Clough Funds Trust N-PX Annual report of proxy voting record

UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, D.C. 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED

MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811-23059

CLOUGH FUNDS TRUST

(Exact name of registrant as specified in charter)

1290 Broadway, Suite 1100, Denver, Colorado 80203

(Address of principal executive offices) (Zip code)

Sareena Khwaja-Dixon, Esq.

Clough Funds Trust

1290 Broadway, Suite 1100

Denver, CO 80203

(Name and address of agent for service)

Registrant’s Telephone Number, including Area Code: (303) 623-2577

Date of fiscal year end: October 31

Date of reporting period: July 1, 2016 – June 30, 2017

Item 1 – Proxy Voting Record.
   

Vote Summary

AKORN, INC.

Security

009728106

Meeting Type

Annual

Ticker Symbol

AKRX

Meeting Date

01-Jul-2016

ISIN

US0097281069

Agenda

934429437 - Management

Record Date

11-May-2016

Holding Recon Date

11-May-2016

City /

Country

/

United States

Vote Deadline Date

30-Jun-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

JOHN KAPOOR, PHD

For

For

2

KENNETH ABRAMOWITZ

For

For

3

ADRIENNE GRAVES, PHD

For

For

4

RONALD JOHNSON

For

For

5

STEVEN MEYER

For

For

6

TERRY ALLISON RAPPUHN

For

For

7

BRIAN TAMBI

For

For

8

ALAN WEINSTEIN

For

For

2.

PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR YEAR ENDING DECEMBER 31, 2016.

Management

For

For

3.

PROPOSAL TO APPROVE, THROUGH A NON- BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM AS DESCRIBED IN THE COMPANY'S 2016 PROXY STATEMENT.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

13,000

0

21-May-2016

21-May-2016

ARMSTRONG WORLD INDUSTRIES, INC.

Security

04247X102

Meeting Type

Annual

Ticker Symbol

AWI

Meeting Date

08-Jul-2016

ISIN

US04247X1028

Agenda

934420237 - Management

Record Date

15-Apr-2016

Holding Recon Date

15-Apr-2016

City /

Country

/

United States

Vote Deadline Date

07-Jul-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

STAN A. ASKREN

For

For

2

VICTOR D. GRIZZLE

For

For

3

TAO HUANG

For

For

4

LARRY S. MCWILLIAMS

For

For

5

JAMES C. MELVILLE

For

For

6

JAMES J. O'CONNOR

For

For

7

JOHN J. ROBERTS

For

For

8

GREGORY P. SPIVY

For

For

9

CHERRYL T. THOMAS

For

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2016.

Management

For

For

3.

TO APPROVE OF THE ARMSTRONG WORLD INDUSTRIES, INC. 2016 DIRECTORS' STOCK UNIT PLAN.

Management

For

For

4.

TO APPROVE OF THE ARMSTRONG WORLD INDUSTRIES, INC. 2016 LONG-TERM INCENTIVE PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,800

0

07-May-2016

11-Jul-2016

GALAPAGOS N V

Security

36315X101

Meeting Type

Special

Ticker Symbol

GLPG

Meeting Date

26-Jul-2016

ISIN

US36315X1019

Agenda

934458541 - Management

Record Date

27-Jun-2016

Holding Recon Date

27-Jun-2016

City /

Country

/

United States

Vote Deadline Date

15-Jul-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

S1.

TO APPOINT MS. MARY KERR AS AN INDEPENDENT DIRECTOR OF THE COMPANY.

Management

For

E2.

AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 40% OF THE SHARE CAPITAL.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,000

0

07-Jul-2016

19-Jul-2016

GALAPAGOS N V

Security

36315X101

Meeting Type

Special

Ticker Symbol

GLPG

Meeting Date

26-Jul-2016

ISIN

US36315X1019

Agenda

934460407 - Management

Record Date

08-Jul-2016

Holding Recon Date

08-Jul-2016

City /

Country

/

United States

Vote Deadline Date

15-Jul-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

S1.

TO APPOINT MS. MARY KERR AS AN INDEPENDENT DIRECTOR OF THE COMPANY.

Management

For

E2.

AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 40% OF THE SHARE CAPITAL.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,000

0

14-Jul-2016

19-Jul-2016

PRESTIGE BRANDS HOLDINGS, INC.

Security

74112D101

Meeting Type

Annual

Ticker Symbol

PBH

Meeting Date

02-Aug-2016

ISIN

US74112D1019

Agenda

934457296 - Management

Record Date

14-Jun-2016

Holding Recon Date

14-Jun-2016

City /

Country

/

United States

Vote Deadline Date

01-Aug-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

RONALD M. LOMBARDI

For

For

2

JOHN E. BYOM

For

For

3

GARY E. COSTLEY

For

For

4

SHEILA A. HOPKINS

For

For

5

JAMES M. JENNESS

For

For

6

CARL J. JOHNSON

For

For

7

NATALE S. RICCIARDI

For

For

2.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF PRESTIGE BRANDS HOLDINGS, INC. FOR THE FISCAL YEAR ENDING MARCH 31, 2017.

Management

For

For

3.

SAY ON PAY - AN ADVISORY VOTE ON THE RESOLUTION TO APPROVE THE COMPENSATION OF PRESTIGE BRANDS HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

3,800

0

02-Jul-2016

03-Aug-2016

JAZZ PHARMACEUTICALS PLC

Security

G50871105

Meeting Type

Annual

Ticker Symbol

JAZZ

Meeting Date

04-Aug-2016

ISIN

IE00B4Q5ZN47

Agenda

934452753 - Management

Record Date

07-Jun-2016

Holding Recon Date

07-Jun-2016

City /

Country

/

Ireland

Vote Deadline Date

03-Aug-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: PAUL L. BERNS

Management

For

For

1B.

ELECTION OF DIRECTOR: PATRICK G. ENRIGHT

Management

For

For

1C.

ELECTION OF DIRECTOR: SEAMUS MULLIGAN

Management

For

For

1D.

ELECTION OF DIRECTOR: NORBERT G. RIEDEL, PH.D.

Management

For

For

2.

TO RATIFY, ON A NON-BINDING ADVISORY BASIS, THE APPOINTMENT OF KPMG, DUBLIN AS THE INDEPENDENT AUDITORS OF JAZZ PHARMACEUTICALS PLC FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016 AND TO AUTHORIZE, IN A BINDING VOTE, THE BOARD OF DIRECTORS, ACTING THROUGH THE AUDIT COMMITTEE, TO DETERMINE THE AUDITORS' REMUNERATION.

Management

For

For

3.

TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF JAZZ PHARMACEUTICALS PLC'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

Management

For

For

4A.

TO APPROVE AMENDMENTS TO JAZZ PHARMACEUTICALS PLC'S MEMORANDUM OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE ADJUSTMENTS TO ADDRESS THE ENACTMENT OF THE IRISH COMPANIES ACT 2014 AND A MINOR HOUSEKEEPING MATTER.

Management

For

For

4B.

TO APPROVE AMENDMENTS TO JAZZ PHARMACEUTICALS PLC'S ARTICLES OF ASSOCIATION TO MAKE CERTAIN ADMINISTRATIVE ADJUSTMENTS TO ADDRESS THE ENACTMENT OF THE IRISH COMPANIES ACT 2014 AND CERTAIN MINOR HOUSEKEEPING MATTERS.

Management

For

For

5.

TO AUTHORIZE JAZZ PHARMACEUTICALS PLC AND/OR ANY SUBSIDIARY OF JAZZ PHARMACEUTICALS PLC TO MAKE OPEN MARKET PURCHASES OF JAZZ PHARMACEUTICALS PLC'S ORDINARY SHARES.

Management

For

For

6.

TO RENEW THE BOARD OF DIRECTORS' EXISTING AUTHORITY UNDER IRISH LAW TO ALLOT AND ISSUE ORDINARY SHARES.

Management

For

For

7.

TO RENEW THE BOARD OF DIRECTORS' EXISTING AUTHORITY UNDER IRISH LAW TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH WITHOUT FIRST OFFERING THOSE ORDINARY SHARES TO EXISTING SHAREHOLDERS PURSUANT TO THE STATUTORY PRE-EMPTION RIGHT THAT WOULD OTHERWISE APPLY.

Management

For

For

8.

TO APPROVE ANY MOTION TO ADJOURN THE ANNUAL MEETING, OR ANY ADJOURNMENTS THEREOF, TO ANOTHER TIME AND PLACE TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE ANY OR ALL OF PROPOSALS 4A, 4B AND/OR 7.

Management

For

For

9.

TO APPROVE AN AMENDMENT AND RESTATEMENT OF JAZZ PHARMACEUTICALS PLC'S 2011 EQUITY INCENTIVE PLAN IN ORDER TO RENEW JAZZ PHARMACEUTICALS PLC'S ABILITY TO GRANT AWARDS THEREUNDER THAT MAY QUALIFY AS "PERFORMANCE-BASED COMPENSATION" UNDER SECTION 162(M) OF THE U.S. INTERNAL REVENUE CODE.

Management

For

For

10.

TO APPROVE AN AMENDMENT AND RESTATEMENT OF JAZZ PHARMACEUTICALS PLC'S AMENDED AND RESTATED 2007 NON-EMPLOYEE DIRECTORS STOCK OPTION PLAN IN ORDER TO (I) EXPAND THE TYPES OF STOCK AWARDS THAT MAY BE GRANTED THEREUNDER TO JAZZ PHARMACEUTICALS PLC'S NON-EMPLOYEE DIRECTORS AND (II) ELIMINATE THE FINAL AUTOMATIC ANNUAL INCREASE TO THE SHARE RESERVE THAT IS OTHERWISE SCHEDULED TO OCCUR IN 2017 PURSUANT TO THE "EVERGREEN" PROVISION INCLUDED THEREIN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

700

0

22-Jun-2016

05-Aug-2016

MONRO MUFFLER BRAKE, INC.

Security

610236101

Meeting Type

Annual

Ticker Symbol

MNRO

Meeting Date

09-Aug-2016

ISIN

US6102361010

Agenda

934458731 - Management

Record Date

20-Jun-2016

Holding Recon Date

20-Jun-2016

City /

Country

/

United States

Vote Deadline Date

08-Aug-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

DONALD GLICKMAN

For

For

2

JOHN W. VAN HEEL

For

For

3

JAMES R. WILEN

For

For

4

ELIZABETH A. WOLSZON

For

For

2.

TO APPROVE, ON A NON-BINDING BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

TO RATIFY THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 25, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,000

0

08-Jul-2016

10-Aug-2016

LIBERTY INTERACTIVE CORPORATION

Security

53071M880

Meeting Type

Annual

Ticker Symbol

LVNTA

Meeting Date

23-Aug-2016

ISIN

US53071M8800

Agenda

934458882 - Management

Record Date

01-Jul-2016

Holding Recon Date

01-Jul-2016

City /

Country

/

United States

Vote Deadline Date

22-Aug-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

JOHN C. MALONE

For

For

2

M. IAN G. GILCHRIST

For

For

3

MARK C. VADON

For

For

4

ANDREA L. WONG

For

For

2.

A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2016.

Management

For

For

3.

A PROPOSAL TO ADOPT THE LIBERTY INTERACTIVE CORPORATION 2016 OMNIBUS INCENTIVE PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

12,552

0

09-Jul-2016

24-Aug-2016

VIASAT, INC.

Security

92552V100

Meeting Type

Annual

Ticker Symbol

VSAT

Meeting Date

08-Sep-2016

ISIN

US92552V1008

Agenda

934463643 - Management

Record Date

15-Jul-2016

Holding Recon Date

15-Jul-2016

City /

Country

/

United States

Vote Deadline Date

07-Sep-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

RICHARD BALDRIDGE

For

For

2

B. ALLEN LAY

For

For

3

DR. JEFFREY NASH

For

For

2.

RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS VIASAT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017

Management

For

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

3,200

0

26-Jul-2016

09-Sep-2016

LIONS GATE ENTERTAINMENT CORP.

Security

535919203

Meeting Type

Annual and Special Meeting

Ticker Symbol

LGF

Meeting Date

13-Sep-2016

ISIN

CA5359192039

Agenda

934467398 - Management

Record Date

22-Jul-2016

Holding Recon Date

22-Jul-2016

City /

Country

/

United States

Vote Deadline Date

12-Sep-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

01

DIRECTOR

Management

1

MICHAEL BURNS

For

For

2

GORDON CRAWFORD

For

For

3

ARTHUR EVRENSEL

For

For

4

JON FELTHEIMER

For

For

5

EMILY FINE

For

For

6

MICHAEL T. FRIES

For

For

7

SIR LUCIAN GRAINGE

For

For

8

DR. JOHN C. MALONE

For

For

9

G. SCOTT PATERSON

For

For

10

MARK H. RACHESKY, M.D.

For

For

11

DARYL SIMM

For

For

12

HARDWICK SIMMONS

For

For

13

DAVID M. ZASLAV

For

For

02

PROPOSAL TO REAPPOINT ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING MARCH 31, 2017.

Management

For

For

03

PROPOSAL TO CONDUCT AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

04

PROPOSAL TO APPROVE AMENDMENTS TO THE LIONS GATE ENTERTAINMENT CORP. 2012 PERFORMANCE INCENTIVE PLAN.

Management

For

For

05

IN THEIR DISCRETION, THE PROXIES ARE AUTHORIZED TO VOTE UPON SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE MEETING.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

15,800

0

06-Aug-2016

14-Sep-2016

WNS (HOLDINGS) LIMITED

Security

92932M101

Meeting Type

Annual

Ticker Symbol

WNS

Meeting Date

27-Sep-2016

ISIN

US92932M1018

Agenda

934480043 - Management

Record Date

31-Aug-2016

Holding Recon Date

31-Aug-2016

City /

Country

/

United States

Vote Deadline Date

20-Sep-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

ADOPTION OF ANNUAL AUDITED ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2016.

Management

For

2

RE-APPOINTMENT OF GRANT THORNTON INDIA LLP AS THE AUDITORS OF THE COMPANY.

Management

For

3

APPROVAL OF AUDITORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING MARCH 31, 2017.

Management

For

4

RE-ELECTION OF THE CLASS I DIRECTOR MR. GARETH WILLIAMS.

Management

For

5

RE-ELECTION OF THE CLASS I DIRECTOR MR. ADRIAN T. DILLON.

Management

For

6

APPROVAL OF THE COMPANY'S 2016 INCENTIVE AWARD PLAN SUBSTANTIALLY IN THE FORM SET OUT IN APPENDIX A TO THE PROXY STATEMENT.

Management

For

7

APPROVAL OF DIRECTORS' REMUNERATION FOR THE PERIOD FROM THE ANNUAL GENERAL MEETING UNTIL THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY TO BE HELD IN RESPECT OF THE FINANCIAL YEAR ENDING MARCH 31, 2017.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,000

0

13-Sep-2016

22-Sep-2016

HILTON WORLDWIDE HOLDINGS INC.

Security

43300A104

Meeting Type

Special

Ticker Symbol

HLT

Meeting Date

04-Oct-2016

ISIN

US43300A1043

Agenda

934479216 - Management

Record Date

26-Aug-2016

Holding Recon Date

26-Aug-2016

City /

Country

/

United States

Vote Deadline Date

03-Oct-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO APPROVE AND ADOPT AN AMENDMENT TO THE COMPANY'S CERTIFICATE OF INCORPORATION TO EFFECT A REVERSE STOCK SPLIT AND DECREASE AUTHORIZED SHARES.

Management

For

For

2.

TO APPROVE AN ADJOURNMENT OF THE SPECIAL MEETING.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,600

0

09-Sep-2016

05-Oct-2016

ALIBABA GROUP HOLDING LIMITED

Security

01609W102

Meeting Type

Annual

Ticker Symbol

BABA

Meeting Date

13-Oct-2016

ISIN

US01609W1027

Agenda

934477832 - Management

Record Date

19-Aug-2016

Holding Recon Date

19-Aug-2016

City /

Country

/

United States

Vote Deadline Date

06-Oct-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: DANIEL YONG ZHANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

1B.

ELECTION OF DIRECTOR: CHEE HWA TUNG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

1C.

ELECTION OF DIRECTOR: JERRY YANG (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

1D.

ELECTION OF DIRECTOR: WAN LING MARTELLO (TO SERVE FOR A THREE YEAR TERM OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

1E.

ELECTION OF DIRECTOR: ERIC XIANDONG JING (TO SERVE UNTIL THE COMPANY'S ANNUAL GENERAL MEETING OF SHAREHOLDERS TO BE HELD IN 2018 OR UNTIL SUCH DIRECTOR'S SUCCESSOR IS ELECTED OR APPOINTED AND DULY QUALIFIED.)

Management

For

For

2.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,000

0

07-Sep-2016

10-Oct-2016

BYD COMPANY LTD, SHENZHEN

Security

Y1023R104

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

01-Nov-2016

ISIN

CNE100000296

Agenda

707516110 - Management

Record Date

30-Sep-2016

Holding Recon Date

30-Sep-2016

City /

Country

SHENZH EN

/

China

Vote Deadline Date

04-Oct-2016

SEDOL(s)

6536651 - B01XKF2 - B0WVS95 - BD8GJR0

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 681715 DUE TO ADDITION OF- RESOLUTION 3. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE INACTIVATED AND YOUR VOTE-INTENTIONS ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING-IS SUBMITTED PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE-ON THIS NEW AMENDED MEETING. THANK YOU.

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0913/LTN20160913500.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1019/LTN20161019505.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 0913/LTN20160913545.pdf,- http://www.hkexnews.hk/listedco/listconews/SEHK/2016/ 1019/LTN20161019509.pdf

Non-Voting

1

TO CONSIDER AND APPROVE THE INTERIM PROFIT DISTRIBUTION PLAN OF THE COMPANY FOR THE SIX MONTHS ENDED 30 JUNE 2016

Management

For

For

2

TO CONSIDER AND APPROVE THE PROPOSED CHANGE OF THE COMPANY'S BUSINESS SCOPE AND AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 11

Management

For

For

3

TO CONSIDER AND APPROVE THE PROPOSED FURTHER CHANGE OF THE COMPANY'S BUSINESS SCOPE AND AMENDMENT TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLE 11

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

29,000

0

20-Oct-2016

27-Oct-2016

LIBERTY INTERACTIVE CORPORATION

Security

53071M880

Meeting Type

Special

Ticker Symbol

LVNTA

Meeting Date

01-Nov-2016

ISIN

US53071M8800

Agenda

934488152 - Management

Record Date

28-Sep-2016

Holding Recon Date

28-Sep-2016

City /

Country

/

United States

Vote Deadline Date

31-Oct-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

A PROPOSAL TO APPROVE THE REDEMPTION BY LIBERTY INTERACTIVE CORPORATION OF A PORTION OF THE OUTSTANDING SHARES OF LIBERTY VENTURES COMMON STOCK FOR ALL OF THE OUTSTANDING SHARES OF LIBERTY EXPEDIA HOLDINGS, INC., WHICH WOULD HOLD LIBERTY INTERACTIVE CORPORATION'S OWNERSHIP AND VOTING INTERESTS IN .. (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

For

2.

A PROPOSAL TO AUTHORIZE THE ADJOURNMENT OF THE SPECIAL MEETING BY LIBERTY INTERACTIVE CORPORATION TO PERMIT FURTHER SOLICITATION OF PROXIES, IF NECESSARY OR APPROPRIATE, IF SUFFICIENT VOTES ARE NOT REPRESENTED AT THE SPECIAL MEETING TO APPROVE THE OTHER PROPOSAL TO BE PRESENTED AT THE SPECIAL MEETING.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,752

0

05-Oct-2016

02-Nov-2016

LUMENTUM HOLDINGS INC

Security

55024U109

Meeting Type

Annual

Ticker Symbol

LITE

Meeting Date

04-Nov-2016

ISIN

US55024U1097

Agenda

934481704 - Management

Record Date

12-Sep-2016

Holding Recon Date

12-Sep-2016

City /

Country

/

United States

Vote Deadline Date

03-Nov-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MARTIN A. KAPLAN

Management

For

For

1B.

ELECTION OF DIRECTOR: HAROLD L. COVERT

Management

For

For

1C.

ELECTION OF DIRECTOR: PENELOPE A. HERSCHER

Management

For

For

1D.

ELECTION OF DIRECTOR: SAMUEL F. THOMAS

Management

For

For

1E.

ELECTION OF DIRECTOR: BRIAN J. LILLIE

Management

For

For

1F.

ELECTION OF DIRECTOR: ALAN S. LOWE

Management

For

For

2.

TO APPROVE THE EXECUTIVE OFFICER PERFORMANCE-BASED INCENTIVE PLAN

Management

For

For

3.

TO APPROVE THE AMENDED AND RESTATED 2015 EQUITY INCENTIVE PLAN

Management

For

For

4.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JULY 1, 2017

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,800

0

22-Sep-2016

07-Nov-2016

THE WILLIAMS COMPANIES, INC.

Security

969457100

Meeting Type

Annual

Ticker Symbol

WMB

Meeting Date

23-Nov-2016

ISIN

US9694571004

Agenda

934492579 - Management

Record Date

07-Oct-2016

Holding Recon Date

07-Oct-2016

City /

Country

/

United States

Vote Deadline Date

22-Nov-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: ALAN S. ARMSTRONG

Management

For

For

1B.

ELECTION OF DIRECTOR: STEPHEN W. BERGSTROM

Management

For

For

1C.

ELECTION OF DIRECTOR: STEPHEN I. CHAZEN

Management

For

For

1D.

ELECTION OF DIRECTOR: KATHLEEN B. COOPER

Management

For

For

1E.

ELECTION OF DIRECTOR: PETER A. RAGAUSS

Management

For

For

1F.

ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD

Management

For

For

1G.

ELECTION OF DIRECTOR: MURRAY D. SMITH

Management

For

For

1H.

ELECTION OF DIRECTOR: WILLIAM H. SPENCE

Management

For

For

1I.

ELECTION OF DIRECTOR: JANICE D. STONEY

Management

For

For

2.

RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2016.

Management

For

For

3.

APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

900

0

20-Oct-2016

20-Oct-2016

AMSURG CORP.

Security

03232P405

Meeting Type

Special

Ticker Symbol

AMSG

Meeting Date

28-Nov-2016

ISIN

US03232P4054

Agenda

934494826 - Management

Record Date

07-Oct-2016

Holding Recon Date

07-Oct-2016

City /

Country

/

United States

Vote Deadline Date

25-Nov-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO CONSIDER AND VOTE ON A PROPOSAL TO APPROVE THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 15, 2016 (THE "MERGER AGREEMENT"), BY AND AMONG ENVISION HEALTHCARE HOLDINGS, INC., AMSURG CORP. AND NEW AMETHYST CORP., AND THE TRANSACTIONS CONTEMPLATED BY THE MERGER AGREEMENT.

Management

For

For

2.

TO CONSIDER AND VOTE ON A NON-BINDING, ADVISORY PROPOSAL TO APPROVE THE COMPENSATION THAT MAY BECOME PAYABLE TO AMSURG'S NAMED EXECUTIVE OFFICERS IN CONNECTION WITH THE CONSUMMATION OF THE MERGER.

Management

For

For

3.

TO CONSIDER A VOTE ON A PROPOSAL TO APPROVE ANY MOTION TO ADJOURN THE AMSURG SPECIAL MEETING IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

3,500

0

26-Oct-2016

29-Nov-2016

CHR. HANSEN HOLDING A/S

Security

K1830B107

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

29-Nov-2016

ISIN

DK0060227585

Agenda

707583793 - Management

Record Date

22-Nov-2016

Holding Recon Date

22-Nov-2016

City /

Country

HORSHO LM

/

Denmark

Vote Deadline Date

18-Nov-2016

SEDOL(s)

B3LL574 - B3SMD32 - B573M11 - B63NJ00 - BHZLC88

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IN THE MAJORITY OF MEETINGS THE VOTES ARE CAST WITH THE REGISTRAR WHO WILL-FOLLOW CLIENT INSTRUCTIONS. IN A SMALL PERCENTAGE OF MEETINGS THERE IS NO-REGISTRAR AND CLIENTS VOTES MAY BE CAST BY THE CHAIRMAN OF THE BOARD OR A-BOARD MEMBER AS PROXY. CLIENTS CAN ONLY EXPECT THEM TO ACCEPT PRO-MANAGEMENT-VOTES. THE ONLY WAY TO GUARANTEE THAT ABSTAIN AND/OR AGAINST VOTES ARE-REPRESENTED AT THE MEETING IS TO SEND YOUR OWN REPRESENTATIVE OR ATTEND THE-MEETING IN PERSON. THE SUB CUSTODIAN BANKS OFFER REPRESENTATION SERVICES FOR- AN ADDED FEE IF REQUESTED. THANK YOU

Non-Voting

CMMT

PLEASE BE ADVISED THAT SPLIT AND PARTIAL VOTING IS NOT AUTHORISED FOR A-BENEFICIAL OWNER IN THE DANISH MARKET. PLEASE CONTACT YOUR GLOBAL CUSTODIAN-FOR FURTHER INFORMATION.

Non-Voting

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'ABSTAIN'-ONLY FOR RESOLUTIONS 6.A.A, 6.B.A TO 6.B.F AND 7.A. THANK YOU

Non-Voting

1

REPORT ON THE COMPANY'S ACTIVITIES

Non-Voting

2

APPROVAL OF THE 2015/16 ANNUAL REPORT

Management

For

For

3

RESOLUTION ON THE APPROPRIATION OF PROFIT OR COVERING OF LOSS: DKK 5.23 PER SHARE

Management

For

For

4

DECISION ON REMUNERATION OF MEMBERS OF THE BOARD OF DIRECTORS

Management

For

For

5.A

PROPOSALS FROM THE BOARD OF DIRECTOR: AMENDMENT OF ARTICLES OF ASSOCIATION TO REFLECT COMPUTERSHARE A/S AS NEW COMPANY REGISTRAR

Management

For

For

5.B

PROPOSALS FROM THE BOARD OF DIRECTOR: AMENDMENT OF ARTICLES OF ASSOCIATION TO REFLECT LEGAL NAME CHANGE OF NASDAQ OMX COPENHAGEN A/S

Management

For

For

6.A.A

RE-ELECTION OF CHAIRMAN OF THE BOARD OF DIRECTOR: OLE ANDERSEN

Management

For

For

6.B.A

RE-ELECTION OF OTHER MEMBERS OF THE BOARD OF DIRECTOR: FREDERIC STEVENIN

Management

For

For

6.B.B

RE-ELECTION OF OTHER MEMBERS OF THE BOARD OF DIRECTOR: MARK WILSON

Management

For

For

6.B.C

RE-ELECTION OF OTHER MEMBERS OF THE BOARD OF DIRECTOR: DOMINIQUE REINICHE

Management

For

For

6.B.D

RE-ELECTION OF OTHER MEMBERS OF THE BOARD OF DIRECTOR: TIINA MATTILA-SANDHOLM

Management

For

For

6.B.E

RE-ELECTION OF OTHER MEMBERS OF THE BOARD OF DIRECTOR: KRISTIAN VILLUMSEN

Management

For

For

6.B.F

ELECTION OF OTHER MEMBERS OF THE BOARD OF DIRECTOR: LUIS CANTARELL ROCAMORA

Management

For

For

7.A

RE-ELECTION OF PRICEWATERHOUSECOOPERS STATSAUTORISERET REVISIONSPARTNERSELSKAB

Management

For

For

8

AUTHORIZATION OF THE CHAIRMAN OF THE ANNUAL GENERAL MEETING

Management

For

For

CMMT

07 NOV 2016: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN-UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

3,295

0

05-Nov-2016

22-Nov-2016

MICROSOFT CORPORATION

Security

594918104

Meeting Type

Annual

Ticker Symbol

MSFT

Meeting Date

30-Nov-2016

ISIN

US5949181045

Agenda

934491224 - Management

Record Date

30-Sep-2016

Holding Recon Date

30-Sep-2016

City /

Country

/

United States

Vote Deadline Date

29-Nov-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: WILLIAM H. GATES III

Management

For

For

1B.

ELECTION OF DIRECTOR: TERI L. LIST-STOLL

Management

For

For

1C.

ELECTION OF DIRECTOR: G. MASON MORFIT

Management

For

For

1D.

ELECTION OF DIRECTOR: SATYA NADELLA

Management

For

For

1E.

ELECTION OF DIRECTOR: CHARLES H. NOSKI

Management

For

For

1F.

ELECTION OF DIRECTOR: HELMUT PANKE

Management

For

For

1G.

ELECTION OF DIRECTOR: SANDRA E. PETERSON

Management

For

For

1H.

ELECTION OF DIRECTOR: CHARLES W. SCHARF

Management

For

For

1I.

ELECTION OF DIRECTOR: JOHN W. STANTON

Management

For

For

1J.

ELECTION OF DIRECTOR: JOHN W. THOMPSON

Management

For

For

1K.

ELECTION OF DIRECTOR: PADMASREE WARRIOR

Management

For

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

3.

RATIFICATION OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR FISCAL YEAR 2017

Management

For

For

4.

APPROVAL OF AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION

Management

For

For

5.

APPROVAL OF FRENCH SUB PLAN UNDER THE 2001 STOCK PLAN

Management

For

For

6.

SHAREHOLDER PROPOSAL - REQUESTING CERTAIN PROXY ACCESS BYLAW AMENDMENTS

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,900

0

20-Oct-2016

01-Dec-2016

LIONS GATE ENTERTAINMENT CORP.

Security

535919203

Meeting Type

Special

Ticker Symbol

LGF

Meeting Date

07-Dec-2016

ISIN

CA5359192039

Agenda

934501203 - Management

Record Date

31-Oct-2016

Holding Recon Date

31-Oct-2016

City /

Country

/

United States

Vote Deadline Date

06-Dec-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A

PROPOSAL TO ADOPT ALTERATIONS TO THE CURRENT NOTICE OF ARTICLES OF LIONS GATE TO CREATE AND AUTHORIZE A NEW CLASS OF VOTING SHARES ENTITLED "CLASS A VOTING SHARES" (THE "LIONS GATE VOTING SHARES") AND A NEW CLASS OF NON-VOTING SHARES ENTITLED "CLASS B NON-VOTING SHARES" (THE "LIONS GATE NON- VOTING SHARES") AND TO REMOVE THE COMPANY'S CURRENTLY AUTHORIZED SERIES OF PREFERRED SHARES.

Management

For

For

1B

PROPOSAL TO APPROVE THE ADOPTION OF AMENDMENTS TO THE CURRENT ARTICLES OF LIONS GATE WITH RESPECT TO THE SPECIAL RIGHTS AND RESTRICTIONS OF THE AUTHORIZED SHARES, INCLUDING THE COMMON SHARES, THE LIONS GATE VOTING SHARES, THE LIONS GATE NON-VOTING SHARES AND THE PREFERRED SHARES.

Management

For

For

1C

PROPOSAL TO APPROVE THE CONVERSION OF EACH COMMON SHARE INTO 0.5 LIONS GATE VOTING SHARES AND 0.5 LIONS GATE NON-VOTING SHARES AND THE ADOPTION OF FURTHER ALTERATIONS TO THE NOTICE OF ARTICLES OF LIONS GATE TO REMOVE THE COMMON SHARES FROM THE NOTICE OF ARTICLES.

Management

For

For

1D

PROPOSAL TO APPROVE THE ADOPTION OF FURTHER AMENDMENTS TO THE ARTICLES OF LIONS GATE WITH RESPECT TO CHANGES TO REMOVE REFERENCES TO THE LIONS GATE COMMON SHARES THEREIN.

Management

For

For

02

PROPOSAL TO APPROVE THE ISSUANCE OF LIONS GATE NON-VOTING SHARES AND LIONS GATE VOTING SHARES TO HOLDERS OF STARZ SERIES A COMMON STOCK AND STARZ SERIES B COMMON STOCK IN CONNECTION WITH THE AGREEMENT AND PLAN OF MERGER, DATED AS OF JUNE 30, 2016 (AS AMENDED, THE "MERGER AGREEMENT"), BY AND AMONG LIONS GATE, STARZ AND ORION ARM ACQUISITION INC. ("MERGER SUB").

Management

For

For

03

PROPOSAL TO APPROVE THE ISSUANCE OF LIONS GATE COMMON SHARES TO JOHN C. MALONE, ROBERT R. BENNETT AND CERTAIN OF THEIR RESPECTIVE AFFILIATES (THE "M-B STOCKHOLDERS"), IN CONNECTION WITH THE STOCK EXCHANGE AGREEMENT, DATED AS OF JUNE 30, 2016, BY AND BETWEEN LIONS GATE, MERGER SUB AND THE M-B STOCKHOLDERS.

Management

For

For

04

PROPOSAL TO APPROVE ALL ISSUANCES OF LIONS GATE SECURITIES BY LIONS GATE, DURING THE FIVE-YEAR PERIOD FOLLOWING THE RECEIPT OF SHAREHOLDER APPROVAL, TO LIBERTY GLOBAL PLC, DISCOVERY COMMUNICATIONS, INC. AND MHR FUND MANAGEMENT, LLC IN CONNECTION WITH THE EXERCISE OF THEIR PREEMPTIVE RIGHTS UNDER THE INVESTOR RIGHTS AGREEMENT, DATED AS OF NOVEMBER 10, 2015 AND AMENDED AS OF JUNE 30, 2016, BY AND AMONG LIONS GATE AND CERTAIN OF ITS STOCKHOLDERS, INCLUDING LIBERTY GLOBAL PLC, DISCOVERY COMMUNICATIONS, INC., MHR FUND MANAGEMENT, LLC AND CERTAIN OF THEIR RESPECTIVE AFFILIATES.

Management

For

For

05

PROPOSAL TO APPROVE THE FURTHER AMENDMENT OF THE ARTICLES OF LIONS GATE TO EXTEND INDEMNITIES CURRENTLY PROVIDED FOR IN THE ARTICLES OF LIONS GATE IN FAVOR OF DIRECTORS AND FORMER DIRECTORS OF LIONS GATE TO ALSO APPLY TO OFFICERS AND FORMER OFFICERS OF LIONS GATE.

Management

For

For

06

PROPOSAL TO APPROVE THE ADJOURNMENT OF THE SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IN FAVOR OF PROPOSALS 1(A), 1(B), 1(C), 1(D) OR 2, ABOVE, IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF SUCH ADJOURNMENT TO APPROVE SUCH PROPOSALS.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

17,500

0

12-Nov-2016

08-Dec-2016

DIAMONDBACK ENERGY, INC.

Security

25278X109

Meeting Type

Special

Ticker Symbol

FANG

Meeting Date

07-Dec-2016

ISIN

US25278X1090

Agenda

934506392 - Management

Record Date

11-Nov-2016

Holding Recon Date

11-Nov-2016

City /

Country

/

United States

Vote Deadline Date

06-Dec-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

PROPOSAL TO APPROVE AN AMENDMENT TO DIAMONDBACK ENERGY, INC.'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 100,000,000 TO 200,000,000.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,700

0

19-Nov-2016

08-Dec-2016

AGNC INVESTMENT CORP

Security

00123Q104

Meeting Type

Special

Ticker Symbol

AGNC

Meeting Date

09-Dec-2016

ISIN

Agenda

934498127 - Management

Record Date

24-Oct-2016

Holding Recon Date

24-Oct-2016

City /

Country

/

United States

Vote Deadline Date

08-Dec-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

APPROVAL OF THE AGNC INVESTMENT CORP. 2016 EQUITY AND INCENTIVE COMPENSATION PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

25,300

0

04-Nov-2016

12-Dec-2016

FABRINET

Security

G3323L100

Meeting Type

Annual

Ticker Symbol

FN

Meeting Date

15-Dec-2016

ISIN

KYG3323L1005

Agenda

934494725 - Management

Record Date

17-Oct-2016

Holding Recon Date

17-Oct-2016

City /

Country

/

United States

Vote Deadline Date

14-Dec-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

DR. HOMA BAHRAMI

For

For

2

ROLLANCE E. OLSON

For

For

2.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO FABRINET'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS ABAS LTD. AS FABRINET'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING JUNE 30, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,800

0

26-Oct-2016

16-Dec-2016

ARES CAPITAL CORPORATION

Security

04010L103

Meeting Type

Special

Ticker Symbol

ARCC

Meeting Date

15-Dec-2016

ISIN

US04010L1035

Agenda

934494864 - Management

Record Date

17-Oct-2016

Holding Recon Date

17-Oct-2016

City /

Country

/

United States

Vote Deadline Date

14-Dec-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO APPROVE THE ISSUANCE OF THE SHARES OF ARES CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE AGREEMENT AND PLAN OF MERGER, AS SUCH AGREEMENT MAY BE AMENDED FROM TIME TO TIME, DATED AS OF MAY 23, 2016 (THE "MERGER AGREEMENT"), BY AND AMONG ARES CAPITAL, AMERICAN CAPITAL, LTD., ORION ACQUISITION SUB, INC., IVY HILL ASSET MANAGEMENT, L.P. ("IHAM"), IVY HILL ASSET MANAGEMENT GP, LLC, IN ITS CAPACITY AS GENERAL PARTNER OF IHAM, AMERICAN CAPITAL ASSET MANAGEMENT, LLC, AND SOLELY FOR THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

For

2.

TO APPROVE THE ISSUANCE OF THE SHARES OF ARES CAPITAL COMMON STOCK TO BE ISSUED PURSUANT TO THE MERGER AGREEMENT IN ACCORDANCE WITH NASDAQ LISTING RULE REQUIREMENTS.

Management

For

For

3.

TO APPROVE THE ADJOURNMENT OF THE ARES CAPITAL SPECIAL MEETING, IF NECESSARY OR APPROPRIATE, TO SOLICIT ADDITIONAL PROXIES IF THERE ARE NOT SUFFICIENT VOTES AT THE TIME OF THE ARES CAPITAL SPECIAL MEETING TO APPROVE PROPOSAL 1 OR PROPOSAL 2.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

50,800

0

26-Oct-2016

16-Dec-2016

AKORN, INC.

Security

009728106

Meeting Type

Special

Ticker Symbol

AKRX

Meeting Date

16-Dec-2016

ISIN

US0097281069

Agenda

934505225 - Management

Record Date

28-Oct-2016

Holding Recon Date

28-Oct-2016

City /

Country

/

United States

Vote Deadline Date

15-Dec-2016

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

PROPOSAL TO APPROVE THE AKORN, INC. 2016 EMPLOYEE STOCK PURCHASE PLAN.

Management

For

For

2.

PROPOSAL TO APPROVE THE AMENDMENT AND RESTATEMENT OF THE AKORN, INC. 2014 STOCK OPTION PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

8,000

0

18-Nov-2016

19-Dec-2016

D.R. HORTON, INC.

Security

23331A109

Meeting Type

Annual

Ticker Symbol

DHI

Meeting Date

19-Jan-2017

ISIN

US23331A1097

Agenda

934514147 - Management

Record Date

28-Nov-2016

Holding Recon Date

28-Nov-2016

City /

Country

/

United States

Vote Deadline Date

18-Jan-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: DONALD R. HORTON

Management

For

For

1B.

ELECTION OF DIRECTOR: BARBARA K. ALLEN

Management

For

For

1C.

ELECTION OF DIRECTOR: BRAD S. ANDERSON

Management

For

For

1D.

ELECTION OF DIRECTOR: MICHAEL R. BUCHANAN

Management

For

For

1E.

ELECTION OF DIRECTOR: MICHAEL W. HEWATT

Management

For

For

2.

APPROVAL OF THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION.

Management

For

For

3.

RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

12,908

0

13-Dec-2016

20-Jan-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

4,000

0

13-Dec-2016

20-Jan-2017

FRANKLIN RESOURCES, INC.

Security

354613101

Meeting Type

Annual

Ticker Symbol

BEN

Meeting Date

15-Feb-2017

ISIN

US3546131018

Agenda

934518119 - Management

Record Date

19-Dec-2016

Holding Recon Date

19-Dec-2016

City /

Country

/

United States

Vote Deadline Date

14-Feb-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: PETER K. BARKER

Management

For

For

1B.

ELECTION OF DIRECTOR: MARIANN BYERWALTER

Management

For

For

1C.

ELECTION OF DIRECTOR: CHARLES E. JOHNSON

Management

For

For

1D.

ELECTION OF DIRECTOR: GREGORY E. JOHNSON

Management

For

For

1E.

ELECTION OF DIRECTOR: RUPERT H. JOHNSON, JR.

Management

For

For

1F.

ELECTION OF DIRECTOR: MARK C. PIGOTT

Management

For

For

1G.

ELECTION OF DIRECTOR: CHUTTA RATNATHICAM

Management

For

For

1H.

ELECTION OF DIRECTOR: LAURA STEIN

Management

For

For

1I.

ELECTION OF DIRECTOR: SETH H. WAUGH

Management

For

For

1J.

ELECTION OF DIRECTOR: GEOFFREY Y. YANG

Management

For

For

2.

ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY ON PAY VOTE).

Management

For

For

3.

ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE.

Management

3 Years

For

4.

TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

5.

STOCKHOLDER PROPOSAL REQUESTING A BOARD REPORT REGARDING CLIMATE CHANGE AND PROXY VOTING.

Shareholder

Against

For

6.

STOCKHOLDER PROPOSAL REQUESTING A BOARD REPORT REGARDING EXECUTIVE PAY AND PROXY VOTING.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

8,100

0

05-Jan-2017

16-Feb-2017

APPLE INC.

Security

037833100

Meeting Type

Annual

Ticker Symbol

AAPL

Meeting Date

28-Feb-2017

ISIN

US0378331005

Agenda

934520556 - Management

Record Date

30-Dec-2016

Holding Recon Date

30-Dec-2016

City /

Country

/

United States

Vote Deadline Date

27-Feb-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JAMES BELL

Management

For

For

1B.

ELECTION OF DIRECTOR: TIM COOK

Management

For

For

1C.

ELECTION OF DIRECTOR: AL GORE

Management

For

For

1D.

ELECTION OF DIRECTOR: BOB IGER

Management

For

For

1E.

ELECTION OF DIRECTOR: ANDREA JUNG

Management

For

For

1F.

ELECTION OF DIRECTOR: ART LEVINSON

Management

For

For

1G.

ELECTION OF DIRECTOR: RON SUGAR

Management

For

For

1H.

ELECTION OF DIRECTOR: SUE WAGNER

Management

For

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS APPLE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

For

3.

ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

4.

ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION

Management

3 Years

Against

5.

A SHAREHOLDER PROPOSAL ENTITLED "CHARITABLE GIVING - RECIPIENTS, INTENTS AND BENEFITS"

Shareholder

Against

For

6.

A SHAREHOLDER PROPOSAL REGARDING DIVERSITY AMONG OUR SENIOR MANAGEMENT AND BOARD OF DIRECTORS

Shareholder

Against

For

7.

A SHAREHOLDER PROPOSAL ENTITLED "SHAREHOLDER PROXY ACCESS AMENDMENTS"

Shareholder

Against

For

8.

A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVE COMPENSATION REFORM"

Shareholder

Against

For

9.

A SHAREHOLDER PROPOSAL ENTITLED "EXECUTIVES TO RETAIN SIGNIFICANT STOCK"

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,800

0

07-Jan-2017

01-Mar-2017

TRANSDIGM GROUP INCORPORATED

Security

893641100

Meeting Type

Annual

Ticker Symbol

TDG

Meeting Date

01-Mar-2017

ISIN

US8936411003

Agenda

934523451 - Management

Record Date

03-Jan-2017

Holding Recon Date

03-Jan-2017

City /

Country

/

United States

Vote Deadline Date

28-Feb-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

WILLIAM DRIES

For

For

2

MERVIN DUNN

For

For

3

MICHAEL GRAFF

For

For

4

SEAN HENNESSY

For

For

5

W. NICHOLAS HOWLEY

For

For

6

RAYMOND LAUBENTHAL

For

For

7

DOUGLAS PEACOCK

For

For

8

ROBERT SMALL

For

For

9

JOHN STAER

For

For

2.

TO APPROVE (IN AN ADVISORY VOTE) COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS

Management

For

For

3.

TO DETERMINE HOW OFTEN TO CONDUCT THE ADVISORY VOTE REGARDING COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS

Management

3 Years

4.

TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT ACCOUNTANTS FOR THE FISCAL YEAR ENDING SEPTEMBER 30, 2017

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,370

0

21-Jan-2017

02-Mar-2017

HOLOGIC, INC.

Security

436440101

Meeting Type

Annual

Ticker Symbol

HOLX

Meeting Date

08-Mar-2017

ISIN

US4364401012

Agenda

934522423 - Management

Record Date

09-Jan-2017

Holding Recon Date

09-Jan-2017

City /

Country

/

United States

Vote Deadline Date

07-Mar-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

CHRISTOPHER J. COUGHLIN

For

For

2

SALLY W. CRAWFORD

For

For

3

SCOTT T. GARRETT

For

For

4

LAWRENCE M. LEVY

For

For

5

STEPHEN P. MACMILLAN

For

For

6

CHRISTIANA STAMOULIS

For

For

7

ELAINE S. ULLIAN

For

For

8

AMY M. WENDELL

For

For

2.

A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

3.

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

Management

3 Years

Against

4.

AMENDMENT TO HOLOGIC'S FIFTH AMENDED AND RESTATED BYLAWS.

Management

For

For

5.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,500

0

25-Jan-2017

09-Mar-2017

GW PHARMACEUTICALS PLC

Security

36197T103

Meeting Type

Annual

Ticker Symbol

GWPH

Meeting Date

14-Mar-2017

ISIN

US36197T1034

Agenda

934530660 - Management

Record Date

07-Feb-2017

Holding Recon Date

07-Feb-2017

City /

Country

/

United States

Vote Deadline Date

06-Mar-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

O1

TO RECEIVE, CONSIDER AND ADOPT THE DIRECTORS' AND AUDITORS' REPORTS AND STATEMENT OF ACCOUNTS FOR THE YEAR ENDED 30 SEPTEMBER 2016 AND NOTE THAT THE DIRECTORS DO NOT RECOMMEND PAYMENT OF A DIVIDEND

Management

For

For

O2

TO APPROVE THE DIRECTORS' REMUNERATION REPORT

Management

For

For

O3

TO RE-ELECT GEOFFREY GUY AS A DIRECTOR

Management

For

For

O4

TO RE-ELECT THOMAS LYNCH AS A DIRECTOR

Management

For

For

O5

TO RE-ELECT CABOT BROWN AS A DIRECTOR

Management

For

For

O6

TO APPOINT DELOITTE LLP AS AUDITOR

Management

For

For

O7

TO AUTHORISE THE DIRECTORS TO DETERMINE THE AUDITOR'S REMUNERATION

Management

For

For

S8

TO APPROVE THE ADOPTION OF THE COMPANY'S LONG-TERM INCENTIVE PLAN

Management

For

For

S9

TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES, UNDER SECTION 551 OF THE 2006 ACT

Management

For

For

S10

TO AUTHORISE THE DIRECTORS TO ALLOT EQUITY SECURITIES, UNDER SECTION 570 OF THE 2006 ACT AS IF SECTION 561(1) OF THE 2006 ACT DID NOT APPLY TO SUCH ALLOTMENT

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,000

0

15-Feb-2017

08-Mar-2017

SAMSUNG ELECTRONICS CO LTD, SUWON

Security

Y74718100

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

24-Mar-2017

ISIN

KR7005930003

Agenda

707790499 - Management

Record Date

31-Dec-2016

Holding Recon Date

31-Dec-2016

City /

Country

SEOUL

/

Korea, Republic Of

Vote Deadline Date

14-Mar-2017

SEDOL(s)

6771720 - B19VC15 - B74V052

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

APPROVAL OF FINANCIAL STATEMENTS

Management

For

For

2

APPROVAL OF REMUNERATION FOR DIRECTOR

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

289

0

25-Feb-2017

16-Mar-2017

LINE CORPORATION

Security

53567X101

Meeting Type

Annual

Ticker Symbol

LN

Meeting Date

30-Mar-2017

ISIN

US53567X1019

Agenda

934536268 - Management

Record Date

29-Dec-2016

Holding Recon Date

29-Dec-2016

City /

Country

/

Japan

Vote Deadline Date

23-Mar-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

PARTIAL AMENDMENTS TO THE ARTICLES OF INCORPORATION

Management

For

Against

2.

DIRECTORS

Management

1

TAKESHI IDEZAWA

For

For

2

JUN MASUDA

For

For

3

JOONGHO SHIN

For

For

4

IN JOON HWANG

For

For

5

HAE-JIN LEE

For

For

6

TADASHI KUNIHIRO

For

For

7

KOJI KOTAKA

For

For

8

REHITO HATOYAMA

For

For

3.

ELECTION OF ONE (1) SUBSTITUTE CORPORATE AUDITOR: NAOKI WATANABE

Management

For

Against

4.

DETERMINATION OF AMOUNTS AND DETAILS OF STOCK OPTIONS (WARRANTS) TO BE PAID AS REMUNERATION, ETC.TO DIRECTORS

Management

For

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,800

0

04-Mar-2017

27-Mar-2017

BROADCOM LIMITED

Security

Y09827109

Meeting Type

Annual

Ticker Symbol

AVGO

Meeting Date

05-Apr-2017

ISIN

SG9999014823

Agenda

934531977 - Management

Record Date

08-Feb-2017

Holding Recon Date

08-Feb-2017

City /

Country

/

Malaysia

Vote Deadline Date

03-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MR. HOCK E. TAN

Management

For

For

1B.

ELECTION OF DIRECTOR: MR. JAMES V. DILLER

Management

For

For

1C.

ELECTION OF DIRECTOR: MR. LEWIS C. EGGEBRECHT

Management

For

For

1D.

ELECTION OF DIRECTOR: MR. KENNETH Y. HAO

Management

For

For

1E.

ELECTION OF DIRECTOR: MR. EDDY W. HARTENSTEIN

Management

For

For

1F.

ELECTION OF DIRECTOR: MR. CHECK KIAN LOW

Management

For

For

1G.

ELECTION OF DIRECTOR: MR. DONALD MACLEOD

Management

For

For

1H.

ELECTION OF DIRECTOR: MR. PETER J. MARKS

Management

For

For

1I.

ELECTION OF DIRECTOR: DR. HENRY SAMUELI

Management

For

For

2.

TO APPROVE THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS BROADCOM'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AND INDEPENDENT SINGAPORE AUDITOR FOR THE FISCAL YEAR ENDING OCTOBER 29, 2017 AND TO AUTHORIZE THE AUDIT COMMITTEE TO FIX ITS REMUNERATION, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING.

Management

For

For

3.

TO APPROVE THE GENERAL AUTHORIZATION FOR THE DIRECTORS OF BROADCOM TO ALLOT AND ISSUE SHARES IN OUR CAPITAL, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING.

Management

For

For

4.

TO APPROVE THE COMPENSATION OF BROADCOM'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN "COMPENSATION DISCUSSION AND ANALYSIS" AND IN THE COMPENSATION TABLES AND ACCOMPANYING NARRATIVE DISCLOSURE UNDER "EXECUTIVE COMPENSATION" IN BROADCOM'S PROXY STATEMENT RELATING TO ITS 2017 ANNUAL GENERAL MEETING.

Management

For

For

5.

TO RECOMMEND THAT A NON-BINDING, ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE BROADCOM'S NAMED EXECUTIVE OFFICERS BE PUT TO SHAREHOLDERS FOR THEIR CONSIDERATION EVERY: ONE; TWO; OR THREE YEARS, AS SET FORTH IN BROADCOM'S NOTICE OF, AND PROXY STATEMENT RELATING TO, ITS 2017 ANNUAL GENERAL MEETING.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

3,825

0

22-Feb-2017

05-Apr-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

1,000

0

22-Feb-2017

05-Apr-2017

ANTA SPORTS PRODUCTS LTD

Security

G04011105

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

06-Apr-2017

ISIN

KYG040111059

Agenda

707804426 - Management

Record Date

31-Mar-2017

Holding Recon Date

31-Mar-2017

City /

Country

HONG KONG

/

Cayman Islands

Vote Deadline Date

31-Mar-2017

SEDOL(s)

B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0302/LTN201703021382.pdf-AND- http://www.hkexnews.hk/listedco/listconews/SEHK/2017/ 0302/LTN201703021378.pdf

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

1

TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016

Management

For

For

2

TO DECLARE A FINAL DIVIDEND OF HK34 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2016

Management

For

For

3

TO DECLARE A SPECIAL DIVIDEND OF HK8 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2016

Management

For

For

4

TO RE-ELECT MR. WANG WENMO AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

5

TO RE-ELECT MR. WU YONGHUA AS AN EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

6

TO RE-ELECT MR. LU HONG TE AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY

Management

For

For

7

TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS

Management

For

For

8

TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION

Management

For

For

9

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES

Management

For

For

10

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES

Management

For

For

11

TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO.9 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 10

Management

For

For

12

TO APPROVE THE ADOPTION OF THE NEW SHARE OPTION SCHEME AND THE TERMINATION OF THE EXISTING SHARE OPTION SCHEME

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

73,000

0

03-Mar-2017

03-Apr-2017

M. DIAS BRANCO SA INDUSTRIA E COMERCIO DE ALIMENTO

Security

P64876108

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

13-Apr-2017

ISIN

BRMDIAACNOR7

Agenda

707851019 - Management

Record Date

Holding Recon Date

11-Apr-2017

City /

Country

EUSEBI O

/

Brazil

Vote Deadline Date

04-Apr-2017

SEDOL(s)

B1FRH89

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

I

A CHANGE TO THE AGGREGATE COMPENSATION OF THE MANAGERS FOR 2016, WHICH HAD BEEN APPROVED AT A GENERAL MEETING THAT WAS HELD ON APRIL 11, 2016

Management

No Action

II

TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE 2017

Management

No Action

III

A PROPOSAL FOR THE SPLIT OF THE COMMON SHARES ISSUED BY THE COMPANY

Management

No Action

IV

THE AMENDMENT OF THE MAIN PART OF ARTICLE 5 OF THE CORPORATE BYLAWS, IN THE EVENT OF THE APPROVAL OF THE SHARE SPLIT, FOR THE PURPOSE OF A. STATING THE NEW NUMBER OF SHARES THAT REPRESENT THE SHARE CAPITAL OF THE COMPANY, AND B. AT THE SAME TIME, TO UPDATE THE AMOUNT OF THE SHARE CAPITAL DUE TO THE RESOLUTIONS REGARDING A SHARE CAPITAL INCREASES BY THE BOARD OF DIRECTORS ON AUGUST 1, 2016, AND MARCH 6, 2017, UNDER THE TERMS OF PARAGRAPH 4 OF ARTICLE 5 OF THE CORPORATE BYLAWS

Management

No Action

V

PROPOSAL FOR THE LONG TERM INCENTIVE PROGRAM OF THE COMPANY

Management

No Action

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

4,100

0

21-Mar-2017

06-Apr-2017

LENNAR CORPORATION

Security

526057104

Meeting Type

Annual

Ticker Symbol

LEN

Meeting Date

18-Apr-2017

ISIN

US5260571048

Agenda

934533678 - Management

Record Date

21-Feb-2017

Holding Recon Date

21-Feb-2017

City /

Country

/

United States

Vote Deadline Date

17-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

IRVING BOLOTIN

For

For

2

STEVEN L. GERARD

For

For

3

THERON I. "TIG" GILLIAM

For

For

4

SHERRILL W. HUDSON

For

For

5

SIDNEY LAPIDUS

For

For

6

TERI P. MCCLURE

For

For

7

STUART MILLER

For

For

8

ARMANDO OLIVERA

For

For

9

DONNA SHALALA

For

For

10

JEFFREY SONNENFELD

For

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS LENNAR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING NOVEMBER 30, 2017.

Management

For

For

3.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS.

Management

For

For

4.

APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF THE STOCKHOLDER VOTE ON THE COMPENSATION OF LENNAR'S NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

5.

APPROVAL OF A STOCKHOLDER PROPOSAL REGARDING OUR COMMON STOCK VOTING STRUCTURE.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,800

0

08-Mar-2017

19-Apr-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

7,401

0

08-Mar-2017

19-Apr-2017

LOCALIZA RENT A CAR SA, BELO HORIZONTE

Security

P6330Z111

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

25-Apr-2017

ISIN

BRRENTACNOR4

Agenda

707912499 - Management

Record Date

Holding Recon Date

21-Apr-2017

City /

Country

BELO HORIZO NTE

/

Brazil

Vote Deadline Date

17-Apr-2017

SEDOL(s)

B08K3S0 - B0ZNNV5

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

1

APPROVE THE ADMINISTRATORS ACCOUNTS, THE ADMINISTRATIONS REPORT, THE FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR 2016

Management

No Action

2

APPROVE THE PROPOSAL OF THE ADMINISTRATION TO THE DESTINATION OF PROFIT OF THE FISCAL YEAR AND THE PAYMENT OF DIVIDENDS OF THE COMPANY

Management

No Action

3

TO SET THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS

Management

No Action

4

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE JOSE SALIM MATTAR JUNIOR

Management

No Action

5

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE ANTONIO CLAUDIO BRANDAO RESENDE

Management

No Action

6

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE EUGENIO PACELLI MATTAR

Management

No Action

7

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE FLAVIO BRANDAO RESENDE

Management

No Action

8

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE MARIA LETICIA DE FREITAS COSTA

Management

No Action

9

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE JOSE GALLO

Management

No Action

10

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE OSCAR DE PAULA BERNARDES NETO

Management

No Action

11

TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS NAME APPOINTED BY COMPANY ADMINISTRATION. NOTE CANDIDATE STEFANO BONFIGLIO

Management

No Action

12

TO SET THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS

Management

No Action

CMMT

29MAR2017: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA-ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR-ABSTAIN ARE ALLOWED. THANK YOU

Non-Voting

CMMT

06 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

CMMT

06 APR 2017: PLEASE NOTE THAT COMMON SHAREHOLDERS SUBMITTING A VOTE TO ELECT-A MEMBER FROM THE LIST PROVIDED MUST INCLUDE THE CANDIDATES NAME IN THE VOTE- INSTRUCTION. HOWEVER WE CANNOT DO THIS THROUGH THE PROXYEDGE PLATFORM. IN-ORDER TO SUBMIT A VOTE TO ELECT A CANDIDATE, CLIENTS MUST CONTACT THEIR CSR-TO INCLUDE THE NAME OF THE CANDIDATE TO BE ELECTED. IF INSTRUCTIONS TO VOTE-ON THIS ITEM ARE RECEIVED WITHOUT A CANDIDATE'S NAME, YOUR VOTE WILL BE-PROCESSED IN FAVOUR OR AGAINST THE DEFAULT COMPANIES CANDIDATE. THANK YOU

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

11,900

0

29-Mar-2017

06-Apr-2017

LOCALIZA RENT A CAR SA, BELO HORIZONTE

Security

P6330Z111

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

25-Apr-2017

ISIN

BRRENTACNOR4

Agenda

707917590 - Management

Record Date

Holding Recon Date

21-Apr-2017

City /

Country

BELO HORIZO NTE

/

Brazil

Vote Deadline Date

17-Apr-2017

SEDOL(s)

B08K3S0 - B0ZNNV5

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

1

TO APPROVE THE CAPITAL INCREASE, THROUGH THE CAPITALIZATION OF THE EARNINGS RESERVE, BY BONUS SHARES

Management

No Action

2

TO CONSOLIDATE THE CHANGES OF THE ITEM 1 IN THE COMPANY'S BYLAWS

Management

No Action

CMMT

29MAR2017: PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA-ITEM ARE NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR-ABSTAIN ARE ALLOWED. THANK YOU

Non-Voting

CMMT

29MAR2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT. IF-YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

11,900

0

29-Mar-2017

06-Apr-2017

CITIGROUP INC.

Security

172967424

Meeting Type

Annual

Ticker Symbol

C

Meeting Date

25-Apr-2017

ISIN

US1729674242

Agenda

934541904 - Management

Record Date

27-Feb-2017

Holding Recon Date

27-Feb-2017

City /

Country

/

United States

Vote Deadline Date

24-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MICHAEL L. CORBAT

Management

For

For

1B.

ELECTION OF DIRECTOR: ELLEN M. COSTELLO

Management

For

For

1C.

ELECTION OF DIRECTOR: DUNCAN P. HENNES

Management

For

For

1D.

ELECTION OF DIRECTOR: PETER B. HENRY

Management

For

For

1E.

ELECTION OF DIRECTOR: FRANZ B. HUMER

Management

For

For

1F.

ELECTION OF DIRECTOR: RENEE J. JAMES

Management

For

For

1G.

ELECTION OF DIRECTOR: EUGENE M. MCQUADE

Management

For

For

1H.

ELECTION OF DIRECTOR: MICHAEL E. O'NEILL

Management

For

For

1I.

ELECTION OF DIRECTOR: GARY M. REINER

Management

For

For

1J.

ELECTION OF DIRECTOR: ANTHONY M. SANTOMERO

Management

For

For

1K.

ELECTION OF DIRECTOR: DIANA L. TAYLOR

Management

For

For

1L.

ELECTION OF DIRECTOR: WILLIAM S. THOMPSON, JR.

Management

For

For

1M.

ELECTION OF DIRECTOR: JAMES S. TURLEY

Management

For

For

1N.

ELECTION OF DIRECTOR: DEBORAH C. WRIGHT

Management

For

For

1O.

ELECTION OF DIRECTOR: ERNESTO ZEDILLO PONCE DE LEON

Management

For

For

2.

PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS CITI'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

For

3.

ADVISORY VOTE TO APPROVE CITI'S 2016 EXECUTIVE COMPENSATION.

Management

For

For

4.

ADVISORY VOTE TO APPROVE THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

5.

STOCKHOLDER PROPOSAL REQUESTING A REPORT ON THE COMPANY'S POLICIES AND GOALS TO REDUCE THE GENDER PAY GAP.

Shareholder

Against

For

6.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD APPOINT A STOCKHOLDER VALUE COMMITTEE TO ADDRESS WHETHER THE DIVESTITURE OF ALL NON-CORE BANKING BUSINESS SEGMENTS WOULD ENHANCE SHAREHOLDER VALUE.

Shareholder

Against

For

7.

STOCKHOLDER PROPOSAL REQUESTING A REPORT ON LOBBYING AND GRASSROOTS LOBBYING CONTRIBUTIONS.

Shareholder

Against

For

8.

STOCKHOLDER PROPOSAL REQUESTING AN AMENDMENT TO THE GENERAL CLAWBACK POLICY TO PROVIDE THAT A SUBSTANTIAL PORTION OF ANNUAL TOTAL COMPENSATION OF EXECUTIVE OFFICERS SHALL BE DEFERRED AND FORFEITED, IN PART OR WHOLE, AT THE DISCRETION OF THE BOARD, TO HELP SATISFY ANY MONETARY PENALTY ASSOCIATED WITH A VIOLATION OF LAW.

Shareholder

Against

For

9.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY PROHIBITING THE VESTING OF EQUITY-BASED AWARDS FOR SENIOR EXECUTIVES DUE TO A VOLUNTARY RESIGNATION TO ENTER GOVERNMENT SERVICE.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

22,249

0

17-Mar-2017

26-Apr-2017

ROLLINS, INC.

Security

775711104

Meeting Type

Annual

Ticker Symbol

ROL

Meeting Date

25-Apr-2017

ISIN

US7757111049

Agenda

934549140 - Management

Record Date

28-Feb-2017

Holding Recon Date

28-Feb-2017

City /

Country

/

United States

Vote Deadline Date

24-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

R. RANDALL ROLLINS

For

For

2

HENRY B. TIPPIE

For

For

3

JAMES B. WILLIAMS

For

For

2.

TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO HOLD A NONBINDING ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THESE MATERIALS.

Management

For

For

4.

TO VOTE ON WHETHER NONBINDING STOCKHOLDER VOTES TO APPROVE EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO, OR THREE YEARS.

Management

3 Years

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,500

0

22-Mar-2017

26-Apr-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

5,000

0

22-Mar-2017

26-Apr-2017

GALAPAGOS N V

Security

36315X101

Meeting Type

Annual

Ticker Symbol

GLPG

Meeting Date

25-Apr-2017

ISIN

US36315X1019

Agenda

934565459 - Management

Record Date

20-Mar-2017

Holding Recon Date

20-Mar-2017

City /

Country

/

United States

Vote Deadline Date

17-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

O2

COMMUNICATION AND APPROVAL OF THE NON- CONSOLIDATED ANNUAL ACCOUNTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016 AND APPROVAL OF THE ALLOCATION OF THE ANNUAL RESULT AS PROPOSED BY THE BOARD OF DIRECTORS.

Management

For

O5

COMMUNICATION AND APPROVAL OF THE REMUNERATION REPORT.

Management

For

O6

RELEASE FROM LIABILITY TO BE GRANTED TO THE DIRECTORS AND THE STATUTORY AUDITOR FOR THE PERFORMANCE OF THEIR DUTIES IN THE COURSE OF THE FINANCIAL YEAR ENDED 31 DECEMBER 2016.

Management

For

O7

RATIFICATION OF THE STATUTORY AUDITOR'S REMUNERATION FOR THE FINANCIAL YEAR ENDED ON 31 DECEMBER 2016.

Management

For

O8

RE-APPOINTMENT OF STATUTORY AUDITOR AND DETERMINATION OF STATUTORY AUDITOR'S REMUNERATION.

Management

For

O9A

RE-APPOINTMENT OF MR. ONNO VAN DE STOLPE AS DIRECTOR OF THE COMPANY.

Management

For

O9B

RE-APPOINTMENT OF DR. RAJ PAREKH AS DIRECTOR OF THE COMPANY.

Management

For

O9C

RE-APPOINTMENT OF MS. KATRINE BOSLEY AS INDEPENDENT DIRECTOR OF THE COMPANY.

Management

For

O10

REMUNERATION OF DIRECTORS.

Management

For

O11

OFFER OF WARRANTS.

Management

For

O12

APPLICATION OF ARTICLE 556 OF THE BELGIAN COMPANIES CODE.

Management

For

E2

AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 20% OF THE SHARE CAPITAL.

Management

For

E3

AUTHORIZATION TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL WITHIN THE FRAMEWORK OF THE AUTHORIZED CAPITAL BY UP TO 33% OF THE SHARE CAPITAL, IN SPECIFIC CIRCUMSTANCES.

Management

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,900

0

30-Mar-2017

19-Apr-2017

IGUATEMI EMPRESA DE SHOPPING CENTERS SA, SAO PAULO

Security

P5352J104

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

26-Apr-2017

ISIN

BRIGTAACNOR5

Agenda

707935271 - Management

Record Date

Holding Recon Date

24-Apr-2017

City /

Country

SAO PAULO

/

Brazil

Vote Deadline Date

17-Apr-2017

SEDOL(s)

B1NXMK6 - B1RCDX9

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

1

TO EXAMINE, DISCUSS AND VOTE ON THE ADMINISTRATIONS REPORT, ADMINISTRATORS ACCOUNTS AND THE FINANCIAL STATEMENTS REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2016

Management

No Action

2

DESTINATION OF THE YEAREND RESULTS OF FISCAL YEAR ENDING IN 31 DECEMBER, 2016, IN AMOUNT OF BRL 164,195,000.00 IN THE TERMS. I, TOTAL AMOUNT OF DIVIDENDS TO BE DISTRIBUTED OF BRL 120,000,000.00, CONSIDERING ALL THE SHARES OF COMPANY, OR BRL 0.6795 PER SHARE, TO BE PAID AS. A, 50 PERCENT IN 22 MAY, 2017, AND B, 50 PERCENT IN 22 SEPTEMBER, 2017. II, TOTAL AMOUNT OF LEGAL RESERVE OF BRL 8,079,000, 5 PERCENT OF NET PROFIT OF PARENT COMPANY. III, TOTAL AMOUNT OF PROFITS RETENTION OF BRL 33,503,000.00

Management

No Action

3

TO APPROVE THE PROPOSAL TO GLOBAL REMUNERATION OF MEMBERS OF BOARD OF DIRECTORS IN BRL 1,382,400.00 AND OF STATUTORY MANAGEMENT IN BRL 23,508,657.16

Management

No Action

4

INSTALLATION OF FISCAL COUNCIL

Management

No Action

CMMT

21 APR 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT OF RESOLUTION 2. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT-VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

16,000

0

01-Apr-2017

06-Apr-2017

BANK OF AMERICA CORPORATION

Security

060505104

Meeting Type

Annual

Ticker Symbol

BAC

Meeting Date

26-Apr-2017

ISIN

US0605051046

Agenda

934543453 - Management

Record Date

02-Mar-2017

Holding Recon Date

02-Mar-2017

City /

Country

/

United States

Vote Deadline Date

25-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: SHARON L. ALLEN

Management

For

For

1B.

ELECTION OF DIRECTOR: SUSAN S. BIES

Management

For

For

1C.

ELECTION OF DIRECTOR: JACK O. BOVENDER, JR.

Management

For

For

1D.

ELECTION OF DIRECTOR: FRANK P. BRAMBLE, SR.

Management

For

For

1E.

ELECTION OF DIRECTOR: PIERRE J.P. DE WECK

Management

For

For

1F.

ELECTION OF DIRECTOR: ARNOLD W. DONALD

Management

For

For

1G.

ELECTION OF DIRECTOR: LINDA P. HUDSON

Management

For

For

1H.

ELECTION OF DIRECTOR: MONICA C. LOZANO

Management

For

For

1I.

ELECTION OF DIRECTOR: THOMAS J. MAY

Management

For

For

1J.

ELECTION OF DIRECTOR: BRIAN T. MOYNIHAN

Management

For

For

1K.

ELECTION OF DIRECTOR: LIONEL L. NOWELL, III

Management

For

For

1L.

ELECTION OF DIRECTOR: MICHAEL D. WHITE

Management

For

For

1M.

ELECTION OF DIRECTOR: THOMAS D. WOODS

Management

For

For

1N.

ELECTION OF DIRECTOR: R. DAVID YOST

Management

For

For

2.

APPROVING OUR EXECUTIVE COMPENSATION (AN ADVISORY, NON-BINDING "SAY ON PAY" RESOLUTION)

Management

For

For

3.

A VOTE ON THE FREQUENCY OF FUTURE ADVISORY "SAY ON PAY" RESOLUTIONS (AN ADVISORY, NON-BINDING "SAY ON FREQUENCY" RESOLUTION)

Management

3 Years

Against

4.

RATIFYING THE APPOINTMENT OF OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

For

5.

STOCKHOLDER PROPOSAL - CLAWBACK AMENDMENT

Shareholder

Against

For

6.

STOCKHOLDER PROPOSAL - DIVESTITURE & DIVISION STUDY SESSIONS

Shareholder

Against

For

7.

STOCKHOLDER PROPOSAL - INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

For

8.

STOCKHOLDER PROPOSAL - REPORT CONCERNING GENDER PAY EQUITY

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

49,450

0

16-Mar-2017

27-Apr-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

5,000

0

16-Mar-2017

27-Apr-2017

EOG RESOURCES, INC.

Security

26875P101

Meeting Type

Annual

Ticker Symbol

EOG

Meeting Date

27-Apr-2017

ISIN

US26875P1012

Agenda

934538476 - Management

Record Date

27-Feb-2017

Holding Recon Date

27-Feb-2017

City /

Country

/

United States

Vote Deadline Date

26-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JANET F. CLARK

Management

For

For

1B.

ELECTION OF DIRECTOR: CHARLES R. CRISP

Management

For

For

1C.

ELECTION OF DIRECTOR: ROBERT P. DANIELS

Management

For

For

1D.

ELECTION OF DIRECTOR: JAMES C. DAY

Management

For

For

1E.

ELECTION OF DIRECTOR: DONALD F. TEXTOR

Management

For

For

1F.

ELECTION OF DIRECTOR: WILLIAM R. THOMAS

Management

For

For

1G.

ELECTION OF DIRECTOR: FRANK G. WISNER

Management

For

For

2.

TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE AN AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 640 MILLION TO 1.28 BILLION.

Management

For

For

4.

TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

5.

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF HOLDING ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,700

0

18-Mar-2017

28-Apr-2017

AKORN, INC.

Security

009728106

Meeting Type

Annual

Ticker Symbol

AKRX

Meeting Date

27-Apr-2017

ISIN

US0097281069

Agenda

934560308 - Management

Record Date

13-Mar-2017

Holding Recon Date

13-Mar-2017

City /

Country

/

United States

Vote Deadline Date

26-Apr-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

JOHN KAPOOR, PHD

For

For

2

KENNETH ABRAMOWITZ

For

For

3

ADRIENNE GRAVES, PHD

For

For

4

RONALD JOHNSON

For

For

5

STEVEN MEYER

For

For

6

TERRY ALLISON RAPPUHN

For

For

7

BRIAN TAMBI

For

For

8

ALAN WEINSTEIN

For

For

2.

PROPOSAL TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

PROPOSAL TO APPROVE THE 2017 OMNIBUS INCENTIVE COMPENSATION PLAN.

Management

For

For

4.

PROPOSAL TO APPROVE, THROUGH A NON- BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAMS.

Management

3 Years

Against

5.

PROPOSAL TO APPROVE, THROUGH A NON- BINDING ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM AS DESCRIBED IN THE COMPANY'S 2017 PROXY STATEMENT.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

20,300

0

28-Mar-2017

28-Apr-2017

AREZZO INDUSTRIA E COMERCIO SA

Security

P04508100

Meeting Type

ExtraOrdinary General Meeting

Ticker Symbol

Meeting Date

28-Apr-2017

ISIN

BRARZZACNOR3

Agenda

707969777 - Management

Record Date

Holding Recon Date

26-Apr-2017

City /

Country

BELO HORIZO NTE

/

Brazil

Vote Deadline Date

19-Apr-2017

SEDOL(s)

B3NS1W0

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

IMPORTANT MARKET PROCESSING REQUIREMENT: A BENEFICIAL OWNER SIGNED POWER OF- ATTORNEY (POA) IS REQUIRED IN ORDER TO LODGE AND EXECUTE YOUR VOTING- INSTRUCTIONS IN THIS MARKET. ABSENCE OF A POA, MAY CAUSE YOUR INSTRUCTIONS TO-BE REJECTED. IF YOU HAVE ANY QUESTIONS, PLEASE CONTACT YOUR CLIENT SERVICE- REPRESENTATIVE

Non-Voting

CMMT

PLEASE NOTE THAT VOTES 'IN FAVOR' AND 'AGAINST' IN THE SAME AGENDA ITEM ARE-NOT ALLOWED. ONLY VOTES IN FAVOR AND/OR ABSTAIN OR AGAINST AND/ OR ABSTAIN-ARE ALLOWED. THANK YOU

Non-Voting

1

AMENDMENT OF THE ARTICLE 3 AND ITS SOLE PARAGRAPH OF THE BYLAWS SO AS TO PROVIDE THAT THE COMPANY'S HEADQUARTERS SHALL BE IN THE STATE OF MINAS GERAIS, BUT ITS MUNICIPALITY AND ADDRESS OF THE COMPANY'S HEAD OFFICE SHALL BE DEFINED BY RESOLUTION OF THE BOARD OF EXECUTIVE OFFICERS

Management

No Action

2

AMENDMENT OF THE ARTICLE 5, CAPUT OF THE COMPANY'S BYLAWS, TO CONTEMPLATE THE CAPITAL INCREASES MADE BY THE COMPANY, WITHIN THE AUTHORIZED CAPITAL LIMIT, AS APPROVED AT THE MEETINGS OF THE COMPANY'S BOARD OF DIRECTORS

Management

No Action

3

THE AUTHORIZATION TO THE EXECUTIVE BOARD OF THE COMPANY TO PERFORM ALL ACTS NECESSARY TO GIVE EFFECT TO THE RESOLUTIONS TAKEN AT ITEMS B.I AND B.II ABOVE

Management

No Action

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

16,600

0

08-Apr-2017

08-Apr-2017

BRISTOL-MYERS SQUIBB COMPANY

Security

110122108

Meeting Type

Annual

Ticker Symbol

BMY

Meeting Date

02-May-2017

ISIN

US1101221083

Agenda

934547538 - Management

Record Date

14-Mar-2017

Holding Recon Date

14-Mar-2017

City /

Country

/

United States

Vote Deadline Date

01-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: P. J. ARDUINI

Management

For

For

1B.

ELECTION OF DIRECTOR: R. J. BERTOLINI

Management

For

For

1C.

ELECTION OF DIRECTOR: G. CAFORIO, M.D.

Management

For

For

1D.

ELECTION OF DIRECTOR: M. W. EMMENS

Management

For

For

1E.

ELECTION OF DIRECTOR: L. H. GLIMCHER, M.D.

Management

For

For

1F.

ELECTION OF DIRECTOR: M. GROBSTEIN

Management

For

For

1G.

ELECTION OF DIRECTOR: A. J. LACY

Management

For

For

1H.

ELECTION OF DIRECTOR: D. C. PALIWAL

Management

For

For

1I.

ELECTION OF DIRECTOR: T. R. SAMUELS

Management

For

For

1J.

ELECTION OF DIRECTOR: G. L. STORCH

Management

For

For

1K.

ELECTION OF DIRECTOR: V. L. SATO, PH.D.

Management

For

For

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

4.

RE-APPROVAL OF THE MATERIALS TERMS OF THE PERFORMANCE-BASED AWARDS UNDER THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN (AS AMENDED).

Management

For

For

5.

APPROVAL OF AN AMENDMENT TO THE COMPANY'S 2012 STOCK AWARD AND INCENTIVE PLAN.

Management

For

For

6.

RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

7.

SHAREHOLDER PROPOSAL TO LOWER THE SHARE OWNERSHIP THRESHOLD TO CALL SPECIAL SHAREHOLDER MEETINGS.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

3,726

0

24-Mar-2017

03-May-2017

MTGE INVESTMENT CORP.

Security

55378A105

Meeting Type

Annual

Ticker Symbol

MTGE

Meeting Date

02-May-2017

ISIN

US55378A1051

Agenda

934555472 - Management

Record Date

08-Mar-2017

Holding Recon Date

08-Mar-2017

City /

Country

/

United States

Vote Deadline Date

01-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: GARY D. KAIN

Management

For

For

1B.

ELECTION OF DIRECTOR: STEVEN W. ABRAHAMS

Management

For

For

1C.

ELECTION OF DIRECTOR: JULIA L. CORONADO

Management

For

For

1D.

ELECTION OF DIRECTOR: ROBERT M. COUCH

Management

For

For

1E.

ELECTION OF DIRECTOR: RANDY E.DOBBS

Management

For

For

2.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

ADVISORY VOTE TO SELECT THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

4.

RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTANT FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,800

0

24-Mar-2017

03-May-2017

PULTEGROUP, INC.

Security

745867101

Meeting Type

Annual

Ticker Symbol

PHM

Meeting Date

03-May-2017

ISIN

US7458671010

Agenda

934549758 - Management

Record Date

10-Mar-2017

Holding Recon Date

10-Mar-2017

City /

Country

/

United States

Vote Deadline Date

02-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: BRIAN P. ANDERSON

Management

For

For

1B.

ELECTION OF DIRECTOR: BRYCE BLAIR

Management

For

For

1C.

ELECTION OF DIRECTOR: RICHARD W. DREILING

Management

For

For

1D.

ELECTION OF DIRECTOR: THOMAS J. FOLLIARD

Management

For

For

1E.

ELECTION OF DIRECTOR: JOSHUA GOTBAUM

Management

For

For

1F.

ELECTION OF DIRECTOR: CHERYL W. GRISE

Management

For

For

1G.

ELECTION OF DIRECTOR: ANDRE J. HAWAUX

Management

For

For

1H.

ELECTION OF DIRECTOR: RYAN R. MARSHALL

Management

For

For

1I.

ELECTION OF DIRECTOR: PATRICK J. O'LEARY

Management

For

For

1J.

ELECTION OF DIRECTOR: JOHN R. PESHKIN

Management

For

For

1K.

ELECTION OF DIRECTOR: SCOTT F. POWERS

Management

For

For

1L.

ELECTION OF DIRECTOR: WILLIAM J. PULTE

Management

For

For

2.

THE RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

3.

AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

4.

AN ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE REGARDING EXECUTIVE COMPENSATION.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

30,800

0

29-Mar-2017

04-May-2017

DIALOG SEMICONDUCTOR PLC, LONDON

Security

G5821P111

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

04-May-2017

ISIN

GB0059822006

Agenda

707978675 - Management

Record Date

Holding Recon Date

02-May-2017

City /

Country

LONDON

/

United Kingdom

Vote Deadline Date

18-Apr-2017

SEDOL(s)

5982200 - 5982590 - B28ZZL6 - B2QFBR6 - BHZLDS5

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS

Management

For

For

2

APPROVE REMUNERATION REPORT

Management

For

For

3

REAPPOINT DELOITTE LLP AS AUDITORS

Management

For

For

4

AUTHORISE BOARD TO FIX REMUNERATION OF AUDITORS

Management

For

For

5

RE-ELECT EAMONN O'HARE AS DIRECTOR

Management

For

For

6

RE-ELECT CHRISTOPHER BURKE AS DIRECTOR

Management

For

For

7

RE-ELECT AIDAN HUGHES AS DIRECTOR

Management

For

For

8

ELECT MARY CHAN AS DIRECTOR

Management

For

For

9

ELECT NICHOLAS JEFFERY AS DIRECTOR

Management

For

For

10

AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS

Management

For

For

11

AUTHORISE ISSUE OF EQUITY WITH PRE-EMPTIVE RIGHTS IN CONNECTION WITH A RIGHTS ISSUE

Management

For

For

12

AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS

Management

For

For

13

AUTHORISE ISSUE OF EQUITY WITHOUT PRE- EMPTIVE RIGHTS IN CONNECTION WITH AN ACQUISITION OR OTHER CAPITAL INVESTMENT

Management

For

For

14

AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH BARCLAYS BANK PLC

Management

For

For

15

AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH GOLDMAN SACHS INTERNATIONAL

Management

For

For

16

AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH HSBC BANK PLC

Management

For

For

17

AUTHORISE THE COMPANY TO ENTER INTO A CONTINGENT FORWARD SHARE PURCHASE CONTRACT WITH MERRILL LYNCH INTERNATIONAL

Management

For

For

18

AUTHORISE THE COMPANY TO CALL GENERAL MEETING WITH TWO WEEKS' NOTICE

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

3,939

0

14-Apr-2017

21-Apr-2017

STARWOOD PROPERTY TRUST INC

Security

85571B105

Meeting Type

Annual

Ticker Symbol

STWD

Meeting Date

04-May-2017

ISIN

US85571B1052

Agenda

934571844 - Management

Record Date

17-Mar-2017

Holding Recon Date

17-Mar-2017

City /

Country

/

United States

Vote Deadline Date

03-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

RICHARD D. BRONSON

For

For

2

JEFFREY G. DISHNER

For

For

3

CAMILLE J. DOUGLAS

For

For

4

SOLOMON J. KUMIN

For

For

5

BARRY S. STERNLICHT

For

For

6

STRAUSS ZELNICK

For

For

2.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

For

3.

TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION.

Management

3 Years

Against

4.

TO APPROVE THE STARWOOD PROPERTY TRUST, INC. 2017 MANAGER EQUITY PLAN, WHICH SUCCEEDS AND REPLACES THE STARWOOD PROPERTY TRUST, INC. MANAGER EQUITY PLAN, AS AMENDED, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

For

5.

TO APPROVE THE STARWOOD PROPERTY TRUST, INC. 2017 EQUITY PLAN, WHICH SUCCEEDS AND REPLACES THE STARWOOD PROPERTY TRUST, INC. EQUITY PLAN, AS AMENDED, AND THE STARWOOD PROPERTY TRUST, INC. NON- EXECUTIVE DIRECTOR STOCK PLAN, AS AMENDED, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

For

6.

TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE CALENDAR YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

20,100

0

04-Apr-2017

05-May-2017

FIRST REPUBLIC BANK

Security

33616C100

Meeting Type

Annual

Ticker Symbol

FRC

Meeting Date

09-May-2017

ISIN

US33616C1009

Agenda

934551575 - Management

Record Date

13-Mar-2017

Holding Recon Date

13-Mar-2017

City /

Country

/

United States

Vote Deadline Date

08-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JAMES H. HERBERT, II

Management

For

For

1B.

ELECTION OF DIRECTOR: KATHERINE AUGUST- DEWILDE

Management

For

For

1C.

ELECTION OF DIRECTOR: THOMAS J. BARRACK, JR.

Management

For

For

1D.

ELECTION OF DIRECTOR: FRANK J. FAHRENKOPF, JR.

Management

For

For

1E.

ELECTION OF DIRECTOR: L. MARTIN GIBBS

Management

For

For

1F.

ELECTION OF DIRECTOR: BORIS GROYSBERG

Management

For

For

1G.

ELECTION OF DIRECTOR: SANDRA R. HERNANDEZ

Management

For

For

1H.

ELECTION OF DIRECTOR: PAMELA J. JOYNER

Management

For

For

1I.

ELECTION OF DIRECTOR: REYNOLD LEVY

Management

For

For

1J.

ELECTION OF DIRECTOR: DUNCAN L. NIEDERAUER

Management

For

For

1K.

ELECTION OF DIRECTOR: GEORGE G.C. PARKER

Management

For

For

1L.

ELECTION OF DIRECTOR: CHERYL SPIELMAN

Management

For

For

2.

TO RATIFY THE APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITORS OF FIRST REPUBLIC BANK FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE THE FIRST REPUBLIC BANK 2017 EXECUTIVE INCENTIVE PLAN.

Management

For

For

4.

TO APPROVE THE FIRST REPUBLIC BANK 2017 OMNIBUS AWARD PLAN.

Management

For

For

5.

TO DETERMINE, BY ADVISORY (NON-BINDING) VOTE, THE FREQUENCY OF FUTURE VOTES APPROVING COMPENSATION OF OUR EXECUTIVE OFFICERS ("SAY ON PAY" VOTES).

Management

3 Years

Against

6.

TO APPROVE, BY ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR EXECUTIVE OFFICERS (A "SAY ON PAY" VOTE).

Management

For

For

7.

SHAREHOLDER PROPOSAL REQUESTING FIRST REPUBLIC BANK TO PREPARE AN EMPLOYMENT DIVERSITY REPORT.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,700

0

28-Mar-2017

10-May-2017

GILEAD SCIENCES, INC.

Security

375558103

Meeting Type

Annual

Ticker Symbol

GILD

Meeting Date

10-May-2017

ISIN

US3755581036

Agenda

934558810 - Management

Record Date

16-Mar-2017

Holding Recon Date

16-Mar-2017

City /

Country

/

United States

Vote Deadline Date

09-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JOHN F. COGAN, PH.D.

Management

For

For

1B.

ELECTION OF DIRECTOR: KELLY A. KRAMER

Management

For

For

1C.

ELECTION OF DIRECTOR: KEVIN E. LOFTON

Management

For

For

1D.

ELECTION OF DIRECTOR: JOHN C. MARTIN, PH.D.

Management

For

For

1E.

ELECTION OF DIRECTOR: JOHN F. MILLIGAN, PH.D.

Management

For

For

1F.

ELECTION OF DIRECTOR: NICHOLAS G. MOORE

Management

For

For

1G.

ELECTION OF DIRECTOR: RICHARD J. WHITLEY, M.D

Management

For

For

1H.

ELECTION OF DIRECTOR: GAYLE E. WILSON

Management

For

For

1I.

ELECTION OF DIRECTOR: PER WOLD-OLSEN

Management

For

For

2.

RATIFICATION OF THE SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

3.

RESTATEMENT OF THE GILEAD SCIENCES, INC. 2004 EQUITY INCENTIVE PLAN.

Management

For

For

4.

ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

5.

ADVISORY VOTE AS TO THE FREQUENCY OF FUTURE ADVISORY SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

6.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD TAKE STEPS TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.

Shareholder

Against

For

7.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD ADOPT A POLICY THAT THE CHAIRMAN OF THE BOARD OF DIRECTORS BE AN INDEPENDENT DIRECTOR.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

250

0

29-Mar-2017

11-May-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

1,300

0

29-Mar-2017

11-May-2017

SERVICE CORPORATION INTERNATIONAL

Security

817565104

Meeting Type

Annual

Ticker Symbol

SCI

Meeting Date

10-May-2017

ISIN

US8175651046

Agenda

934564356 - Management

Record Date

13-Mar-2017

Holding Recon Date

13-Mar-2017

City /

Country

/

United States

Vote Deadline Date

09-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

THOMAS L. RYAN

For

For

2

CLIFTON H. MORRIS, JR.

For

For

3

W. BLAIR WALTRIP

For

For

2.

TO APPROVE THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.

Management

For

For

3.

TO APPROVE, BY ADVISORY VOTE, NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

4.

TO APPROVE HOLDING AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION EVERY ONE, TWO OR THREE YEARS, AS INDICATED.

Management

3 Years

Against

5.

TO APPROVE THE AMENDED AND RESTATED 2016 EQUITY INCENTIVE PLAN.

Management

For

For

6.

TO APPROVE THE SHAREHOLDER PROPOSAL TO REQUIRE INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

For

7.

TO APPROVE THE SHAREHOLDER PROPOSAL TO ADOPT SIMPLE MAJORITY VOTE.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

7,200

0

31-Mar-2017

11-May-2017

ALEXION PHARMACEUTICALS, INC.

Security

015351109

Meeting Type

Annual

Ticker Symbol

ALXN

Meeting Date

10-May-2017

ISIN

US0153511094

Agenda

934568710 - Management

Record Date

14-Mar-2017

Holding Recon Date

14-Mar-2017

City /

Country

/

United States

Vote Deadline Date

09-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: FELIX J. BAKER

Management

For

For

1B.

ELECTION OF DIRECTOR: DAVID R. BRENNAN

Management

For

For

1C.

ELECTION OF DIRECTOR: M. MICHELE BURNS

Management

For

For

1D.

ELECTION OF DIRECTOR: CHRISTOPHER J. COUGHLIN

Management

For

For

1E.

ELECTION OF DIRECTOR: LUDWIG N. HANTSON

Management

For

For

1F.

ELECTION OF DIRECTOR: JOHN T. MOLLEN

Management

For

For

1G.

ELECTION OF DIRECTOR: R. DOUGLAS NORBY

Management

For

For

1H.

ELECTION OF DIRECTOR: ALVIN S. PARVEN

Management

For

For

1I.

ELECTION OF DIRECTOR: ANDREAS RUMMELT

Management

For

For

1J.

ELECTION OF DIRECTOR: ANN M. VENEMAN

Management

For

For

2.

TO APPROVE ALEXION'S 2017 INCENTIVE PLAN.

Management

For

For

3.

RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

4.

APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2016 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS.

Management

For

For

5.

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

6.

TO REQUEST THE BOARD IMPLEMENT CONFIDENTIAL SHAREHOLDER VOTING ON EXECUTIVE PAY MATTERS.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,800

0

01-Apr-2017

11-May-2017

JPMORGAN CHASE & CO.

Security

46625H100

Meeting Type

Annual

Ticker Symbol

JPM

Meeting Date

16-May-2017

ISIN

US46625H1005

Agenda

934561665 - Management

Record Date

17-Mar-2017

Holding Recon Date

17-Mar-2017

City /

Country

/

United States

Vote Deadline Date

15-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: LINDA B. BAMMANN

Management

For

For

1B.

ELECTION OF DIRECTOR: JAMES A. BELL

Management

For

For

1C.

ELECTION OF DIRECTOR: CRANDALL C. BOWLES

Management

For

For

1D.

ELECTION OF DIRECTOR: STEPHEN B. BURKE

Management

For

For

1E.

ELECTION OF DIRECTOR: TODD A. COMBS

Management

For

For

1F.

ELECTION OF DIRECTOR: JAMES S. CROWN

Management

For

For

1G.

ELECTION OF DIRECTOR: JAMES DIMON

Management

For

For

1H.

ELECTION OF DIRECTOR: TIMOTHY P. FLYNN

Management

For

For

1I.

ELECTION OF DIRECTOR: LABAN P. JACKSON, JR.

Management

For

For

1J.

ELECTION OF DIRECTOR: MICHAEL A. NEAL

Management

For

For

1K.

ELECTION OF DIRECTOR: LEE R. RAYMOND

Management

For

For

1L.

ELECTION OF DIRECTOR: WILLIAM C. WELDON

Management

For

For

2.

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

For

For

3.

RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM

Management

For

For

4.

ADVISORY VOTE ON FREQUENCY OF ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION

Management

3 Years

Against

5.

INDEPENDENT BOARD CHAIRMAN

Shareholder

Against

For

6.

VESTING FOR GOVERNMENT SERVICE

Shareholder

Against

For

7.

CLAWBACK AMENDMENT

Shareholder

Against

For

8.

GENDER PAY EQUITY

Shareholder

Against

For

9.

HOW VOTES ARE COUNTED

Shareholder

Against

For

10.

SPECIAL SHAREOWNER MEETINGS

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

11,400

0

07-Apr-2017

17-May-2017

CONCHO RESOURCES INC

Security

20605P101

Meeting Type

Annual

Ticker Symbol

CXO

Meeting Date

17-May-2017

ISIN

US20605P1012

Agenda

934559177 - Management

Record Date

20-Mar-2017

Holding Recon Date

20-Mar-2017

City /

Country

/

United States

Vote Deadline Date

16-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

ELECTION OF DIRECTOR: TIMOTHY A. LEACH

Management

For

For

1.2

ELECTION OF DIRECTOR: WILLIAM H. EASTER III

Management

For

For

1.3

ELECTION OF DIRECTOR: JOHN P. SURMA

Management

For

For

2.

TO RATIFY THE SELECTION OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATON ("SAY-ON-PAY").

Management

For

For

4.

ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,250

0

07-Apr-2017

18-May-2017

ALIGN TECHNOLOGY, INC.

Security

016255101

Meeting Type

Annual

Ticker Symbol

ALGN

Meeting Date

17-May-2017

ISIN

US0162551016

Agenda

934559874 - Management

Record Date

22-Mar-2017

Holding Recon Date

22-Mar-2017

City /

Country

/

United States

Vote Deadline Date

16-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: JOSEPH M. HOGAN

Management

For

For

1B.

ELECTION OF DIRECTOR: JOSEPH LACOB

Management

For

For

1C.

ELECTION OF DIRECTOR: C. RAYMOND LARKIN, JR.

Management

For

For

1D.

ELECTION OF DIRECTOR: GEORGE J. MORROW

Management

For

For

1E.

ELECTION OF DIRECTOR: THOMAS M. PRESCOTT

Management

For

For

1F.

ELECTION OF DIRECTOR: ANDREA L. SAIA

Management

For

For

1G.

ELECTION OF DIRECTOR: GREG J. SANTORA

Management

For

For

1H.

ELECTION OF DIRECTOR: SUSAN E. SIEGEL

Management

For

For

1I.

ELECTION OF DIRECTOR: WARREN S. THALER

Management

For

For

2.

PROPOSAL TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS ALIGN TECHNOLOGY, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

4.

ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,900

0

08-Apr-2017

18-May-2017

ELLIE MAE, INC.

Security

28849P100

Meeting Type

Annual

Ticker Symbol

ELLI

Meeting Date

17-May-2017

ISIN

US28849P1003

Agenda

934563746 - Management

Record Date

22-Mar-2017

Holding Recon Date

22-Mar-2017

City /

Country

/

United States

Vote Deadline Date

16-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

KAREN BLASING

For

For

2

JONATHAN CORR

For

For

3

ROBERT J. LEVIN

For

For

4

JEB S. SPENCER

For

For

2.

TO RATIFY THE SELECTION, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AS DISCLOSED IN THE PROXY STATEMENT

Management

For

For

4.

TO CONSIDER A STOCKHOLDER PROPOSAL IF PROPERLY PRESENTED AT THE MEETING, RELATED TO THE DECLASSIFICATION OF THE BOARD OF DIRECTORS.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,400

0

07-Apr-2017

18-May-2017

WAYFAIR INC

Security

94419L101

Meeting Type

Annual

Ticker Symbol

W

Meeting Date

17-May-2017

ISIN

US94419L1017

Agenda

934566057 - Management

Record Date

21-Mar-2017

Holding Recon Date

21-Mar-2017

City /

Country

/

United States

Vote Deadline Date

16-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: NEERAJ AGRAWAL

Management

For

For

1B.

ELECTION OF DIRECTOR: JULIE BRADLEY

Management

For

For

1C.

ELECTION OF DIRECTOR: STEVEN CONINE

Management

For

For

1D.

ELECTION OF DIRECTOR: ROBERT GAMGORT

Management

For

For

1E.

ELECTION OF DIRECTOR: MICHAEL KUMIN

Management

For

For

1F.

ELECTION OF DIRECTOR: IAN LANE

Management

For

For

1G.

ELECTION OF DIRECTOR: JAMES MILLER

Management

For

For

1H.

ELECTION OF DIRECTOR: ROMERO RODRIGUES

Management

For

For

1I.

ELECTION OF DIRECTOR: NIRAJ SHAH

Management

For

For

2.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

7,700

0

08-Apr-2017

18-May-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

700

0

08-Apr-2017

18-May-2017

SOLAR CAPITAL LTD

Security

83413U100

Meeting Type

Annual

Ticker Symbol

SLRC

Meeting Date

17-May-2017

ISIN

US83413U1007

Agenda

934568518 - Management

Record Date

22-Mar-2017

Holding Recon Date

22-Mar-2017

City /

Country

/

United States

Vote Deadline Date

16-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

MR. BRUCE SPOHLER

For

For

2

MR. STEVEN HOCHBERG

For

For

2.

TO APPROVE A PROPOSAL TO AUTHORIZE THE COMPANY TO SELL SHARES OF ITS COMMON STOCK AT A PRICE OR PRICES BELOW THE COMPANY'S THEN CURRENT NET ASSET VALUE PER SHARE IN ONE OR MORE OFFERINGS, IN EACH CASE SUBJECT TO THE APPROVAL OF ITS BOARD OF DIRECTORS AND COMPLIANCE WITH THE CONDITIONS SET FORTH IN THE PROXY STATEMENT PERTAINING THERETO (INCLUDING, WITHOUT LIMITATION, THAT THE NUMBER OF SHARES ISSUED DOES NOT EXCEED 25% OF THE COMPANY'S THEN OUTSTANDING COMMON STOCK IMMEDIATELY PRIOR TO EACH SUCH OFFERING).

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

22,300

0

01-Apr-2017

18-May-2017

CARTER'S INC.

Security

146229109

Meeting Type

Annual

Ticker Symbol

CRI

Meeting Date

17-May-2017

ISIN

US1462291097

Agenda

934598179 - Management

Record Date

27-Mar-2017

Holding Recon Date

27-Mar-2017

City /

Country

/

United States

Vote Deadline Date

16-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF CLASS II DIRECTOR: AMY WOODS BRINKLEY

Management

For

For

1B.

ELECTION OF CLASS II DIRECTOR: MICHAEL D. CASEY

Management

For

For

1C.

ELECTION OF CLASS II DIRECTOR: A. BRUCE CLEVERLY

Management

For

For

1D.

ELECTION OF CLASS II DIRECTOR: JEVIN S. EAGLE

Management

For

For

2.

ADVISORY APPROVAL OF EXECUTIVE COMPENSATION.

Management

For

For

3.

ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

4A.

AMENDMENT TO ARTICLE X OF THE COMPANY'S CERTIFICATE OF INCORPORATION TO PROVIDE FOR DECLASSIFICATION OF THE BOARD OF DIRECTORS.

Management

For

For

4B.

AMENDMENT TO ARTICLE 2 OF THE COMPANY'S BY- LAWS TO PROVIDE FOR DECLASSIFICATION OF THE BOARD OF DIRECTORS.

Management

For

For

5.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,700

0

20-Apr-2017

18-May-2017

PIONEER NATURAL RESOURCES COMPANY

Security

723787107

Meeting Type

Annual

Ticker Symbol

PXD

Meeting Date

18-May-2017

ISIN

US7237871071

Agenda

934570210 - Management

Record Date

23-Mar-2017

Holding Recon Date

23-Mar-2017

City /

Country

/

United States

Vote Deadline Date

17-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: EDISON C. BUCHANAN

Management

For

For

1B.

ELECTION OF DIRECTOR: ANDREW F. CATES

Management

For

For

1C.

ELECTION OF DIRECTOR: TIMOTHY L. DOVE

Management

For

For

1D.

ELECTION OF DIRECTOR: PHILLIP A. GOBE

Management

For

For

1E.

ELECTION OF DIRECTOR: LARRY R. GRILLOT

Management

For

For

1F.

ELECTION OF DIRECTOR: STACY P. METHVIN

Management

For

For

1G.

ELECTION OF DIRECTOR: ROYCE W. MITCHELL

Management

For

For

1H.

ELECTION OF DIRECTOR: FRANK A. RISCH

Management

For

For

1I.

ELECTION OF DIRECTOR: SCOTT D. SHEFFIELD

Management

For

For

1J.

ELECTION OF DIRECTOR: MONA K. SUTPHEN

Management

For

For

1K.

ELECTION OF DIRECTOR: J. KENNETH THOMPSON

Management

For

For

1L.

ELECTION OF DIRECTOR: PHOEBE A. WOOD

Management

For

For

1M.

ELECTION OF DIRECTOR: MICHAEL D. WORTLEY

Management

For

For

2.

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017

Management

For

For

3.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

For

4.

ADVISORY VOTE REGARDING FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION

Management

3 Years

Against

5.

STOCKHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

845

0

07-Apr-2017

19-May-2017

INTELLIA THERAPEUTICS, INC.

Security

45826J105

Meeting Type

Annual

Ticker Symbol

NTLA

Meeting Date

18-May-2017

ISIN

US45826J1051

Agenda

934609794 - Management

Record Date

04-Apr-2017

Holding Recon Date

04-Apr-2017

City /

Country

/

United States

Vote Deadline Date

17-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF CLASS I DIRECTOR: NESSAN BERMINGHAM, PH.D.

Management

For

For

1B.

ELECTION OF CLASS I DIRECTOR: JEAN-FRANCOIS FORMELA, M.D.

Management

For

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS INTELLIA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

RATIFICATION OF THE AMENDED AND RESTATED 2015 STOCK OPTION AND INCENTIVE PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

10,800

0

02-May-2017

19-May-2017

ARES CAPITAL CORPORATION

Security

04010L103

Meeting Type

Annual

Ticker Symbol

ARCC

Meeting Date

22-May-2017

ISIN

US04010L1035

Agenda

934557426 - Management

Record Date

09-Mar-2017

Holding Recon Date

09-Mar-2017

City /

Country

/

United States

Vote Deadline Date

19-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: MICHAEL J AROUGHETI (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020)

Management

For

For

1B.

ELECTION OF DIRECTOR: ANN TORRE BATES (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020)

Management

For

For

1C.

ELECTION OF DIRECTOR: STEVE MCKEEVER (CLASS I DIRECTOR FOR A TERM OF 3 YEARS EXPIRING IN 2020)

Management

For

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

13,000

0

25-Mar-2017

23-May-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

20,000

0

25-Mar-2017

23-May-2017

ARES CAPITAL CORPORATION

Security

04010L103

Meeting Type

Special

Ticker Symbol

ARCC

Meeting Date

22-May-2017

ISIN

US04010L1035

Agenda

934560598 - Management

Record Date

09-Mar-2017

Holding Recon Date

09-Mar-2017

City /

Country

/

United States

Vote Deadline Date

19-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

TO AUTHORIZE THE COMPANY, WITH THE APPROVAL OF ITS BOARD OF DIRECTORS, TO SELL OR OTHERWISE ISSUE SHARES OF ITS COMMON STOCK AT A PRICE BELOW ITS THEN CURRENT NET ASSET VALUE PER SHARE SUBJECT TO THE LIMITATIONS SET FORTH IN THE PROXY STATEMENT FOR THE SPECIAL MEETING OF STOCKHOLDERS (INCLUDING, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL).

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

13,000

0

28-Mar-2017

23-May-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

20,000

0

28-Mar-2017

23-May-2017

MERCK & CO., INC.

Security

58933Y105

Meeting Type

Annual

Ticker Symbol

MRK

Meeting Date

23-May-2017

ISIN

US58933Y1055

Agenda

934581439 - Management

Record Date

27-Mar-2017

Holding Recon Date

27-Mar-2017

City /

Country

/

United States

Vote Deadline Date

22-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: LESLIE A. BRUN

Management

For

For

1B.

ELECTION OF DIRECTOR: THOMAS R. CECH

Management

For

For

1C.

ELECTION OF DIRECTOR: PAMELA J. CRAIG

Management

For

For

1D.

ELECTION OF DIRECTOR: KENNETH C. FRAZIER

Management

For

For

1E.

ELECTION OF DIRECTOR: THOMAS H. GLOCER

Management

For

For

1F.

ELECTION OF DIRECTOR: ROCHELLE B. LAZARUS

Management

For

For

1G.

ELECTION OF DIRECTOR: JOHN H. NOSEWORTHY

Management

For

For

1H.

ELECTION OF DIRECTOR: CARLOS E. REPRESAS

Management

For

For

1I.

ELECTION OF DIRECTOR: PAUL B. ROTHMAN

Management

For

For

1J.

ELECTION OF DIRECTOR: PATRICIA F. RUSSO

Management

For

For

1K.

ELECTION OF DIRECTOR: CRAIG B. THOMPSON

Management

For

For

1L.

ELECTION OF DIRECTOR: WENDELL P. WEEKS

Management

For

For

1M.

ELECTION OF DIRECTOR: PETER C. WENDELL

Management

For

For

2.

NON-BINDING ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

NON-BINDING ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

4.

RATIFICATION OF THE APPOINTMENT OF THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

For

5.

SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIRMAN.

Shareholder

Against

For

6.

SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF A SET OF EMPLOYEE PRACTICES IN ISRAEL/PALESTINE.

Shareholder

Against

For

7.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CONDUCTING BUSINESS IN CONFLICT- AFFECTED AREAS.

Shareholder

Against

For

8.

SHAREHOLDER PROPOSAL REQUESTING A REPORT ON BOARD OVERSIGHT OF PRODUCT SAFETY AND QUALITY.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

3,700

0

11-Apr-2017

24-May-2017

B&G FOODS, INC.

Security

05508R106

Meeting Type

Annual

Ticker Symbol

BGS

Meeting Date

23-May-2017

ISIN

US05508R1068

Agenda

934584409 - Management

Record Date

27-Mar-2017

Holding Recon Date

27-Mar-2017

City /

Country

/

United States

Vote Deadline Date

22-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: DEANN L. BRUNTS

Management

For

For

1B.

ELECTION OF DIRECTOR: ROBERT C. CANTWELL

Management

For

For

1C.

ELECTION OF DIRECTOR: CHARLES F. MARCY

Management

For

For

1D.

ELECTION OF DIRECTOR: DENNIS M. MULLEN

Management

For

For

1E.

ELECTION OF DIRECTOR: CHERYL M. PALMER

Management

For

For

1F.

ELECTION OF DIRECTOR: ALFRED POE

Management

For

For

1G.

ELECTION OF DIRECTOR: STEPHEN C. SHERRILL

Management

For

For

1H.

ELECTION OF DIRECTOR: DAVID L. WENNER

Management

For

For

2.

APPROVAL, BY NON-BINDING ADVISORY VOTE, OF EXECUTIVE COMPENSATION.

Management

For

For

3.

RECOMMENDATION, BY NON-BINDING ADVISORY VOTE, FOR THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

Management

3 Years

Against

4.

RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

For

5.

APPROVAL OF THE AMENDED AND RESTATED OMNIBUS INCENTIVE COMPENSATION PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,100

0

11-Apr-2017

24-May-2017

LIBERTY INTERACTIVE CORPORATION

Security

53071M856

Meeting Type

Annual

Ticker Symbol

LVNTA

Meeting Date

24-May-2017

ISIN

US53071M8560

Agenda

934605859 - Management

Record Date

03-Apr-2017

Holding Recon Date

03-Apr-2017

City /

Country

/

United States

Vote Deadline Date

23-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

EVAN D. MALONE

For

For

2

DAVID E. RAPLEY

For

For

3

LARRY E. ROMRELL

For

For

2.

A PROPOSAL TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31,2017

Management

For

For

3.

THE SAY-ON-PAY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

4.

THE SAY-ON-FREQUENCY PROPOSAL, TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH STOCKHOLDERS ARE PROVIDED AN ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS.

Management

3 Years

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

9,571

0

26-Apr-2017

25-May-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

6,000

0

26-Apr-2017

25-May-2017

MAXLINEAR, INC.

Security

57776J100

Meeting Type

Annual

Ticker Symbol

MXL

Meeting Date

24-May-2017

ISIN

US57776J1007

Agenda

934614353 - Management

Record Date

17-Apr-2017

Holding Recon Date

17-Apr-2017

City /

Country

/

United States

Vote Deadline Date

23-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

ELECTION OF CLASS II DIRECTOR: THEODORE L. TEWKSBURY, PH.D.

Management

For

For

1.2

ELECTION OF CLASS II DIRECTOR: ALBERT J. MOYER

Management

For

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY VOTE).

Management

For

For

3.

ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION (SAY WHEN ON PAY).

Management

3 Years

Against

4.

TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,100

0

02-May-2017

25-May-2017

ENVISION HEALTHCARE CORPORATION

Security

29414D100

Meeting Type

Annual

Ticker Symbol

EVHC

Meeting Date

25-May-2017

ISIN

US29414D1000

Agenda

934582304 - Management

Record Date

29-Mar-2017

Holding Recon Date

29-Mar-2017

City /

Country

/

United States

Vote Deadline Date

24-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

CAROL J. BURT

For

For

2

CHRISTOPHER A. HOLDEN

For

For

3

CYNTHIA S. MILLER

For

For

4

RONALD A. WILLIAMS

For

For

2.

APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF ENVISION HEALTHCARE CORPORATION'S EXECUTIVE COMPENSATION.

Management

For

For

3.

APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING ENVISION HEALTHCARE CORPORATION'S EXECUTIVE COMPENSATION.

Management

3 Years

Against

4.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ENVISION HEALTHCARE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

6,100

0

14-Apr-2017

26-May-2017

NXSTAGE MEDICAL, INC.

Security

67072V103

Meeting Type

Annual

Ticker Symbol

NXTM

Meeting Date

25-May-2017

ISIN

US67072V1035

Agenda

934607473 - Management

Record Date

27-Mar-2017

Holding Recon Date

27-Mar-2017

City /

Country

/

United States

Vote Deadline Date

24-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

JEFFREY H. BURBANK

For

For

2

HEYWARD R. DONIGAN

For

For

3

ROBERT G. FUNARI

For

For

4

DANIEL A. GIANNINI

For

For

5

EARL R. LEWIS

For

For

6

JEAN K. MIXER

For

For

7

CRAIG W. MOORE

For

For

8

REID S. PERPER

For

For

9

JAMES J. PETERS

For

For

2.

ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICERS' COMPENSATION.

Management

For

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICERS' COMPENSATION.

Management

3 Years

Against

4.

TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR.

Management

For

For

5.

TO APPROVE BY-LAW AMENDMENT TO ADOPT MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS.

Management

For

For

6.

TO APPROVE AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN AND ITS MATERIAL TERMS FOR INTERNAL REVENUE CODE SECTION 162(M) PURPOSES.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

8,500

0

27-Apr-2017

26-May-2017

TRI POINTE GROUP, INC.

Security

87265H109

Meeting Type

Annual

Ticker Symbol

TPH

Meeting Date

26-May-2017

ISIN

US87265H1095

Agenda

934571591 - Management

Record Date

28-Mar-2017

Holding Recon Date

28-Mar-2017

City /

Country

/

United States

Vote Deadline Date

25-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

ELECTION OF DIRECTOR: DOUGLAS F. BAUER

Management

For

For

1.2

ELECTION OF DIRECTOR: LAWRENCE B. BURROWS

Management

For

For

1.3

ELECTION OF DIRECTOR: DANIEL S. FULTON

Management

For

For

1.4

ELECTION OF DIRECTOR: STEVEN J. GILBERT

Management

For

For

1.5

ELECTION OF DIRECTOR: CONSTANCE B. MOORE

Management

For

For

1.6

ELECTION OF DIRECTOR: THOMAS B. ROGERS

Management

For

For

2.

APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF TRI POINTE GROUP,INC.'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP,INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

49,000

0

15-Apr-2017

15-Apr-2017

CRISPR THERAPEUTICS AG

Security

H17182108

Meeting Type

Annual

Ticker Symbol

CRSP

Meeting Date

31-May-2017

ISIN

CH0334081137

Agenda

934597812 - Management

Record Date

03-Apr-2017

Holding Recon Date

03-Apr-2017

City /

Country

/

Switzerland

Vote Deadline Date

30-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

THE APPROVAL OF THE ANNUAL REPORT, THE CONSOLIDATED FINANCIAL STATEMENTS AND THE STATUTORY FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED DECEMBER 31, 2016.

Management

For

For

2.

THE APPROVAL OF THE APPROPRIATION OF FINANCIAL RESULTS.

Management

For

For

3.

THE DISCHARGE OF THE MEMBERS OF THE BOARD OF DIRECTORS AND EXECUTIVE COMMITTEE.

Management

For

For

4A.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: N. ANTHONY COLES, M.D., AS MEMBER AND CHAIRMAN.

Management

For

For

4B.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: RODGER NOVAK, M.D.

Management

For

For

4C.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: BRADLEY BOLZON, PH.D.

Management

For

For

4D.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: ALI BEHBAHANI, M.D.

Management

For

For

4E.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: KURT VON EMSTER.

Management

For

For

4F.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: SIMEON J. GEORGE, M.D.

Management

For

For

4G.

RE-ELECTION OF MEMBERS TO THE BOARD OF DIRECTOR: THOMAS WOIWODE, PH.D.

Management

For

For

4H.

RE-ELECTION OF MEMBER TO THE BOARD OF DIRECTOR: PABLO CAGNONI, M.D.

Management

For

For

5A.

RE-ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: THOMAS WOIWODE, PH.D.

Management

For

For

5B.

RE-ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: PABLO CAGNONI, M.D.

Management

For

For

5C.

RE-ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: N. ANTHONY COLES, M.D.

Management

For

For

5D.

RE-ELECTION OF MEMBER OF THE COMPENSATION COMMITTEE: SIMEON J. GEORGE, M.D.

Management

For

For

6A.

BINDING VOTE ON TOTAL NON-PERFORMANCE- RELATED COMPENSATION FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING OF SHAREHOLDERS.

Management

For

For

6B.

BINDING VOTE ON EQUITY FOR MEMBERS OF THE BOARD OF DIRECTORS FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING OF SHAREHOLDERS.

Management

For

For

6C.

BINDING VOTE ON TOTAL NON-PERFORMANCE- RELATED COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FROM JULY 1, 2017 TO JUNE 30, 2018.

Management

For

For

6D.

BINDING VOTE ON TOTAL VARIABLE COMPENSATION FOR MEMBERS OF THE EXECUTIVE COMMITTEE FOR THE CURRENT YEAR ENDING DECEMBER 31, 2017.

Management

For

For

6E.

BINDING VOTE ON EQUITY FOR MEMBERS OF THE EXECUTIVE COMMITTEE FROM THE 2017 ANNUAL GENERAL MEETING TO THE 2018 ANNUAL GENERAL MEETING OF SHAREHOLDERS.

Management

For

For

7.

THE APPROVAL OF AN INCREASE IN THE CONDITIONAL SHARE CAPITAL FOR EMPLOYEE BENEFIT PLANS.

Management

For

For

8.

THE APPROVAL OF THE AMENDED AND RESTATED CRISPR THERAPEUTICS AG 2016 STOCK OPTION AND INCENTIVE PLAN.

Management

For

For

9.

THE RE-ELECTION OF THE INDEPENDENT VOTING RIGHTS REPRESENTATIVE.

Management

For

For

10.

THE RE-ELECTION OF THE AUDITORS.

Management

For

For

11.

THE APPROVAL OF THE CHANGE OF THE REGISTERED OFFICE.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

11,100

0

22-Apr-2017

01-Jun-2017

LOGMEIN, INC

Security

54142L109

Meeting Type

Annual

Ticker Symbol

LOGM

Meeting Date

01-Jun-2017

ISIN

US54142L1098

Agenda

934582784 - Management

Record Date

03-Apr-2017

Holding Recon Date

03-Apr-2017

City /

Country

/

United States

Vote Deadline Date

31-May-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.1

ELECTION OF CLASS II DIRECTOR: DAVID J. HENSHALL

Management

For

For

��

1.2

ELECTION OF CLASS II DIRECTOR: PETER J. SACRIPANTI

Management

For

For

1.3

ELECTION OF CLASS II DIRECTOR: WILLIAM R. WAGNER

Management

For

For

2.

RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

ADVISORY VOTE FOR THE APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION.

Management

For

For

4.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,500

0

14-Apr-2017

02-Jun-2017

PARSLEY ENERGY, INC.

Security

701877102

Meeting Type

Annual

Ticker Symbol

PE

Meeting Date

02-Jun-2017

ISIN

US7018771029

Agenda

934591238 - Management

Record Date

06-Apr-2017

Holding Recon Date

06-Apr-2017

City /

Country

/

United States

Vote Deadline Date

01-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

BRYAN SHEFFIELD

For

For

2

A. R. ALAMEDDINE

For

For

2.

TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016.

Management

For

For

4.

TO ADOPT AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED BYLAWS TO IMPLEMENT A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

4,236

0

19-Apr-2017

05-Jun-2017

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

Security

192446102

Meeting Type

Annual

Ticker Symbol

CTSH

Meeting Date

06-Jun-2017

ISIN

US1924461023

Agenda

934600265 - Management

Record Date

10-Apr-2017

Holding Recon Date

10-Apr-2017

City /

Country

/

United States

Vote Deadline Date

05-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: ZEIN ABDALLA

Management

For

For

1B.

ELECTION OF DIRECTOR: BETSY S. ATKINS

Management

For

For

1C.

ELECTION OF DIRECTOR: MAUREEN BREAKIRON- EVANS

Management

For

For

1D.

ELECTION OF DIRECTOR: JONATHAN CHADWICK

Management

For

For

1E.

ELECTION OF DIRECTOR: JOHN M. DINEEN

Management

For

For

1F.

ELECTION OF DIRECTOR: FRANCISCO D'SOUZA

Management

For

For

1G.

ELECTION OF DIRECTOR: JOHN N. FOX, JR.

Management

For

For

1H.

ELECTION OF DIRECTOR: JOHN E. KLEIN

Management

For

For

1I.

ELECTION OF DIRECTOR: LEO S. MACKAY, JR.

Management

For

For

1J.

ELECTION OF DIRECTOR: MICHAEL PATSALOS-FOX

Management

For

For

1K.

ELECTION OF DIRECTOR: ROBERT E. WEISSMAN

Management

For

For

2.

APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

3.

APPROVAL, ON AN ADVISORY (NON-BINDING) BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

3 Years

Against

4.

APPROVAL OF THE COMPANY'S 2017 INCENTIVE AWARD PLAN.

Management

For

For

5.

RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

6.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO ELIMINATE THE SUPERMAJORITY VOTING PROVISIONS OF THE COMPANY'S CERTIFICATE OF INCORPORATION AND BY-LAWS.

Management

For

For

7.

STOCKHOLDER PROPOSAL REQUESTING THAT THE BOARD OF DIRECTORS TAKE THE STEPS NECESSARY TO PERMIT STOCKHOLDER ACTION BY WRITTEN CONSENT.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,700

0

21-Apr-2017

07-Jun-2017

BIOMARIN PHARMACEUTICAL INC.

Security

09061G101

Meeting Type

Annual

Ticker Symbol

BMRN

Meeting Date

06-Jun-2017

ISIN

US09061G1013

Agenda

934601611 - Management

Record Date

10-Apr-2017

Holding Recon Date

10-Apr-2017

City /

Country

/

United States

Vote Deadline Date

05-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

JEAN-JACQUES BIENAIME

For

For

2

WILLARD DERE

For

For

3

MICHAEL GREY

For

For

4

ELAINE J. HERON

For

For

5

V. BRYAN LAWLIS

For

For

6

ALAN J. LEWIS

For

For

7

RICHARD A. MEIER

For

For

8

DAVID PYOTT

For

For

9

DENNIS J. SLAMON

For

For

2.

TO RATIFY THE SELECTION OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR BIOMARIN FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE STOCKHOLDERS' APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

Management

3 Years

Against

4.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT.

Management

For

For

5.

TO APPROVE THE 2017 EQUITY INCENTIVE PLAN.

Management

For

For

6.

TO APPROVE AMENDMENTS TO BIOMARIN'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION, AS AMENDED, TO (I) INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES OF COMMON STOCK FROM 250,000,000 SHARES TO 500,000,000 SHARES, AND (II) MAKE CERTAIN MINOR ADMINISTRATIVE CHANGES.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

2,236

0

26-Apr-2017

07-Jun-2017

IMAX CORPORATION

Security

45245E109

Meeting Type

Annual

Ticker Symbol

IMAX

Meeting Date

06-Jun-2017

ISIN

CA45245E1097

Agenda

934607891 - Management

Record Date

11-Apr-2017

Holding Recon Date

11-Apr-2017

City /

Country

/

Canada

Vote Deadline Date

01-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

01

DIRECTOR

Management

1

NEIL S. BRAUN

For

For

2

ERIC A. DEMIRIAN

For

For

3

KEVIN DOUGLAS

For

For

4

GREG FOSTER

For

For

5

RICHARD L. GELFOND

For

For

6

DAVID W. LEEBRON

For

For

7

MICHAEL LYNNE

For

For

8

MICHAEL MACMILLAN

For

For

9

DANA SETTLE

For

For

10

DARREN THROOP

For

For

11

BRADLEY J. WECHSLER

For

For

02

IN RESPECT OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE COMPANY AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION. NOTE: VOTING WITHHOLD IS THE EQUIVALENT TO VOTING ABSTAIN.

Management

For

For

03

ADVISORY RESOLUTION TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE ACCOMPANYING PROXY CIRCULAR. NOTE: VOTING ABSTAIN IS THE EQUIVALENT TO VOTING WITHHOLD.

Management

For

For

04

ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. NOTE: VOTING ABSTAIN IS THE EQUIVALENT TO VOTING WITHHOLD.

Management

3 Years

Against

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

18,160

0

28-Apr-2017

07-Jun-2017

PT SARANA MENARA NUSANTARA, TBK

Security

Y71369113

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

07-Jun-2017

ISIN

ID1000128804

Agenda

708196856 - Management

Record Date

15-May-2017

Holding Recon Date

15-May-2017

City /

Country

JAKART A

/

Indonesia

Vote Deadline Date

30-May-2017

SEDOL(s)

BCDBLX3 - BCDNXG6

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

APPROVAL OF THE ANNUAL REPORT AND FINANCIAL STATEMENT REPORT AND APPROVAL TO RELEASE AND DISCHARGE (ACQUIT ET DE CHARGE) TO THE BOARD OF COMMISSIONERS AND DIRECTORS FROM THEIR ACTION OF SUPERVISION

Management

For

For

2

APPROVAL ON PROFIT UTILIZATION

Management

For

For

3

APPROVAL OF REMUNERATION FOR DIRECTORS AND COMMISSIONER

Management

For

For

4

APPROVAL OF APPOINTMENT OF PUBLIC ACCOUNTANT FOR FINANCIAL REPORT AND THEIR REMUNERATION

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

298,000

0

17-May-2017

31-May-2017

BIOGEN INC.

Security

09062X103

Meeting Type

Annual

Ticker Symbol

BIIB

Meeting Date

07-Jun-2017

ISIN

US09062X1037

Agenda

934600568 - Management

Record Date

10-Apr-2017

Holding Recon Date

10-Apr-2017

City /

Country

/

United States

Vote Deadline Date

06-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: ALEXANDER J. DENNER

Management

For

For

1B.

ELECTION OF DIRECTOR: CAROLINE D. DORSA

Management

For

For

1C.

ELECTION OF DIRECTOR: NANCY L. LEAMING

Management

For

For

1D.

ELECTION OF DIRECTOR: RICHARD C. MULLIGAN

Management

For

For

1E.

ELECTION OF DIRECTOR: ROBERT W. PANGIA

Management

For

For

1F.

ELECTION OF DIRECTOR: STELIOS PAPADOPOULOS

Management

For

For

1G.

ELECTION OF DIRECTOR: BRIAN S. POSNER

Management

For

For

1H.

ELECTION OF DIRECTOR: ERIC K. ROWINSKY

Management

For

For

1I.

ELECTION OF DIRECTOR: LYNN SCHENK

Management

For

For

1J.

ELECTION OF DIRECTOR: STEPHEN A. SHERWIN

Management

For

For

1K.

ELECTION OF DIRECTOR: MICHEL VOUNATSOS

Management

For

For

2.

TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS BIOGEN INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

SAY ON PAY - TO APPROVE AN ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

For

For

4.

SAY WHEN ON PAY - TO APPROVE AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

5.

TO APPROVE THE BIOGEN INC. 2017 OMNIBUS EQUITY PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

618

0

27-Apr-2017

08-Jun-2017

CREDIT ACCEPTANCE CORPORATION

Security

225310101

Meeting Type

Annual

Ticker Symbol

CACC

Meeting Date

07-Jun-2017

ISIN

US2253101016

Agenda

934606142 - Management

Record Date

13-Apr-2017

Holding Recon Date

13-Apr-2017

City /

Country

/

United States

Vote Deadline Date

06-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

GLENDA J. FLANAGAN

For

For

2

BRETT A. ROBERTS

For

For

3

THOMAS N. TRYFOROS

For

For

4

SCOTT J. VASSALLUZZO

For

For

2.

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

3.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

3 Years

Against

4.

RATIFICATION OF THE SELECTION OF GRANT THORNTON LLP AS CREDIT ACCEPTANCE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,373

0

28-Apr-2017

08-Jun-2017

CLOVIS ONCOLOGY, INC.

Security

189464100

Meeting Type

Annual

Ticker Symbol

CLVS

Meeting Date

08-Jun-2017

ISIN

US1894641000

Agenda

934600366 - Management

Record Date

10-Apr-2017

Holding Recon Date

10-Apr-2017

City /

Country

/

United States

Vote Deadline Date

07-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

KEITH FLAHERTY, M.D.

For

For

2

GINGER L. GRAHAM

For

For

3

EDWARD J. MCKINLEY

For

For

2.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,235

0

27-Apr-2017

09-Jun-2017

ADURO BIOTECH INC

Security

00739L101

Meeting Type

Annual

Ticker Symbol

ADRO

Meeting Date

08-Jun-2017

ISIN

US00739L1017

Agenda

934604112 - Management

Record Date

19-Apr-2017

Holding Recon Date

19-Apr-2017

City /

Country

/

United States

Vote Deadline Date

07-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

ROSS HAGHIGHAT

For

For

2

FRANK MCCORMICK, PH.D.

For

For

2.

TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF OUR BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

15,900

0

25-Apr-2017

09-Jun-2017

VERTEX PHARMACEUTICALS INCORPORATED

Security

92532F100

Meeting Type

Annual

Ticker Symbol

VRTX

Meeting Date

08-Jun-2017

ISIN

US92532F1003

Agenda

934615278 - Management

Record Date

12-Apr-2017

Holding Recon Date

12-Apr-2017

City /

Country

/

United States

Vote Deadline Date

07-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

ALAN GARBER

For

For

2

MARGARET G. MCGLYNN

For

For

3

WILLIAM D. YOUNG

For

For

2.

AMENDMENTS TO OUR CHARTER AND BY-LAWS TO PROVIDE FOR THE DECLASSIFICATION OF OUR BOARD OF DIRECTORS.

Management

For

For

3.

AMENDMENT AND RESTATEMENT OF OUR 2013 STOCK AND OPTION PLAN, TO AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE UNDER THE PLAN BY 6.75 MILLION SHARES.

Management

For

For

4.

RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

5.

ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

For

6.

ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION PROGRAM.

Management

3 Years

Against

7.

SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT WE TAKE STEPS NECESSARY TO ELIMINATE SUPERMAJORITY PROVISIONS FROM OUR CHARTER AND BY-LAWS.

Shareholder

Against

For

8.

SHAREHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, REQUESTING THAT WE PREPARE A REPORT ON OUR POLICIES AND ACTIVITIES WITH RESPECT TO LOBBYING.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

882

0

03-May-2017

09-Jun-2017

AMS AG, UNTERPREMSTAETTEN

Security

A0400Q115

Meeting Type

Ordinary General Meeting

Ticker Symbol

Meeting Date

09-Jun-2017

ISIN

AT0000A18XM4

Agenda

708173808 - Management

Record Date

30-May-2017

Holding Recon Date

30-May-2017

City /

Country

PREMST AETTEN

/

Austria

Vote Deadline Date

24-May-2017

SEDOL(s)

BPF0537 - BPF0548 - BPFJ772 - BPH3KB7

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1

PRESENTATION OF ANNUAL REPORTS

Non-Voting

2

ALLOCATION OF NET PROFITS: DIVIDENDS OF EUR 0.30

Management

For

For

3

DISCHARGE OF MANAGEMENT BOARD

Management

For

For

4

DISCHARGE OF SUPERVISORY BOARD

Management

For

For

5

REMUNERATION FOR SUPERVISORY BOARD

Management

For

For

6

ELECTION OF EXTERNAL AUDITOR: KPMG

Management

For

For

7

CANCELLATION OF AUTHORIZED CAPITAL AND AMENDMENT OF ARTICLES

Management

For

For

8

NEW AUTHORIZED CAPITAL AND AMENDMENT OF ARTICLES

Management

For

For

9

AUTHORIZATION FOR ISSUANCE OF FINANCIAL INSTRUMENTS

Management

For

For

10

CONDITIONAL CAPITAL INCREASE

Management

For

For

11

BUYBACK AND USAGE OF OWN SHS

Management

For

For

12

REPORT ON OWN SHARES

Non-Voting

CMMT

22 MAY 2017: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF DIVIDEND-AMOUNT AND AUDITOR NAME. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO-NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK-YOU.

Non-Voting

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

1,900

0

11-May-2017

02-Jun-2017

DERMIRA, INC.

Security

24983L104

Meeting Type

Annual

Ticker Symbol

DERM

Meeting Date

13-Jun-2017

ISIN

US24983L1044

Agenda

934615646 - Management

Record Date

19-Apr-2017

Holding Recon Date

19-Apr-2017

City /

Country

/

United States

Vote Deadline Date

12-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

MARK D. MCDADE

For

For

2

JAKE R. NUNN

For

For

3

THOMAS G. WIGGANS

For

For

2.

APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID BY US TO OUR NAMED EXECUTIVE OFFICERS FOR THE YEAR ENDED DECEMBER 31, 2016.

Management

For

For

3.

VOTE, ON A NON-BINDING ADVISORY BASIS, ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION.

Management

3 Years

Against

4.

RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

9,800

0

03-May-2017

14-Jun-2017

CELGENE CORPORATION

Security

151020104

Meeting Type

Annual

Ticker Symbol

CELG

Meeting Date

14-Jun-2017

ISIN

US1510201049

Agenda

934609023 - Management

Record Date

20-Apr-2017

Holding Recon Date

20-Apr-2017

City /

Country

/

United States

Vote Deadline Date

13-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

ROBERT J. HUGIN

For

For

2

MARK J. ALLES

For

For

3

RICHARD W BARKER D PHIL

For

For

4

MICHAEL W. BONNEY

For

For

5

MICHAEL D. CASEY

For

For

6

CARRIE S. COX

For

For

7

MICHAEL A. FRIEDMAN, MD

For

For

8

JULIA A. HALLER, M.D.

For

For

9

GILLA S. KAPLAN, PH.D.

For

For

10

JAMES J. LOUGHLIN

For

For

11

ERNEST MARIO, PH.D.

For

For

2.

RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

APPROVAL OF AN AMENDMENT AND RESTATEMENT OF THE COMPANY'S STOCK INCENTIVE PLAN.

Management

For

For

4.

APPROVAL, BY NON-BINDING VOTE, OF EXECUTIVE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS.

Management

For

For

5.

TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES.

Management

3 Years

Against

6.

STOCKHOLDER PROPOSAL TO REQUEST A BY-LAW PROVISION LIMITING MANAGEMENT'S ACCESS TO VOTE TALLIES PRIOR TO THE ANNUAL MEETING WITH RESPECT TO CERTAIN EXECUTIVE PAY MATTERS, DESCRIBED IN MORE DETAIL IN THE PROXY STATEMENT.

Shareholder

Against

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

1,647

0

28-Apr-2017

15-Jun-2017

SONY CORPORATION

Security

J76379106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

15-Jun-2017

ISIN

JP3435000009

Agenda

708212484 - Management

Record Date

31-Mar-2017

Holding Recon Date

31-Mar-2017

City /

Country

TOKYO

/

Japan

Vote Deadline Date

07-Jun-2017

SEDOL(s)

0821687 - 4823203 - 5485602 - 6821506 - B01DR28 - B0K3NH6 - B0ZMMV5

Quick Code

67580

Item

Proposal

Proposed by

Vote

For/Against Management

Please reference meeting materials.

Non-Voting

1.1

Appoint a Director Hirai, Kazuo

Management

For

For

1.2

Appoint a Director Yoshida, Kenichiro

Management

For

For

1.3

Appoint a Director Nagayama, Osamu

Management

For

For

1.4

Appoint a Director Nimura, Takaaki

Management

For

For

1.5

Appoint a Director Harada, Eiko

Management

For

For

1.6

Appoint a Director Tim Schaaff

Management

For

For

1.7

Appoint a Director Matsunaga, Kazuo

Management

For

For

1.8

Appoint a Director Miyata, Koichi

Management

For

For

1.9

Appoint a Director John V. Roos

Management

For

For

1.10

Appoint a Director Sakurai, Eriko

Management

For

For

1.11

Appoint a Director Minakawa, Kunihito

Management

For

For

1.12

Appoint a Director Sumi, Shuzo

Management

For

For

2

Approve Issuance of Share Acquisition Rights as Stock Options for Executive Officers and Employees of the Company and Directors and Employees of the Company's Subsidiaries

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

10,700

0

22-May-2017

14-Jun-2017

EDITAS MEDICINE INC

Security

28106W103

Meeting Type

Annual

Ticker Symbol

EDIT

Meeting Date

15-Jun-2017

ISIN

US28106W1036

Agenda

934602598 - Management

Record Date

18-Apr-2017

Holding Recon Date

18-Apr-2017

City /

Country

/

United States

Vote Deadline Date

14-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

ALEXIS BORISY

For

For

2

DOUGLAS G. COLE, M.D.

For

For

3

A.K. VAISHNAW MD PHD

For

For

2.

RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,600

0

27-Apr-2017

16-Jun-2017

YELP INC

Security

985817105

Meeting Type

Annual

Ticker Symbol

YELP

Meeting Date

15-Jun-2017

ISIN

US9858171054

Agenda

934613616 - Management

Record Date

17-Apr-2017

Holding Recon Date

17-Apr-2017

City /

Country

/

United States

Vote Deadline Date

14-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

DIANE M. IRVINE

For

For

2

MARIAM NAFICY

For

For

2.

TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS YELP'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF YELP'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,400

0

02-May-2017

16-Jun-2017

997AL96

CLOUGH GLOBAL LONG SHORT FUND

997AL96

STATE STREET BANK & TRUST CO

4,000

0

02-May-2017

16-Jun-2017

CARDIOME PHARMA CORP.

Security

14159U301

Meeting Type

Annual and Special Meeting

Ticker Symbol

CRME

Meeting Date

20-Jun-2017

ISIN

CA14159U3010

Agenda

934638098 - Management

Record Date

16-May-2017

Holding Recon Date

16-May-2017

City /

Country

/

Canada

Vote Deadline Date

15-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

01

DIRECTOR

Management

1

RICHARD M. GLICKMAN

For

For

2

W. JAMES O'SHEA

For

For

3

WILLIAM L. HUNTER

For

For

4

MARK H. CORRIGAN

For

For

5

ARTHUR H. WILLMS

For

For

6

ROBERT J. MEYER

For

For

02

APPOINTMENT OF KPMG LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION.

Management

For

For

03

TO APPROVE AN ORDINARY RESOLUTION APPROVING CERTAIN AMENDMENTS TO AND UNALLOCATED ENTITLEMENTS UNDER THE CORPORATION'S RESTRICTED SHARE UNIT PLAN AS MORE PARTICULARLY SET OUT IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.

Management

For

For

04

TO APPROVE AN ORDINARY RESOLUTION APPROVING CERTAIN AMENDMENTS TO AND UNALLOCATED OPTIONS UNDER THE CORPORATION'S INCENTIVE STOCK OPTION PLAN AS MORE PARTICULARLY SET OUT IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

31,770

0

31-May-2017

21-Jun-2017

BLACKSTONE MORTGAGE TRUST, INC

Security

09257W100

Meeting Type

Annual

Ticker Symbol

BXMT

Meeting Date

21-Jun-2017

ISIN

US09257W1009

Agenda

934603881 - Management

Record Date

13-Apr-2017

Holding Recon Date

13-Apr-2017

City /

Country

/

United States

Vote Deadline Date

20-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1.

DIRECTOR

Management

1

MICHAEL B. NASH

For

For

2

STEPHEN D. PLAVIN

For

For

3

LEONARD W. COTTON

For

For

4

THOMAS E. DOBROWSKI

For

For

5

MARTIN L. EDELMAN

For

For

6

HENRY N. NASSAU

For

For

7

JONATHAN L. POLLACK

For

For

8

LYNNE B. SAGALYN

For

For

2.

RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

ADVISORY VOTE ON EXECUTIVE COMPENSATION: TO APPROVE IN A NON- BINDING, ADVISORY VOTE, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,900

0

28-Apr-2017

22-Jun-2017

SEMICONDUCTOR MANUFACTURING INTERNATIONAL CORP

Security

G8020E119

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

23-Jun-2017

ISIN

KYG8020E1199

Agenda

708261982 - Management

Record Date

19-Jun-2017

Holding Recon Date

19-Jun-2017

City /

Country

SHANGH AI

/

China

Vote Deadline Date

16-Jun-2017

SEDOL(s)

BDFBM13 - BDFC8W9 - BDH2T79 - BDRKV77 - BDRKVB1 - BYZLGH4 - BYZMKY2

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

CMMT

PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 779586 DUE TO RESOLUTIONS-7 TO 15 ARE SINGLE ITEMS. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE-DISREGARDED AND YOU WILL NEED TO REINSTRUCT ON THIS MEETING NOTICE. THANK YOU

Non-Voting

CMMT

PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING

Non-Voting

CMMT

PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- (http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 523/ltn20170523419.pdf)-,- (http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 523/ltn20170523382.pdf)-AND- (http://www.hkexnews.hk/listedco/listconews/sehk/2017/0 531/ltn20170531819.pdf)

Non-Voting

1

TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS AND THE REPORTS OF THE DIRECTORS OF THE COMPANY (''DIRECTOR(S)'') AND THE AUDITORS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2016

Management

For

For

2.A

TO RE-ELECT DR. ZHOU ZIXUE AS AN EXECUTIVE DIRECTOR

Management

For

For

2.B

TO RE-ELECT DR. TZU-YIN CHIU AS A NON- EXECUTIVE DIRECTOR

Management

For

For

2.C

TO RE-ELECT DR. GAO YONGGANG AS AN EXECUTIVE DIRECTOR

Management

For

For

2.D

TO RE-ELECT MR. WILLIAM TUDOR BROWN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR

Management

For

For

2.E

TO RE-ELECT DR. TONG GUOHUA AS A NON- EXECUTIVE DIRECTOR

Management

For

For

2.F

TO RE-ELECT DR. SHANG-YI CHIANG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR

Management

For

For

2.G

TO RE-ELECT DR. JASON JINGSHENG CONG AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR

Management

For

For

2.H

TO AUTHORIZE THE BOARD OF DIRECTORS (THE ''BOARD'') TO FIX THEIR REMUNERATION

Management

For

For

3

TO RE-APPOINT PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP AS THE AUDITORS OF THE COMPANY FOR HONG KONG FINANCIAL REPORTING AND U.S. FINANCIAL REPORTING PURPOSES, RESPECTIVELY, AND TO AUTHORISE THE AUDIT COMMITTEE OF THE BOARD TO FIX THEIR REMUNERATION

Management

For

For

4

TO GRANT A GENERAL MANDATE TO THE BOARD TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH ADDITIONAL SHARES IN THE COMPANY, NOT EXCEEDING TWENTY PER CENT. OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AT THE DATE OF THIS RESOLUTION

Management

For

For

5

TO GRANT A GENERAL MANDATE TO THE BOARD TO REPURCHASE SHARES OF THE COMPANY, NOT EXCEEDING TEN PER CENT. OF THE NUMBER OF ISSUED SHARES OF THE COMPANY AT THE DATE OF THIS RESOLUTION

Management

For

For

6

CONDITIONAL ON THE PASSING OF RESOLUTIONS 4 AND 5, TO AUTHORIZE THE BOARD TO EXERCISE THE POWERS TO ALLOT, ISSUE, GRANT, DISTRIBUTE AND OTHERWISE DEAL WITH THE ADDITIONAL AUTHORIZED BUT UNISSUED SHARES IN THE COMPANY REPURCHASED BY THE COMPANY

Management

For

For

7

(A) TO AUTHORIZE THE INCREASE IN THE AUTHORISED SHARE CAPITAL OF THE COMPANY FROM USD 22,000,000 TO USD 42,000,000 BY THE CREATION OF AN ADDITIONAL 5,000,000,000 COMMON SHARES IN THE SHARE CAPITAL OF THE COMPANY; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND GIVING EFFECT TO THE INCREASE IN AUTHORIZED SHARE CAPITAL OF THE COMPANY

Management

For

For

8

(A) TO AUTHORIZE THE REDUCTION OF THE AMOUNT STANDING TO THE CREDIT OF THE SHARE PREMIUM ACCOUNT OF THE COMPANY BY AN AMOUNT OF USD 910,849,175.17 AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO APPLY SUCH AMOUNT TO ELIMINATE THE ACCUMULATED LOSSES OF THE COMPANY AS AT 31 DECEMBER 2016 IN THE SAME AMOUNT; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY

Management

For

For

TO DO ALL ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE IMPLEMENTATION OF AND COMPLETION OF THE SHARE PREMIUM REDUCTION OF THE COMPANY

9

(A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 2,109,318 RSUS TO DR. TZU-YIN CHIU, THE FORMER CHIEF EXECUTIVE OFFICER OF THE COMPANY AND A NON-EXECUTIVE DIRECTOR, IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE COMMON SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 13 JUNE 2013 IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INVENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT

Management

For

For

10

(A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 62,500 RSUS TO DR. CHEN SHANZHI, A NON-EXECUTIVE DIRECTOR, IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE COMMON SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 13 JUNE 2013 IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INVENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT

Management

For

For

11

(A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 62,500 RSUS TO MR. LIP-BU TAN, AN INDEPENDENT NON-EXECUTIVE DIRECTOR, IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE COMMON SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 13 JUNE 2013 IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INVENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT

Management

For

For

12

(A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 187,500 RSUS TO DR. SHANG-YI CHIANG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR, IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE COMMON SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 13 JUNE 2013 IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INVENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT

Management

For

For

13

(A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 187,500 RSUS TO DR. TONG GUOHUA, A NON-EXECUTIVE DIRECTOR, IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE COMMON SHARES OF THE COMPANY

Management

For

For

PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 13 JUNE 2013 IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INVENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT

14

(A) TO APPROVE AND CONFIRM THE PROPOSED GRANT OF 187,500 RSUS TO DR. JASON JINGSHENG CONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR, IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INCENTIVE PLAN, AND SUBJECT TO ALL APPLICABLE LAWS, RULES, REGULATIONS AND THE OTHER APPLICABLE DOCUMENTS; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY TO EXERCISE THE POWERS OF THE COMPANY TO ALLOT AND ISSUE THE COMMON SHARES OF THE COMPANY PURSUANT TO THE PROPOSED RSU GRANT UNDER THE SPECIFIC MANDATE GRANTED TO THE DIRECTORS BY THE SHAREHOLDERS AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 13 JUNE 2013 IN ACCORDANCE WITH THE TERMS OF THE 2014 EQUITY INVENTIVE PLAN AND/OR TO DO ALL SUCH ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH THE IMPLEMENTATION AND COMPLETION OF THE TRANSACTIONS CONTEMPLATED PURSUANT TO THE PROPOSED RSU GRANT

Management

For

For

15

(A) TO APPROVE AND CONFIRM THE PROPOSED PAYMENT OF USD 688,000 TO DR.CHIU, THE NON- EXECUTIVE VICE CHAIRMAN AND A NON- EXECUTIVE DIRECTOR, AS A TOKEN OF APPRECIATION FOR HIS CONTRIBUTIONS TO THE COMPANY DURING HIS TENURE AS CHIEF EXECUTIVE OFFICER OF THE COMPANY BETWEEN 5 AUGUST 2011 AND 10 MAY 2017; AND (B) TO AUTHORIZE ANY DIRECTOR OF THE COMPANY (WITH THE EXCEPTION OF DR. CHIU) BE AND IS HEREBY AUTHORISED TO DO ALL ACTS ON BEHALF OF THE COMPANY AS HE/SHE MAY CONSIDER NECESSARY, DESIRABLE OR EXPEDIENT FOR THE PURPOSE OF, OR IN CONNECTION WITH, THE GRATUITY OF THE PROPOSED PAYMENT TO DR. CHIU

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

148,000

0

02-Jun-2017

19-Jun-2017

INTREXON CORPORATION

Security

46122T102

Meeting Type

Annual

Ticker Symbol

XON

Meeting Date

28-Jun-2017

ISIN

US46122T1025

Agenda

934616890 - Management

Record Date

20-Apr-2017

Holding Recon Date

20-Apr-2017

City /

Country

/

United States

Vote Deadline Date

27-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A.

ELECTION OF DIRECTOR: RANDAL J. KIRK

Management

For

For

1B.

ELECTION OF DIRECTOR: CESAR L. ALVAREZ

Management

For

For

1C.

ELECTION OF DIRECTOR: STEVEN FRANK

Management

For

For

1D.

ELECTION OF DIRECTOR: VINITA D. GUPTA

Management

For

For

1E.

ELECTION OF DIRECTOR: FRED HASSAN

Management

For

For

1F.

ELECTION OF DIRECTOR: JEFFREY B. KINDLER

Management

For

For

1G.

ELECTION OF DIRECTOR: DEAN J. MITCHELL

Management

For

For

1H.

ELECTION OF DIRECTOR: ROBERT B. SHAPIRO

Management

For

For

1I.

ELECTION OF DIRECTOR: JAMES S. TURLEY

Management

For

For

2.

TO RATIFY THE APPOINTMENT BY THE AUDIT COMMITTEE OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017.

Management

For

For

3.

TO APPROVE A NON-BINDING ADVISORY RESOLUTION APPROVING THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS.

Management

For

For

4.

TO APPROVE THE AMENDMENT TO THE AMENDED AND RESTATED INTREXON CORPORATION 2013 OMNIBUS INCENTIVE PLAN, WHICH PROVIDES FOR THE ISSUANCE OF AN ADDITIONAL TWO MILLION SHARES OF COMMON STOCK UNDER THE PLAN.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

5,295

0

04-May-2017

29-Jun-2017

NINTENDO CO.,LTD.

Security

J51699106

Meeting Type

Annual General Meeting

Ticker Symbol

Meeting Date

29-Jun-2017

ISIN

JP3756600007

Agenda

708274446 - Management

Record Date

31-Mar-2017

Holding Recon Date

31-Mar-2017

City /

Country

KYOTO

/

Japan

Vote Deadline Date

21-Jun-2017

SEDOL(s)

5334209 - 6639550 - B02JMD1 - B0ZGTW7 - BRTM8H8

Quick Code

79740

Item

Proposal

Proposed by

Vote

For/Against Management

Please reference meeting materials.

Non-Voting

1

Approve Appropriation of Surplus

Management

For

For

2.1

Appoint a Director except as Supervisory Committee Members Kimishima, Tatsumi

Management

For

For

2.2

Appoint a Director except as Supervisory Committee Members Miyamoto, Shigeru

Management

For

For

2.3

Appoint a Director except as Supervisory Committee Members Takahashi, Shinya

Management

For

For

2.4

Appoint a Director except as Supervisory Committee Members Furukawa, Shuntaro

Management

For

For

2.5

Appoint a Director except as Supervisory Committee Members Shiota, Ko

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

AL94

AL94

STATE STREET BANK

1,629

0

07-Jun-2017

28-Jun-2017

ORBOTECH LTD.

Security

M75253100

Meeting Type

Annual

Ticker Symbol

ORBK

Meeting Date

29-Jun-2017

ISIN

IL0010823388

Agenda

934648479 - Management

Record Date

22-May-2017

Holding Recon Date

22-May-2017

City /

Country

/

Israel

Vote Deadline Date

28-Jun-2017

SEDOL(s)

Quick Code

Item

Proposal

Proposed by

Vote

For/Against Management

1A

RE-ELECTION OF DIRECTOR: YOCHAI RICHTER

Management

For

For

1B

RE-ELECTION OF DIRECTOR: YEHUDIT BRONICKI

Management

For

For

1C

RE-ELECTION OF DIRECTOR: DAN FALK

Management

For

For

1D

RE-ELECTION OF DIRECTOR: MIRON KENNETH

Management

For

For

1E

RE-ELECTION OF DIRECTOR: JACOB RICHTER

Management

For

For

1F

RE-ELECTION OF DIRECTOR: ELIEZER TOKMAN

Management

For

For

1G

RE-ELECTION OF DIRECTOR: SHIMON ULLMAN

Management

For

For

1H

RE-ELECTION OF DIRECTOR: ARIE WEISBERG

Management

For

For

2A

RE-ELECTION OF EXTERNAL DIRECTOR: MICHAEL ANGHEL (INCLUDING HIS REMUNERATION AND BENEFITS)

Management

No Action

2A1

ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 2(A)? IF YOU HAVE NOT MARKED "NO" ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 2(A), YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 2A YES=FOR, NO=AGAINST

Management

No Action

2B

RE-ELECTION OF EXTERNAL DIRECTOR: JOSEPH TENNE (INCLUDING HIS REMUNERATION AND BENEFITS)

Management

No Action

2B1

ARE YOU AN INTERESTED PARTY (AS SUCH TERM IS DEFINED IN THE PROXY STATEMENT) WITH RESPECT TO THIS ITEM 2(B)? IF YOU HAVE NOT MARKED "NO" ON THE PROXY THEREBY CONFIRMING THAT YOU ARE NOT AN INTERESTED PARTY WITH RESPECT TO ITEM 2(B), YOUR VOTE WILL NOT BE COUNTED FOR PURPOSES OF THE EXTERNAL DIRECTOR MAJORITY IF YOU DO NOT VOTE ON THIS ITEM OR VOTE FOR THIS ITEM YOUR VOTE WILL NOT COUNT FOR PROPOSAL 2A YES=FOR, NO=AGAINST

Management

No Action

3

RE-APPOINTMENT OF KESSELMAN & KESSELMAN AS AUDITORS OF THE COMPANY.

Management

For

For

Account Number

Account Name

Internal Account

Custodian

Ballot Shares

Unavailable Shares

Vote Date

Date Confirmed

997AL94

CLOUGH GLOBAL LONG SHORT FUND

GLS

STATE STREET BANK & TRUST CO

8,884

0

27-Jun-2017

30-Jun-2017

SIGNATURE

Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

CLOUGH FUNDS TRUST
By:	/s/ Edmund J. Burke
	Edmund J. Burke
	President
Date:	August 23, 2017