UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
________
FORM N-PX
________
ANNUAL REPORT OF PROXY VOTING RECORD OF
REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act File Number: 811-22920
The Advisors’ Inner Circle Fund III
(Exact name of registrant as specified in charter)
________
101 Federal Street
Boston, Massachusetts 02110
(Address of principal executive offices)
________
Michael Beattie, President
The Advisors’ Inner Circle Fund III
c/o SEI Investments
One Freedom Valley Drive
Oaks, PA 19456
(Name and address of agent for service)
________
Registrant’s telephone number, including area code: 1-877-446-3863
Date of Fiscal Year End: July, 31
Date of Reporting Period: July 1, 2021 to June 30, 2022
________
Item 1. Proxy Voting Record.
Attached are the proxy voting records for the following funds, each of which
is a series of The Advisors’ Inner Circle Fund III:
CCT Thematic Equity Fund
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ABB LTD.
Security ID: 000375204
Ticker: ABBN
Meeting Date: 24-Mar-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report (Non-Binding) | Management | For | Voted - For |
3 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends of CHF 0.82 per Share | Management | For | Voted - For |
5 | Approve CHF 10.6 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | Voted - For |
6.1 | Approve Remuneration of Directors in the Amount of CHF 4.4 Million | Management | For | Voted - For |
6.2 | Approve Remuneration of Executive Committee in the Amount of CHF 45.9 Million | Management | For | Voted - For |
7.1 | Reelect Gunnar Brock as Director | Management | For | Voted - For |
7.2 | Reelect David Constable as Director | Management | For | Voted - For |
7.3 | Reelect Frederico Curado as Director | Management | For | Voted - For |
7.4 | Reelect Lars Foerberg as Director | Management | For | Voted - For |
7.5 | Reelect Jennifer Xin-Zhe Li as Director | Management | For | Voted - For |
7.6 | Reelect Geraldine Matchett as Director | Management | For | Voted - For |
7.7 | Reelect David Meline as Director | Management | For | Voted - For |
7.8 | Reelect Satish Pai as Director | Management | For | Voted - For |
7.9 | Reelect Jacob Wallenberg as Director | Management | For | Voted - For |
7.10 | Reelect Peter Voser as Director and Board Chairman | Management | For | Voted - Against |
8.1 | Reappoint David Constable as Member of the Compensation Committee | Management | For | Voted - For |
8.2 | Reappoint Frederico Curado as Member of the Compensation Committee | Management | For | Voted - For |
8.3 | Reappoint Jennifer Xin-Zhe Li as Member of the Compensation Committee | Management | For | Voted - For |
9 | Designate Zehnder Bolliger & Partner as Independent Proxy | Management | For | Voted - For |
10 | Ratify KPMG AG as Auditors | Management | For | Voted - For |
11 | Transact Other Business (Voting) | Management | For | Voted - Against |
ACCENTURE PLC
Security ID: G1151C101
Ticker: ACN
Meeting Date: 26-Jan-22
Meeting Type: Annual
1a | Elect Director Jaime Ardila | Management | For | Voted - For |
1b | Elect Director Nancy McKinstry | Management | For | Voted - For |
1c | Elect Director Beth E. Mooney | Management | For | Voted - For |
1d | Elect Director Gilles C. Pelisson | Management | For | Voted - For |
1e | Elect Director Paula A. Price | Management | For | Voted - For |
1f | Elect Director Venkata (Murthy) Renduchintala | Management | For | Voted - For |
1g | Elect Director Arun Sarin | Management | For | Voted - For |
1
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1h | Elect Director Julie Sweet | Management | For | Voted - For |
1i | Elect Director Frank K. Tang | Management | For | Voted - For |
1j | Elect Director Tracey T. Travis | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Amend Omnibus Stock Plan | Management | For | Voted - For |
4 | Approve KPMG LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
5 | Renew the Board's Authority to Issue Shares Under Irish Law | Management | For | Voted - For |
6 | Authorize Board to Opt-Out of Statutory Pre-Emption Rights | Management | For | Voted - For |
7 | Determine Price Range for Reissuance of Treasury Shares | Management | For | Voted - For |
AIA GROUP LIMITED
Security ID: Y002A1105
Ticker: 1299
Meeting Date: 19-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Elect Sun Jie (Jane) as Director | Management | For | Voted - For |
4 | Elect George Yong-Boon Yeo as Director | Management | For | Voted - For |
5 | Elect Swee-Lian Teo as Director | Management | For | Voted - For |
6 | Elect Narongchai Akrasanee as Director | Management | For | Voted - For |
7 | Approve PricewaterhouseCoopers as Auditor and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
8A | Approve Issuance of Equity or Equity-Linked Securities without Preemptive Rights | Management | For | Voted - For |
8B | Authorize Repurchase of Issued Share Capital | Management | For | Voted - For |
AMAZON.COM, INC.
Security ID: 023135106
Ticker: AMZN
Meeting Date: 25-May-22
Meeting Type: Annual
1a | Elect Director Jeffrey P. Bezos | Management | For | Voted - For |
1b | Elect Director Andrew R. Jassy | Management | For | Voted - For |
1c | Elect Director Keith B. Alexander | Management | For | Voted - For |
1d | Elect Director Edith W. Cooper | Management | For | Voted - For |
1e | Elect Director Jamie S. Gorelick | Management | For | Voted - For |
1f | Elect Director Daniel P. Huttenlocher | Management | For | Voted - For |
1g | Elect Director Judith A. McGrath | Management | For | Voted - For |
1h | Elect Director Indra K. Nooyi | Management | For | Voted - For |
1i | Elect Director Jonathan J. Rubinstein | Management | For | Voted - For |
1j | Elect Director Patricia Q. Stonesifer | Management | For | Voted - For |
1k | Elect Director Wendell P. Weeks | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
2
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Approve 20:1 Stock Split | Management | For | Voted - For |
5 | Report on Retirement Plan Options Aligned with Company Climate Goals | Shareholder | Against | Voted - Against |
6 | Commission Third Party Report Assessing Company's Human Rights Due Diligence Process | Shareholder | Against | Voted - For |
7 | Adopt a Policy to Include Non-Management Employees as Prospective Director Candidates | Shareholder | Against | Voted - For |
8 | Report on Efforts to Reduce Plastic Use | Shareholder | Against | Voted - For |
9 | Report on Worker Health and Safety Disparities | Shareholder | Against | Voted - Against |
10 | Report on Risks Associated with Use of Concealment Clauses | Shareholder | Against | Voted - Against |
11 | Report on Charitable Contributions | Shareholder | Against | Voted - Against |
12 | Publish a Tax Transparency Report | Shareholder | Against | Voted - Against |
13 | Report on Protecting the Rights of Freedom of Association and Collective Bargaining | Shareholder | Against | Voted - For |
14 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
15 | Require More Director Nominations Than Open Seats | Shareholder | Against | Voted - Against |
16 | Commission a Third Party Audit on Working Conditions | Shareholder | Against | Voted - For |
17 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
18 | Oversee and Report a Racial Equity Audit *Withdrawn Resolution* | Shareholder | Against | Non-Voting |
19 | Commission Third Party Study and Report on Risks Associated with Use of Rekognition | Shareholder | Against | Voted - For |
AMERICAN ELECTRIC POWER COMPANY, INC.
Security ID: 025537101
Ticker: AEP
Meeting Date: 26-Apr-22
Meeting Type: Annual
1.1 | Elect Director Nicholas K. Akins | Management | For | Voted - For |
1.2 | Elect Director David J. Anderson | Management | For | Voted - For |
1.3 | Elect Director J. Barnie Beasley, Jr. | Management | For | Voted - For |
1.4 | Elect Director Benjamin G. S. Fowke, III | Management | For | Voted - For |
1.5 | Elect Director Art A. Garcia | Management | For | Voted - For |
1.6 | Elect Director Linda A. Goodspeed | Management | For | Voted - For |
1.7 | Elect Director Sandra Beach Lin | Management | For | Voted - For |
1.8 | Elect Director Margaret M. McCarthy | Management | For | Voted - For |
1.9 | Elect Director Oliver G. Richard, III | Management | For | Voted - For |
1.10 | Elect Director Daryl Roberts | Management | For | Voted - For |
1.11 | Elect Director Sara Martinez Tucker | Management | For | Voted - For |
1.12 | Elect Director Lewis Von Thaer | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Authorize New Class of Preferred Stock | Management | For | Voted - For |
4 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
APPLE INC.
Security ID: 037833100
Ticker: AAPL
Meeting Date: 04-Mar-22
Meeting Type: Annual
1a | Elect Director James Bell | Management | For | Voted - For |
1b | Elect Director Tim Cook | Management | For | Voted - For |
1c | Elect Director Al Gore | Management | For | Voted - For |
1d | Elect Director Alex Gorsky | Management | For | Voted - For |
1e | Elect Director Andrea Jung | Management | For | Voted - For |
1f | Elect Director Art Levinson | Management | For | Voted - For |
1g | Elect Director Monica Lozano | Management | For | Voted - For |
1h | Elect Director Ron Sugar | Management | For | Voted - For |
1i | Elect Director Sue Wagner | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Approve Omnibus Stock Plan | Management | For | Voted - For |
5 | Amend Articles of Incorporation to become a Social Purpose Corporation | Shareholder | Against | Voted - Against |
6 | Approve Revision of Transparency Reports | Shareholder | Against | Voted - For |
7 | Report on Forced Labor | Shareholder | Against | Voted - For |
8 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
9 | Report on Civil Rights Audit | Shareholder | Against | Voted - For |
10 | Report on Concealment Clauses | Shareholder | Against | Voted - For |
ASML HOLDING NV
Security ID: N07059210
Ticker: ASML
Meeting Date: 29-Apr-22
Meeting Type: Annual
1 | Open Meeting | Management | For | Non-Voting |
2 | Discuss the Company's Business, Financial Situation and Sustainability | Management | For | Non-Voting |
3a | Approve Remuneration Report | Management | For | Voted - For |
3b | Adopt Financial Statements and Statutory Reports | Management | For | Voted - For |
3c | Receive Explanation on Company's Reserves and Dividend Policy | Management | For | Non-Voting |
3d | Approve Dividends of EUR 5.50 Per Share | Management | For | Voted - For |
4a | Approve Discharge of Management Board | Management | For | Voted - For |
4b | Approve Discharge of Supervisory Board | Management | For | Voted - For |
5 | Approve Number of Shares for Management Board | Management | For | Voted - For |
6 | Amend Remuneration Policy for Management Board | Management | For | Voted - For |
7 | Receive Information on the Composition of the Management Board | Management | For | Non-Voting |
8a | Announce Vacancies on the Supervisory Board | Management | For | Non-Voting |
8b | Opportunity to Make Recommendations | Management | For | Non-Voting |
8c | Announce Recommendation to Reappoint T.L. Kelly and Appoint A.F.M. Everke and A.L. Steegen as Members of the Supervisory Board | Management | For | Non-Voting |
4
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
8d | Reelect T.L. Kelly to Supervisory Board | Management | For | Voted - For |
8e | Elect A.F.M. Everke to Supervisory Board | Management | For | Voted - For |
8f | Elect A.L. Steegen to Supervisory Board | Management | For | Voted - For |
8g | Discuss Composition of the Supervisory Board | Management | For | Non-Voting |
9 | Ratify KPMG Accountants N.V. as Auditors for the Reporting Years 2023 and 2024 | Management | For | Voted - For |
10 | Ratify Deloitte Accountants B.V. as Auditors for the Reporting Year 2025 | Management | For | Non-Voting |
11 | Amend Articles of Association | Management | For | Voted - For |
12a | Grant Board Authority to Issue Shares Up to 5 Percent of Issued Capital Plus Additional 5 Percent in Case of Merger or Acquisition | Management | For | Voted - For |
12b | Authorize Board to Exclude Preemptive Rights from Share Issuances | Management | For | Voted - For |
13 | Authorize Repurchase of Up to 10 Percent of Issued Share Capital | Management | For | Voted - For |
14 | Authorize Cancellation of Repurchased Shares | Management | For | Voted - For |
15 | Other Business (Non-Voting) | Management | For | Non-Voting |
16 | Close Meeting | Management | For | Non-Voting |
BERKSHIRE HATHAWAY INC.
Security ID: 084670702
Ticker: BRK.B
Meeting Date: 30-Apr-22
Meeting Type: Annual
1.1 | Elect Director Warren E. Buffett | Management | For | Voted - For |
1.2 | Elect Director Charles T. Munger | Management | For | Voted - For |
1.3 | Elect Director Gregory E. Abel | Management | For | Voted - For |
1.4 | Elect Director Howard G. Buffett | Management | For | Voted - For |
1.5 | Elect Director Susan A. Buffett | Management | For | Voted - For |
1.6 | Elect Director Stephen B. Burke | Management | For | Voted - Withheld |
1.7 | Elect Director Kenneth I. Chenault | Management | For | Voted - Withheld |
1.8 | Elect Director Christopher C. Davis | Management | For | Voted - For |
1.9 | Elect Director Susan L. Decker | Management | For | Voted - Withheld |
1.10 | Elect Director David S. Gottesman | Management | For | Voted - Withheld |
1.11 | Elect Director Charlotte Guyman | Management | For | Voted - Withheld |
1.12 | Elect Director Ajit Jain | Management | For | Voted - For |
1.13 | Elect Director Ronald L. Olson | Management | For | Voted - For |
1.14 | Elect Director Wallace R. Weitz | Management | For | Voted - For |
1.15 | Elect Director Meryl B. Witmer | Management | For | Voted - For |
2 | Require Independent Board Chair | Shareholder | Against | Voted - For |
3 | Report on Climate-Related Risks and Opportunities | Shareholder | Against | Voted - For |
4 | Report on GHG Emissions Reduction Targets | Shareholder | Against | Voted - For |
5 | Report on Effectiveness of Diversity Equity and Inclusion Efforts and Metrics | Shareholder | Against | Voted - For |
5
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CADENCE DESIGN SYSTEMS, INC.
Security ID: 127387108
Ticker: CDNS
Meeting Date: 05-May-22
Meeting Type: Annual
1.1 | Elect Director Mark W. Adams | Management | For | Voted - For |
1.2 | Elect Director Ita Brennan | Management | For | Voted - For |
1.3 | Elect Director Lewis Chew | Management | For | Voted - For |
1.4 | Elect Director Anirudh Devgan | Management | For | Voted - For |
1.5 | Elect Director Mary Louise Krakauer | Management | For | Voted - For |
1.6 | Elect Director Julia Liuson | Management | For | Voted - For |
1.7 | Elect Director James D. Plummer | Management | For | Voted - For |
1.8 | Elect Director Alberto Sangiovanni-Vincentelli | Management | For | Voted - For |
1.9 | Elect Director John B. Shoven | Management | For | Voted - For |
1.10 | Elect Director Young K. Sohn | Management | For | Voted - For |
1.11 | Elect Director Lip-Bu Tan | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
CHAMPIONX CORPORATION
Security ID: 15872M104
Ticker: CHX
Meeting Date: 11-May-22
Meeting Type: Annual
1.1 | Elect Director Heidi S. Alderman | Management | For | Voted - For |
1.2 | Elect Director Mamatha Chamarthi | Management | For | Voted - For |
1.3 | Elect Director Gary P. Luquette | Management | For | Voted - For |
1.4 | Elect Director Stuart Porter | Management | For | Voted - For |
1.5 | Elect Director Daniel W. Rabun | Management | For | Voted - For |
1.6 | Elect Director Sivasankaran (Soma) Somasundaram | Management | For | Voted - For |
1.7 | Elect Director Stephen M. Todd | Management | For | Voted - For |
1.8 | Elect Director Stephen K. Wagner | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
COGNEX CORPORATION
Security ID: 192422103
Ticker: CGNX
Meeting Date: 04-May-22
Meeting Type: Annual
1.1 | Elect Director Anthony Sun | Management | For | Voted - For |
1.2 | Elect Director Robert J. Willett | Management | For | Voted - For |
1.3 | Elect Director Marjorie T. Sennett | Management | For | Voted - For |
2 | Ratify Grant Thornton LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
6
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
CRYOPORT, INC.
Security ID: 229050307
Ticker: CYRX
Meeting Date: 29-Apr-22
Meeting Type: Annual
1.1 | Elect Director Linda Baddour | Management | For | Voted - For |
1.2 | Elect Director Richard Berman | Management | For | Voted - For |
1.3 | Elect Director Daniel Hancock | Management | For | Voted - For |
1.4 | Elect Director Robert Hariri | Management | For | Voted - For |
1.5 | Elect Director Ram M. Jagannath | Management | For | Voted - For |
1.6 | Elect Director Ramkumar Mandalam | Management | For | Voted - For |
1.7 | Elect Director Jerrell W. Shelton | Management | For | Voted - For |
1.8 | Elect Director Edward J. Zecchini | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
CVS HEALTH CORPORATION
Security ID: 126650100
Ticker: CVS
Meeting Date: 11-May-22
Meeting Type: Annual
1a | Elect Director Fernando Aguirre | Management | For | Voted - For |
1b | Elect Director C. David Brown, II | Management | For | Voted - For |
1c | Elect Director Alecia A. DeCoudreaux | Management | For | Voted - For |
1d | Elect Director Nancy-Ann M. DeParle | Management | For | Voted - For |
1e | Elect Director Roger N. Farah | Management | For | Voted - For |
1f | Elect Director Anne M. Finucane | Management | For | Voted - For |
1g | Elect Director Edward J. Ludwig | Management | For | Voted - For |
1h | Elect Director Karen S. Lynch | Management | For | Voted - For |
1i | Elect Director Jean-Pierre Millon | Management | For | Voted - For |
1j | Elect Director Mary L. Schapiro | Management | For | Voted - For |
1k | Elect Director William C. Weldon | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
6 | Commission a Workplace Non-Discrimination Audit | Shareholder | Against | Voted - Against |
7 | Adopt a Policy on Paid Sick Leave for All Employees | Shareholder | Against | Voted - Against |
8 | Report on External Public Health Costs and Impact on Diversified Shareholders | Shareholder | Against | Voted - Against |
7
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
DAIFUKU CO., LTD.
Security ID: J08988107
Ticker: 6383
Meeting Date: 24-Jun-22
Meeting Type: Annual
1 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
2.1 | Elect Director Geshiro, Hiroshi | Management | For | Voted - For |
2.2 | Elect Director Honda, Shuichi | Management | For | Voted - For |
2.3 | Elect Director Sato, Seiji | Management | For | Voted - For |
2.4 | Elect Director Hayashi, Toshiaki | Management | For | Voted - For |
2.5 | Elect Director Nobuta, Hiroshi | Management | For | Voted - For |
2.6 | Elect Director Ozawa, Yoshiaki | Management | For | Voted - For |
2.7 | Elect Director Sakai, Mineo | Management | For | Voted - For |
2.8 | Elect Director Kato, Kaku | Management | For | Voted - For |
2.9 | Elect Director Kaneko, Keiko | Management | For | Voted - For |
3.1 | Appoint Statutory Auditor Saito, Tsukasa | Management | For | Voted - For |
3.2 | Appoint Statutory Auditor Miyajima, Tsukasa | Management | For | Voted - For |
EOG RESOURCES, INC.
Security ID: 26875P101
Ticker: EOG
Meeting Date: 20-Apr-22
Meeting Type: Annual
1a | Elect Director Janet F. Clark | Management | For | Voted - For |
1b | Elect Director Charles R. Crisp | Management | For | Voted - For |
1c | Elect Director Robert P. Daniels | Management | For | Voted - For |
1d | Elect Director James C. Day | Management | For | Voted - For |
1e | Elect Director C. Christopher Gaut | Management | For | Voted - For |
1f | Elect Director Michael T. Kerr | Management | For | Voted - For |
1g | Elect Director Julie J. Robertson | Management | For | Voted - For |
1h | Elect Director Donald F. Textor | Management | For | Voted - For |
1i | Elect Director William R. Thomas | Management | For | Voted - For |
1j | Elect Director Ezra Y. Yacob | Management | For | Voted - For |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
FANUC CORP.
Security ID: J13440102
Ticker: 6954
Meeting Date: 29-Jun-22
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 239.68 | Management | For | Voted - For |
2 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
3.1 | Elect Director Inaba, Yoshiharu | Management | For | Voted - For |
3.2 | Elect Director Yamaguchi, Kenji | Management | For | Voted - For |
3.3 | Elect Director Michael J. Cicco | Management | For | Voted - For |
8
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3.4 | Elect Director Tsukuda, Kazuo | Management | For | Voted - For |
3.5 | Elect Director Yamazaki, Naoko | Management | For | Voted - For |
3.6 | Elect Director Uozumi, Hiroto | Management | For | Voted - For |
4 | Elect Alternate Director and Audit Committee Member Yamazaki, Naoko | Management | For | Voted - For |
FIVERR INTERNATIONAL LTD.
Security ID: M4R82T106
Ticker: FVRR
Meeting Date: 19-Oct-21
Meeting Type: Annual
1a | Reelect Adam Fisher as Director | Management | For | Voted - For |
1b | Reelect Nir Zohar as Director | Management | For | Voted - For |
2 | Approve Amended Compensation Term to Company's Non-Executive Directors and One-Time Equity Grant to Certain Directors | Management | For | Voted - Against |
3 | Approve Amendment of Compensation Policy for the Directors and Officers of the Company | Management | For | Voted - For |
4 | Issue Amendment of Indemnification Agreements to Directors/Officers | Management | For | Voted - For |
5 | Reappoint Kost Forer Gabbay & Kasierer as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
6 | Discuss Financial Statements and the Report of the Board | Management | For | Non-Voting |
A | Vote FOR if you are a controlling shareholder or have a personal interest in one or several resolutions, as indicated in the proxy card; otherwise, vote AGAINST. You may not abstain. If you vote FOR, please provide an explanation to your account manager | Management | None | Voted - Against |
FRANCO-NEVADA CORPORATION
Security ID: 351858105
Ticker: FNV
Meeting Date: 04-May-22
Meeting Type: Annual/Special
1.1 | Elect Director David Harquail | Management | For | Voted - For |
1.2 | Elect Director Paul Brink | Management | For | Voted - For |
1.3 | Elect Director Tom Albanese | Management | For | Voted - For |
1.4 | Elect Director Derek W. Evans | Management | For | Voted - For |
1.5 | Elect Director Catharine Farrow | Management | For | Voted - For |
1.6 | Elect Director Louis Gignac | Management | For | Voted - For |
1.7 | Elect Director Maureen Jensen | Management | For | Voted - For |
1.8 | Elect Director Jennifer Maki | Management | For | Voted - For |
1.9 | Elect Director Randall Oliphant | Management | For | Voted - For |
1.10 | Elect Director Elliott Pew | Management | For | Voted - For |
2 | Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officer's Compensation | Management | For | Voted - For |
9
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
ILLUMINA, INC.
Security ID: 452327109
Ticker: ILMN
Meeting Date: 26-May-22
Meeting Type: Annual
1A | Elect Director Frances Arnold | Management | For | Voted - For |
1B | Elect Director Francis A. deSouza | Management | For | Voted - For |
1C | Elect Director Caroline D. Dorsa | Management | For | Voted - For |
1D | Elect Director Robert S. Epstein | Management | For | Voted - For |
1E | Elect Director Scott Gottlieb | Management | For | Voted - For |
1F | Elect Director Gary S. Guthart | Management | For | Voted - For |
1G | Elect Director Philip W. Schiller | Management | For | Voted - For |
1H | Elect Director Susan E. Siegel | Management | For | Voted - For |
1I | Elect Director John W. Thompson | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Provide Right to Call a Special Meeting at a 15 Percent Ownership Threshold | Shareholder | Against | Voted - For |
5 | Provide Right to Call Special Meeting | Management | For | Voted - For |
IMPINJ, INC.
Security ID: 453204109
Ticker: PI
Meeting Date: 09-Jun-22
Meeting Type: Annual
1.1 | Elect Director Daniel Gibson | Management | For | Voted - For |
1.2 | Elect Director Umesh Padval | Management | For | Voted - For |
1.3 | Elect Director Steve Sanghi | Management | For | Voted - For |
1.4 | Elect Director Cathal Phelan | Management | For | Voted - For |
1.5 | Elect Director Meera Rao | Management | For | Voted - For |
2 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Advisory Vote on Say on Pay Frequency | Management | One Year | Voted - One Year |
5 | Amend Proxy Access Right | Shareholder | Against | Voted - Against |
INDUSTRIA DE DISENO TEXTIL SA
Security ID: E6282J125
Ticker: ITX
Meeting Date: 13-Jul-21
Meeting Type: Annual
1 | Approve Standalone Financial Statements | Management | For | Voted - For |
2 | Approve Consolidated Financial Statements and Discharge of Board | Management | For | Voted - For |
3 | Approve Non-Financial Information Statement | Management | For | Voted - For |
4 | Approve Allocation of Income and Dividends | Management | For | Voted - For |
5 | Reelect Jose Arnau Sierra as Director | Management | For | Voted - For |
6 | Renew Appointment of Deloitte as Auditor | Management | For | Voted - For |
7.a | Amend Article 8 Re: Representation of Shares | Management | For | Voted - For |
10
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
7.b | Amend Articles Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | Voted - For |
7.c | Amend Articles Re: Board of Directors and Board Committees | Management | For | Voted - For |
7.d | Amend Article 36 Re: Approval of Accounts and Distribution of Dividends | Management | For | Voted - For |
7.e | Approve Restated Articles of Association | Management | For | Voted - For |
8 | Approve Restated General Meeting Regulations Re: Allow Shareholder Meetings to be Held in Virtual-Only Format | Management | For | Voted - For |
9 | Approve Remuneration Policy | Management | For | Voted - For |
10 | Approve Long-Term Incentive Plan | Management | For | Voted - For |
11 | Advisory Vote on Remuneration Report | Management | For | Voted - For |
12 | Authorize Board to Ratify and Execute Approved Resolutions | Management | For | Voted - For |
13 | Receive Amendments to Board of Directors Regulations | Management | For | Non-Voting |
INTELLIA THERAPEUTICS, INC.
Security ID: 45826J105
Ticker: NTLA
Meeting Date: 14-Jun-22
Meeting Type: Annual
1.1 | Elect Director Caroline Dorsa | Management | For | Voted - Withheld |
1.2 | Elect Director Georgia Keresty | Management | For | Voted - Withheld |
1.3 | Elect Director John M. Leonard | Management | For | Voted - Withheld |
2 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
INTUITIVE SURGICAL, INC.
Security ID: 46120E602
Ticker: ISRG
Meeting Date: 20-Sep-21
Meeting Type: Special
1 | Increase Authorized Common Stock | Management | For | Voted - For |
Meeting Date: 28-Apr-22
Meeting Type: Annual
1a | Elect Director Craig H. Barratt | Management | For | Voted - For |
1b | Elect Director Joseph C. Beery | Management | For | Voted - For |
1c | Elect Director Gary S. Guthart | Management | For | Voted - For |
1d | Elect Director Amal M. Johnson | Management | For | Voted - For |
1e | Elect Director Don R. Kania | Management | For | Voted - For |
1f | Elect Director Amy L. Ladd | Management | For | Voted - For |
1g | Elect Director Keith R. Leonard, Jr. | Management | For | Voted - For |
1h | Elect Director Alan J. Levy | Management | For | Voted - For |
1i | Elect Director Jami Dover Nachtsheim | Management | For | Voted - For |
1j | Elect Director Monica P. Reed | Management | For | Voted - For |
1k | Elect Director Mark J. Rubash | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
11
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Amend Omnibus Stock Plan | Management | For | Voted - Against |
JPMORGAN CHASE & CO.
Security ID: 46625H100
Ticker: JPM
Meeting Date: 17-May-22
Meeting Type: Annual
1a | Elect Director Linda B. Bammann | Management | For | Voted - For |
1b | Elect Director Stephen B. Burke | Management | For | Voted - For |
1c | Elect Director Todd A. Combs | Management | For | Voted - For |
1d | Elect Director James S. Crown | Management | For | Voted - For |
1e | Elect Director James Dimon | Management | For | Voted - For |
1f | Elect Director Timothy P. Flynn | Management | For | Voted - For |
1g | Elect Director Mellody Hobson | Management | For | Voted - For |
1h | Elect Director Michael A. Neal | Management | For | Voted - For |
1i | Elect Director Phebe N. Novakovic | Management | For | Voted - For |
1j | Elect Director Virginia M. Rometty | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Adopt Fossil Fuel Financing Policy Consistent with IEA's Net Zero 2050 Scenario | Shareholder | Against | Voted - Against |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
6 | Require Independent Board Chair | Shareholder | Against | Voted - For |
7 | Disclose Director Skills and Qualifications Including Ideological Perspectives | Shareholder | Against | Voted - Against |
8 | Amend Certificate of Incorporation to Become a Public Benefit Corporation | Shareholder | Against | Voted - Against |
9 | Report on Absolute Targets for Financed GHG Emissions in Line with Net Zero Commitments | Shareholder | Against | Voted - Against |
KADANT INC.
Security ID: 48282T104
Ticker: KAI
Meeting Date: 18-May-22
Meeting Type: Annual
1.1 | Elect Director Jonathan W. Painter | Management | For | Voted - For |
1.2 | Elect Director Jeffrey L. Powell | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Approve the Issuance of Restricted Stock Units to Non-Employee Directors | Management | For | Voted - For |
4 | Ratify KPMG LLP as Auditors | Management | For | Voted - For |
12
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
LONDON STOCK EXCHANGE GROUP PLC
Security ID: G5689U103
Ticker: LSEG
Meeting Date: 27-Apr-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Final Dividend | Management | For | Voted - For |
3 | Approve Remuneration Report | Management | For | Voted - For |
4 | Approve Climate Transition Plan | Management | For | Voted - For |
5 | Re-elect Dominic Blakemore as Director | Management | For | Voted - For |
6 | Re-elect Martin Brand as Director | Management | For | Voted - For |
7 | Re=elect Erin Brown as Director | Management | For | Voted - For |
8 | Re-elect Kathleen DeRose as Director | Management | For | Voted - For |
9 | Re-elect Cressida Hogg as Director | Management | For | Voted - For |
10 | Re-elect Anna Manz as Director | Management | For | Voted - For |
11 | Re-elect Val Rahmani as Director | Management | For | Voted - For |
12 | Re-elect Don Robert as Director | Management | For | Voted - For |
13 | Re-elect David Schwimmer as Director | Management | For | Voted - For |
14 | Re-elect Douglas Steenland as Director | Management | For | Voted - For |
15 | Elect Tsega Gebreyes as Director | Management | For | Voted - For |
16 | Elect Ashok Vaswani as Director | Management | For | Voted - For |
17 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
18 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
19 | Authorise Issue of Equity | Management | For | Voted - For |
20 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
21 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
22 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
23 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
24 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
NESTLE SA
Security ID: 641069406
Ticker: NESN
Meeting Date: 07-Apr-22
Meeting Type: Annual
1.1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
1.2 | Approve Remuneration Report | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF 2.80 per Share | Management | For | Voted - For |
4.1.a | Reelect Paul Bulcke as Director and Board Chairman | Management | For | Voted - For |
4.1.b | Reelect Ulf Schneider as Director | Management | For | Voted - For |
4.1.c | Reelect Henri de Castries as Director | Management | For | Voted - For |
4.1.d | Reelect Renato Fassbind as Director | Management | For | Voted - For |
4.1.e | Reelect Pablo Isla as Director | Management | For | Voted - For |
4.1.f | Reelect Eva Cheng as Director | Management | For | Voted - For |
4.1.g | Reelect Patrick Aebischer as Director | Management | For | Voted - For |
13
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4.1.h | Reelect Kimberly Ross as Director | Management | For | Voted - For |
4.1.i | Reelect Dick Boer as Director | Management | For | Voted - For |
4.1.j | Reelect Dinesh Paliwal as Director | Management | For | Voted - For |
4.1.k | Reelect Hanne Jimenez de Mora as Director | Management | For | Voted - For |
4.1.l | Reelect Lindiwe Sibanda as Director | Management | For | Voted - For |
4.2.1 | Elect Chris Leong as Director | Management | For | Voted - For |
4.2.2 | Elect Luca Maestri as Director | Management | For | Voted - For |
4.3.1 | Appoint Pablo Isla as Member of the Compensation Committee | Management | For | Voted - For |
4.3.2 | Appoint Patrick Aebischer as Member of the Compensation Committee | Management | For | Voted - For |
4.3.3 | Appoint Dick Boer as Member of the Compensation Committee | Management | For | Voted - For |
4.3.4 | Appoint Dinesh Paliwal as Member of the Compensation Committee | Management | For | Voted - For |
4.4 | Ratify Ernst & Young AG as Auditors | Management | For | Voted - For |
4.5 | Designate Hartmann Dreyer as Independent Proxy | Management | For | Voted - For |
5.1 | Approve Remuneration of Directors in the Amount of CHF 10 Million | Management | For | Voted - For |
5.2 | Approve Remuneration of Executive Committee in the Amount of CHF 68 Million | Management | For | Voted - For |
6 | Approve CHF 6.5 Million Reduction in Share Capital as Part of the Share Buyback Program via Cancellation of Repurchased Shares | Management | For | Voted - For |
7 | Transact Other Business (Voting) | Management | Against | Voted - Against |
NIKE, INC.
Security ID: 654106103
Ticker: NKE
Meeting Date: 06-Oct-21
Meeting Type: Annual
1a | Elect Director Alan B. Graf, Jr. | Management | For | Voted - For |
1b | Elect Director Peter B. Henry | Management | For | Voted - For |
1c | Elect Director Michelle A. Peluso | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Political Contributions Disclosure | Shareholder | Against | Voted - For |
5 | Report on Human Rights Impact Assessment | Shareholder | Against | Voted - Against |
6 | Report on Median Gender/Racial Pay Gap | Shareholder | Against | Voted - Against |
7 | Report on Diversity and Inclusion Efforts | Shareholder | Against | Voted - Against |
NOVARTIS AG
Security ID: 66987V109
Ticker: NOVN
Meeting Date: 04-Mar-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Discharge of Board and Senior Management | Management | For | Voted - For |
3 | Approve Allocation of Income and Dividends of CHF 3.10 per Share | Management | For | Voted - For |
14
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
4 | Approve CHF 15.3 Million Reduction in Share Capital via Cancellation of Repurchased Shares | Management | For | Voted - For |
5 | Authorize Repurchase of up to CHF 10 Billion in Issued Share Capital | Management | For | Voted - For |
6.1 | Approve Remuneration of Directors in the Amount of CHF 8.6 Million | Management | For | Voted - For |
6.2 | Approve Maximum Remuneration of Executive Committee in the Amount of CHF 91 Million | Management | For | Voted - For |
6.3 | Approve Remuneration Report | Management | For | Voted - For |
7.1 | Reelect Joerg Reinhardt as Director and Board Chairman | Management | For | Voted - For |
7.2 | Reelect Nancy Andrews as Director | Management | For | Voted - For |
7.3 | Reelect Ton Buechner as Director | Management | For | Voted - For |
7.4 | Reelect Patrice Bula as Director | Management | For | Voted - For |
7.5 | Reelect Elizabeth Doherty as Director | Management | For | Voted - For |
7.6 | Reelect Bridgette Heller as Director | Management | For | Voted - For |
7.7 | Reelect Frans van Houten as Director | Management | For | Voted - For |
7.8 | Reelect Simon Moroney as Director | Management | For | Voted - For |
7.9 | Reelect Andreas von Planta as Director | Management | For | Voted - For |
7.10 | Reelect Charles Sawyers as Director | Management | For | Voted - For |
7.11 | Reelect William Winters as Director | Management | For | Voted - For |
7.12 | Elect Ana de Pro Gonzalo as Director | Management | For | Voted - For |
7.13 | Elect Daniel Hochstrasser as Director | Management | For | Voted - For |
8.1 | Reappoint Patrice Bula as Member of the Compensation Committee | Management | For | Voted - For |
8.2 | Reappoint Bridgette Heller as Member of the Compensation Committee | Management | For | Voted - For |
8.3 | Reappoint Simon Moroney as Member of the Compensation Committee | Management | For | Voted - For |
8.4 | Reappoint William Winters as Member of the Compensation Committee | Management | For | Voted - For |
9 | Ratify KPMG AG as Auditors | Management | For | Voted - For |
10 | Designate Peter Zahn as Independent Proxy | Management | For | Voted - For |
11 | Transact Other Business (Voting) | Management | For | Voted - Against |
NVIDIA CORPORATION
Security ID: 67066G104
Ticker: NVDA
Meeting Date: 02-Jun-22
Meeting Type: Annual
1a | Elect Director Robert K. Burgess | Management | For | Voted - For |
1b | Elect Director Tench Coxe | Management | For | Voted - For |
1c | Elect Director John O. Dabiri | Management | For | Voted - For |
1d | Elect Director Persis S. Drell | Management | For | Voted - For |
1e | Elect Director Jen-Hsun Huang | Management | For | Voted - For |
1f | Elect Director Dawn Hudson | Management | For | Voted - For |
1g | Elect Director Harvey C. Jones | Management | For | Voted - For |
1h | Elect Director Michael G. McCaffery | Management | For | Voted - For |
1i | Elect Director Stephen C. Neal | Management | For | Voted - For |
1j | Elect Director Mark L. Perry | Management | For | Voted - For |
1k | Elect Director A. Brooke Seawell | Management | For | Voted - For |
15
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1l | Elect Director Aarti Shah | Management | For | Voted - For |
1m | Elect Director Mark A. Stevens | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Increase Authorized Common Stock | Management | For | Voted - For |
5 | Amend Omnibus Stock Plan | Management | For | Voted - For |
REGENERON PHARMACEUTICALS, INC.
Security ID: 75886F107
Ticker: REGN
Meeting Date: 10-Jun-22
Meeting Type: Annual
1a | Elect Director Bonnie L. Bassler | Management | For | Voted - For |
1b | Elect Director Michael S. Brown | Management | For | Voted - For |
1c | Elect Director Leonard S. Schleifer | Management | For | Voted - For |
1d | Elect Director George D. Yancopoulos | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
ROYAL DUTCH SHELL PLC
Security ID: 780259107
Ticker: RDSA
Meeting Date: 10-Dec-21
Meeting Type: Special
1 | Adopt New Articles of Association | Management | For | Voted - For |
SCHLUMBERGER N.V.
Security ID: 806857108
Ticker: SLB
Meeting Date: 06-Apr-22
Meeting Type: Annual
1.1 | Elect Director Peter Coleman | Management | For | Voted - For |
1.2 | Elect Director Patrick de La Chevardiere | Management | For | Voted - For |
1.3 | Elect Director Miguel Galuccio | Management | For | Voted - For |
1.4 | Elect Director Olivier Le Peuch | Management | For | Voted - For |
1.5 | Elect Director Samuel Leupold | Management | For | Voted - For |
1.6 | Elect Director Tatiana Mitrova | Management | For | Voted - For |
1.7 | Elect Director Maria Moraeus Hanssen | Management | For | Voted - For |
1.8 | Elect Director Vanitha Narayanan | Management | For | Voted - For |
1.9 | Elect Director Mark Papa | Management | For | Voted - For |
1.10 | Elect Director Jeff Sheets | Management | For | Voted - For |
1.11 | Elect Director Ulrich Spiesshofer | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Adopt and Approve Financials and Dividends | Management | For | Voted - For |
4 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
16
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
SHELL PLC
Security ID: 780259305
Ticker: SHEL
Meeting Date: 24-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Elect Sinead Gorman as Director | Management | For | Voted - For |
4 | Re-elect Ben van Beurden as Director | Management | For | Voted - For |
5 | Re-elect Dick Boer as Director | Management | For | Voted - For |
6 | Re-elect Neil Carson as Director | Management | For | Voted - For |
7 | Re-elect Ann Godbehere as Director | Management | For | Voted - For |
8 | Re-elect Euleen Goh as Director | Management | For | Voted - For |
9 | Re-elect Jane Lute as Director | Management | For | Voted - For |
10 | Re-elect Catherine Hughes as Director | Management | For | Voted - For |
11 | Re-elect Martina Hund-Mejean as Director | Management | For | Voted - For |
12 | Re-elect Sir Andrew Mackenzie as Director | Management | For | Voted - For |
13 | Re-elect Abraham Schot as Director | Management | For | Voted - For |
14 | Reappoint Ernst & Young LLP as Auditors | Management | For | Voted - For |
15 | Authorise the Audit Committee to Fix Remuneration of Auditors | Management | For | Voted - For |
16 | Authorise Issue of Equity | Management | For | Voted - For |
17 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
18 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
19 | Authorise Off-Market Purchase of Ordinary Shares | Management | For | Voted - For |
20 | Approve the Shell Energy Transition Progress Update | Management | For | Voted - For |
21 | Request Shell to Set and Publish Targets for Greenhouse Gas (GHG) Emissions | Shareholder | Against | Voted - Against |
SPLUNK INC.
Security ID: 848637104
Ticker: SPLK
Meeting Date: 16-Jun-22
Meeting Type: Annual
1a | Elect Director Mark Carges | Management | For | Voted - For |
1b | Elect Director Kenneth Hao | Management | For | Voted - For |
1c | Elect Director Elisa Steele | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
4 | Approve Omnibus Stock Plan | Management | For | Voted - Against |
STITCH FIX, INC.
Security ID: 860897107
Ticker: SFIX
Meeting Date: 15-Dec-21
Meeting Type: Annual
1a | Elect Director Katrina Lake | Management | For | Voted - Withheld |
1b | Elect Director Sharon McCollam | Management | For | Voted - Withheld |
17
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1c | Elect Director Elizabeth Williams | Management | For | Voted - Withheld |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
3 | Ratify Deloitte & Touche LLP as Auditors | Management | For | Voted - For |
SUMITOMO MITSUI FINANCIAL GROUP, INC.
Security ID: J7771X109
Ticker: 8316
Meeting Date: 29-Jun-22
Meeting Type: Annual
1 | Approve Allocation of Income, with a Final Dividend of JPY 105 | Management | For | Voted - For |
2 | Amend Articles to Disclose Shareholder Meeting Materials on Internet | Management | For | Voted - For |
3.1 | Elect Director Kunibe, Takeshi | Management | For | Voted - Against |
3.2 | Elect Director Ota, Jun | Management | For | Voted - Against |
3.3 | Elect Director Takashima, Makoto | Management | For | Voted - For |
3.4 | Elect Director Nakashima, Toru | Management | For | Voted - For |
3.5 | Elect Director Kudo, Teiko | Management | For | Voted - For |
3.6 | Elect Director Inoue, Atsuhiko | Management | For | Voted - For |
3.7 | Elect Director Isshiki, Toshihiro | Management | For | Voted - For |
3.8 | Elect Director Kawasaki, Yasuyuki | Management | For | Voted - For |
3.9 | Elect Director Matsumoto, Masayuki | Management | For | Voted - Against |
3.10 | Elect Director Arthur M. Mitchell | Management | For | Voted - For |
3.11 | Elect Director Yamazaki, Shozo | Management | For | Voted - For |
3.12 | Elect Director Kono, Masaharu | Management | For | Voted - For |
3.13 | Elect Director Tsutsui, Yoshinobu | Management | For | Voted - For |
3.14 | Elect Director Shimbo, Katsuyoshi | Management | For | Voted - For |
3.15 | Elect Director Sakurai, Eriko | Management | For | Voted - For |
4 | Amend Articles to Disclose Plan Outlining Company's Business Strategy to Align Investments with Goals of Paris Agreement | Shareholder | Against | Voted - Against |
5 | Amend Articles to Disclose Measures to be Taken to Make Sure that the Company's Lending and Underwriting are not Used for Expansion of Fossil Fuel Supply or Associated Infrastructure | Shareholder | Against | Voted - Against |
TERRENO REALTY CORPORATION
Security ID: 88146M101
Ticker: TRNO
Meeting Date: 03-May-22
Meeting Type: Annual
1a | Elect Director W. Blake Baird | Management | For | Voted - For |
1b | Elect Director Michael A. Coke | Management | For | Voted - For |
1c | Elect Director Linda Assante | Management | For | Voted - For |
1d | Elect Director LeRoy E. Carlson | Management | For | Voted - For |
1e | Elect Director David M. Lee | Management | For | Voted - For |
1f | Elect Director Douglas M. Pasquale | Management | For | Voted - For |
1g | Elect Director Dennis Polk | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
18
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
THE ESTEE LAUDER COMPANIES INC.
Security ID: 518439104
Ticker: EL
Meeting Date: 12-Nov-21
Meeting Type: Annual
1a | Elect Director Rose Marie Bravo | Management | For | Voted - For |
1b | Elect Director Paul J. Fribourg | Management | For | Voted - For |
1c | Elect Director Jennifer Hyman | Management | For | Voted - For |
1d | Elect Director Barry S. Sternlicht | Management | For | Voted - Withheld |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - Against |
THE GOLDMAN SACHS GROUP, INC.
Security ID: 38141G104
Ticker: GS
Meeting Date: 28-Apr-22
Meeting Type: Annual
1a | Elect Director Michele Burns | Management | For | Voted - For |
1b | Elect Director Drew Faust | Management | For | Voted - For |
1c | Elect Director Mark Flaherty | Management | For | Voted - For |
1d | Elect Director Kimberley Harris | Management | For | Voted - For |
1e | Elect Director Ellen Kullman | Management | For | Voted - For |
1f | Elect Director Lakshmi Mittal | Management | For | Voted - For |
1g | Elect Director Adebayo Ogunlesi | Management | For | Voted - For |
1h | Elect Director Peter Oppenheimer | Management | For | Voted - For |
1i | Elect Director David Solomon | Management | For | Voted - For |
1j | Elect Director Jan Tighe | Management | For | Voted - For |
1k | Elect Director Jessica Uhl | Management | For | Voted - For |
1l | Elect Director David Viniar | Management | For | Voted - For |
1m | Elect Director Mark Winkelman | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
4 | Report on Charitable Contributions | Shareholder | Against | Voted - Against |
5 | Require Independent Board Chair | Shareholder | Against | Voted - Against |
6 | Adopt a Financing Policy Consistent with IEA's Net Zero Emissions by 2050 Scenario | Shareholder | Against | Voted - Against |
7 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
THE WALT DISNEY COMPANY
Security ID: 254687106
Ticker: DIS
Meeting Date: 09-Mar-22
Meeting Type: Annual
1a | Elect Director Susan E. Arnold | Management | For | Voted - For |
1b | Elect Director Mary T. Barra | Management | For | Voted - For |
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CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
1c | Elect Director Safra A. Catz | Management | For | Voted - For |
1d | Elect Director Amy L. Chang | Management | For | Voted - For |
1e | Elect Director Robert A. Chapek | Management | For | Voted - For |
1f | Elect Director Francis A. deSouza | Management | For | Voted - For |
1g | Elect Director Michael B.G. Froman | Management | For | Voted - For |
1h | Elect Director Maria Elena Lagomasino | Management | For | Voted - For |
1i | Elect Director Calvin R. McDonald | Management | For | Voted - For |
1j | Elect Director Mark G. Parker | Management | For | Voted - For |
1k | Elect Director Derica W. Rice | Management | For | Voted - For |
2 | Ratify PricewaterhouseCoopers LLP as Auditors | Management | For | Voted - For |
3 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
4 | Report on Lobbying Payments and Policy | Shareholder | Against | Voted - For |
5 | Reduce Ownership Threshold for Shareholders to Call Special Meeting | Shareholder | Against | Voted - For |
6 | Report on Human Rights Due Diligence | Shareholder | Against | Voted - For |
7 | Report on Gender/Racial Pay Gap | Shareholder | Against | Voted - For |
8 | Report on Workplace Non-Discrimination Audit | Shareholder | Against | Voted - Against |
UNILEVER PLC
Security ID: 904767704
Ticker: ULVR
Meeting Date: 04-May-22
Meeting Type: Annual
1 | Accept Financial Statements and Statutory Reports | Management | For | Voted - For |
2 | Approve Remuneration Report | Management | For | Voted - For |
3 | Re-elect Nils Andersen as Director | Management | For | Voted - For |
4 | Re-elect Judith Hartmann as Director | Management | For | Voted - For |
5 | Re-elect Alan Jope as Director | Management | For | Voted - For |
6 | Re-elect Andrea Jung as Director | Management | For | Voted - For |
7 | Re-elect Susan Kilsby as Director | Management | For | Voted - For |
8 | Re-elect Strive Masiyiwa as Director | Management | For | Voted - For |
9 | Re-elect Youngme Moon as Director | Management | For | Voted - For |
10 | Re-elect Graeme Pitkethly as Director | Management | For | Voted - For |
11 | Re-elect Feike Sijbesma as Director | Management | For | Voted - For |
12 | Elect Adrian Hennah as Director | Management | For | Voted - For |
13 | Elect Ruby Lu as Director | Management | For | Voted - For |
14 | Reappoint KPMG LLP as Auditors | Management | For | Voted - For |
15 | Authorise Board to Fix Remuneration of Auditors | Management | For | Voted - For |
16 | Authorise UK Political Donations and Expenditure | Management | For | Voted - For |
17 | Authorise Issue of Equity | Management | For | Voted - For |
18 | Authorise Issue of Equity without Pre-emptive Rights | Management | For | Voted - For |
19 | Authorise Issue of Equity without Pre-emptive Rights in Connection with an Acquisition or Other Capital Investment | Management | For | Voted - For |
20 | Authorise Market Purchase of Ordinary Shares | Management | For | Voted - For |
21 | Authorise the Company to Call General Meeting with Two Weeks' Notice | Management | For | Voted - For |
20
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
VERIZON COMMUNICATIONS INC.
Security ID: 92343V104
Ticker: VZ
Meeting Date: 12-May-22
Meeting Type: Annual
1.1 | Elect Director Shellye Archambeau | Management | For | Voted - For |
1.2 | Elect Director Roxanne Austin | Management | For | Voted - For |
1.3 | Elect Director Mark Bertolini | Management | For | Voted - For |
1.4 | Elect Director Melanie Healey | Management | For | Voted - For |
1.5 | Elect Director Laxman Narasimhan | Management | For | Voted - For |
1.6 | Elect Director Clarence Otis, Jr. | Management | For | Voted - For |
1.7 | Elect Director Daniel Schulman | Management | For | Voted - For |
1.8 | Elect Director Rodney Slater | Management | For | Voted - For |
1.9 | Elect Director Carol Tome | Management | For | Voted - For |
1.10 | Elect Director Hans Vestberg | Management | For | Voted - For |
1.11 | Elect Director Gregory Weaver | Management | For | Voted - For |
2 | Advisory Vote to Ratify Named Executive Officers' Compensation | Management | For | Voted - For |
3 | Ratify Ernst & Young LLP as Auditors | Management | For | Voted - For |
4 | Report on Charitable Contributions | Shareholder | Against | Voted - Against |
5 | Amend Senior Executive Compensation Clawback Policy | Shareholder | Against | Voted - For |
6 | Submit Severance Agreement (Change-in-Control) to Shareholder Vote | Shareholder | Against | Voted - For |
7 | Report on Operations in Communist China | Shareholder | Against | Voted - Against |
VGP NV
Security ID: B9738D109
Ticker: VGP
Meeting Date: 13-May-22
Meeting Type: Annual/Special
A1 | Receive Directors' and Auditors' Reports Re: Consolidated Annual Accounts (Non-Voting) | Management | For | Non-Voting |
A2 | Receive Consolidated Financial Statements and Statutory Reports (Non-Voting) | Management | For | Non-Voting |
A3 | Receive Directors' and Auditors' Reports on Annual Accounts (Non-Voting) | Management | For | Non-Voting |
A4 | Approve Financial Statements, Allocation of Income, and Dividends | Management | For | Voted - For |
A5 | Approve Remuneration Report | Management | For | Voted - For |
A6 | Approve Discharge of Directors | Management | For | Voted - For |
A7 | Approve Discharge of Auditors | Management | For | Voted - For |
B1.1 | Receive Special Board Report Re: Authorized Capital | Management | For | Non-Voting |
B1.2 | Renew Authorization to Increase Share Capital within the Framework of Authorized Capital | Management | For | Voted - Against |
B2.1 | Authorize Board to Repurchase Shares in the Event of a Serious and Imminent Harm and Under Normal Conditions | Management | For | Voted - Against |
B2.2 | Authorize Repurchase of Up to 20 Percent of Issued Share Capital | Management | For | Voted - Against |
B2.3 | Amend Article 40 Re: Acquisition and Disposal of Company Treasury Shares | Management | For | Voted - Against |
21
CCT Thematic Equity Fund | ||||
Proposal | Proposed by | Mgt. Position | Registrant Voted |
B3 | Approve Change-of-Control Clause Re: Green Bonds Issued by the Company | Management | For | Voted - For |
B4.1 | Authorize Board of Directors in Implementation of Approved Resolutions | Management | For | Voted - For |
B4.2 | Authorize Implementation of Approved Resolutions and Filing of Required Documents/Formalities at Trade Registry | Management | For | Voted - For |
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SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
The Advisors’ Inner Circle Fund III
By: /s/ Michael Beattie
Michael Beattie
President
Date: August 11, 2022
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