ITEM 1. PROXY VOTING RECORD:
Appended hereto as Exhibits 17 through 19 is the following information indicating for each matter relating to a portfolio security owned by the Registrant considered at any shareholder meeting held during the twelve month period ended June 30, 2021 with respect to which the Registrant was entitled to vote:
(c) The Council on Uniform Securities Identification Procedures ("CUSIP") number for the portfolio security;
(h) How the Registrant cast its vote (e.g., for or against proposal, or abstain; for or withhold regarding election of directors); and
(i) Whether the Registrant cast its vote for or against management.
| Registrant: NORTHERN LIGHTS FUND TRUST IV - Moerus Worldwide Value Fund | | | | | | | | Item 1, Exhibit 17 |
| Investment Company Act file number: 811-23066 | | | | | | *Duplicative line item to which Moerus voted | |
| Reporting Period: July 1, 2020 through June 30, 2021 | | | | | | ** Non-voting line item if already voted | |
| | | | | | | | | | | |
| FORM N-PX - PROXY VOTING RECORD REQUIREMENTS |
| | (a) Issuer's Name | (b) Exchange Ticker Symbol | (c)"CUSIP" # | (d) Shareholder Meeting Date | (e) Matter Identification | (f) Proposal Type | (g) Voted | (h) Vote Cast | (i) For/Against/ Abstain vs Management |
| 1 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 1 | TO CONSIDER AND ADOPT THE STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Mgmt | Y | FOR | FOR |
| 2 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 2 | TO CONFIRM THE INTERIM DIVIDEND OF INR 40 PER EQUITY SHARE OF FACE VALUE OF INR 10 EACH AS FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Mgmt | Y | FOR | FOR |
| 3 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 3 | TO APPOINT A DIRECTOR IN PLACE OF MANISH KEJRIWAL (DIN 00040055), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | AGAINST | AGAINST |
| 4 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 4 | APPOINTMENT OF PRADIP PANALAL SHAH AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A TERM OF FIVE CONSECUTIVE YEARS WITH EFFECT FROM 25 MARCH 2020: TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: 'RESOLVED THAT PURSUANT TO PROVISIONS OF SECTIONS 149, 152 AND ANY OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (HEREINAFTER REFERRED TO AS 'THE ACT'), THE RULES MADE THEREUNDER READ WITH SCHEDULE IV TO THE ACT AND THE APPLICABLE PROVISIONS OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AND AMENDMENTS THERETO (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), PRADIP PANALAL SHAH (DIN 00066242) WHO WAS APPOINTED BY THE BOARD OF DIRECTORS, BASED ON THE RECOMMENDATION OF NOMINATION AND REMUNERATION COMMITTEE, AS AN ADDITIONAL DIRECTOR UNDER SECTION 161(1) OF THE ACT AND WHO VACATES HIS OFFICE AT THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM A NOTICE IN WRITING PURSUANT TO SECTION 160 OF THE ACT HAS BEEN RECEIVED IN THE PRESCRIBED MANNER, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A CONSECUTIVE PERIOD OF FIVE YEARS, EFFECTIVE FROM 25 MARCH 2020 UP TO 24 MARCH 2025.' 'RESOLVED FURTHER THAT PURSUANT TO THE PROVISIONS OF SECTION 149, 197 AND OTHER APPLICABLE PROVISIONS OF THE ACT AND THE RULES MADE THEREUNDER, PRADIP P SHAH BE PAID SUCH FEES AND REMUNERATION AND PROFIT-RELATED COMMISSION AS THE BOARD MAY APPROVE FROM TIME TO TIME AND SUBJECT TO SUCH LIMITS, PRESCRIBED OR AS MAY BE PRESCRIBED FROM TIME TO TIME.' | Mgmt | Y | AGAINST | AGAINST |
| 5 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 1 | TO CONSIDER AND ADOPT THE STANDALONE AND CONSOLIDATED FINANCIAL STATEMENTS OF THE COMPANY FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020, TOGETHER WITH THE DIRECTORS' AND AUDITORS' REPORTS THEREON | Mgmt | N* | Abstain | Abstain |
| 6 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 2 | TO CONFIRM THE INTERIM DIVIDEND OF INR 40 PER EQUITY SHARE OF FACE VALUE OF INR 10 EACH AS FINAL DIVIDEND FOR THE FINANCIAL YEAR ENDED 31 MARCH 2020 | Mgmt | N* | Abstain | Abstain |
| 7 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 3 | TO APPOINT A DIRECTOR IN PLACE OF MANISH KEJRIWAL (DIN 00040055), WHO RETIRES BY ROTATION IN TERMS OF SECTION 152(6) OF THE COMPANIES ACT, 2013 AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | N* | Abstain | Abstain |
| 8 | BAJAJ HOLDINGS AND INVESTMENT LTD | BJHI IN | Y0546X143 | Annual; 22-Jul-2020 | 4 | APPOINTMENT OF PRADIP PANALAL SHAH AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A TERM OF FIVE CONSECUTIVE YEARS WITH EFFECT FROM 25 MARCH 2020: TO CONSIDER AND IF THOUGHT FIT, TO PASS THE FOLLOWING RESOLUTION AS AN ORDINARY RESOLUTION: 'RESOLVED THAT PURSUANT TO PROVISIONS OF SECTIONS 149, 152 AND ANY OTHER APPLICABLE PROVISIONS OF THE COMPANIES ACT, 2013 (HEREINAFTER REFERRED TO AS 'THE ACT'), THE RULES MADE THEREUNDER READ WITH SCHEDULE IV TO THE ACT AND THE APPLICABLE PROVISIONS OF THE SEBI (LISTING OBLIGATIONS AND DISCLOSURE REQUIREMENTS) REGULATIONS, 2015, AND AMENDMENTS THERETO (INCLUDING ANY STATUTORY MODIFICATION(S) OR RE-ENACTMENT(S) THEREOF, FOR THE TIME BEING IN FORCE), PRADIP PANALAL SHAH (DIN 00066242) WHO WAS APPOINTED BY THE BOARD OF DIRECTORS, BASED ON THE RECOMMENDATION OF NOMINATION AND REMUNERATION COMMITTEE, AS AN ADDITIONAL DIRECTOR UNDER SECTION 161(1) OF THE ACT AND WHO VACATES HIS OFFICE AT THIS ANNUAL GENERAL MEETING AND IN RESPECT OF WHOM A NOTICE IN WRITING PURSUANT TO SECTION 160 OF THE ACT HAS BEEN RECEIVED IN THE PRESCRIBED MANNER, BE AND IS HEREBY APPOINTED AS AN INDEPENDENT DIRECTOR OF THE COMPANY FOR A CONSECUTIVE PERIOD OF FIVE YEARS, EFFECTIVE FROM 25 MARCH 2020 UP TO 24 MARCH 2025.' 'RESOLVED FURTHER THAT PURSUANT TO THE PROVISIONS OF SECTION 149, 197 AND OTHER APPLICABLE PROVISIONS OF THE ACT AND THE RULES MADE THEREUNDER, PRADIP P SHAH BE PAID SUCH FEES AND REMUNERATION AND PROFIT-RELATED COMMISSION AS THE BOARD MAY APPROVE FROM TIME TO TIME AND SUBJECT TO SUCH LIMITS, PRESCRIBED OR AS MAY BE PRESCRIBED FROM TIME TO TIME.' | Mgmt | N* | Abstain | Abstain |
| 9 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 28-Jul-2020 | 3 | Ratify the appointment of KPMG LLP as the Company's independent registered public accounting firm for the fiscal year ending September 30, 2020. | Mgmt | Y | FOR | FOR |
| 10 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 28-Jul-2020 | 5 | To approve the Spectrum Brands Holdings, Inc. 2020 Omnibus Equity Plan. | Mgmt | Y | FOR | FOR |
| 11 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 28-Jul-2020 | 1 | Election of Class II Director: Kenneth C. Ambrecht | Mgmt | Y | AGAINST | AGAINST |
| 12 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 28-Jul-2020 | 2 | Election of Class II Director: Hugh R. Rovit | Mgmt | Y | FOR | FOR |
| 13 | SPECTRUM BRANDS HOLDINGS, INC. | SPB | 84790A105 | Annual; 28-Jul-2020 | 4 | To approve, on an advisory basis, the compensation of the Company's named executive officers. | Mgmt | Y | AGAINST | AGAINST |
| 14 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 9 | Ratification of the selection of Deloitte & Touche LLP as independent registered public accounting firm for the fiscal year ending December 31, 2020. | Mgmt | Y | FOR | FOR |
| 15 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 7 | Approval of the Tax Benefits Preservation Plan. | Mgmt | Y | FOR | FOR |
| 16 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 1 | Election of Director: Dick Fagerstal | Mgmt | Y | FOR | FOR |
| 17 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 2 | Election of Director: Quintin V. Kneen | Mgmt | Y | FOR | FOR |
| 18 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 3 | Election of Director: Louis A. Raspino | Mgmt | Y | FOR | FOR |
| 19 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 4 | Election of Director: Larry T. Rigdon | Mgmt | Y | FOR | FOR |
| 20 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 5 | Election of Director: Kenneth H. Traub | Mgmt | Y | ABSTAIN | ABSTAIN |
| 21 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 6 | Election of Director: Lois K. Zabrocky | Mgmt | Y | FOR | FOR |
| 22 | TIDEWATER INC. | TDW | 88642R109 | Annual; 28-Jul-2020 | 8 | Say on Pay Vote - An advisory vote to approve executive compensation (as disclosed in the proxy statement). | Mgmt | Y | FOR | FOR |
| 23 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 1 | TO RECEIVE, CONSIDER AND ADOPT: [A] THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND [B] THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
| 24 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. VISHAL MAHADEVIA (DIN: 01035771), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
| 25 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 3 | TO APPOINT AND FIX THE REMUNERATION OF STATUTORY AUDITORS: M/S. B S R & CO.LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO.101248W/ W-100022) | Mgmt | Y | FOR | FOR |
| 26 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 4 | OFFER AND ISSUE OF DEBT SECURITIES ON PRIVATE PLACEMENT BASIS | Mgmt | Y | FOR | FOR |
| 27 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 5 | APPOINTMENT OF DR. SANJAY KUMAR AS A NOMINEE DIRECTOR REPRESENTING GOVERNMENT OF INDIA | Mgmt | Y | FOR | FOR |
| 28 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 1 | TO RECEIVE, CONSIDER AND ADOPT: [A] THE AUDITED STANDALONE FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORTS OF THE BOARD OF DIRECTORS AND THE AUDITORS THEREON; AND [B] THE AUDITED CONSOLIDATED FINANCIAL STATEMENTS OF THE BANK FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | N* | Abstain | Abstain |
| 29 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 2 | TO APPOINT A DIRECTOR IN PLACE OF MR. VISHAL MAHADEVIA (DIN: 01035771), WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | N* | Abstain | Abstain |
| 30 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 3 | TO APPOINT AND FIX THE REMUNERATION OF STATUTORY AUDITORS: M/S. B S R & CO.LLP, CHARTERED ACCOUNTANTS (FIRM REGISTRATION NO.101248W/ W-100022) | Mgmt | N* | Abstain | Abstain |
| 31 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 4 | OFFER AND ISSUE OF DEBT SECURITIES ON PRIVATE PLACEMENT BASIS | Mgmt | N* | Abstain | Abstain |
| 32 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 5 | APPOINTMENT OF DR. SANJAY KUMAR AS A NOMINEE DIRECTOR REPRESENTING GOVERNMENT OF INDIA | Mgmt | N* | Abstain | Abstain |
| 33 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | Annual; 30-Jul-2020 | 6 | 10 JUL 2020: PLEASE NOTE THAT THIS IS A REVISION DUE TO MODIFICATION OF THE TEXT OF RESOLUTION 3. IF YOU HAVE ALREADY SENT IN YOUR VOTES, PLEASE DO NOT VOTE AGAIN UNLESS YOU DECIDE TO AMEND YOUR ORIGINAL INSTRUCTIONS. THANK YOU. | Mgmt | N** | Abstain | Abstain |
| 34 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 3 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGERS OF THE COMPANY AND THOSE OF SPE 61 EMPREENDIMENTOS IMOBILIARIOS E PARTICIPACOES S.A., A CLOSELY HELD SHARE CORPORATION WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS, EIGHTEENTH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 04.160.423.0001.20, AND COMPANY ID NUMBER, NIRE, 35300441753, FROM HERE ONWARDS REFERRED TO AS SPE 61, ON AUGUST 5, 2020, HAVING AS ITS PURPOSE THE MERGER OF SPE 61 INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF SPE 61 | Mgmt | Y | FOR | FOR |
| 35 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 4 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., A LIMITED SIMPLE COMPANY WITH ITS HEAD OFFICE AT RUA DO PASSEIO 62, SIXTH FLOOR, CENTRO, IN THE CITY OF RIO DE JANEIRO, STATE OF RIO DE JANEIRO, ZIP CODE 20021.290, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 08.681.365.0001.30, FROM HERE ONWARDS REFERRED TO AS THE SPECIALIZED COMPANY, IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE EQUITY OF SPE 61 THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF SPE 61, FROM HERE ONWARDS REFERRED TO AS THE SPE 61 VALUATION REPORT | Mgmt | Y | FOR | FOR |
| 36 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 5 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE SPE 61 VALUATION REPORT | Mgmt | Y | FOR | FOR |
| 37 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 6 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE MERGER OF SPE 61 INTO THE COMPANY | Mgmt | Y | FOR | FOR |
| 38 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 7 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF REASONS FOR THE DISPROPORTIONAL SPINOFF FROM PP II SPE EMPREENDIMENTOS IMOBILIARIOS LTDA. A LIMITED BUSINESS COMPANY, WITH ITS HEAD OFFICE AT AVENIDA DAS NACOES UNIDAS 12495, CENTRO EMPRESARIAL BERRINI, TORRE A, TORRE NACOES UNIDAS, EIGHTEENTH FLOOR, OFFICE 181, PART, BROOKLIN NOVO, ZIP CODE 04578.000, WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 09.443.016.0001.43, AND COMPANY ID NUMBER, NIRE, 35.222200811, FROM HERE ONWARDS REFERRED TO AS PP II, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF EQUITY, THAT WAS ENTERED INTO BETWEEN THE MANAGERS OF THE COMPANY AND THOSE OF PP II ON AUGUST 5, 2020, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF SPINOFF FROM PP II | Mgmt | Y | FOR | FOR |
| 39 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 8 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF THE SPECIALIZED COMPANY IN ORDER TO PREPARE THE VALUATION REPORT, AT BOOK VALUE, OF THE EQUITY OF PP II TO BE SPUN OFF, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORT OF THE SPUN OFF PORTION OF PP II | Mgmt | Y | FOR | FOR |
| 40 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 9 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT OF THE SPUN OFF PORTION OF PP II | Mgmt | Y | FOR | FOR |
| 41 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 10 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE DISPROPORTIONAL SPINOFF FROM PP II, WITH THE MERGER, INTO THE COMPANY, OF THE RESPECTIVE SPUN OFF PORTION, WITHOUT AN INCREASE IN THE SHARE CAPITAL OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 42 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 31-Aug-2020 | 11 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY IN ORDER TO EFFECTUATE THE RESOLUTIONS ABOVE | Mgmt | Y | FOR | FOR |
| 43 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 01-Sep-2020 | 1 | TO APPROVE THE PROPOSED SALE BY THE GROUP OF ITS AGGREGATE 50 PERCENT INTEREST IN THE VIA OUTLETS JOINT VENTURE | Mgmt | Y | FOR | FOR |
| 44 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 01-Sep-2020 | 2 | TO GRANT THE BOARD AUTHORITY TO ALLOT ORDINARY SHARES IN CONNECTION WITH THE RIGHTS ISSUE | Mgmt | Y | FOR | FOR |
| 45 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 01-Sep-2020 | 3 | TO DISAPPLY CERTAIN PRE-EMPTION RIGHTS IN CONNECTION WITH THE RIGHTS ISSUE | Mgmt | Y | FOR | FOR |
| 46 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 01-Sep-2020 | 4 | TO APPROVE THE SUB-DIVISION AND CONSOLIDATION OF THE ORDINARY SHARES IN THE CAPITAL OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 47 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q107 | Annual; 01-Sep-2020 | 5 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
| 48 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 2 | ELECTION OF DIRECTOR: EDWARD J. BREINER | Mgmt | Y | FOR | FOR |
| 49 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 3 | ELECTION OF DIRECTOR: JOHN BURZYNSKI | Mgmt | Y | AGAINST | AGAINST |
| 50 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 4 | ELECTION OF DIRECTOR: LOUIS-PIERRE GIGNAC | Mgmt | Y | FOR | FOR |
| 51 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 5 | ELECTION OF DIRECTOR: KIM KEATING | Mgmt | Y | FOR | FOR |
| 52 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 6 | ELECTION OF DIRECTOR: JULIANA L. LAM | Mgmt | Y | FOR | FOR |
| 53 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 7 | ELECTION OF DIRECTOR: DENIS LAROCQUE | Mgmt | Y | FOR | FOR |
| 54 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 8 | ELECTION OF DIRECTOR: JANICE G. RENNIE | Mgmt | Y | FOR | FOR |
| 55 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 9 | ELECTION OF DIRECTOR: DAVID B. TENNANT | Mgmt | Y | FOR | FOR |
| 56 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 10 | ELECTION OF DIRECTOR: SYBIL VEENMAN | Mgmt | Y | FOR | FOR |
| 57 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 11 | ELECTION OF DIRECTOR: JO MARK ZUREL | Mgmt | Y | FOR | FOR |
| 58 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 12 | APPOINTING DELOITTE LLP AS INDEPENDENT AUDITORS FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THE AUDITORS' REMUNERATION | Mgmt | Y | FOR | FOR |
| 59 | MAJOR DRILLING GROUP INTERNATIONAL INC | MDI CN | 560909103 | Annual; 10-Sep-2020 | 13 | CONSIDERING AN ADVISORY RESOLUTION TO ACCEPT THE APPROACH TAKEN BY THE BOARD OF DIRECTORS OF THE CORPORATION (THE "BOARD") IN RESPECT OF EXECUTIVE COMPENSATION | Mgmt | Y | FOR | FOR |
| 60 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 28-Sep-2020 | 1 | TO CONSIDER AND ADOPT:- A. THE AUDITED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE BOARD AND THE AUDITORS THEREON; AND B. THE AUDITED CONSOLIDATED FINANCIAL STATEMENT OF THE COMPANY FOR THE FINANCIAL YEAR ENDED MARCH 31, 2020, TOGETHER WITH THE REPORT OF THE AUDITORS THEREON | Mgmt | Y | FOR | FOR |
| 61 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 28-Sep-2020 | 2 | TO APPOINT MR. RUJAN PANJWANI (DIN 00237366) AS A DIRECTOR WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HIMSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
| 62 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 28-Sep-2020 | 3 | TO APPOINT MS. VIDYA SHAH (DIN 00274831) AS A DIRECTOR WHO RETIRES BY ROTATION AND BEING ELIGIBLE, OFFERS HERSELF FOR RE-APPOINTMENT | Mgmt | Y | FOR | FOR |
| 63 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 28-Sep-2020 | 4 | RE-APPOINTMENT OF MR. RUJAN PANJWANI AS AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 64 | EDELWEISS FINANCIAL SERVICES LTD | EDEL IN | Y22490208 | Annual; 28-Sep-2020 | 5 | ISSUE OF SECURITIES | Mgmt | Y | AGAINST | AGAINST |
| 65 | TELEFONICA BRASIL SA | VIV | 87936R106 | Special; 01-Oct-2020 | 1 | Ratify, pursuant to article 136, first paragraph, of Law No. 6,404/76 (the "Brazilian Corporations Law"), the conversion of all the preferred shares issued by the Company into common shares, in the proportion of one (1) common share for one (1) preferred share, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Mgmt | Y | FOR | FOR |
| 66 | TELEFONICA BRASIL SA | VIV | 87936R106 | Special; 01-Oct-2020 | 2 | Ratify, under the terms of articles 9, sole paragraph, and 10, subsection (i), of the Company's Bylaws, the amendment of article 9, caput and sole paragraph, of the Company's Bylaws, which shall be subject to a resolution by the Extraordinary General Meeting of the Company to be held at 10:00 a.m., on October 1, 2020. | Mgmt | Y | FOR | FOR |
| 67 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 3 | TO RECEIVE, CONSIDER AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' AND INDEPENDENT AUDITOR'S REPORTS FOR THE YEAR ENDED 30TH JUNE, 2020 | Mgmt | Y | FOR | FOR |
| 68 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 4 | TO DECLARE A FINAL DIVIDEND OF HKD 0.41 PER ORDINARY SHARE WITH AN OPTION FOR SCRIP DIVIDEND | Mgmt | Y | FOR | FOR |
| 69 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 5 | TO RE-ELECT MR. ROBERT NG CHEE SIONG AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 70 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 6 | TO RE-ELECT MR. ADRIAN DAVID LI MAN-KIU AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 71 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 7 | TO RE-ELECT MR. THOMAS TANG WING YUNG AS DIRECTOR | Mgmt | Y | AGAINST | AGAINST |
| 72 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 8 | TO AUTHORISE THE BOARD TO FIX THE DIRECTORS' REMUNERATION FOR THE FINANCIAL YEAR ENDING 30TH JUNE, 2021 | Mgmt | Y | FOR | FOR |
| 73 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 9 | TO RE-APPOINT DELOITTE TOUCHE TOHMATSU AS AUDITOR FOR THE ENSUING YEAR AND TO AUTHORISE THE BOARD TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 74 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 10 | TO APPROVE SHARE BUY-BACK MANDATE (ORDINARY RESOLUTION ON ITEM 5(I) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | FOR | FOR |
| 75 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 11 | TO APPROVE SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(II) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
| 76 | SINO LAND CO LTD | 83 HK | Y80267126 | Annual; 28-Oct-2020 | 12 | TO APPROVE EXTENSION OF SHARE ISSUE MANDATE (ORDINARY RESOLUTION ON ITEM 5(III) OF THE NOTICE OF ANNUAL GENERAL MEETING) | Mgmt | Y | AGAINST | AGAINST |
| 77 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 20-Nov-2020 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 78 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 20-Nov-2020 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 79 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 20-Nov-2020 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 80 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 20-Nov-2020 | 2 | Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2020. | Mgmt | Y | FOR | FOR |
| 81 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 20-Nov-2020 | 1 | Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2019, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2019. | Mgmt | Y | FOR | FOR |
| 82 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 01-Dec-2020 | 1 | Re-Election of Class III Director: Nilesh Lakhani | Mgmt | Y | FOR | FOR |
| 83 | DESPEGAR.COM, CORP. | DESP | G27358103 | Annual; 01-Dec-2020 | 2 | Re-Election of Class III Director: Damián Scokin | Mgmt | Y | AGAINST | AGAINST |
| 84 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-Dec-2020 | 1 | TO AMEND THE COMPANY'S ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
| 85 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-Dec-2020 | 2 | TO GRANT THE BOARD AUTHORITY TO OFFER THE ENHANCED SCRIP DIVIDEND ALTERNATIVE | Mgmt | Y | FOR | FOR |
| 86 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 2 | VERIFICATION OF THE QUORUM | Mgmt | Y | FOR | FOR |
| 87 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 3 | READING AND APPROVAL OF THE AGENDA | Mgmt | Y | FOR | FOR |
| 88 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 4 | ELECTION OF THE CHAIRPERSON AND SECRETARY OF THE GENERAL MEETING | Mgmt | Y | FOR | FOR |
| 89 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 5 | APPOINTMENT OF THE COMMITTEE TO APPROVE THE MINUTES | Mgmt | Y | FOR | FOR |
| 90 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 6 | READING OF THE ANNUAL REPORT FROM THE PRESIDENT OF THE COMPANY AND FROM THE CHAIRPERSON OF THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 91 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 7 | REPORT FROM THE AUDITOR | Mgmt | Y | FOR | FOR |
| 92 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 8 | PRESENTATION, CONSIDERATION AND APPROVAL OF THE 2020 FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 93 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 9 | APPROVAL OF THE PLAN FOR THE DISTRIBUTION OF PROFIT | Mgmt | Y | FOR | FOR |
| 94 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 10 | RESTATEMENT OF THE CORPORATE BYLAW | Mgmt | Y | FOR | FOR |
| 95 | ORGANIZACION TERPEL SA | TERPEL CB | P8S28V113 | Annual; 19-Mar-2021 | 11 | PROPOSALS AND VARIOUS | Mgmt | Y | AGAINST | AGAINST |
| 96 | IDFC FIRST BANK LTD | IDFCFB IN | Y3R5A4107 | #N/A | 2 | TO APPROVE RAISING OF CAPITAL THROUGH ISSUANCE OF EQUITY SHARES AND/OR OTHER EQUITY LINKED SECURITIES | Mgmt | Y | FOR | FOR |
| 97 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 2 | VERIFY QUORUM | Mgmt | Y | FOR | FOR |
| 98 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 3 | APPROVE MEETING AGENDA | Mgmt | Y | FOR | FOR |
| 99 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 4 | ELECT MEETING APPROVAL COMMITTEE | Mgmt | Y | FOR | FOR |
| 100 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 5 | PRESENT BOARD OF DIRECTORS AND CHAIRMAN'S REPORT | Mgmt | Y | FOR | FOR |
| 101 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 6 | PRESENT CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 102 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 7 | PRESENT INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
| 103 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 8 | PRESENT AUDITORS REPORT ON INDIVIDUAL AND CONSOLIDATED FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 104 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 9 | APPROVE BOARD OF DIRECTORS AND CHAIRMAN'S REPORT AND CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 105 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 10 | APPROVE FINANCIAL STATEMENTS | Mgmt | Y | FOR | FOR |
| 106 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 11 | APPROVE REMUNERATION OF AUDITORS | Mgmt | Y | FOR | FOR |
| 107 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 12 | APPROVE ALLOCATION OF INCOME | Mgmt | Y | FOR | FOR |
| 108 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 13 | APPROVE DONATIONS | Mgmt | Y | FOR | FOR |
| 109 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 14 | AMEND BYLAWS | Mgmt | Y | FOR | FOR |
| 110 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 15 | AMEND REGULATIONS ON GENERAL MEETINGS | Mgmt | Y | AGAINST | AGAINST |
| 111 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 16 | AMEND BOARD SELECTION, PERFORMANCE AND SUCCESSION POLICY | Mgmt | Y | FOR | FOR |
| 112 | ALMACENES EXITO SA | EXITO CB | P3782F107 | Annual; 25-Mar-2021 | 17 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSALS | Shareholder | Y | ABSTAIN | ABSTAIN |
| 113 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 13 | Ratify Deloitte & Touche LLP as independent auditors for the fiscal year-ending November 30, 2021. | Mgmt | Y | FOR | FOR |
| 114 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 1 | Election of Director: Linda L. Adamany | Mgmt | Y | FOR | FOR |
| 115 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 2 | Election of Director: Barry J. Alperin | Mgmt | Y | FOR | FOR |
| 116 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 3 | Election of Director: Robert D. Beyer | Mgmt | Y | FOR | FOR |
| 117 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 4 | Election of Director: Francisco L. Borges | Mgmt | Y | FOR | FOR |
| 118 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 5 | Election of Director: Brian P. Friedman | Mgmt | Y | FOR | FOR |
| 119 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 6 | Election of Director: MaryAnne Gilmartin | Mgmt | Y | FOR | FOR |
| 120 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 7 | Election of Director: Richard B. Handler | Mgmt | Y | FOR | FOR |
| 121 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 8 | Election of Director: Jacob M. Katz | Mgmt | Y | FOR | FOR |
| 122 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 9 | Election of Director: Michael T. O'Kane | Mgmt | Y | FOR | FOR |
| 123 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 10 | Election of Director: Joseph S. Steinberg | Mgmt | Y | FOR | FOR |
| 124 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 12 | Approval of Jefferies' New Equity Compensation Plan. | Mgmt | Y | FOR | FOR |
| 125 | JEFFERIES FINANCIAL GROUP INC. | JEF | 47233W109 | Annual; 25-Mar-2021 | 11 | Approve named executive officer compensation on an advisory basis. | Mgmt | Y | AGAINST | AGAINST |
| 126 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 3 | TO RECEIVE AND APPROVE THE REPORT OF THE BOARD OF DIRECTORS ON THE ACTIVITIES AND FINANCIAL POSITION OF THE COMPANY FOR THE FISCAL YEAR ENDING 31 DEC 2020 | Mgmt | Y | FOR | FOR |
| 127 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 4 | TO RECEIVE AND APPROVE THE AUDITORS REPORT FOR THE FISCAL YEAR ENDING 31 DEC 2020 | Mgmt | Y | FOR | FOR |
| 128 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 5 | TO DISCUSS AND APPROVE THE COMPANY'S BALANCE SHEET AND THE PROFIT AND LOSS ACCOUNT FOR THE FISCAL YEAR ENDING 31 DEC 2020 | Mgmt | Y | FOR | FOR |
| 129 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 6 | TO DISCUSS THE PROPOSAL OF THE BOARD OF DIRECTORS REGARDING DISTRIBUTION OF DIVIDENDS TO THE SHAREHOLDERS AMOUNTING TO AED 715,973,888.20 REPRESENTING 10 PCT OF THE SHARE CAPITAL BEING 10 UAE FILS PER SHARE | Mgmt | Y | FOR | FOR |
| 130 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 7 | TO APPROVE THE BOARD REMUNERATION POLICY IN ACCORDANCE WITH ARTICLE 29 OF THE SECURITIES AND COMMODITIES AUTHORITY DECISION NO. 3 R.M. OF 2020, GOVERNANCE GUIDANCE, WHICH SHALL BE EFFECTIVE AS OF THE FINANCIAL YEAR STARTING ON 1 JAN 2021 | Mgmt | Y | FOR | FOR |
| 131 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 8 | TO CONSIDER AND APPROVE THE BOARD OF DIRECTORS REMUNERATION INCLUDING SALARIES, BONUS, EXPENSES AND FEES OF THE MEMBERS OF THE BOARD AS SET OUT IN SECTION 2D 2 AND APPENDIX D OF THE CORPORATE GOVERNANCE REPORT | Mgmt | Y | FOR | FOR |
| 132 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 9 | TO DISCHARGE THE MEMBERS OF THE BOARD OF DIRECTORS FROM LIABILITY FOR THE FISCAL YEAR ENDING 31 DEC 2020 | Mgmt | Y | FOR | FOR |
| 133 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 10 | TO DISCHARGE THE AUDITORS FROM LIABILITY FOR THE FISCAL YEAR ENDING 31 DEC 2020 | Mgmt | Y | FOR | FOR |
| 134 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 11 | TO APPOINT THE AUDITORS FOR THE FISCAL YEAR ENDING 31 DEC 2021 AND DETERMINE THEIR REMUNERATION | Mgmt | Y | AGAINST | AGAINST |
| 135 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 12 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: MOHAMED ALI RASHED ALABBAR | Mgmt | Y | FOR | FOR |
| 136 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 13 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: JAMAL MAJED KHALFAN BIN THENIYAH | Mgmt | Y | FOR | FOR |
| 137 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 14 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: AHMED JAMAL H JAWA | Mgmt | Y | FOR | FOR |
| 138 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 15 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: AHMAD THANI RASHED AL MATROOSHI | Mgmt | Y | FOR | FOR |
| 139 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 16 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: JASSIM MOHAMMED ABDULRAHIM AL ALI | Mgmt | Y | FOR | FOR |
| 140 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 17 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: HELAL SAEED SALEM SAEED ALMARRI | Mgmt | Y | FOR | FOR |
| 141 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 18 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: SULTAN SAEED MOHAMMED NASSER ALMANSOORI | Mgmt | Y | FOR | FOR |
| 142 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 19 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: BUTI OBAID BUTI ALMULLA | Mgmt | Y | FOR | FOR |
| 143 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 20 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: EMAN MAHMOOD AHMED ABDULRAZZAQ | Mgmt | Y | FOR | FOR |
| 144 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 21 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: ANOUD MOHAMED ALI AHMED AL MARZOUQI | Mgmt | Y | FOR | FOR |
| 145 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 22 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: HANNAH KHALID ALI AL BUSTANI | Mgmt | Y | FOR | FOR |
| 146 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 23 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: NAILA MUNIR MIR MOOSAWI | Mgmt | Y | FOR | FOR |
| 147 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 24 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: ABDULWAHID ABDULRAHIM MOHD SHARIF SULTAN ALULAMA | Mgmt | Y | FOR | FOR |
| 148 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 25 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: FAIZAL SHAH KUTTIYIL | Mgmt | Y | FOR | FOR |
| 149 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 26 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: EMAN MOHAMED AHMED ALMUTAWA ALSUWAIDI | Mgmt | Y | FOR | FOR |
| 150 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 27 | TO ELECT THE MEMBER OF THE BOARD OF DIRECTORS: ABDULLA HAMAD RAHMA ALSHAMSI | Mgmt | Y | FOR | FOR |
| 151 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 28 | TO GRANT APPROVAL, UNDER PARAGRAPH 3 OF ARTICLE 152 OF THE FEDERAL LAW NO 2 OF 2015 FOR COMMERCIAL COMPANIES, COMPANIES LAW, FOR THE MEMBERS OF THE BOARD OF DIRECTORS TO CARRY ON ACTIVITIES INCLUDED IN THE OBJECTS OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 152 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 29 | TO APPOINT AND DETERMINE THE REMUNERATION OF THE REPRESENTATIVES OF THE SHAREHOLDERS IN THE GENERAL ASSEMBLY MEETINGS | Mgmt | Y | ABSTAIN | ABSTAIN |
| 153 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 30 | SPECIAL RESOLUTION TO AUTHORIZE THE BOARD OF DIRECTORS TO APPROVE THE VOLUNTARY CONTRIBUTIONS FOR THE YEAR 2021 PROVIDED THAT SUCH VOLUNTARY CONTRIBUTIONS DO NOT EXCEED 2 PCT OF THE AVERAGE NET PROFITS OF THE COMPANY DURING THE TWO PREVIOUS FINANCIAL YEARS | Mgmt | Y | FOR | FOR |
| 154 | EMAAR PROPERTIES, DUBAI | EMAAR UH | M4025S107 | Annual; 11-Apr-2021 | 31 | SPECIAL RESOLUTION TO AMEND THE DEFINITION OF RELATED PARTIES MENTIONED IN ARTICLE 1 OF THE COMPANY'S ARTICLES OF ASSOCIATION IN LINE WITH THE COMPANIES LAW AND THE GOVERNANCE GUIDANCE, TO BE READ AS FOLLOWS: RELATED PARTIES MEAN THE CHAIRMAN AND MEMBERS OF THE COMPANY BOARD, MEMBERS OF THE SENIOR EXECUTIVE MANAGEMENT OF THE COMPANY, EMPLOYEES OF THE COMPANY, AND THE COMPANIES IN WHICH ANY OF SUCH PERSONS HOLDS 30 PCT OR MORE OF ITS CAPITAL, AS WELL AS SUBSIDIARIES OR SISTER COMPANIES OR AFFILIATE COMPANIES | Mgmt | Y | AGAINST | AGAINST |
| 155 | TELEFONICA BRASIL SA | VIV | 87936R205 | Annual; 15-Apr-2021 | 2 | Resolve on the profitability allocation for the fiscal year ended December 31, 2020 and on the distribution of dividends to the shareholders of the Company, as per the Shareholders Meeting Manual. | Mgmt | Y | FOR | FOR |
| 156 | TELEFONICA BRASIL SA | VIV | 87936R205 | Annual; 15-Apr-2021 | 3 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Cremênio Medola Netto (Effective member) / Juarez Rosa da Silva (Alternate member) | Mgmt | Y | FOR | FOR |
| 157 | TELEFONICA BRASIL SA | VIV | 87936R205 | Annual; 15-Apr-2021 | 4 | Appointment of candidates for the Fiscal Council (the shareholder might appoint as many candidates as there are vacancies to be filled in the general election): Charles Edwards Allen (Effective member) / Stael Prata Silva Filho (Alternate member) | Mgmt | Y | FOR | FOR |
| 158 | TELEFONICA BRASIL SA | VIV | 87936R205 | Annual; 15-Apr-2021 | 5 | Set the annual global remuneration of the board of directors and of the members of the fiscal board for the fiscal year of 2021, as per the Shareholders Meeting Manual. | Mgmt | Y | FOR | FOR |
| 159 | TELEFONICA BRASIL SA | VIV | 87936R205 | Annual; 15-Apr-2021 | 1 | Examine the management's accounts, analyze, discuss and vote on the Company's Financial Statements, in conjunction with the Management Report, Independent Auditors' Report and Audit Committee's Opinion regarding the fiscal year ended on December 31, 2020, as per the Shareholders Meeting Manual. | Mgmt | Y | FOR | FOR |
| 160 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 5 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS | Mgmt | Y | FOR | FOR |
| 161 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 6 | APPROVE ALLOCATION OF INCOME | Mgmt | Y | FOR | FOR |
| 162 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 7 | INCREASE LEGAL RESERVE | Mgmt | Y | FOR | FOR |
| 163 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 8 | APPROVE ELIMINATION OF NEGATIVE RESERVES | Mgmt | Y | FOR | FOR |
| 164 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 9 | APPROVE DIVIDEND DISTRIBUTION | Mgmt | Y | FOR | FOR |
| 165 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 10 | AUTHORIZE SHARE REPURCHASE PROGRAM | Mgmt | Y | FOR | FOR |
| 166 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 11 | FIX NUMBER OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 167 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 15 | APPROVE REMUNERATION OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 168 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 17 | APPROVE 2021 GROUP INCENTIVE SYSTEM | Mgmt | Y | FOR | FOR |
| 169 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 18 | APPROVE REMUNERATION POLICY | Mgmt | Y | AGAINST | AGAINST |
| 170 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 19 | APPROVE SEVERANCE PAYMENTS POLICY | Mgmt | Y | AGAINST | AGAINST |
| 171 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 20 | APPROVE SECOND SECTION OF THE REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
| 172 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 21 | AUTHORIZE SHARE REPURCHASE PROGRAM AND REISSUANCE OF REPURCHASED SHARES | Mgmt | Y | FOR | FOR |
| 173 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 22 | AUTHORIZE BOARD TO INCREASE CAPITAL TO SERVICE 2021 GROUP INCENTIVE SYSTEM | Mgmt | Y | FOR | FOR |
| 174 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 23 | AMEND COMPANY BYLAWS RE: CLAUSE 6 | Mgmt | Y | FOR | FOR |
| 175 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 24 | AUTHORIZE CANCELLATION OF REPURCHASED SHARES | Mgmt | Y | FOR | FOR |
| 176 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 16 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SHAREHOLDER PROPOSAL SUBMITTED BY INSTITUTIONAL INVESTORS (ASSOGESTIONI): APPOINT CIRO DI CARLUCCIO AS ALTERNATE AUDITOR | Shareholder | Y | FOR | AGAINST |
| 177 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 13 | SLATE 1 SUBMITTED BY MANAGEMENT: TO APPOINT DIRECTORS. LIST PRESENTED BY THE BOARD OF DIRECTORS OF UNICREDIT S.P.A.: PIETRO CARLO PADOAN, ANDREA ORCEL, LAMBERTO ANDREOTTI, ELENA CARLETTI, JAYNE-ANNE GADHIA, JEFFREY HEDBERG, BEATRIZ LARA BARTOLOME', LUCA MOLINARI, MARIA PIERDICCHI, RENATE WAGNER, ALEXANDER WOLFGRING | Mgmt | Y | FOR | FOR |
| 178 | UNICREDIT SPA | UCG IM | T9T23L642 | Mix; 15-Apr-2021 | 14 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: SLATE 2 SUBMITTED BY INSTITUTIONAL INVESTORS (ASSOGESTIONI): TO APPOINT DIRECTORS. LIST PRESENTED BY AMUNDI ASSET MANAGEMENT SGR S.P.A.; ANIMA SGR S.P.A.; ARCA FONDI SGR S.P.A.; BANCOPOSTA FONDI S.P.A. SGR; EPSILON SGR S.P.A.; EURIZON CAPITAL S.A.; EURIZON CAPITAL SGR S.P.A; FIDELITY FUNDS - SICAV; FIDEURAM ASSET MANAGEMENT IRELAND; FIDEURAM INTESA SANPAOLO PRIVATE BANKING ASSET MANAGEMENT SGR S.P.A.; INTERFUND SICAV - INTERFUND EQUITY ITALY; GENERALI INVESTMENTS SICAV; KAIROS PARTNERS SGR S.P.A.; LEGAL & GENERAL ASSURANCE (PENSIONS MANAGEMENT) LIMITED; MEDIOBANCA SICAV; MEDIOLANUM INTERNATIONAL FUNDS LIMITED - CHALLENGE FUNDS - CHALLENGE ITALIAN EQUITY; MEDIOLANUM GESTIONE FONDI SGR S.P.A.; PRAMERICA SICAV COMPARTO ITALIAN EQUITY, REPRESENTING TOGETHER 1.55006PCT OF THE COMPANY'S SHARE CAPITAL: - FRANCESCA TONDI - VINCENZO CARIELLO | Shareholder | Y | Do Not Vote | AGAINST |
| 179 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 3 | EXAMINATION, DISCUSSION AND VOTING ON THE MANAGEMENT REPORT, MANAGEMENTS ACCOUNTS AND COMPANY FINANCIAL STATEMENTS, FOR THE YEAR ENDED DECEMBER 31, 2020, ACCORDING TO THE MANAGEMENT PROPOSAL | Mgmt | Y | FOR | FOR |
| 180 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 4 | TO APPROVE THE PROPOSAL FOR THE CAPITAL BUDGET FOR THE YEAR 2021, ACCORDING TO THE MANAGEMENT PROPOSAL | Mgmt | Y | FOR | FOR |
| 181 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 5 | TO RESOLVE IN REGARD TO THE ALLOCATION OF THE NET PROFIT FROM THE FISCAL YEAR AND IN REGARD TO THE DISTRIBUTION OF DIVIDENDS, IN ACCORDANCE WITH A PROPOSAL FROM THE MANAGEMENT, UNDER THE FOLLOWING TERMS, A. 5 PERCENT OF THE NET PROFIT, EQUIVALENT TO BRL 10,313,435.00, TO THE LEGAL RESERVE, B. BRL 94,722,816.26 FOR DISTRIBUTION TO SHAREHOLDERS AS DIVIDENDS, OF WHICH I. BRL 23,680,704.06 WAS DECLARED AS INTERIM DIVIDENDS BY THE BOARD OF DIRECTORS ON MARCH 23, 2021, TO THE SHAREHOLDERS WHO WERE REGISTERED AS SUCH ON MARCH 26, 2021, FOR PAYMENT ON APRIL 7, 2021, AND II. BRL 71,042,112.20 IS PROPOSED TO BE DECLARED BY THE ANNUAL GENERAL MEETING FOR THE SHAREHOLDERS WHO ARE REGISTERED AS SUCH ON APRIL 26, 2021, FOR PAYMENT IN THREE INSTALLMENTS, AS FOLLOWS, II.1. BRL 23,680,704.06 ON JUNE 30, 2021, II.2. BRL 23,680,704.07 ON SEPTEMBER 30, 2021, AND II.3. BRL 23,680,704.07 ON DECEMBER 20, 2021, AND C. THE RETENTION OF THE REMAINING AMOUNT OF THE NET PROFIT, IN THE AMOUNT OF BRL 101,232,448.79, AS PROVIDED FOR IN THE CAPITAL BUDGET FOR THE FISCAL YEAR | Mgmt | Y | FOR | FOR |
| 182 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 6 | TO RESOLVE IN REGARD TO THE ELECTION OF A MEMBER OF THE BOARD OF DIRECTORS OF THE COMPANY, TO FILL A VACANT POSITION, IN LIGHT OF THE RESIGNATION OF A MEMBER WHO WAS ELECTED BY MAJORITY VOTE BY THE ANNUAL GENERAL MEETING THAT WAS HELD ON APRIL 24, 2020, UNDER THE TERMS OF PARAGRAPH 3 OF ARTICLE 10 OF THE CORPORATE BYLAWS. FELIPE FRANCISCO ROMANO | Mgmt | Y | FOR | FOR |
| 183 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 7 | TO RATIFY AGAIN THE AGGREGATE LIMIT OF THE COMPENSATION FOR THE MANAGERS OF THE COMPANY IN REFERENCE TO THE 2020 FISCAL YEAR, WHICH WAS APPROVED AT THE ANNUAL GENERAL MEETING OF THE COMPANY THAT WAS HELD ON APRIL 24, 2020, WITH IT COMING TO BE EQUIVALENT TO THE AMOUNT OF BRL 14,450,000.00, UNDER THE TERMS OF THE PROPOSAL FROM THE MANAGEMENT | Mgmt | Y | FOR | FOR |
| 184 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 8 | TO RESOLVE AND ESTABLISH THE OVERALL ANNUAL COMPENSATION OF THE COMPANY'S SENIOR MANAGEMENT OF UP TO BRL 15,500,000.00, ACCORDING TO THE MANAGEMENT PROPOSAL | Mgmt | Y | FOR | FOR |
| 185 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 9 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404 OF 1976 | Mgmt | Y | ABSTAIN | ABSTAIN |
| 186 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Annual; 26-Apr-2021 | 10 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | Mgmt | Y | AGAINST | AGAINST |
| 187 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 2 | TO RESOLVE IN REGARD TO THE PROTOCOL AND JUSTIFICATION OF MERGER THAT WAS ENTERED INTO BETWEEN THE MANAGERS OF THE COMPANY, OF BRPR PDC 1 EMPREENDIMENTOS E PARTICIPACOES LTDA., WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 29.206.424.0001.99, FROM HERE ONWARDS REFERRED TO AS BRPR PDC 1, AND OF BRPR PDC 2 EMPREENDIMENTOS E PARTICIPACOES LTDA., WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ.ME, 29.194.128.0001.15, FROM HERE ONWARDS REFERRED TO AS BRPR PDC 2, AND, JOINTLY WITH BRPR PDC 1, FROM HERE ONWARDS REFERRED TO AS THE MERGED COMPANIES, HAVING AS ITS PURPOSE THE MERGER OF THE MERGED COMPANIES INTO THE COMPANY, FROM HERE ONWARDS REFERRED TO AS THE PROTOCOL AND JUSTIFICATION OF MERGER OF THE MERGED COMPANIES | Mgmt | Y | FOR | FOR |
| 188 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 3 | TO RESOLVE IN REGARD TO THE RATIFICATION OF THE APPOINTMENT OF APSIS CONSULTORIA E AVALIACOES LTDA., WITH BRAZILIAN CORPORATE TAXPAYER ID NUMBER, CNPJ, 08.681.365.0001.30 TO PREPARE THE VALUATION REPORTS, AT BOOK VALUE, OF THE EQUITY OF THE MERGED COMPANIES THAT WILL BE TRANSFERRED TO THE COMPANY BY VIRTUE OF THE MERGER OF THE MERGED COMPANIES, FROM HERE ONWARDS REFERRED TO AS THE VALUATION REPORTS | Mgmt | Y | FOR | FOR |
| 189 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 4 | TO RESOLVE IN REGARD TO THE APPROVAL OF THE VALUATION REPORT OF INCORPORATED COMPANIES | Mgmt | Y | FOR | FOR |
| 190 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 5 | TO APPROVE THE MERGERS OF THE MERGED COMPANIES INTO THE COMPANY, IN ACCORDANCE WITH A PROPOSAL FROM THE MANAGEMENT | Mgmt | Y | FOR | FOR |
| 191 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 6 | TO AUTHORIZE THE MANAGERS OF THE COMPANY TO DO ALL OF THE ACTS THAT ARE NECESSARY TO CARRY OUT THE RESOLUTIONS ABOVE | Mgmt | Y | FOR | FOR |
| 192 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 7 | DO YOU WISH TO REQUEST THE INSTATEMENT OF THE FISCAL COUNCIL, UNDER THE TERMS OF ARTICLE 161 OF LAW 6,404 OF 1976 | Mgmt | Y | ABSTAIN | ABSTAIN |
| 193 | BR PROPERTIES SA | BRPR3 BZ | P1909V120 | Special; 26-Apr-2021 | 8 | IN THE EVENTUALITY OF A SECOND CALL OF THIS MEETING, THE VOTING INSTRUCTIONS IN THIS VOTING LIST MAY ALSO BE CONSIDERED VALID FOR THE PURPOSES OF HOLDING THE MEETING ON SECOND CALL | Mgmt | Y | FOR | FOR |
| 194 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 6 | DESIGNATE INSPECTOR(S) OF MINUTES OF MEETING | Mgmt | Y | FOR | FOR |
| 195 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 8 | ACCEPT FINANCIAL STATEMENTS AND STATUTORY REPORTS; APPROVE ALLOCATION OF INCOME AND DIVIDENDS | Mgmt | Y | FOR | FOR |
| 196 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 9 | APPROVE REMUNERATION POLICY AND OTHER TERMS OF EMPLOYMENT FOR EXECUTIVE MANAGEMENT | Mgmt | Y | AGAINST | AGAINST |
| 197 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 11 | APPROVE REMUNERATION OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 198 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 12 | APPROVE REMUNERATION OF NOMINATING COMMITTEE | Mgmt | Y | FOR | FOR |
| 199 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 13 | ELECT DIRECTORS | Mgmt | Y | FOR | FOR |
| 200 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 14 | ELECT MEMBERS OF NOMINATION COMMITTEE | Mgmt | Y | FOR | FOR |
| 201 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 15 | APPROVE REMUNERATION OF AUDITORS FOR 2020 | Mgmt | Y | FOR | FOR |
| 202 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 16 | AUTHORIZE SHARE REPURCHASE PROGRAM IN CONNECTION WITH ACQUISITIONS, MERGERS, DEMERGERS OR OTHER TRANSACTIONS | Mgmt | Y | FOR | FOR |
| 203 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 17 | AUTHORIZE SHARE REPURCHASE PROGRAM IN CONNECTION WITH INCENTIVE PLAN | Mgmt | Y | AGAINST | AGAINST |
| 204 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 18 | AUTHORIZE SHARE REPURCHASE PROGRAM FOR INVESTMENT PURPOSES OR CANCELLATION | Mgmt | Y | FOR | FOR |
| 205 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 19 | AUTHORIZE BOARD TO DISTRIBUTE DIVIDENDS | Mgmt | Y | FOR | FOR |
| 206 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 20 | APPROVE CREATION OF POOL OF CAPITAL WITHOUT PREEMPTIVE RIGHTS | Mgmt | Y | AGAINST | AGAINST |
| 207 | AKER ASA | AKER NO | R0114P108 | Annual; 28-Apr-2021 | 5 | OPEN MEETING; APPROVE NOTICE OF MEETING AND AGENDA | Mgmt | Y | FOR | FOR |
| 208 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2021 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 209 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2021 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 210 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2021 | 3 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 211 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2021 | 2 | Appointment and remuneration of EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), as the Company's independent auditors for the fiscal year ending December 31, 2021. | Mgmt | Y | ABSTAIN | ABSTAIN |
| 212 | ARCOS DORADOS HOLDINGS INC | ARCO | G0457F107 | Annual; 28-Apr-2021 | 1 | Consideration and approval of the Financial Statements of the Company corresponding to the fiscal year ended December 31, 2020, the Independent Report of the External Auditors EY (Pistrelli, Henry Martin y Asociados S.R.L., member firm of Ernst & Young Global), and the Notes corresponding to the fiscal year ended December 31, 2020. | Mgmt | Y | FOR | FOR |
| 213 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 2 | SET THE NUMBER OF DIRECTORS OF THE CPPI AT SIX | Mgmt | Y | FOR | FOR |
| 214 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 3 | ELECTION OF DIRECTOR: CONRAD A. PINETTE | Mgmt | Y | FOR | FOR |
| 215 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 4 | ELECTION OF DIRECTOR: STAN E. BRACKEN-HORROCKS | Mgmt | Y | FOR | FOR |
| 216 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 5 | ELECTION OF DIRECTOR: JOHN R. BAIRD | Mgmt | Y | FOR | FOR |
| 217 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 6 | ELECTION OF DIRECTOR: WILLIAM W. STINSON | Mgmt | Y | FOR | FOR |
| 218 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 7 | ELECTION OF DIRECTOR: DIETER W. JENTSCH | Mgmt | Y | FOR | FOR |
| 219 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 8 | ELECTION OF DIRECTOR: DONALD B. KAYNE | Mgmt | Y | FOR | FOR |
| 220 | CANFOR PULP PRODUCTS INC | CFX CN | 137584207 | Annual; 29-Apr-2021 | 9 | APPOINTMENT OF KPMG, LLP CHARTERED ACCOUNTANTS, AS AUDITORS | Mgmt | Y | FOR | FOR |
| 221 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 1 | TO RECEIVE AND ADOPT THE AUDITED FINANCIAL STATEMENTS AND THE DIRECTORS' STATEMENT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 AND THE INDEPENDENT AUDITOR'S REPORT THEREON | Mgmt | Y | FOR | FOR |
| 222 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 2 | RE-ELECTION OF MS CHEW GEK KHIM AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 223 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 3 | RE-ELECTION OF MR TAN TIONG CHENG AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 224 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 4 | RE-ELECTION OF MR CHIA CHEE MING, TIMOTHY AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 225 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 5 | TO APPROVE THE PAYMENT OF DIRECTORS' FEES OF SGD652,847 FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | FOR | FOR |
| 226 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 6 | TO RE-APPOINT ERNST & YOUNG LLP AS THE INDEPENDENT AUDITOR OF THE COMPANY AND TO AUTHORISE THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 227 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 7 | AUTHORITY TO ISSUE SHARES | Mgmt | Y | AGAINST | AGAINST |
| 228 | STRAITS TRADING CO LTD | STRTR SP | Y81708110 | Annual; 30-Apr-2021 | 8 | RENEWAL OF THE SHARE BUYBACK MANDATE | Mgmt | Y | FOR | FOR |
| 229 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 2 | ELECTION OF DIRECTOR: FERNANDO R. ASSING | Mgmt | Y | FOR | FOR |
| 230 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 3 | ELECTION OF DIRECTOR: ROBERT S. BOSWELL | Mgmt | Y | FOR | FOR |
| 231 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 4 | ELECTION OF DIRECTOR: MAUREEN CORMIER JACKSON | Mgmt | Y | FOR | FOR |
| 232 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 5 | ELECTION OF DIRECTOR: W. BYRON DUNN | Mgmt | Y | FOR | FOR |
| 233 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 6 | ELECTION OF DIRECTOR: H. STANLEY MARSHALL | Mgmt | Y | AGAINST | AGAINST |
| 234 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 7 | ELECTION OF DIRECTOR: KEVIN J. REINHART | Mgmt | Y | FOR | FOR |
| 235 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 8 | ELECTION OF DIRECTOR: MARC E. ROSSITER | Mgmt | Y | FOR | FOR |
| 236 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 9 | ELECTION OF DIRECTOR: STEPHEN J. SAVIDANT | Mgmt | Y | FOR | FOR |
| 237 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 10 | ELECTION OF DIRECTOR: JUAN CARLOS VILLEGAS | Mgmt | Y | FOR | FOR |
| 238 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 11 | ELECTION OF DIRECTOR: MICHAEL A. WEILL | Mgmt | Y | FOR | FOR |
| 239 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 12 | ELECTION OF DIRECTOR: HELEN J. WESLEY | Mgmt | Y | FOR | FOR |
| 240 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 13 | APPOINT ERNST & YOUNG LLP AS AUDITORS AT A REMUNERATION TO BE FIXED BY THE BOARD OF DIRECTORS | Mgmt | Y | FOR | FOR |
| 241 | ENERFLEX LTD | EFX CN | 29269R105 | Annual; 04-May-2021 | 14 | APPROVE AN ADVISORY RESOLUTION TO ACCEPT ENERFLEX'S APPROACH TO EXECUTIVE COMPENSATION | Mgmt | Y | AGAINST | AGAINST |
| 242 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 1 | TO RECEIVE THE DIRECTORS ANNUAL REPORT AND FINANCIAL STATEMENTS FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | FOR | FOR |
| 243 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 2 | TO RECEIVE AND APPROVE THE DIRECTORS? REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | FOR | FOR |
| 244 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 3 | TO DECLARE A FINAL DIVIDEND FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | FOR | FOR |
| 245 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 4 | TO GRANT THE BOARD AUTHORITY TO OFFER THE ENHANCED SCRIP DIVIDEND ALTERNATIVE | Mgmt | Y | FOR | FOR |
| 246 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 5 | TO ELECT MIKE BUTTERWORTH AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 247 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 6 | TO ELECT DESMOND DE BEER AS A DIRECTOR OF THE COMPANY | Mgmt | Y | AGAINST | AGAINST |
| 248 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 7 | TO ELECT RITA-ROSE GAGNE AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 249 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 8 | TO ELECT ROBERT NOEL AS A DIRECTOR OF THE COMPANY | Mgmt | Y | FOR | FOR |
| 250 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 9 | TO RE-ELECT JAMES LENTON AS A DIRECTOR | Mgmt | Y | ABSTAIN | ABSTAIN |
| 251 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 10 | TO RE-ELECT MEKA BRUNEL AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 252 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 11 | TO RE-ELECT GWYN BURR AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 253 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 12 | TO RE-ELECT ANDREW FORMICA AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 254 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 13 | TO RE-ELECT ADAM METZ AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 255 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 14 | TO RE-ELECT CAROL WELCH AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 256 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 15 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR | Mgmt | Y | FOR | FOR |
| 257 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 16 | TO AUTHORISE THE AUDIT COMMITTEE TO AGREE THE AUDITOR'S REMUNERATION | Mgmt | Y | FOR | FOR |
| 258 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 17 | TO AUTHORISE THE DIRECTORS TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
| 259 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 18 | TO DISAPPLY PRE-EMPTION RIGHTS | Mgmt | Y | AGAINST | AGAINST |
| 260 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 19 | TO DISAPPLY PRE-EMPTION RIGHTS IN ADDITION TO THOSE CONFERRED BY RESOLUTION | Mgmt | Y | AGAINST | AGAINST |
| 261 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 20 | TO AUTHORISE MARKET PURCHASES BY THE COMPANY OF ITS SHARES | Mgmt | Y | FOR | FOR |
| 262 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 21 | TO AUTHORISE DIRECTORS TO OFFER A SCRIP DIVIDEND ALTERNATIVE SCHEME FOR ANY DIVIDEND DECLARED OVER A THREE YEAR PERIOD ENDING ON THE BEGINNING OF THE THIRD ANNUAL GENERAL MEETING OF THE COMPANY FOLLOWING THE DATE OF THIS MEETING | Mgmt | Y | FOR | FOR |
| 263 | HAMMERSON PLC R.E.I.T. | HMSO LN | G4273Q164 | Annual; 04-May-2021 | 22 | TO RECEIVE AND ADOPT NEW ARTICLES OF ASSOCIATION | Mgmt | Y | FOR | FOR |
| 264 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 2 | ELECTION OF DIRECTOR: LEONTINE ATKINS | Mgmt | Y | FOR | FOR |
| 265 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 3 | ELECTION OF DIRECTOR: IAN BRUCE | Mgmt | Y | FOR | FOR |
| 266 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 4 | ELECTION OF DIRECTOR: DANIEL CAMUS | Mgmt | Y | FOR | FOR |
| 267 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 5 | ELECTION OF DIRECTOR: DONALD DERANGER | Mgmt | Y | FOR | FOR |
| 268 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 6 | ELECTION OF DIRECTOR: CATHERINE GIGNAC | Mgmt | Y | FOR | FOR |
| 269 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 7 | ELECTION OF DIRECTOR: TIM GITZEL | Mgmt | Y | FOR | FOR |
| 270 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 8 | ELECTION OF DIRECTOR: JIM GOWANS | Mgmt | Y | AGAINST | AGAINST |
| 271 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 9 | ELECTION OF DIRECTOR: KATHRYN JACKSON | Mgmt | Y | FOR | FOR |
| 272 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 10 | ELECTION OF DIRECTOR: DON KAYNE | Mgmt | Y | AGAINST | AGAINST |
| 273 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 11 | APPOINT KPMG LLP AS AUDITORS | Mgmt | Y | FOR | FOR |
| 274 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 12 | HAVE A SAY ON OUR APPROACH TO EXECUTIVE COMPENSATION (SEE PAGE 8 OF THE MANAGEMENT PROXY CIRCULAR) AS THIS IS AN ADVISORY VOTE, THE RESULTS WILL NOT BE BINDING ON THE BOARD. BE IT RESOLVED THAT, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD OF DIRECTORS FOR EXECUTIVE COMPENSATION, THE SHAREHOLDERS ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN CAMECO'S MANAGEMENT PROXY CIRCULAR DELIVERED IN ADVANCE OF THE 2021 ANNUAL MEETING OF SHAREHOLDERS | Mgmt | Y | AGAINST | AGAINST |
| 275 | CAMECO CORP | CCO CN | 13321L108 | Annual; 06-May-2021 | 13 | PLEASE NOTE THAT THIS RESOLUTION IS A SHAREHOLDER PROPOSAL: DECLARE YOUR RESIDENCY YOU DECLARE THAT THE SHARES REPRESENTED BY THIS VOTING INSTRUCTION FORM ARE HELD, BENEFICIALLY OWNED OR CONTROLLED, EITHER DIRECTLY OR INDIRECTLY, BY A RESIDENT OF CANADA AS DEFINED BELOW. IF THE SHARES ARE HELD IN THE NAMES OF TWO OR MORE PEOPLE, YOU DECLARE THAT ALL OF THESE PEOPLE ARE RESIDENTS OF CANADA. NOTE: "FOR" = YES, "ABSTAIN" = NO, "AGAINST" WILL BE TREATED AS NOT MARKED | Shareholder | Y | ABSTAIN | ABSTAIN |
| 276 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 2 | ELECTION OF DIRECTOR: DONALD K. CHARTER | Mgmt | Y | FOR | FOR |
| 277 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 3 | ELECTION OF DIRECTOR: C. ASHLEY HEPPENSTALL | Mgmt | Y | FOR | FOR |
| 278 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 4 | ELECTION OF DIRECTOR: MARIE INKSTER | Mgmt | Y | FOR | FOR |
| 279 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 5 | ELECTION OF DIRECTOR: PETER C. JONES | Mgmt | Y | FOR | FOR |
| 280 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 6 | ELECTION OF DIRECTOR: JACK O. LUNDIN | Mgmt | Y | FOR | FOR |
| 281 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 7 | ELECTION OF DIRECTOR: LUKAS H. LUNDIN | Mgmt | Y | FOR | FOR |
| 282 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 8 | ELECTION OF DIRECTOR: DALE C. PENIUK | Mgmt | Y | FOR | FOR |
| 283 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 9 | ELECTION OF DIRECTOR: KAREN P. PONIACHIK | Mgmt | Y | FOR | FOR |
| 284 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 10 | ELECTION OF DIRECTOR: CATHERINE J. G. STEFAN | Mgmt | Y | FOR | FOR |
| 285 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 11 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP, CHARTERED PROFESSIONAL ACCOUNTANTS AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS TO FIX THE REMUNERATION PAID TO THE AUDITORS | Mgmt | Y | FOR | FOR |
| 286 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 12 | CONSIDERING AND, IF DEEMED APPROPRIATE, PASSING, WITH OR WITHOUT VARIATION, AN ORDINARY, NON-BINDING RESOLUTION, ON AN ADVISORY BASIS AND NOT TO DIMINISH THE ROLE AND RESPONSIBILITIES OF THE BOARD, TO ACCEPT THE APPROACH TO EXECUTIVE COMPENSATION DISCLOSED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 287 | LUNDIN MINING CORP | LUG CN | 550372106 | Annual; 07-May-2021 | 13 | CONFIRM AMENDED AND RESTATED BY-LAW NO. 1 OF THE CORPORATION IN THE FORM OF RESOLUTION PRESENTED IN THE CORPORATION'S MANAGEMENT INFORMATION CIRCULAR | Mgmt | Y | FOR | FOR |
| 288 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 1 | TO RECEIVE THE COMPANY'S ANNUAL REPORT FOR THE FINANCIAL YEAR ENDED 31 DECEMBER 2020 TOGETHER WITH THE REPORTS OF THE DIRECTORS AND AUDITORS | Mgmt | Y | FOR | FOR |
| 289 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 2 | TO DECLARE A FINAL DIVIDEND OF USD 0.09 PER ORDINARY SHARE FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | FOR | FOR |
| 290 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 3 | TO APPROVE THE ANNUAL REPORT ON REMUNERATION CONTAINED IN THE DIRECTORS' REMUNERATION REPORT FOR THE YEAR ENDED 31 DECEMBER 2020 | Mgmt | Y | FOR | FOR |
| 291 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 4 | TO ELECT MARIA RAMOS, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 292 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 5 | TO RE-ELECT DAVID CONNER, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 293 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 6 | TO RE-ELECT BYRON GROTE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 294 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 7 | TO RE-ELECT ANDY HALFORD, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 295 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 8 | TO RE-ELECT CHRISTINE HODGSON, CBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 296 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 9 | TO RE-ELECT GAY HUEY EVANS, OBE, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 297 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 10 | TO RE-ELECT NAGUIB KHERAJ, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 298 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 11 | TO RE-ELECT PHIL RIVETT, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 299 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 12 | TO RE-ELECT DAVID TANG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 300 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 13 | TO RE-ELECT CARLSON TONG, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 301 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 14 | TO RE-ELECT JOSE VINALS, AS GROUP CHAIRMAN | Mgmt | Y | FOR | FOR |
| 302 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 15 | TO RE-ELECT JASMINE WHITBREAD, AN INDEPENDENT NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 303 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 16 | TO RE-ELECT BILL WINTERS, CBE, AN EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 304 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 17 | TO RE-APPOINT ERNST & YOUNG LLP AS AUDITOR TO THE COMPANY FROM THE END OF THE AGM UNTIL THE END OF NEXT YEAR'S AGM | Mgmt | Y | FOR | FOR |
| 305 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 18 | TO AUTHORISE THE AUDIT COMMITTEE, ACTING FOR AND ON BEHALF OF THE BOARD, TO SET THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 306 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 19 | TO AUTHORISE THE COMPANY AND ITS SUBSIDIARIES TO MAKE POLITICAL DONATIONS AND INCUR POLITICAL EXPENDITURE WITHIN THE LIMITS PRESCRIBED IN THE RESOLUTION | Mgmt | Y | FOR | FOR |
| 307 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 20 | TO APPROVE THE 2021 STANDARD CHARTERED SHARE PLAN AND AUTHORISE THE BOARD TO DO ANYTHING IT CONSIDERS NECESSARY OR DESIRABLE FOR ITS IMPLEMENTATION AND OPERATION | Mgmt | Y | FOR | FOR |
| 308 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 21 | TO AUTHORISE THE BOARD TO ALLOT ORDINARY SHARES | Mgmt | Y | AGAINST | AGAINST |
| 309 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 22 | TO EXTEND THE AUTHORITY TO ALLOT ORDINARY SHARES GRANTED PURSUANT TO RESOLUTION 21 BY SUCH NUMBER OF SHARES REPURCHASED BY THE COMPANY UNDER THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 27 | Mgmt | Y | AGAINST | AGAINST |
| 310 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 23 | TO AUTHORISE THE BOARD TO ALLOT SHARES AND GRANT RIGHTS TO SUBSCRIBE FOR OR TO CONVERT ANY SECURITY INTO SHARES IN RELATION TO ANY ISSUES BY THE COMPANY OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES | Mgmt | Y | FOR | FOR |
| 311 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 24 | TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 | Mgmt | Y | AGAINST | AGAINST |
| 312 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 25 | IN ADDITION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 24, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED PURSUANT TO RESOLUTION 21 FOR THE PURPOSES OF ACQUISITIONS AND OTHER CAPITAL INVESTMENTS | Mgmt | Y | AGAINST | AGAINST |
| 313 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 26 | IN ADDITION TO THE AUTHORITIES GRANTED PURSUANT TO RESOLUTIONS 24 AND 25, TO AUTHORISE THE BOARD TO DISAPPLY PRE-EMPTION RIGHTS IN RELATION TO THE AUTHORITY GRANTED, IN RESPECT OF EQUITY CONVERTIBLE ADDITIONAL TIER 1 SECURITIES, PURSUANT TO RESOLUTION 23 | Mgmt | Y | AGAINST | AGAINST |
| 314 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 27 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN ORDINARY SHARES | Mgmt | Y | FOR | FOR |
| 315 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 28 | TO AUTHORISE THE COMPANY TO PURCHASE ITS OWN PREFERENCE SHARES | Mgmt | Y | FOR | FOR |
| 316 | STANDARD CHARTERED PLC | STAN LN | G84228157 | Annual; 12-May-2021 | 29 | TO ENABLE THE COMPANY TO CALL A GENERAL MEETING OTHER THAN AN AGM ON NO LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt | Y | FOR | FOR |
| 317 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 318 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 319 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 320 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 321 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 322 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 323 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 324 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 325 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 326 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 327 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 2 | The appointment of Deloitte LLP, Independent Registered Public Accounting Firm, as auditors for 2021 and to authorize the directors to fix the auditors' remuneration | Mgmt | Y | FOR | FOR |
| 328 | WHEATON PRECIOUS METALS CORP. | WPM | 962879102 | Annual; 14-May-2021 | 3 | A non-binding advisory resolution on the Company's approach to executive compensation | Mgmt | Y | AGAINST | AGAINST |
| 329 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 2 | Re-appointment of KPMG LLP, Chartered Accountants, as auditor of the Corporation. | Mgmt | Y | FOR | FOR |
| 330 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 331 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 332 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 333 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 334 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 335 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 336 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 337 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 338 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 339 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 340 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 341 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 342 | NUTRIEN LTD. (THE "CORPORATION") | NTR | 67077M108 | Annual; 17-May-2021 | 3 | A non-binding advisory resolution to accept the Corporation's approach to executive compensation. | Mgmt | Y | AGAINST | AGAINST |
| 343 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 1 | TO RECEIVE THE 2020 ANNUAL REPORT AND ACCOUNTS | Mgmt | Y | FOR | FOR |
| 344 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 2 | TO APPROVE THE DIRECTORS' REMUNERATION POLICY | Mgmt | Y | FOR | FOR |
| 345 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 3 | TO APPROVE THE DIRECTORS' REMUNERATION REPORT (EXCLUDING THE REMUNERATION POLICY) | Mgmt | Y | FOR | FOR |
| 346 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 4 | TO APPROVE LONG TERM PERFORMANCE PLAN RULES | Mgmt | Y | FOR | FOR |
| 347 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 5 | TO APPROVE AMENDMENTS TO DEFERRED VARIABLE REWARD PLAN | Mgmt | Y | FOR | FOR |
| 348 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 6 | TO ELECT ROBERT SHARPE AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 349 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 7 | TO RE-ELECT SIR MICHAEL SNYDER AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 350 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 8 | TO RE-ELECT DANIEL FRUMKIN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 351 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 9 | TO RE-ELECT DAVID ARDEN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 352 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 10 | TO RE-ELECT ANNA (MONIQUE) MELIS AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 353 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 11 | TO RE-ELECT CATHERINE BROWN AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 354 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 12 | TO RE-ELECT PAUL THANDI AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 355 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 13 | TO RE-ELECT SALLY CLARK AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 356 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 14 | TO RE-ELECT MICHAEL TORPEY AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 357 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 15 | TO RE-ELECT NICHOLAS WINSOR AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 358 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 16 | TO RE-ELECT ANNE GRIM AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 359 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 17 | TO RE-ELECT IAN HENDERSON AS A DIRECTOR | Mgmt | Y | FOR | FOR |
| 360 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 18 | TO RE-APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR (THE 'AUDITOR') | Mgmt | Y | FOR | FOR |
| 361 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 19 | TO AUTHORISE THE AUDIT COMMITTEE TO DETERMINE THE AUDITOR'S REMUNERATION | Mgmt | Y | FOR | FOR |
| 362 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 20 | TO GIVE AUTHORITY TO ALLOT SHARES | Mgmt | Y | AGAINST | AGAINST |
| 363 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 21 | TO GIVE AUTHORITY TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | Mgmt | Y | AGAINST | AGAINST |
| 364 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 22 | TO GIVE ADDITIONAL AUTHORITY TO DIS-APPLY STATUTORY PRE-EMPTION RIGHTS | Mgmt | Y | AGAINST | AGAINST |
| 365 | METRO BANK PLC | MTRO LN | G60640102 | Annual; 18-May-2021 | 23 | TO GIVE AUTHORITY TO CALL A GENERAL MEETING ON NOT LESS THAN 14 CLEAR DAYS' NOTICE | Mgmt | Y | FOR | FOR |
| 366 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 5 | PROPOSAL TO GIVE A POSITIVE ADVICE ON THE 2020 REMUNERATION REPORT | Mgmt | Y | FOR | FOR |
| 367 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 6 | PROPOSAL TO ADOPT THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2020 | Mgmt | Y | FOR | FOR |
| 368 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 8 | PROPOSAL TO PAY OUT DIVIDEND: THE EXECUTIVE BOARD PROPOSES, WHICH PROPOSAL IS APPROVED BY THE SUPERVISORY BOARD, TO PAY OUT A FINAL DIVIDEND OF EUR 1.47 PER ORDINARY SHARE, OR APPROXIMATELY EUR 456 MILLION IN TOTAL | Mgmt | Y | FOR | FOR |
| 369 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 9 | PROPOSAL TO RELEASE THE MEMBERS OF THE EXECUTIVE BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Mgmt | Y | FOR | FOR |
| 370 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 10 | PROPOSAL TO RELEASE THE MEMBERS OF THE SUPERVISORY BOARD FROM LIABILITY FOR THEIR RESPECTIVE DUTIES PERFORMED DURING THE FINANCIAL YEAR 2020 | Mgmt | Y | FOR | FOR |
| 371 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 11 | PROPOSAL TO APPOINT CECILIA REYES AS MEMBER OF THE SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 372 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 12 | PROPOSAL TO APPOINT ROB LELIEVELD AS MEMBER OF THE SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 373 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 13 | PROPOSAL TO APPOINT INGA BEALE AS MEMBER OF THE SUPERVISORY BOARD | Mgmt | Y | FOR | FOR |
| 374 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 14 | PROPOSAL TO APPROVE AN INCREASE OF VARIABLE REMUNERATION CAPS IN SPECIAL CIRCUMSTANCES | Mgmt | Y | FOR | FOR |
| 375 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 15 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES | Mgmt | Y | AGAINST | AGAINST |
| 376 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 16 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO LIMIT OR EXCLUDE PREEMPTIVE RIGHTS OF EXISTING SHAREHOLDERS WHEN ISSUING ORDINARY SHARES AND GRANTING RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES PURSUANT TO AGENDA ITEM 8.A.(I) | Mgmt | Y | AGAINST | AGAINST |
| 377 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 17 | PROPOSAL TO DESIGNATE THE EXECUTIVE BOARD AS THE COMPETENT BODY TO RESOLVE TO ISSUE ORDINARY SHARES AND TO GRANT RIGHTS TO SUBSCRIBE FOR ORDINARY SHARES BY WAY OF A RIGHTS ISSUE | Mgmt | Y | AGAINST | AGAINST |
| 378 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 18 | PROPOSAL TO AUTHORISE THE EXECUTIVE BOARD TO ACQUIRE ORDINARY SHARES IN THE COMPANY'S SHARE CAPITAL | Mgmt | Y | FOR | FOR |
| 379 | NN GROUP N.V. | NN NA | N64038107 | Annual; 20-May-2021 | 19 | PROPOSAL TO REDUCE THE ISSUED SHARE CAPITAL BY CANCELLATION OF ORDINARY SHARES HELD BY THE COMPANY | Mgmt | Y | FOR | FOR |
| 380 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 2 | ELECTION OF DIRECTOR: STEPHEN R. COLE | Mgmt | Y | FOR | FOR |
| 381 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 3 | ELECTION OF DIRECTOR: IAN W. DELANEY | Mgmt | Y | FOR | FOR |
| 382 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 4 | ELECTION OF DIRECTOR: JOHN W. GILDNER | Mgmt | Y | FOR | FOR |
| 383 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 5 | ELECTION OF DIRECTOR: J. CAMERON MACDONALD | Mgmt | Y | FOR | FOR |
| 384 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 6 | ELECTION OF DIRECTOR: LISA MAZZOCCO | Mgmt | Y | FOR | FOR |
| 385 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 7 | ELECTION OF DIRECTOR: KEVIN E. PARKER | Mgmt | Y | FOR | FOR |
| 386 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 8 | ELECTION OF DIRECTOR: BRUCE V. WALTER | Mgmt | Y | FOR | FOR |
| 387 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 9 | TO RE-APPOINT DELOITTE LLP, CHARTERED PROFESSIONAL ACCOUNTANTS, AS AUDITORS OF THE CORPORATION FOR THE ENSUING YEAR AND TO AUTHORIZE THE AUDIT COMMITTEE OF THE BOARD OF DIRECTORS OF THE CORPORATION (THE "AUDIT COMMITTEE") TO FIX THEIR REMUNERATION AND TERMS OF ENGAGEMENT | Mgmt | Y | FOR | FOR |
| 388 | WESTAIM CORP | WED CN | 956909303 | Mix; 26-May-2021 | 10 | TO CONSIDER A RESOLUTION (THE "OPTION PLAN RESOLUTION") TO CONFIRM AND APPROVE THE AMENDED AND RESTATED 10% ROLLING INCENTIVE STOCK OPTION PLAN OF THE CORPORATION, AS REQUIRED BY THE TSX VENTURE EXCHANGE ON AN ANNUAL BASIS | Mgmt | Y | FOR | FOR |
| 389 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 5 | REMUNERATION REPORT (ADVISORY VOTE) | Mgmt | Y | AGAINST | AGAINST |
| 390 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 6 | ADOPTION 2020 ANNUAL ACCOUNTS | Mgmt | Y | FOR | FOR |
| 391 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 8 | DIVIDEND DISTRIBUTION | Mgmt | Y | FOR | FOR |
| 392 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 9 | APPOINTMENT ERNST & YOUNG ACCOUNTANTS LLP AS INDEPENDENT EXTERNAL AUDITOR CHARGED WITH THE AUDITING OF THE ANNUAL ACCOUNTS FOR THE FINANCIAL YEAR 2021 | Mgmt | Y | FOR | FOR |
| 393 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 10 | RELEASE FROM LIABILITY OF THE EXECUTIVE DIRECTORS | Mgmt | Y | FOR | FOR |
| 394 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 11 | RELEASE FROM LIABILITY OF THE NON-EXECUTIVE DIRECTORS | Mgmt | Y | FOR | FOR |
| 395 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 12 | APPOINTMENT OF MR. A. BANGA AS NON-EXECUTIVE DIRECTOR | Mgmt | Y | FOR | FOR |
| 396 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 13 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO REPURCHASE SHARES | Mgmt | Y | FOR | FOR |
| 397 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 14 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO CANCEL REPURCHASED SHARES | Mgmt | Y | FOR | FOR |
| 398 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 15 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE ORDINARY SHARES | Mgmt | Y | AGAINST | AGAINST |
| 399 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 16 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO LIMIT OR EXCLUDE PRE-EMPTIVE RIGHTS | Mgmt | Y | AGAINST | AGAINST |
| 400 | EXOR N.V. | EXO IM | N3140A107 | Annual; 27-May-2021 | 17 | THE AUTHORIZATION OF THE BOARD OF DIRECTORS TO ISSUE SPECIAL VOTING SHARES A | Mgmt | Y | AGAINST | AGAINST |
| 401 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 2 | ELECTION OF DIRECTOR: MR. JOHN BURZYNSKI | Mgmt | Y | FOR | FOR |
| 402 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 3 | ELECTION OF DIRECTOR: MR. JOSE VIZQUERRA BENAVIDES | Mgmt | Y | AGAINST | AGAINST |
| 403 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 4 | ELECTION OF DIRECTOR: MR. SEAN ROOSEN | Mgmt | Y | AGAINST | AGAINST |
| 404 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 5 | ELECTION OF DIRECTOR: MR. PATRICK F. N. ANDERSON | Mgmt | Y | FOR | FOR |
| 405 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 6 | ELECTION OF DIRECTOR: MR. KEITH MCKAY | Mgmt | Y | FOR | FOR |
| 406 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 7 | ELECTION OF DIRECTOR: MS. AMY SATOV | Mgmt | Y | FOR | FOR |
| 407 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 8 | ELECTION OF DIRECTOR: MR. BERNARDO ALVAREZ CALDERON | Mgmt | Y | FOR | FOR |
| 408 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 9 | ELECTION OF DIRECTOR: MR. ROBERT WARES | Mgmt | Y | AGAINST | AGAINST |
| 409 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 10 | ELECTION OF DIRECTOR: MS. ANDREE ST-GERMAIN | Mgmt | Y | FOR | FOR |
| 410 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 11 | ELECTION OF DIRECTOR: MS. CATHY SINGER | Mgmt | Y | FOR | FOR |
| 411 | OSISKO MINING INC | OSK CN | 688281104 | Annual; 31-May-2021 | 12 | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE CORPORATION FOR THE ENSUING YEAR AND AUTHORIZING THE DIRECTORS TO FIX THEIR REMUNERATION | Mgmt | Y | FOR | FOR |
| 412 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 413 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 414 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 415 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 416 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | WITHHOLD | AGAINST |
| 417 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 418 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 419 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 1 | DIRECTOR | Mgmt | Y | FOR | FOR |
| 420 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 4 | To ratify the selection of PricewaterhouseCoopers LLP as the company's independent registered public accounting firm for the fiscal year ending December 31, 2021. | Mgmt | Y | FOR | FOR |
| 421 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 2 | Approval of the 2021 Stock Incentive Plan. | Mgmt | Y | FOR | FOR |
| 422 | TIDEWATER INC. | TDW | 88642R109 | Annual; 08-Jun-2021 | 3 | Approval, on an advisory basis, of our executive compensation as disclosed in this proxy statement (the "say-on-pay" vote). | Mgmt | Y | FOR | FOR |
| 423 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 2 | Appoint a Director Kudo, Hideyuki | Mgmt | Y | FOR | FOR |
| 424 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 3 | Appoint a Director Hirasawa, Akira | Mgmt | Y | FOR | FOR |
| 425 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 4 | Appoint a Director Ernest M. Higa | Mgmt | Y | FOR | FOR |
| 426 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 5 | Appoint a Director Makihara, Jun | Mgmt | Y | FOR | FOR |
| 427 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 6 | Appoint a Director Murayama, Rie | Mgmt | Y | FOR | FOR |
| 428 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 7 | Appoint a Director Sasaki, Hiroko | Mgmt | Y | FOR | FOR |
| 429 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 8 | Appoint a Director Tomimura, Ryuichi | Mgmt | Y | FOR | FOR |
| 430 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 10 | Approve Details of the Restricted-Share Compensation to be received by Directors | Mgmt | Y | FOR | FOR |
| 431 | SHINSEI BANK,LIMITED | 8303 JP | J7385L129 | Annual; 23-Jun-2021 | 9 | Approve Details of Compensation as Stock-Linked Compensation Type Stock Options for Full-time Directors | Mgmt | Y | FOR | FOR |
| 432 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 2 | TO APPOINT PRICEWATERHOUSECOOPERS LLP AS AUDITOR OF THE COMPANY FOR THE ENSUING YEAR AND TO AUTHORIZE THE DIRECTORS OF THE COMPANY TO FIX THE REMUNERATION OF THE AUDITOR | Mgmt | Y | FOR | FOR |
| 433 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 3 | ELECTION OF DIRECTOR: TANYA COVASSIN | Mgmt | Y | FOR | FOR |
| 434 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 4 | ELECTION OF DIRECTOR: JONATHAN GOODMAN | Mgmt | Y | FOR | FOR |
| 435 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 5 | ELECTION OF DIRECTOR: ISABEL MEHARRY | Mgmt | Y | FOR | FOR |
| 436 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 6 | ELECTION OF DIRECTOR: ANDREW MOLSON | Mgmt | Y | FOR | FOR |
| 437 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 7 | ELECTION OF DIRECTOR: PETER NIXON | Mgmt | Y | FOR | FOR |
| 438 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 8 | ELECTION OF DIRECTOR: ALLEN PALMIERE | Mgmt | Y | FOR | FOR |
| 439 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 9 | ELECTION OF DIRECTOR: STEVEN SHARPE | Mgmt | Y | FOR | FOR |
| 440 | DUNDEE CORPORATION | DC/A CN | 264901109 | Annual; 24-Jun-2021 | 10 | ELECTION OF DIRECTOR: A. MURRAY SINCLAIR | Mgmt | Y | FOR | FOR |
| | | | | | | | | | | |
| | CONTENT KEY: | | | | | | | | | |
| A. | Company Name - Company Name as it appeared on the ballot (e.g., Microsoft) | | | | | | | |
| B. | Ticker - e.g., MSFT | | | | | | | | | |
| C. | Security ID (cusip, isin, sedol) - as it appears on the ballot (e.g., 2383130) | | | | | | | | |
| D. | Meeting Type & Date - e.g., ANNUAL, SPECIAL; MM/DD/YYYY | | | | | | | | |
| E. | Agenda Item Number & Description - as it appeared on the ballot (e.g., 2. Approve Employee Stock Purchase Plan); identify each director considered for election. | | | | |
| F. | Management or Shareholder Proposal - identify whether the matter was proposed by the issuer or by a security holder (MGMT or SHAREHOLD) | | | | |
| G. | Voted - identify whether or not the registrant has voted on the matter (Y or N); if the matter was not voted include a footnote describing why the matter was not voted on. | | | | |
| H. | Fund Vote - FOR or AGAINST proposal, or ABSTAIN; FOR or WITHHOLD regarding election of directors | | | | | | |
| I. | For or Against Management Recommendation - Did the Manager voter FOR or AGAINST Management's Recommendation | | | | | | |
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Philip Morris International Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Philip Morris International Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Date range covered: 04/14/2021 to 05/14/2021 Location(s): Mutual Advisors, Inc.
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
