Northern Lights Fund Trust IV NPX Annual report of proxy voting record

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UNITED STATES

SECURITIES AND EXCHANGE COMMISSION

Washington, DC 20549

FORM N-PX

ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED MANAGEMENT INVESTMENT COMPANY

Investment Company Act file number: 811- 23066

Northern Lights Fund Trust IV

________________________________________________________________________

(Exact name of registrant as specified in charter)

225 Pictoria Drive, Suite 450

Cincinnati, OH 45246

________________________________________________________________________

(Address of principal executive offices) (Zip code)

Jennifer Farrell

Gemini Fund Services, LLC

80 Arkay Drive

Hauppauge, New York 11788

________________________________________________________________________

(Name and address of agent for service)

Registrant's telephone number, including area code: (631) 470-2600

Date of fiscal year end: February 28, May 31, August 31,

Date of reporting period: July 1, 2020 - June 30, 2021

ITEM 1. PROXY VOTING RECORD:

Appended hereto as Exhibits 9 through 16 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:

(a) The name of the issuer of the portfolio security;

(b) The exchange ticker symbol of the portfolio security;

(d) The shareholder meeting date;

(e) A brief identification of the matter voted on;

(f) Whether the matter was proposed by the issuer or by a security holder;

(g) Whether the Registrant cast its vote on the matter;

(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and

(i) Whether the Registrant cast its vote for or against management.

Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Risk Managed Credit Strategies Fund									Item 1, Exhibit 9
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies voted. The Fund did not receive any proxies for the period July 1, 2020 to June 30, 2021.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

	CONTENT KEY:
A.	Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)
B.	Ticker - e.g., MSFT
C.	Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)
D.	Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY
E.	Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.
F.	Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD)
G.	Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.
H.	Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors
I.	Whether the registrant cast its vote for or against Management

Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Risk Managed Global Strategies Fund									Item 1, Exhibit 10
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies voted. The Fund did not receive any proxies for the period July 1, 2020 to June 30, 2021.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

	CONTENT KEY:
A.	Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)
B.	Ticker - e.g., MSFT
C.	Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)
D.	Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY
E.	Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.
F.	Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD)
G.	Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.
H.	Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors
I.	Whether the registrant cast its vote for or against Management

Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Risk Managed Equity Strategies Fund									Item 1, Exhibit 11
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies voted. The Fund did not receive any proxies for the period July 1, 2020 to June 30, 2021.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

	CONTENT KEY:
A.	Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)
B.	Ticker - e.g., MSFT
C.	Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)
D.	Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY
E.	Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.
F.	Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD)
G.	Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.
H.	Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors
I.	Whether the registrant cast its vote for or against Management

Registrant: NORTHERN LIGHTS FUND TRUST IV - Anchor Risk Managed Municipal Strategies Fund									Item 1, Exhibit 12
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies voted. The Fund did not receive any proxies for the period July 1, 2020 to June 30, 2021.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

	CONTENT KEY:
A.	Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)
B.	Ticker - e.g., MSFT
C.	Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)
D.	Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY
E.	Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.
F.	Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD)
G.	Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.
H.	Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors
I.	Whether the registrant cast its vote for or against Management

Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Ambasador Income ETF										Item 1, Exhibit 13
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021						From July 1, 2020	to June 30, 2021

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification		(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies voted. The Fund did not receive any proxies for the period July 1, 2020 to June 30, 2021.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

	CONTENT KEY:
A.	Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)
B.	Ticker - e.g., MSFT
C.	Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)
D.	Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY
E.	Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.
F.	Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD)
G.	Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.
H.	Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors
I.	Whether the registrant cast its vote for or against Management

Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch Blue Chips Core ETF

Item 1, Exhibit 14

Investment Compay Act file number: 811-23066

Reporting Period: From July 1, 2020 to June 20, 2021

IssuerName

Country

Meeting

Date

Meeting

Type

Record

Date

Ticker

Security

Symbol

Type

Ballot

Issue

Number

Proposal

Text

Proponent

Mgmt

Reco

Vote

Cast

Fund

Name

Logical

Ballot

Status

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Larry Page

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Sergey Brin

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Sundar Pichai

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect John L. Hennessy

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Frances H. Arnold

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect L. John Doerr

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Roger W. Ferguson, Jr.

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Ann Mather

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Alan R. Mulally

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect K. Ram Shriram

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Elect Robin L. Washington

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Approval of the 2021 Stock Plan

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Recapitalization

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Linking Executive Pay to Sustainability and Diversity

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Report on Government Takedown Requests

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Third-Party Review and Report on Whistleblower Policies

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Charitable Contributions Disclosure

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Anticompetitive Practices

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Alphabet Inc

United States

6/2/2021 0:00

Annual

4/6/2021 0:00

GOOGL

02079K305

CUSIP

Shareholder Proposal Regarding Becoming a Public Benefit Corporation

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Jeffrey P. Bezos

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Keith B. Alexander

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Jamie S. Gorelick

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Daniel P. Huttenlocher

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Judith A. McGrath

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Indra K. Nooyi

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Jonathan J. Rubinstein

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Thomas O. Ryder

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Patricia Q. Stonesifer

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Elect Wendell P. Weeks

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Report on Customer Due Diligence

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Report on Promotion Data

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Report on Plastic Packaging

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Racial Equity Audit

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Hourly Associate Representation on the Board

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Anticompetitive Practices

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding Lobbying Report

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Amazon.com Inc.

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

AMZN

23135106

CUSIP

Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Thomas Bartlett

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Raymond P. Dolan

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Kenneth R. Frank

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Robert D. Hormats

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Gustavo Lara Cantu

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Grace D. Lieblein

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Craig Macnab

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect JoAnn A. Reed

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Pamela D.A. Reeve

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect David E. Sharbutt

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Bruce L. Tanner

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Elect Samme L. Thompson

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

American Tower Corp.

United States

5/26/2021 0:00

Annual

3/29/2021 0:00

AMT

03027X100

CUSIP

Shareholder Proposal Regarding Formation of a Human Rights Risk Oversight Committee

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.1

Elect Peggy Alford

Mgmt

For

Withhold

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.2

Elect Marc L. Andreessen

Mgmt

For

Withhold

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.3

Elect Andrew W. Houston

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.4

Elect Nancy Killefer

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.5

Elect Robert M. Kimmitt

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.6

Elect Sheryl K. Sandberg

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.7

Elect Peter A. Thiel

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.8

Elect Tracey T. Travis

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

1.9

Elect Mark Zuckerberg

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Amendment to the Director Compensation Policy

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Shareholder Proposal Regarding Recapitalization

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Shareholder Proposal Regarding Independent Chair

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Shareholder Proposal Regarding Report on Online Child Exploitation

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Shareholder Proposal Regarding Human Rights/Civil Rights Expertise on Board

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Shareholder Proposal Regarding Report on Reducing False and Divisive Information

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

Facebook Inc

United States

5/26/2021 0:00

Annual

4/1/2021 0:00

30303M102

CUSIP

Shareholder Proposal Regarding Becoming a Public Benefit Corporation

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Darius Adamczyk

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Duncan B. Angove

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect William S. Ayer

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Kevin Burke

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect D. Scott Davis

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Deborah Flint

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Judd Gregg

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Grace D. Lieblein

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Raymond T. Odierno

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect George Paz

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Elect Robin L. Washington

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Honeywell International Inc.

United States

5/21/2021 0:00

Annual

3/26/2021 0:00

HON

438516106

CUSIP

Shareholder Proposal Regarding Right to Act by Written Consent

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Ajay Banga

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Merit E. Janow

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Richard K. Davis

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Steven J. Freiberg

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Julius Genachowski

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect GOH Choon Phong

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Oki Matsumoto

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Michael Miebach

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Youngme E. Moon

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Rima Qureshi

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect José Octavio Reyes Lagunes

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Gabrielle Sulzberger

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Jackson P. Tai

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elect Lance Uggla

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Amendment to the 2006 Long-Term Incentive Plan

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Amendment to the 2006 Non-Employee Director Equity Compensation Plan

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Mastercard Incorporated

United States

6/22/2021 0:00

Annual

4/23/2021 0:00

57636Q104

CUSIP

Elimination of Supermajority Requirements

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Robert K. Burgess

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Tench Coxe

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect John O. Dabiri

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Persis S. Drell

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Jen-Hsun Huang

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Dawn Hudson

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Harvey C. Jones

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Michael G. McCaffery

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Stephen C. Neal

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Mark L. Perry

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect A. Brooke Seawell

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Aarti Shah

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Elect Mark A. Stevens

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

NVIDIA Corp

United States

6/3/2021 0:00

Annual

4/5/2021 0:00

NVDA

67066G104

CUSIP

Increase in Authorized Common Stock

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Rodney C. Adkins

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Jonathan Christodoro

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect John J. Donahoe II

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect David W. Dorman

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Belinda J. Johnson

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Gail J. McGovern

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Deborah M. Messemer

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect David M. Moffett

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Ann M. Sarnoff

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Daniel H. Schulman

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Elect Frank D. Yeary

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Shareholder Proposal Regarding Right to Act by Written Consent

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

PayPal Holdings Inc

United States

5/26/2021 0:00

Annual

3/30/2021 0:00

PYPL

70450Y103

CUSIP

Shareholder Proposal Regarding Report on Racism in Company Culture

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Marc R. Benioff

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Craig A. Conway

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Parker Harris

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Alan G. Hassenfeld

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Neelie Kroes

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Colin L. Powell

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Sanford R. Robertson

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect John V. Roos

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Robin L. Washington

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Maynard G. Webb

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Elect Susan D. Wojcicki

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Amendment to the 2013 Equity Incentive Plan

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Ratification of Auditor

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Salesforce.Com Inc

United States

6/10/2021 0:00

Annual

4/15/2021 0:00

CRM

79466L302

CUSIP

Shareholder Proposal Regarding Becoming a Public Benefit Corporation

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Marc N. Casper

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Nelson J. Chai

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect C. Martin Harris

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Tyler Jacks

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect R. Alexandra Keith

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Thomas J. Lynch

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Jim P. Manzi

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect James C. Mullen

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Lars Rebien Sørensen

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Debora L. Spar

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Scott M. Sperling

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Elect Dion J. Weisler

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Against

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

Thermo Fisher Scientific Inc.

United States

5/19/2021 0:00

Annual

3/26/2021 0:00

TMO

883556102

CUSIP

Shareholder Proposal Regarding Right to Call Special Meetings

ShrHoldr

Against

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Zein Abdalla

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Jose B Alvarez

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Alan M. Bennett

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Rosemary T. Berkery

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect David T. Ching

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect C. Kim Goodwin

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Ernie Herrman

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Michael F. Hines

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Amy B. Lane

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Carol Meyrowitz

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect Jackwyn L. Nemerov

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Elect John F. O'Brien

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Ratification of Auditor

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Advisory Vote on Executive Compensation

Mgmt

For

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Shareholder Proposal Regarding Report on Animal Welfare

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

TJX Companies, Inc.

United States

6/8/2021 0:00

Annual

4/9/2021 0:00

TJX

872540109

CUSIP

Shareholder Proposal Regarding Employee Salary Considerations When Setting Executive Compensation

ShrHoldr

Against

Monarch Blue Chips Core ETF

Voted

Registrant: NORTHERN LIGHTS FUND TRUST IV - Monarch ProCap ETF									Item 1, Exhibit 15
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021						From July 1, 2020	to June 30, 2021

FORM N-PX - PROXY VOTING RECORD REQUIREMENTS
	(a) Issuer's Name	(b) Exchange Ticker Symbol	(c)"CUSIP" #	(d) Shareholder Meeting Date	(e) Matter Identification	(f) Proposal Type	(g) Voted (Y/N)	(h) Fund Vote	(i) For/Against Management Recommendation
1	No proxies voted. The Fund did not receive any proxies for the period July 1, 2020 to June 30, 2021.
2
3
4
5
6
7
8
9
10
11
12
13
14
15
16
17
18
19
20
21
22
23
24
25
26
27
28
29
30

	CONTENT KEY:
A.	Company Name - Company Name as it appeared on the ballot (e.g., Microsoft)
B.	Ticker - e.g., MSFT
C.	Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130)
D.	Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY
E.	Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election.
F.	Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD)
G.	Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on.
H.	Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors
I.	Whether the registrant cast its vote for or against Management

Registrant: NORTHERN LIGHTS FUND Trust IV - Sterling Capital Focus Equity ETF							Item 1, Exhibit 16
Investment Company Act file number: 811-23066
Reporting Period: July 1, 2020 through June 30, 2021

Issuer Name	Ticker	Cusip	Meeting Date	Matter Identification	Proposal Type	Voted (Y/N)	Fund Vote	For/Against Management
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	1. Elect Amy L. Banse	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	2. Elect Melanie Boulden	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	3. Elect Frank A. Calderoni	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	4. Elect James E. Daley	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	5. Elect Laura Desmond	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	6. Elect Shantanu Narayen	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	7. Elect Kathleen Oberg	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	8. Elect Dheeraj Pandey	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	9. Elect David A. Ricks	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	10. Elect Daniel Rosensweig	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	11. Elect John E. Warnock	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	12. Amendment to the 2019 Equity Incentive Plan	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	13. Ratification of Auditor	Mgmt	Y	For	For
Adobe Inc.	ADBE	00724F101	Annual; 4/20/2021	14. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	1. Elect Jeffrey P. Bezos	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	2. Elect Keith B. Alexander	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	3. Elect Jamie S. Gorelick	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	4. Elect Daniel P. Huttenlocher	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	5. Elect Judith A. McGrath	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	6. Elect Indra K. Nooyi	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	7. Elect Jonathan J. Rubinstein	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	8. Elect Thomas O. Ryder	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	9. Elect Patricia Q. Stonesifer	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	10. Elect Wendell P. Weeks	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	11. Ratification of Auditor	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	12. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	13. Shareholder Proposal Regarding Report on Customer Due Diligence	ShrHoldr	Y	Against	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	14. Shareholder Proposal Regarding Independent Chair	ShrHoldr	Y	For	Against
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	15. Shareholder Proposal Regarding Median Gender and Racial Pay Equity Report	ShrHoldr	Y	Against	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	16. Shareholder Proposal Regarding Report on Promotion Data	ShrHoldr	Y	For	Against
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	17. Shareholder Proposal Regarding Report on Plastic Packaging	ShrHoldr	Y	Against	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	18. Shareholder Proposal Regarding Racial Equity Audit	ShrHoldr	Y	For	Against
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	19. Shareholder Proposal Regarding Hourly Associate Representation on the Board	ShrHoldr	Y	Against	For
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	20. Shareholder Proposal Regarding Anticompetitive Practices	ShrHoldr	Y	For	Against
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	21. Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Y	For	Against
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	22. Shareholder Proposal Regarding Lobbying Report	ShrHoldr	Y	For	Against
Amazon.com, Inc.	AMZN	023135106	Annual; 5/26/2021	23. Shareholder Proposal Regarding the Human Rights Impacts of Facial Recognition Technology	ShrHoldr	Y	Against	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.1. Elect M. Elyse Allan	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.2. Elect Angela F. Braly	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.3. Elect Janice Fukakusa	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.4. Elect V. Maureen Kempston Darkes	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.5. Elect Frank J. McKenna	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.6. Elect Hutham S. Olayan	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.7. Elect Seek Ngee Huat	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	1.8. Elect Diana L. Taylor	Mgmt	Y	For	For
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	2. Appointment of Auditor and Authority to Set Fees	Mgmt	Y	Withhold	Against
Brookfield Asset Management Inc.	BAM.A	112585104	Annual; 6/11/2021	3. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	1. Elect Michael R. Klein	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	2. Elect Andrew C. Florance	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	3. Elect Laura Cox Kaplan	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	4. Elect Michael J. Glosserman	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	5. Elect John W. Hill	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	6. Elect Robert W. Musslewhite	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	7. Elect Christopher J. Nassetta	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	8. Elect Louise S. Sams	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	9. Ratification of Auditor	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	10. Advisory Vote on Executive Compensation	Mgmt	Y	Against	Against
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	11. Increase in Authorized Common Stock	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	12. Amendment to the Employee Stock Purchase Plan	Mgmt	Y	For	For
Costar Group, Inc.	CSGP	22160N109	Annual; 6/2/2021	13. Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Y	For	Against
Coupa Software Incorporated	COUP	22266L106	Annual; 5/26/2021	1.1. Elect Roger S. Siboni	Mgmt	Y	For	For
Coupa Software Incorporated	COUP	22266L106	Annual; 5/26/2021	1.2. Elect H. Tayloe Stansbury	Mgmt	Y	For	For
Coupa Software Incorporated	COUP	22266L106	Annual; 5/26/2021	2. Ratification of Auditor	Mgmt	Y	For	For
Coupa Software Incorporated	COUP	22266L106	Annual; 5/26/2021	3. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	1. Elect Andrew Brown	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	2. Elect Margaret Dillon	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	3. Elect Michael Keller	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	4. Elect Catherine P. Lego	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	5. Elect Michael Rosenbaum	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	6. Ratification of Auditor	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	7. Advisory Vote on Executive Compensation	Mgmt	Y	Against	Against
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	8. Frequency of Advisory Vote on Executive Compensation	Mgmt	Y	1 Year	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	9. Approval of the 2020 Stock Plan	Mgmt	Y	For	For
Guidewire Software Inc	GWRE	40171V100	Annual; 12/15/2020	10. Shareholder Proposal Regarding Simple Majority Vote	ShrHoldr	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.1. Elect Thomas M. Culligan	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.2. Elect Adolfo Henriques	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.3. Elect Mark H. Hildebrandt	Mgmt	Y	Withhold	Against
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.4. Elect Eric A. Mendelson	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.5. Elect Laurans A. Mendelson	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.6. Elect Victor H. Mendelson	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.7. Elect Julie Neitzel	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.8. Elect Alan Schriesheim	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	1.9. Elect Frank J. Schwitter	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	2. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
HEICO Corporation	HEI	422806109	Annual; 3/19/2021	3. Ratification of Auditor	Mgmt	Y	For	For
Idexx Laboratories, Inc.	IDXX	45168D104	Annual; 5/12/2021	1. Elect Bruce L. Claflin	Mgmt	Y	For	For
Idexx Laboratories, Inc.	IDXX	45168D104	Annual; 5/12/2021	2. Elect Asha S. Collins	Mgmt	Y	For	For
Idexx Laboratories, Inc.	IDXX	45168D104	Annual; 5/12/2021	3. Elect Daniel M. Junius	Mgmt	Y	For	For
Idexx Laboratories, Inc.	IDXX	45168D104	Annual; 5/12/2021	4. Elect Sam Samad	Mgmt	Y	For	For
Idexx Laboratories, Inc.	IDXX	45168D104	Annual; 5/12/2021	5. Ratification of Auditor	Mgmt	Y	For	For
Idexx Laboratories, Inc.	IDXX	45168D104	Annual; 5/12/2021	6. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	1. Elect Richard M. McVey	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	2. Elect Nancy Altobello	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	3. Elect Steven Begleiter	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	4. Elect Stephen P. Casper	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	5. Elect Jane P. Chwick	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	6. Elect Christopher R. Concannon	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	7. Elect William F. Cruger	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	8. Elect Kourtney Gibson	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	9. Elect Justin G. Gmelich	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	10. Elect Richard G. Ketchum	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	11. Elect Emily H. Portney	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	12. Elect Richard L. Prager	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	13. Ratification of Auditor	Mgmt	Y	For	For
MarketAxess Holdings Inc.	MKTX	57060D108	Annual; 6/9/2021	14. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	1. Elect Ajay Banga	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	2. Elect Merit E. Janow	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	3. Elect Richard K. Davis	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	4. Elect Steven J. Freiberg	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	5. Elect Julius Genachowski	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	6. Elect GOH Choon Phong	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	7. Elect Oki Matsumoto	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	8. Elect Michael Miebach	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	9. Elect Youngme E. Moon	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	10. Elect Rima Qureshi	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	11. Elect Jose Octavio Reyes Lagunes	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	12. Elect Gabrielle Sulzberger	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	13. Elect Jackson P. Tai	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	14. Elect Lance Uggla	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	15. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	16. Ratification of Auditor	Mgmt	Y	Against	Against
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	17. Amendment to the 2006 Long-Term Incentive Plan	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	18. Amendment to the 2006 Non-Employee Director Equity Compensation Plan	Mgmt	Y	For	For
Mastercard Incorporated	MA	57636Q104	Annual; 6/22/2021	19. Elimination of Supermajority Requirements	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	1. Elect Reid G. Hoffman	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	2. Elect Hugh F. Johnston	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	3. Elect Teri L. List-Stoll	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	4. Elect Satya Nadella	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	5. Elect Sandra E. Peterson	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	6. Elect Penny S. Pritzker	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	7. Elect Charles W. Scharf	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	8. Elect Arne M. Sorenson	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	9. Elect John W. Stanton	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	10. Elect John W. Thompson	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	11. Elect Emma N. Walmsley	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	12. Elect Padmasree Warrior	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	13. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	14. Ratification of Auditor	Mgmt	Y	For	For
Microsoft Corporation	MSFT	US5949181045	Annual; 12/2/2020	15. Shareholder Proposal Regarding Report on Non-Management Employee Representation on the Board	ShrHoldr	Y	Against	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	1. Elect Jorge A. Bermudez	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	2. Elect Therese Esperdy	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	3. Elect Robert Fauber	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	4. Elect Vincent A. Forlenza	Mgmt	Y	Against	Against
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	5. Elect Kathryn M. Hill	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	6. Elect Lloyd W. Howell, Jr.	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	7. Elect Raymond W. McDaniel, Jr.	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	8. Elect Leslie F. Seidman	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	9. Elect Bruce Van Saun	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	10. Ratification of Auditor	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	11. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Moody's Corporation	MCO	615369105	Annual; 4/20/2021	12. Shareholder Approval of Decarbonization Plan	Mgmt	Y	Abstain	Against
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	1. Elect Henry A. Fernandez	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	2. Elect Robert G. Ashe	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	3. Elect Wayne Edmunds	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	4. Elect Catherine R. Kinney	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	5. Elect Jacques P. Perold	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	6. Elect Sandy C. Rattray	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	7. Elect Linda H. Riefler	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	8. Elect Marcus L. Smith	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	9. Elect Paula Volent	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	10. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
MSCI Inc.	MSCI	55354G100	Annual; 4/27/2021	11. Ratification of Auditor	Mgmt	Y	For	For
Okta, Inc.	OKTA	679295105	Annual; 6/17/2021	1.1. Elect Todd McKinnon	Mgmt	Y	For	For
Okta, Inc.	OKTA	679295105	Annual; 6/17/2021	1.2. Elect Michael Stankey	Mgmt	Y	For	For
Okta, Inc.	OKTA	679295105	Annual; 6/17/2021	2. Ratification of Auditor	Mgmt	Y	For	For
Okta, Inc.	OKTA	679295105	Annual; 6/17/2021	3. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.1. Elect Sherry A. Aaholm	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.2. Elect David S. Congdon	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.3. Elect John R. Congdon, Jr.	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.4. Elect Bradley R. Gabosch	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.5. Elect Greg C. Gantt	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.6. Elect Patrick D. Hanley	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.7. Elect John D. Kasarda	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.8. Elect Wendy T. Stallings	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.9. Elect Thomas A. Stith, III	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.10. Elect Leo H. Suggs	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	1.11. Elect D. Michael Wray	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	2. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Old Dominion Freight Line, Inc.	ODFL	679580100	Annual; 5/19/2021	3. Ratification of Auditor	Mgmt	Y	Against	Against
S&P Global Inc.	SPGI	78409V104	Special; 3/11/2021	1. Stock Issuance for Merger with IHS Markit	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	1. Elect Marco Alvera	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	2. Elect William J. Amelio	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	3. Elect William D. Green	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	4. Elect Stephanie C. Hill	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	5. Elect Rebecca Jacoby	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	6. Elect Monique F. Leroux	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	7. Elect Ian P. Livingston	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	8. Elect Maria R. Morris	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	9. Elect Douglas L. Peterson	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	10. Elect Edward B. Rust, Jr.	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	11. Elect Kurt L. Schmoke	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	12. Elect Richard E. Thornburgh	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	13. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	14. Ratification of Auditor	Mgmt	Y	For	For
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	15. Shareholder Approval of Emissions Reduction Plan	Mgmt	Y	Abstain	Against
S&P Global Inc.	SPGI	78409V104	Annual; 5/5/2021	16. Shareholder Proposal Regarding Becoming a Public Benefit Corporation	ShrHoldr	Y	Against	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	1. Elect Susan L. Bostrom	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	2. Elect Jonathan C. Chadwick	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	3. Elect Lawrence J Jackson, Jr.	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	4. Elect Frederic B. Luddy	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	5. Elect Jeffrey A. Miller	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	6. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	7. Ratification of Auditor	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	8. Adoption of Shareholder Right to Call Special Meetings	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	9. Approval of the 2021 Equity Incentive Plan	Mgmt	Y	For	For
ServiceNow, Inc.	NOW	81762P102	Annual; 6/7/2021	10. Amendment to the 2012 Employee Stock Purchase Plan	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	1. Elect Tobias Lutke	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	2. Elect Robert G. Ashe	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	3. Elect Gail Goodman	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	4. Elect Colleen M. Johnston	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	5. Elect Jeremy Levine	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	6. Elect John Phillips	Mgmt	Y	Withhold	Against
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	7. Appointment of Auditor and Authority to Set Fees	Mgmt	Y	For	For
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	8. Amendment of Stock Option Plan	Mgmt	Y	Against	Against
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	9. Amendment to the Long-Term Incentive Plan	Mgmt	Y	Against	Against
Shopify Inc.	SHOP	82509L107	Annual; 5/26/2021	10. Advisory Vote on Executive Compensation	Mgmt	Y	Against	Against
Twilio Inc.	TWLO	90138F102	Annual; 6/16/2021	1.1. Elect Jeff Lawson	Mgmt	Y	For	For
Twilio Inc.	TWLO	90138F102	Annual; 6/16/2021	1.2. Elect Byron B. Deeter	Mgmt	Y	For	For
Twilio Inc.	TWLO	90138F102	Annual; 6/16/2021	1.3. Elect Jeffrey E. Epstein	Mgmt	Y	For	For
Twilio Inc.	TWLO	90138F102	Annual; 6/16/2021	2. Ratification of Auditor	Mgmt	Y	For	For
Twilio Inc.	TWLO	90138F102	Annual; 6/16/2021	3. Advisory Vote on Executive Compensation	Mgmt	Y	Against	Against
Unity Software Inc.	U	91332U101	Annual; 6/17/2021	1.1. Elect Roelof F. Botha	Mgmt	Y	Withhold	Against
Unity Software Inc.	U	91332U101	Annual; 6/17/2021	1.2. Elect David Helgason	Mgmt	Y	Withhold	Against
Unity Software Inc.	U	91332U101	Annual; 6/17/2021	1.3. Elect John Riccitiello	Mgmt	Y	Withhold	Against
Unity Software Inc.	U	91332U101	Annual; 6/17/2021	2. Ratification of Auditor	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Special; 1/13/2021	1. Amendment to Restated Certificate of Incorporation to Become a Public Benefit Corporation	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Special; 1/13/2021	2. Repeal of Classified Board	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	1. Elect Mark Carges	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	2. Elect Paul E. Chamberlain	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	3. Elect Ronald E. F. Codd	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	4. Elect Peter P. Gassner	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	5. Elect Mary Lynne Hedley	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	6. Elect Gordon Ritter	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	7. Elect Paul Sekhri	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	8. Elect Matthew J. Wallach	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	9. Ratification of Auditor	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	10. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	11. Frequency of Advisory Vote on Executive Compensation	Mgmt	Y	1 Year	Against
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	12. Permit Shareholders to Call Special Meetings	Mgmt	Y	For	For
Veeva Systems Inc.	VEEV	922475108	Annual; 6/23/2021	13. Shareholder Proposal Regarding Right to Call Special Meetings	ShrHoldr	Y	For	Against
Visa Inc.	V	92826C839	Annual; 1/26/2021	1. Elect Lloyd A. Carney	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	2. Elect Mary B. Cranston	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	3. Elect Francisco Javier Fernandez-Carbajal	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	4. Elect Alfred F. Kelly, Jr.	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	5. Elect Ramon L. Laguarta	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	6. Elect John F. Lundgren	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	7. Elect Robert W. Matschullat	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	8. Elect Denise M. Morrison	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	9. Elect Suzanne Nora Johnson	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	10. Elect Linda J. Rendle	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	11. Elect John A.C. Swainson	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	12. Elect Maynard G. Webb	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	13. Advisory Vote on Executive Compensation	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	14. Ratification of Auditor	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	15. Amendment to the 2007 Equity Incentive Plan	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	16. Shareholder Right to Call Special Meetings	Mgmt	Y	For	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	17. Shareholder Proposal Regarding Right to Act by Written Consent	ShrHoldr	Y	Against	For
Visa Inc.	V	92826C839	Annual; 1/26/2021	18. Shareholder Proposal Regarding Improvement of Guiding Principles of Executive Compensation	ShrHoldr	Y	Against	For
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	1.1. Elect Aneel Bhusri	Mgmt	Y	For	For
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	1.2. Elect Ann-Marie Campbell	Mgmt	Y	For	For
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	1.3. Elect David A. Duffield	Mgmt	Y	For	For
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	1.4. Elect Lee J. Styslinger III	Mgmt	Y	For	For
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	2. Ratification of Auditor	Mgmt	Y	For	For
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	3. Advisory Vote on Executive Compensation	Mgmt	Y	Against	Against
Workday, Inc.	WDAY	98138H101	Annual; 6/8/2021	4. Frequency of Advisory Vote on Executive Compensation	Mgmt	Y	1 Year	For

SIGNATURES

Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.

(Registrant) Northern Lights Fund Trust IV

By (Signature and Title) /s/ Wendy Wang

Wendy Wang

President of the Trust

Date: August 2, 2021

Northern Lights Fund Trust IV N-PXAnnual report of proxy voting record