Northern Lights Fund Trust IV N-PX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811- 23066

Northern Lights Fund Trust IV

(Exact name of registrant as specified in charter)

225 Pictoria Drive, Suite 450

Cincinnati, OH 45246

(Address of principal executive offices) (Zip code)

Jennifer Farrell

Gemini Fund Services, LLC

80 Arkay Drive

Hauppauge, New York 11788

(Name and address of agent for service)

Registrant's telephone number, including area code: (631) 470-2600

Date of fiscal year end: May 31, August 31, November 30

Date of reporting period: July 1, 2018 - June 30, 2019

ITEM 1. PROXY VOTING RECORD:

Appended hereto as Exhibits 1 through 25 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2019 with respect to which the Registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the Registrant cast its vote on the matter;

(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the Registrant cast its vote for or against management.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Credit Strategies Fund									Item 1, Exhibit 1
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	No proxies voted. The Fund did not receive any proxies for period July 1, 2018 to June 30, 2019.
2
3
4
5

Registrant:NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Equity Strategies Fund									Item 1, Exhibit 2
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	No proxies voted. The Fund did not receive any proxies for period July 1, 2018 to June 30, 2019.
2
3
4
5

Registrant:NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Municipal Strategies Fund										Item 1, Exhibit 3
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	Nuveen	NAC	67066Y105	ANNUAL, 11/13/2018	1A	A Vote for Election of the following Nominees :	Directors	Y	For	For
					01	Margo L. Cook
					02	Jack B Evans
					03	Albin F Moschner
2	Nuveen	NKX	670651108	ANNUAL, 11/13/2018	1	A Vote for Election of the following Nominees :	Directors	Y	For	For
3					01	Margo L. Cook
4					02	Jack B Evans
5					03	Albin F Moschner
6
7	Pimco	PCK	72200M108	ANNUAL, 12/19/2018	1	A Vote for Election of the following Nominees :	Directors	Y	For	For
8					01	Alan Rappaport
9					02	John C Maney
10	Pimco	PCQ	72200N106	ANNUAL, 12/19/2018	1	A Vote for Election of the following Nominees :	Directors	Y	For	For
11					01	Alan Rappaport
12					02	John C Maney
13	Pimco	PZC	72201C109	ANNUAL, 12/19/2018	1	A Vote for Election of the following Nominees :	Directors	Y	For	For
14					01	Hans W Kertess
15					02	John C Maney
16

Registrant:NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Global Strategies Fund									Item 1, Exhibit 4
Investment Company Act file number: 811-23066
Reporting Period:January 15, 2019 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	No proxies voted. The Fund did not receive any proxies for period January 15, 2019 to June 30, 2019.
2
3
4
5

Registrant:NORTHERN LIGHTS FUND TRUST IV - Anchor Tactical Real Estate Fund									Item 1, Exhibit 5
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through November 7, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	No proxies voted. The Fund did not receive any proxies for period July 1, 2018 to November 7, 2019.
2
3
4
5

Registrant:NORTHERN LIGHTS FUND TRUST IV - FormulaFolios Hedged Growth ETF									Item 1, Exhibit 6
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The FormulaFolios Hedged Growth ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - FormulaFolios Smart Growth ETF									Item 1, Exhibit 7
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The FormulaFolios Smart Growth ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - FormulaFolios Tactical Growth ETF									Item 1, Exhibit 8
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The FormulaFolios Tactical Growth ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - FormulaFolios Tactical Income ETF									Item 1, Exhibit 9
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The FormulaFolios Tactical Income ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Inspire 100 ETF

Item 1, Exhibit 10

Investment Company Act file number: 811-23066

Reporting Period:July 1, 2018 through June 30, 2019

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS

Company Name

Primary Ticker Symbol

Security ID

ISIN

Meeting Date

Meeting Type

Proposal Number

Proposal Short Text

Proposal Long Text

Director Name

Committee Name

For/Against Recommended Vote

Most Advanced Vote Status

Vote

Account Name

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: Dennis Segers

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: Raman Chitkara

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: Saar Gillai

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Ronald S. Jankov

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: Mary Louise Krakauer

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: Thomas H. Lee

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: J. Michael Patterson

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Victor Peng

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

9

Election of Directors (Majority Voting)

Election of Director: Albert A. Pimentel

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

10

Election of Directors (Majority Voting)

Election of Director: Marshall C. Turner

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

11

Election of Directors (Majority Voting)

Election of Director: Elizabeth W. Vanderslice

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

12

Amend Employee Stock Purchase Plan

Amendment to Company's 1990 Employee Qualified Stock Purchase Plan to increase the shares reserved for issuance by 3,000,000.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

13

Amend Stock Compensation Plan

Amendment to Company's 2007 Equity Incentive Plan to increase shares reserved for issuance thereunder by 3,000,000 shares.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

14

14A Executive Compensation

Proposal to approve, on an advisory basis, the compensation of the Company's named executive officers.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

XILINX, INC.

XLNX

983919101

US9839191015

01-Aug-2018

Annual

15

Ratify Appointment of Independent Auditors

Proposal to ratify the appointment of Ernst & Young LLP as the Company's external auditors for fiscal 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

EXPRESS SCRIPTS HOLDING COMPANY

ESRX

30219G108

US30219G1085

24-Aug-2018

Special

1

Approve Merger Agreement

A proposal to adopt the Agreement and Plan of Merger, dated as of March 8, 2018, as amended by Amendment No. 1, dated as of June 27, 2018, and as it may be further amended from time to time (the "Merger Agreement"), by and among Cigna Corporation, Express Scripts Holding Company ("Express Scripts"), Halfmoon Parent, Inc., Halfmoon I, Inc. and Halfmoon II, Inc.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

EXPRESS SCRIPTS HOLDING COMPANY

ESRX

30219G108

US30219G1085

24-Aug-2018

Special

2

Approve Motion to Adjourn Meeting

A proposal to approve the adjournment of the Express Scripts special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the proposal to adopt the Merger Agreement.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

EXPRESS SCRIPTS HOLDING COMPANY

ESRX

30219G108

US30219G1085

24-Aug-2018

Special

3

14A Extraordinary Transaction Executive Compensation

A proposal to approve, by a non-binding advisory vote, certain compensation arrangements that may be paid or become payable to Express Scripts' named executive officers in connection with the mergers contemplated by the Merger Agreement.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: T. Michael Nevens

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: Gerald Held

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: Kathryn M. Hill

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Deborah L. Kerr

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: George Kurian

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: Scott F. Schenkel

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: George T. Shaheen

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Richard P. Wallace

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

9

Amend Stock Option Plan

To approve an amendment to NetApp's Amended and Restated 1999 Stock Option Plan to increase the share reserve by an additional 9,000,000 shares of common stock.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

10

Amend Employee Stock Purchase Plan

To approve an amendment to NetApp's Employee Stock Purchase Plan to increase the share reserve by an additional 2,000,000 shares of common stock.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

11

14A Executive Compensation

To hold an advisory vote to approve Named Executive Officer compensation.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

12

Ratify Appointment of Independent Auditors

To ratify the appointment of Deloitte & Touche LLP as NetApp's independent registered public accounting firm for the fiscal year ending April 26, 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

NETAPP, INC

NTAP

64110D104

US64110D1046

13-Sep-2018

Annual

13

Approve Charter Amendment

To ratify the stockholder special meeting provisions in NetApp's bylaws.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

1

Election of Directors (Majority Voting)

Election of director: B. Thomas Golisano

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

2

Election of Directors (Majority Voting)

Election of director: Thomas F. Bonadio

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

3

Election of Directors (Majority Voting)

Election of director: Joseph G. Doody

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

4

Election of Directors (Majority Voting)

Election of director: David J.S. Flaschen

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

5

Election of Directors (Majority Voting)

Election of director: Pamela A. Joseph

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

6

Election of Directors (Majority Voting)

Election of director: Martin Mucci

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

7

Election of Directors (Majority Voting)

Election of director: Joseph M. Tucci

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

8

Election of Directors (Majority Voting)

Election of director: Joseph M. Velli

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

9

Election of Directors (Majority Voting)

Election of director: Kara Wilson

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

10

14A Executive Compensation

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PAYCHEX, INC.

PAYX

704326107

US7043261079

11-Oct-2018

Annual

11

Ratify Appointment of Independent Auditors

RATIFICATION OF SELECTION OF PRICEWATERHOUSECOOPERS LLP TO SERVE AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

1

Election of Directors (Majority Voting)

Election of director: Lee C. Banks

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

2

Election of Directors (Majority Voting)

Election of director: Robert G. Bohn

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

3

Election of Directors (Majority Voting)

Election of director: Linda S. Harty

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

4

Election of Directors (Majority Voting)

Election of director: Kevin A. Lobo

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

5

Election of Directors (Majority Voting)

Election of director: Candy M. Obourn

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

6

Election of Directors (Majority Voting)

Election of director: Joseph Scaminace

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

7

Election of Directors (Majority Voting)

Election of director: Ake Svensson

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

8

Election of Directors (Majority Voting)

Election of director: James R. Verrier

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

9

Election of Directors (Majority Voting)

Election of director: James L. Wainscott

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

10

Election of Directors (Majority Voting)

Election of director: Thomas L. Williams

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

11

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending June 30, 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

12

14A Executive Compensation

Approval of, on a non-binding, advisory basis, the compensation of our Named Executive Officers.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

13

Miscellaneous Corporate Actions

Approval of an amendment to our Code of Regulations to permit proxy access.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PARKER-HANNIFIN CORPORATION

PH

701094104

US7010941042

24-Oct-2018

Annual

14

Miscellaneous Corporate Actions

Amendment to our Code of Regulations to allow the Board to amend our Code of Regulations to the extent permitted by Ohio law.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: James F. Albaugh

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: Sallie B. Bailey

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: William M. Brown

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Peter W. Chiarelli

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: Thomas A. Dattilo

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: Roger B. Fradin

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: Lewis Hay III

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Vyomesh I. Joshi

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

9

Election of Directors (Majority Voting)

Election of Director: Leslie F. Kenne

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

10

Election of Directors (Majority Voting)

Election of Director: Gregory T. Swienton

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

11

Election of Directors (Majority Voting)

Election of Director: Hansel E. Tookes II

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

12

14A Executive Compensation

Advisory Vote to Approve the Compensation of Named Executive Officers as Disclosed in the Proxy Statement.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

26-Oct-2018

Annual

13

Ratify Appointment of Independent Auditors

Ratification of Appointment of Ernst & Young LLP as Independent Registered Public Accounting Firm for Fiscal Year 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: William D. Mosley

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: Stephen J. Luczo

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: Mark W. Adams

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Judy Bruner

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: Michael R. Cannon

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: William T. Coleman

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: Jay L. Geldmacher

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Dylan Haggart

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

9

Election of Directors (Majority Voting)

Election of Director: Stephanie Tilenius

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

10

Election of Directors (Majority Voting)

Election of Director: Edward J. Zander

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

11

14A Executive Compensation

Approve, in an advisory, non-binding vote, the compensation of the Company's named executive officers ("Say-on-Pay").

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

12

Ratify Appointment of Independent Auditors

Ratify, in a non-binding vote, the appointment of Ernst & Young LLP as the independent auditors of the Company and to authorize, in a binding vote, the Audit Committee of the Company's Board of Directors to set the auditors' remuneration.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

13

Allot Securities

Grant the Board the authority to allot and issue shares under Irish law.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

14

Eliminate Pre-Emptive Rights

Grant the Board the authority to opt-out of statutory pre-emption rights under Irish law.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

30-Oct-2018

Annual

15

Miscellaneous Corporate Actions

Determine the price range at which the Company can re-allot shares that it acquires as treasury shares under Irish law.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: Gerald S. Adolph

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: John F. Barrett

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: Melanie W. Barstad

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Robert E. Coletti

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: Scott D. Farmer

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: James J. Johnson

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: Joseph Scaminace

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Ronald W. Tysoe

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

9

14A Executive Compensation

To approve, on an advisory basis, named executive officer compensation.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

CINTAS CORPORATION

CTAS

172908105

US1729081059

30-Oct-2018

Annual

10

Ratify Appointment of Independent Auditors

To ratify Ernst & Young LLP as our independent registered public accounting firm for fiscal year 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: Martin I. Cole

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: Kathleen A. Cote

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: Henry T. DeNero

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Tunc Doluca

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: Michael D. Lambert

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: Len J. Lauer

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: Matthew E. Massengill

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Stephen D. Milligan

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

9

Election of Directors (Majority Voting)

Election of Director: Paula A. Price

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

10

14A Executive Compensation

To approve on an advisory basis the named executive officer compensation disclosed in the Proxy Statement.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

11

Amend Stock Compensation Plan

To approve an amendment and restatement of our 2017 Performance Incentive Plan that would, among other things, increase by 6,000,000 the number of shares of our common stock available for issuance under the plan.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

12

Amend Employee Stock Purchase Plan

To approve an amendment and restatement of our 2005 Employee Stock Purchase Plan that would, among other things, increase by 10,000,000 the number of shares of our common stock available for issuance under the plan.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

WESTERN DIGITAL CORPORATION

WDC

958102105

US9581021055

07-Nov-2018

Annual

13

Ratify Appointment of Independent Auditors

To ratify the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending June 28, 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

1

Election of Directors (Majority Voting)

Election of Director: Thomas L. Bene

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

2

Election of Directors (Majority Voting)

Election of Director: Daniel J. Brutto

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

3

Election of Directors (Majority Voting)

Election of Director: John M. Cassaday

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

4

Election of Directors (Majority Voting)

Election of Director: Joshua D. Frank

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

5

Election of Directors (Majority Voting)

Election of Director: Larry C. Glasscock

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

6

Election of Directors (Majority Voting)

Election of Director: Bradley M. Halverson

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

7

Election of Directors (Majority Voting)

Election of Director: John M. Hinshaw

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

8

Election of Directors (Majority Voting)

Election of Director: Hans-Joachim Koerber

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

9

Election of Directors (Majority Voting)

Election of Director: Nancy S. Newcomb

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

10

Election of Directors (Majority Voting)

Election of Director: Nelson Peltz

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

11

Election of Directors (Majority Voting)

Election of Director: Edward D. Shirley

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

12

Election of Directors (Majority Voting)

Election of Director: Sheila G. Talton

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

13

Adopt Omnibus Stock Option Plan

To approve the adoption of the Sysco Corporation 2018 Omnibus Incentive Plan.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

14

14A Executive Compensation

To approve, by advisory vote, the compensation paid to Sysco's named executive officers, as disclosed in Sysco's 2018 proxy statement.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

15

Ratify Appointment of Independent Auditors

To ratify the appointment of Ernst & Young LLP as Sysco's independent registered public accounting firm for fiscal 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

SYSCO CORPORATION

SYY

871829107

US8718291078

16-Nov-2018

Annual

16

S/H Proposal - Corporate Governance

To consider a stockholder proposal, if properly presented at the meeting, regarding a policy limiting accelerated vesting of equity awards upon a change in control.

Management

For

Voted

No

NL FD TRU IV INSP 100 ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

US6974351057

07-Dec-2018

Annual

1

Election of Directors (Majority Voting)

Election of Class I Director: John M. Donovan

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

US6974351057

07-Dec-2018

Annual

2

Election of Directors (Majority Voting)

Election of Class I Director: Mary Pat McCarthy

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

US6974351057

07-Dec-2018

Annual

3

Election of Directors (Majority Voting)

Election of Class I Director: Nir Zuk

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

US6974351057

07-Dec-2018

Annual

4

Ratify Appointment of Independent Auditors

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending July 31, 2019.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

US6974351057

07-Dec-2018

Annual

5

14A Executive Compensation

To approve, on an advisory basis, the compensation of our named executive officers.

Management

For

Voted

Yes

NL FD TRU IV INSP 100 ETF

PALO ALTO NETWORKS, INC.

PANW

697435105

US6974351057

07-Dec-2018

Annual

6

14A Executive Compensation Vote Frequency

To approve, on an advisory basis, the frequency of holding future advisory votes on executive compensation.

Management

For

Voted

1

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Robert L. Bailey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Richard M. Beyer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Patrick J. Byrne

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Steven J. Gomo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Mary Pat McCarthy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Sanjay Mehrotra

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Robert E. Switz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

8

Ratify Appointment of Independent Auditors

To ratify the appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the fiscal year ending August 29, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MICRON TECHNOLOGY, INC.

MU

595112103

US5951121038

17-Jan-2019

Annual

9

14A Executive Compensation

To approve a non-binding resolution to approve the compensation of our Named Executive Officers as described in the proxy statement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

28-Jan-2019

Special

1

Authorize Common Stock Increase

Approval of an Amendment to the Company's Certificate of Incorporation to Increase the Number of Authorized Shares of Common Stock.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Colleen F. Arnold

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Timothy J. Bernlohr

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: J. Powell Brown

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Michael E. Campbell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Terrell K. Crews

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Russell M. Currey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: John A. Luke, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Gracia C. Martore

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: James E. Nevels

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Timothy H. Powers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Steven C. Voorhees

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Bettina M. Whyte

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: Alan D. Wilson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

14

Approve Charter Amendment

Approval of an Amendment to the Amended and Restated Certificate of Incorporation of WRKCo Inc., a wholly owned subsidiary of WestRock Company.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

15

14A Executive Compensation

Advisory Vote to Approve Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WESTROCK COMPANY

WRK

96145D105

US96145D1054

01-Feb-2019

Annual

16

Ratify Appointment of Independent Auditors

Ratification of Appointment of Ernst & Young LLP.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EMERSON ELECTRIC CO.

EMR

291011104

US2910111044

05-Feb-2019

Annual

1

Election of Directors

DIRECTOR

C. A. H. Boersig

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EMERSON ELECTRIC CO.

EMR

291011104

US2910111044

05-Feb-2019

Annual

1

Election of Directors

DIRECTOR

J. B. Bolten

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EMERSON ELECTRIC CO.

EMR

291011104

US2910111044

05-Feb-2019

Annual

1

Election of Directors

DIRECTOR

L. M. Lee

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EMERSON ELECTRIC CO.

EMR

291011104

US2910111044

05-Feb-2019

Annual

2

Ratify Appointment of Independent Auditors

Ratification of KPMG LLP as Independent Registered Public Accounting Firm.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EMERSON ELECTRIC CO.

EMR

291011104

US2910111044

05-Feb-2019

Annual

3

14A Executive Compensation

Approval, by non-binding advisory vote, of Emerson Electric Co. executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Samuel R. Allen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Vance D. Coffman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Alan C. Heuberger

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Charles O. Holliday, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Dipak C. Jain

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Michael O. Johanns

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Clayton M. Jones

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Gregory R. Page

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Sherry M. Smith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Dmitri L. Stockton

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Sheila G. Talton

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

12

14A Executive Compensation

Advisory vote on executive compensation

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as Deere's independent registered public accounting firm for fiscal 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DEERE & COMPANY

DE

244199105

US2441991054

27-Feb-2019

Annual

14

S/H Proposal - Corporate Governance

Shareholder Proposal - Right to Act by Written Consent

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Ornella Barra

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Steven H. Collis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: D. Mark Durcan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Richard W. Gochnauer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Lon R. Greenberg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Jane E. Henney, M.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Kathleen W. Hyle

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Michael J. Long

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Henry W. McGee

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

10

Ratify Appointment of Independent Auditors

Ratification of Ernst & Young LLP as independent registered public accounting firm for fiscal year 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

11

14A Executive Compensation

Advisory vote to approve the compensation of named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

12

S/H Proposal - Corporate Governance

Stockholder proposal, if properly presented, to permit stockholders to act by written consent.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

AMERISOURCEBERGEN CORPORATION

ABC

03073E105

US03073E1055

28-Feb-2019

Annual

13

S/H Proposal - Corporate Governance

Stockholder proposal, if properly presented, to urge the Board to adopt a policy that no financial performance metric be adjusted to exclude legal or compliance costs in determining executive compensation.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Jean Blackwell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Pierre Cohade

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Michael E. Daniels

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Juan Pablo del Valle Perochena

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: W. Roy Dunbar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Gretchen R. Haggerty

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Simone Menne

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: George R. Oliver

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Jurgen Tinggren

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Mark Vergnano

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: R. David Yost

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: John D. Young

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

13

Ratify Appointment of Independent Auditors

To ratify the appointment of PricewaterhouseCoopers LLP as the independent auditors of the Company.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

14

Approve Remuneration of Directors and Auditors

To authorize the Audit Committee of the Board of Directors to set the auditors' remuneration.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

15

Authorize Directors to Repurchase Shares

To authorize the Company and/or any subsidiary of the Company to make market purchases of Company shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

16

Miscellaneous Corporate Actions

To determine the price range at which the Company can re-allot shares that it holds as treasury shares (Special Resolution).

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

17

14A Executive Compensation

To approve, in a non-binding advisory vote, the compensation of the named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

18

Allot Securities

To approve the Directors' authority to allot shares up to approximately 33% of issued share capital.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

JOHNSON CONTROLS INTERNATIONAL PLC

JCI

G51502105

IE00BY7QL619

06-Mar-2019

Annual

19

Eliminate Pre-Emptive Rights

To approve the waiver of statutory pre-emption rights with respect to up to 5% of issued share capital (Special Resolution).

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Pierre R. Brondeau

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Terrence R. Curtin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Carol A. ("John") Davidson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: William A. Jeffrey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: David M. Kerko

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Thomas J. Lynch

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Yong Nam

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Daniel J. Phelan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Paula A. Sneed

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Abhijit Y. Talwalkar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Mark C. Trudeau

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Laura H. Wright

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

13

Election of Directors (Majority Voting)

To elect Thomas J. Lynch as the Chairman of the Board of Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

14

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

15

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

16

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

17

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

18

Amend Articles-Board Related

To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

19

Receive Consolidated Financial Statements

To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018).

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

20

Receive Consolidated Financial Statements

To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

21

Receive Consolidated Financial Statements

To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

22

Miscellaneous Corporate Actions

To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

23

Ratify Appointment of Independent Auditors

To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

24

Ratify Appointment of Independent Auditors

To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

25

Ratify Appointment of Independent Auditors

To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

26

14A Executive Compensation

An advisory vote to approve named executive officer compensation

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

27

Miscellaneous Compensation Plans

A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

28

Miscellaneous Compensation Plans

A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

29

Approve Charter Amendment

To approve the carryforward of unappropriated accumulated earnings at September 28, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

30

Dividends

To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

31

Authorize Directors to Repurchase Shares

To approve an authorization relating to TE Connectivity's share repurchase program.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

32

Approve Article Amendments

To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the  articles of association of TE Connectivity Ltd.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

33

Approve Motion to Adjourn Meeting

To approve any adjournments or postponements of the meeting

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Ray Stata

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Vincent Roche

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: James A. Champy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Anantha P. Chandrakasan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Bruce R. Evans

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Edward H. Frank

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Karen M. Golz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Mark M. Little

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Neil Novich

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Kenton J. Sicchitano

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Lisa T. Su

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

12

14A Executive Compensation

Advisory resolution to approve the compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratification of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ANALOG DEVICES, INC.

ADI

032654105

US0326541051

13-Mar-2019

Annual

14

S/H Proposal - Corporate Governance

Shareholder proposal relating to a diversity report.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Pierre R. Brondeau

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Terrence R. Curtin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Carol A. ("John") Davidson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: William A. Jeffrey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: David M. Kerko

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Thomas J. Lynch

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Yong Nam

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Daniel J. Phelan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Paula A. Sneed

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Abhijit Y. Talwalkar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Mark C. Trudeau

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Laura H. Wright

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

13

Election of Directors (Majority Voting)

To elect Thomas J. Lynch as the Chairman of the Board of Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

14

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Daniel J. Phelan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

15

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Paula A. Sneed

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

16

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Abhijit Y. Talwalkar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

17

Election of Directors (Majority Voting)

To elect the individual member of the Management Development and Compensation Committee: Mark C. Trudeau

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

18

Amend Articles-Board Related

To elect Dr. Rene Schwarzenbach, of Proxy Voting Services GmbH, or another individual representative of Proxy Voting Services GmbH if Dr. Schwarzenbach is unable to serve at the relevant meeting, as the independent proxy at the 2020 annual meeting of TE Connectivity and any shareholder meeting that may be held prior to that meeting.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

19

Receive Consolidated Financial Statements

To approve the 2018 Annual Report of TE Connectivity Ltd. (excluding the statutory financial statements for the fiscal year ended September 28, 2018, the consolidated financial statements for the fiscal year ended September 28, 2018 and the Swiss Compensation Report for the fiscal year ended September 28, 2018).

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

20

Receive Consolidated Financial Statements

To approve the statutory financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

21

Receive Consolidated Financial Statements

To approve the consolidated financial statements of TE Connectivity Ltd. for the fiscal year ended September 28, 2018

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

22

Miscellaneous Corporate Actions

To release the members of the Board of Directors and executive officers of TE Connectivity for activities during the fiscal year ended September 28, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

23

Ratify Appointment of Independent Auditors

To elect Deloitte & Touche LLP as TE Connectivity's independent registered public accounting firm for fiscal year 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

24

Ratify Appointment of Independent Auditors

To elect Deloitte AG, Zurich, Switzerland, as TE Connectivity's Swiss registered auditor until the next annual general meeting of TE Connectivity.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

25

Ratify Appointment of Independent Auditors

To elect PricewaterhouseCoopers AG, Zurich, Switzerland, as TE Connectivity's special auditor until the next annual general meeting of TE Connectivity.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

26

14A Executive Compensation

An advisory vote to approve named executive officer compensation

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

27

Miscellaneous Compensation Plans

A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for executive management.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

28

Miscellaneous Compensation Plans

A binding vote to approve fiscal year 2020 maximum aggregate compensation amount for the Board of Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

29

Approve Charter Amendment

To approve the carryforward of unappropriated accumulated earnings at September 28, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

30

Dividends

To approve a dividend payment to shareholders equal to $1.84 per issued share to be paid in four equal quarterly installments of $0.46 starting with the third fiscal quarter of 2019 and ending in the second fiscal quarter of 2020 pursuant to the terms of the dividend resolution.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

31

Authorize Directors to Repurchase Shares

To approve an authorization relating to TE Connectivity's share repurchase program.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

32

Approve Article Amendments

To approve a reduction of share capital for shares acquired under TE Connectivity's share repurchase program and related amendments to the  articles of association of TE Connectivity Ltd.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TE CONNECTIVITY LTD

TEL

H84989104

CH0102993182

13-Mar-2019

Annual

33

Approve Motion to Adjourn Meeting

To approve any adjournments or postponements of the meeting

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AGILENT TECHNOLOGIES, INC.

A

00846U101

US00846U1016

20-Mar-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Hans E. Bishop

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AGILENT TECHNOLOGIES, INC.

A

00846U101

US00846U1016

20-Mar-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Paul N. Clark

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AGILENT TECHNOLOGIES, INC.

A

00846U101

US00846U1016

20-Mar-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Tadataka Yamada, M.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AGILENT TECHNOLOGIES, INC.

A

00846U101

US00846U1016

20-Mar-2019

Annual

4

Stock Issuance

To approve the reservation of 25,000,000 shares of common stock for issuance under our 2018 Stock Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AGILENT TECHNOLOGIES, INC.

A

00846U101

US00846U1016

20-Mar-2019

Annual

5

14A Executive Compensation

To approve, on a non-binding advisory basis, the compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AGILENT TECHNOLOGIES, INC.

A

00846U101

US00846U1016

20-Mar-2019

Annual

6

Ratify Appointment of Independent Auditors

To ratify the Audit and Finance Committee's appointment of PricewaterhouseCoopers LLP as Agilent's independent registered public accounting firm.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Peter L.S. Currie

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Miguel M. Galuccio

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Paal Kibsgaard

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Nikolay Kudryavtsev

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Tatiana A. Mitrova

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Indra K. Nooyi

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Lubna S. Olayan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Mark G. Papa

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Leo Rafael Reif

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Henri Seydoux

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

11

14A Executive Compensation

Approval of the advisory resolution to approve our executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

12

Receive Consolidated Financial Statements

Approval of our consolidated balance sheet as of December 31, 2018; our consolidated statement of  income for the year ended December 31, 2018; and our Board of Directors' declarations of dividends in 2018, as reflected in our 2018 Annual Report to Stockholders.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratification of the appointment of PricewaterhouseCoopers LLP as our independent auditors for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SCHLUMBERGER LIMITED (SCHLUMBERGER N.V.)

SLB

806857108

AN8068571086

03-Apr-2019

Annual

14

Amend Non-Employee Director Plan

Approval of an amended and restated 2004 Stock and Deferral Plan for Non-Employee Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

04-Apr-2019

Special

1

Stock Issuance

To approve the issuance of shares of Harris Corporation ("Harris") common stock to the stockholders of L3 Technologies, Inc. ("L3") pursuant to the Agreement and Plan of Merger, dated as of October 12, 2018 (as it may be amended from time to time, the "merger agreement"), by and among Harris, L3 and Leopard Merger Sub Inc., a wholly-owned subsidiary of Harris (the "Harris share issuance proposal").

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

04-Apr-2019

Special

2

Approve Charter Amendment

To adopt amendments to certain provisions of the certificate of incorporation of Harris (the "Harris charter amendment proposal").

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

04-Apr-2019

Special

3

14A Executive Compensation

To approve, on an advisory (non-binding) basis, the executive officer compensation that will or may be paid to Harris' named executive officers in connection with the transactions contemplated by the merger agreement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HARRIS CORPORATION

HRS

413875105

US4138751056

04-Apr-2019

Special

4

Approve Motion to Adjourn Meeting

To approve the adjournment of the Harris stockholder meeting to solicit additional proxies if there are not sufficient votes at the time of the Harris stockholder meeting to approve the Harris share issuance proposal and the Harris charter amendment proposal or to ensure that any supplement or amendment to the accompanying joint proxy statement/prospectus is timely provided to Harris stockholders.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Aart J. de Geus

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Chi-Foon Chan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Janice D. Chaffin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Bruce R. Chizen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Mercedes Johnson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Chrysostomos L. Nikias

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

John Schwarz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Roy Vallee

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Steven C. Walske

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

2

Amend Stock Compensation Plan

To approve our 2006 Employee Equity Incentive Plan, as amended, in order to, among other items, increase the number of shares available for issuance under the plan by 3,200,000 shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

3

14A Executive Compensation

To approve, on an advisory basis, the compensation of our named executive officers, as disclosed in the Proxy Statement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SYNOPSYS, INC.

SNPS

871607107

US8716071076

08-Apr-2019

Annual

4

Ratify Appointment of Independent Auditors

To ratify the selection of KPMG LLP as our independent registered public accounting firm for the fiscal year ending November 2, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IQVIA HOLDINGS INC.

IQV

46266C105

US46266C1053

09-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Carol J. Burt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IQVIA HOLDINGS INC.

IQV

46266C105

US46266C1053

09-Apr-2019

Annual

1

Election of Directors

DIRECTOR

John P. Connaughton

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IQVIA HOLDINGS INC.

IQV

46266C105

US46266C1053

09-Apr-2019

Annual

1

Election of Directors

DIRECTOR

John G. Danhakl

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IQVIA HOLDINGS INC.

IQV

46266C105

US46266C1053

09-Apr-2019

Annual

1

Election of Directors

DIRECTOR

James A. Fasano

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IQVIA HOLDINGS INC.

IQV

46266C105

US46266C1053

09-Apr-2019

Annual

2

Ratify Appointment of Independent Auditors

The ratification of the appointment of PricewaterhouseCoopers LLP as IQVIA Holdings Inc.'s independent registered public accounting firm for the year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Jean-Paul L. Montupet

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Richard W. Roedel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: James A. Rosenthal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Lance Uggla

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

5

Ratify Appointment of Independent Auditors

To approve the appointment of Ernst & Young LLP as the Company's independent registered public accountants until the close of the next Annual General Meeting of Shareholders and to authorize the Company's Board of Directors, acting by the Audit Committee, to determine the remuneration of the independent registered public accountants.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

6

14A Executive Compensation

To approve, on an advisory, non-binding basis, the compensation of the Company's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

IHS MARKIT LTD

INFO

G47567105

BMG475671050

11-Apr-2019

Annual

7

Approve Charter Amendment

To approve amendments to the Company's bye-laws to implement "proxy access" and related changes.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

11-Apr-2019

Special

1

Authorize Common Stock Increase

To approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

11-Apr-2019

Special

2

Stock Issuance

To approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement, dated as of January 14, 2019, as amended.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

11-Apr-2019

Special

3

Approve Motion to Adjourn Meeting

To approve adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve Proposal 1 or Proposal 2.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Willie A. Deese

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: William V. Hickey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Ralph Izzo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Shirley Ann Jackson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: David Lilley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Barry H. Ostrowsky

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Laura A. Sugg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Richard J. Swift

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Susan Tomasky

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Alfred W. Zollar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

11

14A Executive Compensation

Advisory vote on the approval of executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PUBLIC SERVICE ENTERPRISE GROUP INC.

PEG

744573106

US7445731067

16-Apr-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as Independent Auditor for the year 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Andrea J. Ayers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: George W. Buckley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Patrick D. Campbell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Carlos M. Cardoso

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Robert B. Coutts

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Debra A. Crew

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Michael D. Hankin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: James M. Loree

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: James H. Scholefield

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Dmitri L. Stockton

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

11

14A Executive Compensation

Approve, on an advisory basis, the compensation of the Company's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

12

Ratify Appointment of Independent Auditors

Approve the selection of Ernst & Young LLP as the Company's independent auditors for the Company's 2019 fiscal year.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

STANLEY BLACK & DECKER, INC.

SWK

854502101

US8545021011

17-Apr-2019

Annual

13

Adopt Employee Stock Purchase Plan

Approve Global Omnibus Employee Stock Purchase Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

18-Apr-2019

Special

1

Stock Issuance

To approve the issuance of shares of Fiserv, Inc. common stock in connection with the transactions contemplated by the Agreement and Plan of Merger, dated January 16, 2019, by and among Fiserv, Inc., 300 Holdings, Inc., and First Data Corporation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

18-Apr-2019

Special

2

Approve Motion to Adjourn Meeting

To adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if, immediately prior to such adjournment, sufficient votes to approve Proposal 1 have not been obtained.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Douglas G. Duncan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Francesca M. Edwardson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Wayne Garrison

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Sharilyn S. Gasaway

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Gary C. George

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: J. Bryan Hunt, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Coleman H. Peterson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: John N. Roberts III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: James L. Robo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Kirk Thompson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

11

14A Executive Compensation

To approve an advisory resolution regarding the Company's compensation of its named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

12

Ratify Appointment of Independent Auditors

To ratify the appointment of Ernst & Young LLP as the Company's independent public accountants for calendar year 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

J.B. HUNT TRANSPORT SERVICES, INC.

JBHT

445658107

US4456581077

18-Apr-2019

Annual

13

S/H Proposal - Political/Government

To approve a stockholder proposal regarding reporting political contributions.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Melissa M. Arnoldi

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Charlene T. Begley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Steven D. Black

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Adena T. Friedman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Essa Kazim

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Thomas A. Kloet

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: John D. Rainey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Michael R. Splinter

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Jacob Wallenberg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Lars R. Wedenborn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Alfred W. Zollar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

12

14A Executive Compensation

Advisory vote to approve the company's executive compensation as presented in the proxy statement

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NASDAQ, INC.

NDAQ

631103108

US6311031081

23-Apr-2019

Annual

14

S/H Proposal - Corporate Governance

A Stockholder Proposal entitled "Right to Act by Written Consent"

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Nicholas K. Akins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: David J. Anderson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: J. Barnie Beasley, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Ralph D. Crosby, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Linda A. Goodspeed

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Thomas E. Hoaglin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Sandra Beach Lin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Margaret M. McCarthy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Richard C. Notebaert

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Lionel L. Nowell III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Stephen S. Rasmussen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Oliver G. Richard III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: Sara Martinez Tucker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

15

Eliminate Pre-Emptive Rights

Amendment to the Restated certificate of Incorporation to eliminate preemptive Rights.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN ELECTRIC POWER COMPANY, INC.

AEP

025537101

US0255371017

23-Apr-2019

Annual

16

14A Executive Compensation

Advisory approval of the Company's executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

23-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Orlando Ayala

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

23-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: John R. Roberts

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

23-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Tommy G. Thompson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

23-Apr-2019

Annual

4

14A Executive Compensation

ADVISORY RESOLUTION TO APPROVE EXECUTIVE COMPENSATION.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

23-Apr-2019

Annual

5

Ratify Appointment of Independent Auditors

RATIFICATION OF APPOINTMENT OF KPMG LLP AS OUR INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

23-Apr-2019

Annual

6

S/H Proposal - Political/Government

THE STOCKHOLDER PROPOSAL REQUESTING POLITICAL SPENDING DISCLOSURES AS DESCRIBED IN THE PROXY STATEMENT.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Craig Arnold

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Todd M. Bluedorn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Christopher M. Connor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Michael J. Critelli

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Richard H. Fearon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Arthur E. Johnson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Olivier Leonetti

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Deborah L. McCoy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Gregory R. Page

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Sandra Pianalto

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Gerald B. Smith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Dorothy C. Thompson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

13

Ratify Appointment of Independent Auditors

Approving the appointment of Ernst & Young as independent auditor for 2019 and authorizing the Audit Committee of the Board of Directors to set its remuneration.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

14

14A Executive Compensation

Advisory approval of the Company's executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

15

Approve Option Grants

Approving a proposal to grant the Board authority to issue shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

16

Eliminate Pre-Emptive Rights

Approving a proposal to grant the Board authority to opt out of pre-emption rights.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EATON CORPORATION PLC

ETN

G29183103

IE00B8KQN827

24-Apr-2019

Annual

17

Stock Repurchase Plan

Authorizing the Company and any subsidiary of the Company to make overseas market purchases of Company shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Kevin P. Clark

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Nancy E. Cooper

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Frank J. Dellaquila

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Nicholas M. Donofrio

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Mark P. Frissora

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Rajiv L. Gupta

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Sean O. Mahoney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Robert K. Ortberg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Colin J. Parris

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Ana G. Pinczuk

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Lawrence A. Zimmerman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

12

Ratify Appointment of Independent Auditors

Proposal to re-appoint auditors, ratify independent public accounting firm and authorize the directors to determine the fees paid to the auditors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

APTIV PLC

APTV

G6095L109

JE00B783TY65

25-Apr-2019

Annual

13

14A Executive Compensation

Say-on-Pay - To approve, by advisory vote, executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Leslie D. Biddle

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Milton Carroll

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Scott J. McLean

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Martin H. Nesbitt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Theodore F. Pound

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Scott M. Prochazka

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Susan O. Rheney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Phillip R. Smith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: John W. Somerhalder II

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Peter S. Wareing

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

11

Ratify Appointment of Independent Auditors

Ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTERPOINT ENERGY, INC.

CNP

15189T107

US15189T1079

25-Apr-2019

Annual

12

14A Executive Compensation

Approve the advisory resolution on executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Greg W. Becker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Eric A. Benhamou

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

John S. Clendening

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Roger F. Dunbar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Joel P. Friedman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Kimberly A. Jabal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Jeffrey N. Maggioncalda

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Mary J. Miller

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Kate D. Mitchell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

John F. Robinson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

1

Election of Directors

DIRECTOR

Garen K. Staglin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

2

Eliminate Cumulative Voting

To approve our Amended and Restated Certificate of Incorporation to eliminate cumulative voting in director elections.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

3

14A Executive Compensation

To approve, on an advisory basis, our executive compensation ("Say on Pay").

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

4

Amend Stock Compensation Plan

To approve our 2006 Equity Incentive Plan, as amended and restated, to reserve an additional 2,500,000 shares of common stock for issuance thereunder and extend the expiration date of the Plan to April 24, 2029.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SVB FINANCIAL GROUP

SIVB

78486Q101

US78486Q1013

25-Apr-2019

Annual

5

Ratify Appointment of Independent Auditors

To ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for its fiscal year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SEAGATE TECHNOLOGY PLC

STX

G7945M107

IE00B58JVZ52

25-Apr-2019

Special

1

Amend Articles/Charter to Reflect Changes in Capital

Approve the reduction of Company capital and creation of distributable reserves (special resolution).

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Darius Adamczyk

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Duncan B. Angove

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: William S. Ayer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Kevin Burke

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Jaime Chico Pardo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: D. Scott Davis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Linnet F. Deily

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Judd Gregg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Clive Hollick

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Grace D. Lieblein

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: George Paz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Robin L. Washington

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

13

14A Executive Compensation

Advisory Vote to Approve Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

14

Ratify Appointment of Independent Auditors

Approval of Independent Accountants.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

15

S/H Proposal - Corporate Governance

Right To Act By Written Consent.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

HONEYWELL INTERNATIONAL INC.

HON

438516106

US4385161066

29-Apr-2019

Annual

16

S/H Proposal - Military/Weapons

Report on Lobbying Payments and Policy.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Mark C. Pigott

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Ronald E. Armstrong

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Dame Alison J. Carnwath

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Franklin L. Feder

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Beth E. Ford

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Kirk S. Hachigian

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Roderick C. McGeary

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: John M. Pigott

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Mark A. Schulz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Gregory M. E. Spierkel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Charles R. Williamson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PACCAR INC

PCAR

693718108

US6937181088

30-Apr-2019

Annual

12

S/H Proposal - Corporate Governance

Stockholder proposal to allow stockholders to act by written consent

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Marcello V. Bottoli

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Dr. Linda Buck

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Michael L. Ducker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: David R. Epstein

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Roger W. Ferguson, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: John F. Ferraro

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Andreas Fibig

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Christina Gold

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Katherine M. Hudson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Dale F. Morrison

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Stephen Williamson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the 2019 fiscal year.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL FLAVORS & FRAGRANCES INC.

IFF

459506101

US4595061015

01-May-2019

Annual

13

14A Executive Compensation

Approve, on an advisory basis, the compensation of our named executive officers in 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: James S. Crown

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Rudy F. deLeon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Cecil D. Haney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Lester L. Lyles

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Mark M. Malcolm

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Phebe N. Novakovic

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: C. Howard Nye

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: William A. Osborn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Catherine B. Reynolds

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Laura J. Schumacher

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Peter A. Wall

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Advisory Vote on the Selection of Independent Auditors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

13

14A Executive Compensation

Advisory Vote to approve Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

14

Approve Stock Compensation Plan

Approval of General Dynamics United Kingdom Share Save Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GENERAL DYNAMICS CORPORATION

GD

369550108

US3695501086

01-May-2019

Annual

15

S/H Proposal - Establish Independent Chairman

Shareholder Proposal to require an Independent Board Chairman.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Hamid R. Moghadam

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Cristina G. Bita

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: George L. Fotiades

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Philip L. Hawkins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Lydia H. Kennard

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: J. Michael Losh

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Irving F. Lyons III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: David P. O'Connor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Olivier Piani

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Jeffrey L. Skelton

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Carl B. Webb

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: William D. Zollars

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

13

14A Executive Compensation

Advisory Vote to Approve the Company's Executive Compensation for 2018

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PROLOGIS, INC.

PLD

74340W103

US74340W1036

01-May-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratification of the Appointment of KPMG LLP as the Company's Independent Registered Public Accounting Firm for the year 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Douglas J. Pferdehirt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Arnaud Caudoux

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Pascal Colombani

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Marie-Ange Debon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Eleazar de Carvalho Filho

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Claire S. Farley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Didier Houssin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Peter Mellbye

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: John O'Leary

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Kay G. Priestly

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Joseph Rinaldi

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: James M. Ringler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

13

Adopt Accounts for Past Year

U.K. Annual Report and Accounts: Receipt of the Company's audited U.K. accounts for the year ended December 31, 2018, including the reports of the directors and the auditor thereon.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

14

14A Executive Compensation

2018 Say-on-Pay for Named Executive Officers: Approval of the Company's named executive officer compensation for the year ended December 31, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

15

14A Executive Compensation Vote Frequency

Frequency of Future Say-on-Pay Proposals for named executive officers: Approval of the frequency of future Say-on-Pay proposals for named executive officers.

Management

For

Delivered

1

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

16

Receive Directors' Report

2018 Directors' Remuneration Report: Approval of the Company's directors' remuneration report for the year ended December 31, 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

17

Ratify Appointment of Independent Auditors

Ratification of U.S. Auditor: Ratification of the appointment of PricewaterhouseCoopers LLP ("PwC") as the Company's U.S. independent registered public accounting firm for the year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

18

Ratify Appointment of Independent Auditors

Re-appointment of U.K. Statutory Auditor: Re-appointment of PwC as the Company's U.K. statutory auditor under the U.K. Companies Act 2006, to hold office until the next annual general meeting of shareholders at which accounts are laid.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TECHNIPFMC PLC

FTI

G87110105

GB00BDSFG982

01-May-2019

Annual

19

Approve Remuneration of Directors and Auditors

U.K. Statutory Auditor Fees: Authorize the Board of Directors and/or the Audit Committee to determine the remuneration of PwC, in its capacity as the Company's U.K. statutory auditor for the year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Trustee: Cotton M. Cleveland

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Trustee: Sanford Cloud, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Trustee: James S. DiStasio

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Trustee: Francis A. Doyle

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Trustee: Linda Dorcena Forry

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Trustee: James J. Judge

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Trustee: John Y. Kim

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Trustee: Kenneth R. Leibler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Trustee: William C. Van Faasen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Trustee: Frederica M. Williams

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

11

14A Executive Compensation

Consider an advisory proposal approving the compensation of our Named Executive Officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EVERSOURCE ENERGY

ES

30040W108

US30040W1080

01-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratify the selection of Deloitte & Touche LLP as the independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Mark W. Begor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Mark L. Feidler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: G. Thomas Hough

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Robert D. Marcus

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Siri S. Marshall

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Scott A. McGregor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: John A. McKinley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Robert W. Selander

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Elane B. Stock

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Heather H. Wilson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

11

14A Executive Compensation

Advisory vote to approve named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUIFAX INC.

EFX

294429105

US2944291051

02-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: H.J. Gilbertson, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: K.C. Graham

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: M.F. Johnston

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: E.A. Spiegel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: R.J. Tobin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: S.M. Todd

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: S.K. Wagner

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: K.E. Wandell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: M.A. Winston

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

10

Ratify Appointment of Independent Auditors

To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

11

14A Executive Compensation

To approve, on an advisory basis, named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

12

Eliminate Supermajority Requirements

To approve amendments to Article 15 of our Restated Certificate of Incorporation to eliminate the super-majority voting requirement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOVER CORPORATION

DOV

260003108

US2600031080

02-May-2019

Annual

13

Eliminate Supermajority Requirements

To approve amendments to Article 16 of our Restated Certificate of Incorporation to eliminate the super-majority voting requirement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Barbara L. Bowles

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Albert J. Budney, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Patricia W. Chadwick

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Curt S. Culver

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Danny L. Cunningham

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: William M. Farrow III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Thomas J. Fischer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: J. Kevin Fletcher

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Gale E. Klappa

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Henry W. Knueppel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Allen L. Leverett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Ulice Payne, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: Mary Ellen Stanek

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

14

14A Executive Compensation

Advisory Vote to Approve Compensation of the Named Executive Officers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WEC ENERGY GROUP, INC.

WEC

92939U106

US92939U1060

02-May-2019

Annual

15

Ratify Appointment of Independent Auditors

Ratification of Deloitte & Touche LLP as Independent Auditors for 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Douglas M. Baker, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Shari L. Ballard

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Barbara J. Beck

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Leslie S. Biller

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Jeffrey M. Ettinger

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Arthur J. Higgins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Michael Larson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: David W. MacLennan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Tracy B. McKibben

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Lionel L. Nowell, III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Victoria J. Reich

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Suzanne M. Vautrinot

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: John J. Zillmer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratify the appointment of PricewaterhouseCoopers LLP as independent registered public accounting firm for the current year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

15

14A Executive Compensation

Advisory vote to approve the compensation of executives disclosed in the Proxy Statement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ECOLAB INC.

ECL

278865100

US2788651006

02-May-2019

Annual

16

S/H Proposal - Establish Independent Chairman

Stockholder proposal requesting an independent board chair, if properly presented.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Donna M. Alvarado

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Pamela L. Carter

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: James M. Foote

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Steven T. Halverson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Paul C. Hilal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: John D. McPherson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: David M. Moffett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Linda H. Riefler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: J. Steven Whisler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: John J. Zillmer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

11

Ratify Appointment of Independent Auditors

The ratification of the appointment of Ernst & Young LLP as the Independent Registered Public Accounting Firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

12

14A Executive Compensation

Advisory (non-binding) resolution to approve compensation for the Company's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CSX CORPORATION

CSX

126408103

US1264081035

03-May-2019

Annual

13

Approve Stock Compensation Plan

The Approval of the 2019 CSX Stock and Incentive Award Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: J. R. Burbank

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: P. J. Condon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: L. P. Denault

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: K. H. Donald

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: P. L. Frederickson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: A. M. Herman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: M. E. Hyland

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: S. L. Levenick

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: B. L. Lincoln

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: K. A. Puckett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

11

Ratify Appointment of Independent Auditors

Ratification of the Appointment of Deloitte & Touche LLP as Independent Registered Public Accountants for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

12

14A Executive Compensation

Advisory Vote to Approve Named Executive Officer Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ENTERGY CORPORATION

ETR

29364G103

US29364G1031

03-May-2019

Annual

13

Approve Stock Compensation Plan

Approval of the Entergy Corporation 2019 Omnibus Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

1

Election of Directors

DIRECTOR

William H.L. Burnside

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

1

Election of Directors

DIRECTOR

Brett J. Hart

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

1

Election of Directors

DIRECTOR

Edward J. Rapp

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

2

Ratify Appointment of Independent Auditors

Ratification of Ernst & Young LLP as AbbVie's independent registered public accounting firm for 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

3

14A Executive Compensation

Say on Pay - An advisory vote on the approval of executive compensation

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

4

Approve Charter Amendment

Approval of a management proposal regarding amendment of the certificate of incorporation for a simple majority vote

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

5

S/H Proposal - Political/Government

Stockholder Proposal - to Issue an Annual Report on Lobbying

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

6

S/H Proposal - Corporate Governance

Stockholder Proposal - to Issue a Compensation Committee Report on Drug Pricing

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ABBVIE INC.

ABBV

00287Y109

US00287Y1091

03-May-2019

Annual

7

S/H Proposal - Establish Independent Chairman

Stockholder Proposal - to Adopt a Policy to Require Independent Chairman

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Daniel J. Brutto

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Susan Crown

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: James W. Griffith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Jay L. Henderson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Richard H. Lenny

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: E. Scott Santi

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: James A. Skinner

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: David B. Smith, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Pamela B. Strobel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Kevin M. Warren

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Anre D. Williams

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as ITW's independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

13

14A Executive Compensation

Advisory vote to approve compensation of ITW's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

14

S/H Proposal - Corporate Governance

A non-binding stockholder proposal, if presented at the meeting, to permit stockholders to act by written consent.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

ILLINOIS TOOL WORKS INC.

ITW

452308109

US4523081093

03-May-2019

Annual

15

S/H Proposal - Report/Reduce Greenhouse Gas Emissions

A non-binding stockholder proposal, if presented at the meeting, to set Company-wide greenhouse gas emissions targets.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Daniel P. Amos

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: W. Paul Bowers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Toshihiko Fukuzawa

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Robert B. Johnson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Thomas J. Kenny

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Georgette D. Kiser

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Karole F. Lloyd

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Joseph L. Moskowitz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Barbara K. Rimer, DrPH

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Katherine T. Rohrer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Melvin T. Stith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

12

14A Executive Compensation

To consider the following non-binding advisory proposal: "Resolved, on an advisory basis, the shareholders of Aflac Incorporated approve the compensation of the named executives, as disclosed pursuant to the compensation disclosure rules of the Securities and Exchange Commission, including the Compensation Discussion and Analysis and accompanying tables and narrative of the Notice of 2019 Annual Meeting of Shareholders and Proxy Statement"

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AFLAC INCORPORATED

AFL

001055102

US0010551028

06-May-2019

Annual

13

Ratify Appointment of Independent Auditors

To consider and act upon the ratification of the appointment of KPMG LLP as independent registered public accounting firm of the Company for the year ending December 31, 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: James A. Bennett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Helen E. Dragas

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: James O. Ellis, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Thomas F. Farrell, II

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: D. Maybank Hagood

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: John W. Harris

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Ronald W. Jibson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Mark J. Kington

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Joseph M. Rigby

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Pamela J. Royal, M.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Robert H. Spilman, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Susan N. Story

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: Michael E. Szymanczyk

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratification of Appointment of Independent Auditor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

15

14A Executive Compensation

Advisory Vote on Approval of Executive Compensation (Say on Pay)

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

16

Authorize Common Stock Increase

Management's Proposal to Amend the Company's Articles of Incorporation to Increase the Number of Authorized Shares of Common Stock

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DOMINION ENERGY, INC.

D

25746U109

US25746U1097

07-May-2019

Annual

17

S/H Proposal - Establish Independent Chairman

Shareholder Proposal Regarding a Policy to Require an Independent Board Chair

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Glyn F. Aeppel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Larry C. Glasscock

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Karen N. Horn, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Allan Hubbard

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Reuben S. Leibowitz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Gary M. Rodkin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Stefan M. Selig

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Daniel C. Smith, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: J. Albert Smith, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Marta R. Stewart

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

11

14A Executive Compensation

An advisory vote to approve the compensation of our Named Executive Officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

13

Approve Stock Compensation Plan

Vote to approve the 2019 Stock Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

SIMON PROPERTY GROUP, INC.

SPG

828806109

US8288061091

08-May-2019

Annual

14

S/H Proposal - Political/Government

Shareholder Proposal requesting disclosure of political contributions.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: José B. Alvarez

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Marc A. Bruno

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Matthew J. Flannery

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Bobby J. Griffin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Kim Harris Jones

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Terri L. Kelly

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Michael J. Kneeland

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Gracia C. Martore

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Jason D. Papastavrou

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Filippo Passerini

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Donald C. Roof

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Shiv Singh

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratification of Appointment of Public Accounting Firm.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

14

14A Executive Compensation

Advisory Approval of Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

15

Approve Stock Compensation Plan

Approval of 2019 Long Term Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNITED RENTALS, INC.

URI

911363109

US9113631090

08-May-2019

Annual

16

S/H Proposal - Corporate Governance

Stockholder Proposal on Right to Act by Written Consent.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Gerard M. Anderson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

David A. Brandon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

W. Frank Fountain, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Charles G. McClure, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Gail J. McGovern

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Mark A. Murray

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Ruth G. Shaw

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Robert C. Skaggs, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

David A. Thomas

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

James H. Vandenberghe

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Valerie M. Williams

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

2

Ratify Appointment of Independent Auditors

Ratify the appointment of PricewaterhouseCoopers LLP as our independent auditors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

3

14A Executive Compensation

Provide a nonbinding vote to approve the Company's executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

4

S/H Proposal - Establish Independent Chairman

Vote on a shareholder proposal to require an independent board chairman.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

DTE ENERGY COMPANY

DTE

233331107

US2333311072

09-May-2019

Annual

5

S/H Proposal - Political/Government

Vote on a shareholder proposal to require additional disclosure of political contributions.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Dorothy M. Ables

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Sue W. Cole

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Smith W. Davis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: John J. Koraleski

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: C. Howard Nye

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Laree E. Perez

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Michael J. Quillen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Donald W. Slager

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Stephen P. Zelnak, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

10

Ratify Appointment of Independent Auditors

Ratification of selection of PricewaterhouseCoopers as independent auditors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

MARTIN MARIETTA MATERIALS, INC.

MLM

573284106

US5732841060

09-May-2019

Annual

11

14A Executive Compensation

Approval, by a non-binding advisory vote, of the compensation of Martin Marietta Materials, Inc.'s named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Lloyd J. Austin III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Patrick J. Dempsey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

John J. Ferriola

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Victoria F. Haynes Ph.D

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Christopher J. Kearney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

Laurette T. Koellner

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

1

Election of Directors

DIRECTOR

John H. Walker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

2

Ratify Appointment of Independent Auditors

Ratification of the appointment of PricewaterhouseCoopers LLP as Nucor's independent registered public accounting firm for the year ending December 31, 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

3

14A Executive Compensation

Approval, on an advisory basis, of Nucor's named executive officer compensation in 2018

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

4

S/H Proposal - Political/Government

Stockholder proposal regarding lobbying report

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NUCOR CORPORATION

NUE

670346105

US6703461052

09-May-2019

Annual

5

S/H Proposal - Political/Government

Stockholder proposal regarding political spending report

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMETEK INC.

AME

031100100

US0311001004

09-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Ruby R. Chandy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMETEK INC.

AME

031100100

US0311001004

09-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Steven W. Kohlhagen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMETEK INC.

AME

031100100

US0311001004

09-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: David A. Zapico

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMETEK INC.

AME

031100100

US0311001004

09-May-2019

Annual

4

Amend Articles-Board Related

Approval of AMETEK, Inc.'s Amended and Restated Certificate of Incorporation to affirm a majority voting standard for uncontested elections of Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMETEK INC.

AME

031100100

US0311001004

09-May-2019

Annual

5

14A Executive Compensation

Approval, by advisory vote, of the compensation of AMETEK, Inc.'s named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMETEK INC.

AME

031100100

US0311001004

09-May-2019

Annual

6

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VULCAN MATERIALS COMPANY

VMC

929160109

US9291601097

10-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Kathleen L. Quirk

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VULCAN MATERIALS COMPANY

VMC

929160109

US9291601097

10-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: David P. Steiner

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VULCAN MATERIALS COMPANY

VMC

929160109

US9291601097

10-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Lee J. Styslinger, III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VULCAN MATERIALS COMPANY

VMC

929160109

US9291601097

10-May-2019

Annual

4

14A Executive Compensation

Approval, on an advisory basis, of the compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VULCAN MATERIALS COMPANY

VMC

929160109

US9291601097

10-May-2019

Annual

5

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Christopher B. Begley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Betsy J. Bernard

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Gail K. Boudreaux

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Michael J. Farrell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Larry C. Glasscock

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Robert A. Hagemann

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Bryan C. Hanson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Arthur J. Higgins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Maria Teresa Hilado

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Syed Jafry

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Michael W. Michelson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZIMMER BIOMET HOLDINGS, INC.

ZBH

98956P102

US98956P1021

10-May-2019

Annual

13

14A Executive Compensation

Advisory vote to approve named executive officer compensation (Say on Pay)

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Jeffrey N. Edwards

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Martha Clark Goss

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Veronica M. Hagen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Julia L. Johnson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Karl F. Kurz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: George MacKenzie

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: James G. Stavridis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Susan N. Story

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

9

14A Executive Compensation

Approval, on an advisory basis, of the compensation of the Company's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

10

Ratify Appointment of Independent Auditors

Ratification of the appointment, by the Audit, Finance and Risk Committee of the Board of Directors, of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

11

S/H Proposal - Political/Government

Shareholder proposal on political contributions as described in the proxy statement.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN WATER WORKS COMPANY, INC.

AWK

030420103

US0304201033

10-May-2019

Annual

12

S/H Proposal - Political/Government

Shareholder proposal on lobbying expenditures as described in the proxy statement.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: William J. Burns

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Christopher M. Connor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Ahmet C. Dorduncu

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Ilene S. Gordon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Anders Gustafsson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Jacqueline C. Hinman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Clinton A. Lewis, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Kathryn D. Sullivan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Mark S. Sutton

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: J. Steven Whisler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Ray G. Young

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of Deloitte & Touche LLP as the Company's Independent Registered Public Accounting Firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

13

14A Executive Compensation

A Non-Binding Resolution to Approve the Compensation of the Company's Named Executive Officers, as Disclosed Under the Heading "Compensation Discussion & Analysis".

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

INTERNATIONAL PAPER COMPANY

IP

460146103

US4601461035

13-May-2019

Annual

14

S/H Proposal - Corporate Governance

Shareowner Proposal to Reduce Special Shareowner Meeting Ownership Threshold to 10 Percent.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Felix J. Baker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

David R. Brennan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Christopher J. Coughlin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Deborah Dunsire

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Paul A. Friedman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Ludwig N. Hantson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

John T. Mollen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Francois Nader

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Judith A. Reinsdorf

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

1

Election of Directors

DIRECTOR

Andreas Rummelt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

2

Ratify Appointment of Independent Auditors

Ratification of appointment by the Board of Directors of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

3

14A Executive Compensation

Approval of a non-binding advisory vote of the 2018 compensation paid to Alexion's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALEXION PHARMACEUTICALS, INC.

ALXN

015351109

US0153511094

14-May-2019

Annual

4

S/H Proposal - Corporate Governance

Shareholder proposal requesting certain proxy access Bylaw amendments.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Charles E. Bunch

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Caroline Maury Devine

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: John V. Faraci

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Jody Freeman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Gay Huey Evans

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Jeffrey A. Joerres

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Ryan M. Lance

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: William H. McRaven

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Sharmila Mulligan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Arjun N. Murti

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Robert A. Niblock

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Proposal to ratify appointment of Ernst & Young LLP as ConocoPhillips' independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONOCOPHILLIPS

COP

20825C104

US20825C1045

14-May-2019

Annual

13

14A Executive Compensation

Advisory Approval of Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Kathleen R. Allen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: A. Larry Chapman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Reginald H. Gilyard

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Priya Cherian Huskins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Gerardo I. Lopez

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Michael D. McKee

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Gregory T. McLaughlin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Ronald L. Merriman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Sumit Roy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

10

Ratify Appointment of Independent Auditors

Ratification of the appointment of KPMG LLP as the Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

11

14A Executive Compensation

Advisory vote to approve the compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

12

Authorize Common Stock Increase

Amendment of the Charter to increase the number of authorized shares of common stock.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REALTY INCOME CORPORATION

O

756109104

US7561091049

14-May-2019

Annual

13

14A Executive Compensation

Advisory vote to ratify an amendment to the Bylaws to permit stockholders to propose binding amendments to the company's Bylaws.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Frank M. Clark, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: James C. Fish, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Andrés R. Gluski

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Patrick W. Gross

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Victoria M. Holt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Kathleen M. Mazzarella

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: John C. Pope

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Thomas H. Weidemeyer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

9

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

10

14A Executive Compensation

Approval of our executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WASTE MANAGEMENT, INC.

WM

94106L109

US94106L1098

14-May-2019

Annual

11

S/H Proposal - Corporate Governance

Stockholder proposal regarding a policy restricting accelerated vesting of equity awards upon a change in control, if properly presented at the meeting.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

ZOETIS INC.

ZTS

98978V103

US98978V1035

15-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Juan Ramon Alaix

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZOETIS INC.

ZTS

98978V103

US98978V1035

15-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Paul M. Bisaro

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZOETIS INC.

ZTS

98978V103

US98978V1035

15-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Frank A. D'Amelio

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZOETIS INC.

ZTS

98978V103

US98978V1035

15-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Michael B. McCallister

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZOETIS INC.

ZTS

98978V103

US98978V1035

15-May-2019

Annual

5

14A Executive Compensation

Advisory vote to approve our executive compensation (Say on Pay)

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ZOETIS INC.

ZTS

98978V103

US98978V1035

15-May-2019

Annual

6

Ratify Appointment of Independent Auditors

Ratification of appointment of KPMG LLP as our independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Kevin J. Dallas

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Joseph M. Hogan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Joseph Lacob

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: C. Raymond Larkin, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: George J. Morrow

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Thomas M. Prescott

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Andrea L. Saia

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Greg J. Santora

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Susan E. Siegel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Warren S. Thaler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

11

Ratify Appointment of Independent Auditors

RATIFICATION OF APPOINTMENT OF INDEPENDENT REGISTERED PUBLIC ACCOUNTANTS: Proposal to ratify the appointment of PricewaterhouseCoopers LLP as Align Technology, Inc.'s independent registered public accountants for the fiscal year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALIGN TECHNOLOGY, INC.

ALGN

016255101

US0162551016

15-May-2019

Annual

12

14A Executive Compensation

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Abdulaziz F. Al Khayyal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: William E. Albrecht

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: M. Katherine Banks

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Alan M. Bennett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Milton Carroll

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Nance K. Dicciani

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Murry S. Gerber

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Patricia Hemingway Hall

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Robert A. Malone

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Jeffrey A. Miller

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

11

Ratify Appointment of Independent Auditors

Ratification of Selection of Principal Independent Public Accountants.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

12

14A Executive Compensation

Advisory Approval of Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HALLIBURTON COMPANY

HAL

406216101

US4062161017

15-May-2019

Annual

13

Amend Stock Compensation Plan

Proposal to Amend and Restate the Halliburton Company Stock and Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERISK ANALYTICS INC

VRSK

92345Y106

US92345Y1064

15-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Scott G. Stephenson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERISK ANALYTICS INC

VRSK

92345Y106

US92345Y1064

15-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Andrew G. Mills

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERISK ANALYTICS INC

VRSK

92345Y106

US92345Y1064

15-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Constantine P. Iordanou

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERISK ANALYTICS INC

VRSK

92345Y106

US92345Y1064

15-May-2019

Annual

4

14A Executive Compensation

To approve executive compensation on an advisory, non-binding basis.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERISK ANALYTICS INC

VRSK

92345Y106

US92345Y1064

15-May-2019

Annual

5

Ratify Appointment of Independent Auditors

To ratify the appointment of Deloitte and Touche LLP as our independent auditor for the 2019 fiscal year.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: John E. Caldwell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Nora M. Denzel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Mark Durcan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Joseph A. Householder

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: John W. Marren

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Lisa T. Su

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Abhi Y. Talwalkar

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

8

Ratify Appointment of Independent Auditors

Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the current fiscal year.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

9

Amend Stock Compensation Plan

Approval of the amendment and restatement of the Advanced Micro Devices, Inc. 2004 Equity Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ADVANCED MICRO DEVICES, INC.

AMD

007903107

US0079031078

15-May-2019

Annual

10

14A Executive Compensation

Advisory vote to approve the executive compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Jeanne Beliveau-Dunn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Curtis J. Crawford, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Patrick K. Decker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Robert F. Friel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Jorge M. Gomez

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Victoria D. Harker

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Sten E. Jakobsson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Steven R. Loranger

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Surya N. Mohapatra, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Jerome A. Peribere

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Markos I. Tambakeras

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as our Independent Registered Public Accounting Firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

13

14A Executive Compensation

Advisory vote to approve the compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

XYLEM INC.

XYL

98419M100

US98419M1009

15-May-2019

Annual

14

S/H Proposal - Corporate Governance

Shareholder proposal to lower threshold for shareholders to call special meetings from 25% to 10% of Company stock, if properly presented at the meeting.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: G. Andrea Botta

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Jack A. Fusco

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Vicky A. Bailey

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Nuno Brandolini

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: David I. Foley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: David B. Kilpatrick

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Andrew Langham

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Courtney R. Mather

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Donald F. Robillard, Jr

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Neal A. Shear

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

11

14A Executive Compensation

Approve, on an advisory and non-binding basis, the compensation of the Company's named executive officers for 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CHENIERE ENERGY, INC.

LNG

16411R208

US16411R2085

16-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of KPMG LLP as the Company's independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Andrew H. Card Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Erroll B. Davis Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: William J. DeLaney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: David B. Dillon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Lance M. Fritz

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Deborah C. Hopkins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Jane H. Lute

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Michael R. McCarthy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Thomas F. McLarty III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Bhavesh V. Patel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Jose H. Villarreal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of the Company for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

13

14A Executive Compensation

An advisory vote to approve executive compensation ("Say on Pay").

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

UNION PACIFIC CORPORATION

UNP

907818108

US9078181081

16-May-2019

Annual

14

S/H Proposal - Establish Independent Chairman

Shareholder proposal regarding Independent Chairman if properly presented at the Annual Meeting.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Edison C. Buchanan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Andrew F. Cates

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Phillip A. Gobe

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Larry R. Grillot

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Stacy P. Methvin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Royce W. Mitchell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Frank A. Risch

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Scott D. Sheffield

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Mona K. Sutphen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: J. Kenneth Thompson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Phoebe A. Wood

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Michael D. Wortley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

13

Ratify Appointment of Independent Auditors

RATIFICATION OF SELECTION OF ERNST & YOUNG LLP AS THE COMPANY'S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

PIONEER NATURAL RESOURCES COMPANY

PXD

723787107

US7237871071

16-May-2019

Annual

14

14A Executive Compensation

ADVISORY VOTE TO APPROVE NAMED EXECUTIVE OFFICER COMPENSATION

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: P. Robert Bartolo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Jay A. Brown

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Cindy Christy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Ari Q. Fitzgerald

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Robert E. Garrison II

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Andrea J. Goldsmith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Lee W. Hogan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Edward C. Hutcheson, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: J. Landis Martin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Robert F. McKenzie

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Anthony J. Melone

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: W. Benjamin Moreland

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

13

Ratify Appointment of Independent Auditors

The ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accountants for fiscal year 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CROWN CASTLE INTERNATIONAL CORP

CCI

22822V101

US22822V1017

16-May-2019

Annual

14

14A Executive Compensation

The non-binding, advisory vote to approve the compensation of the Company's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

1

Election of Directors

DIRECTOR

Roger K. Newport#

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

1

Election of Directors

DIRECTOR

Jillian C. Evanko*

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

1

Election of Directors

DIRECTOR

John O. Larsen*

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

1

Election of Directors

DIRECTOR

Thomas F. O'Toole*

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

2

14A Executive Compensation

Advisory vote to approve named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

3

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ALLIANT ENERGY CORPORATION

LNT

018802108

US0188021085

16-May-2019

Annual

4

S/H Proposal - Political/Government

A shareowner proposal requesting periodic reports disclosing expenditures on political activities.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Manuel Kadre

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Tomago Collins

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Thomas W. Handley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Jennifer M. Kirk

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Michael Larson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Kim S. Pegula

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Ramon A. Rodriguez

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Donald W. Slager

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: James P. Snee

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: John M. Trani

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Sandra M. Volpe

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Katharine B. Weymouth

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

13

14A Executive Compensation

Advisory vote to approve our named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REPUBLIC SERVICES, INC.

RSG

760759100

US7607591002

17-May-2019

Annual

15

S/H Proposal - Corporate Governance

Shareholder proposal regarding electoral contributions and expenditures.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: George Campbell, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Ellen V. Futter

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: John F. Killian

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: John McAvoy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: William J. Mulrow

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Armando J. Olivera

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Michael W. Ranger

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Linda S. Sanford

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Deirdre Stanley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: L. Frederick Sutherland

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

11

Ratify Appointment of Independent Auditors

Ratification of appointment of independent accountants.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CONSOLIDATED EDISON, INC.

ED

209115104

US2091151041

20-May-2019

Annual

12

14A Executive Compensation

Advisory vote to approve named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Raymond P. Dolan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Robert D. Hormats

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Gustavo Lara Cantu

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Grace D. Lieblein

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Craig Macnab

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: JoAnn A. Reed

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Pamela D.A. Reeve

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: David E. Sharbutt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: James D. Taiclet

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Samme L. Thompson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

11

Ratify Appointment of Independent Auditors

To ratify the selection of Deloitte & Touche LLP as the Company's independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

12

14A Executive Compensation

To approve, on an advisory basis, the Company's executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

13

S/H Proposal - Establish Independent Chairman

To adopt a policy requiring an independent Board Chairman.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

AMERICAN TOWER CORPORATION

AMT

03027X100

US03027X1000

21-May-2019

Annual

14

S/H Proposal - Political/Government

To require periodic reports on political contributions and expenditures.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Stanley L. Clark

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: John D. Craig

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: David P. Falck

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Edward G. Jepsen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Robert A. Livingston

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Martin H. Loeffler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: R. Adam Norwitt

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Diana G. Reardon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Anne Clarke Wolff

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

10

Ratify Appointment of Independent Auditors

Ratification of Deloitte & Touche LLP as independent accountants of the Company.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

11

14A Executive Compensation

Advisory vote to approve compensation of named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

12

S/H Proposal - Corporate Governance

Stockholder Proposal: Special Shareholder Meeting Improvement.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

AMPHENOL CORPORATION

APH

032095101

US0320951017

22-May-2019

Annual

13

S/H Proposal - Human Rights Related

Stockholder Proposal: Recruitment and Forced Labor Proposal.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Barry J. Alperin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Gerald A. Benjamin

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Stanley M. Bergman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: James P. Breslawski

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Paul Brons

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Shira Goodman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Joseph L. Herring

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Kurt P. Kuehn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Philip A. Laskawy

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Anne H. Margulies

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Mark E. Mlotek

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Steven Paladino

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: Carol Raphael

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

14

Election of Directors (Majority Voting)

Election of Director: E. Dianne Rekow, DDS, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

15

Election of Directors (Majority Voting)

Election of Director: Bradley T. Sheares, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

16

14A Executive Compensation

Proposal to approve, by non-binding vote, the 2018 compensation paid to the Company's Named Executive Officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

HENRY SCHEIN, INC.

HSIC

806407102

US8064071025

22-May-2019

Annual

17

Ratify Appointment of Independent Auditors

Proposal to ratify the selection of BDO USA, LLP as the Company's independent registered public accounting firm for the fiscal year ending December 28, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Robert K. Burgess

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Tench Coxe

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Persis S. Drell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: James C. Gaither

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Jen-Hsun Huang

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Dawn Hudson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Harvey C. Jones

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Michael G. McCaffery

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Stephen C. Neal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Mark L. Perry

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: A. Brooke Seawell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Mark A. Stevens

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

13

14A Executive Compensation

Approval of our executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2020.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NVIDIA CORPORATION

NVDA

67066G104

US67066G1040

22-May-2019

Annual

15

Eliminate Supermajority Requirements

Approval of an amendment and restatement of our Certificate of Incorporation to eliminate supermajority voting to remove a director without cause.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Alison Davis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Harry F. DiSimone

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

John Y. Kim

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Dennis F. Lynch

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Denis J. O'Leary

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Glenn M. Renwick

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Kim M. Robak

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

JD Sherman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Doyle R. Simons

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

1

Election of Directors

DIRECTOR

Jeffery W. Yabuki

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

2

Amend Employee Stock Purchase Plan

To approve the Fiserv, Inc. Amended and Restated Employee Stock Purchase Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

3

14A Executive Compensation

To approve, on an advisory basis, the compensation of the named executive officers of Fiserv, Inc.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

4

Ratify Appointment of Independent Auditors

To ratify the appointment of Deloitte & Touche LLP as the independent registered public accounting firm of Fiserv, Inc. for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FISERV, INC.

FISV

337738108

US3377381088

22-May-2019

Annual

5

S/H Proposal - Political/Government

A shareholder proposal requesting the company provide a political contribution report.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Sherry S. Barrat

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: James L. Camaren

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Kenneth B. Dunn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Naren K. Gursahaney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Kirk S. Hachigian

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Toni Jennings

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Amy B. Lane

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: James L. Robo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Rudy E. Schupp

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: John L. Skolds

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: William H. Swanson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Hansel E. Tookes, II

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

13

Election of Directors (Majority Voting)

Election of Director: Darryl L. Wilson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratification of appointment of Deloitte & Touche LLP as NextEra Energy's independent registered public accounting firm for 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

15

14A Executive Compensation

Approval, by non-binding advisory vote, of NextEra Energy's compensation of its named executive officers as disclosed in the proxy statement

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEXTERA ENERGY, INC.

NEE

65339F101

US65339F1012

23-May-2019

Annual

16

S/H Proposal - Political/Government

A proposal by the Comptroller of the State of New York, Thomas P. DiNapoli, entitled "Political Contributions Disclosure" to request semiannual reports disclosing political contribution policies and expenditures

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Frances Arnold, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Francis A. deSouza

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Susan E. Siegel

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

4

Ratify Appointment of Independent Auditors

To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 29, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

5

14A Executive Compensation

To approve, on an advisory basis, the compensation of the named executive officers as disclosed in the Proxy Statement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

6

Declassify Board

To approve an amendment to our Amended and Restated Certificate of Incorporation to declassify our Board of Directors.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

ILLUMINA, INC.

ILMN

452327109

US4523271090

29-May-2019

Annual

7

S/H Proposal - Corporate Governance

To approve, on an advisory basis, a stockholder proposal to enhance election-related disclosures.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Thomas Bartlett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Nanci Caldwell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Gary Hromadko

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Scott Kriens

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

William Luby

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Irving Lyons, III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Charles Meyers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Christopher Paisley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

1

Election of Directors

DIRECTOR

Peter Van Camp

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

2

14A Executive Compensation

To approve, by a non-binding advisory vote, the compensation of Equinix's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

3

Approve Stock Compensation Plan

To approve the Equinix French Sub-plan under Equinix's 2000 Equity Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

4

Ratify Appointment of Independent Auditors

To ratify the appointment of PricewaterhouseCoopers LLP as Equinix's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUINIX, INC.

EQIX

29444U700

US29444U7000

30-May-2019

Annual

5

S/H Proposal - Political/Government

Stockholder proposal related to political contributions.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Peter E. Bisson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Richard J. Bressler

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Raul E. Cesan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Karen E. Dykstra

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Anne Sutherland Fuchs

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: William O. Grabe

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Eugene A. Hall

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Stephen G. Pagliuca

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Eileen Serra

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: James C. Smith

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

11

14A Executive Compensation

Approve, on an advisory basis, the compensation of our named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARTNER, INC.

IT

366651107

US3666511072

30-May-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for fiscal 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Raul Alvarez

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

David H. Batchelder

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Angela F. Braly

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Sandra B. Cochran

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Laurie Z. Douglas

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Richard W. Dreiling

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Marvin R. Ellison

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

James H. Morgan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Brian C. Rogers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Bertram L. Scott

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Lisa W. Wardell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

1

Election of Directors

DIRECTOR

Eric C. Wiseman

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

2

14A Executive Compensation

Advisory vote to approve Lowe's named executive officer compensation in fiscal 2018.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

LOWE'S COMPANIES, INC.

LOW

548661107

US5486611073

31-May-2019

Annual

3

Ratify Appointment of Independent Auditors

Ratification of the appointment of Deloitte & Touche LLP as Lowe's independent registered public accounting firm for fiscal 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: G. H. Boyce

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: B. R. Brook

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: J. K. Bucknor

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: J. A. Carrabba

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: N. Doyle

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: G. J. Goldberg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: V. M. Hagen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: S. E. Hickok

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: R. Médori

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: J. Nelson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: J. M. Quintana

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: M. P. Zhang

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

13

14A Executive Compensation

Approve, on an Advisory Basis, Named Executive Officer Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

NEWMONT MINING CORPORATION

NEM

651639106

US6516391066

04-Jun-2019

Annual

14

Ratify Appointment of Independent Auditors

Ratify Appointment of Independent Registered Public Accounting Firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Zein Abdalla

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Maureen Breakiron-Evans

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Jonathan Chadwick

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: John M. Dineen

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

5

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Francisco D'Souza

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

6

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: John N. Fox, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

7

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Brian Humphries

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

8

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: John E. Klein

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

9

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Leo S. Mackay, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

10

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Michael Patsalos-Fox

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

11

Election of Directors (Majority Voting)

Election of director to serve until the 2020 annual meeting: Joseph M. Velli

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

12

14A Executive Compensation

Approve, on an advisory (non-binding) basis, the compensation of the company's named executive officers.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratify the appointment of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

14

S/H Proposal - Political/Government

Shareholder proposal requesting that the company provide a report disclosing its political spending and related company policies.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

COGNIZANT TECHNOLOGY SOLUTIONS CORP.

CTSH

192446102

US1924461023

04-Jun-2019

Annual

15

S/H Proposal - Establish Independent Chairman

Shareholder proposal requesting that the board of directors adopt a policy and amend the company's governing documents to require that the chairman of the board be an independent director.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director for a One-year term: Mitchell P. Rales

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director for a One-year term: Steven M. Rales

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director for a One-year term: Jeannine Sargent

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director for a One-year term: Alan G. Spoon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

5

Ratify Appointment of Independent Auditors

To ratify the selection of Ernst and Young LLP as Fortive's independent registered public accounting firm for the year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

6

14A Executive Compensation

To approve on an advisory basis Fortive's named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

FORTIVE CORPORATION

FTV

34959J108

US34959J1088

04-Jun-2019

Annual

7

Eliminate Supermajority Requirements

To approve Fortive's Amended and Restated Certificate of Incorporation, as amended and restated to eliminate the supermajority voting requirements applicable to shares of common stock.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Robert M. Calderoni

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Nanci E. Caldwell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Jesse A. Cohn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Robert D. Daleo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Murray J. Demo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Ajei S. Gopal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: David J. Henshall

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Thomas E. Hogan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Moira A. Kilcoyne

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Peter J. Sacripanti

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

11

Amend Stock Compensation Plan

Approval of an amendment to the Company's Amended and Restated 2014 Equity Incentive Plan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

12

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as the Company's independent registered public accounting firm for 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CITRIX SYSTEMS, INC.

CTXS

177376100

US1773761002

04-Jun-2019

Annual

13

14A Executive Compensation

Advisory vote to approve the compensation of the Company's named executive officers

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Sangeeta Bhatia

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Lloyd Carney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Terrence Kearney

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Yuchun Lee

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Jeffrey Leiden

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Bruce Sachs

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

7

Amend Stock Option Plan

Amendment and restatement of our 2013 Stock and Option Plan to, among other things, increase the number of shares available under the plan by 5.0 million shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

8

Amend Employee Stock Purchase Plan

Amendment and restatement of our 2013 Employee Stock Purchase Plan to, among other things, increase the number of shares available under the plan by 2.0 million shares.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

9

Ratify Appointment of Independent Auditors

Ratification of Ernst & Young LLP as our Independent Registered Public Accounting firm for the year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

10

14A Executive Compensation

Advisory vote on named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

11

S/H Proposal - Corporate Governance

Shareholder proposal, if properly presented at the meeting, requesting annual reporting on the integration of risks relating to drug prices into our executive compensation program.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

VERTEX PHARMACEUTICALS INCORPORATED

VRTX

92532F100

US92532F1003

05-Jun-2019

Annual

12

S/H Proposal - Political/Government

Shareholder proposal, if properly presented at the meeting, requesting that we prepare a report on our policies and activities with respect to lobbying.

Management

Against

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Robert Gamgort

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Olivier Goudet

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Peter Harf

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Genevieve Hovde

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Anna-Lena Kamenetzky

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: Paul S. Michaels

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Pamela H. Patsley

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Gerhard Pleuhs

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Fabien Simon

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Robert Singer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Dirk Van de Put

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Larry D. Young

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

13

Ratify Appointment of Independent Auditors

To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for fiscal year 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

14

14A Executive Compensation

To approve an advisory resolution regarding the compensation of our Named Executive Officers, as disclosed in the Proxy Statement.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

KEURIG DR PEPPER INC.

KDP

49271V100

US49271V1008

07-Jun-2019

Annual

15

Adopt Omnibus Stock Option Plan

To approve and adopt the 2019 Omnibus Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

1

Adopt Accounts for Past Year

Approval of Garmin Ltd.'s 2018 Annual Report, including the consolidated financial statements of Garmin Ltd. for the fiscal year ended December 29, 2018 and the statutory financial statements of Garmin Ltd. for the fiscal year ended December 29, 2018

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

2

Miscellaneous Corporate Actions

Approval of the appropriation of available earnings

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

3

Dividends

Approval of the payment of a cash dividend in the aggregate amount of US $2.28 per outstanding share out of Garmin Ltd.'s reserve from capital contribution in four equal installments

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

4

Approve Director Liability Insurance

Discharge of the members of the Board of Directors and the members of Executive Management from liability for the fiscal year ended December 29, 2018

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

5

Election of Directors (Full Slate)

Re-election of Director: Min H. Kao

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

6

Election of Directors (Full Slate)

Re-election of Director: Joseph J. Hartnett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

7

Election of Directors (Full Slate)

Re-election of Director: Clifton A. Pemble

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

8

Election of Directors (Full Slate)

Re-election of Director: Jonathan C. Burrell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

9

Election of Directors (Full Slate)

Re-election of Director: Charles W. Peffer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: Catherine A. Lewis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

11

Election of Directors (Full Slate)

Re-election of Min H. Kao as Executive Chairman of the Board of Directors for a term extending until completion of the next annual general meeting

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

12

Miscellaneous Corporate Actions

Re-election of Compensation Committee Member: Joseph J. Hartnett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

13

Miscellaneous Corporate Actions

Re-election of Compensation Committee Member: Charles W. Peffer

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

14

Miscellaneous Corporate Actions

Re-election of Compensation Committee Member: Jonathan C. Burrell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

15

Miscellaneous Corporate Actions

Election of Compensation Committee Member: Catherine A. Lewis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

16

Miscellaneous Corporate Actions

Election of the law firm of Wuersch & Gering LLP as independent voting rights representative

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

17

Ratify Appointment of Independent Auditors

Ratification of the appointment of Ernst & Young LLP as Garmin Ltd.'s independent registered public accounting firm for the 2019 fiscal year and re-election of Ernst & Young Ltd. as Garmin Ltd.'s statutory auditor for another one-year term

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

18

14A Executive Compensation

Advisory vote on executive compensation

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

19

14A Executive Compensation

Binding vote to approve fiscal year 2020 maximum aggregate compensation for the Executive Management

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

20

14A Executive Compensation

Binding vote to approve maximum aggregate compensation for the Board of Directors for the period between the 2019 Annual General Meeting and the 2020 Annual General Meeting

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

21

Amend Employee Stock Purchase Plan

Amendment to the Garmin Ltd. Employee Stock Purchase Plan to increase the number of shares authorized for issuance under the Plan from 6 million to 8 million

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

GARMIN LTD

GRMN

H2906T109

CH0114405324

07-Jun-2019

Annual

22

Amend Stock Compensation Plan

Amendment to the Garmin Ltd. 2005 Equity Incentive Plan to increase the maximum number of shares authorized for issuance under the Plan that may be delivered as Restricted Shares or pursuant to Performance Units or Restricted Stock Units from 6 million to 10 million

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Class III Director: Ira Ehrenpreis

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Class III Director: Kathleen Wilson-Thompson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

3

Approve Stock Compensation Plan

Tesla proposal to approve the Tesla, Inc. 2019 Equity Incentive Plan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

4

Adopt Employee Stock Purchase Plan

Tesla proposal to approve the Tesla, Inc. 2019 Employee Stock Purchase Plan

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

5

Eliminate Supermajority Requirements

Tesla proposal to approve and adopt amendments to certificate of incorporation and bylaws to eliminate applicable supermajority voting requirements

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

6

Approve Charter Amendment

Tesla proposal to approve amendment to certificate of incorporation to reduce director terms from three years to two years

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

7

Ratify Appointment of Independent Auditors

Tesla proposal to ratify the appointment of PricewaterhouseCoopers LLP as Tesla's independent registered public accounting firm for the fiscal year ending December 31, 2019

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

8

S/H Proposal - Corporate Governance

Stockholder proposal regarding a public policy committee

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

TESLA, INC.

TSLA

88160R101

US88160R1014

11-Jun-2019

Annual

9

S/H Proposal - Election of Directors By Majority Vote

Stockholder proposal regarding simple majority voting provisions in governing documents

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Kelly A. Ayotte

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: David L. Calhoun

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Daniel M. Dickinson

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: Juan Gallardo

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

5

Election of Directors (Majority Voting)

Election of Director: Dennis A. Muilenburg

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

6

Election of Directors (Majority Voting)

Election of Director: William A. Osborn

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

7

Election of Directors (Majority Voting)

Election of Director: Debra L. Reed-Klages

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

8

Election of Directors (Majority Voting)

Election of Director: Edward B. Rust, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

9

Election of Directors (Majority Voting)

Election of Director: Susan C. Schwab

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

10

Election of Directors (Majority Voting)

Election of Director: D. James Umpleby III

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

11

Election of Directors (Majority Voting)

Election of Director: Miles D. White

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

12

Election of Directors (Majority Voting)

Election of Director: Rayford Wilkins, Jr.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

13

Ratify Appointment of Independent Auditors

Ratify the appointment of independent registered public accounting firm for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

14

14A Executive Compensation

Advisory vote to approve executive compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

15

S/H Proposal - Shareholders be Given Access to Proxy

Shareholder Proposal - Amend proxy access to remove resubmission threshold.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

CATERPILLAR INC.

CAT

149123101

US1491231015

12-Jun-2019

Annual

16

S/H Proposal - Corporate Governance

Shareholder Proposal - Report on activities in conflict-affected areas.

Management

For

Delivered

No

NL FD TRU IV INSP 100 ETF

REGENERON PHARMACEUTICALS, INC.

REGN

75886F107

US75886F1075

14-Jun-2019

Annual

1

Election of Directors (Majority Voting)

Election of Director: Bonnie L. Bassler, Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REGENERON PHARMACEUTICALS, INC.

REGN

75886F107

US75886F1075

14-Jun-2019

Annual

2

Election of Directors (Majority Voting)

Election of Director: Michael S. Brown, M.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REGENERON PHARMACEUTICALS, INC.

REGN

75886F107

US75886F1075

14-Jun-2019

Annual

3

Election of Directors (Majority Voting)

Election of Director: Leonard S. Schleifer, M.D., Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REGENERON PHARMACEUTICALS, INC.

REGN

75886F107

US75886F1075

14-Jun-2019

Annual

4

Election of Directors (Majority Voting)

Election of Director: George D. Yancopoulos, M.D., Ph.D.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

REGENERON PHARMACEUTICALS, INC.

REGN

75886F107

US75886F1075

14-Jun-2019

Annual

5

Ratify Appointment of Independent Auditors

Ratification of the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WORKDAY, INC.

WDAY

98138H101

US98138H1014

18-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Carl M. Eschenbach

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WORKDAY, INC.

WDAY

98138H101

US98138H1014

18-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Michael M. McNamara

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WORKDAY, INC.

WDAY

98138H101

US98138H1014

18-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Jerry Yang

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WORKDAY, INC.

WDAY

98138H101

US98138H1014

18-Jun-2019

Annual

2

Ratify Appointment of Independent Auditors

To ratify the appointment of Ernst & Young LLP as Workday, Inc.'s independent registered public accounting firm for the fiscal year ending January 31, 2020.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

WORKDAY, INC.

WDAY

98138H101

US98138H1014

18-Jun-2019

Annual

3

14A Executive Compensation

Advisory vote on named executive officer compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

24-Jun-2019

Special

1

Stock Issuance

To approve the issuance of Centene Corporation ("Centene") common stock, par value $0.001 per share, pursuant to the Agreement and Plan of Merger, dated as of March 26, 2019, by and among Centene, Wellington Merger Sub I, Inc., Wellington Merger Sub II, Inc. and WellCare Health Plans, Inc., as may be amended from time to time (the "Share Issuance Proposal").

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

CENTENE CORPORATION

CNC

15135B101

US15135B1017

24-Jun-2019

Special

2

Approve Motion to Adjourn Meeting

To approve any proposal to adjourn the Special Meeting of Stockholders of Centene (the "Centene Special Meeting") from time to time, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the Centene Special Meeting to approve the Share Issuance Proposal.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Charles L. Atwood

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Raymond Bennett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Linda Walker Bynoe

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Connie K. Duckworth

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Mary Kay Haben

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Bradley A. Keywell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

John E. Neal

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

David J. Neithercut

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Mark J. Parrell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Mark S. Shapiro

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Stephen E. Sterrett

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

1

Election of Directors

DIRECTOR

Samuel Zell

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

2

Ratify Appointment of Independent Auditors

Ratification of the selection of Ernst & Young LLP as the Company's independent auditor for 2019.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

3

14A Executive Compensation

Approval of Executive Compensation.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

EQUITY RESIDENTIAL

EQR

29476L107

US29476L1070

27-Jun-2019

Annual

4

Approve Stock Compensation Plan

Approval of the 2019 Share Incentive Plan.

Management

For

Delivered

Yes

NL FD TRU IV INSP 100 ETF

Registrant:NORTHERN LIGHTS FUND TRUST IV - Inspire Corporate Bond Impact ETF									Item 1, Exhibit 11
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The Inspire Corporate Bond Impact ETF is a bond fund. Bond holders do not vote in shareholder elections.

Registrant:NORTHERN LIGHTS FUND TRUST IV - IQ-Striquer Fund									Item 1, Exhibit 12
Investment Company Act file number: 811-23066
Reporting Period:		From July 1, 2018	through May 29, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The IQ-Striquer Fund did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Main BuyWrite Fund									Item 1, Exhibit 13
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	Main BuyWrite Fund did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Main Sector Rotation ETF									Item 1, Exhibit 14
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	Main Sector Rotation ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Measured Risk Strategy Fund									Item 1, Exhibit 15
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The Measured Risk Strategy Fund did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Quantx Dynamic Beta US Equity ETF										Item 1, Exhibit 16
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2018 through May 16, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted	(h) Vote Cast	(i) For/Against Management
1	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	1	Proposal to adpot the Agreement and Plan of Merger, dates as of March 26, 2018, by and among Brookfield Property Partners, LP ("BPY"), Goldfinch merger Sub Corp, and GGP Inc. (GGP) as amended on June 25, 2018 and as many be further amended from time to time in accordance with its terms, pursuant to which BPY has agreed to acquire GGP through a series of transactions.	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	2	Proposal to approve amending and restating the GGP certificate of incorporation to authorize new classes of capital stock and implement other ancillary amendments	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	3	Proposal to approve amending and restating the GGP certificate of incorporation to remove the ability  of stockholders to prohibit the board of directors of Brookfield Property REIT, Inc. the new name of GGP after the consummation of the Transactions ("BPR") from further amending the GGP bylaws that were amended by such stockholders	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	4	Proposal to approve amending and restating the GGP certificate of incorporation to impose a voting requirements of 66 2/3% of the voting power of the capital stock entitled to vote to amend or repeal the GGP bylaws	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	5	Proposal to approve amending and reatating  the GGP certificate of incorporation to impose a voting requirement of 66 2/3% of the voting power of the capital stock entitled to vote to remove a director of BPR	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	6	Proposal to approve amending and restating the GGP ylaws to include a provision requiring BPR to include in its proxy statements andy proxy cards director candidates selected by a BPY affiliate.	Issuer	Yes	Abstain	Abstain
2	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	7	Proposal to approve amending and restating the GGP bylaws to eliminate the stockholders' power to call special meeting and to implement other ancillary amendments	Issuer	Yes	Abstain	Abstain
	GGP INC.	GGP	36174X101	7/26/2018-2018 Special Meeting	8	Proposal to approve, by non-binding, advisory vot, the compensation that may become payable to the GGP named executive officers in connection with the Transactions.	Issuer	Yes	Abstain	Abstain
3	LAMB WESTON HOLDINGS, INC.	LW	513272104	9/27/18 - 2018 ANNUAL MEETING	1	To elect to the Board of Directors the following nine nominees presented by the Board: Peter J. Benson, Charles A Blixt, Andre J. Hawaux, W.G. Jurgensen, Thomas P. Maurer, Hala G. Moddelmog, Andrew J. Schindler, Maria Renna Sharpe, Thomas P. Werner	Issuer	Yes	Abstain	Abstain
	LAMB WESTON HOLDINGS, INC.	LW	513272104	9/27/18 - 2018 ANNUAL MEETING	2	Advisory vote to approve executive compensation	Issuer	Yes	Abstain	Abstain
	LAMB WESTON HOLDINGS, INC.	LW	513272104	9/27/18 - 2018 ANNUAL MEETING	3	Ratification of the appointment of KPMG LLP as independent auditors for fiscal year 2019.	Issuer	Yes	Abstain	Abstain
4	PROCTOR AND GAMBLE	PG	742718109	10/9/18 - 2018 ANNUAL MEETING	1	To elect to the Board of Directors the following thirteen nominees presented by the Board: Francis S. Blake, Angela F. Braly, Amy L Chang, Kenneth I. Chenault, Scott D. Cook, Joseph Jimenez, Terry J. Lundgren, W. James McNerney, Jr., Nelson Peltz, David S. Taylor, Margaret C. Whitman, Patricia A. Woetrz, Ernesto Zedillo,	Issuer	Yes	Abstain	Abstain
	PROCTOR AND GAMBLE	PG	742718109	10/9/18 - 2018 ANNUAL MEETING	2	Ratify appointment of independed registered public accounting firm	Issuer	Yes	Abstain	Abstain
	PROCTOR AND GAMBLE	PG	742718109	10/9/18 - 2018 ANNUAL MEETING	3	Advisory vote on the company's executive compensation	Issuer	Yes	Abstain	Abstain
5	COTY, INC.	COTY	222070203	11/6/18 - 2018 ANNUAL MEETING	1	DIRECTOR:  LAMBERTUS j. h. Becht, Sabine Chalmers, Joachim Faber, Olivier Goudet, Peter Harf, Paul S. Michaels, Camillo Pane, Erhard Schoewel, Robert Singer	Issuer	Yes	Abstain	Abstain
	COTY, INC.	COTY	222070203	11/6/18 - 2018 ANNUAL MEETING	2	Approval, on and advisory basis, the compensation of Coty inc.'s named executive officers, ans disclosed in the proxy satement	Issuer	Yes	Abstain	Abstain
	COTY, INC.	COTY	222070203	11/6/18 - 2018 ANNUAL MEETING	3	Ratification of the appointment of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending June 30, 2019.	Issuer	Yes	Abstain	Abstain
6	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	1	Election of the three directors named in the proxy statement	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	2	Ratification of KPMG LLP as our independent registered public accounting firm	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	3	Advisory vote approving executive compensation	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	4	Approval of the adoption of an amendment to our Amended and Restated Certificate of Incorporation (the ‘‘Current Certificate’’) to phase out and eventually eliminate the classified structure of our Board of Directors	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	5	Approval of the adoption of an amendment to the Current Certificate to eliminate the supermajority voting requirement for amendments to the Current Certificate and for stockholder amendments to our Amended and Restated Bylaws (the ‘‘Current Bylaws’’)	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	6	Approval of the adoption of an amendment to our Current Certificate to impose certain stock ownership limitations and transfer restrictions in connection with the Company’s previously announced plan to consider conversion to a real estate investment trust	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	7	Approval of the adoption of an amendment to our Current Bylaws to eliminate the supermajority voting requirement for stockholder amendments to the Current Bylaws	Issuer	Yes	Abstain	Abstain
	ZAYO GROUP HOLDINGS INC	ZAYO	98919V105	11/6/18 - 2018 ANNUAL MEETING	8	Transact such other business as may properly come before the meeting or any adjournment thereof	Issuer	Yes	Abstain	Abstain
7	THE CLOROX COMPANY	CLX	189054109	11/14/18 - 2018 ANNUAL MEETING	1	To elect the twelve director nominees named in the proxy statement	Issuer	Yes	Abstain	Abstain
	THE CLOROX COMPANY	CLX	189054109	11/14/18 - 2018 ANNUAL MEETING	2	To hold an advisory vote to approve executive compensation	Issuer	Yes	Abstain	Abstain
	THE CLOROX COMPANY	CLX	189054109	11/14/18 - 2018 ANNUAL MEETING	3	To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm	Issuer	Yes	Abstain	Abstain
	THE CLOROX COMPANY	CLX	189054109	11/14/18 - 2018 ANNUAL MEETING	4	To approve an amendment to the Company's Restated Certificate of Incoproration to eliminate the supermajority voting provision	Issuer	Yes	Abstain	Abstain
8	ROYAL GOLD, INC.	RGLD	780287108	11/14/2018 - 2018 ANNUAL MEETING	1	Election of Director Tony Jensen	Issuer	Yes	Abstain	Abstain
	ROYAL GOLD, INC.	RGLD	780287108	11/14/2018 - 2018 ANNUAL MEETING	2	Election of Director Jamie C Sokalsky	Issuer	Yes	Abstain	Abstain
	ROYAL GOLD, INC.	RGLD	780287108	11/14/2018 - 2018 ANNUAL MEETING	3	To hold an advisory vote to approve executive compensation	Issuer	Yes	Abstain	Abstain
	ROYAL GOLD, INC.	RGLD	780287108	11/14/2018 - 2018 ANNUAL MEETING	4	To ratify the selection of Ernst & Young LLP as the Company's independent registered public accounting firm for the fiscal year ending June 30, 2019	Issuer	Yes	Abstain	Abstain
9	THE MADISON SQUARE GARDEN COMPANY	MSG	55825T103	12/6/18 - 2018 ANNUAL MEETING	1	Election of directors	Issuer	Yes	Abstain	Abstain
	THE MADISON SQUARE GARDEN COMPANY	MSG	55825T103	12/6/18 - 2018 ANNUAL MEETING	2	Ratification of the appointment of our independent registered public accounting firm	Issuer	Yes	Abstain	Abstain
	THE MADISON SQUARE GARDEN COMPANY	MSG	55825T103	12/6/18 - 2018 ANNUAL MEETING	3	Conduct such other business as may be properly brought before the meeting	Issuer	Yes	Abstain	Abstain
10	ATMOS ENERGY CORPORATION	ATO	49560105	2/6/2019 - 2019 ANNUAL MEETING	1	To elect the 13 directors named in the proxy statement for one-year terms expiring in 2020	Issuer	Yes	Abstain	Abstain
	ATMOS ENERGY CORPORATION	ATO	49560105	2/6/2019 - 2019 ANNUAL MEETING	2	To ratify the Audit Committee’s appointment of Ernst & Young LLP (“Ernst & Young”) to serve as the Company’s independent registered public accounting firm for fiscal 2019	Issuer	Yes	Abstain	Abstain
	ATMOS ENERGY CORPORATION	ATO	49560105	2/6/2019 - 2019 ANNUAL MEETING	3	To approve, on an advisory basis, the compensation of the named executive officers of the Company for fiscal 2018 (“Say-on-Pay”)	Issuer	Yes	Abstain	Abstain
	ATMOS ENERGY CORPORATION	ATO	49560105	2/6/2019 - 2019 ANNUAL MEETING	4	To vote on one shareholder proposal, if properly presented at the meeting	Issuer	Yes	Abstain	Abstain
11	AMDOCS LIMITED	DOX	G02602103	1/31/19 - 2019 ANNUAL MEETING	1	To approve the election of each of the following 10 individuals to serve as directors of Amdocs Limited until the next annual general meeting of shareholders or until his or her earlier resignation or removal or until his or her respective successor is elected and qualified	Issuer	Yes	Abstain	Abstain
	AMDOCS LIMITED	DOX	G02602103	1/31/19 - 2019 ANNUAL MEETING	2	To approve an increase in the dividend rate under our quarterly cash dividend program from $0.25 per share to $0.285 per share	Issuer	Yes	Abstain	Abstain
	AMDOCS LIMITED	DOX	G02602103	1/31/19 - 2019 ANNUAL MEETING	3	To approve our Consolidated Financial Statements for the fiscal year ended September 30, 2018	Issuer	Yes	Abstain	Abstain
	AMDOCS LIMITED	DOX	G02602103	1/31/19 - 2019 ANNUAL MEETING	4	To ratify and approve the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending September 30, 2019, and until the next annual general meeting, and authorize the Audit Committee of the Board of Directors to fix the remuneration of such independent registered public accounting firm in accordance with the nature and extent of its services	Issuer	Yes	Abstain	Abstain
12	HOLL-ROM HOLDINGS, INC.	HRC	431475102	3/6/19 - 2019 ANNUAL MEETING	1	To elect nine (9) members to the Board of Directors to serve one-year terms expiring at the 2020 annual meeting or until their successors are elected and qualified;	Issuer	Yes	Abstain	Abstain
	HOLL-ROM HOLDINGS, INC.	HRC	431475102	3/6/19 - 2019 ANNUAL MEETING	2	To consider and vote on a non-binding proposal to approve, on an advisory basis, the compensation of Hill-Rom’s named executive officers	Issuer	Yes	Abstain	Abstain
	HOLL-ROM HOLDINGS, INC.	HRC	431475102	3/6/19 - 2019 ANNUAL MEETING	3	To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm of Hill-Rom for fiscal year 2019	Issuer	Yes	Abstain	Abstain
13	HOLOGIC, INC	HOLX	436440101	3/7/19 - 2019 ANNUAL MEETING	1	To consider and act upon the election of the eight (8) nominees identified in the accompanying proxy statement to serve as directors for the ensuing year	Issuer	Yes	Abstain	Abstain
	HOLOGIC, INC	HOLX	436440101	3/7/19 - 2019 ANNUAL MEETING	2	To conduct an advisory vote to approve our executive compensation	Issuer	Yes	Abstain	Abstain
	HOLOGIC, INC	HOLX	436440101	3/7/19 - 2019 ANNUAL MEETING	3	To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for fiscal 2019	Issuer	Yes	Abstain	Abstain
14	BERRY GLOBAL GROUP, INC.	BERY	08579W103	3/6/19 - 2019 ANNUAL MEETING	1	To elect seven director nominees to Berry’s Board of Directors for one-year terms	Issuer	Yes	Abstain	Abstain
	BERRY GLOBAL GROUP, INC.	BERY	08579W103	3/6/19 - 2019 ANNUAL MEETING	2	To ratify the selection of Ernst & Young LLP as Berry’s independent registered public accountants for the fiscal year ending September 28, 2019	Issuer	Yes	Abstain	Abstain
	BERRY GLOBAL GROUP, INC.	BERY	08579W103	3/6/19 - 2019 ANNUAL MEETING	3	To approve, on an advisory, non-binding basis, our executive compensation	Issuer	Yes	Abstain	Abstain
	BERRY GLOBAL GROUP, INC.	BERY	08579W103	3/6/19 - 2019 ANNUAL MEETING	4	To vote, on an advisory, non-binding basis, on whether the advisory, non-binding vote on executive compensation should occur every one, two or three years	Issuer	Yes	Abstain	Abstain
	BERRY GLOBAL GROUP, INC.	BERY	08579W103	3/6/19 - 2019 ANNUAL MEETING	5	To approve an amendment to Berry’s Amended and Restated Certificate of Incorporation to enable stockholders who hold at least 25% of our outstanding common stock to call special stockholder meetings	Issuer	Yes	Abstain	Abstain
	BERRY GLOBAL GROUP, INC.	BERY	08579W103	3/6/19 - 2019 ANNUAL MEETING	6	If properly presented at the Annual Meeting, to consider a stockholder proposal requesting the Board to take steps necessary to give stockholders who hold at least 15% of our outstanding common stock the right to call a special stockholder meeting	Issuer	Yes	Abstain	Abstain
15	TRIBUNE MEDIA COMPANY	TRCO	896047503	3/12/19 - 2019 SPECIAL MEETING	1	To consider and vote on a proposal to adopt the Agreement and Plan of Merger, dated as of November 30, 2018, as it may be amended from time to time, which we refer to as the “merger agreement,” a copy of which is attached as Annex A to the proxy statement accompanying this notice, by and among Tribune, Nexstar Media Group, Inc., a Delaware corporation, which we refer to as “Nexstar,” and Titan Merger Sub, Inc., a wholly-owned subsidiary of Nexstar, which we refer to as “Merger Sub,” which we refer to as the “merger proposal”	Issuer	Yes	Abstain	Abstain
	TRIBUNE MEDIA COMPANY	TRCO	896047503	3/12/19 - 2019 SPECIAL MEETING	2	To consider and vote on a non-binding, advisory proposal to approve the compensation that may become payable to Tribune’s named executive officers in connection with the consummation of the merger, which we refer to as the “compensation proposal”	Issuer	Yes	Abstain	Abstain
	TRIBUNE MEDIA COMPANY	TRCO	896047503	3/12/19 - 2019 SPECIAL MEETING	3	To consider and vote on a proposal to adjourn the special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the merger proposal, which we refer to as the “adjournment proposal.”	Issuer	Yes	Abstain	Abstain
16	HUMANA, INC.	HUM	444859102	4/18/2019 - 2019 ANNUAL MEETING	1	Elect the ten (10) director nominees named in the proxy statement	Issuer	Yes	Abstain	Abstain
	HUMANA, INC.	HUM	444859102	4/18/2019 - 2019 ANNUAL MEETING	2	Ratify the appointment of PricewaterhouseCoopers LLP as the Company’s independent registered public accounting firm for 2019	Issuer	Yes	Abstain	Abstain
	HUMANA, INC.	HUM	444859102	4/18/2019 - 2019 ANNUAL MEETING	3	Non-binding advisory vote to approve the compensation of the Company’s Named Executive Officers	Issuer	Yes	Abstain	Abstain
	HUMANA, INC.	HUM	444859102	4/18/2019 - 2019 ANNUAL MEETING	4	Approve the Amended and Restated Humana Inc. Stock Incentive Plan	Issuer	Yes	Abstain	Abstain
17	PUBLIC SERVICE ENTERPRISE GROUP INC.	PSEG	774573106	4/16/19 - 2019 ANNUAL MEETING	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	PUBLIC SERVICE ENTERPRISE GROUP INC.	PSEG	774573106	4/16/19 - 2019 ANNUAL MEETING	2	Approval of Executive Compensation	Issuer	Yes	Abstain	Abstain
	PUBLIC SERVICE ENTERPRISE GROUP INC.	PSEG	774573106	4/16/19 - 2019 ANNUAL MEETING	3	Ratifcation of Auditor	Issuer	Yes	Abstain	Abstain
18	AMERICAN ELECTRIC POWER COMPANY, INC.	AEP	025537101	4/23/19 - 2019 ANNUAL MEETING	1	To elect the 13 directors named herein to hold office until the next annual meeting and until their successors are duly elected	Issuer	Yes	Abstain	Abstain
	AMERICAN ELECTRIC POWER COMPANY, INC.	AEP	025537101	4/23/19 - 2019 ANNUAL MEETING	2	To ratify the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year 2019	Issuer	Yes	Abstain	Abstain
	AMERICAN ELECTRIC POWER COMPANY, INC.	AEP	025537101	4/23/19 - 2019 ANNUAL MEETING	3	To approve an amendment to the Company’s Restated Certificate of Incorporation to eliminate preemptive rights	Issuer	Yes	Abstain	Abstain
	AMERICAN ELECTRIC POWER COMPANY, INC.	AEP	025537101	4/23/19 - 2019 ANNUAL MEETING	4	To hold an advisory vote on executive compensation	Issuer	Yes	Abstain	Abstain
19	WELBILT, INC.	WBT	949090104	4/26/19 - 2019 ANNUAL MEETING	1	To elect eight members to the Board of Directors, each to serve for a one-year term.	Issuer	Yes	Abstain	Abstain
	WELBILT, INC.	WBT	949090104	4/26/19 - 2019 ANNUAL MEETING	2	To approve, on an advisory basis, the compensation of Welbilt’s named executive officers	Issuer	Yes	Abstain	Abstain
	WELBILT, INC.	WBT	949090104	4/26/19 - 2019 ANNUAL MEETING	3	To ratify the selection of PricewaterhouseCoopers LLP as Welbilt’s independent registered public accounting firm for 2019	Issuer	Yes	Abstain	Abstain
20	CRANE CO.	CR	224399105	4/29/19 - 2019 ANNUAL MEETING	1	To elect ten directors to serve for one-year terms until the annual meeting of stockholders in 2020	Issuer	Yes	Abstain	Abstain
	CRANE CO.	CR	224399105	4/29/19 - 2019 ANNUAL MEETING	2	To consider and vote on a proposal to ratify the selection of Deloitte & Touche LLP as independent auditors for Crane Co. for 2019	Issuer	Yes	Abstain	Abstain
	CRANE CO.	CR	224399105	4/29/19 - 2019 ANNUAL MEETING	3	To consider and vote on a proposal to approve, by a non-binding advisory vote, the compensation paid by the Company to certain executive officers	Issuer	Yes	Abstain	Abstain
21	NEWMONT MINING CORPORATION	NEM	651639106	4/11/19 - 2019 SPECIAL MEETING	1	to consider and vote on the proposal to approve an amendment and restatement of the Newmont Restated Certificate of Incorporation to increase Newmont's authorized shares of common stock from 750,000,000 shares to 1,280,000,000 shares	Issuer	Yes	Abstain	Abstain
	NEWMONT MINING CORPORATION	NEM	651639106	4/11/19 - 2019 SPECIAL MEETING	2	to consider and vote on the proposal to approve the issuance of shares of Newmont common stock to Goldcorp shareholders in connection with the arrangement agreement	Issuer	Yes	Abstain	Abstain
	NEWMONT MINING CORPORATION	NEM	651639106	4/11/19 - 2019 SPECIAL MEETING	3	subject to the provisions of the arrangement agreement, to consider and vote on the proposal to approve the adjournment or postponement of the Newmont special meeting, if necessary or appropriate, to solicit additional proxies if there are not sufficient votes to approve the amendment proposal or the share issuance proposal	Issuer	Yes	Abstain	Abstain
22	CYPRESS SEMICONDUCTOR CORPORATION	CY	232806109	5/3/19 - 2019 ANNUAL MEETING	1	Election of eight directors to serve on our Board of Directors for a one-year term, with each director to hold office until his or her successor is duly elected and qualified or until his or her earlier death, resignation or removal	Issuer	Yes	Abstain	Abstain
	CYPRESS SEMICONDUCTOR CORPORATION	CY	232806109	5/3/19 - 2019 ANNUAL MEETING	2	Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for fiscal year 2019	Issuer	Yes	Abstain	Abstain
	CYPRESS SEMICONDUCTOR CORPORATION	CY	232806109	5/3/19 - 2019 ANNUAL MEETING	3	Approval, on an advisory basis, of the Company’s named executive officer compensation	Issuer	Yes	Abstain	Abstain
23	KRIBY CORPORATION	KEX	497266106	4/30/19 - 2019 ANNUAL MEETING	1	Election of three Class III directors	Issuer	Yes	Abstain	Abstain
	KRIBY CORPORATION	KEX	497266106	4/30/19 - 2019 ANNUAL MEETING	2	Ratification of the Audit Committee’s selection of KPMG LLP as Kirby’s independent registered public accounting firm for 2019;	Issuer	Yes	Abstain	Abstain
	KRIBY CORPORATION	KEX	497266106	4/30/19 - 2019 ANNUAL MEETING	3	Advisory vote on the approval of the compensation of Kirby’s named executive officers	Issuer	Yes	Abstain	Abstain
24	ACADIA HEALTHCARE COMPANY, INC.	ACHC	00404A109	5/2/19 - 2019 ANNUAL MEETING	1	Election of directors	Issuer	Yes	Abstain	Abstain
	ACADIA HEALTHCARE COMPANY, INC.	ACHC	00404A109	5/2/19 - 2019 ANNUAL MEETING	2	Advisory vote on the compensation of the Company's named executive officers as a presented in the Proxy Statement	Issuer	Yes	Abstain	Abstain
	ACADIA HEALTHCARE COMPANY, INC.	ACHC	00404A109	5/2/19 - 2019 ANNUAL MEETING	3	Advisory vote on the frequency of the advisory vote on the compensation of the Company's named executive officers	Issuer	Yes	Abstain	Abstain
	ACADIA HEALTHCARE COMPANY, INC.	ACHC	00404A109	5/2/19 - 2019 ANNUAL MEETING	4	Ratify the appointment of Ernst & Youg LLP as the Company's independent registered public accounting firm for the fiscal year ending December 31, 2019	Issuer	Yes	Abstain	Abstain
25	TRANSUNION	TRU	89400J107	5/8/19 - 2019 ANNUAL MEETING	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	TRANSUNION	TRU	89400J107	5/8/19 - 2019 ANNUAL MEETING	2	Ratification of Appointment of Ernst & Young LLP as the Company’s Independent Registered Public Accounting Firm	Issuer	Yes	Abstain	Abstain
	TRANSUNION	TRU	89400J107	5/8/19 - 2019 ANNUAL MEETING	3	Advisory Vote to Approve the Compensation of the Company’s Named Executive Officers	Issuer	Yes	Abstain	Abstain
26	HEXCEL CORPORATION	HXL	428291108	5/9/19 - 2019 ANNUAL MEETING	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	HEXCEL CORPORATION	HXL	428291108	5/9/19 - 2019 ANNUAL MEETING	2	Advisory vote to approve 2018 executive compensation	Issuer	Yes	Abstain	Abstain
	HEXCEL CORPORATION	HXL	428291108	5/9/19 - 2019 ANNUAL MEETING	3	Amendment to the Hexcel Corporation 2013 Incentive Stock Plan	Issuer	Yes	Abstain	Abstain
	HEXCEL CORPORATION	HXL	428291108	5/9/19 - 2019 ANNUAL MEETING	4	Ratification of Ernst & YounG LLP as Independent Registered Public Accounting Firm for 2019.	Issuer	Yes	Abstain	Abstain
27	RPC, INC.	RES	749660106	4/23/19 - 2019 ANNUAL MEETING	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	RPC, INC.	RES	749660106	4/23/19 - 2019 ANNUAL MEETING	2	Ratification of Grant Thornton LLP as Independent Registered Public Accounting Firm for fiscal year ending December 31, 2019.	Issuer	Yes	Abstain	Abstain
28	CADENCE DESIGN SYSTEMS, INC.	CDNS	127387108	5/2/19 - 2019 ANNUAL MEETING	1	To elect the nine directors named in the proxy statement to serve until the 2020 Annual Meeting of Stockholders and until their successors are elected and qualified, or until the directors’ earlier death, resignation or removal	Issuer	Yes	Abstain	Abstain
	CADENCE DESIGN SYSTEMS, INC.	CDNS	127387108	5/2/19 - 2019 ANNUAL MEETING	2	To approve the amendment of the Omnibus Equity Incentive Plan	Issuer	Yes	Abstain	Abstain
	CADENCE DESIGN SYSTEMS, INC.	CDNS	127387108	5/2/19 - 2019 ANNUAL MEETING	3	To approve the amendment of the Restated Certificate of Incorporation to eliminate supermajority vote requirements for specified corporate actions	Issuer	Yes	Abstain	Abstain
	CADENCE DESIGN SYSTEMS, INC.	CDNS	127387108	5/2/19 - 2019 ANNUAL MEETING	4	To vote on an advisory resolution to approve named executive officer compensation	Issuer	Yes	Abstain	Abstain
	CADENCE DESIGN SYSTEMS, INC.	CDNS	127387108	5/2/19 - 2019 ANNUAL MEETING	5	To ratify the selection of KPMG LLP as the independent registered public accounting firm of Cadence for its fiscal year ending December 28, 2019	Issuer	Yes	Abstain	Abstain
29	MANHATTAN ASSOCIATES, INC.	MANH	562750109	5/14/19 - 2019 ANNUAL MEETING	1	the election of two Class III Directors to the Company’s Board of Directors;	Issuer	Yes	Abstain	Abstain
	MANHATTAN ASSOCIATES, INC.	MANH	562750109	5/14/19 - 2019 ANNUAL MEETING	2	a nonbinding resolution to approve the compensation of the Company’s named executive officers	Issuer	Yes	Abstain	Abstain
	MANHATTAN ASSOCIATES, INC.	MANH	562750109	5/14/19 - 2019 ANNUAL MEETING	3	a proposal to ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for the fiscal year ending December 31, 2019	Issuer	Yes	Abstain	Abstain
30	GRAPHIC PACKAGING HOLDING COMPANY	GPK	388689101	5/22/2019 - 2019 ANNUAL MEETING	1	Elect three Class III Directors to serve until the 2022 Annual Meeting of Stockholders	Issuer	Yes	Abstain	Abstain
	GRAPHIC PACKAGING HOLDING COMPANY	GPK	388689101	5/22/2019 - 2019 ANNUAL MEETING	2	Ratify the selection of Ernst & Young LLP as the Company’s independent registered public accounting firm	Issuer	Yes	Abstain	Abstain
	GRAPHIC PACKAGING HOLDING COMPANY	GPK	388689101	5/22/2019 - 2019 ANNUAL MEETING	3	Seek approval of the compensation paid to Graphic Packaging Holding Company’s named executive officers as set forth in this Proxy Statement;	Issuer	Yes	Abstain	Abstain
31	IDEXX LABORATORIES, INC	IDXX	45168D104	5/8/19 - 2019 ANNUAL MEETING	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	IDEXX LABORATORIES, INC	IDXX	45168D104	5/8/19 - 2019 ANNUAL MEETING	2	Ratification of Appointment of Independent Registered Public Accounting Firm	Issuer	Yes	Abstain	Abstain
	IDEXX LABORATORIES, INC	IDXX	45168D104	5/8/19 - 2019 ANNUAL MEETING	3	Advisory Vote to Approve Executive Compensation	Issuer	Yes	Abstain	Abstain
32	COLFAX CORPORATION	CFX	194014106	5/13/19 - 2019 ANNUAL MEETING	1	To elect the nine members of the Board of Directors named in the attached proxy statemenT	Issuer	Yes	Abstain	Abstain
	COLFAX CORPORATION	CFX	194014106	5/13/19 - 2019 ANNUAL MEETING	2	To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019	Issuer	Yes	Abstain	Abstain
	COLFAX CORPORATION	CFX	194014106	5/13/19 - 2019 ANNUAL MEETING	3	To hold an advisory vote to approve the compensation of our named executive officers (“say-on-pay”)	Issuer	Yes	Abstain	Abstain
33	COLONY CAPITAL INC	CLNY	19626G108	5/7/19 - 2019 ANNUAL MEETING	1	To elect 11 directors from the nominees named in the attached proxy statement to serve one-year terms expiring at the 2020 annual meeting of stockholders and until their successors are duly elected and qualified	Issuer	Yes	Abstain	Abstain
	COLONY CAPITAL INC	CLNY	19626G108	5/7/19 - 2019 ANNUAL MEETING	2	To approve (on a non-binding basis) the compensation of our named executive officers as of December 31, 2018	Issuer	Yes	Abstain	Abstain
	COLONY CAPITAL INC	CLNY	19626G108	5/7/19 - 2019 ANNUAL MEETING	3	To ratify the appointment of Ernst & Young LLP as the Company’s independent registered public accounting firm for 2019	Issuer	Yes	Abstain	Abstain
34	PACWEST BANCORP	PACW	695263103	5/12/19 - 2019 ANNUAL MEETING	1	To elect twelve (12) members to the Board of Directors (the ‘‘Board’’) of PacWest Bancorp (the ‘‘Company’’) to serve until the 2020 Annual Meeting of Stockholders	Issuer	Yes	Abstain	Abstain
	PACWEST BANCORP	PACW	695263103	5/12/19 - 2019 ANNUAL MEETING	2	To approve, on an advisory basis (non-binding), the compensation of the Company’s named executive officers	Issuer	Yes	Abstain	Abstain
	PACWEST BANCORP	PACW	695263103	5/12/19 - 2019 ANNUAL MEETING	3	To ratify the appointment of KPMG LLP as the Company’s independent auditors for the fiscal year ending December 31, 2019	Issuer	Yes	Abstain	Abstain
35	SS&C TECHNOLOGIES HOLDINGS, INC.	SSNC	78467J100	5/15/19 - 2019 ANNUAL MEETING	1	To elect three Class III Directors to our Board of Directors, to serve for a term ending at the 2022 annual meeting and until their successor has been duly elected and qualified	Issuer	Yes	Abstain	Abstain
	SS&C TECHNOLOGIES HOLDINGS, INC.	SSNC	78467J100	5/15/19 - 2019 ANNUAL MEETING	2	To approve, in an advisory vote, the compensation of our named executive officers	Issuer	Yes	Abstain	Abstain
	SS&C TECHNOLOGIES HOLDINGS, INC.	SSNC	78467J100	5/15/19 - 2019 ANNUAL MEETING	3	To approve our Second Amended and Restated 2014 Stock Incentive Plan	Issuer	Yes	Abstain	Abstain
	SS&C TECHNOLOGIES HOLDINGS, INC.	SSNC	78467J100	5/15/19 - 2019 ANNUAL MEETING	4	To ratify the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2019	Issuer	Yes	Abstain	Abstain
36	PRINCIPAL FINANCIAL GROUP, INC.	PFG	74251V102	5/21/19 - 2019 ANNUAL MEETING	1	Elect four Class III Directors	Issuer	Yes	Abstain	Abstain
	PRINCIPAL FINANCIAL GROUP, INC.	PFG	74251V102	5/21/19 - 2019 ANNUAL MEETING	2	Hold an advisory vote to approve the compensation of our named executive officers	Issuer	Yes	Abstain	Abstain
	PRINCIPAL FINANCIAL GROUP, INC.	PFG	74251V102	5/21/19 - 2019 ANNUAL MEETING	3	Ratify the appointment of Ernst & Young LLP as the Company's independent auditors for 2019	Issuer	Yes	Abstain	Abstain
37	UNUM GROUP	UNM	91529Y106	5/23/19 - 2019 ANNUAL MEETING	1	Election of Directors	Issuer	Yes	Abstain	Abstain
	UNUM GROUP	UNM	91529Y106	5/23/19 - 2019 ANNUAL MEETING	2	Advisory Vote to Approve Executive Compensation	Issuer	Yes	Abstain	Abstain
	UNUM GROUP	UNM	91529Y106	5/23/19 - 2019 ANNUAL MEETING	3	Ratification of Appointment of Independent Registered Public Accounting Firm	Issuer	Yes	Abstain	Abstain
38	REINSURANCE GROUP OF AMERICA, INC.	RGA	759351604	5/22/19 - 2019 ANNUAL MEETING	1	To elect six directors for terms expiring in 2020	Issuer	Yes	Abstain	Abstain
	REINSURANCE GROUP OF AMERICA, INC.	RGA	759351604	5/22/19 - 2019 ANNUAL MEETING	2	To vote to approve the compensation of the Company's named executive officers on a nonbinding, advisory basis	Issuer	Yes	Abstain	Abstain
	REINSURANCE GROUP OF AMERICA, INC.	RGA	759351604	5/22/19 - 2019 ANNUAL MEETING	3	To ratify the appointment of Deloitte & Touche LLP as the Company's independent auditor for the year ending December 31, 2019	Issuer	Yes	Abstain	Abstain

Registrant:NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Growth ETF									Item 1, Exhibit 17
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through May 16, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The QuantX Risk Managed Growth ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Multi-Asset Income ETF									Item 1, Exhibit 18
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through November 29, 2018
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The QuantX Risk Managed Multi-Asset Income ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Multi-Asset Total Return ETF									Item 1, Exhibit 19
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through May 16, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The QuantX Risk Managed Multi-Asset Total Return ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Quantx Risk Managed Real Return ETF									Item 1, Exhibit 20
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through November 29, 2018
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The QuantX Risk Managed Real Return ETF did not receive any proxies to vote for the time period.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Sage ESG Intermediate Credit ETF									Item 1, Exhibit 21
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies received.

Registrant:NORTHERN LIGHTS FUND TRUST IV - Low Beta Tactical 500 Fund									Item 1, Exhibit 22
Investment Company Act file number: 811-23066
Reporting Period:July 1, 2018 through June 30, 2019
FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	The Low Beta Tactical 500 Fund did not receive any proxies to vote for the time period.

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant)Northern Lights Fund Trust IV

By (Signature and Title)/s/ Wendy Wang

Wendy Wang

President of the Trust

Date: August 13, 2019