12.6 Million Pool of Authorized Capital 2022/II with or without Exclusion of Preemptive Rights | Management | For | Voted - Against |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 12.6 Million Pool of Conditional Capital 2022/I to Guarantee Conversion Rights | Management | For | Voted - Against |
15
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
11 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 3 Billion; Approve Creation of EUR 12.6 Million Pool of Conditional Capital 2022/II to Guarantee Conversion Rights | Management | For | Voted - Against |
12 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For |
13 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Voted - For |
DOLLAR TREE, INC.
Security ID: 256746108
Ticker: DLTR
Meeting Date: 30-Jun-22
Meeting Type: Annual
1a | Elect Director Thomas W. Dickson | Management | For | Voted - For |
1b | Elect Director Richard W. Dreiling | Management | For | Voted - For |
1c | Elect Director Cheryl W. Grise | Management | For | Voted - For |
1d | Elect Director Daniel J. Heinrich | Management | For | Voted - For |
1e | Elect Director Paul C. Hilal | Management | For | Voted - For |
1f | Elect Director Edward J. Kelly, III | Management | For | Voted - For |
1g | Elect Director Mary A. Laschinger | Management | For | Voted - For |
1h | Elect Director Jeffrey G. Naylor | Management | For | Voted - For |
1i | Elect Director Winnie Y. Park | Management | For | Voted - For |
1j | Elect Director Bertram L. Scott | Management | For | Voted - For |
1k | Elect Director Stephanie P. Stahl | Management | For | Voted - For |
1l | Elect Director Michael A. Witynski | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
4 | Provide Right to Call Special Meeting | Management | For | Voted - For |
5 | Report on GHG Emissions Reduction Targets Aligned with the Paris Agreement Goal | Shareholder | Against | Voted - For |
DYNATRACE, INC.
Security ID: 268150109
Ticker: DT
Meeting Date: 26-Aug-21
Meeting Type: Annual
1a | Elect Director Seth Boro | Management | For | Voted - Against |
1b | Elect Director Jill Ward | Management | For | Voted - Against |
1c | Elect Director Kirsten O. Wolberg | Management | For | Voted - For |
2 | Ratify BDO USA, LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
16
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ELASTIC N.V.
Security ID: N14506104
Ticker: ESTC
Meeting Date: 01-Oct-21
Meeting Type: Annual
1a | Elect Director Shay Banon | Management | For | Voted - Against |
1b | Elect Director Shelley Leibowitz | Management | For | Voted - For |
2 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
3 | Approve Discharge of Executive Director | Management | For | Voted - For |
4 | Approve Discharge of Non-Executive Directors | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
6 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
7 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
FARFETCH LIMITED
Security ID: 30744W107
Ticker: FTCH
Meeting Date: 17-Nov-21
Meeting Type: Annual
1 | Approve Increase in Authorized Share Capital | Management | For | Voted - For |
2 | Adopt Amended and Restated Memorandum and Articles of Association | Management | For | Voted - For |
FINCH THERAPEUTICS GROUP, INC.
Security ID: 31773D101
Ticker: FNCH
Meeting Date: 10-Jun-22
Meeting Type: Annual
1.1 | Elect Director Domenic Ferrante | Management | For | Voted - Withheld |
1.2 | Elect Director Nicholas Haft | Management | For | Voted - Withheld |
1.3 | Elect Director Samuel A. Hamood | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
FREEPORT-MCMORAN INC.
Security ID: 35671D857
Ticker: FCX
Meeting Date: 09-Jun-22
Meeting Type: Annual
1.1 | Elect Director David P. Abney | Management | For | Voted - For |
1.2 | Elect Director Richard C. Adkerson | Management | For | Voted - For |
1.3 | Elect Director Marcela E. Donadio | Management | For | Voted - For |
1.4 | Elect Director Robert W. Dudley | Management | For | Voted - For |
1.5 | Elect Director Hugh Grant | Management | For | Voted - For |
1.6 | Elect Director Lydia H. Kennard | Management | For | Voted - For |
1.7 | Elect Director Ryan M. Lance | Management | For | Voted - For |
1.8 | Elect Director Sara Grootwassink Lewis | Management | For | Voted - For |
1.9 | Elect Director Dustan E. McCoy | Management | For | Voted - For |
17
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.10 | Elect Director John J. Stephens | Management | For | Voted - For |
1.11 | Elect Director Frances Fragos Townsend | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
INTERCONTINENTAL EXCHANGE, INC.
Security ID: 45866F104
Ticker: ICE
Meeting Date: 13-May-22
Meeting Type: Annual
1a | Elect Director Sharon Y. Bowen | Management | For | Voted - For |
1b | Elect Director Shantella E. Cooper | Management | For | Voted - For |
1c | Elect Director Duriya M. Farooqui | Management | For | Voted - For |
1d | Elect Director The Right Hon. the Lord Hague of Richmond | Management | For | Voted - For |
1e | Elect Director Mark F. Mulhern | Management | For | Voted - For |
1f | Elect Director Thomas E. Noonan | Management | For | Voted - For |
1g | Elect Director Caroline L. Silver | Management | For | Voted - For |
1h | Elect Director Jeffrey C. Sprecher | Management | For | Voted - For |
1i | Elect Director Judith A. Sprieser | Management | For | Voted - For |
1j | Elect Director Martha A. Tirinnanzi | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve Non-Employee Director Stock Option Plan | Management | For | Voted - For |
5 | Eliminate Supermajority Vote Requirement to Amend Certificate of Incorporation and Bylaws | Management | For | Voted - For |
6 | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 20% | Management | For | Voted - For |
7 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
8 | Reduce Ownership Threshold for Shareholders to Call Special Meeting to 10% | Shareholder | Against | Voted - For |
LAS VEGAS SANDS CORP.
Security ID: 517834107
Ticker: LVS
Meeting Date: 12-May-22
Meeting Type: Annual
1.1 | Elect Director Irwin Chafetz | Management | For | Voted - For |
1.2 | Elect Director Micheline Chau | Management | For | Voted - Withheld |
1.3 | Elect Director Patrick Dumont | Management | For | Voted - For |
1.4 | Elect Director Charles D. Forman | Management | For | Voted - For |
1.5 | Elect Director Robert G. Goldstein | Management | For | Voted - For |
1.6 | Elect Director Nora M. Jordan | Management | For | Voted - For |
1.7 | Elect Director Charles A. Koppelman | Management | For | Voted - Withheld |
1.8 | Elect Director Lewis Kramer | Management | For | Voted - For |
1.9 | Elect Director David F. Levi | Management | For | Voted - Withheld |
1.10 | Elect Director Yibing Mao | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
18
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
LITHIA MOTORS, INC.
Security ID: 536797103
Ticker: LAD
Meeting Date: 27-Apr-22
Meeting Type: Annual
1a | Elect Director Sidney B. DeBoer | Management | For | Voted - For |
1b | Elect Director Susan O. Cain | Management | For | Voted - For |
1c | Elect Director Bryan B. DeBoer | Management | For | Voted - For |
1d | Elect Director Shauna F. McIntyre | Management | For | Voted - For |
1e | Elect Director Louis P. Miramontes | Management | For | Voted - For |
1f | Elect Director Kenneth E. Roberts | Management | For | Voted - For |
1g | Elect Director David J. Robino | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
MARATHON OIL CORPORATION
Security ID: 565849106
Ticker: MRO
Meeting Date: 25-May-22
Meeting Type: Annual
1a | Elect Director Chadwick C. Deaton | Management | For | Voted - For |
1b | Elect Director Marcela E. Donadio | Management | For | Voted - For |
1c | Elect Director M. Elise Hyland | Management | For | Voted - For |
1d | Elect Director Holli C. Ladhani | Management | For | Voted - For |
1e | Elect Director Brent J. Smolik | Management | For | Voted - For |
1f | Elect Director Lee M. Tillman | Management | For | Voted - For |
1g | Elect Director J. Kent Wells | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MARRIOTT VACATIONS WORLDWIDE CORPORATION
Security ID: 57164Y107
Ticker: VAC
Meeting Date: 13-May-22
Meeting Type: Annual
1.1 | Elect Director Raymond L. Gellein, Jr. | Management | For | Voted - For |
1.2 | Elect Director Dianna F. Morgan | Management | For | Voted - For |
1.3 | Elect Director Jonice Gray Tucker | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
19
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MARTIN MARIETTA MATERIALS, INC.
Security ID: 573284106
Ticker: MLM
Meeting Date: 12-May-22
Meeting Type: Annual
1.1 | Elect Director Dorothy M. Ables | Management | For | Voted - For |
1.2 | Elect Director Sue W. Cole | Management | For | Voted - For |
1.3 | Elect Director Smith W. Davis | Management | For | Voted - For |
1.4 | Elect Director Anthony R. Foxx | Management | For | Voted - For |
1.5 | Elect Director John J. Koraleski | Management | For | Voted - For |
1.6 | Elect Director C. Howard Nye | Management | For | Voted - For |
1.7 | Elect Director Laree E. Perez | Management | For | Voted - For |
1.8 | Elect Director Thomas H. Pike | Management | For | Voted - For |
1.9 | Elect Director Michael J. Quillen | Management | For | Voted - For |
1.10 | Elect Director Donald W. Slager | Management | For | Voted - For |
1.11 | Elect Director David C. Wajsgras | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
MICROSOFT CORPORATION
Security ID: 594918104
Ticker: MSFT
Meeting Date: 30-Nov-21
Meeting Type: Annual
1.1 | Elect Director Reid G. Hoffman | Management | For | Voted - For |
1.2 | Elect Director Hugh F. Johnston | Management | For | Voted - For |
1.3 | Elect Director Teri L. List | Management | For | Voted - For |
1.4 | Elect Director Satya Nadella | Management | For | Voted - For |
1.5 | Elect Director Sandra E. Peterson | Management | For | Voted - For |
1.6 | Elect Director Penny S. Pritzker | Management | For | Voted - For |
1.7 | Elect Director Carlos A. Rodriguez | Management | For | Voted - For |
1.8 | Elect Director Charles W. Scharf | Management | For | Voted - For |
1.9 | Elect Director John W. Stanton | Management | For | Voted - For |
1.10 | Elect Director John W. Thompson | Management | For | Voted - For |
1.11 | Elect Director Emma N. Walmsley | Management | For | Voted - For |
1.12 | Elect Director Padmasree Warrior | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve Qualified Employee Stock Purchase Plan | Management | For | Voted - For |
4 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
5 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
6 | Report on Effectiveness of Workplace Sexual Harassment Policies | Shareholder | Against | Voted - For |
7 | Prohibit Sales of Facial Recognition Technology to All Government Entities | Shareholder | Against | Voted - Against |
8 | Report on Implementation of the Fair Chance Business Pledge | Shareholder | Against | Voted - For |
9 | Report on Lobbying Activities Alignment with Company Policies | Shareholder | Against | Voted - For |
20
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
NCINO, INC.
Security ID: 63947X101
Ticker: NCNO
Meeting Date: 23-Jun-22
Meeting Type: Annual
1.1 | Elect Director Steven Collins | Management | For | Voted - Withheld |
1.2 | Elect Director Spencer Lake | Management | For | Voted - Withheld |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Require a Majority Vote for the Election of Directors | Shareholder | None | Voted - For |
QUALCOMM INCORPORATED
Security ID: 747525103
Ticker: QCOM
Meeting Date: 09-Mar-22
Meeting Type: Annual
1a | Elect Director Sylvia Acevedo | Management | For | Voted - For |
1b | Elect Director Cristiano R. Amon | Management | For | Voted - For |
1c | Elect Director Mark Fields | Management | For | Voted - For |
1d | Elect Director Jeffrey W. Henderson | Management | For | Voted - For |
1e | Elect Director Gregory N. Johnson | Management | For | Voted - For |
1f | Elect Director Ann M. Livermore | Management | For | Voted - For |
1g | Elect Director Mark D. McLaughlin | Management | For | Voted - For |
1h | Elect Director Jamie S. Miller | Management | For | Voted - For |
1i | Elect Director Irene B. Rosenfeld | Management | For | Voted - For |
1j | Elect Director Kornelis (Neil) Smit | Management | For | Voted - For |
1k | Elect Director Jean-Pascal Tricoire | Management | For | Voted - For |
1l | Elect Director Anthony J. Vinciquerra | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
S&P GLOBAL INC.
Security ID: 78409V104
Ticker: SPGI
Meeting Date: 04-May-22
Meeting Type: Annual
1.1 | Elect Director Marco Alvera | Management | For | Voted - For |
1.2 | Elect Director Jacques Esculier | Management | For | Voted - For |
1.3 | Elect Director Gay Huey Evans | Management | For | Voted - For |
1.4 | Elect Director William D. Green | Management | For | Voted - For |
1.5 | Elect Director Stephanie C. Hill | Management | For | Voted - For |
1.6 | Elect Director Rebecca Jacoby | Management | For | Voted - For |
1.7 | Elect Director Robert P. Kelly | Management | For | Voted - For |
1.8 | Elect Director Ian Paul Livingston | Management | For | Voted - For |
1.9 | Elect Director Deborah D. McWhinney | Management | For | Voted - For |
21
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.10 | Elect Director Maria R. Morris | Management | For | Voted - For |
1.11 | Elect Director Douglas L. Peterson | Management | For | Voted - For |
1.12 | Elect Director Edward B. Rust, Jr. | Management | For | Voted - For |
1.13 | Elect Director Richard E. Thornburgh | Management | For | Voted - For |
1.14 | Elect Director Gregory Washington | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
SBA COMMUNICATIONS CORPORATION
Security ID: 78410G104
Ticker: SBAC
Meeting Date: 12-May-22
Meeting Type: Annual
1.1 | Elect Director Kevin L. Beebe | Management | For | Voted - For |
1.2 | Elect Director Jack Langer | Management | For | Voted - For |
1.3 | Elect Director Jeffrey A. Stoops | Management | For | Voted - For |
1.4 | Elect Director Jay L. Johnson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
SELECT SECTOR SPDR TRUST
Security ID: 81369Y605
Ticker:
Meeting Date: 29-Oct-21
Meeting Type: Special
1.1 | Elect Director Allison Grant Williams | Management | For | Voted - For |
1.2 | Elect Director Sheila Hartnett-Devlin | Management | For | Voted - For |
1.3 | Elect Director James Jessee | Management | For | Voted - For |
1.4 | Elect Director Teresa Polley | Management | For | Voted - For |
1.5 | Elect Director Ashley T. Rabun | Management | For | Voted - For |
1.6 | Elect Director James E. Ross | Management | For | Voted - For |
1.7 | Elect Director Rory Tobin | Management | For | Voted - For |
SERVICENOW, INC.
Security ID: 81762P102
Ticker: NOW
Meeting Date: 09-Jun-22
Meeting Type: Annual
1a | Elect Director Susan L. Bostrom | Management | For | Voted - For |
1b | Elect Director Teresa Briggs | Management | For | Voted - For |
1c | Elect Director Jonathan C. Chadwick | Management | For | Voted - For |
1d | Elect Director Paul E. Chamberlain | Management | For | Voted - For |
1e | Elect Director Lawrence J. Jackson, Jr. | Management | For | Voted - For |
1f | Elect Director Frederic B. Luddy | Management | For | Voted - For |
1g | Elect Director Jeffrey A. Miller | Management | For | Voted - For |
1h | Elect Director Joseph Larry Quinlan | Management | For | Voted - For |
1i | Elect Director Sukumar Rathnam | Management | For | Voted - For |
22
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
SONY GROUP CORP.
Security ID: J76379106
Ticker: 6758
Meeting Date: 28-Jun-22
Meeting Type: Annual
1 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
2.1 | Elect Director Yoshida, Kenichiro | Management | For | Voted - For |
2.2 | Elect Director Totoki, Hiroki | Management | For | Voted - For |
2.3 | Elect Director Sumi, Shuzo | Management | For | Voted - For |
2.4 | Elect Director Tim Schaaff | Management | For | Voted - For |
2.5 | Elect Director Oka, Toshiko | Management | For | Voted - For |
2.6 | Elect Director Akiyama, Sakie | Management | For | Voted - For |
2.7 | Elect Director Wendy Becker | Management | For | Voted - For |
2.8 | Elect Director Hatanaka, Yoshihiko | Management | For | Voted - For |
2.9 | Elect Director Kishigami, Keiko | Management | For | Voted - For |
2.10 | Elect Director Joseph A. Kraft Jr | Management | For | Voted - For |
3 | Approve Stock Option Plan | Management | For | Voted - For |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: 874039100
Ticker: 2330
Meeting Date: 08-Jun-22
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For |
2 | Approve Amendments to Articles of Association | Management | For | Voted - For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | Voted - For |
4 | Approve Issuance of Restricted Stocks | Management | For | Voted - For |
TENCENT HOLDINGS LIMITED
Security ID: G87572163
Ticker: 700
Meeting Date: 18-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3a | Elect Li Dong Sheng as Director | Management | For | Voted - For |
3b | Elect Ian Charles Stone as Director | Management | For | Voted - For |
3c | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
23
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
8 | Approve Proposed Amendments to the Second Amended and Restated Memorandum of Association and Articles of Association and Adopt the Third Amended and Restated Memorandum of Association and Articles of Association | Management | For | Voted - For |
Meeting Date: 18-May-22
Meeting Type: Extraordinary Shareholders
1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Plan | Management | For | Voted - Against |
T-MOBILE US, INC.
Security ID: 872590104
Ticker: TMUS
Meeting Date: 15-Jun-22
Meeting Type: Annual
1.1 | Elect Director Marcelo Claure | Management | For | Voted - Withheld |
1.2 | Elect Director Srikant M. Datar | Management | For | Voted - For |
1.3 | Elect Director Bavan M. Holloway | Management | For | Voted - For |
1.4 | Elect Director Timotheus Hottges | Management | For | Voted - Withheld |
1.5 | Elect Director Christian P. Illek | Management | For | Voted - Withheld |
1.6 | Elect Director Raphael Kubler | Management | For | Voted - Withheld |
1.7 | Elect Director Thorsten Langheim | Management | For | Voted - Withheld |
1.8 | Elect Director Dominique Leroy | Management | For | Voted - Withheld |
1.9 | Elect Director Letitia A. Long | Management | For | Voted - For |
1.10 | Elect Director G. Michael (Mike) Sievert | Management | For | Voted - Withheld |
1.11 | Elect Director Teresa A. Taylor | Management | For | Voted - For |
1.12 | Elect Director Omar Tazi | Management | For | Voted - Withheld |
1.13 | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
VISTRA CORP.
Security ID: 92840M102
Ticker: VST
Meeting Date: 03-May-22
Meeting Type: Annual
1.1 | Elect Director Scott B. Helm | Management | For | Voted - For |
1.2 | Elect Director Hilary E. Ackermann | Management | For | Voted - For |
1.3 | Elect Director Arcilia C. Acosta | Management | For | Voted - For |
1.4 | Elect Director Gavin R. Baiera | Management | For | Voted - For |
1.5 | Elect Director Paul M. Barbas | Management | For | Voted - For |
1.6 | Elect Director Lisa Crutchfield | Management | For | Voted - For |
1.7 | Elect Director Brian K. Ferraioli | Management | For | Voted - For |
1.8 | Elect Director Jeff D. Hunter | Management | For | Voted - For |
1.9 | Elect Director Curtis A. Morgan | Management | For | Voted - For |
1.10 | Elect Director John R. (J.R.) Sult | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
24
Aperture Endeavour Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
WILLSCOT MOBILE MINI HOLDINGS CORP.
Security ID: 971378104
Ticker: WSC
Meeting Date: 03-Jun-22
Meeting Type: Annual
1 | Declassify the Board of Directors | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
If Proposal 1 is Approved, Elect Directors to Serve a One-Year Term | Management | None | Non-Voting | |
4aa | Elect Director Mark S. Bartlett | Management | For | Voted - For |
4ab | Elect Director Erika T. Davis | Management | For | Voted - For |
4ac | Elect Director Sara R. Dial | Management | For | Voted - For |
4ad | Elect Director Jeffrey S. Goble | Management | For | Voted - For |
4ae | Elect Director Gerard E. Holthaus | Management | For | Voted - For |
4af | Elect Director Kimberly J. McWaters | Management | For | Voted - For |
4ag | Elect Director Erik Olsson | Management | For | Voted - For |
4ah | Elect Director Rebecca L. Owen | Management | For | Voted - For |
4ai | Elect Director Jeff Sagansky | Management | For | Voted - For |
4aj | Elect Director Bradley L. Soultz | Management | For | Voted - For |
4ak | Elect Director Michael W. Upchurch | Management | For | Voted - For |
If Proposal 1 is Not Approved, Elect Directors to Serve a Two-Year Term | Management | None | Non-Voting | |
4ba | Elect Director Erika T. Davis | Management | For | Voted - For |
4bb | Elect Director Jeffrey S. Goble | Management | For | Voted - For |
4bc | Elect Director Jeff Sagansky | Management | For | Voted - For |
XPO LOGISTICS, INC.
Security ID: 983793100
Ticker: XPO
Meeting Date: 18-May-22
Meeting Type: Annual
1.1 | Elect Director Brad Jacobs | Management | For | Voted - Against |
1.2 | Elect Director Jason Aiken | Management | For | Voted - For |
1.3 | Elect Director AnnaMaria DeSalva | Management | For | Voted - Against |
1.4 | Elect Director Michael Jesselson | Management | For | Voted - Against |
1.5 | Elect Director Adrian Kingshott | Management | For | Voted - Against |
1.6 | Elect Director Mary Kissel | Management | For | Voted - For |
1.7 | Elect Director Allison Landry | Management | For | Voted - For |
1.8 | Elect Director Johnny C. Taylor, Jr. | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Voted - For |
7 | Oversee and Report a Civil Rights Audit | Shareholder | Against | Voted - For |
25
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ADYEN NV
Security ID: N3501V104
Ticker: ADYEN
Meeting Date: 01-Jun-22
Meeting Type: Annual
Annual Meeting Agenda | Management | None | Non-Voting | |
1 | Open Meeting | Management | None | Non-Voting |
2.a | Receive Report of Management Board and Supervisory Board (Non-Voting) | Management | None | Non-Voting |
2.b | Approve Remuneration Report | Management | For | Voted - For |
2.c | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
2.d | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Non-Voting |
3 | Approve Discharge of Management Board | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board | Management | For | Voted - For |
5 | Reelect Pieter Willem van der Does to Management Board | Management | For | Voted - For |
6 | Reelect Roelant Prins to Management Board | Management | For | Voted - For |
7 | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | Voted - For |
8 | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Voted - For |
9 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
10 | Ratify PwC as Auditors | Management | For | Voted - For |
11 | Close Meeting | Management | None | Non-Voting |
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102
Ticker: 9988
Meeting Date: 17-Sep-21
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1.1 | Elect Director Joseph C. Tsai | Management | For | Voted - Against |
1.2 | Elect Director J. Michael Evans | Management | For | Voted - Against |
1.3 | Elect Director E. Borje Ekholm | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
ANHEUSER-BUSCH INBEV SA/NV
Security ID: B639CJ108
Ticker: ABI
Meeting Date: 27-Apr-22
Meeting Type: Annual/Special
Annual/Special Meeting Agenda | Management | None | Non-Voting | |
A.1.a | Receive Special Board Report Re: Authorized Capital | Management | None | Non-Voting |
A.1.b | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Voted - For |
B.2 | Receive Directors' Reports (Non-Voting) | Management | None | Non-Voting |
26
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
B.3 | Receive Auditors' Reports (Non-Voting) | Management | None | Non-Voting |
B.4 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | None | Non-Voting |
B.5 | Approve Financial Statements, Allocation of Income, and Dividends of EUR 0.50 per Share | Management | For | Voted - For |
B.6 | Approve Discharge of Directors | Management | For | Voted - For |
B.7 | Approve Discharge of Auditors | Management | For | Voted - For |
B.8.a | Reelect Martin J. Barrington as Director | Management | For | Voted - Against |
B.8.b | Reelect William F. Gifford, Jr. as Director | Management | For | Voted - Against |
B.8.c | Reelect Alejandro Santo Domingo Davila as Director | Management | For | Voted - Against |
B.8.d | Elect Nitin Nohria as Director | Management | For | Voted - Against |
B.9 | Ratify PwC as Auditors and Approve Auditors' Remuneration | Management | For | Voted - For |
B.10 | Approve Remuneration Policy | Management | For | Voted - Against |
B.11 | Approve Remuneration Report | Management | For | Voted - Against |
C.12 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
ASAHI GROUP HOLDINGS LTD.
Security ID: J02100113
Ticker: 2502
Meeting Date: 25-Mar-22
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 55 | Management | For | Voted - For |
2 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
3.1 | Elect Director Koji, Akiyoshi | Management | For | Voted - For |
3.2 | Elect Director Katsuki, Atsushi | Management | For | Voted - For |
3.3 | Elect Director Taemin Park | Management | For | Voted - For |
3.4 | Elect Director Tanimura, Keizo | Management | For | Voted - For |
3.5 | Elect Director Christina L. Ahmadjian | Management | For | Voted - For |
3.6 | Elect Director Sakita, Kaoru | Management | For | Voted - For |
3.7 | Elect Director Sasae, Kenichiro | Management | For | Voted - For |
3.8 | Elect Director Ohashi, Tetsuji | Management | For | Voted - For |
4 | Appoint Statutory Auditor Oyagi, Shigeo | Management | For | Voted - For |
5 | Approve Trust-Type Equity Compensation Plan | Management | For | Voted - For |
ASM INTERNATIONAL NV
Security ID: N07045201
Ticker: ASM
Meeting Date: 29-Sep-21
Meeting Type: Extraordinary Shareholders
Extraordinary Meeting Agenda | Management | None | Non-Voting | |
1 | Open Meeting | Management | None | Non-Voting |
2A | Elect Pauline van der Meer Mohr to Supervisory Board | Management | For | Voted - For |
2B | Elect Adalio Sanchez to Supervisory Board | Management | For | Voted - For |
3 | Close Meeting | Management | None | Non-Voting |
27
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 16-May-22
Meeting Type: Annual
Annual Meeting Agenda | Management | None | Non-Voting | |
1 | Open Meeting | Management | None | Non-Voting |
2 | Receive Report of Management Board (Non-Voting) | Management | None | Non-Voting |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
5 | Approve Dividends of EUR 2.50 Per Share | Management | For | Voted - For |
6 | Approve Discharge of Management Board | Management | For | Voted - For |
7 | Approve Discharge of Supervisory Board | Management | For | Voted - For |
8 | Adopt Remuneration Policy for Management Board | Management | For | Voted - For |
9 | Elect Hichem M'Saad to Management Board | Management | For | Voted - For |
10 | Adopt Remuneration Policy for Supervisory Board | Management | For | Voted - For |
11 | Reelect M.J.C. de Jong to Supervisory Board | Management | For | Voted - For |
12 | Ratify KPMG Accountants N.V. as Auditors | Management | For | Voted - For |
13(a) | Grant Board Authority to Issue Shares Up to 10 Percent of Issued Capital | Management | For | Voted - For |
13(b) | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Voted - For |
14 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
15 | Other Business (Non-Voting) | Management | None | Non-Voting |
16 | Close Meeting | Management | None | Non-Voting |
ASTRAZENECA PLC
Security ID: 046353108
Ticker: AZN
Meeting Date: 29-Apr-22
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Dividends | Management | For | Voted - For |
3 | Reappoint PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
5a | Re-elect Leif Johansson as Director | Management | For | Voted - For |
5b | Re-elect Pascal Soriot as Director | Management | For | Voted - For |
5c | Elect Aradhana Sarin as Director | Management | For | Voted - For |
5d | Re-elect Philip Broadley as Director | Management | For | Voted - For |
5e | Re-elect Euan Ashley as Director | Management | For | Voted - For |
5f | Re-elect Michel Demare as Director | Management | For | Voted - For |
5g | Re-elect Deborah DiSanzo as Director | Management | For | Voted - For |
5h | Re-elect Diana Layfield as Director | Management | For | Voted - For |
5i | Re-elect Sheri McCoy as Director | Management | For | Voted - For |
5j | Re-elect Tony Mok as Director | Management | For | Voted - For |
5k | Re-elect Nazneen Rahman as Director | Management | For | Voted - For |
5l | Elect Andreas Rummelt as Director | Management | For | Voted - For |
5m | Re-elect Marcus Wallenberg as Director | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
28
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8 | Authorise Issue of Equity | Management | For | Voted - For |
9 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
10 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
11 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
12 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
13 | Approve Savings Related Share Option Scheme | Management | For | Voted - For |
BRENNTAG SE
Security ID: D12459117
Ticker: BNR
Meeting Date: 09-Jun-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 1.45 per Share | Management | For | Voted - For |
3 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7.1 | Elect Wijnand Donkers to the Supervisory Board | Management | For | Voted - For |
7.2 | Elect Ulrich Harnacke to the Supervisory Board | Management | For | Voted - For |
8 | Approve Creation of EUR 35 Million Pool of Authorized Capital with or without Exclusion of Preemptive Rights | Management | For | Voted - For |
9 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2 Billion; Approve Creation of EUR 15.5 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - For |
10 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For |
BUDWEISER BREWING COMPANY APAC LIMITED
Security ID: G1674K101
Ticker: 1876
Meeting Date: 06-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3a | Elect Jan Craps as Director | Management | For | Voted - For |
3b | Elect Michel Doukeris as Director | Management | For | Voted - For |
3c | Elect Katherine King-suen Tsang as Director | Management | For | Voted - For |
3d | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
29
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Approve PricewaterhouseCoopers as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
5 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
8 | Approve Specific Mandate to the Directors to Issue New Shares to the Trustee in Relation to the Grant of Restricted Share Units and Locked-up Shares to the Non-Connected Participants | Management | For | Voted - Against |
9 | Approve Specific Mandate to the Directors to Issue New Shares to the Trustee in Relation to the Grant of Restricted Share Units and Locked-up Shares to the Connected Participants | Management | For | Voted - Against |
10 | Adopt New Articles of Association | Management | For | Voted - For |
COCA-COLA EUROPACIFIC PARTNERS PLC
Security ID: G25839104
Ticker: CCEP
Meeting Date: 27-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - Against |
3 | Re-elect Manolo Arroyo as Director | Management | For | Voted - Against |
4 | Re-elect Jan Bennink as Director | Management | For | Voted - For |
5 | Re-elect John Bryant as Director | Management | For | Voted - For |
6 | Re-elect Jose Ignacio Comenge as Director | Management | For | Voted - For |
7 | Re-elect Christine Cross as Director | Management | For | Voted - For |
8 | Re-elect Damian Gammell as Director | Management | For | Voted - For |
9 | Re-elect Nathalie Gaveau as Director | Management | For | Voted - For |
10 | Re-elect Alvaro Gomez-Trenor Aguilar as Director | Management | For | Voted - For |
11 | Re-elect Thomas Johnson as Director | Management | For | Voted - Against |
12 | Re-elect Dagmar Kollmann as Director | Management | For | Voted - For |
13 | Re-elect Alfonso Libano Daurella as Director | Management | For | Voted - For |
14 | Re-elect Mark Price as Director | Management | For | Voted - For |
15 | Re-elect Mario Rotllant Sola as Director | Management | For | Voted - Against |
16 | Re-elect Brian Smith as Director | Management | For | Voted - For |
17 | Re-elect Dessi Temperley as Director | Management | For | Voted - For |
18 | Re-elect Garry Watts as Director | Management | For | Voted - For |
19 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
20 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
21 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
22 | Authorise Issue of Equity | Management | For | Voted - For |
23 | Approve Waiver of Rule 9 of the Takeover Code | Management | For | Voted - Against |
24 | Approve Employee Share Purchase Plan | Management | For | Voted - For |
25 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
26 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
27 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
30
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
28 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | Voted - For |
29 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
DEUTSCHE BOERSE AG
Security ID: D1882G119
Ticker: DB1
Meeting Date: 18-May-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 3.20 per Share | Management | For | Voted - For |
3 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Elect Shannon Johnston to the Supervisory Board | Management | For | Voted - For |
6 | Approve Creation of EUR 19 Million Pool of Capital with Preemptive Rights | Management | For | Voted - For |
7 | Approve Remuneration Report | Management | For | Voted - For |
8 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
9 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for the First Half of Fiscal Year 2022 | Management | For | Voted - For |
FANUC CORP.
Security ID: J13440102
Ticker: 6954
Meeting Date: 29-Jun-22
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 239.68 | Management | For | Voted - For |
2 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | Voted - For |
3.2 | Elect Director Yamaguchi, Kenji | Management | For | Voted - For |
3.3 | Elect Director Michael J. Cicco | Management | For | Voted - For |
3.4 | Elect Director Tsukuda, Kazuo | Management | For | Voted - For |
3.5 | Elect Director Yamazaki, Naoko | Management | For | Voted - For |
3.6 | Elect Director Uozumi, Hiroto | Management | For | Voted - For |
4 | Elect Alternate Director and Audit Committee Member Yamazaki, Naoko | Management | For | Voted - For |
31
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
FRESENIUS SE & CO. KGAA
Security ID: D27348263
Ticker: FRE
Meeting Date: 13-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports for Fiscal Year 2021 | Management | For | Voted - For |
2 | Approve Allocation of Income and Dividends of EUR 0.92 per Share | Management | For | Voted - For |
3 | Approve Discharge of Personally Liable Partner for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify PricewaterhouseCoopers GmbH as Auditors for Fiscal Year 2022 and for the Review of Interim Financial Statements for Fiscal Year 2022 | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7.1 | Elect Susanne Zeidler to the Supervisory Board | Management | For | Voted - For |
7.2 | Elect Christoph Zindel to the Supervisory Board | Management | For | Voted - For |
8 | Elect Susanne Zeidler as Member of the Joint Committee | Management | For | Voted - For |
9 | Approve Creation of EUR 125 Million Pool of Authorized Capital with or without Exclusion of Preemptive Rights | Management | For | Voted - For |
10 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 2.5 Billion; Approve Creation of EUR 49 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - For |
11 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For |
12 | Authorize Use of Financial Derivatives when Repurchasing Shares | Management | For | Voted - For |
HEINEKEN NV
Security ID: N39427211
Ticker: HEIA
Meeting Date: 21-Apr-22
Meeting Type: Annual
Annual Meeting Agenda | Management | None | Non-Voting | |
1.a | Receive Report of Management Board (Non-Voting) | Management | None | Non-Voting |
1.b | Approve Remuneration Report | Management | For | Voted - Against |
1.c | Adopt Financial Statements | Management | For | Voted - For |
1.d | Receive Explanation on Company's Dividend Policy | Management | None | Non-Voting |
1.e | Approve Dividends | Management | For | Voted - For |
1.f | Approve Discharge of Management Board | Management | For | Voted - For |
1.g | Approve Discharge of Supervisory Board | Management | For | Voted - For |
2.a | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
32
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.b | Grant Board Authority to Issue Shares Up To 10 Percent of Issued Capital | Management | For | Voted - For |
2.c | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Voted - For |
3 | Amend Remuneration Policy for Management Board | Management | For | Voted - For |
4.a | Reelect J.M. Huet to Supervisory Board | Management | For | Voted - For |
4.b | Reelect J.A. Fernandez Carbajal to Supervisory Board | Management | For | Voted - Against |
4.c | Reelect M. Helmes to Supervisory Board | Management | For | Voted - For |
4.d | Elect F.J. Camacho Beltran to Supervisory Board | Management | For | Voted - For |
5 | Ratify Deloitte Accountants B.V. as Auditors | Management | For | Voted - For |
HEXAGON AB
Security ID: W4R431112
Ticker: HEXA.B
Meeting Date: 29-Apr-22
Meeting Type: Annual
1 | Elect Chairman of Meeting | Management | For | Did Not Vote |
2 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
3 | Approve Agenda of Meeting | Management | For | Did Not Vote |
4.1 | Designate Johannes Wingborg as Inspector of Minutes of Meeting | Management | For | Did Not Vote |
4.2 | Designate Fredrik Skoglund Inspector of Minutes of Meeting | Management | For | Did Not Vote |
5 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
6.a | Receive Financial Statements and Statutory Reports | Management | None | Non-Voting |
6.b | Receive Auditor's Report on Application of Guidelines for Remuneration for Executive Management | Management | None | Non-Voting |
6.c | Receive the Board's Dividend Proposal | Management | None | Non-Voting |
7.a | Accept Financial Statements and Statutory Reports | Management | For | Did Not Vote |
7.b | Approve Allocation of Income and Dividends of EUR 0.11 Per Share | Management | For | Did Not Vote |
7.c1 | Approve Discharge of Gun Nilsson | Management | For | Did Not Vote |
7.c2 | Approve Discharge of Marta Schorling Andreen | Management | For | Did Not Vote |
7.c3 | Approve Discharge of John Brandon | Management | For | Did Not Vote |
7.c4 | Approve Discharge of Sofia Schorling Hogberg | Management | For | Did Not Vote |
7.c5 | Approve Discharge of Ulrika Francke | Management | For | Did Not Vote |
7.c6 | Approve Discharge of Henrik Henriksson | Management | For | Did Not Vote |
7.c7 | Approve Discharge of Patrick Soderlund | Management | For | Did Not Vote |
7.c8 | Approve Discharge of Brett Watson | Management | For | Did Not Vote |
7.c9 | Approve Discharge of Erik Huggers | Management | For | Did Not Vote |
7.c10 | Approve Discharge of Ola Rollen | Management | For | Did Not Vote |
8 | Determine Number of Members (10) and Deputy Members (0) of Board | Management | For | Did Not Vote |
9.1 | Approve Remuneration of Directors in the Amount of SEK 2 Million for Chairman, and SEK 670,000 for Other Directors; Approve Remuneration for Committee Work | Management | For | Did Not Vote |
9.2 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
10.1 | Reelect Marta Schorling Andreen as Director | Management | For | Did Not Vote |
10.2 | Reelect John Brandon as Director | Management | For | Did Not Vote |
33
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
10.3 | Reelect Sofia Schorling Hogberg as Director | Management | For | Did Not Vote |
10.4 | Reelect Ulrika Francke as Director | Management | For | Did Not Vote |
10.5 | Reelect Henrik Henriksson as Director | Management | For | Did Not Vote |
10.6 | Reelect Ola Rollen as Director | Management | For | Did Not Vote |
10.7 | Reelect Gun Nilsson as Director | Management | For | Did Not Vote |
10.8 | Reelect Patrick Soderlund as Director | Management | For | Did Not Vote |
10.9 | Reelect Brett Watson as Director | Management | For | Did Not Vote |
10.10 | Reelect Erik Huggers as Director | Management | For | Did Not Vote |
10.11 | Elect Gun Nilsson as Board Chair | Management | For | Did Not Vote |
10.12 | Ratify PricewaterhouseCoopers AB as Auditors | Management | For | Did Not Vote |
11 | Elect Mikael Ekdahl, Jan Dworsky, Anders Oscarsson and Liselott Ledin as Members of Nominating Committee | Management | For | Did Not Vote |
12 | Approve Remuneration Report | Management | For | Did Not Vote |
13 | Approve Performance Share Program 2022/20225 for Key Employees | Management | For | Did Not Vote |
14 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Did Not Vote |
15 | Approve Issuance of up to 10 Percent of Issued Shares without Preemptive Rights | Management | For | Did Not Vote |
HOLCIM LTD.
Security ID: H3816Q102
Ticker: HOLN
Meeting Date: 04-May-22
Meeting Type: Annual
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Remuneration Report | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3.1 | Approve Allocation of Income | Management | For | Voted - For |
3.2 | Approve Dividends of CHF 2.20 per Share from Capital Contribution Reserves | Management | For | Voted - For |
4.1.1 | Reelect Beat Hess as Director and Board Chair | Management | For | Voted - For |
4.1.2 | Reelect Philippe Block as Director | Management | For | Voted - For |
4.1.3 | Reelect Kim Fausing as Director | Management | For | Voted - For |
4.1.4 | Reelect Jan Jenisch as Director | Management | For | Voted - For |
4.1.5 | Reelect Naina Kidwai as Director | Management | For | Voted - For |
4.1.6 | Reelect Patrick Kron as Director | Management | For | Voted - For |
4.1.7 | Reelect Juerg Oleas as Director | Management | For | Voted - For |
4.1.8 | Reelect Claudia Ramirez as Director | Management | For | Voted - For |
4.1.9 | Reelect Hanne Sorensen as Director | Management | For | Voted - For |
4.2.1 | Elect Leanne Geale as Director | Management | For | Voted - For |
4.2.2 | Elect Ilias Laeber as Director | Management | For | Voted - For |
4.3.1 | Reappoint Claudia Ramirez as Member of the Nomination, Compensation and Governance Committee | Management | For | Voted - For |
4.3.2 | Reappoint Hanne Sorensen as Member of the Nomination, Compensation and Governance Committee | Management | For | Voted - For |
4.4.1 | Appoint Ilias Laeber as Member of the Nomination, Compensation and Governance Committee | Management | For | Voted - For |
34
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.4.2 | Appoint Juerg Oleas as Member of the Nomination, Compensation and Governance Committee | Management | For | Voted - For |
4.5.1 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
4.5.2 | Designate Sabine Burkhalter Kaimakliotis as Independent Proxy | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 5 Million | Management | For | Voted - For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 42.5 Million | Management | For | Voted - For |
6 | Approve Climate Report | Management | For | Voted - For |
7 | Transact Other Business (Voting) | Management | For | Voted - Against |
INDUSTRIAL & COMMERCIAL BANK OF CHINA LIMITED
Security ID: Y3990B112
Ticker: 1398
Meeting Date: 25-Nov-21
Meeting Type: Extraordinary Shareholders
EGM BALLOT FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Approve Payment Plan of Remuneration to Directors for 2020 | Management | For | Voted - For |
2 | Approve Payment Plan of Remuneration to Supervisors for 2020 | Management | For | Voted - For |
3 | Elect Zheng Guoyu as Director | Management | For | Voted - For |
4 | Elect Dong Yang as Director | Shareholder | For | Voted - For |
5 | Elect Zhang Jie as Supervisor | Management | For | Voted - For |
6 | Approve Application for Temporary Authorization Limit for External Donations | Management | For | Voted - For |
7 | Approve Proposal on Issuing Eligible Tier 2 Capital Instruments | Shareholder | For | Voted - For |
Meeting Date: 23-Jun-22
Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Approve Work Report of the Board of Directors | Management | For | Voted - For |
2 | Approve Work Report of the Board of Supervisors | Management | For | Voted - For |
3 | Approve Audited Accounts | Management | For | Voted - For |
4 | Approve Profit Distribution Plan | Management | For | Voted - For |
5 | Approve Fixed Asset Investment Budget | Management | For | Voted - For |
6 | Approve Deloitte Touche Tohmatsu Certified Public Accountants LLP as Domestic External Auditor and Deloitte Touche Tohmatsu as International External Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
7 | Elect Chen Siqing as Director | Management | For | Voted - For |
8 | Elect Norman Chan Tak Lam as Director | Management | For | Voted - For |
9 | Elect Fred Zuliu Hu as Director | Management | For | Voted - For |
10 | Elect Liu Lanbiao as Supervisor | Shareholder | For | Voted - For |
11 | Amend Articles of Association | Management | For | Voted - Against |
35
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED
Security ID: Y3990B112
Ticker: 1398
Meeting Date: 29-Jul-21
Meeting Type: Extraordinary Shareholders
EGM BALLOT FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Elect Huang Liangbo as Supervisor | Management | For | Voted - For |
2 | Elect Wang Jingwu as Director | Management | For | Voted - For |
INFINEON TECHNOLOGIES AG
Security ID: D35415104
Ticker: IFX
Meeting Date: 17-Feb-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 0.27 per Share | Management | For | Voted - For |
3.1 | Approve Discharge of Management Board Member Reinhard Ploss for Fiscal Year 2021 | Management | For | Voted - For |
3.2 | Approve Discharge of Management Board Member Helmut Gassel for Fiscal Year 2021 | Management | For | Voted - For |
3.3 | Approve Discharge of Management Board Member Jochen Hanebeck for Fiscal Year 2021 | Management | For | Voted - For |
3.4 | Approve Discharge of Management Board Member Constanze Hufenbecher (from April 15, 2021) for Fiscal Year 2021 | Management | For | Voted - For |
3.5 | Approve Discharge of Management Board Member Sven Schneider for Fiscal Year 2021 | Management | For | Voted - For |
4.1 | Approve Discharge of Supervisory Board Member Wolfgang Eder for Fiscal Year 2021 | Management | For | Voted - For |
4.2 | Approve Discharge of Supervisory Board Member Xiaoqun Clever for Fiscal Year 2021 | Management | For | Voted - For |
4.3 | Approve Discharge of Supervisory Board Member Johann Dechant for Fiscal Year 2021 | Management | For | Voted - For |
4.4 | Approve Discharge of Supervisory Board Member Friedrich Eichiner for Fiscal Year 2021 | Management | For | Voted - For |
4.5 | Approve Discharge of Supervisory Board Member Annette Engelfried for Fiscal Year 2021 | Management | For | Voted - For |
4.6 | Approve Discharge of Supervisory Board Member Peter Gruber for Fiscal Year 2021 | Management | For | Voted - For |
4.7 | Approve Discharge of Supervisory Board Member Hans-Ulrich Holdenried for Fiscal Year 2021 | Management | For | Voted - For |
4.8 | Approve Discharge of Supervisory Board Member Susanne Lachenmann for Fiscal Year 2021 | Management | For | Voted - For |
4.9 | Approve Discharge of Supervisory Board Member Geraldine Picaud for Fiscal Year 2021 | Management | For | Voted - For |
4.10 | Approve Discharge of Supervisory Board Member Manfred Puffer for Fiscal Year 2021 | Management | For | Voted - For |
36
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.11 | Approve Discharge of Supervisory Board Member Melanie Riedl for Fiscal Year 2021 | Management | For | Voted - For |
4.12 | Approve Discharge of Supervisory Board Member Juergen Scholz for Fiscal Year 2021 | Management | For | Voted - For |
4.13 | Approve Discharge of Supervisory Board Member Kerstin Schulzendorf for Fiscal Year 2021 | Management | For | Voted - For |
4.14 | Approve Discharge of Supervisory Board Member Ulrich Spiesshofer for Fiscal Year 2021 | Management | For | Voted - For |
4.15 | Approve Discharge of Supervisory Board Member Margret Suckale for Fiscal Year 2021 | Management | For | Voted - For |
4.16 | Approve Discharge of Supervisory Board Member Diana Vitale for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2022 | Management | For | Voted - For |
6 | Elect Geraldine Picaud to the Supervisory Board | Management | For | Voted - For |
INTESA SANPAOLO SPA
Security ID: T55067101
Ticker: ISP
Meeting Date: 14-Oct-21
Meeting Type: Ordinary Shareholders
Ordinary Business | Management | None | Non-Voting | |
1 | Approve Partial Distribution of Reserves | Management | For | Voted - For |
2 | Place Tax Suspension Constraint on Part of the Share Premium Reserve | Management | For | Voted - For |
Meeting Date: 29-Apr-22
Meeting Type: Annual/Special
Ordinary Business | Management | None | Non-Voting | |
Management Proposals | Management | None | Non-Voting | |
1a | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1b | Approve Allocation of Income | Management | For | Voted - For |
Shareholder Proposals Submitted by Compagnia di San Paolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Management | None | Non-Voting | |
2a | Fix Number of Directors | Shareholder | None | Voted - For |
Appoint Directors and Members of the Management Control Committee (Slate Election) - Choose One of the Following Slates | Management | None | Non-Voting | |
2b.1 | Slate 1 Submitted by Compagnia di San Paolo, Fondazione Cariplo, Fondazione Cassa di Risparmio di Padova e Rovigo, Fondazione Cassa di Risparmio di Firenze and Fondazione Cassa di Risparmio in Bologna | Shareholder | None | Voted - For |
2b.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Voted - Against |
2c | Elect Gian Maria Gros-Pietro as Board Chair and Paolo Andrea Colombo as Deputy Chairperson | Shareholder | None | Voted - For |
Management Proposals | Management | None | Non-Voting |
37
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3a | Approve Remuneration Policies in Respect of Board Directors | Management | For | Voted - For |
3b | Approve Remuneration of Directors | Management | For | Voted - For |
3c | Approve Remuneration and Incentive Policies of the Intesa Sanpaolo Group for 2022 | Management | For | Voted - For |
3d | Approve Second Section of the Remuneration Report | Management | For | Voted - For |
3e | Approve Annual Incentive Plan | Management | For | Voted - For |
3f | Approve Long-Term Incentive Performance Share Plan | Management | For | Voted - For |
3g | Approve LECOIP 3.0 Long-Term Incentive Plan | Management | For | Voted - For |
4a | Authorize Share Repurchase Program | Management | For | Voted - For |
4b | Authorize Share Repurchase Program and Reissuance of Repurchased Shares to Service Incentive Plans | Management | For | Voted - For |
4c | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Voted - For |
Extraordinary Business | Management | None | Non-Voting | |
1 | Authorize Cancellation of Treasury Shares without Reduction of Share Capital; Amend Article 5 | Management | For | Voted - For |
2 | Authorize Board to Increase Capital to Service LECOIP 3.0 Long-Term Incentive Plan | Management | For | Voted - For |
3 | Authorize Board to Increase Capital to Service Long-Term Incentive Performance Share Plan | Management | For | Voted - For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Voted - Against |
LINDE PLC
Security ID: G5494J103
Ticker: LIN
Meeting Date: 26-Jul-21
Meeting Type: Annual
1a | Elect Director Wolfgang H. Reitzle | Management | For | Voted - For |
1b | Elect Director Stephen F. Angel | Management | For | Voted - For |
1c | Elect Director Ann-Kristin Achleitner | Management | For | Voted - For |
1d | Elect Director Clemens A. H. Borsig | Management | For | Voted - For |
1e | Elect Director Nance K. Dicciani | Management | For | Voted - For |
1f | Elect Director Thomas Enders | Management | For | Voted - For |
1g | Elect Director Franz Fehrenbach | Management | For | Voted - For |
1h | Elect Director Edward G. Galante | Management | For | Voted - For |
1i | Elect Director Larry D. McVay | Management | For | Voted - For |
1j | Elect Director Victoria E. Ossadnik | Management | For | Voted - For |
1k | Elect Director Martin H. Richenhagen | Management | For | Voted - For |
1l | Elect Director Robert L. Wood | Management | For | Voted - For |
2a | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
2b | Authorize Board to Fix Remuneration of Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Approve Remuneration Policy | Management | For | Voted - For |
5 | Approve Remuneration Report | Management | For | Voted - For |
6 | Approve Omnibus Stock Plan | Management | For | Voted - For |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | Voted - For |
38
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
MEDTRONIC PLC
Security ID: G5960L103
Ticker: MDT
Meeting Date: 09-Dec-21
Meeting Type: Annual
1a | Elect Director Richard H. Anderson | Management | For | Voted - For |
1b | Elect Director Craig Arnold | Management | For | Voted - For |
1c | Elect Director Scott C. Donnelly | Management | For | Voted - For |
1d | Elect Director Andrea J. Goldsmith | Management | For | Voted - For |
1e | Elect Director Randall J. Hogan, III | Management | For | Voted - For |
1f | Elect Director Kevin E. Lofton | Management | For | Voted - For |
1g | Elect Director Geoffrey S. Martha | Management | For | Voted - For |
1h | Elect Director Elizabeth G. Nabel | Management | For | Voted - For |
1i | Elect Director Denise M. O'Leary | Management | For | Voted - For |
1j | Elect Director Kendall J. Powell | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Approve Omnibus Stock Plan | Management | For | Voted - For |
6 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | Voted - For |
7 | Renew the Board's Authority to Opt-Out of Statutory Pre-Emptions Rights Under Irish Law | Management | For | Voted - For |
8 | Authorize Overseas Market Purchases of Ordinary Shares | Management | For | Voted - For |
MONCLER SPA
Security ID: T6730E110
Ticker: MONC
Meeting Date: 21-Apr-22
Meeting Type: Annual
Ordinary Business | Management | None | Non-Voting | |
Management Proposals | Management | None | Non-Voting | |
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Allocation of Income | Management | For | Voted - For |
2.1 | Approve Remuneration Policy | Management | For | Voted - For |
2.2 | Approve Second Section of the Remuneration Report | Management | For | Voted - Against |
3 | Authorize Share Repurchase Program and Reissuance of Repurchased Shares | Management | For | Voted - For |
Shareholder Proposals Submitted by Double R Srl | Management | None | Non-Voting | |
4.1 | Fix Number of Directors | Shareholder | None | Voted - For |
4.2 | Fix Board Terms for Directors | Shareholder | None | Voted - For |
Appoint Directors (Slate Election) - Choose One of the Following Slates | Management | None | Non-Voting | |
4.3.1 | Slate 1 Submitted by Double R Srl | Shareholder | None | Voted - For |
4.3.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Voted - Against |
39
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Management Proposals | Management | None | Non-Voting | |
4.4 | Elect Board Chair | Management | None | Voted - Against |
4.5 | Elect Board Vice-Chairman | Management | None | Voted - Against |
Shareholder Proposal Submitted by Double R Srl | Management | None | Non-Voting | |
4.6 | Approve Remuneration of Directors | Shareholder | None | Voted - Against |
Management Proposal | Management | None | Non-Voting | |
5 | Approve Performance Shares Plan 2022 | Management | For | Voted - Against |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Voted - Against |
MUENCHENER RUECKVERSICHERUNGS-GESELLSCHAFT AG
Security ID: D55535104
Ticker: MUV2
Meeting Date: 28-Apr-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 11.00 per Share | Management | For | Voted - For |
3 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2022 and for the Review of the Interim Financial Statements for Fiscal Year 2022 and First Quarter of Fiscal Year 2023 | Management | For | Voted - For |
6 | Approve Remuneration Report | Management | For | Voted - For |
7 | Amend Articles re: Changing Name of Supervisory Board Committee | Management | For | Voted - For |
8 | Authorize Share Repurchase Program and Reissuance or Cancellation of Repurchased Shares | Management | For | Voted - For |
NESTLE SA
Security ID: H57312649
Ticker: NESN
Meeting Date: 07-Apr-22
Meeting Type: Annual
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Remuneration Report | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | Voted - For |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Voted - For |
4.1.b | Reelect Ulf Schneider as Director | Management | For | Voted - For |
4.1.c | Reelect Henri de Castries as Director | Management | For | Voted - For |
4.1.d | Reelect Renato Fassbind as Director | Management | For | Voted - For |
4.1.e | Reelect Pablo Isla as Director | Management | For | Voted - For |
4.1.f | Reelect Eva Cheng as Director | Management | For | Voted - For |
4.1.g | Reelect Patrick Aebischer as Director | Management | For | Voted - For |
40
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.1.h | Reelect Kimberly Ross as Director | Management | For | Voted - For |
4.1.i | Reelect Dick Boer as Director | Management | For | Voted - For |
4.1.j | Reelect Dinesh Paliwal as Director | Management | For | Voted - For |
4.1.k | Reelect Hanne Jimenez de Mora as Director | Management | For | Voted - For |
4.1.l | Reelect Lindiwe Sibanda as Director | Management | For | Voted - For |
4.2.1 | Elect Chris Leong as Director | Management | For | Voted - For |
4.2.2 | Elect Luca Maestri as Director | Management | For | Voted - For |
4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | Voted - For |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Voted - For |
4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | Voted - For |
4.3.4 | Appoint Dinesh Paliwal as Member of the Compensation Committee | Management | For | Voted - For |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Voted - For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 68 Million | Management | For | Voted - For |
6 | Approve CHF 6.5 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | Voted - For |
7 | Transact Other Business (Voting) | Management | Against | Voted - Against |
NINTENDO CO., LTD.
Security ID: J51699106
Ticker: 7974
Meeting Date: 29-Jun-22
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 1410 | Management | For | Voted - For |
2 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
3.1 | Elect Director Furukawa, Shuntaro | Management | For | Voted - For |
3.2 | Elect Director Miyamoto, Shigeru | Management | For | Voted - For |
3.3 | Elect Director Takahashi, Shinya | Management | For | Voted - For |
3.4 | Elect Director Shiota, Ko | Management | For | Voted - For |
3.5 | Elect Director Shibata, Satoru | Management | For | Voted - For |
3.6 | Elect Director Chris Meledandri | Management | For | Voted - For |
4.1 | Elect Director and Audit Committee Member Yoshimura, Takuya | Management | For | Voted - For |
4.2 | Elect Director and Audit Committee Member Umeyama, Katsuhiro | Management | For | Voted - For |
4.3 | Elect Director and Audit Committee Member Yamazaki, Masao | Management | For | Voted - For |
4.4 | Elect Director and Audit Committee Member Shinkawa, Asa | Management | For | Voted - For |
41
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5 | Approve Fixed Cash Compensation Ceiling and Performance-Based Cash Compensation Ceiling for Directors Who Are Not Audit Committee Members | Management | For | Voted - For |
6 | Approve Restricted Stock Plan | Management | For | Voted - For |
PUMA SE
Security ID: D62318148
Ticker: PUM
Meeting Date: 11-May-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 0.72 per Share | Management | For | Voted - For |
3 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2022 | Management | For | Voted - For |
6 | Approve Issuance of Warrants/Bonds with Warrants Attached/Convertible Bonds without Preemptive Rights up to Aggregate Nominal Amount of EUR 1.5 Billion; Approve Creation of EUR 15.1 Million Pool of Capital to Guarantee Conversion Rights | Management | For | Voted - For |
7 | Amend 2020 Share Repurchase Authorization to Allow Reissuance of Repurchased Shares to Employees | Management | For | Voted - For |
8 | Amend Articles Re: Supervisory Board Term of Office | Management | For | Voted - For |
9 | Amend Articles Re: Proof of Entitlement | Management | For | Voted - For |
10 | Approve Remuneration Report | Management | For | Voted - For |
SAP SE
Security ID: 803054204
Ticker: SAP
Meeting Date: 18-May-22
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 1.95 per Share and Special Dividends of EUR 0.50 per Share | Management | For | Voted - For |
3 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2022 | Management | For | Voted - For |
6 | Ratify BDO AG as Auditors for Fiscal Year 2023 | Management | For | Voted - For |
7 | Approve Remuneration Report | Management | For | Voted - For |
8.a | Elect Hasso Plattner to the Supervisory Board | Management | For | Voted - For |
8.b | Elect Rouven Westphal to the Supervisory Board | Management | For | Voted - For |
42
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8.c | Elect Gunnar Wiedenfels to the Supervisory Board | Management | For | Voted - For |
8.d | Elect Jennifer Xin-Zhe Li to the Supervisory Board | Management | For | Voted - For |
9 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
SAP SE
Security ID: D66992104
Ticker: SAP
Meeting Date: 18-May-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2021 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 1.95 per Share and Special Dividends of EUR 0.50 per Share | Management | For | Voted - For |
3 | Approve Discharge of Management Board for Fiscal Year 2021 | Management | For | Voted - For |
4 | Approve Discharge of Supervisory Board for Fiscal Year 2021 | Management | For | Voted - For |
5 | Ratify KPMG AG as Auditors for Fiscal Year 2022 | Management | For | Voted - For |
6 | Ratify BDO AG as Auditors for Fiscal Year 2023 | Management | For | Voted - For |
7 | Approve Remuneration Report | Management | For | Voted - For |
8.1 | Elect Hasso Plattner to the Supervisory Board | Management | For | Voted - For |
8.2 | Elect Rouven Westphal to the Supervisory Board | Management | For | Voted - For |
8.3 | Elect Gunnar Wiedenfels to the Supervisory Board | Management | For | Voted - For |
8.4 | Elect Jennifer Xin-Zhe Li to the Supervisory Board | Management | For | Voted - For |
9 | Approve Remuneration of Supervisory Board | Management | For | Voted - For |
SIEMENS AG
Security ID: D69671218
Ticker: SIE
Meeting Date: 10-Feb-22
Meeting Type: Annual
1 | Receive Financial Statements and Statutory Reports for Fiscal Year 2020/21 (Non-Voting) | Management | None | Non-Voting |
2 | Approve Allocation of Income and Dividends of EUR 4.00 per Share | Management | For | Voted - For |
3.1 | Approve Discharge of Management Board Member Roland Busch for Fiscal Year 2020/21 | Management | For | Voted - For |
3.2 | Approve Discharge of Management Board Member Klaus Helmrich (until March 31, 2021) for Fiscal Year 2020/21 | Management | For | Voted - For |
3.3 | Approve Discharge of Management Board Member Joe Kaeser (until Feb. 3, 2021) for Fiscal Year 2020/21 | Management | For | Voted - For |
3.4 | Approve Discharge of Management Board Member Cedrik Neike for Fiscal Year 2020/21 | Management | For | Voted - For |
3.5 | Approve Discharge of Management Board Member Matthias Rebellius for Fiscal Year 2020/21 | Management | For | Voted - For |
3.6 | Approve Discharge of Management Board Member Ralf Thomas for Fiscal Year 2020/21 | Management | For | Voted - For |
43
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3.7 | Approve Discharge of Management Board Member Judith Wiese for Fiscal Year 2020/21 | Management | For | Voted - For |
4.1 | Approve Discharge of Supervisory Board Member Jim Snabe for Fiscal Year 2020/21 | Management | For | Voted - For |
4.2 | Approve Discharge of Supervisory Board Member Birgit Steinborn for Fiscal Year 2020/21 | Management | For | Voted - For |
4.3 | Approve Discharge of Supervisory Board Member Werner Brandt for Fiscal Year 2020/21 | Management | For | Voted - For |
4.4 | Approve Discharge of Supervisory Board Member Tobias Baeumler (from Oct. 16, 2020) for Fiscal Year 2020/21 | Management | For | Voted - For |
4.5 | Approve Discharge of Supervisory Board Member Michael Diekmann for Fiscal Year 2020/21 | Management | For | Voted - For |
4.6 | Approve Discharge of Supervisory Board Member Andrea Fehrmann for Fiscal Year 2020/21 | Management | For | Voted - For |
4.7 | Approve Discharge of Supervisory Board Member Bettina Haller for Fiscal Year 2020/21 | Management | For | Voted - For |
4.8 | Approve Discharge of Supervisory Board Member Harald Kern for Fiscal Year 2020/21 | Management | For | Voted - For |
4.9 | Approve Discharge of Supervisory Board Member Juergen Kerner for Fiscal Year 2020/21 | Management | For | Voted - For |
4.10 | Approve Discharge of Supervisory Board Member Nicola Leibinger-Kammueller (until Feb. 3, 2021) for Fiscal Year 2020/21 | Management | For | Voted - For |
4.11 | Approve Discharge of Supervisory Board Member Benoit Potier for Fiscal Year 2020/21 | Management | For | Voted - For |
4.12 | Approve Discharge of Supervisory Board Member Hagen Reimer for Fiscal Year 2020/21 | Management | For | Voted - For |
4.13 | Approve Discharge of Supervisory Board Member Norbert Reithofer for Fiscal Year 2020/21 | Management | For | Voted - For |
4.14 | Approve Discharge of Supervisory Board Member Kasper Roersted for Fiscal Year 2020/21 | Management | For | Voted - For |
4.15 | Approve Discharge of Supervisory Board Member Nemat Shafik for Fiscal Year 2020/21 | Management | For | Voted - For |
4.16 | Approve Discharge of Supervisory Board Member Nathalie von Siemens for Fiscal Year 2020/21 | Management | For | Voted - For |
4.17 | Approve Discharge of Supervisory Board Member Michael Sigmund for Fiscal Year 2020/21 | Management | For | Voted - For |
4.18 | Approve Discharge of Supervisory Board Member Dorothea Simon for Fiscal Year 2020/21 | Management | For | Voted - For |
4.19 | Approve Discharge of Supervisory Board Member Grazia Vittadini (from Feb. 3, 2021) for Fiscal Year 2020/21 | Management | For | Voted - For |
4.20 | Approve Discharge of Supervisory Board Member Werner Wenning (until Feb. 3, 2021) for Fiscal Year 2020/21 | Management | For | Voted - For |
4.21 | Approve Discharge of Supervisory Board Member Matthias Zachert for Fiscal Year 2020/21 | Management | For | Voted - For |
4.22 | Approve Discharge of Supervisory Board Member Gunnar Zukunft for Fiscal Year 2020/21 | Management | For | Voted - For |
5 | Ratify Ernst & Young GmbH as Auditors for Fiscal Year 2021/22 | Management | For | Voted - For |
44
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
6 | Approve Remuneration Report | Management | For | Voted - For |
SONY GROUP CORP.
Security ID: 835699307
Ticker: 6758
Meeting Date: 28-Jun-22
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
2.1 | Elect Director Yoshida, Kenichiro | Management | For | Voted - For |
2.2 | Elect Director Totoki, Hiroki | Management | For | Voted - For |
2.3 | Elect Director Sumi, Shuzo | Management | For | Voted - For |
2.4 | Elect Director Tim Schaaff | Management | For | Voted - For |
2.5 | Elect Director Oka, Toshiko | Management | For | Voted - For |
2.6 | Elect Director Akiyama, Sakie | Management | For | Voted - For |
2.7 | Elect Director Wendy Becker | Management | For | Voted - For |
2.8 | Elect Director Hatanaka, Yoshihiko | Management | For | Voted - For |
2.9 | Elect Director Kishigami, Keiko | Management | For | Voted - For |
2.10 | Elect Director Joseph A. Kraft Jr | Management | For | Voted - For |
3 | Approve Stock Option Plan | Management | For | Voted - For |
SONY GROUP CORP.
Security ID: J76379106
Ticker: 6758
Meeting Date: 28-Jun-22
Meeting Type: Annual
1 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
2.1 | Elect Director Yoshida, Kenichiro | Management | For | Voted - For |
2.2 | Elect Director Totoki, Hiroki | Management | For | Voted - For |
2.3 | Elect Director Sumi, Shuzo | Management | For | Voted - For |
2.4 | Elect Director Tim Schaaff | Management | For | Voted - For |
2.5 | Elect Director Oka, Toshiko | Management | For | Voted - For |
2.6 | Elect Director Akiyama, Sakie | Management | For | Voted - For |
2.7 | Elect Director Wendy Becker | Management | For | Voted - For |
2.8 | Elect Director Hatanaka, Yoshihiko | Management | For | Voted - For |
2.9 | Elect Director Kishigami, Keiko | Management | For | Voted - For |
2.10 | Elect Director Joseph A. Kraft Jr | Management | For | Voted - For |
3 | Approve Stock Option Plan | Management | For | Voted - For |
STELLANTIS NV
Security ID: N82405106
Ticker: STLA
Meeting Date: 13-Apr-22
Meeting Type: Annual
Annual Meeting Agenda | Management | None | Non-Voting | |
1 | Open Meeting | Management | None | Non-Voting |
45
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2.a | Receive Report of Board of Directors (Non-Voting) | Management | None | Non-Voting |
2.b | Receive Explanation on Company's Reserves and Dividend Policy | Management | None | Non-Voting |
2.c | Approve Remuneration Report | Management | For | Voted - Against |
2.d | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
2.e | Approve Dividends of EUR 1.04 Per Share | Management | For | Voted - For |
2.f | Approve Discharge of Directors | Management | For | Voted - For |
3 | Ratify Ernst & Young Accountants LLP as Auditors | Management | For | Voted - For |
4 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
5 | Close Meeting | Management | None | Non-Voting |
TAIWAN SEMICONDUCTOR MANUFACTURING CO., LTD.
Security ID: 874039100
Ticker: 2330
Meeting Date: 08-Jun-22
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Approve Business Operations Report and Financial Statements | Management | For | Voted - For |
2 | Approve Amendments to Articles of Association | Management | For | Voted - For |
3 | Amend Procedures Governing the Acquisition or Disposal of Assets | Management | For | Voted - For |
4 | Approve Issuance of Restricted Stocks | Management | For | Voted - For |
TENCENT HOLDINGS LIMITED
Security ID: G87572163
Ticker: 700
Meeting Date: 18-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3a | Elect Li Dong Sheng as Director | Management | For | Voted - For |
3b | Elect Ian Charles Stone as Director | Management | For | Voted - For |
3c | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
8 | Approve Proposed Amendments to the Second Amended and Restated Memorandum of Association and Articles of Association and Adopt the Third Amended and Restated Memorandum of Association and Articles of Association | Management | For | Voted - For |
46
Aperture International Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 18-May-22
Meeting Type: Extraordinary Shareholders
1 | Approve Refreshment of Scheme Mandate Limit Under the Share Option Plan | Management | For | Voted - Against |
UNICREDIT SPA
Security ID: T9T23L642
Ticker: UCG
Meeting Date: 08-Apr-22
Meeting Type: Annual/Special
Ordinary Business | Management | None | Non-Voting | |
Management Proposals | Management | None | Non-Voting | |
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Allocation of Income | Management | For | Voted - For |
3 | Approve Elimination of Negative Reserves | Management | For | Voted - For |
4 | Authorize Share Repurchase Program | Management | For | Voted - For |
Appoint Internal Statutory Auditors (Slate Election) - Choose One of the Following Slates | Management | None | Non-Voting | |
5.1 | Slate 1 Submitted by Allianz Finance II Luxembourg Sarl | Shareholder | None | Voted - For |
5.2 | Slate 2 Submitted by Institutional Investors (Assogestioni) | Shareholder | None | Voted - Against |
Shareholder Proposals Submitted by Allianz Finance II Luxembourg Sarl | Management | None | Non-Voting | |
6 | Approve Internal Auditors' Remuneration | Shareholder | None | Voted - For |
Management Proposals | Management | None | Non-Voting | |
7 | Approve Remuneration Policy | Management | For | Voted - For |
8 | Approve Second Section of the Remuneration Report | Management | For | Voted - For |
9 | Approve 2022 Group Incentive System | Management | For | Voted - For |
10 | Amend Group Incentive Systems | Management | For | Voted - For |
Extraordinary Business | Management | None | Non-Voting | |
1 | Amend Company Bylaws Re: Clause 6 | Management | For | Voted - For |
2 | Amend Company Bylaws Re: Clauses 20, 29 and 30 | Management | For | Voted - For |
3 | Authorize Cancellation of Treasury Shares without Reduction of Share Capital | Management | For | Voted - For |
A | Deliberations on Possible Legal Action Against Directors if Presented by Shareholders | Management | None | Voted - Against |
47
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ALIBABA GROUP HOLDING LIMITED
Security ID: 01609W102
Ticker: 9988
Meeting Date: 17-Sep-21
Meeting Type: Annual
Meeting for ADR Holders | Management | None | Non-Voting | |
1.1 | Elect Director Joseph C. Tsai | Management | For | Voted - Against |
1.2 | Elect Director J. Michael Evans | Management | For | Voted - Against |
1.3 | Elect Director E. Borje Ekholm | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers as Auditors | Management | For | Voted - For |
ALPHABET INC.
Security ID: 02079K305
Ticker: GOOGL
Meeting Date: 01-Jun-22
Meeting Type: Annual
1a | Elect Director Larry Page | Management | For | Voted - For |
1b | Elect Director Sergey Brin | Management | For | Voted - For |
1c | Elect Director Sundar Pichai | Management | For | Voted - For |
1d | Elect Director John L. Hennessy | Management | For | Voted - For |
1e | Elect Director Frances H. Arnold | Management | For | Voted - For |
1f | Elect Director L. John Doerr | Management | For | Voted - For |
1g | Elect Director Roger W. Ferguson, Jr. | Management | For | Voted - For |
1h | Elect Director Ann Mather | Management | For | Voted - For |
1i | Elect Director K. Ram Shriram | Management | For | Voted - For |
1j | Elect Director Robin L. Washington | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
6 | Report on Climate Lobbying | Shareholder | Against | Voted - For |
7 | Report on Physical Risks of Climate Change | Shareholder | Against | Voted - For |
8 | Report on Metrics and Efforts to Reduce Water Related Risk | Shareholder | Against | Voted - For |
9 | Oversee and Report a Third-Party Racial Equity Audit | Shareholder | Against | Voted - For |
10 | Report on Risks Associated with Use of Concealment Clauses | Shareholder | Against | Voted - For |
11 | Approve Recapitalization Plan for all Stock to Have One-vote per Share | Shareholder | Against | Voted - For |
12 | Report on Government Takedown Requests | Shareholder | Against | Voted - Against |
13 | Report on Risks of Doing Business in Countries with Significant Human Rights Concerns | Shareholder | Against | Voted - For |
14 | Report on Managing Risks Related to Data Collection, Privacy and Security | Shareholder | Against | Voted - For |
15 | Disclose More Quantitative and Qualitative Information on Algorithmic Systems | Shareholder | Against | Voted - For |
48
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
16 | Commission Third Party Assessment of Company's Management of Misinformation and Disinformation Across Platforms | Shareholder | Against | Voted - For |
17 | Report on External Costs of Misinformation and Impact on Diversified Shareholders | Shareholder | Against | Voted - For |
18 | Report on Steps to Improve Racial and Gender Board Diversity | Shareholder | Against | Voted - For |
19 | Establish an Environmental Sustainability Board Committee | Shareholder | Against | Voted - For |
20 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Voted - Against |
21 | Report on Policies Regarding Military and Militarized Policing Agencies | Shareholder | Against | Voted - For |
ALSEA SAB DE CV
Security ID: P0212A104
Ticker: ALSEA
Meeting Date: 27-Apr-22
Meeting Type: Annual
1 | Approve Financial Statements, Statutory Reports and Allocation of Income | Management | For | Voted - For |
2 | Approve Annual Report on Operations Carried by Key Board Committees | Management | For | Voted - For |
3 | Elect or Ratify Directors, Key Management and Members of Board Committees | Management | For | Voted - For |
4 | Approve Remuneration of Directors, Key Management and Members of Board Committees | Management | For | Voted - For |
5 | Set Maximum Amount of Share Repurchase Reserve; Present Report on Share Repurchase | Management | For | Voted - For |
6 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Voted - For |
ARCOS DORADOS HOLDINGS INC.
Security ID: G0457F107
Ticker: ARCO
Meeting Date: 29-Apr-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Ratify E&Y (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global) as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - Against |
3.1 | Elect Director Annette Franqui | Management | For | Voted - Withheld |
3.2 | Elect Director Cristina Presz Palmaka | Management | For | Voted - Withheld |
3.3 | Elect Director Carlos Hernandez-Artigas | Management | For | Voted - Withheld |
3.4 | Elect Director Marcelo Rabach | Management | For | Voted - Withheld |
49
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
BAIDU, INC.
Security ID: 056752108
Ticker: 9888
Meeting Date: 07-Dec-21
Meeting Type: Extraordinary Shareholders
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Approve Adoption of the Company's Dual Foreign Name | Management | For | Voted - For |
2 | Adopt Amended and Restated Memorandum and Articles of Association | Management | For | Voted - For |
3 | Authorize Board to Deal With All Matters in Relation to the Change of Company Name and the Proposed Amendments | Management | For | Voted - For |
CHESAPEAKE ENERGY CORPORATION
Security ID: 165167735
Ticker: CHK
Meeting Date: 09-Jun-22
Meeting Type: Annual
1a | Elect Director Domenic J. Dell'Osso, Jr. | Management | For | Voted - For |
1b | Elect Director Timothy S. Duncan | Management | For | Voted - For |
1c | Elect Director Benjamin C. Duster, IV | Management | For | Voted - For |
1d | Elect Director Sarah A. Emerson | Management | For | Voted - For |
1e | Elect Director Matthew M. Gallagher | Management | For | Voted - For |
1f | Elect Director Brian Steck | Management | For | Voted - For |
1g | Elect Director Michael A. Wichterich | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditor | Management | For | Voted - For |
CHINA RAILWAY GROUP LIMITED
Security ID: Y1509D116
Ticker: 390
Meeting Date: 22-Jun-22
Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Approve Report of the Board of Directors | Management | For | Voted - For |
2 | Approve Report of the Supervisory Committee | Management | For | Voted - For |
3 | Approve Work Report of Independent Directors | Management | For | Voted - For |
4 | Approve A Share Annual Report and the Abstract, H Share Annual Report and Results Announcement | Management | For | Voted - For |
5 | Approve Audited Consolidated Financial Statements | Management | For | Voted - For |
6 | Approve Shareholders' Return Plan | Management | For | Voted - For |
7 | Approve Profit Distribution Plan | Management | For | Voted - For |
8 | Approve PricewaterhouseCoopers as International Auditor and PricewaterhouseCoopers Zhong Tian LLP as Domestic Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
50
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9 | Approve PricewaterhouseCoopers Zhong Tian LLP as Internal Control Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
10 | Approve Remuneration of Directors and Supervisors | Management | For | Voted - For |
11 | Approve Purchase of Liabilities Insurance for Directors, Supervisors and Senior Management of the Company | Management | For | Voted - For |
12 | Approve Provision of External Guarantee by the Company | Management | For | Voted - Against |
13 | Approve Amendments to the Rules for the Independent Directors of the Company | Management | For | Voted - Against |
14 | Approve Issuance of Domestic and Overseas Debt Financing Instruments | Management | For | Voted - Against |
15 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights to the Board of Directors | Management | For | Voted - Against |
16 | Approve Increase in Registered Capital | Management | For | Voted - For |
17 | Approve Amendments to Articles of Association | Management | For | Voted - Against |
18 | Approve Amendments to the Procedural Rules for the Shareholders' Meetings of the Company | Management | For | Voted - For |
19 | Approve Amendments to the Procedural Rules for the Board of the Company | Management | For | Voted - Against |
CHINA STATE CONSTRUCTION INTERNATIONAL HOLDINGS LIMITED
Security ID: G21677136
Ticker: 3311
Meeting Date: 09-Jun-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3A | Elect Yan Jianguo as Director | Management | For | Voted - Against |
3B | Elect Chen Xiaofeng as Director | Management | For | Voted - For |
3C | Elect Zhou Hancheng as Director | Management | For | Voted - For |
3D | Elect Hung Cheung Shew as Director | Management | For | Voted - For |
3E | Elect Wong Wai Ching as Director | Management | For | Voted - For |
4 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
5 | Approve Ernst & Young as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
6A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
6B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
6C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
COSCO SHIPPING HOLDINGS CO., LTD.
Security ID: Y1839M109
Ticker: 1919
Meeting Date: 27-May-22
Meeting Type: Annual
AGM BALLOT FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Approve Report of the Board of Directors | Management | For | Voted - For |
51
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
2 | Approve Report of the Supervisory Committee | Management | For | Voted - For |
3 | Approve Financial Statements and Statutory Report | Management | For | Voted - For |
4 | Approve Profit Distribution Plan | Management | For | Voted - For |
5 | Approve Guarantees Mandate to the Group for the Provision of External Guarantees | Management | For | Voted - For |
6 | Approve PricewaterhouseCoopers as International Auditors and ShineWing Certified Public Accountants, LLP as Domestic Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
7 | Authorize Repurchase of Issued H Share Capital | Management | For | Voted - For |
8 | Authorize Repurchase of Issued A Share Capital | Management | For | Voted - For |
Meeting Date: 27-May-22
Meeting Type: Special
CLASS MEETING FOR HOLDERS OF H SHARES | Management | None | Non-Voting | |
1 | Authorize Repurchase of Issued H Share Capital | Management | For | Voted - For |
2 | Authorize Repurchase of Issued A Share Capital | Management | For | Voted - For |
EQUINOR ASA
Security ID: R2R90P103
Ticker: EQNR
Meeting Date: 11-May-22
Meeting Type: Annual
1 | Open Meeting | Management | None | Non-Voting |
2 | Registration of Attending Shareholders and Proxies | Management | None | Non-Voting |
3 | Elect Chairman of Meeting | Management | For | Did Not Vote |
4 | Approve Notice of Meeting and Agenda | Management | For | Did Not Vote |
5 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
6 | Accept Financial Statements and Statutory Reports; Approve Allocation of Income and Dividends of USD 0.20 Per Share, Approve Extraordinary Dividends of USD 0.20 Per Share | Management | For | Did Not Vote |
7 | Authorize Board to Distribute Dividends | Management | For | Did Not Vote |
8 | Approve NOK 205.5 Million Reduction in Share Capital via Share Cancellation | Management | For | Did Not Vote |
9 | Amend Corporate Purpose | Management | For | Did Not Vote |
10 | Approve Company's Energy Transition Plan (Advisory Vote) | Management | For | Did Not Vote |
Shareholder Proposals | Management | None | Non-Voting | |
11 | Instruct Company to Set Short, Medium, and Long-Term Targets for Greenhouse Gas (GHG) Emissions of the Companys Operations and the Use of Energy Products | Shareholder | Against | Did Not Vote |
12 | Introduce a Climate Target Agenda and Emission Reduction Plan | Shareholder | Against | Did Not Vote |
13 | Establish a State Restructuring Fund for Employees who Working in the Oil Sector | Shareholder | Against | Did Not Vote |
14 | Instruct Company to Stop all Oil and Gas Exploration in the Norwegian Sector ofthe Barents Sea | Shareholder | Against | Did Not Vote |
52
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
15 | Instruct Company to Stop all Exploration Activity and Test Drilling for Fossil Energy Resources | Shareholder | Against | Did Not Vote |
16 | Increase Investments in Renewable Energy, Stop New Exploration in Barents Sea, Discontinue International Activities and Develop a Plan for Gradual Closure of the Oil Industry | Shareholder | Against | Did Not Vote |
17 | Instruct Board to Present a Strategy for Real Business Transformation to Sustainable Energy Production | Shareholder | Against | Did Not Vote |
18 | Instruct Company to Divest all International Operations, First Within Renewable Energy, then Within Petroleum Production | Shareholder | Against | Did Not Vote |
19 | Action Plan For Quality Assurance and Anti-Corruption | Shareholder | Against | Did Not Vote |
Management Proposals | Management | None | Non-Voting | |
20 | Approve Company's Corporate Governance Statement | Management | For | Did Not Vote |
21 | Approve Remuneration Statement (Advisory) | Management | For | Did Not Vote |
22 | Approve Remuneration of Auditors | Management | For | Did Not Vote |
Elect Either All Candidates to Corporate Assembly Bundled in item 23, or Vote on Each Candidate in items 23.1-23.16 | Management | None | Non-Voting | |
23 | Elect Members and Deputy Members of Corporate Assembly | Management | For | Did Not Vote |
23.1 | Reelect Jarle Roth (Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
23.2 | Reelect Nils Bastiansen (Deputy Chair) as Member of Corporate Assembly | Management | For | Did Not Vote |
23.3 | Reelect Finn Kinserdal as Member of Corporate Assembly | Management | For | Did Not Vote |
23.4 | Reelect Kari Skeidsvoll Moe as Member of Corporate Assembly | Management | For | Did Not Vote |
23.5 | Reelect Kjerstin Rasmussen Braathen as Member of Corporate Assembly | Management | For | Did Not Vote |
23.6 | Reelect Kjerstin Fyllingen as Member of Corporate Assembly | Management | For | Did Not Vote |
23.7 | Reelect Mari Rege as Member of Corporate Assembly | Management | For | Did Not Vote |
23.8 | Reelect Trond Straume as Member of Corporate Assembly | Management | For | Did Not Vote |
23.9 | Elect Martin Wien Fjell as New Member of Corporate Assembly | Management | For | Did Not Vote |
23.10 | Elect Merete Hverven as New Member of Corporate Assembly | Management | For | Did Not Vote |
23.11 | Elect Helge Aasen as New Member of Corporate Assembly | Management | For | Did Not Vote |
23.12 | Elect Liv B. Ulriksen as New Member of Corporate Assembly | Management | For | Did Not Vote |
23.13 | Elect Per Axel Koch as New Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
23.14 | Elect Catrine Kristiseter Marti as New Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
23.15 | Elect Nils Morten Huseby as New Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
53
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
23.16 | Reelect Nina Kivijervi Jonassen as Deputy Member of Corporate Assembly | Management | For | Did Not Vote |
24 | Approve Remuneration of Directors in the Amount of NOK 137,600 for Chairman, NOK 72,600 for Deputy Chairman and NOK 51,000 for Other Directors; Approve Remuneration for Deputy Directors | Management | For | Did Not Vote |
Elect Either All Candidates to Nominating Committee Bundled in item 25, or Vote on Each Candidate in items 25.1-25.4 | Management | None | Non-Voting | |
5 | Elect Members of Nominating Committee | Management | For | Did Not Vote |
25.1 | Reelect Jarle Roth as Member of Nominating Committee | Management | For | Did Not Vote |
25.2 | Reelect Berit L. Henriksen as Member of Nominating Committee | Management | For | Did Not Vote |
25.3 | Elect Merete Hverven as New Member of Nominating Committee | Management | For | Did Not Vote |
25.4 | Elect Jan Tore Fosund as New Member of Nominating Committee | Management | For | Did Not Vote |
26 | Approve Remuneration of Nominating Committee | Management | For | Did Not Vote |
27 | Approve Equity Plan Financing | Management | For | Did Not Vote |
28 | Authorize Share Repurchase Program and Cancellation of Repurchased Shares | Management | For | Did Not Vote |
29 | Adjust Marketing Instructions for Equinor ASA | Management | For | Did Not Vote |
EVOLUTION AB
Security ID: W3287P115
Ticker: EVO
Meeting Date: 20-Aug-21
Meeting Type: Extraordinary Shareholders
1 | Open Meeting | Management | None | Non-Voting |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
7.a | Determine Number of Members (6) and Deputy Members (0) of Board | Management | For | Did Not Vote |
7.b | Elect Mimi Drake as Director | Management | For | Did Not Vote |
7.c | Approve Remuneration of Directors in the Total Amount of EUR 150,000 | Management | For | Did Not Vote |
8 | Close Meeting | Management | None | Non-Voting |
Meeting Date: 06-Oct-21
Meeting Type: Extraordinary Shareholders
1 | Open Meeting | Management | None | Non-Voting |
2 | Elect Chairman of Meeting | Management | For | Did Not Vote |
3 | Designate Inspector(s) of Minutes of Meeting | Management | For | Did Not Vote |
4 | Prepare and Approve List of Shareholders | Management | For | Did Not Vote |
5 | Approve Agenda of Meeting | Management | For | Did Not Vote |
6 | Acknowledge Proper Convening of Meeting | Management | For | Did Not Vote |
54
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7.a | Determine Number of Members (7) and Deputy Members (0) of Board | Management | For | Did Not Vote |
7.b | Elect Sandra Ann Urie as New Director | Management | For | Did Not Vote |
7.c | Approve Remuneration of Directors in the Aggregate Amount of EUR 180,000 | Management | For | Did Not Vote |
8 | Close Meeting | Management | None | Non-Voting |
FOMENTO ECONOMICO MEXICANO SAB DE CV
Security ID: 344419106
Ticker: FEMSAUBD
Meeting Date: 15-Jul-21
Meeting Type: Extraordinary Shareholders
Meeting for ADR Holders | Management | None | Non-Voting | |
1 | Amend Article 2 Re: Corporate Purpose | Management | For | Voted - For |
2 | Amend Article 28 Re: Board Meetings | Management | For | Voted - For |
3 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Voted - For |
4 | Approve Minutes of Meeting | Management | For | Voted - For |
MEITUAN
Security ID: G59669104
Ticker: 3690
Meeting Date: 18-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Elect Wang Xing as Director | Management | For | Voted - For |
3 | Elect Mu Rongjun as Director | Management | For | Voted - For |
4 | Elect Shum Heung Yeung Harry as Director | Management | For | Voted - For |
5 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
6 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - For |
7 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
8 | Authorize Reissuance of Repurchased Shares | Management | For | Voted - For |
9 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
NEWMONT CORPORATION
Security ID: 651639106
Ticker: NEM
Meeting Date: 21-Apr-22
Meeting Type: Annual
1.1 | Elect Director Patrick G. Awuah, Jr. | Management | For | Voted - For |
1.2 | Elect Director Gregory H. Boyce | Management | For | Voted - For |
1.3 | Elect Director Bruce R. Brook | Management | For | Voted - For |
1.4 | Elect Director Maura Clark | Management | For | Voted - For |
1.5 | Elect Director Emma FitzGerald | Management | For | Voted - For |
1.6 | Elect Director Mary A. Laschinger | Management | For | Voted - For |
1.7 | Elect Director Jose Manuel Madero | Management | For | Voted - For |
1.8 | Elect Director Rene Medori | Management | For | Voted - For |
55
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1.9 | Elect Director Jane Nelson | Management | For | Voted - For |
1.10 | Elect Director Thomas Palmer | Management | For | Voted - For |
1.11 | Elect Director Julio M. Quintana | Management | For | Voted - For |
1.12 | Elect Director Susan N. Story | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
SEA LTD. (SINGAPORE)
Security ID: 81141R100
Ticker: SE
Meeting Date: 14-Feb-22
Meeting Type: Annual
1 | Amend Articles of Association | Management | For | Voted - Against |
SQUARE, INC.
Security ID: 852234103
Ticker: SQ
Meeting Date: 03-Nov-21
Meeting Type: Special
1 | Issue Shares in Connection with Transaction Agreement | Management | For | Voted - For |
2 | Adjourn Meeting | Management | For | Voted - For |
THE MOSAIC COMPANY
Security ID: 61945C103
Ticker: MOS
Meeting Date: 19-May-22
Meeting Type: Annual
1a | Elect Director Cheryl K. Beebe | Management | For | Voted - For |
1b | Elect Director Gregory L. Ebel | Management | For | Voted - For |
1c | Elect Director Timothy S. Gitzel | Management | For | Voted - For |
1d | Elect Director Denise C. Johnson | Management | For | Voted - For |
1e | Elect Director Emery N. Koenig | Management | For | Voted - For |
1f | Elect Director James (Joc) C. O'Rourke | Management | For | Voted - For |
1g | Elect Director David T. Seaton | Management | For | Voted - For |
1h | Elect Director Steven M. Seibert | Management | For | Voted - For |
1i | Elect Director Luciano Siani Pires | Management | For | Voted - For |
1j | Elect Director Gretchen H. Watkins | Management | For | Voted - For |
1k | Elect Director Kelvin R. Westbrook | Management | For | Voted - For |
2 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
56
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
UNION PACIFIC CORPORATION
Security ID: 907818108
Ticker: UNP
Meeting Date: 12-May-22
Meeting Type: Annual
1a | Elect Director William J. DeLaney | Management | For | Voted - For |
1b | Elect Director David B. Dillon | Management | For | Voted - For |
1c | Elect Director Sheri H. Edison | Management | For | Voted - For |
1d | Elect Director Teresa M. Finley | Management | For | Voted - For |
1e | Elect Director Lance M. Fritz | Management | For | Voted - For |
1f | Elect Director Deborah C. Hopkins | Management | For | Voted - For |
1g | Elect Director Jane H. Lute | Management | For | Voted - For |
1h | Elect Director Michael R. McCarthy | Management | For | Voted - For |
1i | Elect Director Jose H. Villarreal | Management | For | Voted - For |
1j | Elect Director Christopher J. Williams | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
VALE SA
Security ID: 91912E105
Ticker: VALE3
Meeting Date: 29-Apr-22
Meeting Type: Annual/Special
Meeting for ADR Holders | Management | None | Non-Voting | |
Annual Shareholders' Meeting | Management | None | Non-Voting | |
1 | Accept Financial Statements and Statutory Reports for Fiscal Year Ended Dec. 31, 2021 | Management | For | Voted - For |
2 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
3 | Do You Wish to Adopt Cumulative Voting for the Election of the Members of the Board of Directors, Under the Terms of Article 141 of the Brazilian Corporate Law? | Management | None | Voted - Abstain |
4a | Elect Jose Luciano Duarte Penido as Independent Director | Management | For | Voted - Against |
4b | Elect Fernando Jorge Buso Gomes as Director | Management | For | Voted - For |
4c | Elect Daniel Andre Stieler as Director | Management | For | Voted - For |
4d | Elect Eduardo de Oliveira Rodrigues Filho as Director | Management | For | Voted - For |
4e | Elect Ken Yasuhara as Director | Management | For | Voted - For |
4f | Elect Manuel Lino Silva de Sousa Oliveira (Ollie) as Independent Director | Management | For | Voted - For |
4g | Elect Marcelo Gasparino da Silva as Independent Director | Management | For | Voted - For |
4h | Elect Mauro Gentile Rodrigues Cunha as Independent Director | Management | For | Voted - For |
4i | Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | Management | For | Voted - For |
57
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4j | Elect Rachel de Oliveira Maia as Independent Director | Management | For | Voted - For |
4k | Elect Roberto da Cunha Castello Branco as Independent Director | Management | For | Voted - For |
4l | Elect Roger Allan Downey as Independent Director | Management | For | Voted - For |
IF CUMULATIVE VOTE IS ADOPTED - Votes Are Distributed in Equal % Amongst Nominees voted FOR. If You Vote AGST, Contact Your Client Service Rep to Unequally Allocate % of Votes. If You Vote ABST, You Will Not Participate in Cumulative Voting | Management | None | Non-Voting |
5 | In Case Cumulative Voting Is Adopted, Do You Wish to Equally Distribute Your Votes Amongst the Nominees below? | Management | None | Non-Voting |
6a | Percentage of Votes to Be Assigned - Elect Jose Luciano Duarte Penido as Independent Director | Management | None | Voted - Abstain |
6b | Percentage of Votes to Be Assigned - Elect Fernando Jorge Buso Gomes as Director | Management | None | Voted - Abstain |
6c | Percentage of Votes to Be Assigned - Elect Daniel Andre Stieler as Director | Management | None | Voted - Abstain |
6d | Percentage of Votes to Be Assigned - Elect Eduardo de Oliveira Rodrigues Filho as Director | Management | None | Voted - Abstain |
6e | Percentage of Votes to Be Assigned - Elect Ken Yasuhara as Director | Management | None | Voted - Abstain |
6f | Percentage of Votes to Be Assigned - Elect Manuel Lino Silva de Sousa Oliveira (Ollie) as Independent Director | Management | None | Voted - Abstain |
6g | Percentage of Votes to Be Assigned - Elect Marcelo Gasparino da Silva as Independent Director | Management | None | Voted - Abstain |
6h | Percentage of Votes to Be Assigned - Elect Mauro Gentile Rodrigues Cunha as Independent Director | Management | None | Voted - Abstain |
6i | Percentage of Votes to Be Assigned - Elect Murilo Cesar Lemos dos Santos Passos as Independent Director | Management | None | Voted - Abstain |
6j | Percentage of Votes to Be Assigned - Elect Rachel de Oliveira Maia as Independent Director | Management | None | Voted - Abstain |
6k | Percentage of Votes to Be Assigned - Elect Roberto da Cunha Castello Branco as Independent Director | Management | None | Voted - Abstain |
6l | Percentage of Votes to Be Assigned - Elect Roger Allan Downey as Independent Director | Management | None | Voted - Abstain |
7 | Elect Jose Luciano Duarte Penido as Board Chairman | Management | For | Voted - Against |
8 | Elect Fernando Jorge Buso Gomes as Board Vice-Chairman | Management | For | Voted - For |
Shareholders Must Vote For Only Four of the Candidates Under Items 9.1-9.6 | Management | None | Non-Voting | |
9.1 | Elect Marcelo Amaral Moraes as Fiscal Council Member and Marcus Vinicius Dias Severini as Alternate Appointed by Shareholder | Shareholder | None | Voted - Abstain |
9.2 | Elect Gueitiro Matsuo Genso as Fiscal Council Member Appointed by Shareholder | Shareholder | None | Voted - Abstain |
9.3 | Elect Marcio de Souza as Fiscal Council Member and Nelson de Menezes Filho as Alternate Appointed by Shareholder | Shareholder | None | Voted - For |
9.4 | Elect Raphael Manhaes Martins as Fiscal Council Member and Adriana de Andrade Sole as Alternate Appointed by Shareholder | Shareholder | None | Voted - For |
58
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
9.5 | Elect Heloisa Belotti Bedicks as Fiscal Council Member and Rodrigo de Mesquita Pereira as Alternate Appointed by Shareholder | Shareholder | None | Voted - For |
9.6 | Elect Robert Juenemann as Fiscal Council Member and Jandaraci Ferreira de Araujo as Alternate Appointed by Shareholder | Shareholder | None | Voted - For |
10 | Approve Remuneration of Company's Management and Fiscal Council | Management | For | Voted - For |
11 | Ratify Remuneration of Company's Management and Fiscal Council for 2021 | Management | For | Voted - For |
Extraordinary Shareholders' Meeting | Management | None | Non-Voting | |
1 | Amend Articles 5 and 14 | Management | For | Voted - For |
2 | Approve Agreement to Absorb New Steel Global S.A.R.L (NSG), New Steel S.A. (New Steel), and Centro Tecnologico de Solucoes Sustentaveis S.A. (CTSS) | Management | For | Voted - For |
3 | Ratify Macso Legate Auditores Independentes (Macso) as Independent Firm to Appraise Proposed Transaction | Management | For | Voted - For |
4 | Approve Independent Firm's Appraisals | Management | For | Voted - For |
5 | Approve Absorption of New Steel Global S.A.R.L (NSG) | Management | For | Voted - For |
6 | Approve Absorption of New Steel S.A. (New Steel) | Management | For | Voted - For |
7 | Approve Absorption of Centro Tecnologico de Solucoes Sustentaveis S.A. (CTSS) | Management | For | Voted - For |
VIVOS THERAPEUTICS, INC.
Security ID: 92859E108
Ticker: VVOS
Meeting Date: 28-Jul-21
Meeting Type: Annual
1.1 | Elect Director R. Kirk Huntsman | Management | For | Voted - For |
1.2 | Elect Director G. Dave Singh | Management | For | Voted - For |
1.3 | Elect Director Ralph E. Green | Management | For | Voted - Withheld |
1.4 | Elect Director Anja Krammer | Management | For | Voted - For |
1.5 | Elect Director Mark F. Lindsay | Management | For | Voted - Withheld |
1.6 | Elect Director Leonard J. Sokolow | Management | For | Voted - For |
1.7 | Elect Director Matthew Thompson | Management | For | Voted - Withheld |
2 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
3 | Ratify Plante & Moran, PLLC as Auditors | Management | For | Voted - For |
WUXI BIOLOGICS (CAYMAN) INC.
Security ID: G97008117
Ticker: 2269
Meeting Date: 23-Nov-21
Meeting Type: Extraordinary Shareholders
1 | Adopt Subsidiary Share Option Schemes of WuXi Vaccines (Cayman) Inc. and WuXi XDC Cayman Inc. | Management | For | Voted - For |
59
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
Meeting Date: 10-Jun-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2a | Elect Weichang Zhou as Director | Management | For | Voted - Against |
2b | Elect Yibing Wu as Director | Management | For | Voted - Against |
2c | Elect Yanling Cao as Director | Management | For | Voted - Against |
3 | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve Deloitte Touche Tohmatsu as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
5 | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
6 | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
7 | Approve Grant of Specific Mandate to the Directors to Issue Connected Restricted Shares | Management | For | Voted - Against |
8 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme and Program to Zhisheng Chen | Management | For | Voted - Against |
9 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme and Program to Weichang Zhou | Management | For | Voted - Against |
10 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to William Robert Keller | Management | For | Voted - Against |
11 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Teh-Ming Walter Kwauk | Management | For | Voted - Against |
12 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme to Kenneth Walton Hitchner III | Management | For | Voted - Against |
13 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme and Program to Angus Scott Marshall Turner | Management | For | Voted - Against |
14 | Approve Grant of Connected Restricted Shares Pursuant to the Scheme and Program to Brendan McGrath | Management | For | Voted - Against |
15 | Approve Grant of Share Options Pursuant to the Scheme to Jincai Li | Management | For | Voted - Against |
16 | Approve Grant of Share Options Pursuant to the Scheme to Jian Dong | Management | For | Voted - Against |
17 | Adopt Second Amended and Restated Memorandum and Articles of Association | Management | For | Voted - For |
YADEA GROUP HOLDINGS LTD.
Security ID: G9830F106
Ticker: 1585
Meeting Date: 17-Jun-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3A1 | Elect Shen Yu as Director | Management | For | Voted - For |
3A2 | Elect Zhang Yiyin as Director | Management | For | Voted - For |
3A3 | Elect Wong Lung Ming as Director | Management | For | Voted - For |
3B | Authorize Board to Fix Remuneration of Directors | Management | For | Voted - For |
4 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
60
Aperture New World Opportunities Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
5A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - Against |
5B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
5C | Authorize Reissuance of Repurchased Shares | Management | For | Voted - Against |
6 | Approve Amendments to the Existing Articles of Association and Adopt Amended and Restated Articles of Association | Management | For | Voted - For |
61
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 26, 2022
62