UNITED STATES
SECURITIES AND EXCHANGE COMMISSION
Washington, D.C. 20549
FORM N-PX
ANNUAL REPORT OF PROXY VOTING RECORD OF REGISTERED
MANAGEMENT INVESTMENT COMPANY
| Investment Company Act file number | 811-23214 |
GraniteShares ETF Trust
(Exact name of registrant as specified in charter)
205 Hudson Street, 7th floor
New York, NY 10013
(Address of principal executive offices) (Zip code)
William Rhind
GraniteShares ETF Trust
205 Hudson Street, 7th floor
New York, New York 10013
(Name and address of agent for service)
Registrant’s telephone number, including area code: 1-800-422-3554
Date of fiscal year end: June 30
Date of reporting period: July 1, 2017 – June 30, 2018
Form N-PX is to be used by a registered management investment company, other than a small business investment company registered on Form N-5 (§§ 239.24 and 274.5 of this chapter), to file reports with the Commission, not later than August 31 of each year, containing the registrant’s proxy voting record for the most recent twelve-month period ended June 30, pursuant to section 30 of the Investment Company Act of 1940 and rule 30b1-4 thereunder (17 CFR 270.30b1-4). The Commission may use the information provided on Form N-PX in its regulatory, disclosure review, inspection, and policymaking roles.
A registrant is required to disclose the information specified by Form N-PX, and the Commission will make this information public. A registrant is not required to respond to the collection of information contained in Form N-PX unless the Form displays a currently valid Office of Management and Budget (“OMB”) control number. Please direct comments concerning the accuracy of the information collection burden estimate and any suggestions for reducing the burden to the Secretary, Securities and Exchange Commission, 100 F Street, NE, Washington, DC 20549. The OMB has reviewed this collection of information under the clearance requirements of 44 U.S.C. § 3507.
PROXY VOTING RECORD
FOR PERIOD JULY 1, 2017 TO JUNE 30, 2018
| Issuer Name | Country | Meeting Date | Meeting Type | Record Date | Ticker | Security ID | Symbol Type | Ballot Issue Number | Proposal Text | Proponent | Mgmt Reco | Vote Cast | For Against Management | Fund Name | Logical Ballot Status | Research Proposal Text Short | Broadridge Proposal Text Long Text | |||||||||||||||||
| Aberdeen Asia-Pacific Income Fund Inc | United States | 3/29/2018 | Annual | 2/5/2018 | FAX | 003009107 | CUSIP | 1 | Elect Martin J Gilbert | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Martin J Gilbert | Election of class III Director: Martin J. Gilbert | |||||||||||||||||
| Aberdeen Income Credit Strategies Fund | United States | 5/10/2018 | Annual | 3/21/2018 | ACP | 003057106 | CUSIP | 1.1 | Elect John Sievwright | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John Sievwright | John Sievwright | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 1 | Elect Kenneth F. Bernstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kenneth F. Bernstein | Election of Trustee: Kenneth F. Bernstein | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 2 | Elect Douglas Crocker, II | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas Crocker, II | Election of Trustee: Douglas Crocker II | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 3 | Elect Lorrence T. Kellar | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lorrence T. Kellar | Election of Trustee: Lorrence T. Kellar | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 4 | Elect Wendy Luscombe | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wendy Luscombe | Election of Trustee: Wendy Luscombe | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 5 | Elect William T. Spitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William T. Spitz | Election of Trustee: William T. Spitz | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 6 | Elect Lynn C. Thurber | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lynn C. Thurber | Election of Trustee: Lynn C. Thurber | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 7 | Elect Lee S. Wielansky | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lee S. Wielansky | Election of Trustee: Lee S. Wielansky | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 8 | Elect C. David Zoba | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. David Zoba | Election of Trustee: C. David Zoba | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | THE RATIFICATION OF THE APPOINTMENT OF BDO USA, LLP AS THE INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE COMPANY FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | |||||||||||||||||
| Acadia Realty Trust | United States | 5/10/2018 | Annual | 3/16/2018 | AKR | 004239109 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | THE APPROVAL, ON AN ADVISORY BASIS, OF THE COMPENSATION OF NAMED EXECUTIVE OFFICERS AS DISCLOSED IN THE COMPANY S 2018 PROXY STATEMENT IN ACCORDANCE WITH COMPENSATION RULES OF THE SECURITIES AND EXCHANGE COMMISSION. | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.1 | Elect Arthur S. Ainsberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Arthur S. Ainsberg | Arthur Ainsberg | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.2 | Elect Andrew L. Berger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Andrew L. Berger | Andrew L. Berger | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.3 | Elect T.J. Durkin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect T.J. Durkin | T.J. Durkin | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.4 | Elect Debra A. Hess | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Debra A. Hess | Debra Hess | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.5 | Elect Joseph LaManna | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph LaManna | Joseph LaManna | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.6 | Elect Peter Linneman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter Linneman | Peter Linneman | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.7 | Elect David Roberts | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David Roberts | David N. Roberts | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 1.8 | Elect Brian C. Sigman | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Brian C. Sigman | Brian C. Sigman | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for the year ending December 31, 2018 | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of our executive compensation | |||||||||||||||||
| AG Mortgage Investment Trust Inc | United States | 5/2/2018 | Annual | 3/7/2018 | MITT | 001228105 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Recommendation, on an advisory basis, of the frequency of future advisory votes on our executive compensation | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 1 | Elect Gary D. Kain | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary D. Kain | Election of Director: Gary D. Kain | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 2 | Elect Morris A. Davis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Morris A. Davis | Election of Director: Morris A. Davis | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 3 | Elect Larry K. Harvey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Larry K. Harvey | Election of Director: Larry K. Harvey | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 4 | Elect Prue B. Larocca | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Prue B. Larocca | Election of Director: Prue B. Larocca | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 5 | Elect Paul E. Mullings | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul E. Mullings | Election of Director: Paul E. Mullings | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 6 | Increase of Authorized Common Stock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Increase of Authorized Common Stock | Approval of the amendment to our Amended and Restated Certificate of Incorporation to increase the total authorized number of shares of common stock from 600,000,000 to 900,000,000 | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of our named executive officers. | |||||||||||||||||
| AGNC Investment Corp. | United States | 4/19/2018 | Annual | 2/26/2018 | AGNC | 00123Q104 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of appointment of Ernst & Young LLP as our independent public accountant for the year ending December 31, 2018. | |||||||||||||||||
| Agree Realty Corporation | United States | 5/15/2018 | Annual | 3/20/2018 | ADC | 008492100 | CUSIP | 1.1 | Elect Richard Agree | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard Agree | Richard Agree | |||||||||||||||||
| Agree Realty Corporation | United States | 5/15/2018 | Annual | 3/20/2018 | ADC | 008492100 | CUSIP | 1.2 | Elect John Rakolta, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John Rakolta, Jr. | John Rakolta, Jr. | |||||||||||||||||
| Agree Realty Corporation | United States | 5/15/2018 | Annual | 3/20/2018 | ADC | 008492100 | CUSIP | 1.3 | Elect Jerome Rossi | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jerome Rossi | Jerome Rossi | |||||||||||||||||
| Agree Realty Corporation | United States | 5/15/2018 | Annual | 3/20/2018 | ADC | 008492100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Agree Realty Corporation | United States | 5/15/2018 | Annual | 3/20/2018 | ADC | 008492100 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, by non-binding vote, executive compensation. | |||||||||||||||||
| Alexander's, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | ALX | 014752109 | CUSIP | 1.1 | Elect David Mandelbaum | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David Mandelbaum | David M. Mandelbaum | |||||||||||||||||
| Alexander's, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | ALX | 014752109 | CUSIP | 1.2 | Elect Arthur I. Sonnenblick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Arthur I. Sonnenblick | Arthur I. Sonnenblick | |||||||||||||||||
| Alexander's, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | ALX | 014752109 | CUSIP | 1.3 | Elect Richard R. West | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Richard R. West | Richard R. West | |||||||||||||||||
| Alexander's, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | ALX | 014752109 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the current year. | |||||||||||||||||
| AllianceBernstein Global High Income Fund Inc | United States | 3/28/2018 | Annual | 2/20/2018 | AWF | 01879R106 | CUSIP | 1 | Elect Marshall C. Turner, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marshall C. Turner, Jr. | ||||||||||||||||||
| AllianceBernstein Global High Income Fund Inc | United States | 3/28/2018 | Annual | 2/20/2018 | AWF | 01879R106 | CUSIP | 2 | Elect Garry L. Moody | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Garry L. Moody | ||||||||||||||||||
| AllianceBernstein Global High Income Fund Inc | United States | 3/28/2018 | Annual | 2/20/2018 | AWF | 01879R106 | CUSIP | 3 | Elect Earl D. Weiner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Earl D. Weiner | ||||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 1 | Elect William C. Bayless, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William C. Bayless, Jr. | Election of Director: William C. Bayless, Jr. | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 2 | Elect William Blakeley Chandlee III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William Blakeley Chandlee III | Election of Director: William Blakeley Chandlee III | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 3 | Elect G. Steven Dawson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect G. Steven Dawson | Election of Director: G. Steven Dawson | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 4 | Elect Cydney C. Donnell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Cydney C. Donnell | Election of Director: Cydney C. Donnell | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 5 | Elect Edward Lowenthal | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward Lowenthal | Election of Director: Edward Lowenthal | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 6 | Elect Oliver Luck | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Oliver Luck | Election of Director: Oliver Luck | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 7 | Elect C. Patrick Oles Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Patrick Oles Jr. | Election of Director: C. Patrick Oles, Jr. | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 8 | Elect John T. Rippel | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John T. Rippel | Election of Director: John T. Rippel | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 9 | 2018 Share Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | 2018 Share Incentive Plan | Approval of the American Campus Communities, Inc. 2018 Incentive Award Plan | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 10 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Ernst & Young as our independent auditors for 2018 | |||||||||||||||||
| American Campus Communities, Inc. | United States | 5/3/2018 | Annual | 3/12/2018 | ACC | 024835100 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To provide a non-binding advisory vote approving the Company s executive compensation program | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 1 | Elect Wellington J. Denahan-Norris | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wellington J. Denahan-Norris | Election of Director: Wellington J. Denahan | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 2 | Elect Michael Haylon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael Haylon | Election of Director: Michael Haylon | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 3 | Elect Donnell A. Segalas | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Donnell A. Segalas | Election of Director: Donnell A. Segalas | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 4 | Elect Katie B. Fallon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Katie B. Fallon | Election of Director: Katie Beirne Fallon | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 5 | Elect Vicki Williams | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Vicki Williams | Election of Director: Vicki Williams | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 6 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory approval of the company s executive compensation. | |||||||||||||||||
| Annaly Capital Management, Inc. | United States | 5/23/2018 | Annual | 3/26/2018 | NLY | 035710409 | CUSIP | 7 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as the company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 1 | Elect Lloyd McAdams | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lloyd McAdams | Election of Director: Lloyd McAdams | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 2 | Elect Lee A. Ault, III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lee A. Ault, III | Election of Director: Lee A. Ault, III | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 3 | Elect Joe E. Davis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joe E. Davis | Election of Director: Joe E. Davis | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 4 | Elect Robert C. Davis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert C. Davis | Election of Director: Robert C. Davis | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 5 | Elect Mark S. Maron | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark S. Maron | Election of Director: Mark S. Maron | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 6 | Elect Joseph E. McAdams | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph E. McAdams | Election of Director: Joseph E. McAdams | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of the compensation of our Named Executive Officers. | |||||||||||||||||
| Anworth Mortgage Asset Corporation | United States | 5/16/2018 | Annual | 3/9/2018 | ANH | 037347101 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of RSM US LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.1 | Elect Jeffery M. Gault | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffery M. Gault | Jeffrey M. Gault | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.2 | Elect Mark C. Biderman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark C. Biderman | Mark C. Biderman | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.3 | Elect Robert A. Kasdin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert A. Kasdin | Robert A. Kasdin | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.4 | Elect Eric L. Press | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric L. Press | Eric L. Press | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.5 | Elect Scott S. Prince | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Scott S. Prince | Scott S. Prince | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.6 | Elect Stuart A. Rothstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stuart A. Rothstein | Stuart A. Rothstein | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.7 | Elect Michael E. Salvati | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael E. Salvati | Michael E. Salvati | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 1.8 | Elect Cindy Z. Michel | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Cindy Z. Michel | Cindy Z. Michel | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Deloitte & Touche LLP as Apollo Commercial Real Estate Finance, Inc. s independent registered public accounting firm for the 2018 fiscal year. | |||||||||||||||||
| Apollo Commercial Real Estate Finance, Inc. | United States | 6/7/2018 | Annual | 4/11/2018 | ARI | 03762U105 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of the compensation of Apollo Commercial Real Estate Finance, Inc. s named executive officers, as more fully described in the 2018 Proxy Statement. | |||||||||||||||||
| Apollo Senior Floating Rate Fund Inc | United States | 5/22/2018 | Annual | 3/16/2018 | AFT | 037636107 | CUSIP | 1.1 | Elect Barry Cohen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barry Cohen | Barry Cohen | |||||||||||||||||
| Apollo Senior Floating Rate Fund Inc | United States | 5/22/2018 | Annual | 3/16/2018 | AFT | 037636107 | CUSIP | 1.2 | Elect Elliot Stein, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Elliot Stein, Jr. | Elliot Stein, Jr. | |||||||||||||||||
| Apple Hospitality REIT, Inc. | United States | 5/17/2018 | Annual | 3/23/2018 | APLE | 03784Y200 | CUSIP | 1.1 | Elect Bruce H. Matson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bruce H. Matson | Bruce H. Matson | |||||||||||||||||
| Apple Hospitality REIT, Inc. | United States | 5/17/2018 | Annual | 3/23/2018 | APLE | 03784Y200 | CUSIP | 1.2 | Elect Blythe J. McGarvie | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Blythe J. McGarvie | Blythe J. McGarvie | |||||||||||||||||
| Apple Hospitality REIT, Inc. | United States | 5/17/2018 | Annual | 3/23/2018 | APLE | 03784Y200 | CUSIP | 1.3 | Elect L. Hugh Redd | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect L. Hugh Redd | L. Hugh Redd | |||||||||||||||||
| Apple Hospitality REIT, Inc. | United States | 5/17/2018 | Annual | 3/23/2018 | APLE | 03784Y200 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval on an advisory basis of executive compensation paid by the Company. | |||||||||||||||||
| Apple Hospitality REIT, Inc. | United States | 5/17/2018 | Annual | 3/23/2018 | APLE | 03784Y200 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as the Company s independent registered public accounting firm to serve for 2018. | |||||||||||||||||
| Apple Hospitality REIT, Inc. | United States | 5/17/2018 | Annual | 3/23/2018 | APLE | 03784Y200 | CUSIP | 4 | Board Declassification Article Amendment | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Board Declassification Article Amendment | Approval of an amendment to the Company s Charter to declassify the Board of Directors and provide for annual elections of directors. | |||||||||||||||||
| Arbor Realty Trust Inc. | United States | 5/15/2018 | Annual | 4/2/2018 | ABR | 038923108 | CUSIP | 1.1 | Elect William Helmreich | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect William Helmreich | William Helmreich | |||||||||||||||||
| Arbor Realty Trust Inc. | United States | 5/15/2018 | Annual | 4/2/2018 | ABR | 038923108 | CUSIP | 1.2 | Elect William C. Green | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William C. Green | William C. Green | |||||||||||||||||
| Arbor Realty Trust Inc. | United States | 5/15/2018 | Annual | 4/2/2018 | ABR | 038923108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm of Arbor Realty Trust, Inc. for fiscal year 2018. | |||||||||||||||||
| Ares Capital Corporation | United States | 5/14/2018 | Special | 3/16/2018 | ARCC | 04010L103 | CUSIP | 1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Sell Shares Below Net Asset Value | To authorize the Company, with the approval of its board of directors, to sell or otherwise issue shares of its common stock at a price below its then current net asset value per share subject to the limitations set forth in the proxy statement for the special meeting of stockholders. | |||||||||||||||||
| Ares Capital Corporation | United States | 5/14/2018 | Annual | 3/20/2018 | ARCC | 04010L103 | CUSIP | 1 | Elect Steve Barlett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steve Barlett | Election of Class II Director: Steve Bartlett | |||||||||||||||||
| Ares Capital Corporation | United States | 5/14/2018 | Annual | 3/20/2018 | ARCC | 04010L103 | CUSIP | 2 | Elect Robert L. Rosen | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Robert L. Rosen | Election of Class II Director: Robert L. Rosen | |||||||||||||||||
| Ares Capital Corporation | United States | 5/14/2018 | Annual | 3/20/2018 | ARCC | 04010L103 | CUSIP | 3 | Elect Bennett Rosenthal | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bennett Rosenthal | Election of Class II Director: Bennett Rosenthal | |||||||||||||||||
| Ares Capital Corporation | United States | 5/14/2018 | Annual | 3/20/2018 | ARCC | 04010L103 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of KPMG LLP as the Company s independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Ares Dynamic Credit Allocation Fund Inc | United States | 6/12/2018 | Annual | 4/16/2018 | ARDC | 04014F102 | CUSIP | 1.1 | Elect Seth J. Brufsky | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Seth J. Brufsky | Seth J. Brufsky | |||||||||||||||||
| Ares Dynamic Credit Allocation Fund Inc | United States | 6/12/2018 | Annual | 4/16/2018 | ARDC | 04014F102 | CUSIP | 1.2 | Elect John J. Shaw | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John J. Shaw | John J. Shaw | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 1 | Elect Eric F. Billings | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric F. Billings | Election of Director: Eric F. Billings | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 2 | Elect Daniel J. Altobello | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel J. Altobello | Election of Director: Daniel J. Altobello | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 3 | Elect Daniel E. Berce | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel E. Berce | Election of Director: Daniel E. Berce | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 4 | Elect David W. Faeder | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David W. Faeder | Election of Director: David W. Faeder | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 5 | Elect Peter A. Gallagher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter A. Gallagher | Election of Director: Peter A. Gallagher | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 6 | Elect Ralph S. Michael, III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ralph S. Michael, III | Election of Director: Ralph S. Michael, III | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 7 | Elect Anthony P. Nader, III. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Anthony P. Nader, III. | Election of Director: Anthony P. Nader, III | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 8 | Elect J. Rock Tonkel, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect J. Rock Tonkel, Jr. | Election of Director: J. Rock Tonkel, Jr. | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of PricewaterhouseCoopers LLP as the Company s independent registered public accounting firm for 2018. | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory approval of the compensation of the Company s executive officers. | |||||||||||||||||
| Arlington Asset Investment Corp. | United States | 6/14/2018 | Annual | 4/16/2018 | AI | 041356205 | CUSIP | 11 | Amendment to NOL Shareholder Rights Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to NOL Shareholder Rights Plan | To ratify an amendment to the Company s Shareholder Rights Plan. | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.1 | Elect George F. Allen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George F. Allen | George F. Allen | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.2 | Elect James A. Carroll | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James A. Carroll | James A. Carroll | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.3 | Elect James C. Cherry | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James C. Cherry | James C. Cherry | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.4 | Elect Louis S. Haddad | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Louis S. Haddad | Louis S. Haddad | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | �� | 04208T108 | CUSIP | 1.5 | Elect Eva S. Hardy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eva S. Hardy | Eva S. Hardy | ||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.6 | Elect Daniel A. Hoffler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel A. Hoffler | Daniel A. Hoffler | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.7 | Elect A. Russell Kirk | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect A. Russell Kirk | A. Russell Kirk | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 1.8 | Elect John W. Snow | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John W. Snow | John W. Snow | |||||||||||||||||
| Armada Hoffler Properties Inc | United States | 6/13/2018 | Annual | 4/16/2018 | AHH | 04208T108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.1 | Elect Scott J. Ulm | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Scott J. Ulm | Scott J. Ulm | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.2 | Elect Jeffrey J. Zimmer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey J. Zimmer | Jeffrey J. Zimmer | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.3 | Elect Daniel C. Staton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel C. Staton | Daniel C. Staton | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.4 | Elect Marc H. Bell | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Marc H. Bell | Marc H. Bell | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.5 | Elect Carolyn Downey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carolyn Downey | Carolyn Downey | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.6 | Elect Thomas K. Guba | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas K. Guba | Thomas K. Guba | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.7 | Elect Robert C. Hain | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert C. Hain | Robert C. Hain | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.8 | Elect John P. Hollihan III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John P. Hollihan III | John P. Hollihan, III | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 1.9 | Elect Stewart J. Paperin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stewart J. Paperin | Stewart J. Paperin | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as ARMOUR s independent registered certified public accountants for the fiscal year 2018. | |||||||||||||||||
| Armour Residential REIT, Inc. | United States | 5/15/2018 | Annual | 3/23/2018 | ARR | 042315507 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, by non-binding advisory vote, ARMOUR s 2017 executive compensation. | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.1 | Elect Matthew R. Barger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Matthew R. Barger | Matthew R. Barger | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.2 | Elect Seth W. Brennan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Seth W. Brennan | Seth W. Brennan | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.3 | Elect Eric R. Colson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric R. Colson | Eric R. Colson | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.4 | Elect Tench Coxe | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Tench Coxe | Tench Coxe | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.5 | Elect Stephanie G. DiMarco | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephanie G. DiMarco | Stephanie G. DiMarco | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.6 | Elect Jeffrey A. Joerres | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey A. Joerres | Jeffrey A. Joerres | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 1.7 | Elect Andrew A. Ziegler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Andrew A. Ziegler | Andrew A. Ziegler | |||||||||||||||||
| Artisan Partners Asset Management | United States | 5/23/2018 | Annual | 3/28/2018 | APAM | 04316A108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the Appointment of PricewaterhouseCoopers LLP as our Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2018. | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.1 | Elect William G. Bardel | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William G. Bardel | William G. Bardel | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.2 | Elect Carin M. Barth | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carin M. Barth | Carin M. Barth | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.3 | Elect Thomas L. Carter, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas L. Carter, Jr. | Thomas L. Carter, Jr. | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.4 | Elect D. Mark DeWalch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect D. Mark DeWalch | D. Mark DeWalch | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.5 | Elect Ricky J. Haeflinger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ricky J. Haeflinger | Ricky J. Haeflinger | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.6 | Elect Jerry V. Kyle, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jerry V. Kyle, Jr. | Jerry V. Kyle, Jr. | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.7 | Elect Michael C. Linn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael C. Linn | Michael C. Linn | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.8 | Elect John H. Longmaid | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John H. Longmaid | John H. Longmaid | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.9 | Elect William N. Mathis | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect William N. Mathis | William N. Mathis | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.10 | Elect William E. Randall | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William E. Randall | William E. Randall | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.11 | Elect Alexander D. Stuart | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alexander D. Stuart | Alexander D. Stuart | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 1.12 | Elect Allison K. Thacker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Allison K. Thacker | Allison K. Thacker | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as Black Stone Minerals, L.P. s independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval on a non-binding advisory basis, the compensation of the executive officers of Black Stone Minerals, L.P. s general partner, for the year ended December 31, 2017. | |||||||||||||||||
| Black Stone Minerals L.P. | United States | 6/14/2018 | Annual | 4/19/2018 | BSM | 09225M101 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Approval on a non-binding advisory basis, the preferred frequency of advisory votes on executive compensation. | |||||||||||||||||
| BlackRock Capital Investment Corporation | United States | 5/4/2018 | Special | 3/6/2018 | BKCC | 092533108 | CUSIP | 1 | Issuance of Common Stock at a Discount to NAV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Issuance of Common Stock at a Discount to NAV | To Approve a proposal to authorize flexibility for the Company, with approval of its Board of Directors, to sell or otherwise issue shares of its common stock (during the next 12 months) at a price below the Company s then current net asset value per share in one or more offerings, subject to certain limitations set forth in the proxy statement for the Special Meeting | |||||||||||||||||
| BlackRock Capital Investment Corporation | United States | 5/11/2018 | Annual | 3/5/2018 | BKCC | 092533108 | CUSIP | 1.1 | Elect Michael Zugay | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael Zugay | Michael J. Zugay | |||||||||||||||||
| BlackRock Capital Investment Corporation | United States | 5/11/2018 | Annual | 3/5/2018 | BKCC | 092533108 | CUSIP | 1.2 | Elect Meridee A. Moore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Meridee A. Moore | Meridee A. Moore | |||||||||||||||||
| BlackRock Capital Investment Corporation | United States | 5/11/2018 | Annual | 3/5/2018 | BKCC | 092533108 | CUSIP | 1.3 | Elect William E. Mayer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William E. Mayer | William E. Mayer | |||||||||||||||||
| BlackRock Capital Investment Corporation | United States | 5/11/2018 | Annual | 3/5/2018 | BKCC | 092533108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Deloitte & Touche LLP to serve as the Company s independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.1 | Elect Michael B. Nash | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael B. Nash | Michael B. Nash | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.2 | Elect Stephen D. Plavin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen D. Plavin | Stephen D. Plavin | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.3 | Elect Leonard W. Cotton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leonard W. Cotton | Leonard W. Cotton | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.4 | Elect Thomas E. Dobrowski | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas E. Dobrowski | Thomas E. Dobrowski | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.5 | Elect Martin L. Edelman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Martin L. Edelman | Martin L. Edelman | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.6 | Elect Henry N. Nassau | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Henry N. Nassau | Henry N. Nassau | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.7 | Elect Jonathan L. Pollack | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Jonathan L. Pollack | Jonathan L. Pollack | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 1.8 | Elect Lynne B. Sagalyn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lynne B. Sagalyn | Lynne B. Sagalyn | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratify the appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory Vote on Executive Compensation: To approve in a non-binding, advisory vote, the compensation paid to our named executive officers. | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Approval of the 2018 Stock Incentive Plan | Approve the Blackstone Mortgage Trust, Inc. 2018 Stock Incentive Plan. | |||||||||||||||||
| Blackstone Mortgage Trust, Inc. | United States | 6/20/2018 | Annual | 4/13/2018 | BXMT | 09257W100 | CUSIP | 5 | Approval of the 2018 Manager Incentive Plan | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Approval of the 2018 Manager Incentive Plan | Approve the Blackstone Mortgage Trust, Inc. 2018 Manager Incentive Plan. | |||||||||||||||||
| Blackstone/gso Long-short Credit Income Fund | United States | 4/18/2018 | Annual | 2/20/2018 | BSL | 09256U105 | CUSIP | 1.1 | Elect Thomas W. Jasper | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas W. Jasper | Thomas W. Jasper | |||||||||||||||||
| Blackstone/gso Long-short Credit Income Fund | United States | 4/18/2018 | Annual | 2/20/2018 | BSL | 09256U105 | CUSIP | 1.2 | Elect Gary S. Schpero | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary S. Schpero | Gary S. Schpero | |||||||||||||||||
| Blackstone/gso Long-short Credit Income Fund | United States | 4/18/2018 | Annual | 2/20/2018 | BSL | 09257R101 | CUSIP | 1.1 | Elect Gary S. Schpero | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary S. Schpero | Gary S. Schpero | |||||||||||||||||
| Blackstone/gso Long-short Credit Income Fund | United States | 4/18/2018 | Annual | 2/20/2018 | BSL | 09257D102 | CUSIP | 1.1 | Elect Gary S. Schpero | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary S. Schpero | Gary S. Schpero | |||||||||||||||||
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | United States | 2/23/2018 | Annual | 1/3/2018 | BWG | 10537L104 | CUSIP | 1.1 | Elect Robert D. Agdern | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert D. Agdern | Robert D. Agdern | |||||||||||||||||
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | United States | 2/23/2018 | Annual | 1/3/2018 | BWG | 10537L104 | CUSIP | 1.2 | Elect Eileen A. Kamerick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eileen A. Kamerick | Eileen Kamerick | |||||||||||||||||
| BrandywineGLOBAL - Global Income Opportunities Fund Inc | United States | 2/23/2018 | Annual | 1/3/2018 | BWG | 10537L104 | CUSIP | 1.3 | Elect Riordan Roett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Riordan Roett | Riordan Roett | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 1 | Elect James M. Taylor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James M. Taylor | Election of Director: James M. Taylor Jr. | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 2 | Elect John G. Schreiber | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John G. Schreiber | Election of Director: John G. Schreiber | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 3 | Elect Michael Berman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael Berman | Election of Director: Michael Berman | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 4 | Elect Sheryl M Crosland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sheryl M Crosland | Election of Director: Sheryl M. Crosland | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 5 | Elect Thomas W. Dickson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas W. Dickson | Election of Director: Thomas W. Dickson | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel B. Hurwitz | Election of Director: Daniel B. Hurwitz | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 7 | Elect William D. Rahm | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William D. Rahm | Election of Director: William D. Rahm | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 8 | Elect Gabrielle Sulzberger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gabrielle Sulzberger | Election of Director: Gabrielle Sulzberger | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Brixmor Property Group Inc | United States | 5/8/2018 | Annual | 3/5/2018 | BRX | 11120U105 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding advisory basis, the compensation paid to our named executive officers. | |||||||||||||||||
| Brookfield Real Assets Income Fund Inc | United States | 5/17/2018 | Annual | 4/16/2018 | RA | 112830104 | CUSIP | 1 | Elect Heather S. Goldman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Heather S. Goldman | Election of the Class II Director: Heather S. Goldman (Independent Director) | |||||||||||||||||
| Buckeye Partners LP | United States | 6/5/2018 | Annual | 4/9/2018 | BPL | 118230101 | CUSIP | 1.1 | Elect Pieter Bakker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Pieter Bakker | Pieter Bakker | |||||||||||||||||
| Buckeye Partners LP | United States | 6/5/2018 | Annual | 4/9/2018 | BPL | 118230101 | CUSIP | 1.2 | Elect Barbara M. Bauman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barbara M. Bauman | Barbara M. Baumann | |||||||||||||||||
| Buckeye Partners LP | United States | 6/5/2018 | Annual | 4/9/2018 | BPL | 118230101 | CUSIP | 1.3 | Elect Mark C. McKinley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark C. McKinley | Mark C. McKinley | |||||||||||||||||
| Buckeye Partners LP | United States | 6/5/2018 | Annual | 4/9/2018 | BPL | 118230101 | CUSIP | 2 | Remove Provisions Regarding Partnership Agreement | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Remove Provisions Regarding Partnership Agreement | Amendment of partnership agreement to remove provisions that prevent general partner from causing Buckeye Partners, L.P. to issue any class or series of limited partnership interests having preferences or other special or senior rights over the LP Units without the prior approval of unitholders holding an aggregate of at least two-thirds of the outstanding LP Units. | |||||||||||||||||
| Buckeye Partners LP | United States | 6/5/2018 | Annual | 4/9/2018 | BPL | 118230101 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the selection of Deloitte & Touche LLP as Buckeye Partners, L.P. s independent registered public accountants for 2018. | |||||||||||||||||
| Buckeye Partners LP | United States | 6/5/2018 | Annual | 4/9/2018 | BPL | 118230101 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The approval, in an advisory vote, of the compensation of Buckeye s named executive officers as described in our proxy statement pursuant to Item 402 of Regulation S-K. | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 1 | Elect Jack Bernard | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack Bernard | Election of Director: John L. (Jack) Bernard | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 2 | Elect Jack Biegler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack Biegler | Election of Director: Jack Biegler | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 3 | Elect Michelle P. Goolsby | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michelle P. Goolsby | Election of Director: Michelle P. Goolsby | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 4 | Elect Gary Keiser | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary Keiser | Election of Director: Gary Keiser | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 5 | Elect Christopher W. Mahowald | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher W. Mahowald | Election of Director: Christopher W. Mahowald | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 6 | Elect Michael G. O'Neil | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael G. O'Neil | Election of Director: Michael G. O Neil | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 7 | Elect Phillip A. Reinsch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Phillip A. Reinsch | Election of Director: Phillip A. Reinsch | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 8 | Elect Mark S. Whiting | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark S. Whiting | Election of Director: Mark S. Whiting | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve on an advisory (non-binding) basis our 2017 executive compensation. | |||||||||||||||||
| Capstead Mortgage Corporation | United States | 5/16/2018 | Annual | 3/23/2018 | CMO | 14067E506 | CUSIP | 10 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 1 | Elect Jerry Barag | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jerry Barag | Election of Director for one year term: Jerry Barag | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 2 | Elect Paul S. Fisher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul S. Fisher | Election of Director for one year term: Paul S. Fisher | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 3 | Elect Mary E. McBride | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary E. McBride | Election of Director for one year term: Mary E. McBride | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 4 | Elect Donald S. Moss | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Donald S. Moss | Election of Director for one year term: Donald S. Moss | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 5 | Elect Willis J. Potts, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Willis J. Potts, Jr. | Election of Director for one year term: Willis J. Potts | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 6 | Elect Douglas D. Rubenstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas D. Rubenstein | Election of Director for one year term: Douglas D. Rubenstein | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 7 | Elect Henry G. Zigtema | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Henry G. Zigtema | Election of Director for one year term: Henry G. Zigtema | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of the compensation of the Company s named executive officers. | |||||||||||||||||
| Catchmark Timber Trust, Inc. | United States | 6/26/2018 | Annual | 4/9/2018 | CTT | 14912Y202 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.1 | Elect C. Gerald Goldsmith | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Gerald Goldsmith | C. Gerald Goldsmith | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.2 | Elect Rolf E. Ruhfus | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Rolf E. Ruhfus | Rolf E. Ruhfus | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.3 | Elect Jeffrey H. Fisher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey H. Fisher | Jeffrey H. Fisher | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.4 | Elect Thomas J. Crocker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas J. Crocker | Thomas J. Crocker | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.5 | Elect Robert Perlmutter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert Perlmutter | Robert Perlmutter | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.6 | Elect Jack P. DeBoer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack P. DeBoer | Jack P. DeBoer | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.7 | Elect Miles L. Berger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Miles L. Berger | Miles Berger | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 1.8 | Elect Edwin B. Brewer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edwin B. Brewer | Edwin B. Brewer, Jr. | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of selection of independent registered public accountants. | |||||||||||||||||
| Chatham Lodging Trust | United States | 5/17/2018 | Annual | 3/19/2018 | CLDT | 16208T102 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of executive compensation. | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 1 | Elect James L. Francis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James L. Francis | Election of Trustee: James L. Francis | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 2 | Elect Douglas W. Vicari | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas W. Vicari | Election of Trustee: Douglas W. Vicari | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 3 | Elect Thomas A. Natelli | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas A. Natelli | Election of Trustee: Thomas A. Natelli | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 4 | Elect Angelique G. Brunner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Angelique G. Brunner | Election of Trustee: Angelique G. Brunner | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 5 | Elect Thomas D. Eckert | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas D. Eckert | Election of Trustee: Thomas D. Eckert | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 6 | Elect John W. Hill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John W. Hill | Election of Trustee: John W. Hill | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 7 | Elect George F. McKenzie | Mgmt | For | Abstain | Against | Granite Shares HIPS US High Income ETF | Voted | Elect George F. McKenzie | Election of Trustee: George F. McKenzie | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 8 | Elect Jeffrey D. Nuechterlein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey D. Nuechterlein | Election of Trustee: Jeffrey D. Nuechterlein | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Consider and vote upon a proposal to ratify the appointment of Ernst & Young LLP as the Trust s independent registered public accounting firm for 2018. | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 10 | Amendment to the Equity Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the Equity Plan | Consider and vote upon a proposal to approve the amendment and restatement of the Trust s Equity Plan. | |||||||||||||||||
| Chesapeake Lodging Trust | United States | 6/14/2018 | Annual | 4/24/2018 | CHSP | 165240102 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Consider and vote upon a non-binding advisory proposal to approve the Trust s executive compensation programs as described in the Trust s 2018 proxy statement. | |||||||||||||||||
| Chimera Investment Corporation | United States | 5/31/2018 | Annual | 4/6/2018 | CIM | 16934Q208 | CUSIP | 1 | Elect Teresa Bryce Bazemore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Teresa Bryce Bazemore | Election of Director: Teresa Bazemore | |||||||||||||||||
| Chimera Investment Corporation | United States | 5/31/2018 | Annual | 4/6/2018 | CIM | 16934Q208 | CUSIP | 2 | Elect Dennis M. Mahoney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dennis M. Mahoney | Election of Director: Dennis Mahoney | |||||||||||||||||
| Chimera Investment Corporation | United States | 5/31/2018 | Annual | 4/6/2018 | CIM | 16934Q208 | CUSIP | 3 | Elect Debra W. Still | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Debra W. Still | Election of Director: Debra Still | |||||||||||||||||
| Chimera Investment Corporation | United States | 5/31/2018 | Annual | 4/6/2018 | CIM | 16934Q208 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The proposal to approve a non-binding advisory resolution on executive compensation. | |||||||||||||||||
| Chimera Investment Corporation | United States | 5/31/2018 | Annual | 4/6/2018 | CIM | 16934Q208 | CUSIP | 5 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as independent registered public accounting firm for the Company for the 2018 fiscal year. | |||||||||||||||||
| Cohen & Steers Funds | United States | 4/26/2018 | Annual | 3/1/2018 | PSF | 19248Y107 | CUSIP | 1.1 | Elect George Grossman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George Grossman | George Grossman | |||||||||||||||||
| Cohen & Steers Funds | United States | 4/26/2018 | Annual | 3/1/2018 | PSF | 19248Y107 | CUSIP | 1.2 | Elect Jane F. Magpiong | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jane F. Magpiong | Jane F. Magpiong | |||||||||||||||||
| Cohen & Steers Funds | United States | 4/26/2018 | Annual | 3/1/2018 | PSF | 19248Y107 | CUSIP | 1.3 | Elect Robert H. Steers | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert H. Steers | Robert H. Steers | |||||||||||||||||
| Cohen & Steers Funds | United States | 4/26/2018 | Annual | 3/1/2018 | PSF | 19248Y107 | CUSIP | 1.4 | Elect C. Edward Ward, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Edward Ward, Jr. | C. Edward Ward, Jr. | |||||||||||||||||
| Cohen & Steers Limited Duration Preferred and Income Fund Inc | United States | 4/26/2018 | Annual | 3/1/2018 | LDP | 19248C105 | CUSIP | 1.1 | Elect George Grossman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George Grossman | George Grossman | |||||||||||||||||
| Cohen & Steers Limited Duration Preferred and Income Fund Inc | United States | 4/26/2018 | Annual | 3/1/2018 | LDP | 19248C105 | CUSIP | 1.2 | Elect Jane F. Magpiong | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jane F. Magpiong | Jane F. Magpiong | |||||||||||||||||
| Cohen & Steers Limited Duration Preferred and Income Fund Inc | United States | 4/26/2018 | Annual | 3/1/2018 | LDP | 19248C105 | CUSIP | 1.3 | Elect Robert H. Steers | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert H. Steers | Robert H. Steers | |||||||||||||||||
| Cohen & Steers Limited Duration Preferred and Income Fund Inc | United States | 4/26/2018 | Annual | 3/1/2018 | LDP | 19248C105 | CUSIP | 1.4 | Elect C. Edward Ward, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Edward Ward, Jr. | C. Edward Ward, Jr. | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 1 | Elect Martin Cohen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Martin Cohen | Election of Director: Martin Cohen | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 2 | Elect Robert H. Steers | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert H. Steers | Election of Director: Robert H. Steers | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 3 | Elect Peter L. Rhein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter L. Rhein | Election of Director: Peter L. Rhein | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 4 | Elect Richard P. Simon | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Richard P. Simon | Election of Director: Richard P. Simon | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 5 | Elect Edmond D. Villani | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edmond D. Villani | Election of Director: Edmond D. Villani | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 6 | Elect Frank T. Connor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Frank T. Connor | Election of Director: Frank T. Connor | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 7 | Elect Reena Aggarwal | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Reena Aggarwal | Election of Director: Reena Aggarwal | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Deloitte & Touche LLP as the company s independent registered public accounting firm for fiscal year ending December 31, 2018. | |||||||||||||||||
| Cohen & Steers, Inc. | United States | 5/3/2018 | Annual | 3/8/2018 | CNS | 19247A100 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, by non-binding vote, of the compensation of the named executive officers. | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 1 | Elect Thomas J. Barrack, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas J. Barrack, Jr. | Election of Director: Thomas J. Barrack, Jr. | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 2 | Elect Richard B. Saltzman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard B. Saltzman | Election of Director: Richard B. Saltzman | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 3 | Elect Douglas Crocker II | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas Crocker II | Election of Director: Douglas Crocker II | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 4 | Elect Nancy A. Curtin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Nancy A. Curtin | Election of Director: Nancy A. Curtin | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 5 | Elect Jon A. Fosheim | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jon A. Fosheim | Election of Director: Jon A. Fosheim | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 6 | Elect Justin Metz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Justin Metz | Election of Director: Justin E. Metz | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 7 | Elect George G. C. Parker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George G. C. Parker | Election of Director: George G. C. Parker | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 8 | Elect Charles W. Schoenherr | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles W. Schoenherr | Election of Director: Charles W. Schoenherr | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 9 | Elect John A. Somers | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John A. Somers | Election of Director: John A. Somers | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 10 | Elect John L. Steffens | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John L. Steffens | Election of Director: John L. Steffens | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval of an advisory proposal regarding the compensation paid to Colony NorthStar, Inc. s named executive officers (the Say on Pay proposal). | |||||||||||||||||
| Colony NorthStar Inc | United States | 5/8/2018 | Annual | 3/27/2018 | CLNS | 19625W104 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as independent public auditor for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.1 | Elect Carmen M. Bowser | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carmen M. Bowser | Carmen M. Bowser | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.2 | Elect Richard W. Carpenter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard W. Carpenter | Richard W. Carpenter | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.3 | Elect John L. Dixon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John L. Dixon | John L. Dixon | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.4 | Elect David B. Henry | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David B. Henry | David B. Henry | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.5 | Elect Murray J. McCabe | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Murray J. McCabe | Murray J. McCabe | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.6 | Elect E. Nelson Mills | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect E. Nelson Mills | E. Nelson Mills | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.7 | Elect Constance B. Moore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Constance B. Moore | Constance B. Moore | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.8 | Elect Michael S. Robb | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael S. Robb | Michael S. Robb | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.9 | Elect George W. Sands | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George W. Sands | George W. Sands | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 1.10 | Elect Thomas G. Wattles | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas G. Wattles | Thomas G. Wattles | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, executive officer compensation, sometimes referred to as a say on pay. | |||||||||||||||||
| Columbia Property Trust Inc | United States | 5/14/2018 | Annual | 3/6/2018 | CXP | 198287203 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as our independent registered accounting firm for 2018. | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 1 | Elect Donna M. Alvarado | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Donna M. Alvarado | Election of Director: Donna M. Alvarado | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 2 | Elect Robert J. Dennis | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Robert J. Dennis | Election of Director: Robert J. Dennis | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 3 | Elect Mark A. Emkes | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark A. Emkes | Election of Director: Mark A. Emkes | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 4 | Elect Damon T. Hininger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Damon T. Hininger | Election of Director: Damon T. Hininger | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 5 | Elect Stacia A. Hylton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stacia A. Hylton | Election of Director: Stacia A. Hylton | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 6 | Elect Harley G. Lappin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Harley G. Lappin | Election of Director: Harley G. Lappin | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 7 | Elect Anne L. Mariucci | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Anne L. Mariucci | Election of Director: Anne L. Mariucci | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 8 | Elect Thurgood Marshall, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thurgood Marshall, Jr. | Election of Director: Thurgood Marshall, Jr. | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 9 | Elect Charles L. Overby | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles L. Overby | Election of Director: Charles L. Overby | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 10 | Elect John R. Prann, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John R. Prann, Jr. | Election of Director: John R. Prann, Jr. | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment by our Audit Committee of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| CoreCivic, Inc. | United States | 5/10/2018 | Annual | 3/12/2018 | CXW | 21871N101 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of our Named Executive Officers. | |||||||||||||||||
| CorEnergy Infrastructure Trust Inc | United States | 5/17/2018 | Annual | 3/16/2018 | CORR | 21870U502 | CUSIP | 1 | Election of Directors | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Election of Directors | Election of Director: David J. Schulte | |||||||||||||||||
| CorEnergy Infrastructure Trust Inc | United States | 5/17/2018 | Annual | 3/16/2018 | CORR | 21870U502 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Ernst & Young LLP as the independent registered public accountants for the Company s fiscal year ending December 31, 2018. | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 1 | Elect Thomas F. Brady | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas F. Brady | Election of Trustee: Thomas F. Brady | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 2 | Elect Stephen E. Budorick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen E. Budorick | Election of Trustee: Stephen E. Budorick | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 3 | Elect Robert L. Denton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert L. Denton | Election of Trustee: Robert L. Denton, Sr. | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 4 | Elect Philip L. Hawkins | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Philip L. Hawkins | Election of Trustee: Philip L. Hawkins | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 5 | Elect David M. Jacobstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David M. Jacobstein | Election of Trustee: David M. Jacobstein | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 6 | Elect Steven D. Kesler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven D. Kesler | Election of Trustee: Steven D. Kesler | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 7 | Elect C. Taylor Pickett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Taylor Pickett | Election of Trustee: C. Taylor Pickett | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 8 | Elect Lisa G. Trimberger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lisa G. Trimberger | Election of Trustee: Lisa G. Trimberger | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the Appointment of Independent Registered Public Accounting Firm. | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 10 | Adopt Simple Majority Vote to Approve Mergers or Business Combinations | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Adopt Simple Majority Vote to Approve Mergers or Business Combinations | Approve Amendment to Amended and Restated Declaration of Trust Granting Shareholders the Right to Approve a Merger or Business Combination by Simple Majority Vote. | |||||||||||||||||
| Corporate Office Properties Trust | United States | 5/10/2018 | Annual | 3/12/2018 | OFC | 22002T108 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an Advisory Basis, of Named Executive Officer Compensation. | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.1 | Elect Piero Bussani | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Piero Bussani | Piero Bussani | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.2 | Elect Dorothy Dowling | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dorothy Dowling | Dorothy Dowling | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.3 | Elect John W. Fain | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John W. Fain | John W. Fain | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.4 | Elect Marianne M. Keler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marianne M. Keler | Marianne M. Keler | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.5 | Elect Christopher P. Marr | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher P. Marr | Christopher P. Marr | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.6 | Elect Deborah Ratner Salzberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah Ratner Salzberg | Deborah Ratner Salzberg | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.7 | Elect John F. Remondi | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John F. Remondi | John F. Remondi | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 1.8 | Elect Jeffrey F. Rogatz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey F. Rogatz | Jeffrey F. Rogatz | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of KPMG LLP as our independent registered Public accounting firm for the year ending December 31. 2018. | |||||||||||||||||
| CubeSmart | United States | 5/30/2018 | Annual | 3/15/2018 | CUBE | 229663109 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To cast an advisory vote to approve our executive compensation. | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 1.1 | Elect Kevin E. Grant | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kevin E. Grant | Kevin E. Grant | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 1.2 | Elect Tanya S. Beder | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Tanya S. Beder | Tanya S. Beder | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 1.3 | Elect Karen Hammond | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Karen Hammond | Karen Hammond | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 1.4 | Elect Raymond A. Redlingshafer, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Raymond A. Redlingshafer, Jr. | R.A. Redlingshafer Jr | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 1.5 | Elect Dale Anne Reiss | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Dale Anne Reiss | Dale A. Reiss | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 1.6 | Elect James A. Stern | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James A. Stern | James A. Stern | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of the Company s named executive officers ( Proposal 2 ). | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Advisory vote on the frequency of the advisory vote on the compensation of the Company s named executive officers ( Proposal 3 ). | |||||||||||||||||
| CYS Investments, Inc. | United States | 5/11/2018 | Annual | 3/15/2018 | CYS | 12673A108 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To consider and act upon a proposal to ratify, confirm and approve the selection of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018 ( Proposal 4 ). | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 1 | Elect Terrance R. Ahern | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Terrance R. Ahern | Election of Director: Terrance R. Ahern | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 2 | Elect Jane E. DeFlorio | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jane E. DeFlorio | Election of Director: Jane E. DeFlorio | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 3 | Elect Thomas Finne | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas Finne | Election of Director: Thomas Finne | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 4 | Elect David R. Lukes | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David R. Lukes | Election of Director: David R. Lukes | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 5 | Elect Victor B. MacFarlane | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Victor B. MacFarlane | Election of Director: Victor B. MacFarlane | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 6 | Elect Alexander Otto | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alexander Otto | Election of Director: Alexander Otto | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 7 | Elect Scott D. Roulston | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Scott D. Roulston | Election of Director: Scott D. Roulston | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 8 | Elect Barry A. Sholem | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barry A. Sholem | Election of Director: Barry A. Sholem | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 9 | Elimination of Cumulative Voting | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elimination of Cumulative Voting | Adoption of an Amendment to the Company s Articles of Incorporation to Eliminate the Ability of Shareholders to Exercise Cumulative Voting in the Election of Directors. | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 10 | Article Amendments - Proxy Access | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Article Amendments - Proxy Access | Adoption of an Amendment to the Company s Code of Regulations to Implement Proxy Access in Connection with Annual Meetings of Shareholders. | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 11 | Reverse Stock Split | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Reverse Stock Split | Authorization of the Company s Board of Directors to Effect, in its Discretion, a Reverse Stock Split of the Company s Common Stock and the Adoption of a Corresponding Amendment to the Company s Articles of Incorporation. | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an Advisory Basis, of the Compensation of the Company s Named Executive Officers. | |||||||||||||||||
| DDR Corp. | United States | 5/8/2018 | Annual | 3/14/2018 | DDR | 23317H102 | CUSIP | 13 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of PricewaterhouseCoopers LLP as the Company s Independent Registered Public Accounting Firm. | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 1 | Elect R.H. Dillon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect R.H. Dillon | Election of Director: R.H. Dillon | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 2 | Elect Randolph J. Fortener | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Randolph J. Fortener | Election of Director: Randolph J. Fortener | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 3 | Elect James F. Laird | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect James F. Laird | Election of Director: James F. Laird | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 4 | Elect Paul A. Reeder III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul A. Reeder III | Election of Director: Paul A. Reeder, III | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 5 | Elect Bradley C. Shoup | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Bradley C. Shoup | Election of Director: Bradley C. Shoup | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 6 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Diamond Hill Investment Group, Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | DHIL | 25264R207 | CUSIP | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of the compensation of the Company s named executive officers. | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 1 | Elect William W. McCarten | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William W. McCarten | Election of Director: William W. McCarten | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 2 | Elect Daniel J. Altobello | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel J. Altobello | Election of Director: Daniel J. Altobello | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 3 | Elect Timothy R. Chi | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Timothy R. Chi | Election of Director: Timothy R. Chi | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 4 | Elect Maureen L. McAvey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Maureen L. McAvey | Election of Director: Maureen L. McAvey | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 5 | Elect Gilbert T. Ray | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Gilbert T. Ray | Election of Director: Gilbert T. Ray | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 6 | Elect William J. Shaw | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Shaw | Election of Director: William J. Shaw | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 7 | Elect Bruce D. Wardinski | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bruce D. Wardinski | Election of Director: Bruce D. Wardinski | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 8 | Elect Mark W. Brugger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark W. Brugger | Election of Director: Mark W. Brugger | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding, advisory basis, the compensation of the named executive officers, as disclosed in the proxy statement. | |||||||||||||||||
| DiamondRock Hospitality Company | United States | 5/2/2018 | Annual | 3/5/2018 | DRH | 252784301 | CUSIP | 10 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of KPMG LLP as the independent auditors for DiamondRock Hospitality Company for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Eagle Point Credit Company Inc. | United States | 5/9/2018 | Annual | 3/29/2018 | ECC | 269808101 | CUSIP | 1.1 | Elect Scott W. Appleby | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Scott W. Appleby | Scott W. Appleby | |||||||||||||||||
| Eagle Point Credit Company Inc. | United States | 5/9/2018 | Annual | 3/29/2018 | ECC | 269808101 | CUSIP | 1.2 | Elect Jeffrey L. Weiss | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey L. Weiss | Jeffrey L. Weiss | |||||||||||||||||
| Eaton Vance Floating-Rate Income Trust | United States | 4/9/2018 | Annual | 1/9/2018 | EFT | 278279104 | CUSIP | 1.1 | Elect William H. Park | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William H. Park | William H. Park | |||||||||||||||||
| Eaton Vance Floating-Rate Income Trust | United States | 4/9/2018 | Annual | 1/9/2018 | EFT | 278279104 | CUSIP | 1.2 | Elect Susan J. Sutherland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Susan J. Sutherland | Susan J. Sutherland | |||||||||||||||||
| Eaton Vance Floating-Rate Income Trust | United States | 4/9/2018 | Annual | 1/9/2018 | EFT | 278279104 | CUSIP | 1.3 | Elect Harriett Tee Taggart | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Harriett Tee Taggart | Harriett Tee Taggart | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.1 | Elect John V. Arabia | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John V. Arabia | John V. Arabia | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.2 | Elect Randall L. Churchey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Randall L. Churchey | Randall L. Churchey | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.3 | Elect Kimberly K. Schaefer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kimberly K. Schaefer | Kimberly K. Schaefer | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.4 | Elect Howard A. Silver | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Howard A. Silver | Howard A. Silver | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.5 | Elect John T. Thomas | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John T. Thomas | John T. Thomas | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.6 | Elect Thomas Trubiana | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas Trubiana | Thomas Trubiana | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 1.7 | Elect Wendell W. Weakley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wendell W. Weakley | Wendell W. Weakley | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018 (Proposal 2) | |||||||||||||||||
| Education Realty Trust Inc | United States | 5/9/2018 | Annual | 3/9/2018 | EDR | 28140H203 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, in an advisory (non-binding) vote, the compensation of our named executive officers (Proposal 3). | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 1.1 | Elect Thomas F. Robards | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas F. Robards | Thomas F. Robards | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 1.2 | Elect Michael W. Vranos | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Michael W. Vranos | Michael W. Vranos | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 1.3 | Elect Laurence Penn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Laurence Penn | Laurence Penn | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 1.4 | Elect Ronald I. Simon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald I. Simon | Ronald I. Simon, Ph.D. | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 1.5 | Elect Edward Resendez | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward Resendez | Edward Resendez | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The approval, on an advisory basis, of the compensation of the named executive officers. | |||||||||||||||||
| Ellington Financial LLC | United States | 5/16/2018 | Annual | 3/22/2018 | EFC | 288522303 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| EPR Properties | United States | 6/1/2018 | Annual | 3/9/2018 | EPR | 26884U109 | CUSIP | 1.1 | Elect Thomas M. Bloch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas M. Bloch | Thomas M. Bloch | |||||||||||||||||
| EPR Properties | United States | 6/1/2018 | Annual | 3/9/2018 | EPR | 26884U109 | CUSIP | 1.2 | Elect Jack A. Newman, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack A. Newman, Jr. | Jack A. Newman, Jr. | |||||||||||||||||
| EPR Properties | United States | 6/1/2018 | Annual | 3/9/2018 | EPR | 26884U109 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding advisory basis, the compensation of the Company s named executive officers as disclosed in these proxy materials. | |||||||||||||||||
| EPR Properties | United States | 6/1/2018 | Annual | 3/9/2018 | EPR | 26884U109 | CUSIP | 3 | Repeal of Classified Board | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Repeal of Classified Board | To approve an amendment to the Company s Declaration of Trust to declassify the Board of Trustees. | |||||||||||||||||
| EPR Properties | United States | 6/1/2018 | Annual | 3/9/2018 | EPR | 26884U109 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of KPMG LLP as the Company s independent registered public accounting firm for 2018. | |||||||||||||||||
| Farmland Partners Inc | United States | 5/2/2018 | Annual | 3/9/2018 | FPI | 31154R109 | CUSIP | 1.1 | Elect Jay Bartels | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jay Bartels | Jay B. Bartels | |||||||||||||||||
| Farmland Partners Inc | United States | 5/2/2018 | Annual | 3/9/2018 | FPI | 31154R109 | CUSIP | 1.2 | Elect Chris A. Downey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Chris A. Downey | Chris A. Downey | |||||||||||||||||
| Farmland Partners Inc | United States | 5/2/2018 | Annual | 3/9/2018 | FPI | 31154R109 | CUSIP | 1.3 | Elect Joseph W. Glauber | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph W. Glauber | Joseph W. Glauber | |||||||||||||||||
| Farmland Partners Inc | United States | 5/2/2018 | Annual | 3/9/2018 | FPI | 31154R109 | CUSIP | 1.4 | Elect John A. Good | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John A. Good | John A. Good | |||||||||||||||||
| Farmland Partners Inc | United States | 5/2/2018 | Annual | 3/9/2018 | FPI | 31154R109 | CUSIP | 1.5 | Elect Paul A. Pittman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul A. Pittman | Paul A. Pittman | |||||||||||||||||
| Farmland Partners Inc | United States | 5/2/2018 | Annual | 3/9/2018 | FPI | 31154R109 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of EKS&H LLLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | |||||||||||||||||
| Fiduciary-Claymore MLP Opportunity Fund | United States | 4/26/2018 | Annual | 3/21/2018 | FMO | 40168G108 | CUSIP | 1 | Elect Jerry B. Farley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jerry B. Farley | Election of Class II Trustee to serve until 2021 annual meeting: Jerry B. Farley | |||||||||||||||||
| Fiduciary-Claymore MLP Opportunity Fund | United States | 4/26/2018 | Annual | 3/21/2018 | FMO | 40168G108 | CUSIP | 2 | Elect Roman Friedrich III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Roman Friedrich III | Election of Class II Trustee to serve until 2021 annual meeting: Roman Friedrich III | |||||||||||||||||
| Fiduciary-Claymore MLP Opportunity Fund | United States | 4/26/2018 | Annual | 3/21/2018 | FMO | 40168G108 | CUSIP | 3 | Elect Ronald A. Nyberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald A. Nyberg | Election of Class II Trustee to serve until 2021 annual meeting: Ronald A. Nyberg | |||||||||||||||||
| Fidus Investment Corporation | United States | 6/7/2018 | Annual | 3/16/2018 | FDUS | 316500107 | CUSIP | 1.1 | Elect Charles D. Hyman | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Charles D. Hyman | Charles D. Hyman | |||||||||||||||||
| Fidus Investment Corporation | United States | 6/7/2018 | Annual | 3/16/2018 | FDUS | 316500107 | CUSIP | 2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Issue Common Stock Below NAV | To approve a proposal to authorize the Company, subject to the approval of the Company s Board of Directors, to sell or otherwise issue shares of its common stock during the next year at a price below the Company s then current net asset value per share, subject to certain conditions as set forth in the proxy statement. | |||||||||||||||||
| First Trust High Income Long Short Fund | United States | 4/23/2018 | Annual | 2/9/2018 | FSD | 33738E109 | CUSIP | 1.1 | Elect Richard E. Erickson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard E. Erickson | Richard E. Erickson | |||||||||||||||||
| First Trust High Income Long Short Fund | United States | 4/23/2018 | Annual | 2/9/2018 | FSD | 33738E109 | CUSIP | 1.2 | Elect Thomas R. Kadlec | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas R. Kadlec | Thomas R. Kadlec | |||||||||||||||||
| First Trust High Income Long Short Fund | United States | 6/11/2018 | Special | 3/15/2018 | FSD | 33738E109 | CUSIP | 1 | Restructuring/Reorganization | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Restructuring/Reorganization | To approve an Agreement and Plan of Merger by and among First Trust Strategic High Income Fund II, First Trust High Income Long/Short Fund, and Liberty Street Merger Sub II, LLC, a Massachusetts limited liability company and a wholly-owned subsidiary of First Trust High Income Long/Short Fund (the Merger Sub ). | |||||||||||||||||
| First Trust Intermediate Duration Preferred & Income Fund | United States | 4/23/2018 | Annual | 2/9/2018 | FPF | 33718W103 | CUSIP | 1.1 | Elect Richard E. Erickson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard E. Erickson | Richard E. Erickson | |||||||||||||||||
| First Trust Intermediate Duration Preferred & Income Fund | United States | 4/23/2018 | Annual | 2/9/2018 | FPF | 33718W103 | CUSIP | 1.2 | Elect Thomas R. Kadlec | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas R. Kadlec | Thomas R. Kadlec | |||||||||||||||||
| Flaherty & Crumrine Dynamic Preferred and Income Fund Inc | United States | 4/18/2018 | Annual | 1/22/2018 | DFP | 33848W106 | CUSIP | 1.1 | Elect David Gale | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David Gale | David Gale | |||||||||||||||||
| Flaherty & Crumrine Preferred Securities Income Fund Inc | United States | 4/18/2018 | Annual | 1/22/2018 | FFC | 338478100 | CUSIP | 1.1 | Elect Morgan Gust | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Morgan Gust | Morgan Gust | |||||||||||||||||
| Flaherty & Crumrine Total Return Fund Inc | United States | 4/18/2018 | Annual | 1/22/2018 | FLC | 338479108 | CUSIP | 1.1 | Elect Morgan Gust | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Morgan Gust | Morgan Gust | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 1 | Elect William H. Lenehan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William H. Lenehan | Election of Director: William H. Lenehan | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 2 | Elect Douglas B. Hansen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas B. Hansen | Election of Director: Douglas B. Hansen | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 3 | Elect John S. Moody | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John S. Moody | Election of Director: John S. Moody | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 4 | Elect Marran H. Ogilvie | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marran H. Ogilvie | Election of Director: Marran H. Ogilvie | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 5 | Elect Paul E. Szurek | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul E. Szurek | Election of Director: Paul E. Szurek | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 6 | Elect Charles Jemley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles Jemley | Election of Director: Charles L. Jemley | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 7 | Elect Eric S. Hirschhorn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric S. Hirschhorn | Election of Director: Eric S. Hirschhorn | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Four Corners Property Trust, Inc. | United States | 6/15/2018 | Annual | 4/18/2018 | FCPT | 35086T109 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding advisory basis, the compensation of our named executive officers. | |||||||||||||||||
| Franklin Street Properties Corp. | United States | 5/10/2018 | Annual | 3/2/2018 | FSP | 35471R106 | CUSIP | 1 | Elect John N. Burke | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John N. Burke | Election of Class II Director: John N. Burke | |||||||||||||||||
| Franklin Street Properties Corp. | United States | 5/10/2018 | Annual | 3/2/2018 | FSP | 35471R106 | CUSIP | 2 | Elect Kenneth A. Hoxsie | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kenneth A. Hoxsie | Election of Class II Director: Kenneth A. Hoxsie | |||||||||||||||||
| Franklin Street Properties Corp. | United States | 5/10/2018 | Annual | 3/2/2018 | FSP | 35471R106 | CUSIP | 3 | Elect Kathryn P. O'Neill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kathryn P. O'Neill | Election of Class II Director: Kathryn P. O Neil | |||||||||||||||||
| Franklin Street Properties Corp. | United States | 5/10/2018 | Annual | 3/2/2018 | FSP | 35471R106 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the Audit Committee s appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Franklin Street Properties Corp. | United States | 5/10/2018 | Annual | 3/2/2018 | FSP | 35471R106 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, by non-binding vote, our executive compensation. | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 1.1 | Elect David B. Reiner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David B. Reiner | David B. Reiner | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 1.2 | Elect Rochelle R. Dobbs | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Rochelle R. Dobbs | Rochelle R. Dobbs | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 1.3 | Elect George G. Ellison | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George G. Ellison | George G. Ellison | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 1.4 | Elect Michael A. Eruzione | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael A. Eruzione | Michael A. Eruzione | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 1.5 | Elect Wade J. Henderson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wade J. Henderson | Wade J. Henderson | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 1.6 | Elect George W. McDowell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George W. McDowell | George W. McDowell | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | An advisory Say-on-Pay vote on executive compensation. | |||||||||||||||||
| Front Yard Residential Corp | United States | 5/22/2018 | Annual | 4/18/2018 | RESI | 35904G107 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| FS Investment Corporation | United States | 3/26/2018 | Special | 1/18/2018 | FSIC | 302635107 | CUSIP | 1 | Approval of Investment Co-Advisory Agreement | Mgmt | For | �� | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of Investment Co-Advisory Agreement | To approve a new investment advisory agreement, by and between the Company and FB Income Advisor, LLC ( FB Income Advisor ) (the FB Income Advisor Investment Co-Advisory Agreement ), and a new investment advisory agreement, by and between the Company and KKR Credit Advisors (US) LLC ( KKR Credit ) (the KKR Investment Co-Advisory Agreement and, together with the FB Income Advisor Investment Co-Advisory Agreement, the Investment Co-Advisory Agreements ). | ||||||||||||||||
| FS Investment Corporation | United States | 3/26/2018 | Special | 1/18/2018 | FSIC | 302635107 | CUSIP | 2 | Approval of Joint Advisor Investment Advisory Agreement | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of Joint Advisor Investment Advisory Agreement | To approve a new investment advisory agreement, by and between the Company and FS/KKR Advisor, LLC, a newly-formed investment adviser jointly operated by an affiliate of Franklin Square Holdings, L.P. and KKR Credit (the Joint Advisor ) (the Joint Advisor Investment Advisory Agreement ), pursuant to which the Joint Advisor will act as investment adviser to the Company. | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 1.1 | Elect David A. Handler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David A. Handler | David A. Handler | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 1.2 | Elect Joseph W. Marshall, III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph W. Marshall, III | Joseph W. Marshall, III | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 1.3 | Elect James B. Perry | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James B. Perry | James B. Perry | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 1.4 | Elect Barry F. Schwartz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barry F. Schwartz | Barry F. Schwartz | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 1.5 | Elect Earl Shanks | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Earl Shanks | Earl C. Shanks | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 1.6 | Elect E. Scott Urdang | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect E. Scott Urdang | E. Scott Urdang | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the current fiscal year. | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding advisory basis, the Company s executive compensation. | |||||||||||||||||
| Gaming And Leisure Properties, Inc. | United States | 6/14/2018 | Annual | 4/12/2018 | GLPI | 36467J108 | CUSIP | 4 | Adoption of Majority Vote for Election of Directors | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Adoption of Majority Vote for Election of Directors | To approve an amendment and restatement of the Company s Articles of Incorporation to adopt a majority voting standard in uncontested director elections. | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 1.1 | Elect Clarence E. Anthony | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Clarence E. Anthony | Clarence E. Anthony | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 1.2 | Elect Anne N. Foreman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Anne N. Foreman | Anne N. Foreman | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 1.3 | Elect Richard H. Glanton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard H. Glanton | Richard H. Glanton | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 1.4 | Elect Christopher C. Wheeler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher C. Wheeler | Christopher C. Wheeler | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 1.5 | Elect Julie Myers Wood | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Julie Myers Wood | Julie Myers Wood | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 1.6 | Elect George C. Zoley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George C. Zoley | George C. Zoley | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Grant Thornton LLP as the Company s independent registered public accountants for the 2018 fiscal year. | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To hold an advisory vote to approve named executive officer compensation. | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 4 | Approval of the 2018 Stock Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of the 2018 Stock Incentive Plan | To approve The GEO Group, Inc. 2018 Stock Incentive Plan. | |||||||||||||||||
| Geo Group, Inc. | United States | 4/24/2018 | Annual | 2/27/2018 | GEO | 36162J106 | CUSIP | 5 | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | ShrHldr | Against | Against | For | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Proxy Access Bylaw Amendment | To vote on a shareholder proposal regarding shareholder proxy access, if properly presented before the meeting. | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 1 | Elect Leo Liebowitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leo Liebowitz | Election of Director: Leo Liebowitz | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 2 | Elect Milton Cooper | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Milton Cooper | Election of Director: Milton Cooper | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 3 | Elect Philip E. Coviello | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Philip E. Coviello | Election of Director: Philip E. Coviello | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 4 | Elect Christopher J. Constant | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher J. Constant | Election of Director: Christopher J. Constant | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 5 | Elect Richard E. Montag | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard E. Montag | Election of Director: Richard E. Montag | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 6 | Elect Howard B. Safenowitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Howard B. Safenowitz | Election of Director: Howard B. Safenowitz | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | ADVISORY (NON-BINDING) VOTE ON EXECUTIVE COMPENSATION (SAY-ON-PAY). | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 8 | Increase of Authorized Common and Preferred Stock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Increase of Authorized Common and Preferred Stock | APPROVAL OF AMENDMENT TO CHARTER TO INCREASE THE NUMBER OF SHARES AUTHORIZED FOR ISSUANCE. | |||||||||||||||||
| Getty Realty Corp. | United States | 5/8/2018 | Annual | 3/13/2018 | GTY | 374297109 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 1 | Elect Richard B. Clark | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard B. Clark | Election of Director: Richard B. Clark | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 2 | Elect Mary Lou Fiala | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary Lou Fiala | Election of Director: Mary Lou Fiala | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 3 | Elect J. Bruce Flatt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect J. Bruce Flatt | Election of Director: J. Bruce Flatt | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 4 | Elect Janice R. Fukakusa | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Janice R. Fukakusa | Election of Director: Janice R. Fukakusa | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 5 | Elect John K. Haley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John K. Haley | Election of Director: John K. Haley | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 6 | Elect Daniel B. Hurwitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel B. Hurwitz | Election of Director: Daniel B. Hurwitz | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 7 | Elect Brian W. Kingston | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Brian W. Kingston | Election of Director: Brian W. Kingston | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 8 | Elect Christina M. Lofgren | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christina M. Lofgren | Election of Director: Christina M. Lofgren | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 9 | Elect Sandeep Mathrani | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sandeep Mathrani | Election of Director: Sandeep Mathrani | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of the compensation paid to the named executive officers. | |||||||||||||||||
| GGP Inc. | United States | 6/19/2018 | Annual | 4/23/2018 | GGP | 36174X101 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the selection of independent registered public accounting firm. | |||||||||||||||||
| Gladstone Commercial Corporation | United States | 5/3/2018 | Annual | 3/5/2018 | GOOD | 376536108 | CUSIP | 1.1 | Elect Terry Lee Brubaker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Terry Lee Brubaker | Terry L. Brubaker | |||||||||||||||||
| Gladstone Commercial Corporation | United States | 5/3/2018 | Annual | 3/5/2018 | GOOD | 376536108 | CUSIP | 1.2 | Elect Caren D. Merrick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Caren D. Merrick | Caren D. Merrick | |||||||||||||||||
| Gladstone Commercial Corporation | United States | 5/3/2018 | Annual | 3/5/2018 | GOOD | 376536108 | CUSIP | 1.3 | Elect Walter H. Wilkinson, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Walter H. Wilkinson, Jr. | Walter H Wilkinson, Jr. | |||||||||||||||||
| Gladstone Commercial Corporation | United States | 5/3/2018 | Annual | 3/5/2018 | GOOD | 376536108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify our Audit Committee s selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | |||||||||||||||||
| Global Net Lease, Inc. | United States | 5/15/2018 | Annual | 4/16/2018 | GNL | 379378201 | CUSIP | 1 | Elect Edward G. Rendell | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Edward G. Rendell | Election of Class I Director: Edward G. Rendell | |||||||||||||||||
| Global Net Lease, Inc. | United States | 5/15/2018 | Annual | 4/16/2018 | GNL | 379378201 | CUSIP | 2 | Elect Abby M. Wenzel | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Abby M. Wenzel | Election of Class I Director: Abby M. Wenzel | |||||||||||||||||
| Global Net Lease, Inc. | United States | 5/15/2018 | Annual | 4/16/2018 | GNL | 379378201 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PricewaterhouseCoopers LLP as the Company s independent registered accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Goldman Sachs BDC, Inc. | United States | 6/15/2018 | Annual | 5/10/2018 | GSBD | 38147U107 | CUSIP | 1 | Elect Susan B. McGee | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Susan B. McGee | Election of Class I Director: Susan B. McGee | |||||||||||||||||
| Goldman Sachs BDC, Inc. | United States | 6/15/2018 | Annual | 5/10/2018 | GSBD | 38147U107 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of PricewaterhouseCoopers LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Goldman Sachs BDC, Inc. | United States | 6/15/2018 | Annual | 5/10/2018 | GSBD | 38147U107 | CUSIP | 3 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Reduce Minimum Asset Coverage Ratio | To approve the application of the reduced asset coverage requirements in Section 61(a) (2) of the Investment Company Act of 1940, as amended, to the Company, which would permit the Company to double the maximum amount of leverage that it is permitted to incur by reducing the asset coverage requirement applicable to the Company from 200% to 150%. | |||||||||||||||||
| Government Properties Income Trust | United States | 5/24/2018 | Annual | 2/1/2018 | GOV | 38376A103 | CUSIP | 1 | Elect Barbara D. Gilmore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barbara D. Gilmore | Election of Trustee: Barbara D. Gilmore (for Independent Trustee in Class III) | |||||||||||||||||
| Government Properties Income Trust | United States | 5/24/2018 | Annual | 2/1/2018 | GOV | 38376A103 | CUSIP | 2 | Elect Elena Poptodorova | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Elena Poptodorova | Election of Trustee: Elena B. Poptodorova (for Independent Trustee in Class III) | |||||||||||||||||
| Government Properties Income Trust | United States | 5/24/2018 | Annual | 2/1/2018 | GOV | 38376A103 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve executive compensation. | |||||||||||||||||
| Government Properties Income Trust | United States | 5/24/2018 | Annual | 2/1/2018 | GOV | 38376A103 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2018 fiscal year. | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.1 | Elect Charles E. Black | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles E. Black | Charles E. Black | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.2 | Elect Gordon F. DuGan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gordon F. DuGan | Gordon F. DuGan | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.3 | Elect Allan J. Baum | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Allan J. Baum | Allan J. Baum | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.4 | Elect Z. Jamie Behar | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Z. Jamie Behar | Z. Jamie Behar | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.5 | Elect Thomas D. Eckert | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas D. Eckert | Thomas D. Eckert | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.6 | Elect James L. Francis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James L. Francis | James L. Francis | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.7 | Elect Gregory F. Hughes | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gregory F. Hughes | Gregory F. Hughes | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.8 | Elect Jeffrey E. Kelter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey E. Kelter | Jeffrey E. Kelter | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 1.9 | Elect Louis P. Salvatore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Louis P. Salvatore | Louis P. Salvatore | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Gramercy Property Trust | United States | 6/12/2018 | Annual | 4/16/2018 | GPT | 385002308 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, the compensation of our named executive officers. | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GBAB | 401664107 | CUSIP | 1 | Elect Jerry B. Farley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jerry B. Farley | Election of Class II Trustee to serve until 2021 annual meeting: Jerry B. Farley | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GBAB | 401664107 | CUSIP | 2 | Elect Roman Friedrich III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Roman Friedrich III | Election of Class II Trustee to serve until 2021 annual meeting: Roman Friedrich III | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GBAB | 401664107 | CUSIP | 3 | Elect Ronald A. Nyberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald A. Nyberg | Election of Class II Trustee to serve until 2021 annual meeting: Ronald A. Nyberg | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GOF | 40167F101 | CUSIP | 1 | Elect Randall C. Barnes | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Randall C. Barnes | Election of Class I Trustee to serve until 2020 annual meeting: Randall C. Barnes | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GOF | 40167F101 | CUSIP | 2 | Elect Donald A. Chubb, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Donald A. Chubb, Jr. | Election of Class I Trustee to serve until 2020 annual meeting: Donald A. Chubb, Jr. | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GOF | 40167F101 | CUSIP | 3 | Elect Roman Friedrich III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Roman Friedrich III | Election of Class I Trustee to serve until 2020 annual meeting: Roman Friedrich III | |||||||||||||||||
| Guggenheim Equal Weight Enhanced Equity Income Fund | United States | 4/26/2018 | Annual | 3/21/2018 | GOF | 40167F101 | CUSIP | 4 | Elect Amy J Lee | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Amy J Lee | Election of Class I Trustee to serve until 2020 annual meeting: Amy J. Lee | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.1 | Elect Jeffrey W. Eckel | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey W. Eckel | Jeffrey W. Eckel | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.2 | Elect Rebecca B. Blalock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Rebecca B. Blalock | Rebecca B. Blalock | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.3 | Elect Teresa M. Brenner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Teresa M. Brenner | Teresa M. Brenner | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.4 | Elect Mark J. Cirilli | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark J. Cirilli | Mark J. Cirilli | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.5 | Elect Charles M. O'Neil | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles M. O'Neil | Charles M. O'Neil | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.6 | Elect Richard J. Osborne | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard J. Osborne | Richard J. Osborne | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 1.7 | Elect Steve G. Osgood | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steve G. Osgood | Steven G. Osgood | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the appointment of Ernst & Young LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Hannon Armstrong Sustainable Infrastructure Capital, Inc. | United States | 5/31/2018 | Annual | 4/5/2018 | HASI | 41068X100 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The advisory approval of the compensation of the Named Executive Officers as described in the Compensation Discussion and Analysis, the compensation tables and other narrative disclosure in this Proxy Statement. | |||||||||||||||||
| Hercules Capital, Inc. | United States | 6/28/2018 | Annual | 5/21/2018 | HTGC | 427096508 | CUSIP | 1.1 | Elect Thomas J. Fallon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas J. Fallon | Thomas J. Fallon | |||||||||||||||||
| Hercules Capital, Inc. | United States | 6/28/2018 | Annual | 5/21/2018 | HTGC | 427096508 | CUSIP | 1.2 | Elect Bradford C. Koenig | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bradford C. Koenig | Brad Koenig | |||||||||||||||||
| Hercules Capital, Inc. | United States | 6/28/2018 | Annual | 5/21/2018 | HTGC | 427096508 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approve, on an advisory basis, the compensation of the Company s named executive officers. | |||||||||||||||||
| Hercules Capital, Inc. | United States | 6/28/2018 | Annual | 5/21/2018 | HTGC | 427096508 | CUSIP | 3 | Amendment to the 2004 Equity Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the 2004 Equity Incentive Plan | Approve the amendment and restatement of the Hercules Capital, Inc. Amended and Restated 2004 equity Incentive Plan. | |||||||||||||||||
| Hercules Capital, Inc. | United States | 6/28/2018 | Annual | 5/21/2018 | HTGC | 427096508 | CUSIP | 4 | Approval of the 2018 Director Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of the 2018 Director Plan | Approve the Hercules Capital, Inc. 2018 Non-Employee Director Plan. | |||||||||||||||||
| Hercules Capital, Inc. | United States | 6/28/2018 | Annual | 5/21/2018 | HTGC | 427096508 | CUSIP | 5 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratify the selection of PricewaterhouseCoopers LLP to serve as our independent public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.1 | Elect Charles A. Anderson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles A. Anderson | Charles A. Anderson | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.2 | Elect Gene H. Anderson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gene H. Anderson | Gene H. Anderson | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.3 | Elect Carlos E. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carlos E. Evans | Carlos E. Evans | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.4 | Elect Edward J. Fritsch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward J. Fritsch | Edward J. Fritsch | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.5 | Elect David J. Hartzell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David J. Hartzell | David J. Hartzell | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.6 | Elect Sherry A. Kellett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sherry A. Kellett | Sherry A. Kellett | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.7 | Elect Anne H. Lloyd | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Anne H. Lloyd | Anne H. Lloyd | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 1.8 | Elect O. Temple Sloan, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect O. Temple Sloan, Jr. | O. Temple Sloan, Jr. | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | RATIFICATION OF APPOINTMENT OF DELOITTE & TOUCHE LLP AS INDEPENDENT AUDITOR FOR 2018 | |||||||||||||||||
| Highwoods Properties, Inc. | United States | 5/9/2018 | Annual | 3/9/2018 | HIW | 431284108 | CUSIP | 3 | ADVISORY VOTE ON EXECUTIVE COMPENSATION | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | ADVISORY VOTE ON EXECUTIVE COMPENSATION | ADVISORY VOTE ON EXECUTIVE COMPENSATION | |||||||||||||||||
| Hospitality Properties Trust | United States | 6/14/2018 | Annual | 2/1/2018 | HPT | 44106M102 | CUSIP | 1 | Elect William A. Lamkin | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect William A. Lamkin | Election of Trustee: William A. Lamkin (Nominee for Independent Trustee in Class II) | |||||||||||||||||
| Hospitality Properties Trust | United States | 6/14/2018 | Annual | 2/1/2018 | HPT | 44106M102 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve executive compensation. | |||||||||||||||||
| Hospitality Properties Trust | United States | 6/14/2018 | Annual | 2/1/2018 | HPT | 44106M102 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2018 fiscal year. | |||||||||||||||||
| Hospitality Properties Trust | United States | 6/14/2018 | Annual | 2/1/2018 | HPT | 44106M102 | CUSIP | 4 | Shareholder Proposal Regarding Proxy Access | ShrHldr | Against | For | Against | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Proxy Access | Non-binding shareholder proposal requesting that the company s Board of Trustees adopt a proxy access bylaw, if properly presented at the meeting. | |||||||||||||||||
| Hospitality Properties Trust | United States | 6/14/2018 | Annual | 2/1/2018 | HPT | 44106M102 | CUSIP | 5 | Shareholder Proposal Regarding Majority Vote for Election of Directors | ShrHldr | Against | For | Against | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Majority Vote for Election of Directors | Non-binding shareholder proposal requesting that the company s Board of Trustees adopt a consequential majority vote standard for uncontested director elections, if properly presented at the meeting. | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 1 | Elect Mary L. Baglivo | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary L. Baglivo | Election of Director: Mary L. Baglivo | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 2 | Elect Sheila C. Bair | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sheila C. Bair | Election of Director: Sheila C. Bair | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 3 | Elect Ann McLaughlin Korologos | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ann McLaughlin Korologos | Election of Director: Ann M. Korologos | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 4 | Elect Richard E. Marriott | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard E. Marriott | Election of Director: Richard E. Marriott | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 5 | Elect Sandeep Lakhmi Mathrani | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sandeep Lakhmi Mathrani | Election of Director: Sandeep L. Mathrani | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 6 | Elect John B. Morse, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John B. Morse, Jr. | Election of Director: John B. Morse, Jr. | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 7 | Elect Mary Hogan Preusse | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary Hogan Preusse | Election of Director: Mary Hogan Preusse | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 8 | Elect Walter C. Rakowich | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Walter C. Rakowich | Election of Director: Walter C. Rakowich | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 9 | Elect James F. Risoleo | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James F. Risoleo | Election of Director: James F. Risoleo | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 10 | Elect Gordon H. Smith | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gordon H. Smith | Election of Director: Gordon H. Smith | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 11 | Elect A. William Stein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect A. William Stein | Election of Director: A. William Stein | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory resolution to approve executive compensation. | |||||||||||||||||
| Host Hotels & Resorts, Inc. | United States | 5/17/2018 | Annual | 3/19/2018 | HST | 44107P104 | CUSIP | 13 | Shareholder Proposal Regarding Sustainability Report | ShrHldr | Against | For | Against | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Sustainability Report | Stockholder proposal for an annual sustainability report. | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 1 | Elect Scott F. Schaeffer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Scott F. Schaeffer | ELECTION OF DIRECTOR: Scott F. Schaeffer | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 2 | Elect William C. Dunkelberg | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect William C. Dunkelberg | ELECTION OF DIRECTOR: William C. Dunkelberg | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 3 | Elect Richard D. Gebert | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard D. Gebert | ELECTION OF DIRECTOR: Richard D. Gebert | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 4 | Elect Melinda H McClure | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Melinda H McClure | ELECTION OF DIRECTOR: Melinda H. McClure | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 5 | Elect Mack D. Prigden III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mack D. Prigden III | ELECTION OF DIRECTOR: Mack D. Pridgen III | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 6 | Elect Richard H. Ross | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard H. Ross | ELECTION OF DIRECTOR: Richard H. Ross | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 7 | Elect DeForest B. Soaries, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect DeForest B. Soaries, Jr. | ELECTION OF DIRECTOR: DeForest B. Soaries, Jr. | |||||||||||||||||
| Independence Realty Trust Inc | United States | 5/17/2018 | Annual | 3/29/2018 | IRT | 45378A106 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | PROPOSAL TO APPROVE THE SELECTION OF KPMG LLP AS INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 FISCAL YEAR. | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 1 | Elect Sarah E. Beshar | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sarah E. Beshar | Election of Director: Sarah E. Beshar | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 2 | Elect Joseph R. Canion | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph R. Canion | Election of Director: Joseph R. Canion | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 3 | Elect Martin L. Flanagan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Martin L. Flanagan | Election of Director: Martin L. Flanagan | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 4 | Elect C. Robert Henrikson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Robert Henrikson | Election of Director: C. Robert Henrikson | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 5 | Elect Ben F. Johnson III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ben F. Johnson III | Election of Director: Ben F. Johnson III | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 6 | Elect Denis Kessler | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Denis Kessler | Election of Director: Denis Kessler | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 7 | Elect Sir Nigel Sheinwald | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sir Nigel Sheinwald | Election of Director: Sir Nigel Sheinwald | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 8 | Elect G. Richard Wagoner Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect G. Richard Wagoner Jr. | Election of Director: G. Richard Wagoner, Jr. | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 9 | Elect Phoebe A. Wood | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Phoebe A. Wood | Election of Director: Phoebe A. Wood | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | ADVISORY VOTE TO APPROVE THE COMPANY S 2017 EXECUTIVE COMPENSATION | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR 2018 | |||||||||||||||||
| Invesco Ltd. | United States | 5/10/2018 | Annual | 3/12/2018 | IVZ | G491BT108 | CUSIP | 12 | Shareholder Proposal Regarding Simple Majority Vote | ShrHldr | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Simple Majority Vote | SHAREHOLDER PROPOSAL REGARDING THE ELIMINATION OF VOTING STANDARDS OF GREATER THAN A MAJORITY OF VOTES CAST | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 1 | Elect John S. Day | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John S. Day | Election of Director: John S. Day | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 2 | Elect Carolyn B. Handlon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carolyn B. Handlon | Election of Director: Carolyn B. Handlon | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 3 | Elect Edward J. Hardin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward J. Hardin | Election of Director: Edward J. Hardin | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 4 | Elect James R. Lientz, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James R. Lientz, Jr. | Election of Director: James R. Lientz, Jr. | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 5 | Elect Dennis P. Lockhart | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dennis P. Lockhart | Election of Director: Dennis P. Lockhart | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 6 | Elect Gregory G. McGreevey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gregory G. McGreevey | Election of Director: Gregory G. McGreevey | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 7 | Elect Colin D. Meadows | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Colin D. Meadows | Election of Director: Colin D. Meadows | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | ADVISORY VOTE TO APPROVE THE COMPANY S EXECUTIVE COMPENSATION | |||||||||||||||||
| Invesco Mortgage Capital Inc. | United States | 5/2/2018 | Annual | 3/5/2018 | IVR | 46131B100 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 1 | Elect Jennifer Allerton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jennifer Allerton | Election of Director: Jennifer Allerton | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 2 | Elect Ted R. Antenucci | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ted R. Antenucci | Election of Director: Ted R. Antenucci | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 3 | Elect Pamela M. Arway | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Pamela M. Arway | Election of Director: Pamela M. Arway | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 4 | Elect Clarke H. Bailey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Clarke H. Bailey | Election of Director: Clarke H. Bailey | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 5 | Elect Kent P. Dauten | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kent P. Dauten | Election of Director: Kent P. Dauten | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 6 | Elect Paul F. Deninger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul F. Deninger | Election of Director: Paul F. Deninger | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 7 | Elect Per-Kristian Halvorsen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Per-Kristian Halvorsen | Election of Director: Per-Kristian Halvorsen | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 8 | Elect William L. Meaney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William L. Meaney | Election of Director: William L. Meaney | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 9 | Elect Wendy J. Murdock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wendy J. Murdock | Election of Director: Wendy J. Murdock | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 10 | Elect Walter C. Rakowich | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Walter C. Rakowich | Election of Director: Walter C. Rakowich | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 11 | Elect Alfred J. Verrecchia | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alfred J. Verrecchia | Election of Director: Alfred J. Verrecchia | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The approval of a non-binding, advisory resolution approving the compensation of our named executive officers as described in the Iron Mountain Incorporated Proxy Statement. | |||||||||||||||||
| Iron Mountain Incorporated | United States | 6/14/2018 | Annual | 4/17/2018 | IRM | 46284V101 | CUSIP | 13 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the selection by the Audit Committee of Deloitte & Touche LLP as Iron Mountain Incorporated s independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Jernigan Capital Inc | United States | 5/2/2018 | Annual | 3/13/2018 | JCAP | 476405105 | CUSIP | 1.1 | Elect Dean Jernigan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dean Jernigan | Dean Jernigan | |||||||||||||||||
| Jernigan Capital Inc | United States | 5/2/2018 | Annual | 3/13/2018 | JCAP | 476405105 | CUSIP | 1.2 | Elect John A. Good | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John A. Good | John A. Good | |||||||||||||||||
| Jernigan Capital Inc | United States | 5/2/2018 | Annual | 3/13/2018 | JCAP | 476405105 | CUSIP | 1.3 | Elect Mark O. Decker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark O. Decker | Mark O. Decker | |||||||||||||||||
| Jernigan Capital Inc | United States | 5/2/2018 | Annual | 3/13/2018 | JCAP | 476405105 | CUSIP | 1.4 | Elect Howard A. Silver | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Howard A. Silver | Howard A. Silver | |||||||||||||||||
| Jernigan Capital Inc | United States | 5/2/2018 | Annual | 3/13/2018 | JCAP | 476405105 | CUSIP | 1.5 | Elect Harry J. Thie | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Harry J. Thie | Dr. Harry J. Thie | |||||||||||||||||
| Jernigan Capital Inc | United States | 5/2/2018 | Annual | 3/13/2018 | JCAP | 476405105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 1 | Elect Milton Cooper | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Milton Cooper | Election of Director: Milton Cooper | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 2 | Elect Philip E. Coviello | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Philip E. Coviello | Election of Director: Philip E. Coviello | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 3 | Elect Richard G. Dooley | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Richard G. Dooley | Election of Director: Richard G. Dooley | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 4 | Elect Conor C. Flynn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Conor C. Flynn | Election of Director: Conor C. Flynn | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 5 | Elect Joe Grills | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joe Grills | Election of Director: Joe Grills | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 6 | Elect Frank Lourenso | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Frank Lourenso | Election of Director: Frank Lourenso | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 7 | Elect Colombe M. Nicholas | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Colombe M. Nicholas | Election of Director: Colombe M. Nicholas | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 8 | Elect Mary Hogan Preusse | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary Hogan Preusse | Election of Director: Mary Hogan Preusse | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 9 | Elect Richard B. Saltzman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard B. Saltzman | Election of Director: Richard B. Saltzman | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | THE ADVISORY RESOLUTION TO APPROVE THE COMPANY S EXECUTIVE COMPENSATION (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | |||||||||||||||||
| Kimco Realty Corporation | United States | 4/24/2018 | Annual | 2/28/2018 | KIM | 49446R109 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | RATIFICATION OF THE APPOINTMENT OF PRICEWATERHOUSECOOPERS LLP AS THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE YEAR ENDING DECEMBER 31, 2018 (AS MORE PARTICULARLY DESCRIBED IN THE PROXY STATEMENT). | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 1 | Elect John A. Kite | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John A. Kite | Election of Trustee: John A. Kite | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 2 | Elect William E. Bindley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William E. Bindley | Election of Trustee: William E. Bindley | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 3 | Elect Victor J. Coleman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Victor J. Coleman | Election of Trustee: Victor J. Coleman | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 4 | Elect Lee A. Daniels | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lee A. Daniels | Election of Trustee: Lee A. Daniels | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 5 | Elect Gerald W. Grupe | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gerald W. Grupe | Election of Trustee: Gerald W. Grupe | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 6 | Elect Christie B. Kelly | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christie B. Kelly | Election of Trustee: Christie B. Kelly | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 7 | Elect David R. O'Reilly | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David R. O'Reilly | Election of Trustee: David R. O Reilly | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 8 | Elect Barton R. Peterson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barton R. Peterson | Election of Trustee: Barton R. Peterson | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 9 | Elect Charles H. Wurtzebach | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles H. Wurtzebach | Election of Trustee: Charles H. Wurtzebach | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote on executive compensation. | |||||||||||||||||
| Kite Realty Group Trust | United States | 5/9/2018 | Annual | 3/12/2018 | KRG | 49803T300 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as the independent registered public accounting firm for Kite Realty Group Trust for the fiscal year ending December 31, 2018. | |||||||||||||||||
| KKR Income Opportunities Fund | United States | 3/22/2018 | Annual | 2/2/2018 | KIO | 48249T106 | CUSIP | 1.1 | Elect Michael E. Cahill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael E. Cahill | Michael E. Cahill | |||||||||||||||||
| Ladder Capital Corp | United States | 6/5/2018 | Annual | 4/9/2018 | LADR | 505743104 | CUSIP | 1 | Elect Douglas Durst | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas Durst | Reelection of Douglas Durst to the Board of Directors. | |||||||||||||||||
| Ladder Capital Corp | United States | 6/5/2018 | Annual | 4/9/2018 | LADR | 505743104 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Ladder Capital Corp | United States | 6/5/2018 | Annual | 4/9/2018 | LADR | 505743104 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval of a non-binding, advisory resolution to approve our executive compensation ( Say on Pay ). | |||||||||||||||||
| Ladder Capital Corp | United States | 6/5/2018 | Annual | 4/9/2018 | LADR | 505743104 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Approval of a non-binding, advisory resolution on the frequency of future advisory stockholder votes to approve executive compensation ( Say on Frequency ). | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.1 | Elect John E. Koerner III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John E. Koerner III | John E. Koerner, III | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.2 | Elect Marshall A. Loeb | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marshall A. Loeb | Marshall A. Loeb | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.3 | Elect Stephen P. Mumblow | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen P. Mumblow | Stephen P. Mumblow | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.4 | Elect Thomas V. Reifenheiser | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas V. Reifenheiser | Thomas V. Reifenheiser | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.5 | Elect Anna Reilly | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Anna Reilly | Anna Reilly | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.6 | Elect Kevin P. Reilly, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kevin P. Reilly, Jr. | Kevin P. Reilly, Jr. | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 1.7 | Elect Wendell Reilly | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wendell Reilly | Wendell Reilly | |||||||||||||||||
| Lamar Advertising Company | United States | 5/17/2018 | Annual | 3/19/2018 | LAMR | 512816109 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratify the appointment of KPMG LLP as the Company s independent registered public accounting firm for fiscal 2018. | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.1 | Elect Michael D. Barnello | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael D. Barnello | Michael D. Barnello | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.2 | Elect Denise M. Coll | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Denise M. Coll | Denise M. Coll | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.3 | Elect Jeffrey T. Foland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey T. Foland | Jeffrey T. Foland | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.4 | Elect Darryl Hartley-Leonard | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Darryl Hartley-Leonard | Darryl Hartley-Leonard | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.5 | Elect Jeffrey L. Martin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey L. Martin | Jeffrey L. Martin | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.6 | Elect Stuart L. Scott | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stuart L. Scott | Stuart L. Scott | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 1.7 | Elect Donald A. Washburn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Donald A. Washburn | Donald A. Washburn | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of the Company s independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, by non-binding vote, executive compensation. | |||||||||||||||||
| LaSalle Hotel Properties | United States | 5/2/2018 | Annual | 2/20/2018 | LHO | 517942108 | CUSIP | 4 | Permit Shareholders to Amend Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Permit Shareholders to Amend Bylaws | To approve an amendment to the Company s bylaws to allow shareholders to amend the bylaws by a majority vote of the outstanding shares entitled to be cast on the matter. | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 1 | Elect E. Robert Roskind | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect E. Robert Roskind | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: E. ROBERT ROSKIND | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 2 | Elect T. Wilson Eglin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect T. Wilson Eglin | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: T. WILSON EGLIN | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 3 | Elect Richard S. Frary | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard S. Frary | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: RICHARD S. FRARY | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 4 | Elect Lawrence L. Gray | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lawrence L. Gray | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: LAWRENCE L. GRAY | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 5 | Elect Jamie Handwerker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jamie Handwerker | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: JAMIE HANDWERKER | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 6 | Elect Claire A. Koeneman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Claire A. Koeneman | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: CLAIRE A. KOENEMAN | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 7 | Elect Howard Roth | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Howard Roth | ELECTION OF TRUSTEE TO SERVE UNTIL THE 2019 ANNUAL MEETING: HOWARD ROTH | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | AN ADVISORY, NON-BINDING RESOLUTION TO APPROVE THE COMPENSATION OF THE NAMED EXECUTIVE OFFICERS, AS DISCLOSED IN THE PROXY STATEMENT FOR THE 2018 ANNUAL MEETING OF SHAREHOLDERS. | |||||||||||||||||
| Lexington Realty Trust | United States | 5/15/2018 | Annual | 3/5/2018 | LXP | 529043101 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | RATIFICATION OF THE AUDIT COMMITTEE S APPOINTMENT OF THE COMPANY S INDEPENDENT REGISTERED PUBLIC ACCOUNTING FIRM FOR THE FISCAL YEAR ENDING DECEMBER 31, 2018. | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.1 | Elect Thomas C. DeLoach, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas C. DeLoach, Jr. | Thomas C. Deloach, Jr. | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.2 | Elect Katherine E. Dietze | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Katherine E. Dietze | Katherine E. Dietze | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.3 | Elect Antonio F. Fernandez | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Antonio F. Fernandez | Antonio F. Fernandez | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.4 | Elect Daniel P. Garton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel P. Garton | Daniel P. Garton | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.5 | Elect Robert G Gifford | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert G Gifford | Robert G. Gifford | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.6 | Elect William P. Hankowsky | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William P. Hankowsky | William P. Hankowsky | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.7 | Elect David L. Lingerfelt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David L. Lingerfelt | David L. Lingerfelt | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.8 | Elect Marguerite Nader | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marguerite Nader | Marguerite M. Nader | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 1.9 | Elect Fredric J. Tomczyk | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Fredric J. Tomczyk | Fredric J. Tomczyk | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of the Trust s named executive officers. | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 3 | Amend the Trust's Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amend the Trust's Bylaws | Approval of the amendment to the Trust s Amended and Restated Declaration of Trust to clarify the right of the Trust s shareholders to amend the Trust s bylaws. | |||||||||||||||||
| Liberty Property Trust | United States | 5/17/2018 | Annual | 2/20/2018 | LPT | 531172104 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Approval of the proposal to ratify the selection of Ernst & Young LLP as the Trust s independent registered public accounting firm for 2018. | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.1 | Elect David L. Rogers | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David L. Rogers | David L. Rogers | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.2 | Elect Charles E. Lannon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles E. Lannon | Charles E. Lannon | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.3 | Elect Stephen R. Rusmisel | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen R. Rusmisel | Stephen R. Rusmisel | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.4 | Elect Arthur L. Havener, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Arthur L. Havener, Jr. | Arthur L. Havener, Jr. | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.5 | Elect Mark G. Barberio | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark G. Barberio | Mark G. Barberio | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.6 | Elect Carol Hansell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carol Hansell | Carol Hansell | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.7 | Elect Dana Hamilton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dana Hamilton | Dana Hamilton | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 1.8 | Elect Edward J. Pettinella | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward J. Pettinella | Edward J. Pettinella | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as the Company s independent registered public accounting firm for fiscal year 2018. | |||||||||||||||||
| Life Storage, Inc. | United States | 5/31/2018 | Annual | 4/17/2018 | LSI | 53223X107 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Proposal to approve the compensation of the Company s executive officers. | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 1 | Elect Michael Appling, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael Appling, Jr. | Election of Director: Michael Appling, Jr. | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 2 | Elect Valerie L. Banner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Valerie L. Banner | Election of Director: Valerie L. Banner | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 3 | Elect Joseph E. Canon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph E. Canon | Election of Director: Joseph E. Canon | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 4 | Elect Arthur L. French | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Arthur L. French | Election of Director: Arthur L. French | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 5 | Elect J. Kevin Griffin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect J. Kevin Griffin | Election of Director: J. Kevin Griffin | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 6 | Elect John E. Jackson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John E. Jackson | Election of Director: John E. Jackson | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 7 | Elect Brian E. Lane | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Brian E. Lane | Election of Director: Brian E. Lane | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 8 | Elect Stephen B. Solcher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen B. Solcher | Election of Director: Stephen B. Solcher | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 9 | Elect Vincent D. Foster | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Vincent D. Foster | Election of Director: Vincent D. Foster | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 10 | Elect Dwayne L. Hyzak | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dwayne L. Hyzak | Election of Director: Dwayne L. Hyzak | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Proposal to ratify the appointment of Grant Thornton, LLP as our independent registered public accounting firm for the year ended December 31, 2018. | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory non-binding approval of executive compensation. | |||||||||||||||||
| Main Street Capital Corporation | United States | 4/30/2018 | Annual | 3/2/2018 | MAIN | 56035L104 | CUSIP | 13 | Amendment Regarding Shareholders Ability to Amend Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment Regarding Shareholders Ability to Amend Bylaws | Proposal to approve an amendment to our Articles of Amendment and Restatement to allow our stockholders to amend our bylaws. | |||||||||||||||||
| Medley Capital Corporation | United States | 2/13/2018 | Annual | 12/19/2017 | MCC | 58503F106 | CUSIP | 1.1 | Elect Jeff Tonkel | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Jeff Tonkel | Mr. Jeff Tonkel | |||||||||||||||||
| Medley Capital Corporation | United States | 2/13/2018 | Annual | 12/19/2017 | MCC | 58503F106 | CUSIP | 1.2 | Elect Mark Lerdal | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark Lerdal | Mr. Mark Lerdal | |||||||||||||||||
| Medley Capital Corporation | United States | 2/13/2018 | Annual | 12/19/2017 | MCC | 58503F106 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as the independent registered public accounting firm for Medley Capital Corporation for the fiscal year ending September 30, 2018. | |||||||||||||||||
| MFA Financial, Inc. | United States | 5/23/2018 | Annual | 3/28/2018 | MFA | 55272X102 | CUSIP | 1 | Elect Robin Josephs | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robin Josephs | Election of Director: Robin Josephs | |||||||||||||||||
| MFA Financial, Inc. | United States | 5/23/2018 | Annual | 3/28/2018 | MFA | 55272X102 | CUSIP | 2 | Elect George H. Krauss | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George H. Krauss | Election of Director: George H. Krauss | |||||||||||||||||
| MFA Financial, Inc. | United States | 5/23/2018 | Annual | 3/28/2018 | MFA | 55272X102 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| MFA Financial, Inc. | United States | 5/23/2018 | Annual | 3/28/2018 | MFA | 55272X102 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval of the advisory (non-binding) resolution to approve the Company s executive compensation. | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 1 | Elect James J. Murren | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James J. Murren | Election of Director: James J. Murren | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 2 | Elect Michael Reitbrock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael Reitbrock | Election of Director: Michael Rietbrock | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 3 | Elect Thomas A. Roberts | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas A. Roberts | Election of Director: Thomas Roberts | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 4 | Elect Daniel J. Taylor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel J. Taylor | Election of Director: Daniel J. Taylor | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 5 | Elect Elisa Gois | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Elisa Gois | Election of Director: Elisa Gois | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 6 | Elect William Joseph Hornbuckle | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William Joseph Hornbuckle | Election of Director: William J. Hornbuckle | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 7 | Elect John M. McManus | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John M. McManus | Election of Director: John M. McManus | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 8 | Elect Robert "Bob" Smith | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert "Bob" Smith | Election of Director: Robert Smith | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Deloitte & Touche LLP, as the independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| MGM Growth Properties LLC | United States | 5/2/2018 | Annual | 3/8/2018 | MGP | 55303A105 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, the compensation of our named executive officers. | |||||||||||||||||
| Monroe Capital Corporation | United States | 6/21/2018 | Annual | 4/10/2018 | MRCC | 610335101 | CUSIP | 1.1 | Elect Theodore L. Koenig | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Theodore L. Koenig | Theodore L. Koenig | |||||||||||||||||
| Monroe Capital Corporation | United States | 6/21/2018 | Annual | 4/10/2018 | MRCC | 610335101 | CUSIP | 1.2 | Elect Jeffrey D. Steele | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey D. Steele | Jeffrey D. Steele | |||||||||||||||||
| Monroe Capital Corporation | United States | 6/21/2018 | Annual | 4/10/2018 | MRCC | 610335101 | CUSIP | 2 | Issuance of Common Stock Below Net Asset Value | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Issuance of Common Stock Below Net Asset Value | To grant flexibility to the Company, with approval of the Board of Directors, to sell shares of common stock or related warrants, options or rights during the next 12 months at a price below then current NAV per share, subject to conditions set forth in the proxy statement (including that each such sale does not exceed 25% dilution to non-purchasing current investors) | |||||||||||||||||
| Monroe Capital Corporation | United States | 6/21/2018 | Annual | 4/10/2018 | MRCC | 610335101 | CUSIP | 3 | Reduce Minimum Asset Coverage Ratio | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Reduce Minimum Asset Coverage Ratio | To approve a proposal to authorize the Company to accelerate the effectiveness of the reduction of its required asset coverage ratio from 200% to 150%, which permits it to double the amount of debt it may incur, subject to certain conditions as set forth in the proxy statement. | |||||||||||||||||
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | United States | 6/21/2018 | Annual | 4/6/2018 | EDD | 617477104 | CUSIP | 1.1 | Elect Nancy C. Everett | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Nancy C. Everett | Nancy C. Everett | |||||||||||||||||
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | United States | 6/21/2018 | Annual | 4/6/2018 | EDD | 617477104 | CUSIP | 1.2 | Elect Michael F. Klein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael F. Klein | Michael F. Klein | |||||||||||||||||
| Morgan Stanley Emerging Markets Domestic Debt Fund, Inc. | United States | 6/21/2018 | Annual | 4/6/2018 | EDD | 617477104 | CUSIP | 1.3 | Elect W. Allen Reed | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect W. Allen Reed | W. Allen Reed | |||||||||||||||||
| Morgan Stanley Funds | United States | 6/21/2018 | Annual | 4/6/2018 | MSD | 61744H105 | CUSIP | 1.1 | Elect Nancy C. Everett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Nancy C. Everett | Nancy C. Everett | |||||||||||||||||
| Morgan Stanley Funds | United States | 6/21/2018 | Annual | 4/6/2018 | MSD | 61744H105 | CUSIP | 1.2 | Elect Michael F. Klein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael F. Klein | Michael F. Klein | |||||||||||||||||
| Morgan Stanley Funds | United States | 6/21/2018 | Annual | 4/6/2018 | MSD | 61744H105 | CUSIP | 1.3 | Elect W. Allen Reed | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect W. Allen Reed | W. Allen Reed | |||||||||||||||||
| MTGE Investment Corp | United States | 5/1/2018 | Annual | 3/8/2018 | MTGE | 55378A105 | CUSIP | 1 | Elect Gary D. Kain | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary D. Kain | Election of Director: Gary D. Kain | |||||||||||||||||
| MTGE Investment Corp | United States | 5/1/2018 | Annual | 3/8/2018 | MTGE | 55378A105 | CUSIP | 2 | Elect Julia L. Coronado | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Julia L. Coronado | Election of Director: Julia L. Coronado | |||||||||||||||||
| MTGE Investment Corp | United States | 5/1/2018 | Annual | 3/8/2018 | MTGE | 55378A105 | CUSIP | 3 | Elect Robert M. Couch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert M. Couch | Election of Director: Robert M. Couch | |||||||||||||||||
| MTGE Investment Corp | United States | 5/1/2018 | Annual | 3/8/2018 | MTGE | 55378A105 | CUSIP | 4 | Elect Randy E. Dobbs | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Randy E. Dobbs | Election of Director: Randy E. Dobbs | |||||||||||||||||
| MTGE Investment Corp | United States | 5/1/2018 | Annual | 3/8/2018 | MTGE | 55378A105 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of our executive officers. | |||||||||||||||||
| MTGE Investment Corp | United States | 5/1/2018 | Annual | 3/8/2018 | MTGE | 55378A105 | CUSIP | 6 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of appointment of Ernst & Young LLP as our independent public accountant for the year ending December 31, 2018. | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.1 | Elect Pamela K. M. Beall | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Pamela K. M. Beall | Pamela K.M. Beall | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.2 | Elect Steven Cosler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven Cosler | Steven D. Cosler | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.3 | Elect Don DeFosset | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Don DeFosset | Don DeFosset | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.4 | Elect David M. Fick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David M. Fick | David M. Fick | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.5 | Elect Edward J. Fritsch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward J. Fritsch | Edward J. Fritsch | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.6 | Elect Kevin B. Habicht | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Kevin B. Habicht | Kevin B. Habicht | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.7 | Elect Robert C. Legler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert C. Legler | Robert C. Legler | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.8 | Elect Sam L. Susser | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sam L. Susser | Sam L. Susser | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 1.9 | Elect Julian E. Whitehurst | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Julian E. Whitehurst | Julian E. Whitehurst | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve executive compensation. | |||||||||||||||||
| National Retail Properties, Inc. | United States | 5/17/2018 | Annual | 3/15/2018 | NNN | 637417106 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the selection of the independent registered public accounting firm for 2018. | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.1 | Elect Robert F. Birch | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Robert F. Birch | Robert F. Birch | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.2 | Elect Joseph L. Bower | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph L. Bower | Joseph L. Bower | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.3 | Elect Bernard Korman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bernard Korman | Bernard J. Korman | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.4 | Elect Stuart A. McFarland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stuart A. McFarland | Stuart A. McFarland | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.5 | Elect Marguerite A. Piret | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marguerite A. Piret | Marguerite Piret | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.6 | Elect Oleg M. Pohotsky | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Oleg M. Pohotsky | Oleg M. Pohotsky | |||||||||||||||||
| New America High Income Fund Inc | United States | 4/19/2018 | Annual | 2/9/2018 | HYB | 641876800 | CUSIP | 1.7 | Elect Ellen E. Terry | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ellen E. Terry | Ellen E. Terry | |||||||||||||||||
| New Mountain Finance Corporation | United States | 4/26/2018 | Annual | 3/1/2018 | NMFC | 647551100 | CUSIP | 1.1 | Elect David Ogens | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David Ogens | David Ogens | |||||||||||||||||
| New Mountain Finance Corporation | United States | 4/26/2018 | Annual | 3/1/2018 | NMFC | 647551100 | CUSIP | 1.2 | Elect Adam B. Weinstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Adam B. Weinstein | Adam B. Weinstein | |||||||||||||||||
| New Mountain Finance Corporation | United States | 4/26/2018 | Annual | 3/1/2018 | NMFC | 647551100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP to serve as New Mountain Finance Corporation s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| New Mountain Finance Corporation | United States | 6/8/2018 | Special | 4/16/2018 | NMFC | 647551100 | CUSIP | 1 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Reduce Minimum Asset Coverage Ratio from 200% to 150% | To approve of the Company becoming subject to a minimum asset coverage ratio of at least 150%, permitting the Company to double its amount of debt incurrence, pursuant to the Small Business Credit Availability Act. | |||||||||||||||||
| New Residential Investment Corp. | United States | 5/24/2018 | Annual | 3/29/2018 | NRZ | 64828T201 | CUSIP | 1 | Elect Michael Nierenberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael Nierenberg | Election of Director: Michael Nierenberg | |||||||||||||||||
| New Residential Investment Corp. | United States | 5/24/2018 | Annual | 3/29/2018 | NRZ | 64828T201 | CUSIP | 2 | Elect Kevin J. Finnerty | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Kevin J. Finnerty | Election of Director: Kevin J. Finnerty | |||||||||||||||||
| New Residential Investment Corp. | United States | 5/24/2018 | Annual | 3/29/2018 | NRZ | 64828T201 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as independent registered public accounting firm for New Residential Investment Corp. for fiscal year 2018. | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 1.1 | Elect David R. Bock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David R. Bock | David R. Bock | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 1.2 | Elect Michael B. Clement | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael B. Clement | Michael B. Clement | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 1.3 | Elect Alan L. Hainey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alan L. Hainey | Alan L. Hainey | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 1.4 | Elect Steven R. Mumma | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven R. Mumma | Steven R. Mumma | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 1.5 | Elect Steven G. Norcutt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven G. Norcutt | Steven G. Norcutt | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 1.6 | Elect Lisa A. Pendergast | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lisa A. Pendergast | Lisa A. Pendergast | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve named executive officer compensation. | |||||||||||||||||
| New York Mortgage Trust Inc | United States | 6/4/2018 | Annual | 4/9/2018 | NYMT | 649604501 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To consider and act upon a proposal to ratify, confirm and approve the selection of Grant Thornton LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Newtek Business Services Corp. | United States | 6/14/2018 | Annual | 4/30/2018 | NEWT | 652526203 | CUSIP | 1.1 | Elect Barry Sloane | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barry Sloane | Barry Sloane | |||||||||||||||||
| Newtek Business Services Corp. | United States | 6/14/2018 | Annual | 4/30/2018 | NEWT | 652526203 | CUSIP | 1.2 | Elect Peter Downs | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Peter Downs | Peter Downs | |||||||||||||||||
| Newtek Business Services Corp. | United States | 6/14/2018 | Annual | 4/30/2018 | NEWT | 652526203 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of RSM US LLP as the Company s independent registered accounting firm (independent auditors) for the fiscal year ended December 31, 2018. | |||||||||||||||||
| Newtek Business Services Corp. | United States | 6/14/2018 | Annual | 4/30/2018 | NEWT | 652526203 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To conduct an advisory vote on the compensation of our named executive officers. | |||||||||||||||||
| Nuveen Credit Strategies Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JQC | 67073D102 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Credit Strategies Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JQC | 67073D102 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Credit Strategies Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JQC | 67073D102 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Credit Strategies Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JQC | 67073D102 | CUSIP | 1.4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | William J. Schneider | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 6706EN100 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 6706EN100 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 6706EN100 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 67077N106 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 67077N106 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 67077N106 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Floating Rate Income Opportunity Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JRO | 67077N106 | CUSIP | 1.4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | William J. Schneider | |||||||||||||||||
| Nuveen Preferred & Income Opportunities Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPC | 67073B106 | CUSIP | 1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | ||||||||||||||||||
| Nuveen Preferred & Income Opportunities Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPC | 67073B106 | CUSIP | 2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | ||||||||||||||||||
| Nuveen Preferred & Income Opportunities Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPC | 67073B106 | CUSIP | 3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | ||||||||||||||||||
| Nuveen Preferred & Income Opportunities Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPC | 67073B106 | CUSIP | 4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | ||||||||||||||||||
| Nuveen Preferred and Income Term Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPI | 67075A106 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Preferred and Income Term Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPI | 67075A106 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Preferred and Income Term Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPI | 67075A106 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Preferred and Income Term Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPI | 67075A106 | CUSIP | 1.4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | William J. Schneider | |||||||||||||||||
| Nuveen Premium Income Municpal Fund 4 Inc | United States | 4/11/2018 | Annual | 1/29/2018 | DIAX | 67075G103 | CUSIP | 1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | ||||||||||||||||||
| Nuveen Premium Income Municpal Fund 4 Inc | United States | 4/11/2018 | Annual | 1/29/2018 | DIAX | 67075G103 | CUSIP | 2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | ||||||||||||||||||
| Nuveen Premium Income Municpal Fund 4 Inc | United States | 4/11/2018 | Annual | 1/29/2018 | DIAX | 67075G103 | CUSIP | 3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | ||||||||||||||||||
| Nuveen Premium Income Municpal Fund 4 Inc | United States | 4/11/2018 | Annual | 1/29/2018 | DIAX | 67075G103 | CUSIP | 4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | ||||||||||||||||||
| Nuveen Quality Preferred Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPS | 67072C105 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Quality Preferred Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPS | 67072C105 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Quality Preferred Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPS | 67072C105 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Quality Preferred Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JPS | 67072C105 | CUSIP | 1.4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | William J. Schneider | |||||||||||||||||
| Nuveen Senior Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | NSL | 67067Y104 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Senior Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | NSL | 67067Y104 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Senior Income Fund | United States | 4/11/2018 | Annual | 1/29/2018 | NSL | 67067Y104 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JSD | 67074X107 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JSD | 67074X107 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JSD | 67074X107 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JLS | 670735109 | CUSIP | 1.1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | Margo L. Cook | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JLS | 670735109 | CUSIP | 1.2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | Jack B. Evans | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JLS | 670735109 | CUSIP | 1.3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | Albin F. Moschner | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JLS | 670735109 | CUSIP | 1.4 | Elect William J. Schneider | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Schneider | William J. Schneider | |||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JFR | 67072T108 | CUSIP | 1 | Elect Margo L. Cook | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margo L. Cook | ||||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JFR | 67072T108 | CUSIP | 2 | Elect Jack B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jack B. Evans | ||||||||||||||||||
| Nuveen Tax-Advantaged Dividend Growth Fund | United States | 4/11/2018 | Annual | 1/29/2018 | JFR | 67072T108 | CUSIP | 3 | Elect Albin F. Moschner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Albin F. Moschner | ||||||||||||||||||
| Oaktree Specialty Lending Corporation | United States | 4/6/2018 | Annual | 2/9/2018 | OCSL | 67401P108 | CUSIP | 1.1 | Elect Marc H. Gamsin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marc H. Gamsin | Marc H. Gamsin | |||||||||||||||||
| Oaktree Specialty Lending Corporation | United States | 4/6/2018 | Annual | 2/9/2018 | OCSL | 67401P108 | CUSIP | 1.2 | Elect Craig A. Jacobson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Craig A. Jacobson | Craig Jacobson | |||||||||||||||||
| Oaktree Specialty Lending Corporation | United States | 4/6/2018 | Annual | 2/9/2018 | OCSL | 67401P108 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as the Company s Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2018. | |||||||||||||||||
| Oaktree Strategic Income Corporation | United States | 4/6/2018 | Annual | 2/9/2018 | OCSI | 67402D104 | CUSIP | 1.1 | Elect Marc H. Gamsin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marc H. Gamsin | Marc H. Gamsin | |||||||||||||||||
| Oaktree Strategic Income Corporation | United States | 4/6/2018 | Annual | 2/9/2018 | OCSI | 67402D104 | CUSIP | 1.2 | Elect Craig A. Jacobson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Craig A. Jacobson | Craig Jacobson | |||||||||||||||||
| Oaktree Strategic Income Corporation | United States | 4/6/2018 | Annual | 2/9/2018 | OCSI | 67402D104 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as the Company s Independent Registered Public Accounting Firm for the fiscal year ending September 30, 2018. | |||||||||||||||||
| One Liberty Properties, Inc. | United States | 6/13/2018 | Annual | 4/18/2018 | OLP | 682406103 | CUSIP | 1 | Elect Joseph A. DeLuca | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph A. DeLuca | Election of Director: Joseph A. DeLuca | |||||||||||||||||
| One Liberty Properties, Inc. | United States | 6/13/2018 | Annual | 4/18/2018 | OLP | 682406103 | CUSIP | 2 | Elect Fredric H. Gould | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Fredric H. Gould | Election of Director: Frederic H. Gould | |||||||||||||||||
| One Liberty Properties, Inc. | United States | 6/13/2018 | Annual | 4/18/2018 | OLP | 682406103 | CUSIP | 3 | Elect Leor Siri | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leor Siri | Election of Director: Leor Siri | |||||||||||||||||
| One Liberty Properties, Inc. | United States | 6/13/2018 | Annual | 4/18/2018 | OLP | 682406103 | CUSIP | 4 | Elect Eugene I. Zuriff | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eugene I. Zuriff | Election of Director: Eugene I. Zuriff | |||||||||||||||||
| One Liberty Properties, Inc. | United States | 6/13/2018 | Annual | 4/18/2018 | OLP | 682406103 | CUSIP | 5 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Outfront Media Inc | United States | 6/11/2018 | Annual | 4/13/2018 | OUT | 69007J106 | CUSIP | 1.1 | Elect Manuel A. Diaz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Manuel A. Diaz | Manuel A. Diaz | |||||||||||||||||
| Outfront Media Inc | United States | 6/11/2018 | Annual | 4/13/2018 | OUT | 69007J106 | CUSIP | 1.2 | Elect Peter Mathes | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter Mathes | Peter Mathes | |||||||||||||||||
| Outfront Media Inc | United States | 6/11/2018 | Annual | 4/13/2018 | OUT | 69007J106 | CUSIP | 1.3 | Elect Susan M. Tolson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Susan M. Tolson | Susan M. Tolson | |||||||||||||||||
| Outfront Media Inc | United States | 6/11/2018 | Annual | 4/13/2018 | OUT | 69007J106 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PricewaterhouseCoopers LLP to serve as OUTFRONT Media Inc. s independent registered public accounting firm for fiscal year 2018. | |||||||||||||||||
| Outfront Media Inc | United States | 6/11/2018 | Annual | 4/13/2018 | OUT | 69007J106 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on a non-binding advisory basis, of the compensation of OUTFRONT Media Inc. s named executive officers. | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.1 | Elect Thomas J. Baltimore, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas J. Baltimore, Jr. | Thomas J. Baltimore Jr. | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.2 | Elect Gordon M. Bethune | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gordon M. Bethune | Gordon M. Bethune | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.3 | Elect Patricia M. Bedient | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Patricia M. Bedient | Patricia M. Bedient | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.4 | Elect Geoffrey Garrett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Geoffrey Garrett | Geoffrey Garrett | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.5 | Elect Christie B. Kelly | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christie B. Kelly | Christie B. Kelly | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.6 | Elect Joseph I. Lieberman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph I. Lieberman | Sen. Joseph I Lieberman | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.7 | Elect Timothy J. Naughton | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Timothy J. Naughton | Timothy J. Naughton | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 1.8 | Elect Stephen I. Sadove | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen I. Sadove | Stephen I. Sadove | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory (non-binding) basis, the compensation of our named executive officers. | |||||||||||||||||
| Park Hotels & Resorts Inc. | United States | 4/27/2018 | Annual | 3/15/2018 | PK | 700517105 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| PCM Fund Inc | United States | 4/27/2018 | Annual | 2/26/2018 | PCM | 72202D106 | CUSIP | 1.1 | Elect Craig A. Dawson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Craig A. Dawson | Craig A. Dawson | |||||||||||||||||
| PCM Fund Inc | United States | 4/27/2018 | Annual | 2/26/2018 | PCM | 72202D106 | CUSIP | 1.2 | Elect Bradford K. Gallagher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bradford K. Gallagher | Bradford K. Gallagher | |||||||||||||||||
| PCM Fund Inc | United States | 4/27/2018 | Annual | 2/26/2018 | PCM | 72202D106 | CUSIP | 1.3 | Elect James A. Jacobson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James A. Jacobson | James A. Jacobson | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 1 | Elect Jon E. Bortz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jon E. Bortz | Election of Trustee: Jon E. Bortz | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 2 | Elect Cydney C. Donnell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Cydney C. Donnell | Election of Trustee: Cydney C. Donnell | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 3 | Elect Ron E. Jackson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ron E. Jackson | Election of Trustee: Ron E. Jackson | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 4 | Elect Phillip M. Miller | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Phillip M. Miller | Election of Trustee: Phillip M. Miller | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 5 | Elect Michael J. Schall | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael J. Schall | Election of Trustee: Michael J. Schall | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 6 | Elect Earl E. Webb | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Earl E. Webb | Election of Trustee: Earl E. Webb | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 7 | Elect Laura H. Wright | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Laura H. Wright | Election of Trustee: Laura H. Wright | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP to serve as our independent registered public accountants for the year ending December 31, 2018. | |||||||||||||||||
| Pebblebrook Hotel Trust | United States | 6/29/2018 | Annual | 3/29/2018 | PEB | 70509V100 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, by advisory and non-binding vote, of our named executive officers compensation ( Say-On-Pay ). | |||||||||||||||||
| Pennymac Mortgage Investment Trust | United States | 6/5/2018 | Annual | 4/6/2018 | PMT | 70931T103 | CUSIP | 1 | Elect Stanford L. Kurland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stanford L. Kurland | Election of Class III Trustee: Stanford L. Kurland | |||||||||||||||||
| Pennymac Mortgage Investment Trust | United States | 6/5/2018 | Annual | 4/6/2018 | PMT | 70931T103 | CUSIP | 2 | Elect David A. Spector | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David A. Spector | Election of Class III Trustee: David A. Spector | |||||||||||||||||
| Pennymac Mortgage Investment Trust | United States | 6/5/2018 | Annual | 4/6/2018 | PMT | 70931T103 | CUSIP | 3 | Elect Randall D. Hadley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Randall D. Hadley | Election of Class III Trustee: Randall D. Hadley | |||||||||||||||||
| Pennymac Mortgage Investment Trust | United States | 6/5/2018 | Annual | 4/6/2018 | PMT | 70931T103 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Pennymac Mortgage Investment Trust | United States | 6/5/2018 | Annual | 4/6/2018 | PMT | 70931T103 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, by non-binding vote, our executive compensation. | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.1 | Elect Kelly H. Barrett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kelly H. Barrett | Kelly H. Barrett | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.2 | Elect Wesley E. Cantrell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Wesley E. Cantrell | Wesley E. Cantrell | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.3 | Elect Barbara B. Lang | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barbara B. Lang | Barbara B. Lang | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.4 | Elect Frank C. McDowell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Frank C. McDowell | Frank C. McDowell | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.5 | Elect Donald A. Miller | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Donald A. Miller | Donald A. Miller, CFA | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.6 | Elect Raymond G. Milnes, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Raymond G. Milnes, Jr. | Raymond G. Milnes, Jr. | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.7 | Elect Jeffrey L. Swope | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey L. Swope | Jeffrey L. Swope | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 1.8 | Elect Dale H. Taysom | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dale H. Taysom | Dale H. Taysom | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of the independent registered public accounting firm for fiscal 2018. | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 3 | Amendment Clarifying Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment Clarifying Shareholder Ability to Amend Bylaws | Approval of an amendment to the Company s Charter clarifying that stockholders may vote to amend the Company s Bylaws. | |||||||||||||||||
| Piedmont Office Realty Trust Inc | United States | 5/15/2018 | Annual | 3/9/2018 | PDM | 720190206 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approve, on an advisory basis, compensation of the Company s named executive officers. | |||||||||||||||||
| PIMCO Corporate & Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PTY | 72201B101 | CUSIP | 1.1 | Elect Craig A. Dawson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Craig A. Dawson | Craig A. Dawson | |||||||||||||||||
| PIMCO Corporate & Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PTY | 72201B101 | CUSIP | 1.2 | Elect Deborah A. DeCotis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah A. DeCotis | Deborah A. DeCotis | |||||||||||||||||
| PIMCO Corporate & Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PTY | 72201B101 | CUSIP | 1.3 | Elect Hans W. Kertess | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hans W. Kertess | Hans W. Kertess | |||||||||||||||||
| PIMCO Corporate & Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PTY | 72201B101 | CUSIP | 1.4 | Elect John C. Maney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John C. Maney | John C Maney | |||||||||||||||||
| PIMCO Corporate & Income Strategy Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PCN | 72200U100 | CUSIP | 1.1 | Elect Hans W. Kertess | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hans W. Kertess | Hans W. Kertess | |||||||||||||||||
| PIMCO Corporate & Income Strategy Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PCN | 72200U100 | CUSIP | 1.2 | Elect John C. Maney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John C. Maney | John C. Maney | |||||||||||||||||
| PIMCO Corporate & Income Strategy Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PCN | 72200U100 | CUSIP | 1.3 | Elect Alan Rappaport | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alan Rappaport | Alan Rappaport | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | RCS | 72200X104 | CUSIP | 1.1 | Elect Craig A. Dawson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Craig A. Dawson | Craig A. Dawson | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | RCS | 72200X104 | CUSIP | 1.2 | Elect Deborah A. DeCotis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah A. DeCotis | Deborah A. DeCotis | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | RCS | 72200X104 | CUSIP | 1.3 | Elect Alan Rappaport | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alan Rappaport | Alan Rappaport | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PHK | 722014107 | CUSIP | 1.1 | Elect Deborah A. DeCotis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah A. DeCotis | Deborah A. DeCotis | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PHK | 722014107 | CUSIP | 1.2 | Elect Hans W. Kertess | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hans W. Kertess | Hans W. Kertess | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PHK | 722014107 | CUSIP | 1.3 | Elect John C. Maney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John C. Maney | John C. Maney | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | 72201J104 | CUSIP | 1.1 | Elect Craig A. Dawson | Mgmt | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Elect Craig A. Dawson | Craig Dawson | ||||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | 72201J104 | CUSIP | 1.2 | Elect Alan Rappaport | Mgmt | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Elect Alan Rappaport | Alan Rappaport | ||||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PDI | 72201Y101 | CUSIP | 1.1 | Elect Deborah A. DeCotis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah A. DeCotis | Deborah A. DeCotis | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PDI | 72201Y101 | CUSIP | 1.2 | Elect Hans W. Kertess | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hans W. Kertess | Hans W. Kertess | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PDI | 72201Y101 | CUSIP | 1.3 | Elect John C. Maney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John C. Maney | John C. Maney | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PFL | 72201H108 | CUSIP | 1.1 | Elect James A. Jacobson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James A. Jacobson | James A. Jacobson | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PFL | 72201H108 | CUSIP | 1.2 | Elect Alan Rappaport | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alan Rappaport | Alan Rappaport | |||||||||||||||||
| Pimco Funds | United States | 6/29/2018 | Annual | 4/30/2018 | PFL | 72201H108 | CUSIP | 1.3 | Elect John C. Maney | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John C. Maney | John C. Maney | |||||||||||||||||
| Pimco Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PKO | 72202B100 | CUSIP | 1.1 | Elect Deborah A. DeCotis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah A. DeCotis | Deborah A. DeCotis | |||||||||||||||||
| Pimco Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PKO | 72202B100 | CUSIP | 1.2 | Elect Hans W. Kertess | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hans W. Kertess | Hans W. Kertess | |||||||||||||||||
| Pimco Income Opportunity Fund | United States | 4/27/2018 | Annual | 2/26/2018 | PKO | 72202B100 | CUSIP | 1.3 | Elect William B. Ogden IV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William B. Ogden IV | William B. Ogden, IV | |||||||||||||||||
| Plains All American Pipeline, L.P. | United States | 5/15/2018 | Annual | 3/20/2018 | PAA | 726503105 | CUSIP | 1.1 | Elect Bobby S. Shackouls | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Bobby S. Shackouls | Bobby S. Shackouls | |||||||||||||||||
| Plains All American Pipeline, L.P. | United States | 5/15/2018 | Annual | 3/20/2018 | PAA | 726503105 | CUSIP | 1.2 | Elect Christopher M. Temple | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher M. Temple | Christopher M. Temple | |||||||||||||||||
| Plains All American Pipeline, L.P. | United States | 5/15/2018 | Annual | 3/20/2018 | PAA | 726503105 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Plains All American Pipeline, L.P. | United States | 5/15/2018 | Annual | 3/20/2018 | PAA | 726503105 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The approval, on a non-binding advisory basis, of our named executive officer compensation. | |||||||||||||||||
| Plains All American Pipeline, L.P. | United States | 5/15/2018 | Annual | 3/20/2018 | PAA | 726503105 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Non-binding advisory vote on the frequency with which future advisory votes to approve our named executive officer compensation should be held. | |||||||||||||||||
| Plains GP Holdings LP | United States | 5/15/2018 | Annual | 3/20/2018 | PAGP | 72651A207 | CUSIP | 1.1 | Elect Bobby S. Shackouls | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bobby S. Shackouls | Bobby S. Shackouls | |||||||||||||||||
| Plains GP Holdings LP | United States | 5/15/2018 | Annual | 3/20/2018 | PAGP | 72651A207 | CUSIP | 1.2 | Elect Christopher M. Temple | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher M. Temple | Christopher M. Temple | |||||||||||||||||
| Plains GP Holdings LP | United States | 5/15/2018 | Annual | 3/20/2018 | PAGP | 72651A207 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Plains GP Holdings LP | United States | 5/15/2018 | Annual | 3/20/2018 | PAGP | 72651A207 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The approval, on a non-binding advisory basis, of our named executive officer compensation. | |||||||||||||||||
| Plains GP Holdings LP | United States | 5/15/2018 | Annual | 3/20/2018 | PAGP | 72651A207 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Non-binding advisory vote on the frequency with which future advisory votes to approve our named executive officer compensation should be held. | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.1 | Elect John A. Williams | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect John A. Williams | John A. Williams | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.2 | Elect Leonard A. Silverstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leonard A. Silverstein | Leonard A. Silverstein | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.3 | Elect Daniel M. DuPree | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel M. DuPree | Daniel M. DuPree | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.4 | Elect Steve Bartkowski | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steve Bartkowski | Steve Bartkowski | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.5 | Elect Gary B. Coursey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary B. Coursey | Gary B. Coursey | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.6 | Elect William J. Gresham | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. Gresham | William J. Gresham, Jr. | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.7 | Elect Howard A. McLure | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Howard A. McLure | Howard A. McLure | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.8 | Elect Timothy A. Peterson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Timothy A. Peterson | Timothy A. Peterson | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 1.9 | Elect John M. Wiens | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John M. Wiens | John M. Wiens | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | An advisory vote on the compensation of our executive officers as disclosed in the Proxy Statement. | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 3 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 3 Years | 1 Year | Against | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | An advisory vote on the frequency of future advisory votes on the compensation of our executive officers. | |||||||||||||||||
| Preferred Apartment Communities, Inc. | United States | 5/3/2018 | Annual | 3/15/2018 | APTS | 74039L103 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the selection of PricewaterhouseCoopers LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 1 | Elect Ronald L. Havner, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald L. Havner, Jr. | Election of Trustee: Ronald L. Havner, Jr. | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 2 | Elect Tamara Hughes Gustavson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Tamara Hughes Gustavson | Election of Trustee: Tamara Hughes Gustavson | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 3 | Elect Uri P. Harkham | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Uri P. Harkham | Election of Trustee: Uri P. Harkham | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 4 | Elect Leslie Stone Heisz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leslie Stone Heisz | Election of Trustee: Leslie S. Heisz | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 5 | Elect B. Wayne Hughes, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect B. Wayne Hughes, Jr. | Election of Trustee: B. Wayne Hughes, Jr. | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 6 | Elect Avedick B. Poladian | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Avedick B. Poladian | Election of Trustee: Avedick B. Poladian | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 7 | Elect Gary E. Pruitt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary E. Pruitt | Election of Trustee: Gary E. Pruitt | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 8 | Elect Ronald P. Spogli | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald P. Spogli | Election of Trustee: Ronald P. Spogli | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 9 | Elect Daniel C. Staton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel C. Staton | Election of Trustee: Daniel C. Staton | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve executive compensation. | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 11 | To Allow Shareholders to Amend Company Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | To Allow Shareholders to Amend Company Bylaws | To approve an amendment to the Company s Declaration of Trust to allow shareholders to amend the Company s bylaws. | |||||||||||||||||
| Public Storage | United States | 4/25/2018 | Annual | 3/1/2018 | PSA | 74460D109 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of appointment of Ernst & Young LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 1 | Set Board Size at Twelve | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Set Board Size at Twelve | Fixing the number of Trustees at 12. | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.1 | Elect Liaquat Ahamed | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Liaquat Ahamed | Liaquat Ahamed | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.2 | Elect Ravi Akhoury | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ravi Akhoury | Ravi Akhoury | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.3 | Elect Barbara M. Baumann | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barbara M. Baumann | Barbara M. Baumann | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.4 | Elect Jameson A. Baxter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jameson A. Baxter | Jameson A. Baxter | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.5 | Elect Katinka Domotorffy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Katinka Domotorffy | Katinka Domotorffy | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.6 | Elect Catharine Bond Hill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Catharine Bond Hill | Catharine Bond Hill | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.7 | Elect Paul L. Joskow | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul L. Joskow | Paul L. Joskow | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.8 | Elect Kenneth R. Leibler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kenneth R. Leibler | Kenneth R. Leibler | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.9 | Elect Robert E. Patterson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert E. Patterson | Robert E. Patterson | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.10 | Elect George Putnam, III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George Putnam, III | George Putnam, III | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.11 | Elect Robert L. Reynolds | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert L. Reynolds | Robert L. Reynolds | |||||||||||||||||
| Putnam Master Intermediate Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PIM | 746909100 | CUSIP | 2.12 | Elect Manoj P. Singh | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Manoj P. Singh | Manoj P. Singh | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 1 | Set Board Size at Twelve | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Set Board Size at Twelve | Fixing the number of Trustees at 12. | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.1 | Elect Liaquat Ahamed | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Liaquat Ahamed | Liaquat Ahamed | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.2 | Elect Ravi Akhoury | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ravi Akhoury | Ravi Akhoury | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.3 | Elect Barbara M. Baumann | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barbara M. Baumann | Barbara M. Baumann | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.4 | Elect Jameson A. Baxter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jameson A. Baxter | Jameson A. Baxter | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.5 | Elect Katinka Domotorffy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Katinka Domotorffy | Katinka Domotorffy | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.6 | Elect Catharine Bond Hill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Catharine Bond Hill | Catharine Bond Hill | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.7 | Elect Paul L. Joskow | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul L. Joskow | Paul L. Joskow | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.8 | Elect Kenneth R. Leibler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kenneth R. Leibler | Kenneth R. Leibler | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.9 | Elect Robert E. Patterson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert E. Patterson | Robert E. Patterson | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.10 | Elect George Putnam, III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George Putnam, III | George Putnam, III | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.11 | Elect Robert L. Reynolds | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert L. Reynolds | Robert L. Reynolds | |||||||||||||||||
| Putnam Premier Income Trust | United States | 4/27/2018 | Annual | 2/5/2018 | PPT | 746853100 | CUSIP | 2.12 | Elect Manoj P. Singh | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Manoj P. Singh | Manoj P. Singh | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.1 | Elect Richard S. Pzena | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard S. Pzena | Richard S. Pzena | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.2 | Elect John P. Goetz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John P. Goetz | John P. Goetz | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.3 | Elect William L. Lipsey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William L. Lipsey | William L. Lipsey | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.4 | Elect Steven M. Galbraith | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven M. Galbraith | Steven M. Galbraith | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.5 | Elect Joel M. Greenblatt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joel M. Greenblatt | Joel M. Greenblatt | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.6 | Elect Richard P. Meyerowich | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard P. Meyerowich | Richard P. Meyerowich | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 1.7 | Elect Charles D. Johnston | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles D. Johnston | Charles D. Johnston | |||||||||||||||||
| Pzena Investment Management, Inc. | United States | 5/22/2018 | Annual | 3/28/2018 | PZN | 74731Q103 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratify the appointment of PricewaterhouseCoopers LLP as independent auditors for our Company for our fiscal year ending December 31, 2018 | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.1 | Elect Stephen R. Blank | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen R. Blank | Stephen R. Blank | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.2 | Elect Dennis E. Gershenson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dennis E. Gershenson | Dennis Gershenson | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.3 | Elect Arthur H. Goldberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Arthur H. Goldberg | Arthur Goldberg | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.4 | Elect Brian Harper | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Brian Harper | Brian Harper | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.5 | Elect David J. Nettina | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David J. Nettina | David J. Nettina | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.6 | Elect Joel M. Pashcow | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joel M. Pashcow | Joel M. Pashcow | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 1.7 | Elect Laurie M. Shahon | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Laurie M. Shahon | Laurie M. Shahon | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Grant Thornton LLP as the Trust s independent registered public accounting firm for 2018. | |||||||||||||||||
| Ramco Gershenson Properties Trust | United States | 6/18/2018 | Annual | 4/23/2018 | RPT | 751452202 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory approval of the compensation of our named executive officers. | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 1 | Elect Kathleen R. Allen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kathleen R. Allen | Election of Director: Kathleen R. Allen | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 2 | Elect John P. Case | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John P. Case | Election of Director: John P. Case | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 3 | Elect A. Larry Chapman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect A. Larry Chapman | Election of Director: A. Larry Chapman | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 4 | Elect Priya Cherian Huskins | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Priya Cherian Huskins | Election of Director: Priya Cherian Huskins | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 5 | Elect Michael D. McKee | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael D. McKee | Election of Director: Michael D. McKee | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 6 | Elect Gregory T. McLaughlin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gregory T. McLaughlin | Election of Director: Gregory T. McLaughlin | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 7 | Elect Ronald L. Merriman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald L. Merriman | Election of Director: Ronald L. Merriman | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 8 | Elect Stephen E. Sterrett | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen E. Sterrett | Election of Director: Stephen E. Sterrett | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP as the Independent Registered Public Accounting Firm for the Fiscal Year Ending December 31, 2018. | |||||||||||||||||
| Realty Income Corporation | United States | 5/18/2018 | Annual | 3/8/2018 | O | 756109104 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Non-binding advisory vote to approve the compensation of our named executive officers. | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 1 | Elect Richard D. Baum | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard D. Baum | Election of Director: Richard D. Baum | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 2 | Elect Douglas B. Hansen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas B. Hansen | Election of Director: Douglas B. Hansen | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 3 | Elect Christopher J. Abate | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher J. Abate | Election of Director: Christopher J. Abate | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 4 | Elect Mariann Byerwalter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mariann Byerwalter | Election of Director: Mariann Byerwalter | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 5 | Elect Debora D. Horvath | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Debora D. Horvath | Election of Director: Debora D. Horvath | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 6 | Elect Greg H. Kubicek | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Greg H. Kubicek | Election of Director: Greg H. Kubicek | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 7 | Elect Karen R. Pallota | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Karen R. Pallota | Election of Director: Karen R. Pallotta | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 8 | Elect Jeffrey T. Pero | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey T. Pero | Election of Director: Jeffrey T. Pero | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 9 | Elect Georganne C. Proctor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Georganne C. Proctor | Election of Director: Georganne C. Proctor | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 10 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Grant Thornton LLP as the Company s independent registered public accounting firm for 2018. | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Non-binding advisory resolution to approve named executive officer compensation. | |||||||||||||||||
| Redwood Trust Inc. | United States | 5/22/2018 | Annual | 3/26/2018 | RWT | 758075402 | CUSIP | 12 | Amendment to the 2014 Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the 2014 Incentive Plan | To vote to approve the adoption of the Amended and Restated 2014 Incentive Plan. | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.1 | Elect Richard A. Baker | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard A. Baker | Richard A. Baker | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.2 | Elect Michael J. Indiveri | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael J. Indiveri | Michael J. Indiveri | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.3 | Elect Edward H. Meyer | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Edward H. Meyer | Edward H. Meyer | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.4 | Elect Lee S. Neibart | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lee S. Neibart | Lee S. Neibart | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.5 | Elect Charles J. Persico | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles J. Persico | Charles J. Persico | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.6 | Elect Laura H. Pomerantz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Laura H. Pomerantz | Laura H. Pomerantz | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.7 | Elect Stuart A. Tanz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stuart A. Tanz | Stuart A. Tanz | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 1.8 | Elect Eric S. Zorn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric S. Zorn | Eric S. Zorn | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as the Company s independent registered public accounting firm for the year ended December 31, 2018. | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval, on an advisory basis, of the compensation of the Company s named executive officers as described in the 2018 Proxy Statement. | |||||||||||||||||
| Retail Opportunity Investments Corp. | United States | 4/25/2018 | Annual | 2/27/2018 | ROIC | 76131N101 | CUSIP | 4 | Amendment to the 2009 Equity Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the 2009 Equity Incentive Plan | Approval of the Company s Amended and Restated 2009 Equity Incentive Plan. | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 1 | Elect Bonnie S. Biumi | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bonnie S. Biumi | ELECTION OF DIRECTOR: BONNIE S. BIUMI | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 2 | Elect Frank A. Catalano, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Frank A. Catalano, Jr. | ELECTION OF DIRECTOR: FRANK A. CATALANO, JR. | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 3 | Elect Robert G Gifford | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert G Gifford | ELECTION OF DIRECTOR: ROBERT G. GIFFORD | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 4 | Elect Gerald M. Gorski | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gerald M. Gorski | ELECTION OF DIRECTOR: GERALD M. GORSKI | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 5 | Elect Steven P. Grimes | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven P. Grimes | ELECTION OF DIRECTOR: STEVEN P. GRIMES | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 6 | Elect Richard P. Imperiale | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard P. Imperiale | ELECTION OF DIRECTOR: RICHARD P. IMPERIALE | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 7 | Elect Peter L. Lynch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter L. Lynch | ELECTION OF DIRECTOR: PETER L. LYNCH | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 8 | Elect Thomas J. Sargeant | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas J. Sargeant | ELECTION OF DIRECTOR: THOMAS J. SARGEANT | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 9 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approval of an advisory resolution on executive compensation. | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 10 | Amendment to the 2014 Long-Term Equity Compensation Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the 2014 Long-Term Equity Compensation Plan | Approval of the Retail Properties of America, Inc. Amended and Restated 2014 Long-Term Equity Compensation Plan. | |||||||||||||||||
| Retail Properties of America, Inc. | United States | 5/24/2018 | Annual | 3/20/2018 | RPAI | 76131V202 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Deloitte & Touche LLP as Retail Properties of America, Inc. s independent registered public accounting firm for 2018. | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.1 | Elect Robert L. Johnson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert L. Johnson | Robert L. Johnson | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.2 | Elect Leslie D. Hale | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leslie D. Hale | Leslie D. Hale | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.3 | Elect B. Evan Bayh III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect B. Evan Bayh III | Evan Bayh | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.4 | Elect Arthur R. Collins | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Arthur R. Collins | Arthur Collins | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.5 | Elect Nathaniel A. Davis | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Nathaniel A. Davis | Nathaniel A. Davis | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.6 | Elect Patricia L. Gibson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Patricia L. Gibson | Patricia L. Gibson | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.7 | Elect Robert M. La Forgia | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert M. La Forgia | Robert M. La Forgia | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.8 | Elect Robert J. McCarthy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert J. McCarthy | Robert J. McCarthy | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 1.9 | Elect Glenda G. McNeal | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Glenda G. McNeal | Glenda G. McNeal | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of PricewaterhouseCoopers LLP as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve (on a non-binding basis) the compensation of our named executive officers. | |||||||||||||||||
| RLJ Lodging Trust | United States | 5/24/2018 | Annual | 3/21/2018 | RLJ | 74965L101 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | To recommend (on a non-binding basis) the frequency of the advisory vote related to the compensation of our named executive officers. | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 1 | Elect Michael J Bender | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael J Bender | Election of Director: Michael J. Bender | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 2 | Elect Rachna Bhasin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Rachna Bhasin | Election of Director: Rachna Bhasin | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 3 | Elect Alvin Bowles | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Alvin Bowles | Election of Director: Alvin Bowles Jr. | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 4 | Elect Ellen R. Levine | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ellen R. Levine | Election of Director: Ellen Levine | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 5 | Elect Fazal Merchant | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Fazal Merchant | Election of Director: Fazal Merchant | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 6 | Elect Patrick Q. Moore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Patrick Q. Moore | Election of Director: Patrick Q. Moore | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 7 | Elect Robert S. Prather, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert S. Prather, Jr. | Election of Director: Robert S. Prather, Jr. | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 8 | Elect Colin V. Reed | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Colin V. Reed | Election of Director: Colin V. Reed | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 9 | Elect Michael I. Roth | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Michael I. Roth | Election of Director: Michael I. Roth | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, the Company s executive compensation. | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as the Company s independent registered public accounting firm for fiscal year 2018. | |||||||||||||||||
| Ryman Hospitality Properties Inc. | United States | 5/3/2018 | Annual | 3/16/2018 | RHP | 78377T107 | CUSIP | 12 | Shareholder Proposal Regarding Spin-Off | ShrHldr | N/A | Abstain | N/A | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Spin-Off | A stockholder proposal requesting a spin-off of our Entertainment business segment. | |||||||||||||||||
| Select Income REIT | United States | 5/16/2018 | Annual | 2/1/2018 | SIR | 81618T100 | CUSIP | 1 | Elect William A. Lamkin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William A. Lamkin | Election of Trustee: William A. Lamkin (Independent Trustee in Class III) | |||||||||||||||||
| Select Income REIT | United States | 5/16/2018 | Annual | 2/1/2018 | SIR | 81618T100 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve executive compensation. | |||||||||||||||||
| Select Income REIT | United States | 5/16/2018 | Annual | 2/1/2018 | SIR | 81618T100 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP as independent auditors to serve for the 2018 fiscal year. | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.1 | Elect Ronald A. Ballschmiede | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald A. Ballschmiede | Ronald A. Ballschmiede | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.2 | Elect Sarah M. Barpoulis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sarah M. Barpoulis | Sarah M. Barpoulis | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.3 | Elect Carlin G. Conner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carlin G. Conner | Carlin G. Conner | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.4 | Elect Karl F. Kurz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Karl F. Kurz | Karl F. Kurz | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.5 | Elect James H. Lytal | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James H. Lytal | James H. Lytal | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.6 | Elect William J. McAdam | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William J. McAdam | William J. McAdam | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 1.7 | Elect Thomas R. McDaniel | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas R. McDaniel | Thomas R. McDaniel | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding advisory basis, the compensation of the company s named executive officers. | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Grant Thornton LLP as independent registered public accounting firm for 2018. | |||||||||||||||||
| Semgroup Corporation | United States | 5/16/2018 | Annual | 3/29/2018 | SEMG | 81663A105 | CUSIP | 4 | Increase of Authorized Common Stock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Increase of Authorized Common Stock | To approve an amendment to the company s Amended and Restated Certificate of Incorporation, as amended, to increase the number of authorized shares of Class A Common Stock. | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 1 | Elect Glyn F. Aeppel | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Glyn F. Aeppel | Election of Director: Glyn F. Aeppel | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 2 | Elect Larry C. Glasscock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Larry C. Glasscock | Election of Director: Larry C. Glasscock | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 3 | Elect Karen N. Horn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Karen N. Horn | Election of Director: Karen N. Horn, Ph.D. | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 4 | Elect Allan B. Hubbard | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Allan B. Hubbard | Election of Director: Allan Hubbard | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 5 | Elect Reuben S. Leibowitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Reuben S. Leibowitz | Election of Director: Reuben S. Leibowitz | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 6 | Elect Gary M. Rodkin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Gary M. Rodkin | Election of Director: Gary M. Rodkin | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 7 | Elect Stefan Selig | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stefan Selig | Election of Director: Stefan M. Selig | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 8 | Elect Daniel C. Smith | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel C. Smith | Election of Director: Daniel C. Smith, Ph.D. | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 9 | Elect J. Albert Smith, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect J. Albert Smith, Jr. | Election of Director: J. Albert Smith, Jr. | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 10 | Elect Marta R. Stewart | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marta R. Stewart | Election of Director: Marta R. Stewart | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | An advisory vote to approve the compensation of our Named Executive Officers. | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Ernst & Young LLP as our independent registered public accounting firm for 2018. | |||||||||||||||||
| Simon Property Group, Inc. | United States | 5/8/2018 | Annual | 3/15/2018 | SPG | 828806109 | CUSIP | 13 | Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control | ShrHldr | Against | Against | For | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Prohibiting Termination Benefits Following a Change in Control | A shareholder proposal that any future employment agreement with our CEO does not provide any termination benefits following a change in control. | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.1 | Elect Jackson Hsieh | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jackson Hsieh | Jackson Hsieh | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.2 | Elect Kevin M. Charlton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kevin M. Charlton | Kevin M. Charlton | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.3 | Elect Todd A. Dunn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Todd A. Dunn | Todd A. Dunn | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.4 | Elect Richard I. Gilchrist | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard I. Gilchrist | Richard I. Gilchrist | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.5 | Elect Sheli Z. Rosenberg | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sheli Z. Rosenberg | Sheli Z. Rosenberg | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.6 | Elect Thomas D. Senkbeil | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas D. Senkbeil | Thomas D. Senkbeil | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 1.7 | Elect Nicholas P. Shepherd | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Nicholas P. Shepherd | Nicholas P. Shepherd | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the selection of Ernst & Young LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Spirit Realty Capital, Inc. | United States | 6/27/2018 | Annual | 4/20/2018 | SRC | 84860W102 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | A non-binding, advisory resolution to approve the compensation of our named executive officer as described in the accompanying Proxy Statement. | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.1 | Elect Benjamin S. Butcher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Benjamin S. Butcher | Benjamin S. Butcher | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.2 | Elect Virgis W. Colbert | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Virgis W. Colbert | Virgis W. Colbert | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.3 | Elect Michelle Dilley | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michelle Dilley | Michelle Dilley | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.4 | Elect Jeffrey D. Furber | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey D. Furber | Jeffrey D. Furber | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.5 | Elect Larry T. Guillemette | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Larry T. Guillemette | Larry T. Guillemette | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.6 | Elect Francis X. Jacoby III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Francis X. Jacoby III | Francis X. Jacoby III | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.7 | Elect Christopher P. Marr | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher P. Marr | Christopher P. Marr | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 1.8 | Elect Hans S. Weger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hans S. Weger | Hans S. Weger | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the appointment of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 3 | Amendment to Charter to Provide Stockholders with the Ability to Amend Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to Charter to Provide Stockholders with the Ability to Amend Bylaws | The approval of an amendment to the charter to provide stockholders with the ability to alter, amend or repeal the bylaws and adopt new bylaws. | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 4 | Approval of the Amendment to 2011 Equity Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of the Amendment to 2011 Equity Incentive Plan | The approval of the amended and restated STAG Industrial, Inc. 2011 Equity Incentive Plan. | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | The approval, by non-binding vote, of executive compensation. | |||||||||||||||||
| STAG Industrial, Inc. | United States | 4/30/2018 | Annual | 3/12/2018 | STAG | 85254J102 | CUSIP | 6 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | The recommendation, by non-binding vote, of the frequency of executive compensation votes. | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 1.1 | Elect Richard D. Bronson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard D. Bronson | Richard D. Bronson | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 1.2 | Elect Jeffrey G. Dishner | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey G. Dishner | Jeffrey G. Dishner | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 1.3 | Elect Camille J. Douglas | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Camille J. Douglas | Camille J. Douglas | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 1.4 | Elect Solomon J. Kumin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Solomon J. Kumin | Solomon J. Kumin | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 1.5 | Elect Barry S. Sternlicht | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Barry S. Sternlicht | Barry S. Sternlicht | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 1.6 | Elect Strauss Zelnick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Strauss Zelnick | Strauss Zelnick | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, the Company s executive compensation as disclosed in the accompanying proxy statement. | |||||||||||||||||
| Starwood Property Trust Inc | United States | 5/2/2018 | Annual | 3/12/2018 | STWD | 85571B105 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the Audit Committee s appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the calendar year ending December 31, 2018. | |||||||||||||||||
| Stellus Capital Investment Corp | United States | 6/28/2018 | Annual | 4/5/2018 | SCM | 858568108 | CUSIP | 1.1 | Elect Robert T. Ladd | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert T. Ladd | Robert T. Ladd | |||||||||||||||||
| Stellus Capital Investment Corp | United States | 6/28/2018 | Annual | 4/5/2018 | SCM | 858568108 | CUSIP | 1.2 | Elect J. Tim Arnoult | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect J. Tim Arnoult | J. Tim Arnoult | |||||||||||||||||
| Stellus Capital Investment Corp | United States | 6/28/2018 | Annual | 4/5/2018 | SCM | 858568108 | CUSIP | 1.3 | Elect Paul Keglevic | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paul Keglevic | Paul Keglevic | |||||||||||||||||
| Stellus Capital Investment Corp | United States | 6/28/2018 | Annual | 4/5/2018 | SCM | 858568108 | CUSIP | 2 | Authority to Sell Shares Below NAV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Sell Shares Below NAV | To approve a proposal to authorize the Company, with the approval of the Board, to sell or otherwise issue up to 25% of the Company s outstanding common stock at an offering price that is below the Company s then current NAV per share. | |||||||||||||||||
| Stellus Capital Investment Corp | United States | 6/28/2018 | Annual | 4/5/2018 | SCM | 858568108 | CUSIP | 3 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Reduce Minimum Asset Coverage Ratio from 200% to 150% | To approve the reduction of the Company s required minimum asset coverage ratio from 200% to 150% with immediate effect. | |||||||||||||||||
| Stellus Capital Investment Corp | United States | 6/28/2018 | Annual | 4/5/2018 | SCM | 858568108 | CUSIP | 4 | Right to Adjourn Meeting | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Right to Adjourn Meeting | To approve the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. | |||||||||||||||||
| Stone Harbor Emergin Markets Income Fund | United States | 3/9/2018 | Annual | 1/9/2018 | EDF | 86164T107 | CUSIP | 1.1 | Elect Alan Brott | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Alan Brott | Alan Brott | |||||||||||||||||
| Stone Harbor Emergin Markets Income Fund | United States | 3/9/2018 | Annual | 1/9/2018 | EDF | 86164T107 | CUSIP | 1.2 | Elect Thomas K. Flanagan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas K. Flanagan | Thomas K. Flanagan | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.1 | Elect Joseph M. Donovan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joseph M. Donovan | Joseph M. Donovan | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.2 | Elect Mary Fedewa | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary Fedewa | Mary Fedewa | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.3 | Elect Morton H. Fleischer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Morton H. Fleischer | Morton H. Fleischer | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.4 | Elect William F. Hipp | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William F. Hipp | William F. Hipp | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.5 | Elect Catherine D. Rice | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Catherine D. Rice | Catherine D. Rice | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.6 | Elect Einar A. Seadler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Einar A. Seadler | Einar A. Seadler | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.7 | Elect Mark N. Sklar | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark N. Sklar | Mark N. Sklar | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.8 | Elect Quentin P. Smith, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Quentin P. Smith, Jr. | Quentin P. Smith, Jr. | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 1.9 | Elect Christopher H. Volk | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher H. Volk | Christopher H. Volk | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 2 | Approval of Amended and Restated Charter | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of Amended and Restated Charter | To amend and restate the Company s charter to remove certain provisions that applied to us only when we were a controlled company under our former majority stockholder and that are no longer operative. | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, the compensation of the Company s named executive officers. | |||||||||||||||||
| STORE Capital Corporation | United States | 5/31/2018 | Annual | 4/2/2018 | STOR | 862121100 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Ernst & Young LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 1.1 | Elect Daniel P. Hansen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel P. Hansen | Daniel P. Hansen | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 1.2 | Elect Bjorn R. L. Hanson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bjorn R. L. Hanson | Bjorn R. L. Hanson | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 1.3 | Elect Jeffrey W. Jones | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey W. Jones | Jeffrey W. Jones | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 1.4 | Elect Kenneth J. Kay | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kenneth J. Kay | Kenneth J. Kay | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 1.5 | Elect Thomas W. Storey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas W. Storey | Thomas W. Storey | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 1.6 | Elect Hope Taitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hope Taitz | Hope S. Taitz | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratify the appointment of ERNST & YOUNG LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Approve an advisory (non-binding) resolution on executive compensation. | |||||||||||||||||
| Summit Hotel Properties, Inc. | United States | 5/17/2018 | Annual | 3/21/2018 | INN | 866082100 | CUSIP | 4 | Frequency of Advisory Vote on Executive Compensation | Mgmt | 1 Year | 1 Year | For | Granite Shares HIPS US High Income ETF | Voted | Frequency of Advisory Vote on Executive Compensation | Recommend by advisory (non-binding) vote, the frequency of advisory (non-binding) votes on executive compensation. | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 1 | Elect John V. Arabia | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John V. Arabia | Election of Director: John V. Arabia | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 2 | Elect W. Blake Baird | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect W. Blake Baird | Election of Director: W. Blake Baird | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 3 | Elect Andrew Batinovich | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Andrew Batinovich | Election of Director: Andrew Batinovich | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 4 | Elect Z. Jamie Behar | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Z. Jamie Behar | Election of Director: Z. Jamie Behar | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 5 | Elect Thomas A. Lewis Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas A. Lewis Jr. | Election of Director: Thomas A. Lewis, Jr. | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 6 | Elect Murray J. McCabe | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Murray J. McCabe | Election of Director: Murray J. McCabe | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 7 | Elect Douglas M. Pasquale | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas M. Pasquale | Election of Director: Douglas M. Pasquale | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 8 | Elect Keith P. Russell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Keith P. Russell | Election of Director: Keith P. Russell | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the Audit Committee s appointment of Ernst & Young LLP to act as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Sunstone Hotel Investors, Inc. | United States | 5/3/2018 | Annual | 3/13/2018 | SHO | 867892101 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of Sunstone s named executive officers, as set forth in Sunstone s Proxy Statement for the 2018 Annual Meeting of Stockholders. | |||||||||||||||||
| Tallgrass Energy Partners LP | United States | 6/26/2018 | Special | 5/18/2018 | TEP | 874697105 | CUSIP | 1 | Merger/Acquisition | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Merger/Acquisition | The approval and adoption of the Agreement and Plan of Merger dated as of March 26, 2018 by and among Tallgrass Energy GP, LP, Tallgrass Equity, LLC, Razor Merger Sub, LLC, Tallgrass Energy Partners, LP and Tallgrass MLP GP, LLC, as it may be amended from time to time, and the transactions contemplated thereby. | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 1 | Elect William G. Benton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William G. Benton | Election of Director: William G. Benton | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 2 | Elect Jeffrey B. Citrin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey B. Citrin | Election of Director: Jeffrey B. Citrin | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 3 | Elect David B. Henry | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David B. Henry | Election of Director: David B. Henry | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 4 | Elect Thomas J. Reddin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas J. Reddin | Election of Director: Thomas J. Reddin | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 5 | Elect Thomas E. Robinson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas E. Robinson | Election of Director: Thomas E. Robinson | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 6 | Elect Bridget M. Ryan-Berman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Bridget M. Ryan-Berman | Election of Director: Bridget M. Ryan-Berman | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 7 | Elect Allan L. Schuman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Allan L. Schuman | Election of Director: Allan L. Schuman | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 8 | Elect Steven B. Tanger | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven B. Tanger | Election of Director: Steven B. Tanger | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Tanger Factory Outlet Centers, Inc. | United States | 5/18/2018 | Annual | 3/21/2018 | SKT | 875465106 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on a non-binding basis, named executive officer compensation. | |||||||||||||||||
| Targa Resources Corp. | United States | 5/24/2018 | Annual | 4/2/2018 | TRGP | 87612G101 | CUSIP | 1 | Elect Robert B. Evans | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert B. Evans | Election of Director: Robert B. Evans | |||||||||||||||||
| Targa Resources Corp. | United States | 5/24/2018 | Annual | 4/2/2018 | TRGP | 87612G101 | CUSIP | 2 | Elect Joe Bob Perkins | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Joe Bob Perkins | Election of Director: Joe Bob Perkins | |||||||||||||||||
| Targa Resources Corp. | United States | 5/24/2018 | Annual | 4/2/2018 | TRGP | 87612G101 | CUSIP | 3 | Elect Ershel C. Redd, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ershel C. Redd, Jr. | Election of Director: Ershel C. Redd Jr. | |||||||||||||||||
| Targa Resources Corp. | United States | 5/24/2018 | Annual | 4/2/2018 | TRGP | 87612G101 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Selection of Independent Accountants | |||||||||||||||||
| Targa Resources Corp. | United States | 5/24/2018 | Annual | 4/2/2018 | TRGP | 87612G101 | CUSIP | 5 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory Vote to Approve Executive Compensation | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 1.1 | Elect Mayree C. Clark | Mgmt | For | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Elect Mayree C. Clark | Mayree C. Clark | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 1.2 | Elect Michael J. Embler | Mgmt | For | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Elect Michael J. Embler | Michael J. Embler | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 1.3 | Elect William S. Taubman | Mgmt | For | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Elect William S. Taubman | William S. Taubman | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Ratification of Auditor | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | For | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Advisory Vote on Executive Compensation | Advisory approval of the named executive officer compensation. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 4 | Approval of the 2018 Omnibus Long-Term Incentive Plan | Mgmt | For | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Approval of the 2018 Omnibus Long-Term Incentive Plan | Approval of the 2018 Omnibus Long-Term Incentive Plan. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 5 | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | ShrHldr | Against | TNA | N/A | Granite Shares HIPS US High Income ETF | Take No Action | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | Land & Buildings Capital Growth Fund, LP Proposal Regarding the Company s Capital and Voting Structure. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 1.1 | Elect Jonathan Litt | ShrHldr | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Elect Jonathan Litt | Jonathan Litt | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 1.2 | Elect Management Nominee Mayree C. Clark | ShrHldr | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Elect Management Nominee Mayree C. Clark | MGT NOM: M.C. Clark | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 1.3 | Elect Management Nominee Michael J. Embler | ShrHldr | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Elect Management Nominee Michael J. Embler | MGT NOM: M.J. Embler | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 2 | Ratification of Auditor | Mgmt | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of KPMG LLP as the independent registered public accounting firm for the Company for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 3 | Advisory Vote on Executive Compensation | Mgmt | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory basis, the compensation of the Company s named executive officers. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 4 | Approval of the 2018 Omnibus Long-Term Incentive Plan | Mgmt | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Approval of the 2018 Omnibus Long-Term Incentive Plan | To approve the Company s 2018 Omnibus Long-term Incentive Plan. | |||||||||||||||||
| Taubman Centers Inc. | United States | 5/31/2018 | Proxy Contest | 4/2/2018 | TCO | 876664103 | CUSIP | 5 | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | ShrHldr | N/A | For | N/A | Granite Shares HIPS US High Income ETF | Voted | Shareholder Proposal Regarding Elimination of Dual Class Voting Stock Structure | Non-binding proposal to request that the Board eliminate the dual class voting stock structure. | |||||||||||||||||
| TCG BDC Inc | United States | 6/6/2018 | Annual | 4/23/2018 | CGBD | 872280102 | CUSIP | 1.1 | Elect Eliot P.S. Merrill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eliot P.S. Merrill | Eliot P.S. Merrill | |||||||||||||||||
| TCG BDC Inc | United States | 6/6/2018 | Annual | 4/23/2018 | CGBD | 872280102 | CUSIP | 1.2 | Elect Nigel D. T. Andrews | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Nigel D. T. Andrews | Nigel D.T. Andrews | |||||||||||||||||
| TCG BDC Inc | United States | 6/6/2018 | Annual | 4/23/2018 | CGBD | 872280102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Ernst & Young LLP as the independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| TCG BDC Inc | United States | 6/6/2018 | Annual | 4/23/2018 | CGBD | 872280102 | CUSIP | 3 | Minimum Asset Coverage Ratio of 150% | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Minimum Asset Coverage Ratio of 150% | To consider and vote upon a proposal to approve the application of a minimum asset coverage ratio of 150% to the Company, which would permit the Company to double the maximum amount of leverage that it is permitted to incur. | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.1 | Elect Kathleen A. Corbet | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Kathleen A. Corbet | Kathleen A. Corbet | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.2 | Elect Eric J. Draut | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric J. Draut | Eric J. Draut | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.3 | Elect M. Freddie Reiss | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect M. Freddie Reiss | M. Freddie Reiss | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.4 | Elect Peter E. Schwab | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter E. Schwab | Peter E. Schwab | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.5 | Elect Brian F. Wruble | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Brian F. Wruble | Brian F. Wruble | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.6 | Elect Howard M. Levkowitz | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Howard M. Levkowitz | Howard M. Levkowitz | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 1.7 | Elect Rajneesh Vig | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Rajneesh Vig | Rajneesh Vig | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 2 | Approval of a new investment advisory agreement between the Company and Tennenbaum Capital Partners, LLC (the Advisor")" | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of a new investment advisory agreement between the Company and Tennenbaum Capital Partners, LLC (the Advisor")" | To approve the Company s entry into the New Company Agreement to permit the Advisor to serve as investment advisor to the Company following the Transaction. | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 3 | Approval of a New Investment Advisory Agreement Between SVCP and Tennenbaum Capital Partners, LLC | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of a New Investment Advisory Agreement Between SVCP and Tennenbaum Capital Partners, LLC | To approve SVCP s entry into the new SVCP Agreement to permit the Advisor to serve as investment advisor to SVCP following the Transaction. | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 4 | To Simplify the Company's Structure by Withdrawing SVCP's Election to be Regulated as a BDC Under the 1940 Act | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | To Simplify the Company's Structure by Withdrawing SVCP's Election to be Regulated as a BDC Under the 1940 Act | To authorize the Board of Directors of SVCP to simplify the Company s structure by withdrawing SVCP s election to be regulated as a BDC under the 1940 Act. | |||||||||||||||||
| TCP Capital Corp | United States | 6/19/2018 | Annual | 4/20/2018 | TCPC | 87238Q103 | CUSIP | 5 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Sell Shares Below Net Asset Value | To renew the Company s authorization, with approval of its Board of Directors, to sell shares of the Company s common stock at a price or prices below its then current net asset value per share in one or more offerings (for up to the next 12 months), subject to certain limitations set forth in the Joint Proxy Statement. | |||||||||||||||||
| Templeton Funds | United States | 6/13/2018 | Annual | 3/28/2018 | GIM | 880198106 | CUSIP | 1.1 | Elect Harris J. Ashton | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Harris J. Ashton | Harris J. Ashton | |||||||||||||||||
| Templeton Funds | United States | 6/13/2018 | Annual | 3/28/2018 | GIM | 880198106 | CUSIP | 1.2 | Elect Ann Torre Bates | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ann Torre Bates | Ann Torre Bates | |||||||||||||||||
| Templeton Funds | United States | 6/13/2018 | Annual | 3/28/2018 | GIM | 880198106 | CUSIP | 1.3 | Elect David W. Niemiec | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David W. Niemiec | David W. Niemiec | |||||||||||||||||
| Templeton Funds | United States | 6/13/2018 | Annual | 3/28/2018 | GIM | 880198106 | CUSIP | 1.4 | Elect Robert E. Wade | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert E. Wade | Robert E. Wade | |||||||||||||||||
| Templeton Funds | United States | 6/13/2018 | Annual | 3/28/2018 | GIM | 880198106 | CUSIP | 2 | Amendment to Investment Objective Regarding Commodities | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to Investment Objective Regarding Commodities | To approve an amended fundamental investment restriction regarding investments in commodities | |||||||||||||||||
| Templeton Funds | United States | 6/13/2018 | Annual | 3/28/2018 | GIM | 880198106 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2018 | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 1.1 | Elect Ann Torre Bates | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ann Torre Bates | Ann Torre Bates | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 1.2 | Elect David W. Niemiec | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David W. Niemiec | David W. Niemiec | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 1.3 | Elect Larry D. Thompson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Larry D. Thompson | Larry D. Thompson | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 1.4 | Elect Robert E. Wade | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert E. Wade | Robert E. Wade | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 2 | Amendment to Investment Objective Regarding U.S. Dollar Denominated Securities | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to Investment Objective Regarding U.S. Dollar Denominated Securities | To approve the elimination of the fundamental investment policy requiring the Fund to invest at least 65% of its total assets in U.S. dollar-denominated securities | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 3 | Amendment to Investment Objective Regarding Commodities | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to Investment Objective Regarding Commodities | To approve an amended fundamental investment restriction regarding investments in commodities | |||||||||||||||||
| Templeton Funds | United States | 6/29/2018 | Annual | 3/28/2018 | TEI | 880192109 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | The ratification of the selection of PricewaterhouseCoopers LLP as the independent registered public accounting firm for the Fund for the fiscal year ending December 31, 2018 | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 1 | Elect Peggy Alford | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peggy Alford | Election of Director: Peggy Alford | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 2 | Elect John H. Alschuler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John H. Alschuler | Election of Director: John H. Alschuler | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 3 | Elect Eric K. Brandt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eric K. Brandt | Election of Director: Eric K. Brandt | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 4 | Elect Edward C. Coppola | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward C. Coppola | Election of Director: Edward C. Coppola | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 5 | Elect Steven R. Hash | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven R. Hash | Election of Director: Steven R. Hash | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 6 | Elect Daniel J. Hirsch | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel J. Hirsch | Election of Director: Daniel J. Hirsch | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 7 | Elect Diana M. Laing | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Diana M. Laing | Election of Director: Diana M. Laing | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 8 | Elect Thomas E. O'Hern | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas E. O'Hern | Election of Director: Thomas E. O Hern | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 9 | Elect Steven L. Soboroff | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Steven L. Soboroff | Election of Director: Steven L. Soboroff | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 10 | Elect Andrea M. Stephen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Andrea M. Stephen | Election of Director: Andrea M. Stephen | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP as our independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| The Macerich Company | United States | 6/21/2018 | Annual | 3/23/2018 | MAC | 554382101 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve our named executive officer compensation as described in our Proxy Statement. | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 1.1 | Elect Christopher J. Flynn | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher J. Flynn | Christopher J. Flynn | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 1.2 | Elect Edmund Giambastiani, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edmund Giambastiani, Jr. | E. P. Giambastiani, Jr. | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 1.3 | Elect Nancy Hawthorne | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Nancy Hawthorne | Nancy Hawthorne | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 1.4 | Elect James D. Kern | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James D. Kern | James D. Kern | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 1.5 | Elect Deborah McAneny | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Deborah McAneny | Deborah McAneny | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 1.6 | Elect Jane Musser Nelson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jane Musser Nelson | Jane Musser Nelson | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 2 | Authority to Issue Common Stock Below NAV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Issue Common Stock Below NAV | Approval of a proposal to authorize the Company to sell or otherwise issue up to 25% of the Company s common stock at a net price below the Company s then current NAV. | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 3 | Authority to Issue Warrants or Debt Convertible into Stock Below NAV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Issue Warrants or Debt Convertible into Stock Below NAV | Approval of a proposal to authorize the Company to offer and issue debt with warrants or debt convertible into shares of its common stock at an exercise or conversion price that, at the time such warrants or convertible debt are issued, will not be less than the market value per share but, provided that Proposal 2 is approved, may be below the Company s then current NAV. | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 4 | Amendment Regarding Shareholder Ability to Amend Bylaws | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment Regarding Shareholder Ability to Amend Bylaws | Approval of an amendment to the Company s Amended and Restated Certificate of Incorporation to allow the Company s stockholders to amend its bylaws. | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 5 | Amendment Regarding Removal of Directors | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment Regarding Removal of Directors | Approval of an amendment to the Company s Charter to remove the ability of the continuing directors to remove any director for cause. | |||||||||||||||||
| THL Credit, Inc. | United States | 6/7/2018 | Annual | 4/17/2018 | TCRD | 872438106 | CUSIP | 6 | Right to Adjourn Meeting | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Right to Adjourn Meeting | Approval of the adjournment of the Annual Meeting, if necessary or appropriate, to solicit additional proxies. | |||||||||||||||||
| TPG Specialty Lending Inc | United States | 5/17/2018 | Special | 3/19/2018 | TSLX | 87265K102 | CUSIP | 1 | Authority to Sell Shares Below Net Asset Value | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Authority to Sell Shares Below Net Asset Value | To approve a proposal to authorize the Company to sell or otherwise issue shares of its common stock at a price below its then-current net asset value per share in one or more offerings, in each case subject to the approval of its board of directors and subject to the conditions set forth in the accompanying proxy statement. | |||||||||||||||||
| TPG Specialty Lending Inc | United States | 5/17/2018 | Annual | 3/28/2018 | TSLX | 87265K102 | CUSIP | 1.1 | Elect Richard Higginbotham | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Richard Higginbotham | Richard Higginbotham | |||||||||||||||||
| TPG Specialty Lending Inc | United States | 5/17/2018 | Annual | 3/28/2018 | TSLX | 87265K102 | CUSIP | 1.2 | Elect Ronald Tanemura | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald Tanemura | Ronald Tanemura | |||||||||||||||||
| TPG Specialty Lending Inc | United States | 5/17/2018 | Annual | 3/28/2018 | TSLX | 87265K102 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of KPMG LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 1 | Elect E. Ashton Poole | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect E. Ashton Poole | Election of Director: E. Ashton Poole | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 2 | Elect Steven C. Lilly | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Steven C. Lilly | Election of Director: Steven C. Lilly | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 3 | Elect W. McComb Dunwoody | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect W. McComb Dunwoody | Election of Director: W. McComb Dunwoody | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 4 | Elect Mark M. Gambill | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark M. Gambill | Election of Director: Mark M. Gambill | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 5 | Elect Benjamin S. Goldstein | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Benjamin S. Goldstein | Election of Director: Benjamin S. Goldstein | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 6 | Elect Mark F. Mulhern | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark F. Mulhern | Election of Director: Mark F. Mulhern | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 7 | Elect Simon B. Rich, Jr. | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Simon B. Rich, Jr. | Election of Director: Simon B. Rich, Jr. | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 8 | Elect Garland S. Tucker, III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Garland S. Tucker, III | Election of Director: Garland S. Tucker, III | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Triangle Capital Corporation | United States | 5/2/2018 | Annual | 2/22/2018 | TCAP | 895848109 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve the compensation of our named executive officers. | |||||||||||||||||
| TriplePoint Venture Growth BDC Corp. | United States | 4/25/2018 | Annual | 3/12/2018 | TPVG | 89677Y100 | CUSIP | 1.1 | Elect Sajal K. Srivastava | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Sajal K. Srivastava | Sajal K. Srivastava | |||||||||||||||||
| TriplePoint Venture Growth BDC Corp. | United States | 4/25/2018 | Annual | 3/12/2018 | TPVG | 89677Y100 | CUSIP | 1.2 | Elect Stephen A. Cassani | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen A. Cassani | Stephen A. Cassani | |||||||||||||||||
| TriplePoint Venture Growth BDC Corp. | United States | 4/25/2018 | Annual | 3/12/2018 | TPVG | 89677Y100 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the selection of Deloitte & Touche LLP to serve as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| TriplePoint Venture Growth BDC Corp. | United States | 4/25/2018 | Annual | 3/12/2018 | TPVG | 89677Y100 | CUSIP | 3 | Issuance of Common Stock | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Issuance of Common Stock | To authorize the Company to issue options, warrants or securities to subscribe to, convert to, or purchase common stock, subject to the conditions as set forth in the proxy statement. | |||||||||||||||||
| TriplePoint Venture Growth BDC Corp. | United States | 6/21/2018 | Special | 5/18/2018 | TPVG | 89677Y100 | CUSIP | 1 | Reduce Minimum Asset Coverage Ratio from 200% to 150% | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Reduce Minimum Asset Coverage Ratio from 200% to 150% | To approve a proposal authorizing the Company to immediately become subject to a minimum asset coverage ratio of at least 150%, permitting the Company to double its amount of debt incurrence earlier than the effective date of April 24, 2019. | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 1 | Elect E. Spencer Abraham | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect E. Spencer Abraham | Election of Director: E. Spencer Abraham | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 2 | Elect James J. Bender | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James J. Bender | Election of Director: James J. Bender | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 3 | Elect Stephen G. Kasnet | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen G. Kasnet | Election of Director: Stephen G. Kasnet | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 4 | Elect Lisa A. Pollina | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Lisa A. Pollina | Election of Director: Lisa A. Pollina | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 5 | Elect William Roth | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William Roth | Election of Director: William Roth | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 6 | Elect W. Reid Sanders | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect W. Reid Sanders | Election of Director: W. Reid Sanders | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 7 | Elect Thomas Siering | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas Siering | Election of Director: Thomas E. Siering | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 8 | Elect Brian C. Taylor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Brian C. Taylor | Election of Director: Brian C. Taylor | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 9 | Elect Hope B. Woodhouse | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hope B. Woodhouse | Election of Director: Hope B. Woodhouse | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote on the compensation of our executive officers. | |||||||||||||||||
| Two Harbors Investment Corp. | United States | 5/17/2018 | Annual | 3/23/2018 | TWO | 90187B408 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Ernst & Young LLP to serve as our independent registered public accounting firm for our fiscal year ending December 31, 2018. | |||||||||||||||||
| UMH Properties, Inc. | United States | 6/14/2018 | Annual | 4/5/2018 | UMH | 903002103 | CUSIP | 1.1 | Elect Anna T. Chew | Mgmt | For | Withhold | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Anna T. Chew | Anna T. Chew | |||||||||||||||||
| UMH Properties, Inc. | United States | 6/14/2018 | Annual | 4/5/2018 | UMH | 903002103 | CUSIP | 1.2 | Elect Eugene W. Landy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eugene W. Landy | Eugene W. Landy | |||||||||||||||||
| UMH Properties, Inc. | United States | 6/14/2018 | Annual | 4/5/2018 | UMH | 903002103 | CUSIP | 1.3 | Elect Samuel A. Landy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Samuel A. Landy | Samuel A. Landy | |||||||||||||||||
| UMH Properties, Inc. | United States | 6/14/2018 | Annual | 4/5/2018 | UMH | 903002103 | CUSIP | 1.4 | Elect Stuart Levy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stuart Levy | Stuart D. Levy | |||||||||||||||||
| UMH Properties, Inc. | United States | 6/14/2018 | Annual | 4/5/2018 | UMH | 903002103 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of PKF O Connor Davies, LLP as the Company s independent registered public accounting firm for the year ending December 31, 2018. | |||||||||||||||||
| UMH Properties, Inc. | United States | 6/14/2018 | Annual | 4/5/2018 | UMH | 903002103 | CUSIP | 3 | Amendment to the 2013 Stock Option and Award Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the 2013 Stock Option and Award Plan | The amendment and restatement of the Company s 2013 Stock Option and Stock Award Plan. | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 1 | Elect Glenn J. Rufrano | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Glenn J. Rufrano | Election of Director: Glenn J. Rufrano | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 2 | Elect Hugh R. Frater | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Hugh R. Frater | Election of Director: Hugh R. Frater | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 3 | Elect David B. Henry | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect David B. Henry | Election of Director: David B. Henry | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 4 | Elect Mary Hogan Preusse | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary Hogan Preusse | Election of Director: Mary Hogan Preusse | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 5 | Elect Richard J. Lieb | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard J. Lieb | Election of Director: Richard J. Lieb | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 6 | Elect Mark S. Ordan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark S. Ordan | Election of Director: Mark S. Ordan | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 7 | Elect Eugene A. Pinover | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Eugene A. Pinover | Election of Director: Eugene A. Pinover | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 8 | Elect Julie G. Richardson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Julie G. Richardson | Election of Director: Julie G. Richardson | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Deloitte & Touche LLP as the Company s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| VEREIT, Inc. | United States | 5/3/2018 | Annual | 3/9/2018 | VER | 92339V100 | CUSIP | 10 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To adopt a non-binding advisory resolution approving the compensation for our named executive officers as described in the Company s definitive proxy statement. | |||||||||||||||||
| Virtus Global Multi-Sector Income Fund | United States | 5/22/2018 | Annual | 4/2/2018 | VGI | 92829B101 | CUSIP | 1.1 | Elect George R. Aylward | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect George R. Aylward | George R. Aylward | |||||||||||||||||
| Virtus Global Multi-Sector Income Fund | United States | 5/22/2018 | Annual | 4/2/2018 | VGI | 92829B101 | CUSIP | 1.2 | Elect Philip R. McLoughlin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Philip R. McLoughlin | Philip R. McLoughlin | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 1 | Elect Mark A. Alexander | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mark A. Alexander | Election of Director: Mark A. Alexander | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 2 | Elect Peter J. Farrell | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Peter J. Farrell | Election of Director: Peter J. Farrell | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 3 | Elect Robert Flanagan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert Flanagan | Election of Director: Robert J. Flanagan | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 4 | Elect Jason Fox | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jason Fox | Election of Director: Jason E. Fox | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 5 | Elect Benjamin H. Griswold, IV | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Benjamin H. Griswold, IV | Election of Director: Benjamin H. Griswold, IV | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 6 | Elect Axel K.A. Hansing | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Axel K.A. Hansing | Election of Director: Axel K.A. Hansing | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 7 | Elect Jean Hoysradt | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jean Hoysradt | Election of Director: Jean Hoysradt | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 8 | Elect Margaret G. Lewis | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Margaret G. Lewis | Election of Director: Margaret G. Lewis | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 9 | Elect Christopher J. Niehaus | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Christopher J. Niehaus | Election of Director: Christopher J. Niehaus | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 10 | Elect Nick J.M. van Ommen | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Nick J.M. van Ommen | Election of Director: Nick J.M. van Ommen | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 11 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To Approve the Advisory Resolution on Executive Compensation. | |||||||||||||||||
| W.P. Carey Inc. | United States | 6/14/2018 | Annual | 4/2/2018 | WPC | 92936U109 | CUSIP | 12 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of Appointment of PricewaterhouseCoopers LLP as the Company s Independent Registered Public Accounting Firm for 2018. | |||||||||||||||||
| Waddell & Reed Financial, Inc. | United States | 4/26/2018 | Annual | 2/26/2018 | WDR | 930059100 | CUSIP | 1.1 | Elect Thomas C. Godlasky | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas C. Godlasky | Thomas C. Godlasky | |||||||||||||||||
| Waddell & Reed Financial, Inc. | United States | 4/26/2018 | Annual | 2/26/2018 | WDR | 930059100 | CUSIP | 1.2 | Elect Dennis E. Logue | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dennis E. Logue | Dennis E. Logue | |||||||||||||||||
| Waddell & Reed Financial, Inc. | United States | 4/26/2018 | Annual | 2/26/2018 | WDR | 930059100 | CUSIP | 1.3 | Elect Michael F. Morrissey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Michael F. Morrissey | Michael F. Morrissey | |||||||||||||||||
| Waddell & Reed Financial, Inc. | United States | 4/26/2018 | Annual | 2/26/2018 | WDR | 930059100 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Advisory vote to approve named executive officer compensation. | |||||||||||||||||
| Waddell & Reed Financial, Inc. | United States | 4/26/2018 | Annual | 2/26/2018 | WDR | 930059100 | CUSIP | 3 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of KPMG LLP as the independent registered public accounting firm for the fiscal year 2018. | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 1 | Elect J. Taggart Birge | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect J. Taggart Birge | Election of Director: J. Taggart Birge | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 2 | Elect Louis G. Conforti | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Louis G. Conforti | Election of Director: Louis G. Conforti | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 3 | Elect John J. Dillon III | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John J. Dillon III | Election of Director: John J. Dillon III | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 4 | Elect Robert J. Laikin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert J. Laikin | Election of Director: Robert J. Laikin | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 5 | Elect John F. Levy | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John F. Levy | Election of Director: John F. Levy | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 6 | Elect Sheryl G. von Blucher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Sheryl G. von Blucher | Election of Director: Sheryl G. von Blucher | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 7 | Elect Jacquelyn R. Soffer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jacquelyn R. Soffer | Election of Director: Jacquelyn R. Soffer | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 8 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve a non-binding and advisory resolution regarding Washington Prime Group Inc. s executive compensation as described in the proxy statement. | |||||||||||||||||
| Washington Prime Group Inc. | United States | 5/17/2018 | Annual | 3/22/2018 | WPG | 93964W108 | CUSIP | 9 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | To ratify the appointment of Ernst & Young LLP as Washington Prime Group Inc. s independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 1 | Elect Benjamin S. Butcher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Benjamin S. Butcher | Election of Trustee: Benjamin S. Butcher | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 2 | Elect Edward S. Civera | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Edward S. Civera | Election of Trustee: Edward S. Civera | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 3 | Elect Ellen M. Goitia | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ellen M. Goitia | Election of Trustee: Ellen M. Goitia | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 4 | Elect Charles T. Nason | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Charles T. Nason | Election of Trustee: Charles T. Nason | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 5 | Elect Thomas H. Nolan, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas H. Nolan, Jr. | Election of Trustee: Thomas H. Nolan, Jr. | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 6 | Elect Anthony L. Winns | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Anthony L. Winns | Election of Trustee: Vice Adm. Anthony L. Winns (RET.) | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 7 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | Non-binding advisory vote on compensation of named executive officers (say-on-pay) | |||||||||||||||||
| Washington Real Estate Investment Trust | United States | 5/31/2018 | Annual | 3/15/2018 | WRE | 939653101 | CUSIP | 8 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Proposal to ratify appointment of Ernst & Young LLP as independent registered public accounting firm for 2018 | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 1 | Elect Andrew M. Alexander | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Andrew M. Alexander | Election of Director: Andrew M. Alexander | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 2 | Elect Stanford Alexander | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stanford Alexander | Election of Director: Stanford Alexander | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 3 | Elect Shelaghmichael Brown | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Shelaghmichael Brown | Election of Director: Shelaghmichael Brown | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 4 | Elect James W. Crownover | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect James W. Crownover | Election of Director: James W. Crownover | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 5 | Elect Stephen A. Lasher | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Stephen A. Lasher | Election of Director: Stephen A. Lasher | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 6 | Elect Thomas L. Ryan | Mgmt | For | Against | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas L. Ryan | Election of Director: Thomas L. Ryan | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 7 | Elect Douglas W. Schnitzer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Douglas W. Schnitzer | Election of Director: Douglas W. Schnitzer | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 8 | Elect C. Park Shaper | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect C. Park Shaper | Election of Director: C. Park Shaper | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 9 | Elect Marc J. Shapiro | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marc J. Shapiro | Election of Director: Marc J. Shapiro | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 10 | Amendment to the 2010 Long-Term Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the 2010 Long-Term Incentive Plan | Adoption of the First Amendment to the Weingarten Realty Investors Amended and Restated 2010 Long-Term Incentive Plan. | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 11 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Deloitte & Touche LLP as our independent registered public accounting firm for the fiscal year ending December 31, 2018. | |||||||||||||||||
| Weingarten Realty Investors | United States | 4/24/2018 | Annual | 2/23/2018 | WRI | 948741103 | CUSIP | 12 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, by non-binding vote, executive compensation. | |||||||||||||||||
| Western Asset Emerging Markets Debt Fund Inc | United States | 4/27/2018 | Annual | 2/20/2018 | EMD | 95766A101 | CUSIP | 1.1 | Elect Carol L. Colman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Carol L. Colman | Carol L. Colman | |||||||||||||||||
| Western Asset Emerging Markets Debt Fund Inc | United States | 4/27/2018 | Annual | 2/20/2018 | EMD | 95766A101 | CUSIP | 1.2 | Elect Daniel P. Cronin | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Daniel P. Cronin | Daniel P. Cronin | |||||||||||||||||
| Western Asset Emerging Markets Debt Fund Inc | United States | 4/27/2018 | Annual | 2/20/2018 | EMD | 95766A101 | CUSIP | 1.3 | Elect Paolo M. Cucchi | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Paolo M. Cucchi | Paolo M. Cucchi | |||||||||||||||||
| Western Asset Inflation-Linked Income Fund | United States | 5/30/2018 | Annual | 3/27/2018 | WIA | 95766Q106 | CUSIP | 1.1 | Elect Ronald E. Toupin, Jr. | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald E. Toupin, Jr. | Ronald E. Toupin, Jr. | |||||||||||||||||
| Western Asset Inflation-Linked Opportunities & Income Fund | United States | 5/30/2018 | Annual | 3/29/2018 | WIW | 95766R104 | CUSIP | 1 | Elect Ronald A. Nyberg | Mgmt | For | Abstain | Against | Granite Shares HIPS US High Income ETF | Voted | Elect Ronald A. Nyberg | Election of Trustee: Ronald A. Nyberg | |||||||||||||||||
| Western Asset Inflation-Linked Opportunities & Income Fund | United States | 5/30/2018 | Annual | 3/29/2018 | WIW | 95766R104 | CUSIP | 2 | Approval of a New Investment Advisory Agreement | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of a New Investment Advisory Agreement | a new investment advisory agreement between the Fund and Western Asset Management Company ( Western Asset ) | |||||||||||||||||
| Western Asset Inflation-Linked Opportunities & Income Fund | United States | 5/30/2018 | Annual | 3/29/2018 | WIW | 95766R104 | CUSIP | 3 | Approval of a New Sub-Advisory Agreement with Western Asset Japan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of a New Sub-Advisory Agreement with Western Asset Japan | a new sub-advisory agreement between Western Asset and Western Asset Management Company Limited with respect to the Fund | |||||||||||||||||
| Western Asset Inflation-Linked Opportunities & Income Fund | United States | 5/30/2018 | Annual | 3/29/2018 | WIW | 95766R104 | CUSIP | 4 | Approval of a New Sub-Advisory Agreement with Western Asset London | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of a New Sub-Advisory Agreement with Western Asset London | a new sub-advisory agreement between Western Asset and Western Asset Management Company Ltd with respect to the Fund | |||||||||||||||||
| Western Asset Inflation-Linked Opportunities & Income Fund | United States | 5/30/2018 | Annual | 3/29/2018 | WIW | 95766R104 | CUSIP | 5 | Approval of a New Sub-Advisory Agreement with Western Asset Singapore | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Approval of a New Sub-Advisory Agreement with Western Asset Singapore | a new sub-advisory agreement between Western Asset and Western Asset Management Company Pte. Ltd. with respect to the Fund | |||||||||||||||||
| Western Asset Mortgage Defined Opportunity Fund Inc. | United States | 2/23/2018 | Annual | 1/3/2018 | GDO | 95790C107 | CUSIP | 1.1 | Elect Leslie H. Gelb | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leslie H. Gelb | Leslie H. Gelb | |||||||||||||||||
| Western Asset Mortgage Defined Opportunity Fund Inc. | United States | 2/23/2018 | Annual | 1/3/2018 | GDO | 95790C107 | CUSIP | 1.2 | Elect William R. Hutchinson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William R. Hutchinson | William R. Hutchinson | |||||||||||||||||
| Western Asset Mortgage Defined Opportunity Fund Inc. | United States | 2/23/2018 | Annual | 1/3/2018 | GDO | 95790C107 | CUSIP | 1.3 | Elect Jane E. Trust | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jane E. Trust | Jane Trust | |||||||||||||||||
| Western Asset Mortgage Defined Opportunity Fund Inc. | United States | 4/27/2018 | Annual | 2/20/2018 | DMO | 95790B109 | CUSIP | 1.1 | Elect Leslie H. Gelb | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Leslie H. Gelb | Leslie H. Gelb | |||||||||||||||||
| Western Asset Mortgage Defined Opportunity Fund Inc. | United States | 4/27/2018 | Annual | 2/20/2018 | DMO | 95790B109 | CUSIP | 1.2 | Elect William R. Hutchinson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect William R. Hutchinson | William R. Hutchinson | |||||||||||||||||
| Western Asset Mortgage Defined Opportunity Fund Inc. | United States | 4/27/2018 | Annual | 2/20/2018 | DMO | 95790B109 | CUSIP | 1.3 | Elect Jane E. Trust | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jane E. Trust | Jane Trust | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.1 | Elect Brian O. Casey | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Brian O. Casey | Brian O. Casey | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.2 | Elect Richard M. Frank | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Richard M. Frank | Richard M. Frank | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.3 | Elect Susan M. Byrne | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Susan M. Byrne | Susan M. Byrne | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.4 | Elect Ellen H. Masterson | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Ellen H. Masterson | Ellen H. Masterson | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.5 | Elect Robert D. McTeer | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Robert D. McTeer | Robert D. McTeer | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.6 | Elect Geoffrey R. Norman | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Geoffrey R. Norman | Geoffrey R. Norman | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.7 | Elect Martin J. Weiland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Martin J. Weiland | Martin J. Weiland | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 1.8 | Elect Raymond E. Wooldridge | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Raymond E. Wooldridge | Raymond E. Wooldridge | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 2 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the appointment of Deloitte & Touche, LLP as Westwood s independent auditors for the year ending December 31, 2018. | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 3 | Amendment to the Stock Incentive Plan | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Amendment to the Stock Incentive Plan | To approve the Fifth Amended and Restated Westwood Holdings Group, Inc. Stock Incentive Plan. | |||||||||||||||||
| Westwood Holdings Group, Inc. | United States | 4/25/2018 | Annual | 3/5/2018 | WHG | 961765104 | CUSIP | 4 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To cast a non-binding, advisory vote on the Company s executive compensation. | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.1 | Elect Marcel Verbaas | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Marcel Verbaas | Marcel Verbaas | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.2 | Elect Jeffrey H. Donahue | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Jeffrey H. Donahue | Jeffrey H. Donahue | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.3 | Elect John H. Alschuler | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect John H. Alschuler | John H. Alschuler | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.4 | Elect Keith E. Bass | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Keith E. Bass | Keith E. Bass | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.5 | Elect Thomas M. Gartland | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Thomas M. Gartland | Thomas M. Gartland | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.6 | Elect Beverly K. Goulet | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Beverly K. Goulet | Beverly K. Goulet | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.7 | Elect Mary E. McCormick | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Mary E. McCormick | Mary E. McCormick | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 1.8 | Elect Dennis D. Oklak | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Elect Dennis D. Oklak | Dennis D. Oklak | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 2 | Advisory Vote on Executive Compensation | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Advisory Vote on Executive Compensation | To approve, on an advisory and non-binding basis, the compensation of the named executive officers as disclosed in the proxy statement. | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 3 | Miscellaneous Article Amendments | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Miscellaneous Article Amendments | To approve a charter amendment to repeal Xenia Hotels & Resorts, Inc. s election to be subject to section 3-804(c) of the Maryland General Corporation Law. | |||||||||||||||||
| Xenia Hotels & Resorts Inc | United States | 5/22/2018 | Annual | 3/29/2018 | XHR | 984017103 | CUSIP | 4 | Ratification of Auditor | Mgmt | For | For | For | Granite Shares HIPS US High Income ETF | Voted | Ratification of Auditor | Ratification of the Appointment of KPMG LLP as Xenia Hotels & Resorts, Inc. s Independent Registered Public Accounting Firm for Fiscal Year 2018. | |||||||||||||||||
There is no proxy voting activity for the following funds, which did not hold any votable positionss during the reporting period:
| ● | GraniteShares Bloomberg Commodity Broad Strategy no K-1 ETF |
| ● | GraniteShares S&P GSCI Commodity Broad Strategy no K-1 ETF |
SIGNATURES
Pursuant to the requirements of the Investment Company Act of 1940, the registrant has duly caused this report to be signed on its behalf by the undersigned, thereunto duly authorized.
| Registrant | GraniteShares ETF Trust |
| By (Signature and Title)* | /s/ William Rhind |
| William Rhind, President and Chief Financial Officer |
| Date | August 7, 2018 |
*Print the name and title of each signing officer under his or her signature.
