Sareena Khwaja-Dixon, Esq.
| MAN WAH HOLDINGS LTD | |
| Security | G5800U107 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 05-Jul-2018 |
| ISIN | BMG5800U1071 | | | | | | | | | Agenda | | 709573631 - Management |
| Record Date | 28-Jun-2018 | | | | | | | | | Holding Recon Date | | 28-Jun-2018 |
| City / | Country | | HONG KONG | / | Bermuda | | | | | | Vote Deadline Date | | 29-Jun-2018 |
| SEDOL(s) | B58VHF3 - B58YWF7 - B5WN7S8 - BD8NKV2 - BS7K5D6 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE REPORTS OF THE DIRECTORS AND THE AUDITORS AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 MARCH 2018 | Management | | For | | For | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK12 CENTS PER SHARE FOR THE YEAR ENDED 31 MARCH 2018 | Management | | For | | For | | |
| 3 | TO APPROVE THE RE-ELECTION OF MS. WONG YING YING AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HER APPOINTMENT (INCLUDING REMUNERATION) | Management | | For | | For | | |
| 4 | TO APPROVE THE RE-ELECTION OF MR. TSANG HOI LAM AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION) | Management | | For | | For | | |
| 5 | TO APPROVE THE RE-ELECTION OF MR. CHAU SHING YIM, DAVID AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION) | Management | | For | | For | | |
| 6 | TO APPROVE THE RE-ELECTION OF MR. KAN CHUNG NIN, TONY AS A DIRECTOR OF THE COMPANY AND THE TERMS OF HIS APPOINTMENT (INCLUDING REMUNERATION) | Management | | For | | For | | |
| 7 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITORS OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| 8 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES OF THE COMPANY NOT EXCEEDING 20% OF ITS ISSUED SHARES | Management | | For | | For | | |
| 9 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY NOT EXCEEDING 10% OF ITS ISSUED SHARES | Management | | For | | For | | |
| 10 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH NEW SHARES PURSUANT TO RESOLUTION NO. 8 BY AN AMOUNT NOT EXCEEDING THE AMOUNT OF THE SHARES REPURCHASED BY THE COMPANY PURSUANT TO RESOLUTION NO. 9 | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW.HKEXNEWS.HK/LISTEDCO/LISTCONEW S/SEHK/2018/0601/LTN201806011719.PDF, | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 382,400 | | 0 | 02-Jun-2018 | 03-Jul-2018 |
| ARMSTRONG WORLD INDUSTRIES, INC. | |
| Security | 04247X102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AWI | | | | | | | | | Meeting Date | | 12-Jul-2018 |
| ISIN | US04247X1028 | | | | | | | | | Agenda | | 934828053 - Management |
| Record Date | 20-Apr-2018 | | | | | | | | | Holding Recon Date | | 20-Apr-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 11-Jul-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Stan A. Askren | | | | | For | | For | | |
| | | | 2 | Victor D. Grizzle | | | | | For | | For | | |
| | | | 3 | Tao Huang | | | | | For | | For | | |
| | | | 4 | Larry S. McWilliams | | | | | For | | For | | |
| | | | 5 | James C. Melville | | | | | For | | For | | |
| | | | 6 | John J. Roberts | | | | | For | | For | | |
| | | | 7 | Gregory P. Spivy | | | | | For | | For | | |
| | | | 8 | Roy W. Templin | | | | | For | | For | | |
| | | | 9 | Cherryl T. Thomas | | | | | For | | For | | |
| 2. | To ratify the selection of KPMG LLP as our independent registered public accounting firm for 2018. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, our executive compensation program. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,500 | | 0 | 17-May-2018 | 13-Jul-2018 |
| EDELWEISS FINANCIAL SERVICES LTD | |
| Security | Y22490208 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 26-Jul-2018 |
| ISIN | INE532F01054 | | | | | | | | | Agenda | | 709707244 - Management |
| Record Date | 19-Jul-2018 | | | | | | | | | Holding Recon Date | | 19-Jul-2018 |
| City / | Country | | MUMBAI | / | India | | | | | | Vote Deadline Date | | 19-Jul-2018 |
| SEDOL(s) | B291KM9 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| 1 | TO CONSIDER AND ADOPT:- A. THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2018, TOGETHER WITH THE REPORT OF THE BOARD AND THE AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2018, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Management | | For | | For | | |
| 2 | TO DECLARE DIVIDEND ON EQUITY SHARES | Management | | For | | For | | |
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MS. VIDYA SHAH (DIN 00274831) WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE- APPOINTMENT | Management | | For | | For | | |
| 4 | TO APPOINT A DIRECTOR IN PLACE OF MR. HIMANSHU KAJI (DIN 00009438) WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Management | | For | | For | | |
| 5 | APPOINTMENT OF THE AUDITORS: (A) TO FILL IN THE CASUAL VACANCY (B) FOR A TERM OF FIVE YEARS: THE APPOINTMENT OF M/S. S. R. BATLIBOI & CO. LLP (FIRM REGISTRATION NO. 301003E/E300005 AS THE AUDITORS OF THE COMPANY | Management | | For | | For | | |
| 6 | RE-APPOINTMENT OF MR. BISWAMOHAN MAHAPATRA AS AN INDEPENDENT DIRECTOR | Management | | For | | For | | |
| 7 | CONTINUATION OF DIRECTORSHIP OF MR. P. N. VENKATACHALAM AS AN INDEPENDENT DIRECTOR - PURSUANT TO THE SECURITIES AND EXCHANGE BOARD OF INDIA (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) (AMENDMENT) REGULATIONS, 2018 | Management | | For | | For | | |
| 8 | HOLDING OF OFFICE OR PLACE OF PROFIT BY MS. VIDYA SHAH | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 94,996 | | 0 | 04-Jul-2018 | 12-Jul-2018 |
| HOUSING DEVELOPMENT FINANCE CORP LTD | |
| Security | Y37246207 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 30-Jul-2018 |
| ISIN | INE001A01036 | | | | | | | | | Agenda | | 709720800 - Management |
| Record Date | 23-Jul-2018 | | | | | | | | | Holding Recon Date | | 23-Jul-2018 |
| City / | Country | | MUMBAI | / | India | | | | | | Vote Deadline Date | | 23-Jul-2018 |
| SEDOL(s) | 6171900 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1.A | ADOPTION OF THE AUDITED FINANCIAL STATEMENTS OF THE CORPORATION FOR THE FINANCIAL YEAR ENDED MARCH 31, 2018 TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | Management | | For | | For | | |
| 1.B | ADOPTION OF THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR ENDED MARCH 31, 2018 TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Management | | For | | For | | |
| 2 | DECLARATION OF FINAL DIVIDEND ON EQUITY SHARES OF THE CORPORATION | Management | | For | | For | | |
| 3 | APPOINTMENT OF MR. UPENDRA KUMAR SINHA AS AN INDEPENDENT DIRECTOR OF THE CORPORATION | Management | | For | | For | | |
| 4 | APPOINTMENT OF MR. JALAJ ASHWIN DANI AS AN INDEPENDENT DIRECTOR OF THE CORPORATION | Management | | For | | For | | |
| 5 | APPROVAL FOR CONTINUATION OF DIRECTORSHIP OF MR. B. S. MEHTA | Management | | For | | For | | |
| 6 | APPROVAL FOR CONTINUATION OF DIRECTORSHIP OF DR. BIMAL JALAN | Management | | For | | For | | |
| 7 | APPROVAL FOR CONTINUATION OF DIRECTORSHIP OF DR. J. J. IRANI | Management | | For | | For | | |
| 8 | RE-APPOINTMENT OF MR. DEEPAK S. PAREKH AS A DIRECTOR OF THE CORPORATION AND CONTINUATION OF HIS DIRECTORSHIP | Management | | For | | For | | |
| 9 | APPROVAL TO ISSUE REDEEMABLE NON- CONVERTIBLE DEBENTURES AND/ OR ANY OTHER HYBRID INSTRUMENTS ON PRIVATE PLACEMENT BASIS, UP TO AN AMOUNT NOT EXCEEDING INR 85,000 CRORE | Management | | For | | For | | |
| 10 | APPROVAL OF RELATED PARTY TRANSACTIONS WITH HDFC BANK LIMITED | Management | | For | | For | | |
| 11 | AUTHORITY TO THE BOARD OF DIRECTORS OF THE CORPORATION TO BORROW MONIES FOR THE PURPOSES OF THE BUSINESS OF THE CORPORATION, SUCH THAT THE OVERALL OUTSTANDING AMOUNT DOES NOT EXCEED INR 5,00,000 CRORE | Management | | For | | For | | |
| 12 | RE-APPOINTMENT OF MR. KEKI M. MISTRY AS THE MANAGING DIRECTOR (DESIGNATED AS THE "VICE CHAIRMAN & CHIEF EXECUTIVE OFFICER") OF THE CORPORATION, FOR A PERIOD OF 3 YEARS, WITH EFFECT FROM NOVEMBER 14, 2018 | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 13,152 | | 0 | 07-Jul-2018 | 23-Jul-2018 |
| JAZZ PHARMACEUTICALS PLC | |
| Security | G50871105 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | JAZZ | | | | | | | | | Meeting Date | | 02-Aug-2018 |
| ISIN | IE00B4Q5ZN47 | | | | | | | | | Agenda | | 934847255 - Management |
| Record Date | 06-Jun-2018 | | | | | | | | | Holding Recon Date | | 06-Jun-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 01-Aug-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Peter Gray | Management | | For | | For | | |
| 1b. | Election of Director: Kenneth W. O'Keefe | Management | | For | | For | | |
| 1c. | Election of Director: Elmar Schnee | Management | | For | | For | | |
| 1d. | Election of Director: Catherine A. Sohn | Management | | For | | For | | |
| 2. | To ratify, on a non-binding advisory basis, the appointment of KPMG, Dublin as the independent auditors of Jazz Pharmaceuticals plc for the fiscal year ending December 31, 2018 and to authorize, in a binding vote, the board of directors, acting through the audit committee, to determine the independent auditors' remuneration. | Management | | For | | For | | |
| 3. | To approve, on a non-binding advisory basis, the compensation of Jazz Pharmaceuticals plc's named executive officers as disclosed in the proxy statement. | Management | | For | | For | | |
| 4. | To indicate, on a non-binding advisory basis, the preferred frequency of the advisory vote on the compensation of Jazz Pharmaceuticals plc's named executive officers. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,700 | | 0 | 20-Jun-2018 | 03-Aug-2018 |
| MAHINDRA & MAHINDRA LIMITED | |
| Security | Y54164150 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 07-Aug-2018 |
| ISIN | INE101A01026 | | | | | | | | | Agenda | | 709721080 - Management |
| Record Date | 31-Jul-2018 | | | | | | | | | Holding Recon Date | | 31-Jul-2018 |
| City / | Country | | MUMBAI | / | India | | | | | | Vote Deadline Date | | 31-Jul-2018 |
| SEDOL(s) | 6100186 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENT (INCLUDING AUDITED CONSOLIDATED FINANCIAL STATEMENT) OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31ST MARCH, 2018 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | Management | | For | | For | | |
| 2 | DECLARATION OF DIVIDEND ON ORDINARY (EQUITY) SHARES: DIVIDEND OF RS. 7.50 PER ORDINARY (EQUITY) SHARE OF THE FACE VALUE OF RS. 5 EACH ON THE ENHANCED SHARE CAPITAL | Management | | For | | For | | |
| 3 | RE-APPOINTMENT OF MR. ANAND MAHINDRA (DIN:00004695) AS A DIRECTOR, WHO RETIRES BY ROTATION AND, BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Management | | For | | For | | |
| 4 | RATIFICATION OF THE REMUNERATION PAYABLE TO MESSRS D. C. DAVE & CO., COST ACCOUNTANTS (FIRM REGISTRATION NUMBER 000611), APPOINTED AS THE COST AUDITORS OF THE COMPANY FOR THE FINANCIAL YEAR ENDING 31ST MARCH, 2019 | Management | | For | | For | | |
| 5 | RE-APPOINTMENT OF MR. M. M. MURUGAPPAN (DIN:00170478) AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A SECOND TERM OF TWO CONSECUTIVE YEARS COMMENCING FROM 8TH AUGUST, 2018 TO 7TH AUGUST, 2020 | Management | | For | | For | | |
| 6 | RE-APPOINTMENT OF MR. NADIR B. GODREJ (DIN: 00066195) AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A SECOND TERM OF TWO CONSECUTIVE YEARS COMMENCING FROM 8TH AUGUST, 2018 TO 7TH AUGUST, 2020 | Management | | For | | For | | |
| 7 | BORROW BY WAY OF SECURITIES, INCLUDING BUT NOT LIMITED TO, SECURED/UNSECURED REDEEMABLE NON-CONVERTIBLE DEBENTURES (NCDS) TO BE ISSUED UNDER PRIVATE PLACEMENT BASIS UPTO RS. 5,000 CRORES | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 56,866 | | 0 | 07-Jul-2018 | 31-Jul-2018 |
| QORVO, INC. | |
| Security | 74736K101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | QRVO | | | | | | | | | Meeting Date | | 07-Aug-2018 |
| ISIN | US74736K1016 | | | | | | | | | Agenda | | 934851052 - Management |
| Record Date | 14-Jun-2018 | | | | | | | | | Holding Recon Date | | 14-Jun-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 06-Aug-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ralph G. Quinsey | | | | | For | | For | | |
| | | | 2 | Robert A. Bruggeworth | | | | | For | | For | | |
| | | | 3 | Daniel A. DiLeo | | | | | For | | For | | |
| | | | 4 | Jeffery R. Gardner | | | | | For | | For | | |
| | | | 5 | Charles Scott Gibson | | | | | For | | For | | |
| | | | 6 | John R. Harding | | | | | For | | For | | |
| | | | 7 | David H. Y. Ho | | | | | For | | For | | |
| | | | 8 | Roderick D. Nelson | | | | | For | | For | | |
| | | | 9 | Dr. Walden C. Rhines | | | | | For | | For | | |
| | | | 10 | Susan L. Spradley | | | | | For | | For | | |
| | | | 11 | Walter H. Wilkinson, Jr | | | | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers (as defined in the proxy statement). | Management | | For | | For | | |
| 3. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending March 30, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,000 | | 0 | 27-Jun-2018 | 08-Aug-2018 |
| WAVE LIFE SCIENCES LTD. | |
| Security | Y95308105 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | WVE | | | | | | | | | Meeting Date | | 07-Aug-2018 |
| ISIN | SG9999014716 | | | | | | | | | Agenda | | 934854503 - Management |
| Record Date | 22-Jun-2018 | | | | | | | | | Holding Recon Date | | 22-Jun-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 06-Aug-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Paul B. Bolno, M.D. | Management | | For | | For | | |
| 1b. | Election of Director: Christian Henry | Management | | For | | For | | |
| 1c. | Election of Director: Peter Kolchinsky, Ph.D. | Management | | For | | For | | |
| 1d. | Election of Director: Koji Miura | Management | | For | | For | | |
| 1e. | Election of Director: Adrian Rawcliffe | Management | | For | | For | | |
| 1f. | Election of Director: Ken Takanashi | Management | | For | | For | | |
| 1g. | Election of Director: Gregory L. Verdine, Ph.D. | Management | | For | | For | | |
| 2. | To approve the re-appointment of KPMG LLP to serve as our independent registered public accounting firm and independent Singapore auditor for the year ending December 31, 2018, and to authorize the Audit Committee of the Board of Directors to fix KPMG LLP's remuneration for services provided through the date of our 2019 Annual General Meeting of Shareholders | Management | | For | | For | | |
| 3. | To approve the compensation to be paid to the non- employee members of the Board of Directors for service on the Board and its committees, as described under "Proposal 3: Non-Employee Directors' Compensation" | Management | | For | | For | | |
| 4. | To authorize the Board of Directors to allot and issue Ordinary Shares of Wave Life Sciences Ltd. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 12,300 | | 0 | 03-Jul-2018 | 08-Aug-2018 |
| LARSEN & TOUBRO LTD | |
| Security | Y5217N159 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 23-Aug-2018 |
| ISIN | INE018A01030 | | | | | | | | | Agenda | | 709791532 - Management |
| Record Date | 16-Aug-2018 | | | | | | | | | Holding Recon Date | | 16-Aug-2018 |
| City / | Country | | MUMBAI | / | India | | | | | | Vote Deadline Date | | 16-Aug-2018 |
| SEDOL(s) | B0166K8 - B0423P7 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | TO CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED MARCH 31, 2018 AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON AND THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND THE REPORT OF THE AUDITORS THEREON FOR THE YEAR ENDED MARCH 31, 2018 | Management | | For | | For | | |
| 2 | TO DECLARE A DIVIDEND ON EQUITY SHARES | Management | | For | | For | | |
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. SUBRAMANIAN SARMA (DIN: 00554221), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE- APPOINTMENT | Management | | For | | For | | |
| 4 | TO APPOINT A DIRECTOR IN PLACE OF MRS. SUNITA SHARMA (DIN: 02949529), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | Management | | For | | For | | |
| 5 | TO APPOINT A DIRECTOR IN PLACE OF MR. A.M NAIK (DIN: 00001514), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | Management | | For | | For | | |
| 6 | TO APPOINT A DIRECTOR IN PLACE OF MR. D.K SEN (DIN: 03554707), WHO RETIRES BY ROTATION AND IS ELIGIBLE FOR RE-APPOINTMENT | Management | | For | | For | | |
| 7 | RESOLVED THAT MR. HEMANT BHARGAVA (DIN: 01922717) WHO WAS APPOINTED AS A DIRECTOR IN CASUAL VACANCY AND HOLDS OFFICE UPTO THE DATE OF THIS ANNUAL GENERAL MEETING OF THE COMPANY AND IS ELIGIBLE FOR APPOINTMENT AND IN RESPECT OF WHOM THE COMPANY HAS RECEIVED A NOTICE IN WRITING FROM A MEMBER UNDER THE PROVISIONS OF SECTION 160 OF THE COMPANIES ACT, 2013 PROPOSING HIS CANDIDATURE FOR THE OFFICE OF DIRECTOR, BE AND IS HEREBY APPOINTED AS A DIRECTOR." | Management | | For | | For | | |
| 8 | RESOLVED THAT APPROVAL OF THE COMPANY BE AND IS HEREBY ACCORDED FOR THE APPOINTMENT AND CONTINUATION OF MR. A.M NAIK (DIN: 00001514) AS A NON-EXECUTIVE DIRECTOR OF THE COMPANY WITH EFFECT FROM OCTOBER 1, 2017 WHO HAS ATTAINED THE AGE OF SEVENTY-FIVE YEARS." | Management | | For | | For | | |
| 9 | RESOLVED THAT APPROVAL OF THE COMPANY BE AND IS HEREBY ACCORDED FOR PAYMENT OF REMUNERATION TO MR. A.M NAIK (DIN: 00001514), NON-EXECUTIVE DIRECTOR OF THE COMPANY, DETAILS WHEREOF ARE PROVIDED IN THE EXPLANATORY STATEMENT, BEING IN EXCESS OF FIFTY PERCENT OF THE TOTAL ANNUAL REMUNERATION PAYABLE TO ALL NON-EXECUTIVE DIRECTORS | Management | | For | | For | | |
| 10 | RESOLVED THAT PURSUANT TO THE PROVISIONS OF SECTIONS 42, 71 AND ALL OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 READ WITH THE COMPANIES (PROSPECTUS AND ALLOTMENT OF SECURITIES) RULES, 2014, SEBI (ISSUE AND LISTING OF DEBT SECURITIES) REGULATIONS, 2008, SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015 (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT THEREOF, FOR THE TIME BEING IN FORCE), AND SUBJECT TO THE PROVISIONS OF THE ARTICLES OF ASSOCIATION OF THE COMPANY, APPROVAL OF THE MEMBERS BE AND IS HEREBY ACCORDED TO AUTHORIZE THE BOARD OF DIRECTORS OF THE COMPANY (INCLUDING ANY COMMITTEE THEREOF) TO OFFER OR INVITE SUBSCRIPTIONS FOR LISTED/UNLISTED/SECURED/UNSECURED/ REDEEMABLE/NON-CONVERTIBLE DEBENTURES, IN ONE OR MORE SERIES/TRANCHES/CURRENCIES, AGGREGATING UP TO INR 6000 CRORE (RUPEES SIX THOUSAND CRORE ONLY), ON PRIVATE PLACEMENT BASIS, ON SUCH TERMS AND CONDITIONS AS THE BOARD OF DIRECTORS OF THE COMPANY MAY, FROM TIME TO TIME, DETERMINE AND CONSIDER PROPER AND MOST BENEFICIAL TO THE COMPANY INCLUDING AS TO WHEN THE SAID DEBENTURES BE ISSUED, THE CONSIDERATION FOR THE ISSUE, UTILIZATION OF THE ISSUE PROCEEDS AND ALL MATTERS CONNECTED WITH OR INCIDENTAL THERETO; RESOLVED FURTHER THAT THE BOARD OF DIRECTORS OF THE COMPANY BE AND IS HEREBY AUTHORISED TO DO ALL ACTS AND TAKE ALL SUCH STEPS AS MAY BE NECESSARY, PROPER OR EXPEDIENT TO GIVE EFFECT TO THIS RESOLUTION | Management | | For | | For | | |
| 11 | RESOLVED THAT PURSUANT TO SECTION 148 AND OTHER APPLICABLE PROVISIONS, IF ANY, OF THE COMPANIES ACT, 2013 AND THE COMPANIES (AUDIT AND AUDITORS) RULES, 2014, THE COMPANY HEREBY RATIFIES THE REMUNERATION OF INR 11.75 LAKHS (RUPEES ELEVEN LAKHS SEVENTY FIVE THOUSAND ONLY) PLUS APPLICABLE TAXES AND OUT OF POCKET EXPENSES AT ACTUALS FOR TRAVELLING AND | Management | | For | | For | | |
| | | BOARDING/LODGING FOR THE FINANCIAL YEAR ENDING MARCH 31, 2019 TO M/S R. NANABHOY & CO. COST ACCOUNTANTS (REGN. NO. 00010), WHO ARE APPOINTED AS COST AUDITORS TO CONDUCT THE AUDIT OF COST RECORDS MAINTAINED BY THE COMPANY FOR THE FINANCIAL YEAR 2018-19 | | | | | | | | | | | | | |
| CMMT | 30 JUL 2018: PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR-'AGAINST' FOR ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| CMMT | 30 JUL 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF COMMENT.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 18,082 | | 0 | 27-Jul-2018 | 16-Aug-2018 |
| EXPRESS SCRIPTS HOLDING COMPANY | |
| Security | 30219G108 | | | | | | | | | Meeting Type | | Special |
| Ticker Symbol | ESRX | | | | | | | | | Meeting Date | | 24-Aug-2018 |
| ISIN | US30219G1085 | | | | | | | | | Agenda | | 934858309 - Management |
| Record Date | 12-Jul-2018 | | | | | | | | | Holding Recon Date | | 12-Jul-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 23-Aug-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | A proposal to adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the "Merger Agreement"), by and among Cigna Corporation, Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc. | Management | | For | | For | | |
| 2. | A proposal to approve the adjournment of the Express Scripts special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the Merger Agreement. | Management | | For | | For | | |
| 3. | A proposal to approve, by a non-binding advisory vote, certain compensation arrangements that may be paid or become payable to Express Scripts' named executive officers in connection with the mergers contemplated by the Merger Agreement. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 7,000 | | 0 | 19-Jul-2018 | 27-Aug-2018 |
| VIASAT, INC. | |
| Security | 92552V100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | VSAT | | | | | | | | | Meeting Date | | 06-Sep-2018 |
| ISIN | US92552V1008 | | | | | | | | | Agenda | | 934860594 - Management |
| Record Date | 10-Jul-2018 | | | | | | | | | Holding Recon Date | | 10-Jul-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Sep-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Frank J. Biondi, Jr. | | | | | For | | For | | |
| | | | 2 | Robert Johnson | | | | | For | | For | | |
| | | | 3 | John Stenbit | | | | | For | | For | | |
| 2. | Ratification of Appointment of PricewaterhouseCoopers LLP as Viasat's Independent Registered Public Accounting Firm for fiscal year 2019 | Management | | For | | For | | |
| 3. | Advisory Vote on Executive Compensation | Management | | For | | For | | |
| 4. | Amendment and Restatement of the 1996 Equity Participation Plan | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,100 | | 0 | 25-Jul-2018 | 07-Sep-2018 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 1,000 | | 0 | 25-Jul-2018 | 07-Sep-2018 |
| VIRTUSA CORPORATION | |
| Security | 92827P102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | VRTU | | | | | | | | | Meeting Date | | 06-Sep-2018 |
| ISIN | US92827P1021 | | | | | | | | | Agenda | | 934864201 - Management |
| Record Date | 17-Jul-2018 | | | | | | | | | Holding Recon Date | | 17-Jul-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Sep-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Izhar Armony | | | | | For | | For | | |
| | | | 2 | Rowland T. Moriarty | | | | | For | | For | | |
| | | | 3 | Deborah C. Hopkins | | | | | For | | For | | |
| 2. | To ratify the appointment of the firm of KPMG LLP, as our independent registered public accounting firm, for the fiscal year ending March 31, 2019. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 8,700 | | 0 | 04-Aug-2018 | 07-Sep-2018 |
| NETEASE, INC. | |
| Security | 64110W102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | NTES | | | | | | | | | Meeting Date | | 07-Sep-2018 |
| ISIN | US64110W1027 | | | | | | | | | Agenda | | 934868805 - Management |
| Record Date | 31-Jul-2018 | | | | | | | | | Holding Recon Date | | 31-Jul-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 04-Sep-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Re-election of director: William Lei Ding | Management | | For | | For | | |
| 1b. | Re-election of director: Alice Cheng | Management | | For | | For | | |
| 1c. | Re-election of director: Denny Lee | Management | | For | | For | | |
| 1d. | Re-election of director: Joseph Tong | Management | | For | | For | | |
| 1e. | Re-election of director: Lun Feng | Management | | For | | For | | |
| 1f. | Re-election of director: Michael Leung | Management | | For | | For | | |
| 1g. | Re-election of director: Michael Tong | Management | | For | | For | | |
| 2. | Appoint PricewaterhouseCoopers Zhong Tian LLP as independent auditors of NetEase, Inc. for the fiscal year ending December 31, 2018. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 600 | | 0 | 17-Aug-2018 | 06-Sep-2018 |
| ASHTEAD GROUP PLC | |
| Security | G05320109 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 11-Sep-2018 |
| ISIN | GB0000536739 | | | | | | | | | Agenda | | 709783193 - Management |
| Record Date | | | | | | | | | | Holding Recon Date | | 07-Sep-2018 |
| City / | Country | | LONDON | / | United Kingdom | | | | | | Vote Deadline Date | | 05-Sep-2018 |
| SEDOL(s) | 0053673 - B02S5X9 - B630X21 | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | RECEIVING REPORT AND ACCOUNTS | Management | | For | | For | | |
| 2 | APPROVAL OF THE DIRECTORS REMUNERATION REPORT (EXCLUDING REMUNERATION POLICY) | Management | | For | | For | | |
| 3 | DECLARATION OF A FINAL DIVIDEND: 27.5 PENCE PER ORDINARY SHARE | Management | | For | | For | | |
| 4 | RE-ELECTION OF GEOFF DRABBLE | Management | | For | | For | | |
| 5 | RE-ELECTION OF BRENDAN HORGAN | Management | | For | | For | | |
| 6 | ELECTION OF MICHAEL PRATT | Management | | For | | For | | |
| 7 | RE-ELECTION OF IAN SUTCLIFFE | Management | | For | | For | | |
| 8 | RE-ELECTION OF LUCINDA RICHES | Management | | For | | For | | |
| 9 | RE-ELECTION OF TANYA FRATTO | Management | | For | | For | | |
| 10 | RE-ELECTION OF PAUL WALKER | Management | | For | | For | | |
| 11 | REAPPOINTMENT OF AUDITOR: DELOITTE LLP | Management | | For | | For | | |
| 12 | AUTHORITY TO SET THE REMUNERATION OF THE AUDITOR | Management | | For | | For | | |
| 13 | DIRECTORS AUTHORITY TO ALLOT SHARES | Management | | For | | For | | |
| 14 | DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | | |
| 15 | ADDITIONAL DISAPPLICATION OF PRE-EMPTION RIGHTS | Management | | For | | For | | |
| 16 | AUTHORITY FOR THE COMPANY TO PURCHASE ITS OWN SHARES | Management | | For | | For | | |
| 17 | NOTICE PERIOD FOR GENERAL MEETINGS | Management | | For | | For | | |
| CMMT | 24 JUL 2018: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE-TEXT IN RESOLUTION 3 AND 11. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE-DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS.-THANK YOU | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 24,117 | | 0 | 24-Jul-2018 | 05-Sep-2018 |
| LUXOFT HOLDING, INC | |
| Security | G57279104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | LXFT | | | | | | | | | Meeting Date | | 14-Sep-2018 |
| ISIN | VGG572791041 | | | | | | | | | Agenda | | 934868742 - Management |
| Record Date | 10-Aug-2018 | | | | | | | | | Holding Recon Date | | 10-Aug-2018 |
| City / | Country | | | / | Virgin Islands (British) | | | | | | Vote Deadline Date | | 13-Sep-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1.1 | Election of Director: Esther Dyson | Management | | For | | For | | |
| 1.2 | Election of Director: Glen Granovsky | Management | | For | | For | | |
| 1.3 | Election of Director: Marc Kasher | Management | | For | | For | | |
| 1.4 | Election of Director: Anatoly Karachinskiy | Management | | For | | For | | |
| 1.5 | Election of Director: Thomas Pickering | Management | | For | | For | | |
| 1.6 | Election of Director: Dmitry Loshchinin | Management | | For | | For | | |
| 1.7 | Election of Director: Sergey Matsotsky | Management | | For | | For | | |
| 1.8 | Election of Director: Yulia Yukhadi | Management | | For | | For | | |
| 2. | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLC AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR ENDING MARCH 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 7,500 | | 0 | 17-Aug-2018 | 17-Sep-2018 |
| INDIABULLS HOUSING FINANCE LTD | |
| Security | Y3R12A119 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 19-Sep-2018 |
| ISIN | INE148I01020 | | | | | | | | | Agenda | | 709868218 - Management |
| Record Date | 12-Sep-2018 | | | | | | | | | Holding Recon Date | | 12-Sep-2018 |
| City / | Country | | NEW DELHI | / | India | | | | | | Vote Deadline Date | | 13-Sep-2018 |
| SEDOL(s) | B98CG57 | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AS AT MARCH 31, 2018, AND THE REPORTS OF THE BOARD OF DIRECTORS AND AUDITORS THEREON | Management | | For | | For | | |
| 2 | TO CONFIRM THE PAYMENT OF INTERIM DIVIDENDS, DECLARED ON EQUITY SHARES OF THE COMPANY, FOR THE FINANCIAL YEAR 2017-18 | Management | | For | | For | | |
| 3 | TO APPOINT A DIRECTOR IN PLACE OF MR. GAGAN BANGA (DIN:00010894), A WHOLE TIME DIRECTOR & KEY MANAGERIAL PERSONNEL, DESIGNATED AS VICE-CHAIRMAN, MANAGING DIRECTOR & CEO, WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR REAPPOINTMENT | Management | | For | | For | | |
| 4 | RESOLVED THAT IN FURTHERANCE TO SHAREHOLDERS' AUTHORIZATION AT THE TWELFTH ANNUAL GENERAL MEETING OF THE COMPANY HELD ON SEPTEMBER 8, 2017, THE APPOINTMENT OF M/S S.R. BATLIBOI & CO. LLP, CHARTERED ACCOUNTANTS (ICAI REGISTRATION NO.: 301003E/E300005), (AN INDIAN FIRM OF ERNST & YOUNG), BE AND IS HEREBY RATIFIED AS THE STATUTORY AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING TILL THE CONCLUSION OF SEVENTEENTH ANNUAL GENERAL MEETING, AT SUCH REMUNERATION AS MAY BE FIXED BY THE BOARD OF DIRECTORS OF THE COMPANY | Management | | For | | For | | |
| 5 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION, AS AN ORDINARY RESOLUTION, FOR APPOINTMENT OF MR. S. S. MUNDRA (DIN: 00979731) (EX-DEPUTY GOVERNOR OF RESERVE BANK OF INDIA), AS AN INDEPENDENT DIRECTOR | Management | | For | | For | | |
| 6 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION, AS A SPECIAL RESOLUTION, FOR INCREASE IN BORROWING POWERS OF THE COMPANY | Management | | For | | For | | |
| 7 | TO CONSIDER AND IF THOUGHT FIT TO PASS THE FOLLOWING RESOLUTION AS A SPECIAL RESOLUTION, FOR ISSUE OF NON-CONVERTIBLE DEBENTURES, OF THE COMPANY, ON PRIVATE PLACEMENT BASIS | Management | | For | | For | | |
| 8 | TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION, AS A SPECIAL RESOLUTION, FOR RE-APPOINTMENT OF JUSTICE GYAN SUDHA MISRA (RETD. JUSTICE SUPREME COURT OF INDIA), AS AN INDEPENDENT DIRECTOR | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 51,722 | | 0 | 25-Aug-2018 | 14-Sep-2018 |
| WNS (HOLDINGS) LIMITED | |
| Security | 92932M101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | WNS | | | | | | | | | Meeting Date | | 27-Sep-2018 |
| ISIN | US92932M1018 | | | | | | | | | Agenda | | 934872513 - Management |
| Record Date | 22-Aug-2018 | | | | | | | | | Holding Recon Date | | 22-Aug-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 18-Sep-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | Adoption of the audited annual accounts of the Company for the financial year ended March 31, 2018, together with the auditors' report. | Management | | For | | For | | |
| 2. | Re-appointment of Grant Thornton India LLP as the auditors of the Company. | Management | | For | | For | | |
| 3. | Approval of auditors' remuneration for the financial year ending March 31, 2019. | Management | | For | | For | | |
| 4. | Re-election of the Class III Director, Mrs. Renu S. Karnad. | Management | | For | | For | | |
| 5. | Re-election of the Class III Director, Mr. John Freeland. | Management | | For | | For | | |
| 6. | Re-election of the Class III Director, Ms. Francoise Gri. | Management | | For | | For | | |
| 7. | Approval of Directors' remuneration for the period from the Annual General Meeting until the next annual general meeting of the Company to be held in respect of the financial year ending March 31, 2019. | Management | | For | | For | | |
| 8. | Increase in the ordinary shares/American Depositary Shares ("ADSs") available for grant under the Company's 2016 Incentive Award Plan as may be amended and restated pursuant to and in accordance with the terms thereof ("the Plan") by 1.4 Million ordinary shares/ADSs (representing 2.7% of the total ...Due to space limits, see proxy material for full proposal. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,100 | | 0 | 30-Aug-2018 | 20-Sep-2018 |
| LARSEN & TOUBRO LTD | |
| Security | Y5217N159 | | | | | | | | | Meeting Type | | Other Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 01-Oct-2018 |
| ISIN | INE018A01030 | | | | | | | | | Agenda | | 709906145 - Management |
| Record Date | 24-Aug-2018 | | | | | | | | | Holding Recon Date | | 24-Aug-2018 |
| City / | Country | | TBD | / | India | | | | | | Vote Deadline Date | | 26-Sep-2018 |
| SEDOL(s) | B0166K8 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | APPROVAL OF BUYBACK OF 6,00,00,000 EQUITY SHARES OR HIGHER OF THE COMPANY FROM ALL THE EQUITY SHAREHOLDERS ON A PROPORTIONATE BASIS THROUGH TENDER OFFER MECHANISM FOR ACQUISITION OF SHARES THROUGH STOCK EXCHANGE UNDER THE SECURITIES AND EXCHANGE BOARD OF INDIA (BUYBACK OF SECURITIES) REGULATIONS, 1998 AT A MAXIMUM PRICE OF RS. 1500 PER EQUITY SHARE AGGREGATING TO RS. 9000 CRORE | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT THIS IS A POSTAL MEETING ANNOUNCEMENT. A PHYSICAL MEETING IS-NOT BEING HELD FOR THIS COMPANY. THEREFORE, MEETING ATTENDANCE REQUESTS ARE-NOT VALID FOR THIS MEETING. IF YOU WISH TO VOTE, YOU MUST RETURN YOUR-INSTRUCTIONS BY THE INDICATED CUTOFF DATE. PLEASE ALSO NOTE THAT ABSTAIN IS-NOT A VALID VOTE OPTION AT POSTAL BALLOT MEETINGS. THANK YOU. | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 18,082 | | 0 | 04-Sep-2018 | 27-Sep-2018 |
| MIMECAST LIMITED | |
| Security | G14838109 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | MIME | | | | | | | | | Meeting Date | | 04-Oct-2018 |
| ISIN | GB00BYT5JK65 | | | | | | | | | Agenda | | 934871016 - Management |
| Record Date | 15-Aug-2018 | | | | | | | | | Holding Recon Date | | 15-Aug-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 02-Oct-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | To re-elect Peter Bauer as a Class III director of the Company. | Management | | For | | For | | |
| 2. | To re-elect Jeffrey Lieberman as a Class III director of the Company. | Management | | For | | For | | |
| 3. | To re-elect Hagi Schwartz as a Class III director of the Company. | Management | | For | | For | | |
| 4. | To appoint Ernst & Young LLP in the United Kingdom as our independent auditors. | Management | | For | | For | | |
| 5. | To authorise the Board of Directors of the Company to determine the remuneration of the auditors. | Management | | For | | For | | |
| 6. | To receive the Company's accounts for the year ended March 31, 2018 together with the directors' report and the auditors' report on those accounts. | Management | | For | | For | | |
| 7. | Non-binding advisory vote to approve the compensation of the named executive officers. | Management | | For | | For | | |
| 8. | Non-binding advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,100 | | 0 | 25-Aug-2018 | 04-Oct-2018 |
| MIMECAST LIMITED | |
| Security | G14838109 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | MIME | | | | | | | | | Meeting Date | | 04-Oct-2018 |
| ISIN | GB00BYT5JK65 | | | | | | | | | Agenda | | 934882817 - Management |
| Record Date | 26-Sep-2018 | | | | | | | | | Holding Recon Date | | 26-Sep-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 02-Oct-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | To re-elect Peter Bauer as a Class III director of the Company. | Management | | For | | For | | |
| 2. | To re-elect Jeffrey Lieberman as a Class III director of the Company. | Management | | For | | For | | |
| 3. | To re-elect Hagi Schwartz as a Class III director of the Company. | Management | | For | | For | | |
| 4. | To appoint Ernst & Young LLP in the United Kingdom as our independent auditors. | Management | | For | | For | | |
| 5. | To authorise the Board of Directors of the Company to determine the remuneration of the auditors. | Management | | For | | For | | |
| 6. | To receive the Company's accounts for the year ended March 31, 2018 together with the directors' report and the auditors' report on those accounts. | Management | | For | | For | | |
| 7. | Non-binding advisory vote to approve the compensation of the named executive officers. | Management | | For | | For | | |
| 8. | Non-binding advisory vote on the frequency of future advisory votes to approve the compensation of our named executive officers. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,100 | | 0 | 02-Oct-2018 | 04-Oct-2018 |
| TPG SPECIALTY LENDING, INC. | |
| Security | 87265K102 | | | | | | | | | Meeting Type | | Special |
| Ticker Symbol | TSLX | | | | | | | | | Meeting Date | | 08-Oct-2018 |
| ISIN | US87265K1025 | | | | | | | | | Agenda | | 934871725 - Management |
| Record Date | 21-Aug-2018 | | | | | | | | | Holding Recon Date | | 21-Aug-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Oct-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | To approve the application to the Company of a minimum asset coverage ratio of 150%, pursuant to Section 61 (a)(2) of the Investment Company Act of 1940, as amended, to become effective the date after the Special Meeting, which would permit the Company to double the maximum amount of leverage that it is permitted to incur. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,700 | | 0 | 28-Aug-2018 | 09-Oct-2018 |
| GDS HOLDINGS LIMITED | |
| Security | 36165L108 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GDS | | | | | | | | | Meeting Date | | 09-Oct-2018 |
| ISIN | US36165L1089 | | | | | | | | | Agenda | | 934879973 - Management |
| Record Date | 12-Sep-2018 | | | | | | | | | Holding Recon Date | | 12-Sep-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 04-Oct-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | Re-election of Mr. Gary Wojtaszek as a director of the Company. | Management | | For | | | | |
| 2. | Re-election of Mr. Lim Ah Doo as a director of the Company. | Management | | For | | | | |
| 3. | Re-election of Mr. Chang Sun as a director of the Company. | Management | | For | | | | |
| 4. | Election of Ms. Judy Qing Ye as a director of the Company. | Management | | For | | | | |
| 5. | Confirmation of the appointment of KPMG Huazhen LLP as independent auditor of the Company for the fiscal year ending December 31, 2018. | Management | | For | | | | |
| 6. | Authorization of the Board of Directors of the Company to approve allotment or issuance, in the 12-month period from the date of the Meeting, of ordinary shares or other equity or equity-linked securities of the Company up to an aggregate twenty per cent. (20%) of its existing issued share capital of ...(due to space limits, see proxy statement for full proposal). | Management | | For | | | | |
| 7. | Authorization of each of the directors and officers of the Company to take any and every action that might be necessary to effect the foregoing resolutions as such director or officer, in his or her absolute discretion, thinks fit. | Management | | For | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 19,773 | | 0 | 21-Sep-2018 | 08-Oct-2018 |
| ALIBABA GROUP HOLDING LIMITED | |
| Security | 01609W102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | BABA | | | | | | | | | Meeting Date | | 31-Oct-2018 |
| ISIN | US01609W1027 | | | | | | | | | Agenda | | 934878553 - Management |
| Record Date | 24-Aug-2018 | | | | | | | | | Holding Recon Date | | 24-Aug-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 23-Oct-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director to serve for a three year term: JOSEPH C. TSAI | Management | | For | | For | | |
| 1b. | Election of Director to serve for a three year term: J. MICHAEL EVANS | Management | | For | | For | | |
| 1c. | Election of Director to serve for a three year term: ERIC XIANDONG JING | Management | | For | | For | | |
| 1d. | Election of Director to serve for a three year term: BORJE E. EKHOLM | Management | | For | | For | | |
| 2. | Ratify the appointment of PricewaterhouseCoopers as the independent registered public accounting firm of the Company. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,950 | | 0 | 18-Sep-2018 | 25-Oct-2018 |
| BLACKROCK LIQUIDITY FUNDS | |
| Security | 09248U718 | | | | | | | | | Meeting Type | | Special |
| Ticker Symbol | TSTXX | | | | | | | | | Meeting Date | | 21-Nov-2018 |
| ISIN | US09248U7182 | | | | | | | | | Agenda | | 934885724 - Management |
| Record Date | 24-Sep-2018 | | | | | | | | | Holding Recon Date | | 24-Sep-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 20-Nov-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | DIRECTOR | Management | | | | | | |
| | | | 1 | Bruce R. Bond | | | | | For | | For | | |
| | | | 2 | Susan J. Carter | | | | | For | | For | | |
| | | | 3 | Collette Chilton | | | | | For | | For | | |
| | | | 4 | Neil A. Cotty | | | | | For | | For | | |
| | | | 5 | Robert Fairbairn | | | | | For | | For | | |
| | | | 6 | Lena G. Goldberg | | | | | For | | For | | |
| | | | 7 | Robert M. Hernandez | | | | | For | | For | | |
| | | | 8 | Henry R. Keizer | | | | | For | | For | | |
| | | | 9 | Cynthia A. Montgomery | | | | | For | | For | | |
| | | | 10 | Donald C. Opatrny | | | | | For | | For | | |
| | | | 11 | John M. Perlowski | | | | | For | | For | | |
| | | | 12 | Joseph P. Platt | | | | | For | | For | | |
| | | | 13 | Mark Stalnecker | | | | | For | | For | | |
| | | | 14 | Kenneth L. Urish | | | | | For | | For | | |
| | | | 15 | Claire A. Walton | | | | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 13,181,179 | | 0 | 30-Oct-2018 | 30-Oct-2018 |
| MICROSOFT CORPORATION | |
| Security | 594918104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | MSFT | | | | | | | | | Meeting Date | | 28-Nov-2018 |
| ISIN | US5949181045 | | | | | | | | | Agenda | | 934884544 - Management |
| Record Date | 26-Sep-2018 | | | | | | | | | Holding Recon Date | | 26-Sep-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 27-Nov-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: William H. Gates lll | Management | | For | | For | | |
| 1b. | Election of Director: Reid G. Hoffman | Management | | For | | For | | |
| 1c. | Election of Director: Hugh F. Johnston | Management | | For | | For | | |
| 1d. | Election of Director: Teri L. List-Stoll | Management | | For | | For | | |
| 1e. | Election of Director: Satya Nadella | Management | | For | | For | | |
| 1f. | Election of Director: Charles H. Noski | Management | | For | | For | | |
| 1g. | Election of Director: Helmut Panke | Management | | For | | For | | |
| 1h. | Election of Director: Sandra E. Peterson | Management | | For | | For | | |
| 1i. | Election of Director: Penny S. Pritzker | Management | | For | | For | | |
| 1j. | Election of Director: Charles W. Scharf | Management | | For | | For | | |
| 1k. | Election of Director: Arne M. Sorenson | Management | | For | | For | | |
| 1l. | Election of Director: John W. Stanton | Management | | For | | For | | |
| 1m. | Election of Director: John W. Thompson | Management | | For | | For | | |
| 1n. | Election of Director: Padmasree Warrior | Management | | For | | For | | |
| 2. | Advisory vote to approve named executive officer compensation | Management | | For | | For | | |
| 3. | Ratification of Deloitte & Touche LLP as our independent auditor for fiscal year 2019 | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 9,650 | | 0 | 17-Oct-2018 | 29-Nov-2018 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 1,100 | | 0 | 17-Oct-2018 | 29-Nov-2018 |
| GUIDEWIRE SOFTWARE INC | |
| Security | 40171V100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GWRE | | | | | | | | | Meeting Date | | 06-Dec-2018 |
| ISIN | US40171V1008 | | | | | | | | | Agenda | | 934897426 - Management |
| Record Date | 12-Oct-2018 | | | | | | | | | Holding Recon Date | | 12-Oct-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Dec-2018 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1.1 | Election of Class I Director: Peter Gassner | Management | | For | | For | | |
| 1.2 | Election of Class I Director: Paul Lavin | Management | | For | | For | | |
| 1.3 | Election of Class I Director: Marcus S. Ryu | Management | | For | | For | | |
| 2. | To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending July 31, 2019. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of the Company's named executive officers as disclosed in the Proxy Statement. | Management | | For | | For | | |
| 4. | To consider a stockholder proposal, if properly presented at the annual meeting, to declassify the Board of Directors. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,000 | | 0 | 08-Nov-2018 | 07-Dec-2018 |
| BEIJING ENTERPRISES WATER GROUP LTD | |
| Security | G0957L109 | | | | | | | | | Meeting Type | | Special General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 10-Dec-2018 |
| ISIN | BMG0957L1090 | | | | | | | | | Agenda | | 710204190 - Management |
| Record Date | 03-Dec-2018 | | | | | | | | | Holding Recon Date | | 03-Dec-2018 |
| City / | Country | | HONG KONG | / | Bermuda | | | | | | Vote Deadline Date | | 05-Dec-2018 |
| SEDOL(s) | B01YCG0 - B020H51 - B3Y7PV3 - BD8NDT1 - BP3RRJ0 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1114/LTN20181114400.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1114/LTN20181114396.PDF | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ONLY RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| 1 | (I) TO APPROVE THE REDUCTION OF SHARE PREMIUM (AS DEFINED IN THE NOTICE CONVENING THE MEETING) AND THE TRANSFER OF THE CREDIT ARISING THEREFROM TO THE CONTRIBUTED SURPLUS ACCOUNT OF THE COMPANY; (II) TO AUTHORISE DIRECTORS OF THE COMPANY TO APPLY ANY CREDIT BALANCE IN THE CONTRIBUTED SURPLUS ACCOUNT OF THE COMPANY IN ACCORDANCE WITH THE BYE-LAWS OF THE COMPANY AND ALL APPLICABLE LAWS; AND (III) TO AUTHORISE THE DIRECTORS OF THE COMPANY GENERALLY TO DO AND CARRY OUT ALL ACTS AND THINGS WHICH THEY MAY CONSIDER APPROPRIATE, NECESSARY OR DESIRABLE TO GIVE EFFECT TO THE REDUCTION OF SHARE PREMIUM AND THE APPLICATION OF THE CREDIT WHICH WILL BE ARISING THEREFROM | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 953,200 | | 0 | 15-Nov-2018 | 06-Dec-2018 |
| PING AN INSURANCE (GROUP) COMPANY OF CHINA, LTD. | |
| Security | Y69790106 | | | | | | | | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 14-Dec-2018 |
| ISIN | CNE1000003X6 | | | | | | | | | Agenda | | 710152682 - Management |
| Record Date | 13-Nov-2018 | | | | | | | | | Holding Recon Date | | 13-Nov-2018 |
| City / | Country | | GUANGD ONG | / | China | | | | | | Vote Deadline Date | | 10-Dec-2018 |
| SEDOL(s) | B01FLR7 - B01NLS2 - B03NP99 - BD8NLC0 - BP3RWZ1 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1029/LTN201810291205.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2018/1029/LTN201810291197.PDF | Non-Voting | | | | | | |
| 1.1 | TO CONSIDER AND APPROVE THE ELECTION OF MR. NG SING YIP AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| 1.2 | TO CONSIDER AND APPROVE THE ELECTION OF MR. CHU YIYUN AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| 1.3 | TO CONSIDER AND APPROVE THE ELECTION OF MR. LIU HONG AS AN INDEPENDENT NON- EXECUTIVE DIRECTOR OF THE COMPANY TO HOLD OFFICE UNTIL THE EXPIRY OF THE TERM OF THE 11TH SESSION OF THE BOARD | Management | | For | | For | | |
| 2 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE IMPLEMENTATION OF THE LONG- TERM SERVICE PLAN | Management | | For | | For | | |
| 3 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE ISSUING OF DEBT FINANCING INSTRUMENTS | Management | | For | | For | | |
| 4 | TO CONSIDER AND APPROVE THE RESOLUTION REGARDING THE PROPOSED AMENDMENTS TO THE ARTICLES OF ASSOCIATION | Management | | For | | For | | |
| 5 | TO CONSIDER AND APPROVE THE PLAN REGARDING SHARE BUY-BACK AND RELEVANT AUTHORIZATION | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 52,800 | | 0 | 01-Nov-2018 | 11-Dec-2018 |
| D.R. HORTON, INC. | |
| Security | 23331A109 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | DHI | | | | | | | | | Meeting Date | | 23-Jan-2019 |
| ISIN | US23331A1097 | | | | | | | | | Agenda | | 934915490 - Management |
| Record Date | 26-Nov-2018 | | | | | | | | | Holding Recon Date | | 26-Nov-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 22-Jan-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Donald R. Horton | Management | | For | | For | | |
| 1b. | Election of Director: Barbara K. Allen | Management | | For | | For | | |
| 1c. | Election of Director: Brad S. Anderson | Management | | For | | For | | |
| 1d. | Election of Director: Michael R. Buchanan | Management | | For | | For | | |
| 1e. | Election of Director: Michael W. Hewatt | Management | | For | | For | | |
| 2. | Approval of the advisory resolution on executive compensation. | Management | | For | | For | | |
| 3. | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 7,160 | | 0 | 21-Dec-2018 | 24-Jan-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 4,000 | | 0 | 21-Dec-2018 | 24-Jan-2019 |
| VISA INC. | |
| Security | 92826C839 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | V | | | | | | | | | Meeting Date | | 29-Jan-2019 |
| ISIN | US92826C8394 | | | | | | | | | Agenda | | 934911074 - Management |
| Record Date | 30-Nov-2018 | | | | | | | | | Holding Recon Date | | 30-Nov-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 28-Jan-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Lloyd A. Carney | Management | | For | | For | | |
| 1b. | Election of Director: Mary B. Cranston | Management | | For | | For | | |
| 1c. | Election of Director: Francisco Javier Fernandez-Carbajal | Management | | For | | For | | |
| 1d. | Election of Director: Alfred F. Kelly, Jr. | Management | | For | | For | | |
| 1e. | Election of Director: John F. Lundgren | Management | | For | | For | | |
| 1f. | Election of Director: Robert W. Matschullat | Management | | For | | For | | |
| 1g. | Election of Director: Denise M. Morrison | Management | | For | | For | | |
| 1h. | Election of Director: Suzanne Nora Johnson | Management | | For | | For | | |
| 1i. | Election of Director: John A. C. Swainson | Management | | For | | For | | |
| 1j. | Election of Director: Maynard G. Webb, Jr. | Management | | For | | For | | |
| 2. | Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2019 fiscal year. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,000 | | 0 | 19-Dec-2018 | 30-Jan-2019 |
| GOLUB CAPITAL BDC, INC. | |
| Security | 38173M102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GBDC | | | | | | | | | Meeting Date | | 05-Feb-2019 |
| ISIN | US38173M1027 | | | | | | | | | Agenda | | 934915844 - Management |
| Record Date | 12-Dec-2018 | | | | | | | | | Holding Recon Date | | 12-Dec-2018 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 04-Feb-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Class III Director: Lawrence E. Golub | Management | | For | | For | | |
| 1b. | Election of Class III Director: William M. Webster IV | Management | | For | | For | | |
| 2. | To ratify the selection of Ernst & Young LLP to serve as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Management | | For | | For | | |
| 3. | To approve the Company becoming subject to the minimum asset coverage ratio under the Small Business Credit Availability Act of at least 150%, which would permit the Company to double the maximum amount of leverage that it is currently permitted to incur. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 18,200 | | 0 | 21-Dec-2018 | 06-Feb-2019 |
| ANTA SPORTS PRODUCTS LTD | |
| Security | G04011105 | | | | | | | | | Meeting Type | | ExtraOrdinary General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 22-Feb-2019 |
| ISIN | KYG040111059 | | | | | | | | | Agenda | | 710509590 - Management |
| Record Date | 18-Feb-2019 | | | | | | | | | Holding Recon Date | | 18-Feb-2019 |
| City / | Country | | HONG KONG | / | Cayman Islands | | | | | | Vote Deadline Date | | 19-Feb-2019 |
| SEDOL(s) | B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 - BYWLB61 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0204/LTN20190204729.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0204/LTN20190204735.pdf | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- RESOLUTION 1, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| 1 | TO APPROVE, RATIFY, CONFIRM AND AUTHORIZE THE ACQUISITION AND ALL THE TRANSACTIONS CONTEMPLATED UNDER, INCIDENTAL TO, ANCILLARY TO, IN CONNECTION WITH OR FOR THE ULTIMATE PURPOSE OF THE ACQUISITION ENTERED AND/OR TO BE ENTERED INTO BY THE GROUP AND ANY DIRECTOR TO BE AND IS AUTHORIZED TO DO ALL THINGS TO GIVE EFFECT TO THE SAME | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 120,300 | | 0 | 06-Feb-2019 | 20-Feb-2019 |
| APPLE INC. | |
| Security | 037833100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AAPL | | | | | | | | | Meeting Date | | 01-Mar-2019 |
| ISIN | US0378331005 | | | | | | | | | Agenda | | 934919359 - Management |
| Record Date | 02-Jan-2019 | | | | | | | | | Holding Recon Date | | 02-Jan-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 28-Feb-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of director: James Bell | Management | | For | | For | | |
| 1b. | Election of director: Tim Cook | Management | | For | | For | | |
| 1c. | Election of director: Al Gore | Management | | For | | For | | |
| 1d. | Election of director: Bob Iger | Management | | For | | For | | |
| 1e. | Election of director: Andrea Jung | Management | | For | | For | | |
| 1f. | Election of director: Art Levinson | Management | | For | | For | | |
| 1g. | Election of director: Ron Sugar | Management | | For | | For | | |
| 1h. | Election of director: Sue Wagner | Management | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as Apple's independent registered public accounting firm for 2019 | Management | | For | | For | | |
| 3. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| 4. | A shareholder proposal entitled "Shareholder Proxy Access Amendments" | Shareholder | | Against | | For | | |
| 5. | A shareholder proposal entitled "True Diversity Board Policy" | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,209 | | 0 | 10-Jan-2019 | 04-Mar-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 1,000 | | 0 | 10-Jan-2019 | 04-Mar-2019 |
| BLUE PRISM GROUP PLC | |
| Security | G1193C101 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 19-Mar-2019 |
| ISIN | GB00BYQ0HV16 | | | | | | | | | Agenda | | 710553985 - Management |
| Record Date | | | | | | | | | | Holding Recon Date | | 15-Mar-2019 |
| City / | Country | | LONDON | / | United Kingdom | | | | | | Vote Deadline Date | | 13-Mar-2019 |
| SEDOL(s) | BFB4DJ5 - BYQ0HV1 - BYQNJK3 | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | TO RECEIVE AND ADOPT THE ANNUAL REPORTS AND ACCOUNTS | Management | | For | | For | | |
| 2 | TO RE-APPOINT BDO LLP AS AUDITORS | Management | | For | | For | | |
| 3 | TO AUTHORISE THE DIRECTORS TO SETTLE THE REMUNERATION OF THE AUDITORS | Management | | For | | For | | |
| 4 | TO APPROVE THE APPLICATION OF THE REMUNERATION POLICY IN FY18 (ADVISORY ONLY) | Management | | For | | For | | |
| 5 | TO RE-APPOINT KEN LEVER AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 6 | TO RE-APPOINT CHARMAINE CARMICHAEL AS A DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 7 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Management | | For | | For | | |
| 8 | TO AUTHORISE THE DIRECTORS TO DISAPPLY STATUTORY PRE-EMPTION RIGHTS UP TO 5% OF THE ISSUED SHARE CAPITAL | Management | | For | | For | | |
| 9 | TO DISAPPLY PRE-EMPTION RIGHTS FOR A FURTHER 5% OF THE ISSUED SHARE CAPITAL, IN CONNECTION WITH AN ACQUISITION OR CAPITAL INVESTMENT | Management | | For | | For | | |
| 10 | TO AUTHORISE THE DIRECTORS TO PURCHASE SHARES | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 6,322 | | 0 | 08-Mar-2019 | 13-Mar-2019 |
| JAPAN TOBACCO INC. | |
| Security | J27869106 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 20-Mar-2019 |
| ISIN | JP3726800000 | | | | | | | | | Agenda | | 710591733 - Management |
| Record Date | 31-Dec-2018 | | | | | | | | | Holding Recon Date | | 31-Dec-2018 |
| City / | Country | | TOKYO | / | Japan | | | | | | Vote Deadline Date | | 12-Mar-2019 |
| SEDOL(s) | 5754357 - 6474535 - B02H525 | | | | | | Quick Code | | 29140 |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | | |
| 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| 2 | Amend Articles to: Increase the Board of Corporate Auditors Size to 5 | Management | | For | | For | | |
| 3.1 | Appoint a Director Yamashita, Kazuhito | Management | | For | | For | | |
| 3.2 | Appoint a Director Nagashima, Yukiko | Management | | For | | For | | |
| 4.1 | Appoint a Corporate Auditor Nagata, Ryoko | Management | | For | | For | | |
| 4.2 | Appoint a Corporate Auditor Yamamoto, Hiroshi | Management | | For | | For | | |
| 4.3 | Appoint a Corporate Auditor Mimura, Toru | Management | | For | | For | | |
| 4.4 | Appoint a Corporate Auditor Obayashi, Hiroshi | Management | | For | | For | | |
| 4.5 | Appoint a Corporate Auditor Yoshikuni, Koji | Management | | For | | For | | |
| 5 | Approve Details of the Compensation to be received by Directors | Management | | For | | For | | |
| 6 | Approve Details of Compensation as Stock Options for Directors | Management | | For | | For | | |
| 7 | Approve Details of the Compensation to be received by Corporate Auditors | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 27,800 | | 0 | 28-Feb-2019 | 19-Mar-2019 |
| ORION CORP. | |
| Security | Y6S90M128 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 29-Mar-2019 |
| ISIN | KR7271560005 | | | | | | | | | Agenda | | 710710713 - Management |
| Record Date | 31-Dec-2018 | | | | | | | | | Holding Recon Date | | 31-Dec-2018 |
| City / | Country | | SEOUL | / | Korea, Republic Of | | | | | | Vote Deadline Date | | 19-Mar-2019 |
| SEDOL(s) | BDVLJ72 | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | APPROVAL OF FINANCIAL STATEMENTS | Management | | For | | For | | |
| 2.1 | ELECTION OF OUTSIDE DIRECTOR: GIM EUN HO | Management | | For | | For | | |
| 2.2 | ELECTION OF OUTSIDE DIRECTOR: GIM HONG IL | Management | | For | | For | | |
| 3.1 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR: GIM EUN HO | Management | | For | | For | | |
| 3.2 | ELECTION OF AUDIT COMMITTEE MEMBER WHO IS AN OUTSIDE DIRECTOR: GIM HONG IL | Management | | For | | For | | |
| 4 | APPROVAL OF REMUNERATION FOR DIRECTOR | Management | | For | | For | | |
| 5 | AMENDMENT OF ARTICLES OF INCORPORATION | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 6,250 | | 0 | 15-Mar-2019 | 21-Mar-2019 |
| BROADCOM INC | |
| Security | 11135F101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AVGO | | | | | | | | | Meeting Date | | 01-Apr-2019 |
| ISIN | US11135F1012 | | | | | | | | | Agenda | | 934928598 - Management |
| Record Date | 11-Feb-2019 | | | | | | | | | Holding Recon Date | | 11-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 29-Mar-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Mr. Hock E. Tan | Management | | For | | For | | |
| 1b. | Election of Director: Dr. Henry Samueli | Management | | For | | For | | |
| 1c. | Election of Director: Mr. Eddy W. Hartenstein | Management | | For | | For | | |
| 1d. | Election of Director: Ms. Diane M. Bryant | Management | | For | | For | | |
| 1e. | Election of Director: Ms. Gayla J. Delly | Management | | For | | For | | |
| 1f. | Election of Director: Mr. Check Kian Low | Management | | For | | For | | |
| 1g. | Election of Director: Mr. Peter J. Marks | Management | | For | | For | | |
| 1h. | Election of Director: Mr. Harry L. You | Management | | For | | For | | |
| 2. | Ratification of the appointment of Pricewaterhouse- Coopers LLP as Broadcom's independent registered public accounting firm for the fiscal year ending November 3, 2019. | Management | | For | | For | | |
| 3. | To approve amendments to Broadcom's Second Amended and Restated Employee Share Purchase Plan. | Management | | For | | For | | |
| 4. | Non-binding, advisory vote to approve compensation of Broadcom's named executive officers. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,200 | | 0 | 20-Feb-2019 | 02-Apr-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 740 | | 0 | 20-Feb-2019 | 02-Apr-2019 |
| ANTA SPORTS PRODUCTS LTD | |
| Security | G04011105 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 09-Apr-2019 |
| ISIN | KYG040111059 | | | | | | | | | Agenda | | 710674587 - Management |
| Record Date | 02-Apr-2019 | | | | | | | | | Holding Recon Date | | 02-Apr-2019 |
| City / | Country | | HONG KONG | / | Cayman Islands | | | | | | Vote Deadline Date | | 03-Apr-2019 |
| SEDOL(s) | B1YVKN8 - B235FM2 - B2468S1 - BD8NKZ6 - BP3RRC3 - BYWLB61 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0308/LTN20190308681.pdf-AND- http://www3.hkexnews.hk/listedco/listconews/SEHK/2019 /0308/LTN20190308701.pdf | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT SHAREHOLDERS ARE ALLOWED TO VOTE 'IN FAVOR' OR 'AGAINST' FOR- ALL RESOLUTIONS, ABSTAIN IS NOT A VOTING OPTION ON THIS MEETING | Non-Voting | | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY AND ITS SUBSIDIARIES AND THE REPORTS OF THE DIRECTORS AND THE AUDITOR OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 2 | TO DECLARE A FINAL DIVIDEND OF HK28 CENTS PER ORDINARY SHARE OF THE COMPANY IN RESPECT OF THE YEAR ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 3 | TO RE-ELECT MR. DING SHIZHONG AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 4 | TO RE-ELECT MR. ZHENG JIE AS AN EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 5 | TO RE-ELECT MR. DAI ZHONGCHUAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 6 | TO RE-ELECT MR. YIU KIN WAH STEPHEN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 7 | TO RE-ELECT MR. MEI MING ZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 8 | TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE COMPANY'S DIRECTORS | Management | | For | | For | | |
| 9 | TO RE-APPOINT KPMG AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX THEIR REMUNERATION | Management | | For | | For | | |
| 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT, ISSUE AND DEAL WITH THE COMPANY'S SHARES | Management | | For | | For | | |
| 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE THE COMPANY'S SHARES | Management | | For | | For | | |
| 12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY UNDER RESOLUTION NO. 10 BY THE NUMBER OF SHARES REPURCHASED UNDER RESOLUTION NO. 11 | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 79,300 | | 0 | 09-Mar-2019 | 04-Apr-2019 |
| LENNAR CORPORATION | |
| Security | 526057104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | LEN | | | | | | | | | Meeting Date | | 10-Apr-2019 |
| ISIN | US5260571048 | | | | | | | | | Agenda | | 934931292 - Management |
| Record Date | 12-Feb-2019 | | | | | | | | | Holding Recon Date | | 12-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 09-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Rick Beckwitt | | | | | For | | For | | |
| | | | 2 | Irving Bolotin | | | | | For | | For | | |
| | | | 3 | Steven L. Gerard | | | | | For | | For | | |
| | | | 4 | Tig Gilliam | | | | | For | | For | | |
| | | | 5 | Sherrill W. Hudson | | | | | For | | For | | |
| | | | 6 | Jonathan M. Jaffe | | | | | For | | For | | |
| | | | 7 | Sidney Lapidus | | | | | For | | For | | |
| | | | 8 | Teri P. McClure | | | | | For | | For | | |
| | | | 9 | Stuart Miller | | | | | For | | For | | |
| | | | 10 | Armando Olivera | | | | | For | | For | | |
| | | | 11 | Jeffrey Sonnenfeld | | | | | For | | For | | |
| | | | 12 | Scott Stowell | | | | | For | | For | | |
| 2. | Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for our fiscal year ending November 30, 2019. | Management | | For | | For | | |
| 3. | Approve, on an advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| 4. | Vote on a stockholder proposal regarding having directors elected by a majority of the votes cast in uncontested elections. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 11,400 | | 0 | 01-Mar-2019 | 11-Apr-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 2,919 | | 0 | 01-Mar-2019 | 11-Apr-2019 |
| CITIGROUP INC. | |
| Security | 172967424 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | C | | | | | | | | | Meeting Date | | 16-Apr-2019 |
| ISIN | US1729674242 | | | | | | | | | Agenda | | 934935808 - Management |
| Record Date | 19-Feb-2019 | | | | | | | | | Holding Recon Date | | 19-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 15-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Michael L. Corbat | Management | | For | | For | | |
| 1b. | Election of Director: Ellen M. Costello | Management | | For | | For | | |
| 1c. | Election of Director: Barbara J. Desoer | Management | | For | | For | | |
| 1d. | Election of Director: John C. Dugan | Management | | For | | For | | |
| 1e. | Election of Director: Duncan P. Hennes | Management | | For | | For | | |
| 1f. | Election of Director: Peter B. Henry | Management | | For | | For | | |
| 1g. | Election of Director: S. Leslie Ireland | Management | | For | | For | | |
| 1h. | Election of Director: Lew W. (Jay) Jacobs, IV | Management | | For | | For | | |
| 1i. | Election of Director: Renee J. James | Management | | For | | For | | |
| 1j. | Election of Director: Eugene M. McQuade | Management | | For | | For | | |
| 1k. | Election of Director: Gary M. Reiner | Management | | For | | For | | |
| 1l. | Election of Director: Diana L. Taylor | Management | | For | | For | | |
| 1m. | Election of Director: James S. Turley | Management | | For | | For | | |
| 1n. | Election of Director: Deborah C. Wright | Management | | For | | For | | |
| 1o. | Election of Director: Ernesto Zedillo Ponce de Leon | Management | | For | | For | | |
| 2. | Proposal to ratify the selection of KPMG LLP as Citi's independent registered public accounting firm for 2019. | Management | | For | | For | | |
| 3. | Advisory vote to approve Citi's 2018 executive compensation. | Management | | For | | For | | |
| 4. | Approval of the Citigroup 2019 Stock Incentive Plan. | Management | | For | | For | | |
| 5. | Shareholder proposal requesting Shareholder Proxy Access Enhancement to Citi's proxy access bylaw provisions. | Shareholder | | Against | | For | | |
| 6. | Shareholder proposal requesting that the Board adopt a policy prohibiting the vesting of equity-based awards for senior executives due to a voluntary resignation to enter government service. | Shareholder | | Against | | For | | |
| 7. | Shareholder proposal requesting that the Board amend Citi's bylaws to give holders in the aggregate of 15% of Citi's outstanding common stock the power to call a special meeting. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 12,449 | | 0 | 07-Mar-2019 | 17-Apr-2019 |
| CHINA TOWER CORPORATION LIMITED | |
| Security | Y15076105 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 18-Apr-2019 |
| ISIN | CNE100003688 | | | | | | | | | Agenda | | 710612157 - Management |
| Record Date | 18-Mar-2019 | | | | | | | | | Holding Recon Date | | 18-Mar-2019 |
| City / | Country | | HONG KONG | / | China | | | | | | Vote Deadline Date | | 15-Apr-2019 |
| SEDOL(s) | BFZ2PK0 | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0304/LTN20190304371.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0304/LTN20190304389.PDF | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| 1 | THAT THE CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE BOARD OF DIRECTORS, THE REPORT OF THE SUPERVISORY COMMITTEE AND THE REPORT OF THE INTERNATIONAL AUDITORS FOR THE YEAR ENDED 31 DECEMBER 2018 BE CONSIDERED AND APPROVED, AND THE BOARD BE AUTHORISED TO PREPARE THE BUDGET OF THE COMPANY FOR THE YEAR 2019 | Management | | For | | For | | |
| 2 | THAT THE PROFIT DISTRIBUTION PROPOSAL AND THE FINAL DIVIDEND DECLARATION AND PAYMENT FOR THE YEAR ENDED 31 DECEMBER 2018 BE CONSIDERED AND APPROVED | Management | | For | | For | | |
| 3 | THAT THE RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS AND PRICEWATERHOUSECOOPERS ZHONG TIAN LLP (SPECIAL GENERAL PARTNERSHIP) AS THE INTERNATIONAL AUDITORS AND DOMESTIC AUDITORS OF THE COMPANY, RESPECTIVELY, FOR THE YEAR ENDING ON 31 DECEMBER 2019 BE CONSIDERED AND APPROVED, AND THE BOARD BE AUTHORISED TO FIX THE REMUNERATION OF THE AUDITORS | Management | | For | | For | | |
| 4 | THAT THE ADOPTION OF RESTRICTED SHARE INCENTIVE SCHEME AND THE ADMINISTRATIVE MEASURES ON THE FIRST PHASE RESTRICTED SHARE INCENTIVE SCHEME BE CONSIDERED AND APPROVED AND THE BOARD BE AND IS HEREBY AUTHORIZED TO GRANT RESTRICTED SHARES TO CERTAIN KEY PERSONNEL OF THE COMPANY AND TO FORMULATE IMPLEMENTATION RULES OF THE | Management | | For | | For | | |
| | | RESTRICTED SHARE INCENTIVE SCHEME IN ACCORDANCE WITH THE RESTRICTED SHARE INCENTIVE SCHEME AND RELEVANT LEGAL REQUIREMENTS; AND THE BOARD BE AND IS HEREBY AUTHORIZED TO AMEND THE RELEVANT RESTRICTED SHARE INCENTIVE SCHEME IN ACCORDANCE WITH THE REQUIREMENTS OF THE REGULATORY AUTHORITIES AND TO UNDERTAKE ALL ACTIONS AND MATTERS WHICH IN THEIR OPINION ARE NECESSARY OR APPROPRIATE IN RELATION TO THE RESTRICTED SHARE INCENTIVE SCHEME | | | | | | | | | | | | | |
| 5 | SPECIAL RESOLUTION NUMBERED 5 OF THE NOTICE OF AGM DATED 4 MARCH 2019 (TO CONSIDER AND APPROVE THE RESOLUTIONS IN RELATION TO THE GRANTING OF A GENERAL MANDATE TO THE BOARD TO ISSUE DEBT FINANCING INSTRUMENTS DENOMINATED IN LOCAL OR FOREIGN CURRENCIES.) | Management | | For | | For | | |
| 6 | SPECIAL RESOLUTION NUMBERED 6 OF THE NOTICE OF AGM DATED 4 MARCH 2019 (TO CONSIDER AND APPROVE THE RESOLUTION IN RELATION TO DIVIDEND POLICIES.) | Management | | For | | For | | |
| 7 | SPECIAL RESOLUTION NUMBERED 7 OF THE NOTICE OF AGM DATED 4 MARCH 2019 (TO GRANT A GENERAL MANDATE TO THE BOARD TO ISSUE, ALLOT AND DEAL WITH ADDITIONAL SHARES IN THE COMPANY NOT EXCEEDING 20% OF EACH OF THE EXISTING DOMESTIC SHARES AND H SHARES IN ISSUE AND TO AUTHORISE THE BOARD TO INCREASE THE REGISTERED CAPITAL OF THE COMPANY AND TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY TO REFLECT SUCH INCREASE IN THE REGISTERED CAPITAL OF THE COMPANY UNDER THE GENERAL MANDATE.) | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 2,234,000 | | 0 | 05-Mar-2019 | 17-Apr-2019 |
| L'OREAL S.A. | |
| Security | F58149133 | | | | | | | | | Meeting Type | | MIX |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 18-Apr-2019 |
| ISIN | FR0000120321 | | | | | | | | | Agenda | | 710709328 - Management |
| Record Date | 15-Apr-2019 | | | | | | | | | Holding Recon Date | | 15-Apr-2019 |
| City / | Country | | PARIS | / | France | | | | | | Vote Deadline Date | | 10-Apr-2019 |
| SEDOL(s) | 4057808 - 4067089 - B033469 - B10LP48 - B23V2F2 - BF446X7 - BH7KD13 - BRTMBW4 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE FRENCH MARKET THAT THE ONLY VALID VOTE OPTIONS ARE "FOR"-AND "AGAINST" A VOTE OF "ABSTAIN" WILL BE TREATED AS AN "AGAINST" VOTE. | Non-Voting | | | | | | |
| CMMT | THE FOLLOWING APPLIES TO SHAREHOLDERS THAT DO NOT HOLD SHARES DIRECTLY WITH A- FRENCH CUSTODIAN: PROXY CARDS: VOTING INSTRUCTIONS WILL BE FORWARDED TO THE- GLOBAL CUSTODIANS ON THE VOTE DEADLINE DATE. IN CAPACITY AS REGISTERED- INTERMEDIARY, THE GLOBAL CUSTODIANS WILL SIGN THE PROXY CARDS AND FORWARD-THEM TO THE LOCAL CUSTODIAN. IF YOU REQUEST MORE INFORMATION, PLEASE CONTACT-YOUR CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| CMMT | IN CASE AMENDMENTS OR NEW RESOLUTIONS ARE PRESENTED DURING THE MEETING, YOUR- VOTE WILL DEFAULT TO 'ABSTAIN'. SHARES CAN ALTERNATIVELY BE PASSED TO THE-CHAIRMAN OR A NAMED THIRD PARTY TO VOTE ON ANY SUCH ITEM RAISED. SHOULD YOU-WISH TO PASS CONTROL OF YOUR SHARES IN THIS WAY, PLEASE CONTACT YOUR-BROADRIDGE CLIENT SERVICE REPRESENTATIVE. THANK YOU | Non-Voting | | | | | | |
| CMMT | 27 MAR 2019: PLEASE NOTE THAT IMPORTANT ADDITIONAL MEETING INFORMATION IS-AVAILABLE BY CLICKING ON THE MATERIAL URL LINK:- https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0313/20190313 1-900535.pdf AND-https://www.journal- officiel.gouv.fr/publications/balo/pdf/2019/0327/20190327 1-900657.pdf; PLEASE NOTE THAT THIS IS A REVISION DUE TO ADDITION OF URL LINK.-IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU-DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| O.1 | APPROVAL OF THE CORPORATE FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | | For | | For | | |
| O.2 | APPROVAL OF THE CONSOLIDATED FINANCIAL STATEMENTS FOR THE FINANCIAL YEAR 2018 | Management | | For | | For | | |
| O.3 | ALLOCATION OF INCOME FOR THE FINANCIAL YEAR 2018 AND SETTING OF THE DIVIDEND | Management | | For | | For | | |
| O.4 | APPOINTMENT OF MRS. FABIENNE DULAC AS DIRECTOR | Management | | For | | For | | |
| O.5 | RENEWAL OF THE TERM OF OFFICE OF MRS. SOPHIE BELLON AS DIRECTOR | Management | | For | | For | | |
| O.6 | APPROVAL OF THE PRINCIPLES AND CRITERIA FOR DETERMINING, DISTRIBUTING AND ALLOCATING THE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND ATTRIBUTABLE TO THE EXECUTIVE CORPORATE OFFICERS | Management | | For | | For | | |
| O.7 | APPROVAL OF THE FIXED AND VARIABLE COMPONENTS MAKING UP THE TOTAL COMPENSATION AND BENEFITS OF ANY KIND PAID OR AWARDED FOR THE FINANCIAL YEAR 2018 TO MR. JEAN-PAUL AGON DUE TO HIS MANDATE AS CHAIRMAN AND CHIEF EXECUTIVE OFFICER | Management | | For | | For | | |
| O.8 | AUTHORIZATION FOR THE COMPANY TO BUY BACK ITS OWN SHARES | Management | | For | | For | | |
| E.9 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY ISSUING COMMON SHARES, WITH RETENTION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | | |
| E.10 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE SHARE CAPITAL BY CAPITALIZATION OF PREMIUMS, RESERVES, PROFITS OR OTHERS | Management | | For | | For | | |
| E.11 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS TO INCREASE THE CAPITAL IN ORDER TO REMUNERATE CONTRIBUTIONS IN KIND OF EQUITY SECURITIES OR TRANSFERABLE SECURITIES GRANTING ACCESS TO THE CAPITAL OF THIRD-PARTY COMPANIES | Management | | For | | For | | |
| E.12 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW THE REALIZATION OF A CAPITAL INCREASE RESERVED FOR EMPLOYEES WITH CANCELLATION OF THE SHAREHOLDERS' PRE-EMPTIVE SUBSCRIPTION RIGHT | Management | | For | | For | | |
| E.13 | DELEGATION OF AUTHORITY GRANTED TO THE BOARD OF DIRECTORS IN ORDER TO ALLOW THE REALIZATION OF A CAPITAL INCREASE RESERVED FOR THE BENEFIT OF CATEGORIES OF BENEFICIARIES MADE UP OF EMPLOYEES OF FOREIGN SUBSIDIARIES, WITH CANCELLATION OF THE PRE-EMPTIVE SUBSCRIPTION RIGHT, IN THE CONTEXT OF AN EMPLOYEE SHAREHOLDING TRANSACTION | Management | | For | | For | | |
| E.14 | POWERS TO CARRY OUT FORMALITIES | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 600 | | 0 | 09-Apr-2019 | 10-Apr-2019 |
| HUMANA INC. | |
| Security | 444859102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | HUM | | | | | | | | | Meeting Date | | 18-Apr-2019 |
| ISIN | US4448591028 | | | | | | | | | Agenda | | 934935694 - Management |
| Record Date | 25-Feb-2019 | | | | | | | | | Holding Recon Date | | 25-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 17-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a) | Election of Director: Kurt J. Hilzinger | Management | | For | | For | | |
| 1b) | Election of Director: Frank J. Bisignano | Management | | For | | For | | |
| 1c) | Election of Director: Bruce D. Broussard | Management | | For | | For | | |
| 1d) | Election of Director: Frank A. D'Amelio | Management | | For | | For | | |
| 1e) | Election of Director: Karen B. DeSalvo, M.D. | Management | | For | | For | | |
| 1f) | Election of Director: W. Roy Dunbar | Management | | For | | For | | |
| 1g) | Election of Director: David A. Jones, Jr. | Management | | For | | For | | |
| 1h) | Election of Director: William J. McDonald | Management | | For | | For | | |
| 1i) | Election of Director: James J. O'Brien | Management | | For | | For | | |
| 1j) | Election of Director: Marissa T. Peterson | Management | | For | | For | | |
| 2. | The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm. | Management | | For | | For | | |
| 3. | The approval of the compensation of the named executive officers as disclosed in the 2019 proxy statement. | Management | | For | | For | | |
| 4. | The approval of the Amended and Restated Humana Inc. Stock Incentive Plan. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,085 | | 0 | 07-Mar-2019 | 19-Apr-2019 |
| CHARTER COMMUNICATIONS, INC. | |
| Security | 16119P108 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CHTR | | | | | | | | | Meeting Date | | 23-Apr-2019 |
| ISIN | US16119P1084 | | | | | | | | | Agenda | | 934943095 - Management |
| Record Date | 22-Feb-2019 | | | | | | | | | Holding Recon Date | | 22-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 22-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: W. Lance Conn | Management | | For | | For | | |
| 1b. | Election of Director: Kim C. Goodman | Management | | For | | For | | |
| 1c. | Election of Director: Craig A. Jacobson | Management | | For | | For | | |
| 1d. | Election of Director: Gregory B. Maffei | Management | | For | | For | | |
| 1e. | Election of Director: John D. Markley, Jr. | Management | | For | | For | | |
| 1f. | Election of Director: David C. Merritt | Management | | For | | For | | |
| 1g. | Election of Director: James E. Meyer | Management | | For | | For | | |
| 1h. | Election of Director: Steven A. Miron | Management | | For | | For | | |
| 1i. | Election of Director: Balan Nair | Management | | For | | For | | |
| 1j. | Election of Director: Michael A. Newhouse | Management | | For | | For | | |
| 1k. | Election of Director: Mauricio Ramos | Management | | For | | For | | |
| 1l. | Election of Director: Thomas M. Rutledge | Management | | For | | For | | |
| 1m. | Election of Director: Eric L. Zinterhofer | Management | | For | | For | | |
| 2. | Proposal to approve the Charter Communications, Inc. 2019 Stock Incentive Plan | Management | | For | | For | | |
| 3. | The ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for the year ended December 31, 2019 | Management | | For | | For | | |
| 4. | Stockholder proposal regarding proxy access | Shareholder | | Against | | For | | |
| 5. | Stockholder proposal regarding sustainability reporting | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 770 | | 0 | 15-Mar-2019 | 24-Apr-2019 |
| CARVANA CO. | |
| Security | 146869102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CVNA | | | | | | | | | Meeting Date | | 23-Apr-2019 |
| ISIN | US1468691027 | | | | | | | | | Agenda | | 934944580 - Management |
| Record Date | 25-Feb-2019 | | | | | | | | | Holding Recon Date | | 25-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 22-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | J. Danforth Quayle | | | | | For | | For | | |
| | | | 2 | Gregory Sullivan | | | | | For | | For | | |
| 2. | Ratification of the appointment of Grant Thornton LLP as Carvana's independent registered public accounting firm for the year ending December 31, 2019. | Management | | For | | For | | |
| 3. | Approval, by an advisory vote, of Carvana's executive compensation (i.e., "say-on-pay" proposal). | Management | | For | | For | | |
| 4. | Recommendation, by an advisory vote, of the frequency of future advisory votes on executive compensation (i.e., "say-on-pay frequency") | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 14,800 | | 0 | 15-Mar-2019 | 24-Apr-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 5,000 | | 0 | 15-Mar-2019 | 24-Apr-2019 |
| BANK OF AMERICA CORPORATION | |
| Security | 060505104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | BAC | | | | | | | | | Meeting Date | | 24-Apr-2019 |
| ISIN | US0605051046 | | | | | | | | | Agenda | | 934942360 - Management |
| Record Date | 04-Mar-2019 | | | | | | | | | Holding Recon Date | | 04-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 23-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Sharon L. Allen | Management | | For | | For | | |
| 1b. | Election of Director: Susan S. Bies | Management | | For | | For | | |
| 1c. | Election of Director: Jack O. Bovender, Jr. | Management | | For | | For | | |
| 1d. | Election of Director: Frank P. Bramble, Sr. | Management | | For | | For | | |
| 1e. | Election of Director: Pierre J.P. de Weck | Management | | For | | For | | |
| 1f. | Election of Director: Arnold W. Donald | Management | | For | | For | | |
| 1g. | Election of Director: Linda P. Hudson | Management | | For | | For | | |
| 1h. | Election of Director: Monica C. Lozano | Management | | For | | For | | |
| 1i. | Election of Director: Thomas J. May | Management | | For | | For | | |
| 1j. | Election of Director: Brian T. Moynihan | Management | | For | | For | | |
| 1k. | Election of Director: Lionel L. Nowell III | Management | | For | | For | | |
| 1l. | Election of Director: Clayton S. Rose | Management | | For | | For | | |
| 1m. | Election of Director: Michael D. White | Management | | For | | For | | |
| 1n. | Election of Director: Thomas D. Woods | Management | | For | | For | | |
| 1o. | Election of Director: R. David Yost | Management | | For | | For | | |
| 1p. | Election of Director: Maria T. Zuber | Management | | For | | For | | |
| 2. | Approving Our Executive Compensation (an Advisory, Non- binding "Say on Pay" Resolution) | Management | | For | | For | | |
| 3. | Ratifying the Appointment of Our Independent Registered Public Accounting Firm for 2019. | Management | | For | | For | | |
| 4. | Amending the Bank of America Corporation Key Employee Equity Plan. | Management | | For | | For | | |
| 5. | Report Concerning Gender Pay Equity. | Shareholder | | Against | | For | | |
| 6. | Right to Act by Written Consent. | Shareholder | | Against | | For | | |
| 7. | Enhance Shareholder Proxy Access. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 27,550 | | 0 | 14-Mar-2019 | 25-Apr-2019 |
| CIGNA CORPORATION | |
| Security | 125523100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CI | | | | | | | | | Meeting Date | | 24-Apr-2019 |
| ISIN | US1255231003 | | | | | | | | | Agenda | | 934945900 - Management |
| Record Date | 25-Feb-2019 | | | | | | | | | Holding Recon Date | | 25-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 23-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: David M. Cordani | Management | | For | | For | | |
| 1b. | Election of Director: William J. DeLaney | Management | | For | | For | | |
| 1c. | Election of Director: Eric J. Foss | Management | | For | | For | | |
| 1d. | Election of Director: Elder Granger, MD, MG, USA | Management | | For | | For | | |
| 1e. | Election of Director: Isaiah Harris, Jr. | Management | | For | | For | | |
| 1f. | Election of Director: Roman Martinez IV | Management | | For | | For | | |
| 1g. | Election of Director: Kathleen M. Mazzarella | Management | | For | | For | | |
| 1h. | Election of Director: Mark B. McClellan, MD, PhD | Management | | For | | For | | |
| 1i. | Election of Director: John M. Partridge | Management | | For | | For | | |
| 1j. | Election of Director: William L. Roper, MD, MPH | Management | | For | | For | | |
| 1k. | Election of Director: Eric C. Wiseman | Management | | For | | For | | |
| 1l. | Election of Director: Donna F. Zarcone | Management | | For | | For | | |
| 1m. | Election of Director: William D. Zollars | Management | | For | | For | | |
| 2. | Advisory approval of Cigna's executive compensation. | Management | | For | | For | | |
| 3. | Ratification of appointment of PricewaterhouseCoopers LLP as Cigna's independent registered public accounting firm for 2019. | Management | | For | | For | | |
| 4. | Shareholder proposal - Increase shareholder rights to include action by written consent. | Shareholder | | Against | | For | | |
| 5. | Shareholder proposal - Cyber risk report | Shareholder | | Against | | For | | |
| 6. | Shareholder proposal - Gender pay gap report | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,340 | | 0 | 16-Mar-2019 | 25-Apr-2019 |
| JOHNSON & JOHNSON | |
| Security | 478160104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | JNJ | | | | | | | | | Meeting Date | | 25-Apr-2019 |
| ISIN | US4781601046 | | | | | | | | | Agenda | | 934938638 - Management |
| Record Date | 26-Feb-2019 | | | | | | | | | Holding Recon Date | | 26-Feb-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 24-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Mary C. Beckerle | Management | | For | | For | | |
| 1b. | Election of Director: D. Scott Davis | Management | | For | | For | | |
| 1c. | Election of Director: Ian E. L. Davis | Management | | For | | For | | |
| 1d. | Election of Director: Jennifer A. Doudna | Management | | For | | For | | |
| 1e. | Election of Director: Alex Gorsky | Management | | For | | For | | |
| 1f. | Election of Director: Marillyn A. Hewson | Management | | For | | For | | |
| 1g. | Election of Director: Mark B. McClellan | Management | | For | | For | | |
| 1h. | Election of Director: Anne M. Mulcahy | Management | | For | | For | | |
| 1i. | Election of Director: William D. Perez | Management | | For | | For | | |
| 1j. | Election of Director: Charles Prince | Management | | For | | For | | |
| 1k. | Election of Director: A. Eugene Washington | Management | | For | | For | | |
| 1l. | Election of Director: Ronald A. Williams | Management | | For | | For | | |
| 2. | Advisory Vote to Approve Named Executive Officer Compensation. | Management | | For | | For | | |
| 3. | Ratification of Appointment of PricewaterhouseCoopers LLP as the Independent Registered Public Accounting Firm for 2019. | Management | | For | | For | | |
| 4. | Shareholder Proposal - Clawback Disclosure | Shareholder | | Against | | For | | |
| 5. | Shareholder Proposal - Executive Compensation and Drug Pricing Risks. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,550 | | 0 | 14-Mar-2019 | 26-Apr-2019 |
| PLURALSIGHT INC | |
| Security | 72941B106 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | PS | | | | | | | | | Meeting Date | | 30-Apr-2019 |
| ISIN | US72941B1061 | | | | | | | | | Agenda | | 934947776 - Management |
| Record Date | 04-Mar-2019 | | | | | | | | | Holding Recon Date | | 04-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 29-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Gary Crittenden | | | | | For | | For | | |
| | | | 2 | Tim Maudlin | | | | | For | | For | | |
| | | | 3 | Brad Rencher | | | | | For | | For | | |
| 2. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,900 | | 0 | 16-Mar-2019 | 01-May-2019 |
| STARWOOD PROPERTY TRUST, INC. | |
| Security | 85571B105 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | STWD | | | | | | | | | Meeting Date | | 30-Apr-2019 |
| ISIN | US85571B1052 | | | | | | | | | Agenda | | 934949415 - Management |
| Record Date | 04-Mar-2019 | | | | | | | | | Holding Recon Date | | 04-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 29-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard D. Bronson | | | | | For | | For | | |
| | | | 2 | Jeffrey G. Dishner | | | | | For | | For | | |
| | | | 3 | Camille J. Douglas | | | | | For | | For | | |
| | | | 4 | Solomon J. Kumin | | | | | For | | For | | |
| | | | 5 | Fred S. Ridley | | | | | For | | For | | |
| | | | 6 | Barry S. Sternlicht | | | | | For | | For | | |
| | | | 7 | Strauss Zelnick | | | | | For | | For | | |
| 2. | The approval on an advisory basis of the Company's executive compensation. | Management | | For | | For | | |
| 3. | The ratification of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the calendar year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 17,700 | | 0 | 22-Mar-2019 | 01-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 15,000 | | 0 | 22-Mar-2019 | 01-May-2019 |
| GALAPAGOS N V | |
| Security | 36315X101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GLPG | | | | | | | | | Meeting Date | | 30-Apr-2019 |
| ISIN | US36315X1019 | | | | | | | | | Agenda | | 934973050 - Management |
| Record Date | 22-Mar-2019 | | | | | | | | | Holding Recon Date | | 22-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 22-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| O2 | Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2018 and approval of the allocation of the annual result as proposed by the board of directors. | Management | | For | | For | | |
| O5 | Acknowledgement and approval of the remuneration report. | Management | | For | | For | | |
| O6 | Release from liability to be granted to the directors and the statutory auditor for the performance of their duties in the course of the financial year ended 31 December 2018. | Management | | For | | For | | |
| O7 | Revision of the remuneration of the statutory auditor. | Management | | For | | For | | |
| O8 | Appointment of Mr. Peter Guenter as director of the Company. | Management | | For | | For | | |
| O9 | Remuneration of directors. | Management | | For | | For | | |
| O10 | Offer of warrants. | Management | | For | | For | | |
| S11 | Application of article 556 of the Belgian Companies Code. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,083 | | 0 | 02-Apr-2019 | 24-Apr-2019 |
| GALAPAGOS N V | |
| Security | 36315X101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GLPG | | | | | | | | | Meeting Date | | 30-Apr-2019 |
| ISIN | US36315X1019 | | | | | | | | | Agenda | | 935004654 - Management |
| Record Date | 16-Apr-2019 | | | | | | | | | Holding Recon Date | | 16-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 24-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| O2 | Acknowledgement and approval of the non-consolidated annual accounts of the Company for the financial year ended on 31 December 2018 and approval of the allocation of the annual result as proposed by the board of directors. | Management | | For | | For | | |
| O5 | Acknowledgement and approval of the remuneration report. | Management | | For | | For | | |
| O6 | Release from liability to be granted to the directors and the statutory auditor for the performance of their duties in the course of the financial year ended 31 December 2018. | Management | | For | | For | | |
| O7 | Revision of the remuneration of the statutory auditor. | Management | | For | | For | | |
| O8 | Appointment of Mr. Peter Guenter as director of the Company. | Management | | For | | For | | |
| O9 | Remuneration of directors. | Management | | For | | For | | |
| O10 | Offer of warrants. | Management | | For | | For | | |
| S11 | Application of article 556 of the Belgian Companies Code. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,533 | | 0 | 20-Apr-2019 | 26-Apr-2019 |
| POOL CORPORATION | |
| Security | 73278L105 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | POOL | | | | | | | | | Meeting Date | | 01-May-2019 |
| ISIN | US73278L1052 | | | | | | | | | Agenda | | 934965813 - Management |
| Record Date | 14-Mar-2019 | | | | | | | | | Holding Recon Date | | 14-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 30-Apr-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Andrew W. Code | Management | | For | | For | | |
| 1b. | Election of Director: Timothy M. Graven | Management | | For | | For | | |
| 1c. | Election of Director: Debra S. Oler | Management | | For | | For | | |
| 1d. | Election of Director: Manuel J. Perez de la Mesa | Management | | For | | For | | |
| 1e. | Election of Director: Harlan F. Seymour | Management | | For | | For | | |
| 1f. | Election of Director: Robert C. Sledd | Management | | For | | For | | |
| 1g. | Election of Director: John E. Stokely | Management | | For | | For | | |
| 1h. | Election of Director: David G. Whalen | Management | | For | | For | | |
| 2. | Ratification of the retention of Ernst & Young LLP, certified public accountants, as our independent registered public accounting firm for the 2019 fiscal year. | Management | | For | | For | | |
| 3. | Say-on-pay vote: Advisory vote to approve executive compensation as disclosed in the proxy statement. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,400 | | 0 | 29-Mar-2019 | 02-May-2019 |
| IDORSIA LTD | |
| Security | H3879B109 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 03-May-2019 |
| ISIN | CH0363463438 | | | | | | | | | Agenda | | 710896400 - Management |
| Record Date | 24-Apr-2019 | | | | | | | | | Holding Recon Date | | 24-Apr-2019 |
| City / | Country | | BASEL | / | Switzerland | | | | | | Vote Deadline Date | | 23-Apr-2019 |
| SEDOL(s) | BF0YK62 - BF0ZHH5 - BF3N1H4 - BYZF5W4 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PART 2 OF THIS MEETING IS FOR VOTING ON AGENDA AND MEETING ATTENDANCE-REQUESTS ONLY. PLEASE ENSURE THAT YOU HAVE FIRST VOTED IN FAVOUR OF THE-REGISTRATION OF SHARES IN PART 1 OF THE MEETING. IT IS A MARKET REQUIREMENT-FOR MEETINGS OF THIS TYPE THAT THE SHARES ARE REGISTERED AND MOVED TO A-REGISTERED LOCATION AT THE CSD, AND SPECIFIC POLICIES AT THE INDIVIDUAL-SUB- CUSTODIANS MAY VARY. UPON RECEIPT OF THE VOTE INSTRUCTION, IT IS POSSIBLE-THAT A MARKER MAY BE PLACED ON YOUR SHARES TO ALLOW FOR RECONCILIATION AND-RE- REGISTRATION FOLLOWING A TRADE. THEREFORE WHILST THIS DOES NOT PREVENT THE-TRADING OF SHARES, ANY THAT ARE REGISTERED MUST BE FIRST DEREGISTERED IF-REQUIRED FOR SETTLEMENT. DEREGISTRATION CAN AFFECT THE VOTING RIGHTS OF THOSE-SHARES. IF YOU HAVE CONCERNS REGARDING YOUR ACCOUNTS, PLEASE CONTACT YOUR-CLIENT REPRESENTATIVE | Non-Voting | | | | | | |
| 1.1 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Management | | For | | For | | |
| 1.2 | APPROVE REMUNERATION REPORT (NON-BINDING) | Management | | For | | For | | |
| 2 | APPROVE TREATMENT OF NET LOSS | Management | | For | | For | | |
| 3 | APPROVE DISCHARGE OF BOARD AND SENIOR MANAGEMENT | Management | | For | | For | | |
| 4 | APPROVE CREATION OF CHF 2.7 MILLION POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Management | | For | | For | | |
| 5.1.1 | REELECT JEAN-PIERRE GARNIER AS DIRECTOR | Management | | For | | For | | |
| 5.1.2 | REELECT JEAN-PAUL CLOZEL AS DIRECTOR | Management | | For | | For | | |
| 5.1.3 | REELECT ROBERT BERTOLINI AS DIRECTOR | Management | | For | | For | | |
| 5.1.4 | REELECT JOHN GREISCH AS DIRECTOR | Management | | For | | For | | |
| 5.1.5 | REELECT VIVIANE MONGES AS DIRECTOR | Management | | For | | For | | |
| 5.2 | ELECT MATHIEU SIMON AS DIRECTOR | Management | | For | | For | | |
| 5.3 | ELECT JEAN-PIERRE GARNIER AS BOARD CHAIRMAN | Management | | For | | For | | |
| 5.4.1 | APPOINT JEAN-PIERRE GARNIER AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE | Management | | For | | For | | |
| 5.4.2 | APPOINT JOHN GREISCH AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE | Management | | For | | For | | |
| 5.4.3 | APPOINT VIVIANE MONGES AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE | Management | | For | | For | | |
| 5.4.4 | APPOINT MATHIEU SIMON AS MEMBER OF THE NOMINATING, GOVERNANCE COMPENSATION COMMITTEE, IF ITEM 5.2 IS APPROVED | Management | | For | | For | | |
| 6.1 | APPROVE REMUNERATION OF DIRECTORS IN THE AMOUNT OF CHF 1.3 MILLION | Management | | For | | For | | |
| 6.2 | APPROVE REMUNERATION OF EXECUTIVE COMMITTEE IN THE AMOUNT OF CHF 10.7 MILLION | Management | | For | | For | | |
| 7 | ELECTION OF THE INDEPENDENT PROXY PROPOSAL OF THE BOARD OF DIRECTORS: THE BOARD OF DIRECTORS PROPOSES THAT BDO AG, REPRESENTED BY MR MARC SCHAFFNER, BE ELECTED AS INDEPENDENT PROXY FOR A TERM OF OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL MEETING 2020 | Management | | For | | For | | |
| 8 | RATIFY ERNST YOUNG AG AS AUDITORS | Management | | For | | For | | |
| CMMT | 17 APR 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF TEXT-OF RESOLUTION 7. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE-AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 30,821 | | 0 | 06-Apr-2019 | 30-Apr-2019 |
| CYPRESS SEMICONDUCTOR CORPORATION | |
| Security | 232806109 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CY | | | | | | | | | Meeting Date | | 03-May-2019 |
| ISIN | US2328061096 | | | | | | | | | Agenda | | 934945912 - Management |
| Record Date | 08-Mar-2019 | | | | | | | | | Holding Recon Date | | 08-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 02-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: W. Steve Albrecht | Management | | For | | For | | |
| 1b. | Election of Director: Hassane El-Khoury | Management | | For | | For | | |
| 1c. | Election of Director: Oh Chul Kwon | Management | | For | | For | | |
| 1d. | Election of Director: Catherine P. Lego | Management | | For | | For | | |
| 1e. | Election of Director: Camillo Martino | Management | | For | | For | | |
| 1f. | Election of Director: Jeffrey J. Owens | Management | | For | | For | | |
| 1g. | Election of Director: Jeannine P. Sargent | Management | | For | | For | | |
| 1h. | Election of Director: Michael S. Wishart | Management | | For | | For | | |
| 2. | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year 2019. | Management | | For | | For | | |
| 3. | Approval, on an advisory basis, of the Company's named executive officer compensation. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 12,125 | | 0 | 21-Mar-2019 | 06-May-2019 |
| SERVICE CORPORATION INTERNATIONAL | |
| Security | 817565104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | SCI | | | | | | | | | Meeting Date | | 08-May-2019 |
| ISIN | US8175651046 | | | | | | | | | Agenda | | 934952412 - Management |
| Record Date | 11-Mar-2019 | | | | | | | | | Holding Recon Date | | 11-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 07-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Alan R. Buckwalter | Management | | For | | For | | |
| 1b. | Election of Director: Jakki L. Haussler | Management | | For | | For | | |
| 1c. | Election of Director: Victor L. Lund | Management | | For | | For | | |
| 1d. | Election of Director: Ellen Ochoa | Management | | For | | For | | |
| 2. | Ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | To approve, by advisory vote, named executive officer compensation. | Management | | For | | For | | |
| 4. | The shareholder proposal to require an independent board chairman. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 8,036 | | 0 | 28-Mar-2019 | 09-May-2019 |
| IDEXX LABORATORIES, INC. | |
| Security | 45168D104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | IDXX | | | | | | | | | Meeting Date | | 08-May-2019 |
| ISIN | US45168D1046 | | | | | | | | | Agenda | | 934954240 - Management |
| Record Date | 15-Mar-2019 | | | | | | | | | Holding Recon Date | | 15-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 07-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Jonathan W. Ayers | Management | | For | | For | | |
| 1b. | Election of Director: Stuart M. Essig, PhD | Management | | For | | For | | |
| 1c. | Election of Director: M. Anne Szostak | Management | | For | | For | | |
| 2. | Ratification of Appointment of Independent Registered Public Accounting Firm. To ratify the selection of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the current fiscal year. | Management | | For | | For | | |
| 3. | Advisory Vote on Executive Compensation. To approve a nonbinding advisory resolution on the Company's executive compensation. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,300 | | 0 | 26-Mar-2019 | 09-May-2019 |
| PULTEGROUP, INC. | |
| Security | 745867101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | PHM | | | | | | | | | Meeting Date | | 08-May-2019 |
| ISIN | US7458671010 | | | | | | | | | Agenda | | 934961788 - Management |
| Record Date | 15-Mar-2019 | | | | | | | | | Holding Recon Date | | 15-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 07-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Brian P. Anderson | Management | | For | | For | | |
| 1b. | Election of Director: Bryce Blair | Management | | For | | For | | |
| 1c. | Election of Director: Richard W. Dreiling | Management | | For | | For | | |
| 1d. | Election of Director: Thomas J. Folliard | Management | | For | | For | | |
| 1e. | Election of Director: Cheryl W. Grisé | Management | | For | | For | | |
| 1f. | Election of Director: André J. Hawaux | Management | | For | | For | | |
| 1g. | Election of Director: Ryan R. Marshall | Management | | For | | For | | |
| 1h. | Election of Director: John R. Peshkin | Management | | For | | For | | |
| 1i. | Election of Director: Scott F. Powers | Management | | For | | For | | |
| 1j. | Election of Director: William J. Pulte | Management | | For | | For | | |
| 1k. | Election of Director: Lila Snyder | Management | | For | | For | | |
| 2. | Ratification of appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | | For | | For | | |
| 3. | Say-on-pay: Advisory vote to approve executive compensation. | Management | | For | | For | | |
| 4. | Approval of an amendment to extend the term of our amended and restated Section 382 rights agreement. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 28,173 | | 0 | 27-Mar-2019 | 09-May-2019 |
| ELANCO ANIMAL HEALTH INCORPORATED | |
| Security | 28414H103 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | ELAN | | | | | | | | | Meeting Date | | 08-May-2019 |
| ISIN | US28414H1032 | | | | | | | | | Agenda | | 934988354 - Management |
| Record Date | 22-Mar-2019 | | | | | | | | | Holding Recon Date | | 22-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 07-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Kapila K. Anand | Management | | For | | For | | |
| 1b. | Election of Director: John P. Bilbrey | Management | | For | | For | | |
| 1c. | Election of Director: R. David Hoover | Management | | For | | For | | |
| 1d. | Election of Director: Lawrence E. Kurzius | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's principal independent auditor for 2019. | Management | | For | | For | | |
| 3. | To approve, by non-binding vote, the compensation of the Company's named executive officers. | Management | | For | | For | | |
| 4. | To recommend, by non-binding vote, the frequency of executive compensation votes. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 9,100 | | 0 | 11-Apr-2019 | 09-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 8,000 | | 0 | 11-Apr-2019 | 09-May-2019 |
| RINGCENTRAL, INC. | |
| Security | 76680R206 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | RNG | | | | | | | | | Meeting Date | | 10-May-2019 |
| ISIN | US76680R2067 | | | | | | | | | Agenda | | 934999864 - Management |
| Record Date | 05-Apr-2019 | | | | | | | | | Holding Recon Date | | 05-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 09-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Vladimir Shmunis | | | | | For | | For | | |
| | | | 2 | Neil Williams | | | | | For | | For | | |
| | | | 3 | Robert Theis | | | | | For | | For | | |
| | | | 4 | Michelle McKenna | | | | | For | | For | | |
| | | | 5 | Allan Thygesen | | | | | For | | For | | |
| | | | 6 | Kenneth Goldman | | | | | For | | For | | |
| | | | 7 | Godfrey Sullivan | | | | | For | | For | | |
| 2. | To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2019 (Proposal Two). | Management | | For | | For | | |
| 3. | To approve, on an advisory (non-binding) basis, the named executive officers' compensation, as disclosed in the proxy statement (Proposal Three). | Management | | For | | For | | |
| 4. | To approve the French Sub-Plan to the RingCentral, Inc. 2013 Equity Incentive Plan (Proposal Four). | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,900 | | 0 | 18-Apr-2019 | 13-May-2019 |
| FIRST REPUBLIC BANK | |
| Security | 33616C100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | FRC | | | | | | | | | Meeting Date | | 14-May-2019 |
| ISIN | US33616C1009 | | | | | | | | | Agenda | | 934959757 - Management |
| Record Date | 15-Mar-2019 | | | | | | | | | Holding Recon Date | | 15-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 13-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: James H. Herbert, II | Management | | For | | For | | |
| 1b. | Election of Director: Katherine August-deWilde | Management | | For | | For | | |
| 1c. | Election of Director: Thomas J. Barrack, Jr. | Management | | For | | For | | |
| 1d. | Election of Director: Hafize Gaye Erkan | Management | | For | | For | | |
| 1e. | Election of Director: Frank J. Fahrenkopf, Jr. | Management | | For | | For | | |
| 1f. | Election of Director: Boris Groysberg | Management | | For | | For | | |
| 1g. | Election of Director: Sandra R. Hernández | Management | | For | | For | | |
| 1h. | Election of Director: Pamela J. Joyner | Management | | For | | For | | |
| 1i. | Election of Director: Reynold Levy | Management | | For | | For | | |
| 1j. | Election of Director: Duncan L. Niederauer | Management | | For | | For | | |
| 1k. | Election of Director: George G.C. Parker | Management | | For | | For | | |
| 2. | To ratify the appointment of KPMG LLP as the independent auditor of First Republic Bank for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | To approve, by advisory (non-binding) vote, the compensation of our executive officers ("say on pay" vote). | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,800 | | 0 | 02-Apr-2019 | 15-May-2019 |
| GRANITE POINT MORTGAGE TRUST INC. | |
| Security | 38741L107 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GPMT | | | | | | | | | Meeting Date | | 14-May-2019 |
| ISIN | US38741L1070 | | | | | | | | | Agenda | | 934965837 - Management |
| Record Date | 20-Mar-2019 | | | | | | | | | Holding Recon Date | | 20-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 13-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Tanuja M. Dehne | Management | | For | | For | | |
| 1b. | Election of Director: Martin A. Kamarck | Management | | For | | For | | |
| 1c. | Election of Director: Stephen G. Kasnet | Management | | For | | For | | |
| 1d. | Election of Director: William Roth | Management | | For | | For | | |
| 1e. | Election of Director: W. Reid Sanders | Management | | For | | For | | |
| 1f. | Election of Director: Thomas E. Siering | Management | | For | | For | | |
| 1g. | Election of Director: John A. Taylor | Management | | For | | For | | |
| 1h. | Election of Director: Hope B. Woodhouse | Management | | For | | For | | |
| 2. | Advisory vote on the compensation of our executive officers. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Ernst & Young LLP to serve as our independent registered public accounting firm for our fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 20,000 | | 0 | 05-Apr-2019 | 15-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 18,600 | | 0 | 05-Apr-2019 | 15-May-2019 |
| WAYFAIR INC | |
| Security | 94419L101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | W | | | | | | | | | Meeting Date | | 14-May-2019 |
| ISIN | US94419L1017 | | | | | | | | | Agenda | | 934966699 - Management |
| Record Date | 18-Mar-2019 | | | | | | | | | Holding Recon Date | | 18-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 13-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Niraj Shah | Management | | For | | For | | |
| 1b. | Election of Director: Steven Conine | Management | | For | | For | | |
| 1c. | Election of Director: Julie Bradley | Management | | For | | For | | |
| 1d. | Election of Director: Robert Gamgort | Management | | For | | For | | |
| 1e. | Election of Director: Andrea Jung | Management | | For | | For | | |
| 1f. | Election of Director: Michael Kumin | Management | | For | | For | | |
| 1g. | Election of Director: James Miller | Management | | For | | For | | |
| 1h. | Election of Director: Jeffrey Naylor | Management | | For | | For | | |
| 1i. | Election of Director: Romero Rodrigues | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Corporation's independent registered public accountants for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,700 | | 0 | 03-Apr-2019 | 15-May-2019 |
| ALIGN TECHNOLOGY, INC. | |
| Security | 016255101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | ALGN | | | | | | | | | Meeting Date | | 15-May-2019 |
| ISIN | US0162551016 | | | | | | | | | Agenda | | 934960370 - Management |
| Record Date | 20-Mar-2019 | | | | | | | | | Holding Recon Date | | 20-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 14-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Kevin J. Dallas | Management | | For | | For | | |
| 1b. | Election of Director: Joseph M. Hogan | Management | | For | | For | | |
| 1c. | Election of Director: Joseph Lacob | Management | | For | | For | | |
| 1d. | Election of Director: C. Raymond Larkin, Jr. | Management | | For | | For | | |
| 1e. | Election of Director: George J. Morrow | Management | | For | | For | | |
| 1f. | Election of Director: Thomas M. Prescott | Management | | For | | For | | |
| 1g. | Election of Director: Andrea L. Saia | Management | | For | | For | | |
| 1h. | Election of Director: Greg J. Santora | Management | | For | | For | | |
| 1i. | Election of Director: Susan E. Siegel | Management | | For | | For | | |
| 1j. | Election of Director: Warren S. Thaler | Management | | For | | For | | |
| 2. | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,140 | | 0 | 05-Apr-2019 | 16-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 700 | | 0 | 05-Apr-2019 | 16-May-2019 |
| ANTHEM, INC. | |
| Security | 036752103 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | ANTM | | | | | | | | | Meeting Date | | 15-May-2019 |
| ISIN | US0367521038 | | | | | | | | | Agenda | | 934964429 - Management |
| Record Date | 08-Mar-2019 | | | | | | | | | Holding Recon Date | | 08-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 14-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1.1 | Election of Director Nominee: Bahija Jallal | Management | | For | | For | | |
| 1.2 | Election of Director Nominee: Elizabeth E. Tallett | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019. | Management | | For | | For | | |
| 3. | Advisory vote to approve the compensation of our named executive officers. | Management | | For | | For | | |
| 4. | To approve proposed amendments to our Articles of Incorporation to eliminate the classified board structure when permitted under our contractual obligations with the Blue Cross and Blue Shield Association. | Management | | For | | For | | |
| 5. | Shareholder proposal to elect each director annually. | Shareholder | | Against | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,705 | | 0 | 30-Mar-2019 | 16-May-2019 |
| GALAXY ENTERTAINMENT GROUP LTD | |
| Security | Y2679D118 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 16-May-2019 |
| ISIN | HK0027032686 | | | | | | | | | Agenda | | 710819989 - Management |
| Record Date | 09-May-2019 | | | | | | | | | Holding Recon Date | | 09-May-2019 |
| City / | Country | | HONG KONG | / | Hong Kong | | | | | | Vote Deadline Date | | 08-May-2019 |
| SEDOL(s) | 6465874 - B067CZ3 - B1HHLC9 - BD8NC16 - BP3RQ04 - BRTM812 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF "ABSTAIN" WILL BE TREATED-THE SAME AS A "TAKE NO ACTION" VOTE. | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0328/LTN20190328668.PDF- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0328/LTN20190328637.PDF | Non-Voting | | | | | | |
| 1 | TO RECEIVE AND CONSIDER THE AUDITED FINANCIAL STATEMENTS AND REPORTS OF THE DIRECTORS AND AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 2.1 | TO RE-ELECT MR. JOSEPH CHEE YING KEUNG AS A DIRECTOR | Management | | For | | For | | |
| 2.2 | TO RE-ELECT MR. JAMES ROSS ANCELL AS A DIRECTOR | Management | | For | | For | | |
| 2.3 | TO RE-ELECT DR. CHARLES CHEUNG WAI BUN AS A DIRECTOR | Management | | For | | For | | |
| 2.4 | TO RE-ELECT MR. MICHAEL VICTOR MECCA AS A DIRECTOR | Management | | For | | For | | |
| 2.5 | TO FIX THE DIRECTORS' REMUNERATION | Management | | For | | For | | |
| 3 | TO RE-APPOINT AUDITOR AND AUTHORISE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION: PRICEWATERHOUSECOOPERS | Management | | For | | For | | |
| 4.1 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO BUY-BACK SHARES OF THE COMPANY | Management | | For | | For | | |
| 4.2 | TO GIVE A GENERAL MANDATE TO THE DIRECTORS TO ISSUE ADDITIONAL SHARES OF THE COMPANY | Management | | For | | For | | |
| 4.3 | TO EXTEND THE GENERAL MANDATE AS APPROVED UNDER 4.2 | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 68,500 | | 0 | 30-Mar-2019 | 10-May-2019 |
| FLOOR & DECOR HOLDINGS INC | |
| Security | 339750101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | FND | | | | | | | | | Meeting Date | | 16-May-2019 |
| ISIN | US3397501012 | | | | | | | | | Agenda | | 934959377 - Management |
| Record Date | 20-Mar-2019 | | | | | | | | | Holding Recon Date | | 20-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 15-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Michael Fung | Management | | For | | For | | |
| 1b. | Election of Director: John M. Roth | Management | | For | | For | | |
| 1c. | Election of Director: Thomas V. Taylor | Management | | For | | For | | |
| 1d. | Election of Director: Rachel H. Lee | Management | | For | | For | | |
| 2. | Ratify the appointment of Ernst & Young LLP as independent auditors for the Company's 2019 fiscal year. | Management | | For | | For | | |
| 3. | To approve, by non-binding vote, the compensation paid to the Company's named executive officers. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 13,300 | | 0 | 14-May-2019 | 17-May-2019 |
| SBA COMMUNICATIONS CORPORATION | |
| Security | 78410G104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | SBAC | | | | | | | | | Meeting Date | | 16-May-2019 |
| ISIN | US78410G1040 | | | | | | | | | Agenda | | 934969695 - Management |
| Record Date | 15-Mar-2019 | | | | | | | | | Holding Recon Date | | 15-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 15-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1.1 | Election of Director for a three-year term: Kevin L. Beebe | Management | | For | | For | | |
| 1.2 | Election of Director for a three-year term: Jack Langer | Management | | For | | For | | |
| 1.3 | Election of Director for a three-year term: Jeffrey A. Stoops | Management | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as SBA's independent registered public accounting firm for the 2019 fiscal year. | Management | | For | | For | | |
| 3. | Approval, on an advisory basis, of the compensation of SBA's named executive officers. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,050 | | 0 | 06-Apr-2019 | 17-May-2019 |
| AIA GROUP LTD | |
| Security | Y002A1105 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 17-May-2019 |
| ISIN | HK0000069689 | | | | | | | | | Agenda | | 710936672 - Management |
| Record Date | 10-May-2019 | | | | | | | | | Holding Recon Date | | 10-May-2019 |
| City / | Country | | HONG KONG | / | Hong Kong | | | | | | Vote Deadline Date | | 09-May-2019 |
| SEDOL(s) | B4TX8S1 - B4Y5XL0 - B5WGY64 - BD8NJM6 - BP3RP07 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411787.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411664.PDF | Non-Voting | | | | | | |
| CMMT | PLEASE NOTE IN THE HONG KONG MARKET THAT A VOTE OF 'ABSTAIN' WILL BE TREATED-THE SAME AS A 'TAKE NO ACTION' VOTE | Non-Voting | | | | | | |
| 1 | TO RECEIVE THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY, THE REPORT OF THE DIRECTORS AND THE INDEPENDENT AUDITOR'S REPORT FOR THE THIRTEEN-MONTH PERIOD ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 2.A | TO DECLARE A SPECIAL DIVIDEND OF 9.50 HONG KONG CENTS PER SHARE FOR THE THIRTEEN- MONTH PERIOD ENDED31 DECEMBER 2018 | Management | | For | | For | | |
| 2.B | TO DECLARE A FINAL DIVIDEND OF 84.80 HONG KONG CENTS PER SHARE FOR THE THIRTEEN- MONTH PERIOD ENDED31 DECEMBER 2018 | Management | | For | | For | | |
| 3 | TO RE-ELECT MS. SWEE-LIAN TEO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 4 | TO RE-ELECT DR. NARONGCHAI AKRASANEE AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 5 | TO RE-ELECT MR. GEORGE YONG-BOON YEO AS INDEPENDENT NON-EXECUTIVE DIRECTOR OF THE COMPANY | Management | | For | | For | | |
| 6 | TO RE-APPOINT PRICEWATERHOUSECOOPERS AS AUDITOR OF THE COMPANY AND TO AUTHORISE THE BOARD OF DIRECTORS OF THE COMPANY TO FIX ITS REMUNERATION | Management | | For | | For | | |
| 7.A | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH ADDITIONAL SHARES OF THE COMPANY, NOT EXCEEDING 10 PER CENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION, AND THE DISCOUNT FOR ANY SHARES TO BE ISSUED SHALL NOT EXCEED 10 PER CENT TO THE BENCHMARKED PRICE | Management | | For | | For | | |
| 7.B | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO BUY BACK SHARES OF THE COMPANY, NOT EXCEEDING 10 PERCENT OF THE NUMBER OF SHARES OF THE COMPANY IN ISSUE AS AT THE DATE OF THIS RESOLUTION | Management | | For | | For | | |
| 7.C | TO GRANT A GENERAL MANDATE TO THE DIRECTORS TO ALLOT, ISSUE AND DEAL WITH SHARES OF THE COMPANY UNDER THE RESTRICTED SHARE UNIT SCHEME ADOPTED BY THE COMPANY ON 28 SEPTEMBER 2010 (AS AMENDED) | Management | | For | | For | | |
| 8 | TO ADJUST THE LIMIT OF THE ANNUAL SUM OF THE DIRECTORS' FEES TO USD 2,500,000 | Management | | For | | For | | |
| 9 | TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 40,600 | | 0 | 12-Apr-2019 | 11-May-2019 |
| AMERICAN INTERNATIONAL GROUP, INC. | |
| Security | 026874784 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AIG | | | | | | | | | Meeting Date | | 21-May-2019 |
| ISIN | US0268747849 | | | | | | | | | Agenda | | 934973606 - Management |
| Record Date | 25-Mar-2019 | | | | | | | | | Holding Recon Date | | 25-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 20-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: W. DON CORNWELL | Management | | For | | For | | |
| 1b. | Election of Director: BRIAN DUPERREAULT | Management | | For | | For | | |
| 1c. | Election of Director: JOHN H. FITZPATRICK | Management | | For | | For | | |
| 1d. | Election of Director: WILLIAM G. JURGENSEN | Management | | For | | For | | |
| 1e. | Election of Director: CHRISTOPHER S. LYNCH | Management | | For | | For | | |
| 1f. | Election of Director: HENRY S. MILLER | Management | | For | | For | | |
| 1g. | Election of Director: LINDA A. MILLS | Management | | For | | For | | |
| 1h. | Election of Director: THOMAS F. MOTAMED | Management | | For | | For | | |
| 1i. | Election of Director: SUZANNE NORA JOHNSON | Management | | For | | For | | |
| 1j. | Election of Director: PETER R. PORRINO | Management | | For | | For | | |
| 1k. | Election of Director: AMY L. SCHIOLDAGER | Management | | For | | For | | |
| 1l. | Election of Director: DOUGLAS M. STEENLAND | Management | | For | | For | | |
| 1m. | Election of Director: THERESE M. VAUGHAN | Management | | For | | For | | |
| 2. | To vote, on a non-binding advisory basis, to approve executive compensation. | Management | | For | | For | | |
| 3. | To vote, on a non-binding advisory basis, on the frequency of future executive compensation votes. | Management | | 3 Years | | Against | | |
| 4. | To act upon a proposal to ratify the selection of PricewaterhouseCoopers LLP as AIG's independent registered public accounting firm for 2019. | Management | | For | | For | | |
| 5. | To vote on a shareholder proposal to give shareholders who hold at least 10 percent of AIG's outstanding common stock the right to call special meetings. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,000 | | 0 | 03-Apr-2019 | 22-May-2019 |
| JPMORGAN CHASE & CO. | |
| Security | 46625H100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | JPM | | | | | | | | | Meeting Date | | 21-May-2019 |
| ISIN | US46625H1005 | | | | | | | | | Agenda | | 934979088 - Management |
| Record Date | 22-Mar-2019 | | | | | | | | | Holding Recon Date | | 22-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 20-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Linda B. Bammann | Management | | For | | For | | |
| 1b. | Election of Director: James A. Bell | Management | | For | | For | | |
| 1c. | Election of Director: Stephen B. Burke | Management | | For | | For | | |
| 1d. | Election of Director: Todd A. Combs | Management | | For | | For | | |
| 1e. | Election of Director: James S. Crown | Management | | For | | For | | |
| 1f. | Election of Director: James Dimon | Management | | For | | For | | |
| 1g. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| 1h. | Election of Director: Mellody Hobson | Management | | For | | For | | |
| 1i. | Election of Director: Laban P. Jackson, Jr. | Management | | For | | For | | |
| 1j. | Election of Director: Michael A. Neal | Management | | For | | For | | |
| 1k. | Election of Director: Lee R. Raymond | Management | | For | | For | | |
| 2. | Advisory resolution to approve executive compensation | Management | | For | | For | | |
| 3. | Ratification of independent registered public accounting firm | Management | | For | | For | | |
| 4. | Gender pay equity report | Shareholder | | Against | | For | | |
| 5. | Enhance shareholder proxy access | Shareholder | | Against | | For | | |
| 6. | Cumulative voting | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 5,600 | | 0 | 06-Apr-2019 | 22-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 1,900 | | 0 | 06-Apr-2019 | 22-May-2019 |
| AMGEN INC. | |
| Security | 031162100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AMGN | | | | | | | | | Meeting Date | | 21-May-2019 |
| ISIN | US0311621009 | | | | | | | | | Agenda | | 934979266 - Management |
| Record Date | 22-Mar-2019 | | | | | | | | | Holding Recon Date | | 22-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 20-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Dr. Wanda M. Austin | Management | | For | | For | | |
| 1b. | Election of Director: Mr. Robert A. Bradway | Management | | For | | For | | |
| 1c. | Election of Director: Dr. Brian J. Druker | Management | | For | | For | | |
| 1d. | Election of Director: Mr. Robert A. Eckert | Management | | For | | For | | |
| 1e. | Election of Director: Mr. Greg C. Garland | Management | | For | | For | | |
| 1f. | Election of Director: Mr. Fred Hassan | Management | | For | | For | | |
| 1g. | Election of Director: Dr. Rebecca M. Henderson | Management | | For | | For | | |
| 1h. | Election of Director: Mr. Charles M. Holley, Jr. | Management | | For | | For | | |
| 1i. | Election of Director: Dr. Tyler Jacks | Management | | For | | For | | |
| 1j. | Election of Director: Ms. Ellen J. Kullman | Management | | For | | For | | |
| 1k. | Election of Director: Dr. Ronald D. Sugar | Management | | For | | For | | |
| 1l. | Election of Director: Dr. R. Sanders Williams | Management | | For | | For | | |
| 2. | Advisory vote to approve our executive compensation. | Management | | For | | For | | |
| 3. | To ratify the selection of Ernst & Young LLP as our independent registered public accountants for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,510 | | 0 | 09-Apr-2019 | 22-May-2019 |
| AMAZON.COM, INC. | |
| Security | 023135106 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | AMZN | | | | | | | | | Meeting Date | | 22-May-2019 |
| ISIN | US0231351067 | | | | | | | | | Agenda | | 934985954 - Management |
| Record Date | 28-Mar-2019 | | | | | | | | | Holding Recon Date | | 28-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 21-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Jeffrey P. Bezos | Management | | For | | For | | |
| 1b. | Election of Director: Rosalind G. Brewer | Management | | For | | For | | |
| 1c. | Election of Director: Jamie S. Gorelick | Management | | For | | For | | |
| 1d. | Election of Director: Daniel P. Huttenlocher | Management | | For | | For | | |
| 1e. | Election of Director: Judith A. McGrath | Management | | For | | For | | |
| 1f. | Election of Director: Indra K. Nooyi | Management | | For | | For | | |
| 1g. | Election of Director: Jonathan J. Rubinstein | Management | | For | | For | | |
| 1h. | Election of Director: Thomas O. Ryder | Management | | For | | For | | |
| 1i. | Election of Director: Patricia Q. Stonesifer | Management | | For | | For | | |
| 1j. | Election of Director: Wendell P. Weeks | Management | | For | | For | | |
| 2. | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS. | Management | | For | | For | | |
| 3. | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | Management | | For | | For | | |
| 4. | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON MANAGEMENT OF FOOD WASTE. | Shareholder | | Against | | For | | |
| 5. | SHAREHOLDER PROPOSAL REQUESTING A REDUCTION IN THE OWNERSHIP THRESHOLD FOR CALLING SPECIAL SHAREHOLDER MEETINGS. | Shareholder | | Against | | For | | |
| 6. | SHAREHOLDER PROPOSAL REQUESTING A BAN ON GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | | Against | | For | | |
| 7. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON THE IMPACT OF GOVERNMENT USE OF CERTAIN TECHNOLOGIES. | Shareholder | | Against | | For | | |
| 8. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN PRODUCTS. | Shareholder | | Against | | For | | |
| 9. | SHAREHOLDER PROPOSAL REQUESTING AN INDEPENDENT BOARD CHAIR POLICY. | Shareholder | | Against | | For | | |
| 10. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CERTAIN EMPLOYMENT POLICIES. | Shareholder | | Against | | For | | |
| 11. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE TOPICS. | Shareholder | | Against | | For | | |
| 12. | SHAREHOLDER PROPOSAL REQUESTING A BOARD IDEOLOGY DISCLOSURE POLICY. | Shareholder | | Against | | For | | |
| 13. | SHAREHOLDER PROPOSAL REQUESTING CHANGES TO THE COMPANY'S GENDER PAY REPORTING. | Shareholder | | Against | | For | | |
| 14. | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON INTEGRATING CERTAIN METRICS INTO EXECUTIVE COMPENSATION. | Shareholder | | Against | | For | | |
| 15. | SHAREHOLDER PROPOSAL REGARDING VOTE- COUNTING PRACTICES FOR SHAREHOLDER PROPOSALS. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 420 | | 0 | 12-Apr-2019 | 23-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 100 | | 0 | 12-Apr-2019 | 23-May-2019 |
| THE HOME DEPOT, INC. | |
| Security | 437076102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | HD | | | | | | | | | Meeting Date | | 23-May-2019 |
| ISIN | US4370761029 | | | | | | | | | Agenda | | 934976157 - Management |
| Record Date | 25-Mar-2019 | | | | | | | | | Holding Recon Date | | 25-Mar-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 22-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Gerard J. Arpey | Management | | For | | For | | |
| 1b. | Election of Director: Ari Bousbib | Management | | For | | For | | |
| 1c. | Election of Director: Jeffery H. Boyd | Management | | For | | For | | |
| 1d. | Election of Director: Gregory D. Brenneman | Management | | For | | For | | |
| 1e. | Election of Director: J. Frank Brown | Management | | For | | For | | |
| 1f. | Election of Director: Albert P. Carey | Management | | For | | For | | |
| 1g. | Election of Director: Helena B. Foulkes | Management | | For | | For | | |
| 1h. | Election of Director: Linda R. Gooden | Management | | For | | For | | |
| 1i. | Election of Director: Wayne M. Hewett | Management | | For | | For | | |
| 1j. | Election of Director: Manuel Kadre | Management | | For | | For | | |
| 1k. | Election of Director: Stephanie C. Linnartz | Management | | For | | For | | |
| 1l. | Election of Director: Craig A. Menear | Management | | For | | For | | |
| 2. | Ratification of the Appointment of KPMG LLP | Management | | For | | For | | |
| 3. | Advisory Vote to Approve Executive Compensation ("Say-on-Pay") | Management | | For | | For | | |
| 4. | Shareholder Proposal Regarding EEO-1 Disclosure | Shareholder | | Against | | For | | |
| 5. | Shareholder Proposal to Reduce the Threshold to Call Special Shareholder Meetings to 10% of Outstanding Shares | Shareholder | | Against | | For | | |
| 6. | Shareholder Proposal Regarding Report on Prison Labor in the Supply Chain | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,900 | | 0 | 09-Apr-2019 | 24-May-2019 |
| INPHI CORPORATION | |
| Security | 45772F107 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | IPHI | | | | | | | | | Meeting Date | | 23-May-2019 |
| ISIN | US45772F1075 | | | | | | | | | Agenda | | 935008513 - Management |
| Record Date | 10-Apr-2019 | | | | | | | | | Holding Recon Date | | 10-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 22-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Dr. Chenming C. Hu | | | | | For | | For | | |
| | | | 2 | Elissa Murphy | | | | | For | | For | | |
| | | | 3 | Sam S. Srinivasan | | | | | For | | For | | |
| 2. | Advisory vote to approve executive compensation | Management | | For | | For | | |
| 3. | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,500 | | 0 | 27-Apr-2019 | 24-May-2019 |
| CHINA INTERNATIONAL CAPITAL CORPORATION LTD | |
| Security | Y1R99Y109 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 28-May-2019 |
| ISIN | CNE100002359 | | | | | | | | | Agenda | | 710977731 - Management |
| Record Date | 26-Apr-2019 | | | | | | | | | Holding Recon Date | | 26-Apr-2019 |
| City / | Country | | BEIJING | / | China | | | | | | Vote Deadline Date | | 22-May-2019 |
| SEDOL(s) | BD8NMZ0 - BFXSPL1 - BYNYT32 - BYZJTD5 - BZ169C6 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0412/LTN20190412474.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0412/LTN20190412514.PDF | Non-Voting | | | | | | |
| 1 | TO CONSIDER AND APPROVE THE 2018 WORK REPORT OF THE BOARD OF DIRECTORS | Management | | For | | For | | |
| 2 | TO CONSIDER AND APPROVE THE 2018 WORK REPORT OF THE SUPERVISORY COMMITTEE | Management | | For | | For | | |
| 3 | TO CONSIDER AND APPROVE THE 2018 ANNUAL REPORT | Management | | For | | For | | |
| 4 | TO CONSIDER AND APPROVE THE 2018 PROFIT DISTRIBUTION PLAN: THE TOTAL PROPOSED CASH DIVIDEND TO BE DISTRIBUTED WAS RMB 670,826,858.88 (TAX INCLUSIVE) (THE "2018 FINAL DIVIDEND"). IN CASE OF ANY CHANGES IN THE TOTAL NUMBER OF ISSUED SHARES OF THE COMPANY ON THE RECORD DATE (BEING THURSDAY, JUNE 6, 2019) BY REASON OF PLACING OF SHARES OR SHARE REPURCHASE, THE AMOUNT OF CASH DIVIDEND PER SHARE WILL BE ADJUSTED ACCORDINGLY, WITHIN THE TOTAL AMOUNT OF RMB670,826,858.88 (TAX INCLUSIVE). ON THE BASIS OF 4,192,667,868 SHARES ISSUED TO DATE, A CASH DIVIDEND OF RMB1.6 (TAX INCLUSIVE) FOR EVERY TEN SHARES HELD WILL BE DISTRIBUTED | Management | | For | | For | | |
| 5 | TO CONSIDER AND APPROVE THE CHANGE OF THE ACCOUNTING FIRMS | Management | | For | | For | | |
| 6 | TO CONSIDER AND APPROVE THE GENERAL MANDATE TO ISSUE SHARES | Management | | For | | For | | |
| 7 | TO CONSIDER AND APPROVE THE AUTHORIZATION OF ISSUANCES OF ONSHORE AND OFFSHORE DEBT FINANCING INSTRUMENTS | Management | | For | | For | | |
| | | �� | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 111,600 | | 0 | 17-Apr-2019 | 24-May-2019 |
| ILLUMINA, INC. | |
| Security | 452327109 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | ILMN | | | | | | | | | Meeting Date | | 29-May-2019 |
| ISIN | US4523271090 | | | | | | | | | Agenda | | 934985067 - Management |
| Record Date | 01-Apr-2019 | | | | | | | | | Holding Recon Date | | 01-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 28-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1A. | Election of Director: Frances Arnold, Ph.D. | Management | | For | | For | | |
| 1B. | Election of Director: Francis A. deSouza | Management | | For | | For | | |
| 1C. | Election of Director: Susan E. Siegel | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement. | Management | | For | | For | | |
| 4. | To approve an amendment to our Amended and Restated Certificate of Incorporation to declassify our Board of Directors. | Management | | For | | For | | |
| 5. | To approve, on an advisory basis, a stockholder proposal to enhance election-related disclosures. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,555 | | 0 | 17-Apr-2019 | 30-May-2019 |
| ANHUI CONCH CEMENT COMPANY LIMITED | |
| Security | Y01373102 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 30-May-2019 |
| ISIN | CNE1000001W2 | | | | | | | | | Agenda | | 710942144 - Management |
| Record Date | 29-Apr-2019 | | | | | | | | | Holding Recon Date | | 29-Apr-2019 |
| City / | Country | | WUHU | / | China | | | | | | Vote Deadline Date | | 24-May-2019 |
| SEDOL(s) | 6080396 - B01W480 - B1BJMK6 - BD8NH00 - BP3RR90 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411376.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0411/LTN20190411360.PDF | Non-Voting | | | | | | |
| 1 | AS ORDINARY RESOLUTION, TO APPROVE THE REPORT OF THE BOARD ("BOARD") OF DIRECTORS ("DIRECTOR(S)") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 2 | AS ORDINARY RESOLUTION, TO APPROVE THE REPORT OF THE SUPERVISORY COMMITTEE ("SUPERVISORY COMMITTEE") OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 3 | AS ORDINARY RESOLUTION, TO APPROVE THE AUDITED FINANCIAL REPORTS PREPARED IN ACCORDANCE WITH THE PRC ACCOUNTING STANDARDS AND INTERNATIONAL FINANCIAL REPORTING STANDARDS RESPECTIVELY FOR THE YEAR ENDED 31 DECEMBER 2018 | Management | | For | | For | | |
| 4 | AS ORDINARY RESOLUTION, TO APPROVE THE REAPPOINTMENT OF KPMG HUAZHEN LLP AND KPMG AS THE PRC AND INTERNATIONAL FINANCIAL AUDITORS OF THE COMPANY RESPECTIVELY, THE REAPPOINTMENT OF KPMG HUAZHEN LLP AS THE INTERNAL CONTROL AUDITOR OF THE COMPANY, AND THE AUTHORIZATION OF THE BOARD TO DETERMINE THE REMUNERATION OF THE AUDITORS IN ACCORDANCE WITH THE AUDIT WORK PERFORMED BY THE AUDITORS AS REQUIRED BY THE BUSINESS AND SCALE OF THE COMPANY | Management | | For | | For | | |
| 5 | AS ORDINARY RESOLUTION, TO APPROVE THE COMPANY'S 2018 PROFIT APPROPRIATION PROPOSAL (INCLUDING DECLARATION OF FINAL DIVIDEND): RMB1.69 PER SHARE | Management | | For | | For | | |
| 6 | AS ORDINARY RESOLUTION, TO APPROVE THE PROVISION OF GUARANTEE BY THE COMPANY IN RESPECT OF THE BANK BORROWINGS OR TRADE FINANCE CREDIT OF 9 SUBSIDIARIES AND JOINT VENTURE ENTITIES | Management | | For | | For | | |
| 7 | AS ORDINARY RESOLUTION, TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE SHAREHOLDERS' MEETINGS | Management | | For | | For | | |
| 8 | AS ORDINARY RESOLUTION, TO APPROVE THE AMENDMENTS TO THE RULES OF PROCEDURES FOR THE BOARD OF DIRECTOR | Management | | For | | For | | |
| 9 | AS SPECIAL RESOLUTION, TO APPROVE THE AMENDMENTS TO THE ARTICLES OF ASSOCIATION OF THE COMPANY: ARTICLES: 16, 33, 101, 102, 106 | Management | | For | | For | | |
| 10 | AS SPECIAL RESOLUTION, TO APPROVE THE GRANT OF A MANDATE TO THE BOARD TO EXERCISE THE POWER TO ALLOT AND ISSUE NEW SHARES | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 11.A THROUGH 11.E WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| 11.A | TO ELECT AND APPOINT MR. GAO DENGBANG AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 11.B | TO ELECT AND APPOINT MR. WANG JIANCHAO AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 11.C | TO ELECT AND APPOINT MR. WU BIN AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 11.D | TO ELECT AND APPOINT MR. LI QUNFENG AS AN EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 11.E | TO ELECT AND APPOINT MR. DING FENG AS A NON- EXECUTIVE DIRECTOR | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 12.A THROUGH 12.C WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| 12.A | TO ELECT AND APPOINT MR. YANG MIANZHI AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| 12.B | TO ELECT AND APPOINT MR. LEUNG TAT KWONG SIMON AS AN INDEPENDENT NONEXECUTIVE DIRECTOR | Management | | For | | For | | |
| 12.C | TO ELECT AND APPOINT MS. ZHANG YUNYAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Management | | For | | For | | |
| CMMT | PLEASE NOTE THAT PER THE AGENDA PUBLISHED BY THE ISSUER, AGAINST AND ABSTAIN-VOTES FOR RESOLUTIONS 13.A THROUGH 13.B WILL BE PROCESSED AS TAKE NO ACTION-BY THE LOCAL CUSTODIAN BANKS. ONLY FOR VOTES FOR THESE RESOLUTIONS WILL BE-LODGED IN THE MARKET | Non-Voting | | | | | | |
| 13.A | TO ELECT AND APPOINT MR. WU XIAOMING AS A SUPERVISOR | Management | | For | | For | | |
| 13.B | TO ELECT AND APPOINT MR. WANG PENGFEI AS A SUPERVISOR | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 78,500 | | 0 | 12-Apr-2019 | 28-May-2019 |
| TELADOC HEALTH, INC. | |
| Security | 87918A105 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | TDOC | | | | | | | | | Meeting Date | | 30-May-2019 |
| ISIN | US87918A1051 | | | | | | | | | Agenda | | 934988253 - Management |
| Record Date | 05-Apr-2019 | | | | | | | | | Holding Recon Date | | 05-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 29-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Ms. Helen Darling | | | | | For | | For | | |
| | | | 2 | Mr. William H. Frist MD | | | | | For | | For | | |
| | | | 3 | Mr. Michael Goldstein | | | | | For | | For | | |
| | | | 4 | Mr. Jason Gorevic | | | | | For | | For | | |
| | | | 5 | Mr. Brian McAndrews | | | | | For | | For | | |
| | | | 6 | Mr. Thomas G. McKinley | | | | | For | | For | | |
| | | | 7 | Mr. Arneek Multani | | | | | For | | For | | |
| | | | 8 | Mr. Kenneth H. Paulus | | | | | For | | For | | |
| | | | 9 | Mr. David Shedlarz | | | | | For | | For | | |
| | | | 10 | Mr. David B. Snow, Jr. | | | | | For | | For | | |
| | | | 11 | Mr. Mark D. Smith, MD | | | | | For | | For | | |
| 2. | Approve, on an advisory basis, the compensation of Teladoc Health's named executive officers. | Management | | For | | For | | |
| 3. | Ratify the appointment of Ernst & Young LLP as Teladoc Health's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,200 | | 0 | 20-Apr-2019 | 31-May-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 3,000 | | 0 | 20-Apr-2019 | 31-May-2019 |
| MASIMO CORPORATION | |
| Security | 574795100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | MASI | | | | | | | | | Meeting Date | | 30-May-2019 |
| ISIN | US5747951003 | | | | | | | | | Agenda | | 934994092 - Management |
| Record Date | 01-Apr-2019 | | | | | | | | | Holding Recon Date | | 01-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 29-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1A | Election of Class III Director: Adam Mikkelson | Management | | For | | For | | |
| 1B | Election of Class III Director: Craig Reynolds | Management | | For | | For | | |
| 2. | To ratify the selection of Grant Thornton as the Company's independent registered public accounting firm for fiscal year ending December 28, 2019. | Management | | For | | For | | |
| 3. | Advisory vote to approve named executive officer compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal for proxy access. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,900 | | 0 | 17-Apr-2019 | 31-May-2019 |
| INSTALLED BUILDING PRODUCTS, INC. | |
| Security | 45780R101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | IBP | | | | | | | | | Meeting Date | | 30-May-2019 |
| ISIN | US45780R1014 | | | | | | | | | Agenda | | 934994953 - Management |
| Record Date | 04-Apr-2019 | | | | | | | | | Holding Recon Date | | 04-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 29-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1A | Election of Director: Jeffrey W. Edwards | Management | | For | | For | | |
| 1B | Election of Director: Lawrence A. Hilsheimer | Management | | For | | For | | |
| 1C | Election of Director: Janet E. Jackson | Management | | For | | For | | |
| 2. | The ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,100 | | 0 | 19-Apr-2019 | 31-May-2019 |
| UNITEDHEALTH GROUP INCORPORATED | |
| Security | 91324P102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | UNH | | | | | | | | | Meeting Date | | 03-Jun-2019 |
| ISIN | US91324P1021 | | | | | | | | | Agenda | | 934998963 - Management |
| Record Date | 09-Apr-2019 | | | | | | | | | Holding Recon Date | | 09-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 31-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: William C. Ballard, Jr. | Management | | For | | For | | |
| 1b. | Election of Director: Richard T. Burke | Management | | For | | For | | |
| 1c. | Election of Director: Timothy P. Flynn | Management | | For | | For | | |
| 1d. | Election of Director: Stephen J. Hemsley | Management | | For | | For | | |
| 1e. | Election of Director: Michele J. Hooper | Management | | For | | For | | |
| 1f. | Election of Director: F. William McNabb III | Management | | For | | For | | |
| 1g. | Election of Director: Valerie C. Montgomery Rice, M.D. | Management | | For | | For | | |
| 1h. | Election of Director: John H. Noseworthy, M.D. | Management | | For | | For | | |
| 1i. | Election of Director: Glenn M. Renwick | Management | | For | | For | | |
| 1j. | Election of Director: David S. Wichmann | Management | | For | | For | | |
| 1k. | Election of Director: Gail R. Wilensky, Ph.D. | Management | | For | | For | | |
| 2. | Advisory approval of the Company's executive compensation. | Management | | For | | For | | |
| 3. | Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for the Company for the year ending December 31, 2019. | Management | | For | | For | | |
| 4. | The shareholder proposal set forth in the proxy statement requesting an amendment to the proxy access bylaw, if properly presented at the 2019 Annual Meeting of Shareholders. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,175 | | 0 | 20-Apr-2019 | 04-Jun-2019 |
| AT HOME GROUP INC. | |
| Security | 04650Y100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | HOME | | | | | | | | | Meeting Date | | 04-Jun-2019 |
| ISIN | US04650Y1001 | | | | | | | | | Agenda | | 934993014 - Management |
| Record Date | 08-Apr-2019 | | | | | | | | | Holding Recon Date | | 08-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 03-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Steve K. Barbarick | | | | | For | | For | | |
| | | | 2 | Paula L. Bennett | | | | | For | | For | | |
| | | | 3 | Martin C. Eltrich, III | | | | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 25, 2020. | Management | | For | | For | | |
| 3. | Advisory approval of the named executive officer compensation. | Management | | For | | For | | |
| 4. | Advisory approval of the frequency of the advisory vote on named executive officer compensation. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 23,000 | | 0 | 25-Apr-2019 | 05-Jun-2019 |
| BIOMARIN PHARMACEUTICAL INC. | |
| Security | 09061G101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | BMRN | | | | | | | | | Meeting Date | | 04-Jun-2019 |
| ISIN | US09061G1013 | | | | | | | | | Agenda | | 934995070 - Management |
| Record Date | 08-Apr-2019 | | | | | | | | | Holding Recon Date | | 08-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 03-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Jean-Jacques Bienaimé | | | | | For | | For | | |
| | | | 2 | Willard Dere | | | | | For | | For | | |
| | | | 3 | Michael Grey | | | | | For | | For | | |
| | | | 4 | Elaine J. Heron | | | | | For | | For | | |
| | | | 5 | Robert J. Hombach | | | | | For | | For | | |
| | | | 6 | V. Bryan Lawlis | | | | | For | | For | | |
| | | | 7 | Alan J. Lewis | | | | | For | | For | | |
| | | | 8 | Richard A. Meier | | | | | For | | For | | |
| | | | 9 | David E.I. Pyott | | | | | For | | For | | |
| | | | 10 | Dennis J. Slamon | | | | | For | | For | | |
| 2. | To ratify the selection of KPMG LLP as the independent registered public accounting firm for BioMarin for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | To approve, on an advisory basis, the compensation of the Company's Named Executive Officers as disclosed in the Proxy Statement. | Management | | For | | For | | |
| 4. | To approve an amendment to the 2017 Equity Incentive Plan. | Management | | For | | For | | |
| 5. | To approve amendments to the Amended and Restated 2006 Employee Stock Purchase Plan. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 6,236 | | 0 | 24-Apr-2019 | 05-Jun-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 2,000 | | 0 | 24-Apr-2019 | 05-Jun-2019 |
| BEIGENE LTD | |
| Security | 07725L102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | BGNE | | | | | | | | | Meeting Date | | 05-Jun-2019 |
| ISIN | US07725L1026 | | | | | | | | | Agenda | | 935016849 - Management |
| Record Date | 18-Apr-2019 | | | | | | | | | Holding Recon Date | | 18-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 24-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | THAT Ranjeev Krishana be and is hereby re-elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | | For | | For | | |
| 2. | THAT Xiaodong Wang be and is hereby re-elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | | For | | For | | |
| 3. | THAT Qingqing Yi be and is hereby re-elected to serve as a Class III director of the Company until the 2022 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | | For | | For | | |
| 4. | THAT Jing-Shyh (Sam) Su be and is hereby re-elected to serve as a Class I director of the Company until the 2020 annual general meeting of the shareholders of the Company and until his successor is duly elected and qualified, subject to his earlier resignation or removal. | Management | | For | | For | | |
| 5. | THAT the appointment of Ernst & Young Hua Ming LLP and Ernst & Young as the Company's independent registered public accounting firms for the year ending December 31, 2019 be and is hereby approved, ratified and confirmed. | Management | | For | | For | | |
| 6. | THAT the granting of a share issue mandate to the Board of Directors of the Company to issue, allot or deal with unissued ordinary shares and/or American Depositary Shares not exceeding 20% of the total number of issued ordinary shares of the Company as at the date of passing of this ordinary resolution up to the next annual general meeting of the Company be and is hereby approved. | Management | | For | | For | | |
| 7. | THAT the Company and its underwriters be and are hereby authorized, in their sole discretion, to allocate to each of Baker Bros. Advisors LP and Hillhouse Capital Management, Ltd. and parties affiliated with each of them (the "Existing Shareholders"), up to a maximum amount of shares in order to maintain the same shareholding percentage of each of the Existing Shareholders (based on the then-outstanding share ...(due to space limits, see proxy material for full proposal). | Management | | For | | For | | |
| 8. | THAT, on a non-binding, advisory basis, the compensation of the Company's named executive officers, as disclosed in the Proxy Statement, be and is hereby approved. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,700 | | 0 | 01-May-2019 | 29-May-2019 |
| VERTEX PHARMACEUTICALS INCORPORATED | |
| Security | 92532F100 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | VRTX | | | | | | | | | Meeting Date | | 05-Jun-2019 |
| ISIN | US92532F1003 | | | | | | | | | Agenda | | 935020874 - Management |
| Record Date | 10-Apr-2019 | | | | | | | | | Holding Recon Date | | 10-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 04-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1.1 | Election of Director: Sangeeta Bhatia | Management | | For | | For | | |
| 1.2 | Election of Director: Lloyd Carney | Management | | For | | For | | |
| 1.3 | Election of Director: Terrence Kearney | Management | | For | | For | | |
| 1.4 | Election of Director: Yuchun Lee | Management | | For | | For | | |
| 1.5 | Election of Director: Jeffrey Leiden | Management | | For | | For | | |
| 1.6 | Election of Director: Bruce Sachs | Management | | For | | For | | |
| 2. | Amendment and restatement of our 2013 Stock and Option Plan to, among other things, increase the number of shares available under the plan by 5.0 million shares. | Management | | For | | For | | |
| 3. | Amendment and restatement of our 2013 Employee Stock Purchase Plan to, among other things, increase the number of shares available under the plan by 2.0 million shares. | Management | | For | | For | | |
| 4. | Ratification of Ernst & Young LLP as our Independent Registered Public Accounting firm for the year ending December 31, 2019. | Management | | For | | For | | |
| 5. | Advisory vote on named executive officer compensation. | Management | | For | | For | | |
| 6. | Shareholder proposal, if properly presented at the meeting, requesting annual reporting on the integration of risks relating to drug prices into our executive compensation program. | Shareholder | | Against | | For | | |
| 7. | Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,912 | | 0 | 04-May-2019 | 06-Jun-2019 |
| IMAX CORPORATION | |
| Security | 45245E109 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | IMAX | | | | | | | | | Meeting Date | | 05-Jun-2019 |
| ISIN | CA45245E1097 | | | | | | | | | Agenda | | 935021042 - Management |
| Record Date | 11-Apr-2019 | | | | | | | | | Holding Recon Date | | 11-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 31-May-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1 | DIRECTOR | Management | | | | | | |
| | | | 1 | Neil S. Braun | | | | | For | | For | | |
| | | | 2 | Eric A. Demirian | | | | | For | | For | | |
| | | | 3 | Kevin Douglas | | | | | For | | For | | |
| | | | 4 | Richard L. Gelfond | | | | | For | | For | | |
| | | | 5 | David W. Leebron | | | | | For | | For | | |
| | | | 6 | Michael MacMillan | | | | | For | | For | | |
| | | | 7 | Dana Settle | | | | | For | | For | | |
| | | | 8 | Darren Throop | | | | | For | | For | | |
| | | | 9 | Bradley J. Wechsler | | | | | For | | For | | |
| 2 | In respect of the appointment of PricewaterhouseCoopers LLP as auditors of the Company and authorizing the directors to fix their remuneration. Note: Voting Withhold is the equivalent to voting Abstain. | Management | | For | | For | | |
| 3 | Advisory resolution to approve the compensation of the Company's Named Executive Officers as set forth in the accompanying proxy circular. Note: Voting Abstain is the equivalent to voting Withhold. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 23,200 | | 0 | 04-May-2019 | 06-Jun-2019 |
| PROOFPOINT, INC. | |
| Security | 743424103 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | PFPT | | | | | | | | | Meeting Date | | 06-Jun-2019 |
| ISIN | US7434241037 | | | | | | | | | Agenda | | 934990929 - Management |
| Record Date | 08-Apr-2019 | | | | | | | | | Holding Recon Date | | 08-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Class I Director: Scott Herren | Management | | For | | For | | |
| 1b. | Election of Class I Director: Michael Johnson | Management | | For | | For | | |
| 1c. | Election of Class I Director: Richard Wallace | Management | | For | | For | | |
| 2. | To approve an amendment to our 2012 Equity Incentive Plan to increase the number of shares of stock authorized for issuance thereunder and to make certain other changes to the plan. | Management | | For | | For | | |
| 3. | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | Management | | For | | For | | |
| 4. | To recommend, on a non-binding advisory basis, the frequency of future stockholder advisory votes to approve the compensation of our named executive officers. | Management | | 3 Years | | Against | | |
| 5. | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 2,200 | | 0 | 18-Apr-2019 | 07-Jun-2019 |
| NETFLIX, INC. | |
| Security | 64110L106 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | NFLX | | | | | | | | | Meeting Date | | 06-Jun-2019 |
| ISIN | US64110L1061 | | | | | | | | | Agenda | | 934997252 - Management |
| Record Date | 08-Apr-2019 | | | | | | | | | Holding Recon Date | | 08-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Class II Director: Timothy M. Haley | Management | | For | | For | | |
| 1b. | Election of Class II Director: Leslie Kilgore | Management | | For | | For | | |
| 1c. | Election of Class II Director: Ann Mather | Management | | For | | For | | |
| 1d. | Election of Class II Director: Susan Rice | Management | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the year ending December 31, 2019. | Management | | For | | For | | |
| 3. | Advisory approval of the Company's executive officer compensation. | Management | | For | | For | | |
| 4. | Stockholder proposal regarding political disclosure, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| 5. | Stockholder proposal regarding simple majority vote, if properly presented at the meeting. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,781 | | 0 | 24-Apr-2019 | 07-Jun-2019 |
| SALESFORCE.COM, INC. | |
| Security | 79466L302 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CRM | | | | | | | | | Meeting Date | | 06-Jun-2019 |
| ISIN | US79466L3024 | | | | | | | | | Agenda | | 935003878 - Management |
| Record Date | 10-Apr-2019 | | | | | | | | | Holding Recon Date | | 10-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 05-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of Director: Marc Benioff | Management | | For | | For | | |
| 1b. | Election of Director: Keith Block | Management | | For | | For | | |
| 1c. | Election of Director: Parker Harris | Management | | For | | For | | |
| 1d. | Election of Director: Craig Conway | Management | | For | | For | | |
| 1e. | Election of Director: Alan Hassenfeld | Management | | For | | For | | |
| 1f. | Election of Director: Neelie Kroes | Management | | For | | For | | |
| 1g. | Election of Director: Colin Powell | Management | | For | | For | | |
| 1h. | Election of Director: Sanford Robertson | Management | | For | | For | | |
| 1i. | Election of Director: John V. Roos | Management | | For | | For | | |
| 1j. | Election of Director: Bernard Tyson | Management | | For | | For | | |
| 1k. | Election of Director: Robin Washington | Management | | For | | For | | |
| 1l. | Election of Director: Maynard Webb | Management | | For | | For | | |
| 1m. | Election of Director: Susan Wojcicki | Management | | For | | For | | |
| 2a. | Amendment and restatement of our Certificate of Incorporation to remove supermajority voting provisions relating to: Amendments to the Certificate of Incorporation and Bylaws. | Management | | For | | For | | |
| 2b. | Amendment and restatement of our Certificate of Incorporation to remove supermajority voting provisions relating to: Removal of directors. | Management | | For | | For | | |
| 3. | Amendment and restatement of our 2013 Equity Incentive Plan to, among other things, increase the number of shares authorized for issuance by 35.5 million shares. | Management | | For | | For | | |
| 4. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending January 31, 2020. | Management | | For | | For | | |
| 5. | An advisory vote to approve the fiscal 2019 compensation of our named executive officers. | Management | | For | | For | | |
| 6. | A stockholder proposal regarding a "true diversity" board policy. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 3,855 | | 0 | 26-Apr-2019 | 07-Jun-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 1,000 | | 0 | 26-Apr-2019 | 07-Jun-2019 |
| GOSSAMER BIO, INC. | |
| Security | 38341P102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GOSS | | | | | | | | | Meeting Date | | 10-Jun-2019 |
| ISIN | US38341P1021 | | | | | | | | | Agenda | | 935010962 - Management |
| Record Date | 22-Apr-2019 | | | | | | | | | Holding Recon Date | | 22-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 07-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sheila Gujrathi, M.D. | | | | | For | | For | | |
| | | | 2 | Kristina Burow | | | | | For | | For | | |
| | | | 3 | Thomas Daniel, M.D. | | | | | For | | For | | |
| 2. | Ratification of the appointment of Ernst & Young LLP as our independent registered public accountants for the year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 20,400 | | 0 | 01-May-2019 | 11-Jun-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 10,000 | | 0 | 01-May-2019 | 11-Jun-2019 |
| VERACYTE, INC. | |
| Security | 92337F107 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | VCYT | | | | | | | | | Meeting Date | | 11-Jun-2019 |
| ISIN | US92337F1075 | | | | | | | | | Agenda | | 935003501 - Management |
| Record Date | 12-Apr-2019 | | | | | | | | | Holding Recon Date | | 12-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 10-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Karin Eastham | | | | | For | | For | | |
| | | | 2 | Kevin K. Gordon | | | | | For | | For | | |
| 2. | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019. | Management | | For | | For | | |
| 3. | The approval, on a non-binding advisory basis, of the compensation of our named executive officers, as disclosed in our proxy statement. | Management | | For | | For | | |
| 4. | The selection, on a non-binding advisory basis, whether future advisory votes on the compensation paid by us to our named executive officers should be held every one, two or three years. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 13,800 | | 0 | 03-May-2019 | 12-Jun-2019 |
| EQUILLIUM, INC. | |
| Security | 29446K106 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | EQ | | | | | | | | | Meeting Date | | 11-Jun-2019 |
| ISIN | US29446K1060 | | | | | | | | | Agenda | | 935017257 - Management |
| Record Date | 18-Apr-2019 | | | | | | | | | Holding Recon Date | | 18-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 10-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Stephen Connelly, Ph.D. | | | | | For | | For | | |
| | | | 2 | Bala S. Manian, Ph.D. | | | | | For | | For | | |
| 2. | To ratify the selection by the Audit Committee of the Board of Directors of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 19,200 | | 0 | 02-May-2019 | 12-Jun-2019 |
| CRISPR THERAPEUTICS AG | |
| Security | H17182108 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CRSP | | | | | | | | | Meeting Date | | 11-Jun-2019 |
| ISIN | CH0334081137 | | | | | | | | | Agenda | | 935017310 - Management |
| Record Date | 12-Apr-2019 | | | | | | | | | Holding Recon Date | | 12-Apr-2019 |
| City / | Country | | | / | Switzerland | | | | | | Vote Deadline Date | | 10-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | The approval of the annual report, the consolidated financial statements and the statutory financial statements of the Company for the year ended December 31, 2018. | Management | | For | | For | | |
| 2. | The approval of the appropriation of financial results. | Management | | For | | For | | |
| 3. | The discharge of the members of the Board of Directors and Executive Committee. | Management | | For | | For | | |
| 4a. | Re-election of the member to the Board of Director: Rodger Novak, M.D. (as member and Chairman) | Management | | For | | For | | |
| 4b. | Re-election of the member to the Board of Director: Samarth Kulkarni, Ph.D. | Management | | For | | For | | |
| 4c. | Re-election of the member to the Board of Director: Ali Behbahani, M.D. | Management | | For | | For | | |
| 4d. | Re-election of the member to the Board of Director: Bradley Bolzon, Ph.D. | Management | | For | | For | | |
| 4e. | Re-election of the member to the Board of Director: Pablo Cagnoni, M.D. | Management | | For | | For | | |
| 4f. | Re-election of the member to the Board of Director: Simeon J. George, M.D. | Management | | For | | For | | |
| 4g. | Election of the member to the Board of Director: John T. Greene | Management | | For | | For | | |
| 4h. | Election of the member to the Board of Director: Katherine A. High, M.D. | Management | | For | | For | | |
| 5a. | Re-election of the member of the Compensation Committee: Simeon J. George, M.D. | Management | | For | | For | | |
| 5b. | Re-election of the member of the Compensation Committee: Pablo Cagnoni, M.D. | Management | | For | | For | | |
| 5c. | Election of the member of the Compensation Committee: John T. Greene | Management | | For | | For | | |
| 6a. | Binding vote on total non-performance-related compensation for members of the Board of Directors from the 2019 Annual General Meeting to the 2020 Annual General Meeting of Shareholders. | Management | | For | | For | | |
| 6b. | Binding vote on equity for members of the Board of Directors from the 2019 Annual General Meeting to the 2020 Annual General Meeting of Shareholders. | Management | | For | | For | | |
| 6c. | Binding vote on total non-performance-related compensation for members of the Executive Committee from July 1, 2019 to June 30, 2020. | Management | | For | | For | | |
| 6d. | Binding vote on total variable compensation for members of the Executive Committee for the current year ending December 31, 2019. | Management | | For | | For | | |
| 6e. | Binding vote on equity for members of the Executive Committee from the 2019 Annual General Meeting to the 2020 Annual General Meeting of Shareholders. | Management | | For | | For | | |
| 7. | Non-binding advisory vote to approve the compensation paid to the Company's named executive officers under U.S. securities law requirements. | Management | | For | | For | | |
| 8. | Non-binding advisory vote on the frequency of future shareholder advisory votes on the compensation paid to the Company's named executive officers under U.S. securities law requirements. | Management | | 3 Years | | For | | |
| 9. | The approval of an increase in the Conditional Share Capital for Employee Benefit Plans. | Management | | For | | For | | |
| 10. | The approval of an Amendment to the CRISPR Therapeutics AG 2018 Stock Option and Incentive Plan. | Management | | For | | For | | |
| 11. | The approval of amending and restating art. 3a of the Articles of Association. | Management | | For | | For | | |
| 12. | The approval of amending and restating art. 4 of the Articles of Association. | Management | | For | | For | | |
| 13. | The approval of amending and restating art. 16 of the Articles of Association. | Management | | For | | For | | |
| 14. | The approval of amending and restating art. 17 of the Articles of Association. | Management | | For | | For | | |
| 15. | The approval of amending and restating art. 41 of the Articles of Association. | Management | | For | | For | | |
| 16. | The re-election of the independent voting rights representative. | Management | | For | | For | | |
| 17. | The election of the auditors. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 25,600 | | 0 | 03-May-2019 | 12-Jun-2019 |
| SERVICENOW, INC. | |
| Security | 81762P102 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | NOW | | | | | | | | | Meeting Date | | 12-Jun-2019 |
| ISIN | US81762P1021 | | | | | | | | | Agenda | | 935000911 - Management |
| Record Date | 15-Apr-2019 | | | | | | | | | Holding Recon Date | | 15-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 11-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1a. | Election of director: Teresa Briggs | Management | | For | | For | | |
| 1b. | Election of director: Paul E. Chamberlain | Management | | For | | For | | |
| 1c. | Election of director: Tamar O. Yehoshua | Management | | For | | For | | |
| 2. | To approve, on an advisory basis, the compensation of our Named Executive Officers ("Say-on-Pay"). | Management | | For | | For | | |
| 3. | Ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,790 | | 0 | 26-Apr-2019 | 13-Jun-2019 |
| T-MOBILE US, INC. | |
| Security | 872590104 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | TMUS | | | | | | | | | Meeting Date | | 13-Jun-2019 |
| ISIN | US8725901040 | | | | | | | | | Agenda | | 935011130 - Management |
| Record Date | 18-Apr-2019 | | | | | | | | | Holding Recon Date | | 18-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 12-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Srikant M. Datar | | | | | For | | For | | |
| | | | 2 | Srini Gopalan | | | | | For | | For | | |
| | | | 3 | Lawrence H. Guffey | | | | | For | | For | | |
| | | | 4 | Timotheus Höttges | | | | | For | | For | | |
| | | | 5 | Christian P. Illek | | | | | For | | For | | |
| | | | 6 | Bruno Jacobfeuerborn | | | | | For | | For | | |
| | | | 7 | Raphael Kübler | | | | | For | | For | | |
| | | | 8 | Thorsten Langheim | | | | | For | | For | | |
| | | | 9 | John J. Legere | | | | | For | | For | | |
| | | | 10 | G. Michael Sievert | | | | | For | | For | | |
| | | | 11 | Teresa A. Taylor | | | | | For | | For | | |
| | | | 12 | Kelvin R. Westbrook | | | | | For | | For | | |
| 2. | Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company's Independent Registered Public Accounting Firm for Fiscal Year 2019. | Management | | For | | For | | |
| 3. | Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control. | Shareholder | | Against | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 4,900 | | 0 | 27-Apr-2019 | 14-Jun-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 3,000 | | 0 | 27-Apr-2019 | 14-Jun-2019 |
| GW PHARMACEUTICALS PLC | |
| Security | 36197T103 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GWPH | | | | | | | | | Meeting Date | | 13-Jun-2019 |
| ISIN | US36197T1034 | | | | | | | | | Agenda | | 935015013 - Management |
| Record Date | 16-Apr-2019 | | | | | | | | | Holding Recon Date | | 16-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 07-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| O1 | To re-elect James Noble as a Director | Management | | For | | For | | |
| O2 | To re-elect Thomas Lynch as a Director | Management | | For | | For | | |
| O3 | To approve the Directors' Remuneration Report | Management | | For | | For | | |
| O4 | To approve the compensation of the Company's named executive officers | Management | | For | | For | | |
| O5 | To approve the Directors' Remuneration Policy | Management | | For | | For | | |
| O6 | To determine the frequency for approval of the compensation of the Company's named executive officers | Management | | 3 Years | | Against | | |
| O7 | To ratify the appointment of Deloitte and Touche LLP as the Company's US public accounting firm | Management | | For | | For | | |
| O8 | To re-appoint Deloitte LLP as the UK Auditor | Management | | For | | For | | |
| O9 | To authorise the Audit Committee to determine the Auditors' remuneration | Management | | For | | For | | |
| O10 | To receive, consider and adopt the Directors' and Auditors' Reports and Statement of Accounts for the 15- month period ended 31 December 2018 and note that the Directors do not recommend the payment of a dividend | Management | | For | | For | | |
| O11 | To authorise the Directors to allot shares pursuant to Section 551 of the Companies Act 2006 (the "2006 Act") such authority to be valid up to 13 June 2020 | Management | | For | | For | | |
| S12 | Subject to the passing of Resolution 11, to authorise the Directors to allot equity securities, under Section 570 of the 2006 Act as if Section 561(1) of the 2006 Act did not apply to such allotment | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 1,891 | | 0 | 02-May-2019 | 11-Jun-2019 |
| APELLIS PHARMACEUTICALS INC. | |
| Security | 03753U106 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | APLS | | | | | | | | | Meeting Date | | 18-Jun-2019 |
| ISIN | US03753U1060 | | | | | | | | | Agenda | | 935019693 - Management |
| Record Date | 23-Apr-2019 | | | | | | | | | Holding Recon Date | | 23-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 17-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | A. Sinclair Dunlop | | | | | For | | For | | |
| | | | 2 | Alec Machiels | | | | | For | | For | | |
| 2. | To ratify the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | To approve an advisory vote on executive compensation. | Management | | For | | For | | |
| 4. | To hold an advisory vote on the frequency of future executive compensation advisory votes. | Management | | 3 Years | | Against | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 26,000 | | 0 | 10-May-2019 | 19-Jun-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 9,600 | | 0 | 10-May-2019 | 19-Jun-2019 |
| CORREVIO PHARMA CORP. | |
| Security | 22026V105 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | CORV | | | | | | | | | Meeting Date | | 18-Jun-2019 |
| ISIN | CA22026V1058 | | | | | | | | | Agenda | | 935036144 - Management |
| Record Date | 09-May-2019 | | | | | | | | | Holding Recon Date | | 09-May-2019 |
| City / | Country | | | / | Canada | | | | | | Vote Deadline Date | | 13-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 01 | DIRECTOR | Management | | | | | | |
| | | | 1 | Richard M. Glickman | | | | | For | | For | | |
| | | | 2 | W. James O'Shea | | | | | For | | For | | |
| | | | 3 | William L. Hunter | | | | | For | | For | | |
| | | | 4 | Mark H. Corrigan | | | | | For | | For | | |
| | | | 5 | Arthur H. Willms | | | | | For | | For | | |
| | | | 6 | Robert J. Meyer | | | | | For | | For | | |
| | | | 7 | Vanda De Cian | | | | | For | | For | | |
| 02 | Appointment of KPMG LLP, Chartered Professional Accountants, as Auditors of the Corporation for the ensuing year and authorizing the Directors to fix their remuneration. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 137,570 | | 0 | 24-May-2019 | 19-Jun-2019 |
| SOFTBANK GROUP CORP. | |
| Security | J75963108 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 19-Jun-2019 |
| ISIN | JP3436100006 | | | | | | | | | Agenda | | 711252104 - Management |
| Record Date | 31-Mar-2019 | | | | | | | | | Holding Recon Date | | 31-Mar-2019 |
| City / | Country | | TOKYO | / | Japan | | | | | | Vote Deadline Date | | 17-Jun-2019 |
| SEDOL(s) | 2407159 - 5603136 - 6770620 - B01JCG5 - B0CRGH7 - B17MJ08 | | | | | | Quick Code | | 99840 |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| | Please reference meeting materials. | Non-Voting | | | | | | |
| 1 | Approve Appropriation of Surplus | Management | | For | | For | | |
| 2.1 | Appoint a Director Son, Masayoshi | Management | | For | | For | | |
| 2.2 | Appoint a Director Ronald D. Fisher | Management | | For | | For | | |
| 2.3 | Appoint a Director Marcelo Claure | Management | | For | | For | | |
| 2.4 | Appoint a Director Sago, Katsunori | Management | | For | | For | | |
| 2.5 | Appoint a Director Rajeev Misra | Management | | For | | For | | |
| 2.6 | Appoint a Director Miyauchi, Ken | Management | | For | | For | | |
| 2.7 | Appoint a Director Simon Segars | Management | | For | | For | | |
| 2.8 | Appoint a Director Yun Ma | Management | | For | | For | | |
| 2.9 | Appoint a Director Yasir O. Al-Rumayyan | Management | | For | | For | | |
| 2.10 | Appoint a Director Yanai, Tadashi | Management | | For | | For | | |
| 2.11 | Appoint a Director Iijima, Masami | Management | | For | | For | | |
| 2.12 | Appoint a Director Matsuo, Yutaka | Management | | For | | For | | |
| 3 | Appoint a Corporate Auditor Toyama, Atsushi | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 8,200 | | 0 | 30-May-2019 | 18-Jun-2019 |
| INDUSTRIAL AND COMMERCIAL BANK OF CHINA LTD | |
| Security | Y3990B112 | | | | | | | | | Meeting Type | | Annual General Meeting |
| Ticker Symbol | | | | | | | | | | Meeting Date | | 20-Jun-2019 |
| ISIN | CNE1000003G1 | | | | | | | | | Agenda | | 711286612 - Management |
| Record Date | 21-May-2019 | | | | | | | | | Holding Recon Date | | 21-May-2019 |
| City / | Country | | BEIJING | / | China | | | | | | Vote Deadline Date | | 14-Jun-2019 |
| SEDOL(s) | B1G1QD8 - B1GD009 - BD8NK12 - BGPHZQ8 - BP3RVS7 | | | | | | Quick Code | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| CMMT | PLEASE NOTE THAT THE COMPANY NOTICE AND PROXY FORM ARE AVAILABLE BY CLICKING-ON THE URL LINKS:- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301703.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0430/LTN201904301663.PDF-,- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0603/LTN201906032698.PDF-AND- HTTP://WWW3.HKEXNEWS.HK/LISTEDCO/LISTCONE WS/SEHK/2019/0603/LTN201906032662.PDF | Non-Voting | | | | | | |
| 1 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 WORK REPORT OF THE BOARD OF DIRECTORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| 2 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 WORK REPORT OF THE BOARD OF SUPERVISORS OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| 3 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 AUDITED ACCOUNTS | Management | | For | | For | | |
| 4 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE 2018 PROFIT DISTRIBUTION PLAN: CASH DIVIDEND OF RMB2.506 PER 10 SHARES | Management | | For | | For | | |
| 5 | TO CONSIDER AND APPROVE THE PROPOSAL ON FIXED ASSET INVESTMENT BUDGET FOR 2019 | Management | | For | | For | | |
| 6 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ENGAGEMENT OF AUDITORS FOR 2019: KPMG HUAZHEN LLP AND KPMG AS EXTERNAL AUDITORS AND KPMG HUAZHEN LLP AS INTERNAL CONTROL AUDITORS | Management | | For | | For | | |
| 7 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. YANG SIU SHUN AS INDEPENDENT DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| 8 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. ZHANG WEI AS SHAREHOLDER SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| 9 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. SHEN BINGXI AS EXTERNAL SUPERVISOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| 10 | TO CONSIDER AND APPROVE THE PROPOSAL ON THE GENERAL MANDATE TO ISSUE SHARES BY INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Management | | For | | For | | |
| 11 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL SUBMITTED BY CENTRAL HUIJIN INVESTMENT LTD: TO CONSIDER AND APPROVE THE PROPOSAL ON THE ELECTION OF MR. LU YONGZHEN AS NON-EXECUTIVE DIRECTOR OF INDUSTRIAL AND COMMERCIAL BANK OF CHINA LIMITED | Shareholder | | Against | | Against | | |
| CMMT | PLEASE NOTE THAT THIS IS AN AMENDMENT TO MEETING ID 203514 DUE TO ADDITION OF- RESOLUTION 11. ALL VOTES RECEIVED ON THE PREVIOUS MEETING WILL BE DISREGARDED-IF VOTE DEADLINE EXTENSIONS ARE GRANTED. THEREFORE PLEASE REINSTRUCT ON THIS- MEETING NOTICE ON THE NEW JOB. IF HOWEVER VOTE DEADLINE EXTENSIONS ARE NOT-GRANTED IN THE MARKET, THIS MEETING WILL BE CLOSED AND YOUR VOTE INTENTIONS-ON THE ORIGINAL MEETING WILL BE APPLICABLE. PLEASE ENSURE VOTING IS SUBMITTED-PRIOR TO CUTOFF ON THE ORIGINAL MEETING, AND AS SOON AS POSSIBLE ON THIS NEW-AMENDED MEETING. THANK YOU | Non-Voting | | | | | | |
| CMMT | 07 JUN 2019: PLEASE NOTE THAT THIS IS A REVISION DUE TO RECEIPT OF AUDITOR-NAME FOR RESOLUTION 6. IF YOU HAVE ALREADY SENT IN YOUR VOTES FOR MID: 256312-PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL-INSTRUCTIONS. THANK YOU. | Non-Voting | | | | | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| AL94 | AL94 | | STATE STREET BANK | 206,000 | | 0 | 05-Jun-2019 | 18-Jun-2019 |
| GCI LIBERTY, INC. | |
| Security | 36164V305 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | GLIBA | | | | | | | | | Meeting Date | | 24-Jun-2019 |
| ISIN | US36164V3050 | | | | | | | | | Agenda | | 935020660 - Management |
| Record Date | 25-Apr-2019 | | | | | | | | | Holding Recon Date | | 25-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 21-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | John C. Malone | | | | | For | | For | | |
| | | | 2 | Richard R. Green | | | | | For | | For | | |
| 2. | A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 10,671 | | 0 | 04-May-2019 | 25-Jun-2019 |
| 997AL96 | CLOUGH GLOBAL LONG SHORT FUND | 997AL96 | STATE STREET BANK & TRUST CO | 2,000 | | 0 | 04-May-2019 | 25-Jun-2019 |
| INTRA-CELLULAR THERAPIES INC | |
| Security | 46116X101 | | | | | | | | | Meeting Type | | Annual |
| Ticker Symbol | ITCI | | | | | | | | | Meeting Date | | 25-Jun-2019 |
| ISIN | US46116X1019 | | | | | | | | | Agenda | | 935019768 - Management |
| Record Date | 29-Apr-2019 | | | | | | | | | Holding Recon Date | | 29-Apr-2019 |
| City / | Country | | | / | United States | | | | | | Vote Deadline Date | | 24-Jun-2019 |
| SEDOL(s) | | | | | | | Quick Code | | |
| Item | Proposal | | | | Proposed by | Vote | | For/Against Management | | |
| 1. | DIRECTOR | Management | | | | | | |
| | | | 1 | Sharon Mates, Ph.D. | | | | | For | | For | | |
| | | | 2 | Rory B. Riggs | | | | | For | | For | | |
| | | | 3 | Robert L. Van Nostrand | | | | | For | | For | | |
| 2. | To ratify the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019. | Management | | For | | For | | |
| 3. | To approve by an advisory vote the compensation of the Company's named executive officers, as disclosed in the proxy statement. | Management | | For | | For | | |
| | | | | | | | | | | | | | | | | | | | | | | | | | |
| Account Number | Account Name | Internal Account | Custodian | Ballot Shares | | Unavailable Shares | Vote Date | Date Confirmed |
| 997AL94 | CLOUGH GLOBAL LONG SHORT FUND | GLS | STATE STREET BANK & TRUST CO | 18,300 | | 0 | 09-May-2019 | 26-Jun-2019 |
Pursuant to the requirements of the Investment Company Act of 1940, the Registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
