UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, DC 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23165
cion ares diversified credit fund
(Exact name of registrant as specified in charter)
3 Park Avenue, 36th Floor
New York, NY 10016
(Address of principal executive offices) (zip code)
Eric A. Pinero
3 Park Avenue, 36th Floor
New York, NY 10016
(Name and address of agent for service)
Copy to:
Michael A. Reisner
Mark Gatto
CION Ares Management, LLC
3 Park Avenue, 36th Floor
New York, NY 10016
Richard Horowitz, Esq.
Jonathan Gaines, Esq.
Dechert LLP
1095 Avenue of the Americas
New York, NY 10036
Registrant’s telephone number, including area code: (646) 845-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2021 - June 30, 2022
Item 1. Proxy Voting Record.
Issuer | Ticker | Cusip | Meeting Date | Matters Voted On | Proposed by Issuer or Shareholder? | Registrant Voted? | Vote Submitted | Vote for/against management? | ||||||||
Owl Rock Capital Corp | ORCC | 69121K104 | 8/26/2021 | Elections of directors; ratify audit firm | Issuer | Yes | For all proposals | For management | ||||||||
Exrtaction Oil & Gas | XOG | 30227M303 | 10/29/2021 | Approval of merger; vote on golden parachutes | Issuer | Yes | For all proposals | For management | ||||||||
Berry Global Group, Inc. | BERY | 08579W103 | 2/16/2022 | Elections of directors; ratify audit firm; ratify compensation | Issuer | Yes | For all proposals | For management | ||||||||
Blackstone Long-Short Credit Income Fund | BGX | 09257D102 | 4/20/2022 | Election of directors | Issuer | Yes | For all proposals | For management | ||||||||
Occidental Petroleum Corporation | OXY | 674599105 | 5/6/2022 | Elections of directors; ratify audit firm; ratify compensation; emissions reporting | All proposed by Issuer, except emissions reporting proposal by Shareholders | Yes | For all proposals | For management for all, except against for the emissions proposal | ||||||||
Coherus BioSciences, Inc. | CHRS | 19249H103 | 5/17/2022 | Elections of directors; ratify audit firm; pay frequency | Issuer | Yes | For all proposals; One Year for pay frequency proposal | For management on all, except against on pay frequency proposal | ||||||||
Tutor Perini Corporation | TPC | 901109108 | 5/18/2022 | Elections of directors; ratify audit firm; ratify compensation | Issuer | Yes | For all proposals | For management | ||||||||
Antero Resources Corp | AR | 03674X106 | 6/7/2022 | Elections of directors; ratify audit firm; ratify compensation; pay frequency | Issuer | Yes | For all proposals; One Year for pay frequency proposal | For management | ||||||||
Apollo Tactical Income Fund Inc | AIF | 037638103 | 6/9/2022 | Election of directors | Issuer | Yes | For all proposals | For management | ||||||||
Summit Midstream Partners, LP | SMLP | 866142409 | 6/24/2022 | Elections of directors; ratify audit firm; ratify compensation; pay frequency; approval of omnibus stock plan | Issuer | Yes | For all proposals, except against on approval for omnibus stock plan; One year for pay frequency proposal | For management, except on the proposal for an omnibus stock plan | ||||||||
Owl Rock Capital Corp | ORCC | 69121K104 | 6/29/2022 | Elections of directors; ratify audit firm | Issuer | Yes | For all proposals | For management |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
CION ARES DIVERSIFIED CREDIT FUND | ||
By: | /s/ Michael A. Reisner | |
Michael A. Reisner | ||
Co-President and Co-Chief Executive Officer | ||
By: | /s/ Mark Gatto | |
Mark Gatto | ||
Co-President and Co-Chief Executive Officer | ||
Date: | August 26, 2022 | |