UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
Investment Company Act file number: 811-23165
CION ARES DIVERSIFIED CREDIT FUND
(Exact name of registrant as specified in charter)
100 PARK AVENUE
25TH FLOOR
NEW YORK, NEW YORK 10017
(Address of principal executive offices)(Zip code)
Eric A. Pinero
100 Park Avenue, 25th Floor
New York, New York 10017
(Name and Address of Agent for Service)
Copy to:
Michael A. Reisner Mark Gatto CION Ares Diversified Credit Fund 100 Park Avenue, 25th Floor New York, New York 10017 | Richard Horowitz, Esq. Jonathan Gaines, Esq. Dechert LLP 1095 Avenue of the Americas New York, New York 10036 |
Registrant’s telephone number, including area code: (646) 845-2577
Date of fiscal year end: December 31
Date of reporting period: July 1, 2022 - June 30, 2023
Item 1. Proxy Voting Record.
| Issuer | Ticker | Cusip | Meeting Date | Matters Voted On | Proposed by Issuer or Shareholder? | Registrant Voted? | Vote Submitted | Vote for/against management? | ||||||||
| Summit Midstream Partners, LP | SMLP | 866142409 | 05/10/2023 | Elections of directors; ratify audit firm; Ratify Named Executive Officers’ Compensation | Issuer | Yes | For all proposals, One Year for pay frequency proposal | For management | ||||||||
| Bausch Health Companies Inc. | BHC | 071734107 | 05/16/2023 | Elections of directors; Ratify Named Executive Officers’ Compensation; Vote on Say on Pay Frequency; Amend Omnibus Stock Plan; Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration | Issuer | Yes | For all proposals, One Year for pay frequency proposal | For management | ||||||||
| SilverBow Resources, Inc. | SBOW | 82836G102 | 05/16/2023 | Elections of directors; Ratify Named Executive Officers’ Compensation; Vote on Say on Pay Frequency; Amend Omnibus Stock Plan; Approve PricewaterhouseCoopers LLP as Auditors and Authorize Board to Fix Their Remuneration; Vote on Say on Pay Frequency; Ratify BDO USA, LLP as Auditors | Issuer | Yes | For all proposals, One Year for pay frequency proposal | For management | ||||||||
| Tutor Perini Corporation | TPC | 901109108 | 05/17/2023 | Elections of directors; Ratify Deloitte & Touche LLP as Auditors; Ratify Named Executive Officers’ Compensation; Vote on Say on Pay Frequency | Issuer | Yes | For all proposals, One Year for pay frequency proposal | For management | ||||||||
| Antero Resources Corporation | AR | 03674X106 | 06/06/2023 | Elections of directors; Ratify KPMG LLP as Auditors; Ratify Named Executive Officers’ Compensation; Amend Certificate of Incorporation to Reflect New Delaware Law Provisions Regarding Officer Exculpation | Issuer | Yes | For all proposals | For management; except to Ratify Named Executive Officers’ Compensation | ||||||||
| Chesapeake Energy Corporation | CHK | 165167735 | 06/08/2023 | Elections of directors; Ratify Named Executive Officers’ Compensation; Vote on Say on Pay Frequency; Ratify PricewaterhouseCoopers LLP as Auditors | Issuer | Yes | For all proposals, One Year for pay frequency proposal | For management |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| CION ARES DIVERSIFIED CREDIT FUND | ||
| By: | /s/ Michael A. Reisner | |
| Michael A. Reisner | ||
| Co-President and Chief Executive Officer | ||
| By: | /s/ Mark Gatto | |
| Mark Gatto | ||
| Co-President and Chief Executive Officer | ||
| Date: | August 17, 2023 | |
