ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 1 through 25 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2019 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Moerus Worldwide Value Fund | | | | | | Item 1, Exhibit 25 |
| Investment Company Act file number: 811-23066 | | | | | | | | | |
| Reporting Period: July 1, 2018 through June 30, 2019 | | | | | | | | | |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against/ Abstain vs Management |
| 1 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 1 | To approve a proposal to amend HRG's certificate of incorporation to cause each outstanding share of HRG common stock to, by means of a reverse stock split, be combined into a fraction of a share of HRG common stock equal to the number of shares of Spectrum Brands Holdings, Inc. ("Spectrum") common stock currently held by HRG divided by the number of outstanding shares of HRG common stock on a fully diluted basis, subject to certain adjustments | Mgmt | Y | FOR | FOR |
| 2 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 2 | To approve a proposal to amend HRG's certificate of incorporation to subject HRG to Section 203 of the General Corporation Law of the State of Delaware | Mgmt | Y | FOR | FOR |
| 3 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 3 | To approve a proposal to amend HRG's certificate of incorporation to decrease the number of authorized shares of HRG common stock from 500 million to 200 million | Mgmt | Y | FOR | FOR |
| 4 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 4 | To approve a proposal to amend HRG's certificate of incorporation to increase the number of authorized shares of HRG preferred stock from 10 million to 100 million | Mgmt | Y | FOR | FOR |
| 5 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 5 | To approve a proposal to amend HRG's certificate of incorporation to amend the Internal Revenue Code Section 382 transfer provisions | Mgmt | Y | FOR | FOR |
| 6 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 6 | To approve a proposal to amend HRG's certificate of incorporation to include, among others, changing HRG's corporate name from "HRG Group, Inc." to "Spectrum Brands Holdings, Inc." | Mgmt | Y | FOR | FOR |
| 7 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 7 | To approve a proposal to issue shares of HRG common stock in connection with the Agreement and Plan of Merger, dated as of February 24, 2018 (as amended, the "merger agreement"), by and among Spectrum, HRG, HRG SPV Sub I, Inc. and HRG SPV Sub II, LLC | Mgmt | Y | FOR | FOR |
| 8 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 8 | To approve a proposal to adjourn the HRG special meeting, if necessary or appropriate, to solicit additional proxies in the event there are not sufficient votes at the time of the HRG special meeting to approve the foregoing proposals | Mgmt | Y | FOR | FOR |
| 9 | HRG GROUP, INC. | HRG | 40434J100 | Special; 13-Jul-2018 | 9 | To approve, by a non-binding advisory vote, certain compensation that may be paid or become payable to HRG's named executive officers that is based on or otherwise relates to the merger contemplated by the merger agreement | Mgmt | Y | AGAINST | AGAINST |
| 10 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 11 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 12 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 13 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 14 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 15 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 16 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 17 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 18 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 19 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 20 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 21 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 22 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 23 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 24 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 25 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 26 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditors of the Corporation. | Mgmt | Y | FOR | FOR |
| 27 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 3 | A resolution to ratify and approve: (i) a stock option plan of the Corporation; and (ii) the grant of stock options made to eligible participants under the stock option plan, as more particularly detailed in the accompanying notice of meeting and management proxy circular. | Mgmt | Y | FOR | FOR |
| 28 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 19-Jul-2018 | 4 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Mgmt | Y | FOR | FOR |
| 29 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Special; 24-Aug-2018 | 1 | ADOPTION OF THE SHARE BUYBACK MANDATE | Mgmt | Y | FOR | FOR |
| 30 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 1 | THAT THE DIRECTORS' REPORT AND ACCOUNTS AND THE AUDITORS' REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2017 BE AND ARE RECEIVED | Mgmt | Y | FOR | FOR |
| 31 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 2 | THAT MR. ROBERT E. DIAMOND, JR. BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 32 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 3 | THAT MS. RACHEL F. ROBBINS BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 33 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 4 | THAT MS. OLUFUNKE OPEKE BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 34 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 5 | THAT MR. AMADOU RAIMI BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 35 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 6 | THAT MR. EDUARDO CHIVAMBO MONDLANE, JR. BE RE-APPOINTED AS A DIRECTOR OF THE COMPANY UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 36 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 7 | THAT FOLLOWING THE APPOINTMENT OF MR. MICHAEL WILKERSON, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 2 OCTOBER 2017, HIS APPOINTMENT BE APPROVED UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 37 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 8 | THAT FOLLOWING THE APPOINTMENT OF MR. RICHARD BOUCHER, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 2 OCTOBER 2017, HIS APPOINTMENT BE APPROVED UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 38 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 9 | THAT FOLLOWING THE APPOINTMENT OF MR. HISHAM EZZ AL-ARAB, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 2 OCTOBER 2017, HIS APPOINTMENT BE APPROVED UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 39 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 10 | THAT FOLLOWING THE APPOINTMENT OF MR. SIMON LEE, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 24 APRIL 2018, HIS APPOINTMENT BE APPROVED UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 40 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 11 | THAT FOLLOWING THE STEPPING DOWN OF MR. ASHISH J. THAKKAR, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 2 OCTOBER 2017, HIS RESIGNATION FROM THE BOARD OF THE COMPANY, BE NOTED AND RATIFIED | Mgmt | Y | FOR | FOR |
| 41 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 12 | THAT FOLLOWING THE STEPPING DOWN OF MR. TONYE COLE, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 2 OCTOBER 2017, HIS RESIGNATION FROM THE BOARD OF THE COMPANY, BE NOTED AND RATIFIED | Mgmt | Y | FOR | FOR |
| 42 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 13 | THAT FOLLOWING THE STEPPING DOWN OF MR. QUINN MCLEAN, AS A DIRECTOR OF THE COMPANY, EFFECTIVE 24 APRIL 2018, HIS RESIGNATION FROM THE BOARD OF THE COMPANY, BE NOTED AND RATIFIED | Mgmt | Y | FOR | FOR |
| 43 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 14 | THAT KPMG INC. BE RE-APPOINTED AS AUDITORS OF THE COMPANY TO HOLD OFFICE FROM THE CONCLUSION OF THIS ANNUAL GENERAL MEETING UNTIL THE CONCLUSION OF THE NEXT ANNUAL GENERAL MEETING ON SUCH REMUNERATION AND TERMS OF ENGAGEMENT AS MAY BE FIXED BY THE BOARD | Mgmt | Y | FOR | FOR |
| 44 | ATLAS MARA LIMITED | ATMA LN | G0697K106 | Annual; 29-Aug-2018 | 15 | THAT PURSUANT TO ARTICLE 3.11 OF THE ARTICLES, THE DIRECTORS BE AND ARE GIVEN THE POWER TO ISSUE EQUITY SECURITIES OF ANY CLASS AS IF THE PROVISIONS OF ARTICLE 3.2 OF THE ARTICLES DO NOT APPLY TO THE ISSUE OF SUCH EQUITY SECURITIES | Mgmt | Y | AGAINST | AGAINST |
| 45 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 1 | ELECTION OF DIRECTOR: EDWARD J. BREINER | Mgmt | Y | FOR | FOR |
| 46 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 2 | ELECTION OF DIRECTOR: JEAN DESROSIERS | Mgmt | Y | FOR | FOR |
| 47 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 3 | ELECTION OF DIRECTOR: FRED J. DYMENT | Mgmt | Y | FOR | FOR |
| 48 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 4 | ELECTION OF DIRECTOR: DENIS LAROCQUE | Mgmt | Y | FOR | FOR |
| 49 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 5 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Mgmt | Y | FOR | FOR |
| 50 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 6 | ELECTION OF DIRECTOR: DAVID B TENNANT | Mgmt | Y | FOR | FOR |
| 51 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 7 | ELECTION OF DIRECTOR: JO MARK ZUREL | Mgmt | Y | FOR | FOR |
| 52 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 8 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Mgmt | Y | FOR | FOR |
| 53 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 9 | ELECTION OF DIRECTOR: LOUIS-PIERRE GIGNAC | Mgmt | Y | FOR | FOR |
| 54 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 10 | IN RESPECT OF ACCEPTING THE ADVISORY RESOLUTION TO ACCEPT THE BOARD'S APPROACH TO EXECUTIVE COMPENSATION AS SET FORTH IN THE MANAGEMENT PROXY CIRCULAR OF THE CORPORATION DATED JULY 10, 2018 | Mgmt | Y | FOR | FOR |
| 55 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 07-Sep-2018 | 11 | IN RESPECT OF THE APPOINTMENT OF DELOITTE LLP AS INDEPENDENT AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 56 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 30TH JUNE, 2018 | Mgmt | Y | FOR | FOR |
| 57 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.40 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND | Mgmt | Y | FOR | FOR |
| 58 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 5 | TO RE-ELECT THE HONOURABLE RONALD JOSEPH ARCULLI AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 59 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 6 | TO RE-ELECT DR. ALLAN ZEMAN AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 60 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 7 | TO RE-ELECT MR. STEVEN ONG KAY ENG AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 61 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 8 | TO RE-ELECT MR. WONG CHO BAU AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 62 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 9 | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING 30TH JUNE, 2019 | Mgmt | Y | FOR | FOR |
| 63 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 10 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR FOR THE ENSUING YEAR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 64 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 11 | TO APPROVE SHARE BUY-BACK MANDATE (ORDINARY RESOLUTION ON ITEM 5(I) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | FOR | FOR |
| 65 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 12 | TO APPROVE SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(II) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
| 66 | SINO LAND COMPANY LIMITED | 83 HK | Y80267126 | Annual; 25-Oct-2018 | 13 | TO APPROVE EXTENSION OF SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(III) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
| 67 | MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | MB IM | T10584117 | Annual; 27-Oct-2018 | 1 | BALANCE SHEET AS OF 30 JUNE 2018, BOARD OF DIRECTORS AND EXTERNAL AUDITORS REPORT, INTERNAL AUDITORS' REPORT, RESOLUTIONS RELATED | Mgmt | Y | FOR | FOR |
| 68 | MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | MB IM | T10584117 | Annual; 27-Oct-2018 | 2 | RESOLUTIONS AS PER ARTICLE 15 (BOARD OF DIRECTORS) OF THE BY LAWS: TO APPOINT TWO DIRECTORS: MAXIMO IBARRA AND VITTORIO PIGNATTI MORANO CAMPORI | Mgmt | Y | FOR | FOR |
| 69 | MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | MB IM | T10584117 | Annual; 27-Oct-2018 | 3 | STAFF REWARDING POLICIES | Mgmt | Y | FOR | FOR |
| 70 | MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | MB IM | T10584117 | Annual; 27-Oct-2018 | 4 | TO STATE VARIABLE AND FIXED REWARDING RATIO IN A MAXIMUM OF 2:1 | Mgmt | Y | FOR | FOR |
| 71 | MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | MB IM | T10584117 | Annual; 27-Oct-2018 | 5 | POLICIES IN CASE OF RESIGNATION FROM TERM OF OFFICE OR CONCLUSION OF EMPLOYMENT RELATIONSHIP | Mgmt | Y | FOR | FOR |
| 72 | MEDIOBANCA BANCA DI CREDITO FINANZIARIO S.P.A. | MB IM | T10584117 | Annual; 27-Oct-2018 | 6 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF OWN SHARES. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 73 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 2 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGEMENT OF THE COMPANY AND THAT OF ITS SUBSIDIARIES I. BRPR 39 EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.440.741.0001.03, COMPANY ID NUMBER, NIRE, 35221857523, FROM HERE ONWARDS REFERRED TO AS BRPR 39, II. BRPR 40 EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.405.428.0001.26, COMPANY ID NUMBER, NIRE, 35227062301, FROM HERE ONWARDS REFERRED TO AS BRPR 40, AND, TOGETHER WITH BRPR 39, FROM HERE ONWARDS REFERRED TO AS THE SUBSIDIARY LIMITED COMPANIES, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER OF THE SUBSIDIARY LIMITED COMPANIES INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE SUBSIDIARY LIMITED COMPANIES | Mgmt | Y | FOR | FOR |
| 74 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 3 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., A SIMPLE LIMITED COMPANY WITH ITS HEAD OFFICE AT RUA DO PASSEIO 62, SIXTH FLOOR, CENTRO, IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, ZIP CODE 20021.290, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.681.365.0001.30, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE SUBSIDIARY LIMITED COMPANIES THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE SUBSIDIARY LIMITED COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE SUBSIDIARY LIMITED COMPANY VALUATION REPORTS | Mgmt | Y | FOR | FOR |
| 75 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 4 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE SUBSIDIARY LIMITED COMPANY VALUATION REPORTS | Mgmt | Y | FOR | FOR |
| 76 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 5 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 39 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 77 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 6 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 40 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 78 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 7 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGEMENT OF THE COMPANY AND THAT BRPR II EMPREENDIMENTOS E PARTICIPACOES LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.707.976.0001.00, COMPANY ID NUMBER, NIRE, 35221260942, FROM HERE ONWARDS REFERRED TO AS BRPR II, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER THE BRPR II BY COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE BRPR II | Mgmt | Y | FOR | FOR |
| 79 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 8 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE BRPR II THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE BRPR II, BRPR II APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 80 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 9 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE BRPR II APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 81 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 10 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR II INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 82 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 11 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE SPINOFF FROM BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A., A PUBLICLY TRADED COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 07.710.591.0001.30, COMPANY ID NUMBER, NIRE, 35300326008, FROM HERE ONWARDS REFERRED TO AS BRPR 55, WITH THE TRANSFER OF THE SPUN OFF PORTION TO THE COMPANY, WHICH WAS ENTERED INTO BY THE MANAGEMENT OF THE COMPANY AND THAT OF BRPR 55 ON OCTOBER 15, 2018, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM BRPR 55 | Mgmt | Y | FOR | FOR |
| 83 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 12 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE ASSETS THAT ARE SPUN OFF FROM BRPR 55, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT FOR THE SPUN OFF PORTION OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 84 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 13 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT FOR THE SPUN OFF PORTION OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 85 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 14 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER INTO THE COMPANY OF THE SPUN OFF PORTION OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 86 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 15 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF PARTIAL SPACING GROUNDS OF BRPR 56 SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A., COMPANY OF OPEN CAPITAL WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 06.137.677.0001.52, COMPANY ID NUMBER, NIRE, 35300318021, BRPR 56, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER THE BRPR 56 BY COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE BRPR 56 | Mgmt | Y | FOR | FOR |
| 87 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 16 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE BRPR 56 THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE BRPR 56, BRPR 56 APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 88 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 17 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE BRPR 56 APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 89 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 18 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 56 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 90 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 19 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF PARTIAL SPACING GROUNDS OF BRPR 57 EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES S.A., COMPANY OF SHUT CAPITAL WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 06.137.674.0001.19, COMPANY ID NUMBER, NIRE, 35300321243, BRPR 57, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER THE BRPR 57 BY COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE BRPR 57 | Mgmt | Y | FOR | FOR |
| 91 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 20 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE BRPR 57 THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE BRPR 57, BRPR 57 APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 92 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 21 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE BRPR 57 APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 93 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 22 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 57 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 94 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 23 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE DISPROPORTIONAL SPINOFF FROM ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 09.230.719.0001.93, COMPANY ID NUMBER, NIRE, 35221895808, FROM HERE ONWARDS REFERRED TO AS ESA, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WHICH WAS ENTERED INTO BY THE MANAGEMENT OF THE COMPANY AND THAT OF ESA ON OCTOBER 15, 2018, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM ESA | Mgmt | Y | FOR | FOR |
| 95 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 24 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE EQUITY OF ESA THAT IS TO BE SPUN OFF, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT FOR THE SPUN OFF PORTION OF ESA | Mgmt | Y | FOR | FOR |
| 96 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 25 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT FOR THE SPUN OFF PORTION OF ESA | Mgmt | Y | FOR | FOR |
| 97 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 26 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE DISPROPORTIONAL SPINOFF FROM ESA, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WITHOUT AN INCREASE IN THE SHARE CAPITAL OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 98 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Oct-2018 | 27 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY IN ORDER TO EFFECTUATE THE RESOLUTIONS ABOVE | Mgmt | Y | FOR | FOR |
| 99 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 14-Nov-2018 | 1 | Election of Director: Tony Jensen | Mgmt | Y | FOR | FOR |
| 100 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 14-Nov-2018 | 2 | Election of Director: Jamie C. Sokalsky | Mgmt | Y | FOR | FOR |
| 101 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 14-Nov-2018 | 3 | The approval, on an advisory basis, of the compensation of the named executive officers. | Mgmt | Y | FOR | FOR |
| 102 | ROYAL GOLD, INC. | RGLD | 780287108 | Annual; 14-Nov-2018 | 4 | The ratification of the appointment of Ernst & Young LLP as independent registered public accountants of the Company for the fiscal year ending June 30, 2019. | Mgmt | Y | FOR | FOR |
| 103 | TIDEWATER INC. | TDW | 88642R109 | Special; 15-Nov-2018 | 1 | To approve the issuance of shares of Tidewater Inc. ("Tidewater") common stock to the GulfMark Offshore, Inc. ("GulfMark") stockholders upon completion of the business combination as contemplated by the Agreement and Plan of Merger, dated July 15, 2018, by and between Tidewater and GulfMark. | Mgmt | Y | FOR | FOR |
| 104 | TIDEWATER INC. | TDW | 88642R109 | Special; 15-Nov-2018 | 2 | To approve the adjournment of the Tidewater special meeting, if reasonably necessary to provide Tidewater stockholders with any required supplement or amendment to the enclosed joint proxy statement/prospectus or to solicit additional proxies in the event there are not sufficient votes at the time of the Tidewater special meeting to approve proposal 1. | Mgmt | Y | FOR | FOR |
| 105 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 3 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGEMENT OF THE COMPANY AND THAT OF ITS SUBSIDIARIES I. BRPR 39 EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.440.741.0001.03, COMPANY ID NUMBER, NIRE, 35221857523, FROM HERE ONWARDS REFERRED TO AS BRPR 39, II. BRPR 40 EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.405.428.0001.26, COMPANY ID NUMBER, NIRE, 35227062301, FROM HERE ONWARDS REFERRED TO AS BRPR 40, AND, TOGETHER WITH BRPR 39, FROM HERE ONWARDS REFERRED TO AS THE SUBSIDIARY LIMITED COMPANIES, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER OF THE SUBSIDIARY LIMITED COMPANIES INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE SUBSIDIARY LIMITED COMPANIES | Mgmt | Y | FOR | FOR |
| 106 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 4 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., A SIMPLE LIMITED COMPANY WITH ITS HEAD OFFICE AT RUA DO PASSEIO 62, SIXTH FLOOR, CENTRO, IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, ZIP CODE 20021.290, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.681.365.0001.30, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE SUBSIDIARY LIMITED COMPANIES THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE SUBSIDIARY LIMITED COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE SUBSIDIARY LIMITED COMPANY VALUATION REPORTS | Mgmt | Y | FOR | FOR |
| 107 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 5 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE SUBSIDIARY LIMITED COMPANY VALUATION REPORTS | Mgmt | Y | FOR | FOR |
| 108 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 6 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 39 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 109 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 7 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 40 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 110 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 8 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGEMENT OF THE COMPANY AND THAT BRPR II EMPREENDIMENTOS E PARTICIPACOES LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.707.976.0001.00, COMPANY ID NUMBER, NIRE, 35221260942, FROM HERE ONWARDS REFERRED TO AS BRPR II, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER THE BRPR II BY COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE BRPR II | Mgmt | Y | FOR | FOR |
| 111 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 9 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE BRPR II THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE BRPR II, BRPR II APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 112 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 10 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE BRPR II APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 113 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 11 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR II INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 114 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 12 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE SPINOFF FROM BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A., A PUBLICLY TRADED COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 07.710.591.0001.30, COMPANY ID NUMBER, NIRE, 35300326008, FROM HERE ONWARDS REFERRED TO AS BRPR 55, WITH THE TRANSFER OF THE SPUN OFF PORTION TO THE COMPANY, WHICH WAS ENTERED INTO BY THE MANAGEMENT OF THE COMPANY AND THAT OF BRPR 55 ON OCTOBER 15, 2018, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM BRPR 55 | Mgmt | Y | FOR | FOR |
| 115 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 13 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE ASSETS THAT ARE SPUN OFF FROM BRPR 55, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT FOR THE SPUN OFF PORTION OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 116 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 14 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT FOR THE SPUN OFF PORTION OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 117 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 15 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER INTO THE COMPANY OF THE SPUN OFF PORTION OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 118 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 16 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF PARTIAL SPACING GROUNDS OF BRPR 56 SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A., COMPANY OF OPEN CAPITAL WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 06.137.677.0001.52, COMPANY ID NUMBER, NIRE, 35300318021, BRPR 56, ON OCTOBER 15, 2018, HAVING AS ITS PURPOSE THE MERGER THE BRPR 56 BY COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE BRPR 56 | Mgmt | Y | FOR | FOR |
| 119 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 17 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE BRPR 56 THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE BRPR 56, BRPR 56 APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 120 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 18 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE BRPR 56 APPRAISAL REPORT | Mgmt | Y | FOR | FOR |
| 121 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 19 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 56 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 122 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 20 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE DISPROPORTIONAL SPINOFF FROM ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 09.230.719.0001.93, COMPANY ID NUMBER, NIRE, 35221895808, FROM HERE ONWARDS REFERRED TO AS ESA, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WHICH WAS ENTERED INTO BY THE MANAGEMENT OF THE COMPANY AND THAT OF ESA ON OCTOBER 15, 2018, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM ESA | Mgmt | Y | FOR | FOR |
| 123 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 21 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE EQUITY OF ESA THAT IS TO BE SPUN OFF, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT FOR THE SPUN OFF PORTION OF ESA | Mgmt | Y | FOR | FOR |
| 124 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 22 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT FOR THE SPUN OFF PORTION OF ESA | Mgmt | Y | FOR | FOR |
| 125 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 23 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE DISPROPORTIONAL SPINOFF FROM ESA, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WITHOUT AN INCREASE IN THE SHARE CAPITAL OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 126 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 30-Nov-2018 | 24 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY IN ORDER TO EFFECTUATE THE RESOLUTIONS ABOVE | Mgmt | Y | FOR | FOR |
| 127 | ASPEN INSURANCE HOLDINGS LIMITED | AHL | G05384105 | Special; 10-Dec-2018 | 1 | To approve an amendment to Aspen's bye-laws to reduce the shareholder vote required to approve a merger with any third party from the affirmative vote of at least 66% of the voting power of the shares entitled to vote at a meeting of the shareholders to a simple majority of the votes cast at a meeting of the shareholders. | Mgmt | Y | FOR | FOR |
| 128 | ASPEN INSURANCE HOLDINGS LIMITED | AHL | G05384105 | Special; 10-Dec-2018 | 2 | To approve the merger agreement, the statutory merger agreement required in accordance with Section 105 of the Bermuda Companies Act 1981, as amended, and the merger. | Mgmt | Y | FOR | FOR |
| 129 | ASPEN INSURANCE HOLDINGS LIMITED | AHL | G05384105 | Special; 10-Dec-2018 | 3 | To approve, on an advisory (non-binding) basis, the compensation that may be paid or become payable to Aspen's named executive officers in connection with the merger, as described in the proxy statement. | Mgmt | Y | AGAINST | AGAINST |
| 130 | ASPEN INSURANCE HOLDINGS LIMITED | AHL | G05384105 | Special; 10-Dec-2018 | 4 | To approve an adjournment of the special general meeting, if necessary or appropriate, to solicit additional proxies, in the event that there are insufficient votes to approve Proposals 1 or 2 at the special general meeting. | Mgmt | Y | FOR | FOR |
| 131 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT COMPANY | GRIV GA | X3260A100 | Special; 17-Dec-2018 | 1 | REDUCTION OF THE SHARE CAPITAL FOR AN AMOUNT OF 10,345,991.49 EUROS THROUGH CANCELLATION OF 4,857,273 OF THE COMPANY'S TREASURY SHARES AND AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
| 132 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT COMPANY | GRIV GA | X3260A100 | Special; 17-Dec-2018 | 2 | REDUCTION OF THE SHARE CAPITAL FOR AN AMOUNT OF 40,489,145.34 EUROS THROUGH REDUCTION OF THE NOMINAL VALUE OF EACH SHARE BY 0.42 EUROS, RETURN OF THE AMOUNT OF THE REDUCTION TO THE SHAREHOLDERS IN CASH AND AMENDMENT OF ARTICLE 5 OF THE ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
| 133 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT COMPANY | GRIV GA | X3260A100 | Special; 17-Dec-2018 | 3 | APPROVAL OF DISTRIBUTION OF PROFITS OF PAST FINANCIAL YEARS TO B.O.D. MEMBERS AND COMPANY'S EMPLOYEES AND GRANTING OF THE SPECIAL PERMISSION AS PER ARTICLE 23A OF CODIFIED LAW 2190/1920 FOR THE ABOVE PAYMENTS | Mgmt | Y | AGAINST | AGAINST |
| 134 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT COMPANY | GRIV GA | X3260A100 | Special; 17-Dec-2018 | 4 | GRANTING OF THE SPECIAL PERMISSION AS PER ARTICLE 23A OF CODIFIED LAW 2190/1920 FOR THE CONCLUSION OF A REAL ESTATE MANAGEMENT AGREEMENT WITH A COMPANY WHICH IS GOING TO BE ESTABLISHED BY COMPANY EXECUTIVES AND WILL BE CONTROLLED BY THE COMPANY'S CEO | Mgmt | Y | AGAINST | AGAINST |
| 135 | GRIVALIA PROPERTIES REAL ESTATE INVESTMENT COMPANY | GRIV GA | X3260A100 | Special; 17-Dec-2018 | 5 | OTHER ANNOUNCEMENTS | Mgmt | Y | ABSTAIN | ABSTAIN |
| 136 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 1 | Election of Director: Peter K. Barker | Mgmt | Y | FOR | FOR |
| 137 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 2 | Election of Director: Mariann Byerwalter | Mgmt | Y | FOR | FOR |
| 138 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 3 | Election of Director: Charles E. Johnson | Mgmt | Y | FOR | FOR |
| 139 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 4 | Election of Director: Gregory E. Johnson | Mgmt | Y | FOR | FOR |
| 140 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 5 | Election of Director: Rupert H. Johnson, Jr. | Mgmt | Y | FOR | FOR |
| 141 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 6 | Election of Director: Mark C. Pigott | Mgmt | Y | FOR | FOR |
| 142 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 7 | Election of Director: Chutta Ratnathicam | Mgmt | Y | FOR | FOR |
| 143 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 8 | Election of Director: Laura Stein | Mgmt | Y | FOR | FOR |
| 144 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 9 | Election of Director: Seth H. Waugh | Mgmt | Y | FOR | FOR |
| 145 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 10 | Election of Director: Geoffrey Y. Yang | Mgmt | Y | FOR | FOR |
| 146 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 11 | To ratify the appointment of PricewaterhouseCoopers LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2019. | Mgmt | Y | FOR | FOR |
| 147 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 12 | To ratify the special meeting amendment in the Company's bylaws. | Mgmt | Y | AGAINST | AGAINST |
| 148 | FRANKLIN RESOURCES, INC. | BEN | 354613101 | Annual; 12-Feb-2019 | 13 | Stockholder proposal requesting that the Board institute procedures on genocide-free investing, if properly presented at the Annual Meeting. | Shareholder | Y | FOR | AGAINST |
| 149 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 2 | VERIFICATION OF THE QUORUM | Mgmt | Y | FOR | FOR |
| 150 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 151 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 4 | ELECTION OF THE CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 152 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 5 | APPOINTMENT OF A COMMITTEE TO APPROVE THE MINUTES | Mgmt | Y | FOR | FOR |
| 153 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 6 | READING OF THE ANNUAL REPORT FROM THE PRESIDENT OF THE COMPANY AND FROM THE CHAIRPERSON OF THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 154 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 7 | REPORT FROM THE AUDITOR | Mgmt | Y | FOR | FOR |
| 155 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 8 | PRESENTATION, CONSIDERATION AND APPROVAL OF THE 2018 FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 156 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 9 | APPROVAL OF THE PLAN FOR THE DISTRIBUTION OF PROFIT | Mgmt | Y | FOR | FOR |
| 157 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 10 | ELECTION OF THE MEMBERS OF THE BOARD OF DIRECTORS AND THE ESTABLISHMENT OF THEIR COMPENSATION | Mgmt | Y | ABSTAIN | ABSTAIN |
| 158 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 11 | ELECTION OF THE AUDITOR AND THE ESTABLISHMENT OF HIS OR HER COMPENSATION | Mgmt | Y | FOR | FOR |
| 159 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 12 | CLOSE EXXONMOBIL TRANSACTION | Mgmt | Y | ABSTAIN | ABSTAIN |
| 160 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 13 | AMENDMENT OF THE BYLAWS | Mgmt | Y | FOR | FOR |
| 161 | ORGANIZACION TERPEL SA, BOGOTA | TERPEL CB | P8S28V113 | Annual; 22-Mar-2019 | 14 | PROPOSALS AND VARIOUS | Mgmt | Y | AGAINST | AGAINST |
| 162 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 2 | VERIFICATION OF THE QUORUM | Mgmt | Y | FOR | FOR |
| 163 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 164 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 4 | ELECTION OF COMMISSIONERS TO COUNT THE VOTES AND FOR THE REVIEW, APPROVAL AND SIGNING OF THE MINUTES OF THE GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 165 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 5 | READING OF THE ANNUAL REPORT FROM THE PRESIDENT AND THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 166 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 6 | READING OF THE ANNUAL CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 167 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 7 | PRESENTATION OF THE SEPARATE AND CONSOLIDATED GENERAL PURPOSE FINANCIAL STATEMENTS, WITH A CUTOFF DATE OF DECEMBER 31, 2018 | Mgmt | Y | FOR | FOR |
| 168 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 8 | READING OF THE OPINION FROM THE AUDITOR ON THE SEPARATE AND CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 169 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 9 | APPROVAL OF THE ANNUAL REPORT FROM THE PRESIDENT AND THE BOARD OF DIRECTORS AND OF THE ANNUAL CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 170 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 10 | APPROVAL OF THE FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 171 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 11 | ELECTION OF MEMBERS OF THE BOARD OF DIRECTORS FOR THE PERIOD FROM 2019 THROUGH 2021 | Mgmt | Y | FOR | FOR |
| 172 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 12 | ESTABLISHMENT OF COMPENSATION FOR THE BOARD OF DIRECTORS FOR THE PERIOD FROM 2019 THROUGH 2021 | Mgmt | Y | FOR | FOR |
| 173 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 13 | PROPOSALS FROM THE MANAGEMENT A. DISTRIBUTION OF PROFIT. B. DONATIONS. C. AMENDMENT OF THE CORPORATE BYLAWS. D. AMENDMENT OF THE RULES FOR GENERAL MEETINGS OF SHAREHOLDERS | Mgmt | Y | FOR | FOR |
| 174 | ALMACENES EXITO SA, COLOMBIA | EXITO CB | P3782F107 | Annual; 27-Mar-2019 | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: PROPOSALS FROM THE SHAREHOLDERS | Shareholder | Y | FOR | AGAINST |
| 175 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 2 | VERIFICATION OF THE QUORUM | Mgmt | Y | FOR | FOR |
| 176 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 3 | DESIGNATION OF THE CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING UNDER THE PARAGRAPH IN ARTICLE 36 OF THE CORPORATE BYLAWS | Mgmt | Y | FOR | FOR |
| 177 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 4 | READING AND CONSIDERATION OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 178 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 5 | DESIGNATION OF A COMMITTEE THAT IS CHARGED WITH APPROVING THE MINUTES | Mgmt | Y | FOR | FOR |
| 179 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 6 | APPROVAL OF THE ANNUAL REPORT FROM THE BOARD OF DIRECTORS AND FROM THE PRESIDENT OF BOLSA DE VALORES DE COLOMBIA S.A | Mgmt | Y | FOR | FOR |
| 180 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 7 | REPORT FROM THE AUDITOR | Mgmt | Y | FOR | FOR |
| 181 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 8 | APPROVAL OF THE INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS FOR THE 2018 FISCAL YEAR | Mgmt | Y | FOR | FOR |
| 182 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 9 | STUDY AND APPROVAL OF THE PLAN FOR THE DISTRIBUTION OF PROFIT | Mgmt | Y | FOR | FOR |
| 183 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 10 | PROGRESS AND ANALYSIS OF THE ADOPTION OF THE ESFA | Mgmt | Y | ABSTAIN | ABSTAIN |
| 184 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 11 | ELECTION OF INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FOR THE BYLAWS PERIOD, FROM 2019 THROUGH 2021 | Mgmt | Y | FOR | FOR |
| 185 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 12 | ELECTION OF MEMBERS WHO ARE NOT CONSIDERED INDEPENDENT MEMBERS OF THE BOARD OF DIRECTORS FOR THE BYLAWS PERIOD, FROM 2019 THROUGH 2021 | Mgmt | Y | FOR | FOR |
| 186 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 13 | ELECTION OF THE AUDITOR FOR THE BYLAWS PERIOD AND APPROVAL OF THE BUDGET ALLOCATION FOR HIS OR HER TERM IN OFFICE | Mgmt | Y | FOR | FOR |
| 187 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 14 | PROPOSAL FOR DISPOSITION AS A DONATION | Mgmt | Y | FOR | FOR |
| 188 | BOLSA DE VALORES DE COLOMBIA S.A. | BVC CB | P17326102 | Annual; 28-Mar-2019 | 15 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: THAT WHICH IS PROPOSED BY THE SHAREHOLDERS | Shareholder | Y | AGAINST | AGAINST |
| 189 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 1 | Election of Director: Linda L. Adamany | Mgmt | Y | FOR | FOR |
| 190 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 2 | Election of Director: Barry J. Alperin | Mgmt | Y | FOR | FOR |
| 191 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 3 | Election of Director: Robert D. Beyer | Mgmt | Y | FOR | FOR |
| 192 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 4 | Election of Director: Francisco L. Borges | Mgmt | Y | FOR | FOR |
| 193 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 5 | Election of Director: Brian P. Friedman | Mgmt | Y | FOR | FOR |
| 194 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 6 | Election of Director: MaryAnne Gilmartin | Mgmt | Y | FOR | FOR |
| 195 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 7 | Election of Director: Richard B. Handler | Mgmt | Y | FOR | FOR |
| 196 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 8 | Election of Director: Robert E. Joyal | Mgmt | Y | FOR | FOR |
| 197 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 9 | Election of Director: Jacob M. Katz | Mgmt | Y | FOR | FOR |
| 198 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 10 | Election of Director: Michael T. O'Kane | Mgmt | Y | FOR | FOR |
| 199 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 11 | Election of Director: Stuart H. Reese | Mgmt | Y | FOR | FOR |
| 200 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 12 | Election of Director: Joseph S. Steinberg | Mgmt | Y | FOR | FOR |
| 201 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 13 | Approve named executive officer compensation on an advisory basis. | Mgmt | Y | AGAINST | AGAINST |
| 202 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 28-Mar-2019 | 14 | Ratify Deloitte & Touche LLP as independent auditors for the year-ended November 30, 2019. | Mgmt | Y | FOR | FOR |
| 203 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 3 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE SPINOFF FROM BRPR 56 SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A., A PUBLICLY TRADED COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12,495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS, 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578,000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 06.137.677.0001.52, COMPANY ID NUMBER, NIRE, 35300318021, FROM HERE ONWARDS REFERRED TO AS BRPR 56, WITH THE TRANSFER OF THE SPUN OFF PORTION TO THE COMPANY, WHICH WAS SIGNED BY THE MANAGERS OF THE COMPANY AND OF BRPR 56 ON MARCH 21, 2019, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM BRPR 56 | Mgmt | Y | FOR | FOR |
| 204 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 4 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., A SIMPLE LIMITED COMPANY WITH ITS HEAD OFFICE AT RUA DO PASSEIO 62, SIXTH FLOOR, CENTRO, IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, ZIP CODE 20021,290, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 08.681.365.0001.30, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED FIRM, IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE SPUN OFF PORTION OF BRPR 56, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT OF THE SPUN OFF PORTION OF BRPR 56 | Mgmt | Y | FOR | FOR |
| 205 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 5 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION OF BRPR 56 | Mgmt | Y | FOR | FOR |
| 206 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 6 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER INTO THE COMPANY OF THE SPUN OFF PORTION OF BRPR 56 | Mgmt | Y | FOR | FOR |
| 207 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 7 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGERS OF THE COMPANY AND THOSE OF BRPR 55 SECURITIZADORA DE CREDITOS IMOBILIARIOS S.A., A PUBLICLY TRADED COMPANY WITH ITS HEAD OFFICE IN THE CITY OF SAO PAULO, STATE OF SAO PAULO, AT AVENIDA DAS NACOES UNIDAS 12,495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS, 18TH FLOOR, OFFICE 181, PART, ZIP CODE 04578,000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 07.710.591.0001.30, COMPANY ID NUMBER, NIRE, 35.300.326.008, FROM HERE ONWARDS REFERRED TO AS BRPR 55, ON MARCH 21, 2019, HAVING AS ITS PURPOSE THE MERGER OF BRPR 55 INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF BRPR 55 | Mgmt | Y | FOR | FOR |
| 208 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 8 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED FIRM TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE EQUITY OF BRPR 55 THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF BRPR 55, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT FOR BRPR 55 | Mgmt | Y | FOR | FOR |
| 209 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 9 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT FOR BRPR 55 | Mgmt | Y | FOR | FOR |
| 210 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 10 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF BRPR 55 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 211 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 11 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE UNPROPORTIONAL SPINOFF FROM ESA SPE EMPREENDIMENTOS IMOBILIARIOS LTDA., A LIMITED BUSINESS COMPANY WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12,495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS, 18TH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578,000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.MF, 09.230.719.0001.93, COMPANY ID NUMBER, NIRE, 35221895808, FROM HERE ONWARDS REFERRED TO AS ESA, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WHICH WAS ENTERED INTO BY THE MANAGERS OF THE COMPANY AND THOSE OF ESA ON MARCH 21, 2019, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM ESA | Mgmt | Y | FOR | FOR |
| 212 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 12 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED FIRM TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE EQUITY OF ESA THAT IS TO BE SPUN OFF, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT OF THE SPUN OFF PORTION OF ESA | Mgmt | Y | FOR | FOR |
| 213 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 13 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION OF ESA | Mgmt | Y | FOR | FOR |
| 214 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 14 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE UNPROPORTIONAL SPINOFF FROM ESA, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WITHOUT AN INCREASE IN THE SHARE CAPITAL OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 215 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 08-Apr-2019 | 15 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY TO CARRY OUT THE RESOLUTIONS ABOVE | Mgmt | Y | FOR | FOR |
| 216 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 3 | TO APPROVE THE 2018 BALANCE SHEET, TO REMOVE THE SO-CALLED 'NEGATIVE RESERVES' FOR ITEMS NOT SUBJECT TO AMENDMENTS BY MEANS OF THEIR DEFINITIVE COVERAGE | Mgmt | Y | FOR | FOR |
| 217 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 4 | ALLOCATION OF THE NET PROFIT OF THE YEAR 2018 | Mgmt | Y | FOR | FOR |
| 218 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 6 | TO APPOINT THE INTERNAL AUDITORS AND THE ALTERNATE AUDITORS: LIST PRESENTED BY ALLIANZ FINANCE II LUXEMBOURG S.A.R.L., REPRESENTING APPROXIMATELY 0,997PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: BONISSONI ANGELO ROCCO, NAVARRA BENEDETTA PAOLUCCI GUIDO ALTERNATE AUDITORS: PAGANI RAFFAELLA MANES PAOLA | Shareholder | Y | FOR | AGAINST |
| 219 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 7 | TO APPOINT THE INTERNAL AUDITORS AND THE ALTERNATE AUDITORS: LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGRPA AS FUND MANAGER OF: AMUNDI DIVIDENDO ITALIA, AMUNDI SVILUPPO ITALIA AND AZIONARIO EUROPA, AMUNDI LUXEMBOURG SA - EUROPEAN EQUITY MARKET PLUS, EUROPEAN RESEARCH AND EUROPEAN EQUITY OPTIMAL VOLATILITY, ANIMA SGR S.P.A. AS FUND MANAGER OF: ANIMA GEO ITALIA, ANIMA ITALIA, ANIMA CRESCITA ITALIA, ANIMA INIZIATIVA ITALIA, ANIMA SELEZIONE EUROPA AND ANIMA STAR ALTO POTENZIALE, ARCA FONDI S.G.R. S.P.A. AS FUND MANAGER OF ARCA AZIONI ITALIA, EURIZON CAPITAL SGR S.P.A. AS FUND MANAGER OF: EURIZON PIR ITALIA 30, EURIZON AZIONI INTERNAZIONALI, EURIZON AZIONI AREA EURO, EURIZON AZIONI EUROPA, EURIZON PROGETTO ITALIA 70, EURIZON AZIONI ITALIA, EURIZON PIR ITALIA AZIONI, EURIZON PROGETTO ITALIA 40, EURIZON TOP SELECTION CRESCITA DICEMBRE 2023. EURIZON TOP SELECTION EQUILIBRIO MARZO 2024 AND EURIZON TOP SELECTION CRESCITA MARZO 2024, EURIZON CAPITAL SA AS FUND MANAGER OF : EURIZON FUND - TOP EUROEPAN RESARCH, EURIZON INVESTMENT SICAV PB EQUITY EUR, EURIZON FUND - EQUITY ITALY, EURIZON FUND - EQUITY EUROPE LTE, EURIZON FUND - EQUITY EURO LTE, EURIZON FUND - EQUITY ITALY SMART VOLATILITY, EURIZON FUND - EQUITY ABSOLUTE RETURN AND EURIZON FUND - FLEXIBLE BETA TOTAL RETURN, FIDELITY FUNDS SICAV, FIDEURAM ASSET MANAGEMENT (IRELAND) - FONDITALIA EQUITY ITALY, FIDEURAM INVESTIMENTI SGR S.P.A. AS FUND MANAGER OF: FIDEURAM ITALIA, PIR PIANO AZIONI ITALIA, PIR PIANO BILANCIATO ITALIA 50 AND PIR PIANO BILANCIATO ITALIA 30, INTERFUND SICAV - INTERFUND EQUITY ITALY, GENERALI INVESTMENTS LUXEMBOURG S.A. AS FUND MANAGER OF: GIS AR MULTI STRATEGIES GSMART PIR EVOLUZIONE ITALIA AND GSMART PIR VALORE ITALIA, GENERALI INVESTMENTS PARTNERS S.P.A. AS FUND MANAGER OF: GIP ALTO INTL AZ E GIP ALLEANZA OBBL., KAIROS PARTNERS SGR S.P.A. (AS MANAGEMENT COMPANY OF KAIROS INTERNATIONAL SICAV - ITALIA, RISORGIMENTO AND TARGET ITALY ALPHA, LEGAL AND GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED, MEDIOLANUM GESTIONE FONDI SGR S.P.A. AS FUND MANAGER: MEDIOLANUM FLESSIBILE FUTURO ITALIA AND MEDIOLANUM FLESSIBILE SVILUPPO ITALIA, MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY, PRAMERICA SICAV, ITALIAN EQUITY, EUROPEAN EQUITY, EURO EQUITY AND MULTIASSET EUROPE AND PRAMERICA SGR (PRAMERICA MULTIASSET ITALIA), AMBER CAPITAL ITALIA SGR S.P.A., ON BEHALF OF ALPHA UCITS SICAV AMBER EQUITY FUND, AND AMBER CAPITAL UK LLP, ON BEHALF OF AMBER GLOBAL OPPORTUNITIES LTD, REPRESENTING APPROXIMATELY 1,677PCT OF THE STOCK CAPITAL: EFFECTIVE AUDITORS: RIGOTTI MARCO GIUSEPPE MARIA BIENTINESI ANTONELLA ALTERNATE AUDITORS: FRANCHINI ROBERTO -RIMOLDI ENRICA | Shareholder | Y | Do Not Vote | AGAINST |
| 220 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 8 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: TO STATE INTERNAL AUDITORS' EMOLUMENT | Shareholder | Y | FOR | AGAINST |
| 221 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 9 | INTEGRATION OF THE BOARD OF DIRECTORS: ELENA CARLETTI | Mgmt | Y | FOR | FOR |
| 222 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 10 | 2019 GROUP INCENTIVE SYSTEM | Mgmt | Y | FOR | FOR |
| 223 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 11 | 2019 GROUP COMPENSATION POLICY | Mgmt | Y | FOR | FOR |
| 224 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 12 | GROUP TERMINATION PAYMENTS POLICY | Mgmt | Y | FOR | FOR |
| 225 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 13 | TO AUTHORIZE THE PURCHASE AND DISPOSAL OF TREASURY SHARES. RESOLUTIONS RELATED THERETO | Mgmt | Y | FOR | FOR |
| 226 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 14 | TO EMPOWER THE BOARD OF DIRECTORS TO CARRY OUT A FREE CAPITAL INCREASE FOR A MAXIMUM AMOUNT OF EUR 7,344,935 IN ORDER TO COMPLETE THE EXECUTION OF THE 2018 GROUP INCENTIVE SYSTEM AND FURTHER STATUTORY AMENDMENTS | Mgmt | Y | FOR | FOR |
| 227 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 15 | TO EMPOWER THE BOARD OF DIRECTORS TO CARRY OUT A FREE CAPITAL INCREASE FOR A MAXIMUM AMOUNT OF EUR 131,453,966 IN ORDER TO EXECUTE THE 2019 GROUP INCENTIVE SYSTEM AND FURTHER STATUTORY AMENDMENTS | Mgmt | Y | FOR | FOR |
| 228 | UNICREDIT SPA | UCG IM | ADPV42899 | Mix; 11-Apr-2019 | 16 | TO AMEND ARTICLE 6 (STOCK CAPITAL) OF THE BYLAWS | Mgmt | Y | FOR | FOR |
| 229 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 22-Apr-2019 | 1 | Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2018, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2018. | Mgmt | Y | FOR | FOR |
| 230 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 22-Apr-2019 | 2 | Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2019. | Mgmt | Y | FOR | FOR |
| 231 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 22-Apr-2019 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 232 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 22-Apr-2019 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 233 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 4 | OPENING OF THE ANNUAL GENERAL MEETING, INCLUDING APPROVAL OF THE NOTICE AND AGENDA | Mgmt | Y | FOR | FOR |
| 234 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 5 | ELECTION OF A PERSON TO CO-SIGN THE MINUTES OF MEETING ALONG WITH THE MEETING CHAIR | Mgmt | Y | FOR | FOR |
| 235 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 7 | APPROVAL OF THE 2018 ANNUAL ACCOUNTS OF AKER ASA AND GROUP CONSOLIDATED ACCOUNTS AND THE BOARD OF DIRECTORS REPORT, INCLUDING DISTRIBUTION OF DIVIDEND. THE BOARD OF DIRECTORS PROPOSES THAT A DIVIDEND OF NOK 22.50 PER SHARE IS PAID FOR THE FINANCIAL YEAR 2018 | Mgmt | Y | FOR | FOR |
| 236 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 8 | CONSIDERATION OF THE BOARD OF DIRECTORS' DECLARATION REGARDING STIPULATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT OF THE COMPANY: ADVISORY GUIDELINES | Mgmt | Y | AGAINST | AGAINST |
| 237 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 9 | CONSIDERATION OF THE BOARD OF DIRECTORS' DECLARATION REGARDING STIPULATION OF SALARY AND OTHER REMUNERATION TO EXECUTIVE MANAGEMENT OF THE COMPANY: BINDING GUIDELINES | Mgmt | Y | AGAINST | AGAINST |
| 238 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 11 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE BOARD OF DIRECTORS AND THE AUDIT COMMITTEE | Mgmt | Y | FOR | FOR |
| 239 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 12 | STIPULATION OF REMUNERATION TO THE MEMBERS OF THE NOMINATION COMMITTEE | Mgmt | Y | FOR | FOR |
| 240 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 13 | ELECTION OF MEMBERS TO THE BOARD OF DIRECTORS: KJELL INGE ROKKE (CHAIRMAN) FINN BERG JACOBSEN (DEPUTY CHAIRMAN), KRISTIN KROHN DEVOLD AND KAREN SIMON AS DIRECTORS | Mgmt | Y | FOR | FOR |
| 241 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 14 | ELECTION OF MEMBERS TO THE NOMINATION COMMITTEE: KJELL INGE ROKKE (CHAIRMAN), GERHARD HEIBERG AND LEIF-ARNE LANGOY | Mgmt | Y | FOR | FOR |
| 242 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 15 | APPROVAL OF REMUNERATION TO THE AUDITOR FOR 2018 | Mgmt | Y | FOR | FOR |
| 243 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 16 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH ACQUISITIONS, MERGERS, DE-MERGERS OR OTHER TRANSACTIONS | Mgmt | Y | FOR | FOR |
| 244 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 17 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES IN CONNECTION WITH THE SHARE PROGRAM FOR THE EMPLOYEES | Mgmt | Y | FOR | FOR |
| 245 | AKER ASA | AKER NO | R0114P108 | Annual; 26-Apr-2019 | 18 | AUTHORIZATION TO THE BOARD OF DIRECTORS TO PURCHASE TREASURY SHARES FOR INVESTMENT PURPOSES OR FOR SUBSEQUENT SALE OR DELETION OF SUCH SHARES | Mgmt | Y | FOR | FOR |
| 246 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2019 | 2 | TO APPROVE THE ADMINISTRATORS ACCOUNTS AND APPROVE THE FINANCIAL STATEMENTS REGARDING THE FISCAL YEAR ENDING ON DECEMBER 31, 2018 | Mgmt | Y | FOR | FOR |
| 247 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2019 | 3 | TO APPROVE THE DESTINATION OF THE NET PROFIT FROM THE FISCAL YEAR THAT ENDED ON DECEMBER 31, 2018 | Mgmt | Y | FOR | FOR |
| 248 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2019 | 4 | TO APPROVE REVISION THE CAPITAL BUDGET FOR THE SOCIAL EXERCISES OF 2018 AND 2019 | Mgmt | Y | FOR | FOR |
| 249 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2019 | 5 | TO SET VALUE LIMIT OF THE GLOBAL REMUNERATION OF THE COMPANY DIRECTORS FOR THE FISCAL YEAR OF 2019 | Mgmt | Y | FOR | FOR |
| 250 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2019 | 6 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,044 OF 1976 | Mgmt | Y | ABSTAIN | ABSTAIN |
| 251 | HUTCHISON PORT HOLDINGS TRUST | HPHT SP | Y3780D104 | Annual; 26-Apr-2019 | 1 | TO RECEIVE AND ADOPT THE REPORT OF THE TRUSTEE-MANAGER, STATEMENT BY THE TRUSTEE-MANAGER AND THE AUDITED FINANCIAL STATEMENTS OF HPH TRUST FOR THE YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
| 252 | HUTCHISON PORT HOLDINGS TRUST | HPHT SP | Y3780D104 | Annual; 26-Apr-2019 | 2 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF HPH TRUST AND TO AUTHORISE THE DIRECTORS OF THE TRUSTEE-MANAGER TO FIX ITS REMUNERATION | Mgmt | Y | FOR | FOR |
| 253 | HUTCHISON PORT HOLDINGS TRUST | HPHT SP | Y3780D104 | Annual; 26-Apr-2019 | 3 | GENERAL MANDATE TO ISSUE UNITS IN HPH TRUST ("UNITS") | Mgmt | Y | AGAINST | AGAINST |
| 254 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 2 | AUDITED FINANCIAL STATEMENTS, DIRECTORS' STATEMENT AND INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
| 255 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 3 | RE-ELECTION OF MR GOH KAY YONG DAVID AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 256 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 4 | RE-ELECTION OF MR TAN TIONG CHENG AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 257 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 5 | RE-ELECTION OF DR GARY HILTON WEISS AS DIRECTOR | Mgmt | Y | FOR | FOR |
| 258 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 6 | DIRECTORS' FEES | Mgmt | Y | FOR | FOR |
| 259 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 7 | RE-APPOINTMENT OF ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR | Mgmt | Y | FOR | FOR |
| 260 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 8 | AUTHORITY FOR THE DIRECTORS TO ISSUE SHARES PURSUANT TO SECTION 161 OF THE COMPANIES ACT, CHAPTER 50 | Mgmt | Y | AGAINST | AGAINST |
| 261 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 9 | PROPOSED RENEWAL OF THE SHARE BUYBACK MANDATE | Mgmt | Y | FOR | FOR |
| 262 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 10 | PROPOSED ADOPTION OF THE PERFORMANCE SHARE PLAN | Mgmt | Y | FOR | FOR |
| 263 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 26-Apr-2019 | 11 | ANY OTHER BUSINESS | Mgmt | Y | ABSTAIN | ABSTAIN |
| 264 | GP INVESTMENTS, LTD. | GPIV33 BZ | G4035L107 | Special; 30-Apr-2019 | 1 | AMENDMENT OF SECTION 37. ELECTION AND TERM OF DIRECTORS OF THE COMPANY'S BYE LAWS. IT IS PROPOSED TO AMEND SECTION 37.1 OF THE COMPANY'S BYE LAWS IN ORDER TO REDUCE THE SIZE OF THE BOARD FROM SEVEN SEVEN DIRECTORS TO FIVE DIRECTORS. IT IS FURTHER PROPOSED THAT THE NUMBER OF DIRECTORS TO BE ELECTED BY THE HOLDERS OF THE COMPANY'S CLASS B SHARES CLASS B SHAREHOLDERS SHALL BE AMENDED FROM FOUR DIRECTORS TO THREE DIRECTORS AND THE NUMBER OF DIRECTORS TO BE ELECTED AS THE INDEPENDENT DIRECTORS NOMINATED BY THE NOMINATION AND COMPENSATION COMMITTEE AND ELECTED BY THE CLASS A SHAREHOLDERS AND THE CLASS B SHAREHOLDERS SHALL BE AMENDED FROM THREE DIRECTORS TO TWO DIRECTORS SUBJECT TO THE REVISED TERMS AND CONDITIONS OF THE REVISIONS TO BYE LAW 37.1 | Mgmt | Y | FOR | FOR |
| 265 | GP INVESTMENTS, LTD. | GPIV33 BZ | G4035L107 | Special; 30-Apr-2019 | 2 | AMENDMENT OF SECTION 1. DEFINITIONS. NOMINATION AND COMPENSATION COMMITTEE OF THE COMPANY'S BYE LAWS. IT IS PROPOSED TO AMEND THE DEFINITION OF NOMINATION AND COMPENSATION COMMITTEE IN ORDER TO REFLECT THE CHANGE IN SIZE OF THE NOMINATION AND COMPENSATION COMMITTEE FROM THREE INDEPENDENT DIRECTORS TO TWO INDEPENDENT DIRECTORS | Mgmt | Y | FOR | FOR |
| 266 | GP INVESTMENTS, LTD. | GPIV33 BZ | G4035L107 | Special; 30-Apr-2019 | 3 | ELECTION OF THE INDEPENDENT DIRECTORS. IT IS PROPOSED TO ELECT THE TWO INDEPENDENT DIRECTORS NOMINATED BY THE COMPANY'S NOMINATION AND COMPENSATION COMMITTEE TO THE COMPANY'S BOARD OF DIRECTORS AND CERTAIN COMMITTEES OF THE COMPANY'S BOARD OF DIRECTORS. . MR. CHRISTOPHER WRIGHT AND MR. ALFRED M. VINTON | Mgmt | Y | FOR | FOR |
| 267 | GP INVESTMENTS, LTD. | GPIV33 BZ | G4035L107 | Special; 30-Apr-2019 | 4 | AMENDMENT OF SECTION 4. RIGHTS ATTACHING TO SHARES OF THE COMPANY'S BYE LAWS. THE PROPOSAL IS TO AMEND SECTION 4.3 IN ORDER TO INCLUDE SUB ITEM E | Mgmt | Y | FOR | FOR |
| 268 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 1 | TO RECEIVE THE DIRECTORS' ANNUAL REPORT AND FINANCIAL STATEMENTS OF THE COMPANY FOR THE YEAR ENDED 31 DECEMBER 2018 | Mgmt | Y | FOR | FOR |
| 269 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 2 | TO RECEIVE AND APPROVE THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 SET OUT ON PAGES 82 TO 107 OF THE 2018 ANNUAL REPORT | Mgmt | Y | FOR | FOR |
| 270 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 3 | TO DECLARE A FINAL DIVIDEND OF 14.8 PENCE PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 | Mgmt | Y | FOR | FOR |
| 271 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 4 | TO RE-ELECT DAVID ATKINS AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 272 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 5 | TO RE-ELECT PIERRE BOUCHUT AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 273 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 6 | TO RE-ELECT GWYN BURR AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 274 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 7 | TO RE-ELECT TIMON DRAKESMITH AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 275 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 8 | TO RE-ELECT ANDREW FORMICA AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 276 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 9 | TO RE-ELECT JUDY GIBBONS AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 277 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 10 | TO RE-ELECT DAVID TYLER AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 278 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 11 | TO ELECT CAROL WELCH AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 279 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 12 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS THE AUDITOR OF THE COMPANY TO HOLD OFFICE UNTIL THE CONCLUSION OF THE NEXT GENERAL MEETING AT WHICH ACCOUNTS ARE LAID BEFORE THE COMPANY | Mgmt | Y | FOR | FOR |
| 280 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 13 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 281 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 14 | AUTHORITY TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
| 282 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 15 | THAT, IF RESOLUTION 14 ABOVE IS PASSED, THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED PURSUANT TO SECTIONS 570 AND 573 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THAT ACT) FOR CASH EITHER PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 14 OR BY WAY OF A SALE OF TREASURY SHARES AS IF SECTION 561(1) OF THAT ACT DID NOT APPLY TO ANY SUCH ALLOTMENT PROVIDED THAT THIS POWER SHALL BE LIMITED TO: I. THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES IN CONNECTION WITH AN OFFER OF SECURITIES (BUT IN THE CASE OF THE AUTHORITY GRANTED UNDER SUB-PARAGRAPH (II) OF RESOLUTION 14 BY WAY OF A RIGHTS ISSUE ONLY) IN FAVOUR OF THE HOLDERS OF ORDINARY SHARES ON THE REGISTER OF SHAREHOLDERS AT SUCH RECORD DATES AS THE DIRECTORS MAY DETERMINE AND OTHER PERSONS ENTITLED TO PARTICIPATE THEREIN (IF ANY) WHERE THE EQUITY SECURITIES RESPECTIVELY ATTRIBUTABLE TO THE INTERESTS OF THE ORDINARY SHAREHOLDERS ARE PROPORTIONATE (AS NEARLY AS MAY BE PRACTICABLE) TO THE RESPECTIVE NUMBERS OF ORDINARY SHARES HELD OR DEEMED TO BE HELD BY THEM ON ANY SUCH RECORD DATES, SUBJECT TO SUCH EXCLUSIONS OR OTHER ARRANGEMENTS AS THE DIRECTORS MAY DEEM NECESSARY OR EXPEDIENT TO DEAL WITH TREASURY SHARES, FRACTIONAL ENTITLEMENTS OR LEGAL OR PRACTICAL PROBLEMS ARISING UNDER THE LAWS OF ANY OVERSEAS TERRITORY OR THE REQUIREMENTS OF ANY REGULATORY BODY OR STOCK EXCHANGE OR BY VIRTUE OF SHARES BEING REPRESENTED BY DEPOSITARY RECEIPTS OR ANY OTHER MATTER; AND II. THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES (OTHERWISE THAN PURSUANT TO SUB-PARAGRAPH (I) OF THIS RESOLUTION 15) TO ANY PERSON OR PERSONS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 9,578,670, AND SHALL EXPIRE UPON THE EXPIRY OF THE GENERAL AUTHORITY CONFERRED BY RESOLUTION 14 ABOVE, SAVE THAT THE COMPANY SHALL BE ENTITLED TO MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY OF SUCH POWER WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS SHALL BE ENTITLED TO ALLOT EQUITY SECURITIES PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | Mgmt | Y | AGAINST | AGAINST |
| 283 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 16 | THAT, IF RESOLUTION 14 ABOVE IS PASSED AND IN ADDITION TO THE POWER CONFERRED BY RESOLUTION 15, THE DIRECTORS BE AND THEY ARE HEREBY AUTHORISED PURSUANT TO SECTION 570 AND SECTION 573 OF THE COMPANIES ACT 2006 TO ALLOT EQUITY SECURITIES (WITHIN THE MEANING OF SECTION 560 OF THAT ACT) FOR CASH PURSUANT TO THE AUTHORITY CONFERRED BY RESOLUTION 14 ABOVE OR BY WAY OF A SALE OF TREASURY SHARES AS IF SECTION 561(1) OF THAT ACT DID NOT APPLY TO ANY SUCH ALLOTMENT PROVIDED THAT THIS POWER SHALL: I. BE LIMITED TO THE ALLOTMENT OF EQUITY SECURITIES OR SALE OF TREASURY SHARES TO ANY PERSON OR PERSONS UP TO AN AGGREGATE NOMINAL AMOUNT OF GBP 9,578,670; AND II. ONLY BE USED FOR THE PURPOSES OF FINANCING (OR REFINANCING, IF THE AUTHORITY IS TO BE USED WITHIN SIX MONTHS AFTER THE ORIGINAL TRANSACTION) A TRANSACTION WHICH THE DIRECTORS DETERMINE TO BE AN ACQUISITION OR OTHER CAPITAL INVESTMENT, INCLUDING DEVELOPMENT AND REFURBISHMENT EXPENDITURE, AS CONTEMPLATED BY THE STATEMENT OF PRINCIPLES ON DISAPPLYING PRE-EMPTION RIGHTS MOST RECENTLY PUBLISHED BY THE PRE-EMPTION GROUP PRIOR TO THE DATE OF THIS NOTICE AND SHALL EXPIRE UPON THE EXPIRY OF THE GENERAL AUTHORITY CONFERRED BY RESOLUTION 14 ABOVE, SAVE THAT THE COMPANY SHALL BE ENTITLED TO MAKE OFFERS OR AGREEMENTS BEFORE THE EXPIRY OF SUCH POWER WHICH WOULD OR MIGHT REQUIRE EQUITY SECURITIES TO BE ALLOTTED AFTER SUCH EXPIRY AND THE DIRECTORS SHALL BE ENTITLED TO ALLOT EQUITY SECURITIES PURSUANT TO ANY SUCH OFFER OR AGREEMENT AS IF THE POWER CONFERRED HEREBY HAD NOT EXPIRED | Mgmt | Y | AGAINST | AGAINST |
| 284 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 30-Apr-2019 | 17 | AUTHORITY FOR MARKET PURCHASES BY THE COMPANY OF ITS SHARES | Mgmt | Y | FOR | FOR |
| 285 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 1 | Election of Director: Thomas R. Bates, Jr. | Mgmt | Y | AGAINST | AGAINST |
| 286 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 2 | Election of Director: Alan J. Carr | Mgmt | Y | AGAINST | AGAINST |
| 287 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 3 | Election of Director: Steven L. Newman | Mgmt | Y | FOR | FOR |
| 288 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 4 | Election of Director: Randee E. Day | Mgmt | Y | AGAINST | AGAINST |
| 289 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 5 | Election of Director: Dick Fagerstal | Mgmt | Y | FOR | FOR |
| 290 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 6 | Election of Director: Larry T. Rigdon | Mgmt | Y | FOR | FOR |
| 291 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 7 | Election of Director: John T. Rynd | Mgmt | Y | FOR | FOR |
| 292 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 8 | Election of Director: Louis A. Raspino | Mgmt | Y | FOR | FOR |
| 293 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 9 | Election of Director: Kenneth H. Traub | Mgmt | Y | FOR | FOR |
| 294 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 10 | Election of Director: Robert P. Tamburrino | Mgmt | Y | FOR | FOR |
| 295 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 11 | Say on Pay Vote - An advisory vote to approve executive compensation (as disclosed in the proxy statement). | Mgmt | Y | AGAINST | AGAINST |
| 296 | TIDEWATER INC. | TDW | 88642R109 | Annual; 30-Apr-2019 | 12 | Ratification of the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2019. | Mgmt | Y | FOR | FOR |
| 297 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 2 | ELECTION OF DIRECTOR: ROBERT S. BOSWELL | Mgmt | Y | FOR | FOR |
| 298 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 3 | ELECTION OF DIRECTOR: MAUREEN CORMIER JACKSON | Mgmt | Y | FOR | FOR |
| 299 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 4 | ELECTION OF DIRECTOR: W. BYRON DUNN | Mgmt | Y | FOR | FOR |
| 300 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 5 | ELECTION OF DIRECTOR: H. STANLEY MARSHALL | Mgmt | Y | FOR | FOR |
| 301 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 6 | ELECTION OF DIRECTOR: KEVIN J. REINHART | Mgmt | Y | FOR | FOR |
| 302 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 7 | ELECTION OF DIRECTOR: MARC E. ROSSITER | Mgmt | Y | FOR | FOR |
| 303 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 8 | ELECTION OF DIRECTOR: STEPHEN J. SAVIDANT | Mgmt | Y | FOR | FOR |
| 304 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 9 | ELECTION OF DIRECTOR: MICHAEL A. WEILL | Mgmt | Y | FOR | FOR |
| 305 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 10 | ELECTION OF DIRECTOR: HELEN J. WESLEY | Mgmt | Y | FOR | FOR |
| 306 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 11 | APPOINT ERNST & YOUNG LLP AS AUDITORS AT AREMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 307 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 12 | APPROVE AN ADVISORY RESOLUTION TO ACCEPT THE COMPANY'S APPROACH TO EXECUTIVE COMPENSATION | Mgmt | Y | FOR | FOR |
| 308 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 13 | APPROVE A SPECIAL RESOLUTION TO INCREASE THE COMPANY'S MAXIMUM NUMBER OF DIRECTORS FROM NINE TO TWELVE | Mgmt | Y | AGAINST | AGAINST |
| 309 | ENERFLEX LTD | EFX CN | 29269R105 | Mix; 03-May-2019 | 14 | APPROVE AN ORDINARY RESOLUTION TO CONFIRM THE AMENDMENTS TO THE COMPANY'S BY-LAW NO. 3 | Mgmt | Y | FOR | FOR |
| 310 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 2 | ELECTION OF THE DIRECTOR: IAN BRUCE | Mgmt | Y | FOR | FOR |
| 311 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 3 | ELECTION OF THE DIRECTOR: DANIEL CAMUS | Mgmt | Y | FOR | FOR |
| 312 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 4 | ELECTION OF THE DIRECTOR: DONALD DERANGER | Mgmt | Y | FOR | FOR |
| 313 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 5 | ELECTION OF THE DIRECTOR: CATHERINE GIGNAC | Mgmt | Y | FOR | FOR |
| 314 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 6 | ELECTION OF THE DIRECTOR: TIM GITZEL | Mgmt | Y | FOR | FOR |
| 315 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 7 | ELECTION OF THE DIRECTOR: JIM GOWANS | Mgmt | Y | FOR | FOR |
| 316 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 8 | ELECTION OF THE DIRECTOR: KATHRYN JACKSON | Mgmt | Y | FOR | FOR |
| 317 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 9 | ELECTION OF THE DIRECTOR: DON KAYNE | Mgmt | Y | FOR | FOR |
| 318 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 10 | ELECTION OF THE DIRECTOR: ANNE MCLELLAN | Mgmt | Y | FOR | FOR |
| 319 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 11 | APPOINT KPMG LLP AS AUDITORS | Mgmt | Y | FOR | FOR |
| 320 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 12 | AS THIS IS AN ADVISORY VOTE, THE RESULTS WILL NOT BE BINDING ON THE BOARD. BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2019 ANNUAL MEETING OF SHAREHOLDERS | Mgmt | Y | AGAINST | AGAINST |
| 321 | CAMECO CORP | CCO CN | 13321L108 | Annual; 07-May-2019 | 13 | IF YOU DO NOT PROVIDE THIS INFORMATION, WE WILL CONSIDER THE SHARES REPRESENTED BY THIS PROXY TO BE OWNED AND CONTROLLED BY A NON-RESIDENT, WHICH MEANS THE VOTE MAY HAVE LESS IMPACT. YOU DECLARE THAT THE SHARES REPRESENTED BY THIS PROXY ARE HELD, BENEFICALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO "AGAINST" WILL BE TREATED AS NOT MARKED | Mgmt | Y | ABSTAIN | ABSTAIN |
| 322 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 1 | ELECTION OF DIRECTOR: GARY S. GUIDRY | Mgmt | Y | FOR | FOR |
| 323 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 2 | ELECTION OF DIRECTOR: PETER J. DEY | Mgmt | Y | FOR | FOR |
| 324 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 3 | ELECTION OF DIRECTOR: EVAN HAZELL | Mgmt | Y | FOR | FOR |
| 325 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 4 | ELECTION OF DIRECTOR: ROBERT B. HODGINS | Mgmt | Y | FOR | FOR |
| 326 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 5 | ELECTION OF DIRECTOR: RONALD W. ROYAL | Mgmt | Y | FOR | FOR |
| 327 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 6 | ELECTION OF DIRECTOR: SONDRA SCOTT | Mgmt | Y | FOR | FOR |
| 328 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 7 | ELECTION OF DIRECTOR: DAVID P. SMITH | Mgmt | Y | FOR | FOR |
| 329 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 8 | ELECTION OF DIRECTOR: BROOKE WADE | Mgmt | Y | FOR | FOR |
| 330 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 9 | PROPOSAL TO RATIFY THE APPOINTMENT OF KPMG LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2019 | Mgmt | Y | FOR | FOR |
| 331 | GRAN TIERRA ENERGY INC | GTE CN | 38500T101 | Annual; 07-May-2019 | 10 | PROPOSAL TO APPROVE, ON AN ADVISORY BASIS, THE COMPENSATION OF GRAN TIERRA ENERGY INC.'S NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT | Mgmt | Y | FOR | FOR |
| 332 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT AND AUDIT ACCOUNTS FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2018 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Mgmt | Y | FOR | FOR |
| 333 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 2 | TO DECLARE A FINAL DIVIDEND OF USD 0.15 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2018 | Mgmt | Y | FOR | FOR |
| 334 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Mgmt | Y | FOR | FOR |
| 335 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 4 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2018 | Mgmt | Y | AGAINST | AGAINST |
| 336 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 5 | TO ELECT CARLSON TONG, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 337 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 6 | TO RE-ELECT DR LOUIS CHEUNG, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 338 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 7 | TO RE-ELECT DAVID CONNER, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 339 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 8 | TO RE-ELECT DR BYRON GROTE, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 340 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 9 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 341 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 10 | TO RE-ELECT CHRISTINE HODGSON, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 342 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 11 | TO RE-ELECT GAY HUEY EVANS, OBE, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 343 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 12 | TO RE-ELECT NAGUIB KHERAJ, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 344 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 13 | TO RE-ELECT DR NGOZI OKONJO-IWEALA, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 345 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 14 | TO RE-ELECT JOSE VINALS, GROUP CHAIRMAN | Mgmt | Y | FOR | FOR |
| 346 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 15 | TO RE-ELECT JASMINE WHITBREAD, A NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 347 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 16 | TO RE-ELECT BILL WINTERS, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 348 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 17 | TO RE-APPOINT KPMG LLP AS AUDITOR OF THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Mgmt | Y | FOR | FOR |
| 349 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATIONS OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 350 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE | Mgmt | Y | FOR | FOR |
| 351 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 20 | TO AUTHORISE THE BOARD TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
| 352 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 21 | TO EXTEND THE AUTHORITY TO ALLOT SHARES BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 26 | Mgmt | Y | AGAINST | AGAINST |
| 353 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 22 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUE OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Mgmt | Y | FOR | FOR |
| 354 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 23 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 | Mgmt | Y | AGAINST | AGAINST |
| 355 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 24 | IN ADDITION TO RESOLUTION 23, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 20 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Mgmt | Y | AGAINST | AGAINST |
| 356 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 25 | IN ADDITION TO RESOLUTIONS 23 AND 24, TO AUTHORISE THE BOARD TO DISAPPLY PREEMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 22 | Mgmt | Y | AGAINST | AGAINST |
| 357 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 26 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Mgmt | Y | FOR | FOR |
| 358 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Mgmt | Y | FOR | FOR |
| 359 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 08-May-2019 | 28 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN AGM ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt | Y | FOR | FOR |
| 360 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 361 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 362 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 363 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 364 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 365 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 366 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 367 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 368 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 369 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 370 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 371 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 372 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 2 | The re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Mgmt | Y | FOR | FOR |
| 373 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 09-May-2019 | 3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Mgmt | Y | AGAINST | AGAINST |
| 374 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 375 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 376 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 377 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 378 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 379 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 380 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 381 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 382 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 383 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2019 and to authorize the directors to fix the auditors' remuneration. | Mgmt | Y | FOR | FOR |
| 384 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 09-May-2019 | 3 | A non-binding advisory resolution on the Company's approach to executive compensation. | Mgmt | Y | FOR | FOR |
| 385 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 2 | ELECTION OF DIRECTOR: DONALD K. CHARTER | Mgmt | Y | FOR | FOR |
| 386 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 3 | ELECTION OF DIRECTOR: JOHN H. CRAIG | Mgmt | Y | ABSTAIN | ABSTAIN |
| 387 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 4 | ELECTION OF DIRECTOR: MARIE INKSTER | Mgmt | Y | FOR | FOR |
| 388 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 5 | ELECTION OF DIRECTOR: PETER C. JONES | Mgmt | Y | FOR | FOR |
| 389 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 6 | ELECTION OF DIRECTOR: LUKAS H. LUNDIN | Mgmt | Y | FOR | FOR |
| 390 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 7 | ELECTION OF DIRECTOR: DALE C. PENIUK | Mgmt | Y | FOR | FOR |
| 391 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 8 | ELECTION OF DIRECTOR: WILLIAM A. RAND | Mgmt | Y | FOR | FOR |
| 392 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 9 | ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN | Mgmt | Y | FOR | FOR |
| 393 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 10 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 394 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 11 | CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 395 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 10-May-2019 | 12 | CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING, WITH OR WITHOUT AMENDMENT, AN ORDINARY RESOLUTION TO APPROVE AN AMENDMENT TO THE 2014 SHARE UNIT PLAN OF THE CORPORATION TO INCREASE THE NUMBER OF COMMON SHARES RESERVED FOR ISSUANCE THEREUNDER BY 8,000,000 COMMON SHARES TO 14,000,000 COMMON SHARES, AS MORE PARTICULARLY DESCRIBED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 396 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 23-May-2019 | 2 | ELECTION OF A ONE MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY: DANILO GAMBOA | Mgmt | Y | FOR | FOR |
| 397 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 23-May-2019 | 3 | AMENDMENT AND RESTATEMENT OF THE CORPORATE BYLAWS OF THE COMPANY IN ORDER TO ADAPT THEM TO THE NEW LISTING RULES FOR THE SPECIAL SEGMENT OF B3 S.A., BRASIL, BOLSA, BALCAO THAT IS CALLED THE NOVO MERCADO | Mgmt | Y | FOR | FOR |
| 398 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 4 | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2018 | Mgmt | Y | FOR | FOR |
| 399 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 6 | PROPOSAL TO PAY OUT DIVIDEND: EUR 1.24 PER ORDINARY SHARE, OR APPROXIMATELY EUR 415 MILLION IN TOTAL. THE RESOLUTION TO PAY OUT DIVIDEND WILL BE SUBJECT TO THE CONDITION HEREINAFTER DESCRIBED. ON 10 SEPTEMBER 2018, THE COMPANY PAID AN INTERIM DIVIDEND OF EUR 0.66 PER ORDINARY SHARE, RESULTING IN A TOTAL DIVIDEND OVER 2018 OF EUR 1.90 PER ORDINARY SHARE. THIS IS EQUIVALENT TO A DIVIDEND PAY-OUT RATIO OF 50% OF THE COMPANY'S NET OPERATING RESULT OF THE ONGOING BUSINESS FOR THE FINANCIAL YEAR 2018 | Mgmt | Y | FOR | FOR |
| 400 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 7 | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2018 | Mgmt | Y | FOR | FOR |
| 401 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 8 | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2018 | Mgmt | Y | FOR | FOR |
| 402 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 9 | PROPOSAL TO REAPPOINT HELENE VLETTER-VAN DORT AS MEMBER OF THE SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 403 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 10 | PROPOSAL TO REAPPOINT KPMG ACCOUNTANTS N.V. AS EXTERNAL AUDITOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 404 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 11 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE ON THE ISSUANCE OF ORDINARY SHARES AND TO RESOLVE ON THE GRANTING OF RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES IN THE CONTEXT OF ISSUING CONTINGENT CONVERTIBLE SECURITIES | Mgmt | Y | FOR | FOR |
| 405 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 12 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE ON THE ISSUANCE OF ORDINARY SHARES AND TO RESOLVE ON THE GRANTING OF RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Mgmt | Y | AGAINST | AGAINST |
| 406 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 13 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES AS REFERRED TO UNDER 9.A.(I) | Mgmt | Y | AGAINST | AGAINST |
| 407 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 14 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE ON THE ISSUANCE OF ORDINARY SHARES AND TO RESOLVE ON THE GRANTING OF RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Mgmt | Y | AGAINST | AGAINST |
| 408 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 15 | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 409 | NN GROUP N.V. | NN NA | N64038107 | Annual; 29-May-2019 | 16 | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Mgmt | Y | FOR | FOR |
| 410 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 1 | SUBMISSION AND APPROVAL OF THE ANNUAL FINANCIAL REPORT FOR FISCAL YEAR 01.01.2018 - 31.12.2018 TOGETHER WITH THE RELEVANT REPORTS AND DECLARATIONS BY THE BOARD OF DIRECTORS AND THE AUDITORS | Mgmt | Y | FOR | FOR |
| 411 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 2 | APPROVE THE ALLOCATION OF PROFITS FOR FISCAL YEAR 01.01.2018 - 31.12.2018 AND THE DISTRIBUTION OF DIVIDEND | Mgmt | Y | FOR | FOR |
| 412 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 3 | APPROVE THE OVERALL MANAGEMENT BY THE BOARD OF DIRECTORS FOR FISCAL YEAR 01.01.2018 - 31.12.2018 IN ACCORDANCE WITH ARTICLE 108 OF LAW 4548/2018 AND DISCHARGE THE AUDITORS IN ACCORDANCE WITH PAR. 1, CASE C) OF ARTICLE 117 OF LAW 4548/2018 | Mgmt | Y | FOR | FOR |
| 413 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 4 | APPROVE THE REMUNERATION AND COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR FISCAL YEAR 01.01.2018 - 31.12.2018 | Mgmt | Y | FOR | FOR |
| 414 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 5 | PRE-APPROVE THE REMUNERATION AND COMPENSATION OF THE MEMBERS OF THE BOARD OF DIRECTORS FOR FISCAL YEAR 01.01.2019 - 31.12.2019 | Mgmt | Y | FOR | FOR |
| 415 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 6 | APPROVE THE REMUNERATION POLICY IN ACCORDANCE WITH ARTICLE 110 OF LAW 4548/2018 | Mgmt | Y | FOR | FOR |
| 416 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 7 | APPOINT THE REGULAR AND SUBSTITUTE CHARTERED AUDITORS FOR FISCAL YEAR 01.01.2019 - 31.12.2019.AND DETERMINE THEIR FEE | Mgmt | Y | FOR | FOR |
| 417 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 8 | ELECT A NEW BOARD OF DIRECTORS AND APPOINT THE INDEPENDENT MEMBERS, IN ACCORDANCE WITH MODIFIED LAW 3016/2002, AS IT APPLIES | Mgmt | Y | FOR | FOR |
| 418 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 9 | ELECT THE MEMBERS OF THE AUDIT COMMITTEE, IN ACCORDANCE WITH ARTICLE 44 OF LAW 4449/2017 | Mgmt | Y | FOR | FOR |
| 419 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 10 | GRANT PERMISSION TO MEMBERS OF THE BOARD OF DIRECTORS OF THE COMPANY AS WELL AS TO EXECUTIVES OF THE COMPANY TO PARTICIPATE IN THE BOARDS OF DIRECTORS OR IN THE MANAGEMENT OF OTHER ASSOCIATED COMPANIES, UNDER THE MEANING OF ARTICLE 32 OF LAW 4308/2014 | Mgmt | Y | FOR | FOR |
| 420 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 11 | REDUCE THE SHARE CAPITAL BY EUR 6,638,280.00, THROUGH A REDUCTION IN THE PAR VALUE OF EACH SHARE BY EUR 0.11 AND PAYMENT OF THIS AMOUNT TO SHAREHOLDERS, AND AMEND ARTICLE 5 OF THE ARTICLES OF ASSOCIATION OF THE COMPANY CONCERNING THE SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 421 | HELLENIC EXCHANGES - ATHENS STOCK EXCHANGE S.A. | EXAE GA | X3247C104 | Annual; 30-May-2019 | 12 | AMEND, COMPLETE, ABOLISH AND RENUMBER PROVISIONS OF THE ARTICLES OF ASSOCIATION OF THE COMPANY FOR OPERATIONAL REASONS, AND IN ORDER TO ADAPT TO LAW 4548/2018 REFORMING THE LAW OF PUBLIC LIMITED LIABILITY COMPANIES, IN ACCORDANCE WITH ARTICLE 183 OF THAT LAW | Mgmt | Y | ABSTAIN | ABSTAIN |
| 422 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 2 | ELECTION OF DIRECTOR: STEPHEN R. COLE | Mgmt | Y | FOR | FOR |
| 423 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 3 | ELECTION OF DIRECTOR: IAN W. DELANEY | Mgmt | Y | FOR | FOR |
| 424 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 4 | ELECTION OF DIRECTOR: JOHN W. GILDNER | Mgmt | Y | FOR | FOR |
| 425 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 5 | ELECTION OF DIRECTOR: J. CAMERON MACDONALD | Mgmt | Y | FOR | FOR |
| 426 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 6 | ELECTION OF DIRECTOR: BRUCE V. WALTER | Mgmt | Y | FOR | FOR |
| 427 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 7 | TO RE-APPOINT DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION (THE "AUDIT COMMITTEE") TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Mgmt | Y | FOR | FOR |
| 428 | WESTAIM CORP | WED CN | 956909303 | Mix; 30-May-2019 | 8 | TO CONSIDER A RESOLUTION (THE "OPTION PLAN RESOLUTION") TO CONFIRM AND APPROVE THE AMENDED AND RESTATED 10% ROLLING INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, AS REQUIRED BY THE TSX VENTURE EXCHANGE ON AN ANNUAL BASIS | Mgmt | Y | FOR | FOR |
| 429 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 2 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Mgmt | Y | FOR | FOR |
| 430 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 3 | ELECTION OF DIRECTOR: JOSE VIZQUERRA | Mgmt | Y | FOR | FOR |
| 431 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 4 | ELECTION OF DIRECTOR: SEAN ROOSEN | Mgmt | Y | FOR | FOR |
| 432 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 5 | ELECTION OF DIRECTOR: PATRICK F.N. ANDERSON | Mgmt | Y | FOR | FOR |
| 433 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 6 | ELECTION OF DIRECTOR: KEITH MCKAY | Mgmt | Y | FOR | FOR |
| 434 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 7 | ELECTION OF DIRECTOR: AMY SATOV | Mgmt | Y | FOR | FOR |
| 435 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 8 | ELECTION OF DIRECTOR: BERNARDO ALVAREZ CALDERON | Mgmt | Y | FOR | FOR |
| 436 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2019 | 9 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 437 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 2 | ELECTION OF DIRECTOR: CARMEL DANIELE | Mgmt | Y | FOR | FOR |
| 438 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 3 | ELECTION OF DIRECTOR: IAN W. GIBBS | Mgmt | Y | FOR | FOR |
| 439 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 4 | ELECTION OF DIRECTOR: CHANTAL GOSSELIN | Mgmt | Y | FOR | FOR |
| 440 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 5 | ELECTION OF DIRECTOR: ASHLEY HEPPENSTALL | Mgmt | Y | FOR | FOR |
| 441 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 6 | ELECTION OF DIRECTOR: RON F. HOCHSTEIN | Mgmt | Y | FOR | FOR |
| 442 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 7 | ELECTION OF DIRECTOR: CRAIG JONES | Mgmt | Y | FOR | FOR |
| 443 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 8 | ELECTION OF DIRECTOR: LUKAS H. LUNDIN | Mgmt | Y | FOR | FOR |
| 444 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 9 | ELECTION OF DIRECTOR: PAUL MCRAE | Mgmt | Y | FOR | FOR |
| 445 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 10 | ELECTION OF DIRECTOR: MICHAEL NOSSAL | Mgmt | Y | FOR | FOR |
| 446 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 11 | ELECTION OF DIRECTOR: ISTVAN ZOLLEI | Mgmt | Y | FOR | FOR |
| 447 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 12 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 448 | LUNDIN GOLD INC | LUG CN | 550371108 | Mix; 03-Jun-2019 | 13 | TO APPROVE THE OMNIBUS PLAN RESOLUTION, AS DEFINED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR DATED APRIL 24, 2019 | Mgmt | Y | AGAINST | AGAINST |
| 449 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 2 | Appoint a Director Kudo, Hideyuki | Mgmt | Y | FOR | FOR |
| 450 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 3 | Appoint a Director Kozano, Yoshiaki | Mgmt | Y | FOR | FOR |
| 451 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 4 | Appoint a Director J. Christopher Flowers | Mgmt | Y | AGAINST | AGAINST |
| 452 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 5 | Appoint a Director Ernest M. Higa | Mgmt | Y | FOR | FOR |
| 453 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 6 | Appoint a Director Makihara, Jun | Mgmt | Y | FOR | FOR |
| 454 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 7 | Appoint a Director Murayama, Rie | Mgmt | Y | FOR | FOR |
| 455 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 8 | Appoint a Director Tomimura, Ryuichi | Mgmt | Y | FOR | FOR |
| 456 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 9 | Appoint a Corporate Auditor Akamatsu, Ikuko | Mgmt | Y | FOR | FOR |
| 457 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 19-Jun-2019 | 10 | Shareholder Proposal: Appoint a Director James B. Rosenwald, III | Shareholder | Y | FOR | AGAINST |
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
