| CIGNA CORPORATION | |
| Security | 125509109 | | | | | Meeting Type | Special |
| Ticker Symbol | CI | | | | | Meeting Date | 03-Dec-2015 | |
| ISIN | US1255091092 | | | | | Agenda | 934297044 - Management |
| Record Date | 22-Oct-2015 | | | | | Holding Recon Date | 22-Oct-2015 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 02-Dec-2015 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | ADOPTION OF THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JULY 23, 2015 (AS IT MAY BE AMENDED FROM TIME TO TIME, THE "MERGER AGREEMENT"), AMONG ANTHEM, INC., AN INDIANA CORPORATION ("ANTHEM"), ANTHEM MERGER SUB CORP., A DELAWARE CORPORATION ("MERGER SUB"), AND CIGNA CORPORATION, A DELAWARE CORPORATION ("CIGNA"). | Management | | For | For | | |
| 2. | APPROVAL ON AN ADVISORY (NON-BINDING) BASIS OF THE COMPENSATION THAT MAY BE PAID OR BECOME PAYABLE TO CIGNA'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE COMPLETION OF THE MERGER. | Management | | For | For | | |
| 3. | ADJOURNMENT OF THE CIGNA SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO ADOPT THE MERGER AGREEMENT. | Management | | For | For | | |
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| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 686 | | 0 | 04-Nov-2015 | 04-Dec-2015 |
| BANK OF CHINA LTD, BEIJING | |
| Security | Y0698A107 | | | | | Meeting Type | Class Meeting |
| Ticker Symbol | | | | | | Meeting Date | 04-Dec-2015 | |
| ISIN | CNE1000001Z5 | | | | | Agenda | 706506930 - Management |
| Record Date | 03-Nov-2015 | | | | | Holding Recon Date | 03-Nov-2015 | |
| City / | Country | BEIJING | / | China | | | | Vote Deadline Date | 30-Nov-2015 | |
| SEDOL(s) | B154564 - B15ZP90 - B15ZV58 - BP3RRF6 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 019/LTN20151019643.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 019/LTN20151019609.pdf | Non-Voting | | | | | |
| 1 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO H-SHARE SHAREHOLDERS ONLY FOR THE SPIN-OFF OF BOC AVIATION PTE. LTD | Management | | For | For | | |
| CMMT | 03 NOV 2015: PLEASE NOTE THAT THIS IS A REVISION DUE TO CHANGE IN RECORD-DATE. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS-YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 462,000 | | 0 | 20-Oct-2015 | 01-Dec-2015 |
| BANK OF CHINA LTD, BEIJING | |
| Security | Y0698A107 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 04-Dec-2015 | |
| ISIN | CNE1000001Z5 | | | | | Agenda | 706506942 - Management |
| Record Date | 03-Nov-2015 | | | | | Holding Recon Date | 03-Nov-2015 | |
| City / | Country | BEIJING | / | China | | | | Vote Deadline Date | 30-Nov-2015 | |
| SEDOL(s) | B154564 - B15ZP90 - B15ZV58 - BP3RRF6 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL- LINKS:http://www.hkexnews.hk/listedco/listconews/sehk/ 2015/1019/LTN20151019635-.pdf AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 019/LTN20151019593.pdf | Non-Voting | | | | | |
| 1 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. ZHU HEXIN AS EXECUTIVE DIRECTOR OF THE BANK | Management | | For | For | | |
| 2 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. ZHANG JINLIANG AS EXECUTIVE DIRECTOR OF THE BANK | Management | | For | For | | |
| 3 | TO CONSIDER AND APPROVE THE REMUNERATION DISTRIBUTION PLAN FOR THE CHAIRMAN OF THE BOARD OF DIRECTORS, EXECUTIVE DIRECTORS, THE CHAIRMAN OF THE BOARD OF SUPERVISORS AND THE SHAREHOLDER REPRESENTATIVE SUPERVISORS IN 2014 | Management | | For | For | | |
| 4 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE PLAN OF THE OVERSEAS LISTING OF BOC AVIATION PTE. LTD | Management | | For | For | | |
| 5 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE AUTHORIZATION TO THE BOARD AND ITS AUTHORIZED PERSONS TO DEAL WITH THE OVERSEAS LISTING MATTERS OF BOC AVIATION PTE. LTD | Management | | For | For | | |
| 6 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE DESCRIPTION OF THE SUSTAINABLE PROFITABILITY AND PROSPECTS OF THE BANK | Management | | For | For | | |
| 7 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE UNDERTAKING OF THE BANK TO MAINTAIN ITS INDEPENDENT LISTING STATUS | Management | | For | For | | |
| 8 | TO CONSIDER AND APPROVE THE PROPOSAL IN RELATION TO THE COMPLIANCE OF THE OVERSEAS LISTING OF BOC AVIATION PTE. LTD. WITH THE CIRCULAR ON ISSUES IN RELATION TO REGULATING OVERSEAS LISTING OF SUBSIDIARIES OF DOMESTIC LISTED COMPANIES | Management | | For | For | | |
| 9 | TO CONSIDER AND APPROVE THE PROPOSAL REGARDING THE PROVISION OF ASSURED ENTITLEMENT TO H-SHARE SHAREHOLDERS ONLY FOR THE SPIN-OFF OF BOC AVIATION PTE. LTD | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 462,000 | | 0 | 20-Oct-2015 | 01-Dec-2015 |
| COMCAST CORPORATION | |
| Security | 20030N101 | | | | | Meeting Type | Special |
| Ticker Symbol | CMCSA | | | | | Meeting Date | 10-Dec-2015 | |
| ISIN | US20030N1019 | | | | | Agenda | 934300132 - Management |
| Record Date | 20-Oct-2015 | | | | | Holding Recon Date | 20-Oct-2015 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 09-Dec-2015 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | VOTE ON A PROPOSAL TO AMEND AND RESTATE OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT, AND IN CONNECTION THEREWITH, TO RECLASSIFY EACH ISSUED SHARE OF OUR CLASS A SPECIAL COMMON STOCK INTO ONE SHARE OF CLASS A COMMON STOCK | Management | | For | For | | |
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| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,895 | | 0 | 11-Nov-2015 | 11-Dec-2015 |
| AIR CHINA LTD | |
| Security | Y002A6104 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 22-Dec-2015 | |
| ISIN | CNE1000001S0 | | | | | Agenda | 706590519 - Management |
| Record Date | 20-Nov-2015 | | | | | Holding Recon Date | 20-Nov-2015 | |
| City / | Country | BEIJING | / | China | | | | Vote Deadline Date | 11-Dec-2015 | |
| SEDOL(s) | B04KNF1 - B04V2F7 - B04YG10 - B0584Q2 - BP3RR78 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 554575 DUE TO RECEIPT OF- ADDITIONAL RESOLUTION 6. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE- DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK- YOU. | Non-Voting | | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 106/LTN20151106600.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1207/LTN20151207801.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 207/LTN20151207795.pdf | Non-Voting | | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | |
| 1 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY AS SET OUT IN APPENDIX I OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015 AND THE CHAIRMAN AND/OR ANY PERSON AUTHORISED BY THE CHAIRMAN BE AUTHORISED TO ADJUST, AT HIS OR HER DISCRETION, THE SAID AMENDMENTS IN ACCORDANCE WITH THE OPINION OF THE RELEVANT PRC AUTHORITIES (THE PROPOSED AMENDMENT TO THE ARTICLES OF ASSOCIATION WILL BE SUBMITTED TO THE RELEVANT PRC AUTHORITIES FOR APPROVAL AND FILING AFTER BEING APPROVED AT THE MEETING) | Management | | For | For | | |
| 2 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE RULES AND PROCEDURE OF SHAREHOLDERS' MEETINGS OF THE COMPANY AS SET OUT IN APPENDIX II OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015 | Management | | For | For | | |
| 3 | TO CONSIDER AND APPROVE THE PROPOSED AMENDMENTS TO THE RULES AND PROCEDURE OF MEETINGS OF THE BOARD OF DIRECTORS OF THE COMPANY AS SET OUT IN APPENDIX III OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015 | Management | | For | For | | |
| 4 | TO CONSIDER AND APPROVE THE PROPOSED ADOPTION OF THE SHAREHOLDERS' RETURN PLAN FOR THE THREE YEARS FROM 2015 TO 2017 AS SET OUT IN APPENDIX IV OF THE CIRCULAR DESPATCHED BY THE COMPANY ON 7 NOVEMBER 2015 | Management | | For | For | | |
| 5 | TO CONSIDER AND APPROVE THE RESOLUTIONS CONCERNING THE ENTRY INTO CONTINUING CONNECTED TRANSACTION AGREEMENTS FOR THE THREE YEARS FROM 1 JANUARY 2016 TO 31 DECEMBER 2018 AND THEIR RESPECTIVE ANNUAL CAPS | Management | | For | For | | |
| 6 | TO CONSIDER AND APPROVE THE APPOINTMENT OF MR. LI DAJIN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 222,000 | | 0 | 08-Dec-2015 | 17-Dec-2015 |
| MYLAN N.V. | |
| Security | N59465109 | | | | | Meeting Type | Special |
| Ticker Symbol | MYL | | | | | Meeting Date | 07-Jan-2016 | |
| ISIN | NL0011031208 | | | | | Agenda | 934313393 - Management |
| Record Date | 10-Dec-2015 | | | | | Holding Recon Date | 10-Dec-2015 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 06-Jan-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | PROPOSED RESOLUTION TO REDEEM ALL ISSUED PREFERRED SHARES, PAR VALUE 0.01 EURO PER SHARE, IN THE CAPITAL OF MYLAN N.V. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,200 | | 0 | 16-Dec-2015 | 08-Jan-2016 |
| BEIJING ENTERPRISES HOLDINGS LTD | |
| Security | Y07702122 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 15-Jan-2016 | |
| ISIN | HK0392044647 | | | | | Agenda | 706614066 - Management |
| Record Date | 12-Jan-2016 | | | | | Holding Recon Date | 12-Jan-2016 | |
| City / | Country | HONG KONG | / | Hong Kong | | | | Vote Deadline Date | 01-Jan-2016 | |
| SEDOL(s) | 5404447 - 6081690 - B2Q3X07 - BP3RP30 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1224/LTN20151224193.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1224/LTN20151224195.pdf | Non-Voting | | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | |
| 1 | TO CONFIRM, APPROVE, AUTHORIZE AND RATIFY THE ENTERING INTO OF THE DISPOSAL AGREEMENT (AS DEFINED IN THE NOTICE CONVENING THE MEETING) AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE IMPLEMENTATION THEREOF AND TO AUTHORIZE ANY ONE DIRECTOR OF THE COMPANY FOR AND ON BEHALF OF THE COMPANY TO EXECUTE (AND, IF NECESSARY, AFFIX THE COMMON SEAL OF THE COMPANY) ANY SUCH DOCUMENTS, INSTRUMENTS AND AGREEMENTS AND TO DO ANY SUCH ACTS OR THINGS AS MAY BE DEEMED BY HIM IN HIS ABSOLUTE DISCRETION TO BE INCIDENTAL TO, ANCILLARY TO OR IN CONNECTION WITH THE MATTERS CONTEMPLATED IN THE DISPOSAL AGREEMENT AND THE TRANSACTIONS CONTEMPLATED THEREUNDER AND THE IMPLEMENTATION THEREOF | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 18,000 | | 0 | 25-Dec-2015 | 13-Jan-2016 |
| D.R. HORTON, INC. | |
| Security | 23331A109 | | | | | Meeting Type | Annual |
| Ticker Symbol | DHI | | | | | Meeting Date | 21-Jan-2016 | |
| ISIN | US23331A1097 | | | | | Agenda | 934312707 - Management |
| Record Date | 30-Nov-2015 | | | | | Holding Recon Date | 30-Nov-2015 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 20-Jan-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: DONALD R. HORTON | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: BARBARA K. ALLEN | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: BRAD S. ANDERSON | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: MICHAEL W. HEWATT | Management | | For | For | | |
| 2. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,600 | | 0 | 15-Dec-2015 | 22-Jan-2016 |
| AIR CHINA LTD | |
| Security | Y002A6104 | | | | | Meeting Type | Class Meeting |
| Ticker Symbol | | | | | | Meeting Date | 26-Jan-2016 | |
| ISIN | CNE1000001S0 | | | | | Agenda | 706596725 - Management |
| Record Date | 24-Dec-2015 | | | | | Holding Recon Date | 24-Dec-2015 | |
| City / | Country | BEIJING | / | China | | | | Vote Deadline Date | 13-Jan-2016 | |
| SEDOL(s) | B04KNF1 - B04V2F7 - B04YG10 - B0584Q2 - BP3RR78 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1211/LTN201512111110.pdf-AND- http://www.hkexnews.hk/listedco/listconews/sehk/2015/1 211/LTN201512111102.pdf | Non-Voting | | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | |
| 1.1 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: CLASS OF SHARES AND NOMINAL VALUE | Management | | For | For | | |
| 1.2 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: METHOD AND TIMING OF ISSUE | Management | | For | For | | |
| 1.3 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: OFFERING SIZE | Management | | For | For | | |
| 1.4 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: TARGET SUBSCRIBER AND SUBSCRIPTION METHOD | Management | | For | For | | |
| 1.5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PRICING BASIS AND ISSUE PRICE | Management | | For | For | | |
| 1.6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: LOCK- UP PERIOD | Management | | For | For | | |
| 1.7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: ACCUMULATED PROFIT ARRANGEMENT | Management | | For | For | | |
| 1.8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PLACE OF LISTING | Management | | For | For | | |
| 1.9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: EFFECTIVENESS OF THE RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE | Management | | For | For | | |
| 1.10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: AMOUNT AND USE OF PROCEEDS | Management | | For | For | | |
| 2 | TO CONSIDER AND APPROVE THE SHARE SUBSCRIPTION AGREEMENT ENTERED INTO BY AND BETWEEN THE COMPANY AND CNAHC AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 222,000 | | 0 | 12-Dec-2015 | 21-Jan-2016 |
| AIR CHINA LTD | |
| Security | Y002A6104 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 26-Jan-2016 | |
| ISIN | CNE1000001S0 | | | | | Agenda | 706596737 - Management |
| Record Date | 24-Dec-2015 | | | | | Holding Recon Date | 24-Dec-2015 | |
| City / | Country | BEIJING | / | China | | | | Vote Deadline Date | 13-Jan-2016 | |
| SEDOL(s) | B04KNF1 - B04V2F7 - B04YG10 - B0584Q2 - BP3RR78 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1211/LTN201512111108.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2015/ 1211/LTN201512111096.pdf | Non-Voting | | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE | Non-Voting | | | | | |
| 1 | TO CONSIDER AND APPROVE THE SATISFACTION BY THE COMPANY OF THE REQUIREMENTS FOR THE NON-PUBLIC A SHARE ISSUE | Management | | For | For | | |
| 2 | TO CONSIDER AND APPROVE THE FEASIBILITY STUDY REPORT ON USE OF PROCEEDS TO BE RAISED FROM THE NON-PUBLIC A SHARE ISSUE OF THE COMPANY | Management | | For | For | | |
| 3 | TO CONSIDER AND APPROVE THE REPORT ON USE OF PROCEEDS FROM PREVIOUS FUND RAISING ACTIVITIES OF THE COMPANY | Management | | For | For | | |
| 4.1 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: CLASS OF SHARES AND NOMINAL VALUE | Management | | For | For | | |
| 4.2 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: METHOD AND TIMING OF ISSUE | Management | | For | For | | |
| 4.3 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: OFFERING SIZE | Management | | For | For | | |
| 4.4 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: TARGET SUBSCRIBER AND SUBSCRIPTION METHOD | Management | | For | For | | |
| 4.5 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PRICING BASIS AND ISSUE PRICE | Management | | For | For | | |
| 4.6 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: LOCK- UP PERIOD | Management | | For | For | | |
| 4.7 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: ACCUMULATED PROFIT ARRANGEMENT | Management | | For | For | | |
| 4.8 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: PLACE OF LISTING | Management | | For | For | | |
| 4.9 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: EFFECTIVENESS OF THE RESOLUTION APPROVING THE NON-PUBLIC A SHARE ISSUE | Management | | For | For | | |
| 4.10 | TO CONSIDER AND APPROVE EACH OF THE FOLLOWING PROPOSALS CONCERNING THE NON- PUBLIC A SHARE ISSUE OF THE COMPANY: AMOUNT AND USE OF PROCEEDS | Management | | For | For | | |
| 5 | TO CONSIDER AND APPROVE THE SHARE SUBSCRIPTION AGREEMENT ENTERED INTO BY AND BETWEEN THE COMPANY AND CNAHC AND THE TRANSACTIONS CONTEMPLATED THEREUNDER | Management | | For | For | | |
| 6 | TO CONSIDER AND APPROVE THE AUTHORISATION GRANTED TO THE BOARD'S AUTHORIZED PERSONS(S) TO HANDLE ALL RELEVANT MATTERS RELATING TO THE NON-PUBLIC A SHARE ISSUE | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 222,000 | | 0 | 12-Dec-2015 | 21-Jan-2016 |
| SINOPHARM GROUP CO LTD, SHANGHAI | |
| Security | Y8008N107 | | | | | Meeting Type | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 29-Jan-2016 | |
| ISIN | CNE100000FN7 | | | | | Agenda | 706637266 - Management |
| Record Date | 30-Oct-2015 | | | | | Holding Recon Date | 30-Oct-2015 | |
| City / | Country | SHANGH AI | / | China | | | | Vote Deadline Date | 20-Jan-2016 | |
| SEDOL(s) | B3ZVDV0 - B4M8B73 - B5NVZ21 - BP3RXT2 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 566922 DUE TO ADDITIONAL-OF RESOLUTIONS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK-YOU. | Non-Voting | | | | | |
| CMMT | 15 JAN 2016: PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN"-WILL BE TREATED THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 114/LTN20160114346.pdf- http://www.hkexnews.hk/listedco/listconews/sehk/2016/0 114/LTN20160114328.pdf | Non-Voting | | | | | |
| 1 | TO CONSIDER AND APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES OF THE BOARD OF DIRECTORS | Management | | For | For | | |
| 2 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF MR. LIAN WANYONG AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY, TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO DETERMINE HIS REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY | Management | | For | For | | |
| 3 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE APPOINTMENT OF Ms. LI XIAOJUAN AS A SHAREHOLDER REPRESENTATIVE SUPERVISOR OF THE COMPANY, TO AUTHORISE THE SUPERVISORY COMMITTEE OF THE COMPANY TO DETERMINE HER REMUNERATION, AND TO AUTHORISE ANY EXECUTIVE DIRECTOR OF THE COMPANY TO EXECUTE A SERVICE CONTRACT OR SUCH OTHER DOCUMENTS OR SUPPLEMENTAL AGREEMENTS OR DEEDS ON BEHALF OF THE COMPANY | Management | | For | For | | |
| 4 | TO CONSIDER AND, IF THOUGHT FIT, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | For | | |
| CMMT | 15 JAN 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF COMMENT. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 581322,-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 59,200 | | 0 | 15-Jan-2016 | 25-Jan-2016 |
| LAM RESEARCH CORPORATION | |
| Security | 512807108 | | | | | Meeting Type | Special |
| Ticker Symbol | LRCX | | | | | Meeting Date | 19-Feb-2016 | |
| ISIN | US5128071082 | | | | | Agenda | 934322075 - Management |
| Record Date | 07-Jan-2016 | | | | | Holding Recon Date | 07-Jan-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-Feb-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | APPROVAL OF THE ISSUANCE OF SHARES OF LAM RESEARCH COMMON STOCK TO KLA-TENCOR STOCKHOLDERS PURSUANT TO THE MERGER AGREEMENT. | Management | | For | For | | |
| 2. | ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY AND APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES TO APPROVE PROPOSAL 1. | Management | | For | For | | |
| 3. | APPROVAL OF THE AMENDMENT TO THE LAM RESEARCH CERTIFICATE OF INCORPORATION, AS AMENDED, TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF LAM RESEARCH STOCK FROM 405,000,000 TO 590,000,000 AND THE NUMBER OF AUTHORIZED SHARES OF LAM RESEARCH COMMON STOCK FROM 400,000,000 TO 585,000,000. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 700 | | 0 | 20-Jan-2016 | 22-Feb-2016 |
| HOLOGIC, INC. | |
| Security | 436440101 | | | | | Meeting Type | Annual |
| Ticker Symbol | HOLX | | | | | Meeting Date | 02-Mar-2016 | |
| ISIN | US4364401012 | | | | | Agenda | 934320704 - Management |
| Record Date | 08-Jan-2016 | | | | | Holding Recon Date | 08-Jan-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 01-Mar-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | JONATHAN CHRISTODORO | | | For | For | | |
| | 2 | SALLY W. CRAWFORD | | | For | For | | |
| | 3 | SCOTT T. GARRETT | | | For | For | | |
| | 4 | NANCY L. LEAMING | | | For | For | | |
| | 5 | LAWRENCE M. LEVY | | | For | For | | |
| | 6 | STEPHEN P. MACMILLAN | | | For | For | | |
| | 7 | SAMUEL MERKSAMER | | | For | For | | |
| | 8 | CHRISTIANA STAMOULIS | | | For | For | | |
| | 9 | ELAINE S. ULLIAN | | | For | For | | |
| | 10 | CHRISTOPHER J. COUGHLIN | | | For | For | | |
| 2. | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | AMENDMENT TO THE HOLOGIC, INC. 2012 EMPLOYEE STOCK PURCHASE PLAN. | Management | | For | For | | |
| 4. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,995 | | 0 | 21-Jan-2016 | 03-Mar-2016 |
| BLACKROCK LIQUIDITY FUNDS | |
| Security | 09248U718 | | | | | Meeting Type | Special |
| Ticker Symbol | TSTXX | | | | | Meeting Date | 07-Mar-2016 | |
| ISIN | US09248U7182 | | | | | Agenda | 934328306 - Management |
| Record Date | 11-Dec-2015 | | | | | Holding Recon Date | 11-Dec-2015 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 04-Mar-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DAVID O. BEIM | | | For | For | | |
| | 2 | SUSAN J. CARTER | | | For | For | | |
| | 3 | COLLETTE CHILTON | | | For | For | | |
| | 4 | NEIL A. COTTY | | | For | For | | |
| | 5 | MATINA S. HORNER | | | For | For | | |
| | 6 | RODNEY D. JOHNSON | | | For | For | | |
| | 7 | CYNTHIA A. MONTGOMERY | | | For | For | | |
| | 8 | JOSEPH P. PLATT | | | For | For | | |
| | 9 | ROBERT C. ROBB, JR. | | | For | For | | |
| | 10 | MARK STALNECKER | | | For | For | | |
| | 11 | KENNETH L. URISH | | | For | For | | |
| | 12 | CLAIRE A. WALTON | | | For | For | | |
| | 13 | FREDERICK W. WINTER | | | For | For | | |
| | 14 | BARBARA G. NOVICK | | | For | For | | |
| | 15 | JOHN M. PERLOWSKI | | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,519,269 | | 0 | 13-Feb-2016 | 08-Mar-2016 |
| WESTERN DIGITAL CORPORATION | |
| Security | 958102105 | | | | | Meeting Type | Special |
| Ticker Symbol | WDC | | | | | Meeting Date | 15-Mar-2016 | |
| ISIN | US9581021055 | | | | | Agenda | 934327784 - Management |
| Record Date | 03-Feb-2016 | | | | | Holding Recon Date | 03-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 14-Mar-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | TO APPROVE THE ISSUANCE OF WESTERN DIGITAL CORPORATION ("WESTERN DIGITAL") COMMON STOCK IN CONNECTION WITH THE MERGER (THE "MERGER") OF SCHRADER ACQUISITION CORPORATION WITH AND INTO SANDISK CORPORATION ("SANDISK") WITH SANDISK CONTINUING AS THE SURVIVING CORPORATION AND AS A DIRECT WHOLLY OWNED SUBSIDIARY OF WESTERN DIGITAL TECHNOLOGIES, INC., WHICH IS A WHOLLY OWNED SUBSIDIARY OF WESTERN DIGITAL, TO THE EXTENT SUCH ISSUANCE WOULD REQUIRE APPROVAL UNDER NASDAQ STOCK MARKET RULE 5635(A) (THE "NASDAQ STOCK ISSUANCE PROPOSAL"). | Management | | For | For | | |
| 2. | TO APPROVE ADJOURNMENTS OF THE WESTERN DIGITAL SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, INCLUDING TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE WESTERN DIGITAL SPECIAL MEETING TO APPROVE THE NASDAQ STOCK ISSUANCE PROPOSAL. | Management | | For | For | | |
| 3. | TO APPROVE, BY NON-BINDING ADVISORY VOTE, COMPENSATION THAT WILL OR MAY BE PAID OR BECOME PAYABLE BY WESTERN DIGITAL TO ONE OF ITS NAMED EXECUTIVE OFFICERS, IN CONNECTION WITH THE MERGER. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,728 | | 0 | 11-Feb-2016 | 16-Mar-2016 |
| STARBUCKS CORPORATION | |
| Security | 855244109 | | | | | Meeting Type | Annual |
| Ticker Symbol | SBUX | | | | | Meeting Date | 23-Mar-2016 | |
| ISIN | US8552441094 | | | | | Agenda | 934322861 - Management |
| Record Date | 14-Jan-2016 | | | | | Holding Recon Date | 14-Jan-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 22-Mar-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: HOWARD SCHULTZ | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: WILLIAM W. BRADLEY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: MARY N. DILLON | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ROBERT M. GATES | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: MELLODY HOBSON | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: KEVIN R. JOHNSON | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: JOSHUA COOPER RAMO | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JAMES G. SHENNAN, JR. | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: CLARA SHIH | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: JAVIER G. TERUEL | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: MYRON E. ULLMAN, III | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: CRAIG E. WEATHERUP | Management | | For | For | | |
| 2. | ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | APPROVE AMENDMENT AND RESTATEMENT OF OUR EXECUTIVE MANAGEMENT BONUS PLAN. | Management | | For | For | | |
| 4. | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | | For | For | | |
| 5. | ADOPT PROXY ACCESS BYLAW. | Shareholder | | Against | For | | |
| 6. | REVIEW POLICIES RELATED TO HUMAN RIGHTS. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 8,025 | | 0 | 26-Jan-2016 | 24-Mar-2016 |
| SUNTORY BEVERAGE & FOOD LIMITED | |
| Security | J78186103 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 30-Mar-2016 | |
| ISIN | JP3336560002 | | | | | Agenda | 706743831 - Management |
| Record Date | 31-Dec-2015 | | | | | Holding Recon Date | 31-Dec-2015 | |
| City / | Country | TOKYO | / | Japan | | | | Vote Deadline Date | 14-Mar-2016 | |
| SEDOL(s) | BBD7Q84 - BBT3GD1 - BLRLZP2 | | | | Quick Code | 25870 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | |
| 1 | Approve Appropriation of Surplus | Management | | For | For | | |
| 2.1 | Appoint a Director except as Supervisory Committee Members Kogo, Saburo | Management | | For | For | | |
| 2.2 | Appoint a Director except as Supervisory Committee Members Kurihara, Nobuhiro | Management | | For | For | | |
| 2.3 | Appoint a Director except as Supervisory Committee Members Okizaki, Yukio | Management | | For | For | | |
| 2.4 | Appoint a Director except as Supervisory Committee Members Torii, Nobuhiro | Management | | For | For | | |
| 2.5 | Appoint a Director except as Supervisory Committee Members Kakimi, Yoshihiko | Management | | For | For | | |
| 2.6 | Appoint a Director except as Supervisory Committee Members Tsuchida, Masato | Management | | For | For | | |
| 2.7 | Appoint a Director except as Supervisory Committee Members Naiki, Hachiro | Management | | For | For | | |
| 2.8 | Appoint a Director except as Supervisory Committee Members Inoue, Yukari | Management | | For | For | | |
| 3 | Appoint a Director as Supervisory Committee Members Chiji, Kozo | Management | | For | For | | |
| 4 | Appoint a Substitute Director as Supervisory Committee Members Amitani, Mitsuhiro | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 4,800 | | 0 | 08-Mar-2016 | 29-Mar-2016 |
| RAKUTEN,INC. | |
| Security | J64264104 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 30-Mar-2016 | |
| ISIN | JP3967200001 | | | | | Agenda | 706754353 - Management |
| Record Date | 31-Dec-2015 | | | | | Holding Recon Date | 31-Dec-2015 | |
| City / | Country | TOKYO | / | Japan | | | | Vote Deadline Date | 14-Mar-2016 | |
| SEDOL(s) | 5987788 - 6229597 - B3BJLG9 | | | | Quick Code | 47550 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | |
| 1 | Amend Articles to: Expand Business Lines | Management | | For | For | | |
| 2.1 | Appoint a Director Mikitani, Hiroshi | Management | | For | For | | |
| 2.2 | Appoint a Director Hosaka, Masayuki | Management | | For | For | | |
| 2.3 | Appoint a Director Charles B. Baxter | Management | | For | For | | |
| 2.4 | Appoint a Director Kutaragi, Ken | Management | | For | For | | |
| 2.5 | Appoint a Director Murai, Jun | Management | | For | For | | |
| 2.6 | Appoint a Director Youngme Moon | Management | | For | For | | |
| 2.7 | Appoint a Director Joshua G. James | Management | | For | For | | |
| 2.8 | Appoint a Director Mitachi, Takashi | Management | | For | For | | |
| 3.1 | Appoint a Corporate Auditor Yamaguchi, Katsuyuki | Management | | For | For | | |
| 3.2 | Appoint a Corporate Auditor Uchida, Takahide | Management | | For | For | | |
| 4 | Approve Issuance of Share Acquisition Rights as Stock Options for Directors, Executive Officers and Employees of the Company, the Company's Subsidiaries and Affiliated Companies | Management | | For | For | | |
| 5 | Approve Issuance of Share Acquisition Rights as Stock Options for Outside Directors of the Company, the Company's Subsidiaries and Affiliated Companies | Management | | For | For | | |
| 6 | Approve Issuance of Share Acquisition Rights as Stock Options for Corporate Auditors of the Company, the Company's Subsidiaries and Affiliated Companies | Management | | For | For | | |
| 7 | Approve Application of the Special Clauses to Issuance of Share Acquisition Rights as Stock Options for Residents of the State of California, U.S.A. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 20,200 | | 0 | 11-Mar-2016 | 29-Mar-2016 |
| ANTA SPORTS PRODUCTS LTD | |
| Security | G04011105 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 06-Apr-2016 | |
| ISIN | KYG040111059 | | | | | Agenda | 706726897 - Management |
| Record Date | 31-Mar-2016 | | | | | Holding Recon Date | 31-Mar-2016 | |
| City / | Country | HONG KONG | / | Cayman Islands | | | | Vote Deadline Date | 25-Mar-2016 | |
| SEDOL(s) | B1YVKN8 - B235FM2 - B2468S1 - BP3RRC3 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0303/LTN20160303800.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0303/LTN20160303784.pdf | Non-Voting | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | | For | For | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK30 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2015 | Management | | For | For | | |
| 3 | TO DECLARE A SPECIAL DIVIDEND OF HK8 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2015 | Management | | For | For | | |
| 4 | TO RE-ELECT MR. DING SHIZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 5 | TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 6 | TO RE-ELECT MR. DAI ZHONGCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 7 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | | For | For | | |
| 8 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | For | | |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | | For | For | | |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | | For | For | | |
| 11 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 9 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 10 | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 165,000 | | 0 | 04-Mar-2016 | 01-Apr-2016 |
| LIBERTY MEDIA CORPORATION | |
| Security | 531229300 | | | | | Meeting Type | Special |
| Ticker Symbol | LMCK | | | | | Meeting Date | 11-Apr-2016 | |
| ISIN | US5312293005 | | | | | Agenda | 934332216 - Management |
| Record Date | 22-Feb-2016 | | | | | Holding Recon Date | 22-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 08-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, AMONG OTHER THINGS, TO RECLASSIFY AND EXCHANGE OUR EXISTING COMMON STOCK BY EXCHANGING THE SHARES OF OUR EXISTING COMMON STOCK FOR NEWLY ISSUED SHARES OF THREE NEW TRACKING STOCKS, TO BE DESIGNATED THE LIBERTY SIRIUSXM COMMON STOCK, THE LIBERTY BRAVES COMMON STOCK AND THE LIBERTY MEDIA COMMON STOCK, AND TO PROVIDE FOR THE ATTRIBUTION OF THE BUSINESSES, ASSETS AND ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 2. | A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO RECLASSIFY AND EXCHANGE EACH OUTSTANDING SHARE OF OUR EXISTING SERIES A, SERIES B AND SERIES C COMMON STOCK BY EXCHANGING EACH SUCH SHARE FOR THE FOLLOWING UPON THE CANCELLATION THEREOF: ONE NEWLY ISSUED SHARE OF THE CORRESPONDING SERIES OF LIBERTY SIRIUSXM COMMON ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 3. | A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO PROVIDE THE BOARD OF DIRECTORS WITH DISCRETION TO CONVERT SHARES OF COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF ANY OF THE SIRIUSXM GROUP, THE BRAVES GROUP OR THE MEDIA GROUP INTO COMMON STOCK INTENDED TO TRACK THE PERFORMANCE OF ONE OF SUCH OTHER GROUPS. | Management | | For | For | | |
| 4. | A PROPOSAL TO APPROVE THE ADOPTION OF AN AMENDMENT AND RESTATEMENT OF OUR CERTIFICATE OF INCORPORATION, IN CONNECTION WITH THE RECLASSIFICATION AND EXCHANGE OF OUR EXISTING COMMON STOCK, AMONG OTHER THINGS, TO PROVIDE THE BOARD OF DIRECTORS WITH DISCRETION TO PERMIT THE SALE OF ALL OR SUBSTANTIALLY ALL OF THE ASSETS OF A GROUP WITHOUT A VOTE OF THE HOLDERS OF THE STOCK OF THAT GROUP, IF THE NET PROCEEDS OF SUCH SALE ARE DISTRIBUTED TO HOLDERS OF THAT STOCK BY MEANS OF A DIVIDEND OR ...(DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 5. | A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY LIBERTY MEDIA TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE OTHER PROPOSALS TO BE PRESENTED AT THE SPECIAL MEETING. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 15,771 | | 0 | 26-Feb-2016 | 12-Apr-2016 |
| LENNAR CORPORATION | |
| Security | 526057104 | | | | | Meeting Type | Annual |
| Ticker Symbol | LEN | | | | | Meeting Date | 13-Apr-2016 | |
| ISIN | US5260571048 | | | | | Agenda | 934331048 - Management |
| Record Date | 16-Feb-2016 | | | | | Holding Recon Date | 16-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 12-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | IRVING BOLOTIN | | | For | For | | |
| | 2 | STEVEN L. GERARD | | | For | For | | |
| | 3 | THERON I. "TIG" GILLIAM | | | For | For | | |
| | 4 | SHERRILL W. HUDSON | | | For | For | | |
| | 5 | SIDNEY LAPIDUS | | | For | For | | |
| | 6 | TERI P. MCCLURE | | | For | For | | |
| | 7 | STUART A. MILLER | | | For | For | | |
| | 8 | ARMANDO OLIVERA | | | For | For | | |
| | 9 | JEFFREY SONNENFELD | | | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2016. | Management | | For | For | | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 4. | APPROVAL OF THE LENNAR CORPORATION 2016 EQUITY INCENTIVE PLAN. | Management | | For | For | | |
| 5. | APPROVAL OF THE LENNAR CORPORATION 2016 INCENTIVE COMPENSATION PLAN. | Management | | For | For | | |
| 6. | APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING OUR COMMON STOCK VOTING STRUCTURE, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,501 | | 0 | 03-Mar-2016 | 14-Apr-2016 |
| AMERICAN CAPITAL AGENCY CORP. | |
| Security | 02503X105 | | | | | Meeting Type | Annual |
| Ticker Symbol | AGNC | | | | | Meeting Date | 19-Apr-2016 | |
| ISIN | US02503X1054 | | | | | Agenda | 934340047 - Management |
| Record Date | 25-Feb-2016 | | | | | Holding Recon Date | 25-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1.1 | ELECTION OF DIRECTOR: OMITTED | Management | | For | For | | |
| 1.2 | ELECTION OF DIRECTOR: JOHN R. ERICKSON | Management | | For | For | | |
| 1.3 | ELECTION OF DIRECTOR: SAMUEL A. FLAX | Management | | For | For | | |
| 1.4 | ELECTION OF DIRECTOR: ALVIN N. PURYEAR | Management | | For | For | | |
| 1.5 | ELECTION OF DIRECTOR: ROBERT M. COUCH | Management | | For | For | | |
| 1.6 | ELECTION OF DIRECTOR: MORRIS A. DAVIS | Management | | For | For | | |
| 1.7 | ELECTION OF DIRECTOR: RANDY E. DOBBS | Management | | For | For | | |
| 1.8 | ELECTION OF DIRECTOR: LARRY K. HARVEY | Management | | For | For | | |
| 1.9 | ELECTION OF DIRECTOR: PRUE B. LAROCCA | Management | | For | For | | |
| 2. | APPROVAL OF AN AMENDMENT TO THE AMERICAN CAPITAL AGENCY CORP. EQUITY INCENTIVE PLAN FOR INDEPENDENT DIRECTORS. | Management | | For | For | | |
| 3. | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE THAT OUR STOCKHOLDERS MAY REMOVE ANY DIRECTOR FROM OFFICE, WITH OR WITHOUT CAUSE. | Management | | For | For | | |
| 4. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 5. | ELECTION OF ADDITIONAL DIRECTOR - GARY KAIN | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 16,700 | | 0 | 23-Mar-2016 | 20-Apr-2016 |
| PERRIGO COMPANY PLC | |
| Security | G97822103 | | | | | Meeting Type | Annual |
| Ticker Symbol | PRGO | | | | | Meeting Date | 26-Apr-2016 | |
| ISIN | IE00BGH1M568 | | | | | Agenda | 934339018 - Management |
| Record Date | 26-Feb-2016 | | | | | Holding Recon Date | 26-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 22-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: LAURIE BRLAS | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: GARY M. COHEN | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: MARC COUCKE | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ELLEN R. HOFFING | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: MICHAEL J. JANDERNOA | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: GERALD K. KUNKLE, JR. | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: HERMAN MORRIS, JR. | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: DONAL O'CONNOR | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: JOSEPH C. PAPA | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: SHLOMO YANAI | Management | | For | For | | |
| 2. | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITOR FOR THE PERIOD ENDING DECEMBER 31, 2016, AND AUTHORIZE THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE REMUNERATION OF THE AUDITOR | Management | | For | For | | |
| 3. | APPROVE IN AN ADVISORY VOTE THE COMPANY'S EXECUTIVE COMPENSATION | Management | | For | For | | |
| 4. | AUTHORIZE PERRIGO COMPANY PLC AND/OR ANY SUBSIDIARY TO MAKE MARKET PURCHASES OF PERRIGO COMPANY PLC'S ORDINARY SHARES | Management | | For | For | | |
| 5. | DETERMINE THE REISSUE PRICE RANGE FOR PERRIGO COMPANY PLC TREASURY SHARES | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,140 | | 0 | 18-Mar-2016 | 26-Apr-2016 |
| CITIGROUP INC. | |
| Security | 172967424 | | | | | Meeting Type | Annual |
| Ticker Symbol | C | | | | | Meeting Date | 26-Apr-2016 | |
| ISIN | US1729674242 | | | | | Agenda | 934339183 - Management |
| Record Date | 29-Feb-2016 | | | | | Holding Recon Date | 29-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: MICHAEL L. CORBAT | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ELLEN M. COSTELLO | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: DUNCAN P. HENNES | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: PETER B. HENRY | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: FRANZ B. HUMER | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: RENEE J. JAMES | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: EUGENE M. MCQUADE | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: MICHAEL E. O'NEILL | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: GARY M. REINER | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: JUDITH RODIN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: JOAN E. SPERO | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: DIANA L. TAYLOR | Management | | For | For | | |
| 1N. | ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR. | Management | | For | For | | |
| 1O. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | | For | For | | |
| 1P. | ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON | Management | | For | For | | |
| 2. | PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | ADVISORY APPROVAL OF CITI'S 2015 EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | APPROVAL OF AN AMENDMENT TO THE CITIGROUP 2014 STOCK INCENTIVE PLAN AUTHORIZING ADDITIONAL SHARES. | Management | | For | For | | |
| 5. | APPROVAL OF THE AMENDED AND RESTATED 2011 CITIGROUP EXECUTIVE PERFORMANCE PLAN. | Management | | For | For | | |
| 6. | STOCKHOLDER PROPOSAL REQUESTING A REPORT DEMONSTRATING THE COMPANY DOES NOT HAVE A GENDER PAY GAP. | Shareholder | | Against | For | | |
| 7. | STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS. | Shareholder | | Against | For | | |
| 8. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE. | Shareholder | | Against | For | | |
| 9. | STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY. | Shareholder | | Against | For | | |
| 10. | STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 21,449 | | 0 | 17-Mar-2016 | 27-Apr-2016 |
| EOG RESOURCES, INC. | |
| Security | 26875P101 | | | | | Meeting Type | Annual |
| Ticker Symbol | EOG | | | | | Meeting Date | 26-Apr-2016 | |
| ISIN | US26875P1012 | | | | | Agenda | 934342267 - Management |
| Record Date | 26-Feb-2016 | | | | | Holding Recon Date | 26-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: JANET F. CLARK | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: CHARLES R. CRISP | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: JAMES C. DAY | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: H. LEIGHTON STEWARD | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: DONALD F. TEXTOR | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM R. THOMAS | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: FRANK G. WISNER | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,200 | | 0 | 18-Mar-2016 | 27-Apr-2016 |
| CHARTER COMMUNICATIONS, INC. | |
| Security | 16117M305 | | | | | Meeting Type | Annual |
| Ticker Symbol | CHTR | | | | | Meeting Date | 26-Apr-2016 | |
| ISIN | US16117M3051 | | | | | Agenda | 934343132 - Management |
| Record Date | 29-Feb-2016 | | | | | Holding Recon Date | 29-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: W. LANCE CONN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: MICHAEL P. HUSEBY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CRAIG A. JACOBSON | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: GREGORY B. MAFFEI | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: JOHN C. MALONE | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: JOHN D. MARKLEY, JR. | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: DAVID C. MERRITT | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: BALAN NAIR | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: THOMAS M. RUTLEDGE | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: ERIC L. ZINTERHOFER | Management | | For | For | | |
| 2. | TO APPROVE THE COMPANY'S EXECUTIVE INCENTIVE PERFORMANCE PLAN. | Management | | For | For | | |
| 3. | AN AMENDMENT INCREASING THE NUMBER OF SHARES IN THE COMPANY'S 2009 STOCK INCENTIVE PLAN AND INCREASING ANNUAL GRANT LIMITS. | Management | | For | For | | |
| 4. | THE RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 700 | | 0 | 18-Mar-2016 | 27-Apr-2016 |
| AMC ENTERTAINMENT HOLDINGS, INC. | |
| Security | 00165C104 | | | | | Meeting Type | Annual |
| Ticker Symbol | AMC | | | | | Meeting Date | 26-Apr-2016 | |
| ISIN | US00165C1045 | | | | | Agenda | 934357701 - Management |
| Record Date | 29-Feb-2016 | | | | | Holding Recon Date | 29-Feb-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MR. LIN (LINCOLN) ZHANG | | | For | For | | |
| | 2 | MR. ADAM ARON | | | For | For | | |
| | 3 | MR. JACK GAO | | | For | For | | |
| 2. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | SAY ON PAY - AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,890 | | 0 | 26-Mar-2016 | 27-Apr-2016 |
| BANK OF AMERICA CORPORATION | |
| Security | 060505104 | | | | | Meeting Type | Annual |
| Ticker Symbol | BAC | | | | | Meeting Date | 27-Apr-2016 | |
| ISIN | US0605051046 | | | | | Agenda | 934341568 - Management |
| Record Date | 02-Mar-2016 | | | | | Holding Recon Date | 02-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 26-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: SHARON L. ALLEN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: SUSAN S. BIES | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: JACK O. BOVENDER, JR. | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR. | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: PIERRE J.P. DE WECK | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: ARNOLD W. DONALD | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: LINDA P. HUDSON | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: MONICA C. LOZANO | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: THOMAS J. MAY | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: LIONEL L. NOWELL, III | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: THOMAS D. WOODS | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: R. DAVID YOST | Management | | For | For | | |
| 2. | APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION) | Management | | For | For | | |
| 3. | RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | | For | For | | |
| 4. | STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 72,450 | | 0 | 18-Mar-2016 | 28-Apr-2016 |
| HCA HOLDINGS, INC. | |
| Security | 40412C101 | | | | | Meeting Type | Annual |
| Ticker Symbol | HCA | | | | | Meeting Date | 28-Apr-2016 | |
| ISIN | US40412C1018 | | | | | Agenda | 934344247 - Management |
| Record Date | 04-Mar-2016 | | | | | Holding Recon Date | 04-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 27-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: R. MILTON JOHNSON | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ROBERT J. DENNIS | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: NANCY-ANN DEPARLE | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: THOMAS F. FRIST III | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: WILLIAM R. FRIST | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: CHARLES O. HOLLIDAY, JR. | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: ANN H. LAMONT | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JAY O. LIGHT | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: GEOFFREY G. MEYERS | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: MICHAEL W. MICHELSON | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: WAYNE J. RILEY, M.D. | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: JOHN W. ROWE, M.D. | Management | | For | For | | |
| 2. | TO REAPPROVE THE PERFORMANCE GOALS UNDER THE 2006 STOCK INCENTIVE PLAN FOR KEY EMPLOYEES OF HCA HOLDINGS, INC. AND ITS AFFILIATES, AS AMENDED AND RESTATED | Management | | For | For | | |
| 3. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016 | Management | | For | For | | |
| 4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | For | | |
| 5. | STOCKHOLDER PROPOSAL REGARDING A MAJORITY VOTE STANDARD FOR THE ELECTION OF DIRECTORS | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,740 | | 0 | 18-Mar-2016 | 29-Apr-2016 |
| MGIC INVESTMENT CORPORATION | |
| Security | 552848103 | | | | | Meeting Type | Annual |
| Ticker Symbol | MTG | | | | | Meeting Date | 28-Apr-2016 | |
| ISIN | US5528481030 | | | | | Agenda | 934359705 - Management |
| Record Date | 04-Mar-2016 | | | | | Holding Recon Date | 04-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 27-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DANIEL A. ARRIGONI | | | For | For | | |
| | 2 | CASSANDRA C. CARR | | | For | For | | |
| | 3 | C. EDWARD CHAPLIN | | | For | For | | |
| | 4 | CURT S. CULVER | | | For | For | | |
| | 5 | TIMOTHY A. HOLT | | | For | For | | |
| | 6 | KENNETH M. JASTROW, II | | | For | For | | |
| | 7 | MICHAEL E. LEHMAN | | | For | For | | |
| | 8 | DONALD T. NICOLAISEN | | | For | For | | |
| | 9 | GARY A. POLINER | | | For | For | | |
| | 10 | PATRICK SINKS | | | For | For | | |
| | 11 | MARK M. ZANDI | | | For | For | | |
| 2. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | For | | |
| 3. | APPROVE OUR AMENDED AND RESTATED RIGHTS AGREEMENT | Management | | For | For | | |
| 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 51,177 | | 0 | 29-Mar-2016 | 29-Apr-2016 |
| SHIRE PLC | |
| Security | 82481R106 | | | | | Meeting Type | Annual |
| Ticker Symbol | SHPG | | | | | Meeting Date | 28-Apr-2016 | |
| ISIN | US82481R1068 | | | | | Agenda | 934369489 - Management |
| Record Date | 18-Mar-2016 | | | | | Holding Recon Date | 18-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 20-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2015. | Management | | For | For | | |
| 2. | TO APPROVE THE DIRECTORS' REMUNERATION REPORT, EXCLUDING THE DIRECTORS' REMUNERATION POLICY, SET OUT ON PAGES 76 TO 101 OF THE ANNUAL REPORT AND ACCOUNTS FOR THE YEAR ENDED DECEMBER 31, 2015. | Management | | For | For | | |
| 3. | TO RE-ELECT DOMINIC BLAKEMORE AS A DIRECTOR. | Management | | For | For | | |
| 4. | TO ELECT OLIVIER BOHUON AS A DIRECTOR. | Management | | For | For | | |
| 5. | TO RE-ELECT WILLIAM BURNS AS A DIRECTOR. | Management | | For | For | | |
| 6. | TO RE-ELECT DR. STEVEN GILLIS AS A DIRECTOR. | Management | | For | For | | |
| 7. | TO RE-ELECT DR. DAVID GINSBURG AS A DIRECTOR. | Management | | For | For | | |
| 8. | TO RE-ELECT SUSAN KILSBY AS A DIRECTOR. | Management | | For | For | | |
| 9. | TO ELECT SARA MATHEW AS A DIRECTOR. | Management | | For | For | | |
| 10. | TO RE-ELECT ANNE MINTO AS A DIRECTOR. | Management | | For | For | | |
| 11. | TO RE-ELECT DR. FLEMMING ORNSKOV AS A DIRECTOR. | Management | | For | For | | |
| 12. | TO ELECT JEFFREY POULTON AS A DIRECTOR. | Management | | For | For | | |
| 13. | TO RE-APPOINT DELOITTE LLP AS THE COMPANY'S AUDITOR UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY. | Management | | For | For | | |
| 14. | TO AUTHORIZE THE AUDIT, COMPLIANCE & RISK COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR. | Management | | For | For | | |
| 15. | THAT THE AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (B) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE AUTHORISED ALLOTMENT AMOUNT SHALL BE: (A) 9,886,710.20 OF RELEVANT SECURITIES; AND (B) SOLELY IN | Management | | For | For | | |
| | CONNECTION WITH AN ALLOTMENT PURSUANT TO AN OFFER BY WAY OF A RIGHTS ISSUE (AS DEFINED IN THE ARTICLES, BUT ONLY IF AND TO THE EXTENT THAT SUCH OFFER IS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | | | | | | |
| 16. | THAT, SUBJECT TO THE PASSING OF RESOLUTION 15, THE AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE COMPANY'S ARTICLES OF ASSOCIATION (THE "ARTICLES")) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY ARTICLE 10 PARAGRAPH (D) OF THE ARTICLES BE RENEWED AND FOR THIS PURPOSE THE NON PRE- EMPTIVE AMOUNT (AS DEFINED IN THE ARTICLES) SHALL BE 3,005,870.30 AND THE ALLOTMENT PERIOD SHALL BE THE PERIOD COMMENCING ON APRIL 28, 2016, AND ENDING ON THE EARLIER OF JULY 27, 2017, ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 17. | THAT THE COMPANY BE AND IS HEREBY GENERALLY AND UNCONDITIONALLY AUTHORIZED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE CAPITAL OF THE COMPANY, PROVIDED THAT: (1) THE MAXIMUM NUMBER OF ORDINARY SHARES HEREBY AUTHORIZED TO BE PURCHASED IS 59,320,261; (2) THE MINIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID FOR AN ORDINARY SHARE IS FIVE PENCE; (3) THE MAXIMUM PRICE, EXCLUSIVE OF ANY EXPENSES, WHICH MAY BE PAID ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 18. | THAT THE AUTHORIZED SHARE CAPITAL OF THE COMPANY BE INCREASED FROM 50,000,002 TO 75,000,002, TO BE DIVIDED INTO 1,500,000,000 SHARES DESIGNATED AS ORDINARY SHARES WITH A PAR VALUE OF 5P EACH AND 2 SHARES DESIGNATED AS SUBSCRIBER ORDINARY SHARES WITH A PAR VALUE OF 1 EACH, AND THAT THE COMPANY'S MEMORANDUM OF ASSOCIATION BE AMENDED ACCORDINGLY. | Management | | For | For | | |
| 19. | THAT, WITH EFFECT FROM THE CONCLUSION OF THE ANNUAL GENERAL MEETING, THE COMPANY'S ARTICLES OF ASSOCIATION BE AMENDED AND THOSE ARTICLES PRODUCED TO THE MEETING AND INITIALED BY THE CHAIRMAN BE ADOPTED AS THE COMPANY'S ARTICLES OF ASSOCIATION, IN SUBSTITUTION FOR, AND TO THE EXCLUSION OF, THE EXISTING ARTICLES OF ASSOCIATION OF THE COMPANY. | Management | | For | For | | |
| 20. | TO APPROVE THAT A GENERAL MEETING OF THE COMPANY, OTHER THAN AN ANNUAL GENERAL MEETING, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,100 | | 0 | 02-Apr-2016 | 22-Apr-2016 |
| YPF SOCIEDAD ANONIMA | |
| Security | 984245100 | | | | | Meeting Type | Annual |
| Ticker Symbol | YPF | | | | | Meeting Date | 29-Apr-2016 | |
| ISIN | US9842451000 | | | | | Agenda | 934396195 - Management |
| Record Date | 06-Apr-2016 | | | | | Holding Recon Date | 06-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-Apr-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | APPOINTMENT OF TWO SHAREHOLDERS TO SIGN THE MINUTES OF THE MEETING. | Management | | For | | | |
| 2. | CONSIDERATION OF THE BOARD OF DIRECTORS' RESOLUTIONS REGARDING THE CREATION OF A LONG-TERM PLAN OF COMPENSATION IN SHARES FOR EMPLOYEES, THROUGH THE ACQUISITION OF SHARES OF THE COMPANY IN ACCORDANCE WITH ARTICLE 64 ET. SEQ. OF LAW NO. 26,831. EXEMPTION FROM THE PREEMPTIVE OFFER OF SHARES TO SHAREHOLDERS PURSUANT TO ARTICLE 67 OF LAW NO. 26,831. | Management | | For | For | | |
| 3. | CONSIDERATION OF THE ANNUAL REPORT, INVENTORY, BALANCE SHEET, INCOME STATEMENT, STATEMENT OF CHANGES IN SHAREHOLDERS' EQUITY AND STATEMENTS OF CASH FLOW, WITH THEIR NOTES, CHARTS, EXHIBITS AND RELATED DOCUMENTS, AND THE REPORT OF THE SUPERVISORY COMMITTEE AND INDEPENDENT AUDITOR, CORRESPONDING TO FISCAL YEAR NO. 39, WHICH BEGAN ON JANUARY 1, 2015 AND ENDED ON DECEMBER 31, 2015. | Management | | For | For | | |
| 4. | USE OF PROFITS ACCUMULATED AS OF DECEMBER 31, 2015. CONSTITUTION OF RESERVES. DECLARATION OF DIVIDENDS. | Management | | For | For | | |
| 5. | REMUNERATION OF THE INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2015. | Management | | For | | | |
| 6. | CONSIDERATION OF THE EXTENSION OF THE PERIOD TO CONDUCT THE AUDITING OF THE COMPANY IN ACCORDANCE WITH RESOLUTION NO. 639/ 2015 OF THE NATIONAL SECURITIES COMMISSION (COMISION NACIONAL DE VALORES). APPOINTMENT OF THE INDEPENDENT AUDITOR WHO WILL REPORT ON THE ANNUAL FINANCIAL STATEMENTS AS OF DECEMBER 31, 2016 AND DETERMINATION OF ITS REMUNERATION. | Management | | For | For | | |
| 7. | CONSIDERATION OF THE PERFORMANCE OF THE BOARD OF DIRECTORS AND THE SUPERVISORY COMMITTEE DURING THE FISCAL YEAR ENDED ON DECEMBER 31, 2015. | Management | | For | | | |
| 8. | REMUNERATION OF THE BOARD OF DIRECTORS FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2015. | Management | | For | | | |
| 9. | REMUNERATION OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR ENDED ON DECEMBER 31, 2015. | Management | | For | | | |
| 10. | DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE. | Management | | For | | | |
| 12. | APPOINTMENT OF THE REGULAR AND ALTERNATE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE CLASS D SHARES. | Management | | For | | | |
| 13. | DETERMINATION OF THE NUMBER OF REGULAR AND ALTERNATE MEMBERS OF THE BOARD OF DIRECTORS. | Management | | For | For | | |
| 15. | APPOINTMENT OF REGULAR AND ALTERNATE DIRECTORS FOR CLASS D SHARES AND DETERMINATION OF THEIR TENURE. | Management | | For | For | | |
| 16. | DETERMINATION OF THE REMUNERATION TO BE RECEIVED BY THE MEMBERS OF THE BOARD OF DIRECTORS AND THE MEMBERS OF THE SUPERVISORY COMMITTEE FOR THE FISCAL YEAR THAT BEGAN ON JANUARY 1, 2016. | Management | | For | | | |
| 17. | MODIFICATION OF THE BYLAWS. ARTICLE 17, SUBSECTIONS I) AND XIII) ARTICLE 18, SUBSECTIONS A), B), C), D) AND E) AND ARTICLE 19, SUBSECTIONS III), IV) AND V). | Management | | For | For | | |
| 18. | CONSIDERATION OF THE MERGER BY ACQUISITION BY YPF S.A. (THE ACQUIRING COMPANY) OF YPF INVERSORA ENERGETICA S.A. AND GAS ARGENTINO S.A. (THE MERGED COMPANIES), IN ACCORDANCE WITH ARTICLE 82 ET. SEQ. OF THE GENERAL CORPORATIONS LAW (LEY GENERAL DE SOCIEDADES), AND ARTICLE 77, ARTICLE 78 ET. SEQ. AND CONSISTENT NORMS OF THE PROFIT TAX LAW (LEY DE IMPUESTO A LAS GANANCIAS), AS AMENDED, AND ARTICLE 105 TO ARTICLE 109 OF ITS REGULATORY DECREE. | Management | | For | For | | |
| 19. | CONSIDERATION OF THE SPECIAL MERGER BALANCE SHEET (SPECIAL MERGER FINANCIAL STATEMENTS) OF YPF S.A. AND THE CONSOLIDATED MERGER BALANCE SHEET (CONSOLIDATED ASSETS MERGER BALANCE SHEET) OF YPF S.A., GAS ARGENTINO S.A. AND YPF INVERSORA ENERGETICA S.A., EACH AS OF DECEMBER 31, 2015, AND THE CORRESPONDING SUPERVISORY COMMITTEE AND INDEPENDENT AUDITOR REPORTS. | Management | | For | For | | |
| 20. | CONSIDERATION OF THE PRIOR MERGER AGREEMENT AND THE MERGER BY ACQUISITION PROSPECTUS. | Management | | For | For | | |
| 21. | AUTHORIZATION TO SIGN THE DEFINITIVE MERGER AGREEMENT IN THE NAME OF AND IN REPRESENTATION OF THE COMPANY. | Management | | For | | | |
| 22. | CONSIDERATION OF AN INCREASE IN THE AMOUNT OF THE COMPANY'S GLOBAL MEDIUM TERM NEGOTIABLE OBLIGATIONS PROGRAM. | Management | | For | For | | |
| 23. | EXTENSION OF THE POWERS DELEGATED TO THE BOARD OF DIRECTORS TO DETERMINE THE TERMS AND CONDITIONS OF THE NOTES ISSUED UNDER THE CURRENT GLOBAL MEDIUM-TERM NOTES PROGRAM. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 7,200 | | 0 | 19-Apr-2016 | 27-Apr-2016 |
| BRISTOL-MYERS SQUIBB COMPANY | |
| Security | 110122108 | | | | | Meeting Type | Annual |
| Ticker Symbol | BMY | | | | | Meeting Date | 03-May-2016 | |
| ISIN | US1101221083 | | | | | Agenda | 934349110 - Management |
| Record Date | 11-Mar-2016 | | | | | Holding Recon Date | 11-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 02-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: L. ANDREOTTI | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: P.J. ARDUINI | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: G. CAFORIO, M.D. | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: L.H. GLIMCHER, M.D. | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: M. GROBSTEIN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: A.J. LACY | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: T.J. LYNCH, JR., M.D. | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: D.C. PALIWAL | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: V.L. SATO, PH.D. | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: G.L. STORCH | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: T.D. WEST, JR. | Management | | For | For | | |
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | | For | For | | |
| 3. | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | For | | |
| 4. | SPECIAL SHAREOWNER MEETINGS | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,326 | | 0 | 24-Mar-2016 | 04-May-2016 |
| CABLE ONE, INC. | |
| Security | 12685J105 | | | | | Meeting Type | Annual |
| Ticker Symbol | CABO | | | | | Meeting Date | 03-May-2016 | |
| ISIN | US12685J1051 | | | | | Agenda | 934361724 - Management |
| Record Date | 11-Mar-2016 | | | | | Holding Recon Date | 11-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 02-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: BRAD D. BRIAN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: KATHARINE B. WEYMOUTH | Management | | For | For | | |
| 2. | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 300 | | 0 | 01-Apr-2016 | 04-May-2016 |
| ESSENT GROUP LTD | |
| Security | G3198U102 | | | | | Meeting Type | Annual |
| Ticker Symbol | ESNT | | | | | Meeting Date | 03-May-2016 | |
| ISIN | BMG3198U1027 | | | | | Agenda | 934366813 - Management |
| Record Date | 18-Mar-2016 | | | | | Holding Recon Date | 18-Mar-2016 | |
| City / | Country | | / | Bermuda | | | | Vote Deadline Date | 02-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ROBERT GLANVILLE | | | For | For | | |
| | 2 | ALLAN LEVINE | | | For | For | | |
| | 3 | ADOLFO MARZOL | | | For | For | | |
| 2. | REAPPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDED DECEMBER 31, 2016 AND UNTIL THE 2017 ANNUAL GENERAL MEETING OF SHAREHOLDERS, AND TO REFER THE DETERMINATION OF THE AUDITORS' COMPENSATION TO THE BOARD OF DIRECTORS. | Management | | For | For | | |
| 3. | PROVIDE A NON-BINDING, ADVISORY VOTE ON OUR EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | PROVIDE A NON-BINDING, ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | Management | | 3 Years | Against | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,200 | | 0 | 01-Apr-2016 | 04-May-2016 |
| ACTELION LTD., ALLSCHWIL | |
| Security | H0032X135 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 04-May-2016 | |
| ISIN | CH0010532478 | | | | | Agenda | 706912765 - Management |
| Record Date | 22-Apr-2016 | | | | | Holding Recon Date | 22-Apr-2016 | |
| City / | Country | BASEL | / | Switzerland | | | | Vote Deadline Date | 11-Apr-2016 | |
| SEDOL(s) | 5937846 - 5954254 - 7123223 - B01DBL5 - B0P9B20 - B1YD5Q2 - B1YD5T5 - B1YLTN1 - B2QTL45 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | |
| 1.1 | APPROVAL OF ANNUAL REPORT 2015, CONSOLIDATED FINANCIAL STATEMENTS 2015, STATUTORY FINANCIAL STATEMENTS 2015 | Management | | For | For | | |
| 1.2 | CONSULTATIVE VOTE ON THE COMPENSATION REPORT 2015 | Management | | For | For | | |
| 2 | APPROPRIATION OF AVAILABLE EARNINGS AND DISTRIBUTION AGAINST RESERVE FROM CAPITAL CONTRIBUTION | Management | | For | For | | |
| 3 | DISCHARGE OF THE BOARD OF DIRECTORS AND OF THE EXECUTIVE MANAGEMENT | Management | | For | For | | |
| 4 | REDUCTION OF SHARE CAPITAL BY CANCELLATION OF REPURCHASED SHARES | Management | | For | For | | |
| 5 | EXTENSION OF EXISTING AUTHORIZED CAPITAL | Management | | For | For | | |
| 6.1.1 | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PIERRE GARNIER | Management | | For | For | | |
| 6.1.2 | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN- PAUL CLOZEL | Management | | For | For | | |
| 6.1.3 | RE-ELECTION OF THE BOARD OF DIRECTOR: JUHANI ANTTILA | Management | | For | For | | |
| 6.1.4 | RE-ELECTION OF THE BOARD OF DIRECTOR: ROBERT BERTOLINI | Management | | For | For | | |
| 6.1.5 | RE-ELECTION OF THE BOARD OF DIRECTOR: JOHN J. GREISCH | Management | | For | For | | |
| 6.1.6 | RE-ELECTION OF THE BOARD OF DIRECTOR: PETER GRUSS | Management | | For | For | | |
| 6.1.7 | RE-ELECTION OF THE BOARD OF DIRECTOR: MICHAEL JACOBI | Management | | For | For | | |
| 6.1.8 | RE-ELECTION OF THE BOARD OF DIRECTOR: JEAN MALO | Management | | For | For | | |
| 6.1.9 | RE-ELECTION OF THE BOARD OF DIRECTOR: DAVID STOUT | Management | | For | For | | |
| 6.110 | RE-ELECTION OF THE BOARD OF DIRECTOR: HERNA VERHAGEN | Management | | For | For | | |
| 6.2 | RE-ELECTION OF THE CHAIRPERSON OF THE BOARD OF DIRECTORS: JEAN-PIERRE GARNIER | Management | | For | For | | |
| 6.3.1 | RE-ELECTION OF THE COMPENSATION COMMITTEE: HERNA VERHAGEN | Management | | For | For | | |
| 6.3.2 | RE-ELECTION OF THE COMPENSATION COMMITTEE: JEAN-PIERRE GARNIER | Management | | For | For | | |
| 6.3.3 | RE-ELECTION OF THE COMPENSATION COMMITTEE: JOHN GREISCH | Management | | For | For | | |
| 7.1 | APPROVAL OF BOARD COMPENSATION (NON- EXECUTIVE DIRECTORS) | Management | | For | For | | |
| 7.2 | APPROVAL OF EXECUTIVE MANAGEMENT COMPENSATION 2017 (MAXIMUM AMOUNT) | Management | | For | For | | |
| 8 | RE-ELECTION OF THE INDEPENDENT PROXY: BDO AG, AARAU | Management | | For | For | | |
| 9 | RE-ELECTION OF THE STATUTORY AUDITORS: ERNST & YOUNG AG, BASEL | Management | | For | For | | |
| 10 | IN THE EVENT OF A NEW OR MODIFIED PROPOSAL BY A SHAREHOLDER OR THE BOARD OF DIRECTORS DURING THE ANNUAL GENERAL MEETING, I INSTRUCT THE INDEPENDENT PROXY TO VOTE ACCORDING TO THE FOLLOWING INSTRUCTION (FOR=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE SHAREHOLDERS, AGAINST=AGAINST ALL PROPOSALS, ABSTAIN=VOTE FOR THE PROPOSAL/RECOMMENDATION OF THE BOARD OF DIRECTORS) | Management | | For | Against | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 864 | | 0 | 12-Apr-2016 | 03-May-2016 |
| EVERSOURCE ENERGY | |
| Security | 30040W108 | | | | | Meeting Type | Annual |
| Ticker Symbol | ES | | | | | Meeting Date | 04-May-2016 | |
| ISIN | US30040W1080 | | | | | Agenda | 934341001 - Management |
| Record Date | 07-Mar-2016 | | | | | Holding Recon Date | 07-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 03-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | JOHN S. CLARKESON | | | For | For | | |
| | 2 | COTTON M. CLEVELAND | | | For | For | | |
| | 3 | SANFORD CLOUD, JR. | | | For | For | | |
| | 4 | JAMES S. DISTASIO | | | For | For | | |
| | 5 | FRANCIS A. DOYLE | | | For | For | | |
| | 6 | CHARLES K. GIFFORD | | | For | For | | |
| | 7 | PAUL A. LA CAMERA | | | For | For | | |
| | 8 | KENNETH R. LEIBLER | | | For | For | | |
| | 9 | THOMAS J. MAY | | | For | For | | |
| | 10 | WILLIAM C. VAN FAASEN | | | For | For | | |
| | 11 | FREDERICA M. WILLIAMS | | | For | For | | |
| | 12 | DENNIS R. WRAASE | | | For | For | | |
| 2. | TO CONSIDER AN ADVISORY PROPOSAL APPROVING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 8,000 | | 0 | 19-Mar-2016 | 05-May-2016 |
| PULTEGROUP, INC. | |
| Security | 745867101 | | | | | Meeting Type | Annual |
| Ticker Symbol | PHM | | | | | Meeting Date | 04-May-2016 | |
| ISIN | US7458671010 | | | | | Agenda | 934347407 - Management |
| Record Date | 10-Mar-2016 | | | | | Holding Recon Date | 10-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 03-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | BRIAN P. ANDERSON | | | For | For | | |
| | 2 | BRYCE BLAIR | | | For | For | | |
| | 3 | RICHARD W. DREILING | | | For | For | | |
| | 4 | RICHARD J. DUGAS, JR. | | | For | For | | |
| | 5 | THOMAS J. FOLLIARD | | | For | For | | |
| | 6 | CHERYL W. GRISE | | | For | For | | |
| | 7 | ANDRE J. HAWAUX | | | For | For | | |
| | 8 | DEBRA J. KELLY-ENNIS | | | For | For | | |
| | 9 | PATRICK J. O'LEARY | | | For | For | | |
| | 10 | JAMES J. POSTL | | | For | For | | |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | For | | |
| 3. | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | APPROVAL OF AN AMENDMENT TO EXTEND THE TERM OF OUR AMENDED AND RESTATED SECTION 382 RIGHTS AGREEMENT. | Management | | For | For | | |
| 5. | A SHAREHOLDER PROPOSAL REQUESTING THE ELECTION OF DIRECTORS BY A MAJORITY, RATHER THAN PLURALITY, VOTE, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 14,900 | | 0 | 07-Apr-2016 | 05-May-2016 |
| AXALTA COATING SYSTEMS LTD. | |
| Security | G0750C108 | | | | | Meeting Type | Annual |
| Ticker Symbol | AXTA | | | | | Meeting Date | 04-May-2016 | |
| ISIN | BMG0750C1082 | | | | | Agenda | 934350137 - Management |
| Record Date | 11-Mar-2016 | | | | | Holding Recon Date | 11-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 03-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ANDREAS C. KRAMVIS | | | For | For | | |
| | 2 | GREGORY S. LEDFORD | | | For | For | | |
| | 3 | MARTIN W. SUMNER | | | For | For | | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND AUDITOR UNTIL THE CONCLUSION OF THE 2017 ANNUAL GENERAL MEETING OF MEMBERS AND TO DELEGATE AUTHORITY TO THE BOARD OF DIRECTORS OF THE COMPANY, ACTING THROUGH THE AUDIT COMMITTEE, TO FIX THE TERMS AND REMUNERATION THEREOF. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 12,300 | | 0 | 23-Mar-2016 | 05-May-2016 |
| HESS CORPORATION | |
| Security | 42809H107 | | | | | Meeting Type | Annual |
| Ticker Symbol | HES | | | | | Meeting Date | 04-May-2016 | |
| ISIN | US42809H1077 | | | | | Agenda | 934353032 - Management |
| Record Date | 17-Mar-2016 | | | | | Holding Recon Date | 17-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 03-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: R.F. CHASE | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: T.J. CHECKI | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: J.B. HESS | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: E.E. HOLIDAY | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: R. LAVIZZO-MOUREY | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: D. MCMANUS | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: K.O. MEYERS | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: J.H. MULLIN III | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: J.H. QUIGLEY | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: F.G. REYNOLDS | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: W.G. SCHRADER | Management | | For | For | | |
| 2. | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 4. | APPROVAL OF THE PERFORMANCE INCENTIVE PLAN FOR SENIOR OFFICERS. | Management | | For | For | | |
| 5. | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, RECOMMENDING A SCENARIO ANALYSIS REPORT REGARDING CARBON ASSET RISK. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,800 | | 0 | 24-Mar-2016 | 05-May-2016 |
| HATTERAS FINANCIAL CORP. | |
| Security | 41902R103 | | | | | Meeting Type | Annual |
| Ticker Symbol | HTS | | | | | Meeting Date | 04-May-2016 | |
| ISIN | US41902R1032 | | | | | Agenda | 934355973 - Management |
| Record Date | 02-Mar-2016 | | | | | Holding Recon Date | 02-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 03-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MICHAEL R. HOUGH | | | For | For | | |
| | 2 | BENJAMIN M. HOUGH | | | For | For | | |
| | 3 | DAVID W. BERSON | | | For | For | | |
| | 4 | IRA G. KAWALLER | | | For | For | | |
| | 5 | VICKI MCELREATH | | | For | For | | |
| | 6 | JEFFREY D. MILLER | | | For | For | | |
| | 7 | WILLIAM V. NUTT, JR. | | | For | For | | |
| | 8 | THOMAS D. WREN | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 8,700 | | 0 | 26-Mar-2016 | 05-May-2016 |
| POOL CORPORATION | |
| Security | 73278L105 | | | | | Meeting Type | Annual |
| Ticker Symbol | POOL | | | | | Meeting Date | 04-May-2016 | |
| ISIN | US73278L1052 | | | | | Agenda | 934361926 - Management |
| Record Date | 16-Mar-2016 | | | | | Holding Recon Date | 16-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 03-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: WILSON B. SEXTON | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ANDREW W. CODE | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: TIMOTHY M. GRAVEN | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: MANUEL J. PEREZ DE LA MESA | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: HARLAN F. SEYMOUR | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: ROBERT C. SLEDD | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: JOHN E. STOKELY | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: DAVID G. WHALEN | Management | | For | For | | |
| 2. | RATIFICATION OF THE RETENTION OF ERNST & YOUNG LLP, AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | SAY-ON-PAY VOTE: ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | For | | |
| 4. | RE-APPROVAL OF THE POOL CORPORATION STRATEGIC PLAN INCENTIVE PROGRAM. | Management | | For | For | | |
| 5. | APPROVAL OF THE POOL CORPORATION AMENDED AND RESTATED 2007 LONG-TERM INCENTIVE PLAN. | Management | | For | For | | |
| 6. | APPROVAL OF THE POOL CORPORATION EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN. | Management | | For | For | | |
| 7. | APPROVAL OF THE POOL CORPORATION AMENDED AND RESTATED EMPLOYEE STOCK PURCHASE PLAN. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,600 | | 0 | 31-Mar-2016 | 05-May-2016 |
| ALLERGAN PLC | |
| Security | G0177J108 | | | | | Meeting Type | Annual |
| Ticker Symbol | AGN | | | | | Meeting Date | 05-May-2016 | |
| ISIN | IE00BY9D5467 | | | | | Agenda | 934354565 - Management |
| Record Date | 07-Mar-2016 | | | | | Holding Recon Date | 07-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 02-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | NESLI BASGOZ, M.D. | | | For | For | | |
| | 2 | PAUL M. BISARO | | | For | For | | |
| | 3 | JAMES H. BLOEM | | | For | For | | |
| | 4 | CHRISTOPHER W. BODINE | | | For | For | | |
| | 5 | CHRISTOPHER J. COUGHLIN | | | For | For | | |
| | 6 | MICHAEL R. GALLAGHER | | | For | For | | |
| | 7 | CATHERINE M. KLEMA | | | For | For | | |
| | 8 | PETER J. MCDONNELL, M.D | | | For | For | | |
| | 9 | PATRICK J. O'SULLIVAN | | | For | For | | |
| | 10 | BRENTON L. SAUNDERS | | | For | For | | |
| | 11 | RONALD R. TAYLOR | | | For | For | | |
| | 12 | FRED G. WEISS | | | For | For | | |
| 2. | TO APPROVE, IN A NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | For | | |
| 3. | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT AND COMPLIANCE COMMITTEE, TO DETERMINE PRICEWATERHOUSECOOPERS LLP'S REMUNERATION | Management | | For | For | | |
| 4A. | TO APPROVE THE AMENDMENT OF THE COMPANY'S: MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | Management | | For | For | | |
| 4B. | TO APPROVE THE AMENDMENT OF THE COMPANY'S: ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE AMENDMENTS | Management | | For | For | | |
| 5A. | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: PROVIDE FOR A PLURALITY VOTING STANDARD IN THE EVENT OF A CONTESTED ELECTION | Management | | For | For | | |
| 5B. | TO APPROVE THE AMENDMENT OF THE COMPANY'S ARTICLES OF ASSOCIATION IN ORDER TO: GRANT THE BOARD OF DIRECTORS SOLE AUTHORITY TO DETERMINE ITS SIZE | Management | | For | For | | |
| 6. | TO APPROVE THE REDUCTION OF COMPANY CAPITAL | Management | | For | For | | |
| 7. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN ANNUAL REPORT ON LOBBYING ACTIVITIES, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | | Against | For | | |
| 8. | TO CONSIDER A SHAREHOLDER PROPOSAL REGARDING AN INDEPENDENT BOARD CHAIRMAN, IF PROPERLY PRESENTED AT THE MEETING | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,100 | | 0 | 26-Mar-2016 | 04-May-2016 |
| KANSAS CITY SOUTHERN | |
| Security | 485170302 | | | | | Meeting Type | Annual |
| Ticker Symbol | KSU | | | | | Meeting Date | 05-May-2016 | |
| ISIN | US4851703029 | | | | | Agenda | 934364213 - Management |
| Record Date | 07-Mar-2016 | | | | | Holding Recon Date | 07-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 04-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: LU M. CORDOVA | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: TERRENCE P. DUNN | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: ANTONIO O. GARZA, JR. | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: DAVID GARZA-SANTOS | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: THOMAS A. MCDONNELL | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: DAVID L. STARLING | Management | | For | For | | |
| 2. | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | APPROVAL OF THE KANSAS CITY SOUTHERN ANNUAL INCENTIVE PLAN FOR PURPOSES OF INTERNAL REVENUE CODE SECTION 162(M). | Management | | For | For | | |
| 4. | ADVISORY (NON-BINDING) VOTE APPROVING THE 2015 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 5. | APPROVAL OF A STOCKHOLDER PROPOSAL ON PROXY ACCESS WITH DIFFERENT TERMS FROM THE COMPANY'S CURRENT PROXY ACCESS PROVISIONS. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,270 | | 0 | 31-Mar-2016 | 06-May-2016 |
| SERVICE CORPORATION INTERNATIONAL | |
| Security | 817565104 | | | | | Meeting Type | Annual |
| Ticker Symbol | SCI | | | | | Meeting Date | 11-May-2016 | |
| ISIN | US8175651046 | | | | | Agenda | 934351014 - Management |
| Record Date | 14-Mar-2016 | | | | | Holding Recon Date | 14-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 10-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ALAN R. BUCKWALTER | | | For | For | | |
| | 2 | VICTOR L. LUND | | | For | For | | |
| | 3 | JOHN W. MECOM | | | For | For | | |
| | 4 | ELLEN OCHOA | | | For | For | | |
| 2. | TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | | For | For | | |
| 3. | TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | For | | |
| 4. | TO APPROVE THE 2016 EQUITY INCENTIVE PLAN. | Management | | For | For | | |
| 5. | TO APPROVE THE SHAREHOLDER PROPOSAL REGARDING A SENIOR EXECUTIVE STOCK RETENTION REQUIREMENT. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,200 | | 0 | 01-Apr-2016 | 12-May-2016 |
| AMERICAN INTERNATIONAL GROUP, INC. | |
| Security | 026874784 | | | | | Meeting Type | Annual |
| Ticker Symbol | AIG | | | | | Meeting Date | 11-May-2016 | |
| ISIN | US0268747849 | | | | | Agenda | 934356735 - Management |
| Record Date | 21-Mar-2016 | | | | | Holding Recon Date | 21-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 10-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: W. DON CORNWELL | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: PETER R. FISHER | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: JOHN H. FITZPATRICK | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: PETER D. HANCOCK | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: WILLIAM G. JURGENSEN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: CHRISTOPHER S. LYNCH | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: SAMUEL J. MERKSAMER | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: GEORGE L. MILES, JR. | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: HENRY S. MILLER | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: ROBERT S. MILLER | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: LINDA A. MILLS | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: SUZANNE NORA JOHNSON | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: JOHN A. PAULSON | Management | | For | For | | |
| 1N. | ELECTION OF DIRECTOR: RONALD A. RITTENMEYER | Management | | For | For | | |
| 1O. | ELECTION OF DIRECTOR: DOUGLAS M. STEENLAND | Management | | For | For | | |
| 1P. | ELECTION OF DIRECTOR: THERESA M. STONE | Management | | For | For | | |
| 2. | TO VOTE, ON A NON-BINDING ADVISORY BASIS, TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | TO ACT UPON A PROPOSAL TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS AIG'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,938 | | 0 | 30-Mar-2016 | 12-May-2016 |
| CARTER'S INC. | |
| Security | 146229109 | | | | | Meeting Type | Annual |
| Ticker Symbol | CRI | | | | | Meeting Date | 11-May-2016 | |
| ISIN | US1462291097 | | | | | Agenda | 934376650 - Management |
| Record Date | 21-Mar-2016 | | | | | Holding Recon Date | 21-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 10-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF CLASS I DIRECTOR: VANESSA J. CASTAGNA | Management | | For | For | | |
| 1B. | ELECTION OF CLASS I DIRECTOR: WILLIAM J. MONTGORIS | Management | | For | For | | |
| 1C. | ELECTION OF CLASS I DIRECTOR: DAVID PULVER | Management | | For | For | | |
| 2. | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED EQUITY INCENTIVE PLAN. | Management | | For | For | | |
| 4. | APPROVAL OF THE COMPANY'S AMENDED AND RESTATED ANNUAL INCENTIVE COMPENSATION PLAN. | Management | | For | For | | |
| 5. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,494 | | 0 | 08-Apr-2016 | 12-May-2016 |
| RADIAN GROUP INC. | |
| Security | 750236101 | | | | | Meeting Type | Annual |
| Ticker Symbol | RDN | | | | | Meeting Date | 11-May-2016 | |
| ISIN | US7502361014 | | | | | Agenda | 934386156 - Management |
| Record Date | 16-Mar-2016 | | | | | Holding Recon Date | 16-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 10-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A) | ELECTION OF DIRECTOR: HERBERT WENDER | Management | | For | For | | |
| 1B) | ELECTION OF DIRECTOR: DAVID C. CARNEY | Management | | For | For | | |
| 1C) | ELECTION OF DIRECTOR: HOWARD B. CULANG | Management | | For | For | | |
| 1D) | ELECTION OF DIRECTOR: LISA W. HESS | Management | | For | For | | |
| 1E) | ELECTION OF DIRECTOR: STEPHEN T. HOPKINS | Management | | For | For | | |
| 1F) | ELECTION OF DIRECTOR: SANFORD A. IBRAHIM | Management | | For | For | | |
| 1G) | ELECTION OF DIRECTOR: BRIAN D. MONTGOMERY | Management | | For | For | | |
| 1H) | ELECTION OF DIRECTOR: GAETANO MUZIO | Management | | For | For | | |
| 1I) | ELECTION OF DIRECTOR: GREGORY V. SERIO | Management | | For | For | | |
| 1J) | ELECTION OF DIRECTOR: NOEL J. SPIEGEL | Management | | For | For | | |
| 2. | TO APPROVE, BY AN ADVISORY, NON-BINDING VOTE, THE OVERALL COMPENSATION OF RADIAN'S NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | APPROVE AMENDMENT TO CERTIFICATE OF INCORPORATION TO ALLOW STOCKHOLDERS TO REMOVE DIRECTORS WITH OR WITHOUT CAUSE. | Management | | For | For | | |
| 4. | RE-APPROVE THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION RELATING TO RADIAN'S TAX BENEFIT PRESERVATION STRATEGY. | Management | | For | For | | |
| 5. | TO RE-APPROVE THE RADIAN GROUP INC. TAX BENEFIT PRESERVATION PLAN, AS AMENDED. | Management | | For | For | | |
| 6. | RATIFY APPOINTMENT OF PRICEWATERHOUSECOOPERS AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 14,500 | | 0 | 13-Apr-2016 | 12-May-2016 |
| APACHE CORPORATION | |
| Security | 037411105 | | | | | Meeting Type | Annual |
| Ticker Symbol | APA | | | | | Meeting Date | 12-May-2016 | |
| ISIN | US0374111054 | | | | | Agenda | 934348562 - Management |
| Record Date | 14-Mar-2016 | | | | | Holding Recon Date | 14-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 11-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | ELECTION OF DIRECTOR: ANNELL R. BAY | Management | | For | For | | |
| 2. | ELECTION OF DIRECTOR: JOHN J. CHRISTMANN IV | Management | | For | For | | |
| 3. | ELECTION OF DIRECTOR: CHANSOO JOUNG | Management | | For | For | | |
| 4. | ELECTION OF DIRECTOR: WILLIAM C. MONTGOMERY | Management | | For | For | | |
| 5. | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS | Management | | For | For | | |
| 6. | ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS | Management | | For | For | | |
| 7. | APPROVAL OF APACHE'S 2016 OMNIBUS COMPENSATION PLAN | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 700 | | 0 | 29-Mar-2016 | 13-May-2016 |
| ELECTRONICS FOR IMAGING, INC. | |
| Security | 286082102 | | | | | Meeting Type | Annual |
| Ticker Symbol | EFII | | | | | Meeting Date | 12-May-2016 | |
| ISIN | US2860821022 | | | | | Agenda | 934377018 - Management |
| Record Date | 28-Mar-2016 | | | | | Holding Recon Date | 28-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 11-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ERIC BROWN | | | For | For | | |
| | 2 | GILL COGAN | | | For | For | | |
| | 3 | GUY GECHT | | | For | For | | |
| | 4 | THOMAS GEORGENS | | | For | For | | |
| | 5 | RICHARD A. KASHNOW | | | For | For | | |
| | 6 | DAN MAYDAN | | | For | For | | |
| 2. | TO APPROVE A NON-BINDING ADVISORY PROPOSAL ON EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | TO RATIFY THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,600 | | 0 | 07-Apr-2016 | 13-May-2016 |
| ALLISON TRANSMISSION HOLDINGS, INC. | |
| Security | 01973R101 | | | | | Meeting Type | Annual |
| Ticker Symbol | ALSN | | | | | Meeting Date | 12-May-2016 | |
| ISIN | US01973R1014 | | | | | Agenda | 934381029 - Management |
| Record Date | 28-Mar-2016 | | | | | Holding Recon Date | 28-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 11-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: DAVID F. DENISON TO SERVE UNTIL 2017 ANNUAL MEETING IS PROPOSAL 4 IS APPROVED OR ELSE UNTIL 2019 ANNUAL MEETING IF NOT APPROVED. | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: DAVID C. EVERITT TO SERVE UNTIL 2017 ANNUAL MEETING IS PROPOSAL 4 IS APPROVED OR ELSE UNTIL 2019 ANNUAL MEETING IF NOT APPROVED. | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: JAMES A. STAR TO SERVE UNTIL 2017 ANNUAL MEETING IS PROPOSAL 4 IS APPROVED OR ELSE UNTIL 2019 ANNUAL MEETING IF NOT APPROVED. | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | AN ADVISORY NON-BINDING VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 4. | TO APPROVE AN AMENDMENT TO OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD AND TO PROVIDE FOR ANNUAL ELECTION OF ALL DIRECTORS. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 13,700 | | 0 | 09-Apr-2016 | 13-May-2016 |
| CYS INVESTMENTS, INC | |
| Security | 12673A108 | | | | | Meeting Type | Annual |
| Ticker Symbol | CYS | | | | | Meeting Date | 13-May-2016 | |
| ISIN | US12673A1088 | | | | | Agenda | 934363920 - Management |
| Record Date | 10-Mar-2016 | | | | | Holding Recon Date | 10-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 12-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | KEVIN E. GRANT | | | For | For | | |
| | 2 | TANYA S. BEDER | | | For | For | | |
| | 3 | KAREN HAMMOND | | | For | For | | |
| | 4 | JEFFREY P. HUGHES | | | For | For | | |
| | 5 | STEPHEN P. JONAS | | | For | For | | |
| | 6 | R.A. REDLINGSHAFER, JR. | | | For | For | | |
| | 7 | DALE A. REISS | | | For | For | | |
| | 8 | JAMES A. STERN | | | For | For | | |
| | 9 | DAVID A. TYSON, PHD | | | For | For | | |
| 2. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | TO CONSIDER AND ACT UPON A PROPOSAL TO RATIFY, CONFIRM AND APPROVE THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 21,200 | | 0 | 31-Mar-2016 | 16-May-2016 |
| WHITING PETROLEUM CORPORATION | |
| Security | 966387102 | | | | | Meeting Type | Annual |
| Ticker Symbol | WLL | | | | | Meeting Date | 17-May-2016 | |
| ISIN | US9663871021 | | | | | Agenda | 934357422 - Management |
| Record Date | 22-Mar-2016 | | | | | Holding Recon Date | 22-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 16-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | THOMAS L. ALLER | | | For | For | | |
| | 2 | JAMES E. CATLIN | | | For | For | | |
| | 3 | MICHAEL B. WALEN | | | For | For | | |
| 2. | APPROVAL OF ADVISORY RESOLUTION ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 4. | ADOPTION AND APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY OUR BOARD OF DIRECTORS AND PROVIDE FOR ANNUAL ELECTIONS OF DIRECTORS. | Management | | For | For | | |
| 5. | ADOPTION AND APPROVAL OF AMENDMENT TO RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK. | Management | | For | For | | |
| 6. | APPROVAL OF AMENDMENT AND RESTATEMENT TO WHITING PETROLEUM CORPORATION 2013 EQUITY INCENTIVE PLAN. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,700 | | 0 | 05-Apr-2016 | 18-May-2016 |
| MORGAN STANLEY | |
| Security | 617446448 | | | | | Meeting Type | Annual |
| Ticker Symbol | MS | | | | | Meeting Date | 17-May-2016 | |
| ISIN | US6174464486 | | | | | Agenda | 934366673 - Management |
| Record Date | 21-Mar-2016 | | | | | Holding Recon Date | 21-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 16-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: ERSKINE B. BOWLES | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ALISTAIR DARLING | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: THOMAS H. GLOCER | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: JAMES P. GORMAN | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: ROBERT H. HERZ | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: NOBUYUKI HIRANO | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: KLAUS KLEINFELD | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JAMI MISCIK | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: DONALD T. NICOLAISEN | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: HUTHAM S. OLAYAN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: JAMES W. OWENS | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: RYOSUKE TAMAKOSHI | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: PERRY M. TRAQUINA | Management | | For | For | | |
| 1N. | ELECTION OF DIRECTOR: RAYFORD WILKINS, JR. | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR | Management | | For | For | | |
| 3. | TO APPROVE THE COMPENSATION OF EXECUTIVES AS DISCLOSED IN THE PROXY STATEMENT (NON- BINDING ADVISORY RESOLUTION) | Management | | For | For | | |
| 4. | TO APPROVE THE AMENDMENT OF THE 2007 EQUITY INCENTIVE COMPENSATION PLAN TO INCREASE THE NUMBER OF AUTHORIZED SHARES AND ADD PERFORMANCE MEASURES FOR CERTAIN AWARDS | Management | | For | For | | |
| 5. | SHAREHOLDER PROPOSAL REGARDING A CHANGE IN THE TREATMENT OF ABSTENTIONS FOR PURPOSES OF VOTE-COUNTING | Shareholder | | Against | For | | |
| 6. | SHAREHOLDER PROPOSAL REGARDING A POLICY TO PROHIBIT VESTING OF DEFERRED EQUITY AWARDS FOR SENIOR EXECUTIVES WHO RESIGN TO ENTER GOVERNMENT SERVICE | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,110 | | 0 | 02-Apr-2016 | 18-May-2016 |
| JPMORGAN CHASE & CO. | |
| Security | 46625H100 | | | | | Meeting Type | Annual |
| Ticker Symbol | JPM | | | | | Meeting Date | 17-May-2016 | |
| ISIN | US46625H1005 | | | | | Agenda | 934367257 - Management |
| Record Date | 18-Mar-2016 | | | | | Holding Recon Date | 18-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 16-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: LINDA B. BAMMANN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JAMES A. BELL | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CRANDALL C. BOWLES | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: STEPHEN B. BURKE | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: JAMES S. CROWN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: JAMES DIMON | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: TIMOTHY P. FLYNN | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: LABAN P. JACKSON, JR. | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: MICHAEL A. NEAL | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: LEE R. RAYMOND | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | | For | For | | |
| 2. | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION | Management | | For | For | | |
| 3. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | For | | |
| 4. | INDEPENDENT BOARD CHAIRMAN - REQUIRE AN INDEPENDENT CHAIR | Shareholder | | Against | For | | |
| 5. | HOW VOTES ARE COUNTED - COUNT VOTES USING ONLY FOR AND AGAINST AND IGNORE ABSTENTIONS | Shareholder | | Against | For | | |
| 6. | VESTING FOR GOVERNMENT SERVICE -PROHIBIT VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE | Shareholder | | Against | For | | |
| 7. | APPOINT A STOCKHOLDER VALUE COMMITTEE - ADDRESS WHETHER DIVESTITURE OF ALL NON- CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE | Shareholder | | Against | For | | |
| 8. | CLAWBACK AMENDMENT - DEFER COMPENSATION FOR 10 YEARS TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH VIOLATION OF LAW | Shareholder | | Against | For | | |
| 9. | EXECUTIVE COMPENSATION PHILOSOPHY - ADOPT A BALANCED EXECUTIVE COMPENSATION PHILOSOPHY WITH SOCIAL FACTORS TO IMPROVE THE FIRM'S ETHICAL CONDUCT AND PUBLIC REPUTATION | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,600 | | 0 | 08-Apr-2016 | 18-May-2016 |
| CHINA EVERBRIGHT LTD | |
| Security | Y1421G106 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 18-May-2016 | |
| ISIN | HK0165000859 | | | | | Agenda | 706932301 - Management |
| Record Date | 11-May-2016 | | | | | Holding Recon Date | 11-May-2016 | |
| City / | Country | HONG KONG | / | Hong Kong | | | | Vote Deadline Date | 04-May-2016 | |
| SEDOL(s) | 5753213 - 6455143 - B01DDM0 - BP3RP96 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0414/LTN20160414370.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0414/LTN20160414384.pdf | Non-Voting | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS, REPORT OF THE DIRECTORS AND INDEPENDENT AUDITOR'S REPORT OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | | For | For | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF HKD 0.5 PER SHARE FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | | For | For | | |
| 3.A | TO RE-ELECT MR. TANG SHUANGNING AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 3.B | TO RE-ELECT MR. TANG CHI CHUN, RICHARD AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 3.C | TO RE-ELECT DR. CHUNG SHUI MING, TIMPSON AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 3.D | TO AUTHORISE THE BOARD TO FIX THE REMUNERATION OF DIRECTORS FOR THE YEAR ENDING 31 DECEMBER 2016 | Management | | For | For | | |
| 4 | TO APPOINT MESSRS. ERNST & YOUNG AS THE AUDITORS OF THE COMPANY IN PLACE OF THE RETIRING AUDITORS, MESSRS. KPMG, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY AT A REMUNERATION TO BE FIXED BY THE DIRECTORS OF THE COMPANY | Management | | For | For | | |
| 5 | TO APPROVE THE GENERAL MANDATE TO ISSUE SHARES OF THE COMPANY - ORDINARY RESOLUTION AS SET OUT IN ITEM 5 IN THE NOTICE OF ANNUAL GENERAL MEETING | Management | | For | For | | |
| 6 | TO APPROVE THE GENERAL MANDATE TO BUY BACK SHARES - ORDINARY RESOLUTION AS SET OUT IN ITEM 6 IN THE NOTICE OF ANNUAL GENERAL MEETING | Management | | For | For | | |
| 7 | TO APPROVE THE EXTENSION OF THE GENERAL MANDATE TO ISSUE SHARES OF THE COMPANY - ORDINARY RESOLUTION AS SET OUT IN ITEM 7 IN THE NOTICE OF ANNUAL GENERAL MEETING | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 60,000 | | 0 | 19-Apr-2016 | 12-May-2016 |
| WAYFAIR INC. | |
| Security | 94419L101 | | | | | Meeting Type | Annual |
| Ticker Symbol | W | | | | | Meeting Date | 18-May-2016 | |
| ISIN | US94419L1017 | | | | | Agenda | 934373692 - Management |
| Record Date | 21-Mar-2016 | | | | | Holding Recon Date | 21-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 17-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: NEERAJ AGRAWAL | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JULIE BRADLEY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: STEVEN CONINE | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ROBERT GAMGORT | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: MICHAEL KUMIN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: IAN LANE | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: ROMERO RODRIGUES | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: NIRAJ SHAH | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES. | Management | | 3 Years | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 9,900 | | 0 | 09-Apr-2016 | 19-May-2016 |
| COMCAST CORPORATION | |
| Security | 20030N101 | | | | | Meeting Type | Annual |
| Ticker Symbol | CMCSA | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US20030N1019 | | | | | Agenda | 934357460 - Management |
| Record Date | 10-Mar-2016 | | | | | Holding Recon Date | 10-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | KENNETH J. BACON | | | For | For | | |
| | 2 | MADELINE S. BELL | | | For | For | | |
| | 3 | SHELDON M. BONOVITZ | | | For | For | | |
| | 4 | EDWARD D. BREEN | | | For | For | | |
| | 5 | JOSEPH J. COLLINS | | | For | For | | |
| | 6 | GERALD L. HASSELL | | | For | For | | |
| | 7 | JEFFREY A. HONICKMAN | | | For | For | | |
| | 8 | EDUARDO MESTRE | | | For | For | | |
| | 9 | BRIAN L. ROBERTS | | | For | For | | |
| | 10 | JOHNATHAN A. RODGERS | | | For | For | | |
| | 11 | DR. JUDITH RODIN | | | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF OUR INDEPENDENT AUDITORS | Management | | For | For | | |
| 3. | APPROVAL OF OUR AMENDED AND RESTATED 2002 RESTRICTED STOCK PLAN | Management | | For | For | | |
| 4. | APPROVAL OF OUR AMENDED AND RESTATED 2003 STOCK OPTION PLAN | Management | | For | For | | |
| 5. | APPROVAL OF THE AMENDED AND RESTATED COMCAST CORPORATION 2002 EMPLOYEE STOCK PURCHASE PLAN | Management | | For | For | | |
| 6. | APPROVAL OF THE AMENDED AND RESTATED COMCAST- NBCUNIVERSAL 2011 EMPLOYEE STOCK PURCHASE PLAN | Management | | For | For | | |
| 7. | TO PROVIDE A LOBBYING REPORT | Shareholder | | Against | For | | |
| 8. | TO PROHIBIT ACCELERATED VESTING OF STOCK UPON A CHANGE IN CONTROL | Shareholder | | Against | For | | |
| 9. | TO REQUIRE AN INDEPENDENT BOARD CHAIRMAN | Shareholder | | Against | For | | |
| 10. | TO STOP 100-TO-ONE VOTING POWER | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 500 | | 0 | 09-Apr-2016 | 20-May-2016 |
| NORWEGIAN CRUISE LINE HOLDINGS LTD | |
| Security | G66721104 | | | | | Meeting Type | Annual |
| Ticker Symbol | NCLH | | | | | Meeting Date | 19-May-2016 | |
| ISIN | BMG667211046 | | | | | Agenda | 934364439 - Management |
| Record Date | 14-Mar-2016 | | | | | Holding Recon Date | 14-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: STEVE MARTINEZ | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: FRANK J. DEL RIO | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CHAD A. LEAT | Management | | For | For | | |
| 2. | APPROVAL, ON A NON-BINDING, ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | | For | For | | |
| 3. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP ("PWC") AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016 AND THE DETERMINATION OF PWC'S REMUNERATION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS | Management | | For | For | | |
| 4. | APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2013 PERFORMANCE INCENTIVE PLAN (THE "PLAN"), INCLUDING AN INCREASE IN THE NUMBER OF SHARES AVAILABLE FOR GRANT UNDER THE PLAN | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,400 | | 0 | 08-Apr-2016 | 20-May-2016 |
| CVS HEALTH CORPORATION | |
| Security | 126650100 | | | | | Meeting Type | Annual |
| Ticker Symbol | CVS | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US1266501006 | | | | | Agenda | 934366584 - Management |
| Record Date | 24-Mar-2016 | | | | | Holding Recon Date | 24-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: RICHARD M. BRACKEN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: C. DAVID BROWN II | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: ALECIA A. DECOUDREAUX | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: NANCY-ANN M. DEPARLE | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: DAVID W. DORMAN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: ANNE M. FINUCANE | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: LARRY J. MERLO | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JEAN-PIERRE MILLON | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: RICHARD J. SWIFT | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: WILLIAM C. WELDON | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: TONY L. WHITE | Management | | For | For | | |
| 2. | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 3. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 4. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON ALIGNMENT OF CORPORATE VALUES AND POLITICAL CONTRIBUTIONS. | Shareholder | | Against | For | | |
| 5. | STOCKHOLDER PROPOSAL REGARDING A REPORT ON EXECUTIVE PAY. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,800 | | 0 | 08-Apr-2016 | 20-May-2016 |
| TWO HARBORS INVESTMENT CORP. | |
| Security | 90187B101 | | | | | Meeting Type | Annual |
| Ticker Symbol | TWO | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US90187B1017 | | | | | Agenda | 934366976 - Management |
| Record Date | 24-Mar-2016 | | | | | Holding Recon Date | 24-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: E. SPENCER ABRAHAM | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JAMES J. BENDER | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: STEPHEN G. KASNET | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: LISA A. POLLINA | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: WILLIAM ROTH | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: W. REID SANDERS | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: THOMAS E. SIERING | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: BRIAN C. TAYLOR | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: HOPE B. WOODHOUSE | Management | | For | For | | |
| 2. | ADVISORY VOTE ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 55,200 | | 0 | 01-Apr-2016 | 20-May-2016 |
| PIONEER NATURAL RESOURCES COMPANY | |
| Security | 723787107 | | | | | Meeting Type | Annual |
| Ticker Symbol | PXD | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US7237871071 | | | | | Agenda | 934367500 - Management |
| Record Date | 24-Mar-2016 | | | | | Holding Recon Date | 24-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: EDISON C. BUCHANAN | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ANDREW F. CATES | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: TIMOTHY L. DOVE | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: PHILLIP A. GOBE | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: LARRY R. GRILLOT | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: STACY P. METHVIN | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: ROYCE W. MITCHELL | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: FRANK A. RISCH | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: MONA K. SUTPHEN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: J. KENNETH THOMPSON | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: PHOEBE A. WOOD | Management | | For | For | | |
| 1M. | ELECTION OF DIRECTOR: MICHAEL D. WORTLEY | Management | | For | For | | |
| 2. | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016 | Management | | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | For | | |
| 4. | APPROVAL OF THE AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN | Management | | For | For | | |
| 5. | APPROVAL OF THE MATERIAL TERMS OF THE AMENDED AND RESTATED 2006 LONG-TERM INCENTIVE PLAN TO COMPLY WITH THE STOCKHOLDER APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,700 | | 0 | 08-Apr-2016 | 20-May-2016 |
| CROWN CASTLE INTERNATIONAL CORP | |
| Security | 22822V101 | | | | | Meeting Type | Annual |
| Ticker Symbol | CCI | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US22822V1017 | | | | | Agenda | 934367699 - Management |
| Record Date | 28-Mar-2016 | | | | | Holding Recon Date | 28-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: P. ROBERT BARTOLO | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JAY A. BROWN | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CINDY CHRISTY | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ARI Q. FITZGERALD | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: ROBERT E. GARRISON II | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: DALE N. HATFIELD | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: LEE W. HOGAN | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: EDWARD C. HUTCHESON, JR. | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: J. LANDIS MARTIN | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: ROBERT F. MCKENZIE | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: ANTHONY J. MELONE | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: W. BENJAMIN MORELAND | Management | | For | For | | |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2016. | Management | | For | For | | |
| 3. | THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,600 | | 0 | 05-Apr-2016 | 20-May-2016 |
| CONTINENTAL RESOURCES, INC. | |
| Security | 212015101 | | | | | Meeting Type | Annual |
| Ticker Symbol | CLR | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US2120151012 | | | | | Agenda | 934369112 - Management |
| Record Date | 24-Mar-2016 | | | | | Holding Recon Date | 24-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | HAROLD G. HAMM | | | For | For | | |
| | 2 | JOHN T. MCNABB, II | | | For | For | | |
| 2. | RATIFICATION OF SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | For | | |
| 3. | SHAREHOLDER PROPOSAL REPORT ON STEPS TAKEN TO FOSTER BOARD GENDER DIVERSITY. | Shareholder | | Against | For | | |
| 4. | SHAREHOLDER PROPOSAL REPORT ON MONITORING AND MANAGING THE LEVEL OF METHANE EMISSIONS FROM OPERATIONS. | Shareholder | | Against | For | | |
| 5. | SHAREHOLDER PROPOSAL REPORT ON RESULTS OF POLICIES AND PRACTICES TO MINIMIZE THE IMPACT OF HYDRAULIC FRACTURING OPERATIONS. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,400 | | 0 | 08-Apr-2016 | 20-May-2016 |
| WPX ENERGY, INC. | |
| Security | 98212B103 | | | | | Meeting Type | Annual |
| Ticker Symbol | WPX | | | | | Meeting Date | 19-May-2016 | |
| ISIN | US98212B1035 | | | | | Agenda | 934371422 - Management |
| Record Date | 28-Mar-2016 | | | | | Holding Recon Date | 28-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: JOHN A. CARRIG | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: WILLIAM R. GRANBERRY | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: KELT KINDICK | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: KARL F. KURZ | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: HENRY E. LENTZ | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: WILLIAM G. LOWRIE | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: KIMBERLY S. LUBEL | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: DAVID F. WORK | Management | | For | For | | |
| 2. | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Management | | For | For | | |
| 3. | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 4. | STOCKHOLDER PROPOSAL REGARDING REPORTING OF COMPANY'S EFFORTS TO MONITOR AND MANAGE METHANE EMISSIONS. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 30,200 | | 0 | 07-Apr-2016 | 20-May-2016 |
| ROYAL CARIBBEAN CRUISES LTD. | |
| Security | V7780T103 | | | | | Meeting Type | Annual |
| Ticker Symbol | RCL | | | | | Meeting Date | 20-May-2016 | |
| ISIN | LR0008862868 | | | | | Agenda | 934374769 - Management |
| Record Date | 30-Mar-2016 | | | | | Holding Recon Date | 30-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 19-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: JOHN F. BROCK | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: RICHARD D. FAIN | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: WILLIAM L. KIMSEY | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: MARITZA G. MONTIEL | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: ANN S. MOORE | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: EYAL M. OFER | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: THOMAS J. PRITZKER | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: WILLIAM K. REILLY | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: BERNT REITAN | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: VAGN O. SORENSEN | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: DONALD THOMPSON | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: ARNE ALEXANDER WILHELMSEN | Management | | For | For | | |
| 2. | ADVISORY APPROVAL OF THE COMPANY'S COMPENSATION OF ITS NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 3. | APPROVAL OF THE AMENDED AND RESTATED 2008 EQUITY INCENTIVE PLAN. | Management | | For | For | | |
| 4. | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| 5. | THE SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | Shareholder | | Against | | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,100 | | 0 | 09-Apr-2016 | 23-May-2016 |
| WH GROUP LTD, GRAND CAYMAN | |
| Security | G96007102 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 23-May-2016 | |
| ISIN | KYG960071028 | | | | | Agenda | 706945942 - Management |
| Record Date | 18-May-2016 | | | | | Holding Recon Date | 18-May-2016 | |
| City / | Country | HONG KONG | / | Cayman Islands | | | | Vote Deadline Date | 18-May-2016 | |
| SEDOL(s) | BLLHKZ1 - BM67P58 - BRCJDD7 - BTF8M50 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418421.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0418/LTN20160418405.pdf | Non-Voting | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2015 | Management | | For | For | | |
| 2.A | TO RE-ELECT MR. GUO LIJIN AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 2.B | TO RE-ELECT MR. ZHANG TAIXI AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 2.C | TO RE-ELECT MR. LEE CONWAY KONG WAI AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 2.D | TO RE-ELECT MR. SULLIVAN KENNETH MARC AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 2.E | TO RE-ELECT MR. YOU MU AS EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | For | | |
| 3 | TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF ALL DIRECTORS OF THE COMPANY | Management | | For | For | | |
| 4 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR OF THE COMPANY AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | For | | |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | For | | |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY NOT EXCEEDING 20% OF THE AGGREGATE NOMINAL AMOUNT OF THE ISSUED SHARE CAPITAL OF THE COMPANY AS AT THE DATE OF PASSING OF THIS RESOLUTION | Management | | For | For | | |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE CAPITAL OF THE COMPANY BY THE AGGREGATE NOMINAL AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 201,500 | | 0 | 19-Apr-2016 | 19-May-2016 |
| SANCHEZ ENERGY CORP. | |
| Security | 79970Y105 | | | | | Meeting Type | Annual |
| Ticker Symbol | SN | | | | | Meeting Date | 24-May-2016 | |
| ISIN | US79970Y1055 | | | | | Agenda | 934398555 - Management |
| Record Date | 01-Apr-2016 | | | | | Holding Recon Date | 01-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 23-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | GILBERT A. GARCIA | | | For | For | | |
| | 2 | SEAN M. MAHER | | | For | For | | |
| 2. | PROPOSAL TO AMEND THE COMPANY'S SECOND AMENDED AND RESTATED 2011 LONG TERM INCENTIVE PLAN (THE "PLAN") TO INCREASE THE NUMBER OF SHARES AVAILABLE FOR INCENTIVE AWARDS UNDER THE PLAN BY 5 MILLION ADDITIONAL SHARES OF COMMON STOCK | Management | | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | Management | | For | For | | |
| 4. | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2016 FISCAL YEAR | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 49,200 | | 0 | 21-Apr-2016 | 25-May-2016 |
| TEAM HEALTH HOLDINGS, INC. | |
| Security | 87817A107 | | | | | Meeting Type | Annual |
| Ticker Symbol | TMH | | | | | Meeting Date | 25-May-2016 | |
| ISIN | US87817A1079 | | | | | Agenda | 934381055 - Management |
| Record Date | 28-Mar-2016 | | | | | Holding Recon Date | 28-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 24-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: H. LYNN MASSINGALE, M.D. | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: MICHAEL D. SNOW | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: EDWIN M. CRAWFORD | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: SCOTT OSTFELD | Management | | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,700 | | 0 | 12-Apr-2016 | 26-May-2016 |
| PAPA MURPHY'S HOLDINGS, INC. | |
| Security | 698814100 | | | | | Meeting Type | Annual |
| Ticker Symbol | FRSH | | | | | Meeting Date | 25-May-2016 | |
| ISIN | US6988141007 | | | | | Agenda | 934384683 - Management |
| Record Date | 01-Apr-2016 | | | | | Holding Recon Date | 01-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 24-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | YOO JIN KIM | | | For | For | | |
| | 2 | BENJAMIN HOCHBERG | | | For | For | | |
| | 3 | KEN CALWELL | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF MOSS ADAMS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JANUARY 2, 2017. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,100 | | 0 | 14-Apr-2016 | 26-May-2016 |
| CHINA MOBILE LIMITED, HONG KONG | |
| Security | Y14965100 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 26-May-2016 | |
| ISIN | HK0941009539 | | | | | Agenda | 706912210 - Management |
| Record Date | 19-May-2016 | | | | | Holding Recon Date | 19-May-2016 | |
| City / | Country | HONG KONG | / | Hong Kong | | | | Vote Deadline Date | 12-May-2016 | |
| SEDOL(s) | 5563575 - 6073556 - B01DDV9 - B162JB0 - BP3RPD0 - BRTM834 | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411659.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0411/LTN20160411647.pdf | Non-Voting | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS AND AUDITORS OF THE COMPANY AND ITS SUBSIDIARIES FOR THE YEAR ENDED 31 DECEMBER 2015 | Management | | For | For | | |
| 2 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2015: HKD 1.196 PER SHARE | Management | | For | For | | |
| 3.I | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHANG BING | Management | | For | For | | |
| 3.II | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LI YUE | Management | | For | For | | |
| 3.III | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. SHA YUEJIA | Management | | For | For | | |
| 3.IV | TO RE-ELECT THE FOLLOWING PERSON AS EXECUTIVE DIRECTOR OF THE COMPANY : MR. LIU AILI | Management | | For | For | | |
| 4 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE GROUP FOR HONG KONG FINANCIAL REPORTING AND US. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Management | | For | For | | |
| 5 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY BACK SHARES IN THE COMPANY NOT EXCEEDING 10% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 5 AS SET OUT IN THE AGM NOTICE | Management | | For | For | | |
| 6 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF THE NUMBER OF ISSUED SHARES IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 6 AS SET OUT IN THE AGM NOTICE | Management | | For | For | | |
| 7 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ISSUE, ALLOT AND DEAL WITH SHARES BY THE NUMBER OF SHARES BOUGHT BACK IN ACCORDANCE WITH ORDINARY RESOLUTION NUMBER 7 AS SET OUT IN THE AGM NOTICE | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 37,000 | | 0 | 12-Apr-2016 | 23-May-2016 |
| BLUE NILE, INC. | |
| Security | 09578R103 | | | | | Meeting Type | Annual |
| Ticker Symbol | NILE | | | | | Meeting Date | 26-May-2016 | |
| ISIN | US09578R1032 | | | | | Agenda | 934383643 - Management |
| Record Date | 01-Apr-2016 | | | | | Holding Recon Date | 01-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | CHRIS BRUZZO | | | For | For | | |
| | 2 | HARVEY KANTER | | | For | For | | |
| | 3 | LESLIE LANE | | | For | For | | |
| 2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BLUE NILE FOR FISCAL YEAR ENDING JANUARY 1, 2017 | Management | | For | For | | |
| 3. | TO APPROVE AN ADVISORY RESOLUTION APPROVING EXECUTIVE COMPENSATION | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 18,461 | | 0 | 16-Apr-2016 | 27-May-2016 |
| HEALTHWAYS, INC. | |
| Security | 422245100 | | | | | Meeting Type | Annual |
| Ticker Symbol | HWAY | | | | | Meeting Date | 26-May-2016 | |
| ISIN | US4222451001 | | | | | Agenda | 934384215 - Management |
| Record Date | 31-Mar-2016 | | | | | Holding Recon Date | 31-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 25-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: MARY JANE ENGLAND, M.D. | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: ARCHELLE GEORGIOU, M.D. | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: ROBERT J. GRECZYN, JR. | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: PETER A. HUDSON, M.D. | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: BRADLEY S. KARRO | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: PAUL H. KECKLEY, PH.D. | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: CONAN J. LAUGHLIN | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: LEE A. SHAPIRO | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: DONATO J. TRAMUTO | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: KEVIN G. WILLS | Management | | For | For | | |
| 2. | TO CONSIDER AND ACT UPON A NON-BINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | For | | |
| 3. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,940 | | 0 | 16-Apr-2016 | 27-May-2016 |
| CERNER CORPORATION | |
| Security | 156782104 | | | | | Meeting Type | Annual |
| Ticker Symbol | CERN | | | | | Meeting Date | 27-May-2016 | |
| ISIN | US1567821046 | | | | | Agenda | 934401580 - Management |
| Record Date | 30-Mar-2016 | | | | | Holding Recon Date | 30-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 26-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: GERALD E. BISBEE, JR., PH.D. | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: DENIS A. CORTESE, M.D. | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: LINDA M. DILLMAN | Management | | For | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF CERNER CORPORATION FOR 2016. | Management | | For | For | | |
| 3. | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 4. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE CERNER CORPORATION PERFORMANCE-BASED COMPENSATION PLAN. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,385 | | 0 | 23-Apr-2016 | 23-Apr-2016 |
| SHIRE PLC | |
| Security | 82481R106 | | | | | Meeting Type | Annual |
| Ticker Symbol | SHPG | | | | | Meeting Date | 27-May-2016 | |
| ISIN | US82481R1068 | | | | | Agenda | 934410856 - Management |
| Record Date | 21-Apr-2016 | | | | | Holding Recon Date | 21-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 19-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1 | APPROVAL OF THE MERGER, ALLOTMENT OF SHARES AND INCREASE IN BORROWING LIMIT THAT: (A) THE PROPOSED COMBINATION BY THE COMPANY, THROUGH ITS WHOLLY-OWNED SUBSIDIARY, BEARTRACKS, INC., WITH THE OUTSTANDING COMMON STOCK WITH BAXALTA INC. (THE "MERGER"), ON THE TERMS AND CONDITIONS SET OUT IN THE MERGER AGREEMENT (AS DEFINED IN, AND PARTICULARS OF WHICH ARE SUMMARISED IN, THE CIRCULAR OF THE COMPANY DATED 18 APRIL 2016), TOGETHER WITH ALL OTHER AGREEMENTS AND ANCILLARY ARRANGEMENTS ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 2 | AUTHORITY TO ALLOT SHARES THAT, SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY TO ALLOT RELEVANT SECURITIES (AS DEFINED IN THE ARTICLES), CONFERRED ON THE DIRECTORS BY SHAREHOLDERS PURSUANT TO ARTICLE 10 OF THE ARTICLES (INCLUDING ANY UNUSED AUTHORITY CONFERRED BY RESOLUTION 1 ABOVE) BE CANCELLED AND THE AUTHORITY TO ALLOT RELEVANT SECURITIES CONFERRED ON THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 3 | DISAPPLICATION OF PRE-EMPTION RIGHTS: THAT, SUBJECT TO THE PASSING OF RESOLUTION 2 AND SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY TO ALLOT EQUITY SECURITIES (AS DEFINED IN THE ARTICLES) WHOLLY FOR CASH CONFERRED ON THE DIRECTORS BY SHAREHOLDERS PURSUANT TO ARTICLE 10 OF THE ARTICLES OF ASSOCIATION BE CANCELLED AND THE AUTHORITY TO ALLOT EQUITY ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| 4 | PURCHASE OF OWN SHARES: THAT, SUBJECT TO AND CONDITIONAL UPON THE MERGER HAVING BEEN IMPLEMENTED AND THE NEW ORDINARY SHARES IN THE COMPANY HAVING BEEN ISSUED PURSUANT THERETO, ANY PREVIOUS AUTHORITY CONFERRED ON THE COMPANY TO MAKE MARKET PURCHASES OF ITS SHARES AND TO HOLD TREASURY SHARES BE CANCELLED AND THE COMPANY BE GENERALLY AND UNCONDITIONALLY AUTHORISED: (A) PURSUANT TO ARTICLE 57 OF THE COMPANIES (JERSEY) LAW 1991 TO MAKE MARKET PURCHASES OF ORDINARY SHARES IN THE ... (DUE TO SPACE LIMITS, SEE PROXY MATERIAL FOR FULL PROPOSAL) | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,000 | | 0 | 29-Apr-2016 | 23-May-2016 |
| WILLIAM LYON HOMES | |
| Security | 552074700 | | | | | Meeting Type | Annual |
| Ticker Symbol | WLH | | | | | Meeting Date | 31-May-2016 | |
| ISIN | US5520747008 | | | | | Agenda | 934389885 - Management |
| Record Date | 08-Apr-2016 | | | | | Holding Recon Date | 08-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 27-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DOUGLAS K. AMMERMAN | | | For | For | | |
| | 2 | MICHAEL BARR | | | For | For | | |
| | 3 | THOMAS F. HARRISON | | | For | For | | |
| | 4 | GARY H. HUNT | | | For | For | | |
| | 5 | GENERAL WILLIAM LYON | | | For | For | | |
| | 6 | WILLIAM H. LYON | | | For | For | | |
| | 7 | MATTHEW R. NIEMANN | | | For | For | | |
| | 8 | LYNN CARLSON SCHELL | | | For | For | | |
| 2. | RATIFICATION OF THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF WILLIAM LYON HOMES FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | ADVISORY (NON-BINDING) VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DESCRIBED IN THE PROXY MATERIALS. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 12,400 | | 0 | 22-Apr-2016 | 01-Jun-2016 |
| DYNAVAX TECHNOLOGIES CORPORATION | |
| Security | 268158201 | | | | | Meeting Type | Annual |
| Ticker Symbol | DVAX | | | | | Meeting Date | 31-May-2016 | |
| ISIN | US2681582019 | | | | | Agenda | 934407607 - Management |
| Record Date | 06-Apr-2016 | | | | | Holding Recon Date | 06-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 27-May-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DENNIS A. CARSON, M.D. | | | For | For | | |
| | 2 | EDDIE GRAY | | | For | For | | |
| | 3 | LAURA BREGE | | | For | For | | |
| 2. | TO AMEND AND RESTATE THE DYNAVAX TECHNOLOGIES CORPORATION 2011 EQUITY INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 3,200,000, AND TO APPROVE THE AWARD LIMITS AND OTHER TERMS APPLICABLE TO AWARDS INTENDED TO QUALIFY AS "PERFORMANCE-BASED COMPENSATION" FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Management | | For | For | | |
| 3. | TO AMEND AND RESTATE THE DYNAVAX TECHNOLOGIES CORPORATION 2014 EMPLOYEE STOCK PURCHASE PLAN TO INCREASE THE AGGREGATE NUMBER OF SHARES OF COMMON STOCK AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 200,000. | Management | | For | For | | |
| 4. | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | For | | |
| 5. | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,775 | | 0 | 28-Apr-2016 | 01-Jun-2016 |
| PARSLEY ENERGY, INC. | |
| Security | 701877102 | | | | | Meeting Type | Annual |
| Ticker Symbol | PE | | | | | Meeting Date | 02-Jun-2016 | |
| ISIN | US7018771029 | | | | | Agenda | 934394709 - Management |
| Record Date | 11-Apr-2016 | | | | | Holding Recon Date | 11-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 01-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: DAVID H. SMITH | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: RANDOLPH NEWCOMER, JR. | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: WILLIAM BROWNING | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015. | Management | | For | For | | |
| 4. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, HOW FREQUENTLY THE COMPANY SHOULD SEEK AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | Management | | 3 Years | Against | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,200 | | 0 | 23-Apr-2016 | 03-Jun-2016 |
| SALESFORCE.COM, INC. | |
| Security | 79466L302 | | | | | Meeting Type | Annual |
| Ticker Symbol | CRM | | | | | Meeting Date | 02-Jun-2016 | |
| ISIN | US79466L3024 | | | | | Agenda | 934395903 - Management |
| Record Date | 07-Apr-2016 | | | | | Holding Recon Date | 07-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 01-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: MARC BENIOFF | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: KEITH BLOCK | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: CRAIG CONWAY | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: ALAN HASSENFELD | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: NEELIE KROES | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: COLIN POWELL | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: SANFORD ROBERTSON | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: LAWRENCE TOMLINSON | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: ROBIN WASHINGTON | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: MAYNARD WEBB | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: SUSAN WOJCICKI | Management | | For | For | | |
| 2. | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF CERTIFICATE OF INCORPORATION TO CLARIFY PROVISIONS RELATED TO REMOVAL OF DIRECTORS | Management | | For | For | | |
| 3. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS | Management | | For | For | | |
| 4. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | Management | | For | For | | |
| 5. | STOCKHOLDER PROPOSAL FOR POLICY LIMITING CHANGE IN CONTROL BENEFITS | Shareholder | | Against | For | | |
| 6. | STOCKHOLDER PROPOSAL FOR SHARE RETENTION POLICY FOR SENIOR EXECUTIVES | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,400 | | 0 | 22-Apr-2016 | 03-Jun-2016 |
| CONCHO RESOURCES INC | |
| Security | 20605P101 | | | | | Meeting Type | Annual |
| Ticker Symbol | CXO | | | | | Meeting Date | 02-Jun-2016 | |
| ISIN | US20605P1012 | | | | | Agenda | 934397274 - Management |
| Record Date | 04-Apr-2016 | | | | | Holding Recon Date | 04-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 01-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | GARY A. MERRIMAN | | | For | For | | |
| | 2 | RAY M. POAGE | | | For | For | | |
| 2. | TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE OFFICER COMPENSATION ("SAY-ON-PAY"). | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,950 | | 0 | 20-Apr-2016 | 03-Jun-2016 |
| TRI POINTE GROUP, INC. | |
| Security | 87265H109 | | | | | Meeting Type | Annual |
| Ticker Symbol | TPH | | | | | Meeting Date | 03-Jun-2016 | |
| ISIN | US87265H1095 | | | | | Agenda | 934391715 - Management |
| Record Date | 11-Apr-2016 | | | | | Holding Recon Date | 11-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 02-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DOUGLAS F. BAUER | | | For | For | | |
| | 2 | LAWRENCE B. BURROWS | | | For | For | | |
| | 3 | DANIEL S. FULTON | | | For | For | | |
| | 4 | STEVEN J. GILBERT | | | For | For | | |
| | 5 | CHRISTOPHER D. GRAHAM | | | For | For | | |
| | 6 | CONSTANCE B. MOORE | | | For | For | | |
| | 7 | THOMAS B. ROGERS | | | For | For | | |
| | 8 | BARRY S. STERNLICHT | | | For | For | | |
| 2. | RATIFICATION OF THE AMENDMENT TO TRI POINTE GROUP, INC.'S 2013 LONG-TERM INCENTIVE PLAN, AS AMENDED, IMPOSING CERTAIN LIMITATIONS ON AWARDS MADE UNDER THE PLAN TO NON- EMPLOYEE DIRECTORS. | Management | | For | For | | |
| 3. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 21,600 | | 0 | 23-Apr-2016 | 06-Jun-2016 |
| IMAX CORPORATION | |
| Security | 45245E109 | | | | | Meeting Type | Annual and Special Meeting |
| Ticker Symbol | IMAX | | | | | Meeting Date | 06-Jun-2016 | |
| ISIN | CA45245E1097 | | | | | Agenda | 934409233 - Management |
| Record Date | 08-Apr-2016 | | | | | Holding Recon Date | 08-Apr-2016 | |
| City / | Country | | / | Canada | | | | Vote Deadline Date | 01-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | | |
| | 1 | NEIL S. BRAUN | | | For | For | | |
| | 2 | ERIC A. DEMIRIAN | | | For | For | | |
| | 3 | RICHARD L. GELFOND | | | For | For | | |
| | 4 | DAVID W. LEEBRON | | | For | For | | |
| | 5 | MICHAEL LYNNE | | | For | For | | |
| | 6 | MICHAEL MACMILLAN | | | For | For | | |
| | 7 | I. MARTIN POMPADUR | | | For | For | | |
| | 8 | DANA SETTLE | | | For | For | | |
| | 9 | DARREN THROOP | | | For | For | | |
| | 10 | BRADLEY J. WECHSLER | | | For | For | | |
| 02 | IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. | Management | | For | For | | |
| 03 | IN RESPECT OF THE APPROVAL OF THE AMENDED AND RESTATED LONG-TERM INCENTIVE PLAN AS SET FORTH IN APPENDIX "A" TO THE PROXY CIRCULAR AND PROXY STATEMENT. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 28,660 | | 0 | 18-May-2016 | 07-Jun-2016 |
| LADDER CAPITAL CORP | |
| Security | 505743104 | | | | | Meeting Type | Annual |
| Ticker Symbol | LADR | | | | | Meeting Date | 07-Jun-2016 | |
| ISIN | US5057431042 | | | | | Agenda | 934395864 - Management |
| Record Date | 11-Apr-2016 | | | | | Holding Recon Date | 11-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 06-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | ALAN FISHMAN | | | For | For | | |
| | 2 | JONATHAN BILZIN | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,700 | | 0 | 29-Apr-2016 | 08-Jun-2016 |
| SOLAR CAPITAL LTD | |
| Security | 83413U100 | | | | | Meeting Type | Annual |
| Ticker Symbol | SLRC | | | | | Meeting Date | 07-Jun-2016 | |
| ISIN | US83413U1007 | | | | | Agenda | 934407823 - Management |
| Record Date | 12-Apr-2016 | | | | | Holding Recon Date | 12-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 06-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | DAVID S. WACHTER | | | For | For | | |
| 2. | TO APPROVE A PROPOSAL TO AUTHORIZE SOLAR CAPITAL LTD. TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW SOLAR CAPITAL LTD.'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF SOLAR CAPITAL LTD.'S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING). | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 20,800 | | 0 | 30-Apr-2016 | 08-Jun-2016 |
| NETFLIX, INC. | |
| Security | 64110L106 | | | | | Meeting Type | Annual |
| Ticker Symbol | NFLX | | | | | Meeting Date | 09-Jun-2016 | |
| ISIN | US64110L1061 | | | | | Agenda | 934405968 - Management |
| Record Date | 11-Apr-2016 | | | | | Holding Recon Date | 11-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 08-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | TIMOTHY M. HALEY | | | For | For | | |
| | 2 | LESLIE KILGORE | | | For | For | | |
| | 3 | ANN MATHER | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE OFFICER COMPENSATION. | Management | | For | For | | |
| 4. | STOCKHOLDER PROPOSAL REGARDING DIRECTOR ELECTION MAJORITY VOTE STANDARD, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| 5. | STOCKHOLDER PROPOSAL REGARDING A PROXY ACCESS BYLAW, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| 6. | STOCKHOLDER PROPOSAL REGARDING A SIMPLE MAJORITY VOTE, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| 7. | STOCKHOLDER PROPOSAL REGARDING ELECTING EACH DIRECTOR ANNUALLY, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,200 | | 0 | 27-Apr-2016 | 10-Jun-2016 |
| ADURO BIOTECH INC | |
| Security | 00739L101 | | | | | Meeting Type | Annual |
| Ticker Symbol | ADRO | | | | | Meeting Date | 09-Jun-2016 | |
| ISIN | US00739L1017 | | | | | Agenda | 934406338 - Management |
| Record Date | 18-Apr-2016 | | | | | Holding Recon Date | 18-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 08-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | STEPHEN T. ISAACS | | | For | For | | |
| | 2 | WILLIAM M. GREENMAN | | | For | For | | |
| | 3 | STEPHEN A. SHERWIN, M.D | | | For | For | | |
| 2. | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 7,000 | | 0 | 29-Apr-2016 | 10-Jun-2016 |
| INTREXON CORPORATION | |
| Security | 46122T102 | | | | | Meeting Type | Annual |
| Ticker Symbol | XON | | | | | Meeting Date | 09-Jun-2016 | |
| ISIN | US46122T1025 | | | | | Agenda | 934406807 - Management |
| Record Date | 18-Apr-2016 | | | | | Holding Recon Date | 18-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 08-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: RANDAL J. KIRK | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: CESAR L. ALVAREZ | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: STEVEN FRANK | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: JEFFREY B. KINDLER | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: DEAN J. MITCHELL | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: ROBERT B. SHAPIRO | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: JAMES S. TURLEY | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 4. | TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED INTREXON CORPORATION 2013 OMNIBUS INCENTIVE PLAN, WHICH PROVIDES FOR THE ISSUANCE OF AN ADDITIONAL THREE MILLION SHARES OF COMMON STOCK UNDER THE PLAN. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,186 | | 0 | 30-Apr-2016 | 10-Jun-2016 |
| THERAPEUTICSMD, INC. | |
| Security | 88338N107 | | | | | Meeting Type | Annual |
| Ticker Symbol | TXMD | | | | | Meeting Date | 16-Jun-2016 | |
| ISIN | US88338N1072 | | | | | Agenda | 934400742 - Management |
| Record Date | 18-Apr-2016 | | | | | Holding Recon Date | 18-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 15-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | TOMMY G. THOMPSON | | | For | For | | |
| | 2 | ROBERT G. FINIZIO | | | For | For | | |
| | 3 | JOHN C.K. MILLIGAN, IV | | | For | For | | |
| | 4 | BRIAN BERNICK | | | For | For | | |
| | 5 | J. MARTIN CARROLL | | | For | For | | |
| | 6 | COOPER C. COLLINS | | | For | For | | |
| | 7 | ROBERT V. LAPENTA, JR. | | | For | For | | |
| | 8 | JULES A. MUSING | | | For | For | | |
| | 9 | ANGUS C. RUSSELL | | | For | For | | |
| | 10 | NICHOLAS SEGAL | | | For | For | | |
| 2. | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2015 (SAY-ON-PAY). | Management | | For | For | | |
| 3. | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE INDEPENDENT AUDITOR OF OUR COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 16,700 | | 0 | 03-May-2016 | 17-Jun-2016 |
| LIBERTY GLOBAL PLC | |
| Security | G5480U104 | | | | | Meeting Type | Annual |
| Ticker Symbol | LBTYA | | | | | Meeting Date | 16-Jun-2016 | |
| ISIN | GB00B8W67662 | | | | | Agenda | 934416531 - Management |
| Record Date | 25-Apr-2016 | | | | | Holding Recon Date | 25-Apr-2016 | |
| City / | Country | | / | United Kingdom | | | | Vote Deadline Date | 15-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | TO ELECT ANDREW J. COLE AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2019 | Management | | For | For | | |
| 2. | TO ELECT RICHARD R. GREEN AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2019 | Management | | For | For | | |
| 3. | TO ELECT DAVID E. RAPLEY AS A DIRECTOR OF LIBERTY GLOBAL FOR A TERM EXPIRING AT THE ANNUAL GENERAL MEETING TO BE HELD IN 2019 | Management | | For | For | | |
| 4. | TO APPROVE ON AN ADVISORY BASIS THE ANNUAL REPORT ON THE IMPLEMENTATION OF THE DIRECTORS' COMPENSATION POLICY FOR THE YEAR ENDED DECEMBER 31, 2015, CONTAINED IN APPENDIX A OF THE PROXY STATEMENT (IN ACCORDANCE WITH REQUIREMENTS APPLICABLE TO U.K. COMPANIES) | Management | | For | For | | |
| 5. | TO RATIFY THE APPOINTMENT OF KPMG LLP (U.S.) AS LIBERTY GLOBAL'S INDEPENDENT AUDITOR FOR THE YEAR ENDING DECEMBER 31, 2016 | Management | | For | For | | |
| 6. | TO APPOINT KPMG LLP (U.K.) AS LIBERTY GLOBAL'S U.K. STATUTORY AUDITOR UNDER THE U.K. COMPANIES ACT 2006 (TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE LIBERTY GLOBAL) | Management | | For | For | | |
| 7. | TO AUTHORIZE THE AUDIT COMMITTEE OF LIBERTY GLOBAL'S BOARD OF DIRECTORS TO DETERMINE THE U.K. STATUTORY AUDITOR'S COMPENSATION | Management | | For | For | | |
| 8. | TO AUTHORIZE LIBERTY GLOBAL AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURES OF UP TO $1,000,000 UNDER THE U.K. COMPANIES ACT 2006 | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,700 | | 0 | 04-May-2016 | 17-Jun-2016 |
| MONOLITHIC POWER SYSTEMS, INC. | |
| Security | 609839105 | | | | | Meeting Type | Annual |
| Ticker Symbol | MPWR | | | | | Meeting Date | 16-Jun-2016 | |
| ISIN | US6098391054 | | | | | Agenda | 934417672 - Management |
| Record Date | 19-Apr-2016 | | | | | Holding Recon Date | 19-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 15-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MICHAEL R. HSING | | | For | For | | |
| | 2 | HERBERT CHANG | | | For | For | | |
| | 3 | EUGEN ELMIGER | | | For | For | | |
| 2. | VOTE TO RATIFY DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | PROPOSAL TO APPROVE THE ADVISORY (NON- BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,900 | | 0 | 05-May-2016 | 17-Jun-2016 |
| SONY CORPORATION | |
| Security | J76379106 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 17-Jun-2016 | |
| ISIN | JP3435000009 | | | | | Agenda | 707130376 - Management |
| Record Date | 31-Mar-2016 | | | | | Holding Recon Date | 31-Mar-2016 | |
| City / | Country | TOKYO | / | Japan | | | | Vote Deadline Date | 01-Jun-2016 | |
| SEDOL(s) | 0821687 - 4823203 - 5485602 - 6821506 - B01DR28 - B0K3NH6 - B0ZMMV5 | | | | Quick Code | 67580 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | |
| 1.1 | Appoint a Director Hirai, Kazuo | Management | | For | For | | |
| 1.2 | Appoint a Director Yoshida, Kenichiro | Management | | For | For | | |
| 1.3 | Appoint a Director Nagayama, Osamu | Management | | For | For | | |
| 1.4 | Appoint a Director Nimura, Takaaki | Management | | For | For | | |
| 1.5 | Appoint a Director Harada, Eiko | Management | | For | For | | |
| 1.6 | Appoint a Director Ito, Joichi | Management | | For | For | | |
| 1.7 | Appoint a Director Tim Schaaff | Management | | For | For | | |
| 1.8 | Appoint a Director Matsunaga, Kazuo | Management | | For | For | | |
| 1.9 | Appoint a Director Miyata, Koichi | Management | | For | For | | |
| 1.10 | Appoint a Director John V. Roos | Management | | For | For | | |
| 1.11 | Appoint a Director Sakurai, Eriko | Management | | For | For | | |
| 2 | Approve Issuance of Share Acquisition Rights as Stock Options for Executive Officers and Employees of the Company and Directors and Employees of the Company's Subsidiaries | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 2,100 | | 0 | 30-May-2016 | 16-Jun-2016 |
| VERACYTE, INC. | |
| Security | 92337F107 | | | | | Meeting Type | Annual |
| Ticker Symbol | VCYT | | | | | Meeting Date | 17-Jun-2016 | |
| ISIN | US92337F1075 | | | | | Agenda | 934411466 - Management |
| Record Date | 21-Apr-2016 | | | | | Holding Recon Date | 21-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 16-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | BRIAN G. ATWOOD | | | For | For | | |
| | 2 | KARIN EASTHAM | | | For | For | | |
| | 3 | JESSE I. TREU | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,500 | | 0 | 07-May-2016 | 20-Jun-2016 |
| SIGNET JEWELERS LIMITED | |
| Security | G81276100 | | | | | Meeting Type | Annual |
| Ticker Symbol | SIG | | | | | Meeting Date | 17-Jun-2016 | |
| ISIN | BMG812761002 | | | | | Agenda | 934416202 - Management |
| Record Date | 25-Apr-2016 | | | | | Holding Recon Date | 25-Apr-2016 | |
| City / | Country | | / | United Kingdom | | | | Vote Deadline Date | 16-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: H. TODD STITZER | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: VIRGINIA DROSOS | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: DALE HILPERT | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: MARK LIGHT | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: HELEN MCCLUSKEY | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: MARIANNE MILLER PARRS | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: THOMAS PLASKETT | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: ROBERT STACK | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: EUGENIA ULASEWICZ | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: RUSSELL WALLS | Management | | For | For | | |
| 2. | APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR OF THE COMPANY. | Management | | For | For | | |
| 3. | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,435 | | 0 | 05-May-2016 | 20-Jun-2016 |
| SONY CORPORATION | |
| Security | 835699307 | | | | | Meeting Type | Annual |
| Ticker Symbol | SNE | | | | | Meeting Date | 17-Jun-2016 | |
| ISIN | US8356993076 | | | | | Agenda | 934428841 - Management |
| Record Date | 30-Mar-2016 | | | | | Holding Recon Date | 30-Mar-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 10-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: KAZUO HIRAI | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: KENICHIRO YOSHIDA | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: OSAMU NAGAYAMA | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: TAKAAKI NIMURA | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: EIKOH HARADA | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: JOICHI ITO | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: TIM SCHAAFF | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: KAZUO MATSUNAGA | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: KOICHI MIYATA | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: JOHN V. ROOS | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: ERIKO SAKURAI | Management | | For | For | | |
| 2. | TO ISSUE STOCK ACQUISITION RIGHTS FOR THE PURPOSE OF GRANTING STOCK OPTIONS. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,100 | | 0 | 25-May-2016 | 14-Jun-2016 |
| FACEBOOK INC. | |
| Security | 30303M102 | | | | | Meeting Type | Annual |
| Ticker Symbol | FB | | | | | Meeting Date | 20-Jun-2016 | |
| ISIN | US30303M1027 | | | | | Agenda | 934444946 - Management |
| Record Date | 29-Apr-2016 | | | | | Holding Recon Date | 29-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 17-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | MARC L. ANDREESSEN | | | For | For | | |
| | 2 | ERSKINE B. BOWLES | | | For | For | | |
| | 3 | S.D. DESMOND-HELLMANN | | | For | For | | |
| | 4 | REED HASTINGS | | | For | For | | |
| | 5 | JAN KOUM | | | For | For | | |
| | 6 | SHERYL K. SANDBERG | | | For | For | | |
| | 7 | PETER A. THIEL | | | For | For | | |
| | 8 | MARK ZUCKERBERG | | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS FACEBOOK, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| 3. | TO HOLD A NON-BINDING ADVISORY VOTE ON THE COMPENSATION PROGRAM FOR OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN OUR PROXY STATEMENT. | Management | | For | For | | |
| 4. | TO RATIFY OUR GRANT OF RESTRICTED STOCK UNITS (RSUS) TO OUR NON-EMPLOYEE DIRECTORS DURING THE YEAR ENDED DECEMBER 31, 2013. | Management | | For | For | | |
| 5. | TO RATIFY OUR GRANT OF RSUS TO OUR NON- EMPLOYEE DIRECTORS DURING THE YEARS ENDED DECEMBER 31, 2014 AND 2015. | Management | | For | For | | |
| 6. | TO APPROVE OUR ANNUAL COMPENSATION PROGRAM FOR NON-EMPLOYEE DIRECTORS. | Management | | For | For | | |
| 7A. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO ESTABLISH THE CLASS C CAPITAL STOCK AND TO MAKE CERTAIN CLARIFYING CHANGES. | Management | | For | For | | |
| 7B. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF CLASS A COMMON STOCK FROM 5,000,000,000 TO 20,000,000,000. | Management | | For | For | | |
| 7C. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR THE EQUAL TREATMENT OF SHARES OF CLASS A COMMON STOCK, CLASS B COMMON STOCK, AND CLASS C CAPITAL STOCK IN CONNECTION WITH DIVIDENDS AND DISTRIBUTIONS, CERTAIN TRANSACTIONS, AND UPON OUR LIQUIDATION, DISSOLUTION, OR WINDING UP. | Management | | For | For | | |
| 7D. | TO APPROVE THE ADOPTION OF OUR AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, COMPRISING: THE APPROVAL OF THE ADOPTION OF AMENDMENTS TO OUR RESTATED CERTIFICATE OF INCORPORATION TO PROVIDE FOR ADDITIONAL EVENTS UPON WHICH ALL OF OUR SHARES OF CLASS B COMMON STOCK WILL AUTOMATICALLY CONVERT TO CLASS A COMMON STOCK, TO PROVIDE FOR ADDITIONAL INSTANCES WHERE CLASS B COMMON STOCK WOULD NOT CONVERT TO CLASS A COMMON STOCK IN CONNECTION WITH CERTAIN TRANSFERS, AND TO MAKE CERTAIN RELATED CHANGES TO THE CLASS B COMMON STOCK CONVERSION PROVISIONS. | Management | | For | For | | |
| 8. | TO AMEND AND RESTATE OUR 2012 EQUITY INCENTIVE PLAN. | Management | | For | For | | |
| 9. | A STOCKHOLDER PROPOSAL REGARDING CHANGE IN STOCKHOLDER VOTING. | Shareholder | | Against | For | | |
| 10. | A STOCKHOLDER PROPOSAL REGARDING AN ANNUAL SUSTAINABILITY REPORT. | Shareholder | | Against | For | | |
| 11. | A STOCKHOLDER PROPOSAL REGARDING A LOBBYING REPORT. | Shareholder | | Against | For | | |
| 12. | A STOCKHOLDER PROPOSAL REGARDING AN INTERNATIONAL PUBLIC POLICY COMMITTEE. | Shareholder | | Against | For | | |
| 13. | A STOCKHOLDER PROPOSAL REGARDING A GENDER PAY EQUITY REPORT. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,700 | | 0 | 04-Jun-2016 | 21-Jun-2016 |
| OTONOMY, INC. | |
| Security | 68906L105 | | | | | Meeting Type | Annual |
| Ticker Symbol | OTIC | | | | | Meeting Date | 21-Jun-2016 | |
| ISIN | US68906L1052 | | | | | Agenda | 934427712 - Management |
| Record Date | 27-Apr-2016 | | | | | Holding Recon Date | 27-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 20-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | |
| | 1 | CHAU Q. KHUONG | | | For | For | | |
| | 2 | JAY LICHTER, PH.D. | | | For | For | | |
| | 3 | THEODORE R. SCHROEDER | | | For | For | | |
| 2. | THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2016. | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 12,200 | | 0 | 21-May-2016 | 22-Jun-2016 |
| MANCHESTER UNITED PLC | |
| Security | G5784H106 | | | | | Meeting Type | Annual |
| Ticker Symbol | MANU | | | | | Meeting Date | 23-Jun-2016 | |
| ISIN | KYG5784H1065 | | | | | Agenda | 934424425 - Management |
| Record Date | 21-Mar-2016 | | | | | Holding Recon Date | 21-Mar-2016 | |
| City / | Country | | / | United Kingdom | | | | Vote Deadline Date | 22-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR: AVRAM GLAZER | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR: JOEL GLAZER | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR: EDWARD WOODWARD | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR: RICHARD ARNOLD | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR: JAMIESON REIGLE | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR: KEVIN GLAZER | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR: BRYAN GLAZER | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR: DARCIE GLAZER KASSEWITZ | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR: EDWARD GLAZER | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR: ROBERT LEITAO | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR: MANU SAWHNEY | Management | | For | For | | |
| 1L. | ELECTION OF DIRECTOR: JOHN HOOKS | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,200 | | 0 | 21-May-2016 | 24-Jun-2016 |
| CORINDUS VASCULAR ROBOTICS, INC. | |
| Security | 218730109 | | | | | Meeting Type | Annual |
| Ticker Symbol | CVRS | | | | | Meeting Date | 23-Jun-2016 | |
| ISIN | US2187301096 | | | | | Agenda | 934428790 - Management |
| Record Date | 05-May-2016 | | | | | Holding Recon Date | 05-May-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 22-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1. | REINCORPORATION OF THE COMPANY TO THE STATE OF DELAWARE | Management | | For | For | | |
| 2. | ESTABLISHMENT OF A CLASSIFIED BOARD OF DIRECTORS | Management | | For | For | | |
| 3. | PROHIBITING STOCKHOLDER ACTION BY WRITTEN CONSENT | Management | | For | For | | |
| 4. | REQUIRING A SUPER-MAJORITY VOTE OF STOCKHOLDERS TO TAKE CERTAIN ACTIONS | Management | | For | For | | |
| 5. | DIRECTOR | Management | | | | | |
| | 1 | HILLEL BACHRACH# | | | For | For | | |
| | 2 | DAVID R. WHITE# | | | For | For | | |
| | 3 | GERARD WINKELS# | | | For | For | | |
| | 4 | JEFFREY G. GOLD$ | | | For | For | | |
| | 5 | CAMPBELL D. ROGERS, MD$ | | | For | For | | |
| | 6 | JEFFREY C. LIGHTCAP* | | | For | For | | |
| | 7 | MICHAEL Y. MASHAAL, MD* | | | For | For | | |
| | 8 | MARK J. TOLAND* | | | For | For | | |
| 6. | AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2014 STOCK AWARD PLAN | Management | | For | For | | |
| 7. | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 77,500 | | 0 | 19-May-2016 | 24-Jun-2016 |
| TAKARA LEBEN CO.,LTD. | |
| Security | J80744105 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 27-Jun-2016 | |
| ISIN | JP3460800000 | | | | | Agenda | 707169404 - Management |
| Record Date | 31-Mar-2016 | | | | | Holding Recon Date | 31-Mar-2016 | |
| City / | Country | TOKYO | / | Japan | | | | Vote Deadline Date | 13-Jun-2016 | |
| SEDOL(s) | 6416355 - B02LP05 - B1CFB95 | | | | Quick Code | 88970 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1 | Approve Appropriation of Surplus | Management | | For | For | | |
| 2.1 | Appoint a Director Murayama, Yoshio | Management | | For | For | | |
| 2.2 | Appoint a Director Shimada, Kazuichi | Management | | For | For | | |
| 2.3 | Appoint a Director Okabe, Takeshi | Management | | For | For | | |
| 2.4 | Appoint a Director Tejima, Yoshitaka | Management | | For | For | | |
| 2.5 | Appoint a Director Kitagawa, Toshiya | Management | | For | For | | |
| 2.6 | Appoint a Director Hara, Tadayuki | Management | | For | For | | |
| 2.7 | Appoint a Director Takaara, Mika | Management | | For | For | | |
| 2.8 | Appoint a Director Shida, Hitoshi | Management | | For | For | | |
| 3 | Appoint a Corporate Auditor Kimura, Shunji | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 18,100 | | 0 | 08-Jun-2016 | 17-Jun-2016 |
| CARMAX, INC. | |
| Security | 143130102 | | | | | Meeting Type | Annual |
| Ticker Symbol | KMX | | | | | Meeting Date | 28-Jun-2016 | |
| ISIN | US1431301027 | | | | | Agenda | 934424401 - Management |
| Record Date | 22-Apr-2016 | | | | | Holding Recon Date | 22-Apr-2016 | |
| City / | Country | | / | United States | | | | Vote Deadline Date | 27-Jun-2016 | |
| SEDOL(s) | | | | | Quick Code | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| 1A. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: RONALD E. BLAYLOCK | Management | | For | For | | |
| 1B. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: ALAN B. COLBERG | Management | | For | For | | |
| 1C. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: THOMAS J. FOLLIARD | Management | | For | For | | |
| 1D. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: RAKESH GANGWAL | Management | | For | For | | |
| 1E. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: JEFFREY E. GARTEN | Management | | For | For | | |
| 1F. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: SHIRA GOODMAN | Management | | For | For | | |
| 1G. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: W. ROBERT GRAFTON | Management | | For | For | | |
| 1H. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: EDGAR H. GRUBB | Management | | For | For | | |
| 1I. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: MARCELLA SHINDER | Management | | For | For | | |
| 1J. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: MITCHELL D. STEENROD | Management | | For | For | | |
| 1K. | ELECTION OF DIRECTOR FOR A ONE-YEAR TERM EXPIRING AT THE 2017 ANNUAL SHAREHOLDERS' MEETING: WILLIAM R. TIEFEL | Management | | For | For | | |
| 2. | TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | Management | | For | For | | |
| 3. | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Management | | For | For | | |
| 4. | TO APPROVE THE CARMAX, INC. 2002 STOCK INCENTIVE PLAN, AS AMENDED AND RESTATED. | Management | | For | For | | |
| 5. | TO VOTE ON A SHAREHOLDER PROPOSAL FOR A REPORT ON POLITICAL CONTRIBUTIONS, IF PROPERLY PRESENTED AT THE MEETING. | Shareholder | | Against | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,700 | | 0 | 12-May-2016 | 29-Jun-2016 |
| NINTENDO CO.,LTD. | |
| Security | J51699106 | | | | | Meeting Type | Annual General Meeting |
| Ticker Symbol | | | | | | Meeting Date | 29-Jun-2016 | |
| ISIN | JP3756600007 | | | | | Agenda | 707161802 - Management |
| Record Date | 31-Mar-2016 | | | | | Holding Recon Date | 31-Mar-2016 | |
| City / | Country | KYOTO | / | Japan | | | | Vote Deadline Date | 13-Jun-2016 | |
| SEDOL(s) | 5334209 - 6639550 - B02JMD1 - B0ZGTW7 - BRTM8H8 | | | | Quick Code | 79740 | |
| | | | | | | | | | | | | |
| Item | Proposal | | Proposed by | Vote | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | |
| 1 | Approve Appropriation of Surplus | Management | | For | For | | |
| 2 | Amend Articles to: Expand Business Lines, Increase the Board of Directors Size to 20, Transition to a Company with Supervisory Committee, Revise Directors with Title | Management | | For | For | | |
| 3.1 | Appoint a Director except as Supervisory Committee Members Kimishima, Tatsumi | Management | | For | For | | |
| 3.2 | Appoint a Director except as Supervisory Committee Members Takeda, Genyo | Management | | For | For | | |
| 3.3 | Appoint a Director except as Supervisory Committee Members Miyamoto, Shigeru | Management | | For | For | | |
| 3.4 | Appoint a Director except as Supervisory Committee Members Takahashi, Shinya | Management | | For | For | | |
| 3.5 | Appoint a Director except as Supervisory Committee Members Furukawa, Shuntaro | Management | | For | For | | |
| 4.1 | Appoint a Director as Supervisory Committee Members Noguchi, Naoki | Management | | For | For | | |
| 4.2 | Appoint a Director as Supervisory Committee Members Mizutani, Naoki | Management | | For | For | | |
| 4.3 | Appoint a Director as Supervisory Committee Members Mitamura, Yoshimi | Management | | For | For | | |
| 4.4 | Appoint a Director as Supervisory Committee Members Umeyama, Katsuhiro | Management | | For | For | | |
| 5 | Amend the Compensation to be received by Directors except as Supervisory Committee Members | Management | | For | For | | |
| 6 | Amend the Compensation to be received by Directors as Supervisory Committee Members | Management | | For | For | | |
| | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 1,529 | | 0 | 07-Jun-2016 | 28-Jun-2016 |
