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UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811- 23066
Northern Lights Fund Trust IV
(Exact name of registrant as specified in charter)
17605 Wright Street, Suite 2
Omaha, NE 68130
(Address of principal executive offices) (Zip code)
Jennifer Farrell
Gemini Fund Services, LLC
80 Arkay Drive
Hauppauge, New York 11788
(Name and address of agent for service)
Registrant's telephone number, including area code: (631) 470-2600
Date of fiscal year end: May 31, August 31, November 30, December 31
Date of reporting period: July 1, 2016 - June 30, 2017
ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits A through R is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2017 with respect to which the Registrant was entitled to vote:
(a) The name of the issuer of the portfolio security;
(b) The exchange ticker symbol of the portfolio security;
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(d) The shareholder meeting date;
(e) A brief identification of the matter voted on;
(f) Whether the matter was proposed by the issuer or by a security holder;
(g) Whether the Registrant cast its vote on the matter;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Equity Strategies Fund | Item 1, Exhibit A | ||||||||||||||||||||||||||
| Investment Company Act file number: 811-23066 | |||||||||||||||||||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||||||||||||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||||||||||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |||||||||||||||||||
| 1 | No proxies were voted during the reporting period | ||||||||||||||||||||||||||
| 2 | |||||||||||||||||||||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Credit Strategies Fund | Item 1, Exhibit B | ||||||||||||||||||||||||||
| Investment Company Act file number: 811-23066 | |||||||||||||||||||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||||||||||||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||||||||||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |||||||||||||||||||
| 1 | No proxies were voted during the reporting period | ||||||||||||||||||||||||||
| 2 | |||||||||||||||||||||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Credit Strategies Fund VP | Item 1, Exhibit C | ||||||||||||||||||||||||||
| Investment Company Act file number: 811-23066 | |||||||||||||||||||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | |||||||||||||||||||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | |||||||||||||||||||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | |||||||||||||||||||
| 1 | No proxies were voted during the reporting period | ||||||||||||||||||||||||||
| 2 | |||||||||||||||||||||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Municipal Strategies Fund | Item 1, Exhibit D | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | No proxies were voted during the reporting period. | |||||||||
| 2 | ||||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Real Estate Fund | Item 1, Exhibit E | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | No proxies were voted during the reporting period | |||||||||
| 2 | ||||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Formula Folios Hedged Growth ETF | Item 1, Exhibit F | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | No proxies were voted during the Reporting Period | |||||||||
| 2 | ||||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Formula Folios Tactical Income ETF | Item 1, Exhibit G | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | No proxies were voted during the Reporting Period | |||||||||
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Inspire Small/Mid Cap Impact ETF | Item 1, Exhibit H | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | Potlatch Corporation | PCH | 737630 | Annual 5/1/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 1 | Potlatch Corporation | PCH | 737630 | Annual 5/1/2017 | 2 | Ratification of the appointment of KPMG LLP as our independent auditors for 2017 | MGMT | Y | For | For |
| 1 | Potlatch Corporation | PCH | 737630 | Annual 5/1/2017 | 3 | Advisory Vote to approve executive compensation | MGMT | N | Abstain | For |
| 1 | Potlatch Corporation | PCH | 737630 | Annual 5/1/2017 | 4 | Recommendation, by non-binding vote, of the frequency of future non-binding votes on executive compensation | MGMT | Y | 1yr | 1yr |
| 2 | Consolodated Communication Hldgs, Inc. | CNSL | 209034 | Annual 5/1/2017 | 1 | Director: Robert J. Currey; Maribeth S. Rahe; C. Robert Udell, Jr. | MGMT | Y | For | For |
| 2 | Consolodated Communication Hldgs, Inc. | CNSL | 209034 | Annual 5/1/2017 | 2 | Approval of Ernst & Young, LLP as the independent registered public accounting firm | MGMT | Y | For | For |
| 2 | Consolodated Communication Hldgs, Inc. | CNSL | 209034 | Annual 5/1/2017 | 3 | Executive Compensation - An advisory vote on the approval of compensation of our named executive officers | MGMT | N | Abstain | For |
| 2 | Consolodated Communication Hldgs, Inc. | CNSL | 209034 | Annual 5/1/2017 | 4 | Say when on pay - An advisory vote on the approval of the frequency of stockholder votes on compensation of our named executive officers | MGMT | Y | 1yr | 1yr |
| 3 | Paycom Software, Inc. | PAYC | 70432V | Annual 5/1/2017 | 1 | Director: Larry Parman; J.C. Watts, Jr. | MGMT | Y | For | For |
| 3 | Paycom Software, Inc. | PAYC | 70432V | Annual 5/1/2017 | 2 | To ratify the appointment of grant thornton, LLP as our independent registered publict accounting firm for the year ending December 31, 2017 | MGMT | Y | For | For |
| 3 | Paycom Software, Inc. | PAYC | 70432V | Annual 5/1/2017 | 3 | Advisory vote to approve compensation of named executive officers | MGMT | N | Abstain | For |
| 3 | Paycom Software, Inc. | PAYC | 70432V | Annual 5/1/2017 | 4 | To approve an amendment to the paycom software, Inc. 2014 Long-Term incentive plan (the "LTIP") to increase the number of shares reserved for issuance pursuant to awards. | MGMT | N | Abstain | For |
| 3 | Paycom Software, Inc. | PAYC | 70432V | Annual 5/1/2017 | 5 | To approve the material terms of the performance goals set forth in the LTIP | MGMT | N | Abstain | For |
| 4 | Stag Industrial, Inc. | STAG | 85254J | Annual 5/1/2017 | 1 | Director: Benjamin S. Butcher; Virgis W. Colbert; Jeffery D. Furber; Larry T. Guillemette; Francis X. Jacoby III; Christopher P. Marr; Hans S. Weger | MGMT | Y | For | For |
| 4 | Stag Industrial, Inc. | STAG | 85254J | Annual 5/1/2017 | 2 | The ratification of the appointment of PWC, LLP as our independent registered public accounting firm for the year ending December 31, 2017 | MGMT | Y | For | For |
| 4 | Stag Industrial, Inc. | STAG | 85254J | Annual 5/1/2017 | 3 | The Approval, by non-binding vote, of executive compensation | MGMT | N | Abstain | For |
| 5 | Regal Beloit Corp. | RBC | 758750 | Annual 5/1/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 5 | Regal Beloit Corp. | RBC | 758750 | Annual 5/1/2017 | 2 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 5 | Regal Beloit Corp. | RBC | 758750 | Annual 5/1/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | MGMT | Y | 1yr | 1yr |
| 5 | Regal Beloit Corp. | RBC | 758750 | Annual 5/1/2017 | 4 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT AUDITORS FOR THE COMPANY FOR THE YEAR ENDING DECEMBER 30, 2017. | MGMT | Y | For | For |
| 6 | Louisiana-Pacific Corporation | LPX | 546347 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 6 | Louisiana-Pacific Corporation | LPX | 546347 | Annual 5/5/2017 | 2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS LP'S INDEPENDENT AUDITOR FOR 2017. | MGMT | Y | For | For |
| 6 | Louisiana-Pacific Corporation | LPX | 546347 | Annual 5/5/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | N | Abstain | For |
| 6 | Louisiana-Pacific Corporation | LPX | 546347 | Annual 5/5/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 7 | McDermott International, Inc. | MDR | 580037 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 7 | McDermott International, Inc. | MDR | 580037 | Annual 5/5/2017 | 2 | TO CONDUCT AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 7 | McDermott International, Inc. | MDR | 580037 | Annual 5/5/2017 | 3 | TO CONDUCT AN ADVISORY VOTE ON THE FREQUENCY WITH WHICH TO HOLD ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 7 | McDermott International, Inc. | MDR | 580037 | Annual 5/5/2017 | 4 | TO RATIFY OUR AUDIT COMMITTEE'S APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 8 | Enerplus Corp | ERF | 292766 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 8 | Enerplus Corp | ERF | 292766 | Annual 5/5/2017 | 2 | TO APPOINT DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS OF THE CORPORATION | MGMT | Y | For | For |
| 8 | Enerplus Corp | ERF | 292766 | Annual 5/5/2017 | 3 | TO CONSIDER AND, IF THOUGHT ADVISABLE, PASS AN ORDINARY RESOLUTION, THE TEXT OF WHICH IS SET FORTH IN THE INFORMATION CIRCULAR AND PROXY STATEMENT OF THE CORPORATION, TO APPROVE ALL UNALLOCATED RESTRICTED SHARE UNIT AWARDS AND PERFORMANCE SHARE UNIT AWARDS UNDER THE CORPORATION'S SHARE AWARD INCENTIVE PLAN. | MGMT | Y | For | For |
| 8 | Enerplus Corp | ERF | 292766 | Annual 5/5/2017 | 4 | TO VOTE, ON AN ADVISORY, NON-BINDING BASIS, ON AN ORDINARY RESOLUTION, THE TEXT OF WHICH IS SET FORTH IN THE INFORMATION CIRCULAR AND PROXY STATEMENT OF THE CORPORATION, TO ACCEPT THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION. | MGMT | Y | For | For |
| 9 | Cohen & Steers, Inc. | CNS | 19247A | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 9 | Cohen & Steers, Inc. | CNS | 19247A | Annual 5/4/2017 | 2 | APPROVAL OF THE AMENDED AND RESTATED COHEN & STEERS, INC. STOCK INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES OF COMMON STOCK WITH RESPECT TO WHICH AWARDS MAY BE GRANTED BY 4,000,000 AND TO REAPPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS. | MGMT | Y | For | For |
| 9 | Cohen & Steers, Inc. | CNS | 19247A | Annual 5/4/2017 | 3 | RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE AMENDED AND RESTATED COHEN & STEERS, INC. ANNUAL INCENTIVE PLAN. | MGMT | Y | For | For |
| 9 | Cohen & Steers, Inc. | CNS | 19247A | Annual 5/4/2017 | 4 | RATIFICATION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | For | For |
| 9 | Cohen & Steers, Inc. | CNS | 19247A | Annual 5/4/2017 | 5 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 9 | Cohen & Steers, Inc. | CNS | 19247A | Annual 5/4/2017 | 6 | THE DETERMINATION WITH RESPECT TO HOW FREQUENTLY A SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR. | MGMT | Y | 1yr | 1yr |
| 10 | Halozyme Therapeutics, Inc. | HALO | 40637H | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 10 | Halozyme Therapeutics, Inc. | HALO | 40637H | Annual 5/4/2017 | 2 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 10 | Halozyme Therapeutics, Inc. | HALO | 40637H | Annual 5/4/2017 | 3 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION STOCKHOLDER VOTES. | MGMT | Y | 1yr | 1yr |
| 10 | Halozyme Therapeutics, Inc. | HALO | 40637H | Annual 5/4/2017 | 4 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 11 | Oasis Petroleum Inc. | OAS | 674215 | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 11 | Oasis Petroleum Inc. | OAS | 674215 | Annual 5/4/2017 | 2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 11 | Oasis Petroleum Inc. | OAS | 674215 | Annual 5/4/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THIS PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K PROMULGATED BY THE SECURITIES AND EXCHANGE COMMISSION. | MGMT | N | Abstain | For |
| 11 | Oasis Petroleum Inc. | OAS | 674215 | Annual 5/4/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, THE SELECTION OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 12 | U.S. Silica Holdings Inc | SLCA | 90346E | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 12 | U.S. Silica Holdings Inc | SLCA | 90346E | Annual 5/4/2017 | 2 | RATIFICATION OF APPOINTMENT OF GRANT THORNTON LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 12 | U.S. Silica Holdings Inc | SLCA | 90346E | Annual 5/4/2017 | 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 12 | U.S. Silica Holdings Inc | SLCA | 90346E | Annual 5/4/2017 | 4 | AMENDMENT OF OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE THE REQUIREMENT OF PLURALITY VOTING FOR THE ELECTION OF DIRECTORS. | MGMT | N | Abstain | For |
| 12 | U.S. Silica Holdings Inc | SLCA | 90346E | Annual 5/4/2017 | 5 | AMENDMENT OF OUR SECOND AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE CERTAIN PROVISIONS RELATING TO OWNERSHIP OF STOCK BY OUR FORMER CONTROLLING SHAREHOLDER. | MGMT | N | Abstain | For |
| 13 | GCP Applied Technologies Inc | GCP | 36164Y | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 13 | GCP Applied Technologies Inc | GCP | 36164Y | Annual 5/4/2017 | 2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | Y | For | For |
| 13 | GCP Applied Technologies Inc | GCP | 36164Y | Annual 5/4/2017 | 3 | THE APPROVAL OF THE AMENDED AND RESTATED GCP APPLIED TECHNOLOGIES INC. EQUITY AND INCENTIVE PLAN (THE "EIP"), INCLUDING THE MATERIAL TERMS OF THE PERFORMANCE MEASURES AVAILABLE UNDER THE EIP | MGMT | N | Abstain | For |
| 13 | GCP Applied Technologies Inc | GCP | 36164Y | Annual 5/4/2017 | 4 | ADVISORY, NON-BINDING VOTE TO APPROVE THE COMPENSATION OF GCP'S NAMED EXECUTIVE OFFICERS | MGMT | N | Abstain | For |
| 13 | GCP Applied Technologies Inc | GCP | 36164Y | Annual 5/4/2017 | 5 | ADVISORY, NON-BINDING VOTE ON WHETHER THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS | MGMT | Y | 1yr | 1yr |
| 14 | UNIVAR INC | UNVR | 91336L | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 14 | UNIVAR INC | UNVR | 91336L | Annual 5/4/2017 | 2 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 14 | UNIVAR INC | UNVR | 91336L | Annual 5/4/2017 | 3 | ADVISORY (NON-BINDING) VOTE ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 14 | UNIVAR INC | UNVR | 91336L | Annual 5/4/2017 | 4 | APPROVAL OF THE UNIVAR INC. 2017 OMNIBUS EQUITY INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 14 | UNIVAR INC | UNVR | 91336L | Annual 5/4/2017 | 5 | APPROVAL OF THE UNIVAR INC. EXECUTIVE ANNUAL BONUS PLAN | MGMT | N | Abstain | For |
| 15 | QTS REALTY TRUST, INC. | QTS | 74736A | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 15 | QTS REALTY TRUST, INC. | QTS | 74736A | Annual 5/4/2017 | 2 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 15 | QTS REALTY TRUST, INC. | QTS | 74736A | Annual 5/4/2017 | 3 | TO APPROVE THE 2017 AMENDED AND RESTATED QTS REALTY TRUST, INC. EMPLOYEE STOCK PURCHASE PLAN | MGMT | Y | For | For |
| 15 | QTS REALTY TRUST, INC. | QTS | 74736A | Annual 5/4/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 16 | COVANTA HOLDING CORPORATION | CVA | 22282E | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 16 | COVANTA HOLDING CORPORATION | CVA | 22282E | Annual 5/4/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS COVANTA HOLDING CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 16 | COVANTA HOLDING CORPORATION | CVA | 22282E | Annual 5/4/2017 | 3 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 16 | COVANTA HOLDING CORPORATION | CVA | 22282E | Annual 5/4/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 17 | BARNES GROUP INC. | B | 67806 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 17 | BARNES GROUP INC. | B | 67806 | Annual 5/5/2017 | 2 | RATIFY THE COMPANY'S BYLAW AMENDMENT ALLOWING PROXY ACCESS. | MGMT | Y | For | For |
| 17 | BARNES GROUP INC. | B | 67806 | Annual 5/5/2017 | 3 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 17 | BARNES GROUP INC. | B | 67806 | Annual 5/5/2017 | 4 | ADVISORY RESOLUTION REGARDING THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 17 | BARNES GROUP INC. | B | 67806 | Annual 5/5/2017 | 5 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR 2017. | MGMT | Y | For | For |
| 18 | HUB GROUP, INC. | HUBG | 443320 | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 18 | HUB GROUP, INC. | HUBG | 443320 | Annual 5/10/2017 | 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 18 | HUB GROUP, INC. | HUBG | 443320 | Annual 5/10/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 18 | HUB GROUP, INC. | HUBG | 443320 | Annual 5/10/2017 | 4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS HUB GROUP'S INDEPENDENT REGISTERED ACCOUNTING FIRM. | MGMT | Y | For | For |
| 18 | HUB GROUP, INC. | HUBG | 443320 | Annual 5/10/2017 | 5 | APPROVAL OF THE HUB GROUP, INC. 2017 LONG-TERM INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 19 | ITT INC | ITT | 45073V | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 19 | ITT INC | ITT | 45073V | Annual 5/10/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE 2017 FISCAL YEAR | MGMT | Y | For | For |
| 19 | ITT INC | ITT | 45073V | Annual 5/10/2017 | 3 | APPROVAL OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 19 | ITT INC | ITT | 45073V | Annual 5/10/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE SHAREHOLDER VOTES ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 20 | DEAN FOODS COMPANY | DF | 242370 | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 20 | DEAN FOODS COMPANY | DF | 242370 | Annual 5/10/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR FISCAL YEAR 2017 | MGMT | Y | For | For |
| 20 | DEAN FOODS COMPANY | DF | 242370 | Annual 5/10/2017 | 3 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 20 | DEAN FOODS COMPANY | DF | 242370 | Annual 5/10/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 21 | UNITED COMMUNITY BANKS, INC. | UCBI | 90984P | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 21 | UNITED COMMUNITY BANKS, INC. | UCBI | 90984P | Annual 5/10/2017 | 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 21 | UNITED COMMUNITY BANKS, INC. | UCBI | 90984P | Annual 5/10/2017 | 3 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2017 | MGMT | Y | For | For |
| 22 | ACADIA REALTY TRUST | AKR | 004239 | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 22 | ACADIA REALTY TRUST | AKR | 004239 | Annual 5/10/2017 | 2 | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | For | For |
| 22 | ACADIA REALTY TRUST | AKR | 004239 | Annual 5/10/2017 | 3 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY'S 2017 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | MGMT | N | Abstain | For |
| 22 | ACADIA REALTY TRUST | AKR | 004239 | Annual 5/10/2017 | 4 | TO APPROVE AN AMENDMENT TO THE COMPANY'S DECLARATION OF TRUST TO INCREASE THE AUTHORIZED SHARE CAPITAL OF THE COMPANY FROM 100 MILLION SHARES TO 200 MILLION SHARES. | MGMT | Y | For | For |
| 22 | ACADIA REALTY TRUST | AKR | 004239 | Annual 5/10/2017 | 5 | THE APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | Y | 1yr | 1yr |
| 23 | NU SKIN ENTERPRISES, INC. | NUS | 67018T | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 23 | NU SKIN ENTERPRISES, INC. | NUS | 67018T | Annual 5/11/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 23 | NU SKIN ENTERPRISES, INC. | NUS | 67018T | Annual 5/11/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 23 | NU SKIN ENTERPRISES, INC. | NUS | 67018T | Annual 5/11/2017 | 4 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 24 | GRUBHUB INC. | GRUB | 400110 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 24 | GRUBHUB INC. | GRUB | 400110 | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS GRUBHUB INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 24 | GRUBHUB INC. | GRUB | 400110 | Annual 5/11/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 25 | INOGEN, INC. | INGN | 45780L | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 25 | INOGEN, INC. | INGN | 45780L | Annual 5/11/2017 | 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 25 | INOGEN, INC. | INGN | 45780L | Annual 5/11/2017 | 3 | APPROVAL ON AN ADVISORY BASIS OF OUR EXECUTIVE COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016. | MGMT | N | Abstain | For |
| 25 | INOGEN, INC. | INGN | 45780L | Annual 5/11/2017 | 4 | APPROVAL ON AN ADVISORY BASIS OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 26 | CALLON PETROLEUM COMPANY | CPE | 13123X | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 26 | CALLON PETROLEUM COMPANY | CPE | 13123X | Annual 5/11/2017 | 2 | THE APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 26 | CALLON PETROLEUM COMPANY | CPE | 13123X | Annual 5/11/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF OUR EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 26 | CALLON PETROLEUM COMPANY | CPE | 13123X | Annual 5/11/2017 | 4 | THE RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 27 | CORECIVIC, INC. | CXW | 21871N | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 27 | CORECIVIC, INC. | CXW | 21871N | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 27 | CORECIVIC, INC. | CXW | 21871N | Annual 5/11/2017 | 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 27 | CORECIVIC, INC. | CXW | 21871N | Annual 5/11/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 27 | CORECIVIC, INC. | CXW | 21871N | Annual 5/11/2017 | 5 | THE APPROVAL OF THE COMPANY'S SECOND AMENDED AND RESTATED 2008 STOCK INCENTIVE PLAN. | MGMT | Y | For | For |
| 28 | HEARTLAND EXPRESS, INC. | HTLD | 422347 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 28 | HEARTLAND EXPRESS, INC. | HTLD | 422347 | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR 2017. | MGMT | Y | For | For |
| 28 | HEARTLAND EXPRESS, INC. | HTLD | 422347 | Annual 5/11/2017 | 3 | ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 28 | HEARTLAND EXPRESS, INC. | HTLD | 422347 | Annual 5/11/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 28 | HEARTLAND EXPRESS, INC. | HTLD | 422347 | Annual 5/11/2017 | 5 | PROPOSAL SUBMITTED BY A STOCKHOLDER REGARDING MAJORITY VOTING FOR THE ELECTION OF DIRECTORS. | Shareholder | Y | Against | Against |
| 29 | APOLLO COMMERCIAL REAL ESTATE FINANCE | ARI | 03762U | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 29 | APOLLO COMMERCIAL REAL ESTATE FINANCE | ARI | 03762U | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 29 | APOLLO COMMERCIAL REAL ESTATE FINANCE | ARI | 03762U | Annual 5/11/2017 | 3 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.'S NAMED EXECUTIVE OFFICERS, AS MORE FULLY DESCRIBED IN THE 2017 PROXY STATEMENT. | MGMT | N | Abstain | For |
| 29 | APOLLO COMMERCIAL REAL ESTATE FINANCE | ARI | 03762U | Annual 5/11/2017 | 4 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF APOLLO COMMERCIAL REAL ESTATE FINANCE, INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 30 | TEREX CORPORATION | TEX | 880779 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 30 | TEREX CORPORATION | TEX | 880779 | Annual 5/11/2017 | 2 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR 2017. | MGMT | Y | For | For |
| 30 | TEREX CORPORATION | TEX | 880779 | Annual 5/11/2017 | 3 | TO APPROVE AN AMENDMENT TO THE TEREX CORPORATION EMPLOYEE STOCK PURCHASE PLAN. | MGMT | Y | For | For |
| 30 | TEREX CORPORATION | TEX | 880779 | Annual 5/11/2017 | 4 | TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 30 | TEREX CORPORATION | TEX | 880779 | Annual 5/11/2017 | 5 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 31 | JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839 | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 31 | JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839 | Annual 5/12/2017 | 2 | APPROVE THE JOHN BEAN TECHNOLOGIES CORPORATION 2017 INCENTIVE COMPENSATION AND STOCK PLAN. | MGMT | Y | For | For |
| 31 | JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839 | Annual 5/12/2017 | 3 | APPROVE ON AN ADVISORY BASIS A NON-BINDING RESOLUTION REGARDING THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 31 | JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839 | Annual 5/12/2017 | 4 | APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICERS COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 31 | JOHN BEAN TECHNOLOGIES CORPORATION | JBT | 477839 | Annual 5/12/2017 | 5 | RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 32 | ALBANY INTERNATIONAL CORP. | AIN | 012348 | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 32 | ALBANY INTERNATIONAL CORP. | AIN | 012348 | Annual 5/12/2017 | 2 | RATIFICATION OF THE SELECTION OF KPMG LLP AS INDEPENDENT AUDITOR. | MGMT | Y | For | For |
| 32 | ALBANY INTERNATIONAL CORP. | AIN | 012348 | Annual 5/12/2017 | 3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 32 | ALBANY INTERNATIONAL CORP. | AIN | 012348 | Annual 5/12/2017 | 4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF STOCKHOLDER VOTING ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 32 | ALBANY INTERNATIONAL CORP. | AIN | 012348 | Annual 5/12/2017 | 5 | TO APPROVE THE COMPANY'S 2017 INCENTIVE COMPENSATION PLAN. | MGMT | Y | For | For |
| 33 | ITRON, INC. | ITRI | 465741 | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 33 | ITRON, INC. | ITRI | 465741 | Annual 5/12/2017 | 2 | PROPOSAL TO APPROVE THE ADVISORY (NON-BINDING) RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 33 | ITRON, INC. | ITRI | 465741 | Annual 5/12/2017 | 3 | PROPOSAL TO DETERMINE (NON-BINDING) FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 33 | ITRON, INC. | ITRI | 465741 | Annual 5/12/2017 | 4 | APPROVE THE ITRON, INC. SECOND AMENDED AND RESTATED 2010 STOCK INCENTIVE PLAN, INCLUDING TO INCREASE THE SHARES AUTHORIZED FOR ISSUANCE THEREUNDER AND APPROVAL OF THE MATERIAL TERMS REQUIRED UNDER INTERNAL REVENUE CODE SECTION 162(M). | MGMT | Y | For | For |
| 33 | ITRON, INC. | ITRI | 465741 | Annual 5/12/2017 | 5 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR 2017. | MGMT | Y | For | For |
| 34 | AMERIS BANCORP | ABCB | 03076K | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 34 | AMERIS BANCORP | ABCB | 03076K | Annual 5/16/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF CROWE HORWATH LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 34 | AMERIS BANCORP | ABCB | 03076K | Annual 5/16/2017 | 3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 35 | FORUM ENERGY TECHNOLOGIES, INC. | FET | 34984V | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 35 | FORUM ENERGY TECHNOLOGIES, INC. | FET | 34984V | Annual 5/16/2017 | 2 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 35 | FORUM ENERGY TECHNOLOGIES, INC. | FET | 34984V | Annual 5/16/2017 | 3 | RESOLUTION APPROVING THE FORUM ENERGY TECHNOLOGIES, INC. EMPLOYEE STOCK PURCHASE PLAN. | MGMT | Y | For | For |
| 35 | FORUM ENERGY TECHNOLOGIES, INC. | FET | 34984V | Annual 5/16/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 2 | ADVISORY APPROVAL OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 4 | APPROVAL OF AMENDMENTS TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION AND AMENDED AND RESTATED BY-LAWS TO IMPLEMENT A MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. | MGMT | Y | For | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 5 | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED ARTICLES OF INCORPORATION TO ELIMINATE CUMULATIVE VOTING IN DIRECTOR ELECTIONS. | MGMT | Y | For | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 6 | APPROVAL OF AN AMENDMENT TO OUR AMENDED AND RESTATED BY-LAWS TO INCREASE THE MAXIMUM NUMBER OF DIRECTORS TO NINE MEMBERS. | MGMT | Y | For | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 7 | APPROVAL OF THE DORMAN PRODUCTS, INC. EMPLOYEE STOCK PURCHASE PLAN. | MGMT | Y | For | For |
| 36 | DORMAN PRODUCTS, INC. | DORM | 258278 | Annual 5/16/2017 | 8 | RATIFICATION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 37 | DINEEQUITY, INC. | DIN | 254423 | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 37 | DINEEQUITY, INC. | DIN | 254423 | Annual 5/16/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT AUDITOR FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 37 | DINEEQUITY, INC. | DIN | 254423 | Annual 5/16/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS | MGMT | N | Abstain | For |
| 37 | DINEEQUITY, INC. | DIN | 254423 | Annual 5/16/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, WHETHER THE ADVISORY VOTE ON THE COMPENSATION OF THE CORPORATION'S NAMED EXECUTIVE OFFICERS SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 38 | ELLIE MAE, INC. | ELLI | 28849P | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 38 | ELLIE MAE, INC. | ELLI | 28849P | Annual 5/17/2017 | 2 | TO RATIFY THE SELECTION, BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS, OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 38 | ELLIE MAE, INC. | ELLI | 28849P | Annual 5/17/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE NAMED EXECUTIVE OFFICER COMPENSATION FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AS DISCLOSED IN THE PROXY STATEMENT | MGMT | N | Abstain | For |
| 38 | ELLIE MAE, INC. | ELLI | 28849P | Annual 5/17/2017 | 4 | TO CONSIDER A STOCKHOLDER PROPOSAL IF PROPERLY PRESENTED AT THE MEETING, RELATED TO THE DECLASSIFICATION OF THE BOARD OF DIRECTORS. | Shareholder | Y | For | Against |
| 39 | COHERUS BIOSCIENCES INC | CHRS | 19249H | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 39 | COHERUS BIOSCIENCES INC | CHRS | 19249H | Annual 5/17/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 39 | COHERUS BIOSCIENCES INC | CHRS | 19249H | Annual 5/17/2017 | 3 | A NON-BINDING ADVISORY RESOLUTION TO APPROVE OUR EXECUTIVE COMPENSATION (A "SAY ON PAY" VOTE). | MGMT | N | Abstain | For |
| 40 | KNIGHT TRANSPORTATION, INC. | KNX | 499064 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 40 | KNIGHT TRANSPORTATION, INC. | KNX | 499064 | Annual 5/11/2017 | 2 | ADVISORY, NON-BINDING VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 40 | KNIGHT TRANSPORTATION, INC. | KNX | 499064 | Annual 5/11/2017 | 3 | ADVISORY, NON-BINDING VOTE ON THE FREQUENCY OF FUTURE ADVISORY, NON-BINDING VOTES ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 40 | KNIGHT TRANSPORTATION, INC. | KNX | 499064 | Annual 5/11/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | MGMT | Y | For | For |
| 41 | FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G | Annual 5/15/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 41 | FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G | Annual 5/15/2017 | 2 | PROPOSAL TO APPROVE, ON A NONBINDING ADVISORY BASIS, THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 41 | FCB FINANCIAL HOLDINGS, INC. | FCB | 30255G | Annual 5/15/2017 | 3 | PROPOSAL TO RATIFY INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 42 | IMPAX LABORATORIES, INC. | IPXL | 45256B | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 42 | IMPAX LABORATORIES, INC. | IPXL | 45256B | Annual 5/16/2017 | 2 | TO APPROVE THE A&R OF OUR NON-QUALIFIED ESPP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | Y | For | For |
| 42 | IMPAX LABORATORIES, INC. | IPXL | 45256B | Annual 5/16/2017 | 3 | TO APPROVE THE FOURTH A&R OF OUR 2002 EQUITY INCENTIVE PLAN ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | Y | For | For |
| 42 | IMPAX LABORATORIES, INC. | IPXL | 45256B | Annual 5/16/2017 | 4 | TO APPROVE, BY NON-BINDING VOTE, NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 42 | IMPAX LABORATORIES, INC. | IPXL | 45256B | Annual 5/16/2017 | 5 | TO APPROVE, BY NON-BINDING VOTE, THE FREQUENCY OF NAMED EXECUTIVE OFFICER COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 42 | IMPAX LABORATORIES, INC. | IPXL | 45256B | Annual 5/16/2017 | 6 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT ..(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | Y | For | For |
| 43 | 3D SYSTEMS CORPORATION | DDD | 88554D | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 43 | 3D SYSTEMS CORPORATION | DDD | 88554D | Annual 5/16/2017 | 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 43 | 3D SYSTEMS CORPORATION | DDD | 88554D | Annual 5/16/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 43 | 3D SYSTEMS CORPORATION | DDD | 88554D | Annual 5/16/2017 | 4 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE 2015 INCENTIVE PLAN, WHICH WOULD INCREASE THE NUMBER OF SHARES RESERVED FOR ISSUANCE THEREUNDER BY 7,140,011 SHARES; AND TO RE-APPROVE INDIVIDUAL AWARD LIMITS AND PERFORMANCE MEASURES UNDER THE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 43 | 3D SYSTEMS CORPORATION | DDD | 88554D | Annual 5/16/2017 | 5 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 44 | AAON, INC. | AAON | 000360 | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 44 | AAON, INC. | AAON | 000361 | Annual 5/16/2017 | 2 | PROPOSAL TO RATIFY GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 44 | AAON, INC. | AAON | 000362 | Annual 5/16/2017 | 3 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, A RESOLUTION ON THE COMPENSATION OF AAON'S NAMED EXECUTIVE OFFICERS AS SET FORTH IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 44 | AAON, INC. | AAON | 000363 | Annual 5/16/2017 | 4 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY AT WHICH AAON SHOULD SEEK AN ADVISORY VOTE REGARDING THE COMPENSATION OF AAON'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 45 | SYNCHRONOSS TECHNOLOGIES, INC. | SNCR | 87157B | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 45 | SYNCHRONOSS TECHNOLOGIES, INC. | SNCR | 87157B | Annual 5/16/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 45 | SYNCHRONOSS TECHNOLOGIES, INC. | SNCR | 87157B | Annual 5/16/2017 | 3 | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 45 | SYNCHRONOSS TECHNOLOGIES, INC. | SNCR | 87157B | Annual 5/16/2017 | 4 | TO APPROVE ON A NON-BINDING ADVISORY BASIS THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 46 | F.N.B. CORP | FNB | 302520 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 46 | F.N.B. CORP | FNB | 302520 | Annual 5/17/2017 | 2 | ADVISORY APPROVAL OF NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 46 | F.N.B. CORP | FNB | 302520 | Annual 5/17/2017 | 3 | ADOPTION OF AN ADVISORY (NON-BINDING) RESOLUTION ON THE FREQUENCY OF FUTURE SHAREHOLDER ADVISORY VOTES TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 46 | F.N.B. CORP | FNB | 302520 | Annual 5/17/2017 | 4 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS F.N.B.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 47 | KRONOS WORLDWIDE, INC. | KRO | 50105F | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 47 | KRONOS WORLDWIDE, INC. | KRO | 50105F | Annual 5/17/2017 | 2 | NONBINDING ADVISORY VOTE APPROVING NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 47 | KRONOS WORLDWIDE, INC. | KRO | 50105F | Annual 5/17/2017 | 3 | NONBINDING ADVISORY VOTE ON THE APPROVAL OF THE PREFERRED FREQUENCY OF EXECUTIVE OFFICER COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 48 | WAYFAIR INC | W | 94419L | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 48 | WAYFAIR INC | W | 94419L | Annual 5/17/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE CORPORATION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 48 | WAYFAIR INC | W | 94419L | Annual 5/17/2017 | 3 | A NON-BINDING ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 49 | KBR, INC. | KBR | 48242W | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 49 | KBR, INC. | KBR | 48242W | Annual 5/17/2017 | 2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT THE CONSOLIDATED FINANCIAL STATEMENTS FOR KBR,INC. AS OF AND FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 49 | KBR, INC. | KBR | 48242W | Annual 5/17/2017 | 3 | ADVISORY VOTE TO APPROVE KBR'S NAMED EXECUTIVE OFFICERS' COMPENSATION. | MGMT | N | Abstain | For |
| 49 | KBR, INC. | KBR | 48242W | Annual 5/17/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 2 | TO RATIFY, IN A NON-BINDING VOTE, THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2017 AND TO AUTHORIZE, IN A BINDING VOTE, THE COMPANY'S BOARD OF DIRECTORS, ACTING THROUGH ITS AUDIT COMMITTEE, TO APPROVE THE REMUNERATION OF THAT AUDITOR. | MGMT | Y | For | For |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 3 | TO APPROVE, IN A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS NAMED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 4 | TO APPROVE A FURTHER AMENDMENT AND RESTATEMENT OF THE COMPANY'S AMENDED AND RESTATED 2012 LONG TERM INCENTIVE PLAN, INCLUDING TO INCREASE THE NUMBER OF ORDINARY SHARES AUTHORIZED FOR ISSUANCE UNDER THAT PLAN BY 1,350,000 ORDINARY SHARES, TO A TOTAL OF 8,750,000 ORDINARY SHARES. | MGMT | Y | For | For |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 5 | TO RENEW THE BOARD OF DIRECTORS' EXISTING AUTHORITY UNDER IRISH LAW TO ALLOT AND ISSUE ORDINARY SHARES. | MGMT | Y | For | For |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 6 | TO RENEW THE BOARD OF DIRECTORS' EXISTING AUTHORITY UNDER IRISH LAW TO ALLOT AND ISSUE ORDINARY SHARES FOR CASH WITHOUT FIRST OFFERING THOSE SHARES TO EXISTING SHAREHOLDERS PURSUANT TO THE STATUTORY PRE-EMPTION RIGHT THAT WOULD OTHERWISE APPLY. | MGMT | Y | For | For |
| 50 | PROTHENA CORP | PRTA | G72800 | Annual 5/17/2017 | 7 | TO APPROVE ANY MOTION TO ADJOURN THE ANNUAL MEETING, OR ANY ADJOURNMENT THEREOF, TO ANOTHER TIME AND PLACE IN ORDER TO SOLICIT ADDITIONAL PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE ANNUAL MEETING TO APPROVE PROPOSAL NO. 6. | MGMT | Y | For | For |
| 51 | PRIMERICA, INC. | PRI | 74164M | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 51 | PRIMERICA, INC. | PRI | 74164M | Annual 5/17/2017 | 2 | TO APPROVE THE SECOND AMENDED AND RESTATED PRIMERICA, INC. 2010 OMNIBUS INCENTIVE PLAN. | MGMT | Y | For | For |
| 51 | PRIMERICA, INC. | PRI | 74164M | Annual 5/17/2017 | 3 | TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-ON-PAY). | MGMT | N | Abstain | For |
| 51 | PRIMERICA, INC. | PRI | 74164M | Annual 5/17/2017 | 4 | TO CONSIDER AN ADVISORY VOTE TO DETERMINE STOCKHOLDER PREFERENCE ON THE FREQUENCY OF THE SAY-ON-PAY VOTE (SAY-WHEN-ON-PAY). | MGMT | Y | 1yr | 1yr |
| 51 | PRIMERICA, INC. | PRI | 74164M | Annual 5/17/2017 | 5 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | MGMT | Y | For | For |
| 52 | INSULET CORPORATION | PODD | 45784P | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 52 | INSULET CORPORATION | PODD | 45784P | Annual 5/17/2017 | 2 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF CERTAIN EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 52 | INSULET CORPORATION | PODD | 45784P | Annual 5/17/2017 | 3 | AN ADVISORY AND NON-BINDING VOTE ON WHETHER FUTURE ADVISORY AND NON-BINDING VOTES ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 52 | INSULET CORPORATION | PODD | 45784P | Annual 5/17/2017 | 4 | TO APPROVE THE COMPANY'S 2017 STOCK OPTION AND INCENTIVE PLAN. | MGMT | Y | For | For |
| 52 | INSULET CORPORATION | PODD | 45784P | Annual 5/17/2017 | 5 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 53 | DSW INC. | DSW | 23334L | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 53 | DSW INC. | DSW | 23334L | Annual 5/24/2017 | 2 | ADVISORY NON-BINDING VOTE, TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 53 | DSW INC. | DSW | 23334L | Annual 5/24/2017 | 3 | ADVISORY NON-BINDING VOTE, ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 54 | FOSSIL GROUP, INC. | FOSL | 34988V | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 54 | FOSSIL GROUP, INC. | FOSL | 34988V | Annual 5/24/2017 | 2 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 54 | FOSSIL GROUP, INC. | FOSL | 34988V | Annual 5/24/2017 | 3 | PROPOSAL TO HOLD AN ADVISORY VOTE ON WHETHER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION SHOULD BE HELD EVERY ONE, TWO OR THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 54 | FOSSIL GROUP, INC. | FOSL | 34988V | Annual 5/24/2017 | 4 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017. | MGMT | Y | For | For |
| 55 | COLUMBIA BANKING SYSTEM,INC. | COLB | 197236 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 55 | COLUMBIA BANKING SYSTEM,INC. | COLB | 197236 | Annual 5/24/2017 | 2 | TO VOTE ON AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE THE COMPENSATION OF COLUMBIA'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 55 | COLUMBIA BANKING SYSTEM,INC. | COLB | 197236 | Annual 5/24/2017 | 3 | TO VOTE ON THE FREQUENCY (EITHER ONE, TWO OR THREE YEARS) OF FUTURE SHAREHOLDER VOTES ON AN ADVISORY (NON-BINDING) RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 55 | COLUMBIA BANKING SYSTEM,INC. | COLB | 197236 | Annual 5/24/2017 | 4 | TO VOTE ON AN ADVISORY BASIS TO APPOINT DELOITTE & TOUCHE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | Y | For | For |
| 56 | SHUTTERFLY, INC. | SFLY | 82568P | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 56 | SHUTTERFLY, INC. | SFLY | 82568P | Annual 5/24/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF SHUTTERFLY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 56 | SHUTTERFLY, INC. | SFLY | 82568P | Annual 5/24/2017 | 3 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 56 | SHUTTERFLY, INC. | SFLY | 82568P | Annual 5/24/2017 | 4 | TO APPROVE THE AMENDMENT OF OUR 2015 EQUITY INCENTIVE PLAN TO INCREASE THE NUMBER OF SHARES AVAILABLE THEREUNDER BY 1,300,000 SHARES AND ESTABLISH AN ANNUAL LIMIT ON NON-EMPLOYEE DIRECTOR AGGREGATE CASH AND EQUITY AT $750,000. | MGMT | Y | For | For |
| 56 | SHUTTERFLY, INC. | SFLY | 82568P | Annual 5/24/2017 | 5 | TO RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS SHUTTERFLY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 57 | FIRST BANCORP | FBNC | 318672 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 57 | FIRST BANCORP | FBNC | 318672 | Annual 5/25/2017 | 2 | TO APPROVE ON A NON-BINDING BASIS THE 2016 COMPENSATION OF FIRST BANCORP'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 57 | FIRST BANCORP | FBNC | 318672 | Annual 5/25/2017 | 3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 58 | TASER INTERNATIONAL, INC. | AAXN | 87651B | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 58 | TASER INTERNATIONAL, INC. | AAXN | 87651B | Annual 5/25/2017 | 2 | ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 58 | TASER INTERNATIONAL, INC. | AAXN | 87651B | Annual 5/25/2017 | 3 | ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF THE SHAREHOLDER VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 58 | TASER INTERNATIONAL, INC. | AAXN | 87651B | Annual 5/25/2017 | 4 | TO RATIFY APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANT FOR FISCAL YEAR 2017. | MGMT | Y | For | For |
| 59 | THE ST. JOE COMPANY | JOE | 790148 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 59 | THE ST. JOE COMPANY | JOE | 790148 | Annual 5/25/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 59 | THE ST. JOE COMPANY | JOE | 790148 | Annual 5/25/2017 | 3 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 59 | THE ST. JOE COMPANY | JOE | 790148 | Annual 5/25/2017 | 4 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION FOR OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 60 | THE NAVIGATORS GROUP, INC. | NAVG | 638904 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 60 | THE NAVIGATORS GROUP, INC. | NAVG | 638904 | Annual 5/25/2017 | 2 | AN ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 60 | THE NAVIGATORS GROUP, INC. | NAVG | 638904 | Annual 5/25/2017 | 3 | HOLD AN ADVISORY VOTE TO RECOMMEND THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 60 | THE NAVIGATORS GROUP, INC. | NAVG | 638904 | Annual 5/25/2017 | 4 | RATIFICATION OF KPMG LLP AS THE INDEPENDENT AUDITORS OF THE COMPANY TO EXAMINE AND REPORT ON THE DECEMBER 31, 2017 FINANCIAL STATEMENTS. | MGMT | Y | For | For |
| 61 | WORLD FUEL SERVICES CORPORATION | INT | 981475 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 61 | WORLD FUEL SERVICES CORPORATION | INT | 981475 | Annual 5/25/2017 | 2 | APPROVAL OF THE NON-BINDING, ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 61 | WORLD FUEL SERVICES CORPORATION | INT | 981475 | Annual 5/25/2017 | 3 | RECOMMENDATION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 61 | WORLD FUEL SERVICES CORPORATION | INT | 981475 | Annual 5/25/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 62 | ACADIA HEALTHCARE COMPANY, INC. | ACHC | 00404A | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 62 | ACADIA HEALTHCARE COMPANY, INC. | ACHC | 00404A | Annual 5/25/2017 | 2 | APPROVE AN AMENDMENT TO THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO ADOPT A MAJORITY VOTING STANDARD IN UNCONTESTED DIRECTOR ELECTIONS. | MGMT | Y | For | For |
| 62 | ACADIA HEALTHCARE COMPANY, INC. | ACHC | 00404A | Annual 5/25/2017 | 3 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 62 | ACADIA HEALTHCARE COMPANY, INC. | ACHC | 00404A | Annual 5/25/2017 | 4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 62 | ACADIA HEALTHCARE COMPANY, INC. | ACHC | 00404A | Annual 5/25/2017 | 5 | CONSIDER AND ACT ON A STOCKHOLDER PROPOSAL RELATING TO SUSTAINABILITY REPORTING. | Shareholder | Y | For | Against |
| 63 | BELDEN INC. | BDC | 077454 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 63 | BELDEN INC. | BDC | 077454 | Annual 5/25/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 63 | BELDEN INC. | BDC | 077454 | Annual 5/25/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 63 | BELDEN INC. | BDC | 077454 | Annual 5/25/2017 | 4 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES RELATED TO EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 64 | FITBIT, INC. | FIT | 33812L | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 64 | FITBIT, INC. | FIT | 33812L | Annual 5/25/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 64 | FITBIT, INC. | FIT | 33812L | Annual 5/25/2017 | 3 | TO APPROVE A STOCK OPTION EXCHANGE PROGRAM THAT WOULD ALLOW ELIGIBLE EMPLOYEES, INCLUDING CERTAIN OF OUR EXECUTIVE OFFICERS, TO EXCHANGE "UNDERWATER" STOCK OPTIONS FOR A LESSER NUMBER OF NEW RESTRICTED STOCK UNITS UNDER OUR 2015 EQUITY INCENTIVE PLAN. | MGMT | Y | For | For |
| 65 | EL PASO ELECTRIC COMPANY | EE | 283677 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 65 | EL PASO ELECTRIC COMPANY | EE | 283677 | Annual 5/25/2017 | 2 | RATIFY THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 65 | EL PASO ELECTRIC COMPANY | EE | 283677 | Annual 5/25/2017 | 3 | APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 66 | TRI POINTE GROUP, INC. | TPH | 87265H | Annual 5/26/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 66 | TRI POINTE GROUP, INC. | TPH | 87265H | Annual 5/26/2017 | 2 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF TRI POINTE GROUP,INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 66 | TRI POINTE GROUP, INC. | TPH | 87265H | Annual 5/26/2017 | 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS TRI POINTE GROUP,INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 67 | MEDIDATA SOLUTIONS, INC. | MDSO | 58471A | Annual 5/30/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 67 | MEDIDATA SOLUTIONS, INC. | MDSO | 58471A | Annual 5/30/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION (THE "SAY ON PAY VOTE"). | MGMT | N | Abstain | For |
| 67 | MEDIDATA SOLUTIONS, INC. | MDSO | 58471A | Annual 5/30/2017 | 3 | TO APPROVE THE MEDIDATA SOLUTIONS, INC. 2017 LONG-TERM INCENTIVE PLAN. | MGMT | Y | For | For |
| 67 | MEDIDATA SOLUTIONS, INC. | MDSO | 58471A | Annual 5/30/2017 | 4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 67 | MEDIDATA SOLUTIONS, INC. | MDSO | 58471A | Annual 5/30/2017 | 5 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING THE SAY ON PAY VOTE IN THE FUTURE (THE "SAY WHEN ON PAY VOTE"). | MGMT | Y | 1yr | 1yr |
| 68 | AVEXIS, INC. | AVXS | 05366U | Annual 5/30/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 68 | AVEXIS, INC. | AVXS | 05366U | Annual 5/30/2017 | 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 69 | HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906 | Annual 5/30/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 69 | HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906 | Annual 5/30/2017 | 2 | TO APPROVE AND RATIFY THE SELECTION OF GRANT THORNTON LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS CURRENT FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 69 | HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906 | Annual 5/30/2017 | 3 | TO CONSIDER AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 69 | HEALTHCARE SERVICES GROUP, INC. | HCSG | 421906 | Annual 5/30/2017 | 4 | TO CONSIDER AN ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER ADVICE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 70 | MICROSTRATEGY INCORPORATED | MSTR | 594972 | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 70 | MICROSTRATEGY INCORPORATED | MSTR | 594972 | Annual 5/31/2017 | 2 | TO APPROVE, ON AN ADVISORY, NON-BINDING BASIS, THE COMPENSATION OF MICROSTRATEGY INCORPORATED'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2017 ANNUAL MEETING. | MGMT | N | Abstain | For |
| 70 | MICROSTRATEGY INCORPORATED | MSTR | 594972 | Annual 5/31/2017 | 3 | TO RECOMMEND, ON AN ADVISORY, NON-BINDING BASIS, HOLDING FUTURE EXECUTIVE COMPENSATION ADVISORY VOTES EVERY THREE YEARS, EVERY TWO YEARS OR EVERY YEAR. | MGMT | Y | 1yr | 3yr |
| 70 | MICROSTRATEGY INCORPORATED | MSTR | 594972 | Annual 5/31/2017 | 4 | TO RATIFY THE SELECTION OF KPMG LLP AS MICROSTRATEGY INCORPORATED'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 71 | SPARK THERAPEUTICS, INC. | ONCE | 84652J | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 71 | SPARK THERAPEUTICS, INC. | ONCE | 84652J | Annual 5/31/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 71 | SPARK THERAPEUTICS, INC. | ONCE | 84652J | Annual 5/31/2017 | 3 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION PAID TO THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 71 | SPARK THERAPEUTICS, INC. | ONCE | 84652J | Annual 5/31/2017 | 4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 72 | IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 72 | IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X | Annual 5/31/2017 | 2 | APPROVAL, BY NON-BINDING ADVISORY VOTE, OF THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 72 | IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X | Annual 5/31/2017 | 3 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO THE NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 72 | IRONWOOD PHARMACEUTICALS, INC. | IRWD | 46333X | Annual 5/31/2017 | 4 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 73 | TAYLOR MORRISON HOME CORP (TMHC) | TMHC | 87724P | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 73 | TAYLOR MORRISON HOME CORP (TMHC) | TMHC | 87724P | Annual 5/31/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 73 | TAYLOR MORRISON HOME CORP (TMHC) | TMHC | 87724P | Annual 5/31/2017 | 3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 73 | TAYLOR MORRISON HOME CORP (TMHC) | TMHC | 87724P | Annual 5/31/2017 | 4 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE TAYLOR MORRISON HOME CORPORATION 2013 OMNIBUS EQUITY AWARD PLAN. | MGMT | Y | For | For |
| 74 | REVLON, INC. | REV | 761525 | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 74 | REVLON, INC. | REV | 761525 | Annual 5/31/2017 | 2 | PROPOSAL TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 74 | REVLON, INC. | REV | 761525 | Annual 5/31/2017 | 3 | PROPOSAL TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE COMPANY'S EXECUTIVE COMPENSATION, AS DISCLOSED PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING AS DISCLOSED IN THE "COMPENSATION DISCUSSION AND ANALYSIS," COMPENSATION TABLES AND ACCOMPANYING NARRATIVE SET FORTH IN THE ACCOMPANYING PROXY STATEMENT. | MGMT | N | Abstain | For |
| 74 | REVLON, INC. | REV | 761525 | Annual 5/31/2017 | 4 | PROPOSAL TO RECOMMEND, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF FUTURE NON-BINDING, ADVISORY VOTES ON THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 3yr |
| 75 | THE ADVISORY BOARD COMPANY | ABCO | 00762W | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 75 | THE ADVISORY BOARD COMPANY | ABCO | 00762W | Annual 5/31/2017 | 2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 75 | THE ADVISORY BOARD COMPANY | ABCO | 00762W | Annual 5/31/2017 | 3 | APPROVAL OF 2009 INCENTIVE PLAN AMENDMENT AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT | MGMT | Y | For | For |
| 75 | THE ADVISORY BOARD COMPANY | ABCO | 00762W | Annual 5/31/2017 | 4 | APPROVAL, BY AN ADVISORY VOTE, OF THE ADVISORY BOARD COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION AS DESCRIBED IN THE ACCOMPANYING PROXY STATEMENT. | MGMT | N | Abstain | For |
| 75 | THE ADVISORY BOARD COMPANY | ABCO | 00762W | Annual 5/31/2017 | 5 | ADVISORY VOTE ON WHETHER THE ADVISORY BOARD COMPANY SHOULD HOLD AN ADVISORY VOTE BY STOCKHOLDERS TO APPROVE THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION EVERY 1, 2 OR 3 YEARS. | MGMT | Y | 1yr | 1yr |
| 76 | WESCO INTERNATIONAL, INC. | WCC | 95082P | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 76 | WESCO INTERNATIONAL, INC. | WCC | 95082P | Annual 5/31/2017 | 2 | APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 76 | WESCO INTERNATIONAL, INC. | WCC | 95082P | Annual 5/31/2017 | 3 | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 76 | WESCO INTERNATIONAL, INC. | WCC | 95082P | Annual 5/31/2017 | 4 | APPROVE THE RENEWAL AND RESTATEMENT OF THE WESCO INTERNATIONAL, INC. 1999 LONG-TERM INCENTIVE PLAN | MGMT | Y | For | For |
| 76 | WESCO INTERNATIONAL, INC. | WCC | 95082P | Annual 5/31/2017 | 5 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 77 | PEBBLEBROOK HOTEL TRUST | PEB | 70509V | Annual 6/30/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 77 | PEBBLEBROOK HOTEL TRUST | PEB | 70509V | Annual 6/30/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP TO SERVE AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 77 | PEBBLEBROOK HOTEL TRUST | PEB | 70509V | Annual 6/30/2017 | 3 | APPROVAL, BY ADVISORY AND NON-BINDING VOTE, OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION ("SAY-ON-PAY"). | MGMT | N | Abstain | For |
| 77 | PEBBLEBROOK HOTEL TRUST | PEB | 70509V | Annual 6/30/2017 | 4 | NON-BINDING SHAREHOLDER PROPOSAL FROM THE UNION TO ADOPT A MAJORITY VOTING STANDARD IN UNCONTESTED ELECTIONS OF TRUSTEES. | Shareholder | Y | For | For |
| 77 | PEBBLEBROOK HOTEL TRUST | PEB | 70509V | Annual 6/30/2017 | 5 | RECOMMENDATION, BY NON-BINDING VOTE, ON FREQUENCY OF CONDUCTING SAY-ON-PAY VOTES ("SAY-WHEN-ON-PAY"). | MGMT | Y | 1yr | 1yr |
| 78 | ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X | Annual 7/13/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 78 | ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X | Annual 7/13/2017 | 2 | TO RATIFY THE SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 78 | ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X | Annual 7/13/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, OUR EXECUTIVE COMPENSATION PROGRAM. | MGMT | N | Abstain | For |
| 78 | ARMSTRONG WORLD INDUSTRIES, INC. | AWI | 04247X | Annual 7/13/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH SHAREHOLDERS WILL BE PRESENTED WITH THE NON-BINDING PROPOSAL TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS (EVERY 1, 2 OR 3 YEARS). | MGMT | Y | 1yr | 1yr |
| 79 | OPHTHOTECH CORPORATION | OPHT | 683745 | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 79 | OPHTHOTECH CORPORATION | OPHT | 683745 | Annual 5/19/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, OUR NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | N | Abstain | For |
| 79 | OPHTHOTECH CORPORATION | OPHT | 683745 | Annual 5/19/2017 | 3 | TO RATIFY THE SELECTION OF ERNST & YOUNG LLP AS OPHTHOTECH'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 80 | DEVRY EDUCATION GROUP INC. | ATGE | 251893 | Annual 5/22/2017 | 1 | APPROVE AN AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION OF THE COMPANY TO CHANGE ITS NAME TO ADTALEM GLOBAL EDUCATION INC. | MGMT | Y | For | For |
| 81 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y | Annual 5/22/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 81 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y | Annual 5/22/2017 | 2 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 81 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y | Annual 5/22/2017 | 3 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 81 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y | Annual 5/22/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 81 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y | Annual 5/22/2017 | 5 | APPROVAL OF THE LEGACYTEXAS FINANCIAL GROUP, INC. 2017 OMNIBUS INCENTIVE PLAN. | MGMT | Y | For | For |
| 81 | LEGACYTEXAS FINANCIAL GROUP, INC. | LTXB | 52471Y | Annual 5/22/2017 | 6 | APPROVAL OF THE CHARTER AMENDMENT TO DECLASSIFY THE BOARD OF DIRECTORS AND OTHER RELATED CHARTER AMENDMENTS. | MGMT | Y | For | For |
| 82 | SWIFT TRANSPORTATION CO. | SWFT | 87074U | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 82 | SWIFT TRANSPORTATION CO. | SWFT | 87074U | Annual 5/24/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF SWIFT'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 82 | SWIFT TRANSPORTATION CO. | SWFT | 87074U | Annual 5/24/2017 | 3 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF SWIFT'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 82 | SWIFT TRANSPORTATION CO. | SWFT | 87074U | Annual 5/24/2017 | 4 | ADVISORY VOTE TO RATIFY THE APPOINTMENT OF KPMG LLP AS SWIFT'S INDEPENDENT PUBLIC ACCOUNTANTS FOR FISCAL 2017. | MGMT | Y | For | For |
| 82 | SWIFT TRANSPORTATION CO. | SWFT | 87074U | Annual 5/24/2017 | 5 | SHAREHOLDER PROPOSAL TO DEVELOP A RECAPITALIZATION PLAN. | Shareholder | Y | For | Against |
| 82 | SWIFT TRANSPORTATION CO. | SWFT | 87074U | Annual 5/24/2017 | 6 | SHAREHOLDER PROPOSAL TO ADOPT PROXY ACCESS. | Shareholder | Y | For | Against |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 1 | VOTE ON THE MERGER AGREEMENT, DATED NOVEMBER 17, 2016, BY AND BETWEEN FIRST INTERSTATE BANCSYSTEM, INC. AND CASCADE BANCORP PURSUANT TO WHICH CASCADE WILL MERGE WITH AND INTO FIRST INTERSTATE. | MGMT | Y | For | For |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 2 | VOTE ON THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF FIRST INTERSTATE BANCSYSTEM, INC. | MGMT | Y | For | For |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 3 | VOTE ON A PROPOSAL TO ADJOURN THE SPECIAL MEETING TO A LATER DATE OR DATES, IF NECESSARY, TO PERMIT FURTHER SOLICITATION OF PROXIES IF THERE ARE INSUFFICIENT VOTES AT THE TIME OF THE SPECIAL MEETING TO APPROVE THE MERGER AGREEMENT OR THE AMENDED AND RESTATED ARTICLES OF INCORPORATION OF FIRST INTERSTATE. | MGMT | Y | For | For |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 4 | Election of Directors | MGMT | Y | For | For |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 5 | VOTE ON A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 6 | CONDUCT A NON-BINDING ADVISORY VOTE ON FREQUENCY OF NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 2yr |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 7 | RATIFICATION OF RSM US LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 83 | FIRST INTERSTATE BANCSYSTEM,INC | FIBK | 32055Y | Special 5/24/2017 | 8 | VOTE ON THE AMENDED AND RESTATED BYLAWS OF FIRST INTERSTATE BANCSYSTEM, INC. | MGMT | Y | For | For |
| 84 | MAGELLAN HEALTH, INC. | MGLN | 559079 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 84 | MAGELLAN HEALTH, INC. | MGLN | 559079 | Annual 5/24/2017 | 2 | TO APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 84 | MAGELLAN HEALTH, INC. | MGLN | 559079 | Annual 5/24/2017 | 3 | TO APPROVE THE COMPANY'S AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND TO DELETE OBSOLETE PROVISIONS. | MGMT | Y | For | For |
| 84 | MAGELLAN HEALTH, INC. | MGLN | 559079 | Annual 5/24/2017 | 4 | RATIFICATION OF ERNST & YOUNG AS INDEPENDENT AUDITORS FOR FISCAL YEAR 2017. | MGMT | Y | For | For |
| 85 | TOWNEBANK | TOWN | 89214P | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 85 | TOWNEBANK | TOWN | 89214P | Annual 5/24/2017 | 2 | TO RATIFY THE APPOINTMENT OF MEMBERS TO THE RESPECTIVE BOARDS OF DIRECTORS OF EACH OF THE TOWNEBANKING GROUPS AND TOWNE FINANCIAL SERVICES AS DESCRIBED IN THE TOWNEBANK PROXY STATEMENT. | MGMT | Y | For | For |
| 85 | TOWNEBANK | TOWN | 89214P | Annual 5/24/2017 | 3 | TO RATIFY THE SELECTION OF DIXON HUGHES GOODMAN LLP, INDEPENDENT CERTIFIED PUBLIC ACCOUNTANTS, AS AUDITORS OF TOWNEBANK FOR 2017. | MGMT | Y | For | For |
| 85 | TOWNEBANK | TOWN | 89214P | Annual 5/24/2017 | 4 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, TOWNEBANK'S NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 85 | TOWNEBANK | TOWN | 89214P | Annual 5/24/2017 | 5 | TO APPROVE THE TOWNEBANK 2017 STOCK INCENTIVE PLAN. | MGMT | Y | For | For |
| 85 | TOWNEBANK | TOWN | 89214P | Annual 5/24/2017 | 6 | TO APPROVE THE ANNUAL INCENTIVE COMPENSATION PLAN OF TOWNEBANK. | MGMT | Y | For | For |
| 86 | MAXLINEAR, INC. | MXL | 57776J | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 86 | MAXLINEAR, INC. | MXL | 57776J | Annual 5/24/2017 | 2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY VOTE). | MGMT | N | Abstain | For |
| 86 | MAXLINEAR, INC. | MXL | 57776J | Annual 5/24/2017 | 3 | ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION (SAY WHEN ON PAY). | MGMT | Y | 1yr | 1yr |
| 86 | MAXLINEAR, INC. | MXL | 57776J | Annual 5/24/2017 | 4 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 87 | ENTEGRIS, INC. | ENTG | 29362U | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 87 | ENTEGRIS, INC. | ENTG | 29362U | Annual 5/24/2017 | 2 | RATIFY APPOINTMENT OF KPMG LLP AS ENTEGRIS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 87 | ENTEGRIS, INC. | ENTG | 29362U | Annual 5/24/2017 | 3 | APPROVAL, BY NON-BINDING VOTE, OF THE COMPENSATION PAID TO ENTEGRIS, INC.'S NAMED EXECUTIVE OFFICERS (ADVISORY VOTE). | MGMT | N | Abstain | For |
| 87 | ENTEGRIS, INC. | ENTG | 29362U | Annual 5/24/2017 | 4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES (ADVISORY VOTE). | MGMT | Y | 1yr | 1yr |
| 87 | ENTEGRIS, INC. | ENTG | 29362U | Annual 5/24/2017 | 5 | APPROVAL OF THE SECOND AMENDED AND RESTATED ENTEGRIS INCENTIVE PLAN. | MGMT | Y | For | For |
| 88 | NOW INC. | DNOW | 67011P | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 88 | NOW INC. | DNOW | 67011P | Annual 5/24/2017 | 2 | RATIFICATION OF APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017. | MGMT | Y | For | For |
| 88 | NOW INC. | DNOW | 67011P | Annual 5/24/2017 | 3 | APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 89 | ALDER BIOPHARMACEUTICALS, INC. | ALDR | 014339 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 89 | ALDER BIOPHARMACEUTICALS, INC. | ALDR | 014340 | Annual 5/24/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | MGMT | N | Abstain | For |
| 89 | ALDER BIOPHARMACEUTICALS, INC. | ALDR | 014341 | Annual 5/24/2017 | 3 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR ITS FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 90 | THE MEDICINES COMPANY | MDCO | 584688 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 90 | THE MEDICINES COMPANY | MDCO | 584688 | Annual 5/25/2017 | 2 | APPROVE, IN AN ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS PRESENTED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 90 | THE MEDICINES COMPANY | MDCO | 584688 | Annual 5/25/2017 | 3 | VOTE, IN AN ADVISORY VOTE, AS TO THE FREQUENCY WITH WHICH WE HOLD AN ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 90 | THE MEDICINES COMPANY | MDCO | 584688 | Annual 5/25/2017 | 4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 91 | INPHI CORPORATION | IPHI | 45772F | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 91 | INPHI CORPORATION | IPHI | 45772F | Annual 5/25/2017 | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 91 | INPHI CORPORATION | IPHI | 45772F | Annual 5/25/2017 | 3 | APPROVAL OF FREQUENCY FOR HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 91 | INPHI CORPORATION | IPHI | 45772F | Annual 5/25/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | MGMT | Y | For | For |
| 92 | NXSTAGE MEDICAL, INC. | NXTM | 67072V | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 92 | NXSTAGE MEDICAL, INC. | NXTM | 67072V | Annual 5/25/2017 | 2 | ADVISORY VOTE ON OUR NAMED EXECUTIVE OFFICERS' COMPENSATION. | MGMT | N | Abstain | For |
| 92 | NXSTAGE MEDICAL, INC. | NXTM | 67072V | Annual 5/25/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON OUR NAMED EXECUTIVE OFFICERS' COMPENSATION | MGMT | Y | 1yr | 1yr |
| 92 | NXSTAGE MEDICAL, INC. | NXTM | 67072V | Annual 5/25/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | for | For |
| 92 | NXSTAGE MEDICAL, INC. | NXTM | 67072V | Annual 5/25/2017 | 5 | TO APPROVE BY-LAW AMENDMENT TO ADOPT MAJORITY VOTING STANDARD FOR UNCONTESTED DIRECTOR ELECTIONS. | MGMT | Y | For | For |
| 92 | NXSTAGE MEDICAL, INC. | NXTM | 67072V | Annual 5/25/2017 | 6 | TO APPROVE AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN AND ITS MATERIAL TERMS FOR INTERNAL REVENUE CODE SECTION 162(M) PURPOSES. | MGMT | Y | For | For |
| 93 | NORTHWEST NATURAL GAS COMPANY | NWN | 667655 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 93 | NORTHWEST NATURAL GAS COMPANY | NWN | 667655 | Annual 5/25/2017 | 2 | REAPPROVAL AND AMENDMENT OF THE LONG TERM INCENTIVE PLAN. | MGMT | Y | For | For |
| 93 | NORTHWEST NATURAL GAS COMPANY | NWN | 667655 | Annual 5/25/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 93 | NORTHWEST NATURAL GAS COMPANY | NWN | 667655 | Annual 5/25/2017 | 4 | FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION, AS AN ADVISORY VOTE. | MGMT | Y | 1yr | 1yr |
| 93 | NORTHWEST NATURAL GAS COMPANY | NWN | 667655 | Annual 5/25/2017 | 5 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS NW NATURAL'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE FISCAL YEAR 2017. | MGMT | Y | For | For |
| 94 | ANIXTER INTERNATIONAL INC. | AXE | 035290 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 94 | ANIXTER INTERNATIONAL INC. | AXE | 035290 | Annual 5/25/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 94 | ANIXTER INTERNATIONAL INC. | AXE | 035290 | Annual 5/25/2017 | 3 | ADVISORY VOTE TO SELECT THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 94 | ANIXTER INTERNATIONAL INC. | AXE | 035290 | Annual 5/25/2017 | 4 | APPROVAL OF THE ANIXTER INTERNATIONAL INC. 2017 STOCK INCENTIVE PLAN. | MGMT | Y | For | For |
| 94 | ANIXTER INTERNATIONAL INC. | AXE | 035290 | Annual 5/25/2017 | 5 | RATIFICATION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | MGMT | Y | For | For |
| 95 | CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | CCO | 18451C | Annual 5/26/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 95 | CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | CCO | 18451C | Annual 5/26/2017 | 2 | APPROVAL OF THE ADVISORY (NON-BINDING) RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 95 | CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | CCO | 18451C | Annual 5/26/2017 | 3 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 3yr |
| 95 | CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | CCO | 18451C | Annual 5/26/2017 | 4 | APPROVAL OF THE ADOPTION OF THE 2012 AMENDED AND RESTATED STOCK INCENTIVE PLAN. | MGMT | Y | For | For |
| 95 | CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | CCO | 18451C | Annual 5/26/2017 | 5 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 95 | CLEAR CHANNEL OUTDOOR HOLDINGS, INC. | CCO | 18451C | Annual 5/26/2017 | 6 | ELECTION OF ADDITIONAL DIRECTOR: PAUL KEGLEVIC | MGMT | Y | For | For |
| 96 | ENVESTNET, INC. | ENV | 29404K | Annual 7/13/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 96 | ENVESTNET, INC. | ENV | 29404K | Annual 7/13/2017 | 2 | THE APPROVAL, ON AN ADVISORY BASIS, ON 2016 EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 96 | ENVESTNET, INC. | ENV | 29404K | Annual 7/13/2017 | 3 | THE APPROVAL, ON AN ADVISORY BASIS, ON WHETHER EXECUTIVE COMPENSATION SHOULD BE SUBMITTED TO STOCKHOLDERS FOR AN ADVISORY VOTE EVERY ONE, TWO OR THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 96 | ENVESTNET, INC. | ENV | 29404K | Annual 7/13/2017 | 4 | THE RATIFICATION OF KPMG LLP AS THE INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 96 | ENVESTNET, INC. | ENV | 29404K | Annual 7/13/2017 | 5 | THE APPROVAL OF THE 2010 LONG-TERM INCENTIVE PLAN AS AMENDED THROUGH THE FOURTH AMENDMENT. | MGMT | Y | For | For |
| 97 | FBL FINANCIAL GROUP, INC. | FFG | 30239F | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 97 | FBL FINANCIAL GROUP, INC. | FFG | 30239F | Annual 5/17/2017 | 2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 97 | FBL FINANCIAL GROUP, INC. | FFG | 30239F | Annual 5/17/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF SHAREHOLDER VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 97 | FBL FINANCIAL GROUP, INC. | FFG | 30239F | Annual 5/17/2017 | 4 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 98 | WATTS WATER TECHNOLOGIES, INC. | WTS | 942749 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 98 | WATTS WATER TECHNOLOGIES, INC. | WTS | 942749 | Annual 5/17/2017 | 2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 98 | WATTS WATER TECHNOLOGIES, INC. | WTS | 942749 | Annual 5/17/2017 | 3 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE NAMED EXECUTIVE OFFICER COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 98 | WATTS WATER TECHNOLOGIES, INC. | WTS | 942749 | Annual 5/17/2017 | 4 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 99 | SUMMIT MATERIALS, INC. | SUM | 86614U | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 99 | SUMMIT MATERIALS, INC. | SUM | 86614U | Annual 5/17/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2017. | MGMT | Y | For | For |
| 99 | SUMMIT MATERIALS, INC. | SUM | 86614U | Annual 5/17/2017 | 3 | NONBINDING ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS FOR 2016. | MGMT | N | Abstain | For |
| 100 | MINERALS TECHNOLOGIES INC. | MTX | 603158 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 100 | MINERALS TECHNOLOGIES INC. | MTX | 603158 | Annual 5/17/2017 | 2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 100 | MINERALS TECHNOLOGIES INC. | MTX | 603158 | Annual 5/17/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 100 | MINERALS TECHNOLOGIES INC. | MTX | 603158 | Annual 5/17/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY EXECUTIVE COMPENSATION VOTES | MGMT | Y | 1yr | 1yr |
| 100 | MINERALS TECHNOLOGIES INC. | MTX | 603158 | Annual 5/17/2017 | 5 | SHAREHOLDER PROPOSAL REGARDING PROXY ACCESS. | Shareholder | Y | For | Against |
| 101 | EAGLE BANCORP, INC | EGBN | 268948 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 101 | EAGLE BANCORP, INC | EGBN | 268948 | Annual 5/18/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | For | For |
| 101 | EAGLE BANCORP, INC | EGBN | 268948 | Annual 5/18/2017 | 3 | NON-BINDING ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 101 | EAGLE BANCORP, INC | EGBN | 268948 | Annual 5/18/2017 | 4 | NON-BINDING ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION ADVISORY VOTES. | MGMT | Y | 1yr | 1yr |
| 102 | BRANDYWINE REALTY TRUST | BDN | 105368 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 102 | BRANDYWINE REALTY TRUST | BDN | 105368 | Annual 5/18/2017 | 2 | RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR CALENDAR YEAR 2017. | MGMT | Y | For | For |
| 102 | BRANDYWINE REALTY TRUST | BDN | 105368 | Annual 5/18/2017 | 3 | PROVIDE AN ADVISORY, NON-BINDING VOTE ON OUR EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 102 | BRANDYWINE REALTY TRUST | BDN | 105368 | Annual 5/18/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 102 | BRANDYWINE REALTY TRUST | BDN | 105368 | Annual 5/18/2017 | 5 | APPROVAL OF THE AMENDMENT AND RESTATEMENT OF THE AMENDED AND RESTATED 1997 LONG-TERM INCENTIVE PLAN. | MGMT | Y | for | For |
| 103 | PROTO LABS, INC. | PRLB | 743713 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 103 | PROTO LABS, INC. | PRLB | 743713 | Annual 5/18/2017 | 2 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | MGMT | Y | for | For |
| 103 | PROTO LABS, INC. | PRLB | 743713 | Annual 5/18/2017 | 3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 2 | APPROVAL, ON A NON-BINDING ADVISORY BASIS, OF THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 3 | TO RECOMMEND, BY NON-BINDING VOTE, WHETHER THE VOTE OF OUR NAMED EXECUTIVE OFFICERS' COMPENSATION SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 4 | APPROVAL OF THE MATERIAL TERMS UNDER THE RAYONIER NON-EQUITY INCENTIVE PLAN, AS AMENDED, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 5 | APPROVAL OF THE MATERIAL TERMS UNDER THE RAYONIER INCENTIVE STOCK PLAN, AS AMENDED, FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 6 | APPROVAL OF AN ANNUAL LIMIT ON AWARDS TO NON-EMPLOYEE DIRECTORS UNDER THE RAYONIER INCENTIVE STOCK PLAN. | MGMT | Y | For | For |
| 104 | RAYONIER INC. | RYN | 754907 | Annual 5/18/2017 | 7 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 105 | PBF ENERGY INC. | PBF | 69318G | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 105 | PBF ENERGY INC. | PBF | 69318G | Annual 5/18/2017 | 2 | THE RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITOR FOR THE YEAR ENDED DECEMBER 31, 2017. | MGMT | Y | For | For |
| 105 | PBF ENERGY INC. | PBF | 69318G | Annual 5/18/2017 | 3 | TO APPROVE THE PBF ENERGY INC. 2017 EQUITY INCENTIVE PLAN, INCLUDING FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 106 | TEXAS ROADHOUSE,INC. | TXRH | 882681 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 106 | TEXAS ROADHOUSE,INC. | TXRH | 882681 | Annual 5/18/2017 | 2 | PROPOSAL TO RATIFY INDEPENDENT PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 106 | TEXAS ROADHOUSE,INC. | TXRH | 882681 | Annual 5/18/2017 | 3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 106 | TEXAS ROADHOUSE,INC. | TXRH | 882681 | Annual 5/18/2017 | 4 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 106 | TEXAS ROADHOUSE,INC. | TXRH | 882681 | Annual 5/18/2017 | 5 | ADVISORY VOTE ON A SHAREHOLDER PROPOSAL REGARDING THE ISSUANCE OF A SUSTAINABILITY REPORT. | Shareholder | Y | For | Against |
| 107 | COOPER-STANDARD HOLDINGS INC. | CPS | 21676P | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 107 | COOPER-STANDARD HOLDINGS INC. | CPS | 21676P | Annual 5/18/2017 | 2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | For | For |
| 107 | COOPER-STANDARD HOLDINGS INC. | CPS | 21676P | Annual 5/18/2017 | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 107 | COOPER-STANDARD HOLDINGS INC. | CPS | 21676P | Annual 5/18/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 107 | COOPER-STANDARD HOLDINGS INC. | CPS | 21676P | Annual 5/18/2017 | 5 | APPROVAL OF THE COOPER-STANDARD HOLDINGS INC. 2017 OMNIBUS INCENTIVE PLAN. | MGMT | Y | For | For |
| 108 | PIEDMONT OFFICE REALTY TRUST, INC | PDM | 720190 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 108 | PIEDMONT OFFICE REALTY TRUST, INC | PDM | 720190 | Annual 5/18/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL 2017. | MGMT | Y | For | For |
| 108 | PIEDMONT OFFICE REALTY TRUST, INC | PDM | 720190 | Annual 5/18/2017 | 3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 108 | PIEDMONT OFFICE REALTY TRUST, INC | PDM | 720190 | Annual 5/18/2017 | 4 | ADVISORY VOTE TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 108 | PIEDMONT OFFICE REALTY TRUST, INC | PDM | 720190 | Annual 5/18/2017 | 5 | APPROVAL OF OUR AMENDED AND RESTATED 2007 OMNIBUS INCENTIVE PLAN. | MGMT | Y | For | For |
| 109 | TRINET GROUP,INC. | TNET | 896288 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 109 | TRINET GROUP,INC. | TNET | 896288 | Annual 5/18/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF TRINET GROUP, INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 109 | TRINET GROUP,INC. | TNET | 896288 | Annual 5/18/2017 | 3 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS TRINET GROUP, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 110 | MASTEC, INC. | MTZ | 576323 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 110 | MASTEC, INC. | MTZ | 576323 | Annual 5/18/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 110 | MASTEC, INC. | MTZ | 576323 | Annual 5/18/2017 | 3 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 110 | MASTEC, INC. | MTZ | 576323 | Annual 5/18/2017 | 4 | A NON-BINDING ADVISORY RESOLUTION REGARDING THE FREQUENCY OF THE VOTE REGARDING THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 111 | AIRCASTLE LIMITED | AYR | G0129K | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 111 | AIRCASTLE LIMITED | AYR | G0129K | Annual 5/19/2017 | 2 | APPOINT ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (WHICH CONSTITUTES THE AUDITOR FOR THE PURPOSE OF BERMUDA LAW) TO AUDIT THE COMPANY'S FINANCIAL STATEMENTS FOR FISCAL YEAR 2017 AND AUTHORIZE THE DIRECTORS OF AIRCASTLE LIMITED, ACTING BY THE AUDIT COMMITTEE, ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | For | For |
| 111 | AIRCASTLE LIMITED | AYR | G0129K | Annual 5/19/2017 | 3 | APPROVE THE AIRCASTLE LIMITED AMENDED AND RESTATED 2014 OMNIBUS INCENTIVE PLAN, INCLUDING THE PERFORMANCE GOALS ESTABLISHED UNDER THE PLAN FOR PURPOSES OF COMPLIANCE WITH SECTION 162 (M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 111 | AIRCASTLE LIMITED | AYR | G0129K | Annual 5/19/2017 | 4 | AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 111 | AIRCASTLE LIMITED | AYR | G0129K | Annual 5/19/2017 | 5 | AN ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 3yr |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 2 | TO REPLACE FRANK'S INTERNATIONAL MANAGEMENT B.V. ("FIM BV") AS MANAGING DIRECTOR OF THE COMPANY WITH THE APPOINTMENT OF ALEJANDRO CESTERO, BURNEY J. LATIOLAIS, JR. AND KYLE MCCLURE AS MANAGING DIRECTORS OF THE COMPANY TO SERVE FOR AN INDEFINITE PERIOD OF TIME | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 3 | TO ADOPT THE COMPANY'S ANNUAL ACCOUNTS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2016 AND AUTHORIZE THE PREPARATION OF THE COMPANY'S DUTCH STATUTORY ANNUAL ACCOUNTS AND ANNUAL REPORT IN THE ENGLISH LANGUAGE | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 4 | TO DISCHARGE THE MEMBERS OF THE COMPANY'S SUPERVISORY BOARD FROM LIABILITY IN RESPECT OF THE EXERCISE OF THEIR DUTIES DURING THE FISCAL YEAR ENDED IN DECEMBER 2016 | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 5 | TO DISCHARGE THE SOLE MEMBER OF THE COMPANY'S MANAGEMENT BOARD, FIM BV, FROM LIABILITY IN RESPECT OF THE MANAGEMENT CONDUCTED BY IT, AS APPEARS FROM THE BOOKS AND RECORDS OF THE COMPANY AND WITH RESPECT TO ITS RESPONSIBILITIES VIS-A-VIS THE COMPANY AND TO GRANT FIM BV FULL AND FINAL DISCHARGE | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 6 | TO APPOINT PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR WHO WILL AUDIT THE DUTCH STATUTORY ANNUAL ACCOUNTS OF THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 7 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INTERNATIONAL INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM TO AUDIT OUR U.S. GAAP FINANCIAL STATEMENTS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 8 | TO RATIFY AND APPROVE THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD GRANTED FOR THE PERIOD FROM THE 2016 ANNUAL MEETING UNTIL THE DATE OF THE 2017 ANNUAL MEETING, AND TO APPROVE THE REMUNERATION OF THE MEMBERS OF THE SUPERVISORY BOARD FOR THE PERIOD FROM THE 2017 ANNUAL MEETING UP TO AND INCLUDING THE ANNUAL MEETING IN 2018 | MGMT | Y | for | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 9 | TO APPROVE THE REMUNERATION POLICY FOR THE MANAGEMENT BOARD AS PROPOSED BY THE SUPERVISORY BOARD | MGMT | N | Abstain | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 10 | TO AUTHORIZE THE COMPANY'S MANAGEMENT BOARD TO REPURCHASE SHARES UP TO 10% OF THE ISSUED SHARE CAPITAL, FOR ANY LEGAL PURPOSE, AT THE STOCK EXCHANGE OR IN A PRIVATE PURCHASE TRANSACTION, AT A PRICE BETWEEN $0.01 AND 105% OF THE MARKET PRICE ON THE NEW YORK STOCK EXCHANGE, AND DURING A PERIOD OF 18 MONTHS STARTING FROM THE DATE OF THE 2017 ANNUAL MEETING, SUBJECT TO SUPERVISORY BOARD APPROVAL | MGMT | Y | for | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 11A | TO APPROVE AND RESOLVE TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES") IN CONFORMITY WITH THE DRAFT APPROVED BY THE SUPERVISORY BOARD, IN ORDER TO: DELETE THE REFERENCES TO PREFERENCE SHARES, SINCE ALL ISSUED PREFERENCE SHARES HAVE BEEN CONVERTED INTO COMMON SHARES, AND TO COMPLY WITH CHANGES IN DUTCH LAW SINCE THE DATE OF THE CURRENT ARTICLES | MGMT | Y | for | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 11B | TO APPROVE AND RESOLVE TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES") IN CONFORMITY WITH THE DRAFT APPROVED BY THE SUPERVISORY BOARD, IN ORDER TO: RENEW THE FIVE YEAR PERIOD DURING WHICH THE MANAGEMENT BOARD IS DESIGNATED AS THE BODY AUTHORIZED TO ISSUE SHARES, SUBJECT TO THE PRIOR CONSENT OF THE SUPERVISORY BOARD | MGMT | Y | for | For |
| 112 | FRANK'S INTERNATIONAL N.V. | FI | N33462 | Annual 5/19/2017 | 11C | TO APPROVE AND RESOLVE TO AMEND THE ARTICLES OF ASSOCIATION OF THE COMPANY (THE "ARTICLES") IN CONFORMITY WITH THE DRAFT APPROVED BY THE SUPERVISORY BOARD, IN ORDER TO: AUTHORIZE THE CHAIRMAN OF OUR SUPERVISORY BOARD AND EACH EMPLOYEE OF OUR OUTSIDE DUTCH COUNSEL, VAN CAMPEN LIEM, AMSTERDAM, THE NETHERLANDS, TO SIGN THE NOTARIAL DEED OF AMENDMENT TO OUR ARTICLES IN FRONT OF A CIVIL-LAW NOTARY OFFICIATING IN AMSTERDAM, THE NETHERLANDS, AND TO UNDERTAKE ALL OTHER ... (DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL) | MGMT | Y | For | For |
| 113 | POWER INTEGRATIONS, INC. | POWI | 739276 | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 113 | POWER INTEGRATIONS, INC. | POWI | 739276 | Annual 5/19/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THIS PROXY STATEMENT | MGMT | N | Abstain | For |
| 113 | POWER INTEGRATIONS, INC. | POWI | 739276 | Annual 5/19/2017 | 3 | TO INDICATE, ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF POWER INTEGRATIONS' NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | None |
| 113 | POWER INTEGRATIONS, INC. | POWI | 739276 | Annual 5/19/2017 | 4 | TO RATIFY THE SELECTION BY THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF POWER INTEGRATIONS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 114 | MERITAGE HOMES CORPORATION | MTH | 59001A | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 114 | MERITAGE HOMES CORPORATION | MTH | 59001A | Annual 5/19/2017 | 2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 114 | MERITAGE HOMES CORPORATION | MTH | 59001A | Annual 5/19/2017 | 3 | ADVISORY VOTE TO APPROVE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 114 | MERITAGE HOMES CORPORATION | MTH | 59001A | Annual 5/19/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON SAY ON PAY. | MGMT | Y | 1yr | 1yr |
| 115 | DILLARD'S, INC. | DDS | 254067 | Annual 5/20/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 115 | DILLARD'S, INC. | DDS | 254067 | Annual 5/20/2017 | 2 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR FISCAL 2017. | MGMT | Y | For | For |
| 115 | DILLARD'S, INC. | DDS | 254067 | Annual 5/20/2017 | 3 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S 2005 NON-EMPLOYEE DIRECTOR RESTRICTED STOCK PLAN. | MGMT | Y | For | For |
| 115 | DILLARD'S, INC. | DDS | 254067 | Annual 5/20/2017 | 4 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 115 | DILLARD'S, INC. | DDS | 254067 | Annual 5/20/2017 | 5 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 115 | DILLARD'S, INC. | DDS | 254067 | Annual 5/20/2017 | 6 | STOCKHOLDER PROPOSAL TO SEPARATE THE POSITIONS OF THE CHAIRMAN AND CHIEF EXECUTIVE OFFICER OF THE COMPANY. | Shareholder | Y | For | Against |
| 116 | ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | MDRX | 01988P | Annual 5/22/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 116 | ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | MDRX | 01988P | Annual 5/22/2017 | 2 | TO APPROVE AN AMENDMENT AND RESTATEMENT OF THE ALLSCRIPTS HEALTHCARE SOLUTIONS, INC. 2011 STOCK INCENTIVE PLAN TO, AMONG OTHER THINGS, INCREASE THE NUMBER OF SHARES AVAILABLE FOR GRANT THEREUNDER. | MGMT | Y | For | For |
| 116 | ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | MDRX | 01988P | Annual 5/22/2017 | 3 | TO RATIFY THE APPOINTMENT OF GRANT THORNTON LLP AS THE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | For | For |
| 116 | ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | MDRX | 01988P | Annual 5/22/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 116 | ALLSCRIPTS HEALTHCARE SOLUTIONS, INC | MDRX | 01988P | Annual 5/22/2017 | 5 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 117 | FLOWERS FOODS, INC. | FLO | 343498 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 117 | FLOWERS FOODS, INC. | FLO | 343498 | Annual 5/25/2017 | 2 | TO APPROVE BY ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 117 | FLOWERS FOODS, INC. | FLO | 343498 | Annual 5/25/2017 | 3 | TO VOTE FOR THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 117 | FLOWERS FOODS, INC. | FLO | 343498 | Annual 5/25/2017 | 4 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FLOWERS FOODS, INC. FOR THE FISCAL YEAR ENDING DECEMBER 30, 2017. | MGMT | Y | For | For |
| 117 | FLOWERS FOODS, INC. | FLO | 343498 | Annual 5/25/2017 | 5 | A SHAREHOLDER PROPOSAL REGARDING WHETHER THE CHAIRMAN OF THE BOARD OF DIRECTORS SHOULD BE INDEPENDENT, IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Y | For | Against |
| 118 | VISHAY INTERTECHNOLOGY, INC. | VSH | 928298 | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 118 | VISHAY INTERTECHNOLOGY, INC. | VSH | 928298 | Annual 5/23/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS VISHAY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 118 | VISHAY INTERTECHNOLOGY, INC. | VSH | 928298 | Annual 5/23/2017 | 3 | THE ADVISORY APPROVAL OF THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 118 | VISHAY INTERTECHNOLOGY, INC. | VSH | 928298 | Annual 5/23/2017 | 4 | FREQUENCY OF ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 118 | VISHAY INTERTECHNOLOGY, INC. | VSH | 928298 | Annual 5/23/2017 | 5 | THE APPROVAL OF THE AMENDED AND RESTATED VISHAY INTERTECHNOLOGY SECTION 162(M) CASH BONUS PLAN. | MGMT | Y | For | For |
| 119 | FLAGSTAR BANCORP, INC. | FBC | 337930 | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 119 | FLAGSTAR BANCORP, INC. | FBC | 337930 | Annual 5/23/2017 | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 119 | FLAGSTAR BANCORP, INC. | FBC | 337930 | Annual 5/23/2017 | 3 | TO ADOPT AN ADVISORY (NON-BINDING) RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 119 | FLAGSTAR BANCORP, INC. | FBC | 337930 | Annual 5/23/2017 | 4 | TO APPROVE AN AMENDMENT TO THE SECOND AMENDED AND RESTATED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF AUTHORIZED SHARES OF THE COMPANY'S COMMON STOCK. | MGMT | Y | For | For |
| 119 | FLAGSTAR BANCORP, INC. | FBC | 337930 | Annual 5/23/2017 | 5 | TO APPROVE THE FLAGSTAR BANCORP, INC. EMPLOYEE STOCK PURCHASE PLAN. | MGMT | Y | For | For |
| 120 | UNITED STATES CELLULAR CORPORATION | USM | 911684 | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 120 | UNITED STATES CELLULAR CORPORATION | USM | 911684 | Annual 5/23/2017 | 2 | RATIFY ACCOUNTANTS FOR 2017 | MGMT | Y | For | For |
| 120 | UNITED STATES CELLULAR CORPORATION | USM | 911684 | Annual 5/23/2017 | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 120 | UNITED STATES CELLULAR CORPORATION | USM | 911684 | Annual 5/23/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 121 | XENIA HOTELS & RESORTS, INC. | XHR | 984017 | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 121 | XENIA HOTELS & RESORTS, INC. | XHR | 984017 | Annual 5/23/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 121 | XENIA HOTELS & RESORTS, INC. | XHR | 984017 | Annual 5/23/2017 | 3 | TO DETERMINE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 121 | XENIA HOTELS & RESORTS, INC. | XHR | 984017 | Annual 5/23/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS XENIA HOTELS & RESORTS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | MGMT | Y | For | For |
| 122 | TUPPERWARE BRANDS CORPORATION | TUP | 899896 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 122 | TUPPERWARE BRANDS CORPORATION | TUP | 899896 | Annual 5/24/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | MGMT | N | Abstain | For |
| 122 | TUPPERWARE BRANDS CORPORATION | TUP | 899896 | Annual 5/24/2017 | 3 | ADVISORY VOTE REGARDING THE FREQUENCY OF VOTING ON THE COMPANY'S EXECUTIVE COMPENSATION PROGRAM | MGMT | Y | 1yr | 1yr |
| 122 | TUPPERWARE BRANDS CORPORATION | TUP | 899896 | Annual 5/24/2017 | 4 | PROPOSAL TO RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 2 | TO ELECT G. MANNING ROUNTREE TO CLASS III OF THE BOARD OF DIRECTORS OF THE COMPANY. | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 3 | TO AUTHORIZE THE ELECTION OF DIRECTORS OF SPLIT ROCK INSURANCE, LTD. | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 4 | TO AUTHORIZE THE ELECTION OF DIRECTORS OF GRAND MARAIS CAPITAL LIMITED. | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 5 | TO AUTHORIZE THE ELECTION OF DIRECTORS FOR ANY NEW DESIGNATED SUBSIDIARY OF THE COMPANY. | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 6 | TO APPROVE THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 7 | TO APPROVE THE ADVISORY RESOLUTION ON FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 8 | TO APPROVE THE ONEBEACON 2017 LONG TERM INCENTIVE PLAN. | MGMT | Y | for | For |
| 123 | ONEBEACON INSURANCE GROUP, LTD. | OB | G67742 | Annual 5/24/2017 | 9 | TO APPROVE THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 124 | HSN, INC | HSNI | 404303 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 124 | HSN, INC | HSNI | 404303 | Annual 5/24/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED CERTIFIED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 124 | HSN, INC | HSNI | 404303 | Annual 5/24/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 124 | HSN, INC | HSNI | 404303 | Annual 5/24/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 124 | HSN, INC | HSNI | 404303 | Annual 5/24/2017 | 5 | TO APPROVE THE 2017 OMNIBUS INCENTIVE PLAN. | MGMT | Y | for | For |
| 125 | HORACE MANN EDUCATORS CORPORATION | HMN | 440327 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 125 | HORACE MANN EDUCATORS CORPORATION | HMN | 440327 | Annual 5/24/2017 | 2 | APPROVAL OF THE ADVISORY RESOLUTION TO APPROVE NAMED EXECUTIVE OFFICERS' COMPENSATION. | MGMT | N | Abstain | For |
| 125 | HORACE MANN EDUCATORS CORPORATION | HMN | 440327 | Annual 5/24/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICERS' COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 125 | HORACE MANN EDUCATORS CORPORATION | HMN | 440327 | Annual 5/24/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS THE COMPANY'S AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 126 | DENBURY RESOURCES INC. | DNR | 247916 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 126 | DENBURY RESOURCES INC. | DNR | 247916 | Annual 5/24/2017 | 2 | AN ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 126 | DENBURY RESOURCES INC. | DNR | 247916 | Annual 5/24/2017 | 3 | TO HOLD AN ADVISORY VOTE ON THE FREQUENCY OF THE STOCKHOLDER VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 126 | DENBURY RESOURCES INC. | DNR | 247916 | Annual 5/24/2017 | 4 | TO VOTE ON THE AMENDMENT AND RESTATEMENT OF THE COMPANY'S 2004 OMNIBUS STOCK AND INCENTIVE PLAN, PRINCIPALLY TO INCREASE THE NUMBER OF RESERVED SHARES AND FOR INTERNAL REVENUE CODE SECTION 162(M) PERFORMANCE-BASED COMPENSATION QUALIFICATION. | MGMT | Y | for | For |
| 126 | DENBURY RESOURCES INC. | DNR | 247916 | Annual 5/24/2017 | 5 | TO RATIFY THE AUDIT COMMITTEE'S SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 126 | DENBURY RESOURCES INC. | DNR | 247916 | Annual 5/24/2017 | 6 | TO TRANSACT SUCH OTHER BUSINESS AS MAY PROPERLY COME BEFORE THE ANNUAL MEETING OR ANY ADJOURNMENT OR POSTPONEMENT THEREOF. | MGMT | Y | for | For |
| 127 | MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 127 | MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889 | Annual 5/24/2017 | 2 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 127 | MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889 | Annual 5/24/2017 | 3 | PROPOSAL TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES DURING THE NEXT SIX YEARS. | MGMT | Y | 1yr | 1yr |
| 127 | MERIT MEDICAL SYSTEMS, INC. | MMSI | 589889 | Annual 5/24/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE COMPANY FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 128 | CORESITE REALTY CORPORATION | COR | 21870Q | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 128 | CORESITE REALTY CORPORATION | COR | 21870Q | Annual 5/24/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 128 | CORESITE REALTY CORPORATION | COR | 21870Q | Annual 5/24/2017 | 3 | THE ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 128 | CORESITE REALTY CORPORATION | COR | 21870Q | Annual 5/24/2017 | 4 | THE ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 129 | BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 129 | BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R | Annual 5/24/2017 | 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 129 | BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R | Annual 5/24/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 3yr |
| 129 | BUILDERS FIRSTSOURCE, INC. | BLDR | 12008R | Annual 5/24/2017 | 4 | RATIFICATION OF SELECTION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR 2017 | MGMT | Y | for | For |
| 130 | NELNET, INC. | NNI | 64031N | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 130 | NELNET, INC. | NNI | 64031N | Annual 5/25/2017 | 2 | RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 130 | NELNET, INC. | NNI | 64031N | Annual 5/25/2017 | 3 | ADVISORY APPROVAL OF THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 130 | NELNET, INC. | NNI | 64031N | Annual 5/25/2017 | 4 | ADVISORY APPROVAL OF THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 130 | NELNET, INC. | NNI | 64031N | Annual 5/25/2017 | 5 | AMEND THE COMPANY'S ARTICLES OF INCORPORATION TO CLASSIFY THE COMPANY'S BOARD OF DIRECTORS INTO THREE CLASSES, WITH DIRECTORS IN EACH CLASS SERVING STAGGERED THREE-YEAR TERMS. | MGMT | Y | For | For |
| 131 | LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 131 | LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K | Annual 5/25/2017 | 2 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED ACCOUNTING FIRM. | MGMT | Y | For | For |
| 131 | LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K | Annual 5/25/2017 | 3 | APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF LIGAND PHARMACEUTICALS INCORPORATED'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 131 | LIGAND PHARMACEUTICALS INCORPORATED | LGND | 53220K | Annual 5/25/2017 | 4 | APPROVAL, ON AN ADVISORY BASIS, WHETHER THE STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF LIGAND PHARMACEUTICALS INCORPORATED'S NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY ONE, TWO OR THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 132 | TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 132 | TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433 | Annual 5/25/2017 | 2 | RATIFY ACCOUNTANTS FOR 2017 | MGMT | Y | For | For |
| 132 | TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433 | Annual 5/25/2017 | 3 | APPROVE TDS INCENTIVE PLAN | MGMT | Y | for | For |
| 132 | TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433 | Annual 5/25/2017 | 4 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 132 | TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433 | Annual 5/25/2017 | 5 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 132 | TELEPHONE AND DATA SYSTEMS, INC. | TDS | 879433 | Annual 5/25/2017 | 6 | SHAREHOLDER PROPOSAL TO RECAPITALIZE TDS' OUTSTANDING STOCK TO HAVE AN EQUAL VOTE PER SHARE | Shareholder | Y | for | Against |
| 133 | GREEN DOT CORPORATION | GDOT | 39304D | Annual 5/25/2017 | 1 | APPROVAL OF AMENDMENTS TO GREEN DOT'S CERTIFICATE OF INCORPORATION TO DECLASSIFY THE BOARD OF DIRECTORS AND MAKE OTHER RELATED CHANGES. | MGMT | Y | for | For |
| 133 | GREEN DOT CORPORATION | GDOT | 39304D | Annual 5/25/2017 | 2 | Election of Directors | MGMT | Y | for | For |
| 133 | GREEN DOT CORPORATION | GDOT | 39304D | Annual 5/25/2017 | 3 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS GREEN DOT'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 133 | GREEN DOT CORPORATION | GDOT | 39304D | Annual 5/25/2017 | 4 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 133 | GREEN DOT CORPORATION | GDOT | 39304D | Annual 5/25/2017 | 5 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 133 | GREEN DOT CORPORATION | GDOT | 39304D | Annual 5/25/2017 | 6 | APPROVAL OF AMENDMENTS TO GREEN DOT'S 2010 EQUITY INCENTIVE PLAN. | MGMT | Y | for | For |
| 134 | AK STEEL HOLDING CORPORATION | AKS | 001547 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 134 | AK STEEL HOLDING CORPORATION | AKS | 001547 | Annual 5/25/2017 | 2 | THE RATIFICATION OF THE AUDIT COMMITTEE'S APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 134 | AK STEEL HOLDING CORPORATION | AKS | 001547 | Annual 5/25/2017 | 3 | THE RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 134 | AK STEEL HOLDING CORPORATION | AKS | 001547 | Annual 5/25/2017 | 4 | THE FREQUENCY OF FUTURE STOCKHOLDER VOTES CONCERNING NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 134 | AK STEEL HOLDING CORPORATION | AKS | 001547 | Annual 5/25/2017 | 5 | THE APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE NEW OMNIBUS MANAGEMENT INCENTIVE PLAN. | MGMT | Y | for | For |
| 135 | BIG LOTS, INC. | BIG | 089302 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 135 | BIG LOTS, INC. | BIG | 089302 | Annual 5/25/2017 | 2 | APPROVAL OF THE BIG LOTS 2017 LONG-TERM INCENTIVE PLAN. | MGMT | Y | for | For |
| 135 | BIG LOTS, INC. | BIG | 089302 | Annual 5/25/2017 | 3 | APPROVAL OF THE COMPENSATION OF BIG LOTS' NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT PURSUANT TO ITEM 402 OF REGULATION S-K, INCLUDING THE COMPENSATION DISCUSSION AND ANALYSIS, COMPENSATION TABLES AND NARRATIVE DISCUSSION ACCOMPANYING THE TABLES. | MGMT | N | Abstain | For |
| 135 | BIG LOTS, INC. | BIG | 089302 | Annual 5/25/2017 | 4 | ADVISORY VOTE ON THE COMPENSATION OF BIG LOTS' NAMED EXECUTIVE OFFICERS EVERY 1 YEAR. | MGMT | Y | 1yr | 1yr |
| 135 | BIG LOTS, INC. | BIG | 089302 | Annual 5/25/2017 | 5 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS BIG LOTS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE 2017 FISCAL YEAR. | MGMT | Y | for | For |
| 136 | STEVEN MADDEN, LTD. | SHOO | 556269 | Annual 5/26/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 136 | STEVEN MADDEN, LTD. | SHOO | 556269 | Annual 5/26/2017 | 2 | TO RATIFY THE APPOINTMENT OF EISNERAMPER LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 136 | STEVEN MADDEN, LTD. | SHOO | 556269 | Annual 5/26/2017 | 3 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, THE EXECUTIVE COMPENSATION DESCRIBED IN THE STEVEN MADDEN, LTD PROXY STATEMENT. | MGMT | N | Abstain | For |
| 136 | STEVEN MADDEN, LTD. | SHOO | 556269 | Annual 5/26/2017 | 4 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 137 | POTLATCH CORPORATION | PCH | 737630 | Annual 5/1/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 137 | POTLATCH CORPORATION | PCH | 737630 | Annual 5/1/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT AUDITORS FOR 2017. | MGMT | Y | for | For |
| 137 | POTLATCH CORPORATION | PCH | 737630 | Annual 5/1/2017 | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 137 | POTLATCH CORPORATION | PCH | 737630 | Annual 5/1/2017 | 4 | RECOMMENDATION, BY NON-BINDING VOTE, OF THE FREQUENCY OF FUTURE NON-BINDING VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 138 | CONSOLIDATED COMMUNICATIONS HLDGS, INC. | CNSL | 209034 | Annual 5/1/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 138 | CONSOLIDATED COMMUNICATIONS HLDGS, INC. | CNSL | 209034 | Annual 5/1/2017 | 2 | APPROVAL OF ERNST & YOUNG, LLP, AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | for | For |
| 138 | CONSOLIDATED COMMUNICATIONS HLDGS, INC. | CNSL | 209034 | Annual 5/1/2017 | 3 | EXECUTIVE COMPENSATION - AN ADVISORY VOTE ON THE APPROVAL OF COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 138 | CONSOLIDATED COMMUNICATIONS HLDGS, INC. | CNSL | 209034 | Annual 5/1/2017 | 4 | SAY WHEN ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF THE FREQUENCY OF STOCKHOLDER VOTES ON COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 139 | TENET HEALTHCARE CORPORATION | THC | 88033G | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 139 | TENET HEALTHCARE CORPORATION | THC | 88033G | Annual 5/4/2017 | 2 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 139 | TENET HEALTHCARE CORPORATION | THC | 88033G | Annual 5/4/2017 | 3 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE OPTION OF EVERY "1 YEAR", "2 YEARS" OR "3 YEARS" FOR FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 139 | TENET HEALTHCARE CORPORATION | THC | 88033G | Annual 5/4/2017 | 4 | PROPOSAL TO APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE THIRD AMENDED TENET HEALTHCARE CORPORATION ANNUAL INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 139 | TENET HEALTHCARE CORPORATION | THC | 88033G | Annual 5/4/2017 | 5 | PROPOSAL TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 140 | WOLVERINE WORLD WIDE, INC. | WWW | 978097 | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 140 | WOLVERINE WORLD WIDE, INC. | WWW | 978097 | Annual 5/4/2017 | 2 | AN ADVISORY RESOLUTION APPROVING COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 140 | WOLVERINE WORLD WIDE, INC. | WWW | 978097 | Annual 5/4/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 140 | WOLVERINE WORLD WIDE, INC. | WWW | 978097 | Annual 5/4/2017 | 4 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | MGMT | Y | for | For |
| 140 | WOLVERINE WORLD WIDE, INC. | WWW | 978097 | Annual 5/4/2017 | 5 | PROPOSAL TO APPROVE THE AMENDED AND RESTATED EXECUTIVE SHORT-TERM INCENTIVE PLAN (ANNUAL BONUS PLAN). | MGMT | N | Abstain | For |
| 141 | RYMAN HOSPITALITY PROPERTIES, INC. | RHP | 78377T | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 141 | RYMAN HOSPITALITY PROPERTIES, INC. | RHP | 78377T | Annual 5/4/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 141 | RYMAN HOSPITALITY PROPERTIES, INC. | RHP | 78377T | Annual 5/4/2017 | 3 | TO DETERMINE, ON AN ADVISORY BASIS, WHETHER WE WILL HAVE FUTURE ADVISORY VOTES REGARDING OUR EXECUTIVE COMPENSATION EVERY ONE YEAR, EVERY TWO YEARS OR EVERY THREE YEARS. | MGMT | Y | 1yr | 1yr |
| 141 | RYMAN HOSPITALITY PROPERTIES, INC. | RHP | 78377T | Annual 5/4/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | MGMT | Y | for | For |
| 142 | OCEANEERING INTERNATIONAL, INC. | OII | 675232 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 142 | OCEANEERING INTERNATIONAL, INC. | OII | 675232 | Annual 5/5/2017 | 2 | APPROVAL OF THE SECOND AMENDED AND RESTATED 2010 INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 142 | OCEANEERING INTERNATIONAL, INC. | OII | 675232 | Annual 5/5/2017 | 3 | ADVISORY VOTE ON A RESOLUTION TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 142 | OCEANEERING INTERNATIONAL, INC. | OII | 675232 | Annual 5/5/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 142 | OCEANEERING INTERNATIONAL, INC. | OII | 675232 | Annual 5/5/2017 | 5 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 2 | TIMING OF ADVISORY VOTE ON EXECUTIVE COMPENSATION (SAY-WHEN-ON-PAY). | MGMT | Y | 1yr | 1yr |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 3 | ADVISORY APPROVAL ON THE COMPANY'S EXECUTIVE COMPENSATION (SAY-ON-PAY). | MGMT | N | Abstain | For |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 4 | APPROVAL OF THE MATERIAL TERMS OF THE SPECIAL PERFORMANCE STOCK UNIT GRANT. | MGMT | N | Abstain | For |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 5 | APPROVAL OF THE MATERIAL TERMS OF THE ANNUAL PERFORMANCE STOCK UNIT GRANT. | MGMT | N | Abstain | For |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 6 | APPROVAL OF FIRST AMENDMENT TO THE GIBRALTAR INDUSTRIES INC. 2015 EQUITY INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 143 | GIBRALTAR INDUSTRIES, INC. | ROCK | 374689 | Annual 5/5/2017 | 7 | RATIFICATION OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | for | For |
| 144 | FIVE PRIME THERAPEUTICS, INC. | FPRX | 33830X | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 144 | FIVE PRIME THERAPEUTICS, INC. | FPRX | 33830X | Annual 5/10/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 144 | FIVE PRIME THERAPEUTICS, INC. | FPRX | 33830X | Annual 5/10/2017 | 3 | TO RECOMMEND, ON AN ADVISORY BASIS, THE FREQUENCY OF THE ADVISORY VOTE TO APPROVE THE COMPENSATION PAID TO OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 144 | FIVE PRIME THERAPEUTICS, INC. | FPRX | 33830X | Annual 5/10/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 145 | QUAKER CHEMICAL CORPORATION | KWR | 747316 | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 145 | QUAKER CHEMICAL CORPORATION | KWR | 747316 | Annual 5/10/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 145 | QUAKER CHEMICAL CORPORATION | KWR | 747316 | Annual 5/10/2017 | 3 | ADVISORY VOTE TO APPROVE THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 145 | QUAKER CHEMICAL CORPORATION | KWR | 747316 | Annual 5/10/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 146 | EDUCATION REALTY TRUST, INC. | EDR | 28140H | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 146 | EDUCATION REALTY TRUST, INC. | EDR | 28140H | Annual 5/10/2017 | 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 (PROPOSAL 2). | MGMT | Y | for | For |
| 146 | EDUCATION REALTY TRUST, INC. | EDR | 28140H | Annual 5/10/2017 | 3 | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (PROPOSAL 3). | MGMT | N | Abstain | For |
| 146 | EDUCATION REALTY TRUST, INC. | EDR | 28140H | Annual 5/10/2017 | 4 | TO APPROVE THE EDUCATION REALTY TRUST, INC. 2017 OMNIBUS EQUITY INCENTIVE PLAN (PROPOSAL 4). | MGMT | N | Abstain | For |
| 146 | EDUCATION REALTY TRUST, INC. | EDR | 28140H | Annual 5/10/2017 | 5 | TO DETERMINE, IN AN ADVISORY (NON-BINDING) VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS (PROPOSAL 5). | MGMT | Y | 1yr | 1yr |
| 147 | AVISTA CORP. | AVA | 05379B | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 147 | AVISTA CORP. | AVA | 05379B | Annual 5/11/2017 | 2 | AMENDMENT OF THE COMPANY'S RESTATED ARTICLES OF INCORPORATION TO REDUCE CERTAIN SHAREHOLDER APPROVAL REQUIREMENTS. | MGMT | Y | Against | For |
| 147 | AVISTA CORP. | AVA | 05379B | Annual 5/11/2017 | 3 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | for | For |
| 147 | AVISTA CORP. | AVA | 05379B | Annual 5/11/2017 | 4 | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 147 | AVISTA CORP. | AVA | 05379B | Annual 5/11/2017 | 5 | ADVISORY(NON-BINDING) VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 148 | POLYONE CORPORATION | POL | 73179P | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 148 | POLYONE CORPORATION | POL | 73179P | Annual 5/11/2017 | 2 | APPROVAL, ON AN ADVISORY BASIS, OF NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 148 | POLYONE CORPORATION | POL | 73179P | Annual 5/11/2017 | 3 | APPROVAL, ON AN ADVISORY BASIS, OF THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 148 | POLYONE CORPORATION | POL | 73179P | Annual 5/11/2017 | 4 | APPROVAL OF THE POLYONE CORPORATION 2017 EQUITY AND INCENTIVE COMPENSATION PLAN. | MGMT | Y | for | For |
| 148 | POLYONE CORPORATION | POL | 73179P | Annual 5/11/2017 | 5 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 149 | FAIRMOUNT SANTROL HOLDINGS INC. | FMSA | 30555Q | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 149 | FAIRMOUNT SANTROL HOLDINGS INC. | FMSA | 30555Q | Annual 5/11/2017 | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 149 | FAIRMOUNT SANTROL HOLDINGS INC. | FMSA | 30555Q | Annual 5/11/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 149 | FAIRMOUNT SANTROL HOLDINGS INC. | FMSA | 30555Q | Annual 5/11/2017 | 4 | APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE FAIRMOUNT SANTROL HOLDINGS INC. 2014 LONG TERM INCENTIVE PLAN, AS AMENDED | MGMT | Y | for | For |
| 149 | FAIRMOUNT SANTROL HOLDINGS INC. | FMSA | 30555Q | Annual 5/11/2017 | 5 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | Y | for | For |
| 150 | THE CHILDREN'S PLACE, INC. | PLCE | 168905 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 150 | THE CHILDREN'S PLACE, INC. | PLCE | 168905 | Annual 5/11/2017 | 2 | TO RATIFY THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF THE CHILDREN'S PLACE, INC. FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | MGMT | Y | for | For |
| 150 | THE CHILDREN'S PLACE, INC. | PLCE | 168905 | Annual 5/11/2017 | 3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION AS DESCRIBED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 150 | THE CHILDREN'S PLACE, INC. | PLCE | 168905 | Annual 5/11/2017 | 4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE "SAY-ON-PAY" COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 151 | ALLEGHENY TECHNOLOGIES INCORPORATED | ATI | 01741R | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 151 | ALLEGHENY TECHNOLOGIES INCORPORATED | ATI | 01741R | Annual 5/11/2017 | 2 | APPROVAL OF THE COMPANY'S 2017 INCENTIVE PLAN. | MGMT | Y | For | For |
| 151 | ALLEGHENY TECHNOLOGIES INCORPORATED | ATI | 01741R | Annual 5/11/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 151 | ALLEGHENY TECHNOLOGIES INCORPORATED | ATI | 01741R | Annual 5/11/2017 | 4 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 151 | ALLEGHENY TECHNOLOGIES INCORPORATED | ATI | 01741R | Annual 5/11/2017 | 5 | RATIFICATION OF THE SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT AUDITORS FOR 2017. | MGMT | Y | For | For |
| 152 | QUAD/GRAPHICS, INC. | QUAD | 747301 | Annual 5/15/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 152 | QUAD/GRAPHICS, INC. | QUAD | 747301 | Annual 5/15/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE ACCOMPANYING PROXY STATEMENT. | MGMT | N | Abstain | For |
| 152 | QUAD/GRAPHICS, INC. | QUAD | 747301 | Annual 5/15/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY SHAREHOLDER VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 153 | MGE ENERGY INC. | MGEE | 55277P | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 153 | MGE ENERGY INC. | MGEE | 55277P | Annual 5/16/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR 2017. | MGMT | Y | for | For |
| 153 | MGE ENERGY INC. | MGEE | 55277P | Annual 5/16/2017 | 3 | ADVISORY VOTE: APPROVAL OF THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT UNDER THE HEADING "EXECUTIVE COMPENSATION" | MGMT | N | Abstain | For |
| 153 | MGE ENERGY INC. | MGEE | 55277P | Annual 5/16/2017 | 4 | ADVISORY VOTE: WHETHER SHAREHOLDER ADVISORY VOTES TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT SHOULD OCCUR EVERY. | MGMT | Y | 1yr | 1yr |
| 153 | MGE ENERGY INC. | MGEE | 55277P | Annual 5/16/2017 | 5 | SHAREHOLDER PROPOSAL RELATING TO AN ELECTRIFICATION OF THE TRANSPORTATION SECTOR STUDY. | Shareholder | Y | for | Against |
| 154 | CHESAPEAKE LODGING TRUST | CHSP | 165240 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 154 | CHESAPEAKE LODGING TRUST | CHSP | 165240 | Annual 5/17/2017 | 2 | CONSIDER AND VOTE UPON A PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE TRUST'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 154 | CHESAPEAKE LODGING TRUST | CHSP | 165240 | Annual 5/17/2017 | 3 | CONSIDER AND VOTE UPON A PROPOSAL TO AMEND THE TRUST'S CHARTER TO PERMIT SHAREHOLDERS TO ACT TO AMEND THE TRUST'S BYLAWS. | MGMT | Y | for | For |
| 154 | CHESAPEAKE LODGING TRUST | CHSP | 165240 | Annual 5/17/2017 | 4 | CONSIDER AND VOTE UPON A NON-BINDING ADVISORY PROPOSAL TO APPROVE THE TRUST'S EXECUTIVE COMPENSATION PROGRAMS AS DESCRIBED IN THE TRUST'S 2017 PROXY STATEMENT. | MGMT | N | Abstain | For |
| 154 | CHESAPEAKE LODGING TRUST | CHSP | 165240 | Annual 5/17/2017 | 5 | ADVISE THE BOARD OF TRUSTEES, THROUGH A NON-BINDING VOTE, AS TO THE FREQUENCY OF FUTURE NON-BINDING ADVISORY VOTES REGARDING THE TRUST'S EXECUTIVE COMPENSATION PROGRAMS. | MGMT | Y | 1yr | 1yr |
| 155 | MANTECH INTERNATIONAL CORP. | MANT | 564563 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 155 | MANTECH INTERNATIONAL CORP. | MANT | 564563 | Annual 5/17/2017 | 2 | ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS | MGMT | N | Abstain | For |
| 155 | MANTECH INTERNATIONAL CORP. | MANT | 564563 | Annual 5/17/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 3yr |
| 155 | MANTECH INTERNATIONAL CORP. | MANT | 564563 | Annual 5/17/2017 | 4 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 156 | COMMUNITY BANK SYSTEM, INC. | CBU | 203607 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 156 | COMMUNITY BANK SYSTEM, INC. | CBU | 203607 | Annual 5/17/2017 | 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 156 | COMMUNITY BANK SYSTEM, INC. | CBU | 203607 | Annual 5/17/2017 | 3 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF VOTING BY SHAREHOLDERS ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 156 | COMMUNITY BANK SYSTEM, INC. | CBU | 203607 | Annual 5/17/2017 | 4 | TO APPROVE THE COMMUNITY BANK SYSTEM, INC. 2014 LONG-TERM INCENTIVE PLAN, AS AMENDED. | MGMT | Y | for | For |
| 156 | COMMUNITY BANK SYSTEM, INC. | CBU | 203607 | Annual 5/17/2017 | 5 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR 2017. | MGMT | Y | for | For |
| 157 | FINANCIAL ENGINES, INC | FNGN | 317485 | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 157 | FINANCIAL ENGINES, INC | FNGN | 317485 | Annual 5/23/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS FINANCIAL ENGINES' INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS. | MGMT | Y | for | For |
| 157 | FINANCIAL ENGINES, INC | FNGN | 317485 | Annual 5/23/2017 | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 157 | FINANCIAL ENGINES, INC | FNGN | 317485 | Annual 5/23/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 158 | CALIFORNIA WATER SERVICE GROUP | CWT | 130788 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 158 | CALIFORNIA WATER SERVICE GROUP | CWT | 130788 | Annual 5/24/2017 | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 158 | CALIFORNIA WATER SERVICE GROUP | CWT | 130788 | Annual 5/24/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 158 | CALIFORNIA WATER SERVICE GROUP | CWT | 130788 | Annual 5/24/2017 | 4 | RATIFICATION OF SELECTION OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | for | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 2 | PROPOSAL TO RATIFY AND APPROVE BDO USA, LLP AS AUDITORS FOR 2017 | MGMT | Y | for | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 3 | ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 4 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTE. | MGMT | Y | 1yr | 1yr |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 5 | PROPOSAL TO APPROVE HECLA MINING COMPANY STOCK PLAN FOR NONEMPLOYEE DIRECTORS | MGMT | Y | for | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 6 | PROPOSAL TO APPROVE THE AMENDMENT TO THE CERTIFICATE OF INCORPORATION OF THE COMPANY INCREASING THE NUMBER OF AUTHORIZED SHARES OF COMMON STOCK OF THE COMPANY FROM 500,000,000 TO 750,000,000. | MGMT | Y | for | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 7 | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION AND BYLAWS TO REMOVE CERTAIN 80% SUPERMAJORITY VOTING PROVISIONS. | MGMT | Y | Against | For |
| 159 | HECLA MINING COMPANY | HL | 422704 | Annual 5/25/2017 | 8 | PROPOSAL TO APPROVE AMENDMENTS TO THE COMPANY'S CERTIFICATE OF INCORPORATION AND BYLAWS TO PERMIT SHAREHOLDERS TO CALL SPECIAL MEETINGS OF SHAREHOLDERS IN CERTAIN CIRCUMSTANCES. | MGMT | Y | for | For |
| 160 | ONE GAS, INC | OGS | 68235P | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 160 | ONE GAS, INC | OGS | 68235P | Annual 5/25/2017 | 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF ONE GAS, INC. FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 160 | ONE GAS, INC | OGS | 68235P | Annual 5/25/2017 | 3 | ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 160 | ONE GAS, INC | OGS | 68235P | Annual 5/25/2017 | 4 | APPROVAL OF THE MATERIAL TERMS OF OUR ANNUAL OFFICER INCENTIVE PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | for | For |
| 161 | AZZ INC. | AZZ | 002474 | Annual 7/11/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 161 | AZZ INC. | AZZ | 002474 | Annual 7/11/2017 | 2 | APPROVAL OF ADVISORY VOTE ON AZZ'S EXECUTIVE COMPENSATION PROGRAM. | MGMT | N | Abstain | For |
| 161 | AZZ INC. | AZZ | 002474 | Annual 7/11/2017 | 3 | RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS AZZ'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 28, 2018. | MGMT | Y | for | For |
| 162 | CHINA BIOLOGIC PRODUCTS, INC. | CBPO | 16938C | Annual 6/30/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 162 | CHINA BIOLOGIC PRODUCTS, INC. | CBPO | 16938C | Annual 6/30/2017 | 2 | RATIFY THE APPOINTMENT OF KPMG HUAZHEN LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | for | For |
| 162 | CHINA BIOLOGIC PRODUCTS, INC. | CBPO | 16938C | Annual 6/30/2017 | 3 | APPROVE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 162 | CHINA BIOLOGIC PRODUCTS, INC. | CBPO | 16938C | Annual 6/30/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 162 | CHINA BIOLOGIC PRODUCTS, INC. | CBPO | 16938C | Annual 6/30/2017 | 5 | ADOPT THE AGREEMENT AND PLAN OF MERGER (THE "MERGER AGREEMENT") BY AND BETWEEN THE COMPANY AND CHINA BIOLOGIC PRODUCTS HOLDINGS, INC., AN EXEMPTED COMPANY INCORPORATED UNDER THE LAWS OF THE CAYMAN ISLANDS AND A WHOLLY OWNED SUBSIDIARY OF THE COMPANY ("CBPO CAYMAN"), WHICH INCLUDED A PLAN OF MERGER REQUIRED TO BE ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | for | For |
| 163 | SKYWEST, INC. | SKYW | 830879 | Annual 5/9/2017 | 1 | Election of Directors | MGMT | Y | for | For |
| 163 | SKYWEST, INC. | SKYW | 830879 | Annual 5/9/2017 | 2 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017 (PROPOSAL 2). | MGMT | Y | for | For |
| 163 | SKYWEST, INC. | SKYW | 830879 | Annual 5/9/2017 | 3 | TO APPROVE, IN AN ADVISORY (NON-BINDING) VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS (PROPOSAL 3). | MGMT | N | Abstain | For |
| 163 | SKYWEST, INC. | SKYW | 830879 | Annual 5/9/2017 | 4 | TO APPROVE THE EDUCATION REALTY TRUST, INC. 2017 OMNIBUS EQUITY INCENTIVE PLAN (PROPOSAL 4). | MGMT | N | Abstain | For |
| 163 | SKYWEST, INC. | SKYW | 830879 | Annual 5/9/2017 | 5 | TO DETERMINE, IN AN ADVISORY (NON-BINDING) VOTE, WHETHER A STOCKHOLDER VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS SHOULD OCCUR EVERY 1, 2 OR 3 YEARS (PROPOSAL 5). | MGMT | Y | 1yr | 1yr |
| 164 | TOPBUILD CORP | BLD | 89055F | Annual 5/1/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 165 | MAIN STREET CAPITAL CORPORATION | MAIN | 56035L | Annual 5/1/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 166 | SPROUTS FARMERS MARKET, INC. | SFM | 85208M | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 167 | KNOWLES CORPORATION | KN | 49926D | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 168 | NIC INC. | EGOV | 62914B | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 169 | THE E.W. SCRIPPS COMPANY | SSP | 811054 | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 170 | COMPASS MINERALS INTERNATIONAL, INC. | CMP | 20451N | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 171 | KEMPER CORPORATION | KMPR | 488401 | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 172 | TREX COMPANY, INC. | TREX | 89531P | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 173 | CHICAGO BRIDGE & IRON COMPANY N.V. | CBI | 167250 | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 174 | MOLINA HEALTHCARE, INC. | MOH | 60855R | Annual 5/10/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 175 | CLEARWATER PAPER CORPORATION | CLW | 18538R | Annual 5/8/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 176 | CBL & ASSOCIATES PROPERTIES, INC. | CBL | 124830 | Annual 5/8/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 177 | ORMAT TECHNOLOGIES, INC. | ORA | 686688 | Annual 5/8/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 178 | COCA-COLA BOTTLING CO. CONSOLIDATED | COKE | 191098 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 179 | FORWARD AIR CORPORATION | FWRD | 349853 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 180 | OIL STATES INTERNATIONAL, INC. | OIS | 678026 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 181 | DARLING INGREDIENTS INC. | DAR | 237266 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 182 | COEUR MINING, INC. | CDE | 192108 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 183 | OCH-ZIFF CAPITAL MANAGEMENT GROUP LLC | OZM | 67551U | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 184 | EDUCATION REALTY TRUST, INC. | EDR | 28140H | Annual 5/10/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 185 | INNOSPEC INC. | IOSP | 45768S | Annual 5/10/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 186 | KITE REALTY GROUP TRUST | KRG | 49803T | Annual 5/10/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 187 | KOSMOS ENERGY LTD | KOS | G5315B | Annual 5/10/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 188 | WESBANCO, INC. | WSBC | 950810 | Annual 4/19/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 189 | CLAYTON WILLIAMS ENERGY, INC. | CWEI | 969490 | Special 4/24/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 190 | MELLANOX TECHNOLOGIES LTD. | MLNX | M51363 | Annual 4/25/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 191 | STILLWATER MINING COMPANY | SWC | 86074Q | Annual 4/25/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 192 | JANUS CAPITAL GROUP INC. | JNS | 47102X | Special 4/25/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 193 | BANCORPSOUTH, INC. | BXS | 059692 | Annual 4/26/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 194 | SELECTIVE INSURANCE GROUP, INC. | SIGI | 816300 | Annual 4/26/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 195 | CAMBREX CORPORATION | CBM | 132011 | Annual 4/27/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 196 | PAPA JOHN'S INTERNATIONAL, INC. | PZZA | 698813 | Annual 4/27/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 197 | INGEVITY CORPORATION | NGVT | 45688C | Annual 4/27/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 198 | RLJ LODGING TRUST | RLJ | 74965L | Annual 4/28/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 199 | AMKOR TECHNOLOGY, INC. | AMKR | 031652 | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 200 | DIAMONDROCK HOSPITALITY CO | DRH | 252784 | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 201 | MAIDEN HOLDINGS, LTD. | MHLD | G5753U | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 202 | CABLE ONE, INC. | CABO | 12685J | Annual 5/2/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 203 | HORIZON PHARMA PLC | HZNP | G4617B | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 204 | FRESH DEL MONTE PRODUCE INC. | FDP | G36738 | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 205 | DOMTAR CORPORATION | UFS | 257559 | Annual 5/3/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 206 | IBERIABANK CORPORATION | IBKC | 450828 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 207 | CHARLES RIVER LABORATORIES INTL., INC. | CRL | 159864 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 208 | ALLETE, INC. | ALE | 018522 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 209 | NATIONAL GENERAL HOLDINGS CORP. | NGHC | 636220 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 210 | HNI CORPORATION | HNI | 404251 | Annual 5/9/2017 | All | N/a | N/a | N/a | N/a | N/a |
| 211 | KAPSTONE PAPER & PACKAGING CORPORATION | KS | 48562P | Annual 5/16/2017 | All | N/a | N/a | N/a | N/a | N/a |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Inspire Global Hope ETF | Item 1, Exhibit I | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | XYLEM INC. | XYL | 98419M | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 1 | XYLEM INC. | XYL | 98419M | Annual 5/10/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 1 | XYLEM INC. | XYL | 98419M | Annual 5/10/2017 | 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 1 | XYLEM INC. | XYL | 98419M | Annual 5/10/2017 | 4 | MANAGEMENT PROPOSAL : APPROVAL OF AN AMENDMENT TO THE COMPANY'S ARTICLES OF INCORPORATION TO ALLOW SHAREHOLDERS TO AMEND THE BY-LAWS. | MGMT | Y | For | For |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 2 | RATIFICATION OF APPOINTMENT OF THE INDEPENDENT AUDITORS FOR 2017 | MGMT | Y | For | For |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 3 | ADVISORY VOTE ON APPROVAL OF EXECUTIVE COMPENSATION (SAY ON PAY) | MGMT | N | Abstain | For |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF THE SAY ON PAY VOTE | MGMT | Y | 1yr | 1yr |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 5 | APPROVAL OF AMENDMENT TO ARTICLES OF INCORPORATION TO CHANGE THE COMPANY'S NAME TO DOMINION ENERGY, INC. | MGMT | Y | For | For |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 6 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON LOBBYING | Shareholder | Y | For | Against |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 7 | SHAREHOLDER PROPOSAL REGARDING THE NOMINATION OF A DIRECTOR WITH ENVIRONMENTAL EXPERTISE | Shareholder | Y | For | Against |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 8 | SHAREHOLDER PROPOSAL REGARDING AN ASSESSMENT OF THE IMPACT OF PUBLIC POLICIES AND TECHNOLOGICAL ADVANCES CONSISTENT WITH LIMITING GLOBAL WARMING | Shareholder | Y | For | Against |
| 2 | DOMINION RESOURCES, INC. | D | 25746U | Annual 5/10/2017 | 9 | SHAREHOLDER PROPOSAL REGARDING A REPORT ON METHANE EMISSIONS | Shareholder | Y | For | Against |
| 3 | ANADARKO PETROLEUM CORPORATION | APC | 32511 | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 3 | ANADARKO PETROLEUM CORPORATION | APC | 32511 | Annual 5/10/2017 | 2 | RATIFICATION OF APPOINTMENT OF KPMG LLP AS INDEPENDENT AUDITOR. | MGMT | Y | For | For |
| 3 | ANADARKO PETROLEUM CORPORATION | APC | 32511 | Annual 5/10/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | N | Abstain | For |
| 3 | ANADARKO PETROLEUM CORPORATION | APC | 32511 | Annual 5/10/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 4 | ILLINOIS TOOL WORKS INC. | ITW | 452308 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 4 | ILLINOIS TOOL WORKS INC. | ITW | 452308 | Annual 5/5/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS ITW'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 4 | ILLINOIS TOOL WORKS INC. | ITW | 452308 | Annual 5/5/2017 | 3 | ADVISORY VOTE TO APPROVE COMPENSATION OF ITW'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 4 | ILLINOIS TOOL WORKS INC. | ITW | 452308 | Annual 5/5/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 4 | ILLINOIS TOOL WORKS INC. | ITW | 452308 | Annual 5/5/2017 | 5 | A NON-BINDING STOCKHOLDER PROPOSAL, IF PRESENTED AT THE MEETING, TO PERMIT STOCKHOLDERS TO ACT BY WRITTEN CONSENT. | Shareholder | Y | For | Against |
| 5 | ABBVIE INC. | ABBV | 00287Y | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 5 | ABBVIE INC. | ABBV | 00287Y | Annual 5/5/2017 | 2 | RATIFICATION OF ERNST & YOUNG LLP AS ABBVIE'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 5 | ABBVIE INC. | ABBV | 00287Y | Annual 5/5/2017 | 3 | SAY ON PAY - AN ADVISORY VOTE ON THE APPROVAL OF EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 5 | ABBVIE INC. | ABBV | 00287Y | Annual 5/5/2017 | 4 | APPROVAL OF A MANAGEMENT PROPOSAL REGARDING AMENDMENT OF THE CERTIFICATE OF INCORPORATION FOR THE ANNUAL ELECTION OF DIRECTORS | MGMT | Y | For | For |
| 5 | ABBVIE INC. | ABBV | 00287Y | Annual 5/5/2017 | 5 | STOCKHOLDER PROPOSAL - TO ISSUE A REPORT ON LOBBYING | Shareholder | Y | For | Against |
| 5 | ABBVIE INC. | ABBV | 00287Y | Annual 5/5/2017 | 6 | STOCKHOLDER PROPOSAL - TO SEPARATE CHAIR AND CEO | Shareholder | Y | For | Against |
| 6 | CINCINNATI FINANCIAL CORPORATION | CINF | 172062 | Annual 5/8/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 6 | CINCINNATI FINANCIAL CORPORATION | CINF | 172062 | Annual 5/8/2017 | 2 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 6 | CINCINNATI FINANCIAL CORPORATION | CINF | 172062 | Annual 5/8/2017 | 3 | A NONBINDING PROPOSAL TO APPROVE COMPENSATION FOR THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 6 | CINCINNATI FINANCIAL CORPORATION | CINF | 172062 | Annual 5/8/2017 | 4 | A NONBINDING PROPOSAL TO ESTABLISH THE FREQUENCY OF FUTURE NONBINDING VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 7 | ALEXION PHARMACEUTICALS, INC. | ALXN | 15351 | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 7 | ALEXION PHARMACEUTICALS, INC. | ALXN | 15351 | Annual 5/10/2017 | 2 | TO APPROVE ALEXION'S 2017 INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 7 | ALEXION PHARMACEUTICALS, INC. | ALXN | 15351 | Annual 5/10/2017 | 3 | RATIFICATION OF APPOINTMENT BY THE BOARD OF DIRECTORS OF PRICEWATERHOUSECOOPERS LLP AS ALEXION'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | For | For |
| 7 | ALEXION PHARMACEUTICALS, INC. | ALXN | 15351 | Annual 5/10/2017 | 4 | APPROVAL OF A NON-BINDING ADVISORY VOTE OF THE 2016 COMPENSATION PAID TO ALEXION'S NAMED EXECUTIVE OFFICERS | MGMT | N | Abstain | For |
| 7 | ALEXION PHARMACEUTICALS, INC. | ALXN | 15351 | Annual 5/10/2017 | 5 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 7 | ALEXION PHARMACEUTICALS, INC. | ALXN | 15351 | Annual 5/10/2017 | 6 | TO REQUEST THE BOARD IMPLEMENT CONFIDENTIAL SHAREHOLDER VOTING ON EXECUTIVE PAY MATTERS | Shareholder | Y | For | Against |
| 8 | Fluor Corporation | FLR | 343412 | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 8 | Fluor Corporation | FLR | 343412 | Annual 5/4/2017 | 2 | AN ADVISORY VOTE TO APPROVE THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 8 | Fluor Corporation | FLR | 343412 | Annual 5/4/2017 | 3 | AN ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 8 | Fluor Corporation | FLR | 343412 | Annual 5/4/2017 | 4 | THE APPROVAL OF THE FLUOR CORPORATION 2017 PERFORMANCE INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 8 | Fluor Corporation | FLR | 343412 | Annual 5/4/2017 | 5 | THE RATIFICATION OF THE APPOINTMENT BY OUR AUDIT COMMITTEE OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 8 | Fluor Corporation | FLR | 343412 | Annual 5/4/2017 | 6 | STOCKHOLDER PROPOSAL REQUESTING ADOPTION OF GREENHOUSE GAS EMISSIONS REDUCTION GOALS. | Shareholder | Y | For | Against |
| 9 | Tesoro Corporation | TSO | 881609 | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 9 | Tesoro Corporation | TSO | 881609 | Annual 5/4/2017 | 2 | TO APPROVE OUR NAMED EXECUTIVE OFFICERS' COMPENSATION IN AN ADVISORY VOTE. | MGMT | N | Abstain | For |
| 9 | Tesoro Corporation | TSO | 881609 | Annual 5/4/2017 | 3 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017. | MGMT | Y | For | For |
| 9 | Tesoro Corporation | TSO | 881609 | Annual 5/4/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 5 | TO REAPPROVE THE PERFORMANCE GOALS UNDER OUR 2012 EQUITY AND CASH INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 6 | TO REAPPROVE THE PERFORMANCE GOALS UNDER OUR EXECUTIVE OFFICER ANNUAL INCENTIVE PLAN | MGMT | N | Abstain | For |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 7 | TO APPROVE AMENDMENTS TO ARTICLE 15 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTING REQUIREMENT | MGMT | N | Abstain | For |
| 10 | Dover Corp | DOV | 260003 | Annual 5/5/2017 | 8 | TO APPROVE AMENDMENTS TO ARTICLE 16 OF OUR RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE THE SUPER-MAJORITY VOTING REQUIREMENT. | MGMT | N | Abstain | For |
| 11 | Entergy Corporation | ETR | 29364G | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 11 | Entergy Corporation | ETR | 29364G | Annual 5/5/2017 | 2 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 11 | Entergy Corporation | ETR | 29364G | Annual 5/5/2017 | 3 | RECOMMEND THE FREQUENCY OF ADVISORY VOTES ON EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 11 | Entergy Corporation | ETR | 29364G | Annual 5/5/2017 | 4 | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | MGMT | Y | For | For |
| 11 | Entergy Corporation | ETR | 29364G | Annual 5/5/2017 | 5 | SHAREHOLDER PROPOSAL REGARDING REPORT ON DISTRIBUTED RENEWABLE GENERATION RESOURCES. | Shareholder | N | Abstain | Against |
| 12 | CMS Energy Corporation | CMS | 125896 | Annual 5/5/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 12 | CMS Energy Corporation | CMS | 125896 | Annual 5/5/2017 | 2 | Advisory vote to approve compensation of named executive officers | MGMT | N | Abstain | For |
| 12 | CMS Energy Corporation | CMS | 125896 | Annual 5/5/2017 | 3 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 12 | CMS Energy Corporation | CMS | 125896 | Annual 5/5/2017 | 4 | SHAREHOLDER PROPOSAL - POLITICAL CONTRIBUTIONS DISCLOSURE. | Shareholder | Y | For | Against |
| 12 | CMS Energy Corporation | CMS | 125896 | Annual 5/5/2017 | 5 | RATIFICATION OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM (PRICEWATERHOUSECOOPERS LLP). | MGMT | Y | For | For |
| 13 | KINDER MORGAN, INC. | KMI | 49456B | Annual 5/10/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 13 | KINDER MORGAN, INC. | KMI | 49456B | Annual 5/10/2017 | 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 13 | KINDER MORGAN, INC. | KMI | 49456B | Annual 5/10/2017 | 3 | STOCKHOLDER PROPOSAL RELATING TO A PROXY ACCESS BYLAW | Shareholder | Y | For | Against |
| 13 | KINDER MORGAN, INC. | KMI | 49456B | Annual 5/10/2017 | 4 | STOCKHOLDER PROPOSAL RELATING TO A REPORT ON METHANE EMISSIONS | Shareholder | Y | For | Against |
| 13 | KINDER MORGAN, INC. | KMI | 49456B | Annual 5/10/2017 | 5 | STOCKHOLDER PROPOSAL RELATING TO AN ANNUAL SUSTAINABILITY REPORT | Shareholder | Y | For | Against |
| 13 | KINDER MORGAN, INC. | KMI | 49456B | Annual 5/10/2017 | 6 | STOCKHOLDER PROPOSAL RELATING TO AN ASSESSMENT OF THE MEDIUM- AND LONG-TERM PORTFOLIO IMPACTS OF TECHNOLOGICAL ADVANCES AND GLOBAL CLIMATE CHANGE POLICIES | Shareholder | Y | For | Against |
| 14 | ASSURANT, INC. | AIZ | 04621X | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 14 | ASSURANT, INC. | AIZ | 04621X | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | For | For |
| 14 | ASSURANT, INC. | AIZ | 04621X | Annual 5/11/2017 | 3 | ADVISORY APPROVAL OF THE 2016 COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 14 | ASSURANT, INC. | AIZ | 04621X | Annual 5/11/2017 | 4 | ADVISORY APPROVAL OF THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 14 | ASSURANT, INC. | AIZ | 04621X | Annual 5/11/2017 | 5 | APPROVAL OF THE ASSURANT, INC. 2017 LONG TERM EQUITY INCENTIVE PLAN. | MGMT | Y | For | For |
| 14 | ASSURANT, INC. | AIZ | 04621X | Annual 5/11/2017 | 6 | AMENDMENT OF THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | MGMT | Y | For | For |
| 15 | INVESCO LTD | IVZ | G491BT | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 15 | INVESCO LTD | IVZ | G491BT | Annual 5/11/2017 | 2 | ADVISORY VOTE TO APPROVE THE COMPANY'S 2016 EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 15 | INVESCO LTD | IVZ | G491BT | Annual 5/11/2017 | 3 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 15 | INVESCO LTD | IVZ | G491BT | Annual 5/11/2017 | 4 | AMENDMENT OF SECOND AMENDED AND RESTATED BYE-LAWS TO IMPLEMENT PROXY ACCESS AND OTHER MATTERS | MGMT | N | Abstain | For |
| 15 | INVESCO LTD | IVZ | G491BT | Annual 5/11/2017 | 5 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 16 | EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 16 | EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G | Annual 5/11/2017 | 2 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR 2017. | MGMT | Y | For | For |
| 16 | EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G | Annual 5/11/2017 | 3 | TO APPROVE, BY NON-BINDING VOTE, EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 16 | EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G | Annual 5/11/2017 | 4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 16 | EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G | Annual 5/11/2017 | 5 | STOCKHOLDER PROPOSAL REQUESTING THE BOARD ADOPT A POLICY AND AMEND THE COMPANY'S GOVERNANCE DOCUMENTS, AS NECESSARY, TO REQUIRE THE CHAIRMAN OF THE BOARD, WHENEVER POSSIBLE, TO BE AN INDEPENDENT MEMBER OF THE BOARD. | Shareholder | Y | For | Against |
| 16 | EXPRESS SCRIPTS HOLDING COMPANY | ESRX | 30219G | Annual 5/11/2017 | 6 | STOCKHOLDER PROPOSAL REQUESTING THE COMPANY TO REPORT ANNUALLY TO THE BOARD AND STOCKHOLDERS, IDENTIFYING WHETHER THERE EXISTS A GENDER PAY-GAP AMONG THE COMPANY'S EMPLOYEES, AND IF SO, THE MEASURES BEING TAKEN TO ELIMINATE ANY SUCH PAY DISPARITIES AND TO FACILITATE AN ENVIRONMENT THAT PROMOTES OPPORTUNITIES FOR EQUAL ADVANCEMENT OF WOMEN. | Shareholder | Y | For | Against |
| 17 | NORFOLK SOUTHERN CORPORATION | NSC | 655844 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 17 | NORFOLK SOUTHERN CORPORATION | NSC | 655844 | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS NORFOLK SOUTHERN'S INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 17 | NORFOLK SOUTHERN CORPORATION | NSC | 655844 | Annual 5/11/2017 | 3 | APPROVAL OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION, AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2017 ANNUAL MEETING OF SHAREHOLDERS. | MGMT | N | Abstain | For |
| 17 | NORFOLK SOUTHERN CORPORATION | NSC | 655844 | Annual 5/11/2017 | 4 | FREQUENCY OF ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION, EVERY | MGMT | Y | 1yr | 1yr |
| 18 | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 18 | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E | Annual 5/11/2017 | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION EVERY ONE, TWO OR THREE YEARS | MGMT | Y | 1yr | 1yr |
| 18 | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E | Annual 5/11/2017 | 3 | ADVISORY VOTE TO APPROVE COMPENSATION OF NAMED EXECUTIVE OFFICERS | MGMT | N | Abstain | For |
| 18 | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E | Annual 5/11/2017 | 4 | AMENDMENT AND RESTATEMENT OF THE LONG-TERM STOCK INCENTIVE COMPENSATION PROGRAM | MGMT | Y | For | For |
| 18 | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E | Annual 5/11/2017 | 5 | AMENDMENT AND RESTATEMENT OF THE U.S. EMPLOYEE STOCK PURCHASE PLAN | MGMT | Y | For | For |
| 18 | EDWARDS LIFESCIENCES CORPORATION | EW | 28176E | Annual 5/11/2017 | 6 | RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | Y | For | For |
| 19 | UNION PACIFIC CORP | UNP | 907818 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 19 | UNION PACIFIC CORP | UNP | 907818 | Annual 5/11/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF DELOITTE & TOUCHE LLP ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | For | For |
| 19 | UNION PACIFIC CORP | UNP | 907818 | Annual 5/11/2017 | 3 | AN ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION ("SAY ON PAY"). | MGMT | N | Abstain | For |
| 19 | UNION PACIFIC CORP | UNP | 907818 | Annual 5/11/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE EXECUTIVE COMPENSATION ("SAY ON FREQUENCY"). | MGMT | Y | 1yr | 1yr |
| 19 | UNION PACIFIC CORP | UNP | 907818 | Annual 5/11/2017 | 5 | SHAREHOLDER PROPOSAL REGARDING INDEPENDENT CHAIRMAN IF PROPERLY PRESENTED AT THE ANNUAL MEETING. | Shareholder | Y | For | Against |
| 20 | E*TRADE FINANCIAL CORPORATION | ETFC | 269246 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 20 | E*TRADE FINANCIAL CORPORATION | ETFC | 269246 | Annual 5/11/2017 | 2 | TO APPROVE, BY A NON-BINDING ADVISORY VOTE, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS (THE "SAY-ON-PAY VOTE"). | MGMT | N | Abstain | For |
| 20 | E*TRADE FINANCIAL CORPORATION | ETFC | 269246 | Annual 5/11/2017 | 3 | TO SELECT, BY A NON-BINDING ADVISORY VOTE, THE FREQUENCY OF THE SAY-ON-PAY VOTE | MGMT | Y | 1yr | 1yr |
| 20 | E*TRADE FINANCIAL CORPORATION | ETFC | 269246 | Annual 5/11/2017 | 4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 21 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 21 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 21 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 3 | APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S NAMED EXECUTIVE OFFICER COMPENSATION IN 2016 | MGMT | N | Abstain | For |
| 21 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NUCOR'S NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | Y | 1yr | 3yr |
| 21 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 5 | STOCKHOLDER PROPOSAL REGARDING NUCOR'S LOBBYING AND CORPORATE SPENDING ON POLITICAL CONTRIBUTIONS | Shareholder | Y | For | Against |
| 21 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 6 | STOCKHOLDER PROPOSAL REGARDING GREENHOUSE GAS (GHG) EMISSIONS | Shareholder | Y | For | Against |
| 22 | CF INDUSTRIES HOLDINGS, INC. | CF | 125269 | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 22 | CF INDUSTRIES HOLDINGS, INC. | CF | 125269 | Annual 5/12/2017 | 2 | APPROVAL OF AN ADVISORY RESOLUTION REGARDING THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 22 | CF INDUSTRIES HOLDINGS, INC. | CF | 125269 | Annual 5/12/2017 | 3 | RECOMMENDATION, BY A NON-BINDING ADVISORY VOTE, ON THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF CF INDUSTRIES HOLDINGS, INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 22 | CF INDUSTRIES HOLDINGS, INC. | CF | 125269 | Annual 5/12/2017 | 4 | RATIFICATION OF THE SELECTION OF KPMG LLP AS CF INDUSTRIES HOLDINGS, INC.'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM IN 2017. | MGMT | Y | For | For |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 2 | ADVISORY VOTE APPROVING EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES APPROVING EXECUTIVE COMPENSATION | MGMT | Y | 1y | 1yr |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 4 | RATIFICATION OF SELECTION OF KPMG LLP AS INDEPENDENT AUDITORS | MGMT | Y | For | For |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 5 | CLIMATE CHANGE ASSESSMENT REPORT | MGMT | Y | For | Against |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 6 | LOWER THRESHOLD TO CALL SPECIAL SHAREOWNER MEETINGS | MGMT | Y | For | Against |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 7 | METHANE EMISSIONS AND FLARING TARGETS | MGMT | Y | For | Against |
| 23 | OCCIDENTAL PETROLEUM CORP | OXY | 674599 | Annual 5/12/2017 | 8 | POLITICAL CONTRIBUTIONS AND EXPENDITURES REPORT | MGMT | Y | For | Against |
| 24 | REPUBLIC SERVICES, INC. | RSG | 760759 | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 24 | REPUBLIC SERVICES, INC. | RSG | 760759 | Annual 5/12/2017 | 2 | ADVISORY VOTE TO APPROVE OUR NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 24 | REPUBLIC SERVICES, INC. | RSG | 760759 | Annual 5/12/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF AN ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1y | 1yr |
| 24 | REPUBLIC SERVICES, INC. | RSG | 760759 | Annual 5/12/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 25 | ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P | Annual 5/12/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 25 | ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P | Annual 5/12/2017 | 2 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 25 | ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P | Annual 5/12/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION (SAY ON PAY) | MGMT | N | Abstain | For |
| 25 | ZIMMER BIOMET HOLDINGS, INC. | ZBH | 98956P | Annual 5/12/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF SAY ON PAY VOTES | MGMT | Y | 1yr | 1yr |
| 26 | CONOCOPHILLIPS | COP | 20825C | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 26 | CONOCOPHILLIPS | COP | 20825C | Annual 5/16/2017 | 2 | PROPOSAL TO RATIFY APPOINTMENT OF ERNST & YOUNG LLP AS CONOCOPHILLIPS' INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 26 | CONOCOPHILLIPS | COP | 20825C | Annual 5/16/2017 | 3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 26 | CONOCOPHILLIPS | COP | 20825C | Annual 5/16/2017 | 4 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | None |
| 26 | CONOCOPHILLIPS | COP | 20825C | Annual 5/16/2017 | 5 | REPORT ON LOBBYING EXPENDITURES. | MGMT | Y | For | Against |
| 26 | CONOCOPHILLIPS | COP | 20825C | Annual 5/16/2017 | 6 | REPORT ON EXECUTIVE COMPENSATION ALIGNMENT WITH LOW-CARBON SCENARIOS. | MGMT | Y | For | Against |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 2 | NON-BINDING ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 3 | NON-BINDING ADVISORY VOTE TO APPROVE FREQUENCY OF FUTURE "SAY- ON-PAY" VOTES. | MGMT | Y | 1yr | 1yr |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 4 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT AUDITOR FOR FISCAL 2017. | MGMT | Y | For | For |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 5 | APPROVAL OF THE NEWFIELD EXPLORATION COMPANY 2017 OMNIBUS INCENTIVE PLAN. | MGMT | Y | For | For |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 6 | APPROVAL OF MATERIAL TERMS OF THE 2017 OMNIBUS INCENTIVE PLAN TO COMPLY WITH THE STOCKHOLDER APPROVAL REQUIREMENTS OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 27 | NEWFIELD EXPLORATION COMPANY | NFX | 651290 | Annual 5/16/2017 | 7 | APPROVAL OF THE NEWFIELD EXPLORATION COMPANY AMENDED AND RESTATED 2010 EMPLOYEE STOCK PURCHASE PLAN. | MGMT | Y | For | For |
| 28 | VERISK ANALYTICS INC | VRSK | 92345Y | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 28 | VERISK ANALYTICS INC | VRSK | 92345Y | Annual 5/17/2017 | 2 | TO APPROVE EXECUTIVE COMPENSATION ON AN ADVISORY, NON-BINDING BASIS. | MGMT | N | Abstain | For |
| 28 | VERISK ANALYTICS INC | VRSK | 92345Y | Annual 5/17/2017 | 3 | TO RECOMMEND THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES ON AN ADVISORY, NON-BINDING BASIS. | MGMT | Y | 1yr | 1yr |
| 28 | VERISK ANALYTICS INC | VRSK | 92345Y | Annual 5/17/2017 | 4 | TO RATIFY THE APPOINTMENT OF DELOITTE AND TOUCHE LLP AS OUR INDEPENDENT AUDITOR FOR THE 2017 FISCAL YEAR. | MGMT | Y | For | For |
| 29 | C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 29 | C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W | Annual 5/11/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 29 | C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W | Annual 5/11/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THAT AN ADVISORY VOTE ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS BE CONDUCTED ON AN ANNUAL BASIS. | MGMT | Y | 1yr | 1yr |
| 29 | C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W | Annual 5/11/2017 | 4 | RATIFICATION OF THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 29 | C.H. ROBINSON WORLDWIDE, INC. | CHRW | 12541W | Annual 5/11/2017 | 5 | REPORT ON THE FEASIBILITY OF GHG DISCLOSURE AND MANAGEMENT | MGMT | Y | For | Against |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF THE VOTE ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 4 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 5 | STOCKHOLDER PROPOSAL REGARDING POLITICAL CONTRIBUTIONS DISCLOSURE | Shareholder | Y | For | Against |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 6 | STOCKHOLDER PROPOSAL REGARDING ACTION BY WRITTEN CONSENT | Shareholder | Y | For | Against |
| 30 | THE WESTERN UNION COMPANY | WU | 959802 | Annual 5/11/2017 | 7 | STOCKHOLDER PROPOSAL REGARDING REPORT DETAILING RISKS AND COSTS TO THE COMPANY CAUSED BY STATE POLICIES SUPPORTING DISCRIMINATION | Shareholder | Y | For | Against |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 2 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 3 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 4 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 5 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 6 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 7 | Election of Directors | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 8 | RATIFICATION OF ERNST & YOUNG LLP AS APACHE'S INDEPENDENT AUDITORS. | MGMT | Y | For | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 9 | ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 31 | APACHE CORPORATION | APA | 037411 | Annual 5/11/2017 | 10 | ADVISORY VOTE ON FREQUENCY OF ADVISORY VOTE TO APPROVE COMPENSATION OF APACHE'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 2 | RATIFY THE APPOINTMENT OF THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | For | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 3 | APPROVE, ON AN ADVISORY BASIS, NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | N | Abstain | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 4 | APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 5 | APPROVE A MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED ARTICLES OF INCORPORATION TO INCREASE THE NUMBER OF SHARES OF AUTHORIZED COMMON STOCK FROM 490,000,000 TO 700,000,000. | MGMT | Y | For | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 6 | APPROVE A MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED ARTICLES OF INCORPORATION AND AMENDED CODE OF REGULATIONS TO REPLACE EXISTING SUPERMAJORITY VOTING REQUIREMENTS WITH A MAJORITY VOTING POWER THRESHOLD. | MGMT | Y | Against | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 7 | APPROVE A MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED ARTICLES OF INCORPORATION AND AMENDED CODE OF REGULATIONS TO IMPLEMENT MAJORITY VOTING FOR UNCONTESTED DIRECTOR ELECTIONS. | MGMT | Y | For | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 8 | APPROVE A MANAGEMENT PROPOSAL TO AMEND THE COMPANY'S AMENDED CODE OF REGULATIONS TO IMPLEMENT PROXY ACCESS | MGMT | Y | For | For |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 9 | SHAREHOLDER PROPOSAL REQUESTING AN ANNUAL REPORT ON LOBBYING POLICIES AND PAYMENTS. | Shareholder | Y | For | Against |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 10 | SHAREHOLDER PROPOSAL REQUESTING A REPORT ON CLIMATE CHANGE STRATEGY. | Shareholder | Y | For | Against |
| 32 | FIRSTENERGY CORP. | FE | 337932 | Annual 5/16/2017 | 11 | SHAREHOLDER PROPOSAL REQUESTING IMPLEMENTATION OF SIMPLE MAJORITY VOTING. | Shareholder | Y | For | Against |
| 33 | ADVANCE AUTO PARTS, INC. | AAP | 00751Y | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 33 | ADVANCE AUTO PARTS, INC. | AAP | 00751Y | Annual 5/17/2017 | 2 | APPROVE, BY ADVISORY VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 33 | ADVANCE AUTO PARTS, INC. | AAP | 00751Y | Annual 5/17/2017 | 3 | RECOMMEND, BY ADVISORY VOTE, HOW OFTEN STOCKHOLDERS SHOULD VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS | MGMT | Y | 1yr | 1yr |
| 33 | ADVANCE AUTO PARTS, INC. | AAP | 00751Y | Annual 5/17/2017 | 4 | APPROVE THE COMPANY'S 2017 AMENDED AND RESTATED EXECUTIVE INCENTIVE PLAN. | MGMT | Y | For | For |
| 33 | ADVANCE AUTO PARTS, INC. | AAP | 00751Y | Annual 5/17/2017 | 5 | RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP (DELOITTE) AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 33 | ADVANCE AUTO PARTS, INC. | AAP | 00751Y | Annual 5/17/2017 | 6 | APPROVE PROPOSAL TO AMEND THE COMPANY'S CERTIFICATE OF INCORPORATION TO REDUCE THE THRESHOLD STOCK OWNERSHIP REQUIREMENT FROM 25 PERCENT TO 10 PERCENT FOR STOCKHOLDERS TO CALL A SPECIAL MEETING. | MGMT | Y | For | For |
| 34 | ROSS STORES, INC. | ROST | 778296 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 34 | ROSS STORES, INC. | ROST | 778296 | Annual 5/17/2017 | 2 | TO APPROVE ADOPTION OF THE ROSS STORES, INC. 2017 EQUITY INCENTIVE PLAN. | MGMT | Y | For | For |
| 34 | ROSS STORES, INC. | ROST | 778296 | Annual 5/17/2017 | 3 | ADVISORY VOTE TO APPROVE THE RESOLUTION ON THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 34 | ROSS STORES, INC. | ROST | 778296 | Annual 5/17/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF HOLDING FUTURE VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 34 | ROSS STORES, INC. | ROST | 778296 | Annual 5/17/2017 | 5 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING FEBRUARY 3, 2018. | MGMT | Y | For | For |
| 35 | NATIONAL OILWELL VARCO, INC. | NOV | 637071 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 35 | NATIONAL OILWELL VARCO, INC. | NOV | 637071 | Annual 5/17/2017 | 2 | RATIFICATION OF INDEPENDENT AUDITORS. | MGMT | Y | For | For |
| 35 | NATIONAL OILWELL VARCO, INC. | NOV | 637071 | Annual 5/17/2017 | 3 | APPROVE, BY NON-BINDING VOTE, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 35 | NATIONAL OILWELL VARCO, INC. | NOV | 637071 | Annual 5/17/2017 | 4 | RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF THE ADVISORY VOTE ON NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | Y | 1yr | 1yr |
| 35 | NATIONAL OILWELL VARCO, INC. | NOV | 637071 | Annual 5/17/2017 | 5 | APPROVE STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS | Shareholder | Y | For | For |
| 36 | QUANTA SERVICES, INC. | PWR | 74762E | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 36 | QUANTA SERVICES, INC. | PWR | 74762E | Annual 5/24/2017 | 2 | TO APPROVE, BY NON-BINDING ADVISORY VOTE, QUANTA'S EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 36 | QUANTA SERVICES, INC. | PWR | 74762E | Annual 5/24/2017 | 3 | TO RECOMMEND, BY NON-BINDING ADVISORY VOTE, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON QUANTA'S EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 36 | QUANTA SERVICES, INC. | PWR | 74762E | Annual 5/24/2017 | 4 | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS QUANTA'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2017 | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 2 | ADOPTION OF DUTCH STATUTORY ANNUAL ACCOUNTS FOR 2016. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 3 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE MANAGEMENT BOARD. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 4 | DISCHARGE FROM LIABILITY OF MEMBERS OF THE SUPERVISORY BOARD. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 5 | APPOINTMENT OF PRICEWATERHOUSECOOPERS ACCOUNTANTS N.V. AS OUR AUDITOR FOR THE DUTCH STATUTORY ANNUAL ACCOUNTS. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 6 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 7 | RATIFICATION AND APPROVAL OF DIVIDENDS IN RESPECT OF THE 2016 FISCAL YEAR. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 8 | ADVISORY (NON-BINDING) VOTE APPROVING EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 9 | ADVISORY VOTE TO DETERMINE THE FREQUENCY OF THE SAY-ON-PAY VOTE. | MGMT | Y | 1yr | 1yr |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 10 | APPROVAL OF THE AUTHORITY OF THE MANAGEMENT BOARD TO CONDUCT SHARE REPURCHASES. | MGMT | Y | For | For |
| 37 | LYONDELLBASELL INDUSTRIES N.V. | LYB | N53745 | Annual 5/24/2017 | 11 | RE-APPROVAL OF THE LONG-TERM INCENTIVE PLAN FOR PURPOSES OF SECTION162(M). | MGMT | Y | For | For |
| 38 | UNUM GROUP | UNM | 91529Y | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 38 | UNUM GROUP | UNM | 91529Y | Annual 5/25/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 38 | UNUM GROUP | UNM | 91529Y | Annual 5/25/2017 | 3 | WHETHER TO HOLD FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION EVERY 1 YEAR, EVERY 2 YEARS OR EVERY 3 YEARS. | MGMT | Y | 1yr | 1yr |
| 38 | UNUM GROUP | UNM | 91529Y | Annual 5/25/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 38 | UNUM GROUP | UNM | 91529Y | Annual 5/25/2017 | 5 | TO APPROVE THE COMPANY'S STOCK INCENTIVE PLAN OF 2017. | MGMT | Y | For | For |
| 39 | ILLUMINA, INC. | ILMN | 452327 | Annual 5/30/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 39 | ILLUMINA, INC. | ILMN | 452327 | Annual 5/30/2017 | 2 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 39 | ILLUMINA, INC. | ILMN | 452327 | Annual 5/30/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | N | Abstain | For |
| 39 | ILLUMINA, INC. | ILMN | 452327 | Annual 5/30/2017 | 4 | TO RECOMMEND, BY NON-BINDING VOTE, THE FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 39 | ILLUMINA, INC. | ILMN | 452327 | Annual 5/30/2017 | 5 | TO APPROVE AN AMENDMENT TO OUR CERTIFICATE OF INCORPORATION TO REMOVE CERTAIN SUPERMAJORITY VOTING REQUIREMENTS AS DISCLOSED IN THE PROXY STATEMENT. | MGMT | Y | For | For |
| 40 | MARATHON OIL CORPORATION | MRO | 565849 | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 40 | MARATHON OIL CORPORATION | MRO | 565849 | Annual 5/31/2017 | 2 | RATIFY THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT AUDITOR FOR 2017. | MGMT | Y | For | For |
| 40 | MARATHON OIL CORPORATION | MRO | 565849 | Annual 5/31/2017 | 3 | ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 40 | MARATHON OIL CORPORATION | MRO | 565849 | Annual 5/31/2017 | 4 | ADVISORY VOTE ON FREQUENCY OF EXECUTIVE COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 41 | FIDELITY NAT'L INFORMATION SERVICES,INC. | FIS | 31620M | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 41 | FIDELITY NAT'L INFORMATION SERVICES,INC. | FIS | 31620M | Annual 5/31/2017 | 2 | ADVISORY VOTE ON FIDELITY NATIONAL INFORMATION SERVICES, INC. EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 41 | FIDELITY NAT'L INFORMATION SERVICES,INC. | FIS | 31620M | Annual 5/31/2017 | 3 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 41 | FIDELITY NAT'L INFORMATION SERVICES,INC. | FIS | 31620M | Annual 5/31/2017 | 4 | THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 42 | EQUINIX, INC. | EQIX | 29444U | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 42 | EQUINIX, INC. | EQIX | 29444U | Annual 5/31/2017 | 2 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 42 | EQUINIX, INC. | EQIX | 29444U | Annual 5/31/2017 | 3 | TO APPROVE BY A NON-BINDING ADVISORY VOTE THE FREQUENCY OF STOCKHOLDER NON-BINDING ADVISORY VOTES ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 42 | EQUINIX, INC. | EQIX | 29444U | Annual 5/31/2017 | 4 | TO APPROVE LONG-TERM INCENTIVE PERFORMANCE TERMS FOR CERTAIN OF OUR EXECUTIVES, PURSUANT TO SECTION 162(M) OF THE INTERNAL REVENUE CODE. | MGMT | Y | For | For |
| 42 | EQUINIX, INC. | EQIX | 29444U | Annual 5/31/2017 | 5 | TO RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 43 | AMERICAN TOWER CORPORATION | AMT | 03027X | Annual 5/31/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 43 | AMERICAN TOWER CORPORATION | AMT | 03027X | Annual 5/31/2017 | 2 | TO RATIFY THE SELECTION OF DELOITTE & TOUCHE LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 43 | AMERICAN TOWER CORPORATION | AMT | 03027X | Annual 5/31/2017 | 3 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPANY'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 43 | AMERICAN TOWER CORPORATION | AMT | 03027X | Annual 5/31/2017 | 4 | TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY WITH WHICH THE COMPANY WILL HOLD A STOCKHOLDER ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 44 | INCYTE CORPORATION | INCY | 45337C | Annual 5/26/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 44 | INCYTE CORPORATION | INCY | 45337C | Annual 5/26/2017 | 2 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 44 | INCYTE CORPORATION | INCY | 45337C | Annual 5/26/2017 | 3 | TO APPROVE, ON A NON-BINDING, ADVISORY BASIS, THE FREQUENCY OF FUTURE NON-BINDING ADVISORY STOCKHOLDER VOTES ON THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 44 | INCYTE CORPORATION | INCY | 45337C | Annual 5/26/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 45 | HALLIBURTON COMPANY | HAL | 406216 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 45 | HALLIBURTON COMPANY | HAL | 406216 | Annual 5/17/2017 | 2 | RATIFICATION OF THE SELECTION OF AUDITORS. | MGMT | Y | For | For |
| 45 | HALLIBURTON COMPANY | HAL | 406216 | Annual 5/17/2017 | 3 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 45 | HALLIBURTON COMPANY | HAL | 406216 | Annual 5/17/2017 | 4 | PROPOSAL FOR ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 45 | HALLIBURTON COMPANY | HAL | 406216 | Annual 5/17/2017 | 5 | PROPOSAL TO AMEND AND RESTATE THE HALLIBURTON COMPANY STOCK AND INCENTIVE PLAN. | MGMT | Y | For | For |
| 46 | PINNACLE WEST CAPITAL CORPORATION | PNW | 723484 | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 46 | PINNACLE WEST CAPITAL CORPORATION | PNW | 723484 | Annual 5/17/2017 | 2 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION AS DISCLOSED IN THE 2017 PROXY STATEMENT. | MGMT | N | Abstain | For |
| 46 | PINNACLE WEST CAPITAL CORPORATION | PNW | 723484 | Annual 5/17/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 46 | PINNACLE WEST CAPITAL CORPORATION | PNW | 723484 | Annual 5/17/2017 | 4 | VOTE ON RE-APPROVAL OF THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER, AND APPROVAL OF AN AMENDMENT TO, THE 2012 LONG-TERM INCENTIVE PLAN. | MGMT | Y | For | For |
| 46 | PINNACLE WEST CAPITAL CORPORATION | PNW | 723484 | Annual 5/17/2017 | 5 | RATIFY THE APPOINTMENT OF THE INDEPENDENT ACCOUNTANTS FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 47 | RANGE RESOURCES CORPORATION | RRC | 75281A | Annual 5/17/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 47 | RANGE RESOURCES CORPORATION | RRC | 75281A | Annual 5/17/2017 | 2 | A NON-BINDING PROPOSAL TO APPROVE THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS. | MGMT | N | Abstain | For |
| 47 | RANGE RESOURCES CORPORATION | RRC | 75281A | Annual 5/17/2017 | 3 | A NON-BINDING PROPOSAL ON THE FREQUENCY OF A STOCKHOLDER ADVISORY VOTE TO APPROVE THE COMPENSATION PHILOSOPHY, POLICIES AND PROCEDURES DESCRIBED IN THE COMPENSATION DISCUSSION AND ANALYSIS. | MGMT | Y | 1yr | 1yr |
| 47 | RANGE RESOURCES CORPORATION | RRC | 75281A | Annual 5/17/2017 | 4 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM AS OF AND FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 47 | RANGE RESOURCES CORPORATION | RRC | 75281A | Annual 5/17/2017 | 5 | STOCKHOLDER PROPOSAL - REQUESTING PUBLICATION OF A POLITICAL SPENDING REPORT. | Shareholder | Y | For | Against |
| 48 | THE MOSAIC COMPANY | MOS | 61945C | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 48 | THE MOSAIC COMPANY | MOS | 61945C | Annual 5/18/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 48 | THE MOSAIC COMPANY | MOS | 61945C | Annual 5/18/2017 | 3 | AN ADVISORY VOTE TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS AS DESCRIBED IN THE PROXY STATEMENT | MGMT | N | Abstain | For |
| 48 | THE MOSAIC COMPANY | MOS | 61945C | Annual 5/18/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 49 | FLOWSERVE CORPORATION | FLS | 34354P | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 49 | FLOWSERVE CORPORATION | FLS | 34354P | Annual 5/18/2017 | 2 | ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 49 | FLOWSERVE CORPORATION | FLS | 34354P | Annual 5/18/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF CONDUCTING THE ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 49 | FLOWSERVE CORPORATION | FLS | 34354P | Annual 5/18/2017 | 4 | RATIFY THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 49 | FLOWSERVE CORPORATION | FLS | 34354P | Annual 5/18/2017 | 5 | A SHAREHOLDER PROPOSAL REQUESTING THE BOARD OF DIRECTORS TO AMEND THE PROXY ACCESS BYLAWS TO INCREASE THE NUMBER OF SHAREHOLDERS ABLE TO AGGREGATE THEIR SHARES TO MEET OWNERSHIP REQUIREMENTS. | Shareholder | Y | For | Against |
| 49 | FLOWSERVE CORPORATION | FLS | 34354P | Annual 5/18/2017 | 6 | ELECTION OF RUBY CHANDY AS DIRECTOR - 2018 | MGMT | N | Withhold | For |
| 50 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 50 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 | Annual 5/18/2017 | 2 | RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | MGMT | Y | For | For |
| 50 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 | Annual 5/18/2017 | 3 | ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | N | Abstain | For |
| 50 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 | Annual 5/18/2017 | 4 | ADVISORY VOTE REGARDING FREQUENCY OF FUTURE STOCKHOLDER ADVISORY VOTES ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 50 | PIONEER NATURAL RESOURCES COMPANY | PXD | 723787 | Annual 5/18/2017 | 5 | STOCKHOLDER PROPOSAL RELATING TO A SUSTAINABILITY REPORT | Shareholder | Y | For | Against |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 1 | ELECTION OF MICHAEL CHU AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 2 | ELECTION OF LAWRENCE R. CODEY AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 3 | ELECTION OF PATRICK DUFF AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 4 | ELECTION OF HENRY R. KEIZER AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 5 | ELECTION OF JACQUELINE B. KOSECOFF AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 6 | ELECTION OF NEIL LUSTIG AS A DIRECTOR | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 7 | ELECTION OF WILLIAM J. MARINO AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 8 | ELECTION OF JEROME A. PERIBERE AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 9 | ELECTION OF RICHARD L. WAMBOLD AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 10 | ELECTION OF JERRY R. WHITAKER AS A DIRECTOR. | MGMT | Y | For | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 11 | ADVISORY VOTE TO APPROVE OUR EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 12 | ADVISORY VOTE ON FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 51 | SEALED AIR CORPORATION | SEE | 81211K | Annual 5/18/2017 | 13 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 52 | MOHAWK INDUSTRIES, INC. | MHK | 608190 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 52 | MOHAWK INDUSTRIES, INC. | MHK | 608190 | Annual 5/18/2017 | 2 | THE RATIFICATION OF THE SELECTION OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | Y | For | For |
| 52 | MOHAWK INDUSTRIES, INC. | MHK | 608190 | Annual 5/18/2017 | 3 | ADVISORY VOTE TO APPROVE EXECUTIVE COMPENSATION, AS DISCLOSED IN THE COMPANY'S PROXY STATEMENT FOR THE 2017 ANNUAL MEETING OF STOCKHOLDERS | MGMT | N | Abstain | For |
| 52 | MOHAWK INDUSTRIES, INC. | MHK | 608190 | Annual 5/18/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 52 | MOHAWK INDUSTRIES, INC. | MHK | 608190 | Annual 5/18/2017 | 5 | APPROVAL OF MOHAWK INDUSTRIES, INC. 2017 INCENTIVE PLAN. | MGMT | Y | For | For |
| 53 | CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 53 | CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V | Annual 5/18/2017 | 2 | THE RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS FOR FISCAL YEAR 2017. | MGMT | Y | For | For |
| 53 | CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V | Annual 5/18/2017 | 3 | THE NON-BINDING, ADVISORY VOTE REGARDING THE COMPENSATION OF THE COMPANY'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 53 | CROWN CASTLE INTERNATIONAL CORP | CCI | 22822V | Annual 5/18/2017 | 4 | A STOCKHOLDER PROPOSAL REGARDING PROXY ACCESS, IF PROPERLY PRESENTED. | Shareholder | Y | For | Against |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 2 | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION FOR NAMED EXECUTIVE OFFICERS | MGMT | N | Abstain | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 3 | TO APPROVE, BY NON-BINDING VOTE, THE ADVISORY RESOLUTION ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 4 | TO APPROVE THE INTERCONTINENTAL EXCHANGE, INC. 2017 OMNIBUS EMPLOYEE INCENTIVE PLAN. | MGMT | Y | For | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 5 | TO APPROVE AN AMENDMENT TO THE INTERCONTINENTAL EXCHANGE, INC. 2013 OMNIBUS NON-EMPLOYEE DIRECTOR INCENTIVE PLAN TO ADD AN AGGREGATE ANNUAL COMPENSATION LIMIT. | MGMT | Y | For | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 6 | TO APPROVE THE ADOPTION OF OUR FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO UPDATE AND STREAMLINE REFERENCES TO OUR NATIONAL SECURITIES EXCHANGE SUBSIDIARIES, THEIR MEMBERS, AND THE HOLDING COMPANIES THAT CONTROL SUCH EXCHANGES, AND DELETE REFERENCES TO CERTAIN OTHER SUBSIDIARIES. | MGMT | Y | For | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 7 | TO APPROVE THE ADOPTION OF OUR FOURTH AMENDED AND RESTATED CERTIFICATE OF INCORPORATION TO REMOVE AN OBSOLETE PROVISO CROSS-REFERENCING A SECTION OF OUR BYLAWS THAT WAS DELETED AFTER THE SALE OF THE EURONEXT BUSINESS IN 2014. | MGMT | Y | For | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 8 | RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | MGMT | Y | For | For |
| 54 | INTERCONTINENTAL EXCHANGE, INC. | ICE | 45866F | Annual 5/19/2017 | 9 | STOCKHOLDER PROPOSAL REGARDING THE PREPARATION OF A REPORT ASSESSING ESG MARKET DISCLOSURE EXPECTATIONS. | Shareholder | Y | For | Against |
| 55 | XL GROUP LTD | XL | G98294 | Annual 5/19/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 55 | XL GROUP LTD | XL | G98294 | Annual 5/19/2017 | 2 | TO PROVIDE AN ADVISORY VOTE APPROVING THE COMPENSATION OF XL GROUP LTD'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 55 | XL GROUP LTD | XL | G98294 | Annual 5/19/2017 | 3 | TO PROVIDE AN ADVISORY VOTE ON THE FREQUENCY OF FUTURE EXECUTIVE COMPENSATION VOTES. | MGMT | Y | 1yr | 1yr |
| 55 | XL GROUP LTD | XL | G98294 | Annual 5/19/2017 | 4 | TO APPOINT PRICEWATERHOUSECOOPERS LLP TO ACT AS THE INDEPENDENT AUDITOR OF XL GROUP LTD FOR THE YEAR ENDING DECEMBER 31, 2017, AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS TO DETERMINE THE COMPENSATION OF PRICEWATERHOUSECOOPERS LLP. | MGMT | Y | For | For |
| 56 | BOSTON PROPERTIES, INC. | BXP | 101121 | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 56 | BOSTON PROPERTIES, INC. | BXP | 101121 | Annual 5/23/2017 | 2 | TO APPROVE, BY NON-BINDING, ADVISORY RESOLUTION, THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | N | Abstain | For |
| 56 | BOSTON PROPERTIES, INC. | BXP | 101121 | Annual 5/23/2017 | 3 | TO APPROVE, BY NON-BINDING, ADVISORY VOTE, THE FREQUENCY OF HOLDING THE ADVISORY VOTE ON THE COMPANY'S NAMED EXECUTIVE OFFICER COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 56 | BOSTON PROPERTIES, INC. | BXP | 101121 | Annual 5/23/2017 | 4 | TO RATIFY THE AUDIT COMMITTEE'S APPOINTMENT OF ...(DUE TO SPACE LIMITS, SEE PROXY STATEMENT FOR FULL PROPOSAL). | MGMT | Y | For | For |
| 57 | NVIDIA CORPORATION | NVDA | 67066G | Annual 5/23/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 57 | NVIDIA CORPORATION | NVDA | 67066G | Annual 5/23/2017 | 2 | APPROVAL OF OUR EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 57 | NVIDIA CORPORATION | NVDA | 67066G | Annual 5/23/2017 | 3 | APPROVAL OF THE FREQUENCY OF HOLDING A VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 57 | NVIDIA CORPORATION | NVDA | 67066G | Annual 5/23/2017 | 4 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR FISCAL YEAR 2018. | MGMT | Y | For | For |
| 58 | CME GROUP INC. | CME | 12572Q | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 58 | CME GROUP INC. | CME | 12572Q | Annual 5/24/2017 | 2 | RATIFICATION OF THE APPOINTMENT OF ERNST & YOUNG AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 58 | CME GROUP INC. | CME | 12572Q | Annual 5/24/2017 | 3 | ADVISORY VOTE ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 58 | CME GROUP INC. | CME | 12572Q | Annual 5/24/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE VOTES ON THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 58 | CME GROUP INC. | CME | 12572Q | Annual 5/24/2017 | 5 | APPROVAL OF THE AMENDED AND RESTATED CME GROUP INC. INCENTIVE PLAN FOR OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 58 | CME GROUP INC. | CME | 12572Q | Annual 5/24/2017 | 6 | APPROVAL OF THE AMENDED AND RESTATED CME GROUP INC. OMNIBUS STOCK PLAN. | MGMT | Y | For | For |
| 59 | FISERV, INC. | FISV | 337738 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 59 | FISERV, INC. | FISV | 337738 | Annual 5/24/2017 | 2 | TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS OF FISERV, INC. | MGMT | N | Abstain | For |
| 59 | FISERV, INC. | FISV | 337738 | Annual 5/24/2017 | 3 | ADVISORY VOTE ON THE FREQUENCY OF ADVISORY VOTES ON THE COMPENSATION OF NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 59 | FISERV, INC. | FISV | 337738 | Annual 5/24/2017 | 4 | TO RATIFY THE APPOINTMENT OF DELOITTE & TOUCHE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM OF FISERV, INC. FOR 2017. | MGMT | Y | For | For |
| 59 | FISERV, INC. | FISV | 337738 | Annual 5/24/2017 | 5 | A SHAREHOLDER PROPOSAL SEEKING AN AMENDMENT TO FISERV, INC.'S PROXY ACCESS BY-LAW. | Shareholder | Y | For | Against |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 2 | RATIFICATION OF ERNST & YOUNG LLP, AN INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS. | MGMT | Y | For | For |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 3 | APPROVE THE AMENDMENT AND RESTATEMENT OF THE JUNIPER NETWORKS, INC. 2015 EQUITY INCENTIVE PLAN. | MGMT | Y | For | For |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 4 | APPROVE THE AMENDMENT AND RESTATEMENT OF THE JUNIPER NETWORKS, INC. 2008 EMPLOYEE STOCK PURCHASE PLAN. | MGMT | Y | For | For |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 5 | APPROVE A CERTIFICATE OF AMENDMENT TO THE RESTATED CERTIFICATE OF INCORPORATION TO ELIMINATE SUPERMAJORITY VOTING REQUIREMENTS. | MGMT | Y | Against | For |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 6 | APPROVAL OF A NON-BINDING ADVISORY RESOLUTION ON EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 7 | APPROVE ON AN ADVISORY BASIS THE FREQUENCY OF STOCKHOLDER VOTES ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 60 | JUNIPER NETWORKS, INC. | JNPR | 48203R | Annual 5/25/2017 | 8 | STOCKHOLDER PROPOSAL, IF PROPERLY PRESENTED AT THE MEETING, TO ANNUALLY DISCLOSE EEO-1 DATA. | Shareholder | Y | For | Against |
| 61 | EASTMAN CHEMICAL COMPANY | EMN | 277432 | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 61 | EASTMAN CHEMICAL COMPANY | EMN | 277432 | Annual 5/4/2017 | 2 | ADVISORY APPROVAL OF EXECUTIVE COMPENSATION AS DISCLOSED IN PROXY STATEMENT | MGMT | N | Abstain | For |
| 61 | EASTMAN CHEMICAL COMPANY | EMN | 277432 | Annual 5/4/2017 | 3 | ADVISORY VOTE ON FREQUENCY OF ADVISORY APPROVAL OF EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 61 | EASTMAN CHEMICAL COMPANY | EMN | 277432 | Annual 5/4/2017 | 4 | APPROVAL OF THE 2017 OMNIBUS STOCK COMPENSATION PLAN | MGMT | N | Abstain | For |
| 61 | EASTMAN CHEMICAL COMPANY | EMN | 277432 | Annual 5/4/2017 | 5 | RATIFICATION OF APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | MGMT | Y | For | For |
| 62 | KANSAS CITY SOUTHERN | KSU | 485170 | Annual 5/4/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 62 | KANSAS CITY SOUTHERN | KSU | 485170 | Annual 5/4/2017 | 2 | RATIFICATION OF THE AUDIT COMMITTEE'S SELECTION OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017. | MGMT | Y | For | For |
| 62 | KANSAS CITY SOUTHERN | KSU | 485170 | Annual 5/4/2017 | 3 | APPROVAL OF THE KANSAS CITY SOUTHERN 2017 EQUITY INCENTIVE PLAN. | MGMT | N | Abstain | For |
| 62 | KANSAS CITY SOUTHERN | KSU | 485170 | Annual 5/4/2017 | 4 | ADVISORY (NON-BINDING) VOTE APPROVING THE 2016 COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 62 | KANSAS CITY SOUTHERN | KSU | 485170 | Annual 5/4/2017 | 5 | ADVISORY (NON-BINDING) VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 62 | KANSAS CITY SOUTHERN | KSU | 485170 | Annual 5/4/2017 | 6 | APPROVAL OF A STOCKHOLDER PROPOSAL REQUESTING AMENDMENTS TO THE COMPANY'S PROXY ACCESS BYLAW PROVISION. | Shareholder | Y | For | Against |
| 63 | MARTIN MARIETTA MATERIALS, INC. | MLM | 573284 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 63 | MARTIN MARIETTA MATERIALS, INC. | MLM | 573284 | Annual 5/18/2017 | 2 | RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS AS INDEPENDENT AUDITORS. | MGMT | Y | For | For |
| 63 | MARTIN MARIETTA MATERIALS, INC. | MLM | 573284 | Annual 5/18/2017 | 3 | APPROVAL, BY A NON-BINDING ADVISORY VOTE, OF THE COMPENSATION OF MARTIN MARIETTA MATERIALS, INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | N | Abstain | For |
| 63 | MARTIN MARIETTA MATERIALS, INC. | MLM | 573284 | Annual 5/18/2017 | 4 | SELECTION, BY A NON-BINDING ADVISORY VOTE, OF THE FREQUENCY OF FUTURE SHAREHOLDER VOTES TO APPROVE THE COMPENSATION OF MARTIN MARIETTA MATERIALS, INC.'S NAMED EXECUTIVE OFFICERS. | MGMT | Y | 1yr | 1yr |
| 63 | MARTIN MARIETTA MATERIALS, INC. | MLM | 573284 | Annual 5/18/2017 | 5 | SHAREHOLDER PROPOSAL ASKING THE BOARD OF DIRECTORS TO ADOPT A PROXY ACCESS BYLAW. | Shareholder | Y | For | Against |
| 64 | THE WILLIAMS COMPANIES, INC. | WMB | 969457 | Annual 5/18/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 64 | THE WILLIAMS COMPANIES, INC. | WMB | 969457 | Annual 5/18/2017 | 2 | RATIFICATION OF ERNST & YOUNG LLP AS AUDITORS FOR 2017. | MGMT | Y | For | For |
| 64 | THE WILLIAMS COMPANIES, INC. | WMB | 969457 | Annual 5/18/2017 | 3 | APPROVAL, BY NONBINDING ADVISORY VOTE, OF THE COMPANY'S EXECUTIVE COMPENSATION | MGMT | N | Abstain | For |
| 64 | THE WILLIAMS COMPANIES, INC. | WMB | 969457 | Annual 5/18/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING AN ADVISORY VOTE ON EXECUTIVE COMPENSATION | MGMT | Y | 1yr | 1yr |
| 65 | ONEOK, INC. | OKE | 682680 | Annual 5/24/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 65 | ONEOK, INC. | OKE | 682680 | Annual 5/24/2017 | 2 | RATIFICATION OF THE SELECTION OF PRICEWATERHOUSECOOPERS LLP AS ONEOK, INC.'S INDEPENDENT AUDITOR FOR YEAR ENDING DEC 31 2017. | MGMT | Y | For | For |
| 65 | ONEOK, INC. | OKE | 682680 | Annual 5/24/2017 | 3 | AN ADVISORY VOTE TO APPROVE ONEOK, INC.'S EXECUTIVE COMPENSATION. | MGMT | N | Abstain | For |
| 65 | ONEOK, INC. | OKE | 682680 | Annual 5/24/2017 | 4 | AN ADVISORY VOTE ON THE FREQUENCY OF HOLDING THE ADVISORY SHAREHOLDER VOTE ON ONEOK'S EXECUTIVE COMPENSATION. | MGMT | Y | 1yr | 1yr |
| 66 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 1 | Election of Directors | MGMT | Y | For | For |
| 66 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 2 | RATIFICATION OF PRICEWATERHOUSECOOPERS LLP AS NUCOR'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2017 | MGMT | Y | For | For |
| 66 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 3 | APPROVAL, ON AN ADVISORY BASIS, OF NUCOR'S NAMED EXECUTIVE OFFICER COMPENSATION IN 2016 | MGMT | N | Abstain | For |
| 66 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 4 | ADVISORY VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON NUCOR'S NAMED EXECUTIVE OFFICER COMPENSATION | MGMT | Y | 1yr | 3yr |
| 66 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 5 | STOCKHOLDER PROPOSAL REGARDING NUCOR'S LOBBYING AND CORPORATE SPENDING ON POLITICAL CONTRIBUTIONS | Shareholder | Y | For | Against |
| 66 | NUCOR CORPORATION | NUE | 670346 | Annual 5/11/2017 | 6 | STOCKHOLDER PROPOSAL REGARDING GREENHOUSE GAS (GHG) EMISSIONS | Shareholder | Y | For | Against |
| 67 | EXPEDITORS INT'L OF WASHINGTON, INC. | EXPD | 302130 | Annual 5/2/2017 | All | All | N/a | N/a | N/a | N/a |
| 68 | PHILLIPS 66 | PSX | 718546 | Annual 5/3/2017 | All | All | N/a | N/a | N/a | N/a |
| 69 | STRYKER CORPORATION | SYK | 863667 | Annual 5/3/2017 | All | All | N/a | N/a | N/a | N/a |
| 70 | GENERAL DYNAMICS CORPORATION | GD | 369550 | Annual 5/3/2017 | All | All | N/a | N/a | N/a | N/a |
| 71 | IDEXX LABORATORIES, INC. | IDXX | 45168D | Annual 5/3/2017 | All | All | N/a | N/a | N/a | N/a |
| 72 | L3 TECHNOLOGIES, INC. | LLL | 502413 | Annual 5/9/2017 | All | All | N/a | N/a | N/a | N/a |
| 73 | WATERS CORPORATION | WAT | 941848 | Annual 5/9/2017 | All | All | N/a | N/a | N/a | N/a |
| 74 | TRACTOR SUPPLY COMPANY | TSCO | 892356 | Annual 5/9/2017 | All | All | N/a | N/a | N/a | N/a |
| 75 | PENTAIR PLC | PNR | G7S00T | Annual 5/9/2017 | All | All | N/a | N/a | N/a | N/a |
| 76 | NASDAQ, INC. | NDAQ | 631103 | Annual 5/10/2017 | All | All | N/a | N/a | N/a | N/a |
| 77 | MURPHY OIL CORPORATION | MUR | 626717 | Annual 5/10/2017 | All | All | N/a | N/a | N/a | N/a |
| 78 | SIMON PROPERTY GROUP, INC. | SPG | 828806 | Annual 5/10/2017 | All | All | N/a | N/a | N/a | N/a |
| 79 | XCEL ENERGY INC. | XEL | 98389B | Annual 5/17/2017 | All | All | N/a | N/a | N/a | N/a |
| 80 | VALERO ENERGY CORPORATION | VLO | 91913Y | Annual 5/3/2017 | All | All | N/a | N/a | N/a | N/a |
| 81 | INTERNATIONAL PAPER COMPANY | IP | 460146 | Annual 5/8/2017 | All | All | N/a | N/a | N/a | N/a |
| 82 | AMETEK INC. | AME | 031100 | Annual 5/9/2017 | All | All | N/a | N/a | N/a | N/a |
| 83 | LEGGETT & PLATT, INCORPORATED | LEG | 524660 | Annual 5/9/2017 | All | All | N/a | N/a | N/a | N/a |
| 84 | ABB LTD | ABLZF | CH0012221716 | Annual 4/13/2017 | All | All | N/a | N/a | N/a | N/a |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Low Beta Tactical 500 Fund | Item 1, Exhibit J | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | No proxies were voted during the Reporting Period | |||||||||
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| Registrant: NORTHERN LIGHTS FUND TRUST IV - Main Buy Write Fund | Item I, Exhibit K | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
Investment Company Report |
| ISHARES TRUST |
Security Ticker Symbol | 464287234 EEM | Meeting Type Meeting Date | Special 19-Jun-2017 | ||||
| ISIN | US4642872349 | Agenda | 934621156 - Management | ||||
| Item Proposal | Proposed by | Vote | For/Against Management | ||||
| 1. DIRECTOR | Management | ||||||
| 1 | JANE D. CARLIN | For | For | ||||
| 2 | RICHARD L. FAGNANI | For | For | ||||
| 3 | DREW E. LAWTON | For | For | ||||
| 4 | MADHAV V. RAJAN | For | For | ||||
| 5 | MARK WIEDMAN | For | For | ||||
Page 1 of 2 |
| 28-Jul-2017 |
Investment Company Report |
| ISHARES TRUST |
Security Ticker Symbol | 464287556 IBB | Meeting Type Meeting Date | Special 19-Jun-2017 | ||||
| ISIN | US4642875565 | Agenda | 934621156 - Management | ||||
| Item Proposal | Proposed by | Vote | For/Against Management | ||||
| 1. DIRECTOR | Management | ||||||
| 1 | JANE D. CARLIN | For | For | ||||
| 2 | RICHARD L. FAGNANI | For | For | ||||
| 3 | DREW E. LAWTON | For | For | ||||
| 4 | MADHAV V. RAJAN | For | For | ||||
| 5 | MARK WIEDMAN | For | For | ||||
Page 2 of 2 |
| 28-Jul-2017 |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Measured Risk Strategy Fund | Item 1, Exhibit L | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | There were no votes to report during the period. | |||||||||
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| Registrant: NORTHERN LIGHTS FUND TRUST IV - Moerus Worldwide Value Fund | Item 1, Exhibit M | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 1 | TO RECEIVE AND ADOPT THE DIRECTORS' STATEMENT, AUDITED FINANCIAL STATEMENTS AND AUDITOR'S REPORT FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 | Mgmt | Y | FOR | FOR |
| 2 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 2 | TO DECLARE A FINAL ONE-TIER TAX-EXEMPT DIVIDEND OF SGD 0.06 PER ORDINARY SHARE FOR THE FINANCIAL YEAR ENDED 31 MARCH 2016 | Mgmt | Y | FOR | FOR |
| 3 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 3 | TO RE-ELECT THE FOLLOWING DIRECTORS, EACH OF WHOM WILL RETIRE BY ROTATION PURSUANT TO ARTICLE 91 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: DR. SEEK NGEE HUAT | Mgmt | Y | FOR | FOR |
| 4 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 4 | TO RE-ELECT THE FOLLOWING DIRECTORS, EACH OF WHOM WILL RETIRE BY ROTATION PURSUANT TO ARTICLE 91 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR. LUCIANO LEWANDOWSKI | Mgmt | Y | FOR | FOR |
| 5 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 5 | TO RE-ELECT THE FOLLOWING DIRECTORS, EACH OF WHOM WILL RETIRE BY ROTATION PURSUANT TO ARTICLE 91 OF THE CONSTITUTION OF THE COMPANY AND WHO, BEING ELIGIBLE, OFFER THEMSELVES FOR RE-ELECTION: MR. FANG FENGLEI | Mgmt | Y | FOR | FOR |
| 6 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 6 | TO RE-APPOINT THE FOLLOWING DIRECTORS RETIRING UNDER THE RESPECTIVE RESOLUTIONS PASSED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 29 JULY 2015 PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE (WHICH WAS THEN IN FORCE), TO HOLD OFFICE FROM THE DATE OF THIS AGM: MR. PAUL CHENG MING FUN | Mgmt | Y | FOR | FOR |
| 7 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 7 | TO RE-APPOINT THE FOLLOWING DIRECTORS RETIRING UNDER THE RESPECTIVE RESOLUTIONS PASSED AT THE ANNUAL GENERAL MEETING OF THE COMPANY HELD ON 29 JULY 2015 PURSUANT TO SECTION 153(6) OF THE COMPANIES ACT, CHAPTER 50 OF SINGAPORE (WHICH WAS THEN IN FORCE), TO HOLD OFFICE FROM THE DATE OF THIS AGM: MR. YOICHIRO FURUSE | Mgmt | Y | FOR | FOR |
| 8 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 8 | TO APPROVE DIRECTORS' FEES OF USD 2,700,000 FOR THE FINANCIAL YEAR ENDING 31 MARCH 2017. (2016: USD 2,700,000) | Mgmt | Y | FOR | FOR |
| 9 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 9 | TO RE-APPOINT MESSRS. KPMG LLP AS THE COMPANY'S AUDITOR AND TO AUTHORIZE THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 10 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 10 | AUTHORITY TO ISSUE SHARES | Mgmt | Y | AGAINST | FOR |
| 11 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 11 | AUTHORITY TO ISSUE SHARES UNDER THE GLP PERFORMANCE SHARE PLAN AND THE GLP RESTRICTED SHARE PLAN | Mgmt | Y | FOR | FOR |
| 12 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 12 | PROPOSED RENEWAL OF THE SHARE PURCHASE MANDATE | Mgmt | Y | FOR | FOR |
| 13 | GLOBAL LOGISTIC PROPERTIES LTD, SINGAPORE | GLP SP | Y27187106 | Annual; 29-Jul-2016 | 13 | PROPOSED ADOPTION OF THE NEW CONSTITUTION | Mgmt | Y | FOR | FOR |
| 14 | HRG GROUP, INC. | HRG | 40434J100 | Annual; 07-Sep-2016 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 15 | HRG GROUP, INC. | HRG | 40434J100 | Annual; 07-Sep-2016 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 16 | HRG GROUP, INC. | HRG | 40434J100 | Annual; 07-Sep-2016 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 17 | HRG GROUP, INC. | HRG | 40434J100 | Annual; 07-Sep-2016 | 2 | TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING SEPTEMBER 30, 2016. | Mgmt | Y | FOR | FOR |
| 18 | HRG GROUP, INC. | HRG | 40434J100 | Annual; 07-Sep-2016 | 3 | TO RE-APPROVE THE MATERIAL TERMS OF THE PERFORMANCE GOALS UNDER THE COMPANY'S 2011 OMNIBUS EQUITY AWARD PLAN FOR PURPOSES OF SECTION 162(M) OF THE INTERNAL REVENUE CODE. | Mgmt | Y | FOR | FOR |
| 19 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 2 | ELECTION OF DIRECTOR: EDWARD J. BREINER | Mgmt | Y | FOR | FOR |
| 20 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 3 | ELECTION OF DIRECTOR: JEAN DESROSIERS | Mgmt | Y | FOR | FOR |
| 21 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 4 | ELECTION OF DIRECTOR: FRED J. DYMENT | Mgmt | Y | FOR | FOR |
| 22 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 5 | ELECTION OF DIRECTOR: DAVID A. FENNELL | Mgmt | Y | FOR | FOR |
| 23 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 6 | ELECTION OF DIRECTOR: DENIS LAROCQUE | Mgmt | Y | FOR | FOR |
| 24 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 7 | ELECTION OF DIRECTOR: FRANCIS P. MCGUIRE | Mgmt | Y | FOR | FOR |
| 25 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 8 | ELECTION OF DIRECTOR: CATHERINE MCLEOD-SELTZER | Mgmt | Y | FOR | FOR |
| 26 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 9 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Mgmt | Y | FOR | FOR |
| 27 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 10 | ELECTION OF DIRECTOR: DAVID B. TENNANT | Mgmt | Y | FOR | FOR |
| 28 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 11 | ELECTION OF DIRECTOR: JO MARK ZUREL | Mgmt | Y | FOR | FOR |
| 29 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 12 | IN RESPECT OF ACCEPTING THE ADVISORY RESOLUTION TO ACCEPT THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION AS SET FORTH IN THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED JULY 14, 2016 | Mgmt | Y | FOR | FOR |
| 30 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 13 | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 31 | MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB | MDI CN | 560909103 | Mix; 09-Sep-2016 | 14 | IN RESPECT OF THE APPROVAL OF A RESOLUTION (THE FULL TEXT OF WHICH IS REPRODUCED AS APPENDIX C TO THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED JULY 14, 2016) TO APPROVE THE SHAREHOLDER RIGHTS PLAN, AS MORE FULLY DESCRIBED IN THE SAID CIRCULAR | Mgmt | Y | ABSTAIN | FOR |
| 32 | MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A., | MB IM | T10584117 | Annual; 28-Oct-2016 | 2 | FINANCIAL STATEMENTS AS AT 30 JUNE 2016, BOARD OF DIRECTORS' REVIEW OF OPERATIONS AND OTHER REPORTS, REPORTS BY EXTERNAL AUDITORS AND STATUTORY AUDIT COMMITTEE; RELATED RESOLUTIONS | Mgmt | Y | FOR | FOR |
| 33 | MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A., | MB IM | T10584117 | Annual; 28-Oct-2016 | 3 | RESOLUTIONS PURSUANT TO ARTICLE 15 OF THE COMPANY'S ARTICLES OF ASSOCIATION: APPOINTMENT OF A DIRECTOR | Mgmt | Y | AGAINST | FOR |
| 34 | MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A., | MB IM | T10584117 | Annual; 28-Oct-2016 | 4 | RESOLUTION IN RESPECT OF STAFF REMUNERATION POLICIES: STAFF REMUNERATION POLICIES | Mgmt | Y | FOR | FOR |
| 35 | MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A., | MB IM | T10584117 | Annual; 28-Oct-2016 | 5 | RESOLUTION IN RESPECT OF STAFF REMUNERATION POLICIES: CAP ON VARIABLE AND FIXED REMUNERATION BASED ON A RATIO OF 2:1 | Mgmt | Y | FOR | FOR |
| 36 | MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A., | MB IM | T10584117 | Annual; 28-Oct-2016 | 6 | RESOLUTION IN RESPECT OF STAFF REMUNERATION POLICIES: POLICIES IN THE EVENT OF BENEFICIARIES LEAVING OFFICE OR CEASING TO WORK FOR MEDIOBANCA | Mgmt | Y | AGAINST | FOR |
| 37 | MEDIOBANCA - BANCA DI CREDITO FINANZIARIO S.P.A., | MB IM | T10584117 | Annual; 28-Oct-2016 | 7 | INSURANCE POLICY TO COVER CIVIL LIABILITY FOR MEMBERS OF GROUP COMPANIES' GOVERNING BODIES | Mgmt | Y | FOR | FOR |
| 38 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 30TH JUNE, 2016 | Mgmt | Y | FOR | FOR |
| 39 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.38 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND | Mgmt | Y | FOR | FOR |
| 40 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 5 | TO RE-ELECT MR. DARYL NG WIN KONG AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 41 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 6 | TO RE-ELECT MR. RINGO CHAN WING KWONG AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 42 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 7 | TO RE-ELECT MR. GORDON LEE CHING KEUNG AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 43 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 8 | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING 30TH JUNE, 2017 | Mgmt | Y | FOR | FOR |
| 44 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR FOR THE ENSUING YEAR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 45 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 10 | TO APPROVE SHARE BUY-BACK MANDATE | Mgmt | Y | FOR | FOR |
| 46 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 11 | TO APPROVE SHARE ISSUE MANDATE | Mgmt | Y | AGAINST | FOR |
| 47 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2016 | 12 | TO APPROVE EXTENSION OF SHARE ISSUE MANDATE | Mgmt | Y | AGAINST | FOR |
| 48 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Special; 03-Nov-2016 | 1 | THE SPECIAL RESOLUTION (INCLUDED AS APPENDIX B IN THE ACCOMPANYING JOINT INFORMATION CIRCULAR) APPROVING A PLAN OF ARRANGEMENT UNDER SECTION 192 OF THE CANADA BUSINESS CORPORATIONS ACT, INVOLVING, AMONG OTHERS, POTASH CORPORATION OF SASKATCHEWAN INC. (THE "CORPORATION"), SHAREHOLDERS OF THE CORPORATION, AGRIUM INC., SHAREHOLDERS OF AGRIUM INC. AND A NEWLY-INCORPORATED PARENT ENTITY TO BE FORMED TO MANAGE AND HOLD THE COMBINED BUSINESSES OF THE CORPORATION AND AGRIUM INC., AS MORE PARTICULARLY DESCRIBED IN THE INFORMATION CIRCULAR. | Mgmt | Y | FOR | FOR |
| 49 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 16-Nov-2016 | 1 | ELECTION OF DIRECTOR: WILLIAM M. HAYES | Mgmt | Y | FOR | FOR |
| 50 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 16-Nov-2016 | 2 | ELECTION OF DIRECTOR: RONALD J. VANCE | Mgmt | Y | FOR | FOR |
| 51 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 16-Nov-2016 | 3 | PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2017. | Mgmt | Y | FOR | FOR |
| 52 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 16-Nov-2016 | 4 | PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION. | Mgmt | Y | FOR | FOR |
| 53 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 16-Nov-2016 | 5 | PROPOSAL TO APPROVE AN AMENDMENT TO THE COMPANY'S RESTATED CERTIFICATE OF INCORPORATION TO INCREASE THE TOTAL NUMBER OF AUTHORIZED SHARES FROM 110,000,000 SHARES TO 210,000,000 SHARES. | Mgmt | Y | ABSTAIN | FOR |
| 54 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 3 | TO DECLARE A FINAL DIVIDEND | Mgmt | Y | FOR | FOR |
| 55 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 4 | TO APPROVE DIRECTORS' FEES FOR THE YEAR ENDED 30 JUNE 2016 | Mgmt | Y | FOR | FOR |
| 56 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 5 | TO RE-ELECT MR. KWEK LENG HAI AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 57 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 6 | TO RE-ELECT MR. TAN LIM HENG AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 58 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 7 | TO RE-ELECT MR. RODERIC N. A. SAGE AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 59 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 8 | TO RE-ELECT MR. TANG HONG CHEONG AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 60 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 9 | TO APPOINT KPMG AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 61 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 10 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO REPURCHASE SHARES OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 62 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 11 | TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SHARES OF THE COMPANY | Mgmt | Y | AGAINST | FOR |
| 63 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 12 | TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SHARES BY ADDING TO IT THE NUMBER OF SHARES REPURCHASED BY THE COMPANY | Mgmt | Y | AGAINST | FOR |
| 64 | GUOCO GROUP LTD | 53 HK | G42098122 | Annual; 21-Nov-2016 | 13 | TO APPROVE THE AMENDMENTS TO THE COMPANY'S BYE-LAWS | Mgmt | Y | FOR | FOR |
| 65 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Special; 30-Nov-2016 | 1 | GRANTING OF PERMISSION PURSUANT TO ARTICLE 28 OF LAW 2778/1999 TO ACQUIRE REAL ESTATE PROPERTIES FROM "EUROBANK ERGASIAS LEASING S.A." | Mgmt | Y | AGAINST | FOR |
| 66 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Special; 15-Dec-2016 | 2 | QUORUM VERIFICATION | Mgmt | Y | FOR | FOR |
| 67 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Special; 15-Dec-2016 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 68 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Special; 15-Dec-2016 | 4 | APPOINTMENT OF THE MEETING PRESIDENT AND SECRETARY | Mgmt | Y | FOR | FOR |
| 69 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Special; 15-Dec-2016 | 5 | APPOINTMENT OF THE COMMISSION FOR APPROVAL OF THE MINUTES | Mgmt | Y | FOR | FOR |
| 70 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Special; 15-Dec-2016 | 6 | CESSION OF CONTRACT FOR THE ACQUISITION OF THE EXXONMOBIL FUEL AND LUBRICANTS BUSINESS IN COLOMBIA, PERU AND ECUADOR, CONFLICT OF INTEREST RESOLUTION AND APPROVALS | Mgmt | Y | FOR | FOR |
| 71 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Annual; 22-Mar-2017 | 1 | APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF YEAR 2016, DIRECTORS AND AUDITORS' REPORTS AND OF DISTRIBUTION OF PROFITS OF YEAR 2016 | Mgmt | Y | FOR | FOR |
| 72 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Annual; 22-Mar-2017 | 2 | RELEASE OF MEMBERS OF THE BOARD OF DIRECTORS AND AUDITORS FROM ALL LIABILITY FOR COMPENSATION ARISING FROM YEAR 2016 | Mgmt | Y | FOR | FOR |
| 73 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Annual; 22-Mar-2017 | 3 | ELECTION OF A CERTIFIED AUDITORS-ACCOUNTANTS' FIRM FOR YEAR 2017 AND SETTING OF ITS REMUNERATION | Mgmt | Y | FOR | FOR |
| 74 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Annual; 22-Mar-2017 | 4 | APPOINTMENT OF VALUERS FOR YEAR 2017 AND SETTING OF THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 75 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Annual; 22-Mar-2017 | 5 | APPROVAL OF CONTRACTS AND FEES AS PER ARTICLES 23A AND 24 OF CODIFIED LAW 2190/1920- PREAPPROVAL OF FEES FOR YEAR 2017 | Mgmt | Y | ABSTAIN | FOR |
| 76 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO | GRIV GA | X3260A100 | Annual; 22-Mar-2017 | 6 | OTHER ANNOUNCEMENTS | Mgmt | Y | FOR | FOR |
| 77 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 2 | QUORUM VERIFICATION | Mgmt | Y | FOR | FOR |
| 78 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 3 | APPOINTMENT OF THE PRESIDENT AND SECRETARY OF THE MEETING | Mgmt | Y | FOR | FOR |
| 79 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 4 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 80 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 5 | APPOINTMENT OF THE COMMISSION FOR APPROVAL OF THE MINUTES | Mgmt | Y | FOR | FOR |
| 81 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 6 | APPROVAL OF THE MANAGEMENT REPORT PRESENTED BY THE BOARD OF DIRECTORS AND THE CEO OF BVC | Mgmt | Y | FOR | FOR |
| 82 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 7 | EXTERNAL AUDITOR'S REPORT | Mgmt | Y | FOR | FOR |
| 83 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 8 | APPROVAL OF THE 2016 FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 84 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 9 | REVIEW AND APPROVAL OF THE PROFITS DISTRIBUTION PROJECT | Mgmt | Y | FOR | FOR |
| 85 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 10 | ELECTION OF THE INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD 2017-2019 | Mgmt | Y | FOR | FOR |
| 86 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 11 | ELECTION OF THE NON-INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD 2017-2019 | Mgmt | Y | FOR | FOR |
| 87 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 12 | DETERMINATION OF THE BOARD OF DIRECTORS' FEES | Mgmt | Y | ABSTAIN | FOR |
| 88 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 13 | ELECTION OF THE EXTERNAL AUDITOR FOR THE PERIOD 2017-2019 AND APPROVAL OF THE BUDGET ALLOCATION FOR THEIR FEES | Mgmt | Y | FOR | FOR |
| 89 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 14 | REVIEW AND ANALYSIS OF THE INTEGRATION AMONG BVC AND DECEVAL: APPROVAL OF BYLAWS MODIFICATION (MODIFICATION OF ARTICLE 7 INCREASE OF AUTHORIZED CAPITAL, AND ARTICLE 9 MODIFICATION OF THE RULES FOR SUBSCRIPTION OF SHARES | Mgmt | Y | FOR | FOR |
| 90 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 15 | REVIEW AND ANALYSIS OF THE INTEGRATION AMONG BVC AND DECEVAL: VALUATION OF IN-KIND CONTRIBUTION | Mgmt | Y | FOR | FOR |
| 91 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 16 | REVIEW AND ANALYSIS OF THE INTEGRATION AMONG BVC AND DECEVAL: APPROVAL OF REGULATION OF EMISSION OF SHARES, WITHOUT SUBJECTION TO THE RIGHT OF PREFERENCE | Mgmt | Y | FOR | FOR |
| 92 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 17 | PROPOSITION FOR FREE DISPOSALS | Mgmt | Y | ABSTAIN | FOR |
| 93 | BOLSA DE VALORES DE COLOMBIA | BVC CB | P17326102 | Annual; 28-Mar-2017 | 18 | ADDITIONALS PROPOSED BY THE SHAREHOLDERS | Mgmt | Y | ABSTAIN | FOR |
| 94 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 2 | QUORUM VERIFICATION | Mgmt | Y | FOR | FOR |
| 95 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 96 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 4 | APPOINTMENT OF THE MEETING PRESIDENT AND SECRETARY | Mgmt | Y | FOR | FOR |
| 97 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 5 | APPOINTMENT OF THE COMMISSION FOR APPROVAL OF THE MINUTES | Mgmt | Y | FOR | FOR |
| 98 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 6 | PRESENTATION OF THE MANAGEMENT REPORT BY THE CEO AND THE PRESIDENT OF THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 99 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 7 | PRESENTATION OF THE EXTERNAL AUDITOR'S REPORT | Mgmt | Y | FOR | FOR |
| 100 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 8 | PRESENTATION, STUDY AND APPROVAL OF THE FINANCIAL STATEMENTS FOR THE 2016 PERIOD | Mgmt | Y | FOR | FOR |
| 101 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 9 | APPROVAL OF THE PROFITS DISTRIBUTION PROJECT | Mgmt | Y | FOR | FOR |
| 102 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 10 | STATUTORY REFORM | Mgmt | Y | FOR | FOR |
| 103 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 11 | APPOINTMENT OF EXTERNAL AUDITOR AND DETERMINATION OF THEIR FEES | Mgmt | Y | FOR | FOR |
| 104 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 30-Mar-2017 | 12 | PROPOSALS AND OTHERS | Mgmt | Y | ABSTAIN | FOR |
| 105 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 2 | QUORUM VERIFICATION | Mgmt | Y | FOR | FOR |
| 106 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 107 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 4 | APPOINTMENT OF COMMISSIONERS FOR ELECTIONS AND REVIEW, APPROVAL AND SIGNING OF THE MEETING MINUTES | Mgmt | Y | FOR | FOR |
| 108 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 5 | READING OF THE BOARD OF DIRECTORS AND THE PRESIDENT'S MANAGEMENT REPORT | Mgmt | Y | FOR | FOR |
| 109 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 6 | READING OF THE CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 110 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 7 | PRESENTATION OF FINANCIAL STATEMENTS, SEPARATE AND CONSOLIDATED, ITS ANNEXES AND OTHER DOCUMENTS LEGALLY REQUIRED, AS OF DECEMBER 31ST 2016 | Mgmt | Y | FOR | FOR |
| 111 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 8 | READ THE AUDITOR'S REPORTS | Mgmt | Y | FOR | FOR |
| 112 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 9 | APPROVAL OF THE MANAGEMENT REPORT AND THE CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 113 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 10 | APPROVAL OF THE FINANCIAL STATEMENTS REPORT | Mgmt | Y | FOR | FOR |
| 114 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 11 | ADMINISTRATION PROPOSITIONS: PROJECT PROFIT DISTRIBUTION AND DONATIONS: PROFIT DISTRIBUTION PROPOSALS | Mgmt | Y | FOR | FOR |
| 115 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 12 | ADMINISTRATION PROPOSITIONS: PROJECT PROFIT DISTRIBUTION AND DONATIONS: DONATION PROPOSALS | Mgmt | Y | FOR | FOR |
| 116 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 13 | ADMINISTRATION PROPOSITIONS: PROJECT PROFIT DISTRIBUTION AND DONATIONS: SOCIAL BYLAWS REFORM PROPOSALS | Mgmt | Y | FOR | FOR |
| 117 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 31-Mar-2017 | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS OF THE SHAREHOLDERS | Shareholder | Y | ABSTAIN | AGAINST |
| 118 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 1 | TO APPROVE THE 2016 BALANCE SHEET OF UNICREDIT S.P.A., TO REMOVE THE SO-CALLED 'NEGATIVE RESERVES' FOR THE COMPONENTS NOT SUBJECT TO CHANGE BY COVERING THEM DEFINITIVELY. TO PRESENT UNICREDIT GROUP'S CONSOLIDATED BALANCE SHEET | Mgmt | Y | FOR | FOR |
| 119 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 2 | UNICREDIT S.P.A.'S 2016 PROFIT ALLOCATION | Mgmt | Y | FOR | FOR |
| 120 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 3 | 2017 GROUP INCENTIVE SYSTEM | Mgmt | Y | FOR | FOR |
| 121 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 4 | 2017-2019 LONG TERM INCENTIVE PLAN (PIANO LTI 2017-2019) | Mgmt | Y | FOR | FOR |
| 122 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 5 | GROUP POLICY ON SEVERANCE INDEMNITY | Mgmt | Y | FOR | FOR |
| 123 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 6 | 2017 GROUP REWARDING POLICY | Mgmt | Y | FOR | FOR |
| 124 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 7 | TO EMPOWER THE BOARD OF DIRECTORS, AS PER ART. 2443 OF THE ITALIAN CIVIL CODE, TO RESOLVE, IN 2022, A STOCK CAPITAL INCREASE, FREE OF PAYMENT, AS PER ART. 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 3,181,011.56 EQUAL TO A MAXIMUM AMOUNT OF NO. 339,236 UNICREDIT ORDINARY SHARES, TO BE ASSIGNED TO THE PERSONNEL OF THE PARENT COMPANY AND THE GROUP'S BANKS AND SUBSIDIARIES, IN ORDER TO EXECUTE THE 2016 GROUP INCENTIVE SYSTEM, RELATED AMENDMENTS TO THE BYLAW | Mgmt | Y | FOR | FOR |
| 125 | UNICREDIT S.P.A. | UCG IM | T9T23L584 | Mix; 20-Apr-2017 | 8 | TO EMPOWER THE BOARD OF DIRECTORS, AS PER ART. 2443 OF THE ITALIAN CIVIL CODE, TO RESOLVE, IN ONE OR MORE INSTALMENTS, AND FOR A MAXIMUM PERIOD OF FIVE YEARS FROM THE SHAREHOLDERS' MEETING DATE, A STOCK CAPITAL INCREASE, FREE OF PAYMENT, AS PER ART. 2349 OF THE ITALIAN CIVIL CODE, FOR A MAXIMUM AMOUNT OF EUR 187,539,740.00 EQUAL TO A MAXIMUM NO. 20,000,000 UNICREDIT ORDINARY SHARES TO BE ASSIGNED TO THE PERSONNEL OF THE PARENT COMPANY AND THE GROUP'S BANKS AND SUBSIDIARIES, IN ORDER TO EXECUTE THE 2017 GROUP INCENTIVE SYSTEM AND HE PIANO LTI 2017-2019, RELATED AMENDMENTS TO THE BYLAW | Mgmt | Y | FOR | FOR |
| 126 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 5 | OPENING OF THE ANNUAL GENERAL MEETING, INCLUDING APPROVAL OF THE NOTICE AND AGENDA | Mgmt | Y | FOR | FOR |
| 127 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 6 | APPOINTMENT OF A PERSON TO CO-SIGN THE MINUTES OF MEETING ALONG WITH THE MEETING CHAIR | Mgmt | Y | FOR | FOR |
| 128 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 8 | APPROVAL OF THE 2016 ANNUAL ACCOUNTS OF AKER ASA AND GROUP'S CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS REPORT, INCLUDING DISTRIBUTION OF DIVIDEND. THE BOARD OF DIRECTORS PROPOSES THAT A DIVIDEND OF NOK 16 PER SHARE IS PAID FOR THE FINANCIAL YEAR 2016: THE GENERAL MEETING APPROVES THE ANNUAL ACCOUNTS FOR 2016 FOR AKER ASA, THE GROUP CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS' REPORT, INCLUDING THE PROPOSAL FROM THE BOARD OF DIRECTORS FOR DISTRIBUTION OF DIVIDEND FOR 2016 OF NOK 16 PER SHARE, WHICH REPRESENTS A TOTAL DIVIDEND DISTRIBUTION OF NOK 1,189,149,792 BEFORE REDUCTION FOR HOLDING OF TREASURY SHARES | Mgmt | Y | FOR | FOR |
| 129 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 9 | CONSIDERATION OF THE BOARD OF DIRECTORS' DECLARATION REGARDING STIPULATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT OF THE COMPANY: ADVISORY GUIDELINES | Mgmt | Y | ABSTAIN | FOR |
| 130 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 10 | CONSIDERATION OF THE BOARD OF DIRECTORS' DECLARATION REGARDING STIPULATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT OF THE COMPANY: BINDING GUIDELINES | Mgmt | Y | ABSTAIN | FOR |
| 131 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 12 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE | Mgmt | Y | FOR | FOR |
| 132 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 13 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Mgmt | Y | FOR | FOR |
| 133 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 14 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: IN ACCORDANCE WITH THE PROPOSAL FROM THE NOMINATION COMMITTEE KAREN SIMON, ANNE MARIE CANNON AND KRISTIN KROHN DEVOLD ARE RE-ELECTED AS DIRECTORS TO THE BOARD. ALL ARE ELECTED FOR A PERIOD OF TWO YEARS. THE BOARD WILL THEN CONSIST OF THE FOLLOWING MEMBERS ELECTED BY THE SHAREHOLDERS: KJELL INGE ROKKE (CHAIRMAN), FINN BERG JACOBSEN (DEPUTY CHAIRMAN), KRISTIN KROHN DEVOLD, KRISTIAN ROKKE , KAREN SIMON, ANNE MARIE CANNON | Mgmt | Y | FOR | FOR |
| 134 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 15 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: IN ACCORDANCE WITH THE PROPOSAL FROM THE NOMINATION COMMITTEE, KJELL INGE ROKKE AND LEIF-ARNE LANGOY ARE RE-ELECTED AS MEMBERS OF THE NOMINATION COMMITTEE FOR A PERIOD OF TWO YEARS. THE NOMINATION COMMITTEE WILL THEN CONSIST OF: KJELL INGE ROKKE (CHAIRMAN ), GERHARD HEIBERG , LEIF-ARNE LANGOY | Mgmt | Y | FOR | FOR |
| 135 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 16 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2016 | Mgmt | Y | FOR | FOR |
| 136 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DE-MERGERS OR OTHER TRANSACTIONS | Mgmt | Y | FOR | FOR |
| 137 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR THE EMPLOYEES | Mgmt | Y | FOR | FOR |
| 138 | AKER ASA, OSLO | AKER NO | R0114P108 | Annual; 21-Apr-2017 | 19 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR INVESTMENT PURPOSES OR FOR SUBSEQUENT SALE OR DELETION OF SUCH SHARES | Mgmt | Y | FOR | FOR |
| 139 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 24-Apr-2017 | 1 | CONSIDERATION AND APPROVAL OF THE FINANCIAL STATEMENTS OF THE COMPANY CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2016, THE INDEPENDENT REPORT OF THE EXTERNAL AUDITORS EY (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AND THE NOTES CORRESPONDING TO THE FISCAL YEAR ENDED DECEMBER 31, 2016. | Mgmt | Y | FOR | FOR |
| 140 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 24-Apr-2017 | 2 | APPOINTMENT AND REMUNERATION OF EY (PISTRELLI, HENRY MARTIN Y ASOCIADOS S.R.L., MEMBER FIRM OF ERNST & YOUNG GLOBAL), AS THE COMPANY'S INDEPENDENT AUDITORS FOR THE FISCAL YEAR ENDED DECEMBER 31, 2017. | Mgmt | Y | FOR | FOR |
| 141 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 24-Apr-2017 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 142 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 24-Apr-2017 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 143 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 24-Apr-2017 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 144 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 24-Apr-2017 | 4 | ELECTION OF THE FOLLOWING PERSON AS CLASS I DIRECTOR OF THE BOARD OF DIRECTORS, TO HOLD OFFICE UNTIL THE CONCLUSION OF THE ANNUAL GENERAL SHAREHOLDERS' MEETING HELD IN THE CALENDER YEAR 2018: MR. SERGIO ALONSO | Mgmt | Y | FOR | FOR |
| 145 | HUTCHISON PORT HOLDINGS TRUST, SINGAPORE | HPHT SP | Y3780D104 | Annual; 24-Apr-2017 | 1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF HPH TRUST FOR THE YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
| 146 | HUTCHISON PORT HOLDINGS TRUST, SINGAPORE | HPHT SP | Y3780D104 | Annual; 24-Apr-2017 | 2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF HPH TRUST AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX ITS REMUNERATION | Mgmt | Y | FOR | FOR |
| 147 | HUTCHISON PORT HOLDINGS TRUST, SINGAPORE | HPHT SP | Y3780D104 | Annual; 24-Apr-2017 | 3 | GENERAL MANDATE TO ISSUE UNITS IN HPH TRUST ("UNITS") | Mgmt | Y | AGAINST | FOR |
| 148 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION | Mgmt | Y | FOR | FOR |
| 149 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 3 | TO FIX THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED AT THE MEETING AT NINE (9) | Mgmt | Y | FOR | FOR |
| 150 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 4 | ELECTION OF DIRECTOR: GORDON J. CLANACHAN | Mgmt | Y | FOR | FOR |
| 151 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 5 | ELECTION OF DIRECTOR: ROSS A. GRIEVE | Mgmt | Y | FOR | FOR |
| 152 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 6 | ELECTION OF DIRECTOR: ANDREW J. MELTON | Mgmt | Y | FOR | FOR |
| 153 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 7 | ELECTION OF DIRECTOR: KATHLEEN M. MELTON | Mgmt | Y | FOR | FOR |
| 154 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 8 | ELECTION OF DIRECTOR: TIMOTHY C. MELTON | Mgmt | Y | FOR | FOR |
| 155 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 9 | ELECTION OF DIRECTOR: ERIC P. NEWELL | Mgmt | Y | FOR | FOR |
| 156 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 10 | ELECTION OF DIRECTOR: CATHERINE M. ROOZEN | Mgmt | Y | FOR | FOR |
| 157 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 11 | ELECTION OF DIRECTOR: ALLAN E. SCOTT | Mgmt | Y | FOR | FOR |
| 158 | MELCOR DEVELOPMENTS LTD, EDMONTON | MRD CN | 585467103 | Annual; 26-Apr-2017 | 12 | ELECTION OF DIRECTOR: RALPH B. YOUNG | Mgmt | Y | FOR | FOR |
| 159 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 1 | TO RECEIVE AND ADOPT THE FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2016, THE DIRECTORS' STATEMENT AND THE INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
| 160 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 2 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION IN ACCORDANCE WITH ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HERSELF FOR RE-ELECTION: MS CHEW GEK HIANG | Mgmt | Y | FOR | FOR |
| 161 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 3 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION IN ACCORDANCE WITH ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: MR YAP CHEE KEONG | Mgmt | Y | FOR | FOR |
| 162 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 4 | TO RE-ELECT THE FOLLOWING DIRECTOR WHO IS RETIRING BY ROTATION IN ACCORDANCE WITH ARTICLE 99 OF THE COMPANY'S CONSTITUTION AND WHO, BEING ELIGIBLE, OFFER HIMSELF FOR RE-ELECTION: DR GARY HILTON WEISS | Mgmt | Y | FOR | FOR |
| 163 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 5 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD 814,889 FOR THE YEAR ENDED 31 DECEMBER 2016 (2015: SGD 908,179) | Mgmt | Y | FOR | FOR |
| 164 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 6 | TO RE-APPOINT ERNST & YOUNG LLP AS THE COMPANY'S AUDITOR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 165 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 7 | "THAT AUTHORITY BE AND IS HEREBY GIVEN TO THE DIRECTORS OF THE COMPANY TO: (A) (I) ISSUE SHARES IN THE CAPITAL OF THE COMPANY ("SHARES") WHETHER BY WAY OF RIGHTS, BONUS OR OTHERWISE; AND/OR (II)MAKE OR GRANT OFFERS, AGREEMENTS OR OPTIONS (COLLECTIVELY, "INSTRUMENTS") THAT MIGHT OR WOULD REQUIRE SHARES TO BE ISSUED, INCLUDING BUT NOT LIMITED TO THE CREATION AND ISSUE OF (AS WELL AS ADJUSTMENTS TO) WARRANTS, DEBENTURES OR OTHER INSTRUMENTS CONVERTIBLE INTO SHARES, AT ANY TIME AND UPON SUCH TERMS AND CONDITIONS AND FOR SUCH PURPOSES AND TO SUCH PERSONS AS THE DIRECTORS MAY IN THEIR ABSOLUTE DISCRETION DEEM FIT; AND (B) (NOTWITHSTANDING THE AUTHORITY CONFERRED BY THIS RESOLUTION MAY HAVE CEASED TO BE IN FORCE) ISSUE SHARES IN PURSUANCE OF ANY INSTRUMENT MADE OR GRANTED BY THE DIRECTORS WHILE THIS RESOLUTION WAS IN FORCE, PROVIDED THAT: THE AGGREGATE NUMBER OF SHARES TO BE ISSUED PURSUANT TO THIS RESOLUTION (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) DOES NOT EXCEED 50% OF THE TOTAL NUMBER OF ISSUED SHARES (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW), OF WHICH (1) THE AGGREGATE NUMBER OF SHARES TO BE ISSUED OTHER THAN ON A PRO-RATA BASIS TO SHAREHOLDERS OF THE COMPANY (INCLUDING SHARES TO BE ISSUED IN PURSUANCE OF INSTRUMENTS MADE OR GRANTED PURSUANT TO THIS RESOLUTION) SHALL NOT EXCEED 20% OF THE TOTAL NUMBER OF ISSUED SHARES (AS CALCULATED IN ACCORDANCE WITH SUB-PARAGRAPH (2) BELOW); (2) (SUBJECT TO SUCH MANNER OF CALCULATION AS MAY BE PRESCRIBED BY THE SINGAPORE EXCHANGE SECURITIES TRADING LIMITED ("SGX-ST")) FOR THE PURPOSE OF DETERMINING THE AGGREGATE NUMBER OF SHARES THAT MAY BE ISSUED UNDER SUB-PARAGRAPH (1) ABOVE, THE PERCENTAGE OF ISSUED SHARES SHALL BE BASED ON THE TOTAL NUMBER OF ISSUED SHARES AT THE TIME THIS RESOLUTION IS PASSED, AFTER ADJUSTING FOR: (I) NEW SHARES ARISING FROM THE CONVERSION OR EXERCISE OF ANY CONVERTIBLE SECURITIES OR SHARE OPTIONS OR VESTING OF SHARE AWARDS WHICH ARE OUTSTANDING OR SUBSISTING AT THE TIME THIS RESOLUTION IS PASSED; AND (II) ANY SUBSEQUENT BONUS ISSUE, CONSOLIDATION OR SUBDIVISION OF SHARES; (3) IN EXERCISING THE AUTHORITY CONFERRED BY THIS RESOLUTION, THE COMPANY SHALL COMPLY WITH THE PROVISIONS OF THE LISTING MANUAL OF THE SGX-ST FOR THE TIME BEING IN FORCE (UNLESS SUCH COMPLIANCE HAS BEEN WAIVED BY THE SGX-ST) AND THE CONSTITUTION FOR THE TIME BEING OF THE COMPANY; AND (4) (UNLESS REVOKED OR VARIED BY THE COMPANY IN GENERAL MEETING) THE AUTHORITY CONFERRED BY THIS RESOLUTION SHALL CONTINUE IN FORCE UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY OR THE DATE BY WHICH THE NEXT ANNUAL GENERAL MEETING OF THE COMPANY IS REQUIRED BY LAW TO BE HELD, WHICHEVER IS THE EARLIER." | Mgmt | Y | AGAINST | FOR |
| 166 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 27-Apr-2017 | 8 | TO TRANSACT ANY OTHER ORDINARY BUSINESS OF THE COMPANY | Mgmt | Y | ABSTAIN | ABSTAIN |
| 167 | GP INVESTMENTS LTD, HAMILTON | GPIV33 BZ | G4035L107 | Special; 28-Apr-2017 | 2 | TO APPOINT THE CHAIRPERSON OF THE GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 168 | GP INVESTMENTS LTD, HAMILTON | GPIV33 BZ | G4035L107 | Special; 28-Apr-2017 | 3 | TO CONFIRM THE CALL NOTICE | Mgmt | Y | FOR | FOR |
| 169 | GP INVESTMENTS LTD, HAMILTON | GPIV33 BZ | G4035L107 | Special; 28-Apr-2017 | 4 | TO CONSIDER AND, IF DEEMED CONVENIENT, TO APPROVE THE APPOINTMENT OF THE MEMBERS OF THE BOARD OF DIRECTORS WHO WERE NOMINATED BY THE NOMINATIONS AND COMPENSATION COMMITTEE FOR THE POSITION OF MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY AND OF CERTAIN COMMITTEES OF THE BOARD OF DIRECTORS OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 170 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 1 | ELECTION OF DIRECTOR: GARY S. GUIDRY | Mgmt | Y | FOR | FOR |
| 171 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 2 | ELECTION OF DIRECTOR: PETER DEY | Mgmt | Y | FOR | FOR |
| 172 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 3 | ELECTION OF DIRECTOR: EVAN HAZELL | Mgmt | Y | FOR | FOR |
| 173 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 4 | ELECTION OF DIRECTOR: ROBERT B. HODGINS | Mgmt | Y | FOR | FOR |
| 174 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 5 | ELECTION OF DIRECTOR: RONALD ROYAL | Mgmt | Y | FOR | FOR |
| 175 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 6 | ELECTION OF DIRECTOR: DAVID P. SMITH | Mgmt | Y | FOR | FOR |
| 176 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 7 | ELECTION OF DIRECTOR: BROOKE WADE | Mgmt | Y | FOR | FOR |
| 177 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 8 | PROPOSAL TO RATIFY THE APPOINTMENT OF DELOITTE LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2017 | Mgmt | Y | FOR | FOR |
| 178 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 9 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | Y | FOR | FOR |
| 179 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 11 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE 1 YEAR | Mgmt | Y | FOR | FOR |
| 180 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 12 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE 2 YEARS | Shareholder | Y | Case-By-Case | AGAINST |
| 181 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 13 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE 3 YEARS | Shareholder | Y | Case-By-Case | AGAINST |
| 182 | GRAN TIERRA ENERGY INC, NV | GTE CN | 38500T101 | Annual; 03-May-2017 | 14 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF STOCKHOLDER ADVISORY VOTES ON THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS: PLEASE VOTE ON THIS RESOLUTION TO APPROVE ABSTAIN | Shareholder | Y | Case-By-Case | AGAINST |
| 183 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 2 | FIXING THE NUMBER OF DIRECTORS AT FIVE (5) | Mgmt | Y | FOR | FOR |
| 184 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 3 | ELECTION OF DIRECTOR: JAMES D. HILL | Mgmt | Y | FOR | FOR |
| 185 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 4 | ELECTION OF DIRECTOR: JAMES B. HOWE | Mgmt | Y | FOR | FOR |
| 186 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 5 | ELECTION OF DIRECTOR: MARCEL KESSLER | Mgmt | Y | FOR | FOR |
| 187 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 6 | ELECTION OF DIRECTOR: T. JAY COLLINS | Mgmt | Y | FOR | FOR |
| 188 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 7 | ELECTION OF DIRECTOR: JUDI HESS | Mgmt | Y | FOR | FOR |
| 189 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 8 | APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 190 | PASON SYSTEMS INC | PSI CN | 702925108 | Annual; 03-May-2017 | 9 | A NON-BINDING, ADVISORY ("SAY ON PAY") VOTE TO PASON'S APPROACH TO EXECUTIVE COMPENSATION | Mgmt | Y | FOR | FOR |
| 191 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2016 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Mgmt | Y | FOR | FOR |
| 192 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 2 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION FOR THE YEAR ENDED 31 DECEMBER 2016 | Mgmt | Y | FOR | FOR |
| 193 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 3 | TO ELECT JOSE VINALS AS CHAIRMAN | Mgmt | Y | FOR | FOR |
| 194 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 4 | TO RE-ELECT OM BHATT, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 195 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 5 | TO RE-ELECT DR KURT CAMPBELL, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 196 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 6 | TO RE-ELECT DR LOUIS CHEUNG, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 197 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 7 | TO RE-ELECT DAVID CONNER, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 198 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 8 | TO RE-ELECT DR BYRON GROTE, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 199 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 9 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 200 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 10 | TO RE-ELECT DR HAN SEUNG-SOO, KBE, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 201 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 11 | TO RE-ELECT CHRISTINE HODGSON, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 202 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 12 | TO RE-ELECT GAY HUEY EVANS, OBE, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 203 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 13 | TO RE-ELECT NAGUIB KHERAJ, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 204 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 14 | TO RE-ELECT JASMINE WHITBREAD, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 205 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 15 | TO RE-ELECT BILL WINTERS, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 206 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 16 | TO RE-APPOINT KPMG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Mgmt | Y | FOR | FOR |
| 207 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 17 | TO AUTHORISE THE BOARD TO SET THE AUDITOR'S FEES | Mgmt | Y | FOR | FOR |
| 208 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 18 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS | Mgmt | Y | FOR | FOR |
| 209 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 19 | TO RENEW THE AUTHORISATION OF THE BOARD TO OFFER A SCRIP DIVIDEND TO SHAREHOLDERS | Mgmt | Y | FOR | FOR |
| 210 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 20 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Mgmt | Y | FOR | FOR |
| 211 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 21 | TO EXTEND THE AUTHORITY TO ALLOT SHARES BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 26 | Mgmt | Y | FOR | FOR |
| 212 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 22 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUE OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Mgmt | Y | FOR | FOR |
| 213 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 23 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 | Mgmt | Y | FOR | FOR |
| 214 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 24 | IN ADDITION TO RESOLUTION 23, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Mgmt | Y | FOR | FOR |
| 215 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 25 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Mgmt | Y | FOR | FOR |
| 216 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 26 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Mgmt | Y | FOR | FOR |
| 217 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Mgmt | Y | FOR | FOR |
| 218 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 03-May-2017 | 28 | THAT A GENERAL MEETING OTHER THAN AN ANNUAL GENERAL MEETING MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt | Y | FOR | FOR |
| 219 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 2 | ELECTION OF DIRECTOR: ROBERT S. BOSWELL | Mgmt | Y | FOR | FOR |
| 220 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 3 | ELECTION OF DIRECTOR: W. BYRON DUNN | Mgmt | Y | FOR | FOR |
| 221 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 5 | ELECTION OF DIRECTOR: H. STANLEY MARSHALL | Mgmt | Y | FOR | FOR |
| 222 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 6 | ELECTION OF DIRECTOR: STEPHEN J. SAVIDANT | Mgmt | Y | FOR | FOR |
| 223 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 7 | ELECTION OF DIRECTOR: MICHAEL A. WEILL | Mgmt | Y | FOR | FOR |
| 224 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 8 | ELECTION OF DIRECTOR: HELEN J. WESLEY | Mgmt | Y | FOR | FOR |
| 225 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 9 | APPOINTMENT OF ERNST & YOUNG LLP AS AUDITORS AND AUTHORIZING THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 226 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 10 | ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 227 | ENERFLEX LTD, CALGARY, AB | EFX CN | 29269R105 | Annual; 05-May-2017 | 4 | ELECTION OF DIRECTOR: J. BLAIR GOERTZEN | Mgmt | Y | FOR | FOR |
| 228 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 229 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 230 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 231 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 232 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 233 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 234 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 235 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 236 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 237 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 238 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 239 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 2 | THE APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION UNTIL THE CLOSE OF THE NEXT ANNUAL MEETING. | Mgmt | Y | FOR | FOR |
| 240 | POTASH CORPORATION OF SASKATCHEWAN INC. | POT | 73755L107 | Annual; 09-May-2017 | 3 | THE ADVISORY RESOLUTION ACCEPTING THE CORPORATION'S APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE ACCOMPANYING MANAGEMENT PROXY CIRCULAR. | Mgmt | Y | FOR | FOR |
| 241 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 242 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 243 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 244 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 245 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 246 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 247 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 248 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 249 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 2 | TO APPOINT DELOITTE LLP, INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM, AS AUDITORS FOR 2017 AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION. | Mgmt | Y | FOR | FOR |
| 250 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 3 | TO APPROVE A SPECIAL RESOLUTION TO AMEND THE ARTICLES OF CONTINUANCE IN ORDER TO CHANGE THE NAME OF SILVER WHEATON CORP. TO WHEATON PRECIOUS METALS CORP. | Mgmt | Y | FOR | FOR |
| 251 | SILVER WHEATON CORP. | SLW | 828336107 | Annual; 10-May-2017 | 4 | TO APPROVE A NON-BINDING ADVISORY RESOLUTION ON THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION. | Mgmt | Y | FOR | FOR |
| 252 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 2 | ELECTION OF DIRECTOR: IAN BRUCE | Mgmt | Y | FOR | FOR |
| 253 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 3 | ELECTION OF DIRECTOR: DANIEL CAMUS | Mgmt | Y | FOR | FOR |
| 254 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 4 | ELECTION OF DIRECTOR: JOHN CLAPPISON | Mgmt | Y | FOR | FOR |
| 255 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 5 | ELECTION OF DIRECTOR: DONALD DERANGER | Mgmt | Y | FOR | FOR |
| 256 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 6 | ELECTION OF DIRECTOR: CATHERINE GIGNAC | Mgmt | Y | FOR | FOR |
| 257 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 7 | ELECTION OF DIRECTOR: TIM GITZEL | Mgmt | Y | FOR | FOR |
| 258 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 8 | ELECTION OF DIRECTOR: JIM GOWANS | Mgmt | Y | FOR | FOR |
| 259 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 9 | ELECTION OF DIRECTOR: KATHRYN JACKSON | Mgmt | Y | FOR | FOR |
| 260 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 10 | ELECTION OF DIRECTOR: DON KAYNE | Mgmt | Y | FOR | FOR |
| 261 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 11 | ELECTION OF DIRECTOR: ANNE MCLELLAN | Mgmt | Y | FOR | FOR |
| 262 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 12 | ELECTION OF DIRECTOR: NEIL MCMILLAN | Mgmt | Y | FOR | FOR |
| 263 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 13 | APPOINT KPMG LLP AS AUDITORS | Mgmt | Y | FOR | FOR |
| 264 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 14 | BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2017 ANNUAL MEETING OF SHAREHOLDERS | Mgmt | Y | FOR | FOR |
| 265 | CAMECO CORP, SASKATOON, SK | CCO CN | 13321L108 | Annual; 11-May-2017 | 15 | YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO "AGAINST" WILL BE TREATED AS NOT MARKED | Mgmt | Y | ABSTAIN | FOR |
| 266 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 2 | ELECTION OF DIRECTOR: DONALD K. CHARTER | Mgmt | Y | FOR | FOR |
| 267 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 3 | ELECTION OF DIRECTOR: PAUL K. CONIBEAR | Mgmt | Y | FOR | FOR |
| 268 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 4 | ELECTION OF DIRECTOR: JOHN H. CRAIG | Mgmt | Y | FOR | FOR |
| 269 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 5 | ELECTION OF DIRECTOR: PETER C. JONES | Mgmt | Y | FOR | FOR |
| 270 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 6 | ELECTION OF DIRECTOR: LUKAS H. LUNDIN | Mgmt | Y | FOR | FOR |
| 271 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 7 | ELECTION OF DIRECTOR: DALE C. PENIUK | Mgmt | Y | FOR | FOR |
| 272 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 8 | ELECTION OF DIRECTOR: WILLIAM A. RAND | Mgmt | Y | FOR | FOR |
| 273 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 9 | ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN | Mgmt | Y | FOR | FOR |
| 274 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 10 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, LICENSED PUBLIC ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 275 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 11 | CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING, WITH OR WITHOUT VARIATION, AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 276 | LUNDIN MINING CORP, VANCOUVER BC | LUN CN | 550372106 | Mix; 12-May-2017 | 12 | CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING, WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION TO APPROVE THE AMENDMENTS TO THE 2006 INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, AS MORE PARTICULARLY DESCRIBED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 277 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 1 | TO RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2016 | Mgmt | Y | FOR | FOR |
| 278 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 2 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2016 | Mgmt | Y | FOR | FOR |
| 279 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 3 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY FOR THE YEAR ENDED 31 DECEMBER 2016 | Mgmt | Y | FOR | FOR |
| 280 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 4 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2016 OF 0.84 US CENTS PER ORDINARY SHARE | Mgmt | Y | FOR | FOR |
| 281 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 5 | TO RE-ELECT MIKE ALLEN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 282 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 6 | TO RE-ELECT RUTH ANDERSON AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 283 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 7 | TO RE-ELECT NICHOLAS BULL AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 284 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 8 | TO RE-ELECT MIKE CLASPER AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 285 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 9 | TO RE-ELECT DAVID GOSNELL AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 286 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 10 | TO RE-ELECT ALAN ROSLING AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 287 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 11 | TO RE-ELECT RAJIV SHARMA AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 288 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 12 | TO ELECT SIMON BODDIE AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 289 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 13 | TO ELECT FRAN PHILIP AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 290 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 14 | TO RE-APPOINT DELOITTE LLP AS AUDITOR | Mgmt | Y | FOR | FOR |
| 291 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 15 | TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 292 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 16 | TO AUTHORISE THE DIRECTORS GENERALLY TO ALLOT RELEVANT SECURITIES | Mgmt | Y | FOR | FOR |
| 293 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 17 | TO DISAPPLY PRE-EMPTION PROVISIONS | Mgmt | Y | FOR | FOR |
| 294 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 18 | TO AUTHORISE THE COMPANY GENERALLY TO PURCHASE ITS OWN SHARES | Mgmt | Y | FOR | FOR |
| 295 | COATS GROUP PLC, UXBRIDGE | COA LN | G4205Y269 | Annual; 17-May-2017 | 19 | TO AUTHORISE THE COMPANY TO CALL GENERAL MEETING (OTHER THAN AN ANNUAL GENERAL MEETING) ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt | Y | FOR | FOR |
| 296 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 1 | ELECTION OF DIRECTOR: MITCHELL P. RALES | Mgmt | Y | FOR | FOR |
| 297 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 2 | ELECTION OF DIRECTOR: MATTHEW L. TREROTOLA | Mgmt | Y | FOR | FOR |
| 298 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 3 | ELECTION OF DIRECTOR: PATRICK W. ALLENDER | Mgmt | Y | FOR | FOR |
| 299 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 4 | ELECTION OF DIRECTOR: THOMAS S. GAYNER | Mgmt | Y | FOR | FOR |
| 300 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 5 | ELECTION OF DIRECTOR: RHONDA L. JORDAN | Mgmt | Y | FOR | FOR |
| 301 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 6 | ELECTION OF DIRECTOR: SAN W. ORR, III | Mgmt | Y | FOR | FOR |
| 302 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 7 | ELECTION OF DIRECTOR: A. CLAYTON PERFALL | Mgmt | Y | FOR | FOR |
| 303 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 8 | ELECTION OF DIRECTOR: RAJIV VINNAKOTA | Mgmt | Y | FOR | FOR |
| 304 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 9 | ELECTION OF DIRECTOR: SHARON WIENBAR | Mgmt | Y | FOR | FOR |
| 305 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 10 | TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2017. | Mgmt | Y | FOR | FOR |
| 306 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 11 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Y | ABSTAIN | FOR |
| 307 | COLFAX CORPORATION | CFX | 194014106 | Annual; 18-May-2017 | 12 | TO APPROVE, ON A NON-BINDING ADVISORY BASIS, THE FREQUENCY OF FUTURE ADVISORY VOTES TO APPROVE THE COMPENSATION OF OUR NAMED EXECUTIVE OFFICERS. | Mgmt | Y | For - One | For - One |
| 308 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 2 | ELECTION OF DIRECTOR: STEPHEN R. COLE | Mgmt | Y | FOR | FOR |
| 309 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 3 | ELECTION OF DIRECTOR: IAN W. DELANEY | Mgmt | Y | FOR | FOR |
| 310 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 4 | ELECTION OF DIRECTOR: JOHN W. GILDNER | Mgmt | Y | FOR | FOR |
| 311 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 5 | ELECTION OF DIRECTOR: J. CAMERON MACDONALD | Mgmt | Y | FOR | FOR |
| 312 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 6 | ELECTION OF DIRECTOR: PETER H. PUCCETTI | Mgmt | Y | FOR | FOR |
| 313 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 7 | ELECTION OF DIRECTOR: BRUCE V. WALTER | Mgmt | Y | FOR | FOR |
| 314 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 8 | TO RE-APPOINT DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION (THE "AUDIT COMMITTEE") TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Mgmt | Y | FOR | FOR |
| 315 | WESTAIM CORP | WED CN | 956909303 | Mix; 18-May-2017 | 9 | TO CONSIDER A RESOLUTION (THE "OPTION PLAN RESOLUTION") TO CONFIRM AND APPROVE THE AMENDED AND RESTATED 10% ROLLING INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, AS REQUIRED BY THE TSX VENTURE EXCHANGE ON AN ANNUAL BASIS | Mgmt | Y | FOR | FOR |
| 316 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 2 | SUBMISSION AND APPROVAL OF THE ANNUAL FINANCIAL REPORT FOR THE SIXTEENTH (16TH) FISCAL YEAR (01.01.2016 - 31.12.2016) WHICH INCLUDES THE ANNUAL FINANCIAL STATEMENTS FOR THE SIXTEENTH (16TH) FISCAL YEAR (01.01.2016 - 31.12.2016) TOGETHER WITH THE RELEVANT REPORTS AND DECLARATIONS BY THE BOARD OF DIRECTORS AND THE AUDITORS | Mgmt | Y | FOR | FOR |
| 317 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 3 | APPROVE THE ALLOCATION OF PROFITS FOR THE SIXTEENTH (16TH) FISCAL YEAR (01.01.2016 - 31.12.2016), AND THE DISTRIBUTION OF DIVIDEND | Mgmt | Y | FOR | FOR |
| 318 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 4 | DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CHARTERED AUDITORS FROM ALL LIABILITY FOR DAMAGES FOR THE ANNUAL FINANCIAL STATEMENTS AND THE MANAGEMENT OF THE SIXTEENTH (16TH) FISCAL YEAR (01.01.2016 - 31.12.2016), AND APPROVE THE MANAGEMENT AND REPRESENTATION OF THE BOARD OF DIRECTORS OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 319 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 5 | APPROVE THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE SIXTEENTH (16TH) FISCAL YEAR (01.01.2016 - 31.12.2016), IN ACCORDANCE WITH ARTICLE 24, SECTION2 OF CODIFIED LAW 2190/1920, AS IT APPLIES | Mgmt | Y | FOR | FOR |
| 320 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 6 | PRE-APPROVE THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE NEXT, SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017) | Mgmt | Y | FOR | FOR |
| 321 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 7 | APPOINT THE REGULAR AND SUBSTITUTE CHARTERED AUDITORS FOR THE SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017), AND APPROVE THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 322 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 8 | GRANT PERMISSION TO MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AS WELL AS TO EXECUTIVES OF THE COMPANY, IN ACCORDANCE WITH ARTICLE 23 SECTION1 OF CODIFIED LAW 2190/1920, TO PARTICIPATE IN THE BOARDS OF DIRECTORS OR AS EXECUTIVES IN COMPANIES OF THE GROUP AND ASSOCIATED WITH IT COMPANIES, UNDER THE MEANING OF ARTICLE 42E SECTION5 OF CODIFIED LAW 2190/1920 | Mgmt | Y | FOR | FOR |
| 323 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 9 | APPROVE CONTRACTS IN ACCORDANCE WITH ARTICLE 23A OF CODIFIED LAW 2190/1920, AS IN FORCE | Mgmt | Y | FOR | FOR |
| 324 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 10 | REDUCE THE SHARE CAPITAL BY EUR 15,688,455.12, THROUGH A REDUCTION IN THE PAR VALUE OF EACH SHARE BY EUR 0.24 AND PAYMENT OF THIS AMOUNT TO SHAREHOLDERS, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 325 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 24-May-2017 | 11 | REDUCE THE SHARE CAPITAL BY EUR 4,006,432.92 THROUGH A REDUCTION IN THE NUMBER OF SHARES OUTSTANDING FROM 65,368,563 TO 60,599,000 COMMON REGISTERED SHARES, DUE TO THE CANCELLATION OF 4,769,563 SHARES IN TREASURY STOCK, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 326 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 1 | ELECTION OF DIRECTOR: LINDA L. ADAMANY | Mgmt | Y | FOR | FOR |
| 327 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 2 | ELECTION OF DIRECTOR: ROBERT D. BEYER | Mgmt | Y | FOR | FOR |
| 328 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 3 | ELECTION OF DIRECTOR: FRANCISCO L. BORGES | Mgmt | Y | FOR | FOR |
| 329 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 4 | ELECTION OF DIRECTOR: W. PATRICK CAMPBELL | Mgmt | Y | FOR | FOR |
| 330 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 5 | ELECTION OF DIRECTOR: BRIAN P. FRIEDMAN | Mgmt | Y | FOR | FOR |
| 331 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 6 | ELECTION OF DIRECTOR: RICHARD B. HANDLER | Mgmt | Y | FOR | FOR |
| 332 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 7 | ELECTION OF DIRECTOR: ROBERT E. JOYAL | Mgmt | Y | FOR | FOR |
| 333 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 8 | ELECTION OF DIRECTOR: JEFFREY C. KEIL | Mgmt | Y | FOR | FOR |
| 334 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 9 | ELECTION OF DIRECTOR: MICHAEL T. O'KANE | Mgmt | Y | FOR | FOR |
| 335 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 10 | ELECTION OF DIRECTOR: STUART H. REESE | Mgmt | Y | FOR | FOR |
| 336 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 11 | ELECTION OF DIRECTOR: JOSEPH S. STEINBERG | Mgmt | Y | FOR | FOR |
| 337 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 12 | APPROVE NAMED EXECUTIVE OFFICER COMPENSATION ON AN ADVISORY BASIS. | Mgmt | Y | ABSTAIN | FOR |
| 338 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 13 | VOTE ON THE FREQUENCY OF FUTURE ADVISORY VOTES ON THE APPROVAL OF EXECUTIVE COMPENSATION. | Mgmt | Y | For - One | For - One |
| 339 | LEUCADIA NATIONAL CORPORATION | LUK | 527288104 | Annual; 25-May-2017 | 14 | RATIFY DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITORS FOR THE YEAR ENDING DECEMBER 31, 2017. | Mgmt | Y | FOR | FOR |
| 340 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 2 | ELECTION OF DIRECTOR: CARMEL DANIELE | Mgmt | Y | FOR | FOR |
| 341 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 3 | ELECTION OF DIRECTOR: IAN W. GIBBS | Mgmt | Y | FOR | FOR |
| 342 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 4 | ELECTION OF DIRECTOR: CHANTAL GOSSELIN | Mgmt | Y | FOR | FOR |
| 343 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 5 | ELECTION OF DIRECTOR: ASHLEY HEPPENSTALL | Mgmt | Y | FOR | FOR |
| 344 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 6 | ELECTION OF DIRECTOR: RON F. HOCHSTEIN | Mgmt | Y | FOR | FOR |
| 345 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 7 | ELECTION OF DIRECTOR: LUKAS H. LUNDIN | Mgmt | Y | FOR | FOR |
| 346 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 8 | ELECTION OF DIRECTOR: PAUL MCRAE | Mgmt | Y | FOR | FOR |
| 347 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 9 | ELECTION OF DIRECTOR: PABLO MIR | Mgmt | Y | FOR | FOR |
| 348 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 10 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 349 | LUNDIN GOLD INC, VANCOUVER, BC | LUG CN | 550371108 | Mix; 01-Jun-2017 | 11 | TO CONSIDER, AND IF THOUGHT FIT, TO PASS WITH OR WITHOUT VARIATION, AN ORDINARY RESOLUTION APPROVING AMENDMENTS TO AND UNALLOCATED OPTIONS UNDER, LUNDIN GOLD'S STOCK OPTION PLAN, AS MORE PARTICULARLY DESCRIBED IN LUNDIN GOLD'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 350 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 4 | ADOPT FINANCIAL STATEMENTS 2016 | Mgmt | Y | FOR | FOR |
| 351 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 6 | APPROVE DIVIDENDS OF EUR 1.55 PER SHARE | Mgmt | Y | FOR | FOR |
| 352 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 7 | APPROVE DISCHARGE OF EXECUTIVE BOARD | Mgmt | Y | FOR | FOR |
| 353 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 8 | APPROVE DISCHARGE OF SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 354 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 11 | ELECT ROBERT RUIJTER TO SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 355 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 12 | ELECT CLARA STREIT TO SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 356 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 13 | APPROVE REMUNERATION OF SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 357 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 14 | APPROVE INCREASE MAXIMUM RATIO BETWEEN FIXED AND VARIABLE COMPONENTS OF REMUNERATION | Mgmt | Y | FOR | FOR |
| 358 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 15 | AMEND ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
| 359 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 16 | GRANT BOARD AUTHORITY TO ISSUE SHARES UP TO 10 PERCENT OF ISSUED CAPITAL PLUS ADDITIONAL 10 PERCENT IN CASE OF TAKEOVER/MERGER | Mgmt | Y | FOR | FOR |
| 360 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 17 | AUTHORIZE BOARD TO EXCLUDE PREEMPTIVE RIGHTS FROM SHARE ISSUANCES | Mgmt | Y | FOR | FOR |
| 361 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 18 | AUTHORIZE REPURCHASE OF UP TO 10 PERCENT OF ISSUED SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 362 | NN GROUP N.V., AMSTERDAM | NN NA | N64038107 | Annual; 01-Jun-2017 | 19 | APPROVE CANCELLATION OF REPURCHASED SHARES UP TO 20 PERCENT OF ISSUED SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 363 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 2 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Mgmt | Y | ABSTAIN | FOR |
| 364 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 3 | ELECTION OF DIRECTOR: JOSE VIZQUERRA | Mgmt | Y | ABSTAIN | FOR |
| 365 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 4 | ELECTION OF DIRECTOR: SEAN ROOSEN | Mgmt | Y | ABSTAIN | FOR |
| 366 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 5 | ELECTION OF DIRECTOR: ROBERT WARES | Mgmt | Y | ABSTAIN | FOR |
| 367 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 6 | ELECTION OF DIRECTOR: PATRICK F.N. ANDERSON | Mgmt | Y | FOR | FOR |
| 368 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 7 | ELECTION OF DIRECTOR: KEITH MCKAY | Mgmt | Y | FOR | FOR |
| 369 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 8 | ELECTION OF DIRECTOR: AMY SATOV | Mgmt | Y | FOR | FOR |
| 370 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 9 | ELECTION OF DIRECTOR: MURRAY JOHN | Mgmt | Y | ABSTAIN | FOR |
| 371 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 10 | ELECTION OF DIRECTOR: DAVID CHRISTIE | Mgmt | Y | ABSTAIN | FOR |
| 372 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 11 | ELECTION OF DIRECTOR: BERNARDO ALVAREZ CALDERON | Mgmt | Y | FOR | FOR |
| 373 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 12 | TO APPOINT PRICEWATERHOUSECOOPERS LLP, CHARTED ACCOUNTANTS, AS THE AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE BOARD OF DIRECTORS OF THE CORPORATION TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 374 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 13 | TO CONSIDER, AND IF DEEMED ADVISABLE, TO RATIFY, CONFIRM AND APPROVE THE DEFERRED SHARE UNIT PLAN OF THE CORPORATION, AND TO AUTHORIZE, AMONG OTHER THINGS, THE ISSUANCE OF UP TO 5,000,000 COMMON SHARES OF THE CORPORATION FROM TREASURY TO SATISFY THE OBLIGATIONS OF THE CORPORATION THEREUNDER, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR DATED MAY 2, 2017 (THE "CIRCULAR") | Mgmt | Y | FOR | FOR |
| 375 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 14 | TO CONSIDER, AND IF DEEMED ADVISABLE, TO RATIFY, CONFIRM AND APPROVE THE RESTRICTED SHARE UNIT PLAN OF THE CORPORATION, AND TO AUTHORIZE, AMONG OTHER THINGS, THE ISSUANCE OF UP TO 5,000,000 COMMON SHARES OF THE CORPORATION FROM TREASURY TO SATISFY THE OBLIGATIONS OF THE CORPORATION THEREUNDER, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR | Mgmt | Y | FOR | FOR |
| 376 | OSISKO MINING INC. | OSK CN | 688281104 | Mix; 08-Jun-2017 | 15 | TO CONSIDER, AND IF DEEMED ADVISABLE, TO RATIFY, CONFIRM AND APPROVE THE EMPLOYEE SHARE PURCHASE PLAN OF THE CORPORATION, AND TO AUTHORIZE, AMONG OTHER THINGS, THE ISSUANCE OF UP TO 5,000,000 COMMON SHARES OF THE CORPORATION FROM TREASURY TO SATISFY THE OBLIGATIONS OF THE CORPORATION THEREUNDER, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING CIRCULAR | Mgmt | Y | FOR | FOR |
| 377 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 09-Jun-2017 | 2 | REDUCE THE SHARE CAPITAL BY EUR15,688,455.12, THROUGH A REDUCTION IN THE PAR VALUE OF EACH SHARE BY EUR0.24 AND PAYMENT OF THIS AMOUNT TO SHAREHOLDERS, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 378 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A., A | EXAE GA | X3247C104 | Annual; 09-Jun-2017 | 3 | REDUCE THE SHARE CAPITAL BY EUR4,006,432.92 THROUGH A REDUCTION IN THE NUMBER OF SHARES OUTSTANDING FROM 65,368,563 TO 60,599,000 COMMON REGISTERED SHARES, DUE TO THE CANCELLATION OF 4,769,563 SHARES IN TREASURY STOCK, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - QuantX Dynamic Beta US Equity ETF | Item 1, Exhibit N | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: 1/1/2017-1/1/2018 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | Cinemark Holdings, Inc | CNK | 17243V102 | 5/24/2017 | 2017 Annual Meeting | issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 2 | Empire State Realty Trust | ESRT | 292104106 | 5/10/2017 | 2017 Annual Meeting | issuer | No | |||
| 3 | First Solar | FSLR | 336433107 | 5/16/2017 | 2017 Annual Meeting | issuer | No | |||
| 4 | Xylem | XYL | 98419M100 | 5/9/2017 | 2017 Annual Meeting | issuer | No | |||
| 5 | Crown Holdings | CCK | 228368106 | 5/9/2017 | 2017 Annual Meeting | issuer | No | |||
| 6 | Flowserve Co | FLS | 34354P105 | 5/9/2017 | 2017 Annual Meeting | issuer | No | |||
| 7 | Graphic Packaging | GPK | 388689101 | 5/23/2017 | 2017 Annual Meeting | issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 8 | Costar Group, Inc | CSGP | 22160N109 | 6/6/2017 | Election | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 9 | Artisan Partners Asset Mgmnt | APAM | 04316A108 | 6/2/2017 | Election | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 10 | The Michaels Companies, Inc | MIK | 59408Q106 | 6/7/2017 | Election | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 11 | Western Alliance Bancorporation | WAL | 957638109 | 6/6/2017 | Election | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 12 | Forest City Realty Trust | FCE-A | 345605109 | 6/9/2017 | Election/Proposals | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 13 | New York Community Bancorp Inc | NYCB | 649445103 | 6/6/2017 | Election/Proposals | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 14 | Mead Johnson Nutrition Company | MJN | 582839106 | 5/31/2017 | Election/Proposals | Director Election | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 15 | PANERA BREAD COMPANY | PNRA | 69840W108 | 6/11/2017 | 2017 Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 16 | PANDORA MEDIA, INC. | P | 698354107 | 8/7/2017 | 2017 Annual Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - QuantX Risk Managed Multi-Asset Income ETF | Item 1, Exhibit O | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | ISHARES 7-10 YEAR TREASURY BOND ETF | IEF | 464287440 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 2 | ISHARES 20+ YEAR TREASURY BOND ETF | TLT | 464287432 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 3 | ISHARES IBOXX $ INVEST GR CORP BOND ETF | HYG | 464287242 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 4 | ISHARES MORTGAGE REAL ESTATE ETF | REM | 46435G342 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 5 | ISHARES U.S. PREFERRED STOCK ETF | PFF | 464288687 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 6 | ISHARES INTERNATIONAL DIVIDEND ETF | IDV | 464288448 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 7 | ISHARES IBOXX $ INVEST GR CORP BOND ETF | LQD | 464287242 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 8 | ISHARES USD EMRG MRKTS BOND ETF | EMB | 464288281 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - QuantX Risk Managed Multi-Asset Total Return ETF | Item 1, Exhibit P | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | ISHARES 7-10 YEAR TREASURY BOND ETF | IEF | 464287440 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 2 | ISHARES 1-3 YEAR TREASURY BOND ETF | SHY | 464287457 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 3 | ISHARES IBOXX $ INVEST GR CORP BOND ETF | HYG | 464287242 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 4 | ISHARES MSCI EAFE ETF | EFA | 464287465 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 5 | ISHARES RUSSELL 1000 VALUE ETF | IWD | 464287598 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 6 | ISHARES USD EMRG MRKTS BOND ETF | EMB | 464288281 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - QuantX Risk Managed Real Return ETF | Item 1, Exhibit Q | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | ISHARES 7-10 YEAR TREASURY BOND ETF | IEF | 464287440 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 2 | ISHARES GLOBAL INFRASTRUCTURE ETF | IGF | 464288372 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 3 | ISHARES COHEN & STEERS REIT ETF | ICF | 464287564 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| Registrant: NORTHERN LIGHTS FUND TRUST IV - QuantX Risk Managed Growth ETF | Item 1, Exhibit R | |||||||||
| Investment Company Act file number: 811-23066 | ||||||||||
| Reporting Period: July 1, 2016 through June 30, 2017 | ||||||||||
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS | ||||||||||
| (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against Management | ||
| 1 | ISHARES 7-10 YEAR TREASURY BOND ETF | IEF | 464287440 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 2 | ISHARES MSCI EAFE ETF | EFA | 464287465 | 6/19/2017 | Special Meeting | Issuer | Yes | Withhold/Abstain if applicable | Withhold/Abstain if applicable | |
| 3 | ||||||||||
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
(Registrant) Northern Lights Fund Trust IV
By (Signature and Title) /s/ Wendy Wang
Wendy Wang
President of the Trust
Date: August 15, 2017