Northern Lights Fund Trust IV NPX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811- 23066

Northern Lights Fund Trust IV

________________________________________________________________________

(Exact name of registrant as specified in charter)

17605 Wright Street, Suite 2

Omaha, NE 68130

________________________________________________________________________

(Address of principal executive offices) (Zip code)

Jennifer Farrell

Gemini Fund Services, LLC

80 Arkay Drive

Hauppauge, New York 11788

________________________________________________________________________

(Name and address of agent for service)

Registrant's telephone number, including area code: (631) 470-2600

Date of fiscal year end: May 31, August 31, November 30, December 31

Date of reporting period: July 1, 2017 - June 30, 2018

ITEM 1. PROXY VOTING RECORD:

Appended hereto as Exhibits 20 through 25 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2018 with respect to which the Registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the Registrant cast its vote on the matter;

(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the Registrant cast its vote for or against management.

Registrant: NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Growth ETF									Item 1, Exhibit 20
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2017 through June 30, 2018

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1
2	There were no proxy votes to report during the Reporting Period.
3

Registrant: NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Multi-Asset Income ETF										Item 1, Exhibit 21
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2017 through June 30, 2018

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	Global X Super Dividend ETF	SDIV	37950E549	5/11/2018 - 2018 Special Meeting	1	Approve a new investment advisory agreement (the “New Agreement”) between the Trust, on behalf of each Fund, and Global X Management Company LLC (“Global X”)	Issuer	Yes	Abstain	Abstain
2	Global X Super Dividend ETF	SDIV	37950E549	5/11/2018 - 2018 Special Meeting	2	Elect four nominees to the board of trustees of the Trust	Issuer	Yes	Abstain	Abstain
3
4

Registrant: NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Multi-Asset Total Return ETF										Item 1, Exhibit 22
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2017 through June 30, 2018

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	Guggenheim S&P 500 Equal Weight ETF	RSP	78355W106	2/18/2018 - 2018 Special Meeting	1	Plan to reorganize each Rydex Fund	Issuer	Yes	Abstain	Abstain
2
3

Registrant: NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Real Return ETF										Item 1, Exhibit 23
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2017 through June 30, 2018

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	GLOBAL X LITHIUM & BATTERY TECH ETF	LIT	37954Y855	5/11/2018 - 2018 Special Meeting	1	APPROVAL OF A NEW INVESTMENT ADVISORY AGREEMENT	Issuer	Yes	Abstain	Abstain
2	GLOBAL X LITHIUM & BATTERY TECH ETF	LIT	37954Y855	5/11/2018 - 2018 Special Meeting	2	TO ELECT NOMINEES TO THE BOARD OF TRUSTEES	Issuer	Yes	Abstain	Abstain
3

Registrant: NORTHERN LIGHTS FUND TRUST IV - Quantx Dynamic Beta US Equity ETF										Item 1, Exhibit 24
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2017 through June 30, 2018

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	APPLE INC	AAPL	37833100	2/13/2018-2018 Annual Meeting	1	To elect to the Board of Directors the following eight nominees presented by the Board: James Bell, Tim Cook, Al Gore, Bob Iger, Andrea Jung, Art Levinson, Ron Sugar, and Sue Wagner	Issuer	Yes	Abstain	Abstain
	APPLE INC	AAPL	37833100	2/13/2018-2018 Annual Meeting	2	To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	APPLE INC	AAPL	37833100	2/13/2018-2018 Annual Meeting	3	To vote on an advisory resolution to approve executive compensation	Issuer	Yes	Abstain	Abstain
	APPLE INC	AAPL	37833100	2/13/2018-2018 Annual Meeting	4	To approve the amended and restated Apple Inc. Non-Employee Director Stock Plan	Issuer	Yes	Abstain	Abstain
	APPLE INC	AAPL	37833100	2/13/2018-2018 Annual Meeting	5	To vote on the shareholder proposals set forth in the proxy statement, if properly presented at the Annual Meeting	Issuer	Yes	Abstain	Abstain
	APPLE INC	AAPL	37833100	2/13/2018-2018 Annual Meeting	6	To transact such other business as may properly come before the Annual Meeting and any postponements or adjournments thereof	Issuer	Yes	Abstain	Abstain
2	ANALOG DEVICES, INC.	ADI	32654105	3/14/2018-2018 Annual Meeting	1	Elect the nine director nominees named in this proxy statement	Issuer	Yes	Abstain	Abstain
	ANALOG DEVICES, INC.	ADI	32654105	3/14/2018-2018 Annual Meeting	2	Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year	Issuer	Yes	Abstain	Abstain
	ANALOG DEVICES, INC.	ADI	32654105	3/14/2018-2018 Annual Meeting	3	Approve an amendment to our Amended and Restated Certificate of Incorporation to increase the number of authorized shares of common stock from 1.5 billion shares to 2.25 billion shares	Issuer	Yes	Abstain	Abstain
	ANALOG DEVICES, INC.	ADI	32654105	3/14/2018-2018 Annual Meeting	4	Approve on a non-binding, advisory basis the compensation of our named executive officers, as disclosed in this proxy statement pursuant to the compensation disclosure rules of the U.S. Securities and Exchange Commission (the “SEC”)	Issuer	Yes	Abstain	Abstain
	ANALOG DEVICES, INC.	ADI	32654105	3/14/2018-2018 Annual Meeting	5	Transact any other business that properly comes before our Annual Meeting or any adjournment or postponement thereof	Issuer	Yes	Abstain	Abstain
3	VISTRA ENERGY CORP	VST	92840M102	3/2/2018-2018 Special Meeting	1	Adopt the Agreement and Plan of Merger, dated as of October 29, 2017 (the “Merger Agreement”), by and between Vistra Energy Corp., a Delaware corporation (“Vistra Energy”), and Dynegy Inc., a Delaware corporation (“Dynegy”), as it may be amended from time to time, pursuant to which, among other things, Dynegy will merge with and into Vistra Energy (the “Merger”), with Vistra Energy continuing as the surviving corporation (the “Merger Proposal”)	Issuer	Yes	Abstain	Abstain
	VISTRA ENERGY CORP	VST	92840M102	3/2/2018-2018 Special Meeting	2	Approve the issuance of shares of Vistra Energy common stock to Dynegy stockholders in connection with the Merger, as contemplated by the Merger Agreement (the “Stock Issuance Proposal”)	Issuer	Yes	Abstain	Abstain
	VISTRA ENERGY CORP	VST	92840M102	3/2/2018-2018 Special Meeting	3	Approve the adjournment of the Vistra Energy special meeting, if necessary or appropriate, for the purpose of soliciting additional votes for the approval of the Merger Proposal and the Stock Issuance Proposal	Issuer	Yes	Abstain	Abstain
4	PINNACLE FINANCIAL PARTNERS, INC.	PNFP	72346Q104	4/17/2018-2018 Annual Meeting	1	To elect seventeen persons to serve as directors for a term of one year until the due election and qualification of their successors	Issuer	Yes	Abstain	Abstain
	PINNACLE FINANCIAL PARTNERS, INC.	PNFP	72346Q104	4/17/2018-2018 Annual Meeting	2	To ratify the appointment of Crowe Horwath LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	PINNACLE FINANCIAL PARTNERS, INC.	PNFP	72346Q104	4/17/2018-2018 Annual Meeting	3	To approve, on a non-binding, advisory basis, the compensation of the Company's named executive officers as disclosed in the proxy statement that accompanies this notice	Issuer	Yes	Abstain	Abstain
	PINNACLE FINANCIAL PARTNERS, INC.	PNFP	72346Q104	4/17/2018-2018 Annual Meeting	4	To approve an amendment to the Amended and Restated Charter of the Company to increase the number of authorized shares of the Company’s capital stock from 100,000,000 to 190,000,000, 180,000,000 of which shall be common stock and 10,000,000 shall be preferred stock	Issuer	Yes	Abstain	Abstain
	PINNACLE FINANCIAL PARTNERS, INC.	PNFP	72346Q104	4/17/2018-2018 Annual Meeting	5	To approve the Company’s 2018 Omnibus Equity Incentive Plan	Issuer	Yes	Abstain	Abstain
	PINNACLE FINANCIAL PARTNERS, INC.	PNFP	72346Q104	4/17/2018-2018 Annual Meeting	6	To transact any other business as may properly come before the meeting	Issuer	Yes	Abstain	Abstain
5	REGIONS FINANCIAL CORPORATION	RF	7591EP100	4/25/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	REGIONS FINANCIAL CORPORATION	RF	7591EP100	4/25/2018-2018 Annual Meeting	2	Ratification of Appointment of Independent Registered Public Accounting Firm	Issuer	Yes	Abstain	Abstain
	REGIONS FINANCIAL CORPORATION	RF	7591EP100	4/25/2018-2018 Annual Meeting	3	Advisory Vote on Executive Compensation	Issuer	Yes	Abstain	Abstain
	REGIONS FINANCIAL CORPORATION	RF	7591EP100	4/25/2018-2018 Annual Meeting	4	Advisory Vote on the Frequency of Future Advisory Votes on Executive Compensation	Issuer	Yes	Abstain	Abstain
6	HANESBRANDS INC.	HBI	410345102	4/24/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	HANESBRANDS INC.	HBI	410345102	4/24/2018-2018 Annual Meeting	2	To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm	Issuer	Yes	Abstain	Abstain
	HANESBRANDS INC.	HBI	410345102	4/24/2018-2018 Annual Meeting	3	To approve, on an advisory basis, executive compensation as disclosed in the proxy statement for our 2018 Annual Meeting	Issuer	Yes	Abstain	Abstain
7	KIMBERLY-CLARK CORPORATION	KMB	494368103	5/10/2018-2018 Annual Meeting	1	To elect as directors the thirteen nominees named in the accompanying proxy statement	Issuer	Yes	Abstain	Abstain
	KIMBERLY-CLARK CORPORATION	KMB	494368103	5/10/2018-2018 Annual Meeting	2	To ratify the selection of Deloitte & Touche LLP as our independent auditor for 2018	Issuer	Yes	Abstain	Abstain
	KIMBERLY-CLARK CORPORATION	KMB	494368103	5/10/2018-2018 Annual Meeting	3	To approve the compensation for our named executive officers in an advisory vote	Issuer	Yes	Abstain	Abstain
8	JOHNSON & JOHNSON	JNJ	478160104	4/26/2018-2018 Annual Meeting	1	Elect the 11 nominees named in this Proxy Statement to serve as Directors for the coming yea	Issuer	Yes	Abstain	Abstain
	JOHNSON & JOHNSON	JNJ	478160104	4/26/2018-2018 Annual Meeting	2	Vote, on an advisory basis, to approve named executive officer compensation	Issuer	Yes	Abstain	Abstain
	JOHNSON & JOHNSON	JNJ	478160104	4/26/2018-2018 Annual Meeting	3	Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	JOHNSON & JOHNSON	JNJ	478160104	4/26/2018-2018 Annual Meeting	4	Vote on the two (2) shareholder proposals contained in this Proxy Statement, if properly presented at the meeting	Issuer	Yes	Abstain	Abstain
	JOHNSON & JOHNSON	JNJ	478160104	4/26/2018-2018 Annual Meeting	5	Transact such other matters as may properly come before the meeting, and at any adjournment or postponement of the meeting	Issuer	Yes	Abstain	Abstain
9	ZYNGA INC.	ZNGA	98986T108	4/26/2018-2018 Annual Meeting	1	Elect as directors the eight (8) nominees named in the attached proxy statement	Issuer	Yes	Abstain	Abstain
	ZYNGA INC.	ZNGA	98986T108	4/26/2018-2018 Annual Meeting	2	Approve, on an advisory basis, the compensation of our executive officers	Issuer	Yes	Abstain	Abstain
	ZYNGA INC.	ZNGA	98986T108	4/26/2018-2018 Annual Meeting	3	Ratify the appointment of Ernst & Young as Zynga’s independent registered public accounting firm for 2018.	Issuer	Yes	Abstain	Abstain
	ZYNGA INC.	ZNGA	98986T108	4/26/2018-2018 Annual Meeting	4	Conduct any other business properly brought before the Annual Meeting.	Issuer	Yes	Abstain	Abstain
10	CMS ENERGY CORPORATION	CMS	125896100	5/4/2018-2018 Annual Meeting	1	Elect Directors	Issuer	Yes	Abstain	Abstain
	CMS ENERGY CORPORATION	CMS	125896100	5/4/2018-2018 Annual Meeting	2	Approve, on an advisory basis, executive compensation	Issuer	Yes	Abstain	Abstain
	CMS ENERGY CORPORATION	CMS	125896100	5/4/2018-2018 Annual Meeting	3	Approve, on an advisory basis, the frequency of an advisory vote on executive compensation	Issuer	Yes	Abstain	Abstain
	CMS ENERGY CORPORATION	CMS	125896100	5/4/2018-2018 Annual Meeting	4	Ratify independent registered public accounting firm	Issuer	Yes	Abstain	Abstain
	CMS ENERGY CORPORATION	CMS	125896100	5/4/2018-2018 Annual Meeting	5	Vote on a shareholder proposal relating to political contributions disclosure, if properly presented	Issuer	Yes	Abstain	Abstain
	CMS ENERGY CORPORATION	CMS	125896100	5/4/2018-2018 Annual Meeting	6	Transact such other business as may properly come before the Annual Meeting and any adjournment or postponement	Issuer	Yes	Abstain	Abstain
11	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	1	Election of the five directors listed in the proxy statement to serve three-year terms	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	2	Approval, by non-binding vote, of the compensation paid to the company's named executive officers	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	3	Ratification of Ernst & Young LLP as the principal independent auditors for 2018	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	4	Approve amendments to the Articles of Incorporation to eliminate the classified board structure	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	5	Approve amendments to the Articles of Incorporation to eliminate supermajority voting provisions	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	6	Approve the Amended and Restated 2002 Lilly Stock Plan	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	7	Shareholder proposal seeking support for the descheduling of cannabis	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	8	Shareholder proposal requesting report regarding direct and indirect political contributions	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	9	Shareholder proposal requesting report on policies and practices regarding contract animal laboratories	Issuer	Yes	Abstain	Abstain
	ELI LILLY AND COMPANY	LLY	532457108	5/7/2018-2018 Annual Meeting	10	Shareholder proposal requesting report on the extent to which risks related to public concern over drug pricing strategies are integrated into incentive compensation arrangements	Issuer	Yes	Abstain	Abstain
12	THE HERSHEY COMPANY	HSY	427866108	5/2/2018-2018 Annual Meeting	1	To elect the 11 nominees named in the Proxy Statement to serve as directors of the Company until the 2019 Annual Meeting of Stockholders	Issuer	Yes	Abstain	Abstain
	THE HERSHEY COMPANY	HSY	427866108	5/2/2018-2018 Annual Meeting	2	To ratify the appointment of Ernst & Young LLP as the Company’s independent auditors for the fiscal year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	THE HERSHEY COMPANY	HSY	427866108	5/2/2018-2018 Annual Meeting	3	To conduct an advisory vote regarding the compensation of the Company’s named executive officers	Issuer	Yes	Abstain	Abstain
	THE HERSHEY COMPANY	HSY	427866108	5/2/2018-2018 Annual Meeting	4	To discuss and take action on any other business that is properly brought before the Annual Meeting	Issuer	Yes	Abstain	Abstain
13	BRISTOL-MYERS SQUIBB COMPANY	BMY	110122108	5/1/2018-2018 Annual Meeting	1	to elect to the Board of Directors the 12 persons nominated by the Board, each for a term of one year	Issuer	Yes	Abstain	Abstain
	BRISTOL-MYERS SQUIBB COMPANY	BMY	110122108	5/1/2018-2018 Annual Meeting	2	to conduct an advisory vote to approve the compensation of our Named Executive Officers	Issuer	Yes	Abstain	Abstain
	BRISTOL-MYERS SQUIBB COMPANY	BMY	110122108	5/1/2018-2018 Annual Meeting	3	to ratify the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	BRISTOL-MYERS SQUIBB COMPANY	BMY	110122108	5/1/2018-2018 Annual Meeting	4	to consider two shareholder proposals, if presented at the meeting	Issuer	Yes	Abstain	Abstain
	BRISTOL-MYERS SQUIBB COMPANY	BMY	110122108	5/1/2018-2018 Annual Meeting	5	to transact such other business as may properly come before the meeting or any adjournments thereof	Issuer	Yes	Abstain	Abstain
14	WELLTOWER INC.	WELL	95040Q104	5/3/2018-2018 Annual Meeting	1	The election of ten directors named in the Proxy Statement accompanying this notice to hold office until the next Annual Meeting of Shareholders and until their respective successors have been duly elected and qualified	Issuer	Yes	Abstain	Abstain
	WELLTOWER INC.	WELL	95040Q104	5/3/2018-2018 Annual Meeting	2	The ratification of the appointment of Ernst & Young LLP (“EY”) as independent registered public accounting firm for the year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	WELLTOWER INC.	WELL	95040Q104	5/3/2018-2018 Annual Meeting	3	The approval, on an advisory basis, of the compensation of our named executive officers	Issuer	Yes	Abstain	Abstain
	WELLTOWER INC.	WELL	95040Q104	5/3/2018-2018 Annual Meeting	4	The approval of the Welltower Inc. Employee Stock Purchase Plan (the “ESPP”)	Issuer	Yes	Abstain	Abstain
	WELLTOWER INC.	WELL	95040Q104	5/3/2018-2018 Annual Meeting	5	The transaction of such other business as may properly come before the meeting or any adjournment thereof	Issuer	Yes	Abstain	Abstain
15	MARKEL CORPORATION	MKL	570535104	5/14/2018-2018 Annual Meeting	1	To elect the director nominees listed in the accompanying proxy statement to the Board of Directors to serve until the next annual meeting of shareholder	Issuer	Yes	Abstain	Abstain
	MARKEL CORPORATION	MKL	570535104	5/14/2018-2018 Annual Meeting	2	To hold an advisory vote on executive compensation	Issuer	Yes	Abstain	Abstain
	MARKEL CORPORATION	MKL	570535104	5/14/2018-2018 Annual Meeting	3	To ratify the selection of KPMG LLP by the Audit Committee of the Board of Directors as the Company’s independent registered public accounting firm for the year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	MARKEL CORPORATION	MKL	570535104	5/14/2018-2018 Annual Meeting	4	To transact such other business as may properly come before the meeting	Issuer	Yes	Abstain	Abstain
16	CENTENNIAL RESOURCE DEVELOPMENT, INC	CDEV	15136A102	5/2/2018-2018 Annual Meeting	1	To elect three directors to our board of directors, each to serve as a Class II director for a term of three years expiring at our annual meeting of stockholders to be held in 2021 and until his successor is duly elected and qualified. The following persons have been nominated as Class II directors	Issuer	Yes	Abstain	Abstain
	CENTENNIAL RESOURCE DEVELOPMENT, INC	CDEV	15136A102	5/2/2018-2018 Annual Meeting	2	To approve, by a non-binding advisory vote, our named executive officer compensation	Issuer	Yes	Abstain	Abstain
	CENTENNIAL RESOURCE DEVELOPMENT, INC	CDEV	15136A102	5/2/2018-2018 Annual Meeting	3	To recommend, by a non-binding advisory vote, the frequency of future advisory votes to approve our named executive officer compensation;	Issuer	Yes	Abstain	Abstain
	CENTENNIAL RESOURCE DEVELOPMENT, INC	CDEV	15136A102	5/2/2018-2018 Annual Meeting	4	To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	CENTENNIAL RESOURCE DEVELOPMENT, INC	CDEV	15136A102	5/2/2018-2018 Annual Meeting	5	To transact such other business as may properly come before the Annual Meeting or any adjournment or postponement thereof	Issuer	Yes	Abstain	Abstain
17	COLGATE-PALMOLIVE COMPANY	CL	194162103	5/11/2018-2018 Annual Meeting	1	To elect the Board of Directors	Issuer	Yes	Abstain	Abstain
	COLGATE-PALMOLIVE COMPANY	CL	194162103	5/11/2018-2018 Annual Meeting	2	To ratify the selection of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	COLGATE-PALMOLIVE COMPANY	CL	194162103	5/11/2018-2018 Annual Meeting	3	To hold an advisory vote on executive compensation	Issuer	Yes	Abstain	Abstain
	COLGATE-PALMOLIVE COMPANY	CL	194162103	5/11/2018-2018 Annual Meeting	4	To consider one stockholder proposal, if properly presented at the meeting	Issuer	Yes	Abstain	Abstain
	COLGATE-PALMOLIVE COMPANY	CL	194162103	5/11/2018-2018 Annual Meeting	5	To consider and act upon such other business as may properly come before the meeting	Issuer	Yes	Abstain	Abstain
18	AMERICAN WATER WORKS COMPANY, INC.	AWK	30420103	5/11/2018-2018 Annual Meeting	1	election to the board of directors of the eight (8) nominees named in the accompanying proxy statement, each to serve until the date of the 2019 Annual Meeting of Stockholders or until his or her successor has been duly elected and qualified	Issuer	Yes	Abstain	Abstain
	AMERICAN WATER WORKS COMPANY, INC.	AWK	30420103	5/11/2018-2018 Annual Meeting	2	approval, on an advisory basis, of the compensation of the Company’s named executive officers	Issuer	Yes	Abstain	Abstain
	AMERICAN WATER WORKS COMPANY, INC.	AWK	30420103	5/11/2018-2018 Annual Meeting	3	ratification of the appointment, by the Audit Committee of the board of directors, of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	AMERICAN WATER WORKS COMPANY, INC.	AWK	30420103	5/11/2018-2018 Annual Meeting	4	three (3) stockholder proposals, if properly presented at the meeting	Issuer	Yes	Abstain	Abstain
	AMERICAN WATER WORKS COMPANY, INC.	AWK	30420103	5/11/2018-2018 Annual Meeting	5	such other business, if any, as may properly be brought before the meeting or any adjournment or postponement of the meeting	Issuer	Yes	Abstain	Abstain
19	EXELON CORPORATION	EXC	30161N101	5/1/2018-2018 Annual Meeting	1	Elect 12 Director nominees named in the proxy statement	Issuer	Yes	Abstain	Abstain
	EXELON CORPORATION	EXC	30161N101	5/1/2018-2018 Annual Meeting	2	Ratify appointment of PricewaterhouseCoopers LLP as Independent Auditor for 2018	Issuer	Yes	Abstain	Abstain
	EXELON CORPORATION	EXC	30161N101	5/1/2018-2018 Annual Meeting	3	Say on pay; advisory vote on the compensation of the named executive officers	Issuer	Yes	Abstain	Abstain
20	MDU RESOURCES GROUP, INC.	MDU	552690109	5/8/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	MDU RESOURCES GROUP, INC.	MDU	552690109	5/8/2018-2018 Annual Meeting	2	Advisory vote to approve the compensation paid to the company’s named executive officers;	Issuer	Yes	Abstain	Abstain
	MDU RESOURCES GROUP, INC.	MDU	552690109	5/8/2018-2018 Annual Meeting	3	Ratification of the appointment of Deloitte & Touche LLP as the company’s independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	MDU RESOURCES GROUP, INC.	MDU	552690109	5/8/2018-2018 Annual Meeting	4	Transaction of any other business that may properly come before the meeting or any adjournment(s) thereof	Issuer	Yes	Abstain	Abstain
21	AQUA AMERICA, INC.	WTR	03836W103	5/8/2018-2018 Annual Meeting	1	To consider and take action on the election of seven nominees for directors	Issuer	Yes	Abstain	Abstain
	AQUA AMERICA, INC.	WTR	03836W103	5/8/2018-2018 Annual Meeting	2	To consider and take action on the ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Company for the 2018 fiscal year;	Issuer	Yes	Abstain	Abstain
	AQUA AMERICA, INC.	WTR	03836W103	5/8/2018-2018 Annual Meeting	3	To approve an advisory vote on the compensation paid to the Company’s named executive officers for 2017, as disclosed in the Proxy Statement	Issuer	Yes	Abstain	Abstain
	AQUA AMERICA, INC.	WTR	03836W103	5/8/2018-2018 Annual Meeting	4	To transact such other business as may properly come before the meeting or any adjournments or postponements thereof	Issuer	Yes	Abstain	Abstain
22	HAWAIIAN ELECTRIC INDUSTRIES, INC.	HE	419870100	5/10/2018-2018 Annual Meeting	1	Election of three Class I directors four ways: to serve for a three-year term expiring at the 2021 Annual Meeting of Shareholders	Issuer	Yes	Abstain	Abstain
	HAWAIIAN ELECTRIC INDUSTRIES, INC.	HE	419870100	5/10/2018-2018 Annual Meeting	2	Advisory vote to approve compensation for HEI’s named executive officers	Issuer	Yes	Abstain	Abstain
	HAWAIIAN ELECTRIC INDUSTRIES, INC.	HE	419870100	5/10/2018-2018 Annual Meeting	3	Ratification of the appointment of Deloitte & Touche LLP as HEI’s independent registered public accountant for 2018	Issuer	Yes	Abstain	Abstain
23	LABORATORY CORP. OF AMERICA HOLDINGS	LH	50540R409	5/10/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	LABORATORY CORP. OF AMERICA HOLDINGS	LH	50540R409	5/10/2018-2018 Annual Meeting	2	Advisory vote to approve Executive Compensation	Issuer	Yes	Abstain	Abstain
	LABORATORY CORP. OF AMERICA HOLDINGS	LH	50540R409	5/10/2018-2018 Annual Meeting	3	Ratification of PricewaterhouseCoopers LLP as Independent Auditor for 2018	Issuer	Yes	Abstain	Abstain
24	IDEXX LABORATORIES, INC.	IDXX	45168D104	5/9/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	IDEXX LABORATORIES, INC.	IDXX	45168D104	5/9/2018-2018 Annual Meeting	2	Ratification of Appointment of Independent Registered Public Accounting Firm	Issuer	Yes	Abstain	Abstain
	IDEXX LABORATORIES, INC.	IDXX	45168D104	5/9/2018-2018 Annual Meeting	3	Adoption of IDEXX Laboratories, Inc. 2018 Stock Incentive Plan	Issuer	Yes	Abstain	Abstain
	IDEXX LABORATORIES, INC.	IDXX	45168D104	5/9/2018-2018 Annual Meeting	4	Advisory vote to approve Executive Compensation	Issuer	Yes	Abstain	Abstain
25	VERISK ANALYTICS INC	VRSK	92345Y106	5/16/2018-2018 Annual Meeting	1	elect four (4) members of the Board of Directors	Issuer	Yes	Abstain	Abstain
	VERISK ANALYTICS INC	VRSK	92345Y106	5/16/2018-2018 Annual Meeting	2	approve the compensation of the Company’s named executive officers on an advisory, non-binding basis (“say-on-pay”)	Issuer	Yes	Abstain	Abstain
	VERISK ANALYTICS INC	VRSK	92345Y106	5/16/2018-2018 Annual Meeting	3	ratify the appointment of Deloitte & Touche LLP as independent auditor for the year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	VERISK ANALYTICS INC	VRSK	92345Y106	5/16/2018-2018 Annual Meeting	4	transact such other business as may properly come before the meeting	Issuer	Yes	Abstain	Abstain
26	TWO HARBORS INVESTMENT CORP	TWO	90187B408	5/17/2018-2018 Annual Meeting	1	To elect as directors the nine nominees named in the accompanying proxy statement, each to serve until our next annual meeting of stockholders and until his or her successor is elected and qualified	Issuer	Yes	Abstain	Abstain
	TWO HARBORS INVESTMENT CORP	TWO	90187B408	5/17/2018-2018 Annual Meeting	2	To hold an advisory vote relating to the compensation of our executive officers	Issuer	Yes	Abstain	Abstain
	TWO HARBORS INVESTMENT CORP	TWO	90187B408	5/17/2018-2018 Annual Meeting	3	To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	TWO HARBORS INVESTMENT CORP	TWO	90187B408	5/17/2018-2018 Annual Meeting	4	To transact such other business as may properly come before the Annual Meeting or any adjournment or postponement thereof	Issuer	Yes	Abstain	Abstain
27	THE SOUTHERN COMPANY	SO	842587107	5/23/2018-2018 Annual Meeting	1	Elect 15 Directors	Issuer	Yes	Abstain	Abstain
	THE SOUTHERN COMPANY	SO	842587107	5/23/2018-2018 Annual Meeting	2	Conduct an advisory vote to approve executive compensation, often referred to as a Say on Pay	Issuer	Yes	Abstain	Abstain
	THE SOUTHERN COMPANY	SO	842587107	5/23/2018-2018 Annual Meeting	3	Ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	THE SOUTHERN COMPANY	SO	842587107	5/23/2018-2018 Annual Meeting	4	Consider a stockholder proposal, if properly presented at the meeting	Issuer	Yes	Abstain	Abstain
28	NISOURCE INC.	NI	65473P105	5/8/2018-2018 Annual Meeting	1	To elect ten directors named in the proxy statement to hold office until the next annual stockholders’ meeting and until their respective successors have been elected or appointed and qualified	Issuer	Yes	Abstain	Abstain
	NISOURCE INC.	NI	65473P105	5/8/2018-2018 Annual Meeting	2	To approve named executive officer compensation on an advisory basis	Issuer	Yes	Abstain	Abstain
	NISOURCE INC.	NI	65473P105	5/8/2018-2018 Annual Meeting	3	To ratify the appointment of Deloitte & Touche LLP as the Company’s independent auditor for the year 2018	Issuer	Yes	Abstain	Abstain
	NISOURCE INC.	NI	65473P105	5/8/2018-2018 Annual Meeting	4	To consider a stockholder proposal regarding stockholder right to act by written consent, if properly presented	Issuer	Yes	Abstain	Abstain
	NISOURCE INC.	NI	65473P105	5/8/2018-2018 Annual Meeting	5	To transact such other business as may properly come before the meeting and any adjournment or postponement thereof	Issuer	Yes	Abstain	Abstain
29	LIBERTY PROPERTY TRUST	LPT	531172104	5/17/2018-2018 Annual Meeting	1	To elect nine trustees to hold office until the Annual Meeting of Shareholders to be held in 2019 and until their successors are duly elected and qualified	Issuer	Yes	Abstain	Abstain
	LIBERTY PROPERTY TRUST	LPT	531172104	5/17/2018-2018 Annual Meeting	2	To hold an advisory vote to approve the compensation of the Trust’s named executive officers	Issuer	Yes	Abstain	Abstain
	LIBERTY PROPERTY TRUST	LPT	531172104	5/17/2018-2018 Annual Meeting	3	To approve an amendment to the Trust’s Amended and Restated Declaration of Trust to clarify the right of the Trust’s shareholders to amend the Trust’s bylaws;	Issuer	Yes	Abstain	Abstain
	LIBERTY PROPERTY TRUST	LPT	531172104	5/17/2018-2018 Annual Meeting	4	To ratify the selection of Ernst & Young LLP as the Trust’s independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
	LIBERTY PROPERTY TRUST	LPT	531172104	5/17/2018-2018 Annual Meeting	5	To transact such other business as may properly come before the meeting	Issuer	Yes	Abstain	Abstain
30	LIBERTY EXPEDIA HOLDINGS	LEXEA	53046P109	6/19/2018-2018 Annual Meeting	1	A proposal to ratify the selection of KPMG LLP as our independent auditors for the fiscal year ending December 31, 2018	Issuer	Yes	Abstain	Abstain
	LIBERTY EXPEDIA HOLDINGS	LEXEA	53046P109	6/19/2018-2018 Annual Meeting	2	Director: John C Malone	Issuer	Yes	Abstain	Abstain
	LIBERTY EXPEDIA HOLDINGS	LEXEA	53046P109	6/19/2018-2018 Annual Meeting	2	Stephen M Brett	Issuer	Yes	Abstain	Abstain
	LIBERTY EXPEDIA HOLDINGS	LEXEA	53046P109	6/19/2018-2018 Annual Meeting	2	Gregg L Engles	Issuer	Yes	Abstain	Abstain
	LIBERTY EXPEDIA HOLDINGS	LEXEA	53046P109	6/19/2018-2018 Annual Meeting	2	Scott W Schoetzel	Issuer	Yes	Abstain	Abstain
	LIBERTY EXPEDIA HOLDINGS	LEXEA	53046P109	6/19/2018-2018 Annual Meeting	2	Christopher W Shean	Issuer	Yes	Abstain	Abstain
31	T-MOBILE USA	TMUS	872590104	6/13/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	T-MOBILE USA	TMUS	872590104	6/13/2018-2018 Annual Meeting	2	Ratification of the Appointment of PricewaterhouseCoopers LLP as the Company’s Independent Registered Public Accounting Firm for Fiscal Year 2018	Issuer	Yes	Abstain	Abstain
	T-MOBILE USA	TMUS	872590104	6/13/2018-2018 Annual Meeting	3	Approval of an Amendment to the Company’s 2013 Omnibus Incentive Plan	Issuer	Yes	Abstain	Abstain
	T-MOBILE USA	TMUS	872590104	6/13/2018-2018 Annual Meeting	4	Stockholder Proposal for Implementation of Proxy Access	Issuer	Yes	Abstain	Abstain
	T-MOBILE USA	TMUS	872590104	6/13/2018-2018 Annual Meeting	5	Stockholder Proposal for Limitations on Accelerated Vesting of Equity Awards in the Event of a Change of Control	Issuer	Yes	Abstain	Abstain
32	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Director: Bryce Blair	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Frederick C Tuomi	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Richard D Bronson	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Kenneth A Caplan	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Michael D Fascitelli	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Robert G Harper	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Jeffrey E Kelter	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	John B Rhea	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Janice L Sears	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	William J Stein	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	1	Barry S. Sternlicht	Issuer	Yes	Abstain	Abstain
	INVITATION HOMES, INC.	INVH	46187W107	5/24/2018-2018 Annual Meeting	2	Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the 2018 fiscal year	Issuer	Yes	Abstain	Abstain
33	PINNACLE FOODS, INC.	PF	72348P104	5/30/2018-2018 Annual Meeting	1	Director: Ann Fandozzi	Issuer	Yes	Abstain	Abstain
	PINNACLE FOODS, INC.	PF	72348P104	5/30/2018-2018 Annual Meeting	1	Mark Jung	Issuer	Yes	Abstain	Abstain
	PINNACLE FOODS, INC.	PF	72348P104	5/30/2018-2018 Annual Meeting	1	Ioannis Skoufalos	Issuer	Yes	Abstain	Abstain
	PINNACLE FOODS, INC.	PF	72348P104	5/30/2018-2018 Annual Meeting	2	To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018	Issuer	Yes	Abstain	Abstain
34	SILGAN HOLDINGS, INC.	SLGN	827048109	6/11/2018-2018 Annual Meeting	1	Anthony J Allott	Issuer	Yes	Abstain	Abstain
	SILGAN HOLDINGS, INC.	SLGN	827048109	6/11/2018-2018 Annual Meeting	1	William T Donovan	Issuer	Yes	Abstain	Abstain
	SILGAN HOLDINGS, INC.	SLGN	827048109	6/11/2018-2018 Annual Meeting	1	Joseph M Jordan	Issuer	Yes	Abstain	Abstain
	SILGAN HOLDINGS, INC.	SLGN	827048109	6/11/2018-2018 Annual Meeting	2	To authorize and approve an amendment to the Amended and Restated Certificate of Incorporation of the Company, as amended, to permit and increase in the size of the Board of Directors of the Company for a period of time.	Issuer	Yes	Abstain	Abstain
35	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1a	Election of Director Scott D Peters	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1b	Election of Director W. Bradley Blair, II	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1c	Election of Director Vicki U. Booth	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1d	Election of Director Roberta B Bowman	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1e	Election of Director Maurice J DeWald	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1f	Election of Director Warren D Fix	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1g	Election of Director Peter N Foss	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1h	Election of Director Daniel S Henson	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1i	Election of Director Larry L Mathis	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	1j	Election of Director Gary T. Wescombe	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	2	Approval of a non-bonding advisory resolution on the compensation paid to our named executive officers.	Issuer	Yes	Abstain	Abstain
	HEALTHCARE TRUST OF AMERICA, INC.	HTA	42225P501	7/9/2018-2018 Annual Meeting	3	To consider and vote upon the ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December, 31, 2018	Issuer	Yes	Abstain	Abstain
36	FIDELITY NATIONAL FINANCIAL, INC.	FNF	31620R303	6/13/2018-2018 Annual Meeting	1	Director: Raymond R Quirk	Issuer	Yes	Abstain	Abstain
	FIDELITY NATIONAL FINANCIAL, INC.	FNF	31620R303	6/13/2018-2018 Annual Meeting	1	heather H Murren	Issuer	Yes	Abstain	Abstain
	FIDELITY NATIONAL FINANCIAL, INC.	FNF	31620R303	6/13/2018-2018 Annual Meeting	1	John D Rood	Issuer	Yes	Abstain	Abstain
	FIDELITY NATIONAL FINANCIAL, INC.	FNF	31620R303	6/13/2018-2018 Annual Meeting	2	Approval of a non-bonding advisory resolution on the compensation paid to our named executive officers.	Issuer	Yes	Abstain	Abstain
	FIDELITY NATIONAL FINANCIAL, INC.	FNF	31620R303	6/13/2018-2018 Annual Meeting	3	Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the 2018 fiscal year	Issuer	Yes	Abstain	Abstain
	FIDELITY NATIONAL FINANCIAL, INC.	FNF	31620R303	6/13/2018-2018 Annual Meeting	4	Approval of the Fidelity National Financial, INC Fifth Amended and Restated Certificate of Incorporation	Issuer	Yes	Abstain	Abstain
37	BLACK KNIGHT INC.	BKI	09215C105	6/13/2018-2018 Annual Meeting	1	Director: William P Foley, II	Issuer	Yes	Abstain	Abstain
	BLACK KNIGHT INC.	BKI	09215C105	6/13/2018-2018 Annual Meeting	1	Thomas M. Hagerty	Issuer	Yes	Abstain	Abstain
	BLACK KNIGHT INC.	BKI	09215C105	6/13/2018-2018 Annual Meeting	1	Thomas J. Sanzone	Issuer	Yes	Abstain	Abstain
	BLACK KNIGHT INC.	BKI	09215C105	6/13/2018-2018 Annual Meeting	2	Approval of a non-bonding advisory resolution on the compensation paid to our named executive officers.	Issuer	Yes	Abstain	Abstain
	BLACK KNIGHT INC.	BKI	09215C105	6/13/2018-2018 Annual Meeting	3	Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the 2018 fiscal year	Issuer	Yes	Abstain	Abstain
38	DELL TECHNOLOGIES	DVMT	24703L103	6/25/2018-2018 Annual Meeting	1	Director: David W Dorman	Issuer	Yes	Abstain	Abstain
	DELL TECHNOLOGIES	DVMT	24703L103	6/25/2018-2018 Annual Meeting	1	William D Green	Issuer	Yes	Abstain	Abstain
	DELL TECHNOLOGIES	DVMT	24703L103	6/25/2018-2018 Annual Meeting	1	Ellen J Kullman	Issuer	Yes	Abstain	Abstain
	DELL TECHNOLOGIES	DVMT	24703L103	6/25/2018-2018 Annual Meeting	2	Ratification of the appointment of PricewaterhouseCoopers LLP as Dell Technologies Inc's independent registered public accounting firm for fiscal year ending February 1, 2019.	Issuer	Yes	Abstain	Abstain
	DELL TECHNOLOGIES	DVMT	24703L103	6/25/2018-2018 Annual Meeting	3	To approve, by an advisory basis, the compensation of Dell Technologies, Inc. named executive officers as disclosed in the Proxy Statement	Issuer	Yes	Abstain	Abstain
39	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Director: Jerry Fowden	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Barry A. Fromberg	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Robert L. Hanson	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Ernesto M Hernandez	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Susan S. Johnson	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	James A locke III	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Daniel J. McCarthy	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Richard Sands	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Robert Sands	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Judy A. Schmeling	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	1	Keith E. Wandell	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	2	To ratify the selection of KPMG LLC as the Company's independent registered public accounting firm for the fiscal year ending February 28, 2019	Issuer	Yes	Abstain	Abstain
	CONSTELLATION BRANDS, INC.	STZ	21036P108	7/17/2018-2018 Annual Meeting	3	To approve, by an advisory vote, the compensation of the Company's named executive officers as disclosed in the Proxy Statement	Issuer	Yes	Abstain	Abstain
40	XEROX CORPORATION	XRX	984121608	7/31/2018-2018 Annual Meeting	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	XEROX CORPORATION	XRX	984121608	7/31/2018-2018 Annual Meeting	2	Ratification of the selection of PricewaterhouseCoopers LLP as the companies independent registered public accounting firm for 2018.	Issuer	Yes	Abstain	Abstain
	XEROX CORPORATION	XRX	984121608	7/31/2018-2018 Annual Meeting	3	Approval, on an advisory basis, of the 2017 compensation of our named executive officers	Issuer	Yes	Abstain	Abstain
	XEROX CORPORATION	XRX	984121608	7/31/2018-2018 Annual Meeting	4	Authorize the adjournment of the Annual Meeting, if necessary, to solicit additional proxies if there are not sufficient votes to approve the foregoing proposals.	Issuer	Yes	Abstain	Abstain
41	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	1	Proposal to adpot the Agreement and Plan of Merger, dates as of March 26, 2018, by and among Brookfield Property Partners, LP ("BPY"), Goldfinch merger Sub Corp, and GGP Inc. (GGP) as amended on June 25, 2018 and as many be further amended from time to time in accordance with its terms, pursuant to which BPY has agreed to acquire GGP through a series of transactions.	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	2	Proposal to approve amending and restating the GGP certificate of incorporation to authorize new classes of capital stock and implement other ancillary amendments	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	3	Proposal to approve amending and restating the GGP certificate of incorporation to remove the ability of stockholders to prohibit the board of directors of Brookfield Property REIT, Inc. the new name of GGP after the consummation of the Transactions ("BPR") from further amending the GGP bylaws that were amended by such stockholders	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	4	Proposal to approve amending and restating the GGP certificate of incorporation to impose a voting requirements of 66 2/3% of the voting power of the capital stock entitled to vote to amend or repeal the GGP bylaws	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	5	Proposal to approve amending and reatating the GGP certificate of incorporation to impose a voting requirement of 66 2/3% of the voting power of the capital stock entitled to vote to remove a director of BPR	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	6	Proposal to approve amending and restating the GGP ylaws to include a provision requiring BPR to include in its proxy statements andy proxy cards director candidates selected by a BPY affiliate.	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	7	Proposal to approve amending and restating the GGP bylaws to eliminate the stockholders' power to call special meeting and to implement other ancillary amendments	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	8	Proposal to approve, by non-binding, advisory vot, the compensation that may become payable to the GGP named executive officers in connection with the Transactions.	Issuer	Yes	Abstain	Abstain

Registrant: NORTHERN LIGHTS FUND TRUST IV - Moerus Worldwide Value Fund

Item 1, Exhibit 25

Investment Company Act file number: 811-23066

Reporting Period: July 1, 2017 through June 30, 2018

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

(a) Issuer's Name

(b) Exchange Ticker Symbol

(c)"CUSIP" #

(d) Shareholder Meeting Date

(e) Matter Identification

(f) Proposal Type

(g) Voted

(h) Vote Cast

(i) For/Against/ Abstain vs Management

Additional Analysis Required

Proxyedge/ Moerus Comment

Automated Comment when Moerus votes against the recommendation of Mgmt

Manual Comment - When applicable

ATLAS MARA LTD

ATMA LN

G0697K106

Annual; 14-Jul-2017

THAT, SUBJECT TO AND CONDITIONAL UPON THE PASSING OF RESOLUTIONS 2 AND 3, PURSUANT TO ARTICLE 3.11 OF THE ARTICLES, THE DIRECTORS BE AND ARE GIVEN THE POWER TO ISSUE EQUITY SECURITIES OF ANY CLASS AS IF THE PROVISIONS OF ARTICLE 3.2 OF THE ARTICLES DO NOT APPLY TO THE ISSUE OF SUCH EQUITY SECURITIES UP TO A VALUE AT THE DATE OF ISSUE OF USD 100,000,000 AND ANY APPLICABLE INTEREST PAYABLE IN CONNECTION WITH SUCH SECURITIES, IN RELATION TO ANY ISSUE OF SECURITIES THAT ARE CONVERTIBLE INTO OR EXCHANGEABLE FOR ORDINARY SHARES IN THE COMPANY

Mgmt

FOR

ATLAS MARA LTD

ATMA LN

G0697K106

Annual; 14-Jul-2017

THAT, SUBJECT TO AND CONDITIONAL UPON THE PASSING OF RESOLUTIONS 1 AND 3, PURSUANT TO ARTICLE 3.11 OF THE ARTICLES, THE DIRECTORS BE AND ARE GIVEN THE POWER TO ISSUE, OR SELL FROM TREASURY, EQUITY SECURITIES OF ANY CLASS FOR CASH AS IF THE PROVISIONS OF ARTICLE 3.2 OF THE ARTICLES DO NOT APPLY TO THE ISSUE, OR SALE FROM TREASURY, OF SUCH EQUITY SECURITIES

Mgmt

FOR

ATLAS MARA LTD

ATMA LN

G0697K106

Annual; 14-Jul-2017

THAT, SUBJECT TO AND CONDITIONAL UPON THE PASSING OF RESOLUTIONS 1 AND 2, THE ARTICLES OF ASSOCIATION OF THE COMPANY BE AMENDED

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: EDWARD J. BREINER

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: JEAN DESROSIERS

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: FRED J. DYMENT

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: DAVID A. FENNELL

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: DENIS LAROCQUE

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: CATHERINE MCLEOD-SELTZER

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: JANICE G. RENNIE

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: DAVID B. TENNANT

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

ELECTION OF DIRECTOR: JO MARK ZUREL

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

IN RESPECT OF ACCEPTING THE ADVISORY RESOLUTION TO ACCEPT THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION AS SET FORTH IN THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED JULY 10, 2017

Mgmt

FOR

MAJOR DRILLING GROUP INTERNATIONAL INC, MONCTON NB

MDI CN

560909103

Annual; 08-Sep-2017

IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

HRG GROUP, INC.

HRG

40434J100

Annual; 25-Sep-2017

DIRECTOR

Mgmt

FOR

HRG GROUP, INC.

HRG

40434J100

Annual; 25-Sep-2017

DIRECTOR

Mgmt

FOR

HRG GROUP, INC.

HRG

40434J100

Annual; 25-Sep-2017

TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR OUR FISCAL YEAR ENDING SEPTEMBER 30, 2017.

Mgmt

FOR

HRG GROUP, INC.

HRG

40434J100

Annual; 25-Sep-2017

TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF THE COMPANY'S EXECUTIVE OFFICERS.

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

HRG GROUP, INC.

HRG

40434J100

Annual; 25-Sep-2017

TO APPROVE, ON AN ADVISORY BASIS, THE FREQUENCY OF HOLDING A FUTURE ADVISORY VOTE ON EXECUTIVE COMPENSATION.

Mgmt

FOR - One

AGAINST

See Comment

Moerus did not believe this proposal was in the best interest of our shareholders

2018 - Moerus voted for Option 1, the company wanted Option 3.

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 30TH JUNE, 2017

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO DECLARE A FINAL DIVIDEND OF HKD 0.40 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO RE-ELECT MR. ROBERT NG CHEE SIONG AS DIRECTOR

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO RE-ELECT MR. ADRIAN DAVID LI MAN-KIU AS DIRECTOR

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO RE-ELECT MS. ALICE IP MO LIN AS DIRECTOR

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO RE-ELECT MR. SUNNY YEUNG KWONG AS DIRECTOR

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING 30TH JUNE, 2018

Mgmt

ABSTAIN

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR FOR THE ENSUING YEAR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO APPROVE SHARE BUY-BACK MANDATE

Mgmt

FOR

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO APPROVE SHARE ISSUE MANDATE

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

SINO LAND CO LTD, TSIM SHA TSUI

83 HK

Y80267126

Annual; 26-Oct-2017

TO APPROVE EXTENSION OF SHARE ISSUE MANDATE

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

BALANCE SHEET AS OF 30 JUNE 2017, BOARD OF DIRECTORS AND EXTERNAL AUDITORS REPORT, INTERNAL AUDITORS' REPORT. RESOLUTIONS RELATED

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO STATE THE NUMBER OF DIRECTORS FOR 2018-2020 PERIOD

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO APPOINT DIRECTORS FOR 2018-2020 PERIOD, LIST PRESENTED BY UNICREDIT S.P.A., REPRESENTING 8.46PCT OF THE STOCK CAPITAL: PAGLIARO RENATO, NAGEL ALBERTO, VINCI FRANCESCO SAVERIO, ALIERA CESAR, COMNENO MAURIZIA ANGELO, BOLLORE' MARIE, CARFAGNA MAURIZIO, -COSTA MAURIZIO, HORTEFEUX VALERIE, MAGISTRETTI ELISABETTA, PECCI ALBERTO, TONONI MASSIMO, VILLA GABRIELE, YOUNG ALEXANDRA, GUGLIELMETTI ROMINA

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO APPOINT DIRECTORS FOR 2018-2020 PERIOD, LIST PRESENTED BY STUDIO LEGALE TREVISAN, REPRESENTING 3.889 PCT OF THE STOCK CAPITAL: BRUNO GIANCARLO, GAMBA ANGELA, LUPOI ALBERTO

Mgmt

Case-By-Case

AGAINST

See Comment

Complicated Vote - Speak to Trading team for insight.

2018 - In Italy multiple "slates" of directors are presented. One slate is presented by Mgmt, the other slate(s) are presented by others. Moerus voted FOR the Mgmt Slate. When selecting "winners" certain board seats are awarded to the top performing opposition slate.

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO DETERMINE DIRECTORS' EMOLUMENT

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO APPOINT INTERNAL AUDITORS AND THEIR CHAIRMAN FOR 2018-2020 PERIOD, LIST PRESENTED BY UNICREDIT S.P.A., REPRESENTING 8.46 PCT OF THE STOCK CAPITAL, EFFECTIVE AUDITORS GUALTIERI LAURA, DI CARLO FRANCESCO, RAGUSA MARIO. ALTERNATES: TROTTER ALESSANDRO, NEGRI BARBARA, -GERLA FRANCESCO

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO APPOINT INTERNAL AUDITORS AND THEIR CHAIRMAN FOR 2018-2020 PERIOD, LIST PRESENTED BY STUDIO LEGALE TREVISAN, REPRESENTING 3.889 PCT OF THE STOCK CAPITAL, EFFECTIVE AUDITORS FREDDI NATALE. ALTERNATES: SARUBBI STEFANO

Mgmt

ABSTAIN

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO DETERMINE INTERNAL AUDITORS' EMOLUMENT

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

STAFF REWARDING POLICIES

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO STATE THE RATIO BETWEEN VARIABLE AND FIXED REMUNERATION, WITH THE MAXIMUM RATIO OF 2:1

Mgmt

FOR

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

POLICIES IN CASE OF CESSATION OF THE OFFICE OR TERMINATION OF THE BUSINESS COLLABORATION

Mgmt

ABSTAIN

MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A.

MB IM

T10584117

Annual; 28-Oct-2017

TO INCREASE THE EXTERNAL AUDITORS EMOLUMENT FOR THE STATUTORY AUDITOR TASK FOR THE 2017-2021 PERIOD

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO DECLARE A FINAL DIVIDEND

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO APPROVE DIRECTORS' FEES FOR THE YEAR ENDED 30 JUNE 2017

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO RE-ELECT MR. KWEK LENG SAN AS A DIRECTOR

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO RE-ELECT MR. VOLKER STOECKEL, WHO HAS SERVED THE COMPANY FOR MORE THAN NINE YEARS, AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO RE-ELECT MR. DAVID MICHAEL NORMAN AS AN INDEPENDENT NON-EXECUTIVE DIRECTOR

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO APPOINT KPMG AS AUDITOR AND AUTHORISE THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO BUY-BACK SHARES OF THE COMPANY

Mgmt

FOR

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO GRANT A GENERAL MANDATE TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SHARES OF THE COMPANY

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO EXTEND THE GENERAL MANDATE GRANTED TO THE DIRECTORS OF THE COMPANY TO ALLOT AND ISSUE SHARES BY ADDING TO IT THE NUMBER OF SHARES BOUGHT BACK BY THE COMPANY

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

GUOCO GROUP LTD, HAMILTON

53 HK

G42098122

Annual; 15-Nov-2017

TO APPROVE THE PROPOSED UPDATE TO THE TERMS OF THE GUOCOLAND LIMITED EXECUTIVES' SHARE OPTION SCHEME 2008 AND THE GUOCOLEISURE LIMITED EXECUTIVES' SHARE OPTION SCHEME 2008

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

ROYAL GOLD, INC.

RGLD

780287108

Annual; 16-Nov-2017

ELECTION OF DIRECTOR: C. KEVIN MCARTHUR

Mgmt

FOR

ROYAL GOLD, INC.

RGLD

780287108

Annual; 16-Nov-2017

ELECTION OF DIRECTOR: CHRISTOPHER M.T. THOMPSON

Mgmt

FOR

ROYAL GOLD, INC.

RGLD

780287108

Annual; 16-Nov-2017

ELECTION OF DIRECTOR: SYBIL E. VEENMAN

Mgmt

FOR

ROYAL GOLD, INC.

RGLD

780287108

Annual; 16-Nov-2017

PROPOSAL TO RATIFY THE APPOINTMENT OF ERNST & YOUNG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS OF THE COMPANY FOR THE FISCAL YEAR ENDING JUNE 30, 2018.

Mgmt

FOR

ROYAL GOLD, INC.

RGLD

780287108

Annual; 16-Nov-2017

PROPOSAL TO APPROVE THE ADVISORY RESOLUTION RELATING TO EXECUTIVE COMPENSATION.

Mgmt

FOR

ROYAL GOLD, INC.

RGLD

780287108

Annual; 16-Nov-2017

PROPOSAL TO APPROVE ON AN ADVISORY BASIS, THE PREFERRED FREQUENCY OF FUTURE VOTES ON EXECUTIVE COMPENSATION.

Mgmt

FOR - One

FOR

See Comment

2018 - Nothing interesting. Moerus voted for proposal 1 as did Management

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO INTEGRATE THE INTERNAL AUDITORS. TO REPLACE AN EFFECTIVE AUDITOR. AS A REPLACEMENT FOR MRS MARIA ENRICA SPINARDI, THE CANDIDATE PRESENTED BY ALLIANZ FINANCE II LUXEMBOURG S.A.R.L: MR GUIDO PAOLUCCI

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO INTEGRATE THE INTERNAL AUDITOR: IN PLACE OF MS. SPINARDI - VOTE FOR THE CANDIDACY OF MS ANTONELLA BIENTINESI PROPOSED BY SHAREHOLDERS ALETTI GESTIELLE SGR, ANIMA SGR, ANTHILIA CAPITAL PARTNERS SGR, ARCA FONDI SGR, EURIZON CAPITAL SGR, EURIZON CAPITAL SA, FIDEURAM ASSET MANAGEMENT (IRELAND), FIDEURAM INVESTIMENTI SGR, INTERFUND SICAV, GENERALI INVESTMENTS EUROPE SGR, GENERALI INVESTMENTS LUXEMBOURG SA, KAIROS PARTNERS SGR, MEDIOLANUM GESTIONE FONDI SGR, MEDIOLANUM INTERNATIONAL FUNDS, UBI PRAMERICA SGR E UBI SICAV

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

PLEASE NOTE THAT THIS IS A SHAREHOLDER PROPOSAL: TO INTEGRATE THE INTERNAL AUDITORS. TO REPLACE AN EFFECTIVE AUDITOR. AS A REPLACEMENT FOR MRS MARIA ENRICA SPINARDI, THE SHAREHOLDER PIERLUIGI CAROLLO SUBMITTED HIS APPLICATION

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO INTEGRATE THE INTERNAL AUDITORS. TO REPLACE AN ALTERNATE AUDITOR. AS A REPLACEMENT FOR MRS ANTONELLA BIENTINESI, THE CANDIDATE PRESENTED BY ALLIANZ FINANCE II LUXEMBOURG S.A.R.L: MRS RAFFAELLA PAGANI

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO INTEGRATE THE INTERNAL AUDITOR: IN PLACE OF MS. BIENTINESI - VOTE FOR THE CANDIDACY OF MS. MYRIAM AMATO PROPOSED BY SHAREHOLDERS ALETTI GESTIELLE SGR, ANIMA SGR, ANTHILIA CAPITAL PARTNERS SGR, ARCA FONDI SGR, EURIZON CAPITAL SGR, EURIZON CAPITAL SA, FIDEURAM ASSET MANAGEMENT (IRELAND), FIDEURAM INVESTIMENTI SGR, INTERFUND SICAV, GENERALI INVESTMENTS EUROPE SGR, GENERALI INVESTMENTS LUXEMBOURG SA, KAIROS PARTNERS SGR, MEDIOLANUM GESTIONE FONDI SGR, MEDIOLANUM INTERNATIONAL FUNDS, UBI PRAMERICA SGR E UBI SICAV

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO EMPOWER THE BOARD OF DIRECTORS TO PRESENT A SLATE OF CANDIDATES TO APPOINT DIRECTORS AND TO INCREASE THE NUMBER OF DIRECTORS APPOINTED FROM THE MINORITY LIST. TO AMEND ART. 20 (NUMBER OF DIRECTORS) AND 24 (MAJORITY OF THE BOARD OF DIRECTORS) OF THE BYLAW. RESOLUTIONS RELATED THERETO

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO ELIMINATE THE LIMIT OF 5 PCT. TO THE EXERCISE OF THE VOTING RIGHT. TO AMEND ART. 5 (STOCK CAPITAL), 15 (VOTING RIGHT) AND 17 (VALIDITY OF THE SHAREHOLDERS' MEETING) OF THE BYLAW. RESOLUTIONS RELATED THERETO

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

MANDATORY CONVERSION OF THE SAVING SHARES INTO ORDINARY SHARES. TO AMEND ART. 5 (STOCK CAPITAL), 7 (SAVING SHARES) AND 32 (NET INCOME ALLOCATION) OF THE BYLAW. RESOLUTIONS RELATED THERETO

Mgmt

FOR

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 04-Dec-2017

TO TRANSFER THE REGISTERED OFFICE FROM ROME TO MILAN. TO AMEND ART. 2 (REGISTERED OFFICE). RESOLUTIONS RELATED THERETO

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 20-Dec-2017

VERIFICATION OF THE QUORUM

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 20-Dec-2017

ELECTION OF THE CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING UNDER THE PARAGRAPH IN ARTICLE 36 OF THE CORPORATE BYLAWS

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 20-Dec-2017

READING AND CONSIDERATION OF THE AGENDA

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 20-Dec-2017

DESIGNATION OF A COMMITTEE THAT IS CHARGED WITH APPROVING THE MINUTES

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 20-Dec-2017

APPROVAL OF A PROPOSAL FOR BYLAWS AMENDMENTS PARAGRAPHS 3, 5 AND 7 OF ARTICLE 47 NUMBERS 6, 21, 22 AND 32 OF ARTICLE 50 LETTERS E AND F OF ARTICLE 52

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 07-Feb-2018

VERIFICATION OF THE QUORUM

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 07-Feb-2018

ELECTION OF THE CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING UNDER THE PARAGRAPH IN ARTICLE 36 OF THE CORPORATE BYLAWS

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 07-Feb-2018

READING AND CONSIDERATION OF THE AGENDA

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 07-Feb-2018

DESIGNATION OF A COMMITTEE CHARGED WITH APPROVING THE MINUTES

Mgmt

FOR

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 07-Feb-2018

ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, AS INDEPENDENT MEMBERS, FOR THE PERIOD FROM FEBRUARY 2018 THROUGH MARCH 2019, UNDER ITEM 2 OF ARTICLE 31 OF THE CORPORATE BYLAWS

Mgmt

ABSTAIN

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 07-Feb-2018

ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS, WHO ARE NOT CLASSIFIED AS INDEPENDENT MEMBERS, FOR THE PERIOD FROM FEBRUARY 2018 THROUGH MARCH 2019, UNDER ITEM 2 OF ARTICLE 31 OF THE CORPORATE BYLAWS

Mgmt

ABSTAIN

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Peter K. Barker

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Mariann Byerwalter

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Charles E. Johnson

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Gregory E. Johnson

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Rupert H. Johnson, Jr.

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Mark C. Pigott

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Chutta Ratnathicam

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Laura Stein

Mgmt

FOR

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Seth H. Waugh

Mgmt

FOR

100

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Election of director: Geoffrey Y. Yang

Mgmt

FOR

101

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2018.

Mgmt

FOR

102

FRANKLIN RESOURCES, INC.

BEN

354613101

Annual; 14-Feb-2018

Stockholder proposal requesting a Board report on lobbying activities and expenditures, if properly presented at the Annual Meeting.

Shareholder

AGAINST

FOR

Moerus did not think this shareholder proposal was in the best interest of Advisory Clients

103

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

APPROVAL OF THE ANNUAL FINANCIAL STATEMENTS OF YEAR 2017, DIRECTORS AND AUDITORS REPORTS AND OF DISTRIBUTION OF PROFITS OF YEAR 2017

Mgmt

FOR

104

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

RELEASE OF MEMBERS OF THE BOARD OF DIRECTORS AND AUDITORS FROM ALL LIABILITY FOR COMPENSATION ARISING FROM YEAR 2017

Mgmt

FOR

105

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

ELECTION OF A CERTIFIED AUDITORS - ACCOUNTANTS FIRM FOR YEAR 2018 AND SETTING OF ITS REMUNERATION

Mgmt

FOR

106

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

APPOINTMENT OF VALUERS FOR YEAR 2018 AND SETTING OF THEIR REMUNERATION

Mgmt

FOR

107

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

APPROVAL OF CONTRACTS AND FEES AS PER ARTICLES 23A AND 24 OF CODIFIED LAW 2190/1920, PREAPPROVAL OF FEES FOR YEAR 2018

Mgmt

ABSTAIN

108

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

GRANTING OF PERMISSION TO ACQUIRE TREASURY SHARES AS PER ARTICLE 16 OF CODIFIED LAW 2190/1920

Mgmt

FOR

109

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

RATIFICATION OF THE ELECTION OF NEW MEMBERS OF THE CURRENT BOD AND THE CURRENT AUDIT COMMITTEE IN REPLACEMENT OF RESIGNED MEMBERS

Mgmt

FOR

110

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

GRANTING OF PERMISSION PURSUANT TO ARTICLE 23 PAR. 1 OF LAW 2190/1920 TO BOD MEMBERS AND EXECUTIVES OF THE COMPANY TO SERVE AS MEMBERS OF THE BOD OR THE MANAGEMENT OF SUBSIDIARY COMPANIES AND COMPANIES IN WHICH THE COMPANY HOLDS OR WILL HOLD SHARES AND WHICH PURSUE IDENTICAL OR SIMILAR OBJECTIVES

Mgmt

FOR

111

GRIVALIA PROPERTIES REAL ESTATE INVESTMENT CO

GRIV GA

X3260A100

Annual; 21-Mar-2018

OTHER ANNOUNCEMENTS

Mgmt

FOR

112

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

QUORUM VERIFICATION

Mgmt

FOR

113

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

APPOINTMENT OF THE PRESIDENT AND SECRETARY OF THE MEETING

Mgmt

FOR

114

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

READING AND APPROVAL OF THE AGENDA

Mgmt

FOR

115

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

APPOINTMENT OF THE COMMISSION FOR APPROVAL OF THE MINUTES

Mgmt

FOR

116

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

APPROVAL OF THE OF THE MANAGEMENT REPORT YEAR 2017 FROM THE BOARD OF DIRECTORS AND THE PRESIDENT OF THE BVC

Mgmt

FOR

117

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

FISCAL REVIEWER'S REPORT

Mgmt

FOR

118

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

APPROVAL OF FINANCIAL STATEMENTS FROM THE 2017 YEAR

Mgmt

FOR

119

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

STUDY AND APPROVAL OF THE DISTRIBUTION OF UTILITIES PROJECT

Mgmt

FOR

120

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

STATUTORY REFORM ARTICLE 7TH

Mgmt

FOR

121

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

CORPORATE INTEGRATION REPORT BVC/DECEVAL AND RESULT OF RESIGNATION OF PREFERENTIAL RIGHT

Mgmt

FOR

122

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

PROPOSITION FOR ALIENATION OF FREE RIGHT

Mgmt

ABSTAIN

123

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Annual; 22-Mar-2018

SHAREHOLDERS PROPOSALS

Mgmt

ABSTAIN

124

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

VERIFICATION OF THE QUORUM

Mgmt

FOR

125

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

READING AND APPROVAL OF THE AGENDA

Mgmt

FOR

126

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

ELECTION OF COMMISSIONERS TO COUNT THE VOTES AND TO REVIEW, APPROVE AND SIGN THE MINUTES OF THE GENERAL MEETING

Mgmt

FOR

127

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

READING OF THE ANNUAL REPORT FROM THE PRESIDENT AND THE BOARD OF DIRECTORS

Mgmt

FOR

128

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

READING OF THE ANNUAL CORPORATE GOVERNANCE REPORT

Mgmt

FOR

129

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

PRESENTATION OF THE SEPARATE AND CONSOLIDATED GENERAL PURPOSE FINANCIAL STATEMENTS WITH A CUTOFF DATE OF DECEMBER 31, 2017

Mgmt

FOR

130

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

READING OF THE OPINION OF THE AUDITOR IN REGARD TO THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS

Mgmt

FOR

131

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

APPROVAL OF THE ANNUAL REPORT FROM THE PRESIDENT AND BOARD OF DIRECTORS AND OF THE ANNUAL CORPORATE GOVERNANCE REPORT

Mgmt

FOR

132

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

APPROVAL OF THE FINANCIAL STATEMENTS

Mgmt

FOR

133

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

ELECTION OF THE AUDITOR FOR THE PERIOD FROM 2018 THROUGH 2020

Mgmt

FOR

134

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

ESTABLISHMENT OF COMPENSATION FOR THE AUDITOR FOR THE PERIOD FROM 2018 THROUGH 2020

Mgmt

FOR

135

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM 2018 THROUGH 2020

Mgmt

FOR

136

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

ESTABLISHMENT OF COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE PERIOD FROM 2018 THROUGH 2020

Mgmt

FOR

137

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

PROPOSALS FROM THE MANAGEMENT A. PROPOSAL FOR THE DISTRIBUTION OF PROFIT. B. PROPOSAL IN REGARD TO DONATIONS. C. PROPOSAL FOR THE AMENDMENT OF THE CORPORATE BYLAWS. D. PROPOSAL FOR THE AMENDMENT OF THE RULES FOR GENERAL MEETINGS OF SHAREHOLDERS

Mgmt

FOR

138

ALMACENES EXITO SA, COLOMBIA

EXITO CB

P3782F107

Annual; 23-Mar-2018

PROPOSALS FROM THE SHAREHOLDERS

Mgmt

ABSTAIN

139

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

VERIFICATION OF THE QUORUM

Mgmt

FOR

140

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

READING AND APPROVAL OF THE AGENDA

Mgmt

FOR

141

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

ELECTION OF THE CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING

Mgmt

FOR

142

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

APPOINTMENT OF A COMMITTEE TO APPROVE THE MINUTES

Mgmt

FOR

143

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

READING OF THE ANNUAL REPORT FROM THE PRESIDENT OF THE COMPANY AND FROM THE CHAIRPERSON OF THE BOARD OF DIRECTORS

Mgmt

FOR

144

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

REPORT FROM THE AUDITOR

Mgmt

FOR

145

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

PRESENTATION, CONSIDERATION AND APPROVAL OF THE 2017 FINANCIAL STATEMENTS

Mgmt

FOR

146

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

APPROVAL OF THE PLAN FOR THE DISTRIBUTION OF PROFIT

Mgmt

FOR

147

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

REPORT ON THE EXXONMOBIL TRANSACTION

Mgmt

FOR

148

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

BYLAWS AMENDMENTS

Mgmt

FOR

149

ORGANIZACION TERPEL SA, BOGOTA

TERPEL CB

P8S28V113

Annual; 23-Mar-2018

PROPOSALS AND VARIOUS

Mgmt

ABSTAIN

150

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

APPROVAL OF THE 2017 FINANCIAL STATEMENTS

Mgmt

FOR

151

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

ALLOCATION OF THE NET PROFIT OF THE YEAR 2017

Mgmt

FOR

152

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

TO STATE THE NUMBER OF BOARD MEMBERS

Mgmt

FOR

153

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

TO APPOINT BOARD OF DIRECTORS: LIST PRESENTED BY UNICREDIT'S BOARD OF DIRECTORS: FABRIZIO SACCOMANNI, PRESIDENTE; JEAN PIERRE MUSTIER, AMMINISTRATORE DELEGATO; MOHAMED HAMAD AL MEHAIRI; LAMBERTO ANDREOTTI; SERGIO BALBINOT; CESARE BISONI; MARTHA DAGMAR BOECKENFELD; ISABELLE DE WISMES; STEFANO MICOSSI; MARIA PIERDICCHI; ANDREA SIRONI; ALEXANDER WOLFGRING; ELENA ZAMBON; ELISABETTA PIZZINI; GIUSEPPE CANNIZZARO

Mgmt

FOR

154

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

TO APPOINT BOARD OF DIRECTORS: LIST PRESENTED BY STUDIO LEGALE TREVISAN AND ASSOCIATI ON BEHALF OF: ABERDEEN ASSET MANAGERS LIMITED MANAGING THE FUNDS: HBOS EUROPEAN FUND, EUROPEAN (EX UK) EQUITY FUND, ABERDEEN EUROPEAN EQUITY ENHANCED INDEX FUND AND ABERDEED CAPITAL TRUST; ALETTI GESTIELLE SGR S.P.A. MANAGING THE FUNDS: GESTIELLE OBIETTIVO ITALIA, GESTIELLE PROFILO CEDOLA 2, GESTIELLE PROFILO CEDOLA 3, GESTIELLE CEDOLA ITALY OPPORTUNITY, GESTIELLE OBIETTIVO EUROPA, GESTIELLE OBIETTIVO INTERNAZIONALE, GESTIELLE ABSOLUTE RETURN, GESTIELLE PROFILO CEDOLA, GESTIELLE CEDOLA MULTIASSET 3, GESTIELLE CEDOLA MULTI TARGET V, GESTIELLE CEDOLA MULTIASSET, GESTIELLE CEDOLA MULTIASSET 2, GESTIELLE CEDOLA DUAL BRAND, GESTIELLE CEDOLA DUAL BRAND EQUITY 30, GESTIELLE PRO ITALIA, GESTIELLE CODLA MULTI TARGET II, GESTIELLE CEDOLA MULTI TARGET IV, GESTIELLE ABSOLUTE RETURN DEFENSIVE AND VOLTERRA ABSOLUTE RETURN, AMUNDI ASSET MANAGEMENT SGR S.P.A. MANAGING THE FUNDS: AMUNDI DIVIDENDO ITALIA, AMUNDI OBIETTIVO RISPARMIO 2022, AMUNDI OBIETTIVO CRESCITA 2022, AMUNDI OBIETTIVO RISPARMIO 2022 DUE, AMUNDI OBIETTIVO CRESCITA 2022 DUE, AMUNDI OBIETTIVO RISPARMIO 2022 TRE AND AMUNDI OBIETTIVO CRESCITA 2022 TRE, ARCA FONDI S.G.R. S.P.A. MAGING THE FUND ARCA AZIONI ITALIA; ANIMA SGR SPA MANAGING THE FUNDS: ANIMA STAR ITALIA ALTO POTENZIALE, ANIMA ITALIA, ANIMA GEO ITALIA, ANIMA SFORZESCO AND ANIMA VISCONTEO, PLANETARIUM FUND ANTHILIA SILVER; ERSEL ASSET MANAGEMENT SGR S.P.A. - FONDERSEL PMI; EURIZON CAPITAL SGR SPA MANAGING THE FUNDS: EURIZON RENDITA, EURIZON AZIONI INTERNAZIONALI, EURIZON AZIONI AREA EURO, EURIZON AZIONI EUROPA, EURIZON AZIONI FINANZA, EURIZON PROGETTO ITALIA 70, EURIZON TOP SELECTION DICEMBRE 2022, EURIZON TOP SELEZTION DICEMBRE 2023, EURIZON AZIONI ITALIA, EURIZON TOP SELECTION MARZO 2023, EURIZON PIR ITALIA AZIONI AND EURIZON PROGETTO ITALIA 40; EURIZON CAPITAL S.A. MANAGING THE FUNDS: EURIZON FUND - TOP EUROPEAN RESEARCH, EURIZON INVESTMENT SICAV - PB EQUITY EUR, EURIZON FUND - EQUITY ITALY, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE, EURIZON FUND - EQUITY ITALY SMART VOLATILITY AND EURIZON FUND - EQUITY ABSOLUTE RETURN; FIDEURAM ASSET MANAGEMENT (IRELAND) - FIDEURAM FUND EQUITY ITALY AND FONDITALIA EQUITY ITALY; FIDEURAM INVESTIMENTI SGR S.P.A. MANAGING THE FUNDS: FIDEURAM ITALIA, PIANO BILANCIATO ITALIA 30, PIANO AZIONI ITALIA AND PIANO BILANCIATO ITALIA 50; INTERFUND SICAV INTERFUND EQUITY ITALY, GENERALI INVESTMENTS LUXEMBOURG SA MANAGING THE FUNDS: GIS AR MULTI STRATEGIES, G. MPSS OPPORTUNITITES PROF, G. MPSS EQUITY PROFILE, GIS SPECIAL SITUATION; GENERALI INVESTMENTS EUROPE S.P.A. MANAGING THE FUNDS: G. SMART FUND PIR EVOLUZIONE ITALIA, G. SMART FUND PIR VALORE ITALIA AND ALLEANZA OBBLIGAZIONARIO; LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; KAIROS PARTNERS SGR S.P.A. IN QUALITY OF MANAGEMENT COMPANY DI KAIROS INTERNATIONAL SICAV - COMPARTI: ITALIA, RISORGIMENTO ITALIA PIR AND TARGET ITALY ALPHA; MEDIOLANUM GESTIONE FONDI SGR S.P.A. MANAGING THE FUND MEDIOLANUM FLESSIBILE SVILUPPO ITALIA, MEDIOLANUM INTERNATIONAL FUNDS - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; UBI SICAV DIVISION: ITALIA EQUITY, EURO EQUITY, EUROPEAN EQUITY AND MULTIASSET EUROPE; UBIPRAMERICA SGR S.P.A. MANAGING THE FUND UBI PRAMERICA MULTIASSET ITALIA AND ZENIT SGR S.P.A. - ZENIT PIANETA IALIA, REPRESENTING 1.6304PCT OF THE STOCK CAPITAL: TONDI FRANCESCA; CARIELLO VINCENZO

Mgmt

Case-By-Case

AGAINST

See Comment

Complicated Vote - Speak to Trading team for insight.

155

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

DETERMINATION OF THE REMUNERATION FOR DIRECTORS

Mgmt

FOR

156

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

2018 GROUP INCENTIVE SYSTEM

Mgmt

FOR

157

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

2018 GROUP COMPENSATION POLICY

Mgmt

FOR

158

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

AMENDMENTS TO THE REGULATIONS GOVERNING GENERAL MEETING

Mgmt

FOR

159

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO RESOLVE TO CARRY OUT A FREE CAPITAL INCREASE FOR A MAXIMUM AMOUNT OF EUR 28,130,961 IN ORDER TO COMPLETE THE EXECUTION OF THE 2017 GROUP INCENTIVE SYSTEM AND OF THE 2017-2019 LTI PLAN AND CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION

Mgmt

FOR

160

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

DELEGATION TO THE BOARD OF DIRECTORS OF THE AUTHORITY TO RESOLVE TO CARRY OUT A FREE CAPITAL INCREASE FOR A MAXIMUM AMOUNT OF EUR 76,597,177 IN EXECUTION OF THE 2018 GROUP INCENTIVE SYSTEM AND CONSEQUENT AMENDMENTS TO THE ARTICLES OF ASSOCIATION

Mgmt

FOR

161

UNICREDIT S.P.A.

UCG IM

T9T23L584

Mix; 12-Apr-2018

AMENDMENTS TO CLAUSES NDECREE 9, 20, 21, 23, 27, 29, 30 AND 34 OF THE ARTICLES OF ASSOCIATION

Mgmt

FOR

162

HUTCHISON PORT HOLDINGS TRUST, SINGAPORE

HPHT SP

Y3780D104

Annual; 13-Apr-2018

ADOPTION OF THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF HPH TRUST FOR THE YEAR ENDED 31 DECEMBER 2017 TOGETHER WITH THE AUDITOR'S REPORT THEREON

Mgmt

FOR

163

HUTCHISON PORT HOLDINGS TRUST, SINGAPORE

HPHT SP

Y3780D104

Annual; 13-Apr-2018

RE-APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF HPH TRUST

Mgmt

FOR

164

HUTCHISON PORT HOLDINGS TRUST, SINGAPORE

HPHT SP

Y3780D104

Annual; 13-Apr-2018

AUTHORITY TO ISSUE NEW UNITS IN HPH TRUST

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

165

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

OPENING OF THE ANNUAL GENERAL MEETING, INCLUDING APPROVAL OF THE NOTICE AND AGENDA

Mgmt

FOR

166

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

ELECTION OF A PERSON TO CO-SIGN THE MINUTES OF MEETING ALONG WITH THE MEETING CHAIR

Mgmt

FOR

167

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

APPROVAL OF THE 2017 ANNUAL ACCOUNTS OF AKER ASA AND GROUP CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS' REPORT, INCLUDING DISTRIBUTION OF DIVIDEND: NOK 18 PER SHARE

Mgmt

FOR

168

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

CONSIDERATION OF THE BOARD OF DIRECTORS' DECLARATION REGARDING STIPULATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT OF THE COMPANY: ADVISORY GUIDELINES

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

169

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

CONSIDERATION OF THE BOARD OF DIRECTORS' DECLARATION REGARDING STIPULATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT OF THE COMPANY: BINDING GUIDELINES

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

170

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

STIPULATION OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE

Mgmt

FOR

171

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

STIPULATION OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE

Mgmt

FOR

172

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: KJELL INGE ROKKE (CHAIRMAN), FINN BERG JACOBSEN (DEPUTY CHAIRMAN), KRISTIN KROHN DEVOLD, KAREN SIMON, ANNE MARIE CANNON

Mgmt

FOR

173

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: KJELL INGE ROKKE (CHAIRMAN), GERHARD HEIBERG, LEIF-ARNE LANGOY

Mgmt

FOR

174

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2017

Mgmt

FOR

175

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DE-MERGERS OR OTHER TRANSACTIONS

Mgmt

FOR

176

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR THE EMPLOYEES

Mgmt

FOR

177

AKER ASA

AKER NO

R0114P108

Annual; 20-Apr-2018

AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR INVESTMENT PURPOSES OR FOR SUBSEQUENT SALE OR DELETION OF SUCH SHARES

Mgmt

FOR

178

ARCOS DORADOS HOLDINGS INC

ARCO

G0457F107

Annual; 24-Apr-2018

Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2017, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2017.

Mgmt

FOR

179

ARCOS DORADOS HOLDINGS INC

ARCO

G0457F107

Annual; 24-Apr-2018

Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2018.

Mgmt

FOR

180

ARCOS DORADOS HOLDINGS INC

ARCO

G0457F107

Annual; 24-Apr-2018

DIRECTOR

Mgmt

FOR

181

ARCOS DORADOS HOLDINGS INC

ARCO

G0457F107

Annual; 24-Apr-2018

DIRECTOR

Mgmt

FOR

182

ARCOS DORADOS HOLDINGS INC

ARCO

G0457F107

Annual; 24-Apr-2018

DIRECTOR

Mgmt

FOR

183

ARCOS DORADOS HOLDINGS INC

ARCO

G0457F107

Annual; 24-Apr-2018

DIRECTOR

Mgmt

FOR

184

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS, DIRECTORS' STATEMENT AND INDEPENDENT AUDITOR'S REPORT THEREON

Mgmt

FOR

185

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO RE-ELECT DIRECTOR RETIRING PURSUANT TO ARTICLE 99 OF THE CONSTITUTION: MS CHEW GEK KHIM

Mgmt

FOR

186

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO RE-ELECT DIRECTOR RETIRING PURSUANT TO ARTICLE 99 OF THE CONSTITUTION: MR CHIA CHEE MING, TIMOTHY

Mgmt

FOR

187

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO RE-ELECT DIRECTOR RETIRING PURSUANT TO ARTICLE 103 OF THE CONSTITUTION: MR TAN CHIAN KHONG

Mgmt

FOR

188

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO RE-ELECT DIRECTOR RETIRING PURSUANT TO ARTICLE 103 OF THE CONSTITUTION: MR CHUA TIAN CHU

Mgmt

FOR

189

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO APPROVE PAYMENT OF DIRECTORS' FEES

Mgmt

FOR

190

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO RE-APPOINT ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR

Mgmt

FOR

191

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

TO AUTHORISE THE DIRECTORS TO ISSUE SHARES PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

192

STRAITS TRADING CO LTD

STRTR SP

Y81708110

Annual; 27-Apr-2018

ANY OTHER BUSINESS

Mgmt

ABSTAIN

193

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

TO APPROVE THE ADMINISTRATORS ACCOUNTS AND APPROVE THE FINANCIAL STATEMENTS REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2017

Mgmt

FOR

194

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

TO APPROVE THE DESTINATION OF THE RESULTS FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2017

Mgmt

FOR

195

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

TO APPROVE THE CAPITAL BUDGET FOR THE SOCIAL EXERCISES OF 2018 AND 2019

Mgmt

FOR

196

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

DEFINITION OF THE NUMBER OF 5 MEMBERS TO COMPOSE THE BOARD OF DIRECTORS

Mgmt

FOR

197

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

DO YOU WISH TO REQUEST THE ADOPTION OF THE CUMULATIVE VOTING PROCESS FOR THE ELECTION OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141 OF LAW 6,404 OF 1976

Mgmt

ABSTAIN

198

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

ELECTION OF MEMBERS TO COMPOSE THE BOARD OF DIRECTORS BY SINGLE SLATE. INDICATION OF ALL NAMES THAT MAKE UP THE GROUP. PRINCIPAL MEMBER, ANTONIO CARLOS AUGUSTO RIBEIRO BONCHRISTIANO PRINCIPAL MEMBER, THIAGO COELHO ROCHA PRINCIPAL MEMBER, RUBENS MARIO MARQUES DE FREITAS INDEPENDENT COUNSELOR, CHARLES LAGANA PUTZ INDEPENDENT COUNSELOR, FABIO DE ARAUJO NOGUEIRA

Mgmt

FOR

199

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

IN THE EVENT THAT ONE OF THE CANDIDATES WHO IS ON THE SLATE CHOSEN CEASES TO BE PART OF THAT SLATE, CAN THE VOTES CORRESPONDING TO YOUR SHARES CONTINUE TO BE CONFERRED ON THE CHOSEN SLATE

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

200

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

IN THE EVENT OF THE ADOPTION OF THE CUMULATIVE VOTING PROCESS, SHOULD THE VOTES CORRESPONDING TO YOUR SHARES BE DISTRIBUTED IN EQUAL PERCENTAGES ACROSS THE MEMBERS OF THE SLATE THAT YOU HAVE CHOSEN. PLEASE NOTE THAT IF INVESTOR CHOOSES FOR, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, IF INVESTOR CHOOSES AGAINST, IT IS MANDATORY TO INFORM THE PERCENTAGES ACCORDING TO WHICH THE VOTES SHOULD BE DISTRIBUTED, OTHERWISE THE ENTIRE VOTE WILL BE REJECTED DUE TO LACK OF INFORMATION, IF INVESTOR CHOOSES ABSTAIN, THE PERCENTAGES DO NOT NEED TO BE PROVIDED, HOWEVER IN CASE CUMULATIVE VOTING IS ADOPTED THE INVESTOR WILL NOT PARTICIPATE ON THIS MATTER OF THE MEETING

Mgmt

ABSTAIN

201

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. ANTONIO CARLOS AUGUSTO RIBEIRO BONCHRISTIANO

Mgmt

ABSTAIN

202

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. THIAGO COELHO ROCHA

Mgmt

ABSTAIN

203

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. RUBENS MARIO MARQUES DE FREITAS

Mgmt

ABSTAIN

204

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. CHARLES LAGANA PUTZ

Mgmt

ABSTAIN

205

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

VISUALIZATION OF ALL THE CANDIDATES THAT COMPOSE THE SLATE TO INDICATE THE PERCENTAGE OF THE VOTES TO BE ATTRIBUTED. SHAREHOLDER HAS REPLIED NO TO THE PREVIOUS QUESTION. FABIO DE ARAUJO NOGUEIRA

Mgmt

ABSTAIN

206

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

DO YOU WISH TO REQUEST THE SEPARATE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS, UNDER THE TERMS OF ARTICLE 141, 4, I OF LAW 6,404 OF 1976

Mgmt

ABSTAIN

207

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

ESTABLISHMENT OF THE COMPENSATION GLOBAL OF THE MANAGERS OF THE COMPANY ACCORDING TO MANAGEMENTS PROPOSAL, PARA O EXERCICIO SOCIAL DE 2018

Mgmt

FOR

208

BR PROPERTIES S.A.

BRPR3 BZ

P1909V120

Annual; 30-Apr-2018

DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,044 OF 1976 (UPDATED)

Mgmt

FOR

209

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: GARY S. GUIDRY

Mgmt

FOR

210

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: PETER J. DEY

Mgmt

FOR

211

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: EVAN HAZELL

Mgmt

FOR

212

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: ROBERT B. HODGINS

Mgmt

FOR

213

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: RONALD W. ROYAL

Mgmt

FOR

214

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: SONDRA SCOTT

Mgmt

FOR

215

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: DAVID P. SMITH

Mgmt

FOR

216

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

ELECTION OF DIRECTOR: BROOKE WADE

Mgmt

FOR

217

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018

Mgmt

FOR

218

GRAN TIERRA ENERGY INC.

GTE CN

38500T101

Annual; 02-May-2018

PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT

Mgmt

FOR

219

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

TO VOTE FOR OR AGAINST FIXING THE NUMBER OF DIRECTORS AT FIVE (5)

Mgmt

FOR

220

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

ELECTION OF DIRECTOR: JAMES D. HILL

Mgmt

FOR

221

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

ELECTION OF DIRECTOR: JAMES B. HOWE

Mgmt

FOR

222

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

ELECTION OF DIRECTOR: MARCEL KESSLER

Mgmt

FOR

223

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

ELECTION OF DIRECTOR: T. JAY COLLINS

Mgmt

FOR

224

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

ELECTION OF DIRECTOR: JUDI HESS

Mgmt

FOR

225

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

APPOINTMENT OF DELOITTE LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

226

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

TO VOTE FOR OR AGAINST A NON-BINDING, ADVISORY ("SAY ON PAY") VOTE TO PASON'S APPROACH TO EXECUTIVE COMPENSATION

Mgmt

FOR

227

PASON SYSTEMS INC

PSI CN

702925108

Mix; 03-May-2018

TO VOTE TO APPROVE THE 2018 STOCK OPTION PLAN

Mgmt

FOR

228

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: ROBERT S. BOSWELL

Mgmt

FOR

229

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: MAUREEN CORMIER JACKSON

Mgmt

FOR

230

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: W. BYRON DUNN

Mgmt

FOR

231

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: J. BLAIR GOERTZEN

Mgmt

FOR

232

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: H. STANLEY MARSHALL

Mgmt

FOR

233

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: KEVIN J. REINHART

Mgmt

FOR

234

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: STEPHEN J. SAVIDANT

Mgmt

FOR

235

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: MICHAEL A. WEILL

Mgmt

FOR

236

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ELECTION OF DIRECTOR: HELEN J. WESLEY

Mgmt

FOR

237

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

APPOINTMENT OF ERNST & YOUNGLLP AS AUDITORSAND AUTHORIZING THE BOARD OF DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

238

ENERFLEX LTD, CALGARY, AB

EFX CN

29269R105

Annual; 04-May-2018

ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR

Mgmt

FOR

239

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RECEIVE THE COMPANY'S ANNUAL REPORT AND ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS

Mgmt

FOR

240

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO DECLARE A FINAL DIVIDEND OF USD 0.11 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2017

Mgmt

FOR

241

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2017

Mgmt

FOR

242

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO ELECT DR NGOZI OKONJO-IWEALA AS A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

243

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT OM BHATT, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

244

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT DR LOUIS CHEUNG, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

245

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT DAVID CONNER, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

246

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT DR BYRON GROTE, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

247

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR

Mgmt

FOR

248

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT DR HAN SEUNG-SOO, KBE, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

249

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT CHRISTINE HODGSON, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

250

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT GAY HUEY EVANS, OBE, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

251

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT NAGUIB KHERAJ, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

252

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT JOSE VINALS, GROUP CHAIRMAN

Mgmt

FOR

253

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT JASMINE WHITBREAD, A NON-EXECUTIVE DIRECTOR

Mgmt

FOR

254

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-ELECT BILL WINTERS, AN EXECUTIVE DIRECTOR

Mgmt

FOR

255

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY FROM THE CONCLUSION OF THE AGM UNTIL THE CONCLUSION OF NEXT YEAR'S AGM

Mgmt

FOR

256

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE REMUNERATION OF THE AUDITOR

Mgmt

FOR

257

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS

Mgmt

FOR

258

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE BOARD TO ALLOT SHARES

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

259

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO EXTEND THE AUTHORITY TO ALLOT SHARES BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 26

Mgmt

FOR

260

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUE OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES

Mgmt

FOR

261

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20

Mgmt

FOR

262

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

IN ADDITION TO RESOLUTION 23, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS

Mgmt

FOR

263

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTIONS 23 AND 24 AND IF RESOLUTION 22 IS PASSED

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

264

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES

Mgmt

FOR

265

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES

Mgmt

FOR

266

STANDARD CHARTERED PLC

STAN LN

G84228157

Annual; 09-May-2018

THAT A GENERAL MEETING OTHER THAN AN AGM MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE

Mgmt

FOR

267

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITORS FOR THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE AUDITOR'S REMUNERATION

Mgmt

FOR

268

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

TO FIX THE NUMBER OF MEMBERS OF THE BOARD OF DIRECTORS TO BE ELECTED AT THE MEETING AT NINE (9)

Mgmt

FOR

269

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : GORDON J. CLANACHAN

Mgmt

FOR

270

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : ROSS A. GRIEVE

Mgmt

FOR

271

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : ANDREW J. MELTON

Mgmt

FOR

272

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : KATHLEEN M. MELTON

Mgmt

FOR

273

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : TIMOTHY C. MELTON

Mgmt

FOR

274

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : ERIC P. NEWELL

Mgmt

FOR

275

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : CATHERINE M. ROOZEN

Mgmt

FOR

276

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : ALLAN E. SCOTT

Mgmt

FOR

277

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

ELECTION OF DIRECTOR : RALPH B. YOUNG

Mgmt

FOR

278

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

TO APPROVE THE AMENDMENTS IN ACCORDANCE WITH THE APPLICABLE MOTION SET FORTH IN THE COMPANY'S CIRCULAR DATED MARCH 7, 2018

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

279

MELCOR DEVELOPMENTS LTD, EDMONTON

MRD CN

585467103

Mix; 10-May-2018

TO APPROVE THE RESTRICTED SHARE UNIT PLAN IN ACCORDANCE WITH THE APPLICABLE MOTION SET FORTH IN THE COMPANY'S CIRCULAR DATED MARCH 7, 2018

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

280

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: DONALD K. CHARTER

Mgmt

FOR

281

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: PAUL K. CONIBEAR

Mgmt

FOR

282

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: JOHN H. CRAIG

Mgmt

FOR

283

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: PETER C. JONES

Mgmt

FOR

284

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: LUKAS H. LUNDIN

Mgmt

FOR

285

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: DALE C. PENIUK

Mgmt

FOR

286

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: WILLIAM A. RAND

Mgmt

FOR

287

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN

Mgmt

FOR

288

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, LICENSED PUBLIC ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

289

LUNDIN MINING CORPORATION

LUN CN

550372106

Annual; 11-May-2018

CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING, WITH OR WITHOUT VARIATION, AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR

Mgmt

FOR

290

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

291

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

292

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

293

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

294

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

295

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

296

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

297

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

298

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

DIRECTOR

Mgmt

FOR

299

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

In respect of the appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2018 and to authorize the directors to fix the auditors' remuneration;

Mgmt

FOR

300

WHEATON PRECIOUS METALS CORP.

WPM

962879102

Annual; 11-May-2018

A non-binding advisory resolution on the Company's approach to executive compensation.

Mgmt

FOR

301

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: IAN BRUCE

Mgmt

FOR

302

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: DANIEL CAMUS

Mgmt

FOR

303

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: JOHN CLAPPISON

Mgmt

FOR

304

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: DONALD DERANGER

Mgmt

FOR

305

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: CATHERINE GIGNAC

Mgmt

FOR

306

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: TIM GITZEL

Mgmt

FOR

307

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: JIM GOWANS

Mgmt

FOR

308

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: KATHRYN JACKSON

Mgmt

FOR

309

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: DON KAYNE

Mgmt

FOR

310

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

ELECT THE DIRECTOR: ANNE MCLELLAN

Mgmt

FOR

311

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

APPOINT KPMG LLP AS AUDITORS

Mgmt

FOR

312

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2018 ANNUAL MEETING OF SHAREHOLDERS

Mgmt

FOR

313

CAMECO CORPORATION

CCO CN

13321L108

Annual; 16-May-2018

PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO "AGAINST" WILL BE TREATED AS NOT MARKED

Shareholder

ABSTAIN

Moerus thought this shareholder proposal was not in the best interest of Advisory Clients

314

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RECEIVE THE ACCOUNTS AND REPORTS OF THE DIRECTORS AND THE AUDITOR FOR THE YEAR ENDED 31 DECEMBER 2017

Mgmt

FOR

315

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2017

Mgmt

FOR

316

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2017 OF 1.00 US CENT PER ORDINARY SHARE

Mgmt

FOR

317

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT MIKE ALLEN AS A DIRECTOR

Mgmt

FOR

318

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT SIMON BODDIE AS A DIRECTOR

Mgmt

FOR

319

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT NICHOLAS BULL AS A DIRECTOR

Mgmt

FOR

320

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT MIKE CLASPER AS A DIRECTOR

Mgmt

FOR

321

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT DAVID GOSNELL AS A DIRECTOR

Mgmt

FOR

322

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT FRAN PHILIP AS A DIRECTOR

Mgmt

FOR

323

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT ALAN ROSLING AS A DIRECTOR

Mgmt

FOR

324

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-ELECT RAJIV SHARMA AS A DIRECTOR

Mgmt

FOR

325

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO ELECT ANNE FAHY AS A DIRECTOR

Mgmt

FOR

326

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO ELECT HONGYAN ECHO LU AS A DIRECTOR

Mgmt

FOR

327

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO RE-APPOINT DELOITTE LLP AS AUDITOR

Mgmt

FOR

328

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO AUTHORISE THE DIRECTORS TO FIX THE REMUNERATION OF THE AUDITOR

Mgmt

FOR

329

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO AUTHORISE THE DIRECTORS GENERALLY TO ALLOT RELEVANT SECURITIES

Mgmt

FOR

330

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO DISAPPLY PRE-EMPTION PROVISIONS

Mgmt

FOR

331

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

TO AUTHORISE THE COMPANY GENERALLY TO PURCHASE ITS OWN SHARES

Mgmt

FOR

332

COATS GROUP PLC, UXBRIDGE

COA LN

G4205Y269

Annual; 16-May-2018

THAT A GENERAL MEETING, OTHER THAN AN AGM OF THE COMPANY, MAY BE CALLED ON NOT LESS THAN 14 CLEAR DAYS' NOTICE

Mgmt

FOR

333

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Mitchell P. Rales

Mgmt

FOR

334

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Matthew L. Trerotola

Mgmt

FOR

335

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Patrick W. Allender

Mgmt

FOR

336

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Thomas S. Gayner

Mgmt

FOR

337

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Rhonda L. Jordan

Mgmt

FOR

338

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: A. Clayton Perfall

Mgmt

FOR

339

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Didier Teirlinck

Mgmt

FOR

340

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Rajiv Vinnakota

Mgmt

FOR

341

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

Election of Director: Sharon Wienbar

Mgmt

FOR

342

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018.

Mgmt

FOR

343

COLFAX CORPORATION

CFX

194014106

Annual; 17-May-2018

To approve, on a non-binding advisory basis, the compensation of our named executive officers.

Mgmt

FOR

344

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

ELECTION OF DIRECTOR: STEPHEN R. COLE

Mgmt

FOR

345

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

ELECTION OF DIRECTOR: IAN W. DELANEY

Mgmt

FOR

346

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

ELECTION OF DIRECTOR: JOHN W. GILDNER

Mgmt

FOR

347

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

ELECTION OF DIRECTOR: J. CAMERON MACDONALD

Mgmt

FOR

348

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

ELECTION OF DIRECTOR: BRUCE V. WALTER

Mgmt

FOR

349

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

TO RE-APPOINT DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION (THE "AUDIT COMMITTEE") TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT

Mgmt

FOR

350

WESTAIM CORP

WED CN

956909303

Mix; 17-May-2018

TO CONSIDER A RESOLUTION (THE "OPTION PLAN RESOLUTION") TO CONFIRM AND APPROVE THE AMENDED AND RESTATED 10% ROLLING INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, AS REQUIRED BY THE TSX VENTURE EXCHANGE ON AN ANNUAL BASIS

Mgmt

FOR

351

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Approve our name change to Jefferies Financial Group Inc.

Mgmt

FOR

352

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Linda L. Adamany

Mgmt

FOR

353

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Robert D. Beyer

Mgmt

FOR

354

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Francisco L. Borges

Mgmt

FOR

355

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: W. Patrick Campbell

Mgmt

FOR

356

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Brian P. Friedman

Mgmt

FOR

357

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Richard B. Handler

Mgmt

FOR

358

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Robert E. Joyal

Mgmt

FOR

359

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Jeffrey C. Keil

Mgmt

FOR

360

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Michael T. O'Kane

Mgmt

FOR

361

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Stuart H. Reese

Mgmt

FOR

362

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Election of Director: Joseph S. Steinberg

Mgmt

FOR

363

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Approve named executive officer compensation on an advisory basis.

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

364

LEUCADIA NATIONAL CORPORATION

LUK

527288104

Annual; 23-May-2018

Ratify Deloitte & Touche LLP as independent auditors for the year-ended December 31, 2018.

Mgmt

FOR

365

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

SUBMISSION AND APPROVAL OF THE ANNUAL FINANCIAL REPORT FOR THE SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017) WHICH INCLUDES THE ANNUAL FINANCIAL STATEMENTS FOR THE SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017) TOGETHER WITH THE RELEVANT REPORTS AND DECLARATIONS BY THE BOARD OF DIRECTORS AND THE AUDITORS

Mgmt

FOR

366

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

APPROVE THE ALLOCATION OF PROFITS FOR THE SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017), AND THE DISTRIBUTION OF DIVIDEND

Mgmt

FOR

367

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS AND THE CHARTERED AUDITORS FROM ALL LIABILITY FOR DAMAGES FOR THE ANNUAL FINANCIAL STATEMENTS AND THE MANAGEMENT OF THE SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017), AND APPROVE THE MANAGEMENT AND REPRESENTATION OF THE BOARD OF DIRECTORS OF THE COMPANY

Mgmt

FOR

368

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

APPROVE THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE SEVENTEENTH (17TH) FISCAL YEAR (01.01.2017 - 31.12.2017), IN ACCORDANCE WITH ARTICLE 24, SECTION2 OF CODIFIED LAW 2190/1920, AS IT APPLIES

Mgmt

FOR

369

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

PRE-APPROVE THE COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR THE EIGHTEENTH (18TH) FISCAL YEAR (01.01.2018 - 31.12.2018)

Mgmt

FOR

370

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

APPOINT THE REGULAR AND SUBSTITUTE CHARTERED AUDITORS FOR THE EIGHTEENTH (18TH) FISCAL YEAR (01.01.2018 - 31.12.2018), AND APPROVE THEIR REMUNERATION

Mgmt

FOR

371

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

ANNOUNCE THE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS TO REPLACE A MEMBER THAT RESIGNED

Mgmt

ABSTAIN

372

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

GRANT PERMISSION TO MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AS WELL AS TO EXECUTIVES OF THE COMPANY, IN ACCORDANCE WITH ARTICLE 23 SECTION1 OF CODIFIED LAW 2190/1920, TO PARTICIPATE IN THE BOARDS OF DIRECTORS OR AS EXECUTIVES IN COMPANIES OF THE GROUP AND ASSOCIATED WITH IT COMPANIES

Mgmt

FOR

373

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

REDUCE THE SHARE CAPITAL BY EUR9,089,850.00, THROUGH A REDUCTION IN THE PAR VALUE OF EACH SHARE BY EUR0.15 AND PAYMENT OF THIS AMOUNT TO SHAREHOLDERS, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL

Mgmt

FOR

374

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 30-May-2018

REDUCE THE SHARE CAPITAL BY EUR173,190.00 BY REDUCING THE NUMBER OF SHARES OUTSTANDING FROM 60,599,000 TO 60,348,000 COMMON REGISTERED SHARES, DUE TO THE CANCELLATION OF 251,000 SHARES IN TREASURY STOCK, IN ACCORDANCE WITH ARTICLE 16 OF CODIFIED LAW 2190/1920, AS IT APPLIES, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL

Mgmt

FOR

375

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

VERIFICATION OF THE QUORUM

Mgmt

FOR

376

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING UNDER THE PARAGRAPH IN ARTICLE 36 OF THE CORPORATE BYLAWS

Mgmt

FOR

377

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

READING AND CONSIDERATION OF THE AGENDA

Mgmt

FOR

378

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

DESIGNATION OF A COMMITTEE THAT IS CHARGED WITH APPROVING THE MINUTES, AND OF A COMMITTEE FOR ELECTIONS AND TO COUNT THE VOTES

Mgmt

FOR

379

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

ACCEPTANCE OF THE RESIGNATION OF A MEMBER OF THE BOARD OF DIRECTORS

Mgmt

FOR

380

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

ELECTION, UNANIMOUSLY, OF A MEMBER WHO IS NOT AN INDEPENDENT MEMBER OF THE BOARD OF DIRECTORS TO FILL THE VACANCY FOR THE PERIOD FROM JUNE 2018 THROUGH MARCH 2019, UNDER ARTICLE 197 OF THE COMMERCIAL CODE

Mgmt

FOR

381

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

ALTERNATIVE PROPOSAL NUMBER 1, IN THE EVENT THAT THE RESOLUTION UNDER ITEM VI IS NOT PASSED UNANIMOUSLY BY THOSE IN ATTENDANCE, THE ELECTION OF MEMBERS WHO ARE NOT INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM JUNE 2018 THROUGH MARCH 2019

Mgmt

FOR

382

BOLSA DE VALORES DE COLOMBIA

BVC CB

P17326102

Special; 31-May-2018

ALTERNATIVE PROPOSAL NUMBER 2, IN THE EVENT THAT THE RESOLUTION UNDER ITEM VI IS NOT PASSED UNANIMOUSLY BY THOSE IN ATTENDANCE, THE ELECTION OF MEMBERS WHO ARE INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM JUNE 2018 THROUGH MARCH 2019

Mgmt

FOR

383

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2017

Mgmt

FOR

384

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO PAY OUT DIVIDEND: EUR 1.04 PER ORDINARY SHARE

Mgmt

FOR

385

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2017

Mgmt

FOR

386

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2017

Mgmt

FOR

387

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO REAPPOINT HEIJO HAUSER AS MEMBER OF THE SUPERVISORY BOARD

Mgmt

FOR

388

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO REAPPOINT HANS SCHOEN AS MEMBER OF THE SUPERVISORY BOARD

Mgmt

FOR

389

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO APPOINT DAVID COLE AS MEMBER OF THE SUPERVISORY BOARD

Mgmt

FOR

390

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE ON THE ISSUANCE OF ORDINARY SHARES AND TO RESOLVE ON THE GRANTING OF RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES

Mgmt

FOR

391

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS OF SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

392

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL

Mgmt

FOR

393

NN GROUP N.V.

NN NA

N64038107

Annual; 31-May-2018

PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY

Mgmt

FOR

394

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: CARMEL DANIELE

Mgmt

FOR

395

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: IAN W. GIBBS

Mgmt

FOR

396

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: CHANTAL GOSSELIN

Mgmt

FOR

397

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: ASHLEY HEPPENSTALL

Mgmt

FOR

398

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: RON F. HOCHSTEIN

Mgmt

ABSTAIN

399

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: CRAIG JONES

Mgmt

ABSTAIN

400

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: LUKAS H. LUNDIN

Mgmt

ABSTAIN

401

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: PAUL MCRAE

Mgmt

FOR

402

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: MICHAEL NOSSAL

Mgmt

ABSTAIN

403

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

ELECTION OF DIRECTOR: ISTVAN ZOLLEI

Mgmt

ABSTAIN

404

LUNDIN GOLD INC, VANCOUVER, BC

LUG CN

550371108

Annual; 01-Jun-2018

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

405

HRG GROUP, INC.

HRG

40434J100

Annual; 12-Jun-2018

DIRECTOR

Mgmt

FOR

406

HRG GROUP, INC.

HRG

40434J100

Annual; 12-Jun-2018

DIRECTOR

Mgmt

FOR

407

HRG GROUP, INC.

HRG

40434J100

Annual; 12-Jun-2018

To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for our fiscal year ending September 30, 2018.

Mgmt

FOR

408

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 13-Jun-2018

REDUCE THE SHARE CAPITAL BY EUR9,089,850.00, THROUGH A REDUCTION IN THE PAR VALUE OF EACH SHARE BY EUR0.15 AND PAYMENT OF THIS AMOUNT TO SHAREHOLDERS, AND AMEND ART 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE.SHARE CAPITAL

Mgmt

FOR

409

HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A.

EXAE GA

X3247C104

Annual; 13-Jun-2018

REDUCE THE SHARE CAPITAL BY EUR173,190.00 BY REDUCING THE NUMBER OF SHS OUTSTANDING FROM 60,599,000 TO 60,348,000 COMMON REGISTERED SHS, DUE TO THE CANCELLATION OF 251,000 SHS IN TREASURY STOCK, IN ACCORDANCE WITH ART 16 OF CL 2190.1920,AS IT APPLIES, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL

Mgmt

FOR

410

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Amend Articles to: Establish the Articles to Allow Institutional Investors that Own Shares in the Name of a Trust Bank and do not Own Shares in their Own Name to Attend a Shareholders Meeting and Exercise Voting Rights as a Proxy

Mgmt

FOR

411

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director Kudo, Hideyuki

Mgmt

FOR

412

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director Kozano, Yoshiaki

Mgmt

FOR

413

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director J. Christopher Flowers

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

414

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director Ernest M. Higa

Mgmt

FOR

415

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director Kani, Shigeru

Mgmt

FOR

416

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director Makihara, Jun

Mgmt

FOR

417

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Director Tomimura, Ryuichi

Mgmt

FOR

418

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Corporate Auditor Konno, Shiho

Mgmt

FOR

419

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Appoint a Substitute Corporate Auditor Yasuda, Makiko

Mgmt

FOR

420

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Approve Details of the Restricted-Share Compensation Plan to be received by Directors except Outside Directors

Mgmt

FOR

421

SHINSEI BANK,LIMITED

8303 JP

J7385L129

Annual; 20-Jun-2018

Shareholder Proposal: Approve Adoption of the Restricted-Share Compensation Plan to be received by Directors

Shareholder

FOR

AGAINST

Moerus thought this shareholder proposal was in the best interest of Advisory Clients

422

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: JOHN BURZYNSKI

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

423

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: JOSE VIZQUERRA

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

424

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: SEAN ROOSEN

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

425

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: ROBERT WARES

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

426

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: PATRICK F.N. ANDERSON

Mgmt

FOR

427

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: KEITH MCKAY

Mgmt

FOR

428

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: AMY SATOV

Mgmt

FOR

429

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: MURRAY JOHN

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

430

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: DAVID CHRISTIE

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

431

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

ELECTION OF DIRECTOR: BERNARDO ALVAREZ CALDERON

Mgmt

FOR

432

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION

Mgmt

FOR

433

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

TO CONSIDER AND, IF DEEMED APPROPRIATE, TO PASS WITH OR WITHOUT VARIATION, A NEW GENERAL BY-LAW NO. 1 FOR THE CORPORATION, AS MORE PARTICULARLY DESCRIBED IN THE ACCOMPANYING MANAGEMENT INFORMATION CIRCULAR

Mgmt

FOR

434

OSISKO MINING INC.

OSK CN

688281104

Mix; 29-Jun-2018

TO CONSIDER AND, IF DEEMED ADVISABLE, TO PASS A RESOLUTION, WITH OR WITHOUT VARIATION, RATIFYING AND APPROVING THE STOCK OPTION PLAN OF THE CORPORATION AND THE UNALLOCATED RIGHTS, OPTIONS AND OTHER ENTITLEMENTS THEREUNDER

Mgmt

AGAINST

Moerus did not believe this proposal was in the best interest of our shareholders

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Northern Lights Fund Trust IV

By (Signature and Title) /s/ Jennifer Farrell

Jennifer Farrell

Secretary of the Trust

Date: August 29, 2018

Northern Lights Fund Trust IV N-PXAnnual report of proxy voting record